[List of CFR Sections Affected (LSA), June 1997] [From the U.S. Government Publishing Office, www.gpo.gov] TITLE 17--COMMODITY AND SECURITIES EXCHANGES Chapter I--Commodity Futures Trading Commission (Parts 1--199) 1 Interpretation................................................97-25470 Fee schedules.................................................97-26384 Advisory..................................97-31507, 97-32859, 97-34165 1.10 (c) amended................................................97-33007 1.31 (c)(1)(iii) and (3) revised................................97-24031 1.41a (a)(2) and (3) revised....................................97-17701 4.2 (a) revised.................................................97-18268 4.26 (d) revised................................................97-18268 4.36 (d) revised................................................97-18268 5 Fee schedules.................................................97-26384 11 Authority citation revised...................................97-17702 11.1 Revised....................................................97-17702 11.2 (a) revised................................................97-17702 15.00 (b) and (l) revised.......................................97-24031 (l) correctly designated......................................97-27659 16.00 (a)(5) revised............................................97-24031 16.01 Heading and (d) revised; (a)(5) and (6) removed; (a)(7) and (c) redesignated as (a)(5) and (b)(3); new (c) added...................................97-24032 16.06 Revised...................................................97-24032 16.07 Revised...................................................97-24032 17.00 (a), (d), (e) and (g) revised.............................97-24032 17.02 (a) revised...............................................97-24033 17.03 Revised...................................................97-24034 17.04 (a) and (b) introductory text revised.....................97-24034 30 Appendix C amended...........................................97-16690 31 Fee schedules................................................97-26384 145 Authority citation revised..................................97-17069 145.0 Revised...................................................97-17069 145.2 Revised...................................................97-17069 145.7 Introductory text added; (a) revised......................97-17069 190 Appendix B amended..........................................97-31710 Chapter II--Securities and Exchange Commission (Parts 200--399) 202 Policy statement............................................97-15604 Authority citation amended....................................97-16079 202.9 Added.....................................................97-16079 228.10 (a)(1) amended...........................................97-26388 230.146 Added...................................................97-24573 230.405 Amended.................................................97-26388 232.301 Corrected...............................................97-16691 239.13 (b)(1) and Form S-3 amended..............................97-26388 239.32 (b)(2)(i) and Form F-2 amended...........................97-26388 239.33 (b)(1) and Form F-3 amended..............................97-26388 240 Compliance dates............................................97-18514 240.12b-2 Amended...............................................97-26389 249.310 Form 10-K amended.......................................97-26389 249.310b Form 10-KSB amended....................................97-26389 270.2a51-1 Added................................................97-17526 270.2a51-2 Added................................................97-17528 270.2a51-3 Added................................................97-17528 270.3c-1 Added..................................................97-17529 270.3c-5 Added..................................................97-17529 270.3c-6 Added..................................................97-17529 270.17f-5 Revised...............................................97-26932 275 Authority citation revised..................................97-28132 275.203(b)(3)-1 Revised.........................................97-28132 275.203A-1 Added................................................97-28133 275.203A-2 Added................................................97-28133 275.203A-3 Added................................................97-28134 275.203A-4 Added................................................97-28134 275.203A-5 Added................................................97-28134 275.204-1 Revised...............................................97-28135 275.204-2 (a) introductory text revised; (k) added 97-28135 275.205-3 Heading and (a) revised...............................97-28135 275.206(3)-2 (a) introductory text revised......................97-28135 275.206(4)-1 (a) introductory text revised......................97-28135 275.206(4)-2 (a) introductory text revised......................97-28135 275.206(4)-3 (a)(1)(ii)(C) amended..............................97-28135 275.206(4)-4 (a) introductory text revised......................97-28135 275.222-1 Added.................................................97-28135 275.222-2 Added.................................................97-28136 279.1 Form ADV amended..........................................97-28136 (d) corrected.................................................97-33008 279.3 Revised...................................................97-28136 Proposed Rules: 32....................................................97-31375, 97-33379 190.............................................................97-19530 230...................................................97-24160, 97-32705 239.............................................................97-24160 240.............................................................97-30485 270...................................................97-24160, 97-24161 274.............................................................97-24160