[Annual Report of the Postmaster General, 1982] [From the U.S. Government Publishing Office, www.gpo.gov] ANNUAL REPORT OF THE POSTMASTER GENERAL 1982 SAN DSF.GO PUBLIC LIPp"Bt MiSZ/83 17«<^ Contents 1 Financial and Operating Highlights 2 Postmaster General's Letter 4 Review of 1982 Highlights 12 Financial Statements 16 Notes to Financial Statements 23 Independent Accountants' Report 24 Analysis of Expenses 25 Revenue Forgone Subsidy 26 Analysis of Mail Volume 27 Financial History Summary 28 Operating Statistics 32 Board of Governors and Senior Officials Financial and Operating Highlights (in units indicated) Year Ended Sept. 30, 1982 Year Ended Sept. 30, 1981 Year Ended Sept. 30, 1980 Year Ended Sept. 30, 1979 Year Ended Sept. 30, 1978 Pieces of mail (millions) 114,049 110,130 106,311 99,829 96,913 Percent change 3.6 3.6 6.5 3.0 5.1 Operating revenue $22,600 $19,133 (dollars in millions) $17,143 $16,106 $14,133 Percent change 18.1 11.6 6.4 14.0 8.7 Public service appropriation $ 12 $ 486 $ 828 $ 920 $ 920 Percent change -97.5 -41.3 -10.0 0.0 0.0 Revenue forgone appropriation $ 695 $ 789 $ 782 $ 800 $ 802 Percent change -12.0 0.9 -2.2 -0.2 1.2 Total appropriations $ 707 $ 1,275 $ 1,610 $ 1,720 $ 1,722 Percent change -44.6 -20.8 -6.4 -0.1 0.6 Total operating expenses $22,826 $21,369 $19,413 $17,529 $16,220 Percent change 6.8 10.1 10.7 8.1 5.9 Net income (loss) $ 802 ($ 588) ($ 306) $ 470 ($ 379) Percent change — 91.8 — — -44.8 Fixed assets (net of depreciation) $ 4,132 $ 3,995 $ 3,917 $ 3,687 $ 3,510 Percent change 3.4 2.0 6.2 5.0 6.1 Equity (deficiency) ($ 505) ($ 1,307) ($ 719) ($ 444) ($ 945) Percent change 61.3 -81.8 -62.0 53.1 -60.9 * 1978-81 recast to reflect 1980 census information. U.S. population January 1 (*millions) Percent change 231.0 1.0 228.8 1.1 226.4 1.1 223.9 1.1 221.5 1.0 Pieces of mail per capita 494 481 469 446 438 Percent change 2.6 2.5 5.3 1.9 4.0 Operating revenue per capita $ 97.83 $ 83.61 $ 75.70 $ 71.94 $ 63.81 Percent change 17.0 10.4 5.2 12.7 7.6 Accrued cost per piece of mail 20.01C 19.40c 18.26c 17.56c 16.74c Percent change 3.1 6.2 4.0 4.9 0.8 Operating revenue per piece of mail 19.82C 17.37C 16.13c 16.13c 14.58c Percent change 14.1 7.7 0.0 10.6 3.5 Net income (loss) per piece of mail 0.70C (0.53c) (0.29c) 0.47c (0.39C) Percent change — 82.8 — — -48.0 Pieces of mail per work year 167,650 161,879 156,528 148,322 146,404 Percent change 3.6 3.4 5.5 1.3 6.0 Work years 680,280 680,327 679,184 673,057 661,958 Percent change — 0.2 0.9 1.7 -0.9 Employees 669,557 670,239 666,823 663,067 655,567 Percent change -0.1 0.5 0.6 1.1 0.1 3 1336 06403 6719 Postmaster General's Letter to the Board of Governors The year 1982 will go down in postal history as a year of record achievement. It is a year about which I am extremely proud to report. Starting with the financial picture, I report a net income, or surplus, of $802 million. This was the second finish in the black for the Postal Service in the last four years, a feat the old Post Office Department last achieved back in 1945. Such an accomplishment cannot be attributed to any one factor. Sound management—from Headquarters to the regional and district offices to our sectional centers and associate offices— contributed greatly, as did lowered inflation, increased volume and productivity, an area in which we made gains for the eighth consecutive year. The year will be recorded in postal history as the beginning of the age of automation. A logical extension of the mechanization program we embarked on many years ago and accelerated at the time of Postal Reorganization in 1970, automation will eventually improve our organization even more than the innovations of the past. In September, the first of $277 million in sophisticated electronic equipment was placed in postal facilities. In experimental use at several facilities since 1965, automated equipment was authorized as a full-scale undertaking by the Postal Service Board of Governors in 1980. Exhaustive testing has resulted in equipment that will produce great savings through increased productivity, reduced errors and less scheme training for distribution clerks. Automation will not happen overnight, though, nor will we realize its benefits right away. We confront a challenge over the next five years as we make the transition from mechanization to automation. The equipment will be used initially to process First-Class letter mail bearing fivedigit ZIP Codes. After October 1, 1983, the automated equipment will begin moving letter mail bearing the expanded ZIP+ 4 Code. The year 1982 set another record—this one for use of presort by mailers. We will pursue our goal of establishing additional price incentives to encourage the use of presort, a cost-saving program that greatly benefits both the Postal Service and the mailer, a program that will remain important to us all as we sail into and through the automation era. Our safety efforts produced the best results in recent years. Total accidents and injuries declined substantially, as we strove for a safer work environment for all employees. It is with deep appreciation of the efforts and cooperation of our team of 670,000—executive staff, managers and supervisors, postmasters and craft employees—that I present this report on fiscal year 1982. It is with dedication, determination and enthusiasm that together we take on the challenges of 1983. William F. Bolger Postmaster General January 1983 2 Volume and Work Force Trends, 1960-1982 (shown as percentage of change since 1960) 3 Postmaster General's Review of 1982 Highlights Deficits & Surpluses, 1978-82 1981 $588 million 1982 $802 million 1980 $306 million 1979 1978 $470 $379 million million Finances For the second time since enactment of the Postal Reorganization Act 12 years ago, the Postal Service ended the fiscal year with a net income. Achievement of a net income of $802 million in fiscal year 1982 confirms that the Postal Service is making good on one of the key goals of the 1970 Act: establishment of a national postal system no longer ridden with deficits that burden the tax-paying public. The Postal Service's record for the five-year period ending in 1982 bears witness that the "break-even" requirement of the Postal Reorganization Act is being met. As the accompanying chart shows, the $1,272 billion net income achieved in two of the last five years equals almost exactly the $1,273 billion net loss experienced in the remaining three years. Several favorable factors contributed to the Postal Service's strong performance in fiscal 1982. Despite lagging demand in other industrial sectors and the previous year's rate increases, mail volume continued to grow. The 3.6 percent increase exceeded projections and mail volume climbed to an all-time record high of 114 billion pieces, with First-Class posting a 1.3 percent gain and Third- Class volume up 9.3 percent. This performance in the face of a nationwide recession is further evidence of the link between growth in mail volume and rate stability—pacing increases at multi-year intervals that allow mailers to undertake long-term financial planning with confidence. Growth in mail volume also helps the Postal Service realize the economies of scale which in turn yield productivity increases that hold down rates for users of all classes of mail. The measure of the impact of these gains is the unbroken string of productivity increases of the last eight years. This record contrasts sharply with that of the old Post Office Department, whose productivity actually declined from 1966 to 1970. In fiscal 1982, the Postal Service bettered its own goal of a three percent productivity increase by a significant margin. The 3.6 percent productivity increase recorded for the year made possible the delivery of an additional four billion pieces of mail without an accompanying increase in the number of postal employees or the hours they collectively worked. On the other side of the ledger, expenses from wages were lower than expected in fiscal 1982 due to the dramatic drop in the rate of inflation. Declining oil prices similarly reduced energy costs below anticipated levels. The year that saw the Postal Service achieve its best-ever financial position also brought a sharp drop in its remaining public service subsidy. Congress appropriated a $12 million public service subsidy in fiscal 1982, down from the $920 million appropriated in each fiscal year from 1972 through 1979. The $12 million subsidy was an infinitesimal part of the Postal Service's $23.7 billion budget in fiscal 1982—five hundredths of one percent of total revenue. Another significant benefit of this year's net income was the substantial restoration of the Postal Service's equity. This achievement is all the more significant given that it has been the Deficits Surpluses 4 Postal Service's practice since 1976 to fund capital investments out of cash on hand. Borrowing funds for these investments during periods of high inflation—and the high interest rates that accompanied them—would only have created additional and unnecessary costs that ultimately would be passed along to users of the mails through higher prices. Loan repayments of $67 million for earlier outstanding debts were made on schedule during fiscal 1982. Productivity Productivity increased 3.6 percent this year, with pieces of mail processed per work year rising from 161,879 in fiscal 1981 to an all-time high of 167,650 in fiscal 1982. Since passage of the Postal Reorganization Act, the Postal Service's productivity has climbed 43.4 percent. In comparison, the productivity of private, non-financial corporations has gone up just 18.4 percent in that time. Postal productivity gains have exceeded those of the private sector for nine of the last 13 years. During the last 12 years, the Postal Service has focused on streamlining operations and modernizing methods to keep pace with the rest of industrial America. The result is that Americans have the most productive postal system in the world and enjoy postage rates among the lowest in the Western world. Yet, the postal systems of other nations carry far less mail—the combined mail volume of all the Western European nations, plus Japan and Canada, is substantially less than that of the United States. Public Service Subsidy, 1972-1982 (dollars in millions) $900 800 700 600 500 400 300 200 100 0 1972 73 74 75 76 77 78 79 80 81 82 5 Automation 170 In September 1982, the first of a new line of computer-driven optical character readers were installed in postal facilities in Los Angeles, California and Norman, Oklahoma. By July 1984, when the first phase of the Postal Service's automation program will be completed, 252 optical character readers and 248 bar code sorters will be in place in 118 mail processing centers. These facilities handle 75 percent of all outgoing mail and 68 percent of incoming mail. ZIP+ 4, which will enable the Postal Service to realize the largest possible productivity gains from automation, received the endorsement of the General Accounting Office in January 1983. GAO summarized its findings in the title of its report: "Conversion To Automated Mail Processing Should Continue; Nine-Digit ZIP Code Should Be Adopted If Conditions Are Met." These conditions include a rate incentive for mailers who convert to ZIP+ 4. Automation of letter-mail sorting is just one of the ways in which the Postal Service is using new technology to hold down costs and improve service. Electronic scales and calculators were installed in 2,000 retail windows across the nation during the past year, and another 2,000 will be installed during the coming year. The Postal Service plans to expand automation of both mail sorting and retail operations. As the necessary technological underpinnings are perfected, the Postal Service will endeavor to automate sorting of parcels, sacks and flat mail. Testing of 6 automated retail terminals that provide more complete information for both clerks and customers is underway. Performance During fiscal 1982, the Postal Service bettered its record for on-time delivery of stamped First-Class Mail for the first time in three years. Moreover, service consistently improved as the year progressed. During the first half of the year, performance was in line with the Postal Service's 95 percent next-day delivery goal for stamped First-Class Mail traveling within local or metropolitan areas. During the second half of the year, the Postal Service exceeded its own 95 percent goal, achieving next-day delivery 96 percent of the time. Significant gains were made with stamped First-Class Mail targeted for two- and three-day delivery. In the two-day category, performance improved two percentage points over fiscal 1981 to 88 percent. In the three-day category, performance improved three percentage points over fiscal 1981 to 90 percent. Fifty-seven percent of stamped First-Class Mail falls into the overnight delivery category, as determined by the distance it must travel. In fiscal 1982, two-thirds of all stamped First-Class Mail reached its destination overnight, meaning that a substantial amount of mail that fell into the two-day delivery zone was in fact delivered the next day. Customers continued to register 7 high levels of satisfaction with their mail service. The Postal Service recorded predictable shifts in its own semi-annual surveys: the proportion giving postal performance an overall favorable rating declined to 67 percent in the October 1981 survey conducted in the wake of two general rate increase announcements, but rebounded to 74 percent in the survey that followed just six months later. Other results of the April 1982 survey also were consistent with past findings. The Postal Service received "above average" ratings for employee courtesy and knowledge, service, efficiency, reasonable delivery times, convenient hours, service after loss or damage, concern for customers, reputation and comparability with other public services. It received "below average" ratings for charging reasonable rates and providing up-todate products and services. The independent Roper organization registered a marked increase in overall levels of satisfaction with postal performance. In August 1981, 84 percent of those polled by the Roper organization said they were completely or fairly satisfied with their mail service; in September 1982, that rose to 89 percent. National Academy's Assessment On July 2, 1981, the tenth anniversary of the creation of the Postal Service, the National Academy of Public Administration was commissioned to review the organization's performance durings its first decade. In particular, the Academy was asked to analyze the aims of the Postal Reorganization Act, evaluate the Postal Service's efforts to carry it out, and indicate whether further legislative or operational changes ought to be made. The Academy released its findings on July 1, 1982. It characterized the National Delivery for Qualified First-Class Mail, 1973-1982 Local delivery (overnight) ■■ Delivery within 600-mile radius (two days) SM Cross-country delivery (three days) 8 Postal Reorganization Act as "a landmark piece of legislation without which postal operations in this country might very well have broken down" and called the Postal Service's implementation of the law "outstanding." A major legislative initiative suggested was a rethinking of the ratemaking process with an eye toward streamlining it and perhaps giving the Postal Service a larger say in setting rates. In addition, the Academy praised the Postal Service's merit evaluation and promotion systems, training and development programs, efforts to improve labor-management relations by initiating a process to improve the quality of working life, productivity gains realized through mechanization and plans to continue those gains with automation and ZIP+ 4. On the other hand, the Academy cited an "imbalance" between achievements in these areas and the Postal Service's public image. It found more widespread dissatisfaction with mail service than surveys conducted by either the Postal Service or the Roper organization. The Academy believes this is because service goals are often misunderstood. The Academy also observed that postal customers are not always treated with the courtesy they rightfully expect. The Postal Service is committed to righting the perceived imbalance between fulfillment of its mandate to operate on sound business principles and its responsibilities as a provider of service. Toward this end, it will work to meet delivery commitments and eliminate discourtesy. ★Foreign exchange rates prevailing January 5, 1983, as reported in the Washington Post, January 6, 1983. Rates for First Unit of Domestic Letter Postage Nation National Currency U.S. *Currency Federal Republic of Germany .80 mark 34.2 cents Norway 2.00 krona 28.7 cents France 1.80 franc 27.1 cents Australia .27 AS 26.7 cents Japan 60.00 yen 26.3 cents Canada .32 *C*$ 26.0 cents United Kingdom .15 pound 25.2 cents Netherlands .65 guilder 25.0 cents Austria 4.00 schilling 24.2 cents Sweden 1.65 krona 22.8 cents Italy 300.00 lira 22.2 cents Switzerland .40 S. franc 20.6 cents United States .20 USS 20.0 cents Belgium 9.00 B. franc 19.5 cents ★★Effective February 15, 1983. Meeting Customers' Needs Perhaps the most fundamental way of meeting postal customers' needs is helping them get the most for their mailing dollar. From this commitment— at once a reflection of the Postal Service's mandate to operate on sound business principles and its public service responsibilities— proceeds the past year's initiatives to broaden and refine the postal product mix. The year saw the removal of significant obstacles to the development of INTELPOST, the international electronic transmission service that made its debut two years ago. Tariffs filed by American firms went into effect, enabling them to offer international facsimile circuitry to the Postal Service. The Postal Service had been obliged to obtain such circuitry from Canada, which had the effect of limiting INTELPOST service to Canada, the United Kingdom and the Netherlands. In late 1982, INTELPOST service to the Federal Republic of Germany and Argentina became available, in each case by means of direct satellite circuitry offered under one of the new tariffs. France and Brazil indicated they will join INTELPOST in early 1983, and Australia, Colombia, Hong Kong, Ireland, Kuwait, Mexico, Saudi Arabia, Singapore and Venezuela all have expressed interest. E-COM, the new domestic service for computer-originated mail introduced in January, is another example - of the latest technology at work for the mailing public. E-COM enables telecommunications common carriers to relay batches of 200 or more messages from computers in customers' offices to 25 specially equipped Serving Post Offices throughout the nation. Within nine months of its introduction, E-COM volume was at an annual rate of 13 million pieces. Express Mail remained one of the 9 Postal Service's fastest growing and most used services. Among the enhancements to Express Mail service introduced this year were a national forwarding system for undeliverableas- addressed pieces and a new address correction system. Locally determined acceptance times for Express Mail replaced the uniform deadline hours that had prevailed, improving service in some areas and restoring it to others where it had been discontinued due to changes in airline schedules. A thorough analysis of all aspects of bulk business mail service was conducted in fiscal 1982: how customers' make up their mailings, how the Postal Service verifies compliance with established procedures, how Third-Class mail is transported and delivered. The verification procedures ensure that all customers pay their fair share of mailing costs, while increased quality control ensures that the Postal Service consistently delivers the service it promises. Other initiatives reflected the changing face of the nation and the changing needs of its population. Increasing numbers of Americans are picking up mail themselves, as evidenced by the 875,000 post office boxes installed this year to accommodate the demand for this method of delivery. In new residential developments, the trend is toward neighborhood delivery and collection box units. There were 66,000 such units serving some 806,000 delivery points at the end of fiscal 1982, representing a savings of nearly $21 million over comparable door-to-door service to those delivery points. The Postal Inspection Service emphasized detection and investigation of mail fraud schemes which tend to prey on the elderly and disadvantaged, focusing on schemes where use of the mails was essential to the success of the fraudulent promotion. This year, 160 false representation orders and 218 consent agreements were obtained under title 39, U.S. Code, section 3005. In addition, the Inspection Service completed 2,867 criminal investigations and obtained 966 convictions. Employee Programs The Postal Service's safety program received high marks in an Occupational Safety and Health Administration report issued late in fiscal 1982. OSHA found conditions significantly improved since its last report in 1979. This time, OSHA pronounced the Postal Service's health and safety program well-administered on all organizational levels, commending in particular top management's support of the program and the Postmaster General's personal commitment to safety. The report noted the effectiveness of field safety specialists and the thoroughness of their inspections. The Postal Service's safety awareness campaign, instituted in 1978 and since expanded service-wide, was cited as a major contributor to the program's overall success. The Postal Service's improved health and safety record reflects the success of these efforts, especially in bulk mail centers. In fiscal 1980, the lost workday injury rate was 5.5 for the Postal Service as a whole and 10.4 for bulk mail centers. By the end of fiscal 1982, the rates had dropped to 4.2 for the Postal Service as a whole and 3.8 for bulk mail centers. A problem targeted for special attention this year was dog bites. With nearly 7,000 letter carriers bitten by dogs in just one year, the problem is far more serious than generally recognized. News releases, public service announcements, films, pamphlets and other promotional materials were distributed to educate both postal employees and the public about what can be done to prevent dog bites. Progress is evident on the affirmative action front as well. Committees have been formed at every management level to monitor goals in this area. During fiscal 1982, the Postal Service met or exceeded hiring and promotional goals for women and members of minority groups at most levels of the organization. Plans to develop and implement a quality of working life process moved ahead as joint steering committees were formed with three of the four major postal unions. Through these committees, unions and management will work together to realize the common goals of increasing employees' involvement in identifying and solving problems of the work place, thereby improving the quality of working life and enhancing the effectiveness of the Postal Service. 10 Financial and Operating Statistics Financial Statements Balance Sheets United States Postal Service Sept. 30, 1982 Sept. 30, 1981 Assets Current assets Cash.............................................................................................................................. U.S. Government securities, at amortized cost which approximates market.......... Receivables U.S. Government..................................................................................................... Foreign countries..................................................................................................... Accrued interest....................................................................................................... Other........................................................................................................................ Less allowances....................................................................................................... Supplies, advances and prepayments........................................................................ Total current assets......................................................................................................... (dollars in thousands) $ 222,167 2,626,948 $ 228,512 1,968,193 163,765 126,890 9,346 18,883 53,193 43,972 39,070 32,291 265,374 222,036 14,070 13,070 251,304 208,966 252,179 278,755 3,352,598 2,684,426 Other assets—Note 5..................................................................................................... 18,275 12,962 Property and equipment—Notes 1 and 5 Land.............................................................................................................................. Buildings...................................................................................................................... Equipment.................................................................................................................... Less allowances for depreciation................................................................................. Construction in progress—Note 7............................................................................... Leasehold improvements, net of amortization.......................................................... 493,981 3,509,691 2,243,884 6,247,556 2,115,879 4,131,677 495,880 112,186 4,739,743 455,345 3,291,937 2,181,312 5,928,594 1,933,701 3,994,893 477,653 107,911 4,580,457 Deferred retirement costs—Note 4................................................................................. 11,695,888 10,209,271 $19,806,504 $17,487,116 See notes to financial statements. 12 Sept. 30, 1982 Sept. 30, 1981 Liabilities and deficiency in assets (dollars in thousands) Current liabilities Outstanding postal money orders.................................................................... . . . . $ 202,826 $ 201,617 Compensation and employees' benefits—Note 4........................................... . . . . 1,117,895 1,143,317 Amounts payable to other U.S. Government agencies................................. . . . . 149,479 142,731 Other accounts payable and accrued expenses............................................. . . . . 1,113,157 1,096,381 Prepaid permit mail and box rentals.............................................................. . . . . 387,462 329,355 Estimated prepaid postage—Note 1................................................................ . . . . 775,000 770,000 Current portion of long-term debt.................................................................. . . . . 73,000 73,000 Total current liabilities........................................................................................... . . . . 3,818,819 3,756,401 Long-term debt, less current portion—Note 5.................................................... . . . . 1,462,873 1,534,651 Other liabilities Amounts payable for retirement benefits—Note 4....................................... . . . . 11,487,097 10,044,286 Employees' accumulated leave—Note 6.......................................................... . . . . 661,861 628,478 Workers' Compensation claims—Notes 1 and 2........................................... . . . . 2,861,000 2,810,000 Other.................................................................................................................... .... 20,000 20,000 15,029,958 13,502,764 Deficiency in assets Capital contributions of U.S. Government—Notes 1 and 6....................... . . . . 2,960,998 2,961,020 Deficit from operations since commencement on July 1, 1971................... . . . . ( 3,466,144) ( 4,267,720) ( 505,146) ( 1,306,700) Commitments and contingencies—Notes 4, 6, 7 and 8................................... $19,806,504 $17,487,116 See notes to financial statements. 13 Statements of Operations and Changes in Deficiency in Assets United States Postal Service Year Ended Sept. 30, 1982 Year Ended Sept. 30, 1981 (dollars in thousands) Operating revenue........................................................................................................... $22,599,937 $19,133,041 Operating appropriations—Note 3 For public service costs............................................................................................... 12,140 486,000 For revenue forgone for certain classes of mail........................................................ 694,670 789,108 706,810 1,275,108 23,306,747 20,408,149 Operating expenses Compensation and employees' benefits.................................................................... 19,094,495 17,479,386 Other............................................................................................................................ 3,731,722 3,351,373 22,826,217 20,830,759 480,530 ( 422,610) Interest income................................................................................................................ 420,118 489,710 900,648 67,100 Interest expense, net—Note 5......................................................................................... 99,072 116,459 Income (loss) before refinements to Workers' Compensation liability and cumulative effect of change in accounting principle................................................................ 801,576 ( 49,359) Effect of refinements to estimate of Workers' Compensation liability—Note 2 Reduction in liability due to refinements of estimate............................................ 0 812,600 Reduction of current year's expense resulting from change in accounting principle............................................................................................. 0 164,020 Income before cumulative effect of change in accounting principle........................... 801,576 927,261 Cumulative effect on prior years (to September 30, 1980) of a change in accounting principle to include a discount factor net of inflation in the estimate of Workers' Compensation liability—Note 2............................. _________ 0 1,515,000 Net income (loss).............................................................................................................. 801,576 ( 587,739) Deficiency in assets at beginning of year....................................................................... ( 1,306,700) ( 718,931) Withdrawals by the U.S. Government........................................................................... ( 22) (________ 30) Deficiency in assets at end of year................................................................................. ($ 505,146) ($ 1,306,700) See notes to financial statements. 14 Statements of Changes in Financial Position United States Postal Service Year Ended Year Ended Sept. 30, 1982 Sept. 30, 1981 Sources of working capital From operations Income before cumulative effect of change in accounting principle....................... Charges to operations not requiring current outlays of working capital Depreciation and amortization........................................................................... Increase in noncurrent Workers' Compensation claims....................................... Amortization of deferred retirement costs............................................................ Provision for other claims....................................................................................... Increase in employees' accumulated leave.............................................................. Total sources from operations before cumulative effect of change in accounting principle................................................................................................. Cumulative effect on prior years of a change in accounting principle......................... Total sources from operations......................................................................................... Increase in noncurrent amounts payable for retirement benefits................................. Proceeds of long-term debt............................................................................................. Decrease in other assets...................................................................... ............................. Total sources.................................................................................................................... Uses of working capital Additions to deferred retirement costs........................................................................... Reduction of long-term debt........................................................................................... Additions to property and equipment, net.................................................................... Increase in other assets...................................................................................................... Capital withdrawals by U.S. Government.................................................................... Total uses.......................................................................................................................... Increase (decrease) in working capital............................................................................. Changes in components of working capital Increase (decrease) in current assets Cash and U.S. Government securities......................................................................... Receivables.................................................................................................................... Supplies, advances and prepayments........................................................................... Increase (decrease) in current liabilities Outstanding postal money orders........................................................................... Compensation and employees' benefits.................................................................... Amounts payable to other U.S. Government agencies.............................................. Other accounts payable and accrued expenses.......................................................... Prepaid permit mail and box rentals........................................................................... Estimated prepaid postage........................................................................................... Current portion of long-term debt............................................................................. Increase (decrease) in working capital............................................................................. (dollars in thousands) $ 801,576 276,469 51,000 338,435 0 33,383 1,500,863 0 1,500,863 1,442,811 1,516 0 2,945,190 $ 927,261 249,729 300,000 239,026 ( 5,000) 38,576 1,749,592 1,515,000 234,592 277,729 3,731 2,443 518,495 1,825,052 522,697 73,294 72,836 435,755 499,059 5,313 0 22 30 2,339,436 1,094,622 $ 605,754 ($ 576,127) $ 652,410 42,338 ( 26,576) 668,172 1,209 ( 25,422) 6,748 16,776 58,107 5,000 0 62,418 $ 605,754 ($ 444,229) 725 195,491 ( 248,013) ( 9,236) 207,455 11,271 137,612 50,012 95,000 ( 164,000) 328,114 ($ 576,127) See notes to financial statements. 15 Notes to Financial Statements United States Postal Service Note 1 Postal Reorganization and Accounting Policies The United States Postal Service commenced operations on July 1, 1971, in accordance with the provisions of the Postal Reorganization Act. Its initial capital consisted of the equity of the Government of the United States in the former Post Office Department, with assets carried at original cost less depreciation. All liabilities attributable to operations of the former Post Office Department remained liabilities of the U.S. Government, except that the unexpended balances of appropriations made to, held or used by, or available to the former Post Office Department and all liabilities chargeable thereto became assets and liabilities, respectively, of the Postal Service. Property and equipment acquisitions, including renewals and replacements when the capacity, operating efficiency, or useful life of the asset is significantly extended, are capitalized at cost. Repairs and maintenance costs are expensed as incurred. Depreciation of buildings and equipment is provided on a straightline basis and is computed on asset balances at the beginning of the year. Depreciation of vehicles and amortization of leasehold improvements is provided on the straight-line basis on balances at the beginning of each accounting period. As a result of the Agreement with the several bargaining units generally effective July 21, 1981, certain lumpsum annual payments are payable to most bargaining unit employees. At the beginning of each labor contract year these payments are deferred and amortized to expense over the contract year as services are rendered. Research and development costs, relating primarily to new equipment design and amounting to approximately $34,000,000 in fiscal year 1982 and $40,000,000 in fiscal year 1981, are expensed as incurred. The Workers' Compensation program for the Postal Service is administered by the Department of Labor. In prior years, the Postal Service has recorded as an operating expense in the year of injury the discounted present value of the total estimated costs of claims based upon estimates of length of time claims will be paid depending upon severity of injury, age, assumed mortality, and other factors. Note 2 describes the basis of the expense estimate for Workers' Compensation for the fiscal year ended September 30, 1982. Under the Postal Reorganization Act, all payments made by the Department of Labor for injuries experienced prior to July 1, 1971, remain liabilities of the U.S. Government to be funded by appropriations (see Notes 2 and 3). Estimated prepaid postage represents the estimated revenue collected prior to the end of the year for which services will be subsequently rendered. 1981 1982 1982 on Basis Comparable to 1981 Cost of current year claims $235 $178 $178 2 ¥2 % net discount factor applied to the long-term liability for Workers' Compensation claims 63 70 70 Revaluation of prior years' claims ( 362) 0 ( 420) ($ 64) $248 ($172) Note 2 Workers' Compensation As described in Note 1, the Postal Service's Workers' Compensation program is administered by the Department of Labor. At the end of each prior fiscal year, the Postal Service has determined the liability for Workers' Compensation claims and Workers' Compensation expense based, in part, on experience trends determined from data provided by the Department of Labor. Workers' Compensation expense included in operating expenses for fiscal year 1981 consisted of three components: the cost of current year claims; the two-and-a-half percent net discount factor applied to the longterm liability for Workers' Compensation claims; and the revaluation of prior years' claims using more recent experience trends. As explained below, no adjustment was made in fiscal year 1982 for the revaluation of prior years' claims. The following table shows the components of Workers' Compensation expense (associated with Postal Service employees) included in operating expenses for fiscal years 1981 and 1982, as well as what the amounts for fiscal year 1982 would have been if determined on a basis comparable to fiscal year 1981 (add 000,000): 16 In fiscal year 1982, due to an unexplained significant decline in the number of active compensation cases and due to the inaccessibility of the data maintained by the Department of Labor, the Postal Service was unable to evaluate the potential that these cases may become active again in the future. Accordingly, the Board of Governors at its January 6, 1983 meeting determined that the Postal Service should not reflect a revaluation of prior years' claims in the fiscal year 1982 financial statements. Had the Postal Service been able to obtain additional data from the Department of Labor, an adjustment reflecting such revaluation might have been required to present the liability for Workers' Compensation claims at September 30, 1982 and Workers' Compensation expense for the year then ended in conformity with generally accepted accounting principles. The revaluation credit of $420,000,000 (1982 on a basis comparable to 1981) assumes that the experience trends indicated by the data received during fiscal year 1982 from the Department of Labor will continue. To attempt to explain the significant decline in the number of compensation cases in fiscal year 1982 and to determine the amount of the required adjustment, if any, to the accompanying financial statements, the Postal Service has requested permission from the Department of Labor to audit the Workers' Compensation data provided to the Postal Service. Under the Postal Reorganization Act, all payments made by the Department of Labor for injuries experienced prior to July 1, 1971 remain liabilities of the U.S. Government to be funded by appropriations. As discussed in Note 3, due to the general uncertainty of the fiscal year 1983 appropriations, the amount needed to pay for the required 1983 payment of approximately $40,000,000 may not be appropriated. If not appropriated, the Postal Service will be required to fund the obligation. The fiscal year 1982 amount of approximately $38,000,000 was not appropriated and was paid and expensed by the Postal Service in fiscal year 1982. As a part of the Postal Service's continuing evaluation of estimates required in the preparation of its financial statements, during fiscal year 1981, four refinements to the method used to calculate the estimate of the Workers' Compensation liability were adopted as follows: first, the use of a more appropriate age distribution was implemented to estimate the life expectancy for permanent disability cases; second, the life annuity method was used in place of the former annuity certain method for calculating the estimate of the liability associated with permanent disability cases; third, a more refined and detailed method was used to adjust prior years' data into constant year dollars; and fourth, separate calculations were made for medical and compensatory components of the long-term liability in lieu of an aggregate calculation. These refinements had the combined impact of reducing the loss for fiscal year 1981 by $812,600,000 and were made because, in management's opinion, the refinements were believed to be significant improvements in the estimation process. Also, in 1981, the basic method used in estimating the Workers' Compensation liability was changed. Formerly, the long-term estimate of the liability was discounted at a rate which was believed to approximate the long-term time value of money and which did not take into consideration the effect of inflation on the liability estimate. Based upon the recommendation of the General Accounting Office and others, the Postal Service changed its method of computing the estimated long-term liability by utilizing a prospective net discount factor that is expected to approximate the long-term differential of the yield on ten-year Treasury Bonds over the rate of inflation as reflected in the Consumer Price Index. The historic average of this differential has amounted to approximately one-and-a-half percent to two percent. In accordance with usual actuarial practice, the Postal Service believes a prospective rate of two-anda- half percent for the future long-term period is more reflective of the expected differential than the past historical rate. The difference between the historical rate differential and the two-and-a-half percent rate, which was not material to fiscal year 1982 or fiscal year 1981, is not expected to have a material effect on the results of operations in future years. The Postal Service believes that the new method better reflects the present value of the estimated long-term liability by stabilizing the impact of fluctuating interest and inflation rates. The effect of the change in 1981 was to increase income before the cumulative effect adjustment as shown by the statement of operations by approximately $164,020,000. The adjustment of $1,515,000,000 to apply retroactively the new method is included in net loss for fiscal year 1981. 17 Note 3 Operating Appropriations The Postal Reorganization Act appropriated to the Postal Service all revenue received by it and, additionally, authorized to be appropriated “for public service costs incurred by it in providing a maximum degree of effective and regular postal service nationwide" the following amounts: for each of the fiscal years 1972 through 1979, an amount equal to 10 percent ($920,000,000) of the sum appropriated to the former Post Office Department by Congress for its use in fiscal 1971; and for fiscal years 1980 through 1984, that amount reduced by one percent each year to a level of five percent. After fiscal year 1984, the Postal Service could reduce the amount authorized to be appropriated if it found the amounts so determined were no longer required to operate it in accordance with the policies of the Act. Further, the Act authorized to be appropriated each year a sum determined by the Postal Service to be equal to revenue forgone by it in providing certain mail services free or at reduced rates. The Omnibus Budget Reconciliation Act of 1981 amended the Postal Reorganization Act, authorizing public service appropriations of $250,000,000 for fiscal year 1982, $100,000,000 for fiscal year 1983, and none for fiscal year 1984; and revenue forgone appropriations in an amount not to exceed $696,000,000 for fiscal year 1982, $708,000,000 for fiscal year 1983, and $760,000,000 for fiscal year 1984. The Omnibus Budget Reconciliation Act of 1981 also deferred until fiscal year 1985 the fiscal year 1982, 1983, and 1984 authorizations for transitional appropriations covering Post Office Department liabilities for annual leave, as described in Note 6, and for payments made by the Department of Labor for injuries experienced prior to July 1, 1971, as described in Note 2, while requiring the Postal Service Fund to meet these expenses in the interim. Operating appropriations received during fiscal years 1982 and 1981 amounted to $706,810,000 and $1,275,108,000, respectively, including appropriations of $166,000,000 and $366,910,000, respectively, to offset the effect of Congress extending the period of phasing rates of certain classes of mail. The fiscal year 1982 and 1981 appropriations reflected rescissions of $208,660,000 and $250,000,000, respectively, of the public service subsidy from amounts previously appropriated. The Postal Service Appropriation Request for fiscal year 1983, on a basis consistent with that formerly authorized by the Postal Reorganization Act, would have been $1,530,000,000. The appropriation request for fiscal year 1983 on a basis consistent with the Omnibus Budget Reconciliation Act of 1981 is $808,000,000. On October 2, 1982, the President signed a continuing resolution under which the Postal Service received $220,000,000 on October 4, 1982 for the first quarter of fiscal year 1983, all for revenue forgone on free or reduced postage. The regular fiscal year 1983 appropriation bills as reported in both the House of Representatives and the Senate currently propose an appropriation i of $708,000,000 for revenue forgone. The President's budget submission would limit the appropriation to 1 $500,000,000. Both the Congressional version and the President's budget submission would limit annual obligations against borrowing authority to no more than $1,000,000,000 of which no more than $500,000,000 could be for operating purposes (see Note 5). Note 4 Retirement Program The Postal Reorganization Act provides that officers and employees of the Postal Service shall be covered by the Civil Service Retirement Program and the Postal Service shall withhold from pay and shall pay to the Civil Service Retirement and Disability Fund the amounts specified by such program. The Postal Service and its employees each contributes seven percent of basic annual salary to the Fund. In addition, unlike most government agencies, the Postal Service is liable for that portion of any estimated increase in the unfunded liability of the Civil Service Retirement and Disability Fund which is attributable to any benefits payable from the Fund when the increase results from Postal Service employee-management agreements which authorize increases in pay on which benefits „ 18 are computed. The estimated increase in the unfunded liability as determined by the Office of Personnel Management is to be paid by the Postal Service in 30 equal annual installments with interest computed at the rate used in the most recent valuation of the Civil Service Retirement System (currently five percent), with the first payment thereof due at the end of the fiscal year in which an increase in pay becomes effective. The accompanying financial statements reflect the Postal Service's legal obligation to the Civil Service Retirement and Disability Fund as a liability in an amount equal to the present value of the equal annual installments due to the Fund as determined by the Office of Personnel Management (amounts due within one year are classified as a current liability) with offsetting charges to deferred retirement costs applicable to operations of future years. Amounts charged to operating expense each year are approximately equivalent to amounts funded. As part of the Postal Service employee- management agreements that were generally effective as of July 21, 1981, general increases in basic annual salary upon which retirement annuities are computed resulted in additional annual payments to the Civil Service Retirement and Disability Fund to fund the increase in the unfunded liability. In addition, cost of living increases (COLAs), resulting from prior agreements, become part of basic annual salary in two phases. For those employees who so elected and who were eligible for optional retirement at July 21, 1981, or who become eligible by July 21, 1987, the addition occurred in November 1981. For other employees, the addition will occur in October 1984. The increased annual unfunded liability payments of the November 1981 addition were approximately $62,000,000. The October 1984 addition to the annual payments is expected to approximate $195,000,000. The total increase in the annual payment that resulted from the basic annual salary increases and the COLAs rolled into annual salary was approximately $113,000,000 and $32,000,000 for fiscal years 1982 and 1981, respectively. In fiscal year 1982, the Office of Fiscal Year 1983 1984 1985 1986 1987 Thereafter Less amount representing interest and the portion classified as a current liability Personnel Management (OPM) informed the Postal Service that COLAs automatically are now considered by OPM to be part of basic annual salary for the purposes of contributions to the retirement fund. The Postal Service contends that COLAs are "allowances" or "pay given in addition to the base pay fixed by law or regulation" and therefore are not part of basic annual salary unless agreed to as such by employee-management agreements. If OPM's position were to prevail, the Postal Service would be responsible for immediate additional contributions relating to all COLA increases granted to date that have not yet been included in basic annual salary. In the opinion of management and General Counsel, the likelihood of OPM's position prevailing is remote. The estimated future minimum annual payments required to fund the unfunded liability associated with amounts payable for retirement benefits at September 30, 1982 is as follows: Amount $ 842,530,000 842,530,000 842,530,000 » 842,530,000 842,530,000 16,395,997,000 20,608,647,000 9,121,550,000 $11,487,097,000 Aggregate retirement costs for fiscal years 1982 and 1981 were $1,720,000,000 and $1,539,000,000, respectively, including $852,500,000 and $738,100,000 attributable to amortization of deferred retirement costs and interest on the unfunded liability. 19 Note 5 Long-Term Debt and Interest Costs The Postal Reorganization Act authorizes the Postal Service to issue and sell obligations not to exceed $10,000,000,000 outstanding at any one time. The net increase outstanding in any one year shall not exceed $1,500,000,000 for capital improvements and $500,000,000 for operating expenses. Such obligations shall not be obligations of the U.S. Government unless the Secretary of the Treasury, upon request of the Postal Service, determines that it would be in the public interest to pledge the full faith and credit of the Government of the United States. Long-term debt consists of the following: Sept. 30, 1982 Sept. 30, 1981 6 7/8 % Postal Service Bonds, Series A, due February 1, 1997 $ 250,000,000 $ 250,000,000 Notes payable to Federal Financing Bank 8.20% payable $20,000,000 each May 30 with balance due May 30, 1985 360,000,000 380,000,000 8.075% payable $32,000,000 each year to May 30, 2000 576,000,000 608,000,000 7.80% payable $15,000,000 each year to May 30, 2001 285,000,000 300,000,000 Mortgage notes payable monthly including interest of 4 % to 15 % maturing from fiscal years 1983 through 2004 secured by land and buildings with a carrying amount of approximately $120,000,000 64,873,000 69,651,000 Less current portion 1,535,873,000 73,000,000 1,607,651,000 73,000,000 $1,462,873,000 $1,534,651,000 The 6 7/8 % Postal Service Bonds, Series A, were issued under a Trust Indenture dated February 1, 1972, and are secured by a first lien on the revenue, income, fees, rents, appropriations, and other receipts of the Postal Service; the proceeds of all obligations issued by the Postal Service; and all sinking and improvement funds established pursuant to the Indenture. On July 31 of each year, the Postal Service is required to deposit in a sinking and improvement fund the sum of $10,000,000 either in cash or reacquired Series A Bonds. The Trust Indenture further provides, however, that, at the option of the Postal Service, such sinking fund requirements may be applied to the payment of costs of capital additions or improvements to properties of the Postal Service. Since the commencement of the sinking fund in 1978, the Postal Service has applied $40,000,000 to the construction of mail facilities. The balance of the sinking fund ($10,000,000) is classified with other assets at September 30, 1982 in the accompanying balance sheet. The bonds are redeemable prior to maturity, at the option of the Postal Service, on or after February 1, 1982, at the principal amount plus accrued interest. At September 30,1982 , the maturities of long-term debt are as follows: $1,535,873,000 Year Amount 1983 $ 73,000,000 1984 73,000,000 1985 373,000,000 1986 53,000,000 1987 53,000,000 Thereafter 910,873,000 Total interest costs incurred during fiscal years 1982 and 1981 were $122,722,000 and $136,459,000, respectively, of which $23,650,000 and $20,000,000, respectively, were capitalized as part of the cost of newly constructed property and equipment. 20 Note 6 Accumulated Leave Employees are permitted to accumulate certain unused annual leave which is payable when taken, upon severance of employment, or retirement. The former Post Office Department consistently accrued such accumulated annual leave and, at July 1, 1971, its balance was recorded on the books of the Postal Service. In the opinion of General Counsel, the U.S. Government is primarily liable on the obligation. However, General Counsel believes that the Postal Service can appropriately be viewed as being secondarily liable for the accrued annual leave and could be held to make payment thereof if Congress fails to appropriate funds. For fiscal years 1972 through 1981, the Postal Service recorded as a receivable a portion of the appropriated funds to cover onetwelfth of the annual leave liability carried forward at July 1, 1971. As discussed in Note 3, the Omnibus Reconciliation Act of 1981 deferred until fiscal year 1985, the fiscal years 1982, 1983, and 1984 authorizations for transitional appropriations of annual leave and therefore no amount was accrued at September 30, 1981 and September 30, 1982. Employees are permitted to accumulate unused sick leave but such amounts are not vested; therefore, sick leave is expensed when paid. Note 7 Commitments At September 30, 1982, the estimated cost to complete approved Noncancelable real estate leases, including related taxes (1982-529,700,000; 1981- $28,600,000) Facilities leased from GSA subject to 30- day notice of cancellation Equipment and other short-term rentals At September 30, 1982, the future minimum rentals for all noncancelable leases approximated the following: Year Amount 1983 $ 220,000,000 1984 200,000,000 1985 175,000,000 1986 140,000,000 1987 110,000,000 Thereafter 535,000,000 $1,380,000,000 Most of these leases contain renewal options for periods ranging from ten to 40 years. Certain noncancelable real estate leases have options to purchase the facilities at prices specified in the leases. Postal Service capital projects was approximately $470,000,000. Total rental expense for the years ended September 30, 1982 and 1981 is summarized as follows: 1982 1981 $264,300,000 $244,970,000 29,600,000 29,440,000 33,000,000 23,610,000 $326,900,000 $298,020,000 21 Note 8 Contingent Liabilities An amendment to the Fair Labor Standards Act which was enacted on May 1, 1974, caused the Postal Service to have an obligation for additional compensation since that date. This additional compensation relates to the payroll practices of the Postal Service in relation to the requirements of the Act. The Postal Service payroll system was redesigned to provide the necessary capability for satisfying the Act's requirements and the revised system was completed and implemented in May 1978. Prior to fiscal year 1978, two series of lawsuits were filed by over 80,000 employees seeking back pay under the Act. During fiscal year 1978 a settlement agreement was entered into in each series of cases which, when fully implemented, will resolve the issues presented in these suits. One agreement provided for the payment of approximately $60,000,000 for previously uncompensated overtime. Such payments were made in fiscal year 1979. The second agreement provides for the development of an administrative procedure for resolving issues related to compensation for certain training, study, and travel not previously included in compensatory time. In addition, during fiscal year 1978 the Secretary of Labor filed a comprehensive suit on behalf of all other postal employees not exempt from the provisions of the Fair Labor Standards Act alleging violations of the Act similar to those presented in the prior suits. Since fiscal year 1979, additional suits have been filed which claim various and assorted violations of the Act. In fiscal year 1981, in an order issued by the District Court, the Postal Service was held obligated to compensate those employees who were not covered by the 1978 settlement. The Postal Service has been engaged in developing a system by which an efficient and timely compliance with the Court's order can be achieved. Also, by terms of another order of the District Court, the Postal Service was found liable for compensation to some employees for certain study time in which they may have engaged. The Postal Service and the other parties have been reviewing various approaches relative to a method for determining which employees may be entitled to compensation and the amount, if any, to which they may be entitled. A conditional Settlement Agreement approved by the District Court on October 21, 1982 calls for up to $400,000,000 to be paid to current and former employees. Such conditional Settlement Agreement and the District Court approval are still subject to appeal and are still subject to the Department of Labor ruling on certain current payroll practices. Management is of the opinion that adequate provision has been made in prior years for this matter. On September 30, 1981, there was litigation pending in the United States Court of Appeals in which parties challenged the then-existing postage rates, which had been placed in effect on March 22, 1981, pursuant to the Governors' Decision of March 10, 1981. On November 2, 1981, the Court of Appeals issued a decision which upheld the principal position taken by the Governors in their decision of March 10. The United States Supreme Court has agreed to review the decision of the Court of Appeals. The final decision of the Supreme Court could affect the Postal Service's future rate setting procedures, but should have no impact on the rates currently in effect. Parties have also challenged the Governors' Decision of September 29, 1981, which modified the Postal Rate Commission Recommended Decision of September 18 and resulted in new rates of postage and fees effective November 1, 1981. The United States Court of Appeals, in an opinion issued July 9, 1982, has instructed the Governors that they must provide a more adequate explanation of how they arrived at the November 1 rates if they wish to leave those rates in effect. In addition, the Court ruled that the Governors lacked authority to set "permanent" third-class bulk rates (as opposed to "temporary") because the Postal Rate Commission had not recommended third-class bulk rates that 22 were capable of being implemented. In August of 1982, the Board of Governors, therefore, implemented the current third-class bulk rates as temporary rates, which was an option presented by the Court. The Governors are awaiting a Recommended Decision from the Postal Rate Commission on permanent rates for thirdclass bulk rate mail. In management's opinion, the ultimate resolution of these matters will not have a material effect on the financial condition of the Postal Service. Several equal employment opportunity class action lawsuits are pending against the Postal Service. Although the Postal Service believes it has good defenses in these suits, the final outcome and the ultimate liability, if any, cannot be predicted at this time. In addition, there are certain pending suits and claims resulting from traffic accidents involving postal vehicles and injuries on postal properties, suits involving personal claims, and suits and claims arising out of postal contracts. In the opinion of management and General Counsel, adequate provision has been made for amounts which may become due under the suits, claims, and proceedings discussed in the preceding paragraphs, and the likelihood of the aggregate final settlement of the above suits, claims, and proceedings having a material effect on the accompanying financial statements is remote. Report of Independent Accountants Board of Governors United States Postal Service Washington, D.C. 20260 We have examined the balance sheets of the United States Postal Service as of September 30, 1982 and 1981, and the related statements of operations and changes in deficiency in assets and of changes in financial position for the years then ended. Except as explained in the following paragraph, our examinations were made in accordance with generally accepted auditing standards and, accordingly, included such tests of the accounting records and such other auditing procedures as we considered necessary in the circumstances. As explained in Note 2, the Postal Service has recorded as Workers' Compensation expense for fiscal year 1982 an amount equal to the estimated cost of current year claims and the two-and-a-half percent net discount factor applied to the long-term liability for Workers' Compensation claims. However, because the Postal Service was unable to obtain data from the Department of Labor to adequately explain significant decline in the number of active compensation cases in fiscal year 1982, the liability for Workers' Compensation claims at September 30, 1982 was not adjusted to reflect a revaluation of prior years' claims. Had the Postal Service been able to obtain the additional data from the Department of Labor to explain adequately the aforementioned decline and to provide us with sufficient evidential matter relative thereto, an adjustment reflecting such revaluation might have been required to present the liability for Workers' Compensation claims at September 30, 1982 and related expense for the year then ended in a manner consistent with prior years and in conformity with generally accepted accounting principles. In our opinion, except for the effect of such adjustment, if any, as might have been determined by the Postal Service had it been provided by the Department of Labor with the data the Postal Service believes necessary to enable it to determine the revaluation of prior years' claims and to provide us with sufficient evidential matter with respect thereto (as described in the preceding paragraph), the financial statements referred to above present fairly the financial position of the United States Postal Service at September 30, 1982 and 1981, and the results of its operations and the changes in its financial position for the years then ended, in conformity with generally accepted accounting principles consistently applied during the period, subsequent to the change, with which we concur, made as of October 1, 1980, in the manner in which the Workers' Compensation discount rate is calculated as described in Note 2 to the financial statements. Ernst & Whinney u Washington, D.C. November 12, 1982, except as to Note 2 which is dated January 6, 1983 23 Analysis of Expenses Fiscal Year 1982 Financial Operations Source of Income Millions of Dollars Mail revenue Postage $20,859.0 Federal government payments 917.8 $21,776.8 Special services 823.1 Government appropriations Public service costs 12.1 Revenue forgone subsidy for free and reduced rate mail 694.7 706.8 Other income, net 321.1 Total income 23,627.8 Total operating expenses 22,826.2 Net income $ 801.6 24 Revenue Forgone *Subsidy Fiscal Year 1982 * Revenue forgone is that revenue given up or "forgone" by the Postal Service as a result of providing mail service at a reduced rate. This revenue loss, which is the difference between the reduced rate and the otherwise applicable rate, is given to the Postal Service by an annual appropriation of Congress, as specified in the 1970 Postal Reorganization Act. Class of Service (dollars in millions) Total Income of Service Income from Revenues Income from Subsidy Subsidy as % of Income First-Class Mail $13,747.3 $13,747.3 none none Priority Mail 823.1 823.1 none none Express Mail 339.2 339.2 none none Mailgram 16.0 16.0 none none Second-Class *M*ail Within-the-county $ 110.2 $ 37.7 $ 72.5 65.8 Outside-the-county Nonprofit publications 216.2 153.5 62.7 29.0 Classroom publications 8.8 2.2 6.6 75.0 Regular-rate publications 769.9 749.5 20.4 2.6 Fees 8.5 8.5 none none Transient mail 9.7 9.7 none none Total Second-Class Mail $ 1,123.3 $ 961.1 $ 162.2 14.4 Third-Class Mail Single-piece rate $ 177.6 $ 177.6 none none Regular bulk rate 2,667.4 2,667.4 none none Nonprofit bulk rate 875.7 425.0 $ 450.7 51.5 Fees 33.2 33.2 none none Total Third-Class Mail $ 3,753.9 $ 3,303.2 $ 450.7 12.0 Fourth-Class Mail Parcels (zone rate) $ 420.1 $ 420.1 none none Pound printed matter 86.7 86.7 none none Special-rate matter 237.1 237.1 none none Library materials 87.2 40.0 $ 47.2 54.1 Fees 3.7 3.7 none none Total Fourth-Class Mail $ 834.8 $ 787.6 $ 47.2 5.7 U.S. Government (franked and penalty) mail $ 917.8 $ 917.8 none none Free mail for the blind and handicapped 17.8 none $ 17.8 100.0 International mail 881.5 881.5 none none Totals $22,454.7 $21,776.8 $ 677.9 3.0 Adjustment for prior years 16.8 Total $ 694.7 In addition, Congress authorized an additional continuing subsidy for certain public benefit mailings (e.g., by nonprofit organizations). This continuing subsidy provides reimbursement for mandated free services and for those postal rates which must by statute be set at a reduced rate that only covers attributable costs and does not help defray the Postal Service's institutional costs. **Includes the category identified as controlled circulation prior to March 22, 1981. 25 Analysis of Mail Volume Fiscal Year 1982 Composition of Mail Fourth-Class .5% Penalty and franked 3.3% International .8% All other .3% Pieces of Mail Mail Classification (in billions) 1982 1981 Percent Change First-Class 62.20 61.41 1.3 Second-Class 9.53 9.96 -4.3 Third-Class 36.72 33.61 9.3 Fourth-Class 0.60 0.59 1.2 Penalty and franked 3.72 3.30 12.7 International 0.93 0.89 4.7 All other 0.35 0.37 -6.0 Total mail 114.05 110.13 3.6 26 Financial History Summary 1982 1981 1980 1979 1978 Statement of Operations (dollars in thousands) Operating revenues Public service a*ppropriation Revenue forgone a*ppropriation $22,599,937 12,140 694,670 $19,133,041 486,000 789,108 $17,142,760 828,000 782,155 $16,106,085 920,000 799,544 $14,133,056 920,000 801,510 Total income 23,306,747 20,408,149 18,752,915 17,825,629 15,854,566 Salaries and benefits 19,094,495 18,017,766 16,541,098 15,162,096 14,031,254 Other expenses 3,731,722 3,351,373 2,871,489 2,367,207 2,188,365 Total operating expenses 22,826,217 21,369,139 19,412,587 17,529,303 16,219,619 Operating income (loss) 480,530 ( 960,990) ( 659,672) 296,326 ( 365,053) Other income (expense), net 321,046 373,251 353,280 173,510 ( 14,375) Net income (loss) $ 801,576 ($ 587,739) ($ 306,392) $ 469,836 ($ 379,428) Balance Sheet Assets Current assets $ 3,352,598 $ 2,684,426 $ 2,932,439 $ 2,676,791 $ 2,154,237 Property plant and equipment, deferred retirement costs, and other assets 16,453,906 14,802,690 14,272,132 13,715,060 11,225,210 Total assets $19,806,504 $17,487,116 $17,204,571 $16,391,851 $13,379,447 Liabilities Current liabilities $ 3,818,819 $ 3,756,401 $ 3,428,287 $ 2,608,441 $ 2,606,964 Other liabilities 15,029,958 13,502,764 12,891,459 12,409,465 9,477,840 Long-term debt—bonds, notes, and mortgages 1,462,873 1,534,651 1,603,756 1,817,637 2,239,865 Equity (deficiency) ( 505,146) ( 1,306,700) ( 718,931) ( 443,692) ( 945,222) Total liabilities and equity (deficiency) $19,806,504 $17,487,116 $17,204,571 $16,391,851 $13,379,447 Analysis of Changes in Equity (Deficiency) Beginning balance ($ 1,306,700) ($ 718,931) ($ 443,692) ($ 945,222) ($ 587,534) Deduct: Net loss 587,739 306,392 379,428 ( 1,306,700) ( 1,306,670) ( 750,084) ( 945,222) ( 966,962) Add: Net income Capital contributions 801,576 31,000 469,836 31,000 31,000 Other ( 22) ( 30) 153 694 ( 9,260) Ending balance ($ 505,146) ($ 1,306,700) ($ 718,931) ($ 443,692) ($ 945,222) * The United States Postal Service was established July 1, 1971. Prior to 1972, government appropriations were made to cover entire Post Office Department operations and capital commitments. See Note 3 of financial statements. 27 Operating Statistics * Controlled circulation discontinued March 22, 1981. Statistics are included in Second-Class. Classes of Mail 1982 1981 1980 1979 1978 First-Class Pieces, number Weight, pounds Revenue 62,200,212 2,238,555 $13,747,357 61,410,172 2,214,731 $11,457,145 (in thousands) 60,276,119 2,135,984 $10,145,508 $ 57,925,859 2,008,221 9,732,720 $ 55,981,255 1,932,251 8,574,655 Priority Mail Pieces, number Weight, pounds Revenue $ 258,674 582,084 823,065 $ 269,278 634,688 758,268 $ 248,150 591,258 611,635 $ 228,882 541,323 560,685 $ 212,758 509,526 497,336 Express Mail Pieces, number Weight, pounds Revenue $ 28,446 106,872 339,188 $ 23,848 93,179 269,658 $ 17,497 77,949 184,222 $ 12,238 64,243 133,582 $ 7,955 30,139 88,610 Mailgram Pieces, number Revenue $ 42,075 15,997 $ 42,081 15,517 $ 39,142 14,552 $ 57,560 14,636 $ 31,291 10,749 Second-Class Pieces, number Weight, pounds Revenue $ 9,526,570 3,481,712 961,075 $ 9,956,032 3,483,201 885,159 $ 8,445,625 2,550,121 617,584 $ 8,399,710 2,984,958 645,758 $ 8,691,432 2,984,134 471,994 Controlled Circulation *Publications Pieces, number Weight, pounds Revenue $ 1,774,649 927,572 245,707 $ 845,844 557,652 94,937 $ 760,951 299,430 67,165 Third-Class Pieces, number 36,719,323 33,607,405 50,580,886 27,513,132 26,329,813 Weight, pounds 4,295,638 5,758,295 3,240,096 2,994,193 2,725,160 Revenue $ 3,303,187 $ 2,643,363 $ 2,412,326 $ 2,216,255 $ 1,986,478 28 Classes of Mail 1982 1981 1980 1979 1978 Fourth-Class Pieces, number Weight, pounds Revenue $ 596,699 2,445,945 787,649 $ 589,862 2,479,966 785,656 (in thousands) 633,395 2,660,740 $ 804,644 614,027 2,533,889 $ 747,392 $ 691,141 2,778,093 673,420 International Surface Pieces, number Weight, pounds Revenue $ 404,619 174,527 233,880 $ 412,736 160,123 197,308 450,495 163,773 $ 154,380 447,154 164,998 $ 146,930 $ 426,265 165,592 129,578 International Air Pieces, number Weight, pounds *Revenue $ 522,922 56,855 647,651 $ 472,773 52,055 538,093 513,285 51,868 $ 441,970 507,217 47,764 $ 402,756 $ 486,565 43,274 369,151 Includes transit special handling and miscellaneous revenue. Penalty Pieces, number Weight, pounds Revenue $ 2,946,379 513,046 818,472 $ 2,898,082 568,277 706,463 2,992,110 503,463 $ 682,164 2,895,333 503,401 $ 635,064 $ 2,823,874 497,714 579,065 Franked Pieces, number Weight, pounds Revenue $ 772,696 20,646 99,309 $ 400,647 14,164 53,967 511,869 15,504 $ 62,603 374,099 16,752 $ 42,532 $ 447,925 14,344 47,053 Free for the Blind Pieces, number Weight, pounds 30,590 27,898 47,484 56,103 27,840 39,737 27,828 36,064 21,929 32,884 Totals Pieces, number Weight, pounds Revenue 114,049,205 13,943,778 $21,776,830 110,130,400 13,514,782 $18,310,597 106,311,062 12,958,065 $16,377,295 99,828,883 12,253,438 $15,371,227 96,913,154 12,012,541 $13,495,254 29 Special Services 1982 1981 1980 1979 1978 Registry Number of articles (paid and free) Revenue $ 53,836 157,888 $ 56,191 168,460 (in thousands) 53,652 $ 156,854 $ 53,670 157,160 $ 55,370 123,295 Certified Number of pieces Revenue $ 105,708 136,009 $ 97,185 121,826 $ 94,305 120,168 $ 81,385 98,414 $ 82,060 80,186 Insurance Number of articles Revenue $ 47,498 53,374 $ 51,993 52,451 $ 55,445 55,355 $ 59,642 56,497 $ 73,330 57,303 Collection-on-Delivery Number of articles Revenue $ 13,333 25,560 $ 13,004 23,480 $ 12,736 20,642 $ 12,213 19,566 $ 15,405 19,519 Special Delivery Number of articles Revenue $ 25,837 55,440 $ 33,160 69,736 $ 36,394 73,037 $ 40,971 84,769 $ 45,326 70,227 Money Orders Number issued Revenue fees $ 109,479 121,785 $ 117,031 111,205 $ 119,728 95,331 $ 108,162 91,247 $ 123,616 88,864 Other Box rents revenue Stamped envelope revenue Other revenue, net $ 168,049 18,927 86,075 $ 168,339 16,398 90,549 $ 159,948 15,442 68,688 $ 152,930 15,673 58,602 $ 123,605 12,976 61,827 Totals Special services revenue Mail revenue Operating revenue $ 823,107 21,776,830 $22,599,937 $ 822,444 18,310,597 $19,133,041 $ 765,465 16,377,295 $17,142,760 $ 734,858 15,371,227 $16,106,085 $ 637,802 13,495,254 $14,133,056 30 Employees_________________________________________ 1982 1981 1980 1979 1978 Headquarters employees 3,131 3,293 2,798 2,710 2,719 Field regular employees Regional and other field units 6,049 6,058 6,228 5,422 5,204 Inspection Service 5,009 5,133 5,242 5,236 5,346 Postmasters 28,670 28,711 28,967 28,400 28,367 Post office supervisors and technical personnel 37,953 37,048 36,481 36,065 36,579 Post office clerks and mail handlers 231,836 232,147 229,232 230,363 226,198 City delivery carriers and vehicle drivers 165,132 164,066 160,348 159,544 156,946 Rural delivery carriers 33,855 33,370 32,863 31,919 30,630 Special delivery messengers 1,850 1,929 1,987 2,094 2,235 Building and equipment maintenance personnel 28,991 28,070 27,.586 27,366 27,243 Vehicle maintenance facility personnel 4,473 4,732 4,641 4,630 4,648 Total full-time employees 546,949 544,557 536,373 533,749 526,115 Total other employees 122,608 125,682 130,450 129,318 129,452 Grand total 669,557 670,239 666,823 663,067 655,567 Offices, Stations and Branches 1982 1981 1980 1979 1978 Number of post offices 30,155 30,242 30,326 30,449 30,518 Number of branches and stations Classified branches and stations 4,129 4,109 4,109 4,104 4,091 Contract branches and stations 3,508 3,421 3,346 3,415 3,438 Community post offices 1,655 1,685 1,705 1,765 1,823 Total 9,292 9,215 9,160 9,284 9,352 Grand total 39,447 39,457 39,486 39,733 39,870 31 Board of Governors and Officials United States Postal Service Board of Governors David E. Babcock, Vice Chairman Management Consultant David E. Babcock & Associates (term expires December 8, 1988) C. Neil Benson Deputy Postmaster General William F. Bolger Postmaster General George W. Camp Retired Postal Executive (term expires December 8, 1985) Robert L. Hardesty, Chairman President, Southwest Texas State University (term expires December 8, 1983) Paula D. Hughes First Vice President and Director Thomson McKinnon Securities, Inc. (term expires December 8, 1987) Timothy L. Jenkins Chairman MATCH Institution (term expires December 8, 1982) John R. McKean President, John R. McKean Accountants (term expires December 8, 1986) William J. Sullivan Vice Chancellor and Treasurer University of Maine (term expires December 8, 1984) Peter E. Voss President and Chief Executive, Northeastern, Inc. (term expires December 8, 1990) Board Committees Audit David E. Babcock, Chairman Paula D. Hughes William J. Sullivan John R. McKean Budget, Finance and Compensation Paula D. Hughes, Chairman Timothy L. Jenkins George W. Camp C. Neil Benson Corporate Responsibility Timothy L. Jenkins, Chairman Technology, Research and Development George W. Camp, Chairman Electronic Communications William J. Sullivan, Chairman Postal Rates Robert L. Hardesty, Chairman Senior Officials William F. Bolger Postmaster General C. Neil Benson Deputy Postmaster General Francis X. Biglin Senior Assistant Postmaster General Administration Group Anthony P. Cavallo Senior Assistant Postmaster General Research and Management Systems Group Louis A. Cox General Counsel Jim Finch Senior Assistant Postmaster General Finance Group James V. Jettison Senior Assistant Postmaster General Operations Group Joseph F. Morris Senior Assistant Postmaster General Employee and Labor Relations Group Joseph R. Caraveo Regional Postmaster General Western Region Paul N. Carlin Regional Postmaster General Central Region Emmett E. Cooper, Jr. Regional Postmaster General Southern Region E. Herbert Daws Regional Postmaster General Eastern Region John G. Mulligan Regional Postmaster General Northeast Region 32 U.S. Postal Service 475 L'Enfant Plaza West, S.W. Washington, DC 20260-0010 SAN DIEGO PUBLIC LIBRARY 3 1336 06403 6719