[List of CFR Sections Affected (LSA), June 1997] [From the U.S. Government Publishing Office, www.gpo.gov] TITLE 12--BANKS AND BANKING Chapter I--Comptroller of the Currency, Department of the Treasury (Parts 1--199) 4 Authority citation revised.....................................97-6452 4.6 Added; interim...............................................97-6452 13 Added........................................................97-13283 19 Authority citation revised....................................97-3199 19.240--19.241 (Subpart O) Added.................................97-3200 Chapter II--Federal Reserve System (Parts 200--299) 203.3 (a)(1)(ii) amended.........................................97-3603 (a)(1)(ii) revised............................................97-28623 203.5 (b) and (e) revised; (c) amended..........................97-28623 203 Appendix A and Supplement I amended..........................97-3604 Appendix A amended..................................97-28623, 97-28624 Supplement I amended..........................................97-28626 Appendix A correctly revised..................................97-33340 204.3 (b) revised...............................................97-34616 207 OTC margin stock lists.............................97-3773, 97-22881 208 Authority citation revised.........................97-6452, 97-13285 208.8 (k) removed................................................97-9911 208.24 Added.....................................................97-9911 208.25 Added....................................................97-13285 208.26 Added; interim............................................97-6452 208.129 Added...................................................97-13285 (b) corrected.................................................97-15601 209.15 Added....................................................97-34616 211 Authority citation revised..................................97-13286 211.24 Heading revised; (h) added...............................97-13286 213.1 (a) revised...............................................97-15367 213.2 (f) amended...............................................97-15367 213.4 (b), (f)(1), (n), (o)(1) heading and (2) heading revised; (t) added..................................97-15367 213.5 (d)(1) revised............................................97-15367 213.7 (d)(1)(ii) and (2)(iv) removed; (d)(1)(iii), (2)(v) and (vi) redesignated as (d)(1)(ii), (2)(iv) and (v); (b)(1), (d)(1)(i), (2)(ii), (iii), new (iv) and new (v) revised.........................97-15367 213 Appendix A amended..........................................97-15369 Supplement I revised..........................................97-16058 215.2 (d) introductory text, (1), (2) and (3) redesignated as (d)(1) introductory text, (i), (ii) and (iii); new (d)(2), new (3) and (e)(3) added.......................................................97-13298 215.4 (a)(2) introductory text revised..........................97-13298 217.101 (a)(1) amended; (b) added...............................97-26737 220 OTC margin stock lists.............................97-3773, 97-22881 221 OTC margin stock lists.............................97-3773, 97-22881 224 OTC margin stock lists.............................97-3773, 97-22881 225.1--225.7 (Subpart A) Revised.................................97-9319 225.11--225.17 (Subpart B) Revised...............................97-9324 225.21--225.28 (Subpart C) Revised...............................97-9329 225.31 (d)(2)(ii) amended........................................97-9338 225.32 Removed...................................................97-9338 225.41--225.44 (Subpart E) Revised...............................97-9338 225.51 Removed...................................................97-9341 225.61--225.67 (Subpart G) Heading revised.......................97-9341 225.71--225.73 (Subpart H) Revised...............................97-9341 225.125 (f) and (g) revised......................................97-9343 225.145 (a) amended..............................................97-9343 225 Appendix C revised...........................................97-9343 226 Supplement I amended..........97-10196, 97-10197, 97-10198, 97-10199 [[Page 37]] 229.2 (e) concluding text and (s) revised; (pp) redesignated as (qq); new (pp) added........................97-13809 229.13 (g)(1) introductory text and (ii)(A) amended; (g)(1)(i)(B), (E) and (h)(4) revised; (g)(1)(ii)(A) designation and (B) removed; (g)(4) redesignated as (g)(5); new (g)(4) added.......................................................97-13809 229.16 (c)(2)(i)(B) revised.....................................97-13810 229.19 (a)(1) revised; (a)(5)(ii) amended.......................97-13810 229.30 (c) revised..............................................97-13810 229.34 Heading and (c)(4) revised; (f) added....................97-13810 229.36 Heading and (e)(1)(ii) revised; (c) amended 97-13810 229.39 (b) revised..............................................97-13810 229.42 Revised..................................................97-13810 229.43 Added....................................................97-13810 229 Appendix C amended..........................................97-13811 Appendix E amended........................97-13816, 97-13817, 97-13818 Appendix A amended............................................97-26221 265.4 (a)(4) added..............................................97-14792 265.5 (f) added.................................................97-34617 Chapter III--Federal Deposit Insurance Corporation (Parts 300--399) 303.0 (b)(12) revised...........................................97-16664 304.1 Amended....................................................97-4896 304.2 Revised....................................................97-4896 304.3 Revised....................................................97-4896 304.4 Revised....................................................97-4896 304.5 Revised....................................................97-4897 304 Appendix A revised...........................................97-4897 Appendix B removed.............................................97-4899 327.8 Introductory text added; (f) and (g) revised 97-27176 327.9 (b) revised...............................................97-27176 327.41--327.45 (Subpart C) Removed..............................97-27177 335 Revised......................................................97-6856 337 Authority citation revised...................................97-6453 337.12 Added; interim............................................97-6453 344 Revised......................................................97-9919 350.3 Revised...................................................97-10200 350.4 Revised...................................................97-10200 350.5 Revised...................................................97-10200 350.6 Revised...................................................97-10200 350.12 Revised..................................................97-10201 368 Added.......................................................97-13287 Chapter V--Office of Thrift Supervision, Department of the Treasury (Parts 500--599) 502 Authority citation revised...................................97-3780 502.1 (f) revised................................................97-3780 516.3 (a)(1)(i), (b)(1)(i) and (c) revised.......................97-3780 543.2 (g)(1)(iv), (v) and (vi) amended; (g)(2) removed; (g)(3) redesignated as (g)(2)......................97-27180 543.3 Added.....................................................97-27180 (c)(1)(v) corrected...........................................97-28983 552.2-1 (a) amended; (b)(2) removed.............................97-27181 560.3 Amended; introductory text revised........................97-15825 562.4 (b)(1) and (c)(4) revised..................................97-3780 563 Authority citation revised...................................97-6453 563.41 (e)(2)(ii)(A) revised.....................................97-3781 563.171 Added; interim...........................................97-6453 565.4 (b)(2)(iii)(B), (3)(iii)(B) and (c)(2) revised......................................................97-3781 571.6 Removed...................................................97-27181 574.9 (a)(5)(i)(A) revised.......................................97-3781 Chapter VI--Farm Credit Administration (Parts 600--699) 600.5 Regulation at 61 FR 67185 eff. 3-4-97.....................97-18037 603.310 Regulation at 61 FR 67185 eff. 3-4-97...................97-18037 611.1030 Regulation at 61 FR 67185 eff. 3-4-97..................97-18037 611.1135 (b)(1) corrected.......................................97-13213 Regulation at 61 FR 67185 eff. 3-4-97.........................97-18037 611.1140--611.1145 (Subpart J) Regulation at 61 FR 67186 eff. 3-4-97...........................................97-18037 611.1155--611.1158 (Subpart K) Regulation at 61 FR 67186 eff. 3-4-97...........................................97-18037 611.1160--611.1169 (Subpart L) Regulation at 61 FR 67186 eff. 3-4-97...........................................97-18037 611.1170--611.1176 (Subpart M) Regulation at 61 FR 67186 eff. 3-4-97...........................................97-18037 611.1180--611.1183 (Subpart N) Regulation at 61 FR 67186 eff. 3-4-97...........................................97-18037 611.1190--611.1198 (Subpart O) Regulation at 61 FR 67186 eff. 3-4-97...........................................97-18037 [[Page 38]] 611.1200 Regulation at 61 FR 67186 eff. 3-4-97..................97-18037 611.1250 Regulation at 61 FR 67186 eff. 3-4-97..................97-18037 611.1255 Regulation at 61 FR 67186 eff. 3-4-97..................97-18037 611.1266 Regulation at 61 FR 67186 eff. 3-4-97..................97-18037 613 Authority citation revised...................................97-4441 613.3000--613.3030 (Subpart A) Revised (effective date pending)................................................97-4441 Regulation at 62 FR 4441 eff. 3-11-97.........................97-11071 613.3100--613.3200 (Subpart B) Revised (effective date pending)................................................97-4442 Regulation at 62 FR 4442 eff. 3-11-97.........................97-11071 613.3100 (b)(1)(iv) corrected...................................97-33746 613.3110--613.3120 (Subpart D) Removed (effective date pending)................................................97-4441 Regulation at 62 FR 4441 eff. 3-11-97.........................97-11071 613.3145--613.3175 (Subpart E) Redesignated as 626 (effective date pending).....................................97-4441 Regulation at 62 FR 4441 eff. 3-11-97.........................97-11071 613.3200 (Subpart C) Revised (effective date pending).....................................................97-4444 Regulation at 62 FR 4444 eff. 3-11-97.........................97-11071 613.3200 Correctly designated...................................97-11071 614.4010 (d)(4) and (5) amended; (d)(6) and (7) added (effective date pending)...............................97-4445 Regulation at 62 FR 4445 eff. 3-11-97.........................97-11071 614.4020 (a)(4) and (5) amended; (a)(6) and (7) added (effective date pending)...............................97-4445 Regulation at 62 FR 4445 eff. 3-11-97.........................97-11071 614.4233 Introductory text revised (effective date pending).....................................................97-4445 Regulation at 62 FR 4445 eff. 3-11-97.........................97-11071 614.4321 Regulation at 61 FR 67186 eff. 3-4-97..................97-18037 614.4440 Regulation at 61 FR 67187 eff. 3-4-97..................97-18037 614.4444 Regulation at 61 FR 67187 eff. 3-4-97..................97-18037 614.4510 Regulation at 61 FR 67187 eff. 3-4-97..................97-18037 614.4515 Regulation at 61 FR 67187 eff. 3-4-97..................97-18037 614.4516 Regulation at 61 FR 67187 eff. 3-4-97..................97-18037 Introductory text amended.....................................97-25831 614.4517 Regulation at 61 FR 67187 eff. 3-4-97..................97-18037 614.4520 Regulation at 61 FR 67187 eff. 3-4-97..................97-18037 614.4525 Regulation at 61 FR 67187 eff. 3-4-97..................97-18037 614.4610 Amended (effective date pending)........................97-4445 Regulation at 62 FR 4445 eff. 3-11-97.........................97-11071 614.4700--614.4900 (Subpart Q) Heading amended (effective date pending).....................................97-4445 Regulation at 62 FR 4445 eff. 3-11-97.........................97-11071 614.4700 (a) introductory text, (b) and (h) amended (effective date pending).............................97-4445 Regulation at 62 FR 4445 eff. 3-11-97.........................97-11071 614.4710 Introductory text, (a)(1) introductory text, (i), (ii), (3), (5), (b)(1) and (c) amended (effective date pending).............................97-4445 Regulation at 62 FR 4445 eff. 3-11-97.........................97-11071 614.4720 Introductory text amended (effective date pending).....................................................97-4445 Regulation at 62 FR 4445 eff. 3-11-97.........................97-11071 614.4800 Amended (effective date pending)........................97-4445 Regulation at 62 FR 4445 eff. 3-11-97.........................97-11071 614.4810 (a) introductory text and (b) amended (effective date pending).....................................97-4445 Regulation at 62 FR 4445 eff. 3-11-97.........................97-11071 614.4900 (a) through (d) and (i) amended (effective date pending).....................................97-4445 Regulation at 62 FR 4445 eff. 3-11-97.........................97-11071 615 Authority citation revised (effective date pending).....................................................97-4445 615.5120 Regulation at 61 FR 67187 eff. 3-4-97..................97-18037 [[Page 39]] 615.5140 Regulation at 61 FR 67187 eff. 3-4-97..................97-18037 615.5143 Regulation at 61 FR 67187 eff. 3-4-97..................97-18037 615.5200 (a) and (b) introductory text revised (effective date pending).....................................97-4446 Regulation at 62 FR 4446 eff. 3-11-97.........................97-11071 615.5201 (g) amended; (j)(5) and (6) redesignated as (j)(6) and (7); new (j)(5) added (effective date pending)................................................97-4446 Regulation at 62 FR 4446 eff. 3-11-97.........................97-11071 615.5205 Revised (effective date pending)........................97-4446 Regulation at 62 FR 4446 eff. 3-11-97.........................97-11071 615.5210 (e)(7) and (f)(2)(i)(C) revised; (e)(10) added; (f)(2)(i)(D) and (v)(D) removed; (f)(2)(v)(E) redesignated as (f)(2)(v)(D) (effective date pending).....................................97-4446 Regulation at 62 FR 4446 eff. 3-11-97.........................97-11071 615.5216 Removed (effective date pending)........................97-4446 Regulation at 62 FR 4446 eff. 3-11-97.........................97-11071 615.5220 (f) removed; (g), (h) and (i) redesignated as (f), (g) and (h); (d), (e) and new (f) amended (effective date pending).....................97-4446 Regulation at 62 FR 4446 eff. 3-11-97.........................97-11071 615.5230 (b)(1) amended (effective date pending) 97-4446 Regulation at 62 FR 4446 eff. 3-11-97.........................97-11071 615.5240 (b) removed; introductory text and (a) redesignated as (a) and (b); new (a) and new (b)(2) revised; (b)(3) and (c) added (effective date pending).....................................97-4446 Regulation at 62 FR 4446 eff. 3-11-97.........................97-11071 615.5250 (c) removed; (d) and (e) redesignated as (c) and (d); (a)(4)(ii), (iii) and new (c)(3) amended (effective date pending).............................97-4447 Regulation at 62 FR 4447 eff. 3-11-97.........................97-11071 Regulation at 61 FR 67187 eff. 3-4-97.........................97-18037 615.5270 Amended (effective date pending)........................97-4447 Regulation at 62 FR 4447 eff. 3-11-97.........................97-11071 615.5280 (a) corrected..........................................97-13213 Regulation at 61 FR 67187 eff. 3-4-97.........................97-18037 615.5290 Regulation at 61 FR 67188 eff. 3-4-97..................97-18037 615.5301--615.5336 (Subpart K) Revised (effective date pending)................................................97-4447 Regulation at 62 FR 4447 eff. 3-11-97.........................97-11071 615.5301 (b)(2) corrected.......................................97-19219 615.5330 (b)(1) corrected.......................................97-11071 615.5350--615.5354 (Subpart L) Added (effective date pending)................................................97-4448 Regulation at 62 FR 4448 eff. 3-11-97.........................97-11071 615.5355--615.5361 (Subpart M) Added (effective date pending)................................................97-4449 Regulation at 62 FR 4449 eff. 3-11-97.........................97-11071 617 Revised (effective date pending)............................97-24566 Regulation at 62 FR 24566 eff. 6-13-97........................97-32478 618.8005 (a) and (b) amended (effective date pending).....................................................97-4450 Regulation at 62 FR 4450 eff. 3-11-97.........................97-11071 618.8260 Regulation at 61 FR 67188 eff. 3-4-97..................97-18037 618.8310 Regulation at 61 FR 67188 eff. 3-4-97..................97-18037 618.8320 Regulation at 61 FR 67188 eff. 3-4-97..................97-18037 (b)(5) revised................................................97-25831 618.8325 Regulation at 61 FR 67188 eff. 3-4-97..................97-18037 618.8330 Regulation at 61 FR 67188 eff. 3-4-97..................97-18037 618.8340 Regulation at 61 FR 67188 eff. 3-4-97..................97-18037 618.8360 Regulation at 61 FR 67188 eff. 3-4-97..................97-18037 618.8370 Regulation at 61 FR 67188 eff. 3-4-97..................97-18037 [[Page 40]] 618.8380--618.8420 (Subpart I) Regulation at 61 FR 67188 eff. 3-4-97...........................................97-18037 618.8440 (b)(6) amended (effective date pending) 97-4450 Regulation at 62 FR 4450 eff. 3-11-97.........................97-11071 619.9030 Removed (effective date pending)........................97-4450 Regulation at 62 FR 4450 eff. 3-11-97.........................97-11071 619.9040 Removed (effective date pending)........................97-4450 Regulation at 62 FR 4450 eff. 3-11-97.........................97-11071 619.9060 Regulation at 61 FR 67188 eff. 3-4-97..................97-18037 619.9065 Removed (effective date pending)........................97-4450 Regulation at 62 FR 4450 eff. 3-11-97.........................97-11071 619.9080 Removed (effective date pending)........................97-4450 Regulation at 62 FR 4450 eff. 3-11-97.........................97-11071 619.9090 Removed (effective date pending)........................97-4450 Regulation at 62 FR 4450 eff. 3-11-97.........................97-11071 619.9100 Removed (effective date pending)........................97-4450 Regulation at 62 FR 4450 eff. 3-11-97.........................97-11071 619.9120 Removed (effective date pending)........................97-4450 Regulation at 62 FR 4450 eff. 3-11-97.........................97-11071 619.9150 Removed (effective date pending)........................97-4450 Regulation at 62 FR 4450 eff. 3-11-97.........................97-11071 619.9160 Removed (effective date pending)........................97-4450 Regulation at 62 FR 4450 eff. 3-11-97.........................97-11071 619.9190 Removed (effective date pending)........................97-4450 Regulation at 62 FR 4450 eff. 3-11-97.........................97-11071 619.9220 Removed (effective date pending)........................97-4450 Regulation at 62 FR 4450 eff. 3-11-97.........................97-11071 619.9270 Removed (effective date pending)........................97-4450 Regulation at 62 FR 4450 eff. 3-11-97.........................97-11071 619.9280 Removed (effective date pending)........................97-4450 Regulation at 62 FR 4450 eff. 3-11-97.........................97-11071 619.9300 Removed (effective date pending)........................97-4450 Regulation at 62 FR 4450 eff. 3-11-97.........................97-11071 619.9310 Removed (effective date pending)........................97-4450 Regulation at 62 FR 4450 eff. 3-11-97.........................97-11071 620.1 (o), (p) and (q) redesignated as (p), (q) and (r); new (o) added (effective date pending)....................................................97-15092 Regulation at 62 FR 15092 eff. 5-6-97.........................97-24809 620.2 (a), (b)(3)(i) and (f) through (i) revised (effective date pending)....................................97-15092 Regulation at 62 FR 15092 eff. 5-6-97.........................97-24809 620.4 (b) revised (effective date pending)......................97-15093 Regulation at 62 FR 15093 eff. 5-6-97.........................97-24809 620.5 (d)(1)(ix) and (g)(4)(ii) revised (effective date pending)................................................97-4451 Regulation at 62 FR 4450 eff. 3-11-97.........................97-11071 (g)(2)(vi) revised (effective date pending)...................97-15093 Regulation at 62 FR 15093 eff. 5-6-97.........................97-24809 620.10--620.11 (Subpart C) Heading revised (effective date pending)....................................97-15093 Regulation at 62 FR 15093 eff. 5-6-97.........................97-24809 620.10 Revised (effective date pending).........................97-15093 Regulation at 62 FR 15093 eff. 5-6-97.........................97-24809 620.15--620.17 (Subpart D) Added (effective date pending)....................................................97-15093 Regulation at 62 FR 15093 eff. 5-6-97.........................97-24809 620.20--620.21 (Subpart D) Redesignated as 620.20--620.21 (Subpart E) (effective date pending)....................................................97-15093 [[Page 41]] Regulation at 62 FR 15093 eff. 5-6-97.........................97-24809 620.20 (c) removed; (b) revised (effective date pending)....................................................97-15094 Regulation at 62 FR 15094 eff. 5-6-97.........................97-24809 620.30--620.31 (Subpart E) Redesignated as 620.30--620.31 (Subpart F) (effective date pending)....................................................97-15093 Regulation at 62 FR 15093 eff. 5-6-97.........................97-24809 620.40 (Subpart F) Redesignated as 620.40 (Subpart G) (effective date pending).................................97-15093 Regulation at 62 FR 15093 eff. 5-6-97.........................97-24809 626 Redesignated from 613.3145--613.3175 (Subpart E) (effective date pending)..................................97-4441 Authority citation added.......................................97-4451 Regulation at 62 FR 4441 eff. 3-11-97.........................97-11071 626.6025 (b) amended (effective date pending)....................97-4451 Regulation at 62 FR 4451 eff. 3-11-97.........................97-11071 630 Authority citation revised..................................97-15094 630.3 (f) and (g) redesignated as (g) and (h); new (f) added (effective date pending)..........................97-15094 Regulation at 62 FR 15094 eff. 5-6-97.........................97-24809 Chapter VII--National Credit Union Administration (Parts 700--799) 701.1 Revised....................................................97-5316 703 Revised.....................................................97-33001 704 Revised.....................................................97-12938 709.5 (b)(7) and (8) revised; (b)(9) added......................97-12949 741.219 Added...................................................97-12949 790.2 (b)(4) revised.............................................97-8155 792 Authority citation revised...................................97-8156 792.2 (f) revised................................................97-8156 Chapter IX--Federal Housing Finance Board (Parts 900--999) 931 Authority citation revised..................................97-26922 Revised; interim...............................................97-6861 931.5 Redesignated as 934.4.....................................97-26922 932 Authority citation revised......................................97-9 932.40 Revised......................................................97-9 932.41 Revised......................................................97-9 934 Authority citation revised..................................97-26922 934.4 Redesignated as 934.5; new 934.4 redesignated from 931.5 and revised.........................97-26922 934.5 Redesignated as 934.6; new 934.5 redesignated from 934.4.....................................97-26922 934.6 Redesignated as 934.7; new 934.6 redesignated from 934.5.....................................97-26922 934.7 Redesignated as 934.8; new 934.7 redesignated from 934.6.....................................97-26922 934.8 Redesignated as 934.9; new 934.8 redesignated from 934.7.....................................97-26922 934.9 Redesignated as 934.10; new 934.9 redesignated from 934.8.....................................97-26922 934.10 Redesignated as 934.11; new 934.10 redesignated from 934.9.....................................97-26922 934.11 Redesignated as 934.12; new 934.11 redesignated from 934.10....................................97-26922 934.12 Redesignated as 934.13; new 934.12 redesignated from 934.11....................................97-26922 934.13 Redesignated as 934.14; new 934.13 redesignated from 934.12....................................97-26922 934.14 Redesignated as 934.15; new 934.14 redesignated from 934.13....................................97-26922 934.15 Redesignated from 934.14.................................97-26922 935 Authority citation revised..................................97-12079 935.1 Amended; interim.................................97-8871, 97-12079 935.13 (a)(3) revised; interim...................................97-8871 935.20--935.24 (Subpart B) Revised..............................97-12079 936 Revised.....................................................97-28988 Chapter XVIII--Community Development Financial Institutions Fund, Department of the Treasury (Part 1800--1899) 1805 Revised; interim...........................................97-16447 1806 Revised; interim...........................................97-10672 Proposed Rules: 25..............................................................97-12730 202................................................................97-56 204.............................................................97-11117 205..............................................................97-3242 [[Page 42]] 208...................................................97-12730, 97-15272 209...................................................97-11117, 97-15297 210.............................................................97-27547 211.............................................................97-12730 213.......................................................97-62, 97-7363 216.............................................................97-15300 225..............................................................97-2622 226..........................................97-5183, 97-15624, 97-23189 250.............................................................97-15272 261.............................................................97-31526 307.............................................................97-26431 312..............................................................97-6139 328..............................................................97-6142 330.............................................................97-26435 343.............................................................97-26994 360..............................................................97-7725 361.............................................................97-18059 369.............................................................97-12730 516.............................................................97-17110 543...................................................97-17110, 97-17115 545...................................................97-15626, 97-17110 552.............................................................97-17110 556...................................................97-15626, 97-17110 557.............................................................97-15626 561.............................................................97-15626 563...................................................97-15626, 97-17110 563g............................................................97-15626 566.............................................................97-26449 575.............................................................97-30778 614...................................................97-13842, 97-18167 615.............................................................97-20131 627...................................................97-13842, 97-18167 650..............................................................97-8190 700--799 (Ch. VII)..........................97-11773, 97-11778, 97-19702 701...................................................97-11779, 97-19702 712...................................................97-11779, 97-19702 740...................................................97-11779, 97-19702 792.............................................................97-19941 900--999 (Ch. IX).....................................97-17108, 97-25563