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    <VOL>91</VOL>
    <NO>140</NO>
    <DATE>Thursday, July 23, 2026</DATE>
    <UNITNAME>Contents</UNITNAME>
    <CNTNTS>
        <AGCY>
            <EAR>
                Agency Toxic
                <PRTPAGE P="iii"/>
            </EAR>
            <HD>Agency for Toxic Substances and Disease Registry</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Toxicological Profile:</SJ>
                <SJDENT>
                    <SJDOC>Xylene, </SJDOC>
                    <PGS>46441</PGS>
                    <FRDOCBP>2026-14922</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Agricultural Marketing</EAR>
            <HD>Agricultural Marketing Service</HD>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Decreased Assessment Rate:</SJ>
                <SJDENT>
                    <SJDOC>Grapes Grown in a Designated Area of Southeastern California, </SJDOC>
                    <PGS>46306-46308</PGS>
                    <FRDOCBP>2026-14918</FRDOCBP>
                </SJDENT>
                <SJ>Salable Quantities and Allotment Percentages for the 2026-2027 Marketing Year:</SJ>
                <SJDENT>
                    <SJDOC>Spearmint Oil Produced in the Far West, </SJDOC>
                    <PGS>46308-46314</PGS>
                    <FRDOCBP>2026-14927</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Agriculture</EAR>
            <HD>Agriculture Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Agricultural Marketing Service</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Forest Service</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Antitrust Division</EAR>
            <HD>Antitrust Division</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Proposed Final Judgment and Competitive Impact Statement:</SJ>
                <SJDENT>
                    <SJDOC>United States v. Edwards LifeSciences Corp. and Genesis MedTech Group Limited, </SJDOC>
                    <PGS>46455-46463</PGS>
                    <FRDOCBP>2026-14935</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>United States, et al. v. OhioHealth Corp., </SJDOC>
                    <PGS>46463-46482</PGS>
                    <FRDOCBP>2026-14903</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Centers Medicare</EAR>
            <HD>Centers for Medicare &amp; Medicaid Services</HD>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Medicaid Program:</SJ>
                <SJDENT>
                    <SJDOC>Indirect Hold Harmless Threshold of Health Care-Related Taxes, </SJDOC>
                    <PGS>46562-46599</PGS>
                    <FRDOCBP>2026-14897</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Public Data Asset Release under the Open, Public, Electronic, and Necessary Government Data Act, </DOC>
                    <PGS>46442</PGS>
                    <FRDOCBP>2026-14947</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Coast Guard</EAR>
            <HD>Coast Guard</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Safety Zone:</SJ>
                <SJDENT>
                    <SJDOC>Lake Erie, Avon Lake, OH, </SJDOC>
                    <PGS>46284-46285</PGS>
                    <FRDOCBP>2026-14894</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Lake St. Clair, New Baltimore, MI, </SJDOC>
                    <PGS>46282-46284</PGS>
                    <FRDOCBP>2026-14895</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Ohio Street Beach Swim Course, Lake Michigan, Chicago Harbor, Chicago, IL, </SJDOC>
                    <PGS>46284</PGS>
                    <FRDOCBP>2026-14888</FRDOCBP>
                </SJDENT>
                <SJ>Special Local Regulation:</SJ>
                <SJDENT>
                    <SJDOC>Lake Erie, Fairport Harbor, OH, </SJDOC>
                    <PGS>46281-46282</PGS>
                    <FRDOCBP>2026-14883</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Commerce</EAR>
            <HD>Commerce Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Foreign-Trade Zones Board</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Industry and Security Bureau</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>International Trade Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Patent and Trademark Office</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Committee for Purchase</EAR>
            <HD>Committee for Purchase From People Who Are Blind or Severely Disabled</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Procurement List; Additions and Deletions, </DOC>
                    <PGS>46413-46415</PGS>
                    <FRDOCBP>2026-14874</FRDOCBP>
                      
                    <FRDOCBP>2026-14875</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Consumer Product</EAR>
            <HD>Consumer Product Safety Commission</HD>
            <CAT>
                <HD>RULES</HD>
                <DOCENT>
                    <DOC>Removal of Obsolete or Unnecessary Requirements, </DOC>
                    <PGS>46264-46267</PGS>
                    <FRDOCBP>2026-14934</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Corporation</EAR>
            <HD>Corporation for National and Community Service</HD>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <DOCENT>
                    <DOC>Rescinding Portions of AmeriCorps Title VI Regulations to Conform More Closely with the Statutory Text and to Implement Executive Order 14281, </DOC>
                    <PGS>46384-46390</PGS>
                    <FRDOCBP>2026-14906</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Defense Department</EAR>
            <HD>Defense Department</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Privacy Act; Systems of Records, </DOC>
                    <PGS>46415</PGS>
                    <FRDOCBP>2026-14914</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Drug</EAR>
            <HD>Drug Enforcement Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Importer, Manufacturer or Bulk Manufacturer of Controlled Substances; Application, Registration, etc.:</SJ>
                <SJDENT>
                    <SJDOC>American Radiolabeled Chem, </SJDOC>
                    <PGS>46482-46483</PGS>
                    <FRDOCBP>2026-14915</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Education Department</EAR>
            <HD>Education Department</HD>
            <CAT>
                <HD>RULES</HD>
                <DOCENT>
                    <DOC>Rescinding Guidelines for Eliminating Discrimination and Denial of Services on the Basis of Race, Color, National Origin, Sex, and Handicap in Vocational Education Programs, </DOC>
                    <PGS>46285-46294</PGS>
                    <FRDOCBP>2026-14892</FRDOCBP>
                </DOCENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Borrower Defense to Loan Repayment Universal Forms, </SJDOC>
                    <PGS>46416-46417</PGS>
                    <FRDOCBP>2026-14933</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Budget Information Non-Construction Programs Form and Instructions, </SJDOC>
                    <PGS>46416</PGS>
                    <FRDOCBP>2026-14945</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Loan Rehabilitation: Reasonable and Affordable Payments, </SJDOC>
                    <PGS>46415-46416</PGS>
                    <FRDOCBP>2026-14932</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Employee Benefits</EAR>
            <HD>Employee Benefits Security Administration</HD>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <DOCENT>
                    <DOC>Electronic Disclosure by Group Health Plans under Employee Retirement Income Security Act, </DOC>
                    <PGS>46602-46632</PGS>
                    <FRDOCBP>2026-14917</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Energy Department</EAR>
            <HD>Energy Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Federal Energy Regulatory Commission</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Western Area Power Administration</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Environmental Protection</EAR>
            <HD>Environmental Protection Agency</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Air Quality State Implementation Plans; Approvals and Promulgations:</SJ>
                <SJDENT>
                    <SJDOC>Maine; Air Emission License Regulation, </SJDOC>
                    <PGS>46296-46299</PGS>
                    <FRDOCBP>2026-14885</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Missouri; Control of Emissions During Petroleum Liquid Storage, Loading, and Transfer, </SJDOC>
                    <PGS>46294-46296</PGS>
                    <FRDOCBP>2026-14880</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Air Quality State Implementation Plans; Approvals and Promulgations:</SJ>
                <SJDENT>
                    <SJDOC>New Jersey; RACT Certifications for the 2008 and 2015 Ozone National Ambient Air Quality Standards, </SJDOC>
                    <PGS>46351-46357</PGS>
                    <FRDOCBP>2026-14923</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Pennsylvania; Harrisburg-Lebanon-Carlisle-York Maintenance Area, Second 10-Year Maintenance Plan for the 2006 Fine Particulate Matter National Ambient Air Quality Standard, </SJDOC>
                    <PGS>46357-46364</PGS>
                    <FRDOCBP>2026-14902</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Pennsylvania; Revision to Source-Specific Reasonably Available Control Technology Requirements, </SJDOC>
                    <PGS>46349-46351</PGS>
                    <FRDOCBP>2026-14891</FRDOCBP>
                </SJDENT>
                <DOCENT>
                    <PRTPAGE P="iv"/>
                    <DOC>Significant New Use Rules on Certain Chemical Substances (26-3), </DOC>
                    <PGS>46364-46384</PGS>
                    <FRDOCBP>2026-14877</FRDOCBP>
                </DOCENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>National Emission Standards for Hazardous Air Pollutants for the Manufacture of Amino/Phenolic Resins, </SJDOC>
                    <PGS>46435</PGS>
                    <FRDOCBP>2026-14931</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>New Source Performance Standards for Greenhouse Gas Emissions for New Electric Utility Generating Units, </SJDOC>
                    <PGS>46431-46432</PGS>
                    <FRDOCBP>2026-14925</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>NSPS for Hospital/Medical/Infectious Waste Incinerators, </SJDOC>
                    <PGS>46434-46435</PGS>
                    <FRDOCBP>2026-14924</FRDOCBP>
                </SJDENT>
                <SJ>Clean Air Act Operating Permit Program:</SJ>
                <SJDENT>
                    <SJDOC>Order on Petition for Objection to State Operating Permit for the Copperstone Gold Mine, </SJDOC>
                    <PGS>46436-46437</PGS>
                    <FRDOCBP>2026-14867</FRDOCBP>
                </SJDENT>
                <DOCENT>
                    <DOC>Privacy Act; Systems of Records, </DOC>
                    <PGS>46435-46436</PGS>
                    <FRDOCBP>2026-14896</FRDOCBP>
                </DOCENT>
                <SJ>Proposed Consent Decree:</SJ>
                <SJDENT>
                    <SJDOC>Clean Water Act, </SJDOC>
                    <PGS>46432-46434</PGS>
                    <FRDOCBP>2026-14865</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Equal</EAR>
            <HD>Equal Employment Opportunity Commission</HD>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <DOCENT>
                    <DOC>Removal of Reporting Requirements, </DOC>
                    <PGS>46332-46349</PGS>
                    <FRDOCBP>2026-14937</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Export Import</EAR>
            <HD>Export-Import Bank</HD>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <DOCENT>
                    <DOC>Implementation of the Administrative False Claims Act, </DOC>
                    <PGS>46316-46322</PGS>
                    <FRDOCBP>2026-14959</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Aviation</EAR>
            <HD>Federal Aviation Administration</HD>
            <CAT>
                <HD>RULES</HD>
                <DOCENT>
                    <DOC>Standard Instrument Approach Procedures, and Takeoff Minimums and Obstacle Departure Procedures; Miscellaneous Amendments, </DOC>
                    <PGS>46248-46252</PGS>
                    <FRDOCBP>2026-14889</FRDOCBP>
                      
                    <FRDOCBP>2026-14890</FRDOCBP>
                </DOCENT>
            </CAT>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Airworthiness Directives:</SJ>
                <SJDENT>
                    <SJDOC>Airbus Helicopters, </SJDOC>
                    <PGS>46325-46327</PGS>
                    <FRDOCBP>2026-14886</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Bell Textron Canada Limited Helicopters, </SJDOC>
                    <PGS>46322-46325</PGS>
                    <FRDOCBP>2026-14881</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Rolls-Royce Deutschland Ltd and Co KG Engines, </SJDOC>
                    <PGS>46327-46330</PGS>
                    <FRDOCBP>2026-14882</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Deposit</EAR>
            <HD>Federal Deposit Insurance Corporation</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals, </DOC>
                    <PGS>46437-46439</PGS>
                    <FRDOCBP>2026-14899</FRDOCBP>
                </DOCENT>
                <DOCENT>
                    <DOC>Financial Institutions for which the Federal Deposit Insurance  Corporation has been Appointed Either Receiver, Liquidator, or Manager, </DOC>
                    <PGS>46437</PGS>
                    <FRDOCBP>2026-14900</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Energy</EAR>
            <HD>Federal Energy Regulatory Commission</HD>
            <CAT>
                <HD>RULES</HD>
                <DOCENT>
                    <DOC>Categorical Exclusion under the National Environmental Policy Act for Certain Terminations or Revocations of Water Power Licenses or Exemptions, </DOC>
                    <PGS>46267-46276</PGS>
                    <FRDOCBP>2026-14878</FRDOCBP>
                </DOCENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Combined Filings, </DOC>
                    <PGS>46417-46421</PGS>
                    <FRDOCBP>2026-14831</FRDOCBP>
                      
                    <FRDOCBP>2026-14833</FRDOCBP>
                      
                    <FRDOCBP>2026-14835</FRDOCBP>
                      
                    <FRDOCBP>2026-14913</FRDOCBP>
                </DOCENT>
                <SJ>Environmental Assessments; Availability, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Columbia Gas Transmission, LLC, Proposed Southeast Virginia Energy Storage Project, </SJDOC>
                    <PGS>46421-46422</PGS>
                    <FRDOCBP>2026-14834</FRDOCBP>
                </SJDENT>
                <SJ>Requesting Post-Conference Comment:</SJ>
                <SJDENT>
                    <SJDOC>Increasing Market and Planning Efficiency through Improved Software, </SJDOC>
                    <PGS>46421</PGS>
                    <FRDOCBP>2026-14912</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Trade</EAR>
            <HD>Federal Trade Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals, </DOC>
                    <PGS>46439-46440</PGS>
                    <FRDOCBP>2026-14920</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Food and Drug</EAR>
            <HD>Food and Drug Administration</HD>
            <CAT>
                <HD>RULES</HD>
                <DOCENT>
                    <DOC>Revocation of the Color Additive Listing for Use of Orange B on Casings or Surfaces of Frankfurters and Sausages, </DOC>
                    <PGS>46276-46279</PGS>
                    <FRDOCBP>2026-14910</FRDOCBP>
                </DOCENT>
            </CAT>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <DOCENT>
                    <DOC>Proposal to Revoke the Color Additive Listing for Use of Citrus Red No. 2 on the Skins of Mature Oranges, </DOC>
                    <PGS>46330-46332</PGS>
                    <FRDOCBP>2026-14909</FRDOCBP>
                </DOCENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Charter Amendments, Establishments, Renewals and Terminations:</SJ>
                <SJDENT>
                    <SJDOC>Peripheral and Central Nervous System Drugs Advisory Committee, </SJDOC>
                    <PGS>46444-46446</PGS>
                    <FRDOCBP>2026-14829</FRDOCBP>
                </SJDENT>
                <DOCENT>
                    <DOC>Strategy Document on Facilitating Chemistry, Manufacturing, and Controls Readiness for Products with Accelerated Clinical Development, </DOC>
                    <PGS>46443-46444</PGS>
                    <FRDOCBP>2026-14898</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Foreign Trade</EAR>
            <HD>Foreign-Trade Zones Board</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Application for Subzone:</SJ>
                <SJDENT>
                    <SJDOC>Total Distribution Inc., Foreign-Trade Zone 40, Mogadore, OH, </SJDOC>
                    <PGS>46391-46392</PGS>
                    <FRDOCBP>2026-14946</FRDOCBP>
                </SJDENT>
                <SJ>Approval of Subzone Status:</SJ>
                <SJDENT>
                    <SJDOC>Pratt and Whitney, a Division of RTX Corp., Foreign-Trade Zone 186, North Berwick, ME, </SJDOC>
                    <PGS>46392-46393</PGS>
                    <FRDOCBP>2026-14948</FRDOCBP>
                </SJDENT>
                <SJ>Authorization of Limited Production Activity:</SJ>
                <SJDENT>
                    <SJDOC>P.J. Wallbank Springs, Inc., Foreign-Trade Zone 210, Port Huron, MI, </SJDOC>
                    <PGS>46392</PGS>
                    <FRDOCBP>2026-14830</FRDOCBP>
                </SJDENT>
                <SJ>Authorization of Production Activity:</SJ>
                <SJDENT>
                    <SJDOC>Eastman Chemical Co., Foreign-Trade Zone 204, Kingsport, TN, </SJDOC>
                    <PGS>46392</PGS>
                    <FRDOCBP>2026-14825</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>General Electric Co., Foreign-Trade Zone 72, Lafayette, IN, </SJDOC>
                    <PGS>46393</PGS>
                    <FRDOCBP>2026-14957</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>General Electric Co., Foreign-Trade Zone 93, Durham, NC, </SJDOC>
                    <PGS>46392</PGS>
                    <FRDOCBP>2026-14955</FRDOCBP>
                </SJDENT>
                <SJ>Proposed Production Activity:</SJ>
                <SJDENT>
                    <SJDOC>ifm prover USA, Inc., Foreign-Trade Zone 35, Malvern, PA, </SJDOC>
                    <PGS>46393</PGS>
                    <FRDOCBP>2026-14949</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Pactron, Inc., Foreign-Trade Zone 18, Santa Clara, CA, </SJDOC>
                    <PGS>46394</PGS>
                    <FRDOCBP>2026-14954</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Forest</EAR>
            <HD>Forest Service</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Hearings, Meetings, Proceedings, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Land between the Lakes Advisory Board, </SJDOC>
                    <PGS>46391</PGS>
                    <FRDOCBP>2026-14944</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>General Services</EAR>
            <HD>General Services Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Overseas Employment Service Agreement, </SJDOC>
                    <PGS>46440-46441</PGS>
                    <FRDOCBP>2026-14911</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Government Ethics</EAR>
            <HD>Government Ethics Office</HD>
            <CAT>
                <HD>RULES</HD>
                <DOCENT>
                    <DOC>Exempting Certain Career Federal Employees from Ethics Reporting Requirements, </DOC>
                    <PGS>46239-46243</PGS>
                    <FRDOCBP>2026-14872</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Health and Human</EAR>
            <HD>Health and Human Services Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Agency for Toxic Substances and Disease Registry</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Centers for Medicare &amp; Medicaid Services</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Food and Drug Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>National Institutes of Health</P>
            </SEE>
            <CAT>
                <HD>RULES</HD>
                <DOCENT>
                    <DOC>Rescinding Guidelines for Eliminating Discrimination and Denial of Services on the Basis of Race, Color, National Origin, Sex, and Handicap in Vocational Education Programs, </DOC>
                    <PGS>46299-46305</PGS>
                    <FRDOCBP>2026-14893</FRDOCBP>
                </DOCENT>
            </CAT>
            <CAT>
                <PRTPAGE P="v"/>
                <HD>NOTICES</HD>
                <SJ>Hearings, Meetings, Proceedings, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Advisory Council on Alzheimer's Research, Care, and Services, </SJDOC>
                    <PGS>46446-46447</PGS>
                    <FRDOCBP>2026-14907</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Homeland</EAR>
            <HD>Homeland Security Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Coast Guard</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Transportation Security Administration</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Housing</EAR>
            <HD>Housing and Urban Development Department</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Survey of Market Absorption of New Multifamily Units, </SJDOC>
                    <PGS>46449</PGS>
                    <FRDOCBP>2026-14873</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Indian Affairs</EAR>
            <HD>Indian Affairs Bureau</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Liquor Control Ordinance:</SJ>
                <SJDENT>
                    <SJDOC>Pascua Yaqui Tribe of Arizona; Correction, </SJDOC>
                    <PGS>46449-46450</PGS>
                    <FRDOCBP>2026-14908</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Industry</EAR>
            <HD>Industry and Security Bureau</HD>
            <CAT>
                <HD>RULES</HD>
                <DOCENT>
                    <DOC>Implementation of Export Administration Regulations Export Controls on Silencers, Mufflers, and Sound Suppressors; and Other Firearms Related Changes, </DOC>
                    <PGS>46252-46264</PGS>
                    <FRDOCBP>2026-14942</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Interior</EAR>
            <HD>Interior Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Indian Affairs Bureau</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Land Management Bureau</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>National Park Service</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Internal Revenue</EAR>
            <HD>Internal Revenue Service</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Quarterly Publication of Individuals Who Have Chosen to Expatriate, </DOC>
                    <PGS>46535-46559</PGS>
                    <FRDOCBP>2026-14841</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>International Trade Adm</EAR>
            <HD>International Trade Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Antidumping or Countervailing Duty Investigations, Orders, or Reviews:</SJ>
                <SJDENT>
                    <SJDOC>Certain Alkyl Phosphate Esters from the People's Republic of China, </SJDOC>
                    <PGS>46394-46396, 46404-46405</PGS>
                    <FRDOCBP>2026-14828</FRDOCBP>
                      
                    <FRDOCBP>2026-14832</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Certain Fatty Acids from Indonesia, </SJDOC>
                    <PGS>46409-46412</PGS>
                    <FRDOCBP>2026-14871</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Certain Fatty Acids from Malaysia, </SJDOC>
                    <PGS>46401-46404</PGS>
                    <FRDOCBP>2026-14870</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Lattice Boom Crawler Cranes from Japan, </SJDOC>
                    <PGS>46396-46399</PGS>
                    <FRDOCBP>2026-14950</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>L-lysine from the People's Republic of China, </SJDOC>
                    <PGS>46399-46401</PGS>
                    <FRDOCBP>2026-14952</FRDOCBP>
                </SJDENT>
                <DOCENT>
                    <DOC>Antidumping or Countervailing Duty Investigations, Orders, or Reviews; Correction, </DOC>
                    <PGS>46405-46406</PGS>
                    <FRDOCBP>2026-14868</FRDOCBP>
                </DOCENT>
                <SJ>Sales at Less Than Fair Value; Determinations, Investigations, etc.:</SJ>
                <SJDENT>
                    <SJDOC>L-lysine from the People's Republic of China, </SJDOC>
                    <PGS>46406-46409</PGS>
                    <FRDOCBP>2026-14951</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>International Trade Com</EAR>
            <HD>International Trade Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Investigations; Determinations, Modifications, and Rulings, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Fresh Tomatoes from Mexico, </SJDOC>
                    <PGS>46455</PGS>
                    <FRDOCBP>2026-14884</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Justice Department</EAR>
            <HD>Justice Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Antitrust Division</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Drug Enforcement Administration</P>
            </SEE>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Recordkeeping for Partial Fills of Prescriptions, </SJDOC>
                    <PGS>46485-46486</PGS>
                    <FRDOCBP>2026-14838</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Recordkeeping for the Transfer of Electronic Prescriptions in Schedules III-V between Pharmacies, </SJDOC>
                    <PGS>46484-46485</PGS>
                    <FRDOCBP>2026-14837</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>U.S. Official Order Forms for Schedules I and II Controlled Substances, </SJDOC>
                    <PGS>46483-46484</PGS>
                    <FRDOCBP>2026-14836</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Labor Department</EAR>
            <HD>Labor Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Employee Benefits Security Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Labor Statistics Bureau</P>
            </SEE>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Application for Prevailing Wage Determination, </SJDOC>
                    <PGS>46486</PGS>
                    <FRDOCBP>2026-14827</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Labor Statistics</EAR>
            <HD>Labor Statistics Bureau</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Current Population Survey—Basic Labor Force, </SJDOC>
                    <PGS>46487</PGS>
                    <FRDOCBP>2026-14826</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Land</EAR>
            <HD>Land Management Bureau</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Environmental Assessments; Availability, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Realty Action: Proposed Sale of Public Land and Reversionary Interest in Socorro County, NM, </SJDOC>
                    <PGS>46450-46452</PGS>
                    <FRDOCBP>2026-14887</FRDOCBP>
                </SJDENT>
                <SJ>Plats of Survey:</SJ>
                <SJDENT>
                    <SJDOC>Wyoming, </SJDOC>
                    <PGS>46452-46453</PGS>
                    <FRDOCBP>2026-14953</FRDOCBP>
                </SJDENT>
                <SJ>Public Land Order:</SJ>
                <SJDENT>
                    <SJDOC>No. 7970; Extension of Public Land Order No. 7668, Utah Lake Drainage Basin and Diamond Fork Systems, Bonneville Unit of the Central Utah Project, UT, </SJDOC>
                    <PGS>46453-46454</PGS>
                    <FRDOCBP>2026-14869</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>National Archives</EAR>
            <HD>National Archives and Records Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery, </SJDOC>
                    <PGS>46487-46488</PGS>
                    <FRDOCBP>2026-14921</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>National Highway</EAR>
            <HD>National Highway Traffic Safety Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Distraction: Modern Voice Command Interfaces, </SJDOC>
                    <PGS>46528-46535</PGS>
                    <FRDOCBP>2026-14904</FRDOCBP>
                </SJDENT>
                <SJ>New Car Assessment Program:</SJ>
                <SJDENT>
                    <SJDOC>Extension of Comment Period, </SJDOC>
                    <PGS>46527-46528</PGS>
                    <FRDOCBP>2026-14866</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>National Institute</EAR>
            <HD>National Institutes of Health</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Licenses; Exemptions, Applications, Amendments, etc.:</SJ>
                <SJDENT>
                    <SJDOC>RXFP1 AGONISTS, </SJDOC>
                    <PGS>46447-46448</PGS>
                    <FRDOCBP>2026-14848</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>National Park</EAR>
            <HD>National Park Service</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>National Register of Historic Places:</SJ>
                <SJDENT>
                    <SJDOC>Pending Nominations and Related Actions, </SJDOC>
                    <PGS>46454</PGS>
                    <FRDOCBP>2026-14864</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>
                Nuclear Regulatory
                <PRTPAGE P="vi"/>
            </EAR>
            <HD>Nuclear Regulatory Commission</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>List of Approved Spent Fuel Storage Casks:</SJ>
                <SJDENT>
                    <SJDOC>Holtec International HI-STORM Flood/Wind System, Certificate of Compliance No. 1032, Amendment No. 10, </SJDOC>
                    <PGS>46243-46248</PGS>
                    <FRDOCBP>2026-14876</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>List of Approved Spent Fuel Storage Casks:</SJ>
                <SJDENT>
                    <SJDOC>Holtec International HI-STORM Flood/Wind System, Certificate of Compliance No. 1032, Amendment No. 10, </SJDOC>
                    <PGS>46314-46316</PGS>
                    <FRDOCBP>2026-14879</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Application for Materials License Form and Radiation Safety Officer Form, etc., </SJDOC>
                    <PGS>46488-46490</PGS>
                    <FRDOCBP>2026-14916</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Patent</EAR>
            <HD>Patent and Trademark Office</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Grant of Interim Extension of Term:</SJ>
                <SJDENT>
                    <SJDOC>Term of U.S. Patent No. 8,461,196; Centanafadine Hydrochloride, </SJDOC>
                    <PGS>46412</PGS>
                    <FRDOCBP>2026-14941</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Term of U.S. Patent No. 8,877,798; Centanafadine Hydrochloride, </SJDOC>
                    <PGS>46412-46413</PGS>
                    <FRDOCBP>2026-14939</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>U.S. Patent No. 9,205,074; Centanafadine Hydrochloride, </SJDOC>
                    <PGS>46413</PGS>
                    <FRDOCBP>2026-14938</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>U.S. Patent No. 9,737,506; Centanafadine Hydrochloride, </SJDOC>
                    <PGS>46412</PGS>
                    <FRDOCBP>2026-14940</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Presidential Documents</EAR>
            <HD>Presidential Documents</HD>
            <CAT>
                <HD>PROCLAMATIONS</HD>
                <DOCENT>
                    <DOC>Alcoholic Beverages; Imposing Additional Duties To Offset Canadian Discrimination Against U.S. Commerce (Proc. 11046), </DOC>
                    <PGS>46639-46652</PGS>
                    <FRDOCBP>2026-14991</FRDOCBP>
                </DOCENT>
                <DOCENT>
                    <DOC>Aluminum, Imports Into U.S.; Further Strengthening Actions To Adjust (Proc. 11045), </DOC>
                    <PGS>46633-46638</PGS>
                    <FRDOCBP>2026-14990</FRDOCBP>
                </DOCENT>
                <DOCENT>
                    <DOC>Dairy; Imposing Additional Duties To Offset Canadian Discrimination Against U.S. Commerce (Proc. 11047), </DOC>
                    <PGS>46653-46661</PGS>
                    <FRDOCBP>2026-14992</FRDOCBP>
                </DOCENT>
                <DOCENT>
                    <DOC>Motor Vehicles; Imposing Additional Duties To Offset Canadian Discrimination Against U.S. Commerce (Proc. 11048), </DOC>
                    <PGS>46663-46688</PGS>
                    <FRDOCBP>2026-14997</FRDOCBP>
                </DOCENT>
                <SJ>Special Observances:</SJ>
                <SJDENT>
                    <SJDOC>Captive Nations Week, 2026 (Proc. 11049), </SJDOC>
                    <PGS>46689-46690</PGS>
                    <FRDOCBP>2026-14998</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Made in America Week, 2026 (Proc. 11050), </SJDOC>
                    <PGS>46691-46692</PGS>
                    <FRDOCBP>2026-14999</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>EXECUTIVE ORDERS</HD>
                <DOCENT>
                    <DOC>Critical Materials; Efforts To Secure U.S. Defense Supply Chains and Ensure Domestic Acquisition (EO 14415), </DOC>
                    <PGS>46693-46697</PGS>
                    <FRDOCBP>2026-15003</FRDOCBP>
                </DOCENT>
            </CAT>
            <CAT>
                <HD>ADMINISTRATIVE ORDERS</HD>
                <DOCENT>
                    <DOC>Mali; Continuation of National Emergency (Notice of July 21, 2026), </DOC>
                    <PGS>46699-46701</PGS>
                    <FRDOCBP>2026-15024</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Securities</EAR>
            <HD>Securities and Exchange Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals, </DOC>
                    <PGS>46497-46498, 46505-46506, 46516-46517</PGS>
                    <FRDOCBP>2026-14928</FRDOCBP>
                      
                    <FRDOCBP>2026-14929</FRDOCBP>
                      
                    <FRDOCBP>2026-14930</FRDOCBP>
                      
                    <FRDOCBP>2026-14936</FRDOCBP>
                </DOCENT>
                <SJ>Application:</SJ>
                <SJDENT>
                    <SJDOC>Apogem Capital LLC, et al., </SJDOC>
                    <PGS>46526-46527</PGS>
                    <FRDOCBP>2026-14956</FRDOCBP>
                </SJDENT>
                <SJ>Self-Regulatory Organizations; Proposed Rule Changes:</SJ>
                <SJDENT>
                    <SJDOC>BOX Exchange LLC, </SJDOC>
                    <PGS>46503-46505</PGS>
                    <FRDOCBP>2026-14856</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>CME Securities Clearing Inc., </SJDOC>
                    <PGS>46506-46512</PGS>
                    <FRDOCBP>2026-14860</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>MEMX LLC, </SJDOC>
                    <PGS>46494-46497</PGS>
                    <FRDOCBP>2026-14862</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>New York Stock Exchange LLC, </SJDOC>
                    <PGS>46498-46502</PGS>
                    <FRDOCBP>2026-14859</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>NYSE American LLC, </SJDOC>
                    <PGS>46490-46494</PGS>
                    <FRDOCBP>2026-14861</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>NYSE Arca, Inc., </SJDOC>
                    <PGS>46522-46526</PGS>
                    <FRDOCBP>2026-14857</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>NYSE National, Inc., </SJDOC>
                    <PGS>46518-46522</PGS>
                    <FRDOCBP>2026-14863</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>NYSE Texas, Inc., </SJDOC>
                    <PGS>46512-46516</PGS>
                    <FRDOCBP>2026-14858</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Small Business</EAR>
            <HD>Small Business Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Disaster Declaration:</SJ>
                <SJDENT>
                    <SJDOC>Illinois, </SJDOC>
                    <PGS>46527</PGS>
                    <FRDOCBP>2026-14905</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>State Department</EAR>
            <HD>State Department</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>International Traffic in Arms Regulations:</SJ>
                <SJDENT>
                    <SJDOC>U.S. Munitions List Category I Firearm Suppressors, </SJDOC>
                    <PGS>46279-46281</PGS>
                    <FRDOCBP>2026-14943</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Transportation Department</EAR>
            <HD>Transportation Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Federal Aviation Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>National Highway Traffic Safety Administration</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Security</EAR>
            <HD>Transportation Security Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Transportation Security Officer Medical Questionnaire, </SJDOC>
                    <PGS>46448</PGS>
                    <FRDOCBP>2026-14855</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Treasury</EAR>
            <HD>Treasury Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Internal Revenue Service</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Western</EAR>
            <HD>Western Area Power Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Rate Order:</SJ>
                <SJDENT>
                    <SJDOC>No. WAPA-222; Desert Southwest Region and Western Area Lower Colorado Balancing Authority, </SJDOC>
                    <PGS>46423-46431</PGS>
                    <FRDOCBP>2026-14901</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <PTS>
            <HD SOURCE="HED">Separate Parts In This Issue</HD>
            <HD>Part II</HD>
            <DOCENT>
                <DOC>Health and Human Services Department, Centers for Medicare &amp; Medicaid Services, </DOC>
                <PGS>46562-46599</PGS>
                <FRDOCBP>2026-14897</FRDOCBP>
            </DOCENT>
            <HD>Part III</HD>
            <DOCENT>
                <DOC>Labor Department, Employee Benefits Security Administration, </DOC>
                <PGS>46602-46632</PGS>
                <FRDOCBP>2026-14917</FRDOCBP>
            </DOCENT>
            <HD>Part IV</HD>
            <DOCENT>
                <DOC>Presidential Documents, </DOC>
                <PGS>46633-46661, 46663-46697</PGS>
                <FRDOCBP>2026-14991</FRDOCBP>
                  
                <FRDOCBP>2026-14990</FRDOCBP>
                  
                <FRDOCBP>2026-14992</FRDOCBP>
                  
                <FRDOCBP>2026-14997</FRDOCBP>
                  
                <FRDOCBP>2026-14998</FRDOCBP>
                  
                <FRDOCBP>2026-14999</FRDOCBP>
                  
                <FRDOCBP>2026-15003</FRDOCBP>
            </DOCENT>
            <HD>Part V</HD>
            <DOCENT>
                <DOC>Presidential Documents, </DOC>
                <PGS>46699-46701</PGS>
                <FRDOCBP>2026-15024</FRDOCBP>
            </DOCENT>
        </PTS>
        <AIDS>
            <HD SOURCE="HED">Reader Aids</HD>
            <P>Consult the Reader Aids section at the end of this issue for phone numbers, online resources, finding aids, and notice of recently enacted public laws.</P>
            <P>To subscribe to the Federal Register Table of Contents electronic mailing list, go to https://public.govdelivery.com/accounts/USGPOOFR/subscriber/new, enter your e-mail address, then follow the instructions to join, leave, or manage your subscription.</P>
        </AIDS>
    </CNTNTS>
    <VOL>91</VOL>
    <NO>140</NO>
    <DATE>Thursday, July 23, 2026</DATE>
    <UNITNAME>Rules and Regulations</UNITNAME>
    <RULES>
        <RULE>
            <PREAMB>
                <PRTPAGE P="46239"/>
                <AGENCY TYPE="F">OFFICE OF GOVERNMENT ETHICS</AGENCY>
                <CFR>5 CFR Part 2634</CFR>
                <RIN>RIN 3209-AA76</RIN>
                <SUBJECT>Exempting Certain Career Federal Employees From Ethics Reporting Requirements</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Government Ethics (OGE).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Interim final rule; request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Office of Government Ethics (OGE) is amending the ethics reporting requirements to preserve the filing status of each position transferred to Schedule Policy/Career as it existed prior to being rescheduled. The effect of this rule will be to continue the exclusion of all Schedule Policy/Career employees who are not otherwise required to file public financial disclosure reports from the requirement to file, which should not adversely affect the integrity of the Government or the public's confidence in the integrity of the Government. Moreover, requiring these employees to file public financial disclosure reports would be unnecessarily burdensome to both agency ethics staff and the employees.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This interim final rule is effective July 23, 2026. Comments must be received on or before August 24, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments, identified by the docket number or Regulation Identifier Number (RIN) for this rulemaking, by the following method:</P>
                    <P>
                        <E T="03">Email: 2634@oge.gov.</E>
                         Include the reference “Schedule Policy/Career Exclusion” in the subject line of the message.
                    </P>
                    <P>
                        <E T="03">Mail:</E>
                         Office of Government Ethics, 250 E Street SW, Suite 750, Washington, DC 20024.
                    </P>
                    <P>
                        <E T="03">Instructions:</E>
                         All submissions must include the agency name and docket number or RIN for this rulemaking. Please arrange and identify your comments on the regulatory text by subpart and section number; if your comments relate to the supplementary information, please refer to the heading and page number. All comments received will be posted without change, including any personal information provided. To ensure that your comments will be considered, you must submit them within the specified open comment period. OGE will consider all comments within the scope of the regulations received on or before the closing date for comments. OGE may make changes to this rule after considering the comments received.
                    </P>
                    <P>
                        A summary of this rule may be found in the docket for this rulemaking at 
                        <E T="03">www.regulations.gov.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Maura Leary, Associate Counsel, U.S. Office of Government Ethics at 
                        <E T="03">usoge@oge.gov</E>
                         or (202) 482-9300.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Background and Proposal</HD>
                <HD SOURCE="HD2">a. The Ethics in Government Act and Schedule Policy/Career</HD>
                <P>
                    The Ethics in Government Act of 1978, Public Law 95-521, as amended, mandates public financial disclosure reports for a range of officials in all three branches of government and for candidates for Federal office. It requires financial disclosure reports to be filed by employees who are “in a position in the executive branch which is excepted from the competitive service by reason of being of a confidential or policymaking character.” 5 U.S.C. 13103(f)(5). This provision further prescribes that the Director of OGE may, by regulation, exclude from the application of this paragraph any individual, or group of individuals, who are in such positions, but only in cases in which the Director determines such exclusion “would not affect adversely the integrity of the Government or the public's confidence in the integrity of the Government.” 
                    <E T="03">Id.</E>
                </P>
                <P>Historically, the only category of Federal employees that were “excepted from the competitive service by reason of being of a confidential or policymaking character” were Schedule C employees, who are political appointees expected to resign at the conclusion of a Presidential term. However, E.O. 14171, “Restoring Accountability to Policy-Influencing Positions Within the Federal Workforce,” 90 FR 8625 (Jan. 31, 2025), ordered the Office of Personnel Management (OPM) to initiate a rulemaking to prepare for the transfer of positions into Schedule Policy/Career. That Executive Order contemplated a new excepted service schedule for career employees in a “confidential, policy-determining, policy-making, or policy-advocating position” who would be exempted from Chapter 75 adverse action proceedings in order to ensure their competence and effectiveness in fulfilling the President's agenda. It further ordered OPM to work with agencies to compile lists of positions that should be placed into Schedule Policy/Career.</P>
                <P>
                    On February 6, 2026, OPM published a final rule, “Improving Performance, Accountability and Responsiveness in the Civil Service,” 91 FR 5580, effective March 9, 2026.
                    <SU>1</SU>
                    <FTREF/>
                     The final rule amended OPM's regulations to implement Schedule Policy/Career, including by adding 5 CFR 213.3601. Under that section, as authorized by the President, agencies may make appointments to career positions of a confidential, policy-determining, policy-making, or policy-advocating character that are not in the Senior Executive Service, and positions filled under that authority are excepted from the competitive service and constitute Schedule Policy/Career.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         This action finalized OPM's April 23, 2025, notice of proposed rulemaking (NPRM). 90 FR 17182.
                    </P>
                </FTNT>
                <P>
                    In its rulemaking, OPM stated that “confidential, policy-determining, policy-making, or policy-advocating character” are not terms of art that apply exclusively to political appointees, but rather terms that refer to distinct, sometimes overlapping, categories of occupational positions.
                    <SU>2</SU>
                    <FTREF/>
                     In addition, these terms bear their ordinary language meanings and refer to positions that determine, make, or advocate for Government policy, or that are confidential in nature. Because section 13103(f)(5) specifies that a public financial disclosure report must be filed by employees who are “excepted from the competitive service by reason of 
                    <PRTPAGE P="46240"/>
                    being of a confidential or policymaking character,” an employee in a position placed into Schedule Policy/Career because the position's duties are of a “confidential” or “policymaking” character would be required by statute to file unless the position is excluded from filing by the OGE Director.
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         In a rulemaking under the previous Administration, OPM interpreted the phrase “confidential, policy-determining, policy-making, or policy-advocating positions” as a term of art referring exclusively to political appointments. 
                        <E T="03">See</E>
                         89 FR 24982 (Apr. 9, 2024).
                    </P>
                </FTNT>
                <P>Executive Order 14410 of June 3, 2026, “Implementing Schedule Policy/Career in the Excepted Service,” 91 FR 34893 (June 10, 2026), effectuated the initial transfer of positions into Schedule Policy/Career. Section 5 of E.O. 14410 determined that the positions set forth in the Appendix to that order have a confidential, policy-determining, policy-making, or policy-advocating character and placed those positions in Schedule Policy/Career of the excepted service. E.O. 14410 also required agency heads, within 7 days of the date of the order, to notify officers or employees encumbering those positions of their placement in Schedule Policy/Career and to conform agency records and practices to reflect the changes made by the order. OPM subsequently advised agencies that employees encumbering positions listed in the Appendix became Schedule Policy/Career employees as of the date of E.O. 14410 and that agencies should process an SF-50, Notification of Personnel Action, with an effective date of June 3, 2026, to transition each employee into Schedule Policy/Career.</P>
                <P>
                    E.O. 14410 placed approximately 7,600 positions into Schedule Policy/Career. Per OPM, the large majority of employees encumbering those positions are Federal employees who were not previously required to file a public financial disclosure report. Financial disclosure reporting serves important transparency and conflicts-of-interest identification purposes for certain senior career employees. However, the action of moving positions into Schedule Policy/Career in and of itself should not serve as a determination that the employees encumbering those positions are now at risk of having new conflicts of interest. The duties of these employees do not change upon their transfer to Schedule Policy/Career. Moreover, there is currently no evidence that continuing to exempt 
                    <SU>3</SU>
                    <FTREF/>
                     this group of employees from public filing requirements when their positions are placed into Schedule Policy/Career would create new risks of conflicts of interest, misuses of positions, other improprieties, or the appearance thereof, as the duties of these employees will not substantially change upon their transfer to Schedule Policy/Career. Accordingly, the Acting Director of OGE has found that this action would not adversely affect the integrity of the Government or the public's confidence in the integrity of the Government.
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         In this context, “continuing to exempt” means “continuing not to require financial disclosure reports,” as this group was not previously specifically exempted from the filing requirement. Rather, they did not previously meet the criteria for filing.
                    </P>
                </FTNT>
                <P>In addition, financial disclosure reporting creates an administrative burden for both the filing employees and the agency ethics officials responsible for reviewing those filings. There are over 27,000 public financial disclosure filers in the Executive branch. Based on data provided by agencies, OPM estimates that about 16 percent of employees being moved to Schedule Policy/Career are currently public filers. Applying that estimate to the 7,600 positions placed in Schedule Policy/Career by E.O. 14410, OPM has advised OGE that approximately 6,400 employees encumbering positions moved into Schedule Policy/Career do not currently file public financial disclosure reports. Thus, absent this regulatory change, the number of public filers would increase significantly and would create an administrative burden in time and work for both these new filers and the agency ethics officials responsible for reviewing those filings. The administrative burden created by this increase in filers is not justified when the positions and employees encumbering them are otherwise unchanged.</P>
                <P>
                    While OGE has existing exclusions to section 13103(f)(5) filing, found at § 2634.203, those exclusions would apply to relatively few Schedule Policy/Career employees. Employees in positions at or below the GS-13 grade level may be excluded from filing a public financial disclosure report if the designated agency ethics official (DAEO) finds that they “do not have a substantial policymaking role with respect to agency programs,” and employees at the GS-14 and GS-15 grade levels may be excluded on a case-by-case basis by the Director if their positions have “no policy-making role with regard to agency programs.” Neither exclusion is appropriate for most Schedule Policy/Career positions because many such positions will have a policy-making role with regard to agency programs.
                    <SU>4</SU>
                    <FTREF/>
                     Accordingly, a new exclusion is required to maintain an unchanged and consistent filing status for employees whose only basis for public filing would be the placement of their positions into Schedule Policy/Career.
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         Some employees in Schedule Policy/Career positions may have a confidential role with respect to policymakers, and others may be excepted based upon policy-advocating but not policy-making duties. These exceptions may be applicable to such employees. This understanding is based on OPM's guidance regarding what positions are properly placed in Schedule Policy/Career, along with the guideposts set forth in Executive Order 13957 (as amended). OPM's guidance suggests that Schedule Policy/Career positions will involve (among other things) substantive participation in policy formulation, development or advocacy; the supervision of other employees, substantial discretion over agency functions; conducting collective bargaining negotiations on the agency's behalf; directing the work of an organizational unit; being held accountable for the success of one or more specific programs or projects; authority to bind the agency to a position, policy, or course of action with limited higher-level review; delegated or subdelegated authority to make decisions committed by law to the discretion of the agency head; substantive participation and discretionary authority in agency grantmaking; or publicly advocating for the agency's policies in the media or before Congress. 
                        <E T="03">See</E>
                         OPM, 
                        <E T="03">Guidance on Implementing President Trump's Executive Order titled, “Restoring Accountability To Policy-Influencing Positions Within the Federal Workforce</E>
                        ” (January 27, 2025), available at 
                        <E T="03">https://www.opm.gov/chcoc/transmittals/2025/OPM%20Memorandum%20re%20Schedule%20Policy%20Career%20Guidance%20FINAL%E2%80%99.pdf.</E>
                         These higher-level duties are typically associated with positions at the GS-15 and GS-14 level, or else otherwise involve policy-making duties.
                    </P>
                </FTNT>
                <P>The baseline presumption is that employees whose positions were moved to Schedule Policy/Career from the competitive service or other excepted service schedules and who are not currently required to file any type of financial disclosure report will continue to not be required to file such a report under this new regulation. “n. However, those Schedule Policy/Career employees who currently file a public financial disclosure report or a confidential financial disclosure report pursuant to § 2634.904 will continue to do so. Consequently, OGE is excluding from the public filing requirements those Schedule Policy/Career positions for which the only basis for public filing is their position being in Schedule Policy/Career. The Acting Director of OGE does not find that the integrity of the Government, or the public's confidence in the integrity of the Government, will be adversely impacted by employees maintaining their current filing status.</P>
                <HD SOURCE="HD1">II. Regulatory Analysis</HD>
                <HD SOURCE="HD2">A. Statement of Need</HD>
                <P>
                    The President and OPM have determined that Schedule Policy/Career is necessary to enhance the efficiency and responsiveness of the Executive branch. OPM's final Schedule Policy/Career rule established the regulatory framework for the new excepted service schedule, and E.O. 14410 placed 7,600 positions into Schedule Policy/Career. 
                    <PRTPAGE P="46241"/>
                    However, requiring all employees encumbering positions placed into Schedule Policy/Career by E.O. 14410 to file public financial disclosure reports is not necessary to maintain the integrity of Government. Most employees whose positions were placed into Schedule Policy/Career by E.O. 14410 do not currently file public financial disclosure reports, and the act of reclassifying these positions on its own would not give rise to additional risk of conflicts of interest, misuses of position, other improprieties, or the appearance thereof. This rule is therefore needed to preserve the pre-existing filing status of employees whose positions and duties have not otherwise changed. Notably, Schedule Policy/Career employees who are otherwise required to file public financial disclosure reports for reasons outside the scope of 5 U.S.C. 13103(f)(5) will still be required to file those reports.
                </P>
                <HD SOURCE="HD2">B. Impact</HD>
                <P>The primary impact of the current rule will be to preserve the filing status of existing employees. Absent this regulatory change, the placement of positions into Schedule Policy/Career by Executive Order 14410 would create a new class of public filers numbering in the thousands. These employees are currently serving in the same positions they will be under Schedule Policy/Career and have not previously been required to file public reports under the Ethics in Government Act. Since the duties of these employees will not change upon their transfer to Schedule Policy/Career, the action of placing their positions into Schedule Policy/Career should not serve as a determination that these employees have new conflicts-of-interest risks.</P>
                <HD SOURCE="HD2">C. Costs</HD>
                <P>OGE estimates that the costs of implementing this rule will be comparatively minimal. Agency ethics officials will have to review the incumbents of positions moved into Schedule Policy/Career to determine whether the financial reporting status of the employees encumbering these positions has been altered by this rule. Because ethics officials are required to undertake this analysis for existing employees under the status quo, OGE estimates an average of at most one hour of additional labor to review each Schedule Policy/Career position encumbered by an employee who currently does not file, for a total of no more than approximately 6,400 hours of labor. A reasonable estimate for the average yearly pay rate for ethics officials, in the Washington, DC locality pay area, would be the Fiscal Year 2026 GS 13, Step 5 rate of $138,024 per ethics official, corresponding to an hourly rate of $66.14. OGE assumes the total value of labor to be 200 percent of the hourly wage rate, for an hourly cost of $132.28. OGE thus estimates implementation costs of approximately $0.85 million. After reevaluating the filing status for the initial cohort of Schedule Policy/Career employees, there would presumably be no additional costs for newly appointed Schedule Policy/Career employees beyond the ethics analyses which would still be required without this regulatory change.</P>
                <HD SOURCE="HD2">D. Benefits/Cost Savings</HD>
                <P>
                    OGE anticipates that this rule will avoid significant costs associated with an increased number of filers of ethics reports. OGE estimates that compliance with reporting requirements requires approximately 10 hours of labor per filer. Applying OPM's estimate that approximately 16% of employees being moved to Schedule Policy/Career are currently public filers to the 7,600 positions placed in Schedule Policy/Career by Executive Order 14410, OPM estimates that approximately 6,400 Schedule Policy/Career employees would become new public filers absent this rule, for a total of approximately 64,000 hours of labor for the initial cohort of would-be Schedule Policy/Career filers. OPM advised OGE that, in its experience, the review and processing of a public financial disclosure form will take agency ethics officials approximately five hours per filer for most filers, for a total of approximately 32,000 hours.
                    <SU>5</SU>
                    <FTREF/>
                     Because, per OPM, Schedule Policy/Career employees are expected to be concentrated in higher GS-scale positions and because attorneys and others working in agency ethics offices are generally experienced attorneys in higher GS-scale brackets, a reasonable estimate for the yearly rate, in the Washington, DC locality pay area, would be the GS 15-1 rate of $169,279 per filer and the GS 13-5 rate of $138,024 per ethics official, corresponding to hourly rates of $81.11 and $66.14, respectively. OGE assumes the total value of labor to be 200 percent of the hourly wage rate, for an hourly cost of $162.22 and $132.28. OGE thus estimates cost savings from preparing and processing the initial wave of Schedule Policy/Career disclosures to be approximately $14.6 million. While this number would taper off following the initial processing of disclosures for all Schedule Policy/Career employees, Schedule Policy/Career employees would generally be replaced by other employees who would need to file disclosure forms. At a conservative estimate that one in fifteen employees would be separated and replaced per year, this would lead to approximately $1.0 million in additional annual savings.
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         In addition, the costs saved by this rule may also include: (1) creating 
                        <E T="03">integrity.gov</E>
                         accounts for new public filers, (2) assigning the filers new entrant reports, (3) training new filers on complex and unfamiliar public financial disclosure reporting requirements, (4) revising annual ethics trainings currently used for the employees covered by this rule, and (5) reviewing each filer's subsequent reports—including periodic transaction reports, STOCK Act notification forms, and new entrant, annual, and termination public filings.
                    </P>
                </FTNT>
                <P>
                    Further, OGE would avoid the increased costs required to support the thousands of additional filers beyond the more than 26,000 filers currently in OGE's electronic public financial disclosure filing system, 
                    <E T="03">Integrity.</E>
                     The rule eliminates any additional costs related to housing, authentication and IT labor required to support a large number of new filers.
                </P>
                <HD SOURCE="HD1">III. Procedural Issues and Regulatory Review</HD>
                <HD SOURCE="HD2">A. Rulemaking Procedures</HD>
                <HD SOURCE="HD3">a. There Exists Good Cause To Issue This Rule Without Public Comment Under 5 U.S.C. 553(b)(B)</HD>
                <P>OGE's authority for the rulemaking procedures followed in this action is provided by 5 U.S.C. 553(b)(B), a provision of the Administrative Procedure Act (APA) which allows an agency to forgo notice-and-comment requirements “when the Agency for good cause finds (and incorporates the finding and a brief statement of reasons therefor in the rule issued) that notice and public procedure thereon are impracticable, unnecessary, or contrary to the public interest.”</P>
                <P>
                    OGE finds good cause to forgo the notice-and-comment process because following those procedures would be “impracticable, unnecessary, or contrary to the public interest.” 5 U.S.C. 553(b)(B). E.O. 14410 placed 7,600 positions into Schedule Policy/Career effective June 3, 2026. Section 5 of E.O. 14410 required agency heads, within 7 days of the date of the order, to notify officers or employees encumbering those positions of their placement in Schedule Policy/Career and to conform agency records and practices to reflect the changes made by the order. OPM subsequently advised agencies that employees encumbering positions listed in the Appendix to E.O. 14410 became Schedule Policy/Career employees as of the date of the order and that agencies 
                    <PRTPAGE P="46242"/>
                    should process SF-50s effective June 3, 2026.
                </P>
                <P>Under current OGE regulations, Schedule Policy/Career employees who are required to file public financial disclosure reports by reason of 5 U.S.C. 13103(f)(5) would need to file public financial disclosure reports “[w]ithin 30 days of assuming” a Schedule Policy/Career position. 5 CFR 2634.201(b)(1). Were this rule promulgated using standard notice-and-comment procedures, employees whose positions were placed into Schedule Policy/Career by E.O. 14410 would have to go through the significant administrative burden of preparing financial disclosure reports while agency ethics officials would have to review those reports and while OGE is soliciting public comments on whether there is even a need for those employees to comply with that requirement. This would represent a significant expenditure of government resources for minimal public benefit. The purpose of this rule is therefore to avoid a significant increase in the number of public financial disclosure filers and thereby preserve the status quo filing obligations under the Ethics in Government Act for existing employees whose positions and duties have not changed. In other words, the purpose of this action is to maintain a current policy that would otherwise inadvertently change as an unintended consequence of E.O. 14410's placement of positions into Schedule Policy/Career.</P>
                <P>Although OGE has advised agencies that DAEOs may grant temporary filing extensions under § 2634.201(g), those extensions are temporary, require agency-by-agency action, and do not resolve the underlying legal uncertainty created by E.O. 14410's placement of positions into Schedule Policy/Career. Immediate regulatory action is therefore necessary to provide uniform government-wide treatment before temporary extensions expire and to avoid unnecessary preparation and review of reports that may not ultimately be required.</P>
                <P>Despite this rule going into effect without prior public comment, OGE is providing an opportunity for comment on this rule. OGE will review and respond to any comments received, including by making changes to this rule, if appropriate. Thus, the net effect of this rule, even if OGE revises the rule following public comment, would be to delay the filing of financial disclosures for employees whose only basis for public filing is their placement in Schedule Policy/Career while OGE evaluates the policy reflected by this rule.</P>
                <HD SOURCE="HD3">b. This Rule Does Not Need 30 Days' Notice Before Its Effective Date Under 5 U.S.C. 553(d)(1).</HD>
                <P>Pursuant to 5 U.S.C. 553(d)(1), this rule is not subject to the requirement that a rule be published at least 30 days prior to its effective date. Section 553(d)(1) provides that the 30-day delayed effective date does not apply to “a substantive rule which grants or recognizes an exemption or relieves a restriction.” The purpose of this rule is to grant an exclusion for Schedule Policy/Career employees from the requirement to file public financial disclosures under 5 U.S.C. 13103(f)(5) when the only basis for public filing is the placement of their positions into Schedule Policy/Career. Because E.O. 14410 placed 7,600 positions into Schedule Policy/Career effective June 3, 2026, this rule grants an exclusion from, and relieves, a newly triggered requirement to file. A delayed effective date is therefore unnecessary. As discussed, an immediate effective date will preserve the status quo as OGE evaluates the policy reflected by this rule in light of public comment.</P>
                <HD SOURCE="HD2">B. Regulatory Flexibility Act</HD>
                <P>OGE certifies that this rule will not have a significant economic impact on a substantial number of small entities because it concerns only the internal personnel management of the Federal Government.</P>
                <HD SOURCE="HD2">C. Regulatory Review</HD>
                <P>OGE has examined the impact of this rule as required by Executive Orders 12866 and 13563, which direct agencies to assess all costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits, including potential economic, environmental, public health and safety effects, distributive impacts, and equity. A regulatory impact analysis must be prepared for rules that have an annual effect on the economy of $100 million or more or adversely affect in a material way the economy, a sector of the economy, productivity, competition, jobs, the environment, public health or safety, or State, local, or tribal governments or communities. While this rulemaking does not reach that threshold, the Office of Management and Budget has determined that this rule is “significant” under section 3 of Executive Order 12866. The primary benefit of this regulation will be the preservation of the filing status of existing employees whose positions were placed into Schedule Policy/Career by E.O. 14410, compared to a baseline of OPM's final Schedule Policy/Career rule and E.O. 14410 taking effect without this regulatory change.</P>
                <P>This rule is a deregulatory action under Executive Order 14192, “Unleashing Prosperity Through Deregulation,” 90 FR 9065 (Feb. 6, 2025), and provides annual cost savings. Implementation guidance for E.O. 14192, issued by the Office of Management and Budget, Memorandum M-25-20 (Mar. 26, 2025), defines an E.O. 14192 deregulatory action as “an action that has been finalized and has total costs less than zero.” As explained further in sections II(C) and II(D), above, in the first year, OGE estimates implementation costs of approximately $0.85 million and initial cost savings of approximately $14.6 million, for total annual net cost savings of approximately $13.7 million. Thereafter, OGE estimates total annual cost savings of approximately $1.0 million, plus any separately estimated savings associated with reduced support burdens for Integrity. As such, this action aligns with E.O. 14192, which promotes prudent financial management and alleviates unnecessary regulatory burdens.</P>
                <HD SOURCE="HD2">D. Federalism</HD>
                <P>This regulation will not have substantial direct effects on the States, on the relationship between the Federal Government and the States, or the distribution of power and responsibilities among the various levels of government, as it concerns only the internal management of the Executive Branch. Therefore, in accordance with Executive Order 13132, OGE certifies that this rule does not have sufficient federalism implications to warrant preparation of a federalism assessment.</P>
                <HD SOURCE="HD2">E. Civil Justice Reform</HD>
                <P>This regulation meets the applicable standards set forth in section 3(a) and (b)(2) of Executive Order 12988 (Feb. 7, 1996).</P>
                <HD SOURCE="HD2">F. Unfunded Mandates Reform Act of 1995</HD>
                <P>
                    Section 202 of the Unfunded Mandates Reform Act of 1995 (UMRA) requires that agencies assess anticipated costs and benefits before issuing any rule that may result in the expenditure by State, local, or Tribal governments, in the aggregate, or by the private sector, of $100 million or more in any one year, updated annually for inflation. The threshold is currently approximately $206 million. This rulemaking does not include a Federal mandate that might 
                    <PRTPAGE P="46243"/>
                    result in the expenditure by State, local, or Tribal governments, in the aggregate, or by the private sector, of more than $206 million.
                </P>
                <HD SOURCE="HD2">G. Paperwork Reduction Act</HD>
                <P>The Paperwork Reduction Act, as amended, (44 U.S.C. chapter 35) does not apply because this regulation does not contain information collection requirements that require the approval of the Office of Management and Budget.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 5 CFR Part 2634</HD>
                    <P>Conflict of interests, Government employees, Penalties, Privacy, Reporting and recordkeeping requirements, Trusts and trustees.</P>
                </LSTSUB>
                <SIG>
                    <DATED>Approved: July 14, 2026.</DATED>
                    <NAME>Keith Sonderling,</NAME>
                    <TITLE>Acting Director, U.S. Office of Government Ethics.</TITLE>
                </SIG>
                <P>Accordingly, for the reasons stated in the preamble, OGE amends 5 CFR part 2634 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 2634—EXECUTIVE BRANCH FINANCIAL DISCLOSURE, QUALIFIED TRUSTS, AND CERTIFICATES OF DIVESTITURE</HD>
                </PART>
                <REGTEXT TITLE="5" PART="2634">
                    <AMDPAR>1. The authority citation for part 2634 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>5 U.S.C. ch. 131; 26 U.S.C. 1043; Pub. L. 101-410, 104 Stat. 890, 28 U.S.C. 2461 note, as amended by sec. 31001, Pub. L. 104-134, 110 Stat. 1321 and sec. 701, Pub. L. 114-74; Pub. L. 112-105, 126 Stat. 291; E.O. 12674, 54 FR 15159, 3 CFR, 1989 Comp., p. 215, as modified by E.O. 12731, 55 FR 42547, 3 CFR, 1990 Comp., p. 306.</P>
                    </AUTH>
                </REGTEXT>
                <SUBPART>
                    <HD SOURCE="HED">Subpart B—Persons Required To File Public Financial Disclosure Reports</HD>
                </SUBPART>
                <REGTEXT TITLE="5" PART="2634">
                    <AMDPAR>2. Amend §  2634.203 by adding paragraph (e) to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 2634.203 </SECTNO>
                        <SUBJECT>Persons excluded by rule.</SUBJECT>
                        <STARS/>
                        <P>
                            (e) 
                            <E T="03">Exclusion determination for employees in Schedule Policy/Career.</E>
                             The exclusion determination required by paragraph (a) of this section has been made for any individual whose position is in Schedule Policy/Career of the excepted service, unless the employee otherwise meets the definition of “public filer” under § 2634.202 other than solely by virtue of § 2634.202(e). The designated agency ethics official must consider whether the position meets the standards for filing a confidential financial disclosure report enumerated in § 2634.904(a)(4).
                        </P>
                    </SECTION>
                </REGTEXT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14872 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6345-04-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">NUCLEAR REGULATORY COMMISSION</AGENCY>
                <CFR>10 CFR Part 72</CFR>
                <DEPDOC>[NRC-2026-2476]</DEPDOC>
                <RIN>RIN 3150-AL71</RIN>
                <SUBJECT>List of Approved Spent Fuel Storage Casks: Holtec International HI-STORM Flood/Wind System, Certificate of Compliance No. 1032, Amendment No. 10</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Nuclear Regulatory Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Direct final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The U.S. Nuclear Regulatory Commission (NRC) is amending its spent fuel storage regulations by revising the Holtec International HI-STORM Flood/Wind (FW) System listing within the “List of approved spent fuel storage casks” to include Amendment No. 10 to Certificate of Compliance (CoC) No. 1032. Amendment No. 10 revises the CoC for the HI-STORM FW dry storage system to incorporate several enhancements. These changes include the introduction of the HI-STORM FW Extended Configuration, adoption of a methodology for developing site-specific loading patterns with higher allowable per-canister and per-cell heat-load limits, incorporation of a radiological fuel-qualification methodology, reduction of minimum cooling-time requirements for certain multi-purpose canister models based on updated evaluations, and refinement of the missile-impact analysis methodology to allow site-specific credit for the HI-TRAC VW water-jacket shell. The amendment also includes a minor editorial clarification.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        This direct final rule is effective October 6, 2026, unless significant adverse comments are received by August 24, 2026. If this direct final rule is withdrawn as a result of such comments, timely notice of the withdrawal will be published in the 
                        <E T="04">Federal Register</E>
                        . Comments received after this date will be considered if it is practical to do so, but the NRC is able to ensure consideration only for comments received on or before this date. Comments received on this direct final rule will also be considered to be comments on a companion proposed rule published in the Proposed Rules section of this issue of the 
                        <E T="04">Federal Register</E>
                        .
                    </P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit your comments, identified by Docket ID NRC-2026-2476, at 
                        <E T="03">https://www.regulations.gov.</E>
                         If your material cannot be submitted using 
                        <E T="03">https://www.regulations.gov,</E>
                         call or email the individuals listed in the 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                         section of this document for alternate instructions.
                    </P>
                    <P>Do not include any personally identifiable information (such as name, address, or other contact information) or confidential business information that you do not want publicly disclosed. All comments are public records; they are publicly displayed exactly as received, and will not be deleted, modified, or redacted. Comments may be submitted anonymously.</P>
                    <P>
                        Follow the search instructions on 
                        <E T="03">https://www.regulations.gov</E>
                         to view public comments. You can read a plain language description of this direct final rule at 
                        <E T="03">https://www.regulations.gov/docket/ NRC-2026-2476.</E>
                         For additional direction on obtaining information and submitting comments, see “Obtaining Information and Submitting Comments” in the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section of this document.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Denise Edwards, Office of Nuclear Material Safety and Safeguards; telephone: 301-415-7204, email: 
                        <E T="03">Denise.Edwards@nrc.gov</E>
                         and John-Chau Nguyen, Office of Nuclear Material Safety and Safeguards; telephone: 301-415-0262, email: 
                        <E T="03">John-Chau.Nguyen@nrc.gov.</E>
                         Both are staff of the U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Table of Contents</HD>
                <EXTRACT>
                    <FP SOURCE="FP-2">I. Obtaining Information and Submitting Comments</FP>
                    <FP SOURCE="FP-2">II. Rulemaking Procedure</FP>
                    <FP SOURCE="FP-2">III. Background</FP>
                    <FP SOURCE="FP-2">IV. Discussion of Changes</FP>
                    <FP SOURCE="FP-2">V. Voluntary Consensus Standards</FP>
                    <FP SOURCE="FP-2">VI. Agreement State Compatibility</FP>
                    <FP SOURCE="FP-2">VII. Plain Writing</FP>
                    <FP SOURCE="FP-2">VIII. Environmental Assessment and Finding of No Significant Impact</FP>
                    <FP SOURCE="FP-2">IX. Regulatory Planning and Review</FP>
                    <FP SOURCE="FP-2">X. Paperwork Reduction Act Statement</FP>
                    <FP SOURCE="FP-2">XI. Regulatory Flexibility Certification</FP>
                    <FP SOURCE="FP-2">XII. Regulatory Analysis</FP>
                    <FP SOURCE="FP-2">XIII. Backfitting and Issue Finality</FP>
                    <FP SOURCE="FP-2">XIV. Congressional Review Act</FP>
                    <FP SOURCE="FP-2">XV. Availability of Documents</FP>
                </EXTRACT>
                <HD SOURCE="HD1">I. Obtaining Information and Submitting Comments</HD>
                <HD SOURCE="HD2">A. Obtaining Information</HD>
                <P>Please refer to Docket ID NRC-2026-2476 when contacting the NRC about the availability of information for this action. You may obtain publicly available information related to this action by any of the following methods:</P>
                <P>
                    • 
                    <E T="03">Federal Rulemaking Website:</E>
                     Go to 
                    <E T="03">https://www.regulations.gov</E>
                     and search for Docket ID NRC-2026-2476. Address questions about NRC dockets to Helen 
                    <PRTPAGE P="46244"/>
                    Chang, telephone: 301-415-3228, email: 
                    <E T="03">Helen.Chang@nrc.gov.</E>
                     For technical questions contact the individuals listed in the 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     section of this document.
                </P>
                <P>
                    • 
                    <E T="03">NRC's Agencywide Documents Access and Management System (ADAMS):</E>
                     You may obtain publicly available documents online in the ADAMS Public Documents collection at 
                    <E T="03">https://www.nrc.gov/reading-rm/adams.html.</E>
                     To begin the search, select “Begin ADAMS Public Search.” For problems with ADAMS, please contact the NRC's Public Document Room (PDR) reference staff at 1-800-397-4209, at 301-415-4737, or by email to 
                    <E T="03">PDR.Resource@nrc.gov.</E>
                     For the convenience of the reader, instructions about obtaining materials referenced in this document are provided in the “Availability of Documents” section.
                </P>
                <P>
                    • 
                    <E T="03">NRC's PDR:</E>
                     The PDR, where you may examine and order copies of publicly available documents, is open by appointment. To make an appointment to visit the PDR, please send an email to 
                    <E T="03">PDR.Resource@nrc.gov</E>
                     or call 1-800-397-4209 or 301-415-4737, between 8 a.m. and 4 p.m. eastern time, Monday through Friday, except Federal holidays.
                </P>
                <HD SOURCE="HD2">B. Submitting Comments</HD>
                <P>
                    The NRC encourages electronic comment submission through the Federal rulemaking website (
                    <E T="03">https://www.regulations.gov</E>
                    ). Please include Docket ID NRC-2026-2476 in your comment submission.
                </P>
                <P>
                    The NRC cautions you not to include identifying or contact information that you do not want to be publicly disclosed in your comment submission. The NRC will post all comment submissions at 
                    <E T="03">https://www.regulations.gov</E>
                     as well as enter the comment submissions into ADAMS. The NRC does not routinely edit comment submissions to remove identifying or contact information.
                </P>
                <P>If you are requesting or aggregating comments from other persons for submission to the NRC, then you should inform those persons not to include identifying or contact information that they do not want to be publicly disclosed in their comment submission. Your request should state that the NRC does not routinely edit comment submissions to remove such information before making the comment submissions available to the public or entering the comment into ADAMS.</P>
                <HD SOURCE="HD1">II. Rulemaking Procedure</HD>
                <P>
                    This rule is limited to the changes contained in Amendment No. 10 to Certificate of Compliance (CoC) No. 1032 and does not include other aspects of the HI-STORM FW Cask System design. The NRC is using the direct final rule procedure to issue this amendment because it represents a limited and routine change to an existing (CoC) that is expected to be non-controversial. Adequate protection of public health and safety continues to be reasonably assured. The amendment to the rule will become effective on October 6, 2026. However, if the NRC receives any significant adverse comment on this direct final rule by August 24, 2026, then the NRC will publish a document that withdraws this action and will subsequently address the comments received in a final rule as a response to the companion proposed rule published in the Proposed Rules section of this issue of the 
                    <E T="04">Federal Register</E>
                     or as otherwise appropriate. In general, absent significant modifications to the proposed revisions requiring republication, the NRC will not initiate a second comment period on this action.
                </P>
                <P>A significant adverse comment is a comment where the commenter explains why the rule would be inappropriate, including challenges to the rule's underlying premise or approach, or would be ineffective or unacceptable without a change. A comment is adverse and significant if:</P>
                <P>(1) The comment opposes the rule and provides a reason sufficient to require a substantive response in a notice-and-comment process. For example, a substantive response is required when:</P>
                <P>(a) The comment causes the NRC to reevaluate (or reconsider) its position or conduct additional analysis;</P>
                <P>(b) The comment raises an issue serious enough to warrant a substantive response to clarify or complete the record; or</P>
                <P>(c) The comment raises a relevant issue that was not previously addressed or considered by the NRC.</P>
                <P>(2) The comment proposes a change or an addition to the rule, and it is apparent that the rule would be ineffective or unacceptable without incorporation of the change or addition.</P>
                <P>(3) The comment causes the NRC to make a change (other than editorial) to the rule, CoC, or technical specifications.</P>
                <HD SOURCE="HD1">III. Background</HD>
                <P>Section 218(a) of the Nuclear Waste Policy Act of 1982, as amended, requires that “[t]he Secretary [of the Department of Energy] shall establish a demonstration program, in cooperation with the private sector, for the dry storage of spent nuclear fuel at civilian nuclear power reactor sites, with the objective of establishing one or more technologies that the [Nuclear Regulatory] Commission may, by rule, approve for use at the sites of civilian nuclear power reactors without, to the maximum extent practicable, the need for additional site-specific approvals by the Commission.” Section 133 of the Nuclear Waste Policy Act states, in part, that “[t]he Commission shall, by rule, establish procedures for the licensing of any technology approved by the Commission under Section 219(a) [sic: 218(a)] for use at the site of any civilian nuclear power reactor.”</P>
                <P>
                    To implement this mandate, the Commission approved dry storage of spent nuclear fuel in NRC-approved casks under a general license by publishing a final rule that added a new subpart K in part 72 of title 10 of the 
                    <E T="03">Code of Federal Regulations</E>
                     (10 CFR) entitled “General License for Storage of Spent Fuel at Power Reactor Sites” (55 FR 29181; July 18, 1990). This rule also established a new subpart L in 10 CFR part 72 entitled “Approval of Spent Fuel Storage Casks,” which contains procedures and criteria for obtaining NRC approval of spent fuel storage cask designs. The NRC subsequently issued a final rule on March 28, 2011 (76 FR 17019), that approved the HI-STORM FW System design and added it to the list of NRC-approved cask designs in § 72.214 as CoC No. 1032.
                </P>
                <HD SOURCE="HD1">IV. Discussion of Changes</HD>
                <P>On March 1, 2024, Holtec International submitted a request to the NRC to amend CoC No. 1032. Holtec International supplemented its request on the following dates: September 16, 2024, December 12, 2024, February 28, 2025, July 28, 2025, September 11, 2025, and January 30, 2026. Amendment No. 10 revises the CoC to:</P>
                <P>• Introduce the HI-STORM FW Extended Configuration. This version of the HI-STORM FW system is an anchored configuration that allows storage of two multi-purpose canisters (MPCs) stored vertically within a specially designed system of two storage overpacks.</P>
                <P>• Incorporation of a methodology to develop site-specific loading patterns in Chapter 4 of the HI-STORM FW final safety analysis report (FSAR) and inclusion of higher maximum per canister and per cell limits for those patterns.</P>
                <P>
                    • Incorporation of the “Topical Report on the Radiological Fuel Qualification Methodology for Dry Storage Systems,” Holtec Report HI-2210161-A. Related details and requirements are specified in the new Appendix B to Chapter 5 of the FSAR.
                    <PRTPAGE P="46245"/>
                </P>
                <P>• Reduce MPC-44 minimum cooling time from 3 years to 1 year, and MPC-37P minimum cooling time from 1.6 years to 1 year.</P>
                <P>• Revise the FSAR methodology for HI-TRAC VW missile penetration to allow site-specific analysis to take credit for the HI-TRAC VW water jacket shell.</P>
                <P>• Minor editorial change to the CoC and providing a clarification to AppendixB of the CoC by updating the MPC-89 maximum fuel assembly length in Table 2.1-1 to 181.5 inches, which includes configurations involving a damaged fuel canister or a damaged fuel isolator.</P>
                <P>The changes to the aforementioned documents are identified with revisions bars in the margin of each document.</P>
                <P>As documented in the preliminary safety evaluation report, the NRC performed a safety evaluation of the proposed CoC amendment request. The NRC determined that this amendment does not reflect a significant change in design or fabrication of the cask. Specifically, the NRC determined that the design of the cask would continue to maintain confinement, shielding, and criticality control in the event of each evaluated accident condition. In addition, any resulting occupational exposure or offsite dose rates from the implementation of Amendment No. 10 would remain well within the limits specified by 10 CFR part 20, “Standards for Protection Against Radiation.” Thus, the NRC found there will be no significant change in the types or amounts of any effluent released, no significant increase in the individual or cumulative radiation exposure, and no significant increase in the potential for or consequences from radiological accidents.</P>
                <P>The NRC staff determined that the amended HI-STORM FW cask design, when used under the conditions specified in the CoC, the technical specifications, and the NRC's regulations, will meet the requirements of 10 CFR part 72; therefore, adequate protection of public health and safety will continue to be reasonably assured. When this direct final rule becomes effective, persons who hold a general license under § 72.210 may, consistent with the license conditions under § 72.212, load spent nuclear fuel into HI-STORM FW casks that meet the criteria of Amendment No. 10 to CoC No. 1032.</P>
                <HD SOURCE="HD1">V. Voluntary Consensus Standards</HD>
                <P>The National Technology Transfer and Advancement Act of 1995 (Pub. L. 104-113) requires that Federal agencies use technical standards that are developed or adopted by voluntary consensus standards bodies unless the use of such a standard is inconsistent with applicable law or otherwise impractical. In this direct final rule, the NRC revises the HI-STORM FW Cask System design listed in § 72.214, “List of approved spent fuel storage casks.” This action does not constitute the establishment of a standard that contains generally applicable requirements.</P>
                <HD SOURCE="HD1">VI. Agreement State Compatibility</HD>
                <P>
                    Under the “Agreement State Program Policy Statement” approved by the Commission on October 2, 2017, and published in the 
                    <E T="04">Federal Register</E>
                     on October 18, 2017 (82 FR 48535), this rule is classified as Compatibility Category NRC—Areas of Exclusive NRC Regulatory Authority. The NRC program elements in this category are those that relate directly to areas of regulation reserved to the NRC by the Atomic Energy Act of 1954, as amended, or the provisions of 10 CFR chapter I. Therefore, compatibility is not required for program elements in this category.
                </P>
                <HD SOURCE="HD1">VII. Plain Writing</HD>
                <P>The Plain Writing Act of 2010 (Pub. L. 111-274) requires Federal agencies to write documents in a clear, concise, and well-organized manner. The NRC has written this document to be consistent with the Plain Writing Act as well as the Presidential Memorandum, “Plain Language in Government Writing,” published June 10, 1998 (63 FR 31885).</P>
                <HD SOURCE="HD1">VIII. Environmental Assessment and Finding of No Significant Impact</HD>
                <P>Under the National Environmental Policy Act (NEPA) of 1969, as amended, and the NRC's regulations in 10 CFR part 51, “Environmental Protection Regulations for Domestic Licensing and Related Regulatory Functions,” the NRC has determined that this direct final rule, if adopted, would not be a major Federal action significantly affecting the quality of the human environment and, therefore, an environmental impact statement is not required. The NRC has made a finding of no significant impact on the basis of this environmental assessment. This environmental assessment and finding of no significant impact can be tracked with identification number NEPA ID EAXX-429-00-000-1778667092.</P>
                <HD SOURCE="HD2">A. The Action</HD>
                <P>The action is to amend § 72.214 to revise the Holtec International HI-STORM FW listing within the “List of approved spent fuel storage casks” to include Amendment No. 10 to CoC No. 1032.</P>
                <HD SOURCE="HD2">B. The Need for the Action</HD>
                <P>This direct final rule amends the CoC for Holtec International HI-STORM FW design within the list of approved spent fuel storage casks to allow power reactor licensees to store spent fuel at reactor sites in casks with the approved modifications under a general license. Specifically, Amendment No. 10 revises the CoC for the HI-STORM FW dry storage system to incorporate several enhancements. These changes include the introduction of the HI-STORM FW Extended Configuration, an anchored design that accommodates two multi-purpose canisters stored vertically within specially engineered overpacks; adoption of a methodology for developing site-specific loading patterns with higher allowable per-canister and per-cell heat-load limits; incorporation of a radiological fuel-qualification methodology, including associated analytical requirements; reduction of minimum cooling-time requirements for certain multi-purpose canister models based on updated evaluations; and refinement of the missile-impact analysis methodology to allow site-specific credit for the HI-TRAC VW water-jacket shell. The amendment also includes a minor editorial clarification. Collectively, these revisions update the HI-STORM FW CoC and Final Safety Analysis Report consistent with Holtec's requested changes.</P>
                <HD SOURCE="HD2">C. Environmental Impacts of the Action</HD>
                <P>On July 18,1990 (55 FR 29181), the NRC issued an amendment to 10 CFR part 72 to provide for the storage of spent fuel under a general license in cask designs approved by the NRC. The potential environmental impact of using NRC-approved storage casks was analyzed in the environmental assessment for the 1990 final rule. The environmental assessment for this Amendment No. 10 tiers off of the environmental assessment for the July 18, 1990, final rule. Tiering on past environmental assessments is a standard process under the National Environmental Policy Act of 1969, as amended.</P>
                <P>
                    Holtec International HI-STORM FW is designed to mitigate the effects of design basis accidents that could occur during storage. Design basis accidents account for human-induced events and the most severe natural phenomena reported for the site and surrounding area. Postulated accidents analyzed for an independent spent fuel storage installation, the type of facility at which a holder of a power reactor operating license would store spent fuel in casks in accordance with 10 CFR part 72, can 
                    <PRTPAGE P="46246"/>
                    include tornado winds and tornado-generated missiles, a design basis earthquake, a design basis flood, an accidental cask drop, lightning effects, fire, explosions, and other incidents.
                </P>
                <P>This amendment does not reflect a significant change in design or fabrication of the cask. Because there are no significant design or process changes, any resulting occupational exposure or offsite dose rates from the implementation of Amendment No. 10 would remain well within the 10 CFR part 20 limits. The NRC has also determined that the design of the cask as modified by this rule would maintain confinement, shielding, and criticality control in the event of an accident. Therefore, the proposed changes will not result in any radiological or non-radiological environmental impacts that significantly differ from the environmental impacts evaluated in the environmental assessment supporting the July 18, 1990, final rule. There will be no significant change in the types or significant revisions in the amounts of any effluent released, no significant increase in the individual or cumulative radiation exposures, and no significant increase in the potential for, or consequences from, radiological accidents. The NRC documented its safety findings in the preliminary safety evaluation report.</P>
                <HD SOURCE="HD2">D. Alternative to the Action</HD>
                <P>The alternative to this action is to deny approval of Amendment No. 10 and not issue the direct final rule. Consequently, any 10 CFR part 72 general licensee that seeks to load spent nuclear fuel into Holtec International HI-STORM FW in accordance with the changes described in proposed Amendment No. 10 would have to request an exemption from the requirements of §§ 72.212 and 72.214. Under this alternative, interested licensees would have to prepare, and the NRC would have to review, a separate exemption request, thereby increasing the administrative burden upon the NRC and the costs to each licensee. The environmental impacts would be the same as the proposed action.</P>
                <HD SOURCE="HD2">E. Alternative Use of Resources</HD>
                <P>Approval of Amendment No. 10 to CoC No. 1032 would result in no irreversible and irretrievable commitments of Federal resources.</P>
                <HD SOURCE="HD2">F. Agencies and Persons Contacted</HD>
                <P>No agencies or persons outside the NRC were contacted in connection with the preparation of this environmental assessment.</P>
                <HD SOURCE="HD2">G. Finding of No Significant Impact</HD>
                <P>The environmental impacts of the action have been reviewed under the requirements in the National Environmental Policy Act of 1969, as amended, and the NRC's regulations in subpart A of 10 CFR part 51. Based on the foregoing environmental assessment, the NRC concludes that this direct final rule, “List of Approved Spent Fuel Storage Casks: Holtec International HI-STORM Flood/Wind System, CoC No. 1032, Amendment No. 10,” will not have a significant effect on the human environment. Therefore, the NRC has determined that an environmental impact statement is not necessary for this direct final rule.</P>
                <HD SOURCE="HD1">IX. Regulatory Planning and Review</HD>
                <P>Executive Order (E.O.) 12866, as amended by E.O. 14215, provides that the Office of Information and Regulatory Affairs (OIRA) will determine whether a regulatory action is significant as defined by E.O. 12866 and will review significant regulatory actions. OIRA determined that this direct final rule is not a significant regulatory action under E.O. 12866</P>
                <HD SOURCE="HD1">X. Paperwork Reduction Act Statement</HD>
                <P>
                    This direct final rule does not contain any new or amended collections of information subject to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ). Existing collections of information were approved by the Office of Management and Budget, approval number 3150-0132.
                </P>
                <HD SOURCE="HD2">Public Protection Notification</HD>
                <P>The NRC may not conduct or sponsor, and a person is not required to respond to a collection of information unless the document requesting or requiring the collection displays a currently valid OMB control number.</P>
                <HD SOURCE="HD1">XI. Regulatory Flexibility Certification</HD>
                <P>Under the Regulatory Flexibility Act of 1980 (5 U.S.C. 605(b)), the NRC certifies that this direct final rule will not, if issued, have a significant economic impact on a substantial number of small entities. This direct final rule affects only nuclear power plant licensees and Holtec Internation. These entities do not fall within the scope of the definition of small entities set forth in the Regulatory Flexibility Act or the size standards established by the NRC (§ 2.810).</P>
                <HD SOURCE="HD1">XII. Regulatory Analysis</HD>
                <P>On July 18, 1990 (55 FR 29181), the NRC issued an amendment to 10 CFR part 72 to provide for the storage of spent nuclear fuel under a general license in cask designs approved by the NRC. Any nuclear power reactor licensee can use NRC-approved cask designs to store spent nuclear fuel if (1) it notifies the NRC in advance; (2) the spent fuel is stored under the conditions specified in the cask's CoC; and (3) the conditions of the general license are met. A list of NRC-approved cask designs is contained in § 72.214. On June 8, 2011 (76 FR 33121), the NRC issued an amendment to 10 CFR part 72 that approved the HI-STORM FW System by adding it to the list of NRC-approved cask designs in § 72.214.</P>
                <P>On March 1, 2024, and as supplemental on September 16, 2024, December 12, 2024, February 28, 2025, July 28, 2025, September 11, 2025, and January 30, 2026, Holtec International submitted a request to amend the HI-STORM FW System as described in Section IV, “Discussion of Changes,” of this document.</P>
                <P>The alternative to this action is to withhold approval of Amendment No. 10 and to require any 10 CFR part 72 general licensee seeking to load spent nuclear fuel into Holtec International HI-STORM FW under the changes described in Amendment No. 10 to request an exemption from the requirements of §§ 72.212 and 72.214. Under this alternative, each interested 10 CFR part 72 licensee would have to prepare, and the NRC would have to review, a separate exemption request, thereby increasing the administrative burden upon the NRC and the costs to each licensee.</P>
                <P>Approval of this direct final rule is consistent with previous NRC actions. Further, as documented in the preliminary safety evaluation report and environmental assessment, this direct final rule will have no adverse effect on public health and safety or the environment. This direct final rule has no significant identifiable impact or benefit on other government agencies. Based on this regulatory analysis, the NRC concludes that the requirements of this direct final rule are commensurate with the NRC's responsibilities for public health and safety and the common defense and security. No other available alternative is believed to be as satisfactory; therefore, this action is recommended.</P>
                <HD SOURCE="HD1">XIII. Backfitting and Issue Finality</HD>
                <P>
                    The NRC has determined that the backfit rule (§ 72.62) does not apply to this direct final rule. Therefore, a backfit analysis is not required. This direct final rule revises CoC No. 1032 for the Holtec International HI-STORM FW, as currently listed in § 72.214. The revision consists of the changes in Amendment 
                    <PRTPAGE P="46247"/>
                    No. 10 previously described, as set forth in the revised CoC and technical specifications.
                </P>
                <P>Amendment No. 10 to CoC No. 1032 for the Holtec International HI-STORM FW was initiated by Holtec International and was not submitted in response to new NRC requirements, or an NRC request for amendment. Amendment No. 10 applies only to new casks fabricated and used under Amendment No. 10. These changes do not affect existing users of the Holtec International HI-STORM FW, and the current Amendment No. 7 continues to be effective for existing users. While current users of this storage system may comply with the new requirements in Amendment No. 10, this would be a voluntary decision on the part of current users.</P>
                <P>For these reasons, Amendment No. 10 to CoC No. 1032 does not constitute backfitting under § 72.62 or § 50.109(a)(1), or otherwise represent an inconsistency with the issue finality provisions applicable to combined licenses in 10 CFR part 52. Accordingly, the NRC has not prepared a backfit analysis for this rulemaking.</P>
                <HD SOURCE="HD1">XIV. Congressional Review Act</HD>
                <P>This direct final rule is not a rule as defined in the Congressional Review Act.</P>
                <HD SOURCE="HD1">XV. Availability of Documents</HD>
                <P>The documents identified in the following table are available to interested persons as indicated.</P>
                <GPOTABLE COLS="2" OPTS="L2,nj,tp0,i1" CDEF="s150,xs100">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Document</CHED>
                        <CHED H="1">
                            ADAMS Accession 
                            <LI>No./web link/</LI>
                            <LI>
                                <E T="02">Federal Register</E>
                                 citation
                            </LI>
                        </CHED>
                    </BOXHD>
                    <ROW EXPSTB="01" RUL="s">
                        <ENT I="21">
                            <E T="02">Proposed Certificate of Compliance and Proposed Technical Specifications Documents</E>
                        </ENT>
                    </ROW>
                    <ROW EXPSTB="00">
                        <ENT I="01">Proposed HI-STORM FW 1032 Amendment No. 10 CoC</ENT>
                        <ENT>ML26057A285.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Proposed CoC 1032 Amendment No. 10 Technical Specification Appendix A</ENT>
                        <ENT>ML26057A287.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Proposed CoC 1032 Amendment No. 10 Technical Specification Appendix B</ENT>
                        <ENT>ML26057A286.</ENT>
                    </ROW>
                    <ROW RUL="s">
                        <ENT I="01">Preliminary Safety Evaluation Report. CoC No. 1032, Amendment 10</ENT>
                        <ENT>ML26057A284.</ENT>
                    </ROW>
                    <ROW EXPSTB="01" RUL="s">
                        <ENT I="21">
                            <E T="02">Holtec International HI-STORM FW Amendment No. 10 Request Documents</E>
                        </ENT>
                    </ROW>
                    <ROW EXPSTB="00">
                        <ENT I="01">Holtec International—HI-STORM FW Amendment 10 Request, dated March 1, 2024</ENT>
                        <ENT>ML24109A249 (package).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Holtec International—HI-STORM FW Amendment 10 Responses to RSIs, dated September 16, 2024</ENT>
                        <ENT>ML24260A280 (package).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Holtec International—HI-STORM FW Amendment 10 Supplemental Information; dated December 12, 2024</ENT>
                        <ENT>ML24348A143 (package).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">HI-STORM FW Amendment 10 Response to Non-Proprietary RSI 3-1, dated February 28, 2025</ENT>
                        <ENT>ML25062A248 (package).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Holtec International—HI-STORM FW Amendment 10, Response to Request for Additional Information First Batch, dated July 28, 2025</ENT>
                        <ENT>ML25209A538 (package).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Holtec International—HI-STORM FW Amendment 10, Response to Request for Additional Information Second Batch, dated September 11, 2025</ENT>
                        <ENT>ML25254A228 (package).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Holtec International—HI-STORM FW Amendment 10, RAI Batch 1 Response Clarification, dated January 30, 2026</ENT>
                        <ENT>ML26030A208 (package).</ENT>
                    </ROW>
                    <ROW RUL="s">
                        <ENT I="01">Holtec International—HI-STORM FW Amendment 10, RAI Batch 2 Response Clarification, dated January 30, 2026</ENT>
                        <ENT>ML26030A224 (package).</ENT>
                    </ROW>
                    <ROW EXPSTB="01" RUL="s">
                        <ENT I="21">
                            <E T="02">Other Documents</E>
                        </ENT>
                    </ROW>
                    <ROW EXPSTB="00">
                        <ENT I="01">User Need for Rulemaking for Amendment No. 10 to HI-STORM FW No.1032 System</ENT>
                        <ENT>ML26063A538.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Final Rule, “General License for Storage of Spent Fuel at Power Reactor Sites,” published July 18, 1990</ENT>
                        <ENT>55 FR 29181.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Direct Final Rule, “List of Approved Spent Fuel Storage Casks: HI-STORM Flood/Wind Addition,” published March 28, 2011</ENT>
                        <ENT>76 FR 17019.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">“List of Approved Spent Fuel Storage Casks: HI-STORM Flood/Wind Addition,” published June 8, 2011</ENT>
                        <ENT>76 FR 33121.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Revision to Policy Statement, “Agreement State Program Policy Statement; Correction,” published October 18, 2017</ENT>
                        <ENT>82 FR 48535.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Executive Order 12866, “Regulatory Planning and Review,” October 4, 1993</ENT>
                        <ENT>58 FR 51735.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Presidential Memorandum, “Plain Language in Government Writing,” published June 10, 1998</ENT>
                        <ENT>63 FR 31885.</ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    The NRC may post materials related to this document, including public comments, on the Federal rulemaking website at 
                    <E T="03">https://www.regulations.gov</E>
                     under Docket ID NRC-2026-2476. In addition, the Federal rulemaking website allows members of the public to receive alerts when changes or additions occur in a docket folder. To subscribe: (1) navigate to the docket folder (NRC-2026-2476); (2) click the “Subscribe” link; and (3) enter an email address and click on the “Subscribe” link.
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 10 CFR Part 72</HD>
                    <P>Administrative practice and procedure, Hazardous waste, Indians, Intergovernmental relations, Nuclear energy, Penalties, Radiation protection, Reporting and recordkeeping requirements, Security measures, Spent fuel, Whistleblowing.</P>
                </LSTSUB>
                <P>For the reasons set out in the preamble and under the authority of the Atomic Energy Act of 1954, as amended; the Energy Reorganization Act of 1974, as amended; the Nuclear Waste Policy Act of 1982, as amended; and 5 U.S.C. 552 and 553; the NRC is adopting the following amendments to 10 CFR part 72:</P>
                <PART>
                    <HD SOURCE="HED">PART 72—LICENSING REQUIREMENTS FOR THE INDEPENDENT STORAGE OF SPENT NUCLEAR FUEL, HIGH-LEVEL RADIOACTIVE WASTE, AND REACTOR-RELATED GREATER THAN CLASS C WASTE</HD>
                </PART>
                <REGTEXT TITLE="10" PART="72">
                    <AMDPAR>1. The authority citation for part 72 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority: </HD>
                        <P>
                            Atomic Energy Act of 1954, secs. 51, 53, 57, 62, 63, 65, 69, 81, 161, 182, 183, 184, 186, 187, 189, 223, 234, 274 (42 U.S.C. 2071, 2073, 2077, 2092, 2093, 2095, 2099, 2111, 2201, 2210e, 2232, 2233, 2234, 2236, 2237, 2238, 2273, 2282, 2021); Energy Reorganization Act of 1974, secs. 201, 202, 206, 211 (42 U.S.C. 5841, 5842, 5846, 5851); National Environmental Policy Act of 1969 (42 U.S.C. 4332); Nuclear Waste Policy Act of 1982, secs. 117(a), 132, 133, 134, 135, 137, 
                            <PRTPAGE P="46248"/>
                            141, 145(g), 148, 218(a) (42 U.S.C. 10137(a), 10152, 10153, 10154, 10155, 10157, 10161, 10165(g), 10168, 10198(a)); 44 U.S.C. 3504 note.
                        </P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="10" PART="72">
                    <AMDPAR>2. In § 72.214, Certificate of Compliance No. 1032 is revised to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 72.214 </SECTNO>
                        <SUBJECT>List of approved spent fuel storage casks.</SUBJECT>
                        <STARS/>
                        <P>
                            <E T="03">Certificate Number:</E>
                             1032.
                        </P>
                        <P>
                            <E T="03">Initial Certificate Effective Date:</E>
                             June 13, 2011, superseded by Amendment Number 0, Revision 1, on April 25, 2016.
                        </P>
                        <P>
                            <E T="03">Amendment Number 0, Revision 1, Effective Date:</E>
                             April 25, 2016.
                        </P>
                        <P>
                            <E T="03">Amendment Number 1 Effective Date:</E>
                             December 17, 2014, superseded by Amendment Number 1, Revision 1, on June 2, 2015.
                        </P>
                        <P>
                            <E T="03">Amendment Number 1, Revision 1, Effective Date:</E>
                             June 2, 2015.
                        </P>
                        <P>
                            <E T="03">Amendment Number 2 Effective Date:</E>
                             November 7, 2016.
                        </P>
                        <P>
                            <E T="03">Amendment Number 3 Effective Date:</E>
                             September 11, 2017.
                        </P>
                        <P>
                            <E T="03">Amendment Number 4 Effective Date:</E>
                             July 14, 2020.
                        </P>
                        <P>
                            <E T="03">Amendment Number 5 Effective Date:</E>
                             July 27, 2020.
                        </P>
                        <P>
                            <E T="03">Amendment Number 6 Effective Date:</E>
                             March 22, 2023.
                        </P>
                        <P>
                            <E T="03">Amendment Number 7 Effective Date:</E>
                             September 25, 2024.
                        </P>
                        <P>
                            <E T="03">Amendment Number 8 Effective Date:</E>
                             October 11, 2022.
                        </P>
                        <P>
                            <E T="03">Amendment Number 10 Effective Date:</E>
                             October 6, 2026.
                        </P>
                        <P>
                            <E T="03">SAR Submitted by:</E>
                             Holtec International.
                        </P>
                        <P>
                            <E T="03">SAR Title:</E>
                             Final Safety Analysis Report for the HI-STORM FW System.
                        </P>
                        <P>
                            <E T="03">Docket Number:</E>
                             72-1032.
                        </P>
                        <P>
                            <E T="03">Certificate Expiration Date:</E>
                             June 12, 2031.
                        </P>
                        <P>
                            <E T="03">Model Number:</E>
                             HI-STORM FW MPC-32ML, MPC-37, MPC-37P, MPC-44, and MPC-89.
                        </P>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
                <SIG>
                    <DATED>Dated: July 13, 2026.</DATED>
                    <P>For the Nuclear Regulatory Commission.</P>
                    <NAME>David Curtis,</NAME>
                    <TITLE>Acting Executive Director for Operations.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14876 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7590-01-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 97</CFR>
                <DEPDOC>[Docket No. 31675; Amdt. No. 4228]</DEPDOC>
                <SUBJECT>Standard Instrument Approach Procedures, and Takeoff Minimums and Obstacle Departure Procedures; Miscellaneous Amendments</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This rule amends, suspends, or removes Standard Instrument Approach Procedures (SIAPs) and associated Takeoff Minimums and Obstacle Departure Procedures for operations at certain airports. These regulatory actions are needed because of the adoption of new or revised criteria, or because of changes occurring in the National Airspace System, such as the commissioning of new navigational facilities, adding new obstacles, or changing air traffic requirements. These changes are designed to provide for the safe and efficient use of the navigable airspace and to promote safe flight operations under instrument flight rules at the affected airports.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This rule is effective July 23, 2026. The compliance date for each SIAP, associated Takeoff Minimums, and ODP is specified in the amendatory provisions.</P>
                    <P>The incorporation by reference of certain publications listed in the regulations is approved by the Director of the Federal Register as of July 23, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Availability of matter incorporated by reference in the amendment is as follows:</P>
                </ADD>
                <HD SOURCE="HD1">For Examination</HD>
                <P>1. U.S. Department of Transportation, Docket Ops-M30, 1200 New Jersey Avenue SE, West Bldg., Ground Floor, Washington, DC 20590-0001;</P>
                <P>2. The FAA Air Traffic Organization Service Area in which the affected airport is located;</P>
                <P>3. The office of Aeronautical Information Services, 6500 South MacArthur Blvd., Oklahoma City, OK 73169 or,</P>
                <P>4. The National Archives and Records Administration (NARA).</P>
                <P>
                    For information on the availability of this material at NARA, visit 
                    <E T="03">www.archives.gov/federal-register/cfr/ibr-locations</E>
                     or email 
                    <E T="03">fr.inspection@nara.gov.</E>
                </P>
                <HD SOURCE="HD1">Availability</HD>
                <P>
                    All SIAPs and Takeoff Minimums and ODPs are available online free of charge. Visit the National Flight Data Center online at 
                    <E T="03">nfdc.faa.gov</E>
                     to register. Additionally, individual SIAP and Takeoff Minimums and ODP copies may be obtained from the FAA Air Traffic Organization Service Area in which the affected airport is located.
                </P>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Rune Duke, Manager, Standards Section, Flight Procedures and Airspace Group, Aviation Safety, Federal Aviation Administration. Mailing Address: FAA Mike Monroney Aeronautical Center, Flight Procedures and Airspace Group, 6500 South MacArthur Blvd., STB Annex, Bldg. 26, Room 217, Oklahoma City, OK 73099. Telephone (405) 954-1139.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    This rule amends 14 CFR part 97 by amending the referenced SIAPs. The complete regulatory description of each SIAP is listed on the appropriate FAA Form 8260, as modified by the National Flight Data Center (NFDC)/Permanent Notice to Airmen (P-NOTAM), and is incorporated by reference under 5 U.S.C. 552(a), 1 CFR part 51, and 14 CFR 97.20. The large number of SIAPs, their complex nature, and the need for a special format make their verbatim publication in the 
                    <E T="04">Federal Register</E>
                     expensive and impractical. Further, pilots do not use the regulatory text of the SIAPs, but refer to their graphic depiction on charts printed by publishers of aeronautical materials. Thus, the advantages of incorporation by reference are realized and publication of the complete description of each SIAP contained on FAA form documents is unnecessary. This amendment provides the affected CFR sections, and specifies the SIAPs and Takeoff Minimums and ODPs with their applicable effective dates. This amendment also identifies the airport and its location, the procedure and the amendment number.
                </P>
                <HD SOURCE="HD1">Availability and Summary of Material Incorporated by Reference</HD>
                <P>
                    The material incorporated by reference is publicly available as listed in the 
                    <E T="02">ADDRESSES</E>
                     section.
                </P>
                <P>The material incorporated by reference describes SIAPs, Takeoff Minimums and ODPs as identified in the amendatory language for part 97 of this final rule.</P>
                <HD SOURCE="HD1">The Rule</HD>
                <P>
                    This amendment to 14 CFR part 97 is effective upon publication of each separate SIAP and Takeoff Minimums 
                    <PRTPAGE P="46249"/>
                    and ODP as amended in the transmittal. For safety and timeliness of change considerations, this amendment incorporates only specific changes contained for each SIAP and Takeoff Minimums and ODP as modified by FDC permanent NOTAMs.
                </P>
                <P>The SIAPs and Takeoff Minimums and ODPs, as modified by FDC permanent NOTAM, and contained in this amendment are based on criteria contained in the U.S. Standard for Terminal Instrument Procedures (TERPS). In developing these changes to SIAPs and Takeoff Minimums and ODPs, the TERPS criteria were applied only to specific conditions existing at the affected airports. All SIAP amendments in this rule have been previously issued by the FAA in a FDC NOTAM as an emergency action of immediate flight safety relating directly to published aeronautical charts.</P>
                <P>The circumstances that created the need for these SIAP and Takeoff Minimums and ODP amendments require making them effective in less than 30 days.</P>
                <P>Because of the close and immediate relationship between these SIAPs, Takeoff Minimums and ODPs, and safety in air commerce, I find that notice and public procedure under 5 U.S.C. 553(b) are impracticable and contrary to the public interest and, where applicable, under 5 U.S.C. 553(d), good cause exists for making these SIAPs effective in less than 30 days.</P>
                <P>The FAA has determined that this regulation only involves an established body of technical regulations for which frequent and routine amendments are necessary to keep them operationally current. It, therefore—(1) is not a “significant regulatory action” under Executive Order 12866; (2) is not a “significant rule” under DOT regulatory Policies and Procedures (44 FR 11034; February 26, 1979); and (3) does not warrant preparation of a regulatory evaluation as the anticipated impact is so minimal. For the same reason, the FAA certifies that this amendment will not have a significant economic impact on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 97</HD>
                    <P>Air Traffic Control, Airports, Incorporation by reference, Navigation (Air).</P>
                </LSTSUB>
                <SIG>
                    <DATED>Issued in Washington, DC, July 17, 2026.</DATED>
                    <NAME>Rune Duke,</NAME>
                    <TITLE>Manager, Standards Section, Flight Procedures and Airspace Group, Flight Technologies &amp; Procedures Division, Federal Aviation Administration.</TITLE>
                </SIG>
                <HD SOURCE="HD1">Adoption of the Amendment</HD>
                <P>Accordingly, pursuant to the authority delegated to me, 14 CFR part 97 is amended by amending Standard Instrument Approach Procedures and Takeoff Minimums and ODPs, effective at 0901 UTC on the dates specified, as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 97—STANDARD INSTRUMENT APPROACH PROCEDURES</HD>
                </PART>
                <REGTEXT TITLE="14" PART="97">
                    <AMDPAR>1. The authority citation for part 97 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>49 U.S.C. 106(f), 106(g), 40103, 40106, 40113, 40114, 40120, 44502, 44514, 44701, 44719, 44721-44722.</P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="14" PART="97">
                    <AMDPAR>2. Part 97 is amended to read as follows:</AMDPAR>
                    <P>By amending: § 97.23 VOR, VOR/DME, VOR or TACAN, and VOR/DME or TACAN; § 97.25 LOC, LOC/DME, LDA, LDA/DME, SDF, SDF/DME; § 97.27 NDB, NDB/DME; § 97.29 ILS, ILS/DME, MLS, MLS/DME, MLS/RNAV; § 97.31 RADAR SIAPs; § 97.33 RNAV SIAPs; and § 97.35 COPTER SIAPs, Identified as follows: </P>
                    <EXTRACT>
                        <HD SOURCE="HD2">* * * Effective Upon Publication</HD>
                    </EXTRACT>
                    <GPOTABLE COLS="7" OPTS="L2,nj,tp0,i1" CDEF="xs48,xls24,r50,r50,10,10,xs116">
                        <TTITLE> </TTITLE>
                        <BOXHD>
                            <CHED H="1">AIRAC date</CHED>
                            <CHED H="1">State</CHED>
                            <CHED H="1">City</CHED>
                            <CHED H="1">Airport</CHED>
                            <CHED H="1">FDC No.</CHED>
                            <CHED H="1">FDC date</CHED>
                            <CHED H="1">Procedure name</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>OR</ENT>
                            <ENT>Portland</ENT>
                            <ENT>Portland-Hillsboro</ENT>
                            <ENT>6/0503</ENT>
                            <ENT>6/30/2026</ENT>
                            <ENT>NDB-B, Amdt 3A.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>NY</ENT>
                            <ENT>New York</ENT>
                            <ENT>Laguardia</ENT>
                            <ENT>6/0813</ENT>
                            <ENT>6/29/2026</ENT>
                            <ENT>Takeoff Minimums and Obstacle DP, Amdt 10.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>AR</ENT>
                            <ENT>Hope</ENT>
                            <ENT>Hope Muni</ENT>
                            <ENT>6/0896</ENT>
                            <ENT>6/29/2026</ENT>
                            <ENT>RNAV (GPS) RWY 16, Orig-C.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>CA</ENT>
                            <ENT>Los Angeles</ENT>
                            <ENT>Los Angeles Intl</ENT>
                            <ENT>6/0897</ENT>
                            <ENT>6/29/2026</ENT>
                            <ENT>RNAV (RNP) Z RWY 24L, Amdt 2B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>OH</ENT>
                            <ENT>Delaware</ENT>
                            <ENT>Delaware Muni/Jim Moore Fld</ENT>
                            <ENT>6/0900</ENT>
                            <ENT>6/29/2026</ENT>
                            <ENT>RNAV (GPS) RWY 10, Amdt 1B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>MS</ENT>
                            <ENT>New Albany</ENT>
                            <ENT>New Albany/Union County</ENT>
                            <ENT>6/0909</ENT>
                            <ENT>6/29/2026</ENT>
                            <ENT>RNAV (GPS) RWY 36, Orig.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>MS</ENT>
                            <ENT>New Albany</ENT>
                            <ENT>New Albany/Union County</ENT>
                            <ENT>6/0916</ENT>
                            <ENT>6/29/2026</ENT>
                            <ENT>RNAV (GPS) RWY 18, Orig-A.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>MS</ENT>
                            <ENT>West Point</ENT>
                            <ENT>Mccharen Fld</ENT>
                            <ENT>6/0928</ENT>
                            <ENT>6/29/2026</ENT>
                            <ENT>RNAV (GPS) RWY 36, Orig-C.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>MI</ENT>
                            <ENT>Pontiac</ENT>
                            <ENT>Oakland County Intl</ENT>
                            <ENT>6/0934</ENT>
                            <ENT>4/16/2026</ENT>
                            <ENT>RNAV (GPS) RWY 27L, Orig-A.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>WI</ENT>
                            <ENT>Platteville</ENT>
                            <ENT>Platteville Muni</ENT>
                            <ENT>6/0936</ENT>
                            <ENT>6/29/2026</ENT>
                            <ENT>RNAV (GPS) RWY 7, Orig-E.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>MI</ENT>
                            <ENT>Owosso</ENT>
                            <ENT>Owosso Community</ENT>
                            <ENT>6/0937</ENT>
                            <ENT>6/29/2026</ENT>
                            <ENT>RNAV (GPS) RWY 11, Amdt 1F.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>MI</ENT>
                            <ENT>Owosso</ENT>
                            <ENT>Owosso Community</ENT>
                            <ENT>6/0939</ENT>
                            <ENT>6/29/2026</ENT>
                            <ENT>RNAV (GPS) RWY 29, Amdt 2.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>OR</ENT>
                            <ENT>Redmond</ENT>
                            <ENT>Roberts Fld Redmond Muni</ENT>
                            <ENT>6/0945</ENT>
                            <ENT>6/30/2026</ENT>
                            <ENT>RNAV (GPS) Y RWY 23, Amdt 2.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>TX</ENT>
                            <ENT>San Antonio</ENT>
                            <ENT>San Antonio Intl</ENT>
                            <ENT>6/0948</ENT>
                            <ENT>6/29/2026</ENT>
                            <ENT>ILS OR LOC RWY 31L, Amdt 12.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>OK</ENT>
                            <ENT>Seminole</ENT>
                            <ENT>Seminole Muni</ENT>
                            <ENT>6/0951</ENT>
                            <ENT>6/29/2026</ENT>
                            <ENT>RNAV (GPS) RWY 16, Amdt 1B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>MI</ENT>
                            <ENT>Mount Pleasant</ENT>
                            <ENT>Mount Pleasant Muni</ENT>
                            <ENT>6/0964</ENT>
                            <ENT>4/14/2026</ENT>
                            <ENT>RNAV (GPS) RWY 9, Orig-B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>MS</ENT>
                            <ENT>Philadelphia</ENT>
                            <ENT>Philadelphia Muni</ENT>
                            <ENT>6/0965</ENT>
                            <ENT>4/14/2026</ENT>
                            <ENT>RNAV (GPS) RWY 36, Amdt 1A.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>IA</ENT>
                            <ENT>Muscatine</ENT>
                            <ENT>Muscatine Muni</ENT>
                            <ENT>6/0966</ENT>
                            <ENT>4/14/2026</ENT>
                            <ENT>RNAV (GPS) RWY 6, Orig-B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>NJ</ENT>
                            <ENT>Woodbine</ENT>
                            <ENT>Woodbine Muni</ENT>
                            <ENT>6/0967</ENT>
                            <ENT>4/14/2026</ENT>
                            <ENT>RNAV (GPS) RWY 19, Orig-B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>FL</ENT>
                            <ENT>Ocala</ENT>
                            <ENT>Ocala Intl-Jim Taylor Fld</ENT>
                            <ENT>6/0968</ENT>
                            <ENT>4/14/2026</ENT>
                            <ENT>RNAV (GPS) RWY 36, Amdt 1A.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>NM</ENT>
                            <ENT>Las Vegas</ENT>
                            <ENT>Las Vegas Muni</ENT>
                            <ENT>6/0972</ENT>
                            <ENT>4/14/2026</ENT>
                            <ENT>RNAV (GPS) RWY 32, Orig-C.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>WI</ENT>
                            <ENT>Appleton</ENT>
                            <ENT>Appleton Intl</ENT>
                            <ENT>6/1052</ENT>
                            <ENT>5/18/2026</ENT>
                            <ENT>RNAV (GPS) RWY 3, Amdt 1B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>OH</ENT>
                            <ENT>Georgetown</ENT>
                            <ENT>Brown County</ENT>
                            <ENT>6/1139</ENT>
                            <ENT>3/19/2026</ENT>
                            <ENT>RNAV (GPS) RWY 36, Orig-C.</ENT>
                        </ROW>
                        <ROW>
                            <PRTPAGE P="46250"/>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>NY</ENT>
                            <ENT>Farmingdale</ENT>
                            <ENT>Republic</ENT>
                            <ENT>6/1140</ENT>
                            <ENT>3/23/2026</ENT>
                            <ENT>RNAV (GPS) Y RWY 14, Amdt 2G.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>TX</ENT>
                            <ENT>Longview</ENT>
                            <ENT>East Texas Rgnl</ENT>
                            <ENT>6/1142</ENT>
                            <ENT>3/19/2026</ENT>
                            <ENT>RNAV (GPS) RWY 36, Amdt 1B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>NM</ENT>
                            <ENT>Grants</ENT>
                            <ENT>Grants-Milan Muni</ENT>
                            <ENT>6/1143</ENT>
                            <ENT>3/19/2026</ENT>
                            <ENT>RNAV (GPS) RWY 31, Orig-C.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>MS</ENT>
                            <ENT>Grenada</ENT>
                            <ENT>Grenada Muni</ENT>
                            <ENT>6/1147</ENT>
                            <ENT>3/23/2026</ENT>
                            <ENT>RNAV (GPS) RWY 31, Amdt 1C.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>FL</ENT>
                            <ENT>Gainesville</ENT>
                            <ENT>Gainesville Rgnl</ENT>
                            <ENT>6/1148</ENT>
                            <ENT>3/23/2026</ENT>
                            <ENT>RNAV (GPS) RWY 7, Amdt 1B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>FL</ENT>
                            <ENT>Gainesville</ENT>
                            <ENT>Gainesville Rgnl</ENT>
                            <ENT>6/1149</ENT>
                            <ENT>3/23/2026</ENT>
                            <ENT>RNAV (GPS) RWY 11, Amdt 1C.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>GA</ENT>
                            <ENT>Lagrange</ENT>
                            <ENT>Lagrange/Callaway</ENT>
                            <ENT>6/1408</ENT>
                            <ENT>6/30/2026</ENT>
                            <ENT>RNAV (GPS) RWY 13, Amdt 1.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>AK</ENT>
                            <ENT>Ambler</ENT>
                            <ENT>Ambler</ENT>
                            <ENT>6/1410</ENT>
                            <ENT>6/30/2026</ENT>
                            <ENT>RNAV (GPS) RWY 1, Amdt 1B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>AK</ENT>
                            <ENT>Buckland</ENT>
                            <ENT>Buckland</ENT>
                            <ENT>6/1411</ENT>
                            <ENT>6/30/2026</ENT>
                            <ENT>RNAV (GPS) RWY 29, Amdt 1.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>NM</ENT>
                            <ENT>Carlsbad</ENT>
                            <ENT>Cavern City Air Trml</ENT>
                            <ENT>6/1413</ENT>
                            <ENT>6/30/2026</ENT>
                            <ENT>ILS RWY 3, Amdt 4D.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>AR</ENT>
                            <ENT>Ash Flat</ENT>
                            <ENT>Sharp County Rgnl</ENT>
                            <ENT>6/1414</ENT>
                            <ENT>6/30/2026</ENT>
                            <ENT>RNAV (GPS) RWY 4, Orig-C.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>IN</ENT>
                            <ENT>Elkhart</ENT>
                            <ENT>Elkhart Muni</ENT>
                            <ENT>6/1415</ENT>
                            <ENT>6/30/2026</ENT>
                            <ENT>RNAV (GPS) RWY 36, Orig-B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>MO</ENT>
                            <ENT>Kirksville</ENT>
                            <ENT>Kirksville Rgnl</ENT>
                            <ENT>6/1424</ENT>
                            <ENT>6/30/2026</ENT>
                            <ENT>RNAV (GPS) RWY 36, Amdt 2B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>TX</ENT>
                            <ENT>Junction</ENT>
                            <ENT>Kimble County</ENT>
                            <ENT>6/1429</ENT>
                            <ENT>6/30/2026</ENT>
                            <ENT>RNAV (GPS) RWY 17, Orig-B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>SC</ENT>
                            <ENT>Lancaster</ENT>
                            <ENT>Lancaster County-Mc Whirter Fld</ENT>
                            <ENT>6/1431</ENT>
                            <ENT>6/30/2026</ENT>
                            <ENT>RNAV (GPS) RWY 24, Amdt 1B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>WI</ENT>
                            <ENT>La Crosse</ENT>
                            <ENT>La Crosse Rgnl</ENT>
                            <ENT>6/1434</ENT>
                            <ENT>6/30/2026</ENT>
                            <ENT>RNAV (GPS) RWY 36, Orig-D.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>CA</ENT>
                            <ENT>Beckwourth</ENT>
                            <ENT>Nervino</ENT>
                            <ENT>6/1493</ENT>
                            <ENT>6/30/2026</ENT>
                            <ENT>RNAV (GPS) Z RWY 26, Orig-B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>MI</ENT>
                            <ENT>Coldwater</ENT>
                            <ENT>Branch County Meml</ENT>
                            <ENT>6/1495</ENT>
                            <ENT>7/2/2026</ENT>
                            <ENT>RNAV (GPS) RWY 25, Orig-B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>MI</ENT>
                            <ENT>Coldwater</ENT>
                            <ENT>Branch County Meml</ENT>
                            <ENT>6/1498</ENT>
                            <ENT>7/2/2026</ENT>
                            <ENT>RNAV (GPS) RWY 7, Amdt 1B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>IA</ENT>
                            <ENT>Oskaloosa</ENT>
                            <ENT>Oskaloosa Muni</ENT>
                            <ENT>6/1508</ENT>
                            <ENT>7/2/2026</ENT>
                            <ENT>RNAV (GPS) RWY 13, Amdt 1A.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>SD</ENT>
                            <ENT>Pierre</ENT>
                            <ENT>Pierre Rgnl</ENT>
                            <ENT>6/1509</ENT>
                            <ENT>7/2/2026</ENT>
                            <ENT>RNAV (GPS) RWY 25, Amdt 2A.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>MT</ENT>
                            <ENT>West Yellowstone</ENT>
                            <ENT>Yellowstone</ENT>
                            <ENT>6/2001</ENT>
                            <ENT>3/3/2026</ENT>
                            <ENT>ILS OR LOC RWY 1, Amdt 4B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>LA</ENT>
                            <ENT>New Orleans</ENT>
                            <ENT>Lakefront</ENT>
                            <ENT>6/2208</ENT>
                            <ENT>4/14/2026</ENT>
                            <ENT>RNAV (GPS) RWY 18R, Amdt 2A.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>NE</ENT>
                            <ENT>O'Neill</ENT>
                            <ENT>The O'Neill Muni-John L Baker Fld</ENT>
                            <ENT>6/2216</ENT>
                            <ENT>4/14/2026</ENT>
                            <ENT>RNAV (GPS) RWY 13, Amdt 1C.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>NE</ENT>
                            <ENT>O'Neill</ENT>
                            <ENT>The O'Neill Muni-John L Baker Fld</ENT>
                            <ENT>6/2217</ENT>
                            <ENT>4/14/2026</ENT>
                            <ENT>RNAV (GPS) RWY 31, Amdt 1C.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>TX</ENT>
                            <ENT>Orange</ENT>
                            <ENT>Orange County</ENT>
                            <ENT>6/2220</ENT>
                            <ENT>4/14/2026</ENT>
                            <ENT>RNAV (GPS) RWY 22, Orig.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>IA</ENT>
                            <ENT>Pella</ENT>
                            <ENT>Pella Muni</ENT>
                            <ENT>6/2222</ENT>
                            <ENT>4/14/2026</ENT>
                            <ENT>RNAV (GPS) RWY 16, Amdt 1A.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>IA</ENT>
                            <ENT>Pella</ENT>
                            <ENT>Pella Muni</ENT>
                            <ENT>6/2223</ENT>
                            <ENT>4/14/2026</ENT>
                            <ENT>RNAV (GPS) RWY 34, Amdt 1A.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>NY</ENT>
                            <ENT>Penn Yan</ENT>
                            <ENT>Penn Yan/Yates County</ENT>
                            <ENT>6/2287</ENT>
                            <ENT>4/14/2026</ENT>
                            <ENT>RNAV (GPS) RWY 1, Amdt 3C.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>VA</ENT>
                            <ENT>Richlands</ENT>
                            <ENT>Tazewell County</ENT>
                            <ENT>6/2354</ENT>
                            <ENT>7/1/2026</ENT>
                            <ENT>LOC/DME RWY 25, Amdt 1C.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>CA</ENT>
                            <ENT>Fortuna</ENT>
                            <ENT>Rohnerville</ENT>
                            <ENT>6/2554</ENT>
                            <ENT>3/25/2026</ENT>
                            <ENT>GPS RWY 29, Orig-B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>MI</ENT>
                            <ENT>Grand Rapids</ENT>
                            <ENT>Gerald R Ford Intl</ENT>
                            <ENT>6/2588</ENT>
                            <ENT>3/25/2026</ENT>
                            <ENT>RNAV (GPS) RWY 26L, Amdt 1C.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>CT</ENT>
                            <ENT>Groton (New London)</ENT>
                            <ENT>Groton-New London</ENT>
                            <ENT>6/3144</ENT>
                            <ENT>3/25/2026</ENT>
                            <ENT>RNAV (GPS) RWY 33, Orig-C.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>MO</ENT>
                            <ENT>Higginsville</ENT>
                            <ENT>Higginsville Industrial Muni</ENT>
                            <ENT>6/3149</ENT>
                            <ENT>3/25/2026</ENT>
                            <ENT>RNAV (GPS) RWY 34, Amdt 1A.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>SD</ENT>
                            <ENT>Winner</ENT>
                            <ENT>Winner Rgnl</ENT>
                            <ENT>6/3150</ENT>
                            <ENT>3/25/2026</ENT>
                            <ENT>RNAV (GPS) RWY 13, Orig-C.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>MI</ENT>
                            <ENT>Hancock</ENT>
                            <ENT>Houghton County Meml</ENT>
                            <ENT>6/3361</ENT>
                            <ENT>3/5/2026</ENT>
                            <ENT>LOC BC RWY 14, Amdt 12C.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>OH</ENT>
                            <ENT>Celina</ENT>
                            <ENT>Lakefield</ENT>
                            <ENT>6/3363</ENT>
                            <ENT>3/5/2026</ENT>
                            <ENT>RNAV (GPS) RWY 8, Orig-B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>KS</ENT>
                            <ENT>Olathe</ENT>
                            <ENT>New Century Aircenter</ENT>
                            <ENT>6/3468</ENT>
                            <ENT>3/27/2026</ENT>
                            <ENT>RNAV (GPS) RWY 36, Amdt 2A.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>MI</ENT>
                            <ENT>Ironwood</ENT>
                            <ENT>Gogebic/Iron County</ENT>
                            <ENT>6/3470</ENT>
                            <ENT>3/27/2026</ENT>
                            <ENT>RNAV (GPS) RWY 27, Orig-A.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>CA</ENT>
                            <ENT>Monterey</ENT>
                            <ENT>Monterey Rgnl</ENT>
                            <ENT>6/3493</ENT>
                            <ENT>4/21/2026</ENT>
                            <ENT>RNAV (GPS) Y RWY 28L, Amdt 1.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>NY</ENT>
                            <ENT>Plattsburgh</ENT>
                            <ENT>Plattsburgh Intl</ENT>
                            <ENT>6/3494</ENT>
                            <ENT>4/17/2026</ENT>
                            <ENT>RNAV (GPS) RWY 17, Amdt 2.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>SD</ENT>
                            <ENT>Pierre</ENT>
                            <ENT>Pierre Rgnl</ENT>
                            <ENT>6/3496</ENT>
                            <ENT>4/16/2026</ENT>
                            <ENT>VOR OR TACAN RWY 25, Orig-C.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>SD</ENT>
                            <ENT>Pierre</ENT>
                            <ENT>Pierre Rgnl</ENT>
                            <ENT>6/3497</ENT>
                            <ENT>4/16/2026</ENT>
                            <ENT>RNAV (GPS) RWY 13, Amdt 2A.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>KS</ENT>
                            <ENT>Pratt</ENT>
                            <ENT>Pratt Rgnl</ENT>
                            <ENT>6/3499</ENT>
                            <ENT>4/16/2026</ENT>
                            <ENT>RNAV (GPS) RWY 17, Amdt 1A.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>TX</ENT>
                            <ENT>Dallas</ENT>
                            <ENT>Dallas Exec</ENT>
                            <ENT>6/3508</ENT>
                            <ENT>4/16/2026</ENT>
                            <ENT>VOR RWY 17, Amdt 1B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>PA</ENT>
                            <ENT>Reading</ENT>
                            <ENT>Reading Rgnl/Carl A Spaatz Fld</ENT>
                            <ENT>6/3509</ENT>
                            <ENT>4/17/2026</ENT>
                            <ENT>RNAV (GPS) RWY 13, Orig-B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>PA</ENT>
                            <ENT>Reading</ENT>
                            <ENT>Reading Rgnl/Carl A Spaatz Fld</ENT>
                            <ENT>6/3510</ENT>
                            <ENT>4/17/2026</ENT>
                            <ENT>RNAV (GPS) RWY 18, Orig-B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>NM</ENT>
                            <ENT>Roswell</ENT>
                            <ENT>Roswell Air Center</ENT>
                            <ENT>6/3511</ENT>
                            <ENT>4/16/2026</ENT>
                            <ENT>RNAV (GPS) RWY 17, Orig-B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>NM</ENT>
                            <ENT>Roswell</ENT>
                            <ENT>Roswell Air Center</ENT>
                            <ENT>6/3512</ENT>
                            <ENT>4/16/2026</ENT>
                            <ENT>RNAV (GPS) RWY 3, Orig-B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>NM</ENT>
                            <ENT>Roswell</ENT>
                            <ENT>Roswell Air Center</ENT>
                            <ENT>6/3513</ENT>
                            <ENT>4/16/2026</ENT>
                            <ENT>RNAV (GPS) RWY 35, Orig-B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>MI</ENT>
                            <ENT>Owosso</ENT>
                            <ENT>Owosso Community</ENT>
                            <ENT>6/3764</ENT>
                            <ENT>4/17/2026</ENT>
                            <ENT>VOR/DME RWY 29, Amdt 1E.</ENT>
                        </ROW>
                        <ROW>
                            <PRTPAGE P="46251"/>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>MO</ENT>
                            <ENT>Springfield</ENT>
                            <ENT>Springfield-Branson Ntl</ENT>
                            <ENT>6/3765</ENT>
                            <ENT>4/17/2026</ENT>
                            <ENT>RNAV (GPS) RWY 2, Amdt 2B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>WY</ENT>
                            <ENT>Casper</ENT>
                            <ENT>Casper/Natrona County Intl</ENT>
                            <ENT>6/3924</ENT>
                            <ENT>3/6/2026</ENT>
                            <ENT>RNAV (GPS) RWY 8, Amdt 1B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>WY</ENT>
                            <ENT>Casper</ENT>
                            <ENT>Casper/Natrona County Intl.</ENT>
                            <ENT>6/3928</ENT>
                            <ENT>3/6/2026</ENT>
                            <ENT>RNAV (GPS) RWY 3, Amdt 1B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>TX</ENT>
                            <ENT>Houston</ENT>
                            <ENT>Conroe/North Houston Rgnl</ENT>
                            <ENT>6/3929</ENT>
                            <ENT>3/5/2026</ENT>
                            <ENT>RNAV (GPS) RWY 14, Amdt 1B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>WY</ENT>
                            <ENT>Cheyenne</ENT>
                            <ENT>Cheyenne Rgnl/Jerry Olson Fld</ENT>
                            <ENT>6/3930</ENT>
                            <ENT>3/6/2026</ENT>
                            <ENT>RNAV (GPS) RWY 9, Amdt 1B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>LA</ENT>
                            <ENT>Lake Charles</ENT>
                            <ENT>Chennault Intl</ENT>
                            <ENT>6/3931</ENT>
                            <ENT>3/5/2026</ENT>
                            <ENT>RNAV (GPS) RWY 15, Amdt 1A.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>FL</ENT>
                            <ENT>Daytona Beach</ENT>
                            <ENT>Daytona Beach Intl</ENT>
                            <ENT>6/3932</ENT>
                            <ENT>3/5/2026</ENT>
                            <ENT>RNAV (GPS) RWY 16, Amdt 1E.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>IL</ENT>
                            <ENT>Decatur</ENT>
                            <ENT>Decatur</ENT>
                            <ENT>6/3933</ENT>
                            <ENT>3/5/2026</ENT>
                            <ENT>VOR RWY 18, Orig-D.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>WA</ENT>
                            <ENT>Deer Park</ENT>
                            <ENT>Deer Park</ENT>
                            <ENT>6/3934</ENT>
                            <ENT>3/6/2026</ENT>
                            <ENT>RNAV (GPS) RWY 34, Orig-B.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>AZ</ENT>
                            <ENT>Kingman</ENT>
                            <ENT>Kingman</ENT>
                            <ENT>6/4471</ENT>
                            <ENT>4/1/2026</ENT>
                            <ENT>VOR/DME RWY 21, Amdt 7D.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3-Sep-26</ENT>
                            <ENT>TX</ENT>
                            <ENT>Dallas</ENT>
                            <ENT>Dallas Love Fld</ENT>
                            <ENT>6/4613</ENT>
                            <ENT>6/1/2026</ENT>
                            <ENT>RNAV (GPS) Z RWY 13L, Amdt 4A.</ENT>
                        </ROW>
                    </GPOTABLE>
                </REGTEXT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14890 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 97</CFR>
                <DEPDOC>[Docket No. 31674; Amdt. No. 4227]</DEPDOC>
                <SUBJECT>Standard Instrument Approach Procedures, and Takeoff Minimums and Obstacle Departure Procedures; Miscellaneous Amendments</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This rule establishes, amends, suspends, or removes Standard Instrument Approach Procedures (SIAPS) and associated Takeoff Minimums and Obstacle Departure procedures (ODPs) for operations at certain airports. These regulatory actions are needed because of the adoption of new or revised criteria, or because of changes occurring in the National Airspace System, such as the commissioning of new navigational facilities, adding new obstacles, or changing air traffic requirements. These changes are designed to provide safe and efficient use of the navigable airspace and to promote safe flight operations under instrument flight rules at the affected airports.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This rule is effective July 23, 2026. The compliance date for each SIAP, associated Takeoff Minimums, and ODP is specified in the amendatory provisions.</P>
                    <P>The incorporation by reference of certain publications listed in the regulations is approved by the Director of the Federal Register as of July 23, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Availability of matters incorporated by reference in the amendment is as follows:</P>
                </ADD>
                <HD SOURCE="HD1">For Examination</HD>
                <P>1. U.S. Department of Transportation, Docket Ops-M30. 1200 New Jersey Avenue SE, West Bldg., Ground Floor, Washington, DC 20590-0001.</P>
                <P>2. The FAA Air Traffic Organization Service Area in which the affected airport is located;</P>
                <P>3. The office of Aeronautical Information Services, 6500 South MacArthur Blvd., Oklahoma City, OK 73169 or,</P>
                <P>
                    4. The National Archives and Records Administration (NARA). For information on the availability of this material at NARA, visit 
                    <E T="03">www.archives.gov/federal-register/cfr/ibr-locations</E>
                     or email 
                    <E T="03">fr.inspection@nara.gov.</E>
                </P>
                <HD SOURCE="HD1">Availability</HD>
                <P>
                    All SIAPs and Takeoff Minimums and ODPs are available online free of charge. Visit the National Flight Data Center at 
                    <E T="03">nfdc.faa.gov</E>
                     to register. Additionally, individual SIAP and Takeoff Minimums and ODP copies may be obtained from the FAA Air Traffic Organization Service Area in which the affected airport is located.
                </P>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Rune Duke, Manager, Standards Section, Flight Procedures and Airspace Group, Aviation Safety, Federal Aviation Administration. Mailing Address: FAA Mike Monroney Aeronautical Center, Flight Procedures and Airspace Group, 6500 South MacArthur Blvd., STB Annex, Bldg. 26, Room 217, Oklahoma City, OK 73099. Telephone (405) 954-1139.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>This rule amends 14 CFR part 97 by establishing, amending, suspending, or removes SIAPS, Takeoff Minimums and/or ODPS. The complete regulatory description of each SIAP and its associated Takeoff Minimums or ODP for an identified airport is listed on FAA form documents which are incorporated by reference in this amendment under 5 U.S.C. 552(a), 1 CFR part 51, and 14 CFR 97.20. The applicable FAA Forms are 8260-3, 8260-4, 8260-5, 8260-15A, 8260-15B, when required by an entry on 8260-15A, and 8260-15C.</P>
                <P>
                    The large number of SIAPs, Takeoff Minimums and ODPs, their complex nature, and the need for a special format make publication in the 
                    <E T="04">Federal Register</E>
                     expensive and impractical. Further, pilots do not use the regulatory text of the SIAPs, Takeoff Minimums or ODPs, but instead refer to their graphic depiction on charts printed by publishers of aeronautical materials. Thus, the advantages of incorporation by reference are realized and publication of the complete description of each SIAP, Takeoff Minimums and ODP listed on FAA form documents is unnecessary. This amendment provides the affected CFR sections and specifies the types of SIAPS, Takeoff Minimums and ODPs with their applicable effective dates. This amendment also identifies the airport and its location, the procedure, and the amendment number.
                </P>
                <HD SOURCE="HD1">Availability and Summary of Material Incorporated by Reference</HD>
                <P>
                    The material incorporated by reference is publicly available as listed in the 
                    <E T="02">ADDRESSES</E>
                     section.
                </P>
                <P>
                    The material incorporated by reference describes SIAPS, Takeoff Minimums and/or ODPs as identified in the amendatory language for part 97 of this final rule.
                    <PRTPAGE P="46252"/>
                </P>
                <HD SOURCE="HD1">The Rule</HD>
                <P>This amendment to 14 CFR part 97 is effective upon publication of each separate SIAP, Takeoff Minimums and ODP as amended in the transmittal. Some SIAP and Takeoff Minimums and textual ODP amendments may have been issued previously by the FAA in a Flight Data Center (FDC) Notice to Airmen (NOTAM) as an emergency action of immediate flights safety relating directly to published aeronautical charts.</P>
                <P>The circumstances that created the need for some SIAP and Takeoff Minimums and ODP amendments may require making them effective in less than 30 days. For the remaining SIAPs and Takeoff Minimums and ODPs, an effective date at least 30 days after publication is provided.</P>
                <P>Further, the SIAPs and Takeoff Minimums and ODPs contained in this amendment are based on the criteria contained in the U.S. Standard for Terminal Instrument Procedures (TERPS). In developing these SIAPs and Takeoff Minimums and ODPs, the TERPS criteria were applied to the conditions existing or anticipated at the affected airports. Because of the close and immediate relationship between these SIAPs, Takeoff Minimums and ODPs, and safety in air commerce, I find that notice and public procedure under 5 U.S.C. 553(b) are impracticable and contrary to the public interest and, where applicable, under 5 U.S.C. 553(d), good cause exists for making some SIAPs effective in less than 30 days.</P>
                <P>The FAA has determined that this regulation only involves an established body of technical regulations for which frequent and routine amendments are necessary to keep them operationally current. It, therefore—(1) is not a “significant regulatory action” under Executive Order 12866; (2) is not a “significant rule” under DOT Regulatory Policies and Procedures (44 FR 11034; February 26, 1979); and (3) does not warrant preparation of a regulatory evaluation as the anticipated impact is so minimal. For the same reason, the FAA certifies that this amendment will not have a significant economic impact on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
                <LSTSUB>
                    <HD SOURCE="HED">Lists of Subjects in 14 CFR Part 97</HD>
                    <P>Air Traffic Control, Airports, Incorporation by reference, Navigation (Air).</P>
                </LSTSUB>
                <SIG>
                    <DATED>Issued in Washington, DC, on July 17, 2026.</DATED>
                    <NAME>Rune Duke,</NAME>
                    <TITLE>Manager, Standards Section, Flight Procedures and Airspace Group, Flight Technologies &amp; Procedures Division, Federal Aviation Administration.</TITLE>
                </SIG>
                <HD SOURCE="HD1">Adoption of the Amendment</HD>
                <P>Accordingly, pursuant to the authority delegated to me, 14 CFR part 97 is amended by establishing, amending, suspending, or removing Standard Instrument Approach Procedures and/or Takeoff Minimums and Obstacle Departure Procedures effective at 0901 UTC on the dates specified, as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 97—STANDARD INSTRUMENT APPROACH PROCEDURES</HD>
                </PART>
                <REGTEXT TITLE="14" PART="97">
                    <AMDPAR>1. The authority citation for part 97 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>49 U.S.C. 106(f), 106(g), 40103, 40106, 40113, 40114, 40120, 44502, 44514, 44701, 44719, 44721-44722.</P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="14" PART="97">
                    <AMDPAR>2. Part 97 is amended to read as follows:</AMDPAR>
                    <EXTRACT>
                        <HD SOURCE="HD2">Effective 3 September 2026</HD>
                        <FP SOURCE="FP-1">Anchorage, AK, MRI/PAMR, RNAV (GPS) RWY 35, Orig-A</FP>
                        <FP SOURCE="FP-1">Nome, AK, OME/PAOM, ILS Y OR LOC Y RWY 28, Amdt 5</FP>
                        <FP SOURCE="FP-1">Nome, AK, OME/PAOM, ILS Z OR LOC Z RWY 28, Amdt 6</FP>
                        <FP SOURCE="FP-1">Nome, AK, OME/PAOM, LOC BC RWY 10, Amdt 5</FP>
                        <FP SOURCE="FP-1">Nome, AK, OME/PAOM, NDB-A, Amdt 1A, CANCELED</FP>
                        <FP SOURCE="FP-1">Nome, AK, OME/PAOM, RNAV (GPS) RWY 3, Amdt 2</FP>
                        <FP SOURCE="FP-1">Nome, AK, OME/PAOM, RNAV (GPS) RWY 10, Amdt 3</FP>
                        <FP SOURCE="FP-1">Nome, AK, OME/PAOM, RNAV (GPS) RWY 28, Amdt 3</FP>
                        <FP SOURCE="FP-1">Nome, AK, OME/PAOM, Takeoff Minimums and Obstacle DP, Amdt 7</FP>
                        <FP SOURCE="FP-1">Nome, AK, OME/PAOM, VOR RWY 28, Amdt 4</FP>
                        <FP SOURCE="FP-1">Chino, CA, CNO, VOR RWY 26R, Orig-A, CANCELED</FP>
                        <FP SOURCE="FP-1">Hawthorne, CA, HHR, RNAV (GPS) RWY 7, Amdt 1</FP>
                        <FP SOURCE="FP-1">Gunnison, CO, GUC, GUNNISON ONE, Graphic DP</FP>
                        <FP SOURCE="FP-1">Gunnison, CO, GUC, Takeoff Minimums and Obstacle DP, Amdt 9</FP>
                        <FP SOURCE="FP-1">Creston, IA, CSQ, RNAV (GPS) RWY 16, Amdt 1D</FP>
                        <FP SOURCE="FP-1">Belleville, IL, BLV, RADAR-1, Orig-A, CANCELED</FP>
                        <FP SOURCE="FP-1">Great Bend, KS, GBD, ILS OR LOC RWY 36, Amdt 1</FP>
                        <FP SOURCE="FP-1">Great Bend, KS, GBD, RNAV (GPS) RWY 18, Amdt 1</FP>
                        <FP SOURCE="FP-1">Great Bend, KS, GBD, RNAV (GPS) RWY 36, Amdt 1</FP>
                        <FP SOURCE="FP-1">Sparta, KY, 8GK, RNAV (GPS) RWY 6, Orig</FP>
                        <FP SOURCE="FP-1">Sparta, KY, 8GK, RNAV (GPS) RWY 24, Orig</FP>
                        <FP SOURCE="FP-1">Sparta, KY, 8GK, Takeoff Minimums and Obstacle DP, Orig</FP>
                        <FP SOURCE="FP-1">Stockton, MO, MO3, RNAV (GPS) RWY 1, Orig-D</FP>
                        <FP SOURCE="FP-1">Stockton, MO, MO3, RNAV (GPS) RWY 19, Orig-E</FP>
                        <FP SOURCE="FP-1">Stockton, MO, MO3, VOR-A, Amdt 3C</FP>
                        <FP SOURCE="FP-1">Baker, MT, BHK, RNAV (GPS) RWY 31, Orig-B</FP>
                        <FP SOURCE="FP-1">Charlotte, NC, CLT, ILS OR LOC RWY 18, Orig</FP>
                        <FP SOURCE="FP-1">Charlotte, NC, CLT, ILS OR LOC RWY 18L, Amdt 10A, CANCELED</FP>
                        <FP SOURCE="FP-1">Charlotte, NC, CLT, ILS OR LOC RWY 36, ILS RWY 36 (SA CAT I), ILS RWY 36 (CAT II), ILS RWY 36 (CAT III), Orig</FP>
                        <FP SOURCE="FP-1">Charlotte, NC, CLT, ILS OR LOC RWY 36R, ILS RWY 36R (SA CAT I), ILS RWY 36R (CAT II), ILS RWY 36R (CAT III), Amdt 12A, CANCELED</FP>
                        <FP SOURCE="FP-1">Charlotte, NC, CLT, RNAV (GPS) Y RWY 18, Orig</FP>
                        <FP SOURCE="FP-1">Charlotte, NC, CLT, RNAV (GPS) Y RWY 18L, Amdt 5, CANCELED</FP>
                        <FP SOURCE="FP-1">Charlotte, NC, CLT, RNAV (GPS) Y RWY 36, Orig</FP>
                        <FP SOURCE="FP-1">Charlotte, NC, CLT, RNAV (GPS) Y RWY 36R, Amdt 4C, CANCELED</FP>
                        <FP SOURCE="FP-1">Saranac Lake, NY, SLK, RNAV (GPS) RWY 5, Amdt 2</FP>
                        <FP SOURCE="FP-1">Saranac Lake, NY, SLK, RNAV (GPS) RWY 9, Amdt 2</FP>
                        <FP SOURCE="FP-1">Chandler, OK, CQB, RNAV (GPS) RWY 17, Amdt 1</FP>
                        <FP SOURCE="FP-1">Chandler, OK, CQB, RNAV (GPS) RWY 35, Amdt 1</FP>
                        <FP SOURCE="FP-1">Chandler, OK, CQB, Takeoff Minimums and Obstacle DP, Amdt 2</FP>
                        <FP SOURCE="FP-1">Woodward, OK, WWR, RNAV (GPS) RWY 18, Amdt 1</FP>
                        <FP SOURCE="FP-1">Woodward, OK, WWR, RNAV (GPS) RWY 36, Amdt 1</FP>
                        <FP SOURCE="FP-1">Woodward, OK, WWR, Takeoff Minimums and Obstacle DP, Amdt 3</FP>
                        <FP SOURCE="FP-1">Honesdale, PA, N30, RNAV (GPS)-B, Orig-B</FP>
                        <FP SOURCE="FP-1">Big Lake, TX, E41, RNAV (GPS) RWY 16, Orig-B</FP>
                        <FP SOURCE="FP-1">San Angelo, TX, SJT, ILS OR LOC RWY 3, Amdt 23</FP>
                        <FP SOURCE="FP-1">San Angelo, TX, SJT, NDB RWY 3, Amdt 15, CANCELED</FP>
                        <FP SOURCE="FP-1">San Angelo, TX, SJT, VOR Y RWY 21, Amdt 18A</FP>
                        <FP SOURCE="FP-1">Manila, UT, 40U, RNAV (GPS) RWY 25, Orig-A</FP>
                        <FP SOURCE="FP-1">Everett, WA, PAE, RNAV (GPS) X RWY 16R, Amdt 1</FP>
                    </EXTRACT>
                </REGTEXT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14889 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>Bureau of Industry and Security</SUBAGY>
                <CFR>15 CFR Parts 740, 742, 758, and 774</CFR>
                <DEPDOC>[Docket No. 260408-0094]</DEPDOC>
                <RIN>RIN 0694-AK35</RIN>
                <SUBJECT>Implementation of EAR Export Controls on Silencers, Mufflers, and Sound Suppressors; and Other Firearms Related Changes</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Bureau of Industry and Security, Department of Commerce.</P>
                </AGY>
                <ACT>
                    <PRTPAGE P="46253"/>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Interim final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Department of Commerce (Commerce), Bureau of Industry and Security (BIS) is revising the Export Administration Regulations (EAR) and the Commerce Control List (CCL) to appropriately control certain silencers, mufflers, and sound suppressors (sound suppressors) that will no longer be described on the International Traffic in Arms Regulations U.S. Munitions List (USML). This interim final rule (IFR) complements a Department of State interim final rule published elsewhere in this issue of the 
                        <E T="04">Federal Register</E>
                         (
                        <E T="03">International Traffic in Arms Regulations: USML Category I Firearm Suppressors</E>
                         (1400-AG11) (State IFR)). This transfer of jurisdiction will reduce the regulatory burden on exports of sound suppressors. This IFR also revises the EAR to allow firearms and related items to be temporarily exported and reexported under a license exception as tools of trade, thereby relieving exporters of the regulatory burden of applying for authorization. Finally, this IFR clarifies which items fall within the scope of the EAR's entry clearance requirements for a temporary import.
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P/>
                    <P>
                        <E T="03">Effective dates:</E>
                         This rule is effective November 20, 2026, except for amendatory instructions 1, 2, 3, 4, 6, 7, 8, 9, 10, and 11, which are effective July 23, 2026.
                    </P>
                    <P>
                        <E T="03">Comments due date:</E>
                         Comments must be received by BIS no later than August 24, 2026.
                    </P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Comments on this IFR may be submitted to the Federal rulemaking portal (
                        <E T="03">www.regulations.gov</E>
                        ). The 
                        <E T="03">regulations.gov</E>
                         ID for this rule is: BIS-2026-0034. Please refer to RIN 0694-AK35 in all comments.
                    </P>
                    <P>All filers using the portal should use the name of the person or entity submitting the comments as the name of their files in accordance with the instructions below. Anyone submitting business confidential information should clearly identify the business confidential portion at the time of submission, file a statement justifying nondisclosure and referring to the specific legal authority claimed, and provide a non-confidential version of the submission.</P>
                    <P>
                        For comments submitted electronically containing business confidential information, the file name of the business confidential version should begin with the characters “BC.” Any page containing business confidential information must be clearly marked “BUSINESS CONFIDENTIAL” on the top of that page. The corresponding non-confidential version of those comments must be clearly marked “PUBLIC.” The file name of the non-confidential version should begin with the character “P.” Any submissions with file names that do not begin with either a “BC” or a “P” will be assumed to be public and will be made publicly available through 
                        <E T="03">https://www.regulations.gov.</E>
                         Commenters submitting business confidential information are encouraged to scan a hard copy of the non-confidential version to create an image of the file, rather than submitting a digital copy with redactions applied, to avoid inadvertent redaction errors which could enable the public to read business confidential information.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        For general questions, Adam Stein, Regulatory Policy Division, Bureau of Industry and Security, U.S. Department of Commerce at 202-482-2440 or by email: 
                        <E T="03">RPD2@bis.doc.gov.</E>
                         For technical questions, Kylie Gaskins, Supervisory Engineer, Bureau of Industry and Security, U.S. Department of Commerce, Phone: 202-482-1124 or email: 
                        <E T="03">kylie.gaskins1@bis.doc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>This IFR revises the EAR (15 CFR parts 730-774) and is organized into three sections: I—Addition of Sound Suppressors to the EAR; II—Revision to the License Exception for Temporary Imports, Exports, Reexports, and Transfers (In-Country) (TMP); and III—Revision to the Entry Clearance Requirements for Temporary Imports.</P>
                <P>Section I describes the EAR revisions and addition to the Commerce Control List (CCL) for certain sound suppressors that are being removed from the United States Munitions List (USML) (22 CFR 121.1) pursuant to the State IFR. Section II describes the revisions to License Exception TMP to authorize certain exports and reexports of firearms and related commodities when used as tools of trade. Section III describes the revision of § 758.10 that clarifies which items subject to the EAR are available to be temporarily imported into the United States for subsequent export under the EAR in § 758.10(a).</P>
                <P>
                    Please note that citations to the EAR in this preamble will be to section number only (
                    <E T="03">i.e.,</E>
                     § 758.10); citations to the International Traffic in Arms Regulations (ITAR) in this preamble will be to title 22 of the CFR and the section number (
                    <E T="03">i.e.,</E>
                     22 CFR 121.1).
                </P>
                <HD SOURCE="HD1">I. Addition of Certain Silencers, Mufflers, and Sound Suppressors to the EAR</HD>
                <HD SOURCE="HD2">A. Background</HD>
                <P>
                    On January 23, 2020, BIS published the final rule, 
                    <E T="03">Control of Firearms, Guns, Ammunition and Related Articles the President Determines No Longer Warrant Control Under the United States Munitions List (USML)</E>
                     (85 FR 4136; effective date: March 9, 2020) (BIS 2020 Rule) alongside a complementary State final rule, 
                    <E T="03">International Traffic in Arms Regulations: U.S. Munitions List Categories I, II, and III</E>
                     (85 FR 3819; effective date: March 9, 2020) (State 2020 Rule). These rules revised the CCL in the EAR and Categories I, II, and III of the USML in the ITAR, respectively, to transfer jurisdiction over the export, reexport, and transfer (in-country) of certain firearms and related items from State to Commerce as of March 9, 2020. Additionally, while BIS did not impose license requirements on temporary imports, effective that date, BIS has maintained entry clearance requirements for certain items, 
                    <E T="03">e.g.,</E>
                     certain firearms and related items. See section III of this IFR. These items are classified under 0x5zz Export Control Classification Numbers (ECCNs). Notably, at that time, State retained jurisdiction over sound suppressors, including those used with the non-automatic and semi-automatic firearms and shotguns transferred to Commerce jurisdiction.
                </P>
                <HD SOURCE="HD2">B. Overview of the Implementation of Export Controls on Certain Silencers, Mufflers, and Sound Suppressors</HD>
                <P>
                    This IFR publishes alongside the complementary State IFR implementing State's removal of certain sound suppressors for firearms and shotguns from the USML under the ITAR. As specified in this IFR, the sound suppressors removed from the USML by the State IFR will be controlled on the CCL and enumerated under new item paragraph 0A501.f in ECCN 0A501 and item paragraph 0A502.f in ECCN 0A502. Items controlled under ECCN 0A501.f are sound suppressors capable of being used with rifles controlled under ECCNs 0A501 or 0A506, pistols controlled under ECCNs 0A501 or 0A507, or certain sound suppressors capable of being used interchangeably with any combination of rifles, pistols, and shotguns. Sound suppressors that are for exclusive use with shotguns controlled under ECCNs 0A502 or 0A508 are enumerated under ECCN 0A502.f. To facilitate readability and aid in the identification of controlled items, BIS has also moved the items formerly 
                    <PRTPAGE P="46254"/>
                    identified in the header of ECCN 0A502 into item paragraphs within the ECCN as described in section I.F of this preamble.
                </P>
                <P>BIS will require an authorization to export, reexport, or transfer (in-country) sound suppressors that are being added to the CCL, including releases of related technology and software controlled on the CCL, to foreign persons in the United States or abroad. Nothing in this IFR prohibits or otherwise limits persons in the United States from acquiring sound suppressors of any type; BIS is not responsible for regulating the sale or acquisition of these items within the United States.</P>
                <P>License applications for these items will be reviewed to determine whether the proposed export, reexport, or transfer (in-country) is contrary to the national security or foreign policy interests of the United States based upon their respective ECCN reasons for control and intended destination and end user. BIS, working with State, will ensure that appropriate regulatory oversight continues to be exercised over exports, reexports, and transfers (in-country), as well as temporary imports (in the form of certain entry clearance requirements), of these sound suppressors.</P>
                <P>The changes described in section I of this preamble are expected to result in an increase of 200 license applications received annually by BIS, along with the availability of license exceptions or eligibility for license-free export, reexport, or transfer to or within certain destinations under the EAR.</P>
                <HD SOURCE="HD2">C. Reasons for Control for Certain Silencers, Mufflers, and Sound Suppressors</HD>
                <P>The reasons for control for sound suppressors controlled under ECCNs 0A501.f and 0A502.f are the same reasons for control applicable to the firearms with which they are used; likewise, license exceptions available for other firearms parts, components, accessories, and attachments will be available for sound suppressors. The reasons for control for the sound suppressors being controlled under ECCN 0A501.f will be national security (NS Column 1 or NS1), regional stability (RS Column 1 or RS1), firearms convention (FC Column 1 or FC1), United Nations embargo (UN), and antiterrorism (AT Column 1 or AT1). The reasons for control for sound suppressors being controlled under ECCN 0A502.f will be FC1, UN, AT1, and a new RS control under paragraphs 742.6(a)(14) and (b)(15), which will allow these commodities to be exported or reexported to certain allied and partner countries without a license.</P>
                <P>Paragraph (b)(1)(i) of § 742.6 (Regional stability) provides the licensing policy applicable to all items under ECCN 0A501. This policy will also apply to 0A501.f through an RS1 control imposed by this IFR. New RS paragraphs 742.6(a)(14) and (b)(15) will specify the licensing requirements and licensing policy applicable to items controlled under ECCN 0A502.f. This revision to § 742.6 is outlined in section I.E of this preamble. Applications for sound suppressors will generally be reviewed on a case-by-case basis to all destinations to determine whether the transaction is contrary to U.S. national security or foreign policy interests.</P>
                <P>Additionally, BIS controls the export and reexport of select categories of items to countries subject to United Nations Security Council arms embargoes (see § 746.1). A license is required to export or reexport items identified in part 774 as having a UN reason for control to countries identified in paragraph (b)(2) of § 746.1. To the extent consistent with United States national security and foreign policy interests, BIS will not approve applications for such licenses if the authorization would be contrary to the relevant United Nations Security Council Resolution.</P>
                <P>BIS maintains a uniform licensing structure for the export of firearms and related items to all Organization of American States (OAS) member countries (see § 742.17 of the EAR). Items subject to these controls are identified by FC1 in the control(s) table of the applicable ECCNs. This IFR applies reason for control FC1 to ECCNs 0A501.f and 0A502.f. Additionally, the support documentation licensing requirements already specified in the EAR, consistent with the OAS requirement to provide an import certificate issued by the importing country, will apply to ECCNs 0A501.f and 0A502.f.</P>
                <P>Finally, sound suppressors under ECCNs 0A501.f and 0A502.f will also be controlled for anti-terrorism reasons (AT1) (see 15 CFR part 742).</P>
                <HD SOURCE="HD2">D. Certain License Exception Eligibility for Certain Silencers, Mufflers, and Sound Suppressors</HD>
                <HD SOURCE="HD3">License Exception: Shipments of Limited Value (LVS)</HD>
                <P>Under ECCNs 0A501 and 0A502, this IFR adds paragraphs 0A501.f and 0A502.f to the LVS eligibility for the $500 amount if the ultimate destination is Canada.</P>
                <HD SOURCE="HD3">License Exception: Baggage (BAG)</HD>
                <P>License Exception BAG, § 740.14, allows United States citizens and permanent resident aliens leaving the United States temporarily to take firearms for personal use while abroad. Within this provision, “parts,” “components,” “accessories,” or “attachments” controlled under ECCN 0A501 are permitted to be exported under paragraph 740.14(e)(3). Sound suppressors added to the CCL by this IFR are eligible for License Exception BAG as a “part,” “component,” “accessory” or “attachment” for a firearm controlled under their specified ECCN.</P>
                <P>Additionally, this IFR also revises paragraph 740.14(e)(1) to add “parts,” “components,” “accessories,” or “attachments” controlled under ECCN 0A502 as items available to be exported under the provisions of License Exception BAG, thereby correcting the inadvertent omission of shotgun “parts,” “components,” “accessories,” or “attachments.”</P>
                <HD SOURCE="HD3">License Exception: Temporary Imports, Exports, Reexports, and Transfers (In-Country) (TMP)</HD>
                <P>As described in section II of this IFR, BIS revises License Exception TMP to allow for firearms, as well as related “parts,” “components,” “accessories,” and “attachments,” to be exported, reexported, or transferred (in-country) as a tool of trade. Sound suppressors qualify for this license exception as a “part,” “component,” “accessory,” or “attachment” of the specified firearms so long as the other requirements of revised § 740.9 are fulfilled and the export, reexport, or transfer (in-country) is not restricted under one of the general restrictions under § 740.2.</P>
                <HD SOURCE="HD2">E. Revisions to the Regional Stability License Review Policy for Certain Silencers, Mufflers, and Sound Suppressors</HD>
                <P>
                    This IFR revises § 742.6 by adding paragraph (a)(14), which provides a policy for sound suppressors for exclusive use with commodities controlled under ECCNs 0A502 and 0A508 enumerated under paragraph 0A502.f. Paragraph 742.6(a)(14) specifies a license is required for the export or reexport of the commodities controlled under ECCN 0A502.f to all destinations other than North Atlantic Treaty Organization (NATO) member states, Australia, Austria, India, Ireland, Japan, Liechtenstein, New Zealand, South Korea, or Switzerland. (see NATO membership listing in § 772.1 of the EAR).
                    <PRTPAGE P="46255"/>
                </P>
                <P>Paragraph 742.6(b)(15) specifies the licensing review policy for paragraph 742.6(a)(14). A license is required to export or reexport to all destinations not listed in paragraph 742.6(a)(14). Applications for commodities described in paragraph 742.6(a)(14) will be reviewed in accordance with the provisions of paragraph 742.6(b)(1)(i), which is generally a case-by-case basis to determine whether the transaction is contrary to U.S. national security or foreign policy interests pursuant to paragraph 742.6(b)(15). However, applications for exports or reexports of commodities in paragraph 742.6(a)(14) will also be reviewed under the other license review policies pursuant to paragraph 742.6(b)(1)(i) when applicable.</P>
                <HD SOURCE="HD2">F. Revisions to the EAR That Implement Export Controls on Certain Silencers, Mufflers, and Sound Suppressors</HD>
                <P>Section 740.14 is revised by adding ‘ “parts,” “components,” “accessories,” or “attachments” ' to paragraph (e)(1) after the word `over.' In § 740.14, paragraphs (e)(1)(ii) and (e)(1)(iii) are redesignated as paragraphs (e)(1)(iii) and (e)(1)(iv), respectively. Additionally, paragraph 740.14(e)(1)(iv) is revised to read as follows: `The commodities must be for the person's exclusive use for legitimate hunting or lawful sporting purposes, scientific purposes, or personal protection, and not for resale or other transfer of ownership or control. Accordingly, except as provided in (e)(2) of this section, shotguns, “parts,” “components,” “accessories,” or “attachments” may not be exported permanently under this License Exception. All shotguns, “parts,” “components,” “accessories,” or “attachments” controlled under ECCN 0A502, and 0A508 and unused shotgun shells must be returned to the United States. Note that since certain countries may require an Import Certificate or a U.S. export license before allowing the import of a shotgun, you should determine the import requirements of your country of destination in advance.' Finally, paragraph 740.14(e)(1)(ii) is revised to read as follows: ` “Parts,” “components,” “accessories,” and “attachments” exported pursuant to this paragraph (e)(1) must be of a kind and limited to quantities that are reasonable for the activities described in paragraph (e)(1)(iv) of this section or that are necessary for routine maintenance of the firearms being exported.'</P>
                <P>
                    Section 742.6 is revised by adding paragraph (a)(14) with the following text: `
                    <E T="03">RS requirement for ECCN 0A502.f.</E>
                     A license is required for the export or reexport of commodities specified in ECCN 0A502.f to all destinations other than North Atlantic Treaty Organization (NATO) member states, Australia, Austria, India, Ireland, Japan, Liechtenstein, New Zealand, South Korea, or Switzerland.'
                </P>
                <P>Additionally, § 742.6 is revised by adding paragraph (b)(15) to describe the license review policy for paragraph (a)(14). Applications for exports or reexports of items described in paragraph (a)(14) of this section will be reviewed pursuant to the license review policy of paragraph 742.6(b)(1)(i).</P>
                <P>
                    ECCN 0A501 is revised by adding `.f' to the $500 amount for LVS if the ultimate destination is Canada under the List Based License Exceptions section. ECCN 0A501 is further revised by adding `.f' to the Special Conditions for STA. In the Related Controls paragraph in the List of Items Controlled, this IFR adds new Related Controls paragraphs `(9) See .f of this entry for silencers, mufflers, and sound suppressors capable of being used with commodities controlled under ECCNs 0A501, 0A502, 0A506, 0A507, and 0A508' and `(10) See ECCN 0A502.f for silencers, mufflers, and sound suppressors for exclusive use with commodities controlled under ECCN 0A502 or 0A508' in numerical order. Related control (1) is revised to indicate a broad cross-reference of USML Category I commodities. ECCN 0A501 is further revised by adding a new “items” paragraph .f to control `silencers, mufflers, and sound suppressors for use with a commodity controlled by paragraph .a or .b of this entry or ECCNs 0A506 or 0A507.' A new Note 6 to 0A501.f is added to ECCN 0A501 with the text `
                    <E T="03">Silencers, mufflers, and sound suppressors controlled by this paragraph 0A501.f are those capable of being used with commodities controlled under ECCNs 0A501, 0A506, or 0A507, or those capable of being used with commodities controlled under ECCNs 0A501, 0A506, or 0A507 as well as commodities controlled under ECCN 0A502 or 0A508. For silencers, mufflers, and sound suppressors for exclusive use with a commodity controlled by ECCNs 0A502 or 0A508, see ECCN 0A502.f.'</E>
                     Former Notes 6 through 9 are redesignated as Notes 7 through 10, respectively. Finally, this IFR redesignates paragraphs .g through .w as reserved in ECCN 0A501.
                </P>
                <P>ECCN 0A502 is revised by this IFR so that the heading reads as follows: `0A502 Shotguns (except 0A508 semi-automatic shotguns) and related commodities (except semi-automatic related commodities enumerated or otherwise described in ECCN 0A509 for ECCN 0A508) as follows (see List of Items controlled).' In the License Requirements section for ECCN 0A502, the control table is revised by adding a new RS row that states: `RS applies to paragraph .f' under the Control(s) column and `See § 742.6(a)(14) and (b)(15) of the EAR' under the Country Chart column. Additionally, the crime control (CC) row of the control table is revised under the control(s) column to read: `CC applies to shotguns with a barrel length less than 24 in. (60.96 cm) and paragraphs .c, .d, and .e controlled by this entry regardless of end user.' In ECCN 0A502 under the List Based License Exceptions section, LVS is revised to read: `$500 for 0A502.c, and .d' and `$500 for 0A502.c, .d, .e, and .f if the ultimate destination is Canada.' Additionally, this IFR adds a new Related Controls paragraph that reads as follows: `(6) See 0A501.f for silencers, mufflers, and sound suppressors with the capability of being used with all commodities controlled under ECCNs 0A501, 0A502, 0A506, 0A507, and 0A508.' in the List of Items Controlled section in numerical order. Also, related control (1) is revised to indicate a broad cross-reference of USML Category I commodities.</P>
                <P>
                    Additionally, in ECCN 0A502, new item paragraphs .a through .f are added, and the text `The list of items controlled is contained in the ECCN heading' after `Items' is removed. Paragraph .a is added with the text `Non-automatic and non-semi automatic centerfire (non-rimfire) shotguns.' Paragraph .b is added with the text `Non-automatic and non-semi automatic rimfire shotguns.' Paragraph .c is added with the text `Complete trigger mechanisms for a commodity controlled by paragraph .a or .b of this entry, ECCN 0A508, or USML Category I (unless otherwise enumerated or elsewhere specified on the USML).' Paragraph .d is added with the text `Magazines and magazine extension tubes for a commodity controlled by paragraph .a or .b of this entry or controlled by ECCN 0A508.' Paragraph .e is added with the text ` “Complete breech mechanisms” for a commodity controlled by paragraph .a or .b of this entry.' Note 1 to paragraph 0A502.e is added after paragraph 0A502.e with the text `
                    <E T="03">Frames (receivers) “specially designed” for semi-automatic shotguns are controlled under ECCN 0A509.d.'</E>
                     Paragraph .f is added with the text `Silencers, mufflers, and sound suppressors for exclusive use with a commodity controlled by ECCNs 0A502 or 0A508.' Note 2 to 0A502 is added after paragraph .f with the 
                    <PRTPAGE P="46256"/>
                    following text: `
                    <E T="03">ECCN 0A502 does not control equipment used to slaughter domestic animals or used exclusively to treat or tranquilize animals; or arms designed solely for signal, flare, or saluting use.'</E>
                     Finally, former Note 1 to 0A502 is redesignated as Note 3 to 0A502.
                </P>
                <P>ECCNs 0A506 and 0A507 are revised by this IFR by adding a new Related Controls paragraph `(9) See 0A501.f for silencers, mufflers, and sound suppressors capable of being used with commodities controlled under ECCNs 0A506 and 0A507 in the List of Items Controlled section in numerical order. Additionally, related control (1) is revised in ECCNs 0A506 and 0A507 to indicate a broad cross-reference of USML Category I commodities.</P>
                <P>ECCN 0A508 is revised by this IFR by adding a new Related Controls paragraph `(5) See 0A502.f for silencers, mufflers, and sound suppressors for exclusive use with a commodity controlled under ECCNs 0A502 and 0A508' in the List of Items Controlled section in numerical order. Finally, related control (1) is revised to indicate a broad cross-reference of USML Category I commodities.</P>
                <HD SOURCE="HD1">II. Revisions to License Exception TMP</HD>
                <HD SOURCE="HD2">A. Overview of the Changes to License Exception TMP</HD>
                <P>Section 740.9 of the EAR (License Exception TMP) authorizes various temporary exports, reexports, and transfers (in-country) of items subject to the EAR. In this IFR, BIS revises § 740.9 to allow firearms and related items to be temporarily exported or reexported when used as tools of trade. This expansion is described under paragraph (a)(2) of § 740.9, as revised by this IFR.</P>
                <P>BIS regularly approves licenses for the use of a firearm as a tool of trade in a wide range of contexts, such as for security contractors working at a U.S. embassy, the protection of shipping vessels and crews from piracy, and armored vehicle guards who cross the U.S. border daily for work. These types of activities are consistent with U.S. national security and foreign policy interests. However, prior to this IFR, the EAR did not have a provision authorizing, under a license exception, a company-owned firearm to be used by an employee to perform work duties when those duties resulted in the export or reexport of the firearm.</P>
                <P>License Exception BAG, prior to this IFR, allowed for personally-owned firearms to be exported or reexported as a tool of trade, provided the requirements under paragraphs 740.10(b)(4) and (e) are met, and no restrictions under § 740.2 apply. This policy resulted in a situation where an employee could use a personal firearm as part of their employment duties, that resulted in an export of that firearm, under License Exception BAG; however, an employee who used a company-owned firearm in the performance of the same employment duties could not use a license exception, such as License Exception TMP (thereby requiring an export license).</P>
                <P>To address this disparate treatment, the revisions to § 740.9 will allow certain firearms used as a tool of trade to be exported or reexported without a license, provided the export or reexport meets all of the applicable terms and conditions of the tools of trade provisions of License Exception TMP and is not restricted under § 740.2. These revisions are consistent with BIS's commitment to reduce the regulatory burden on the American people and the U.S. Government.</P>
                <P>A provision is added to License Exception TMP under paragraph 740.9(a)(2) that specifies the following quantity limits on exports or reexports as tools of trade: no more than three firearms controlled under ECCNs 0A501, 0A506, and 0A507 and shotguns with a barrel length of 18 inches or over controlled under ECCNs 0A502 and 0A508; “parts,” “components,” “accessories,” or “attachments” controlled under ECCNs 0A501, 0A502, or 0A509; commodities controlled under ECCN 0A504; and no more than 1,000 rounds of ammunition controlled under ECCN 0A505.a, .b, and .c.</P>
                <P>The commodities exported or reexported under the provisions of paragraph (a)(2) in § 740.9 must be for legitimate business purposes. Additionally, these commodities are prohibited from resale or other transfer of ownership or control by this provision. These commodities may not be exported or reexported permanently under this license exception. The owner of the commodity or the owner's employee must maintain “effective control” of the commodity. All commodities utilizing this license exception must ultimately be returned to the United States or the country of reexport.</P>
                <P>Please be aware that certain countries may require an Import Certificate or a U.S. export license before allowing the import of a firearm; you should determine the import requirements of the country of destination before utilizing License Exception TMP for a tool of trade. Also, travelers leaving the United States temporarily are required to declare the firearms, “parts,” “components,” “accessories,” “attachments,” and ammunition being exported under the provisions of this license exception to a Customs and Border Protection (CBP) officer prior to departure from the United States and present such items to a CBP officer for inspection, confirming that the authority for the export is License Exception TMP and that the exporter has complied with its terms.</P>
                <P>The changes described in section IV of this preamble are expected to result in a decrease of 40 license applications received annually by BIS.</P>
                <HD SOURCE="HD2">B. Revisions to the EAR for License Exception TMP</HD>
                <P>
                    This IFR revises § 740.9 by adding the text `paragraph (a)(2) of this section (“
                    <E T="03">Firearms and firearms-related commodities used as tools of trade”</E>
                    ),' to the fifth sentence of paragraph (a).
                </P>
                <P>The heading of paragraph 740.9(a)(1) is revised by adding `(apart from firearms and firearms-related commodities)' after `Tools of trade.' The first sentence of paragraph 740.9(a)(1) is revised by adding the words `temporary' before and `abroad' after the word `use.' The sentence `Firearms and firearms-related commodities used as tools of trade are specified in paragraph (a)(2) of this section.' is added after the fifth sentence of paragraph 740.9(a)(1).</P>
                <P>
                    Paragraph 740.9(a)(2) is revised to read `
                    <E T="03">Firearms and firearms-related commodities used as tools of trade'.</E>
                     This paragraph (a)(2) authorizes the export or reexport for temporary use abroad of firearms controlled under ECCNs 0A501, 0A506, and 0A507; shotguns with a barrel length of 18 inches or over controlled under ECCNs 0A502 and 0A508; “parts,” “components,” “accessories,” or “attachments” controlled under ECCNs 0A501, 0A502, or 0A509; commodities controlled under ECCN 0A504; and ammunition controlled under ECCN 0A505.a, .b, and .c made only to destinations other than Country Group E:1, subject to the following limitations.
                </P>
                <P>Paragraph 740.9(a)(2)(i) is added to specify that no more than three firearms and no more than 1,000 rounds of ammunition may be exported or reexported as tools of trade.</P>
                <P>
                    Paragraph 740.9(a)(2)(ii) is added with text to specify that “Parts,” “components,” “accessories,” and “attachments” in ECCNs 0A501, 0A502, 0A509 or commodities controlled under 0A504 exported or reexport must be of a kind and limited to quantities that are reasonable for legitimate business purposes described in this section or that are necessary for routine use or maintenance of the commodities being exported.
                    <PRTPAGE P="46257"/>
                </P>
                <P>Paragraph 740.9(a)(2)(iii) is added to specify that legitimate business purposes include personal protection, or the protection of property or individuals, and that the commodities described in this paragraph may not be for resale or other transfer of ownership or control. The commodity must remain under the “effective control” of its owner or an employee of the owner of the commodity. All commodities described in paragraph 740.9(a)(2) must be returned to the United States or the country from which the reexport originates. Paragraph 740.9(a)(2)(iii) also notes that since certain countries may require an Import Certificate or a U.S. export license before allowing the import of a firearm, you should determine the import requirements of the country of destination in advance.</P>
                <P>Finally, paragraph 740.9(a)(2)(iv) is added to specify that travelers leaving the United States temporarily are required to declare the firearms, “parts,” “components,” “accessories,” “attachments,” and ammunition being exported under License Exception TMP to a CBP officer prior to departure from the United States and present such items to the CBP officer for inspection, confirming that the authority for the export is License Exception TMP and that the exporter has complied with its terms.</P>
                <HD SOURCE="HD1">III. Revision to the Entry Clearance Requirements for Temporary Imports</HD>
                <HD SOURCE="HD2">A. Background</HD>
                <P>Under § 758.10 (Entry clearance requirements for temporary imports), paragraph (a) specifies the temporary import entry clearance requirements for importers of certain firearms subject to the EAR that are on the United States Munitions Import List (USMIL) (27 CFR 447.21). These entry clearance requirements are used by BIS to identify transactions that constitute temporary imports under the EAR that would otherwise constitute permanent imports that would have to be authorized under Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) authorities. Prior to this IFR, these entry clearance requirements under the EAR applied to certain firearms but also applied (and continue to apply) to any item that is both on the CCL (hence subject to the EAR) and listed on the USMIL. This IFR makes regulatory changes to reflect this scope by broadening the applicability of this section to include all items listed on both the CCL and USMIL.</P>
                <P>Specifically, prior to this IFR, paragraph 758.10(a) listed end-item firearms in ECCNs 0A501.a or .b, 0A506 or 0A507, or shotguns with a barrel length less than 18 inches controlled in ECCNs 0A502 or 0A508. However, the cross-over between items that are subject to the EAR on the CCL and the USMIL includes additional 0x5zz items, such as 0A501.x “specially designed” “components” for firearms and certain “600 series” items. Prior to this IFR, the EAR was silent on whether temporary importers could rely on § 758.10 for the temporary import of these 0x5zz items and certain “600 series” items. The lack of an express reference created an unnecessary regulatory burden on temporary importers because the intent of § 758.10 was to preserve the distinction that had existed prior to March 2020 between State, Directorate of Defense Trade Controls (DDTC), and the ATF for temporary imports authorized under DDTC authorities and permanent imports authorized under ATF authorities.</P>
                <P>Through the regulatory change made by this IFR, BIS is making explicit longstanding guidance that it developed, in consultation with ATF, and had been providing informally, that temporary importers could follow the temporary imports entry clearance requirements in § 758.10 to facilitate the temporary import of these additional 0x5zz and “600 series” items subject to the EAR that are also on the USMIL. Temporary importers told BIS that they thought that following these requirements was helpful to head off any potential questions from CBP or ATF regarding why these additional 0x5zz or “600 series” items were being temporarily imported into the United States under the EAR for subsequent export under the EAR.</P>
                <HD SOURCE="HD2">B. Overview of the Changes to the Temporary Import Clearance Requirements</HD>
                <P>This IFR expands the items scope of § 758.10 (Entry clearance requirements for temporary imports) by revising paragraph (a), which is necessary due to the fact that the crossover between the CCL and USMIL is not limited to end-item firearms that are in ECCNs 0A501.a or .b, 0A506 or 0A507, or shotguns with a barrel length less than 18 inches controlled in ECCNs 0A502 or 0A508. This regulatory crossover includes additional 0x5zz items, such as the sound suppressors added to 0A501.f and 0A502.f, as well as certain 0A501.x “specially designed” “components” for firearms and certain “600 series” items.</P>
                <P>While these revisions to paragraph 758.10(a) expand the scope of items to allow for a greater number of temporary importers to benefit from these temporary entry clearance requirements, they will result in a slight increase in the burden hours for temporary importers and exporters because of the documentation that needs to be provided to CBP at the time of temporary import and export of these items. However, these revisions reduce the overall regulatory burden on temporary importers by explicitly stating that these items can be imported by complying with BIS's entry clearance requirements without the need for a separate ATF permit.</P>
                <HD SOURCE="HD2">C. Revisions to the EAR for Temporary Import Clearance Requirements</HD>
                <P>In this IFR, § 758.10 is revised by replacing the word `firearms' in paragraphs (a), (a)(1), (b)(1)(ii), and (b)(1)(iii) with the term “items” as defined in § 772.1 of the EAR. In § 758.10, paragraph (a) is further revised by replacing the text `ECCNs 0A501.a or .b, 0A506 or 0A507, or shotguns with a barrel length less than 18 inches controlled in ECCNs 0A502 or 0A508' with the text `0x5zz ECCNs, or in certain “600 series” ECCNs' to the second sentence of the paragraph.</P>
                <HD SOURCE="HD3">Savings Clause</HD>
                <P>For the changes being made in this IFR, shipments of items removed from eligibility for a License Exception or export, reexport, or transfer (in-country) without a license (NLR) as a result of this regulatory action that were en route aboard a carrier to a port of export, reexport, or transfer (in-country), on July 23, 2026, pursuant to actual orders for export, reexport, or transfer (in-country) to or within a foreign destination, may proceed to that destination under the previous eligibility for a License Exception or export, reexport, or transfer (in-country) without a license (NLR), provided the export, reexport, or transfer (in-country) is completed no later than on August 24, 2026.</P>
                <HD SOURCE="HD3">Export Control Reform Act of 2018</HD>
                <P>
                    On August 13, 2018, the President signed into law the John S. McCain National Defense Authorization Act for Fiscal Year 2019, which included the Export Control Reform Act of 2018 (ECRA), 50 U.S.C. 4801-4852. ECRA, as amended, provides the legal basis for BIS's principal authorities and serves as the authority under which BIS issues this IFR. In particular, and as noted elsewhere, Section 1753 of ECRA (50 U.S.C. 4812) authorizes the regulation of exports, reexports, and transfers (in-country) of items subject to U.S. jurisdiction. Further, Section 1754(a)(1)-(16) of ECRA (50 U.S.C. 4813(a)(1)-(16)) authorizes, 
                    <E T="03">inter alia,</E>
                     the establishment of a list of controlled 
                    <PRTPAGE P="46258"/>
                    items; the prohibition of unauthorized exports, reexports, and transfers (in-country); the requirement of licenses or other authorizations for exports, reexports, and transfers (in-country) of controlled items; apprising the public of changes in policy, regulations, and procedures; and any other action necessary to carry out ECRA that is not otherwise prohibited by law. Pursuant to Section 1762(a) of ECRA (50 U.S.C. 4821(a)), these changes can be imposed in an IFR without prior notice and comment.
                </P>
                <HD SOURCE="HD3">Rulemaking Requirements</HD>
                <P>
                    1. BIS has examined the impact of this rule as required by Executive Orders (E.O.) 12866 and 13563, which direct agencies to assess all costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits (
                    <E T="03">e.g.,</E>
                     potential economic, environmental, public, health, and safety effects, distributive impacts, and equity). This interim final rule is considered a “significant regulatory action” under section 3(f) of Executive Order 12866. This rule is exempt from the requirements of E.O. 14192 because it is being issued with respect to a national security function of the United States, per section 5(a) of E.O. 14192.
                </P>
                <P>
                    2. Notwithstanding any other provision of law, no person is required to respond to, nor shall any person be subject to a penalty for failure to comply with, a collection of information subject to the requirements of the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ) (PRA), unless that collection of information displays a currently valid Office of Management and Budget (OMB) Control Number. This rule involves the following OMB-approved collections under control numbers 0694-0088, “Multi-Purpose Application;” 0694-0096, “Five Year Records Retention Period;” 0694-0122, “Licensing Responsibilities and Enforcement 0694-0137, “License Exceptions and Exclusions;” and 0607-0152, “Automated Export System (AES) Program.”
                </P>
                <P>
                    For OMB control number 0694-0088, 
                    <E T="03">Simple Network Application Process and Multipurpose Application Form.</E>
                     BIS expects an annual increase of approximately 160 licenses, resulting in an increase of 80 burden hours per year for this collection with an estimated cost increase of $3,040.
                </P>
                <P>
                    For OMB control number 0694-0137, 
                    <E T="03">License Exceptions and Exclusions,</E>
                     BIS expects a slight decrease in 5 burden hours per year for this collection with an estimated cost decrease of $190 related to the revision to § 740.9 for items allowed under tools of trade for firearms and related commodities.
                </P>
                <P>
                    Changes impacting OMB control numbers 0694-0096, 0694-0122, and 0607-0152 
                    <E T="03">Five Year Records Retention Period, Licensing Responsibilities and Enforcement,</E>
                     and 
                    <E T="03">Automated Export System (AES) Program</E>
                     respectively, are not expected to result in a change in burden hours.
                </P>
                <P>3. This rule does not contain policies with federalism implications as that term is defined in E.O. 13132.</P>
                <P>4. Pursuant to section 1762 of the Export Control Reform Act of 2018, this action is exempt from the Administrative Procedure Act (5 U.S.C. 553) requirements for notice of proposed rulemaking, opportunity for public participation, and delay in effective date.</P>
                <P>
                    5. Because a notice of proposed rulemaking and an opportunity for public comment are not required to be given for this rule by 5 U.S.C. 553, or by any other law, the analytical requirements of the Regulatory Flexibility Act, 5 U.S.C. 601, 
                    <E T="03">et seq.,</E>
                     are not applicable. Accordingly, no regulatory flexibility analysis is required and none has been prepared.
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects</HD>
                    <CFR>15 CFR Parts 740 and 758</CFR>
                    <P>Administrative practice and procedure, Exports, Reporting and recordkeeping requirements.</P>
                    <CFR>15 CFR Part 742</CFR>
                    <P>Exports, Terrorism.</P>
                    <CFR>15 CFR Part 774</CFR>
                    <P>Exports, Reporting and recordkeeping requirements.</P>
                </LSTSUB>
                <P>For the reasons stated in the preamble, BIS amends 15 CFR parts 740, 742, 758, and 774 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 740—LICENSE EXCEPTIONS</HD>
                </PART>
                <REGTEXT TITLE="15" PART="740">
                    <AMDPAR>1. Effective July 23, 2026, the authority citation for 15 CFR part 740 is revised to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority: </HD>
                        <P>
                            50 U.S.C. 4801-4852; 50 U.S.C. 1701 
                            <E T="03">et seq.;</E>
                             22 U.S.C. 7201 
                            <E T="03">et seq.;</E>
                             E.O. 13026, 61 FR 58767, 3 CFR, 1996 Comp., p. 228.
                        </P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="15" PART="740">
                    <AMDPAR>2. Effective July 23, 2026, amend § 740.9 by revising paragraphs (a) introductory text and (a)(1) and adding paragraph (a)(2) to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 740.9 </SECTNO>
                        <SUBJECT>Temporary imports, exports, reexports, and transfers (in-country) (TMP).</SUBJECT>
                        <STARS/>
                        <P>
                            (a) 
                            <E T="03">Temporary exports, reexports, and transfers (in-country).</E>
                             License Exception TMP authorizes exports, reexports, and transfers (in-country) of items for temporary use abroad (including use in or above international waters) subject to the conditions specified in this paragraph (a). No item may be exported, reexported, or transferred (in-country) under this paragraph (a) if an order to acquire the item, such as a purchase order, has been received before shipment; with prior knowledge that the item will stay abroad beyond the terms of this License Exception; or when the item is for subsequent lease or rental abroad. The references to various countries and country groups in these TMP-specific provisions do not limit or amend the prohibitions in § 740.2 of the EAR on the use of license exceptions generally, such as for exports of 9x515 or “600 series” items to destinations in Country Group D:5. This paragraph (a) does not authorize any export of a commodity controlled under ECCNs 0A501.a or .b, 0A506 or 0A507, or shotguns with a barrel length less than 18 inches controlled under ECCN 0A502 or 0A508 to, or any export of such an item that was imported into the United States from, a country in Country Group D:5 (supplement no. 1 to this part), or from Georgia, Kazakhstan, Kyrgyzstan, Moldova, Turkmenistan, Ukraine, or Uzbekistan. The only provisions of this paragraph (a) that are eligible for use to export such items are paragraph (a)(2) of this section (“
                            <E T="03">Firearms and firearms-related commodities used as tools of trade”</E>
                            ), paragraph (a)(5) of this section (“Exhibition and demonstration”), and paragraph (a)(6) of this section (“Inspection, test, calibration, and repair”). In addition, this paragraph (a) may not be used to export more than 75 firearms per shipment. In accordance with the requirements in § 758.1(b)(9) and (g)(4) of the EAR, the exporter or its agent must provide documentation that includes the serial number, make, model, and caliber of each firearm being exported by filing these data elements in an EEI filing in AES. In accordance with the exclusions in License Exception TMP under paragraph (b)(5) of this section, the entry clearance requirements in § 758.1(b)(9) do not permit the temporary import of: Firearms controlled in ECCNs 0A501.a or .b, 0A506, or 0A507 that are shipped from or manufactured in a Country Group D:5 country, or that are shipped from or manufactured in Georgia, Kazakhstan, Kyrgyzstan, Moldova, Turkmenistan, Ukraine, or Uzbekistan (except for any firearm model designation (if assigned) controlled by ECCNs 0A501, 0A506, or 0A507 that is specified under annex A in supplement no. 4 to this part); or shotguns with a barrel length less than 18 inches 
                            <PRTPAGE P="46259"/>
                            controlled in ECCNs 0A502 or 0A508 that are shipped from or manufactured in a Country Group D:5 country, or from Georgia, Kazakhstan, Kyrgyzstan, Moldova, Turkmenistan, Ukraine, or Uzbekistan, because of the exclusions in License Exception TMP under paragraph (b)(5) of this section.
                        </P>
                        <P>
                            (1) 
                            <E T="03">Tools of trade (apart from firearms and firearms-related commodities).</E>
                             Exports, reexports, or transfers (in-country) of commodities and software as tools of trade for temporary use abroad by the exporter or employees of the exporter may be made only to destinations other than Country Group E:1 and for MT controlled commodities or software may be made only to destinations other than Country Groups D:4 and D:5. The tools of trade must remain under the “effective control” of the exporter or the exporter's employee. Eligible items are usual and reasonable kinds and quantities of tools of trade for use in a lawful enterprise or undertaking of the exporter. Tools of trade include, but are not limited to, commodities and software as is necessary to commission or service items, provided that the commodity or software is appropriate for this purpose and that all items to be commissioned or serviced are of foreign origin, or if subject to the EAR, have been lawfully exported, reexported, or transferred. Tools of trade may accompany the individual departing from the United States or may be shipped unaccompanied within one month before the individual's departure from the United States, or at any time after departure. Software used as a tool of trade must be protected against unauthorized access. Examples of security precautions to help prevent unauthorized access include the following:
                        </P>
                        <P>(i) Use of secure connections, such as Virtual Private Network connections, when accessing IT networks for activities that involve the transmission and use of the software authorized under this license exception;</P>
                        <P>(ii) Use of password systems on electronic devices that store the software authorized under this license exception; and</P>
                        <P>(iii) Use of personal firewalls on electronic devices that store the software authorized under this license exception.</P>
                        <P>
                            (2) 
                            <E T="03">Firearms and firearms-related commodities used as tools of trade.</E>
                             This paragraph (a)(2) authorizes the export or reexport for temporary use abroad of firearms controlled under ECCNs 0A501, 0A506, and 0A507; shotguns with a barrel length of 18 inches or over controlled under ECCNs 0A502 and 0A508; “parts,” “components,” “accessories,” or “attachments” controlled under ECCNs 0A501, 0A502, or 0A509; commodities controlled under ECCN 0A504; and ammunition controlled under ECCN 0A505.a, .b, and .c made only to destinations other than Country Group E:1, subject to the following limitations:
                        </P>
                        <P>(i) No more than three firearms and no more than 1,000 rounds of ammunition may be exported, reexported, or transferred (in-country) as tools of trade under this paragraph (a)(2);</P>
                        <P>(ii) “Parts,” “components,” “accessories,” and “attachments” in ECCNs 0A501, 0A502, 0A509 or commodities controlled under 0A504 exported or reexport pursuant to this paragraph (a)(2)(ii) must be of a kind and limited to quantities that are reasonable for the activities described in paragraph (a)(2)(iii) of this section or that are necessary for routine use or maintenance of the commodities being exported;</P>
                        <P>
                            (iii) The commodities described in this paragraph (a)(2) must be for the exclusive use for legitimate business purposes, such as for personal protection or the protection of property or individuals, and not for resale or other transfer of ownership or control. The commodity must remain under the “effective control” of its owner or an employee of the owner of the commodity. All commodities described in this paragraph (a)(2) must be returned to the United States or to the country from which the reexport originates. Note that since certain countries may require an Import Certificate or a U.S. export license before allowing the import of a firearm, you should determine the import requirements of the country of destination in advance; 
                            <E T="03">and</E>
                        </P>
                        <P>(iv) Travelers leaving the United States temporarily are required to declare the firearms, “parts,” “components,” “accessories,” “attachments,” and ammunition being exported under this License Exception to a Customs and Border Protection (CBP) officer prior to departure from the United States and present such items to the CBP officer for inspection, confirming that the authority for the export is License Exception TMP and that the exporter has complied with its terms.</P>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="15" PART="740">
                    <AMDPAR>3. Effective July 23, 2026, amend § 740.14 by revising paragraphs (e)(1) introductory text and (e)(1)(ii) and (iii) and adding paragraph (e)(1)(iv) to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 740.14</SECTNO>
                        <SUBJECT>Baggage (BAG).</SUBJECT>
                        <STARS/>
                        <P>(e) * * *</P>
                        <P>(1) A United States citizen or a permanent resident alien leaving the United States may export or reexport shotguns with a barrel length of 18 inches or over, “parts,” “components,” “accessories,” or “attachments” controlled under ECCN 0A502 and 0A508 and shotgun shells controlled under ECCN 0A505.b and .c under this License Exception, subject to the following limitations:</P>
                        <STARS/>
                        <P>(ii) “Parts,” “components,” “accessories,” and “attachments” exported pursuant to this paragraph (e)(1) must be of a kind and limited to quantities that are reasonable for the activities described in paragraph (e)(1)(iv) of this section or that are necessary for routine maintenance of the firearms being exported or reexported.</P>
                        <P>(iii) The commodities must be with the person's baggage.</P>
                        <P>(iv) The commodities must be for the person's exclusive use for legitimate hunting or lawful sporting purposes, scientific purposes, or personal protection, and not for resale or other transfer of ownership or control. Accordingly, except as provided in paragraph (e)(2) of this section, shotguns, “parts,” “components,” “accessories,” or “attachments” may not be exported permanently under this License Exception. All shotguns, “parts,” “components,” “accessories,” or “attachments” controlled under ECCN 0A502 and 0A508, and unused shotgun shells must be returned to the United States. Note that since certain countries may require an Import Certificate or a U.S. export license before allowing the import of a shotgun, you should determine the import requirements of your country of destination in advance.</P>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
                <PART>
                    <HD SOURCE="HED">PART 742—CONTROL POLICY—CCL BASED CONTROLS</HD>
                </PART>
                <REGTEXT TITLE="15" PART="742">
                    <AMDPAR>4. Effective July 23, 2026, the authority citation for 15 CFR part 742 is revised to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority: </HD>
                        <P>
                            50 U.S.C. 4801-4852; 50 U.S.C. 4601 
                            <E T="03">et seq.;</E>
                             50 U.S.C. 1701 
                            <E T="03">et seq.;</E>
                             22 U.S.C. 3201 
                            <E T="03">et seq.;</E>
                             42 U.S.C. 2139a; 22 U.S.C. 7201 
                            <E T="03">et seq.;</E>
                             22 U.S.C. 7210; sec. 1503, Pub. L. 108-11, 117 Stat. 559; E.O. 12058, 43 FR 20947, 3 CFR, 1978 Comp., p. 179; E.O. 12851, 58 FR 33181, 3 CFR, 1993 Comp., p. 608; E.O. 12938, 59 FR 59099, 3 CFR, 1994 Comp., p. 950; E.O. 13026, 61 FR 58767, 3 CFR, 1996 Comp., p. 228; E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp., p. 783; Presidential Determination 2003-23, 68 FR 26459, 3 CFR, 2004 Comp., p. 320.
                        </P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="15" PART="742">
                    <PRTPAGE P="46260"/>
                    <AMDPAR>5. Effective November 20, 2026, amend § 742.6 by adding paragraphs (a)(14) and (b)(15) to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 742.6</SECTNO>
                        <SUBJECT>Regional stability.</SUBJECT>
                        <STARS/>
                        <P>(a) * * *</P>
                        <P>
                            (14) 
                            <E T="03">RS requirement for ECCN 0A502.f.</E>
                             A license is required for the export or reexport of commodities specified in ECCN 0A502.f to all destinations other than North Atlantic Treaty Organization (NATO) member states, Australia, Austria, India, Ireland, Japan, Liechtenstein, New Zealand, South Korea, or Switzerland.
                        </P>
                        <P>(b) * * *</P>
                        <P>
                            (15) 
                            <E T="03">License review policy for paragraph (a)(14).</E>
                             Applications for exports or reexports of items described in paragraph (a)(14) of this section will be reviewed pursuant to the license review policy of paragraph (b)(1)(i) of this section. (Also note the end-use and end-user restrictions in part 744 of the EAR and the restrictions that apply to embargoed countries in part 746 of the EAR.)
                        </P>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="15" PART="742">
                    <AMDPAR>6. Effective July 23, 2026, amend § 742.7 by revising paragraph (a)(1) to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 742.7</SECTNO>
                        <SUBJECT>Crime control and detection.</SUBJECT>
                        <P>(a) * * *</P>
                        <P>(1) Crime control and detection instruments and equipment and related “technology” and “software” identified in the appropriate ECCNs on the CCL under CC Column 1 in the Country Chart column of the “License Requirements” section. A license is required to countries listed in CC Column 1 (supplement no. 1 to part 738 of the EAR). Items affected by this requirement are identified on the CCL under the following ECCNs: 0A502 (for shotguns with a barrel length less than 24 inches and shotgun “parts” and “components”), 0A502.c, 0A502.d, 0A502.e, 0A504, 0A505.b, 0A508 (for shotguns with a barrel length less than 24 inches and shotgun “parts” and “components”), 0A509.a (for items for ECCN 0A502 or ECCN 0A508), 0A509.d, 0A977, 0A978, 0A979, 0D977, 0E502, 0E505 (“technology” for “development” or for “production” of buckshot shotgun shells controlled under ECCN 0A505.b), 0E977, 1A984, 1A985, 3A980, 3A981, 3D980, 3E980, 4A003 (for fingerprint computers only), 4A980, 4D001 (for fingerprint computers only), 4D980, 4E001 (for fingerprint computers only), 4E980, 6A002 (for police-model infrared viewers only), 6E001 (for police-model infrared viewers only), 6E002 (for police-model infrared viewers only), and 9A980.</P>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
                <PART>
                    <HD SOURCE="HED">PART 758—EXPORT CLEARANCE REQUIREMENTS AND AUTHORITIES</HD>
                </PART>
                <REGTEXT TITLE="15" PART="758">
                    <AMDPAR>7. Effective July 23, 2026, the authority citation for 15 CFR part 758 is revised to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority: </HD>
                        <P>
                            50 U.S.C. 4801-4852; 50 U.S.C. 1701 
                            <E T="03">et seq.</E>
                        </P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="15" PART="758">
                    <AMDPAR>8. Effective July 23, 2026, amend § 758.1 by revising paragraph (g)(4)(ii) and note 2 to paragraph (g)(4) to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 758.1</SECTNO>
                        <SUBJECT>The Electronic Export Information (EEI) filing to the Automated Export System (AES).</SUBJECT>
                        <STARS/>
                        <P>(g) * * *</P>
                        <P>(4) * * *</P>
                        <P>
                            (ii) 
                            <E T="03">Identifying firearms by “items” level classification or other control descriptor in the EEI filing in AES.</E>
                             For any export of items controlled under ECCNs 0A501.a or .b, 0A506.a or .b, 0A507.a or .b, or shotguns with a barrel length less than 18 inches controlled under ECCNs 0A502.a or .b or 0A508.a or .b, in addition to any other required data for the associated EEI filing, the exporter must include the items paragraph classification or other control descriptor as specified in paragraphs (g)(4)(ii)(A) through (E) for ECCNs 0A501, 0A502, 0A506, 0A507, or 0A508, as applicable, as the first text to appear in the Commodity description block in the EEI filing in AES. (
                            <E T="03">See</E>
                             § 743.4 of the EAR for the use of this information for ECCNs 0A501.a or .b, 0A506.a or .b, and 0A507.a, or .b for conventional arms reporting).
                        </P>
                        <P>Note 2 to paragraph (g)(4): If a commodity described in this paragraph (g)(4) is exported under License Exception TMP under § 740.9(a)(6) of the EAR for inspection, test, calibration, or repair is not consumed or destroyed in the normal course of authorized temporary use abroad, the commodity must be disposed of or retained in one of the ways specified in § 740.9(a)(14)(i), (ii), or (iii) of the EAR. For example, if a commodity described in this paragraph (g)(4) was destroyed while being repaired after being exported under § 740.9(a)(6), the commodity described in this paragraph (g)(4) would not be required to be returned. If the entity doing the repair returned a replacement of the commodity to the exporter from the United States, the import would not require an EAR authorization. The entity that exported the commodity described in this paragraph (g)(4) and the entity that received the commodity would need to document this as part of their recordkeeping related to this export and subsequent import to the United States.</P>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="15" PART="758">
                    <AMDPAR>9. Effective July 23, 2026, amend § 758.10 by revising paragraphs (a) introductory text, (a)(1), and (b)(1)(ii) and (iii) and notes 1 and 2 to paragraph (b)(1) to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 758.10</SECTNO>
                        <SUBJECT>Entry clearance requirements for temporary imports.</SUBJECT>
                        <P>
                            (a) 
                            <E T="03">Scope.</E>
                             This section specifies the temporary import entry clearance requirements for “items” “subject to the EAR” that are on the United States Munitions Import List (USMIL, 27 CFR 447.21), except for “items” “subject to the EAR” that are temporarily brought into the United States by nonimmigrant aliens under the provisions of Department of Justice regulations at 27 CFR part 478 (
                            <E T="03">see</E>
                             § 740.14(e) of the EAR for information on the export of these “items” “subject to the EAR”). These “items” are controlled in 0x5zz ECCNs, or in certain “600 series” ECCNs. “Items” that are temporarily exported under the EAR must have met the export clearance requirements specified in § 758.1.
                        </P>
                        <P>
                            (1) An authorization under the EAR is 
                            <E T="03">not</E>
                             required for the temporary import of “items” that are “subject to the EAR,” including for “items” “subject to the EAR” that are on the USMIL. Temporary imports of “items” described in this section must meet the entry clearance requirements specified in paragraph (b) of this section.
                        </P>
                        <STARS/>
                        <P>(b) * * *</P>
                        <P>(1) * * *</P>
                        <P>(ii) Provide to U.S. Customs and Border Protection an invoice or other appropriate import-related documentation (or electronic equivalents) that includes a complete list and description of the “items” being temporarily imported, including their model, make, caliber, serial numbers, quantity, and U.S. dollar value;</P>
                        <P>(iii) Provide (if temporarily imported for a trade show, exhibition, demonstration, or testing) to U.S. Customs and Border Protection the relevant invitation or registration documentation for the event and an accompanying letter that details the arrangements to maintain effective control of the “items” while they are in the United States; or</P>
                        <STARS/>
                        <P>
                            Note 1 to paragraph (b)(1): In accordance with the exclusions in License Exception TMP under § 740.9(b)(5) of the EAR, the entry 
                            <PRTPAGE P="46261"/>
                            clearance requirements in § 758.1(b)(9) do not permit the temporary import of: Firearms controlled in ECCN 0A501.a or .b, 0A506 or 0A507 that are shipped from or manufactured in a Country Group D:5 country; or that are shipped from or manufactured in Georgia, Kazakhstan, Kyrgyzstan, Moldova, Turkmenistan, Ukraine, or Uzbekistan (except for any firearm model controlled by 0A501.a or .b, 0A506, or 0A507 that is specified under annex A in supplement no. 4 to part 740 of the EAR); or shotguns with a barrel length less than 18 inches controlled in ECCNs 0A502 or 0A508 that are shipped from or manufactured in a Country Group D:5 country, or from Georgia, Kazakhstan, Kyrgyzstan, Moldova, Turkmenistan, Ukraine, or Uzbekistan, because of the exclusions in License Exception TMP under § 740.9(b)(5).
                        </P>
                        <P>Note 2 to paragraph (b)(1): In accordance with the exclusions in License Exception RPL under § 740.10(b)(4) and supplement no. 2 to part 748, paragraph (z), of the EAR, the entry clearance requirements in § 758.1(b)(9) do not permit the temporary import of: Firearms controlled in ECCN 0A501.a or .b, 0A506, or 0A507 that are shipped from or manufactured in Russia, Georgia, Kazakhstan, Kyrgyzstan, Moldova, Turkmenistan, Ukraine, or Uzbekistan (except for any firearm model controlled by 0A501.a or .b, 0A506, or 0A507 that is specified under Annex A in supplement no. 4 to part 740 of the EAR); or shotguns with a barrel length less than 18 inches controlled in ECCNs 0A502 or 0A508 that are shipped from or manufactured in Russia, Georgia, Kazakhstan, Kyrgyzstan, Moldova, Turkmenistan, Ukraine, or Uzbekistan, because of the exclusions in License Exception RPL under § 740.10(b)(4) and supplement no. 2 to part 748, paragraph (z), of the EAR.</P>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
                <PART>
                    <HD SOURCE="HED">PART 774—THE COMMERCE CONTROL LIST</HD>
                </PART>
                <REGTEXT TITLE="15" PART="774">
                    <AMDPAR>10. Effective July 23, 2026, the authority citation for part 774 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>
                             50 U.S.C. 4801-4852; 50 U.S.C. 4601 
                            <E T="03">et seq.;</E>
                             50 U.S.C. 1701 
                            <E T="03">et seq.;</E>
                             10 U.S.C. 8720; 10 U.S.C. 8730(e); 22 U.S.C. 287c, 22 U.S.C. 3201 
                            <E T="03">et seq.;</E>
                             22 U.S.C. 6004; 42 U.S.C. 2139a; 15 U.S.C. 1824; 50 U.S.C. 4305; 22 U.S.C. 7201 
                            <E T="03">et seq.;</E>
                             22 U.S.C. 7210; E.O. 13026, 61 FR 58767, 3 CFR, 1996 Comp., p. 228.
                        </P>
                    </AUTH>
                      
                </REGTEXT>
                <REGTEXT TITLE="15" PART="774">
                    <AMDPAR>11. Effective July 23, 2026, amend supplement no. 1 to part 774 by revising ECCN 0A502 to read as follows:</AMDPAR>
                    <HD SOURCE="HD1">Supplement No. 1 to Part 774—The Commerce Control List</HD>
                    <STARS/>
                    <EXTRACT>
                        <FP SOURCE="FP-2">
                            <E T="04">0A502 Shotguns (except 0A508 semi-automatic shotguns) and related commodities (except semi-automatic related commodities enumerated or otherwise described in ECCN 0A509 for ECCN 0A508) as follows (see List of Items controlled).</E>
                        </FP>
                        <HD SOURCE="HD1">License Requirements</HD>
                        <FP SOURCE="FP-1">
                            <E T="03">Reason for Control:</E>
                             RS, FC, CC, UN, AT, NS
                        </FP>
                        <GPOTABLE COLS="2" OPTS="L0,nj,tp0,p7,7/8,i1" CDEF="s10,r10">
                            <TTITLE> </TTITLE>
                            <BOXHD>
                                <CHED H="1">Control(s)</CHED>
                                <CHED H="1">
                                    Country chart 
                                    <LI>(see Supp. </LI>
                                    <LI>No. 1 to </LI>
                                    <LI>part 738)</LI>
                                </CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="01">NS applies to shotguns with a barrel length less than 18 inches (45.72 cm)</ENT>
                                <ENT>NS Column 1.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">RS applies to shotguns with a barrel length less than 18 inches (45.72 cm)</ENT>
                                <ENT>RS Column 1.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">FC applies to entire entry</ENT>
                                <ENT>FC Column 1.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">CC applies to shotguns with a barrel length less than 24 in. (60.96 cm) and paragraphs .c, .d, and .e controlled by this entry regardless of end user</ENT>
                                <ENT>CC Column 1.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">CC applies to shotguns with a barrel length greater than or equal to 24 in. (60.96 cm), regardless of end user</ENT>
                                <ENT>CC Column 2.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">CC applies to shotguns with a barrel length greater than or equal to 24 in. (60.96 cm) if for sale or resale to police or law enforcement</ENT>
                                <ENT>CC Column 3.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">UN applies to entire entry</ENT>
                                <ENT>See § 746.1(b) of the EAR for UN controls.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">AT applies to shotguns with a barrel length less than 18 inches (45.72 cm)</ENT>
                                <ENT>AT Column 1.</ENT>
                            </ROW>
                        </GPOTABLE>
                        <HD SOURCE="HD1">List Based License Exceptions (See Part 740 for a Description of All License Exceptions)</HD>
                        <FP SOURCE="FP-1">
                            <E T="03">LVS:</E>
                             $500 for 0A502.c, and .d.
                        </FP>
                        <FP SOURCE="FP-1">$500 for 0A502.c, .d, and .e if the ultimate destination is Canada.</FP>
                        <FP SOURCE="FP-1">
                            <E T="03">GBS:</E>
                             N/A
                        </FP>
                        <HD SOURCE="HD1">Special Conditions for STA</HD>
                        <FP SOURCE="FP-1">License Exception STA may not be used to ship any shotguns with barrel length less than 18 inches controlled in 0A502, to any of the destinations listed in Country Group A:5 or A:6 (See supplement no.1 to part 740 of the EAR).</FP>
                        <HD SOURCE="HD1">List of Items Controlled</HD>
                        <FP SOURCE="FP-1">
                            <E T="03">Related Controls:</E>
                             (1) See USML Category I for shotguns described therein. (2) See ECCN 0A508 for semi-automatic shotguns. (3) See ECCN 0A509 for enumerated or otherwise described “parts,” “components,” devices, “accessories,” and “attachments” for ECCN 0A508. (4) See 0A501.d, .x, and .y for other “parts,” “components,” “accessories,” and “attachments” “specially designed” for 0A508. (5) See ECCNs 0A501 for non-semi-automatic firearms, 0A506 for semi-automatic rifles, and 0A507 for semi-automatic pistols.
                        </FP>
                        <FP SOURCE="FP-1">
                            <E T="03">Related Definitions:</E>
                             N/A
                        </FP>
                        <FP SOURCE="FP-1">
                            <E T="03">Items:</E>
                        </FP>
                        <P>a. Non-automatic and non-semi automatic centerfire (non-rimfire) shotguns.</P>
                        <P>b. Non-automatic and non-semi automatic rimfire shotguns.</P>
                        <P>c. Complete trigger mechanisms for a commodity controlled by paragraph .a or .b of this entry, ECCN 0A508, or USML Category I (unless otherwise enumerated or elsewhere specified on the USML).</P>
                        <P>d. Magazines and magazine extension tubes for a commodity controlled by paragraph .a or .b of this entry or controlled by ECCN 0A508.</P>
                        <P>e. “Complete breech mechanisms” for a commodity controlled by paragraph .a or .b of this entry.</P>
                        <P>
                            <E T="7462">Note 1 to paragraph 0A502.e:</E>
                              
                            <E T="03">Frames (receivers) “specially designed” for semi-automatic shotguns are controlled under ECCN 0A509.d.</E>
                        </P>
                        <P>
                            <E T="7462">Note 2 to 0A502:</E>
                              
                            <E T="03">ECCN 0A502 does not control equipment used to slaughter domestic animals or used exclusively to treat or tranquilize animals; or arms designed solely for signal, flare, or saluting use.</E>
                        </P>
                        <P>
                            <E T="7462">Note 3 to 0A502:</E>
                              
                            <E T="03">Shotguns made in or before 1898 are considered antique shotguns and designated as EAR99.</E>
                        </P>
                        <P>
                            <E T="7462">Technical Note:</E>
                              
                            <E T="03">Non-automatic and non-semi-automatic shot pistols or shotguns that have had the shoulder stock removed and a pistol grip attached are controlled by ECCN 0A502. Non-automatic and non-semi-automatic slug guns are also controlled under ECCN 0A502.</E>
                        </P>
                    </EXTRACT>
                    <STARS/>
                </REGTEXT>
                <REGTEXT TITLE="15" PART="774">
                    <AMDPAR>12. Effective November 20, 2026, further amend supplement no. 1 to part 774 by revising ECCNs 0A501, 0A502, 0A506, 0A507, and 0A508 to read as follows.</AMDPAR>
                    <HD SOURCE="HD1">Supplement No. 1 to Part 774—The Commerce Control List</HD>
                    <STARS/>
                    <EXTRACT>
                        <FP SOURCE="FP-2">
                            <E T="04">0A501 Firearms (except 0A502 shotguns, 0A506 semi-automatic rifles, 0A507 semi-automatic pistols, and 0A508 semi-automatic shotguns) and related commodities (except semi-automatic related commodities enumerated or otherwise described in ECCN 0A509 for ECCNs 0A506, 0A507, or 0A508) as follows (see List of Items controlled).</E>
                        </FP>
                        <HD SOURCE="HD1">License Requirements</HD>
                        <FP SOURCE="FP-1">
                            <E T="03">Reason for Control:</E>
                             NS, RS, FC, UN, AT
                        </FP>
                        <GPOTABLE COLS="2" OPTS="L0,nj,tp0,p7,7/8,i1" CDEF="s10,r10">
                            <TTITLE> </TTITLE>
                            <BOXHD>
                                <CHED H="1">Control(s)</CHED>
                                <CHED H="1">
                                    Country chart 
                                    <LI>(see Supp. No. 1 to </LI>
                                    <LI>part 738)</LI>
                                </CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="01">NS applies to entire entry except 0A501.y</ENT>
                                <ENT>NS Column 1.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">RS applies to entire entry except 0A501.y</ENT>
                                <ENT>RS Column 1.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">FC applies to entire entry except 0A501.y</ENT>
                                <ENT>FC Column 1.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">UN applies to entire entry</ENT>
                                <ENT>See § 746.1 of the EAR for UN controls.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">AT applies to entire entry</ENT>
                                <ENT>AT Column 1.</ENT>
                            </ROW>
                        </GPOTABLE>
                        <PRTPAGE P="46262"/>
                        <FP SOURCE="FP-2">
                            <E T="7462">License Requirement Note:</E>
                              
                            <E T="03">In addition to using the Commerce Country Chart to determine license requirements, a license is required for exports and reexports of ECCN 0A501.y.7 firearms to the People's Republic of China.</E>
                        </FP>
                        <HD SOURCE="HD1">List Based License Exceptions (See Part 740 for a Description of All License Exceptions)</HD>
                        <FP SOURCE="FP-1">
                            <E T="03">LVS:</E>
                             $500 for 0A501.c, .d, and .x.
                        </FP>
                        <FP SOURCE="FP-1">$500 for 0A501.c, .d, .e, .f, and .x if the ultimate destination is Canada.</FP>
                        <FP SOURCE="FP-1">
                            <E T="03">GBS:</E>
                             N/A
                        </FP>
                        <HD SOURCE="HD1">Special Conditions for STA</HD>
                        <FP SOURCE="FP-1">License Exception STA may not be used for ECCN 0A501.a, .b, .c, .d, .e, or .f to any of the destinations listed in Country Group A:5 or A:6 (See supplement no.1 to part 740 of the EAR). License Exception STA may not be used for any item in this entry to any of the destinations listed in Country Group A:6 (See Supplement No.1 to part 740 of the EAR).</FP>
                        <HD SOURCE="HD1">List of Items Controlled</HD>
                        <FP SOURCE="FP-1">
                            <E T="03">Related Controls:</E>
                             (1) See USML Category I for firearms described therein and certain related items. (2) See ECCN 0A506 for semi-automatic rifles. (3) See ECCN 0A507 for semi-automatic pistols. (4) See ECCN 0A508 for semi-automatic shotguns and ECCN 0A502 for certain “parts” and “components” for semi-automatic shotguns that are not controlled by 0A509.a or .c. (5) See ECCN 0A509 for enumerated or otherwise described “parts,” “components,” devices, “accessories,” and “attachments” for ECCNs 0A506, 0A507, and 0A508. (6) See .d, .x, and .y of this entry for other “parts,” “components,” “accessories,” and “attachments” “specially designed” for 0A506 and 0A507, or 0A508. (7) See ECCN 0A502 for non-automatic shotguns and their “parts” and “components” that are subject to the EAR and for certain “parts” and “components” for semi-automatic shotguns that are not controlled by 0A509.a or .c. (8) See ECCN 0A504 and USML Category XII for controls on optical sighting devices. (9) See .f of this entry for silencers, mufflers, and sound suppressors capable of being used with commodities controlled under ECCN 0A501, 0A502, 0A506, 0A507, and 0A508. (10) See ECCN 0A502.f for silencers, mufflers, and sound suppressors for exclusive use with commodities controlled under ECCN 0A502 or 0A508.
                        </FP>
                        <FP SOURCE="FP-1">
                            <E T="03">Related Definitions:</E>
                             N/A
                        </FP>
                        <FP SOURCE="FP-1">
                            <E T="03">Items:</E>
                        </FP>
                        <P>a. Non-automatic and non-semi-automatic firearms equal to .50 caliber (12.7 mm) or less.</P>
                        <P>
                            <E T="7462">Note 1 to paragraph 0A501.a:</E>
                              
                            <E T="03">`Combination pistols' are controlled under ECCN 0A501.a. A `combination pistol' (a.k.a., a combination gun) has at least one rifled barrel and at least one smoothbore barrel (generally a shotgun style barrel).</E>
                        </P>
                        <P>
                            <E T="7462">Note 2 to paragraph 0A501.a:</E>
                              
                            <E T="03">Semi-automatic firearms equal to .50 caliber (12.7 mm) or less are controlled under ECCNs 0A506 and 0A507.</E>
                        </P>
                        <P>
                            <E T="7462">Technical Note to 0A501.a:</E>
                              
                            <E T="03">Firearms described in 0A501.a include those chambered for the .50 BMG cartridge.</E>
                        </P>
                        <P>b. Non-automatic and non-semi-automatic rifles, carbines, revolvers or pistols with a caliber greater than .50 inches (12.7 mm) but less than or equal to .72 inches (18.0 mm).</P>
                        <P>
                            c. The following types of “parts” and “components” if “specially designed” for a commodity controlled by paragraph .a or .b of this entry or ECCNs 0A506 or 0A507, or USML Category I (unless otherwise enumerated or elsewhere specified on the USML or controlled under ECCN 0A509): Barrels, cylinders, barrel extensions, mounting blocks (trunnions), bolts, bolt carriers, operating rods, gas pistons, trigger housings, triggers, hammers/striker, sears, disconnectors, pistol grips that contain fire control “parts” or “components” (
                            <E T="03">e.g.,</E>
                             triggers, hammers/striker, sears, disconnectors), or buttstocks that contain fire control “parts” or “components”.
                        </P>
                        <P>
                            <E T="7462">Technical Note to 0A501.c:</E>
                              
                            <E T="03">Barrel blanks that have reached a stage in manufacturing in which they are either chambered or rifled are controlled by 0A501.c.</E>
                        </P>
                        <P>d. Detachable magazines with a capacity of 17 to 50 rounds “specially designed” for a commodity controlled by paragraph .a or .b of this entry or controlled by ECCNs 0A506 or 0A507.</P>
                        <P>
                            <E T="7462">Note 3 to paragraph 0A501.d:</E>
                              
                            <E T="03">Magazines with a capacity of 16 rounds or less are controlled under 0A501.x; for magazines with a capacity greater than 50 rounds, see USML Category I.</E>
                        </P>
                        <P>e. Receivers (frames) and “complete breech mechanisms,” including castings, forgings, stampings, or machined items thereof, “specially designed” for a commodity controlled by paragraph .a or .b of this entry.</P>
                        <P>
                            <E T="7462">Note 4 to 0A501.e:</E>
                              
                            <E T="03">Frames (receivers) under 0A501.e refers to any “part” or “component” of the firearm that has or is customarily marked with a serial number when required by law. This paragraph 0A501.e is synonymous with a “part” or “component” that is regulated by the Bureau of Alcohol, Tobacco, Firearms and Explosives (see 18 U.S.C. 921(a)(3); 27 CFR parts 447, 478, and 479,) as a firearm.</E>
                        </P>
                        <P>
                            <E T="7462">Note 5 to 0A501.e:</E>
                              
                            <E T="03">Frames (receivers) “specially designed” for semi-automatic firearms are controlled under ECCN 0A509.b or .c.</E>
                        </P>
                        <P>f. Silencers, mufflers, and sound suppressors for use with a commodity controlled by paragraph .a or .b of this entry or ECCNs 0A506 or 0A507.</P>
                        <P>
                            <E T="7462">Note 6 to 0A501.f:</E>
                              
                            <E T="03">Silencers, mufflers, and sound suppressors controlled by this paragraph 0A501.f are those capable of being used with commodities controlled under ECCNs 0A501, 0A506, or 0A507, or those capable of being used with commodities controlled under ECCNs 0A501, 0A506, or 0A507 as well as commodities controlled under ECCN 0A502 or 0A508. For silencers, mufflers, and sound suppressors for exclusive use with a commodity controlled by ECCNs 0A502 or 0A508, see ECCN 0A502.f.</E>
                        </P>
                        <P>g. through w. [Reserved]</P>
                        <P>x. “Parts” and “components” that are “specially designed” for a commodity classified under paragraphs .a through .c of this entry, a commodity classified under ECCNs 0A506 or 0A507, or the USML and not elsewhere specified on the USML or CCL or controlled under ECCN 0A509.</P>
                        <P>y. Specific “parts,” “components,” “accessories” and “attachments” “specially designed” for a commodity subject to control in this ECCN, ECCNs 0A506, 0A507, or common to a defense article in USML Category I and not elsewhere specified in the USML or CCL as follows, and “parts,” “components,” “accessories,” and “attachments” “specially designed” therefor.</P>
                        <P>
                            y.1. Stocks (including adjustable, collapsible, blades and braces), grips, handguards, or forends, that do not contain any fire control “parts” or “components” (
                            <E T="03">e.g.,</E>
                             triggers, hammers/striker, sears, disconnectors);
                        </P>
                        <P>y.2 to y.5. [Reserved]</P>
                        <P>y.6. Bayonets; and</P>
                        <P>y.7. Firearms manufactured from 1890 to 1898 and reproductions thereof.</P>
                        <P>
                            <E T="7462">Technical Note 1 to 0A501:</E>
                              
                            <E T="03">ECCN 0A501 includes “parts” and “components” that are not “subject to the ITAR” even though they are common to firearms described in ECCN 0A501 and to those firearms “subject to the ITAR.”</E>
                        </P>
                        <P>
                            <E T="7462">Technical Note 2 to 0A501:</E>
                              
                            <E T="03">A receiver with any other controlled “part” or “component”(e.g., a barrel (0A501.c), or trigger guard (0A501.x), or stock (0A501.y.1)) is still controlled under 0A501.e.</E>
                        </P>
                        <P>
                            <E T="7462">Note 7 to 0A501:</E>
                            <E T="03"> Antique firearms (i.e., those manufactured before 1890) and reproductions thereof, muzzle loading and black powder firearms except those designs based on centerfire weapons of a post 1937 design, BB guns, pellet rifles, paint ball, and all other air rifles are EAR99 commodities.</E>
                        </P>
                        <P>
                            <E T="7462">Note 8 to 0A501:</E>
                              
                            <E T="03">Muzzle loading and black powder firearms with a caliber less than 20 mm that were manufactured post 1937 that are used for hunting or sporting purposes that were not “specially designed” for military use and are not described on the USML nor controlled as shotguns under ECCN 0A502 are EAR99 commodities.</E>
                        </P>
                        <P>
                            <E T="7462">Note 9 to 0A501:</E>
                              
                            <E T="03">Scope mounts or accessory rails, iron sights, sling swivels, and butt plates or recoil pads that are subject to the EAR are designated as EAR99. These commodities have been determined to no longer warrant being “specially designed” for purposes of ECCN 0A501.</E>
                        </P>
                        <P>
                            <E T="7462">Note 10 to 0A501</E>
                            :
                            <E T="03"> A kit, including a replacement or repair kit, of firearms “parts” or “components” customarily sold and exported together takes on the classification of the most restrictive “part” or “component” that is included in the kit. For example, a kit containing 0A501.y and .x “parts,” is controlled as a 0A501.x kit because the .x “part” is the most restrictive “part” included in the kit. A complete 0A501 firearm disassembled in a kit form is controlled as a firearm under 0A501.a, .b, or .y.7.</E>
                        </P>
                        <FP SOURCE="FP-2">
                            <E T="04">0A502 Shotguns (except 0A508 semi-automatic shotguns) and related commodities (except semi-automatic related commodities enumerated or otherwise described in ECCN 0A509 for ECCN 0A508) as follows (see List of Items controlled).</E>
                        </FP>
                        <HD SOURCE="HD1">License Requirements</HD>
                        <FP SOURCE="FP-1">
                            <E T="03">Reason for Control:</E>
                             RS, FC, CC, UN, AT, NS
                            <PRTPAGE P="46263"/>
                        </FP>
                        <GPOTABLE COLS="2" OPTS="L0,nj,tp0,p7,7/8,i1" CDEF="s10,r10">
                            <TTITLE> </TTITLE>
                            <BOXHD>
                                <CHED H="1">Control(s)</CHED>
                                <CHED H="1">
                                    Country chart 
                                    <LI>(See Supp. No. 1 to part 738)</LI>
                                </CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="01">NS applies to shotguns with a barrel length less than 18 inches (45.72 cm)</ENT>
                                <ENT>NS Column 1.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">RS applies to shotguns with a barrel length less than 18 inches (45.72 cm)</ENT>
                                <ENT>RS Column 1.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">RS applies to paragraph .f</ENT>
                                <ENT>See § 742.6(a)(14) and (b)(15) of the EAR.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">FC applies to entire entry</ENT>
                                <ENT>FC Column 1.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">CC applies to shotguns with a barrel length less than 24 in. (60.96 cm) and paragraphs .c, .d, and .e controlled by this entry regardless of end user</ENT>
                                <ENT>CC Column 1.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">CC applies to shotguns with a barrel length greater than or equal to 24 in. (60.96 cm), regardless of end user</ENT>
                                <ENT>CC Column 2.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">CC applies to shotguns with a barrel length greater than or equal to 24 in. (60.96 cm) if for sale or resale to police or law enforcement</ENT>
                                <ENT>CC Column 3.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">UN applies to entire entry</ENT>
                                <ENT>See § 746.1(b) of the EAR for UN controls.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">AT applies to shotguns with a barrel length less than 18 inches (45.72 cm)</ENT>
                                <ENT>AT Column 1.</ENT>
                            </ROW>
                        </GPOTABLE>
                        <HD SOURCE="HD1">List Based License Exceptions (See Part 740 for a Description of All License Exceptions)</HD>
                        <FP SOURCE="FP-1">
                            <E T="03">LVS:</E>
                             $500 for 0A502.c, and .d.
                        </FP>
                        <FP SOURCE="FP-1">$500 for 0A502.c, .d, .e, and .f if the ultimate destination is Canada.</FP>
                        <FP SOURCE="FP-1">
                            <E T="03">GBS:</E>
                             N/A
                        </FP>
                        <HD SOURCE="HD1">Special Conditions for STA</HD>
                        <FP SOURCE="FP-1">License Exception STA may not be used to ship any shotguns with barrel length less than 18 inches controlled in 0A502, to any of the destinations listed in Country Group A:5 or A:6 (See supplement no.1 to part 740 of the EAR).</FP>
                        <HD SOURCE="HD1">List of Items Controlled</HD>
                        <FP SOURCE="FP-1">
                            <E T="03">Related Controls:</E>
                             (1) See USML Category I for shotguns described therein. (2) See ECCN 0A508 for semi-automatic shotguns. (3) See ECCN 0A509 for enumerated or otherwise described “parts,” “components,” devices, “accessories,” and “attachments” for ECCN 0A508. (4) See 0A501.d, .x, and .y for other “parts,” “components,” “accessories,” and “attachments” “specially designed” for 0A508. (5) See ECCNs 0A501 for non-semi-automatic firearms, 0A506 for semi-automatic rifles, and 0A507 for semi-automatic pistols. (6) See 0A501.f for silencers, mufflers, and sound suppressors with the capability of being used with all commodities controlled under ECCNs 0A501, 0A502, 0A506, 0A507, and 0A508.
                        </FP>
                        <FP SOURCE="FP-1">
                            <E T="03">Related Definitions:</E>
                             N/A
                        </FP>
                        <FP SOURCE="FP-1">
                            <E T="03">Items:</E>
                        </FP>
                        <P>a. Non-automatic and non-semi automatic centerfire (non-rimfire) shotguns.</P>
                        <P>b. Non-automatic and non-semi automatic rimfire shotguns.</P>
                        <P>c. Complete trigger mechanisms for a commodity controlled by paragraph .a or .b of this entry, ECCN 0A508, or USML Category I (unless otherwise enumerated or elsewhere specified on the USML).</P>
                        <P>d. Magazines and magazine extension tubes for a commodity controlled by paragraph .a or .b of this entry or controlled by ECCN 0A508.</P>
                        <P>e. “Complete breech mechanisms” for a commodity controlled by paragraph .a or .b of this entry.</P>
                        <P>
                            <E T="7462">Note 1 to paragraph 0A502.e:</E>
                              
                            <E T="03">Frames (receivers) “specially designed” for semi-automatic shotguns are controlled under ECCN 0A509.d.</E>
                        </P>
                        <P>f. Silencers, mufflers, and sound suppressors for exclusive use with a commodity controlled by ECCNs 0A502 or 0A508.</P>
                        <P>
                            <E T="7462">Note 2 to 0A502:</E>
                            <E T="03"> ECCN 0A502 does not control equipment used to slaughter domestic animals or used exclusively to treat or tranquilize animals; or arms designed solely for signal, flare, or saluting use.</E>
                        </P>
                        <P>
                            <E T="7462">Note 3 to 0A502:</E>
                              
                            <E T="03">Shotguns made in or before 1898 are considered antique shotguns and designated as EAR99.</E>
                        </P>
                        <P>
                            <E T="7462">Technical Note:</E>
                              
                            <E T="03">Non-automatic and non-semi-automatic shot pistols or shotguns that have had the shoulder stock removed and a pistol grip attached are controlled by ECCN 0A502. Non-automatic and non-semi-automatic slug guns are also controlled under ECCN 0A502.</E>
                        </P>
                        <STARS/>
                        <FP SOURCE="FP-2">
                            <E T="04">0A506 Semi-Automatic Rifles as follows (see List of Items Controlled).</E>
                        </FP>
                        <HD SOURCE="HD1">License Requirements</HD>
                        <FP SOURCE="FP-1">
                            <E T="03">Reason for Control:</E>
                             NS, RS, FC, UN, AT
                        </FP>
                        <GPOTABLE COLS="2" OPTS="L0,nj,tp0,p7,7/8,i1" CDEF="s10,r10">
                            <TTITLE> </TTITLE>
                            <BOXHD>
                                <CHED H="1">Control(s)</CHED>
                                <CHED H="1">
                                    Country chart 
                                    <LI>(see Supp. No. 1 to </LI>
                                    <LI>part 738)</LI>
                                </CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="01">NS applies to entire entry</ENT>
                                <ENT>NS Column 1.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">RS applies to entire entry</ENT>
                                <ENT>RS Column 1.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">FC applies to entire entry</ENT>
                                <ENT>FC Column 1.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">UN applies to entire entry</ENT>
                                <ENT>See § 746.1 of the EAR for UN controls.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">AT applies to entire entry</ENT>
                                <ENT>AT Column 1.</ENT>
                            </ROW>
                        </GPOTABLE>
                        <HD SOURCE="HD1">List Based License Exceptions (See Part 740 for a Description of All License Exceptions)</HD>
                        <FP SOURCE="FP-1">
                            <E T="03">LVS:</E>
                             N/A
                        </FP>
                        <FP SOURCE="FP-1">
                            <E T="03">GBS:</E>
                             N/A
                        </FP>
                        <HD SOURCE="HD1">Special Conditions for STA</HD>
                        <FP SOURCE="FP-1">License Exception STA may not be used for ECCN 0A506, to any of the destinations listed in Country Group A:5 or A:6 (See supplement no.1 to part 740 of the EAR).</FP>
                        <HD SOURCE="HD1">List of Items Controlled</HD>
                        <FP SOURCE="FP-1">
                            <E T="03">Related Controls:</E>
                             (1) See USML Category I for firearms described therein, and certain related items. (2) See ECCN 0A507 for semi-automatic pistols, excluding pistols built with, 
                            <E T="03">e.g.,</E>
                             AR- or AK-style receivers (frames), which are controlled under ECCN 0A506. (3) See ECCN 0A508 for semi-automatic shotguns and ECCN 0A502 for certain “parts” and “components” for semi-automatic shotguns that are not controlled by 0A509.a or .c. (4) See ECCN 0A509 for enumerated or otherwise described “parts,” “components,” devices, “accessories,” and “attachments” for ECCNs 0A506, 0A507, and 0A508. (5) See 0A501.c, .d, .x, and .y for other “parts,” “components,” “accessories,” and “attachments” “specially designed” for 0A506 and 0A507, or 0A508. (6) See ECCN 0A501 for non-semi-automatic firearms (except 0A502 shotguns) and related commodities that are subject to the EAR. (7) See ECCN 0A502 for non-automatic shotguns and their “parts” and “components” that are subject to the EAR and certain “parts” and “components” for semi-automatic shotguns that are not controlled by 0A509.a or .c. (8) See ECCN 0A504 and USML Category XII for controls on optical sighting devices. (9) See 0A501.f for silencers, mufflers, and sound suppressors capable of being used with commodities controlled under ECCNs 0A506 and 0A507.
                        </FP>
                        <FP SOURCE="FP-1">
                            <E T="03">Related Definitions:</E>
                             N/A
                        </FP>
                        <FP SOURCE="FP-1">
                            <E T="03">Items:</E>
                        </FP>
                        <P>a. Semi-automatic centerfire (non-rimfire) rifles equal to .50 caliber (12.7 mm) or less.</P>
                        <P>b. Semi-automatic rimfire rifles equal to .50 caliber (12.7 mm) or less.</P>
                        <P>
                            <E T="7462">Note 1 to 0A506.a and .b:</E>
                              
                            <E T="03">“Parts” and “components” that are “specially designed” for a commodity classified under .a or .b of this entry, except those controlled under ECCN 0A509, are controlled under ECCN 0A501.c, .d, .x, or .y.</E>
                        </P>
                        <P>
                            <E T="7462">Technical Note 1 to 0A506:</E>
                            <E T="03"> Firearms described in 0A506 include those chambered for the .50 BMG cartridge.</E>
                        </P>
                        <P>
                            <E T="7462">Technical Note 2 to 0A506:</E>
                              
                            <E T="03">Firearms described in 0A506 include pistols built with, e.g., AR- or AK-style receivers (frames).</E>
                        </P>
                        <FP SOURCE="FP-2">
                            <E T="04">0A507 Semi-Automatic Pistols as follows (see List of Items Controlled).</E>
                        </FP>
                        <HD SOURCE="HD1">License Requirements</HD>
                        <FP SOURCE="FP-1">
                            <E T="03">Reason for Control:</E>
                             NS, RS, FC, UN, AT
                        </FP>
                        <GPOTABLE COLS="2" OPTS="L0,nj,tp0,p7,7/8,i1" CDEF="s10,r10">
                            <TTITLE> </TTITLE>
                            <BOXHD>
                                <CHED H="1">Control(s)</CHED>
                                <CHED H="1">
                                    Country chart 
                                    <LI>(see Supp. No. 1 to </LI>
                                    <LI>part 738)</LI>
                                </CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="01">NS applies to entire entry</ENT>
                                <ENT>NS Column 1.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">RS applies to entire entry</ENT>
                                <ENT>RS Column 1.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">FC applies to entire entry</ENT>
                                <ENT>FC Column 1.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">UN applies to entire entry</ENT>
                                <ENT>See § 746.1 of the EAR for UN controls.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">AT applies to entire entry</ENT>
                                <ENT>AT Column 1.</ENT>
                            </ROW>
                        </GPOTABLE>
                        <HD SOURCE="HD1">List Based License Exceptions (See Part 740 for a Description of All License Exceptions)</HD>
                        <FP SOURCE="FP-1">
                            <E T="03">LVS:</E>
                             N/A
                        </FP>
                        <FP SOURCE="FP-1">
                            <E T="03">GBS:</E>
                             N/A
                        </FP>
                        <HD SOURCE="HD1">Special Conditions for STA</HD>
                        <FP SOURCE="FP-1">License Exception STA may not be used for ECCN 0A507, to any of the destinations listed in Country Group A:5 or A:6 (See supplement no.1 to part 740 of the EAR).</FP>
                        <HD SOURCE="HD1">List of Items Controlled</HD>
                        <FP SOURCE="FP-1">
                            <E T="03">Related Controls:</E>
                             (1) See USML Category I for firearms described therein, and certain related items. (2) See ECCN 0A506 for semi-automatic rifles. (3) See ECCN 0A508 for semi-automatic shotguns and ECCN 0A502 for certain “parts” and 
                            <PRTPAGE P="46264"/>
                            “components” for semi-automatic shotguns that are not controlled by 0A509.a or .c. (4) See ECCN 0A509 for enumerated or otherwise described “parts,” “components,” devices, “accessories,” and “attachments” for ECCNs 0A506, 0A507, and 0A508. (5) See ECCN 0A501.c, .d, .x, and .y for other “parts,” “components,” “accessories,” and “attachments” “specially designed” for 0A506 and 0A507, or 0A508. (6) See ECCN 0A501 for non-semi-automatic firearms (except 0A502 shotguns) and related commodities that are subject to the EAR. (7) See ECCN 0A502 for non-automatic shotguns and their “parts” and “components” that are subject to the EAR and certain “parts” and “components” for semi-automatic shotguns that are not controlled by 0A509.a or .c. (8) See ECCN 0A504 and USML Category XII for controls on optical sighting devices. (9) See 0A501.f for silencers, mufflers, and sound suppressors capable of being used with commodities controlled under ECCNs 0A506 and 0A507.
                        </FP>
                        <FP SOURCE="FP-1">
                            <E T="03">Related Definitions:</E>
                             N/A
                        </FP>
                        <FP SOURCE="FP-1">
                            <E T="03">Items:</E>
                        </FP>
                        <P>a. Semi-automatic centerfire (non-rimfire) pistols equal to .50 caliber (12.7 mm) or less.</P>
                        <P>b. Semi-automatic rimfire pistols equal to .50 caliber (12.7 mm) or less.</P>
                        <P>
                            <E T="7462">Note 1 to 0A507.a and .b:</E>
                              
                            <E T="03">“Parts” and “components” that are “specially designed” for a commodity classified under .a or .b of this entry, except those controlled under ECCN 0A509, are controlled under ECCN 0A501.c, .d, .x, or .y.</E>
                        </P>
                        <P>
                            <E T="7462">Note 2 to 0A507:</E>
                              
                            <E T="03">Firearms, including pistols, built with, e.g., AR- or AK-style receivers (frames) are controlled under ECCN 0A506.</E>
                        </P>
                        <P>
                            <E T="7462">Technical Note to 0A507:</E>
                              
                            <E T="03">Firearms described in 0A507 includes those chambered for the .50 BMG cartridge, including revolvers, or that may be developed to fire .50 BMG cartridges</E>
                            .
                        </P>
                        <FP SOURCE="FP-2">
                            <E T="04">0A508 Semi-Automatic Shotguns as follows (see List of Items Controlled).</E>
                        </FP>
                        <HD SOURCE="HD1">License Requirements</HD>
                        <FP SOURCE="FP-1">
                            <E T="03">Reason for Control:</E>
                             NS, RS, FC, CC, UN, AT
                        </FP>
                        <GPOTABLE COLS="2" OPTS="L0,nj,tp0,p7,7/8,i1" CDEF="s10,r10">
                            <TTITLE> </TTITLE>
                            <BOXHD>
                                <CHED H="1">Control(s)</CHED>
                                <CHED H="1">
                                    Country chart 
                                    <LI>(See Supp. </LI>
                                    <LI>No. 1 to part 738)</LI>
                                </CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="01">NS applies to shotguns with a barrel length less than 18 inches (45.72 cm)</ENT>
                                <ENT>NS Column 1.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">RS applies to shotguns with a barrel length less than 18 inches (45.72 cm)</ENT>
                                <ENT>RS Column 1.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">FC applies to entire entry</ENT>
                                <ENT>FC Column 1.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">CC applies to shotguns with a barrel length less than 24 in. (60.96 cm) and shotgun “components” controlled by this entry regardless of end user</ENT>
                                <ENT>CC Column 1.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">CC applies to shotguns with a barrel length greater than or equal to 24 in. (60.96 cm), regardless of end user</ENT>
                                <ENT>CC Column 2.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">CC applies to shotguns with a barrel length greater than or equal to 24 in. (60.96 cm) if for sale or resale to police or law enforcement</ENT>
                                <ENT>CC Column 3.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">UN applies to entire entry</ENT>
                                <ENT>See § 746.1(b) of the EAR for UN controls.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">AT applies to shotguns with a barrel length less than 18 inches (45.72 cm)</ENT>
                                <ENT>AT Column 1.</ENT>
                            </ROW>
                        </GPOTABLE>
                        <HD SOURCE="HD1">List Based License Exceptions (See Part 740 for a Description of All License Exceptions)</HD>
                        <FP SOURCE="FP-1">
                            <E T="03">LVS:</E>
                             N/A
                        </FP>
                        <FP SOURCE="FP-1">
                            <E T="03">GBS:</E>
                             N/A
                        </FP>
                        <HD SOURCE="HD1">Special Conditions for STA</HD>
                        <FP SOURCE="FP-1">License Exception STA may not be used to ship any shotguns with barrel length less than 18 inches controlled in 0A508, to any of the destinations listed in Country Group A:5 or A:6 (See supplement no.1 to part 740 of the EAR).</FP>
                        <HD SOURCE="HD1">List of Items Controlled</HD>
                        <FP SOURCE="FP-1">
                            <E T="03">Related Controls:</E>
                             (1) See USML Category I for shotguns described therein. (2) See ECCN 0A502 for non-semi-automatic shotguns. (3) See ECCN 0A509 for enumerated or otherwise described “parts,” “components,” devices, “accessories,” and “attachments” for ECCN 0A508. (4) See 0A501.d, .x, and .y for other “parts,” “components,” “accessories,” and “attachments” “specially designed” for 0A508. (5) See ECCNs 0A501 for non-semi-automatic firearms, 0A506 for semi-automatic rifles, and 0A507 for semi-automatic pistols. (5) See 0A502.f for silencers, mufflers, and sound suppressors for exclusive use with a commodity controlled under ECCNs 0A502 and 0A508.
                        </FP>
                        <FP SOURCE="FP-1">
                            <E T="03">Related Definitions:</E>
                             N/A
                        </FP>
                        <FP SOURCE="FP-1">
                            <E T="03">Items:</E>
                              
                        </FP>
                        <P>a. Semi-automatic centerfire (non-rimfire) shotguns.</P>
                        <P>b. Semi-automatic rimfire shotguns.</P>
                    </EXTRACT>
                    <STARS/>
                </REGTEXT>
                <SIG>
                    <NAME>Julia A. Khersonsky,</NAME>
                    <TITLE>Deputy Assistant Secretary for Strategic Trade.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14942 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-33-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">CONSUMER PRODUCT SAFETY COMMISSION</AGENCY>
                <CFR>16 CFR Parts 1203, 1401, 1402, and 1406</CFR>
                <DEPDOC>[Docket No. CPSC-2026-0364]</DEPDOC>
                <SUBJECT>Removal of Obsolete or Unnecessary Requirements</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Consumer Product Safety Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Direct final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The U.S. Consumer Product Safety Commission (Commission or CPSC) is reviewing its regulations to reduce regulatory burdens and costs. Pursuant to this review, CPSC has identified several obsolete or unnecessary provisions that are being removed or amended in this direct final rule. The changes in this rule will not affect consumer safety.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        The rule is effective on September 21, 2026, unless the Commission receives a significant adverse comment by August 24, 2026. If the Commission receives such a comment, it will publish a notice in the 
                        <E T="04">Federal Register</E>
                        , withdrawing any portion of this direct final rule related to such a comment before its effective date. The approval of the Director of the Federal Register (FR) for incorporation by reference (IBR) of certain material listed in this rule expires as of September 21, 2026.
                    </P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You can submit comments, identified by Docket No. CPSC-2026-0364, by any of the following methods:</P>
                    <P>
                        <E T="03">Electronic Submissions:</E>
                         Submit electronic comments to the Federal eRulemaking Portal at: 
                        <E T="03">https://www.regulations.gov.</E>
                         Follow the instructions for submitting comments. CPSC typically does not accept comments submitted by email, except as described below.
                    </P>
                    <P>
                        <E T="03">Mail/Hand Delivery/Courier/Confidential Written Submissions:</E>
                         CPSC encourages you to submit electronic comments by using the Federal eRulemaking Portal. You may, however, submit comments by mail, hand delivery, or courier to: Office of the Secretary, Consumer Product Safety Commission, 4330 East-West Highway, Bethesda, MD 20814; telephone: (301) 504-7479. If you wish to submit confidential business information, trade secret information, or other sensitive or protected information that you do not want to be available to the public, you may submit such comments by mail, hand delivery, or courier, or you may email them to: 
                        <E T="03">cpsc-os@cpsc.gov.</E>
                    </P>
                    <P>
                        <E T="03">Instructions:</E>
                         All submissions must include the agency name and docket number. CPSC may post all comments without change, including any personal identifiers, contact information, or other personal information provided, to: 
                        <E T="03">https://www.regulations.gov.</E>
                         Do not submit to this website: confidential business information, trade secret information, or other sensitive or protected information that you do not want to be available to the public. If you wish to submit such information, please submit it according to the instructions 
                        <PRTPAGE P="46265"/>
                        for mail/hand delivery/courier/confidential written submissions.
                    </P>
                    <P>
                        <E T="03">Docket:</E>
                         For access to the docket to read background documents or comments received, go to: 
                        <E T="03">https://www.regulations.gov,</E>
                         and insert the docket number, CPSC-2026-0364, into the “Search” box, and follow the prompts.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Matthew A. Campbell, General Counsel, U.S. Consumer Product Safety Commission, 4330 East-West Highway, Bethesda, MD 20814; telephone: (301) 504-0124; email: 
                        <E T="03">mcampbell@cpsc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Background</HD>
                <P>Executive Order 14192, “Unleashing Prosperity Through Deregulation” (E.O. 14192) states the policy of the executive branch “to alleviate unnecessary regulatory burdens placed on the American people.” 90 FR 9065, Feb. 6, 2025; signed Jan. 31, 2025. In accordance with E.O. 14192, the Commission is reviewing its regulations to reduce regulatory burdens and costs and has identified several obsolete or unnecessary provisions in title 16 of the CFR.</P>
                <P>This direct final rule removes 16 CFR part 1401 and subpart D of 16 CFR part 1203 as obsolete. It also removes requirements in parts 1402 and 1406 that require copies of performance and technical documents be provided to the Commission. Removing these outdated provisions from the Code of Federal Regulations (CFR) will streamline title 16 and increase clarity for regulated entities and the public. The Commission notes that the changes to the CFR in this rule will have no impact on safety.</P>
                <HD SOURCE="HD1">II. Explanation of Provisions Removed</HD>
                <HD SOURCE="HD2">A. Part 1203</HD>
                <P>
                    In 1995, the Commission issued an interim mandatory 
                    <E T="03">Safety Standard for Bicycle Helmets</E>
                     in 16 CFR part 1203 to make certain voluntary standards for bicycle helmets interim mandatory standards pursuant to direction in the Children's Bicycle Helmet Safety Act of 1994 (the Act). 60 FR 15231 (Mar. 23, 1995); 15 U.S.C. 6004(a). The interim mandatory standard for bicycle helmets covers bicycle helmets manufactured from March 17, 1995, through March 10, 1999. The Act also required the Commission to promulgate a final rule that would review the requirements of the interim bicycle helmet standards and establish a final standard for bicycle helmets based on such requirements. 15 U.S.C. 6004(c). In 1998, the Commission published a final rule, part 1203, 
                    <E T="03">Safety Standard for Bicycle Helmets,</E>
                     which applies to bicycle helmets manufactured after March 10, 1999. 63 FR 11712 (Mar. 10, 1998). Because this interim standard applies only to products manufactured more than twenty-seven years ago and no longer governs the manufacture of bicycle helmets, Subpart D no longer serves an ongoing regulatory purpose. Accordingly, the Commission is removing subpart D from part 1203 as obsolete. All other requirements in part 1203 remain unchanged.
                </P>
                <HD SOURCE="HD2">B. Parts 1401, 1402, and 1406</HD>
                <P>The Commission has issued several rules under section 27(e) of the Consumer Product Safety Act, 15 U.S.C. 2076(e), requiring manufacturers to provide performance and technical data for certain specified consumer products. Three such rules are contained in parts 1401, 1402, and 1406, which are discussed below.</P>
                <HD SOURCE="HD3">1. Part 1401</HD>
                <P>
                    In 1977, the Commission issued a final rule, part 1401, 
                    <E T="03">Self Pressurized Consumer Products Containing Chlorofluorocarbons,</E>
                     to provide consumers considering purchasing self-pressurized consumer products (mainly aerosol products) containing chlorofluorocarbons (CFCs) with the following statement: “WARNING—Contains a chlorofluorocarbon that may harm the public health and environment by reducing ozone in the upper atmosphere.” 42 FR 42780 (Aug. 24, 1977). The rule also contained a reporting requirement requiring manufacturers to submit performance and technical data to the Commission regarding products subject to the requirements of part 1401. 16 CFR 1401.4. The rule went into effect on February 20, 1978. The Commission issued this rule because CFCs pose a risk of depletion of the ozone in the stratosphere and the rule states that the purpose of the rule is to enable consumers to make a conscious choice of whether to use consumer products that contain CFC propellants. 16 CFR 1401.2.
                </P>
                <P>In 1984, the Commission revoked the reporting requirement for manufacturers to submit performance and technical data to the Commission regarding products subject to part 1401, because in the six years since the rule went into effect, most of the self-pressurized products subject to the reporting requirements no longer contained CFCs because of a U.S. Environmental Protection Agency (EPA) ban on those substances. 49 FR 28693 (July 16, 1984). The remaining requirements in part 1401 were not affected by the revocation of the reporting requirements.</P>
                <P>
                    CFCs have been regulated by the EPA for decades (Clean Air Act, 42 U.S.C. 7671 
                    <E T="03">et seq</E>
                    . and 40 CFR part 82; specifically, §§ 82.4, 82.64, and 82.66) and are largely phased out globally under the international treaty the 
                    <E T="03">Montreal Protocol on Substances That Deplete the Ozone Layer.</E>
                     Part 1401 was adopted principally to advance environmental policy objectives by informing consumers about the environmental consequences of CFC propellants rather than to address a product-specific safety hazard associated with the use of the product itself. Since the rule's adoption, Congress and EPA have established a comprehensive regulatory framework governing chlorofluorocarbons, resulting in the virtual elimination of the consumer products to which part 1401 applied. Accordingly, the Commission is removing the disclosure requirements under part 1401 from the CFR, which no longer serves its original purpose and is now obsolete.
                </P>
                <HD SOURCE="HD3">2. Parts 1402 and 1406</HD>
                <P>
                    In 1978, the Commission issued a final rule establishing part 1402, 
                    <E T="03">CB Base Station Antennas, TV Antennas, and Supporting Structures,</E>
                     to address a significant number of electrocutions that occurred when consumers contacted overhead powerlines with CB base station and outside TV antennas while installing or removing these antennas. 43 FR 28932 (June 29, 1978). Part 1402 requires manufacturers, including importers, to provide performance and technical data in the form of warnings and instructions to consumers with these antennas and their supporting structures so that consumers can be made aware of the hazards involved and of safe ways to install or remove these antennas. Part 1402 also requires manufacturers, including importers of CB base station antennas, TV antennas, and antenna supporting structures, to provide to the Commission samples of the labels, warning statements, and instructions that will be provided to the consumer. 16 CFR 1402.4(b).
                </P>
                <P>
                    In 1983, the Commission issued a final rule establishing part 1406, 
                    <E T="03">Coal and Wood Burning Appliances,</E>
                     to address fire hazards associated with inadequate information provided to consumers with these appliances regarding improper installation of appliances, insufficient clearances between the appliances and combustibles, and improper operation of the appliance. 48 FR 21898 (May 16, 1983). Part 1406 requires performance and technical data in the form of warnings and instructions to be furnished to consumers along with 
                    <PRTPAGE P="46266"/>
                    written notice on the appliance regarding the installation and use of coal and wood burning appliances. Part 1406 also requires manufacturers, including importers, of coal and wood burning appliances, to provide to the Commission samples of labels, warning statements, and instructions that will be provided to the consumer along with specified rationales stating how manufactures calculated minimum necessary clearance distances to combustibles. 16 CFR 1406.5.
                </P>
                <P>Parts 1402 and 1406 required manufacturers, including importers, to submit performance and technical data, either for antennas and supporting structures or for coal and wood burning appliances respectively, directly to the Commission to facilitate the agency assessing compliance with those rules. However, since the adoption of parts 1402 and 1406, advances in electronic communications, information availability, and the Commission's existing statutory authorities have substantially changed how the agency obtains information needed to assess compliance. When appropriate, the Commission may obtain labels, warnings, instructions, and other supporting materials directly from manufacturers and importers pursuant to its existing authorities, including section 16(b) of the CPSA, 15 U.S.C. 2065(b). Maintaining a requirement that every manufacturer routinely submit those materials to the Commission is therefore no longer necessary to carry out the purposes of these regulations and imposes unnecessary administrative burdens on regulated entities and the agency alike. Accordingly, the Commission is removing the submission requirements in 16 CFR 1402.4(b) and 1406.5. All substantive requirements in parts 1402 and 1406 requiring the provision of warnings, instructions, and other performance and technical information to consumers remain unchanged.</P>
                <HD SOURCE="HD3">3. Commission Findings for Parts 1401, 1402, and 1406</HD>
                <P>Based on the foregoing, the Commission concludes that part 1401 no longer serves its original purpose because the products to which it applied have been effectively eliminated from commerce through the comprehensive regulatory framework governing chlorofluorocarbons. Accordingly, part 1401 is obsolete and no longer necessary to protect the public from unreasonable risk of injury associated with those products and should be removed from the CFR.</P>
                <P>The Commission further finds that the submission requirements contained in sections 1402.4(b) and 1406.5 are no longer necessary to protect the public from unreasonable risk of injury associated with those products. Those provisions were adopted to facilitate the Commission's review of manufacturer compliance, but advances in information availability and the Commission's existing statutory authorities now provide more efficient means of obtaining the same information when needed. The removal of these Commission submission requirements does not affect the substantive obligations of manufacturers and importers to provide required warnings, instructions, and other performance and technical information to consumers.</P>
                <HD SOURCE="HD1">III. Procedural Matters</HD>
                <HD SOURCE="HD2">A. Direct Final Rule Process</HD>
                <P>
                    The Commission is issuing this rule as a direct final rule. Although the Administrative Procedure Act (APA; 5 U.S.C. 551-559) generally requires agencies to provide notice of a rule and an opportunity for public comment, section 553 of the APA provides an exception when the agency “for good cause finds” that notice and comment are “impracticable, unnecessary, or contrary to the public interest.” 
                    <E T="03">Id.</E>
                     553(b)(B). The Commission has determined that part 1401 and the above-described provisions in parts 1203, 1402, and 1406, no longer serve the public interest because they are obsolete or otherwise unnecessary. Applying the “good cause” standard discussed above, the Commission concludes that prior notice and comment are unnecessary before repealing the rule and rules provisions in this direct final rule.
                </P>
                <P>
                    In Recommendation 2024-6, the Administrative Conference of the United States (ACUS) endorses direct final rulemaking as an appropriate procedure to expedite rules that are noncontroversial and that are not expected to generate significant adverse comments. 
                    <E T="03">See</E>
                     89 FR 106406 (Dec. 30, 2024). ACUS recommends that agencies use the direct final rule process when they act under the “unnecessary” prong of the good cause exemption in 5 U.S.C. 553(b)(B). 89 FR 106406, 106409. Consistent with the ACUS recommendation, the Commission is publishing this rule as a direct final rule, because CPSC does not expect any significant adverse comments.
                </P>
                <P>Unless CPSC receives a significant adverse comment within 30 days of this notification, the rule will become effective on September 21, 2026. In accordance with ACUS's recommendation, the Commission considers a significant adverse comment to be one where the commenter explains why the rule would be inappropriate, “including challenges to the rule's underlying premise or approach,” or where the commenter explains why the rule would be ineffective or unacceptable without change. Id. at 106409. If the Commission receives a significant adverse comment, the Commission will withdraw any portion of this direct final rule related to such a comment. Depending on the comment and other circumstances, the Commission may then incorporate the adverse comment into a subsequent direct final rule or publish a notice of proposed rulemaking, providing an opportunity for public comment.</P>
                <HD SOURCE="HD2">B. Removal of Incorporations by Reference</HD>
                <P>Subpart D in 16 CFR part 1203 contains several standards incorporated by reference approved by the Office of the Federal Register. 16 CFR 1203.53. Because subpart D is being removed from 16 CFR part 1203, CPSC removes the following standards that have been approved for incorporation by reference in subpart D of 16 CFR part 1203:</P>
                <FP SOURCE="FP-1">• ANSI Z90.4-1984</FP>
                <FP SOURCE="FP-1">• ASTM F1447-93</FP>
                <FP SOURCE="FP-1">• ASTM F1447-94</FP>
                <FP SOURCE="FP-1">• ASTM F1446-93</FP>
                <FP SOURCE="FP-1">• ASTM F1446-94</FP>
                <FP SOURCE="FP-1">• CAN/CSA-D113.2-M89</FP>
                <FP SOURCE="FP-1">• Snell B-90</FP>
                <FP SOURCE="FP-1">• Snell B-90S</FP>
                <FP SOURCE="FP-1">• Snell N-94</FP>
                <FP SOURCE="FP-1">• Snell 1995 standard for Protective Headgear for Use with Bicycles B-95</FP>
                <HD SOURCE="HD2">C. Regulatory Flexibility Act</HD>
                <P>The Regulatory Flexibility Act (RFA; 5 U.S.C. 601-612) generally requires agencies to review proposed and final rules for their potential economic impact on small entities, including small businesses, and prepare regulatory flexibility analyses. 5 U.S.C. 603, 604. The RFA applies to any rule that is subject to notice and comment procedures under section 553 of the APA. 5 U.S.C. 601-612. As discussed in section III.A of this preamble regarding the Direct Final Rule Process, the Commission has determined that notice and the opportunity to comment are unnecessary for this rule. Therefore, the RFA does not apply.</P>
                <HD SOURCE="HD2">D. Paperwork Reduction Act</HD>
                <P>
                    This direct final rule contains no collection of information. Therefore, clearance by the Office of Management and Budget under the Paperwork Reduction Act of 1995 (PRA) is not 
                    <PRTPAGE P="46267"/>
                    required. Parts 1401 and 1402 were promulgated before passage of the PRA in 1980 and thus those information collections are not subject to the requirements of the PRA. Regarding part 1406, coal and wood burning appliances (OMB Control number 3041-0040), the agency will assess whether the burden assessment for that rule should be revised in the next scheduled update.
                </P>
                <HD SOURCE="HD2">E. Environmental Considerations</HD>
                <P>The Commission's regulations provide for a categorical exclusion from any requirement to prepare an environmental assessment or an environmental impact statement where they “have little or no potential for affecting the human environment.” 16 CFR 1021.5(c)(2). This rule falls within the categorical exclusion, so no environmental assessment or environmental impact statement is required.</P>
                <HD SOURCE="HD2">F. Congressional Review Act and Executive Order 12866</HD>
                <P>Pursuant to the Congressional Review Act (CRA) and Executive Order (E.O.) 12866, the Office of Management and Budget's Office of Information and Regulatory Affairs has determined that this rule does not qualify as a “major rule,” as defined in 5 U.S.C. 804(2), and is not a significant regulatory action as defined under section 2(f) of E.O. 12866. To comply with the CRA, CPSC will submit the required information to each House of Congress and the Comptroller General.</P>
                <HD SOURCE="HD1">IV. Effective Date</HD>
                <P>
                    Unless the Commission receives a significant adverse comment by August 24, 2026, the rule will become effective on September 21, 2026. In Recommendation 2024-6, ACUS recommends, absent exceptional circumstances for providing a different effective date, the agency should provide that a direct final rule will take effect at least 30 days after the close of the comment period if the agency receives no significant adverse comments. An agency that does not publish a confirmation notice should consider providing an effective date greater than 30 days after the close of the comment period if the agency believes it is necessary to ensure that it has adequate time to withdraw the rule in the event it receives significant adverse comments. 
                    <E T="03">See</E>
                     89 FR 106409. The 60 day effective date for the direct final rule is consistent with ACUS Recommendation 2024-6.
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects</HD>
                    <CFR>
                        <E T="03">16 CFR Part 1203</E>
                    </CFR>
                    <P>Bicycles, Consumer protection, Incorporation by reference, Infants and children, Reporting and recordkeeping requirements.</P>
                    <CFR>
                        <E T="03">16 CFR Part 1401</E>
                    </CFR>
                    <P>Consumer protection, Hazardous materials, Labeling, Packing and containers.</P>
                    <CFR>
                        <E T="03">16 CFR Part 1402</E>
                    </CFR>
                    <P>Consumer protection, Labeling, Radio, Television.</P>
                    <CFR>
                        <E T="03">16 CFR Part 1406</E>
                    </CFR>
                    <P>Consumer protection, Fire prevention, Flammable materials, Household appliances, Reporting and recordkeeping requirements.</P>
                </LSTSUB>
                  
                <P>For the reasons stated in the preamble, the Consumer Product Safety Commission amends 16 CFR as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 1203—SAFETY STANDARD FOR BICYCLE HELMETS</HD>
                </PART>
                <REGTEXT TITLE="16" PART="1203">
                    <AMDPAR>1. The authority citation for part 1203 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority: </HD>
                        <P>15 U.S.C. 2056, 2058, and 6001-6006. Subpart B is also issued under 15 U.S.C. 2063. Subpart C is also issued under 15 U.S.C. 2065.</P>
                    </AUTH>
                </REGTEXT>
                <SUBPART>
                    <HD SOURCE="HED">Subpart D [Removed]</HD>
                </SUBPART>
                <REGTEXT TITLE="16" PART="1203">
                    <AMDPAR>2. Remove subpart D.</AMDPAR>
                </REGTEXT>
                <PART>
                    <HD SOURCE="HED">PART 1401 [REMOVED]</HD>
                </PART>
                <REGTEXT TITLE="16" PART="1401">
                    <AMDPAR>3. Under the authority of 15 U.S.C. 2051, 2076, remove part 1401.</AMDPAR>
                </REGTEXT>
                <PART>
                    <HD SOURCE="HED">PART 1402—CB BASE STATION ANTENNAS, TV ANTENNAS, AND SUPPORTING STRUCTURES</HD>
                </PART>
                <REGTEXT TITLE="16" PART="1402">
                    <AMDPAR>4. The authority citation for part 1402 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority: </HD>
                        <P>15 U.S.C. 2051, 2076.</P>
                    </AUTH>
                </REGTEXT>
                <SECTION>
                    <SECTNO>§ 1402.1 </SECTNO>
                    <SUBJECT>[Amended]</SUBJECT>
                </SECTION>
                <REGTEXT TITLE="16" PART="1402">
                    <AMDPAR>5. Amend § 1402.1 by removing the last sentence of paragraph (a)(2).</AMDPAR>
                </REGTEXT>
                <SECTION>
                    <SECTNO>§ 1402.4 </SECTNO>
                    <SUBJECT>[Amended]</SUBJECT>
                </SECTION>
                <REGTEXT TITLE="16" PART="1402">
                    <AMDPAR>6. Amend § 1402.4 by removing and reserving paragraph (b).</AMDPAR>
                </REGTEXT>
                <PART>
                    <HD SOURCE="HED">PART 1406—COAL AND WOOD BURNING APPLIANCES—NOTIFICATION OF PERFORMANCE AND TECHNICAL DATA</HD>
                </PART>
                <REGTEXT TITLE="16" PART="1406">
                    <AMDPAR>7. The authority citation for part 1406 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority: </HD>
                        <P>15 U.S.C. 2051, 2076.</P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="16" PART="1406">
                    <AMDPAR>8. Amend § 1406.1 by revising paragraph (a) to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 1406.1 </SECTNO>
                        <SUBJECT>Scope, purpose, and effective date.</SUBJECT>
                        <P>
                            (a) 
                            <E T="03">Scope.</E>
                             This part requires manufacturers, including importers, of coal and wood burning appliances, as defined in § 1406.3(a), to provide consumers with a specified notification concerning the installation, operation, and maintenance of the appliances. The notification is intended to provide consumers with technical and performance information related to the safety of the appliances.
                        </P>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
                <SECTION>
                    <SECTNO>§ 1406.2 </SECTNO>
                    <SUBJECT>[Amended]</SUBJECT>
                </SECTION>
                <REGTEXT TITLE="16" PART="1406">
                    <AMDPAR>9. Amend § 1406.2 by removing paragraph (c).</AMDPAR>
                </REGTEXT>
                <SECTION>
                    <SECTNO>§ 1406.5 </SECTNO>
                    <SUBJECT>[Removed]</SUBJECT>
                </SECTION>
                <REGTEXT TITLE="16" PART="1406">
                    <AMDPAR>10. Remove § 1406.5.</AMDPAR>
                </REGTEXT>
                <SIG>
                    <NAME>Alberta E. Mills,</NAME>
                    <TITLE>Secretary, Consumer Product Safety Commission.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14934 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6355-01-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <CFR>18 CFR Part 380</CFR>
                <DEPDOC>[Docket No. RM26-7-000]</DEPDOC>
                <RIN>RIN 1902-AG50</RIN>
                <SUBJECT>Categorical Exclusion Under the National Environmental Policy Act for Certain Terminations or Revocations of Water Power Licenses or Exemptions</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Energy Regulatory Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Federal Energy Regulatory Commission amends its regulations implementing the National Environmental Policy Act (NEPA) to expand an existing Categorical Exclusion (CE) to include “terminations or revocations of water power licenses and exemptions that will result in minor or no ground disturbing activity and minor or no changes in reservoir conditions and downstream flows.”</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This rule is effective August 24, 2026.</P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P/>
                    <FP SOURCE="FP-1">
                        CarLisa Linton (Technical Information) Office of Energy Projects, Federal Energy Regulatory Commission, 888 First Street NE, Washington, DC 20426, (202) 502-8416, 
                        <E T="03">CarLisa.Linton@ferc.gov.</E>
                        <PRTPAGE P="46268"/>
                    </FP>
                    <FP SOURCE="FP-1">
                        Thomas Chandler (Legal Information), Office of the General Counsel, Federal Energy Regulatory Commission, 888 First Street NE, Washington, DC 20426, (202) 502-6699, 
                        <E T="03">Thomas.Chandler@ferc.gov.</E>
                    </FP>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    1. Section 380.4 of the Federal Energy Regulatory Commission's (Commission) regulations implementing the National Environmental Policy Act (NEPA), 42 U.S.C. 4321 
                    <E T="03">et seq.,</E>
                     identifies categories of actions or projects for which generally neither an Environmental Assessment nor an Environmental Impact Statement will be prepared (Categorical Exclusions or CE).
                    <SU>1</SU>
                    <FTREF/>
                     In this final rule, the Commission amends the existing Categorical Exclusion at section 380.4(a)(13) to add a category of actions for “Terminations or revocations of water power licenses and exemptions that will result in minor or no ground disturbing activity and minor or no changes in reservoir conditions and downstream flows.”
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         18 CFR 380.4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Background</HD>
                <HD SOURCE="HD2">A. Categorical Exclusions Under NEPA</HD>
                <P>
                    2. NEPA requires federal agencies to consider the environmental effects of their proposed actions in their decision-making process and to inform and engage the public in that process. For a proposed major federal action with a reasonably foreseeable significant effect on the quality of the human environment, the responsible federal agency shall issue an Environmental Impact Statement (EIS).
                    <SU>2</SU>
                    <FTREF/>
                     For a proposed major federal action with an unknown or lesser effect, the agency shall issue a more concise Environmental Assessment (EA) unless the agency finds that the proposed action is covered by a Categorical Exclusion or is exempt from NEPA review under another law.
                    <SU>3</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         42 U.S.C. 4336(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">Id.</E>
                         4336(a)(2), (b)(2).
                    </P>
                </FTNT>
                <P>
                    3. A CE describes “a category of actions that a Federal agency has determined normally does not significantly affect the quality of the human environment.” 
                    <SU>4</SU>
                    <FTREF/>
                     Applying a CE allows an agency to satisfy NEPA's requirements more efficiently by reducing the resources spent analyzing proposals that normally do not have significant environmental effects. Agencies may establish a new CE if they have reliable data and resources, such as previous EAs, to determine that the category of actions does not normally result in significant effects.
                    <SU>5</SU>
                    <FTREF/>
                     The Council on Environmental Quality interprets “normally” in this context to mean considerably more often than not.
                    <SU>6</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">Id.</E>
                         4336e(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         Council on Environmental Quality, 
                        <E T="03">Establishing, Adopting, and Applying Categorical Exclusions under the National Environmental Policy Act</E>
                         at 3-4 (Apr. 9, 2026), 
                        <E T="03">https://ceq.doe.gov/docs/ceq-regulations-and-guidance/Categorical-Exclusion-Guidance-2026.pdf</E>
                         (CEQ 2026 Categorical Exclusion Guidance).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">Id.</E>
                         at 3.
                    </P>
                </FTNT>
                <P>
                    4. In deciding whether a specific proposed action is excluded from case-specific NEPA review under a CE, the Commission and its staff independently evaluate environmental information supplied by an applicant or project sponsor, by Commission staff inspections or research, by other federal agencies, and by commenting stakeholders, to determine whether circumstances indicate that a proposed action, although it meets the description of a CE, may be a major Federal action significantly affecting the quality of the human environment.
                    <SU>7</SU>
                    <FTREF/>
                     A list of such circumstances, often referred to as “extraordinary circumstances,” is set out in the Commission's regulations at 18 CFR 380.4(b)(2).
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         18 CFR 380.4(b)(1).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Categorical Exclusions and Hydropower Licensing</HD>
                <P>
                    5. Part I of the Federal Power Act (FPA) 
                    <SU>8</SU>
                    <FTREF/>
                     establishes Commission jurisdiction over non-federal hydropower projects throughout the United States. The FPA makes it unlawful for any person, State, or municipality to build and operate a hydropower project subject to the Commission's jurisdiction unless they obtain a license 
                    <SU>9</SU>
                    <FTREF/>
                     from the Commission.
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         16 U.S.C. 791a-823g.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         Congress also empowered the Commission to exempt certain hydropower projects from various provisions of Part I of the FPA, but such projects remain subject to mandatory terms and conditions set by federal and state fish and wildlife agencies and by the Commission. Given that there are no distinctions between licenses and exemptions relevant to this proceeding, we will refer herein to “licenses” as including exemptions and “licensees” as including exemptees.
                    </P>
                </FTNT>
                <P>
                    6. A license may be ended by licensee-initiated surrender 
                    <SU>10</SU>
                    <FTREF/>
                     or by Commission-initiated termination for failure to commence construction,
                    <SU>11</SU>
                    <FTREF/>
                     termination by implied surrender,
                    <SU>12</SU>
                    <FTREF/>
                     or revocation.
                    <SU>13</SU>
                    <FTREF/>
                     The Commission's authority over the decommissioning of a project extends to determining whether project works 
                    <SU>14</SU>
                    <FTREF/>
                     should be removed and the extent of site restoration.
                    <SU>15</SU>
                    <FTREF/>
                     Of the four types of license-ending actions above, the Commission's existing regulations only specifically address the level of NEPA review for licensee-initiated surrenders. Section 380.5 of the Commission's regulations implementing NEPA states that an EA will normally be prepared first for “[s]urrender of water power licenses and exemptions where project works exist or ground disturbing activity has occurred . . . .” 
                    <SU>16</SU>
                    <FTREF/>
                     Under the existing CE at section 380.4(a)(13), no EA or EIS will be prepared for the “surrender of water power licenses and exemptions where no project works exist or ground disturbing activity has occurred.” 
                    <SU>17</SU>
                    <FTREF/>
                     The Commission's order either approving or denying the licensee's surrender indicates how the Commission complied with NEPA. The surrender becomes effective after the licensee fulfills any conditions for disposing of project works and restoring project lands that may be required by the Commission.
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         18 CFR 6.1, 6.2 (surrender of license), 4.95 (surrender of exemption), 4.102 (surrender of exemption). A licensee may request surrender for a variety of reasons, for example if the licensee determines that the project is no longer economical or if natural disasters have damaged or destroyed project facilities. 
                        <E T="03">See</E>
                         FPA § 6, 16 U.S.C. 799 (“Licenses . . . may be altered or surrendered only upon mutual agreement between the licensee and the Commission after thirty days' public notice.”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">Id.</E>
                         6.3 (licenses), 4.94(c), 4.106(c) (exemptions).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">Id.</E>
                         6.4 (licenses), 4.94(a), 4.106(a) (exemptions).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         16 U.S.C. 823b(b) (licenses and exemptions).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         “Project works” are the physical structures of a project. 16 U.S.C. 796(12).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         
                        <E T="03">Project Decommissioning at Relicensing,</E>
                         60 FR 339, 340 (Jan. 4, 1995), FERC Stats. &amp; Regs. ¶ 31,011 (1994) (cross-referenced at 69 FERC ¶ 61,336 (1994) (Decommissioning Policy Statement).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         18 CFR 380.5(b)(13).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         
                        <E T="03">Id.</E>
                         380.4(a)(13).
                    </P>
                </FTNT>
                <P>7. License termination or revocation may occur in the following circumstances:</P>
                <P>
                    ☐ Termination for Failure to Commence Construction: Commission-initiated termination after notice if the licensee fails to commence actual construction of the project works within the time prescribed by the Commission.
                    <SU>18</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         16 U.S.C. 806; 18 CFR 4.94(c), 4.106(c), 6.3; 
                        <E T="03">see also id.</E>
                         375.308(e), (f) (delegating limited authority to the Director of the Office of Energy Projects to terminate licenses or revoke exemptions for failure to construct).
                    </P>
                </FTNT>
                <P>
                    ☐ Termination by Implied Surrender: Commission-initiated termination after notice when a licensee or exemptee, by action or inaction, has indicated its intent to abandon the project but has not filed a surrender application or has failed for several years to operate or maintain the project with no indication of doing so in the reasonably foreseeable future.
                    <SU>19</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         18 CFR 6.4, 
                        <E T="03">see, e.g.,</E>
                         FERC, 
                        <E T="03">Standard License Article 30, Form L-1</E>
                         (1975) (describing the triggers, process, and liabilities for implied surrender), 
                        <E T="03">https://www.ferc.gov/industries-data/hydropower/administration-and-compliance/standard-l-e-p-form-articles;</E>
                         18 CFR 6.4 (same).
                    </P>
                </FTNT>
                <PRTPAGE P="46269"/>
                <P>
                    ☐ Revocation: Commission-initiated revocation under FPA § 31 when the licensee has knowingly violated a compliance order from the Commission despite having been given a reasonable time to comply.
                    <SU>20</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         16 U.S.C. 823b(b).
                    </P>
                </FTNT>
                <P>The Commission's existing regulations do not specifically address the level of NEPA review for the above types of terminations or revocations.</P>
                <P>
                    8. The potential environmental effects vary for each proposed action based on the disposition of project works as part of decommissioning. Termination for failure to commence construction results in no environmental effects because the licensee has not yet altered the project site. Both termination by implied surrender and revocation typically leave project facilities in place without further licensee action that would alter the conditions of the project or affect the surrounding environment. Following termination or revocation, the project is removed from the Commission's FPA jurisdiction but remains subject to applicable federal, state, and local laws, including state regulatory programs for dam safety.
                    <SU>21</SU>
                    <FTREF/>
                     When evaluating a project for termination by implied surrender or for revocation, Commission staff reviews the project compliance history, including dam safety inspection reports and compliance with the recommendations in them, to determine current conditions at the site, and coordinates with the appropriate state or local dam safety authorities. The Commission cannot conduct post-action monitoring because it lacks jurisdiction following termination or revocation.
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         
                        <E T="03">E.g., Leonard Lundgren,</E>
                         10 FERC ¶ 61,270, at 61,524 (1980) (explaining that after termination of the license for a project on National Forest land, the project owner's continued use of the project dam and facilities for irrigation, without generating electricity, would be subject to the supervision of the U.S. Forest Service under a permit for continued occupancy of national forest lands by part of the project); 
                        <E T="03">Pub. Util. Dist. No. 1 of Okanogan Cnty., Wash.,</E>
                         169 FERC ¶ 61,215, at P 19 (2019) (explaining that Commission staff had coordinated with the Washington State Department of Ecology, Dam Safety Division, before terminating a license for failing to construct new facilities at the existing Enloe Dam).
                    </P>
                </FTNT>
                <P>9. Commission experience has shown that few or no environmental effects result from terminations by implied surrender or from revocations of water power licenses and exemptions with minor or no ground disturbing activity and minor or no changes in reservoir conditions and downstream flows. The Commission is therefore adding this category of actions to the existing CE at section 380.4(a)(13). The changes to section 380.4(a)(13) make a CE available for certain future terminations and revocations as a form of review that may be used to comply with NEPA, providing more efficient oversight of hydropower projects and more efficient use of Commission resources.</P>
                <HD SOURCE="HD2">C. Substantiation and Notice of Proposed Rulemaking</HD>
                <P>
                    10. Commission staff prepared a Draft Substantiation Record based on EAs for all implied surrender terminations and revocations since 1978.
                    <SU>22</SU>
                    <FTREF/>
                     The Commission has never found a potentially significant effect from a termination or revocation such that an EIS was required.
                </P>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         The Draft Substantiation Record is discussed in more detail in the Notice of Proposed Rulemaking. 
                        <E T="03">Categorical Exclusion under the Nat'l Env't Pol'y Act for Certain Terminations or Revocations of Water Power Licenses &amp; Exemptions,</E>
                         91 FR 8799, 8801 (Feb. 24, 2026), 194 FERC ¶ 61,127 at PP 10-15 (2026).
                    </P>
                </FTNT>
                <P>11. Commission staff prepared an EA in thirteen previous implied surrender termination or revocation proceedings. The EAs evaluated effects on geology and soils, water quality and quantity, aquatic resources, terrestrial resources, recreation, land use, aesthetics, cultural resources, air quality, and threatened and endangered species, as relevant to each proceeding.</P>
                <P>
                    12. Six of the EAs recommended termination or revocation without further requirements on the licensee.
                    <SU>23</SU>
                    <FTREF/>
                     These EAs determined that the proposed actions would result in no changes to existing project facilities, no ground-disturbing activity, and no addition or change to the existing passive effect of the project works on the reservoir, flows, and environmental resources at the projects. Accordingly, these EAs found no potential effects on any environmental resource area.
                </P>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         See the discussion in the Substantiation Record of the Whittelsey Dam Hydroelectric Project No. 10522-024; Gilman Stream Hydroelectric Project No. 7473-013; Hammeken's Powerhouse Canal Project No. 9647-003; Blackstone Mill Hydroelectric Project No. 11426-003; Appleton Trust Project No. 9300-018; and Lowell Atlantic Hydroelectric Project No. 5946-007.
                    </P>
                </FTNT>
                <P>
                    13. The other seven EAs evaluated terminations and revocations with further actions to be conducted by the licensee, as required by the Commission's dam safety oversight program or by another federal agency, to stabilize, repair, or remove project works.
                    <SU>24</SU>
                    <FTREF/>
                     Although the EAs identified more potential effects than in the cases requiring no further action by the licensee, they uniformly concluded that the terminations and revocations would not significantly affect the quality of the human environment.
                    <SU>25</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         See the discussion in the Substantiation Record of the Upper Watertown Dam Project No. 9974-040, -048; Star Milling and Electric Minor Water Power Project No. 11291-023; Bannister Mill Project No. 8656-007; 29-Mile Creek Project No. 7931-021; Slaughterhouse Gulch Project No. 6375-006; Tyrone Project No. 6624-009; and Mechanicville Hydroelectric Project No. 6032-041.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         Commission staff identified the implied surrender termination for the Mechanicville Hydroelectric Project No. 6032-041 as an outlier. 
                        <E T="03">Niagara Mohawk Power Corp.,</E>
                         98 FERC ¶ 61,227 (2002) (including EA). The EA evaluated termination with a requirement for the licensee to repair and stabilize the dam and powerhouse. The EA concluded that the activities could reintroduce polychlorinated biphenyl (PCB) pollution from the riverbed into the water column. 
                        <E T="03">Id.</E>
                         EA at G.2. This potential for more than a minor change to reservoir conditions and downstream flows would have placed the termination outside the scope of the proposed CE.
                    </P>
                </FTNT>
                <P>14. These examples informed the proposed CE. Consistent with the previous EAs, discussed in detail in the Substantiation Record, the Commission finds that “terminations or revocations of water power licenses that will result in minor or no ground disturbing activity and minor or no changes in reservoir conditions and downstream flows” normally do not significantly affect the quality of the human environment, absent extraordinary circumstances.</P>
                <P>
                    15. On February 24, 2026, the Commission and its staff issued a Notice of Proposed Rulemaking (NOPR) 
                    <SU>26</SU>
                    <FTREF/>
                     and the Draft Substantiation Record for public review and comment. The Commission proposed to separate the clauses in the existing CE in section 380.4(a)(13) and add a clause for terminations and revocations of water power licenses and exemptions. The existing regulation states:
                </P>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         
                        <E T="03">Categorical Exclusion under the Nat'l Env't Pol'y Act for Certain Terminations or Revocations of Water Power Licenses &amp; Exemptions,</E>
                         91 FR 8799, 194 FERC ¶ 61,127.
                    </P>
                </FTNT>
                <EXTRACT>
                    <P>
                        (a) 
                        <E T="03">General rule.</E>
                         Except as stated in paragraph (b) of this section, neither an environmental assessment nor an environmental impact statement will be prepared for the following projects or actions:
                    </P>
                    <STARS/>
                    <P>(13) Surrender and amendment of preliminary permits, and surrender of water power licenses and exemptions where no project works exist or ground disturbing activity has occurred and amendments to water power licenses and exemptions that do not require ground disturbing activity or changes to project works or operation;</P>
                    <STARS/>
                </EXTRACT>
                <P>The proposed revision to 18 CFR 380.4(a)(13) states:</P>
                <EXTRACT>
                    <P>(13) Certain amendments, surrenders, terminations, and revocations of preliminary permits and water power licenses and exemptions:</P>
                    <P>(i) Amendments or surrenders of preliminary permits;</P>
                    <P>
                        (ii) Amendments to water power licenses and exemptions that do not require ground 
                        <PRTPAGE P="46270"/>
                        disturbing activity or changes to project works or operation;
                    </P>
                    <P>(iii) Surrenders of water power licenses and exemptions where no project works exist or ground disturbing activity has occurred; or</P>
                    <P>(iv) Terminations or revocations of water power licenses and exemptions that will result in minor or no ground disturbing activity and minor or no changes in reservoir conditions and downstream flows;</P>
                </EXTRACT>
                <P>
                    16. The Commission received seven comments on the NOPR from individuals and organizations opposing one or more aspects of the proposed change to section 380.4(a)(13).
                    <SU>27</SU>
                    <FTREF/>
                     The Commission received two comments from entities in the hydropower industry supporting the proposed change.
                    <SU>28</SU>
                    <FTREF/>
                     We have considered these comments in developing this final rule.
                </P>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         Commenters that oppose the NOPR include: Addison Lee; American Whitewater and the California Sportfishing Protection Alliance; the Hydropower Reform Coalition; Madeline Stewart; the Michigan Department of Natural Resources (Michigan DNR); The Nature Conservancy; and New York Rivers United.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         Commenters that support the NOPR include Patriot Hydro LLC and American Dams.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">II. Discussion</HD>
                <P>
                    17. The purpose and effect of the revised CE is to better enable the Commission to prioritize its resources for the different levels of NEPA review.
                    <SU>29</SU>
                    <FTREF/>
                     The addition to the CE addresses only whether an EA or EIS is required for the category of actions described as “terminations or revocations of water power licenses and exemptions that will result in minor or no ground disturbing activity and minor or no changes in reservoir conditions and downstream flows.” The expanded CE does not affect the Commission's responsibilities or requirements under the FPA, the Clean Water Act (CWA), the Endangered Species Act (ESA), or other applicable statutes. The Commission's authority to consider and protect the various public interests that might be implicated by termination or revocation remains.
                    <SU>30</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         
                        <E T="03">See</E>
                         42 U.S.C. 4336.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>30</SU>
                         
                        <E T="03">Cf.</E>
                         Decommissioning Policy Statement, 60 FR at 344 (addressing the Commission's role in decommissioning when a license is surrendered).
                    </P>
                </FTNT>
                <P>
                    18. NEPA itself does not dictate how an agency should substantiate and establish a CE, but CEQ's 2026 guidance on categorical exclusions provides helpful information. For purposes of expanding a CE in this rulemaking, two questions are most relevant. First, has the Commission developed a written record of reliable data and resources to substantiate its determination that the category of actions normally does not significantly affect the quality of the human environment? 
                    <SU>31</SU>
                    <FTREF/>
                     Second, is the text of the CE unambiguous and written in plain language allowing Commission staff, project sponsors, and the public to clearly understand the category of actions that it covers, including clear descriptions of any limitations upon its use or scope? 
                    <SU>32</SU>
                    <FTREF/>
                     We respond to comments on the NOPR within this framework.
                </P>
                <FTNT>
                    <P>
                        <SU>31</SU>
                         CEQ 2026 Categorical Exclusion Guidance at 3-4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>32</SU>
                         
                        <E T="03">Id.</E>
                         at 2-3.
                    </P>
                </FTNT>
                <HD SOURCE="HD2">A. Substantiation for Limited Terminations and Revocations of Licenses</HD>
                <P>
                    19. Several commenters claim that the analysis and conclusions in the Substantiation Record underestimate the potential environmental impact of terminations and revocations of water power licenses to be covered by the expanded CE.
                    <SU>33</SU>
                    <FTREF/>
                     American Whitewater states that the Commission improperly assumes that the environmental baseline is the environment as it exists with the currently licensed facilities and operations rather than the environment as it existed before the project was constructed.
                    <SU>34</SU>
                    <FTREF/>
                     American Whitewater states that the court rejected this interpretation in 
                    <E T="03">American Rivers</E>
                     v. 
                    <E T="03">FERC.</E>
                    <SU>35</SU>
                    <FTREF/>
                     Focusing on revocations for noncompliance, Michigan DNR states that the sum of impacts of past noncompliance at those projects was never evaluated under the FPA.
                    <SU>36</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>33</SU>
                         
                        <E T="03">E.g.,</E>
                         American Whitewater Comment at 3-4, Michigan DNR Comment at 1, Hydropower Reform Coalition Comment at 1, New York Rivers United Comment at 1.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>34</SU>
                         American Whitewater Comments at 3-4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>35</SU>
                         
                        <E T="03">Id.</E>
                         at 3-4 (citing 
                        <E T="03">Am. Rivers</E>
                         v. 
                        <E T="03">FERC,</E>
                         895 F.3d 32, 54-55 (D.C. Cir. 2018)).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>36</SU>
                         Michigan DNR Comments at 1.
                    </P>
                </FTNT>
                <P>
                    20. We disagree. The Commission's past EAs are an appropriate source of reliable data for our determination about the potential impact of the terminations and revocations covered by the expanded CE.
                    <SU>37</SU>
                    <FTREF/>
                     All past EAs satisfied the then-effective requirements under NEPA and NEPA-implementing regulations previously promulgated by the Commission and by the Council on Environmental Quality. It has long been the Commission's practice to use existing project conditions as a baseline for NEPA analysis.
                    <SU>38</SU>
                    <FTREF/>
                     Under both the FPA and NEPA, courts have held that the appropriate environmental baseline for evaluating potential impacts of a proposed action at an existing dam is the existing conditions at the project.
                    <SU>39</SU>
                    <FTREF/>
                     Moreover, the D.C. Circuit's January 2025 decision in 
                    <E T="03">American Whitewater</E>
                     v. 
                    <E T="03">FERC</E>
                     
                    <SU>40</SU>
                    <FTREF/>
                     affirmed the Commission's use of existing conditions when examining an application to surrender a license where dam removal was a concern for commenters.
                    <SU>41</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>37</SU>
                         CEQ 2026 Categorical Exclusion Guidance at 4 (describing the common method of considering previous NEPA evaluations).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>38</SU>
                         
                        <E T="03">See, e.g.,</E>
                          
                        <E T="03">Brookfield White Pine Hydro LLC,</E>
                         182 FERC ¶ 61,099, at P 21 (2023). 
                        <E T="03">See also Marin Audubon Soc'y</E>
                         v. 
                        <E T="03">Fed. Aviation Admin.,</E>
                         121 F.4th 902, 917 (D.C. Cir. 2024) (citing 
                        <E T="03">Conservation Law Found.</E>
                         v. 
                        <E T="03">FERC,</E>
                         216 F.3d 41 (D.C. Cir. 2000) (treating existing conditions at the dam as the baseline “no action” option did not violate the Commission's duty of protecting, mitigating damage to, and enhancing fish and wildlife)).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>39</SU>
                         
                        <E T="03">See Conservation Law Found.,</E>
                         216 F.3d at 46; 
                        <E T="03">Am. Rivers</E>
                         v. 
                        <E T="03">FERC,</E>
                         201 F.3d 1186, 1195-98 (9th Cir. 2000). 
                        <E T="03">See also City of Tacoma, Wash.,</E>
                         71 FERC ¶ 61,381,  at 62,492 (1995) (“[U]se of existing conditions as the starting point for analysis is reasonable, . . . is not precluded by either the language or legislative history of the FPA, . . . [and] does not preclude us from considering, in appropriate cases, available information concerning resources affected by a project. . . .”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>40</SU>
                         125 F.4th 1139, 1149 (D.C. Cir. 2025).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>41</SU>
                         
                        <E T="03">See id.</E>
                         at 1149.
                    </P>
                </FTNT>
                <P>
                    21. The Commission's approach is consistent with the D.C. Circuit's 2018 
                    <E T="03">American Rivers</E>
                     decision, which addressed a Commission order renewing a hydropower license. In that case, the court focused primarily on a failure by the U.S. Fish and Wildlife Service to incorporate degraded baseline conditions into its jeopardy analysis for species and habitats designated for protection under the ESA that could be affected by the proposed relicensing of several hydroelectric projects on Alabama's Coosa River.
                    <SU>42</SU>
                    <FTREF/>
                     Given that the Commission's analysis of cumulative effects under NEPA had relied upon content from the deficient Biological Opinion, the court concluded that the Fish and Wildlife Service's flawed baseline “fatally infected” the Commission's cumulative effects analysis.
                    <SU>43</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>42</SU>
                         895 F.3d at 44-49.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>43</SU>
                         
                        <E T="03">Id.</E>
                         at 55. We note that the CEQ regulations defining and requiring consideration of “cumulative effects” under NEPA have since been rescinded. 
                        <E T="03">See Removal of Nat'l Env't Pol'y Act Implementing Reguls.,</E>
                         91 FR 618 (Jan. 8, 2026).
                    </P>
                </FTNT>
                <P>
                    22. American Whitewater does not identify any flaws in the previous EAs from the Substantiation Record, whether with regard to their consideration of “cumulative” effects or otherwise. In every example—even where the Commission analyzed requirements for further action by the licensee to stabilize, repair, or remove project works—the EA concluded that the proposed termination or revocation would not result in a significant effect on the quality of the human environment.
                    <SU>44</SU>
                    <FTREF/>
                     That extensive and consistent record, with which American Whitewater identifies no flaws, substantiates our conclusion that the category of actions covered by the 
                    <PRTPAGE P="46271"/>
                    revised CE “normally does not significantly affect the quality of the human environment within the meaning of [NEPA].” 
                    <SU>45</SU>
                    <FTREF/>
                     The D.C. Circuit's decision in 
                    <E T="03">American Rivers,</E>
                     which identified case-specific flaws in an unrelated NEPA analysis for a different type of Commission action (granting a license), is not pertinent to that dispositive determination.
                </P>
                <FTNT>
                    <P>
                        <SU>44</SU>
                         
                        <E T="03">E.g.,</E>
                         Final Substantiation Record at 4-5.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>45</SU>
                         42 U.S.C. 4336e(1).
                    </P>
                </FTNT>
                <P>
                    23. Regarding revocations for noncompliance, “the sum of impacts of noncompliance at those projects,” noted by Michigan DNR, does inform the Commission's decisions under the FPA whether to revoke such licenses and how to approach decommissioning. But a licensee's past failure to comply with the requirements of its license does not independently trigger NEPA review.
                    <SU>46</SU>
                    <FTREF/>
                     We understand Michigan DNR to be concerned primarily with a licensee's noncompliance through failing to maintain a dam. In proceedings both for licensee-initiated surrender and Commission-initiated termination or revocation, the Commission considers present and future dam safety. Moreover, the previous EAs in the Substantiation Record accounted for the present impacts of past actions as reflected in existing conditions at the projects, and they concluded that the proposed terminations or revocations would not result in a significant effect on the quality of the human environment. Given that record, the CE amendment we are adopting is proper.
                </P>
                <FTNT>
                    <P>
                        <SU>46</SU>
                         In the context of private action, the test for a “major federal action” triggering NEPA is “whether federal approval is the prerequisite to the action taken by the private actors and whether the federal agency possesses some form of authority over the outcome.” 
                        <E T="03">E.g., Mayaguezanos por la Salud y el Ambiente</E>
                         v. 
                        <E T="03">U.S.,</E>
                         198 F.3d 297, 302 (1st Cir. 1999). The Commission does not approve a licensee's noncompliance with a license; there is no federal action to trigger NEPA. By contrast, the Commission's approval of a variance from a license can trigger NEPA. 
                        <E T="03">E.g., Pac. Gas &amp; Elec. Co.,</E>
                         195 FERC ¶ 62,085 (2026) (variance from minimum flow requirements evaluated in an EA). Also, where the Commission requires remediation after a noncompliance event, such as an emergency, this can be a major federal action triggering NEPA. 
                        <E T="03">E.g., Cal. Dep't of Water Res.,</E>
                         182 FERC ¶ 61,082 (2024) (remediation for spillway failure evaluated in an EA).
                    </P>
                </FTNT>
                <P>
                    24. Regarding present and future impacts, Michigan DNR states that because existing license conditions dictate impoundment levels and flow releases, measures for management of aquatic and terrestrial habitat, and recreation amenities, the termination or revocation of a license can directly impact species and habitats and public recreation.
                    <SU>47</SU>
                    <FTREF/>
                     The Hydropower Reform Coalition and Michigan DNR state that the Commission improperly evaluates only the impacts of license termination, 
                    <E T="03">i.e.,</E>
                     only the project's existing environmental impacts, without assessing the reasonably foreseeable impacts of noncompliance with license terms, failure to act when required, leaving facilities in place, and the deterioration of abandoned or neglected projects.
                    <SU>48</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>47</SU>
                         Michigan DNR Comments at 1.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>48</SU>
                         Hydropower Reform Coalition at 1; Michigan DNR Comments at 2-3.
                    </P>
                </FTNT>
                <P>
                    25. The Hydropower Reform Coalition states that the Commission improperly assumes that license termination has no environmental effect despite the reality that the continued presence of an unmitigated dam can have impacts comparable to or greater than an operating project.
                    <SU>49</SU>
                    <FTREF/>
                     New York Rivers United notes that debris accumulation within project facilities can alter hydraulic conditions, create localized pressure loads, and affect the stability or performance of project works, regardless of whether the project is generating electricity, and may present environmental or safety considerations even where the termination itself does not involve immediate ground disturbance or operational changes.
                    <SU>50</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>49</SU>
                         Hydropower Reform Coalition Comments at 2.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>50</SU>
                         New York Rivers United at 1-2.
                    </P>
                </FTNT>
                <P>26. As explained above, and documented in the Substantiation Record, the Commission's NEPA review considers the reasonably foreseeable effects of the Commission's action to terminate or revoke the license. Terminating or revoking the license does not itself authorize or require any action that could result in an environmental impact. Project decommissioning with only minor ground disturbance and minor changes to reservoir conditions or downstream flows results in minimal changes and correspondingly minimal impacts, and the previous EAs identified in the Substantiation Record appropriately analyzed those terminations and revocations as narrow actions with narrow potential impacts. The Substantiation Record indicates that the terminations and revocations do not normally result in significant effects. Michigan DNR's concerns would be addressed by Commission staff's dual screening to determine (a) whether a license termination or revocation, including any requirements for decommissioning, would result in more than minor ground disturbance or more than minor changes in reservoir conditions or downstream flows; and (b) whether any Extraordinary Circumstance is present and demonstrates that the termination or revocation might be a major federal action significantly affecting the quality of the human environment. Where the Commission's proposed action exceeds these thresholds, Commission staff will prepare an EA or EIS.</P>
                <P>
                    27. We also acknowledge that the continued presence of project works left in place, especially a dam, can impact environmental resources, public safety, and other aspects of the public interest, in particular if the project works degrade over time. However, commenters mischaracterize the Commission's previous NEPA analyses. Seven of the thirteen previous EAs for terminations and revocations acknowledged and evaluated the need for further action by the licensee to stabilize, repair, or remove project works.
                    <SU>51</SU>
                    <FTREF/>
                     For example, the previous EAs for the termination of the licenses for the Star Milling and Electric Minor Water Power Project and the Mechanicville Hydroelectric Project evaluated the condition of existing project works, the impacts of leaving them in place, and the measures to address their deterioration.
                    <SU>52</SU>
                    <FTREF/>
                     Although the seven EAs identified greater potential effects than in the cases requiring no further action by the licensee, the EAs uniformly concluded that the terminations and revocations would not significantly affect the quality of the human environment.
                    <SU>53</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>51</SU>
                         Final Substantiation Record at 5, 19-29.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>52</SU>
                         
                        <E T="03">Id.</E>
                         at 19-21, 26-29.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>53</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    28. The Commission has authority to ensure that a project is decommissioned in a manner that is consistent with the public interest.
                    <SU>54</SU>
                    <FTREF/>
                     There are myriad considerations involved in determining what form decommissioning will take, from a minimum of disabling generation to a maximum of removing project works and restoring the site to pre-project conditions.
                    <SU>55</SU>
                    <FTREF/>
                     The Commission will continue to evaluate both the existing condition of project works and possible deterioration, even if the CE applies, as part of the Commission's decision whether to terminate or revoke a license and how to decommission the project. The comments do not call into question the previous EAs as support for the Commission's determination that terminations or revocations, even with requirements to stabilize, repair, or remove project works, can be categorically excluded from the preparation of a case-specific NEPA document if there will be, at most, minor ground disturbance or minor changes in reservoir conditions and 
                    <PRTPAGE P="46272"/>
                    downstream flows. The Substantiation Record supports the Commission's determination that these terminations and revocations are a category of actions that normally do not significantly impact the human environment.
                </P>
                <FTNT>
                    <P>
                        <SU>54</SU>
                         Decommissioning Policy Statement, 60 FR at 340.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>55</SU>
                         
                        <E T="03">Id.</E>
                         at 340, 344.
                    </P>
                </FTNT>
                <P>
                    29. New York Rivers United states that the Commission should ensure that its regulations preserve the ability to conduct site-specific environmental review where factors like the physical condition of project works, long periods of operational inactivity, dam safety conditions, property rights and land ownership, deferred maintenance, or changes in river management present broader public interest concerns.
                    <SU>56</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>56</SU>
                         New York Rivers United Comments at 1-2.
                    </P>
                </FTNT>
                <P>
                    30. The expanded CE does not alter the Commission's flexibility to consider the unique circumstances of each case. The Commission's existing regulation at section 380.4(b) explains that the Commission and its staff will independently evaluate environmental information from the project sponsor and from the public to determine whether circumstances indicate that an action may be a major Federal action significantly affecting the quality of the human environment. Where this is the case, the Commission will prepare an appropriate environmental document.
                    <SU>57</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>57</SU>
                         18 CFR 380.4(b)(1).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Applying “Minor”</HD>
                <P>
                    31. Commenters Addison Lee and Madeline Stewart express concern that if the Commission does not specifically define the word “minor” in the language limiting the CE to terminations or revocations of water power licenses and exemptions “that will result in 
                    <E T="03">minor</E>
                     or no ground disturbing activity and 
                    <E T="03">minor</E>
                     or no changes in reservoir conditions and downstream flows,” then the Commission will hold too much discretion in how it interprets and applies the CE in the future, and it might apply the CE where it should not be applied.
                    <SU>58</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>58</SU>
                         Addison Lee March 13, 2026 Comments at 1; Madeline Stewart March 23, 2026 Comments 1.
                    </P>
                </FTNT>
                <P>
                    32. Words such as “minor” are not susceptible of an exact definition, and it is appropriate for the Commission to use and apply such terms on a case-by-case basis.
                    <SU>59</SU>
                    <FTREF/>
                     The use of such terms in a regulatory context is ubiquitous,
                    <SU>60</SU>
                    <FTREF/>
                     including in the Commission's other CEs,
                    <SU>61</SU>
                    <FTREF/>
                     and has not led to overbroad or otherwise improper application of those CEs. The text of the expanded CE, as well as the historical examples in the Substantiation Record, will provide agency staff, project sponsors, and the public a sufficient basis to understand the category of actions it covers.
                </P>
                <FTNT>
                    <P>
                        <SU>59</SU>
                         
                        <E T="03">Cf. Morgan Stanley Cap. Grp. Inc.</E>
                         v. 
                        <E T="03">Pub. Util. Dist. No. 1 of Snohomish Cnty, Wash.,</E>
                         554 U.S. 527, 532 (2008) (explaining that the FPA's requirement that electricity rates be “just and reasonable” is “obviously incapable of precise judicial definition” and that the court affords “great deference” to the Commission's case-specific rate decisions, which are “not bound to any one ratemaking formula.” (internal citations omitted)).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>60</SU>
                         Approximately 100 CEs across all federal agencies use the word “minor.” Categorical Exclusion Explorer, 
                        <E T="03">https://ce.permitting.innovation.gov/</E>
                         (last visited July 8, 2026).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>61</SU>
                         For example, CEs exist for “ministerial” decisions, 18 CFR 380.4(a)(1); proposed legislation or rules that do not “substantially” change the effect of an original law or rule being amended, 
                        <E T="03">id.</E>
                         308.4(a)(2)(ii); certain pipeline interconnection facilities with no associated “significant” nonjurisdictional facilities, 
                        <E T="03">id.</E>
                         380.4(a)(24); abandonment in place of a “minor,” “short” natural gas pipeline, 
                        <E T="03">id.</E>
                         380.4(a)(28); abandonment by removal of “minor” surface facilities, 
                        <E T="03">id.;</E>
                         and abandonment of facilities by sale that involves only “minor” ground disturbance, 
                        <E T="03">id.</E>
                         380.4(a)(31).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">C. Comments Outside the Scope of This Rulemaking</HD>
                <P>33. Several commenters raise concerns that are beyond the scope of this rulemaking, which is focused solely on the validity of the expanded CE. Nonetheless, the Commission addresses the concerns below.</P>
                <HD SOURCE="HD3">1. Aspects of Case-Specific NEPA Review</HD>
                <P>34. Several commenters express concern that the Commission's use of the expanded CE will improperly eliminate various aspects of case-specific NEPA review including: (a) coordinating and consulting with other agencies under the ESA and other statutes and regulations; (b) engaging with stakeholders and tribal, state, and local governments; (c) evaluating reasonable alternatives, especially a dam removal alternative and a no-action alternative; and (d) evaluating safety risks that could arise later.</P>
                <P>
                    35. As a threshold matter, American Whitewater and Nature Conservancy state that omitting site-specific NEPA review will fail to provide information necessary for the Commission to make a public interest determination under the FPA about termination or revocation of licenses as well as requirements for decommissioning.
                    <SU>62</SU>
                    <FTREF/>
                     American Whitewater notes that the FPA nowhere exempts Commission-initiated terminations and revocations of licenses from environmental review.
                    <SU>63</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>62</SU>
                         Am. Whitewater March 24, 2026 Comments at 1, 7; Nature Conservancy Comments at 2.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>63</SU>
                         American Whitewater Comments at 5-6.
                    </P>
                </FTNT>
                <P>
                    36. We disagree. NEPA recognizes that different levels of review are appropriate in different circumstances.
                    <SU>64</SU>
                    <FTREF/>
                     When a proposed action fits within an established category of actions that do not normally result in a significant impact to the human environment, the proposed action is excused from a detailed environmental analysis in the form of an EA or EIS.
                    <SU>65</SU>
                    <FTREF/>
                     This well-established approach, which is codified in the statute's text, reflects the fact that the type of documentation and the depth of case-specific analysis is properly tailored to the anticipated scale of the environmental effects.
                    <SU>66</SU>
                    <FTREF/>
                     As discussed above and in the Final Substantiation Record, the expanded CE is appropriate for terminations and revocations, which have been consistently shown in previous NEPA reviews to not normally result in a significant impact to the human environment.
                </P>
                <FTNT>
                    <P>
                        <SU>64</SU>
                         
                        <E T="03">See</E>
                         42 U.S.C. 4336.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>65</SU>
                         42 U.S.C. 4336(a)(2). The Commission can rely on a valid CE regardless of whether any separate statute also excludes the contemplated action from NEPA review.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>66</SU>
                         
                        <E T="03">Accord Dep't of Transp.</E>
                         v. 
                        <E T="03">Pub. Citizen,</E>
                         541 U.S. 752, 767 (2004) (noting NEPA's “inherent” recognition that agencies must “determine whether and to what extent to prepare” an environmental document based on the usefulness of additional analysis to the decisionmaking process).
                    </P>
                </FTNT>
                <P>
                    37. The Commission ensures that project decommissioning is consistent with the public interest.
                    <SU>67</SU>
                    <FTREF/>
                     In exercising that authority, the Commission must reach reasoned decisions based on substantial evidence, but it is not obligated to prepare an EA or EIS if the proposed action is covered by a valid CE. As noted, NEPA recognizes the propriety of using CEs to dispense with the preparation of an EA or EIS in appropriate circumstances. The Commission has a longstanding practice of using CEs, and that practice has not interfered with its ability to discharge its duties under the substantive statutes it administers or under the Administrative Procedure Act. We therefore disagree that applying that approach here will deprive the Commission of information needed to make reasoned and informed decisions in the cases that fall within the expanded CE's scope. The expanded CE for terminations and revocations only addresses whether the Commission must prepare a case-specific EA or EIS, not whether or how the Commission will gather and use case-specific information about potential impacts in its decision under the FPA to terminate 
                    <PRTPAGE P="46273"/>
                    or revoke a license and to decommission the project.
                </P>
                <FTNT>
                    <P>
                        <SU>67</SU>
                         Decommissioning Policy Statement, 60 FR at 340. 
                        <E T="03">See FPL Energy Maine Hydro, LLC,</E>
                         106 FERC ¶ 61,038, at P 20, 
                        <E T="03">reh'g denied,</E>
                         107 FERC ¶ 61,120 (2004), 
                        <E T="03">aff'd on other grounds, Save our Sebasticook</E>
                         v. 
                        <E T="03">FERC,</E>
                         431 F.3d 379 (D.C. Cir. 2005) (“[T]he Commission, in acting on a surrender application, applies a broad `public interest' standard, which is not the same as the public interest/comprehensive development standards applied to licensing proceedings . . . ”).
                    </P>
                </FTNT>
                <HD SOURCE="HD3">a. Coordination With Other Agencies</HD>
                <P>
                    38. The Nature Conservancy, American Whitewater, and the Hydropower Reform Coalition state that case-specific NEPA review includes coordination with other agencies for consultation and review under the CWA, ESA, National Historic Preservation Act, and other statutes and regulations triggered by the Commission's contemplated action to terminate or revoke the license.
                    <SU>68</SU>
                    <FTREF/>
                     The Nature Conservancy assumes that under the expanded CE this cooperation would not occur, thus depriving the Commission of information necessary to inform the Commission's decision about the terms of a termination or revocation order.
                    <SU>69</SU>
                    <FTREF/>
                     American Whitewater and the Hydropower Reform Coalition contend that other federal and state agencies rely on the Commission-prepared EA in other proceedings and that the expanded CE will deprive those agencies of the information necessary to fulfill their statutory and regulatory requirements. They claim that this creates a risk of regulatory gaps and inefficiencies, possibly requiring other agencies to conduct independent, duplicative environmental review or resulting in other delays.
                    <SU>70</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>68</SU>
                         Nature Conservancy Comments at 1-2; American Whitewater Comments at 9; Hydropower Reform Coalition Comments at 2.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>69</SU>
                         Nature Conservancy Comments at 1-2.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>70</SU>
                         American Whitewater Comments at 1, 9; Hydropower Reform Coalition Comments at 2.
                    </P>
                </FTNT>
                <P>39. These concerns are misplaced. The expanded CE alters only the Commission's responsibilities under NEPA; it does not change the Commission's responsibilities under the ESA, CWA, National Historic Preservation Act, or any other statute applicable to any specific termination or revocation. Although Commission staff typically plan its coordination and consultation with other agencies concurrent with the NEPA process, the Commission can and will coordinate and consult with other agencies outside the structure of NEPA review where a CE applies, just as it does in contexts where its longstanding current CEs are applicable. Those agencies will have the ability to prepare any documentation they feel is necessary to carry out their responsibilities. Concerns about regulatory gaps and inefficiencies are speculative and do not bear on the validity of the expanded CE for a category of actions that do not normally result in a significant impact on the human environment.</P>
                <HD SOURCE="HD3">b. Engagement by Tribal and State Governments and Other Stakeholders</HD>
                <P>
                    40. The Nature Conservancy states that case-specific NEPA review is one of the principal avenues for stakeholder input on decisions about dilapidated infrastructure. It is concerned that the expanded CE would jeopardize input from the public and from subject matter experts.
                    <SU>71</SU>
                    <FTREF/>
                     The Nature Conservancy contends that case-specific NEPA review is also the primary forum for tribal and state engagement during Commission decision-making, so the expanded CE will limit tribal and state engagement just when responsibility for the facilities shifts to them.
                    <SU>72</SU>
                    <FTREF/>
                     New York Rivers United encourages the Commission to maintain clear public notice procedures for termination or revocation proceedings, even where the expanded CE is applied.
                    <SU>73</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>71</SU>
                         Nature Conservancy Comments at 2.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>72</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>73</SU>
                         New York Rivers United Comments at 3.
                    </P>
                </FTNT>
                <P>
                    41. We disagree that the expanded CE will limit engagement. The Commission provides notice to stakeholders in advance of all terminations or revocations, with an opportunity to intervene, comment, and protest. This notice is served on all known tribal, federal, state, and local entities with an interest in the project. The notice is also published in the 
                    <E T="04">Federal Register</E>
                    .
                    <SU>74</SU>
                    <FTREF/>
                     Moreover, staff directly engage with the relevant state agency responsible for dam safety prior to Commission action on a termination or revocation. The ultimate decision by the Commission or by Commission staff under delegated authority in an order is a final agency action for which any aggrieved party may seek rehearing and judicial review.
                </P>
                <FTNT>
                    <P>
                        <SU>74</SU>
                         For terminations by implied surrender, the Commission's decision does not become effective until at least 90 days after public notice. 18 CFR 6.4.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">c. Alternatives</HD>
                <P>
                    42. American Whitewater contends that the expanded CE will preclude any consideration of alternatives to the proposed action, and that this would cause the Commission to fail to discharge both its duties under NEPA and its broader duties of reasoned decision-making.
                    <SU>75</SU>
                    <FTREF/>
                     American Whitewater, the Nature Conservancy, and Michigan DNR contend that a NEPA analysis of feasible alternatives should compare the proposed termination leaving facilities in place to a no-action alternative with enforcement to compel dam maintenance and to a dam removal alternative, including enforcement efforts to compel the licensee to remove the dam and restore the site to the conditions that existed before the project rather than conditions that existed at the time the project was licensed.
                    <SU>76</SU>
                    <FTREF/>
                     The Hydropower Reform Coalition and Michigan DNR state that the expanded CE will entirely bypass the evaluation of a feasible dam removal alternative, eliminating the opportunity to assess whether this alternative is less harmful.
                    <SU>77</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>75</SU>
                         American Whitewater Comments at 3.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>76</SU>
                         American Whitewater Comments at 4; Nature Conservancy Comments at 2.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>77</SU>
                         Hydropower Reform Coalition Comments at 2; Michigan DNR Comments at 2.
                    </P>
                </FTNT>
                <P>43. We disagree. The Commission is not obligated to review different scenarios as alternatives if a valid CE applies, because a CE by definition obviates the need for an EA or an EIS and any corresponding alternatives analysis. That is not inconsistent with NEPA; on the contrary, it is precisely what NEPA contemplates in its provisions addressing CEs. Nor is it inconsistent with the Commission's broader duties of reasoned decision-making, which do not mandate a specific approach to whether and how alternative possibilities are evaluated. Moreover, from a practical standpoint, by the time the Commission considers action to terminate or revoke a license, it has typically exhausted other means to coordinate with or compel the licensee to return a project to operation or to comply with license requirements. In implied surrender or revocation proceedings, the Commission typically has determined that the licensee cannot or will not engage in activities such as dam removal.</P>
                <HD SOURCE="HD3">d. Safety Risks</HD>
                <P>
                    44. Michigan DNR states that the Commission should address dam safety concerns prior to license termination or revocation. Noting that some licensees have financial problems or are unresponsive, Michigan DNR contends that if the Commission cannot remedy outstanding issues with a licensee, it must build in safeguards earlier in the process, either by not issuing subsequent licenses, adding conditions to licensing, or limiting transfers where liabilities are not addressed.
                    <SU>78</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>78</SU>
                         Michigan DNR Comments at 2.
                    </P>
                </FTNT>
                <P>
                    45. Michigan DNR states that dams left in place might currently satisfy the expanded CE's limitation to minor ground disturbance and minor changes in reservoir conditions and downstream flows, yet be subject to ongoing aging, potential for misoperation, unresolved maintenance, environmental and recreational impacts, debris accumulation, and elevated risk of failure. Michigan DNR also contends 
                    <PRTPAGE P="46274"/>
                    that impoundments, dams, and spillways should not be left to operate outside their design parameters and to deteriorate without appropriate review, enforceable plans for maintenance and operations, and mechanisms to address water management and dam safety.
                    <SU>79</SU>
                    <FTREF/>
                     Michigan DNR asserts that efforts are needed to fully evaluate the impacts of an unmaintained dam on environmental resources and how those risks worsen over time.
                    <SU>80</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>79</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>80</SU>
                         
                        <E T="03">Id.</E>
                         at 3.
                    </P>
                </FTNT>
                <P>46. The establishment and use of the expanded CE will not affect the Commission's consideration of dam and public safety concerns. The Commission can and will engage with tribal, state, and local dam safety regulators when the expanded CE applies, and will incorporate dam safety concerns into its decision-making—as it always does, regardless of the level of environmental review under NEPA. When evaluating a project for implied surrender termination or revocation, Commission staff reviews the project compliance history, including dam safety inspection reports and compliance with the recommendations in them, to determine the current conditions at the site. The Commission's dam safety staff evaluates both the present and future safety risks at projects in proceedings where the Commission's regulatory oversight would end.</P>
                <P>47. The Substantiation Record supports the conclusion that terminations and revocations, including where safety risks are identified and addressed, with only minor ground disturbance and minor changes in reservoir conditions or downstream flows normally do not significantly affect the quality of the human environment. Even where the Commission applies the expanded CE to forego preparing a case-specific NEPA document, the Commission will fully evaluate safety risks under the FPA, issue a public notice seeking comments on the Commission's proposal to terminate or revoke the license, and coordinate with appropriate tribal, state, or local regulators, before the Commission acts to terminate or revoke a license. Once the project is no longer in the Commission's jurisdiction, tribal, state, or local regulators would have the authority to require owners of project works to maintain and operate those facilities according to applicable regulations as such jurisdiction requires.</P>
                <HD SOURCE="HD3">2. Restoring the Project Site</HD>
                <P>
                    48. Addison Lee states that the Commission should require, as part of the termination of a license, that the licensee restore the project site to its original condition.
                    <SU>81</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>81</SU>
                         Addison Lee Comments at 1.
                    </P>
                </FTNT>
                <P>49. This proposal, which does not deal with the merits of the proposed CE, is beyond the scope of this rulemaking. The Commission may, in a given case, require restoration, an action that likely would involve preparation of an EA.</P>
                <HD SOURCE="HD3">3. Responsibility Transferred to Tribal, State, and Local Regulators</HD>
                <P>
                    50. The Nature Conservancy and American Whitewater express concern that the expanded CE provides a pathway for the Commission to absolve a subset of licensees from federal responsibilities, instead leaving the risks and obligations of caretaking for hydropower dams to Tribes, States, and local communities.
                    <SU>82</SU>
                    <FTREF/>
                     The Nature Conservancy asserts that many Tribes and States lack the capacity and expertise to assume this role.
                    <SU>83</SU>
                    <FTREF/>
                     New York Rivers United contends that the Commission should ensure that environmental and safety conditions associated with a project have been adequately evaluated before the transition to tribal, state, local, or private responsibility occurs.
                    <SU>84</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>82</SU>
                         Nature Conservancy March 26, 2026 Comments at 1; American Whitewater Comments at 8 (citing the post-revocation failures of the Edenville Dam and Sanford Dam in Michigan in 2020).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>83</SU>
                         Nature Conservancy Comments at 2.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>84</SU>
                         New York Rivers United Comments at 2.
                    </P>
                </FTNT>
                <P>
                    51. There is no indication that the expanded CE will lead to more frequent circumstances where termination or revocation are necessary and projects become the responsibility of Tribes, States, or local communities. Nor do commenters provide any substantial reason to anticipate such an outcome.
                    <SU>85</SU>
                    <FTREF/>
                     Thus, concerns about the transition of such responsibility are outside the scope of the issues in this rulemaking. We note, however, that Congress anticipated a continuing system of supervision over public aspects of project works that would remain after a license ends and the project is decommissioned.
                    <SU>86</SU>
                    <FTREF/>
                     Most States have comprehensive programs in effect governing dams and similar structures in their waters, especially in the areas of dam safety and the environment. The expanded CE does not diminish the Commission's practice of coordinating with the appropriate tribal, state, or local authorities responsible for dam safety.
                </P>
                <FTNT>
                    <P>
                        <SU>85</SU>
                         
                        <E T="03">Cf. infra</E>
                         at PP 52-56.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>86</SU>
                         Decommissioning Policy Statement, 60 FR at 344.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">4. Disincentives and Unintended Outcomes</HD>
                <P>
                    52. American Whitewater states that the expanded CE is contrary to public policy because a better strategy would be for the Commission to require financial assurances from licensees and to incentivize licensees to develop surrender plans that include engagement with state and federal resource agencies and robust public participation to determine the most appropriate disposition of the project.
                    <SU>87</SU>
                    <FTREF/>
                     American Whitewater states that the expanded CE will instead encourage project abandonment rather than license compliance because licensees will find it easier to walk away than pursue voluntary surrender with review of alternatives and potential environmental impacts.
                    <SU>88</SU>
                    <FTREF/>
                     The Nature Conservancy states that the expanded CE will absolve dam owners from addressing dilapidated dam conditions or mitigating hazards that might be present at their facility, with a likely result of increased numbers of “orphaned dams” in rivers and streams.
                    <SU>89</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>87</SU>
                         American Whitewater Comments at 1, 9-10. The Commission has a pending rulemaking about financial assurances. Docket No. RM21-9-000.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>88</SU>
                         American Whitewater Comments at 9-10.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>89</SU>
                         Nature Conservancy Comments at 1.
                    </P>
                </FTNT>
                <P>
                    53. We disagree. There is no basis to conclude that applying the expanded CE in the future will interfere with the Commission's exploration of other mechanisms to facilitate orderly maintenance and repair or surrender and decommissioning of hydroelectric projects. The Commission explained in its Decommissioning Policy Statement that it will not generically impose decommissioning funding requirements on licensees. Instead, the Commission will determine on a case-by-case basis at the time of licensing or relicensing whether to impose funding requirements.
                    <SU>90</SU>
                    <FTREF/>
                     The Commission also explained in its Decommissioning Policy Statement that multiple concerns must be considered in determining what form of decommissioning is appropriate, and the solutions necessarily will vary from one situation to another.
                    <SU>91</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>90</SU>
                         Decommissioning Policy Statement, 60 FR at 340, 346.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>91</SU>
                         
                        <E T="03">Id.</E>
                         at 340.
                    </P>
                </FTNT>
                <P>
                    54. The Commission's future use of the expanded CE will not encourage project abandonment instead of license compliance. The Commission only takes action to revoke or terminate a license after a licensee has knowingly violated a compliance order from the Commission or a licensee has indicated over months or years that it intends to 
                    <PRTPAGE P="46275"/>
                    abandon the project. In these proceedings, the Commission has exhausted all means to coordinate with and compel the licensee to comply with its license or to apply for surrender. In cases of revocation, the Commission is exercising an enforcement tool by depriving a licensee of the ability to generate and sell electricity based on the failure to comply with its license. In cases of implied surrender, the Commission's termination ends an authorization that for all practical purposes is no longer in effect. American Whitewater offers no support for its speculation that the Commission's decision whether to prepare a NEPA document for certain terminations or revocations would alter licensee behavior or have any meaningful impact on pertinent incentives for licensees. The expanded CE does not absolve dam owners of any responsibility; it only deals with the Commission's NEPA responsibilities.
                </P>
                <P>
                    55. Patriot Hydro, LLC (Patriot Hydro) states that the Commission should include within the expanded CE not only terminations and revocations but also voluntary surrenders that will result in minor or no ground disturbing activity and minor or no changes in reservoir conditions and downstream flows.
                    <SU>92</SU>
                    <FTREF/>
                     Without this inclusion, section 380.5 states that an EA will normally be prepared for all voluntary surrenders where project works exist or ground-disturbing activity has occurred. Patriot Hydro asserts that a licensee actively working with the Commission to stay in compliance as it pursues surrender—as contrasted with a licensee who is unresponsive or noncompliant facing termination or revocation—will bear a greater regulatory burden of an EA even though the facts and environmental impact are identical.
                    <SU>93</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>92</SU>
                         Patriot Hydro, LLC Comments at 1.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>93</SU>
                         
                        <E T="03">Id.</E>
                         at 1-2.
                    </P>
                </FTNT>
                <P>
                    56. Commission staff's analysis did not include the numerous environmental documents for previous licensee-initiated surrenders because the focus of this proceeding is to clarify the Commission's compliance with NEPA for Commission-initiated terminations or revocations. Without an expanded analysis, the Substantiation Record does not provide sufficient evidence to determine whether licensee-initiated surrenders with the same limitations on ground-disturbing activity and changes to reservoir conditions and downstream flows constitute a category of actions that “normally does not significantly affect the quality of the human environment.” 
                    <SU>94</SU>
                    <FTREF/>
                     We therefore lack a basis to take the action Patriot Hydro suggests in this rulemaking.
                </P>
                <FTNT>
                    <P>
                        <SU>94</SU>
                         42 U.S.C. 4336e(1). Although Patriot Hydro assumes equivalence between the normal effects of licensee-initiated surrenders and Commission-initiated terminations or revocations, it does not provide examples or evidence.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">VI. Regulatory Requirements</HD>
                <HD SOURCE="HD2">A. Information Collection Statement</HD>
                <P>
                    57. The Paperwork Reduction Act 
                    <SU>95</SU>
                    <FTREF/>
                     requires each federal agency to seek and obtain the Office of Management and Budget's (OMB) approval before undertaking a collection of information (
                    <E T="03">i.e.,</E>
                     reporting, recordkeeping, or public disclosure requirements) directed to ten or more persons or contained in a rule of general applicability. OMB regulations require approval of certain information collection requirements contained in final rules published in the 
                    <E T="04">Federal Register</E>
                    . This final rule does not impose new information collection requirements on any person or entity. The Commission is therefore not required to submit this rule to OMB for review.
                </P>
                <FTNT>
                    <P>
                        <SU>95</SU>
                         44 U.S.C. 3501-3521.
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Environmental Analysis</HD>
                <P>
                    58. This final rule is procedural in its entirety and therefore does not require preparation of a NEPA analysis. NEPA does not require environmental analysis or documentation when establishing procedural guidance. The determination that establishing a CE does not require NEPA analysis and documentation has been upheld in 
                    <E T="03">Heartwood, Inc.</E>
                     v. 
                    <E T="03">U.S. Forest Service,</E>
                     230 F.3d 947, 954-55 (7th Cir. 2000).
                </P>
                <P>
                    59. Moreover, this rulemaking falls within the Commission's category of actions for the promulgation of rules that are clarifying, corrective, or procedural, or that do not substantially change the effect of legislation or the regulations being amended.
                    <SU>96</SU>
                    <FTREF/>
                     The Commission is adding a CE for certain terminations and revocations of hydropower authorizations. Because the final rule is procedural in nature and falls within this categorical exclusion, preparation of an EA or an EIS is not required. Further, we note that this final rule only changes the default treatment under NEPA of certain terminations and revocations of hydropower authorizations, and such a change would not alter the environmental effects of the Commission's termination orders.
                </P>
                <FTNT>
                    <P>
                        <SU>96</SU>
                         18 CFR 380.4(a)(2)(ii).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">C. Regulatory Flexibility Act</HD>
                <P>
                    60. The Regulatory Flexibility Act of 1980 (RFA) 
                    <SU>97</SU>
                    <FTREF/>
                     generally requires a description and analysis of proposed rules that will have significant economic impact on a substantial number of small entities. The RFA mandates consideration of regulatory alternatives that accomplish the stated objectives of a proposed rule and minimize any significant economic impact on a substantial number of small entities.
                    <SU>98</SU>
                    <FTREF/>
                     In lieu of preparing a regulatory flexibility analysis, an agency may certify that a proposed rule will not have a significant economic impact on a substantial number of small entities.
                    <SU>99</SU>
                    <FTREF/>
                     The Small Business Administration's (SBA) Office of Size Standards develops the numerical definition of a small business.
                    <SU>100</SU>
                    <FTREF/>
                     The SBA size standard for hydroelectric power generation is based on the number of employees, including affiliates.
                    <SU>101</SU>
                    <FTREF/>
                     Under SBA's size standards, a hydroelectric power generator is small if, including its affiliates, it employs 750 or fewer people.
                    <SU>102</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>97</SU>
                         5 U.S.C. 601-612.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>98</SU>
                         
                        <E T="03">Id.</E>
                         603(c).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>99</SU>
                         
                        <E T="03">Id.</E>
                         605(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>100</SU>
                         13 CFR 121.101.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>101</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>102</SU>
                         
                        <E T="03">Id.</E>
                         121.201, subsection 221.
                    </P>
                </FTNT>
                <P>61. This final rule applies to a number of entities, some of which may be small businesses, who hold a license or exemption from the Commission for a hydropower project. However, the final rule would have no effect on these entities, regardless of their status as a small entity or not, as the rule imposes no action or requirement on those entities. Instead, the rule establishes a new CE, altering the responsibilities and obligations only of the Commission and its staff under NEPA.</P>
                <P>62. Accordingly, pursuant to section 605(b) of the RFA, the Commission certifies that this final rule will not have a significant economic impact on a substantial number of small entities.</P>
                <HD SOURCE="HD2">D. Document Availability</HD>
                <P>
                    63. In addition to publishing the full text of this document in the 
                    <E T="04">Federal Register</E>
                    , the Commission provides all interested persons an opportunity to view and/or print the contents of this document via the internet through the Commission's Home Page (
                    <E T="03">http://www.ferc.gov</E>
                    ).
                </P>
                <P>
                    64. From the Commission's Home Page on the internet, this information is available on eLibrary. The full text of this document is available on eLibrary in PDF and Microsoft Word format for viewing, printing, and/or downloading. 
                    <PRTPAGE P="46276"/>
                    To access this document in eLibrary, type the docket number excluding the last three digits of this document in the docket number field.
                </P>
                <P>
                    65. User assistance is available for eLibrary and the Commission's website during normal business hours from FERC Online Support at (202) 502-6652 (toll free at 1-866-208-3676) or email at 
                    <E T="03">ferconlinesupport@ferc.gov,</E>
                     or the Public Reference Room at (202) 502-8371, TTY (202) 502-8659. Email the Public Reference Room at 
                    <E T="03">public.referenceroom@ferc.gov.</E>
                </P>
                <P>66. Executive Orders 12866 and 13563 direct agencies to assess the costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits (including potential economic, environmental, public health and safety effects, distributive impacts, and equity). Executive Order 13563 emphasizes the importance of quantifying both costs and benefits, of reducing costs, of harmonizing rules, and of promoting flexibility. The Office of Information and Regulatory Affairs (OIRA) has determined this regulatory action is not a “significant regulatory action,” under section 3(f) of Executive Order 12866, as amended. Accordingly, OIRA has not reviewed this regulatory action for compliance with the analytical requirements of Executive Order 12866.</P>
                <HD SOURCE="HD1">VII. Effective Date and Congressional Notification</HD>
                <P>67. This regulation is effective August 24, 2026. The Commission has determined, with the concurrence of the Administrator of the Office of Information and Regulatory Affairs of OMB, that this rule is not a “major rule” as defined in section 351 of the Small Business Regulatory Enforcement Fairness Act of 1996.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 18 CFR Part 380</HD>
                    <P>Environmental impact statements, Reporting and recordkeeping requirements.</P>
                </LSTSUB>
                <SIG>
                    <P>By direction of the Commission.</P>
                    <DATED>Issued July 16, 2026.</DATED>
                    <NAME>Carlos D. Clay,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
                <P>In consideration of the foregoing, the Commission amends part 380, chapter I, title 18, Code of Federal Regulations, as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 380—REGULATIONS IMPLEMENTING THE NATIONAL ENVIRONMENTAL POLICY ACT</HD>
                </PART>
                <REGTEXT TITLE="18" PART="380">
                    <AMDPAR>1. The authority for part 380 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P> 42 U.S.C. 4321-4370h, 7101-7352; E.O. 12009, 3 CFR 1978 Comp., p. 142.</P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="18" PART="380">
                    <AMDPAR>2. Revise § 380.4(a)(13) to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 380.4</SECTNO>
                        <SUBJECT> Projects or actions categorically excluded.</SUBJECT>
                        <P>(a) * * *</P>
                        <P>(13) Certain amendments, surrenders, terminations, and revocations of preliminary permits and water power licenses and exemptions:</P>
                        <P>(i) Amendments or surrenders of preliminary permits;</P>
                        <P>(ii) Amendments to water power licenses and exemptions that do not require ground disturbing activity or changes to project works or operation;</P>
                        <P>(iii) Surrenders of water power licenses and exemptions where no project works exist or ground disturbing activity has occurred; or</P>
                        <P>(iv) Terminations or revocations of water power licenses and exemptions that will result in minor or no ground disturbing activity and minor or no changes in reservoir conditions and downstream flows;</P>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14878 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Food and Drug Administration</SUBAGY>
                <CFR>21 CFR Part 74</CFR>
                <DEPDOC>[Docket No. FDA-2025-C-3543]</DEPDOC>
                <SUBJECT>Revocation of the Color Additive Listing for Use of Orange B on Casings or Surfaces of Frankfurters and Sausages</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Food and Drug Administration, HHS.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final amendment; order.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Food and Drug Administration (FDA or we) is issuing an order to repeal the color additive regulation that allows for the use of Orange B for coloring the casings or surfaces of frankfurters and sausages. We have determined that the authorized use of Orange B has been abandoned, and we have concluded that this color additive regulation is outdated and unnecessary. Therefore, FDA is revoking the authorized use in food of Orange B in the color additive regulations.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        This order is effective September 8, 2026. If any provisions are delayed or stayed by the filing of proper objections, FDA will publish such notification in the 
                        <E T="04">Federal Register</E>
                        . Submit either electronic or written objections and requests for a hearing on the order by August 24, 2026. See section VII for further information on the filing of objections.
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        You may submit objections and requests for a hearing as follows. Please note that late, untimely filed objections will not be considered. The 
                        <E T="03">https://www.regulations.gov</E>
                         electronic filing system will accept comments until 11:59 p.m. Eastern Time at the end of August 24, 2026. Objections received by mail/hand delivery/courier (for written/paper submissions) will be considered timely if they are received on or before that date.
                    </P>
                </ADD>
                <HD SOURCE="HD2">Electronic Submissions</HD>
                <P>Submit electronic objections in the following way:</P>
                <P>
                    • 
                    <E T="03">Federal eRulemaking Portal:</E>
                      
                    <E T="03">https://www.regulations.gov.</E>
                     Follow the instructions for submitting comments. Objections submitted electronically, including attachments, to 
                    <E T="03">https://www.regulations.gov</E>
                     will be posted to the docket unchanged. Because your objection will be made public, you are solely responsible for ensuring that your objection does not include any confidential information that you or a third party may not wish to be posted, such as medical information, your or anyone else's Social Security number, or confidential business information, such as a manufacturing process. Please note that if you include your name, contact information, or other information that identifies you in the body of your objection, that information will be posted on 
                    <E T="03">https://www.regulations.gov.</E>
                </P>
                <P>• If you want to submit an objection with confidential information that you do not wish to be made available to the public, submit the objection as a written/paper submission and in the manner detailed (see “Written/Paper Submissions” and “Instructions”).</P>
                <HD SOURCE="HD2">Written/Paper Submissions</HD>
                <P>Submit written/paper submissions as follows:</P>
                <P>
                    • 
                    <E T="03">Mail/Hand Delivery/Courier (for written/paper submissions):</E>
                     Dockets Management Staff (HFA-305), Food and Drug Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
                </P>
                <P>• For written/paper objections submitted to the Dockets Management Staff, FDA will post your objection, as well as any attachments, except for information submitted, marked and identified, as confidential, if submitted as detailed in “Instructions.”</P>
                <P>
                    <E T="03">Instructions:</E>
                     All submissions received must include the Docket No. FDA-2025-C-3543 for “Revocation of the 
                    <PRTPAGE P="46277"/>
                    Color Additive Listing for Use of Orange B on Casings or Surfaces of Frankfurters and Sausages.” Received objections, those filed in a timely manner (see 
                    <E T="02">ADDRESSES</E>
                    ), will be placed in the docket and, except for those submitted as “Confidential Submissions,” publicly viewable at 
                    <E T="03">https://www.regulations.gov</E>
                     or at the Dockets Management Staff between 9 a.m. and 4 p.m., Monday through Friday, 240-402-7500.
                </P>
                <P>
                    • Confidential Submissions—To submit an objection with confidential information that you do not wish to be made publicly available, submit your objections only as a written/paper submission. You should submit two copies total. One copy will include the information you claim to be confidential with a heading or cover note that states “THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.” We will review this copy, including the claimed confidential information, in our consideration of objections. The second copy, which will have the claimed confidential information redacted/blacked out, will be available for public viewing and posted on 
                    <E T="03">https://www.regulations.gov.</E>
                     Submit both copies to the Dockets Management Staff. If you do not wish your name and contact information to be made publicly available, you can provide this information on the cover sheet and not in the body of your objections and you must identify this information as “confidential.” Any information marked as “confidential” will not be disclosed except in accordance with 21 CFR 10.20 and other applicable disclosure law. For more information about FDA's posting of comments to public dockets, see 80 FR 56469, September 18, 2015, or access the information at: 
                    <E T="03">https://www.govinfo.gov/content/pkg/FR-2015-09-18/pdf/2015-23389.pdf.</E>
                </P>
                <P>
                    <E T="03">Docket:</E>
                     For access to the docket to read background documents or the electronic and written/paper comments received, go to 
                    <E T="03">https://www.regulations.gov</E>
                     and insert the docket number, found in brackets in the heading of this document, into the “Search” box and follow the prompts and/or go to the Dockets Management Staff, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852, 240-402-7500.
                </P>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Shayla West-Barnette, Office of Pre-market Additive Safety, Human Foods Program, Food and Drug Administration, 5001 Campus Dr., College Park, MD 20740, 240-402-1262; or Meridith L. Kelsch, Office of Policy and International Engagement, Human Foods Program, Food and Drug Administration, 5001 Campus Dr., College Park, MD 20740, 240-402-2378.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Table of Contents</HD>
                <EXTRACT>
                    <FP SOURCE="FP-2">I. Introduction</FP>
                    <FP SOURCE="FP-2">II. Background</FP>
                    <FP SOURCE="FP-2">III. Comments on Proposed Order and FDA Responses</FP>
                    <FP SOURCE="FP-2">IV. Conclusion</FP>
                    <FP SOURCE="FP-2">V. Analysis of Environmental Impact</FP>
                    <FP SOURCE="FP-2">VI. Paperwork Reduction Act of 1995</FP>
                    <FP SOURCE="FP-2">VII. Objections</FP>
                    <FP SOURCE="FP-2">VIII. References</FP>
                </EXTRACT>
                <HD SOURCE="HD1">I. Introduction</HD>
                <P>
                    In the 
                    <E T="04">Federal Register</E>
                     of September 17, 2025 (90 FR 44786), we issued a proposal to repeal the color additive regulation that allows for the use of Orange B for coloring the casings or surfaces of frankfurters and sausages. We stated that based on certification data, it appears that Orange B is no longer used for coloring the casings or surfaces of frankfurters and sausages and has not been certified for use as a color additive in food marketed in the United States since 1978. We tentatively concluded that this color additive regulation is outdated and unnecessary because the authorized use of Orange B appears to have been abandoned.
                </P>
                <P>The proposal gave interested parties until October 17, 2025, to submit comments on the proposed order. This order finalizes the action described in the proposed order.</P>
                <HD SOURCE="HD1">II. Background</HD>
                <P>President Trump has directed the heads of executive departments and agencies to eliminate unnecessary and burdensome regulations (Executive Order 14192, “Unleashing Prosperity Through Deregulation” (90 FR 9065, Feb. 6, 2025)). Independently, Secretary Kennedy has expressed support for deregulatory initiatives across all HHS components to focus on the core mission to Make America Healthy Again (see “Request for Information (RFI): Ensuring Lawful Regulation and Unleashing Innovation to Make America Healthy Again” (90 FR 20478, May 14, 2025)). Removing the color additive regulation for Orange B, which we conclude is no longer used for its authorized use in food in the United States, is consistent with these directives. It is also consistent with Executive Order 13563, “Improving Regulation and Regulatory Review” (76 FR 3821, Jan. 21, 2011), which requires agencies to periodically conduct retrospective analyses of existing regulations to identify those “that may be outmoded, ineffective, insufficient, or excessively burdensome, and to modify, streamline, expand, or repeal them,” accordingly.</P>
                <P>The Federal Food, Drug, and Cosmetic Act (FD&amp;C Act) authorizes us to regulate “color additives” (see section 721(b) of the FD&amp;C Act (21 U.S.C. 379e(b))). The FD&amp;C Act defines “color additive,” in relevant part, as a material which is a dye, pigment, or other substance made by a process of synthesis or similar artifice, or extracted, isolated, or otherwise derived, with or without intermediate or final change of identity, from a vegetable, animal, mineral, or other source, and that when added or applied to a food, drug, or cosmetic, or to the human body or any part thereof, is capable (alone or through reaction with another substance) of imparting color (see section 201(t) of the FD&amp;C Act (21 U.S.C. 321(t))). Color additives used in or on a food, drug, cosmetic, or certain medical devices are deemed unsafe and prohibited except to the extent that we approve their use through issuance of a regulation and, when subject to certification, are batch certified, unless an exemption applies (see section 721(a) and (c) of the FD&amp;C Act).</P>
                <P>Sections 701(e), (f), and (g) of the FD&amp;C Act (21 U.S.C. 371(e), (f), and (g)) apply to the issuance, amendment, or repeal of color additive regulations (see section 721(d) of the FD&amp;C Act). Section 701(e) of the FD&amp;C Act provides that any action for the issuance, amendment, or repeal of a color additive regulation may be initiated by a proposal made by the Secretary or by a petition of any interested persons. It further requires that FDA publish such a proposal, provide an opportunity for interested persons to present their views, and then by order act upon such proposal.</P>
                <P>
                    FDA may issue a regulation listing a color additive for use in or on food, drugs, devices, or cosmetics only if it determines that the additive is suitable and safe for such use (see section 721(b)(2)(A) of the FD&amp;C Act). The regulation that permits the use of a color additive includes appropriate limitations and requirements for its safe use and specifies whether certification is required (see section 721(a)(1), (c) of the FD&amp;C Act; 21 CFR 71.20). (For additional information on certification of color additives, see Color Certification FAQs, available at: 
                    <E T="03">https://www.fda.gov/industry/color-certification/color-certification-faqs</E>
                    ).
                </P>
                <P>
                    FDA determines the need for batch certification based on whether the color additive composition needs to be controlled to protect the public health (see 21 CFR 71.20(b)). Some color additives, in their uncertified forms, might contain impurities at levels that 
                    <PRTPAGE P="46278"/>
                    pose a health concern. When batch certification is required for a color additive, the color additive must be batch certified by FDA. If it is not batch certified, it is deemed unsafe under the relevant adulteration provision, for example, under section 402(c) of the FD&amp;C Act (21 U.S.C. 342(c)) for food (see section 721(a)(1) of the FD&amp;C Act). To receive certification for a color additive, a request must be filed with FDA, along with a batch sample. FDA assesses the information in the request and analyzes whether the batch sample conforms to the applicable identity and specifications stated in the listing regulation for the color additive. If FDA finds that the batch sample meets the applicable requirements for composition and purity stated in the listing regulation, FDA will issue a certificate indicating the lot number for the batch and stating that the batch is certified (see 21 CFR 80.21, 80.31).
                </P>
                <P>
                    Under § 74.250 (21 CFR 74.250), Orange B is authorized for coloring the casings or surfaces of frankfurters and sausages, subject to certain specifications, restrictions, labeling requirements, and certification. It is not authorized for other uses as a color additive. The regulation also specifies that all batches of Orange B must be certified in accordance with our regulations in 21 CFR part 80. Our records indicate that Orange B was last batch certified in 1978, and that FDA has not received any requests to batch certify Orange B since that time (Ref. 1 
                    <SU>1</SU>
                    <FTREF/>
                    ). Because Orange B may not be used as a color additive in food in the United States without a certification, we conclude that the authorized use of Orange B has been abandoned and that the color additive listing for Orange B in § 74.250 is outdated and unnecessary.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         We note that this referenced memorandum (Ref. 1) is the same as the referenced memorandum provided in the proposed order, however, the References section of the proposed order incorrectly listed the date of the referenced memorandum as August 19, 2025. The correct date of September 12, 2025, is reflected in the referenced material provided in the docket.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">III. Comments on Proposed Order and FDA Responses</HD>
                <P>FDA received 16 comments in response to the proposed order. All but one of the comments supported revoking the color additive listing for Orange B in § 74.250. None of the comments claimed or provided evidence that Orange B is still in use as a color additive for coloring the casings or surfaces of frankfurters and sausages or that there are any remaining certified batches.</P>
                <P>In this section, we summarize and respond to relevant portions of the comments. We have numbered each comment to help distinguish between different comments. We have grouped similar comments together under the same number, and, in some cases, we have separated different issues discussed in the same comment and designated them as distinct comments for purposes of our responses. The number assigned to each comment is for organizational purposes only and does not signify the comment's value, importance, or the order in which it was submitted.</P>
                <P>(Comment 1) Several comments supported the proposed action to repeal the color additive regulation that allows for the use of Orange B because the regulation is outdated or unnecessary.</P>
                <P>(Response 1) We agree that the color additive listing for Orange B in § 74.250 is outdated and unnecessary. Our records indicate that Orange B was last batch certified in 1978, and that FDA has not received any requests to batch certify Orange B since that time (Ref. 1). Because Orange B may not be used as a color additive in food in the United States without a certification, we conclude that the authorized use of Orange B has been abandoned and that the color additive listing for Orange B in § 74.250 is outdated and unnecessary.</P>
                <P>(Comment 2) A few comments thought that Orange B and color additives are considered generally recognized as safe (GRAS) and indicated that FDA should remove Orange B from being considered GRAS and similarly reevaluate other color additives that are considered GRAS.</P>
                <P>(Response 2) These comments incorrectly assert that Orange B and color additives are considered GRAS. We clarify that color additives, including Orange B, cannot be GRAS because there is no GRAS provision for color additives. See sections 201(s) and 409 of the FD&amp;C Act (21 U.S.C. 321(s) and 348); see also 21 CFR 170.3 and 170.30 (explaining eligibility for classification as GRAS). Therefore, the color additive Orange B is not considered GRAS.</P>
                <P>(Comment 3) Several comments expressed concerns that synthetic color additives used in foods such as Orange B, could be associated with health risks, and one comment questioned whether Orange B had fallen out of use as a result of health implications.</P>
                <P>(Response 3) The proposed order provided information about the history of § 74.250 (Ref. 1). As that information indicated, by the late 1970s, there were some evaluations by the one manufacturer of Orange B, as well as others, of potential health implications associated with Orange B, which led to discontinuation of its production. Consistent with that, as explained in the proposed order, our records indicate that Orange B was last batch certified in 1978, and that FDA has not received any requests to batch certify Orange B since that time. The safety of synthetic color additives used in foods, generally, is beyond the scope of this action.</P>
                <HD SOURCE="HD1">IV. Conclusion</HD>
                <P>Based on our review of the batch certification data for Orange B, comments, and other relevant information, we have determined that the authorized use of Orange B has been abandoned, and we conclude that this color additive regulation is outdated and unnecessary. FDA is revoking the authorization for this substance as a color additive to no longer provide for the use of Orange B for coloring the casings or surfaces of frankfurters and sausages. Therefore, we are amending 21 CFR part 74 as set forth in this document. We consider this action also to be partially responsive to the Center for Science in the Public Interest's 2008 citizen petition (Docket No. FDA-2008-P-0349), which requested, in part, that FDA revoke the color additive approval of Orange B.</P>
                <P>In accordance with 21 CFR 80.32(h), all certificates for existing batches and portions of batches of Orange B will cease to be effective for use in food on the effective date for the removal of § 74.250, and any lots of Orange B will be regarded as uncertified after that date. The use of Orange B in any food after its certificate ceases to be effective will result in such food being adulterated.</P>
                <HD SOURCE="HD1">V. Analysis of Environmental Impacts</HD>
                <P>We previously considered the environmental effects of this order, as stated in the proposed order (90 FR 44786, September 17, 2025). We stated that we had determined under, 21 CFR 25.32(m), that this action is of a type that does not individually or cumulatively have a significant effect on the human environment such that neither an environmental assessment nor an environmental impact statement is required. We have not received any new information or comments that would affect our previous determination.</P>
                <HD SOURCE="HD1">VI. Paperwork Reduction Act of 1995</HD>
                <P>
                    This order contains no collection of information. Therefore, clearance by the Office of Management and Budget under the Paperwork Reduction Act of 1995 is not required.
                    <PRTPAGE P="46279"/>
                </P>
                <HD SOURCE="HD1">VII. Objections</HD>
                <P>
                    This order is effective as shown in the 
                    <E T="02">DATES</E>
                     section, except as to any provisions that may be stayed by the filing of proper objections under sections 701(e)(2) and 721(d) of the FD&amp;C Act (21 U.S.C. 371(e)(2) and 379e(d)). If you will be adversely affected by one or more provisions of this regulation, you may file with the Dockets Management Staff (see 
                    <E T="02">ADDRESSES</E>
                    ) either electronic or written objections. You must separately number each objection, and within each numbered objection you must specify with particularity the provision(s) to which you object, and the grounds for your objection. Within each numbered objection, you must specifically state whether you are requesting a hearing on the particular provision that you specify in that numbered objection. If you do not request a hearing for any particular objection, you waive the right to a hearing on that objection. If you request a hearing, your objection must include a detailed description and analysis of the specific factual information you intend to present in support of the objection in the event that a hearing is held. If you do not include such a description and analysis for any particular objection, you waive the right to a hearing on the objection.
                </P>
                <P>
                    Any objections received in response to the regulation may be seen in the Dockets Management Staff between 9 a.m. and 4 p.m., Monday through Friday, and will be posted to the docket at 
                    <E T="03">https://www.regulations.gov.</E>
                     We will publish notice of the objections that we have received or lack thereof in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <HD SOURCE="HD1">VIII. References</HD>
                <P>
                    The following references are on display at the Dockets Management Staff (see 
                    <E T="02">ADDRESSES</E>
                    ) and are available for viewing by interested persons between 9 a.m. and 4 p.m., Monday through Friday; they are also available electronically at 
                    <E T="03">https://www.regulations.gov.</E>
                     Although FDA verified the website addresses in this document, please note that websites are subject to change over time.
                </P>
                <EXTRACT>
                    <FP SOURCE="FP-2">1. Memorandum from S. West-Barnette, Division of Food Ingredients, Regulatory Review Branch, Human Foods Program, FDA, to M. Honigfort, Division of Food Ingredients, Regulatory Review Branch, Human Foods Program, FDA, September 12, 2025.</FP>
                    <FP SOURCE="FP-2">2. Memorandum from M. Pfeil, Office of Pre-Market Additive Safety, Human Foods Program, FDA, to S. West-Barnette, Division of Food Ingredients, Regulatory Review Branch, Human Foods Program, FDA, June 24, 2026.</FP>
                </EXTRACT>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 21 CFR Part 74</HD>
                    <P>Color additives, Cosmetics, Drugs.</P>
                </LSTSUB>
                <P>Therefore, under the Federal Food, Drug, and Cosmetic Act and under authority delegated to the Commissioner of Food and Drugs, 21 CFR part 74 is amended as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 74—LISTING OF COLOR ADDITIVES SUBJECT TO CERTIFICATION</HD>
                </PART>
                <REGTEXT TITLE="21" PART="74">
                    <AMDPAR>1. The authority citation for part 74 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority: </HD>
                        <P>21 U.S.C. 321, 341, 342, 343, 348, 351, 352, 355, 361, 362, 371, 379e.</P>
                    </AUTH>
                </REGTEXT>
                <SECTION>
                    <SECTNO>§ 74.250 </SECTNO>
                    <SUBJECT>[Removed]</SUBJECT>
                </SECTION>
                <REGTEXT TITLE="21" PART="74">
                    <AMDPAR>2. Remove § 74.250.</AMDPAR>
                </REGTEXT>
                <SIG>
                    <NAME>Grace R. Graham,</NAME>
                    <TITLE>Deputy Commissioner for Policy, Legislation, and International Affairs.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14910 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4164-01-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF STATE</AGENCY>
                <CFR>22 CFR Part 121</CFR>
                <DEPDOC>[Public Notice: 13057]</DEPDOC>
                <RIN>RIN 1400-AG11</RIN>
                <SUBJECT>International Traffic in Arms Regulations: USML Category I Firearm Suppressors</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Department of State.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Interim final rule; request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In support of the President's Executive Order of April 9, 2025, on Reforming Foreign Defense Sales to Improve Speed and Accountability, the Department of State (the Department) issues this interim final rule removing firearm silencers, mufflers, and sound suppressors for non-automatic and semi-automatic firearms from the U.S. Munitions List (USML).</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P/>
                    <P>
                        <E T="03">Effective date:</E>
                         November 20, 2026.
                    </P>
                    <P>
                        <E T="03">Comment due date:</E>
                         Send comments by August 24, 2026.
                    </P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Interested parties may submit comments to the Department by any of the following methods:</P>
                    <P>
                        • Visit the 
                        <E T="03">Regulations.gov</E>
                         website at: 
                        <E T="03">https://www.regulations.gov</E>
                         and search for the docket number DOS-2026-0760.
                    </P>
                    <P>
                        • 
                        <E T="03">Email: DDTCPublicComments@state.gov.</E>
                         Commenting parties must include RIN 1400-AG11 in the subject line of the email message.
                    </P>
                    <P>
                        See 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         for other information about electronic filing in the “Comment Submission Instructions” section.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Mr. Ryan Haddad, Foreign Affairs Officer, Office of Defense Trade Controls Policy, U.S. Department of State, telephone: (202) 663-1282; email 
                        <E T="03">DDTCCustomerService@state.gov.</E>
                         SUBJECT: International Traffic in Arms Regulations: Firearm Suppressors (RIN 1400-AG11).
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The Department of State's Directorate of Defense Trade Controls (DDTC) administers the International Traffic in Arms Regulations (ITAR; 22 CFR parts 120 through 130) to, among other things, regulate the export, reexport, retransfer, and temporary import of the defense articles and defense services identified on the USML at 22 CFR 121.1. Items not subject to the ITAR or to the exclusive licensing jurisdiction of any other department or agency of the U.S. Government are subject to the Export Administration Regulations (EAR, 15 CFR parts 730 through 774, which includes the Commerce Control List (CCL) in supplement no. 1 to part 774). The EAR is administered by the Bureau of Industry and Security (BIS), U.S. Department of Commerce. This rule does not modify the list of defense articles and defense services controlled for purposes of permanent import by the Attorney General, as enumerated on the U.S. Munitions Import List (USMIL) at 27 CFR 447.21.</P>
                <P>Section 38 of the Arms Export Control Act (AECA) (22 U.S.C. 2778), the authority from which the ITAR is derived, requires periodic review to determine what articles and services, if any, no longer warrant designation on the USML at ITAR § 121.1. In maintaining the USML, DDTC's Office of Defense Trade Controls Policy (DTCP) identifies articles and services for review for removal from or addition to the USML, or clarification on how they are described on the USML, through a variety of methods, including public feedback and interagency consultations, commodity jurisdiction reviews, advisory opinions, and technology monitoring. The Department maintains the USML such that it comprises those defense articles or defense services that provide a critical military or intelligence advantage or, in the case of weapons, have an inherently military function. The Department, informed by consultations with its interagency partners, determined the articles this rule removes from the USML no longer meet this standard.</P>
                <P>
                    On April 9, 2025, the President issued Executive Order 14268, “Reforming Foreign Defense Sales to Improve Speed and Accountability.” This action 
                    <PRTPAGE P="46280"/>
                    directed the Department to review the USML to ensure that its scope of control focused “solely on our most sensitive and sophisticated technologies.” As part of this review, the Department has determined that silencers, mufflers, and sound suppressors for non-automatic and semi-automatic firearms, which are currently described in USML Category I(e), no longer provide a critical military or intelligence advantage. Accordingly, the Department is removing these items from the USML and making conforming changes. This change will take effect 120 days after the publication of this rule. The Department requests public comments on this scheduled change by August 24, 2026.
                </P>
                <HD SOURCE="HD1">USML Category I(e) Silencers, Mufflers, and Sound Suppressors</HD>
                <P>The Department previously considered removing silencers, mufflers, and sound suppressors from the USML in 2020. At that time, multiple commenters argued that such articles should no longer be described on the USML given their wide availability, including from foreign sources. The Department acknowledged this availability but determined their military utility continued to necessitate their inclusion on the USML because of their ability to obscure the location of weapons fire, limiting an adversary's ability to counter-attack.</P>
                <P>In its current review of the USML, the Department took those prior factors into account and reassessed them. It also supplemented those considerations with the facts that competitive sport shooting organizations include disciplines for target shooting with suppressed rifles, and sound suppressors have recently been endorsed by at least one related non-profit medical organization as “an effective method of reducing the risk of hearing loss” related to firearm usage. That endorsement was based on a 2011 study by the Centers for Disease Control, which identified sound suppressors as “[t]he only potentially effective noise control method to reduce noise exposure from gunfire.”</P>
                <P>
                    The Department continues to assess that silencers, mufflers, and sound suppressors specially designed for fully automatic firearms provide a critical military or intelligence advantage. Such items have design properties that enable them to enhance the utility of fully automatic firearms (
                    <E T="03">e.g.,</E>
                     increased heat dissipation to handle multiple rounds) and, given the inherent military nature of those weapons, have limited non-military use cases. Consequently, the Department is retaining those items on the USML.
                </P>
                <P>However, the Department now assesses that firearm silencers, mufflers, and suppressors, other than those specially designed for fully automatic firearms, no longer provide a critical military or intelligence advantage based on the sum of the following factors: growing global adoption of firearm suppressors for civil uses; the reported benefits associated with reduced firearms noise; the existence of numerous foreign manufacturers of such items; and the Department's assessment that barriers to acquiring the instructions, materials, and skills to effectively manufacture these items have become appreciably lower. Additionally, there are negligible serious reliance interests to consider from regulated U.S. persons, wherein the changes made by this rule would cause serious harm to interests based on their reliance on existing regulations. Further, any reliance interests would, nevertheless, be outweighed by the Department's policy considerations, and by the fact that U.S. industry will benefit by having more access to foreign markets alongside foreign competitors. Consequently, the Department is removing firearm silencers, mufflers, and suppressors for non-automatic or semiautomatic firearms from the USML. When the Department removes these items from the USML, they will remain subject to U.S. export controls under the jurisdiction of the EAR and will be described on the CCL under Export Control Classification Numbers (ECCNs) 0A501.f and 0A502.f. Controlling these items for export under the EAR will still serve the United States' foreign policy and national security interests. The Department is therefore implementing this change with this rule, while delaying its effective date for 120 days, to afford time to solicit public views on the matter.</P>
                <HD SOURCE="HD1">Comment Submission Instructions</HD>
                <P>
                    Include the Regulatory Information Number (RIN) (1400-AG11) or agency name and docket number on all submissions related to this rule. Submission of comments to 
                    <E T="03">www.regulations.gov</E>
                     is preferred. Commenters are cautioned not to include proprietary, export-controlled, or other sensitive information that they are not comfortable making public in their comments. If such information would provide useful insight to the comment, (1) assemble that information in a separate document with proprietary markings; (2) include “Proprietary supplement on file with: [provide POC]” as the first line in the body of the email submission; (3) submit the public portion of the comment via email; and (4) call DDTC at (202) 663-1282 to coordinate submission of the proprietary supplement.
                </P>
                <HD SOURCE="HD1">Regulatory Analysis and Notices</HD>
                <HD SOURCE="HD2">Administrative Procedure Act</HD>
                <P>This rulemaking is exempt from the rulemaking requirements of section 553 of the Administrative Procedure Act (APA) pursuant to 5 U.S.C. 553(a)(1) as a military or foreign affairs function of the United States. Furthermore, this action is exempt from the judicial review provisions of the APA pursuant to 5 U.S.C. 701(a)(1), as 22 U.S.C. 2778(h) precludes judicial review of designations of items on the U.S. Munitions List, which necessarily includes de-designations or removals.</P>
                <HD SOURCE="HD2">Regulatory Flexibility Act</HD>
                <P>Since this rule is exempt from the notice-and-comment provisions of 5 U.S.C. 553, the rule does not require analysis under the Regulatory Flexibility Act.</P>
                <HD SOURCE="HD2">Unfunded Mandates Reform Act of 1995</HD>
                <P>This rulemaking does not involve a mandate that will result in the expenditure by state, local, and tribal governments, in the aggregate or by the private sector, of $100 million or more in any year, and it will not significantly or uniquely affect small governments. Therefore, no actions are deemed necessary under the provisions of the Unfunded Mandates Reform Act of 1995.</P>
                <HD SOURCE="HD2">Congressional Review Act</HD>
                <P>This rule does not meet the criteria of 5 U.S.C. 804(2).</P>
                <HD SOURCE="HD2">Executive Orders 12372 and 13132</HD>
                <P>This rulemaking does not have sufficient federalism implications to require consultations or warrant the preparation of a federalism summary impact statement. The regulations implementing Executive Order 12372 regarding intergovernmental consultation on Federal programs and activities do not apply to this rulemaking.</P>
                <HD SOURCE="HD2">Executive Orders 12866 and 13563</HD>
                <P>
                    Executive Order 12866, as amended by Executive Order 13563, directs agencies to assess all costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits (including potential economic, environmental, public health, and safety effects). Executive Order 13563 emphasizes the importance of quantifying both costs and benefits, of reducing costs, of harmonizing rules, 
                    <PRTPAGE P="46281"/>
                    and of promoting flexibility. After review by the Office of Management and Budget (OMB), this rule has been designated a “significant regulatory action.”
                </P>
                <P>In addition to the direction in Executive Order 14268, this rule was undertaken pursuant to a statutory directive to periodically review the items on the USML. The Department generally determines which items warrant addition to, or removal from, the USML by assessing whether each provides a critical military or intelligence advantage based on national security and foreign policy considerations. Because the costs and benefits of changing what is controlled focus on the effect or utility of the item or service, rather than its market prevalence or economic value, quantitative analyses cannot be usefully estimated and are not available, particularly since the global prevalence of the item or service are not known. Qualitatively, because this change will result in the removal of silencers, mufflers, and sound suppressors from the USML, which will reduce regulatory requirements and obligations, the Department assesses the costs associated with this rule will be outweighed by the benefits.</P>
                <HD SOURCE="HD2">Executive Order 12988</HD>
                <P>The Department of State has reviewed this rulemaking in light of sections 3(a) and 3(b)(2) of Executive Order 12988 to eliminate ambiguity, minimize litigation, establish clear legal standards, and reduce burden.</P>
                <HD SOURCE="HD2">Executive Order 13175</HD>
                <P>The Department of State determined that this rulemaking will not have tribal implications, will not impose substantial direct compliance costs on Indian tribal governments, and will not preempt tribal law. Accordingly, Executive Order 13175 does not apply to this rulemaking.</P>
                <HD SOURCE="HD2">Executive Order 14192</HD>
                <P>This rule is exempt from Executive Order 14192 as it is a regulation issued with respect to a foreign affairs or national security function of the United States.</P>
                <HD SOURCE="HD2">Paperwork Reduction Act</HD>
                <P>This rulemaking does not impose or revise any information collections subject to 44 U.S.C. Chapter 35.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 22 CFR Part 121</HD>
                    <P>Arms and munitions, Classified information, Exports.</P>
                </LSTSUB>
                <P>For the reasons stated in the preamble, the Department of State amends 22 CFR part 121, the United States Munitions List, as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 121—THE UNITED STATES MUNITIONS LIST</HD>
                </PART>
                <REGTEXT TITLE="22" PART="121">
                    <AMDPAR>1. The authority citation for part 121 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P> 22 U.S.C. 2752, 2778, 2797; 22 U.S.C. 2651a; Sec. 1514, Pub. L. 105-261, 112 Stat. 2175; E.O. 13637, 78 FR 16129, 3 CFR, 2013 Comp., p. 223.</P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="22" PART="121">
                    <AMDPAR>2. Amend §  121.1 in Category I by revising paragraph (e) to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 121.1 </SECTNO>
                        <SUBJECT>The United States Munitions List.</SUBJECT>
                        <STARS/>
                        <P>Category I—Firearms and Related Articles</P>
                        <STARS/>
                        <P>* (e) Silencers, mufflers, and sound suppressors, specially designed for defense articles described in paragraph (b) or (d) of this category.</P>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
                <SIG>
                    <NAME>Thomas G. DiNanno,</NAME>
                    <TITLE>Under Secretary for Arms Control and International Security, U.S. Department of State.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14943 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4710-25-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
                <SUBAGY>Coast Guard</SUBAGY>
                <CFR>33 CFR Part 100</CFR>
                <DEPDOC>[Docket Number USCG-2026-0947]</DEPDOC>
                <RIN>RIN 1625-AA08</RIN>
                <SUBJECT>Special Local Regulation; Lake Erie, Fairport Harbor, OH</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Coast Guard, Department of Homeland Security.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Temporary final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Coast Guard is establishing a temporary special local regulation (SLR) for certain waters off the shore of Fairport Harbor Lakefront Park on Lake Erie. This action is necessary to provide for the safety of life on these navigable waters near Fairport Harbor, OH during the Lake Metroparks Pirate Triathlon event on August 2, 2026. This regulation prohibits persons and vessels from entering the regulated area unless specifically authorized by the Captain of the Port Sector Eastern Great Lakes or their designated representative.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This rule is effective from 7:30 a.m. through 12:30 p.m. on August 2, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        To view available documents, go to 
                        <E T="03">https://www.regulations.gov</E>
                         and search for USCG-2026-0938.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        If you have questions about this rule, contact MST1 Andrew Nevenner, Waterways Management Division, MSU Cleveland, U.S. Coast Guard; telephone 216-701-5989, email 
                        <E T="03">Andrew.J.Nevenner@uscg.mil.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Table of Abbreviations</HD>
                <EXTRACT>
                    <FP SOURCE="FP-1">CFR Code of Federal Regulations</FP>
                    <FP SOURCE="FP-1">COTP Captain of the Port</FP>
                    <FP SOURCE="FP-1">DHS Department of Homeland Security</FP>
                    <FP SOURCE="FP-1">FR Federal Register</FP>
                    <FP SOURCE="FP-1">NPRM Notice of proposed rulemaking</FP>
                    <FP SOURCE="FP-1">§ Section </FP>
                    <FP SOURCE="FP-1">SLR Special Local Regulation</FP>
                    <FP SOURCE="FP-1">U.S.C. United States Code</FP>
                </EXTRACT>
                <HD SOURCE="HD1">II. Background and Authority</HD>
                <P>On May 15, 2026, an organization notified the Coast Guard that from 7:30 a.m. through 12:30 p.m. on August 2, 2026, they will sponsor a triathlon event with paddle and swim portion in Lake Erie near Fairport Harbor, OH. The Coast Guard received a request under 33 CFR 100.15 from the Lake Metroparks for a Marine Event Permit to host a 500-meter swim and a 1-kilometer paddle race for a portion of the triathlon. The event will include approximately 350 participants.</P>
                <P>The Captain of the Port Sector Eastern Great Lakes (COTP) is issuing this Special Local Regulation (SLR) under the authority in 46 U.S.C. 70041. The COTP has determined that potential hazards associated with the swim and paddling portion of the triathlon include the possibility that participants swimming or paddling within approaches to local public and private boat facilities might collide with or otherwise interfere with boaters near those facilities. The purpose of this rulemaking is to protect event participants, non-participants, and transiting vessels before, during, and after the scheduled event.</P>
                <P>
                    Because of these potential hazards, the Coast Guard is issuing this rule without prior notice and comment. As is authorized by 5 U.S.C. 553(b)(B), the Coast Guard finds that good cause exists for not publishing a notice of proposed rulemaking (NPRM) with respect to this rule because it is impracticable. The Coast Guard was notified of this event on May 15, 2026, but we must establish this SLR by August 02, 2026, to protect personnel, vessels, and the marine environment. Therefore, we do not have enough time to solicit and respond to comments.
                    <PRTPAGE P="46282"/>
                </P>
                <P>
                    For the same reason, the Coast Guard finds that under 5 U.S.C. 553(d)(3), good cause exists for making this rule effective less than 30 days after publication in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <HD SOURCE="HD1">III. Discussion of the Rule</HD>
                <P>This rule establishes a temporary SLR from 7:30 a.m. until 12:30 p.m. on August 2, 2026. The special local regulation will cover all navigable waters within 50 yards of the on-water portion of the triathlon. No vessel or person will be permitted to enter the regulated area without obtaining permission from the COTP or their designated representative.</P>
                <HD SOURCE="HD1">IV. Regulatory Analyses</HD>
                <P>We developed this rule after considering numerous statutes and Executive orders related to rulemaking. Below we summarize our analyses based on a number of these statutes and Executive orders.</P>
                <HD SOURCE="HD2">A. Impact on Small Entities</HD>
                <P>The regulatory flexibility analysis provisions of the Regulatory Flexibility Act of 1980, 5 U.S.C. 601-612, do not apply to rules that are not subject to notice and comment. Because the Coast Guard has, for good cause, waived the notice and comment requirement that would otherwise apply to this rulemaking, the Regulatory Flexibility Act's flexibility analysis provisions do not apply here.</P>
                <P>
                    Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), if this rule will affect your small business, organization, or governmental jurisdiction and you have questions, contact the person listed in the 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     section. Small businesses may send comments to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards by calling 1-888-REG-FAIR (1-888-734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.
                </P>
                <HD SOURCE="HD2">B. Collection of Information</HD>
                <P>This rule will not call for a new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
                <HD SOURCE="HD2">C. Federalism and Indian Tribal Governments</HD>
                <P>We have analyzed this rule under Executive Order 13132, Federalism, and have determined that it is consistent with the fundamental federalism principles and preemption requirements described in that Order.</P>
                <P>Also, this rule does not have tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.</P>
                <HD SOURCE="HD2">D. Unfunded Mandates Reform Act</HD>
                <P>As required by The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538), the Coast Guard certifies that this rule will not result in an annual expenditure of $100,000,000 or more (adjusted for inflation) by a State, local, or tribal government, in the aggregate, or by the private sector.</P>
                <HD SOURCE="HD2">E. Environment</HD>
                <P>
                    We have analyzed this rule under Department of Homeland Security Directive 023-01, Rev. 1, associated implementing instructions, and Environmental Planning COMDTINST 5090.1 (series), which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (42 U.S.C. 4321 
                    <E T="03">et seq.</E>
                    ), and have determined that this action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment.
                </P>
                <P>This rule is a special local regulation. It is categorically excluded from further review under paragraph L61 of Appendix A, Table 1 of DHS Instruction Manual 023-01-001-01, Rev. 1.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 33 CFR Part 100</HD>
                    <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security Measures, Waterways.</P>
                </LSTSUB>
                <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 100 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 100—SAFETY OF LIFE ON NAVIGABLE WATERS</HD>
                </PART>
                <REGTEXT TITLE="33" PART="100">
                    <AMDPAR>1. The authority citation for part 100 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>46 U.S.C. 70041; 33 CFR 1.05-1.</P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="33" PART="100">
                    <AMDPAR>2. Add § 100.T999-0947 to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 100.T999-0947</SECTNO>
                        <SUBJECT> Special Local Regulation; Lake Erie, Fairport Harbor, OH.</SUBJECT>
                        <P>
                            (a) 
                            <E T="03">Location.</E>
                             This special local regulation applies to the following regulated area: All waters of Lake Erie, from surface to bottom, encompassed by a line connecting the following points beginning at 41°45′32.8″ N, 81°16′35.8″ W, thence to 41°45′37″ N, 81°16′36″ W, thence to 41°45′37.4″ N, 81°15′54.7″ W, thence to 41°45′31.2″ N, 81°16′25.1″ W and along the shoreline back to the beginning point. These coordinates are based on the World Geodetic System (WGS 84).
                        </P>
                        <P>
                            (b) 
                            <E T="03">Definitions.</E>
                             As used in this section, 
                            <E T="03">designated representative</E>
                             means a Coast Guard Patrol Commander, including a Coast Guard coxswain, petty officer, or other officer operating a Coast Guard vessel and a Federal, State, and local officer designated by or assisting the Captain of the Port Sector Eastern Great Lakes (COTP) in the enforcement of the regulated area. 
                            <E T="03">Participant</E>
                             means all persons and vessels registered with the event sponsor as a participant in the race.
                        </P>
                        <P>
                            (c) 
                            <E T="03">Regulations.</E>
                             (1) All non-participants are prohibited from entering, transiting through, anchoring in, or remaining within the regulated area described in paragraph (a) of this section unless authorized by the COTP or their designated representative.
                        </P>
                        <P>(2) To seek permission to enter, contact the COTP or the COTP's representative on VHF-FM channel 16 or by telephone at (216) 701-5989. Those in the regulated area must comply with all lawful orders or directions given to them by the COTP or the COTP's designated representative.</P>
                        <P>
                            (d) 
                            <E T="03">Enforcement period.</E>
                             This section will be enforced from 7:30 a.m. to 12:30 p.m. on August 2, 2026.
                        </P>
                    </SECTION>
                </REGTEXT>
                <SIG>
                    <NAME>Matthew J. Walter,</NAME>
                    <TITLE>Captain, U.S. Coast Guard, Captain of the Port Sector Eastern Great Lakes.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14883 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 9110-04-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
                <SUBAGY>Coast Guard</SUBAGY>
                <CFR>33 CFR Part 165</CFR>
                <DEPDOC>[Docket Number USCG-2026-0948]</DEPDOC>
                <RIN>RIN 1625-AA00</RIN>
                <SUBJECT>Safety Zone; Lake St. Clair; New Baltimore, MI</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Coast Guard, Department of Homeland Security.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Temporary final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Coast Guard is establishing a temporary safety zone for navigable waters of Lake St. Clair within 
                        <PRTPAGE P="46283"/>
                        a 420-foot radius of Brandenburg Park on Anchor Bay in Lake St. Clair, New Baltimore, MI. The safety zone is needed to protect personnel, vessels, and the marine environment from potential hazards during a fireworks event. Entry of vessels or persons into this zone is prohibited unless specifically authorized by the Captain of the Port Detroit or their designated representative.
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This rule is effective from 9:30 p.m. through 11:00 p.m. on July 30, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        To view available documents, go to 
                        <E T="03">https://www.regulations.gov</E>
                         and search for USCG-2026-0948.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        If you have questions about this rule, contact Tracy Girard, Waterways Management Division, U.S. Coast Guard Sector Detroit; (313) 475-7475, 
                        <E T="03">D09-SMB-SecDetroit-WWM@uscg.mil.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Table of Abbreviations</HD>
                <EXTRACT>
                    <FP SOURCE="FP-1">CFR Code of Federal Regulations</FP>
                    <FP SOURCE="FP-1">COTP Captain of the Port</FP>
                    <FP SOURCE="FP-1">DHS Department of Homeland Security</FP>
                    <FP SOURCE="FP-1">FR Federal Register</FP>
                    <FP SOURCE="FP-1">NPRM Notice of proposed rulemaking</FP>
                    <FP SOURCE="FP-1">§ Section </FP>
                    <FP SOURCE="FP-1">U.S.C. United States Code</FP>
                </EXTRACT>
                <HD SOURCE="HD1">II. Background and Authority</HD>
                <P>The Coast Guard received notification that a fireworks display will be launched from a point on land and displayed over Lake St. Clair in New Baltimore, MI. The Captain of the Port Detroit (COTP) has determined that potential hazards associated with the fireworks display are a safety concern for anyone within a 420-foot radius of the launch point Therefore, the Coast Guard is issuing this rule under the authority in 46 U.S.C. 70034, which is needed to protect personnel, vessels, and the marine environment in the navigable waters within the safety zone.</P>
                <P>Because of these potential hazards, the Coast Guard is issuing this rule without prior notice and comment. As is authorized by 5 U.S.C. 553(b)(B), the Coast Guard finds that good cause exists for not publishing a notice of proposed rulemaking (NPRM) with respect to this rule because it is impracticable. The Coast Guard was notified of this event on June 15, 2026, we must establish this safety zone by July 30, 2026, to protect personnel, vessels, and the marine environment. Therefore, we do not have enough time to solicit and respond to comments.</P>
                <P>
                    For the same reason, the Coast Guard finds that under 5 U.S.C. 553(d)(3), good cause exists for making this rule effective less than 30 days after publication in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <HD SOURCE="HD1">III. Discussion of the Rule</HD>
                <P>This rule establishes a safety zone on July 30, 2026. The safety zone will cover all navigable waters of Lake St. Clair within a 420-foot radius of a fireworks site at Brandenburg Park in Lake St. Clair, New Baltimore, MI. Vessels and persons will not be allowed to enter the zone during this time, unless authorized by the COTP or their designated representative.</P>
                <HD SOURCE="HD1">IV. Regulatory Analyses</HD>
                <P>We developed this rule after considering numerous statutes and Executive orders related to rulemaking. Below we summarize our analyses based on a number of these statutes and Executive orders.</P>
                <HD SOURCE="HD2">A. Impact on Small Entities</HD>
                <P>The regulatory flexibility analysis provisions of the Regulatory Flexibility Act of 1980, 5 U.S.C. 601-612, do not apply to rules that are not subject to notice and comment. Because the Coast Guard has, for good cause, waived the notice and comment requirement that would otherwise apply to this rulemaking, the Regulatory Flexibility Act's flexibility analysis provisions do not apply here.</P>
                <P>
                    Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), if this rule will affect your small business, organization, or governmental jurisdiction and you have questions, contact the person listed in the 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     section.
                </P>
                <P>Small businesses may send comments to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards by calling 1-888-REG-FAIR (1-888-734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
                <HD SOURCE="HD2">B. Collection of Information</HD>
                <P>This rule will not call for a new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
                <HD SOURCE="HD2">C. Federalism and Indian Tribal Governments</HD>
                <P>We have analyzed this rule under Executive Order 13132, Federalism, and have determined that it is consistent with the fundamental federalism principles and preemption requirements described in that Order.</P>
                <P>Also, this rule does not have tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.</P>
                <HD SOURCE="HD2">D. Unfunded Mandates Reform Act</HD>
                <P>As required by The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538), the Coast Guard certifies that this rule will not result in an annual expenditure of $100,000,000 or more (adjusted for inflation) by a State, local, or tribal government, in the aggregate, or by the private sector.</P>
                <HD SOURCE="HD2">E. Environment</HD>
                <P>
                    We have analyzed this rule under Department of Homeland Security Directive 023-01, Rev. 1, associated implementing instructions, and Environmental Planning COMDTINST 5090.1 (series), which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (42 U.S.C. 4321 
                    <E T="03">et seq.</E>
                    ), and have determined that this action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment.
                </P>
                <P>This rule is a safety zone. It is categorically excluded from further review under paragraph L60(a) of Appendix A, Table 1 of DHS Instruction Manual 023-01-001-01, Rev. 1. A Record of Environmental Consideration supporting this determination is available in the docket.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 33 CFR Part 165</HD>
                    <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, Waterways.</P>
                </LSTSUB>
                <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 165 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
                </PART>
                <REGTEXT TITLE="33" PART="165">
                    <AMDPAR>1. The authority citation for part 165 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>46 U.S.C. 70034, 70051, 70124; 33 CFR 1.05-1, 6.04-1, 6.04-6, and 160.5; DHS Delegation No. 00170.1, Revision No. 01.4.</P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="33" PART="165">
                    <AMDPAR>2. Add § 165.T09-0948 to read as follows:</AMDPAR>
                    <SECTION>
                        <PRTPAGE P="46284"/>
                        <SECTNO>§ 165.T09-0948 </SECTNO>
                        <SUBJECT>Safety Zone; Lake St. Clair, New Baltimore, MI.</SUBJECT>
                        <P>
                            (a) 
                            <E T="03">Location.</E>
                             The following area is a safety zone: All navigable waters of Lake St. Clair within a 420-foot radius of the launch site in Anchor Bay, New Baltimore, MI at position 42°39′55.69″ N, 082°45′23.58″ W. All geographic coordinates are North American Datum of 1983 (NAD 83).
                        </P>
                        <P>
                            (b) 
                            <E T="03">Definitions.</E>
                             As used in this section, 
                            <E T="03">designated representative</E>
                             means a Coast Guard Patrol Commander, including a Coast Guard coxswain, petty officer, or other officer operating a Coast Guard vessel and a Federal, State, and local officer designated by or assisting the COTP in the enforcement of the safety zone.
                        </P>
                        <P>
                            (c) 
                            <E T="03">Regulations.</E>
                             (1) Under the general safety zone regulations in subpart C of this part, you may not enter the safety zone described in paragraph (a) of this section unless authorized by the COTP or the COTP's designated representative.
                        </P>
                        <P>(2) To seek permission to enter, contact the COTP or the COTP's representative on VHF-FM channel 16. Those in the safety zone must comply with all lawful orders or directions given to them by the COTP or the COTP's designated representative.</P>
                        <P>
                            (d) 
                            <E T="03">Enforcement period.</E>
                             This section will be enforced from 9:30 p.m. through 11 p.m. on July 30, 2026.
                        </P>
                    </SECTION>
                </REGTEXT>
                <SIG>
                    <NAME>Brett F. McCall, </NAME>
                    <TITLE>Commander, U.S. Coast Guard, Acting Captain of the Port Detroit.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14895 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 9110-04-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
                <SUBAGY>Coast Guard</SUBAGY>
                <CFR>33 CFR Part 165</CFR>
                <DEPDOC>[Docket No. USCG-2026-0943]</DEPDOC>
                <SUBJECT>Safety Zone; Ohio Street Beach Swim Course, Lake Michigan, Chicago Harbor, Chicago, IL</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Coast Guard, DHS.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notification of enforcement of regulation.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Coast Guard will enforce a safety zone for the Swim Across America event to provide for the safety of life on navigable waterways during a swim race. Our regulation for marine events within the Coast Guard Great Lakes District identifies the safety zone for this event in Chicago, IL. During the enforcement period, entry into, transiting, or anchoring within the safety zone is prohibited unless authorized by the Captain of the Port Lake Michigan or a designated on-scene representative.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The regulations in 33 CFR 165.932 will be enforced from 7 a.m. through 10 a.m. on August 8, 2026.</P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        If you have questions about this notification of enforcement, call or email Lieutenant Kyle Goetz, Marine Safety Unit Chicago, U.S. Coast Guard; telephone: 630-986-2155, email: 
                        <E T="03">D09-SMB-MSUChicago-WWM@uscg.mil.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The Coast Guard will enforce a safety zone regulation in 33 CFR 165.932 for the Swim Across America event from 7 a.m. to 10 a.m. on Saturday August 8, 2026. The regulation for the safety zone, Ohio Street Beach Swim Course, Lake Michigan, Chicago Harbor, Chicago, IL in § 165.932, specifies the location of the safety zone for this event.</P>
                <P>In accordance with the general regulations in § 165.23, entry into, transiting, or anchoring within this safety zone is prohibited unless authorized by the Captain of the Port (COTP) Lake Michigan or their designated representative.</P>
                <P>This safety zone is closed to all vessel traffic, except as may be permitted by the COTP Lake Michigan or a designated on-scene representative. Vessel operators desiring to enter or operate within the safety zone shall contact the COTP Lake Michigan or an on-scene representative to obtain permission to do so.</P>
                <P>
                    In addition to this notification of enforcement in the 
                    <E T="04">Federal Register</E>
                    , the Coast Guard will provide the maritime community with notification of this enforcement period via Broadcast Notice to Mariners. The COTP Lake Michigan may be reached by contacting the Coast Guard Sector Lake Michigan Command Center at (833) 900-2247. An on-scene designated representative may be reached via VHF-FM Channel 16.
                </P>
                <SIG>
                    <NAME>R.N. Macon,</NAME>
                    <TITLE>Captain, U.S. Coast Guard, Captain of the Port, Lake Michigan.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14888 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 9110-04-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
                <SUBAGY>Coast Guard</SUBAGY>
                <CFR>33 CFR Part 165</CFR>
                <DEPDOC>[Docket Number USCG-2026-0945]</DEPDOC>
                <RIN>RIN 1625-AA00</RIN>
                <SUBJECT>Safety Zone; Lake Erie, Avon Lake, OH</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Coast Guard, Department of Homeland Security.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Temporary final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Coast Guard is establishing a temporary safety zone for certain navigable waters of Lake Erie. The safety zone is needed to protect personnel, vessels, and the marine environment from potential hazards associated with an over water fireworks display. Entry of vessels or persons into this zone is prohibited unless specifically authorized by the Captain of the Port, Sector Eastern Great Lakes, or their designated representative.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This rule is effective from 9 p.m. to 9:45 p.m. on August 1, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        To view available documents go to 
                        <E T="03">https://www.regulations.gov</E>
                         and search for USCG-2026-0945.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        If you have questions about this rule, contact MST1 Andrew Nevenner, Waterways Management Division, MSU Cleveland, U.S. Coast Guard; telephone 216-701-5989, email 
                        <E T="03">Andrew.J.Nevenner@uscg.mil.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Table of Abbreviations</HD>
                <EXTRACT>
                    <FP SOURCE="FP-1">CFR Code of Federal Regulations</FP>
                    <FP SOURCE="FP-1">COTP Captain of the Port</FP>
                    <FP SOURCE="FP-1">DHS Department of Homeland Security</FP>
                    <FP SOURCE="FP-1">FR Federal Register</FP>
                    <FP SOURCE="FP-1">NPRM Notice of proposed rulemaking</FP>
                    <FP SOURCE="FP-1">§ Section </FP>
                    <FP SOURCE="FP-1">U.S.C. United States Code</FP>
                </EXTRACT>
                <HD SOURCE="HD1">II. Background and Authority</HD>
                <P>The Coast Guard received notification that fireworks will be launched from land bordering Lake Erie near Avon Lake, OH. The Captain of the Port (COTP) Sector Eastern Great Lakes has determined that potential hazards associated with fireworks are a safety concern for anyone within a 280-foot radius of the fireworks display. Therefore, the COTP is issuing this rule under the authority in 46 U.S.C. 70034, which is needed to protect personnel, vessels, and the marine environment in the navigable waters within the safety zone.</P>
                <P>
                    Because of these potential hazards, the Coast Guard is issuing this rule 
                    <PRTPAGE P="46285"/>
                    without prior notice and comment. As is authorized by 5 U.S.C. 553(b)(B), the Coast Guard finds that good cause exists for not publishing a notice of proposed rulemaking (NPRM) with respect to this rule because it is impracticable. The Coast Guard was notified of this event on June 30, 2026, but we must establish this safety zone by August 1, 2026, to protect personnel, vessels, and the marine environment. Therefore, we do not have enough time to solicit and respond to comments.
                </P>
                <P>
                    For the same reason, the Coast Guard finds that under 5 U.S.C. 553(d)(3), good cause exists for making this rule effective less than 30 days after publication in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <HD SOURCE="HD1">III. Discussion of the Rule</HD>
                <P>This rule establishes a safety zone on August 1, 2026 from 9:00 p.m. to 9:45 p.m. The safety zone will cover all navigable waters of Lake Erie within a 280-foot radius from the following point: 41°30′15.8″ N, 82°3′39.1″ W. Vessels and persons will not be allowed to enter the zone during this time, unless authorized by the Captain of the Port.</P>
                <HD SOURCE="HD1">IV. Regulatory Analyses</HD>
                <P>We developed this rule after considering numerous statutes and Executive orders related to rulemaking. Below we summarize our analyses based on a number of these statutes and Executive orders.</P>
                <HD SOURCE="HD2">A. Impact on Small Entities</HD>
                <P>The regulatory flexibility analysis provisions of the Regulatory Flexibility Act of 1980, 5 U.S.C. 601-612, do not apply to rules that are not subject to notice and comment. Because the Coast Guard has, for good cause, waived the notice and comment requirement that would otherwise apply to this rulemaking, the Regulatory Flexibility Act's flexibility analysis provisions do not apply here.</P>
                <P>
                    Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), if this rule will affect your small business, organization, or governmental jurisdiction and you have questions, contact the person listed in the 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     section.
                </P>
                <P>Small businesses may send comments to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards by calling 1-888-REG-FAIR (1-888-734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
                <HD SOURCE="HD2">B. Collection of Information</HD>
                <P>This rule will not call for a new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
                <HD SOURCE="HD2">C. Federalism and Indian Tribal Governments</HD>
                <P>We have analyzed this rule under Executive Order 13132, Federalism, and have determined that it is consistent with the fundamental federalism principles and preemption requirements described in that Order.</P>
                <P>Also, this rule does not have tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.</P>
                <HD SOURCE="HD2">D. Unfunded Mandates Reform Act</HD>
                <P>As required by The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538), the Coast Guard certifies that this rule will not result in an annual expenditure of $100,000,000 or more (adjusted for inflation) by a State, local, or tribal government, in the aggregate, or by the private sector.</P>
                <HD SOURCE="HD2">E. Environment</HD>
                <P>
                    We have analyzed this rule under Department of Homeland Security Directive 023-01, Rev. 1, associated implementing instructions, and Environmental Planning COMDTINST 5090.1 (series), which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (42 U.S.C. 4321 
                    <E T="03">et seq.</E>
                    ), and have determined that this action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment.
                </P>
                <P>This rule is a safety zone. It is categorically excluded from further review under paragraph L60(a) of Appendix A, Table 1 of DHS Instruction Manual 023-01-001-01, Rev. 1. A Record of Environmental Consideration supporting this determination is available in the docket.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 33 CFR Part 165</HD>
                    <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, Waterways.</P>
                </LSTSUB>
                <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 165 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
                </PART>
                <REGTEXT TITLE="33" PART="165">
                    <AMDPAR>1. The authority citation for part 165 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>46 U.S.C. 70034, 70051, 70124; 33 CFR 1.05-1, 6.04-1, 6.04-6, and 160.5; DHS Delegation No. 00170.1, Revision No. 01.4.</P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="33" PART="165">
                    <AMDPAR>2. Add § 165.T09-0945 to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 165.T09-0945</SECTNO>
                        <SUBJECT> Safety Zone; Lake Erie, Avon Lake, OH.</SUBJECT>
                        <P>
                            (a) 
                            <E T="03">Location.</E>
                             The following area is a safety zone: All navigable waters of Lake Erie within a 280-foot radius from the following point: 41°30′15.8″ N, 82°3′39.1″ W. These coordinates are based on the World Geodetic System (WGS 84).
                        </P>
                        <P>
                            (b) 
                            <E T="03">Definitions.</E>
                             As used in this section, 
                            <E T="03">designated representative</E>
                             means a Coast Guard Patrol Commander, including a Coast Guard coxswain, petty officer, or other officer operating a Coast Guard vessel and a Federal, State, and local officer designated by or assisting the Captain of the Port Sector Eastern Great Lakes (COTP) in the enforcement of the safety zone.
                        </P>
                        <P>
                            (c) 
                            <E T="03">Regulations.</E>
                             (1) Under the general safety zone regulations in subpart C of this part, you may not enter the safety zone described in paragraph (a) of this section unless authorized by the COTP or the COTP's designated representative.
                        </P>
                        <P>(2) To seek permission to enter, contact the COTP or the COTP's representative on VHF-FM channel 16 or by telephone at (216) 937-0141. Those in the safety zone must comply with all lawful orders or directions given to them by the COTP or the COTP's designated representative.</P>
                        <P>
                            (d) 
                            <E T="03">Enforcement period.</E>
                             This section will be enforced from 9 p.m. to 9:45 p.m. on August 1, 2026.
                        </P>
                    </SECTION>
                </REGTEXT>
                <SIG>
                    <NAME>Matthew J. Walter,</NAME>
                    <TITLE>Captain, U.S. Coast Guard, Captain of the Port Sector Eastern Great Lakes.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14894 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 9110-04-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF EDUCATION</AGENCY>
                <CFR>34 CFR Parts 100, 104, and 106</CFR>
                <RIN>RIN 1870-AA25</RIN>
                <SUBJECT>Rescinding Guidelines for Eliminating Discrimination and Denial of Services on the Basis of Race, Color, National Origin, Sex, and Handicap in Vocational Education Programs</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office for Civil Rights, Department of Education.</P>
                </AGY>
                <ACT>
                    <PRTPAGE P="46286"/>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule; rescission.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Secretary of Education rescinds the U.S. Department of Education's (Department) 
                        <E T="03">Guidelines for Eliminating Discrimination and Denial of Services on the Basis of Race, Color, National Origin, Sex, and Handicap in Vocational Education Programs</E>
                         (
                        <E T="03">Guidelines</E>
                        ). The 
                        <E T="03">Guidelines,</E>
                         first published in the 
                        <E T="04">Federal Register</E>
                         in 1979 and added to the Title VI regulations of the Department's predecessor, the Department of Health, Education, and Welfare (HEW), apply to recipients of Federal financial assistance, including State education agencies, that offer or administer vocational education or training programs. Following the establishment of the Department and HEW's successor, the Department of Health and Human Services (HHS), the 
                        <E T="03">Guidelines</E>
                         were transferred to both agencies and have remained substantively unchanged since they were first issued in 1979. The Department has determined that the 
                        <E T="03">Guidelines</E>
                         are no longer necessary due to significant changes in governing jurisprudence on what constitutes actionable discrimination and in the vocational education landscape in the intervening half-century. The Department further finds the 
                        <E T="03">Guidelines</E>
                         to be burdensome (because they create proactive compliance requirements that do not apply to other programs that receive Federal financial assistance from the Department) and unnecessary (given the Department's existing regulations promulgated under various civil rights statutes). After considering the regulatory burden that the compliance monitoring and reporting structure outlined in section II.B. of the 
                        <E T="03">Guidelines</E>
                         imposes on State education agencies, local education agencies, and institutions of higher education, and the staffing resources that the Department expends on oversight of this compliance structure, the Department has concluded that the costs of this compliance structure no longer justify its benefits. Accordingly, the Department rescinds the 
                        <E T="03">Guidelines.</E>
                         This action does not affect the obligations of recipients of Federal financial assistance to comply with Federal civil rights laws because the regulations articulating those substantive obligations remain unchanged.
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This final rule is effective on July 23, 2026.</P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Maria Litsakis, Acting Director, Program Legal Group, Office for Civil Rights, 400 Maryland Ave. SW, 5th Floor, Washington, DC 20202. Telephone: 800-421-3481. Email: 
                        <E T="03">maria.litsakis@ed.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Executive Summary</HD>
                <P>
                    The Department rescinds the 
                    <E T="03">Guidelines,</E>
                     currently appearing in Appendix B to 34 CFR part 100, as well as cross-references to the 
                    <E T="03">Guidelines</E>
                     appearing in Appendix B to 34 CFR part 104 and Appendix A to 34 CFR part 106. The 
                    <E T="03">Guidelines</E>
                     purport to explain the civil rights responsibilities of Federal funding recipients who offer or administer vocational education programs with respect to nine issue areas: (1) administrative requirements (section IV.O.); (2) recruitment, admissions, and counseling (sections IV.A., K., N., L., and sections V.A. through V.E.); (3) physical accessibility (section IV.N.3); (4) comparable facilities (section IV.D.); (5) services for students with disabilities (sections IV.N. and VI.A.); (6) financial assistance (section VI.B.); (7) work-study, cooperative programs, and job placement (section VII); (8) housing (section VI.C.); and (9) employment (sections VIII.A. through VIII.F.).
                </P>
                <P>
                    Additionally, section II.B. of the 
                    <E T="03">Guidelines</E>
                     imposes a proactive compliance structure upon State education agencies that applies only to career and technical education (CTE) or vocational education programs; no parallel proactive compliance structure exists in any other context in civil rights enforcement. This compliance structure requires 68 State education agencies to (1) collect and analyze civil rights information and data; (2) conduct periodic compliance reviews; (3) provide technical assistance upon request; and (4) periodically report method of administration (MOA) activities and findings to the Department's Office for Civil Rights (OCR). Practically, this means that the State education agencies must conduct compliance reviews of a subset of their subrecipients (those that operate CTE programs) each year, detail and issue their findings of noncompliance to the subrecipients, and negotiate voluntary compliance plans with the subrecipients to address the State agency's findings. State education agencies then submit biennial reports of these activities to OCR. Although the Department has supplemented the 
                    <E T="03">Guidelines</E>
                     with additional guidance in the decades since, culminating in updated procedures issued jointly by OCR and the Office of Career, Technical, and Adult Education in 2020 that provided State agencies with greater flexibility, the proactive compliance structure, developed to address noncompliance in the 1970s, remains fully in place.
                </P>
                <P>
                    OCR allots considerable staff resources to providing feedback on how State agencies can improve their compliance with the 
                    <E T="03">Guidelines</E>
                     by reviewing and responding to biennial reports submitted by State agencies, and providing technical assistance. The Department also conducts an annual week-long training conference for State officials responsible for complying with the 
                    <E T="03">Guidelines.</E>
                     The Department has determined that this proactive compliance structure, which applies only to vocational education programs, is no longer necessary given current information and data on CTE programs, and that any benefits from its continued implementation are not justified by its cost and burden on State and local education agencies and postsecondary institutions. The Department is unaware of any recent information demonstrating that recipients administering or operating CTE programs are more likely than other recipients of Federal financial assistance from the Department to be out of compliance with civil rights laws and departmental regulations. Furthermore, any civil rights violations occurring in CTE programs can be addressed in the same manner as those arising in the non-CTE context by the Department's vigorous enforcement of civil rights laws through OCR's complaint resolution process and its own proactive enforcement tools, including by initiating compliance reviews and directed investigations.
                </P>
                <P>
                    The Department also issues this action rescinding the 
                    <E T="03">Guidelines</E>
                     in furtherance of Executive Order 14192, 
                    <E T="03">Unleashing Prosperity Through Deregulation,</E>
                     90 FR 9065 (Feb. 6, 2025). That Order acknowledges that regulations and other rules, memoranda, guidance documents, and administrative policy statements impose costs and inefficiencies on individuals, businesses, organizations, and government entities, and therefore directs agencies to look for opportunities to eliminate regulatory burdens to offset the costs of existing regulations. The Department would rescind the 
                    <E T="03">Guidelines</E>
                     even in the absence of Executive Order 14192 because: (1) oversight of the proactive compliance structure mandated by the 
                    <E T="03">Guidelines</E>
                     imposes considerable burdens on recipients without current appreciable benefit; (2) enforcement of the 
                    <E T="03">Guidelines</E>
                     consumes considerable Department staff resources without current appreciable benefit; and (3) the additional reasons articulated below support rescission.
                    <PRTPAGE P="46287"/>
                </P>
                <P>
                    With the rescission of the 
                    <E T="03">Guidelines,</E>
                     State education agencies and subrecipients will still be responsible for compliance with Federal civil rights laws, including ensuring equal access to CTE programs. However, neither the Department nor recipients who offer or oversee CTE programs will continue to be saddled with the proactive compliance requirements imposed by the 
                    <E T="03">Guidelines,</E>
                     particularly those in section II.B.
                </P>
                <HD SOURCE="HD1">II. Discussion</HD>
                <HD SOURCE="HD2">A. Historical Background</HD>
                <HD SOURCE="HD3">1. Origins in the Adams Litigation</HD>
                <P>
                    The 
                    <E T="03">Guidelines</E>
                     resulted from litigation based on allegations that HEW failed to properly administer and enforce Title VI of the Civil Rights Act of 1964, 42 U.S.C. 2000d 
                    <E T="03">et seq. See</E>
                     44 FR 17162 (Mar. 21, 1979); 
                    <E T="03">Adams</E>
                     v. 
                    <E T="03">Richardson,</E>
                     356 F. Supp. 92 (D.D.C. 1973), 
                    <E T="03">aff'd as modified,</E>
                     480 F.2d 1159 (D.C. Cir. 1973) (
                    <E T="03">en banc</E>
                    ) (
                    <E T="03">per curiam</E>
                    ); 
                    <E T="03">see also Adams</E>
                     v. 
                    <E T="03">Richardson,</E>
                     351 F. Supp. 636 (D.D.C. 1972). The 
                    <E T="03">Adams</E>
                     plaintiffs alleged, 
                    <E T="03">inter alia,</E>
                     that HEW knew or should have known that it was funding segregated vocational education programs in a manner that was “symptomatic of a general failure by HEW to exercise its Title VI jurisdiction with respect to State Departments of Education which approve and administer programs of Federal financial assistance.” 
                    <SU>1</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         Amended Complaint at 17-18, 
                        <E T="03">Adams</E>
                         v. 
                        <E T="03">Richardson,</E>
                         No. 70-cv-3095 (D.D.C. 1970), 
                        <E T="03">reprinted in</E>
                         Staff of H.R. Comm. on Educ. &amp; Labor, 100th Cong., Report on the Investigation of the Civil Rights Enforcement Activities of the Office for Civil Rights, app. J (Comm. Print 1988), 
                        <E T="03">https://files.eric.ed.gov/fulltext/ED306322.pdf.</E>
                    </P>
                </FTNT>
                <P>In 1977, the district court issued a consent order directing HEW to develop and implement specific procedures to ensure civil rights compliance in vocational education programs, which stated in pertinent part:</P>
                <EXTRACT>
                    <P>By September 1, 1978, defendants shall . . . publicly issue criteria or guidelines which shall define the ingredients of a violation of Title VI by vocational schools. The statement or regulation shall include a description of how current Title VI regulations applicable generally to all recipients of HEW funds apply specifically to the operation of vocational schools.</P>
                </EXTRACT>
                <P>
                    Order at 27, ¶ 38(b), 
                    <E T="03">Adams</E>
                     v. 
                    <E T="03">Califano,</E>
                     No. 70-cv-3095 (D.D.C. 1977) (consent order). In response, HEW proposed such criteria and procedures on December 19, 1978, at 43 FR 59105, and finalized them as the 
                    <E T="03">Guidelines</E>
                     on March 21, 1979, at 44 FR 17162. The Department codified the 
                    <E T="03">Guidelines</E>
                     the following year as Appendix B to 34 CFR part 100 and cross-referenced in Appendix B to 34 CFR part 104 and Appendix A to 34 CFR part 106.
                </P>
                <P>
                    The 
                    <E T="03">Adams</E>
                     litigation was subsequently dismissed in its entirety for being “constitutionally impermissible.” 
                    <E T="03">Women's Equity Action League</E>
                     v. 
                    <E T="03">Cavazos,</E>
                     906 F.2d 742, 747 (D.C. Cir. 1990) (Ginsburg, J.), 
                    <E T="03">aff'g on other grounds sub nom. Adams</E>
                     v. 
                    <E T="03">Bennett,</E>
                     675 F. Supp. 668, 670, 681 (D.D.C. 1987). The D.C. Circuit described the litigation as “seek[ing] across-the-board continuing federal court supervision of the process by which the agencies ensure compliance with . . . antidiscrimination mandates.” 
                    <E T="03">Id.</E>
                     at 748. It held that no cause of action authorized the litigation in the first place and that the plaintiffs had no means of obtaining the relief they desired. Citing 
                    <E T="03">Cannon</E>
                     v. 
                    <E T="03">University of Chicago,</E>
                     441 U.S. 677 (1979), and 
                    <E T="03">Council of and for the Blind</E>
                     v. 
                    <E T="03">Regan,</E>
                     709 F.2d 1521 (D.C. Cir. 1983) (
                    <E T="03">en banc</E>
                    ), the D.C. Circuit concluded that none of the laws the plaintiffs invoked authorized “a broad-gauged right of action directly against the federal government officers charged with monitoring and enforcing funding recipients' compliance with discrimination proscriptions.” 
                    <E T="03">Cavazos,</E>
                     906 F.2d at 747. It thus affirmed the district court's dismissal, finally terminating the litigation in 1990. 
                    <E T="03">Id.</E>
                     at 744, 747, 752 (“[W]e hold that the generalized action plaintiffs pursue against federal executive agencies lacks the requisite green light from the legislative branch.”).
                </P>
                <HD SOURCE="HD3">2. 1979 Issuance of the Guidelines</HD>
                <P>
                    The final 
                    <E T="03">Guidelines</E>
                     were published by HEW in the 
                    <E T="04">Federal Register</E>
                     on March 21, 1979. 44 FR 17162. The 
                    <E T="03">Guidelines</E>
                     purported to “explain the civil rights responsibilities of recipients of federal funds offering or administering vocational education programs” and charged the relevant State education agencies overseeing CTE programs with monitoring subrecipients through a new proactive compliance structure. 
                    <E T="03">Id.</E>
                     Those requirements, described in section II.B. of the 
                    <E T="03">Guidelines,</E>
                     mandated State agencies to prevent, identify, and remedy unlawful discrimination in CTE programs by (1) collecting and analyzing information and data; (2) conducting periodic compliance reviews; (3) providing technical assistance; and (4) periodically reporting agency activities and findings to the Department. Section II.C. directed State agencies to submit “methods of administration and related procedures” for complying with the 
                    <E T="03">Guidelines</E>
                     “[w]ithin one year from the publication of these 
                    <E T="03">Guidelines</E>
                     in final form.” 
                    <E T="03">Id.</E>
                     at 17165 (emphasis added). The 1979 
                    <E T="04">Federal Register</E>
                     notice promulgating the 
                    <E T="03">Guidelines</E>
                     stated that the 
                    <E T="03">Guidelines</E>
                     were “a result of injunctive orders entered by the United States District Court for the District of Columbia in [the 
                    <E T="03">Adams</E>
                     litigation,]” due to HEW's finding of “evidence of continuing unlawful discrimination in vocational education programs.” 
                    <E T="03">Id.</E>
                     at 17162.
                </P>
                <P>
                    In describing this evidence, the 1979 notice presented two categories. First, it cited enrollment data from HEW's Bureau of Occupational and Adult Education for 1976 and 1977 showing that “male and female students are concentrated in programs traditionally identified as intended for them.” 
                    <E T="03">Id.</E>
                     For example, female students comprised 78.8 percent of enrollment in health occupations programs and 84.7 percent of enrollment in occupational home economics, while male students comprised 87.3 percent of enrollment in trade and industrial programs and 88.7 percent of enrollment in vocational agriculture. 
                    <E T="03">Id.</E>
                     at 17162-63.
                </P>
                <P>
                    Second, the notice cited compliance reviews conducted by OCR from 1973 to 1978 that “consistently found civil rights violations in vocational schools,” including: (1) eligibility requirements such as geographic residence or admissions tests that denied opportunities on the basis of race, national origin, and “handicap”; (2) assignment of “handicapped students” to separate, inaccessible facilities; (3) continued operation of vocational schools as “essentially segregated facilities”; (4) denial of equal opportunity to national origin minorities with limited English proficiency; (5) failure to protect against discrimination in employer placement; and (6) assignment of faculty and staff “on the basis of race, national origin, sex, and handicap.” 
                    <E T="03">Id.</E>
                     at 17162-63. The 1979 notice acknowledged, however, that “[i]n recent years, vocational education administrators have addressed unlawful discrimination in their programs.” 
                    <E T="03">Id.</E>
                     at 17163.
                </P>
                <HD SOURCE="HD2">B. Subsequent Changes in Law</HD>
                <P>
                    The Department does not contend that discrimination in CTE programs has been eradicated. The Department's OCR continues to receive and investigate complaints alleging discrimination on the bases of race, sex, national origin, and disability in education programs, including in CTE programs. But the Department has seen no recent evidence indicating that discrimination on the basis of race, sex, or disability is more prevalent in CTE programs than in other 
                    <PRTPAGE P="46288"/>
                    education programs or activities administered by recipients more broadly.
                    <SU>2</SU>
                    <FTREF/>
                     The Department remains committed to vigorous enforcement of the civil rights statutes within its jurisdiction, including Title VI of the Civil Rights Act of 1964 (prohibiting discrimination based on race, color, and national origin), Title IX of the Education Amendments of 1972 (same with respect to sex), and Section 504 of the Rehabilitation Act of 1973 (same with respect to disability).
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         Complaints filed with OCR relating to CTE programs and “technical” schools make up only a small percentage of OCR's overall case intake and are treated in the same manner as all other complaints.
                    </P>
                </FTNT>
                <P>
                    Governing law has gone through considerable changes since the 
                    <E T="03">Guidelines</E>
                     were promulgated in 1979. First, the 
                    <E T="03">Guidelines</E>
                     were promulgated as a direct result of “across-the-board continuing federal court supervision of the process by which the agencies ensure compliance with . . . antidiscrimination mandates.” 
                    <E T="03">Cavazos,</E>
                     906 F.2d at 748. Such monitoring was foreclosed by 
                    <E T="03">Cannon</E>
                     and 
                    <E T="03">Council of and for the Blind. Id.</E>
                     at 747. As the D.C. Circuit explained, “the message of 
                    <E T="03">Cannon</E>
                     was that no private right of action should be inferred from federal legislation[,] absent a showing of approbation from the lawmaking branch” and that “Congress wished to ward off suits against the government of the very kind plaintiffs now press.” 
                    <E T="03">Id.</E>
                     Similarly, 
                    <E T="03">Council of and for the Blind</E>
                     made clear that because private “suits directly against discriminating entities were adequate to redress injuries[,] . . . the APA did not provide a discrete claim for relief against the federal monitoring agency.” 
                    <E T="03">Id.</E>
                     at 748. This holding reflects two important principles: (1) Congress trusted Federal agencies, including the Department, to enforce Title VI using their own reasoned judgment, rather than by implementing the dictates of Federal courts; and (2) “Congress considered private suits to end discrimination not merely adequate but in fact the proper means for individuals to enforce Title VI” to the extent that they are unsatisfied with Federal enforcement. 
                    <E T="03">Id.</E>
                     at 751. In its exercise of discretion, the Department no longer believes that the 
                    <E T="03">Guidelines</E>
                     are an effective or efficient vehicle to achieve the goals of Title VI.
                </P>
                <P>
                    Second, subsequent decisions of the Supreme Court, most notably 
                    <E T="03">Alexander</E>
                     v. 
                    <E T="03">Sandoval,</E>
                     532 U.S. 275 (2001), 
                    <E T="03">Students for Fair Admissions</E>
                     v. 
                    <E T="03">President &amp; Fellows of Harvard Coll.,</E>
                     600 U.S. 181 (2023) (
                    <E T="03">SFFA</E>
                    ), 
                    <E T="03">Loper Bright Enters.</E>
                     v. 
                    <E T="03">Raimondo,</E>
                     603 U.S. 369 (2024), and 
                    <E T="03">Louisiana</E>
                     v. 
                    <E T="03">Callais,</E>
                     146 S. Ct. 1131(2026), have materially altered the legal landscape relevant to the 
                    <E T="03">Guidelines.</E>
                     In 
                    <E T="03">Sandoval,</E>
                     the Court held that private plaintiffs lacked a private right of action to enforce the U.S. Department of Justice's (DOJ) disparate-impact regulations. 532 U.S. at 285-87. Although the Court had previously found a private cause of action to enforce Title VI's bar on intentional discrimination, 
                    <E T="03">id.</E>
                     at 279-80, that holding did not permit private suit to enforce regulations that “forbid conduct that [Title VI] permits.” 
                    <E T="03">Id.</E>
                     at 285. While 
                    <E T="03">Sandoval</E>
                     “assume[d],” without deciding, that DOJ's regulations were valid, it explained that they are in “considerable tension” with the Supreme Court's Title VI precedents and the text of the statute itself. 
                    <E T="03">Id.</E>
                     at 281-82, 284-85; 
                    <E T="03">see also id.</E>
                     at 286 n.6 (“[Title VI] permits the very behavior that the regulations forbid.”).
                </P>
                <P>
                    <E T="03">SFFA</E>
                     and 
                    <E T="03">Callais</E>
                     make clear that the use of race, color, or national origin to assign benefits and burdens is presumptively unconstitutional. 
                    <E T="03">SFFA,</E>
                     600 U.S. at 206 (“`[The] guarantee of equal protection cannot mean one thing when applied to one individual and something else when applied to a person of another color.'”); 
                    <E T="03">id.</E>
                     at 223 (“ `[O]utright racial balancing' is `patently unconstitutional.' ”); 
                    <E T="03">Callais,</E>
                     146 S. Ct. at 1152 (noting that Court precedent identified just two compelling interests that justified racial discrimination, declining to add to that list). While the Court has permitted racial discrimination to remedy the effects of “specific, identified instances of past discrimination that violated the Constitution or a statute,” that corrective discrimination must be narrowly tailored to achieving that end. 
                    <E T="03">SFFA,</E>
                     600 U.S. at 207; 
                    <E T="03">Callais,</E>
                     146 S. Ct. at 1152.
                </P>
                <P>
                    Finally, 
                    <E T="03">Loper Bright</E>
                     held that “statutes . . . have a single, best meaning” that is “fixed at the time of enactment” and that courts interpreting those statutes must employ that single, best meaning. 603 U.S. at 400.
                </P>
                <P>
                    In light of these decisions, the Department has considerable concerns about the continuing validity of many provisions in the 
                    <E T="03">Guidelines,</E>
                     which are intended to eliminate race-, sex-, and disability-based disparities that may occur in CTE programs, without inquiry into the cause of such disparities. It is unclear whether any such disparities result from intentional discrimination or, alternatively, the informed decisions of students who may choose to enroll in one program or another for any number of reasons. The 
                    <E T="03">Guidelines</E>
                     do not differentiate. The 
                    <E T="03">Guidelines</E>
                     look to data and operate under the presumption that any data discrepancies are the result of discrimination, thus constituting a civil rights violation. The Constitution directs otherwise. Given these concerns, the Department finds that it is preferable to rescind the 
                    <E T="03">Guidelines</E>
                     rather than to continue to enforce them despite their questionable vitality under the Constitution. 
                    <E T="03">See Edward J. DeBartolo Corp.</E>
                     v. 
                    <E T="03">Fla. Gulf Coast Bldg. &amp; Constr. Trades Council,</E>
                     485 U.S. 568, 575 (1988) (“[W]here an otherwise acceptable construction of a statute would raise serious constitutional problems, the Court will construe the statute to avoid such problems unless such construction is plainly contrary to the intent of Congress.”). The Department additionally finds that attempting to modify the 
                    <E T="03">Guidelines</E>
                     by excising from them each provision that raises constitutional questions would leave the 
                    <E T="03">Guidelines</E>
                     incoherent, unhelpful, and otherwise flawed for other reasons discussed herein.
                </P>
                <P>
                    Third, rescinding the Guidelines does not reduce or limit the nondiscrimination obligations applicable to recipients enforced by the Department under Title VI of the Civil Rights Act of 1964, 42 U.S.C. 2000d 
                    <E T="03">et seq.;</E>
                     Section 504 of the Rehabilitation Act of 1973, 29 U.S.C. 794; or Title IX of the Education Amendments of 1972, 20 U.S.C. 1681 
                    <E T="03">et seq.,</E>
                     as implemented by 34 CFR parts 100, 104, and 106 respectively. Those regulations remain fully in effect and continue to provide the operative legal framework for all departmental compliance and enforcement activities.
                </P>
                <HD SOURCE="HD2">C. Subsequent Changes in Fact</HD>
                <P>
                    In the 1970s, there was widespread discrimination on the basis of race in CTE programs. Indeed, the 1979 
                    <E T="04">Federal Register</E>
                     notice promulgating the 
                    <E T="03">Guidelines</E>
                     referenced “evidence of continuing unlawful discrimination in vocational education programs” and documented recurring civil rights violations in vocational schools that HEW's Office for Civil Rights had identified in compliance reviews conducted between 1973 and 1978. 44 FR at 17162-63. The notice expressly acknowledges that it was apparent to HEW “that many vocational education administrators engage in unlawfully discriminatory practices.” 
                    <E T="03">Id.</E>
                     at 17162. Similarly, the 
                    <E T="03">Adams</E>
                     court noted that ten southern States were “operating segregated systems of higher education in violation of Title VI.” 
                    <E T="03">Adams</E>
                     v. 
                    <E T="03">Richardson,</E>
                     351 F. Supp. at 637-38. When HEW requested desegregation plans from the ten States, five of them 
                    <PRTPAGE P="46289"/>
                    submitted “unacceptable” plans,
                    <SU>3</SU>
                    <FTREF/>
                     and the other five failed to respond at all.
                    <FTREF/>
                    <SU>4</SU>
                      
                    <E T="03">Id.</E>
                     Regarding vocational programs in particular, HEW did not have demographic data for many of the recipients subject to the litigation. 
                    <E T="03">Id.</E>
                     at 639. In Louisiana, the only State for which HEW provided the court statistics regarding students and faculty in vocational schools, those statistics showed “seven [vocational] schools as overwhelmingly black and 25 [vocational] schools as overwhelmingly white.” 
                    <E T="03">Id.</E>
                     It was against this backdrop that the 
                    <E T="03">Adams</E>
                     court ordered HEW to issue the 
                    <E T="03">Guidelines.</E>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         Those five States were Arkansas, Pennsylvania, Georgia, Maryland, and Virginia. 
                        <E T="03">Adams</E>
                         v. 
                        <E T="03">Richardson,</E>
                         351 F. Supp. at 638.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         The latter five States were Louisiana, Mississippi, Oklahoma, North Carolina, and Florida. 
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    One of the problems facing the 
                    <E T="03">Adams</E>
                     court was a dearth of adequate data. Indeed, the 
                    <E T="04">Federal Register</E>
                     notice acknowledged the absence of adequate data to enable the court to fully assess the extent of segregation: “Current information on the enrollment of handicapped and minority students in specific vocational programs is not available.” 44 FR at 17163.
                </P>
                <P>
                    Almost 50 years later, the data from the National Center for Education Statistics (NCES) and other sources demonstrate that the significant race disparities in CTE participation that existed in the 1970s, at the onset of the 
                    <E T="03">Adams</E>
                     litigation, no longer exist. For example, Table H259 of NCES's CTE statistics from 2019 demonstrates near-parity in the percentage of public high school graduates of each race earning CTE credits.
                    <SU>5</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         Nat'l Ctr. for Educ. Stats., U.S. Dep't of Educ., 
                        <E T="03">Table H259. Percentage Distribution of Public High School Graduates with Each Career and Technical Education (CTE) Coursetaking Pattern, by Selected Student Race/Ethnicity Categories and Gender: 2019,</E>
                         Career &amp; Technical Educ. Statistics, 
                        <E T="03">https://nces.ed.gov/surveys/ctes/tables/h259.asp.</E>
                    </P>
                </FTNT>
                <GPOTABLE COLS="5" OPTS="L2,nj,tp0,i1" CDEF="s50,12C,12C,12C,12C">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1"> </CHED>
                        <CHED H="1">White</CHED>
                        <CHED H="1">Black</CHED>
                        <CHED H="1">Hispanic</CHED>
                        <CHED H="1">
                            Asian/Pacific
                            <LI>Islander</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Earned any CTE</ENT>
                        <ENT>87.2%</ENT>
                        <ENT>85.8%</ENT>
                        <ENT>84.1%</ENT>
                        <ENT>80.8%</ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    That parity persists regardless of the extent to which students commit to CTE programming. For example, NCES reports the following for students who earned multiple CTE credits: 
                    <SU>6</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <GPOTABLE COLS="5" OPTS="L2,tp0,i1" CDEF="s50,12,12,12,12">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1"> </CHED>
                        <CHED H="1">
                            White
                            <LI>(%)</LI>
                        </CHED>
                        <CHED H="1">
                            Black
                            <LI>(%)</LI>
                        </CHED>
                        <CHED H="1">
                            Hispanic
                            <LI>(%)</LI>
                        </CHED>
                        <CHED H="1">
                            Asian/Pacific
                            <LI>Islander</LI>
                            <LI>(%)</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">3.00 or more CTE credits</ENT>
                        <ENT>46.0</ENT>
                        <ENT>43.3</ENT>
                        <ENT>40.4</ENT>
                        <ENT>30.2</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">2-credit CTE concentrator</ENT>
                        <ENT>45.7</ENT>
                        <ENT>45.6</ENT>
                        <ENT>42.0</ENT>
                        <ENT>33.9</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">3-credit CTE concentrator</ENT>
                        <ENT>27.5</ENT>
                        <ENT>26.8</ENT>
                        <ENT>24.8</ENT>
                        <ENT>16.9</ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    Further, as of 2024, four-year graduation rates from secondary CTE programs are above 94 percent, regardless of racial classification.
                    <SU>7</SU>
                    <FTREF/>
                     For example, 96.57 percent of black CTE concentrators graduated within 4 years.
                    <SU>8</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         Office of Career, Technical, and Adult Educ., U.S. Dep't of Educ., 
                        <E T="03">National Performance Profile: Secondary 1S1 Indicator Met, by Race/Ethnicity, Program Year 2023-24,</E>
                         Perkins Collaborative Res. Network, 
                        <E T="03">https://cte.ed.gov/pcrn/profile/national/performance/2024/population/1s1/met/secondary/race</E>
                         (last visited July 16, 2026).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    When comparing NCES data with U.S. Census Bureau data for the same period, it is apparent that minority students are slightly overrepresented in postsecondary CTE programming. Combining decennial census data for 2020 with NCES data on the racial composition of the cohort of approximately 6.7 million sub-baccalaureate occupational education students in the 2015-16 school year reveals the following: 
                    <SU>9</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         Nat'l Ctr. for Educ. Stats., U.S. Dep't of Educ., 
                        <E T="03">Table P188. Percentage Distributions of Subbaccalaureate Occupational Education Students Across Student Race/Ethnicity and Across Family Income, by Field of Study: 2015-16,</E>
                         Career and Technical Educ. Stats.; 
                        <E T="03">https://nces.ed.gov/surveys/ctes/tables/p188.asp;</E>
                         U.S. Census Bureau, 2020 Census Demographic Profile, 
                        <E T="03">DP-1: Profile of General Population and Housing Characteristics, https://data.census.gov/table?g=010XX00US&amp;d=DEC+Demographic+Profile</E>
                         (last visited May 12, 2026) (navigate to “HISPANIC OR LATINO BY RACE” and then to both “Hispanic or Latino” and “Not Hispanic or Latino”).
                    </P>
                </FTNT>
                <GPOTABLE COLS="3" OPTS="L2,nj,tp0,i1" CDEF="s25,17,12">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Race/ethnicity</CHED>
                        <CHED H="1">
                            Share of
                            <LI>sub-baccalaureate</LI>
                            <LI>CTE students</LI>
                            <LI>(%)</LI>
                        </CHED>
                        <CHED H="1">
                            Census data
                            <LI>(%)</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">White (non-Hispanic)</ENT>
                        <ENT>47.2</ENT>
                        <ENT>57.8</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Hispanic or Latino</ENT>
                        <ENT>23.7</ENT>
                        <ENT>18.7</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Black (non-Hispanic)</ENT>
                        <ENT>18.3</ENT>
                        <ENT>12.1</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Asian (non-Hispanic)</ENT>
                        <ENT>6.1</ENT>
                        <ENT>5.9</ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    The Department does not mean to suggest that overrepresentation of minorities in CTE programs is a goal that the Department can seek to achieve or even that any particular percentage of minorities in CTE programs is the “right” number. To the contrary, “[o]utright racial balancing is patently unconstitutional.” 
                    <E T="03">SFFA,</E>
                     600 U.S. at 223 (cleaned up). The point is simply that the factual conditions that inspired the 
                    <E T="03">Guidelines</E>
                     half a century ago are no longer present.
                </P>
                <P>
                    With regard to sex, the principal problem that the 
                    <E T="03">Guidelines</E>
                     sought to address was somewhat different. The 
                    <E T="04">Federal Register</E>
                     notice promulgating the 
                    <E T="03">Guidelines</E>
                     noted that males and females self-segregate into particular programs, such as females in health and 
                    <PRTPAGE P="46290"/>
                    home economics and males in trade and industrial programs. 44 FR at 17162-63. OCR has seen no evidence indicating that statistical discrepancies in male and female enrollment in particular areas are the result of sex discrimination. It is just as likely that men and women choose different fields because men and women prefer different fields. And to the extent this is a lingering effect of historical discrimination (the Department has seen no evidence indicating that it is), OCR's existing enforcement structure is more than adequate to address the problem. Thus, to the extent that the 
                    <E T="03">Guidelines</E>
                     were promulgated to address intentional sex discrimination, the Department finds that the 
                    <E T="03">Guidelines</E>
                     are no longer necessary.
                </P>
                <P>
                    Finally, regarding disability, the 1979 
                    <E T="04">Federal Register</E>
                     promulgating the 
                    <E T="03">Guidelines</E>
                     articulated concerns that students with disabilities were being discriminated against in various ways in CTE programs, although it did not provide specific data documenting the nature or extent of those concerns. 
                    <E T="03">Id.</E>
                     at 17163. It appears that discrimination against students with disabilities in CTE programs has significantly diminished since the 1970s, due in large part to subsequent changes in the law guaranteeing accommodations for students with disabilities and in compliance with and enforcement of those laws (across all education programs, not just CTE programs). For example, participation by students with disabilities in secondary CTE programming has reached near parity. In the 2022-23 school year, 14.79 percent of secondary CTE participants were students with disabilities, as defined by the Individuals with Disabilities Education Act (IDEA).
                    <SU>10</SU>
                    <FTREF/>
                     According to NCES, in the same school year, roughly the same percentage—15 percent—of students ages 3 to 21 years received special education and/or related services under IDEA.
                    <SU>11</SU>
                    <FTREF/>
                     This is a strong indication that students with disabilities are well represented in secondary CTE programs.
                    <SU>12</SU>
                    <FTREF/>
                     Further, the Department has seen no evidence indicating that program access to CTE programs for students with disabilities is a particular problem necessitating the special requirements imposed by the 
                    <E T="03">Guidelines.</E>
                     To the extent that students with disabilities are denied equal access to or face other forms of discrimination in CTE programs, OCR's existing enforcement structure is more than sufficient to address any allegations of discrimination and correct noncompliance.
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         Office of Career, Technical, &amp; Adult Educ., U.S. Dep't of Educ., 
                        <E T="03">National Enrollment Profile: Secondary CTE Participants by Special Populations, Program Year 2022-23,</E>
                         Perkins Collaborative Res. Network, 
                        <E T="03">https://cte.ed.gov/pcrn/profile/national/enrollment/2023/participant/secondary/special/allstudents</E>
                         (last visited July 16, 2026).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         Nat'l Ctr. for Educ. Stats., U.S. Dep't of Educ., 
                        <E T="03">Students with Disabilities</E>
                         (May 2024), 
                        <E T="03">https://nces.ed.gov/programs/coe/indicator/cgg/students-with-disabilities.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         Although data does not exist in the postsecondary context sufficient to enable the Department to verify that students with disabilities are adequately represented in postsecondary CTE programs, the Department has seen no recent evidence indicating that discrimination on the basis of disability is more prevalent in CTE programs (including postsecondary CTE programs) than in education programs and activities operated by recipients more broadly.
                    </P>
                </FTNT>
                <P>
                    The Department thus concludes that the concerns that motivated promulgation of the 
                    <E T="03">Guidelines</E>
                     to combat discrimination based on race, sex, and disability in CTE programs no longer justify the continued existence of the 
                    <E T="03">Guidelines</E>
                     or the special rules they impose on recipients administering CTE programs.
                </P>
                <HD SOURCE="HD2">D. Unjustified Expense</HD>
                <P>
                    State education agencies and their subrecipients subject to the 
                    <E T="03">Guidelines</E>
                     face a very significant economic burden under the 
                    <E T="03">Guidelines.</E>
                     Data submitted to OCR by 68 State education agencies 
                    <SU>13</SU>
                    <FTREF/>
                     for school years ending 2023 and 2024 reveal that together they devote at least 54 full time equivalent (FTE) employees to ensure State compliance with the 
                    <E T="03">Guidelines.</E>
                     That data is incomplete because five State education agencies failed to report FTE data, and the Department accordingly estimates that the actual total is nearly 60 FTE employees. This suggests that the 
                    <E T="03">Guidelines</E>
                     force States to repurpose approximately 60 employees who could have been utilized to oversee State education programs to improve student outcomes and success.
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         These include education agencies for the District of Columbia, Puerto Rico, and the Virgin Islands. Some States have separate agencies overseeing their secondary and postsecondary education programs that file reports under the 
                        <E T="03">Guidelines</E>
                         separately.
                    </P>
                </FTNT>
                <P>
                    Subrecipients likewise bear a considerable burden for their compliance with the 
                    <E T="03">Guidelines.</E>
                     According to the Texas Education Agency, local educational agencies in Texas required to comply with the 
                    <E T="03">Guidelines</E>
                     must compile and submit documentation to the State; host an on-site review by State officials that includes staff and student interviews, document review, and accessibility walkthroughs of every campus operating CTE programs; review and respond to a Letter of Findings by the State, within the timeframe set by the State; and develop and implement a potentially multi-year compliance plan.
                    <SU>14</SU>
                    <FTREF/>
                     To offer one specific example in the postsecondary context, Valencia College in Orlando, Florida—widely recognized as one of the premier CTE postsecondary institutions in the country,
                    <SU>15</SU>
                    <FTREF/>
                     with a total enrollment of 75,346 students in school year 2024-25 and with over 150 degree and certificate programs—reports to the Department that it dedicates approximately 100 hours of staff time for a compliance review under the 
                    <E T="03">Guidelines.</E>
                     Those expenses and the underlying reporting obligations exist in addition to, and are potentially duplicative of, other Federal and State oversight and legal obligations.
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         
                        <E T="03">See, e.g.,</E>
                         Tex. Educ. Agency, Methods of Administration (MOA) Access to Career and Technical Education (2021), 
                        <E T="03">https://tea.texas.gov/student-assessment/monitoring-and-interventions/school-improvement/moamethodsofadministrationprogramguidance21.pdf.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         
                        <E T="03">E.g.,</E>
                         The Aspen Institute, 
                        <E T="03">Florida's Valencia College Named Top US Community College</E>
                         (Dec. 12, 2011), 
                        <E T="03">https://www.aspeninstitute.org/news/valencia-college-wins-aspen-prize/.</E>
                    </P>
                </FTNT>
                <P>
                    The overall costs incurred by the Department due to its oversight of the 
                    <E T="03">Guidelines</E>
                     are difficult to quantify because the Department does not track the portion of its enforcement, oversight, and technical assistance activities that relate specifically to the 
                    <E T="03">Guidelines.</E>
                     However, OCR has recently employed approximately 2 FTE employees to oversee implementation, enforcement, data collection, and provision of technical assistance under the 
                    <E T="03">Guidelines.</E>
                     Although that number has changed over the years, the Department continues to employ full-time staff to provide oversight of the program, interact regularly with State agencies, provide technical assistance, run an annual week-long training conference for State officials responsible for complying with the 
                    <E T="03">Guidelines,</E>
                     review and respond to reports submitted pursuant to the 
                    <E T="03">Guidelines,</E>
                     and help direct enforcement of the 
                    <E T="03">Guidelines.</E>
                     The 
                    <E T="03">Guidelines</E>
                     pose a notable financial burden on the Department, and as explained at length throughout this rule, this financial burden is not justified by the 
                    <E T="03">Guidelines'</E>
                     proactive compliance structure.
                </P>
                <P>
                    Through this action, the Department will free up assets to better enable State education agencies and their subrecipients to further their missions, and the Department will be able to more effectively utilize taxpayer dollars for the enforcement of Federal civil rights laws utilizing the Department's existing complaint resolution and proactive 
                    <PRTPAGE P="46291"/>
                    enforcement processes, conducting those activities more efficiently.
                </P>
                <HD SOURCE="HD2">E. Adequacy of Regulatory Enforcement Mechanisms</HD>
                <P>
                    OCR enforces civil rights laws that protect millions of students attending or seeking to attend our Nation's educational institutions from unlawful discrimination on several bases, including race, sex, and disability. The majority of OCR's enforcement obligations each year consist of investigating and resolving the large number of complaints filed by individuals. Any person who believes that there has been a violation of the civil rights laws enforced by OCR may file a complaint. The individual or organization filing the complaint does not need to be directly impacted by the alleged discrimination. Upon receiving a complaint, OCR's primary objective is to investigate allegations of discrimination promptly, determine whether a civil rights violation has occurred, and, where a violation is established, remedy the violation by requiring recipients to take corrective action including making substantive changes to address civil rights violations and compliance concerns.
                    <SU>16</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         In June 2026, OCR entered into an interagency agreement with DOJ's Civil Rights Division whereby the latter will investigate and attempt resolution of civil rights complaints filed with OCR, including under Title VI, Title IX, and Section 504. Under the agreement, OCR retains statutory authority for complaint investigation and resolution, including exercising its statutory and regulatory responsibilities with respect to general civil rights enforcement and determinations of noncompliance, but it carries out that responsibility in collaboration with DOJ.
                    </P>
                </FTNT>
                <P>OCR is permitted by regulation to initiate “periodic compliance reviews” to assess the practices of recipients to determine whether they comply with the antidiscrimination laws enforced by OCR. 34 CFR 100.7(a). Although these regulations afford OCR broad discretion to determine the substantive issues for investigation and the number and frequency of the investigations, OCR also has the authority to initiate directed investigations when information indicates a possible failure to comply with the civil rights laws and regulations, the matter warrants attention, and the compliance concern is not otherwise being addressed through OCR's complaint, compliance review, or technical assistance activities. These “proactive” investigations enable OCR to respond to and correct civil rights violations in schools.</P>
                <P>
                    Both the complaint process and OCR's proactive investigatory processes apply to CTE programs no differently than to any other educational program operated by recipients of Federal financial assistance from the Department. Both the complaint process and OCR's proactive investigatory processes are available to any student or employee participating in a CTE program and any recipient that administers or operates a CTE program must comply with Federal civil rights laws. These processes exist independent of the 
                    <E T="03">Guidelines</E>
                     and are not impacted by the rescission of the 
                    <E T="03">Guidelines.</E>
                     OCR's enforcement structure is more than adequate to enable OCR to enforce Federal civil rights law—and ensure compliance—in CTE programs.
                </P>
                <HD SOURCE="HD2">F. Need for Rescission</HD>
                <HD SOURCE="HD3">1. Alternative Considered</HD>
                <P>
                    In developing this action, the Department considered the alternative approach of revising the 
                    <E T="03">Guidelines</E>
                     selectively to remove from them those provisions that the Department finds most problematic, duplicative, burdensome, or outdated. For the reasons explained below, the Department finds that no amount of careful editing could have satisfied the Department's legal and policy concerns while leaving intact any sort of coherent framework akin to the 
                    <E T="03">Guidelines</E>
                     in their current form.
                </P>
                <P>
                    Any revision to the 
                    <E T="03">Guidelines</E>
                     would likely need to preserve the existing monitoring and reporting requirements to the limited extent those requirements are not redundant with Federal statutory requirements. But to avoid wasting the resources of both OCR and the State agencies that are required to perform proactive monitoring, compliance, and reporting functions, the monitoring and reporting requirements that are in fact redundant with Federal statutes would have to be removed. The 
                    <E T="03">Guidelines</E>
                     would thus have to be written around those Federal statutes. Doing so would create a dizzying maze of exceptions that, as a practical matter, would lead risk-averse State agencies to continue to follow the practices required by the 
                    <E T="03">Guidelines</E>
                     (even after doing so was unnecessary), thereby preserving much of the burden that the Department seeks to eliminate. Many reporting State agencies likely would have found it easier to submit data to OCR than to decipher the hypothetical revised 
                    <E T="03">Guidelines</E>
                     to determine whether the information at issue fits within one of the exceptions. Accordingly, as a functional matter, eliminating redundant monitoring and reporting burdens on State agencies requires the full rescission of the 
                    <E T="03">Guidelines.</E>
                     And to the extent that any State agencies might have desired to navigate this complex web, their efforts to do so likely would have imposed significant additional burdens on OCR because OCR would have needed to provide technical assistance—both proactively, in advance of any problem, and in response to specific problems as they arise—to help those State agencies comply with a very confusing set of rules. Moreover, State agencies likely would have made mistakes in attempting to comply, which would have necessitated additional enforcement action by OCR to address unintentional technical violations of an overly complex set of rules setting the parameters of the reporting and monitoring requirements. But imposing all of these additional burdens—on recipients and OCR alike—runs directly counter to the objective of simplifying regulatory burdens in this area.
                </P>
                <P>
                    The reporting and monitoring requirements are only part of the problem. The 
                    <E T="03">Guidelines</E>
                     also impose various nondiscrimination requirements. OCR has examined those sections and has determined that all of them either (1) mirror the Department's existing civil rights regulations, particularly including 34 CFR 100.3, 100.5, 104.4, 104.11-104.14, 104.21, 104.34, 104.38, 104.42-104.46, 106.21-106.23, 106.31-106.37, 106.51, and 106.53, or (2) differ slightly from the Department's existing civil rights regulations but not in a manner that is reasonably likely to prevent additional discrimination, further improve compliance with civil rights laws, or better remedy violations of civil rights laws. That is not particularly surprising because, if the 
                    <E T="03">Guidelines</E>
                     materially expanded a recipient's substantive obligations beyond those provided by statute or regulation, they likely would have been illegal and unenforceable as being inconsistent with the laws and regulations OCR enforces.
                </P>
                <P>
                    Because the 
                    <E T="03">Guidelines'</E>
                     substantive nondiscrimination requirements largely repeat the regulations and add nothing of significance, they serve no material purpose. Editing them such that they might have added something of value, without expanding them well beyond OCR's statutory and regulatory authority, is likely impossible and, in the Department's view, a waste of time. Any such innovations that the Department might want to add to the 
                    <E T="03">Guidelines</E>
                     belong in the regulatory text, not an appendix to the regulations.
                </P>
                <HD SOURCE="HD3">2. Reliance Interests</HD>
                <P>
                    The Department has considered the reliance interests that may have developed during the nearly five 
                    <PRTPAGE P="46292"/>
                    decades the 
                    <E T="03">Guidelines</E>
                     have been in effect and has weighed those interests against the regulatory objectives achieved by rescission of the 
                    <E T="03">Guidelines.</E>
                     The Department is aware that many State educational agencies employ full time staff to facilitate their compliance with the 
                    <E T="03">Guidelines.</E>
                     The Department is also aware that the 
                    <E T="03">Guidelines</E>
                     were (1) enacted because CTE programs were previously segregated and therefore inaccessible to all students, and (2) because there were serious problems with discrimination in CTE programs. The Department concludes that these and other reliance interests do not outweigh the policy concerns supporting rescission.
                </P>
                <P>
                    State agencies relieved of the excessive burdens imposed on them by the 
                    <E T="03">Guidelines</E>
                     will have more resources available to them to conduct their principal function: administering educational programs that improve student outcomes and success. Freeing up those resources is a substantial benefit to students and outweighs whatever reliance interest recipients may have in maintaining their existing programs. Further, to the extent that States find value in the data they create in response to the monitoring and reporting requirements imposed by the 
                    <E T="03">Guidelines,</E>
                     nothing here prevents them from continuing to seek that data under their own authority or State law. Indeed, most States have already integrated their functions under the 
                    <E T="03">Guidelines</E>
                     into their own CTE compliance activities.
                </P>
                <P>
                    As to any reliance interests related to any purported positive impact that the 
                    <E T="03">Guidelines</E>
                     may have made in the past, the Department notes that the problem that the 
                    <E T="03">Guidelines</E>
                     were created to solve has been largely addressed and that the Department's existing enforcement structure, supported by the Department's regulation at 34 CFR 100.6(b) (requiring recipients to maintain civil rights compliance data and provide it to the Department on request), is more than sufficient to address any allegations of discrimination occurring in CTE programs. And, in any event, this is a run-of-the-mill policy concern, not a cognizable reliance interest, because those nonrecipients who might have benefited from future enforcement of the 
                    <E T="03">Guidelines,</E>
                     by definition, have not entered any relationship with a recipient in reliance on the Department's enforcement of the 
                    <E T="03">Guidelines.</E>
                </P>
                <HD SOURCE="HD1">III. Changes to Part 100 Appendix B, Part 104 Appendix B, and Part 106 Appendix A</HD>
                <P>
                    The Department rescinds the 
                    <E T="03">Guidelines</E>
                     and the two places they are cross-referenced, as follows:
                </P>
                <P>1. Remove the full text of Appendix B to 34 CFR part 100;</P>
                <P>2. Remove the full text of Appendix B to 34 CFR part 104; and</P>
                <P>3. Remove the full text of Appendix A to 34 CFR part 106.</P>
                <P>No other portions of 34 CFR parts 100, 104, or 106 are impacted by this action.</P>
                <HD SOURCE="HD1">IV. Regulatory Certifications</HD>
                <HD SOURCE="HD2">Exemption From Notice-and-Comment Under the Administrative Procedure Act</HD>
                <P>
                    The Department issues this action without prior public notice and comment under 5 U.S.C. 553(a)(2), which excludes from section 553's notice-and-comment requirements matters relating to agency management or personnel or to public property, loans, grants, benefits, or contracts. This action relates to the nondiscrimination provisions of an appendix to the Title VI regulations that impose conditions on receiving Federal financial assistance, and public property, loans, grants, benefits, and contracts constitute such assistance under both Title VI and the Administrative Procedure Act (APA). The Department's Title VI regulation defines financial assistance to include “grants and loans of federal funds,” “property,” “interests in property,” “personnel,” and “any federal agreement, arrangement, or other contract which has as one of its purposes the provision of assistance.” 34 CFR 100.13(f). Similar definitions of Federal financial assistance are codified at 34 CFR 104.3 (under Section 504 of the Rehabilitation Act of 1973) and 34 CFR 106.2 (under Title IX of the Education Amendments of 1972). Recipients are required, as a condition on the approval of any request for Federal financial assistance and the subsequent extension of any Federal financial assistance, to provide the Department with an “assurance” of “compliance with all requirements imposed by or pursuant to [Title VI].” 34 CFR 100.4; 
                    <E T="03">see Cummings</E>
                     v. 
                    <E T="03">Premier Rehab Keller, P.L.L.C.,</E>
                     596 U.S. 212, 217-18 (2022) (observing that Congress enacted Title VI “[p]ursuant to its authority to `fix the terms on which it shall disburse federal money'” (internal citation omitted)); 
                    <E T="03">see also</E>
                     34 CFR 104.5 (requiring a similar assurance under Section 504 of the Rehabilitation Act of 1973); 34 CFR 106.4 (requiring a similar assurance under Title IX of the Education Amendments of 1972).
                </P>
                <P>Section 553(a)(2) exempts from notice-and-comment rulemaking matters “relating to agency management or personnel or to public property, loans, grants, benefits, or contracts.” The Department has carefully reviewed those broad categories of exempt matters together with the definitions of Federal financial assistance at 34 CFR 100.13(f), 34 CFR 104.3, and 34 CFR 106.2, the specific assurances required by 34 CFR 100.4, 34 CFR 104.5, and 34 CFR 106.4, and the types of Federal financial assistance provided by the Department. Based on this review, the Department has concluded that all of the types of Federal financial assistance provided by the Department that are implicated in this final rule are within the categories of exempt activities listed in 5 U.S.C. 553(a)(2). This final rule is thus exempt from notice-and-comment rulemaking.</P>
                <P>Similarly, the Department's reliance on 5 U.S.C. 553(a)(2) is consistent with the definition of Federal financial assistance provided by the U.S. Office of Management and Budget's (OMB) in 2 CFR 200.1, which defines such assistance with the same categories as the APA's exception for rules “relating to agency management or personnel or to public property, loans, grants, benefits, or contracts,” 5 U.S.C. 553(a)(2). With potentially limited exceptions not applicable to the Department, all the forms of Federal financial assistance set forth in 2 CFR 200.1 that the Department administers would fall under the “public property, loans, grants, benefits, or contracts” exception.</P>
                <P>
                    Courts have found that rules related to these forms of financial assistance are exempt from notice-and-comment rulemaking. 
                    <E T="03">See, e.g., Cal. Dep't of Educ.</E>
                     v. 
                    <E T="03">Bennett,</E>
                     849 F.2d 1227, 1236 (9th Cir. 1988) (holding that a Department rule concerning the return of Federal funds used for improper purposes did not require notice-and-comment rulemaking procedures); 
                    <E T="03">Nat'l Wildlife Fed'n</E>
                     v. 
                    <E T="03">Snow,</E>
                     561 F.2d 227, 229 (D.C. Cir. 1976) (holding that a Federal Highway Administration rule governing the issuance of Federal funding for highways was exempt from notice-and-comment procedures); 
                    <E T="03">Texas</E>
                     v. 
                    <E T="03">Becerra,</E>
                     577 F. Supp. 3d 527, 547 (N.D. Tex. 2021) (“The APA specifically exempts matters relating to `grants,' and Head Start is a federal grant program”).
                </P>
                <P>
                    This action relates to the public property, loans, grants, benefits, and contracts that constitute Federal financial assistance because it eliminates various compliance requirements that are imposed as a condition on the receipt of that assistance. The “relates to” standard is 
                    <PRTPAGE P="46293"/>
                    a broad one, easily satisfied by this action. 
                    <E T="03">See Cummings,</E>
                     596 U.S. at 217-18 (observing that Congress enacted Title VI “[p]ursuant to its authority to `fix the terms on which it shall disburse federal money'” (citation omitted)). As one court explained, “Section 553(a)(2) cuts a wide swath” and “a broad domain is preserved for its operation.” 
                    <E T="03">Humana of S.C., Inc.</E>
                     v. 
                    <E T="03">Califano,</E>
                     590 F.2d 1070, 1082 (D.C. Cir. 1978). “[T]o the extent that any one of the enumerated categories is clearly and directly involved in the regulatory effort at issue, the Act's procedural compulsions are suspended.” 
                    <E T="03">Id.</E>
                     (internal quotation marks omitted). This action is therefore exempt under 5 U.S.C. 553(a)(2). 
                    <E T="03">Cf. Education Programs or Activities Receiving or Benefitting From Federal Financial Assistance,</E>
                     82 FR 46655. 46655-56 (Oct. 6, 2017) (invoking exception to amend Title IX regulations to “promote consistency in the enforcement of Title IX for [Department of Agriculture] financial assistance recipients”); 
                    <E T="03">Preserving Community and Neighborhood Choice,</E>
                     85 FR 47899, 47904 (Aug. 7, 2020) (invoking exception to repeal Housing and Urban Development rule regarding Federal grantees); 
                    <E T="03">Participation by Minority Business Enterprise in Department of Transportation Programs,</E>
                     53 FR 18285, 18286 (May 23, 1988) (invoking exception to expand coverage of Department of Transportation regulation regarding Federal Aviation Administration's airport financial assistance program); 
                    <E T="03">Nondiscrimination on the Basis of Handicap in Federally Assisted Programs—Suspension of Guidelines With Respect to Mass Transportation,</E>
                     46 FR 40687, 40688 (Aug. 11, 1981) (invoking exception to suspend DOJ guidelines regarding prohibiting disability discrimination in transportation programs and activities receiving Federal financial assistance).
                </P>
                <P>Thus, the Department issues this action without prior public notice and comment, under 5 U.S.C. 553(a)(2). Further, because the exception in section 553(a)(2) applies to section 553 as a whole, the Department issues this action without the delayed effective date typically required by 5 U.S.C. 553(d)(1).</P>
                <HD SOURCE="HD2">Executive Order 12250, Leadership and Coordination of Nondiscrimination Laws</HD>
                <P>E.O. 12250 delegates to the Attorney General the President's function of approving rules, regulations, and orders of general applicability under section 602 of the Civil Rights Act of 1964. The Department of Justice has reviewed and approved this rule.</P>
                <HD SOURCE="HD2">Executive Orders 12866, Regulatory Planning and Review and 13563, Improving Regulation and Regulatory Review</HD>
                <P>
                    Executive Order 12866, 58 FR 51735 (Oct. 4, 1993), requires agencies to consider both the quantitative and qualitative costs and benefits of a rule and to adopt a regulation only if the rule justifies its costs. This action has been drafted and reviewed in accordance with section 1(b) of Executive Order 12866, as well as with Executive Order 13563, 76 FR 3821 (Jan. 21, 2011), which supplements and explicitly affirms the principles of Executive Order 12866. Section 2(c) of Executive Order 13563 states that agencies may consider qualitative values that are either difficult or impossible to quantify, while Section 3 directs agencies to harmonize their regulations to simplify their burden and to avoid inconsistent and overlapping requirements. As discussed above, the 
                    <E T="03">Guidelines</E>
                     no longer justify their costs and include requirements that overlap with those already found in the Department's civil rights regulations.
                </P>
                <P>
                    The overall costs incurred by the Department due to its oversight of the 
                    <E T="03">Guidelines</E>
                     are difficult to quantify, as the Department does not track the portion of its enforcement, oversight, and technical assistance activities that relate specifically to the 
                    <E T="03">Guidelines.</E>
                     Nor is it able to quantify recipients' current compliance costs with the 
                    <E T="03">Guidelines.</E>
                     However, as noted above, the Department most recently employed 2 FTE staff and estimates that the States together employ approximately 60 FTE staff dedicated to the administration of the 
                    <E T="03">Guidelines.</E>
                     The Guidelines impose additional substantial burdens on subrecipients that are likewise difficult to quantify.
                </P>
                <P>This deregulatory action should decrease the amount of staffing resources the States, subrecipients, and the Department must allocate to compliance with an outdated regime that is no longer necessary and is unique in civil rights enforcement. The Department has determined that this action, while not an “economically significant” action in terms of imposing costs on the economy and society, is a “significant regulatory action” under section 3(f) of Executive Order 12866. Accordingly, OMB has reviewed this action.</P>
                <HD SOURCE="HD2">Executive Order 14192, Unleashing Prosperity Through Deregulation</HD>
                <P>
                    Executive Order 14192, 90 FR 9065, establishes a regulatory budget process for agencies and requires them to offset new regulatory burdens or costs. This action is expected to be a deregulatory action; it will not increase the total incremental cost of the Department's regulations but is likely to decrease it. By rescinding the 
                    <E T="03">Guidelines,</E>
                     the Department is removing a substantial compliance burden on State education agencies and their subrecipients, thereby eliminating an overly burdensome and unnecessary regulation. Accordingly, the Department expects this action to be a deregulatory action under Executive Order 14192.
                </P>
                <HD SOURCE="HD2">Executive Order 13132, Federalism</HD>
                <P>Executive Order 13132, 64 FR 43255 (Aug. 10, 1999), ensures that Federal regulations preempt State and local laws and rules only when Congress expressly authorizes or gives an agency clear authority to do so. This action will not have a substantial direct effect on the relationship between the Federal government and the States, on distribution of power and responsibilities among various levels of government, or on States' policymaking discretion. State and local recipients of Federal funding voluntarily comply with civil rights laws and the Department regulations implementing them as a condition of receiving the funding. This action does not subject recipients to new obligations. As a result, and in accordance with section 6 of Executive Order 13132, the Department has determined that these amendments to the Department's regulations do not have sufficient federalism implications to warrant preparation of a federalism summary impact statement as outlined in section 6(c)(2).</P>
                <HD SOURCE="HD2">Executive Order 12988, Civil Justice Reform</HD>
                <P>
                    This action meets the applicable standards set forth in sections 3(a) and (b)(2) of Executive Order 12988, 61 FR 4729 (Feb. 7, 1996), to specify provisions in clear language. Pursuant to section 3(b)(1)(I) of the Executive Order, nothing in this action or any previous administrative policy, directive, ruling, notice, guideline, guidance, or writing directly relating to the 
                    <E T="03">Guidelines</E>
                     is intended to create any legal or procedural rights enforceable against the United States.
                    <PRTPAGE P="46294"/>
                </P>
                <HD SOURCE="HD2">Executive Order 14294, Fighting Overcriminalization in Federal Regulations</HD>
                <P>
                    Executive Order 14294, 90 FR 20363 (May 14, 2025), requires agencies promulgating regulations with criminal regulatory offenses potentially subject to criminal enforcement to explicitly describe the conduct subject to criminal enforcement, the authorizing statutes, and the 
                    <E T="03">mens rea</E>
                     standard applicable to each element of those offenses. This action does not impose a criminal regulatory penalty and is thus exempt from Executive Order 14294's requirements.
                </P>
                <HD SOURCE="HD2">Paperwork Reduction Act, 44 U.S.C. 3501-3520</HD>
                <P>
                    Pursuant to the Paperwork Reduction Act, agencies must consider whether a rule will create additional burdens related to recordkeeping, paperwork, or information collection. This action will not impose any additional burdens or requirements in these respects. To the contrary, it will reduce paperwork burdens on State education agencies that will no longer have to submit biennial reports to the Department under section II.B. of the 
                    <E T="03">Guidelines.</E>
                </P>
                <HD SOURCE="HD2">Regulatory Flexibility Act, 5 U.S.C. Chapter 6</HD>
                <P>
                    The Regulatory Flexibility Act (RFA), as amended by the Small Business Regulatory Enforcement and Fairness Act of 1996, requires an agency to prepare and make available to the public a final regulatory flexibility analysis that describes the effect of a rule on small entities (
                    <E T="03">i.e.,</E>
                     small businesses, small organizations, and small governmental jurisdictions) when the agency is required “to publish a general notice of proposed rulemaking” prior to issuing the final rule. 
                    <E T="03">See</E>
                     5 U.S.C. 604(a). Because this action is being issued without a prior proposal, on the grounds set forth above, a regulatory flexibility analysis is not required under the RFA. Further, even if the RFA were applicable here, the Department would find that rescinding the 
                    <E T="03">Guidelines</E>
                     will not have a significant economic impact on a substantial number of small entities because this rescission does not impose any new substantive obligations on Federal funding recipients. It simply amends existing text appearing in the Code of Federal Regulations by removing burdens on State education agencies and other recipients. All Federal funding recipients remain bound by the Department's regulations that are already in place.
                </P>
                <HD SOURCE="HD2">Unfunded Mandates Reform Act, 2 U.S.C. 1501 et seq</HD>
                <P>The Unfunded Mandates Reform Act of 1995 (UMRA) requires agencies to prepare assessments of any rule that would result in the annual expenditure of more than $100 million by State, local, or Tribal governments, or the private sector. UMRA does not apply because 2 U.S.C. 1503(2) excludes any Federal regulation that “establishes or enforces any statutory rights that prohibit discrimination on the basis of race, color, religion, sex, national origin, age, handicap, or disability.” This action is therefore not subject to UMRA.</P>
                <HD SOURCE="HD2">Congressional Review Act</HD>
                <P>The Office of Information and Regulatory Affairs has found that this action is not a “major rule” as defined by the Congressional Review Act, 5 U.S.C. 804(2).</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects</HD>
                    <CFR>34 CFR Part 100</CFR>
                    <P>Administrative practice and procedure, Civil rights, Education, Equal employment opportunity, Grant programs, Race discrimination.</P>
                    <CFR>34 CFR Part 104</CFR>
                    <P>Administrative practice and procedure, Civil rights, Disability discrimination, Education, Equal employment opportunity, Grant programs.</P>
                    <CFR>34 CFR Part 106</CFR>
                    <P>Administrative practice and procedure, Civil rights, Education, Equal employment opportunity, Grant programs, Sex discrimination.</P>
                </LSTSUB>
                <SIG>
                    <NAME>Linda E. McMahon,</NAME>
                    <TITLE>Secretary of Education.</TITLE>
                </SIG>
                <P>For the reasons discussed in this action, the Secretary of Education amends parts 100, 104, and 106 of title 34 of the Code of Federal Regulations as set forth below:</P>
                <PART>
                    <HD SOURCE="HED">PART 100—NONDISCRIMINATION UNDER PROGRAMS RECEIVING FEDERAL ASSISTANCE THROUGH THE DEPARTMENT OF EDUCATION EFFECTUATION OF TITLE VI OF THE CIVIL RIGHTS ACT OF 1964</HD>
                </PART>
                <REGTEXT TITLE="34" PART="100">
                    <AMDPAR>1. The authority citation for part 100 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P> Sec. 602, 78 Stat. 252; 42 U.S.C. 2000d-1, unless otherwise noted.</P>
                    </AUTH>
                </REGTEXT>
                <HD SOURCE="HD1">Appendix B to Part 100 [Removed]</HD>
                <REGTEXT TITLE="34" PART="100">
                    <AMDPAR>2. Remove appendix B to part 100. </AMDPAR>
                </REGTEXT>
                <PART>
                    <HD SOURCE="HED">PART 104—NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES RECEIVING FEDERAL FINANCIAL ASSISTANCE</HD>
                </PART>
                <REGTEXT TITLE="34" PART="104">
                    <AMDPAR>3. The authority citation for part 104 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P> 20 U.S.C. 1405; 29 U.S.C. 794; Pub. L. 111-256, 124 Stat. 2643.</P>
                    </AUTH>
                </REGTEXT>
                <HD SOURCE="HD1">Appendix B to Part 104 [Removed]</HD>
                <REGTEXT TITLE="34" PART="104">
                    <AMDPAR>4. Remove appendix B to part 104.</AMDPAR>
                </REGTEXT>
                <PART>
                    <HD SOURCE="HED">PART 106—NONDISCRIMINATION ON THE BASIS OF SEX IN EDUCATION PROGRAMS OR ACTIVITIES RECEIVING FEDERAL FINANCIAL ASSISTANCE</HD>
                </PART>
                <REGTEXT TITLE="34" PART="106">
                    <AMDPAR>5. The authority citation for part 106 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>
                             20 U.S.C. 1681 
                            <E T="03">et seq.,</E>
                             unless otherwise noted.
                        </P>
                    </AUTH>
                </REGTEXT>
                <HD SOURCE="HD1">Appendix A to Part 106 [Removed]</HD>
                <REGTEXT TITLE="34" PART="106">
                    <AMDPAR>6. Remove appendix A to part 106.</AMDPAR>
                </REGTEXT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14892 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4000-01-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <CFR>40 CFR Part 52</CFR>
                <DEPDOC>[EPA-R07-OAR-2025-3822; FRL-13146-02-R7]</DEPDOC>
                <SUBJECT>Air Plan Approval; Missouri; Control of Emissions During Petroleum Liquid Storage, Loading, and Transfer</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Environmental Protection Agency (EPA) is taking final action to approve revisions to the Missouri State Implementation Plan (SIP) related to the control of emissions during petroleum liquid storage, loading, and transfer in the St. Louis area. The revisions to this rule include revising the tank size threshold applicability of the rule, adding incorporations by reference to other State rules, adding definitions specific to the rule, revising unnecessarily restrictive or duplicative language, adding a streamlined process for modifications to vapor recovery systems at gasoline dispensing facilities and thereby eliminating the associated permitting requirement, and clarifying rule language on testing and reporting. The revisions make this provision consistent with a similar rule that is applicable to the Kansas City, Missouri 
                        <PRTPAGE P="46295"/>
                        area and regulates the same type of facilities. The EPA's final approval of this rule revision is being done in accordance with the requirements of the CAA.
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This final rule is effective on August 24, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        The EPA has established a docket for this action under Docket ID No. EPA-R07-OAR-2025-3822. All documents in the docket are listed on the 
                        <E T="03">https://www.regulations.gov</E>
                         website. Although listed in the index, some information is not publicly available, 
                        <E T="03">i.e.,</E>
                         Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the internet and will be publicly available only in hard copy form. Publicly available docket materials are available through 
                        <E T="03">https://www.regulations.gov</E>
                         or please contact the person identified in the 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                         section for additional information.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Steven Brown, Environmental Protection Agency, Region 7 Office, Air Quality Planning Branch, 11201 Renner Boulevard, Lenexa, Kansas 66219; telephone number: (913) 551-7718; email address: 
                        <E T="03">brown.steven@epa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Throughout this document “we,” “us,” and “our” refer to the EPA.</P>
                <HD SOURCE="HD1">Table of Contents</HD>
                <EXTRACT>
                    <FP SOURCE="FP-2">I. What is being addressed in this document?</FP>
                    <FP SOURCE="FP-2">II. Have the requirements for approval of a SIP revision been met?</FP>
                    <FP SOURCE="FP-2">III. The EPA's Response to Comments</FP>
                    <FP SOURCE="FP-2">IV. What action is the EPA taking?</FP>
                    <FP SOURCE="FP-2">V. Incorporation by Reference</FP>
                    <FP SOURCE="FP-2">VI. Statutory and Executive Order Reviews</FP>
                </EXTRACT>
                <HD SOURCE="HD1">I. What is being addressed in this document?</HD>
                <P>The EPA is approving revisions to the Missouri SIP, 10 Code of State Regulations (CSR) 10-5.220 “Control of Emissions During Petroleum Liquid Storage, Loading and Transfer,” submitted to the EPA on March 7, 2019. The purpose of the State regulation is to restrict volatile organic compound (VOC) emissions from the handling of petroleum liquids to reduce hydrocarbon emissions in the St. Louis metropolitan area that contribute to the formation of ozone. Missouri's rule revisions are detailed in the EPA's notice of proposed rulemaking, published on April 23, 2026 (91 FR 21751). The EPA finds that these revisions meet the requirements of the CAA and do not impact the State's ability to attain or maintain the National Ambient Air Quality Standards (NAAQS). The full text of the rule revisions as well as the EPA's analysis of the revisions can be found in the technical support document (TSD) included in this docket.</P>
                <HD SOURCE="HD1">II. Have the requirements for approval of a SIP revision been met?</HD>
                <P>The State's submission has met the public notice requirements for SIP submissions in accordance with 40 CFR 51.102. The submission also satisfied the completeness criteria of 40 CFR part 51, appendix V. The State provided public notice on this SIP revision from August 1, 2018, to October 4, 2018, and held a public hearing on September 27, 2018. The State of Missouri received twenty-nine (29) comments from seven sources during the comment period on 10 CSR 10-5.220. The EPA provided three comments. In response to the EPA's comments, Missouri provided additional clarification by submitting supplemental information to the EPA on August 1, 2019. Missouri responded to all comments and revised the rule based on some of the public comments made, as noted in the State submission included in the docket for this action. The revision meets the substantive SIP requirements of the CAA, including section 110 and implementing regulations.</P>
                <HD SOURCE="HD1">III. The EPA's Response to Comments</HD>
                <P>
                    The public comment period on the EPA's proposed rule opened April 23, 2026, the date of its publication in the 
                    <E T="04">Federal Register</E>
                    , and closed on May 26, 2026 (91 FR 21751). During this period, the EPA received one anonymous comment opposing the proposed action, available in the docket for this rulemaking. The commenter expressed a general objection to revising or removing fossil fuel regulations, citing global economic and environmental damage. The comment is broad and lacks specific information directly relevant to the proposed changes in this action. The scope of this rulemaking action is strictly dictated by the statutory limits of section 110 of the CAA. The EPA has determined that these changes meet the requirements of the CAA and will not adversely impact air quality or interfere with the State's ability to maintain the NAAQS.
                </P>
                <HD SOURCE="HD1">IV. What action is the EPA taking?</HD>
                <P>The EPA is taking final action to amend the Missouri SIP by approving the State's revisions 10 CSR 10-5.220 “Control of Emissions During Petroleum Liquid Storage, Loading, and Transfer.” This final action approves these amendments as part of the SIP. The EPA has determined that these changes meet the requirements of the CAA and will not adversely impact air quality or interfere with the State's ability to maintain the NAAQS, reasonable further progress, or other CAA requirements.</P>
                <HD SOURCE="HD1">V. Incorporation by Reference</HD>
                <P>
                    In this document, the EPA is finalizing regulatory text that includes incorporation by reference. In accordance with requirements of 1 CFR 51.5, the EPA is finalizing the incorporation by reference of the Missouri rule 10 CSR 10-5.220 discussed in section I. of this preamble and as set forth below in the amendments to 40 CFR part 52. The purpose of the State regulation is to restrict VOC emissions from the handling of petroleum liquids to reduce hydrocarbon emissions in the St. Louis metropolitan area that contribute to the formation of ozone. The EPA has made, and will continue to make, these materials generally available through 
                    <E T="03">https://www.regulations.gov</E>
                     and at the EPA Region 7 Office (please contact the person identified in the 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     section of this preamble for more information).
                </P>
                <P>
                    Therefore, these materials have been approved by the EPA for inclusion in the SIP, have been incorporated by reference by the EPA into that plan, are fully federally enforceable under sections 110 and 113 of the CAA as of the effective date of the EPA's approval, and will be incorporated by reference in the next update to the SIP compilation.
                    <SU>1</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         62 FR 27968, May 22, 1997.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">VI. Statutory and Executive Order Reviews</HD>
                <P>Under the CAA, the Administrator is required to approve a SIP submission that complies with the provisions of the CAA and applicable Federal regulations. 42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in reviewing SIP submissions, the EPA's role is to approve state choices, provided that they meet the criteria of the CAA. Accordingly, this action merely approves state law as meeting Federal requirements and does not impose additional requirements beyond those imposed by state law. For that reason, this action:</P>
                <P>• Is not a significant regulatory action subject to review by the Office of Management and Budget under Executive Order 12866 (58 FR 51735, October 4, 1993);</P>
                <P>
                    • Is not an Executive Order 14192 (90 FR 9065, February 6, 2025) regulatory action because this action is not 
                    <PRTPAGE P="46296"/>
                    significant under Executive Order 12866;
                </P>
                <P>
                    • Does not impose an information collection burden under the provisions of the Paperwork Reduction Act (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    );
                </P>
                <P>
                    • Is certified as not having a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601 
                    <E T="03">et seq.</E>
                    );
                </P>
                <P>• Does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4);</P>
                <P>• Does not have federalism implications as specified in Executive Order 13132 (64 FR 43255, August 10, 1999);</P>
                <P>• Is not subject to Executive Order 13045 (62 FR 19885, April 23, 1997) because it approves a State program;</P>
                <P>• Is not a significant regulatory action subject to Executive Order 13211 (66 FR 28355, May 22, 2001); and</P>
                <P>• Is not subject to requirements of section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) because application of those requirements would be inconsistent with the CAA.</P>
                <P>In addition, the SIP is not approved to apply on any Indian reservation land or in any other area where the EPA or an Indian Tribe has demonstrated that a Tribe has jurisdiction. In those areas of Indian country, the rule does not have Tribal implications and will not impose substantial direct costs on Tribal governments or preempt Tribal law as specified by Executive Order 13175 (65 FR 67249, November 9, 2000).</P>
                <P>This action is subject to the Congressional Review Act (CRA), and the EPA will submit a rule report to each House of the Congress and to the Comptroller General of the United States. This action is not a “major rule” as defined by 5 U.S.C. 804(2).</P>
                <P>Under section 307(b)(1) of the CAA, petitions for judicial review of this action must be filed in the United States Court of Appeals for the appropriate circuit by September 21, 2026. Filing a petition for reconsideration by the Administrator of this final rule does not affect the finality of this action for the purposes of judicial review nor does it extend the time within which a petition for judicial review may be filed and shall not postpone the effectiveness of such rule or action. This action may not be challenged later in proceedings to enforce its requirements (see section 307(b)(2)).</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 40 CFR Part 52</HD>
                    <P>Environmental protection, Air pollution control, Carbon monoxide, Incorporation by reference, Intergovernmental relations, Lead, Nitrogen dioxide, Ozone, Particulate matter, Reporting and recordkeeping requirements, Sulfur oxides, Volatile organic compounds.</P>
                </LSTSUB>
                <SIG>
                    <DATED>Dated: July 9, 2026.</DATED>
                    <NAME>James Macy,</NAME>
                    <TITLE>Regional Administrator, Region 7.</TITLE>
                </SIG>
                <P>For the reasons stated in the preamble, the EPA amends 40 CFR part 52 as set forth below:</P>
                <PART>
                    <HD SOURCE="HED">PART 52—APPROVAL AND PROMULGATION OF IMPLEMENTATION PLANS</HD>
                </PART>
                <REGTEXT TITLE="40" PART="52">
                    <AMDPAR>1. The authority citation for part 52 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>
                            42 U.S.C. 7401 
                            <E T="03">et seq.</E>
                        </P>
                    </AUTH>
                </REGTEXT>
                <SUBPART>
                    <HD SOURCE="HED">Subpart AA—Missouri</HD>
                </SUBPART>
                <REGTEXT TITLE="40" PART="62">
                    <AMDPAR>2. In § 52.1320, the table in paragraph (c) is amended by revising the entry “10-5.220” to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 52.1320</SECTNO>
                        <SUBJECT> Identification of plan.</SUBJECT>
                        <STARS/>
                        <P>(c) * * *</P>
                        <GPOTABLE COLS="5" OPTS="L1,nj,i1" CDEF="s50,r50,12,r50,xs60">
                            <TTITLE>EPA-Approved Missouri Regulations</TTITLE>
                            <BOXHD>
                                <CHED H="1">Missouri citation</CHED>
                                <CHED H="1">Title</CHED>
                                <CHED H="1">State effective date</CHED>
                                <CHED H="1">EPA approval date</CHED>
                                <CHED H="1">Explanation</CHED>
                            </BOXHD>
                            <ROW EXPSTB="04" RUL="s">
                                <ENT I="21">
                                    <E T="02">Missouri Department of Natural Resources</E>
                                </ENT>
                            </ROW>
                            <ROW EXPSTB="00">
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW RUL="s">
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW EXPSTB="04" RUL="s">
                                <ENT I="21">
                                    <E T="02">Chapter 5—Air Quality Standards and Air Pollution Control Regulations for the St. Louis Metropolitan Area</E>
                                </ENT>
                            </ROW>
                            <ROW EXPSTB="00">
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">10-5.220</ENT>
                                <ENT>Control of Emissions During Petroleum Liquid Storage, Loading and Transfer</ENT>
                                <ENT>3/30/2019</ENT>
                                <ENT>
                                    7/23/2026,91 FR [insert 
                                    <E T="02">Federal Register</E>
                                     page where the document begins]
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                        </GPOTABLE>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14880 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <CFR>40 CFR Part 70</CFR>
                <DEPDOC>[EPA-R01-OAR-2025-0282; FRL-13016-02-R1]</DEPDOC>
                <SUBJECT>Air Plan Approval; Maine; Chapter 140: Part 70 Air Emission License Regulation</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Environmental Protection Agency (EPA) is approving a Clean Air Act (CAA) operating permit program revision submitted by the State of Maine. This revision makes minor changes to Maine's operating permit program that are considered clarifications, that correct grammar, that codify longstanding practices, or that are necessary for the state to utilize an expected future electronic application system. The revisions also include provisions allowing the public comment period on a draft permit to run 
                        <PRTPAGE P="46297"/>
                        concurrently with the EPA's review of a proposed permit. The intended effect of this action is to approve Maine's revisions. This action is being taken in accordance with the Clean Air Act.
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This rule is effective on August 24, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        EPA has established a docket for this action under Docket Identification No. EPA-R01-OAR-2025-0282. All documents in the docket are listed on the 
                        <E T="03">https://www.regulations.gov</E>
                         website. Although listed in the index, some information is not publicly available, 
                        <E T="03">i.e.,</E>
                         CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the internet and will be publicly available only in hard copy form. Publicly available docket materials are available at 
                        <E T="03">https://www.regulations.gov</E>
                         or at the U.S. Environmental Protection Agency, EPA Region 1 Regional Office, Air and Radiation Division, 5 Post Office Square—Suite 100, Boston, MA. EPA requests that if at all possible, you contact the contact listed in the 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                         section to schedule your inspection.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Andre Turner, U.S. Environmental Protection Agency, Region 1 Office of Air and Radiation Division, 5 Post Office Square, Suite 100, Boston, MA 02109, telephone number: (617) 918-1216, email address: 
                        <E T="03">turner.andre@epa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Throughout this document whenever “we,” “us,” or “our” is used, we mean EPA.</P>
                <HD SOURCE="HD1">Table of Contents</HD>
                <EXTRACT>
                    <FP SOURCE="FP-2">I. Background and Purpose</FP>
                    <FP SOURCE="FP-2">II. Response to Comments</FP>
                    <FP SOURCE="FP-2">III. Final Action</FP>
                    <FP SOURCE="FP-2">IV. Statutory and Executive Order Reviews</FP>
                </EXTRACT>
                <HD SOURCE="HD1">I. Background and Purpose</HD>
                <P>On November 20, 2025 (90 FR 52316), the EPA published a Notice of Proposed Rulemaking (NPRM) that proposed approval of minor changes to Maine's operating permit program at 06-096 CMR Chapter 140, “Part 70 Air Emission License Regulation,” to make minor changes that are considered clarifications, correct grammar, codify longstanding practices, and make other necessary changes for the state to utilize an expected future electronic application system. The revisions include regulatory provisions allowing the public comment period on a draft permit to run concurrently with the EPA's review of a proposed permit. The EPA is not taking action on the removal of the emergency affirmative defense provisions in Section 2(AA) of Chapter 140 at this time. The EPA intends to address Maine Department of Environmental Protection's (DEP) request to approve the revisions removing the emergency affirmative defense provisions in a subsequent action. The formal operating permit program revisions were submitted by Maine on July 29, 2024. The EPA is approving the following revisions to Maine's existing EPA-approved CAA Title V operating permit program:</P>
                <P>• Removing inappropriate references to New Source Review permitting. New Source Review is addressed by Maine DEP's Chapter 115;</P>
                <P>• Allowing applications to be signed electronically provided the signature complies with the requirements of Cross-Media Electronic Reporting, 40 CFR part 3;</P>
                <P>• Allowing public notices of intent to file and draft availability to be published on the Maine DEP website in lieu of publication in a print newspaper;</P>
                <P>• Allowing Maine DEP to keep records for public inspection electronically rather than requiring a paper copy at the Augusta, Maine, office;</P>
                <P>• Adding further information regarding the applicability of Section 502(b)(10); and</P>
                <P>• Requiring transfer applications to be completed within 60 days as is required by the underlying federal regulation.</P>
                <P>Maine DEP also codified the following revisions to align the rule with longstanding practices. The EPA is approving these changes into their EPA-approved CAA Title V operating permit program:</P>
                <P>• Clarifying that Maine DEP, and not the applicant, will provide draft licenses to affected states when appropriate;</P>
                <P>• Removing the requirement for applicants to submit redlined versions of previous applications when applying for a license renewal;</P>
                <P>• Specifying that EPA's review period on a draft license may run concurrently with the public comment period provided the State does not receive comments that cause it to make substantive changes to the draft license; and</P>
                <P>• Clarifying that portable engines not used to power process equipment are considered insignificant activities.</P>
                <P>Other specific requirements and the rationale for the EPA's proposed action are explained in the NPRM and will not be restated here.</P>
                <HD SOURCE="HD1">II. Response to Comments</HD>
                <P>The NPRM provided a 30-day public comment period which concluded on December 22, 2025. EPA received one comment in response to the NPRM, which was adverse in nature to EPA's proposed approval of the action. The EPA provides a summary of the comment and the EPA's response to the comment below.</P>
                <P>
                    <E T="03">Comment 1a:</E>
                     The commenter stated, “Title V operating permit programs are not part of SIPs and are approved under CAA section 502(d) and 40 CFR 70.4-70.12, not under CAA section 110. The EPA's longstanding practice is to approve a state's Title V program in 40 CFR part 70, appendix A, and to approve SIP rules in 40 CFR part 52. Title V permits do not establish new emission limitations required under section 110(a)(2)(A); rather, they collect and make enforceable preexisting applicable requirements.” The commenter further states that, “Incorporating Chapter 140 into the SIP would conflate two distinct statutory programs and could create confusion about the applicable approval, revision, and enforcement processes (
                    <E T="03">e.g.,</E>
                     40 CFR 70.8 the EPA review of individual permits, Title V petition process under section 505(b)(2), and program deficiency correction under section 502(i)). The commenter concludes by stating, “If EPA's intent is to approve revisions to Maine's Title V program, the action should be recast and noticed under Title V authority with corresponding codification in 40 CFR part 70, appendix A. If, instead, EPA intends to approve only discrete SIP-relevant elements, the notice must specify, line-by-line, which subsections of Chapter 140 are being approved for SIP purposes and which are excluded as Title V-only provisions. The notice, as published, does not provide that clarity.”
                </P>
                <P>
                    <E T="03">Response 1a:</E>
                     The EPA disagrees with the commenter because the premise of the comment, 
                    <E T="03">i.e.,</E>
                     that the EPA proposed this action as a CAA section 110 State Implementation Plan (SIP) revision, is incorrect. This action is not a SIP revision. As described in the summary, background and purpose, and proposed action sections of the NPRM, the EPA proposed the approval of a CAA Title V operating permit program revision submitted by the State of Maine in accordance with the Act and applicable federal regulations. See 42 U.S.C. 7661a(d) and 40 CFR 70.4. Maine's program approvals are listed in 40 CFR part 70, Appendix A and will be amended via this final rule to codify the revisions to the state's operating 
                    <PRTPAGE P="46298"/>
                    permit program. The commenter's claims are not applicable to the NRPM, as this action is not a SIP revision. Therefore, no changes are warranted in response to this comment.
                </P>
                <P>
                    <E T="03">Comment 1b:</E>
                     The commenter stated that, “The notice lacks an adequate section 110(l) noninterference analysis and fails to provide sufficient notice for meaningful comment. CAA section 110(l), 42 U.S.C. 7410(l), prohibits EPA from approving any SIP revision that would interfere with attainment, reasonable further progress, or any other applicable requirement. If EPA is approving Chapter 140 into the SIP—or replacing previously approved licensing provisions—EPA must demonstrate non-interference. The notice does not contain a section 110(l) analysis or any data showing that the change does not relax monitoring, reporting, or enforceability of existing SIP emission limits. For example, Chapter 140 includes permit shield provisions, streamlining of overlapping requirements, and procedures for administrative and minor permit changes. When mistakenly approved into the SIP, such provisions could affect enforceability of underlying SIP limits. Without a targeted 110(l) analysis keyed to the exact text being federalized, the public lacks the information necessary to assess non-interference. The Administrative Procedure Act requires sufficient detail in the notice to permit meaningful comment. See 5 U.S.C. 553(b). By failing to: (a) identify the precise subsections being incorporated; (b) explain the statutory basis (110 vs. 502); and (c) provide a section 110(l) analysis, the notice does not provide adequate notice and rationale.” The commenter requests that the EPA provide a CAA section 110(l) analysis or withdraw the SIP action and process Maine's Chapter 140 under Title V.
                </P>
                <P>
                    <E T="03">Response 1b:</E>
                     The EPA disagrees with the commenter. The NRPM proposed to approve revisions to Maine's operating permit program under Title V of the CAA and 40 CFR part 70. The commenter's claims are not applicable, as this action is not a SIP revision and not subject to CAA section 110. Therefore, no changes are warranted in response to this comment.
                </P>
                <P>
                    <E T="03">Comment 1c:</E>
                     The commenter stated that, “Paperwork Reduction Act implications are unaddressed if Chapter 140 is federalized. Chapter 140 contains monitoring, recordkeeping, reporting, and compliance certification requirements applicable to sources. If EPA incorporates these provisions into the SIP, those information collection requirements become federally enforceable obligations `sponsored' by EPA within the meaning of the Paperwork Reduction Act (PRA), 44 U.S.C. 3501 
                    <E T="03">et seq.,</E>
                     and 5 CFR 1320.3(d). EPA's SIP preambles often assert that PRA does not apply because SIP approvals impose no additional requirements beyond state law. That general statement does not resolve the PRA issue where the agency is incorporating by reference and federalizing detailed third-party disclosure and recordkeeping obligations for hundreds of facilities. In analogous contexts, EPA obtains OMB control numbers for monitoring, recordkeeping, reporting, and certification requirements incorporated by reference in federal rules. The notice does not identify any OMB control number covering Chapter 140's information collection elements, nor does it provide an estimate of burden or demonstrate that any existing ICR encompasses these state-imposed, but now federally enforceable, requirements.” The commenter requests that the EPA “either (a) avoid incorporating into the SIP the monitoring, recordkeeping, reporting, certification sections of Chapter 140; or (b) identify the applicable OMB control number and provide the required PRA analysis and burden estimate before final action.”
                </P>
                <P>
                    <E T="03">Response 1c:</E>
                     The EPA disagrees with the commenter. The NRPM proposed to approve revisions to Maine's operating permit program under Title V of the CAA and 40 CFR part 70. The commenter's claims are not applicable, as this action is not a SIP revision. Additionally, the EPA has complied with the PRA by certifying that the PRA does not apply to this rule because the action does not involve an information collection burden as defined by the Act. Therefore, no changes are warranted in response to this comment.
                </P>
                <P>
                    <E T="03">Comment 1d:</E>
                     The commenter stated that the “Incorporation-by-reference (IBR) and material availability are deficient. Under 1 CFR part 51 and OFR rules, when EPA incorporates state rules by reference, the agency must identify with specificity the exact version/date, ensure the material is reasonably available, and avoid ambiguous `dynamic' incorporations (
                    <E T="03">e.g.,</E>
                     `as amended' references to federal rules). SIP IBR sections must provide locations where the public can inspect the incorporated material. Chapter 140 typically cross-references federal regulations (40 CFR parts 70, 60, 61, 63) and state forms, instructions, and guidance documents governing application content and public notice. The notice does not describe how these cross-referenced materials are made reasonably available as part of the IBR package, nor does it carve out dynamically incorporated or non-regulatory materials (
                    <E T="03">e.g.,</E>
                     application forms) that cannot be IBR'd without violating OFR requirements. Without a complete IBR description and public availability statement for each incorporated provision and without excluding dynamic cross-references the incorporation is defective.” The commenter request that the EPA “revise the IBR section to: (a) enumerate the specific subsections of Chapter 140 being incorporated with effective dates; (b) exclude dynamic cross-references and non-regulatory materials, or provide static versions and access details; and (c) identify where the public may inspect the materials at EPA and the State consistent with 1 CFR 51.5.”
                </P>
                <P>
                    <E T="03">Response 1d:</E>
                     The EPA disagrees that revisions to Incorporation by Reference (IBR) are warranted. The commenter's concerns relate to SIP IBR requirements, but this is not a SIP action. The NRPM proposed to approve revisions to Maine's operating permit program under Title V of the CAA and 40 CFR part 70. Therefore, the EPA is not making any changes in response to this comment.
                </P>
                <P>
                    <E T="03">Comment 1e:</E>
                     The commenter states that “EPA routinely certifies that SIP approvals do not directly regulate small entities. If, however, EPA federalizes Chapter 140's Title V program, the action would directly impose federal obligations on small public entities that operate covered sources (
                    <E T="03">e.g.,</E>
                     municipal utilities, landfills, wastewater treatment plants). EPA should revisit its certification or clarify that Chapter 140 is not being federalized into the SIP.”
                </P>
                <P>
                    <E T="03">Response 1e:</E>
                     The NRPM proposed to approve revisions to Maine's operating permit program under Title V of the CAA and 40 CFR part 70. This action is not a SIP revision. Therefore, no changes are warranted in response to this comment.
                </P>
                <P>
                    <E T="03">Comment 1f:</E>
                     The commenter states, “Incorporating Chapter 140 into the SIP could be construed as imposing enforceable duties on local governments that own affected sources. EPA should either confirm that Unfunded Mandates Reform Act (UMRA) does not apply because the action is processed under Title V (program approval) or provide a brief UMRA assessment if proceeding as a SIP action.”
                </P>
                <P>
                    <E T="03">Response 1f:</E>
                     The NRPM proposed to approve revisions to Maine's operating permit program under Title V of the CAA and 40 CFR part 70. This action is not a SIP revision. Therefore, no changes are warranted in response to this comment.
                    <PRTPAGE P="46299"/>
                </P>
                <HD SOURCE="HD1">III. Final Action</HD>
                <P>The EPA is approving the above revisions to Maine's operating permit program at Chapter 140, “Part 70 Air Emission License Regulation,” except those in section 2(AA) related to affirmative defense, which the EPA intends to address at a later date.</P>
                <HD SOURCE="HD1">IV. Statutory and Executive Order Reviews</HD>
                <P>Under the CAA, the Administrator is required to approve Title V operating permit program revisions that comply with the provisions of the CAA and applicable Federal regulations. Thus, in reviewing revisions, EPA's role is to approve state choices, provided that they meet the criteria of the CAA. Accordingly, this action merely approves state law as meeting Federal requirements and does not impose additional requirements beyond those imposed by state law. For that reason, this action:</P>
                <P>• Is not a significant regulatory action subject to review by the Office of Management and Budget under Executive Orders 12866 (58 FR 51735, October 4, 1993);</P>
                <P>• Is not subject to an Executive Order 14192 (90 FR 9065, February 6, 2025) regulatory action because this action is not significant under Executive Order 12866;</P>
                <P>
                    • Does not impose an information collection burden under the provisions of the Paperwork Reduction Act (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    );
                </P>
                <P>
                    • Is certified as not having a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601 
                    <E T="03">et seq.</E>
                    );
                </P>
                <P>• Does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4);</P>
                <P>• Does not have federalism implications as specified in Executive Order 13132 (64 FR 43255, August 10, 1999);</P>
                <P>• Is not subject to Executive Order 13045 (62 FR 19885, April 23, 1997) because it approves a state program;</P>
                <P>• Is not a significant regulatory action subject to Executive Order 13211 (66 FR 28355, May 22, 2001); and</P>
                <P>• Is not subject to requirements of Section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) because application of those requirements would be inconsistent with the Clean Air Act.</P>
                <P>In addition, this action is not approved to apply on any Indian reservation land or in any other area where EPA or an Indian tribe has demonstrated that a tribe has jurisdiction. In those areas of Indian country, the rule does not have tribal implications and will not impose substantial direct costs on tribal governments or preempt tribal law as specified by Executive Order 13175 (65 FR 67249, November 9, 2000).</P>
                <P>
                    The Congressional Review Act, 5 U.S.C. 801 
                    <E T="03">et seq.,</E>
                     as added by the Small Business Regulatory Enforcement Fairness Act of 1996, generally provides that before a rule may take effect, the agency promulgating the rule must submit a rule report, which includes a copy of the rule, to each House of the Congress and to the Comptroller General of the United States. EPA will submit a report containing this action and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication of the rule in the 
                    <E T="04">Federal Register</E>
                    . A major rule cannot take effect until 60 days after it is published in the 
                    <E T="04">Federal Register</E>
                    . This action is not a “major rule” as defined by 5 U.S.C. 804(2).
                </P>
                <P>Under section 307(b)(1) of the Clean Air Act, petitions for judicial review of this action must be filed in the United States Court of Appeals for the appropriate circuit by September 21, 2026. Filing a petition for reconsideration by the Administrator of this final rule does not affect the finality of this action for the purposes of judicial review nor does it extend the time within which a petition for judicial review may be filed, and shall not postpone the effectiveness of such rule or action. This action may not be challenged later in proceedings to enforce its requirements. (See section 307(b)(2).)</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 40 CFR Part 70</HD>
                    <P>Environmental protection, Air pollution control, Carbon monoxide, Intergovernmental relations, Lead, Nitrogen dioxide, Ozone, Particulate matter, Reporting and recordkeeping requirements, Sulfur oxides, Volatile organic compounds.</P>
                </LSTSUB>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>
                        42 U.S.C. 7401 
                        <E T="03">et seq.</E>
                    </P>
                </AUTH>
                <SIG>
                    <DATED>Dated: July 16, 2026.</DATED>
                    <NAME>Mark Sanborn,</NAME>
                    <TITLE>Regional Administrator, EPA Region 1.</TITLE>
                </SIG>
                <P>For the reasons stated in the preamble the Environmental Protection Agency amends part 70 of chapter I, title 40 of the Code of Federal Regulations to read as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 70—STATE OPERATING PERMIT PROGRAMS</HD>
                </PART>
                <REGTEXT TITLE="40" PART="70">
                    <AMDPAR>1. The authority citation for part 70 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority: </HD>
                        <P>
                            42 U.S.C. 7401 
                            <E T="03">et seq.</E>
                        </P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="70">
                    <AMDPAR>2. Appendix A to part 70 is amended under “Maine” by adding paragraph (d) to read as follows:</AMDPAR>
                    <HD SOURCE="HD1">Appendix A to Part 70—Approval Status of State and Local Operating Permits Programs</HD>
                    <STARS/>
                    <HD SOURCE="HD1">Maine</HD>
                    <STARS/>
                    <P>(d) The Maine Department of Environmental Protection submitted program revisions on July 29, 2024. The revision makes minor changes to Maine's operating permit program that are considered clarifications, correct grammar, that codify longstanding practices, or that are necessary for the state to utilize an expected future electronic application system. The revisions also include provisions allowing the public comment period on a draft permit to run concurrently with EPA's review of a proposed permit. EPA hereby grants full approval effective on August 24, 2026.</P>
                </REGTEXT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14885 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Office of the Secretary</SUBAGY>
                <CFR>45 CFR Parts 80, 84, and 86</CFR>
                <RIN>RIN 0945-AA31</RIN>
                <SUBJECT>Rescinding Guidelines for Eliminating Discrimination and Denial of Services on the Basis of Race, Color, National Origin, Sex, and Handicap in Vocational Education Programs</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office for Civil Rights, Office of the Secretary, U.S. Department of Health and Human Services.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule; rescission.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The U.S. Department of Health and Human Services (HHS or the Department) rescinds the 
                        <E T="03">Guidelines for Eliminating Discrimination and Denial of Services on the Basis of Race, Color, National Origin, Sex, and Handicap in Vocational Education Programs</E>
                         (
                        <E T="03">Guidelines</E>
                        ). The Department also makes conforming amendments by removing cross-references to the 
                        <E T="03">Guidelines</E>
                         in its regulations. The 
                        <E T="03">Guidelines</E>
                         were developed and issued 
                        <PRTPAGE P="46300"/>
                        by HHS's predecessor, the Department of Health, Education, and Welfare (HEW), in 1979 in response to litigation concerning HEW's enforcement of Title VI of the Civil Rights Act of 1964 and a then-existing Federal vocational education program structure. Following the establishment of the U.S. Department of Education (ED) in 1980, administration of Federal vocational education programs, and the associated civil rights compliance framework for those programs detailed in the 
                        <E T="03">Guidelines,</E>
                         transferred to ED. HHS does not administer the vocational education program structure contemplated by the 
                        <E T="03">Guidelines</E>
                         and does not use the 
                        <E T="03">Guidelines</E>
                         as an ongoing compliance mechanism. The continued presence of the 
                        <E T="03">Guidelines</E>
                         in the Code of Federal Regulations creates a risk of confusion regarding HHS's current enforceable nondiscrimination obligations. Rescinding the 
                        <E T="03">Guidelines</E>
                         and removing the associated cross-references promotes regulatory clarity without altering any HHS funding recipient's substantive obligations under Title VI of the Civil Rights Act of 1964, Title IX of the Education Amendments of 1972, or section 504 of the Rehabilitation Act of 1973.
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This final rule is effective on July 23, 2026.</P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Sarah Albrecht, Acting Deputy Director, Civil Rights Division, Office for Civil Rights, U.S. Department of Health and Human Services, at (202) 240-3110 or (800) 537-7697 (TDD), or 
                        <E T="03">OCRMail@hhs.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Executive Summary</HD>
                <P>
                    The Department of Health and Human Services (HHS or the Department) rescinds the 
                    <E T="03">Guidelines for Eliminating Discrimination and Denial of Services on the Basis of Race, Color, National Origin, Sex, and Handicap in Vocational Education Programs (Guidelines),</E>
                     codified as Appendix B to 45 CFR part 80, and removes the conforming cross-references in Appendix B to 45 CFR part 84 and Appendix A to 45 CFR part 86. The 
                    <E T="03">Guidelines</E>
                     were originally developed by the Department's predecessor, the Department of Health, Education, and Welfare (HEW), and published in the 
                    <E T="04">Federal Register</E>
                     on March 21, 1979, in response to district court orders originally arising from litigation concerning HEW's administration and enforcement of Title VI of the Civil Rights Act of 1964, 42 U.S.C. 2000d 
                    <E T="03">et seq. See</E>
                     44 FR 17162 (citing 
                    <E T="03">Adams</E>
                     v. 
                    <E T="03">Califano,</E>
                     No. 3095-70 (D.D.C. Dec. 29, 1977) (consent order)); 
                    <E T="03">see also Adams</E>
                     v. 
                    <E T="03">Richardson,</E>
                     351 F. Supp. 636 (D.D.C. 1972). The 
                    <E T="03">Guidelines</E>
                     were intended to address nondiscrimination in vocational education programs and established a proactive compliance framework (
                    <E T="03">i.e.,</E>
                     “methods of administration” (MOA) program) for State agency recipients responsible for administering those programs. 44 FR at 17164-65.
                </P>
                <P>
                    Title III of the Department of Education Organization Act of 1979, Public Law 96-88, 93 Stat. 668 (Oct. 17, 1979), transferred HEW's education functions, including the administration of the Vocational Education Act of 1963 and other education-related functions of HEW's Office for Civil Rights (OCR), to the new U.S. Department of Education (ED). 
                    <E T="03">See</E>
                     Public Law 96-88, sec. 301, 93 Stat. at 677 (codified at 20 U.S.C. 3441); 
                    <E T="03">id.</E>
                     sec. 203, 93 Stat. at 673 (codified at 20 U.S.C. 3413) (establishing ED's OCR). Section 509 of the Act redesignated HEW as the U.S. Department of Health and Human Services. 
                    <E T="03">Id.</E>
                     sec. 509, 93 Stat. at 695 (codified at 20 U.S.C. 3508). The Act's transfer and redesignation provisions took effect on May 4, 1980. 
                    <E T="03">Id.</E>
                     sec. 601, 93 Stat. at 696; Exec. Order No. 12212, 45 FR 29557 (May 5, 1980).
                </P>
                <P>
                    This statutory structure explains why the HEW-era 
                    <E T="03">Guidelines</E>
                     remained in HHS's regulations after the 1980 reorganization. Section 509(b) of the Department of Education Organization Act provides that references to HEW in any law, rule, regulation, directive, or other official paper in force on May 4, 1980, are deemed references to HHS, except to the extent that the reference is to a function or office transferred to ED. 20 U.S.C. 3508(b). The 
                    <E T="03">Guidelines</E>
                     remained codified in HHS's regulations as legacy HEW-era text, but the Federal vocational-education functions and associated MOA compliance framework to which the 
                    <E T="03">Guidelines</E>
                     were principally directed transferred to ED and, appropriately, are administered exclusively by the ED OCR. HHS therefore rescinds the 
                    <E T="03">Guidelines</E>
                     to align the CFR with HHS's current statutory and operational responsibilities.
                </P>
                <P>
                    HHS's operative nondiscrimination requirements applicable to recipients are set forth in its implementing regulations at 45 CFR parts 80, 84, and 86, promulgated under Title VI of the Civil Rights Act of 1964, 42 U.S.C. 2000d 
                    <E T="03">et seq.;</E>
                     Section 504 of the Rehabilitation Act of 1973, 29 U.S.C. 794; and Title IX of the Education Amendments of 1972, 20 U.S.C. 1681 
                    <E T="03">et seq.,</E>
                     respectively. Those regulations remain in effect and are unchanged by this action. Rescission of the 
                    <E T="03">Guidelines</E>
                     removes obsolete, unused material from HHS's regulations and does not alter any HHS funding recipient's substantive civil rights obligations.
                </P>
                <P>
                    The Department issues this action in furtherance of Executive Order (E.O.) 14192, 
                    <E T="03">Unleashing Prosperity Through Deregulation,</E>
                     90 FR 9065 (Feb. 6, 2025), which directs agencies to identify and eliminate unnecessary regulatory burdens. The Department would rescind the 
                    <E T="03">Guidelines</E>
                     even absent E.O. 14192 because the 
                    <E T="03">Guidelines</E>
                     do not serve an operational function at HHS, their continued presence in the CFR creates regulatory confusion, and HHS's applicable civil rights regulations at 45 CFR parts 80, 84, and 86 provide a fully adequate and effective legal framework for Federal civil rights compliance and enforcement in health and human services.
                </P>
                <HD SOURCE="HD1">II. Discussion</HD>
                <HD SOURCE="HD2">A. Overview of the Guidelines</HD>
                <P>
                    The 
                    <E T="03">Guidelines</E>
                     are codified as Appendix B to 45 CFR part 80. They were drafted as a set of detailed, program-specific criteria explaining nondiscrimination obligations in vocational education programs and were intended to generally supplement applicable civil rights regulations. 
                    <E T="03">See</E>
                     44 FR 17162. The 
                    <E T="03">Guidelines</E>
                     address, among other areas: (i) administrative requirements and assurances; (ii) access to and admission to vocational programs; (iii) counseling and prevocational programs; (iv) comparable facilities and physical accessibility; (v) services and program modifications for students with disabilities; (vi) financial assistance to students; (vii) work-study, cooperative vocational education programs, apprentice training, and job placement; (viii) housing; and (ix) employment of faculty and staff. 
                    <E T="03">See id.</E>
                     at 17162-75.
                </P>
                <P>
                    In addition to those substantive provisions, the 
                    <E T="03">Guidelines</E>
                     established a proactive compliance framework, the MOA program, directed at State agency recipients responsible for administering vocational education programs. 
                    <E T="03">Id.</E>
                     at 17163-64 (section II.B). That framework requires State agencies to: (1) collect and analyze civil rights data and information; (2) conduct periodic compliance reviews of subrecipients operating vocational education programs; (3) provide technical assistance to subrecipients upon request; and (4) periodically report MOA activities and findings to OCR. 
                    <E T="03">Id.</E>
                     Section II.C of the 
                    <E T="03">Guidelines</E>
                     directed State agencies to submit “methods of administration and related procedures” for complying with the 
                    <E T="03">Guidelines</E>
                     “within one year from the publication of 
                    <PRTPAGE P="46301"/>
                    these 
                    <E T="03">Guidelines</E>
                     in final form.” 
                    <E T="03">Id.</E>
                     at 17165. Although the 
                    <E T="03">Guidelines</E>
                     were developed through notice and comment and placed in the CFR, they were framed as guidance explaining how certain civil rights requirements applied in the vocational education context, rather than as stand-alone regulatory text establishing enforceable legal requirements. 
                    <E T="03">See id.</E>
                     at 17162. For HHS, the relevant point is not whether the 
                    <E T="03">Guidelines</E>
                     had operational effect during the HEW-era, but that HHS does not now administer the MOA framework contemplated by the 
                    <E T="03">Guidelines.</E>
                </P>
                <HD SOURCE="HD2">B. Origins in the Adams Litigation</HD>
                <P>
                    The 
                    <E T="03">Guidelines</E>
                     resulted from litigation concerning HEW's administration and enforcement of Title VI of the Civil Rights Act of 1964, 42 U.S.C. 2000d 
                    <E T="03">et seq. See</E>
                     44 FR at 17162 (citing 
                    <E T="03">Adams</E>
                     v. 
                    <E T="03">Califano</E>
                    ); 
                    <E T="03">Adams</E>
                     v. 
                    <E T="03">Richardson,</E>
                     356 F. Supp. 92 (D.D.C. 1973), 
                    <E T="03">aff'd as modified,</E>
                     480 F.2d 1159 (D.C. Cir. 1973) (en banc) (per curiam); 
                    <E T="03">see also Adams</E>
                     v. 
                    <E T="03">Richardson,</E>
                     351 F. Supp. 636 (D.D.C. 1972). The 
                    <E T="03">Adams</E>
                     litigation, originally filed on October 19, 1970, challenged HEW's alleged failure to administer and enforce Title VI against educational institutions receiving Federal financial assistance. 
                    <E T="03">See Adams,</E>
                     351 F. Supp. at 637.
                </P>
                <P>
                    The 
                    <E T="03">Adams</E>
                     court found that HEW had concluded ten states (Louisiana, Mississippi, Oklahoma, North Carolina, Florida, Arkansas, Pennsylvania, Georgia, Maryland, and Virginia) were “operating segregated systems of higher education in violation of Title VI.” 
                    <E T="03">Id.</E>
                     at 637-38. HEW requested desegregation plans from those ten states. 
                    <E T="03">Id.</E>
                     Five states (Arkansas, Pennsylvania, Georgia, Maryland, and Virginia) submitted plans that HEW found “unacceptable.” 
                    <E T="03">Id.</E>
                     at 638. The remaining five states (Louisiana, Mississippi, Oklahoma, North Carolina, and Florida) failed to respond. 
                    <E T="03">Id.</E>
                     HEW continued to disburse Federal financial assistance to those states without taking enforcement action. 
                    <E T="03">Id.</E>
                     at 637-38.
                </P>
                <P>
                    With respect to vocational education programs specifically, HEW lacked student-enrollment and faculty data by race for many of the recipients subject to the litigation, did not have a comprehensive Title VI enforcement program prior to the lawsuit, and, after the suit was filed, had not scheduled any on-site reviews of segregated vocational schools in the South. 
                    <E T="03">See Adams</E>
                     v. 
                    <E T="03">Richardson,</E>
                     356 F. Supp. at 94-95. The 
                    <E T="03">Adams</E>
                     litigation continued, resulting in several injunctive orders and eventually a consent order, entered December 29, 1977, which applied beyond the States originally involved. 
                    <E T="03">See</E>
                     43 FR 7048, 7049 (Feb. 17, 1978) (describing some of the history of the 
                    <E T="03">Adams</E>
                     litigation). The consent order directed HEW to develop and implement specific procedures to ensure civil rights compliance in vocational education programs. Order at 27, ¶ 38(b), 
                    <E T="03">Adams</E>
                     v. 
                    <E T="03">Califano,</E>
                     No. 3095-70 (D.D.C. Dec. 29, 1977) (consent order). The court ordered, in pertinent part:
                </P>
                <EXTRACT>
                    <P>By September 1, 1978, defendants shall . . . publicly issue criteria or guidelines which shall define the ingredients of a violation of Title VI by vocational schools. The statement or regulation shall include a description of how current Title VI regulations applicable generally to all recipients of HEW funds apply specifically to the operation of vocational schools.</P>
                </EXTRACT>
                <P>
                    <E T="03">Id.</E>
                     In response to that order, HEW proposed 
                    <E T="03">Guidelines</E>
                     at 43 FR 59105 (Dec. 19, 1978) and issued them for publication in the 
                    <E T="04">Federal Register</E>
                     on March 21, 1979. 44 FR 17162. The 1979 
                    <E T="04">Federal Register</E>
                     preamble stated that the 
                    <E T="03">Guidelines</E>
                     were “a result of injunctive orders entered by the United States District Court for the District of Columbia in [the 
                    <E T="03">Adams</E>
                     litigation]” and reflected HEW's finding of “evidence of continuing unlawful discrimination in vocational education programs.” 
                    <E T="03">Id.</E>
                     The 
                    <E T="03">Guidelines</E>
                     were codified in the CFR and cross-referenced in HEW's implementing regulations for Title VI, Title IX, and Section 504.
                </P>
                <P>
                    In August 1982, the government defendants (no longer HEW) moved to vacate the 1977 consent order, and when that motion was denied, they appealed. 
                    <E T="03">See Adams</E>
                     v. 
                    <E T="03">Bennett,</E>
                     675 F. Supp. 668, 673-74 (D.D.C. 1987) (describing the procedural history of the litigation). On appeal, the court vacated the denial but remanded the case for consideration of standing in light of 
                    <E T="03">Allen</E>
                     v. 
                    <E T="03">Wright,</E>
                     468 U.S. 737 (1984). 
                    <E T="03">See Adams,</E>
                     675 F. Supp. at 670 (citing 
                    <E T="03">Women's Equity Action League</E>
                     v. 
                    <E T="03">Bell,</E>
                     743 F.2d 42, 43, 44 (D.C. Cir. 1984)). On remand, the district court held that plaintiffs lacked Article III standing and that continued judicial oversight of the agencies' Title VI enforcement would intrude on Executive branch functions and conflict with separation-of-powers principles. 
                    <E T="03">Id.</E>
                     at 676-80. On appeal of that order, the D.C. Circuit reversed the standing dismissal, holding that plaintiffs had Article III standing to sue and directed further briefing on the remaining statutory and merits questions. 
                    <E T="03">Women's Equity Action League</E>
                     v. 
                    <E T="03">Cavazos,</E>
                     879 F.2d 880, 885-88 (D.C. Cir. 1989) (Ginsburg, J.).
                </P>
                <P>
                    On further briefing, the D.C. Circuit affirmed the dismissal on the ground that plaintiffs lacked a legally authorized cause of action to obtain “across-the-board continuing Federal court supervision of the process by which the agencies ensure compliance with the antidiscrimination mandates” that they sought. 
                    <E T="03">Women's Equity Action League</E>
                     v. 
                    <E T="03">Cavazos,</E>
                     906 F.2d 742, 748 (D.C. Cir. 1990) (Ginsburg, J.). The court emphasized that the “generalized action . . . against Federal executive agencies” that plaintiffs pursued lacked “the requisite green light from the legislative branch.” 
                    <E T="03">Id.</E>
                     at 748-52. The court's 1990 decision essentially terminated the 
                    <E T="03">Adams</E>
                     litigation; no petition for certiorari was granted, and no further substantive proceedings ensued.
                </P>
                <HD SOURCE="HD2">C. Subsequent Changes in Law and Fact</HD>
                <P>
                    The 
                    <E T="03">Guidelines</E>
                     were promulgated by HEW at a time when HEW administered both education and health and human services functions under a single departmental structure. That unified structure changed fundamentally in 1980. In 1979, as noted, Congress enacted the Department of Education Organization Act, which established the U.S. Department of Education as a separate Executive department and transferred to it specified HEW education functions, including administration of the Vocational Education Act of 1963, together with the education-related civil rights responsibilities of HEW OCR. 
                    <E T="03">Id.,</E>
                     sec. 301, 93 Stat. at 677. HEW was simultaneously redesignated as the U.S. Department of Health and Human Services. 
                    <E T="03">Id.</E>
                     sec. 509. And the U.S. Department of Education opened on May 4, 1980. 
                    <E T="03">See</E>
                     45 FR at 29557.
                </P>
                <P>
                    With that reorganization, administration of the Federal vocational education program structure that gave rise to the 
                    <E T="03">Guidelines,</E>
                     and administration of the MOA civil rights compliance framework that the 
                    <E T="03">Guidelines</E>
                     established for State vocational education agencies, transferred to ED. ED OCR assumed operational responsibility for the MOA program, and HHS's OCR ceased administering that framework. HHS retained the 
                    <E T="03">Guidelines'</E>
                     text in its regulations for continuity but has not administered the 
                    <E T="03">Guidelines'</E>
                     proactive MOA compliance structure since the 1980 reorganization.
                </P>
                <P>
                    The MOA program has been administered by ED OCR in the intervening four and a half decades. 
                    <E T="03">See</E>
                     ED OCR and OCTAE Program Memorandum, Updated Procedures for Preparing the Methods of Administration (MOA) Described in the Vocational/Career and Technical 
                    <PRTPAGE P="46302"/>
                    Education Guidelines (Feb. 6, 2020) (superseding the original Memorandum of Procedures issued by the Office of the Secretary, HEW, in July 1979, and all subsequent guidance).
                    <SU>1</SU>
                     HHS does not receive MOA biennial reports from State agencies under the 
                    <E T="03">Guidelines,</E>
                     does not conduct the associated MOA training conferences, and does not provide the associated MOA technical assistance. As explained in section II.D of this rule, HHS OCR instead enforces civil rights compliance through its civil rights regulatory requirements and case-specific tools under 45 CFR parts 80, 84, and 86, including complaint investigations, compliance reviews, and voluntary resolution mechanisms.
                </P>
                <HD SOURCE="HD2">D. Adequacy of Existing Regulatory Enforcement Mechanisms</HD>
                <P>
                    Rescinding the 
                    <E T="03">Guidelines</E>
                     does not reduce or limit HHS's enforceable nondiscrimination obligations applicable to HHS recipients under Title VI, Section 504, or Title IX, as implemented respectively by 45 CFR parts 80, 84, and 86. Those regulations remain fully in effect and continue to provide the operative legal framework for all HHS civil rights compliance and enforcement activities under the relevant statutes.
                </P>
                <P>
                    HHS OCR retains the full enforcement architecture provided by its operative civil-rights regulations: it may initiate periodic compliance reviews under 45 CFR 80.7(a), investigate complaints under 45 CFR 80.7(b), and take enforcement action (including, under appropriate circumstances, proceedings to suspend or terminate Federal financial assistance) under 45 CFR 80.8. 
                    <E T="03">See also</E>
                     45 CFR 84.98 (incorporating 45 CFR 80.6 through 80.10 and 45 CFR part 81 for Section 504 enforcement); 45 CFR 86.71 (incorporating 45 CFR 80.6 through 80.11 and 45 CFR part 81 for Title IX enforcement). These proactive and reactive enforcement tools exist independently of the 
                    <E T="03">Guidelines</E>
                     and will continue to be available in their full scope following its rescission. To the extent that any vocational education program currently receives funds, directly or indirectly, from HHS, these enforcement tools are sufficient for HHS OCR to ensure compliance with applicable civil rights laws. Recipients of HHS financial assistance also remain subject to other applicable Federal and State nondiscrimination requirements. Accordingly, rescission of the 
                    <E T="03">Guidelines</E>
                     does not impair HHS OCR's ability to enforce applicable civil rights requirements in any HHS-funded program or activity, including any program or activity involving vocational education.
                </P>
                <HD SOURCE="HD2">E. Alternatives Considered</HD>
                <P>
                    The Department considered alternatives to full rescission of the 
                    <E T="03">Guidelines,</E>
                     including revising to reflect current program structures, or retaining with additional language clarifying its non-operational status at HHS. Revision of the 
                    <E T="03">Guidelines</E>
                     would require extensive substantive rewrites that would, in effect, replace HEW-era program-specific guidance with new program-specific guidance. Because HHS does not administer a vocational education oversight structure analogous to the one contemplated by the 
                    <E T="03">Guidelines,</E>
                     revised guidance purporting to address such a structure would have no operational function at HHS. Such a revision would also risk creating confusion about HHS's legal and administrative role in vocational education programs. Additionally, to the extent that portions of the 
                    <E T="03">Guidelines</E>
                     overlap with obligations already reflected in HHS's operative regulatory requirements, retaining those provisions in an appendix would unnecessarily duplicate rather than clarify the operative law.
                </P>
                <P>
                    Similarly, retaining the 
                    <E T="03">Guidelines</E>
                     with clarifying language would leave lengthy, substantively obsolete program-specific material in the CFR. Even with clarifying language, the risk that recipients would misread the 
                    <E T="03">Guidelines</E>
                     as imposing HHS-administered obligations would persist. That approach would perpetuate the risk of recipient confusion while providing no corresponding enforcement benefit. The Department therefore determines that full rescission is the most administratively sound approach consistent with the goal of regulatory clarity. Full rescission removes obsolete appendix material while preserving, unchanged, the operative statutory and regulatory requirements that govern HHS recipients.
                </P>
                <HD SOURCE="HD2">F. Reliance Interests</HD>
                <P>
                    The Department has considered whether any reliance interests counsel against rescission of the 
                    <E T="03">Guidelines. See Dep't of Homeland Sec.</E>
                     v. 
                    <E T="03">Regents of the Univ. of Cal.,</E>
                     591 U.S. 1, 30-33 (2020) (holding that an agency is required to assess whether there were reliance interests, determine whether they were significant, and weigh any such interests against competing policy concerns); 
                    <E T="03">Encino Motorcars, LLC</E>
                     v. 
                    <E T="03">Navarro,</E>
                     579 U.S. 211, 221-22 (2016) (“an agency must be cognizant. . . [of] `serious reliance interests'” (quoting 
                    <E T="03">FCC</E>
                     v. 
                    <E T="03">Fox Television Stations, Inc.,</E>
                     556 U.S. 502, 515 (2009))); 
                    <E T="03">see also Motor Vehicle Mfrs. Ass'n</E>
                     v. 
                    <E T="03">State Farm Mut. Auto. Ins. Co.,</E>
                     463 U.S. 29, 42-43 (1983). The Department concludes that reliance interests are limited and do not outweigh the regulatory clarity benefits of rescission, for the following reasons.
                </P>
                <P>
                    First, HHS has not administered Appendix B's MOA framework since the 1980 reorganization. Second, rescission does not alter any HHS funding recipient's substantive nondiscrimination obligations under Title VI, Section 504, or Title IX, at 45 CFR parts 80, 84, and 86. HHS OCR's full complement of enforcement tools, 
                    <E T="03">see</E>
                     45 CFR 80.7; 45 CFR 84.98; 45 CFR 86.71, remains fully available. Accordingly, any cognizable reliance interests are outweighed by the Department's interest in removing legacy HEW-era appendix material that no longer corresponds to an HHS-administered compliance framework, while leaving intact the statutes, regulations, assurances, compliance information requirements, complaint investigation procedures, compliance review authority, voluntary resolution mechanisms, and enforcement procedures that govern HHS recipients.
                </P>
                <HD SOURCE="HD1">III. Amendments to the Regulations</HD>
                <P>This final rule amends title 45 of the Code of Federal Regulations as follows:</P>
                <P>(1) Removes Appendix B to 45 CFR part 80 in its entirety;</P>
                <P>(2) Removes Appendix B to 45 CFR part 84 (which cross-references Appendix B to part 80); and</P>
                <P>(3) Removes Appendix A to 45 CFR part 86 (which cross-references Appendix B to part 80).</P>
                <P>No other provisions of 45 CFR parts 80, 84, or 86 are affected by this action.</P>
                <HD SOURCE="HD1">IV. Regulatory Certifications</HD>
                <HD SOURCE="HD2">A. Administrative Procedure Act</HD>
                <P>
                    The Department issues this final rule without prior public notice and comment or a delayed effective date pursuant to the Administrative Procedure Act (APA) exception for rules “relating to agency management or personnel or to public property, loans, grants, benefits, or contracts.” 5 U.S.C. 553(a)(2). The Department's rescission of the Richardson waiver on March 3, 2025 (
                    <E T="03">Policy on Adhering to the Text of the Administrative Procedure Act,</E>
                     90 FR 11029) restores the Department's discretion to invoke 5 U.S.C. 553(a)(2) in accordance with its terms. Specifically, this action rescinds the program-specific 
                    <E T="03">Guidelines</E>
                     and associated cross-references relating to Federal civil rights compliance conditions applicable to programs receiving HHS Federal financial assistance, including any recipients that 
                    <PRTPAGE P="46303"/>
                    offer or administer vocational education programs or activities.
                </P>
                <P>
                    Federal financial assistance disbursed under programs subject to Title VI, Title IX, and Section 504 is provided subject to assurances of compliance that have long been analogized to contracts. 
                    <E T="03">See, e.g., Cummings</E>
                     v. 
                    <E T="03">Premier Rehab Keller, P.L.L.C.,</E>
                     596 U.S. 212, 219-20 (2022) (explaining that Title VI and related Spending Clause statutes “operate[ ] based on consent” in “what amounts essentially to a contract between the government and the recipient of funds” (quoting 
                    <E T="03">Gebser</E>
                     v. 
                    <E T="03">Lago Vista Indep. Sch. Dist.,</E>
                     524 U.S. 274, 286 (1998))). Although the Department does not rely on this analogy as an independent basis for the 5 U.S.C. 553(a)(2) exemption, it reinforces that the regulatory framework being amended “relates to . . . grants [and] contracts” within the plain language of that provision.
                </P>
                <P>
                    The Department's definition of “Federal financial assistance” for purposes of Title VI is set forth at 45 CFR 80.13(f), which includes five categories of assistance: (1) grants and loans of Federal funds; (2) the grant or donation of Federal property and interests in property; (3) the detail of Federal personnel; (4) the sale and lease of, and the permission to use Federal property or any interest in such property without consideration or at a nominal consideration, or at a consideration which is reduced for the purpose of assisting the recipient, or in recognition of the public interest to be served by such sale or lease to the recipient; and (5) any Federal agreement, arrangement, or other contract which has as one of its purposes the provision of assistance. 
                    <E T="03">See also</E>
                     45 CFR 80.4 (requiring funding recipients to sign a contractual assurance of compliance with Title VI as a condition of receiving such assistance).
                </P>
                <P>
                    Each of those five categories falls within or relates to the scope of the 5 U.S.C. 553(a)(2) exception. First, the reference in 45 CFR 80.13(f)(1) to “grants and loans of Federal funds” is directly covered by the APA exception for matters “relating to . . . loans [and] grants.” 5 U.S.C. 553(a)(2). Second, the grant or donation of Federal property and interests in property under 45 CFR 80.13(f)(2) is covered by the exception for matters “relating to . . . public property [or] grants.” 
                    <E T="03">Id.</E>
                     Third, the detail of Federal personnel under 45 CFR 80.13(f)(3) is covered by the exception for matters “relating to agency management or personnel”; furthermore, the detailing of Federal personnel occurs within the context of, or in lieu of, funds disbursed under grants, which are independently covered by the exception. 
                    <E T="03">Id.</E>
                     Fourth, the sale, lease, and permission to use Federal property under 45 CFR 80.13(f)(4) is encompassed by the exception for matters “relating to . . . public property.” 
                    <E T="03">Id.</E>
                     Fifth, “any Federal agreement, arrangement, or other contract having as one of its purposes the provision of assistance” under 45 CFR 80.13(f)(5) falls within the exception for matters “relating to . . . contracts.” 
                    <E T="03">Id.</E>
                     This action relates to the conditions imposed on the receipt of all such forms of Federal financial assistance from HHS and, therefore, satisfies the exception. 
                    <E T="03">See Humana of S.C., Inc.</E>
                     v. 
                    <E T="03">Califano,</E>
                     590 F.2d 1070, 1082 (D.C. Cir. 1978) (“[E]ven construed narrowly, Section 553(a)(2) cuts a wide swath through the safeguards generally imposed on agency action.” (footnotes omitted)).
                </P>
                <P>
                    It is worth noting that the original HEW Title VI regulations were finalized in December 1964 without prior notice and comment. 
                    <E T="03">See Nondiscrimination in Federally-Assisted Programs of the Department of Health, Education, and Welfare—Effectuation of Title VI of the Civil Rights Act of 1964,</E>
                     29 FR 16298 (Dec. 4, 1964). That original rulemaking, which established the foundational structure of the civil rights compliance conditions now codified in 45 CFR part 80, was conducted without notice and comment on the same grounds that support this action. In 1964 and 1966, numerous other Federal agencies similarly published their implementing Title VI regulations without notice and comment. 
                    <E T="03">See, e.g.,</E>
                     29 FR 16274 (U.S. Department of Agriculture); 29 FR 16287 (General Services Administration); 29 FR 16280 (Housing and Home Finance Agency); 29 FR 16293 (U.S. Department of Interior); 29 FR 16284 (U.S. Department of Labor); 29 FR 16305 (National Science Foundation); 31 FR 10265 (U.S. Department of Justice (DOJ)). Those contemporaneous agency decisions to invoke the exception to issue the foundational Title VI funding-conditions regulations confirm that the 5 U.S.C. 553(a)(2) exception applies with full force to an action rescinding program-specific supplemental guidance relating to those same funding conditions.
                </P>
                <P>
                    Other federal agencies have similarly invoked the 5 U.S.C. 553(a)(2) exception in analogous circumstances. 
                    <E T="03">See, e.g., Education Programs or Activities Receiving or Benefitting From Federal Financial Assistance,</E>
                     82 FR 46655, 46655-56 (Oct. 6, 2017) (invoking the exception to amend Title IX regulations to “promote consistency in the enforcement of Title IX for [U.S. Department of Agriculture] financial assistance recipients”); 
                    <E T="03">Preserving Community and Neighborhood Choice,</E>
                     85 FR 47899, 47904 (Aug. 7, 2020) (invoking the exception to repeal a U.S. Department of Housing and Urban Development rule regarding Federal grantees); 
                    <E T="03">Participation by Minority Business Enterprise in Department of Transportation Programs,</E>
                     53 FR 18285, 18286 (May 23, 1988) (invoking the exception to expand coverage of a U.S. Department of Transportation regulation regarding Federal Aviation Administration airport financial assistance programs); 
                    <E T="03">Nondiscrimination on the Basis of Handicap in Federally Assisted Programs—Suspension of Guidelines With Respect to Mass Transportation,</E>
                     46 FR 40687, 40688 (Aug. 11, 1981) (invoking the exception to suspend DOJ guidelines prohibiting disability discrimination in transportation programs receiving Federal financial assistance). HHS itself has asserted that the exemption applies to its grants, even before rescinding the Richardson waiver. 
                    <E T="03">See Texas</E>
                     v. 
                    <E T="03">Becerra,</E>
                     577 F. Supp. 3d 527, 547 (N.D. Tex. 2021) (acknowledging that “[t]he APA specifically exempts matters relating to `grants,' and Head Start is a federal grant program,” but requiring compliance with APA procedures in light of the not-yet-rescinded Richardson waiver).
                </P>
                <P>Invoking 5 U.S.C. 553(a)(2) is also consistent with the Office of Management and Budget (OMB) definition of “Federal financial assistance” under 2 CFR 200.1, which includes many of the same categories as the APA exception. With potentially limited exceptions not applicable to HHS, all the forms of Federal financial assistance set forth in 2 CFR 200.1 that HHS administers would fall within the “public property, loans, grants, benefits, or contracts” exception under 5 U.S.C. 553(a)(2). It is also consistent with the current policy of HHS, which rescinded its prior voluntary practice of applying notice-and-comment procedures to rules otherwise exempt under 5 U.S.C. 553(a)(2).</P>
                <P>Finally, because 5 U.S.C. 553(a)(2) applies to section 553 as a whole, the section 5 U.S.C. 553(d) delayed-effective-date requirement does not apply.</P>
                <HD SOURCE="HD2">B. Executive Order 12250 (Coordination of Nondiscrimination Laws)</HD>
                <P>
                    E.O. 12250, 45 FR 72995 (Nov. 4, 1980), directs the Attorney General to coordinate the implementation and enforcement by Executive agencies of the nondiscrimination provisions of: (a) 
                    <PRTPAGE P="46304"/>
                    Title VI of the Civil Rights Act of 1964, 42 U.S.C. 2000d 
                    <E T="03">et seq.;</E>
                     (b) Title IX of the Education Amendments of 1972, 20 U.S.C. 1681 
                    <E T="03">et seq.;</E>
                     (c) Section 504 of the Rehabilitation Act of 1973, as amended, 29 U.S.C. 794; and (d) any other provision of federal statutory law prohibiting discrimination on the basis of race, color, national origin, disability, religion, or sex in programs or activities receiving Federal financial assistance. This action rescinds program-specific 
                    <E T="03">Guidelines</E>
                     relating to all three of the statutes expressly enumerated in E.O. 12250 (Title VI, Section 504, and Title IX) as implemented by 45 CFR parts 80, 84, and 86, respectively. The U.S. Department of Justice has reviewed and approved this action consistent with the requirements of E.O. 12250.
                </P>
                <HD SOURCE="HD2">C. Executive Orders 12866 and 13563 (Regulatory Review)</HD>
                <P>
                    The Department has determined that this rulemaking is a “significant regulatory action” under section 3(f) of E.O. 12866, 
                    <E T="03">Regulatory Planning and Review,</E>
                     58 FR 51735, 51738 (Oct. 4, 1993), but it is not an “economically significant” action within the meaning of section 3(f)(1). Accordingly, this rule has been reviewed by OMB.
                </P>
                <P>
                    This rule has been drafted and reviewed in accordance with E.O. 12866 section 1(b), 58 FR at 51735, and in accordance with E.O. 13563, 
                    <E T="03">Improving Regulation and Regulatory Review,</E>
                     section 1(b), 76 FR 3821, 3821 (Jan. 21, 2011), which supplements and reaffirms the principles of E.O. 12866. These EOs direct agencies to assess all costs and benefits of available regulatory alternatives and, where regulation is necessary, to select regulatory approaches that maximize net benefits. 58 FR at 51735; 76 FR at 3821. E.O. 13563 further recognizes that some benefits and costs are difficult to quantify and provides that, where appropriate and permitted by law, agencies may consider and discuss qualitatively values that are difficult or impossible to quantify. 76 FR at 3821.
                </P>
                <P>
                    Data limitations make the costs and benefits of this action difficult to quantify with precision. HHS has not identified current HHS-recipient compliance costs specifically attributable to the 
                    <E T="03">Guidelines,</E>
                     and the Department does not maintain data that would allow it to isolate, across its full portfolio of Federal financial assistance, any awards, recipients, program activities, or compliance actions that might be affected by this rescission. Notwithstanding these data limitations, the Department has concluded that rescission is consistent with the principles of EOs 12866 and 13563. As explained in the preamble, the 
                    <E T="03">Guidelines</E>
                     serve no current operational function at HHS; HHS has not administered the 
                    <E T="03">Guidelines'</E>
                     proactive MOA compliance framework since the Department of Education Organization Act of 1979 transferred administration of Federal vocational education programs and the associated civil rights compliance structure to ED. The 
                    <E T="03">Guidelines'</E>
                     continued codification in the CFR alongside HHS's operative civil rights regulations at 45 CFR parts 80, 84, and 86 creates a risk that funding recipients will misunderstand HHS's actual enforceable requirements, without providing any corresponding regulatory benefit. This deregulatory action does not alter any rights of individuals protected by Federal civil rights laws, does not create any new obligations for recipients, and removes a source of potential regulatory confusion. The Department therefore concludes that the benefits of this action (
                    <E T="03">e.g.,</E>
                     increased regulatory clarity, elimination of obsolete material from the CFR, and reduced risk of recipient confusion) justify its costs, which are minimal. 
                    <E T="03">See</E>
                     58 FR at 51735; 76 FR at 3821.
                </P>
                <HD SOURCE="HD2">D. Executive Order 14192 (Unleashing Prosperity Through Deregulation)</HD>
                <P>
                    E.O. 14192, 
                    <E T="03">Unleashing Prosperity Through Deregulation,</E>
                     90 FR 9065 (Feb. 6, 2025), directs agencies to maintain regulatory budgets by identifying existing regulations for repeal in connection with the promulgation of new regulations, and to pursue deregulatory actions to offset the costs of existing regulations. 
                    <E T="03">Id.</E>
                     Because this action is deregulatory, rather than the promulgation of a new regulation imposing new obligations, the offsetting requirement of E.O. 14192 section 3(c) does not apply. This rescission is itself a deregulatory action that advances the E.O.'s purpose of reducing unnecessary regulatory burdens. By rescinding appendix material that HHS does not administer and that serves no current operational function, the Department expects this action to reduce total incremental regulatory cost, consistent with the deregulatory objectives of E.O. 14192, by eliminating unnecessary regulatory text and associated confusion.
                </P>
                <HD SOURCE="HD2">E. Executive Order 12988 (Civil Justice Reform)</HD>
                <P>
                    This rule meets the applicable standards set forth in sections 3(a) and 3(b)(2) of E.O. 12988, 
                    <E T="03">Civil Justice Reform,</E>
                     61 FR 4729 (Feb. 7, 1996), which require agencies to specify regulatory provisions in clear language and to minimize litigation. 
                    <E T="03">Id.</E>
                     at 4730-32. Consistent with section 7 of the E.O., 
                    <E T="03">id.</E>
                     at 4731, nothing in this action or any previous administrative policy, directive, ruling, notice, guidance, or writing directly relating to the 
                    <E T="03">Guidelines</E>
                     is intended to create any legal or procedural rights enforceable against the United States.
                </P>
                <HD SOURCE="HD2">F. Executive Order 14294 (Fighting Overcriminalization in Federal Regulations)</HD>
                <P>
                    E.O. 14294, 
                    <E T="03">Fighting Overcriminalization in Federal Regulations,</E>
                     90 FR 20363 (May 14, 2025), requires agencies promulgating regulations with criminal regulatory offenses potentially subject to criminal enforcement to explicitly describe the conduct subject to criminal enforcement, the authorizing statutes, and the 
                    <E T="03">mens rea</E>
                     standard applicable to each element of those offenses. 
                    <E T="03">Id.</E>
                     at 20363. This rule does not create any criminal regulatory offense and therefore does not implicate the requirements of E.O. 14294.
                </P>
                <HD SOURCE="HD2">G. Executive Order 13132 (Federalism)</HD>
                <P>
                    This rule does not have substantial federalism implications within the meaning of E.O. 13132, 
                    <E T="03">Federalism,</E>
                     64 FR 43255 (Aug. 10, 1999). It does not impose substantial direct compliance costs on State or local governments, does not preempt State law, and does not otherwise have sufficient federalism implications to warrant preparation of a federalism summary impact statement. 
                    <E T="03">See id.</E>
                     at 43258. States that choose to receive Federal financial assistance from HHS do so voluntarily and agree to comply with relevant statutory requirements as a condition of receiving such funding. 
                    <E T="03">See</E>
                     42 U.S.C. 2000d-1; 29 U.S.C. 794; 20 U.S.C. 1682. This action does not subject States or any other funding recipients to new obligations; it removes obsolete, unused program-specific 
                    <E T="03">Guidelines</E>
                     from the CFR. The Department has therefore determined, in accordance with section 6 of E.O. 13132, that these amendments do not have sufficient federalism implications to warrant preparation of a federalism summary impact statement as outlined in section 6(c)(2). 64 FR at 43258.
                </P>
                <HD SOURCE="HD2">H. Executive Order 13175 (Tribal Consultation)</HD>
                <P>
                    This rule does not have substantial tribal implications within the meaning of E.O. 13175, 
                    <E T="03">Consultation and Coordination with Indian Tribal Governments,</E>
                     65 FR 67249 (Nov. 9, 2000). It does not have substantial direct effects on Indian Tribes, on the relationship between the Federal 
                    <PRTPAGE P="46305"/>
                    Government and Indian Tribes, or on the distribution of power and responsibilities between the Federal Government and Indian Tribes. 
                    <E T="03">See id.</E>
                     at 67252.
                </P>
                <HD SOURCE="HD2">I. Regulatory Flexibility Act</HD>
                <P>
                    The Regulatory Flexibility Act (RFA), 5 U.S.C. 601 
                    <E T="03">et seq.,</E>
                     does not require a regulatory flexibility analysis for this action because, as described in Part IV.A, the Department is invoking the Administrative Procedure Act exception at 5 U.S.C. 553(a)(2) for matters relating to agency management or personnel or to public property, loans, grants, benefits, or contracts. Accordingly, no notice of proposed rulemaking is required under 5 U.S.C. 553, and the analytical requirements of 5 U.S.C. 603 and 604 do not apply. 
                    <E T="03">See</E>
                     5 U.S.C. 603(a), 604(a); 
                    <E T="03">Or. Trollers Ass'n</E>
                     v. 
                    <E T="03">Gutierrez,</E>
                     452 F.3d 1104, 1123-24 (9th Cir. 2006) (noting that the RFA does not apply when an agency validly invokes an exception to the notice-and-comment requirements of 5 U.S.C. 553).
                </P>
                <P>In addition, the Department, in accordance with 5 U.S.C. 605(b), has reviewed this rule and certifies that it will not have a significant economic impact on a substantial number of small entities. This action imposes no new substantive obligations on any recipient of Federal financial assistance from HHS, including any small businesses, small organizations, or small governmental jurisdictions that receive HHS financial assistance. All recipients of HHS financial assistance remain bound by the civil rights regulations at 45 CFR parts 80, 84, and 86.</P>
                <HD SOURCE="HD2">J. Paperwork Reduction Act</HD>
                <P>
                    This rule contains no new information collection requirements subject to the Paperwork Reduction Act of 1995, 44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                     It imposes no new recordkeeping, reporting, or information collection burdens. To the contrary, this rescission eliminates any residual ambiguity that the 
                    <E T="03">Guidelines</E>
                     might be read to impose on HHS funding recipients beyond those required by HHS's operative civil rights regulations at 45 CFR parts 80, 84, and 86.
                </P>
                <HD SOURCE="HD2">K. Unfunded Mandates Reform Act</HD>
                <P>
                    The Unfunded Mandates Reform Act of 1995 (UMRA), 2 U.S.C. 1501 
                    <E T="03">et seq.,</E>
                     requires agencies to prepare analytical statements before adopting rules that may result in annual expenditures of $100 million or more by State, local, or Tribal governments or the private sector. 2 U.S.C. 1532(a). This rule does not contain a Federal mandate that may result in such expenditures. In addition, UMRA expressly excludes from its coverage any proposed or final Federal regulation that “establishes or enforces any statutory rights that prohibit discrimination on the basis of race, color, religion, sex, national origin, age, handicap, or disability.” 2 U.S.C. 1503(2). Accordingly, this rulemaking is not subject to the provisions of UMRA.
                </P>
                <HD SOURCE="HD2">L. Congressional Review Act</HD>
                <P>
                    The rescission of the 
                    <E T="03">Guidelines</E>
                     constitutes a “rule” as defined in 5 U.S.C. 804(3). The Department will submit a report to Congress and the Comptroller General as required by the Congressional Review Act, 5 U.S.C. 801(a)(1). This rule is not a “major rule” as defined by 5 U.S.C. 804(2). It will not result in an annual effect on the economy of $100 million or more; a major increase in costs or prices; or significant adverse effects on competition, employment, investment, productivity, innovation, or the ability of United States-based companies to compete with foreign-based companies in domestic and export markets. This action is deregulatory and does not impose additional compliance costs, reporting obligations, or any other new requirements on HHS funding recipients.
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects</HD>
                    <CFR>45 CFR Part 80</CFR>
                    <P>Civil rights, Federal financial assistance, Grant programs, Race discrimination, Reporting and recordkeeping requirements.</P>
                    <CFR>45 CFR Part 84</CFR>
                    <P>Administrative practice and procedure, Civil rights, Disability discrimination, Federal financial assistance, Grant programs, Reporting and recordkeeping requirements.</P>
                    <CFR>45 CFR Part 86</CFR>
                    <P>Civil rights, Education programs, Federal financial assistance, Grant programs, Reporting and recordkeeping requirements, Sex discrimination.</P>
                </LSTSUB>
                <P>For the reasons set forth in the preamble, the Department of Health and Human Services amends 45 CFR parts 80, 84, and 86 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 80—NONDISCRIMINATION UNDER PROGRAMS RECEIVING FEDERAL ASSISTANCE THROUGH THE DEPARTMENT OF HEALTH AND HUMAN SERVICES EFFECTUATION OF TITLE VI OF THE CIVIL RIGHTS ACT OF 1964</HD>
                </PART>
                <REGTEXT TITLE="45" PART="80">
                    <AMDPAR>1. The authority citation for part 80 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P> Sec. 602, 78 Stat. 252; 42 U.S.C. 2000d-1.</P>
                    </AUTH>
                </REGTEXT>
                <HD SOURCE="HD1">Appendix B to Part 80 [Removed]</HD>
                <REGTEXT TITLE="45" PART="80">
                    <AMDPAR>2. Remove appendix B to part 80.</AMDPAR>
                </REGTEXT>
                <PART>
                    <HD SOURCE="HED">PART 84—NONDISCRIMINATION ON THE BASIS OF DISABILITY IN PROGRAMS OR ACTIVITIES RECEIVING FEDERAL FINANCIAL ASSISTANCE</HD>
                </PART>
                <REGTEXT TITLE="45" PART="84">
                    <AMDPAR>3. The authority citation for part 84 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P> 29 U.S.C. 794.</P>
                    </AUTH>
                    <EXTRACT>
                        <P>Subpart G also issued under 21 U.S.C. 1174; 42 U.S.C. 4581.</P>
                    </EXTRACT>
                </REGTEXT>
                <HD SOURCE="HD1">Appendix B to Part 84 [Removed and Reserved]</HD>
                <REGTEXT TITLE="45" PART="84">
                    <AMDPAR>4. Remove and reserve appendix B to part 84.</AMDPAR>
                </REGTEXT>
                <PART>
                    <HD SOURCE="HED">PART 86—NONDISCRIMINATION ON THE BASIS OF SEX IN EDUCATION PROGRAMS OR ACTIVITIES RECEIVING FEDERAL FINANCIAL ASSISTANCE</HD>
                </PART>
                <REGTEXT TITLE="45" PART="86">
                    <AMDPAR>5. The authority citation for part 86 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P> 20 U.S.C. 1681 through 1688; Pub. L. 100-259, 102 Stat. 28 (Mar. 22, 1988).</P>
                    </AUTH>
                </REGTEXT>
                <HD SOURCE="HD1">Appendix A to Part 86 [Removed]</HD>
                <REGTEXT TITLE="45" PART="86">
                    <AMDPAR>6. Remove appendix A to part 86.</AMDPAR>
                </REGTEXT>
                <SIG>
                    <NAME>Robert F. Kennedy, Jr.,</NAME>
                    <TITLE>Secretary, Department of Health and Human Services.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14893 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4153-01-P</BILCOD>
        </RULE>
    </RULES>
    <VOL>91</VOL>
    <NO>140</NO>
    <DATE>Thursday, July 23, 2026</DATE>
    <UNITNAME>Proposed Rules</UNITNAME>
    <PRORULES>
        <PRORULE>
            <PREAMB>
                <PRTPAGE P="46306"/>
                <AGENCY TYPE="F">DEPARTMENT OF AGRICULTURE</AGENCY>
                <SUBAGY>Agricultural Marketing Service</SUBAGY>
                <CFR>7 CFR Part 925</CFR>
                <DEPDOC>[Doc. No. AMS-SC-25-0848]</DEPDOC>
                <SUBJECT>Grapes Grown in a Designated Area of Southeastern California; Decreased Assessment Rate</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Agricultural Marketing Service, USDA.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This proposed rule would implement a recommendation from the California Desert Grape Administrative Committee (Committee) to decrease the assessment rate established for the 2026 and subsequent fiscal periods from $0.030 to $0.025 per 18-pound lug for grapes grown in a designated area of southeastern California. The proposed assessment rate would remain in effect indefinitely until modified, suspended, or terminated.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be received by August 24, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Interested persons are invited to submit written comments concerning this proposed rule. Comments can be sent to the Docket Clerk, Market Development Division, Specialty Crops Program, AMS, USDA, 1400 Independence Avenue SW, STOP 0237, Washington, DC 20250-0237. Comments can also be submitted to the Docket Clerk electronically by email at 
                        <E T="03">MarketingOrderComment@usda.gov</E>
                         or via the internet at 
                        <E T="03">https://www.regulations.gov.</E>
                         Comments should reference the document number and the date and page number of this issue of the 
                        <E T="04">Federal Register</E>
                        .
                    </P>
                    <P>
                        Comments submitted in response to this proposed rule will be included in the record and will be made available to the public at 
                        <E T="03">https://www.regulations.gov.</E>
                         Please be advised that public comments are posted to 
                        <E T="03">regulations.gov</E>
                         without change.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Kathie Notoro, Marketing Specialist, or Abigail Maharaj, Chief, West Region Branch, Market Development Division, Specialty Crops Program, AMS, USDA; telephone: (559) 487-5901, or email: 
                        <E T="03">Kathie.Notoro@usda.gov</E>
                         or 
                        <E T="03">Abigail.Maharaj@usda.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>This action, pursuant to 5 U.S.C. 553, proposes to amend regulations issued to carry out a marketing order as defined in 7 CFR 900.2(j). This proposed rule is issued under the Agricultural Marketing Agreement Act of 1937, as amended (7 U.S.C. 601-674) (the Act), amending Marketing Order No. 925, (7 CFR part 925, the Order), regulating the handling of grapes grown in a designated area of southeastern California. The Committee locally administers the Order and is comprised of producers and handlers of grapes operating within the area of production, as well as a public member.</P>
                <P>This proposed action is exempt from the Office of Management and Budget (OMB) review process required by Executive Order 12866. This proposed rule would amend existing Marketing Order No. 925, as amended (7 CFR part 925), Grapes Grown in a Designated Area of Southeastern California, and is necessary for the continued operation of the Order. Additionally, this proposed action is exempt from the requirements of Executive Order 14192, “Unleashing Prosperity Through Deregulation,” pursuant to section 5(c).</P>
                <P>This proposed rule has been reviewed under Executive Order 13175, “Consultation and Coordination with Indian Tribal Governments,” which requires Federal agencies to consider whether their rulemaking actions would have tribal implications. The Agricultural Marketing Service (AMS) has determined that this proposed rule is unlikely to have substantial direct effects on one or more Indian Tribes, on the relationship between the Federal Government and Indian Tribes, or on the distribution of power and responsibilities between the Federal Government and Indian Tribes.</P>
                <P>This proposed rule has been reviewed under Executive Order 12988, “Civil Justice Reform.” Under the Order now in effect, California grape handlers are subject to assessments. Funds to administer the Order are derived from such assessments. It is intended that the assessment rate would be applicable to all assessable grapes for the 2026 fiscal period, and continue until amended, suspended, or terminated.</P>
                <P>This proposed rule would decrease the assessment rate for California grapes handled under the Order from $0.030 to $0.025 per 18-pound lug for the 2026 and subsequent fiscal periods.</P>
                <P>Sections 925.40 and 925.41 of the Order authorize the Committee, with the approval of AMS, to formulate an annual budget of expenses and collect assessments from handlers to administer the program. The members of the Committee are familiar with the Committee's needs and with the costs of goods and services in their local area and can formulate an appropriate budget and assessment rate. The assessment rate is formulated and discussed in a public meeting, and all directly affected persons have an opportunity to participate and provide input.</P>
                <P>For the 2025 fiscal period and subsequent fiscal periods, the Committee recommended, and AMS approved, an assessment rate of $0.030 per 18-pound lug of California grapes grown within the production area. That rate continues in effect from fiscal period to fiscal period until modified, suspended, or terminated by AMS upon recommendation and information submitted by the Committee or other information available to AMS.</P>
                <P>The Committee met on November 12, 2025, and unanimously recommended, with a vote of six in favor and none opposed, 2026 fiscal period expenditures of $88,450 and an assessment rate of $0.025 per 18-pound lug of California grapes handled for the 2026 and subsequent fiscal periods. In comparison, last fiscal period's budgeted expenditures were $88,600. The proposed assessment rate of $0.025 per 18-pound lug is $0.005 lower than the rate currently in effect. The Committee recommended decreasing the assessment rate to reduce its reserve funds to within a level authorized by the Order. The Committee estimates 2,000,000 18-pound lugs of assessable California grapes for the 2026 fiscal period, which is equivalent to the 2,000,000 18-pound lugs that was projected for the 2025 fiscal period.</P>
                <P>
                    The Committee derived the recommended assessment rate by considering anticipated fiscal period expenses, an expected 2,000,000 18-pound lugs of assessable grapes, and the 
                    <PRTPAGE P="46307"/>
                    amount of funds available in the authorized reserve. The expected 2,000,000 18-pound lugs of assessable California grapes would generate $50,000 in assessment revenue at the proposed assessment rate (2,000,000 18-pound lugs multiplied by the $0.025 assessment rate). The income generated from handler assessments, along with $38,450 in reserve funds, should be sufficient to meet the Committee's estimated program expenditures of $88,450 for the 2026 fiscal period. Funds available in the financial reserve (currently about $94,083) would be kept within the maximum reserve level permitted by the Order which is not to exceed approximately one fiscal period's expenses (7 CFR 925.42).
                </P>
                <P>The proposed assessment rate would continue in effect indefinitely until modified, suspended, or terminated by AMS upon recommendation and information submitted by the Committee or other available information. Although this proposed assessment rate would be in effect for an indefinite period, the Committee will continue to meet prior to or during each fiscal period to recommend a budget of expenses and consider recommendations for modification of the assessment rate. The dates and times of Committee meetings are available from the Committee or AMS. Committee meetings are open to the public and interested persons may express their views at these meetings. AMS would evaluate Committee recommendations and other available information to determine whether modification of the assessment rate is needed. Further rulemaking would be undertaken as necessary. The Committee's 2026 fiscal period budget, and those for subsequent fiscal periods, will be reviewed and approved by AMS.</P>
                <HD SOURCE="HD1">Initial Regulatory Flexibility Analysis</HD>
                <P>Pursuant to requirements set forth in the Regulatory Flexibility Act (RFA) (5 U.S.C. 601-612), AMS has considered the economic impact of this proposed rule on small entities. Accordingly, AMS has prepared this initial regulatory flexibility analysis.</P>
                <P>The purpose of the RFA is to fit regulatory actions to the scale of businesses subject to such actions in order that small businesses will not be unduly or disproportionately burdened. Marketing orders issued pursuant to the Act, and the rules issued thereunder, are unique in that they are brought about through group action of essentially small entities acting on their own behalf.</P>
                <P>There are approximately six producers of California grapes in the production area and six handlers subject to regulation under the Order. At the time the analysis was prepared, the Small Business Administration (SBA) defined small agricultural producers of grapes as those having annual receipts equal to or less than $4,000,000 (North American Industry Classification System (NAICS) code 111332, Grape Vineyards, Other Noncitrus Fruit Farming) and small agricultural service firms as those having annual receipts of equal to or less than $34,000,000 (NAICS code 115114, Postharvest Crop Activities) (13 CFR 121.201).</P>
                <P>The USDA National Agricultural Statistics Service (NASS) reported an average 2024 California grape producer price of $1,980 per ton, with an estimated production of 18,454 tons. Using the average producer price, production information, the total number of California grape producers subject to the Order, and assuming a normal distribution, the average estimated annual receipts per producer is $6,089,820 ($1,980 multiplied by 18,454 tons equals $36,538,920, divided by 6 producers equals $6,089,820 per producer), which is more than the SBA threshold of $4,000,000. Therefore, the majority of California grape producers subject to the Order would be classified as large entities according to the SBA definition.</P>
                <P>According to AMS Market News data, the terminal market price for California grapes handled for the 2025 fiscal period was $34.20 per 18-pound lug ($1.90 per pound multiplied by 18 pounds equals $34.20 per 18-pound lug). The industry shipped 2,050,396 18-pound lugs of grapes for a total value of $70,123,543 (2,050,396 multiplied by $34.20 equals $70,123,543). Dividing this figure by the six regulated grape handlers subject to the Order yields estimated average handler receipts of $11,687,257 ($70,123,543 divided by six handlers equals $11,687,257), which is below the SBA's $34,000,000 annual receipts threshold for small agricultural service firms. Therefore, most California grape handlers subject to the Order would be classified as small entities according to the SBA definition.</P>
                <P>This proposed rule would decrease the assessment rate collected from handlers for the 2026 fiscal period and subsequent fiscal periods from $0.030 to $0.025 per 18-pound lug of California grapes. The Committee unanimously recommended 2026 fiscal period expenditures of $88,450 and an assessment rate of $0.025 per 18-pound lug of California grapes. The proposed assessment rate is $0.05 lower than the current rate. The Committee expects the industry to handle 2,000,000 18-pound lugs of California grapes during the 2026 fiscal period. Thus, the proposed $0.025 per 18-pound lug rate should provide $50,000 in assessment income (2,000,000 18-pound lugs multiplied by $0.025 per 18-pound lug). Income derived from handler assessments, along with $38,450 in reserve funds, should be sufficient to meet budgeted expenditures for the 2026 fiscal period.</P>
                <P>In recent years, the Committee has contributed surplus assessment revenue to its financial reserve. The Committee recommended decreasing the assessment rate and utilizing some of its existing financial reserve to reduce the reserve level. The Committee would adequately fund 2026 fiscal period budgeted expenses from assessment revenue and funds from its reserve. This proposed rule is expected to lower and maintain the Committee's reserve balance at a level that the Committee believes is appropriate and is compliant with the Order.</P>
                <P>Prior to arriving at this budget and the assessment rate recommendation, the Committee discussed various alternatives, including maintaining the current assessment rate of $0.030 per 18-pound lug, as well as decreasing the assessment rate by varying amounts. Ultimately, the Committee determined that the recommended $0.025 per 18-pound lug assessment rate would be able to fund most of its 2026 fiscal period budgeted expenses, with the remaining balance coming from its financial reserve, which would be kept at a balance authorized by the Order. The assessment rate of $0.025 per 18-pound lug was derived by considering anticipated fiscal period expenses, the projected volume of assessable California grapes, the projected balance of funds held in reserve, and additional pertinent factors.</P>
                <P>A review of NASS information indicates the average producer price for the 2026 fiscal period should be approximately $17.82 per 18-pound lug of California grapes ($0.99 per pound multiplied by 18-pound lug equals $17.82). Therefore, utilizing the assessment rate of $0.025 per 18-pound lug, assessment revenue for the 2026 fiscal period as a percentage of total producer revenue would be approximately 0.14 percent ($0.025 per 18-pound lug assessment rate divided by $17.82 and multiplied by 100).</P>
                <P>
                    This proposed action would decrease the assessment obligation for California grape handlers. Assessments are applied uniformly on all handlers, and some of the costs may be passed on to producers. However, these costs are expected to be offset by the benefits derived by the operation of the Order.
                    <PRTPAGE P="46308"/>
                </P>
                <P>Committee meetings are widely publicized throughout the production area. The California grape industry and all interested persons are invited to attend the meetings and participate in Committee deliberations on all issues. Like all Committee meetings, the November 12, 2025, meeting was a public meeting and all entities, both large and small, were able to express views on this issue. Interested persons are invited to submit comments on this proposed rule, including the regulatory and information collection impacts of this proposed action on small businesses.</P>
                <P>In accordance with the Paperwork Reduction Act of 1995 (44 U.S.C. chapter 35), the Order's information collection requirements have been previously approved by OMB and assigned OMB No. 0581-0189, Fruit and Specialty Crops. No changes to those requirements would be necessary as a result of this proposed rule. Should any changes become necessary, they would be submitted to OMB for approval.</P>
                <P>This proposed rule would not impose any additional reporting or recordkeeping requirements on any California grape handlers subject to the Order. As with all Federal marketing order programs, reports and forms are periodically reviewed to reduce information requirements and duplication by industry and public sector agencies.</P>
                <P>AMS is committed to complying with the E-Government Act, to promote the use of the internet and other information technologies to provide increased opportunities for citizen access to Government information and services, and for other purposes.</P>
                <P>AMS has not identified any relevant Federal rules that duplicate, overlap, or conflict with this proposed rule.</P>
                <P>After consideration of all relevant material presented, including the information and recommendations submitted by the Committee and other available information, AMS has determined that this proposed rule is consistent with and would effectuate the purposes of the Act.</P>
                <P>A 30-day comment period is provided to allow interested persons to respond to this proposed rule. All written comments timely received will be considered before a final determination is made on this proposed rule.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 7 CFR Part 925</HD>
                    <P>Grapes, Marketing agreements, Reporting and recordkeeping requirements.</P>
                </LSTSUB>
                <P>For the reasons set forth in the preamble, the Agricultural Marketing Service proposes to amend 7 CFR part 925 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 925—GRAPES GROWN IN A DESIGNATED AREA OF SOUTHEASTERN CALIFORNIA.</HD>
                </PART>
                <AMDPAR>1. The authority citation for 7 CFR Part 925 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority: </HD>
                    <P>7 U.S.C. 601-674.</P>
                </AUTH>
                <AMDPAR>2. Revise § 925.215 to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 925.215 </SECTNO>
                    <SUBJECT>Assessment rate.</SUBJECT>
                    <P>On and after January 1, 2026, an assessment rate of $0.025 per 18-pound lug is established for grapes grown in a designated area of southeastern California.</P>
                </SECTION>
                <SIG>
                    <NAME>Erin Morris,</NAME>
                    <TITLE>Administrator, Agricultural Marketing Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14918 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3410-02-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
                <SUBAGY>Agricultural Marketing Service</SUBAGY>
                <CFR>7 CFR Part 985</CFR>
                <DEPDOC>[Doc. No. AMS-SC-25-0716]</DEPDOC>
                <SUBJECT>Spearmint Oil Produced in the Far West; Salable Quantities and Allotment Percentages for the 2026-2027 Marketing Year</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Agricultural Marketing Service, USDA.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This proposed rule would implement a recommendation from the Far West Spearmint Oil Administrative Committee (Committee) to establish salable quantities and allotment percentages for Class 1 (Scotch) and Class 3 (Native) spearmint oil produced in Washington, Idaho, and Oregon and parts of Nevada and Utah (Far West) for the 2026-2027 marketing year.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be received by August 24, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Interested persons are invited to submit written comments concerning this proposed rule. Comments can be sent to the Docket Clerk, Market Development Division, Specialty Crops Program, AMS, USDA, 1400 Independence Avenue SW, STOP 0237, Washington, DC 20250-0237. Comments can also be submitted to the Docket Clerk electronically by email: 
                        <E T="03">MarketingOrderComment@usda.gov</E>
                         or via the internet at: 
                        <E T="03">https://www.regulations.gov.</E>
                         Comments should reference the document number and the date and page number of this issue of the 
                        <E T="04">Federal Register</E>
                        . Comments submitted in response to this proposed rule will be included in the record and will be made available to the public, and can be viewed at: 
                        <E T="03">https://www.regulations.gov.</E>
                         Please be advised that comments are posted to 
                        <E T="03">regulations.gov</E>
                        without change.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Joshua R. Wilde, Marketing Specialist, or Barry Broadbent, Chief, Northwest Region Branch, Market Development Division, Specialty Crops Program, AMS, USDA; telephone: (503) 326-2724, or email: 
                        <E T="03">Joshua.R.Wilde@usda.gov</E>
                         or 
                        <E T="03">Barry.Broadbent@usda.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>This action, pursuant to 5 U.S.C. 553, proposes to amend regulations issued to carry out a marketing order as defined in 7 CFR 900.2(j). This proposed rule is issued under the Agricultural Marketing Agreement Act of 1937, as amended (7 U.S.C. 601-674) (the Act), amending Marketing Order No. 985 (7 CFR part 985; the Order), regulating the handling of spearmint oil produced in the Far West. The Committee locally administers the Order and is comprised of spearmint oil producers operating within the production area, and a public member.</P>
                <P>This action is exempt from the Office of Management and Budget (OMB) review process required by Executive Order 12866. This rule amends existing Marketing Order No. 985, as amended (7 CFR part 985), Marketing Order Regulating the Handling of Spearmint Oil Produced in the Far West, and is necessary for the continued operation of Marketing Order No. 985. Additionally, this action is exempt from the requirements of Executive Order 14192, “Unleashing Prosperity Through Deregulation,” pursuant to section 5(c).</P>
                <P>This proposed rule has been reviewed under Executive Order 13175, “Consultation and Coordination with Indian Tribal Governments,” which requires Federal agencies to consider whether their rulemaking actions would have Tribal implications. The Agricultural Marketing Service (AMS) has determined this proposed rule is unlikely to have substantial direct effects on one or more Indian Tribes, on the relationship between the Federal Government and Indian Tribes, or on the distribution of power and responsibilities between the Federal Government and Indian Tribes.</P>
                <P>
                    This proposed rule has been reviewed under Executive Order 12988, “Civil Justice Reform.” This proposed rule is not intended to have a retroactive effect. Under the Order now in effect, salable quantities and allotment percentages 
                    <PRTPAGE P="46309"/>
                    may be established for each class of spearmint oil produced in the Far West. This proposed rule would establish salable quantities and allotment percentages for Scotch and Native spearmint oil for the 2026-2027 marketing year, which begins on June 1, 2026.
                </P>
                <P>Pursuant to the requirements in § 985.50 of the Order, the Committee meets each year to consider supply and demand of spearmint oil and to adopt a marketing policy for the ensuing marketing year. In determining such marketing policy, the Committee considers several factors, including, but not limited to, the current and projected supply of spearmint oil, estimated future demand, production costs, and producer prices for both Class 1 (Scotch) and Class 3 (Native) spearmint oil. Input from spearmint oil handlers and producers is considered as well.</P>
                <P>Pursuant to the provisions in § 985.51, when the Committee's marketing policy considerations indicate a need to establish or to maintain stable market conditions through volume regulation, the Committee subsequently recommends to AMS the establishment of a salable quantity and allotment percentage for such class or classes of spearmint oil for the upcoming marketing year. Recommendations for volume control are intended to ensure market requirements for Far West spearmint oil are satisfied and orderly marketing conditions are maintained.</P>
                <P>Salable quantity represents the total quantity of each class of oil (Class 1, commonly referred to as “Scotch,” or Class 3, commonly referred to as “Native”) which handlers may purchase from, or handle on behalf of, producers during a given marketing year. The allotment percentage for each class of spearmint oil is the salable quantity for that class of oil divided by the total of all producers' allotment base for the same class of oil. A producer's allotment base is their calculated share of the spearmint oil market based on a statistical representation of their past spearmint production and sales. To account for changes in production and demand over time, the Committee periodically reviews and adjusts each producer's allotment base in accordance with a formula prescribed by the Committee and approved by AMS. Each producer's annual allotment of the salable quantity is calculated by multiplying their respective allotment base for each class of spearmint oil by the allotment percentage for that class of spearmint oil. The total allotment base is revised each year on June 1 to account for producer allotment base being lost as a result of the “bona fide effort” production provision of § 985.53(e) and additional base made available pursuant to the provisions of § 985.153.</P>
                <P>Salable quantities and allotment percentages are established at levels intended to maintain orderly marketing conditions while also ensuring that markets are adequately supplied. Further, Committee recommendations for volume control are made in advance of the upcoming marketing year in which the regulations are to be effective, thereby allowing producers ample time to adjust their production decisions accordingly.</P>
                <P>The Committee met on October 8, 2025, to consider its marketing policy for the 2026-2027 marketing year. At that meeting, the Committee determined that, based on the current market and supply conditions, volume regulation for both classes of oil would be necessary. The Committee unanimously recommended, with a vote of seven in favor and none opposed, a salable quantity and allotment percentage for Scotch spearmint oil of 979,704 pounds and 42 percent, respectively. In addition, the Committee also recommended, with a vote of six in favor and one opposed, a salable quantity and allotment percentage for Native spearmint oil of 1,145,220 pounds and 43 percent, respectively. The member voting in opposition to the recommendation for Native spearmint oil supported volume regulation but favored a salable quantity and an allotment percentage higher for Native spearmint oil than what was ultimately recommended by the Committee.</P>
                <P>This proposed action would establish the amount of Scotch and Native spearmint oil that handlers may purchase from, or handle on behalf of, producers during the 2026-2027 marketing year, which begins on June 1, 2026. Salable quantities and allotment percentages have been in effect each season since the Order's inception in 1980.</P>
                <HD SOURCE="HD1">Scotch Spearmint Oil</HD>
                <P>The Committee recommended a Scotch spearmint oil salable quantity of 979,704 pounds and an allotment percentage of 42 percent for the 2026-2027 marketing year. The proposed salable quantity of 979,704 pounds is 171,048 pounds greater than the salable quantity of 808,656 pounds established for the 2025-2026 marketing year (91 FR 24705; May 7, 2026). The recommended 42 percent allotment percentage for the 2026-2027 marketing year is seven percent more than the 35 percent in effect the previous marketing year.</P>
                <P>The total allotment base for the coming marketing year is estimated to be 2,332,629 pounds. This figure represents a one percent increase over the revised 2025-2026 marketing year total allotment base of 2,309,534 pounds. The proposed salable quantity (979,704 pounds) is the product of total allotment base (2,332,629 pounds) times the proposed allotment percentage (42 percent).</P>
                <P>The Committee considered several factors in making its recommendation, including the current and projected future supply, estimated future demand, production costs, and producer prices. The Committee's recommendation also accounts for the established acreage of Scotch spearmint, consumer demand, existing carry-in, reserve pool volume, and production in competing markets.</P>
                <P>According to the Committee, as costs of production have increased and spearmint oil prices have lagged behind inflation, many producers have forgone new plantings of Scotch spearmint. This has resulted in a significant decline in production of Scotch spearmint oil since 2014, a trend which has begun to reverse in the past year. Production of Scotch spearmint oil decreased from 498,332 pounds in 2020 to an estimated 257,943 pounds in 2024, before rebounding to an estimated 316,665 pounds in 2025 based on a net year-over-year increase of 950 acres of Scotch spearmint production.</P>
                <P>Industry reports indicate that trade demand for Far West Scotch spearmint oil, which had been declining in recent years, has begun to stabilize. Sales of Far West Scotch spearmint oil declined from a high of 1,060,232 pounds during the 2014-2015 marketing year to a low of 488,484 pounds in the 2020-2021 marketing year. Sales of Far West Scotch spearmint oil totaled 549,323 pounds during the 2023-2024 marketing year, the last full year of available data. The 3-year sales average for Far West Scotch spearmint oil of 540,676 pounds is only 44,319 pounds lower than the 7-year sales average of 584,995 pounds. The Committee indicates that production of Scotch spearmint oil in competing markets, most notably by Canadian producers, continues to exert downward pressure on trade demand for Scotch spearmint oil from the Far West.</P>
                <P>
                    Given the anticipated market conditions for the coming year, the Committee estimates that Scotch spearmint oil trade demand for the 2026-2027 marketing year will be 650,000 pounds, which is 5,000 pounds greater than the Committee's estimate for the prior year and 65,005 pounds greater than the 7-year moving sales average of 584,995 pounds. Should the proposed volume regulation levels prove to be insufficient to adequately 
                    <PRTPAGE P="46310"/>
                    supply the market, the Committee has the authority to recommend intra-seasonal increases of the salable quantity and allotment percentage, as it has in previous marketing years.
                </P>
                <P>The Committee calculated the minimum salable quantity of Scotch spearmint oil that would be required during the 2026-2027 marketing year (650,000 pounds) by subtracting the estimated salable carry-in on June 1, 2026 (0 pounds), from the estimated trade demand (650,000 pounds). This minimum salable quantity represents the estimated minimum amount of Scotch spearmint oil that would be needed to satisfy estimated trade demand for the coming year. To ensure that the market would be fully supplied, the Committee recommended a 2026-2027 marketing year salable quantity of 979,704 pounds. The recommended salable quantity of 979,704 pounds, combined with any salable carry-in from the 2025-2026 marketing year, would represent the total available supply of Scotch spearmint oil for the 2026-2027 marketing year.</P>
                <P>Salable carry-in is the primary measure of excess spearmint oil supply under the Order, as it represents overproduction in prior years that is currently available to the market without restriction. Under volume regulation, spearmint oil that is designated as salable continues to be available to the market until it is sold and may be marketed at any time at the discretion of the owner.</P>
                <P>The Committee estimated that there would be zero pounds of salable carry-in of Scotch spearmint oil on June 1, 2026. At the recommended salable quantity, the Committee projects that salable carry-in would increase to 329,704 pounds at the beginning of the 2026-2027 marketing year if current market conditions are maintained. This level would be greater than the quantity that the Committee generally considers favorable (150,000 pounds). However, the Committee believes that, given the current economic conditions in the Scotch spearmint oil industry, some Scotch spearmint oil producers may not produce their full annual allotment for the 2026-2027 marketing year. Therefore, the Committee anticipates that the actual quantity of Scotch spearmint oil carried into the 2026-2027 marketing year would be less than the quantity calculated above (329,704 pounds).</P>
                <P>Spearmint oil held in reserve is oil that has been produced in excess of a producer's annual allotment, either in the current marketing year or in prior years, and is restricted from freely entering the market. After December 1 of each marketing year, reserve pool oil is not available to the market in the current marketing year without an increase in the salable quantity and allotment percentage. The Order does include the provision for reserve oil to be released for limited market development projects, with approval of the Secretary, but this provision is rarely utilized.</P>
                <P>Oil held in the reserve pool is another indicator of excess supply. Scotch spearmint oil held in reserve was 13,936 pounds as of May 31, 2025, down from 30,487 pounds as of May 31, 2024. This quantity of reserve pool oil would indicate that the production and marketing of Scotch spearmint oil in the Far West is in relative balance, with the reserve down from a high of 202,638 pounds in 2017.</P>
                <P>The Committee recommended an allotment percentage of 42 percent for the 2026-2027 marketing year for Scotch spearmint oil. During its October 8, 2025, meeting, the Committee calculated an initial allotment percentage by dividing the minimum required salable quantity (650,000 pounds) by the total estimated allotment base (2,332,629 pounds), resulting in 27.9 percent. However, producers and handlers at the meeting indicated that the computed percentage (27.9 percent) might not adequately satisfy potential 2026-2027 marketing year Scotch spearmint oil market demand and may also result in a less than desirable carry-in for the subsequent marketing year. After deliberation, the Committee recommended an allotment percentage of 42 percent. The total estimated allotment base (2,332,629 pounds) for the 2026-2027 marketing year, multiplied by the recommended allotment percentage (42 percent), yields 979,704 pounds, which is the recommended salable quantity for the 2026-2027 marketing year.</P>
                <P>The 2026-2027 marketing year computational data for the Committee's recommendation is detailed below.</P>
                <P>
                    (A) 
                    <E T="03">Estimated carry-in of Scotch spearmint oil on June 1, 2026: 0 pounds.</E>
                     This figure is based upon the Committee's belief that the 2025-2026 marketing year total available supply of 518,206 pounds will be completely exhausted in supplying its estimate for 2025-2026 marketing year trade demand of 645,000 pounds.
                </P>
                <P>
                    (B) 
                    <E T="03">Estimated trade demand of Scotch spearmint oil for the 2026-2027 marketing year: 650,000 pounds.</E>
                     This figure was established at the Committee meeting held on October 8, 2025.
                </P>
                <P>
                    (C) 
                    <E T="03">Minimum salable quantity of Scotch spearmint oil required from the 2026-2027 marketing year production: 650,000 pounds.</E>
                     This figure is the difference between the estimated 2026-2027 marketing year trade demand (650,000 pounds) and the estimated carry-in on June 1, 2026 (0 pounds). This salable quantity represents the minimum amount of Scotch spearmint oil that would be needed to satisfy estimated demand for the coming year.
                </P>
                <P>
                    (D) 
                    <E T="03">Total estimated Scotch spearmint oil allotment base for the 2026-2027 marketing year: 2,332,629 pounds.</E>
                     This figure represents a one percent increase over the 2025-2026 marketing year total actual allotment base of 2,309,534 pounds, as prescribed by § 985.53(d). The one percent increase equals 23,095 pounds. This total estimated allotment base is revised each year on June 1 in accordance with § 985.53(e).
                </P>
                <P>
                    (E) 
                    <E T="03">Computed Scotch spearmint oil allotment percentage for the 2026-2027 marketing year: 27.9 percent.</E>
                     This percentage is computed by dividing the minimum required salable quantity (650,000) by the total estimated allotment base (2,332,629 pounds).
                </P>
                <P>
                    (F) 
                    <E T="03">Recommended Scotch spearmint oil allotment percentage for the 2026-2027 marketing year: 42 percent.</E>
                     This is the Committee's recommendation and is based on the computed allotment percentage (27.9 percent) and input from producers and handlers at the October 8, 2025, meeting. The recommended 42 percent allotment percentage reflects the Committee's belief that the computed percentage (27.9 percent) may not adequately supply the anticipated 2026-2027 marketing year Scotch spearmint oil market demand.
                </P>
                <P>
                    (G) 
                    <E T="03">Recommended Scotch spearmint oil salable quantity for the 2026-2027 marketing year: 979,704 pounds.</E>
                     This figure is the product of the recommended salable allotment percentage (42 percent) and the total estimated allotment base (2,332,629 pounds) for the 2026-2027 marketing year.
                </P>
                <P>
                    (H) 
                    <E T="03">Estimated total available supply of Scotch spearmint oil for the 2026-2027 marketing year: 979,704 pounds.</E>
                     This figure is the sum of the 2026-2027 marketing year recommended salable quantity (979,704 pounds) and the estimated carry-in on June 1, 2026 (0 pounds).
                </P>
                <P>
                    For the reasons stated above, the Committee believes that the recommended salable quantity and allotment percentage would adequately satisfy trade demand, would result in a reasonable carry-in for the following year, and would contribute to the orderly marketing of Scotch spearmint oil.
                    <PRTPAGE P="46311"/>
                </P>
                <HD SOURCE="HD1">Native Spearmint Oil</HD>
                <P>The Committee recommended a Native spearmint oil salable quantity of 1,145,220 pounds and an allotment percentage of 43 percent for the 2026-2027 marketing year. These figures are, respectively, 116,550 pounds and 4 percentage points greater than the levels established for the 2025-2026 marketing year (91 FR 24705; May 7, 2026). The Committee utilized handlers' estimated trade demand of Native spearmint oil for the coming year, historical and current Native spearmint oil production, inventory statistics, and international market data obtained from consultants for the spearmint oil industry to arrive at these recommendations.</P>
                <P>The Committee anticipates that 2025 Native spearmint oil production will total 1,013,990 pounds, a slight increase from the previous year's production of 987,947 pounds. Committee records indicate that spearmint-producing acres in the Far West declined from a recent high of 9,013 acres in 2019 to 6,273 acres of Native spearmint production in 2025.</P>
                <P>Sales of Native spearmint oil have been trending downward since the 2020-2021 marketing year, declining from 1,332,260 pounds during the 2020-2021 marketing year to 945,111 pounds for the 2024-2025 marketing year, the last full year for which data is available. The Committee expects demand to rebound slightly, estimating trade demand for Native spearmint oil at 1,150,000 pounds for the 2026-2027 marketing year, an increase of 62,500 pounds from the Committee's estimated trade demand of 1,087,500 pounds for the 2025-2026 marketing year.</P>
                <P>The Committee anticipates that 156,832 pounds of salable Native spearmint oil from prior years will be carried into the 2026-2027 marketing year. This amount is down from the 180,092 pounds of salable oil carried into the 2025-2026 marketing year and is consistent with the level that the Committee generally considers favorable (150,000 pounds).</P>
                <P>The Committee estimates that there will be 1,265,000 pounds of Native spearmint oil in the reserve pool at the beginning of the 2026-2027 marketing year. Native reserve pool oil has been fairly stable over the past several marketing years. The reserve pool declined from 1,219,122 pounds at the start of the 2021-2022 marketing year to a recent low of 1,026,336 pounds to begin the 2023-2024 marketing year. However, the estimated 1,265,000 pounds that the Committee projected to be held in the reserve pool to begin the 2025-2026 marketing year reflects the Committee's previous efforts to reduce year-over-year salable carry-in by establishing a relatively low salable quantity for Native spearmint oil for the 2025-2026 marketing year.</P>
                <P>The Committee expects end users of Native spearmint oil to continue to rely on Far West production as their primary source of high-quality Native spearmint oil. However, increases in domestic production of Native spearmint from regions outside of the Far West production area has created additional competition for market share. For example, there were fewer than 2,000 acres of Native spearmint in production in the U.S. Midwest region in 2016, compared with over 10,000 acres of Native spearmint oil in production in the Far West. However, the Committee's 2025 estimates indicate Far West acreage of approximately 6,273 acres compared with Native spearmint producing acreage of approximately 3,000 acres in the Midwest. This situation has contributed to declining trade demand for Far West Native spearmint oil and led to downward pressure on producer prices.</P>
                <P>Given the anticipated market conditions for the coming year, the Committee estimated the 2026-2027 marketing year Native spearmint oil trade demand to be 1,150,000 pounds. This figure is based on input provided by producers at six production area meetings held in September and October 2025, as well as estimates provided by handlers and other meeting participants at the October 8, 2025, Committee meeting. This figure represents an increase of 62,500 pounds from the previous year's estimated trade demand for the 2025-2026 marketing year. The average estimated trade demand for Native spearmint oil derived from the production area meetings was 1,150,000 pounds, whereas handlers' estimates ranged from 1,050,000 to 1,150,000 pounds. The quantity marketed over the most recent full marketing year, 2024-2025, was 945,111 pounds.</P>
                <P>The estimated June 1, 2026, carry-in of 156,832 pounds of Native spearmint oil, plus the recommended 2026-2027 marketing year salable quantity of 1,145,220 pounds, would result in an estimated total available supply of 1,302,052 pounds of Native spearmint oil during the 2026-2027 marketing year. With the corresponding estimated trade demand of 1,150,000 pounds, the Committee projects that 152,052 pounds of salable oil will be carried into the 2027-2028 marketing year. Should the proposed volume regulation levels prove insufficient to adequately supply the market, the Committee has the authority to recommend an intra-seasonal increase to the salable quantity and allotment percentage to satisfy that demand.</P>
                <P>The Committee recommended a Native spearmint oil allotment percentage of 43 percent for the 2026-2027 marketing year. During its October 8, 2025, meeting, the Committee calculated an initial allotment percentage of 37.3 percent by dividing the minimum required salable quantity to satisfy estimated trade demand (993,168 pounds) by the total allotment base (2,663,302 pounds). However, producers and handlers at the meeting expressed concern that the computed percentage of 37.3 percent may not adequately supply the potential 2026-2027 marketing year Native spearmint oil market demand. Further, it could result in a less than adequate carry-in for the subsequent marketing year. After deliberation, the Committee increased its allotment percentage recommendation to 43 percent. The total estimated Native spearmint oil allotment base (2,663,302 pounds) multiplied by the recommended salable allotment percentage (43 percent) yields 1,145,220 pounds, the recommended Native spearmint oil salable quantity for the 2026-2027 marketing year.</P>
                <P>The 2026-2027 marketing year computational data for the Committee's recommendation is further outlined below.</P>
                <P>
                    (A) 
                    <E T="03">Estimated carry-in of Native spearmint oil on June 1, 2026: 156,832 pounds.</E>
                     This figure is the difference between the estimated 2025-2026 marketing year total available supply of 1,256,832 pounds and the revised 2025-2026 marketing year estimated trade demand of 1,100,000 pounds.
                </P>
                <P>
                    (B) 
                    <E T="03">Estimated trade demand of Native spearmint oil for the 2026-2027 marketing year: 1,150,000 pounds.</E>
                     This estimate was established by the Committee at its October 8, 2025, meeting.
                </P>
                <P>
                    (C) 
                    <E T="03">Minimum salable quantity of Native spearmint oil required from the 2026-2027 marketing year production: 993,168 pounds.</E>
                     This figure is the difference between the 2026-2027 marketing year estimated trade demand (1,150,000 pounds) and the estimated carry-in on June 1, 2026 (156,832 pounds). This is the minimum amount of Native spearmint oil that the Committee believes would be required to meet the anticipated 2026-2027 marketing year trade demand.
                </P>
                <P>
                    (D) 
                    <E T="03">Total estimated allotment base of Native spearmint oil for the 2025-2065 marketing year: 2,663,302 pounds.</E>
                     This figure represents a one percent increase over the 2025-2026 marketing year 
                    <PRTPAGE P="46312"/>
                    actual total allotment base of 2,636,933 pounds as prescribed in § 985.53(d). The one percent increase equals 26,369 pounds of oil. This estimate is revised each year on June 1, to adjust for the bona fide effort production provisions of § 985.53(e).
                </P>
                <P>
                    (E) 
                    <E T="03">Computed Native spearmint oil allotment percentage for the 2026-2027 marketing year: 37.3 percent.</E>
                     This percentage is calculated by dividing the required minimum salable quantity (993,168 pounds) by the total estimated allotment base (2,663,302 pounds) for the 2026-2027 marketing year.
                </P>
                <P>
                    (F) 
                    <E T="03">Recommended Native spearmint oil allotment percentage for the 2026-2027 marketing year: 43 percent.</E>
                     This is the Committee's recommendation based on the computed allotment percentage (37.3 percent) and input from producers and handlers at the October 8, 2025, meeting. The recommended 43 percent allotment percentage is also based on the Committee's belief that the computed percentage (37.3 percent) may not adequately supply the potential market for Native spearmint oil in the 2026-2027 marketing year or allow for sufficient salable Native spearmint oil to be carried into the beginning of the 2026-2027 marketing year.
                </P>
                <P>
                    (G) 
                    <E T="03">Recommended Native spearmint oil 2026-2027 marketing year salable quantity: 1,145,220 pounds.</E>
                     This figure is the product of the recommended allotment percentage (43 percent) and the total estimated allotment base (2,663,302 pounds).
                </P>
                <P>
                    (H) 
                    <E T="03">Estimated available supply of Native spearmint oil for the 2026-2027 marketing year: 1,302,052 pounds.</E>
                     This figure is the sum of the 2026-2027 marketing year recommended salable quantity (1,145,220 pounds) and the estimated carry-in on June 1, 2026 (156,832 pounds). This amount could be increased, as needed, through an intra-seasonal increase in the salable quantity and allotment percentage.
                </P>
                <P>The Committee's recommended Scotch and Native spearmint oil salable quantities and allotment percentages of 979,704 pounds and 42 percent, and 1,145,220 pounds and 43 percent, respectively, would match the available supply of each class of spearmint oil to the estimated demand of each, thus avoiding extreme fluctuations in inventories and prices. This proposed rule is similar to regulations issued in prior seasons.</P>
                <P>The salable quantities in this proposed rule are not expected to cause a shortage of either class of spearmint oil. Any unanticipated or additional market demand for either class of spearmint oil which may develop during the marketing year could be satisfied by an intra-seasonal increase in the salable quantity and corresponding allotment percentage. The Order contains a provision in § 985.51 for intra-seasonal increases to allow the Committee the flexibility to respond quickly to changing market conditions.</P>
                <P>Under volume regulation, producers who produce more than their annual allotments during the marketing year may transfer such excess spearmint oil to producers who have produced less than their annual allotment. In addition, on December 1 of each year, producers who have not transferred their excess spearmint oil to other producers must place their excess spearmint oil production into the reserve pool to be released in future marketing years. Each producer controls the disposition of their respective reserve pool spearmint oil, in accordance with market needs and the Order's volume regulation provisions, and under the Committee's oversight.</P>
                <P>In conjunction with the issuance of this proposed rule, AMS has reviewed the Committee's marketing policy statement for the 2026-2027 marketing year. The Committee's marketing policy statement, a requirement whenever the Committee recommends volume regulation, meets the requirements of §§ 985.50 and 985.51.</P>
                <P>The establishment of the proposed salable quantities and allotment percentages would allow for anticipated market needs. In determining anticipated market needs, the Committee considered historical sales, as well as changes and trends in production and demand. This proposal would also provide producers with information regarding the amount of spearmint oil that should be produced for the 2026-2027 and subsequent marketing years to meet anticipated market demand.</P>
                <HD SOURCE="HD1">Initial Regulatory Flexibility Analysis</HD>
                <P>Pursuant to requirements set forth in the Regulatory Flexibility Act (RFA) (5 U.S.C. 601-612), AMS has considered the economic impact of this proposed rule on small entities. Accordingly, AMS has prepared this initial regulatory flexibility analysis.</P>
                <P>The purpose of the RFA is to fit regulatory actions to the scale of businesses subject to such actions in order that small businesses will not be unduly or disproportionately burdened. Marketing orders issued pursuant to the Act are unique regulations in that they are brought about through group action of typically small entities acting on their own behalf.</P>
                <P>There are approximately 38 producers of Scotch spearmint oil and 84 producers of Native spearmint oil operating within the regulated production area. In addition, there are approximately six spearmint oil handlers (both Scotch and Native spearmint) subject to regulation under the Order. At the time this analysis was prepared, the Small Business Administration (SBA) defined small agricultural producers as those having annual receipts equal to or less than $2,500,000 (NAICS code 111998, All Other Miscellaneous Crop Farming). Small agricultural service firms, which include spearmint oil handlers, are defined by the SBA as those having annual receipts equal to or less than $34,000,000 (NAICS code 115114, Postharvest Crop Activities) (13 CFR 121.201).</P>
                <P>The USDA National Agricultural Statistics Service (NASS) reported an average 2024 U.S. season spearmint oil producer price per pound of $16.10. Spearmint oil utilization for the 2024-2025 marketing year, as reported by the Committee, was 474,852 pounds and 945,111 pounds for Scotch and Native spearmint oil, respectively, for a total of 1,419,963 pounds. Multiplying $16.10 per pound by 2024-2025 marketing year spearmint oil utilization of 1,419,963 pounds yields a crop value estimate of about $22.9 million.</P>
                <P>Given the accounting requirements for the volume regulation provisions of the Order, the Committee maintains accurate records of each producer's production and sales. Using the $16.10 average spearmint oil price and Committee production data for each producer, the Committee estimates that 37 of the 38 Scotch spearmint oil producers and all of the 84 Native spearmint oil producers could be classified as small entities under the SBA definition.</P>
                <P>There is no third-party or governmental entity that collects and reports spearmint oil prices received by spearmint oil handlers. However, the Committee estimates an average spearmint oil handling markup at approximately 20 percent of the price received by producers. Twenty percent of the 2024 producer price ($16.10) is $3.22, which results in a handler Free on Board (f.o.b.) price per pound estimate of $19.32 ($16.10 + $3.22).</P>
                <P>
                    Multiplying this estimated handler f.o.b. price by the 2024-2025 marketing year total spearmint oil utilization of 1,419,963 pounds results in an estimated handler-level spearmint oil value of $27.4 million. Dividing this figure by the number of handlers (6) yields estimated average annual handler receipts of about $4.6 million, which is well below the $34 million SBA 
                    <PRTPAGE P="46313"/>
                    threshold for small agricultural service firms.
                </P>
                <P>Furthermore, using confidential data compiled by the Committee on the pounds of spearmint oil handled by each handler and the abovementioned estimated handler price per pound, the Committee reported that it is not likely that any of the 6 handlers had 2024-2025 marketing year spearmint oil sales that exceeded SBA's threshold.</P>
                <P>Therefore, in view of the foregoing, the majority of producers of spearmint oil may be classified as small entities, and all of the handlers of spearmint oil may be classified as small entities.</P>
                <P>This proposed rule would establish the quantity of spearmint oil produced in the Far West, by class, which handlers may purchase from, or handle on behalf of, producers during the 2026-2027 marketing year. The Committee recommended this proposed rule to help maintain stability in the spearmint oil market by matching supply to estimated demand, thereby avoiding extreme fluctuations in supplies and prices. Establishing quantities that may be purchased from or handled on behalf of producers during the marketing year through volume regulation allows producers to coordinate their spearmint oil production with the expected market demand. Authority for this proposal is provided in §§ 985.50, 985.51, and 985.52 of the Order.</P>
                <P>The Committee estimates the total trade demand for the 2026-2027 marketing year for both classes of oil at 1,800,000 pounds. In addition, the Committee expects that the combined salable carry-in for both classes of spearmint oil will be 156,832 pounds. As such, the combined required salable quantity to meet demand for the 2026-2027 marketing year is estimated to be 1,643,168 pounds (1,800,000 pounds trade demand, less 156,832 pounds carry-in). Under volume regulation, total sales of spearmint oil by producers for the 2026-2027 marketing year would be held to 2,281,756 pounds (the recommended salable quantity for both classes of spearmint oil of 2,124,924 pounds plus 156,832 of salable carry-in).</P>
                <P>This total available supply of 2,281,756 pounds should be more than adequate to supply the 1,800,000 pounds of anticipated total trade demand for spearmint oil. In addition, as of May 31, 2025, the total reserve pool for both classes of spearmint oil stood at 1,301,643 pounds. That quantity is expected to remain stable over the course of the 2025-2026 marketing year, with the Committee projecting a total reserve pool of approximately 1,300,000 pounds on May 31, 2026. Should trade demand increase unexpectedly during the 2026-2027 marketing year, reserve pool spearmint oil could be released into the market to supply that increase in demand.</P>
                <P>The recommended allotment percentages, upon which 2026-2027 marketing year annual producer allotments are based, are 42 percent for Scotch spearmint oil and 43 percent for Native spearmint oil. Without volume regulation, producers would not be held to these allotment levels and would be able to sell unrestricted quantities of spearmint oil.</P>
                <P>The use of volume regulation allows the industry to fully supply spearmint oil markets while avoiding the negative consequences of over-supplying these markets. The use of volume regulation is believed to have little or no effect on consumer prices of products containing spearmint oil and would not result in fewer retail sales of such products.</P>
                <P>The Committee discussed alternatives to the recommendations contained in this proposed rule for both classes of spearmint oil. The Committee rejected the idea of not regulating volume for either class of spearmint oil because of the severe, price-depressing effects that are more likely to occur without volume regulation. The Committee also discussed and considered salable quantities and allotment percentages that were above and below the levels that were eventually recommended for both classes of spearmint oil. Ultimately, the action recommended by the Committee was to increase the allotment percentage and salable quantity for both Scotch spearmint oil and Native spearmint oil from the levels established for the 2025-2026 marketing year.</P>
                <P>As noted earlier, the Committee's recommendation to establish salable quantities and allotment percentages for both classes of spearmint oil was made after careful consideration of all available information including: (1) the estimated quantity of salable oil of each class held by producers and handlers; (2) the estimated demand for each class of oil; (3) the prospective production of each class of oil; (4) the total of allotment bases of each class of oil for the current marketing year and the estimated total of allotment bases of each class for the ensuing marketing year; (5) the quantity of reserve oil, by class, in storage; (6) producer prices of oil, including prices for each class of oil; and (7) general market conditions for each class of oil, including whether the estimated season average price to producers is likely to exceed parity.</P>
                <P>Based on its review, the Committee believes that the salable quantities and allotment percentages recommended would achieve the objectives sought. The Committee also believes that, should there be no volume regulation in effect for the upcoming marketing year, the Far West spearmint oil industry would return to the pronounced cyclical price patterns that occurred prior to the promulgation of the Order. As previously stated, annual salable quantities and allotment percentages have been issued for both classes of spearmint oil since the Order's inception. The salable quantities and allotment percentages proposed herein are expected to facilitate the goal of maintaining orderly marketing conditions for Far West spearmint oil for the 2026-2027 and future marketing years.</P>
                <P>This proposed rule would establish the salable quantities and allotment percentages for Scotch and Native spearmint oil produced in the Far West during the 2026-2027 marketing year. Costs to producers and handlers, large and small, resulting from this proposal are expected to be offset by the benefits derived from a more stable market and increased returns. The benefits of this proposed rule are expected to be equally available to all producers and handlers regardless of their size.</P>
                <P>Committee meetings are widely publicized throughout the Far West spearmint oil industry. All interested persons were invited to attend the meeting and participate in Committee deliberations. Like all Committee meetings, the October 8, 2025, meeting was a public meeting and all entities, both large and small, were able to express views on this issue. Finally, interested persons are invited to submit comments on this proposed rule, including the regulatory and informational impacts of this action on small businesses.</P>
                <P>In accordance with the Paperwork Reduction Act of 1995 (44 U.S.C. chapter 35), the Order's information collection requirements have been previously approved by the Office of Management and Budget (OMB) and assigned OMB No. 0581-0178, Vegetable and Specialty Crops. This proposed rule does not require changes to the current information collection. Should any changes become necessary, they would be submitted to OMB for approval.</P>
                <P>
                    This proposed rule would not impose any additional reporting or recordkeeping requirements on either small or large Far West spearmint oil handlers. As with all Federal marketing order programs, reports and forms are 
                    <PRTPAGE P="46314"/>
                    periodically reviewed to reduce information requirements and duplication by industry and public sector agencies.
                </P>
                <P>AMS is committed to complying with the E-Government Act to promote the use of the internet and other information technologies, to provide increased opportunities for citizen access to Government information and services, and for other purposes.</P>
                <P>AMS has not identified any relevant Federal rules that duplicate, overlap, or conflict with this proposed rule.</P>
                <P>After consideration of all relevant material presented, including the information and recommendations submitted by the Committee and other available information, AMS has determined that this proposed rule is consistent with and would effectuate the purposes of the Act.</P>
                <P>A 30-day comment period is provided to allow interested persons to respond to this proposed rule. All written comments timely received will be considered before a final determination is made on this rulemaking.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 7 CFR Part 985</HD>
                    <P>Marketing agreements, Oils and fats, Reporting and recordkeeping requirements.</P>
                </LSTSUB>
                <P>For the reasons set forth in the preamble, the Agriculture Marketing Service proposes to amend 7 CFR part 985 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 985—MARKETING ORDER REGULATING THE HANDLING OF SPEARMINT OIL PRODUCED IN THE FAR WEST</HD>
                </PART>
                <AMDPAR>1. The authority citation for 7 CFR Part 985 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority: </HD>
                    <P>7 U.S.C. 601-674.</P>
                </AUTH>
                <AMDPAR>2. Add § 985.236 to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 985.236 </SECTNO>
                    <SUBJECT>Salable quantities and allotment percentages—2026-2027 marketing year.</SUBJECT>
                    <P>The salable quantity and allotment percentage for each class of spearmint oil during the marketing year beginning on June 1, 2026, shall be as follows:</P>
                    <P>(a) Class 1 (Scotch) oil—a salable quantity of 979,704 pounds and an allotment percentage of 42 percent.</P>
                    <P>(b) Class 3 (Native) oil—a salable quantity of 1,145,220 pounds and an allotment percentage of 43 percent.</P>
                </SECTION>
                <SIG>
                    <NAME>Erin Morris,</NAME>
                    <TITLE>Administrator, Agricultural Marketing Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14927 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="N">NUCLEAR REGULATORY COMMISSION</AGENCY>
                <CFR>10 CFR Part 72</CFR>
                <DEPDOC>[NRC-2026-2476]</DEPDOC>
                <RIN>RIN 3150-AL71</RIN>
                <SUBJECT>List of Approved Spent Fuel Storage Casks: Holtec International HI-STORM Flood/Wind System, Certificate of Compliance No. 1032, Amendment No. 10</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Nuclear Regulatory Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The U.S. Nuclear Regulatory Commission (NRC) is proposing to amend its spent fuel storage regulations by revising the Holtec International HI-STORM Flood/Wind (FW) System listing within the “List of approved spent fuel storage casks” to include Amendment No. 10 to Certificate of Compliance (CoC) No. 1032. Amendment No. 10 revises the CoC for the HI-STORM FW dry storage system to incorporate several enhancements. These changes include the introduction of the HI-STORM FW Extended Configuration adoption of a methodology for developing site-specific loading patterns with higher allowable per-canister and per-cell heat-load limits, incorporation of a radiological fuel-qualification methodology, reduction of minimum cooling-time requirements for certain multi-purpose canister models based on updated evaluations, and refinement of the missile-impact analysis methodology to allow site-specific credit for the HI-TRAC VW water-jacket shell. The amendment also includes a minor editorial clarification.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Submit comments by August 24, 2026. Comments received after this date will be considered if it is practical to do so, but the NRC is able to ensure consideration of only comments received on or before this date.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit your comments, identified by Docket ID NRC-2026-2476, at 
                        <E T="03">https://www.regulations.gov.</E>
                         If your material cannot be submitted using 
                        <E T="03">https://www.regulations.gov,</E>
                         call or email the individuals listed in the 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                         section of this document for alternate instructions.
                    </P>
                    <P>Do not include any personally identifiable information (such as name, address, or other contact information) or confidential business information that you do not want publicly disclosed. All comments are public records; they are publicly displayed exactly as received, and will not be deleted, modified, or redacted. Comments may be submitted anonymously.</P>
                    <P>
                        Follow the search instructions on 
                        <E T="03">https://www.regulations.gov</E>
                         to view public comments.
                    </P>
                    <P>
                        You can read a plain language description of this proposed rule at 
                        <E T="03">https://www.regulations.gov/docket/</E>
                         NRC-2026-2476. For additional direction on obtaining information and submitting comments, see “Obtaining Information and Submitting Comments” in the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section of this document.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Denise Edwards, Office of Nuclear Material Safety and Safeguards; telephone: 301-415-7204, 
                        <E T="03">email:</E>
                          
                        <E T="03">Denise.Edwards@nrc.gov</E>
                         and John-Chau Nguyen, Office of Nuclear Material Safety and Safeguards; telephone: 301-415-0262, email: 
                        <E T="03">John-Chau.Nguyen@nrc.gov.</E>
                         Both are staff of the U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Table Of Contents:</HD>
                <EXTRACT>
                    <FP SOURCE="FP-2">I. Obtaining Information and Submitting Comments</FP>
                    <FP SOURCE="FP-2">II. Rulemaking Procedure</FP>
                    <FP SOURCE="FP-2">III. Background</FP>
                    <FP SOURCE="FP-2">IV. Plain Writing</FP>
                    <FP SOURCE="FP-2">V. Regulatory Planning and Review</FP>
                    <FP SOURCE="FP-2">VI. Availability of Documents</FP>
                </EXTRACT>
                <HD SOURCE="HD1">I. Obtaining Information and Submitting Comments</HD>
                <HD SOURCE="HD2">A. Obtaining Information</HD>
                <P>Please refer to Docket ID NRC-2026-2476 when contacting the NRC about the availability of information for this action. You may obtain publicly available information related to this action by any of the following methods:</P>
                <P>
                    • 
                    <E T="03">Federal Rulemaking Website:</E>
                     Go to 
                    <E T="03">https://www.regulations.gov</E>
                     and search for Docket ID NRC-2026-2476. Address questions about NRC dockets to Helen Chang, telephone: 301-415-3228, email: 
                    <E T="03">Helen.Chang@nrc.gov.</E>
                     For technical questions contact the individuals listed in the 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     section of this document.
                </P>
                <P>
                    • 
                    <E T="03">NRC's Agencywide Documents Access and Management System (ADAMS):</E>
                     You may obtain publicly available documents online in the ADAMS Public Documents collection at 
                    <E T="03">https://www.nrc.gov/reading-rm/adams.html.</E>
                     To begin the search, select “Begin ADAMS Public Search.” For problems with ADAMS, please contact the NRC's Public Document Room (PDR) reference staff at 1-800-397-4209, at 301-415-4737, or by email to 
                    <E T="03">PDR.Resource@nrc.gov.</E>
                     For the convenience of the reader, instructions about obtaining materials referenced in 
                    <PRTPAGE P="46315"/>
                    this document are provided in the “Availability of Documents” section.
                </P>
                <P>
                    • 
                    <E T="03">NRC's PDR:</E>
                     The PDR, where you may examine and order copies of publicly available documents, is open by appointment. To make an appointment to visit the PDR, please send an email to 
                    <E T="03">PDR.Resource@nrc.gov</E>
                     or call 1-800-397-4209 or 301-415-4737, between 8 a.m. and 4 p.m. Eastern Time, Monday through Friday, except Federal holidays.
                </P>
                <HD SOURCE="HD2">B. Submitting Comments</HD>
                <P>
                    The NRC encourages electronic comment submission through the Federal rulemaking website (
                    <E T="03">https://www.regulations.gov</E>
                    ). Please include Docket ID NRC-2026-2476 in your comment submission.
                </P>
                <P>
                    The NRC cautions you not to include identifying or contact information that you do not want to be publicly disclosed in your comment submission. The NRC will post all comment submissions at 
                    <E T="03">https://www.regulations.gov</E>
                     as well as enter the comment submissions into ADAMS. The NRC does not routinely edit comment submissions to remove identifying or contact information.
                </P>
                <P>If you are requesting or aggregating comments from other persons for submission to the NRC, then you should inform those persons not to include identifying or contact information that they do not want to be publicly disclosed in their comment submission. Your request should state that the NRC does not routinely edit comment submissions to remove such information before making the comment submissions available to the public or entering the comment into ADAMS.</P>
                <HD SOURCE="HD1">II. Rulemaking Procedure</HD>
                <P>
                    Because the NRC considers this action to be non-controversial, the NRC is publishing this proposed rule concurrently with a direct final rule in the Rules and Regulations section of this issue of the 
                    <E T="04">Federal Register</E>
                    . The direct final rule will become effective on October 6, 2026. However, if the NRC receives any significant adverse comment by August 24, 2026, then the NRC will publish a document that withdraws the direct final rule. If the direct final rule is withdrawn, the NRC will address the comments in a subsequent final rule. In general, absent significant modifications to the proposed revisions requiring republication, the NRC will not initiate a second comment period on this action in the event the direct final rule is withdrawn.
                </P>
                <P>A significant adverse comment is a comment where the commenter explains why the rule would be inappropriate, including challenges to the rule's underlying premise or approach, or would be ineffective or unacceptable without a change. A comment is adverse and significant if:</P>
                <P>(1) The comment opposes the rule and provides a reason sufficient to require a substantive response in a notice-and-comment process. For example, a substantive response is required when:</P>
                <P>(a) The comment causes the NRC to reevaluate (or reconsider) its position or conduct additional analysis;</P>
                <P>(b) The comment raises an issue serious enough to warrant a substantive response to clarify or complete the record; or</P>
                <P>(c) The comment raises a relevant issue that was not previously addressed or considered by the NRC.</P>
                <P>(2) The comment proposes a change or an addition to the rule, and it is apparent that the rule would be ineffective or unacceptable without incorporation of the change or addition.</P>
                <P>(3) The comment causes the NRC to make a change (other than editorial) to the rule, CoC, or technical specifications.</P>
                <P>
                    For a more detailed discussion of the proposed rule changes and associated analyses, see the direct final rule published in the Rules and Regulations section of this issue of the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <HD SOURCE="HD1">III. Background</HD>
                <P>Section 218(a) of the Nuclear Waste Policy Act of 1982, as amended, requires that “[t]he Secretary [of the Department of Energy] shall establish a demonstration program, in cooperation with the private sector, for the dry storage of spent nuclear fuel at civilian nuclear power reactor sites, with the objective of establishing one or more technologies that the [Nuclear Regulatory] Commission may, by rule, approve for use at the sites of civilian nuclear power reactors without, to the maximum extent practicable, the need for additional site-specific approvals by the Commission.” Section 133 of the Nuclear Waste Policy Act states, in part, that “[t]he Commission shall, by rule, establish procedures for the licensing of any technology approved by the Commission under Section 219(a) [sic: 218(a)] for use at the site of any civilian nuclear power reactor.”</P>
                <P>
                    To implement this mandate, the Commission approved dry storage of spent nuclear fuel in NRC-approved casks under a general license by publishing a final rule that added a new subpart K in part 72 of title 10 of the 
                    <E T="03">Code of Federal Regulations</E>
                     (10 CFR) entitled “General License for Storage of Spent Fuel at Power Reactor Sites” (55 FR 29181; July 18, 1990). This rule also established a new subpart L in 10 CFR part 72 entitled “Approval of Spent Fuel Storage Casks,” which contains procedures and criteria for obtaining NRC approval of spent fuel storage cask designs. The NRC subsequently issued a final rule on March 28, 2011 (76 FR 17019), that approved the HI-STORM FW System design and added it to the list of NRC-approved cask designs in § 72.214 as CoC No. 1032.
                </P>
                <HD SOURCE="HD1">IV. Plain Writing</HD>
                <P>The Plain Writing Act of 2010 (Pub. L. 111-274) requires Federal agencies to write documents in a clear, concise, and well-organized manner. The NRC has written this document to be consistent with the Plain Writing Act as well as the Presidential Memorandum, “Plain Language in Government Writing,” published June 10, 1998 (63 FR 31885). The NRC requests comments on this proposed rule with respect to clarity and effectiveness of the language used.</P>
                <HD SOURCE="HD1">V. Regulatory Planning and Review</HD>
                <HD SOURCE="HD2">Executive Order (E.O.) 12866</HD>
                <P>Executive Order (E.O.) 12866, as amended by E.O. 14215, provides that the Office of Information and Regulatory Affairs (OIRA) will determine whether a regulatory action is significant as defined by E.O. 12866 and will review significant regulatory actions. OIRA determined that this proposed rule is not a significant regulatory action under E.O. 12866.</P>
                <HD SOURCE="HD2">Review Under E.O.s 14154, 14192, 14215, and 14300</HD>
                <P>The NRC has examined this proposed rule and has determined that it is consistent with the policies and directives outlined in E.O. 14154, “Unleashing American Energy,” E.O. 14192, “Unleashing Prosperity Through Deregulation,” E.O. 14215 “Ensuring Accountability for All Agencies,” and E.O. 14300, “Ordering the Reform of the Nuclear Regulatory Commission.” This proposed rule is not considered an E.O. 14192 deregulatory action.</P>
                <HD SOURCE="HD1">VI. Availability of Documents</HD>
                <P>
                    The documents identified in the following table are available to interested persons as indicated.
                    <PRTPAGE P="46316"/>
                </P>
                <GPOTABLE COLS="2" OPTS="L2,nj,tp0,i1" CDEF="s200,xs100">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Document</CHED>
                        <CHED H="1">
                            Adams Accession No./Web link/
                            <E T="02">Federal Register</E>
                             citation
                        </CHED>
                    </BOXHD>
                    <ROW EXPSTB="01" RUL="s">
                        <ENT I="21">
                            <E T="02">Proposed Certificate of Compliance and Proposed Technical Specifications Documents</E>
                        </ENT>
                    </ROW>
                    <ROW EXPSTB="00">
                        <ENT I="01">Proposed HI-STORM FW 1032 Amendment No. 10 CoC</ENT>
                        <ENT>ML26057A285.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Proposed CoC 1032 Amendment No. 10 Technical Specification Appendix A</ENT>
                        <ENT>ML26057A287.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Proposed CoC 1032 Amendment No. 10 Technical Specification Appendix B</ENT>
                        <ENT>ML26057A286.</ENT>
                    </ROW>
                    <ROW RUL="s">
                        <ENT I="01">Preliminary Safety Evaluation Report. CoC No. 1032, Amendment 10</ENT>
                        <ENT>ML26057A284.</ENT>
                    </ROW>
                    <ROW EXPSTB="01" RUL="s">
                        <ENT I="21">
                            <E T="02">Holtec International HI-STORM FW Amendment No. 10 Request Documents</E>
                        </ENT>
                    </ROW>
                    <ROW EXPSTB="00">
                        <ENT I="01">Holtec International-HI-STORM FW Amendment 10 Request, dated March 1, 2024</ENT>
                        <ENT>ML24109A249 (package).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Holtec International-HI-STORM FW Amendment 10 Responses to RSIs, dated September 16, 2024</ENT>
                        <ENT>ML24260A280 (package).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Holtec International-HI-STORM FW Amendment 10 Supplemental Information; dated December 12, 2024</ENT>
                        <ENT>ML24348A143 (package).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">HI-STORM FW Amendment 10 Response to Non-Proprietary RSI 3-1, dated February 28, 2025</ENT>
                        <ENT>ML25062A248 (package).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Holtec International-HI-STORM FW Amendment 10, Response to Request for Additional Information First Batch, dated July 28, 2025</ENT>
                        <ENT>ML25209A538 (package).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Holtec International-HI-STORM FW Amendment 10, Response to Request for Additional Information Second Batch, dated September 11, 2025</ENT>
                        <ENT>ML25254A228 (package).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Holtec International-HI-STORM FW Amendment 10, RAI Batch 1 Response Clarification, dated January 30, 2026</ENT>
                        <ENT>ML26030A208 (package).</ENT>
                    </ROW>
                    <ROW RUL="s">
                        <ENT I="01">Holtec International-HI-STORM FW Amendment 10, RAI Batch 2 Response Clarification, dated January 30, 2026</ENT>
                        <ENT>ML26030A224 (package).</ENT>
                    </ROW>
                    <ROW EXPSTB="01" RUL="s">
                        <ENT I="21">
                            <E T="02">Other Documents</E>
                        </ENT>
                    </ROW>
                    <ROW EXPSTB="00">
                        <ENT I="01">User Need for Rulemaking for Amendment No. 10 to HI-STORM FW No.1032 System</ENT>
                        <ENT>ML26063A538.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Final Rule, “General License for Storage of Spent Fuel at Power Reactor Sites,” published July 18, 1990</ENT>
                        <ENT>55 FR 29181.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Direct Final Rule, “List of Approved Spent Fuel Storage Casks: HI-STORM Flood/Wind Addition,” published March 28, 2011</ENT>
                        <ENT>76 FR 17019.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Revision to Policy Statement, “Agreement State Program Policy Statement; Correction,” published October 18, 2017</ENT>
                        <ENT>82 FR 48535.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Executive Order 12866, “Regulatory Planning and Review,” October 4, 1993</ENT>
                        <ENT>58 FR 51735.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Executive Order 14154, “Unleashing American Energy,” January 29, 2025</ENT>
                        <ENT>90 FR 8353.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Executive Order 14192, “Unleashing Prosperity Through Deregulation,” February 6, 2025</ENT>
                        <ENT>90 FR 9065.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Executive Order 14215, “Ensuring Accountability for All Agencies,” February 24, 2025</ENT>
                        <ENT>90 FR 10447.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Executive Order 14300, “Ordering the Reform of the Nuclear Regulatory Commission,” May 29, 2025</ENT>
                        <ENT>90 FR 22587.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Presidential Memorandum, “Plain Language in Government Writing,” published June 10, 1998</ENT>
                        <ENT>63 FR 31885.</ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    The NRC may post materials related to this document, including public comments, on the Federal rulemaking website at 
                    <E T="03">https://www.regulations.gov</E>
                     under Docket ID NRC-2026-2476. In addition, the Federal rulemaking website allows members of the public to receive alerts when changes or additions occur in a docket folder. To subscribe: (1) navigate to the docket folder (NRC-2026-2476); (2) click the “Subscribe” link; and (3) enter an email address and click on the “Subscribe” link.
                </P>
                <SIG>
                    <DATED>Dated: July 13, 2026.</DATED>
                    <P>For the Nuclear Regulatory Commission.</P>
                    <NAME>David Curtis,</NAME>
                    <TITLE>Acting Executive Director for Operations.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14879 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7590-01-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="N">EXPORT-IMPORT BANK</AGENCY>
                <CFR>12 CFR Part 415</CFR>
                <DEPDOC>[Public Notice 2026-6060; Agency Docket Number EIB-2026-0133]</DEPDOC>
                <RIN>RIN 3048-AA04</RIN>
                <SUBJECT>Implementation of the Administrative False Claims Act</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Export-Import Bank of the United States.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This proposed rule would establish procedural regulations for the Administrative False Claims Act (AFCA) at the Export-Import Bank of the United States (EXIM).</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be received on or before September 21, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may send comments, identified by docket number EIB-2026-0133 and/or RIN 3048-AA04, by any of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal:</E>
                          
                        <E T="03">http://www.regulations.gov.</E>
                         Follow the instructions for sending comments.
                    </P>
                    <P>
                        • 
                        <E T="03">Email:</E>
                          
                        <E T="03">Darryl.Joe@exim.gov.</E>
                         Include docket number EIB-2026-0133 and/or RIN 3048-AA04 in the subject line of the message.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         Darryl Joe, Export-Import Bank of the United States, 811 Vermont Ave. NW, Washington, DC 20571.
                    </P>
                    <P>
                        <E T="03">Instructions:</E>
                         All submissions received must include the agency name and docket number or Regulatory Information Number (RIN) for this rulemaking. All comments received will be posted without change to 
                        <E T="03">Regulations.gov,</E>
                         including any personal information provided. For detailed instructions on sending comments and additional information on the rulemaking process, see the “Public Participation” heading of the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section of this document.
                    </P>
                    <P>
                        <E T="03">Docket:</E>
                         For access to the docket EIB-2026-0133 to read background documents or comments received, go to 
                        <E T="03">Regulations.gov</E>
                         website.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Darryl Joe, 
                        <E T="03">Darryl.Joe@exim.gov,</E>
                         202-565-3476.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Background</HD>
                <P>
                    Congress originally enacted the Program Fraud Civil Remedies Act (PFCRA) in 1986. The purpose of the PFCRA was twofold: (1) to provide agencies that were the victims of false 
                    <PRTPAGE P="46317"/>
                    claims and statements an administrative remedy; and (2) to provide due process for all parties subject to that remedy. Public Law 99-509, sec. 6102 (October 21, 1986) (findings and purposes at 31 U.S.C. 3801 note).
                </P>
                <P>On December 23, 2024, the Servicemember Quality of Life Improvement and National Defense Authorization Act for Fiscal Year 2025 amended the PFCRA. Among other things, the amendments changed the PFCRA's name to the Administrative False Claims Act (AFCA). Public Law 118-159, sec. 5203(a). In that legislation, Congress also mandated agencies promulgate regulations and procedures to carry out the AFCA within 180 days of enactment. Public Law 118-159, sec. 5203(j). This proposed rule includes the regulations required by that provision. This proposed rule cites the controlling statute when possible, repeating statutory provisions in the regulation only where necessary for the convenience of the regulated public. The Administrative False Claims Act is at 31 U.S.C. 3801 through 3812.</P>
                <HD SOURCE="HD2">Initial Inflation Adjustment of Penalties</HD>
                <P>The Bipartisan Budget Act of 2015 included the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015 (the 2015 Inflation Adjustment Act). Public Law 114-74, sec. 701 (November 2, 2015). The 2015 Inflation Adjustment Act amended a previous statutory scheme in order to improve the effectiveness of civil monetary penalties and to maintain their deterrent effect. Among other things, the 2015 Inflation Adjustment Act mandated an initial catch-up inflation adjustment for certain civil penalties by August 1, 2016, to be followed by annual inflation adjustments each year thereafter. 28 U.S.C. 2461 note. The statute capped the initial inflation increase at 150% of the original penalty.</P>
                <P>EXIM did not have PFCRA regulations for the Program Fraud Civil Remedies Act, the previous name of the AFCA, in 2015. EXIM, therefore, could not adjust penalties under the 2015 Inflation Adjustment Act contemporaneously with the first adjustment period. With this proposed rule, EXIM can adjust any penalties imposed under the AFCA consistent with the 2015 Inflation Adjustment Act. That adjustment remains constrained by the initial inflation adjustment cap.</P>
                <P>
                    Accordingly, we are adjusting the penalty amount for the AFCA from the statutory $5,000 to $12,500. We arrived at this figure by determining the maximum permissible increase permitted by the 2015 Inflation Adjustment Act—150 percent of $5,000, or $7,500—and adding that amount to the base $5,000 penalty to yield a $12,500 adjusted penalty amount. This adjustment resulted a lower increase than a full Consumer Price Index adjustment comparing October 1984 with May 2026 on the publicly available Bureau of Labor Statistics website at 
                    <E T="03">https://www.bls.gov/data/inflation_calculator.htm</E>
                     (last accessed July 10, 2026). EXIM invites public comment on its adjustment methodology and results.
                </P>
                <HD SOURCE="HD1">II. Findings and Certifications</HD>
                <P>
                    <E T="03">Regulatory Planning and Review:</E>
                     Executive Orders 12866, 13563, 14215, and 14192 direct agencies to assess the costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits. This proposed rule has not been designated a “significant regulatory action” under section 3(f) of Executive Order 12866. Accordingly, this proposed rule has not been reviewed by the Office of Management and Budget as a significant regulatory action.
                </P>
                <P>This regulatory action determination is based on the limited scope of the proposed rule and EXIM's statutory mission. The proposed regulations are required by the AFCA and would only affect an entity suspected of making a false claim or statement related to EXIM. Furthermore, claims and statements subject to the AFCA are capped at $1 million.</P>
                <P>
                    <E T="03">Legality and National Interest:</E>
                     Executive Order 14219 directs agencies to evaluate potential new regulations under factors related to legality and the national interest. EXIM has determined the proposed rule is lawful and in the national interest as the proposed rule is narrowly tailored to comply with the AFCA and will provide a tool for EXIM to recover misappropriated taxpayer funds and deter misconduct.
                </P>
                <P>
                    <E T="03">Regulatory Flexibility Analysis:</E>
                     Pursuant to section 605(b) of the Regulatory Flexibility Act, 5 U.S.C. 605(b), EXIM has determined that this proposed rule will not have a significant impact on a substantial number of small entities. The AFCA only affects entities suspected of making false claims or statements and, except in proceedings arising from such suspected false claims or statements, imposes no duties or obligations on small entities.
                </P>
                <P>
                    <E T="03">Unfunded Mandates Reform Act of 1995:</E>
                     This proposed rule change will not result in the expenditure by state, local, and tribal governments, in the aggregate, or by the private sector, of 100,000,000 or more in any one year, and it will not significantly or uniquely affect small governments. Therefore, no actions were deemed necessary under the provisions of the Unfunded Mandates Reform Act of 1995.
                </P>
                <P>
                    <E T="03">Small Business Regulatory Enforcement Fairness Act of 1996:</E>
                     This action is not a major rule as defined by section 804 of the Small Business Regulatory Enforcement Fairness Act of 1996, 5 U.S.C. 804. This proposed rule will not result in an annual effect on the economy of $100,000,000 or more; a major increase in costs or prices; or significant adverse effects on competition, employment, investment, productivity, innovation, or on the ability of United States-based companies to compete with foreign-based companies in domestic and export markets.
                </P>
                <P>
                    <E T="03">Providing Accountability Through Transparency Act:</E>
                     The Providing Accountability Through Transparency Act requires each agency, in providing notice of a rulemaking, to post online a brief plain-language summary of the proposed rule. The required summary of the document is available at 
                    <E T="03">https://www.regulations.gov (https://www.regulations.gov).</E>
                </P>
                <P>
                    <E T="03">Paperwork Reduction Act:</E>
                     The proposed rule contains no additional information collection or record-keeping requirements under the Paperwork Reduction Act of 1995, 44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                </P>
                <P>
                    <E T="03">Federalism:</E>
                     A rule has federalism implications under Executive Order 13132 if it has a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government. EXIM has analyzed this proposed rule under that Order and determined that this proposed rule does not have federalism implications.
                </P>
                <P>
                    <E T="03">Civil Justice Reform (Plain Language):</E>
                     This proposed rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988.
                </P>
                <P>
                    <E T="03">Consultation and Coordination with Indian Tribal Governments:</E>
                     This proposed rule does not have tribal implications under Executive Order 13175 because it would not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 12 CFR Part 415</HD>
                    <P>Administrative practice and procedure, Claims, Fraud, Penalties.</P>
                </LSTSUB>
                <PRTPAGE P="46318"/>
                <P>For the reasons stated in the preamble, EXIM proposes to amend 12 CFR chapter IV as set forth below:</P>
                <AMDPAR>1. Add part 415 to read as follows:</AMDPAR>
                <PART>
                    <HD SOURCE="HED">PART 415—THE ADMINISTRATIVE FALSE CLAIMS ACT</HD>
                    <CONTENTS>
                        <SECHD>Sec.</SECHD>
                        <SECTNO>415.1 </SECTNO>
                        <SUBJECT>Background.</SUBJECT>
                        <SECTNO>415.2 </SECTNO>
                        <SUBJECT>Definitions.</SUBJECT>
                        <SECTNO>415.3 </SECTNO>
                        <SUBJECT>Pre-Complaint Procedures.</SUBJECT>
                        <SECTNO>415.4 </SECTNO>
                        <SUBJECT>Complaint and Prehearing Procedures.</SUBJECT>
                        <SECTNO>415.5 </SECTNO>
                        <SUBJECT>Hearing Procedures.</SUBJECT>
                        <SECTNO>415.6 </SECTNO>
                        <SUBJECT>Post-Hearing Procedures.</SUBJECT>
                    </CONTENTS>
                    <AUTH>
                        <HD SOURCE="HED">Authority: </HD>
                        <P>31 U.S.C. 3803(g), 3809; Sec. 5203(j), Pub. L. 118-159, 138 Stat. 2440.</P>
                    </AUTH>
                    <SECTION>
                        <SECTNO>§ 415.1</SECTNO>
                        <SUBJECT> Background.</SUBJECT>
                        <P>
                            (a) 
                            <E T="03">Legal authority.</E>
                             This subpart implements the Administrative False Claims Act, codified at 31 U.S.C. 3801 through 3812. Section 3809 of that Act requires each authority head to promulgate regulations necessary to implement the provisions of the statute. Administrative False Claims Act liability is identified at 31 U.S.C. 3802. Liability for a false statement is a civil penalty. The civil penalty for a false claim or false statement actionable under that section is $12,500.
                        </P>
                        <P>
                            (b) 
                            <E T="03">Limitations.</E>
                             A notice to a person alleged to be liable under the Administrative False Claims Act referenced in 31 U.S.C. 3803(d)(1) must bemailed or delivered by the timeframes noted in 31 U.S.C. 3808(a). Those timeframes are the later of: 6 years after the date on which the violation of 31 U.S.C. 3802 is committed; or 3 years after the date on which facts material to the action are known or reasonably should have been known by the authority head, but in no event more than 10 years after the date on which the violation is committed. A civil action to recover a penalty or assessment must be commenced within the 3-year timeframe noted in 31 U.S.C. 3808(b).
                        </P>
                        <P>
                            (c) 
                            <E T="03">Computation of time.</E>
                             In computing any period of time under this part or in an order issued thereunder, the time begins with the day following the act, event, or default, and includes the last day of the period, unless the last day is a Saturday, Sunday, or legal holiday observed by the Federal Government, in which event the period includes the next business day.
                        </P>
                        <P>(1) When the period of time allowed is less than 7 days, intermediate Saturdays, Sundays, and legal holidays observed by the Federal Government shall be excluded from the computation.</P>
                        <P>(2) Where a document has been served or issued by placing it in themail, an additional 5 days will be added to the time permitted for any response.</P>
                        <P>
                            (d) 
                            <E T="03">Stays ordered by the Department of Justice.</E>
                             If, at any time, the Attorney General or an Assistant Attorney General designated by the Attorney General transmits to the authority head a written finding that continuation of the administrative process described in this part with respect to a claim or statement may adversely affect any pending or potential criminal or civil action related to such claim or statement, the authority head shall stay the process immediately. The authority head may order the process resumed only upon receipt of the written authorization of the Attorney General, the Assistant Attorney General who ordered the stay, or other appropriate Department of Justice Official.
                        </P>
                        <P>
                            (e) 
                            <E T="03">Additional referrals.</E>
                             Federal agencies that receive or discover any specific information regarding bribery, gratuities, conflict of interest, or other corruption or similar activity in relation to a false claim or statement, must immediately report that information consistent with the requirements of 31 U.S.C. 3808(c) to the Attorney General and agency Inspector General as appropriate.
                        </P>
                        <P>
                            (f) 
                            <E T="03">Board of contract appeals.</E>
                             If a Federal agency uses a presiding officer who is a member of a board of contract appeals as permitted by 31 U.S.C. 3801(a)(7)(C) for a matter, the procedural rules implemented by that board of contract appeals will control the litigation of that matter to the extent there is an inconsistency between the board's procedural rules and the procedural rules of this part.
                        </P>
                    </SECTION>
                    <SECTION>
                        <SECTNO>§ 415.2</SECTNO>
                        <SUBJECT> Definitions.</SUBJECT>
                        <P>
                            (a) 
                            <E T="03">Definitions from the statute.</E>
                             The definitions of “authority,” “claim,” “investigating official,” “knows or has reason to know,” “person,” “presiding officer,” “reviewing official,” “statement,” “material,” and “obligation” are found in 31 U.S.C. 3801. The investigating official at EXIM is identified as EXIM's Inspector General, and EXIM's General Counsel is designated to be the reviewing official by the authority head at EXIM.
                        </P>
                        <P>
                            (b) 
                            <E T="03">Complaint</E>
                             means the administrative complaint served by the reviewing official on the defendant under § 415.4.
                        </P>
                        <P>
                            (c) 
                            <E T="03">Defendant</E>
                             means any person alleged in a complaint under § 415.4 to be liable for a civil penalty or assessment under § 415.1.Authority Head means the EXIM Chairman.
                        </P>
                        <P>
                            (d) 
                            <E T="03">Representative</E>
                             means a party's attorney or other duly qualified representative.
                        </P>
                    </SECTION>
                    <SECTION>
                        <SECTNO>§ 415.3</SECTNO>
                        <SUBJECT> Pre-complaint Procedures.</SUBJECT>
                        <P>(a) Investigating Official. The investigating official may elect to investigate matters potentially resulting in an Administrative False Claims Act action using the subpoena authority at 31 U.S.C. 3804, or any other authority granted to the investigating official, such as the authority of the Inspector General Act at 5 United States Code, Chapter 4.</P>
                        <P>(1) If the investigating official concludes that an action under the Administrative False Claims Act may be warranted, the investigating official shall submit a report containing the findings and conclusions of such investigation to the reviewing official.</P>
                        <P>(2) Nothing in this section shall preclude or limit the investigating official's discretion to refer allegations directly to the Department of Justice for suit under the False Claims Act (31 U.S.C. 3729-3733) or other civil relief, or to defer or postpone a report or referral to the reviewing official to avoid interference with a criminal investigation or prosecution.</P>
                        <P>(3) Nothing in this section modifies any responsibility of the investigating official to report violations of criminal law to the Attorney General.</P>
                        <P>
                            (b) 
                            <E T="03">Reviewing Official.</E>
                             The procedures for the reviewing official are as follows:
                        </P>
                        <P>
                            (1) 
                            <E T="03">Determination.</E>
                             If, based on the report of the investigating official under § 415.3(a)(2), the reviewing official determines that there is adequate evidence to believe that a person is liable under the Administrative False Claims Act, and there is a reasonable prospect of collecting an appropriate amount of penalties and assessments, the reviewing official shall transmit to the Attorney General a written notice of the reviewing official's intention to have a complaint issued under § 415.4(a).(2) Written Notice. A written notice of the reviewing official's intention to have a complaint issued under § 415.4(a) shall include:
                        </P>
                        <P>(i) A statement of the reviewing official's reasons for issuing a complaint;</P>
                        <P>(ii) A statement specifying the evidence that supports the allegations of liability;</P>
                        <P>(iii) A description of the claims or statements upon which the allegations of liability are based;</P>
                        <P>(iv) An estimate of the amount of money, or the value of property, services, or other benefits, requested or demanded in violation of the Administrative False Claims Act;</P>
                        <P>
                            (v) A statement of any exculpatory or mitigating circumstances that may relate to the claims or statements known by 
                            <PRTPAGE P="46319"/>
                            the reviewing official or the investigating official; and
                        </P>
                        <P>(vi) A statement that there is a reasonable prospect of collecting an appropriate amount of penalties and assessments.</P>
                        <P>
                            (c) 
                            <E T="03">Request for Authorization from the Department of Justice.</E>
                             The reviewing official may issue a complaint under § 415.4(a) only if:
                        </P>
                        <P>(1) The Department of Justice approves the issuance of a complaint in a written statement described in 31 U.S.C. 3803(b)(1), and</P>
                        <P>(2) In the case of allegations of liability under 31 U.S.C. 3802(a)(1) with respect to a claim, the reviewing official determines that, with respect to such claim or a group of related claims submitted at the same time such claim is submitted, the amount of money, or the value of property or services, demanded or requested in violation of section 3802(a)(1) does not exceed $1,000,000.</P>
                        <P>
                            (3) For the purposes of this section, a related group of claims submitted at the same time shall include only those claims arising from the same transaction (
                            <E T="03">e.g.,</E>
                             grant, loan, application, or contract) that are submitted simultaneously as part of a single request, demand, or submission.
                        </P>
                        <P>(4) Nothing in this section shall be construed to limit the reviewing official's authority to join in a single complaint against a person, claims that are unrelated or were not submitted simultaneously, regardless of the amount of money, or the value of property or services, demanded or requested.</P>
                        <P>
                            (d) 
                            <E T="03">Written Notifications.</E>
                             The reviewing official shall make all appropriate written notifications required by section 3803(j)(2) of title 31 of the United States Code.
                        </P>
                    </SECTION>
                    <SECTION>
                        <SECTNO>§ 415.4</SECTNO>
                        <SUBJECT> Complaint and Pre-Hearing Procedures.</SUBJECT>
                        <P>
                            (a) 
                            <E T="03">Complaint.</E>
                             The reviewing official will identify the allegations of liability in a complaint. The complaint must identify the following:
                        </P>
                        <P>(1) The allegations of liability against the defendant, including the statutory basis for liability, an identification of the claims or statements that are the basis for the alleged liability, and the reasons why liability allegedly arises from such claims or statements;</P>
                        <P>(2) The maximum amount of penalties and assessments for which the defendant may be held liable;</P>
                        <P>(3) Instructions for filing an answer, including a specific statement of the defendant's right to request a hearing and to be represented by a representative;</P>
                        <P>(4) Identification and contact information for the governmental employee representing the reviewing official in the matter if the reviewing official is not handling the matter personally; and</P>
                        <P>(5) The fact that failure to file an answer within 30 days of service of the complaint will result in the imposition of the maximum amount of penalties and assessments without right to appeal, as provided in § 415.4(d). At the same time the reviewing official serves the complaint, he or she shall serve the defendant with a copy of these regulations or identify a free online resource where the defendant can access these regulations.</P>
                        <P>
                            (b) 
                            <E T="03">Service of the complaint.</E>
                             EXIM must mail or deliver the complaint to the person alleged to be liable in accordance with 31U.S.C. 3803(d)(7) within the time limitations identified at 31 U.S.C. 3808(a).
                        </P>
                        <P>
                            (c) 
                            <E T="03">Answer.</E>
                             The defendant may file an answer to the complaint within 30 days of service of the complaint by mail to the reviewing official at: Export-Import Bank of the United States, Office of the General Counsel, ATTN: Assistant General Counsel for Administrative Law and Board Support, 811 Vermont Avenue NW, Washington, DC 20571.
                        </P>
                        <P>(1) In the answer, the defendant:</P>
                        <P>(i) Shall admit or deny each of the allegations of liability made in the complaint;</P>
                        <P>(ii) Shall state any defense on which the defendant intends to rely;</P>
                        <P>(iii) May state any reasons why the defendant contends that the penalties and assessments should be less than the statutory maximum; and</P>
                        <P>(iv) Shall state the name, postal address, electronic mail address, and telephone number of the person authorized by the defendant to act as defendant's representative, if any.</P>
                        <P>
                            (2) 
                            <E T="03">Hearing.</E>
                             The defendant may request a hearing with the presiding officer within 30 days of service of the complaint. Upon receipt of an answer, the reviewing official shall file the complaint and answer with the presiding officer.
                        </P>
                        <P>
                            (3) 
                            <E T="03">General answer.</E>
                             If the defendant is unable to file an answer meeting the requirements of paragraph (7) of this section within the time provided, the defendant may, before the expiration of 30 days from service of the complaint, file with the reviewing official a general answer denying liability and requesting a hearing, and a request for an extension of time within which to file an answer meeting the requirements of paragraph (1) of this section. The reviewing official shall file promptly with the presiding officer the complaint, the general answer denying liability, and the request for an extension of time as provided in § 415. For good cause shown, the presiding officer may grant the defendant up to 30 additional days within which to file an answer meeting the requirements of paragraph (1) of this section. The presiding officer shall decide expeditiously whether the defendant shall be granted an additional period of time to file such answer.
                        </P>
                        <P>
                            (d) 
                            <E T="03">Default upon failure to file an answer.</E>
                             If the defendant does not file an answer within the time prescribed in § 415, the reviewing official must refer the complaint to the presiding officer within a reasonable time.
                        </P>
                        <P>(1) Upon the referral of the complaint, the presiding officer shall promptly serve on the defendant in the manner prescribed in paragraph (b) of this section, a notice that an initial decision will be issued under this section.</P>
                        <P>(2) The presiding officer shall assume the facts alleged in the complaint to be true and, if such facts establish liability under 31 U.S.C. 3802, the presiding officer shall issue an initial decision imposing the maximum amount of penalties and assessments allowed under the statute.</P>
                        <P>(3) Except as otherwise provided in this section, by failing to file a timely answer the defendant waives any right to further review of the penalties and assessments imposed under paragraph (d)(2) of this section and the initial decision shall become final and binding upon the parties 30 days after it is issued.</P>
                        <P>(4) If, before such an initial decision becomes final, the defendant files a motion with the presiding officer seeking to reopen on the grounds that extraordinary circumstances prevented the defendant from filing an answer, the initial decision shall be stayed pending the presiding officer's decision on the motion.</P>
                        <P>(5) If, on such motion, the defendant can demonstrate extraordinary circumstances excusing the failure to file a timely answer, the presiding officer shall withdraw the initial decision in paragraph (d)(2) of this section, if such a decision has been issued, and shall grant the defendant an opportunity to answer the complaint.</P>
                        <P>(6) A decision of the presiding officer denying a defendant's motion under paragraph (d)(4) of this section is not subject to reconsideration under § 415.6(d).</P>
                        <P>
                            (7) The defendant may appeal to the authority head the decision denying a motion to reopen by filing a notice of appeal with the authority head within 15 days after the presiding officer denies the motion. The timely filing of a notice 
                            <PRTPAGE P="46320"/>
                            of appeal shall stay the initial decision until the authority head decides the issue.
                        </P>
                        <P>(8) If the defendant files a timely notice of appeal with the authority head, the presiding officer shall forward the record of the proceeding to the authority head.</P>
                        <P>(9) The authority head shall decide expeditiously whether extraordinary circumstances excuse the defendant's failure to file a timely answer based solely on the record before the presiding officer.</P>
                        <P>(10) If the authority head decides that extraordinary circumstances excused the defendant's failure to file a timely answer, the authority head shall remand the case to the presiding officer with instructions to grant the defendant an opportunity to answer.</P>
                        <P>(11) If the authority head decides that the defendant's failure to file a timely answer is not excused, the authority head shall reinstate the initial decision of the presiding officer, which shall become final and binding upon the parties 30 days after the authority head issues such decision.</P>
                        <P>
                            (e) 
                            <E T="03">Presiding officer disqualification and authorities.</E>
                             A presiding officer may be removed from a case on the presiding officer's own initiative or on motion by the parties for disqualification of the presiding officer.
                        </P>
                        <P>
                            (1) 
                            <E T="03">Motion and Affidavit.</E>
                             The motion shall be accompanied by an affidavit alleging personal bias or other reason for disqualification.
                        </P>
                        <P>(i) Such motion and affidavit shall be filed promptly upon the party's discovery of reasons requiring disqualification, or such objections shall be deemed waived.</P>
                        <P>(ii) Such affidavit shall state specific facts that support the party's belief that personal bias or other reason for disqualification exists and the time and circumstances of the party's discovery of such facts. It shall be accompanied by a certificate of the representative of record that it is made in good faith.</P>
                        <P>(iii) Upon the filing of such a motion and affidavit, the presiding officer shall proceed no further in the case until he or she resolves the matter of disqualification in accordance with this section.</P>
                        <P>
                            (2) 
                            <E T="03">Authority of the presiding officer.</E>
                             The presiding officer shall conduct a fair and impartial hearing, avoid delay, maintain order, and assure that a record of the proceeding is made. The presiding officer has the authority to:
                        </P>
                        <P>(i) Set and change the date, time, and place of the hearing upon reasonable notice to the parties;</P>
                        <P>(ii) Continue or recess the hearing in whole or in part for a reasonable period of time;</P>
                        <P>(iii) Hold conferences to identify or simplify the issues, or to consider other matters that may aid in the expeditious disposition of the proceeding;</P>
                        <P>(iv) Administer oaths and affirmations;</P>
                        <P>(v) For the purpose of conducting a hearing, the presiding officer may issue subpoenas requiring the attendance and testimony of witnesses as well as the production of information as set forth in 31 U.S.C. 3804(b)(2);</P>
                        <P>(vi) Rule on motions and other procedural matters;</P>
                        <P>(vii) Regulate the requirements regarding motions including requiring any oral motion to be reduced to writing and establishing the time within which a response to any written motion will be due if the motion will not be due within 15 days after the written motion is served;</P>
                        <P>(viii) Regulate the scope and timing of discovery;</P>
                        <P>(ix) Regulate the course of the hearing and the conduct of representatives and parties to include imposing sanctions such as drawing adverse inferences, striking pleadings, deeming items admitted, restricting use of evidence, dismissing an action, or issuing an initial decision-that reasonably relate to the severity and nature of the failure or misconduct;</P>
                        <P>(x) Examine witnesses;</P>
                        <P>(xi) Receive, rule on, exclude, or limit evidence;</P>
                        <P>(xii) Upon motion of a party, take official notice of facts;</P>
                        <P>(xiii) Upon motion of a party, decide cases, in whole or in part, by summary judgment where there is no disputed issue of material fact;</P>
                        <P>(xiv) Conduct any conference, argument, or hearing on motions in person or by telephone, videoconference, or other virtual method; and</P>
                        <P>(xv) Exercise such other authority as is necessary to carry out the responsibilities of the presiding officer under this part.</P>
                        <P>(xvi) Irrespective of any implications of the above, the presiding officer does not have the authority to find Federal statutes or regulations invalid.</P>
                        <P>(xvii) Additionally, the presiding officer shall not, except to the extent (printed page 30023) required for the disposition of ex-parte matters as authorized by law:</P>
                        <P>(A) Consult a person or party on a fact in issue, unless on notice and opportunity for all parties to the hearing to participate; or</P>
                        <P>(B) Be responsible to or subject to the supervision or direction of the investigating official or the reviewing official.</P>
                        <P>
                            (f) 
                            <E T="03">Prehearing.</E>
                             The prehearing procedures are as follows:
                        </P>
                        <P>
                            (1) 
                            <E T="03">Entitlement to review and obtain information.</E>
                             Defendants receiving notice of the hearing from the presiding officer under 31 U.S.C. 3803(d)(2)(B) are entitled to information identified in 31 U.S.C. 3803(e), including a copy of all relevant and material documents, transcripts, records, and other materials, which relate to the allegations and upon which the findings and conclusions of the investigating official are based. Defendants should request any such information from the reviewing official's point of contact identified in the complaint. The reviewing official's point of contact will provide all requested information expeditiously. Information subject to payment of a fee will be expeditiously provided upon payment of any applicable reasonable duplication fee.
                        </P>
                        <P>
                            (2) 
                            <E T="03">Discovery.</E>
                             Unless mutually agreed to by the parties, discovery is available only as ordered by the presiding officer.
                        </P>
                        <P>(i) The presiding officer may order the following types of discovery:</P>
                        <P>(A) Requests for production of documents for inspection and copying;</P>
                        <P>(B) Requests for admissions of the authenticity of any relevant document or of the truth of any relevant fact;</P>
                        <P>(C) Written interrogatories; and</P>
                        <P>(D) Depositions.</P>
                        <P>(ii) A party seeking discovery must file a motion with the presiding officer. Such a motion shall be accompanied by a copy of the requested discovery, or in the case of depositions, a summary of the scope of the proposed deposition. Within 10 days of service, a party may file an opposition to the motion and/or a motion for protective order as provided in § 415.4(f)(3). The presiding officer may grant a motion for discovery only if he or she finds that the discovery sought:</P>
                        <P>(A) Is necessary for the expeditious, fair, and reasonable consideration of the issues;</P>
                        <P>(B) Is not unduly costly or burdensome;</P>
                        <P>(C) Will not unduly delay the proceeding; and</P>
                        <P>(D) Does not seek privileged information</P>
                        <P>(iii) The burden of showing that discovery should be allowed is on the party seeking discovery.</P>
                        <P>(iv) The presiding officer shall regulate the timing of discovery.</P>
                        <P>
                            (3) 
                            <E T="03">Protective orders.</E>
                             A party or a prospective witness or deponent may file a motion for a protective order with respect to discovery sought by an opposing party or with respect to the 
                            <PRTPAGE P="46321"/>
                            hearing, seeking to limit the availability or disclosure of evidence. The presiding officer may issue any order which justice requires to protect a party or person from annoyance, embarrassment, oppression, or undue burden or expense, including one or more of the following:
                        </P>
                        <P>(i) That the discovery not be had;</P>
                        <P>(ii) That the discovery may be had only on specified terms and conditions, including a designation of the time or place;</P>
                        <P>(iii) That the discovery may be had only through a method of discovery other than that requested;</P>
                        <P>(iv) That certain matters not be the subject of inquiry, or that the scope of discovery be limited to certain matters;</P>
                        <P>(v) That discovery be conducted with no one present except persons designated by the presiding officer;</P>
                        <P>(vi) That the contents of discovery or evidence be sealed;</P>
                        <P>(vii) That a sealed deposition be opened only by order of the presiding officer;</P>
                        <P>(viii) That a trade secret or other confidential research, development, commercial information, or facts pertaining to any criminal investigation, proceeding, or other administrative investigation not be disclosed or be disclosed only in a designated way; or</P>
                        <P>(ix) That the parties simultaneously file specified documents.</P>
                        <P>
                            (4) 
                            <E T="03">Prehearing orders.</E>
                             The presiding officer shall issue scheduling orders the presiding officer deems appropriate to ensure a fair and impartial hearing, avoid delay, maintain order, and assure that a record of the proceeding is made. At a minimum, the presiding officer must issue an order that:
                        </P>
                        <P>(i) Sets the hearing in a location permissible under 31 U.S.C. 3803(g)(4);</P>
                        <P>(ii) Provides the written notice required by 31 U.S.C. 3803(g)(2)(A);</P>
                        <P>(iii) Governs the exchange of witness lists, statements, and exhibits;</P>
                        <P>(iv) Ensures the defendant has an opportunity to present their case, to submit rebuttal evidence, and to conduct such cross-examination as may be required for a full and true disclosure of the facts; and</P>
                        <P>(v) Includes in any written notice of a hearing to a defendant a description of the procedures for the conduct of the hearing.</P>
                    </SECTION>
                    <SECTION>
                        <SECTNO>§ 415.5 </SECTNO>
                        <SUBJECT>Hearing.</SUBJECT>
                        <P>
                            (a) 
                            <E T="03">Determinations.</E>
                             The presiding officer will conduct the hearing consistent with that officer's authority to make the determinations identified in 31 U.S.C. 3803(f) by a preponderance of the evidence.
                        </P>
                        <P>
                            (b) 
                            <E T="03">Determining the amount of penalties and assessments.</E>
                             In determining an appropriate amount of civil penalties and assessments, the presiding officer and the authority head, upon appeal, should evaluate any circumstances that mitigate or aggravate the violation and should articulate in their opinions the reasons that support the penalties and assessments they impose. Because of the intangible costs of fraud, the expense of investigating such conduct, and the need to deter others who might be similarly tempted, double damages and a significant civil penalty ordinarily should be imposed. Although not exhaustive, the following factors are among those that may influence the presiding officer and the authority head in determining the amount of penalties and assessments to impose with respect to the misconduct (
                            <E T="03">i.e.,</E>
                             the false, fictitious, or fraudulent claims or statements) charged in the complaint:
                        </P>
                        <P>(1) The number of false, fictitious or fraudulent claims or statements;</P>
                        <P>(2) The time period over which such claims or statements were made;</P>
                        <P>(3) The degree of the defendant's culpability with respect to the misconduct;</P>
                        <P>(4) The amount of money or the value of the property, services, or benefit falsely claimed;</P>
                        <P>(5) The cost of the United States Government's actual loss as a result of the misconduct, including foreseeable consequential damages and the costs of investigation;</P>
                        <P>(6) The relationship of the amount imposed as civil penalties to the amount of the United States Government's loss;</P>
                        <P>(7) The potential or actual impact of the misconduct upon public confidence in the management of United States Government programs and operations;</P>
                        <P>(8) Whether the defendant has engaged in a pattern of the same or similar misconduct;</P>
                        <P>(9) Whether the defendant attempted to conceal the misconduct;</P>
                        <P>(10) The degree to which the defendant has involved others in the misconduct or in concealing it;</P>
                        <P>(11) Where the misconduct of employees or agents is imputed to the defendant, the extent to which the defendant's practices fostered or attempted to preclude such misconduct;</P>
                        <P>(12) Whether the defendant cooperated in or obstructed an investigation of the misconduct;</P>
                        <P>(13) Whether the defendant assisted in identifying and prosecuting other wrongdoers;</P>
                        <P>(14) The complexity of the program or transaction, and the degree of the defendant's sophistication with respect to it, including the extent of the defendant's prior participation in the program or in similar transactions;</P>
                        <P>(15) Whether the defendant has been found, in any criminal, civil, or administrative proceeding to have engaged in similar misconduct or to have dealt dishonestly with the United States Government or of a state, directly or indirectly;</P>
                        <P>(16) The need to deter the defendant from engaging in the same or similar misconduct; and</P>
                        <P>(17) The potential impact of the misconduct on the rights of others.</P>
                        <P>Other factors. Nothing in this section shall be construed to limit the presiding officer or the authority head from considering any other factors that in any given case may mitigate or aggravate the offense for which penalties and assessments are imposed.</P>
                        <P>(d) The Record. The hearing shall be recorded and transcribed.</P>
                        <P>(1) Transcripts shall be available following the hearing at a cost not to exceed the actual cost of duplication and any court reporter's reasonable fee.</P>
                        <P>(2) The transcript of testimony, exhibits and other evidence admitted at the hearing, and all documents filed in the proceeding constitute the record for the decision by the presiding officer and the authority head.</P>
                        <P>(3) The record may be inspected and copied by anyone upon payment of a reasonable fee, unless otherwise ordered by the presiding officer.</P>
                    </SECTION>
                    <SECTION>
                        <SECTNO>§ 415.6</SECTNO>
                        <SUBJECT> Post-Hearing Procedures.</SUBJECT>
                        <P>
                            (a) 
                            <E T="03">Post-hearing motions.</E>
                             The presiding officer may decide any post-hearing motions.
                        </P>
                        <P>
                            <E T="03">(b) Post-hearing briefs.</E>
                             Any party may file a post-hearing brief. The presiding officer shall fix the time for filing such briefs, not to exceed 60 days from the date the parties receive the transcript of the hearing or, if applicable, the stipulated record. Such briefs may be accompanied by proposed findings of fact and conclusions of law. The presiding officer may permit the parties to file reply briefs.
                        </P>
                        <P>
                            (c) 
                            <E T="03">Decision.</E>
                             Except for good cause, the presiding officer shall issue a written decision required by 31 U.S.C. 3803(h) within 90 days after the time for submission of post-hearing briefs and reply briefs, if permitted, has expired.
                        </P>
                        <P>
                            (d) 
                            <E T="03">Appeal to the authority head.</E>
                             Parties may not appeal interlocutory rulings by the presiding officer to the authority head.
                        </P>
                        <P>
                            (1) Except in case of default, if the defendant is determined in the decision to be liable for a civil penalty or assessment, the defendant may appeal such decision to the authority head by filing a notice of appeal with the 
                            <PRTPAGE P="46322"/>
                            authority head in accordance with this section. A notice of appeal shall be accompanied by a written brief specifying exceptions to the decision and reasons supporting the exceptions.
                        </P>
                        <P>(i) A notice of appeal may be filed at any time within 30 days after the presiding officer issues the decision.</P>
                        <P>(ii) The authority head may extend the initial 30-day period for an additional 30 days if the defendant files with the authority head a request for an extension within the initial 30-day period and shows good cause.</P>
                        <P>(2) The reviewing official's representative or other designated agency official may file a brief in opposition to the notice of appeal within 30 days of receiving the notice of appeal and accompanying brief.</P>
                        <P>(3) The authority head's review will occur within the limitations noted in 31 U.S.C. 3803(i)(2)(B) and (C). There is no right to appear personally before the authority head.</P>
                        <P>
                            <E T="03">(e) Judicial review.</E>
                             Section 3805 of title 31, United States Code authorizes judicial review by an appropriate United States District Court of a final decision of the authority head imposing penalties and/or assessments under this part and specifies the procedures for such review.
                        </P>
                        <P>
                            <E T="03">(f) Collection.</E>
                             Sections 3806 and 3808(b) of title 31, United States Code, authorize actions for collection of civil penalties and assessments imposed under this part and specify the procedures for such actions.
                        </P>
                    </SECTION>
                    <SIG>
                        <DATED>Dated: July 21, 2026.</DATED>
                        <NAME>Andrew Smith,</NAME>
                        <TITLE>Records Officer.</TITLE>
                    </SIG>
                </PART>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14959 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6690-01-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 39</CFR>
                <DEPDOC>[Docket No. FAA-2026-7227; Project Identifier MCAI-2025-01754-R]</DEPDOC>
                <RIN>RIN 2120-AA64</RIN>
                <SUBJECT>Airworthiness Directives; Bell Textron Canada Limited Helicopters</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of proposed rulemaking (NPRM).</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The FAA proposes to supersede Airworthiness Directive (AD) 2022-20-11, which applies to certain Bell Textron Canada Limited Model 429 helicopters. AD 2022-20-11 requires visually inspecting the external surface of the tail rotor (TR) gearbox support assembly, borescope inspecting or visually inspecting the inside of the tail boom, and performing a tactile inspection. Depending on the results of the inspections, AD 2022-20-11 requires removing certain rivets from service or repairing gaps in accordance with an approved method. Since the FAA issued AD 2022-20-11, the manufacturer determined the repetitive inspection interval needs to be reduced. This proposed AD would require the same actions as AD 2022-20-11 and would reduce the inspection interval. The FAA is proposing this AD to address the unsafe condition on these products.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The FAA must receive comments on this NPRM by September 8, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may send comments, using the procedures found in 14 CFR 11.43 and 11.45, by any of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal:</E>
                         Go to 
                        <E T="03">regulations.gov.</E>
                         Follow the instructions for submitting comments.
                    </P>
                    <P>
                        • 
                        <E T="03">Fax:</E>
                         (202) 493-2251.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE, Washington, DC 20590.
                    </P>
                    <P>
                        • 
                        <E T="03">Hand Delivery:</E>
                         Deliver to Mail address above between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.
                    </P>
                    <P>
                        <E T="03">AD Docket:</E>
                         You may examine the AD docket at 
                        <E T="03">regulations.gov</E>
                        under Docket No. FAA-2026-7227; or in person at Docket Operations between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this NPRM, the mandatory continuing airworthiness information (MCAI), any comments received, and other information. The street address for Docket Operations is listed above.
                    </P>
                    <P>Material Incorporated by Reference:</P>
                    <P>
                        • For Transport Canada material identified in this AD, contact Transport Canada, Transport Canada National Aircraft Certification, 159 Cleopatra Drive, Nepean, Ontario, K1A 0N5, Canada; phone: (888) 663-3639; email: 
                        <E T="03">TC.AirworthinessDirectives-Consignesdenavigabilite.TC@tc.gc.ca;</E>
                         website: 
                        <E T="03">tc.canada.ca/en/aviation.</E>
                    </P>
                    <P>• You may view this material at the FAA, Airworthiness Products Section, Operational Safety Branch, 10101 Hillwood Parkway, Fort Worth, TX 76177. For information on the availability of this material at the FAA, call (817) 222-5110.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Soban Saeed, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; phone: (316) 946-4123; email: 
                        <E T="03">soban.saeed@faa.gov</E>
                        .
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Comments Invited</HD>
                <P>
                    The FAA invites you to send any written relevant data, views, or arguments about this proposal. Send your comments using a method listed under 
                    <E T="02">ADDRESSES</E>
                    . Include “Docket No. FAA-2026-7227; Project Identifier MCAI-2025-01754-R” at the beginning of your comments. The most helpful comments reference a specific portion of the proposal, explain the reason for any recommended change, and include supporting data. The FAA will consider all comments received by the closing date and may amend the proposal because of those comments.
                </P>
                <P>
                    Except for Confidential Business Information (CBI) as described in the following paragraph, and other information as described in 14 CFR 11.35, the FAA will post all comments received, without change, to 
                    <E T="03">regulations.gov,</E>
                     including any personal information you provide. The agency will also post a report summarizing each substantive verbal contact received about this NPRM.
                </P>
                <HD SOURCE="HD1">Confidential Business Information</HD>
                <P>CBI is commercial or financial information that is both customarily and actually treated as private by its owner. Under the Freedom of Information Act (FOIA) (5 U.S.C. 552), CBI is exempt from public disclosure. If your comments responsive to this NPRM contain commercial or financial information that is customarily treated as private, that you actually treat as private, and that is relevant or responsive to this NPRM, it is important that you clearly designate the submitted comments as CBI. Please mark each page of your submission containing CBI as “PROPIN.” The FAA will treat such marked submissions as confidential under the FOIA, and they will not be placed in the public docket of this NPRM. Submissions containing CBI should be sent to Soban Saeed, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590. Any commentary that the FAA receives which is not specifically designated as CBI will be placed in the public docket for this rulemaking.</P>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    The FAA issued AD 2022-20-11, Amendment 39-22195 (87 FR 64152, October 24, 2022) (AD 2022-20-11), for certain Bell Textron Canada Limited Model 429 helicopters. AD 2022-20-11 was prompted by Transport Canada AD 
                    <PRTPAGE P="46323"/>
                    CF-2021-15, dated April 14, 2021 (Transport Canada AD CF-2021-15), issued by Transport Canada, which is the aviation authority for Canada. Transport Canada issued Transport Canada AD CF-2021-15 to correct an unsafe condition identified as multiple in-service reports of failed rivets at the joint between the tail boom skin and the TR gearbox support assembly part number (P/N) 429-034-701-101 or P/N 429-035-705-101.
                </P>
                <P>AD 2022-20-11 requires, for certain serial-numbered helicopters, an initial and repetitive visual inspection of the rivets at the TR gearbox support assembly for signs of any missing or separated rivet tails, any rivet tails resting at the bottom of the tail boom, and any rivet tails not resting against the tail boom skin. AD 2022-20-11 also requires measuring any gaps between the TR gearbox support assembly and the tailboom skin.</P>
                <P>The FAA issued AD 2022-20-11 to detect failed rivets and rivets with inadequate grip length. The unsafe condition, if not addressed, could result in deterioration of the joint structural integrity, detachment of the TR gearbox support assembly, and loss of helicopter control.</P>
                <HD SOURCE="HD1">Actions Since AD 2022-20-11 Was Issued</HD>
                <P>Since the FAA issued AD 2022-20-11, Transport Canada superseded Transport Canada AD CF-2021-15 and issued Transport Canada AD CF-2025-60R1, dated January 28, 2026 (Transport Canada AD CF-2025-60R1) (also referred to as the MCAI). The MCAI states that, following reports of numerous failed rivets that were found within the repetitive inspection interval, the manufacturer determined the frequency of repetitive inspections needs to be increased until a terminating action is introduced.</P>
                <P>
                    You may examine the MCAI in the AD docket at 
                    <E T="03">regulations.gov</E>
                    under Docket No. FAA-2026-7227.
                </P>
                <HD SOURCE="HD1">Material Incorporated by Reference Under 1 CFR Part 51</HD>
                <P>The FAA reviewed Transport Canada AD CF-2025-60R1, which specifies procedures for an initial and repetitive general visual inspections and detailed inspections of the affected rivets at the joint between the tailboom skin and the TR gearbox support assembly.</P>
                <P>
                    This material is reasonably available because the interested parties have access to it through their normal course of business or by the means identified in the 
                    <E T="02">ADDRESSES</E>
                     section.
                </P>
                <HD SOURCE="HD1">FAA's Determination</HD>
                <P>These products have been approved by the civil aviation authority (CAA) of another country and are approved for operation in the United States. Pursuant to the FAA's bilateral agreement with this State of Design Authority, that authority has notified the FAA of the unsafe condition described in the MCAI referenced above. The FAA is issuing this NPRM after determining that the unsafe condition described previously is likely to exist or develop on other products of the same type design.</P>
                <HD SOURCE="HD1">Proposed AD Requirements in This NPRM</HD>
                <P>This proposed AD would require accomplishing the actions specified in Transport Canada AD CF-2025-60R1, except for any differences identified as exceptions in the regulatory text of this proposed AD. See “Differences Between this Proposed AD and the MCAI, and the Referenced Material” for a discussion of the general differences included in this proposed AD.</P>
                <HD SOURCE="HD1">Differences Between This Proposed AD, the MCAI, and the Referenced Material</HD>
                <P>Where the material referenced in Transport Canada AD CF-2025-60R1, specifies to obtain an approved Bell structural repair scheme to repair any gaps, this proposed AD requires repairing those gaps in accordance with a method approved by the Manager, International Validation Branch, FAA; or Transport Canada; or Bell Textron Canada Limited's Transport Canada Design Approval Organization (DAO).</P>
                <HD SOURCE="HD1">Interim Action</HD>
                <P>The FAA considers that this proposed AD would be an interim action. If final action is later identified, the FAA might consider further rulemaking.</P>
                <HD SOURCE="HD1">Explanation of Required Compliance Information</HD>
                <P>
                    In the FAA's ongoing efforts to improve the efficiency of the AD process, the FAA developed a process to use some CAA ADs as the primary source of information for compliance with requirements for corresponding FAA ADs. The FAA has been coordinating this process with manufacturers and CAAs. As a result, the FAA proposes to incorporate Transport Canada AD CF-2025-60R1 by reference in the FAA final rule. This proposed AD would, therefore, require compliance with Transport Canada AD CF-2025-60R1 in its entirety through that incorporation, except for any differences identified as exceptions in the regulatory text of this proposed AD. Material required by Transport Canada AD CF-2025-60R1 for compliance will be available at 
                    <E T="03">regulations.gov</E>
                     under Docket No. FAA-2026-7227 after the FAA final rule is published.
                </P>
                <HD SOURCE="HD1">Costs of Compliance</HD>
                <P>The FAA estimates that this AD, if adopted as proposed, would affect 147 helicopters of U.S. registry.</P>
                <P>The FAA estimates the following costs to comply with this proposed AD:</P>
                <GPOTABLE COLS="5" OPTS="L2,nj,i1" CDEF="s25,r50,10,xs76,xs92">
                    <TTITLE>Estimated Costs</TTITLE>
                    <BOXHD>
                        <CHED H="1">Action</CHED>
                        <CHED H="1">Labor cost</CHED>
                        <CHED H="1">Parts cost</CHED>
                        <CHED H="1">Cost per product</CHED>
                        <CHED H="1">Cost on U.S. operators</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Visual inspection</ENT>
                        <ENT>1 work-hour × $85 per hour = $85</ENT>
                        <ENT>$0</ENT>
                        <ENT>$85 per inspection</ENT>
                        <ENT>$12,495 per inspection.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Borescope inspection</ENT>
                        <ENT>1 work-hour × $85 per hour = $85</ENT>
                        <ENT>0</ENT>
                        <ENT>$85 per inspection</ENT>
                        <ENT>$12,495 per inspection.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Tactile inspection</ENT>
                        <ENT>1 work-hour × $85 per hour = $43</ENT>
                        <ENT>0</ENT>
                        <ENT>$85 per inspection</ENT>
                        <ENT>$12,495 per inspection.</ENT>
                    </ROW>
                </GPOTABLE>
                <P>The FAA estimates the following costs to do any repairs that would be required based on the results of the proposed inspection. The agency has no way of determining the number of helicopters that might need this repair:</P>
                <GPOTABLE COLS="4" OPTS="L2,nj,i1" CDEF="s25,r100,r50,r75">
                    <TTITLE>On-Condition Costs</TTITLE>
                    <BOXHD>
                        <CHED H="1">Action</CHED>
                        <CHED H="1">Labor cost</CHED>
                        <CHED H="1">Parts cost</CHED>
                        <CHED H="1">Cost per product</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Measure gap</ENT>
                        <ENT>1 work-hour × $85 per hour = $85</ENT>
                        <ENT>$0</ENT>
                        <ENT>$85 per inspection.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Replace rivet</ENT>
                        <ENT>1 work-hour × $85 per hour = $85 (per rivet)</ENT>
                        <ENT>Up to $22 (per rivet)</ENT>
                        <ENT>Up to $9,416 (per helicopter).</ENT>
                    </ROW>
                </GPOTABLE>
                <PRTPAGE P="46324"/>
                <P>The FAA has no way to determine the cost estimate of repairing a gap using a method approved by the Manager, International Validation Branch, FAA; Transport Canada; or Bell Textron Canada Limited's Transport Canada DAO.</P>
                <HD SOURCE="HD1">Authority for This Rulemaking</HD>
                <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII, Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
                <P>The FAA is issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701: General requirements. Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
                <HD SOURCE="HD1">Regulatory Findings</HD>
                <P>The FAA determined that this proposed AD would not have federalism implications under Executive Order 13132. This proposed AD would not have a substantial direct effect on the States, on the relationship between the national Government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
                <P>For the reasons discussed above, I certify that the proposed regulation:</P>
                <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
                <P>(2) Would not affect intrastate aviation in Alaska, and</P>
                <P>(3) Would not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
                    <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
                </LSTSUB>
                <HD SOURCE="HD1">The Proposed Amendment</HD>
                <P>Accordingly, under the authority delegated to me by the Administrator, the FAA proposes to amend 14 CFR part 39 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
                </PART>
                <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P> 49 U.S.C. 106(g), 40113, 44701.</P>
                </AUTH>
                <SECTION>
                    <SECTNO>§ 39.13</SECTNO>
                    <SUBJECT> [Amended]</SUBJECT>
                </SECTION>
                <AMDPAR>2. The FAA amends § 39.13 by:</AMDPAR>
                <AMDPAR>a. Removing Airworthiness Directive 2022-20-11, Amendment 39-22195 (87 FR 64152, October 24, 2022); and</AMDPAR>
                <AMDPAR>b. Adding the following new airworthiness directive:</AMDPAR>
                <EXTRACT>
                    <FP SOURCE="FP-2">
                        <E T="04">Bell Textron Canada Limited:</E>
                         Docket No. FAA-2026-7227; Project Identifier MCAI-2025-01754-R.
                    </FP>
                    <HD SOURCE="HD1">(a) Comments Due Date</HD>
                    <P>The FAA must receive comments on this airworthiness directive (AD) by September 8, 2026.</P>
                    <HD SOURCE="HD1">(b) Affected ADs</HD>
                    <P>This AD replaces AD 2022-20-11, Amendment 39-22195 (87 FR 64152, October 24, 2022).</P>
                    <HD SOURCE="HD1">(c) Applicability</HD>
                    <P>This AD applies to Bell Textron Canada Limited Model 429 helicopters, certificated in any category, as identified in Transport Canada AD CF-2025-60R1, dated January 28, 2026 (Transport Canada AD CF-2025-60R1).</P>
                    <HD SOURCE="HD1">(d) Subject</HD>
                    <P>Joint Aircraft System Component (JASC) Code 5302, Rotorcraft tail boom.</P>
                    <HD SOURCE="HD1">(e) Unsafe Condition</HD>
                    <P>This AD was prompted by reports of failed rivets between the tail boom skin and the tail rotor (TR) gearbox support assembly. The FAA is issuing this AD to detect and correct failed rivets and rivets with inadequate grip length. The unsafe condition, if not addressed, could result in deterioration of the joint structural integrity, detachment of the TR gearbox support assembly and loss of control of the helicopter.</P>
                    <HD SOURCE="HD1">(f) Compliance</HD>
                    <P>Comply with this AD within the compliance times specified, unless already done.</P>
                    <HD SOURCE="HD1">(g) Required Actions</HD>
                    <P>Except as specified in paragraphs (h) and (i) of this AD: Comply with all required actions and compliance times specified in, and in accordance with, Transport Canada AD CF-2025-60R1.</P>
                    <HD SOURCE="HD1">(h) Exceptions to Transport Canada AD CF-2025-60R1</HD>
                    <P>(1) Where Transport Canada AD CF-2025-60R1 refers to its effective date, this AD requires using the effective date of this AD.</P>
                    <P>(2) Where Transport Canada AD CF-2025-60R1 requires compliance in terms of air time, this AD requires using hours time-in-service.</P>
                    <P>(3) Where paragraphs (1), (2), and (3) of Part II of Transport Canada AD CF-2025-60R1 specifies “since the last inspection in accordance with Part I or Part II of AD CF-2021-15 or Part I of this AD”, for this AD replace that text with “since the last inspection in accordance with Part I of this AD”.</P>
                    <P>(4) Where the material referenced in Transport Canada AD CF-2025-60R1 specifies “tactile check”, this AD requires replacing that text with “tactile inspection”.</P>
                    <P>(5) Where the material referenced in Transport Canada AD CF-2025-60R1 specifies to submit a structural repair request, this AD requires repairing any gaps and replace rivets in accordance with a method approved by the Manager, International Validation Branch, FAA; or Transport Canada; or Bell Textron Canada Limited's Transport Canada Design Approval Organization (DAO). If approved by the DAO, the approval must include the DAO-authorized signature.</P>
                    <HD SOURCE="HD1">(i) No Reporting Requirement</HD>
                    <P>Although the material referenced in Transport Canada AD CF-2025-60R1 specifies to submit certain information to the manufacturer, this AD does not include that requirement.</P>
                    <HD SOURCE="HD1">(j) Alternative Methods of Compliance (AMOCs)</HD>
                    <P>
                        (1) The Manager, International Validation Branch, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or local Flight Standards District Office, as appropriate. If sending information directly to the manager of the International Validation Branch, send it to the attention of the person identified in paragraph (k) of this AD and email to: 
                        <E T="03">AMOC@faa.gov.</E>
                    </P>
                    <P>(2) Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the local flight standards district office/certificate holding district office.</P>
                    <HD SOURCE="HD1">(k) Additional Information</HD>
                    <P>
                        For more information about this AD, contact Soban Saeed, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; phone: (316) 946-4123; email: 
                        <E T="03">soban.saeed@faa.gov.</E>
                    </P>
                    <HD SOURCE="HD1">(l) Material Incorporated by Reference</HD>
                    <P>(1) The Director of the Federal Register approved the incorporation by reference of the material listed in this paragraph under 5 U.S.C. 552(a) and 1 CFR part 51.</P>
                    <P>(2) You must use this material as applicable to do the actions required by this AD, unless the AD specifies otherwise.</P>
                    <P>(i) Transport Canada AD CF-2025-60R1, dated January 28, 2026.</P>
                    <P>(ii) [Reserved]</P>
                    <P>
                        (3) For Transport Canada material identified in this AD, contact Transport Canada, Transport Canada National Aircraft Certification, 159 Cleopatra Drive, Nepean, Ontario, K1A 0N5, Canada; phone: (888) 663-3639; email: 
                        <E T="03">TC.AirworthinessDirectives-Consignesdenavigabilite.TC@tc.gc.ca.</E>
                         You may view this material on the Transport Canada website at 
                        <E T="03">tc.canada.ca/en/aviation.</E>
                        <PRTPAGE P="46325"/>
                    </P>
                    <P>(4) You may view this material at FAA, Airworthiness Products Section, Operational Safety Branch, 10101 Hillwood Parkway, Fort Worth, TX 76177. For information on the availability of this material at the FAA, call (817) 222-5110.</P>
                    <P>
                        (5) You may view this material at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, visit 
                        <E T="03">www.archives.gov/federal-register/cfr/ibr-locations</E>
                         or email 
                        <E T="03">fr.inspection@nara.gov</E>
                        .
                    </P>
                </EXTRACT>
                <SIG>
                    <DATED>Issued on July 20, 2026.</DATED>
                    <NAME>Steven W. Thompson,</NAME>
                    <TITLE>Acting Deputy Director, Compliance &amp; Airworthiness Division, Aircraft Certification Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14881 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 39</CFR>
                <DEPDOC>[Docket No. FAA-2026-7226; Project Identifier MCAI-2025-01346-R]</DEPDOC>
                <RIN>RIN 2120-AA64</RIN>
                <SUBJECT>Airworthiness Directives; Airbus Helicopters</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of proposed rulemaking (NPRM).</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The FAA proposes to adopt a new airworthiness directive (AD) for all Airbus Helicopters (AH) Model EC130B4 helicopters. This proposed AD was prompted by reports of weaknesses in the locking mechanisms on the left-hand side swinging and sliding door. This proposed AD would require modifying the swinging door star support and sliding door star support stringer. This proposed AD would also prohibit installing an affected composite door on any helicopter unless certain requirements are met. The FAA is proposing this AD to address the unsafe condition on these products.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The FAA must receive comments on this NPRM by September 8, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may send comments, using the procedures found in 14 CFR 11.43 and 11.45, by any of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal:</E>
                         Go to 
                        <E T="03">regulations.gov</E>
                        . Follow the instructions for submitting comments.
                    </P>
                    <P>
                        • 
                        <E T="03">Fax:</E>
                         (202) 493-2251.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE, Washington, DC 20590.
                    </P>
                    <P>
                        • 
                        <E T="03">Hand Delivery:</E>
                         Deliver to Mail address above between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.
                    </P>
                    <P>
                        <E T="03">AD Docket:</E>
                         You may examine the AD docket at 
                        <E T="03">regulations.gov</E>
                         under Docket No. FAA-2026-7226; or in person at Docket Operations between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this NPRM, the mandatory continuing airworthiness information (MCAI), any comments received, and other information. The street address for Docket Operations is listed above.
                    </P>
                    <P>
                        <E T="03">Material Incorporated by Reference:</E>
                    </P>
                    <P>
                        • For European Union Aviation Safety Agency (EASA) material identified in this proposed AD, contact EASA, Konrad-Adenauer-Ufer 3, 50668 Cologne, Germany; phone: +49 221 8999 000; email: 
                        <E T="03">ADs@easa.europa.eu;</E>
                         website: 
                        <E T="03">easa.europa.eu.</E>
                         You may find the EASA material on the EASA website at 
                        <E T="03">ad.easa.europa.eu.</E>
                    </P>
                    <P>• You may view this material at the FAA, Airworthiness Products Section, Operational Safety Branch, 10101 Hillwood Parkway, Fort Worth, TX 76177. For information on the availability of this material at the FAA, call (817) 222-5110.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Thanh Tran, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; phone: (562) 275-5304; email: 
                        <E T="03">thanh.b.tran@faa.gov</E>
                        .
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Comments Invited</HD>
                <P>
                    The FAA invites you to send any written relevant data, views, or arguments about this proposal. Send your comments using a method listed under 
                    <E T="02">ADDRESSES</E>
                    . Include “Docket No. FAA-2026-7226; Project Identifier MCAI-2025-01346-R” at the beginning of your comments. The most helpful comments reference a specific portion of the proposal, explain the reason for any recommended change, and include supporting data. The FAA will consider all comments received by the closing date and may amend this proposal because of those comments.
                </P>
                <P>Except for Confidential Business Information (CBI) as described in the following paragraph, and other information as described in 14 CFR 11.35, the FAA will post all comments received, without change, to regulations.gov, including any personal information you provide. The agency will also post a report summarizing each substantive verbal contact received about this NPRM.</P>
                <HD SOURCE="HD1">Confidential Business Information</HD>
                <P>CBI is commercial or financial information that is both customarily and actually treated as private by its owner. Under the Freedom of Information Act (FOIA) (5 U.S.C. 552), CBI is exempt from public disclosure. If your comments responsive to this NPRM contain commercial or financial information that is customarily treated as private, that you actually treat as private, and that is relevant or responsive to this NPRM, it is important that you clearly designate the submitted comments as CBI. Please mark each page of your submission containing CBI as “PROPIN.” The FAA will treat such marked submissions as confidential under the FOIA, and they will not be placed in the public docket of this NPRM. Submissions containing CBI should be sent to Peter Schmitt, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590. Any commentary that the FAA receives which is not specifically designated as CBI will be placed in the public docket for this rulemaking.</P>
                <HD SOURCE="HD1">Background</HD>
                <P>The FAA issued AD 2020-25-11, Amendment 39-21353 (85 FR 81376, December 16, 2020) (AD 2020-25-11), for certain AH Model EC120B and Model EC130B4 helicopters. AD 2020-25-11 was prompted by an AD originated by EASA, which is the Technical Agent for the Member States of the European Union. EASA issued EASA AD 2020-0095, dated April 29, 2020 (EASA AD 2020-0095), to correct an unsafe condition for certain AH Model EC 120 B and Model EC 130 B4 helicopters. EASA AD 2020-0095 states that several incidents on the left-hand side swing and sliding doors have revealed some weaknesses in the locking mechanism. The results of the subsequent investigation identified a sliding door star support failure, which could inhibit the operation of the sliding door from the inside and delay the evacuation of passengers during an emergency.</P>
                <P>
                    AD 2020-25-11 requires modifying the sliding door star support stringer on certain AH Model EC120B and AH Model EC130B4 helicopters. The FAA issued AD 2020-25-11 to address failure of the sliding door star support, which could inhibit the operation of the sliding door from the inside and delay the evacuation of passengers during an emergency.
                    <PRTPAGE P="46326"/>
                </P>
                <HD SOURCE="HD1">Actions Since AD 2020-25-11 Was Issued</HD>
                <P>Since the FAA issued AD 2020-25-11, EASA issued AD 2024-0232, dated December 5, 2024 (EASA AD 2024-0232) (also referred to as the MCAI). The MCAI states that since EASA AD 2020-0095 was issued, it has been identified that AH Model EC130B4 helicopters that have embodied EC MOD 07 3796 were erroneously excluded from the applicability. All AH Model EC130B4 helicopters were also excluded from AD 2020-25-11.</P>
                <P>
                    You may examine the MCAI in the AD docket at 
                    <E T="03">regulations.gov</E>
                    under Docket No. FAA-2026-7226.
                </P>
                <HD SOURCE="HD1">Material Incorporated by Reference Under 1 CFR Part 51</HD>
                <P>
                    The FAA reviewed EASA AD 2024-0232, which specifies procedures for modifying the door locking/unlocking mechanism by installing a reinforcing bracket and replacing rod ends and prohibits installing a composite door on any helicopter unless this modification is accomplished. This material is reasonably available because the interested parties have access to it through their normal course of business or by the means identified in the 
                    <E T="02">ADDRESSES</E>
                     section.
                </P>
                <HD SOURCE="HD1">FAA's Determination</HD>
                <P>These products have been approved by the civil aviation authority (CAA) of another country and are approved for operation in the United States. Pursuant to the FAA's bilateral agreement with this State of Design Authority, that authority has notified the FAA of the unsafe condition described in the MCAI referenced above. The FAA is issuing this NPRM after determining that the unsafe condition described previously is likely to exist or develop on other products of the same type design.</P>
                <HD SOURCE="HD1">Proposed AD Requirements in This NPRM</HD>
                <P>This proposed AD would require accomplishing the actions specified in EASA AD 2024-0232, described previously, as incorporated by reference, except for any differences identified as exceptions in the regulatory text of this proposed AD. See “Differences Between this Proposed AD and the MCAI” for a discussion of the general differences included in this proposed AD.</P>
                <HD SOURCE="HD1">Differences Between This Proposed AD and the MCAI</HD>
                <P>EASA AD 2024-0232 specifies to accomplish the modification of the locking/unlocking mechanism within 24 months. This proposed AD would require the modification to be accomplished within 460 hours time-in-service (TIS) based on an average of 230 hours TIS per year. The FAA has determined this compliance time represents the maximum interval of time allowable for the affected helicopters to continue to safely operate before the modification is done.</P>
                <HD SOURCE="HD1">Explanation of Required Compliance Information</HD>
                <P>
                    In the FAA's ongoing efforts to improve the efficiency of the AD process, the FAA developed a process to use some CAA ADs as the primary source of information for compliance with requirements for corresponding FAA ADs. The FAA has been coordinating this process with manufacturers and CAAs. As a result, the FAA proposes to incorporate EASA AD 2024-0232 by reference in the FAA final rule. This proposed AD would, therefore, require compliance with EASA AD 2024-0232 in its entirety through that incorporation, except for any differences identified as exceptions in the regulatory text of this proposed AD. Using common terms that are the same as the heading of a particular section in EASA AD 2024-0232 does not mean that operators need comply only with that section. For example, where the AD requirement refers to “all required actions and compliance times,” compliance with this AD requirement is not limited to the section titled “Required Action(s) and Compliance Time(s)” in EASA AD 2024-0232. Material required by EASA AD 2024-0232 for compliance will be available at 
                    <E T="03">regulations.gov</E>
                     under Docket No. FAA-2026-7226 after the FAA final rule is published.
                </P>
                <HD SOURCE="HD1">Costs of Compliance</HD>
                <P>The FAA estimates that this AD, if adopted as proposed, would affect 214 helicopters of U.S. registry.</P>
                <P>The FAA estimates the following costs to comply with this proposed AD:</P>
                <GPOTABLE COLS="5" OPTS="L2,nj,i1" CDEF="s25,r50,12,12,12">
                    <TTITLE>Estimated Costs</TTITLE>
                    <BOXHD>
                        <CHED H="1">Action</CHED>
                        <CHED H="1">Labor cost</CHED>
                        <CHED H="1">Parts cost</CHED>
                        <CHED H="1">
                            Cost per
                            <LI>product</LI>
                        </CHED>
                        <CHED H="1">
                            Cost on U.S.
                            <LI>operators</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Perform modification</ENT>
                        <ENT>20 work-hours × $85 per hour = $1,700</ENT>
                        <ENT>$642</ENT>
                        <ENT>$2,342</ENT>
                        <ENT>$501,188</ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">Authority for This Rulemaking</HD>
                <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII: Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
                <P>The FAA is issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701: General requirements. Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
                <HD SOURCE="HD1">Regulatory Findings</HD>
                <P>The FAA determined that this proposed AD would not have federalism implications under Executive Order 13132. This proposed AD would not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
                <P>For the reasons discussed above, I certify this proposed regulation:</P>
                <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
                <P>(2) Would not affect intrastate aviation in Alaska, and</P>
                <P>(3) Would not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
                    <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
                </LSTSUB>
                <PRTPAGE P="46327"/>
                <HD SOURCE="HD1">The Proposed Amendment</HD>
                <P>Accordingly, under the authority delegated to me by the Administrator, the FAA proposes to amend 14 CFR part 39 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
                </PART>
                <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P> 49 U.S.C. 106(g), 40113, 44701.</P>
                </AUTH>
                <SECTION>
                    <SECTNO>§ 39.13</SECTNO>
                    <SUBJECT> [Amended]</SUBJECT>
                </SECTION>
                <AMDPAR>2. The FAA amends § 39.13 by adding the following new airworthiness directive:</AMDPAR>
                <EXTRACT>
                    <FP SOURCE="FP-2">
                        <E T="04">Airbus Helicopters:</E>
                         Docket No. FAA-2026-7226; Project Identifier MCAI-2025-01346-R.
                    </FP>
                    <HD SOURCE="HD1">(a) Comments Due Date</HD>
                    <P>The FAA must receive comments on this airworthiness directive (AD) by September 8, 2026.</P>
                    <HD SOURCE="HD1">(b) Affected ADs</HD>
                    <P>None.</P>
                    <HD SOURCE="HD1">(c) Applicability</HD>
                    <P>This AD applies to all Airbus Helicopters Model EC130B4 helicopters, certificated in any category.</P>
                    <HD SOURCE="HD1">(d) Subject</HD>
                    <P>Joint Aircraft System Component (JASC) Code 5200, Doors.</P>
                    <HD SOURCE="HD1">(e) Unsafe Condition</HD>
                    <P>This AD was prompted by reports of weaknesses in the locking mechanisms on the left-hand side swing and sliding door. The FAA is issuing this AD to address failure of the sliding door star support, which could inhibit the operation of the sliding door from the inside, and delay the evacuation of passengers during an emergency.</P>
                    <HD SOURCE="HD1">(f) Compliance</HD>
                    <P>Comply with this AD within the compliance times specified, unless already done.</P>
                    <HD SOURCE="HD1">(g) Requirements</HD>
                    <P>Except as specified in paragraphs (h) and (i) of this AD: Comply with all required actions and compliance times specified in, and in accordance with, European Union Aviation Safety Agency AD 2024-0232, dated December 5, 2024 (EASA AD 2024-0232).</P>
                    <HD SOURCE="HD1">(h) Exceptions to EASA AD 2024-0232</HD>
                    <P>(1) Where EASA AD 2024-0232 refers to its effective date, this AD requires using the effective date of this AD.</P>
                    <P>(2) Where paragraph (1) of EASA AD 2024-0232 specifies to complete the actions within 24 months after its effective date, this AD requires completion within 460 hours time-in-service after the effective date of this AD.</P>
                    <P>(3) Where the material referenced in EASA AD 2024-0232 specifies performing a dye penetrant inspection, for the purposes of this AD, it is not permitted to use Type 2 colored dye penetrant for inspections required by paragraph (g) of this AD.</P>
                    <P>(4) Where the material referenced in EASA AD 2024-0232 specifies discarding certain parts, this AD requires removing those parts from service.</P>
                    <P>(5) Where the material referenced in EASA AD 2024-0232 specifies “check”, this AD requires replacing that text with “inspect”.</P>
                    <P>(6) This AD does not adopt the “Remarks” section of EASA AD 2024-0232.</P>
                    <HD SOURCE="HD1">(i) No Reporting Requirement</HD>
                    <P>Although the material referenced in EASA AD 2024-0232 specifies to submit certain information to the manufacturer, this AD does not require that action.</P>
                    <HD SOURCE="HD1">(j) Alternative Methods of Compliance (AMOCs)</HD>
                    <P>
                        (1) The Manager, International Validation Branch, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or local Flight Standards District Office, as appropriate. If sending information directly to the manager of the International Validation Branch, send it to the attention of the person identified in paragraph (k) of this AD and email to: 
                        <E T="03">AMOC@faa.gov.</E>
                    </P>
                    <P>(2) Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the local flight standards district office/certificate holding district office.</P>
                    <HD SOURCE="HD1">(k) Additional Information</HD>
                    <P>
                        For more information about this AD, contact Thanh Tran, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; phone: (562) 275-5304; email: 
                        <E T="03">thanh.b.tran@faa.gov.</E>
                    </P>
                    <HD SOURCE="HD1">(l) Material Incorporated by Reference</HD>
                    <P>(1) The Director of the Federal Register approved the incorporation by reference of the material listed in this paragraph under 5 U.S.C. 552(a) and 1 CFR part 51.</P>
                    <P>(2) You must use this material as applicable to do the actions required by this AD, unless the AD specifies otherwise.</P>
                    <P>(i) European Union Aviation Safety Agency (EASA) AD 2024-0232, dated December 5, 2024.</P>
                    <P>(ii) [Reserved]</P>
                    <P>
                        (3) For EASA material identified in this AD, contact EASA, Konrad-Adenauer-Ufer 3, 50668 Cologne, Germany; phone: +49 221 8999 000; email: 
                        <E T="03">ADs@easa.europa.eu;</E>
                         website: 
                        <E T="03">easa.europa.eu.</E>
                         You may find the EASA material on the EASA website at 
                        <E T="03">ad.easa.europa.eu.</E>
                    </P>
                    <P>(4) You may view this material at the FAA, Airworthiness Products Section, Operational Safety Branch, 10101 Hillwood Parkway, Fort Worth, TX 76177. For information on the availability of this material at the FAA, call (817) 222-5110.</P>
                    <P>
                        (5) You may view this material at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, visit 
                        <E T="03">www.archives.gov/federal-register/cfr/ibr-locations</E>
                         or email 
                        <E T="03">fr.inspection@nara.gov.</E>
                    </P>
                </EXTRACT>
                <SIG>
                    <DATED>Issued on July 20, 2026.</DATED>
                    <NAME>Steven W. Thompson,</NAME>
                    <TITLE>Acting Deputy Director, Compliance &amp; Airworthiness Division, Aircraft Certification Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14886 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 39</CFR>
                <DEPDOC>[Docket No. FAA-2026-7225; Project Identifier MCAI-2023-01036-E]</DEPDOC>
                <RIN>RIN 2120-AA64</RIN>
                <SUBJECT>Airworthiness Directives; Rolls-Royce Deutschland Ltd &amp; Co KG Engines</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of proposed rulemaking (NPRM).</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The FAA proposes to supersede Airworthiness Directive (AD) 2023-12-16, which applies to certain Rolls-Royce Deutschland Ltd &amp; Co KG (RRD) Model Trent 1000 engines. AD 2023-12-16 requires an inspection of the high-pressure turbine (HPT) triple seal for excessive wear and, depending on the results of the inspection, replacement of the HPT triple seal and the intermediate-pressure turbine (IPT) disk. Since the FAA issued AD 2023-12-16, the manufacturer has developed a modification that removes the need for the inspection of the HPT triple seal. This proposed AD would continue to require an inspection of the HPT triple seal for excessive wear and, depending on the results of the inspection, replacement of the HPT triple seal and IPT disk. This proposed AD would remove certain engine serial numbers from the applicability of the existing AD. The FAA is proposing this AD to address the unsafe condition on these products.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The FAA must receive comments on this NPRM by September 8, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may send comments, using the procedures found in 14 CFR 11.43 and 11.45, by any of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal:</E>
                         Go to 
                        <E T="03">regulations.gov.</E>
                         Follow the instructions for submitting comments.
                    </P>
                    <P>
                        • 
                        <E T="03">Fax:</E>
                         (202) 493-2251.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE, Washington, DC 20590.
                    </P>
                    <P>
                        • 
                        <E T="03">Hand Delivery:</E>
                         Deliver to Mail address above between 9 a.m. and 5 
                        <PRTPAGE P="46328"/>
                        p.m., Monday through Friday, except Federal holidays.
                    </P>
                    <P>
                        <E T="03">AD Docket:</E>
                         You may examine the AD docket at 
                        <E T="03">regulations.gov</E>
                        under Docket No. FAA-2026-7225; or in person at Docket Operations between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this NPRM, the mandatory continuing airworthiness information (MCAI) any comments received, and other information. The street address for Docket Operations is listed above.
                    </P>
                    <P>
                        <E T="03">Material Incorporated by Reference:</E>
                    </P>
                    <P>
                        • For European Union Aviation Safety Agency (EASA) material identified in this proposed AD, contact EASA, Konrad-Adenauer-Ufer 3, 50668 Cologne, Germany; phone: +49 221 8999 000; email: 
                        <E T="03">ADs@easa.europa.eu;</E>
                         website: 
                        <E T="03">easa.europa.eu.</E>
                         You may find this material on the EASA website at 
                        <E T="03">ad.easa.europa.eu.</E>
                    </P>
                    <P>• You may view this material at the FAA, Airworthiness Products Section, Operational Safety Branch, 1200 District Avenue, Burlington, MA 01803. For information on the availability of this material at the FAA, call (817) 222-5110.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Barbara Caufield, Aviation Safety Engineer, FAA, 2200 South 216th Street, Des Moines, WA 98198; phone: (781) 238-7146; email: 
                        <E T="03">barbara.caufield@faa.gov</E>
                        .
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Comments Invited</HD>
                <P>
                    The FAA invites you to send any written relevant data, views, or arguments about this proposal. Send your comments using a method listed under 
                    <E T="02">ADDRESSES</E>
                    . Include “Docket No. FAA-2026-7225; Project Identifier MCAI-2023-01036-E” at the beginning of your comments. The most helpful comments reference a specific portion of the proposal, explain the reason for any recommended change, and include supporting data. The FAA will consider all comments received by the closing date and may amend the proposal because of those comments.
                </P>
                <P>Except for Confidential Business Information (CBI) as described in the following paragraph, and other information as described in 14 CFR 11.35, the FAA will post all comments received, without change, to regulations.gov, including any personal information you provide. The agency will also post a report summarizing each substantive verbal contact received about this NPRM.</P>
                <HD SOURCE="HD1">Confidential Business Information</HD>
                <P>CBI is commercial or financial information that is both customarily and actually treated as private by its owner. Under the Freedom of Information Act (FOIA) (5 U.S.C. 552), CBI is exempt from public disclosure. If your comments responsive to this NPRM contain commercial or financial information that is customarily treated as private, that you actually treat as private, and that is relevant or responsive to this NPRM, it is important that you clearly designate the submitted comments as CBI. Please mark each page of your submission containing CBI as “PROPIN.” The FAA will treat such marked submissions as confidential under the FOIA, and they will not be placed in the public docket of this NPRM. Submissions containing CBI should be sent to Barbara Caufield, Aviation Safety Engineer, FAA, 2200 South 216th Street, Des Moines, WA 98198. Any commentary that the FAA receives which is not specifically designated as CBI will be placed in the public docket for this rulemaking.</P>
                <HD SOURCE="HD1">Background</HD>
                <P>The FAA issued AD 2023-12-16, Amendment 39-22474 (88 FR 44037, July 11, 2023) (AD 2023-12-16), for certain RRD Model Trent 1000-AE3, Trent 1000-CE3, Trent 1000-D3, Trent 1000-G3, Trent 1000-H3, Trent 1000-J3, Trent 1000-K3, Trent 1000-L3, Trent 1000-M3, Trent 1000-N3, Trent 1000-P3, Trent 1000-Q3, and Trent 1000-R3 engines. AD 2023-12-16 was prompted by an MCAI originated by EASA, which is the Technical Agent for the Member States of the European Union. EASA issued EASA AD 2022-0241, dated December 7, 2022 (EASA AD 2022-0241) to correct an unsafe condition identified as excessive wear on the inner seal fins of certain HPT triple seals.</P>
                <P>AD 2023-12-16 requires an inspection of the HPT triple seal for excessive wear and, depending on the results of the inspection, replacement of the HPT triple seal and IPT disk. The FAA issued AD 2023-12-16 to prevent excessive wear on the inner seal fins of certain HPT triple seals.</P>
                <HD SOURCE="HD1">Actions Since AD 2023-12-16 Was Issued</HD>
                <P>Since the FAA issued AD 2023-12-16, EASA superseded EASA AD 2022-0241 and issued EASA AD 2022-0241R1, dated September 26, 2023 (also referred to as the MCAI). The MCAI states that since EASA AD 2022-0241 was published, RRD published service material providing modification instructions for the HPT triple seal that would remove the need for the inspection and implemented the modification on the production line for affected parts with certain serial numbers. RRD also published additional updated service material to exclude engines with certain serial numbers that had the modification from the applicability.</P>
                <P>The FAA is issuing this proposed AD to prevent excessive wear on the inner seal fins of certain HPT triple seals. The unsafe condition, if not addressed, could lead to a temperature increase at the IPT disk rim, possibly resulting in IPT disk failure and high energy debris release, with consequent damage to the airplane and reduced control of the airplane.</P>
                <P>
                    You may examine the MCAI in the AD docket at 
                    <E T="03">regulations.gov</E>
                    under Docket No. FAA-2026-7225.
                </P>
                <HD SOURCE="HD1">Material Incorporated by Reference Under 1 CFR Part 51</HD>
                <P>The FAA reviewed EASA AD 2022-0241R1, which specifies procedures for inspecting the HPT triple seal for excessive wear and, depending on the results of the inspection, replacing the HPT triple seal and the IPT disk.</P>
                <P>
                    This material is reasonably available because the interested parties have access to it through their normal course of business or by the means identified in the 
                    <E T="02">ADDRESSES</E>
                     section.
                </P>
                <HD SOURCE="HD1">FAA's Determination</HD>
                <P>These products have been approved by the civil aviation authority (CAA) of another country and are approved for operation in the United States. Pursuant to the FAA's bilateral agreement with this State of Design Authority, that authority has notified the FAA of the unsafe condition described in the MCAI referenced above. The FAA is issuing this NPRM after determining that the unsafe condition described previously is likely to exist or develop on other products of the same type design.</P>
                <HD SOURCE="HD1">Proposed AD Requirements in This NPRM</HD>
                <P>This proposed AD would require the actions specified in EASA AD 2022-0241R1, described previously, as incorporated by reference, except for any differences identified as exceptions in the regulatory text of this proposed AD. See “Differences Between this AD and the MCAI” for a discussion of the general differences included in this AD.</P>
                <HD SOURCE="HD1">Differences Between This Proposed AD and the MCAI</HD>
                <P>
                    Although EASA AD 2022-0241R1 requires reporting inspection results to 
                    <PRTPAGE P="46329"/>
                    RRD, this AD does not require those actions.
                </P>
                <HD SOURCE="HD1">Explanation of Required Compliance Information</HD>
                <P>
                    In the FAA's ongoing efforts to improve the efficiency of the AD process, the FAA developed a process to use some CAA ADs as the primary source of information for compliance with requirements for corresponding FAA ADs. The FAA has been coordinating this process with manufacturers and CAAs. As a result, the FAA proposes to incorporate EASA AD 2022-0241R1 by reference in the FAA final rule. This proposed AD would, therefore, require compliance with EASA AD 2022-0241R1 in its entirety through that incorporation, except for any differences identified as exceptions in the regulatory text of this proposed AD. Using common terms that are the same as the heading of a particular section in EASA AD 2022-0241R1 does not mean that operators need comply only with that section. For example, where the AD requirement refers to “all required actions and compliance times,” compliance with this AD requirement is not limited to the section titled “Required Action(s) and Compliance Time(s)” in EASA AD 2022-0241R1. Material required by EASA AD 2022-0241R1 for compliance will be available at 
                    <E T="03">regulations.gov</E>
                     under Docket No. FAA-2026-7225 after the FAA final rule is published.
                </P>
                <HD SOURCE="HD1">Costs of Compliance</HD>
                <P>The FAA estimates that this AD, if adopted as proposed, would affect 4 engines installed on airplanes of U.S. registry.</P>
                <P>The FAA estimates the following costs to comply with this proposed AD:</P>
                <GPOTABLE COLS="5" OPTS="L2,nj,i1" CDEF="s50,r50,12,12,12">
                    <TTITLE>Estimated Costs</TTITLE>
                    <BOXHD>
                        <CHED H="1">Action</CHED>
                        <CHED H="1">Labor cost</CHED>
                        <CHED H="1">Parts cost</CHED>
                        <CHED H="1">
                            Cost per
                            <LI>product</LI>
                        </CHED>
                        <CHED H="1">
                            Cost on U.S.
                            <LI>operators</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Inspect HPT triple seal</ENT>
                        <ENT>2 work-hours × $85 per hour = $170</ENT>
                        <ENT>$0</ENT>
                        <ENT>$170</ENT>
                        <ENT>$680</ENT>
                    </ROW>
                </GPOTABLE>
                <P>The FAA estimates the following costs to do any necessary replacements that would be required based on the results of the inspection. The agency has no way of determining the number of engines that might need these replacements:</P>
                <GPOTABLE COLS="4" OPTS="L2,nj,i1" CDEF="s50,r50,12,12">
                    <TTITLE>On-Condition Costs</TTITLE>
                    <BOXHD>
                        <CHED H="1">Action</CHED>
                        <CHED H="1">Labor cost</CHED>
                        <CHED H="1">Parts cost</CHED>
                        <CHED H="1">
                            Cost per
                            <LI>product</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Replace HPT triple seal and IPT disk</ENT>
                        <ENT>16 work-hours × $85 per hour = $1,360</ENT>
                        <ENT>$250,000</ENT>
                        <ENT>$251,360</ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">Authority for This Rulemaking</HD>
                <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII, Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
                <P>The FAA is issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701: General requirements. Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
                <HD SOURCE="HD1">Regulatory Findings</HD>
                <P>The FAA determined that this proposed AD would not have federalism implications under Executive Order 13132. This proposed AD would not have a substantial direct effect on the States, on the relationship between the national Government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
                <P>For the reasons discussed above, I certify that the proposed regulation:</P>
                <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
                <P>(2) Would not affect intrastate aviation in Alaska, and</P>
                <P>(3) Would not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
                    <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
                </LSTSUB>
                <HD SOURCE="HD1">The Proposed Amendment</HD>
                <P>Accordingly, under the authority delegated to me by the Administrator, the FAA proposes to amend 14 CFR part 39 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
                </PART>
                <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P> 49 U.S.C. 106(g), 40113, 44701.</P>
                </AUTH>
                <SECTION>
                    <SECTNO>§ 39.13</SECTNO>
                    <SUBJECT> [Amended]</SUBJECT>
                </SECTION>
                <AMDPAR>2. The FAA amends § 39.13 by:</AMDPAR>
                <AMDPAR>a. Removing Airworthiness Directive 2023-12-16, Amendment 39-22474 (88 FR 44037, July 11, 2023); and</AMDPAR>
                <AMDPAR>b. Adding the following new airworthiness directive:</AMDPAR>
                <EXTRACT>
                    <FP SOURCE="FP-2">
                        <E T="04">Rolls-Royce Deutschland Ltd &amp; Co KG:</E>
                         Docket No. FAA-2026-7225; Project Identifier MCAI-2023-01036-E.
                    </FP>
                    <HD SOURCE="HD1">(a) Comments Due Date</HD>
                    <P>The FAA must receive comments on this airworthiness directive (AD) by September 8, 2026.</P>
                    <HD SOURCE="HD1">(b) Affected ADs</HD>
                    <P>This AD replaces AD 2023-12-16, Amendment 39-22474 (88 FR 44037, July 11, 2023) (AD 2023-12-16).</P>
                    <HD SOURCE="HD1">(c) Applicability</HD>
                    <P>
                        This AD applies to Rolls-Royce Deutschland Ltd &amp; Co KG (RRD) Model Trent 1000-AE3, Trent 1000-CE3, Trent 1000-D3, Trent 1000-G3, Trent 1000-H3, Trent 1000-J3, Trent 1000-K3, Trent 1000-L3, Trent 1000-M3, Trent 1000-N3, Trent 1000-P3, Trent 1000-Q3, and Trent 1000-R3 engines, as identified in European Union Aviation Safety Agency AD 2022-0241R1, dated September 26, 2023 (EASA AD 2022-0241R1).
                        <PRTPAGE P="46330"/>
                    </P>
                    <HD SOURCE="HD1">(d) Subject</HD>
                    <P>Joint Aircraft System Component (JASC) Code 7250, Turbine Section.</P>
                    <HD SOURCE="HD1">(e) Unsafe Condition</HD>
                    <P>This AD was prompted by reports of excessive wear on the inner seal fins of certain high-pressure turbine (HPT) triple seals. The FAA is issuing this AD to prevent excessive wear on the inner seal fins of certain HPT triple seals. The unsafe condition, if not addressed, could lead to a temperature increase at the intermediate-pressure turbine (IPT) disk rim, possibly resulting in IPT disk failure and high energy debris release, with consequent damage to the airplane and reduced control of the airplane.</P>
                    <HD SOURCE="HD1">(f) Compliance</HD>
                    <P>Comply with this AD within the compliance times specified, unless already done.</P>
                    <HD SOURCE="HD1">(g) Required Actions</HD>
                    <P>Except as specified in paragraphs (h) and (i) of this AD: Perform all required actions within the compliance times specified in, and in accordance with, EASA AD 2022-0241R1.</P>
                    <HD SOURCE="HD1">(h) Exceptions to EASA AD 2022-0241R1</HD>
                    <P>(1) Where EASA AD 2022-0241R1 refers to its effective date, this AD requires using the effective date of this AD.</P>
                    <P>(2) Where EASA AD 2022-0241R1 refers to December 21, 2022 (the effective date of the original issue of EASA AD 2022-0241R1), this AD requires using July 11, 2023 (the effective date of AD 2023-12-16).</P>
                    <P>(3) This AD does not adopt the Remarks paragraph of EASA AD 2022-0241R1.</P>
                    <HD SOURCE="HD1">(i) No Reporting Requirement</HD>
                    <P>Although EASA AD 2022-0241R1 and the service material referenced therein specify to submit certain information to the manufacturer, this AD does not include that requirement.</P>
                    <HD SOURCE="HD1">(j) Alternative Methods of Compliance (AMOCs)</HD>
                    <P>
                        The Manager, AIR-520 Continued Operational Safety Branch, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or local Flight Standards District Office, as appropriate. If sending information directly to the manager of the AIR-520 Continued Operational Safety Branch, send it to the attention of the person identified in paragraph (k) of this AD and email to: 
                        <E T="03">AMOC@faa.gov.</E>
                    </P>
                    <HD SOURCE="HD1">(k) Additional Information</HD>
                    <P>
                        For more information about this AD, contact Barbara Caufield, Aviation Safety Engineer, FAA, 2200 South 216th Street, Des Moines, WA 98198; phone: (781) 238-7146; email: 
                        <E T="03">barbara.caufield@faa.gov</E>
                        .
                    </P>
                    <HD SOURCE="HD1">(l) Material Incorporated by Reference</HD>
                    <P>(1) The Director of the Federal Register approved the incorporation by reference (IBR) of the material listed in this paragraph under 5 U.S.C. 552(a) and 1 CFR part 51.</P>
                    <P>(2) You must use this material as applicable to do the actions required by this AD, unless the AD specifies otherwise.</P>
                    <P>(i) European Union Aviation Safety Agency (EASA) AD 2022-0241R1, dated September 26, 2023.</P>
                    <P>
                        (3) For EASA material identified in this AD, contact EASA, Konrad-Adenauer-Ufer 3, 50668 Cologne, Germany; phone: +49 221 8999 000; email: 
                        <E T="03">ADs@easa.europa.eu;</E>
                         website: 
                        <E T="03">easa.europa.eu.</E>
                         You may find this material on the EASA website at 
                        <E T="03">ad.easa.europa.eu.</E>
                    </P>
                    <P>(4) You may view this material at the FAA, Airworthiness Products Section, Operational Safety Branch, 1200 District Avenue, Burlington, MA 01803. For information on the availability of this material at the FAA, call (817) 222-5110.</P>
                    <P>
                        (5) You may view this material at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, visit 
                        <E T="03">www.archives.gov/federal-register/cfr/ibr-locations</E>
                         or email 
                        <E T="03">fr.inspection@nara.gov</E>
                        .
                    </P>
                </EXTRACT>
                <SIG>
                    <DATED>Issued on July 17, 2026.</DATED>
                    <NAME>Brian Knaup,</NAME>
                    <TITLE>Acting Deputy Director, Integrated Certificate Management Division, Aircraft Certification Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14882 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Food and Drug Administration</SUBAGY>
                <CFR>21 CFR Part 74</CFR>
                <DEPDOC>[Docket No. FDA-2026-N-6304]</DEPDOC>
                <SUBJECT>Proposal To Revoke the Color Additive Listing for Use of Citrus Red No. 2 on the Skins of Mature Oranges</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Food and Drug Administration, HHS.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed amendment; proposed order.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Food and Drug Administration (FDA or we) is proposing to issue an order that would repeal the color additive regulation that allows for the use of Citrus Red No. 2 for coloring the skins of mature oranges. Based on certification data, it appears that Citrus Red No. 2 is no longer used for coloring the skins of oranges and has not been certified for use as a color additive in food marketed in the United States since 2020. Because the authorized use of Citrus Red No. 2 appears to have been abandoned, we have tentatively concluded that this color additive regulation is outdated and unnecessary.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Submit electronic or written comments on the proposed order by August 24, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        You may submit comments as follows. Please note that late, untimely filed comments will not be considered. The 
                        <E T="03">https://www.regulations.gov</E>
                         electronic filing system will accept comments until 11:59 p.m. Eastern Time at the end of August 24, 2026. Comments received by mail/hand delivery/courier (for written/paper submissions) will be considered timely if they are received on or before that date.
                    </P>
                </ADD>
                <HD SOURCE="HD2">Electronic Submissions</HD>
                <P>Submit electronic comments in the following way:</P>
                <P>
                    • 
                    <E T="03">Federal eRulemaking Portal: https://www.regulations.gov.</E>
                     Follow the instructions for submitting comments. Comments submitted electronically, including attachments, to 
                    <E T="03">https://www.regulations.gov</E>
                     will be posted to the docket unchanged. Because your comment will be made public, you are solely responsible for ensuring that your comment does not include any confidential information that you or a third party may not wish to be posted, such as medical information, your or anyone else's Social Security number, or confidential business information, such as a manufacturing process. Please note that if you include your name, contact information, or other information that identifies you in the body of your comment, that information will be posted on 
                    <E T="03">https://www.regulations.gov.</E>
                </P>
                <P>• If you want to submit a comment with confidential information that you do not wish to be made available to the public, submit the comment as a written/paper submission and in the manner detailed (see “Written/Paper Submissions” and “Instructions”).</P>
                <HD SOURCE="HD2">Written/Paper Submissions</HD>
                <P>Submit written/paper submissions as follows:</P>
                <P>
                    • 
                    <E T="03">Mail/Hand Delivery/Courier (for written/paper submissions):</E>
                     Dockets Management Staff (HFA-305), Food and Drug Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
                </P>
                <P>• For written/paper comments submitted to the Dockets Management Staff, FDA will post your comment, as well as any attachments, except for information submitted, marked and identified, as confidential, if submitted as detailed in “Instructions.”</P>
                <P>
                    <E T="03">Instructions:</E>
                     All submissions received must include the Docket No. FDA-2026-N-6304 for “Proposal to Revoke the Color Additive Listing for Use of Citrus Red No. 2 on the Skins of Mature Oranges.” Received comments, those 
                    <PRTPAGE P="46331"/>
                    filed in a timely manner (see 
                    <E T="02">ADDRESSES</E>
                    ), will be placed in the docket and, except for those submitted as “Confidential Submissions,” publicly viewable at 
                    <E T="03">https://www.regulations.gov</E>
                     or at the Dockets Management Staff between 9 a.m. and 4 p.m., Monday through Friday, 240-402-7500.
                </P>
                <P>
                    • Confidential Submissions—To submit a comment with confidential information that you do not wish to be made publicly available, submit your comments only as a written/paper submission. You should submit two copies total. One copy will include the information you claim to be confidential with a heading or cover note that states “THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.” We will review this copy, including the claimed confidential information, in our consideration of comments. The second copy, which will have the claimed confidential information redacted/blacked out, will be available for public viewing and posted on 
                    <E T="03">https://www.regulations.gov.</E>
                     Submit both copies to the Dockets Management Staff. If you do not wish your name and contact information to be made publicly available, you can provide this information on the cover sheet and not in the body of your comments and you must identify this information as “confidential.” Any information marked as “confidential” will not be disclosed except in accordance with 21 CFR 10.20 and other applicable disclosure law. For more information about FDA's posting of comments to public dockets, see 80 FR 56469, September 18, 2015, or access the information at: 
                    <E T="03">https://www.govinfo.gov/content/pkg/FR-2015-09-18/pdf/2015-23389.pdf.</E>
                </P>
                <P>
                    <E T="03">Docket:</E>
                     For access to the docket to read background documents or the electronic and written/paper comments received, go to 
                    <E T="03">https://www.regulations.gov</E>
                     and insert the docket number, found in brackets in the heading of this document, into the “Search” box and follow the prompts and/or go to the Dockets Management Staff, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852, 240-402-7500.
                </P>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Shayla West-Barnette, Office of Pre-market Additive Safety, Human Foods Program, Food and Drug Administration, 5001 Campus Dr., College Park, MD 20740, 240-402-1262; or Meridith L. Kelsch, Office of Policy and International Engagement, Human Foods Program, Food and Drug Administration, 5001 Campus Dr., College Park, MD 20740, 240-402-2378.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Table of Contents</HD>
                <EXTRACT>
                    <FP SOURCE="FP-2">I. Background</FP>
                    <FP SOURCE="FP-2">II. Description of the Proposed Order</FP>
                    <FP SOURCE="FP-2">III. Proposed Effective Date of a Final Order</FP>
                    <FP SOURCE="FP-2">IV. Analysis of Environmental Impact</FP>
                    <FP SOURCE="FP-2">V. Paperwork Reduction Act of 1995</FP>
                    <FP SOURCE="FP-2">VI. References</FP>
                </EXTRACT>
                <HD SOURCE="HD1">I. Background</HD>
                <P>President Trump has directed the heads of executive departments and agencies to eliminate unnecessary and burdensome regulations (Executive Order 14192, “Unleashing Prosperity Through Deregulation” (90 FR 9065, Feb. 6, 2025)). Independently, Secretary Kennedy has expressed support for deregulatory initiatives across all HHS components to focus on the core mission to Make America Healthy Again (see “Request for Information (RFI): Ensuring Lawful Regulation and Unleashing Innovation to Make America Healthy Again” (90 FR 20478, May 14, 2025)). Removing the color additive regulation for Citrus Red No. 2, which we tentatively conclude is no longer used for its authorized use in food in the United States, is consistent with these directives. It is also consistent with Executive Order 13563, “Improving Regulation and Regulatory Review” (76 FR 3821, Jan. 21, 2011), which requires agencies to periodically conduct retrospective analyses of existing regulations to identify those “that may be outmoded, ineffective, insufficient, or excessively burdensome, and to modify, streamline, expand, or repeal them,” accordingly.</P>
                <P>The Federal Food, Drug, and Cosmetic Act (FD&amp;C Act) authorizes FDA to regulate “color additives” (see section 721(b) of the FD&amp;C Act (21 U.S.C. 379e(b))). The FD&amp;C Act defines “color additive,” in relevant part, as a material which is a dye, pigment, or other substance made by a process of synthesis or similar artifice, or extracted, isolated, or otherwise derived, with or without intermediate or final change of identity, from a vegetable, animal, mineral, or other source, and that when added or applied to a food, drug, or cosmetic, or to the human body or any part thereof, is capable (alone or through reaction with another substance) of imparting color (see section 201(t) of the FD&amp;C Act (21 U.S.C. 321(t))). Color additives used in or on a food, drug, cosmetic, or certain medical devices are deemed unsafe and prohibited except to the extent that we approve their use through issuance of a regulation and, when subject to certification, are batch certified, unless an exemption applies (see section 721(a) and (c) of the FD&amp;C Act).</P>
                <P>Sections 701(e), (f), and (g) of the FD&amp;C Act (21 U.S.C. 371(e), (f), and (g)) apply to the issuance, amendment, or repeal of color additive regulations (see section 721(d) of the FD&amp;C Act). Section 701(e) of the FD&amp;C Act provides that any action for the issuance, amendment, or repeal of a color additive regulation may be initiated by a proposal made by the Secretary or by a petition of any interested persons. It further requires that FDA publish such a proposal, provide an opportunity for interested parties to present their views, and then by order act upon such proposal.</P>
                <P>
                    FDA may issue a regulation listing a color additive for use in or on food, drugs, devices, or cosmetics only if it determines that the additive is suitable and safe for such use (see section 721(b)(2)(A) of the FD&amp;C Act). The regulation that permits the use of a color additive includes appropriate limitations and requirements for its safe use and specifies whether certification is required (see section 721(a)(1), (c) of the FD&amp;C Act; 21 CFR 71.20). (For additional information on certification of color additives, see Color Certification FAQs, available at: 
                    <E T="03">https://www.fda.gov/industry/color-certification/color-certification-faqs.</E>
                    )
                </P>
                <P>
                    FDA determines the need for batch certification based on whether the color additive composition needs to be controlled to protect the public health (see 21 CFR 71.20(b)). Some color additives, in their uncertified forms, might contain impurities at levels that pose a health concern. When batch certification is required for a color additive, the color additive must be batch certified by FDA. If it is not batch certified, it is deemed unsafe under the relevant adulteration provision, for example, under section 402(c) of the FD&amp;C Act (21 U.S.C. 342(c)) for food (see section 721(a)(1) of the FD&amp;C Act). To receive certification for a color additive, a request must be filed with FDA, along with a batch sample. FDA assesses the information in the request and analyzes whether the batch sample conforms to the applicable identity and specifications stated in the listing regulation for the color additive. If FDA finds that the batch sample meets the applicable requirements for composition and purity stated in the listing regulation, FDA will issue a certificate indicating the lot number for the batch and stating that the batch is certified (see 21 CFR 80.21, 80.31).
                    <PRTPAGE P="46332"/>
                </P>
                <HD SOURCE="HD1">II. Description of the Proposed Order</HD>
                <P>
                    On May 22, 1963 (28 FR 5082),
                    <SU>1</SU>
                    <FTREF/>
                     we issued a regulation allowing for the use of Citrus Red No. 2 as a color additive on the skins of oranges that are not intended or used for processing (or, if so used, are designated in the trade as “packing-house elimination”), and that meet minimum maturity standards established by or under the laws of the States in which the oranges are grown (
                    <E T="03">i.e.,</E>
                     mature oranges), subject to certain specifications, restrictions, labeling requirements, and certification. Under 21 CFR 74.302, Citrus Red No. 2, oranges colored with Citrus Red No. 2 must bear not more than 2.0 parts per million of the color additive, calculated on the basis of the weight of the whole fruit. Citrus Red No. 2 is not authorized for other uses as a color additive. The regulation also specifies that all batches of Citrus Red No. 2 must be certified in accordance with our regulations under 21 CFR part 80.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         On April 17, 1959 (24 FR 2945), we published a temporary listing for the use of Citrus Red No. 2.
                    </P>
                </FTNT>
                <P>Our records indicate that Citrus Red No. 2 was last batch certified in 2020 and that FDA has not received any requests to batch certify Citrus Red No. 2 since that time (Ref. 1). We tentatively conclude that the absence of requests to certify a batch of Citrus Red No. 2 since 2020 indicates that the color additive is no longer manufactured for uses established in § 74.302. Without a certification, Citrus Red No. 2 may not be used as a color additive in food in the United States. Considering this information, we tentatively conclude that the authorized use of Citrus Red No. 2 has been abandoned. Therefore, we tentatively conclude that the color additive listing for Citrus Red No. 2 at § 74.302 is outdated and unnecessary and we propose to repeal this color additive regulation. To facilitate the phase-out of any remaining batch certified Citrus Red No. 2 supply that may be in use, we propose to provide an extended effective date and a compliance date to allow for its depletion.</P>
                <P>If this proposed order is finalized, in accordance with 21 CFR 80.32(h), all certificates for any existing batches and portions of batches of Citrus Red No. 2 would cease to be effective for use in food on the effective date for the removal of § 74.302, and any lots of Citrus Red No. 2 would be regarded as uncertified after that date. The use of Citrus Red No. 2 in any food after its certificate ceases to be effective would result in such food being adulterated. However, as indicated below, we propose to provide a compliance date to allow for depletion of any remaining certified batches of Citrus Red No. 2, after the effective date.</P>
                <HD SOURCE="HD1">III. Proposed Effective Date and Compliance Date of a Final Order</HD>
                <P>
                    We propose that any final order based on this proposed order be effective 90 days following its publication in the 
                    <E T="04">Federal Register</E>
                    . In the event that the food industry needs time to use up existing reserves of certified batches of Citrus Red No. 2, FDA proposes to not enforce applicable requirements of a final order with regard to food products manufactured (domestically and internationally) until one year after the effective date of that final order. We request comments on whether to provide such a compliance period and the appropriate duration.
                </P>
                <HD SOURCE="HD1">IV. Analysis of Environmental Impact</HD>
                <P>We have determined under 21 CFR 25.32(m) that this action is of a type that does not individually or cumulatively have a significant effect on the human environment (Ref. 2). Therefore, neither an environmental assessment nor an environmental impact statement is required.</P>
                <HD SOURCE="HD1">V. Paperwork Reduction Act of 1995</HD>
                <P>FDA tentatively concludes that this proposed order contains no collection of information. Therefore, clearance by the Office of Management and Budget under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520) is not required.</P>
                <HD SOURCE="HD1">VI. References</HD>
                <P>
                    The following references are on display at the Dockets Management Staff (see 
                    <E T="02">ADDRESSES</E>
                    ) and are available for viewing by interested persons between 9 a.m. and 4 p.m., Monday through Friday; they also are available electronically at 
                    <E T="03">https://www.regulations.gov.</E>
                     Although FDA verified the website addresses in this document, please note that websites are subject to change over time.
                </P>
                <EXTRACT>
                    <FP SOURCE="FP-2">1. Memorandum from S. West-Barnette, Division of Food Ingredients, Regulatory Review Branch, Human Foods Program, FDA, to M. Honigfort, Division of Food Ingredients, Regulatory Management Branch, Human Foods Program, FDA, June 26, 2026.</FP>
                    <FP SOURCE="FP-2">2. Memorandum from M. Pfeil, Environmental Review Team, Office of Pre-Market Additive Safety, Human Foods Program, FDA, to S. West-Barnette, Division of Food Ingredients, Regulatory Review Branch, Human Foods Program, FDA, June 26, 2026.</FP>
                </EXTRACT>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 21 CFR Part 74</HD>
                    <P>Color additives, Cosmetics, Drugs.</P>
                </LSTSUB>
                <P>Therefore, under the Federal Food, Drug, and Cosmetic Act and under authority delegated to the Commissioner of Food and Drugs, we propose to amend 21 CFR part 74 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 74—LISTING OF COLOR ADDITIVES SUBJECT TO CERTIFICATION</HD>
                </PART>
                <AMDPAR>1. The authority citation for part 74 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>21 U.S.C. 321, 341, 342, 343, 348, 351, 352, 355, 361, 362, 371, 379e.</P>
                </AUTH>
                <SECTION>
                    <SECTNO>§ 74.302</SECTNO>
                    <SUBJECT> [Removed]</SUBJECT>
                </SECTION>
                <AMDPAR>2. Remove § 74.302.</AMDPAR>
                <SIG>
                    <NAME>Grace R. Graham,</NAME>
                    <TITLE>Deputy Commissioner for Policy, Legislation, and International Affairs.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14909 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4164-01-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="N">EQUAL EMPLOYMENT OPPORTUNITY COMMISSION</AGENCY>
                <CFR>29 CFR Part 1602</CFR>
                <RIN>RIN 3046-AB37</RIN>
                <SUBJECT>Removal of Reporting Requirements</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Equal Employment Opportunity Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed rule; public hearing.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Equal Employment Opportunity Commission (“EEOC” or  “Commission”) is issuing a proposed rule to rescind and remove the requirements for the filing of the EEO-1, EEO-2, EEO-3, EEO-4, EEO-5, and EEO-6 reports, and the recordkeeping and record preservation requirements related to these reports, under 29 CFR part 1602 because it has preliminarily determined that the reports are inconsistent with equal employment opportunity law and potentially unconstitutional. It further finds the data collected is not narrowly tailored, is unnecessary to enforce anti-discrimination laws, and at a minimum, that any marginal benefits are outweighed by the substantial burdens imposed on both employers, who must submit these reports annually regardless of any specific allegation or indication of a potential violation of the statutes the EEOC enforces, as well as the Commission. As part of this proposed rule, the Commission also reminds stakeholders that, in a notice of proposed rulemaking issued on November 21, 2024, the Commission proposed incorporating into part 1602 references to the Pregnant Workers Fairness Act. In the interest of 
                        <PRTPAGE P="46333"/>
                        efficiency, the Commission currently intends to include these previously proposed part 1602 revisions in the final rule issued at the conclusion of this rulemaking.
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        Comments regarding this proposal must be received by the Commission on or before August 24, 2026. A public hearing concerning this proposal will be held on August 11, 2026 at 10:00 a.m. To request an opportunity to testify at the hearing, please submit a written request no later than August 7, 2026. Please see the sections below entitled 
                        <E T="02">ADDRESSES</E>
                         and 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         for additional information on submitting comments and requests to testify.
                    </P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments and requests to testify, identified by Regulatory Information Number (RIN) number 3046-AB37, by any of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal: https://www.regulations.gov.</E>
                         Follow the instructions for submitting comments.
                    </P>
                    <P>
                        • 
                        <E T="03">Fax:</E>
                         202-663-4114. Only comments or requests to testify of six or fewer pages will be accepted via FAX transmittal, in order to assure access to the equipment. Receipt of FAX transmittals will not be acknowledged, except that the sender may request confirmation of receipt by calling the Executive Secretariat staff at 202-921-2815 (voice), 1-800-669-6820 (TTY), or 1-844-234-5122 (ASL video phone).
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         Raymond Windmiller, Executive Officer, Executive Secretariat, U.S. Equal Employment Opportunity Commission, 131 M Street NE, Washington, DC 20507.
                    </P>
                    <P>
                        • 
                        <E T="03">Hand Delivery/Courier:</E>
                         Raymond Windmiller, Executive Officer, Executive Secretariat, U.S. Equal Employment Opportunity Commission, 131 M Street NE, Washington, DC 20507.
                    </P>
                    <P>
                        <E T="03">The hearing location is:</E>
                         U.S. Equal Employment Opportunity Commission, 131 M Street NE, Jacqueline A. Berrien Training Center, Washington, DC 20507.
                    </P>
                    <P>
                        <E T="03">Instructions:</E>
                         The Commission invites comments and requests to testify from all interested parties. All comment submissions must include the agency name and docket number or the RIN for this rulemaking. Comments need to be submitted in only one of the above-listed formats. All comments received will be posted without change to 
                        <E T="03">https://www.regulations.gov,</E>
                         including any personal information you provide. However, the EEOC reserves the right to refrain from posting libelous or otherwise inappropriate comments, including those that contain obscene, indecent, or profane language; that contain threats or defamatory statements; that contain derogatory speech directed at race, color, sex, national origin, religion, age, disability, or genetic information; or that promote or endorse services or products.
                    </P>
                    <P>
                        <E T="03">Docket:</E>
                         For access to the docket to read background documents, public comments received by the EEOC, or a plain language summary of the rule, go to 
                        <E T="03">https://www.regulations.gov</E>
                         and search for “EEOC” and “RIN 3046-AB37.” The received comments will also be available for review on a computer in the Commission's Headquarters library, 131 M Street NE, Suite 4NW08R, Washington, DC 20507, between the hours of 9:00 a.m. and 4:30 p.m. on days the Commission is open for business, from August 24, 2026 until the Commission publishes the rule in final form. You must make an appointment with library staff to review the comments in the Commission's library by contacting 202-921-3119.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Kimberly Essary, Associate Legal Counsel, Office of Legal Counsel at 202-921-3152 (voice), 1-800-669-6820 (TTY), 
                        <E T="03">kimberly.essary@eeoc.gov.</E>
                         Requests for this notice of proposed rulemaking in an alternative format should be made to the Office of Communications and Legislative Affairs at 202-921-3191 (voice), 1-800-669-6820 (TTY), or 1-844-234-5122 (ASL video phone).
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Introduction</HD>
                <P>
                    Section 709(c) of title VII of the Civil Rights Act of 1964 (“Title VII”) requires employers, labor organizations, and employment agencies to: “(1) make and keep such records relevant to the determinations of whether unlawful employment practices have been or are being committed, (2) preserve such records for such periods, and (3) make such reports therefrom as the Commission shall prescribe by regulation or order, after public hearing, as reasonable, necessary, or appropriate for the enforcement of [Title VII] or the regulations or orders thereunder.” 
                    <SU>1</SU>
                    <FTREF/>
                     42 U.S.C. 2000e-8(c).
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         The only recordkeeping, record preservation, or reporting requirement that Congress mandated the EEOC adopt is with respect to apprenticeship recordkeeping. Section 709(c) mandates that the Commission require, by regulation, that employers, labor organizations, and joint labor-management committees that control apprenticeship or other training programs “maintain such records as are reasonably necessary to carry out the purposes of [Title VII],” including the names of applicants to such programs in the chronological order in which they were received. This recordkeeping requirement is codified at 29 CFR 1602.20.
                    </P>
                </FTNT>
                <P>
                    In 1966, shortly after the Commission began operations, it adopted the annual EEO-1 reporting requirement, the first of six reporting requirements (“EEO Reports”) codified at 29 CFR part 1602. 31 FR 2832, 2833 (Feb. 17, 1966) (codified at 29 CFR 1602.7). The EEO-1 report was adopted for joint use by the EEOC and the Office of Federal Contract Compliance Programs (“OFCCP”), which the Secretary of Labor had established to implement Executive Order (“E.O.”) 11246, issued September 24, 1965. 30 FR 14658, 14658 (Nov. 25, 1965) (proposed rule); 31 FR 2832 (Feb. 17, 1966) (final rule).
                    <SU>2</SU>
                    <FTREF/>
                     At that time, the EEO-1 report required private employers with 100 or more employees and certain federal contractors with 50 or more employees and holding at least $50,000 in federal contracts to report the total number of employees, broken down by sex, in each of nine occupational categories, and the number of employees in each of four “minority” groups, broken down by sex, in each of the nine occupational categories. 30 FR at 14658-59. The categories of demographic data the EEO-1 report required originated in Standard Form 40, which the former President's Committee on Equal Employment Opportunity had previously used. 
                    <E T="03">Id.</E>
                     at 14658.
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         In January 2025, President Trump issued E.O. 14173, “Ending Illegal Discrimination and Restoring Merit-Based Opportunity,” which revoked E.O. 11246 and directed OFCCP to cease certain compliance activities. E.O. 14173, 90 FR 8633, 8634 (Jan. 21, 2025). In July 2025, the Department of Labor determined that, under E.O. 14173, it must rescind its regulations promulgated under E.O. 11246, and issued a proposed rule rescinding those regulations, including the 41 CFR part 60-1 regulations that contain the EEO-1 reporting requirement. 90 FR 28472, 28473-74 (July 1, 2025).
                    </P>
                </FTNT>
                <P>The Commission subsequently adopted five additional reporting requirements:</P>
                <P>
                    ○ The EEO-2, codified at 29 CFR 1602.15, requires certain joint labor-management committees that control apprenticeship programs to annually report the number of applicants to, and participants in, apprenticeship programs by race/ethnicity and sex.
                    <SU>3</SU>
                    <FTREF/>
                     32 FR 2852, 2853 (Feb. 14, 1967) (proposed rule); 32 FR 10650 (July 20, 1967) (final rule).
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         The Commission discontinued its collection of the EEO-2 report in 1981, when the Office of Management and Budget disapproved the EEOC's request to revise the EEO-2. 
                        <E T="03">See</E>
                         Notice of Office of Management and Budget Action from James J. Tozzi, Deputy Administrator, Office of Information and Regulatory Affairs, to EEOC (May 28, 1981), 
                        <E T="03">https://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=198103-3046-001.</E>
                    </P>
                </FTNT>
                <P>
                    ○ The EEO-3, codified at 29 CFR 1602.22, requires certain labor organizations to biennially report 
                    <PRTPAGE P="46334"/>
                    membership, applicant, and job referral data by race/ethnicity and sex. 32 FR 2852, 2853 (Feb. 14, 1967) (proposed rule); 32 FR 10650 (July 20, 1967) (final rule).
                </P>
                <P>○ The EEO-4, codified at 29 CFR 1602.32, requires certain state and local governments to biennially report the number of employees according to specified job categories and salary bands by race/ethnicity and sex. 38 FR 5659 (Mar. 2, 1973) (proposed rule); 38 FR 12604 (May 14, 1973) (final rule).</P>
                <P>○ The EEO-5, codified at 29 CFR 1602.41, requires certain elementary and secondary school systems and districts to biennially report the number of employees in each of nineteen activity assignment classifications by race/ethnicity and sex. 38 FR 15461 (June 12, 1973) (proposed rule); 38 FR 26719 (Sept. 25, 1973) (final rule).</P>
                <P>
                    ○ The EEO-6, codified at 29 CFR 1602.49, requires certain institutions of higher education to biennially report the number of employees according to specified occupational activities, salary classes, and/or ranks by race/ethnicity and sex.
                    <SU>4</SU>
                    <FTREF/>
                     39 FR 16157 (May 7, 1974) (proposed rule); 40 FR 25188 (June 12, 1975) (final rule).
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         The Commission discontinued its collection of EEO-6 data in 1993 when the U.S. Department of Education began collecting data reported on the EEO-6 for post-secondary education through the annual Integrated Postsecondary Education Data System (IPEDS) Staff Survey. 
                        <E T="03">See</E>
                         Elise M. McNeely, U.S. Department of Education, 
                        <E T="03">The History and Origins of Survey Items for the Integrated Postsecondary Education Data System (2022-23 Update),</E>
                         at 4 n.5, HR-1 (NPEC 2023), 
                        <E T="03">https://nces.ed.gov/ipeds/pdf/NPEC/data/The-History-and-Origins-of-Survey-Items.pdf.</E>
                    </P>
                </FTNT>
                <P>
                    In addition to requiring the filing of the EEO Reports, the Commission has adopted recordkeeping and record preservation requirements related to the specific information needed to complete the reports. For example, section 1602.30 requires political jurisdictions with 15 or more employees to “make or keep records and the information therefrom which are or would be necessary for the completion of report EEO-4 under the circumstances set forth in the instructions thereto, whether or not the political jurisdiction is required to file such report.” 
                    <E T="03">See also, e.g.,</E>
                     29 CFR 1602.39 (requiring public elementary and secondary schools to make or keep records needed to complete EEO-5 reports).
                    <SU>5</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         The Commission also has promulgated broadly worded record preservation provisions that are not tied to the EEO Reports. 
                        <E T="03">E.g.,</E>
                         29 CFR 1602.14, 1602.31, 1602.40. The Commission is not proposing the rescission of these general record preservation requirements.
                    </P>
                </FTNT>
                <P>
                    Since the time that the Commission first required the submission of EEO Reports under Title VII, Congress expanded the Commission's authority to adopt reporting requirements when it passed the Americans with Disabilities Act of 1990 (“ADA”), the Genetic Information Nondiscrimination Act of 2008 (“GINA”), and the Pregnant Workers Fairness Act of 2022 (“PWFA”). 
                    <E T="03">See</E>
                     42 U.S.C. 12117(a) (ADA—incorporating “powers, remedies, and procedures” in section 709 of Title VII, among others); 42 U.S.C. 2000ff-6(a)(1) (GINA—incorporating “powers, remedies, and procedures” in section 709 of Title VII, among others); 42 U.S.C. 2000gg-2(a)(1) (PWFA—incorporating “powers, remedies, and procedures” in section 709 of Title VII, among others). However, the Commission has never revised part 1602 to adopt reporting requirements under the ADA, GINA, or the PWFA.
                </P>
                <P>
                    To make other changes to the data collected in the EEO Reports, the EEOC has typically relied on the Paperwork Reduction Act (“PRA”). Because the EEO Reports involve the “collection of data,” they are covered by the PRA and require clearance by the Office of Management and Budget (“OMB”).
                    <SU>6</SU>
                    <FTREF/>
                     44 U.S.C. 3501-21; 
                    <E T="03">see also</E>
                     Gen. Servs. Admin., 
                    <E T="03">A Guide to the Paperwork Reduction Act, https://pra.digital.gov</E>
                     (last visited June 23, 2026). PRA clearance is valid for up to three years. 44 U.S.C. 3507(g). For example, in late 2005, the EEOC issued a PRA notice that it was changing the preferred method of identifying an employee's race for EEO-1 reporting purposes from the employer's visual observation to the employee's own self-identification; added a “Two or More Races—(Not Hispanic or Latino)” category to the list of race and ethnic categories; and subdivided the “officials and managers” job category. 70 FR 71294, 71296, 71299 (Nov. 28, 2005). In 2016, the EEOC issued a PRA notice that it was revising the EEO-1 to add “Component 2,” which required employers to report pay data. 81 FR 5113 (Feb. 1, 2016). The EEOC subsequently determined that the “significant burden” imposed by the pay data collection was not justified by its “practical utility” and therefore omitted Component 2 when it sought renewal of the EEO-1 reporting requirement and reverted to requiring only demographic data (Component 1). 85 FR 16340, 16347 (Mar. 23, 2020).
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         Pursuant to the PRA, an agency must publish an initial notice in the 
                        <E T="04">Federal Register</E>
                         soliciting public comment and explaining, among other things, the specific data that will be collected and the estimated burden imposed on the public by the collection. 
                        <E T="03">See, e.g.,</E>
                         68 FR 34965 (June 11, 2003) (proposing changes to data collected through the EEO-1 report). After the public comment period has closed, the agency publishes a final notice addressing public comments in response to the initial notice and submits the proposed collection to OMB for review. 
                        <E T="03">See, e.g.,</E>
                         70 FR 71294 (Nov. 28, 2005) (final notice addressing public comments received in response to initial notice of June 11, 2003).
                    </P>
                </FTNT>
                <P>
                    As explained below, the Commission has now preliminarily determined that it should rescind the remaining reporting requirements under the EEO-1 and other EEO Reports. The Commission is not required to impose these reporting requirements on regulated entities, and it lies within the Commission's discretion to eliminate them if they are inconsistent with the law, no longer useful to enforce anti-discrimination laws, or counter to the EEOC's enforcement priorities.
                    <SU>7</SU>
                    <FTREF/>
                     Although the Commission has, in the past, made limited changes to the EEO Reports by relying on the PRA clearance process, the proposed complete rescission of the EEO Reports would require that the relevant provisions be removed from 29 CFR part 1602 to avoid public confusion about covered entities' reporting obligations, among other reasons. Because the Commission is proposing to rescind the EEO reporting requirements, it is also proposing to rescind the recordkeeping and record preservation requirements associated with the EEO Reports. This proposed action is consistent with the policy underlying E.O. 14192, “Unleashing Prosperity Through Deregulation,” that agencies must be “prudent and financially responsible in the expenditure of funds . . . to alleviate unnecessary regulatory burdens placed on the American people.” 90 FR 9065 (Feb. 6, 2025).
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         Some of the provisions in part 1602 have long been inconsistent with the accompanying instructions for the various EEO reports, including many of the filing deadlines, as well as § 1602.13, which allows employers to acquire race data “either by visual surveys of the work force, or at their option, by the maintenance of post-employment records as to the identity of employees where the same is permitted by State law.” In addition, the EEOC has not required the submission of either the EEO-2 report or the EEO-6 report for many decades. These provisions would need to be rescinded through formal rulemaking even if the EEOC continued to require the other EEO reports.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">II. Reasons</HD>
                <HD SOURCE="HD2">A. Conflict With EEO Law and U.S. Constitution</HD>
                <P>
                    While the Commission often will need to request information related to employees' protected characteristics in the context of a particular charge or lawsuit, the Commission has preliminarily concluded that wholesale collection of such information through the EEO Reports—unconnected to any specific allegation of discrimination—may hinder effective enforcement of the 
                    <PRTPAGE P="46335"/>
                    EEO laws, and even more significantly, may violate the U.S. Constitution.
                </P>
                <P>
                    Under the Constitution, government actions that classify individuals on the basis of race are subject to “strict scrutiny,” and therefore must be “narrowly tailored” to advance a “compelling governmental interest.” 
                    <E T="03">See, e.g., Louisiana</E>
                     v. 
                    <E T="03">Callais,</E>
                     146 S. Ct. 1131, 1161 (2026); 
                    <E T="03">Students for Fair Admissions, Inc.</E>
                     v. 
                    <E T="03">President &amp; Fellows of Harv. Coll.,</E>
                     600 U.S. 181, 206-07 (2023) (
                    <E T="03">SFFA</E>
                    ). The constitutional guarantee of equal protection is universal and not restricted to certain favored groups. 
                    <E T="03">See SFFA,</E>
                     600 U.S. at 206 (“Eliminating racial discrimination means eliminating all of it.”); 
                    <E T="03">Adarand Constructors, Inc.</E>
                     v. 
                    <E T="03">Pena,</E>
                     515 U.S. 200, 227 (1995) (concluding that because the Constitution protects persons, not groups, a race-based classification “should be subjected to detailed judicial inquiry to ensure that the 
                    <E T="03">personal</E>
                     right to equal protection has not been infringed”). The Constitution makes no exception for so-called “benign” classifications. 
                    <E T="03">See City of Richmond</E>
                     v 
                    <E T="03">J.A. Croson Co.,</E>
                     488 U.S. 469, 493 (1989) (plurality opinion) (explaining that a “searching judicial inquiry” is needed to determine whether a so-called “benign” classification is “motivated by illegitimate notions of racial inferiority”); 
                    <E T="03">see also SFFA,</E>
                     600 U.S. at 257 (Thomas, J., concurring) (“History has repeatedly shown that purportedly benign discrimination may be pernicious, and discriminators may go to great lengths to hide and perpetuate their unlawful conduct.”); 
                    <E T="03">id.</E>
                     at 266 (discussing historical reliance on supposedly benign motives to justify racially discriminatory policies, including Black Codes and “discriminatory and destructive social welfare programs”); 
                    <E T="03">id.</E>
                     at 271 (stating that “it is not even theoretically possible to `help' a certain racial group without causing harm to members of other racial groups”). Racial classifications are subject to strict scrutiny even if they arguably “burden or benefit the races equally.” 
                    <E T="03">Shaw</E>
                     v. 
                    <E T="03">Reno,</E>
                     509 U.S. 630, 651 (1993). Because the EEO Reports are imposed on regulated entities by federal regulation and require them to adopt race-based classifications, they must satisfy these stringent constitutional requirements. 
                    <E T="03">See Ricci</E>
                     v. 
                    <E T="03">DeStefano,</E>
                     557 U.S. 557, 594 (2009) (Scalia, J., concurring) (stating that if the federal government is prohibited from engaging in race discrimination, “then surely it is also prohibited from enacting laws mandating that third parties . . . discriminate on the basis of race (citing 
                    <E T="03">Buchanan</E>
                     v. 
                    <E T="03">Warley,</E>
                     245 U.S. 60, 78-82 (1917))).
                </P>
                <P>
                    As explained below, the Commission has preliminarily determined that the EEO Reports are inconsistent with EEO law because they may encourage employers to discriminate against employees who are not considered “minorities,” may promote racial stereotyping, and may encourage employers to engage in discrimination to avoid potential EEOC enforcement actions or to address perceived inequitable outcomes.
                    <SU>8</SU>
                    <FTREF/>
                     Additionally, requiring all employers with 100 or more employees to indiscriminately submit racial and sex demographic data to the federal agency responsible for enforcing anti-discrimination laws, absent any underlying charge or allegation of unlawful discrimination, is not narrowly tailored. In contrast, the EEOC's primary source of investigatory information to support its enforcement efforts—such as agency requests from a particular employer during a charge investigation for specific “records relevant to the determinations of whether unlawful employment practices have been or are being committed,” 42 U.S.C. 2000e-8(c)—are narrowly tailored to specific alleged violations of federal employment anti-discrimination laws arising from a particular charge of discrimination. For avoidance of doubt, this proposed rescission concerns only the routine mass collection of demographic information through mandatory EEO Reports to the EEOC, without regard to and unconnected with any underlying charge or allegation of unlawful discrimination; it does not concern requests for records relevant to determining whether unlawful employment practices have been or are being committed by a particular employer during a charge investigation. Because the EEO Reports compel employers to classify employees by race and sex and cannot be justified to support the EEOC's enforcement efforts, they may violate equal protection guarantees under the U.S. Constitution.
                    <SU>9</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         Consistent with these conclusions, the Commission is revising 29 CFR 1602.20(b)-(c) to remove recordkeeping categorizations based on race and sex and conforming section 1602.20 to the minimum apprenticeship recordkeeping requirements imposed on the Commission by Title VII Section 709(c). 
                        <E T="03">See infra</E>
                         Section IV.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         The Commission recognizes that, unlike race-based classifications, sex-based classifications are subject to intermediate scrutiny under the Constitution. 
                        <E T="03">See United States</E>
                         v. 
                        <E T="03">Skrmetti,</E>
                         605 U.S. 495, 510 (2025) (contrasting strict scrutiny (race, alienage, national origin) and intermediate scrutiny (sex) with rational basis review). However, given that the collection of sex data in the EEO Reports suffers from many of the same kinds of problems as the collection of race data, 
                        <E T="03">e.g.,</E>
                         stereotyping and the lack of a connection to an ongoing charge or investigation, the Commission believes that requiring employers to collect and report sex data also may violate the Constitution.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">1. Impermissible Focus on “Minorities” and Women</HD>
                <P>
                    When the EEO Reports were first adopted, Title VII was only a few years old. 
                    <E T="03">See</E>
                     31 FR 2832 (Feb. 17, 1966) (codified at 29 CFR 1602.7). The statute had been passed to address entrenched and widespread discriminatory practices that permeated American workplaces and denied millions of workers the same opportunities as others merely because of their race or sex or some other factor unrelated to job performance. 
                    <E T="03">See</E>
                     110 Cong. Rec. 7247 (1964) (“[T]he very purpose of [T]itle VII is to promote hiring on the basis of job qualifications, rather than on the basis of race or color.”). The EEO Reports were born of their time. They were adopted in large part as a way to monitor and track progress toward achieving the mandate of workplaces free of discrimination. 
                    <E T="03">See</E>
                     EEOC, 
                    <E T="03">Equal Employment Opportunity Report 1966 Part I,</E>
                     “The Many Faces of Discrimination” (1966) (“Equal Employment Report No. 1 marks the first attempt by the Equal Employment Opportunity Commission to measure the impact of discrimination in employment on minority groups and women.”). For nearly a decade, the only racial categories that employers were required to report were for four designated “minority groups” (“Negro,” “Oriental,” “American Indian,” and “Spanish American”), and the race and ethnicity of other workers were not tracked. By the late 1970s, the EEO Reports had been modified to require employers to identify all employees by race, not only “minority” employees. EEOC, 
                    <E T="03">Equal Employment Opportunity Report 1978, Job Patterns for Minorities and Women in Private Industry,</E>
                     Appendix (1978). However, the focus on potential discrimination against “minorities” persisted, and for over forty years, the Commission continued to issue annual reports of aggregate data titled “Job Patterns for Minorities and Women in Private Industry.”
                </P>
                <P>
                    The EEOC also narrowly focused on discrimination against minorities and women in the since rescinded 
                    <E T="03">Guidelines on Affirmative Action Appropriate Under Title VII of the Civil Rights Act of 1964, As Amended</E>
                     (1979) (“Guidelines”). 29 CFR part 1608. In adopting the Guidelines, the Commission described Title VII as intended to “improve employment opportunities for minorities and women,” rather than describing it as intended to prohibit race and sex 
                    <PRTPAGE P="46336"/>
                    discrimination against all workers, regardless of their race or sex. 29 CFR 1608.1(a). Thus, although the EEOC acknowledged that “[t]here is no separate concept under Title VII of `reverse discrimination,' ” 44 FR 4422, 4422 (Jan. 19, 1979), it adopted the Guidelines to “encourage[ ] and protect[ ]” employment opportunities specifically for minorities and women.
                    <SU>10</SU>
                    <FTREF/>
                     29 CFR 1608.1(c). In 2006, citing the Guidelines in the Compliance Manual Section on Race and Color Discrimination, the then-Commission reaffirmed its support for race-based affirmative action, but once again, only with respect to “racial minorities.” 
                    <E T="03">See</E>
                     EEOC, 
                    <E T="03">Section 15: Race and Color Discrimination</E>
                     § 15-VI.C (2006), 
                    <E T="03">https://www.eeoc.gov/laws/guidance/section-15-race-and-color-discrimination#VIC</E>
                     (“The Commission encourages voluntary affirmative action and diversity efforts to improve opportunities for racial minorities in order to carry out the Congressional intent embodied in Title VII.”).
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         Similarly, OFCCP regulations implementing E.O. 11246 require certain federal contractors to engage in “affirmative action” to address the “underutilization” of women and minorities. 41 CFR 60-2.10. Because President Trump rescinded E.O. 11246, OFCCP has also proposed the rescission of the implementing regulations. 
                        <E T="03">See supra</E>
                         note 2.
                    </P>
                </FTNT>
                <P>
                    Until 2025, multiple federal courts of appeals had relied on this distinction between so-called “minority-group” and “majority-group” plaintiffs in holding that majority-group plaintiffs (
                    <E T="03">e.g.,</E>
                     men and White individuals) must satisfy a heightened background circumstances test in order to establish a prima facie case of disparate treatment under the framework in 
                    <E T="03">McDonnell Douglas</E>
                     v. 
                    <E T="03">Green,</E>
                     411 U.S. 792 (1973). 
                    <E T="03">See</E>
                     Brief for the United States as Amicus Curiae in Support of Vacatur at 20-21, 
                    <E T="03">Ames</E>
                     v. 
                    <E T="03">Ohio Dep't of Youth Servs.,</E>
                     605 U.S. 303 (2025) (citing cases from Sixth, Seventh, Eighth, Tenth, and D.C. Circuits that apply a heightened background circumstances test).
                </P>
                <P>
                    Rejecting this heightened test, the Supreme Court held in 
                    <E T="03">Ames</E>
                     v. 
                    <E T="03">Ohio Department of Youth Services</E>
                     that Title VII's disparate-treatment provision prohibits discrimination against any “individual,” thus “establishing the same protections for every `individual'—without regard to that individual's membership in a minority or majority group.” 605 U.S. 303, 309-10 (2025); 
                    <E T="03">see also McDonald</E>
                     v. 
                    <E T="03">Santa Fe Trail Transp. Co.,</E>
                     427 U.S. 273, 280 (1976) (holding that Title VII prohibits discrimination against White individuals “upon the same standards” as Black individuals).
                </P>
                <P>
                    To be sure, the EEOC has long rejected the use of a heightened background circumstances test. 
                    <E T="03">See</E>
                     EEOC, 
                    <E T="03">Section 15 Race and Color Discrimination</E>
                     § 15-II n.23 &amp; accompanying text (2006), 
                    <E T="03">https://www.eeoc.gov/laws/guidance/section-15-race-and-color-discrimination.</E>
                </P>
                <P>
                    Nonetheless, by focusing attention on “minority” employees, the EEO Reports potentially conflict with 
                    <E T="03">Ames</E>
                     by requiring regulated entities to force all employees into a small number of predetermined race/ethnic categories. As explained in the instructions for completing the 2024 EEO-1 report, the “designations do not control who is protected by Title VII's prohibitions against employment discrimination based on race or national origin.” EEOC, 
                    <E T="03">2024 EEO-1 Component 1 Data Collection Instruction Booklet</E>
                     15 n.41. However, the predetermined categories, by their nature, only permit comparisons between members of different groups (
                    <E T="03">e.g.,</E>
                     Asian individuals and White individuals), rather than between members of the purportedly same group (
                    <E T="03">e.g.,</E>
                     Koreans and Indians). Moreover, despite the qualifying statement that these “designations do not control,” they may effectively guide how employers, employees, and even the EEOC look for potential discrimination under Title VII, to the exclusion of the myriad other forms of discrimination than can, and do, exist. As a result, combatting discrimination against members of the predetermined categories is prioritized over combatting discrimination involving other categories, contrary to the 
                    <E T="03">Ames</E>
                     principle that Title VII prohibits discrimination against “individuals,” 42 U.S.C. 2000e-2(a)(1), and that the same protections apply regardless of the particular group to which someone belongs. 
                    <E T="03">See also Ricci</E>
                     v. 
                    <E T="03">DeStefano,</E>
                     557 U.S. 557, 608 (2009) (Alito, J., concurring) (stating that White and Hispanic firefighters who challenged the defendant city's decision to throw out the results of a firefighters promotional examination had a “right to demand . . . evenhanded enforcement of the law—of Title VII's prohibition against discrimination based on race”).
                </P>
                <P>
                    Whatever the merits of the initial justifications for the EEO Reports, the Commission believes that the atextual approach that frames discrimination based on pre-determined racial and ethnic categories and the dichotomy between minority and majority groups is no longer sustainable. 
                    <E T="03">Cf. SFFA,</E>
                     600 U.S. at 212 (concluding that a “race conscious” college admissions program must have an “end point”); 
                    <E T="03">id.</E>
                     at 314 (Kavanaugh, J. concurring) (stating that in 
                    <E T="03">Grutter,</E>
                     the Court did not exempt college admissions from the requirement that “all governmental use of race must have a logical end point” and that this requirement “assures all citizens that the deviation from the norm of equal treatment of all racial and ethnic groups is a temporary matter” (quoting 
                    <E T="03">Grutter</E>
                     v. 
                    <E T="03">Bollinger,</E>
                     539 U.S. 306, 342 (2003))).
                </P>
                <HD SOURCE="HD3">2. Racial Categories Are Not Grounded in EEO Law, and They Promote Stereotyping</HD>
                <P>
                    Over the nearly 60 years that the EEOC has required the submission of the EEO Reports, the EEOC has repeatedly revised and re-defined the racial and ethnic categories that employers are required to report. Given the reasonable concerns that employers and employees may have about identifying employees by race, the EEOC has a duty to ensure that the racial categories reflect its enforcement needs. 
                    <E T="03">See</E>
                     Gregory Taylor &amp; Christopher Weeks, Note, 
                    <E T="03">Compelled Identity: EEOC Policy to Reclassify Ethnicity as a Free Speech Violation,</E>
                     70 a.m. U. L. Rev. F. 37, 59-60 (2020) (noting that employer objections to race classifications could include staff morale and avoiding potential EEO litigation and employee objections to race classifications could include the belief that they may be subject to discrimination or that the issue is a private matter). The EEOC cautions filers that the “race/ethnic designations, as used by the EEOC for the EEO-1 Component 1 report, do not denote scientific definitions of anthropological origins.” EEOC, 
                    <E T="03">Job Patterns for Minorities and Women in Private Industry,</E>
                     Employer Information Report (EEO-1), Standard Form 100 (2003). What then are these categories based on? As the Supreme Court has observed, such racial categories are frequently “arbitrary,” “overbroad,” and/or “underinclusive.” 
                    <E T="03">SFFA,</E>
                     600 U.S. at 216. They are established by bureaucrats motivated by political considerations and “have become only more incoherent with time.” 
                    <E T="03">Id.</E>
                     291-92 (Gorsuch, J., concurring) (comparing cases in which Hispanic status was denied to an individual of Italian-Argentine descent and another individual with one Mexican grandparent but granted to a “Sephardic Jew whose ancestors fled Spain centuries ago”). Moreover, regardless of whether they are so intended, these classification systems are used to “sor[t] out winners and losers.” 
                    <E T="03">Id.</E>
                     at 291 (quoting H. Graham, 
                    <E T="03">The Origins of Official Minority Designation,</E>
                     in 
                    <E T="03">The New Race Question: How the Census Counts Multiracial Individuals</E>
                     289 (J. 
                    <PRTPAGE P="46337"/>
                    Perlmann &amp; M. Waters eds. 2002)); 
                    <E T="03">see also</E>
                     Alex Nowrasteh, 
                    <E T="03">The Consequences of a Middle Eastern or North African (MENA) Survey Question,</E>
                     CATO Institute (Sept. 28, 2023), 
                    <E T="03">https://www.cato.org/briefing-paper/consequences-middle-eastern-or-north-african-mena-survey-question</E>
                     (stating that “Arab American organizations began lobbying the U.S. Census Bureau in the 1980s to create a new racial category for Arab or Middle Eastern Americans to increase their political influence and, perhaps, eventually benefit from affirmative action”).
                </P>
                <P>
                    Such considerations do not reflect the EEOC's enforcement needs, yet they can be seen in the Commission's decisions about how an employee's race should be determined.
                    <SU>11</SU>
                    <FTREF/>
                     For example, when the EEO-1 Report was adopted, filers were instructed to identify an employee's race or ethnicity by visual observation, and “direct inquiry [was] not encouraged.” 30 FR at 14660. The employer could include an employee in the “minority group to which he or she appears to belong, or is regarded in the community as belonging.” 
                    <E T="03">Id.</E>
                     According to Herbert Hammerman, the EEOC's Chief of Reports at the time, relying on visual observation was necessary to “appeas[e]” the NAACP. Clark D. Cunningham et al., 
                    <E T="03">Passing Strict Scrutiny: Using Social Science to Design Affirmative Action Programs,</E>
                     90 Geo. L.J. 835, 863 (2002). Four decades later, the Commission made an about-face, telling employers that self-identification was now the “preferred method for gathering ethnic and racial information for the EEO-1 Report.” 70 FR 71294, 71296 (Nov. 28, 2005).
                    <SU>12</SU>
                    <FTREF/>
                     The Commission described the change as “key to the government's goal of understanding the increasing complexity of race in America,” and rather bizarrely described the change not as enhancing EEO enforcement but merely as one that “will not undermine civil rights.” 
                    <E T="03">Id.</E>
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         The Commission's views are limited to its own use of racial and ethnic categories for EEO enforcement purposes and do not extend to other federal agencies' use in non-EEO contexts.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         Moreover, as discussed earlier, although voluntary self-identification is the Commission's “preferred” method for collecting race data, employers are still permitted to classify employees' race using other sources, such as observer identification or employment records when completing EEO reporting to the EEOC. Therefore, because every employee may ultimately be assigned a racial category for reporting purposes, the employee's only choice is 
                        <E T="03">who</E>
                         makes the classification to the government. The statutory scheme therefore encourages, if not compels, racial classification even when the individual objects. Because the government mandates racial classifications as a condition of employer compliance, the reporting regime constitutes governmental racial classification subject to strict scrutiny. While combating employment discrimination may be a compelling interest, a system that requires the government to assign racial identities to individuals who refuse to self-identify is arguably not narrowly tailored when less intrusive alternatives exist. 
                    </P>
                </FTNT>
                <P>Changes to particular EEO categories also reflect that the categories are largely arbitrary and not based on the EEOC's enforcement needs.</P>
                <P>
                    ○ The EEO Reports have always included an “American Indian” category. Curiously, this category was redefined in the late 1970s as limited to any persons with “origins in any of the original peoples of North America, and who maintain cultural identification through tribal affiliation or community recognition.” EEOC, 
                    <E T="03">Equal Employment Opportunity Report 1978: Job Patterns for Minorities and Women in Private Industry,</E>
                     Appendix (1978). Because of the tribal affiliation requirement, an individual's status as an “American Indian” turns in part on political considerations unrelated to EEO enforcement, and an individual with Native American origins but without a tribal affiliation falls outside any designated race/ethnic category regardless of how the employer views the individual or how he self-identifies.
                </P>
                <P>
                    ○ A further example is the evolution of the category that includes Hispanic and Latino individuals. The first EEO-1 Report designated “Spanish Americans” as one of four “minority” groups and defined the group as meaning “those of Latin American, Puerto Rican or Spanish origin.” 30 FR at 14660. In the instructions for the 1975 EEO-1 Report, the group is labeled “Spanish Surnamed Americans,” and “deemed to include all persons of Mexican, Puerto Rican, Cuban or Spanish origin.” EEOC, 
                    <E T="03">Equal Employment Opportunity Report 1975: Job Patterns for Minorities and Women in Private Industry,</E>
                     Appendix (1975). There is no mention of whether this category includes other individuals of Latin American origin. In the instructions for the 1978 EEO-1 Report, the Commission relabeled the category “Hispanic” and reverted to a broad definition (“All persons of Mexican, Puerto Rican, Cuban, Central or South American, or other Spanish culture or origin, regardless of race”). EEOC, 
                    <E T="03">Equal Employment Opportunity Report 1978: Job Patterns for Minorities and Women in Private Industry,</E>
                     Appendix (1978).
                </P>
                <P>
                    ○ Individuals with origins in Southeast Asia or the Indian subcontinent, were not included in any of the minority groups in the first EEO-Report. 30 FR at 14658. In the instructions for the 1973 EEO-4 Report and 1974 EEO-5 Report, those individuals were included in the then-newly added “White” racial category. EEOC, 
                    <E T="03">Minorities and Women in State and Local Government: Federal Region I,</E>
                     Appendix 2 (1973); EEOC, 
                    <E T="03">Equal Opportunity in the Schools: Job Patterns for Minorities and Women in Public Elementary and Secondary Schools,</E>
                     Appendix (1974). In the 1978 EEO-1 Report instructions, individuals with origins in Southeast Asia were moved to the category “Asian or Pacific Islander.” EEOC, 
                    <E T="03">Job Patterns for Minorities and Women in the Private Sector,</E>
                     Appendix (1978).
                </P>
                <P>
                    Viewing individuals as having inherent qualities based on racial stereotypes is antithetical to the Title VII requirement that employer actions be colorblind. Thus, in E.O. 14173, President Trump made it the policy of the United States to ensure that employment decisions are not based on discriminatory preferences but “individual merit, aptitude, [and] hard work.” 90 FR at 8633; 
                    <E T="03">cf. SFFA,</E>
                     600 U.S. at 220 (concluding that respondents' race-based college admissions programs rested on “pernicious stereotype that `a black student can usually bring something that a white person cannot offer'” (quoting 
                    <E T="03">Regents of Univ. of Cal.</E>
                     v. 
                    <E T="03">Bakke,</E>
                     438 U.S. 265, 316 (1978) (opinion of Powell, J.))).
                </P>
                <P>
                    Such stereotypes feature prominently in recent cases involving training and other employer-sponsored events purportedly intended to prevent discrimination. A particularly egregious example is 
                    <E T="03">Chislett</E>
                     v. 
                    <E T="03">New York City Department of Education,</E>
                     157 F.4th 172 (2d Cir. 2025). In that case, the court vacated summary judgment for the employer in a racial harassment claim based largely on alleged comments during mandatory “implicit bias” training sessions. These included comments by instructors that “white colleagues must take a step back and yield to colleagues of color”; and “white culture's values” are “homogenous and supremacist.” 
                    <E T="03">Id.</E>
                     at 180. When the plaintiff, an educator, opted not to participate in a training session in which participants were instructed to list “white values” on a poster, another participant called her a “horrible person,” and a facilitator told participants that if they did not “stand up” to “people who disagree with these views about white supremacist values, children's lives would be at stake.” 
                    <E T="03">Id.</E>
                     Not surprisingly, the pernicious stereotypes perpetuated in these training sessions affected day-to-day workplace interactions. For example, at a meeting at which the plaintiff asked a Black subordinate why she was late for a meeting she was supposed to help lead, the subordinate accused the 
                    <PRTPAGE P="46338"/>
                    plaintiff of making a “race-based judgment” and said she could “not be trusted.” The next week, referring back to this incident, the subordinate admonished the plaintiff, “How dare you approach me out of your white privilege.” 
                    <E T="03">Id.; see also, e.g., Diemert</E>
                     v. 
                    <E T="03">City of Seattle,</E>
                     776 F. Supp. 3d 922, 941 (W.D. Wash. 2025) (alleged racial harassment included statements by a trainer that “the real truth is that all white people are cannibals[,]” “racism is in white people's DNA[,]” and “white people are like the devil”); 
                    <E T="03">Johnson</E>
                     v. 
                    <E T="03">Or. by and though Or. Dep't of Env't Quality,</E>
                     No. 3:24-cv-002979, 2024 WL 5038803, at *4 (D. Or. Dec. 9, 2024) (alleged racial harassment included mandatory training that “ascribed negative traits to white people without exception and as flowing from race” and comments from coworkers that “white employees' accomplishments result from `unearned privilege,' ” “white voices are not worth listening to,” and “discrimination against white people is legitimate”).
                </P>
                <HD SOURCE="HD3">3. Misuse of Data</HD>
                <P>
                    The Commission also has concerns that demographic data may be subject to misuse. As widely recognized by federal courts, a statistical imbalance may have an innocuous explanation and not be probative of discrimination, standing alone. 
                    <E T="03">See, e.g., Grant</E>
                     v. 
                    <E T="03">City of Blytheville,</E>
                     841 F.3d 767, 775 (8th Cir. 2016) (“[F]or statistical evidence to be probative . . . , it must analyze the treatment of comparable employees.” (quoting 
                    <E T="03">Evers</E>
                     v. 
                    <E T="03">Alliant Techsystems, Inc.,</E>
                     241 F.3d 948, 958 (8th Cir. 2001))); 
                    <E T="03">Ford</E>
                     v. 
                    <E T="03">Jackson Nat'l Life Ins. Co.,</E>
                     45 F.4th 1202, 1217 (10th Cir. 2022) (“Statistics taken in isolation are generally not probative of . . . discrimination.” (quoting 
                    <E T="03">Jones</E>
                     v. 
                    <E T="03">Unisys Corp.,</E>
                     54 F.3d 624, 632 (10th Cir. 1995))); 
                    <E T="03">Matthews</E>
                     v. 
                    <E T="03">Waukesha Cnty.,</E>
                     759 F.3d 821, 830 (7th Cir. 2014) (holding that the district court properly concluded that the “probative value of the [the plaintiff's] statistical evidence was limited because of its broad scope”). Nevertheless, regulated entities may mistakenly believe that the EEOC will target them for enforcement actions based on statistical imbalances and therefore take discriminatory actions to correct those imbalances in violation of EEO law. 
                    <E T="03">See Texas</E>
                     v. 
                    <E T="03">EEOC,</E>
                     933 F.3d 433, 447 (5th Cir. 2019) (concluding that EEOC guidance imposed a regulatory burden on Texas that “pressured” it to change its policy to avoid enforcement actions); 
                    <E T="03">see also Watson</E>
                     v. 
                    <E T="03">Fort Worth Bank &amp; Trust,</E>
                     487 U.S. 977, 933 (1988) (plurality opinion) (explaining that, although use of quotas and preferential treatment may be unlawful, employers may adopt them as a “cost-effective means of avoiding expensive litigation and potentially catastrophic liability”). Alternatively, employers may use the data to address perceived inequities, misunderstanding that Title VII does not provide equal outcomes, only equal opportunity. 
                    <E T="03">See</E>
                     E.O. 14173, 90 FR at 8633 (noting that “critical and influential institutions of American society, including the Federal Government, major corporations, financial institutions, the medical industry, large commercial airlines, law enforcement agencies, and institutions of higher education have adopted and actively use dangerous, demeaning, and immoral race- and sex-based preferences under the guise of so-called `diversity, equity, and inclusion' (DEI) or `diversity, equity, inclusion, and accessibility' (DEIA) that can violate the civil-rights laws of this Nation”); 
                    <E T="03">cf. Louisiana</E>
                     v. 
                    <E T="03">Callais,</E>
                     146 S. Ct. 1131 (2026) (concluding that the term “opportunity” in section 2(b) of the Voting Rights Act (“VRA”) “must mean a 
                    <E T="03">chance</E>
                     to achieve a desired result, because the [VRA] does not guarantee equal outcomes”).
                </P>
                <P>
                    The Supreme Court has made clear that EEO law does not make an exception for actions based on race or other protected characteristics that are “well intentioned or benevolent.” 
                    <E T="03">Ricci</E>
                     v. 
                    <E T="03">DeStefano,</E>
                     557 U.S. 557, 579-80 (2009). In other words, Title VII's protections do not carve out exceptions for employers to take race-based actions to benefit some employees at the expense of others. 
                    <E T="03">Cf. Parents Involved in Cmty. Schs.</E>
                     v. 
                    <E T="03">Seattle Sch. Dist. No. 1,</E>
                     551 U.S. 701, 748 (2007) (Equal Protection case) (“The way to stop discrimination on the basis of race is to stop discriminating on the basis of race.”). In recent cases, courts have held that employers violate EEO law by taking actions based on protected characteristics in order to address the underrepresentation of women or particular racial or ethnic groups. 
                    <E T="03">See Duvall</E>
                     v. 
                    <E T="03">Novant Health, Inc.,</E>
                     95 F.4th 778, 788-91 (4th Cir. 2024) (holding that a reasonable jury could have found that a White male executive was fired based on his race and/or sex, where he was fired during an initiative to increase representation of women and Black individuals in leadership roles); 
                    <E T="03">Dill</E>
                     v. 
                    <E T="03">Int'l Bus. Machs. Corp.,</E>
                     No. 1:24-cv-852, 2025 WL 913744 (W.D. Mich. Mar. 26, 2025) (denying motion to dismiss where a White male alleged he was fired even though he was performing his job well and IBM had set targets for racial and gender composition and provided compensation incentives to executives to improve representation of women and minorities).
                </P>
                <P>By requiring employers and other regulated entities to report statistical data related to sex and race/ethnicity, the Commission's EEO reporting requirement may have the unintended effect of promoting, rather than reducing, discrimination because of the mistaken view that it is permissible to take race and sex-based actions to correct statistical imbalances. On the other hand, an employer could mistakenly believe that the absence of a statistical imbalance means that it has not violated EEO law, causing the employer to forgo its responsibilities to prevent and correct discrimination. As the primary federal agency charged with enforcing the nation's EEO laws, the EEOC must exercise great care to ensure that its regulations do not undermine the effective operation of the EEO laws.</P>
                <P>
                    Recognizing that employer actions to address statistical imbalances are contrary to the “bedrock principle of the United States . . . that all citizens are treated equally under the law,” President Trump issued E.O. 14281, directing the EEOC and other federal agencies to “deprioritize enforcement of all statutes and regulations to the extent they include disparate-impact liability.” 90 FR 17537, 17537 (Apr. 23, 2025). Such actions, as with employer actions driven by race or sex-based stereotypes, “hinder[ ] businesses from making hiring and other employment decisions based on merit and skill, their needs, or the needs of their customers.” As explained in a Department of Justice opinion addressing the constitutionality of disparate-impact liability under Title VII, “virtually 
                    <E T="03">every</E>
                     employment practice has at least some adverse impact on some protected group.” 50 Op. O.L.C. (June 9, 2026) (slip op. at 20 n.13). As a result, employers may be pressured to engage in unlawful race-based decision making to address statistical disparities that could result in disparate-impact liability. 
                    <E T="03">Id.</E>
                     at 8-9. E.O. 14281 provides the Commission with further justification for rescinding the EEO Reports.
                </P>
                <HD SOURCE="HD3">4. Potential Equal Protection Violation</HD>
                <P>As explained earlier, government-imposed racial classifications are themselves racial classifications and are subject to strict scrutiny. To be lawful, they must therefore be narrowly tailored and justified by a compelling governmental interest.</P>
                <P>
                    The Commission's authority to solicit reporting comes from section 709(c) of Title VII, but that authority is limited to “records 
                    <E T="03">relevant to</E>
                     the determinations 
                    <PRTPAGE P="46339"/>
                    of whether unlawful employment practices have been or are being committed.” 42 U.S.C. 2000e-8(c) (emphasis added). Because the bulk of the EEO Reports data is not relevant to determining whether unlawful employment practices have occurred (because, as discussed, many employers do not have any race, national origin, or sex-based charge of discrimination or a related investigation against them in any particular year for which EEO Reports data might be relevant), 
                    <E T="03">see supra</E>
                     Section II.1-3, a compelling government interest does not justify the collection of that bulk of the data.
                </P>
                <P>
                    Even if a compelling government interest were to exist, the EEO Reports would still fail constitutional scrutiny because they are not narrowly tailored in the absence of a charge of discrimination or investigation. A charge of discrimination precedes a formal EEOC investigation. During an investigation, the Commission is authorized by Congress to obtain data from employers through a variety of means, including requests for information and subpoenas. This information is tailored to the specific allegations under EEOC investigation and is therefore better suited to assist the Commission in evaluating whether unlawful employment practices have occurred or are ongoing. The Commission views its investigative authority as a more reliable, narrowly tailored, and cost-effective tool to support its enforcement efforts.
                    <SU>13</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         
                        <E T="03">See infra</E>
                         Section II.3 (explaining that statistical imbalances alone may not be probative of unlawful employment practices); 
                        <E T="03">see also, e.g., Tex. Dep't of Hous. &amp; Cmty. Affs.</E>
                         v. 
                        <E T="03">Inclusive Cmtys. Project, Inc.,</E>
                         576 U.S. 519, 521 (2015) (“[S]erious constitutional questions . . . might arise . . . if . . . liability were imposed based solely on a showing of a statistical disparity.”); 
                        <E T="03">Wards Cove Packing Co.</E>
                         v. 
                        <E T="03">Atonio,</E>
                         490 U.S. 642, 643 (1989) (explaining that if any employer with a “racially imbalanced segment of its work force” can be “haled into court and made to undertake the expensive and time-consuming task of defending” itself, then “the only practicable option” for many employers “would be the adoption of racial quotas, which has been rejected by [the Supreme] Court and by Congress”); 
                        <E T="03">cf.</E>
                         42 U.S.C. 2000e-8(c) (requiring employers to maintain records that are “
                        <E T="03">relevant</E>
                         to the determinations of whether unlawful employment practices have been or are being committed”) (emphasis added).
                    </P>
                </FTNT>
                <P>
                    Since the EEO Reports mandate reporting requirements of race-based classifications and are not consistent with the Commission's enforcement of EEO law when not related to a charge or investigation, they potentially conflict with the constitutional guarantee of equal protection.
                    <SU>14</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         The Commission recognizes that courts have rejected some constitutional challenges to government data collections. For instance, in 
                        <E T="03">Morales</E>
                         v. 
                        <E T="03">Daley,</E>
                         116 F. Supp. 2d 801, 815 (S.D. Tex. 2000), the court distinguished “between collecting demographic data so that the government may have the information it believes at a given time it needs in order to govern, and governmental use of suspect classifications without a compelling interest.” Since the plaintiffs were challenging the mere collection of race data by the Census Bureau pursuant to its statutory authority, the court concluded that the issue presented was “one properly addressed by Congress, not by the courts.” 
                        <E T="03">Id.</E>
                         In the Commission's view, the collection of race data through the EEO Reports is distinguishable because, as explained in this notice of proposed rulemaking, the establishment of race categories in the reports is essentially an incoherent system of choosing “winners and losers,” thereby going beyond a mere data collection. 
                        <E T="03">SFFA,</E>
                         600 U.S. at 291(Gorsuch, concurring) (quoting H. Graham, 
                        <E T="03">The Origins of Official Minority Designation,</E>
                         in 
                        <E T="03">The New Race Question: How the Census Counts Multiracial Individuals</E>
                         289 (J. Perlmann &amp; M. Waters eds. 2002)).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Costly Burden on the Commission</HD>
                <P>
                    The EEO Reports require that the Commission devote a meaningful portion of its budget to administering the reporting. The Commission is a small agency with a small budget. Historically, most of the Commission's budget is committed to fixed costs primarily in the form of compensation and rent. For example, for Fiscal Year (FY) 2027, compensation and benefits, rent, and security will account for 80 percent of the agency's projected expenses. EEOC, 
                    <E T="03">Fiscal Year 2027 Congressional Budget Justification</E>
                     at 6 chart 1 (Mar. 2026), 
                    <E T="03">https://www.eeoc.gov/sites/default/files/2026-04/Fiscal_Year_2027_Congressional_Budget_Justification_-_508.pdf.</E>
                     Another 7 percent of the Commission's 2027 budget is allocated to Information Technology expenses, and the remaining 13 percent is dedicated to “Other Program Support,” including, for example, operational support to the agency's 53 field offices and employee training. 
                    <E T="03">Id.</E>
                     Given these significant fixed costs, the Commission operates within very tight margins to fund the agency's other priorities.
                    <SU>15</SU>
                    <FTREF/>
                     In recent years, operating within these margins has become even more difficult since the Commission's enacted funding levels have been lower than the agency's budget requests to Congress. Therefore, the Commission must be incredibly strategic and fiscally prudent as to the activities the agency chooses to fund or not fund.
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         For example, the EEOC estimates that in FY 2027 it will obligate up to $32,000,000 to compensate state and local Fair Employment Practices Agencies (FEPAs) for investigatory and other charge-related work, as well as funding for Tribal Employment Rights Offices (TEROs), which assist the agency with outreach and education for tribal members. The agency estimates another $6,000,000 will go to support the agency's non-fee-based outreach activities across the United States. 
                        <E T="03">See</E>
                         EEOC, 
                        <E T="03">Fiscal Year 2027 Congressional Budget Justification</E>
                         6, 34 (Mar. 2026), 
                        <E T="03">https://www.eeoc.gov/sites/default/files/2026-04/Fiscal_Year_2027_Congressional_Budget_Justification_-_508.pdf.</E>
                    </P>
                </FTNT>
                <P>
                    One of the activities the Commission has historically funded is the collection of EEO data from private employers, local unions, state and local governments, and public elementary and secondary school systems and districts. However, funding these data collections has imposed a significant financial burden on the agency. In the last five years alone, the Commission has incurred over $18,000,000 in federal contractor costs collecting these data—and this amount does not include the additional millions incurred in federal staffing costs. For example, in the Commission's most recent PRA Notice for the collection of EEO-1 data,
                    <SU>16</SU>
                    <FTREF/>
                     88 FR 27504 (May 2, 2023), the Commission estimated that the federal cost to the agency to administer the EEO-1 would be $3,892,230 per year, of which $3,258,616 would be contractor costs. EEOC, 
                    <E T="03">Supporting Statement A</E>
                     at 15, OMB No. 3046-0049 (May 2, 2023), 
                    <E T="03">https://www.reginfo.gov/public/do/DownloadDocument?objectID=131631701</E>
                    . If considered in terms of the FY 2027 budget, this $3,258,616 amount for the EEO-1 data collection would represent approximately 6 percent of the agency's budget for “Other Program Support.” 
                    <SU>17</SU>
                    <FTREF/>
                     However, the EEO-1 is only one of the data collections administered by the Commission. The agency also incurs contractor and federal staffing costs for the EEO-3, EEO-4, and EEO-5 data collections. For example, based upon estimates published in the most recent PRA Notices for the EEO-3, EEO-4, and EEO-5, the combined federal costs of these collections are approximately $1.2 million.
                    <SU>18</SU>
                    <FTREF/>
                     89 FR 96968, 96969 (Dec. 6, 2024) (EEO-3); 89 FR 96963, 96963 (Dec 6, 2024) (EEO-4); 89 FR 96965, 96966 (Dec. 6, 2024) (EEO-5).
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         This PRA Notice covers the collection of data by the EEOC for reporting years 2022, 2023, and 2024. 88 FR 27504 (May 2, 2023). The OMB clearance for this Notice expires on November 30, 2026. However, the agency has already completed its collection of the data for the three reporting years approved by this Notice (
                        <E T="03">i.e.,</E>
                         2022, 2023, 2024).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         The agency believes 6 percent likely underestimates the percentage of the Commission's FY 2027 budget that would be required to fund the EEO-1 given the $3,258,616 estimate was last calculated in 2023 for the most recent EEO-1 PRA Notice (
                        <E T="03">i.e.,</E>
                         88 FR 27506).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         Although the EEO-3, EEO-4, and EEO-5 data collections are much smaller and less expensive than the EEO-1, they still impose a cost on the agency. For example, under the prior presidential administration, the Commission did not field the 2024 EEO-3 and 2024 EEO-5 data collections due to the costs associated with these collections and the agency's need to reallocate funds to other priorities.
                    </P>
                </FTNT>
                <PRTPAGE P="46340"/>
                <HD SOURCE="HD2">C. Conclusion</HD>
                <P>
                    The Commission has proposed the rescission of portions of 29 CFR part 1602 that require regulated entities to file the EEO Reports and to keep (make) and preserve records related to those reports. It additionally proposes to remove recordkeeping categorizations based on race and sex, while retaining the need for employers to keep records of their employment actions generally. As explained above, the Commission has preliminarily concluded that, contrary to the EEOC's statutory responsibility, the EEO Reports may be encouraging employers to discriminate against employees who are not considered “minorities,” promoting racial stereotyping, and encouraging employers to engage in discrimination to avoid potential EEOC enforcement actions or to address perceived inequitable outcomes. Because the EEO Reports require employers to impose racial classifications on employees, they are possibly in violation of the constitutional right to equal protection. Additionally, the significant burden imposed on the Commission by the reporting requirements, particularly the EEO-1, is not justified by the limited practical utility for the Commission's enforcement priorities. 
                    <E T="03">See Lincoln</E>
                     v. 
                    <E T="03">Vigil,</E>
                     508 U.S. 182, 192 (1993) (“The allocation of funds from a lump-sum appropriation is [an] administrative decision traditionally regarded as committed to agency discretion. After all, the very point of a lump-sum appropriation is to give an agency the capacity to adapt to changing circumstances and meet its statutory responsibilities in what it sees as the most effective or desirable way.”). As a result, the Commission would not be acting “prudent[ly] and financially responsibl[y] in the expenditure of funds,” E.O. 14192, 90 FR at 9065, by retaining the EEO Reports, and therefore EEO regulations requiring the EEO Reports should be rescinded.
                </P>
                <HD SOURCE="HD1">III. Addition of References to the PWFA Under Prior Proposed Rule</HD>
                <P>
                    In addition to the revisions described above, the Commission reminds stakeholders that, in a November 21, 2024 notice of proposed rulemaking (“NPRM”), the Commission previously proposed incorporating into part 1602 references to the PWFA. 89 FR 92076. Before issuing that NPRM, the Commission issued an interim final rule that implemented changes to its administrative and procedural regulations to include references to the PWFA. 89 FR 11167 (Feb. 14, 2024). That rule, as corrected on May 28, 2024, did not revise four sections of 29 CFR part 1602 that pertain to recordkeeping, because revisions to those recordkeeping provisions require approval under the PRA, as well as the opportunity for a public hearing pursuant to 42 U.S.C. 2000e-8(c) (as incorporated into the PWFA by 42 U.S.C. 2000gg-2). 44 U.S.C. ch. 35; 89 FR 46021. The November 21, 2024 NPRM proposed to amend §§ 1602.14, 1602.21(b), 1602.28(a), and 1602.31. 89 FR at 92077. On January 8, 2025, the Commission held a public hearing regarding the NPRM. EEOC, 
                    <E T="03">Hearing of January 8, 2025, https://www.eeoc.gov/meetings/hearing-january-8-2025-hear-public-comment-eeocs-proposed-revision-its-existing/transcript.</E>
                     No members of the public contacted the agency to request to speak, nor did any member of the public present testimony at the hearing. Further, no public comments were received in response to the NPRM. Given that the Commission is now issuing a second proposed rule that proposes significant changes to part 1602, in the interest of efficient rulemaking, the Commission intends to incorporate the references to the PWFA, as provided in the November 21, 2024 NPRM, into part 1602 as part of any final rule issued at the conclusion of this rulemaking.
                </P>
                <HD SOURCE="HD1">IV. Section-by-Section Analysis of Regulatory Revisions</HD>
                <P>In accordance with sections II and III, the Commission proposes revising and republishing part 1602 of title 29 of the Code of Federal Regulations. The following section-by-section analysis explains the revisions. First, the Commission proposes to remove sections containing EEO-1, EEO-2, EEO-3, EEO-4, EEO-5, and EEO-6 reporting requirements. Second, the Commission proposes to amend record preservation and recordkeeping sections to remove references to the reporting and associated recordkeeping requirements and to add references to the PWFA. Third, the Commission proposes to amend the recordkeeping requirement in § 1602.20 to conform to the minimum statutory requirement under section 709(c) of Title VII. The record preservation and recordkeeping requirements otherwise remain substantively unchanged. Fourth, the Commission proposes to remove reserved, redundant, and unnecessary sections; and proposes minor corrections to the remaining sections. Fifth, the Commission proposes to remove the subpart headings in part 1602 because the remaining 11 sections are closely related and no subparts are necessary in the revised regulation.</P>
                <HD SOURCE="HD2">Revision of § 1602.1 and Removal of §§ 1602.2-1602.6</HD>
                <P>The proposed rule contains minor corrections to § 1602.1 to align it more closely with section 709(c) of Title VII. For example, it clarifies that the statute authorizes, but does not require, the Commission to establish regulations under which certain regulated entities must report certain information to the agency. It also removes §§ 1602.2-1602.6; these sections were reserved and are no longer necessary to the revised regulation.</P>
                <HD SOURCE="HD2">Removal of EEO-1 Reporting Requirements and Conforming Amendments</HD>
                <P>The proposed rule would remove current § 1602.7, which contains the EEO-1 reporting requirement. The proposed rule also removes § 1602.8, which contains a penalty for making false statements on the EEO-1 report; § 1602.9, which contains the Commission's remedy for a regulated entity's failure to file an EEO-1 report; and § 1602.10, which is currently reserved and therefore unnecessary. It also removes §§ 1602.11 and 1602.12, which reserve to the Commission the right to impose additional reporting or recordkeeping requirements; these sections are unnecessary to retain because section 709(c) of Title VII authorizes the Commission to establish such requirements in the future. The proposed rule removes § 1602.13 because it contains requirements related to the EEO-1 report that are not necessary in the absence of the reporting requirement. The Commission restates its proposal to amend § 1602.14 to add a reference to the PWFA, as first proposed in the Commission's November 21, 2024 NPRM.</P>
                <HD SOURCE="HD2">Removal of EEO-2 Reporting Requirements and Conforming Amendments</HD>
                <P>
                    The proposed rule would remove § 1602.15, which contains the EEO-2 reporting requirement. The proposed rule would also remove § 1602.16, which contains a penalty for making false statements on the EEO-2 report; § 1602.17, which contains the Commission's remedy for a covered entity's failure to file an EEO-2 report; and § 1602.18 because it is currently reserved and therefore unnecessary. It would further remove § 1602.19, which reserves to the Commission the right to impose additional reporting requirements; this section is unnecessary because section 709(c) of Title VII authorizes the Commission to 
                    <PRTPAGE P="46341"/>
                    establish such requirements in the future.
                </P>
                <P>The Commission also proposes to amend § 1602.20 to remove paragraph (a), which concerned records kept for completing the EEO-2 report; to revise paragraphs (b) and (c) to remove references to the EEO-2 report; to add a definition of “apprenticeship program” to paragraph (b); and to revise paragraphs (b) and (c) so that the recordkeeping requirement reflects the minimum that Title VII instructs the Commission to impose. Specifically, the Commission proposes to remove from 29 CFR 1602.20(b)-(c) the requirement that employers, labor organizations, and joint labor-management committees maintain records identifying apprenticeship program applicants' sex and race. Section 709(c) of Title VII requires the Commission to “by regulation, require each employer, labor organization, and joint labor-management committee . . . to maintain . . . a list of applicants who wish to participate in such [apprenticeship or other training] program, including the chronological order in which applications were received . . . .” 42 U.S.C. 2000e-8(c). The Commission proposes to amend § 1602.21 to remove references to the EEO-2 report and make conforming amendments, and restates its proposal to add a reference to the PWFA as first proposed in its November 21, 2024 NPRM.</P>
                <HD SOURCE="HD2">Removal of EEO-3 Reporting Requirements and Conforming Amendments</HD>
                <P>The proposed rule would remove current § 1602.22, which contains the EEO-3 reporting requirement. It would also remove § 1602.23, which contains a penalty for making false statements on the EEO-3 report; § 1602.24, which contains the Commission's remedy for a regulated entity's failure to file an EEO-3 report; and § 1602.25 because it is currently reserved and therefore unnecessary. The proposed rule would further remove § 1602.26, which reserves to the Commission the right to impose additional reporting requirements; this section is unnecessary because section 709(c) of Title VII authorizes the Commission to establish such requirements in the future. The proposed rule removes § 1602.27 because that section contains requirements related to the EEO-3 report that become inapplicable if the reporting requirement is removed. The Commission further proposes to amend § 1602.28 to remove references to the EEO-3 report and make conforming amendments, and restates its proposal to add a reference to the PWFA as first proposed in its November 21, 2024 NPRM.</P>
                <HD SOURCE="HD2">Amendment and Removal of Sections Addressing Applicability of State or Local Law</HD>
                <P>The Commission proposes to amend § 1602.29, which addresses the applicability of State or local law to current subparts D through G, to remove references to the EEO-2 and EEO-3 reports and to remove redundant language. The Commission further proposes to remove reference to subparts D through G in § 1602.29 such that the section is generally applicable to each of the proposed record preservation and recordkeeping provisions. As such, the proposed rule would remove several similar sections addressing State and local law in part 1602, specifically current §§ 1602.38, 1602.46, and 1602.55.</P>
                <HD SOURCE="HD2">Removal of EEO-4 Reporting Requirements and Conforming Amendments</HD>
                <P>The proposed rule would remove § 1602.30, which contains requirements related to the EEO-4 report that become inapplicable if the EEO-4 reporting requirement is removed. The Commission restates its proposal to amend § 1602.31 to add reference to the PWFA, as first proposed in its November 21, 2024 NPRM. The proposed rule would also remove § 1602.32, which contains the EEO-4 reporting requirement; § 1602.33, which contains a penalty for making false statements on the EEO-4 report; § 1602.34, which contains the Commission's remedy for a regulated entity's failure to file an EEO-4 report; and § 1602.35, which is currently reserved and therefore unnecessary. The Commission proposes to amend § 1602.36 to remove a reference to § 1602.30, remove references to subparts I and J, and add a reference to § 1602.31. The proposed rule would also remove § 1602.37 because it reserves to the Commission the right to impose additional reporting or recordkeeping requirements; this section is unnecessary because section 709(c) of Title VII authorizes the Commission to establish such requirements in the future.</P>
                <HD SOURCE="HD2">Removal of EEO-5 Reporting Requirements and Conforming Amendments</HD>
                <P>The proposed rule would remove § 1602.39, which contains requirements related to the EEO-5 report that are unnecessary in the absence of the reporting requirement. Section 1602.40 remains unchanged. The proposed rule would remove § 1602.41, which contains the EEO-5 reporting requirement; § 1602.42, which contains a penalty for making false statements on the EEO-5 report; § 1602.43, which contains the Commission's remedy for a regulated entity's failure to file an EEO-5 report; and § 1602.44, which is currently reserved and therefore unnecessary. It also removes § 1602.45, which reserves to the Commission the right to impose additional reporting or recordkeeping requirements; this section is unnecessary because section 709(c) of Title VII authorizes the Commission to establish such requirements in the future.</P>
                <HD SOURCE="HD2">Removal of EEO-6 Reporting Requirements and Conforming Amendments</HD>
                <P>The proposed rule would remove current § 1602.47, and move the substance of the section to a new paragraph (a) under § 1602.49. It would further remove § 1602.48, which contains requirements related to the EEO-6 report that become inapplicable if the EEO-6 reporting requirement is removed. The Commission proposes to renumber § 1602.49 following the addition of a new paragraph (a). The proposed rule would remove § 1602.50 because it contains the EEO-6 reporting requirement; § 1602.51, which contains a penalty for making false statements on the EEO-6 report; § 1602.52, which contains the Commission's remedy for a regulated entity's failure to file an EEO-6 report; and § 1602.53, which is currently reserved and therefore unnecessary. It would further remove § 1602.54, which reserves to the Commission the right to impose additional reporting or recordkeeping requirements; this section is unnecessary because section 709(c) of Title VII authorizes the Commission to establish such requirements in the future.</P>
                <HD SOURCE="HD2">Amendment and Removal of Sections Pertaining to Investigations</HD>
                <P>
                    The Commission proposes to amend § 1602.56 to remove a reference to the EEO reporting requirements and to clarify that the section applies to record preservation in addition to recordkeeping. The Commission further proposes to remove §§ 1602.57 and 1602.58 because they concern requests for exemption from reporting and would be unnecessary in the absence of the reporting requirements.
                    <PRTPAGE P="46342"/>
                </P>
                <HD SOURCE="HD1">V. Procedural Issues and Regulatory Review</HD>
                <HD SOURCE="HD2">A. Review Under Executive Orders 12866 (Regulatory Planning and Review) and 13563 (Improving Regulation and Regulatory Review)</HD>
                <HD SOURCE="HD3">1. Introduction</HD>
                <P>Under E.O. 12866, the Office of Information and Regulatory Affairs (“OIRA”) determines whether a regulatory action is significant. 58 FR 51735, 51737-38 (Oct. 4, 1993). Section 3(f) of E.O. 12866 defines a “significant regulatory action” as any regulatory action that is likely to result in a rule that may: (1) have an annual effect on the economy of $100 million or more, or adversely affect in a material way the economy, a sector of the economy, productivity, competition, jobs, the environment, public health or safety, or State, local, or tribal governments or communities; (2) create a serious inconsistency or otherwise interfere with an action taken or planned by another agency; (3) materially alter the budgetary impact of entitlements, grants, user fees, or loan programs or the rights and obligations of recipients thereof; or (4) raise novel legal or policy issues arising out of legal mandates, the President's priorities, or the principles set forth in the E.O. 58 FR at 51738.</P>
                <P>
                    Executive Orders 12866 and 13563, 76 FR 3821 (Jan. 21, 2011), direct agencies to propose or adopt a regulation only upon a reasoned determination that its benefits justify its costs; that it is tailored to impose the least burden on society; that it is consistent with achieving the regulatory objectives; and that, in choosing among alternative regulatory approaches, the agency has selected those approaches that maximize net benefits. E.O. 13563 recognizes that some benefits and costs are difficult to quantify and provides that, where appropriate and permitted by law, agencies may consider and discuss “values that are difficult or impossible to quantify, including equity, human dignity, fairness, and distributive impacts.” 
                    <E T="03">Id.</E>
                     § 1(c).
                </P>
                <P>OIRA has determined that this proposed rule is economically significant under section 3(f)(1) of E.O. 12866 due to its anticipated savings of $100 million or more in a given year. The analysis provided below outlines the impacts that the Commission anticipates may result from this action and was prepared pursuant to the above-mentioned Executive Orders.</P>
                <HD SOURCE="HD3">2. Need for Removal</HD>
                <P>As explained in greater detail in Section II of this discussion above, the Commission is proposing to remove EEO-1, EEO-2, EEO-3, EEO-4, EEO-5, and EEO-6 data reporting requirements from the CFR because the Commission has concluded that the collections are overly burdensome, offer insufficient utility, and may be misused.</P>
                <HD SOURCE="HD3">3. Affected Entities</HD>
                <HD SOURCE="HD3">(a) EEO-1</HD>
                <P>EEO-1 annual reporting requirements apply to private employers with 100 or more employees and to federal contractors that have 50 or more employees and meet certain criteria. To estimate the number of entities affected by this requirement we rely on figures from the most recent EEO-1 PRA Notice. 88 FR 27504 (May 2, 2023). In that Notice, the EEOC estimated that 110,000 employers would submit EEO-1 reports to the agency. 88 FR at 27506. For purposes of this NPRM, the Commission believes this estimate remains representative, and therefore that approximately 110,000 employers would be affected by the proposed deregulatory action.</P>
                <HD SOURCE="HD3">(b) EEO-3</HD>
                <P>EEO-3 biennial reporting requirements apply to local, independent, or unaffiliated unions that have had 100 or more members at any time during the 12 months preceding the due date of the report. To estimate the number of entities affected by this requirement we rely on figures from the most recent EEO-3 PRA Notice. 89 FR 96968 (Dec. 6, 2024). In that Notice, the EEOC estimated 5,999 local unions would submit EEO-3 reports to the agency. 89 FR at 96968-69. For purposes of this NPRM, the Commission believes this estimate remains representative, and therefore that approximately 5,999 local unions would be affected by the proposed deregulatory action.</P>
                <HD SOURCE="HD3">(c) EEO-4</HD>
                <P>EEO-4 biennial reporting requirements apply to State and local governments with 100 or more employees. To estimate the number of entities affected by this requirement we rely on figures from the most recent EEO-4 PRA Notice. 89 FR 96963 (Dec. 6, 2024). In that Notice, the EEOC estimated 6,607 State and local governments would submit EEO-4 reports to the agency. 89 FR at 96963. For purposes of this NPRM, the Commission believes this estimate remains representative, and therefore that approximately 6,607 State and local governments would be affected by the proposed deregulatory action.</P>
                <HD SOURCE="HD3">(d) EEO-5</HD>
                <P>EEO-5 biennial reporting requirements apply to public elementary and secondary school systems and districts with 100 or more employees. To estimate the number of entities affected by this requirement we rely on figures from the most recent EEO-5 PRA Notice. 89 FR 96965 (Dec. 6, 2024). In that Notice, the EEOC estimated 10,500 public elementary and secondary school systems and districts would submit EEO-5 reports to the agency. 89 FR at 96966. For purposes of this NPRM, the Commission believes this estimate remains representative, and therefore that approximately 10,500 public elementary and secondary school systems and districts would be affected by the proposed deregulatory action.</P>
                <HD SOURCE="HD3">(e) EEO-2 and EEO-6</HD>
                <P>The Commission has not required submission of the EEO-2 or EEO-6 since 1981 and 1993, respectively. Rescission of the regulations requiring their submission therefore would not affect any joint labor-management committees or institutions of higher education.</P>
                <HD SOURCE="HD3">4. Costs</HD>
                <HD SOURCE="HD3">(a) Introduction</HD>
                <P>The proposed action is deregulatory; its sole effect is to eliminate certain data collection and reporting obligations. The proposed action is thus not expected to result in any increased costs to private employers, unions, State and local governments, and public elementary and secondary school systems or districts, or any other sector of the economy.</P>
                <P>Instead, the proposed action is expected to result in two types of cost savings. First, it is expected to result in annual savings to private employers, unions, State and local governments, and public elementary and secondary school systems or districts equal to the costs associated with preparing and filing the required reports. Second, it is expected to result in annual savings to the EEOC equal to the costs associated with collecting the reports.</P>
                <HD SOURCE="HD3">(b) Cost Savings to the Commission</HD>
                <P>
                    Based upon estimates provided in the most recent PRA Notices published in the 
                    <E T="04">Federal Register</E>
                     and approved by OMB under the PRA, the Commission anticipates the following cost savings to the agency. For the EEO-1, the Commission estimates cost savings of $3,892,230 per year. 88 FR 27506. For the EEO-3 and EEO-5, which are biennial collections in even-numbered years, the Commission estimates 
                    <PRTPAGE P="46343"/>
                    costsavings of $378,002 and $492,635 respectively, per reporting cycle. 89 FR at 96966, 96969. For the EEO-4, which is collected biennially in odd-numbered years, the Commission estimates $327,440 in cost savings per reporting cycle. 89 FR at 96963 (cost rounded down from estimate in PRA notice).
                </P>
                <HD SOURCE="HD3">(c) Cost Savings to Private Employers</HD>
                <P>
                    As discussed in Section V.3.i above, the EEOC's most recent EEO-1 PRA Notice (May 2, 2023) estimated 110,000 potential respondents (
                    <E T="03">i.e.,</E>
                     private employers) for each reporting cycle (
                    <E T="03">i.e.,</E>
                     2022, 2023, 2024). 88 FR at 27506. Unlike the EEO-3, EEO-4, and EEO-5 data collections, in which each respondent only submits one report, the number of reports submitted by an EEO-1 respondent varies depending on whether the private employer is a “single-establishment employer” 
                    <SU>19</SU>
                    <FTREF/>
                     or a “multi-establishment employer.” 
                    <SU>20</SU>
                    <FTREF/>
                     Based upon an estimate of 110,000 filers submitting reports, the EEOC estimates these filers (
                    <E T="03">i.e.,</E>
                     single-establishment employers and multi-establishment employers) will submit a total of 2,235,938 reports annually resulting in 5,238,467 aggregate burden hours annually. 88 FR at 27506-08.
                </P>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         For purposes of EEO-1 reporting, the EEOC defines a single-establishment employer as an employer with a single establishment where business is conducted or where services or industrial operations are performed. A single-establishment employer is also referred to as a “single-establishment filer” for purposes of EEO-1 reporting.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         For purposes of EEO-1 reporting, the EEOC defines a multi-establishment employer as an employer with more than one establishment where business is conducted or where services or industrial operations are performed. A multi-establishment employer is also referred to as a “multi-establishment filer” for purposes of EEO-1 reporting.
                    </P>
                </FTNT>
                <P>
                    In that Notice, the
                    <FTREF/>
                     EEOC concluded that about 40 percent of EEO-1 filers (
                    <E T="03">i.e.,</E>
                     44,257 single-establishment employers) will submit one report (
                    <E T="03">i.e.,</E>
                     a “Single-Establishment Employer Report”) on a single establishment. About 60 percent of EEO-1 filers (
                    <E T="03">i.e.,</E>
                     65,743 multi-establishment employers) will report data on multiple establishments. For each reporting year, all multi-establishment employers must submit a “Consolidated Report,” a “Headquarters Report,” and an “Establishment-Level Report” for each non-headquarters establishment, resulting in an estimated total of 2,191,681 reports submitted. While the actual submission time for each single-establishment employer and multi-establishment employer varies, for purposes of the NPRM the EEOC estimates that it will take a single-establishment employer 45 minutes and the modal (
                    <E T="03">i.e.,</E>
                     most common) multi-establishment
                    <FTREF/>
                     employer 200 minutes (
                    <E T="03">i.e.,</E>
                     3.33 hours) to complete their EEO-1 reports. Table 1 below outlines the number of
                    <FTREF/>
                     reports, the average reporting time by report type, and the aggregate number of hours estimated to submit these reports.
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         This estimate is based on median pay data from the U.S. Bureau of Labor Statistics (BLS). The EEOC estimated that a computer network specialist would account for 60 percent of the estimated hourly wage; a database administrator and architect would account for 20 percent; an HR specialist would account for 10 percent; legal counsel would account for 5 percent; and a CEO would account for 5 percent.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         This estimate is based on data gathered from the EEOC's Online Filing System (OFS) for the most recent EEO-3 data collection completed in 2023 (
                        <E T="03">i.e.,</E>
                         the 2022 EEO-3 reporting cycle). The OFS captures detailed information on when each filer starts and certifies their report. The 1.49 hours estimate is based on the average time elapsed among filers who completed their reports during the same calendar day within the OFS.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         Based upon job titles provided during the most recent EEO-3 data collection (
                        <E T="03">i.e.,</E>
                         the 2022 EEO-3 reporting cycle) by individuals completing the report within the OFS, the EEOC identified four specific job categories that account for the largest amount of time spent on EEO-3 reporting. These job categories include: (1) Secretaries and Administrative Assistants; (2) Administrative Services and Facilities Managers; (3) Bookkeeping, Accounting, and Auditing Clerks; and (4) Executive-Level Staff. Hourly wage rates for these four job categories were obtained from the DOL's BLS Occupational Outlook Handbook. 
                        <E T="03">See Occupational Outlook Handbook,</E>
                         U.S. Bureau of Lab. Stats. (Aug. 28, 2025), 
                        <E T="03">https://www.bls.gov/ooh/.</E>
                         Please note that the actual job titles reported during the 2022 EEO-3 data collection were collapsed into these four BLS occupational categories.
                    </P>
                </FTNT>
                <GPOTABLE COLS="4" OPTS="L2,nj,p7,7/8,i1" CDEF="s50,12,12,12">
                    <TTITLE>Table 1—Estimated Annual Burden for EEO-1 Reporting by Report Type and Reporting Time</TTITLE>
                    <BOXHD>
                        <CHED H="1">Type of report</CHED>
                        <CHED H="1">
                            Number of
                            <LI>reports</LI>
                        </CHED>
                        <CHED H="1">
                            Average
                            <LI>reporting time</LI>
                            <LI>(minutes)</LI>
                        </CHED>
                        <CHED H="1">
                            Aggregate
                            <LI>reporting time</LI>
                            <LI>(hours)</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Single-Establishment Employer Report</ENT>
                        <ENT>44,257</ENT>
                        <ENT>45</ENT>
                        <ENT>33,193</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Consolidated Report</ENT>
                        <ENT>65,743</ENT>
                        <ENT>0</ENT>
                        <ENT>0</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Headquarters Report</ENT>
                        <ENT>65,743</ENT>
                        <ENT>50</ENT>
                        <ENT>54,786</ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="01">Establishment-Level Report</ENT>
                        <ENT>2,060,195</ENT>
                        <ENT>150</ENT>
                        <ENT>5,150,488</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total</ENT>
                        <ENT>2,235,938</ENT>
                        <ENT/>
                        <ENT>5,238,467</ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    The total estimated hourly wage for the likely personnel responsible for preparing these reports is $34.87.
                    <SU>21</SU>
                     The total estimated respondent burden hour cost for all filers is $273,137,678.30 per reporting cycle. 88 FR at 27506. The Commission therefore estimates that the proposed action will generate $273,137,678.30 in cost savings to private employers per year.
                </P>
                <HD SOURCE="HD3">(d) Cost Savings to Local Unions</HD>
                <P>
                    As discussed in Section V.3.ii above, the EEOC's most recent EEO-3 PRA Notice (December 6, 2024) estimates 5,999 potential respondents (
                    <E T="03">i.e.,</E>
                     local unions) to the agency's next EEO-3 data collection. 89 FR at 96968-69. For the EEO-3, each respondent submits only one report. As shown in Table 2 below, the estimated average hour burden per report is 1.49 hours.
                    <SU>22</SU>
                     The total estimated biennial respondent burden for all filers is 8,922 hours. The estimated average burden hour cost per report is $59.90,
                    <SU>23</SU>
                     and the estimated total burden hour cost for all filers per biennial collection is $359,091. 89 FR at 96970. The Commission therefore estimates that the proposed action will generate $359,091 in cost savings to local unions per reporting cycle.
                </P>
                <GPOTABLE COLS="7" OPTS="L2,nj,i1" CDEF="s50,12,12,12,12,12,12">
                    <TTITLE>Table 2—Projected Burden for Each EEO-3 Biennial Reporting Cycle</TTITLE>
                    <TDESC>[N = 5,999]</TDESC>
                    <BOXHD>
                        <CHED H="1">Staff job category</CHED>
                        <CHED H="1">
                            Percent in
                            <LI>job category</LI>
                        </CHED>
                        <CHED H="1">
                            Median hourly
                            <LI>wage rate</LI>
                        </CHED>
                        <CHED H="1">
                            Hours per
                            <LI>report</LI>
                        </CHED>
                        <CHED H="1">
                            Cost per
                            <LI>report</LI>
                        </CHED>
                        <CHED H="1">
                            Total burden
                            <LI>hours</LI>
                        </CHED>
                        <CHED H="1">
                            Total burden
                            <LI>hour cost</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Secretaries and Administrative Assistants</ENT>
                        <ENT>21.4</ENT>
                        <ENT>$21.19</ENT>
                        <ENT>0.33</ENT>
                        <ENT>$6.99</ENT>
                        <ENT>1,958</ENT>
                        <ENT>$41,490</ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="46344"/>
                        <ENT I="01">Administrative Services and Facilities Managers</ENT>
                        <ENT>56.5</ENT>
                        <ENT>48.98</ENT>
                        <ENT>0.84</ENT>
                        <ENT>41.14</ENT>
                        <ENT>5,046</ENT>
                        <ENT>247,153</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Bookkeeping, Accounting, and Auditing Clerks</ENT>
                        <ENT>5.1</ENT>
                        <ENT>22.05</ENT>
                        <ENT>0.09</ENT>
                        <ENT>1.98</ENT>
                        <ENT>546</ENT>
                        <ENT>12,039</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Executive-Level Staff</ENT>
                        <ENT>4.4</ENT>
                        <ENT>48.12</ENT>
                        <ENT>0.06</ENT>
                        <ENT>2.89</ENT>
                        <ENT>365</ENT>
                        <ENT>17,564</ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="01">
                            Other 
                            <SU>a</SU>
                        </ENT>
                        <ENT>12.6</ENT>
                        <ENT>40.56</ENT>
                        <ENT>0.17</ENT>
                        <ENT>6.90</ENT>
                        <ENT>1,007</ENT>
                        <ENT>40,845</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT>1.49</ENT>
                        <ENT>59.90</ENT>
                        <ENT>8,922</ENT>
                        <ENT>359,091</ENT>
                    </ROW>
                    <TNOTE>
                        <SU>a</SU>
                         The average hourly wage rate for the “Other” category was derived by taking the weighted mean average of the hourly wage rates of the four BLS job categories listed in the above table.
                    </TNOTE>
                </GPOTABLE>
                <HD SOURCE="HD3">(e) Cost Savings to State and Local Governments</HD>
                <P>
                    As discussed in Section V.3.iii above, the EEOC's most recent EEO-4 PRA Notice (December 6, 2024) estimates 6,607 potential respondents (
                    <E T="03">i.e.,</E>
                     State and local governments) to the agency's next EEO-4 data collection. 89 FR at 96963. For the EEO-4, each respondent submits only one report. As shown in Table 3 below, the estimated average burden per report is 2.7 hours per report.
                    <SU>24</SU>
                    <FTREF/>
                     The total estimated biennial burden for all filers is 18,094 hours. The estimated average burden hour cost per report is $85.34,
                    <SU>25</SU>
                    <FTREF/>
                     and the estimated total burden hour cost for all filers per biennial collection is $563,868.27. 89 FR at 96965. The Commission therefore estimates that the proposed action will generate $563,868.27 in cost savings to State and local governments per reporting cycle.
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         This estimate is based on data gathered from the EEOC's OFS for the most recent EEO-4 data collection completed in 2024 (
                        <E T="03">i.e.,</E>
                         the 2023 EEO-4 reporting cycle). The OFS captures detailed information on when each filer starts and certifies their report. The time estimates are based on the average time elapsed among filers who completed their report during the same calendar day within the OFS. This methodology was chosen because a single-session submission would also approximate the completion time over several, multi-day sessions.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         Based upon job titles provided during the most recent EEO-4 data collection (
                        <E T="03">i.e.,</E>
                         the 2023 EEO-4 reporting cycle) by individuals completing the report within the OFS, the EEOC identified six specific job categories that account for the largest amount of time spent on EEO-4 reporting. These job categories include: (1) Human Resource Specialists; (2) Executive-Level Staff; (3) Secretaries and Administrative Assistants; (4) Bookkeeping, Accounting, and Auditing Clerks; (5) Administrative Services and Facilities Managers; and (6) Database Administrators and Architects. Hourly wage rates for these six job categories were obtained from the DOL's BLS Occupational Outlook Handbook. 
                        <E T="03">See Occupational Outlook Handbook, supra</E>
                         note 32. Please note that the actual job titles reported during the 2023 EEO-4 data collection were collapsed into these six BLS occupational categories.
                    </P>
                </FTNT>
                <GPOTABLE COLS="7" OPTS="L2,nj,i1" CDEF="s50,12,12,12,12,12,12">
                    <TTITLE>Table 3—Projected Burden for Each EEO-4 Biennial Reporting Cycle</TTITLE>
                    <TDESC>[N=6,607]</TDESC>
                    <BOXHD>
                        <CHED H="1">Staff job category</CHED>
                        <CHED H="1">
                            Percent in
                            <LI>job category</LI>
                        </CHED>
                        <CHED H="1">
                            Median hourly
                            <LI>wage rate</LI>
                        </CHED>
                        <CHED H="1">Hours per filer</CHED>
                        <CHED H="1">Total burden hours</CHED>
                        <CHED H="1">Cost per filer</CHED>
                        <CHED H="1">Total burden hour cost</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Human Resource Specialists</ENT>
                        <ENT>68.0</ENT>
                        <ENT>$30.88</ENT>
                        <ENT>2.8</ENT>
                        <ENT>12,575</ENT>
                        <ENT>$86.46</ENT>
                        <ENT>$388,309.82</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Executive-Level Staff</ENT>
                        <ENT>4.1</ENT>
                        <ENT>48.12</ENT>
                        <ENT>2.6</ENT>
                        <ENT>710</ENT>
                        <ENT>125.11</ENT>
                        <ENT>34,155.58</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Secretaries and Administrative Assistants</ENT>
                        <ENT>8.1</ENT>
                        <ENT>21.19</ENT>
                        <ENT>2.4</ENT>
                        <ENT>1,289</ENT>
                        <ENT>50.86</ENT>
                        <ENT>27,309.67</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Bookkeeping, Accounting, and Auditing Clerks</ENT>
                        <ENT>8.8</ENT>
                        <ENT>22.05</ENT>
                        <ENT>2.5</ENT>
                        <ENT>1,450</ENT>
                        <ENT>55.13</ENT>
                        <ENT>31,972.50</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Administrative Services and Facilities Managers</ENT>
                        <ENT>4.5</ENT>
                        <ENT>48.98</ENT>
                        <ENT>3.4</ENT>
                        <ENT>1,003</ENT>
                        <ENT>166.53</ENT>
                        <ENT>49,126.94</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Database Administrators and Architects</ENT>
                        <ENT>0.1</ENT>
                        <ENT>53.91</ENT>
                        <ENT>0.5</ENT>
                        <ENT>3</ENT>
                        <ENT>26.96</ENT>
                        <ENT>134.78</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            Other 
                            <SU>a</SU>
                        </ENT>
                        <ENT>6.3</ENT>
                        <ENT>30.86</ENT>
                        <ENT>2.5</ENT>
                        <ENT>1,065</ENT>
                        <ENT>77.14</ENT>
                        <ENT>32,858.98</ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="01">Average</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT>2.7</ENT>
                        <ENT/>
                        <ENT>85.34</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total</ENT>
                        <ENT>100.0</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT>18,094</ENT>
                        <ENT/>
                        <ENT>563,868.27</ENT>
                    </ROW>
                    <TNOTE>
                        <SU>a</SU>
                         The average hourly wage rate for the “Other” category was derived by taking the weighted mean average of the hourly wage rates of the six BLS job categories listed in the above table.
                    </TNOTE>
                </GPOTABLE>
                <HD SOURCE="HD3">(f) Cost Savings to Public Elementary and Secondary School Systems and Districts</HD>
                <P>
                    As discussed in Section V.3.iv above, the EEOC's most recent EEO-5 PRA Notice (December 6, 2024) estimates 10,500 potential respondents (
                    <E T="03">i.e.,</E>
                     public elementary and secondary school systems and districts) to the agency's next EEO-5 data collection. 89 FR at 96963. For the EEO-5, each respondent submits only one report. As shown in Table 4 below, the estimated average hour burden per report is 1.7 hours.
                    <SU>26</SU>
                    <FTREF/>
                     The total estimated biennial respondent burden for all filers is 17,927 hours. The estimated average burden hour cost per 
                </P>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         This estimate is based on data gathered from the EEOC's OFS for the most recent EEO-5 data collection completed in 2023 (
                        <E T="03">i.e.,</E>
                         the 2022 EEO-5 reporting cycle). The OFS captures detailed information on when each filer starts and certifies their report. The time estimates are based on the average time elapsed among EEO-5 filers who completed their reports during the same calendar day within the OFS. This methodology was chosen because a single-session submission would also approximate the completion time over several multi-day sessions.
                    </P>
                </FTNT>
                <PRTPAGE P="46345"/>
                <FP>
                    report is $56.90,
                    <SU>27</SU>
                    <FTREF/>
                     and the estimated total burden hour cost for all filers per biennial collection is $597,472.29. 89 FR at 96968. The Commission therefore estimates that the proposed action will generate $597,472.29 in cost savings to public elementary and secondary school systems and districts per reporting cycle.
                </FP>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         Based upon job titles provided during the 2022 EEO-5 data collection by individuals completing the report within the OFS, the EEOC has identified six specific job categories which account for the largest amount of time spent on EEO-5 reporting. These job categories include: (1) Human Resource Specialists; (2) Executive-Level Staff; (3) Secretaries and Administrative Assistants; (4) Bookkeeping, Accounting, and Auditing Clerks; (5) Administrative Services and Facilities Managers; and (6) Database Administrators and Architects. Hourly wage rates for these six job categories were obtained from the DOL's BLS Occupational Outlook Handbook. 
                        <E T="03">See Occupational Handbook, supra</E>
                         note 32. Please note that the actual job titles reported during the 2022 EEO-5 data collection were collapsed into these six BLS occupational categories.
                    </P>
                </FTNT>
                <GPOTABLE COLS="7" OPTS="L2,nj,i1" CDEF="s50,12,12,12,12,12,12">
                    <TTITLE>Table 4—Projected Burden for Each EEO-5 Biennial Reporting Cycle</TTITLE>
                    <TDESC>[N=10,500]</TDESC>
                    <BOXHD>
                        <CHED H="1">Staff job category</CHED>
                        <CHED H="1">
                            Percent in
                            <LI>job category</LI>
                        </CHED>
                        <CHED H="1">
                            Median hourly
                            <LI>wage rate</LI>
                        </CHED>
                        <CHED H="1">
                            Hours per
                            <LI>report</LI>
                        </CHED>
                        <CHED H="1">
                            Total burden
                            <LI>hours</LI>
                        </CHED>
                        <CHED H="1">
                            Cost per
                            <LI>report</LI>
                        </CHED>
                        <CHED H="1">
                            Total burden
                            <LI>hour cost</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Human Resource Specialists</ENT>
                        <ENT>39.1</ENT>
                        <ENT>$30.88</ENT>
                        <ENT>1.9</ENT>
                        <ENT>7,807</ENT>
                        <ENT>$58.67</ENT>
                        <ENT>$241,078.65</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Executive-Level Staff</ENT>
                        <ENT>15.9</ENT>
                        <ENT>48.12</ENT>
                        <ENT>1.7</ENT>
                        <ENT>2,829</ENT>
                        <ENT>81.80</ENT>
                        <ENT>136,153.91</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Secretaries and Administrative Assistants</ENT>
                        <ENT>14.1</ENT>
                        <ENT>21.19</ENT>
                        <ENT>1.8</ENT>
                        <ENT>2,674</ENT>
                        <ENT>38.14</ENT>
                        <ENT>56,659.49</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Bookkeeping, Accounting, and Auditing Clerks</ENT>
                        <ENT>14.0</ENT>
                        <ENT>22.05</ENT>
                        <ENT>1.3</ENT>
                        <ENT>1,904</ENT>
                        <ENT>28.67</ENT>
                        <ENT>41,993.03</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Administrative Services and Facilities Managers</ENT>
                        <ENT>7.7</ENT>
                        <ENT>48.98</ENT>
                        <ENT>1.4</ENT>
                        <ENT>1,137</ENT>
                        <ENT>68.57</ENT>
                        <ENT>55,707.84</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Database Administrators and Architects</ENT>
                        <ENT>3.0</ENT>
                        <ENT>53.91</ENT>
                        <ENT>1.3</ENT>
                        <ENT>414</ENT>
                        <ENT>70.08</ENT>
                        <ENT>22,301.40</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            Other 
                            <SU>a</SU>
                        </ENT>
                        <ENT>6.1</ENT>
                        <ENT>37.52</ENT>
                        <ENT>1.8</ENT>
                        <ENT>1,161</ENT>
                        <ENT>67.54</ENT>
                        <ENT>43,577.97</ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="03">Average</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT>1.7</ENT>
                        <ENT/>
                        <ENT>56.90</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="05">Total</ENT>
                        <ENT>100.0</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT>17,927</ENT>
                        <ENT/>
                        <ENT>597,472.29</ENT>
                    </ROW>
                    <TNOTE>
                        <SU>a</SU>
                         The average hourly wage rate for the “Other” category was derived by taking the weighted mean average of the hourly wage rates of the six BLS job categories listed in the above table.
                    </TNOTE>
                </GPOTABLE>
                <HD SOURCE="HD3">5. Conclusion</HD>
                <P>The Commission concludes that this proposed action would impose no regulatory burdens, and that it would generate annual cost savings to private employers, state and local governments, local unions, public elementary and secondary school systems and districts, and the Commission of approximately $278,389,162.58. The Commission further concludes that the proposed action would not affect “values that are difficult or impossible to quantify, such as equity, human dignity, and fairness.” E.O. 13563, “Improving Regulation and Regulatory Review,” 76 FR 3821 (Jan 21, 2011).</P>
                <P>
                    The Commission invites public comment on the accuracy and completeness of the foregoing analysis. Please see the 
                    <E T="02">ADDRESSES</E>
                     and 
                    <E T="02">DATES</E>
                     sections of this notice for more information on how to submit comments.
                </P>
                <HD SOURCE="HD2">B. Review Under the Regulatory Flexibility Act</HD>
                <P>When an agency issues a rulemaking proposal, the Regulatory Flexibility Act (“RFA”), 5 U.S.C. 601-612, requires the agency to “prepare and make available for public comment an initial regulatory flexibility analysis” that will “describe the impact of the proposed rule on small entities.” 5 U.S.C. 603(a). Section 605 of the RFA allows an agency to certify a rule, in lieu of preparing an analysis, if the proposed rulemaking is not expected to have a significant economic impact on a substantial number of small entities. 5 U.S.C. 605(b).</P>
                <P>Given this proposed action will impose no regulatory burdens, and that it will generate annual cost savings to private employers, including small entities, the Commission hereby certifies that this rule will not have a significant economic impact on a substantial number of small entities.</P>
                <HD SOURCE="HD2">C. Review Under the Paperwork Reduction Act</HD>
                <P>
                    The PRA requires the Commission to consider the impact of information collection burdens imposed on the public. The PRA typically requires an agency to provide notice and seek public comments on any “collection of information” contained in a rule. 
                    <E T="03">See</E>
                     44 U.S.C. 3506(c)(2)(B); 5 CFR 1320.8. The Commission has determined that there is no new requirement for information collection associated with this proposed rule. Regarding the Commission's intention to include four references to the PWFA, as proposed in its November 21, 2024 NPRM, in any final rule issued in connection with this proposed rulemaking, the Commission has provided the requisite notice and sought public comment in accordance with the PRA, as described in section III. In issuing a final rule, the Commission will comply with its obligations under the PRA that are associated with the PWFA references.
                </P>
                <HD SOURCE="HD2">D. Review Under the Unfunded Mandates Reform Act</HD>
                <P>Title II of the Unfunded Mandates Reform Act of 1995 (“UMRA”) requires each Federal agency to assess the effects of Federal regulatory actions on State, local, and Tribal governments and the private sector. 2 U.S.C. 1531. For a regulatory action likely to result in a rule that may cause the expenditure by State, local, and Tribal governments, in the aggregate, or by the private sector of $100 million or more in any one year (adjusted annually for inflation), section 202 of UMRA requires a Federal agency to publish a written statement that estimates the resulting costs, benefits, and other effects on the national economy. 2 U.S.C. 1532(a), (b). The UMRA also requires a Federal agency to develop an effective process to permit timely input by elected officers of State, local, and Tribal governments on a “significant intergovernmental mandate,” and requires an agency plan for giving notice and opportunity for timely input to potentially affected small governments before establishing any requirements that might significantly or uniquely affect them.</P>
                <P>
                    The Commission examined this proposed rule according to UMRA and its statement of policy and determined that the rule does not contain a Federal intergovernmental mandate and is not expected to require expenditures of $100 million or more in any one year by State, local, and Tribal governments, in 
                    <PRTPAGE P="46346"/>
                    the aggregate, or by the private sector. As a result, the analytical requirements of UMRA do not apply.
                </P>
                <HD SOURCE="HD2">E. Review Under Section 654 of the Treasury and General Government Appropriations Act</HD>
                <P>Section 654 of the Treasury and General Government Appropriations Act, 5 U.S.C. 601, note, requires federal agencies to submit to the Director of OMB an assessment of any policy or regulation that may affect family well-being. This proposed rule is not expected to affect family well-being. Section 654 therefore does not require an assessment.</P>
                <HD SOURCE="HD2">F. Review Under Executive Order 12630</HD>
                <P>E.O. 12630, “Governmental Actions and Interference with Constitutionally Protected Property Rights,” 53 FR 8859 (Mar. 18, 1988), requires federal agencies to adhere to certain principles when adopting or implementing “policies that have takings implications,” which include “Federal regulations, proposed Federal regulations, proposed Federal legislation, comments on proposed Federal legislation, or other Federal policy statements that, if implemented or enacted, could effect a taking” of private property under the Just Compensation Clause of the Fifth Amendment to the U.S. Constitution. The Commission has determined that this proposed rule will not result in any takings for purposes of the Fifth Amendment. The requirements of E.O. 12630 therefore do not apply.</P>
                <HD SOURCE="HD2">G. Review Under Executive Order 12988</HD>
                <P>Section 3(a) of E.O. 12988, “Civil Justice Reform,” 61 FR 4729 (Feb. 7, 1996), requires agencies to adhere to the following requirements when promulgating new regulations: (1) eliminate drafting errors and ambiguity, (2) write regulations to minimize litigation, (3) provide a clear legal standard for affected conduct rather than a general standard, and (4) promote simplification and burden reduction. Section 3(b) of E.O. 12988 further requires that agencies make every reasonable effort to ensure that the regulation: (1) clearly specifies the preemptive effect, if any, (2) clearly specifies any effect on existing federal law or regulation, (3) provides a clear legal standard for affected conduct while promoting simplification and burden reduction, (4) specifies the retroactive effect, if any, (5) adequately defines key terms, and (6) addresses other important issues affecting clarity and general draftsmanship under any guidelines issued by the Attorney General. This document is consistent with these requirements.</P>
                <HD SOURCE="HD2">H. Review Under Executive Order 13045</HD>
                <P>E.O. 13045, “Protecting Children From Environmental Health Risks and Safety Risks,” 62 FR 19885 (Apr. 23, 1997), requires federal agencies to provide OIRA with certain information when promulgating a regulation that is economically significant under E.O. 12866 and that “concern[s] an environmental health risk or safety risk that an agency has reason to believe may disproportionately affect children.” This proposed rule does not concern an environmental, health, or safety risk that the EEOC has reason to believe would have a disproportionate effect on children. The requirements of E.O. 13045 therefore do not apply.</P>
                <HD SOURCE="HD2">I. Review Under Executive Order 13132</HD>
                <P>E.O. 13132, “Federalism,” 64 FR 43255 (Aug. 10, 1999), imposes certain requirements on federal agencies formulating and implementing policies or regulations that preempt state law or that have federalism implications. The E.O. requires agencies to examine the constitutional and statutory authority supporting any action that would limit the policymaking discretion of the States and to carefully assess the necessity for such actions. The E.O. also requires agencies to have an accountable process to ensure meaningful and timely input by State and local officials in the development of regulatory policies that have federalism implications.</P>
                <P>The Commission has examined this proposed rule and has determined that it would not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government. The requirements of E.O. 13132 therefore do not apply.</P>
                <HD SOURCE="HD2">J. Review Under Executive Order 13175</HD>
                <P>E.O. 13175, “Consultation and Coordination With Indian Tribal Governments,” 65 FR 67249 (Nov. 9, 2000), requires federal agencies to take certain actions when adopting “policies that have tribal implications,” meaning “regulations, legislative comments or proposed legislation, and other policy statements or actions that have substantial direct effects on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.” The Commission has determined that this proposed rule is not a “policy that has tribal implications,” and therefore that the requirements of E.O. 13175 do not apply.</P>
                <HD SOURCE="HD2">K. Review Under Executive Order 13211</HD>
                <P>E.O. 13211, “Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use,” 66 FR 28355 (May 22, 2001), requires agencies to prepare and submit a Statement of Energy Effects for all “significant energy actions.” A “significant energy action” is any action by an agency that promulgates or is expected to lead to the promulgation of a final rule or regulation: (1) (i) that is a significant regulatory action under E.O. 12866 or any successor order, and (ii) is likely to have a significant adverse effect on the supply, distribution, or use of energy; or (2) that is designated by the Administrator of OIRA as a significant energy action. The EEOC has determined that this proposed rule is not likely to have a significant adverse effect on the supply, distribution, or use of energy, and has not been designated by the Administrator of OIRA as a significant energy action. Therefore, a Statement of Energy Effects is not required.</P>
                <HD SOURCE="HD2">L. Review Under Executive Order 14192</HD>
                <P>E.O. 14192, “Unleashing Prosperity Through Deregulation,” 90 FR 9065 (Jan. 31, 2025), requires that any new incremental costs associated with new regulations shall, to the extent permitted by law, be offset by the elimination of existing costs associated with at least 10 prior regulations. This proposed rule is expected to be a deregulatory action for purposes of E.O. 14192. As explained in Section V.A of this proposed rule above, the action is estimated to result in cost savings of $278,389,162.48 annually.</P>
                <HD SOURCE="HD2">M. Review Under Executive Order 14215</HD>
                <P>
                    E.O. 14215, “Ensuring Accountability for All Agencies,” 90 FR 10447 (Feb. 24, 2025), requires all federal agencies to submit for review all proposed and final significant regulatory actions to OIRA before publication in the 
                    <E T="04">Federal Register</E>
                    . The EEOC has complied with this requirement.
                </P>
                <HD SOURCE="HD2">N. Plain Language</HD>
                <P>
                    E.O. 12866, “Regulatory Planning and Review,” 58 FR 51735 (Oct. 4, 1993), E.O. 13563, “Improving Regulation and Regulatory Review,” 76 FR 3821 (Jan 21, 2011), the Plain Writing Act of 2010, 5 U.S.C. 301 note, and President Clinton's Memorandum of June 1, 1998, entitled “Plain Language in Government,” 63 FR 31885 (June 10, 1998), require federal agencies to write rules and other documents using plain language. The 
                    <PRTPAGE P="46347"/>
                    Commission has attempted to draft this proposed rule in plain language.
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 29 CFR Part 1602</HD>
                    <P>Administrative practice and procedure, Equal employment opportunity, Records, Record preservation, Recordkeeping.</P>
                </LSTSUB>
                <P>For the reasons set forth in the preamble, and under the authority of 42 U.S.C. 2000e-8, 42 U.S.C. 2000e-12, 42 U.S.C. 12117, 42 U.S.C. 2000ff-6, 42 U.S.C. 2000gg-2, 44 U.S.C. 3501-3521, the Equal Employment Opportunity Commission proposes to amend part 1602 of title 29 of the Code of Federal Regulations by revising and republishing part 1602, as follows:</P>
                <AMDPAR>1. Revise and republish part 1602 to read as follows:</AMDPAR>
                <PART>
                    <HD SOURCE="HED">PART 1602—RECORD PRESERVATION AND RECORDKEEPING REQUIREMENTS UNDER TITLE VII, THE ADA, GINA, AND THE PWFA</HD>
                    <CONTENTS>
                        <SECHD>Sec.</SECHD>
                        <SECTNO>1602.1 </SECTNO>
                        <SUBJECT>Purpose and scope.</SUBJECT>
                        <SECTNO>1602.14. </SECTNO>
                        <SUBJECT>Preservation of records made or kept.</SUBJECT>
                        <SECTNO>1602.20. </SECTNO>
                        <SUBJECT>Records to be made or kept.</SUBJECT>
                        <SECTNO>1602.21. </SECTNO>
                        <SUBJECT>Preservation of records made or kept.</SUBJECT>
                        <SECTNO>1602.28. </SECTNO>
                        <SUBJECT>Preservation of records made or kept.</SUBJECT>
                        <SECTNO>1602.29. </SECTNO>
                        <SUBJECT>Applicability of State or local law.</SUBJECT>
                        <SECTNO>1602.31. </SECTNO>
                        <SUBJECT>Preservation of records made or kept.</SUBJECT>
                        <SECTNO>1602.36. </SECTNO>
                        <SUBJECT>Schools exemption.</SUBJECT>
                        <SECTNO>1602.40. </SECTNO>
                        <SUBJECT>Preservation of records made or kept.</SUBJECT>
                        <SECTNO>1602.49. </SECTNO>
                        <SUBJECT>Preservation of records made or kept.</SUBJECT>
                        <SECTNO>1602.56. </SECTNO>
                        <SUBJECT>Investigation of recordkeeping violations.</SUBJECT>
                    </CONTENTS>
                    <AUTH>
                        <HD SOURCE="HED">Authority: </HD>
                        <P>42 U.S.C. 2000e-8, 2000e-12; 42 U.S.C. 12117; 42 U.S.C. 2000ff-6; 42 U.S.C. 2000gg-2; 44 U.S.C. 3501-3521.</P>
                    </AUTH>
                    <SECTION>
                        <SECTNO>§ 1602.1 </SECTNO>
                        <SUBJECT>Purpose and scope.</SUBJECT>
                        <P>Section 709 of title VII (42 U.S.C. 2000e-8), section 107 of the Americans with Disabilities Act (ADA) (42 U.S.C. 12117), section 207(a) of the Genetic Information Nondiscrimination Act (GINA) (42 U.S.C. 2000ff-6), and section 104 of the Pregnant Workers Fairness Act (PWFA) (42 U.S.C. 2000gg-2) authorize the Commission to establish regulations pursuant to which certain entities subject to those Acts shall make and preserve certain records and shall furnish specified information to aid in the enforcement of the Acts.</P>
                    </SECTION>
                    <SECTION>
                        <SECTNO>§ 1602.14 </SECTNO>
                        <SUBJECT>Preservation of records made or kept.</SUBJECT>
                        <P>Any personnel or employment record made or kept by an employer (including but not necessarily limited to requests for reasonable accommodation, application forms submitted by applicants and other records having to do with hiring, promotion, demotion, transfer, lay-off or termination, rates of pay or other terms of compensation, and selection for training or apprenticeship) shall be preserved by the employer for a period of one year from the date of the making of the record or the personnel action involved, whichever occurs later. In the case of involuntary termination of an employee, the personnel records of the individual terminated shall be kept for a period of one year from the date of termination. Where a charge of discrimination has been filed, or an action brought by the Commission or the Attorney General, against an employer under title VII, the ADA, GINA, or the PWFA, the respondent employer shall preserve all personnel records relevant to the charge or action until final disposition of the charge or the action. The term “personnel records relevant to the charge,” for example, would include personnel or employment records relating to the aggrieved person and to all other employees holding positions similar to that held or sought by the aggrieved person and application forms or test papers completed by an unsuccessful applicant and by all other candidates for the same position as that for which the aggrieved person applied and was rejected. The date of “final disposition of the charge or the action” means the date of expiration of the statutory period within which the aggrieved person may bring an action in a U.S. District Court or, where an action is brought against an employer either by the aggrieved person, the Commission, or by the Attorney General, the date on which such litigation is terminated.</P>
                        <EXTRACT>
                            <FP>(Approved by the Office of Management and Budget under control number 3046-0040)</FP>
                        </EXTRACT>
                    </SECTION>
                    <SECTION>
                        <SECTNO>§ 1602.20</SECTNO>
                        <SUBJECT> Records to be made or kept.</SUBJECT>
                        <P>(a) Every employer, labor organization, and joint labor-management committee subject to title VII which controls an apprenticeship program shall maintain a list of applicants who wish to participate in such program, including the chronological order in which applications were received. (See section 709(c), title VII, Civil Rights Act of 1964.).</P>
                        <P>(b) The words “applicant” and “application” as used in this section refer to situations involving actual applications only. An applicant is considered to be a person who files a formal application, or in some informal way indicates a specific intention to be considered for admission to the apprenticeship program. A person who casually appears to make an informal inquiry about the program, or about apprenticeship in general, is not considered to be an applicant. For the purposes of this section, the term “apprenticeship program” means a plan containing all terms and conditions for the qualification, recruitment, selection, employment, and training of apprentices, including such matters as the requirement for a written apprenticeship agreement.</P>
                        <P>(c) In lieu of maintaining the chronological list referred to in paragraph (a) of this section, persons required to compile the list may maintain on file written applications for participation in the apprenticeship program, provided that the application form contains a notation of the date the form was received.</P>
                    </SECTION>
                    <SECTION>
                        <SECTNO>§ 1602.21 </SECTNO>
                        <SUBJECT>Preservation of records made or kept.</SUBJECT>
                        <P>(a) Notwithstanding the provisions of § 1602.14, every person subject to § 1602.20 shall preserve the list of applicants or application forms, as the case may be, for a period of two years from the date the application was received.</P>
                        <P>
                            (b) Other records: Except to the extent inconsistent with the law or regulation of any State or local fair employment practices agency, or of any other Federal or State agency involved in the enforcement of an anti-discrimination program in apprenticeship, other records relating to apprenticeship made or kept by an employer, labor organization, or joint labor-management committee subject to Title VII which controls an apprenticeship program, including but not necessarily limited to requests for reasonable accommodation, test papers completed by applicants for apprenticeship and records of interviews with applicants, shall be kept for a period of two years from the date of the making of the record. Where a charge of discrimination has been filed, or an action brought by the Attorney General under Title VII, the ADA, GINA, or the PWFA, the respondent shall preserve all records relevant to the charge or action until final disposition of the charge or the action. The term “records relevant to the charge,” for example, would include applications, forms or test papers completed by an unsuccessful applicant and by all other candidates for the same position as that for which the charging party applied and was rejected. The date of “final disposition of the charge or the action” means the date of expiration of the statutory period within which a charging party may bring an action in a 
                            <PRTPAGE P="46348"/>
                            U.S. District Court or, where an action is brought either by a charging party or by the Attorney General, the date on which such litigation is terminated.
                        </P>
                        <EXTRACT>
                            <FP>(Approved by the Office of Management and Budget under control number 3046-0040)</FP>
                        </EXTRACT>
                    </SECTION>
                    <SECTION>
                        <SECTNO>§ 1602.28 </SECTNO>
                        <SUBJECT>Preservation of records made or kept.</SUBJECT>
                        <P>(a) Any labor organization identified as a “referral union,” meaning any union under whose normal methods of operation members customarily and regularly seek or gain employment through the union or an agent of the union, shall preserve membership or referral records (including applications for same) made or kept by it for a period of one year from the date of the making of the record. Where a charge of discrimination has been filed, or an action brought by the Commission or the Attorney General, against a labor organization under Title VII, the ADA, GINA, or the PWFA, the respondent labor organization shall preserve all records relevant to the charge or action until final disposition of the charge or the action. The date of “final disposition of the charge or the action” means the date of expiration of the statutory period within which the aggrieved person may bring an action in a U.S. District Court or, where an action is brought against a labor organization either by the Commission, the aggrieved person, or by the Attorney General, the date on which such litigation is terminated.</P>
                        <P>(b) Nothing herein shall relieve any labor organization covered by title VII of the obligations set forth in §§ 1602.20 and 1602.21, relating to the establishment and maintenance of a list of applicants wishing to participate in an apprenticeship program controlled by it.</P>
                        <EXTRACT>
                            <FP>(Approved by the Office of Management and Budget under control number 3046-0040)</FP>
                        </EXTRACT>
                    </SECTION>
                    <SECTION>
                        <SECTNO>§ 1602.29 </SECTNO>
                        <SUBJECT>Applicability of State or local law.</SUBJECT>
                        <P>The requirements imposed by the Commission in these regulations supersede any provisions of State or local law which may conflict with them.</P>
                    </SECTION>
                    <SECTION>
                        <SECTNO>§ 1602.31 </SECTNO>
                        <SUBJECT>Preservation of records made or kept.</SUBJECT>
                        <P>Any personnel or employment record made or kept by a political jurisdiction (including but not necessarily limited to requests for reasonable accommodation, application forms submitted by applicants and other records having to do with hiring, promotion, demotion, transfer, layoff, or termination, rates of pay or other terms of compensation, and selection for training or apprenticeship) shall be preserved by the political jurisdiction for a period of two years from the date of the making of the record or the personnel action involved, whichever occurs later. In the case of involuntary termination of an employee, the personnel records of the individual terminated shall be kept for a period of two years from the date of termination. Where a charge of discrimination has been filed, or an action brought by the Attorney General against a political jurisdiction under Title VII, the ADA, GINA, or the PWFA, the respondent political jurisdiction shall preserve all personnel records relevant to the charge or action until final disposition of the charge or the action. The term “personnel record relevant to the charge,” for example, would include personnel or employment records relating to the person claiming to be aggrieved and to all other employees holding positions similar to that held or sought by the person claiming to be aggrieved; and application forms or test papers completed by an unsuccessful applicant and by all other candidates for the same position as that for which the person claiming to be aggrieved applied and was rejected. The date of “final disposition of the charge or the action” means the date of expiration of the statutory period within which a person claiming to be aggrieved may bring an action in a U.S. District Court or, where an action is brought against a political jurisdiction either by a person claiming to be aggrieved or by the Attorney General, the date on which such litigation is terminated.</P>
                        <EXTRACT>
                            <FP>(Approved by the Office of Management and Budget under control number 3046-0040)</FP>
                        </EXTRACT>
                    </SECTION>
                    <SECTION>
                        <SECTNO>§ 1602.36</SECTNO>
                        <SUBJECT> Schools exemption.</SUBJECT>
                        <P>The record preservation requirements of § 1602.31 shall not apply to State or local educational institutions or to school districts or school systems or any other educational functions.</P>
                    </SECTION>
                    <SECTION>
                        <SECTNO>§ 1602.40 </SECTNO>
                        <SUBJECT>Preservation of records made or kept.</SUBJECT>
                        <P>Any personnel or employment record made or kept by a school system, district, or individual school (including but not necessarily limited to requests for reasonable accommodation, application forms submitted by applicants and other records having to do with hiring, promotion, demotion, transfer, layoff, or termination, rates of pay or other terms of compensation, and selection for training or apprenticeship) shall be preserved by such school system, district, or school, as the case may be, for a period of two years from the date of the making of the record or the personnel action involved, whichever occurs later. In the case of involuntary termination of an employee, the personnel records of the individual terminated shall be kept for a period of two years from the date of termination. Where a charge of discrimination has been filed, or an action brought against an elementary or secondary school by the Commission or the Attorney General, the respondent elementary or secondary school system, district, or individual school shall preserve similarly at the central office of the system or district or individual school which is the subject of the charge or action, where more convenient, all personnel records relevant to the charge or action until final disposition of the charge or the action. The term “personnel record relevant to the charge,” for example, would include personnel or employment records relating to the person claiming to be aggrieved and to all other employees holding positions similar to that held or sought by the person claiming to be aggrieved; and application forms or test papers completed by an unsuccessful applicant and by all other candidates for the same position as that for which the person claiming to be aggrieved applied and was rejected. The date of “final disposition of the charge or the action” means the date of expiration of the statutory period within which a person claiming to be aggrieved may bring an action in a U.S. District Court or, where an action is brought against a school system, district, or school either by a person claiming to be aggrieved, the Commission, or the Attorney General, the date on which such litigation is terminated.</P>
                        <EXTRACT>
                            <FP>(Approved by the Office of Management and Budget under control number 3046-0040)</FP>
                        </EXTRACT>
                    </SECTION>
                    <SECTION>
                        <SECTNO>§ 1602.49 </SECTNO>
                        <SUBJECT>Preservation of records made or kept.</SUBJECT>
                        <P>(a) Under this section, the term “institution of higher education” means an institutional system, college, university, community college, junior college, and any other educational institution which offers an associate degree, baccalaureate degree or higher degree or which offers a two year program of college level studies without degree. The term “college level studies” means a post secondary program which is wholly or principally creditable toward a baccalaureate degree or terminates in an associate degree.</P>
                        <P>
                            (b) Any personnel or employment record (including but not necessarily limited to requests for reasonable accommodation, application forms submitted by applicants and other records having to do with hiring, promotion, tenure, demotion, transfer, layoff, or termination, rates of pay or 
                            <PRTPAGE P="46349"/>
                            other terms of compensation, and selection for training) made or kept by an institution of higher education shall be preserved by such institution of higher education for a period of two years from the date of the making of the personnel action or record involved, whichever occurs later. In the case of the involuntary termination of an employee, the personnel records of the individual terminated shall be kept for a period of two years from the date of termination. Where a charge of discrimination has been filed, or a civil action brought against an institution of higher education by the Commission or the Attorney General, the respondent shall preserve similarly at the central administrative office of the institution of higher education, at the central office of a separate campus or branch, or at the individual school which is the subject of the charge or action, where more convenient, all personnel records relevant to the charge or action until final disposition of the charge or the action. The term “personnel records relevant to the charge,” for example, would include personnel or employment records relating to the person claiming to be aggrieved and to all other employees holding positions similar to that held or sought by the person claiming to be aggrieved; it would also include application forms or test papers completed by an unsuccessful applicant and by all other candidates for the same position as that for which the person claiming to be aggrieved applied and was rejected. The date of “final disposition of the charge or the action” means the date of expiration of the statutory period within which a person claiming to be aggrieved may bring an action in the United States District Court, or, where an action is brought against an institution of higher education by a person claiming to be aggrieved, the Commission, or the Attorney General, the date on which such litigation is terminated.
                        </P>
                        <P>(c) The requirements of paragraph (b) of this section shall not apply to application forms and other preemployment records of non-student applicants for positions known to non-student applicants to be of a temporary or seasonal nature.</P>
                        <EXTRACT>
                            <FP>(Approved by the Office of Management and Budget under control number 3046-0040)</FP>
                        </EXTRACT>
                    </SECTION>
                    <SECTION>
                        <SECTNO>§ 1602.56</SECTNO>
                        <SUBJECT> Investigation of recordkeeping violations.</SUBJECT>
                        <P>When it has received an allegation, or has reason to believe, that a person has not complied with the record preservation and recordkeeping requirements of this part or of part 1607 of this chapter, the Commission may conduct an investigation of the alleged failure to comply.</P>
                    </SECTION>
                </PART>
                <AMDPAR>2. Redesignate §§ 1602.14 through 1602.56 as follows:</AMDPAR>
                <GPOTABLE COLS="2" OPTS="L2,nj,tp0,i1" CDEF="12C,12C">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Old section</CHED>
                        <CHED H="1">New section</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">1602.14</ENT>
                        <ENT>1602.2</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">1602.20</ENT>
                        <ENT>1602.3</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">1602.21</ENT>
                        <ENT>1602.4</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">1602.28</ENT>
                        <ENT>1602.5</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">1602.29</ENT>
                        <ENT>1602.10</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">1602.31</ENT>
                        <ENT>1602.6</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">1602.36</ENT>
                        <ENT>1602.7</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">1602.40</ENT>
                        <ENT>1602.8</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">1602.49</ENT>
                        <ENT>1602.9</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">1602.56</ENT>
                        <ENT>1602.11</ENT>
                    </ROW>
                </GPOTABLE>
                <SIG>
                    <DATED>Dated: July 21, 2026.</DATED>
                    <P>For the Commission.</P>
                    <NAME>Andrea R. Lucas,</NAME>
                    <TITLE>Chair.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14937 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6570-01-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <CFR>40 CFR Part 52</CFR>
                <DEPDOC>[EPA-R03-OAR-2026-0630; FRL-13351-01-R3]</DEPDOC>
                <SUBJECT>Air Plan Approval; Pennsylvania; Revision to Source-Specific Reasonably Available Control Technology (RACT) Requirements</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Environmental Protection Agency (EPA) is proposing to approve a state implementation plan (SIP) revision submitted by the Pennsylvania Department of Environmental Protection on behalf of the Commonwealth of Pennsylvania. This revision pertains to previously approved, source-specific reasonably available control technology (RACT) requirements for the Equitrans, Inc. Hartson Compressor Station in Washington County, Pennsylvania. This proposed action is being taken under the Clean Air Act (CAA).</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written comments must be received on or before August 24, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit your comments, identified by Docket ID No. EPA-R03-OAR-2026-0630 at 
                        <E T="03">www.regulations.gov,</E>
                         or via email to 
                        <E T="03">supplee.gwendolyn@epa.gov.</E>
                         For comments submitted at 
                        <E T="03">Regulations.gov,</E>
                         follow the online instructions for submitting comments. Once submitted, comments cannot be edited or removed from 
                        <E T="03">Regulations.gov.</E>
                         For either manner of submission, EPA may publish any comment received to its public docket. Do not submit electronically any information you consider to be confidential business information (CBI) or other information whose disclosure is restricted by statute. Multimedia submissions (audio, video, etc.) must be accompanied by a written comment. The written comment is considered the official comment and should include discussion of all points you wish to make. EPA will generally not consider comments or comment contents located outside of the primary submission (
                        <E T="03">i.e.</E>
                         on the web, cloud, or other file sharing system). For additional submission methods, please contact the person identified in the 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                         section. For the full EPA public comment policy, information about CBI or multimedia submissions, and general guidance on making effective comments, please visit 
                        <E T="03">www.epa.gov/dockets/commenting-epa-dockets.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        David Talley, Permits Branch (3AD10), Air &amp; Radiation Division, U.S. Environmental Protection Agency, Region III, 1600 John F Kennedy Boulevard, Philadelphia, Pennsylvania 19103. The telephone number is (215) 814-2117. Mr. Talley can also be reached via electronic mail at 
                        <E T="03">talley.david@epa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>On January 21, 2025, the Pennsylvania Department of Environmental Protection (PADEP) submitted a revision to the Pennsylvania SIP relating to source-specific RACT requirements at the Equitrans, Inc. Hartson Compressor Station in Washington County, Pennsylvania.</P>
                <HD SOURCE="HD1">I. Background</HD>
                <HD SOURCE="HD2">A. RACT Requirements for Ozone</HD>
                <P>
                    The CAA regulates emissions of oxides of nitrogen (NO
                    <E T="52">X</E>
                    ) and volatile organic compounds (VOC) from certain sources in certain parts of the country to prevent photochemical reactions that result in ground-level ozone formation. RACT is an important strategy for reducing NO
                    <E T="52">X</E>
                     and VOC emissions from major stationary sources. Areas designated nonattainment for the ozone NAAQS are subject to the general nonattainment area planning requirements of CAA section 172. Section 172(c)(1) of the CAA provides that SIPs for nonattainment areas must include reasonably available control measures (RACM), including emissions reductions from existing sources through adoption of RACT. Further, section 182(b)(2) of the CAA sets forth three specific RACT requirements for 
                    <PRTPAGE P="46350"/>
                    ozone nonattainment areas classified as Moderate or higher nonattainment. First, CAA section 182(b)(2)(A) requires that states submit a revision to their SIP requiring implementation of RACT for each category of VOC sources in the nonattainment area covered by a control techniques guideline (CTG) document issued by the EPA between November 15, 1990 and the date of attainment for an ozone NAAQS. Second, CAA section 182(b)(2)(B) requires a SIP revision to implement RACT for all VOC sources in the nonattainment area covered by any CTG issued before November 15, 1990. Third, CAA section 182(b)(2)(C) requires a SIP revision implementing RACT for any other major source of VOC located in the nonattainment area. This RACT requirement is extended to major stationary sources of NO
                    <E T="52">X</E>
                     via section 182(f) of the CAA, which subjects major stationary sources of NO
                    <E T="52">X</E>
                     to the same RACT requirements that are applicable to major stationary sources of VOC.
                </P>
                <P>
                    Section 184(b)(1)(B) of the CAA applies the RACT requirements in CAA section 182(b)(2) to areas that would not otherwise be subject (
                    <E T="03">i.e.</E>
                    , nonattainment areas classified as Marginal and attainment areas), when such areas are located within ozone transport regions established pursuant to section 184 of the CAA. Section 184(a) of the CAA established by law the current Ozone Transport Region (OTR) comprised of 12 eastern states, including Pennsylvania. As part of the OTR, the entire Commonwealth of Pennsylvania, regardless of each area's attainment designation, is subject to the RACT requirements of CAA sections 182(b)(2) and 182(f), pursuant to section 184(b).
                </P>
                <HD SOURCE="HD2">B. Previous RACT Approval</HD>
                <P>
                    On October 17, 2001, the EPA took final action to approve source-specific VOC and NO
                    <E T="52">X</E>
                     RACT determinations for the 1997 ozone NAAQS for five individual sources in the Pittsburgh-Beaver Valley area.
                    <SU>1</SU>
                    <FTREF/>
                     Included among those determinations was one pertaining to the Equitrans, Inc. Hartson Compressor Station. PADEP determined that annual and short-term emissions limits (108 tons/year and 43 pounds/hour (lb/hr)), plus an annual operating limit of 5,000 hours for each engine constituted RACT level control for each of the facility's three Cooper-Bessamer GMV-10 engines (Source ID's 101, 102, and 103). These limits were incorporated into an operating permit (RACT Operating Permit No. 63-000-642, effective July 10, 1995), which was then submitted to the EPA for approval into the Pennsylvania SIP as federally enforceable RACT requirements.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">See</E>
                         66 FR 52705.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">II. Summary of SIP Revision and the EPA's Analysis</HD>
                <P>
                    PADEP initially imposed the 5,000-hour restriction after having concurred with the facility's determination that installing “CleanBurn” conversion packages on the engines to reduce NO
                    <E T="52">X</E>
                     emissions was economically infeasible. Subsequently, the facility sought to install the controls despite having previously determined them to be economically infeasible under RACT. PADEP issued a permit authorizing the installation of Clean Burn technology on the engines (Plan Approval No. 63-00632A; May 2, 2012). The installation of controls significantly reduced potential NO
                    <E T="52">X</E>
                     emissions from each engine, from 43 lb/hr to 5.95 lb/hr. Even at full utilization (8,760 hours per year), this represents a reduction from the uncontrolled emissions at 5,000 hours per year.
                    <SU>2</SU>
                    <FTREF/>
                     Therefore, the company requested that the 5000-hr operating restriction be removed.
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         43 lb/hr × 5000 hr/yr = 107.5 tons/yr. 5.95 lb/hr × 8760 hr/yr = 26.06 tons/yr.
                    </P>
                </FTNT>
                <P>
                    PADEP agreed to remove the 5000-hr restriction and issued a revision to operating permit 63-000642 on February 21, 2023. In addition to removing the operating restriction, PADEP revised the short- and long-term NO
                    <E T="52">X</E>
                     limits from 43 lb/hr and 108 tons/yr to 5.95 lb/hr and 26.07 tons/year. The existing non-methane volatile organic compound limits from the original permit (1 lb/hr and 3 tons/yr) were also incorporated into the revised permit. The remaining conditions of the 1995 operating permit that were approved into the Pennsylvania SIP are unchanged and will remain in effect. These include the testing, monitoring, recordkeeping, and reporting requirements necessary to demonstrate compliance with the limits.
                </P>
                <HD SOURCE="HD1">III. Proposed Action</HD>
                <P>The EPA's review of this material indicates that it is consistent with all applicable CAA requirements. Because the proposed revision will result in a decrease in emissions as compared to the previously approved SIP, the EPA finds that it will not interfere with any applicable requirement concerning attainment and reasonable further progress or any other applicable requirement, in accordance with CAA section 110(l). The EPA is proposing to approve PADEP's January 21, 2025 submittal as a revision to the Pennsylvania SIP. The EPA is soliciting public comments on the issues discussed in this document. These comments will be considered before taking final action.</P>
                <HD SOURCE="HD1">IV. Incorporation by Reference</HD>
                <P>
                    In this document, the EPA is proposing to include in a final EPA rule regulatory text that includes incorporation by reference. In accordance with requirements of 1 CFR 51.5, the EPA is proposing to incorporate by reference a source specific RACT permit as described in section II of this document. Except as revised by the new entry, the previously approved entry for this source remains in effect. These permits establish and require reasonably available control technology for certain sources at Equitrans, Inc. Hartson Compressor Station in Washington County, Pennsylvania. The EPA has made, and will continue to make, these materials generally available through 
                    <E T="03">www.regulations.gov</E>
                     and at the EPA Region III Office (please contact the person identified in the 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     section of this preamble for more information).
                </P>
                <HD SOURCE="HD1">IV. Statutory and Executive Order Reviews.</HD>
                <P>Under the Clean Air Act, the Administrator is required to approve a SIP submission that complies with the provisions of the Clean Air Act and applicable Federal regulations. 42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in reviewing SIP submissions, the EPA's role is to approve State choices, provided that they meet the criteria of the Clean Air Act. Accordingly, this proposed action merely approves State law as meeting Federal requirements and does not impose additional requirements beyond those imposed by State law. For that reason, this action:</P>
                <P>• Is not a significant regulatory action subject to review by the Office of Management and Budget under Executive Order 12866 (58 FR 51735, October 4, 1993);</P>
                <P>• Is not an Executive Order 14192 (90 FR 9065, February 6, 2025) regulatory action because this action is not significant under Executive Order 12866;</P>
                <P>
                    • Does not impose an information collection burden under the provisions of the Paperwork Reduction Act (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    );
                </P>
                <P>
                    • Is certified as not having a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601 
                    <E T="03">et seq.</E>
                    );
                </P>
                <P>
                    • Does not contain any unfunded mandate or significantly or uniquely affect small governments, as described 
                    <PRTPAGE P="46351"/>
                    in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4);
                </P>
                <P>• Does not have federalism implications as specified in Executive Order 13132 (64 FR 43255, August 10, 1999);</P>
                <P>• Is not subject to Executive Order 13045 (62 FR 19885, April 23, 1997) because it approves a State program;</P>
                <P>• Is not a significant regulatory action subject to Executive Order 13211 (66 FR 28355, May 22, 2001); and</P>
                <P>• Is not subject to requirements of section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) because application of those requirements would be inconsistent with the Clean Air Act.</P>
                <P>In addition, the SIP is not approved to apply on any Indian reservation land or in any other area where the EPA or an Indian Tribe has demonstrated that a Tribe has jurisdiction. In those areas of Indian country, the rule does not have Tribal implications and will not impose substantial direct costs on Tribal governments or preempt Tribal law as specified by Executive Order 13175 (65 FR 67249, November 9, 2000).</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 40 CFR Part 52</HD>
                    <P>Environmental protection, Air pollution control, Incorporation by reference, Intergovernmental relations, Nitrogen dioxide, Ozone, Reporting and recordkeeping requirements, Volatile organic compounds.</P>
                </LSTSUB>
                <SIG>
                    <NAME>Amy Van Blarcom-Lackey,</NAME>
                    <TITLE>Regional Administrator, Region III.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14891 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <CFR>40 CFR Part 52</CFR>
                <DEPDOC>[EPA-R02-OAR-2026-0793; FRL-13420-01-R2]</DEPDOC>
                <SUBJECT>Approval and Promulgation of State Implementation Plans; New Jersey; RACT Certifications for the 2008 and 2015 Ozone National Ambient Air Quality Standards</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Environmental Protection Agency (EPA) is proposing to approve a State Implementation Plan (SIP) revision submitted by the State of New Jersey for purposes of certifying and meeting the requirements for Reasonably Available Control Technology (RACT) for the Serious classification of the 2008 and the Moderate classification of the 2015 8-hour ozone National Ambient Air Quality Standards (NAAQS). EPA is also proposing to approve that the SIP revisions fulfill SIP requirements pertaining to the Ozone Transport Region (OTR) for the 2015 Ozone NAAQS. These actions are being taken in accordance with the requirements of the Clean Air Act (CAA).</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written comments must be received on or before August 24, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit your comments, identified by Docket ID Number EPA-R02-OAR-2026-0793 at 
                        <E T="03">https://www.regulations.gov</E>
                         (our preferred method), or the other submission methods identified in the link below. Once submitted, comments cannot be edited or removed from the docket. EPA may publish any comment received to its public docket. Do not submit to EPA's docket at 
                        <E T="03">https://www.regulations.gov</E>
                         any information you consider to be Confidential Business Information (CBI), Proprietary Business Information (PBI), or other information whose disclosure is restricted by statute. Multimedia submissions (audio, video, etc.) must be accompanied by a written comment. The written comment is considered the official comment and should include discussion of all points you wish to make. EPA will generally not consider comments or comment contents located outside of the primary submission (
                        <E T="03">i.e.,</E>
                         on the web, cloud, or other file sharing system). Please visit 
                        <E T="03">https://www.epa.gov/dockets/commenting-epa-dockets</E>
                         for additional submission methods; the full EPA public comment policy; information about CBI, PBI, or multimedia submissions; and general guidance on making effective comments.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Fausto Taveras, Environmental Protection Agency, Air Programs Branch, Region 2, 290 Broadway, New York, New York 10007-1866; telephone number: (212) 637-3378; email address: 
                        <E T="03">taveras.fausto@epa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Table of Contents:</HD>
                <EXTRACT>
                    <FP SOURCE="FP-2">I. What did New Jersey submit?</FP>
                    <FP SOURCE="FP-2">II. Background</FP>
                    <FP SOURCE="FP-2">III. Summary and Evaluation of New Jersey's RACT Certification</FP>
                    <FP SOURCE="FP-2">IV. EPA's proposed action</FP>
                    <FP SOURCE="FP-2">V. Statutory and Executive Order Reviews</FP>
                </EXTRACT>
                <HD SOURCE="HD1">I. What did New Jersey submit?</HD>
                <P>
                    On November 23, 2021, New Jersey submitted a State implementation plan (SIP) revision for purposes of meeting the requirement for Reasonably Available Control Technology (RACT) 
                    <SU>1</SU>
                    <FTREF/>
                     for the 2008 8-hour ozone National Ambient Air Quality Standard (NAAQS or standard) in New Jersey's portion of the New York-Northern New Jersey-Long Island (NY-NJ-CT) nonattainment area (also referred to as the New York Metro Area or NYMA) for the Serious classification. The submittal was also meant to satisfy New Jersey's requirement for Moderate area RACT for the 2015 NAAQS in the NYMA, and the requirements for RACT for the 2015 ozone NAAQS throughout the entire State for its separate RACT obligation within the OTR (CAA section 184(b)(1)(B)). Subsequently on March 3, 2025, New Jersey submitted a comprehensive SIP revision for the purposes of meeting the requirement of RACT for the 2015 Ozone NAAQS in the New Jersey portion of the Philadelphia-Wilmington-Atlantic City (PA-NJ-MD-DE) nonattainment area (also referred to as the Philly Area) for the Moderate classification. This proposed rulemaking addresses only New Jersey's RACT certifications identified in both of New Jersey's November 23, 2021, and March 3, 2025, comprehensive SIP submissions. EPA intends to act on the remaining elements in both SIP submissions in a future separate rulemaking.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         EPA has defined RACT as the lowest emission limitation that a particular source is capable of meeting by the application of control technology that is reasonably available considering technological and economic feasibility (44 FR 53762, September 17, 1979).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">II. Background</HD>
                <P>In 2008, EPA revised the health-based NAAQS for ozone, setting it at 0.075 parts per million (ppm), or 75 parts per billion (ppb), averaged over an 8-hour time frame (73 FR 16436, March 27, 2008). EPA determined that the revised 8-hour standard would be more protective of public health and welfare, especially with regard to children and adults who are active outdoors and individuals with a pre-existing lung disease such as asthma (73 FR 16436 at 73 FR 16450).</P>
                <P>
                    On May 21, 2012, EPA published in the 
                    <E T="04">Federal Register</E>
                     its final attainment/nonattainment designations for areas across the country with respect to the 2008 8-hour ozone standard (77 FR 30088, May 21, 2012). This action became effective on July 20, 2012. Within that action, the entire State of New Jersey was designated as Marginal nonattainment for the 2008 8-hour ozone standard since all portions of the State were included in either the NY-NJ-CT nonattainment area or the Philly 
                    <PRTPAGE P="46352"/>
                    Area nonattainment area.
                    <SU>2</SU>
                    <FTREF/>
                     The New Jersey portion of the NYMA is composed of Bergen, Essex, Hudson, Hunterdon, Middlesex, Monmouth, Morris, Passaic, Somerset, Sussex, Union and Warren Counties. On May 4, 2016, EPA determined that the NYMA nonattainment area did not attain the 2008 ozone standard by the July 20, 2015, attainment date and reclassified it from a Marginal to a Moderate nonattainment area (81 FR 26697, May 4, 2016). State implementation plans for Moderate nonattainment areas were due by January 1, 2017 (81 FR 26697, May 4, 2016). Since the NYMA was reclassified to a Moderate nonattainment area, New Jersey, on January 2, 2018, submitted a comprehensive SIP revision that addressed attainment plan elements for the 2008 8-hour ozone standard for the Moderate classification. Subsequently, the NYMA also failed to meet a July 20, 2018, attainment date for certain Moderate areas. Therefore, on August 23, 2019, EPA published a final rule that reclassified the NYMA, and other States' nonattainment areas, from Moderate to Serious for the 2008 ozone standard (84 FR 44238, August 23, 2019). Since the NYMA was reclassified to a Serious nonattainment area, New Jersey, on November 23, 2021, submitted a comprehensive SIP revision that included attainment plan elements relating to the 2008 8-hour ozone standard for the Serious classification.
                    <SU>3</SU>
                    <FTREF/>
                     Because the NYMA then failed to meet the July 20, 2021, attainment date for certain Serious areas, EPA published a final rule that reclassified the NYMA, along with other States' nonattainment areas, from Serious to Severe (87 FR 60926, October 7, 2022). This reclassification to Severe resulted in a revised attainment date for the NYMA of July 20, 2027 (87 FR 60926, October 7, 2022). A SIP submittal to address the RACT requirements associated with the Severe classification was due on May 7, 2024 (87 FR 60926 at 87 FR 60931).
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         On November 2, 2017, EPA published a final determination that the Philadelphia-Wilmington-Atlantic City, PA-NJ-MD-DE marginal ozone nonattainment area had attained the 2008 ozone NAAQS by the July 20, 2016, attainment date. This determination of attainment was based upon EPA's review of certified air quality data for the 3-year period 2013 to 2015. As a result of this determination, EPA determined that the PA-NJ-MD-DE marginal ozone nonattainment area would not be reclassified for failure to attain by its applicable attainment date pursuant to CAA section 181(b)(2)(A) (82 FR 50814, November 2, 2017).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         EPA addressed various ozone elements, outlined in New Jersey's comprehensive November 23, 2021, SIP revisions, in a separate rulemaking (89 FR 71826, September 4, 2024).
                    </P>
                </FTNT>
                <P>
                    On June 4, 2018, EPA finalized certain designations and classifications for the 2015 8-hour ozone NAAQS nationwide, including New Jersey (83 FR 25776, June 4, 2018). The rule designated as a Moderate nonattainment area the New York Metropolitan Area covering, in New Jersey, Bergen, Essex, Hudson, Hunterdon, Middlesex, Monmouth, Morris, Passaic, Somerset, Sussex, Union, and Warren Counties, and designating as a Marginal nonattainment area the Philadelphia-Wilmington-Atlantic City (PA-NJ-MD-DE) area covering, in New Jersey, Atlantic, Burlington, Camden, Cape May, Cumberland, Gloucester, Mercer, Ocean, and Salem Counties (83 FR 25776 at 83 FR 25819. Additionally, on December 6, 2018, EPA published a final rule outlining requirements for States to follow as they implement the 2015 ozone NAAQS (2015 Ozone Implementation Rule) (83 FR 62998, December 6, 2018). The rule contains RACT requirements similar to those outlined within the 2008 Ozone Implementation Rule. Since the NYMA was classified as a Moderate nonattainment area, New Jersey submitted on November 23, 2021, a comprehensive SIP revision addressing its Reasonably Available Control Technology (RACT) requirements for the 2015 8-hour ozone standard for the Moderate nonattainment requirements and OTR obligations under CAA section 184.
                    <SU>4</SU>
                    <FTREF/>
                     Separately, on October 7, 2022, EPA determined that the Philadelphia-Wilmington-Atlantic City 2015 ozone nonattainment area failed to attain by the August 3, 2021, Marginal attainment date, and published a final rule that reclassified the Philadelphia-Wilmington-Atlantic City nonattainment area, along with other States' nonattainment areas, from Marginal to Moderate (87 FR 60897, October 7, 2022). Since the Philadelphia-Wilmington-Atlantic City nonattainment area was reclassified to a Moderate nonattainment area, on March 3, 2025, New Jersey submitted a comprehensive SIP revision that included a Moderate RACT certification to address both the NJ-NJ-CT and PA-NJ-MD-DE area's 2015 8-hour ozone NAAQS Moderate attainment plan obligation. On July 25, 2024, EPA granted a voluntary reclassification request under CAA section 181(b)(3) for the NY-NJ-CT nonattainment area for the 2015 ozone NAAQS, which reclassified the area from Moderate to Serious (89 FR 60314, July 25, 2024). Subsequently, on July 30, 2024, EPA granted another voluntary reclassification request under CAA section 181(b)(3) for the PA-NJ-MD-DE nonattainment area for the 2015 ozone NAAQS, which reclassified the area from Moderate to Serious (89 FR 61025, July 30, 2024).
                    <SU>5</SU>
                    <FTREF/>
                     SIP submissions that address the requirements associated with these Serious classifications were due on January 1, 2026 (90 FR 5651, January 17, 2025).
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         On September 4, 2025, EPA approved portions of a comprehensive SIP revision submitted by New Jersey on November 23, 2021, which included: (1) Reasonable Further Progress Plan and Motor Vehicle Emission Budgets for New Jersey's portion of the NY-NJ-CT area, addressing the 2008 Ozone NAAQS Moderate and Serious nonattainment classifications, respectively; (2) Certification of the State's New Source Review Program as it relates to New Jersey's portion of the NY-NJ-CT area for the 2008 Ozone NAAQS Serious classification; (3) Certification of the State's New Source Review Program as it relates to New Jersey's portion of the PA-NJ-MD-DE &amp; NY-NJ-CT areas for the 2008 &amp; 2015 Ozone NAAQS; (4) Certification of the State's Emission Statement Program as it related to New Jersey's portion of the NY-NJ-CT area for the 2008 Ozone NAAQS Serious classification; (5) Certification that New Jersey satisfied the requirements for Clean Fuel for Fleets, pursuant to CAA section 182(c)(4), as it relates to New Jersey's portion of the NY-NJ-CT nonattainment area; (6) Certification of the State's nonattainment emission inventory, pursuant to CAA section 182(a)(1), as it relates to New Jersey's portion of the PA-NJ-MD-DE &amp; NY-NJ-CT areas for the 2008 &amp; 2015 Ozone NAAQS (89 FR 71826, September 4, 2024).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         On June 24th 2026, EPA issued a final rule, under the authority of CAA section 107(d)(3)(D), to approve a request from the States of Maryland and Delaware to revise the Philadelphia nonattainment area. Specifically, the action revises the original Philadelphia-Wilmington-Atlantic City, PA-NJ-MD-DE nonattainment area for the 2008 ozone NAAQS and 2015 ozone NAAQS into three separate nonattainment areas that together cover the identical geographic area of the original nonattainment area. In that action, EPA also to issued Clean Data Determinations for the Cecil County, MD nonattainment area and New Castle County, DE nonattainment areas for the 2008 and 2015 ozone NAAQS (91 FR 33610, June 4, 2026).
                    </P>
                </FTNT>
                <P>
                    The RACT requirement is not new to New Jersey. The State already has RACT in place due to ozone nonattainment classifications under previous ozone NAAQS. Specifically, most of the counties located within the New Jersey portion of the NYMA for the 2008 ozone NAAQS were previously classified as Severe under the 1979 1-hour ozone NAAQS, and thus were required to implement RACT for all major sources with a potential to emit at least 25 tons per year (tpy) of either volatile organic compounds (VOC) or nitrogen oxides (NO
                    <E T="52">X</E>
                    ) (CAA section 182(d)).
                    <SU>6</SU>
                    <FTREF/>
                     For purposes of the RACT analysis for the 2008 ozone standard, New Jersey retained the 1-hour ozone plan emission 
                    <PRTPAGE P="46353"/>
                    threshold of 25 tpy or more for either NO
                    <E T="52">X</E>
                     or VOC for major sources for the entire State, including the New Jersey portions of both the NY-NJ-CT and PA-NJ-MD-DE nonattainment areas (40 CFR 51.905). Further, the State was previously subject to RACT either as part of a Moderate nonattainment classification for previous ozone NAAQS or as part of the OTR (81 FR 26697, May 4, 2016).
                    <SU>7</SU>
                    <FTREF/>
                     Under the 2008 8-hour ozone standard, in areas classified as Moderate or located in the OTR (which includes all of New Jersey), RACT is required for major stationary sources that emit or have the potential to emit 50 tpy for VOC or 100 tpy for NO
                    <E T="52">X</E>
                     (81 FR 26697 at 81 FR 26704). Meanwhile, under the 2008 8-hour ozone standard for areas classified as Serious, RACT is required for major sources that emit or have the potential to emit 50 tpy of VOC or NO
                    <E T="52">X</E>
                     (Appendix A to Subpart A of Part 51, Title 40).
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         The 2008 Ozone NAAQS designation for the New Jersey portion of the New York- Northern New Jersey- Long Island, NY-NJ-CT nonattainment area included Warren County (77 FR 30088, May 21, 2012). Warren County was not included within the New Jersey portion of the New York-Northern New Jersey-Long Island, NY-NJ-CT, nonattainment area for the 1979 Ozone NAAQS. 
                        <E T="03">See https://www3.epa.gov/airquality/greenbook/obca.html#Ozone_1-hr.1990.New_York.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         CAA section 184(a) established a single OTR comprising all or part of 12 eastern States and the District of Columbia.
                    </P>
                </FTNT>
                <P>
                    Section 182(b)(2) of the CAA requires States to implement RACT in areas classified as Moderate (and higher) nonattainment for ozone, while sections 184(b)(1)(B) and 184(b)(2) of the CAA require VOC RACT in States located in the OTR, and, along with section 182(f), requires NO
                    <E T="52">X</E>
                     RACT in the OTR. RACT must be implemented for all major VOC and NO
                    <E T="52">X</E>
                     emission sources and for all sources covered by a control technique guideline (CTG). A CTG is a document issued by EPA which provides recommendations to inform State, local, and Tribal air agencies as to what constitutes RACT for specific VOC sources. States must submit either rules for sources covered by a CTG, or negative declarations if no such sources exist. A related set of guidance documents, Alternative Control Techniques (ACT), exists primarily for NO
                    <E T="52">X</E>
                     control requirement recommendations. RACT must be imposed on major sources of NO
                    <E T="52">X</E>
                    , and some of those major sources may be within a sector covered by an ACT document.
                </P>
                <P>On March 6, 2015, EPA published a final rule that outlines the obligations that areas found to be in nonattainment of the 2008 ozone NAAQS need to address (2008 Ozone Implementation Rule) (80 FR 12264, March 6, 2015). This rule contains, among other things, a description of EPA's expectations for States with RACT obligations. The 2008 Ozone Implementation Rule provides that States can meet RACT through the establishment of new or more stringent requirements that meet RACT control levels, or through a certification that previously adopted RACT controls in the SIP, that were approved by EPA, represent adequate RACT control levels for attainment of the 2008 ozone NAAQS, or a combination of these two approaches. In addition, a State must submit a negative declaration in instances where there are no sources covered by a given CTG.</P>
                <P>Additionally, pursuant to the 2008 Ozone Implementation Rule, areas designated as nonattainment for that standard that also remain designated as nonattainment for the 1997 ozone standard must satisfy the anti-backsliding requirements of 40 CFR 51.1105.</P>
                <HD SOURCE="HD1">III. Summary and Evaluation of New Jersey's RACT Certifications</HD>
                <P>On November 23, 2021, New Jersey submitted a SIP which included a certification that the State's existing and previously-approved regulations for major sources within the State satisfy the criteria for RACT for purposes of the Moderate classification for the NY-NJ-CT nonattainment area, and statewide RACT obligations tied to the OTR for the 2015 ozone NAAQS. The submittal also contained a certification that the State's regulations, which have been previously approved in the State's SIP, are sufficient to comprise RACT for the NY-NJ-CT nonattainment area's Serious classification for the 2008 ozone NAAQS. On March 3, 2025, New Jersey submitted a SIP revision certifying that its November 2021 RACT SIP for the 2015 8-hour ozone NAAQS (Moderate classification) applies to the New Jersey portions of both the NY-NJ-CT and Philadelphia-Wilmington-Atlantic City (PA-NJ-MD-DE) nonattainment areas. Both New Jersey's November 2021 and March 2025 SIP submissions were made pursuant to CAA sections 182(b)(2), 184(b)(1), and 182(f), and in accordance with EPA's 2018 Ozone Implementation Rule.</P>
                <P>
                    On October 9, 2018, EPA approved New Jersey's statewide 2008 NAAQS RACT SIP submission for requirements associated with the Moderate area classification and the OTR (83 FR 50506, October 9, 2018).
                    <SU>8</SU>
                    <FTREF/>
                     Following EPA's approval of New Jersey's statewide 2008 NAAQS RACT SIP submission for requirements associated with the Moderate area classification and the OTR, the NYMA was reclassified to Serious nonattainment since the area failed to attain the standard by the applicable July 20, 2018, attainment date (84 FR 44238, August 23, 2019). Therefore, under the 2008 8-hour ozone NAAQS Serious classification, RACT is required for major sources that emit or have the potential to emit 50 tpy of VOC or NO
                    <E T="52">X</E>
                     (Appendix A to Subpart A of Part 51, Title 40).
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         The Agency noted that New Jersey supplemented its initial June 11, 2015, submission with a December 14, 2017, submittal to address certain CTGs not addressed in the State's initial submittal.
                    </P>
                </FTNT>
                <P>
                    Within New Jersey's November 23, 2021, RACT submittal, the State notes that prior nonattainment designations for New Jersey's portion of the NYMA under the previous 1979 and 1997 ozone standards resulted in the adoption of stringent controls for major sources of VOC and NO
                    <E T="52">X</E>
                    , including RACT level controls. Although the entire State is not classified as Severe for the 2008 ozone NAAQS, New Jersey's major source applicability threshold for both VOC and NO
                    <E T="52">X</E>
                     has been currently maintained at 25 tpy statewide, due to anti-backsliding and the NYMA previously being designated as Severe for the 1979 (1-hour) ozone standard, where the major source threshold is 25 tpy (56 FR 56694, November 6, 1991). In accordance with the 2008 and 2015 Ozone Implementation Rules, much of New Jersey's submittal consists of a review of RACT controls adopted under previous ozone standards and a certification that those previously adopted controls still represent RACT for the Serious and Moderate classifications of the 2008 and 2015 ozone NAAQS, respectively. Specifically, New Jersey conducted its RACT certification by researching New Jersey's Environmental Management System (NJEMS) permitting and emission inventory databases, comparing the existing New Jersey RACT rules with EPA's CTG and ACTs, and comparing the stringency of New Jersey's RACT regulations to those in other OTR States.
                </P>
                <P>
                    Additionally, New Jersey notes that as a member State of the OTR, it continuously coordinates with the Ozone Transport Commission to identify and adopt, as deemed appropriate, regulations on additional VOC and NO
                    <E T="52">X</E>
                     categories beyond those for which EPA has issued CTGs or ACT documents.
                </P>
                <P>
                    As a part of New Jersey's November 23, 2021, submission, the State provides a certification of VOC and NO
                    <E T="52">X</E>
                     RACT for non-CTG major sources. In 2009, New Jersey adopted VOC and NO
                    <E T="52">X</E>
                     RACT for major non-CTG sources located in the State under New Jersey Administrative Code, Title 7, Chapter 27 (N.J.A.C. 7:27) Subchapter 16 and Subchapter 19. Those sources for which EPA guidance was not published, but 
                    <PRTPAGE P="46354"/>
                    for which the State established RACT, include:
                </P>
                <P>1. High Electric Demand Day boilers serving EGUs [N.J.A.C. 7:27-19.4];</P>
                <P>2. High Electric Demand Day turbines serving EGUs [N.J.A.C. 7:27-19.5];</P>
                <P>3. Asphalt paving production plants [N.J.A.C. 7:27-19.9];</P>
                <P>4. Alternative and facility-specific VOC control requirements [N.J.A.C. 7:27-16.17];</P>
                <P>
                    5. Alternative and facility-specific NO
                    <E T="52">X</E>
                     emission limits [N.J.A.C. 7:27-19.13];
                </P>
                <P>6. Municipal solid waste (MSW) incinerators [N.J.A.C. 7:27-19.12]; and</P>
                <P>7. Sewage sludge incinerators [N.J.A.C. 7:27-19.28].</P>
                <P>On November 6, 2017, New Jersey amended N.J.A.C. 7:27-16 and N.J.A.C. 7:27-19 to update RACT for the following CTG/ACT categories:</P>
                <P>1. Paper, Film, and Foil Coatings [N.J.A.C.7:27-16.7];</P>
                <P>2. Fiberglass Boat Manufacturing Materials [N.J.A.C. 7:27-16.14];</P>
                <P>3. Misc. Metal and Plastic Parts Coatings [N.J.A.C. 7:27-16.15];</P>
                <P>4. Industrial Cleaning Solvents [N.J.A.C. 7:27-16.24];</P>
                <P>5. Stationary Combustion Turbines compressing gaseous fuel [N.J.A.C. 7:27-19.5], and;</P>
                <P>6. Stationary Reciprocating Engines compressing gaseous fuel [N.J.A.C. 7:27-19.8];</P>
                <P>On October 9, 2018, EPA approved New Jersey's revisions to N.J.A.C Subchapter 16 and Subchapter 19 as satisfying RACT for the Moderate classification of the 2008 ozone NAAQS, and associated RACT requirements for States located within the OTR (83 FR 50506, October 9, 2018).</P>
                <P>
                    As a part of New Jersey's November 23, 2021, submission, the State determined that currently effective emission limits for these source categories still represent RACT for the Moderate classification in the NYMA for the 2015 ozone NAAQS. New Jersey also certifies that the currently effective emission limits also represent RACT for the Serious classification in the NYMA for the 2008 ozone NAAQS. Appendix 11-1 of New Jersey's November 2021 SIP revision presents a detailed technical analysis of the State's NO
                    <E T="52">X</E>
                     RACT requirements and the justification for recertifying RACT for existing source categories. Specifically, within New Jersey's Appendix 11-1, the State performed a state-to-state RACT analysis and compared presumptive NO
                    <E T="52">X</E>
                     RACT rule limits for major non-CTG sources located throughout the OTR. Results of the State's analysis showed that New Jersey's presumptive NO
                    <E T="52">X</E>
                     RACT emission limits for sources including boilers, stationary combustion/reciprocating engines, asphalt pavement production plants, glass manufacturing furnaces, municipal solid waste incinerators, and sewage sludge incinerators were either more stringent or consistent with other States within the OTR. Also, results of the State's comparison RACT analysis displayed that New Jersey's RACT emission standards feature more stringent averaging times compared to other States within the OTR. For example, New Jersey's analysis details that its NO
                    <E T="52">X</E>
                     RACT regulation for Stationary Combustion Turbine (N.J.A.C. 7:27-19.5) firing natural gas is more stringent than six other OTR States (CT, DE, MA, MD, PA, VA) and is consistent with three other OTR States (DC, NH, NY). New Jersey notes that its NO
                    <E T="52">X</E>
                     RACT regulation for Stationary Combustion Turbines was adopted almost a decade prior compared to other States that contain similar NO
                    <E T="52">X</E>
                     presumptive limits.
                    <SU>9</SU>
                    <FTREF/>
                     Also, in Appendix 11-1, New Jersey presents a technological and economic assessment evaluating whether additional NO
                    <E T="52">X</E>
                     reductions at various major sources, including Municipal Solid Waste Incinerators and Boilers serving Electric Generating Units, are feasible beyond current implemented and enforced control requirements.
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         Appendix 11-1 of New Jersey's November 23, 2021, SIP submission details how the State reviewed air pollution control permits for 46 existing simple cycle turbines. In its analysis, the State determined that all 46 units have NO
                        <E T="52">X</E>
                         controls. Specifically, 26 units representing 57% of the fleet are equipped with selective catalytic reduction (SCR), 6 units are equipped with Dry Low NO
                        <E T="52">X</E>
                         (DLN) technology, 6 units are equipped with water injection (WI) and 8 units are equipped with both WI and DLN to control NO
                        <E T="52">X</E>
                         emissions. All units comply with the New Jersey's federally-approved RACT limits.
                    </P>
                </FTNT>
                <P>
                    After evaluating its existing RACT regulations and requirements, New Jersey determined that these measures continue to constitute RACT for purposes of the 2008 ozone NAAQS Serious classification, the 2015 ozone NAAQS Moderate classification, and OTR requirements for the 2015 ozone NAAQS. New Jersey certified that its current regulations still comprise RACT for all major sources of NO
                    <E T="52">X</E>
                    /VOCs and all sources covered by CTGs where there is no negative declaration. New Jersey has implemented RACT controls statewide for all CTGs that EPA has issued, as of time of the State's 2021 submittal, to meet the requirements of the CAA. Table 2 below lists the RACT controls that have been promulgated in N.J.A.C. 7:27, the corresponding CTG or ACT that the control measure addresses, and the corresponding most recent EPA SIP approval dates:
                </P>
                <GPOTABLE COLS="4" OPTS="L2,i1" CDEF="xs40,r50,r100,r50">
                    <TTITLE>
                        Table 2—New Jersey's RACT Regulations That Address Major Sources of NO
                        <E T="0732">X</E>
                        /VOCs and Sources Covered by CTGs/ACTs.
                    </TTITLE>
                    <BOXHD>
                        <CHED H="1">N.J.A.C. 7:27 Subchapter</CHED>
                        <CHED H="1">Title of New Jersey's RACT Regulation</CHED>
                        <CHED H="1">Corresponding CTGs or ACTs</CHED>
                        <CHED H="1">EPA latest approval date</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">16.2</ENT>
                        <ENT>VOC stationary storage tanks</ENT>
                        <ENT>—CTG for Fixed Roof Petroleum Tanks (EPA-450/2-77-036)</ENT>
                        <ENT>08/03/2010, 75 FR 45483.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—CTG for External Floating Roof Tanks (EPA-450/2-78-047)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—CTG for Volatile Organic Liquids Storage (EPA-453/R-94-001)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—ACT for Batch Processes (EPA-453/R-93-020)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="01">16.3</ENT>
                        <ENT>Gasoline transfer operations</ENT>
                        <ENT>—CTG for Stage I Vapor Control System (EPA-450/R-75-102)</ENT>
                        <ENT>06/18/2020, 85 FR 36748.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—CTG for Gasoline Loading Terminal (EPA-450/2-77-026)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—CTG for Leaks from Gasoline Tank Trucks and Vapor Collection System (EPA-450/2-78-051)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="01">16.6</ENT>
                        <ENT>Open top tanks and solvent cleaning operations</ENT>
                        <ENT>—CTG for Misc. Refinery Sources (EPA-450/2-78-036)</ENT>
                        <ENT>11/28/2023, 88 FR 83036.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—CTG for Solvent Metal Cleaning (EPA-450/2-77-022)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—ACT for Halogenated Solvent Cleaners (EPA-450/3-89-030)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="46355"/>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—ACT for Industrial Cleaning Solvents (EPA-453/R-94-015)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—ACT for Industrial Wastewater (No Report ID)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="01">16.7</ENT>
                        <ENT>Surface coating and graphic arts operation</ENT>
                        <ENT>—CTG for Surface Coating of Cans, Coils, Paper, Fabrics, Automobiles, and Light-Duty Trucks (EPA-450/2-77-008)</ENT>
                        <ENT>10/09/2018, 83 FR 50506.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—CTG for Surface Coating Metal Furniture (EPA-450/2-77-032)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—CTG for Surface Coating Magnet Wire (EPA-450/2-77-033)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—CTG for Surface Coating Large Appliances (EPA-450/2-77-034)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—CTG for Surface Coating Misc. Metal Parts (EPA-450/2-78-015)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—CTG for Surface Coating Flat Wood Panel (EPA-450/2-78-032)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—CTG for Graphic Arts—Roto &amp; Flex (EPA-450/2-78-033)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—CTG for Wood Furniture Manufacturing (EPA-453/R-96-007)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—CTG for Flat Wood Paneling Coatings (EPA-453/R-06-004)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—CTG for Lithographic Printing Materials (EPA-453/R-06-002)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—CTG for Flexible Packaging Printing (EPA-453/R-06-003)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—CTG for Paper, Film, and Foil Coatings (EPA 453/R-07-003)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—ACT for Surface Coating Plastic Parts (EPA-453/R-94-017)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="01">16.12</ENT>
                        <ENT>Surface coating operations at mobile equipment repair and refinishing facilities</ENT>
                        <ENT>—ACT for Automobile Refinishing (EPA-453/R-94-031)</ENT>
                        <ENT>08/03/2010, 75 FR 45483.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">16.14</ENT>
                        <ENT>Fiberglass boat manufacturing materials</ENT>
                        <ENT>—CTG for Fiberglass Boat Manufacturing Materials (EPA 453/R-08-004)</ENT>
                        <ENT>10/09/2018, 83 FR 50506.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">16.15</ENT>
                        <ENT>Miscellaneous metal and plastic parts coatings</ENT>
                        <ENT>—CTG for Misc. Metal and Plastic Parts Coatings (EPA 453/R-08-003)</ENT>
                        <ENT>10/09/2018, 83 FR 50506.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">16.16</ENT>
                        <ENT>Other Source operations</ENT>
                        <ENT>—CTG for Synthetic Pharmaceutical Product (EPA-450/2-78-029)</ENT>
                        <ENT>11/28/2023, 88 FR 83036.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—CTG for High-Density Polyethylene (EPA-450/3-83-008)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—CTG for Air Oxidation Processes in Synthetic Organic Chemical Mfg. Industry (EPA-450/3-84-015)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—CTG for Reactors and Distillation in Synthetic Organic Chemical Mfg. Industry (EPA-450/4-91-031)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—ACT for Halogenated Solvent Cleaners (EPA-450/3-89-030)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="01">16.18</ENT>
                        <ENT>Leak detection and repair</ENT>
                        <ENT>—CTG for Leaks from Refinery Equipment (EPA-450/2-78-036)</ENT>
                        <ENT>08/03/2010, 75 FR 45483.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—CTG for Nat. Gas/Gasoline Process Leaks (EPA-450/3-83-007)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>—CTG for Synthetic Chemical Mfg. Equip Fugitives (EPA-450/3-83-006)</ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="01">16.19</ENT>
                        <ENT>Application of cutback and emulsified asphalts</ENT>
                        <ENT>—CTG for Use of Cutback Asphalt (EPA-450/2-77-037)</ENT>
                        <ENT>08/03/2010, 75 FR 45483.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">16.20</ENT>
                        <ENT>Petroleum solvent dry cleaning operations</ENT>
                        <ENT>—CTG for Large Petroleum Dry Cleaners (EPA-450/3-82-009)</ENT>
                        <ENT>08/03/2010, 75 FR 45483.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">16.24</ENT>
                        <ENT>Industrial cleaning</ENT>
                        <ENT>—CTG for Industrial Cleaning Solvents (EPA-453/R-06-001)</ENT>
                        <ENT>10/09/2018, 83 FR 50506.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">19.4</ENT>
                        <ENT>Boilers serving electric generating units</ENT>
                        <ENT>—ACT for Utility Boilers (EPA-453/R-94-023)</ENT>
                        <ENT>08/03/2010, 75 FR 45483.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">19.5</ENT>
                        <ENT>Stationary combustion turbines</ENT>
                        <ENT>—ACT for Stationary Gas Turbines (EPA-453/R-93-007)</ENT>
                        <ENT>10/09/2018, 83 FR 50506.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">19.7</ENT>
                        <ENT>Industrial/commercial/institutional boilers and other indirect heat exchangers</ENT>
                        <ENT>—ACT for Industrial Commercial &amp; Institutional Boilers (EPA-453/R-94-022)</ENT>
                        <ENT>11/28/2023, 88 FR 83036.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">19.8</ENT>
                        <ENT>Stationary reciprocating engines</ENT>
                        <ENT>—ACT for Stationary RICE (EPA-453/R-93-032)</ENT>
                        <ENT>11/28/2023, 88 FR 83036.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">19.10</ENT>
                        <ENT>Glass manufacturing furnaces</ENT>
                        <ENT>—ACT for Glass Manufacturing (EPA-453/R-94-037)</ENT>
                        <ENT>08/03/2010, 75 FR 45483.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">23</ENT>
                        <ENT>Prevention of Air Pollution from Architectural Coating Standards</ENT>
                        <ENT>—ACT for Application of Traffic Markings (EPA-450/3-88-007)</ENT>
                        <ENT>12/22/2010, 75 FR 80340.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">24</ENT>
                        <ENT>Consumer products</ENT>
                        <ENT>—N/A</ENT>
                        <ENT>12/22/2010, 75 FR 80340.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">26</ENT>
                        <ENT>Prevention of Air Pollution from Adhesives, Sealants, Adhesive Primers and Sealant Primers</ENT>
                        <ENT>—CTG for Misc. Industrial Adhesives (EPA 453/R-08-005)</ENT>
                        <ENT>12/22/2010, 75 FR 80340.</ENT>
                    </ROW>
                </GPOTABLE>
                <PRTPAGE P="46356"/>
                <P>
                    New Jersey's November 23, 2021, RACT submittal contains a table (see Table 11-2: RACT Certifications Based on Existing USEPA Guidance) listing all the CTG and ACT categories (67 categories in total) and the corresponding State regulations or negative declaration that address the requirements. EPA previously approved and incorporated into the SIP all of the State's regulations identified in Table 11-2 that address CTGs and ACTs.
                    <SU>10</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         Table 11-2 of New Jersey's November 2021 SIP Submission does not include some EPA approvals for certain rules adopted by the State to address certain CTGs such as the 2006 Industrial Cleaning Solvent CTG, 2007 Paper, Film, and Foil Coatings CTG, 2008 Fiberglass Boat Manufacturing Materials CTG, and the 2008 Miscellaneous Metal and Plastic Parts Coating CTG. EPA approved State rules as satisfying RACT for these CTGs for the Moderate classification, and OTR requirements, of the 2008 ozone NAAQS (83 FR 50506, October 9, 2018).
                    </P>
                </FTNT>
                <P>EPA's evaluation of New Jersey's CTG-based VOC RACT regulations is summarized below and described in greater detail in the Technical Support Document (TSD) available in the docket for this action. Within the TSD, an analysis in table format is provided which summarizes each of New Jersey's CTG-based VOC control regulations and compares the State's requirements with the corresponding CTG, similar requirements from neighboring States, and other resources such as EPA's RACT/BACT/LAER clearing house, Menu of Control Measures, New Source Performance Standards, and National Emission Standards of Hazardous Air Pollutants. EPA notes that for many sources, the existing New Jersey rules feature more stringent emission limits and/or lower thresholds of applicability than the recommendations contained in the CTG and ACT documents. New Jersey certifies that its SIP approved regulations represent RACT for the Serious classification of the 2008 ozone Standard, the Moderate classification of the 2015 ozone Standard, and requirements associated with the OTR for the 2015 ozone NAAQS.</P>
                <P>
                    As detailed previously, on October 9, 2018, EPA approved New Jersey's statewide 2008 NAAQS RACT SIP submission for requirements associated with the Moderate area classification and the OTR (83 FR 50506, October 9, 2018). Although the entire State is not classified as Severe for the 2008 ozone NAAQS, New Jersey's major source applicability threshold for both VOC and NO
                    <E T="52">X</E>
                     has been maintained at 25 tpy statewide since 1992. This is due to anti-backsliding provisions required under the Act and the NYMA previously being designated as Severe for the one-hour ozone standard. Therefore, New Jersey certifies that the RACT analysis and implementation of RACT controls for the 2008 Ozone NAAQS Moderate classification satisfies the requirement of the Serious classification.
                </P>
                <P>
                    In regard to negative declarations, New Jersey reviewed the CTG categories and determined that their previously approved negative declarations remain valid (83 FR 50506, October 9, 2018). In New Jersey's November 2021 submittal, by comparing the list of existing CTGs with New Jersey's effective rules, and researching the NJEMS emission statements and permitting database for source categories by the North American Industry Classification System, the State certifies that there are no sources located within the State that are covered by the following CTGs: (1) Manufacture of Vegetable Oils 
                    <SU>11</SU>
                    <FTREF/>
                     (2) Manufacture of Pneumatic Rubber Tires (EPA-450/2-78-030, Dec. 1978); (3) Aerospace Coatings (EPA-453/R-97-004, Dec. 1997); (4) Shipbuilding and Ship Repair Operations (61 FR 44050, Aug. 27, 1996); (5) Metal Furniture Coatings; (6) Large Appliance Coatings; and (7) Auto and Light Duty Truck Original Equipment Manufacturer Assembly Coatings (EPA 453/R-08-006, Sept. 2008). On May 13, 2019, NJDEP submitted a SIP revision to EPA consisting of a negative declaration of the October 2016 Oil and Natural Gas Control Techniques Guidelines (EPA-453/B-16-001) (2016 Oil and Gas CTG). On May 18, 2020, EPA issued a final approval of New Jersey's negative declaration for the 2016 Oil and Gas CTG (85 FR 29627, May 18, 2020). In this action, EPA is proposing to find that the State's negative declaration for the CTGs listed above remains valid and satisfies the requirements for the 2008 ozone NAAQS Serious classification, the 2015 ozone standard Moderate classification and requirements associated with the OTR for the 2015 ozone NAAQS (83 FR 50506, October 9, 2018 and 85 FR 29627, May 18, 2020). In its March 3, 2025, SIP submission, New Jersey affirms that the negative declarations for the CTGs identified in this section remain valid and applicable to the New Jersey portion of the Philadelphia-Wilmington-Atlantic City (PA-NJ-MD-DE) 2015 ozone NAAQS Moderate nonattainment area.
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         The CTG for the manufacturing of vegetable oils was published in June 1978 (see EPA-450/2-78-035) but in a March 1980 guidance document, entitled “Guidance for the Control of Volatile Organic Compounds Emitted by Ten Selected Source Categories,” EPA advised that the “States are not required, at this time, to develop regulations for the vegetable oil manufacturing industry.” EPA guidance has not been revised since the March 1980 guidance. At this time, EPA considers the vegetable oil CTG as only guidance for States when they need to develop attainment plans in nonattainment areas.
                    </P>
                </FTNT>
                <P>
                    Regarding source-specific RACT determinations, New Jersey submits certain source-specific RACT determinations to EPA as SIP revisions. A source-specific RACT determination applies to sources that have obtained a facility-specific emission limit or an alternative emission limit, 
                    <E T="03">i.e.,</E>
                     variance. A case-by-case RACT analysis is required for sources that are not defined by a specific source category covered by an existing State regulation or are requesting a variance. New Jersey's RACT regulations at N.J.A.C. 7:27 Subchapter 19.13 for NO
                    <E T="52">X</E>
                     and at Subchapter 16.17 for VOCs outline the process and conditions for granting a source-specific RACT determination. Under the CAA, these individual source-specific RACT determinations are required to be submitted by the State as a SIP revision for EPA's approval. In its November 2021 RACT SIP submittal, New Jersey included Tables 11-3 and 11-4 to list VOC and NO
                    <E T="52">X</E>
                     major source facilities that are subject to a RACT source-specific SIP revision under the 8-hour Ozone SIP and corresponding type of emission limit, NJDEP approval status of the facility's emission limit, and whether NJDEP submitted the RACT determination as a SIP revision to EPA.
                </P>
                <P>
                    In New Jersey's November 23, 2021 SIP submittal, the State also mentions that many of the facilities that were previously required to submit source-specific RACT determinations currently operate in compliance with updated RACT limits under N.J.A.C. 7:27 Subchapter 16 and Subchapter 19. On October 9, 2018, EPA approved these New Jersey's revisions to N.J.A.C Subchapter 16 and Subchapter 19 as satisfying RACT for the Moderate classification of the 2008 ozone NAAQS and associated RACT requirements for States located within the OTR (83 FR 50506, October 9, 2018). Therefore, New Jersey included Table 11-5 in its November 2021 RACT SIP submittal, which outlines a list of terminated source-specific limits and control plans for facilities that no longer require a variance due to plant closings, equipment shutdown or replacement, or affected equipment now operating in compliance with revised adopted RACT limits. As a result, New Jersey notes that the number of case-by-case RACT limits has been reduced significantly.
                    <SU>12</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         In New Jersey's November 2021 RACT SIP submission, the State notes that the number of case-by-case RACT variance determinations from facilities has been reduced from 40 to 13.
                    </P>
                </FTNT>
                <P>
                    As part of its March 3, 2025, SIP submission, New Jersey updated its 
                    <PRTPAGE P="46357"/>
                    analysis of source-specific RACT controls statewide; Table 3-1 lists facilities with source-specific RACT conditions and indicates whether controls are pending State/EPA approval or already approved and in effect. EPA's review of Table 3-1 shows several facilities are expected to request termination of Alternative Control Plans, emission limitations, or Facility Specific Emission Limits because the relevant units have been retired or are anticipated to undergo permit renewal. EPA continues its coordination with NJDEP to address the status of remaining source-specific SIPs referenced in Tables 11-3 and 11-4 of the November 23, 2021, SIP submission and Table 3-1 of the March 3, 2025 SIP submission. Once submitted, these source specific SIPs will be addressed in future separate actions.
                    <SU>13</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         EPA has approved previous versions of these source-specific determinations. 
                        <E T="03">See</E>
                         40 CFR 52.1570(d).
                    </P>
                </FTNT>
                <P>
                    EPA has reviewed New Jersey's RACT certification demonstration and proposes to determine that the State's regulatory requirements for VOC and NO
                    <E T="52">X</E>
                     emissions from major sources accomplish a RACT level of control for both pollutants. Regarding the CTG and ACT categories, New Jersey has reviewed previously approved RACT controls and EPA agrees with the State's evaluation that those previously adopted controls still represent RACT for the Serious classification of the 2008 ozone Standard, the Moderate classification of the 2015 ozone Standard, and requirements associated with the OTR for the 2015 ozone NAAQS. Also, the SIP-approved New Jersey RACT rules have more stringent emission limits and/or lower thresholds of applicability than the recommendations contained in the CTG and ACT documents. Since EPA agrees that the regulations which New Jersey has cited as meeting RACT do conform with RACT for the 2015 and 2008 ozone standards, EPA proposes approval of New Jersey's RACT certifications SIP revisions requests dated November 23, 2021, and March 3, 2025.
                </P>
                <HD SOURCE="HD1">IV. EPA's Proposed Action</HD>
                <P>EPA proposes to approve New Jersey's SIP revisions dated November 23, 2021, and March 3, 2025, addressing RACT for: (1) the 2008 8-hour ozone NAAQS in the New Jersey portion of the New York-Northern New Jersey-Long Island Serious nonattainment area; (2) the 2015 8-hour ozone NAAQS (Moderate classification) in the NYMA; (3) the statewide 2015 ozone RACT obligation within the OTR, consistent with CAA Section 184(b)(1); (4) and the 2015 8-hour ozone NAAQS (Moderate classification) for the New Jersey portion of the Philadelphia-Wilmington-Atlantic City (PA-NJ-MD-DE) Moderate nonattainment area.</P>
                <P>
                    EPA is soliciting public comments on the issues discussed in this notice. These comments will be considered before taking final action. Interested parties may participate in the Federal rulemaking procedure by submitting written comments to this proposed rule by following the instructions listed in the 
                    <E T="02">ADDRESSES</E>
                     section of this 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <HD SOURCE="HD1">V. Statutory and Executive Order Reviews</HD>
                <P>Under the CAA, the Administrator is required to approve a SIP submission that complies with the provisions of the CAA and applicable Federal regulations. 42 U.S.C.7410(k); 40 CFR 52.02(a). Thus, in reviewing SIP submissions, EPA's role is to approve State choices, provided that they meet the criteria of the CAA. Accordingly, this action merely proposes to approve State law as meeting Federal requirements and does not impose additional requirements beyond those imposed by State law. For that reason, this proposed action:</P>
                <P>• Is not a significant regulatory action subject to review by the Office of Management and Budget under Executive Order 12866 (58 FR 51735, Oct. 4, 1993);</P>
                <P>• Is not subject to Executive order 14192 (90 FR 9065, Feb. 6, 2025) because SIP actions are exempt from review under Executive Order 12866;</P>
                <P>
                    • Does not impose an information collection burden under the provisions of the Paperwork Reduction Act (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    );
                </P>
                <P>
                    • Is certified as not having a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601 
                    <E T="03">et seq.</E>
                    );
                </P>
                <P>• Does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4);</P>
                <P>• Does not have federalism implications as specified in Executive Order 13132 (64 FR 43255, Aug. 10, 1999);</P>
                <P>• Is not subject to Executive Order 13045 (62 FR 19885, Apr. 23, 1997) because it approves a State program;</P>
                <P>• Is not a significant regulatory action subject to Executive Order 13211 (66 FR 28355, May 22, 2001); and</P>
                <P>• Is not subject to requirements of Section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) because application of those requirements would be inconsistent with the Clean Air Act.</P>
                <P>In addition, this proposed rulemaking pertaining to New Jersey's submissions, is not approved to apply on any Indian reservation land or in any other area where EPA or an Indian Tribe has demonstrated that a Tribe has jurisdiction. In those areas of Indian country, the rule does not have Tribal implications and will not impose substantial direct costs on Tribal governments or preempt Tribal law as specified by Executive Order 13175 (65 FR 67249, Nov. 9, 2000).</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 40 CFR Part 52</HD>
                    <P>Environmental Protection, Air Pollution Control, Incorporation by Reference, Intergovernmental Relations, Nitrogen Dioxide, Ozone, Reporting and Recordkeeping Requirements, Volatile Organic Compounds.</P>
                </LSTSUB>
                <AUTH>
                    <HD SOURCE="HED">Authority: </HD>
                    <P>
                        42 U.S.C. 7401 
                        <E T="03">et seq.</E>
                    </P>
                </AUTH>
                <SIG>
                    <NAME>Michael Martucci,</NAME>
                    <TITLE>Regional Administrator, Region 2.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14923 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <CFR>40 CFR Part 52</CFR>
                <DEPDOC>[EPA-R03-OAR-2026-1817; FRL-13342-01-R3]</DEPDOC>
                <SUBJECT>Air Plan Approval; Pennsylvania; Harrisburg-Lebanon-Carlisle-York Maintenance Area, Second 10-Year Maintenance Plan for the 2006 Fine Particulate Matter National Ambient Air Quality Standard</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Environmental Protection Agency (EPA) is proposing to approve under the Clean Air Act (CAA), the Second Maintenance Plan for the Harrisburg-Lebanon-Carlisle and York Maintenance Area (Harrisburg-York Area) for the 2006 Fine Particulate Matter national ambient air quality standard (NAAQS) (Second 10-Year Maintenance Plan) as a revision to the state implementation plan (SIP). The SIP revision, submitted on February 7, 2025 by the Pennsylvania Department of Environmental Protection (PADEP), addresses the second 10-year maintenance period for particulate matter with an aerodynamic diameter less than or equal to a nominal 2.5 micrometers (µm), commonly known as 
                        <PRTPAGE P="46358"/>
                        fine particulate matter or PM
                        <E T="52">2.5</E>
                        . The Plan includes, among other elements, a base year emissions inventory, a maintenance demonstration, contingency provisions, and motor vehicle emissions budgets for use in transportation conformity determinations, to ensure the continued maintenance of the 2006 PM
                        <E T="52">2.5</E>
                         NAAQS. The EPA is also proposing to find adequate and approve the motor vehicle emission budgets for the Harrisburg-York Area.
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written comments must be received on or before August 24, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit your comments, identified by Docket ID No. EPA-R03-OAR-2026-1817 at 
                        <E T="03">www.regulations.gov,</E>
                         or via email to 
                        <E T="03">gordon.mike@epa.gov.</E>
                         For comments submitted at 
                        <E T="03">Regulations.gov,</E>
                         follow the online instructions for submitting comments. Once submitted, comments cannot be edited or removed from 
                        <E T="03">Regulations.gov.</E>
                         For either manner of submission, the EPA may publish any comment received to its public docket. Do not submit electronically any information you consider to be confidential business information (CBI) or other information whose disclosure is restricted by statute. Multimedia submissions (audio, video, etc.) must be accompanied by a written comment. The written comment is considered the official comment and should include discussion of all points you wish to make. The EPA will generally not consider comments or comment contents located outside of the primary submission (
                        <E T="03">i.e.</E>
                        , on the web, cloud, or other file sharing system). For additional submission methods, please contact the person identified in the 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                         section. For the full EPA public comment policy, information about CBI or multimedia submissions, and general guidance on making effective comments, please visit 
                        <E T="03">www.epa.gov/dockets/commenting-epa-dockets.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Adam Lewis, Planning &amp; Implementation Branch (3AD30), Air &amp; Radiation Division, U.S. Environmental Protection Agency, Region III, 1600 John F Kennedy Boulevard, Philadelphia, Pennsylvania 19103. The telephone number is (215) 814-2026. Mr. Adam Lewis can also be reached via electronic mail at 
                        <E T="03">lewis.adam@epa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Table of Contents</HD>
                <EXTRACT>
                    <FP SOURCE="FP-2">I. Background</FP>
                    <FP SOURCE="FP1-2">
                        A. The PM
                        <E T="52">2.5</E>
                         National Ambient Air Quality Standards
                    </FP>
                    <FP SOURCE="FP1-2">
                        B. Designation of PM
                        <E T="52">2.5</E>
                         NAAQS Nonattainment Area and Subsequent Actions
                    </FP>
                    <FP SOURCE="FP-2">II. The Second 10-Year Maintenance Plan Submittal and Procedural Requirements</FP>
                    <FP SOURCE="FP-2">III. Evaluation of the Second 10-Year Maintenance Plan</FP>
                    <FP SOURCE="FP1-2">A. Emissions Inventory</FP>
                    <FP SOURCE="FP1-2">B. Maintenance Demonstration</FP>
                    <FP SOURCE="FP1-2">C. Monitoring Network Requirements</FP>
                    <FP SOURCE="FP1-2">D. Verification of Continued Attainment</FP>
                    <FP SOURCE="FP1-2">E. Contingency Measures</FP>
                    <FP SOURCE="FP1-2">F. Motor Vehicle Emissions Budgets for Transportation Conformity</FP>
                    <FP SOURCE="FP-2">IV. Proposed Action</FP>
                    <FP SOURCE="FP-2">V. Statutory and Executive Order Reviews</FP>
                </EXTRACT>
                <HD SOURCE="HD1">I. Background</HD>
                <HD SOURCE="HD2">
                    A. The PM
                    <E T="54">2.5</E>
                     National Ambient Air Quality Standards
                </HD>
                <P>
                    Under section 109 of the CAA, the EPA has established NAAQS for certain pervasive air pollutants (referred to as criteria pollutants) and conducts periodic reviews of the NAAQS to determine whether they should be revised or whether new NAAQS should be established. The EPA sets the NAAQS for criteria pollutants at levels required to protect public health and welfare.
                    <SU>1</SU>
                    <FTREF/>
                     The EPA's particulate matter standards address particles with diameters that are generally two and half micrometers or smaller (fine particulate matter or PM
                    <E T="52">2.5</E>
                    ) and particles with diameters that are generally 10 micrometers or smaller (PM
                    <E T="52">10</E>
                    ). PM
                    <E T="52">2.5</E>
                     is one of the ambient pollutants for which the EPA has established health-based standards.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         For a given air pollutant, “primary” national ambient air quality standards are those determined by the EPA as requisite to protect the public health. “Secondary” standards are those determined by the EPA as requisite to protect the public welfare from any known or anticipated adverse effects associated with the presence of such air pollutant in the ambient air. CAA section 109(b).
                    </P>
                </FTNT>
                <P>
                    Fine particulate matter contributes to effects that are harmful to human health and the environment, including premature mortality, aggravation of respiratory and cardiovascular disease, decreased lung function, visibility impairment, and damage to vegetation and ecosystems. Individuals particularly sensitive to PM
                    <E T="52">2.5</E>
                     exposure include older adults, people with heart and lung disease, and children. 
                    <E T="03">See</E>
                     78 FR 3086 (January 15, 2013). PM
                    <E T="52">2.5</E>
                     can be emitted directly into the atmosphere as a solid or liquid particle (primary PM
                    <E T="52">2.5</E>
                     or direct PM
                    <E T="52">2.5</E>
                    ) or can be formed in the atmosphere (secondary PM
                    <E T="52">2.5</E>
                    ) as a result of various chemical reactions among precursor pollutants such as nitrogen oxides (NO
                    <E T="52">X</E>
                    ), sulfur dioxide (SO
                    <E T="52">2</E>
                    ), volatile organic compounds (VOCs), and ammonia (NH
                    <E T="52">3</E>
                    ).
                    <SU>2</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         EPA, Air Quality Criteria for Particulate Matter, No. EPA/600/P-99/002aF and EPA/600/P-99/002bF, October 2004.
                    </P>
                </FTNT>
                <P>
                    On July 18, 1997 (62 FR 38652), the EPA revised the NAAQS for particulate matter to add new standards for PM
                    <E T="52">2.5</E>
                    . The Agency established primary and secondary annual and 24-hour standards for PM
                    <E T="52">2.5</E>
                    . The annual standard was set at 15.0 micrograms per cubic meter (µg/m
                    <SU>3</SU>
                    ) based on a 3-year average of annual mean PM
                    <E T="52">2.5</E>
                     concentrations, and the 24-hour (daily) standard was set at 65 µg/m
                    <SU>3</SU>
                     based on the 3-year average of the annual 98th percentile values of 24-hour PM
                    <E T="52">2.5</E>
                     concentrations at each population-oriented monitor within an area.
                </P>
                <P>
                    On October 17, 2006 (71 FR 61144), the EPA retained the annual average NAAQS at 15.0 µg/m
                    <SU>3</SU>
                     but lowered the level of the 24-hour PM
                    <E T="52">2.5</E>
                     NAAQS to 35 µg/m
                    <SU>3</SU>
                     based on a 3-year average of the annual 98th percentile values of 24-hour concentrations. On December 14, 2012, the EPA promulgated the 2012 PM
                    <E T="52">2.5</E>
                     NAAQS, including lowering the annual standard to 12.0 µg/m
                    <SU>3</SU>
                     based on a 3-year average of annual mean PM
                    <E T="52">2.5</E>
                     concentrations. The EPA maintained the 24-hour standard of 35 µg/m
                    <SU>3</SU>
                     based on a 3-year average of the 98th percentile of 24-hour concentrations. See 78 FR 3086 (January 15, 2013).
                </P>
                <HD SOURCE="HD2">
                    B. Designation of PM
                    <E T="54">2.5</E>
                     NAAQS Nonattainment Area and Subsequent Actions
                </HD>
                <P>
                    Following promulgation of a new or revised NAAQS, the EPA is required by CAA section 107(d) to designate areas throughout the nation as attaining or not attaining the NAAQS. On January 5, 2005 (70 FR 944, 999), the EPA published air quality area designations for the 1997 PM
                    <E T="52">2.5</E>
                     NAAQS. In that rulemaking, the EPA designated the Harrisburg-Lebanon- Carlisle (Harrisburg Area) and York areas in Pennsylvania as nonattainment for the 1997 annual PM
                    <E T="52">2.5</E>
                     NAAQS. The Harrisburg Area was comprised of Cumberland, Dauphin and Lebanon Counties; and the York Area was comprised of York County in Pennsylvania. On November 13, 2009 (74 FR 58688) and effective on December 14, 2009, the EPA designated the Harrisburg-Lebanon-Carlisle/York Area (Harrisburg-York Area) as nonattainment for the 2006 24-hour PM
                    <E T="52">2.5</E>
                     NAAQS. 
                    <E T="03">See</E>
                     40 CFR 81.339. Note that two distinct areas, the Harrisburg Area and the York Area, comprised the 1997 PM
                    <E T="52">2.5</E>
                     nonattainment area. The nonattainment area was re-defined as 
                    <PRTPAGE P="46359"/>
                    the Harrisburg-York Area for the 2006 24-hour PM
                    <E T="52">2.5</E>
                     NAAQS and included the counties previously included in the Harrisburg Area and the York Area. On July 29, 2011 (76 FR 45424), the EPA determined that the Harrisburg Area and the York Area had attained the 1997 annual PM
                    <E T="52">2.5</E>
                     NAAQS by the applicable attainment date of April 5, 2010. On March 29, 2012 (77 FR 18922), the EPA determined that the Harrisburg-York Area had clean data and monitored attainment for the 2006 24-hour PM
                    <E T="52">2.5</E>
                     NAAQS. Pursuant to 40 CFR 51.1004(c) and based on these determinations, the PADEP was no longer required to submit an attainment demonstration, associated reasonably available control measures, a reasonable further progress plan, contingency measures, and other planning SIPs related to attainment of the standard as long as the area continue to meet the 24-hour 2006 PM
                    <E T="52">2.5</E>
                     NAAQS.
                </P>
                <P>
                    Section 175A of the CAA dictates that any state that submits a request for redesignation of a nonattainment area to attainment shall also submit a SIP revision that provides for the maintenance of the pertinent NAAQS for at least 10 years after the redesignation. This maintenance plan must, among other requirements, ensure control measures are in place such that the area will continue to maintain the standard for a 10-year period after redesignation, and include contingency provisions to ensure that violations of the NAAQS will be promptly remedied. On April 22, 2014, PADEP formally submitted requests to: (1) redesignate the Harrisburg Area and the York Area from nonattainment to attainment for the 1997 annual PM
                    <E T="52">2.5</E>
                     NAAQS and (2) redesignate the Harrisburg-York Area from nonattainment to attainment for the 2006 24-hour PM
                    <E T="52">2.5</E>
                     NAAQS. Concurrently, the PADEP submitted maintenance plans for the two areas as SIP revisions to ensure continued attainment throughout the areas over the next 10 years. The maintenance plans included the 2017 and 2025 PM
                    <E T="52">2.5</E>
                     and NO
                    <E T="52">X</E>
                     motor vehicle emissions budgets (budgets) for the Areas for the 1997 annual and the 2006 24-hour PM
                    <E T="52">2.5</E>
                     NAAQS for transportation conformity purposes. The PADEP also submitted a 2007 comprehensive emissions inventory for the 1997 annual and the 24-hour 2006 PM
                    <E T="52">2.5</E>
                     NAAQS for PM
                    <E T="52">2.5</E>
                    , NO
                    <E T="52">X</E>
                    , SO
                    <E T="52">2</E>
                    , VOCs, and NH
                    <E T="52">3</E>
                    . On December 8, 2014 (79 FR 72552).
                    <SU>3</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         Due to errors the in the tables published in the 
                        <E T="04">Federal Register</E>
                         at 40 CFR part 81 for Pennsylvania's 1997 annual and 2006 24-hour PM
                        <E T="52">2.5</E>
                         NAAQS, two subsequent corrections were made on February 11, 2015 (80 FR 7540) and April 28, 2015 (80 FR 23449).
                    </P>
                </FTNT>
                <P>
                    The EPA approved as SIP revisions, the 10-year maintenance plans for the 1997 annual PM
                    <E T="52">2.5</E>
                     NAAQS, the 2006 24-hour PM
                    <E T="52">2.5</E>
                     NAAQS, and the 2007 emissions inventory for both standards to meet the emissions inventory requirement of section 172(c)(3) of the CAA. Additionally, the EPA approved the 2017 and 2025 PM
                    <E T="52">2.5</E>
                     and NO
                    <E T="52">X</E>
                     budgets for the Harrisburg-York Area for the 1997 annual and the 2006 24-hour PM
                    <E T="52">2.5</E>
                     NAAQS for transportation conformity purposes.
                </P>
                <HD SOURCE="HD1">II. The Second 10-Year Maintenance Plan Submittal and Procedural Requirements</HD>
                <P>
                    CAA section 175A(b) requires states to submit a SIP revision to maintain the NAAQS for an additional ten years after the expiration of the 10-year period covered by the initial maintenance plan. The submittal is due 8 years after the original redesignation request and maintenance plan was approved. The deadline to submit the SIP revision for the Harrisburg-York Area for the 2006 24-hour PM
                    <E T="52">2.5</E>
                     NAAQS was December 8, 2022. On February 7, 2025 the PADEP submitted the Second Maintenance Plan to meet the requirement for a subsequent maintenance plan under CAA section 175A(b). The Second 10-Year Maintenance Plan is intended to provide for continued maintenance of the 2006 24-hour PM
                    <E T="52">2.5</E>
                     NAAQS for the 10-year period following the end of the first 10-year period through 2036. The EPA revoked the 1997 PM
                    <E T="52">2.5</E>
                     NAAQS on August 24, 2016 (81 FR 58010), therefore a second maintenance plan is not required for the 1997 PM
                    <E T="52">2.5</E>
                     standard (81 FR 58010, 58144).
                </P>
                <P>
                    Section 175A of the CAA provides the general framework for a maintenance plan. The initial 10-year maintenance plan must provide for maintenance of the NAAQS for at least 10 years after redesignation, including any control measures necessary to ensure such maintenance. In addition, maintenance plans are to contain contingency provisions necessary to ensure the prompt correction of a violation of the NAAQS that may occur after redesignation. The contingency measures must include, at a minimum, a requirement that the State will implement all control measures contained in the nonattainment SIP prior to redesignation. Beyond these provisions, section 175A of the CAA does not define the content of a second 10-year maintenance plan. The primary guidance on maintenance plans and redesignation requests is the September 4, 1992 memorandum from John Calcagni, titled “Procedures for Processing Requests to Redesignate Areas to Attainment” (Calcagni Memo).
                    <SU>4</SU>
                    <FTREF/>
                     The Calcagni Memo outlines the key elements of a maintenance plan, which include the following: attainment emissions inventory, maintenance demonstration, monitoring network requirements, verification of continued attainment, and contingency plan elements. The EPA evaluated the Second 10-Year Maintenance Plan based on the satisfactory fulfillment of these and all relevant procedural requirements of the CAA.
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         Memorandum dated September 4, 1992, from John Calcagni, Director, Air Quality Management Division, EPA, to Regional Office Air Division Directors, Subject: “Procedures for Processing Requests to Redesignate Areas to Attainment.”
                    </P>
                </FTNT>
                <HD SOURCE="HD1">III. Evaluation of the Second 10-Year Maintenance Plan</HD>
                <HD SOURCE="HD2">A. Emissions Inventory</HD>
                <P>
                    A maintenance plan for the PM
                    <E T="52">2.5</E>
                     2006 NAAQS should include a comprehensive, accurate, and current emissions inventory of all sources of relevant pollutants in the area, to identify a level of emissions sufficient to attain the PM
                    <E T="52">2.5</E>
                     NAAQS. The inventory should include emissions from stationary point sources, area sources, and mobile sources.
                    <SU>5</SU>
                    <FTREF/>
                     This emissions inventory should be consistent with the EPA's most recent guidance available at the time and should represent emissions during the time period associated with the monitoring data showing attainment, in this case 2011-2023. Design values for the monitors in the Harrisburg-York Area this period are reported in table 1 in this document, showing attainment of the 2006 PM
                    <E T="52">2.5</E>
                     24-hour standard of 35 µg/m3.
                    <SU>6</SU>
                    <FTREF/>
                     during the first 10 year maintenance period.
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         CAA section 172(c)(3).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         Design values are calculated by computing the three-year average of the annual 98th percentile daily maximum 1-hour average concentrations.
                    </P>
                </FTNT>
                <PRTPAGE P="46360"/>
                <GPOTABLE COLS="6" OPTS="L2,i1" CDEF="s50,12,12,12,12,12">
                    <TTITLE>
                        Table 1—Harrisburg-York Area PM
                        <E T="0732">2.5</E>
                         Design Values 2011-2023
                    </TTITLE>
                    <BOXHD>
                        <CHED H="1"> </CHED>
                        <CHED H="1">
                            Monitor 
                            <LI>site</LI>
                        </CHED>
                        <CHED H="2">
                            AQS site
                            <LI>Monitor ID</LI>
                        </CHED>
                        <CHED H="1">Cumberland county</CHED>
                        <CHED H="2">420410101</CHED>
                        <CHED H="1">
                            Dauphin 
                            <LI>county</LI>
                        </CHED>
                        <CHED H="2">420430401</CHED>
                        <CHED H="1">
                            Lebanon 
                            <LI>county *</LI>
                        </CHED>
                        <CHED H="2">
                            420750100/
                            <LI>420750101</LI>
                        </CHED>
                        <CHED H="1">
                            York 
                            <LI>county</LI>
                        </CHED>
                        <CHED H="2">421330008</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">
                            2011 Design Value (μg/m
                            <SU>3</SU>
                            )
                        </ENT>
                        <ENT>2009-2011</ENT>
                        <ENT>31</ENT>
                        <ENT>32</ENT>
                        <ENT>
                            <E T="03">NA</E>
                        </ENT>
                        <ENT>28</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            2012 Design Value (μg/m
                            <SU>3</SU>
                            )
                        </ENT>
                        <ENT>2010-2012</ENT>
                        <ENT>30</ENT>
                        <ENT>31</ENT>
                        <ENT>
                            <E T="03">NA</E>
                        </ENT>
                        <ENT>29</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            2013 Design Value (μg/m
                            <SU>3</SU>
                            )
                        </ENT>
                        <ENT>2011-2013</ENT>
                        <ENT>32</ENT>
                        <ENT>31</ENT>
                        <ENT>
                            <E T="03">NA</E>
                        </ENT>
                        <ENT>29</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            2014 Design Value (μg/m
                            <SU>3</SU>
                            )
                        </ENT>
                        <ENT>2012-2014</ENT>
                        <ENT>31</ENT>
                        <ENT>* 31</ENT>
                        <ENT>34</ENT>
                        <ENT>28</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            2015 Design Value (μg/m
                            <SU>3</SU>
                            )
                        </ENT>
                        <ENT>2013-2015</ENT>
                        <ENT>31</ENT>
                        <ENT>* 32</ENT>
                        <ENT>34</ENT>
                        <ENT>28</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            2016 Design Value (μg/m
                            <SU>3</SU>
                            )
                        </ENT>
                        <ENT>2014-2016</ENT>
                        <ENT>27</ENT>
                        <ENT>28</ENT>
                        <ENT>31</ENT>
                        <ENT>24</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            2017 Design Value (μg/m
                            <SU>3</SU>
                            )
                        </ENT>
                        <ENT>2015-2017</ENT>
                        <ENT>25</ENT>
                        <ENT>26</ENT>
                        <ENT>30</ENT>
                        <ENT>23</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            2018 Design Value (μg/m
                            <SU>3</SU>
                            )
                        </ENT>
                        <ENT>2016-2018</ENT>
                        <ENT>24</ENT>
                        <ENT>23</ENT>
                        <ENT>26</ENT>
                        <ENT>21</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            2019 Design Value (μg/m
                            <SU>3</SU>
                            )
                        </ENT>
                        <ENT>2017-2019</ENT>
                        <ENT>25</ENT>
                        <ENT>23</ENT>
                        <ENT>26</ENT>
                        <ENT>21</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            2020 Design Value (μg/m
                            <SU>3</SU>
                            )
                        </ENT>
                        <ENT>2018-2020</ENT>
                        <ENT>25</ENT>
                        <ENT>25</ENT>
                        <ENT>NA</ENT>
                        <ENT>22</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            2021 Design Value (μg/m
                            <SU>3</SU>
                            )
                        </ENT>
                        <ENT>2019-2021</ENT>
                        <ENT>24</ENT>
                        <ENT>27</ENT>
                        <ENT>NA</ENT>
                        <ENT>24</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            2022 Design Value (μg/m
                            <SU>3</SU>
                            )
                        </ENT>
                        <ENT>2020-2022</ENT>
                        <ENT>21</ENT>
                        <ENT>27</ENT>
                        <ENT>NA</ENT>
                        <ENT>24</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            2023 Design Value (μg/m
                            <SU>3</SU>
                            )
                        </ENT>
                        <ENT>2021-2023</ENT>
                        <ENT>23</ENT>
                        <ENT>28</ENT>
                        <ENT>24</ENT>
                        <ENT>28</ENT>
                    </ROW>
                    <TNOTE>* Lebanon County design values prior to the 2012-2014 period are comprised of less than three years of data as the monitor began operating in 2011, additionally the 2020, 2021, and 2022 Design Values were incomplete due to incomplete data in 2020.</TNOTE>
                </GPOTABLE>
                <P>
                    The specific emissions inventory requirements are set forth in the Air Emissions Reporting Requirements (AERR) rule.
                    <SU>7</SU>
                    <FTREF/>
                     The EPA has provided additional guidance for developing emissions inventories in “Emissions Inventory Guidance for Implementation of Ozone and Particulate Matter National Ambient Air Quality Standards (NAAQS) and Regional Haze Requirements” (May 2017).
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         40 CFR part 51, subpart A.
                    </P>
                </FTNT>
                <P>
                    The 2017 base year inventory includes the pollutants; Primary PM
                    <E T="52">2.5</E>
                     (PM
                    <E T="52">2.5</E>
                     PRI),
                    <SU>8</SU>
                    <FTREF/>
                     PM
                    <E T="52">10</E>
                     (PM
                    <E T="52">10</E>
                     PRI),
                    <SU>9</SU>
                    <FTREF/>
                     SO
                    <E T="52">2</E>
                    , NO
                    <E T="52">X</E>
                    , VOC, and NH
                    <E T="52">3</E>
                     and consists of sources in four sectors: Point Sources, Area Sources, Onroad Sources, and Nonroad Sources. The PADEP submitted a base year inventory for 2017, which is one of the years in the previous 10-year maintenance period during which the Harrisburg-York Area showed continued monitored attainment of the 2006 24-hour PM
                    <E T="52">2.5</E>
                     NAAQS. The PADEP reported that the base year inventory for 2017 derived from the EPA's National Emissions Inventory 
                    <SU>10</SU>
                    <FTREF/>
                     and is comprised of the previously noted primary and secondary pollutants from: (1) point sources, (2) nonpoint sources, (3) onroad mobile sources, and (4) nonroad mobile sources. The PADEP selected the inventory years to include the base year emissions inventory (2017), an interim year inventory (2028), and an inventory year for the end of the second maintenance period (2036). Projected emissions inventories for future years must account for, among other factors, the ongoing effects of economic growth and adopted emissions control requirements, and the inventories are expected to be the best available representation of future emissions. The Second 10-Year Maintenance Plan includes emissions estimates from all the relevant stationary point, area, and mobile source categories. The PADEP used projection inventories to show that the Harrisburg-York area will remain in attainment and developed projection inventories for an interim year of 2028 and a maintenance plan end year of 2036 to show that future emissions of NO
                    <E T="52">X</E>
                    , SO
                    <E T="52">2</E>
                    , VOC, NH
                    <E T="52">3</E>
                    , and PM
                    <E T="52">2.5</E>
                     will remain at or below the attainment year 2007 emissions levels throughout the Harrisburg-York Area through the year 2036.
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         PM
                        <E T="52">2.5</E>
                         PRI = PM
                        <E T="52">2.5</E>
                         FIL + PM CON.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         PM
                        <E T="52">10</E>
                         PRI = PM
                        <E T="52">10</E>
                         Filterable (PM
                        <E T="52">10</E>
                         FIL) + PM Condensable (PM CON).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">www.epa.gov/air-emissions-inventories/national-emissions-inventory-nei.</E>
                    </P>
                </FTNT>
                <P>Inventories projected from the 2017 base year inventory demonstrate that the area will continue to remain in attainment during the maintenance period. Pennsylvania developed 2028 and 2036 emission projections for the interim and maintenance plan end year, respectively. Projected emissions for these years as well as the base year inventory are available in table 2 in this document. Projected emissions for point and area sources were estimated from the 2017 base year emissions and growth factors developed by the Mid-Atlantic Regional Air Management Association, Inc., and other sources. These growth factors are developed based on forecasts from various databases and tools, including the Energy Information Administration's Annual Energy Outlook 2022, Pennsylvania Industry Employment 2018-2028 Long-Term Projections, National Inventory Collaborative 2016v1 Emissions Modeling Platform, and the Federal Aviation Administration's Terminal Area Forecast. Projected emissions were subject to the same corrections utilized in the 2017 base year inventory for consistency.</P>
                <P>
                    The direct PM
                    <E T="52">2.5</E>
                     PRI, PM
                    <E T="52">10</E>
                     PRI, SO
                    <E T="52">2</E>
                    , NO
                    <E T="52">X</E>
                    , VOC, and NH
                    <E T="52">3</E>
                     emissions for the base year emissions inventory are presented within table 2 of this document. By 2036, total annual PM
                    <E T="52">2.5</E>
                     PRI are estimated to be approximately 365 tons (4.85%) lower than the 2017 base year inventory.
                </P>
                <GPOTABLE COLS="5" OPTS="L2,nj,i1" CDEF="s100,12,12,12,12">
                    <TTITLE>Table 2—Harrisburg-York Area Emissions by Source Sector </TTITLE>
                    <TDESC>[Tons per year]</TDESC>
                    <BOXHD>
                        <CHED H="1"> </CHED>
                        <CHED H="1">Sector</CHED>
                        <CHED H="1">2007</CHED>
                        <CHED H="1">2017</CHED>
                        <CHED H="1">2028</CHED>
                        <CHED H="1">2036</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="22">
                            PM
                            <E T="0732">2.5</E>
                            :
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Point</ENT>
                        <ENT>3,046</ENT>
                        <ENT>1,327.89</ENT>
                        <ENT>1,184.04</ENT>
                        <ENT>1,183.14</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Nonroad</ENT>
                        <ENT>548</ENT>
                        <ENT>293.11</ENT>
                        <ENT>174.83</ENT>
                        <ENT>148.11</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Nonpoint</ENT>
                        <ENT>5,453</ENT>
                        <ENT>6,101.99</ENT>
                        <ENT>6,198.15</ENT>
                        <ENT>6,282.26</ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <PRTPAGE P="46361"/>
                        <ENT I="03">Onroad</ENT>
                        <ENT>1,224</ENT>
                        <ENT>411.6</ENT>
                        <ENT>184.38</ENT>
                        <ENT>155.87</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Totals</ENT>
                        <ENT>10,271</ENT>
                        <ENT>8,134.59</ENT>
                        <ENT>7,741.40</ENT>
                        <ENT>7,769.38</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">
                            PM
                            <E T="0732">10</E>
                            :
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Point</ENT>
                        <ENT>4,815</ENT>
                        <ENT>1,608.13</ENT>
                        <ENT>1,451.43</ENT>
                        <ENT>1,457.04</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Nonroad</ENT>
                        <ENT>583</ENT>
                        <ENT>308.1</ENT>
                        <ENT>185.98</ENT>
                        <ENT>158.42</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Nonpoint</ENT>
                        <ENT>17,037</ENT>
                        <ENT>18,118.64</ENT>
                        <ENT>18,423.17</ENT>
                        <ENT>18,735.62</ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="03">Onroad</ENT>
                        <ENT>1,443</ENT>
                        <ENT>751</ENT>
                        <ENT>593.69</ENT>
                        <ENT>604.33</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Totals</ENT>
                        <ENT>23,879</ENT>
                        <ENT>20,785.87</ENT>
                        <ENT>20,654.27</ENT>
                        <ENT>20,955.41</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">
                            SO
                            <E T="0732">2</E>
                            :
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Point</ENT>
                        <ENT>117,709</ENT>
                        <ENT>4,348.41</ENT>
                        <ENT>2,370.77</ENT>
                        <ENT>2,330.31</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Nonroad</ENT>
                        <ENT>323</ENT>
                        <ENT>4.76</ENT>
                        <ENT>3</ENT>
                        <ENT>3.18</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Nonpoint</ENT>
                        <ENT>4,900</ENT>
                        <ENT>418.35</ENT>
                        <ENT>354.36</ENT>
                        <ENT>341.19</ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="03">Onroad</ENT>
                        <ENT>253</ENT>
                        <ENT>89.3</ENT>
                        <ENT>32.77</ENT>
                        <ENT>31.84</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Totals</ENT>
                        <ENT>123,185</ENT>
                        <ENT>4,860.82</ENT>
                        <ENT>2760.91</ENT>
                        <ENT>2,706.52</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">
                            NO
                            <E T="0732">X</E>
                            :
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Point</ENT>
                        <ENT>26,950</ENT>
                        <ENT>10,676.10</ENT>
                        <ENT>8,360.79</ENT>
                        <ENT>8,213.90</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Nonroad</ENT>
                        <ENT>7,103</ENT>
                        <ENT>2,869.83</ENT>
                        <ENT>1,714.98</ENT>
                        <ENT>1,537.47</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Nonpoint</ENT>
                        <ENT>3,874</ENT>
                        <ENT>4,801.31</ENT>
                        <ENT>3,769.67</ENT>
                        <ENT>3,704.77</ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="03">Onroad</ENT>
                        <ENT>35,878</ENT>
                        <ENT>14,720.10</ENT>
                        <ENT>5,936.36</ENT>
                        <ENT>4,619.38</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Totals</ENT>
                        <ENT>73,805</ENT>
                        <ENT>33,067.25</ENT>
                        <ENT>19781.79</ENT>
                        <ENT>18,075.52</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">VOC:</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Point</ENT>
                        <ENT>2,160</ENT>
                        <ENT>1,917.32</ENT>
                        <ENT>1,893.60</ENT>
                        <ENT>1,882.61</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Nonroad</ENT>
                        <ENT>6,322</ENT>
                        <ENT>2,541.67</ENT>
                        <ENT>2,109.09</ENT>
                        <ENT>2,083.80</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Nonpoint</ENT>
                        <ENT>14,724</ENT>
                        <ENT>28,222.09</ENT>
                        <ENT>19,417.14</ENT>
                        <ENT>19,681.25</ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="03">Onroad</ENT>
                        <ENT>13,030</ENT>
                        <ENT>4,982.20</ENT>
                        <ENT>2,523.61</ENT>
                        <ENT>2,080.90</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Totals</ENT>
                        <ENT>36,236</ENT>
                        <ENT>37,663.28</ENT>
                        <ENT>25943.45</ENT>
                        <ENT>25,728.56</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            NH
                            <E T="0732">3</E>
                            :
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Point</ENT>
                        <ENT>97</ENT>
                        <ENT>214.44</ENT>
                        <ENT>171.76</ENT>
                        <ENT>161.08</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Nonroad</ENT>
                        <ENT>6</ENT>
                        <ENT>5.86</ENT>
                        <ENT>6.52</ENT>
                        <ENT>6.91</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Nonpoint</ENT>
                        <ENT>10,250</ENT>
                        <ENT>7,446.08</ENT>
                        <ENT>7,804.70</ENT>
                        <ENT>7,421.21</ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="03">Onroad</ENT>
                        <ENT>508</ENT>
                        <ENT>379.8</ENT>
                        <ENT>331.47</ENT>
                        <ENT>342.73</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Totals</ENT>
                        <ENT>10,862</ENT>
                        <ENT>8,046.18</ENT>
                        <ENT>8,314.46</ENT>
                        <ENT>7,931.93</ENT>
                    </ROW>
                    <TNOTE>Source: Second 10-Year Maintenance Plan, Tables II-1, II-2, II-11, and II-13.</TNOTE>
                </GPOTABLE>
                <P>
                    Based on the EPA's review of the Second 10-Year Maintenance Plan the emissions inventories are comprehensive in that they include estimates of PM
                    <E T="52">2.5</E>
                     and its precursors from all the relevant source categories, which the Plan divides among stationary, areawide, on-road motor vehicles, and other mobile sources. The EPA considers the selection of the 2017 base year inventory to be appropriate given that it was the most recent emissions inventory associated with the reporting schedule required under the AERR rule at the time of Plan drafting and because it represents attainment conditions. The EPA has reviewed the documentation provided by the PADEP and found the 2017 emissions inventory acceptable for meeting the requirements under CAA section 172(c)(3). For more information on the emissions inventory submitted by the PADEP for the Harrisburg-York Area and the EPA's analysis of the emissions inventory, see Appendices A, B, C, and D of the PADEP submittal and the emissions inventory technical support documents (TSDs) dated February 4, 2025, and can be found within the docket for this rulemaking.
                </P>
                <HD SOURCE="HD2">B. Maintenance Demonstration</HD>
                <P>
                    Section 175A(a) of the CAA requires that the maintenance plan provide for maintenance of the NAAQS for such air pollutant in the area concerned for at least 10 years after the redesignation. A state may generally demonstrate maintenance of the NAAQS by either showing that future emissions of a pollutant or its precursors will not exceed the level of the attainment inventory, or by conducting modeling that shows that the future mix of sources and emissions rates will not cause a violation of the NAAQS.
                    <SU>11</SU>
                    <FTREF/>
                     The PADEP used projection inventories to show that the Harrisburg-York area will remain in attainment and developed projection inventories for an interim year of 2028 and a maintenance plan end year of 2036 to show that future emissions of NO
                    <E T="52">X</E>
                    , SO
                    <E T="52">2</E>
                    , VOC, NH
                    <E T="52">3</E>
                    , PM
                    <E T="52">10</E>
                    , and PM
                    <E T="52">2.5</E>
                     will remain at or below the attainment year 2007 emissions levels, and the Second 10-Year Maintenance Plan 2017 base year inventory throughout the Harrisburg-York Area through the year 2036. The PADEP ensures continued maintenance of the 2006 PM
                    <E T="52">2.5</E>
                     NAAQS in its Second 10-Year Maintenance Plan with the previously discussed projection inventories through State and Federal programs of permanent and enforceable control measures previously approved in the SIP and discussed in detail in the October 17, 2014 approval of the 10-year maintenance plan for the 2006 24-hour PM
                    <E T="52">2.5</E>
                     NAAQS (79 FR 62389).
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         Calcagni Memo, p. 9-11.
                    </P>
                </FTNT>
                <P>
                    Given that the emissions inventory projections show continued attainment through 2036 the EPA is proposing to find that the Second 10-Year Maintenance Plan provides an adequate 
                    <PRTPAGE P="46362"/>
                    basis to demonstrate maintenance of the 2006 PM
                    <E T="52">2.5</E>
                     NAAQS within the Harrisburg-York Area. The EPA also proposes to find that by providing projected emissions through 2036, the Plan demonstrates maintenance of the 2006 PM
                    <E T="52">2.5</E>
                     NAAQS for more than 10 years after the expiration of the first 10-year maintenance plan (
                    <E T="03">i.e.,</E>
                     2025), in accordance with section 175A(b) of the CAA.
                </P>
                <HD SOURCE="HD2">C. Monitoring Network Requirements</HD>
                <P>
                    Pennsylvania's maintenance plan includes a commitment to continue to operate its EPA-approved monitoring network, as necessary to demonstrate ongoing compliance with the NAAQS. Pennsylvania currently operates a PM
                    <E T="52">2.5</E>
                     monitor in each of the counties in the Harrisburg-York Area, namely Cumberland, Dauphin, and Lebanon Counties. In its February 7, 2025 submittal, Pennsylvania stated that it will consult with the EPA prior to making any necessary changes to the network and will continue to quality assure the monitoring data in accordance with the requirements of 40 CFR part 58.
                </P>
                <HD SOURCE="HD2">D. Verification of Continued Attainment</HD>
                <P>
                    To provide for tracking of the emission levels in the Harrisburg-York Area, PADEP requires major point sources to submit air emissions information annually and prepares a new periodic inventory for all PM
                    <E T="52">2.5</E>
                     precursors every three years in accordance with the EPA's Air Emissions Reporting Requirements. Emissions information will be compared to the attainment year inventory (2007) to assure continued attainment with the 2006 24-hour PM
                    <E T="52">2.5</E>
                     NAAQS and will be used to assess emissions trends, as necessary. Also, as noted in the previous subsection, PADEP will continue to operate its monitoring system in accordance with 40 CFR part 58 and remains obligated to quality-assure monitoring data and enter all data into the AQS in accordance with Federal requirements. PADEP will use this data, supplemented with additional data, as necessary, to assure continuing attainment in the Harrisburg-York Area.
                </P>
                <HD SOURCE="HD2">E. Contingency Measures</HD>
                <P>
                    The contingency plan provisions are designed to promptly correct a violation of the 2006 PM
                    <E T="52">2.5</E>
                     NAAQS that occurs in the Areas after redesignation. Section 175A of the CAA requires that a maintenance plan include such contingency measures as the EPA deems necessary to ensure that a state will promptly correct a violation of the NAAQS that occurs after redesignation. The maintenance plan should identify the events that would “trigger” the adoption and implementation of a contingency measure(s), the contingency measure(s) that would be adopted and implemented, and the schedule indicating the time frame by which the state would adopt and implement the measure(s).
                </P>
                <P>
                    Pennsylvania's maintenance plans describe the procedures for the adoption and implementation of contingency measures to reduce emissions should a violation occur. Pennsylvania's contingency measures include a first level response and a second level response. A first level response is triggered for when the annual mean PM
                    <E T="52">2.5</E>
                     concentration exceeds 15.5 mg/m3 in a single calendar year within the Area, or if the periodic emissions inventory for the Area exceeds the attainment year inventory by more than ten percent. The first level response will consist of a study to determine if the emissions trends show increasing concentrations of PM
                    <E T="52">2.5</E>
                    , and whether this trend is likely to continue. If it is determined through the study that action is necessary to reverse a trend of emissions increases, Pennsylvania will, as expeditiously as possible, implement necessary and appropriate control measures to reverse the trend.
                </P>
                <P>
                    A second level response will be prompted if the two-year average of the annual mean concentration exceeds 15.0 mg/m
                    <SU>3</SU>
                     within the Area. This would trigger an evaluation of the conditions causing the exceedance, whether additional emission control measures should be implemented to prevent a violation of the standard, and analysis of potential measures that could be implemented to prevent a violation. Pennsylvania would then begin its adoption process to implement the measures as expeditiously as practicable.
                </P>
                <P>
                    Pennsylvania's candidate contingency measures include the following: (1) a regulation based on the Ozone Transport Commission (OTC) Model Rule to update requirements for consumer products; (2) a regulation based on the Control Techniques Guidelines (CTG) for industrial cleaning solvents; (3) voluntary diesel projects such as diesel retrofit for public or private local onroad or offroad fleets, idling reduction technology for Class 2 yard locomotives, and idling reduction technologies or strategies for truck stops, warehouses, and other freight-handling facilities; (4) promotion of accelerated turnover of lawn and garden equipment, focusing on commercial equipment; and (5) promotion of alternative fuels for fleets, home heating and agricultural use. Pennsylvania's rulemaking process and schedule for adoption and implementation of any necessary contingency measure is shown in the SIP submittals as being 18 months from PADEP's approval to initiate rulemaking. For all the reasons discussed in this section, EPA is proposing to approve Pennsylvania's 2006 PM
                    <E T="52">2.5</E>
                     Second 10-year maintenance plan for the Harrisburg-York Area as meeting the requirements of section 175A of the CAA.
                </P>
                <HD SOURCE="HD2">F. Motor Vehicle Emissions Budgets for Transportation Conformity</HD>
                <P>
                    Section 176(c) of the CAA requires Federal actions in nonattainment and maintenance areas to “conform to” the goals of SIPs. This means that such actions will not cause or contribute to violations of a NAAQS, worsen the severity of an existing violation, or delay timely attainment of any NAAQS or any interim milestone. Actions involving Federal Highway Administration (FHWA), or Federal Transit Administration (FTA) funding or approval are subject to the transportation conformity rule (40 CFR part 93, subpart A). Under this rulemaking, metropolitan planning organizations (MPOs) in nonattainment and maintenance areas coordinate with state air quality and transportation agencies, the EPA, and the FHWA and FTA to demonstrate that their long-range transportation plans and transportation improvement programs (TIP) conform to applicable SIPs. This is typically determined by showing that estimated emissions from existing and planned highway and transit systems are less than or equal to the budgets contained in the SIP. On February 7, 2025, Pennsylvania submitted SIP revisions that contain the 2028 and 2036 PM
                    <E T="52">2.5</E>
                     and NO
                    <E T="52">X</E>
                     onroad mobile source budgets for Cumberland, Dauphin, Lebanon, and York Counties, Pennsylvania.
                </P>
                <P>
                    Pennsylvania did not provide emission budgets for SO
                    <E T="52">2</E>
                    , VOC, and NH
                    <E T="52">3</E>
                     because it concluded, consistent with the presumptions regarding these precursors in the Transportation Conformity Rule at 40 CFR 93.102(b)(2)(v), which predated and were not disturbed by the litigation on the 1997 PM
                    <E T="52">2.5</E>
                     Implementation Rule, that emissions of these precursors from motor vehicles are not significant contributors to the Area's PM
                    <E T="52">2.5</E>
                     air quality problem. The EPA issued conformity regulations to implement the 1997 annual PM
                    <E T="52">2.5</E>
                     NAAQS in July 2004 and May 2005 (69 FR 40004, July 1, 2004 and 70 FR 24280, May 6, 2005). Those actions were not part of the final 
                    <PRTPAGE P="46363"/>
                    rule remanded to EPA by the D.C. Circuit Court in NRDC v. EPA, No. 08-1250 (January 4, 2013), in which the D.C. Circuit Court remanded to the EPA the 1997 PM
                    <E T="52">2.5</E>
                     Implementation Rule because it concluded that the EPA must implement that NAAQS pursuant to the PM-specific implementation provisions of subpart 4, rather than solely under the general provisions of subpart 1. That decision does not affect the EPA's proposed approval of the budgets for the Harrisburg-York Area. The 2028 and 2036 budgets in tons per year are presented in table 3 in this document.
                </P>
                <GPOTABLE COLS="7" OPTS="L2,nj,i1" CDEF="s50,10,10,10,10,10,10">
                    <TTITLE>Table 3—Motor Vehicle Emission Budgets </TTITLE>
                    <TDESC>[Tons per year]</TDESC>
                    <BOXHD>
                        <CHED H="1">County by MPO</CHED>
                        <CHED H="2">Pollutant (tons per year)</CHED>
                        <CHED H="1">Cumberland and Dauphin</CHED>
                        <CHED H="2">
                            PM
                            <E T="0732">2.5</E>
                        </CHED>
                        <CHED H="2">
                            NO
                            <E T="0732">X</E>
                        </CHED>
                        <CHED H="1">Lebanon</CHED>
                        <CHED H="2">
                            PM
                            <E T="0732">2.5</E>
                        </CHED>
                        <CHED H="2">
                            NO
                            <E T="0732">X</E>
                        </CHED>
                        <CHED H="1">York</CHED>
                        <CHED H="2">
                            PM
                            <E T="0732">2.5</E>
                        </CHED>
                        <CHED H="2">
                            NO
                            <E T="0732">X</E>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">2017 (base year)</ENT>
                        <ENT>231</ENT>
                        <ENT>8,290</ENT>
                        <ENT>57</ENT>
                        <ENT>2,010</ENT>
                        <ENT>124</ENT>
                        <ENT>4,420</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">2028 Predicted</ENT>
                        <ENT>99</ENT>
                        <ENT>3,335</ENT>
                        <ENT>23</ENT>
                        <ENT>797</ENT>
                        <ENT>62</ENT>
                        <ENT>1,804</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Safety Margin</ENT>
                        <ENT>25</ENT>
                        <ENT>834</ENT>
                        <ENT>6</ENT>
                        <ENT>199</ENT>
                        <ENT>19</ENT>
                        <ENT>541</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">2028 Budget</ENT>
                        <ENT>124</ENT>
                        <ENT>4,169</ENT>
                        <ENT>29</ENT>
                        <ENT>996</ENT>
                        <ENT>80</ENT>
                        <ENT>2,346</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">2036 Predicted</ENT>
                        <ENT>83</ENT>
                        <ENT>2,594</ENT>
                        <ENT>20</ENT>
                        <ENT>648</ENT>
                        <ENT>53</ENT>
                        <ENT>1,377</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Safety Margin</ENT>
                        <ENT>21</ENT>
                        <ENT>649</ENT>
                        <ENT>5</ENT>
                        <ENT>162</ENT>
                        <ENT>16</ENT>
                        <ENT>413</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">2036 Budget</ENT>
                        <ENT>104</ENT>
                        <ENT>3,243</ENT>
                        <ENT>25</ENT>
                        <ENT>810</ENT>
                        <ENT>69</ENT>
                        <ENT>1,791</ENT>
                    </ROW>
                    <TNOTE>MPO = Metropolitan Planning Organization.</TNOTE>
                </GPOTABLE>
                <P>
                    A safety margin is defined in 40 CFR 93.101 as “the amount by which the total projected emissions from all sources of a given pollutant are less than the total emissions that would satisfy the applicable requirement for reasonable further progress, attainment, or maintenance.” As shown in Table 3 above, the State has explicitly quantified a safety margin for PM
                    <E T="52">2.5</E>
                     and NO
                    <E T="52">X</E>
                    , for the Cumberland and Dauphin, Lebanon, and York Counties of the Harrisburg-Lebanon-Carlisle and York area for the years where budgets are established. The State determined the available safety margin by subtracting the total emissions of PM
                    <E T="52">2.5</E>
                     in the last year of the maintenance plan, 2036, from the total emissions of PM
                    <E T="52">2.5</E>
                     in the 2017 base year for the maintenance plan which is consistent with 40 CFR 93.124(a)(3). This calculation was repeated for NO
                    <E T="52">X</E>
                    . As noted in Table 3, the emissions in the Cumberland and Dauphin County area are projected to have safety margins of 21 tons per year (tpy) of PM
                    <E T="52">2.5</E>
                     and 649 tpy of NO
                    <E T="52">X</E>
                     in 2036, Lebanon County was reported to have safety margins of 5 tpy of PM
                    <E T="52">2.5</E>
                     and 162 tpy of NO
                    <E T="52">X</E>
                     in 2036, and York County was reported with a safety margin of 16 tpy of PM
                    <E T="52">2.5</E>
                     and 413 tpy of NO
                    <E T="52">X</E>
                     in 2036.
                </P>
                <P>
                    The EPA's substantive criteria for determining adequacy of budgets are set out in 40 CFR 93.118(e)(4). Additionally, to approve the budgets, the EPA must complete a thorough review of the SIP, in this case the PM
                    <E T="52">2.5</E>
                     maintenance plan, and conclude that with the projected level of motor vehicle and all other emissions, the SIP will achieve its overall purpose, in this case providing for maintenance of the 2006 PM
                    <E T="52">2.5</E>
                     NAAQS. The EPA's process for determining adequacy of a budget consists of three basic steps: (1) providing public notification of a SIP submission; (2) providing the public the opportunity to comment on the budget during a public comment period; and (3) EPA taking action on the budget.
                </P>
                <P>
                    In this proposed rulemaking, EPA is initiating the process for determining whether or not the budgets are adequate for transportation conformity purposes. The publication of this document starts a 30-day public comment period on the adequacy of the submitted budgets. This comment period is concurrent with the comment period on this proposed action and comments should be submitted to the docket for this rulemaking. The EPA may choose to make its determination on the adequacy of the budgets either in the final rule on this maintenance plan or notify Pennsylvania of the determination in writing, and publish in both the 
                    <E T="04">Federal Register</E>
                     and on the EPA website.
                </P>
                <P>
                    The EPA has reviewed the budgets and found them consistent with the maintenance plan and that the budgets meet the criteria for adequacy and approval. Therefore, EPA is proposing to approve the 2028 and 2036 PM
                    <E T="52">2.5</E>
                     and NO
                    <E T="52">X</E>
                     budgets for Cumberland, Dauphin, Lebanon, and York Counties for transportation conformity purposes. Additional information pertaining to the review of the motor vehicle emision budgets can be found in the TSDs can be found within the docket for this rulemaking.
                </P>
                <HD SOURCE="HD1">IV. Proposed Action</HD>
                <P>
                    The EPA is proposing to approve the Second Maintenance Plan for the Harrisburg-York Area for the 2006 PM
                    <E T="52">2.5</E>
                     NAAQS as a revision to the Pennsylvania SIP because the plan meets the requirements of section 175A of the CAA as described previously in this proposed rulemaking.
                </P>
                <P>
                    In addition, the EPA is proposing to approve the 2017 and 2025 PM
                    <E T="52">2.5</E>
                     and NO
                    <E T="52">X</E>
                     budgets submitted by Pennsylvania for Cumberland, Dauphin, Lebanon, and York Counties for transportation conformity purposes. EPA is also initiating the process for determining whether the budgets are adequate for transportation conformity purposes. EPA is soliciting public comments on the issues discussed in this document. These comments will be considered before taking final action.
                </P>
                <HD SOURCE="HD1">V. Statutory and Executive Order Reviews</HD>
                <P>Under the Clean Air Act, the Administrator is required to approve a SIP submission that complies with the provisions of the Clean Air Act and applicable Federal regulations. 42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in reviewing SIP submissions, the EPA's role is to approve State choices, provided that they meet the criteria of the Clean Air Act. Accordingly, this proposed action merely approves State law as meeting Federal requirements and does not impose additional requirements beyond those imposed by State law. For that reason, this action:</P>
                <P>• Is not a significant regulatory action subject to review by the Office of Management and Budget under Executive Order 12866 (58 FR 51735, October 4, 1993);</P>
                <P>• Is not an Executive Order 14192 (90 FR 9065, February 6, 2025) regulatory action because this action is not significant under Executive Order 12866;</P>
                <P>
                    • Does not impose an information collection burden under the provisions of the Paperwork Reduction Act (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    );
                    <PRTPAGE P="46364"/>
                </P>
                <P>
                    • Is certified as not having a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601 
                    <E T="03">et seq.</E>
                    );
                </P>
                <P>• Does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4);</P>
                <P>• Does not have federalism implications as specified in Executive Order 13132 (64 FR 43255, August 10, 1999);</P>
                <P>• Is not subject to Executive Order 13045 (62 FR 19885, April 23, 1997) because it approves a State program;</P>
                <P>• Is not a significant regulatory action subject to Executive Order 13211 (66 FR 28355, May 22, 2001); and</P>
                <P>• Is not subject to requirements of section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) because application of those requirements would be inconsistent with the Clean Air Act.</P>
                <P>In addition, the SIP is not approved to apply on any Indian reservation land or in any other area where the EPA or an Indian Tribe has demonstrated that a Tribe has jurisdiction. In those areas of Indian country, the rule does not have Tribal implications and will not impose substantial direct costs on Tribal governments or preempt Tribal law as specified by Executive Order 13175 (65 FR 67249, November 9, 2000).</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 40 CFR Part 52</HD>
                    <P>Environmental protection, Air pollution control, Incorporation by reference, Particulate matter, Reporting and recordkeeping requirements.</P>
                </LSTSUB>
                <SIG>
                    <NAME>Amy Van Blarcom-Lackey,</NAME>
                    <TITLE>Regional Administrator, Region III.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14902 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <CFR>40 CFR Part 721</CFR>
                <DEPDOC>[EPA-HQ-OPPT-2026-2014; FRL-13416-01-OCSPP]</DEPDOC>
                <RIN>RIN 2070-AB27</RIN>
                <SUBJECT>Significant New Use Rules on Certain Chemical Substances (26-3)</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>EPA is proposing significant new use rules (SNURs) under the Toxic Substances Control Act (TSCA) for certain chemical substances that were the subject of premanufacture notices (PMNs) and are also subject to an Order issued by EPA pursuant to TSCA. Once finalized, the SNURs would require persons who intend to manufacture (defined by statute to include import) or process any of these chemical substances for an activity that is proposed as a significant new use by this rulemaking to notify EPA at least 90 days before commencing that activity. The required notification initiates EPA's evaluation of the conditions of that use for that chemical substance. In addition, the manufacture or processing for the significant new use may not commence until EPA has conducted a review of the required notification, made an appropriate determination regarding that notification, and taken such actions as required by that determination.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be received on or before August 24, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit your comments, identified by docket identification (ID) number EPA-HQ-OPPT-2026-2014, online at 
                        <E T="03">https://www.regulations.gov.</E>
                         Follow the online instructions for submitting comments. Do not submit electronically any information you consider to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Additional instructions on commenting and visiting the docket, along with more information about dockets generally, is available at 
                        <E T="03">https://www.epa.gov/dockets.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P/>
                    <P>
                        <E T="03">For technical information:</E>
                         Diashinae Cato, New Chemicals Division (7405M), Office of Pollution Prevention and Toxics, Environmental Protection Agency, 1200 Pennsylvania Ave. NW, Washington, DC 20460-0001; telephone number: (202) 566-0631; email address: 
                        <E T="03">cato.diashinae@epa.gov.</E>
                    </P>
                    <P>
                        <E T="03">For general information on SNURs:</E>
                         Iliriana Mushkolaj, New Chemicals Division (7405M), Office of Pollution Prevention and Toxics, Environmental Protection Agency, 1200 Pennsylvania Ave. NW, Washington, DC 20460-0001; telephone number: (202) 564-6877; email address: 
                        <E T="03">Mushkolaj.Iliriana@epa.gov.</E>
                    </P>
                    <P>
                        <E T="03">For general information on TSCA:</E>
                         The TSCA Assistance Information Service Hotline, Goodwill of the Finger Lakes, 422 South Clinton Ave., Rochester, NY 14620-1198; telephone number: (800) 471-7127 or (202) 554-1404; email address: 
                        <E T="03">TSCA-Hotline@epa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Executive Summary</HD>
                <HD SOURCE="HD2">A. What is the Agency's authority for taking this action?</HD>
                <P>TSCA section 5(a)(2) (15 U.S.C. 2604(a)(2)) authorizes EPA to determine that a use of a chemical substance is a “significant new use.” EPA must make this determination by rule after considering all relevant factors, including the factors in TSCA section 5(a)(2) (see also the discussion in Unit II.).</P>
                <HD SOURCE="HD2">B. What action is the Agency taking?</HD>
                <P>EPA is proposing SNURs for the chemical substances discussed in Unit III. These SNURs, if finalized as proposed, would require persons who intend to manufacture or process any of these chemical substances for an activity that is designated as a significant new use to notify EPA at least 90 days before commencing that activity.</P>
                <HD SOURCE="HD2">C. Does this action apply to me?</HD>
                <HD SOURCE="HD3">1. General Applicability</HD>
                <P>This action applies to you if you manufacture, process, or use the chemical substances contained in this proposed rule. The following list of North American Industrial Classification System (NAICS) codes is not intended to be exhaustive, but rather provides a guide to help readers determine whether this document applies to them. Potentially affected entities may include:</P>
                <P>
                    • Manufacturers or processors of one or more subject chemical substances (NAICS codes 325 and 324110), 
                    <E T="03">e.g.,</E>
                     chemical manufacturing and petroleum refineries.
                </P>
                <HD SOURCE="HD3">2. Applicability to Importers and Exporters</HD>
                <P>
                    This action may also apply to certain entities through pre-existing import certification and export notification requirements under TSCA (
                    <E T="03">https://www.epa.gov/tsca-import-export-requirements</E>
                    ).
                </P>
                <P>Chemical importers are subject to TSCA section 13 (15 U.S.C. 2612), the requirements in 19 CFR 12.118 through 12.127, 19 CFR 127.28, and 40 CFR 707.20. Importers of chemical substances in bulk form, as part of a mixture, or as part of an article (if required by rule) must certify that the shipment of the chemical substance complies with all applicable rules and orders under TSCA, including regulations issued under TSCA sections 5, 6, 7 and Title IV.</P>
                <P>
                    Pursuant to 40 CFR 721.20, any persons who export or intend to export a chemical substance that is the subject 
                    <PRTPAGE P="46365"/>
                    of this proposed rule on or after August 24, 2026 are subject to TSCA section 12(b) (15 U.S.C. 2611(b)) and must comply with the export notification requirements in 40 CFR part 707, subpart D.
                </P>
                <HD SOURCE="HD2">D. What are the incremental economic impacts of this action?</HD>
                <P>EPA has evaluated the potential costs of establishing SNUN reporting requirements for potential manufacturers (including importers) and processors of the chemical substances subject to these proposed SNURs. This analysis, which is available in the docket, is briefly summarized here.</P>
                <HD SOURCE="HD3">1. Estimated Costs for SNUN Submissions</HD>
                <P>If a SNUN is submitted, costs are an estimated $45,496 per SNUN submission for large business submitters and $14,976 for small business submitters. These estimates include the cost to prepare and submit the SNUN (including registration for EPA's Central Data Exchange (CDX)), and the payment of a user fee. Businesses that submit a SNUN would be subject to either a $37,000 user fee required by 40 CFR 700.45(c)(2)(ii) and (d), or, if they are a small business as defined at 13 CFR 121.201, a reduced user fee of $6,480 (40 CFR 700.45(c)(1)(ii) and (d)). The costs of submission for SNUNs will not be incurred by any company unless a company decides to pursue a significant new use as defined in these SNURs. Additionally, these estimates reflect the costs and fees as they are known at the time of this rulemaking.</P>
                <HD SOURCE="HD3">2. Estimated Costs for Export Notifications</HD>
                <P>
                    EPA has also evaluated the potential costs associated with the export notification requirements under TSCA section 12(b) and the implementing regulations at 40 CFR part 707, subpart D. For persons exporting a substance that is the subject of a SNUR, a one-time notice to EPA must be provided for the first export or intended export to a particular country. The total costs of export notification will vary by chemical, depending on the number of required notifications (
                    <E T="03">i.e.,</E>
                     the number of countries to which the chemical is exported). While EPA is unable to make any estimate of the likely number of export notifications for the chemical substances covered by these SNURs, as stated in the accompanying economic analysis, the estimated cost of the export notification requirement on a per unit basis is approximately $106.
                </P>
                <HD SOURCE="HD2">E. What should I consider as I prepare my comments for EPA?</HD>
                <HD SOURCE="HD3">1. Submitting CBI</HD>
                <P>
                    Do not submit CBI to EPA through email or 
                    <E T="03">https://www.regulations.gov.</E>
                     If you wish to include CBI in your comment, please follow the applicable instructions at 
                    <E T="03">https://www.epa.gov/dockets/commenting-epa-dockets#rules</E>
                     and clearly mark the information that you claim to be CBI. Information so marked will not be disclosed except in accordance with procedures set forth in 40 CFR parts 2 and 703.
                </P>
                <HD SOURCE="HD3">2. Tips for Preparing Your Comments</HD>
                <P>
                    When preparing and submitting your comments, see the commenting tips at 
                    <E T="03">https://www.epa.gov/dockets/epa-dockets.</E>
                </P>
                <HD SOURCE="HD1">II. Background</HD>
                <P>
                    This unit provides general information about SNURs. For additional information about EPA's new chemical program go to 
                    <E T="03">https://www.epa.gov/reviewing-new-chemicals-under-toxic-substances-control-act-tsca.</E>
                </P>
                <HD SOURCE="HD2">A. Significant New Use Determination Factors</HD>
                <P>TSCA section 5(a)(2) states that EPA's determination that a use of a chemical substance is a significant new use must be made after consideration of all relevant factors, including:</P>
                <P>• The projected volume of manufacturing and processing of a chemical substance.</P>
                <P>• The extent to which a use changes the type or form of exposure of human beings or the environment to a chemical substance.</P>
                <P>• The extent to which a use increases the magnitude and duration of exposure of human beings or the environment to a chemical substance.</P>
                <P>• The reasonably anticipated manner and methods of manufacturing, processing, distribution in commerce, and disposal of a chemical substance.</P>
                <P>In determining what would constitute a significant new use for the chemical substances that are the subject of these SNURs, EPA considered relevant information about the toxicity of the chemical substances, and potential human exposures and environmental releases that may be associated with the substances, in the context of the four bulleted TSCA section 5(a)(2) factors listed in this Unit and discussed in Unit III.</P>
                <P>These proposed SNURs are based on orders issued to certain companies for substances that were the subject of PMN submissions. Those orders were issued under TSCA section 5(e)(1)(A), as required by the determinations made under TSCA section 5(a)(3)(B). The TSCA orders require protective measures to limit exposures or otherwise mitigate the potential unreasonable risk. The proposed SNURs extend those protective measures to any person intending to manufacture, process, use, distribute in commerce, or dispose of the new chemical substances subject to orders and identify as significant new uses any manufacturing, processing, use, distribution in commerce, or disposal that does not conform to the restrictions imposed by the underlying TSCA orders, consistent with TSCA section 5(f)(4).</P>
                <HD SOURCE="HD2">B. Rationale and Objectives of the SNURs</HD>
                <HD SOURCE="HD3">1. Rationale</HD>
                <P>Under TSCA section 5(a)(1)(B), no person may manufacture a new chemical substance or manufacture or process a chemical substance for a significant new use until EPA makes a determination as described in TSCA section 5(a)(3) and takes any required action. The issuance of a SNUR is not a risk determination itself, only a notification requirement for “significant new uses,” so that the Agency has the opportunity to review the SNUN for the significant new use and make a TSCA section 5(a)(3) risk determination.</P>
                <P>During review of the PMNs submitted that identify chemical substances subject to these proposed SNURs, EPA concluded that regulation was warranted under TSCA section 5(e), pending the development of information sufficient to make reasoned evaluations of the health or environmental effects of the chemical substances. Based on the findings outlined in Unit III., TSCA section 5(e) Orders requiring the use of appropriate exposure controls were negotiated with the PMN submitters. As a general matter, EPA believes it is necessary to follow a TSCA order with a SNUR that identifies the absence of those protective measures as significant new uses to ensure that all manufacturers and processors—not just the party subject to a TSCA order—are held to the same standard.</P>
                <HD SOURCE="HD3">2. Objectives</HD>
                <P>EPA is proposing these SNURs because the Agency has determined it is appropriate:</P>
                <P>
                    • To identify as significant new uses any manufacturing, processing, use, distribution in commerce, or disposal that does not conform to the restrictions imposed by the underlying TSCA Orders, consistent with TSCA section 5(f)(4).
                    <PRTPAGE P="46366"/>
                </P>
                <P>• To have an opportunity to review and evaluate data submitted in a SNUN before the submitter begins manufacturing or processing a listed chemical substance for the described significant new use.</P>
                <P>• To be obligated to make a determination under TSCA section 5(a)(3) regarding the use described in the SNUN, under the conditions of use. The Agency will either determine under TSCA section 5(a)(3)(C) that the significant new use is not likely to present an unreasonable risk, including an unreasonable risk to a potentially exposed or susceptible subpopulation identified as relevant by the Administrator under the conditions of use, or make a determination under TSCA section 5(a)(3)(A) or (B) and take the required regulatory action associated with the determination, before manufacture or processing for the significant new use of the chemical substance can occur.</P>
                <P>
                    Issuance of a proposed SNUR for a chemical substance does not signify that the chemical substance is listed on the TSCA Chemical Substance Inventory (TSCA Inventory). Guidance on how to determine if a chemical substance is on the TSCA Inventory is available at 
                    <E T="03">https://www.epa.gov/</E>
                    tsca-inventory.
                </P>
                <HD SOURCE="HD2">C. Significant New Uses Claimed as CBI</HD>
                <P>
                    EPA is proposing to establish certain significant new uses which have been claimed as CBI subject to Agency confidentiality regulations at 40 CFR parts 2 and 703. Absent a final determination or other disposition of the confidentiality claim under these regulations, EPA is required to keep this information confidential. EPA promulgated a procedure at 40 CFR 721.11 to deal with the situation where a specific significant new use is CBI. Under these procedures, a manufacturer or processor may ask EPA to identify the confidential significant new use subject to the SNUR. The manufacturer or processor must show that it has a 
                    <E T="03">bona fide</E>
                     intent to manufacture or process the chemical substance. If EPA concludes that the person has shown a 
                    <E T="03">bona fide</E>
                     intent to manufacture or process the chemical substance, EPA will identify the confidential significant new use to that person. Since most of the chemical identities of the chemical substances subject to these SNURs are also CBI, manufacturers and processors can combine the 
                    <E T="03">bona fide</E>
                     submission under the procedure in 40 CFR 721.11 into a single step.
                </P>
                <HD SOURCE="HD2">D. Applicability of General Provisions</HD>
                <P>General provisions for SNURs appear in 40 CFR part 721, subpart A. These provisions describe persons subject to SNURs, recordkeeping requirements, exemptions to reporting requirements, and applicability of the rule to uses occurring before the effective date of the rule. Pursuant to 40 CFR 721.1(c), persons subject to SNURs must comply with the same requirements and EPA regulatory procedures as submitters of PMNs under TSCA section 5(a)(1)(A). In particular, these requirements include the information submission requirements of TSCA sections 5(b) and 5(d)(1), the exemptions authorized by TSCA sections 5(h)(1), 5(h)(2), 5(h)(3), and 5(h)(5), and the regulations at 40 CFR part 720. In addition, provisions relating to user fees appear at 40 CFR part 700.</P>
                <P>
                    Once EPA receives a SNUN, EPA must either determine that the significant new use is not likely to present an unreasonable risk of injury under the conditions of use for the chemical substance or take such regulatory action as is associated with an alternative determination under TSCA section 5 before the manufacture (including import) or processing for the significant new use can commence. If EPA determines that the significant new use of the chemical substance is not likely to present an unreasonable risk, EPA is required under TSCA section 5(g) to make public, and submit for publication in the 
                    <E T="04">Federal Register</E>
                    , a statement of EPA's findings.
                </P>
                <P>
                    As discussed in Unit I.C.2., persons who export or intend to export a chemical substance identified in a proposed or final SNUR are subject to the export notification provisions of TSCA section 12(b), and persons who import a chemical substance identified in a final SNUR are subject to the TSCA section 13 import certification requirements. See also 
                    <E T="03">https://www.epa.gov/tsca-import-export-requirements.</E>
                </P>
                <HD SOURCE="HD2">E. Applicability of the Proposed SNURs to Uses Occurring Before the Effective Date of the Final Rule</HD>
                <P>To establish a significant new use, EPA must determine that the use is not ongoing. The chemical substances subject to this proposed rule have undergone premanufacture review and received determinations under TSCA section 5(a)(3)(C). TSCA Orders have been issued for these chemical substances and the PMN submitters are required by the TSCA Orders to submit a SNUN before undertaking activities that would be designated as significant new uses in these SNURs. Additionally, the identities of many of the chemical substances subject to this proposed rule have been claimed as confidential per 40 CFR 720.85, further reducing the likelihood that another party would manufacture or process the substances for an activity that would be designated as a significant new use. Based on this, the Agency believes that it is highly unlikely that any of the significant new uses identified in Unit III. are ongoing.</P>
                <P>When the chemical substances identified in Unit III. are added to the TSCA Inventory, EPA recognizes that, before the rule is effective, other persons might engage in a use that has been identified as a significant new use. Persons who begin manufacture or processing of the chemical substances for a significant new use identified on or after the designated cutoff date specified in Unit III.A. would have to cease any such activity upon the effective date of the final rule. To resume their activities, these persons would have to first comply with all applicable SNUR notification requirements and EPA would have to take action under TSCA section 5 allowing manufacture or processing to proceed.</P>
                <HD SOURCE="HD2">F. Important Information About SNUN Submissions</HD>
                <HD SOURCE="HD3">1. SNUN Submissions</HD>
                <P>
                    SNUNs must be submitted on EPA Form No. 7710-25, generated using e-PMN software, and submitted to the Agency in accordance with the procedures set forth in 40 CFR 720.40 and 721.25. E-PMN software is available electronically at 
                    <E T="03">https://www.epa.gov/reviewing-new-chemicals-under-toxic-substances-control-act-tsca.</E>
                </P>
                <HD SOURCE="HD3">2. Development and Submission of Information</HD>
                <P>
                    EPA recognizes that TSCA section 5 does not require development of any particular new information (
                    <E T="03">e.g.,</E>
                     generating test data) before submission of a SNUN. There is an exception: If a person is required to submit information for a chemical substance pursuant to a rule, order, or consent agreement under TSCA section 4, then TSCA section 5(b)(1)(A) requires such information to be submitted to EPA at the time of submission of the SNUN.
                </P>
                <P>
                    In the absence of a rule, TSCA order, or consent agreement under TSCA section 4 covering the chemical substance, persons are required only to submit information in their possession or control and to describe any other information known to or reasonably ascertainable by them (see 40 CFR 720.50). However, upon review of PMNs and SNUNs, the Agency has the authority to require appropriate testing. To assist with EPA's analysis of the 
                    <PRTPAGE P="46367"/>
                    SNUN, submitters are encouraged, but not required, to provide the potentially useful information as identified for the chemical substance in Unit III.C.
                </P>
                <P>
                    EPA strongly encourages persons, before performing any testing, to consult with the Agency pertaining to protocol selection. Furthermore, pursuant to TSCA section 4(h), which pertains to reduction of testing in vertebrate animals, EPA encourages consultation with the Agency on the use of alternative test methods and strategies (also called New Approach Methodologies, or NAMs), if available, to generate the recommended test data. EPA encourages dialog with Agency representatives to help determine how best the submitter can meet both the data needs and the objective of TSCA section 4(h). For more information on alternative test methods and strategies to reduce vertebrate animal testing, 
                    <E T="03">visit https://www.epa.gov/assessing-and-managing-chemicals-under-tsca/alternative-test-methods-and-strategies-reduce.</E>
                </P>
                <P>The potentially useful information described in Unit III. may not be the only means of providing information to evaluate the chemical substance associated with the significant new uses. However, submitting a SNUN without any test data may increase the likelihood that EPA will take action under TSCA sections 5(e) or 5(f). EPA recommends that potential SNUN submitters contact EPA early enough so that they will be able to conduct the appropriate tests.</P>
                <P>SNUN submitters should be aware that EPA will be better able to evaluate SNUNs that provide detailed information about human exposure and environmental release that may result from the significant new use of the chemical substances.</P>
                <HD SOURCE="HD1">III. Chemical Substances Subject to These Proposed SNURs</HD>
                <HD SOURCE="HD2">A. What is the designated cutoff date for ongoing uses?</HD>
                <P>EPA designates July 23, 2026 as the cutoff date for determining whether the new use is ongoing. This designation is explained in more detail in Unit II.E.</P>
                <HD SOURCE="HD2">B. What information is provided for each chemical substance?</HD>
                <P>For each chemical substance identified in Unit III.C., EPA provides the following information:</P>
                <P>• PMN number(s) (as well as the proposed CFR citation assigned in the regulatory text section of this document).</P>
                <P>• Chemical name (generic name, if the specific name is claimed as CBI).</P>
                <P>• Chemical Abstracts Service Registry Number (CASRN) or Accession Number (if assigned for confidential chemical identities).</P>
                <P>
                    • Basis for the SNUR (
                    <E T="03">e.g.,</E>
                     effective date of and basis for the corresponding TSCA Order).
                </P>
                <P>• Potentially useful information.</P>
                <P>The regulatory text section of the proposed rule specifies the activities designated as significant new uses. Certain new uses, including production volume limits and other uses designated in the proposed rules, may be claimed as CBI.</P>
                <P>These proposed SNURs include PMN substances that are subject to orders issued under TSCA section 5(e)(1)(A), as required by the determinations made under TSCA section 5(a)(3)(B). Those TSCA Orders require protective measures to limit exposures or otherwise mitigate the potential unreasonable risk. The proposed SNURs identify as significant new uses any manufacturing, processing, use, distribution in commerce, or disposal that does not conform to the restrictions imposed by the underlying TSCA Orders, consistent with TSCA section 5(f)(4).</P>
                <HD SOURCE="HD2">C. Which chemical substances are subject to these proposed SNURs?</HD>
                <P>The substances subject to the proposed SNURs in this document are as follows, listed by PMN number and with the proposed CFR citation:</P>
                <HD SOURCE="HD3">P-23-140 (40 CFR 721.12279)</HD>
                <P>
                    <E T="03">Chemical Name:</E>
                     Polysaccharide, (hydroxytrialkylammonio)alkyl ether, chloride (generic).
                </P>
                <P>
                    <E T="03">CASRN or Accession No.:</E>
                     Not available.
                </P>
                <P>
                    <E T="03">Effective Date of TSCA Order:</E>
                     February 23, 2026.
                </P>
                <P>
                    <E T="03">Basis for TSCA Order:</E>
                     The PMN states that the generic (non-confidential) use will be as an additive for consumer and commercial products. Based on comparison to analogous chemical substances, EPA predicts toxicity to aquatic organisms may occur at concentrations that exceed 193 ppb. The Order was issued under TSCA sections 5(a)(3)(B)(ii)(I) and 5(e)(1)(A)(ii)(I), based on a finding that in the absence of sufficient information to permit a reasoned evaluation, the substance may present an unreasonable risk of injury to the environment. To protect against these risks, the Order requires:
                </P>
                <P>
                    • No domestic manufacture of the PMN substance (
                    <E T="03">i.e.,</E>
                     import only);
                </P>
                <P>• Manufacture of the PMN substance only with a degree of substitution of amine-nitrogen at or below the confidential percentage by weight as measured by Kjeldahl nitrogen testing;</P>
                <P>• Use of the PMN substance only for the confidential use listed in the Order;</P>
                <P>• No release of the PMN substance, or any waste stream containing the PMN substance, resulting in surface water concentrations that exceed 193 ppb. This does not apply to processors or users who receive the PMN substance at less than 5.5% by weight in formulation; and</P>
                <P>• Establishment of a hazard communication program, including human health and environmental precautionary statements on each label and in the SDS.</P>
                <P>The proposed SNUR would designate as a “significant new use” the absence of these protective measures.</P>
                <P>
                    <E T="03">Potentially Useful Information:</E>
                     EPA has determined that certain information may be potentially useful in support of a request by the PMN submitter to modify the Order, or if a manufacturer or processor is considering submitting a SNUN for a significant new use that will be designated by this SNUR. EPA has determined that the results of aquatic toxicity testing may be potentially useful to characterize the environmental effects of the PMN substance. Although the Order does not require these tests, the Order's restrictions remain in effect until the Order is modified or revoked by EPA based on submission of this or other relevant information.
                </P>
                <HD SOURCE="HD3">P-24-24 (40 CFR 721.12280)</HD>
                <P>
                    <E T="03">Chemical Name:</E>
                     Heteroatom-substituted dihalo acid, methyl substituted-alkyl ester (generic).
                </P>
                <P>
                    <E T="03">CASRN or Accession No.:</E>
                     Not available.
                </P>
                <P>
                    <E T="03">Effective Date of TSCA Order:</E>
                     January 21, 2026.
                </P>
                <P>
                    <E T="03">Basis for TSCA Order:</E>
                     The PMN states that the generic (non-confidential) use will be as an electrolyte additive. Based on reactivity of the PMN substance and test data on a water-mediated hydrolysis product, EPA has identified concerns for skin corrosion, serious eye damage, and respiratory tract irritation. Based on test data for a water-mediated hydrolysis product, EPA has also identified concerns for acute toxicity (inhalation), pulmonary effects, neurotoxicity, systemic effects, and reproductive and developmental effects. Based on test data for an enzyme-mediated hydrolysis product and its metabolite, EPA has also identified concerns for clinical signs, neurotoxicity, systemic effects, reproductive and developmental effects, and carcinogenicity. The Order was issued under TSCA sections 5(a)(3)(B)(ii)(I) and 5(e)(1)(A)(ii)(I), 
                    <PRTPAGE P="46368"/>
                    based on a finding that in the absence of sufficient information to permit a reasoned evaluation, the substance may present an unreasonable risk of injury to human health. To protect against these risks, the Order requires:
                </P>
                <P>• Use of personal protective equipment where there is a potential for dermal exposure;</P>
                <P>• No processing for use or use of the PMN substance in a consumer product;</P>
                <P>• Manufacture, processing, and use of the PMN substance only in an enclosed process;</P>
                <P>• Disposal of the PMN substance, or waste streams (manufacturing, processing, and use) containing the PMN substance, only by incineration; and</P>
                <P>• Establishment of a hazard communication program, including human health and environmental precautionary statements on each label and in the SDS.</P>
                <P>The proposed SNUR would designate as a “significant new use” the absence of these protective measures.</P>
                <P>
                    <E T="03">Potentially Useful Information:</E>
                     EPA has determined that certain information may be potentially useful in support of a request by the PMN submitter to modify the Order, or if a manufacturer or processor is considering submitting a SNUN for a significant new use that will be designated by this SNUR. EPA has determined that the results of pulmonary effects, carcinogenicity, acute toxicity, developmental toxicity, skin irritation, skin corrosion, eye irritation, eye corrosion, and specific target organ toxicity testing may be potentially useful to characterize the health effects of the PMN substance. Although the Order does not require these tests, the Order's restrictions remain in effect until the Order is modified or revoked by EPA based on submission of this or other relevant information.
                </P>
                <HD SOURCE="HD3">P-24-93 (40 CFR 721.12281), P-24-94 (40 CFR 721.12282), P-24-95 (40 CFR 721.12283), and P-24-96 (40 CFR 721.12284)</HD>
                <P>
                    <E T="03">Chemical Names:</E>
                     Rhamnolipids, 
                    <E T="03">Pseudomonas putida</E>
                     strain BS-PP-484-fermented, from D-glucose, potassium salts (P-24-93); rhamnolipids, 
                    <E T="03">Pseudomonas putida</E>
                     strain BS-PP-484-fermented, from D-glucose, sodium salts (P-24-94); rhamnolipids, 
                    <E T="03">Pseudomonas alloputida</E>
                     mt-2 KT 2440 strain BS-PP 555-fermented, from D-glucose, potassium salt (P-24-95); and rhamnolipids, 
                    <E T="03">Pseudomonas alloputida</E>
                     mt-2 KT 2440 strain BS-PP 555-fermented, from D-glucose, sodium salt (P-24-96).
                </P>
                <P>
                    <E T="03">CASRNs or Accession Nos.:</E>
                     Not available.
                </P>
                <P>
                    <E T="03">Effective Date of TSCA Order:</E>
                     January 9, 2026.
                </P>
                <P>
                    <E T="03">Basis for TSCA Order:</E>
                     The PMNs state that the uses will be as anionic surfactants in manual dish detergents, laundry detergents, and hard surface cleaners. Based on comparison to analogous chemical substances, EPA has identified concerns for eye corrosion and systemic effects. Based on structure, EPA has also identified concerns for lung effects. Based on comparison to analogous anionic surfactants and submitted test data on the PMN substances, EPA predicts toxicity to aquatic organisms may occur at concentrations that exceed 989 ppb. The Order was issued under TSCA sections 5(a)(3)(B)(ii)(I) and 5(e)(1)(A)(ii)(I), based on a finding that in the absence of sufficient information to permit a reasoned evaluation, the substances may present an unreasonable risk of injury to human health and the environment. To protect against these risks, the Order requires:
                </P>
                <P>• No manufacture or processing of the PMN substances in any manner that results in inhalation exposure to the PMN substances;</P>
                <P>• Use of the PMN substances only if the concentration of the PMN substances does not exceed 3% by weight in the final formulation;</P>
                <P>• Processing for use of the PMN substances in a consumer product only if the concentration of the PMN substances does not exceed 3% by weight in the final formulation;</P>
                <P>• Use of the PMN substances in a consumer product only if the concentration of the PMN substances does not exceed 3% by weight in the consumer product;</P>
                <P>• Use of personal protective equipment where there is a potential for dermal exposure;</P>
                <P>• Use of a NIOSH-certified respirator with an APF of at least 50 where there is a potential for inhalation exposure; and</P>
                <P>• Establishment of a hazard communication program, including human health and environmental precautionary statements on each label and in the SDS.</P>
                <P>The proposed SNUR would designate as a “significant new use” the absence of these protective measures.</P>
                <P>
                    <E T="03">Potentially Useful Information:</E>
                     EPA has determined that certain information may be potentially useful in support of a request by the PMN submitter to modify the Order, or if a manufacturer or processor is considering submitting a SNUN for a significant new use that will be designated by this SNUR. EPA has determined that the results of eye irritation, eye corrosion, and pulmonary effects testing may be potentially useful to characterize the health effects of the PMN substances. Although the Order does not require these tests, the Order's restrictions remain in effect until the Order is modified or revoked by EPA based on submission of this or other relevant information.
                </P>
                <HD SOURCE="HD3">P-24-104 (40 CFR 721.12285)</HD>
                <P>
                    <E T="03">Chemical Name:</E>
                     Carbomonocycle alkylamide, 3,5-bis(1,1-dialkyl)-N-[3-alkylene-2,5-dioxo-1-heteromonocyclic]-4-hydroxy- (generic)
                </P>
                <P>
                    <E T="03">CASRN or Accession No.:</E>
                     Not available.
                </P>
                <P>
                    <E T="03">Effective Date of TSCA Order:</E>
                     January 26, 2026.
                </P>
                <P>
                    <E T="03">Basis for TSCA Order:</E>
                     The PMN states that the generic (non-confidential) use will be as a plastic additive. Based on the physical/chemical properties of the PMN substance (as described in the New Chemical Program's persistent, bioaccumulative, and toxic (PBT) category at 64 FR 60194; November 1999) and in the absence of data, the PMN substance is a potentially PBT chemical. EPA estimates that the PMN substance will persist in the environment for more than six months and estimates a bioaccumulation factor of greater than or equal to 1,000. Based on comparison to analogous chemical substances, EPA has identified concerns for acute toxicity; irritation to the eyes and respiratory tract; systemic, reproductive, and developmental effects; and carcinogenicity. The Order was issued under TSCA sections 5(a)(3)(B)(ii)(I) and 5(e)(1)(A)(ii)(I), based on a finding that in the absence of sufficient information to permit a reasoned evaluation, the substance may present an unreasonable risk of injury to human health and the environment. To protect against these risks, the Order requires:
                </P>
                <P>• Use of personal protective equipment where there is a potential for dermal exposure;</P>
                <P>• No processing for use or use of the PMN substance in a consumer product;</P>
                <P>• Manufacture, processing, and use of the PMN substance only in a liquid solution;</P>
                <P>• Manufacture, processing, and use of the PMN substance only in a manner that does not result in inhalation exposure to the PMN substance;</P>
                <P>• No release of the PMN substance, or any waste stream containing the PMN substance, into water; and</P>
                <P>
                    • Establishment of a hazard communication program, including human health and environmental 
                    <PRTPAGE P="46369"/>
                    precautionary statements on each label and in the SDS.
                </P>
                <P>The proposed SNUR would designate as a “significant new use” the absence of these protective measures.</P>
                <P>
                    <E T="03">Potentially Useful Information:</E>
                     EPA has determined that certain information may be potentially useful in support of a request by the PMN submitter to modify the Order, or if a manufacturer or processor is considering submitting a SNUN for a significant new use that will be designated by this SNUR. EPA has determined that the results of carcinogenicity, eye irritation, developmental toxicity, reproductive toxicity, specific target organ toxicity and bioaccumulation testing may be potentially useful to characterize the health and fate effects of the PMN substance. Although the Order does not require these tests, the Order's restrictions remain in effect until the Order is modified or revoked by EPA based on submission of this or other relevant information.
                </P>
                <HD SOURCE="HD3">P-24-116 (40 CFR 721.12286), P-24-117 (40 CFR 721.12287), P-24-118 (40 CFR 721.12288), P-24-119 (40 CFR 721.12289), P-24-120 (40 CFR 721.12290), P-24-121 (40 CFR 721.12291), P-25-5 (40 CFR 721.12292), P-25-6 (40 CFR 721.12293), P-25-7 (40 CFR 721.12294), P-25-8 (40 CFR 721.12295), P-25-9 (40 CFR 721.12296) and P-25-10 (40 CFR 721.12297)</HD>
                <P>
                    <E T="03">Chemical Names:</E>
                     Phenol, 4,4′-(1-alkylidene)bis-, polymer with 2-(chloromethyl)oxirane, 4-alkylphenyl ether, reaction products with alkylpolyamine and 2-(alkylamino)alkanol, hydrolyzed, alkanesulfonates (salts) (generic) (P-24-116); alkanoic acid, compds. with hydrolyzed bisphenol-epichlorohydrin polymer 4-alkylphenyl ether- alkylpolyamine and 2-(alkylamino)alkanol reaction products (generic) (P-24-117); alkanoic acid, compds. with [(aminoalkyl)imino]bis[alkanol]-bisphenol-epichlorohydrin polymer 4-alkylphenyl ether- 2-(alkylamino)alkanol reaction products (generic) (P-24-118); amidosulfonic acid, compds. with [(aminoalkyl)imino]bis[alkanol]-bisphenol-epichlorohydrin polymer 4-alkylphenyl ether- 2-(alkylamino)alkanol reaction products (generic) (P-24-119); alkanoic acid, compds. with hydrolyzed bisphenol-monoalkylamine-epichlorohydrin polymer 4-alkylphenyl ether- alkylpolyamine and 2-(alkylamino)alkanol reaction products (generic) (P-24-120); phenol, 4,4-(1-alkylidene)bis-, polymer with 2-(chloromethyl)oxirane and monoalkanamine, 4-alkylphenyl ether, reaction products with alkylpolyamine and 2-(alkylamino)alkanol, hydrolyzed, alkanesulfonates (salts) (generic) (P-24-121); cashew, nutshell liq., polymer with [(aminoalkyl)imino]bis[alkanol], bisphenol and epichlorohydrin, reaction products with dialkanolamine, alkylcarboxylates (salts) alkanesulfonates (salts) (generic) (P-25-5); phenol, 4,4-(1-alkylidene)bis-, polymer with [(aminoalkyl)imino]bis[alkanol] and 2-(chloromethyl)oxirane, 3-alkyloxy-2-hydroxypropyl ethers, reaction products with dialkanolamine, alkylcarboxylates (salts) alkanesulfonates (salts) (generic) (P-25-6); phenol, 4,4-(1-alkylidene)bis-, polymer with [(aminoalkyl)imino]bis[alkanol] and 2-(chloromethyl)oxirane, 4-alkylphenyl ethers, reaction products with dialkanolamine, alkylcarboxylates (salts) alkanesulfonates (salts) (generic) (P-25-7); benzenediol, polymer with [(aminoalkyl)imino]bis[alkanol], 2- (chloromethyl)oxirane and 4,4-(1-alkylidene)bis[phenol], 4-alkylphenyl ethers, reaction products with dialkanolamine, alkylcarboxylates (salts) alkanesulfonates (salts) (generic) (P-25-8); cashew, nutshell liq., polymer with [(aminoalkyl)imino]bis[alkanol], bisphenol, epichlorohydrin and benzenediol, reaction products with dialkanolamine, alkylcarboxylates (salts) alkanesulfonates (salts) (generic) (P-25-9); and benzenediol, polymer with [(aminoalkyl)imino]bis[alkanol], 2- (chloromethyl)oxirane and 4,4-(1-alkylidene)bis[phenol], 3-alkyloxy-2-hydroxypropyl ethers, reaction products with dialkanolamine, alkylcarboxylates (salts) alkanesulfonates (salts) (generic) (P-25-10).
                </P>
                <P>
                    <E T="03">CASRNs or Accession Nos.:</E>
                     Not available.
                </P>
                <P>
                    <E T="03">Effective Date of TSCA Order:</E>
                     January 23, 2026.
                </P>
                <P>
                    <E T="03">Basis for TSCA Order:</E>
                     The PMNs state that the generic (non-confidential) uses will be as coatings for metal parts. Based on submitted test data for P-24-120, EPA has identified concerns for skin sensitization for the P-24-116-121 PMN substances. Based on comparison to analogous chemical substances, EPA has also identified concerns for systemic effects, eye and respiratory tract irritation for the P-24-116-121 PMN substances. Based on comparison to analogous chemical substances, EPA has also identified concerns for clinical signs and systemic effects for the P-24-116 and P-24-121 PMN substances. Based on comparison to analogous chemical substances, EPA has also identified concerns for eye irritation, reproductive, developmental, and systemic effects for the P-24-119 substance. Based on submitted test data on the P-25-5 PMN substance and comparison to analogous chemical substances, EPA has also identified concerns for skin sensitization for the P-25-5-10 PMN substances. Based on comparison to analogous chemical substances, EPA has also identified concerns for eye and respiratory tract irritation, clinical signs, and systemic effects for the P-25-5-10 PMN substances. Based on comparison to analogous polycationic polymers, EPA predicts toxicity to aquatic organisms may occur at concentrations that exceed 11 ppb for the P-24-116-120 and P-25-5-10 PMN substances and 9 ppb for the P-24-121 PMN substance. The Order was issued under TSCA sections 5(a)(3)(B)(ii)(I) and 5(e)(1)(A)(ii)(I), based on a finding that in the absence of sufficient information to permit a reasoned evaluation, the substances may present an unreasonable risk of injury to human health and the environment. To protect against these risks, the Order requires:
                </P>
                <P>• No manufacture of the PMN substances unless the weight percentage of nitrogen from cationic amines in each PMN substance is less than or equal to 2% (by weight);</P>
                <P>• Manufacture, processing, and use of the PMN substances only in a manner that does not result in inhalation exposure to the PMN substances;</P>
                <P>
                    • Manufacture, processing, and use of the PMN substances only if all vapor, aerosol, dust, or mist containing the PMN substances is captured and routed through engineering controls (
                    <E T="03">e.g.,</E>
                     thermal oxidation) that achieve an efficiency of 98% or greater destruction of the PMN substances;
                </P>
                <P>• No processing for use or use of the PMN substances in a consumer product;</P>
                <P>• Use of personal protective equipment where there is a potential for dermal exposure;</P>
                <P>• No release of the PMN substances, or any waste stream containing the PMN substances, resulting in surface water concentrations that exceed 11 ppb of the P-24-116-121 and P-25-5-10 PMN substances in aggregate; and</P>
                <P>• Establishment of a hazard communication program, including human health and environmental precautionary statements on each label and in the SDS.</P>
                <P>The proposed SNUR would designate as a “significant new use” the absence of these protective measures.</P>
                <P>
                    <E T="03">Potentially Useful Information:</E>
                     EPA has determined that certain information may be potentially useful in support of a request by the PMN submitter to 
                    <PRTPAGE P="46370"/>
                    modify the Order, or if a manufacturer or processor is considering submitting a SNUN for a significant new use that will be designated by this SNUR. EPA has determined that the results of skin sensitization, eye irritation, and specific target organ toxicity testing on the P-24-116-121 and P-25-5-10 PMN substances, reproductive/developmental toxicity on the P-24-119 PMN substance, and aquatic toxicity testing on the P-24-117-0119, P-24-121, and P-25-5-10 PMN substances may be potentially useful to characterize the health and environmental effects of the PMN substances. Although the Order does not require these tests, the Order's restrictions remain in effect until the Order is modified or revoked by EPA based on submission of this or other relevant information.
                </P>
                <HD SOURCE="HD3">P-24-192 (40 CFR 721.12298)</HD>
                <P>
                    <E T="03">Chemical Name:</E>
                     Poly(oxy-1,2-ethanediyl), .alpha.-(1-oxo-2-propen-1-yl)-.omega.-(4-benzoylphenoxy)-.
                </P>
                <P>
                    <E T="03">CASRN:</E>
                     478549-43-8.
                </P>
                <P>
                    <E T="03">Effective Date of TSCA Order:</E>
                     January 7, 2026.
                </P>
                <P>
                    <E T="03">Basis for TSCA Order:</E>
                     The PMN states that the use will be as a component in paints, coatings, and inks. Based on test data for components, EPA has identified concerns for skin sensitization. Based on comparison to analogous acrylates/methacrylates, EPA has also identified concerns for respiratory sensitization. Based on test data for benzophenones, EPA has also identified concerns for photosensitization. Based on comparison to analogous chemical substances, EPA has also identified concerns for systemic, reproductive, and developmental effects, and carcinogenicity. Based on comparison to analogous acrylates/methacrylates, EPA predicts toxicity to aquatic organisms may occur at concentrations that exceed 13 ppb. The Order was issued under TSCA sections 5(a)(3)(B)(ii)(I) and 5(e)(1)(A)(ii)(I), based on a finding that in the absence of sufficient information to permit a reasoned evaluation, the substance may present an unreasonable risk of injury to human health and the environment. To protect against these risks, the Order requires:
                </P>
                <P>• Use of personal protective equipment where there is a potential for dermal exposure;</P>
                <P>• Use of a NIOSH-certified respirator with an APF of at least 50 where there is a potential for inhalation exposure;</P>
                <P>• No processing for use or use of the PMN substance in a consumer product;</P>
                <P>• No spray application of the PMN substance other than using an automated spray booth;</P>
                <P>• No release of the PMN substance, or any waste stream containing the PMN substance, into water; and</P>
                <P>• Establishment of a hazard communication program, including human health and environmental precautionary statements on each label and in the SDS.</P>
                <P>The proposed SNUR would designate as a “significant new use” the absence of these protective measures.</P>
                <P>
                    <E T="03">Potentially Useful Information:</E>
                     EPA has determined that certain information may be potentially useful in support of a request by the PMN submitter to modify the Order, or if a manufacturer or processor is considering submitting a SNUN for a significant new use that will be designated by this SNUR. EPA has determined that the results of carcinogenicity, developmental toxicity, endocrine effects, phototoxicity, reproductive toxicity, skin sensitization, specific target organ toxicity, toxicokinetics, and aquatic toxicity testing may be potentially useful to characterize the health and environmental effects of the PMN substance. Although the Order does not require these tests, the Order's restrictions remain in effect until the Order is modified or revoked by EPA based on submission of this or other relevant information.
                </P>
                <HD SOURCE="HD3">P-25-98 (40 CFR 721.12299) and P-25-99 (40 CFR 721.12300)</HD>
                <P>
                    <E T="03">Chemical Names:</E>
                     Sulfonium, tricarbocyclic-, .alpha.,.alpha.,.beta.,.beta.-polyfluoropolyhydro-2-(haloheterocyclic)-4,7-methano-1,3-heteropolycyclic-5-alkanesulfonate (1:1) (generic) (P-25-98) and sulfonium, tricarbocyclic-, .alpha.,.alpha.,.beta.,.beta.-polyfluoropolyhydro-2-alkyl-2-((halocarbomonocyclic)alkano)-4,7-methano-1,3-heteropolycyclic-5-alkanesulfonate (1:1) (generic) (P-25-99).
                </P>
                <P>
                    <E T="03">CASRNs:</E>
                     Not available.
                </P>
                <P>
                    <E T="03">Effective Date of TSCA Order:</E>
                     January 15, 2026.
                </P>
                <P>
                    <E T="03">Basis for TSCA Order:</E>
                     The PMNs state that the generic (non-confidential) uses will be for photolithography. Based on the physical/chemical properties of the PMN substances (as described in the New Chemical Program's PBT category at 64 FR 60194; November 1999) and in the absence of data, the anion and cation of the PMN substances and the cation photodegradation products of the PMN substances are potentially PBT chemicals. EPA estimates that the anion and cation of the PMN substances will persist in the environment for more than six months and that their potential to bioaccumulate is unknown. EPA estimates that the cation photodegradation products of the PMN substances will persist in the environment for more than six months and estimates a bioaccumulation factor of greater than or equal to 5,000. Based on comparison to analogous chemical substances, EPA has identified concerns for acute toxicity, irritation to the skin and respiratory tract, eye corrosion, and neurological and systemic effects for the sulfonium cations of the PMN substances. Based on photoreactivity of the PMN substances, EPA has also identified concerns for photosensitization for the sulfonium cations of the PMN substances. Based on comparison to analogous PFAS substances, EPA has also identified concerns for systemic, reproductive and developmental toxicity for the anions of the PMN substances. Based on submitted test data on the P-25-0099 PMN substance, EPA has also identified concerns for genetic toxicity for the P-25-0099 PMN substance. Due to insufficient information, EPA was unable to estimate the environmental hazard of the PMN substances. The Order was issued under TSCA sections 5(a)(3)(B)(ii)(I) and 5(e)(1)(A)(ii)(I), based on a finding that in the absence of sufficient information to permit a reasoned evaluation, the substances may present an unreasonable risk of injury to human health and the environment. To protect against these risks, the Order requires:
                </P>
                <P>• No manufacture of the PMN substances beyond the time limits specified in the Order without submittal to EPA the results of certain testing described in the Testing section of the Order;</P>
                <P>• Use of personal protective equipment where there is a potential for dermal exposure;</P>
                <P>• Establishment of a hazard communication program, including human health and environmental precautionary statements on each label and in the SDS;</P>
                <P>• No processing of the PMN substances in any way that generates vapor, dust, mist, or aerosol in a non-enclosed process;</P>
                <P>• Use of the PMN substances only for the confidential use listed in the Order;</P>
                <P>
                    • No domestic manufacture of the PMN substance (
                    <E T="03">i.e.,</E>
                     import only);
                </P>
                <P>• Disposal of the PMN substances, or waste streams containing the PMN substances, only by hazardous waste incineration at a facility that is in compliance with RCRA subtitle C;</P>
                <P>
                    • Import of the PMN substances only in solution, unless in sealed containers weighing 5 kilograms or less; and
                    <PRTPAGE P="46371"/>
                </P>
                <P>• No exceedance of the confidential annual importation volume listed the Order.</P>
                <P>The proposed SNUR would designate as a “significant new use” the absence of these protective measures.</P>
                <P>
                    <E T="03">Potentially Useful Information:</E>
                     EPA has determined that certain information about the physical/chemical properties, fate, bioaccumulation, environmental hazard, and human health effects of the PMN substances may be potentially useful in support of a request by the PMN submitter to modify the Order, or if a manufacturer or processor is considering submitting a SNUN for a significant new use that will be designated by this SNUR. The submitter has agreed not to exceed the time limits specified in the Order without performing the required Tier I and Tier II testing outlined in the Testing section of the Order.
                </P>
                <HD SOURCE="HD3">P-25-100 (40 CFR 721.12301), P-25-102 (40 CFR 721.12302), P-25-111 (40 CFR 721.12303), P-25-112 (40 CFR 721.12304), and P-25-124 (40 CFR 721.12305)</HD>
                <P>
                    <E T="03">Chemical Names:</E>
                     Aromatic sulfonium tricyclo salt with alkyl carbomonocycle hetero-acid (generic) (P-25-100), carboheterocyclo aromatic sulfonium salt with dicycloalkyl carbomonocycle hetero-acid (generic) (P-25-102), haloaromatic iodonium dicyclo salt with polyfluoroalkyl carbomonocycle hetero-acid (generic) (P-25-111), haloaromatic iodonium dicyclo salt with halogenated hydroxyaryl carboxylic acid (generic) (P-25-112), and alkyl aromatic sulfonium, polycyclic alkyl sulfamate (generic) (P-25-124).
                </P>
                <P>
                    <E T="03">Accession Nos:</E>
                     303823 (P-25-100), 303834 (P-25-102), 303787 (P-25-111), 303798 (P-25-112), and 303801 (P-25-124).
                </P>
                <P>
                    <E T="03">Effective Date of TSCA Order:</E>
                     February 11, 2026.
                </P>
                <P>
                    <E T="03">Basis for TSCA Order:</E>
                     The PMNs state that the generic (non-confidential) uses will be for photoacid generator use at customer sites (PMNs P-25-100, P-25-102, and P-25-111) and as additives for use in electronics industry (PMNs P-25-112 and P-25-124). Based on the physical/chemical properties of the PMN substances (as described in the New Chemical Program's PBT category at 64 FR 60194; November 1999) and in the absence of data, the anions of the PMN substances, the cations of the P-25-102, P-25-111, P-25-112, and P-25-124 PMN substances, the cation photodegradation products of the P-25-100 and P-25-124 PMN substances, and the photolysis products of the P-25-111 and P-25-112 PMN substances are potentially persistent, bioaccumulative, and toxic (PBT) chemicals. EPA estimates that the anions of the PMN substances and the cations of the P-25-102, P-25-111, P-25-112, and P-24-124 PMN substances will persist in the environment for more than six months and that their potential to bioaccumulate is unknown. EPA estimates that the cation photodegradation products of the P-25-100 and P-25-124 PMN substances and the photolysis products of the P-25-111 and P-25-112 PMN substances will persist in the environment for more than six months and estimates a bioaccumulation factor of greater than or equal to 5,000. Based on comparison to analogous chemical substances, EPA has identified concerns for acute toxicity, irritation to the skin and respiratory tract, eye corrosion, genetic toxicity, and neurological and systemic effects for the sulfonium cations of the P-25-100, P-25-102, and P-25-124 PMN substances. Based on photoreactivity of the PMN substances, EPA has also identified concerns for photosensitization for the sulfonium cations of the PMN substances. Based on comparison to analogous chemical substances, EPA has also identified concerns for skin irritation, genetic toxicity, skin and respiratory sensitization, and systemic, reproductive, and developmental toxicity for the P-25-111 PMN substance and eye corrosion and genetic toxicity for the P-25-112 PMN substance. Due to insufficient information, EPA was unable to estimate the environmental hazard of the PMN substances. The Order was issued under TSCA sections 5(a)(3)(B)(ii)(I) and 5(e)(1)(A)(ii)(I), based on a finding that in the absence of sufficient information to permit a reasoned evaluation, the substances may present an unreasonable risk of injury to human health and the environment. To protect against these risks, the Order requires:
                </P>
                <P>• No manufacture of the PMN substances beyond the time limits specified in the Order without submittal to EPA the results of certain testing described in the Testing section of the Order;</P>
                <P>• Use of personal protective equipment where there is a potential for dermal exposure;</P>
                <P>• Establishment of a hazard communication program, including human health and environmental precautionary statements on each label and in the SDS;</P>
                <P>• No processing of the PMN substances in any way that generates vapor, dust, mist, or aerosol in a non-enclosed process;</P>
                <P>• Use of the PMN substances only for the confidential use listed in the Order;</P>
                <P>
                    • No domestic manufacture of the PMN substance (
                    <E T="03">i.e.,</E>
                     import only);
                </P>
                <P>• Disposal of the PMN substances, or waste streams containing the PMN substances, only by hazardous waste incineration in compliance with RCRA subtitle C;</P>
                <P>• Import of the PMN substances only in solution, unless in sealed containers weighing 5 kilograms or less; and</P>
                <P>• No exceedance of the confidential annual importation volumes listed the Order.</P>
                <P>The proposed SNUR would designate as a “significant new use” the absence of these protective measures.</P>
                <P>
                    <E T="03">Potentially Useful Information:</E>
                     EPA has determined that certain information about the physical/chemical properties, fate, bioaccumulation, environmental hazard, and human health effects of the PMN substances may be potentially useful in support of a request by the PMN submitter to modify the Order, or if a manufacturer or processor is considering submitting a SNUN for a significant new use that will be designated by this SNUR. The submitter has agreed not to exceed the time limits specified in the Order without performing the required Tier I and Tier II testing outlined in the Testing section of the Order.
                </P>
                <HD SOURCE="HD1">IV. Statutory and Executive Order Reviews</HD>
                <P>
                    Additional information about these statutes and Executive orders can be found at 
                    <E T="03">https://www.epa.gov/laws-regulations-and-executive-orders.</E>
                </P>
                <HD SOURCE="HD2">A. Executive Order 12866: Regulatory Planning and Review</HD>
                <P>This action proposes to establish SNURs for new chemical substances that were the subject of PMNs. The Office of Management and Budget (OMB) has exempted these types of actions from review under Executive Order 12866 (58 FR 51735, October 4, 1993).</P>
                <HD SOURCE="HD2">B. Executive Order 14192: Unleashing Prosperity Through Deregulation</HD>
                <P>Executive Order 14192 (90 FR 9065, February 6, 2025) does not apply because significant new use rules for new chemicals under TSCA section 5 are exempted from review under Executive Order 12866.</P>
                <HD SOURCE="HD2">C. Paperwork Reduction Act (PRA)</HD>
                <P>
                    According to the PRA (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ), an agency may not conduct or sponsor, and a person is not required to 
                    <PRTPAGE P="46372"/>
                    respond to a collection of information that requires OMB approval under PRA, unless it has been approved by OMB and displays a currently valid OMB control number. The OMB control numbers for EPA's regulations in title 40 of the CFR, after appearing in the 
                    <E T="04">Federal Register</E>
                    , are listed in 40 CFR part 9, and included on the related collection instrument or form, if applicable.
                </P>
                <P>The information collection requirements related to SNURs have already been approved by OMB pursuant to PRA under OMB control number 2070-0038 (EPA ICR No. 1188). This action does not impose any burden requiring additional OMB approval. If an entity were to submit a SNUN to the Agency, the annual burden is estimated to average between 30 and 170 hours per submission. This burden estimate includes the time needed to review instructions, search existing data sources, gather and maintain the data needed, and complete, review, and submit the required SNUN.</P>
                <P>EPA always welcomes your feedback on the burden estimates. When submitting comments on these proposed SNURs, include comments about the accuracy of the burden estimate, and any suggested methods for improving the collection instruments or instruction or minimizing respondent burden, including through the use of automated collection techniques.</P>
                <HD SOURCE="HD2">D. Regulatory Flexibility Act (RFA)</HD>
                <P>
                    I certify that this action will not have a significant economic impact on a substantial number of small entities under the RFA (5 U.S.C. 601 
                    <E T="03">et seq.</E>
                    ). The requirement to submit a SNUN applies to any person (including small or large entities) who intends to engage in any activity described in the final rule as a “significant new use.” Because these uses are “new,” based on all information currently available to EPA, EPA has concluded that no small or large entities presently engage in such activities.
                </P>
                <P>A SNUR requires that any person who intends to engage in such activity in the future must first notify EPA by submitting a SNUN. Although some small entities may decide to pursue a significant new use in the future, EPA cannot presently determine how many, if any, there may be. However, EPA's experience to date is that, in response to the promulgation of SNURs covering over 1,000 chemicals, the Agency receives only a small number of notices per year. For example, the number of SNUNs received was 23 in FY2023, 7 in FY2024, and 10 in FY2025, and only a fraction of these submissions were from small businesses.</P>
                <P>
                    In addition, the Agency currently offers relief to qualifying small businesses by reducing the SNUN submission fee from $37,000 to $6,480. This lower fee reduces the total reporting and recordkeeping cost of submitting a SNUN to about $14,967 per SNUN submission for qualifying small firms. Therefore, the potential economic impacts of complying with these proposed SNURs are not expected to be significant or adversely impact a substantial number of small entities. In a SNUR that published in the 
                    <E T="04">Federal Register</E>
                     of June 2, 1997 (62 FR 29684) (FRL-5597-1), the Agency presented its general determination that SNURs are not expected to have a significant economic impact on a substantial number of small entities, which was provided to the Chief Counsel for Advocacy of the Small Business Administration.
                </P>
                <HD SOURCE="HD2">E. Unfunded Mandates Reform Act (UMRA)</HD>
                <P>This action does not contain an unfunded mandate of $100 million or more (in 1995 dollars) in any one year as described in UMRA, 2 U.S.C. 1531-1538, and does not significantly or uniquely affect small governments. Based on EPA's experience with proposing and finalizing SNURs, State, local, and Tribal governments have not been impacted by SNURs, and EPA does not have any reasons to believe that any State, local, or Tribal government will be impacted by these SNURs. In addition, the estimated costs of this action to the private sector do not exceed $183 million or more in any one year (the 1995 dollars are adjusted to 2023 dollars for inflation using the GDP implicit price deflator). The estimated costs for this action are discussed in Unit I.D.</P>
                <HD SOURCE="HD2">F. Executive Order 13132: Federalism</HD>
                <P>This action will not have federalism implications as specified in Executive Order 13132 (64 FR 43255, August 10, 1999), because it is not expected to have a substantial direct effect on States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government. Accordingly, the requirements of Executive Order 13132 do not apply to this action.</P>
                <HD SOURCE="HD2">G. Executive Order 13175: Consultation and Coordination With Indian Tribal Governments</HD>
                <P>This action will not have Tribal implications as specified in Executive Order 13175 (65 FR 67249, November 9, 2000), because it is not expected to have substantial direct effects on Indian Tribes, significantly or uniquely affect the communities of Indian Tribal governments and does not involve or impose any requirements that affect Indian Tribes. Accordingly, the requirements of Executive Order 13175 do not apply to this action.</P>
                <HD SOURCE="HD2">H. Executive Order 13045: Protection of Children From Environmental Health Risks and Safety Risks</HD>
                <P>This action is not subject to Executive Order 13045 (62 FR 19885, April 23, 1997), because it does not concern an environmental health or safety risk. Since this action does not concern a human health risk, EPA's 2026 Policy on Children's Health also does not apply. Although the establishment of these SNURs do not address an existing children's environmental health concern because the chemical uses involved are not ongoing uses, SNURs require that persons notify EPA at least 90 days before commencing manufacture (defined by statute to include import) or processing of the identified chemical substances for an activity that is designated as a significant new use by the SNUR. This notification allows EPA to assess the intended uses to identify potential risks and take appropriate actions before the activities commence.</P>
                <HD SOURCE="HD2">I. Executive Order 13211: Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use</HD>
                <P>This action is not a “significant energy action” as defined in Executive Order 13211 (66 FR 28355, May 22, 2001), because it is not likely to have a significant adverse effect on the supply, distribution, or use of energy.</P>
                <HD SOURCE="HD2">J. National Technology Transfer and Advancement Act (NTTAA)</HD>
                <P>This action does not involve any technical standards subject to NTTAA section 12(d) (15 U.S.C. 272 note).</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 40 CFR part 721</HD>
                    <P>Environmental protection, Chemicals, Hazardous substances, Reporting and recordkeeping requirements.</P>
                </LSTSUB>
                <SIG>
                    <DATED>Dated: July 17, 2026.</DATED>
                    <NAME>Mary Elissa Reaves,</NAME>
                    <TITLE>Director, Office of Pollution Prevention and Toxics.</TITLE>
                </SIG>
                <P>For the reasons stated in the preamble, EPA proposes to amend 40 CFR chapter I as follows:</P>
                <PART>
                    <PRTPAGE P="46373"/>
                    <HD SOURCE="HED">PART 721—SIGNIFICANT NEW USES OF CHEMICAL SUBSTANCES</HD>
                </PART>
                <AMDPAR>1. The authority citation for part 721 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P> 15 U.S.C. 2604, 2607, and 2625(c). </P>
                </AUTH>
                <AMDPAR>2. Add §§ 721.12279 through 721.12305 to subpart E to read as follows:</AMDPAR>
                <STARS/>
                <CONTENTS>
                    <SECHD>Sec.</SECHD>
                    <SECTNO>721.12279 </SECTNO>
                    <SUBJECT>Polysaccharide, (hydroxytrialkylammonio)alkyl ether, chloride (generic).</SUBJECT>
                    <SECTNO>721.12280 </SECTNO>
                    <SUBJECT>Heteroatom-substituted dihalo acid, methyl substituted-alkyl ester (generic).</SUBJECT>
                    <SECTNO>721.12281 </SECTNO>
                    <SUBJECT>Rhamnolipids, Pseudomonas putida strain BS-PP-484-fermented, from D-glucose, potassium salts .</SUBJECT>
                    <SECTNO>721.12282 </SECTNO>
                    <SUBJECT>Rhamnolipids, Pseudomonas putida strain BS-PP-484-fermented, from D-glucose, sodium salts.</SUBJECT>
                    <SECTNO>721.12283 </SECTNO>
                    <SUBJECT>Rhamnolipids, Pseudomonas alloputida mt-2 KT 2440 strain BS-PP 555-fermented, from D-glucose, potassium salt.</SUBJECT>
                    <SECTNO>721.12284 </SECTNO>
                    <SUBJECT>Rhamnolipids, Pseudomonas alloputida mt-2 KT 2440 strain BS-PP 555-fermented, from D-glucose, sodium salt.</SUBJECT>
                    <SECTNO>721.12285 </SECTNO>
                    <SUBJECT>Carbomonocycle alkylamide, 3,5-bis(1,1-dialkyl)-N-[3-alkylene-2,5-dioxo-1-heteromonocyclic]-4-hydroxy- (generic).</SUBJECT>
                    <SECTNO>721.12286 </SECTNO>
                    <SUBJECT>Phenol, 4,4'-(1-alkylidene)bis-, polymer with 2-(chloromethyl)oxirane, 4-alkylphenyl ether, reaction products with alkylpolyamine and 2-(alkylamino)alkanol, hydrolyzed, alkanesulfonates (salts) (generic).</SUBJECT>
                    <SECTNO>721.12287 </SECTNO>
                    <SUBJECT>Alkanoic acid, compds. with hydrolyzed bisphenol-epichlorohydrin polymer 4-alkylphenyl ether- alkylpolyamine and 2-(alkylamino)alkanol reaction products (generic).</SUBJECT>
                    <SECTNO>721.12288 </SECTNO>
                    <SUBJECT>Alkanoic acid, compds. with [(aminoalkyl)imino]bis[alkanol]-bisphenol-epichlorohydrin polymer 4-alkylphenyl ether- 2-(alkylamino)alkanol reaction products (generic).</SUBJECT>
                    <SECTNO>721.12289 </SECTNO>
                    <SUBJECT>Amidosulfonic acid, compds. with [(aminoalkyl)imino]bis[alkanol]-bisphenol-epichlorohydrin polymer 4-alkylphenyl ether- 2-(alkylamino)alkanol reaction products (generic).</SUBJECT>
                    <SECTNO>721.12290 </SECTNO>
                    <SUBJECT>Alkanoic acid, compds. with hydrolyzed bisphenol-monoalkylamine-epichlorohydrin polymer 4-alkylphenyl ether- alkylpolyamine and 2-(alkylamino)alkanol reaction products (generic).</SUBJECT>
                    <SECTNO>721.12291 </SECTNO>
                    <SUBJECT>Phenol, 4,4-(1-alkylidene)bis-, polymer with 2-(chloromethyl)oxirane and monoalkanamine, 4-alkylphenyl ether, reaction products with alkylpolyamine and 2-(alkylamino)alkanol, hydrolyzed, alkanesulfonates (salts) (generic).</SUBJECT>
                    <SECTNO>721.12292 </SECTNO>
                    <SUBJECT>Cashew, nutshell liq., polymer with [(aminoalkyl)imino]bis[alkanol], bisphenol and epichlorohydrin, reaction products with dialkanolamine, alkylcarboxylates (salts) alkanesulfonates (salts) (generic).</SUBJECT>
                    <SECTNO>721.12293 </SECTNO>
                    <SUBJECT>Phenol, 4,4-(1-alkylidene)bis-, polymer with [(aminoalkyl)imino]bis[alkanol] and 2-(chloromethyl)oxirane, 3-alkyloxy-2-hydroxypropyl ethers, reaction products with dialkanolamine, alkylcarboxylates (salts) alkanesulfonates (salts) (generic).</SUBJECT>
                    <SECTNO>721.12294 </SECTNO>
                    <SUBJECT>Phenol, 4,4-(1-alkylidene)bis-, polymer with [(aminoalkyl)imino]bis[alkanol] and 2-(chloromethyl)oxirane, 4-alkylphenyl ethers, reaction products with dialkanolamine, alkylcarboxylates (salts) alkanesulfonates (salts) (generic).</SUBJECT>
                    <SECTNO>721.12295 </SECTNO>
                    <SUBJECT>Benzenediol, polymer with [(aminoalkyl)imino]bis[alkanol], 2- (chloromethyl)oxirane and 4,4-(1-alkylidene)bis[phenol], 4-alkylphenyl ethers, reaction products with dialkanolamine, alkylcarboxylates (salts) alkanesulfonates (salts) (generic).</SUBJECT>
                    <SECTNO>721.12296 </SECTNO>
                    <SUBJECT>Cashew, nutshell liq., polymer with [(aminoalkyl)imino]bis[alkanol], bisphenol, epichlorohydrin and benzenediol, reaction products with dialkanolamine, alkylcarboxylates (salts) alkanesulfonates (salts) (generic).</SUBJECT>
                    <SECTNO>721.12297 </SECTNO>
                    <SUBJECT>Benzenediol, polymer with [(aminoalkyl)imino]bis[alkanol], 2- (chloromethyl)oxirane and 4,4-(1-alkylidene)bis[phenol], 3-alkyloxy-2-hydroxypropyl ethers, reaction products with dialkanolamine, alkylcarboxylates (salts) alkanesulfonates (salts) (generic).</SUBJECT>
                    <SECTNO>721.12298 </SECTNO>
                    <SUBJECT>Poly(oxy-1,2-ethanediyl), .alpha.-(1-oxo-2-propen-1-yl)-.omega.-(4-benzoylphenoxy)-.</SUBJECT>
                    <SECTNO>721.12299 </SECTNO>
                    <SUBJECT>Sulfonium, tricarbocyclic-, .alpha.,.alpha.,.beta.,.beta.-polyfluoropolyhydro-2-(haloheterocyclic)-4,7-methano-1,3-heteropolycyclic-5-alkanesulfonate (1:1) (generic).</SUBJECT>
                    <SECTNO>721.12300 </SECTNO>
                    <SUBJECT>Sulfonium, tricarbocyclic-, .alpha.,.alpha.,.beta.,.beta.-polyfluoropolyhydro-2-alkyl-2-((halocarbomonocyclic)alkano)-4,7-methano-1,3-heteropolycyclic-5-alkanesulfonate (1:1) (generic).</SUBJECT>
                    <SECTNO>721.12301 </SECTNO>
                    <SUBJECT>Aromatic sulfonium tricyclo salt with alkyl carbomonocycle hetero-acid (generic).</SUBJECT>
                    <SECTNO>721.12302 </SECTNO>
                    <SUBJECT>Carboheterocyclo aromatic sulfonium salt with dicycloalkyl carbomonocycle hetero-acid (generic).</SUBJECT>
                    <SECTNO>721.12303 </SECTNO>
                    <SUBJECT>Haloaromatic iodonium dicyclo salt with polyfluoroalkyl carbomonocycle hetero-acid (generic).</SUBJECT>
                    <SECTNO>721.12304 </SECTNO>
                    <SUBJECT>Haloaromatic iodonium dicyclo salt with halogenated hydroxyaryl carboxylic acid (generic).</SUBJECT>
                    <SECTNO>721.12305 </SECTNO>
                    <SUBJECT>Alkyl aromatic sulfonium, polycyclic alkyl sulfamate (generic).</SUBJECT>
                </CONTENTS>
                <STARS/>
                <SECTION>
                    <SECTNO>§ 721.12279</SECTNO>
                    <SUBJECT> Polysaccharide, (hydroxytrialkylammonio)alkyl ether, chloride (generic).</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                         (1) The chemical substance identified generically as polysaccharide, (hydroxytrialkylammonio)alkyl ether, chloride (PMN P-23-140) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section.
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) through (d), (f), (g)(3)(iii) and (g)(5). Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         Requirements as specified in § 721.80(f) and (k). It is a significant new use to manufacture the substance unless the degree of substitution of amine-nitrogen (as measured by Kjeldahl nitrogen testing) is at or below the confidential percentage by weight listed in the Order.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Release to water.</E>
                         Requirements as specified in § 721.90(a)(4), (b)(4), and (c)(4), where N=193. This requirement does not apply to processors or users who receive the substance at less than 5.5% by weight in formulation.
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (c), (f) through (j), and (k) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Limitation or revocation of certain notification requirements.</E>
                         The provisions of § 721.185 apply to this section.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 721.12280</SECTNO>
                    <SUBJECT> Heteroatom-substituted dihalo acid, methyl substituted-alkyl ester (generic).</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                         (1) The chemical substance identified generically as heteroatom-substituted dihalo acid, methyl substituted-alkyl ester (PMN P-24-24) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section. The requirements of this section do not apply to quantities of the substance after they have been entrained in an article.
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Protection in the workplace.</E>
                         Requirements as specified in § 721.63(a)(1), (3), and (c). When determining which persons are reasonably likely to be exposed as required for § 721.63(a)(1), engineering control measures (
                        <E T="03">e.g.,</E>
                         enclosure or confinement of the operation, general 
                        <PRTPAGE P="46374"/>
                        and local ventilation) or administrative control measures (
                        <E T="03">e.g.,</E>
                         workplace policies and procedures) shall be considered and implemented to prevent exposure, where feasible.
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) through (d), (f), and (g)(1) and (5). For purposes of § 721.72(g)(1), this substance may cause: acute toxicity, skin corrosion, serious eye damage, reproductive toxicity, carcinogenicity, and specific target organ toxicity. Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         Requirements as specified in § 721.80(a), (b), (c), and (o).
                    </P>
                    <P>
                        (iv) 
                        <E T="03">Disposal.</E>
                         Requirements as specified in § 721.85(a)(1), (b)(1), and (c)(1).
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (j) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Limitation or revocation of certain notification requirements.</E>
                         The provisions of § 721.185 apply to this section.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 721.12281</SECTNO>
                    <SUBJECT>
                         Rhamnolipids, 
                        <E T="7462">Pseudomonas putida</E>
                         strain BS-PP-484-fermented, from D-glucose, potassium salts.
                    </SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                         (1) The chemical substance identified as rhamnolipids, 
                        <E T="03">pseudomonas putida</E>
                         strain BS-PP-484-fermented, from D-glucose, potassium salts (PMN P-24-93) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section.
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Protection in the workplace.</E>
                         Requirements as specified in § 721.63(a)(1), (a)(3) through (6), and (c). When determining which persons are reasonably likely to be exposed as required for § 721.63(a)(1) and (4), engineering control measures (
                        <E T="03">e.g.,</E>
                         enclosure or confinement of the operation, general and local ventilation) or administrative control measures (
                        <E T="03">e.g.,</E>
                         workplace policies and procedures) shall be considered and implemented to prevent exposure, where feasible. For purposes of § 721.63(a)(5) and (6), respirators must provide a National Institute for Occupational Safety and Health (NIOSH) assigned protection factor (APF) of at least 50.
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) through (d), (f), and (g)(1) and (5). For purposes of § 721.72(g)(1), this substance may cause: serious eye damage and specific target organ toxicity. Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         It is a significant new use to manufacture or process the substance in any manner that results in inhalation exposure to the substance. It is a significant new use to use the substance at a concentration above 3% by weight in the final formulation, including in any consumer product.
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (i) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Limitation or revocation of certain notification requirements.</E>
                         The provisions of § 721.185 apply to this section.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 721. 12282</SECTNO>
                    <SUBJECT>
                         Rhamnolipids, 
                        <E T="7462">Pseudomonas putida</E>
                         strain BS-PP-484-fermented, from D-glucose, sodium salts.
                    </SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                         (1) The chemical substance identified as rhamnolipids, 
                        <E T="03">Pseudomonas putida</E>
                         strain BS-PP-484-fermented, from D-glucose, sodium salts (PMN P-24-94) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section.
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Protection in the workplace.</E>
                         Requirements as specified in § 721.63(a)(1), (a)(3) through (6), and (c). When determining which persons are reasonably likely to be exposed as required for § 721.63(a)(1) and (4), engineering control measures (
                        <E T="03">e.g.,</E>
                         enclosure or confinement of the operation, general and local ventilation) or administrative control measures (
                        <E T="03">e.g.,</E>
                         workplace policies and procedures) shall be considered and implemented to prevent exposure, where feasible. For purposes of § 721.63(a)(5) and (6), respirators must provide a National Institute for Occupational Safety and Health (NIOSH) assigned protection factor (APF) of at least 50.
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) through (d), (f), and (g)(1) and (5). For purposes of § 721.72(g)(1), this substance may cause: serious eye damage and specific target organ toxicity. Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         It is a significant new use to manufacture or process the substance in any manner that results in inhalation exposure to the substance. It is a significant new use to use the substance at a concentration above 3% by weight in the final formulation, including in any consumer product.
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (i) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Limitation or revocation of certain notification requirements.</E>
                         The provisions of § 721.185 apply to this section.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 721.12283</SECTNO>
                    <SUBJECT>
                         Rhamnolipids, 
                        <E T="7462">Pseudomonas alloputida mt-2 KT 2440</E>
                         strain BS-PP 555-fermented, from D-glucose, potassium salt.
                    </SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                         (1) The chemical substance identified as rhamnolipids, 
                        <E T="03">Pseudomonas alloputida mt-2 KT 2440</E>
                         strain BS-PP 555-fermented, from D-glucose, potassium salt (PMN P-24-95) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section.
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Protection in the workplace.</E>
                         Requirements as specified in § 721.63(a)(1), (a)(3) through (6), and (c). When determining which persons are reasonably likely to be exposed as required for § 721.63(a)(1) and (4), engineering control measures (
                        <E T="03">e.g.,</E>
                         enclosure or confinement of the operation, general and local ventilation) or administrative control measures (
                        <E T="03">e.g.,</E>
                         workplace policies and procedures) shall be considered and implemented to prevent exposure, where feasible. For purposes of § 721.63(a)(5) and (6), respirators must provide a National Institute for Occupational Safety and Health (NIOSH) assigned protection factor (APF) of at least 50.
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) through (d), (f), and (g)(1) and (5). For purposes of § 721.72(g)(1), this substance may cause: serious eye damage and specific target organ 
                        <PRTPAGE P="46375"/>
                        toxicity. Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         It is a significant new use to manufacture or process the substance in any manner that results in inhalation exposure to the substance. It is a significant new use to use the substance at a concentration above 3% by weight in the final formulation, including in any consumer product.
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (i) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Limitation or revocation of certain notification requirements.</E>
                         The provisions of § 721.185 apply to this section.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 721.12284</SECTNO>
                    <SUBJECT>
                         Rhamnolipids, 
                        <E T="7462">Pseudomonas alloputida mt-2 KT 2440</E>
                         strain BS-PP 555-fermented, from D-glucose, sodium salt.
                    </SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                         (1) The chemical substance identified as rhamnolipids, 
                        <E T="03">Pseudomonas alloputida mt-2 KT 2440</E>
                         strain BS-PP 555-fermented, from D-glucose, sodium salt (PMN P-24-96) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section.
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Protection in the workplace.</E>
                         Requirements as specified in § 721.63(a)(1), (a)(3) through (6), and (c). When determining which persons are reasonably likely to be exposed as required for § 721.63(a)(1) and (4), engineering control measures (
                        <E T="03">e.g.,</E>
                         enclosure or confinement of the operation, general and local ventilation) or administrative control measures (
                        <E T="03">e.g.,</E>
                         workplace policies and procedures) shall be considered and implemented to prevent exposure, where feasible. For purposes of § 721.63(a)(5) and (6), respirators must provide a National Institute for Occupational Safety and Health (NIOSH) assigned protection factor (APF) of at least 50.
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) through (d), (f), and (g)(1) and (5). For purposes of § 721.72(g)(1), this substance may cause: serious eye damage and specific target organ toxicity. Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         It is a significant new use to manufacture or process the substance in any manner that results in inhalation exposure to the substance. It is a significant new use to use the substance at a concentration above 3% by weight in the final formulation, including in any consumer product.
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (i) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Limitation or revocation of certain notification requirements.</E>
                         The provisions of § 721.185 apply to this section.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 721.12285</SECTNO>
                    <SUBJECT> Carbomonocycle alkylamide, 3,5-bis(1,1-dialkyl)-N-[3-alkylene-2,5-dioxo-1-heteromonocyclic]-4-hydroxy- (generic).</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                         (1) The chemical substance identified generically as carbomonocycle alkylamide, 3,5-bis(1,1-dialkyl)-N-[3-alkylene-2,5-dioxo-1-heteromonocyclic]-4-hydroxy- (PMN P-24-104) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section. The requirements of this section do not apply to quantities of the substance after they have been completely reacted or cured (
                        <E T="03">i.e.,</E>
                         the substance has been reacted or cured to the extent that no release of the substance can be detected).
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Protection in the workplace.</E>
                         Requirements as specified in § 721.63(a)(1), (3), and (c). When determining which persons are reasonably likely to be exposed as required for § 721.63(a)(1), engineering control measures (
                        <E T="03">e.g.,</E>
                         enclosure or confinement of the operation, general and local ventilation) or administrative control measures (
                        <E T="03">e.g.,</E>
                         workplace policies and procedures) shall be considered and implemented to prevent exposure, where feasible.
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) through (d), (f), and (g)(1) and (5). For purposes of § 721.72(g)(1), this substance may cause: carcinogenicity, eye irritation, reproductive toxicity, and specific target organ toxicity. Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         Requirements as specified in § 721.80(o). It is a significant new use to manufacture, process, or use the substance other than in a liquid solution. It is a significant new use to manufacture, process, or use the substance in any manner that results in inhalation exposure to the substance.
                    </P>
                    <P>
                        (iv) 
                        <E T="03">Release to water.</E>
                         Requirements as specified in § 721.90(a)(1), (b)(1), and (c)(1).
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (i), and (k) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Limitation or revocation of certain notification requirements.</E>
                         The provisions of § 721.185 apply to this section.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 721.12286</SECTNO>
                    <SUBJECT> Phenol, 4,4'-(1-alkylidene)bis-, polymer with 2-(chloromethyl)oxirane, 4-alkylphenyl ether, reaction products with alkylpolyamine and 2-(alkylamino)alkanol, hydrolyzed, alkanesulfonates (salts) (generic).</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                         (1) The chemical substance identified generically as phenol, 4,4'-(1-alkylidene)bis-, polymer with 2-(chloromethyl)oxirane, 4-alkylphenyl ether, reaction products with alkylpolyamine and 2-(alkylamino)alkanol, hydrolyzed, alkanesulfonates (salts) (PMN P-24-116) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section.
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Protection in the workplace.</E>
                         Requirements as specified in § 721.63(a)(1), (3) and (c). When determining which persons are reasonably likely to be exposed as required for § 721.63(a)(1), engineering control measures (
                        <E T="03">e.g.,</E>
                         enclosure or confinement of the operation, general and local ventilation) or administrative control measures (
                        <E T="03">e.g.,</E>
                         workplace policies and procedures) shall be considered and implemented to prevent exposure, where feasible.
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) through (d), (f), (g)(1), (g)(3)(iii), and (g)(5). For purposes of § 721.72(g)(1), this substance may cause: eye irritation, skin sensitization, and specific target 
                        <PRTPAGE P="46376"/>
                        organ toxicity. Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         Requirements as specified in § 721.80(o). It is a significant new use to manufacture the substance unless the weight percentage of nitrogen from cationic amines in the substance is less than or equal to 2% (by weight). It is a significant new use to manufacture, process, or use the substance in any manner that results in inhalation exposure to the substance. It is a significant new use to manufacture, process, or use the substance unless all vapor, aerosol, dust, or mist containing the substance is captured and routed through engineering controls (
                        <E T="03">e.g.,</E>
                         thermal oxidation) that achieve an efficiency of 98% or greater destruction of the substance.
                    </P>
                    <P>
                        (iv) 
                        <E T="03">Release to water.</E>
                         Requirements as specified in § 721.90(a)(4), (b)(4), and (c)(4) where N=11 in aggregate of the P-24-116, P-24-117, P-24-118, P-24-119, P-24-120, P-24-121, P-25-5, P-25-6, P-25-7, P-25-8, P-25-9, and P-25-10 substances. For purposes of § 721.91(a)(7), the control technology is primary and secondary wastewater treatment as defined in 40 CFR part 133 and the percentage removal of the substance resulting from use of the specified control technology is 90%.
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (i), and (k) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Limitation or revocation of certain notification requirements.</E>
                         The provisions of § 721.185 apply to this section.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 721.12287</SECTNO>
                    <SUBJECT> Alkanoic acid, compds. with hydrolyzed bisphenol-epichlorohydrin polymer 4-alkylphenyl ether- alkylpolyamine and 2-(alkylamino)alkanol reaction products (generic).</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                         (1) The chemical substance identified generically as alkanoic acid, compds. with hydrolyzed bisphenol-epichlorohydrin polymer 4-alkylphenyl ether- alkylpolyamine and 2-(alkylamino)alkanol reaction products (PMN P-24-117) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section.
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Protection in the workplace.</E>
                         Requirements as specified in § 721.63(a)(1), (3) and (c). When determining which persons are reasonably likely to be exposed as required for § 721.63(a)(1), engineering control measures (
                        <E T="03">e.g.,</E>
                         enclosure or confinement of the operation, general and local ventilation) or administrative control measures (
                        <E T="03">e.g.,</E>
                         workplace policies and procedures) shall be considered and implemented to prevent exposure, where feasible.
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) through (d), (f), (g)(1), (g)(3)(iii), and (g)(5). For purposes of § 721.72(g)(1), this substance may cause: eye irritation, skin sensitization, and specific target organ toxicity. Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         Requirements as specified in § 721.80(o). It is a significant new use to manufacture the substance unless the weight percentage of nitrogen from cationic amines in the substance is less than or equal to 2% (by weight). It is a significant new use to manufacture, process, or use the substance in any manner that results in inhalation exposure to the substance. It is a significant new use to manufacture, process, or use the substance unless all vapor, aerosol, dust, or mist containing the substance is captured and routed through engineering controls (
                        <E T="03">e.g.,</E>
                         thermal oxidation) that achieve an efficiency of 98% or greater destruction of the substance.
                    </P>
                    <P>
                        (iv) 
                        <E T="03">Release to water.</E>
                         Requirements as specified in § 721.90(a)(4), (b)(4), and (c)(4) where N=11 in aggregate of the P-24-116, P-24-117, P-24-118, P-24-119, P-24-120, P-24-121, P-25-5, P-25-6, P-25-7, P-25-8, P-25-9, and P-25-10 substances. For purposes of § 721.91(a)(7), the control technology is primary and secondary wastewater treatment as defined in 40 CFR part 133 and the percentage removal of the substance resulting from use of the specified control technology is 90%.
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (i), and (k) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Limitation or revocation of certain notification requirements.</E>
                         The provisions of § 721.185 apply to this section.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 721.12288</SECTNO>
                    <SUBJECT> Alkanoic acid, compds. with [(aminoalkyl)imino]bis[alkanol]-bisphenol-epichlorohydrin polymer 4-alkylphenyl ether- 2-(alkylamino)alkanol reaction products (generic).</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                         (1) The chemical substance identified generically as alkanoic acid, compds. with [(aminoalkyl)imino]bis[alkanol]-bisphenol-epichlorohydrin polymer 4-alkylphenyl ether- 2-(alkylamino)alkanol reaction products (PMN P-24-118) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section.
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Protection in the workplace.</E>
                         Requirements as specified in § 721.63(a)(1), (3) and (c). When determining which persons are reasonably likely to be exposed as required for § 721.63(a)(1), engineering control measures (
                        <E T="03">e.g.,</E>
                         enclosure or confinement of the operation, general and local ventilation) or administrative control measures (
                        <E T="03">e.g.,</E>
                         workplace policies and procedures) shall be considered and implemented to prevent exposure, where feasible.
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) through (d), (f), (g)(1), (g)(3)(iii), and (g)(5). For purposes of § 721.72(g)(1), this substance may cause: eye irritation, skin sensitization, and specific target organ toxicity. Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         Requirements as specified in § 721.80(o). It is a significant new use to manufacture the substance unless the weight percentage of nitrogen from cationic amines in the substance is less than or equal to 2% (by weight). It is a significant new use to manufacture, process, or use the substance in any manner that results in inhalation exposure to the substance. It is a significant new use to manufacture, process, or use the substance unless all vapor, aerosol, dust, or mist containing the substance is captured and routed through engineering controls (
                        <E T="03">e.g.,</E>
                         thermal oxidation) that achieve an efficiency of 98% or greater destruction of the substance.
                    </P>
                    <P>
                        (iv) 
                        <E T="03">Release to water.</E>
                         Requirements as specified in § 721.90(a)(4), (b)(4), and (c)(4) where N=11 in aggregate of the P-24-116, P-24-117, P-24-118, P-24-119, P-24-120, P-24-121, P-25-5, P-25-6, P-25-7, P-25-8, P-25-9, and P-25-10 substances. For purposes of § 721.91(a)(7), the control technology is 
                        <PRTPAGE P="46377"/>
                        primary and secondary wastewater treatment as defined in 40 CFR part 133 and the percentage removal of the substance resulting from use of the specified control technology is 90%.
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (i), and (k) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Limitation or revocation of certain notification requirements.</E>
                         The provisions of § 721.185 apply to this section.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 721.12289</SECTNO>
                    <SUBJECT> Amidosulfonic acid, compds. with [(aminoalkyl)imino]bis[alkanol]-bisphenol-epichlorohydrin polymer 4-alkylphenyl ether- 2-(alkylamino)alkanol reaction products (generic).</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                         (1) The chemical substance identified generically as amidosulfonic acid, compds. with [(aminoalkyl)imino]bis[alkanol]-bisphenol-epichlorohydrin polymer 4-alkylphenyl ether- 2-(alkylamino)alkanol reaction products (PMN P-24-119) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section.
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Protection in the workplace.</E>
                         Requirements as specified in § 721.63(a)(1), (3) and (c). When determining which persons are reasonably likely to be exposed as required for § 721.63(a)(1), engineering control measures (
                        <E T="03">e.g.,</E>
                         enclosure or confinement of the operation, general and local ventilation) or administrative control measures (
                        <E T="03">e.g.,</E>
                         workplace policies and procedures) shall be considered and implemented to prevent exposure, where feasible.
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) through (d), (f), (g)(1), (g)(3)(iii), and (g)(5). For purposes of § 721.72(g)(1), this substance may cause: eye irritation, skin sensitization, reproductive toxicity, and specific target organ toxicity. Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         Requirements as specified in § 721.80(o). It is a significant new use to manufacture the substance unless the weight percentage of nitrogen from cationic amines in the substance is less than or equal to 2% (by weight). It is a significant new use to manufacture, process, or use the substance in any manner that results in inhalation exposure to the substance. It is a significant new use to manufacture, process, or use the substance unless all vapor, aerosol, dust, or mist containing the substance is captured and routed through engineering controls (
                        <E T="03">e.g.,</E>
                         thermal oxidation) that achieve an efficiency of 98% or greater destruction of the substance.
                    </P>
                    <P>
                        (iv) 
                        <E T="03">Release to water.</E>
                         Requirements as specified in § 721.90(a)(4), (b)(4), and (c)(4) where N=11 in aggregate of the P-24-116, P-24-117, P-24-118, P-24-119, P-24-120, P-24-121, P-25-5, P-25-6, P-25-7, P-25-8, P-25-9, and P-25-10 substances. For purposes of § 721.91(a)(7), the control technology is primary and secondary wastewater treatment as defined in 40 CFR part 133 and the percentage removal of the substance resulting from use of the specified control technology is 90%.
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (i), and (k) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Limitation or revocation of certain notification requirements.</E>
                         The provisions of § 721.185 apply to this section.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 721.12290</SECTNO>
                    <SUBJECT> Alkanoic acid, compds. with hydrolyzed bisphenol-monoalkylamine-epichlorohydrin polymer 4-alkylphenyl ether- alkylpolyamine and 2-(alkylamino)alkanol reaction products (generic).</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                         (1) The chemical substance identified generically as alkanoic acid, compds. with hydrolyzed bisphenol-monoalkylamine-epichlorohydrin polymer 4-alkylphenyl ether- alkylpolyamine and 2-(alkylamino)alkanol reaction products (PMN P-24-120) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section.
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Protection in the workplace.</E>
                         Requirements as specified in § 721.63(a)(1), (3) and (c). When determining which persons are reasonably likely to be exposed as required for § 721.63(a)(1), engineering control measures (
                        <E T="03">e.g.,</E>
                         enclosure or confinement of the operation, general and local ventilation) or administrative control measures (
                        <E T="03">e.g.,</E>
                         workplace policies and procedures) shall be considered and implemented to prevent exposure, where feasible.
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) through (d), (f), (g)(1), (g)(3)(iii), and (g)(5). For purposes of § 721.72(g)(1), this substance may cause: eye irritation, skin sensitization, and specific target organ toxicity. Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         Requirements as specified in § 721.80(o). It is a significant new use to manufacture the substance unless the weight percentage of nitrogen from cationic amines in the substance is less than or equal to 2% (by weight). It is a significant new use to manufacture, process, or use the substance in any manner that results in inhalation exposure to the substance. It is a significant new use to manufacture, process, or use the substance unless all vapor, aerosol, dust, or mist containing the substance is captured and routed through engineering controls (
                        <E T="03">e.g.,</E>
                         thermal oxidation) that achieve an efficiency of 98% or greater destruction of the substance.
                    </P>
                    <P>
                        (iv) 
                        <E T="03">Release to water.</E>
                         Requirements as specified in § 721.90(a)(4), (b)(4), and (c)(4) where N=11 in aggregate of the P-24-116, P-24-117, P-24-118, P-24-119, P-24-120, P-24-121, P-25-5, P-25-6, P-25-7, P-25-8, P-25-9, and P-25-10 substances. For purposes of § 721.91(a)(7), the control technology is primary and secondary wastewater treatment as defined in 40 CFR part 133 and the percentage removal of the substance resulting from use of the specified control technology is 90%.
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (i), and (k) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Limitation or revocation of certain notification requirements.</E>
                         The provisions of § 721.185 apply to this section.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 721.12291</SECTNO>
                    <SUBJECT> Phenol, 4,4-(1-alkylidene)bis-, polymer with 2-(chloromethyl)oxirane and monoalkanamine, 4-alkylphenyl ether, reaction products with alkylpolyamine and 2-(alkylamino)alkanol, hydrolyzed, alkanesulfonates (salts) (generic).</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                          
                        <PRTPAGE P="46378"/>
                        (1) The chemical substance identified generically as phenol, 4,4-(1-alkylidene)bis-, polymer with 2-(chloromethyl)oxirane and monoalkanamine, 4-alkylphenyl ether, reaction products with alkylpolyamine and 2-(alkylamino)alkanol, hydrolyzed, alkanesulfonates (salts) (PMN P-24-121) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section.
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Protection in the workplace.</E>
                         Requirements as specified in § 721.63(a)(1), and (3) and (c). When determining which persons are reasonably likely to be exposed as required for § 721.63(a)(1), engineering control measures (
                        <E T="03">e.g.,</E>
                         enclosure or confinement of the operation, general and local ventilation) or administrative control measures (
                        <E T="03">e.g.,</E>
                         workplace policies and procedures) shall be considered and implemented to prevent exposure, where feasible.
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) through (d), (f), (g)(1), (g)(3)(iii), and (g)(5). For purposes of § 721.72(g)(1), this substance may cause: eye irritation, skin sensitization, and specific target organ toxicity. Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         Requirements as specified in § 721.80(o). It is a significant new use to manufacture the substance unless the weight percentage of nitrogen from cationic amines in the substance is less than or equal to 2% (by weight). It is a significant new use to manufacture, process, or use the substance in any manner that results in inhalation exposure to the substance. It is a significant new use to manufacture, process, or use the substance unless all vapor, aerosol, dust, or mist containing the substance is captured and routed through engineering controls (
                        <E T="03">e.g.,</E>
                         thermal oxidation) that achieve an efficiency of 98% or greater destruction of the substance.
                    </P>
                    <P>
                        (iv) 
                        <E T="03">Release to water.</E>
                         Requirements as specified in § 721.90(a)(4), (b)(4), and (c)(4) where N=11 in aggregate of the P-24-116, P-24-117, P-24-118, P-24-119, P-24-120, P-24-121, P-25-5, P-25-6, P-25-7, P-25-8, P-25-9, and P-25-10 substances. For purposes of § 721.91(a)(7), the control technology is primary and secondary wastewater treatment as defined in 40 CFR part 133 and the percentage removal of the substance resulting from use of the specified control technology is 90%.
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (i), and (k) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Limitation or revocation of certain notification requirements.</E>
                         The provisions of § 721.185 apply to this section.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 721.12292</SECTNO>
                    <SUBJECT> Cashew, nutshell liq., polymer with [(aminoalkyl)imino]bis[alkanol], bisphenol and epichlorohydrin, reaction products with dialkanolamine, alkylcarboxylates (salts) alkanesulfonates (salts) (generic).</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                         (1) The chemical substance identified generically as cashew, nutshell liq., polymer with [(aminoalkyl)imino]bis[alkanol], bisphenol and epichlorohydrin, reaction products with dialkanolamine, alkylcarboxylates (salts) alkanesulfonates (salts) (PMN P-25-5) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section.
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Protection in the workplace.</E>
                         Requirements as specified in § 721.63(a)(1) and (3) and (c). When determining which persons are reasonably likely to be exposed as required for § 721.63(a)(1), engineering control measures (
                        <E T="03">e.g.,</E>
                         enclosure or confinement of the operation, general and local ventilation) or administrative control measures (
                        <E T="03">e.g.,</E>
                         workplace policies and procedures) shall be considered and implemented to prevent exposure, where feasible.
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) through (d), (f), (g)(1), (g)(3)(iii), and (g)(5). For purposes of § 721.72(g)(1), this substance may cause: eye irritation, skin sensitization, and specific target organ toxicity. Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         Requirements as specified in § 721.80(o). It is a significant new use to manufacture the substance unless the weight percentage of nitrogen from cationic amines in the substance is less than or equal to 2% (by weight). It is a significant new use to manufacture, process, or use the substance in any manner that results in inhalation exposure to the substance. It is a significant new use to manufacture, process, or use the substance unless all vapor, aerosol, dust, or mist containing the substance is captured and routed through engineering controls (
                        <E T="03">e.g.,</E>
                         thermal oxidation) that achieve an efficiency of 98% or greater destruction of the substance.
                    </P>
                    <P>
                        (iv) 
                        <E T="03">Release to water.</E>
                         Requirements as specified in § 721.90(a)(4), (b)(4), and (c)(4) where N=11 in aggregate of the P-24-116, P-24-117, P-24-118, P-24-119, P-24-120, P-24-121, P-25-5, P-25-6, P-25-7, P-25-8, P-25-9, and P-25-10 substances. For purposes of § 721.91(a)(7), the control technology is primary and secondary wastewater treatment as defined in 40 CFR part 133 and the percentage removal of the substance resulting from use of the specified control technology is 90%.
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (i), and (k) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Limitation or revocation of certain notification requirements.</E>
                         The provisions of § 721.185 apply to this section.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 721.12293</SECTNO>
                    <SUBJECT> Phenol, 4,4-(1-alkylidene)bis-, polymer with [(aminoalkyl)imino]bis[alkanol] and 2-(chloromethyl)oxirane, 3-alkyloxy-2-hydroxypropyl ethers, reaction products with dialkanolamine, alkylcarboxylates (salts) alkanesulfonates (salts) (generic).</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                         (1) The chemical substance identified generically as phenol, 4,4-(1-alkylidene)bis-, polymer with [(aminoalkyl)imino]bis[alkanol] and 2-(chloromethyl)oxirane, 3-alkyloxy-2-hydroxypropyl ethers, reaction products with dialkanolamine, alkylcarboxylates (salts) alkanesulfonates (salts) (PMN P-25-6) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section.
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Protection in the workplace.</E>
                         Requirements as specified in § 721.63(a)(1) and (3) and (c). When determining which persons are reasonably likely to be exposed as required for § 721.63(a)(1), engineering control measures (
                        <E T="03">e.g.,</E>
                         enclosure or confinement of the operation, general and local ventilation) or administrative control measures (
                        <E T="03">e.g.,</E>
                         workplace policies and procedures) shall be considered and implemented to prevent exposure, where feasible.
                        <PRTPAGE P="46379"/>
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) through (d), (f), (g)(1), (g)(3)(iii), and (g)(5). For purposes of § 721.72(g)(1), this substance may cause: eye irritation, skin sensitization, and specific target organ toxicity. Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         Requirements as specified in § 721.80(o). It is a significant new use to manufacture the substance unless the weight percentage of nitrogen from cationic amines in the substance is less than or equal to 2% (by weight). It is a significant new use to manufacture, process, or use the substance in any manner that results in inhalation exposure to the substance. It is a significant new use to manufacture, process, or use the substance unless all vapor, aerosol, dust, or mist containing the substance is captured and routed through engineering controls (
                        <E T="03">e.g.,</E>
                         thermal oxidation) that achieve an efficiency of 98% or greater destruction of the substance.
                    </P>
                    <P>
                        (iv) 
                        <E T="03">Release to water.</E>
                         Requirements as specified in § 721.90(a)(4), (b)(4), and (c)(4) where N=11 in aggregate of the P-24-116, P-24-117, P-24-118, P-24-119, P-24-120, P-24-121, P-25-5, P-25-6, P-25-7, P-25-8, P-25-9, and P-25-10 substances. For purposes of § 721.91(a)(7), the control technology is primary and secondary wastewater treatment as defined in 40 CFR part 133 and the percentage removal of the substance resulting from use of the specified control technology is 90%.
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (i), and (k) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Limitation or revocation of certain notification requirements.</E>
                         The provisions of § 721.185 apply to this section.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 721.12294</SECTNO>
                    <SUBJECT> Phenol, 4,4-(1-alkylidene)bis-, polymer with [(aminoalkyl)imino]bis[alkanol] and 2-(chloromethyl)oxirane, 4-alkylphenyl ethers, reaction products with dialkanolamine, alkylcarboxylates (salts) alkanesulfonates (salts) (generic).</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                         (1) The chemical substance identified generically as phenol, 4,4-(1-alkylidene)bis-, polymer with [(aminoalkyl)imino]bis[alkanol] and 2-(chloromethyl)oxirane, 4-alkylphenyl ethers, reaction products with dialkanolamine, alkylcarboxylates (salts) alkanesulfonates (salts) (PMN P-25-7) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section.
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Protection in the workplace.</E>
                         Requirements as specified in § 721.63(a)(1) and (3) and (c). When determining which persons are reasonably likely to be exposed as required for § 721.63(a)(1), engineering control measures (
                        <E T="03">e.g.,</E>
                         enclosure or confinement of the operation, general and local ventilation) or administrative control measures (
                        <E T="03">e.g.,</E>
                         workplace policies and procedures) shall be considered and implemented to prevent exposure, where feasible.
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) through (d), (f), (g)(1), (g)(3)(iii), and (g)(5). For purposes of § 721.72(g)(1), this substance may cause: eye irritation, skin sensitization, and specific target organ toxicity. Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         Requirements as specified in § 721.80(o). It is a significant new use to manufacture the substance unless the weight percentage of nitrogen from cationic amines in the substance is less than or equal to 2% (by weight). It is a significant new use to manufacture, process, or use the substance in any manner that results in inhalation exposure to the substance. It is a significant new use to manufacture, process, or use the substance unless all vapor, aerosol, dust, or mist containing the substance is captured and routed through engineering controls (
                        <E T="03">e.g.,</E>
                         thermal oxidation) that achieve an efficiency of 98% or greater destruction of the substance.
                    </P>
                    <P>
                        (iv) 
                        <E T="03">Release to water.</E>
                         Requirements as specified in § 721.90(a)(4), (b)(4), and (c)(4) where N=11 in aggregate of the P-24-116, P-24-117, P-24-118, P-24-119, P-24-120, P-24-121, P-25-5, P-25-6, P-25-7, P-25-8, P-25-9, and P-25-10 substances. For purposes of § 721.91(a)(7), the control technology is primary and secondary wastewater treatment as defined in 40 CFR part 133 and the percentage removal of the substance resulting from use of the specified control technology is 90%.
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (i), and (k) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Limitation or revocation of certain notification requirements.</E>
                         The provisions of § 721.185 apply to this section.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 721.12295</SECTNO>
                    <SUBJECT> Benzenediol, polymer with [(aminoalkyl)imino]bis[alkanol], 2- (chloromethyl)oxirane and 4,4-(1-alkylidene)bis[phenol], 4-alkylphenyl ethers, reaction products with dialkanolamine, alkylcarboxylates (salts) alkanesulfonates (salts) (generic).</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                         (1) The chemical substance identified generically as benzenediol, polymer with [(aminoalkyl)imino]bis[alkanol], 2- (chloromethyl)oxirane and 4,4-(1-alkylidene)bis[phenol], 4-alkylphenyl ethers, reaction products with dialkanolamine, alkylcarboxylates (salts) alkanesulfonates (salts) (PMN P-25-8) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section.
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Protection in the workplace.</E>
                         Requirements as specified in § 721.63(a)(1) and (3) and (c). When determining which persons are reasonably likely to be exposed as required for § 721.63(a)(1), engineering control measures (
                        <E T="03">e.g.,</E>
                         enclosure or confinement of the operation, general and local ventilation) or administrative control measures (
                        <E T="03">e.g.,</E>
                         workplace policies and procedures) shall be considered and implemented to prevent exposure, where feasible.
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) through (d), (f), (g)(1), (g)(3)(iii), and (g)(5). For purposes of § 721.72(g)(1), this substance may cause: eye irritation, skin sensitization, and specific target organ toxicity. Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         Requirements as specified in § 721.80(o). It is a significant new use to manufacture the substance unless the weight percentage of nitrogen from cationic amines in the substance is less than or equal to 2% (by weight). It is a significant new use to manufacture, process, or use the substance in any manner that results in inhalation exposure to the substance. It 
                        <PRTPAGE P="46380"/>
                        is a significant new use to manufacture, process, or use the substance unless all vapor, aerosol, dust, or mist containing the substance is captured and routed through engineering controls (
                        <E T="03">e.g.,</E>
                         thermal oxidation) that achieve an efficiency of 98% or greater destruction of the substance.
                    </P>
                    <P>
                        (iv) 
                        <E T="03">Release to water.</E>
                         Requirements as specified in § 721.90(a)(4), (b)(4), and (c)(4) where N=11 in aggregate of the P-24-116, P-24-117, P-24-118, P-24-119, P-24-120, P-24-121, P-25-5, P-25-6, P-25-7, P-25-8, P-25-9, and P-25-10 substances. For purposes of § 721.91(a)(7), the control technology is primary and secondary wastewater treatment as defined in 40 CFR part 133 and the percentage removal of the substance resulting from use of the specified control technology is 90%.
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (i), and (k) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Limitation or revocation of certain notification requirements.</E>
                         The provisions of § 721.185 apply to this section.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 721.12296</SECTNO>
                    <SUBJECT> Cashew, nutshell liq., polymer with [(aminoalkyl)imino]bis[alkanol], bisphenol, epichlorohydrin and benzenediol, reaction products with dialkanolamine, alkylcarboxylates (salts) alkanesulfonates (salts) (generic).</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                         (1) The chemical substance identified generically as cashew, nutshell liq., polymer with [(aminoalkyl)imino]bis[alkanol], bisphenol, epichlorohydrin and benzenediol, reaction products with dialkanolamine, alkylcarboxylates (salts) alkanesulfonates (salts) (PMN P-25-9) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section.
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Protection in the workplace.</E>
                         Requirements as specified in § 721.63(a)(1) and (3) and (c). When determining which persons are reasonably likely to be exposed as required for § 721.63(a)(1), engineering control measures (
                        <E T="03">e.g.,</E>
                         enclosure or confinement of the operation, general and local ventilation) or administrative control measures (
                        <E T="03">e.g.,</E>
                         workplace policies and procedures) shall be considered and implemented to prevent exposure, where feasible.
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) through (d), (f), (g)(1), (g)(3)(iii), and (g)(5). For purposes of § 721.72(g)(1), this substance may cause: eye irritation, skin sensitization, and specific target organ toxicity. Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         Requirements as specified in § 721.80(o). It is a significant new use to manufacture the substance unless the weight percentage of nitrogen from cationic amines in the substance is less than or equal to 2% (by weight). It is a significant new use to manufacture, process, or use the substance in any manner that results in inhalation exposure to the substance. It is a significant new use to manufacture, process, or use the substance unless all vapor, aerosol, dust, or mist containing the substance is captured and routed through engineering controls (
                        <E T="03">e.g.,</E>
                         thermal oxidation) that achieve an efficiency of 98% or greater destruction of the substance.
                    </P>
                    <P>
                        (iv) 
                        <E T="03">Release to water.</E>
                         Requirements as specified in § 721.90(a)(4), (b)(4), and (c)(4) where N=11 in aggregate of the P-24-116, P-24-117, P-24-118, P-24-119, P-24-120, P-24-121, P-25-5, P-25-6, P-25-7, P-25-8, P-25-9, and P-25-10 substances. For purposes of § 721.91(a)(7), the control technology is primary and secondary wastewater treatment as defined in 40 CFR part 133 and the percentage removal of the substance resulting from use of the specified control technology is 90%.
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (i) and (k) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Limitation or revocation of certain notification requirements.</E>
                         The provisions of § 721.185 apply to this section.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 721.12297</SECTNO>
                    <SUBJECT> Benzenediol, polymer with [(aminoalkyl)imino]bis[alkanol], 2- (chloromethyl)oxirane and 4,4-(1-alkylidene)bis[phenol], 3-alkyloxy-2-hydroxypropyl ethers, reaction products with dialkanolamine, alkylcarboxylates (salts) alkanesulfonates (salts) (generic).</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                         (1) The chemical substance identified generically as benzenediol, polymer with [(aminoalkyl)imino]bis[alkanol], 2- (chloromethyl)oxirane and 4,4-(1-alkylidene)bis[phenol], 3-alkyloxy-2-hydroxypropyl ethers, reaction products with dialkanolamine, alkylcarboxylates (salts) alkanesulfonates (salts) (PMN P-25-10) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section.
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Protection in the workplace.</E>
                         Requirements as specified in § 721.63(a)(1) and (3) and (c). When determining which persons are reasonably likely to be exposed as required for § 721.63(a)(1), engineering control measures (
                        <E T="03">e.g.,</E>
                         enclosure or confinement of the operation, general and local ventilation) or administrative control measures (
                        <E T="03">e.g.,</E>
                         workplace policies and procedures) shall be considered and implemented to prevent exposure, where feasible.
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) through (d), (f), (g)(1), (g)(3)(iii), and (g)(5). For purposes of § 721.72(g)(1), this substance may cause: eye irritation, skin sensitization, and specific target organ toxicity. Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         Requirements as specified in § 721.80(o). It is a significant new use to manufacture the substance unless the weight percentage of nitrogen from cationic amines in the substance is less than or equal to 2% (by weight). It is a significant new use to manufacture, process, or use the substance in any manner that results in inhalation exposure to the substance. It is a significant new use to manufacture, process, or use the substance unless all vapor, aerosol, dust, or mist containing the substance is captured and routed through engineering controls (
                        <E T="03">e.g.,</E>
                         thermal oxidation) that achieve an efficiency of 98% or greater destruction of the substance.
                    </P>
                    <P>
                        (iv) 
                        <E T="03">Release to water.</E>
                         Requirements as specified in § 721.90(a)(4), (b)(4), and (c)(4) where N=11 in aggregate of the P-24-116, P-24-117, P-24-118, P-24-119, P-24-120, P-24-121, P-25-5, P-25-6, P-25-7, P-25-8, P-25-9, and P-25-10 substances. For purposes of § 721.91(a)(7), the control technology is primary and secondary wastewater treatment as defined in 40 CFR part 133 and the percentage removal of the substance resulting from use of the specified control technology is 90%.
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part 
                        <PRTPAGE P="46381"/>
                        apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (i), and (k) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Limitation or revocation of certain notification requirements.</E>
                         The provisions of § 721.185 apply to this section.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 721.12298</SECTNO>
                    <SUBJECT> Poly(oxy-1,2-ethanediyl), .alpha.-(1-oxo-2-propen-1-yl)-.omega.-(4-benzoylphenoxy)-.</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                         (1) The chemical substance identified as poly(oxy-1,2-ethanediyl), .alpha.-(1-oxo-2-propen-1-yl)-.omega.-(4-benzoylphenoxy)- (PMN P-24-192; CASRN 478549-43-8) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section. The requirements of this section do not apply to quantities of the substance after they have been completely reacted or cured (
                        <E T="03">i.e.,</E>
                         the substance has been reacted or cured to the extent that no release of the substance can be detected).
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Protection in the workplace.</E>
                         Requirements as specified in § 721.63(a)(1), (3) through (6), and (c). When determining which persons are reasonably likely to be exposed as required for § 721.63(a)(1) and (4), engineering control measures (
                        <E T="03">e.g.,</E>
                         enclosure or confinement of the operation, general and local ventilation) or administrative control measures (
                        <E T="03">e.g.,</E>
                         workplace policies and procedures) shall be considered and implemented to prevent exposure, where feasible. For purposes of § 721.63(a)(5) and (6), respirators must provide a National Institute for Occupational Safety and Health (NIOSH) assigned protection factor (APF) of at least 50.
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) through (d), (f), (g)(1), (g)(3)(iii), and (g)(5). For purposes of § 721.72(g)(1), this substance may cause: respiratory sensitization, skin sensitization, carcinogenicity, reproductive toxicity, and specific target organ toxicity. Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         Requirements as specified in § 721.80(o). It is a significant new use to spray-apply the substance other than when using an automated spray booth.
                    </P>
                    <P>
                        (iv) 
                        <E T="03">Release to water.</E>
                         Requirements as specified in § 721.90(a)(1), (b)(1), and (c)(1).
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (i) and (k) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Limitation or revocation of certain notification requirements.</E>
                         The provisions of § 721.185 apply to this section.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 721.12299</SECTNO>
                    <SUBJECT> Sulfonium, tricarbocyclic-, .alpha.,.alpha.,.beta.,.beta.-polyfluoropolyhydro-2-(haloheterocyclic)-4,7-methano-1,3-heteropolycyclic-5-alkanesulfonate (1:1) (generic).</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                         (1) The chemical substance identified generically as sulfonium, tricarbocyclic-, .alpha.,.alpha.,.beta.,.beta.-polyfluoropolyhydro-2-(haloheterocyclic)-4,7-methano-1,3-heteropolycyclic-5-alkanesulfonate (1:1) (PMN P-25-98) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section. The requirements of this section do not apply to quantities of the substance after they have been completely reacted or adhered (during photolithographic processes) onto a semiconductor wafer surface or similar manufactured article used in the production of semiconductor technologies.
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Protection in the workplace.</E>
                         Requirements as specified in § 721.63(a)(1), (a)(2)(i) and (iii), (a)(3), and (c). When determining which persons are reasonably likely to be exposed as required for § 721.63(a)(1), engineering control measures (
                        <E T="03">e.g.,</E>
                         enclosure or confinement of the operation, general and local ventilation) or administrative control measures (
                        <E T="03">e.g.,</E>
                         workplace policies and procedures) shall be considered and implemented to prevent exposure, where feasible.
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) through (f), (g)(1), (2)(i) through (iii) and (v), (3)(i) and (ii), and (5). For purposes of § 721.72(e), the concentration is set at 1.0%. For purposes of § 721.72(g)(1), this substance may cause: acute toxicity, skin irritation, serious eye damage, skin sensitization, reproductive toxicity, and specific target organ toxicity. Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         Requirements as specified in § 721.80(f), (k), and (t). It is a significant new use to import the substance other than in solution, unless in sealed containers weighing 5 kilograms or less. It is a significant new use to process the substance in any way that generates vapor, dust, mist, or aerosol in a non-enclosed process. It is a significant new use to manufacture the substance longer than 9 months.
                    </P>
                    <P>
                        (iv) 
                        <E T="03">Disposal.</E>
                         It is a significant new use to dispose of the substance, or waste streams containing the substance, other than by hazardous waste incineration at a facility that is in compliance with RCRA subtitle C.
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (j) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Limitation or revocation of certain notification requirements.</E>
                         The provisions of § 721.185 apply to this section.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 721.12300</SECTNO>
                    <SUBJECT> Sulfonium, tricarbocyclic-, .alpha.,.alpha.,.beta.,.beta.-polyfluoropolyhydro-2-alkyl-2-((halocarbomonocyclic)alkano)-4,7-methano-1,3-heteropolycyclic-5-alkanesulfonate (1:1) (generic).</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                         (1) The chemical substance identified generically as sulfonium, tricarbocyclic-, .alpha.,.alpha.,.beta.,.beta.-polyfluoropolyhydro-2-alkyl-2-((halocarbomonocyclic)alkano)-4,7-methano-1,3-heteropolycyclic-5-alkanesulfonate (1:1) (PMN P-25-99) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section. The requirements of this section do not apply to quantities of the substance after they have been completely reacted or adhered (during photolithographic processes) onto a semiconductor wafer surface or similar manufactured article used in the production of semiconductor technologies.
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Protection in the workplace.</E>
                         Requirements as specified in § 721.63(a)(1), (2)(i) and (iii), (3), and (c). When determining which persons are reasonably likely to be exposed as required for § 721.63(a)(1), engineering 
                        <PRTPAGE P="46382"/>
                        control measures (
                        <E T="03">e.g.,</E>
                         enclosure or confinement of the operation, general and local ventilation) or administrative control measures (
                        <E T="03">e.g.,</E>
                         workplace policies and procedures) shall be considered and implemented to prevent exposure, where feasible.
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) through (f), (g)(1), (2)(i) through (iii) and (v), (3)(i) and (ii), and (5). For purposes of § 721.72(e), the concentration is set at 1.0%. For purposes of § 721.72(g)(1), this substance may cause: acute toxicity, skin irritation, serious eye damage, skin sensitization, genetic toxicity, reproductive toxicity, and specific target organ toxicity. Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         Requirements as specified in § 721.80(f), (k), and (t). It is a significant new use to import the substance other than in solution, unless in sealed containers weighing 5 kilograms or less. It is a significant new use to process the substance in any way that generates vapor, dust, mist, or aerosol in a non-enclosed process. It is a significant new use to manufacture the substance longer than 9 months.
                    </P>
                    <P>
                        (iv) 
                        <E T="03">Disposal.</E>
                         It is a significant new use to dispose of the substance, or waste streams containing the substance, other than by hazardous waste incineration at a facility that is in compliance with RCRA subtitle C.
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (j) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>(2) Limitation or revocation of certain notification requirements. The provisions of § 721.185 apply to this section.</P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 721.12301</SECTNO>
                    <SUBJECT> Aromatic sulfonium tricyclo salt with alkyl carbomonocycle hetero-acid (generic).</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                         (1) The chemical substance identified generically as aromatic sulfonium tricyclo salt with alkyl carbomonocycle hetero-acid (PMN P-25-100; Accession No. 303823) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section. The requirements of this section do not apply to quantities of the substance after they have been completely reacted or adhered (during photolithographic processes) onto a semiconductor wafer surface or similar manufactured article used in the production of semiconductor technologies.
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Protection in the workplace.</E>
                         Requirements as specified in § 721.63(a)(1), (2)(i) and (iii), (3), and (c). When determining which persons are reasonably likely to be exposed as required for § 721.63(a)(1), engineering control measures (
                        <E T="03">e.g.,</E>
                         enclosure or confinement of the operation, general and local ventilation) or administrative control measures (
                        <E T="03">e.g.,</E>
                         workplace policies and procedures) shall be considered and implemented to prevent exposure, where feasible.
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) through (f), (g)(1), (2)(i) through (iii) and (v),(3)(i) and (ii), and (5). For purposes of § 721.72(e), the concentration is set at 1.0%. For purposes of § 721.72(g)(1), this substance may cause: acute toxicity, skin irritation, serious eye damage, skin sensitization, genetic toxicity, and specific target organ toxicity. Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         Requirements as specified in § 721.80(f), (k), and (t). It is a significant new use to import the substance other than in solution, unless in sealed containers weighing 5 kilograms or less. It is a significant new use to process the substance in any way that generates vapor, dust, mist, or aerosol in a non-enclosed process. It is a significant new use to manufacture the substance longer than 18 months.
                    </P>
                    <P>
                        (iv) 
                        <E T="03">Disposal.</E>
                         It is a significant new use to dispose of the substance, or waste streams containing the substance, other than by hazardous waste incineration in compliance with RCRA subtitle C.
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (j) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Limitation or revocation of certain notification requirements.</E>
                         The provisions of § 721.185 apply to this section.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 721.12302</SECTNO>
                    <SUBJECT> Carboheterocyclo aromatic sulfonium salt with dicycloalkyl carbomonocycle hetero-acid (generic).</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                         (1) The chemical substance identified generically as carboheterocyclo aromatic sulfonium salt with dicycloalkyl carbomonocycle hetero-acid (PMN P-25-102; Accession No. 303834) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section. The requirements of this section do not apply to quantities of the substance after they have been completely reacted or adhered (during photolithographic processes) onto a semiconductor wafer surface or similar manufactured article used in the production of semiconductor technologies.
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Protection in the workplace.</E>
                         Requirements as specified in § 721.63(a)(1), (2)(i) and (iii), (3), and (c). When determining which persons are reasonably likely to be exposed as required for § 721.63(a)(1), engineering control measures (
                        <E T="03">e.g.,</E>
                         enclosure or confinement of the operation, general and local ventilation) or administrative control measures (
                        <E T="03">e.g.,</E>
                         workplace policies and procedures) shall be considered and implemented to prevent exposure, where feasible.
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) through (f), (g)(1), (2)(i) through (iii) and (v), (3)(i) and (ii), and (5). For purposes of § 721.72(e), the concentration is set at 1.0%. For purposes of § 721.72(g)(1), this substance may cause: acute toxicity, skin irritation, serious eye damage, skin sensitization, genetic toxicity, and specific target organ toxicity. Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         Requirements as specified in § 721.80(f), (k), and (t). It is a significant new use to import the substance other than in solution, unless in sealed containers weighing 5 kilograms or less. It is a significant new use to process the substance in any way that generates vapor, dust, mist, or aerosol in a non-enclosed process. It is a significant new use to manufacture the substance longer than 18 months.
                    </P>
                    <P>
                        (iv) 
                        <E T="03">Disposal.</E>
                         It is a significant new use to dispose of the substance, or waste streams containing the substance, other than by hazardous waste incineration in compliance with RCRA subtitle C.
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part 
                        <PRTPAGE P="46383"/>
                        apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (j) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Limitation or revocation of certain notification requirements.</E>
                         The provisions of § 721.185 apply to this section.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 721.12303</SECTNO>
                    <SUBJECT> Haloaromatic iodonium dicyclo salt with polyfluoroalkyl carbomonocycle hetero-acid (generic).</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                         (1) The chemical substance identified generically as haloaromatic iodonium dicyclo salt with polyfluoroalkyl carbomonocycle hetero-acid (PMN P-25-111; Accession No. 303787) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section. The requirements of this section do not apply to quantities of the substance after they have been completely reacted or adhered (during photolithographic processes) onto a semiconductor wafer surface or similar manufactured article used in the production of semiconductor technologies.
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Protection in the workplace.</E>
                         Requirements as specified in § 721.63(a)(1), (2)(i) and (iii), (3), and (c). When determining which persons are reasonably likely to be exposed as required for § 721.63(a)(1), engineering control measures (
                        <E T="03">e.g.,</E>
                         enclosure or confinement of the operation, general and local ventilation) or administrative control measures (
                        <E T="03">e.g.,</E>
                         workplace policies and procedures) shall be considered and implemented to prevent exposure, where feasible.
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) through (f), (g)(1), (2)(i) through (iii) and (v), (3)(i) and (ii), and (5). For purposes of § 721.72(e), the concentration is set at 1.0%. For purposes of § 721.72(g)(1), this substance may cause: skin irritation, skin sensitization, genetic toxicity, respiratory sensitization, reproductive toxicity, and specific target organ toxicity. Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         Requirements as specified in § 721.80(f), (k), and (t). It is a significant new use to import the substance other than in solution, unless in sealed containers weighing 5 kilograms or less. It is a significant new use to process the substance in any way that generates vapor, dust, mist, or aerosol in a non-enclosed process. It is a significant new use to manufacture the substance longer than 18 months.
                    </P>
                    <P>
                        (iv) 
                        <E T="03">Disposal.</E>
                         It is a significant new use to dispose of the substance, or waste streams containing the substance, other than by hazardous waste incineration in compliance with RCRA subtitle C.
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (j) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Limitation or revocation of certain notification requirements.</E>
                         The provisions of § 721.185 apply to this section.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 721.12304</SECTNO>
                    <SUBJECT> Haloaromatic iodonium dicyclo salt with halogenated hydroxyaryl carboxylic acid (generic).</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                         (1) The chemical substance identified generically as haloaromatic iodonium dicyclo salt with halogenated hydroxyaryl carboxylic acid (PMN P-25-112; Accession No. 303798) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section. The requirements of this section do not apply to quantities of the substance after they have been completely reacted or adhered (during photolithographic processes) onto a semiconductor wafer surface or similar manufactured article used in the production of semiconductor technologies.
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Protection in the workplace.</E>
                         Requirements as specified in § 721.63(a)(1), (2)(i) and (iii), (3), and (c). When determining which persons are reasonably likely to be exposed as required for § 721.63(a)(1), engineering control measures (
                        <E T="03">e.g.,</E>
                         enclosure or confinement of the operation, general and local ventilation) or administrative control measures (
                        <E T="03">e.g.,</E>
                         workplace policies and procedures) shall be considered and implemented to prevent exposure, where feasible.
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) through (f), (g)(1), (2)(i) through (iii) and (v), (3)(i) and (ii), and (5). For purposes of § 721.72(e), the concentration is set at 1.0%. For purposes of § 721.72(g)(1), this substance may cause: serious eye damage, skin sensitization, and genetic toxicity. Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         Requirements as specified in § 721.80(f), (k), and (t). It is a significant new use to import the substance other than in solution, unless in sealed containers weighing 5 kilograms or less. It is a significant new use to process the substance in any way that generates vapor, dust, mist, or aerosol in a non-enclosed process. It is a significant new use to manufacture the substance longer than 18 months.
                    </P>
                    <P>
                        (iv) 
                        <E T="03">Disposal.</E>
                         It is a significant new use to dispose of the substance, or waste streams containing the substance, other than by hazardous waste incineration in compliance with RCRA subtitle C.
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (j) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Limitation or revocation of certain notification requirements.</E>
                         The provisions of § 721.185 apply to this section.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 721.12305</SECTNO>
                    <SUBJECT> Alkyl aromatic sulfonium, polycyclic alkyl sulfamate (generic).</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Chemical substance and significant new uses subject to reporting.</E>
                         (1) The chemical substance identified generically as alkyl aromatic sulfonium, polycyclic alkyl sulfamate (PMN P-25-124; Accession No. 303801) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section. The requirements of this section do not apply to quantities of the substance after they have been completely reacted or adhered (during photolithographic processes) onto a semiconductor wafer surface or similar manufactured article used in the production of semiconductor technologies.
                    </P>
                    <P>(2) The significant new uses are:</P>
                    <P>
                        (i) 
                        <E T="03">Protection in the workplace.</E>
                         Requirements as specified in § 721.63(a)(1), (2)(i) and (iii), (3), and (c). When determining which persons are reasonably likely to be exposed as required for § 721.63(a)(1), engineering control measures (
                        <E T="03">e.g.,</E>
                         enclosure or confinement of the operation, general and local ventilation) or administrative control measures (
                        <E T="03">e.g.,</E>
                         workplace policies and procedures) shall be considered and implemented to prevent exposure, where feasible.
                    </P>
                    <P>
                        (ii) 
                        <E T="03">Hazard communication.</E>
                         Requirements as specified in § 721.72(a) 
                        <PRTPAGE P="46384"/>
                        through (f), (g)(1), (2)(i) through (iii) and (v), (3)(i) and (ii), and (5). For purposes of § 721.72(e), the concentration is set at 1.0%. For purposes of § 721.72(g)(1), this substance may cause: acute toxicity, skin irritation, serious eye damage, skin sensitization, genetic toxicity, and specific target organ toxicity. Alternative hazard and warning statements that meet the criteria of the Globally Harmonized System and OSHA Hazard Communication Standard may be used.
                    </P>
                    <P>
                        (iii) 
                        <E T="03">Industrial, commercial, and consumer activities.</E>
                         Requirements as specified in § 721.80(f), (k), and (t). It is a significant new use to import the substance other than in solution, unless in sealed containers weighing 5 kilograms or less. It is a significant new use to process the substance in any way that generates vapor, dust, mist, or aerosol in a non-enclosed process. It is a significant new use to manufacture the substance longer than 18 months.
                    </P>
                    <P>
                        (iv) 
                        <E T="03">Disposal.</E>
                         It is a significant new use to dispose of the substance, or waste streams containing the substance, other than by hazardous waste incineration in compliance with RCRA subtitle C.
                    </P>
                    <P>
                        (b) 
                        <E T="03">Specific requirements.</E>
                         The provisions of subpart A of this part apply to this section except as modified by this paragraph (b).
                    </P>
                    <P>
                        (1) 
                        <E T="03">Recordkeeping.</E>
                         Recordkeeping requirements as specified in § 721.125(a) through (j) are applicable to manufacturers, importers, and processors of this substance.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Limitation or revocation of certain notification requirements.</E>
                         The provisions of § 721.185 apply to this section.
                    </P>
                </SECTION>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14877 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="N">CORPORATION FOR NATIONAL AND COMMUNITY SERVICE</AGENCY>
                <CFR>45 CFR Part 1203</CFR>
                <RIN>RIN 3045-AA95</RIN>
                <SUBJECT>Rescinding Portions of AmeriCorps Title VI Regulations To Conform More Closely With the Statutory Text and To Implement Executive Order 14281</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Corporation for National and Community Service.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Corporation for National and Community Service (operating as AmeriCorps) proposes to amend its regulations implementing Title VI of the Civil Rights Act of 1964 (“Title VI”) to eliminate disparate-impact liability. The proposed amendments would align the conduct prohibited by AmeriCorps' regulations with Title VI's original public meaning, avoid constitutional concerns, reduce compliance costs, and serve the public interest. In addition, these revisions would be consistent with Executive Order (E.O.) 14281 and conform to regulatory updates recently finalized by the U.S. Department of Justice (DOJ).</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written comments must be submitted by August 24, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Please send your comments electronically through the Federal government's one-stop rulemaking website at 
                        <E T="03">www.regulations.gov.</E>
                         If you are unable to access the 
                        <E T="03">www.regulations.gov</E>
                         for any reason, you may send your comments to 
                        <E T="03">publiccomments@americorps.gov</E>
                         or by mail to AmeriCorps (ATTN: Elizabeth Appel), 250 E Street SW, Washington, DC 20525.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Elizabeth Appel, Acting General Counsel, (202) 606-3614, 
                        <E T="03">eappel@americorps.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Background</HD>
                <P>
                    AmeriCorps is proposing 
                    <SU>1</SU>
                    <FTREF/>
                     to rescind portions of its regulations that were promulgated pursuant to Title VI, 42 U.S.C. 2000d 
                    <E T="03">et seq.,</E>
                     to more closely align its regulations to Title VI, which prohibits intentionally discriminatory conduct. There are serious statutory and constitutional concerns with the legality of AmeriCorps' Title VI regulations that go beyond intentional discrimination by prohibiting conduct that has an unintentional disparate impact. This proposed rule accordingly would rescind those portions of the regulations that prohibit conduct having a disparate impact, which are in considerable tension with both the statute and the Constitution and do not sufficiently serve the public interest.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         Although many other Federal agencies have amended their Title VI regulations without undergoing public notice and comment, AmeriCorps is seeking public comment to ensure compliance with the public law granting it appropriations, which states that AmeriCorps may “make any significant changes to program requirements, service delivery or policy only through public notice and comment rulemaking.” 
                        <E T="03">See</E>
                         Public Law 119-75, Div. B, Title IV, Sec. 401.
                    </P>
                </FTNT>
                <P>
                    Pursuant to E.O. 12250, 
                    <E T="03">Leadership and Coordination of Nondiscrimination Laws,</E>
                     the Attorney General “shall coordinate the implementation and enforcement by Executive agencies of various nondiscrimination provisions,” including Title VI of the Civil Rights Act. 45 FR 72995, 72995 (Nov. 4, 1980). As part of this responsibility, the Order provides that other Federal agencies' regulations implementing Title VI are also subject to the Attorney General's approval. 
                    <E T="03">Id.</E>
                     at 72996. The DOJ's Title VI implementing regulations are codified at 28 CFR 42.101 through 42.112.
                </P>
                <P>
                    On April 23, 2025, the President issued E.O. 14281, 
                    <E T="03">Restoring Equality of Opportunity and Meritocracy,</E>
                     90 FR 17537 (Apr. 28, 2025). The Order directed the Attorney General and DOJ to initiate review and repeal or amend Title VI regulations to eliminate the use of disparate-impact liability. 
                    <E T="03">Id.</E>
                     Section 5 of the Order directed the Attorney General to “initiate appropriate action to repeal or amend the implementing regulations for Title VI of the Civil Rights Act of 1964 for all agencies to the extent they contemplate disparate-impact liability.” 
                    <E T="03">Id.</E>
                </P>
                <P>
                    On December 10, 2025, DOJ published a final rule to rescind portions of the implementing regulations at 28 CFR part 42 to more closely align the regulations to the language of Title VI of the Civil Rights Act prohibiting intentionally discriminatory conduct, rescinding portions of the regulations that prohibited conduct having an unintentional disparate impact, and revising the regulation to conform with E.O. 14281. 
                    <E T="03">See</E>
                     90 FR 57141. AmeriCorps agrees with the rationale provided in DOJ's rule and independently issues its own rule to amend its Title VI regulations.
                </P>
                <P>The practical impact of this proposed rule's modifications would be to make clear to AmeriCorps Federal-funding recipients that AmeriCorps' Title VI regulations prohibit only intentional discrimination and do not prohibit conduct or activities that have a disparate impact in the absence of intentional discrimination, and that AmeriCorps thus will not pursue Title VI disparate-impact liability against its Federal-funding recipients.</P>
                <HD SOURCE="HD1">II. Discussion</HD>
                <HD SOURCE="HD2">A. Statutory History of Title VI</HD>
                <P>
                    Title VI of the Civil Rights Act of 1964, as amended, provides: “No person in the United States shall, on the ground of race, color, or national origin, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving Federal financial assistance.” 42 U.S.C. 2000d. Title VI also directs Federal departments and agencies that extend Federal financial assistance to “effectuate the provisions of” Title VI “by issuing rules, regulations, or orders of general applicability.” 42 U.S.C. 2000d-1. 
                    <PRTPAGE P="46385"/>
                    Section 2000d specifically prohibits intentional discrimination and makes no reference to unintentional disparate effects or impact. 
                    <E T="03">See Alexander</E>
                     v. 
                    <E T="03">Sandoval,</E>
                     532 U.S. 275, 280 (2001) (“[I]t is . . . beyond dispute—and no party disagrees—that [Title VI] prohibits only intentional discrimination.”). The statute does not explicitly provide any Federal department or agency with authority to prohibit unintentional disparate impact, and Congress has not amended Title VI to impose disparate-impact liability.
                </P>
                <P>AmeriCorps' Title VI implementing regulations are codified at 45 CFR part 1203 and currently include prohibitions on conduct that has an unintentional disparate impact, as discussed more fully below.</P>
                <HD SOURCE="HD2">B. Relevant Supreme Court Decisions</HD>
                <P>
                    The Supreme Court has held that Title VI does not prohibit facially neutral policies that result in disparate outcomes when there is no discriminatory intent. Rather, it prohibits only intentional discrimination. In 1978, the Supreme Court found that Congress intended Title VI to prohibit “only those racial classifications that would violate the Equal Protection Clause” if committed by a government actor. 
                    <E T="03">Regents of the Univ. of Cal.</E>
                     v. 
                    <E T="03">Bakke,</E>
                     438 U.S. 265, 287 (1978) (Powell, J., announcing the judgment of the Court); 
                    <E T="03">id.</E>
                     at 325, 328, 352-53 (Brennan, White, Marshall, and Blackmun, JJ., concurring in part and dissenting in part); 
                    <E T="03">see also Students for Fair Admissions, Inc.</E>
                     v. 
                    <E T="03">President &amp; Fellows of Harvard Coll.,</E>
                     600 U.S. 181, 198 n.2 (2023) (“
                    <E T="03">SFFA”</E>
                    ). Shortly before 
                    <E T="03">Bakke'</E>
                    s Title VI holding, the Supreme Court held that the Equal Protection Clause prohibits only intentional discrimination and that “a law or other official act” that has a “racially disproportionate impact” alone does not violate that Clause. 
                    <E T="03">Washington</E>
                     v. 
                    <E T="03">Davis,</E>
                     426 U.S. 229, 239 (1976); 
                    <E T="03">see also Vill. of Arlington Heights</E>
                     v. 
                    <E T="03">Metro. Hous. Dev. Corp.,</E>
                     429 U.S. 252, 265 (1977) (“Proof of racially discriminatory intent or purpose is required to show a violation of the Equal Protection Clause.”). Taken together, these Supreme Court cases establish that Title VI's statutory prohibition, like the Equal Protection Clause, extends only to intentional discrimination.
                </P>
                <P>
                    In 2001, the Supreme Court, in 
                    <E T="03">Alexander</E>
                     v. 
                    <E T="03">Sandoval,</E>
                     reaffirmed that settled understanding. 532 U.S. at 280 (“[I]t is . . . beyond dispute . . . that [Title VI] prohibits only intentional discrimination.”). In 
                    <E T="03">Sandoval,</E>
                     the Supreme Court held that private plaintiffs lacked a private right of action to enforce DOJ's “disparate-impact regulations,” 
                    <E T="03">id.</E>
                     at 285-87, which AmeriCorps' regulations mirror. The Supreme Court had previously found a private cause of action to enforce Title VI's bar on intentional discrimination, 
                    <E T="03">id.</E>
                     at 279-80, but that conclusion did not extend to enforcing DOJ's “disparate-impact regulations.” 
                    <E T="03">Id.</E>
                     at 285. As the Supreme Court explained, it is “clear” that “the disparate-impact regulations do not simply apply” the statutory prohibition, as the regulations “forbid conduct that [Title VI] permits,” so it was equally “clear that the private right of action to enforce [Title VI] does not include a private right to enforce these regulations.” 
                    <E T="03">Id.</E>
                     Although the Supreme Court in 
                    <E T="03">Sandoval</E>
                     “assume[d],” without deciding, that DOJ's disparate-impact regulations were valid, the Court explained that the regulations were in “considerable tension” with the Supreme Court's Title VI precedents. Similarly, the regulations did not “authoritatively” construe Title VI because the regulations “forbid conduct”—namely, policies that unintentionally result in a disparate impact—that Title VI “permits.” 
                    <E T="03">Id.</E>
                     at 281-82, 284-85; 
                    <E T="03">see also id.</E>
                     at 286 n.6 (“[Title VI] permits the very behavior that the regulations forbid.”).
                </P>
                <P>
                    Finally, in 2024, the Supreme Court overruled 
                    <E T="03">Chevron U.S.A. Inc.</E>
                     v. 
                    <E T="03">Natural Resources Defense Council, Inc.,</E>
                     467 U.S. 837 (1984). 
                    <E T="03">See Loper Bright Enters.</E>
                     v. 
                    <E T="03">Raimondo,</E>
                     603 U.S. 369, 409-12 (2024). In reaching that result, the Supreme Court made clear that “statutes . . . have a single, best meaning” that is “`fixed at the time of enactment.'” 
                    <E T="03">Id.</E>
                     at 400 (quoting 
                    <E T="03">Wis. Cent. Ltd.</E>
                     v. 
                    <E T="03">United States,</E>
                     585 U.S. 274, 284 (2018)). Thus, Title VI's bar on discrimination can have only one meaning. And under Supreme Court precedent, the single, best meaning of Title VI is that it “prohibits only intentional discrimination” and “permits” facially neutral policies that result in disparate outcomes when there is no discriminatory intent. 
                    <E T="03">Sandoval,</E>
                     532 U.S. at 280, 286 n.6.
                </P>
                <HD SOURCE="HD2">C. Executive Order 14281</HD>
                <P>
                    On April 23, 2025, the President issued E.O. 14281. This Order restated the “bedrock principle” of the United States that all citizens are treated equally under the law. 90 FR at 17537. It also explained that this principle guarantees equality of opportunity, not equal outcomes, and promises that people are treated as individuals, not components of a particular race or group. 
                    <E T="03">Id.</E>
                </P>
                <P>
                    The Order went on to explain that disparate-impact liability endangers this foundational principle by encouraging individuals and businesses to consider race and engage in racial balancing, which is contrary to equal protection under the law and, therefore, violates the Constitution. 
                    <E T="03">Id.</E>
                     Section 5 of the Order directed the Attorney General to “initiate appropriate action to repeal or amend the implementing regulations for Title VI . . . for all agencies to the extent they contemplate disparate-impact liability.” 
                    <E T="03">Id.</E>
                     The Attorney General took that action by publishing a rule on December 10, 2025. 90 FR 57141.
                </P>
                <P>This proposed rule would revise AmeriCorps' currently existing Title VI regulations consistent with applicable law and under the Order.</P>
                <HD SOURCE="HD2">D. Conformity With Law</HD>
                <P>
                    AmeriCorps' Title VI regulations were initially adopted in 1974. 
                    <E T="03">See</E>
                     39 FR 27322 (July 26, 1974). The regulations have remained largely unchanged since that time, with the exception of a limited revision in 2003 to conform the regulations to the added statutory definition of “program or activity” or “program.” 
                    <E T="03">See</E>
                     68 FR 51387 (Aug. 26, 2003). At that time, AmeriCorps and the other agencies updating their respective regulations acknowledged the Supreme Court's statements in 
                    <E T="03">Sandoval</E>
                     as calling into question the validity of Title VI disparate-impact regulations but noted that the issue was beyond the scope of the 2003 rulemaking. 
                    <E T="03">Id.</E>
                     at 51338.
                </P>
                <P>
                    AmeriCorps now proposes to align its regulations with the Supreme Court's statements in 
                    <E T="03">Sandoval</E>
                     by eliminating disparate-impact liability under Title VI for AmeriCorps' Federal funding recipients. E.O. 14281 states, and AmeriCorps firmly agrees, that equal treatment under the law for all citizens is a “bedrock principle” of the United States. 90 FR at 17537. Adherence to this principle, including in the issuance of grants, “is essential to creating opportunity, encouraging achievement, and sustaining the American Dream.” 
                    <E T="03">Id.</E>
                     Imposing disparate-impact liability endangers these policy objectives. Disparate-impact liability also raises serious constitutional concerns, is in considerable tension with the original public meaning of Title VI, creates confusion, increases the costs of compliance, and does not serve the public interest.
                </P>
                <P>
                    After considering the relevant issues and factors and weighing the relevant considerations, AmeriCorps concludes that these reasons collectively support eliminating disparate-impact liability from AmeriCorps' Title VI regulations. In any event, AmeriCorps concludes 
                    <PRTPAGE P="46386"/>
                    that each reason is a separate and independent basis for eliminating disparate-impact liability from AmeriCorps' Title VI regulations.
                </P>
                <HD SOURCE="HD2">E. Need for Rulemaking</HD>
                <P>
                    AmeriCorps' regulation at 45 CFR 1203.4, entitled “Discrimination prohibited,” contains several provisions that go beyond the statutory text and constitutional requirements by prohibiting conduct or activities causing unintentional disparate impact and, in some instances, may encourage or even require unlawful discrimination through affirmative action. Section 1203.4(b)(2) is the current regulation's general disparate-impact prohibition, which states that a “recipient . . . may not . . . utilize criteria or methods of administration which have the effect of subjecting individuals to discrimination because of their race, color, or national origin.” 45 CFR 1203.4(b)(2). Beyond that general prohibition, section 1203.4(d) addresses a Federal funding recipient's selection of the site or location of facilities and includes two references to “effect” that extend the scope of prohibited conduct to include conduct with unintentional disparate impact. 
                    <E T="03">Id.</E>
                     1203.4(d). Section 1203.4(b)(4) concerns the use of “affirmative action” and provides that funding recipients may (and sometimes must) use race, color, or national origin to overcome unintentional disparate “effects,” but does not expressly specify that the funding recipient must narrowly tailor such use of race nor that the use of race must serve a compelling governmental interest, as is required to satisfy strict scrutiny. 
                    <E T="03">Id.</E>
                     1203.4(b)(4). Finally, section 1203.4(c) addresses prohibited discriminatory employment practices, which extend beyond intentional discrimination to include conduct that “tends” to have a discriminatory effect. 
                    <E T="03">Id.</E>
                     1203.4(c)(3).
                </P>
                <P>There are serious statutory and constitutional concerns with the legality of AmeriCorps' Title VI disparate-impact regulations. AmeriCorps also has serious policy concerns with its current disparate-impact regulations because they create confusion, undermine public confidence in the nation's civil rights laws and the rule of law, and have the potential to produce burdensome litigation and compliance costs.</P>
                <HD SOURCE="HD3">1. Serious Legal Concerns</HD>
                <P>
                    There are serious statutory concerns as to whether Title VI authorizes the disparate-impact provisions of the current regulations. As the Supreme Court has made clear, Title VI prohibits “only intentional discrimination” and “permits” facially neutral policies that result in disparate outcomes when there is no discriminatory intent. 
                    <E T="03">Sandoval,</E>
                     532 U.S. at 280, 286 n.6. That is the “single, best meaning” of Title VI. 
                    <E T="03">Loper Bright,</E>
                     603 U.S. at 400. As summarized above, 
                    <E T="03">Sandoval</E>
                     calls into serious doubt the legality of AmeriCorps' “disparate-impact regulations.” 532 U.S. at 281-82, 284-85 (noting that DOJ's regulations are in “considerable tension” with the Supreme Court's Title VI precedents); 
                    <E T="03">see also id.</E>
                     at 286 n.6 (“[Title VI] permits the very behavior that the regulations forbid.”). Although 
                    <E T="03">Sandoval</E>
                     resolved only the question of private enforceability, subsequent cases such as 
                    <E T="03">Loper Bright</E>
                     have made clear that AmeriCorps cannot extend Title VI beyond its best meaning. 
                    <E T="03">See</E>
                     603 U.S. at 412-13 (holding that “courts must . . . ensur[e] that [an] agency acts within” its statutory authority). Even in the absence of Supreme Court precedent, AmeriCorps would have concluded that the best reading of Title VI is that it prohibits only intentional discrimination.
                </P>
                <P>
                    Title VI authorizes agencies to promulgate regulations “to effectuate” the statute's prohibition of intentional discrimination. 42 U.S.C. 2000d-1. The current regulations' extension of prohibited conduct to include conduct with an unintentional disparate impact reaches a vastly broader scope than the statute itself. This scope is too broad to be considered a simple prophylactic measure aimed at preventing intentional discrimination. 
                    <E T="03">See Sandoval,</E>
                     532 U.S. at 286 n.6 (“[Title VI] permits the very behavior that the regulations forbid.”). Thus, the disparate-impact regulations do not “effectuate” Title VI. 42 U.S.C. 2000d-1.
                </P>
                <P>
                    There are also serious concerns about whether AmeriCorps' Title VI regulations pass constitutional muster under the Equal Protection Clause. As the Supreme Court recently held in 
                    <E T="03">SFFA,</E>
                     “the Equal Protection Clause . . . applies without regard to any differences of race, of color, or of nationality—it is universal in its application,” and the “guarantee of equal protection cannot mean one thing when applied to one individual and something else when applied to a person of another color.” 600 U.S. at 206 (internal quotation marks omitted) (first quoting 
                    <E T="03">Yick Wo</E>
                     v. 
                    <E T="03">Hopkins,</E>
                     118 U.S. 356, 369 (1886); and then quoting 
                    <E T="03">Bakke,</E>
                     438 U.S. at 289-90 (Powell, J.)). Despite the promises of the Equal Protection Clause, a funding recipient's risk of disparate-impact liability under AmeriCorps' regulations is triggered by unintentional disparate outcomes, which the recipient may not even know about without investigation. To evaluate and avoid this risk, the funding recipient may incur investigatory costs, such as conducting an impact analysis, and is coerced to proactively consider race, color, and national origin, and potentially use these considerations to change the unintended disparate outcomes.
                </P>
                <P>
                    In short, disparate-impact liability encourages and, in some cases, requires covered entities to engage in the intentional use of race and racial balancing to eliminate those disparate outcomes by treating certain racial groups differently from others—the exact conduct the Equal Protection Clause forbids. 
                    <E T="03">See id.</E>
                     The serious constitutional concerns raised by these contrary incentives further confirm that the best reading of Title VI is that it prohibits only intentional discrimination and does not authorize AmeriCorps to impose disparate-impact liability. 
                    <E T="03">See Edward J. DeBartolo Corp.</E>
                     v. 
                    <E T="03">Fla. Gulf Coast Bldg. &amp; Constr. Trades Council,</E>
                     485 U.S. 568, 575 (1988) (“[W]here an otherwise acceptable construction of a statute would raise serious constitutional problems, the Court will construe the statute to avoid such problems unless such construction is plainly contrary to the intent of Congress.” (citing 
                    <E T="03">NLRB</E>
                     v. 
                    <E T="03">Catholic Bishop of Chi.,</E>
                     440 U.S. 490, 499-501, 504 (1979))).
                </P>
                <P>
                    This use of race, color, or national origin—encouraged or required by AmeriCorps' regulations—violates the Equal Protection Clause unless it can survive review under the “daunting” strict-scrutiny standard. 
                    <E T="03">SFFA,</E>
                     600 U.S. at 206; 
                    <E T="03">see also Free Speech Coal., Inc.</E>
                     v. 
                    <E T="03">Paxton,</E>
                     145 S. Ct. 2291, 2310 (2025) (“Strict scrutiny—which requires a restriction to be the least restrictive means of achieving a compelling governmental interest—is `the most demanding test known to constitutional law.'” (quoting 
                    <E T="03">City of Boerne</E>
                     v. 
                    <E T="03">Flores,</E>
                     521 U.S. 507, 534 (1997))). The use of race, color, or national origin necessitated by the disparate-impact provisions runs into serious issues with the requirement of narrow tailoring to achieve a compelling interest. 
                    <E T="03">SFFA,</E>
                     600 U.S. at 206-07.
                </P>
                <P>
                    Similarly, the “affirmative action” provision authorizes and sometimes requires the intentional use of race without requiring that this intentional use be narrowly tailored to serve a recognized compelling interest. Instead, it encourages intentional racial balancing “to overcome the effects of” unintended racial disparities. 45 CFR 1203.4(b)(4). Thus, for substantially the same reasons as above, the “affirmative action” provision raises serious constitutional concerns.
                    <PRTPAGE P="46387"/>
                </P>
                <P>
                    As summarized above, there are serious statutory and constitutional concerns with AmeriCorps' disparate-impact regulations. AmeriCorps finds that eliminating the potential constitutional concerns addressed above would independently justify the amendment of the regulations. 
                    <E T="03">Cf. U.S. Tel. Ass'n</E>
                     v. 
                    <E T="03">FCC,</E>
                     188 F.3d 521, 528 (D.C. Cir. 1999) (concluding it was not “arbitrary and capricious” to adopt a certain policy in order to “avoid[ ] raising a non-trivial constitutional question”). Even if the regulations did not raise serious constitutional concerns, AmeriCorps finds that eliminating the costs and confusion caused by the mismatch between the statute and the disparate-impact regulations would independently justify the repeal of the regulations.
                </P>
                <HD SOURCE="HD3">2. Serious Policy Concerns</HD>
                <P>
                    AmeriCorps also has serious policy concerns with the Title VI regulations' imposition of disparate-impact liability. While AmeriCorps expresses its policy concerns with disparate-impact liability independent of E.O. 14281, that Order sets forth many valid policy concerns with disparate-impact liability. The Order notes that disparate-impact liability has hindered businesses from making hiring and other employment decisions based on merit and skill and pairing job seekers with jobs to which their skills are most suited because of the possibility that doing so might lead to disparate outcomes, and thus disparate-impact lawsuits. 
                    <E T="03">See</E>
                     90 FR at 17537. Likewise, recipients of AmeriCorps grants may be concerned that selecting members or volunteers or pairing them with services to which their skills are most suited may lead to disparate outcomes. Moreover, the legal concerns identified above may cause uncertainty and confusion for AmeriCorps funding recipients as to whether and when they need to comply with the disparate-impact regulations. As explained above, 
                    <E T="03">Sandoval</E>
                     casts substantial doubt on the validity of the disparate-impact regulations that many Federal departments and agencies have promulgated pursuant to Title VI. 532 U.S. at 280-82.
                </P>
                <P>Additionally in practice, and as explained above, disparate-impact liability may lead covered entities to engage in racial balancing even as Title VI forbids intentional racial discrimination. This tension tends to create confusion, undermine public confidence in the nation's civil rights laws and in the rule of law itself, as the law seems to both forbid and require the same conduct.</P>
                <P>
                    These problems are amplified by the arbitrary nature of the racial and ethnic categories typically used to measure disparate effects, which, by virtue of their arbitrariness, typically lack a meaningful connection to a compelling interest. 
                    <E T="03">See, e.g., SFFA,</E>
                     600 U.S. at 216-17 (explaining that the “[racial] categories” used in the programs at issue were “themselves imprecise in many ways” and “the use of these opaque racial categories undermine[d], instead of promote[d], [their] goals”). AmeriCorps believes that these policy concerns independently justify repealing certain parts of its regulations to cure this confusion, remove the incentive for covered entities to engage in racial balancing, and maintain clarity and public confidence in the nation's civil rights laws. AmeriCorps notes that 
                    <E T="03">Sandoval</E>
                     has also led to a divergence between Title VI enforcement by private plaintiffs and enforcement by Federal departments and agencies. After 
                    <E T="03">Sandoval,</E>
                     private plaintiffs can enforce only Title VI's statutory prohibition on intentional discrimination, while Federal agencies could continue to pursue disparate-impact liability. Repealing the disparate-impact regulations would eliminate this incongruent enforcement.
                </P>
                <P>Overall, after considering the relevant issues and weighing the relevant considerations, AmeriCorps finds that, regardless of the legality of AmeriCorps' disparate-impact regulations, the above summarized policy concerns, when viewed separately or cumulatively, independently justify the repeal of its disparate-impact regulations.</P>
                <HD SOURCE="HD1">III. Description of Proposed Changes to Regulation</HD>
                <P>AmeriCorps agrees with the recent modifications to DOJ's regulations implementing Title VI, and AmeriCorps now proposes revisions to its Title VI regulations in order to make clear to recipients of AmeriCorps funding that those regulations do not prohibit conduct or activities that have an unintentional disparate impact and prohibit only intentional discrimination.</P>
                <P>First, this proposed rule would rescind the full text of 45 CFR 1203.4(b)(2), which currently prohibits AmeriCorps funding recipients from using “criteria or methods of administration which have the effect of subjecting persons to discrimination because of their race, color, or national origin, or have the effect of defeating or substantially impairing accomplishment of the objectives of the program with respect to individuals of a particular race, color, or national origin.” Second, this proposed rule would rescind the full text of 45 CFR 1203.4(b)(4), which addresses affirmative action to overcome the effects of prior discrimination and conditions that resulted in limited participation of individuals of a particular race, color, or national origin. Third, this proposed rule would remove from 45 CFR 1203.4(c)(1) the phrase “take affirmative action to insure” and replace it with “to ensure” to provide clarity that a recipient should not consider and use race-based preferences. Fourth, this proposed rule would rescind the full text of 45 CFR 1203.4(c)(3) regarding programs where the primary objective of the Federal financial assistance is not to provide employment but where discrimination in the employment practices tend to exclude persons from participation in, deny the benefits of, or subject them to discrimination. Fifth, this proposed rule would remove the two uses of the phrase “or effect” from 45 CFR 1203.4(d).</P>
                <HD SOURCE="HD2">A. Table Summarizing Proposed Amendments</HD>
                <P>The table below indicates the exact wording changes that would result from this proposed rule, if finalized. For each section indicated in the left column, the middle column describes the change being proposed:</P>
                <GPOTABLE COLS="2" OPTS="L2,nj,tp0,i1" CDEF="s75,r125">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Section</CHED>
                        <CHED H="1">Proposed change</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">1203.4(b)(2)</ENT>
                        <ENT>Remove the full text of paragraph: “(2) A recipient . . . or national origin.”</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">1203.4(b)(3)</ENT>
                        <ENT>Redesignate this section as Section 1203.4(b)(2).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">1203.4(b)(4)</ENT>
                        <ENT>Remove the full text of paragraph (4), subparts (i) and (ii).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">1203.4(c)(1)</ENT>
                        <ENT>Replace the words “take affirmative action to insure” with “ensure”.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">1203.4(c)(3)</ENT>
                        <ENT>Remove the full text of paragraph: “(3) Where a primary . . . treatment of beneficiaries.”</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">1203.4(d)</ENT>
                        <ENT>Remove the words “or effect” from both places where those words appear.</ENT>
                    </ROW>
                </GPOTABLE>
                <PRTPAGE P="46388"/>
                <HD SOURCE="HD2">B. Section-by-Section Analysis</HD>
                <HD SOURCE="HD3">Section 1203.4(b)(2)</HD>
                <P>Section 1203.4(b)(2) is the current regulation's general prohibition of conduct giving rise to unintentional disparate impact. It expands prohibited conduct from purposeful discrimination to “utiliz[ing] criteria or methods of administration which have the effect of subjecting individuals to discrimination.” Because section 1203.4(b)(2)'s only purpose is to extend the scope of Title VI to reach unintentional disparate-impact discrimination, this proposed rule would delete this paragraph in its entirety. It would thus amend AmeriCorps' regulation to conform with DOJ's updated Title VI implementing regulations to conform to the scope of Title VI and to address the legal and policy considerations described in this document. The proposed rule would redesignate existing paragraph (b)(3) as (b)(2).</P>
                <HD SOURCE="HD3">Section 1203.4(b)(4)</HD>
                <P>
                    Section 1203.4(b)(4) deals with “affirmative action.” Paragraph (b)(4)(i) requires that a recipient “shall take affirmative action to overcome the effects of prior discrimination” if, in “administering a program,” the funding “recipient had previously discriminated against persons on the ground of race, color, or national origin.” This provision goes beyond the Equal Protection Clause, which, in limited circumstances permits, but does not mandate, a government to take narrowly tailored action to remedy the effects of its identified past discrimination. 
                    <E T="03">See, e.g., Bakke,</E>
                     438 U.S. at 307. Moreover, even putting aside the mandatory language, this provision does not expressly require narrow tailoring to counter particular instances of past discrimination but rather broad “affirmative action to overcome the effects of prior discrimination.” This provision accordingly promotes potentially illegal discrimination based on race, color, and national origin. Such discrimination is contrary to AmeriCorps' goal of promoting and defending a culture of nondiscrimination and is destructive to the public's understanding of and faith in the nation's civil rights laws.
                </P>
                <P>Paragraph (b)(4)(ii) authorizes affirmative action even in the absence of a finding of prior discrimination in a program “to overcome the effects of conditions which resulted in limiting participation by persons of a particular race, color, or national origin.” This provision points not to intentional discrimination, but rather to the unintentional “effects of conditions which resulted in limiting participation” based on race. It consequently encourages intentional racial classifications, racial preferences, and other race-based actions without specifying the need for a compelling governmental interest and narrow tailoring that the Equal Protection Clause demands. This section is therefore unlawful under an Equal Protection Clause analysis.</P>
                <P>Paragraph (b)(4) consisted entirely of subparagraphs (i) and (ii) without any introductory text. This proposed rule would, therefore, remove paragraph (b)(4) in its entirety.</P>
                <HD SOURCE="HD3">Section 1203.4(c)(1)</HD>
                <P>Section 1203.4(c)(1) requires that a recipient “must take affirmative action to insure that applicants are employed, and employees are treated during employment, without regard to race, color or national origin.” While this use of “affirmative action” language may not raise the same legal concerns given its directive that applicants and employees be “treated” equally “without regard to their race, color, or national origin,” this proposed rule would remove the “affirmative action” language to avoid potential confusion. The rest of the paragraph would remain unaltered. In order to maintain clarity within the regulation and promote and defend a culture of nondiscrimination, this proposed rule would replace the phrase “take affirmative action to insure” from paragraph (c)(1) with “ensure.”</P>
                <HD SOURCE="HD3">Section 1203.4(c)(3)</HD>
                <P>Section 1203.4(c) addresses prohibited discriminatory employment practices. While paragraph (c)(1) prohibits intentional discriminatory employment practices when a primary objective of a recipient's Federal financial assistance is to provide employment, paragraph (c)(3) extends the prohibition on discrimination to funding recipients' employment practices even when the financial assistance “does not have providing employment as a primary objective.” This prohibition applies even if discrimination in the non-funded “employment practices tends, on the ground of race, color, or national origin, to exclude persons from participation in, to deny them the benefits of or to subject them to discrimination under the program receiving Federal financial assistance.” This paragraph prohibits not only intentional discrimination but also conduct that “tends” to have a discriminatory effect.</P>
                <P>
                    Moreover, paragraph (c)(3)'s extension to employment practices where the Federal funding's primary objective is not to provide employment conflicts with the statutory limitation found in 42 U.S.C. 2000d-3. That section states that “[n]othing contained in [Title VI] shall be construed to authorize action under [Title VI] by any department or agency with respect to any employment practice of any employer, employment agency, or labor organization except where a primary objective of the Federal financial assistance is to provide employment.” 42 U.S.C. 2000d-3; 
                    <E T="03">see also Johnson</E>
                     v. 
                    <E T="03">Transp. Agency, Santa Clara Cnty.,</E>
                     480 U.S. 616, 627-28 n.6 (1987) (citing the statutory limitation and noting Congress's intent that Title VI not “impinge” on Title VII, which prohibits discriminatory employment practices). This proposed rule would delete paragraph (c)(3) so that the regulation would more closely adhere to the scope of conduct Congress prohibited under Title VI.
                </P>
                <HD SOURCE="HD3">Section 1203.4(d)</HD>
                <P>Section 1203.4(d) addresses a Federal funding recipient's or applicant's selection of the site or location of facilities. It provides that a funding recipient may not make selections with the “purpose or effect” of discriminating, or “with the purpose or effect of defeating or substantially impairing the accomplishment of the objectives of” Title VI or AmeriCorps' implementing regulations. The paragraph's two references to “effect” extend its scope to unintentional disparate impacts. This proposed rule would delete both appearances of “or effect” to conform paragraph (d) more closely to the scope of coverage Congress intended when it enacted Title VI and to address the legal and policy considerations and determinations described in this document.</P>
                <HD SOURCE="HD1">IV. Regulatory Analyses</HD>
                <HD SOURCE="HD2">A. Executive Orders 12866 and 13563</HD>
                <P>AmeriCorps has determined that, although this rule is not “economically significant” under section 3(f)(1) of E.O. 12866, 58 FR 51735 (Oct. 4, 1993), it is nonetheless a “significant regulatory action” for purposes of that E.O. Accordingly, this proposed rule has been submitted to the Office of Management and Budget for review.</P>
                <P>
                    This proposed rule has been drafted and reviewed in accordance with section 1(b) of E.O. 12866 and section 1(b) of E.O. 13563, 76 FR 3821 (Jan. 21, 2011), which supplements and reaffirms the principles of E.O. 12866. These Orders direct agencies to assess all costs 
                    <PRTPAGE P="46389"/>
                    and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits (including potential economic, environmental, public health and safety effects, distributive impacts, and equity). E.O. 13563 emphasizes the importance of quantifying both costs and benefits, of reducing costs, of harmonizing rules, and of promoting flexibility.
                </P>
                <P>As explained above, the regulatory modifications this proposed rule would make are necessary to conform AmeriCorps' Title VI regulations with those of DOJ and are necessary to bring the regulations into compliance with 42 U.S.C. 2000d-3. In short, this proposed rule is necessary to conform AmeriCorps' regulation to existing statutory law, as interpreted by the Supreme Court.</P>
                <P>
                    AmeriCorps has not identified any way in which this proposed rule will appreciably increase administrative costs or compliance costs for recipients of AmeriCorps funding. Data limitations make the costs and benefits of the rule difficult to quantify. For context, AmeriCorps awarded approximately 2,200 separate grants and projects, investing approximately $670 million in federal funding to support national service and volunteerism in Fiscal Year 2025.
                    <SU>2</SU>
                    <FTREF/>
                     Given that AmeriCorps has not enforced disparate-impact liability in any recent case, there are no administrative costs attributable to disparate-impact enforcement actions.
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         
                        <E T="03">See USASpending.gov</E>
                        for time period FY 2025, Award Type “All Grants” and Awarding Agency “Corporation for National and Community Service (CNCS)”.
                    </P>
                </FTNT>
                <P>
                    AmeriCorps recognizes that a funding recipient may receive Federal funds from sources other than, and in addition to, AmeriCorps. AmeriCorps does not envision that this proposed rule would appreciably increase administrative costs or compliance costs for funding recipients who must also adhere to the regulations of another department or agency. The deregulatory action AmeriCorps proposes here does not create any new obligations for funding recipients. On the contrary, by eliminating disparate-impact liability from the regulation, the proposed rule would eliminate a source of regulatory confusion, narrow and make more specific what conduct is prohibited, and thus lessen the costs of compliance and potential liability. Moreover, recipients who receive funds for the same program or activity from more than one Federal entity already enter into separate contractual assurances with each funding entity, 
                    <E T="03">see, e.g.,</E>
                     2 CFR 200.211(c). These contractual terms already impose varying requirements that each Federal funding source deems necessary. Funding recipients will continue to be held to the most stringent standard of contractual compliance. And in any event, AmeriCorps notes that other agencies are currently amending their regulations to align with the changes proposed in this rule, so AmeriCorps anticipates that there will be little, if any, disparity in Federal requirements regarding disparate-impact liability going forward.
                </P>
                <P>Based on the analysis of the practical qualitative costs and benefits noted above, AmeriCorps believes this proposed rule is consistent with the principles of Executive Orders 12866 and 13563, including the requirements that, to the extent permitted by law, AmeriCorps adopt a regulation only upon a reasoned determination that its benefits justify its costs and choose a regulatory approach that maximizes net benefits.</P>
                <HD SOURCE="HD2">C. Executive Order 12250</HD>
                <P>
                    Pursuant to E.O. 12250, DOJ has the responsibility to “review . . . proposed rules . . . of the Executive agencies” implementing nondiscrimination statutes such as Title VI “in order to identify those which are inadequate, unclear or unnecessarily inconsistent.” Additionally, E.O. 12250 delegated the President's responsibility to approve Title VI regulations to the Attorney General. 
                    <E T="03">See</E>
                     42 U.S.C. 2000d-1. DOJ has reviewed and approved this proposed rule.
                </P>
                <HD SOURCE="HD2">D. Executive Order 14192 (Unleashing Prosperity Through Deregulation)</HD>
                <P>
                    E.O. 14192 requires an agency, unless prohibited by law, to identify at least 10 existing regulations to be repealed when the agency publicly proposes for notice and comment or otherwise promulgates a new regulation. 90 FR 9065 (Jan. 31, 2025). In furtherance of this requirement, section 3(c) of the E.O. requires that “any new incremental costs associated with new regulations shall, to the extent permitted by law, be offset by the elimination of existing costs associated with at least 10 prior regulations.” 
                    <E T="03">Id.</E>
                     This proposed rule would eliminate unnecessary regulation by proposing to revise AmeriCorps' current Title VI regulations, which extend prohibited conduct to include unintentional disparate impacts and thus expand the scope of those regulations to a vastly broader range of conduct than the statute prohibits. Accordingly, AmeriCorps expects this proposed rule to be a deregulatory action under E.O. 14192.
                </P>
                <HD SOURCE="HD2">E. Executive Order 14294 (Fighting Overcriminalization in Federal Regulations)</HD>
                <P>
                    E.O. 14294 requires agencies promulgating regulations with criminal regulatory offenses potentially subject to criminal enforcement to “explicitly describe the conduct subject to criminal enforcement, the authorizing statutes, and the 
                    <E T="03">mens rea</E>
                     standard applicable to” each element of those offenses. 90 FR 20363 (May 14, 2025). This proposed rule does not impose a criminal regulatory penalty and is thus exempt from E.O. 14294 requirements.
                </P>
                <HD SOURCE="HD2">F. Executive Order 13132 (Federalism)</HD>
                <P>E.O. 13132, Federalism, prohibits an agency from publishing any rule that has federalism implications if the rule imposes substantial direct compliance costs on State and local governments and is not required by statute, or the rule preempts State law, unless the agency meets the consultation and funding requirements of section 6 of the E.O.. This proposed rule would amend and clarify existing regulations that are required by statute; therefore, AmeriCorps has determined that the proposed amendments do not have sufficient federalism implications to warrant the preparation of a federalism impact statement.</P>
                <HD SOURCE="HD2">G. Executive Order 12988 (Civil Justice Reform)</HD>
                <P>This proposed rule complies with the requirements of E.O. 12988. Specifically, this proposed rule: (a) meets the criteria of section 3(a) requiring that all regulations be reviewed to eliminate errors and ambiguity and be written to minimize litigation; and (b) meets the criteria of section 3(b)(2) requiring that all regulations be written in clear language and contain clear legal standards.</P>
                <HD SOURCE="HD2">H. Regulatory Flexibility Act</HD>
                <P>
                    AmeriCorps, in accordance with 5 U.S.C. 605(b), has reviewed this proposed rule and certifies that this proposed rule would not have a significant economic impact on a substantial number of small entities because these proposed regulatory changes would not impose any new substantive obligations on Federal funding recipients. This proposed rule would amend and clarify existing regulations under Title VI, bring AmeriCorps' regulations into compliance with the Equal Protection Clause, and harmonize the scope of those regulations with the scope of Title 
                    <PRTPAGE P="46390"/>
                    VI, which does not prohibit conduct giving rise to disparate impact.
                </P>
                <HD SOURCE="HD2">I. Unfunded Mandates Reform Act of 1995</HD>
                <P>
                    The Unfunded Mandates Reform Act (UMRA) of 1995, 2 U.S.C. 1531 
                    <E T="03">et seq.</E>
                     requires agencies to prepare several analytic statements before proposing any rule that may result in annual expenditures of $100 million by State, local, or Tribal governments or the private sector. This proposed rule does not contain a Federal mandate that may result in such expenditures. Moreover, UMRA excludes from its coverage any proposed or final Federal regulation that “establishes or enforces any statutory rights that prohibit discrimination on the basis of race, color, religion, sex, national origin, age, handicap, or disability.” 2 U.S.C. 1503(2). Accordingly, this proposed rulemaking is not subject to the provisions of UMRA.
                </P>
                <HD SOURCE="HD2">J. Congressional Review Act</HD>
                <P>This proposed rule is not a “major rule” as defined by the Congressional Review Act, 5 U.S.C. 804(2). This proposed rule would not result in an annual effect on the economy of $100 million or more; a major increase in costs or prices; or significant adverse effects on competition, employment, investment, productivity, innovation, or the ability of companies based in the United States to compete with foreign-based companies in domestic and export markets. The proposed rule would merely narrow the scope of AmeriCorps' Title VI regulations to conform them to the scope of Title VI and the Equal Protection Clause. Doing so would not impose any new obligations on any recipients of AmeriCorps funding.</P>
                <HD SOURCE="HD2">K. Paperwork Reduction Act</HD>
                <P>
                    This proposed rule would not impose additional reporting or recordkeeping requirements under the Paperwork Reduction Act of 1995, 44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 45 CFR Part 1203</HD>
                    <P>Civil Rights, Reporting and record keeping requirements. </P>
                </LSTSUB>
                <P>For the reasons stated in the preamble, the Corporation for National and Community Service proposes to amend 45 CFR part 1203 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 1203—NONDISCRIMINATION IN FEDERALLY ASSISTED PROGRAMS</HD>
                </PART>
                <AMDPAR>1. The authority for Part 1203 is revised to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P> Sec. 602, 78 Stat. 252; 42 U.S.C. 2000d-1; 42 U.S.C. 12651c(c); E.O. 14281, 90 FR 17537.</P>
                </AUTH>
                <AMDPAR>2. In § 1203.4:</AMDPAR>
                <AMDPAR>a. Remove paragraph (b)(2);</AMDPAR>
                <AMDPAR>b. Redesignate paragraph (b)(3) as (b)(2);</AMDPAR>
                <AMDPAR>c. Remove paragraph (b)(4);</AMDPAR>
                <AMDPAR>d. Revise paragraph (c)(1);</AMDPAR>
                <AMDPAR>e. Remove paragraph (c)(3); and</AMDPAR>
                <AMDPAR>f. Revise paragraph (d).</AMDPAR>
                <P>The revisions read as follows:</P>
                <SECTION>
                    <SECTNO>§ 1203.4</SECTNO>
                    <SUBJECT>Discrimination Prohibited.</SUBJECT>
                    <STARS/>
                    <P>(b) * * *</P>
                    <P>(2) The enumeration of specific forms of prohibited discrimination in this paragraph does not limit the generality of the prohibition in paragraph (a) of this section.</P>
                    <P>
                        (c) (1) 
                        <E T="03">Employment practices.</E>
                         When a primary objective of the Federal financial assistance to which this part applies is to provide employment, a recipient or other party subject to this part shall not, directly or through contractual or other arrangements, subject a person to discrimination on the ground of race, color, or national origin in its employment practices under the program (including recruitment or recruitment advertising, hiring, firing, upgrading, promotion, demotion, transfer, layoff, termination, rates of pay, or other forms of compensation or benefits, selection for training or apprenticeship, use of facilities, and treatment of employees). A recipient shall ensure that applicants are employed, and employees are treated during employment, without regard to race, color, and national origin. The requirements applicable to construction employment under a program are those specified in or pursuant to part III of Executive Order 11246 or any Executive order which supersedes it.
                    </P>
                    <P>(2) * * *</P>
                    <P>(d) In determining the site or location of facilities, a recipient or applicant may not make selections with the purpose of excluding individuals from, denying them the benefits of, or subjecting them to discrimination under, a program to which this part applies, on the ground of race, color, or national origin; or with the purpose of defeating or substantially impairing the accomplishment of the objectives of title VI of this part.</P>
                </SECTION>
                <SIG>
                    <NAME>Jennifer Bastress,</NAME>
                    <TITLE>Interim Agency Head.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14906 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6050-28-P</BILCOD>
        </PRORULE>
    </PRORULES>
    <VOL>91</VOL>
    <NO>140</NO>
    <DATE>Thursday, July 23, 2026</DATE>
    <UNITNAME>Notices</UNITNAME>
    <NOTICES>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="46391"/>
                <AGENCY TYPE="F">DEPARTMENT OF AGRICULTURE</AGENCY>
                <SUBAGY>Forest Service</SUBAGY>
                <SUBJECT>Land Between the Lakes Advisory Board</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Forest Service, USDA.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of meeting.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Land Between the Lakes Advisory Board will hold a public meeting according to the details shown below. The committee is authorized under the Charter for the Land Between the Lakes Advisory Board and operates in compliance with the Federal Advisory Committee Act (FACA). The purpose of the committee is to advise the Secretary of Agriculture on means of promoting public participation for the land and resource management plan for the Recreation Area, environmental education, an annual work plan for recreation and environmental education areas in the Recreation Area. This includes the heritage program (with the non-appropriated amounts in the Land Between the Lakes Management Fund), an annual forest management and harvest plan for the Recreation Area and the Land Between the Lakes Management Fund.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>An in person and virtual meeting will be held on September 16, 2026, at 9:00 a.m.-4:00 p.m., Central Time.</P>
                    <P>
                        <E T="03">Written and Oral Comments:</E>
                         Anyone wishing to provide in-person or virtual oral comments must pre-register by 11:59 p.m. Central Time on September 11, 2026. Written public comments will be accepted by 11:59 p.m. Central Time on September 11, 2026. Comments submitted after this date will be provided to the Agency, but the Committee may not have adequate time to consider those comments prior to the meeting.
                    </P>
                    <P>
                        All Land Between the Lakes Advisory Board meetings are subject to cancellation. For status of the meeting prior to attendance, please contact the person listed under 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                        .
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        This meeting will be at held at the Supervisor's Office, located at 100 Van Morgan Drive, Golden Pond, Kentucky 42211 and virtually via video conference. Members of the public may participate in the meeting by joining virtually via videoconference at: Microsoft Teams/Meeting ID: 251 781 168 745 87, Passcode: R3Y5BL65 or Dial in by phone +1 (202) 650-0123, passcode 797120726# United States, Washington; Phone conference ID: 797 120 726#. Committee information and meeting details can be found at the following website 
                        <E T="03">https://www.landbetweenthelakes.us/about-lbl/welcome/working-together/advisory-board-meetings/</E>
                         or by contacting the person listed under 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                        .
                    </P>
                    <P>
                        <E T="03">Written Comments:</E>
                         Written comments must be sent by email to
                        <E T="03"> SM.FS.LBL_AdBoard@usda.gov</E>
                         or via mail (postmarked) to Land Between the Lakes National Recreation Area, Christine Bombard, Board Coordinator, 100 Van Morgan Drive, Golden Pond, Kentucky 42211. The Forest Service strongly prefers comments to be submitted electronically.
                    </P>
                    <P>
                        <E T="03">Oral Comments:</E>
                         Persons or organizations wishing to make oral comments must pre-register by 11:59 Central Time, September 11, 2026, and speakers can only register for one speaking slot. Oral comments must be sent by email to 
                        <E T="03">SM.FS.LBL_AdBoard@usda.gov</E>
                         or via mail (postmarked) to Land Between the Lakes National Recreation Area, 100 Van Morgan Drive, Golden Pond, Kentucky, 42211.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Jim McCoy, Designated Federal Officer (DFO), by phone at 870-214-0934 or email at 
                        <E T="03">SM.FS.LBL_AdBoard@usda.gov</E>
                         or Christine Bombard, Board Coordinator at 270-540-1889 or email at 
                        <E T="03">SM.FS.LBL_AdBoard@usda.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The purpose of the meeting is to:</P>
                <P>1. Approve meeting minutes;</P>
                <P>2. Discuss old business/updates;</P>
                <P>3. Discuss light detecting &amp; ranging (LiDAR);</P>
                <P>4. Discuss recreation fee schedule;</P>
                <P>5. Schedule the next meeting.</P>
                <P>
                    Please contact the person listed under 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                    , by or before the deadline, for all questions related to the meeting. All comments, including names and addresses when provided, are placed in the record and are available for public inspection and copying. The public may inspect comments received upon request.
                </P>
                <P>
                    <E T="03">Meeting Accommodations:</E>
                     If you are a person requiring reasonable accommodation, please make a request in advance for sign language interpreting, assistive listening devices, or other reasonable accommodation. For access to proceedings, please contact the person listed in the section titled 
                    <E T="02">FOR FURTHER INFORMATION CONTAC</E>
                    T. All reasonable accommodation requests are managed on a case-by-case basis.
                </P>
                <P>Equal opportunity practices, in accordance with USDA policies, will be followed in all membership appointments to the Committee.</P>
                <P>In accordance with Federal civil rights law and U.S. Department of Agriculture (USDA) civil rights regulations and policies, the USDA, its Agencies, offices, employees, and institutions participating in or administering USDA programs are prohibited from discriminating based on race, color, national origin, religion, sex, disability, age, marital status, family/parental status, income derived from a public assistance program, political beliefs, or reprisal or retaliation for prior civil rights activity, in any program or activity conducted or funded by USDA (not all bases apply to all programs). Remedies and complaint filing deadlines vary by program or incident. (below section completed by CMO)</P>
                <SIG>
                    <DATED>Dated: July 21, 2026.</DATED>
                    <NAME>Cikena Reid,</NAME>
                    <TITLE>USDA Committee Management Officer.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14944 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3411-15-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>Foreign-Trade Zones Board</SUBAGY>
                <DEPDOC>[S-367-2026]</DEPDOC>
                <SUBJECT>Foreign-Trade Zone 40; Application for Subzone; Total Distribution Inc.; Mogadore, Ohio</SUBJECT>
                <P>
                    An application has been submitted to the Foreign-Trade Zones (FTZ) Board by the Cleveland-Cuyahoga County Port Authority, grantee of FTZ 40, requesting subzone status for the facility of Total Distribution Inc., located in Mogadore, Ohio. The application was submitted 
                    <PRTPAGE P="46392"/>
                    pursuant to the provisions of the Foreign-Trade Zones Act, as amended (19 U.S.C. 81a-81u), and the regulations of the FTZ Board (15 CFR part 400). It was formally docketed on July 21, 2026.
                </P>
                <P>The proposed subzone (4.07 acres) is located at 3340 Gilchrist Road, Mogadore, Ohio. No authorization for production activity has been requested at this time. The proposed subzone would be subject to the existing activation limit of FTZ 40.</P>
                <P>In accordance with the FTZ Board's regulations, Juanita Chen of the FTZ Staff is designated examiner to review the application and make recommendations to the Executive Secretary.</P>
                <P>
                    Public comment is invited from interested parties. Submissions shall be addressed to the FTZ Board's Executive Secretary and sent to: 
                    <E T="03">ftz@trade.gov.</E>
                     The closing period for their receipt is September 1, 2026. Rebuttal comments in response to material submitted during the foregoing period may be submitted through September 16, 2026.
                </P>
                <P>
                    A copy of the application will be available for public inspection in the “Online FTZ Information Section” section of the FTZ Board's website, which is accessible via 
                    <E T="03">www.trade.gov/ftz.</E>
                </P>
                <P>
                    For further information, contact Juanita Chen at 
                    <E T="03">juanita.chen@trade.gov.</E>
                </P>
                <SIG>
                    <DATED>Dated: July 21, 2026.</DATED>
                    <NAME>Elizabeth Whiteman,</NAME>
                    <TITLE>Executive Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14946 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>Foreign-Trade Zones Board</SUBAGY>
                <DEPDOC>[B-15-2026]</DEPDOC>
                <SUBJECT>Foreign-Trade Zone (FTZ) 93; Authorization of Production Activity; General Electric Company; (Commercial Aerospace Propulsion Parts and Engine Cores); Durham, North Carolina</SUBJECT>
                <P>On February 3, 2026, General Electric Company submitted a notification of proposed production activity to the FTZ Board for its facility within FTZ 93 in Durham, North Carolina.</P>
                <P>
                    The notification was processed in accordance with the regulations of the FTZ Board (15 CFR part 400), including notice in the 
                    <E T="04">Federal Register</E>
                     inviting public comment (91 FR 6187, February 11, 2026). On July 20, 2026, the applicant was notified of the FTZ Board's decision that further review of part of the proposed activity is warranted. The FTZ Board authorized the production activity described in the notification on a limited basis, subject to the FTZ Act and the Board's regulations, including section 400.14, and further subject to a restriction requiring entry and duty payment on any steel, aluminum or derivative components unless eligible for drawback under the effective Section 232 proclamations at the time of entry.
                </P>
                <SIG>
                    <DATED>Dated: July 20, 2026.</DATED>
                    <NAME>Elizabeth Whiteman,</NAME>
                    <TITLE>Executive Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14955 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>Foreign-Trade Zones Board</SUBAGY>
                <DEPDOC>[B-55-2025]</DEPDOC>
                <SUBJECT>Foreign-Trade Zone (FTZ) 210; Authorization of Limited Production Activity; P.J. Wallbank Springs, Inc.; (Spring Pack Assemblies Used in Automotive Transmissions); Port Huron, Michigan</SUBJECT>
                <P>On December 29, 2025, P.J. Wallbank Springs, Inc. submitted a notification of proposed production activity to the FTZ Board for its facility within FTZ 210, in Port Huron, Michigan.</P>
                <P>
                    The notification was processed in accordance with the regulations of the FTZ Board (15 CFR part 400), including notice in the 
                    <E T="04">Federal Register</E>
                     inviting public comment (90 FR 61365, December 31, 2025). On July 20, 2026, the applicant was notified of the FTZ Board's decision that further review of part of the proposed activity is warranted. The FTZ Board authorized the production activity described in the notification on a limited basis, subject to the FTZ Act and the Board's regulations, including section 400.14, and further subject to a restriction requiring entry and duty payment on any steel, aluminum or derivative components unless eligible for drawback under the effective Section 232 proclamations at the time of entry.
                </P>
                <SIG>
                    <DATED>Dated: July 20, 2026.</DATED>
                    <NAME>Elizabeth Whiteman,</NAME>
                    <TITLE>Executive Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14830 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>Foreign-Trade Zones Board</SUBAGY>
                <DEPDOC>[B-3-2026]</DEPDOC>
                <SUBJECT>Foreign-Trade Zone (FTZ) 204; Authorization of Production Activity; Eastman Chemical Company; (Paraxylene Derivative Products); Kingsport, Tennessee</SUBJECT>
                <P>On January 9, 2026, Eastman Chemical Company submitted a notification of proposed production activity to the FTZ Board for its facility within Subzone 204B, in Kingsport, Tennessee.</P>
                <P>
                    The notification was processed in accordance with the regulations of the FTZ Board (15 CFR part 400), including notice in the 
                    <E T="04">Federal Register</E>
                     inviting public comment (91 FR 1749, January 15, 2026). On July 20, 2026, the applicant was notified of the FTZ Board's decision that no further review of the activity is warranted at this time. The production activity described in the notification was authorized on a limited basis, subject to the FTZ Act and the FTZ Board's regulations, including section 400.14, and further subject to a one-year time period.
                </P>
                <SIG>
                    <DATED> Dated: July 20, 2026.</DATED>
                    <NAME>Elizabeth Whiteman,</NAME>
                    <TITLE>Executive Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14825 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>Foreign-Trade Zones Board</SUBAGY>
                <DEPDOC>[S-298-2026]</DEPDOC>
                <SUBJECT>Foreign-Trade Zone 186; Approval of Subzone Status; Pratt &amp; Whitney, a Division of RTX Corporation; North Berwick, Maine</SUBJECT>
                <P>On June 4, 2026, the Executive Secretary of the Foreign-Trade Zones (FTZ) Board docketed an application submitted by the City of Waterville, grantee of FTZ 186, requesting subzone status subject to the existing activation limit of FTZ 186, on behalf of Pratt &amp; Whitney, a Division of RTX Corporation, in North Berwick, Maine.</P>
                <P>
                    The application was processed in accordance with the FTZ Act and Regulations, including notice in the 
                    <E T="04">Federal Register</E>
                     inviting public comment (91 FR 34807, June 9, 2026). The FTZ staff examiner reviewed the application and determined that it meets the criteria for approval. Pursuant to the authority delegated to the FTZ Board Executive Secretary (15 CFR 
                    <PRTPAGE P="46393"/>
                    400.36(f)), the application to establish Subzone 186D was approved on July 21, 2026, subject to the FTZ Act and the Board's regulations, including section 400.13, and further subject to FTZ 186's 2,000-acre activation limit.
                </P>
                <SIG>
                    <DATED>Dated: July 21, 2026.</DATED>
                    <NAME>Elizabeth Whiteman,</NAME>
                    <TITLE>Executive Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14948 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>Foreign-Trade Zones Board</SUBAGY>
                <DEPDOC>[B-14-2026]</DEPDOC>
                <SUBJECT>Foreign-Trade Zone (FTZ) 72; Authorization of Production Activity; General Electric Company; (Commercial Aerospace Propulsion Parts and Engine Cores); Lafayette, Indiana</SUBJECT>
                <P>On February 3, 2026, General Electric Company submitted a notification of proposed production activity to the FTZ Board for its facility within FTZ 72 in Lafayette, Indiana.</P>
                <P>
                    The notification was processed in accordance with the regulations of the FTZ Board (15 CFR part 400), including notice in the 
                    <E T="04">Federal Register</E>
                     inviting public comment (91 FR 6187, February 11, 2026). On July 20, 2026, the applicant was notified of the FTZ Board's decision that further review of part of the proposed activity is warranted. The FTZ Board authorized the production activity described in the notification on a limited basis, subject to the FTZ Act and the Board's regulations, including section 400.14, and further subject to a restriction requiring entry and duty payment on any steel, aluminum or derivative components unless eligible for drawback under the effective Section 232 proclamations at the time of entry.
                </P>
                <SIG>
                    <DATED>Dated: July 20, 2026.</DATED>
                    <NAME>Elizabeth Whiteman,</NAME>
                    <TITLE>Executive Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14957 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>Foreign-Trade Zones Board</SUBAGY>
                <DEPDOC>[B-88-2026]</DEPDOC>
                <SUBJECT>Foreign-Trade Zone (FTZ) 35, Notification of Proposed Production Activity; ifm prover USA, Inc.; (Sensors, Controllers, Software and Systems for Industrial Automation); Malvern, Pennsylvania</SUBJECT>
                <P>Ifm prover USA, Inc. submitted a notification of proposed production activity to the FTZ Board (the Board) for its facility in Malvern, Pennsylvania within FTZ 35. The notification conforming to the requirements of the Board's regulations (15 CFR 400.22) was received on July 15, 2026.</P>
                <P>
                    Pursuant to 15 CFR 400.14(b), FTZ production activity would be limited to the specific foreign-status material(s)/component(s) and specific finished product(s) described in the submitted notification (summarized below) and subsequently authorized by the Board. The benefits that may stem from conducting production activity under FTZ procedures are explained in the background section of the Board's website—accessible via 
                    <E T="03">www.trade.gov/ftz.</E>
                </P>
                <P>The proposed finished products include: measurement devices for checking the flow of fluids; thermometers; electrical control devices for machinery and equipment; and, multi-terminal resistance temperature detectors (duty rate ranges from duty-free to 2.6%).</P>
                <P>The proposed foreign-status materials/components include: Kapton-polyimide film tape; mylar-polyethylene terephthalate film; polyurethane foam pads; silicon thermal contact pads; ethylene propylene diene monomer O-rings; fluorkautschukmaterial O-rings; polyurethane O-rings; ethylene propylene diene monomer rubber supports; thermal transfer labels; cardboard packing materials; paper product instructions; cardboard packaging inserts; stainless steel tubes; stainless steel machined process connectors; stainless steel machined housings; stainless steel threaded screws; stainless steel metal rivets; stainless steel spring retention clips; brass pins; steel washers; steel screws; steel stamped parts; titanium machined housings; GoreTex filter membranes; glass liquid crystal displays; polyimide printed circuit boards without mounted electronics; polyphenylene sulfide electrical connectors; polyetherimide electrical terminals; polycarbonate sensor components; zirconate titanate piezoelectric crystals; copper wire; polyamide plastic injections; polycarbonate sheets; glass-epoxy laminate printed circuit board assemblies; polyimide printed circuit board assemblies; stainless steel sensor housings; polyurethane resin casting material (alcohol based); polyamide plastic molding material; polyurethane resin casting material (amino resin based); product label tape; packaging material bags; adhesive box label; aluminum metal caps; lead-free metal alloy solders; and stainless steel sensor modules (duty rate ranges from duty-free to 6.5%).</P>
                <P>The request indicates that certain materials/components are subject to duties under section 122 of the Trade Act of 1974 (Section 122), section 232 of the Trade Expansion Act of 1962 (section 232), or section 301 of the Trade Act of 1974 (section 301), depending on the country of origin. The applicable section 122, section 232, and section 301 decisions require subject merchandise to be admitted to FTZs in privileged foreign (PF) status (19 CFR 146.41). The request also indicates that metryl is subject to an antidumping/countervailing duty (AD/CVD) order/investigation if imported from Belgium. The Board's regulations (15 CFR 400.13(c)(2)) require that merchandise subject to AD/CVD orders, or items which would be otherwise subject to suspension of liquidation under AD/CVD procedures if they entered U.S. customs territory, be admitted to the zone in PF status.</P>
                <P>
                    Public comment is invited from interested parties. Submissions shall be addressed to the Board's Executive Secretary and sent to: 
                    <E T="03">ftz@trade.gov.</E>
                     The closing period for their receipt is September 1, 2026.
                </P>
                <P>A copy of the notification will be available for public inspection in the “Online FTZ Information System” section of the Board's website.</P>
                <P>
                    For further information, contact Brian Warnes at 
                    <E T="03">brian.warnes@trade.gov.</E>
                </P>
                <SIG>
                    <DATED>Dated: July 17, 2026.</DATED>
                    <NAME>Elizabeth Whiteman,</NAME>
                    <TITLE>Executive Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14949 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="46394"/>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>Foreign-Trade Zones Board</SUBAGY>
                <DEPDOC>[B-87-2026]</DEPDOC>
                <SUBJECT>Foreign-Trade Zone (FTZ) 18, Notification of Proposed Production Activity; Pactron, Inc.; (Printed Circuit Board Assemblies); Santa Clara, California</SUBJECT>
                <P>Pactron, Inc. submitted a notification of proposed production activity to the FTZ Board (the Board) for its facility in Santa Clara, California within FTZ 18. The notification conforming to the requirements of the Board's regulations (15 CFR 400.22) was received on July 13, 2026.</P>
                <P>
                    Pursuant to 15 CFR 400.14(b), FTZ production activity would be limited to the specific foreign-status material(s)/component(s) and specific finished product(s) described in the submitted notification (summarized below) and subsequently authorized by the Board. The benefits that may stem from conducting production activity under FTZ procedures are explained in the background section of the Board's website—accessible via 
                    <E T="03">www.trade.gov/ftz.</E>
                </P>
                <P>The proposed finished products include: printed circuit board assemblies; load board assemblies for integrated-circuit and semiconductor test equipment; test board assemblies; data-interface for communication board assemblies; and, automatic data processing equipment board assemblies (duty rate ranges from duty-free to 2.70%).</P>
                <P>The proposed foreign-status materials/components include: stainless steel stiffeners; aluminum stiffeners; aluminum chasses; aluminum frames; printed circuit board alignment tools; test socket insertion tools; tooling heads; printed circuit board stencils; probe fixtures; load board clamps; printed circuit board stencils; probe fixtures; load board clamps; printed circuit assembly memory modules; printed circuit board frames; printed circuit board holders; printed circuit board carriers; transformers; static converters; inductors; ferrite cores; electrolytic capacitors; ceramic capacitors; printed circuit board communication modules; electronic fuses; bare printed circuit boards; electrical switches; electrical relays; electrical transistors; electrical fuses; diodes; thermal cutoffs; relays for electrical circuits; electrical coaxial connectors; printed circuit connectors; integrated circuit sockets; cable connectors; plug connectors; electrical terminals; electrical splices; electrical couplings; electrical connector housings; printed circuit board control boards; switchboard socket pins; switchboard connectors; electronic integrated circuits; coaxial cables with connectors; insulated conductors with connectors; voltage measurement boards; power analysis modules for printed circuit boards; automated test equipment interface boards for printed circuit boards; diagnostic logging modules for printed circuit boards; embedded test control boards; motor control support boards for printed circuit boards; process control interface boards; feedback control modules; pressure regulation control boards; temperature control modules; and, embedded test control boards (duty rate ranges from duty-free to 5.30%).</P>
                <P>The request indicates that certain materials/components are subject to duties under section 122 of the Trade Act of 1974 (Section 122), section 232 of the Trade Expansion Act of 1962 (section 232), or section 301 of the Trade Act of 1974 (section 301), depending on the country of origin. The applicable section 122, section 232, and section 301 decisions require subject merchandise to be admitted to FTZs in privileged foreign status (19 CFR 146.41).</P>
                <P>
                    Public comment is invited from interested parties. Submissions shall be addressed to the Board's Executive Secretary and sent to: 
                    <E T="03">ftz@trade.gov.</E>
                     The closing period for their receipt is September 1, 2026.
                </P>
                <P>A copy of the notification will be available for public inspection in the “Online FTZ Information System” section of the Board's website.</P>
                <P>
                    For further information, contact Brian Warnes at 
                    <E T="03">brian.warnes@trade.gov.</E>
                </P>
                <SIG>
                    <DATED>Dated: July 17, 2026.</DATED>
                    <NAME>Elizabeth Whiteman,</NAME>
                    <TITLE>Executive Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14954 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>International Trade Administration</SUBAGY>
                <DEPDOC>[A-570-168, C-570-169]</DEPDOC>
                <SUBJECT>Certain Alkyl Phosphate Esters From the People's Republic of China: Initiation of Circumvention Inquiry on the Antidumping and Countervailing Duty Orders</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Enforcement and Compliance, International Trade Administration, Department of Commerce.</P>
                </AGY>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In response to a request from ICL-IP America, Inc. (the requestor), the U.S. Department of Commerce (Commerce) is initiating a country-wide circumvention inquiry to determine whether certain spray-foam systems from Canada, which are completed or assembled with components produced in the People's Republic of China (China), are circumventing the antidumping duty (AD) and countervailing duty (CVD) orders on certain alkyl phosphate esters (esters) from China.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Applicable July 23, 2026.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Laurel Smalley or Matthew Lipka, AD/CVD Operations, Office VIII, Enforcement and Compliance, International Trade Administration, U.S. Department of Commerce, 1401 Constitution Avenue NW, Washington, DC 20230; telephone: (202) 482-3456 or (202) 482-7976, respectively.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    On March 3, 2026, pursuant to section 781(b) of the Tariff Act of 1930, as amended (the Act), and 19 CFR 351.226, the requestor filed a circumvention inquiry request alleging that U.S. imports of spray-foam systems from Canada containing a blend of Chinese-origin esters are circumventing the 
                    <E T="03">Orders.</E>
                    <SU>1</SU>
                    <FTREF/>
                     On the same date, the requestor also filed a circumvention inquiry request alleging that U.S. imports of spray-foam systems from China containing a blend of Chinese-origin esters are circumventing the 
                    <E T="03">Orders</E>
                     pursuant to section 781(c) of the Act.
                    <SU>2</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">See Certain Alkyl Phosphate Esters from the People's Republic of China: Antidumping and Countervailing Duty Orders,</E>
                         90 FR 24579 (June 11, 2025); and 
                        <E T="03">Certain Alkyl Phosphate Esters From the People's Republic of China: Antidumping and Countervailing Duty Orders; Correction,</E>
                         90 FR 26967 (June 25, 2025) (collectively, 
                        <E T="03">Orders</E>
                        ); 
                        <E T="03">see also</E>
                         Requestor's Letter, “Request to Initiate an Anti-Circumvention Inquiry Regarding Imports from Canada of Spray-Foam Systems Containing a Blend of Chinese Alkyl Phosphate Esters,” dated March 3, 2026 (Canada Circumvention Request); and Requestor's Letter, “ICL Response to Supplemental Questionnaire Regarding Request to Initiate Anti-Circumvention Inquiry Regarding Imports from Canada of Spray Foam Systems Containing a Blend of Chinese Alkyl Phosphate Esters,” dated April 10, 2026 (First Supplement), at 2.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         
                        <E T="03">See</E>
                         the unpublished 
                        <E T="04">Federal Register</E>
                         notice, “Initiation of Scope Inquiry and Deferral of Circumvention Inquiry on the Antidumping and Countervailing Duty Orders,” dated concurrently with this notice (Initiation of China Scope Inquiry). Commerce is deferring the initiation of a circumvention inquiry with respect to China pursuant to section 781(c) of the Act pending the completion of a scope inquiry, consistent with 19 CFR 351.226(d)(2)(i). 
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    On March 26 and May 5, 2026, Commerce issued supplemental questionnaires to the requestor regarding the Canada Circumvention 
                    <PRTPAGE P="46395"/>
                    Request.
                    <SU>3</SU>
                    <FTREF/>
                     On April 1 and May 22, 2026, the requestor timely filed responses to Commerce's supplemental questionnaires.
                    <SU>4</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See</E>
                         Commerce's Letter, “Supplemental Questionnaire,” dated March 26, 2026; 
                        <E T="03">see also</E>
                         Commerce's Letter, “Second Supplemental Questionnaire,” dated May 5, 2026.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See</E>
                         First Supplement; 
                        <E T="03">see also</E>
                         Requestor's Letter, “ICL Response to Second Supplemental Questionnaire Regarding Request to Initiate Anti Circumvention Inquiry Regarding Imports from Canada of Spray Foam Systems Containing a Blend of Chinese Alkyl Phosphate Esters,” dated May 22, 2026.
                    </P>
                </FTNT>
                <P>
                    On June 11, and 29, 2026, Commerce extended the deadline to initiate a circumvention inquiry, pursuant to 19 CFR 351.226(d)(1) and 19 CFR 351.302(b), until July 16, 2026.
                    <SU>5</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See</E>
                         Memoranda, “Extension of Circumvention Inquiry Initiation Deadline,” dated June 11, 2026, and “Extension of Circumvention Inquiry Initiation Deadline,” dated June 29, 2026.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Scope of the Orders</HD>
                <P>
                    The merchandise covered by the scope of the 
                    <E T="03">Orders</E>
                     is esters from China. For a complete description of the scope of the 
                    <E T="03">Orders, see</E>
                     the Circumvention Initiation Checklist.
                    <SU>6</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         Checklist, “Certain Alkyl Phosphate Esters from the People's Republic of China,” dated concurrently with, and hereby adopted by, this notice (Circumvention Initiation Checklist), at Attachment 1.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Merchandise Subject to the Circumvention Inquiry</HD>
                <P>
                    The merchandise subject to this inquiry is the esters containing side (
                    <E T="03">i.e.</E>
                     the “B” side component) of spray-foam systems completed or assembled in Canada with Chinese-origin esters. Commerce is concurrently self-initiating a scope inquiry pursuant to 19 CFR 351.225(b) and 19 CFR 351.226(d)(2)(i) to determine whether certain components (
                    <E T="03">i.e.</E>
                     the “B” side) of spray-foam systems are within the scope of the 
                    <E T="03">Orders.</E>
                    <SU>7</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See</E>
                         Initiation of China Scope Inquiry.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Statutory and Regulatory Requirements to Initiate a Circumvention Inquiry</HD>
                <P>
                    Section 351.226(d)(1)(iii) of Commerce's regulations states that if Commerce determines that a request for a circumvention inquiry satisfies the requirements of 19 CFR 351.226(c), then Commerce “will accept the request and initiate a circumvention inquiry.” Section 351.226(c)(1) of Commerce's regulations, in turn, requires that each circumvention inquiry request allege “that the elements necessary for a circumvention determination under section 781 of the Act exist” and be “accompanied by information reasonably available to the interested party supporting these allegations.” The requestor alleges circumvention pursuant to section 781(b) of the Act (
                    <E T="03">i.e.,</E>
                     merchandise completed or assembled in other foreign countries).
                    <SU>8</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See</E>
                         First Supplement at 2.
                    </P>
                </FTNT>
                <P>Section 781(b)(1) of the Act provides that Commerce may find circumvention of an order when merchandise of the same class or kind subject to the order is completed or assembled in a foreign country other than the country to which the order applies. In conducting a circumvention inquiry, under section 781(b)(1) of the Act, Commerce relies on the following criteria: (A) merchandise imported into the United States is of the same class or kind as any merchandise produced in a foreign country that is the subject of an AD or CVD order or finding; (B) before importation into the United States, such imported merchandise is completed or assembled in another foreign country from merchandise which is subject to the order or merchandise which is produced in the foreign country that is subject to the order; (C) the process of assembly or completion in the foreign country referred to in section (B) is minor or insignificant; (D) the value of the merchandise produced in the foreign country to which the AD or CVD order applies is a significant portion of the total value of the merchandise exported to the United States; and (E) the administering authority determines that action is appropriate to prevent evasion of such order or finding.</P>
                <P>
                    In determining whether or not the process of assembly or completion in the foreign country is minor or insignificant under section 781(b)(1)(C) of the Act, section 781(b)(2) of the Act directs Commerce to consider: (A) the level of investment in the foreign country; (B) the level of research and development in the foreign country; (C) the nature of the production process in the foreign country; (D) the extent of production facilities in the foreign country; and (E) whether or not the value of processing performed in the foreign country represents a small proportion of the value of the merchandise imported into the United States. However, no single factor, by itself, controls Commerce's determination of whether the process of assembly or completion in the foreign country is minor or insignificant.
                    <SU>9</SU>
                    <FTREF/>
                     Accordingly, it is Commerce's practice to evaluate each of these five factors as they exist in the foreign country, and to reach an affirmative or negative circumvention determination based on the totality of the circumstances of the particular circumvention inquiry.
                    <SU>10</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">See</E>
                         Statement of Administrative Action accompanying the Uruguay Round Agreements Act, H.R. Doc. No. 103-316 (1994) (SAA) at 893.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">See Uncovered Innerspring Units from the People's Republic of China: Final Affirmative Determination of Circumvention of the Antidumping Duty Order,</E>
                         83 FR 65626 (December 21, 2018), and accompanying Issues and Decision Memorandum at 4.
                    </P>
                </FTNT>
                <P>Section 781(b)(3) of the Act sets forth additional factors to consider in determining whether to include merchandise assembled or completed in a foreign country within the scope of an AD and/or CVD order. Specifically, Commerce shall take into account such factors as: (A) the pattern of trade, including sourcing patterns; (B) whether the manufacturer or exporter of the merchandise is affiliated with the person who, in the foreign country, uses the merchandise to complete or assemble the merchandise which is subsequently imported into the United States; and (C) whether imports of the merchandise into the foreign country have increased after the initiation of the investigation that resulted in the issuance of such order or finding.</P>
                <HD SOURCE="HD1">Analysis</HD>
                <P>
                    Based on our analysis of requestor's circumvention request, Commerce determines that the requestor has satisfied the criteria under 19 CFR 351.226(c) to warrant the initiation of a circumvention inquiry of the 
                    <E T="03">Orders.</E>
                     Thus, pursuant to 19 CFR 351.226(d)(1)(iii), we are initiating the requested circumvention inquiry. For a full discussion of the basis for our decision to initiate the circumvention inquiry, 
                    <E T="03">see</E>
                     the Circumvention Initiation Checklist.
                    <SU>11</SU>
                    <FTREF/>
                     As explained in the Circumvention Initiation Checklist, the information provided by the requestor warrants initiating this circumvention inquiry on a country-wide basis. Commerce has taken this approach in prior circumvention inquiries, where the facts warranted initiation on a country-wide basis.
                    <SU>12</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">See</E>
                         Circumvention Initiation Checklist.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">See, e.g., Certain Corrosion-Resistant Steel Products from the Republic of Korea and Taiwan: Initiation of Anti- Circumvention Inquiries on the Antidumping Duty and Countervailing Duty Orders,</E>
                         83 FR 37785 (August 2, 2018) (
                        <E T="03">CORE from Korea and Taiwan</E>
                        ); 
                        <E T="03">Carbon Steel Butt-Weld Pipe Fittings from the People's Republic of China: Initiation of Anti-Circumvention Inquiry on the Antidumping Duty Order,</E>
                         82 FR 40556, 40560 (August 25, 2017) (stating at initiation that Commerce would evaluate the extent to which a country-wide finding applicable to all exports might be warranted); and 
                        <E T="03">Certain Corrosion-Resistant Steel Products from the People's Republic of China: Initiation of Anti-Circumvention Inquiries on the Antidumping Duty and Countervailing Duty Orders,</E>
                         81 FR 79454, 79458 (November 14, 2016) (stating at initiation that Commerce would evaluate the extent to which a country-wide finding applicable to all exports might be warranted).
                    </P>
                </FTNT>
                <PRTPAGE P="46396"/>
                <P>
                    Consistent with the approach in the prior circumvention inquiries that were initiated on a country-wide basis, Commerce intends to issue a questionnaire to solicit information from producers and exporters in Canada concerning their production of spray-foam systems and their shipments thereof to the United States, should the concurrent scope inquiry determine that the certain spray-foam system components are within the scope of the 
                    <E T="03">Orders.</E>
                    <SU>13</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         
                        <E T="03">See, e.g., CORE from Korea and Taiwan,</E>
                         83 FR at 37790.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Respondent Selection</HD>
                <P>Commerce intends to base respondent selection on quantity and value (Q&amp;V) questionnaire responses that Commerce intends to issue to each potential respondent for which there is complete address information on the record. Additionally, Commerce intends to place the Q&amp;V questionnaire on the record at a later date. Comments regarding the Q&amp;V data and respondent selection should be submitted within seven days after placement of the Q&amp;V data on the record of the inquiry. Parties wishing to submit rebuttal comments should submit those comments within five days after the deadline for the initial comments.</P>
                <P>Commerce intends to establish a schedule for questionnaire responses after respondent selection. A company's failure to completely respond to Commerce's requests for information may result in the application of partial or total facts available, pursuant to section 776(a) of the Act, which may include adverse inferences, pursuant to section 776(b) of the Act.</P>
                <HD SOURCE="HD1">Filing Requirements</HD>
                <P>
                    All submissions to Commerce must be filed electronically via Enforcement and Compliance's Antidumping Duty and Countervailing Duty Centralized Electronic Service System (ACCESS), unless an exception applies.
                    <SU>14</SU>
                    <FTREF/>
                     An electronically filed document must be received successfully in its entirety by the applicable deadline. Each submission must be placed on the record of the segment of the proceeding for the AD Order (A-570-168), ACCESS anticircumvention inquiry segment “Spray Foam Systems from Canada.”
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         
                        <E T="03">See Antidumping and Countervailing Duty Proceedings: Electronic Filing Procedures; Administrative Protective Order Procedures,</E>
                         76 FR 39263 (July 6, 2011), as amended in 
                        <E T="03">Enforcement and Compliance; Change of Electronic Filing System name,</E>
                         79 FR 69046 (November 20, 2014) for details of Commerce's electronic filing requirements, effective August 5, 2011. Information on help using ACCESS can be found at 
                        <E T="03">https://access.trade.gov/help</E>
                         and a handbook can be found at 
                        <E T="03">https://access.trade.gov/ACCESS%20Handbook%20on%20Electronic%20Filing%20Procedures_March2026.pdf.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Suspension of Liquidation</HD>
                <P>Pursuant to 19 CFR 351.226(l)(1), when Commerce initiates a circumvention inquiry under 19 CFR 351.226(d), Commerce will notify U.S. Customs and Border Protection (CBP) of the initiation and direct CBP to continue the suspension of liquidation of entries of products covered by the circumvention inquiry that were already covered by the suspension of liquidation under the AD and/or CVD orders, and to apply the cash deposit rate that would be applicable if the product was determined to be covered by the scope of the AD and/or CVD orders.</P>
                <P>
                    Accordingly, Commerce will notify CBP of the initiation of this circumvention inquiry and direct CBP to continue to suspend (unliquidated) entries of the products covered by the circumvention inquiry that were already covered by the suspension of liquidation. In addition, Commerce will direct CBP to apply the cash deposit rate that would be applicable if the products were determined to be circumventing the 
                    <E T="03">Orders.</E>
                </P>
                <P>
                    In the event that Commerce issues affirmative preliminary or final circumvention determinations that the products from Canada are circumventing the 
                    <E T="03">Orders,</E>
                     Commerce will instruct CBP to continue the suspension of liquidation of previously suspended entries and to apply the applicable cash deposit rate. Commerce will also instruct CBP to begin the suspension of liquidation and application of cash deposits for any unliquidated entries not yet suspended, entered, or withdrawn from warehouse, for consumption, on or after the date of publication of the notice of initiation of the circumvention inquiries pursuant to paragraphs (l)(2)(ii) and (l)(3)(ii).
                </P>
                <P>
                    In addition, pursuant to paragraphs (l)(2)(iii)(A) and (l)(3)(iii)(A), Commerce may instruct CBP to begin the suspension of liquidation and application of cash deposits for any unliquidated entries not yet suspended, entered, or withdrawn from warehouse, for consumption, prior to the date of initiation of the circumvention inquiry.
                    <SU>15</SU>
                    <FTREF/>
                     These rules will not affect CBP's authority to take any additional action with respect to the suspension of liquidation or related measures for these entries, as stated in 19 CFR 351.226(l)(5).
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         
                        <E T="03">See Regulations to Improve Administration and Enforcement of Antidumping and Countervailing Duty Laws,</E>
                         86 FR 52300, 52345-52348 (September 20, 2021).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Notification to Interested Parties</HD>
                <P>
                    In accordance with 19 CFR 351.226(b) and section 781(b) of the Act, Commerce determines that the requestor's request for a circumvention inquiry satisfies the requirements of 19 CFR 351.226(c). Accordingly, Commerce is notifying all interested parties of the initiation of this circumvention inquiry to determine whether imports of spray-foam systems containing a blend of esters completed or assembled in Canada using components manufactured in China are circumventing the 
                    <E T="03">Orders.</E>
                     In addition, we have included a description of the products that are the subject of this inquiry, and an explanation of the reasons for Commerce's decision to initiate this inquiry as provided above and in the accompanying Circumvention Initiation Checklist.
                    <SU>16</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         
                        <E T="03">See</E>
                         Circumvention Initiation Checklist.
                    </P>
                </FTNT>
                <P>
                    In accordance with 19 CFR 351.226(e)(1), Commerce intends to issue its preliminary circumvention determination within 150 days from the date of publication of the notice of initiation of a circumvention inquiry in the 
                    <E T="04">Federal Register</E>
                    . Furthermore, in accordance with section 781(f) of the Act and 19 CFR 351.226(e)(2), unless the circumvention inquiry is rescinded, in whole or in part, or extended, Commerce intends to issue its final determination within 300 days from the date of publication of the notice of initiation of the circumvention inquiry in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <P>This notice is published in accordance with section 781(b) of the Act and 19 CFR 351.226(d)(1)(iii).</P>
                <SIG>
                    <DATED>Dated: July 16, 2026.</DATED>
                    <NAME>Christopher Abbott,</NAME>
                    <TITLE>Deputy Assistant Secretary for Policy and Negotiations, performing the non-exclusive functions and duties of the Assistant Secretary for Enforcement and Compliance.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14828 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>International Trade Administration</SUBAGY>
                <DEPDOC>[A-588-883]</DEPDOC>
                <SUBJECT>Lattice Boom Crawler Cranes From Japan: Antidumping Duty Order</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Enforcement and Compliance, International Trade Administration, Department of Commerce.</P>
                </AGY>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        Based on affirmative final determination by the U.S. Department of Commerce (Commerce) and the U.S. 
                        <PRTPAGE P="46397"/>
                        International Trade Commission (ITC), Commerce is issuing the antidumping duty (AD) order on lattice boom crawler cranes from Japan.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Applicable July 23, 2026.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Dmitry Vladimirov or Thomas Schauer, AD/CVD Operations, Office I, Enforcement and Compliance, International Trade Administration, U.S. Department of Commerce, 1401 Constitution Avenue NW, Washington, DC 20230; telephone: (202) 482-0665 or (202) 482-0410, respectively.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    On June 4, 2026, Commerce published its affirmative final determination in the investigation of sales at less than fair value (LTFV) of lattice boom crawler cranes from Japan in accordance with sections 735(d) and 777(i) of the Tariff Act of 1930, as amended (the Act).
                    <SU>1</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">See Lattice Boom Crawler Cranes from Japan: Final Affirmative Determination of Sales at Less Than Fair Value,</E>
                         91 FR 33690 (June 4, 2026).
                    </P>
                </FTNT>
                <P>
                    On July 16, 2026, pursuant to section 735(d) of the Act, the ITC notified Commerce of its final affirmative determination that an industry in the United States is materially injured within the meaning of section 735(b)(1)(A)(i) of the Act by reason of dumped imports of lattice boom crawler cranes from Japan.
                    <SU>2</SU>
                    <FTREF/>
                     On July 20, 2026, the ITC published its final determination in the 
                    <E T="04">Federal Register</E>
                    .
                    <SU>3</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         
                        <E T="03">See</E>
                         ITC's Letter, “ITC Notification,” dated July 16, 2026.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See Lattice Boom Crawler Cranes from Japan; Determination,</E>
                         91 FR 45282 (July 20, 2026) (
                        <E T="03">ITC Final Determination</E>
                        ).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Scope of the Order</HD>
                <P>
                    The products covered by this order are lattice boom crawler cranes from Japan. For a complete description of the scope of the order, 
                    <E T="03">see</E>
                     the appendix to this notice.
                </P>
                <HD SOURCE="HD1">AD Order</HD>
                <P>Based on the above-referenced affirmative final determination by the ITC, in accordance with sections 735(c)(2) and 736 of the Act, Commerce is issuing this AD order. Because the ITC determined that an industry in the United States is materially injured by reason of imports of lattice boom crawler cranes from Japan within the meaning of section 735(b)(1)(A)(i) of the Act, unliquidated entries of such merchandise from Japan, entered or withdrawn from warehouse for consumption, are subject to the assessment of antidumping duties.</P>
                <P>
                    Therefore, in accordance with section 736(a)(1) of the Act, Commerce will direct U.S. Customs and Border Protection (CBP) to assess, upon further instruction by Commerce, antidumping duties equal to the amount by which the normal value of the merchandise exceeds the export price (or constructed export price) of the merchandise on all relevant entries of lattice boom crawler cranes from Japan. Antidumping duties will be assessed on unliquidated entries of lattice boom crawler cranes from Japan entered, or withdrawn from warehouse, for consumption on or after January 16, 2026, the date of publication of the 
                    <E T="03">Preliminary Determination,</E>
                    <SU>4</SU>
                    <FTREF/>
                     but will not include entries occurring after the expiration of the provisional measures period and before publication of the ITC's final injury determination under section 735(d) of the Act, as further described below.
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See Lattice Boom Crawler Cranes from Japan: Preliminary Affirmative Determination of Sales at Less Than Fair Value, Postponement of Final Determination, and Extension of Provisional Measures,</E>
                         91 FR 2098 (January , 2026) (
                        <E T="03">Preliminary Determination</E>
                        ).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Suspension of Liquidation and Cash Deposits</HD>
                <P>Except as noted in the “Provisional Measures” section of this notice, in accordance with sections 735(c)(1)(B) and 736 of the Act, Commerce intends to instruct CBP to continue the suspension of liquidation, as applicable, on all relevant entries of lattice boom crawler cranes from Japan. These instructions suspending liquidation will remain in effect until further notice.</P>
                <P>
                    Commerce also intends to instruct CBP to require cash deposits equal to the estimated weighted-average dumping margins indicated in the tables below. Effective on the date of publication in the 
                    <E T="04">Federal Register</E>
                     of the notice of the ITC's final affirmative injury determination, CBP will require, at the same time as importers would normally deposit estimated customs duties on subject merchandise, a cash deposit equal to the rates listed in the table below. The all-others rate applies to all producers or exporters not specifically listed, as appropriate.
                </P>
                <HD SOURCE="HD1">Estimated Weighted-Average Dumping Margins</HD>
                <P>The estimated weighted-average dumping margins are as follows:</P>
                <GPOTABLE COLS="2" OPTS="L2,nj,tp0,i1" CDEF="s150,20">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Exporter/producer</CHED>
                        <CHED H="1">
                            Weighted-average
                            <LI>dumping margin</LI>
                            <LI>(percent)</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Kobelco Construction Machinery Co., Ltd</ENT>
                        <ENT>12.36</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Sumitomo Heavy Industries Construction Cranes Co., Ltd</ENT>
                        <ENT>20.00</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">All others</ENT>
                        <ENT>16.18</ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">Provisional Measures</HD>
                <P>
                    Section 733(d) of the Act states that suspension of liquidation pursuant to an affirmative preliminary determination may not remain in effect for more than four months, except where exporters representing a significant proportion of exports of the subject merchandise request that Commerce extend the four-month period to no more than six months. At the request of exporters that account for a significant proportion of lattice boom crawler cranes from Japan, Commerce extended the four-month period to six months.
                    <SU>5</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See Preliminary Determination.</E>
                    </P>
                </FTNT>
                <P>
                    The extended provisional measures period began on the date of the publication of the 
                    <E T="03">Preliminary Determination, i.e.,</E>
                     January 16, 2026, and ended on July 15, 2026. As a result, entries of lattice boom crawler cranes from Japan made on or after July 15, 2026, and before the date of publication of the ITC's final injury determination in the 
                    <E T="04">Federal Register</E>
                    <E T="03">, i.e.,</E>
                     July 20, 2026, are not subject to the assessment of antidumping duties. Therefore, in accordance with section 736(a)(1) of the Act and its practice, Commerce will instruct CBP to terminate the suspension of liquidation and to liquidate, without regard to antidumping duties, unliquidated entries of lattice boom crawler cranes from Japan entered, or withdrawn from warehouse, for consumption on or after July 15, 2026, the first day provisional measures were no longer in effect, until and through July 19, 2026, which is the day preceding the date of publication of the ITC's final injury determination in 
                    <PRTPAGE P="46398"/>
                    the 
                    <E T="04">Federal Register</E>
                    .
                    <SU>6</SU>
                    <FTREF/>
                     Suspension of liquidation and the collection of cash deposits will resume on the date of publication of the ITC's final determination in the 
                    <E T="04">Federal Register</E>
                    .
                    <SU>7</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         CBP Message 6014409, “Discontinuation of suspension of liquidation in the antidumping duty investigation of float glass products from the People's Republic of China (A-570-188),” dated January 14, 2026.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See ITC Final Determination.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Establishment of the Annual Inquiry Service Lists</HD>
                <P>
                    On September 20, 2021, Commerce published the 
                    <E T="03">Final Rule</E>
                     in the 
                    <E T="04">Federal Register</E>
                    .
                    <SU>8</SU>
                    <FTREF/>
                     On September 27, 2021, Commerce also published the 
                    <E T="03">Procedural Guidance</E>
                     in the 
                    <E T="04">Federal Register</E>
                    .
                    <SU>9</SU>
                    <FTREF/>
                     The 
                    <E T="03">Final Rule</E>
                     and 
                    <E T="03">Procedural Guidance</E>
                     provide that Commerce will maintain an annual inquiry service list for each order or suspended investigation, and any interested party submitting a scope ruling application or request for circumvention inquiry shall serve a copy of the application or request on the persons on the annual inquiry service list for that order, as well as any companion order covering the same merchandise from the same country of origin.
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See Regulations to Improve Administration and Enforcement of Antidumping and Countervailing Duty Laws,</E>
                         86 FR 52300 (September 20, 2021) (
                        <E T="03">Final Rule</E>
                        ).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">See Scope Ruling Application; Annual Inquiry Service List; and Informational Sessions,</E>
                         86 FR 53205 (September 27, 2021) (
                        <E T="03">Procedural Guidance</E>
                        ).
                    </P>
                </FTNT>
                <P>
                    In accordance with the 
                    <E T="03">Procedural Guidance,</E>
                     for orders published in the 
                    <E T="04">Federal Register</E>
                     after November 4, 2021, Commerce will create an annual inquiry service list segment in Commerce's online e-filing and document management system, Antidumping and Countervailing Duty Electronic Service System (ACCESS), available at 
                    <E T="03">https://access.trade.gov,</E>
                     within five business days of publication of the notice of the order. Each annual inquiry service list will be saved in ACCESS, under each case number, and under a specific segment type called “AISL-Annual Inquiry Service List.” 
                    <SU>10</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         This segment will be combined with the ACCESS Segment Specific Information (SSI) field which will display the month in which the notice of the order or suspended investigation was published in the 
                        <E T="04">Federal Register</E>
                        , also known as the anniversary month. For example, for an order under case number A-000-000 that was published in the 
                        <E T="04">Federal Register</E>
                         in January, the relevant segment and SSI combination will appear in ACCESS as “AISL-January Anniversary.” Note that there will be only one annual inquiry service list segment per case number, and the anniversary month will be pre-populated in ACCESS.
                    </P>
                </FTNT>
                <P>
                    Interested parties who wish to be added to the annual inquiry service list for an order must submit an entry of appearance to the annual inquiry service list segment for the order in ACCESS within 30 days after the date of publication of the order. For ease of administration, Commerce requests that law firms with more than one attorney representing interested parties in an order designate a lead attorney to be included on the annual inquiry service list. Commerce will finalize the annual inquiry service list within five business days thereafter. As mentioned in the 
                    <E T="03">Procedural Guidance,</E>
                    <SU>11</SU>
                    <FTREF/>
                     the new annual inquiry service list will be in place until the following year, when the 
                    <E T="03">Opportunity Notice</E>
                     for the anniversary month of the order is published.
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">See Procedural Guidance,</E>
                         86 FR at 53206.
                    </P>
                </FTNT>
                <P>
                    Commerce may update an annual inquiry service list at any time as needed based on interested parties' amendments to their entries of appearance to remove or otherwise modify their list of members and representatives, or to update contact information. Any changes or announcements pertaining to these procedures will be posted to the ACCESS website at 
                    <E T="03">https://access.trade.gov.</E>
                </P>
                <HD SOURCE="HD1">Special Instructions for the Petitioner and Foreign Governments</HD>
                <P>
                    In the 
                    <E T="03">Final Rule,</E>
                     Commerce stated that, “after an initial request and placement on the annual inquiry service list, both petitioners and foreign governments will automatically be placed on the annual inquiry service list in the years that follow.” 
                    <SU>12</SU>
                    <FTREF/>
                     Accordingly, as stated above, the petitioner and foreign governments should submit their initial entries of appearance after publication of this notice in order to appear in the first annual inquiry service lists for this order. Pursuant to 19 CFR 351.225(n)(3), the petitioner and foreign governments will not need to resubmit their entries of appearance each year to continue to be included on the annual inquiry service list. However, the petitioner and foreign governments are responsible for making amendments to their entries of appearance during the annual update to the annual inquiry service list in accordance with the procedures described above.
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">See Final Rule,</E>
                         86 FR at 52335.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Notification to Interested Parties</HD>
                <P>
                    This notice constitutes the AD order with respect to lattice boom crawler cranes from Japan, pursuant to section 736(a) of the Act. Interested parties can find a list of AD and countervailing duty orders currently in effect at 
                    <E T="03">https://enforcement.trade.gov/stats/iastats1.html.</E>
                </P>
                <P>This AD order is published in accordance with section 736(a) of the Act and 19 CFR 351.211(b).</P>
                <SIG>
                    <DATED>Dated: July 20, 2026.</DATED>
                    <NAME>Christopher Abbott,</NAME>
                    <TITLE>Deputy Assistant Secretary for Policy and Negotiations, performing the non-exclusive functions and duties of the Assistant Secretary for Enforcement and Compliance.</TITLE>
                </SIG>
                <APPENDIX>
                    <HD SOURCE="HED">Appendix</HD>
                    <HD SOURCE="HD1">Scope of the Order</HD>
                    <P>The merchandise covered by this order consists of lattice boom crawler cranes, and lattice boom crawler crane assemblies. Lattice boom crawler cranes combine the assemblies defined below, among other components, including a lower carriage assembly fitted with tank-link crawler tracks, an upper carriage housing the operator cab, engine, and hydraulics, and a boom made of steel pipe welded together in a distinctive lattice pattern. The scope of this order covers lattice boom crawler cranes and lattice boom crawler crane assemblies, whether assembled or unassembled, and whether or not the lattice boom crawler crane contains any additional features that provide for functions beyond the primary lifting function. All lattice boom crawler cranes are included in the scope regardless of maximum lift capacity, lattice boom length, jib configuration, or other added features.</P>
                    <P>Subject merchandise includes, but is not limited to, the following lattice boom crawler crane assemblies which can be imported in isolation or combined in different configurations at the time of import:</P>
                    <P>• Lattice boom assemblies and pieces thereof. Lattice boom assemblies are formed of interlocking sections of welded high-strength steel pipe, that form the lifting attachment of the crane. A lattice boom is formed by welding main chords together with lacing pipes typically arranged in a “W” or “V” pattern. Lattice boom assemblies consist of a boom butt (also known as a boom bottom or boom base), which attaches to the upper carriage assembly, and a boom head (also known as a boom tip or boom hat), which forms the other end of the boom structure. In between the boom butt and boom head, boom inserts of various lengths can be inserted to reach the desired boom height and load bearing capability. Lattice boom assemblies may be imported with boom butt, boom tip, and boom inserts together, but boom butt, boom tip, and boom inserts imported alone are also covered by the scope.</P>
                    <P>
                        • Lower carriage assembly. The lower carriage assembly (also may be referred to as a carbody or lower works) is constructed with high-strength steel components and forms the base of the crawler crane. The lower carriage assembly typically includes various motors, drive mechanisms, and hydraulics. The lower carriage assembly may also include a set of counterweights to provide backward stability for the assembled crane. The lower carriage typically has a circular center that is connected to the upper 
                        <PRTPAGE P="46399"/>
                        carriage assembly with a bearing. The lower and upper carriage assemblies may or may not be connected by a bearing at the time of importation. Steel arms extend from the center of the lower carriage and connect to the front and rear of the crawler assemblies that are positioned on both sides of the lower carriage assembly. The lower carriage assembly may also contain a hydraulic system that allows for the extension and retraction of the crawler assemblies to create a wider base. A lower carriage assembly may be imported with or without crawler assemblies.
                    </P>
                    <P>• Crawler assembly. Each lattice boom crawler crane contains at least two crawler assemblies, which are continuous tracks that provide mobility and distribute the crane's weight evenly across the ground. The tracks of a lattice boom crawler crane consist of steel track shoes, which are interlocking steel plates that form the tread of the tracks and make direct contact with the ground, a track chain, which is a continuous loop of interconnected steel links, and a crawler body and track rollers, which support the track shoes and track chain. Typically, drive motors mounted on the lower carriage assembly connect to crawler-mounted drive sprockets, which engage the track chain and allow the LBCC to move forward and backward.</P>
                    <P>• Upper carriage assembly. The upper carriage assembly, also known as the upper works, typically includes the operator's cab, hydraulic systems, engine, boom hoist, mast, and a turntable base with swing drive mechanism that connects to the lower carriage assembly and allows the upper carriage to pivot on the lower carriage assembly. The upper and lower carriage assemblies may or may not be connected by a bearing at the time of importation. The upper carriage assembly may also include a separate counterweight tray and counterweights, which allow the crane to maintain balance while lifting heavy loads, as well as a gantry, which helps lift the boom and counterweights during installation, although the counterweight tray, counterweights, and gantry are not required to be attached for the upper carriage assembly to be a subject assembly. The boom butt may or may not be attached to the upper carriage assembly at the time of entry.</P>
                    <P>• Hoisting assembly. The hoisting assembly, housed within the upper carriage assembly and lattice boom assembly, powers the lifting and lowering of loads and typically consists of a hoisting line of high strength steel cable, a hoist motor, hoist brakes, hoisting drums, and a hook block formed from steel sheaves, which helps distribute the load on the hoisting line and increases lifting capacity. The main hoisting line typically runs from the hoist drums, housed in the upper carriage assembly, up through the lattice boom (which may or may not house additional hoist drums) and hook block.</P>
                    <P>• Jib assemblies. Jib assemblies are optional components that can be added to the top end of the boom to provide the crane with greater reach. Similar to lattice boom assemblies, jib assemblies typically consist of interlocking sections of welded steel pipe, arranged in a “V” or “W” lattice pattern. Jib assemblies can consist of either fixed jib, which extends from the main lattice boom at a fixed angle, or a luffing jib, which can be raised or lowered by the operator through a separate set of controls.</P>
                    <P>Importation of any of these assemblies, whether assembled or unassembled, constitutes unfinished lattice boom crawler cranes for purposes of this order. Inclusion of other components not identified as comprising the finished or unfinished lattice boom crawler cranes and lattice boom crawler crane assemblies do not remove the products from the scope.</P>
                    <P>Processing of lattice boom crawler cranes and lattice boom crawler crane assemblies such as welding, joining, bolting, painting, coating, finishing, or assembly, either in the country of manufacture of the in-scope product or in a third country does not remove the product from the scope. Lattice boom crawler cranes and lattice boom crawler crane assemblies subject to this order include those that are produced in the subject country whether assembled with other components in the subject country or in a third country. Processing or completion of finished and unfinished lattice boom crawler cranes and the covered lattice boom crawler crane assemblies either in the subject country or in a third country does not remove the product from the scope.</P>
                    <P>Lattice boom crawler cranes subject to this order are typically classifiable under subheadings 8426.49.0010 and 8426.49.0090 of the Harmonized Tariff Schedule of the United States (HTSUS). Lattice boom crawler crane assemblies may also be classified under subheadings 8426.49.0010 or 8426.49.0090, or may be classified under subheadings 8431.49.1090, 8431.49.1060, or 8425.19.0000 of the HTSUS. While the HTSUS subheadings are provided for convenience and customs purposes, the written description of the merchandise under order is dispositive.</P>
                </APPENDIX>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14950 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>International Trade Administration</SUBAGY>
                <DEPDOC>[C-570-216]</DEPDOC>
                <SUBJECT>L-Lysine From the People's Republic of China: Final Affirmative Countervailing Duty Determination</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Enforcement and Compliance, International Trade Administration, Department of Commerce.</P>
                </AGY>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The U.S. Department of Commerce (Commerce) determines that countervailable subsidies are being provided to producers and exporters of L-lysine (lysine) from the People's Republic of China (China). The period of investigation (POI) is January 1, 2024, through December 31, 2024.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Applicable July 23, 2026.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Grant Fuller, AD/CVD Operations, Office IX, Enforcement and Compliance, International Trade Administration, U.S. Department of Commerce, 1401 Constitution Avenue NW, Washington, DC 20230; telephone: (202) 482-6228.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    On January 22, 2026, Commerce published the 
                    <E T="03">Preliminary Determination</E>
                     of this countervailing duty (CVD) investigation of lysine from China, in accordance with section 705(a)(1) of the Tariff Act of 1930, as amended (the Act), and 19 CFR 351.210(b)(3), and aligned this CVD investigation with the final determination in the companion less-than-fair-value (LTFV) investigation.
                    <SU>1</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">See L-Lysine from the People's Republic of China: Preliminary Affirmative Countervailing Duty Determination and Alignment of Final Determination With Final Antidumping Duty Determination,</E>
                         91 FR 2745 (January 22, 2026) (
                        <E T="03">Preliminary Determination</E>
                        ), and accompanying Preliminary Decision Memorandum (PDM).
                    </P>
                </FTNT>
                <P>
                    For a complete discussion of the events that followed the 
                    <E T="03">Preliminary Determination, see</E>
                     the Issues and Decision Memorandum.
                    <SU>2</SU>
                    <FTREF/>
                     The Issues and Decision Memorandum is a public document and is made available to the public via Enforcement and Compliance's Antidumping and Countervailing Duty Centralized Electronic Service System, which is available to registered users at 
                    <E T="03">https://access.trade.gov.</E>
                     In addition, a complete version of the Issues and Decision Memorandum can be accessed directly at 
                    <E T="03">https://access.trade.gov/frnotices.</E>
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         
                        <E T="03">See</E>
                         Memorandum, “Issues and Decision Memorandum for the Final Affirmative Determination of the Countervailing Duty Investigation of L-lysine from the People's Republic of China,” dated concurrently with, and hereby adopted by, this notice (Issues and Decision Memorandum).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Scope of the Investigation</HD>
                <P>
                    The merchandise covered by the scope of this investigation is lysine from China. For a complete description of the scope of this investigation, 
                    <E T="03">see</E>
                     Appendix I.
                </P>
                <HD SOURCE="HD1">Scope Comments</HD>
                <P>
                    No interested party commented on the scope of the investigation as it appeared in the 
                    <E T="03">Preliminary Determination.</E>
                     Therefore, we made no changes to the scope of the investigation.
                </P>
                <HD SOURCE="HD1">Verification</HD>
                <P>
                    As provided in section 782(i) of the Act, in March 2025, Commerce verified the information reported by Inner Mongolia Eppen Biotech Co., Ltd (Inner 
                    <PRTPAGE P="46400"/>
                    Mongolia Eppen) for use in the final determination. We used standard verification procedures, including an examination of relevant accounting records and original source documents provided at verification.
                    <SU>3</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See</E>
                         Memorandum, “Verification of the Questionnaire Responses of Inner Mongolia Eppen Biotech Co., Ltd.,” dated June 4, 2026.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Analysis of Subsidy Programs and Comments Received</HD>
                <P>
                    The subsidy programs under investigation and the issues raised in the case and rebuttal briefs that were submitted by interested parties in this investigation are discussed in the Issues and Decision Memorandum. For a list of the issues raised by interested parties and addressed in the Issues and Decision Memorandum, 
                    <E T="03">see</E>
                     Appendix II to this notice.
                </P>
                <HD SOURCE="HD1">Methodology</HD>
                <P>
                    Commerce conducted this investigation in accordance with section 701 of the Act. For each of the subsidy programs found to be countervailable, Commerce determines that there is a subsidy, 
                    <E T="03">i.e.,</E>
                     a financial contribution by an “authority” that gives rise to a benefit to the recipient, and that the subsidy is specific.
                    <SU>4</SU>
                    <FTREF/>
                     For a full description of the methodology underlying our final determination, 
                    <E T="03">see</E>
                     the Issues and Decision Memorandum.
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See</E>
                         sections 771(5)(B) and (D) of the Act regarding financial contribution; 
                        <E T="03">see also</E>
                         section 771(5)(E) of the Act regarding benefit; and section 771(5A) of the Act regarding specificity.
                    </P>
                </FTNT>
                <P>
                    In making this final determination, Commerce relied, in part, on facts otherwise available, including with an adverse inference, pursuant to sections 776(a) and (b) of the Act. For a full discussion of our application of adverse facts available (AFA), 
                    <E T="03">see</E>
                     the 
                    <E T="03">Preliminary Determination</E>
                     and the Issues and Decision Memorandum at the section entitled “Uses of Facts Available and Application of Adverse Inferences.” 
                    <SU>5</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See also Preliminary Determination</E>
                         PDM at 4-25.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">All-Others Rate</HD>
                <P>
                    Section 705(c)(5)(A) of the Act provides that Commerce shall determine an estimated all-others rate for companies not individually examined. This rate shall be an amount equal to the weighted average of the estimated subsidy rates established for those companies individually examined, excluding any zero and 
                    <E T="03">de minimis</E>
                     rates and any rates based entirely under section 776 of the Act.
                </P>
                <P>
                    In this investigation, Commerce assigned rates based entirely on AFA to Helionjiang Wanli Runda Biotechnology Co., Ltd. and Shouguang Golden-land Industry &amp; Trading Co Ltd. Therefore, the only rate that is not zero, 
                    <E T="03">de minimis,</E>
                     or based entirely on the facts otherwise available is the rate calculated for Inner Mongolia Eppen. Accordingly, the rate calculated for Inner Mongolia Eppen is also assigned as the rate for all other producers and exporters, pursuant to section 705(c)(5)(A) of the Act.
                </P>
                <HD SOURCE="HD1">Final Determination</HD>
                <P>
                    Commerce determines that the following estimated countervailable subsidy rates exist for the period January 1, 2024, through December 31, 2024:
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         As discussed in the 
                        <E T="03">Preliminary Determination,</E>
                         Commerce has found the following companies to be cross-owned with Inner Mongolia Eppen: Heilongjiang Eppen Trading Co., Ltd.; Heilongjiang Eppen Biotech Co., Ltd.; Heilongjiang Eppen Energy Co.; Ningxia Eppen Biotech Co. Ltd.; Star Lake Bioscience Co., Ltd Zhaoqing Guangdong; and Guangdong Guangxin Holdings Group Ltd.
                    </P>
                </FTNT>
                <GPOTABLE COLS="2" OPTS="L2,i1" CDEF="s150,20">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Company</CHED>
                        <CHED H="1">
                            Subsidy rate
                            <LI>
                                (percent 
                                <E T="03">ad valorem</E>
                                )
                            </LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">
                            Inner Mongolia Eppen Biotech Co. Ltd.
                            <SU>6</SU>
                        </ENT>
                        <ENT>48.21</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Helionjiang Wanli Runda Biotechnology Co., Ltd</ENT>
                        <ENT>* 82.11</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Shouguang Golden-land Industry &amp; Trading Co Ltd</ENT>
                        <ENT>* 82.11</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">All Others</ENT>
                        <ENT>48.21</ENT>
                    </ROW>
                    <TNOTE>* Rate is based on facts available with adverse inferences.</TNOTE>
                </GPOTABLE>
                <HD SOURCE="HD1">Disclosure</HD>
                <P>
                    Commerce intends to disclose its calculations performed to interested parties in this final determination within five days of its public announcement or, if there is no public announcement, within five days of the date of the publication of this notice in the 
                    <E T="04">Federal Register</E>
                    , in accordance with 19 CFR 351.224(b).
                </P>
                <HD SOURCE="HD1">Continuation of Suspension of Liquidation</HD>
                <P>
                    As a result of our 
                    <E T="03">Preliminary Determination,</E>
                     and pursuant to sections 703(d)(1)(B) and (d)(2) of the Act, we instructed U.S. Customs and Border Protection (CBP) to collect cash deposits and suspend liquidation of entries of subject merchandise from China that were entered, or withdrawn from warehouse, for consumption, on or after January 22, 2026, the date of the publication of the 
                    <E T="03">Preliminary Determination</E>
                     in the 
                    <E T="04">Federal Register</E>
                    .
                    <SU>7</SU>
                    <FTREF/>
                     In accordance with section 703(d) of the Act, we instructed CBP to discontinue the suspension of liquidation of all entries of subject merchandise entered or withdrawn from warehouse, on or after May 22, 2026, but to continue the suspension of liquidation of all entries of subject merchandise on or before May 21, 2026.
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See Preliminary Determination,</E>
                         91 FR at 2745.
                    </P>
                </FTNT>
                <P>If the U.S. International Trade Commission (ITC) issues a final affirmative injury determination, we will issue a CVD order, reinstate the suspension of liquidation under section 706(a) of the Act, and require a cash deposit of estimated countervailing duties for entries of subject merchandise in the amounts indicated above. Pursuant to section 705(c)(2) of the Act, if the ITC determines that material injury, or threat of material injury, does not exist, this proceeding will be terminated, and all estimated duties deposited or securities posted as a result of the suspension of liquidation will be refunded or cancelled.</P>
                <HD SOURCE="HD1">ITC Notification</HD>
                <P>
                    In accordance with section 705(d) of the Act, Commerce will notify the ITC of its final affirmative determination that countervailable subsidies are being provided to producers and exporters of lysine from China. As Commerce's final determination is affirmative, in accordance with section 705(b) of the Act, the ITC will determine, within 45 days, whether the domestic industry in the United States is materially injured, or threatened with material injury, by reason of import of lysine from China. In addition, we are making available to the ITC all non-privileged and non-proprietary information in our files, 
                    <PRTPAGE P="46401"/>
                    provided the ITC confirms that it will not disclose such information, either publicly or under administrative protective order (APO), without the written consent of the Assistant Secretary for Enforcement and Compliance.
                </P>
                <P>If the ITC determines that material injury or threat of material injury does not exist, this proceeding will be terminated, and all cash deposits will be refunded. If the ITC determines that such injury does exist, Commerce will issue a CVD order directing CBP to assess, upon further instruction by Commerce, countervailing duties on all imports of the subject merchandise that are entered, or withdrawn from warehouse, for consumption on or after the effective date of the suspension of liquidation, as discussed above in the “Continuation of Suspension of Liquidation” section.</P>
                <HD SOURCE="HD1">Administrative Protective Order</HD>
                <P>This notice will serve as the final reminder to parties subject to an APO of their responsibility concerning the destruction of proprietary information disclosed under APO, in accordance with 19 CFR 351.305(a)(3). Timely written notification of the return or destruction of APO materials or conversion to judicial protective order is hereby requested. Failure to comply with the regulations and terms of an APO is a violation which is subject to sanction.</P>
                <HD SOURCE="HD1">Notification to Interested Parties</HD>
                <P>This determination is issued and published in accordance with sections 705(d) and 777(i) of the Act, and 19 CFR 351.210(c).</P>
                <SIG>
                    <DATED>Dated: July 20, 2026.</DATED>
                    <NAME>Christopher Abbott,</NAME>
                    <TITLE>Deputy Assistant Secretary for Policy and Negotiations, performing the non-exclusive functions and duties of the Assistant Secretary for Enforcement and Compliance.</TITLE>
                </SIG>
                <HD SOURCE="HD1">Appendix I</HD>
                <EXTRACT>
                    <HD SOURCE="HD1">Scope of the Investigation</HD>
                    <P>The scope of this investigation covers animal feed grade L-lysine (lysine). Lysine is an essential amino acid added to animal feed that is used in the biosynthesis of proteins. The scope covers lysine regardless of form, including lysine monohydrochloride, also referred to as lysine HCL, lysine sulfate, and liquid lysine. The scope includes lysine that has been coated or encapsulated for use with ruminants to ensure bioavailability.</P>
                    <P>Lysine HCL in the dry form has the molecular formula C6H14N2O2HCl. The Chemical Abstracts Service (CAS) registry number for lysine HCL is 657-27-2. Lysine HCL contains a minimum of 78 percent lysine by weight, as well as additional amino acids, carbohydrates, mineral salts, and organic acids. Lysine sulfate is the sulfate salt of lysine, and in the dry form it has the molecular formula C6H16N2O6S. The CAS registry number for lysine sulfate is 60343-69-3. Lysine sulfate typically contains approximately 40-70 percent lysine by weight, as well as additional amino acids, carbohydrates, mineral salts, and organic acids. Liquid lysine is a concentrated form of lysine in an aqueous solution with the molecular formula C6H14N2O2. The CAS registry number for liquid lysine is 56-87-1. Liquid lysine normally contains at least 50 percent lysine by weight, as well as additional amino acids, carbohydrates, mineral salts, and organic acids.</P>
                    <P>
                        The scope includes animal feed grade lysine that is combined with other products, including for example, by mixing, blending, compounding, or granulating (
                        <E T="03">e.g.,</E>
                         base mixes, premixes, and concentrates). For such combined products, only the lysine component is covered by the scope of this investigation.
                    </P>
                    <P>Subject merchandise also includes lysine that has been processed in a third country, including by commingling, diluting, adding or removing additives, refining, converting from liquid to dry or dry to liquid form, coating or encapsulating, or performing any processing that would not otherwise remove the merchandise from the scope of the investigation if performed in the subject country.</P>
                    <P>The merchandise covered by this investigation is properly classified under Harmonized Tariff Schedule of the United States (HTSUS) subheading 2922.41.0090. Lysine may also be classified under HTSUS subheadings 2922.41.0010, 2922.49.4950, 2309.90.7000, and 2309.90.9500. Although the HTSUS subheadings and the CAS registry numbers are provided for convenience and customs purposes, the written description of the scope of the investigation is dispositive.</P>
                </EXTRACT>
                <HD SOURCE="HD1">Appendix II</HD>
                <EXTRACT>
                    <HD SOURCE="HD1">List of Topics Discussed in the Issues and Decision Memorandum</HD>
                    <FP SOURCE="FP-2">I. Summary</FP>
                    <FP SOURCE="FP-2">II. Background</FP>
                    <FP SOURCE="FP-2">III. Use of Facts Otherwise Available and Adverse Inferences</FP>
                    <FP SOURCE="FP-2">IV. Subsidies Valuation</FP>
                    <FP SOURCE="FP-2">V. Analysis of Programs</FP>
                    <FP SOURCE="FP-2">VI. Discussion of the Issues</FP>
                    <FP SOURCE="FP1-2">Comment 1: Whether Inner Mongolia Eppen's Input Suppliers Acted as Government Authorities</FP>
                    <FP SOURCE="FP1-2">Comment 2: Whether Commerce's Determinations Regarding Other Subsidies Are in Accordance with Law</FP>
                    <FP SOURCE="FP1-2">Comment 3: Whether the Provision of Electricity for Less Than Adequate Remuneration (LTAR) is Specific</FP>
                    <FP SOURCE="FP1-2">Comment 4: Whether to Revise the Adverse Facts Available (AFA) Rate Assigned to Inner Mongolia Eppen's Cross-Owned Affiliate, Guangdong Guangxin Holdings Group Ltd. (Guangxin Group)</FP>
                    <FP SOURCE="FP1-2">Comment 5: Whether to Apply AFA to the Benefits Inner Mongolia Eppen Received from the Provision of Inputs for LTAR Programs Because of Inland Freight Reporting Issues</FP>
                    <FP SOURCE="FP1-2">Comment 6: Whether the Selection of the Coal Benchmark is Appropriate</FP>
                    <FP SOURCE="FP1-2">Comment 7: Whether Commerce Should Revise the Import Tariff Rate for Steam Coal</FP>
                    <FP SOURCE="FP-2">VII. Recommendation</FP>
                </EXTRACT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14952 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>International Trade Administration</SUBAGY>
                <DEPDOC>[C-557-835]</DEPDOC>
                <SUBJECT>Certain Fatty Acids From Malaysia: Preliminary Affirmative Countervailing Duty Determination and Alignment of Final Determination With Final Antidumping Duty Determination</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Enforcement and Compliance, International Trade Administration, Department of Commerce.</P>
                </AGY>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The U.S. Department of Commerce (Commerce) preliminarily determines that countervailable subsidies are being provided to producers and exporters of certain fatty acids (fatty acids) from Malaysia. The period of investigation is January 1, 2025, through December 31, 2025. Interested parties are invited to comment on this preliminary determination.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Applicable July 23, 2026.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Brandon James or Rachel Accorsi, AD/CVD Operations, Office VIII, Enforcement and Compliance, International Trade Administration, U.S. Department of Commerce, 1401 Constitution Avenue NW, Washington, DC 20230; telephone: (202) 482-7472 or (202) 482-3149, respectively.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    This preliminary determination is made in accordance with section 703(b) of the Tariff Act of 1930, as amended (the Act). Commerce published the notice of initiation of this investigation on March 13, 2026.
                    <SU>1</SU>
                    <FTREF/>
                     On April 29, 2026, Commerce postponed the preliminary determination of this investigation and the revised deadline is now July 17, 2026.
                    <SU>2</SU>
                    <FTREF/>
                     For a complete description of the events that followed the initiation of this investigation, 
                    <E T="03">see</E>
                     the Preliminary 
                    <PRTPAGE P="46402"/>
                    Decision Memorandum.
                    <SU>3</SU>
                    <FTREF/>
                     A list of topics discussed in the Preliminary Decision Memorandum is included as Appendix II to this notice. The Preliminary Decision Memorandum is a public document and is on file electronically via Enforcement and Compliance's Antidumping and Countervailing Duty Centralized Electronic Service System (ACCESS), which is available to registered users at 
                    <E T="03">https://access.trade.gov.</E>
                     In addition, a complete version of the Preliminary Decision Memorandum can be accessed directly at 
                    <E T="03">https://access.trade.gov/frnotices.</E>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">See Certain Fatty Acids From Indonesia and Malaysia: Initiation of Countervailing Duty Investigations,</E>
                         91 FR 12342 (March 13, 2026) (
                        <E T="03">Initiation Notice</E>
                        ).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         
                        <E T="03">See Certain Fatty Acids from Indonesia and Malaysia: Postponement of Preliminary Determinations in the Countervailing Duty Investigations,</E>
                         91 FR 23061 (April 29, 2026).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See</E>
                         Memorandum, “Decision Memorandum for the Preliminary Affirmative Determination in the Countervailing Duty Investigation of Certain Fatty Acids from Malaysia,” dated concurrently with, and hereby adopted by, this notice (Preliminary Decision Memorandum).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Scope of the Investigation</HD>
                <P>
                    The products covered by this investigation are fatty acids from Malaysia. For a complete description of the scope of this investigation, 
                    <E T="03">see</E>
                     Appendix I.
                </P>
                <HD SOURCE="HD1">Scope Comments</HD>
                <P>
                    In accordance with the 
                    <E T="03">Preamble</E>
                     to Commerce's regulations,
                    <SU>4</SU>
                    <FTREF/>
                     the 
                    <E T="03">Initiation Notice</E>
                     set aside a period of time for parties to raise issues regarding product coverage, (
                    <E T="03">i.e.,</E>
                     scope).
                    <SU>5</SU>
                    <FTREF/>
                     Certain interested parties commented on the scope of the investigation as it appeared in the 
                    <E T="03">Initiation Notice.</E>
                     Commerce intends to issue its preliminary decision regarding comments concerning the scope of the less-than-fair-value (LTFV) and countervailing duty (CVD) investigations on or before the preliminary determinations of the companion Indonesia and Malaysia LTFV investigations.
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See Antidumping Duties; Countervailing Duties, Final Rule,</E>
                         62 FR 27296, 27323 (May 19, 1997) (
                        <E T="03">Preamble</E>
                        ).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See Initiation Notice,</E>
                         91 FR at 12343.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Methodology</HD>
                <P>
                    Commerce is conducting this investigation in accordance with section 701 of the Act. For each of the subsidy programs found countervailable, Commerce preliminarily determines that there is a subsidy, 
                    <E T="03">i.e.,</E>
                     a financial contribution by an “authority” that gives rise to a benefit to the recipient, and that the subsidy is specific.
                    <SU>6</SU>
                    <FTREF/>
                     Commerce notes that, in making these findings, it relied, in part, on facts available and, because it finds that one or more respondents did not act to the best of their ability to respond to Commerce's requests for information, it drew an adverse inference where appropriate in selecting from among the facts otherwise available.
                    <SU>7</SU>
                    <FTREF/>
                     For further information, 
                    <E T="03">see</E>
                     the “Use of Facts Otherwise Available and Adverse Inferences” section in the Preliminary Decision Memorandum.
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         sections 771(5)(B) and (D) of the Act regarding financial contribution; section 771(5)(E) of the Act regarding benefit; and section 771(5A) of the Act regarding specificity.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See</E>
                         sections 776(a) and (b) of the Act.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Alignment</HD>
                <P>
                    As noted in the Preliminary Decision Memorandum, in accordance with section 705(a)(1) of the Act and 19 CFR 351.210(b)(4), Commerce is aligning the final CVD determination in this investigation with the final determination in the companion LTFV investigation of fatty acids from Malaysia based on a request made by Vantage Specialty Chemicals, Inc. (the petitioner).
                    <SU>8</SU>
                    <FTREF/>
                     Consequently, the final CVD determination will be issued on the same date as the final LTFV determination, which is currently scheduled to be issued no later than November 30, 2026, unless postponed.
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See</E>
                         Petitioner's Letter, “Petitioner's Request to Align Final Countervailing Duty Determinations with the Companion Antidumping Duty Final Determinations,” dated July 1, 2026.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">All-Others Rate</HD>
                <P>
                    Sections 703(d) and 705(c)(5)(A) of the Act provide that in the preliminary determination, Commerce shall determine an estimated all-others rate for companies not individually examined. This rate shall be an amount equal to the weighted average of the estimated subsidy rates established for those companies individually examined, excluding any zero and 
                    <E T="03">de minimis</E>
                     rates and any rates based entirely under section 776 of the Act.
                </P>
                <P>
                    In this investigation, Commerce calculated individual estimated countervailable subsidy rates for Evyap Sabun Malaysia Sdn Bhd (Evyap) and Palm-Oleo Sdn Bhd. (Palm-Oleo) that are not zero, 
                    <E T="03">de minimis,</E>
                     or based entirely on facts otherwise available. Commerce calculated the all-others rate using a weighted average of the individual estimated subsidy rates calculated for the examined respondents using each company's publicly-ranged values for the merchandise under consideration.
                    <SU>9</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         With two respondents under examination, Commerce normally calculates: (A) a weighted-average of the estimated subsidy rates calculated for the examined respondents; (B) a simple average of the estimated subsidy rates calculated for the examined respondents; and (C) a weighted-average of the estimated subsidy rates calculated for the examined respondents using each company's publicly-ranged U.S. sale values for the merchandise under consideration. Commerce then compares (B) and (C) to (A) and selects the rate closest to (A) as the most appropriate rate for all other producers and exporters. 
                        <E T="03">See</E>
                         19 CFR 351.109(f)(2)(ii). As complete publicly ranged sales data were available, Commerce based the all-others rate on the publicly ranged sales data of the mandatory respondents. For a complete analysis of the data, 
                        <E T="03">see</E>
                         the All-Others Rate Calculation Memorandum.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Preliminary Determination</HD>
                <P>Commerce preliminarily determines that the following estimated countervailable subsidy rates exist:</P>
                <GPOTABLE COLS="2" OPTS="L2,nj,tp0,i1" CDEF="s25,12">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Company</CHED>
                        <CHED H="1">
                            Subsidy
                            <LI>rate</LI>
                            <LI>(percent</LI>
                            <LI>
                                <E T="03">ad valorem</E>
                                )
                            </LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Evyap Sabun Malaysia Sdn Bhd</ENT>
                        <ENT>4.40</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            Palm-Oleo Sdn Bhd.
                            <SU>10</SU>
                        </ENT>
                        <ENT>4.19</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">All Others</ENT>
                        <ENT>4.32</ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">
                    Suspension of Liquidation
                    <FTREF/>
                </HD>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         As discussed in the Preliminary Decision Memorandum, Commerce has found the following companies to be cross-owned with Palm-Oleo: Kuala Lumpur Kepong Berhad; KL-Kepong Oleomas Sdn Bhd.; Palm-Oleo (Klang) Sdn Bhd.; KL-Kepong Industrial Holdings Sdn Bhd.; Fajar Palmkel Sdn Berhad; and KLK Alami Edible Oils Sdn Bhd.
                    </P>
                </FTNT>
                <P>
                    In accordance with section 703(d)(2) of the Act, Commerce will direct U.S. Customs and Border Protection (CBP) to suspend liquidation of entries of subject merchandise as described in the scope of the investigation section entered, or withdrawn from warehouse, for consumption on or after the date of publication of this notice in the 
                    <E T="04">Federal Register</E>
                    . Further, pursuant to section 703(d)(1)(B) of the Act and 19 CFR 351.107(e), Commerce will instruct CBP to require a cash deposit equal to the estimated company-specific countervailable subsidy rate or the estimated all-others rate, as follows: (1) the cash deposit rate for the respondents listed above will be equal to the company-specific estimated individual countervailable subsidy rates determined in this preliminary determination; (2) if both the producer and exporter of the subject merchandise have company-specific estimated subsidy rates determined in this preliminary determination, and their rates differ, then the applicable cash deposit rate will be the higher of these two rates; (3) if either the producer or the exporter, but not both, of the subject merchandise have a company-specific estimated subsidy rate determined in this preliminary determination, the applicable cash deposit rate will be that company's company-specific rate; and (4) the cash deposit rate for all other producers and exporters will be equal to the estimated all-others subsidy rate.
                    <PRTPAGE P="46403"/>
                </P>
                <HD SOURCE="HD1">Disclosure</HD>
                <P>Commerce intends to disclose its calculations performed to interested parties in this preliminary determination within five days of its public announcement, or if there is no public announcement, within five days of the date of this notice in accordance with 19 CFR 351.224(b).</P>
                <P>Consistent with 19 CFR 351.224(e), Commerce will analyze and, if appropriate, correct any timely allegations of significant ministerial errors by amending the preliminary determination. However, consistent with 19 CFR 351.224(d), Commerce will not consider incomplete allegations that do not address the significance standard under 19 CFR 351.224(g) following the preliminary determination. Instead, Commerce will address such allegations in the final determination together with issues raised in the case briefs or other written comments.</P>
                <HD SOURCE="HD1">Verification</HD>
                <P>As provided in section 782(i)(1) of the Act, Commerce intends to verify the information relied upon in making its final determination.</P>
                <HD SOURCE="HD1">Public Comment</HD>
                <P>
                    Case briefs or other written comments may be submitted to the Assistant Secretary for Enforcement and Compliance no later than seven days after the date on which the last verification report is issued in this investigation. A timeline for the submission of case briefs and written comments will be notified to interested parties at a later date. Rebuttal briefs, limited to issues raised in the case briefs, may be filed not later than five days after the date for filing case briefs.
                    <SU>11</SU>
                    <FTREF/>
                     Interested parties who submit case briefs or rebuttal briefs in this proceeding must submit: (1) a table of contents listing each issue; and (2) a table of authorities.
                    <SU>12</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">See</E>
                         19 CFR 351.309(d); 
                        <E T="03">see also Administrative Protective Order, Service, and Other Procedures in Antidumping and Countervailing Duty Proceedings,</E>
                         88 FR 67069, 67077 (September 29, 2023) (
                        <E T="03">APO and Service Final Rule</E>
                        ).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">See</E>
                         19 351.309(c)(2) and (d)(2).
                    </P>
                </FTNT>
                <P>
                    As provided under 19 CFR 351.309(c)(2)(iii) and (d)(2)(iii), we request that interested parties provide at the beginning of their briefs a public, executive summary for each issue raised in their briefs.
                    <SU>13</SU>
                    <FTREF/>
                     Further, we request that interested parties limit their executive summary of each issue to no more than 450 words, not including citations. We intend to use the executive summaries as the basis of the comment summaries included in the issues and decision memorandum that will accompany the final determination in this investigation. We request that interested parties include footnotes for relevant citations in the executive summary of each issue. Note that Commerce has amended certain of its requirements pertaining to the service of documents in 19 CFR 351.303(f).
                    <SU>14</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         We use the term “issue” here to describe an argument that Commerce would normally address in a comment of the Issues and Decision Memorandum.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         
                        <E T="03">See APO and Service Final Rule.</E>
                    </P>
                </FTNT>
                <P>Pursuant to 19 CFR 351.310(c), interested parties who wish to request a hearing, limited to issues raised in the case and rebuttal briefs, must submit a written request to the Assistant Secretary for Enforcement and Compliance, U.S. Department of Commerce within 30 days after the date of publication of this notice. Requests should contain (1) the party's name, address, and telephone number; (2) the number of participants, and whether any participant is a foreign national; and (3) a list of the issues to be discussed. If a request for a hearing is made, Commerce intends to hold the hearing at a time and date to be determined. Parties should confirm by telephone the date, time, and location of the hearing two days before the scheduled date.</P>
                <HD SOURCE="HD1">U.S. International Trade Commission (ITC) Notification</HD>
                <P>In accordance with section 703(f) of the Act, Commerce will notify the ITC of its determination. If the final determination is affirmative, the ITC will determine before the later of 120 days after the date of this preliminary determination or 45 days after the final determination whether imports of fatty acids from Malaysia are materially injuring, or threaten material injury to, the U.S. industry.</P>
                <HD SOURCE="HD1">Notification to Interested Parties</HD>
                <P>This determination is issued and published pursuant to sections 703(f) and 777(i) of the Act, and 19 CFR 351.205(c).</P>
                <SIG>
                    <DATED>Dated: July 17, 2026.</DATED>
                    <NAME>Christopher Abbott,</NAME>
                    <TITLE>Deputy Assistant Secretary for Policy and Negotiations, performing the non-exclusive functions and duties of the Assistant Secretary for Enforcement and Compliance.</TITLE>
                </SIG>
                <HD SOURCE="HD1">Appendix I</HD>
                <EXTRACT>
                    <HD SOURCE="HD1">Scope of the Investigation</HD>
                    <P>
                        The merchandise subject to these investigations is certain fatty acids, which are organic acids made of a hydrocarbon chain with a carboxylic acid group (
                        <E T="03">i.e.,</E>
                         an organic acid that contains a carboxyl group (−C(=O)−OH) attached to an R-group, sometimes also written as R-COOH, R−C(O)OH, or R-CO2H) at one end with a carbon chain length (
                        <E T="03">i.e.,</E>
                         the number of carbon atoms in the fatty acid chain) of C6, C8, C10, C12, C14, C16, or C18, with an iodine value below 105 g/100 g and with a ratio of free fatty acids to triglycerides (also known as the “degree of split” or DoS) of at least 97 percent, including single fatty acid (also referred to as “pure cut”), and blends containing a combination of two or more carbon chain lengths.
                    </P>
                    <P>Certain fatty acids covered by the scope range in physical form from low viscosity liquids to solids. Certain fatty acids are covered by the scope of these investigations irrespective of whether they have gone through a distillation process and regardless of acid content, reactivity, functionality, freeze stability, heat stability, physical form, viscosity, grade, purity, molecular weight, or packaging.</P>
                    <P>Certain fatty acids may contain additives, such as catalysts, solvents, antioxidants, fire retardants, colorants, pigments, diluents, thickeners, fillers, softeners, and toughening agents.</P>
                    <P>The scope includes merchandise matching the above description that has been processed in a third country, including by commingling, diluting, introducing or removing additives, or performing any other processing that would not otherwise remove the merchandise from the scope of the investigations if performed in the subject country.</P>
                    <P>The scope also includes certain fatty acids that are commingled or blended with certain fatty acids from sources not subject to these investigations. Only the subject component of such commingled products is covered by the scope of these investigations.</P>
                    <P>Certain fatty acids covered by the scope are also commonly called pure, pure cut, fractionated, or distilled fatty acid or mixed, mixed cut, or blended fatty acid, with the terms pure, pure cut, fractionated, and distilled typically referring to specific single-chain fatty acids that have been separated from a mixed natural source such as animal fat or vegetable oil using processes like hydrolysis (the breakdown of fat molecules by water, catalyzed by acid, base, or enzymes (lipases) to yield glycerol and free fatty acids), distillation, and crystallization, and the terms mixed or mixed cut referring to combinations, blends or mixtures of different single-chain fatty acids also derived from a natural source such as animal fat or vegetable oil using processes like hydrolysis, distillation, and crystallization. Common names for pure, pure cut, fractionated, or distilled fatty acids forms include stearic acid and oleic acid. Common names for mixed or mixed cut fatty acids include coconut fatty acid, hardened coconut fatty acid, topped coconut fatty acid, topped hardened coconut fatty acid, palm kernel fatty acid, hardened palm kernel fatty acid, topped palm kernel fatty acid, topped hardened palm kernel fatty acid, palm fatty acid, palm stearin fatty acid, palm fatty acid distillate, and palm olein fatty acid.</P>
                    <P>
                        Certain fatty acids covered by the scope are normally associated with Chemical Abstracts Service (CAS) registry numbers 57-11-4, 
                        <PRTPAGE P="46404"/>
                        112-80-1, 61790-38-3, 67701-05-7, 67701-06-8, 67707-01-3, 68938-15-8, 101403-98-9, 91771-90-3, 90990-15-1, 68440-15-3, 98106-68-4, 98106-66-2, 90990-08-1, and 90990-08-2 but several others may also be used.
                    </P>
                    <P>Specifically excluded from the scope are certain fatty acids containing 90 percent or more, by weight, of fatty acids with carbon chain lengths of C6, C8, or C10 (or any combination thereof). The scope also does not include mixtures of certain fatty acids with other materials, when the combined certain fatty acids component comprises less than 80 percent of the total weight of the mixture.</P>
                    <P>The merchandise is currently classifiable under Harmonized Tariff Schedule of the United States (HTSUS) subheadings 2915.70.0110, 2915.70.0120, 2915.70.0150, 2915.90.1010, 2915.90.1050, 2916.15.1000, 2916.15.5100, 3823.11.0000, 3823.12.0000, 3823.19.2000, and 3823.19.4000 and may also enter under 3824.99.4190.</P>
                    <P>The HTSUS subheadings set forth above are provided for convenience and customs purposes only. The written description of the scope is dispositive.</P>
                </EXTRACT>
                <HD SOURCE="HD1">Appendix II</HD>
                <EXTRACT>
                    <HD SOURCE="HD1">List of Topics Discussed in the Preliminary Decision Memorandum</HD>
                    <FP SOURCE="FP-2">I. Summary</FP>
                    <FP SOURCE="FP-2">II. Background</FP>
                    <FP SOURCE="FP-2">III. Scope Comments</FP>
                    <FP SOURCE="FP-2">IV. Alignment</FP>
                    <FP SOURCE="FP-2">V. Injury Test</FP>
                    <FP SOURCE="FP-2">VI. Diversification of Malaysia's Economy</FP>
                    <FP SOURCE="FP-2">VII. Use of Facts Otherwise Available and Adverse Inferences</FP>
                    <FP SOURCE="FP-2">VIII. Subsidies Valuation Information</FP>
                    <FP SOURCE="FP-2">IX. Benchmarks and Discount Rates</FP>
                    <FP SOURCE="FP-2">X. Analysis of Programs</FP>
                    <FP SOURCE="FP-2">XI. Recommendation</FP>
                </EXTRACT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14870 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>International Trade Administration</SUBAGY>
                <DEPDOC>[A-570-168, C-570-169]</DEPDOC>
                <SUBJECT>Certain Alkyl Phosphate Esters From the People's Republic of China: Initiation of Scope Inquiry and Deferral of Circumvention Inquiry of the Antidumping and Countervailing Duty Orders</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Enforcement and Compliance, International Trade Administration, Department of Commerce.</P>
                </AGY>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In response to a circumvention inquiry request from ICL-IP America, Inc. (the requester), the U.S. Department of Commerce (Commerce) is self-initiating a scope inquiry to determine if spray-foam systems from the People's Republic of China (China) separately or part of a system are covered by the antidumping duty (AD) and countervailing duty (CVD) orders on certain alkyl phosphate esters (esters) from China. Commerce is deferring a circumvention inquiry on imports of spray-foam systems from China pending the results of the China scope inquiry.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Applicable July 23, 2026.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Natasia Byrd, AD/CVD Operations, Office II, Enforcement and Compliance, International Trade Administration, U.S. Department of Commerce, 1401 Constitution Avenue NW, Washington, DC 20230; telephone: (202) 482-1240.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    On March 3, 2026, pursuant to section 781(c) of the Tariff Act of 1930, as amended (the Act), and 19 CFR 351.226, the requester filed a circumvention inquiry request alleging that spray-foam systems containing a blend of esters and exported to the United States from China are circumventing the AD and CVD orders on esters from China 
                    <SU>1</SU>
                    <FTREF/>
                     and, accordingly, should be included within the scope of the 
                    <E T="03">Orders.</E>
                    <SU>2</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">See Certain Alkyl Phosphate Esters from the People's Republic of China: Antidumping and Countervailing Duty Orders,</E>
                         90 FR 24579 (June 11, 2025); and 
                        <E T="03">Certain Alkyl Phosphate Esters from the People's Republic of China: Antidumping and Countervailing Duty Orders; Correction,</E>
                         90 FR 26967 (June 25, 2025) (collectively, 
                        <E T="03">Orders</E>
                        ).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         
                        <E T="03">See</E>
                         Requester's Letter, “Request to Initiate an Anti-Circumvention Inquiry Regarding Imports of Spray-Foam Systems from China Containing a Blend of Alkyl Phosphate Esters from China,” dated March 3, 2026.
                    </P>
                </FTNT>
                <P>
                    On April 24, 2026, we issued a supplemental questionnaire to the requester regarding its circumvention request.
                    <SU>3</SU>
                    <FTREF/>
                     On May 1, 2026, the requester filed its response to Commerce's supplemental questionnaire, including in its response the information necessary for a scope inquiry and clarifying that it is also requesting a scope inquiry under 19 CFR 351.225(d).
                    <SU>4</SU>
                    <FTREF/>
                     On May 20, 2026, we issued a second supplemental questionnaire to the requester regarding its circumvention request,
                    <SU>5</SU>
                    <FTREF/>
                     and on June 1, 2026, the requester filed its response to Commerce's second questionnaire.
                    <SU>6</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See</E>
                         Commerce's Letter, “Supplemental Questionnaire,” dated April 24, 2026.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See</E>
                         Requester's Letter, “ICL Response to Supplemental Questionnaire Regarding Request to Initiate Anti-Circumvention Inquiry Regarding Imports from China of Spray Foam Systems Containing a Blend of Chinese Alkyl Phosphate Esters,” dated May 1, 2026, at Scope Appendix.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See</E>
                         Commerce's Letter, “Second Supplemental Questionnaire,” dated May 20, 2026.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         Requester's Letter, “ICL Response to Second Supplemental Questionnaire,” dated June 1, 2026.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Scope of the Orders</HD>
                <P>
                    For a complete description of the scope the 
                    <E T="03">Orders, see</E>
                     the “Scope of the 
                    <E T="03">Orders,</E>
                    ” in the appendix of this notice.
                </P>
                <HD SOURCE="HD1">Statutory and Regulatory Requirements To Initiate the Scope Inquiry</HD>
                <P>
                    Pursuant to 19 CFR 351.225(b), if Commerce “determines from available information that an inquiry is warranted to determine whether a product is covered by the scope of an order,” then Commerce “may initiate a scope inquiry and publish a notice of initiation in the 
                    <E T="04">Federal Register</E>
                    .” Additionally, pursuant to 19 CFR 351.226(d)(2)(i), if, after reviewing a request for a circumvention inquiry, Commerce determines a scope ruling is warranted Commerce may, “defer initiation of the circumvention inquiry pending the completion of any ongoing or new segment of the proceeding addressing the scope issue.”
                </P>
                <HD SOURCE="HD1">Merchandise Subject to the Scope Inquiry</HD>
                <P>
                    The scope of the 
                    <E T="03">Orders</E>
                     covers merchandise containing “blends including one or more alkyl phosphate esters, with or without other substances, where the alkyl phosphate esters account for 20 percent or more of the blend by weight.” The scope inquiry covers the esters-containing side of spray foam systems imported from China, whether imported separately or imported as part of a two-part spray foam system. Accordingly, Commerce is self-initiating this scope inquiry to determine if the esters-containing portion of spray-foam systems, whether imported separately or imported as part of a two-part spray foam system, meet this description. If Commerce finds that the esters-containing side of two-part spray foam systems meets the description of in-scope merchandise as outlined in the 
                    <E T="03">Orders,</E>
                     Commerce will find that the merchandise meeting the scope description is covered by the 
                    <E T="03">Orders.</E>
                </P>
                <HD SOURCE="HD1">Suspension of Liquidation</HD>
                <P>
                    Pursuant to 19 CFR 351.225(l)(1), when Commerce self-initiates a scope inquiry under 19 CFR 351.225(b), Commerce will notify U.S. Customs and Border Protection (CBP) of the initiation and direct CBP to continue the suspension of liquidation of entries of products subject to the scope inquiry that were already subject to the suspension of liquidation, and to apply the cash deposit rate(s) that would be applicable if the product were determined to be covered by the scope of the order(s). Accordingly, Commerce will notify CBP of the initiation of the 
                    <PRTPAGE P="46405"/>
                    scope inquiry and direct CBP to continue to suspend (unliquidated) entries of the products subject to the scope inquiry that were already subject to the suspension of liquidation. In addition, Commerce will direct CBP to apply the cash deposit rates that would be applicable if the products were determined to be covered by the scope of the 
                    <E T="03">Orders.</E>
                     Should Commerce issue preliminary or final scope rulings, Commerce will follow the suspension of liquidation rules under 19 CFR 351.225(l)(2). In the event that Commerce issues preliminary or final scope rulings that the products are covered by the scope of the 
                    <E T="03">Orders,</E>
                     Commerce will instruct CBP to continue the suspension of liquidation of previously suspended entries and to apply the applicable cash deposit rates. Commerce will also instruct CBP to begin the suspension of liquidation and application of cash deposits for any unliquidated entries not yet suspended, entered, or withdrawn from warehouse, for consumption, on or after the date of initiation of the scope inquiry pursuant to paragraphs (l)(2)(ii) and (l)(3)(ii). In addition, pursuant to paragraphs (l)(2)(iii)(A) and (l)(3)(iii)(A), Commerce normally will instruct CBP to begin the suspension of liquidation and application of cash deposits for any unliquidated entries not yet suspended, entered, or withdrawn from warehouse, for consumption, prior to the date of initiation of the scope inquiry, but not for such entries prior to November 4, 2021, the effective date of these provisions in the 
                    <E T="03">Final Rule.</E>
                    <SU>7</SU>
                    <FTREF/>
                     These rules will not affect CBP's authority to take any additional action with respect to the suspension of liquidation or related measures for these entries, as stated in 19 CFR 351.225(l)(5).
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See Regulations to Improve Administration and Enforcement of Antidumping and Countervailing Duty Laws,</E>
                         86 FR 52300, 52327 (September 20, 2021) (
                        <E T="03">Final Rule</E>
                        ).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Notification to Interested Parties</HD>
                <P>
                    In accordance with sections 19 CFR 351.225(b), Commerce determines that available information supports initiating a scope inquiry to determine whether certain imports of spray-foam systems containing a blend of esters are subject to the 
                    <E T="03">Orders.</E>
                     Accordingly, Commerce is notifying all interested parties of the initiation of the scope inquiry and deferral of the circumvention inquiry. In addition, we have included a description of the products that are the subject of this inquiry, and an explanation of the reasons for Commerce's decision to initiate this scope inquiry as provided above. In accordance with 19 CFR 351.225(e)(1), Commerce intends to issue its final scope ruling within 120 days from the date of publication of the notice of initiation in the 
                    <E T="04">Federal Register</E>
                    . Commerce may extend this deadline by no more than 180 days in accordance with 19 CFR 351.225(e)(2).
                </P>
                <P>This notice is published in accordance with 19 CFR 351.225(b).</P>
                <SIG>
                    <DATED>Dated: July 16, 2026.</DATED>
                    <NAME>Christopher Abbott,</NAME>
                    <TITLE>Deputy Assistant Secretary for Policy and Negotiations, Performing the non-exclusive functions and duties of the Assistant Secretary for Enforcement and Compliance.</TITLE>
                </SIG>
                <APPENDIX>
                    <HD SOURCE="HED">Appendix</HD>
                    <HD SOURCE="HD1">Scope of the Orders</HD>
                    <P>The products covered by these orders are alkyl phosphate esters, which are halogenated and non-halogenated phosphorus-based esters with a phosphorus content of at least 6.5 percent (per weight) and a viscosity between 1 and 2000 mPa·s (at 20-25 °C).</P>
                    <P>Merchandise subject to these orders primarily includes tris (2-chloroisopropyl) phosphate (TCPP), tris (1,3-dichloroisopropyl) phosphate (TDCP), and triethyl phosphate (TEP)).</P>
                    <P>
                        TCPP is also known as tris (1-chloro-2- propyl) phosphate, tris (1-chloropropan-2-yl) phosphate, tris (monochloroisopropyl) phosphate (TMCP), and tris (2-chloroisopropyl) phosphate (TCIP). TCPP has the chemical formula C
                        <E T="52">9</E>
                         H
                        <E T="52">18</E>
                         C
                        <E T="52">l3</E>
                         O
                        <E T="52">4</E>
                         P and the Chemical Abstracts Service (CAS) Nos. 1244733-77-4 and 13674-84-5. It may also be identified as CAS No. 6145-73-9.
                    </P>
                    <P>
                        TDCP is also known as tris (1,3-dichloroisopropyl) phosphate, tris (1,3-dichloro-2-propyl) phosphate, chlorinated tris, tris {2- chloro-1-(chloromethyl ethyl)} phosphate, TDCPP, and TDCIPP. TDCP has the chemical formula C
                        <E T="52">9</E>
                         H
                        <E T="52">15</E>
                         C
                        <E T="52">l6</E>
                         O
                        <E T="52">4</E>
                         P and the CAS No. 13674-87-8.
                    </P>
                    <P>
                        TEP is also known as phosphoric acid triethyl ester, phosphoric ester, flame retardant TEP, tris(ethyl) phosphate, triethoxyphosphine oxide, and ethyl phosphate (neutral). TEP has the chemical formula (C
                        <E T="52">2</E>
                         H
                        <E T="52">5</E>
                         O)
                        <E T="52">3</E>
                         PO and the CAS No. 78-40-0.
                    </P>
                    <P>Imported alkyl phosphate esters are not excluded from the scope of these orders even if the imported alkyl phosphate ester consists of a single isomer or combination of isomers in proportions different from the isomers ordinarily provided in the market.</P>
                    <P>Also included in these orders are blends including one or more alkyl phosphate esters, with or without other substances, where the alkyl phosphate esters account for 20 percent or more of the blend by weight.</P>
                    <P>Alkyl phosphate esters are classified under subheading 2919.90.5050, Harmonized Tariff Schedule of the United States (HTSUS). Imports may also be classified under subheadings 2919.90.5010 and 3824.99.5000, HTSUS. The HTSUS subheadings and CAS registry numbers are provided for convenience and customs purposes. The written description of the scope is dispositive.</P>
                </APPENDIX>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14832 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>International Trade Administration</SUBAGY>
                <SUBJECT>Initiation of Antidumping and Countervailing Duty Administrative Reviews; Correction</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Enforcement and Compliance, International Trade Administration, Department of Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice; correction.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The U.S. Department of Commerce (Commerce) published an Initiation of Antidumping and Countervailing Duty Administrative Reviews in the 
                        <E T="04">Federal Register</E>
                         of July 9, 2026 in which Commerce omitted Ferrosilicon from Kazakhstan (C-834-813) and Certain Epoxy Resins (Epoxy Resins) from the Republic of Korea (Korea) (C-583-877).
                    </P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Brenda E. Brown, Office of AD/CVD Operations, Customs Liaison Unit, Enforcement and Compliance, International Trade Administration, U.S. Department of Commerce, 1401 Constitution Avenue NW, Washington, DC 20230, telephone: (202) 482-4735.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    On July 9, 2026, Commerce published in the 
                    <E T="04">Federal Register</E>
                     an Initiation of Antidumping and Countervailing Duty Administrative Reviews.
                    <SU>1</SU>
                    <FTREF/>
                     However, Ferrosilicon from Kazakhstan and Epoxy Resins from Korea and the corresponding companies under review for these orders were inadvertently omitted from the initiation notice.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">See Initiation of Antidumping and Countervailing Duty Administrative Reviews,</E>
                         91 FR 42410 (July 9, 2026).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Correction</HD>
                <P>
                    In the 
                    <E T="04">Federal Register</E>
                     of July 9, 2026, in FR Doc 2026-13892, list the following information under the “Initiation of Reviews” section:
                </P>
                <P>Kazakhstan: Ferrosilicon, C-834-813- Period of Review: 9/10/2024-12/31/2025</P>
                <FP SOURCE="FP-1">Karaganda Complex Alloys Plant LLP</FP>
                <FP SOURCE="FP-1">KSP Steel</FP>
                <FP SOURCE="FP-1">TELF AG</FP>
                <FP SOURCE="FP-1">TNC Kazchrome JSC; Eurasian Energy Corporation JSC; Shubarkol Komir JSC</FP>
                <FP SOURCE="FP-1">
                    YDD Corporation LLP; ASIA Ferroalloys LLP; KazSilicon Metallurgical Combine LLP
                    <PRTPAGE P="46406"/>
                </FP>
                <P>Republic of Korea: Epoxy Resins, C-580-920—Period of Review: 4/3/2025—12/31/2025</P>
                <FP SOURCE="FP-1">Kudo Chemical Co., Ltd.</FP>
                <FP SOURCE="FP-1">Kukdo Finechem Co., Ltd.</FP>
                <FP SOURCE="FP-1">Kumho P&amp;B Chemicals Inc.</FP>
                <P>This serves as a correction notice.</P>
                <HD SOURCE="HD1">Notification to Interested Parties</HD>
                <P>This notice is issued and published in accordance with sections 751(a)(1) and 777(i)(1) of the Tariff Act of 1930, as amended, and 19 CFR 351.213.</P>
                <SIG>
                    <DATED>Dated: July 17, 2026.</DATED>
                    <NAME>Scot Fullerton,</NAME>
                    <TITLE>Acting Deputy Assistant Secretary for Antidumping and Countervailing Duty Operations.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14868 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>International Trade Administration</SUBAGY>
                <DEPDOC>[A-570-215]</DEPDOC>
                <SUBJECT>L-Lysine From the People's Republic of China: Final Affirmative Determination of Sales at Less Than Fair Value</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Enforcement and Compliance, International Trade Administration, Department of Commerce.</P>
                </AGY>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The U.S. Department of Commerce (Commerce) preliminarily determines that L-lysine (lysine) from People's Republic of China (China) is being, or is likely to be, sold in the United States at less than fair value (LTFV). The period of investigation is October 1, 2024, through March 31, 2025.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Applicable July 23, 2026.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Mira Warrier or Jerry Xiao, AD/CVD Operations, Office II, Enforcement and Compliance, International Trade Administration, U.S. Department of Commerce, 1401 Constitution Avenue NW, Washington, DC 20230; telephone: (202) 482-8031 or (202) 482-2273, respectively.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    On March 6, 2026, Commerce published in the 
                    <E T="04">Federal Register</E>
                     its preliminary affirmative determination in the LTFV investigation of lysine from China, in which it also postponed the final determination until July 20, 2026.
                    <SU>1</SU>
                    <FTREF/>
                     We invited interested parties to comment on the 
                    <E T="03">Preliminary Determination.</E>
                    <SU>2</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">See L-Lysine from the People's Republic of China: Preliminary Affirmative Determination of Sales at Less-Than-Fair-Value, Postponement of Final Determination, and Extension of Provisional Measures,</E>
                         91 FR 11030 (March 6, 2026) (
                        <E T="03">Preliminary Determination</E>
                        ), and accompanying Preliminary Decision Memorandum (PDM).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    For a complete description of the events that occurred since the 
                    <E T="03">Preliminary Results, see</E>
                     the Issues and Decision Memorandum.
                    <SU>3</SU>
                    <FTREF/>
                     The Issues and Decision Memorandum is a public document and on file electronically via Enforcement and Compliance's Antidumping and Countervailing Duty Centralized Electronic Service System (ACCESS). ACCESS is available to registered users at 
                    <E T="03">https://access.trade.gov.</E>
                     In addition, a complete version of the Issues and Decision Memorandum can be accessed directly at 
                    <E T="03">https://access.trade.gov/frnotices.</E>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See</E>
                         Memorandum, “Issues and Decision Memorandum for the Final Affirmative Determination in the Less-Than-Fair-Value Investigation of L-Lysine from the People's Republic of China,” dated concurrently with, and hereby adopted by, this notice (Issues and Decision Memorandum).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Scope of the Investigation</HD>
                <P>
                    The product subject to this investigation is lysine from China. For a complete description of the scope of this investigation, 
                    <E T="03">see</E>
                     Appendix I.
                </P>
                <HD SOURCE="HD1">Scope Comments</HD>
                <P>
                    In accordance with the 
                    <E T="03">Preamble</E>
                     to Commerce's regulations,
                    <SU>4</SU>
                    <FTREF/>
                     the 
                    <E T="03">Initiation Notice</E>
                     set aside a period of time for parties to raise issues regarding product coverage (
                    <E T="03">i.e.,</E>
                     scope).
                    <SU>5</SU>
                    <FTREF/>
                     No interested party commented on the scope of the investigation as it appeared in the 
                    <E T="03">Initiation Notice.</E>
                     Accordingly, Commerce is not modifying the scope language as it appeared in the 
                    <E T="03">Initiation Notice. See</E>
                     Appendix I.
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See Antidumping Duties; Countervailing Duties, Final Rule,</E>
                         62 FR 27296, 27323 (May 19, 1997) (
                        <E T="03">Preamble</E>
                        ).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See Initiation Notice,</E>
                         90 FR at 26782.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Verification</HD>
                <P>
                    As provided in section 782(i) of the Tariff Act of 1930, as amended (the Act), in April 2026, Commerce verified the sales and factors of production information submitted by Eppen Asia Pte. Ltd. (Eppen Asia), Heilongjiang Eppen Biotech Co., Ltd. (Heilongjiang Eppen), Inner Mongolia Eppen Biotech Co., Ltd. (Inner Mongolia Eppen) and Ningxia Eppen Biotech Co., Ltd. (Ningxia Eppen) (collectively, the Eppen Group),
                    <SU>6</SU>
                    <FTREF/>
                     Zhengzhou Longgu Trading Co., Ltd. (Zhengzhou Longgu),
                    <SU>7</SU>
                    <FTREF/>
                     and Shouguang Golden Corn Biotechnological Co., Ltd. (Shouguang Golden Corn) for use in our 
                    <E T="03">Final Determination.</E>
                    <SU>8</SU>
                    <FTREF/>
                     We used standard verification procedures, including an examination of relevant sales and accounting records, and original source documents provided by the Eppen Group, Zhengzhou Longgu, and Shouguang Golden Corn.
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         Memorandum, “Verification of the Questionnaire Responses of the Eppen Group in the Less-Than-Fair-Value Investigation of L-lysine from the People's Republic of China” dated May 26, 2026 (the Eppen Group's Verification Report).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See</E>
                         Memorandum, “Verification of the Questionnaire Responses of Zhengzhou Longgu Trading Co., Ltd. in the Less-Than-Fair-Value Investigation of L-lysine from the People's Republic of China,” dated May 26, 2026 (Longgu's Verification Report).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See</E>
                         Memorandum, “Verification of the Questionnaire Responses of Shouguang Golden Corn Biotechnological Co., Ltd. in the Less-Than-Fair-Value Investigation of L-lysine from the People's Republic of China” dated May 26, 2026 (Golden Corn's Verification Report).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Analysis of Comments Received</HD>
                <P>All issues raised in the case and rebuttal briefs submitted by interested parties in this investigation are addressed in the Issues and Decision Memorandum. A list of the issues addressed in the Issues and Decision Memorandum is attached to this notice at Appendix II.</P>
                <HD SOURCE="HD1">Changes Since the Preliminary Determination</HD>
                <P>
                    Based on our review and analysis of the information and comments received from interested parties for this final determination, Commerce has made changes to its preliminary separate rate determination with respect to the Eppen Group, applied total adverse facts available (AFA) to Longgu, and Zhengzhou Heshu Stockbreeding Development Co., Ltd. (Heshu), and made certain changes to the estimated weighted-average dumping margin for the China-wide entity, the estimated weighted-average dumping margin for non-examined companies that are eligible for a separate rate. For a discussion of these changes, 
                    <E T="03">see</E>
                     the Issues and Decision Memorandum.
                </P>
                <HD SOURCE="HD1">China-Wide Entity and Use of AFA</HD>
                <P>
                    Consistent with the 
                    <E T="03">Preliminary Determination,</E>
                    <SU>9</SU>
                    <FTREF/>
                     Commerce continues to find that, pursuant to sections 776(a) and (b) of the Act, the use of facts otherwise available, with adverse inferences, is warranted in determining the estimated weighted-average dumping margin for the China-wide entity.
                    <SU>10</SU>
                    <FTREF/>
                     For this final determination, there is no new information on the record that would cause us to reconsider our preliminary decision to apply AFA 
                    <PRTPAGE P="46407"/>
                    to the China-wide entity. For the AFA China-wide rate, we continue to use a simple average of the top 10 transaction margins calculated for the Eppen Group, the respondent with the only calculated dumping margin.
                    <SU>11</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">See Preliminary Determination</E>
                         PDM at 15-18.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">Id.</E>
                         at 15-17.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">See</E>
                         Issues and Decision Memorandum at Comment 2.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Separate Rate</HD>
                <P>
                    We have granted a separate rate to certain companies that we did not select for individual examination. Certain parties commented on Commerce's preliminary decision to grant a separate rate to the Eppen Group and Heshu; 
                    <SU>12</SU>
                    <FTREF/>
                     therefore, we are finding in this 
                    <E T="03">Final Determination</E>
                     the Eppen Group is not eligible for a separate rate.
                    <SU>13</SU>
                    <FTREF/>
                     We have made no changes to Commerce's preliminary separate rate eligibility determinations for Heshu, or the other non-selected separate rate companies for this final determination.
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">See</E>
                         Petitioner's Letter “Case Brief,” at 7-18; 
                        <E T="03">see also</E>
                         SAM Nutrition's Letter, “Sam Nutrition's Rebuttal Brief Regarding the June 22, 2026 NFI,” dated July 7, 2026 (SAM Nutrition's NFI Rebuttal Brief).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         
                        <E T="03">See</E>
                         Issues and Decision Memorandum at Comment 2 and Comment 6.
                    </P>
                </FTNT>
                <P>
                    Consistent with the 
                    <E T="03">Preliminary Determination</E>
                     and Policy Bulletin 05.1,
                    <SU>14</SU>
                    <FTREF/>
                     Commerce calculated combination rates for the companies that are eligible for a separate rate. In calculating the rate for separate rate companies in a non-market economy LTFV investigation, Commerce normally looks to section 735(c)(5)(A) of the Act, which pertains to the calculation of the all-others rate in a market economy LTFV investigation, for guidance. Pursuant to section 735(c)(5)(A) of the Act, normally this rate shall be an amount equal to the weighted average of the estimated weighted-average dumping margins established for those companies individually examined, excluding zero and 
                    <E T="03">de minimis</E>
                     rates, and rates based entirely under section 776 of the Act. In investigations where no estimated weighted-average dumping margins other than zero, 
                    <E T="03">de minimis,</E>
                     or those determined entirely under section 776 of the Act have been established for individually examined entities, in accordance with section 735(c)(5)(B) of the Act, Commerce typically calculates a simple average of the dumping margins alleged in the petition and applies the results to all other companies not individually examined.
                    <SU>15</SU>
                    <FTREF/>
                     However, for this final determination, we have calculated the estimated weighted-average dumping margin assigned to the non-examined separate rate companies using the only rate calculated that is not zero, 
                    <E T="03">de minimis,</E>
                     or based entirely on total AFA, which is the rate calculated using the Eppen Group's U.S. sales and factors of production databases.
                    <SU>16</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         
                        <E T="03">See</E>
                         Enforcement and Compliance's Policy Bulletin No. 05.1, regarding, “Separate-Rates Practice and Application of Combination Rates in Antidumping Investigations involving Non-Market Economy Countries,” (April 5, 2005) (Policy Bulletin 05.1), available at 
                        <E T="03">https://www.trade.gov/enforcement-and-compliance-policy-bulletins-0.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         
                        <E T="03">See, e.g.,Certain Preserved Mushrooms from Spain: Final Affirmative Determination of Sales Less Than Fair Value,</E>
                        88 FR 18120 (March 27, 2023).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         
                        <E T="03">See</E>
                         Issues and Decision Memorandum at Commet 1 and Comment 2.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Combination Rates</HD>
                <P>
                    Consistent with the 
                    <E T="03">Preliminary Determination,</E>
                     Commerce determined combination rates for the companies eligible for a separate rate.
                </P>
                <HD SOURCE="HD1">Final Determination</HD>
                <P>
                    Commerce determines that the following estimated weighted-average dumping margins exist for the period October 1, 2024, through March 31, 2025:
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         
                        <E T="03">See</E>
                         unpublished final determination notice in the companion investigation, “L-lysine from the People's Republic of China: Final Affirmative Countervailing Duty Determination,” dated concurrently with this notice and accompanying Memorandum, “Issues and Decision Memorandum for the Final Affirmative Determination of the Countervailing Duty Investigation of L-lysine from the People's Republic of China,” dated concurrently with this notice.
                    </P>
                </FTNT>
                <GPOTABLE COLS="4" OPTS="L2,nj,tp0,i1" CDEF="s100,r50,12,12">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Producer</CHED>
                        <CHED H="1">Exporter</CHED>
                        <CHED H="1">
                            Weighted-
                            <LI>average</LI>
                            <LI>dumping</LI>
                            <LI>margin</LI>
                            <LI>(percent)</LI>
                        </CHED>
                        <CHED H="1">
                            Cash deposit
                            <LI>rate</LI>
                            <LI>(adjusted for</LI>
                            <LI>subsidy</LI>
                            <LI>offsets)</LI>
                            <LI>
                                (percent) 
                                <SU>17</SU>
                            </LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Anhui BBCA Biochemical Co., Ltd</ENT>
                        <ENT>Zhengzhou Longgu Trading Co., Ltd</ENT>
                        <ENT>* 139.83</ENT>
                        <ENT>139.65</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Eppen Asia Pte. Ltd./Heilongjiang Eppen Biotech Co., Ltd./Inner Mongolia Eppen Biotech Co., Ltd./Ningxia Eppen Biotech Co., Ltd</ENT>
                        <ENT>Zhengzhou Longgu Trading Co., Ltd</ENT>
                        <ENT>* 139.83</ENT>
                        <ENT>139.65</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Shouguang Golden Corn Biotechnological Co., Ltd</ENT>
                        <ENT>Zhengzhou Longgu Trading Co., Ltd</ENT>
                        <ENT>* 139.83</ENT>
                        <ENT>139.65</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Shouguang Golden Corn Biotechnological Co., Ltd</ENT>
                        <ENT>Zhengzhou Heshu Stockbreeding Development Co., Ltd</ENT>
                        <ENT>* 139.83</ENT>
                        <ENT>139.65</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Eppen Asia Pte. Ltd./Heilongjiang Eppen Biotech Co., Ltd./Inner Mongolia Eppen Biotech Co., Ltd./Ningxia Eppen Biotech Co., Ltd</ENT>
                        <ENT>Zhengzhou Heshu Stockbreeding Development Co., Ltd</ENT>
                        <ENT>* 139.83</ENT>
                        <ENT>139.65</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Anhui BBCA Biochemical Co., Ltd</ENT>
                        <ENT>Agromate Sg Pte. Ltd</ENT>
                        <ENT>73.55</ENT>
                        <ENT>73.37\</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Heilongjiang Wanlirunda Biotechnology Co., Ltd</ENT>
                        <ENT>Agromate Sg Pte. Ltd</ENT>
                        <ENT>73.55</ENT>
                        <ENT>73.37</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Eppen Asia Pte. Ltd./Heilongjiang Eppen Biotech Co., Ltd./Inner Mongolia Eppen Biotech Co., Ltd./Ningxia Eppen Biotech Co., Ltd</ENT>
                        <ENT>Agromate Sg Pte. Ltd</ENT>
                        <ENT>73.55</ENT>
                        <ENT>73.37</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Shouguang Golden Corn Biotechnological Co., Ltd</ENT>
                        <ENT>Ainore (Tianjin) Trading Co., Ltd</ENT>
                        <ENT>73.55</ENT>
                        <ENT>73.37</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Heilongjiang Wanlirunda Biotechnology Co., Ltd</ENT>
                        <ENT>Ainore (Tianjin) Trading Co., Ltd</ENT>
                        <ENT>73.55</ENT>
                        <ENT>73.37</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Anhui BBCA Biochemical Co., Ltd</ENT>
                        <ENT>Aollen Biotech Co., Ltd</ENT>
                        <ENT>73.55</ENT>
                        <ENT>73.37</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Changchun Dahe Bio Technology Development Co., Ltd</ENT>
                        <ENT>Aollen Biotech Co., Ltd</ENT>
                        <ENT>73.55</ENT>
                        <ENT>73.37</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Eppen Asia Pte. Ltd./Heilongjiang Eppen Biotech Co., Ltd./Inner Mongolia Eppen Biotech Co., Ltd./Ningxia Eppen Biotech Co., Ltd</ENT>
                        <ENT>Aollen Biotech Co., Ltd</ENT>
                        <ENT>73.55</ENT>
                        <ENT>73.37</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Heilongjiang Wanlirunda Biotechnology Co., Ltd</ENT>
                        <ENT>Aollen Biotech Co., Ltd</ENT>
                        <ENT>73.55</ENT>
                        <ENT>73.37</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Henan Jinyufeng Biotechnology Co., Ltd</ENT>
                        <ENT>Aollen Biotech Co., Ltd</ENT>
                        <ENT>73.55</ENT>
                        <ENT>73.37</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Jilin Meihua Amino Acid Co., Ltd</ENT>
                        <ENT>Aollen Biotech Co., Ltd</ENT>
                        <ENT>73.55</ENT>
                        <ENT>73.37</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Qiqihar Longjiang Fufeng Biotechnologies Co., Ltd</ENT>
                        <ENT>Aollen Biotech Co., Ltd</ENT>
                        <ENT>73.55</ENT>
                        <ENT>73.37</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Shouguang Golden Corn Biotechnological Co., Ltd</ENT>
                        <ENT>Aollen Biotech Co., Ltd</ENT>
                        <ENT>73.55</ENT>
                        <ENT>73.37</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Zhucheng Dongxiao Biotechnology Co., Ltd</ENT>
                        <ENT>Aollen Biotech Co., Ltd</ENT>
                        <ENT>73.55</ENT>
                        <ENT>73.37</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Eppen Asia Pte. Ltd./Heilongjiang Eppen Biotech Co., Ltd./Inner Mongolia Eppen Biotech Co., Ltd./Ningxia Eppen Biotech Co., Ltd</ENT>
                        <ENT>Pegasus Ltd</ENT>
                        <ENT>73.55</ENT>
                        <ENT>73.37</ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="46408"/>
                        <ENT I="01">Shandong Shouguang Juneng Golden Corn Development Co., Ltd</ENT>
                        <ENT>Pegasus Ltd</ENT>
                        <ENT>73.55</ENT>
                        <ENT>73.37</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Qiqihar Longjiang Fufeng Biotechnologies Co., Ltd</ENT>
                        <ENT>Pegasus Ltd</ENT>
                        <ENT>73.55</ENT>
                        <ENT>73.37</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Qiqihar Longjiang Fufeng Biotechnologies Co., Ltd</ENT>
                        <ENT>Qiqihar Longjiang Fufeng Biotechnologies Co., Ltd</ENT>
                        <ENT>73.55</ENT>
                        <ENT>73.37</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Shouguang Golden Corn Biotechnological Co., Ltd</ENT>
                        <ENT>Shouguang Golden Corn Biotechnological Co., Ltd</ENT>
                        <ENT>73.55</ENT>
                        <ENT>73.37</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">China-wide Entity</ENT>
                        <ENT/>
                        <ENT>* 139.83</ENT>
                        <ENT>139.65</ENT>
                    </ROW>
                    <TNOTE>* This rate is based on facts available with adverse inferences.</TNOTE>
                </GPOTABLE>
                <HD SOURCE="HD1">Disclosure</HD>
                <P>
                    Commerce intends to disclose the calculations performed in connection with this final determination to interested parties within five days after public announcement of the final determination or, if there is no public announcement, within five days of the date of publication of the notice of final determination in the 
                    <E T="04">Federal Register</E>
                    , in accordance with 19 CFR 351.224(b).
                </P>
                <HD SOURCE="HD1">Suspension of Liquidation</HD>
                <P>
                    In accordance with section 735(c)(1)(B) of the Act, we will instruct U.S. Customs and Border Protection (CBP) to continue to suspend liquidation of all appropriate entries of subject merchandise, as described in the appendix to this notice, which were entered, or withdrawn from warehouse, for consumption on or after March 6, 2026, the date of publication of the 
                    <E T="03">Preliminary Determination</E>
                     in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <P>Pursuant to section 735(c)(1)(B)(ii) of the Act and 19 CFR 351.210(d), Commerce will instruct CBP to require the following cash deposits of estimated antidumping duties for all appropriate entries: (1) for the producer/exporter combinations listed in the table above, the applicable cash deposit rate will be equal to the estimated weighted-average dumping margin listed in the table for that combination, adjusted for subsidy offsets, if appropriate; (2) for all combinations of Chinese producers/exporters of the merchandise under consideration that have not established eligibility for separate rates, the cash deposit rate will be equal to the estimated weighted-average dumping margin established for the China-wide entity, adjusted for subsidy offsets if appropriate; and (3) for all third-country exporters of merchandise under consideration not listed in the table above, the cash deposit rate is the cash deposit rate applicable to the Chinese producer/exporter combination (or China-wide entity) that supplied that third-county exporter or, if the producer/exporter combination does not have its own rate, the cash deposit will be the cash deposit rate for the China-wide entity. These suspension of liquidation instructions and cash deposit requirements will remain in effect until further notice.</P>
                <P>
                    To determine the cash deposit rates in a LTFV investigation, Commerce normally adjusts the estimated weighted-average dumping margins by the amount of export subsidies countervailed in the companion countervailing duty (CVD) investigation. Accordingly, where Commerce has made an affirmative determination of countervailable export subsides, Commerce offsets the estimated weighted average dumping margins in the companion LTFV investigation by the appropriate export subsidy rate. Commerce has continued to adjust the cash deposit rate for export subsidies in the companion CVD investigation by the appropriate export subsidy rate as indicated in the above chart. However, the suspension of liquidation of provisional measures in the companion CVD case has been discontinued; 
                    <SU>18</SU>
                    <FTREF/>
                     therefore, we are not instructing CBP to collect cash deposits based upon the adjusted estimated weighted-average dumping margin for those export subsidies at this time. If the ITC makes a final affirmative determination of injury due to both dumping and subsidies, then the cash deposit rate will be revised effective on the date of the publication of the ITC's final affirmative determination in the 
                    <E T="04">Federal Register</E>
                     to be the company-specific estimated weighted-average dumping margin adjusted for export subsidies.
                </P>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         
                        <E T="03">See L-Lysine from the People's Republic of China: Preliminary Affirmative Countervailing Duty Determination and Alignment of Final Determination With Final Antidumping Duty Determination,</E>
                         91 FR 2745, (January 22, 2026); 
                        <E T="03">see also</E>
                         section 703(d) of the Act, which states that the provisional measures may not be in effect for more than four months, which in the companion CVD case is 120 days after the publication of the preliminary determination, or September 16, 2025 (
                        <E T="03">i.e.,</E>
                         last day provisional measures are in effect).
                    </P>
                </FTNT>
                <P>If the ITC determines that material injury, or threat of material injury, does not exist, this proceeding will be terminated, and all cash deposits for estimated antidumping duties will be refunded and the suspension of liquidation will be lifted.</P>
                <HD SOURCE="HD1">ITC Notification</HD>
                <P>In accordance with section 735(d) of the Act, Commerce will notify the ITC of its final affirmative determination of sales at LTFV. Because Commerce's final determination is affirmative, in accordance with section 735(b)(2) of the Act, the ITC will make its final determination as to whether the domestic industry in the United States is materially injured, or threatened with material injury, by reason of imports, or sales (or the likelihood of sales) for importation, of lysine no later than 45 days after this final determination. If the ITC determines that material injury or threat of material injury does not exist, this proceeding will be terminated, all cash deposits will be refunded or canceled, and suspension of liquidation will be lifted. If the ITC determines that such injury does exist, Commerce will issue an AD order directing CBP to assess, upon further instructions by Commerce, antidumping duties on all imports of the subject merchandise that are entered, or withdrawn from warehouse, for consumption on or after the effective date of the suspension of liquidation, as discussed above in the “Suspension of Liquidation” section above.</P>
                <HD SOURCE="HD1">Administrative Protective Order (APO)</HD>
                <P>
                    This notice serves as the final reminder to parties subject to an APO of their responsibility concerning the disposition of proprietary information disclosed under APO in accordance with 19 CFR 351.305(a)(3). Timely written notification of the return or destruction of APO materials or conversion to judicial protective order is 
                    <PRTPAGE P="46409"/>
                    hereby requested. Failure to comply with the regulations and terms of an APO is a sanctionable violation.
                </P>
                <HD SOURCE="HD1">Notification to Interested Parties</HD>
                <P>This final determination is issued and published in accordance with sections 735(d) and 777(i) of the Act, and 19 CFR 351.210(c).</P>
                <SIG>
                    <DATED>Dated: July 20, 2026.</DATED>
                    <NAME>Christopher Abbott,</NAME>
                    <TITLE>Deputy Assistant Secretary for Policy and Negotiations, performing the non-exclusive functions and duties of the Assistant Secretary for Enforcement and Compliance.</TITLE>
                </SIG>
                <HD SOURCE="HD1">Appendix I</HD>
                <EXTRACT>
                    <HD SOURCE="HD1">Scope of the Investigation</HD>
                    <P>The scope of this investigation covers animal feed grade L-lysine (lysine). Lysine is an essential amino acid added to animal feed that is used in the biosynthesis of proteins. The scope covers lysine regardless of form, including lysine monohydrochloride, also referred to as lysine HCL, lysine sulfate, and liquid lysine. The scope includes lysine that has been coated or encapsulated for use with ruminants to ensure bioavailability.</P>
                    <P>Lysine HCL in the dry form has the molecular formula C6 H14 N2 O2 HCl. The Chemical Abstracts Service (CAS) registry number for lysine HCL is 657-27-2. Lysine HCL contains a minimum of 78 percent lysine by weight, as well as additional amino acids, carbohydrates, mineral salts, and organic acids. Lysine sulfate is the sulfate salt of lysine, and in the dry form it has the molecular formula C6 H16 N2 O6 S. The CAS registry number for lysine sulfate is 60343-69-3. Lysine sulfate typically contains approximately 40-70 percent lysine by weight, as well as additional amino acids, carbohydrates, mineral salts, and organic acids. Liquid lysine is a concentrated form of lysine in an aqueous solution with the molecular formula C6 H14 N2 O2. The CAS registry number for liquid lysine is 56-87-1. Liquid lysine normally contains at least 50 percent lysine by weight, as well as additional amino acids, carbohydrates, mineral salts, and organic acids.</P>
                    <P>
                        The scope includes animal feed grade lysine that is combined with other products, including for example, by mixing, blending, compounding, or granulating (
                        <E T="03">e.g.,</E>
                         base mixes, premixes, and concentrates). For such combined products, only the lysine component is covered by the scope of this investigation.
                    </P>
                    <P>Subject merchandise also includes lysine that has been processed in a third country, including by commingling, diluting, adding or removing additives, refining, converting from liquid to dry or dry to liquid form, coating or encapsulating, or performing any processing that would not otherwise remove the merchandise from the scope of the investigation if performed in the subject country.</P>
                    <P>The merchandise covered by this investigation is properly classified under Harmonized Tariff Schedule of the United States (HTSUS) subheading 2922.41.0090. Lysine may also be classified under HTSUS subheadings 2922.41.0010, 2922.49.4950, 2309.90.7000, and 2309.90.9500. Although the HTSUS subheadings and the CAS registry numbers are provided for convenience and customs purposes, the written description of the scope of the investigation is dispositive.</P>
                </EXTRACT>
                <HD SOURCE="HD1">Appendix II</HD>
                <EXTRACT>
                    <HD SOURCE="HD1">List of Topics Discussed in the Issues and Decision Memorandum</HD>
                    <FP SOURCE="FP-2">I. Summary</FP>
                    <FP SOURCE="FP-2">II. Background</FP>
                    <FP SOURCE="FP-2">
                        III. Changes since the 
                        <E T="03">Preliminary Determination</E>
                    </FP>
                    <FP SOURCE="FP-2">IV. Application of Facts Available and Use of Adverse Inference</FP>
                    <FP SOURCE="FP1-2">A. Legal Framework</FP>
                    <FP SOURCE="FP1-2">B. Application of Facts Available with an Adverse Inference</FP>
                    <FP SOURCE="FP1-2">C. Selection and Corroboration of the AFA Rate</FP>
                    <FP SOURCE="FP-2">V. Discussion of the Issues</FP>
                    <FP SOURCE="FP1-2">Comment 1: Whether Commerce Should Apply Total AFA to the Eppen Group</FP>
                    <FP SOURCE="FP1-2">Comment 2: Whether to Continue Granting the Eppen Group a Separate Rate Status</FP>
                    <FP SOURCE="FP1-2">Comment 3: Whether Commerce Should Revise the Consumption Rate for Corn</FP>
                    <FP SOURCE="FP1-2">Comment 4: Whether Commerce Correctly Accounted for all of Eppen Group's Domestic Inland Freight</FP>
                    <FP SOURCE="FP1-2">Comment 5: Whether Commerce Should Deduct Eppen Asia's Market Economy Selling Expenses</FP>
                    <FP SOURCE="FP1-2">Comment 6: Whether Commerce Should Apply Total AFA to Longgu</FP>
                    <FP SOURCE="FP1-2">Comment 7: Whether Commerce Should Apply Partial AFA to Longgu's Uncooperative Supplier</FP>
                    <FP SOURCE="FP1-2">Comment 8: Whether Commerce Should Grant Certain By-Product Offsets and Deny the Offset for Corn Steep Liquor</FP>
                    <FP SOURCE="FP1-2">Comment 9: Whether Commerce Selected the Appropriate SV for Corn Protein Powder</FP>
                    <FP SOURCE="FP1-2">Comment 10: Whether Commerce Should Correct Certain Errors</FP>
                    <FP SOURCE="FP1-2">Comment 11: Whether Commerce Correctly Selected the Primary Surrogate Country</FP>
                    <FP SOURCE="FP1-2">Comment 12: Whether Commerce Selected the Appropriate SV for Freight</FP>
                    <FP SOURCE="FP1-2">Comment 13: Whether Commerce Selected the Appropriate SV for Ammonia</FP>
                    <FP SOURCE="FP1-2">Comment 14: Whether Commerce Should Grant Double Remedy Offsets</FP>
                    <FP SOURCE="FP-2">VI. Recommendation</FP>
                </EXTRACT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14951 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>International Trade Administration</SUBAGY>
                <DEPDOC>[C-560-849]</DEPDOC>
                <SUBJECT>Certain Fatty Acids From Indonesia: Preliminary Affirmative Countervailing Duty Determination, and Alignment of Final Determination With Final Antidumping Duty Determination</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Enforcement and Compliance, International Trade Administration, Department of Commerce.</P>
                </AGY>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The U.S. Department of Commerce (Commerce) preliminarily determines that countervailable subsidies are being provided to producers and exporters of certain fatty acids (fatty acids) from Indonesia. The period of investigation is January 1, 2025, through December 31, 2025. Interested parties are invited to comment on this preliminary determination.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Applicable July 23, 2026.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Jon Hall-Eastman or Sophie Egar, AD/CVD Operations, Office IV, Enforcement and Compliance, International Trade Administration, U.S. Department of Commerce, 1401 Constitution Avenue NW, Washington, DC 20230; telephone: (202) 482-6467 or (202) 482-2697 respectively.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    This preliminary determination is made in accordance with section 703(b) of the Tariff Act of 1930, as amended (the Act). Commerce published the notice of initiation of this investigation on March 13, 2026.
                    <SU>1</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">See Certain Fatty Acids from Indonesia and Malaysia: Initiation of Countervailing Duty Investigations,</E>
                         91 FR 12342 (March 13, 2026) (
                        <E T="03">Initiation Notice</E>
                        ).
                    </P>
                </FTNT>
                <P>
                    On April 29, 2026, Commerce postponed the preliminary determination of this investigation and the revised deadline is now July 17, 2026.
                    <SU>2</SU>
                    <FTREF/>
                     For a complete description of the events that followed the initiation of this investigation, 
                    <E T="03">see</E>
                     the Preliminary Decision Memorandum.
                    <SU>3</SU>
                    <FTREF/>
                     A list of topics discussed in the Preliminary Decision Memorandum is included as Appendix II to this notice. The Preliminary Decision Memorandum is a public document and is on file electronically via Enforcement and Compliance's Antidumping and Countervailing Duty Centralized Electronic Service System (ACCESS). ACCESS is available to registered users at 
                    <E T="03">https://access.trade.gov.</E>
                     In addition, a complete version of the Preliminary Decision Memorandum can be accessed directly at 
                    <E T="03">https://access.trade.gov/frnotices.</E>
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         
                        <E T="03">See Certain Fatty Acids from Indonesia and Malaysia: Postponement of Preliminary Determinations in the Countervailing Duty Investigations,</E>
                         91 FR 23061 (April 29, 2026).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See</E>
                         Memorandum, “Decision Memorandum for the Preliminary Affirmative Determination of the Countervailing Duty Investigation of Certain Fatty Acids from Indonesia,” dated concurrently with, and hereby adopted by, this notice (Preliminary Decision Memorandum).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Scope of the Investigation</HD>
                <P>
                    The product covered by this investigation is fatty acids from 
                    <PRTPAGE P="46410"/>
                    Indonesia. For a complete description of the scope of this investigation, 
                    <E T="03">see</E>
                     Appendix I.
                </P>
                <HD SOURCE="HD1">Scope Comments</HD>
                <P>
                    In accordance with the preamble to Commerce's regulations,
                    <SU>4</SU>
                    <FTREF/>
                     the 
                    <E T="03">Initiation Notice</E>
                     set aside a period of time for parties to raise issues regarding product coverage, (
                    <E T="03">i.e.,</E>
                     scope).
                    <SU>5</SU>
                    <FTREF/>
                     Certain interested parties commented on the scope of the investigation, as it appeared in the 
                    <E T="03">Initiation Notice.</E>
                     Commerce intends to issue its preliminary decision regarding comments concerning the scope of the less-than-fair-value (LTFV) and countervailing duty (CVD) investigations on or before the preliminary determinations of the companion Indonesia and Malaysia LTFV investigations.
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See Antidumping Duties; Countervailing Duties, Final Rule,</E>
                         62 FR 27296, 27323 (May 19, 1997).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See Initiation Notice.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Methodology</HD>
                <P>
                    Commerce is conducting this investigation in accordance with section 701 of the Act. For each of the subsidy programs found to be countervailable, Commerce preliminarily determines that there is a subsidy, 
                    <E T="03">i.e.,</E>
                     a financial contribution by an “authority” that gives rise to a benefit to the recipient, and that the subsidy is specific.
                    <SU>6</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         sections 771(5)(B) and (D) of the Act regarding financial contribution; section 771(5)(E) of the Act regarding benefit; and section 771(5A) of the Act regarding specificity.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Critical Circumstances</HD>
                <P>Consistent with 19 CFR 351.206(c)(2)(ii), because the petitioner filed its critical circumstances allegation less than 20 days before the due date for issuing the preliminary determination in this investigation, unless the deadline is extended, we will issue a standalone preliminary determination regarding critical circumstances no later than July 29, 2026, which is 30 days after the date on which the petitioner filed its critical circumstances allegation with Commerce.</P>
                <HD SOURCE="HD1">Alignment</HD>
                <P>
                    As noted in the Preliminary Decision Memorandum, in accordance with section 705(a)(1) of the Act and 19 CFR 351.210(b)(4), Commerce is aligning the final CVD determination in this investigation with the final determination in the companion LTFV investigation of fatty acids from Indonesia based on a request made by Vantage Specialty Chemicals, Inc. (the petitioner).
                    <SU>7</SU>
                    <FTREF/>
                     Consequently, the final CVD determination will be issued on the same date as the final LTFV determination, which is currently scheduled to be issued no later than November 30, 2026, unless postponed.
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See</E>
                         Petitioner's Letter, “Petitioner's Request to Align Final Countervailing Duty Determinations with the Companion Antidumping Duty Final Determinations,” dated July 1, 2026.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">All-Others Rate</HD>
                <P>
                    Sections 703(d) and 705(c)(5)(A) of the Act provide that in the preliminary determination, Commerce shall determine an estimated all-others rate for companies not individually examined. This rate shall be an amount equal to the weighted average of the estimated subsidy rates established for those companies individually examined, excluding any zero and 
                    <E T="03">de minimis</E>
                     rates and any rates based entirely under section 776 of the Act.
                </P>
                <P>
                    In this investigation, Commerce calculated individual estimated countervailable subsidy rates for Wilmar and PT Musim Mas (Musim Mas) that are not zero, 
                    <E T="03">de minimis,</E>
                     or based entirely on facts otherwise available. Commerce calculated the all-others rate using a weighted average of the estimated subsidy rates calculated for the individually examined respondents using each company's publicly-ranged values for its sales of the merchandise under consideration.
                    <SU>8</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         With two respondents under examination, Commerce normally calculates: (A) a weighted-average of the estimated subsidy rates calculated for the examined respondents; (B) a simple average of the estimated subsidy rates calculated for the examined respondents; and (C) a weighted-average of the estimated subsidy rates calculated for the examined respondents using each company's publicly-ranged U.S. sale values for the merchandise under consideration. Commerce then compares (B) and (C) to (A) and selects the rate closest to (A) as the most appropriate rate for all other producers and exporters. 
                        <E T="03">See, e.g., Ball Bearings and Parts Thereof from France, Germany, Italy, Japan, and the United Kingdom: Final Results of Antidumping Duty Administrative Reviews, Final Results of Changed-Circumstances Review, and Revocation of an Order in Part,</E>
                         75 FR 53661, 53662 (September 1, 2010), and accompanying Issues and Decision Memorandum at Comment 1. As complete publicly ranged sales data are on the record, Commerce based the all-others rate on the publicly ranged sales data of the mandatory respondents. For a complete analysis of the data, 
                        <E T="03">see</E>
                         the All-Others Rate Calculation Memorandum.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Preliminary Determination</HD>
                <P>Commerce preliminarily determines that the following estimated countervailable subsidy rates exist:</P>
                <GPOTABLE COLS="2" OPTS="L2,nj,tp0,i1" CDEF="s25,9">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Company</CHED>
                        <CHED H="1">
                            Subsidy rate
                            <LI>(percent</LI>
                            <LI>
                                <E T="03">ad valorem</E>
                                )
                            </LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">
                            PT Musim Mas 
                            <SU>9</SU>
                        </ENT>
                        <ENT>16.47</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            PT Wilmar Nabati Indonesia 
                            <SU>10</SU>
                        </ENT>
                        <ENT>16.48</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">All Others</ENT>
                        <ENT>16.48</ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">
                    Suspension of Liquidation
                    <FTREF/>
                </HD>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         As discussed in the Preliminary Decision Memorandum, Commerce found the following companies to be cross-owned with Musim Mas: PT Intibenua Perkasatama, PT Wira Inno Mas, PT Musim Mas Resources, Musim Mas Holdings Pte. Ltd, Inter-Continental Oils &amp; Fats Pte. Ltd., PT Sukajadi Sawit Mekar, and PT Maju Aneka Sawit.
                    </P>
                    <P>
                        <SU>10</SU>
                         As discussed in the Preliminary Decision Memorandum, Commerce found the following companies to be cross-owned with PT Wilmar Nabati Indonesia: Wilmar Trading Pte Ltd, Wilmar Oleo North America, Volac Wilmar Feed Ingredients Sdn. Bhd., Wilmar International Limited, PT Sinar Alam Permai, and PT Multimas Nabati Asahan.
                    </P>
                </FTNT>
                <P>
                    In accordance with section 703(d)(2) of the Act, Commerce will direct U.S. Customs and Border Protection (CBP) to suspend liquidation of entries of subject merchandise as described in the scope of the investigation entered, or withdrawn from warehouse, for consumption on or after the date of publication of this notice in the 
                    <E T="04">Federal Register</E>
                    . Further, pursuant to section 703(d)(1)(B) of the Act and 19 CFR 351.107(e), Commerce will instruct CBP to require a cash deposit equal to the estimated company-specific countervailable subsidy rate or the estimated all-others rate, as follows: (1) the cash deposit rate for the respondents listed above will be equal to the company-specific estimated individual countervailable subsidy rates determined in this preliminary determination; (2) if both the producer and exporter of the subject merchandise have company-specific estimated subsidy rates determined in this preliminary determination, and their rates differ, then the applicable cash deposit rate will be the higher of these two rates; (3) if either the producer or the exporter, but not both, of the subject merchandise have a company-specific estimated subsidy rate determined in this preliminary determination, the applicable cash deposit rate will be that company's company-specific rate; and (4) the cash deposit rate for all other producers and exporters will be equal to the estimated all-others subsidy rate.
                </P>
                <HD SOURCE="HD1">Disclosure</HD>
                <P>
                    Commerce intends to disclose its calculations and analysis performed in this preliminary determination to parties to the proceeding within five days of its public announcement of the preliminary determination, or if there is no public announcement, within five days of the date of publication of this notice in the 
                    <E T="04">Federal Register</E>
                     in accordance with 19 CFR 351.224(b).
                </P>
                <P>
                    Consistent with 19 CFR 351.224(e), Commerce will analyze and, if appropriate, correct any timely allegations of significant ministerial 
                    <PRTPAGE P="46411"/>
                    errors by amending the preliminary determination. However, consistent with 19 CFR 351.224(d), following the preliminary determination Commerce will not consider incomplete ministerial error allegations that do not address the significance standard under 19 CFR 351.224(g). Instead, Commerce will address such allegations in the final determination together with issues raised in the case briefs or other written comments.
                </P>
                <HD SOURCE="HD1">Verification</HD>
                <P>As provided in section 782(i)(1) of the Act, Commerce intends to verify the information relied upon in making its final determination.</P>
                <HD SOURCE="HD1">Public Comment</HD>
                <P>
                    Case briefs or other written comments may be submitted to the Assistant Secretary for Enforcement and Compliance no later than seven days after the date on which the last verification report is issued in this investigation. A timeline for the submission of case briefs and written comments will be issued at a later date. Rebuttal briefs, limited to issues raised in the case briefs, may be filed not later than five days after the date for filing case briefs.
                    <SU>11</SU>
                    <FTREF/>
                     Interested parties who submit case briefs or rebuttal briefs in this investigation must submit: (1) a table of contents listing each issue; and (2) a table of authorities.
                    <SU>12</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">See</E>
                         19 CFR 351.309(d); 
                        <E T="03">see also Administrative Protective Order, Service, and Other Procedures in Antidumping and Countervailing Duty Proceedings,</E>
                         88 FR 67069, 67077 (September 29, 2023) (
                        <E T="03">APO and Service Final Rule</E>
                        ).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">See</E>
                         19 CFR 351.309(c)(2) and (d)(2).
                    </P>
                </FTNT>
                <P>
                    As provided under 19 CFR 351.309(c)(2)(iii) and (d)(2)(iii), we request that interested parties provide at the beginning of their briefs a public, executive summary for each issue raised in their briefs.
                    <SU>13</SU>
                    <FTREF/>
                     Further, we request that interested parties limit their executive summary of each issue to no more than 450 words, not including citations. We intend to use the executive summaries as the basis of the comment summaries included in the issues and decision memorandum that will accompany the final determination in this investigation. We request that interested parties include footnotes for relevant citations in the executive summary of each issue. Note that Commerce has amended certain of its requirements pertaining to the service of documents in 19 CFR 351.303(f).
                    <SU>14</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         We use the term “issue” here to describe an argument that Commerce would normally address in a comment of the Issues and Decision Memorandum.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         
                        <E T="03">See APO and Service Final Rule.</E>
                    </P>
                </FTNT>
                <P>Pursuant to 19 CFR 351.310(c), interested parties who wish to request a hearing, limited to issues raised in the case and rebuttal briefs, must submit a written request to the Assistant Secretary for Enforcement and Compliance, U.S. Department of Commerce within 30 days after the date of publication of this notice. Requests should contain the party's name, address, and telephone number, the number of participants, whether any participant is a foreign national, and a list of the issues to be discussed. If a request for a hearing is made, Commerce intends to hold the hearing at a time and date to be determined. Parties should confirm by telephone the date, time, and location of the hearing two days before the scheduled date.</P>
                <HD SOURCE="HD1">U.S. International Trade Commission Notification</HD>
                <P>In accordance with section 703(f) of the Act, Commerce will notify the U.S. International Trade Commission (ITC) of its determination. If the final determination is affirmative, the ITC will determine before the later of 120 days after the date of this preliminary determination or 45 days after the final determination whether imports of fatty acids from Indonesia are materially injuring, or threaten material injury to, the U.S. industry.</P>
                <HD SOURCE="HD1">Notification to Interested Parties</HD>
                <P>This determination is issued and published pursuant to sections 703(f) and 777(i) of the Act and 19 CFR 351.205(c).</P>
                <SIG>
                    <DATED>Dated: July 17, 2026.</DATED>
                    <NAME>Christopher Abbott,</NAME>
                    <TITLE>Deputy Assistant Secretary for Policy and Negotiations, performing the non-exclusive functions and duties of the Assistant Secretary for Enforcement and Compliance.</TITLE>
                </SIG>
                <HD SOURCE="HD1">Appendix I</HD>
                <EXTRACT>
                    <HD SOURCE="HD1">Scope of the Investigation</HD>
                    <P>
                        The merchandise subject to this investigation is certain fatty acids, which are organic acids made of a hydrocarbon chain with a carboxylic acid group (
                        <E T="03">i.e.,</E>
                         an organic acid that contains a carboxyl group (-C(=O)-OH) attached to an R-group, sometimes also written as R-COOH, R-C(O)OH, or R-CO
                        <E T="52">2</E>
                         H) at one end with a carbon chain length (
                        <E T="03">i.e.,</E>
                         the number of carbon atoms in the fatty acid chain) of C6, C8, C10, C12, C14, C16, or C18, with an iodine value below 105 g/100 g and with a ratio of free fatty acids to triglycerides (also known as the “degree of split” or DoS) of at least 97 percent, including single fatty acid (also referred to as “pure cut”), and blends containing a combination of two or more carbon chain lengths.
                    </P>
                    <P>Certain fatty acids covered by the scope range in physical form from low viscosity liquids to solids. Certain fatty acids are covered by the scope of this investigation irrespective of whether they have gone through a distillation process and regardless of acid content, reactivity, functionality, freeze stability, heat stability, physical form, viscosity, grade, purity, molecular weight, or packaging.</P>
                    <P>Certain fatty acids may contain additives, such as catalysts, solvents, antioxidants, fire retardants, colorants, pigments, diluents, thickeners, fillers, softeners, and toughening agents.</P>
                    <P>The scope includes merchandise matching the above description that has been processed in a third country, including by commingling, diluting, introducing or removing additives, or performing any other processing that would not otherwise remove the merchandise from the scope of the investigation if performed in the subject country.</P>
                    <P>The scope also includes certain fatty acids that are commingled or blended with certain fatty acids from sources not subject to this investigation. Only the subject component of such commingled products is covered by the scope of this investigation.</P>
                    <P>Certain fatty acids covered by the scope are also commonly called pure, pure cut, fractionated, or distilled fatty acid or mixed, mixed cut, or blended fatty acid, with the terms pure, pure cut, fractionated, and distilled typically referring to specific single-chain fatty acids that have been separated from a mixed natural source such as animal fat or vegetable oil using processes like hydrolysis (the breakdown of fat molecules by water, catalyzed by acid, base, or enzymes (lipases) to yield glycerol and free fatty acids), distillation, and crystallization, and the terms mixed or mixed cut referring to combinations, blends or mixtures of different single-chain fatty acids also derived from a natural source such as animal fat or vegetable oil using processes like hydrolysis, distillation, and crystallization. Common names for pure, pure cut, fractionated, or distilled fatty acids forms include stearic acid and oleic acid. Common names for mixed or mixed cut fatty acids include coconut fatty acid, hardened coconut fatty acid, topped coconut fatty acid, topped hardened coconut fatty acid, palm kernel fatty acid, hardened palm kernel fatty acid, topped palm kernel fatty acid, topped hardened palm kernel fatty acid, palm fatty acid, palm stearin fatty acid, palm fatty acid distillate, and palm olein fatty acid. Certain fatty acids covered by the scope are normally associated with Chemical Abstracts Service (CAS) registry numbers 57-11-4, 112-80-1, 61790-38-3, 67701-05-7, 67701-06-8, 67707-01-3, 68938-15-8, 101403-98-9, 91771-90-3, 90990-15-1, 68440-15-3, 98106-68-4, 98106-66-2, 90990-08-1, and 90990-08-2 but several others may also be used.</P>
                    <P>
                        Specifically excluded from the scope are certain fatty acids containing 90 percent or more, by weight, of fatty acids with carbon chain lengths of C6, C8, or C10 (or any combination thereof). The scope also does not include mixtures of certain fatty acids with other materials, when the combined certain fatty acids component comprises less than 80 percent of the total weight of the mixture.
                        <PRTPAGE P="46412"/>
                    </P>
                    <P>The merchandise is currently classifiable under Harmonized Tariff Schedule of the United States (HTSUS) subheadings 2915.70.0110, 2915.70.0120, 2915.70.0150, 2915.90.1010, 2915.90.1050, 2916.15.1000, 2916.15.5100, 3823.11.0000, 3823.12.0000, 3823.19.2000, and 3823.19.4000 and may also enter under 3824.99.4190.</P>
                    <P>The HTSUS subheadings set forth above are provided for convenience and customs purposes only. The written description of the scope is dispositive.</P>
                </EXTRACT>
                <HD SOURCE="HD1">Appendix II</HD>
                <EXTRACT>
                    <HD SOURCE="HD1">List of Topics Discussed in the Preliminary Decision Memorandum</HD>
                    <FP SOURCE="FP-2">I. Summary</FP>
                    <FP SOURCE="FP-2">II. Background</FP>
                    <FP SOURCE="FP-2">III. Injury Test</FP>
                    <FP SOURCE="FP-2">IV. Diversification of Indonesia's Economy</FP>
                    <FP SOURCE="FP-2">V. Subsidies Valuation</FP>
                    <FP SOURCE="FP-2">VI. Benchmarks and Interest Rates</FP>
                    <FP SOURCE="FP-2">VII. Analysis of Programs</FP>
                    <FP SOURCE="FP-2">VIII. Recommendation</FP>
                </EXTRACT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14871 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>Patent and Trademark Office</SUBAGY>
                <DEPDOC>[Docket No.: PTO-P-2026-0499]</DEPDOC>
                <SUBJECT>Grant of Interim Extension of the Term of U.S. Patent No. 8,461,196; Centanafadine Hydrochloride</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>United States Patent and Trademark Office; Department of Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of interim patent term extension.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The United States Patent and Trademark Office has issued an order granting a one-year interim extension of the term of U.S. Patent No. 8,461,196 (`196 patent).</P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Raul Tamayo, Senior Legal Advisor, Office of Patent Legal Administration, at 571-272-7728 or 
                        <E T="03">raul.tamayo@uspto.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>35 U.S.C. 156 generally provides that the term of a patent may be extended for a period of up to five years, if the patent claims a product, or a method of making or using a product, that has been subject to certain defined regulatory review. 35 U.S.C. 156(d)(5) generally provides that the term of such a patent may be extended for no more than five interim periods of up to one year each, if the approval phase of the regulatory review period (RRP) is reasonably expected to extend beyond the expiration date of the patent.</P>
                <P>
                    On July 7, 2026, Otsuka Pharmaceutical Co., Ltd., the agent of the owner of record of the `196 patent, 
                    <E T="03">i.e.,</E>
                     Otsuka America Pharmaceutical, Inc., timely filed an application under 35 U.S.C. 156(d)(5) for a first interim extension of the term of the `196 patent. The `196 patent claims the drug product centanafadine hydrochloride. The application indicates that a RRP as described in 35 U.S.C. 156(g)(1)(B)(ii) for centanafadine hydrochloride is ongoing before the Food and Drug Administration for permission to market and use the drug product commercially.
                </P>
                <P>
                    Review of the application indicates that, except for permission to market or use the drug product commercially, the `196 patent would be eligible for an extension of its term under 35 U.S.C. 156. Because it appears reasonable to expect that the RRP will continue beyond the original expiration date of the `196 patent, 
                    <E T="03">i.e.,</E>
                     July 25, 2026, interim extension of the patent's term under 35 U.S.C. 156(d)(5) is appropriate.
                </P>
                <P>A first interim extension under 35 U.S.C. 156(d)(5) of the term of U.S. Patent No. 8,461,196 is granted for a period of one year from the original expiration date of the patent.</P>
                <SIG>
                    <NAME>Stefanos Karmis,</NAME>
                    <TITLE>Acting Deputy Commissioner for Patents, United States Patent and Trademark Office.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14941 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-16-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>Patent and Trademark Office</SUBAGY>
                <DEPDOC>[Docket No.: PTO-P-2026-0497]</DEPDOC>
                <SUBJECT>Grant of Interim Extension of the Term of U.S. Patent No. 9,737,506; Centanafadine Hydrochloride</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>United States Patent and Trademark Office; Department of Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of interim patent term extension.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The United States Patent and Trademark Office has issued an order granting a one-year interim extension of the term of U.S. Patent No. 9,737,506 (`506 patent).</P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Raul Tamayo, Senior Legal Advisor, Office of Patent Legal Administration, at 571-272-7728 or 
                        <E T="03">raul.tamayo@uspto.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>35 U.S.C. 156 generally provides that the term of a patent may be extended for a period of up to five years, if the patent claims a product, or a method of making or using a product, that has been subject to certain defined regulatory review. 35 U.S.C. 156(d)(5) generally provides that the term of such a patent may be extended for no more than five interim periods of up to one year each, if the approval phase of the regulatory review period (RRP) is reasonably expected to extend beyond the expiration date of the patent.</P>
                <P>
                    On July 7, 2026, Otsuka Pharmaceutical Co., Ltd., the agent of the owner of record of the `506 patent, 
                    <E T="03">i.e.,</E>
                     Otsuka America Pharmaceutical, Inc., timely filed an application under 35 U.S.C. 156(d)(5) for a first interim extension of the term of the `506 patent. The `506 patent claims methods of using the drug product centanafadine hydrochloride. The application indicates that a RRP as described in 35 U.S.C. 156(g)(1)(B)(ii) for centanafadine hydrochloride is ongoing before the Food and Drug Administration for permission to market and use the drug product commercially.
                </P>
                <P>
                    Review of the application indicates that, except for permission to market or use the drug product commercially, the `506 patent would be eligible for an extension of its term under 35 U.S.C. 156. Because it appears reasonable to expect that the RRP will continue beyond the original expiration date of the `506 patent, 
                    <E T="03">i.e.,</E>
                     July 25, 2026, interim extension of the patent's term under 35 U.S.C. 156(d)(5) is appropriate.
                </P>
                <P>A first interim extension under 35 U.S.C. 156(d)(5) of the term of U.S. Patent No. 9,737,506 is granted for a period of one year from the original expiration date of the patent.</P>
                <SIG>
                    <NAME>Stefanos Karmis,</NAME>
                    <TITLE>Acting Deputy Commissioner for Patents, United States Patent and Trademark Office.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14940 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-16-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>Patent and Trademark Office</SUBAGY>
                <DEPDOC>[Docket No.: PTO-P-2026-0496]</DEPDOC>
                <SUBJECT>Grant of Interim Extension of the Term of U.S. Patent No. 8,877,798; Centanafadine Hydrochloride</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>United States Patent and Trademark Office; Department of Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of interim patent term extension.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The United States Patent and Trademark Office has issued an order granting a one-year interim extension of the term of U.S. Patent No. 8,877,798 (`798 patent).</P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Raul Tamayo, Senior Legal Advisor, Office of Patent Legal Administration, at 571-272-7728 or 
                        <E T="03">raul.tamayo@uspto.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <PRTPAGE P="46413"/>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>35 U.S.C. 156 generally provides that the term of a patent may be extended for a period of up to five years, if the patent claims a product, or a method of making or using a product, that has been subject to certain defined regulatory review. 35 U.S.C. 156(d)(5) generally provides that the term of such a patent may be extended for no more than five interim periods of up to one year each, if the approval phase of the regulatory review period (RRP) is reasonably expected to extend beyond the expiration date of the patent.</P>
                <P>
                    On July 7, 2026, Otsuka Pharmaceutical Co., Ltd., the agent of the owner of record of the `798 patent, 
                    <E T="03">i.e.,</E>
                     Otsuka America Pharmaceutical, Inc., timely filed an application under 35 U.S.C. 156(d)(5) for a first interim extension of the term of the `798 patent. The `798 patent claims the drug product centanafadine hydrochloride. The application indicates that a RRP as described in 35 U.S.C. 156(g)(1)(B)(ii) for centanafadine hydrochloride is ongoing before the Food and Drug Administration for permission to market and use the drug product commercially.
                </P>
                <P>
                    Review of the application indicates that, except for permission to market or use the drug product commercially, the `798 patent would be eligible for an extension of its term under 35 U.S.C. 156. Because it appears reasonable to expect that the RRP will continue beyond the original expiration date of the `798 patent, 
                    <E T="03">i.e.,</E>
                     July 25, 2026, interim extension of the patent's term under 35 U.S.C. 156(d)(5) is appropriate.
                </P>
                <P>A first interim extension under 35 U.S.C. 156(d)(5) of the term of U.S. Patent No. 8,877,798 is granted for a period of one year from the original expiration date of the patent.</P>
                <SIG>
                    <NAME>Stefanos Karmis,</NAME>
                    <TITLE>Acting Deputy Commissioner for Patents, United States Patent and Trademark Office.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14939 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-16-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>Patent and Trademark Office</SUBAGY>
                <DEPDOC>[Docket No.: PTO-P-2026-0498]</DEPDOC>
                <SUBJECT>Grant of Interim Extension of the Term of U.S. Patent No. 9,205,074; Centanafadine Hydrochloride</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>United States Patent and Trademark Office; Department of Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of interim patent term extension.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The United States Patent and Trademark Office has issued an order granting a one-year interim extension of the term of U.S. Patent No. 9,205,074 (`074 patent).</P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Raul Tamayo, Senior Legal Advisor, Office of Patent Legal Administration, at 571-272-7728 or 
                        <E T="03">raul.tamayo@uspto.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>35 U.S.C. 156 generally provides that the term of a patent may be extended for a period of up to five years, if the patent claims a product, or a method of making or using a product, that has been subject to certain defined regulatory review. 35 U.S.C. 156(d)(5) generally provides that the term of such a patent may be extended for no more than five interim periods of up to one year each, if the approval phase of the regulatory review period (RRP) is reasonably expected to extend beyond the expiration date of the patent.</P>
                <P>
                    On July 7, 2026, Otsuka Pharmaceutical Co., Ltd., the agent of the owner of record of the `074 patent, 
                    <E T="03">i.e.,</E>
                     Otsuka America Pharmaceutical, Inc., timely filed an application under 35 U.S.C. 156(d)(5) for a first interim extension of the term of the `074 patent. The `074 patent claims methods of using the drug product centanafadine hydrochloride. The application indicates that a RRP as described in 35 U.S.C. 156(g)(1)(B)(ii) for centanafadine hydrochloride is ongoing before the Food and Drug Administration for permission to market and use the drug product commercially.
                </P>
                <P>
                    Review of the application indicates that, except for permission to market or use the drug product commercially, the `074 patent would be eligible for an extension of its term under 35 U.S.C. 156. Because it appears reasonable to expect that the RRP will continue beyond the original expiration date of the `074 patent, 
                    <E T="03">i.e.,</E>
                     July 25, 2026, interim extension of the patent's term under 35 U.S.C. 156(d)(5) is appropriate.
                </P>
                <P>A first interim extension under 35 U.S.C. 156(d)(5) of the term of U.S. Patent No. 9,205,074 is granted for a period of one year from the original expiration date of the patent.</P>
                <SIG>
                    <NAME>Stefanos Karmis,</NAME>
                    <TITLE>Acting Deputy Commissioner for Patents, United States Patent and Trademark Office.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14938 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-16-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">COMMITTEE FOR PURCHASE FROM PEOPLE WHO ARE BLIND OR SEVERELY DISABLED</AGENCY>
                <SUBJECT>Procurement List; Proposed Additions and Deletions</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Committee for Purchase From People Who Are Blind or Severely Disabled.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed additions to and deletions from the Procurement List.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Committee is proposing to add service(s) to the Procurement List that will be furnished by nonprofit agencies employing persons who are blind or have other severe disabilities, and delete product(s) and service(s) previously furnished by such agencies.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be received on or before: August 22, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Committee for Purchase From People Who Are Blind or Severely Disabled, 250 E Street SW, Suite 3100, Washington, DC 20024.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        For further information or to submit comments contact: Michael R. Jurkowski, Telephone: (703) 489-1322, or email 
                        <E T="03">CMTEFedReg@AbilityOne.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>This notice is published pursuant to 41 U.S.C. 8503 (a)(2) and 41 CFR 51-2.3. Its purpose is to provide interested persons an opportunity to submit comments on the proposed actions.</P>
                <HD SOURCE="HD1">Additions</HD>
                <P>In accordance with 41 CFR 51-5.3(b), the Committee intends to add the service requirements listed below to the Procurement List as a mandatory purchase only for contracting activities at the locations listed with the proposed qualified nonprofit agency as the authorized source of supply. Prior to adding the service to the Procurement List, the Committee will consider other pertinent information, including information from Government personnel and relevant comments from interested parties regarding the Committee's intent to geographically limit this services requirement.</P>
                <P>The following service(s) are proposed for addition to the Procurement List for production by the nonprofit agencies listed:</P>
                <HD SOURCE="HD2">Service(s)</HD>
                <FP SOURCE="FP-2">
                    <E T="03">Service Type:</E>
                     Janitorial Service
                </FP>
                <FP SOURCE="FP-2">
                    <E T="03">Mandatory For:</E>
                     Centers for Disease Control and Prevention, Fort Collins Colorado Campus, Fort Collins, CO, 3156 Rampart Road, FORT COLLINS, CO
                </FP>
                <FP SOURCE="FP-2">
                    <E T="03">Authorized Source of Supply:</E>
                     ServiceSource, Inc., Oakton, VA
                    <PRTPAGE P="46414"/>
                </FP>
                <FP SOURCE="FP-2">
                    <E T="03">Contracting Activity:</E>
                     HEALTH AND HUMAN SERVICES, DEPARTMENT OF, CDC OFFICE OF ACQUISITION SERVICES
                </FP>
                <FP SOURCE="FP-2">
                    <E T="03">Service Type:</E>
                     Custodial Service
                </FP>
                <FP SOURCE="FP-2">
                    <E T="03">Mandatory For:</E>
                     Maryland Procurement Office
                </FP>
                <FP SOURCE="FP-2">
                    <E T="03">Authorized Source of Supply:</E>
                     Chimes District of Columbia, Baltimore, MD
                </FP>
                <FP SOURCE="FP-2">
                    <E T="03">Contracting Activity:</E>
                     Maryland Procurement Office
                </FP>
                <HD SOURCE="HD1">Deletions</HD>
                <P>The following product(s) and service(s) are proposed for deletion from the Procurement List:</P>
                <HD SOURCE="HD2">Product(s)</HD>
                <FP SOURCE="FP-2">
                    <E T="03">NSN(s)—Product Name(s):</E>
                </FP>
                <FP SOURCE="FP1-2">7045-01-705-7357—3D Printer Filament, Water Soluble, 750g of 1.75 mm</FP>
                <FP SOURCE="FP1-2">7045-01-705-7358—3D Printer Filament, Water Soluble, 750g of 2.85 mm</FP>
                <FP SOURCE="FP-2">
                    <E T="03">Authorized Source of Supply:</E>
                     North Central Sight Services, Inc., Williamsport, PA
                </FP>
                <FP SOURCE="FP-2">
                    <E T="03">Contracting Activity:</E>
                     GENERAL SERVICES ADMINISTRATION, GSA/FAS FURNITURE SYSTEMS MGT DIV
                </FP>
                <FP SOURCE="FP-2">
                    <E T="03">NSN(s)—Product Name(s):</E>
                </FP>
                <FP SOURCE="FP1-2">4240-00-NIB-0271—Kit, Conversion, Mirrored Lucite “EXIT”, Double Sided, Photoluminescent</FP>
                <FP SOURCE="FP1-2">4240-00-NIB-0272—Label, “STANDPIPE”, Adhesive Back, Photoluminescent</FP>
                <FP SOURCE="FP1-2">4240-00-NIB-0273—Label, “EMERGENCY EXIT”, Adhesive Back, Photoluminescent</FP>
                <FP SOURCE="FP1-2">4240-00-NIB-0274—Sign, “RUNNING MAN” with Directional Arrow, Photoluminescent</FP>
                <FP SOURCE="FP1-2">4240-00-NIB-0275—Sign, “FIRE EXTINGUISHER”, Photoluminescent</FP>
                <FP SOURCE="FP1-2">4240-00-NIB-0282—Sign, “FLOOR 1”, Stairwell Identifier, Photoluminescent</FP>
                <FP SOURCE="FP1-2">4240-00-NIB-0283—Sign, “FLOOR 2”, Stairwell Identifier, Photoluminescent</FP>
                <FP SOURCE="FP1-2">4240-00-NIB-0284—Sign, “FLOOR 3”, Stairwell Identifier, Photoluminescent</FP>
                <FP SOURCE="FP1-2">4240-00-NIB-0285—Sign, “FLOOR 4”, Stairwell Identifier, Photoluminescent</FP>
                <FP SOURCE="FP1-2">4240-00-NIB-0286—Sign, “FLOOR 5”, Stairwell Identifier, Photoluminescent</FP>
                <FP SOURCE="FP1-2">4240-00-NIB-0287—Sign, “FLOOR 6”, Stairwell Identifier, Photoluminescent</FP>
                <FP SOURCE="FP1-2">4240-00-NIB-0288—Sign, “FLOOR 7”, Stairwell Identifier, Photoluminescent</FP>
                <FP SOURCE="FP1-2">4240-00-NIB-0289—Sign, “FLOOR 8”, Stairwell Identifier, Photoluminescent</FP>
                <FP SOURCE="FP1-2">4240-00-NIB-0290—Sign, “FLOOR 9”, Stairwell Identifier, Photoluminescent</FP>
                <FP SOURCE="FP1-2">4240-00-NIB-0291—Sign, “FLOOR 10”, Stairwell Identifier, Photoluminescent</FP>
                <FP SOURCE="FP1-2">4240-00-NIB-0292—Sign, Side Directional Arrow, Photoluminescent</FP>
                <FP SOURCE="FP1-2">4240-00-NIB-0293—Sign, Corner Directional Arrow, Photoluminescent</FP>
                <FP SOURCE="FP1-2">4240-00-NIB-0295—Sign, “EXIT LEFT”, Photoluminescent</FP>
                <FP SOURCE="FP1-2">4240-00-NIB-0296—Sign, “EXIT RIGHT”, Photoluminescent</FP>
                <FP SOURCE="FP1-2">4240-00-NIB-0303—Sign, “EXIT”, Photoluminescent</FP>
                <FP SOURCE="FP1-2">4240-00-NIB-0304—Sign, “TIME DELAYED DOOR”, Photoluminescent</FP>
                <FP SOURCE="FP1-2">4240-00-NIB-0305—Sign, “IN CASE OF FIRE”, Photoluminescent</FP>
                <FP SOURCE="FP1-2">4240-00-NIB-0306—Sign, Custom Printed, Photoluminescent, 12″ x 9″</FP>
                <FP SOURCE="FP-2">
                    <E T="03">Authorized Source of Supply:</E>
                     CINCINNATI ASSOCIATION FOR THE BLIND AND VISUALLY IMPAIRED, Cincinnati, OH
                </FP>
                <FP SOURCE="FP-2">
                    <E T="03">Contracting Activity:</E>
                     DEPT OF DEFENSE, DLA TROOP SUPPORT
                </FP>
                <FP SOURCE="FP-2">
                    <E T="03">NSN(s)—Product Name(s):</E>
                </FP>
                <FP SOURCE="FP1-2">
                    8455-01-698-8429—Face Mask Lanyard, Black, 36″ x 
                    <FR>3/8</FR>
                    ″ with Breakaway
                </FP>
                <FP SOURCE="FP-2">
                    <E T="03">Authorized Source of Supply:</E>
                     West Texas Lighthouse for the Blind, San Angelo, TX
                </FP>
                <FP SOURCE="FP-2">
                    <E T="03">Contracting Activity:</E>
                     GENERAL SERVICES ADMINISTRATION, GSA/FSS GREATER SOUTHWEST ACQUISITI
                </FP>
                <FP SOURCE="FP-2">
                    <E T="03">NSN(s)—Product Name(s):</E>
                </FP>
                <FP SOURCE="FP1-2">9905-00-WIM-0100—Rulers, Tape Measure, Navy Reserve</FP>
                <FP SOURCE="FP1-2">9905-00-WIM-0110—Memo Pad, Mini with lines, Navy Reserve</FP>
                <FP SOURCE="FP1-2">9905-00-WIM-0115—Beads, Necklace, Navy Reserve</FP>
                <FP SOURCE="FP1-2">9905-00-WIM-0120—Bracelet, Silicon Bracelet</FP>
                <FP SOURCE="FP1-2">9905-00-WIM-0210—Keychain, Acrylic Navy Reserve</FP>
                <FP SOURCE="FP1-2">9905-00-WIM-0215—Keychain, Brass Medallion Chaplain</FP>
                <FP SOURCE="FP1-2">9905-00-WIM-0400—USB, 1GB USB Drive and case</FP>
                <FP SOURCE="FP1-2">9905-00-WIM-0405—Leave/Take-a-Penny Tray</FP>
                <FP SOURCE="FP-2">
                    <E T="03">Authorized Source of Supply:</E>
                     Industries for the Blind and Visually Impaired, Inc., West Allis, WI
                </FP>
                <FP SOURCE="FP-2">
                    <E T="03">Contracting Activity:</E>
                     DEPT OF DEFENSE, U S FLEET FORCES COMMAND
                </FP>
                <FP SOURCE="FP-2">
                    <E T="03">NSN(s)—Product Name(s):</E>
                </FP>
                <FP SOURCE="FP1-2">8470-01-092-8492—Headband, Helmet, Ground Troop/Parachutists, XS</FP>
                <FP SOURCE="FP1-2">8470-01-092-8493—Headband, Helmet, Ground Troop/Parachutists, S/M/L</FP>
                <FP SOURCE="FP1-2">8470-01-303-8946—Headband, Helmet, Ground Troop/Parachutists, XL</FP>
                <FP SOURCE="FP1-2">8470-01-526-8462—Headband, PASGT, XS/S</FP>
                <FP SOURCE="FP1-2">8470-01-526-8463—Headband, Ground Troops and Parachutists Helmet, Foliage Green</FP>
                <FP SOURCE="FP1-2">8470-01-526-8464—Headband, PASGT, L/XL</FP>
                <FP SOURCE="FP-2">
                    <E T="03">Authorized Source of Supply:</E>
                     VisionCorps, Lancaster, PA,
                </FP>
                <FP SOURCE="FP-2">
                    <E T="03">Contracting Activity:</E>
                     DEPT OF THE ARMY, W6QK ACC-APG NATICK
                </FP>
                <FP SOURCE="FP-2">
                    <E T="03">Contracting Activity:</E>
                     DEPT OF DEFENSE, DLA TROOP SUPPORT
                </FP>
                <HD SOURCE="HD2">Service(s)</HD>
                <FP SOURCE="FP-2">
                    <E T="03">Service Type:</E>
                     Janitorial/Custodial
                </FP>
                <FP SOURCE="FP-2">
                    <E T="03">Mandatory For:</E>
                     US Army Reserve, William H. Seward AFRC, Mattydale, NY, 1099 East Molloy Road, Mattydale, NY
                </FP>
                <FP SOURCE="FP-2">
                    <E T="03">Authorized Source of Supply:</E>
                     Oswego Industries, Inc., Fulton, NY
                </FP>
                <FP SOURCE="FP-2">
                    <E T="03">Contracting Activity:</E>
                     DEPT OF THE ARMY, W6QK ACC-PICA
                </FP>
                <SIG>
                    <NAME>Michael R. Jurkowski,</NAME>
                    <TITLE>Director, Business Operations.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14874 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6353-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">COMMITTEE FOR PURCHASE FROM PEOPLE WHO ARE BLIND OR SEVERELY DISABLED</AGENCY>
                <SUBJECT>Procurement List; Deletions</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Committee for Purchase From People Who Are Blind or Severely Disabled.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Deletions from the Procurement List.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This action deletes product(s) from the Procurement List that were furnished by nonprofit agencies employing persons who are blind or have other severe disabilities.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        <E T="03">Date added to and deleted from the Procurement List:</E>
                         August 22, 2026.
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Committee for Purchase From People Who Are Blind or Severely Disabled, 250 E Street SW, Suite 3100, Washington, DC 20024.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        For further information or to submit comments contact: Michael R. Jurkowski, Telephone: (703) 489-1322, or email 
                        <E T="03">CMTEFedReg@AbilityOne.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">
                    SUPPLEMENTARY INFORMATION:
                    <PRTPAGE P="46415"/>
                </HD>
                <HD SOURCE="HD1">Deletions</HD>
                <P>On June 18, 2026 (91 FR 36809), the Committee for Purchase From People Who Are Blind or Severely Disabled published notice of proposed deletions from the Procurement List. This notice is published pursuant to 41 U.S.C. 8503(a)(2) and 41 CFR 51-2.3.</P>
                <P>After consideration of the relevant matter presented, the Committee has determined that the product(s) listed below are no longer suitable for procurement by the Federal Government under 41 U.S.C. 8501-8506 and 41 CFR 51-2.4.</P>
                <HD SOURCE="HD2">Regulatory Flexibility Act Certification</HD>
                <P>I certify that the following action will not have a significant impact on a substantial number of small entities. The major factors considered for this certification were:</P>
                <P>1. The action will not result in additional reporting, recordkeeping or other compliance requirements for small entities.</P>
                <P>2. The action may result in authorizing small entities to furnish the product(s) to the Government.</P>
                <P>3. There are no known regulatory alternatives which would accomplish the objectives of the Javits-Wagner-O'Day Act (41 U.S.C. 8501-8506) in connection with the product(s) deleted from the Procurement List.</P>
                <HD SOURCE="HD2">End of Certification</HD>
                <P>Accordingly, the following product(s) are deleted from the Procurement List:</P>
                <HD SOURCE="HD2">Product(s)</HD>
                <FP SOURCE="FP-2">
                    <E T="03">NSN(s)—Product Name(s):</E>
                </FP>
                <FP SOURCE="FP1-2">8415-01-515-4662—Cover, Advanced Combat Helmet, Reversible, Woodland/Desert Camouflage, S/M</FP>
                <FP SOURCE="FP1-2">8415-01-515-4663—Cover, Advanced Combat Helmet, Reversible, Woodland/Desert Camouflage, L/XL</FP>
                <FP SOURCE="FP1-2">8415-01-592-2218—Cover, Advanced Combat Helmet, No Comm Flap, OEFCP, S/M</FP>
                <FP SOURCE="FP1-2">8415-01-592-2220—Cover, Advanced Combat Helmet, No Comm Flap, OEFCP, L/XL</FP>
                <FP SOURCE="FP1-2">8415-01-F-05-2290—Cover, Enhanced Combat Helmet, Operational Camouflage Pattern—6 Color, L/XL</FP>
                <FP SOURCE="FP1-2">8415-01-F-05-2291—Cover, Enhanced Combat Helmet, Operational Camouflage Pattern—6 Color, XXL</FP>
                <FP SOURCE="FP1-2">8415-01-F-05-2292—Cover, Enhanced Combat Helmet, Operational Camouflage Pattern—6 Color, S/M</FP>
                <FP SOURCE="FP-2">
                    <E T="03">Authorized Source of Supply:</E>
                     Lions Volunteer Blind Industries, Inc., Morristown, TN
                </FP>
                <FP SOURCE="FP-2">
                    <E T="03">Contracting Activity:</E>
                     DEPT OF DEFENSE, DLA TROOP SUPPORT
                </FP>
                <FP SOURCE="FP-2">
                    <E T="03">Contracting Activity:</E>
                     DEPT OF THE ARMY, W6QK ACC-APG NATICK
                </FP>
                <SIG>
                    <NAME>Michael R. Jurkowski,</NAME>
                    <TITLE>Director, Business Operations.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14875 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6353-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF DEFENSE </AGENCY>
                <SUBAGY>Office of the Secretary </SUBAGY>
                <DEPDOC>[Docket ID: DoD-2026-OS-1552]</DEPDOC>
                <SUBJECT>Privacy Act of 1974; System of Records; Correction</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Defense Logistics Agency, Department of Defense (DoD).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Rescindment of a system of records notice (SORN); correction.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P> On July 16, 2026, DoD published a notice titled Privacy Act of 1974; System of Records. Subsequent to publication of the notice, DoD realized the effective date was not correct. This notice corrects the effective date. All other information in the published notice remains the same.  </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The rescindment of these SORNs is effective July 16, 2026.  </P>
                </DATES>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P> On July 16, 2026, DoD published a notice titled “Privacy Act of 1974; System of Records” (91 FR 43626). The effective date erroneously published as August 17, 2026.</P>
                <P>
                    On page 43626, in the second column, in the 
                    <E T="02">DATES</E>
                     section, in the second line, “August 17, 2026” is corrected to read “July 16, 2026.”
                </P>
                <SIG>
                    <DATED>Dated: July 21, 2026.</DATED>
                    <NAME>Aaron T. Siegel,</NAME>
                    <TITLE>Alternate OSD Federal Register Liaison Officer, Department of Defense.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14914 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6001-FR-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF EDUCATION</AGENCY>
                <DEPDOC>[Docket No.: ED-2026-SCC-1519]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Submission to the Office of Management and Budget for Review and Approval; Comment Request; Loan Rehabilitation: Reasonable and Affordable Payments</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Student Aid (FSA), Department of Education (ED).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In accordance with the Paperwork Reduction Act (PRA) of 1995, the Department is proposing a reinstatement with change of a previously approved information collection request (ICR).</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Interested persons are invited to submit comments on or before August 24, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Written comments and recommendations for proposed information collection requests should be submitted within 30 days of publication of this notice. Click on this link 
                        <E T="03">www.reginfo.gov/public/do/PRAMain</E>
                         to access the site. Find this information collection request (ICR) by selecting “Department of Education” under “Currently Under Review,” then check the “Only Show ICR for Public Comment” checkbox. 
                        <E T="03">Reginfo.gov</E>
                        provides two links to view documents related to this information collection request. Information collection forms and instructions may be found by clicking on the “View Information Collection (IC) List” link. Supporting statements and other supporting documentation may be found by clicking on the “View Supporting Statement and Other Documents” link.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>For specific questions related to collection activities, please contact Carolyn Rose, 202-453-5967.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The Department is especially interested in public comment addressing the following issues: (1) is this collection necessary to the proper functions of the Department; (2) will this information be processed and used in a timely manner; (3) is the estimate of burden accurate; (4) how might the Department enhance the quality, utility, and clarity of the information to be collected; and (5) how might the Department minimize the burden of this collection on the respondents, including through the use of information technology. Please note that written comments received in response to this notice will be considered public records.</P>
                <P>
                    <E T="03">Title of Collection:</E>
                     Loan Rehabilitation: Reasonable and Affordable Payments.
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     1845-0120.
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     A reinstatement with change of a previously approved ICR.
                </P>
                <P>
                    <E T="03">Respondents/Affected Public:</E>
                     Individuals and Households.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Annual Responses:</E>
                     139,000.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Annual Burden Hours:</E>
                     139,000.
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     This is a request for an reinstatement with change of the 
                    <PRTPAGE P="46416"/>
                    information collection for the form used to obtain standardized financial information from borrowers with defaulted Direct Loan (DL) or Federal Family Education Loan (FFEL) Program loans. This information is used by either the U.S. Department of Education (the Department) or a guaranty agency to make a determination of a reasonable and affordable monthly loan payment which if made according to the agreed schedule would afford defaulted borrowers an opportunity for loan rehabilitation.
                </P>
                <P>The One Big Beautiful Bill Act (OBBBA) signed into law on July 4, 2025, made statutory changes that require updates to the 1845-0120 Loan Rehabilitation: Reasonable and Affordable Payments collection. This revision to this information collection package reflect the statutory changes made by the OBBBA for the 2026-27 award year. The Department plans to submit another revision to this form for public comment next year to amend the form for changes that begin in the 2027-28 award year.</P>
                <SIG>
                    <NAME>Ross Santy,</NAME>
                    <TITLE>Chief Data Officer, Office of Planning, Evaluation and Policy Development.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14932 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF EDUCATION</AGENCY>
                <DEPDOC>[Docket No.: ED-2026-SCC-1684]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Submission to the Office of Management and Budget for Review and Approval; Comment Request; ED-524 Budget Information Non-Construction Programs Form and Instructions</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of the Secretary (OS), Department of Education (ED).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In accordance with the Paperwork Reduction Act (PRA) of 1995, the Department is proposing an extension without change of a currently approved information collection request (ICR).</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Interested persons are invited to submit comments on or before August 24, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Written comments and recommendations for proposed information collection requests should be submitted within 30 days of publication of this notice. Click on this link 
                        <E T="03">www.reginfo.gov/public/do/PRAMain</E>
                         to access the site. Find this information collection request (ICR) by selecting “Department of Education” under “Currently Under Review,” then check the “Only Show ICR for Public Comment” checkbox. 
                        <E T="03">Reginfo.gov</E>
                        provides two links to view documents related to this information collection request. Information collection forms and instructions may be found by clicking on the “View Information Collection (IC) List” link. Supporting statements and other supporting documentation may be found by clicking on the “View Supporting Statement and Other Documents” link.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>For specific questions related to collection activities, please contact Kelly Terpak, (202) 205-5231.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The Department is especially interested in public comment addressing the following issues: (1) is this collection necessary to the proper functions of the Department; (2) will this information be processed and used in a timely manner; (3) is the estimate of burden accurate; (4) how might the Department enhance the quality, utility, and clarity of the information to be collected; and (5) how might the Department minimize the burden of this collection on the respondents, including through the use of information technology. Please note that written comments received in response to this notice will be considered public records.</P>
                <P>
                    <E T="03">Title of Collection:</E>
                     ED-524 Budget Information Non-Construction Programs Form and Instructions.
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     1894-0008.
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Extension without change of a currently approved ICR.
                </P>
                <P>
                    <E T="03">Respondents/Affected Public:</E>
                     Private Sector.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Annual Responses:</E>
                     8,800.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Annual Burden Hours:</E>
                     154,000.
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     The ED 524 form and instructions are included in U.S. Department of Education (ED) discretionary grant application packages and are needed in order for applicants to submit summary-level budget data by budget category, as well as a detailed budget narrative, to request and justify their proposed grant budgets as part of their grant applications. At the time of application, ED applicants submit budget information on the ED 524 for both Federal funds requested and for the non-Federal match or cost-sharing funds they are committing to the proposed project (either statutorily required or provided as a voluntary commitment) for each budget period of a multi-year project. Please note that Education Department General Administrative Regulations (EDGAR),(34 CFR 75.117) requires that an applicant that proposes a multi-year project must include in its application a budget narrative accompanied by a budget form prescribed by the Secretary, that provides budget information for each budget period of the proposed project period. In order to prepare the non-Federal portion of the budget for the ED 524, the applicant must already have had this information on hand in their internal grant accounting records. Under Uniform Administrative Requirements, 2 CFR 200.306, as applicable, a grantee is required to maintain this information regarding cost-sharing and matching resources.
                </P>
                <SIG>
                    <NAME>Ross Santy,</NAME>
                    <TITLE>Chief Data Officer, Office of Planning, Evaluation and Policy Development.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14945 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4000-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF EDUCATION</AGENCY>
                <DEPDOC>[Docket No.: ED-2026-SCC-1651]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Submission to the Office of Management and Budget for Review and Approval; Comment Request; Borrower Defense to Loan Repayment Universal Forms</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Student Aid (FSA), Department of Education (ED).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In accordance with the Paperwork Reduction Act (PRA) of 1995, the Department is proposing an extension without change of a currently approved information collection request (ICR).</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Interested persons are invited to submit comments on or before August 24, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Written comments and recommendations for proposed information collection requests should be submitted within 30 days of publication of this notice. Click on this link 
                        <E T="03">www.reginfo.gov/public/do/PRAMain</E>
                         to access the site. Find this information collection request (ICR) by selecting “Department of Education” under “Currently Under Review,” then check the “Only Show ICR for Public Comment” checkbox. 
                        <E T="03">Reginfo.gov</E>
                        provides two links to view documents related to this information collection request. Information collection forms and instructions may be found by clicking on the “View Information Collection (IC) List” link. Supporting statements and other supporting documentation may be 
                        <PRTPAGE P="46417"/>
                        found by clicking on the “View Supporting Statement and Other Documents” link.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>For specific questions related to collection activities, please contact Carolyn Rose, (202) 453-5967.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The Department is especially interested in public comment addressing the following issues: (1) is this collection necessary to the proper functions of the Department; (2) will this information be processed and used in a timely manner; (3) is the estimate of burden accurate; (4) how might the Department enhance the quality, utility, and clarity of the information to be collected; and (5) how might the Department minimize the burden of this collection on the respondents, including through the use of information technology. Please note that written comments received in response to this notice will be considered public records.</P>
                <P>
                    <E T="03">Title of Collection:</E>
                     Borrower Defense to Loan Repayment Universal Forms.
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     1845-0163.
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Extension without change of a currently approved ICR.
                </P>
                <P>
                    <E T="03">Respondents/Affected Public:</E>
                     Individuals or Households.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Annual Responses:</E>
                     83,750.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Annual Burden Hours:</E>
                     217,750.
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     This is a request for a renewal without change of 1845-0163 Borrower Defense to Loan Repayment Universal Forms. The Department uses the information provided on the Universal Borrower Defense Application and Request for Reconsideration forms to determine eligibility for a borrower defense discharge.
                </P>
                <SIG>
                    <NAME>Ross Santy,</NAME>
                    <TITLE>Chief Data Officer, Office of Planning, Evaluation and Policy Development.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14933 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4000-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <SUBJECT>Combined Notice of Filings</SUBJECT>
                <P>Take notice that the Commission has received the following Natural Gas Pipeline Rate and Refund Report filings:</P>
                <HD SOURCE="HD1">Filings Instituting Proceedings</HD>
                <P>
                    <E T="03">Docket Numbers:</E>
                     RP26-978-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Viking Gas Transmission Company.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Compliance filing: Conforming Displacement Agreement—J. Aron Company to be effective N/A.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/16/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260716-5120.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. 7/28/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     RP26-979-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                    Tres Palacios Gas Storage LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     § 4(d) Rate Filing: TPGS No-Notice Storage Service Modifications to be effective 4/1/2027.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5122.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. 7/29/26.
                </P>
                <P>Take notice that the Commission has received the following Complaints filings:</P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     RP26-980-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                    M4 Energy, LLC v. Equitrans, L.P.
                </P>
                <P>
                    <E T="03">Description:</E>
                      
                    <E T="03">Complaint of M4 Energy, LLC</E>
                     v. 
                    <E T="03">Equitrans, L.P.</E>
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5244.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. 8/17/26.
                </P>
                <P>Any person desiring to intervene, to protest, or to answer a complaint in any of the above proceedings must file in accordance with Rules 211, 214, or 206 of the Commission's Regulations (18 CFR 385.211, 385.214, or 385.206) on or before 5:00 p.m. Eastern time on the specified comment date. Protests may be considered, but intervention is necessary to become a party to the proceeding.</P>
                <P>
                    The filings are accessible in the Commission's eLibrary system (
                    <E T="03">https://elibrary.ferc.gov/idmws/search/fercgensearch.asp</E>
                    ) by querying the docket number.
                </P>
                <P>
                    eFiling is encouraged. More detailed information relating to filing requirements, interventions, protests, service, and qualifying facilities filings can be found at: 
                    <E T="03">http://www.ferc.gov/docs-filing/efiling/filing-req.pdf.</E>
                     For other information, call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.
                </P>
                <P>
                    For public inquiries and assistance with making filings such as interventions, comments, or requests for rehearing, contact the Office of Public Participation at (202) 502-6595 or 
                    <E T="03">OPP@ferc.gov.</E>
                </P>
                <SIG>
                    <DATED> Dated: July 20, 2026.</DATED>
                    <NAME>Carlos D. Clay,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14913 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <SUBJECT>Combined Notice of Filings #3</SUBJECT>
                <P>Take notice that the Commission received the following electric rate filings:</P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER19-31-000; ER19-31-006; EL25-116-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Oregon Clean Energy, LLC, Oregon Clean Energy, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     American Electric Power Service Corporation submits Compliance Filing to 06/03/2026, Commission Order Approving Settlement.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/1/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260701-5461.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 7/22/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-2066-002.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Canyon Peak Power LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Compliance filing: Clarification to Market-Based Rate Application to be effective 5/8/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5151.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-2387-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     PGR 2021 Lessee 19, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Response to Staff Letter to be effective 2/26/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5099.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-2388-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Phobos Solar, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Response to Staff Letter to be effective 2/26/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5101.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-2739-002.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     H.A. Wagner LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Response to Deficiency Letter ER26-2739- to be effective 9/16/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5161.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-2740-002.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Brandon Shores LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Response to Deficiency Letter ER26-2740- to be effective 9/16/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5155.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-3182-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Puget Sound Energy, Inc.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Cancellation—eTariff Correction to Sections 15.7 and 28.5 in PSE's OATT to be effective 12/10/2025.
                    <PRTPAGE P="46418"/>
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5114.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-3183-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Dairyland Power Cooperative.
                </P>
                <P>
                    <E T="03">Description:</E>
                     205(d) Rate Filing: Notice of Succession to be effective 12/15/2021.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5117.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-3184-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Tucson Electric Power Company.
                </P>
                <P>
                    <E T="03">Description:</E>
                     205(d) Rate Filing: Service Agreement No. 648 to be effective 6/17/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5118.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-3185-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Cheyenne Light, Fuel and Power Company.
                </P>
                <P>
                    <E T="03">Description:</E>
                     205(d) Rate Filing: Filing of LGIA with Chalk Bluffs Wind, LLC to be effective 7/13/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5169.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    The filings are accessible in the Commission's eLibrary system (
                    <E T="03">https://elibrary.ferc.gov/idmws/search/fercgensearch.asp</E>
                    ) by querying the docket number.
                </P>
                <P>Any person desiring to intervene, to protest, or to answer a complaint in any of the above proceedings must file in accordance with Rules 211, 214, or 206 of the Commission's Regulations (18 CFR 385.211, 385.214, or 385.206) on or before 5:00 p.m. Eastern time on the specified comment date. Protests may be considered, but intervention is necessary to become a party to the proceeding.</P>
                <P>
                    eFiling is encouraged. More detailed information relating to filing requirements, interventions, protests, service, and qualifying facilities filings can be found at: 
                    <E T="03">http://www.ferc.gov/docs-filing/efiling/filing-req.pdf.</E>
                     For other information, call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.
                </P>
                <P>
                    For public inquiries and assistance with making filings such as interventions, comments, or requests for rehearing, contact the Office of Public Participation at (202) 502-6595 or 
                    <E T="03">OPP@ferc.gov.</E>
                </P>
                <SIG>
                    <DATED> Dated: July 17, 2026.</DATED>
                    <NAME>Carlos D. Clay,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14831 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <SUBJECT>Combined Notice of Filings #2</SUBJECT>
                <P>Take notice that the Commission received the following electric rate filings:</P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER17-1609-009; ER20-2667-004.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     South Field Energy LLC, Carroll County Energy LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Updated Market Power Analysis for Northeast Region and Notice of Non-Material Change in Status of Carroll County Energy LLC, et al.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     6/30/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260630-5434.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/31/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER18-2418-011.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Great River Hydro, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Triennial Market Power Analysis for Northeast Region of Great River Hydro, LLC.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     6/30/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260630-5435.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/31/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER20-2316-004; ER26-134-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Curtis/Palmer Hydroelectric Company L.P., Hillcrest Solar I, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Updated Market Power Analysis for Northeast Region of Hillcrest Solar I, LLC, et al.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     6/30/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260630-5433.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/31/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-2379-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Allora Solar, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Response to Staff Letter to be effective 2/26/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5074.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-2380-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Cabin Creek Solar, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Response to Staff Letter to be effective 2/26/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5077.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-2381-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     East Atmore Solar, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Response to Staff Letter to be effective 2/26/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5081.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-2382-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Foley Solar, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Response to Staff Letter to be effective 2/26/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5083.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-2383-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Gunsight Solar, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Response to Staff Letter to be effective 2/26/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5089.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-2384-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     PGR 2021 Lessee 11, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Response to Staff Letter to be effective 2/26/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5091.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-2385-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     PGR 2021 Lessee 12, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Response to Staff Letter to be effective 2/26/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5093.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-2386-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     PGR 2021 Lessee 15, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Response to Staff Letter to be effective 2/26/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5097.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-2390-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     AL Solar D, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Response to Deficiency Letter on Amended MBR Tariff to be effective 9/16/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5045.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-2391-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     FL Solar 7, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Response to Deficiency Letter on Amended MBR Tariff to be effective 9/16/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5082.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-2392-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     IN Solar 1, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Response to Deficiency Letter on Amended MBR Tariff to be effective 9/16/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5086.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-2393-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     AL Solar G, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Response to Defiency Letter on Amended MBR Tariff to be effective 9/16/2026.
                    <PRTPAGE P="46419"/>
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5048.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-2394-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     MS Solar 5, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Response to Deficiency Letter on Amended MBR Tariff to be effective 9/16/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5092.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-2395-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     MS Solar 6, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Response to Deficiency Letter on Amended MBR Tariff to be effective 9/16/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5094.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-2396-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     MS Solar 7, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Response to Deficiency Letter on Amended MBR Tariff to be effective 9/16/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5096.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-2397-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     AL Solar H, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Response to Defiency Letter on Amended MBR Tariff to be effective 9/16/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5050.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-2399-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Chalan CA Solar Storage, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Response to Defiency Letter on Amended MBR Tariff to be effective 9/16/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5054.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-2400-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Escalante Solar, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Response to Defiency Letter on Amended MBR Tariff to be effective 9/16/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5069.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-3181-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Carolina Solar Power, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Notice of Cancellation of Market-Based Rate Tariff and Request for Waiver to be effective 7/18/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260717-5052.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/7/26.
                </P>
                <P>Take notice that the Commission received the following electric reliability filings:</P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     RD26-9-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     North American Electric Reliability Corporation.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Petition of the North American Electric Reliability Corporation for Approval of Proposed Reliability Standard CIP-014-4.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/16/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260716-5202.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/17/26.
                </P>
                <P>
                    The filings are accessible in the Commission's eLibrary system (
                    <E T="03">https://elibrary.ferc.gov/idmws/search/fercgensearch.asp</E>
                    ) by querying the docket number.
                </P>
                <P>Any person desiring to intervene, to protest, or to answer a complaint in any of the above proceedings must file in accordance with Rules 211, 214, or 206 of the Commission's Regulations (18 CFR 385.211, 385.214, or 385.206) on or before 5:00 p.m. Eastern time on the specified comment date. Protests may be considered, but intervention is necessary to become a party to the proceeding.</P>
                <P>
                    eFiling is encouraged. More detailed information relating to filing requirements, interventions, protests, service, and qualifying facilities filings can be found at: 
                    <E T="03">http://www.ferc.gov/docs-filing/efiling/filing-req.pdf.</E>
                     For other information, call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.
                </P>
                <P>
                    For public inquiries and assistance with making filings such as interventions, comments, or requests for rehearing, contact the Office of Public Participation at (202) 502-6595 or 
                    <E T="03">OPP@ferc.gov.</E>
                </P>
                <SIG>
                    <DATED> Dated: July 17, 2026.</DATED>
                    <NAME>Carlos D. Clay,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14833 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission </SUBAGY>
                <SUBJECT>Combined Notice of Filings #1</SUBJECT>
                <P>Take notice that the Commission received the following electric corporate filings:</P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     EC26-130-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     F8 Renewables NWO Wind, LLC, Northwest Ohio IA, LLC, Northwest Ohio Solar, LLC, Northwest Ohio Wind, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Joint Application for Authorization Under Section 203 of the Federal Power Act of Northwest Ohio Wind, LLC, et al.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/14/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260714-5195.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 9/14/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     EC26-131-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     NextEra Energy, Inc., Dominion Energy, Inc.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Joint Application for Authorization Under Section 203 of the Federal Power Act of NextEra Energy, Inc., et al.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/15/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260715-5205.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 9/14/26.
                </P>
                <P>Take notice that the Commission received the following electric rate filings:</P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER10-1556-012.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Longview Power, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Triennial Market Power Analysis for Northeast Region of Longview Power, LLC.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     6/30/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260630-5424.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/31/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER10-2414-025.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Old Trail Wind Farm, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Updated Market Power Analysis for Northeast Region of Old Trail Wind Farm, LLC.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     6/30/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260630-5426.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/31/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER10-3147-008.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     AES Armenia Mountain Wind, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Triennial Market Power Analysis for Northeast Region of AES Armenia Mountain Wind, LLC.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     6/30/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260630-5425.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/31/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER13-1536-032; ER10-1944-016; ER10-2051-018; ER23-944-015; ER10-1942-050; ER10-2042-059; ER17-696-038; ER14-2931-016; ER10-2043-018; ER10-2029-020; ER10-2041-018; ER18-1321-011; ER10-2040-018; ER20-1939-009; ER10-1938-053; ER10-2036-019; ER10-2179-037; ER10-1934-052; ER10-1893-052; ER10-3051-057; ER10-2985-056; ER10-3049-057; ER16-2194-007; ER10-2192-048; ER17-2201-007; ER10-1020-027; ER10-2178-048; ER14-1524-012; ER10-1080-027; ER10-1081-028; ER10-1889-016; ER10-3308-030; ER15-2293-006; ER25-3284-003; ER14-2145-011; ER10-3260-018; ER10-2180-031; ER10-1895-016; ER10-2181-039; ER10-1870-016; ER11-4369-037; ER16-2218-038; ER10-1862-052; ER10-2182-038; ER10-1858-016; ER16-2708-006; ER13-1401-016; ER10-2044-018.
                    <PRTPAGE P="46420"/>
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Zion Energy LLC, Westbrook Energy Center, LLC, Exelon West Medway II, LLC, TBG Cogen Partners, R.E. Ginna Nuclear Power Plant, LLC, Power Contract Financing, L.L.C., North American Power Business, LLC, North American Power and Gas, LLC, Nissequogue Cogen Partners, Nine Mile Point Nuclear Station, LLC, KIAC Partners, Handsome Lake Energy, LLC, Granite Ridge Energy, LLC, Fourmile Wind Energy, LLC, First State Generation, LLC, Fair Wind Power Partners, LLC, Criterion Power Parnters, LLC,CPN Bethpage 3rd Turbine, Inc., Exelon Wyman, LLC, Exelon West Medway, LLC, Constellation Power Source Generation, LLC, Constellation NewEnergy, Inc., Exelon Framingham, LLC, Exelon FitzPatrick, LLC, Constellation Energy Commodities Group Maine, LLC, Clinton Battery Utility, LLC, Champion Energy Services, LLC, Champion Energy Marketing LLC, Champion Energy, LLC, CES Marketing X, LLC, CES Marketing IX, LLC, Calvert Cliffs Nuclear Power Plant, LLC, Calpine Vineland Solar, LLC, Calpine Power America—CA, LLC, Calpine Northeast Development, LLC, Calpine New Jersey Generation, LLC, Calpine Mid-Merit II, LLC, Calpine Mid Merit, LLC, Calpine Mid-Atlantic Marketing, LLC, Calpine Mid-Atlantic Generation, LLC, Calpine Fore River Energy Center, LLC, Calpine Energy Solutions, LLC, Calpine Energy Services, L.P., Calpine Construction Finance Co., L.P., Calpine Community Energy, LLC, Calpine Bethlehem, LLC, Bethpage Energy Center 3, LLC, Exelon Generation Company, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Triennial Market Power Analysis for Northeast Region of Constellation Energy Generation, LLC, et al.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     6/30/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260630-5417.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/31/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER15-103-017; ER22-2144-008.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Invenergy Nelson Expansion LLC, Invenergy Nelson LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Triennial Market Power Analysis for Northeast Region of Invenergy Nelson LLC, et al.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     6/30/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260630-5422.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/31/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER17-1314-007; ER10-2398-016; ER10-2399-016; ER14-1933-016; ER20-2714-007; ER10-2406-016; ER17-2087-012; ER16-1152-008; ER19-1281-010; ER10-2408-010; ER10-2409-016; ER10-2410-016; ER10-2411-017; ER10-2412-017; ER17-1315-014; ER18-1189-011; ER11-2935-018; ER16-1724-014; ER19-1282-009; ER20-2746-008; ER23-1585-004; ER25-153-003; ER13-1816-029.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Sustaining Power Solutions LLC, Riverstart Solar Park IV LLC, Riverstart Solar Park III LLC, Riverstart Solar Park LLC, Paulding Wind Farm IV LLC, Paulding Wind Farm III LLC, Paulding Wind Farm II LLC, Meadow Lake Wind Farm VI LLC, Meadow Lake Wind Farm V LLC, Meadow Lake Wind Farm IV LLC, Meadow Lake Wind Farm III LLC, Meadow Lake Wind Farm II LLC, Meadow Lake Wind Farm LLC, Marble River, LLC, Lexington Chenoa Wind Farm LLC, Jericho Rise Wind Farm LLC, Hog Creek Wind Project, LLC, High Trail Wind Farm, LLC, Headwaters Wind Farm II LLC, Headwaters Wind Farm LLC, Blackstone Wind Farm II LLC, Blackstone Wind Farm, LLC, Arkwright Summit Wind Farm LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Triennial Market Power Analysis for Northeast Region of Arkwright Summit Wind Farm LLC, et al.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     6/30/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260630-5429.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/31/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER18-140-018.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Lackawanna Energy Center LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Triennial Market Power Analysis for Northeast Region of Lackawanna Energy Center LLC.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     6/30/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260630-5420.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/31/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER19-1793-005; ER19-1795-005; ER19-1796-005; ER19-1797-005; ER19-1798-005; ER19-1799-005; ER19-902-006; ER11-2036-020; ER20-1593-012; ER20-1594-011; ER20-1596-012; ER20-1597-012; ER20-1599-012; ER18-2327-012; ER21-2767-008; ER22-1518-008; ER23-1631-002; ER19-1597-013; ER20-1620-015; ER22-414-016; ER23-495-016; ER20-902-015; ER23-2439-007; ER23-2450-007; ER23-2451-007; ER26-57-001; ER24-2103-007; ER18-2492-017; ER24-1732-004.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Sol Madison Solar, LLC, FTS Master Tenant 2, LLC, Keydet Solar Center, LLC, Halifax County Solar LLC, Great Cove Solar II LLC, Great Cove Solar LLC, Cavalier Solar A2, LLC, sPower Energy Marketing, AES CE Solutions, LLC,AES Marketing and Trading, LLC, AES Solutions Management, LLC, AES Integrated Energy, LLC, Cavalier Solar A, LLC, Laurel Mountain BESS, LLC, Skipjack Solar Center, LLC, Riverhead Solar Farm, LLC, Richmond Spider Solar, LLC, Pleinmont Solar 2, LLC, Pleinmont Solar 1, LLC, Highlander IA, LLC, Highlander Solar Energy Station 1, LLC, AES Laurel Mountain, LLC, Valcour Wind Energy, LLC, Valcour Wethersfield Windpark, LLC, Valcour Ellenburg Windpark, LLC, Valcour Clinton Windpark, LLC, Valcour Chateaugay Windpark, LLC, Valcour Bliss Windpark, LLC, Valcour Altona Windpark, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Triennial Market Power Analysis for Northeast Region of Valcour Altona Windpark, LLC, et al.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     6/30/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260630-5431.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/31/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER22-2116-009; ER22-2115-009.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Timber Road Solar Park LLC, Blue Harvest Solar Park LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Triennial Market Power Analysis for Northeast Region of Blue Harvest Solar Park LLC, et al.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     6/30/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260630-5432.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/31/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER24-343-005.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Nestlewood Solar I LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Triennial Market Power Analysis for Northeast Region of Nestlewood Solar I LLC and Notice of Non-Material Change in Status.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     6/30/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260630-5427.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/31/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER25-1720-007; ER26-2788-001; ER10-2783-027; ER18-552-014; ER10-2798-027; ER10-2799-027; ER22-1449-011; ER22-1450-011; ER22-1662-010; ER21-2423-016; ER21-2424-016; ER10-2924-020; ER10-2878-028; ER10-2879-027; ER10-2969-027; ER22-1402-014; ER22-1404-014; ER22-2713-012.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Parkway Generation Sewaren Urban Renewal Entity LLC, Parkway Generation Operating LLC, Parkway Generation Keys Energy Center LLC, Oswego Harbor Power LLC, Montville Power LLC, Middleton Power LLC, Kleen Energy Systems, LLC, Generation Bridge M&amp;M Holdings, LLC, Generation Bridge Connecticut Holdings, LLC, GB II New York LLC, GB II New Haven LLC, GB II Connecticut LLC, Devon Power LLC, Connecticut Jet Power LLC, Clean Energy Future-Lordstown, LLC, Arthur Kill Power LLC, Alpha Generation Brandywine, LLC, Alpha Generation, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Triennial Market Power Analysis for Northeast Region of Alpha Generation, LLC, et al.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     6/30/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260630-5430.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/31/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-1665-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Sycamore Riverside Energy LLC.
                    <PRTPAGE P="46421"/>
                </P>
                <P>
                    <E T="03">Description:</E>
                     Triennial Market Power Analysis for Northeast Region of Sycamore Riverside Energy LLC.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     6/30/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260630-5418.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/31/26.
                </P>
                <P>
                    The filings are accessible in the Commission's eLibrary system (
                    <E T="03">https://elibrary.ferc.gov/idmws/search/fercgensearch.asp</E>
                    ) by querying the docket number.
                </P>
                <P>Any person desiring to intervene, to protest, or to answer a complaint in any of the above proceedings must file in accordance with Rules 211, 214, or 206 of the Commission's Regulations (18 CFR 385.211, 385.214, or 385.206) on or before 5:00 p.m. Eastern time on the specified comment date. Protests may be considered, but intervention is necessary to become a party to the proceeding.</P>
                <P>
                    eFiling is encouraged. More detailed information relating to filing requirements, interventions, protests, service, and qualifying facilities filings can be found at: 
                    <E T="03">http://www.ferc.gov/docs-filing/efiling/filing-req.pdf.</E>
                     For other information, call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.
                </P>
                <P>
                    For public inquiries and assistance with making filings such as interventions, comments, or requests for rehearing, contact the Office of Public Participation at (202) 502-6595 or 
                    <E T="03">OPP@ferc.gov.</E>
                </P>
                <SIG>
                    <DATED> Dated: July 17, 2026.</DATED>
                    <NAME>Carlos D. Clay,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14835 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Docket No. AD10-12-017]</DEPDOC>
                <SUBJECT>Increasing Market and Planning Efficiency Through Improved Software; Notice Requesting Post-Conference Comment</SUBJECT>
                <P>On July 7 and 8, 2026, Federal Energy Regulatory Commission convened a Staff-led technical conference to discuss grid-enhancing technologies, load forecasting, and opportunities for increasing market and planning efficiency through improved software.</P>
                <P>
                    All interested persons are invited to file post-conference comments to address issues raised during the panels on grid-enhancing technologies and load forecasting that may benefit from further discussion. Parties are also invited to provide comments on the questions presented in the conference agenda.
                    <SU>1</SU>
                    <FTREF/>
                     Commenters need not respond to all topics or questions asked.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">See First Supplemental Notice of Staff-Led Technical Conference, Docket No. AD10-12-017</E>
                         (June 5, 2026).
                    </P>
                </FTNT>
                <P>
                    Commenters may reference material previously filed in this docket but are encouraged to avoid repetition or replication of previous material. To facilitate the processing of comments, we urge commenters to organize their comments by panel topic and question presented at the conference, and to be brief. In addition, commenters are encouraged to provide examples in support of their answers. However, we also remind commenters to avoid submission of 
                    <E T="03">ex parte</E>
                     communications discussing the merits of any contested proceeding.
                    <SU>2</SU>
                    <FTREF/>
                     Comments must be submitted on or before Wednesday, August 19, 2026.
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         18 CFR 385.2201(b) (2024); 
                        <E T="03">see, also, Second Supplemental Notice of Staff-Led Technical Conference, Docket No. AD10-12-017</E>
                         (July 2, 2026) (listing pending proceedings).
                    </P>
                </FTNT>
                <P>
                    Comments may be filed electronically via the internet.
                    <SU>3</SU>
                    <FTREF/>
                     Instructions are available on the Commission's website 
                    <E T="03">http://www.ferc.gov/docs-filing/efiling.asp.</E>
                     For assistance, please contact FERC Online Support at 
                    <E T="03">ferconlinesupport@ferc.gov</E>
                     or toll free at 1-866-208-3676, or for TTY, (202) 502-8659. Although the Commission strongly encourages electronic filing, documents may also be paper-filed. To paper-file, submissions sent via the U.S. Postal Service must be addressed to: Federal Energy Regulatory Commission, Office of the Secretary, 888 First Street NE, Washington, DC 20426. Submissions sent via any other carrier must be addressed to: Federal Energy Regulatory Commission, Office of the Secretary, 12225 Wilkins Avenue, Rockville, MD 20852.
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See</E>
                         18 CFR 385.2001(a)(1)(iii).
                    </P>
                </FTNT>
                <P>
                    To stay apprised of issuances in this docket, there is an “eSubscription” link on the Commission's website that enables subscribers to receive email notification when a document is added to a subscribed docket(s). Information about this technical conference is available on the conference web page.
                    <SU>4</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">https://www.ferc.gov/news-events/events/increasing-market-and-planning-efficiency-through-improved-software-tech</E>
                        .
                    </P>
                </FTNT>
                <P>For further information about this Notice, please contact:</P>
                <FP SOURCE="FP-1">
                    Daniel Wagner, Office of Technical Reporting and Economics, (202) 502-8934, 
                    <E T="03">Daniel.Wagner@ferc.gov</E>
                </FP>
                <FP SOURCE="FP-1">
                    Paige Bradford, Office of Technical Reporting and Economics, (202) 502-8319, 
                    <E T="03">Paige.Bradford@ferc.gov</E>
                </FP>
                <EXTRACT>
                    <FP>(Authority: 16 U.S.C. 825h.)</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: July 20, 2026.</DATED>
                    <NAME>Carlos D. Clay,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14912 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Docket No. CP26-20-000]</DEPDOC>
                <SUBJECT>Columbia Gas Transmission, LLC; Notice of Availability of the Environmental Assessment for the Proposed Southeast Virginia Energy Storage Project</SUBJECT>
                <P>
                    The staff of the Federal Energy Regulatory Commission (FERC or Commission) has prepared an environmental assessment (EA) for the Southeast Virginia Energy Storage Project, proposed by Columbia Gas Transmission, LLC (Columbia) in the above-referenced docket.
                    <SU>1</SU>
                    <FTREF/>
                     Columbia requests authorization to construct, own, and operate a new liquefied natural gas (LNG) storage facility and approximately one mile of 12-inch-diameter natural gas transmission pipeline connecting this facility to Columbia's existing pipeline system in Sussex County, Virginia.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         For tracking purposes under the National Environmental Policy Act, the unique identification number for documents relating to this environmental review is EA CP26-20-000-1769775072.
                    </P>
                </FTNT>
                <P>Any person wishing to comment on the EA may do so. To ensure consideration of your comments on the proposal prior to making a decision on the project, it is important that the Commission receive your comments on or before 5:00 p.m. Eastern Time on August 17, 2026. Instructions for filing comments are provided on page 3.</P>
                <P>
                    FERC is the lead federal agency for authorizing interstate natural gas transmission and storage facilities under the Natural Gas Act of 1938 (NGA) and the lead federal agency for preparation of the EA. The EA assesses the potential environmental effects of the Southeast Virginia Energy Storage Project in accordance with the requirements of the National Environmental Policy Act (NEPA) 
                    <SU>2</SU>
                    <FTREF/>
                     and the Commission's implementing regulations.
                    <SU>3</SU>
                    <FTREF/>
                     The principal purposes of the EA are to: identify and assess the potential effects 
                    <PRTPAGE P="46422"/>
                    on the natural and human environment; describe and evaluate reasonable alternatives; identify and recommend mitigation measures; and facilitate public involvement in the environmental review process. The EA concludes that approval of the proposed project would not constitute a major federal action significantly affecting the quality of the human environment.
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         National Environmental Policy Act of 1969, as amended (Public Law [Pub. L.] 91-190. 42 U.S.C. 4321-4347, as amended by Pub. L. 94-52, July 3, 1975; Pub. L. 94-83, August 9, 1975; Pub. L. 97-258, 4(b), September 13, 1982; Pub. L. 118-5, June 3, 2023; Pub. L. 119-21, July 4, 2025).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         18 Code of Federal Regulations (CFR) 380.
                    </P>
                </FTNT>
                <P>The U.S. Department of Transportation Pipeline and Hazardous Materials Safety Administration participated as a cooperating agency in the preparation of the EA. Cooperating agencies have jurisdiction by law or special expertise with respect to resources potentially affected by the proposal and participate in the NEPA analysis.</P>
                <P>The EA addresses the potential environmental effects of the construction and operation of the following project facilities:</P>
                <P>• one 14.6-million-gallon LNG storage tank and impoundment area;</P>
                <P>• one 10,000 dekatherms per day (Dth/d) liquefaction system to convert natural gas to LNG;</P>
                <P>• one 120,000 Dth/d vaporization system to convert LNG to vapor for pipeline transport;</P>
                <P>• approximately 5,398 feet of 12-inch-diameter natural gas transmission pipeline (VM-151) and appurtenant facilities from the Southeast Virginia Energy Storage Project facility to Columbia's existing VM-107 and VM-108 pipelines; and</P>
                <P>• other appurtenant facilities including an inlet and outlet measurement, feed gas pretreatment, boiloff gas handling systems, LNG pumps, controls and safety systems, a fire water system, electric power generation and purchase power, utility systems (heat transfer, fuel gas, nitrogen, instrument air, water), and plant security systems.</P>
                <P>
                    The Commission mailed a copy of the 
                    <E T="03">Notice of Availability</E>
                     of the EA to federal, state, and local government representatives and agencies; elected officials; Native American tribes; environmental and public interest groups; potentially affected landowners and other interested individuals and groups; and media outlets and libraries in the project area. The EA is only available in electronic format. It may be viewed and downloaded from the FERC's website (
                    <E T="03">www.ferc.gov</E>
                    ), on the natural gas environmental documents page (
                    <E T="03">https://www.ferc.gov/industries-data/natural-gas/environment/environmental-documents</E>
                    ). In addition, the EA may be accessed by using the eLibrary link on the FERC's website. Click on the eLibrary link (
                    <E T="03">https://elibrary.ferc.gov/eLibrary/search</E>
                    ), select “General Search” and enter the docket number in the “Docket Number” field, excluding the last three digits (
                    <E T="03">i.e.,</E>
                     CP26-20). Be sure you have selected an appropriate date range. For assistance, please contact FERC Online Support at 
                    <E T="03">FercOnlineSupport@ferc.gov</E>
                     or toll free at (866) 208-3676, or for TTY, contact (202) 502-8659.
                </P>
                <P>The EA is not a decision document. It presents Commission staff's independent analysis of the environmental issues for the Commission to consider when addressing the merits of all issues in this proceeding. Under section 7(c) of the NGA, the Commission determines whether interstate natural gas transportation and storage facilities are in the public convenience and necessity and, if so, grants a Certificate of Public Convenience and Necessity to construct and operate them. The Commission bases its decisions on both economic issues, including need, and environmental effects.</P>
                <P>
                    Your comments should focus on the EA's disclosure and discussion of potential environmental effects, reasonable alternatives, and measures to avoid or lessen environmental effects. The more specific your comments, the more useful they will be. For your convenience, there are three methods you can use to file your comments to the Commission. The Commission encourages electronic filing of comments and has staff available to assist you at (866) 208-3676 or 
                    <E T="03">FercOnlineSupport@ferc.gov.</E>
                     Please carefully follow these instructions so that your comments are properly recorded.
                </P>
                <P>
                    (1) You can file your comments electronically using the eComment feature on the Commission's website (
                    <E T="03">www.ferc.gov</E>
                    ) under the link to FERC Online. This is an easy method for submitting brief, text-only comments on a project;
                </P>
                <P>
                    (2) You can also file your comments electronically using the eFiling feature on the Commission's website (
                    <E T="03">www.ferc.gov</E>
                    ) under the link to FERC Online. With eFiling, you can provide comments in a variety of formats by attaching them as a file with your submission. New eFiling users must first create an account by clicking on “eRegister.” You must select the type of filing you are making. If you are filing a comment on a particular project, please select “Comment on a Filing”; or
                </P>
                <P>(3) You can file a paper copy of your comments by mailing them to the Commission. Be sure to reference the project docket number (CP26-20-000) on your letter. Submissions sent via the U.S. Postal Service must be addressed to: Debbie-Anne A. Reese, Secretary, Federal Energy Regulatory Commission, 888 First Street NE, Room 1A, Washington, DC 20426. Submissions sent via any other carrier must be addressed to: Debbie-Anne A. Reese, Secretary, Federal Energy Regulatory Commission, 12225 Wilkins Avenue, Rockville, Maryland 20852.</P>
                <P>
                    Filing environmental comments will not give you intervenor status, but you do not need intervenor status to have your comments considered. Only intervenors have the right to seek rehearing or judicial review of the Commission's decision. At this point in this proceeding, the timeframe for filing timely intervention requests has expired. Any person seeking to become a party to the proceeding must file a motion to intervene out-of-time pursuant to Rule 214(b)(3) and (d) of the Commission's Rules of Practice and Procedures (18 CFR 385.214(b)(3) and (d)) and show good cause why the time limitation should be waived. Motions to intervene are more fully described at 
                    <E T="03">https://www.ferc.gov/how-intervene.</E>
                </P>
                <P>
                    For public inquiries and assistance with making filings such as interventions, comments, or requests for rehearing, contact the Office of Public Participation at (202) 502-6595 or 
                    <E T="03">OPP@ferc.gov.</E>
                     Additional information about the project is available from the FERC website (
                    <E T="03">www.ferc.gov</E>
                    ) using the eLibrary link. The eLibrary link also provides access to the texts of all formal documents issued by the Commission, such as orders, notices, and rulemakings.
                </P>
                <P>
                    In addition, the Commission offers a free service called eSubscription which allows you to keep track of all formal issuances and submittals in specific dockets. This can reduce the amount of time you spend researching proceedings by automatically providing you with notification of these filings, document summaries, and direct links to the documents. Go to 
                    <E T="03">https://www.ferc.gov/ferc-online/overview</E>
                     to register for eSubscription.
                </P>
                <EXTRACT>
                    <FP>(Authority: 18 CFR 2.1)</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: July 17, 2026.</DATED>
                    <NAME>Carlos D. Clay,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14834 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="46423"/>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Western Area Power Administration</SUBAGY>
                <SUBJECT>Desert Southwest Region and Western Area Lower Colorado Balancing Authority—Rate Order No. WAPA-222</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Western Area Power Administration, Department of Energy (DOE).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of rate order extending formula rates for balancing authority area and transmission provider services.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The extension of the Desert Southwest Region's (DSW) existing balancing authority area and transmission provider services formula rates for Western Area Lower Colorado Balancing Authority has been confirmed, approved and placed into effect on an interim basis. The existing formula rates under Rate Schedules DSW-SD4 (Scheduling, System Control, and Dispatch), DSW-RS4 (Reactive Supply and Voltage Control), DSW-FR4 (Regulation and Frequency Response), DSW-SPR4 (Spinning Reserve), DSW-SUR4 (Supplemental Reserves), DSW-EI4 (Energy Imbalance), DSW-GI2 (Generator Imbalance), DSW-TL1 (Transmission Losses), DSW-UUI (Unreserved Use Penalties), DSW-EIM1T (Administrative Service), DSW-EIM4T (Energy Imbalance Service), and DSW-EIM9T (Generator Imbalance Service) expire on September 30, 2026. This rate extension makes no changes to the existing formula rates and extends them through September 30, 2031.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The extended formula rates under Rate Schedules DSW-SD4, DSW-RS4, DSW-FR4, DSW-SPR4, DSW-SUR4, DSW-EI4, DSW-GI2, DSW-TL1, DSW-UUI, DSW-EIM1T, DSW-EIM4T, and DSW-EIM9T will be placed into effect on an interim basis on October 1, 2026.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Scott R. Lund, Regional Manager, Desert Southwest Region, Western Area Power Administration, P.O. Box 6457, Phoenix, AZ 85005-6457, or Tina Ramsey, Rates Manager, Desert Southwest Region, Western Area Power Administration, (602) 812-2355, or email: 
                        <E T="03">dswpwrmrk@wapa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Western Area Power Administration (WAPA) published a 
                    <E T="04">Federal Register</E>
                     notice (Proposed FRN) on January 26, 2026 (91 FR 3182), proposing to extend the existing formula rates under Rate Schedules DSW-SD4, DSW-RS4, DSW-FR4, DSW-SPR4, DSW-SUR4, DSW-EI4, DSW-GI2, DSW-TL1, DSW-UUI, DSW-EIM1T, DSW-EIM4T, and DSW-EIM9T. The Proposed FRN also initiated a 60-day public consultation and comment period.
                </P>
                <P>Legal Authority</P>
                <P>
                    By Delegation Order No. S1-DEL-RATES-2016, effective November 19, 2016, the Secretary of Energy delegated: (1) the authority to develop power and transmission rates to the WAPA Administrator; (2) the authority to confirm, approve, and place such rates into effect on an interim basis to the Deputy Secretary of Energy; and (3) the authority to confirm, approve, and place into effect on a final basis, or to remand or disapprove such rates, to the Federal Energy Regulatory Commission (FERC). By Delegation Order No. S1-DEL-S3-2024, effective August 30, 2024, the Secretary of Energy also delegated the authority to confirm, approve, and place such rates into effect on an interim basis to the Under Secretary for Infrastructure. By Redelegation Order No. S3-DEL-WAPA1-2023, effective April 10, 2023, the Under Secretary for Infrastructure further redelegated the authority to confirm, approve, and place such rates into effect on an interim basis to WAPA's Administrator. This extension is issued under Redelegation Order No. S3-DEL-WAPA1-2023 and Department of Energy rate extension procedures set forth in 10 CFR part 903.
                    <SU>1</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         50 FR 37835 (Sept. 18, 1985) and 84 FR 5347 (Feb. 21, 2019).
                    </P>
                </FTNT>
                <P>Following review of DSW's proposal, Rate Order No. WAPA-222 is hereby confirmed, approved, and placed into effect on an interim basis. This extends, without adjustment, the existing Rate Schedules DSW-SD4, DSW-RS4, DSW-FR4, DSW-SPR4, DSW-SUR4, DSW-EI4, DSW-GI2, DSW-TL1, DSW-UUI, DSW-EIM1T, DSW-EIM4T, and DSW-EIM9T through September 30, 2031. WAPA will submit Rate Order No. WAPA-222 and the extended rate schedules to FERC for confirmation and approval on a final basis.</P>
                <HD SOURCE="HD1">Department of Energy</HD>
                <HD SOURCE="HD1">Administrator, Western Area Power Administration</HD>
                <P>In the Matter of: Western Area Power Administration Extension for the Desert Southwest Region and Western Area Lower Colorado Balancing Authority Area and Transmission Provider Services Formula Rates,</P>
                <FP SOURCE="FP-1">Rate Order No. WAPA-222</FP>
                <HD SOURCE="HD1">Order Confirming, Approving, and Placing the Formula Rates for the Balancing Authority Area and Transmission Provider Services Into Effect on an Interim Basis</HD>
                <P>
                    The formula rates in Rate Order No. WAPA-222 are established following section 302 of the Department of Energy (DOE) Organization Act (42 U.S.C. 7152).
                    <SU>2</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         This Act transferred to, and vested in, the Secretary of Energy the power marketing functions of the Secretary of the Department of the Interior and the Bureau of Reclamation (Reclamation) under the Reclamation Act of 1902 (ch. 1093, 32 Stat. 388), as amended and supplemented by subsequent laws, particularly section 9(c) of the Reclamation Project Act of 1939 (43 U.S.C. 485h(c)); and other acts that specifically apply to the projects involved.
                    </P>
                </FTNT>
                <P>
                    By Delegation Order No. S1-DEL-RATES-2016, effective November 19, 2016, the Secretary of Energy delegated: (1) the authority to develop power and transmission rates to the Western Area Power Administration (WAPA) Administrator; (2) the authority to confirm, approve, and place such rates into effect on an interim basis to the Deputy Secretary of Energy; and (3) the authority to confirm, approve, and place into effect on a final basis, or to remand or disapprove such rates, to the Federal Energy Regulatory Commission (FERC). By Delegation Order No. S1-DEL-S3-2024, effective August 30, 2024, the Secretary of Energy also delegated the authority to confirm, approve, and place such rates into effect on an interim basis to the Under Secretary for Infrastructure. By Redelegation Order No. S3-DEL-WAPA1-2023, effective April 10, 2023, the Under Secretary for Infrastructure further redelegated the authority to confirm, approve, and place such rates into effect on an interim basis to WAPA's Administrator. This extension is issued under Redelegation Order No. S3-DEL-WAPA1-2023 and DOE rate extension procedures set forth in 10 CFR part 903.
                    <SU>3</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         50 FR 37835 (Sept. 18, 1985) and 84 FR 5347 (Feb. 21, 2019).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    On January 12, 2017, FERC approved and confirmed ancillary service Rate Schedules DSW-SD4, DSW-RS4, DSW-FR4, DSW-SPR4, DSW-SUR4, DSW-EI4, and DSW-GI2, transmission losses Rate Schedule DSW-TL1, and unreserved use penalty Rate Schedule DSW-UU1, under Rate Order No. WAPA-175, on a final basis for a 5-year period through September 30, 2021.
                    <SU>4</SU>
                    <FTREF/>
                     On October 25, 2022, FERC approved and confirmed an extension of these formula rates, under Rate Order No. WAPA-200, 
                    <PRTPAGE P="46424"/>
                    on a final basis for a 5-year period through September 30, 2026.
                    <SU>5</SU>
                    <FTREF/>
                     On September 12, 2023, FERC approved and confirmed EIM Rate Schedules DSW-EIM1T, DSW-EIM4T, and DSW-EIM9T, under Rate Order No. WAPA-208, on a final basis for a 3-year period through September 30, 2026.
                    <SU>6</SU>
                    <FTREF/>
                     These rate schedules apply to balancing authority area and transmission provider services within the Desert Southwest Region and Western Area Lower Colorado Balancing Authority. Details about the rate schedules and the formula rates are viewable on DSW's website at: 
                    <E T="03">www.wapa.gov/about-wapa/regions/dsw/rates.</E>
                     The rates continue the formula-based methodology that includes an annual update to the data in the rate formulas, which provides adequate revenue to recover annual expenses, including interest expenses, and repay capital investments within allowable time periods. This ensures repayment within the cost recovery criteria set forth in DOE Order RA 6120.2.
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         Order Confirming and Approving Rate Schedule on a Final Basis, FERC Docket No. EF16-6-000 and EF16-6-001 (2017).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         Order Confirming and Approving Rate Schedule on a Final Basis, FERC Docket No. EF21-6-000 (2022).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         Order Confirming and Approving Rate Schedule on a Final Basis, FERC Docket No. EF23-3-000 (2023).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Discussion</HD>
                <P>
                    In accordance with 10 CFR 903.23(a), DSW filed a notice in the 
                    <E T="04">Federal Register</E>
                     on January 26, 2026, proposing to extend, without adjustment, Rate Schedules DSW-SD4, DSW-RS4, DSW-FR4, DSW-SPR4, DSW-SUR4, DSW-EI4, DSW-GI2, DSW-TL1, DSW-UUI, DSW-EIM1T, DSW-EIM4T, and DSW-EIM9T under Rate Order No. WAPA-222.
                    <SU>7</SU>
                    <FTREF/>
                     DSW determined it was not necessary to hold public information or public comment forums on the proposed formula rate extension but provided a 60-day consultation and comment period to give the public an opportunity to comment on the proposed extension. The consultation and comment period ended on March 27, 2026, and DSW received no comments on the proposed formula rate extension.
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         91 FR 3182 (2026).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Ratemaking Procedure Requirements</HD>
                <HD SOURCE="HD1">Environmental Compliance</HD>
                <P>
                    A categorical exclusion determination was previously issued for these rates under the following categorical exclusion listed in appendix B to 10 CFR part 1021 and in appendix B of DOE's National Environmental Policy Act (NEPA) Implementing Procedures published on June 30, 2025: B4.3 (Electric power marketing rate changes).
                    <SU>8</SU>
                    <FTREF/>
                     That categorical exclusion determination is also applicable to this rate action. A copy of the categorical exclusion determination is available on DSW's website at: 
                    <E T="03">www.wapa.gov/about-wapa/regions/dsw/environment/dsw-cx/.</E>
                     Look for file titled, “Rate Order WAPA-222.”
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         The determination was done in compliance with NEPA (42 U.S.C. 4321-4347), DOE NEPA regulations at 10 CFR part 1021, and DOE's NEPA implementing procedures outside the Code of Federal Regulations available at 
                        <E T="03">energy.gov/nepa.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Determination Under Executive Order 12866</HD>
                <P>WAPA has an exemption from centralized regulatory review under Executive Order 12866; accordingly, no clearance of this notice by the Office of Management and Budget is required.</P>
                <HD SOURCE="HD1">Submission to the Federal Energy Regulatory Commission</HD>
                <P>The provisional formula rates herein confirmed, approved, and placed into effect on an interim basis, together with supporting documents, will be submitted to FERC for confirmation and final approval.</P>
                <HD SOURCE="HD1">Order</HD>
                <P>In view of the above and under the authority delegated to me, I hereby confirm, approve, and place into effect, on an interim basis, Rate Order No. WAPA-222, which extends the existing balancing authority area and transmission provider services formula rates under Rate Schedules DSW-SD4, DSW-RS4, DSW-FR4, DSW-SPR4, DSW-SUR4, DSW-EI4, DSW-GI2, DSW-TL1, DSW-UUI, DSW-EIM1T, DSW-EIM4T, and DSW-EIM9T through September 30, 2031. The rates will remain in effect on an interim basis until: (1) FERC confirms and approves of this extension on a final basis; (2) subsequent rates are confirmed and approved; or (3) such rates are superseded.</P>
                <HD SOURCE="HD1">Signing Authority</HD>
                <P>
                    This document of the Department of Energy was signed on July 20, 2026, by  Tracey A. LeBeau, Administrator, Western Area Power Administration, pursuant to delegated authority from the Secretary of Energy. That document, with the original signature and date, is maintained by DOE. For administrative purposes only, and in compliance with requirements of the Office of the Federal Register, the undersigned DOE Federal Register Liaison Officer has been authorized to sign and submit the document in electronic format for publication, as an official document of the Department of Energy. This administrative process in no way alters the legal effect of this document upon publication in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <SIG>
                    <DATED>Signed in Washington, DC, on July 20, 2026.</DATED>
                    <NAME>Jennifer Hartzell,</NAME>
                    <TITLE>Alternate Federal Register Liaison Officer, U.S. Department of Energy.</TITLE>
                </SIG>
                <HD SOURCE="HD1">Rate Schedule DSW-SD4</HD>
                <HD SOURCE="HD1">Schedule 1 to OATT</HD>
                <HD SOURCE="HD1">(Supersedes Rate Schedule DSW-SD3)</HD>
                <HD SOURCE="HD1">United States Department of Energy</HD>
                <HD SOURCE="HD1">Western Area Power Administration</HD>
                <HD SOURCE="HD1">Desert Southwest Region</HD>
                <HD SOURCE="HD1">Western Area Lower Colorado Balancing Authority</HD>
                <HD SOURCE="HD2">Scheduling, System Control, and Dispatch Service</HD>
                <HD SOURCE="HD2">(Approved Under Rate Order No. WAPA-175)</HD>
                <HD SOURCE="HD2">Effective</HD>
                <P>The first day of the first full billing period beginning on or after October 1, 2016, and extending through September 30, 2021, or until superseded by another rate schedule, whichever occurs earlier. [Note: This rate schedule was extended by Rate Order No. WAPA-200 through September 30, 2026, and by Rate Order No. WAPA-222 through September 30, 2031.]</P>
                <HD SOURCE="HD2">Applicable</HD>
                <P>Scheduling, System Control, and Dispatch Service is required to schedule the movement of power through, out of, within, or into the Balancing Authority Area (BA Area). This service can be provided only by the operator in which the transmission facilities used for transmission service are located. The Western Area Lower Colorado Balancing Authority (WALC) performs this service for all Transmission Service Providers (TSPs) within its BA Area. The transmission customer must purchase this service, unless other arrangements are made with WALC.</P>
                <P>
                    The charge will be applied to all schedules, except for schedules that return energy in kind to WALC. WALC will accept any number of scheduling changes during the day without additional charge. The charge will be allocated equally among all TSPs, both Federal and non-Federal, listed on schedules inside its BA Area. The Federal transmission segments of the schedule are exempt from invoicing since the costs for these segments are 
                    <PRTPAGE P="46425"/>
                    included in applicable transmission service rates.
                </P>
                <HD SOURCE="HD2">Formula Rate</HD>
                <GPH SPAN="3" DEEP="30">
                    <GID>EN23JY26.004</GID>
                </GPH>
                <P>The charge per schedule, per day, is calculated by dividing the annual costs associated with scheduling (numerator) by the number of schedules per year (denominator). The numerator is the annual cost of transmission scheduling personnel, facilities, equipment, software, and other related costs involved in providing the service. The denominator is the yearly total of daily tags which result in a schedule, excluding schedules that return energy in kind.</P>
                <P>Based on the formula rate, the charge will be calculated each fiscal year using updated financial and schedule data. The charge will be effective on October 1st of each year and posted on WALC's website.</P>
                <HD SOURCE="HD1">Rate Schedule DSW-RS4</HD>
                <HD SOURCE="HD1">Schedule 2 to OATT</HD>
                <HD SOURCE="HD1">(Supersedes Rate Schedule DSW-RS3)</HD>
                <HD SOURCE="HD1">UNITED STATES DEPARTMENT OF ENERGY</HD>
                <HD SOURCE="HD1">WESTERN AREA POWER ADMINISTRATION</HD>
                <HD SOURCE="HD1">DESERT SOUTHWEST REGION</HD>
                <HD SOURCE="HD1">Western Area Lower Colorado Balancing Authority</HD>
                <HD SOURCE="HD2">Reactive Supply and Voltage Control From Generation Sources or Other Sources Service</HD>
                <HD SOURCE="HD2">(Approved Under Rate Order No. WAPA-175)</HD>
                <HD SOURCE="HD2">Effective</HD>
                <P>The first day of the first full billing period beginning on or after October 1, 2016, and extending through September 30, 2021, or until superseded by another rate schedule, whichever occurs earlier. [Note: This rate schedule was extended by Rate Order No. WAPA-200 through September 30, 2026, and by Rate Order No. WAPA-222 through September 30, 2031.]</P>
                <HD SOURCE="HD2">Applicable</HD>
                <P>In order to maintain transmission voltages on the transmission facilities within acceptable limits, generation facilities and non-generation resources capable of providing Reactive Supply and Voltage Control (VAR Support Service) are operated to produce (or absorb) reactive power. This service must be provided for each transaction on the transmission facilities within the Balancing Authority (BA) by the Transmission Service Provider (TSP) or the BA who performs this function for the TSP.</P>
                <P>VAR Support Service will be provided by the Western Area Lower Colorado Balancing Authority (WALC). Customers of a Federal TSP must purchase this service from WALC unless the transmission customer has generating resources capable of providing VAR Support Service directly to the Federal TSP and has executed a contract stipulating all the provisions of their self-supply. If WALC provides VAR Support Service on behalf of any non-Federal TSP, this service will be assessed on either the non-Federal TSP's reserved capacity or the scheduled quantity of the non-Federal TSP's customers.</P>
                <HD SOURCE="HD2">Formula Rate</HD>
                <GPH SPAN="3" DEEP="30">
                    <GID>EN23JY26.005</GID>
                </GPH>
                <P>The numerator consists of the annual revenue requirement for generation multiplied by the percentage of resource capacity used for providing VAR Support Service. That percentage is based on the nameplate power factor (one minus the power factor) for the generating units supplying the service within WALC. The denominator consists of the transmission transactions within WALC that require this service.</P>
                <P>Based on the formula rate, the charge will be calculated each fiscal year using updated financial and reservation data. The charge will be effective on October 1st of each year and will be posted on WALC's website.</P>
                <HD SOURCE="HD1">Rate Schedule DSW-FR4</HD>
                <HD SOURCE="HD1">Schedule 3 to OATT</HD>
                <HD SOURCE="HD1">(Supersedes Rate Schedule DSW-FR3)</HD>
                <HD SOURCE="HD1">United States Department of Energy</HD>
                <HD SOURCE="HD1">Western Area Power Administration</HD>
                <HD SOURCE="HD1">Desert Southwest Region</HD>
                <HD SOURCE="HD1">Western Area Lower Colorado Balancing Authority</HD>
                <HD SOURCE="HD1">Regulation and Frequency Response Service</HD>
                <HD SOURCE="HD1">(Approved Under Rate Order No. WAPA-175)</HD>
                <HD SOURCE="HD2">Effective</HD>
                <P>The first day of the first full billing period beginning on or after October 1, 2016, and extending through September 30, 2021, or until superseded by another rate schedule, whichever occurs earlier. [Note: This rate schedule was extended by Rate Order No. WAPA-200 through September 30, 2026, and by Rate Order No. WAPA-222 through September 30, 2031.]</P>
                <HD SOURCE="HD2">Applicable</HD>
                <P>
                    Regulation and Frequency Response Service (Regulation Service) is necessary to provide for the continuous balancing of resources, generation and interchange, with load, and for maintaining scheduled interconnection frequency at sixty cycles per second (60 Hz). The obligation to maintain this balance between resources and load lies 
                    <PRTPAGE P="46426"/>
                    with the Transmission Service Provider (TSP) or the Balancing Authority (BA) who performs this function for the TSP. The Western Area Lower Colorado Balancing Authority (WALC) performs this function for the Federal TSPs and must offer this service when transmission is used to serve load within its Balancing Authority Area (BA Area). Non-Federal TSPs and customers of Federal TSPs must purchase Regulation Service from WALC or make alternative comparable arrangements to satisfy their regulation obligations.
                </P>
                <HD SOURCE="HD2">Formula Rate</HD>
                <GPH SPAN="3" DEEP="116">
                    <GID>EN23JY26.006</GID>
                </GPH>
                <P>The numerator includes the annual costs associated with plant-in-service, operation and maintenance, purchase of regulation products, purchases of power to support WALC's ability to regulate, and other related costs involved in providing the service. The denominator consists of the load within WALC that requires this service plus the product of the installed nameplate capacity of solar and wind generators serving load within WALC and the applicable capacity multipliers.</P>
                <P>Based on the formula rate, the charge will be calculated each fiscal year using updated financial and load data. The charge will be effective on October 1st of each year and will be posted on the WALC website.</P>
                <HD SOURCE="HD2">Types of Assessments</HD>
                <P>There are two different applications of this formula rate:</P>
                <P>(1) A load-based assessment which is applicable to load within WALC (total metered load less Federal power allocation, including behind the meter generation rating, or if available, hourly data if generation is synchronized) and the installed nameplate capacity of all intermittent resources serving load within WALC.</P>
                <P>(2) A self-provision assessment which allows entities with Automatic Generation Control (AGC) to self-provide for all or a portion of their loads. Entities with AGC are known as Sub-Balancing Authorities (SBA) and must meet all of the following criteria: (a) have a well-defined boundary, with WALC-approved revenue-quality metering, accurate as defined by the North American Electric Reliability Corporation (NERC), to include Megawatt (MW) flow data availability at 6-second or smaller intervals; (b) have AGC responsive unit(s); (c) demonstrate Regulation Service capability; and (d) execute a contract with WALC, provide all requested data, and meet the SBA error criteria below.</P>
                <P>Self-provision is measured by use of the entity's 1-minute average Area Control Error (ACE) to determine the amount of self-provision. The ACE is used to calculate the Regulation Service charges every hour as follows:</P>
                <P>(1) If the entity's 1-minute average ACE for the hour is less than or equal to 0.5 percent of its hourly average load, no charge is assessed for that hour.</P>
                <P>(2) If the entity's 1-minute average ACE for the hour is greater than or equal to 1.5 percent of the entity's hourly average load, WALC assesses charges using the hourly load-based assessment applied to the entity's peak load for that month.</P>
                <P>(3) If the entity's 1-minute average ACE for the hour is greater than 0.5 percent but less than 1.5 percent of its hourly average load, WALC assesses charges based on linear interpolation of no charge and full charge, using the hourly load-based assessment applied to the entity's peak load for that month.</P>
                <P>WALC monitors the entity's self-provision on a regular basis. If WALC determines that the entity has not been attempting to self-regulate, WALC will, upon notification, employ the load-based assessment methodology described above.</P>
                <HD SOURCE="HD2">Alternative Arrangements</HD>
                <P>Exporting Intermittent Resource Requirement: An entity that exports the output from an intermittent generator to another BA Area will be required to dynamically meter or dynamically schedule that resource out of WALC to another BA unless arrangements, satisfactory to WALC, are made for that entity to acquire this service from a third-party or self-supply (as outlined below). An intermittent generator is one whose output is volatile and variable due to factors beyond direct operational control and, therefore, is not dispatchable.</P>
                <P>Self- or Third-party Supply: WALC may allow an entity to supply some or all of its required regulation, or contract with a third party. This entity must have revenue quality metering at every load and generation point, with accuracy as defined by NERC, to include MW flow data availability at 6-second (or smaller) intervals. WALC will evaluate the entity's metering, telecommunications and regulating resource, as well as the required level of regulation, to determine whether the entity qualifies to self-supply under this provision. If approved, the entity is required to enter into a separate agreement with WALC which will specify the terms of self-supply.</P>
                <HD SOURCE="HD2">Customer Accommodation</HD>
                <P>
                    For entities unwilling to take Regulation Service, self-provide as described above, or obtain the service from a third party, WALC will assist the entity in dynamically metering its loads/resources to another BA. Until such time as meter configuration is accomplished, the entity will be responsible for charges assessed under this schedule.
                    <PRTPAGE P="46427"/>
                </P>
                <HD SOURCE="HD1">Rate Schedule DSW-SPR4</HD>
                <HD SOURCE="HD1">Schedule 5 to OATT</HD>
                <HD SOURCE="HD1">(Supersedes Rate Schedule DSW-SPR3)</HD>
                <HD SOURCE="HD1">United States Department of Energy</HD>
                <HD SOURCE="HD1">Western Area Power Administration</HD>
                <HD SOURCE="HD1">Desert Southwest Region</HD>
                <HD SOURCE="HD1">Western Area Lower Colorado Balancing Authority</HD>
                <HD SOURCE="HD2">Operating Reserve—Spinning Reserve Service</HD>
                <HD SOURCE="HD2">(Approved Under Rate Order No. WAPA-175)</HD>
                <HD SOURCE="HD2">Effective</HD>
                <P>The first day of the first full billing period beginning on or after October 1, 2016, and extending through September 30, 2021, or until superseded by another rate schedule, whichever occurs earlier. [Note: This rate schedule was extended by Rate Order No. WAPA-200 through September 30, 2026, and by Rate Order No. WAPA-222 through September 30, 2031.]</P>
                <HD SOURCE="HD2">Applicable</HD>
                <P>Spinning Reserve Service is needed to serve load immediately in the event of a system contingency and may be provided by generating units that are on-line and loaded at less than maximum output. The Transmission Service Provider (TSP) or the Balancing Authority (BA) who performs this function for the TSP must offer this service when transmission is used to serve load within its BA Area.</P>
                <P>The Western Area Lower Colorado Balancing Authority (WALC) performs this function for the Federal TSP. Customers of a Federal TSP must purchase this service from WALC or make alternative arrangements to satisfy their Spinning Reserve obligations.</P>
                <HD SOURCE="HD2">Formula Rate</HD>
                <GPH SPAN="3" DEEP="15">
                    <GID>EN23JY26.007</GID>
                </GPH>
                <P>WALC has no Spinning Reserves available for sale. Upon request, WALC will purchase at market price and pass-through the cost plus an administrative fee that covers the cost of procuring and supplying Spinning Reserves. The customer will be responsible for providing the transmission needed to deliver the Spinning Reserves purchased.</P>
                <HD SOURCE="HD1">Rate Schedule DSW-SUR4</HD>
                <HD SOURCE="HD1">Schedule 6 to OATT (Supersedes Rate Schedule DSW-SUR3)</HD>
                <HD SOURCE="HD1">United States Department of Energy</HD>
                <HD SOURCE="HD1">Western Area Power Administration</HD>
                <HD SOURCE="HD1">Desert Southwest Region</HD>
                <HD SOURCE="HD1">Western Area Lower Colorado Balancing Authority</HD>
                <HD SOURCE="HD1">Operating Reserve—Supplemental Reserve Service</HD>
                <HD SOURCE="HD2">(Approved Under Rate Order No. WAPA-175)</HD>
                <HD SOURCE="HD2">Effective</HD>
                <P>The first day of the first full billing period beginning on or after October 1, 2016, and extending through September 30, 2021, or until superseded by another rate schedule, whichever occurs earlier. [Note: This rate schedule was extended by Rate Order No. WAPA-200 through September 30, 2026, and by Rate Order No. WAPA-222 through September 30, 2031.]</P>
                <HD SOURCE="HD2">Applicable</HD>
                <P>Supplemental Reserve Service is needed to serve load in the event of a system contingency. It is not available immediately to serve load but is generally available within a short period of time after a system contingency event. This service may be provided by generating units that are on-line but unloaded, by quick-start generation, or by interruptible load. The Transmission Service Provider (TSP) or the Balancing Authority (BA) who performs this function for the TSP must offer this service when transmission is used to serve load within its BA Area.</P>
                <P>The Western Area Lower Colorado Balancing Authority (WALC) performs this function for the Federal TSP. Customers of a Federal TSP must purchase this service from WALC or make alternative arrangements to satisfy their Supplemental Reserve obligations.</P>
                <HD SOURCE="HD2">Formula Rate</HD>
                <GPH SPAN="3" DEEP="15">
                    <GID>EN23JY26.008</GID>
                </GPH>
                <PRTPAGE P="46428"/>
                <P>WALC has no Supplemental Reserves for sale. Upon request, WALC will purchase at market price and pass-through the cost plus an administrative fee that covers the cost of procuring and supplying Supplemental Reserves. The customer will be responsible for providing the transmission needed to deliver.</P>
                <HD SOURCE="HD1">Rate Schedule DSW-EI4</HD>
                <HD SOURCE="HD1">Schedule 4 to OATT</HD>
                <HD SOURCE="HD1">(Supersedes Rate Schedule DSW-EI3)</HD>
                <HD SOURCE="HD1">United States Department of Energy</HD>
                <HD SOURCE="HD1">Western Area Power Administration</HD>
                <HD SOURCE="HD1">Desert Southwest Region and Western Area Lower Colorado Balancing Authority</HD>
                <HD SOURCE="HD1">Energy Imbalance Service</HD>
                <HD SOURCE="HD2">(Approved Under Rate Order No. WAPA-175)</HD>
                <HD SOURCE="HD2">Effective</HD>
                <P>The first day of the first full billing period beginning on or after October 1, 2016, and extending through September 30, 2021, or until superseded by another rate schedule, whichever occurs earlier. [Note: This rate schedule was extended by Rate Order No. WAPA-200 through September 30, 2026, and by Rate Order No. WAPA-222 through September 30, 2031.]</P>
                <HD SOURCE="HD2">Applicable</HD>
                <P>Energy Imbalance Service is provided when there is a difference between the scheduled and actual delivery of energy to a load located within a Balancing Authority Area (BA Area) over a single hour. The Transmission Service Provider (TSP) or the Balancing Authority (BA) who performs this function for the TSP must offer this service when transmission is used to serve load within its BA Area.</P>
                <P>The Western Area Lower Colorado Balancing Authority (WALC) performs this function for the Federal TSP. Customers of a Federal TSP must purchase this service from WALC or make alternative comparable arrangements to satisfy their Energy Imbalance obligations. Non-Federal TSPs must have separate agreements with WALC that specify the terms of Energy Imbalance Service. WALC may charge a transmission customer for either energy imbalances under this schedule or generator imbalances under Schedule 9 for imbalances occurring during the same hour, but not both unless the imbalances aggravate rather than offset each other.</P>
                <HD SOURCE="HD2">Formula Rate</HD>
                <P>Charges for energy imbalances are based on the deviation bands as follows:</P>
                <P>1. For deviations within ±1.5 percent (with a minimum of 4 MW) of the metered load, the settlement for on-peak and off-peak hours is 100 percent.</P>
                <P>2. For deviations greater than ±1.5 up to 7.5 percent (or greater than 4 MW up to 10 MW) of the metered load, the settlement for on-peak hours is 110 percent for under-delivery and 90 percent for over-delivery, and the settlement for off-peak hours is 110 percent for under-delivery and 75 percent for over-delivery.</P>
                <P>3. For deviations greater than ±7.5 percent (or 10 MW) of the metered load, the settlement for on-peak hours is 125 percent for under-delivery and 75 percent for over-delivery, and the settlement for off-peak hours is 125 percent for under-delivery and 60 percent for over-delivery.</P>
                <P>The deviation bands will be applied hourly and any energy imbalances that occur as a result of the transmission customer's scheduled transactions will be netted on a monthly basis and settled financially at the end of the month. For purposes of this schedule, the proxy prices used to determine financial settlement will be derived from the Palo Verde electricity price indexes, or similar alternative, for on-peak and off-peak. WALC may accept settlement in energy in lieu of financial settlement.</P>
                <P>During periods of BA operating constraints, WALC reserves the right to eliminate credits for over-delivery. The cost to WALC of any penalty assessed by a regulatory authority due to a violation of operating standards resulting from under or over-delivery of energy may be passed through to customers.</P>
                <HD SOURCE="HD1">Rate Schedule DSW-GI2</HD>
                <HD SOURCE="HD1">Schedule 9 to OATT</HD>
                <HD SOURCE="HD1">(Supersedes Rate Schedule DSW-GI1)</HD>
                <HD SOURCE="HD1">United States Department of Energy</HD>
                <HD SOURCE="HD1">Western Area Power Administration</HD>
                <HD SOURCE="HD1">Desert Southwest Region</HD>
                <HD SOURCE="HD1">Western Area Lower Colorado Balancing Authority</HD>
                <HD SOURCE="HD2">Generator Imbalance Service</HD>
                <HD SOURCE="HD2">(Approved Under Rate Order No. WAPA-175)</HD>
                <HD SOURCE="HD2">Effective</HD>
                <P>The first day of the first full billing period beginning on or after October 1, 2016, and extending through September 30, 2021, or until superseded by another rate schedule, whichever occurs earlier. [Note: This rate schedule was extended by Rate Order No. WAPA-200 through September 30, 2026, and by Rate Order No. WAPA-222 through September 30, 2031.]</P>
                <HD SOURCE="HD2">Applicable</HD>
                <P>Generator Imbalance Service is provided when a difference occurs between the output of a generator located in the Balancing Authority Area (BA Area) and the delivery schedule from that generator to another BA Area or a load within the Transmission Service Provider's (TSP) BA Area over a single hour. The TSP or the Balancing Authority (BA) who performs this function for the TSP must offer this service, to the extent it is physically feasible to do so from its resources or from resources available to it, when transmission is used to deliver energy from a generator located within its BA Area.</P>
                <P>The Western Area Lower Colorado Balancing Authority (WALC) performs this function for the Federal TSP. Customers of a Federal TSP must purchase this service from WALC or make alternative comparable arrangements to satisfy their generator imbalance obligations. Non-Federal TSPs must have separate agreements with WALC that specify the terms of Generator Imbalance Service. An intermittent resource serving load outside WALC will be required to dynamically schedule or dynamically meter their generation to another BA Area unless arrangements, satisfactory to WALC, are made to acquire this service from a third-party. An intermittent resource, for the limited purpose of this schedule, is an electric generator that is not dispatchable and cannot store its fuel source, and therefore cannot respond to changes in demand or respond to transmission security constraints.</P>
                <P>WALC may charge a transmission customer for either generator imbalances under this schedule or energy imbalances under Schedule 4 for imbalances occurring during the same hour, but not both unless the imbalances aggravate rather than offset each other.</P>
                <HD SOURCE="HD2">Formula Rate</HD>
                <P>Charges for generator imbalances are based on the deviation bands as follows:</P>
                <P>1. For deviations within ±1.5 percent (with a minimum of 4 MW) of the metered generation, the settlement for on-peak and off-peak hours is 100 percent.</P>
                <P>
                    2. For deviations greater than ±1.5 up to 7.5 percent (or greater than 4 MW up to 10 MW) of the metered generation, the settlement for on-peak hours is 110 
                    <PRTPAGE P="46429"/>
                    percent for under-delivery and 90 percent for over-delivery, and the settlement for off-peak hours is 110 percent for under-delivery and 75 percent for over-delivery.
                </P>
                <P>3. For deviations greater than ±7.5 percent (or 10 MW) of the metered generation, the settlement for on-peak hours is 125 percent for under-delivery and 75 percent for over-delivery, and the settlement for off-peak hours is 125 percent for under-delivery and 60 percent for over-delivery. An intermittent resource will be exempt from this deviation band but will be subject to the settlement provisions in the second deviation band for all deviations greater than ±7.5 percent (or 10 MW).</P>
                <P>The deviation bands will be applied hourly and any generator imbalances that occur as a result of the transmission customer's scheduled transactions will be netted on a monthly basis and settled financially at the end of the month. For purposes of this schedule, the proxy prices used to determine financial settlement will be derived from the Palo Verde electricity price indexes, or similar alternative, for on-peak and off-peak. WALC may accept settlement in energy in lieu of financial settlement.</P>
                <P>During periods of BA operating constraints, WALC reserves the right to eliminate credits for over-delivery. The cost to WALC of any penalty assessed by a regulatory authority due to a violation of operating standards resulting from under or over-delivery of energy may be passed through to customers.</P>
                <HD SOURCE="HD1">Rate Schedule DSW-TL1</HD>
                <HD SOURCE="HD1">United States Department of Energy</HD>
                <HD SOURCE="HD1">Western Area Power Administration</HD>
                <HD SOURCE="HD1">Desert Southwest Region</HD>
                <HD SOURCE="HD1">Western Area Lower Colorado Balancing Authority</HD>
                <HD SOURCE="HD2">Transmission Losses Service</HD>
                <HD SOURCE="HD2">(Approved Under Rate Order No. WAPA-175)</HD>
                <HD SOURCE="HD2">Effective</HD>
                <P>The first day of the first full billing period beginning on or after October 1, 2016, and extending through September 30, 2021, or until superseded by another rate schedule, whichever occurs earlier. [Note: This rate schedule was extended by Rate Order No. WAPA-200 through September 30, 2026, and by Rate Order No. WAPA-222 through September 30, 2031.]</P>
                <HD SOURCE="HD2">Applicable</HD>
                <P>Capacity and energy losses occur when a Transmission Service Provider (TSP) delivers electricity over its transmission facilities for a transmission customer. The Western Area Lower Colorado Balancing Authority (WALC) provides this service to TSPs within its Balancing Authority Area (BA Area). Transmission losses (losses) are assessed for transactions on transmission facilities within WALC, unless separate agreements specify the terms for losses. The losses applicable to Federal TSPs will be passed directly to transmission customers. The transmission customer must either purchase this service from WALC or make alternative comparable arrangements to satisfy their obligations for losses.</P>
                <HD SOURCE="HD2">Formula Rate</HD>
                <P>The loss percentage currently in effect is posted on WALC's website and may be changed from time to time. Financial settlement for losses will occur on a monthly basis, unless determined by WALC. Proxy prices used to determine financial settlement will be derived from the Palo Verde electricity price indexes, or similar alternative, for on-peak and off-peak. This pricing information is posted on WALC's website.</P>
                <HD SOURCE="HD1">Rate Schedule DSW-EIM1T</HD>
                <HD SOURCE="HD1">Schedule 1T to OATT</HD>
                <HD SOURCE="HD1">United States Department of Energy</HD>
                <HD SOURCE="HD1">Western Area Power Administration</HD>
                <HD SOURCE="HD1">Desert Southwest Region</HD>
                <HD SOURCE="HD1">Western Area Lower Colorado Balancing Authority</HD>
                <HD SOURCE="HD2">Energy Imbalance Market-Administrative Service</HD>
                <HD SOURCE="HD2">(Approved Under Rate Order No. WAPA-208)</HD>
                <HD SOURCE="HD2">Effective</HD>
                <P>Beginning on April 5, 2023, and extending through September 30, 2026, or until superseded by another rate schedule, whichever occurs earlier. [Note: This rate schedule was extended by Rate Order No. WAPA-222 through September 30, 2031.]</P>
                <HD SOURCE="HD2">Applicable</HD>
                <P>This rate schedule applies to Administrative Service when the Western Area Lower Colorado (WALC) Balancing Authority (BA) participates in the California Independent System Operator's (CAISO) Energy Imbalance Market (EIM) and when the EIM has not been suspended. Rate Schedule DSW-SD4 for Scheduling, System Control and Dispatch Service, or its superseding rate schedule will continue to apply. Both DSW-EIM1T and DSW-SD4 shall apply when the WALC BA participates in the EIM.</P>
                <P>The CAISO assesses charges and fees to cover the costs associated with operating the EIM and providing various services to participants. The charges and fees associated with the WALC BA's participation in the EIM will be passed through to ensure the WALC BA remains revenue neutral.</P>
                <HD SOURCE="HD2">Formula Rate</HD>
                <P>
                    Charges for Administrative Service shall reflect the pass through of applicable costs associated with the WALC BA's participation in the EIM that are assessed by the CAISO to the WALC BA. Costs shall be identified by a CAISO charge code and passed through to transmission customers using the settlement methods detailed in Desert Southwest Region's (DSW) EIM business practice posted on its Open Access Same-time Information System (OASIS) at 
                    <E T="03">www.oasis.oati.com/walc/index.html.</E>
                     Revisions to the CAISO's Tariff may require changes to DSW's EIM business practice, which would be processed consistent with section 4.3 of WAPA's Tariff.
                </P>
                <HD SOURCE="HD2">Charge Components</HD>
                <P>Administrative Service charges typically include one or more of the following items:</P>
                <GPOTABLE COLS="2" OPTS="L2,nj,tp0,i1" CDEF="s50,r150">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Component</CHED>
                        <CHED H="1">Description</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">EIM Transaction</ENT>
                        <ENT>CAISO charge assessed to entities for EIM participation.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Scheduling Coordinator</ENT>
                        <ENT>CAISO charge assessed to Scheduling Coordinators that have any settlement activity during the relevant trading month.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Forecasting Service</ENT>
                        <ENT>CAISO fee to forecast the output of Variable Energy Resources that are external to the CAISO BA Area.</ENT>
                    </ROW>
                </GPOTABLE>
                <PRTPAGE P="46430"/>
                <HD SOURCE="HD1">Rate Schedule DSW-UU1</HD>
                <HD SOURCE="HD1">Schedule 10 to OATT</HD>
                <HD SOURCE="HD1">United States Department of Energy</HD>
                <HD SOURCE="HD1">Western Area Power Administration</HD>
                <HD SOURCE="HD1">Desert Southwest Region</HD>
                <HD SOURCE="HD1">Central Arizona Project</HD>
                <HD SOURCE="HD1">Pacific Northwest-Pacific Southwest Intertie Project</HD>
                <HD SOURCE="HD1">Parker-Davis Project</HD>
                <HD SOURCE="HD2">Unreserved Use Penalties</HD>
                <HD SOURCE="HD2">(Approved Under Rate Order No. WAPA-175)</HD>
                <HD SOURCE="HD2">Effective</HD>
                <P>The first day of the first full billing period beginning on or after October 1, 2016, and extending through September 30, 2021, or until superseded by another rate schedule, whichever occurs earlier. [Note: This rate schedule was extended by Rate Order No. WAPA-200 through September 30, 2026, and by Rate Order No. WAPA-222 through September 30, 2031.]</P>
                <HD SOURCE="HD2">Applicable</HD>
                <P>Unreserved use occurs when a customer uses transmission service it has not reserved or uses transmission service in excess of its reserved capacity. Unreserved use may also include a transmission customer's failure to curtail transmission when requested. The transmission customer shall compensate the Federal Transmission Service Provider (TSP) each month for any unreserved use of the transmission system.</P>
                <HD SOURCE="HD2">Penalty Rate</HD>
                <P>The charge for a transmission customer that engages in unreserved use is two times the maximum allowable firm point-to-point transmission rate for the service at issue, assessed as follows:</P>
                <P>(1) The penalty for one instance, in a single hour, is based on the daily rate;</P>
                <P>
                    (2) The penalty for more than one instance, for any given duration (
                    <E T="03">e.g.,</E>
                     daily) increases to the next longest duration (
                    <E T="03">e.g.,</E>
                     weekly).
                </P>
                <P>A transmission customer that exceeds its reserved capacity at any point of receipt or point of delivery, or a customer that uses transmission service at a point of receipt or point of delivery that it has not reserved, is required to pay for all ancillary services provided by the Federal TSP and associated with the unreserved use. The customer will pay for ancillary services based on the amount of transmission service it used and did not reserve.</P>
                <HD SOURCE="HD1">Rate Schedule DSW-EIM4T</HD>
                <HD SOURCE="HD1">Schedule 4T to OATT</HD>
                <HD SOURCE="HD1">United States Department of Energy</HD>
                <HD SOURCE="HD1">Western Area Power Administration</HD>
                <HD SOURCE="HD1">Desert Southwest Region</HD>
                <HD SOURCE="HD1">Western Area Lower Colorado Balancing Authority</HD>
                <HD SOURCE="HD1">Energy Imbalance Market-Energy Imbalance Service</HD>
                <HD SOURCE="HD2">(Approved Under Rate Order No. WAPA-208)</HD>
                <HD SOURCE="HD2">Effective</HD>
                <P>Beginning on April 5, 2023, and extending through September 30, 2026, or until superseded by another rate schedule, whichever occurs earlier. [Note: This rate schedule was extended by Rate Order No. WAPA-222 through September 30, 2031.]</P>
                <HD SOURCE="HD2">Applicable</HD>
                <P>This rate schedule applies to Energy Imbalance (EI) Service when the Western Area Lower Colorado (WALC) Balancing Authority (BA) participates in the California Independent System Operator's (CAISO) Energy Imbalance Market (EIM) and when the EIM has not been suspended. Rate Schedule DSW-EI4 or its superseding rate schedule would apply when the WALC BA is not participating or when the EIM has been suspended.</P>
                <P>The CAISO EIM provides energy to the WALC BA when there is a difference between the scheduled and actual delivery of energy to a load within the WALC BA Area. These differences (energy imbalances) result in financial settlements between the CAISO and the WALC BA. Any financial settlements for energy imbalances associated with the WALC BA's participation in the EIM will be passed through to ensure the WALC BA remains revenue neutral.</P>
                <HD SOURCE="HD2">Formula Rate</HD>
                <P>
                    Charges for EI Service shall reflect the pass through of all applicable costs associated with the WALC BA's participation in the EIM that are assessed by the CAISO to the WALC BA. Costs shall be identified by a CAISO charge code and passed through to transmission customers using the settlement methods detailed in Desert Southwest Region's (DSW) EIM business practice posted on its Open Access Same-time Information System (OASIS) at 
                    <E T="03">www.oasis.oati.com/walc/index.html.</E>
                     Revisions to the CAISO's Tariff may require changes to DSW's EIM business practice, which would be processed consistent with section 4.3 of WAPA's Tariff.
                </P>
                <HD SOURCE="HD2">Charge Components</HD>
                <P>Charges for EI Service will typically include one or more of the following items:</P>
                <GPOTABLE COLS="2" OPTS="L2,nj,tp0,i1" CDEF="s50,r150">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Components</CHED>
                        <CHED H="1">Description</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Instructed Imbalance Energy</ENT>
                        <ENT>Operational adjustment of transmission customer's affected interchange or intrachange, including certain changes made to an E-Tag.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Uninstructed Imbalance Energy</ENT>
                        <ENT>Differences between a transmission customer's metered load and base schedule derived from interchange and intrachange forecast data (E-Tags).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Unaccounted for Energy</ENT>
                        <ENT>Differences between WALC BA generation (generators, non-generator resources, and imports) and demand (from loads and exports) adjusted for transmission losses.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Under/Over-Scheduling Load</ENT>
                        <ENT>The under-scheduling and over-scheduling of transmission that contributes to energy imbalances.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Uplifts or Offsets</ENT>
                        <ENT>Imbalance energy for each settlement interval for each resource within the EIM area and all system resources dispatched in real time.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Bid Cost Recovery</ENT>
                        <ENT>Bid costs for eligible resources (real-time energy) that were scheduled or dispatched by the CAISO for the EIM.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Flexible Ramping</ENT>
                        <ENT>Sufficient ramping capability to meet the forecasted net load and cover upward and downward forecast error uncertainty.</ENT>
                    </ROW>
                </GPOTABLE>
                <PRTPAGE P="46431"/>
                <HD SOURCE="HD1">Rate Schedule DSW-EIM9T</HD>
                <HD SOURCE="HD1">Schedule 9T to OATT</HD>
                <HD SOURCE="HD1">United States Department of Energy</HD>
                <HD SOURCE="HD1">Western Area Power Administration</HD>
                <HD SOURCE="HD1">Desert Southwest Region</HD>
                <HD SOURCE="HD1">Western Area Lower Colorado Balancing Authority</HD>
                <HD SOURCE="HD2">Energy Imbalance Market-Generator Imbalance Service</HD>
                <HD SOURCE="HD2">(Approved Under Rate Order No. WAPA-208)</HD>
                <HD SOURCE="HD2">Effective</HD>
                <P>Beginning on April 5, 2023, and extending through September 30, 2026, or until superseded by another rate schedule, whichever occurs earlier. [Note: This rate schedule was extended by Rate Order No. WAPA-222 through September 30, 2031.]</P>
                <HD SOURCE="HD2">Applicable</HD>
                <P>This rate schedule applies to Generator Imbalance (GI) Service when the Western Area Lower Colorado (WALC) Balancing Authority (BA) participates in the California Independent System Operator's (CAISO) Energy Imbalance Market (EIM) and when the EIM has not been suspended. Rate Schedule DSW-GI2 [Note: This rate schedule was erroneously listed as DSW-GI4 in the previously published rate order and is corrected here] or its superseding rate schedule would apply when the WALC BA is not participating or when the EIM has been suspended.</P>
                <P>The CAISO EIM provides energy to the WALC BA when there is a difference between the scheduled and actual delivery of energy from a non-participating resource within the WALC BA Area. These differences (generator imbalances) result in financial settlements between the CAISO and the WALC BA. Any financial settlements for generator imbalance associated with the WALC BA's participation in the EIM will be passed through to ensure the WALC BA remains revenue neutral.</P>
                <HD SOURCE="HD2">Formula Rate</HD>
                <P>
                    Charges for GI Service shall reflect the pass-through of all applicable costs associated with the WALC BA's participation in the EIM that are assessed by the CAISO to the WALC BA. Costs shall be identified by a CAISO charge code and passed through to transmission customers using the settlement methods detailed in Desert Southwest Region's (DSW) EIM business practice posted on its Open Access Same-time Information System (OASIS) at 
                    <E T="03">www.oasis.oati.com/walc/index.html.</E>
                     Revisions to the CAISO's Tariff may require changes to DSW's EIM business practice, which would be processed consistent with section 4.3 of WAPA's Tariff.
                </P>
                <HD SOURCE="HD2">Charge Components</HD>
                <P>Charges for GI Service will typically include on or more of the following items:</P>
                <GPOTABLE COLS="2" OPTS="L2,nj,tp0,i1" CDEF="s50,r150">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Component</CHED>
                        <CHED H="1">Description</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Instructed Imbalance Energy</ENT>
                        <ENT>Resource imbalances created by a manual dispatch, EIM available balancing capacity dispatch, or adjustments to resource forecasts pursuant to provisions of the CAISO's Tariff.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Uninstructed Imbalance Energy</ENT>
                        <ENT>Differences between a customer's metered generation and base schedule derived from the resource forecast data submitted through the CAISO's Base Schedule Aggregation Portal.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Unaccounted for Energy</ENT>
                        <ENT>Differences between WALC BA generation (generators, non-generator resources, and imports) and demand (loads and exports) adjusted for losses.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Under/Over-Scheduling</ENT>
                        <ENT>The under-scheduling and over-scheduling of resources that contributes to generator imbalances.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Uplifts or Offsets</ENT>
                        <ENT>Imbalance energy for each settlement interval for each resource within the EIM area and all system resources dispatched in real time.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Bid Cost Recovery</ENT>
                        <ENT>Bid costs for eligible resources (real-time energy) that were scheduled or dispatched by the CAISO for the EIM.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Flexible Ramping</ENT>
                        <ENT>Sufficient ramping capability to meet the forecasted net load and cover upward and downward forecast error uncertainty.</ENT>
                    </ROW>
                </GPOTABLE>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14901 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6450-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <DEPDOC>[EPA-HQ-OAR-2022-0047; FRL-13536-01-OFA]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Submission to the Office of Management and Budget for Review and Approval; Comment Request; NSPS for Greenhouse Gas Emissions for New Electric Utility Generating Units (Renewal)</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Environmental Protection Agency (EPA) has submitted an information collection request (ICR), NSPS for Greenhouse Gas Emissions for New Electric Utility Generating Units (EPA ICR Number 2465.07, OMB Control Number 2060-0685) to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act. This is a proposed extension of the ICR, which is currently approved through July 31, 2026. Public comments were previously requested via the 
                        <E T="04">Federal Register</E>
                         on August 6, 2024 during a 60-day comment period. This notice allows for an additional 30 days for public comments.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments may be submitted on or before August 24, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit your comments, referencing Docket ID Number EPA-HQ-OAR-2022-0047, to EPA online using 
                        <E T="03">www.regulations.gov</E>
                         (our preferred method), by email to 
                        <E T="03">a-and-r-docket@epa.gov,</E>
                         or by mail to: EPA Docket Center, Environmental Protection Agency, Mail Code 28221T, 1200 Pennsylvania Ave. NW, Washington, DC 20460.
                    </P>
                    <P>EPA's policy is that all comments received will be included in the public docket without change including any personal information provided, unless the comment includes profanity, threats, information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute.</P>
                    <P>
                        Submit written comments and recommendations to OMB for the proposed information collection within 30 days of publication of this notice to 
                        <E T="03">www.reginfo.gov/public/do/PRAMain.</E>
                         Find this particular information collection by selecting “Currently under 30-day Review—Open for Public Comments” or by using the search function.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                         Titel, Aiden Natural Resources Division (D230-0L), Office of Clean Air Programs, U.S. Environmental 
                        <PRTPAGE P="46432"/>
                        Protection Agency, Research Triangle Park, North Carolina 27711; telephone number: (919) 541-4836; email address: 
                        <E T="03">titel.aiden@epa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>This is a proposed extension of the ICR, which is currently approved through July 31, 2026. An agency may not conduct or sponsor and a person is not required to respond to a collection of information unless it displays a currently valid OMB control number.</P>
                <P>
                    Public comments were previously requested via the 
                    <E T="04">Federal Register</E>
                     on August 6, 2024 during a 60-day comment period (89 FR 63933). This notice allows for an additional 30 days for public comments. Supporting documents, which explain in detail the information that the EPA will be collecting, are available in the public docket for this ICR. The docket can be viewed online at 
                    <E T="03">www.regulations.gov</E>
                     or in person at the EPA Docket Center, WJC West, Room 3334, 1301 Constitution Ave. NW, Washington, DC. The telephone number for the Docket Center is 202-566-1744. For additional information about EPA's public docket, visit 
                    <E T="03">http://www.epa.gov/dockets.</E>
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     The New Source Performance Standards (NSPS) for Greenhouse Gas (GHG) Emissions for New Electric Utility Generating Units (EGUs) (40 CFR part 60, subpart TTTT) were proposed on June 2, 2014, and promulgated on October 23, 2015. Amendments to 40 CFR part 60, subpart TTTT were proposed on December 6, 2018, but EPA did not finalize amendments to the 2015 final rule. On January 13, 2021, EPA finalized a pollutant-specific significant contribution finding for this source category, which was vacated and remanded on April 5, 2021. The rule was most recently amended on May 4, 2024. These regulations apply to newly constructed, modified or reconstructed facilities with electric utility generating units (EGUs) including any steam generating unit, IGCC, or stationary combustion turbine that either commenced construction or modification after January 8, 2014 or commenced reconstruction after June 18, 2014, but on or before May 23, 2023. To be considered an EGU, the unit must be: (1) capable of combusting more than 250 MMBtu/h heat input of fossil fuel; and (2) serve a generator capable of supplying more than 25 MW net to a utility distribution system (
                    <E T="03">i.e.,</E>
                     for sale to the grid). This information is being collected to assure compliance with 40 CFR part 60, subpart TTTT. Units that commence construction, reconstruction, or modification after May 23, 2023 will be subject to 40 CFR part 60, subpart TTTTa.
                </P>
                <P>In general, all NSPS standards require initial notifications, performance tests, and periodic reports by the owners/operators of the affected facilities. They are also required to maintain records of the occurrence and duration of any startup, shutdown, or malfunction in the operation of an affected facility, or any period during which the monitoring system is inoperative. These notifications, reports, and records are essential in determining compliance, and are required of all affected facilities subject to NSPS.</P>
                <P>
                    <E T="03">Form Numbers:</E>
                     None.
                </P>
                <P>
                    <E T="03">Respondents/affected entities:</E>
                     Fossil fuel-fired electric utility steam generating units.
                </P>
                <P>
                    <E T="03">Respondent's obligation to respond:</E>
                     Mandatory (40 CFR part 60, subpart TTTT).
                </P>
                <P>
                    <E T="03">Estimated number of respondents:</E>
                     56 (total).
                </P>
                <P>
                    <E T="03">Frequency of response:</E>
                     Initially, quarterly.
                </P>
                <P>
                    <E T="03">Total estimated burden:</E>
                     1,550 hours (per year). Burden is defined at 5 CFR 1320.03(b).
                </P>
                <P>
                    <E T="03">Total estimated cost:</E>
                     $212,000 (per year). There are no annualized capital or operation &amp; maintenance costs.
                </P>
                <P>
                    <E T="03">Changes in the Estimates:</E>
                     There is an adjustment decrease in the total estimated burden as currently identified in the OMB Inventory of Approved Burdens. The adjustment decrease is due in part to a decrease in the number of existing respondents based on EPA's ECHO database. Additionally, sources that commence construction, modification, or reconstruction after May 23, 2023 will be subject to 40 CFR part 60, subpart TTTTa. Therefore, we do not expect any new sources will become subject to 40 CFR part 60, subpart TTTT during the next three years. The labor cost also decreased based on the decrease in the number of respondents.
                </P>
                <SIG>
                    <NAME>Courtney Kerwin,</NAME>
                    <TITLE>Deputy Director, Data and Enterprise Programs Division.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14925 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <DEPDOC>[EPA-HQ-OGC-2026-5083, FRL-13497-01-OGC]</DEPDOC>
                <SUBJECT>Proposed Consent Decree, Clean Water Act</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of proposed consent decree; request for public comment.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        In accordance with the Environmental Protection Agency (EPA) Administrator's March 18, 2022 memorandum titled “Consent Decrees and Settlement Agreements to resolve Environmental Claims Against the Agency,” notice is hereby given of a proposed consent decree in 
                        <E T="03">Environmental Defense Alliance et al.</E>
                         v. 
                        <E T="03">Zeldin.,</E>
                         No. 3:25-cv-930 (M.D. Fl.). On August 19, 2025, the Environmental Defense Alliance and Waterkeepers Florida filed a complaint in the U.S. District Court for the Middle District of Florida. The complaint alleges that the EPA failed to perform a mandatory duty under the Clean Water Act (CWA) to promulgate final water quality standards (WQS) for Florida waters 90 days after proposing such standards. The complaint asserts that this failure violates both the CWA and the Administrative Procedure Act (APA). EPA seeks public input on a proposed consent decree prior to its final decision-making with regard to potential settlement of the litigation.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written comments on the proposed consent decree must be received by August 24, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit your comments, identified by Docket ID No. EPA-HQ-OGC-2026-5083 online at 
                        <E T="03">https://www.regulations.gov</E>
                         (EPA's preferred method). Follow the online instructions for submitting comments.
                    </P>
                    <P>
                        <E T="03">Instructions:</E>
                         All submissions received must include the Docket ID number for this action. Comments received may be posted without change to 
                        <E T="03">https://www.regulations.gov,</E>
                         including any personal information provided. For detailed instructions on sending comments, see the “Additional Information About Commenting on the Proposed Consent Decree” heading under the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section of this document.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Lauren Maher, Water Law Office, Office of General Counsel, U.S. Environmental Protection Agency; telephone: (202) 564-9888; email address: 
                        <E T="03">Maher.Lauren@epa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Additional Information About the Proposed Consent Decree</HD>
                <P>
                    Under the CWA, WQS define the desired condition of a water, in part, by designating the use or uses of the water and by setting criteria to protect those uses.
                    <SU>1</SU>
                    <FTREF/>
                     Human health criteria (HHC) are 
                    <PRTPAGE P="46433"/>
                    a type of water quality criteria that protect designated uses such as public water supply and recreation.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         33 U.S.C. 1313(c)(2)(A).
                    </P>
                </FTNT>
                <P>
                    While states have the primary responsibility for reviewing, establishing, and revising WQS for their waters, CWA section 303(c) directs the EPA to promulgate WQS in two circumstances. Of relevance here, the EPA has the authority to promulgate WQS where the EPA Administrator determines that a new or revised standard is necessary to meet the requirements of the CWA.
                    <SU>2</SU>
                    <FTREF/>
                     Such a determination is referred to as an “Administrator's Determination.” Once the EPA makes an Administrator's Determination, the CWA requires the Agency to “promptly prepare and publish” proposed regulations with new or revised WQS.
                    <SU>3</SU>
                    <FTREF/>
                     The CWA also requires that the Administrator “promulgate any revised or new standard [ . . . ] not later than ninety days after [publishing] such proposed standards.” 
                    <SU>4</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         33 U.S.C. 1313(c)(4)(B).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         33 U.S.C. 1313(c)(4).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         33 U.S.C. 1313(c)(4)(B).
                    </P>
                </FTNT>
                <P>
                    CWA section 303(c)(2)(B), added to the CWA in the 1987 amendments to the Act,
                    <SU>5</SU>
                    <FTREF/>
                     requires states to adopt numeric criteria for all toxic pollutants listed pursuant to CWA section 307(a)(1) (known as priority toxic pollutants 
                    <SU>6</SU>
                    <FTREF/>
                    ) for which the EPA has published recommended criteria pursuant to CWA section 304(a), and where the discharge or presence of such toxic pollutants could reasonably be expected to interfere with the states' designated uses.
                    <SU>7</SU>
                    <FTREF/>
                     In the 1992 National Toxics Rule, the EPA promulgated water quality criteria for priority toxic pollutants for 14 states, including Florida, based on an Administrator's Determination that the states needed new or revised criteria to comply with the requirements of CWA section 303(c)(2)(B).
                    <SU>8</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         Water Quality Act Amendments of 1987, Public Law 100-4, 101 Stat. 7.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         40 CFR part 423, appendix A—126 Priority Pollutants.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         33 U.S.C. 1313(c)(2)(B).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         U.S. EPA, 
                        <E T="03">Establishment of Numeric Criteria for Priority Toxic Pollutants,</E>
                         57 FR 60848, 60856 (December 22, 1992).
                    </P>
                </FTNT>
                <P>
                    On December 1, 2022, the EPA issued an Administrator's Determination that Florida needed new and revised HHC pursuant to CWA section 303(c)(4)(B).
                    <SU>9</SU>
                    <FTREF/>
                     Specifically, the Agency determined that Florida's existing HHC were not protective of Floridians consuming fish and shellfish because the EPA believed they were derived using data that underestimates how much fish Floridians are currently eating. The EPA also determined that Florida needed HHC for 37 additional priority toxic pollutants for which the State had no HHC. The EPA proposed new and revised HHC for Florida on December 8, 2023.
                    <SU>10</SU>
                    <FTREF/>
                     No final action was taken on the proposed rulemaking.
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         U.S. EPA, Letter from Radhika Fox, Assistant Administrator of the EPA Office of Water, to Shawn Hamilton, Secretary of the Florida Department of Environmental Protection, Re: EPA's Administrator's Determination that New and Revised Water Quality Standards in Florida are Necessary to Satisfy the Requirements of the CWA (December 1, 2022).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         U.S. EPA, 
                        <E T="03">Water Quality Standards to Protect Human Health in Florida: Proposed Rule,</E>
                         88 FR 85530 (December 8, 2023).
                    </P>
                </FTNT>
                <P>On August 19, 2025, the Environmental Defense Alliance and Waterkeepers Florida (Plaintiffs) filed a complaint in the U.S. District Court for the Middle District of Florida, alleging that EPA failed to perform a mandatory duty to promulgate final WQS for Florida waters 90 days after proposing such standards. The complaint asserts that this failure violates both the CWA and the APA.</P>
                <P>The parties initiated settlement discussions, which produced the proposed consent decree. Under the proposed consent decree, the EPA Administrator would be required to sign a final rule establishing new and revised HHC for Florida waters on or before December 1, 2026.</P>
                <P>
                    For a period of thirty (30) days following the date of publication of this 
                    <E T="04">Federal Register</E>
                     publication, EPA will accept written comments relating to the proposed consent decree from persons who are not parties to the litigation. EPA or the Department of Justice may withdraw or withhold consent to the proposed consent decree if the comments received disclose facts or considerations that indicate that such consent is inappropriate, improper, inadequate, or inconsistent with the requirements of the CWA.
                </P>
                <HD SOURCE="HD1">II. Additional Information About Commenting on the Proposed Consent Decree</HD>
                <HD SOURCE="HD2">A. How can I get a copy of the proposed consent decree?</HD>
                <P>The official public docket for this action (identified by Docket ID No. EPA-HQ-OGC-2026-5083) contains a copy of the proposed consent decree. The official public docket is available for public viewing at the Office of Environmental Information (OEI) Docket in the EPA Docket Center, EPA West, Room 3334, 1301 Constitution Ave. NW, Washington, DC. The EPA Docket Center Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number for the Public Reading Room is (202) 566-1744, and the telephone number for the OEI Docket is (202) 566-1752.</P>
                <P>
                    The electronic version of the public docket for this action contains a copy of the proposed consent decree and is available through 
                    <E T="03">https://www.regulations.gov.</E>
                     You may use 
                    <E T="03">https://www.regulations.gov</E>
                     to submit or view public comments, access the index listing of the contents of the official public docket, and access those documents in the public docket that are available electronically. Once in the system, key in the appropriate docket identification number then select “search.”
                </P>
                <HD SOURCE="HD2">B. How and to whom do I submit comments?</HD>
                <P>
                    Submit your comments, identified by Docket ID No. EPA-HQ-OGC-2026-5083 via 
                    <E T="03">https://www.regulations.gov.</E>
                     Once submitted, comments cannot be edited or removed from this docket. EPA may publish any comment received to its public docket. Do not submit to EPA's docket at 
                    <E T="03">https://www.regulations.gov</E>
                     any information you consider to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Multimedia submissions (audio, video, etc.) must be accompanied by a written comment. The written comment is considered the official comment and should include discussion of all points you wish to make. EPA will generally not consider comments or comment contents located outside of the primary submission (
                    <E T="03">i.e.,</E>
                     on the web, cloud, or other file sharing system). For additional submission methods, the full EPA public comment policy, information about CBI or multimedia submissions, and general guidance on making effective comments, please visit 
                    <E T="03">https://www.epa.gov/dockets/commenting-epa-dockets.</E>
                     For additional information about submitting information identified as CBI, please contact the person listed in the 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     section of this document.
                </P>
                <P>
                    If you submit an electronic comment, EPA recommends that you include your name, mailing address, and an email address or other contact information in the body of your comment. This ensures that you can be identified as the submitter of the comment and allows EPA to contact you in case EPA cannot read your comment due to technical difficulties or needs further information on the substance of your comment. Any identifying or contact information provided in the body of a comment will be included as part of the comment that is placed in the official public docket 
                    <PRTPAGE P="46434"/>
                    and made available in EPA's electronic public docket. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment.
                </P>
                <P>
                    Use of the 
                    <E T="03">https://www.regulations.gov</E>
                     website to submit comments to EPA electronically is EPA's preferred method for receiving comments. The electronic public docket system is an “anonymous access” system, which means EPA will not know your identity, email address, or other contact information unless you provide it in the body of your comment.
                </P>
                <P>Please ensure that your comments are submitted within the specified comment period. Comments received after the close of the comment period will be marked “late.” EPA does not plan to consider these late comments.</P>
                <SIG>
                    <NAME>Dawn Messier,</NAME>
                    <TITLE>Deputy Associate General Counsel for Water.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14865 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <DEPDOC>[EPA-HQ-OAR-2022-0082; FRL-13534-01-OFA]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Submission to the Office of Management and Budget for Review and Approval; Comment Request; NSPS for Hospital/Medical/Infectious Waste Incinerators (Renewal)</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Environmental Protection Agency (EPA) has submitted an information collection request (ICR), NSPS for Hospital/Medical/Infectious Waste Incinerators (EPA ICR Number 1730.13, OMB Control Number 2060-0363) to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act. This is a proposed extension of the ICR, which is currently approved through July 31, 2026. Public comments were previously requested via the 
                        <E T="04">Federal Register</E>
                         on August 6, 2024 during a 60-day comment period. This notice allows for an additional 30 days for public comments.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments may be submitted on or before August 24, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit your comments, referencing Docket ID Number EPA-HQ-OAR-2022-0082, to EPA online using 
                        <E T="03">www.regulations.gov</E>
                         (our preferred method), by email to 
                        <E T="03">a-and-r-docket@epa.gov,</E>
                         or by mail to: EPA Docket Center, Environmental Protection Agency, Mail Code 28221T, 1200 Pennsylvania Ave. NW, Washington, DC 20460.
                    </P>
                    <P>EPA's policy is that all comments received will be included in the public docket without change including any personal information provided, unless the comment includes profanity, threats, information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute.</P>
                    <P>
                        Submit written comments and recommendations to OMB for the proposed information collection within 30 days of publication of this notice to 
                        <E T="03">www.reginfo.gov/public/do/PRAMain.</E>
                         Find this particular information collection by selecting “Currently under 30-day Review—Open for Public Comments” or by using the search function.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Muntasir Ali, Sector Policies and Program Division (D243-05), Office of Air Quality Planning and Standards, U.S. Environmental Protection Agency, Research Triangle Park, North Carolina, 27711; telephone number: (919) 541-0833; email address: 
                        <E T="03">ali.muntasir@epa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>This is a proposed extension of the ICR, which is currently approved through July 31, 2026. An agency may not conduct or sponsor and a person is not required to respond to a collection of information unless it displays a currently valid OMB control number.</P>
                <P>
                    Public comments were previously requested via the 
                    <E T="04">Federal Register</E>
                     on August 6, 2024 during a 60-day comment period (89 FR 63933). This notice allows for an additional 30 days for public comments. Supporting documents, which explain in detail the information that the EPA will be collecting, are available in the public docket for this ICR. The docket can be viewed online at 
                    <E T="03">www.regulations.gov</E>
                     or in person at the EPA Docket Center, WJC West, Room 3334, 1301 Constitution Ave. NW, Washington, DC. The telephone number for the Docket Center is 202-566-1744. For additional information about EPA's public docket, visit 
                    <E T="03">http://www.epa.gov/dockets.</E>
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     The New Source Performance Standards (NSPS) for Hospital/Medical/Infectious Waste Incinerators (40 CFR part 60, subpart Ec) were proposed on February 27, 1995; promulgated on September 15, 1997; and amended on: October 6, 2009; April 4, 2011; and May 12, 2013. The original standards applied to either owners or operators of Hospital/Medical/Infectious Waste Incinerators (HMIWI) for which construction commenced after June 20, 1996, or for which modification commenced after March 16, 1998, but no later than April 6, 2010. Sources subject to the original standards are now covered under the revised Emission Guidelines for HMIWI at 40 CFR part 60, subpart Ce. This information request covers the reporting and recordkeeping requirements associated with the revised NSPS, which apply to new facilities only. New facilities include those that commenced either construction after December 1, 2008, or commenced modification after April 6, 2010. This information is being collected to assure compliance with 40 CFR part 60, subpart Ec.
                </P>
                <P>In general, all NSPS standards require initial notifications, performance tests, and periodic reports by the owners/operators of the affected facilities. They are also required to maintain records of the occurrence and duration of any startup, shutdown, or malfunction in the operation of an affected facility, or any period during which the monitoring system is inoperative. These notifications, reports, and records are essential in determining compliance, and are required of all affected facilities subject to NSPS.</P>
                <P>
                    <E T="03">Form Numbers:</E>
                     None.
                </P>
                <P>
                    <E T="03">Respondents/affected entities:</E>
                     Hospital/medical/infectious waste incineration units.
                </P>
                <P>
                    <E T="03">Respondent's obligation to respond:</E>
                     Mandatory (40 CFR part 60, subpart Ec).
                </P>
                <P>
                    <E T="03">Estimated number of respondents:</E>
                     Three (total).
                </P>
                <P>
                    <E T="03">Frequency of response:</E>
                     Initially, semiannually and annually.
                </P>
                <P>
                    <E T="03">Total estimated burden:</E>
                     1,780 hours (per year). Burden is defined at 5 CFR 1320.03(b).
                </P>
                <P>
                    <E T="03">Total estimated cost:</E>
                     $420,000 (per year), which includes $177,000 annualized capital or operation &amp; maintenance costs.
                </P>
                <P>
                    <E T="03">Changes in the Estimates:</E>
                     There is no change in burden from the most recently approved ICR as currently identified in the OMB Inventory of Approved Burdens. This is due to two considerations. First, the regulations have not changed over the past three years and are not anticipated to change over the next three years. Second, the growth rate for this industry is very low or non-existent, so there is no significant change in the overall burden. The capital and operation &amp; maintenance (O&amp;M) costs were increased using the CEPCI CE Index. 
                    <PRTPAGE P="46435"/>
                    The overall result is an increase in the capital and O&amp;M costs.
                </P>
                <SIG>
                    <NAME>Courtney Kerwin,</NAME>
                    <TITLE>Deputy Director, Data and Enterprise Programs Division.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14924 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <DEPDOC>[EPA-HQ-OAR-2022-0019; FRL-13535-01-OFA]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Submission to the Office of Management and Budget for Review and Approval; Comment Request; NESHAP for the Manufacture of Amino/Phenolic Resins (Renewal)</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Environmental Protection Agency (EPA) has submitted an information collection request (ICR), NESHAP for the Manufacture of Amino/Phenolic Resins (EPA ICR Number 1869.13, OMB Control Number 2060-0434) to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act. This is a proposed extension of the ICR, which is currently approved through July 31, 2026. Public comments were previously requested via the 
                        <E T="04">Federal Register</E>
                         on August 6, 2024 during a 60-day comment period. This notice allows for an additional 30 days for public comments.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments may be submitted on or before August 24, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit your comments, referencing Docket ID Number EPA-HQ-OAR-2022-0019, to EPA online using 
                        <E T="03">www.regulations.gov</E>
                         (our preferred method), by email to 
                        <E T="03">a-and-r-docket@epa.gov,</E>
                         or by mail to: EPA Docket Center, Environmental Protection Agency, Mail Code 28221T, 1200 Pennsylvania Ave. NW, Washington, DC 20460.
                    </P>
                    <P>EPA's policy is that all comments received will be included in the public docket without change including any personal information provided, unless the comment includes profanity, threats, information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute.</P>
                    <P>
                        Submit written comments and recommendations to OMB for the proposed information collection within 30 days of publication of this notice to 
                        <E T="03">www.reginfo.gov/public/do/PRAMain.</E>
                         Find this particular information collection by selecting “Currently under 30-day Review—Open for Public Comments” or by using the search function.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Titel, Aiden Natural Resources Division (D230-0L), Office of Clean Air Programs, U.S. Environmental Protection Agency, Research Triangle Park, North Carolina 27711; telephone number: (919) 541-4836; email address: 
                        <E T="03">titel.aiden@epa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>This is a proposed extension of the ICR, which is currently approved through July 31, 2026. An agency may not conduct or sponsor and a person is not required to respond to a collection of information unless it displays a currently valid OMB control number.</P>
                <P>
                    Public comments were previously requested via the 
                    <E T="04">Federal Register</E>
                     on August 6, 2024 during a 60-day comment period (89 FR 63933). This notice allows for an additional 30 days for public comments. Supporting documents, which explain in detail the information that the EPA will be collecting, are available in the public docket for this ICR. The docket can be viewed online at 
                    <E T="03">www.regulations.gov</E>
                     or in person at the EPA Docket Center, WJC West, Room 3334, 1301 Constitution Ave. NW, Washington, DC. The telephone number for the Docket Center is 202-566-1744. For additional information about EPA's public docket, visit 
                    <E T="03">http://www.epa.gov/dockets.</E>
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     The National Emission Standards for Hazardous Air Pollutants (NESHAP) for the Manufacture of Amino/Phenolic Resins (40 CFR part 63, subpart OOO) were proposed on December 14, 1998; promulgated on January 20, 2000; and amended on: April 20, 2006; October 8, 2014; October 15, 2018; and November 19, 2020. These regulations apply to both existing facilities and new facilities that manufacture amino/phenolic resins with HAP emissions points that include: (1) reactor batch process vents; (2) nonreactor batch process vents; (3) continuous process vents; (4) equipment leaks; (5) wastewater; (6) storage vessels; and (7) heat exchangers. New facilities include those that commenced construction, or modification, or reconstruction after the date of the proposal. This information is being collected to assure compliance with 40 CFR part 63, subpart OOO.
                </P>
                <P>In general, all NESHAP standards require initial notifications, performance tests, and periodic reports by the owners/operators of the affected facilities. They are also required to maintain records of the occurrence and duration of any startup, shutdown, or malfunction in the operation of an affected facility, or any period during which the monitoring system is inoperative. These notifications, reports, and records are essential in determining compliance and are required of all affected facilities subject to NESHAP.</P>
                <P>
                    <E T="03">Form Numbers:</E>
                     None.
                </P>
                <P>
                    <E T="03">Respondents/affected entities:</E>
                     Amino/phenolic resin manufacturing facilities.
                </P>
                <P>
                    <E T="03">Respondent's obligation to respond:</E>
                     Mandatory (40 CFR part 63, subpart OOO).
                </P>
                <P>
                    <E T="03">Estimated number of respondents:</E>
                     19 (total).
                </P>
                <P>
                    <E T="03">Frequency of response:</E>
                     Initially, quarterly, semiannually, and annually.
                </P>
                <P>
                    <E T="03">Total estimated burden:</E>
                     23,300 hours (per year). Burden is defined at 5 CFR 1320.03(b).
                </P>
                <P>
                    <E T="03">Total estimated cost:</E>
                     $6,240,000 (per year), which includes $3,050,000 annualized capital or operation &amp; maintenance costs.
                </P>
                <P>
                    <E T="03">Changes in the Estimates:</E>
                     There is no change in burden from the most recently approved ICR as currently identified in the OMB Inventory of Approved Burdens. This is due to two considerations: (1) these regulations have not changed over the past three years and are not anticipated to change over the next three years; and (2) the growth rate for this industry is either very low or non-existent, so there is no significant change in the overall burden. There is a slight increase in labor costs, which is wholly due to the use of updated labor rates. This ICR also increases the capital/startup and O&amp;M costs from 2014 $ to 2024 $ using the CEPCI CE Index.
                </P>
                <SIG>
                    <NAME>Courtney Kerwin,</NAME>
                    <TITLE>Deputy Director, Data and Enterprise Programs Division.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14931 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <DEPDOC>[EPA-HQ-OFA-2026-1884; FRL-13310-01-OMS]</DEPDOC>
                <SUBJECT>Privacy Act of 1974; System of Records</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Rescindment of a system of records notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The U.S. Environmental Protection Agency's (EPA), Office of the Administrator is giving notice that it 
                        <PRTPAGE P="46436"/>
                        proposes to rescind a system of records pursuant to the provisions of the Privacy Act of 1974. System of records notice (SORN) EPA-36 for Research Grant, Cooperative Agreement, and Fellowship Application Files is being rescinded because EPA no longer utilizes the database and does not need the data in the performance of EPA duties. The files in question are duplicates related to grant applications that are made before award and are not the official copies of record. EPA utilizes 
                        <E T="03">grants.gov</E>
                         and the Next Generation Grants System (NGGS), EPA-53, for processing grant applications, and stores official copies of records related to grant applications in these systems.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>EPA will stop maintaining this system of records on June 30, 2026.</P>
                    <P>Comments on this system of records notice must be received on or before August 24, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Submit your comments, identified by Docket ID No. EPA-HQ-OFA-2026-1884, by one of the following methods:</P>
                    <P>
                        <E T="03">Federal eRulemaking Portal: https://www.regulations.gov.</E>
                         Follow the online instructions for submitting comments.
                    </P>
                    <P>
                        <E T="03">Email: docket_oms@epa.gov.</E>
                         Include the Docket ID number in the subject line of the message.
                    </P>
                    <P>
                        <E T="03">Fax:</E>
                         (202) 566-1752.
                    </P>
                    <P>
                        <E T="03">Mail:</E>
                         OMS Docket, Environmental Protection Agency, Mail Code: 2822T, 1200 Pennsylvania Ave. NW, Washington, DC 20460.
                    </P>
                    <P>
                        <E T="03">Hand Delivery:</E>
                         OMS Docket, EPA/DC, WJC West Building, Room 3334, 1301 Constitution Ave. NW, Washington, DC 20460. Such deliveries are only accepted during the Docket's normal hours of operation, and special arrangements should be made for deliveries of boxed information.
                    </P>
                    <P>
                        <E T="03">Instructions:</E>
                         Direct your comments to Docket ID No. EPA-HQ-OFA-2026-1884. The EPA's policy is that all comments received will be included in the public docket without change and may be made available online at 
                        <E T="03">https://www.regulations.gov,</E>
                         including any personal information provided, unless the comment includes information claimed to be Controlled Unclassified Information (CUI) or other information for which disclosure is restricted by statute. Do not submit information that you consider to be CUI or otherwise protected through 
                        <E T="03">https://www.regulations.gov.</E>
                         The 
                        <E T="03">https://www.regulations.gov</E>
                         website is an “anonymous access” system for the EPA, which means the EPA will not know your identity or contact information. If you submit an electronic comment, the EPA recommends that you include your name and other contact information in the body of your comment. If the EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, the EPA may not be able to consider your comment. If you send an email comment directly to the EPA without going through 
                        <E T="03">https://www.regulations.gov,</E>
                         your email address will be automatically captured and included as part of the comment that is placed in the public docket and made available on the internet. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses. For additional information about the EPA public docket, visit the EPA Docket Center homepage at 
                        <E T="03">https://www.epa.gov/dockets.</E>
                    </P>
                    <P>
                        <E T="03">Docket:</E>
                         All documents in the docket are listed in the 
                        <E T="03">https://www.regulations.gov</E>
                         index. Although listed in the index, some information is not publicly available, 
                        <E T="03">e.g.,</E>
                         CUI or other information for which disclosure is restricted by statute. Certain other material, such as copyrighted material, will be publicly available only in hard copy. Publicly available docket materials are available either electronically in 
                        <E T="03">https://www.regulations.gov</E>
                         or in hard copy at the OMS Docket, EPA/DC, WJC West Building, Room 3334, 1301 Constitution Ave. NW, Washington, DC 20460. The Public Reading Room is normally open from 8:30 a.m. to 4:30 p.m., Monday through Friday excluding legal holidays. The telephone number for the Public Reading Room is (202) 566-1744, and the telephone number for the OMS Docket is (202) 566-1752. Further information about EPA Docket Center services and current operating status is available at 
                        <E T="03">https://www.epa.gov/dockets.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Ryan Humrighouse, 
                        <E T="03">humrighouse.ryan@epa.gov,</E>
                         919-541-3113, U.S. Environmental Protection Agency, Office of Applied Science and Environmental Solutions, 1300 Pennsylvania Avenue NW, Washington, DC 20004.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    EPA no longer utilizes the database associated with SORN EPA-36. The files stored there are duplicates related to grant applications that are made before award and are not official copies of record and will be deleted in accordance with applicable EPA records procedures. EPA utilizes 
                    <E T="03">grants.gov</E>
                     and NGGS for processing grant applications and stores official copies of records related to grant applications in these systems.
                </P>
                <PRIACT>
                    <HD SOURCE="HD1">SYSTEM NAME AND NUMBER:</HD>
                    <P>Research Grant, Cooperative Agreement, and Fellowship Application Files, EPA-36.</P>
                    <HD SOURCE="HD2">HISTORY:</HD>
                    <P>67 FR 8246 (February 22, 2002)—Established a New System of Records [FRL-7145-7].</P>
                </PRIACT>
                <SIG>
                    <NAME>Carter Farmer,</NAME>
                    <TITLE>Senior Agency Official for Privacy.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14896 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <DEPDOC>[FRL-13498-01-R9]</DEPDOC>
                <SUBJECT>Clean Air Act Operating Permit Program; Order on Petition for Objection to State Operating Permit for the Copperstone Gold Mine</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of final order on petition.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Environmental Protection Agency (EPA) Administrator signed an order dated June 23, 2026, denying a petition dated June 6, 2025, from the Center for Biological Diversity. The petition requested that the EPA object to a Clean Air Act (CAA) title V operating permit issued by the Arizona Department of Environmental Quality (ADEQ) to Bonanza Explorations, Inc., for Copperstone Gold Mine, an underground mining operation in La Paz County, Arizona.</P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Catherine Valladolid, EPA Region 9, (415) 947-4103, 
                        <E T="03">valladolid.catherine@epa.gov.</E>
                         The final order and petition are available electronically at: 
                        <E T="03">https://www.epa.gov/title-v-operating-permits/title-v-petition-database.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The EPA received a petition from the Center for Biological Diversity dated June 6, 2025, requesting that the EPA object to the issuance of operating permit no. 99365, issued by the ADEQ to Bonanza Explorations, Inc., in La Paz County, Arizona. On June 23, 2026, the EPA Administrator issued an order denying the petition. The order explains the basis for the EPA's decision.</P>
                <P>
                    Sections 307(b) and 505(b)(2) of the CAA provide that a petitioner may request judicial review of those portions of an order that deny issues in a petition. Any petition for review shall be filed in the United States Court of 
                    <PRTPAGE P="46437"/>
                    Appeals for the appropriate circuit no later than September 21, 2026.
                </P>
                <P>
                    <E T="03">Authority:</E>
                     42 U.S.C. 7401 
                    <E T="03">et seq.</E>
                </P>
                <SIG>
                    <DATED>Dated: July 9, 2026.</DATED>
                    <NAME>Anita Lee,</NAME>
                    <TITLE>Director, Air and Radiation Division, Region IX.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14867 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">FEDERAL DEPOSIT INSURANCE CORPORATION</AGENCY>
                <SUBJECT>Update to Notice of Financial Institutions for Which the Federal Deposit Insurance Corporation Has Been Appointed Either Receiver, Liquidator, or Manager</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Deposit Insurance Corporation.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Update listing of financial institutions in liquidation.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Notice is hereby given that the Federal Deposit Insurance Corporation (Corporation) has been appointed the sole receiver for the following financial institution effective as of the Date Closed as indicated in the listing.</P>
                </SUM>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    This list (as updated from time to time in the 
                    <E T="04">Federal Register</E>
                    ) may be relied upon as “of record” notice that the Corporation has been appointed receiver for purposes of the statement of policy published in the July 2, 1992, issue of the 
                    <E T="04">Federal Register</E>
                     (57 FR 29491). For further information concerning the identification of any institutions that have been placed in liquidation, please visit the Corporation website at 
                    <E T="03">www.fdic.gov/bank/individual/failed/banklist.html,</E>
                     or contact the Chief, Receivership Oversight at 
                    <E T="03">RO@fdic.gov</E>
                     or at Division of Resolutions and Receiverships, FDIC, 600 North Pearl Street, Suite 700, Dallas, TX 75201.
                </P>
                <GPOTABLE COLS="5" OPTS="L2,nj,i1" CDEF="s50,r100,r50,r50,12">
                    <TTITLE>Institutions in Liquidation</TTITLE>
                    <TDESC>[In alphabetical order]</TDESC>
                    <BOXHD>
                        <CHED H="1">FDIC Ref. No.</CHED>
                        <CHED H="1">Bank name</CHED>
                        <CHED H="1">City</CHED>
                        <CHED H="1">State</CHED>
                        <CHED H="1">Date closed</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">10553</ENT>
                        <ENT>Small Business Bank</ENT>
                        <ENT>Lenexa</ENT>
                        <ENT>KS</ENT>
                        <ENT>07/17/2026</ENT>
                    </ROW>
                </GPOTABLE>
                <SIG>
                    <FP>Federal Deposit Insurance Corporation.</FP>
                    <DATED>Dated at Washington, DC, on July 20, 2026.</DATED>
                    <NAME>Debra A. Decker,</NAME>
                    <TITLE>Executive Secretary.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14900 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6714-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">FEDERAL DEPOSIT INSURANCE CORPORATION</AGENCY>
                <DEPDOC>[OMB No. 3064-0153]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities: Proposed Collection Renewal; Comment Request</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Deposit Insurance Corporation (FDIC).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice and request for comment.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The FDIC, as part of its obligations under the Paperwork Reduction Act of 1995, invites the general public and other Federal agencies to take this opportunity to comment on the renewal of the existing information collection described below (OMB Control No. 3064-0153). The FDIC is seeking a one-year extension of this information collection. The notice of the proposed renewal for this information collection was previously published in the 
                        <E T="04">Federal Register</E>
                         on May 20, 2026, allowing for a 60-day comment period. No comments were received.
                    </P>
                    <P>The FDIC, with the other federal banking agencies, has also published a notice of proposed rulemaking that, once finalized, will revise this information collection. The notice of proposed rulemaking is available at 91 FR 15332. A discussion of the revisions to associated information collections and new burden estimates are available at 91 FR 14853.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be submitted on or before August 24, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Interested parties are invited to submit written comments to the FDIC by any of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Agency Website: https://www.fdic.gov/resources/regulations/federal-register-publications/.</E>
                    </P>
                    <P>
                        • 
                        <E T="03">Email: comments@fdic.gov.</E>
                         Include the name and number of the collection in the subject line of the message.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         Robert Meiers, Regulatory Counsel, MB-3013, Federal Deposit Insurance Corporation, 550 17th Street NW, Washington, DC 20429.
                    </P>
                    <P>
                        • 
                        <E T="03">Hand Delivery:</E>
                         Comments may be hand-delivered to the guard station at the rear of the 17th Street NW building (located on F Street NW), on business days between 7 a.m. and 5 p.m.
                    </P>
                    <P>All comments should refer to the relevant OMB control number. A copy of the comments may also be submitted to the OMB desk officer for the FDIC: Office of Information and Regulatory Affairs, Office of Management and Budget, New Executive Office Building, Washington, DC 20503.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Robert Meiers, Regulatory Attorney, 
                        <E T="03">Romeiers@fdic.gov,</E>
                         MB-3013, Federal Deposit Insurance Corporation, 550 17th Street NW, Washington, DC 20429.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">Proposal to renew the following currently approved collection of information:</E>
                </P>
                <P>
                    1. 
                    <E T="03">Title:</E>
                     Regulatory Capital Rules.
                </P>
                <P>
                    <E T="03">OMB Number:</E>
                     3064-0153.
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Insured state nonmember banks and state savings associations.
                </P>
                <P>
                    <E T="03">Burden Estimate:</E>
                </P>
                <GPOTABLE COLS="6" OPTS="L2,nj,p7,7/8,i1" CDEF="s100,xs66,12,10,xs60,12">
                    <TTITLE>Estimated Hourly Burden</TTITLE>
                    <BOXHD>
                        <CHED H="1"> </CHED>
                        <CHED H="1">Type of burden</CHED>
                        <CHED H="1">
                            Estimated
                            <LI>number of</LI>
                            <LI>respondents</LI>
                        </CHED>
                        <CHED H="1">
                            Estimated
                            <LI>time per</LI>
                            <LI>response</LI>
                        </CHED>
                        <CHED H="1">
                            Frequency of
                            <LI>response</LI>
                        </CHED>
                        <CHED H="1">
                            Total annual
                            <LI>estimated</LI>
                            <LI>burden</LI>
                        </CHED>
                    </BOXHD>
                    <ROW EXPSTB="05" RUL="s">
                        <ENT I="21">
                            <E T="02">BASEL III Advanced Approaches: RECORDKEEPING and DISCLOSURE</E>
                        </ENT>
                    </ROW>
                    <ROW EXPSTB="00">
                        <ENT I="01">Implementation plan—Section _.121(b): Ongoing</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>2</ENT>
                        <ENT>330</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>660</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Documentation of advanced systems—Section _.122(j): Ongoing</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>2</ENT>
                        <ENT>19</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>38</ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="46438"/>
                        <ENT I="01">Systems maintenance—Sections _.122(a), _123(a), _.124(a): Ongoing</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>2</ENT>
                        <ENT>27.9</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>55.80</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Supervisory approvals—Sections_.122(d)-(h), _.132(b)(3), _.132(d)(1), _.132(d)(1)(iii): Ongoing</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>2</ENT>
                        <ENT>16.82</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>33.64</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Control, oversight and verification of systems—Sections _.122 to _.124: Ongoing</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>2</ENT>
                        <ENT>11.05</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>22.10</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(CCR)—Section _.132(b)(2)(iii)(A): One-time</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>1</ENT>
                        <ENT>80</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>80</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(CCR)—Section _.132(b)(2)(iii)(A): Ongoing</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>2</ENT>
                        <ENT>16</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>32</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(CCR)—Section _.132(d)(2)(iv): One-time</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>1</ENT>
                        <ENT>80</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>80</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(CCR)—Section _.132(d)(2)(iv): Ongoing</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>2</ENT>
                        <ENT>40</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>80</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(CCR)—Section _.132(d)(3)(vi): One-time</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>1</ENT>
                        <ENT>80</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>80</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(CCR)—Section _.132(d)(3)(viii): One-time</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>1</ENT>
                        <ENT>80</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>80</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(CCR)—Section _.132(d)(3)(viii): Ongoing</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>2</ENT>
                        <ENT>10</ENT>
                        <ENT>Quarterly</ENT>
                        <ENT>80</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(CCR)—Section _.132(d)(3)(ix): One-time</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>1</ENT>
                        <ENT>40</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>40</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(CCR)—Section _.132(d)(3)(ix): Ongoing</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>1</ENT>
                        <ENT>40</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>40</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(CCR)—Section _.132(d)(3)(x): One-time</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>1</ENT>
                        <ENT>20</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>20</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(CCR)—Section _.132(d)(3)(xi): One-time</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>1</ENT>
                        <ENT>40</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>40</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(CCR)—Section _.132(d)(3)(xi): Ongoing</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>1</ENT>
                        <ENT>40</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>40</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(OC)—Section _.141(b)(3), _.141(c)(1), _.141(c)(2)(i)-(ii), _.153: One-time</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>1</ENT>
                        <ENT>40</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>40</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(OC)—Section _.141(c)(2)(i)-(ii): Ongoing</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>1</ENT>
                        <ENT>10</ENT>
                        <ENT>Quarterly</ENT>
                        <ENT>80</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(CCR)—Section _.132(b)(2)(iii)(A): One-time</ENT>
                        <ENT>Reporting</ENT>
                        <ENT>1</ENT>
                        <ENT>80</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>80</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(CCR)—Section _.132(b)(2)(iii)(A): Ongoing</ENT>
                        <ENT>Reporting</ENT>
                        <ENT>1</ENT>
                        <ENT>16</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>16</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(CCR)—Section _.132(d)(2)(iv): One-time</ENT>
                        <ENT>Reporting</ENT>
                        <ENT>1</ENT>
                        <ENT>80</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>80</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(CCR)—Section _.132(d)(2)(iv): Ongoing</ENT>
                        <ENT>Reporting</ENT>
                        <ENT>1</ENT>
                        <ENT>40</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>40</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Section _.153(b): One-time</ENT>
                        <ENT>Reporting</ENT>
                        <ENT>1</ENT>
                        <ENT>1</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>1</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Supervisory approvals—Sections _.123, _.124, _.132(b)(3), _.132(d)(1), _.132(d)(1)(iii) Ongoing</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>1</ENT>
                        <ENT>56</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>56</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Sections _.142 and _.172: Ongoing</ENT>
                        <ENT>Disclosure</ENT>
                        <ENT>1</ENT>
                        <ENT>5.78</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>5.78</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(CCB and CCYB)—Section _.173, Table 4</ENT>
                        <ENT>Disclosure</ENT>
                        <ENT>1</ENT>
                        <ENT>25.00</ENT>
                        <ENT>Quarterly</ENT>
                        <ENT>100</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Securitization)—Section _.173, Table 9. (IRR)—Section_.173, Table 12 Ongoing. (CCB and CCYB)—Section _.173, Table 4</ENT>
                        <ENT>Disclosure</ENT>
                        <ENT>1</ENT>
                        <ENT>200</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>200</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(Capital Structure)—Section _.173, Table 2: Ongoing</ENT>
                        <ENT>Disclosure</ENT>
                        <ENT>1</ENT>
                        <ENT>2.00</ENT>
                        <ENT>Quarterly</ENT>
                        <ENT>8</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(Capital Structure)—Section _.173, Table 2: One-time</ENT>
                        <ENT>Disclosure</ENT>
                        <ENT>1</ENT>
                        <ENT>16.00</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>16</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(Capital Adequacy)—Section _.173, Table 3: Ongoing</ENT>
                        <ENT>Disclosure</ENT>
                        <ENT>1</ENT>
                        <ENT>2.00</ENT>
                        <ENT>Quarterly</ENT>
                        <ENT>8</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(Capital Adequacy)—Section _.173, Table 3: One-time</ENT>
                        <ENT>Disclosure</ENT>
                        <ENT>1</ENT>
                        <ENT>16.00</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>16</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(CR)—Section _.173, Table 5: Ongoing</ENT>
                        <ENT>Disclosure</ENT>
                        <ENT>1</ENT>
                        <ENT>12.00</ENT>
                        <ENT>Quarterly</ENT>
                        <ENT>48</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(CR)—Section _.173, Table 5: One-time</ENT>
                        <ENT>Disclosure</ENT>
                        <ENT>1</ENT>
                        <ENT>96.00</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>96.00</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(CR)—Section _.173, Table 13: Ongoing</ENT>
                        <ENT>Disclosure</ENT>
                        <ENT>1</ENT>
                        <ENT>5.00</ENT>
                        <ENT>Quarterly</ENT>
                        <ENT>20.00</ENT>
                    </ROW>
                    <ROW RUL="n,n,s">
                        <ENT I="01">Section _.124(a): Ongoing</ENT>
                        <ENT>Disclosure</ENT>
                        <ENT>1</ENT>
                        <ENT>0.50</ENT>
                        <ENT>Quarterly</ENT>
                        <ENT>2</ENT>
                    </ROW>
                    <ROW RUL="n,n,s">
                        <ENT I="03">Subtotal: One-time Recordkeeping and Disclosure</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT>788</ENT>
                    </ROW>
                    <ROW RUL="n,n,s">
                        <ENT I="03">Subtotal: Ongoing Recordkeeping and Disclosure</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT>813</ENT>
                    </ROW>
                    <ROW RUL="s">
                        <ENT I="05">Total Recordkeeping and Disclosure</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT>1,601</ENT>
                    </ROW>
                    <ROW EXPSTB="05" RUL="s">
                        <ENT I="21">
                            <E T="02">Minimum Regulatory Capital Ratios: RECORDKEEPING</E>
                        </ENT>
                    </ROW>
                    <ROW EXPSTB="00" RUL="n,n,s">
                        <ENT I="01">(CCR Operational Requirements)—Sections _.3(d) and_.22(h)(2)(iii)(A): Ongoing</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>3,038</ENT>
                        <ENT>16</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>48,608</ENT>
                    </ROW>
                    <ROW RUL="n,n,s">
                        <ENT I="03">Subtotal: One-time Recordkeeping</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT>0</ENT>
                    </ROW>
                    <ROW RUL="n,n,s">
                        <ENT I="03">Subtotal: Ongoing Recordkeeping</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT>48,608</ENT>
                    </ROW>
                    <ROW RUL="s">
                        <ENT I="05">Total Recordkeeping</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT>48,608</ENT>
                    </ROW>
                    <ROW EXPSTB="05" RUL="s">
                        <ENT I="21">
                            <E T="02">Standardized Approach: RECORDKEEPING and DISCLOSURE</E>
                        </ENT>
                    </ROW>
                    <ROW EXPSTB="00">
                        <ENT I="01">(QCCP)—Section _.35(b)(3)(i)(A): One-time</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>1</ENT>
                        <ENT>2</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>2</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(QCCP)—Section _.35(b)(3)(i)(A): Ongoing</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>3,038</ENT>
                        <ENT>2</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>6,076</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(CT)—Section _.37(c)(4)(i)(E): One-time</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>1</ENT>
                        <ENT>80</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>80</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(CT)—Section _.37(c)(4)(i)(E): Ongoing</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>3,038</ENT>
                        <ENT>16</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>48,608</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(SE)—Section _.41(b)(3) and _.41(c)(2)(i): One-time</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>1</ENT>
                        <ENT>40</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>40</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(SE)—Section _.41(c)(2)(ii): Ongoing</ENT>
                        <ENT>Recordkeeping</ENT>
                        <ENT>3,038</ENT>
                        <ENT>2</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>6,076</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">(S.E.)—Section _.42(e)(2), (C.R.) Sections_.62(a),(b),&amp; (c), (Q&amp;Q) Sections_.63(a) &amp; (b): One-time</ENT>
                        <ENT>Disclosure</ENT>
                        <ENT>1</ENT>
                        <ENT>226.25</ENT>
                        <ENT>On Occasion</ENT>
                        <ENT>226.25</ENT>
                    </ROW>
                    <ROW RUL="n,n,s">
                        <ENT I="01">(S.E.)—Section _.42(e)(2), (C.R.) Sections_.62(a),(b),&amp; (c), (Q&amp;Q) Sections_.63(a) &amp; (b) and _.63 Tables: Ongoing</ENT>
                        <ENT>Disclosure</ENT>
                        <ENT>1</ENT>
                        <ENT>131.25</ENT>
                        <ENT>Quarterly</ENT>
                        <ENT>525</ENT>
                    </ROW>
                    <ROW RUL="n,n,s">
                        <ENT I="03">Subtotal: One-time Recordkeeping and Disclosure</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT>348</ENT>
                    </ROW>
                    <ROW RUL="n,n,s">
                        <ENT I="03">Subtotal: Ongoing Recordkeeping and Disclosure</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT>61,286</ENT>
                    </ROW>
                    <ROW RUL="n,n,s">
                        <ENT I="05">Total Recordkeeping, Reporting, and Disclosure</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT>61,634</ENT>
                    </ROW>
                    <ROW RUL="n,n,s">
                        <ENT I="05">Total One-Time Burden Hours</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT>1,136</ENT>
                    </ROW>
                    <ROW RUL="n,n,s">
                        <ENT I="05">Total Ongoing Burden Hours</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT>110,707</ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="46439"/>
                        <ENT I="05">Total Burden Hours</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT>111,843</ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    <E T="03">General Description of Collection:</E>
                     This collection comprises the recordkeeping, reporting, and disclosure requirements associated with minimum capital requirements and overall capital adequacy standards for insured state nonmember banks, state savings associations, and certain subsidiaries of those entities. The data is used by the FDIC to evaluate capital before approving various applications by insured depository institutions, to evaluate capital as an essential component in determining safety and soundness, and to determine whether an institution is subject to prompt corrective action provisions.
                </P>
                <P>There is no change in the method, substance, or burden of the collection</P>
                <HD SOURCE="HD1">Request for Comment</HD>
                <P>Comments are invited on: (a) whether the collections of information are necessary for the proper performance of the FDIC's functions, including whether the information has practical utility; (b) the accuracy of the estimates of the burden of the information collections, including the validity of the methodology and assumptions used; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden of the collections of information on respondents, including through the use of automated collection techniques or other forms of information technology. All comments will become a matter of public record.</P>
                <SIG>
                    <FP>Federal Deposit Insurance Corporation.</FP>
                    <DATED>Dated at Washington, DC, on July 21, 2026.</DATED>
                    <NAME>Debra A. Decker,</NAME>
                    <TITLE>Executive Secretary.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14899 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6714-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">FEDERAL TRADE COMMISSION</AGENCY>
                <SUBJECT>Agency Information Collection Activities; Proposed Collection; Comment Request; Extension</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Trade Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In accordance with the Paperwork Reduction Act of 1995 (PRA), the Federal Trade Commission (FTC or Commission) is seeking public comment on its proposal to extend for an additional three years the Office of Management and Budget clearance for information collection requirements in the Automative Fuel Ratings, Certification and Posting (Fuel Rating Rule or the Rule). The current clearance expires on October 31, 2026.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be filed by September 21, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Interested parties may file a comment online or on paper, by following the instructions in the Request for Comment part of the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section below. Write “Fuel Rating Rule, PRA Comment, R811005,” on your comment, and file your comment online at 
                        <E T="03">https://www.regulations.gov</E>
                         by following the instructions on the web-based form. If you prefer to file your comment on paper, mail your comment to the following address: Federal Trade Commission, Office of the Secretary, 600 Pennsylvania Avenue NW, Mail Stop H-144 (Annex E), Washington, DC 20580.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Hong Park, Attorney, Division of Enforcement, Bureau of Consumer Protection, Federal Trade Commission, 600 Pennsylvania Avenue NW, Washington, DC 20580, (202) 326-2158; 
                        <E T="03">hpark@ftc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">Title:</E>
                     Fuel Rating Rule, 16 CFR part 306.
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     3084-0068.
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Extension of a currently approved collection.
                </P>
                <P>
                    <E T="03">Likely Respondents:</E>
                </P>
                <P>
                    (a) 
                    <E T="03">Recordkeeping:</E>
                     Refiners, Producers, Importers, Distributors, and Retailers of the Covered Fuel Types.
                </P>
                <P>
                    (b) 
                    <E T="03">Disclosure:</E>
                     Retailers of the Covered Fuel Types.
                </P>
                <P>
                    <E T="03">Estimated Annual Burden Hours:</E>
                     28,163 (derived from 11,394 recordkeeping hours added to 16,769 disclosure hours).
                </P>
                <P>
                    <E T="03">Estimated Annual Labor Costs:</E>
                     $455,731.
                </P>
                <P>
                    <E T="03">Estimated Annual Capital or Other Non-Labor Costs:</E>
                     $308,536.
                </P>
                <P>
                    <E T="03">Background:</E>
                     The Fuel Rating Rule, 16 CFR part 306 (OMB Control Number 3084-0068), establishes standard procedures for determining, certifying, and disclosing the octane rating of automotive gasoline and the automotive fuel rating of alternative liquid automotive fuels, as required by the Petroleum Marketing Practices Act. 15 U.S.C. 2822(a)-(c). The Rule also requires refiners, producers, importers, distributors, and retailers to retain records showing how the ratings were determined, including delivery tickets or letters of certification.
                </P>
                <P>As required by section 3506(c)(2)(A) of the PRA, 44 U.S.C. 3506(c)(2)(A), the FTC is providing this opportunity for public comment before requesting that OMB extend the existing clearance for the information collection requirements contained in the Fuel Rating Rule.</P>
                <HD SOURCE="HD1">Burden Statement</HD>
                <P>
                    <E T="03">Total annual hours burden:</E>
                     28,163 (derived from 11,394 recordkeeping hours added to 16,769 disclosure hours).
                </P>
                <P>
                    <E T="03">Recordkeeping:</E>
                     Based on industry sources, staff estimates that approximately 136,727 fuel industry members 
                    <SU>1</SU>
                    <FTREF/>
                     each incur an average annual burden of approximately five minutes to ensure retention of relevant business records 
                    <SU>2</SU>
                    <FTREF/>
                     for the period required by the Rule, resulting in a total of 11,394 hours.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         Staff derived the number of fuel industry members by adding the number of refiners, producers, importers, distributors, and retailers of these types of fuel. Staff consulted government agencies and industry sources in estimating a population of approximately 136,727 fuel industry members, including 134,146 retailers of automotive fuel. Some of the government and industry websites reviewed to update these numbers include: 
                        <E T="03">http://www.eia.gov/dnav/pet/pet_pnp_cap1_dcu_nus_a.htm</E>
                         (Gasoline Producers); 
                        <E T="03">https://www.eia.gov/biofuels/biodiesel/capacity/</E>
                         (Biodiesel Producers); 
                        <E T="03">https://www.eia.gov/biofuels/biomass/</E>
                         (Biomass Fuel Producers); 
                        <E T="03">https://www.eia.gov/petroleum/ethanolcapacity/</E>
                         (Ethanol Producers); 
                        <E T="03">https://www.eia.gov/petroleum/imports/companylevel/</E>
                         (Importers); 
                        <E T="03">https://www.usfueldistributors.com/</E>
                         (Distributors); 
                        <E T="03">https://afdc.energy.gov/stations#/analyze?tab=fuel&amp;fuel=BD&amp;fuel=LPG&amp;fuel=E85&amp;fuel=RD&amp;lpg_secondary=true</E>
                         (Alternative Fuel Stations
                        <E T="03">); https://www.convenience.org/Research/Convenience-Store-Fast-Facts-and-Stats/FactSheets/IndustryStoreCount</E>
                         (Petroleum Stations).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         Under the Fuel Rating Rule, refiners, producers, importers, distributors, and retailers of automotive fuel must retain, for one year, records of any delivery tickets, letters of certification, or tests upon which they based the automotive fuel ratings that they certify or post. 
                        <E T="03">See</E>
                         the Fuel Rating Rule's recordkeeping requirements, 16 CFR 306.7; 306.9; and 306.11.
                    </P>
                </FTNT>
                <P>
                    <E T="03">Disclosure:</E>
                     Staff estimates that affected industry members incur an average burden of approximately one hour to produce, distribute, and post 
                    <PRTPAGE P="46440"/>
                    octane rating labels. Because the labels are durable, only about one of every eight industry member retailers (16,769 of 134,146 industry member retailers) incur this burden each year, resulting in a total annual burden of 16,769 hours.
                </P>
                <P>
                    <E T="03">Total annual labor cost:</E>
                     $455,731.
                </P>
                <P>
                    Labor costs are derived by applying appropriate hourly cost figures to the burden hours described above. Here, the average hourly wages of refiners, producers, distributors, and importers is $45.03.
                    <SU>3</SU>
                    <FTREF/>
                     The average hourly wages of retailers is $15.96.
                    <SU>4</SU>
                    <FTREF/>
                     The recordkeeping component, 11,394 hours, consists of approximately 215 hours for producers, distributors, and importers; and 11,179 hours for retailers. Thus, the total annual labor cost for recordkeeping is $188,098 ((215 hours × $45.03/hour) + (11,179 hours × $15.96/hour)). The disclosure component, which concerns retailers, is approximately 16,769 hours. Thus, total annual labor cost for disclosure is $267,633 (16,769 hours × $15.96/hour).
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See</E>
                         the hourly mean wages for petroleum pump system operators, refinery operators, and gaugers released on May 15, 2026, by the Bureau of Labor Statistics, Occupational Employment and Wage Statistics (May 2025
                        <E T="03">), available at https://www.bls.gov/iag/tgs/iag211.htm#earnings.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See</E>
                         the hourly mean wages for service station attendants released on May 15, 2026, by the Bureau of Labor Statistics, Occupational Employment and Wage Statistics (May 2025), 
                        <E T="03">available at https://www.bls.gov/iag/tgs/iag447.htm.</E>
                    </P>
                </FTNT>
                <P>
                    <E T="03">Total annual capital or other non-labor costs:</E>
                     $308,536.
                </P>
                <P>
                    Staff believes that the Rule does not impose any capital costs for producers, importers, or distributors of fuels. Retailers, however, incur the cost of procuring and replacing fuel dispenser labels to comply with the Rule. Staff conservatively estimates that the price per automotive fuel label is $3.06 and that the average automotive fuel retailer has six dispensers; thus, $18.36 labeling cost per retailer at inception and each time a retailer must replace labels.
                    <SU>5</SU>
                    <FTREF/>
                     Staff has previously estimated a dispenser useful life range of 6 to 10 years and based on that, assumed a useful life of 8 years for labels, the mean of that range. Annualizing the $18.36 labeling cost per retailer over a label's average useful life yields $2.30. Cumulative annual labeling cost would thus be $308,536 (134,146 retailers × $2.30 per year).
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See</E>
                         75 FR 12470, 12477 (Mar. 16, 2010) (proposed rulemaking) (estimating the price range per pump to be one to two dollars). The cost of a $2.00 label is $3.06 when you factor in inflation since 2010. 
                        <E T="03">See https://www.bls.gov/data/inflationcalculator.htm.</E>
                    </P>
                </FTNT>
                <P>
                    <E T="03">Request for Comment:</E>
                </P>
                <P>Pursuant to Section 3506(c)(2)(A) of the PRA, the FTC invites comments on: (1) whether the disclosure and recordkeeping requirements are necessary, including whether the information will be practically useful; (2) the accuracy of our burden estimates, including whether the methodology and assumptions used are valid; (3) ways to enhance the quality, utility, and clarity of the information to be collected; and (4) ways to minimize the burden of the collection of information.</P>
                <P>
                    For the FTC to consider a comment, we must receive it on or before September 21, 2026. Your comment, including your name and your state, will be placed on the public record of this proceeding, including the 
                    <E T="03">https://www.regulations.gov</E>
                     website.
                </P>
                <P>
                    You can file a comment online or on paper. Due to heightened security screening, postal mail addressed to the Commission will be subject to delay. We encourage you to submit your comments online through the 
                    <E T="03">https://www.regulations.gov</E>
                     website.
                </P>
                <P>If you file your comment on paper, write “Fuel Rating Rule, PRA Comment, R811005,” on your comment and on the envelope, and mail it to the following address: Federal Trade Commission, Office of the Secretary, 600 Pennsylvania Avenue NW, Mail Stop H-144 (Annex E), Washington, DC 20580.</P>
                <P>
                    Because your comment will become publicly available at 
                    <E T="03">https://www.regulations.gov,</E>
                     you are solely responsible for making sure that your comment does not include any sensitive or confidential information. In particular, your comment should not include any sensitive personal information, such as your or anyone else's Social Security number; date of birth; driver's license number or other state identification number, or foreign country equivalent; passport number; financial account number; or credit or debit card number. You are also solely responsible for making sure that your comment does not include any sensitive health information, such as medical records or other individually identifiable health information. In addition, your comment should not include any “trade secret or any commercial or financial information which . . . is privileged or confidential”—as provided by Section 6(f) of the FTC Act, 15 U.S.C. 46(f), and FTC Rule 4.10(a)(2), 16 CFR 4.10(a)(2)—including, in particular, competitively sensitive information, such as costs, sales statistics, inventories, formulas, patterns, devices, manufacturing processes, or customer names.
                </P>
                <P>
                    Comments containing material for which confidential treatment is requested must (1) be filed in paper form, (2) be clearly labeled “Confidential,” and (3) comply with FTC Rule 4.9(c). In particular, the written request for confidential treatment that accompanies the comment must include the factual and legal basis for the request and must identify the specific portions of the comment to be withheld from the public record. 
                    <E T="03">See</E>
                     FTC Rule 4.9(c). Your comment will be kept confidential only if the General Counsel grants your request in accordance with the law and the public interest. Once your comment has been posted publicly at 
                    <E T="03">www.regulations.gov,</E>
                     we cannot redact or remove your comment unless you submit a confidentiality request that meets the requirements for such treatment under FTC Rule 4.9(c), and the General Counsel grants that request.
                </P>
                <P>
                    The FTC Act and other laws that the Commission administers permit the collection of public comments to consider and use in this proceeding as appropriate. The Commission will consider all timely and responsive public comments that it receives on or before September 21, 2026. For information on the Commission's privacy policy, including routine uses permitted by the Privacy Act, see 
                    <E T="03">https://www.ftc.gov/site-information/privacy-policy.</E>
                </P>
                <SIG>
                    <NAME>Josephine Liu,</NAME>
                    <TITLE>Assistant General Counsel for Legal Counsel.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14920 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6750-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">GENERAL SERVICES ADMINISTRATION</AGENCY>
                <DEPDOC>[OMB Control No. 3090-0329; Docket No. 2026-0001; Sequence No. 1]</DEPDOC>
                <SUBJECT>Submission for OMB Review; Overseas Employment Service Agreement (GSA Form 5040)</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Human Resource Management, Human Capital Strategic Planning and Programs Division, General Services Administration (GSA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Under the provisions of the Paperwork Reduction Act, the Regulatory Secretariat Division will be submitting to the Office of Management and Budget (OMB) a request to review and approve an extension to an existing information collection requirement.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Submit comments on or before September 21, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Written comments and recommendations for this information collection should be sent within 30 days of publication of this notice to 
                        <PRTPAGE P="46441"/>
                        <E T="03">www.reginfo.gov/public/do/PRAMain.</E>
                         Find this particular information collection by selecting “Currently under Review—Open for Public Comments” or by using the search function.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Colin C. Bennett, Human Resources Specialist, Office of Human Resources Management, Human Capital Planning and Programs Division, at telephone 240-418-6822 or via email to 
                        <E T="03">colin.bennett@gsa.gov</E>
                         for clarification of content.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">A. Purpose</HD>
                <P>Federal leave law (5 U.S.C. 6304(b) and 6305) requires that employees be on defined, time-limited, foreign tours of duty as well as have agency agreements in place for return transportation. The Department of State Standardized Regulations (DSSR) covering living quarters allowance (5 U.S.C. 5923(a)(2) and DSSR 031.12) also require documented tours of duty with an agency commitment for return transportation. At GSA, the overseas tour of duty and permanent change of station commitments and requirements are contained within a single, standard agency form: GSA Form 5040, the “Overseas Employment and Service Agreement”. As part of the Federal Travel Regulations (FTR) (41 CFR part 302), when an agency pays for permanent change of station the employee must commit to at least one year of subsequent agency service. This form also contains clauses that serve to create an enforceable service agreement under the FTR.</P>
                <P>This form was first developed during 2022 and was published for public comment on February 14, 2023 (88 FR 9521) and then on June 8, 2023 (88 FR 37542). Our agency has subsequently used this form to determine leave benefits and foreign allowance eligibility, advise employees of their rights and responsibilities, and ensure that the human resources and payroll accounting records are accurate before, during and after the permanent change of station.</P>
                <HD SOURCE="HD1">B. Annual Reporting Burden</HD>
                <P>
                    <E T="03">Respondents:</E>
                     25.
                </P>
                <P>
                    <E T="03">Responses per Respondent:</E>
                     1.
                </P>
                <P>
                    <E T="03">Total Annual Responses:</E>
                     25.
                </P>
                <P>
                    <E T="03">Hours per Response:</E>
                     8.
                </P>
                <P>
                    <E T="03">Total Burden Hours:</E>
                     200.
                </P>
                <HD SOURCE="HD1">C. Public Comments</HD>
                <P>
                    A 60-day notice was published in the 
                    <E T="04">Federal Register</E>
                     at 91 FR 9854 on February 27, 2026. One comment was received.
                </P>
                <P>The public comment asked if we could revise the language in Question 13 on the form, which discussed what may happen if the job candidate fails to remain in U.S. government service for 1 year following relocation to a foreign area. The public commenter asked if we could revise the information by using easier-to-understand terms and language.</P>
                <P>
                    We appreciate that comment and we therefore took this opportunity to revise and expand the narrative language in this question to provide greater clarity of when a breach of agreement (
                    <E T="03">i.e.,</E>
                     contract) occurs, when it does not occur, and what happens financially in these types of circumstances. We attempted to use lay language so that it is easier to understand, without compromising the legal accuracy of the narrative.
                </P>
                <P>
                    <E T="03">Obtaining Copies of Proposals:</E>
                     Requesters may obtain a copy of the information collection documents from the GSA, Regulatory Secretariat Division by emailing 
                    <E T="03">GSARegSec@gsa.gov.</E>
                     Please cite OMB Control No. 3090-0329, “Overseas Employment Service Agreement (GSA Form 5040),” in all correspondence.
                </P>
                <SIG>
                    <NAME>Richard Speidel,</NAME>
                    <TITLE>Deputy Chief Data Officer, General Services Administration.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14911 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6820-FM-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Agency for Toxic Substances and Disease Registry</SUBAGY>
                <DEPDOC>[Docket No. ATSDR-2026-0034]</DEPDOC>
                <SUBJECT>Availability of Draft Toxicological Profile for Xylene; Extension of Comment Period</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Agency for Toxic Substances and Disease Registry (ATSDR), Department of Health and Human Services (HHS).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Extension of comment period.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>On May 5, 2026, the Agency for Toxic Substances and Disease Registry (ATSDR), within the Department of Health and Human Services (HHS), announced the opening of a docket to obtain comments on the draft toxicological profile for xylene. This notice extends the comment period to September 2, 2026.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written comments must be received on or before September 2, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments, identified by Docket No. ATSDR-2026-0034 by either of the methods listed below. Do not submit comments by email. ATSDR does not accept comments by email.</P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal:</E>
                          
                        <E T="03">http://www.regulations.gov.</E>
                         Follow the instructions for submitting comments.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         Agency for Toxic Substances and Disease Registry, Office of Innovation and Analytics, 4770 Buford Highway, Mail Stop S106-5, Atlanta, GA 30341-3717. Attn: Docket No. ATSDR-2026-0034.
                    </P>
                    <P>
                        <E T="03">Instructions:</E>
                         All submissions received must include the agency name and Docket Number. All relevant comments received will be posted without change to 
                        <E T="03">http://www.regulations.gov,</E>
                         including any personal information provided. For access to the docket to read background documents or comments received, go to 
                        <E T="03">http://www.regulations.gov.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Farhana Rahman, Agency for Toxic Substances and Disease Registry, Office of Innovation and Analytics, 4770 Buford Highway, Mail Stop S106-5, Atlanta, GA 30341-3717; Email: 
                        <E T="03">ATSDRToxProfileFRNs@cdc.gov;</E>
                         Phone: 1-800-232-4636.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    In the “Availability of Draft Toxicological Profile for Xylene” notice that appeared in the May 5, 2026 
                    <E T="04">Federal Register</E>
                     (91 FR 24239), we solicited public comments on the draft updated toxicological profile for xylene. This action provides the public and interested organizations an opportunity to submit comments and any additional relevant information, including reports or studies on the health effects associated with xylene exposure, for ATSDR's review.
                </P>
                <P>ATSDR received a request to extend the comment period by 90 days. We considered the request but determined that such an extension would not allow the agency to finalize this action within the necessary timeframe. Accordingly, ATSDR is extending the comment period by 30 days to provide additional time for interested persons to submit comments while allowing the agency to proceed with timely finalization of the document.</P>
                <SIG>
                    <NAME>Donata Green,</NAME>
                    <TITLE>Associate Director, Office of Policy, Planning and Partnerships, Agency for Toxic Substances and Disease Registry.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14922 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4163-70-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="46442"/>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Centers for Medicare &amp; Medicaid Services</SUBAGY>
                <DEPDOC>[CMS-0064-N]</DEPDOC>
                <SUBJECT>Notice of Public Data Asset Release Under the Open, Public, Electronic, and Necessary (OPEN) Government Data Act</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Centers for Medicare &amp; Medicaid Services (CMS), Department of Health and Human Services (HHS).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In accordance with Title II of the Foundations for Evidence-Based Policymaking Act of 2018, known as the Open, Public, Electronic, and Necessary (OPEN) Government Data Act, CMS announces the forthcoming release of public data assets in open, machine-readable formats under an open license. These data are intended to support public engagement in identifying and preventing fraud, waste, and abuse, and to promote transparency and accountability. CMS has taken steps to ensure that the release of these data appropriately furthers transparency objectives consistent with the protection of sensitive information.</P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        For questions regarding the data release, please send an email to 
                        <E T="03">data.support@cms.hhs.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The OPEN Government Data Act requires Federal agencies to make public data assets available in open formats and under open licenses, consistent with applicable law. The Department of Health and Human Services' (HHS') Freedom of Information Act (FOIA) regulations (see 45 CFR 5.2) further support proactive transparency by stipulating that HHS administers FOIA with a presumption of openness and by directing HHS Divisions to make records available for public inspection in an electronic format, including records of interest to the public that are appropriate for public disclosure. CMS is committed to advancing transparency while ensuring compliance with all applicable legal requirements and privacy considerations governing the disclosure of Federal data.</P>
                <P>
                    Building on the earlier public data releases, such as the Medicare Part D Prescribers—By Provider and Drug,
                    <SU>1</SU>
                    <FTREF/>
                     Medicare Quarterly Part D Spending by Drug,
                    <SU>2</SU>
                    <FTREF/>
                     and Medicare Quarterly Part B Spending by Drug,
                    <SU>3</SU>
                    <FTREF/>
                     CMS is making available the following public data asset with utilization and payment data for prescription drugs: Medicaid Provider Spending by National Drug Code (NDC) (including aggregated managed care payment data elements, with disclosure avoidance techniques applied). This data asset contains provider-level Medicaid drug spending data aggregated from NDC-bearing claim lines (that is, filled prescription drugs) from the Transformed Medicaid Statistical Information System (T-MSIS) dated January 2018 through December 2024. Each row represents an observed combination of billing-provider National Provider Identifier (NPI), prescribing-provider NPI, NDC, and claim month. For each combination, the data asset includes the number of unique beneficiaries, number of claim lines, and total Medicaid paid amount. This data asset was developed using final-action Medicaid claim lines with an NDC, including managed care encounter drug claims. Please note that final-action status should not be interpreted as evidence that a claim was paid; this data asset may include counts and payment amounts from denied claims. In addition, the data asset includes repeated-digit placeholder codes, which generally represent missing values in the source system and should be excluded from analyses. Finally, information in the data asset is only as accurate as the T-MSIS data submitted by each state, and differences across states may reflect state-specific policies, coding practices, or data submission patterns in addition to data quality issues. For more information on T-MSIS data quality and usability see 
                    <E T="03">https://www.medicaid.gov/dq-atlas/welcome.</E>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">https://data.cms.gov/provider-summary-by-type-of-service/medicare-part-d-prescribers.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         
                        <E T="03">https://data.cms.gov/summary-statistics-on-use-and-payments/medicare-medicaid-spending-by-drug/medicare-quarterly-part-d-spending-by-drug.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">https://data.cms.gov/summary-statistics-on-use-and-payments/medicare-medicaid-spending-by-drug/medicare-quarterly-part-b-spending-by-drug.</E>
                    </P>
                </FTNT>
                <P>CMS is also making available the following public data asset with Medicaid and Children's Health Insurance Program (CHIP) provider enrollment information: Medicaid Provider Enrollment Segments. This data asset contains provider-level Medicaid enrollment data from T-MSIS covering January 2018 through December 2024. It shows when a provider was enrolled in Medicaid in a State, the District of Columbia, or a Territory, along with the provider's enrollment status, enrollment plan (Medicaid, CHIP, or both), and provider type during that time period.</P>
                <P>
                    The new data assets will be posted at 
                    <E T="03">https://opendata.hhs.gov/.</E>
                     To provide feedback on HHS Open Data, please send an email to 
                    <E T="03">cdo@hhs.gov.</E>
                     The OMB control number for the T-MSIS information collection is 0938-0345.
                </P>
                <P>
                    CMS has evaluated the data assets described in this notice, as well as prior agency statements regarding disclosure of similar information, considering applicable legal requirements. In conducting this assessment, CMS considered relevant privacy protections, including the Privacy Act of 1974, and prior agency statements concerning the confidentiality of contractual payment terms between Medicaid managed care plans and providers.
                    <SU>4</SU>
                    <FTREF/>
                     Based on that review, CMS has determined that the data assets have been de-identified and appropriately limited to mitigate the risk of re-identification of beneficiaries, do not disclose information that CMS regards as protected trade secret or confidential commercial information, and are appropriate for public release. Publishing aggregated and de-identified information, together with suppression of rows that represent fewer than 12 unique beneficiaries, enables CMS to make data available in support of transparency, program oversight, and research while preserving appropriate safeguards for beneficiary privacy, proprietary information, and other sensitive interests.
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         Medicaid Program; Medicaid and Children's Health Insurance Plan (CHIP) Managed Care, Proposed Rule; 83 FR 57264 at 57279-80 (Nov. 14, 2018); and Medicaid Program; Medicaid and Children's Health Insurance Program (CHIP) Managed Care, Final Rule; 85 FR 72754 at 72807-10 (Nov. 13, 2020).
                    </P>
                </FTNT>
                <P>CMS will continue to evaluate additional data assets, as well as applicable governing laws and regulations, as it prepares future data releases.</P>
                <P>
                    The Administrator of the Centers for Medicare &amp; Medicaid Services (CMS), Mehmet Oz, having reviewed and approved this document, authorizes Trenesha Fultz-Mimms, who is the Federal Register Liaison, to electronically sign this document for purposes of publication in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <SIG>
                    <NAME>Trenesha Fultz-Mimms,</NAME>
                    <TITLE>Federal Register Liaison, Centers for Medicare &amp; Medicaid Services.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14947 Filed 7-21-26; 4:15 pm]</FRDOC>
            <BILCOD>BILLING CODE 4169-69-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="46443"/>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Food and Drug Administration</SUBAGY>
                <DEPDOC>[Docket No. FDA-2026-N-7232]</DEPDOC>
                <SUBJECT>FDA's Strategy Document on Facilitating Chemistry, Manufacturing, and Controls Readiness for Products With Accelerated Clinical Development</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Food and Drug Administration, HHS.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of availability.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Food and Drug Administration (FDA or Agency) is announcing the publication of FDA's Strategy Document on Facilitating Chemistry, Manufacturing, and Controls Readiness for Products With Accelerated Clinical Development (Strategy Document), which outlines actions FDA has taken and the Agency's plans for fiscal years 2026-2027 to facilitate chemistry, manufacturing, and controls (CMC) readiness for products with accelerated clinical development timelines. As part of the Prescription Drug User Fee Act (PDUFA) Reauthorization Performance Goals and Procedures Fiscal Years 2023-2027 (PDUFA VII), FDA committed to advance its capability to facilitate CMC development for sponsors of CDER- and CBER-regulated drugs and biologics intended to diagnose, treat, or prevent a serious disease or condition where there is an unmet medical need. The actions described in the Strategy Document are based on lessons learned from FDA's experience with submissions for products on accelerated clinical development timelines as well as other public input.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        The announcement of the strategy document is published in the 
                        <E T="04">Federal Register</E>
                         on July 23, 2026.
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit either electronic or written comments as follows.</P>
                </ADD>
                <HD SOURCE="HD2">Electronic Submissions</HD>
                <P>Submit electronic comments in the following way:</P>
                <P>
                    • 
                    <E T="03">Federal eRulemaking Portal:</E>
                      
                    <E T="03">https://www.regulations.gov.</E>
                     Follow the instructions for submitting comments. Comments submitted electronically, including attachments, to 
                    <E T="03">https://www.regulations.gov</E>
                     will be posted to the docket unchanged. Because your comment will be made public, you are solely responsible for ensuring that your comment does not include any confidential information that you or a third party may not wish to be posted, such as medical information, your or anyone else's Social Security number, or confidential business information, such as a manufacturing process. Please note that if you include your name, contact information, or other information that identifies you in the body of your comments, that information will be posted on 
                    <E T="03">https://www.regulations.gov.</E>
                </P>
                <P>• If you want to submit a comment with confidential information that you do not wish to be made available to the public, submit the comment as a written/paper submission and in the manner detailed (see “Written/Paper Submissions” and “Instructions”).</P>
                <HD SOURCE="HD2">Written/Paper Submissions</HD>
                <P>Submit written/paper submissions as follows:</P>
                <P>
                    • 
                    <E T="03">Mail/Hand Delivery/Courier (for written/paper submissions)</E>
                    : Dockets Management Staff (HFA-305), Food and Drug Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
                </P>
                <P>• For written/paper comments submitted to the Dockets Management Staff, FDA will post your comment, as well as any attachments, except for information submitted, marked, and identified as confidential, if submitted as detailed in “Instructions.”</P>
                <P>
                    <E T="03">Instructions:</E>
                     All submissions received must include the Docket No. FDA-2026-N-7232 for “FDA's Strategy Document on Facilitating Chemistry, Manufacturing, and Controls Readiness for Products With Accelerated Clinical Development.” Received comments will be placed in the docket and, except for those submitted as “Confidential Submissions,” publicly viewable at 
                    <E T="03">https://www.regulations.gov</E>
                     or at the Dockets Management Staff between 9 a.m. and 4 p.m., Monday through Friday.
                </P>
                <P>
                    • 
                    <E T="03">Confidential Submissions:</E>
                     To submit a comment with confidential information that you do not wish to be made publicly available, submit your comments only as a written/paper submission. You should submit two copies total. One copy will include the information you claim to be confidential with a heading or cover note that states “THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.” The Agency will review this copy, including the claimed confidential information, in its consideration of comments. The second copy, which will have the claimed confidential information redacted/blacked out, will be available for public viewing and posted on 
                    <E T="03">https://www.regulations.gov.</E>
                     Submit both copies to the Dockets Management Staff. If you do not wish your name and contact information to be made publicly available, you can provide this information on the cover sheet and not in the body of your comments and you must identify this information as “confidential.” Any information marked as “confidential” will not be disclosed except in accordance with 21 CFR 10.20 and other applicable disclosure law. For more information about FDA's posting of comments to public dockets, see docket number, Date, or access the information at: 
                    <E T="03">https://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23389.pdf.</E>
                </P>
                <P>
                    <E T="03">Docket:</E>
                     For access to the docket to read background documents or the electronic and written/paper comments received, go to 
                    <E T="03">https://www.regulations.gov</E>
                     and insert the docket number, found in brackets in the heading of this document, into the “Search” box and follow the prompts and/or go to the Dockets Management Staff, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852, 240-402-7500.
                </P>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Tanya Clayton, Center for Drug Evaluation and Research, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 75, Rm. 4506, Silver Spring, MD 20993-0002, 301-796-0871, or Phillip Kurs, Center for Biologics Evaluation and Research, Food and Drug Administration, 240-402-7911.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Background</HD>
                <P>
                    Products with accelerated clinical development activities often face challenges in expediting chemistry, manufacturing, and controls (CMC) development activities to align with the accelerated clinical timelines. Overcoming such CMC challenges often requires additional interaction with FDA during product development and the use of science- and risk-based regulatory approaches so that the clinical benefits of earlier patient access to these products can be realized. Since April 2023, FDA has implemented a CMC Development and Readiness Pilot (CDRP) to facilitate expedited CMC development of CDER- or CBER-regulated products under an IND application and on an accelerated clinical timeframe. In addition, on September 10, 2025, FDA cosponsored a public workshop hosted by the Duke-Margolis Center for Health Policy titled “Lessons Learned from the CDRP Program.” Regulators and industry representatives discussed the current barriers to expedited CMC readiness, and shared ideas on how practices like those employed in the pilot could alleviate these barriers. The pilot and the workshop fulfilled PDUFA VII commitments related to facilitating CMC 
                    <PRTPAGE P="46444"/>
                    readiness for products with accelerated clinical development.
                </P>
                <P>
                    Based on lessons learned from the Agency's experience with submissions involving accelerated clinical development, especially those through the pilot, the discussions during the September 10, 2025, workshop, and other public input, this Strategy Document outlines the specific activities FDA has undertaken or intends to undertake to facilitate CMC development for products with accelerated clinical development timelines. These include: continuing to provide opportunities for enhanced communication and the application of risk-based, scientific, and regulatory strategies to sponsors with a Breakthrough Therapy, Fast-Track, or Regenerative Medicine Advanced Therapy Designation; and providing regulatory flexibilities as described in CDER's existing MAPP 5015.13 and CBER's newly published flexibilities for cell and gene therapies (see the announcement at link: 
                    <E T="03">https://www.fda.gov/vaccines-blood-biologics/cellular-gene-therapy-products/flexible-requirements-cell-and-gene-therapies-advance-innovation</E>
                     and the guidance at 
                    <E T="03">https://www.fda.gov/regulatory-information/search-fda-guidance-documents/chemistry-manufacturing-and-controls-flexibilities-developing-human-cellular-and-gene-therapy</E>
                    ).
                </P>
                <P>The Strategy Document will be made available on the following FDA web page:</P>
                <P>
                    • Chemistry, Manufacturing, and Controls Development and Readiness Pilot (CDRP) Program, available at: 
                    <E T="03">https://www.fda.gov/drugs/pharmaceutical-quality-resources/chemistry-manufacturing-and-controls-development-and-readiness-pilot-cdrp-program</E>
                    .
                </P>
                <SIG>
                    <NAME>Grace R. Graham,</NAME>
                    <TITLE>Deputy Commissioner for Policy, Legislation, and International Affairs.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14898 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4164-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Food and Drug Administration</SUBAGY>
                <DEPDOC>[Docket No. FDA-2026-N-0008]</DEPDOC>
                <SUBJECT>Advisory Committee; Peripheral and Central Nervous System Drugs Advisory Committee; Termination and Reestablishment</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Food and Drug Administration, HHS.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice; termination and reestablishment of Federal advisory committee.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Food and Drug Administration (FDA) is announcing the termination and reestablishment of the Peripheral and Central Nervous System Drugs Advisory Committee by the Commissioner of Food and Drugs (the Commissioner). The Peripheral and Central Nervous System Drugs Advisory Committee was terminated on June 4, 2026, because its charter was not renewed on or before that expiration date. The Commissioner has determined that it is in the public interest to reestablish the Peripheral and Central Nervous System Drugs Advisory Committee for 2 years from the date it is reestablished.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Authority for the Peripheral and Central Nervous System Drugs Advisory Committee will reestablish on July 30, 2026.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Advisory Committee Oversight and Management Staff, Office of the Chief Scientist, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 1, Rm. 3215, Silver Spring, MD 20993-0002, (301) 796-8220, 
                        <E T="03">ACOMSSubmissions@fda.hhs.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Pursuant to 21 CFR 14.55(b); 21 CFR 14.40(b) and 41 CFR 102-3.65 and approval by the Department of Health and Human Services and by the General Services Administration, FDA is announcing the termination and reestablishment of the Peripheral and Central Nervous System Drugs Advisory Committee (the Committee). The Committee was terminated on June 4, 2026, because its charter was not renewed on or before that expiration date while administrative review remained pending. It is now being reestablished after receiving concurrence from GSA. The Committee is a discretionary Federal advisory committee established to provide advice to the Commissioner. The Committee advises and informs the Commissioner or designee(s) about the existing and relevant evidence concerning the safety and effectiveness of marketed and investigational human drug products for use in the treatment of neurologic diseases.</P>
                <P>The Committee reviews and evaluates available data concerning the safety and effectiveness of marketed and investigational human drug products for use in the treatment of neurologic diseases. The Committee may consider the quality and relevance of FDA's research program, which provides scientific support for the regulation of these products, and makes appropriate recommendations to the Commissioner.</P>
                <P>The Committee shall consist of a core of at least six voting members including the Chair. Subject to legal and regulatory requirements, members and the Chair are selected by and serve at the discretion of the Commissioner or designee. Each member, including the Chair, will be selected from among authorities knowledgeable in the fields of neurology, pediatric neurology, epidemiology, statistics, and related specialties.</P>
                <P>Members will be invited to serve for terms of up to four years, or for less time at the discretion of the Commissioner or designee. Non-Federal members of this committee will serve either as Special Government Employees or representatives. Federal members will serve as Regular Government Employees or Ex-Officios.</P>
                <P>In addition to the voting members, the Commissioner or designee may identify consumer and/or industry representatives to join the Committee (or serve as alternate representatives) as non-voting representative member(s), via a process consistent with legal and regulatory requirements. Individuals currently employed at FDA-regulated companies, such as pharmaceutical and medical device manufacturers, shall not be selected to serve as members of the Committee unless this Committee is expected to address issues for which inclusion of an industry representative is required by statute. If this Committee includes an industry representative, the Commissioner or designee will determine whether to invite them to participate in meetings on a case-by-case basis, according to applicable legal and regulatory requirements.</P>
                <P>The Commissioner or designee shall have the authority to select members of other scientific and technical FDA advisory committees to serve temporarily as voting members and to designate Special Government Employees to serve temporarily as voting members when: (1) expertise is required that is not available among current voting standing members of the Committee (when additional voting members are added to the Committee to provide needed expertise, a quorum will be based on the combined total of regular and added members), or (2) to comprise a quorum when, because of unforeseen circumstances, a quorum is or will be lacking.</P>
                <P>
                    A quorum for the Committee is a majority of the current voting members present at the time, provided that FDA may specify a quorum that is less than a majority of the current voting members because of the size of the 
                    <PRTPAGE P="46445"/>
                    Committee and the variety in the types of issues that it will consider, or other reason determined appropriate in accordance with legal and regulatory requirements. 21 CFR 14.22(d).
                </P>
                <P>If functioning as a medical device panel, an additional non-voting representative member of consumer interests and an additional non-voting representative member of industry interests will be included in addition to the voting members.</P>
                <P>Members appointed to an advisory committee serve for the duration of the committee, or until their terms expire, they resign, or they are removed from membership by the Commissioner or designee. Committee members' terms may be ended prior to their date of expiration, for reasons determined to be good cause. Good cause includes excessive absenteeism from committee meetings, a demonstrated bias that interferes with the ability to render objective advice, failure to abide by established procedures, or violation of other applicable rules and regulations.</P>
                <P>This notice of reestablishment also serves as notice under 21 CFR 10.19 that the Commissioner has determined that it is appropriate to waive the provisions of 21 CFR 14.80(e) as they apply to the termination of the current Committee members' terms because the lapse in the Committee charter was an administrative error, the Committee is still needed, and the current membership meets applicable requirements.</P>
                <P>
                    Further information regarding the most recent charter and other information can be found at 
                    <E T="03">https://www.fda.gov/advisory-committees/human-drug-advisory-committees/peripheral-and-central-nervous-system-drugs-advisory-committee</E>
                     or by contacting the Advisory Committee Oversight and Management Staff (see 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                    ). In light of the fact that no change has been made to the committee name or description of duties, no amendment will be made to 21 CFR 14.100.
                </P>
                <P>
                    <E T="03">Reestablishment Requirements and Justification:</E>
                     The Commissioner has determined that reestablishment of the Peripheral and Central Nervous System Drugs Advisory Committee is in the public interest. This determination is based on the Committee's essential role in providing independent expert advice on neurological disease products for which the Food and Drug Administration has regulatory responsibility, the continued need for specialized expertise in this therapeutic area, and the Committee's demonstrated value in supporting FDA's regulatory mission. The following information supports this determination in accordance with applicable legal and regulatory requirements.
                </P>
                <HD SOURCE="HD1">Public Interest Determination</HD>
                <P>Pursuant to 41 CFR 102-3.60(a), to establish, renew, reestablish, or merge a discretionary (agency discretion) advisory committee, an agency must first consult with the General Services Administration's Committee Management Secretariat (the Secretariat) and, as part of the consultation, provide a written public interest determination approved by the head of the agency to the Secretariat with a copy to the Office of Management and Budget. In addition, pursuant to 41 CFR 102-3.35, an agency shall follow the same consultation process and document in writing the same determination of need before creating a subcommittee under a discretionary committee that is not made up entirely of members of a parent advisory committee.</P>
                <P>Information on the following factors for the committee is provided to the Secretariat to demonstrate that reestablishing the committee is in the public interest:</P>
                <EXTRACT>
                    <P>
                        <E T="03">1. Annual budget.</E>
                    </P>
                    <P>
                        <E T="03">Annual budget and expected costs:</E>
                         $90,142.
                    </P>
                    <P>
                        <E T="03">a. Federal personnel on a full-time equivalent (FTE) basis:</E>
                         The estimated person years of Federal staff support required is 0.25 at an estimated annual cost of $51,384.
                    </P>
                    <P>
                        <E T="03">b. Other Federal internal costs</E>
                        : The anticipated total value in dollars of other internal costs, such as costs associated with IT and supplies for meetings, is $20,473.
                    </P>
                    <P>
                        <E T="03">c. Proposed payments to members:</E>
                         The estimated annual payment to members is $4,468.
                    </P>
                    <P>
                        <E T="03">d. Proposed number of members:</E>
                         The anticipated number of members is 6.
                    </P>
                    <P>
                        <E T="03">e. Reimbursable costs:</E>
                         The estimated annual reimbursable costs, including travel and related expenses for members, is $6,504.
                    </P>
                    <P>
                        <E T="03">2. If applicable, the total dollar value of grants expected to be recommended during the fiscal year:</E>
                         N/A.
                    </P>
                    <P>
                        <E T="03">3. Criteria for selecting members to ensure the committee has the necessary expertise and fairly balanced membership: Ensuring Necessary Expertise:</E>
                         Members and the Chair are selected by the Commissioner or designee from among authorities knowledgeable in the fields of neurology, pediatric neurology, epidemiology, statistics, and related specialties. Nominees should be acknowledged experts with demonstrated skills in critical evaluation of data and effective communication. Members must have background, education, and experience commensurate with the committee's function of advising FDA on the existing and relevant evidence of benefits and risks of marketed and investigational human drug products. Scientific and technical competence is critical. FDA also follows the requirements in section 505(n)(3) regarding membership of drug product advisory committees. (21 U.S.C. 355(n)(3)). 
                    </P>
                    <P>
                        <E T="03">Ensuring Fair Balance:</E>
                         Appointments are made without discrimination. The committee is reviewed in totality for balance, characterized by inclusion of necessary knowledge, insight, and scientific perspective from the relevant community or expertise area. Nominations are sought from all geographic locations within the United States and its territories, and from diverse sources including professional and scientific societies, academia, government agencies, industry and trade associations, consumer and patient organizations, and current Agency staff.
                    </P>
                    <P>
                        <E T="03">4. List of all other Federal advisory committees of the agency:</E>
                    </P>
                    <P>
                        <E T="03">FDA maintains the following Federal advisory committees:</E>
                          
                    </P>
                    <FP SOURCE="FP-1">• Anesthetic and Analgesic Drug Products Advisory Committee </FP>
                    <FP SOURCE="FP-1">• Antimicrobial Drugs Advisory Committee </FP>
                    <FP SOURCE="FP-1">• Blood Products Advisory Committee </FP>
                    <FP SOURCE="FP-1">• Cardiovascular and Renal Drugs Advisory Committee </FP>
                    <FP SOURCE="FP-1">• Cellular Tissue and Gene Therapies Advisory Committee </FP>
                    <FP SOURCE="FP-1">• Dermatologic and Ophthalmic Drugs Advisory Committee </FP>
                    <FP SOURCE="FP-1">• Device Good Manufacturing Practice Advisory Committee </FP>
                    <FP SOURCE="FP-1">• Digital Health Advisory Committee </FP>
                    <FP SOURCE="FP-1">• Drug Safety and Risk Management Advisory Committee </FP>
                    <FP SOURCE="FP-1">• Endocrinologic and Metabolic Drugs Advisory Committee </FP>
                    <FP SOURCE="FP-1">• Genetic Metabolic Diseases Advisory Committee </FP>
                    <FP SOURCE="FP-1">• Medical Devices Advisory Committee </FP>
                    <FP SOURCE="FP-1">• National Mammography Quality Assurance Advisory Committee (Administratively Inactive) </FP>
                    <FP SOURCE="FP-1">• Nonprescription Drugs Advisory Committee</FP>
                    <FP SOURCE="FP-1">• Obstetrics, Reproductive and Urologic Drugs Advisory Committee </FP>
                    <FP SOURCE="FP-1">• Oncologic Drugs Advisory Committee </FP>
                    <FP SOURCE="FP-1">• Pediatric Advisory Committee </FP>
                    <FP SOURCE="FP-1">• Pharmacy Compounding Advisory Committee </FP>
                    <FP SOURCE="FP-1">• Psychopharmacologic Drugs Advisory Committee </FP>
                    <FP SOURCE="FP-1">• Pulmonary-Allergy Drugs Advisory Committee </FP>
                    <FP SOURCE="FP-1">• Risk Communication Advisory Committee (Administratively Inactive) </FP>
                    <FP SOURCE="FP-1">• Science Board to the Food and Drug Administration </FP>
                    <FP SOURCE="FP-1">• Technical Electronic Product Radiation Safety Standards Committee </FP>
                    <FP SOURCE="FP-1">• Tobacco Products Scientific Advisory Committee</FP>
                    <FP SOURCE="FP-1">• Vaccines and Related Biological Products Advisory Committee</FP>
                    <P>
                        <E T="03">5. Justification that the information or advice provided by the Federal advisory committee or subcommittee is not available from another Federal advisory committee, another Federal Government source, or any other more cost-effective and less burdensome source:</E>
                    </P>
                    <P>
                        The Committee advises and informs the Commissioner or designee(s) about the existing and relevant evidence concerning the safety and effectiveness of marketed and 
                        <PRTPAGE P="46446"/>
                        investigational human drug products for use in the treatment of neurologic diseases. 
                    </P>
                    <P>The topics considered by the Peripheral and Central Nervous System Drugs Advisory Committee require specialized expertise in the practice of neurology, pediatric neurology, epidemiology, statistics, and other related specialties that is not within the primary scope of other FDA advisory committees. Potential topics that may need committee input include products related to the topics outlined in Section (6) below. These and other issues cannot be appropriately addressed by another standing committee without diminishing the depth and relevance of the expert input provided to the Agency.</P>
                    <P>
                        <E T="03">6. If the consultation is a committee renewal, a summary of the previous accomplishments of the committee and the reasons it needs to continue:</E>
                    </P>
                    <P>
                        <E T="03">Summary of Previous Accomplishments:</E>
                    </P>
                    <P>In 2024, the Peripheral and Central Nervous System Drugs Advisory Committee held one meeting: </P>
                    <P>
                        <E T="03">June 10, 2024:</E>
                         Discuss biologics license application 761248, for donanemab solution for intravenous infusion, submitted by Eli Lilly and Co., for the treatment of early symptomatic Alzheimer's disease.
                    </P>
                    <P>In 2023, the Peripheral and Central Nervous System Drugs Advisory Committee held three meetings: </P>
                    <P>
                        <E T="03">March 22, 2023:</E>
                         Discussed new drug application (NDA) 215887, for tofersen (BIIB067) intrathecal injection, submitted by Biogen Inc., for the treatment of amyotrophic lateral sclerosis (ALS) associated with a mutation in the superoxide dismutase 1 (SOD1) gene. 
                    </P>
                    <P>
                        <E T="03">April 14, 2023 (joint meeting with the Psychopharmacologic Drugs Advisory Committee):</E>
                         Discussed supplemental new drug application (sNDA) 205422 s009, efficacy supplement for REXULTI (brexpiprazole) tablets, submitted by Otsuka Pharmaceutical Company, Ltd., and Lundbeck, Inc., for the proposed treatment of agitation associated with Alzheimer's dementia. 
                    </P>
                    <P>
                        <E T="03">June 9, 2023:</E>
                         Discussed supplemental biologics license application (sBLA) 761269/s-001, for LEQEMBI (lecanemab) solution for intravenous infusion, submitted by Eisai, Inc., for the treatment of Alzheimer's disease, initiated in patients with mild cognitive impairment or mild dementia stage of disease.
                    </P>
                    <P>
                        <E T="03">7. Explanation of why the committee/subcommittee is essential to the conduct of agency business:</E>
                    </P>
                    <P>The Committee plays a critical role in enabling FDA to meet the requirements of section 505(n)(1) and (s)(1) of the Federal Food, Drug, and Cosmetic Act by providing expert scientific advice and recommendations. The Peripheral and Central Nervous System Drugs Advisory Committee is the only FDA advisory committee that provides specialized expertise in neurology, pediatric neurology, epidemiology, statistics, and other related specialties. Without the Peripheral and Central Nervous System Drugs Advisory Committee, FDA's ability to obtain external input on issues related to the approval and regulation of neurological products would be significantly limited.</P>
                    <P>In conclusion, this public interest determination documents that reestablishing the committee is in the public interest, essential to the conduct of agency business, and that the information to be obtained is not already available through another advisory committee or source within the Federal Government.</P>
                </EXTRACT>
                <P>
                    This notice is issued under the Federal Advisory Committee Act as amended (5 U.S.C. 1001 
                    <E T="03">et seq.</E>
                    ). For general information related to FDA advisory committees, please visit us at 
                    <E T="03">http://www.fda.gov/AdvisoryCommittees/default.htm.</E>
                </P>
                <SIG>
                    <NAME>Grace R. Graham,</NAME>
                    <TITLE>Deputy Commissioner for Policy, Legislation, and International Affairs.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14829 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4164-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBJECT>Advisory Council on Alzheimer's Research, Care, and Services; Meeting</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Assistant Secretary for Planning and Evaluation, HHS.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of meeting.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This notice announces the public meeting of the Advisory Council on Alzheimer's Research, Care, and Services (Advisory Council). The Advisory Council provides advice on how to prevent or reduce the burden of Alzheimer's disease and related dementias on people living with the disease and their caregivers. During the third meeting of 2026, the Advisory Council will hear from a panel organized by the research subcommittee; updates from federal agencies, including an overview of the authorities of the National Institutes of Health, the Food and Drug Administration, and the Centers for Medicare &amp; Medicaid Services; legislative updates from advocacy groups; and an update on the Robotic-Enabled Microsurgical Intervention for Neurodegenerative Disease (REMIND) Study. Advisory Council subcommittees will also present their recommendations for adoption by the full Advisory Council.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The meeting will be held on Monday, August 3, 2026, from 10:00 a.m. to 5:00 p.m.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        The meeting will be a hybrid of in-person and virtual and will be held in the Great Hall of the Hubert H. Humphrey Building, 200 Independence Avenue SW, Washington, DC 20201. It will also stream live at 
                        <E T="03">www.hhs.gov/live</E>
                        .
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Maria-Theresa Okafor, 771-223-7102, 
                        <E T="03">maria-theresa.okafor@hhs.gov.</E>
                         Note: The meeting will be available to the public live at 
                        <E T="03">www.hhs.gov/live</E>
                        .
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Notice of these meetings is given under the Federal Advisory Committee Act (5 U.S.C. App. 2, section 10(a)(1) and (a)(2)). Topics of the Meeting: Alzheimer's disease and related dementias, research and innovation, legislative updates, and council recommendations.</P>
                <P>
                    <E T="03">Procedure and Agenda:</E>
                     The meeting will be webcast at 
                    <E T="03">www.hhs.gov/live</E>
                     and video recordings will be added to the National Alzheimer's Project Act website 
                    <SU>1</SU>
                    <FTREF/>
                     when available after the meeting. This meeting is open to the public. Please allow 30 minutes to go through security and walk to the meeting room. Participants joining in person should note that seating may be limited. Those wishing to attend the meeting in person must send an email to 
                    <E T="03">napa@hhs.gov</E>
                     and put “August Meeting Attendance” in the subject line by Monday, July 27 so that their names may be put on a list of expected attendees and forwarded to the security officers at the Department of Health and Human Services. Any interested member of the public who is a non-U.S. citizen should include this information at the time of registration to ensure that the appropriate security procedure to gain entry to the building is carried out. Although the meeting is open to the public, procedures governing security and entrance to Federal buildings may change without notice. If you wish to make a public comment, you must note that within your email. Please note that individuals entering HHS owned, leased, or operated facilities must present a REAL ID compliant credential or another federally approved form of identification. Below is the list of acceptable forms of ID.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">https://aspe.hhs.gov/collaborations-committees-advisory-groups/napa</E>
                    </P>
                </FTNT>
                <P>• State-issued Enhanced Driver's License.</P>
                <P>
                    • U.S. passport.
                    <SU>2</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         
                        <E T="03">https://travel.state.gov/content/travel/en/passports.html</E>
                        .
                    </P>
                </FTNT>
                <P>
                    • U.S. passport card.
                    <SU>3</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">https://travel.state.gov/content/travel/en/passports/need-passport/card.html</E>
                        .
                    </P>
                </FTNT>
                <P>• DHS trusted traveler cards (Global Entry, NEXUS, SENTRI, FAST).</P>
                <P>• U.S. Department of Defense ID, including IDs issued to dependents.</P>
                <P>• Permanent resident card.</P>
                <P>
                    • Border crossing card.
                    <PRTPAGE P="46447"/>
                </P>
                <P>
                    • An acceptable photo ID issued by a federally recognized 
                    <SU>4</SU>
                    <FTREF/>
                     Tribal Nation/Indian Tribe, including Enhanced Tribal Cards (ETCs).
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">https://www.federalregister.gov/documents/2021/01/29/2021-01606/indian-entities-recognized-by-and-eligible-to-receive-services-from-the-united-states-bureau-of</E>
                        .
                    </P>
                </FTNT>
                <P>• HSPD-12 PIV card.</P>
                <P>• Foreign government-issued passport.</P>
                <P>• Canadian provincial driver's license or Indian and Northern Affairs Canada card.</P>
                <P>• Transportation worker identification credential.</P>
                <P>• U.S. Citizenship and Immigration Services Employment Authorization Card (I-766).</P>
                <P>• U.S. Merchant Mariner Credential.</P>
                <P>• Veteran Health Identification Card (VHIC).</P>
                <P>
                    <E T="03">Comments:</E>
                     Time is allocated on the agenda to hear public comments from 4:35 p.m. to 5:00 p.m. The time for oral comments will be limited to two (2) minutes per individual. To provide a public comment, please register by emailing your name to 
                    <E T="03">napa@hhs.gov</E>
                     by Monday, July 27, 2026. Registered commenters will receive both a dial-in number and a link to join the meeting virtually; individuals will have the choice to either join virtually via the link, or to call in only by using the dial-in number. 
                    <E T="03">Note:</E>
                     There may be a 30-45 second delay in the livestream video presentation of the conference. For this reason, if you have pre-registered to submit a public comment, it is important to connect to the meeting by 4:20 p.m. to ensure that you do not miss your name and allotted time when called. If you miss your name and allotted time to speak, you may not be able to make your public comment. Public commenters will not be admitted to the virtual meeting before 4:05 p.m. but are encouraged to watch the meeting at 
                    <E T="03">www.hhs.gov/live.</E>
                     Should you have questions during the session, please email 
                    <E T="03">napa@hhs.gov</E>
                     and someone will respond to your message as quickly as possible.
                </P>
                <P>
                    • To ensure accuracy, please submit a written copy of oral comments for the record by emailing 
                    <E T="03">napa@hhs.gov</E>
                     by Wednesday, August 5, 2026. These comments will be shared on the website and reflected in the meeting minutes.
                </P>
                <P>
                    • In lieu of oral comments, formal written comments may be submitted for the record by Wednesday, August 5, 2026, to Maria-Theresa Okafor, Ph.D., MCG, OASPE, 200 Independence Avenue SW, Room 438F.7, Washington, DC 20201. Comments may also be sent to 
                    <E T="03">napa@hhs.gov.</E>
                     Those submitting written comments should identify themselves and any relevant organizational affiliations.
                </P>
                <P>
                    <E T="03">Authority:</E>
                     42 U.S.C. 11225; Section 2(e)(3) of the National Alzheimer's Project Act. The panel is governed by provisions of Public Law 92-463, as amended (5 U.S.C. Appendix 2), which sets forth standards for the formation and use of advisory committees.
                </P>
                <SIG>
                    <NAME>Cynthia L. Goss,</NAME>
                    <TITLE>Deputy Assistant Secretary for Planning and Evaluation (Health Policy), Performing the Delegable Duties of the Assistant Secretary for Planning and Evaluation.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14907 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4150-28-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>Prospective Grant of an Exclusive Patent License: RXFP1 AGONISTS</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Institutes of Health, HHS.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The National Center for Advancing Translational Sciences, an institute of the National Institutes of Health, Department of Health and Human Services, is contemplating the grant of an Exclusive Patent License to practice the inventions embodied in the Patents and Patent Applications listed in the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section of this Notice to Modala Bio, Inc. (Modala), headquartered in Delaware.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Only written comments and/or applications for a license which are received by the National Center for Advancing Translational Sciences' Office of Strategic Alliances on or before August 24, 2026 will be considered.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Requests for copies of the patent applications, inquiries, and comments relating to the contemplated Exclusive Patent License should be directed to: Jasmine Kalsi, M.S., Licensing and Patenting Manager, Office of Strategic Alliances, Telephone: 301-435-0129; Email: 
                        <E T="03">jasmine.kalsi@nih.gov.</E>
                    </P>
                </ADD>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Intellectual Property</HD>
                <P>“RXFP1 AGONISTS”</P>
                <FP SOURCE="FP-2">(1) U.S. Provisional Application No. 63/780,976 and NIH Reference No.: E-145-2024-0-US-02 filed 31 March 2025.</FP>
                <P>(2) U.S. PCT Application No. PCT/US2026/021648, filed March 31, 2026, and NIH Reference No.: E-145-2024-0-PC-01.</P>
                <P>The patent rights in these inventions have been either assigned and/or exclusively licensed to the government of the United States of America, Florida International University (FIU), and University of South Florida (USF).</P>
                <P>The prospective exclusive license territory may be worldwide, and the field of use may be limited to the following:</P>
                <P>“NCGC00846044, TRND00589605, TRND00600099 and TRND00658394, including any related analogs for the treatment or prevention of: cancers, cardiovascular, pulmonary, and fibrotic diseases.”</P>
                <P>The present invention is directed to novel relaxin receptor (RXFP1 receptor) small molecule agonists useful for treating relaxin-related disorders including fibrosis, certain cancers, vascular calcifications, including atherosclerosis, and heart failure. The RXFP1 agonists of this invention possess a number of advantages not found in earlier RXFP1 agonists. These properties include, for example, improved bioavailability, low toxicity, and better activity in RXFP1-dependent biological functional assays.</P>
                <P>The development of small-molecule agonists of RXFP1 would have numerous benefits and will allow investigating additional therapeutic applications where chronic administration is required. NCATS has identified a series of small-molecule agonists of RXFP1 which are potent, highly selective, easy to synthesize, and with reasonable metabolic and physical properties. The molecules of this invention display similar efficacy as the natural hormone in several functional assays. Mutagenesis studies have mapped the specific regions responsible for relaxin receptor activation by these compounds to an allosteric site on the receptor. Finally, these compounds display good in vivo pharmacokinetic properties and are currently being evaluated in vivo.</P>
                <P>This Notice is made in accordance with 35 U.S.C. 209 and 37 CFR part 404. The prospective exclusive license will be royalty bearing, and the prospective exclusive license may be granted unless within thirty (30) days from the date of this published Notice, the National Center for Advancing Translational Sciences receives written evidence and argument that establishes that the grant of the license would not be consistent with the requirements of 35 U.S.C. 209 and 37 CFR part 404.</P>
                <P>
                    In response to this Notice, the public may file comments or objections. Comments and objections, other than 
                    <PRTPAGE P="46448"/>
                    those in the form of a license application, will not be treated confidentially and may be made publicly available.
                </P>
                <P>License applications submitted in response to this Notice will be presumed to contain business confidential information and any release of information from these license applications will be made only as required and upon a request under the Freedom of Information Act, 5 U.S.C. 552.</P>
                <SIG>
                    <DATED>Dated: July 17, 2026.</DATED>
                    <NAME>Joni L. Rutter,</NAME>
                    <TITLE>Director, Office of the Director, National Center for Advancing Translational Sciences, National Institutes of Health.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14848 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4167-05-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
                <SUBAGY>Transportation Security Administration</SUBAGY>
                <SUBJECT>Intent To Request Extension From OMB of One Current Public Collection of Information: Transportation Security Officer Medical Questionnaire</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Transportation Security Administration, DHS.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>60-Day notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Transportation Security Administration (TSA) invites public comment on one currently approved Information Collection Request (ICR), Office of Management and Budget (OMB) control number 1652-0032, abstracted below, which we will submit to OMB for an extension in compliance with the Paperwork Reduction Act (PRA). The ICR describes the nature of the information collection and its expected burden. The collection involves using questionnaires to collect medical information from candidates and licensed physicians or other licensed health practitioners for the job of Transportation Security Officer (TSO) to ensure candidates are qualified to perform TSO duties pursuant to 49 U.S.C. 44935.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Send your comments by September 21, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Comments may be emailed to 
                        <E T="03">TSAPRA@tsa.dhs.gov</E>
                         or delivered to the TSA PRA Officer, Information Technology, TSA-11, Transportation Security Administration, 6595 Springfield Center Drive, Springfield, VA 20598-6011.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Christina A. Walsh at the above address, or by telephone (571) 227-2062.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Comments Invited</HD>
                <P>
                    In accordance with the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ), an agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a valid OMB control number. The ICR documentation will be available at 
                    <E T="03">https://www.reginfo.gov</E>
                     upon its submission to OMB. Therefore, in preparation for OMB review and approval of the following information collection, TSA is soliciting comments to—
                </P>
                <P>(1) Evaluate whether the proposed information requirement is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility;</P>
                <P>(2) Evaluate the accuracy of the agency's estimate of the burden;</P>
                <P>(3) Enhance the quality, utility, and clarity of the information to be collected; and</P>
                <P>(4) Minimize the burden of the collection of information on those who are to respond, including using appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology.</P>
                <HD SOURCE="HD1">Information Collection Requirement</HD>
                <P>
                    <E T="03">OMB Number 1652-0032; Security Officer Medical Questionnaire.</E>
                     TSA collects relevant medical information from TSO candidates who have successfully completed certain prior steps in the hiring process. This information is used to assess whether the TSO candidates meet the medical qualification standards the agency has established pursuant to 49 U.S.C. 44935.
                </P>
                <P>
                    On June 8, 2026, OMB approved TSA's request for an emergency revision of this information collection, allowing for the move from a paper-based Security Officer Medical Questionnaire (SOMQ) to an online version of the SOMQ and to introduce a paper-based TSO Medical Clearance Form. 
                    <E T="03">See</E>
                     ICR Reference Number: 202606-1652-003. The revision was necessary to address urgent hiring requirements for front-line, mission critical TSO positions. TSA is seeking renewal of this information collection for the maximum 3-year approval period.
                </P>
                <P>The online SOMQ, like the prior paper SOMQ, enables TSA to collect the information necessary to assist in making determinations regarding candidates' medical and physical abilities to successfully perform the job. The scope of this determination provides a candidate's current and past medical history, including visual and aural acuity, physical coordination, and motor skills to be able to: (a) distinguish on screening equipment monitors the appropriate imaging standard; (b) distinguish each color displayed on every type of screening equipment and explain what each color signifies; (c) hear and respond to the spoken voice and to audible alarms in an active checkpoint environment; (d) perform physical searches by efficiently and thoroughly manipulating and handling baggage containers, and other objects; (e) perform pat-downs or hand-held metal detector searches of individuals with sufficient dexterity and capacity to thoroughly conduct the procedures over an individual's entire body; and (f) demonstrate a daily fitness for duty without impairment due to illegal drugs, sleep deprivation, medication, or alcohol.</P>
                <P>The TSO Medical Clearance Form also helps TSA ascertain the candidates' medical and physical abilities to successfully perform the job. The TSO Medical Clearance Form is completed by a licensed physician or other licensed health practitioner to indicate whether the candidate is able to perform a list of the duties of a TSO. The candidate's licensed physician or other licensed health practitioner also uses the TSO Medical Clearance Form to provide the results of the medical examination, including vital signs, visual acuity, peripheral vision, color vision and hearing.</P>
                <P>TSA estimates an average annual number of respondents completing the online SOMQ and TSO Medical Clearance Form is approximately 18,000 respondents. The total annual hour burden of this collection is 43,200 hours (9,000 SOMQ + 34,200 TSO Medical Clearance Form). TSA estimates the average time to complete the SOMQ online tool is 9,000 hours. In addition, TSA estimates the annual burden hour to undergo the medical examination required to evaluate a candidate using the TSO Medical Clearance form is 34,200 hours, which includes the exam, printing and submitting the form, round-trip travel time and time spent in the waiting room.</P>
                <SIG>
                    <DATED>Dated: July 20, 2026.</DATED>
                    <NAME>Christina A. Walsh,</NAME>
                    <TITLE>Paperwork Reduction Act Officer, Information Technology, Transportation Security Administration.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14855 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 9110-05-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="46449"/>
                <AGENCY TYPE="N">DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT</AGENCY>
                <DEPDOC>[Docket No. FR-7107-N 14; OMB Control No.: 2528-0013]</DEPDOC>
                <SUBJECT>30-Day Notice of Proposed Information Collection: Survey of Market Absorption of New Multifamily Units</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Policy Development and Research, Chief Data Officer, HUD.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>HUD is seeking approval from the Office of Management and Budget (OMB) for the information collection described below. In accordance with the Paperwork Reduction Act, HUD is requesting comments from all interested parties on the proposed collection of information. The purpose of this notice is to allow for 30 days of public comment.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        <E T="03">Comments Due Date:</E>
                         August 24, 2026.
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Interested persons are invited to submit comments regarding this proposal. Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to 
                        <E T="03">www.reginfo.gov/public/do/PRAMain.</E>
                         Find this particular information collection by selecting “Currently under 30-day Review—Open for Public Comments” or by using the search function.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Dr. John L. Murphy, Clearance Officer, Paperwork Reduction Act Division, PRAD, Department of Housing and Urban Development, 451 7th Street SW, Room 8210, Washington, DC 20410; email at 
                        <E T="03">PaperworkReductionActOffice@hud.gov,</E>
                         ATTN: Dr. John L. Murphy telephone (202) 402-8084. email at 
                        <E T="03">John.L.Murphydo@hud.gov,</E>
                         telephone (202) 402-8084. This is not a toll-free number. HUD welcomes and is prepared to receive calls from individuals who are deaf or hard of hearing, as well as individuals with speech or communication disabilities. To learn more about how to make an accessible telephone call, please visit 
                        <E T="03">https://www.fcc.gov/consumers/guides/telecommunications-relay-service-trs.</E>
                         Copies of available documents submitted to OMB may be obtained from Dr. John L. Murphy.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    This notice informs the public that HUD is seeking approval from OMB for the information collection described in Section A. The 
                    <E T="04">Federal Register</E>
                     notice that solicited public comment on the information collection for a period of 60 days was published on March 2, 2026 at 91 FR 10104.
                </P>
                <HD SOURCE="HD1">A. Overview of Information Collection</HD>
                <P>
                    <E T="03">Title of Information Collection:</E>
                     Survey of Market Absorption of New Multifamily Units.
                </P>
                <P>
                    <E T="03">OMB Approval Number:</E>
                     2528-0013.
                </P>
                <P>
                    <E T="03">Type of Request:</E>
                     Extension of a currently approved collection.
                </P>
                <P>
                    <E T="03">Form Number:</E>
                     HUD Form SOMA.
                </P>
                <P>
                    <E T="03">Description of the need for the information and proposed use:</E>
                     The Survey of Market Absorption (SOMA) provides the data necessary to measure the rate at which new rental apartments and new condominium apartments are absorbed; that is, taken off the market, usually by being rented or sold, over the course of the first 12 months following completion of a building. The data are collected at quarterly intervals until the 12 months conclude, or until the units in a building are completely absorbed.
                </P>
                <P>The survey also provides estimates of certain characteristics, including asking rent/price, number of units, and number of bedrooms. The survey provides a basis for analyzing the degree to which new apartment construction is meeting the present and future needs of the public.</P>
                <GPOTABLE COLS="8" OPTS="L2,nj,tp0,i1" CDEF="s50,12,12,12,r50,12,12,12">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Information collection</CHED>
                        <CHED H="1">
                            Number of
                            <LI>respondents</LI>
                        </CHED>
                        <CHED H="1">
                            Frequency of
                            <LI>response</LI>
                        </CHED>
                        <CHED H="1">Responses per annum</CHED>
                        <CHED H="1">Burden hour per response</CHED>
                        <CHED H="1">Annual burden hours</CHED>
                        <CHED H="1">Hourly cost per response</CHED>
                        <CHED H="1">Annual cost</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">SOMA</ENT>
                        <ENT>12,000</ENT>
                        <ENT>4</ENT>
                        <ENT>48,000</ENT>
                        <ENT>0.125 (30 minutes total divided by 4 interviews</ENT>
                        <ENT>6,000</ENT>
                        <ENT>$44.50</ENT>
                        <ENT>$267,000</ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">B. Solicitation of Public Comment</HD>
                <P>This notice is soliciting comments from members of the public and affected parties concerning the collection of information described in Section A on the following:</P>
                <P>(1) Whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility;</P>
                <P>(2) The accuracy of the agency's estimate of the burden of the proposed collection of information;</P>
                <P>(3) Ways to enhance the quality, utility, and clarity of the information to be collected; and</P>
                <P>
                    (4) Ways to minimize the burden of the collection of information on those who are to respond; including through the use of appropriate automated collection techniques or other forms of information technology, 
                    <E T="03">e.g.,</E>
                     permitting electronic submission of responses.
                </P>
                <P>HUD encourages interested parties to submit comment in response to these questions.</P>
                <HD SOURCE="HD1">C. Authority</HD>
                <P>Section 2 of the Paperwork Reduction Act of 1995, 44 U.S.C. 3507.</P>
                <SIG>
                    <NAME>John Murphy,</NAME>
                    <TITLE>Compliance Officer, Department PRA Compliance Officer, Office of Policy Development and Research.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14873 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4210-67-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>Bureau of Indian Affairs</SUBAGY>
                <DEPDOC>[267A2100DD/AAKC001030/A0A501010.000000]</DEPDOC>
                <SUBJECT>Pascua Yaqui Tribe of Arizona Liquor Control Ordinance</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Bureau of Indian Affairs, Interior.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice; correction.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This notice publishes a correction to the Pascua Yaqui Tribe Liquor Control Ordinance, which was published on July 27, 2015. The correct Ordinance number adopted by the Pascua Yaqui Tribal Council pursuant to Resolution C06-103-15 is Ordinance No. 14-15.</P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Karrie-Ann Quartz, Acting Tribal Government Officer, Tribal Government Services, Bureau of Indian Affairs, 2600 N Central Avenue, Phoenix, Arizona 85004, 
                        <E T="03">karrie-ann.quartz@bia.gov,</E>
                         (480) 744-4992.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Pursuant to the Act of August 15, 1953, Public Law 83-277, 67 Stat. 586, 18 U.S.C. 1161, as interpreted by the Supreme Court in 
                    <E T="03">Rice</E>
                     v. 
                    <E T="03">Rehner,</E>
                     463 U.S. 713 (1983), the Secretary of the Interior shall certify and publish in the 
                    <E T="04">Federal Register</E>
                     notice of adopted liquor control 
                    <PRTPAGE P="46450"/>
                    ordinances for the purpose of regulating liquor transactions in Indian country.
                </P>
                <P>
                    The Pascua Yaqui Tribe Liquor Control Ordinance published in the 
                    <E T="04">Federal Register</E>
                     on July 27, 2015 (80 FR 44369). On page 44376, the Ordinance referenced in the third column, paragraph 6, and within the sentence “I certify that the Pascua Yaqui Tribe of Arizona duly adopted the 2015 Liquor Control Ordinance 07-15 by Resolution No. C06-103-15 on June 10, 2015.”, should be changed from “Ordinance 07-15” to “Ordinance No. 14-15.”
                </P>
                <SIG>
                    <NAME>William Henry Kirkland III,</NAME>
                    <TITLE>Assistant Secretary—Indian Affairs.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14908 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4337-15-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>Bureau of Land Management</SUBAGY>
                <DEPDOC>[A2407-014-004-065516; #O2509-014-004-125222; LLNMA02000; NMNM105853883 (Legacy NMNM-145347)]</DEPDOC>
                <SUBJECT>Intent To Amend the Resource Management Plan and Prepare an Associated Environmental Assessment; Notice of Realty Action: Proposed Sale of Public Land and Reversionary Interest in Socorro County, NM</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Bureau of Land Management, Interior.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of intent and realty action.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In compliance with the National Environmental Policy Act of 1969, as amended (NEPA), and the Federal Land Policy and Management Act of 1976, as amended (FLPMA), the Bureau of Land Management (BLM) New Mexico State Director intends to prepare a resource management plan (RMP) amendment with an associated environmental assessment (EA) for a non-competitive direct sale of public land in Socorro County, New Mexico. Additionally, the BLM will analyze a non-competitive direct sale of a 10-acre parcel reversionary interest conveyance on a Recreation and Public Purpose (R&amp;PP) patent. By this notice the BLM is announcing the beginning of the scoping period to solicit public comments and identify issues, providing the planning criteria for public review, and announcing a comment period on the proposed realty action offering for sale a parcel of public land and reversionary interest.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The BLM requests that the public submit comments concerning the scope of the analysis, potential alternatives, and identification of relevant information and studies by September 8, 2026. To afford the BLM the opportunity to consider issues raised by commenters in the Draft RMP Amendment and EA, please ensure your comments are received prior to the close of the 45-day scoping period or 15 days after the last public meeting, whichever is later.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments on issues and planning criteria related to the Proposed RMP Amendment and Non-Competitive Direct Sale of Public Land in Socorro County, New Mexico, by any of the following methods:</P>
                    <P>
                        • Website: 
                        <E T="03">https://eplanning.blm.gov/eplanning-ui/project/2040546/510</E>
                        .
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         BLM Socorro Field Office, ATTN: Socorro Field Office Manager, 901 South Hwy. 85, Socorro, New Mexico 87801.
                    </P>
                    <P>Documents pertinent to this proposal may be examined online at the website above and at the Socorro Field Office.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        BLM Socorro Field Office Assistant Field Manager, Alec Bryan, telephone (575) 838-1290, email: 
                        <E T="03">abryan@blm.gov.</E>
                         Contact Mr. Bryan to have your name added to our mailing list. Individuals in the United States who are deaf, deafblind, hard of hearing, or have a speech disability may dial 711 (TTY, TDD, or TeleBraille) to access telecommunications relay services. Individuals outside the United States should use the relay services offered within their country to make international calls to the point-of-contact in the United States.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    The BLM will consider a non-competitive direct sale of 10 acres of public land and the conveyance of 10 acres of Federal reversionary interest in R&amp;PP patent, 30-66-0141 to the Board of County Commissioners, in Socorro County, for a flood detention pond. The BLM proposes the non-competitive direct sale because this action serves an important local public objective of facilitating the protection of the town of San Antonio by minimizing flood potential. The sale of reversionary interest to the Socorro County Board of County Commissioners is requested due to the reversionary clause in patent 30-66-0141, which restricts the purposes for which the land can be used. If the BLM determines the proposed sale is in the best interest of the public, the BLM will ensure the Federal Government receives fair compensation for the sale. The fair market appraisal value is $27,500 for 10 acres of public land and 10 acres of reversionary interest. The public land and reversionary interest would not be offered for sale prior to 60 days from the date of publication of this notice in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <P>
                    This document provides notice that the BLM New Mexico State Director intends to prepare an RMP amendment with an associated EA for the non-competitive direct sale of public land in Socorro County, New Mexico, announces the beginning of the scoping process, and seeks public input on issues and planning criteria. The RMP amendment is being considered to allow the BLM to evaluate the disposal of 10 acres of public land to the Socorro County Board of County Commissioners. An amendment to the existing 2010 Socorro RMP is required to identify the public land as available for disposal. The direct sale is subject to the applicable provisions of section 203 of FLPMA and BLM land-sale regulations at 43 CFR part 2710. Publication of this notice in the 
                    <E T="04">Federal Register</E>
                     also segregates the subject public land from all forms of appropriation under the public land laws, including the general mining laws, and from the mineral leasing and geothermal leasing laws, except for the sale provisions of FLPMA.
                </P>
                <P>The planning area is in the unincorporated town of San Antonio in Socorro County, New Mexico, and encompasses approximately 10 acres of public land and 10 acres of reversionary interest of R&amp;PP patented land. San Antonio is approximately 10 miles south of Socorro, New Mexico.</P>
                <P>The scope of this land use planning process does not include addressing the evaluation or designation of areas of critical environmental concern (ACECs), and the BLM is not considering ACEC nominations as part of this process.</P>
                <HD SOURCE="HD1">Purpose and Need</HD>
                <P>
                    The need of the proposed action is to respond to the request from the Socorro County Board of County Commissioners for a FLPMA non-competitive sale of public land and the conveyance of Federal reversionary interest associated with the R&amp;PP patent. The purpose for the proposed action is to transfer from Federal ownership the small parcel of land that is logistically and economically difficult to manage (FLPMA, 43 U.S.C. 1713(a)(1)). The BLM needs to amend the 2010 Socorro RMP because section 203 of FLPMA specifically requires that land made available for disposal under the sale authority be clearly identified in the relevant land use plan. The BLM proposes to amend the 2010 Socorro RMP to identify the parcel of public land as available for disposal through sale. Additionally, the EA will analyze 
                    <PRTPAGE P="46451"/>
                    the conveyance of 10 acres of reversionary interest on an adjacent parcel of land in which a patent was issued under the R&amp;PP Act to the Socorro County Board of County Commissioners. The patented lands have already been identified in the 2010 Socorro RMP for disposal, however additional analysis is required to evaluate the direct sale of reversionary interest in the patented land.
                </P>
                <HD SOURCE="HD1">Preliminary Alternatives</HD>
                <P>The RMP identifies parcels suitable for disposal, and the subject public land is not currently listed as available for disposal. The BLM will analyze the suitability for disposal of the 10 acres of public land per the criteria listed in FLPMA section 203(a). The RMP amendment would allow for the 10-acre public land to be sold if it is found suitable for disposal.</P>
                <P>Pursuant to the R&amp;PP Act, the United States retains and continues to hold a reversionary interest in the below described 10 acres, adjacent to the public land, under patent number 30-66-0141. If the Socorro County Board of County Commissioners attempts to construct a detention pond component on the patented land it would trigger the R&amp;PP Act reverter, in which the land “shall revert to the United States” (43 U.S.C. 86g-2(a)). Consequently, the Socorro County Board of County Commissioners has applied to the BLM to purchase, pursuant to section 203 of FLPMA of 1976, as amended, the reversionary interest from the United States. The reversionary interest is proposed to be conveyed to the Socorro County Board of County Commissioners, and given its location, the parcel would then be used for the construction and operation of a detention pond.</P>
                <P>The BLM is considering a direct sale of the following described public land and reversionary interest:</P>
                <EXTRACT>
                    <HD SOURCE="HD1">New Mexico Principal Meridian, New Mexico</HD>
                    <FP SOURCE="FP-2">T. 4 S., R. 1 E.,</FP>
                    <FP SOURCE="FP1-2">
                        Sec. 31, SE
                        <FR>1/4</FR>
                        NE
                        <FR>1/4</FR>
                        SE
                        <FR>1/4</FR>
                        .
                    </FP>
                    <P>The area described contains 10 acres of public land, according to the official plat of the survey of the said land on file with the BLM.</P>
                    <HD SOURCE="HD1">New Mexico Principal Meridian, New Mexico</HD>
                    <FP SOURCE="FP-2">T. 4 S., R. 1 E.,</FP>
                    <FP SOURCE="FP1-2">
                        Sec. 31, S
                        <FR>1/2</FR>
                        SW
                        <FR>1/4</FR>
                        NE
                        <FR>1/4</FR>
                        SE
                        <FR>1/4</FR>
                         and S
                        <FR>1/2</FR>
                        SE
                        <FR>1/4</FR>
                        NW
                        <FR>1/4</FR>
                        SE
                        <FR>1/4</FR>
                        .
                    </FP>
                    <P>The area described contains 10 acres of reversionary interest in R&amp;PP patent 30-66-0141, according to the official plat of the survey of the said land on file with the BLM.</P>
                </EXTRACT>
                <P>This sale of reversionary interest is consistent with 43 CFR 2711.3-3. The objectives, goals, and decisions are consistent with the RMP, such as the land and realty objective to make land available for community expansion, provide economic development, and to increase the potential for economic diversity.</P>
                <P>The conveyance document of reversionary interest would have all other terms and conditions of Patent No. 30-66-0141 to continue to apply to its land involved. The conveyance document of the public land, if issued, will contain the following terms, covenants, conditions, and reservations:</P>
                <P>1. The reservation of all minerals, together with the right to prospect for, mine, and remove such deposits from the same under applicable law and such regulations as the Secretary of the Interior may prescribe.</P>
                <P>2. The reservation of a right-of-way thereon for ditches or canals constructed by the authority of the United States, Act of August 30, 1890 (43 U.S.C. 945).</P>
                <P>3. The parcels are subject to all valid existing rights.</P>
                <P>4. Subject to reservations for roads and public utilities rights-of-way.</P>
                <P>5. An appropriate indemnification clause protecting the United States from claims arising out of the lessee's/patentee's use, occupancy, or occupations on the patented land</P>
                <P>6. Additional terms and conditions that the authorized officer deems appropriate.</P>
                <P>The No Action Alternative would not amend the 2010 Socorro RMP to allow for the disposal of public land. The public land and reversionary interest would be retained in Federal ownership and the BLM would continue to manage the small, isolated parcel and maintain the reversionary interest in the patented land.</P>
                <P>The BLM welcomes comments on all preliminary alternatives as well as suggestions for additional alternatives.</P>
                <HD SOURCE="HD1">Planning Criteria</HD>
                <P>The planning criteria guide the planning effort and lay the groundwork for effects analysis by identifying the preliminary issues and their analytical frameworks. Preliminary issues for the planning area have been identified by BLM personnel and from early engagement conducted for this planning effort with Federal, State, and local agencies; Tribes; and stakeholders. The BLM has identified six preliminary issues for this planning effort's analysis:</P>
                <P>1. How would implementation of the proposed action or no-action alternative impact cultural resources?</P>
                <P>2. How would implementation of the proposed action or no-action alternative impact the floodplain and floodplain management?</P>
                <P>3. How would implementation of the proposed action or no-action alternative impact migratory birds?</P>
                <P>4. How would implementation of the proposed action or no-action alternative impact threatened and/or endangered species or special status species?</P>
                <P>5. How would implementation of the proposed action or no-action alternative impact fish and wildlife management?</P>
                <P>6. How would implementation of the proposed action or no-action alternative impact the BLM land and realty program?</P>
                <HD SOURCE="HD1">Public Scoping Process</HD>
                <P>This notice of intent initiates the scoping period and public review of the planning criteria, which guide the development and analysis of the RMP Amendment and EA. The BLM has prepared an EA document, DOI-BLM-NM-A020-2025-0021-RMP-EA, for the RMP amendment and non-competitive direct sale and has made it available for comment.</P>
                <P>
                    The BLM does not intend to hold any public meetings, in-person or virtual, during the public scoping period. Should the BLM later determine to hold public meetings, the specific date(s) and location(s) of any meeting will be announced at least 15 days in advance through an announcement in the 
                    <E T="03">El Defensor Chieftain</E>
                     newspaper as well as on the BLM New Mexico's Facebook page, and the project's web page on the BLM National NEPA Register.
                </P>
                <P>
                    The EA, environmental site assessment, mineral potential report, and approved appraisal report will be made available for review at the Socorro Field Office in the 
                    <E T="02">ADDRESSES</E>
                     section above. Interested parties may submit, in writing, any comments concerning the sale, including notifications of any encumbrances or other claims relating to the parcel. The comment period on the EA will end concurrently with the close of the comment period associated with this Notice.
                </P>
                <HD SOURCE="HD1">Sale Notifications</HD>
                <P>
                    The segregation will terminate upon issuance of a conveyance or July 23, 2028, whichever occurs first, unless extended by the BLM New Mexico State Director in accordance with 43 CFR 2711.1-2(d). The BLM is no longer accepting land-use applications affecting the subject public land, except applications to amend previously filed right-of-way applications or existing authorizations to increase grant terms in 
                    <PRTPAGE P="46452"/>
                    accordance with 43 CFR 2807.15 and 43 CFR 2886.15.
                </P>
                <P>The notification of the proposed RMP amendment and EA and, if applicable, signed finding of no significant impact (FONSI) would begin a 30-day protest period subject to BLM Manual Section 2711.1 step 4(d) on the land-sale decision. The BLM New Mexico State Director will review all protests and may sustain, vacate, or modify the RMP amendment and land and Federal interest sale, in whole or in part. In the absence of any protests and FONSI, the BLM may select the approved RMP amendment alternative and prepare a decision record which would document the final determination of the Department of the Interior for the land and Federal interest sale.</P>
                <P>
                    In addition to publication of this notice in the 
                    <E T="04">Federal Register</E>
                    , the BLM will publish this notice in the 
                    <E T="03">El Defensor Chieftain</E>
                     newspaper once a week for three consecutive weeks. Any other subsequent notices related to the RMP amendment and land, and Federal interest sale may also be published in the 
                    <E T="03">El Defensor Chieftain</E>
                     newspaper.
                </P>
                <HD SOURCE="HD1">Interdisciplinary Team</HD>
                <P>The BLM will use an interdisciplinary approach to develop the plan to consider the variety of resource issues and concerns identified. Specialists with expertise in the following disciplines will be involved in this planning effort: outdoor recreation, archaeology, wildlife, land and realty, soils, vegetation, paleontology, geology, air quality, sociology, and economics.</P>
                <HD SOURCE="HD1">Additional Information</HD>
                <P>The BLM will identify, analyze, and consider mitigation to address the reasonably foreseeable impacts to resources from the proposed plan amendment, and all analyzed reasonable alternatives and, in accordance with 40 CFR 1502.14(e), include appropriate mitigation measures not already included in the proposed plan amendment or alternatives. Mitigation may include avoidance, minimization, rectification, reduction or elimination over time, and compensation; it may also be considered at multiple scales, including the landscape scale.</P>
                <P>The BLM will utilize and coordinate the NEPA and land use planning processes for this planning effort to help support compliance with applicable procedural requirements under the Endangered Species Act (16 U.S.C. 1536), and section 106 of the National Historic Preservation Act (54 U.S.C. 306108) as provided in 36 CFR 800.2(d)(3), including public involvement requirements of section 106. The information about historic and cultural resources and threatened and endangered species within the area potentially affected by the proposed plan will assist the BLM in identifying and evaluating impacts to such resources.</P>
                <P>The BLM will consult with Tribal Nations on a government-to-government basis in accordance with Executive Order 13175, BLM Manual Section 1780, and other Departmental policies. The BLM will send invitations to potentially affected Tribal Nations prior to consultation meetings. The BLM will provide additional opportunities for government-to-government consultation during the NEPA process. Tribal concerns, including impacts on Indian trust assets and potential impacts to cultural resources, will be given due consideration. Federal, State, and local agencies, along with Tribal Nations and stakeholders that may be interested in or affected by the Proposed RMP Amendment and Non-Competitive Direct Sale of Public Land and Reversionary Interest in Socorro County, New Mexico, are invited to participate in the scoping process and, if eligible, may request or be requested by the BLM to participate in the development of the environmental analysis as a cooperating agency.</P>
                <P>Before including your address, phone number, email address, or other personally identifiable information in your comment, you should be aware that your entire comment—including your personally identifiable information—may be made publicly available at any time. While you can ask us in your comment to withhold your personally identifiable information from public review, we cannot guarantee that we will be able to do so.</P>
                <P>No warranty, or covenant of any kind, express or implied, will be given or made by the United States, its officers, or employees as to access to or from the above-described parcel of land, the title to the land, whether or to what extent the land may be developed, its physical condition, or its past, present or potential uses, and the conveyance of any such parcel will not be on a contingency basis. It is the responsibility of the buyer to be aware of all applicable Federal, State, and local government policies and regulations that would affect the subject land. It is also the buyer's responsibility to be aware of existing or prospective uses of nearby properties. Land without access from a public road or highway will be conveyed as such, and future access acquisition will be the responsibility of the buyer.</P>
                <P>The purchaser will have 30 days from the date of receiving the sale offer to accept the offer and to submit a deposit of 20 percent of the purchase price. The purchaser must remit the remainder of the purchase price within 180 days from the date of the sale offer. Payments must be by certified check, U.S. postal money order, bank draft, or cashier's check, and made payable to the U.S. Department of the Interior-BLM. The purchaser may also conduct an Electronic Funds Transfer (EFT). The balance is due 2 weeks prior to the 180th day if the purchaser conducts an EFT. Failure to meet conditions established for this sale will void the sale and forfeit any payment(s) received.</P>
                <EXTRACT>
                    <FP>(Authority: 40 CFR 1501.9, 43 CFR 1610.2, and 43 CFR 2710.)</FP>
                </EXTRACT>
                <SIG>
                    <NAME>Gera A. Ashton,</NAME>
                    <TITLE>Acting State Director, BLM New Mexico.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14887 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4331-23-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>Bureau of Land Management</SUBAGY>
                <DEPDOC>[A2407-014-004-065516, #O2509-014-004-125222; LLWY]</DEPDOC>
                <SUBJECT>Filing of Plats of Survey; Wyoming</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Bureau of Land Management, Interior.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of official filing.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Bureau of Land Management (BLM) is scheduled to file the plats of survey 30 calendar days after the date of publication of this notice in the BLM Wyoming State Office. These surveys, which were executed at the request of the BLM and U.S. Forest Service, are necessary for the management of these lands.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Protests must be received by the BLM Wyoming State Office prior to the scheduled date of official filing, August 24, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        A copy of the survey records may be obtained at the BLM Wyoming State Office, 5353 Yellowstone Road, Cheyenne, WY 82009, upon required payment. The plats may also be viewed at this location at no cost. Requests for copies of the survey records may be made by email to 
                        <E T="03">blm_wy_survey_records@blm.gov</E>
                         or by telephone at 307-775-6222. Copies are $4.20 per plat and $0.15 per page of field notes.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Jeremy D. Davis, Acting BLM Wyoming Chief Cadastral Surveyor, by telephone at 307-775-6467 or by email at 
                        <E T="03">j65davis@blm.gov.</E>
                         Individuals in the 
                        <PRTPAGE P="46453"/>
                        United States who are deaf, deafblind, hard of hearing, or have a speech disability may dial 711 (TTY, TDD, or TeleBraille) to access telecommunications relay services. Individuals outside the United States should use the relay services offered within their country to make international calls to the point-of-contact in the United States. You will receive a reply during normal business hours.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The plats of survey of the following described lands are scheduled to be officially filed in the BLM Wyoming State Office.</P>
                <EXTRACT>
                    <HD SOURCE="HD1">Sixth Principal Meridian, Wyoming</HD>
                    <FP SOURCE="FP-2">T. 13 N., R. 82 W., Group No. WY1097, dependent resurvey, accepted June 3, 2025.</FP>
                    <FP SOURCE="FP-2">T. 56 N., R. 87 W., Group No. WY1019, dependent resurvey and survey, accepted January 26, 2026.</FP>
                    <FP SOURCE="FP-2">T. 45 N., R. 60 W., Group No. WY1110, dependent resurvey and survey, accepted January 4, 2026.</FP>
                    <FP SOURCE="FP-2">T. 14 N., R. 84 W., Group No. WY1082, dependent resurvey and survey, accepted January 9, 2026.</FP>
                    <FP SOURCE="FP-2">T. 26 N., R. 114 W., Group No. WY1120, dependent resurvey and survey, accepted February 10, 2026.</FP>
                    <FP SOURCE="FP-2">T. 12 N., R. 88 W., Group No. WY1101, dependent resurvey and survey, accepted February 19, 2026.</FP>
                    <FP SOURCE="FP-2">T. 13 N., R. 79 W., Group No. WY1115, dependent resurvey and survey, accepted March 2, 2026.</FP>
                    <FP SOURCE="FP-2">T. 14 N., R. 84 W., Group No. WY1119, retracement and dependent resurvey, accepted March 4, 2026</FP>
                    <FP SOURCE="FP-2">T. 17 N., R. 78 W., Group No. WY1116, dependent resurvey, accepted March 17, 2026.</FP>
                    <FP SOURCE="FP-2">T. 31 N., R. 79 W., Group No. WY1121, dependent resurvey and survey, accepted March 17, 2026.</FP>
                    <FP SOURCE="FP-2">T. 14 N., R. 77 W., Group No. WY1096, dependent resurvey and survey, accepted April 23, 2026.</FP>
                </EXTRACT>
                <P>
                    A person or party who wishes to protest one or more plats of survey identified in this notice must file a written notice of protest within 30 calendar days from the date of this publication with the BLM Wyoming State Director at the address listed in the 
                    <E T="02">ADDRESSES</E>
                     section of this notice.
                </P>
                <P>The notice of protest must identify the specific plat(s) of survey that the person or party wishes to protest. If a notice of protest is received after regular business hours, a notice of protest will be considered filed the next business day. Any notice of protest filed after the scheduled date of official filing will be untimely and will not be considered.</P>
                <P>A written statement of reasons in support of a protest, if not filed with the notice of protest, must be filed with the BLM Wyoming State Director within 30 calendar days after the notice of protest is received.</P>
                <P>If a notice of protest against a plat of survey is received prior to the scheduled date of official filing, the official filing of the plat of survey identified in the notice of protest will be stayed pending consideration of the protest. A plat of survey will not be officially filed until the next business day following dismissal or resolution of all protests of the plat.</P>
                <P>Before including your address, phone number, email address, or other personal identifying information in your protest, you should be aware that your entire protest—including your personal identifying information—may be made publicly available at any time. While you can ask us to withhold your personal identifying information from public review, we cannot guarantee that we will be able to do so.</P>
                <EXTRACT>
                    <FP>(Authority: 43 U.S.C., Chapter 3)</FP>
                </EXTRACT>
                <SIG>
                    <NAME>Jeremy D. Davis,</NAME>
                    <TITLE>Acting Chief Cadastral Surveyor for Wyoming.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14953 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4331-26-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>Bureau of Land Management</SUBAGY>
                <DEPDOC>[A2407-014-004-065516, O2509-014-004-125222; UTUT105870323; UTU-79768]</DEPDOC>
                <SUBJECT>Public Land Order No. 7970; Extension of Public Land Order No. 7668, Utah Lake Drainage Basin and Diamond Fork Systems, Bonneville Unit of the Central Utah Project, Utah</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Bureau of Land Management, Interior.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Public land order.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This Public Land Order (PLO) extends, for an additional 20-year term, the withdrawal established by PLO No. 7668, which would otherwise expire on July 26, 2026. The extension is necessary to prevent uses that could conflict with the operation of the Utah Lake Drainage Basin and Diamond Fork Systems, Bonneville Unit of the Central Utah Project, which supports Utah's irrigation, municipal, industrial, hydroelectric, conservation, and recreation needs. The lands have been, and will remain, open to mineral leasing and to all other uses legally authorized on National Forest System lands.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This PLO takes effect on July 26, 2026.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Brendan Willig, Utah State Office, by phone at (385) 835-2123. Individuals in the United States who are deaf, deafblind, hard of hearing, or have a speech disability may dial 711 (TTY, TDD, or TeleBraille) to access telecommunications relay services. Individuals outside the United States should use the relay services offered within their country to make international calls to the point-of-contact in the United States.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>This Order extends the existing withdrawal to prevent incompatible uses from affecting the operation of the Utah Lake Drainage Basin and Diamond Fork Systems, Bonneville Unit of the Central Utah Project, which supports Utah's use of water for irrigation, municipal and industrial needs, hydroelectric power, conservation, and recreation.</P>
                <HD SOURCE="HD1">Order</HD>
                <P>By virtue of the authority vested in the Secretary of the Interior by section 204 of the Federal Land Policy and Management Act of 1976, 43 U.S.C.1714, it is ordered as follows:</P>
                <P>1. PLO No. 7668, (71 FR 42661-42662), which originally withdrew approximately 6,450 acres from location and entry under the United States mining laws, is hereby extended for an additional 20-year term, subject to valid existing rights. The legal description is corrected as described below, and aggregates 6,558.96 acres.</P>
                <P>The land description for this Order is as follows:</P>
                <EXTRACT>
                    <HD SOURCE="HD1">Uinta National Forest</HD>
                    <HD SOURCE="HD1">Salt Lake Meridian, Utah</HD>
                    <FP SOURCE="FP-2">T. 7 S., R. 3 E.,</FP>
                    <FP SOURCE="FP1-2">
                        sec. 21, SW
                        <FR>1/4</FR>
                        NE
                        <FR>1/4</FR>
                        SW
                        <FR>1/4</FR>
                        .
                    </FP>
                    <FP SOURCE="FP-2">T. 9 S., R. 3 E.,</FP>
                    <FP SOURCE="FP1-2">
                        sec. 1, S
                        <FR>1/2</FR>
                        SW
                        <FR>1/4</FR>
                        ;
                    </FP>
                    <FP SOURCE="FP1-2">
                        sec. 2, SW
                        <FR>1/4</FR>
                        NE
                        <FR>1/4</FR>
                        ;
                    </FP>
                    <FP SOURCE="FP1-2">sec. 12, lots 1 and 2.</FP>
                    <FP SOURCE="FP-2">T. 9 S., R. 4 E.,</FP>
                    <FP SOURCE="FP1-2">
                        sec. 18, NE
                        <FR>1/4</FR>
                        NE1/;4.
                    </FP>
                    <FP SOURCE="FP-2">T. 8 S., R. 5 E.,</FP>
                    <FP SOURCE="FP1-2">
                        sec. 2, lots 9, 10, 15, and 16, N
                        <FR>1/2</FR>
                        SE
                        <FR>1/4</FR>
                        , and SW
                        <FR>1/4</FR>
                        SE
                        <FR>1/4</FR>
                        ;
                    </FP>
                    <FP SOURCE="FP1-2">
                        sec. 11, W
                        <FR>1/2</FR>
                        NE
                        <FR>1/4</FR>
                         and W
                        <FR>1/2</FR>
                        SE
                        <FR>1/4</FR>
                        ;
                    </FP>
                    <FP SOURCE="FP1-2">
                        sec. 14, W
                        <FR>1/2</FR>
                        NE
                        <FR>1/4</FR>
                         and NW
                        <FR>1/4</FR>
                        SE
                        <FR>1/4</FR>
                        ;
                    </FP>
                    <FP SOURCE="FP1-2">
                        sec. 22, SE
                        <FR>1/4</FR>
                        SE
                        <FR>1/4</FR>
                        ;
                    </FP>
                    <FP SOURCE="FP1-2">
                        sec. 28, NE
                        <FR>1/4</FR>
                        SE
                        <FR>1/4</FR>
                         and S
                        <FR>1/2</FR>
                        SE
                        <FR>1/4</FR>
                        .
                    </FP>
                    <FP SOURCE="FP-2">T. 9 S., R. 5 E.,</FP>
                    <FP SOURCE="FP1-2">
                        sec. 25, NE
                        <FR>1/4</FR>
                        NE
                        <FR>1/4</FR>
                        , S
                        <FR>1/2</FR>
                        SW
                        <FR>1/4</FR>
                        , and S
                        <FR>1/2</FR>
                        SE
                        <FR>1/4</FR>
                        ;
                    </FP>
                    <FP SOURCE="FP1-2">
                        sec. 35, E
                        <FR>1/2</FR>
                        ;
                    </FP>
                    <FP SOURCE="FP1-2">sec. 36.</FP>
                    <FP SOURCE="FP-2">T. 10 S., R. 5 E.,</FP>
                    <FP SOURCE="FP1-2">sec. 2, lots 1 and 2.</FP>
                    <FP SOURCE="FP-2">T. 8 S., R. 6 E.,</FP>
                    <FP SOURCE="FP1-2">
                        sec. 32, E
                        <FR>1/2</FR>
                        , E
                        <FR>1/2</FR>
                        NW
                        <FR>1/4</FR>
                        , and E
                        <FR>1/2</FR>
                        SW
                        <FR>1/4</FR>
                        .
                    </FP>
                    <FP SOURCE="FP-2">T. 9 S., R. 6 E.,</FP>
                    <FP SOURCE="FP1-2">
                        sec. 5, lot 4 and SW
                        <FR>1/4</FR>
                        ;
                    </FP>
                    <FP SOURCE="FP1-2">
                        sec. 6, lots 1 and 2, and SE
                        <FR>1/4</FR>
                        ;
                    </FP>
                    <FP SOURCE="FP1-2">
                        sec. 7, E
                        <FR>1/2</FR>
                        ;
                    </FP>
                    <FP SOURCE="FP1-2">
                        sec. 8, W
                        <FR>1/2</FR>
                        ;
                    </FP>
                    <FP SOURCE="FP1-2">
                        sec. 17, W
                        <FR>1/2</FR>
                        ;
                    </FP>
                    <FP SOURCE="FP1-2">
                        sec. 18, E
                        <FR>1/2</FR>
                        ;
                        <PRTPAGE P="46454"/>
                    </FP>
                    <FP SOURCE="FP1-2">
                        sec. 19, lots 5 thru 8 and lots 10 thru 12, E
                        <FR>1/2</FR>
                        , E
                        <FR>1/2</FR>
                        NW
                        <FR>1/4</FR>
                        , and E
                        <FR>1/2</FR>
                        SW
                        <FR>1/4</FR>
                        ;
                    </FP>
                    <FP SOURCE="FP1-2">
                        sec. 20, NW
                        <FR>1/4</FR>
                        NW
                        <FR>1/4</FR>
                        ;
                    </FP>
                    <FP SOURCE="FP1-2">sec. 30;</FP>
                    <FP SOURCE="FP1-2">
                        sec. 31, lots 1 thru 10, and NE
                        <FR>1/4</FR>
                        NW
                        <FR>1/4</FR>
                        .
                    </FP>
                </EXTRACT>
                <P>The total areas described aggregate 6,558.96 acres, in Utah County.</P>
                <P>The following described lands are non-Federal lands originally listed in PLO No. 7668 by error and if subsequently acquired by the United States would become subject to the withdrawal:</P>
                <EXTRACT>
                    <FP SOURCE="FP-2">Salt Lake Meridian, Utah</FP>
                    <FP SOURCE="FP1-2">T. 9 S., R. 3 E.,</FP>
                    <FP SOURCE="FP1-2">sec. 2, lot 2;</FP>
                    <FP SOURCE="FP1-2">
                        sec. 12, NE
                        <FR>1/4</FR>
                        NW
                        <FR>1/4</FR>
                        .
                    </FP>
                </EXTRACT>
                <P>The lands described aggregate 80 acres, in Utah County.</P>
                <P>2. This withdrawal will expire 20 years from the effective date of this Order unless, as a result of a review conducted prior to the expiration date, pursuant to Section 204(f) of the Federal Land Policy and Management Act of 1976, 43 U.S.C. 1714(f), the Secretary determines that the withdrawal shall be further extended.</P>
                <EXTRACT>
                    <FP>(Authority: 43 U.S.C. 1714(f))</FP>
                </EXTRACT>
                <SIG>
                    <NAME>Doug Burgum,</NAME>
                    <TITLE>Secretary of the Interior.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14869 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4331-16-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>National Park Service</SUBAGY>
                <DEPDOC>[NPS-WASO-NRNHL-DTS#-43313; PPWOCRADI0, PCU00RP14.R50000]</DEPDOC>
                <SUBJECT>National Register of Historic Places; Notification of Pending Nominations and Related Actions</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Park Service, Interior.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The National Park Service is soliciting electronic comments on the significance of properties nominated before July 11, 2026, for listing or related actions in the National Register of Historic Places.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments should be submitted by August 7, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Comments are encouraged to be submitted electronically to 
                        <E T="03">National_Register_Submissions@nps.gov</E>
                         with the subject line “Public Comment on &lt;property or proposed district name, (County) State&gt;.” If you have no access to email, you may send them via U.S. Postal Service and all other carriers to the National Register of Historic Places, National Park Service, 1849 C Street NW, MS 2013, Washington, DC 20240.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Sherry A. Frear, Chief, National Register of Historic Places/National Historic Landmarks Program, 1849 C Street NW, MS 2013, Washington, DC 20240, 
                        <E T="03">sherry_frear@nps.gov,</E>
                         202-913-3763.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The properties listed in this notice are being considered for listing or related actions in the National Register of Historic Places. Nominations for their consideration were received by the National Park Service before July 11, 2026. Pursuant to 36 CFR 60.13, comments are being accepted concerning the significance of the nominated properties under the National Register criteria for evaluation.</P>
                <P>Before including your address, phone number, email address, or other personal identifying information in your comment, you should be aware that your entire comment—including your personal identifying information—may be made publicly available at any time. While you can ask us in your comment to withhold your personal identifying information from public review, we cannot guarantee that we will be able to do so.</P>
                <HD SOURCE="HD1">Nominations submitted by State or Tribal Historic Preservation Officers</HD>
                <P>
                    <E T="03">Key:</E>
                     State, County, Property Name, Multiple Name (if applicable), Address/Boundary, City, Vicinity, Reference Number.
                </P>
                <EXTRACT>
                    <HD SOURCE="HD1">MASSACHUSETTS</HD>
                    <HD SOURCE="HD1">Berkshire County</HD>
                    <FP SOURCE="FP-1">White Terrace Apartments, 592-596 North Street, 2-8 White Terrace, Pittsfield, SG100013317</FP>
                    <HD SOURCE="HD1">MICHIGAN</HD>
                    <HD SOURCE="HD1">Kent County</HD>
                    <FP SOURCE="FP-1">Vander Jagt, John and Nellie, House, 2615 Plainfield Avenue NE, Grand Rapids, SG100013324</FP>
                    <HD SOURCE="HD1">NEW YORK</HD>
                    <HD SOURCE="HD1">Cayuga County</HD>
                    <FP SOURCE="FP-1">Fall Brook Point, 51 Fall Brook Lane, Niles, SG100013327</FP>
                    <HD SOURCE="HD1">Chautauqua County</HD>
                    <FP SOURCE="FP-1">Dunkirk Macaroni &amp; Supply Company Building, 23-25 East Lakeshore Drive, Dunkirk, SG100013310</FP>
                    <HD SOURCE="HD1">Erie County</HD>
                    <FP SOURCE="FP-1">Bennett Apartments, 19-29 Benwood Avenue, Buffalo, SG100013311</FP>
                    <HD SOURCE="HD1">Jefferson County</HD>
                    <FP SOURCE="FP-1">First Universalist Church of Henderson, 12581 County Route 72, Henderson, SG100013326</FP>
                    <HD SOURCE="HD1">New York County</HD>
                    <FP SOURCE="FP-1">Linden Plaza, Generally bounded by Linden Blvd., Lincoln Ave., Sutter Ave., and Eldert Ln., Brooklyn, SG100013312</FP>
                    <HD SOURCE="HD1">Saratoga County</HD>
                    <FP SOURCE="FP-1">First Presbyterian Church of Ballston Spa, 22 West High Street, Ballston Spa, SG100013325</FP>
                    <HD SOURCE="HD1">OHIO</HD>
                    <HD SOURCE="HD1">Hamilton County</HD>
                    <FP SOURCE="FP-1">President Apartments, The, (Apartment Buildings in Ohio Urban Centers, 1870-1970 MPS), 784 Greenwood Avenue, Cincinnati, MP100013319</FP>
                    <HD SOURCE="HD1">PENNSYLVANIA</HD>
                    <HD SOURCE="HD1">Delaware County</HD>
                    <FP SOURCE="FP-1">Campbell African Methodist Episcopal Church of Media, (African American Churches and Cemeteries in Pennsylvania, c. 1644-c. 1970 MPS), 33 W Third Street, Media, MP100013322</FP>
                    <HD SOURCE="HD1">TENNESSEE</HD>
                    <HD SOURCE="HD1">Davidson County</HD>
                    <FP SOURCE="FP-1">Haynes Heights Historic District, (African American Residential Districts in Nashville, Tennessee, 1946-1975 MPS), Whites Creek Pike (west side), Gardner Lane, Shreeve Lane, Walker Lane, Malta Drive, Ledford Drive, West Nocturne Drive (between Walker Lane and Whites Creek Pike), Nashville, MP100013315</FP>
                    <HD SOURCE="HD1">TEXAS</HD>
                    <HD SOURCE="HD1">Comal County</HD>
                    <FP SOURCE="FP-1">Dittlinger Family Residential Historic District, 372 Magazine Avenue and 581 W Coll Street, New Braunfels, SG100013316</FP>
                    <HD SOURCE="HD1">WISCONSIN</HD>
                    <HD SOURCE="HD1">Brown County</HD>
                    <FP SOURCE="FP-1">State Bank of De Pere, 127 North Broadway, De Pere, SG100013323</FP>
                </EXTRACT>
                <P>A request for removal has been made for the following resource(s):</P>
                <EXTRACT>
                    <HD SOURCE="HD1">NORTH DAKOTA</HD>
                    <HD SOURCE="HD1">Walsh County</HD>
                    <FP SOURCE="FP-1">
                        Nordre Trefoldegheds Menigheds, 6 mi. W and 
                        <FR>3/8</FR>
                         mi. S of jct. of US 81 and Cty. Rte. 9, Nash vicinity, OT04000058
                    </FP>
                </EXTRACT>
                <P>Additional documentation has been received for the following resource(s):</P>
                <EXTRACT>
                    <HD SOURCE="HD1">MARYLAND</HD>
                    <HD SOURCE="HD1">Frederick County</HD>
                    <FP SOURCE="FP-1">Hopewell (Additional Documentation), Pearre and Clemsonville Rds., Union Bridge vicinity, AD80001803</FP>
                </EXTRACT>
                <P>
                    <E T="03">Authority:</E>
                     36 CFR 60.13.
                </P>
                <SIG>
                    <NAME>Sherry A. Frear,</NAME>
                    <TITLE>Chief, National Register of Historic Places/National Historic Landmarks Program.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14864 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4312-52-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="46455"/>
                <AGENCY TYPE="N">INTERNATIONAL TRADE COMMISSION</AGENCY>
                <DEPDOC>[Investigation No. 751-TA-30 (Changed Circumstances Review)]</DEPDOC>
                <SUBJECT>Fresh Tomatoes From Mexico; Determination</SUBJECT>
                <P>
                    On the basis of the record 
                    <SU>1</SU>
                    <FTREF/>
                     developed in the subject review, the United States International Trade Commission (“Commission”) determines, pursuant to Section 751(b) of the Tariff Act of 1930 (“the Act”), that changed circumstances sufficient to warrant revocation of the antidumping duty order on fresh tomatoes from Mexico do not exist.
                    <SU>2</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         The record is defined in § 207.2(f) of the Commission's Rules of Practice and Procedure (19 CFR 207.2(f)).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         Chairman David S. Johanson was recused and did not participate in this review.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    On May 9, 2025, the Commission received a request filed on behalf of Bioparques de Occidente, S.A. de C.V., Agricola La Primavera, S.A. de C.V., and Kaliroy Fresh, LLC (“Bioparques Group”) to review its affirmative determination in antidumping duty investigation No. 731-TA-747 (Final). After consideration of the request for review and of responses to a 
                    <E T="04">Federal Register</E>
                     notice inviting comments (90 FR 26065), the Commission instituted investigation No. 751-TA-30 effective January 21, 2026 (91 FR 3216). Notice of the scheduling of the review and of a public hearing to be held in connection therewith was given by posting copies of the notice in the Office of the Secretary, U.S. International Trade Commission, Washington, DC, and by publishing the notice in the 
                    <E T="04">Federal Register</E>
                     on January 26, 2026 (91 FR 3216).
                    <SU>3</SU>
                    <FTREF/>
                     The Commission conducted its hearing on May 19, 2026. All persons who requested the opportunity were permitted to participate.
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         The period between the request by the Bioparques Group and the Commission's institution of the subject review included a lapse in appropriations and ensuing cessation of Commission operations.
                    </P>
                </FTNT>
                <P>
                    The Commission made this determination pursuant to section 751(b) of the Act (19 U.S.C. 1675(b)). It completed and filed its determination in this review on July 20, 2026. The views of the Commission are contained in USITC Publication 5762 (July 2026), entitled 
                    <E T="03">Fresh Tomatoes from Mexico: Investigation No. 751-TA-30 (Changed Circumstances Review).</E>
                </P>
                <SIG>
                    <P>By order of the Commission.</P>
                    <DATED>Issued: July 20, 2026.</DATED>
                    <NAME>Sharon Bellamy,</NAME>
                    <TITLE>Supervisory and Hearings and Information Officer.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14884 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7020-02-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF JUSTICE</AGENCY>
                <SUBAGY>Antitrust Division</SUBAGY>
                <SUBJECT>United States v. Edwards LifeSciences Corp. and Genesis MedTech Group Limited; Proposed Final Judgment and Competitive Impact Statement</SUBJECT>
                <P>
                    Notice is hereby given pursuant to the Antitrust Procedures and Penalties Act, 15 U.S.C. 16(b)-(h), that a proposed Final Judgment, Stipulation, and Competitive Impact Statement have been filed with the United States District Court for the District of Columbia in 
                    <E T="03">United States of America</E>
                     v. 
                    <E T="03">Edwards LifeSciences Corp. and Genesis MedTech Group Limited,</E>
                     Civil Action No. 1:26-cv-02450. On July 13, 2026, the United States filed a Complaint alleging that Edwards' acquisition of JC Medical, Inc. from Genesis violated the HSR Act, 15 U.S.C. 18a. The proposed Final Judgment, filed at the same time as the Complaint, requires Edwards to pay a civil penalty of $10 million dollars, institute an antitrust compliance program, and to provide the FTC notice prior to acquiring any part of a firm that is selling or conducting clinical trials in the United States for a transcatheter aortic valve replacement for aortic regurgitation (“TAVR-AR”) device. The proposed Final Judgment also requires Genesis to pay a civil penalty of $2 million dollars.
                </P>
                <P>
                    Copies of the Complaint, proposed Final Judgment, and Competitive Impact Statement are available for inspection on the Antitrust Division's website at 
                    <E T="03">http://www.justice.gov/atr</E>
                     and at the Office of the Clerk of the United States District Court for the District of Columbia. Copies of these materials may be obtained from the Antitrust Division upon request and payment of the copying fee set by Department of Justice regulations.
                </P>
                <P>
                    Public comment is invited within 60 days of the date of this notice. Such comments, including the name of the submitter, and responses thereto, will be posted on the Antitrust Division's website, filed with the Court, and, under certain circumstances, published in the 
                    <E T="04">Federal Register</E>
                    . Comments should be submitted in English and directed to Maribeth Petrizzi, Special Attorney, United States, c/o Federal Trade Commission, Bureau of Competition, Compliance Division, GAO-5T57, Org Code 1031, GAO-5K21, 600 Pennsylvania Avenue NW, Washington, DC 20580 (email address: 
                    <E T="03">bccompliance@ftc.gov</E>
                    ).
                </P>
                <SIG>
                    <NAME>Suzanne Morris,</NAME>
                    <TITLE>Deputy Director Civil Enforcement Operations, Antitrust Division.</TITLE>
                </SIG>
                <HD SOURCE="HD1">United States District Court for the District of Columbia</HD>
                <EXTRACT>
                    <P>
                        <E T="03">United States Of America,</E>
                         450 Fifth Street NW, Washington, DC 20530; Plaintiff, v. 
                        <E T="03">Edwards Lifesciences Corp., One Edwards Way, Irvine, California 92614</E>
                         and 
                        <E T="03">Genesis Medtech Group Limited, 16 Science Park Drive #04-03, DNV Technology Centre, Singapore 118227,</E>
                         Defendants.
                    </P>
                    <FP>Civil Action No. 1:26-cv-02450</FP>
                </EXTRACT>
                <HD SOURCE="HD1">Complaint for Civil Penalties and Other Equitable Relief for Failure To Comply With The Premerger Notification and Waiting Requirements of the Hart-Scott Rodino Act</HD>
                <P>
                    1. On July 22, 2024, Edwards Lifesciences Corp. (“Edwards”) acquired JC Medical, Inc. (“JC Medical”) from Genesis MedTech Group Limited (“Genesis”) for $115 million and future milestone payments with an ostensible value of approximately $1.8 million. Contemporaneously, Edwards committed to making an investment in Genesis of $25 million. If aggregated, these payments would have exceeded the then-HSR reporting threshold of $119.5 million. But by viewing the payments as independent, Edwards acquired JC Medical without complying with the notification and waiting period requirements of the Hart-Scott-Rodino Antitrust Improvements Act of 1976, 15 U.S.C. 18a (“HSR Act” or “Act”). JC Medical was in clinical trials for a promising new treatment for severe aortic regurgitation, transcatheter aortic valve replacement for aortic regurgitation (“TAVR-AR”). By not filing HSR, Edwards and Genesis immediately closed the transaction. They also did not publicly announce the deal at that time. The day after closing the JC Medical acquisition, Edwards entered into an agreement to purchase JC Medical's only competitor, JenaValve Technology, Inc. (“JenaValve”), thereby seeking to own “the only two companies in the United States with TAVR-AR devices in clinical trials.” Memorandum Opinion at 1, Federal Trade Commission v. Edwards Lifesciences Corp./JenaValve Technology, Civil Action No. 1:25-cv-02569-RC (D.D.C.) (“FTC v. Edwards”). Because Edwards and Genesis purposefully structured the JC Medical transaction to avoid filing HSR, and the transaction—in substance—was 
                    <PRTPAGE P="46456"/>
                    reportable, the United States of America, Plaintiff, by its attorneys, acting under the direction of the Attorney General of the United States and at the request of the Federal Trade Commission, brings this civil antitrust action to obtain monetary relief in the form of civil penalties and other relief against Edwards and Genesis (collectively, “Defendants”).
                </P>
                <HD SOURCE="HD1">Introduction</HD>
                <P>
                    2. The HSR Act is an essential part of modern antitrust enforcement. It requires the buyer and the seller of voting securities or assets in excess of a certain value to notify the Federal Trade Commission and the Department of Justice 
                    <E T="03">prior</E>
                     to consummating the acquisition, and to observe a waiting period after the notification is filed. Advance notification of significant transactions, and adherence to the waiting period, are the essential elements of the Act, providing the federal antitrust agencies with an opportunity to investigate and, when necessary, to seek an injunction to prevent the consummation of anticompetitive acquisitions.
                </P>
                <P>3. Edwards and Genesis were determined to avoid HSR review for Edwards' acquisition of JC Medical.</P>
                <P>4. Edwards was concerned that HSR review would significantly delay closing on the acquisition of JC Medical, especially in light of its concurrent negotiations to acquire JenaValve. On the other hand, keeping the transaction value below the HSR threshold was unacceptable to Genesis.</P>
                <P>5. Edwards and Genesis therefore agreed that Edwards would pay $115 million for JC Medical, just below the minimum size of transaction threshold under HSR of $119.5 million at the time, and make a contemporaneous investment in Genesis itself of $25 million.</P>
                <P>6. Under the HSR Rules, if a transaction or device is entered into for the purpose of avoiding filing under HSR, the transaction or device will be ignored and the filing requirements will be applied to the substance of the transaction.</P>
                <P>7. Defendants had a purpose to avoid filing under HSR by shifting additional consideration for the JC Medical acquisition into a separate, contemporaneous investment in Genesis.</P>
                <P>8. In doing so, Defendants violated the HSR Act's notification and waiting period requirements and have been in violation since July 22, 2024 (when Edwards acquired ownership of JC Medical).</P>
                <HD SOURCE="HD1">Jurisdiction and Venue</HD>
                <P>9. The United States brings this action under Section 7A of the Clayton Act, 15 U.S.C. 18a, to recover civil penalties for the violation of the HSR Act.</P>
                <P>10. This Court has jurisdiction over the subject matter of this action under Section 7A(g) of the Clayton Act, 15 U.S.C. 18a(g), and under 28 U.S.C. 1331, 1337(a), 1345, and 1355.</P>
                <P>11. The Defendants are engaged in—and their activities described herein substantially affected—interstate commerce.</P>
                <P>12. The Defendants have consented to personal jurisdiction and venue in the District of Columbia for purposes of this action.</P>
                <HD SOURCE="HD1">The Defendants</HD>
                <P>13. Defendant Edwards is a Delaware corporation with its principal office and place of business at One Edwards Way, Irvine, CA 92614. As of July 22, 2024, Edwards owns JC Medical, a corporation organized under the laws of Nevada, with its principal office and place of business at 1580 Gilbreth Rd., Burlingame, CA 94010.</P>
                <P>14. Defendant Genesis is a corporation organized under the laws of Singapore, with its principal office and place of business at 16 Science Park Drive #04-03, DNV Technology Centre, Singapore 118227.</P>
                <HD SOURCE="HD1">I. Background</HD>
                <HD SOURCE="HD2">A. The Hart-Scott-Rodino Antitrust Improvements Act and Rules</HD>
                <P>
                    15. The HSR Act requires certain acquiring persons and certain persons whose voting securities or assets are acquired both to file notifications with the federal antitrust agencies and to observe a waiting period before consummating certain acquisitions. 
                    <E T="03">See</E>
                     15 U.S.C. 18a(a). These notification and waiting period requirements apply to acquisitions that meet the HSR Act's dollar-value thresholds, which are adjusted annually. At all times relevant to this complaint, the HSR Act's notification and waiting period requirements applied to qualifying transactions valued at $119.5 million or more. 
                    <E T="03">Revised Jurisdictional Thresholds for Section 7A of the Clayton Act,</E>
                     89 FR 7708 (2024).
                </P>
                <P>16. Pursuant to Section (d)(2) of the HSR Act, 15 U.S.C. 18a(d)(2), the Federal Trade Commission promulgated rules to carry out the purpose of the HSR Act. 16 CFR 801-803 (“HSR Rules”).</P>
                <P>17. Parties may not structure transactions for the purpose of avoiding the HSR Act. Section 801.90 of the HSR Rules, 16 CFR 801.90, provides that “[a]ny transaction(s) or other device(s) entered into or employed for the purpose of avoiding the obligation to comply with the requirements of the act shall be disregarded, and the obligation to comply shall be determined by applying the act and these rules to the substance of the transaction.”</P>
                <P>18. Section 801.10(a)(2) of the HSR Rules, 16 CFR 801.10(a)(2), provides that where voting securities are not traded on a national exchange, if the acquisition price has been determined, the value is the acquisition price, but if the acquisition price has not been determined, the value is the fair market value.</P>
                <P>19. Section 801.10(c)(2) of the HSR Rules, 16 CFR 801.10(c)(2), provides that the acquisition price includes all consideration for the voting securities. Section 801.10(c)(3) of the HSR Rules, 16 CFR 801.10(c)(3), provides that the fair market value is determined in good faith by the acquiring person.</P>
                <P>20. In summary, under the HSR Rule 16 CFR 801.90, (a) if parties structure a transaction “for the purpose of avoiding” the HSR Act's requirements, then determining whether an HSR notification should have been filed is based on an analysis of the “substance of the transaction,” as opposed to the form of the avoidance scheme; and (b) carrying out this notification analysis requires determining the full value of the consideration paid for the voting securities being acquired, no matter what form that consideration takes.</P>
                <HD SOURCE="HD2">B. The Transactions Between Edwards and Genesis</HD>
                <P>21. In early 2024, Edwards began negotiations to acquire JC Medical from Genesis.</P>
                <P>22. Shortly thereafter, in April 2024, Edwards and Genesis began discussing the possibility of Edwards making an investment in Genesis in addition to acquiring JC Medical. At that time, Edwards began indicating its interest in intentionally keeping the acquisition price below the HSR threshold of $119.5 million.</P>
                <P>23. On July 22, 2024, Edwards agreed to acquire JC Medical for $115 million. Edwards completed the acquisition of JC Medical that same day.</P>
                <P>
                    24. On August 9, 2024, Edwards acquired non-voting shares in Genesis for $25 million.
                    <PRTPAGE P="46457"/>
                </P>
                <HD SOURCE="HD1">II. Edwards and Genesis Had a Purpose To Avoid Filing Under the HSR Act and the Substance of the Transaction Was Reportable Under the HSR Act</HD>
                <HD SOURCE="HD2">A. Edwards and Genesis' HSR Avoidance Scheme</HD>
                <P>25. In early 2024, when Edwards began its negotiations with Genesis to acquire JC Medical, Edwards became concerned that HSR review would significantly delay the transaction.</P>
                <P>26. At the same time, unbeknownst to JC Medical and Genesis, Edwards was negotiating to acquire JenaValve. Because JC Medical and JenaValve were the only two companies conducting clinical trials for a TAVR-AR device in the United States, the acquisition of both raised antitrust concerns that could have led both transactions to be investigated by the FTC, delaying both transactions.</P>
                <P>27. Documents and testimony show that for these reasons, Edwards wanted to avoid filing under HSR for the JC Medical acquisition by keeping the price below the $119.5 million threshold.</P>
                <P>28. However, Genesis valued JC Medical from $125-150 million and was unwilling to accept an offer below the HSR filing threshold.</P>
                <P>29. Thus, in April 2024, JC Medical proposed that, in addition to Edwards paying $115 million plus milestone payments for the voting securities of JC Medical, Edwards would make an investment of $10-35 million in Genesis to close the gap.</P>
                <P>30. On April 27, 2024, JC Medical sent two term sheets to Edwards: one for JC Medical and one for the Genesis investment. The transmittal email made clear that both were part of a single transaction and stated that the Genesis investment would be concurrent with the closing of the JC Medical acquisition.</P>
                <P>31. Documents and testimony show that Edwards and Genesis considered the Genesis investment part of the deal but did not count it for HSR purposes.</P>
                <P>32. Edwards told JenaValve that there was no HSR review for the JC Medical acquisition because it was “below the threshold! Intentional[.]”</P>
                <HD SOURCE="HD2">B. The Substance of the Transaction Was an Acquisition Above the HSR Threshold</HD>
                <P>33. Edwards and Genesis intended the Genesis investment to be additional compensation to Genesis for the sale of JC Medical to Edwards and it was “within the deal structure.”</P>
                <P>34. A sufficient part of the $25 million Genesis investment is attributable to additional compensation for JC Medical such that, when added to the $115 million direct payment, the total price paid for the acquisition of JC Medical was above the HSR filing threshold of $119.5 million.</P>
                <P>35. The substance of the transactions between Edwards and Genesis was subject to the HSR filing requirements.</P>
                <P>36. Edwards and Genesis did not file an HSR notification and did not observe the required waiting period of the HSR Act before consummating the acquisition of JC Medical by Edwards from Genesis on July 22, 2024.</P>
                <HD SOURCE="HD1">Violation Alleged</HD>
                <P>37. Plaintiff alleges and incorporates paragraphs 1 through 36 as if set forth fully herein.</P>
                <P>
                    38. Edwards' acquisition of JC Medical from Genesis on July 22, 2024, was subject to the notification and waiting period requirements of the HSR Act and the regulations promulgated thereunder. 16 CFR 800 
                    <E T="03">et seq.</E>
                </P>
                <P>39. Defendants did not comply with the notification and waiting period requirements of the HSR Act and regulations.</P>
                <P>40. The Defendants were each in violation of the HSR Act each day during the period beginning on July 22, 2024, through the date of this complaint.</P>
                <P>41. Section 7A(g)(1) of the Clayton Act, 15 U.S.C. 18a(g)(1), provides that any person, or any officer, director, or partner thereof, who fails to comply with any provision of the HSR Act is liable to the United States for a civil penalty for each day during which such person is in violation. The maximum amount of civil penalty is $53,088 per day, pursuant to the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015, Public Law 114-74,  701 (further amending the Federal Civil Penalties Inflation Adjustment Act of 1990, 28 U.S.C. 2461 note), and Federal Trade Commission Rule 1.98, 16 CFR 1.98, 90 FR 5580 (Jan. 17, 2025).</P>
                <HD SOURCE="HD1">Request for Relief</HD>
                <P>Wherefore, the Plaintiff requests:</P>
                <P>1. That the Court adjudge and decree that Defendants violated the HSR Act, 15 U.S.C. 18a, and that Defendants were in violation of the Act on each day of the period from July 22, 2024, through the filing of this complaint;</P>
                <P>2. That the Court order each Defendant to pay to the United States an appropriate civil penalty as provided by the HSR Act, 15 U.S.C. 18a(g)(1), the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015, Public Law 114-74,  § 701 (further amending the Federal Civil Penalties Inflation Adjustment Act of 1990, 28 U.S.C. 2461 note), and Federal Trade Commission Rule 1.98, 16 CFR 1.98, 90 FR 5580 (Jan. 17, 2025);</P>
                <P>3. That the Court issue an appropriate injunction against Defendant Edwards; and</P>
                <P>4. That the Court order such other and further relief as the Court may deem just and proper.</P>
                <EXTRACT>
                    <FP>Dated: July 13, 2026</FP>
                    <FP>Respectfully submitted,</FP>
                    <FP>FOR PLAINTIFF UNITED STATES OF AMERICA:</FP>
                    <FP SOURCE="FP-DASH"/>
                    <FP>Stanley E. Woodward, Jr., (D.C. Bar #997320) Associate Attorney General</FP>
                    <FP>
                        <E T="03">United States Department of Justice, 950 Pennsylvania Ave. NW, Washington, DC 20530, Telephone: (202) 514-2000.</E>
                    </FP>
                    <FP SOURCE="FP-DASH"/>
                    <FP>Maribeth Petrizzi, (DC Bar #435204)</FP>
                    <FP>Jamie R. Towey (DC Bar #475969)</FP>
                    <FP>Kenneth A. Libby</FP>
                    <FP>Jennifer Lee</FP>
                    <FP>Angelike Mina</FP>
                    <FP>Danielle Sims (DC Bar #982506)</FP>
                    <FP>
                        Special Attorneys by appointment, Federal Trade Commission, Bureau of Competition, Washington, DC 20580, Telephone: (202) 326-2246, Email: 
                        <E T="03">jlee@ftc.gov.</E>
                    </FP>
                </EXTRACT>
                <HD SOURCE="HD1">United States District Court for the District of Columbia</HD>
                <EXTRACT>
                    <P>
                        <E T="03">United States of America,</E>
                         Plaintiff, v. 
                        <E T="03">Edwards Lifesciences Corp.</E>
                         and 
                        <E T="03">Genesis Medtech Group Limited,</E>
                         Defendants.
                    </P>
                    <FP>Civil Action No. 1:26-cv-02450</FP>
                </EXTRACT>
                <HD SOURCE="HD1">[Proposed] Final Judgment</HD>
                <P>
                    <E T="03">Whereas</E>
                     the United States of America filed its Complaint on July 13, 2026, alleging that Defendant Edwards Lifesciences Corp. (“Edwards”) and Defendant Genesis Medtech Group Limited (“Genesis”) violated Section 7A of the Clayton Act (15 U.S.C. 18a, commonly known as the Hart-Scott-Rodino Antitrust Improvements Act of 1976 (the “HSR Act”));
                </P>
                <P>
                    <E T="03">And Whereas</E>
                     the United States and Defendants have consented to the entry of this Final Judgment without the taking of testimony, without trial or adjudication of any issue of fact or law, and without this Final Judgment constituting any evidence against or admission by any party regarding any issue of fact or law;
                </P>
                <P>
                    <E T="03">And Whereas</E>
                     the entry of this Final Judgment does not constitute an admission or finding of wrongdoing or liability by any Defendant, and Defendants deny any wrongdoing or violation of law;
                </P>
                <P>
                    <E T="03">Now, therefore, it is ordered, adjudged, and decreed:</E>
                </P>
                <HD SOURCE="HD1">I. Jurisdiction</HD>
                <P>
                    The Court has jurisdiction over the subject matter of this action and each of 
                    <PRTPAGE P="46458"/>
                    the parties to this action. The Complaint states a claim upon which relief can be granted against Defendants under Section 7A of the Clayton Act, 15 U.S.C. 18a.
                </P>
                <HD SOURCE="HD1">II. Definitions</HD>
                <P>A. “Edwards” means Edwards Lifesciences Corp., a corporation organized, existing, and doing business under the laws of the state of Delaware, with its executive offices and principal place of business located at One Edwards Way, Irvine, California 92614, including its successors and assigns, and its subsidiaries, divisions, groups, affiliates, partnerships, and joint ventures, and their directors, officers, managers, agents, and employees.</P>
                <P>B. “Genesis” means Genesis Medtech Group Limited, a corporation organized, existing, and doing business under the laws of Singapore, with its executive offices and principal place of business located at 16 Science Park Dr., #04-03 DNV Technology Centre, Singapore 118227, including its successors and assigns, and its subsidiaries, divisions, groups, affiliates, partnerships, and joint ventures, and their directors, officers, managers, agents, and employees.</P>
                <P>C. “Defendants” means Edwards and Genesis, individually and collectively.</P>
                <P>
                    D. “Antitrust Laws” means the Federal Trade Commission Act, as amended, 15 U.S.C. 41 
                    <E T="03">et seq.,</E>
                     the Sherman Act, 15 U.S.C. 1 
                    <E T="03">et seq.,</E>
                     the Clayton Act, 15 U.S.C. 12 
                    <E T="03">et seq.,</E>
                     and the Hart-Scott-Rodino Act, 15 U.S.C. 18a.
                </P>
                <P>E. “AR valve replacement system” means a system for treating aortic regurgitation through the replacement of the aortic valve.</P>
                <P>F. “Including” means including, but not limited to.</P>
                <P>
                    G. “TAVR-AR device” means a transcatheter aortic valve replacement device for the treatment of aortic regurgitation as described in the Memorandum Opinion Granting Plaintiff's Petition for a Preliminary Injunction issued by the District Court for the District of Columbia in 
                    <E T="03">Federal Trade Commission</E>
                     v. 
                    <E T="03">Edwards Lifesciences Corp, et al.,</E>
                     Civil Action No. 25-2569 (Jan. 9, 2026), 2026 U.S. Dist. LEXIS 19409.
                </P>
                <P>H. “TAVR-AR valve replacement system” means a transcatheter system for treating aortic regurgitation through the replacement of the aortic valve.</P>
                <HD SOURCE="HD1">III. Applicability</HD>
                <P>This Final Judgment applies to Defendants, as defined above, and all other persons in active concert or participation with them who receive actual notice of this Final Judgment by personal service or otherwise.</P>
                <HD SOURCE="HD1">IV. Civil Penalty</HD>
                <P>
                    A. Judgment is hereby entered in this matter in favor of the United States and against Defendant Edwards, and, pursuant to Section 7A(g)(1) of the Clayton Act, 15 U.S.C. 18a(g)(1), the Debt Collection Improvement Act of 1996, Public Law 104-134 § 31001(s) (amending the Federal Civil Penalties Inflation Adjustment Act of 1990, 28 U.S.C. 2461), the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015, Public Law 114-74 § 701 (further amending the Federal Civil Penalties Inflation Adjustment Act of 1990), and Federal Trade Commission Rule 1.98, 16 CFR 1.98, 90 FR 5580 (January 17, 2025). Defendant Edwards is hereby ordered to pay a civil penalty in the amount of ten million dollars ($10,000,000). Payment of the civil penalty ordered hereby must be made by wire transfer of funds. Prior to making the wire transfer, Defendant Edwards will contact 
                    <E T="03">ATR.CivilJudgment@atr.usdoj.gov</E>
                     for instructions.
                </P>
                <P>
                    B. Judgment is hereby entered in this matter in favor of the United States and against Defendant Genesis, and, pursuant to Section 7A(g)(1) of the Clayton Act, 15 U.S.C. 18a(g)(1), the Debt Collection Improvement Act of 1996, Public Law 104134 § 31001(s) (amending the Federal Civil Penalties Inflation Adjustment Act of 1990, 28 U.S.C. 2461), the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015, Public Law 114-74 § 701 (further amending the Federal Civil Penalties Inflation Adjustment Act of 1990), and Federal Trade Commission Rule 1.98, 16 CFR 1.98, 90 FR 5580 (January 17, 2025). Defendant Genesis is hereby ordered to pay a civil penalty in the amount of two million dollars ($2,000,000). Payment of the civil penalty ordered hereby must be made by wire transfer of funds. Prior to making the wire transfer, Defendant Genesis will contact 
                    <E T="03">ATR.CivilJudgment@atr.usdoj.gov</E>
                     for instructions.
                </P>
                <P>C. Each Defendant must pay the full amount of its civil penalty within thirty (30) days of entry of this Final Judgment. In the event of a default or delay in payment, interest at the rate of eighteen percent (18%) per annum will accrue thereon from the date of the default or delay to the date of payment.</P>
                <HD SOURCE="HD1">V. Costs</HD>
                <P>Each party will bear its own costs of this action, except as otherwise provided in Paragraph IX.C.</P>
                <HD SOURCE="HD1">VI. Prior Notification</HD>
                <P>
                    A. Prior to the expiration of the Final Judgment, Defendant Edwards shall not, without providing advance written notification to the Federal Trade Commission (“Notification”), acquire, directly or indirectly, through subsidiaries or otherwise, any ownership interest, in whole or in part, in any ﬁrm that commercially sells a TAVR-AR device in the United States, is engaged in clinical trials in the United States for a TAVR-AR device, or has received an Investigational Device Exemption from the U.S. Food and Drug Administration to conduct clinical trials on a TAVR-AR device in the United States. 
                    <E T="03">Provided however,</E>
                     that prior written Notification to the Federal Trade Commission under this provision shall not be required for an acquisition of any ownership in a firm that produces only (a) component parts of an AR valve replacement system or (b) devices that are not a TAVR-AR valve replacement system.
                </P>
                <P>B. The Notification required by Paragraph VI(A) shall be provided on the Notification and Report Form (the “Form”) set forth in the Appendix to Part 803 of Title 16 of the Code of Federal Regulations as amended, and shall be prepared and transmitted in accordance with the requirements of that part, except that no filing fee will be required for any such Notification; Notification shall be filed with the Secretary of the Federal Trade Commission (“Commission”); Notification need not be made to the United States Department of Justice; and Notification is required only of Defendant Edwards and not of any other party to the transaction.</P>
                <P>
                    C. Defendant Edwards shall provide the Notification required under Paragraph VI(A) to the Commission at least thirty (30) days prior to consummating the transaction (hereinafter referred to as the “First Waiting Period”). Further, if, within the First Waiting Period, representatives of the Commission make a written request for additional information or documentary material (within the meaning of 16 CFR 803.20), Defendant Edwards shall not consummate the transaction until 30 days after submitting such additional information or documentary material. Early termination of the waiting periods in this Section VI may be requested and, where appropriate, granted by letter from the Bureau of Competition. 
                    <E T="03">Provided, however,</E>
                     that prior written Notification shall not be required by this Section VI for a transaction for which notification is required to be made, and 
                    <PRTPAGE P="46459"/>
                    has been made, pursuant to Section 7A of the Clayton Act, 15 U.S.C. 18a.
                </P>
                <HD SOURCE="HD1">VII. Compliance</HD>
                <P>A. Defendant Edwards shall design, maintain, and operate an antitrust compliance program to ensure compliance with this Final Judgment and the Antitrust Laws, and as part of such program shall:</P>
                <P>1. within thirty (30) days of entry of the Stipulation and Order, Defendant Edwards must designate an internal antitrust compliance officer (“Antitrust Compliance Officer”), to supervise the design, maintenance, and operation of the program, and shall authorize the Antitrust Compliance Officer to perform all tasks necessary to fulfill these obligations. Defendant Edwards may replace the Antitrust Compliance Officer with another qualified person at any time;</P>
                <P>2. within forty-five (45) days of signing the Stipulation, distribute a copy of this Final Judgment to each current officer and director, and each employee, agent, or other person who has responsibility or authority over business development, strategic planning, or mergers and acquisitions;</P>
                <P>3. distribute a copy of this Final Judgment to any person who takes a position described in Paragraph VII(A)(2) within thirty (30) days of the date the person takes such position;</P>
                <P>4. provide in-person or online training concerning Defendant Edwards' obligations under this Final Judgment and the Antitrust Laws as they apply to Defendant Edwards' activities, to each person designated in Paragraphs VII(A)(2) or (3):</P>
                <P>a. no later than forty-five (45) days after signing the Stipulation is entered;</P>
                <P>b. no later than thirty (30) days after a person first takes a position described in Paragraph VII(A)(2); and</P>
                <P>c. at least annually.</P>
                <P>
                    <E T="03">Provided, however,</E>
                     that as to any person on extended leave (
                    <E T="03">e.g.,</E>
                     parental, family, or disability leave), the training for such person under the above schedule shall be completed within thirty (30) days of the date the person returns to work; and
                </P>
                <P>5. obtain within sixty (60) days from signing the Stipulation, and annually thereafter, and retain for the duration of this Final Judgment, a written certification from each person designated in Paragraphs VII(A)(2) &amp; (3) that the person: (a) has received, read, understands, and agrees to abide by the terms of this Final Judgment; (b) understands that failure to comply with this Final Judgment may result in conviction for criminal contempt of court; and (c) is not aware of any violation of the Final Judgment.</P>
                <P>B. Within sixty (60) days of signing the Stipulation, Defendant Edwards shall certify to Plaintiff that it has (1) designed, established, and is maintaining an antitrust compliance program; (2) designated an Antitrust Compliance Officer, specifying their name, business address, and telephone number; (3) distributed this Final Judgment as required in Paragraph VII(A)(2); and (4) provided training as required in Paragraph VII(A)(4).</P>
                <P>C. For the term of this Final Judgment, on or before its anniversary date, Defendant Edwards shall file with Plaintiff an annual statement verifying that it is complying with the requirements of this Final Judgment and describing in detail the manner of its compliance with the provisions of Sections VI and VII.</P>
                <P>D. If any of Defendant Edwards' directors or officers, or the Antitrust Compliance Officer, learns of any violation of this Final Judgment, Defendant Edwards shall within three (3) business days take appropriate action to assure continued compliance with this Final Judgment, and shall notify the Plaintiff in writing of the violation within ten (10) business days of learning of the violation.</P>
                <HD SOURCE="HD1">VIII. Compliance Inspection</HD>
                <P>A. For the purposes of determining or securing compliance with this Final Judgment or of related orders such as the Stipulation and Order, or of determining whether the Final Judgment should be modified or vacated, and subject to any legally recognized privilege, from time to time authorized representatives of the United States, including agents and consultants retained by the United States, shall, upon written request of an authorized representative of the Assistant Attorney General in charge of the Antitrust Division, and on reasonable notice to Defendant Edwards, be permitted:</P>
                <P>1. access during Defendant Edwards' business hours to inspect and copy, or at the option of the United States, to require Defendant Edwards to provide electronic copies of all books, ledgers, accounts, records, data, and documents, wherever located, in the possession, custody, or control of Defendant Edwards, relating to any matters contained in this Final Judgment; and</P>
                <P>2. to interview, either informally or on the record, Defendant Edwards' officers, employees, or agents, wherever located, who may have their individual counsel present, regarding any matters contained in this Final Judgment. The interviews shall be subject to the reasonable convenience of the interviewee and without restraint or interference by Defendant Edwards.</P>
                <P>B. Upon the written request of an authorized representative of the Assistant Attorney General in charge of the Antitrust Division, Defendant Edwards shall submit written reports or responses to written interrogatories, under oath if requested, relating to any of the matters contained in this Final Judgment as may be requested.</P>
                <P>C. No information or documents obtained pursuant to any provision of this Final Judgment may be divulged by the United States to any person other than an authorized representative of the executive branch of the United States, except in the course of legal proceedings to which the United States is a party, including grand jury proceedings, for the purpose of securing compliance with this Final Judgment, or as otherwise required by law.</P>
                <P>D. In the event of a request by a third party, pursuant to the Freedom of Information Act, 5 U.S.C. 552, for disclosure of information obtained pursuant to any provision of this Final Judgment, the United States will act in accordance with that statute and the Department of Justice regulations at 28 CFR part 16, including the provision on confidential commercial information at 28 CFR 16.7. If submitting information to the United States, Defendant should designate the confidential commercial information portions of all applicable documents and information under 28 CFR 16.7. Designations of confidentiality expire 10 years after submission, “unless the submitter requests and provides justification for a longer designation period.” See 28 CFR 16.7(b).</P>
                <P>E. If at the time that Defendant Edwards furnishes information or documents to the United States pursuant to any provision of this Final Judgment, Defendant Edwards represents and identifies in writing information or documents for which a claim of protection may be asserted under Rule 26(c)(1)(G) of the Federal Rules of Civil Procedure, and Defendant Edwards marks each pertinent page of such material, “Subject to claim of protection under Rule 26(c)(1)(G) of the Federal Rules of Civil Procedure,” the United States must give Defendant Edwards 10 calendar days' notice before divulging the material in any legal proceeding (other than a grand jury proceeding).</P>
                <HD SOURCE="HD1">IX. Enforcement of Final Judgment</HD>
                <P>
                    A. The United States retains and reserves all rights to enforce the provisions of this Final Judgment, 
                    <PRTPAGE P="46460"/>
                    including the right to seek an order of contempt from the Court. Defendants agree that in any civil contempt action, any motion to show cause, or any similar action brought by the United States regarding an alleged violation of this Final Judgment, the United States may establish a violation of this Final Judgment and the appropriateness of any remedy therefore by a preponderance of the evidence, and Defendants waive any argument that a different standard of proof should apply.
                </P>
                <P>B. The Final Judgment should be interpreted to give full effect to the procompetitive purposes of the antitrust laws, including Section 7A of the Clayton Act and Regulations promulgated thereunder. Each Defendant agrees that it may be held in contempt of, and that the Court may enforce, any provision of this Final Judgment that, as interpreted by the Court in light of these procompetitive principles and applying ordinary tools of interpretation, is stated specifically and in reasonable detail, whether or not it is clear and unambiguous on its face. In any such interpretation, the terms of this Final Judgment should not be construed against either party as the drafter.</P>
                <P>C. In any enforcement proceeding in which the Court finds that a Defendant has violated this Final Judgment, the United States may apply to the Court for a one-time extension of this Final Judgment as to that Defendant, together with such other relief as may be appropriate. In connection with any successful effort by the United States to enforce this Final Judgment against a Defendant, whether litigated or resolved prior to litigation, that Defendant agrees to reimburse the United States for the fees and expenses of its attorneys, as well as any other costs including experts' fees, incurred in connection with that enforcement effort, including in the investigation of the potential violation.</P>
                <P>D. For a period of four (4) years after the expiration of this Final Judgment pursuant to Section XI, if the United States has evidence that a Defendant violated this Final Judgment before it expired, the United States may file an action against that Defendant in this Court requesting that the Court order (1) Defendant to comply with the terms of this Final Judgment for an additional term of at least four years following the filing of the enforcement action under this Section IX, (2) any appropriate contempt remedies, (3) any additional relief needed to ensure Defendant complies with the terms of the Final Judgment, and (4) fees or expenses as called for in Paragraph IX(C).</P>
                <HD SOURCE="HD1">X. Retention of Jurisdiction</HD>
                <P>This Court retains jurisdiction to enable any of the parties to this Final Judgment to apply to this Court at any time for further orders and directions as may be necessary or appropriate to carry out or construe this Final Judgment, to modify any of its provisions, to enforce compliance, and to punish violations of its provisions.</P>
                <HD SOURCE="HD1">XI. Expiration of FinaL Judgment</HD>
                <P>Unless this Court grants an extension, this Final Judgment shall expire, as to Defendant Edwards, five (5) years from the date of its entry if Defendant Edwards has paid the civil penalty in full. Unless this Court grants an extension, this Final Judgment shall expire as to Defendant Genesis upon payment of the civil penalty in full.</P>
                <HD SOURCE="HD1">XII. Reservation of Rights</HD>
                <P>This Final Judgment terminates only the claims stated in the Complaint against Defendants and does not affect other charges or claims the United States may file.</P>
                <HD SOURCE="HD1">XIII. Public Interest Determination</HD>
                <P>Entry of this Final Judgment is in the public interest. The parties have complied with the requirements of the Antitrust Procedures and Penalties Act, 15 U.S.C. 16, including making copies available to the public of this Final Judgment, the Competitive Impact Statement, and any comments thereon and the United States' response to comments. Based upon the record before the Court, which includes the Competitive Impact Statement and any comments and response to comments filed with the Court, entry of this Final Judgment is in the public interest.</P>
                <EXTRACT>
                    <FP>Dated: </FP>
                    <FP SOURCE="FP-DASH"/>
                    <FP>[Court approval subject to the procedures of the Antitrust Procedures and Penalties Act, 15 U.S.C. 16]</FP>
                    <FP SOURCE="FP-DASH"/>
                    <P>United States District Judge</P>
                </EXTRACT>
                <HD SOURCE="HD1">United States District Court for the District of Columbia</HD>
                <EXTRACT>
                    <P>
                        <E T="03">United States of America,</E>
                         Plaintiff, v. 
                        <E T="03">Edwards Lifesciences Corp.</E>
                         and 
                        <E T="03">Genesis Medtech Group Limited,</E>
                         Defendants.
                    </P>
                    <FP>Civil Action No. 1:26-cv-02450</FP>
                </EXTRACT>
                <HD SOURCE="HD1">Competitive Impact Statement</HD>
                <P>In accordance with the Antitrust Procedures and Penalties Act, 15 U.S.C. 16(b)-(h) (the “APPA” or “Tunney Act”), the United States of America files this Competitive Impact Statement related to the proposed Final Judgment filed in this civil antitrust proceeding.</P>
                <HD SOURCE="HD1">I. Nature and Purpose of Proceedings</HD>
                <P>On July 13, 2026, the United States filed a Complaint against Defendants Edwards Lifesciences Corp. (“Edwards”) and Genesis Medtech Group Limited (“Genesis”) related to Edwards' acquisition of JC Medical, Inc. (“JC Medical”) and Edwards' investment in Genesis. The Complaint alleges that Defendants violated Section 7A of the Clayton Act, 15 U.S.C. 18a, commonly known as the Hart-Scott-Rodino Antitrust Improvements Act of 1976 (the “HSR Act”).</P>
                <P>The Complaint alleges that Edwards acquired JC Medical from Genesis, through a transaction in excess of the then-applicable statutory threshold, without observing the required HSR Act waiting period. The HSR Act provides that “no person shall acquire, directly or indirectly, any voting securities of any person” exceeding certain thresholds until that person has filed pre-acquisition notification and report forms with the Federal Trade Commission (“FTC”) and the Department of Justice (collectively, the “federal antitrust agencies” or “agencies”) and the post-filing waiting period has expired. 15 U.S.C. 18a(a). A key purpose of the notification and waiting period is to protect consumers and competition from potentially anticompetitive transactions by providing the agencies an opportunity to conduct an antitrust review of proposed transactions before they are consummated.</P>
                <P>At the same time the Complaint was filed, the United States also filed a Stipulation and proposed Final Judgment. Under the proposed Final Judgment, which is explained more fully below, Defendant Edwards (which now includes JC Medical) is required to pay a civil penalty to the United States in the amount of $10,000,000, and Defendant Genesis is required to pay a civil penalty to the United States in the amount of $2,000,000. Defendant Edwards must also notify the FTC before engaging in certain transactions and must institute an antitrust compliance program. The proposed Final Judgment is designed to deter HSR Act violations by Edwards and Genesis and similarly situated persons.</P>
                <P>
                    The United States and Defendants have stipulated that the proposed Final Judgment may be entered after compliance with the APPA. Entry of the proposed Final Judgment will terminate this action, except that the Court will retain jurisdiction to construe, modify, or enforce the provisions of the 
                    <PRTPAGE P="46461"/>
                    proposed Final Judgment and punish violations thereof.
                </P>
                <HD SOURCE="HD1">II. Description of the Events</HD>
                <HD SOURCE="HD2">A. Edwards' Acquisition of JC Medical</HD>
                <P>In early 2024, Edwards began negotiating to acquire JC Medical from Genesis. In April 2024, Edwards and Genesis began discussing the possibility of Edwards making an investment in Genesis in addition to acquiring JC Medical. On July 22, 2024, Edwards acquired JC Medical for $115 million and future milestone payments with an ostensible value of approximately $1.8 million. On August 9, 2024, Edwards acquired non-voting shares in Genesis for $25 million.</P>
                <HD SOURCE="HD2">B. Defendants' Alleged Violation of Section 7A</HD>
                <P>The HSR Act requirements apply to a transaction if, as a result of the transaction, the acquirer will hold assets or voting securities valued above the thresholds. Under HSR Rule 801.90, “[a]ny transaction(s) or other device(s) entered into or employed for the purpose of avoiding the obligation to comply with the requirements of the act shall be disregarded, and the obligation to comply shall be determined by applying the act and these rules to the substance of the transaction.” 16 C.F.R § 801.90. Thus, under the Act, parties must make an HSR Act filing and observe a waiting period if they have used a transaction or other device to avoid the filing requirements and the substance of the transaction is reportable.</P>
                <P>By April 2024, Edwards had indicated its interest in keeping the acquisition price below the HSR threshold, which at the time was $119.5 million. Edwards was concerned that HSR review would significantly delay the transaction. At the same time, unbeknownst to JC Medical and Genesis, Edwards was negotiating to acquire JenaValve Technologies, Inc. (“JenaValve”). Because JC Medical and JenaValve were the only two companies conducting clinical trials for a transcatheter aortic valve replacement for aortic regurgitation (“TAVR-AR”) device in the United States, the acquisition of both raised antitrust concerns that likely would have led both transactions to be investigated by the FTC, delaying both transactions.</P>
                <P>Documents and testimony show that Edwards wanted to avoid filing under HSR for the acquisition of JC Medical. However, Genesis valued JC Medical at $125-$150 million, and Genesis was unwilling to accept an offer below the HSR threshold. Thus, in April 2024, JC Medical proposed that, in addition to paying $115 million plus milestone payments for the voting securities of JC Medical, Edwards would make a contemporaneous investment of $10-$35 million in Genesis to close the gap.</P>
                <P>Edwards and Genesis intended the Genesis investment to be additional compensation to Genesis for the sale of JC Medical to Edwards that was “within the deal structure[,]” but—in the parties' view—did not count for HSR purposes. A sufficient part of the $25 million Genesis investment is attributable to additional compensation for JC Medical that, when added to the $115 million direct payment and milestone payments, the total price paid for the acquisition of JC Medical was above the then-HSR filing threshold of $119.5 million. Accordingly, the substance of the transactions between Edwards and Genesis was subject to the HSR filing requirements. However, Edwards and Genesis did not file under HSR and did not observe the waiting period requirements of the HSR Act. Instead, on July 22, 2024, Edwards and Genesis consummated the JC Medical acquisition.</P>
                <HD SOURCE="HD1">III. Explanation of the Proposed Final Judgment</HD>
                <P>The relief required by the proposed Final Judgment will prevent future violations of Section 7A of the Clayton Act of the type Defendants committed and secures a monetary civil penalty for Edwards' and Genesis' violation of Section 7A. For Edwards, the proposed Final Judgment sets forth prohibited conduct, a compliance program Edwards must follow, and procedures available to the United States to determine and ensure compliance with the Final Judgment. The Final Judgment will expire as to Defendant Edwards five years after the entry of the Final Judgment. The Final Judgment will expire as to Defendant Genesis upon payment of the civil penalty.</P>
                <HD SOURCE="HD2">A. Prohibited Conduct</HD>
                <P>Section VI of the proposed Final Judgment is designed to prevent future HSR Act violations of the sort alleged in the Complaint. Edwards must notify the FTC before acquiring any part of a firm that is selling or conducting clinical trials in the United States for a TAVR-AR device. After notifying the FTC, Edwards must wait a specified amount of time, which can be extended by the FTC, before it can close on the acquisition. This requirement applies to transactions where Edwards does not have to comply with the notification and waiting period requirements of the HSR Act, including transactions that do not meet the size of transaction test under the HSR Act. This will prevent a recurrence of what happened in this case, where Edwards deliberately kept the nominal size of the transaction below the HSR Act threshold in order to avoid review by the FTC. The injunction is intended to broadly cover Edwards' conduct in this matter and prevent recurrence.</P>
                <HD SOURCE="HD2">B. Compliance</HD>
                <P>Sections VII and VIII of the proposed Final Judgment set forth various compliance procedures. Section VII sets up an affirmative compliance program directed toward ensuring compliance with the limitations imposed by the proposed Final Judgment and with the federal antitrust laws. The compliance program includes the designation of an internal antitrust compliance officer who is required to ensure that Edwards distributes a copy of the Final Judgment to each current and succeeding director, officer, employee, agent, or other person with the responsibility over sales, marketing, strategic planning, exploration and development, or mergers and acquisitions; briefs each such person regarding compliance with the Final Judgment and the antitrust laws as they apply to Edwards' activities; and obtains certification annually from each such person that he or she understands his or her obligations under the Final Judgment and agrees to abide by its terms. Section VII of the proposed Final Judgment further requires Edwards to certify to the United States that Edwards is in compliance and to report any violations of the Final Judgment.</P>
                <P>To facilitate monitoring of Edwards' compliance with the Final Judgment, Section VIII grants DOJ access, upon reasonable notice, to Edwards' records and documents relating to matters contained in the Final Judgment. Edwards must also make its personnel available for interviews or depositions regarding such matters. In addition, Edwards must, upon request, prepare written reports relating to matters contained in the Final Judgment.</P>
                <HD SOURCE="HD2">C. Civil Penalties</HD>
                <P>
                    The proposed Final Judgment imposes a $10,000,000 civil penalty on Edwards and a $2,000,000 on Genesis for Defendants' violation of the HSR Act. The United States adjusted the penalty downward from the maximum permitted under the HSR Act in part because the Defendants were willing to resolve the matter by consent decree and avoid a prolonged investigation and litigation. The relief will have a beneficial effect on competition because 
                    <PRTPAGE P="46462"/>
                    it will deter future instances in which parties seek to avoid filing the required pre-acquisition notifications with the agencies and observing the required waiting period under the HSR Act by artificially keeping the nominal price below the HSR Act threshold. At the same time, the penalty will not have any adverse effect on competition.
                </P>
                <HD SOURCE="HD1">IV. Remedies Available to Potential Private Litigants</HD>
                <P>There is no private antitrust action for HSR Act violations; therefore, entry of the proposed Final Judgment will neither impair nor assist the bringing of any private antitrust action.</P>
                <HD SOURCE="HD1">V. Procedures Available for Modification of the Proposed Final Judgment</HD>
                <P>The United States and the Defendants have stipulated that the proposed Final Judgment may be entered by this Court after compliance with the provisions of the APPA, provided that the United States has not withdrawn its consent. The APPA conditions entry of the decree upon this Court's determination that the proposed Final Judgment is in the public interest.</P>
                <P>
                    The APPA provides a period of at least sixty (60) days preceding the effective date of the proposed Final Judgment within which any person may submit to the United States written comments regarding the proposed Final Judgment. Any person who wishes to comment should do so within sixty (60) days of the date of publication of this Competitive Impact Statement in the 
                    <E T="04">Federal Register</E>
                    , or within sixty (60) days of the first date of publication in a newspaper of the summary of this Competitive Impact Statement, whichever is later. All comments received during this period will be considered by the United States Department of Justice, which remains free to withdraw its consent to the proposed Final Judgment at any time prior to the Court's entry of judgment. The comments and the response of the United States will be filed with this Court. In addition, comments will be posted on the U.S. Department of Justice, Antitrust Division's internet website and, under certain circumstances, published in the 
                    <E T="04">Federal Register</E>
                    . Written comments should be submitted to: Maribeth Petrizzi, Special Attorney, United States, c/o Federal Trade Commission, Bureau of Competition, Compliance Division, GAO-5T57, Org Code 1031, GAO-5K21, 600 Pennsylvania Avenue NW, Washington, DC 20580, Email: 
                    <E T="03">bccompliance@ftc.gov</E>
                    .
                </P>
                <P>The proposed Final Judgment provides that this Court retains jurisdiction over this action, and the parties may apply to this Court for any order necessary or appropriate for the modification, interpretation, or enforcement of the Final Judgment.</P>
                <HD SOURCE="HD1">VI. Alternatives to the Proposed Final Judgment</HD>
                <P>As an alternative to the proposed Final Judgment, the United States considered a full trial on the merits against the Defendants. The United States is satisfied, however, that the relief required by the proposed Final Judgment will remedy the violation alleged in the Complaint and deter violations by similarly situated entities in the future. Thus, the proposed Final Judgment achieves all or substantially all of the relief the United States would have obtained through litigation but avoids the time, expense, and uncertainty of a full trial on the merits.</P>
                <HD SOURCE="HD1">VII. Standard of Review Under the APPA for the Proposed Final Judgment</HD>
                <P>Under the Clayton Act and APPA, proposed Final Judgments, or “consent decrees,” in antitrust cases brought by the United States are subject to a sixty (60) day comment period, after which the court shall determine whether entry of the proposed Final Judgment is “in the public interest.” 15 U.S.C. 16(e)(1). In making that determination, the court, in accordance with the statute as amended in 2004, is required to consider:</P>
                <EXTRACT>
                    <FP>(A) the competitive impact of such judgment, including termination of alleged violations, provisions for enforcement and modification, duration of relief sought, anticipated effects of alternative remedies actually considered, whether its terms are ambiguous, and any other competitive considerations bearing upon the adequacy of such judgment that the court deems necessary to a determination of whether the consent judgment is in the public interest; and (B) the impact of entry of such judgment upon competition in the relevant market or markets, upon the public generally and individuals alleging specific injury from the violations set forth in the complaint including consideration of the public benefit, if any, to be derived from a determination of the issues at trial.</FP>
                </EXTRACT>
                <P>
                    <E T="03">Id.</E>
                     § 16(e)(1)(A) &amp; (B). In considering these statutory factors, the court's inquiry is necessarily a limited one, as the government is entitled to “broad discretion to settle with the defendant within the reaches of the public interest.” 
                    <E T="03">United States</E>
                     v. 
                    <E T="03">Microsoft Corp.,</E>
                     56 F.3d 1448, 1461 (D.C. Cir. 1995); 
                    <E T="03">United States</E>
                     v. 
                    <E T="03">U.S. Airways Group, Inc.,</E>
                     38 F. Supp. 3d 69, 75 (D.D.C. 2014) (noting the government has broad discretion of the adequacy of the relief at issue); 
                    <E T="03">United States</E>
                     v. 
                    <E T="03">InBev N.V./S.A.,</E>
                     No. 08-1965 (JR), 2009-2 Trade Cas. (CCH) ¶ 76,736, 2009 U.S. Dist. LEXIS 84787, at *3 (D.D.C. Aug. 11, 2009) (noting that the court's review of a consent judgment is limited and only inquires “into whether the government's determination that the proposed remedies will cure the antitrust violations alleged in the complaint was reasonable, and whether the mechanism to enforce the final judgment are clear and manageable.”).
                </P>
                <P>
                    As the United States Court of Appeals for the District of Columbia Circuit has held, under the APPA a court considers, among other things, the relationship between the remedy secured and the specific allegations in the government's Complaint, whether the proposed Final Judgment is sufficiently clear, whether its enforcement mechanisms are sufficient, and whether it may positively harm third parties. 
                    <E T="03">See Microsoft,</E>
                     56 F.3d at 1458-62. With respect to the adequacy of the relief secured by the proposed Final Judgment, a court may not “make de novo determination of facts and issues.” 
                    <E T="03">United States</E>
                     v. 
                    <E T="03">W. Elec. Co.,</E>
                     993 F.2d 1572, 1577 (D.C. Cir. 1993) (quotation marks omitted); 
                    <E T="03">see also Microsoft,</E>
                     56 F.3d at 1460-62; 
                    <E T="03">United States</E>
                     v. 
                    <E T="03">Alcoa, Inc.,</E>
                     152 F. Supp. 2d 37, 40 (D.D.C. 2001); 
                    <E T="03">United States</E>
                     v. 
                    <E T="03">Enova Corp.,</E>
                     107 F. Supp. 2d 10, 16 (D.D.C. 2000); 
                    <E T="03">InBev,</E>
                     2009 U.S. Dist. LEXIS 84787, at *3.
                </P>
                <P>
                    Instead, “[t]he balancing of competing social and political interests affected by a proposed antitrust decree must be left, in the first instance, to the discretion of the Attorney General.” 
                    <E T="03">W. Elec. Co.,</E>
                     993 F.2d at 1577 (quotation marks omitted). “The court should also bear in mind the 
                    <E T="03">flexibility</E>
                     of the public interest inquiry: the court's function is not to determine whether the resulting array of rights and liabilities is the one that will 
                    <E T="03">best</E>
                     serve society, but only to confirm that the resulting settlement is within the 
                    <E T="03">reaches</E>
                     of the public interest.” 
                    <E T="03">Microsoft,</E>
                     56 F.3d at 1460 (quotation marks omitted); 
                    <E T="03">see also United States</E>
                     v. 
                    <E T="03">Deutsche Telekom AG,</E>
                     No. 19-2232 (TJK), 2020 WL 1873555, at *7 (D.D.C. Apr. 14, 2020). More demanding requirements would “have enormous practical consequences for the government's ability to negotiate future settlements,” contrary to congressional intent. 
                    <E T="03">Microsoft,</E>
                     56 F.3d at 1456. “The Tunney Act was not intended to create a disincentive to the use of the consent decree.” 
                    <E T="03">Id.</E>
                </P>
                <P>
                    The United States' predictions about the efficacy of the remedy are to be afforded deference by the Court. 
                    <E T="03">See, e.g., Microsoft,</E>
                     56 F.3d at 1461 (recognizing courts should give “due 
                    <PRTPAGE P="46463"/>
                    respect to the Justice Department's . . . view of the nature of its case”); 
                    <E T="03">United States</E>
                     v. 
                    <E T="03">Iron Mountain, Inc.,</E>
                     217 F. Supp. 3d 146, 152-53 (D.D.C. 2016) (“In evaluating objections to settlement agreements under the Tunney Act, a court must be mindful that [t]he government need not prove that the settlements will perfectly remedy the alleged antitrust harms[;] it need only provide a factual basis for concluding that the settlements are reasonably adequate remedies for the alleged harms.” (internal citations omitted)); 
                    <E T="03">United States</E>
                     v. 
                    <E T="03">Republic Servs., Inc.,</E>
                     723 F. Supp. 2d 157, 160 (D.D.C. 2010) (noting “the deferential review to which the government's proposed remedy is accorded”); 
                    <E T="03">United States</E>
                     v. 
                    <E T="03">Archer-Daniels-Midland Co.,</E>
                     272 F. Supp. 2d 1, 6 (D.D.C. 2003) (“A district court must accord due respect to the government's prediction as to the effect of proposed remedies, its perception of the market structure, and its view of the nature of the case.”). The ultimate question is whether “the remedies [obtained by the Final Judgment are] so inconsonant with the allegations charged as to fall outside of the `reaches of the public interest.' ” 
                    <E T="03">Microsoft,</E>
                     56 F.3d at 1461 (
                    <E T="03">quoting W. Elec. Co.,</E>
                     900 F.2d at 309).
                </P>
                <P>
                    Moreover, the court's role under the APPA is limited to reviewing the remedy in relationship to the violations that the United States has alleged in its Complaint and does not authorize the court to “construct [its] own hypothetical case and then evaluate the decree against that case.” 
                    <E T="03">Microsoft,</E>
                     56 F.3d at 1459; 
                    <E T="03">see also U.S. Airways,</E>
                     38 F. Supp. 3d at 75 (noting that the court must simply determine whether there is a factual foundation for the government's decisions such that its conclusions regarding the proposed settlements are reasonable); 
                    <E T="03">InBev,</E>
                     2009 U.S. Dist. LEXIS 84787, at *20 (concluding that “the `public interest' is not to be measured by comparing the violations alleged in the complaint against those the court believes could have, or even should have, been alleged”). Because the “court's authority to review the decree depends entirely on the government's exercising its prosecutorial discretion by bringing a case in the first place,” it follows that “the court is only authorized to review the decree itself,” and not to “effectively redraft the complaint” to inquire into other matters that the United States did not pursue. 
                    <E T="03">Microsoft,</E>
                     56 F.3d at 1459-60. As this Court confirmed in 
                    <E T="03">United States</E>
                     v. 
                    <E T="03">SBC Communications, Inc.,</E>
                     489 F. Supp. 2d 1, 15 (D.D.C. 2007) courts “cannot look beyond the complaint in making the public interest determination unless the complaint is drafted so narrowly as to make a mockery of judicial power.”
                </P>
                <P>
                    In its 2004 amendments to the APPA, Congress made clear its intent to preserve the practical benefits of using judgments proposed by the United States in antitrust enforcement, adding the unambiguous instruction that “[n]othing in this section shall be construed to require the court to conduct an evidentiary hearing or to require the court to permit anyone to intervene.” 15 U.S.C. 16(e)(2); 
                    <E T="03">see also U.S. Airways,</E>
                     38 F. Supp. 3d at 76 (indicating that a court is not required to hold an evidentiary hearing or to permit intervenors as part of its review under the Tunney Act). This language explicitly wrote into the statute what Congress intended when it enacted the Tunney Act in 1974. As Senator Tunney explained: “The court is nowhere compelled to go to trial or to engage in extended proceedings which might have the effect of vitiating the benefits of prompt and less costly settlement through the consent decree process.” 119 Cong. Rec. 24,598 (1973) (statement of Sen. Tunney). “A court can make its public interest determination based on the competitive impact statement and response to public comments alone.” 
                    <E T="03">U.S. Airways,</E>
                     38 F. Supp. 3d at 76 (citing 
                    <E T="03">Enova Corp.,</E>
                     107 F. Supp. 2d at 17).
                </P>
                <HD SOURCE="HD1">VIII. Determinative Documents</HD>
                <P>There are no determinative materials or documents within the meaning of the APPA that were considered by the United States in formulating the proposed Final Judgment.</P>
                <EXTRACT>
                    <P>Date: July 13, 2026</P>
                    <FP>Respectfully Submitted,</FP>
                    <FP SOURCE="FP-DASH"/>
                    <FP>
                        Jennifer Lee, Special Attorney, U.S. Department of Justice, Antitrust Division, c/o Federal Trade Commission, 600 Pennsylvania Avenue NW, Washington, DC 20580, Phone: (202) 326-2246, Email: 
                        <E T="03">jlee@ftc.gov</E>
                        .
                    </FP>
                </EXTRACT>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14935 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6750-11-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF JUSTICE</AGENCY>
                <SUBAGY>Antitrust Division</SUBAGY>
                <SUBJECT>United States, et al. v. OhioHealth Corporation; Proposed Final Judgment and Competitive Impact Statement</SUBJECT>
                <P>
                    Notice is hereby given pursuant to the Antitrust Procedures and Penalties Act, 15 U.S.C. 16(b)-(h), that a proposed Final Judgment, Stipulation, and Competitive Impact Statement have been filed with the United States District Court for the Southern District of Ohio, Eastern Division in 
                    <E T="03">United States of America, et al.</E>
                     v. 
                    <E T="03">OhioHealth Corporation,</E>
                     Civil Action No. 2:26-cv-207. On February 20, 2026, the United States and the State of Ohio filed a Complaint alleging that OhioHealth Corporation's use of anticompetitive contract provisions in its contracts with payors violated Section 1 of the Sherman Act, 15 U.S.C. 1. The proposed Final Judgment, filed on June 16, 2026, requires OhioHealth Corporation to void existing contract provisions that prohibit or deter insurers from offering budget-conscious health-insurance plans or plan features and prevents OhioHealth from seeking or obtaining such contract provisions in the future, among other things.
                </P>
                <P>
                    Copies of the Complaint, proposed Final Judgment, and Competitive Impact Statement are available for inspection on the Antitrust Division's website at 
                    <E T="03">http://www.justice.gov/atr</E>
                     and at the Office of the Clerk of the United States District Court for the Southern District of Ohio, Eastern Division. Copies of these materials may be obtained from the Antitrust Division upon request and payment of the copying fee set by Department of Justice regulations.
                </P>
                <P>
                    Public comment is invited within 60 days of the date of this notice. Such comments, including the name of the submitter, and responses thereto, will be posted on the Antitrust Division's website, filed with the Court, and, under certain circumstances, published in the 
                    <E T="04">Federal Register</E>
                    . Comments should be submitted in English and directed to Jill Maguire, Acting Chief, Healthcare and Consumer Products Section, Antitrust Division, Department of Justice, 450 Fifth Street NW, Suite 4100, Washington, DC 20530 (email address: 
                    <E T="03">ATR.Public-Comments-Tunney-Act-MB@usdoj.gov</E>
                    ).
                </P>
                <SIG>
                    <NAME>Suzanne Morris,</NAME>
                    <TITLE>Deputy Director Civil Enforcement Operations, Antitrust Division.</TITLE>
                </SIG>
                <HD SOURCE="HD1">In the United States District Court for the Southern District of Ohio Eastern Division</HD>
                <EXTRACT>
                    <P>
                        <E T="03">United States of America, U.S. Department of Justice, Antitrust Division 450 Fifth Street, NW, Suite 4100 Washington, DC 20530,</E>
                         and 
                        <E T="03">State of Ohio 30 East Broad Street, 26th Floor, Columbus, OH 43215.</E>
                         Plaintiffs, v. 
                        <E T="03">Ohiohealth Corporation, 3430 OhioHealth Parkway, Columbus, OH 43202</E>
                        , Defendant.
                    </P>
                </EXTRACT>
                <FP>Case No. 2:26-cv-207</FP>
                <FP>Judge Algenon L. Marbley</FP>
                <FP>Magistrate Judge S. Courter M. Shimeall</FP>
                <P>
                    The United States of America and the State of Ohio, for their Complaint 
                    <PRTPAGE P="46464"/>
                    against Defendant OhioHealth Corporation (“OhioHealth”), allege as follows:
                </P>
                <HD SOURCE="HD1">Introduction</HD>
                <P>1. Healthcare costs weigh heavily on the minds and budgets of American families and businesses. The mechanism that ultimately lowers costs for all patients and healthcare consumers is robust and unrestrained competition. Americans deserve the benefits of vigorous competition between healthcare providers. Rather than compete to serve patients in Columbus, Ohio, OhioHealth has chosen to prevent competition from other providers. Through contractual restrictions, OhioHealth restricts commercial health insurers (“payors”) from offering health plans that allow patients to share in the savings that come from choosing to use OhioHealth's lower-cost rivals.</P>
                <P>2. OhioHealth has thereby denied patients the ability to choose a health plan that may work better for them—a choice that patients would be free to make in a competitive market unburdened by OhioHealth's burdensome restrictions. OhioHealth's contractual restrictions insulate it from price competition and help to maintain its extremely high prices. The dynamic effect of these contractual restrictions is that OhioHealth is effectively preventing competitors from achieving scale with regard to patients as well as quality.</P>
                <P>3. OhioHealth is the dominant hospital system in Columbus. Since at least 2003, it has used its market power to protect its dominance—and its high prices—by blocking payors from offering patients health insurance plans that feature lower-cost hospitals and other providers and even from informing patients that lower-cost options are available.</P>
                <P>4. As a result, these restrictions deprive patients of a choice among a full spectrum of competitive health insurance plans, where patients could decide for themselves whether going to OhioHealth for care is worth the high prices it charges. If such plans were available, the employers and patients who choose them would benefit immediately from lower premiums and out-of-pocket costs.</P>
                <P>5. Further, without its unlawful contracts, OhioHealth would need to compete more vigorously against other providers. Those other providers could compete for additional patients by lowering their own prices, gaining both business and incentive to make quality-improving investments that would enhance their attractiveness. All employers and patients in the Columbus area would benefit from higher quality and lower prices as the healthcare marketplace became more competitive. More competition means patients and employers would get lower premiums, lower out-of-pocket healthcare costs, and more insurance plan choices. Yet, OhioHealth's conduct prevents patients from receiving the real, tangible benefits associated with competition.</P>
                <P>
                    6. The United States of America and the State of Ohio bring this civil antitrust action to stop OhioHealth from using unlawful contract restrictions that lessen healthcare competition in Columbus. OhioHealth's restrictions that deter the emergence and development of money-saving health insurance plans reduce competition among hospitals and other providers on both price and quality. The result is reduced choice of insurance plans, higher healthcare costs, and less competition for high quality healthcare for Columbus-area patients, employers, and payors, in violation of Section 1 of the Sherman Act, 15 U.S.C. 1, and Ohio's Valentine Act, Ohio Revised Code §§ 1331.01 
                    <E T="03">et seq.</E>
                </P>
                <HD SOURCE="HD1">Ohiohealth</HD>
                <P>7. OhioHealth is an Ohio not-for-profit healthcare services corporation, with its principal place of business in Columbus, Ohio. OhioHealth owns or manages hospitals, outpatient facilities, physician groups, and other healthcare services throughout Ohio. Its flagship facility, Riverside Methodist Hospital, is in Columbus, Ohio. OhioHealth owns or manages 16 hospitals in Ohio and is attempting to acquire Fairfield Medical Center in Fairfield County, Ohio.</P>
                <P>8. OhioHealth is the dominant hospital system in the Columbus area. The Ohio State University Wexner Medical Center (“Ohio State”) competes with OhioHealth in the Columbus area. Ohio State operates an academic medical center and research institution in Columbus that receives referrals for advanced care from throughout Ohio and the midwestern United States. OhioHealth also competes in the Columbus area with Mount Carmel Health System (“Mount Carmel”), which is owned by Trinity Health. Mount Carmel operates five hospitals in the Columbus area and holds a majority joint-venture interest in a sixth.</P>
                <P>9. OhioHealth charges payors prices (in the form of “reimbursement rates”) that are significantly higher than OhioHealth's competitors.</P>
                <P>10. While higher priced, OhioHealth's services are not generally higher quality than those of its local rivals. Indeed, one widely used public measure of hospital safety, the Leapfrog Hospital Safety Grade, reports that OhioHealth's hospitals in the Columbus area often received lower grades than the hospitals of its primary competitors. Other publicly available quality metrics, like Centers for Medicare &amp; Medicaid Services Five-Star Quality Rating System, similarly do not show OhioHealth to be of consistently higher quality than its primary Columbus-area competitors. OhioHealth nevertheless has extracted reimbursement rates from payors that are higher than those of Ohio State, a leading regional academic medical center that operates a top-tier medical school, conducts medical research, and trains physicians in advanced subspecialities through numerous fellowship programs. OhioHealth's prices are also higher than those of Mount Carmel.</P>
                <P>
                    11. OhioHealth can extract high reimbursement rates because it exerts market power over payors, as reflected in its high market share. OhioHealth's market power is built upon the scale, breadth, and configuration of its providers, including, among other things, its large size, its many locations, and its control of rural hospitals that payors need to include in at least some hospital networks to maintain network coverage. OhioHealth requires a payor that wants 
                    <E T="03">any</E>
                     of these providers in its network to include 
                    <E T="03">all</E>
                     of them in its network. To offer competitive insurance plans to Columbus-area patients, payors need to include access to OhioHealth's hospitals—as well as its many other facilities and providers—in at least some of their provider networks. OhioHealth's market power has enabled it to negotiate high reimbursement rates for treating insured patients across a range of services. OhioHealth's market power is further evidenced by its ability to impose contractual restrictions on payors that reduce competition.
                </P>
                <HD SOURCE="HD1">Jurisdiction</HD>
                <P>12. The Court has subject-matter jurisdiction over this action under 28 U.S.C. 1331, 1337(a), and 1345. Plaintiff United States brings this action pursuant to Section 4 of the Sherman Act, 15 U.S.C. 4, to prevent and restrain violations of Section 1 of the Sherman Act, 15 U.S.C. 1.</P>
                <P>
                    13. Plaintiff State of Ohio, by and through its Attorney General, brings this action, pursuant to Section 109.81(A) of the Ohio Revised Code, in its sovereign capacity and as parens patriae on behalf of the citizens, general welfare, and economy of the State of Ohio (a), pursuant to Section 16 of the Clayton Act, to prevent OhioHealth from violating Section 1 of the Sherman Act, 
                    <PRTPAGE P="46465"/>
                    15 U.S.C. 1; and (b), pursuant to its equitable and/or common law powers and Section 1331.11 of the Ohio Revised Code, to prevent OhioHealth from violating Section 1331.04 of the Ohio Revised Code.
                </P>
                <P>14. The Court has personal jurisdiction over OhioHealth under Section 12 of the Clayton Act, 15 U.S.C. 22. OhioHealth maintains its principal place of business and transacts business in this District.</P>
                <HD SOURCE="HD1">Venue and Interstate Commerce</HD>
                <P>15. Venue is proper under 28 U.S.C. 1391 and Section 12 of the Clayton Act, 15 U.S.C. 22. OhioHealth transacts business and resides in this District and the events giving rise to this action occurred in this District.</P>
                <P>16. OhioHealth engages in interstate commerce and in activities substantially affecting interstate commerce. OhioHealth provides healthcare services for which employers, payors, and individual patients remit payments across state lines. OhioHealth also purchases supplies and equipment that are shipped across state lines, and it otherwise participates in interstate commerce.</P>
                <HD SOURCE="HD1">Hospital Competition Benefits Patients and Employers</HD>
                <P>17. Hospital systems and hospitals (“hospitals”) participate in commercial insurance plans that payors sell directly to individuals and, more often, that payors contract with employers to offer to their employees. Payors individually negotiate reimbursement rates and contract terms with each hospital so that their members can use the hospital's services. Payors design the commercial features of each plan they sell, such as premiums, co-payments, and deductibles. Importantly, as part of their negotiations with hospitals, payors choose which hospitals and other providers will be included in each specific plan as well as how much members pay for various healthcare services.</P>
                <P>18. Many employers, or other plan sponsors such as unions, offer their employees or members a choice among insurance plans, as plans differ in what benefits they offer and consumers value these benefits differently. Payors generally offer broad network plans that appeal to consumers willing to pay a premium to have access to virtually all providers in their area. Payors in competitive markets—in other parts of Ohio and across the United States—also generally offer plans that allow their members to save money by using a more limited panel of cost-effective providers or by asking members to pay more for choosing more expensive providers. These plans create incentives for patients to use certain providers and are sometimes called “steered plans” because they may influence patients' decisions about where to receive treatment. These “steering” features reward competition by allowing hospitals or other providers to compete to be included or otherwise featured in the plans.</P>
                <P>19. Consumers deserve the benefit of a marketplace where they can pick from differently priced options. This is a common and basic feature of free and competitive markets. Consumers see these options available to them in their everyday lives. For example, when consumers go to any Columbus grocery store, they can often choose from a range of options that could be considered “good/better/best.” Consumers can choose a “best” brand item at a premium price. Consumers may instead choose the “better” or “good” brand at a lower price. The choice of a “better” or “good” brand at a lower price may be particularly attractive to a family looking to stay within a tight household budget.</P>
                <P>20. Patients and their employers deserve the opportunity to make these choices when it comes to their healthcare. In other parts of Ohio and the United States, employers and patients choose from different health plans that vary in the size and composition of the provider network, the prices of health insurance premiums, and the cost to visit specific hospitals or other providers. Like the “better” or “good” brands in grocery stores, health plans that limit the availability of healthcare services from high-cost providers may particularly appeal to budget-conscious employers and patients.</P>
                <P>21. Budget-conscious plans can take a variety of forms. But they all emphasize competition, either by creating competition among hospitals and other providers to be included in a network or among those hospitals and other providers to attract patients once the provider is included in a health network. The tools that can be used to create and offer these plans can be used either in combination with each other or on their own. Different features of many budget-conscious plans are described below.</P>
                <P>22. Narrow network plans offer employers and individuals the ability to reduce the cost of health insurance. Narrow networks include a relatively limited set of cost-effective providers. When a payor creates a narrow network, it gives providers an incentive to offer competitive prices to participate in the plan in exchange for the added patient volume that being included in the new network creates. Payors recruit cost-effective providers to participate in narrow networks precisely because they are willing to provide services at lower prices. Payors are sometimes also able to secure further discounts from providers in exchange for the incremental flow of patients that may result from being included in a narrow network. Narrow network plans can charge lower premiums to employers and patients than broad network plans because the payors are not paying as much to providers. Some employers will offer employees a choice between narrow and broad network plans, allowing the employee to pay the additional cost for the broad network plan if the employee values the additional provider options.</P>
                <P>23. Tiered network plans use broad networks but reward members with lower out-of-pocket expenses if they choose cost-effective providers within the network when they seek care. For example, a plan may charge members different co-insurance payments for different hospitals. Payors may assign a lower co-insurance payment to lower-cost hospitals to give members an incentive to use hospitals that offer better value. Members of tiered network plans can choose to secure healthcare from the lower-priced favored tier of providers or to pay more for care from the more expensive tier of providers.</P>
                <P>24. Centers of excellence give patients with broad network plans an incentive to seek specific healthcare services from designated groups of providers that offer better value within a broad network. When creating a center of excellence, payors identify specific high-quality, cost-effective programs—such as orthopedic surgery or oncology programs—at specific providers and encourage their members to choose care at those facilities by reducing or waiving the fees that the patient must pay. Members can then choose whether to seek care from the “center of excellence” providers that its plan has designated or to seek care from costlier providers at a higher price.</P>
                <P>25. Site of service steering is a plan feature that saves money by incentivizing patients to have procedures done in a lower-cost site of service—such as an ambulatory surgery center—instead of a higher cost site of service, such as a hospital.</P>
                <P>
                    26. Reference-based pricing is a fixed reimbursement rate for a procedure (often pegged to some reference point like a market average price). The member has the option to seek care from any in-network provider, but the member will bear the additional costs 
                    <PRTPAGE P="46466"/>
                    associated with care that is obtained from a provider that charges more than this price.
                </P>
                <P>27. Active transparency is payor outreach to members to share pricing information that informs the member's choice of healthcare provider. For example, a payor may call a patient who has scheduled a magnetic resonance imaging (“MRI”) procedure at a hospital and explain that the patient could save money by rescheduling the procedure at an outpatient facility where the payor has negotiated a better rate for the procedure. The patient can then choose where to get the MRI with the benefit of additional information about the cost to the patient.</P>
                <P>28. Not all patients may choose plans with these money-saving features, just as not all consumers choose lower-cost products at the grocery store. But the personal agency to make that choice as a consumer is the very essence of competition.</P>
                <P>29. Because these plan designs allow members to save money and obtain high-quality care by choosing cost-effective hospitals and other providers, they create price and quality competition among providers. As rival providers gain patient volume from participating in these plans, and as these plans gain members when patients are given the agency to choose among plans, more efficient rival providers obtain revenues to invest in quality improvements. Patients also experience good outcomes as they benefit from competition for quality, enabling rival providers to mitigate the reputational and informational barriers that dominant providers erect in the marketplace. In short, the ability of payors to offer a variety of network plans and configurations generates a virtuous cycle of competition among providers.</P>
                <P>30. This, of course, is the essence of how competition benefits society. But OhioHealth impedes this competition by restricting payors from offering budget-conscious plan designs that would result in patients choosing rival hospitals and other providers instead of high-priced OhioHealth providers. OhioHealth's restrictions do not allow the essential features of competition to take hold in Columbus.</P>
                <HD SOURCE="HD1">Ohiohealth Violates the Sherman Act and the Valentine Act</HD>
                <HD SOURCE="HD1">I. OhioHealth's Contractual Restrictions Unlawfully Restrain Competition</HD>
                <P>31. Payors must include OhioHealth in at least some of their plans to offer commercially viable health insurance in the Columbus area. OhioHealth has used its dominance to contractually restrict payors who want to include OhioHealth in any of their plans from offering budget-conscious plans, with the effect of protecting itself against price competition for healthcare services. These restrictions prevent rival hospitals or other providers from competing for more patient volume by lowering their rates. In so doing, the restrictions enable OhioHealth to continue to charge supracompetitive prices without the consequence of losing patient volume.</P>
                <P>32. Except for limited carve outs, OhioHealth restricts payors from offering budget-conscious plan designs that promote competition among healthcare providers by effectively forcing them to include OhioHealth in all networks for all commercial insurance products, regardless of how OhioHealth's prices compare to its competitors, and requiring that OhioHealth be featured at the most favored level of benefits in each network.</P>
                <P>33. OhioHealth's contractual restrictions effectively prevent the payors that account for at least 85% of commercial health insurance business in the Columbus area from introducing budget-conscious plans. OhioHealth's restrictions inhibit the implementation of each and every one of the tools for creating budget-conscious plans described above.</P>
                <P>34. OhioHealth's contractual provisions with payors also severely limit payors' efforts to increase transparency about the price of healthcare services in the Columbus area, thereby depriving patients of information they need to make good decisions. OhioHealth's contract provisions prevent payors from even providing patients with truthful information about the prices of healthcare services they may receive. These restrictions act effectively as gag rules. They prevent transparency by limiting the dissemination of price information or by setting other burdensome requirements on its disclosure. Patients, deprived of price information because of OhioHealth's restrictions, are deprived of their agency as purchasers of healthcare. They are unable to make price-conscious decisions, let alone shop around to consider obtaining healthcare services from OhioHealth's more cost-effective competitors.</P>
                <P>35. These restrictions on budget-conscious plans and price transparency, in turn, deter OhioHealth's competitors from competing for patients by reducing prices or improving quality.</P>
                <P>36. As a result of OhioHealth's anticompetitive conduct, patients and employers in the Columbus area likely pay more for healthcare and are less informed about the costs of healthcare than they would be if OhioHealth did not impose these contractual restrictions.</P>
                <P>37. Payors that serve the Columbus area already offer budget-conscious plan designs in other parts of Ohio and in large parts of the United States. These payors want to provide these budget-conscious plans in the Columbus area but are restrained from doing so by OhioHealth's restrictions.</P>
                <HD SOURCE="HD1">II. The Relevant Market and Anticompetitive Effects</HD>
                <HD SOURCE="HD2">A. Relevant Product Market</HD>
                <P>38. Defining a relevant product market helps courts assess, among other things, the products or services for which a contract restrains trade. Although the contractual restrictions imposed by OhioHealth affect both inpatient services and OhioHealth's other healthcare services, the sale of inpatient general acute care (“GAC”) hospital services to commercial payors and their members is a relevant product market in which to assess the market power that OhioHealth wields and the competitive effects of OhioHealth's contractual restrictions.</P>
                <P>
                    39. Inpatient GAC hospital services consist of a broad group of medical and surgical diagnostic and treatment services that include a patient's overnight stay in the hospital. Although individual inpatient GAC hospital services are not substitutes for each other (
                    <E T="03">e.g.,</E>
                     obstetrics is not a substitute for cardiac services), payors typically contract for the various individual inpatient GAC hospital services as a bundle, and the services are sold under similar competitive conditions, and OhioHealth's contractual restrictions have an adverse impact on the sale of all inpatient GAC hospital services. Therefore, inpatient GAC hospital services can be aggregated for analytical convenience.
                </P>
                <P>40. There are no reasonable substitutes or alternatives to inpatient GAC hospital services. Consequently, a hypothetical monopolist of inpatient GAC hospital services sold to payors would likely profitably impose a small but significant price increase or other worsening of terms for those services over a sustained period of time.</P>
                <P>
                    41. Inpatient GAC hospital services do not include psychiatric care, substance abuse, rehabilitation services, pediatrics services, or outpatient services, as these services may be offered by a different set 
                    <PRTPAGE P="46467"/>
                    of competitors under different conditions from inpatient GAC hospital services and are not substitutes for inpatient GAC hospital services. The relevant market also does not include sales of inpatient GAC hospital services to government payors, 
                    <E T="03">e.g.,</E>
                     Medicare (covering people age 65 and up or people with certain disabilities or medical conditions), Medicaid (covering low-income persons), and TRICARE (covering military personnel and families) because a healthcare provider's negotiations for commercial insurance plans are separate from the process used to determine the rates paid to providers by government payors. OhioHealth jointly negotiates inpatient GAC hospital services with all of the other services it offers in its contracts with payors, and its contract restrictions bind and impact competition for its full suite of service offerings.
                </P>
                <HD SOURCE="HD2">B. Relevant Geographic Market</HD>
                <P>42. Defining relevant geographic markets helps courts assess, among other things, the market power wielded by OhioHealth and the anticompetitive impact of the challenged restraints. The area comprising Franklin and Delaware counties in Ohio is a relevant geographic market.</P>
                <P>43. OhioHealth, in the ordinary course of its business, identifies Central Columbus as a distinct region for the delivery of healthcare services, and defines it as Franklin and Delaware counties. For example, a November 2024 Market Share Update prepared by OhioHealth shows the following map:</P>
                <P>44. For purposes of this Complaint, the area comprising Franklin and Delaware counties is called Central Columbus. Central Columbus contains most of the city of Columbus, Ohio. OhioHealth's flagship hospital is in the Central Columbus market, as are five other OhioHealth hospitals. Central Columbus is home to more than 1.5 million Ohioans who prefer to obtain care from hospitals located in Central Columbus. The following map shows the GAC hospitals located in and around Central Columbus.</P>
                <GPH SPAN="3" DEEP="287">
                    <GID>EN23JY26.001</GID>
                </GPH>
                <GPH SPAN="3" DEEP="379">
                    <PRTPAGE P="46468"/>
                    <GID>EN23JY26.002</GID>
                </GPH>
                <P>45. Central Columbus is a geographic market in which market power in the sale of inpatient GAC hospital services can be exercised. It satisfies the hypothetical monopolist test. A hypothetical monopolist consisting of all hospitals in Central Columbus likely would undertake at least a small but significant increase in price or other worsening of terms over a sustained period of time for at least one hospital. Patients in Central Columbus prefer to receive inpatient GAC hospital services at hospitals that are close to their homes. Because of this, a payor without any in-network hospitals located in Central Columbus would not be competitive selling commercial health plans in Central Columbus. To continue selling commercial health insurance to individuals and to employers in Central Columbus, payors would be forced to accept a price increase imposed by the hypothetical monopolist.</P>
                <P>46. The area not larger than the Columbus Metropolitan Statistical Area (“MSA”), as defined by the U.S. Office of Management and Budget, is also a relevant geographic market in which market power in the sale of inpatient GAC hospital services can be exercised. This market includes the counties of Delaware, Fairfield, Franklin, Hocking, Licking, Madison, Morrow, Perry, Pickaway, and Union. This Complaint refers to these 10 counties as the Columbus MSA. The following map shows the GAC hospitals in and around the Columbus MSA.</P>
                <GPH SPAN="3" DEEP="382">
                    <PRTPAGE P="46469"/>
                    <GID>EN23JY26.003</GID>
                </GPH>
                <P>47. A market of the Columbus MSA satisfies the hypothetical monopolist test. A hypothetical monopolist consisting of all hospitals in the Columbus MSA likely would undertake at least a small but significant increase in price or other worsening of terms over a sustained period of time for at least one hospital. Patients in the Columbus MSA prefer to receive inpatient GAC hospital services at hospitals that are close to their homes. Because of this, a payor without any in-network hospitals located in the Columbus MSA would not be competitive selling commercial health plans in the Columbus MSA. To continue selling health plans to individuals and to employers in the Columbus MSA, payors would be forced to accept a price increase imposed by the hypothetical monopolist.</P>
                <HD SOURCE="HD2">C. Market Power and Anticompetitive Effects</HD>
                <P>48. OhioHealth has market power in inpatient GAC hospital services in the relevant geographic markets. Other than OhioHealth, Ohio State and Mount Carmel are the only hospital systems that provide inpatient GAC services in Central Columbus. In the broader Columbus MSA, these three hospital systems control more than 85% of inpatient GAC discharges.</P>
                <P>49. In 2023, OhioHealth's share of inpatient GAC discharges was more than 35% in both the Central Columbus and Columbus MSA markets. Similarly, OhioHealth controls more than 35% of inpatient GAC hospital beds in the Columbus MSA market and the Central Columbus market. OhioHealth's market shares have been growing, and in 2023, an internal OhioHealth document reported “OhioHealth maintains strong market position” and “strong profitability.” Market power confers the ability to raise prices above those that could be charged in a competitive market, and OhioHealth's supracompetitive rates provide compelling evidence of its possession and exercise of market power.</P>
                <P>50. Because of OhioHealth's size and the many hospitals it controls, a payor selling health insurance plans to individuals and employers in the Columbus MSA and in Central Columbus must have OhioHealth as a participant in at least some of its provider networks to have viable health insurance products. OhioHealth also derives market power from its control of hospitals outside of the Columbus MSA, some of which are the only hospitals in their counties. Payors need those hospitals in their provider networks. This market power gives OhioHealth the ability to ward off competition by imposing restrictions in its contracts with payors that inhibit payors from offering budget-conscious plans.</P>
                <P>
                    51. Payors that sell commercial health insurance plans in the relevant geographic markets have tried to negotiate the removal of these restrictions from their contracts with OhioHealth, but OhioHealth has summarily refused. Because of OhioHealth's market power, payors have had to agree to those restrictions. In the absence of these contractual restrictions, payors would be free to 
                    <PRTPAGE P="46470"/>
                    offer budget-conscious plans that allow patients to save money by choosing high quality and cost-effective hospitals, such as Ohio State or Mount Carmel. OhioHealth's contractual restrictions short circuit the competitive process and thereby lessen competition between OhioHealth and the other hospitals that provide inpatient GAC hospital services in the Columbus area, including Ohio State and Mount Carmel. Because of OhioHealth's contractual restrictions, OhioHealth's rivals are impeded in their efforts to win more commercially insured business by offering lower prices or higher value. The restrictions thus help insulate OhioHealth from competition and make it difficult for other hospitals to win market share from dominant OhioHealth. This failure of market forces, induced by OhioHealth's contractual restrictions, harms the process by which OhioHealth and other Columbus-area hospitals would otherwise compete on the prices of the services they sell.
                </P>
                <P>52. OhioHealth's restrictions on budget-conscious plans further harm competition by hindering OhioHealth's rival hospitals from expanding and improving over time. Denied the ability to attract new patients via these plans, non-dominant rivals lose the opportunity to demonstrate what they offer to patients and to build their reputation and consumer loyalty. This in turn deprives them of the larger patient volume that could make new investments in services viable, further hurting patients and buttressing OhioHealth's ability to charge higher prices than it could if competition were not restricted.</P>
                <P>53. Because OhioHealth's contractual restrictions apply to all of the services it sells to payors, including inpatient GAC hospital services, outpatient services, physician services, and ancillary services such as labs and imaging, they impact competition across these services. In addition to hindering expansion by its rivals and preventing payors from featuring lower-cost providers, they create a barrier to entry by new providers of these services. Prospective entrants cannot, as in competitive markets, hope to attract patients by offering quality services at lower prices than the incumbents. This further harms consumers in the Columbus area.</P>
                <P>54. As a result of this reduced competition due to OhioHealth's contractual restrictions, individuals and employers in the Columbus area pay higher prices for health insurance coverage and have fewer insurance plans from which to choose. Deprived of price transparency and the ability to benefit from choosing more cost-effective providers, Columbus-area patients incur higher out-of-pocket costs for their healthcare.</P>
                <P>55. OhioHealth's restrictions on budget-conscious plans do not have any procompetitive effects. Any arguable benefits of OhioHealth's contractual restrictions are outweighed by their actual and likely anticompetitive effects and/or could be achieved through less restrictive means. Without these restrictions, OhioHealth can seek to maintain its patient volume and market share by competing to offer lower prices, higher-quality, and better value than its competitors.</P>
                <P>56. Entry or expansion by other hospitals in the Columbus area has not counteracted the actual and likely competitive harms resulting from OhioHealth's restrictions on budget-conscious plans. And in the future, such entry or expansion is unlikely to counteract these harms to competition. Building a hospital with a strong reputation that can attract physicians and patients is difficult, time-consuming, and expensive. In fact, OhioHealth's restrictions raise barriers to entry for hospitals and other providers by making it virtually impossible for them to attract more patients by offering lower prices or more value.</P>
                <HD SOURCE="HD1">Claims for Relief</HD>
                <HD SOURCE="HD2">First Claim</HD>
                <HD SOURCE="HD2">(Sherman Act, 15 U.S.C. 1)</HD>
                <P>57. Plaintiffs incorporate paragraphs 1 through 56 of this Complaint.</P>
                <P>58. OhioHealth has market power in the sale of inpatient GAC hospital services in the Columbus MSA and in Central Columbus.</P>
                <P>59. OhioHealth has and likely will continue to negotiate and enforce contracts containing restrictions on budget-conscious plans with commercial payors in the Columbus area. The contracts containing these restrictions are contracts, combinations, and conspiracies within the meaning of Section 1 of the Sherman Act, 15 U.S.C. 1.</P>
                <P>60. OhioHealth's contractual restrictions on budget-conscious plans have had, and will likely continue to have, the following substantial anticompetitive effects in the relevant markets, among others:</P>
                <P>a. protecting OhioHealth's market power and enabling OhioHealth to maintain at supracompetitive levels the prices of inpatient GAC hospital services;</P>
                <P>b. substantially lessening competition among hospitals in their sale of inpatient GAC hospital services;</P>
                <P>c. restricting the introduction of innovative insurance products that are designed to achieve lower prices and improved quality for inpatient GAC hospital services;</P>
                <P>d. reducing patients' incentives to seek inpatient GAC hospital services from more cost-effective providers;</P>
                <P>e. creating barriers to entry and expansion by rival providers of inpatient GAC hospital services; and</P>
                <P>f. depriving payors and their members of the benefits of a competitive market for their purchase of inpatient GAC hospital services.</P>
                <P>61. The challenged restrictions unreasonably restrain trade in violation of Section 1 of the Sherman Act, 15 U.S.C. 1.</P>
                <HD SOURCE="HD2">Second Claim</HD>
                <HD SOURCE="HD2">(Valentine Act, Section 1331.04 of the Ohio Revised Code)</HD>
                <P>62. The State of Ohio incorporates paragraphs 1 through 61 of this Complaint.</P>
                <P>63. Through the exercise of market power, OhioHealth has induced payors to agree to the contracts containing restrictions on budget-conscious plans, and it has exploited its market dominance to maintain and preserve the restrictions and prevent payors from negotiating procompetitive contract terms.</P>
                <P>64. OhioHealth has thereby entered into combinations with payors for the purpose of creating and carrying out restrictions in trade or commerce, creating trusts under Section 1331(C)(1)(a) of the Ohio Revised Code, and each such combination, contract, or agreement in the form of a trust constitutes an illegal conspiracy against trade in violation of Section 1331.04 of the Ohio Revised Code.</P>
                <HD SOURCE="HD1">Relief Requested</HD>
                <P>
                    65. 
                    <E T="03">Wherefore,</E>
                     Plaintiffs request that the Court enter judgment in their favor and provide the following relief:
                </P>
                <P>a. adjudge that all of the restrictions on budget-conscious plans in the contracts between OhioHealth and any commercial payors violate Section 1 of the Sherman Act, 15 U.S.C. 1, and Sections 1331.01(C)(1)(a) and 1331.04 of the Valentine Act;</P>
                <P>
                    b. enjoin OhioHealth, its officers, directors, agents, employees, and successors, and all other persons acting or claiming to act on its behalf, directly or indirectly, from seeking, agreeing to, or enforcing any provision in any agreement that prohibits or restricts a 
                    <PRTPAGE P="46471"/>
                    payor from offering, or attempting to offer, plans that give members information and financial incentives to use any healthcare provider;
                </P>
                <P>c. enjoin OhioHealth from substituting other unlawful and anticompetitive means of restricting budget-conscious benefit designs that would replicate the effects of its contractual restrictions;</P>
                <P>d. enjoin OhioHealth from retaliating, or threatening to retaliate, against any insurer for offering, or attempting to offer, budget-conscious plans; and</P>
                <P>e. award Plaintiffs their costs in this action and such other relief as the Court may deem just and proper.</P>
                <EXTRACT>
                    <P>Dated: February 20, 2026</P>
                    <P>Respectfully submitted,</P>
                    <FP>For Plaintiff, United States of America:</FP>
                    <FP>
                        Omeed A. Assefi, 
                        <E T="03">Acting Assistant Attorney General.</E>
                    </FP>
                    <FP>
                        Nicole A. Sarrine, 
                        <E T="03">Acting Deputy Assistant Attorney General.</E>
                    </FP>
                    <FP>
                        Dina Kallay, 
                        <E T="03">Deputy Assistant Attorney General.</E>
                    </FP>
                    <FP>
                        Miriam R. Vishio, 
                        <E T="03">Acting Director of Civil Enforcement (Conduct and Operations).</E>
                    </FP>
                    <FP>
                        Catherine K. Dick, 
                        <E T="03">Acting Director of Litigation.</E>
                    </FP>
                    <FP>
                        Jill C. Maguire, 
                        <E T="03">Acting Chief, Healthcare and Consumer Products Section.</E>
                    </FP>
                    <FP>
                        Garrett M. Liskey, 
                        <E T="03">Assistant Chief, Healthcare and Consumer Products Section.</E>
                    </FP>
                    <FP SOURCE="FP-DASH"/>
                    <FP>Paul J. Torzilli * (S.D. Ohio Bar 4118832), Senior Litigation Counsel</FP>
                    <FP>Karl D. Knutsen *</FP>
                    <FP>Rahul A. Darwar</FP>
                    <FP>Jessica Hollis</FP>
                    <FP>Stella Martin</FP>
                    <FP>Sean P. Mulloy</FP>
                    <FP>David M. Stoltzfus</FP>
                    <P>Trial Attorneys</P>
                    <FP>
                        United States Department of Justice, Antitrust Division, Healthcare &amp; Consumer Products Section, 450 Fifth Street NW, Suite 4000, Washington, DC 20530, Telephone: (202) 476-0547, Email: 
                        <E T="03">Paul.Torzilli@usdoj.gov</E>
                        .
                    </FP>
                    <P>* Designated Trial Attorneys</P>
                    <FP>For Plaintiff State of Ohio:</FP>
                    <FP>Dave Yost</FP>
                    <FP>Ohio Attorney General (OH Bar 0056290).</FP>
                    <FP>Beth A. Finnerty (OH Bar 0055383)</FP>
                    <FP>Section Chief, Antitrust Section</FP>
                    <FP>Edward J. Olszewski (OH Bar 0082655)</FP>
                    <FP>Assistant Section Chief, Antitrust Section, 30 East Broad Street, 26th Floor, Columbus, OH 43215, Telephone: (614) 466-4328, Fax: (614) 995-0266.</FP>
                    <FP SOURCE="FP-DASH"/>
                    <FP>Thomas J. Collin (OH Bar 0023770)</FP>
                    <FP>Principal Assistant Attorney General.</FP>
                    <FP>
                        Antitrust Section, 615 West Superior Avenue, 11th Floor, Cleveland, OH 44113, Telephone: (216) 787-4484, Fax: (866) 503-2011, 
                        <E T="03">Beth.Finnerty@OhioAGO.gov</E>
                        , 
                        <E T="03">Edward.Olszewski@OhioAGO.gov</E>
                        , 
                        <E T="03">Thomas.Collin@OhioAGO.gov</E>
                        .
                    </FP>
                </EXTRACT>
                <HD SOURCE="HD1">United States District Court for the Southern District of Ohio Eastern Division</HD>
                <EXTRACT>
                    <P>
                        <E T="03">United States of America,</E>
                         and 
                        <E T="03">State of Ohio,</E>
                         Plaintiffs, v. 
                        <E T="03">OhioHealth Corporation,</E>
                         Defendant.
                    </P>
                    <FP>Case No. 2:26-cv-207</FP>
                    <FP>Judge Algenon L. Marbley</FP>
                    <FP>Magistrate Judge S. Courter M. Shimeall</FP>
                </EXTRACT>
                <HD SOURCE="HD1">[Proposed] Final Judgment</HD>
                <P>
                    <E T="03">Whereas,</E>
                     Plaintiffs, United States of America and the State of Ohio, filed their Complaint on February 20, 2026;
                </P>
                <P>
                    <E T="03">And Whereas,</E>
                     the United States, State of Ohio, and Defendant, OhioHealth Corporation (“OhioHealth”), have consented to entry of this Final Judgment without the taking of testimony, without trial or adjudication of any issue of fact or law, and without this Final Judgment constituting any evidence against or admission by any party relating to any issue of fact or law;
                </P>
                <P>
                    <E T="03">And Whereas,</E>
                     Defendant has signed a stipulation agreeing to be bound by the provisions of this Final Judgment pending its approval by this Court;
                </P>
                <P>
                    <E T="03">And Whereas,</E>
                     Defendant agrees to undertake certain actions and refrain from certain conduct for the purpose of remedying the anticompetitive effects alleged in the Complaint;
                </P>
                <P>
                    <E T="03">And Whereas,</E>
                     Defendant represents that the relief required by this Final Judgment can and will be made and that Defendant will not later raise a claim of hardship or difficulty as grounds for asking the Court to modify any provision of this Final Judgment;
                </P>
                <P>
                    <E T="03">Now Therefore</E>
                    , it is 
                    <E T="03">Ordered, Adjudged, and Decreed:</E>
                </P>
                <HD SOURCE="HD1">I. Jurisdiction</HD>
                <P>
                    The Court has jurisdiction over the subject matter of, and each of the parties to, this action. The Complaint states a claim upon which relief may be granted against Defendant under Section 1 of the Sherman Act, as amended, 15 U.S.C. 1, and Ohio's Valentine Act, Ohio Revised Code Sections 1331.01 
                    <E T="03">et seq.</E>
                </P>
                <HD SOURCE="HD1">II. Definitions</HD>
                <P>As used in this Final Judgment:</P>
                <P>A. “Benefit Plan” means a specific set of Healthcare Services that is made available to a Payor's members through a health plan underwritten by an insurer, a self-funded benefit plan, or a Medicare Part C plan. The term “Benefit Plan” does not include workers' compensation programs, Medicare (except Medicare Part C plans), Medicaid, or uninsured discount plans.</P>
                <P>B. “Broad Network” means a network that offers a full range of Healthcare Services to a Payor's members and is not significantly limited in the number of Providers in the network.</P>
                <P>C. “Broad Network Benefit Plan” means any Benefit Plan that is offered with a Broad Network.</P>
                <P>D. “Center of Excellence” means a feature of a Benefit Plan that designates Providers of certain Healthcare Services based on objective quality or quality-and-price criteria in order to encourage patients to obtain such Healthcare Services from those designated Providers.</P>
                <P>E. “Commercial Benefit Plan” means a “Benefit Plan” that does not include Medicare Part C plans.</P>
                <P>F. “Defendant” means OhioHealth Corporation, an Ohio Healthcare Services corporation with its headquarters in Columbus, Ohio, its successors and assigns, and its subsidiaries, divisions, groups, affiliates, partnerships, and joint ventures, and their directors, officers, managers, agents, and employees.</P>
                <P>G. “Healthcare Services” mean any or all inpatient services, outpatient services, professional services, and ancillary services. “Healthcare Services” does not mean management of patient care, such as through population health programs or employee or group wellness programs.</P>
                <P>H. “Including” means including, but not limited to.</P>
                <P>I. “Narrow Network” means a network composed of a significantly limited number of Providers that offers a range of Healthcare Services to a Payor's members.</P>
                <P>
                    J. “Payor” means any Person providing commercial health insurance or access to Provider networks, including managed-care organizations, and rental networks (
                    <E T="03">i.e.,</E>
                     entities that lease, rent, or otherwise provide direct or indirect access to a proprietary network of Providers), regardless of whether that entity bears any risk or makes any payment relating to the provision of healthcare. The term “Payor” includes Persons that provide Medicare Part C plans but does not include Medicare (except Medicare Part C plans), Medicaid, or TRICARE, or entities that otherwise contract on behalf of Medicare (except Medicare Part C plans), Medicaid, or TRICARE.
                </P>
                <P>
                    K. “Penalize” means using any contract term or taking any action that has the actual or likely effect of restraining, discouraging, or reducing Steering through the use of Steered Plans or Transparency. The term “Penalize” has a meaning that is broader than “prohibit” or “prevent.” In determining whether any contract provision or action “Penalizes” Steering, factors that may be considered 
                    <PRTPAGE P="46472"/>
                    include: the facts and circumstances relating to the contract provision or action and its economic impact.
                </P>
                <P>L. “Person” means any natural person, corporation, company, partnership, joint venture, firm, association, proprietorship, agency, board, authority, commission, office, or other business or legal entity.</P>
                <P>M. “Provider” means all of any part of any Person delivering any Healthcare Service. For avoidance of doubt, two different hospitals owned by the same corporation or other business entity are each a Provider.</P>
                <P>N. “Reference-Based Pricing” means a feature of a Benefit Plan pursuant to which a Payor pays up to a uniformly-applied defined contribution, based on an external price set by the Payor, with the Payor's member being required to pay the remainder of the full price charged for a Healthcare Service. However, a Benefit Plan with Reference-Based Pricing as a feature may permit a Payor to pay a portion of this remainder.</P>
                <P>O. “Relevant Payors” means any Payor with which Defendant has a contractual relationship, or that contacts or communicates with the Defendant about contracting for Defendant's participation in a Benefit Plan or Provider network.</P>
                <P>P. “Site-of-Service Steering” means a feature of a Benefit Plan pursuant to which a Payor requires or encourages, including by providing different levels of benefits, its members to obtain certain Healthcare Services at specific facilities or types of facilities.</P>
                <P>Q. “Steered Plan” means any Benefit Plan with one or more forms of Steering. Steered Plans include, but are not limited to, Narrow Network Benefit Plans, Tiered Network Benefit Plans, or any Benefit Plans with Reference-Based Pricing, Site-of-Service Steering, or a Center of Excellence as a component.</P>
                <P>R. “Steered” or “Steering” means a Payor providing any incentive to that Payor's members to seek care at specific Providers or types of Providers.</P>
                <P>S. “Tiered Network” means a network of Providers (i) that a Payor divides into different sub-groups based on objective price, access, and/or quality criteria; and (ii) for which a Payor's members receive different levels of benefits when they use Healthcare Services from Providers in the different sub-groups.</P>
                <P>T. “Transparency” means communication of any price, cost, quality, or patient experience information directly or indirectly by a Payor to its members or other Persons that contract with the Payor for access to a Benefit Plan or Plans.</P>
                <HD SOURCE="HD1">III. Applicability</HD>
                <P>This Final Judgment applies to Defendant, as defined above, and all other Persons in active concert with, or participation with, Defendant who receive actual notice of this Final Judgment.</P>
                <HD SOURCE="HD1">IV. Prohibited Conduct</HD>
                <P>A. Any and all of Defendant's contract provisions that prohibit, deter, prevent, or Penalize Steering, Steered Plans, or Transparency are void and unenforceable. For example, the contract language reproduced in Exhibit A is void, and Defendant may not enforce or attempt to enforce it.</P>
                <P>B. Defendant must not seek or obtain any contract provision that would prohibit, deter, prevent, or Penalize Steering, Steered Plans, or Transparency, including:</P>
                <P>1. requirements of prior approval for the introduction of new Benefit Plans; or</P>
                <P>2. requirements that Defendant be included in the most-preferred tier of Benefit Plans, though Defendant may seek to participate in the most-preferred tier of a Benefit Plan.</P>
                <P>C. Defendant must not take any action that Penalizes, or threatens to Penalize, a Payor for (i) providing (or planning to provide) Transparency, (ii) engaging in (or planning to engage in) Steering, or (iii) designing, offering, expanding, or marketing (or planning to design, offer, expand, or market) a Steered Plan.</P>
                <P>
                    D. Defendant must not seek or obtain any contract provision that prohibits, deters, prevents, or Penalizes Steering, Steered Plans, or Transparency, including by requiring that Defendant be included in the most-preferred tier of any Benefit Plan. However, notwithstanding this Paragraph IV.D, Defendant may enter into a contract with any Payor that provides Defendant with the right to participate in the most-preferred tier of a Benefit Plan under the same terms and conditions as any other Provider, provided that if Defendant declines to participate in the most-preferred tier of that Benefit Plan, then Defendant must participate in that Benefit Plan on terms and conditions that are substantially the same as any terms and conditions of any then-existing broad-network Benefit Plan (
                    <E T="03">e.g.,</E>
                     PPO plan) in which Defendant participates with that Payor. Additionally, notwithstanding Paragraph IV.D, nothing in this Final Judgment prohibits Defendant from obtaining any criteria used by the Payor to (i) assign Providers to each tier in any Tiered Network; and/or (ii) designate Providers as a Center of Excellence.
                </P>
                <HD SOURCE="HD1">V. Permitted Conduct</HD>
                <P>A. Defendant may exercise any contractual right it has, provided it does not engage in any Prohibited Conduct as set forth above.</P>
                <P>B. For any Narrow Network in which Defendant is the most-prominently featured Provider, Defendant may restrict steerage within that Narrow Network.</P>
                <P>C. Defendant may communicate with a Payor's members about considerations that may be important to patients when choosing a provider or site of service, provided it does not engage in any Prohibited Conduct as set forth above.</P>
                <P>D. With regard to information communicated as part of any Transparency effort, nothing in this Final Judgment prohibits Defendant from reviewing its information to be disseminated, provided such review does not materially delay the dissemination of the information. Furthermore, Defendant may challenge inaccurate information or seek appropriate legal remedies relating to inaccurate information disseminated by third parties. Also, for a Payor's dissemination of price or cost information (other than communication of an individual consumer's or member's actual or estimated out-of-pocket expense or information made public under applicable law), nothing in the Final Judgment will prevent or impair Defendant from enforcing current or future provisions, including but not limited to confidentiality provisions, that (i) prohibit a Payor from disseminating price or cost information to Defendant's competitors, other Payors, or the general public except as required under applicable laws; and/or (ii) unless otherwise provided under applicable law, require a Payor to obtain a covenant from any third party that receives such price or cost information that such third party will not disclose that information to Defendant's competitors, another Payor, the general public, or any other third party lacking a reasonable need to obtain such competitively sensitive information, provided the Defendant does not engage in any Prohibited Conduct as set forth above. Defendant may seek all appropriate remedies (including injunctive relief) in the event that dissemination of such information occurs.</P>
                <HD SOURCE="HD1">VI. Required Conduct</HD>
                <P>
                    A. Within fifteen (15) business days of the entry of this Final Judgment, Defendant must notify any Relevant Payor in writing that this Final Judgment has been entered (enclosing a 
                    <PRTPAGE P="46473"/>
                    copy of this Final Judgment) and that it prohibits Defendant from entering into or enforcing any contract provision that would prohibit, prevent, or Penalize Steering, Steered Plans, or Transparency, or taking any other action that violates this Final Judgment.
                </P>
                <P>B. While the Final Judgment is in effect, Defendant must notify, in writing, any Relevant Payors not previously notified pursuant to Paragraph VI.A that this Final Judgment has been entered (enclosing a copy of this Final Judgment) and that it prohibits Defendant from entering into or enforcing any contract provision that would prohibit, prevent, or Penalize Steering, Steered Plans, or Transparency, or taking any other action that violates this Final Judgment, within five (5) business days of the exchange of written terms or a draft agreement between such Relevant Payor and Defendant about Defendant's participation in that Payor's Benefit Plan or Provider network.</P>
                <P>C. For five (5) years from the entry of the Final Judgment, on the final business day of each calendar quarter, Defendant must provide a written report to the monitor and each Plaintiff identifying each Payor with which Defendant (1) agreed to new or amended contract terms, (2) declined to participate in any Tiered Network, and (3) contracted for the right to participate in the most-preferred tier of a Benefit Plan that is described in Section IV.D of the Final Judgment.</P>
                <HD SOURCE="HD1">VII. Affidavits</HD>
                <P>A. Within forty-five (45) calendar days of entry of the Stipulation and Order in this case, and every forty-five (45) calendar days thereafter until the actions required by this Final Judgment in Paragraphs VI.A, IX.A.1 and IX.A.3 have been completed, Defendant must deliver to the United States and the State of Ohio an affidavit, signed by Defendant's General Counsel, describing in reasonable detail the fact and manner of Defendant's compliance with this Final Judgment. The United States, in its sole discretion, may approve different signatories for the affidavits.</P>
                <HD SOURCE="HD1">VIII. Appointment of Monitor</HD>
                <P>A. Upon application of the United States, which Defendant may not oppose, the Court will appoint a monitor selected by the United States in its sole discretion, after consultation with the State of Ohio, and approved by the Court. Defendant may propose up to three (3) monitor candidates to the United States. Once approved, the court-appointed monitor should be considered by the Plaintiffs and Defendant to be an arm and representative of the Court.</P>
                <P>B. The monitor will have the power and authority to monitor Defendant's compliance with the terms of this Final Judgment and the Stipulation and Order entered by the Court, including compliance with Sections IV, VI, and IX. The monitor may also have other powers as the Court deems appropriate. The monitor will have no responsibility or obligation for the operation of the Defendant's business. No attorney-client relationship will be formed between Defendant and the monitor.</P>
                <P>C. The monitor will have the authority to take such steps as, in the judgment of the monitor and the United States, may be necessary to accomplish the monitor's responsibilities. The monitor may seek information from Defendant's personnel, including in-house counsel, compliance personnel, and internal auditors. Defendant must establish a policy, annually communicated to all employees, that employees may disclose any information to the monitor without reprisal for such disclosure. Defendant must not retaliate against any employee or third party for disclosing information to the monitor.</P>
                <P>D. Defendant may not object to actions taken by the monitor in fulfillment of the monitor's responsibilities under any Order of the Court on any ground other than malfeasance by the monitor. Disagreements between the monitor and Defendant related to the scope of the monitor's responsibilities do not constitute malfeasance. Objections by Defendant must be conveyed in writing to the United States, the State of Ohio, and the monitor within twenty (20) calendar days of the monitor's action that gives rise to Defendant's objection, or the objection is waived.</P>
                <P>E. The monitor will serve at the cost and expense of Defendant pursuant to a written agreement, on terms and conditions, including confidentiality requirements and conflict of interest certifications, approved by the United States in its sole discretion. If the monitor and Defendant are unable to reach such a written agreement within fourteen (14) calendar days of the Court's appointment of the monitor, or if the United States, in its sole discretion, declines to approve the proposed written agreement, the United States, in its sole discretion, may take appropriate action, including making a recommendation to the Court, which may set the terms and conditions for the monitor's work, including compensation, costs, and expenses.</P>
                <P>F. The monitor may hire, at the cost and expense of Defendant, any agents and consultants, including attorneys, and accountants, that are reasonably necessary in the monitor's judgment to assist with the monitor's duties. These agents or consultants will be directed by and solely accountable to the monitor and will serve on terms and conditions, including confidentiality requirements and conflict-of-interest certifications, approved by the United States, in its sole discretion. Within three (3) business days of hiring any agents or consultants, the monitor must provide written notice of the hiring and the rate of compensation to Defendant and the United States.</P>
                <P>G. The compensation of the monitor and agents or consultants retained by the monitor must be on reasonable and customary terms commensurate with the individuals' experience and responsibilities.</P>
                <P>H. The monitor must account for all costs and expenses incurred.</P>
                <P>I. Defendant's failure to promptly pay the monitor's accounted-for costs and expenses, including for agents and consultants, will constitute a violation of this Final Judgment and may result in sanctions ordered by the Court. If Defendant makes a timely objection in writing to the United States to any part of the monitor's accounted-for costs and expenses, Defendant must establish an escrow account into which Defendant must pay the disputed costs and expenses until the dispute is resolved.</P>
                <P>J. Defendant must use best efforts to cooperate fully with the monitor and to assist the monitor to monitor Defendant's compliance with its obligations under this Final Judgment and the Stipulation and Order, including with Sections IV, VI, and IX. Subject to reasonable protection for trade secrets, other confidential research, development, or commercial information, or any applicable privileges, Defendant must provide the monitor, and agents or consultants retained by the monitor, with full and complete access to all personnel (current and former), agents, consultants, books, records, and facilities. Defendant may not take any action to interfere with or to impede accomplishment of the monitor's responsibilities.</P>
                <P>
                    K. The monitor must investigate and report on Defendant's compliance with this Final Judgment and the Stipulation and Order. The monitor must provide periodic reports to the United States and the State of Ohio setting forth Defendant's efforts to comply with its obligations under this Final Judgment and the Stipulation and Order. The 
                    <PRTPAGE P="46474"/>
                    United States, in its sole discretion, will set the frequency of the monitor's reports, but, at minimum, the monitor must provide written reports at least every one hundred and eighty (180) days for the first two (2) years of the term of the monitor's appointment, after which the monitor must provide written reports on at least an annual basis. The monitor must provide the first written report within one hundred and eighty (180) days of the monitor's appointment by the Court. The United States, in its sole discretion, may change the frequency of the monitor's written reports at any time, communicate or meet with the monitor at any time, and make any request of the monitor as the United States deems appropriate.
                </P>
                <P>L. Within thirty (30) calendar days after appointment of the monitor by the Court, and on a yearly basis thereafter, the monitor must provide to the United States, the State of Ohio, and Defendant a proposed written work plan. Defendant may provide comments on the proposed written work plan to the United States, the State of Ohio, and the monitor within fourteen (14) calendar days after receipt, after which the monitor must produce a final work plan to the United States, the State of Ohio, and Defendant, for approval by the United States in its sole discretion. Any disputes between Defendant and the monitor with respect to any written work plan will be decided by the United States in its sole discretion. The United States retains the right, in its sole discretion, to require changes or additions to a work plan at any time.</P>
                <P>
                    M. The monitor may communicate 
                    <E T="03">ex parte</E>
                     with the Court when, in the monitor's judgment, such communication is reasonably necessary to the monitor's duties under this Final Judgment, including if Defendant fails to pay the monitor's costs and expenses in a timely manner or otherwise violates this Final Judgment.
                </P>
                <P>N. The monitor will serve for a term of five years after being appointed, unless the United States, in its sole discretion, determines a different period is appropriate.</P>
                <P>O. If the United States determines that the monitor is not acting diligently or in a reasonably cost-effective manner, or if the monitor resigns or becomes unable to accomplish the monitor's duties, the United States may recommend that the Court appoint a substitute.</P>
                <P>P. For the duration of the term of the monitor, Defendant must provide to the monitor a copy of each new contract and each new amendment to a contract that covers Healthcare Services that Defendant has executed with any Payor within the last one-hundred and eighty (180) calendar days. Defendant must provide the contracts to the monitor in batches every one-hundred and eighty (180) calendar days, or within ten (10) calendar days upon request of the monitor at any time during the monitorship. Defendant will also notify the monitor within thirty (30) calendar days of having reason to believe that Defendant, or any Provider on whose behalf Defendant negotiates, has a contract with any Payor with a provision that prohibits, prevents, or Penalizes Steering, Steered Plans, or Transparency.</P>
                <HD SOURCE="HD1">IX. Compliance</HD>
                <P>A. Defendant must:</P>
                <P>1. within fifteen (15) calendar days of entry of this Final Judgment, provide a copy of this Final Judgment to each of Defendant's directors and officers, and to each employee or agent whose job responsibilities include negotiating or approving agreements on behalf of Defendant with Payors for the purchase of Healthcare Services;</P>
                <P>2. distribute in a timely manner a copy of this Final Judgment to any Person who succeeds to, or subsequently holds, a position at Defendant of director, officer, or other position for which the job responsibilities include negotiating or approving agreements with Payors for the purchase of Healthcare Services; and</P>
                <P>3. within sixty (60) calendar days of entry of this Final Judgment, develop and implement procedures necessary to ensure Defendant's compliance with this Final Judgment. Such procedures must ensure that Defendant's directors, officers, or employees have the opportunity to raise questions about this Final Judgment with counsel (which may be outside counsel).</P>
                <P>B. For the purposes of determining or securing compliance with this Final Judgment or of related orders such as the Stipulation and Order or of determining whether this Final Judgment should be modified or vacated, upon the written request of an authorized representative of the Assistant Attorney General for the Antitrust Division or the Attorney General of the State of Ohio and reasonable notice to Defendant, Defendant must permit, from time to time and subject to legally recognized privileges, authorized representatives, including agents retained by the United States or the State of Ohio;</P>
                <P>1. to have access during Defendant's business hours to inspect and copy, or at the option of the United States, to require Defendant to provide electronic copies of all books, ledgers, accounts, records, data, and documents, wherever located, in the possession, custody, or control of Defendant relating to any matters contained in this Final Judgment; and</P>
                <P>2. to interview, either informally or on the record, Defendant's officers, employees, or agents, wherever located, who may have their individual counsel present, relating to any matters contained in this Final Judgment. The interviews must be subject to the reasonable convenience of the interviewee and without restraint or interference by Defendant.</P>
                <P>C. Upon the written request of an authorized representative of the Assistant Attorney General for the Antitrust Division of the Attorney General of the State of Ohio, Defendant must submit written reports or respond to written interrogatories, under oath if requested, relating to any matters contained in this Final Judgment.</P>
                <HD SOURCE="HD1">X. Public Disclosure</HD>
                <P>A. No information or documents obtained pursuant to any provision in this Final Judgment, including reports the monitor provides to the United States and the State of Ohio, pursuant to Paragraph VIII.K, may be divulged by the United States, the State of Ohio, or the monitor, to any person other than an authorized representative of the executive branch of the United States or an authorized representative of the State of Ohio, except in the course of legal proceedings to which the United States or the State of Ohio is a party, including grand-jury proceedings, for the purpose of securing compliance with this Final Judgment, or as otherwise required by law.</P>
                <P>B. In the event that the monitor receives a subpoena, court order, or other court process seeking or requiring production of information or documents obtained pursuant to any provision in this Final Judgment, including reports the monitor provides to the United States and the State of Ohio, pursuant to Paragraph VIII.K, the monitor must notify the United States, the State of Ohio, and Defendant immediately, and no fewer than fourteen (14) calendar days prior to any disclosure, so that Defendant may address such potential disclosure and, if necessary, pursue alternative legal remedies, including if deemed appropriate by Defendant, intervention in the relevant proceedings.</P>
                <P>
                    C. In the event of a request by a third party, pursuant to the Freedom of Information Act, 5 U.S.C. 552, or the Ohio Public Records Act, O.R.C. § 149.43, for disclosure of information obtained pursuant to any provision of this Final Judgment, the United States 
                    <PRTPAGE P="46475"/>
                    will act in accordance with that statute and the Department of Justice regulations at 28 CFR part 16, including the provision on confidential commercial information at 28 CFR 16.7, and the State of Ohio will act in accordance with its applicable disclosure laws. Records containing any such information shall be deemed confidential law enforcement investigatory records under O.R.C. § 149.43(A)(1). When submitting information to the Antitrust Division, Defendant should designate the confidential commercial information portions of all applicable documents and information under 28 CFR 16.7. Designations of confidentiality expire 10 years after submission, “unless the submitter requests and provides justification for a longer designation period.” 
                    <E T="03">See</E>
                     28 CFR 16.7(b).
                </P>
                <P>D. If at the time that Defendant furnishes information or documents to the United States or the State of Ohio pursuant to any provision of this Final Judgment, Defendant represents and identifies in writing information or documents for which a claim of protection may be asserted under Rule 26(c)(1)(G) of the Federal Rules of Civil Procedure, and Defendant marks each pertinent page of such material, “Subject to claim of protection under Rule 26(c)(1)(G) of the Federal Rules of Civil Procedure,” the United States and the State of Ohio must give Defendant ten (10) calendar days' notice before divulging the material in any legal proceeding (other than a grand jury proceeding).</P>
                <HD SOURCE="HD1">XI. Retention of Jurisdiction</HD>
                <P>The Court retains jurisdiction to enable any party to this Final Judgment to apply to the Court at any time for further orders and directions as may be necessary or appropriate to carry out or construe this Final Judgment, to modify any of its provisions, to enforce compliance, and to punish violations of its provisions.</P>
                <HD SOURCE="HD1">XII. Enforcement of Final Judgment</HD>
                <P>A. If at any time during the five-year period following entry of this Final Judgment, the United States determines in its sole discretion that the Final Judgment has failed to fully redress the violations alleged in the Complaint, then the United States may re-open this proceeding to seek additional relief. Such additional relief may be ordered by this Court upon a finding by a preponderance of the evidence that there is a reasonable probability that the proposed Final Judgment did not fully redress the violations alleged in the Complaint.</P>
                <P>B. The United States, or the State of Ohio, retains and reserves all rights to enforce the provisions of this Final Judgment, including the right to seek an order of contempt from the Court. In a civil contempt action, a motion to show cause, or a similar action brought by the United States or the State of Ohio relating to an alleged violation of this Final Judgment, the United States or the State of Ohio may establish a violation of this Final Judgment and the appropriateness of a remedy therefor by a preponderance of the evidence, and Defendants waive any argument that a different standard of proof should apply.</P>
                <P>C. This Final Judgment should be interpreted to give full effect to the procompetitive purposes of the antitrust laws and to restore the competition the United States and the State of Ohio allege was harmed by the challenged conduct. Defendant may be held in contempt of, and the Court may enforce, any provision of this Final Judgment that, as interpreted by the Court in light of these procompetitive principles and applying ordinary tools of interpretation, is stated specifically and in reasonable detail, whether or not it is clear and unambiguous on its face. In any such interpretation, the terms of this Final Judgment should not be construed against any party as the drafter.</P>
                <P>D. In an enforcement proceeding in which the Court finds that Defendant has violated this Final Judgment, the United States may apply to the Court for an extension of this Final Judgment, together with other relief that may be appropriate. In connection with a successful effort by the United States or the State of Ohio to enforce this Final Judgment against Defendant, whether litigated or resolved before litigation, Defendant must reimburse the United States or the State of Ohio for the fees and expenses of its attorneys, as well as all other costs including experts' fees, incurred in connection with that effort to enforce this Final Judgment, including during the investigation of the potential violation.</P>
                <P>E. For a period of four (4) years following the expiration of this Final Judgment, if the United States has evidence that Defendant violated this Final Judgment before it expired, the United States may file an action against Defendant in this Court requesting that the Court order: (1) Defendant to comply with the terms of this Final Judgment for an additional term of at least four years following the filing of the enforcement action; (2) all appropriate contempt remedies; (3) additional relief needed to ensure Defendant complies with the terms of this Final Judgment; and (4) fees or expenses as called for by this Section XII.</P>
                <HD SOURCE="HD1">XIII. Expiration of Final Judgment</HD>
                <P>Unless the Court grants an extension, this Final Judgment will expire ten (10) years from the date of its entry, except that after five (5) years from the date of its entry, this Final Judgment may be terminated upon notice by the United States to the Court, Defendant, and the State of Ohio that the continuation of this Final Judgment is no longer necessary or in the public interest.</P>
                <HD SOURCE="HD1">XIV. Reservation of Rights</HD>
                <P>This Final Judgment terminates only the claims stated in the Complaint against Defendant and does not affect other charges or claims the United States or the State of Ohio may file.</P>
                <HD SOURCE="HD1">XV. Public Interest Determination</HD>
                <P>The parties have complied with the requirements of the Antitrust Procedures and Penalties Act, 15 U.S.C. 16, including by making available to the public copies of this Final Judgment and the Competitive Impact Statement, public comments thereon, and any response to comments by the United States. Based upon the record before the Court, which includes the Competitive Impact Statement and, if applicable, any comments and response to comments filed with the Court, entry of this Final Judgment is in the public interest.</P>
                <EXTRACT>
                    <FP>Date: </FP>
                    <FP SOURCE="FP-DASH"/>
                    <FP>[Court approval subject to procedures of Antitrust Procedures and Penalties Act, 15 U.S.C. 16]</FP>
                    <FP SOURCE="FP-DASH"/>
                    <FP>Algenon L. Marbley, United States District Judge.</FP>
                </EXTRACT>
                <HD SOURCE="HD1">Exhibit A</HD>
                <P>Examples of contract provisions that are void and unenforceable according to the Final Judgment.</P>
                <HD SOURCE="HD2">Examples of Contract Provisions That Prohibit, Deter, Prevent or Penalize Steering, Steered Plans, or Transparency</HD>
                <P>
                    1. If [OhioHealth's] Network Exclusion or inclusion in limited benefit plan product offerings as described in [another section] above results, in the good faith and reasonable opinion of [OhioHealth], in an adverse and material financial impact on any [OhioHealth's] volumes or revenues received for Covered Services in excess of [amount] per year, [the contracting payor] agrees to an adjustment in the Company Rate to offset such impact, 
                    <PRTPAGE P="46476"/>
                    applicable to and as proposed by [OhioHealth].
                </P>
                <P>
                    2. In the event [payor] causes a Network Exclusion for [an OhioHealth] provider or includes [OhioHealth] Hospital as a participating provider in any limited benefit plan products (
                    <E T="03">i.e.,</E>
                     products with individual annual benefit maximum [amount]), then this Agreement will automatically terminate on the 90th day following implementation of the Network Exclusion, unless, by the end of such 90 day period:
                </P>
                <P>(A) [Payor] obtains the written consent of [OhioHealth] as to its Network Exclusion or inclusion in limited benefit plan product offerings as described in [another section].1 above; and</P>
                <P>(B) If [OhioHealth]'s Network Exclusion or inclusion in limited benefit plan product offerings as described in [another section] above results, in the good faith and reasonable opinion of [OhioHealth], in an adverse and material financial impact on any [OhioHealth] Providers' volumes or revenues received for Covered Services in excess of [amount] per year, Company shall agree to an adjustment in the Company Rate to offset such impact, applicable to and as proposed by such affected [OhioHealth] Provider.</P>
                <P>No such termination or Company Rate adjustment shall be made if the reason for the [OhioHealth] Provider's Network Exclusion is a failure by [OhioHealth] Provider to meet any non-financial selection criteria established by Company for similarly situated providers in the Other Network Benefit Plan product or service as stipulated in [another Section], or [OhioHealth] Provider willingly chooses not to be a Participating Provider in such Other Network Benefit Plan product or service.</P>
                <P>3. Under no circumstances shall [payor], [a payor] Affiliate, Plan or a sponsor, or their respective affiliates, subsidiaries and independent contractors (collectively or individually, as the case may be, “[a payor] Advisor”) provide verbal, written, website or other advice, counseling or information to Covered Individuals, their representatives, treating physicians or practitioners or others regarding higher payment rates and/or charges of Covered Services provided at OhioHealth Provider facilities versus other provider facilities, or undertake any strategy to directly or indirectly steer Covered Individuals to provider facilities other than those of any OhioHealth Provider, based on price/charge differences, or for any reason other than the availability of health care services at the OhioHealth Provider (collectively or individually, as the case may be, a “Rate Comparison Program”), except for Rate Comparison Programs permitted under [other sections].</P>
                <HD SOURCE="HD1">United States District Court for the Southern District of Ohio Eastern Division</HD>
                <EXTRACT>
                    <P>
                        <E T="03">United States of America,</E>
                         and 
                        <E T="03">State of Ohio</E>
                        , Plaintiffs, v. 
                        <E T="03">Ohiohealth Corporation,</E>
                         Defendant.
                    </P>
                    <FP>Case No. 2:26-cv-00207</FP>
                    <FP>Judge Algenon L. Marbley</FP>
                    <FP>Magistrate Judge S. Courter M. Shimeall</FP>
                </EXTRACT>
                <HD SOURCE="HD1">Competitive Impact Statement</HD>
                <P>In accordance with the Antitrust Procedures and Penalties Act, 15 U.S.C. 16(b)-(h) (the “APPA” or “Tunney Act”), the United States of America files this Competitive Impact Statement related to the proposed Final Judgment filed in this civil antitrust proceeding.</P>
                <HD SOURCE="HD1">I. Nature and Purpose of the Proceeding</HD>
                <P>
                    On February 20, 2026, the United States and the State of Ohio (together “Plaintiffs”) filed a civil antitrust complaint against OhioHealth Corporation (“OhioHealth”) (
                    <E T="03">See</E>
                     ECF No. 1) (“Complaint”). The Complaint alleges that OhioHealth imposes anticompetitive contract restrictions on health insurers, which effectively deprive Columbus-area consumers of the choice of lower-cost health plan options and reduce competition among hospitals. As the Complaint alleges, OhioHealth's contracts with health insurers (also called payors) contain provisions that (1) require health insurers to include OhioHealth in all networks for all commercial insurance products at the most favored level of benefits in each network, and (2) limit health insurers from providing truthful information to their members about more cost-effective treatment options, with the effect of protecting OhioHealth against price competition for healthcare services in violation of Section 1 of the Sherman Act, 15 U.S.C. 1.
                </P>
                <P>
                    On June 16, 2026, Plaintiffs filed a proposed Final Judgment 
                    <SU>1</SU>
                    <FTREF/>
                     and Order 
                    <SU>2</SU>
                    <FTREF/>
                     (“Stipulation and Order”), wherein OhioHealth agreed to undertake certain actions and refrain from certain conduct for the purpose of remedying the anticompetitive effects alleged in the Complaint.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         Proposed Final Judgment, 
                        <E T="03">United States et al.</E>
                         v. 
                        <E T="03">OhioHealth Corporation,</E>
                         Case No. 2:26-cv-00207, ECF 29-2 (S.D. Ohio June 16, 2026).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         Stipulation and Order, 
                        <E T="03">United States et al.</E>
                         v. 
                        <E T="03">OhioHealth Corporation,</E>
                         Case No. 2:26-cv-00207, ECF 30 (S.D. Ohio June 16, 2026).
                    </P>
                </FTNT>
                <P>
                    Under the proposed Final Judgment, which is explained more fully below, OhioHealth will remove restrictions on steering and transparency (
                    <E T="03">i.e.,</E>
                     sharing information with members about more cost-effective options) from its contracts with payors, will not seek to reinstitute such restrictions, and will refrain from penalizing insurers for engaging in steering and transparency initiatives.
                </P>
                <P>Plaintiffs and OhioHealth have stipulated that the proposed Final Judgment may be entered after compliance with the APPA. Entry of the proposed Final Judgment will terminate this action, except that the Court will retain jurisdiction to construe, modify, or enforce the provisions of the proposed Final Judgment and to punish violations thereof.</P>
                <HD SOURCE="HD1">II. Description of Events Giving Rise to the Alleged Violation</HD>
                <HD SOURCE="HD2">A. OhioHealth</HD>
                <P>OhioHealth is an Ohio not-for-profit healthcare services corporation, with its principal place of business in Columbus, Ohio. OhioHealth owns or manages sixteen (16) hospitals and outpatient facilities, physician groups, and other healthcare services throughout Ohio.</P>
                <P>OhioHealth is one of the most significant health systems in and around central Ohio. OhioHealth uses its market power—built upon the scale, breadth, configuration of its providers, large size, and many locations—to extract restrictive contract provisions and high prices from payors. OhioHealth's “reimbursement rates” are significantly higher than those of its competitors. Payors must have OhioHealth as a participant in at least some of their provider networks to have viable health insurance products to offer to consumers and employers. However, OhioHealth requires that payors include OhioHealth in all networks for all commercial insurance products, regardless of how OhioHealth's prices compare to those of its competitors, and requires that OhioHealth be featured at the most favored level of benefits in each network.</P>
                <HD SOURCE="HD2">B. Relevant Market</HD>
                <P>
                    The Complaint alleges that OhioHealth has market power in a relevant market for the sale of inpatient general acute care (“GAC”) hospital services to commercial payors and their members. Although the contractual restrictions imposed by OhioHealth affect both inpatient services and OhioHealth's other healthcare services, the sale of inpatient GAC hospital services to commercial payors and their members is a relevant product market in which to assess the market power that 
                    <PRTPAGE P="46477"/>
                    OhioHealth wields and the competitive effects of OhioHealth's contractual restrictions. Inpatient GAC hospital services consist of a broad group of medical and surgical diagnostic and treatment services that include a patient's overnight stay in the hospital. Although individual inpatient GAC hospital services are not substitutes for each other (
                    <E T="03">e.g.,</E>
                     obstetrics is not a substitute for cardiac services), payors typically contract for the various individual inpatient GAC hospital services as a bundle, the services are sold under similar competitive conditions, and OhioHealth's contractual restrictions have an adverse impact on competition for the sale of all inpatient GAC hospital services. Therefore, inpatient GAC hospital services can be aggregated.
                </P>
                <P>The Complaint alleges that the area comprising Franklin and Delaware counties in Ohio is a relevant geographic market. OhioHealth, in the ordinary course of its business, defines and identifies Franklin and Delaware counties as “Central Columbus,” a distinct region for the delivery of healthcare services. Patients in Central Columbus prefer to receive inpatient GAC hospital services at hospitals that are close to their homes. Because of this, a payor without any in-network hospitals located in Central Columbus would not be competitive selling commercial health plans in Central Columbus.</P>
                <P>The area not larger than the Columbus Metropolitan Statistical Area (“MSA”), as defined by the U.S. Office of Management and Budget, is also a relevant geographic market in which market power in the sale of inpatient GAC hospital services can be exercised. This market includes the Ohio counties of Delaware, Fairfield, Franklin, Hocking, Licking, Madison, Morrow, Perry, Pickaway, and Union. Patients in the Columbus MSA prefer to receive inpatient GAC hospital services at hospitals that are close to their homes. Because of this, a payor without any in-network hospitals located in the Columbus MSA would not be competitive selling commercial health plans in the Columbus MSA.</P>
                <HD SOURCE="HD2">C. The Anticompetitive Effects of OhioHealth's Contract Provisions</HD>
                <P>OhioHealth's contract provisions effectively prevent health insurers from offering consumers and employers the opportunity to pay less for healthcare from less expensive hospitals and providers. The restrictions that OhioHealth demands from health insurers inhibit competition among hospitals because OhioHealth's contract restrictions limit the opportunity of hospitals with lower prices to gain more volume. This means that hospitals lack an incentive to further reduce prices in order to gain volume, interfering with the basic price-setting mechanism. Additionally, because the restrictions deter OhioHealth's competitors from competing by reducing prices, they protect OhioHealth from pressure to reduce its own prices. In turn, this inhibited price competition raises the cost of health insurance and results in patients and employers paying more for essential healthcare.</P>
                <P>Health insurers design budget-conscious plans to give patients and employers the opportunity to save money by choosing among differently priced options for their healthcare. Health insurers in markets with robust provider competition generally offer a spectrum of plans: from broad network plans that allow consumers to access virtually all providers in their area for a cost premium, to lower-cost plans that either have a more limited panel of lower-cost providers or offer patients lower out-of-pocket costs when they select care at less-expensive providers. These budget-conscious plans can take a variety of forms, including narrow network plans, tiered network plans, and plans with features including centers of excellence, site of service steering, reference-based pricing, and active transparency.</P>
                <P>—Narrow network plans offer employers and individuals the ability to reduce the cost of their health insurance. Narrow networks include a relatively limited set of cost-effective providers. When a payor creates a narrow network, it gives providers an incentive to offer competitive prices to participate in the plan in exchange for the added patient volume that being included in the new network creates. Payors recruit cost-effective providers to participate in narrow networks precisely because they are willing to provide services at lower prices. Payors are sometimes also able to secure further discounts from providers competing for the incremental flow of patients that may result from being included in a narrow network. Narrow network plans can charge lower premiums to employers and patients than broad network plans because payors are not paying as much to providers. Some employers will offer employees a choice between narrow and broad network plans, allowing the employee to pay the additional cost for the broad network plan if the employee values the additional provider options.</P>
                <P>—Tiered network plans use broad networks but reward members with lower out-of-pocket expenses if they choose cost-effective providers within the network when they seek care. For example, a plan may charge members different co-insurance payments for different hospitals. Payors may assign a lower co-insurance payment to lower-cost hospitals to give members an incentive to use hospitals that offer better value. Members of tiered network plans can choose to secure healthcare from the lower-priced favored tier of providers or to pay more for care from the more expensive tier of providers.</P>
                <P>—Centers of excellence give patients with broad network plans an incentive to seek specific healthcare services from designated groups of providers that offer better value within a broad network. When creating a center of excellence, payors identify specific high-quality, cost-effective programs—such as orthopedic surgery or oncology programs—at specific providers and encourage their members to choose care at those facilities by reducing or waiving the fees that the patient must pay. Members can then choose whether to seek care from the “center of excellence” providers that its plan has designated or to seek care from costlier providers at a higher price.</P>
                <P>—Site of service steering is a plan feature that saves money by incentivizing patients to have procedures done in a lower-cost site of service—such as an ambulatory surgery center—instead of a higher cost site of service, such as a hospital.</P>
                <P>—Reference-based pricing is a fixed reimbursement rate for a procedure (often tied to some reference point like a market average price). The member has the option to seek care from any in-network provider, but the member will bear the additional costs associated with care that is obtained from a provider that charges more than this price.</P>
                <P>—Active transparency refers to payor outreach to members to share pricing information that informs the member's choice of healthcare provider. For example, a payor may call a patient who has scheduled a magnetic resonance imaging (“MRI”) procedure at a hospital and explain that the patient could save money by rescheduling the procedure at an outpatient facility where the payor has negotiated a better rate for the procedure. The patient can then choose where to get the MRI with the benefit of additional information about the cost to the patient.</P>
                <HD SOURCE="HD1">III. Explanation of the Proposed Final Judgment</HD>
                <P>
                    The relief required by the proposed Final Judgment will remedy the loss of competition alleged in the Complaint. 
                    <PRTPAGE P="46478"/>
                    The terms described below are designed to ensure that OhioHealth ends its anticompetitive conduct and prevent OhioHealth from engaging in the same or similar conduct in the future.
                </P>
                <P>OhioHealth has market power in inpatient GAC hospital services and uses it to restrict steering across the broad range of healthcare services that OhioHealth provides throughout Ohio. The proposed Final Judgment therefore applies to this broad range of healthcare services. In addition to inpatient GAC services, the proposed Final Judgment covers outpatient services, professional services rendered by physicians, and ancillary services, defined by the proposed Final Judgment as “Healthcare Services.”</P>
                <P>The proposed Final Judgment also applies to a broad range of commercial benefit plans. This includes health plans underwritten by an insurer, self-funded benefit plans, or Medicare Part C plans. The term “Benefit Plan” does not include workers' compensation programs, Medicare (except Medicare Part C plans), Medicaid, or uninsured discount plans.</P>
                <HD SOURCE="HD2">A. Prohibited Conduct</HD>
                <P>The proposed Final Judgment seeks to restore competition by prohibiting OhioHealth from engaging in anticompetitive conduct. There are four main provisions that the proposed Final Judgment includes to restore competition: (1) Paragraph IV.A stops OhioHealth from enforcing the current contract provisions at issue in this suit; (2) Paragraph IV.B prevents OhioHealth from enforcing similar or new contract provisions that would restrict steering, steered plans, or transparency; (3) Paragraph IV.C prohibits OhioHealth from penalizing or retaliating against payors who engage (or are planning to engage) in steering, offer steered plans, or provide transparency to their members; and (4) Paragraph IV.D prevents OhioHealth from requiring that it be included in the most-preferred tier of any benefit plan offered by payors.</P>
                <HD SOURCE="HD3">1. Voiding the Anticompetitive Contract Provisions (Paragraph IV.A)</HD>
                <P>
                    The proposed Final Judgment voids any and all language in OhioHealth's contracts with payors that prohibits, deters, prevents, or penalizes steering, steered plans, or transparency. The proposed Final Judgment voids contractual provisions, like the examples listed in Exhibit A to the proposed Final Judgment, that expressly prevent steering.
                    <SU>3</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         The examples are provided for illustrative purposes only and do not reflect the only types of contract clauses that prohibit, prevent, restrict, or penalize steering.
                    </P>
                </FTNT>
                <P>In addition, the proposed Final Judgment eliminates provisions in OhioHealth's contracts with payors that limit transparency or outreach to patients by providers that seek to provide information so patients can make informed choices about where to seek healthcare.</P>
                <HD SOURCE="HD3">2. Preventing New Contract Provisions That Prevent or Limit Steering, Steered Plans, or Transparency (Paragraph IV.B)</HD>
                <P>The proposed Final Judgment also prevents OhioHealth from seeking or obtaining similar or new contract provisions that would prohibit, prevent, or penalize steering through steered plans or transparency. The purpose of this provision is to ensure OhioHealth does not reinstate restrictions on steering and transparency.</P>
                <P>Paragraph IV.B of the proposed Final Judgment identifies two types of contractual provisions that, among others, would prohibit, prevent, or penalize steering through steered plans and would thus violate the terms of the proposed Final Judgment. First, OhioHealth may not require prior approval of new benefit plans offered by payors. Second, OhioHealth may not demand to be included in the most-preferred tier of benefit plans, although like other healthcare providers OhioHealth may seek to participate in the most-preferred tier of a benefit plan.</P>
                <HD SOURCE="HD3">3. Penalizing or Threatening To Penalize Payors for Steering, Offering Steered Plans, or Transparency (Paragraph IV.C)</HD>
                <P>The proposed Final Judgment's prohibition of steering restrictions also reaches beyond the provisions being voided to include any contract provision that penalizes steering, steered plans, and transparency. “Penalize” is a term in the proposed Final Judgment, defined more broadly than “prohibit” or “prevent,” that includes anything that would have the actual or likely effect of restraining, discouraging, or reducing steering, steered plans, or transparency. In determining if OhioHealth is penalizing payors for steering, offering steered plans, or transparency, factors that may be considered include the facts and circumstances relating to the contract provision or action and its economic impact.</P>
                <HD SOURCE="HD3">4. Requiring OhioHealth's Inclusion in the Most-Preferred Tier of Any Benefit Plan (Paragraph IV.D)</HD>
                <P>
                    Paragraph IV.D of the proposed Final Judgment prohibits OhioHealth from obtaining any contract provision that prohibits, deters, prevents, or penalizes steering, steered plans, or transparency, including by requiring that OhioHealth be included in the most-preferred tier of any benefit plan as a condition of OhioHealth participating in the payor's network. However, the proposed Final Judgment does not limit OhioHealth from contracting to participate in the most-preferred tier of a benefit plan under the same terms and conditions as any other provider, provided that if OhioHealth then declines to participate in the most-preferred tier of that benefit plan, it must participate in that plan on terms and conditions that are substantially the same as any terms and conditions of any then-existing broad-network Benefit Plan (
                    <E T="03">e.g.,</E>
                     PPO plan) in which OhioHealth participates with that payor.
                </P>
                <HD SOURCE="HD2">B. Permitted Conduct</HD>
                <P>Section V of the proposed Final Judgment sets forth the conduct that OhioHealth may undertake without violating the terms of the proposed Final Judgment. Paragraph V.A makes clear that nothing in the proposed Final Judgment prohibits OhioHealth from exercising any of its contractual rights provided it does not engage in conduct that would violate the terms of the proposed Final Judgement.</P>
                <P>If OhioHealth is the most prominently featured provider in a narrow-network plan, Paragraph V.B of the proposed Final Judgment allows OhioHealth to restrict an insurer from steering away from OhioHealth in that plan. Such restrictions may help narrow networks be more effective, and this provision allows OhioHealth to participate in plans that steer towards it.</P>
                <P>Paragraph V.C makes clear that OhioHealth can communicate with a payor's members about issues that may be important to patients when choosing a provider or site of service, provided it does not engage in any of the prohibited conduct set forth in the proposed Final Judgment.</P>
                <P>
                    Paragraph V.D also makes clear that the proposed Final Judgment does not prohibit OhioHealth from seeking certain safeguards regarding the payor's dissemination of the prices OhioHealth has negotiated with insurers. OhioHealth may review information to be disseminated, provided that review does not create material delay. A payor may communicate an individual consumer's or member's actual or estimated out-of-pocket expense for services and may communicate information made public under applicable law. However, OhioHealth may seek contractual provisions 
                    <PRTPAGE P="46479"/>
                    prohibiting the payor from disseminating OhioHealth's negotiated prices to OhioHealth's competitors, other insurers, or the general public, except as such dissemination is required under applicable laws. OhioHealth may also seek contractual provisions with an insurer requiring the insurer to obtain a covenant from any third party receiving OhioHealth's negotiated prices that such third party will not disclose that information to OhioHealth's competitors, another insurer, the general public, or another third party lacking a reasonable need to know such information. OhioHealth may also seek all appropriate remedies in the event that dissemination of such information occurs.
                </P>
                <HD SOURCE="HD2">C. Compliance Terms</HD>
                <P>Pursuant to Section VI of the proposed Final Judgment, within fifteen (15) business days of the entry of the Final Judgment, OhioHealth must notify any relevant payor in writing that the Final Judgment has been entered (enclosing a copy) and that it prohibits OhioHealth from entering into or enforcing any contract provision that would prohibit, prevent, or penalize steering, steered plans, or transparency, or taking any other action that violates the proposed Final Judgment.</P>
                <P>While the Final Judgment is in effect, OhioHealth must notify, in writing, any relevant payors not previously notified pursuant to Paragraph VI.A that the Final Judgment has been entered (enclosing a copy) and that it prohibits OhioHealth from entering into or enforcing any contract provision that would prohibit, prevent, or penalize steering, steered plans, or transparency, or taking any other action that violates the Final Judgment, within five (5) business days of the exchange of written terms or a draft agreement between such relevant payor and OhioHealth about OhioHealth's participation in that payor's benefit plan or provider network.</P>
                <P>Pursuant to Paragraph VI.C of the proposed Final Judgment, for five (5) years from the entry of the proposed Final Judgment, OhioHealth must provide a written report on the final business day of each calendar quarter to the monitor and each Plaintiff identifying each payor with which Defendant (1) agreed to new or amended contract terms, (2) declined to participate in any Tiered Network, and (3) contracted for the right to participate in the most-preferred tier of a Benefit Plan that is described in Paragraph IV.D of the Final Judgment.</P>
                <P>In addition, OhioHealth must deliver to the United States and the State of Ohio an affidavit, signed by Defendant's General Counsel within forty-five (45) calendar days of entry of the Stipulation and Order and every forty-five (45) calendar days thereafter until the actions required by the proposed Final Judgment in Paragraphs VI.A, IX.A.1 and IX.A.3 have been completed. The affidavit must describe in reasonable detail the fact and manner of Defendant's compliance with the proposed Final Judgment. The United States, in its sole discretion, may approve different signatories for the affidavits.</P>
                <HD SOURCE="HD2">D. Appointment of a Monitor</HD>
                <P>Paragraph VIII of the proposed Final Judgment provides that upon application of the United States, which OhioHealth may not oppose, the Court will appoint a monitor selected by the United States in its sole discretion, after consultation with the State of Ohio, and approved by the Court. The monitor will have the power and authority to investigate and report on OhioHealth's compliance with the terms of the Final Judgment and the Stipulation and Order entered by the Court, including compliance with Sections IV, VI, and IX of the proposed Final Judgment. The monitor will not have any responsibility or obligation for the operation of Defendant's businesses. The monitor will serve at OhioHealth's expense, on such terms and conditions as the United States approves, and OhioHealth must assist the monitor in fulfilling his or her obligations. The monitor will provide periodic reports to the United States and the State of Ohio and will serve for five (5) years.</P>
                <P>The monitor will have the authority to take such steps as, in the judgment of the monitor and the United States, may be necessary to accomplish the monitor's responsibilities. The monitor may seek information from OhioHealth's personnel, including in-house counsel, compliance personnel, and internal auditors. Paragraph VIII.C requires OhioHealth to establish a policy that is communicated annually to all employees that employees may disclose any information to the monitor without reprisal for such disclosure. Additionally, OhioHealth must not retaliate against any employee or third party for disclosing information to the monitor.</P>
                <P>Paragraph VIII.D prevents OhioHealth from objecting to actions taken by the monitor in fulfillment of his or her responsibilities under any Order of the Court on any ground other than malfeasance by the monitor. Disagreements between the monitor and OhioHealth related to the scope of the monitor's responsibilities do not constitute malfeasance. Objections by OhioHealth must be conveyed in writing to the United States, the State of Ohio, and the monitor within twenty (20) calendar days of the monitor's action that gives rise to Defendant's objection, or the objection is waived.</P>
                <P>Paragraph VIII.F permits the monitor to hire, at OhioHealth's cost and expense, any agents and consultants, including attorneys, and accountants, that are reasonably necessary in the monitor's judgment to assist with his or her duties. These agents or consultants will be directed by and solely accountable to the monitor and will serve on terms and conditions, including confidentiality requirements and conflict-of-interest certifications, approved by the United States, in its sole discretion. Within three (3) business days of hiring any agents or consultants, the monitor must provide written notice of the hiring and the rate of compensation to OhioHealth and the United States. Further, pursuant to Paragraph VIII.G, compensation of the monitor and agents or consultants retained by the monitor must be on reasonable and customary terms commensurate with the individuals' experience and responsibilities and pursuant to Paragraph VIII.H, the monitor must account for all costs and expenses incurred. OhioHealth's failure to promptly pay the monitor's accounted-for costs and expenses, including for agents and consultants, will constitute a violation of the Final Judgment and may result in sanctions ordered by the Court. As described in Paragraph VIII.I, OhioHealth can make a timely objection in writing to the United States to any part of the monitor's accounted-for costs and expenses. OhioHealth must establish an escrow account into which Defendant must pay the disputed costs and expenses until the dispute is resolved.</P>
                <P>
                    Paragraph VIII.J requires OhioHealth to use best efforts to cooperate fully with the monitor and to assist the monitor in monitoring OhioHealth's compliance with its obligations under the Final Judgment and the Stipulation and Order, including with Sections IV, VI, and IX. Subject to reasonable protection for trade secrets, other confidential research, development, or commercial information, or any applicable privileges, OhioHealth must provide the monitor, and agents or consultants retained by the monitor, with full and complete access to all personnel (current and former), agents, consultants, books, records, and facilities. OhioHealth may not take any action to interfere with or to impede 
                    <PRTPAGE P="46480"/>
                    accomplishment of the monitor's responsibilities.
                </P>
                <HD SOURCE="HD2">E. Other Provisions</HD>
                <P>The proposed Final Judgment also contains provisions designed to promote compliance with and make enforcement of the Final Judgment as effective as possible. Paragraph XII.A provides that if at any time during the five-year period following entry of this Final Judgment, the United States determines in its sole discretion that the Final Judgment has failed to fully redress the violations alleged in the Complaint, then the United States may re-open this proceeding to seek additional relief. Such additional relief may be ordered by this Court upon a finding by a preponderance of the evidence that there is a reasonable probability that the proposed Final Judgment did not fully redress the violations alleged in the Complaint.</P>
                <P>Paragraph XII.B provides that the United States and the State of Ohio retain and reserve all rights to enforce the Final Judgment, including the right to seek an order of contempt from the Court. Under the terms of this paragraph, Defendant has agreed that in any civil contempt action, any motion to show cause, or any similar action brought by the United States or the State of Ohio regarding an alleged violation of the Final Judgment, the United States or the State of Ohio may establish the violation and the appropriateness of any remedy by a preponderance of the evidence and that Defendant has waived any argument that a different standard of proof should apply. This provision aligns the standard for compliance with the Final Judgment with the standard of proof that applies to the underlying offense that the Final Judgment addresses.</P>
                <P>Paragraph XII.C provides additional clarification regarding the interpretation of the provisions of the proposed Final Judgment. The proposed Final Judgment is intended to restore the competition the United States and the State of Ohio allege was harmed by the challenged conduct. Defendant agrees that it will abide by the proposed Final Judgment and that it may be held in contempt of the Court for failing to comply with any provision of the proposed Final Judgment that is stated specifically and in reasonable detail, as interpreted in light of this procompetitive purpose.</P>
                <P>Paragraph XII.D provides that if the Court finds in an enforcement proceeding that a Defendant has violated the Final Judgment, the United States may apply to the Court for an extension of the Final Judgment, together with such other relief as may be appropriate. In addition, to compensate taxpayers for any costs associated with investigating and enforcing violations of the Final Judgment, Paragraph XII.D provides that, in any successful effort by the United States or the State of Ohio to enforce the Final Judgment against Defendant, whether litigated or resolved before litigation, Defendant must reimburse the United States or the State of Ohio for attorneys' fees, experts' fees, and other costs incurred in connection with that effort to enforce the Final Judgment, including the investigation of the potential violation.</P>
                <P>Paragraph XII.E states that the United States may file an action against Defendant for violating the Final Judgment for up to four years after the Final Judgment has expired or been terminated. This provision is meant to address circumstances such as when evidence that a violation of the Final Judgment occurred during the term of the Final Judgment is not discovered until after the Final Judgment has expired or been terminated or when there is not sufficient time for the United States to complete an investigation of an alleged violation until after the Final Judgment has expired or been terminated. This provision, therefore, makes clear that, for four years after the Final Judgment has expired or been terminated, the United States may still challenge a violation that occurred during the term of the Final Judgment.</P>
                <P>Finally, Section XIII of the proposed Final Judgment provides that the Final Judgment will expire ten (10) years from the date of its entry, except that after five (5) years from the date of its entry, the Final Judgment may be terminated upon notice by the United States to Defendant and the State of Ohio and upon motion to the Court that continuation of the Final Judgment is no longer necessary or in the public interest.</P>
                <HD SOURCE="HD1">IV. Remedies Available to Potential Private Plaintiffs</HD>
                <P>Section 4 of the Clayton Act, 15 U.S.C. 15, provides that any person who has been injured as a result of conduct prohibited by the antitrust laws may bring suit in federal court to recover three times the damages the person has suffered, as well as costs and reasonable attorneys' fees. Entry of the proposed Final Judgment neither impairs nor assists the bringing of any private antitrust damage action. Under the provisions of Section 5(a) of the Clayton Act, 15 U.S.C. 16(a), the proposed Final Judgment has no prima facie effect in any subsequent private lawsuit that may be brought against Defendant.</P>
                <HD SOURCE="HD1">V. Procedures Available for Modification of the Proposed Final Judgment</HD>
                <P>Plaintiffs and OhioHealth have stipulated that the proposed Final Judgment may be entered by the Court after compliance with the provisions of the APPA, provided that the United States and the State of Ohio have not withdrawn their consent. The APPA conditions entry upon the Court's determination that the proposed Final Judgment is in the public interest.</P>
                <P>
                    The APPA provides a period of at least 60 days preceding the effective date of the proposed Final Judgment within which any person may submit to the United States written comments regarding the proposed Final Judgment. Any person who wishes to comment should do so within 60 days of the date of publication of this Competitive Impact Statement in the 
                    <E T="04">Federal Register</E>
                    , or within 60 days of the first date of publication in a newspaper of the summary of this Competitive Impact Statement, whichever is later. All comments received during this period will be considered by the U.S. Department of Justice, which remains free to withdraw its consent to the proposed Final Judgment at any time before the Court's entry of the Final Judgment. The comments and the response of the United States will be filed with the Court. In addition, the comments and the United States' responses will be published in the 
                    <E T="04">Federal Register</E>
                     unless the Court agrees that the United States instead may publish them on the U.S. Department of Justice, Antitrust Division's internet website.
                </P>
                <P>
                    Written comments should be submitted in English to: Jill C. Maguire, Acting Chief, Healthcare &amp; Consumer Products Section, Antitrust Division, United States Department of Justice, 450 Fifth St. NW, Suite 4100, Washington, DC 20530, 
                    <E T="03">ATR.Public-Comments-Tunney-Act-MB@usdoj.gov.</E>
                </P>
                <P>The proposed Final Judgment provides that the Court retains jurisdiction over this action, and the parties may apply to the Court for any order necessary or appropriate for the modification, interpretation, or enforcement of the proposed Final Judgment.</P>
                <HD SOURCE="HD1">VI. Alternatives to the Proposed Final Judgment</HD>
                <P>
                    As an alternative to the proposed Final Judgment, the United States considered a full trial on the merits against OhioHealth. The United States could have continued the litigation and brought the case to trial. The United 
                    <PRTPAGE P="46481"/>
                    States is satisfied, however, that the relief required by the proposed Final Judgment will remedy the anticompetitive effects alleged in the Complaint, preserving competition for the sale of inpatient GAC hospital services to commercial payors and their members in Ohio. Thus, the proposed Final Judgment achieves all or substantially all of the relief the United States would have obtained through litigation but avoids the time, expense, and uncertainty of a full trial on the merits.
                </P>
                <HD SOURCE="HD1">VII. Standard of Review Under the APPA for the Proposed Final Judgment</HD>
                <P>Under the Clayton Act and APPA, proposed Final Judgments, or “consent decrees,” in antitrust cases brought by the United States are subject to a 60-day comment period, after which the Court shall determine whether entry of the proposed Final Judgment “is in the public interest.” 15 U.S.C. 16(e)(1). In making that determination, the Court, in accordance with the statute as amended in 2004, is required to consider:</P>
                <P>(A) the competitive impact of such judgment, including termination of alleged violations, provisions for enforcement and modification, duration of relief sought, anticipated effects of alternative remedies actually considered, whether its terms are ambiguous, and any other competitive considerations bearing upon the adequacy of such judgment that the court deems necessary to a determination of whether the consent judgment is in the public interest; and</P>
                <P>(B) the impact of entry of such judgment upon competition in the relevant market or markets, upon the public generally and individuals alleging specific injury from the violations set forth in the complaint including consideration of the public benefit, if any, to be derived from a determination of the issues at trial.</P>
                <P>
                    15 U.S.C. 16(e)(1)(A) &amp; (B). In considering these statutory factors, the Court's inquiry is necessarily a limited one as the government is entitled to “broad discretion to settle with the defendant within the reaches of the public interest.” 
                    <E T="03">United States</E>
                     v. 
                    <E T="03">Microsoft Corp.,</E>
                     56 F.3d 1448, 1461 (D.C. Cir. 1995); 
                    <E T="03">United States</E>
                     v. 
                    <E T="03">U.S. Airways Grp., Inc.,</E>
                     38 F. Supp. 3d 69, 75 (D.D.C. 2014) (explaining that the “court's inquiry is limited” in Tunney Act settlements); 
                    <E T="03">United States</E>
                     v. 
                    <E T="03">InBev N.V./S.A.,</E>
                     No. 08-1965 (JR), 2009 U.S. Dist. LEXIS 84787, at *3 (D.D.C. Aug. 11, 2009) (noting that a court's review of a proposed Final Judgment is limited and only inquires “into whether the government's determination that the proposed remedies will cure the antitrust violations alleged in the complaint was reasonable, and whether the mechanisms to enforce the final judgment are clear and manageable”).
                </P>
                <P>
                    As the U.S. Court of Appeals for the District of Columbia Circuit has held, under the APPA a court considers, among other things, the relationship between the remedy secured and the specific allegations in the government's Complaint, whether the proposed Final Judgment is sufficiently clear, whether its enforcement mechanisms are sufficient, and whether it may positively harm third parties. 
                    <E T="03">See Microsoft,</E>
                     56 F.3d at 1458-62. With respect to the adequacy of the relief secured by the proposed Final Judgment, a court may not “make de novo determination of facts and issues.” 
                    <E T="03">United States</E>
                     v. 
                    <E T="03">W. Elec. Co.,</E>
                     993 F.2d 1572, 1577 (D.C. Cir. 1993) (quotation marks omitted); 
                    <E T="03">see also Microsoft,</E>
                     56 F.3d at 1460-62; 
                    <E T="03">United States</E>
                     v. 
                    <E T="03">Alcoa, Inc.,</E>
                     152 F. Supp. 2d 37, 40 (D.D.C. 2001); 
                    <E T="03">United States</E>
                     v. 
                    <E T="03">Enova Corp.,</E>
                     107 F. Supp. 2d 10, 16 (D.D.C. 2000); 
                    <E T="03">InBev,</E>
                     2009 U.S. Dist. LEXIS 84787, at *3. Instead, “[t]he balancing of competing social and political interests affected by a proposed antitrust decree must be left, in the first instance, to the discretion of the Attorney General.” 
                    <E T="03">W. Elec. Co.,</E>
                     993 F.2d at 1577 (quotation marks omitted). “The court should also bear in mind the 
                    <E T="03">flexibility</E>
                     of the public interest inquiry: the court's function is not to determine whether the resulting array of rights and liabilities is the one that will 
                    <E T="03">best</E>
                     serve society, but only to confirm that the resulting settlement is within the 
                    <E T="03">reaches</E>
                     of the public interest.” 
                    <E T="03">Microsoft,</E>
                     56 F.3d at 1460 (quotation marks omitted); quoting 
                    <E T="03">United States</E>
                     v. 
                    <E T="03">Western Elec. Co.,</E>
                     900 F.2d 283, 309 (D.C. Cir. 1990) (emphasis in original) (quoting 
                    <E T="03">United States</E>
                     v. 
                    <E T="03">Bechtel Corp.,</E>
                     648 F.2d 660, 666 (9th Cir.), 
                    <E T="03">cert. denied,</E>
                     454 U.S. 1083 (1981), in turn quoting 
                    <E T="03">United States</E>
                     v. 
                    <E T="03">Gillette Co.,</E>
                     406 F. Supp. 713, 716 (D. Mass. 1975)); 
                    <E T="03">see also United States</E>
                     v. 
                    <E T="03">Deutsche Telekom AG,</E>
                     No. 19-2232 (TJK), 2020 WL 1873555, at *7 (D.D.C. Apr. 14, 2020). More demanding requirements would “have enormous practical consequences for the government's ability to negotiate future settlements,” contrary to congressional intent. 
                    <E T="03">Microsoft,</E>
                     56 F.3d at 1456. “The Tunney Act was not intended to create a disincentive to the use of the consent decree.” 
                    <E T="03">Id.</E>
                </P>
                <P>
                    The United States' predictions about the efficacy of the remedy are to be afforded deference by the Court. 
                    <E T="03">See, e.g., Microsoft,</E>
                     56 F.3d at 1461 (recognizing courts should give “due respect to the Justice Department's . . . view of the nature of its case”); 
                    <E T="03">United States</E>
                     v. 
                    <E T="03">Iron Mountain, Inc.,</E>
                     217 F. Supp. 3d 146, 152-53 (D.D.C. 2016) (“In evaluating objections to settlement agreements under the Tunney Act, a court must be mindful that [t]he government need not prove that the settlements will perfectly remedy the alleged antitrust harms[;] it need only provide a factual basis for concluding that the settlements are reasonably adequate remedies for the alleged harms.” (internal citations omitted)); 
                    <E T="03">United States</E>
                     v. 
                    <E T="03">Republic Servs., Inc.,</E>
                     723 F. Supp. 2d 157, 160 (D.D.C. 2010) (noting “the deferential review to which the government's proposed remedy is accorded”); 
                    <E T="03">United States</E>
                     v. 
                    <E T="03">Archer-Daniels-Midland Co.,</E>
                     272 F. Supp. 2d 1, 6 (D.D.C. 2003) (“A district court must accord due respect to the government's prediction as to the effect of proposed remedies, its perception of the market structure, and its view of the nature of the case.”). The ultimate question is whether “the remedies [obtained by the Final Judgment are] so inconsonant with the allegations charged as to fall outside of the `reaches of the public interest.' ” 
                    <E T="03">Microsoft,</E>
                     56 F.3d at 1461 (
                    <E T="03">quoting W. Elec. Co.,</E>
                     900 F.2d at 309).
                </P>
                <P>
                    Moreover, the Court's role under the APPA is limited to reviewing the remedy in relationship to the violations that the United States has alleged in its Complaint, and does not authorize the Court to “construct [its] own hypothetical case and then evaluate the decree against that case.” 
                    <E T="03">Microsoft,</E>
                     56 F.3d at 1459; 
                    <E T="03">see also U.S. Airways,</E>
                     38 F. Supp. 3d at 75 (noting that the court must simply determine whether there is a factual foundation for the government's decisions such that its conclusions regarding the proposed settlements are reasonable); 
                    <E T="03">InBev,</E>
                     2009 U.S. Dist. LEXIS 84787, at *20 (“[T]he `public interest' is not to be measured by comparing the violations alleged in the complaint against those the court believes could have, or even should have, been alleged.”). Because the “court's authority to review the decree depends entirely on the government's exercising its prosecutorial discretion by bringing a case in the first place,” it follows that “the court is only authorized to review the decree itself,” and not to “effectively redraft the complaint” to inquire into other matters that the United States did not pursue. 
                    <E T="03">Microsoft,</E>
                     56 F.3d at 1459-60.
                </P>
                <P>
                    In its 2004 amendments to the APPA, Congress made clear its intent to preserve the practical benefits of using judgments proposed by the United States in antitrust enforcement, Public Law 108-237 § 221, and added the 
                    <PRTPAGE P="46482"/>
                    unambiguous instruction that “[n]othing in this section shall be construed to require the court to conduct an evidentiary hearing or to require the court to permit anyone to intervene.” 15 U.S.C. 16(e)(2); 
                    <E T="03">see also U.S. Airways,</E>
                     38 F. Supp. 3d at 76 (indicating that a court is not required to hold an evidentiary hearing or to permit intervenors as part of its review under the Tunney Act). This language explicitly wrote into the statute what Congress intended when it first enacted the Tunney Act in 1974. As Senator Tunney explained: “[t]he court is nowhere compelled to go to trial or to engage in extended proceedings which might have the effect of vitiating the benefits of prompt and less costly settlement through the consent decree process.” 119 Cong. Rec. 24,598 (1973) (statement of Sen. Tunney). “A court can make its public interest determination based on the competitive impact statement and response to public comments alone.” 
                    <E T="03">U.S. Airways,</E>
                     38 F. Supp. 3d at 76 (citing 
                    <E T="03">Enova Corp.,</E>
                     107 F. Supp. 2d at 17).
                </P>
                <HD SOURCE="HD1">VIII. Determinative Documents</HD>
                <P>There are no determinative materials or documents within the meaning of the APPA that were considered by the United States in formulating the proposed Final Judgment.</P>
                <EXTRACT>
                    <P>Dated: July 15, 2026</P>
                    <P>Respectfully submitted,</P>
                    <FP>For Plaintiff United States of America:</FP>
                    <FP>
                        Stanley E. Woodward, Jr., 
                        <E T="03">Associate Attorney General</E>
                        .
                    </FP>
                    <FP>
                        Nicole A. Sarrine, 
                        <E T="03">Deputy Assistant Attorney General</E>
                        .
                    </FP>
                    <FP>
                        Jill C. Maguire, 
                        <E T="03">Acting Chief, Healthcare &amp; Consumer Products Section</E>
                        .
                    </FP>
                    <FP>
                        Garrett M. Liskey,
                        <E T="03"> Assistant Chief, Healthcare &amp; Consumer Products Section</E>
                        .
                    </FP>
                    <FP SOURCE="FP-DASH"/>
                    <FP>Paul Torzilli * (S.D. Ohio Bar 4118832) Senior Litigation Counsel</FP>
                    <FP>Karl D. Knutsen *</FP>
                    <FP>Rahul A. Darwar</FP>
                    <P>Trial Attorneys</P>
                    <FP>
                        United States Department of Justice, Antitrust Division, 450 Fifth St. NW, Suite 4100, Washington, DC 20530, Telephone: (202) 476-0547, Email: 
                        <E T="03">Paul.Torzilli@usdoj.gov.</E>
                    </FP>
                    <FP>* Designated Trial Attorneys</FP>
                </EXTRACT>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14903 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4410-11-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF JUSTICE</AGENCY>
                <SUBAGY>Drug Enforcement Administration</SUBAGY>
                <DEPDOC>[Docket No. DEA-1742]</DEPDOC>
                <SUBJECT>Bulk Manufacturer of Controlled Substances Application: American Radiolabeled Chem</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Drug Enforcement Administration, Justice.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of application.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>American Radiolabeled Chem has applied to be registered as a bulk manufacturer of basic class(es) of controlled substance(s). Refer to Supplementary Information listed below for further drug information.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Registered bulk manufacturers of the affected basic class(es), and applicants, therefore, may submit electronic comments on or objections to the issuance of the proposed registration on or before September 21, 2026. Such persons may also file a written request for a hearing on the application on or before September 21, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        The Drug Enforcement Administration requires that all comments be submitted electronically through the Federal eRulemaking Portal, which provides the ability to type short comments directly into the comment field on the web page or attach a file for lengthier comments. Please go to 
                        <E T="03">https://www.regulations.gov</E>
                         and follow the online instructions at that site for submitting comments. Upon submission of your comment, you will receive a Comment Tracking Number. Please be aware that submitted comments are not instantaneously available for public view on 
                        <E T="03">https://www.regulations.gov.</E>
                         If you have received a Comment Tracking Number, your comment has been successfully submitted and there is no need to resubmit the same comment.
                    </P>
                </ADD>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>In accordance with 21 CFR 1301.33(a), this is notice that on June 18, 2026, American Radiolabeled Chem, 101 Arc Drive, Saint Louis, Missouri 63146-3502, applied to be registered as a bulk manufacturer of the following basic class(es) of controlled substance(s):</P>
                <GPOTABLE COLS="3" OPTS="L2,nj,tp0,i1" CDEF="s200,9,xs36">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Controlled substance</CHED>
                        <CHED H="1">Drug code</CHED>
                        <CHED H="1">Schedule</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Gamma Hydroxybutyric Acid</ENT>
                        <ENT>2010</ENT>
                        <ENT>I</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Ibogaine</ENT>
                        <ENT>7260</ENT>
                        <ENT>I</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Lysergic acid diethylamide</ENT>
                        <ENT>7315</ENT>
                        <ENT>I</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Tetrahydrocannabinols</ENT>
                        <ENT>7370</ENT>
                        <ENT>I</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Dimethyltryptamine</ENT>
                        <ENT>7435</ENT>
                        <ENT>I</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">1-[1-(2-Thienyl)cyclohexyl]piperidine</ENT>
                        <ENT>7470</ENT>
                        <ENT>I</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Dihydromorphone</ENT>
                        <ENT>9145</ENT>
                        <ENT>I</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Heroin</ENT>
                        <ENT>9200</ENT>
                        <ENT>I</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Normorphine</ENT>
                        <ENT>9313</ENT>
                        <ENT>I</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Amphetamine</ENT>
                        <ENT>1100</ENT>
                        <ENT>II</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Methamphetamine</ENT>
                        <ENT>1105</ENT>
                        <ENT>II</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Amobarbital</ENT>
                        <ENT>2125</ENT>
                        <ENT>II</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Phencyclidine</ENT>
                        <ENT>7471</ENT>
                        <ENT>II</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Phenylacetone</ENT>
                        <ENT>8501</ENT>
                        <ENT>II</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Cocaine</ENT>
                        <ENT>9041</ENT>
                        <ENT>II</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Codeine</ENT>
                        <ENT>9050</ENT>
                        <ENT>II</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Dihydrocodeine</ENT>
                        <ENT>9120</ENT>
                        <ENT>II</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Oxycodone</ENT>
                        <ENT>9143</ENT>
                        <ENT>II</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Hydromorphone</ENT>
                        <ENT>9150</ENT>
                        <ENT>II</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Ecgonine</ENT>
                        <ENT>9180</ENT>
                        <ENT>II</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Hydrocodone</ENT>
                        <ENT>9193</ENT>
                        <ENT>II</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Meperidine</ENT>
                        <ENT>9230</ENT>
                        <ENT>II</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Metazocine</ENT>
                        <ENT>9240</ENT>
                        <ENT>II</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Methadone</ENT>
                        <ENT>9250</ENT>
                        <ENT>II</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Dextropropoxyphene, bulk (non-dosage forms)</ENT>
                        <ENT>9273</ENT>
                        <ENT>II</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Morphine</ENT>
                        <ENT>9300</ENT>
                        <ENT>II</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Oripavine</ENT>
                        <ENT>9330</ENT>
                        <ENT>II</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Thebaine</ENT>
                        <ENT>9333</ENT>
                        <ENT>II</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Oxymorphone</ENT>
                        <ENT>9652</ENT>
                        <ENT>II</ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="46483"/>
                        <ENT I="01">Phenazocine</ENT>
                        <ENT>9715</ENT>
                        <ENT>II</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Carfentanil</ENT>
                        <ENT>9743</ENT>
                        <ENT>II</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Fentanyl</ENT>
                        <ENT>9801</ENT>
                        <ENT>II</ENT>
                    </ROW>
                </GPOTABLE>
                <P>The company plans to bulk manufacture the listed controlled substances for internal use as intermediates or for sale to its customers. The company plans to manufacture small quantities of the above listed controlled substances as radiolabeled compounds for biochemical research. In reference to drug 7370 (Tetrahydrocannabinols), the company plans to bulk manufacture this drug code as synthetic. No other activities for these drug codes are authorized for this registration.</P>
                <SIG>
                    <NAME>Thomas Prevoznik,</NAME>
                    <TITLE>Deputy Assistant Administrator.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14915 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE;P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF JUSTICE</AGENCY>
                <DEPDOC>[OMB Number 1117-0010]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Proposed eCollection, eComments Requested; Extension Without Change of a Previously Approved Collection; Title—U.S. Official Order Forms for Schedules I and II Controlled Substances DEA Form 222</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Drug Enforcement Administration, Department of Justice.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>60-Day notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Drug Enforcement Administration (DEA), Department of Justice (DOJ), will be submitting the following information collection request to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act of 1995.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments are encouraged and will be accepted for 60 days until September 21, 2026.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        If you have additional comments especially on the estimated public burden or associated response time, suggestions, or need a copy of the proposed information collection instrument with instructions or additional information, please contact Heather E. Achbach, Regulatory Drafting and Policy Support Section, Drug Enforcement Administration; Mailing Address: 8701 Morrissette Drive, Springfield, Virginia 22152; Telephone: (571) 776-3882; Email: 
                        <E T="03">DEA.PRA@dea.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Written comments and suggestions from the public and affected agencies concerning the proposed collection of information are encouraged. Your comments should address one or more of the following four points:</P>
                <FP SOURCE="FP-1">—Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the Bureau of Justice Statistics, including whether the information will have practical utility;</FP>
                <FP SOURCE="FP-1">—Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used;</FP>
                <FP SOURCE="FP-1">—Evaluate whether and if so how the quality, utility, and clarity of the information to be collected can be enhanced; and</FP>
                <FP SOURCE="FP-1">
                    —Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, 
                    <E T="03">e.g.,</E>
                     permitting electronic submission of responses.
                </FP>
                <P>
                    <E T="03">Abstract:</E>
                     The Controlled Substances Act (CSA) (21 U.S.C. 801—971) establishes a closed system of distribution for controlled substances. To this end, controlled substances are closely monitored and tightly regulated as they are distributed through the supply chain. One tool that helps to maintain the closed system of distribution is the CSA provision that states it “shall be unlawful for any person to distribute a controlled substance in schedules I or II to anothesection.in pursuance of a written order of the person to whom such substance is distributed, made on a form to be issued by the Attorney General in blank in accordance with subsection (d) of this section.” 21 U.S.C. 828(a).
                </P>
                <HD SOURCE="HD1">Overview of This Information Collection</HD>
                <P>
                    1. 
                    <E T="03">Type of Information Collection:</E>
                     Extension of a previously approved collection.
                </P>
                <P>
                    2. 
                    <E T="03">The Title of the Form/Collection:</E>
                     U.S. Official Order Forms for Schedules I and II Controlled Substances.
                </P>
                <P>
                    3. 
                    <E T="03">The agency form number, if any, and the applicable component of the Department sponsoring the collection:</E>
                     DEA form 222. The applicable component within the Department of Justice is the Drug Enforcement Administration, Diversion Control Division.
                </P>
                <P>
                    4. 
                    <E T="03">Affected public who will be asked or required to respond, as well as the obligation to respond:</E>
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     (Primary) Business or other for-profit.
                </P>
                <P>
                    <E T="03">Affected Public (Other):</E>
                     Not-for-profit institutions; Federal, State, local, and tribal governments.
                </P>
                <P>
                    5. 
                    <E T="03">An estimate of the total number of respondents and the amount of time estimated for an average respondent to respond:</E>
                     The DEA estimates that 114,989 registrants participate in this information collection. The time per response is 6.19 minutes for the DEA-222.
                </P>
                <P>
                    6. 
                    <E T="03">An estimate of the total annual burden (in hours) associated with the collection:</E>
                     DEA estimates that this collection takes 1,624,529 annual burden hours.
                </P>
                <P>
                    7. 
                    <E T="03">An estimate of the total annual cost burden associated with the collection, if applicable:</E>
                     $0.
                </P>
                <GPOTABLE COLS="8" OPTS="L2,i1" CDEF="s50,12,12,12,12,12,12,12">
                    <TTITLE>Total Burden Hours</TTITLE>
                    <BOXHD>
                        <CHED H="1">Activity</CHED>
                        <CHED H="1">
                            Number of
                            <LI>respondents</LI>
                        </CHED>
                        <CHED H="1">Frequency</CHED>
                        <CHED H="1">Total annual responses</CHED>
                        <CHED H="1">
                            Time per
                            <LI>response</LI>
                            <LI>(hours)</LI>
                        </CHED>
                        <CHED H="1">
                            Total annual burden
                            <LI>(hours)</LI>
                        </CHED>
                        <CHED H="1">Hourly rate *</CHED>
                        <CHED H="1">
                            Monetized value of
                            <LI>respondent</LI>
                            <LI>time</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">DEA-222 (paper)</ENT>
                        <ENT/>
                        <ENT>2.916644201</ENT>
                        <ENT>335,382</ENT>
                        <ENT>0.25</ENT>
                        <ENT>83,846</ENT>
                        <ENT>$96.95</ENT>
                        <ENT>$8,128,870</ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <PRTPAGE P="46484"/>
                        <ENT I="01">DEA-222/CSOS (online)</ENT>
                        <ENT>114,989</ENT>
                        <ENT>133.9853</ENT>
                        <ENT>15,406,832</ENT>
                        <ENT>0.1</ENT>
                        <ENT>1,539,846</ENT>
                        <ENT>96.95</ENT>
                        <ENT>149,369,217</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Unduplicated Totals</ENT>
                        <ENT>114,989</ENT>
                        <ENT>136.90191</ENT>
                        <ENT>15,742,214</ENT>
                        <ENT>0.1031957</ENT>
                        <ENT>1,624,529</ENT>
                        <ENT>96.95</ENT>
                        <ENT>157,498,087</ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    <E T="03">If additional information is required contact:</E>
                     Darwin Arceo, Department Clearance Officer, United States Department of Justice, Justice Management Division, Enterprise Portfolio Management, Two Constitution Square, 145 N Street NE, 4W-218, Washington, DC 20530.
                </P>
                <SIG>
                    <DATED>Dated: July 20, 2026.</DATED>
                    <NAME>Darwin Arceo,</NAME>
                    <TITLE>Department Clearance Officer for PRA, U.S. Department of Justice.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14836 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4410-09-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF JUSTICE</AGENCY>
                <DEPDOC>[OMB Number 1117-0061]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Proposed eCollection, eComments Requested; Revision of a Previously Approved Collection; Title—Recordkeeping for the Transfer of Electronic Prescriptions in Schedules III-V between Pharmacies</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Drug Enforcement Administration, Department of Justice.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>60-Day notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Drug Enforcement Administration (DEA), Department of Justice (DOJ), will be submitting the following information collection request to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act of 1995.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments are encouraged and will be accepted for 60 days until September 21, 2026.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        If you have additional comments especially on the estimated public burden or associated response time, suggestions, or need a copy of the proposed information collection instrument with instructions or additional information, please contact Heather E. Achbach, Regulatory Drafting and Policy Support Section, Drug Enforcement Administration; Mailing Address: 8701 Morrissette Drive, Springfield, Virginia 22152; Telephone: (571) 776-3882; Email: 
                        <E T="03">DEA.PRA@dea.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Written comments and suggestions from the public and affected agencies concerning the proposed collection of information are encouraged. Your comments should address one or more of the following four points:</P>
                <FP SOURCE="FP-1">—Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the Bureau of Justice Statistics, including whether the information will have practical utility;</FP>
                <FP SOURCE="FP-1">—Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used;</FP>
                <FP SOURCE="FP-1">—Evaluate whether and if so how the quality, utility, and clarity of the information to be collected can be enhanced; and</FP>
                <FP SOURCE="FP-1">
                    —Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, 
                    <E T="03">e.g.,</E>
                     permitting electronic submission of responses.
                </FP>
                <P>
                    <E T="03">Abstract:</E>
                     This information collection requires the transferring pharmacy to update the electronic prescription record to note that the prescription was transferred, and to add the following information: the name, address, and DEA registration number of the pharmacy to which the prescription was transferred; the name of the pharmacist receiving the transfer; the name of the transferring pharmacist; and the date of the transfer. The pharmacy receiving the transfer is required to update the electronic prescription record with the name, address, and DEA registration number of the pharmacy transferring the prescription, the name of the transferring pharmacist, the name of the pharmacist receiving the transfer, and the date of the transfer.
                </P>
                <HD SOURCE="HD1">Overview of This Information Collection</HD>
                <P>
                    1. 
                    <E T="03">Type of Information Collection:</E>
                     Extension of previously approved collection.
                </P>
                <P>
                    2. 
                    <E T="03">The Title of the Form/Collection:</E>
                     Recordkeeping for the Transfer of Electronic Prescriptions for Controlled Substances in Schedules II-V between Pharmacies for Initial Filling.
                </P>
                <P>
                    3. 
                    <E T="03">The agency form number, if any, and the applicable component of the Department sponsoring the collection:</E>
                     No form number is associated with this collection. The applicable component within the Department of Justice is the Drug Enforcement Administration, Diversion Control Division.
                </P>
                <P>
                    4. 
                    <E T="03">Affected public who will be asked or required to respond, as well as the obligation to respond:</E>
                     Affected Public: (Primary) Business or other for-profit.
                </P>
                <P>
                    5. 
                    <E T="03">An estimate of the total number of respondents and the amount of time estimated for an average respondent to respond:</E>
                     The DEA estimates that 66,088 registrants participate in this information collection. The time per response is 3 minutes for the recordkeeping.
                </P>
                <P>
                    6. 
                    <E T="03">An estimate of the total annual burden (in hours) associated with the collection:</E>
                     DEA estimates that this collection takes 645,000 annual burden hours.
                </P>
                <P>
                    7. 
                    <E T="03">An estimate of the total annual cost burden associated with the collection, if applicable:</E>
                     $0.
                    <PRTPAGE P="46485"/>
                </P>
                <GPOTABLE COLS="8" OPTS="L2,i1" CDEF="s50,12,12,12,12,12,12,12">
                    <TTITLE>Total Burden Hours</TTITLE>
                    <BOXHD>
                        <CHED H="1">Activity</CHED>
                        <CHED H="1">
                            Number of 
                            <LI>respondents</LI>
                        </CHED>
                        <CHED H="1">Frequency</CHED>
                        <CHED H="1">Total annual responses</CHED>
                        <CHED H="1">
                            Time per 
                            <LI>response </LI>
                            <LI>(hours)</LI>
                        </CHED>
                        <CHED H="1">Total annual burden (hours)</CHED>
                        <CHED H="1">Hourly rate *</CHED>
                        <CHED H="1">
                            Monetized value of 
                            <LI>respondent </LI>
                            <LI>time</LI>
                        </CHED>
                    </BOXHD>
                    <ROW RUL="n,s">
                        <ENT I="01">Transfer of EPCS</ENT>
                        <ENT>66,088</ENT>
                        <ENT>195.19429</ENT>
                        <ENT>12,900,000</ENT>
                        <ENT>0.05</ENT>
                        <ENT>645,000</ENT>
                        <ENT>$97.38</ENT>
                        <ENT>$62,810,100</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Unduplicated Totals</ENT>
                        <ENT>66,088</ENT>
                        <ENT>0</ENT>
                        <ENT>12,900,000</ENT>
                        <ENT>0.05</ENT>
                        <ENT>645,000</ENT>
                        <ENT>97.38</ENT>
                        <ENT>62,810,100</ENT>
                    </ROW>
                </GPOTABLE>
                <P>If additional information is required contact: Darwin Arceo, Department Clearance Officer, United States Department of Justice, Justice Management Division, Enterprise Portfolio Management, Two Constitution Square, 145 N Street NE, 4W-218, Washington, DC 20530.</P>
                <SIG>
                    <DATED>Dated: July 20, 2026.</DATED>
                    <NAME>Darwin Arceo,</NAME>
                    <TITLE>Department Clearance Officer for PRA, U.S. Department of Justice.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14837 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4410-09-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF JUSTICE</AGENCY>
                <DEPDOC>[OMB Number 1117-0057]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Proposed eCollection, eComments Requested; Revision of a Previously Approved Collection; Title—Recordkeeping for Partial fills of Prescriptions</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Drug Enforcement Administration, Department of Justice.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>60-Day notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Drug Enforcement Administration (DEA), Department of Justice (DOJ), will be submitting the following information collection request to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act of 1995.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments are encouraged and will be accepted for 60 days until September 21, 2026.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT: </HD>
                    <P>
                        If you have additional comments especially on the estimated public burden or associated response time, suggestions, or need a copy of the proposed information collection instrument with instructions or additional information, please contact Heather E. Achbach, Regulatory Drafting and Policy Support Section, Drug Enforcement Administration; Mailing Address: 8701 Morrissette Drive, Springfield, Virginia 22152; Telephone: (571) 776-3882; Email: 
                        <E T="03">DEA.PRA@dea.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Written comments and suggestions from the public and affected agencies concerning the proposed collection of information are encouraged. Your comments should address one or more of the following four points:</P>
                <FP SOURCE="FP-1">—Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the Bureau of Justice Statistics, including whether the information will have practical utility;</FP>
                <FP SOURCE="FP-1">—Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used;</FP>
                <FP SOURCE="FP-1">—Evaluate whether and if so how the quality, utility, and clarity of the information to be collected can be enhanced; and</FP>
                <FP SOURCE="FP-1">
                    —Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, 
                    <E T="03">e.g.,</E>
                     permitting electronic submission of responses.
                </FP>
                <P>
                    <E T="03">Abstract:</E>
                     In accordance with the Controlled Substances Act (CSA), every DEA registrant must make a biennial inventory and maintain, on a current basis, a complete and accurate record of each controlled substance manufactured, received, sold, delivered, or otherwise disposed of. 21 U.S.C. 827 and 958. The records maintained by registrants must be kept and be available for at least two years for inspection and copying by officers or employees of the United States as authorized by the Attorney General. 21 U.S.C. 827(b)(3). Pharmacists are required to maintain a record with the date of each dispensing, the name or initials of the individual who dispensed the substance, and all other information required by 1306.22(c) for schedule III and IV prescription refills. For electronic prescriptions, pharmacy applications need to allow required information pertaining to the quantity, date, and the dispenser to be linked to each electronic controlled substance prescription record
                </P>
                <HD SOURCE="HD1">Overview of This Information Collection</HD>
                <P>
                    1. 
                    <E T="03">Type of Information Collection:</E>
                     Extension of a previously approved collection.
                </P>
                <P>
                    2. 
                    <E T="03">The Title of the Form/Collection:</E>
                     Recordkeeping Requirements for Partial Fills of Prescriptions for Schedule II Controlled Substances.
                </P>
                <P>
                    3. 
                    <E T="03">The agency form number, if any, and the applicable component of the Department sponsoring the collection:</E>
                     No form number is associated with this collection. The applicable component within the Department of Justice is the Drug Enforcement Administration, Diversion Control Division.
                </P>
                <P>
                    4. 
                    <E T="03">Affected public who will be asked or required to respond, as well as the obligation to respond:</E>
                     Affected Public: (Primary) Business or other for-profit.
                </P>
                <P>
                    5. 
                    <E T="03">An estimate of the total number of respondents and the amount of time estimated for an average respondent to respond:</E>
                     The DEA estimates that 66,088 registrants participate in this information collection. The time per response is less than a minute for to complete the recordkeeping.
                </P>
                <P>6. An estimate of the total annual burden (in hours) associated with the collection: DEA estimates that this collection takes 27,149 annual burden hours.</P>
                <P>
                    7. An estimate of the total annual cost burden associated with the collection, if applicable: $0.
                    <PRTPAGE P="46486"/>
                </P>
                <GPOTABLE COLS="8" OPTS="L2,nj,i1" CDEF="s50,r50,12,r50,12,r50,12,r50">
                    <TTITLE>Total Burden Hours</TTITLE>
                    <BOXHD>
                        <CHED H="1">Activity</CHED>
                        <CHED H="1">
                            Number of 
                            <LI>respondents</LI>
                        </CHED>
                        <CHED H="1">Frequency</CHED>
                        <CHED H="1">
                            Total annual 
                            <LI>responses</LI>
                        </CHED>
                        <CHED H="1">
                            Time per 
                            <LI>response (hours)</LI>
                        </CHED>
                        <CHED H="1">
                            Total annual burden 
                            <LI>(hours)</LI>
                        </CHED>
                        <CHED H="1">Hourly rate *</CHED>
                        <CHED H="1">
                            Monetized 
                            <LI>value of </LI>
                            <LI>respondent </LI>
                            <LI>time</LI>
                        </CHED>
                    </BOXHD>
                    <ROW RUL="n,s">
                        <ENT I="01">
                            <E T="03">Pharmacy record of partial fill</E>
                        </ENT>
                        <ENT>66,088</ENT>
                        <ENT>147.8874</ENT>
                        <ENT>9,773,582</ENT>
                        <ENT>0.002778</ENT>
                        <ENT>27,149</ENT>
                        <ENT>$97.38</ENT>
                        <ENT>$ 2,643,770</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">
                            <E T="03">Unduplicated totals</E>
                        </ENT>
                        <ENT>
                            <E T="03">66,088</E>
                        </ENT>
                        <ENT>
                            <E T="03">0</E>
                        </ENT>
                        <ENT>
                            <E T="03">9,773,582</E>
                        </ENT>
                        <ENT>
                            <E T="03">0.002778</E>
                        </ENT>
                        <ENT>
                            <E T="03">27,149</E>
                        </ENT>
                        <ENT>
                            <E T="03">97.38</E>
                        </ENT>
                        <ENT>
                            <E T="03">2,643,770</E>
                        </ENT>
                    </ROW>
                </GPOTABLE>
                <P>If additional information is required contact: Darwin Arceo, Department Clearance Officer, United States Department of Justice, Justice Management Division, Enterprise Portfolio Management, Two Constitution Square, 145 N Street NE, 4W-218, Washington, DC 20530.</P>
                <SIG>
                    <DATED>Dated: July 20, 2026.</DATED>
                    <NAME>Darwin Arceo,</NAME>
                    <TITLE>Department Clearance Officer for PRA, U.S. Department of Justice.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14838 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4410-09-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF LABOR</AGENCY>
                <SUBJECT>Agency Information Collection Activities; Submission for OMB Review; Comment Request; Application for Prevailing Wage Determination</SUBJECT>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of availability; request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Department of Labor (DOL) is submitting this Employment and Training Administration (ETA)-sponsored information collection request (ICR) to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act of 1995 (PRA). Public comments on the ICR are invited.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The OMB will consider all written comments that the agency receives on or before August 24, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to 
                        <E T="03">www.reginfo.gov/public/do/PRAMain.</E>
                         Find this particular information collection by selecting “Currently under 30-day Review—Open for Public Comments” or by using the search function.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Michael Howell by telephone at 202-693-6782, or by email at 
                        <E T="03">DOL_PRA_PUBLIC@dol.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The information contained in the Form ETA-9141 is the basis for the Secretary's determination of the wage employers must pay in order protect against adverse effect on U.S. workers' wages by the employment of a foreign worker. Prior to submitting requests for most labor certifications or a labor condition applications to the Secretary of Labor, employers must obtain a prevailing wage for the job opportunity based on the place of employment in order to ensure that wages are not being adversely affected by paying foreign workers less than a prevailing wage. Form ETA-9141, Application for Prevailing Wage Determination, is used to collect the necessary information from employers to enable the Department of Labor (Department) to issue a prevailing wage for the occupation and location of the job offer. The Form ETA-9141 is used in the H-2B, H-1B, H-1B1, E-3, and PERM programs administered by the Department.</P>
                <P>
                    In order to meet its statutory responsibilities under the INA, the Department must request information from employers seeking to hire and import foreign labor. The Department uses the information collected to determine the appropriate wages that must be paid by an employer to foreign workers in most programs. For additional substantive information about this ICR, see the related notice published in the 
                    <E T="04">Federal Register</E>
                     on March 24, 2026 (91 FR 14042).
                </P>
                <P>Comments are invited on: (1) whether the collection of information is necessary for the proper performance of the functions of the Department, including whether the information will have practical utility; (2) the accuracy of the agency's estimates of the burden and cost of the collection of information, including the validity of the methodology and assumptions used; (3) ways to enhance the quality, utility and clarity of the information collection; and (4) ways to minimize the burden of the collection of information on those who are to respond, including the use of automated collection techniques or other forms of information technology.</P>
                <P>
                    This information collection is subject to the PRA. A Federal agency generally cannot conduct or sponsor a collection of information, and the public is generally not required to respond to an information collection, unless the OMB approves it and displays a currently valid OMB Control Number. In addition, notwithstanding any other provisions of law, no person shall generally be subject to penalty for failing to comply with a collection of information that does not display a valid OMB Control Number. 
                    <E T="03">See</E>
                     5 CFR 1320.5(a) and 1320.6.
                </P>
                <P>DOL seeks PRA authorization for this information collection for three (3) years. OMB authorization for an ICR cannot be for more than three (3) years without renewal. The DOL notes that information collection requirements submitted to the OMB for existing ICRs receive a month-to-month extension while they undergo review.</P>
                <P>
                    <E T="03">Agency:</E>
                     DOL-ETA.
                </P>
                <P>
                    <E T="03">Title of Collection:</E>
                     Application for Prevailing Wage Determination.
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     1205-0508.
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     State, Local and Tribal Governments.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Respondents:</E>
                     61,109.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Responses:</E>
                     498,432.
                </P>
                <P>
                    <E T="03">Total Estimated Annual Time Burden:</E>
                     226,293 hours.
                </P>
                <P>
                    <E T="03">Total Estimated Annual Other Costs Burden:</E>
                     $188,938.
                </P>
                <EXTRACT>
                    <FP>(Authority: 44 U.S.C. 3507(a)(1)(D))</FP>
                </EXTRACT>
                <SIG>
                    <NAME>Michael Howell,</NAME>
                    <TITLE>Senior Paperwork Reduction Act Analyst.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14827 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4510-FN-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="46487"/>
                <AGENCY TYPE="S">DEPARTMENT OF LABOR</AGENCY>
                <SUBAGY>Bureau of Labor Statistics</SUBAGY>
                <SUBJECT>Agency Information Collection Activities; Submission for OMB Review; Current Population Survey—Basic Labor Force</SUBJECT>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of availability; request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Department of Labor (DOL) is submitting this Bureau of Labor Statistics (BLS)-sponsored information collection request (ICR) to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act of 1995 (PRA). Public comments on the ICR are invited.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The OMB will consider all written comments that the agency receives on or before August 24, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to 
                        <E T="03">www.reginfo.gov/public/do/PRAMain.</E>
                         Find this particular information collection by selecting “Currently under 30-day Review—Open for Public Comments” or by using the search function.
                    </P>
                    <P>Comments are invited on: (1) whether the collection of information is necessary for the proper performance of the functions of the Department, including whether the information will have practical utility; (2) the accuracy of the agency's estimates of the burden and cost of the collection of information, including the validity of the methodology and assumptions used; (3) ways to enhance the quality, utility and clarity of the information collection; and (4) ways to minimize the burden of the collection of information on those who are to respond, including the use of automated collection techniques or other forms of information technology.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Nicole Bouchet by telephone at 202-693-0213, or by email at 
                        <E T="03">DOL_PRA_PUBLIC@dol.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    The labor force data gathered through the Current Population Survey (CPS) are provided to users in the greatest detail possible, consistent with the demographic information obtained in the survey. In brief, the labor force data can be broken down by sex, age, race, ethnicity, marital status, family composition, educational level, certification and licensing status, disability status, and various other characteristics. Through such breakdowns, one can focus on the employment situation of specific population groups as well as on the general trends in employment and unemployment. Moreover, the survey yields data on the characteristics of people who have stopped looking for work because they believe no jobs are available, also referred to as discouraged workers. Information of this type can be obtained only through demographically-oriented surveys such as the CPS. For additional substantive information about this ICR, see the related notice published in the 
                    <E T="04">Federal Register</E>
                     on April 30, 2026 (91 FRN 23310).
                </P>
                <P>
                    This information collection is subject to the PRA. A Federal agency generally cannot conduct or sponsor a collection of information, and the public is generally not required to respond to an information collection, unless the OMB approves it and displays a currently valid OMB Control Number. In addition, notwithstanding any other provisions of law, no person shall generally be subject to penalty for failing to comply with a collection of information that does not display a valid OMB Control Number. 
                    <E T="03">See</E>
                     5 CFR 1320.5(a) and 1320.6.
                </P>
                <P>
                    <E T="03">Agency:</E>
                     DOL-BLS.
                </P>
                <P>
                    <E T="03">Title of Collection:</E>
                     Current Population Survey—Basic Labor Force.
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     1220-0100.
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Individuals or Households.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Respondents:</E>
                     41,000.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Responses:</E>
                     492,000.
                </P>
                <P>
                    <E T="03">Total Estimated Annual Time Burden:</E>
                     66,420 hours.
                </P>
                <P>
                    <E T="03">Total Estimated Annual Other Costs Burden:</E>
                     $0.
                </P>
                <EXTRACT>
                    <FP>(Authority: 44 U.S.C. 3507(a)(1)(D))</FP>
                </EXTRACT>
                <SIG>
                    <NAME>Nicole Bouchet,</NAME>
                    <TITLE>Senior Paperwork Reduction Act Analyst.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14826 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4510-24-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">NATIONAL ARCHIVES AND RECORDS ADMINISTRATION</AGENCY>
                <DEPDOC>[NARA-2026-031]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities: Renewal of Collection; Comment Request; Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Archives and Records Administration (NARA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>NARA is seeking renewal of the Generic Information Collection Request (Generic ICR): “Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery.” This ICR expires in December 2026. As part of a Federal Government-wide effort to streamline the process to seek feedback from the public on service delivery, this generic ICR covers all of our requests for feedback on our services. We invite your comments on this ICR.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>We must receive written comments on or before September 21, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Send comments to 
                        <E T="03">surveys@nara.gov.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Requests for additional information or copies of the proposed information collection and supporting statement should be directed to Kristin Phillips, Paperwork Reduction Act Officer, by email at 
                        <E T="03">kristin.phillips@nara.gov</E>
                         or by telephone at 616-254-0405.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Pursuant to the Paperwork Reduction Act of 1995 (Pub. L. 104-13), we invite the public and other Federal agencies to comment on proposed information collections. If you have comments or suggestions, they should address one or more of the following points: (a) whether the proposed information collection is necessary for NARA to properly perform its functions; (b) our estimate of the burden of the proposed information collection and its accuracy; (c) ways we could enhance the quality, utility, and clarity of the information we collect; (d) ways we could minimize the burden on respondents of collecting the information, including through information technology; and (e) whether the collection affects small businesses.</P>
                <P>We will summarize any comments you submit and include the summary in our request for OMB approval. All comments will become a matter of public record.</P>
                <P>In this notice, we solicit comments concerning the following information collection:</P>
                <P>
                    <E T="03">Title:</E>
                     Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery.
                </P>
                <P>
                    <E T="03">OMB number:</E>
                     3095-0070.
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Regular.
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Individuals and Households, Businesses and Organizations, State, Local or Tribal Governments.
                </P>
                <P>
                    <E T="03">Estimated Number of Respondents:</E>
                     27,000.
                </P>
                <P>Below we provide projected average estimates for the next three years:</P>
                <P>
                    <E T="03">Average expected annual number of activities:</E>
                     26.
                </P>
                <P>
                    <E T="03">Average number of respondents per activity:</E>
                     1,038.
                </P>
                <P>
                    <E T="03">Annual responses:</E>
                     1.
                    <PRTPAGE P="46488"/>
                </P>
                <P>
                    <E T="03">Frequency of response:</E>
                     Once per request.
                </P>
                <P>
                    <E T="03">Average minutes per response:</E>
                     10-30.
                </P>
                <P>
                    <E T="03">Burden hours:</E>
                     13,500.
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     This information collection activity provides a means to gather qualitative customer and stakeholder feedback in an efficient, timely manner, in accordance with NARA's commitment to improving service delivery. By qualitative feedback, we mean information that provides useful insights into customers' or stakeholders' perceptions and opinions, but not statistical surveys that yield quantitative results that can be generalized to the population of study. Qualitative feedback provides insights into perceptions, experiences, and expectations, provides an early warning of issues with service, or focuses attention on areas where communication, training, or changes in operations might improve delivery of products or services. Collecting this information allows for ongoing, collaborative, and actionable communications between NARA and its customers and stakeholders. It also allows us to contribute feedback directly to improving program management.
                </P>
                <P>NARA collects feedback in areas of service delivery such as timeliness, appropriateness, accuracy of information, plain language, courtesy, efficiency, and resolution of issues with service delivery. We use customer feedback to plan efforts to improve or maintain the quality of service offered to the public. If this information is not collected, vital feedback from customers and stakeholders on NARA's services will be unavailable.</P>
                <P>NARA will only submit a collection for approval under this generic clearance if it meets the following conditions:</P>
                <P>• The collection is voluntary;</P>
                <P>• The collection is low-burden for respondents (based on considerations of total burden hours, total number of respondents, or burden-hours per respondent) and is low-cost for both the respondents and the Federal Government.</P>
                <P>• The collection is non-controversial and does not raise issues of concern to other Federal agencies;</P>
                <P>• It is targeted to solicit opinions from respondents who have experience with the program or may have experience with the program in the near future;</P>
                <P>• Personally identifiable information (PII) is collected only to the extent necessary and is not retained;</P>
                <P>• Information gathered will be used only internally for general service improvement and program management purposes and is not intended for release outside of the agency;</P>
                <P>• Information gathered will not be used for the purpose of substantially informing influential policy decisions; and</P>
                <P>• Information gathered will yield qualitative information; the collections will not be designed or expected to yield statistically reliable results or used as though the results are generalizable to the population of study.</P>
                <P>Feedback collected under this generic clearance provides useful information, but it does not yield data that can be generalized to the overall population. This type of generic clearance for qualitative information will not be used for quantitative information collections that are designed to yield reliably actionable results, such as monitoring trends over time or documenting program performance. Such data uses require more rigorous designs that address: the target population to which generalizations will be made, the sampling frame, the sample design (including stratification and clustering), the precision requirements or power calculations that justify the proposed sample size, the expected response rate, methods for assessing potential non-response bias, the protocols for data collection, and any testing procedures that were or will be undertaken prior to fielding the study. Depending on the degree of influence the results are likely to have, such collections may still be eligible for submission for other generic mechanisms that are designed to yield quantitative results, but do not fall under the current generic collection.</P>
                <P>As a general matter, information collections under this generic collection request will not result in any new system of records containing privacy information and will not ask questions of a sensitive nature, such as sexual behavior and attitudes, religious beliefs, and other matters that are commonly considered private.</P>
                <P>
                    <E T="03">Current Actions:</E>
                     NPRC Survey of Customer Satisfaction, National Archives Catalog Feedback, Revolutionary War Pension File Transcription, National Outreach Program Initiative (NOPI), and Event Evaluations.
                </P>
                <SIG>
                    <NAME>Gulam Shakir,</NAME>
                    <TITLE>Executive for Information Services/CIO.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14921 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7515-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">NUCLEAR REGULATORY COMMISSION</AGENCY>
                <DEPDOC>[NRC-2025-0052]</DEPDOC>
                <SUBJECT>Information Collection: NRC Form 313, Application for Materials License and NRC Forms 313A (Radiation Safety Officer (RSO)), 313A (AMP), 313A (Authorized Nuclear Pharmacist (ANP)), 313A (Authorized User Training, Experience and Preceptor Attestation (AUD)), 313A (Authorized User Training, Experience, and Preceptor Attestation (AUT)), and 313A (Authorized User Training, Experience and Preceptor Attestation (AUS))</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Nuclear Regulatory Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of submission to the Office of Management and Budget; request for comment.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The U.S. Nuclear Regulatory Commission (NRC) has recently submitted a request for renewal of an existing collection of information to the Office of Management and Budget (OMB) for review. The information collection is entitled, “NRC Form 313, Application for Materials License and NRC Forms 313A (Radiation Safety Officer (RSO)), 313A (AMP), 313A (Authorized Nuclear Pharmacist (ANP)), 313A (Authorized User Training, Experience and Preceptor Attestation (AUD)), 313A (Authorized User Training, Experience, and Preceptor Attestation (AUT)), and 313A (Authorized User Training, Experience and Preceptor Attestation (AUS)).”</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Submit comments by August 24, 2026. Comments received after this date will be considered if it is practical to do so, but the Commission is able to ensure consideration only for comments received on or before this date.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to 
                        <E T="03">https://www.reginfo.gov/public/do/PRAMain.</E>
                         Find this particular information collection by selecting “Currently under Review—Open for Public Comments” or by using the search function.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Kristen Benney, Office of the Chief Information Officer, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001; telephone: 301-415-6355; email: 
                        <E T="03">Infocollects.Resource@nrc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">
                    SUPPLEMENTARY INFORMATION:
                    <PRTPAGE P="46489"/>
                </HD>
                <HD SOURCE="HD1">I. Obtaining Information and Submitting Comments</HD>
                <HD SOURCE="HD2">A. Obtaining Information</HD>
                <P>Please refer to Docket ID NRC-2025-0052 when contacting the NRC about the availability of information for this action. You may obtain publicly available information related to this action by any of the following methods:</P>
                <P>
                    • 
                    <E T="03">Federal Rulemaking Website:</E>
                     Go to 
                    <E T="03">https://www.regulations.gov</E>
                     and search for Docket ID NRC-2025-0052.
                </P>
                <P>
                    • 
                    <E T="03">NRC's Agencywide Documents Access and Management System (ADAMS):</E>
                     You may obtain publicly available documents online in the ADAMS Public Documents collection at 
                    <E T="03">https://www.nrc.gov/reading-rm/adams.html.</E>
                     To begin the search, select “Begin ADAMS Public Search.” For problems with ADAMS, please contact the NRC's Public Document Room (PDR) reference staff at 1-800-397-4209, at 301-415-4737, or by email to 
                    <E T="03">PDR.Resource@nrc.gov.</E>
                     A copy of the collection of information and related instructions may be obtained without charge by accessing ADAMS Accession Nos. ML26153A172, ML25338A231, ML25338A232, ML25338A233, ML25338A234, ML25338A235, ML25338A236 and ML26182A010. The supporting statement is available in ADAMS under Accession No. ML26153A183.
                </P>
                <P>
                    • 
                    <E T="03">NRC's PDR:</E>
                     The PDR, where you may examine and order copies of publicly available documents, is open by appointment. To make an appointment to visit the PDR, please send an email to 
                    <E T="03">PDR.Resource@nrc.gov</E>
                     or call 1-800-397-4209 or 301-415-4737, between 8 a.m. and 4 p.m. eastern time (ET), Monday through Friday, except Federal holidays.
                </P>
                <P>
                    • 
                    <E T="03">NRC's Clearance Officer:</E>
                     A copy of the collection of information and related instructions may be obtained without charge by contacting the NRC's Clearance Officer, Kristen Benney, Office of the Chief Information Officer, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001; telephone: 301-415-6355; email: 
                    <E T="03">Infocollects.Resource@nrc.gov.</E>
                </P>
                <HD SOURCE="HD2">B. Submitting Comments</HD>
                <P>
                    Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to 
                    <E T="03">https://www.reginfo.gov/public/do/PRAMain.</E>
                     Find this particular information collection by selecting “Currently under Review—Open for Public Comments” or by using the search function.
                </P>
                <P>
                    The NRC cautions you not to include identifying or contact information in comment submissions that you do not want to be publicly disclosed in your comment submission. All comment submissions are posted at 
                    <E T="03">https://www.regulations.gov</E>
                     and entered into ADAMS. Comment submissions are not routinely edited to remove identifying or contact information.
                </P>
                <P>If you are requesting or aggregating comments from other persons for submission to the OMB, then you should inform those persons not to include identifying or contact information that they do not want to be publicly disclosed in their comment submission. Your request should state that comment submissions are not routinely edited to remove such information before making the comment submissions available to the public or entering the comment into ADAMS.</P>
                <HD SOURCE="HD1">II. Background</HD>
                <P>Under the provisions of the Paperwork Reduction Act of 1995 (44 U.S.C. Chapter 35), the NRC recently submitted a request for renewal of an existing collection of information to OMB for review entitled, “NRC Form 313, Application for Materials License and NRC Forms 313A (Radiation Safety Officer (RSO)), 313A (AMP), 313A (Authorized Nuclear Pharmacist (ANP)), 313A (Authorized User Training, Experience and Preceptor Attestation (AUD)), 313A (Authorized User Training, Experience, and Preceptor Attestation (AUT)), and 313A (Authorized User Training, Experience and Preceptor Attestation (AUS)).” The NRC hereby informs potential respondents that an agency may not conduct or sponsor, and that a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number.</P>
                <P>
                    The NRC published a 
                    <E T="04">Federal Register</E>
                     notice with a 60-day comment period on this information collection on April 21, 2026, 91 FR 21332.
                </P>
                <P>
                    1. 
                    <E T="03">The title of the information collection:</E>
                     NRC Form 313, Application for Materials License and NRC Forms 313A (Radiation Safety Officer (RSO)), 313A (AMP), 313A (Authorized Nuclear Pharmacist (ANP)), 313A (Authorized User Training, Experience and Preceptor Attestation (AUD)), 313A (Authorized User Training, Experience, and Preceptor Attestation (AUT)), and 313A (Authorized User Training, Experience and Preceptor Attestation (AUS)).
                </P>
                <P>
                    2. 
                    <E T="03">OMB approval number:</E>
                     3150-0120.
                </P>
                <P>
                    3. 
                    <E T="03">Type of submission:</E>
                     Extension.
                </P>
                <P>
                    4. 
                    <E T="03">The form number, if applicable:</E>
                     NRC Form 313, Application for Materials License and NRC Forms 313A (RSO), 313A (AMP), 313A (ANP), 313A (AUD), 313A (AUT), and 313A (AUS).
                </P>
                <P>
                    5. 
                    <E T="03">How often the collection is required or requested:</E>
                     There is a one-time submittal of the NRC Form 313 (which may include the NRC Form 313A series of forms) with information to receive a license. Once a specific license has been issued, there is a 15-year resubmittal of the NRC Form 313 (which may include the NRC Form 313A series of forms) with information for renewal of the license. Amendment requests are submitted as needed by the licensee. There is a one-time submittal for all limited specific medical use applicants of a NRC Form 313A series form to have each new individual identified as a Radiation Safety Officer (RSO) or Associate Radiation Safety Officer (ARSO) [NRC Form 313A (RSO)], authorized medical physicist or ophthalmic physicist [NRC Form 313A (AMP)], authorized nuclear pharmacist [NRC Form 313A (ANP)], or authorized user [NRC Form 313A (AUD), NRC Form 313A (AUS), or NRC Form 313A (AUT)] or a subsequent submittal of additional information for one of these individuals to be identified with a new authorization on a limited specific medical use license. NRC Form 313A (RSO) is also used by medical broad scope licensees when identifying a new individual as an RSO, a new individual as an ARSO, adding an additional RSO authorization, or adding an additional ARSO authorization for the individual. This submittal may occur when applying for a new license, amendment, or renewal. NRC Form 313A (ANP) is also used by commercial nuclear pharmacy licensees when requesting an individual be identified for the first time as ANP. This submittal may occur when applying for a new license, amendment, or renewal.
                </P>
                <P>
                    6. 
                    <E T="03">Who will be required or asked to respond:</E>
                     All applicants requesting a license, amendment or renewal of a license for byproduct or source material.
                </P>
                <P>
                    7. 
                    <E T="03">The estimated number of annual responses:</E>
                     18,994.5.
                </P>
                <P>
                    8. 
                    <E T="03">The estimated number of annual respondents:</E>
                     14,229 (1,292 NRC licensees + 10,594 Agreement State licensees + 2,343 third party attestations).
                </P>
                <P>
                    9. 
                    <E T="03">The estimated number of hours needed annually to comply with the information collection requirement or request:</E>
                     39,891 (4,209 NRC licensee reporting + 34,511 Agreement State reporting + 1,171 third party attestations).
                </P>
                <P>
                    10. 
                    <E T="03">Abstract:</E>
                     Applicants must submit NRC Form 313, which may include the six forms in the 313A series, to obtain a specific license to possess, use, or 
                    <PRTPAGE P="46490"/>
                    distribute byproduct or source material. These six forms in the 313A series are: (1) NRC Form 313A (RSO), “Radiation Safety Officer or Associate Radiation Safety Officer Training, Experience and Preceptor Attestation [10 CFR 35.57, 35.50]”; (2) NRC Form 313A (AMP), “Authorized Medical Physicist or Ophthalmic Physicist, Training, Experience and Preceptor Attestation [10 CFR 35.51, 35.57(a)(3), and 35.433]”; (3) NRC Form 313A (ANP), “Authorized Nuclear Pharmacist Training, Experience, and Preceptor Attestation 10 CFR 35.55”; (4) NRC Form 313A (AUD), “Authorized User Training, Experience and Preceptor Attestation (for uses defined under 35.100, 35.200, and 35.500) 10 CFR 35.57, 35.190, 35.290, and 35.590”; (5) NRC Form 313A (AUT), “Authorized User Training, Experience, and Preceptor Attestation (for uses defined under 35.300) 10 CFR 35.57, 35.390, 35.392, 35.394, and 35.396”; and (6) NRC Form 313A (AUS), “Authorized User Training, Experience and Preceptor Attestation (for uses defined under 35.400 and 35.600) 10 CFR 35.57, 35.490, 35.491, and 35.690.” The NRC Form 313A series of forms requires preceptor attestations for certain individuals. The preceptor attestation is provided by a third party and not an applicant or licensee. The information is reviewed by the NRC to determine whether the applicant is qualified by training and experience, and has equipment, facilities, and procedures which are adequate to protect the public health and safety and minimize danger to life or property.
                </P>
                <EXTRACT>
                    <FP>
                        (Authority: 42 U.S.C. 2011 
                        <E T="03">et seq.</E>
                        )
                    </FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: July 20, 2026.</DATED>
                    <P>For the Nuclear Regulatory Commission.</P>
                    <NAME>Kristen Benney,</NAME>
                    <TITLE>NRC Clearance Officer, Office of the Chief Information Officer.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14916 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7590-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-105947; File No. SR-NYSEAMER-2026-62]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Connectivity Fee Schedule</SUBJECT>
                <DATE>July 20, 2026.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) 
                    <SU>1</SU>
                    <FTREF/>
                     of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>2</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>3</SU>
                    <FTREF/>
                     notice is hereby given that, on July 7, 2026, NYSE American LLC (“NYSE American” or “Exchange”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I and II below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         15 U.S.C. 78a.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    The Exchange proposes to amend the Connectivity Fee Schedule to add MX2 Options to the list of third party data feeds to which Users can connect. The proposed rule change is available on the Exchange's website at 
                    <E T="03">www.nyse.com</E>
                     and at the principal office of the Exchange.
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>
                    The Exchange proposes to amend the Connectivity Fee Schedule to add MX2 Options to the list of third party data feeds to which Users 
                    <SU>4</SU>
                    <FTREF/>
                     can connect. Currently, Users are offered connectivity to data feeds from third party markets and other content service providers (“Third Party Data Feeds”) at the Mahwah, New Jersey data center (“MDC”).
                    <SU>5</SU>
                    <FTREF/>
                     The Exchange now proposes to amend the list to incorporate a new feed from MX 2 LLC (“MX2 Options”).
                    <SU>6</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         For purposes of the Exchange's colocation services, a “User” means any market participant that requests to receive colocation services directly from the Exchange. 
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 76009 (September 29, 2015), 80 FR 60213 (October 5, 2015) (SR-NYSEMKT-2015-67). As specified in the Fee Schedule, a User that incurs colocation fees for a particular colocation service pursuant thereto would not be subject to colocation fees for the same colocation service charged by the New York Stock Exchange LLC, NYSE Arca, Inc., NYSE National, Inc. and NYSE Texas, Inc. (together, the “Affiliate SROs”). Each Affiliate SRO has submitted substantially the same proposed rule change to propose the change described herein.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         Through its Fixed Income and Data Services (“FIDS”) business, Intercontinental Exchange, Inc. (“ICE”) operates the MDC. The Exchange and the Affiliate SROs are indirect subsidiaries of ICE.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 104152 (September 30, 2025), 90 FR 47867 (October 2, 2025) (SR-MX2-2025-01) (Order Granting Approval to a Proposed Rule Change To Adopt Rules To Govern the Trading of Options on the Exchange for a New Facility Called MX2 Options).
                    </P>
                </FTNT>
                <P>
                    The proposed rule change will become operational as soon as practicable after the MX2 Options data feed is live. The announced date for the MX2 Options data feed to be live is September 14, 2026.
                    <SU>7</SU>
                    <FTREF/>
                     The Exchange currently expects that the proposed rule change would become operative soon thereafter. The Exchange will announce the date through a customer notice.
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See</E>
                         “September 2026 Go Live Date for MX2 Options” at 
                        <E T="03">https://memx.com/insights/september-2026-go-live-date-for-mx2-options.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Proposed Change to the List of Third Party Data Feeds</HD>
                <P>So that the Exchange may offer connectivity to MX2 Options, it proposes to add it to the list of available Third Party Data Feeds (proposed additions italicized):</P>
                <GPOTABLE COLS="2" OPTS="L2,nj,tp0,i1" CDEF="s50,15">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Third party data feed</CHED>
                        <CHED H="1">
                            Monthly recurring
                            <LI>connectivity fee</LI>
                            <LI>per third party</LI>
                            <LI>data feed</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Miami International Securities Exchange/MIAX PEARL</ENT>
                        <ENT>$2,000</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            <E T="03">MX2 Options</E>
                        </ENT>
                        <ENT>
                            <E T="03">2,000</E>
                        </ENT>
                    </ROW>
                </GPOTABLE>
                <P>The Exchange would provide connectivity to MX2 Options as a convenience to Users.</P>
                <P>As with the existing connections to Third Party Data Feeds, including the existing connections to Third Party Data Feeds from MEMX (“MEMX Third Party Data Feeds”), the Exchange would receive a connection to the MX2 Options data feed (the “Proposed Third Party Data Feed”) from the content service provider at the relevant source. The Exchange would then provide connectivity to that data to Users for a fee. Users would connect to MX2 Options over the internet protocol (“IP”) network, a local area network available in the MDC. The Proposed Third Party Data Feed would include trading and other information concerning the securities that are traded on MX2 Options.</P>
                <P>
                    As with the existing connections to Third Party Data Feeds, including the 
                    <PRTPAGE P="46491"/>
                    existing connection to MEMX Third Party Data Feeds, in order to connect to the Proposed Third Party Data Feed, a User would enter into a contract with the third party content service provider, pursuant to which it may charge the User for the data feed. The Exchange would receive the Proposed Third Party Data Feed in remote locations and transport it over its fiber optic network to the MDC. After the content service provider and User entered into an agreement and the Exchange received authorization from the content service provider, the Exchange would retransmit the data to the User over the User's port. The Exchange would charge the User for connectivity to the Proposed Third Party Data Feed. A User would only receive, and would only be charged the fee for, connectivity to a Proposed Third Party Data Feed for which it entered into a contract.
                </P>
                <P>The Exchange has no affiliation with the seller of the Proposed Third Party Data Feed and would have no right to use the feed other than as a redistributor of the data. The Proposed Third Party Data Feed would not provide access or order entry to the Exchange's execution system. The Proposed Third Party Data Feed would not provide access or order entry service to the execution systems of any third party generating the feed. The Exchange would receive the Proposed Third Party Data Feed via arms-length agreements and would have no inherent advantage over any other distributor of such data.</P>
                <HD SOURCE="HD3">Application and Impact of the Proposed Changes</HD>
                <P>The proposed rule change would not apply differently to distinct types or sizes of market participants. Rather, it would apply to all Users equally. As is currently the case, the purchase of any colocation service is completely voluntary and the Connectivity Fee Schedule is applied uniformly to all Users.</P>
                <P>The Exchange believes that it would gain at most a handful of new customers due to the proposed change.</P>
                <HD SOURCE="HD3">Competitive Environment</HD>
                <P>
                    The Exchange operates in a highly competitive market in which other vendors offer colocation services as a means to facilitate the trading and other market activities of those market participants who believe that colocation enhances the efficiency of their operations. The Commission has repeatedly expressed its preference for competition over regulatory intervention in determining prices, products, and services in the securities markets. Specifically, in Regulation NMS, the Commission highlighted the importance of market forces in determining prices and SRO revenues and, also, recognized that current regulation of the market system “has been remarkably successful in promoting market competition in its broader forms that are most important to investors and listed companies.” 
                    <SU>8</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 51808 (June 9, 2005), 70 FR 37496, 37499 (June 29, 2005).
                    </P>
                </FTNT>
                <P>As explained below, the Exchange's provision of connectivity to the Proposed Third Party Data Feed (“Connectivity”) may compete with connectivity provided by other third parties. Third-party vendors are not at any competitive disadvantage created by the Exchange.</P>
                <P>The proposed change is not otherwise intended to address any other issues relating to colocation services or related fees, and the Exchange is not aware of any problems that Users would have in complying with the proposed change.</P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Exchange believes that the proposed rule change is consistent with Section 6(b) of the Act,
                    <SU>9</SU>
                    <FTREF/>
                     in general, and furthers the objectives of Section 6(b)(5) of the Act,
                    <SU>10</SU>
                    <FTREF/>
                     in particular, because it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in regulating, clearing, settling, processing information with respect to, and facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general, to protect investors and the public interest and because it is not designed to permit unfair discrimination between customers, issuers, brokers, or dealers. The Exchange further believes that the proposed rule change is consistent with Section 6(b)(4) of the Act,
                    <SU>11</SU>
                    <FTREF/>
                     because it provides for the equitable allocation of reasonable dues, fees, and other charges among its members and issuers and other persons using its facilities.
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         15 U.S.C. 78f(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         15 U.S.C. 78f(b)(4).
                    </P>
                </FTNT>
                <HD SOURCE="HD3">The Proposed Rule Change Is Reasonable</HD>
                <P>The Exchange believes that the proposed rule change is reasonable.</P>
                <P>
                    In considering the reasonableness of proposed services and fees, the Commission's market-based test considers “whether the exchange was subject to significant competitive forces in setting the terms of its proposal . . . , including the level of any fees.” 
                    <SU>12</SU>
                    <FTREF/>
                     If the Exchange meets that burden, “the Commission will find that its proposal is consistent with the Act unless `there is a substantial countervailing basis to find that the terms' of the proposal violate the Act or the rules thereunder.” 
                    <SU>13</SU>
                    <FTREF/>
                     Here, the Exchange is subject to significant competitive forces in setting the terms on which it offers its proposal, in particular because substantially similar substitutes are available and the Exchange has not placed present or future third party vendors at a competitive disadvantage created by the Exchange.
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 90209 (October 15, 2020), 85 FR 67044, 67049 (October 21, 2020) (Order Granting Accelerated Approval to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections) (SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEARCA-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03, SR-NYSE-2020-11, SR-NYSEAMER-2020-10, SR-NYSEArca-2020-15, SR-NYSECHX-2020-05, SR-NYSENAT-2020-08) (“Wireless Approval Order”), citing Securities Exchange Act Release No. 59039 (December 2, 2008), 73 FR 74770, 74781 (December 9, 2008) (“2008 ArcaBook Approval Order”). 
                        <E T="03">See NetCoalition</E>
                         v. 
                        <E T="03">SEC,</E>
                         615 F.3d 525 (D.C. Cir. 2010).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         
                        <E T="03">See</E>
                         Wireless Approval Order, 
                        <E T="03">supra</E>
                         note 12, at 67049, citing 2008 ArcaBook Approval Order, 
                        <E T="03">supra</E>
                         note 12, at 74781.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Substantially Similar Substitutes Are Available</HD>
                <P>
                    As described above,
                    <SU>14</SU>
                    <FTREF/>
                     Users may connect to the Proposed Third Party Data Feed independent of the options provided by the Exchange, creating competition for the Exchange's proposed Connectivity. A User may connect to the Proposed Third Party Data Feed by, first, entering into an agreement with the relevant third party for connectivity, and second, connecting to the Proposed Third Party Data Feed through one of the Telecoms. Users that establish connectivity independent of the Connectivity offered by the Exchange are not at any competitive disadvantage created by the Exchange. As of April 30, 2026, more than 98% of the circuits for which Users contracted were supplied by the Telecoms. Although the Proposed Third Party Data Feed is not currently available, the Exchange believes that once it is available, Users may independently establish connectivity to the Proposed Third Party Data Feed through one of the Telecoms.
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         
                        <E T="03">See</E>
                         “Competitive Environment,” above.
                    </P>
                </FTNT>
                <P>
                    Because Users are third parties and are not required to make such information public, the Exchange does not have visibility into how many Users 
                    <PRTPAGE P="46492"/>
                    will connect to the Proposed Third Party Data Feed (once it becomes available) independently, as described above.
                    <SU>15</SU>
                    <FTREF/>
                     However, the market for connectivity to the Proposed Third Party Data Feed is competitive, and there is no reason to believe that other actual or potential Users would not obtain connectivity independently if they considered it to be in their commercial interest.
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         As they are third parties, the Exchange does not have visibility into whether Users intend to connect to the Proposed Third Party Data Feed (once it is available) for their own use, or if they intend to offer other Users such connectivity.
                    </P>
                </FTNT>
                <P>
                    Such Users compete, or would compete, with the Exchange's Connectivity and exert, or would exert, significant competitive forces on the Exchange in setting the terms of its proposal, including the level of the Exchange's proposed fees.
                    <SU>16</SU>
                    <FTREF/>
                     If the Exchange were to set its proposed fees too high, Users could respond by instead selecting other substantially similar connectivity by independently establishing connectivity as described above.
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         
                        <E T="03">See</E>
                         2008 ArcaBook Approval Order, 
                        <E T="03">supra</E>
                         note 12, at 74789 and n.295 (recognizing that products need not be identical to be substitutable).
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Users Are Not at a Competitive Disadvantage Created by the Exchange</HD>
                <P>The Exchange does not believe that FIDS would have any competitive advantage over Users that establish independent connectivity to the Proposed Third Party Data Feed. The Exchange's proposed service for Connectivity does not have (a) any special access to the Proposed Third Party Data Feeds or (b) advantage within the MDC, as all distances in the MDC are normalized.</P>
                <P>Moreover, the Exchange does not believe that FIDS would have any competitive advantage because it would charge for connectivity only, not the Proposed Third Party Data Feed itself. All Users that connect to the Proposed Third Party Data Feed, whether they elect to connect using the Exchange's proposed service or not, would have to pay a third party for the Proposed Third Party Data Feed.</P>
                <P>
                    Nor does the Exchange believe that FIDS has a competitive advantage by virtue of the fact that ICE owns and operates the MDC's meet-me-rooms. Users purchasing Connectivity—like Users of any other colocation service—would require a circuit connecting out of the MDC, and in most cases, such circuits are provided by Telecoms.
                    <SU>17</SU>
                    <FTREF/>
                     Currently, 17 Telecoms operate in the meet-me-rooms and provide a variety of circuit choices. It is in the Exchange's best interest to set the fees that Telecoms pay to operate in the meet-me-rooms at a reasonable level 
                    <SU>18</SU>
                    <FTREF/>
                     so that market participants, including Telecoms, will maximize their use of the MDC. By setting the meet-me-room fees at a reasonable level, the Exchange encourages Telecoms to participate in the meet-me-rooms and to sell circuits to Users for connecting into and out of the MDC. These Telecoms then compete with each other by pricing such circuits at competitive rates. These competitive rates for circuits help draw in more Users and Hosted Customers to the MDC, which directly benefits the Exchange by increasing the customer base to whom the Exchange can sell its colocation services, which include cabinets, power, ports, and connectivity to many third-party data feeds, and because having more Users and Hosted Customers leads, in many cases, to greater participation on the Exchange. In this way, by setting the meet-me-room fees at a level attractive to telecommunications firms, the Exchange spurs demand for all of the services it sells at the MDC, while setting the meet-me-room fees too high would negatively affect the Exchange's ability to sell its services at the MDC.
                    <SU>19</SU>
                    <FTREF/>
                     Accordingly, there are real constraints on the meet-me-room fees the Exchange charges, such that the Exchange does not have an advantage in terms of costs when compared to third parties that enter the MDC through the meet-me-rooms to provide services to compete with the Exchange's services.
                </P>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         Note that in the case of wireless connectivity, a User in colocation still requires a fiber circuit to transport data. If a Telecom is used, the data is transmitted wirelessly to the relevant pole, and then from the pole to the meet-me-room using a fiber circuit.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 97999 (July 26, 2023), 88 FR 50190 (August 1, 2023) (SR-NYSEAmer-2023-36) (“MMR Notice”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         
                        <E T="03">See id.</E>
                         at 50193. Importantly, the Exchange is prevented from making any alteration to its meet-me-room services or fees without filing a proposal for such changes with the Commission.
                    </P>
                </FTNT>
                <P>If anything, the Exchange would be subject to a competitive disadvantage vis-à-vis Users regarding connectivity to the Proposed Third Party Data Feed. Users that choose to independently establish connectivity may negotiate terms with the Telecoms through whom such connectivity is delivered, in response to competitive forces. Such prices are not required to be filed by any party with the Commission. In contrast, the Exchange's service and pricing would be standardized as set out in this filing, and the Exchange would be unable to respond to pricing pressure from its competitors without seeking a formal fee change in a filing before the Commission.</P>
                <P>
                    In sum, because the Exchange is subject to significant competitive forces in setting the terms on which it offers its proposal, in particular because the Exchange believes that a substantially similar substitute is available, and the Exchange has not placed actual or proposed Users that already have or establish connectivity at a competitive disadvantage created by the Exchange, the proposed fee for the Exchange's access to the Proposed Third Party Data Feed is reasonable.
                    <SU>20</SU>
                    <FTREF/>
                     If the Exchange were to set its prices for connectivity to the Proposed Third Party Data Feeds at a level that Users found to be too high, Users could easily choose to connect to the Proposed Third Party Data Feed through Telecoms, as detailed above.
                </P>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         
                        <E T="03">See</E>
                         Wireless Approval Order, 
                        <E T="03">supra</E>
                         note 12.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">The Proposed Rule Change Is Equitable</HD>
                <P>The Exchange believes that the proposed rule change is equitable.</P>
                <P>
                    The Exchange believes that the proposed fee for connectivity to the Proposed Third Party Data Feed is an equitable allocation of fees. The proposed fee is the same as the existing fee for connectivity to MEMX Equities or MEMX Options.
                    <SU>21</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         
                        <E T="03">See</E>
                         90 FR 47867, 
                        <E T="03">supra</E>
                         note 6 (noting that “[m]uch of the proposed functionality for MX2 Options is substantially similar to MEMX Options, and the Exchange proposes to adopt rules applicable to MX2 Options that are substantively identical or substantially similar to the approved rules of MEMX applicable to MEMX Options”).
                    </P>
                </FTNT>
                <P>Without this proposed rule change, Users would have fewer options for connectivity to the Proposed Third Party Data Feed, once that feed becomes available. By offering Connectivity, the Exchange gives each User additional options for addressing its needs, responding to User demand for options. Offering this additional service would help each User tailor its data center operations to the requirements of its business operations by allowing it to select the form and latency of connectivity that best suits its needs. Users that do not opt to utilize the Exchange's proposed Connectivity would still be able to connect to the Proposed Third Party Data Feed using Telecoms.</P>
                <P>The Exchange believes that the proposed change is equitable because it will result in fees being charged only to Users that voluntarily select to receive the corresponding services and because those services will be available to all Users.</P>
                <P>
                    Furthermore, the Exchange believes that the services and fees proposed herein are equitably allocated because, 
                    <PRTPAGE P="46493"/>
                    in addition to the services being completely voluntary, they are available to all Users on an equal basis (
                    <E T="03">i.e.,</E>
                     the same products and services are available to all Users). All Users that voluntarily select the Exchange's Connectivity would be charged the same amount for the same services. Users who opt not to use Connectivity would not be charged. In this way, the proposed rule change equitably allocates the proposed fees only to Users who choose to use the Exchange's Connectivity.
                </P>
                <HD SOURCE="HD3">The Proposed Change Is Not Unfairly Discriminatory</HD>
                <P>The Exchange believes that the proposed rule change is not unfairly discriminatory, for the following reasons.</P>
                <P>
                    The Exchange believes that the proposed change is not unfairly discriminatory because the proposed fee is the same as the existing fee for connectivity to MEMX Equities or MEMX Options.
                    <SU>22</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         
                        <E T="03">See id.</E>
                    </P>
                </FTNT>
                <P>Without this proposed rule change, Users would have fewer options for connectivity to the Proposed Third Party Data Feed. The proposed change would provide Users with an additional choice with respect to the form and optimal latency of their connectivity to the Proposed Third Party Data Feed, allowing a User to select the connectivity that better suits its needs, helping it tailor its colocation operations to the requirements of its business operations. Users that do not opt to utilize the Exchange's proposed Connectivity would still be able to connect to the Proposed Third Party Data Feed using Telecoms.</P>
                <P>
                    The Exchange believes that the proposed change is not unfairly discriminatory because it will result in fees being charged only to Users that voluntarily select to receive the corresponding services and because those services will be available to all Users. Furthermore, the Exchange believes that the services and fees proposed herein are not unfairly discriminatory because, in addition to the services being completely voluntary, they are available to all Users on an equal basis (
                    <E T="03">i.e.,</E>
                     the same products and services are available to all Users). All Users that voluntarily select the Exchange's Connectivity would be charged the same amount for the same services.
                </P>
                <P>For all these reasons, the Exchange believes that the proposal is consistent with the Act.</P>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>
                    In accordance with Section 6(b)(8) of the Act,
                    <SU>23</SU>
                    <FTREF/>
                     the Exchange believes that the proposed rule change will not impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. The proposed change would not affect competition among national securities exchanges or among members of the Exchange, but rather between FIDS and its commercial competitors.
                </P>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         15 U.S.C. 78f(b)(8).
                    </P>
                </FTNT>
                <P>By offering Connectivity, the Exchange would give each User additional options for addressing its needs, responding to User demand for options. Providing additional services would help each User tailor its data center operations to the requirements of its business operations by allowing it to select the form and latency of connectivity that best suits its needs. Users that do not opt to utilize the Exchange's proposed Connectivity would still be able to connect to the Proposed Third Party Data Feed using Telecoms.</P>
                <P>The Exchange does not believe that FIDS would have any competitive advantage over Users that establish independent connectivity to the Proposed Third Party Data Feed. The Exchange's proposed service for Connectivity does not have (a) any special access to the Proposed Third Party Data Feed or (b) advantage within the MDC, as all distances in the MDC are normalized.</P>
                <P>Moreover, the Exchange does not believe that FIDS would have any competitive advantage because it would charge for connectivity only, not the Proposed Third Party Data Feed itself. All Users that connect to the Proposed Third Party Data Feed, whether they elect to connect using the Exchange's proposed service or not, would have to pay a third party for the Proposed Third Party Data Feed.</P>
                <P>
                    Nor does the Exchange believe that FIDS has a competitive advantage over any third-party competitors offering connectivity by virtue of the fact that ICE owns and operates the MDC's meet-me-rooms. Users purchasing Connectivity—like Users of any other colocation service—would require a circuit connecting out of the MDC, and in most cases, such circuits are provided by third-party Telecoms. Currently, 17 Telecoms operate in the meet-me-rooms and provide a variety of circuit choices. It is in the Exchange's best interest to set the fees that Telecoms pay to operate in the meet-me-rooms at a reasonable level 
                    <SU>24</SU>
                    <FTREF/>
                     so that market participants, including Telecoms, will maximize their use of the MDC. By setting the meet-me-room fees at a reasonable level, the Exchange encourages Telecoms to participate in the meet-me-rooms and to sell circuits to Users for connecting into and out of the MDC. These Telecoms then compete with each other by pricing such circuits at competitive rates. These competitive rates for circuits help draw in more Users and Hosted Customers to the MDC, which directly benefits the Exchange by increasing the customer base to whom the Exchange can sell its colocation services, which include cabinets, power, ports, and connectivity to many third-party data feeds, and because having more Users and Hosted Customers leads, in many cases, to greater participation on the Exchange. In this way, by setting the meet-me-room fees at a level attractive to telecommunications firms, the Exchange spurs demand for all of the services it sells at the MDC, while setting the meet-me-room fees too high would negatively affect the Exchange's ability to sell its services at the MDC.
                    <SU>25</SU>
                    <FTREF/>
                     Accordingly, there are real constraints on the meet-me-room fees the Exchange charges, such that the Exchange does not have an advantage in terms of costs when compared to third parties that enter the MDC through the meet-me-rooms to provide services to compete with the Exchange's services.
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         
                        <E T="03">See</E>
                         MMR Notice, 
                        <E T="03">supra</E>
                         note 18.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         
                        <E T="03">See supra</E>
                         note 19.
                    </P>
                </FTNT>
                <P>If anything, the Exchange would be subject to a competitive disadvantage vis-à-vis Users regarding connectivity to the Proposed Third Party Data Feed. Users that choose to independently establish connectivity may negotiate terms with the Telecoms or other Users through whom such connectivity is delivered, in response to competitive forces. Such prices are not required to be filed by any party with the Commission. In contrast, the Exchange's service and pricing would be standardized as set out in this filing, and the Exchange would be unable to respond to pricing pressure from its competitors without seeking a formal fee change in a filing before the Commission.</P>
                <P>
                    The changes would not put any market participants at a relative disadvantage compared to other market participants or penalize one or more categories of market participants in a manner that would impose an undue burden on competition.
                    <PRTPAGE P="46494"/>
                </P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>No written comments were solicited or received with respect to the proposed rule change.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    The Exchange has filed the proposed rule change pursuant to Section 19(b)(3)(A)(iii) of the Act 
                    <SU>26</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) thereunder.
                    <SU>27</SU>
                    <FTREF/>
                     Because the proposed rule change does not: (i) significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative prior to 30 days from the date on which it was filed, or such shorter time as the Commission may designate, if consistent with the protection of investors and the public interest, the proposed rule change has become effective pursuant to Section 19(b)(3)(A) of the Act 
                    <SU>28</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) thereunder.
                    <SU>29</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         15 U.S.C. 78s(b)(3)(A)(iii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         17 CFR 240.19b-4(f)(6).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         
                        <E T="03">17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6) requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has satisfied this requirement.</E>
                    </P>
                </FTNT>
                <P>
                    At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings under Section 19(b)(2)(B) 
                    <SU>30</SU>
                    <FTREF/>
                     of the Act to determine whether the proposed rule change should be approved or disapproved.
                </P>
                <FTNT>
                    <P>
                        <SU>30</SU>
                         15 U.S.C. 78s(b)(2)(B).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number SR-NYSEAMER-2026-62  on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to file number SR-NYSEAMER-2026-62. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the filing will be available for inspection and copying at the principal office of the Exchange. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to file number SR-NYSEAMER-2026-62 and should be submitted on or before August 13, 2026.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>31</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>31</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>Sherry R. Haywood,</NAME>
                    <TITLE>Assistant Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14861 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-105952; File No. SR-MEMX-2026-21]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the Options Regulatory Fee (ORF) Under the New Methodology for Transactions That Occur on the Exchange</SUBJECT>
                <DATE>July 20, 2026.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the “Act”),
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on July 14, 2026, MEMX LLC (“MEMX” or the “Exchange”) filed with the Securities and Exchange Commission (the “Commission”) the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    The Exchange is filing with the Commission a proposed rule change to amend the Exchange's fee schedule applicable to Members 
                    <SU>3</SU>
                    <FTREF/>
                     (the “Fee Schedule”) pursuant to Exchange Rules 15.1(a) and (c) to establish the rate of the Options Regulatory Fee (“ORF”) that will be effective immediately. Specifically, the Exchange proposes to amend the MEMX Options Fee Schedule (“Options Fee Schedule”) to establish the ORF rate under the new methodology for assessment and collection of ORF for transactions that occur on the Exchange (“On Exchange ORF”).
                    <SU>4</SU>
                    <FTREF/>
                     Additionally, the Exchange is proposing to make certain non-substantive amendments to the Options Fee Schedule in the rule text that describes the ORF collection methodology. The text of the proposed rule change is provided in Exhibit 5.
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See</E>
                         Exchange Rule 1.5(p).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See</E>
                         Securities and Exchange Act No. 104745 (January 29, 2026), 91 FR 4985 (February 3, 2026) (SR-MEMX-2026-02) (Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)) (the “New ORF Methodology Filing”).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>
                    In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.
                    <PRTPAGE P="46495"/>
                </P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>
                    As noted above, the Exchange previously filed the New ORF Methodology Filing, establishing the On-Exchange ORF.
                    <SU>5</SU>
                    <FTREF/>
                     Additionally, pursuant to a separate rule filing, the current ORF rate of $0.0015 per contract side will sunset as of June 30, 2026.
                    <SU>6</SU>
                    <FTREF/>
                     At this time, the Exchange proposes to establish an ORF rate under the new On-Exchange ORF methodology. The Exchange previously filed this proposal on June 30, 2026 (SR-MEMX-2026-19) (the “Initial Proposal”). The Exchange has withdrawn the Initial Proposal and replaced the proposal with the current filing (SR-MEMX-2026-21).
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 104608 (January 14, 2026) 91 FR 2393 (January 20, 2026) (SR-MEMX-2025-36).
                    </P>
                </FTNT>
                <P>
                    With this proposal, effective immediately, the ORF rate under the new methodology will be $0.0200 per contract side. The amount of the proposed fee is based on historical industry volume, projected volumes on the Exchange, and projected Exchange regulatory costs. The Exchange's proposed ORF should balance the Exchange's regulatory revenue against the anticipated regulatory costs. As is the case today, the Exchange will notify Members via a Regulatory Notice of any change in the amount of the fee at least 30 calendar days prior to the effective date of the change. The Exchange also proposes to codify this practice in the Options Fee Schedule. In this case, the Exchange issued a Regulatory Notice on May 29, 2026, indicating the proposed rate change for July 1, 2026.
                    <SU>7</SU>
                    <FTREF/>
                     Additionally, the Exchange proposes certain non-substantive amendments to the Options Regulatory Fee section of the Options Fee Schedule, including deleting the text providing “The ORF is not assessed on outbound linkage trades.”
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See</E>
                         Regulatory Notice 26-05, available at: 
                        <E T="03">https://www.memxtrading.com/alerts-and-notices/regulatory-notice-26-05:-memx--options--options-regulatory-fee</E>
                        .
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Background</HD>
                <P>
                    As detailed in the New ORF Methodology Filing, effective July 1, 2026, the Exchange will assess ORF for options transactions cleared by the Options Clearing Corporation (“OCC”) in the “customer” 
                    <SU>8</SU>
                    <FTREF/>
                     range, however ORF would be assessed to each Exchange Member 
                    <SU>9</SU>
                    <FTREF/>
                     for executions that occur on MEMX Options. Specifically, the ORF would be collected by OCC on behalf of the Exchange from Members and Non-Members for all customer transactions executed on MEMX Options. ORF would be assessed and collected on all [sic] ultimately cleared customer contracts, taking into account adjustments for CMTA that were provided to the Exchange on the same day as the trade. Further, the Exchange would bill ORF according to the clearing instructions provided on the execution. More specifically, the Exchange proposes to assess ORF based on the clearing instruction provided on the execution on the trade date and would not take into consideration CMTA changes or transfers that occur at OCC.
                    <SU>10</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         The ORF is assessed by MEMX Options and collected via OCC on executions for the account of Public Customers, including Professionals, and Broker-Dealers including Foreign Broker-Dealers. These market participants clear in the “C” range at OCC. On the Exchange, a “Public Customer” means a person that is not a broker or dealer in securities and includes both Priority Customers and Professionals. A “Priority Customer” means a person or entity that is a Public Customer and is not a Professional. A “Professional” is any person or entity that (a) is not a broker or dealer in securities, and (b) places more than 390 orders in listed options per day on average during a calendar month for its own beneficial account(s). Executions for the account of an OCC clearing member firm proprietary account, joint back office account clearing in the Firm range, or account of a market maker clearing in the Market Maker range are not charged an ORF, nor would they be charged an ORF.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         A Member is defined as “any registered broker or dealer that has been admitted to membership in the Exchange.” 
                        <E T="03">See</E>
                         Exchange Rule 1.5(p).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         Adjustments that were made the same day as the trade on MEMX Options will be taken into account.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Proposal</HD>
                <P>
                    The Exchange now proposes to amend the Options Fee Schedule to establish the rate of the ORF under the new On-Exchange ORF methodology. With this proposal, effective immediately, the ORF rate under the new methodology will be $0.0200 per contract side. The proposed ORF rate is based on the new On-Exchange methodology, as described in further detail above. With this proposal, the Exchange will endeavor to ensure that ORF regulatory revenue generated from ORF will not exceed 75% of its options regulatory costs. As is the case today, the Exchange will notify Members via a Regulatory Notice of any change in the amount of the fee at least 30 calendar days prior to the effective date of the change. In this case, the Exchange issued a Regulatory Notice on May 29, 2026, indicating the proposed rate change for July 1, 2026.
                    <SU>11</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">See supra</E>
                         note 7.
                    </P>
                </FTNT>
                <P>The ORF is designed to recover a material portion of the costs to the Exchange of the supervision and regulation of Members' customer options business, including performing routine surveillances and investigations, as well as policy, rulemaking, interpretive and enforcement activities. The Exchange believes that revenue generated from the ORF, when combined with all of the Exchange's other regulatory fees and fines, will cover a material portion, but not all, of the Exchange's regulatory costs. Regulatory costs include direct regulatory expenses and certain indirect expenses for work allocated in support of the regulatory function. The direct expenses include in-house and third-party service provider costs to support the day-to-day regulatory work such as surveillance, investigations and examinations. The indirect expenses include support from personnel in such areas as human resources, legal, information technology, facilities and accounting as well as shared costs necessary to operate the Exchange and to carry out its regulatory function, such as hardware, data center costs and connectivity. The Exchange acknowledges that these indirect expenses are also allocated towards other business operations, such as providing connectivity and market data services, for which the Exchange has also conducted a cost-based analysis. As such, when analyzing the indirect expenses associated with its regulatory program, the Exchange did not double-count any expenses, but instead, allocated a portion of the cost not already allocated to other fees imposed by the Exchange. Indirect expenses are anticipated to be approximately 20% of the total regulatory costs for 2026. Thus, direct expenses are anticipated to be approximately 80% of the total regulatory costs for 2026. The Exchange notes that its regulatory responsibilities with respect to Member compliance with options sales practice rules have been allocated to the Financial Industry Regulatory Authority (“FINRA”) under a 17d-2 Agreement. The ORF is not designed to cover the cost of options sales practice regulation. Finally, the Exchange notes that it takes into account all regulatory sources of funding, including fines collected by the Exchange in connection with disciplinary matters, when determining the appropriate ORF rate.</P>
                <P>
                    The Exchange will monitor the amount of revenue collected from the ORF to ensure that it, in combination with its other regulatory fees and fines, does not exceed the Exchange's total regulatory costs. More specifically, the Exchange will ensure that revenue 
                    <PRTPAGE P="46496"/>
                    generated from ORF not exceed 75% of total annual regulatory costs. The Exchange will monitor regulatory costs and revenues at a minimum on a semi-annual basis. If the Exchange determines regulatory revenues exceed or are insufficient to cover a material portion of its regulatory costs, the Exchange will adjust the ORF by submitting a fee change filing to the Commission. As noted previously, the Exchange will notify Members of adjustments to the ORF via Regulatory Notice at least 30 calendar days prior to the effective date of the change and has proposed to codify this practice in its Options Fee Schedule.
                </P>
                <P>Lastly, the Exchange also proposes to amend the Options Regulatory Fee section of the Options Fee Schedule by re-organizing the existing bulleted information into paragraph format, and deleting the text providing, “The ORF is not assessed on outbound linkage trades.” In light of the On-Exchange ORF methodology, which by definition only applies to transactions that occur on the Exchange, the Exchange is proposing to delete text relating to outbound linkage trades to reduce potential investor confusion.</P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Exchange believes that its proposal to amend its Fee Schedule is consistent with Section 6(b) of the Act 
                    <SU>12</SU>
                    <FTREF/>
                     in general, and furthers the objectives of Section 6(b)(4) of the Act 
                    <SU>13</SU>
                    <FTREF/>
                     in particular, in that it is an equitable allocation of reasonable dues, fees, and other charges among its members and issuers and other persons using its facilities. The Exchange also believes the proposal furthers the objectives of Section 6(b)(5) of the Act 
                    <SU>14</SU>
                    <FTREF/>
                     in that it is designed to promote just and equitable principles of trade, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general to protect investors and the public interest and is not designed to permit unfair discrimination between customers, issuers, brokers and dealers.
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         15 U.S.C. 78f(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         15 U.S.C. 78f(b)(4).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <P>The Exchange believes that establishing an ORF in the amount of $0.0200 is reasonable, equitable, and not unfairly discriminatory because the rate was set commensurate with regulatory costs and thus would help ensure that revenue collected from the ORF under the new methodology, in combination with other regulatory fees and fines, would help offset, but not exceed, the Exchange's total regulatory costs. As discussed, the Exchange has designed the ORF, and the proposed ORF rate, to generate revenues that would not exceed 75% of the Exchange's regulatory costs, which is consistent with the practice across the options industry and the view of the Commission that regulatory fees be used for regulatory purposes and not to support the business side. The Exchange believes further that the proposed ORF rate is equitable and not unfairly discriminatory in that it is charged to all Exchange transactions that clear in the “customer” range at the OCC. The Exchange believes it is equitable and not unfairly discriminatory to assess the proposed ORF rate to transactions that clear in the “customer” range to cover regulatory costs, but not to transactions clearing in the “firm” or “market maker” range because Members who clear in the Firm and Market Maker range, are generally subject to other Exchange fees, fines and obligations. In addition, Market Makers in particular are subject to various quoting and other obligations to ensure that they provide stable and liquid markets, which benefit all market participants, including customers. Excluding Market Maker transactions from On-Exchange ORF will allow Market Makers to better manager [sic] their costs more effectively thus enabling them to better allocate resources toward technology, risk management, and capacity to ensure continued liquidity provision.</P>
                <P>The Exchange believes the proposed ORF is equitable and not unfairly discriminatory because it is objectively allocated to Members in that it is charged to all Members on all their transactions that occur on the Exchange and clear as customer at the OCC. Moreover, the Exchange believes the ORF ensures fairness by assessing fees to those Members that require more regulatory services based on the amount of customer options business they conduct. Over recent years, options trading volume has increased with a growing percentage of the volume applicable to customer transactions. Customers trading on the Exchange (through a Member) benefit from the protections of a robust regulatory program including the maintenance of fair and orderly markets and protections against fraud and other manipulation.</P>
                <P>
                    The ORF is designed to recover a material portion of the costs of supervising and regulating Members' customer options business including performing routine surveillances and investigations, as well as policy, rulemaking, interpretive, and enforcement activities. The Exchange will monitor the amount of revenue collected from the ORF to ensure that it, in combination with its other regulatory fees and fines, does not exceed the Exchange's total regulatory costs. The Exchange has designed the ORF to generate revenues that, when combined with all of the Exchange's other regulatory fees, will be less than 75% of the Exchange's regulatory costs, which is consistent with the Exchange's by-laws that state in Section 17.4(b): “[a]ny Regulatory Funds shall not be used for non-regulatory purposes or distributed, advanced or allocated to any Company Member, but rather, shall be applied to fund regulatory operations of the Company (including surveillance and enforcement activities) . . .”.
                    <SU>15</SU>
                    <FTREF/>
                     In this regard, the Exchange believes that the amount of the fee is reasonable.
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         
                        <E T="03">See</E>
                         MEMX LLC—LLC Agreement at 
                        <E T="03">https://info.memxtrading.com/regulation/governance/.</E>
                    </P>
                </FTNT>
                <P>Lastly, the Exchange is also proposing to amend the Options Regulatory Fee section of the Options Fee Schedule to reorganize bulleted text into a paragraph format, to codify its practice of notifying Members of any change in the amount of the fee at least 30 calendar days prior to the effective date of the change, and to delete the text providing, “The ORF is not assessed on outbound linkage trades.” The Exchange believes the proposed changes are reasonable and appropriate because they result in a clearer presentation of information and reduce potential investor confusion.</P>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>The Exchange does not believe that the proposed rule change will impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act. This proposal will not create an unnecessary or inappropriate intra-market burden on competition because the ORF will apply to all customer activity on the Exchange and is designed to enable the Exchange to recover a material portion of the Exchange's cost related to its regulatory activities. This proposal will not create an unnecessary or inappropriate inter-market burden on competition because it will be a regulatory fee that supports regulation and customer protection in furtherance of the purposes of the Act. The Exchange is obligated to ensure that the amount of regulatory revenue collected from the ORF, in combination with its other regulatory fees and fines, does not exceed regulatory costs.</P>
                <P>
                    The Exchange also does not believe the proposed change to amend the Options Regulatory Fee section of the Options Fee Schedule to reorganize certain information, codify its practice 
                    <PRTPAGE P="46497"/>
                    of notifying Members of any change in the amount of the fee at least 30 calendar days prior to the effective date of the change, and delete text relating to outbound linkage trades will have any unnecessary or inappropriate burden on competition because this change will apply equally to all Members, and seeks to correct the Options Fee Schedule and reduce potential investor confusion.
                </P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>The Exchange neither solicited nor received comments on the proposed rule change.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    The foregoing rule change has become effective pursuant to Section 19(b)(3)(A) of the Act 
                    <SU>16</SU>
                    <FTREF/>
                     and paragraph (f) of Rule 19b-4 
                    <SU>17</SU>
                    <FTREF/>
                     thereunder. At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule change should be approved or disapproved.
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         17 CFR 240.19b-4(f).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number SR-MEMX-2026-21  on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to file number SR-MEMX-2026-21. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the filing will be available for inspection and copying at the principal office of the Exchange. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to file number SR-MEMX-2026-21 and should be submitted on or before August 13, 2026.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>18</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>18</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>Sherry R. Haywood,</NAME>
                    <TITLE>Assistant Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14862 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[OMB Control No. 3235-0500]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 608</SUBJECT>
                <FP SOURCE="FP-1">
                    <E T="03">Upon Written Request, Copies Available From:</E>
                     Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 20549-2736
                </FP>
                <P>
                    Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (“PRA”) (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ), the Securities and Exchange Commission (“Commission”) is soliciting comments on the existing collection of information provided for in Rule 608 (17 CFR 242.608) under the Securities Exchange Act of 1934 (15 U.S.C. 78a 
                    <E T="03">et seq.</E>
                    ). The Commission plans to submit this existing collection of information to the Office of Management and Budget (“OMB”) for extension and approval.
                </P>
                <P>Rule 608 specifies procedures for filing or amending national market system plans (“NMS Plans”). Self-regulatory organizations (“SROs”) filing a new NMS Plan must submit the text of the NMS Plan to the Commission, along with a statement of purpose, and, if applicable, specified supporting materials that may include: (1) a copy of all governing or constituent documents, (2) a description of the manner in which the NMS Plan, and any facility or procedure contemplated by the NMS Plan, will be implemented, (3) a listing of all significant phases of development and implementation contemplated by the NMS Plan, including a projected completion date for each phase, (4) an analysis of the competitive impact of implementing the NMS Plan, (5) a description of any written agreements or understandings between or among plan participants or sponsors relating to interpretations of the NMS Plan or conditions for becoming a plan participant or sponsor, and (6) a description of the manner in which any facility contemplated by the NMS Plan shall be operated. Participants or sponsors to the NMS Plan must ensure that a current and complete version of the NMS Plan is posted on a designated website or a plan website after being notified by the Commission that the NMS Plan is effective. Each plan participant or sponsor must also provide a link on its own website to the current website to the current version of the NMS Plan.</P>
                <P>The Commission estimates that the creation and submission of a new NMS Plan and any related materials would result in an average aggregate burden of approximately 1020 hours per year (30 SROs × 34 hours = 1020 hours). The Commission further estimates an average aggregate burden of approximately 150 hours per year (30 SROs × 5 hours = 150 hours), for each of the SROs to keep a current and complete version of the NMS Plan posted on a designated website or a plan website, and to provide a link to the current version of the NMS Plan on its own website. In addition, the Commission estimates that the creation of a new NMS Plan and any related materials would result in an average aggregate cost of approximately $226,914 per year (30 SROs × $7,563.80 = $226,914).</P>
                <P>
                    SROs proposing to amend an existing NMS Plan must submit the text of the amendment to the Commission, along with a statement of purpose, and, if applicable, the supporting materials described above, as well as a statement that the amendment has been approved by the plan participants or sponsors in accordance with the terms of the NMS Plan. Participants or sponsors to the NMS Plan must ensure that any proposed amendments are posted to a designated website or a plan website after filing the amendments with the Commission and that those websites are updated to reflect the current status of the amendment and the NMS Plan. Each plan participant or sponsor must also provide a link on its own website to the 
                    <PRTPAGE P="46498"/>
                    current version of the NMS Plan. The Commission estimates that the creation and submission of NMS Plan amendments and any related materials would result in an average aggregate burden of approximately 13,260 hours per year (30 SROs × 442 hours = 13,260 hours). The Commission further estimates an average aggregate burden of approximately 148 hours per year (30 SROs × 4.94 hours = 148.2 hours, rounded down to 148) for SROs to post any pending NMS Plan amendments to a designated website or a plan website and to update such websites to reflect the current status of the amendment and the NMS Plan. In addition, the Commission estimates that the creation of an NMS Plan amendment and any related materials would result in an average aggregate cost of approximately $491,790 per year (30 SROs × $16,393 = $491,790).
                </P>
                <P>Finally, to the extent that a plan processor is required for any facility contemplated by a NMS Plan, the plan participants or sponsors must file with the Commission a statement identifying the plan processor selected, describing the material terms under which the plan processor is to serve, and indicating the solicitation efforts, if any, for alternative plan processors, the alternatives considered, and the reasons for the selection of the plan processor. The Commission estimates that the preparation and materials related to the selection of a plan processor would result in an average aggregate burden of approximately 340 hours per year (30 SROs × 11.33 hours = 339.9, rounded up to 340). In addition, the Commission estimates that the preparation and submission of materials related to the selection of a plan processor would result in an average aggregate cost of approximately $12,610 per year (30 SROs × $420.33 = $12,609.90, rounded up to $12,610).</P>
                <P>The above estimates result in a total annual industry burden of approximately 14,918 hours (1020 + 150 + 13,260 + 148 + 340) and a total annual industry cost of approximately $731,314 ($226,914 + $491,790 + $12,610).</P>
                <P>
                    Compliance with Rule 608 is mandatory. The text of the NMS Plans and any amendments will not be confidential but published on a designated website or a plan website. To the extent that Rule 608 requires the SROs to submit confidential information to the Commission, that information will be kept confidential subject to the provisions of applicable law.
                    <SU>1</SU>
                    <FTREF/>
                     The SROs are required by law to retain the records and information that are collected pursuant to Rule 608 for a period of not less than 5 years, the first 2 years in an easily accessible place.
                    <SU>2</SU>
                    <FTREF/>
                     Rule 608 does not affect this existing requirement.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">See, e.g.,</E>
                         5 U.S.C. 552 
                        <E T="03">et seq.;</E>
                         15 U.S.C. 78x (governing the public availability of information obtained by the Commission).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         
                        <E T="03">See</E>
                         17 CFR 240.17a-1(b).
                    </P>
                </FTNT>
                <P>An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB Control Number.</P>
                <P>
                    <E T="03">Written comments are invited on:</E>
                     (a) whether this proposed collection of information is necessary for the proper performance of the functions of the SEC, including whether the information will have practical utility; (b) the accuracy of the SEC's estimate of the burden imposed by the proposed collection of information, including the validity of the methodology and the assumptions used; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated, electronic collection techniques or other forms of information technology.
                </P>
                <P>
                    Please direct your written comments on this 60-Day Collection Notice to Austin Gerig, Director/Chief Data Officer, Securities and Exchange Commission, c/o Tanya Ruttenberg via email to 
                    <E T="03">PaperworkReductionAct@sec.gov</E>
                     by September 21, 2026.
                </P>
                <SIG>
                    <DATED>Dated: July 21, 2026.</DATED>
                    <NAME>Sherry R. Haywood,</NAME>
                    <TITLE>Assistant Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14928 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-105946; File No. SR-NYSE-2026-34]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Connectivity Fee Schedule</SUBJECT>
                <DATE>July 20, 2026.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) 
                    <SU>1</SU>
                    <FTREF/>
                     of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>2</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>3</SU>
                    <FTREF/>
                     notice is hereby given that on July 7, 2026, New York Stock Exchange LLC (“NYSE” or “Exchange”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I and II below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         15 U.S.C. 78a.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    The Exchange proposes to amend the Connectivity Fee Schedule to add MX2 Options to the list of third party data feeds to which Users can connect. The proposed rule change is available on the Exchange's website at 
                    <E T="03">www.nyse.com,</E>
                     at the principal office of the Exchange.
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>
                    The Exchange proposes to amend the Connectivity Fee Schedule to add MX2 Options to the list of third party data feeds to which Users 
                    <SU>4</SU>
                    <FTREF/>
                     can connect. Currently, Users are offered connectivity to data feeds from third party markets and other content service providers (“Third Party Data Feeds”) at the Mahwah, New Jersey data center (“MDC”).
                    <SU>5</SU>
                    <FTREF/>
                     The Exchange now proposes to amend the list to incorporate a new feed from MX 2 LLC (“MX2 Options”).
                    <SU>6</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         For purposes of the Exchange's colocation services, a “User” means any market participant that requests to receive colocation services directly from the Exchange. 
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 76008 (September 29, 2015), 80 FR 60190 (October 5, 2015) (SR-NYSE-2015-40). As specified in the Fee Schedule, a User that incurs colocation fees for a particular colocation service pursuant thereto would not be subject to colocation fees for the same colocation service charged by NYSE American LLC, NYSE Arca, Inc., NYSE National, Inc. and NYSE Texas, Inc. (together, the “Affiliate SROs”). Each Affiliate SRO has submitted substantially the same proposed rule change to propose the change described herein.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         Through its Fixed Income and Data Services (“FIDS”) business, Intercontinental Exchange, Inc. (“ICE”) operates the MDC. The Exchange and the Affiliate SROs are indirect subsidiaries of ICE.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 104152 (September 30, 2025), 90 FR 47867 (October 2, 
                        <PRTPAGE/>
                        2025) (SR-MX2-2025-01) (Order Granting Approval to a Proposed Rule Change To Adopt Rules To Govern the Trading of Options on the Exchange for a New Facility Called MX2 Options).
                    </P>
                </FTNT>
                <PRTPAGE P="46499"/>
                <P>
                    The proposed rule change will become operational as soon as practicable after the MX2 Options data feed is live. The announced date for the MX2 Options data feed to be live is September 14, 2026.
                    <SU>7</SU>
                    <FTREF/>
                     The Exchange currently expects that the proposed rule change would become operative soon thereafter. The Exchange will announce the date through a customer notice.
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See</E>
                         “September 2026 Go Live Date for MX2 Options” at 
                        <E T="03">https://memx.com/insights/september-2026-go-live-date-for-mx2-options.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Proposed Change to the List of Third Party Data Feeds</HD>
                <P>So that the Exchange may offer connectivity to MX2 Options, it proposes to add it to the list of available Third Party Data Feeds (proposed additions italicized):</P>
                <GPOTABLE COLS="2" OPTS="L2,nj,tp0,i1" CDEF="s200,20">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Third party data feed</CHED>
                        <CHED H="1">
                            Monthly recurring
                            <LI>connectivity fee</LI>
                            <LI>per third party</LI>
                            <LI>data feed</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Miami International Securities Exchange/MIAX PEARL</ENT>
                        <ENT>$2,000</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            <E T="03">MX2 Options</E>
                        </ENT>
                        <ENT>
                            <E T="03">2,000</E>
                        </ENT>
                    </ROW>
                </GPOTABLE>
                <P>The Exchange would provide connectivity to MX2 Options as a convenience to Users.</P>
                <P>As with the existing connections to Third Party Data Feeds, including the existing connections to Third Party Data Feeds from MEMX (“MEMX Third Party Data Feeds”), the Exchange would receive a connection to the MX2 Options data feed (the “Proposed Third Party Data Feed”) from the content service provider at the relevant source. The Exchange would then provide connectivity to that data to Users for a fee. Users would connect to MX2 Options over the internet protocol (“IP”) network, a local area network available in the MDC. The Proposed Third Party Data Feed would include trading and other information concerning the securities that are traded on MX2 Options.</P>
                <P>As with the existing connections to Third Party Data Feeds, including the existing connection to MEMX Third Party Data Feeds, in order to connect to the Proposed Third Party Data Feed, a User would enter into a contract with the third party content service provider, pursuant to which it may charge the User for the data feed. The Exchange would receive the Proposed Third Party Data Feed in remote locations and transport it over its fiber optic network to the MDC. After the content service provider and User entered into an agreement and the Exchange received authorization from the content service provider, the Exchange would retransmit the data to the User over the User's port. The Exchange would charge the User for connectivity to the Proposed Third Party Data Feed. A User would only receive, and would only be charged the fee for, connectivity to a Proposed Third Party Data Feed for which it entered into a contract.</P>
                <P>The Exchange has no affiliation with the seller of the Proposed Third Party Data Feed and would have no right to use the feed other than as a redistributor of the data. The Proposed Third Party Data Feed would not provide access or order entry to the Exchange's execution system. The Proposed Third Party Data Feed would not provide access or order entry service to the execution systems of any third party generating the feed. The Exchange would receive the Proposed Third Party Data Feed via arms-length agreements and would have no inherent advantage over any other distributor of such data.</P>
                <HD SOURCE="HD3">Application and Impact of the Proposed Changes</HD>
                <P>The proposed rule change would not apply differently to distinct types or sizes of market participants. Rather, it would apply to all Users equally. As is currently the case, the purchase of any colocation service is completely voluntary and the Connectivity Fee Schedule is applied uniformly to all Users.</P>
                <P>The Exchange believes that it would gain at most a handful of new customers due to the proposed change.</P>
                <HD SOURCE="HD3">Competitive Environment</HD>
                <P>
                    The Exchange operates in a highly competitive market in which other vendors offer colocation services as a means to facilitate the trading and other market activities of those market participants who believe that colocation enhances the efficiency of their operations. The Commission has repeatedly expressed its preference for competition over regulatory intervention in determining prices, products, and services in the securities markets. Specifically, in Regulation NMS, the Commission highlighted the importance of market forces in determining prices and SRO revenues and, also, recognized that current regulation of the market system “has been remarkably successful in promoting market competition in its broader forms that are most important to investors and listed companies.” 
                    <SU>8</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 51808 (June 9, 2005), 70 FR 37496, 37499 (June 29, 2005).
                    </P>
                </FTNT>
                <P>As explained below, the Exchange's provision of connectivity to the Proposed Third Party Data Feed (“Connectivity”) may compete with connectivity provided by other third parties. Third-party vendors are not at any competitive disadvantage created by the Exchange.</P>
                <P>The proposed change is not otherwise intended to address any other issues relating to colocation services or related fees, and the Exchange is not aware of any problems that Users would have in complying with the proposed change.</P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Exchange believes that the proposed rule change is consistent with Section 6(b) of the Act,
                    <SU>9</SU>
                    <FTREF/>
                     in general, and furthers the objectives of Section 6(b)(5) of the Act,
                    <SU>10</SU>
                    <FTREF/>
                     in particular, because it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in regulating, clearing, settling, processing information with respect to, and facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general, to protect investors and the public interest and because it is not designed to permit unfair discrimination between customers, issuers, brokers, or dealers. The Exchange further believes that the proposed rule change is consistent with 
                    <PRTPAGE P="46500"/>
                    Section 6(b)(4) of the Act,
                    <SU>11</SU>
                    <FTREF/>
                     because it provides for the equitable allocation of reasonable dues, fees, and other charges among its members and issuers and other persons using its facilities.
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         15 U.S.C. 78f(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         15 U.S.C. 78f(b)(4).
                    </P>
                </FTNT>
                <HD SOURCE="HD3">The Proposed Rule Change Is Reasonable</HD>
                <P>The Exchange believes that the proposed rule change is reasonable.</P>
                <P>
                    In considering the reasonableness of proposed services and fees, the Commission's market-based test considers “whether the exchange was subject to significant competitive forces in setting the terms of its proposal . . . , including the level of any fees.” 
                    <SU>12</SU>
                    <FTREF/>
                     If the Exchange meets that burden, “the Commission will find that its proposal is consistent with the Act unless `there is a substantial countervailing basis to find that the terms' of the proposal violate the Act or the rules thereunder.” 
                    <SU>13</SU>
                    <FTREF/>
                     Here, the Exchange is subject to significant competitive forces in setting the terms on which it offers its proposal, in particular because substantially similar substitutes are available and the Exchange has not placed present or future third party vendors at a competitive disadvantage created by the Exchange.
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 90209 (October 15, 2020), 85 FR 67044, 67049 (October 21, 2020) (Order Granting Accelerated Approval to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections) (SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEARCA-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03, SR-NYSE-2020-11, SR-NYSEAMER-2020-10, SR-NYSEArca-2020-15, SR-NYSECHX-2020-05, SR-NYSENAT-2020-08) (“Wireless Approval Order”), citing Securities Exchange Act Release No. 59039 (December 2, 2008), 73 FR 74770, 74781 (December 9, 2008) (“2008 ArcaBook Approval Order”). 
                        <E T="03">See NetCoalition</E>
                         v. 
                        <E T="03">SEC,</E>
                         615 F.3d 525 (D.C. Cir. 2010).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         
                        <E T="03">See</E>
                         Wireless Approval Order, 
                        <E T="03">supra</E>
                         note 12, at 67049, citing 2008 ArcaBook Approval Order, 
                        <E T="03">supra</E>
                         note 12, at 74781.
                    </P>
                </FTNT>
                <P>Substantially Similar Substitutes Are Available</P>
                <P>
                    As described above,
                    <SU>14</SU>
                    <FTREF/>
                     Users may connect to the Proposed Third Party Data Feed independent of the options provided by the Exchange, creating competition for the Exchange's proposed Connectivity. A User may connect to the Proposed Third Party Data Feed by, first, entering into an agreement with the relevant third party for connectivity, and second, connecting to the Proposed Third Party Data Feed through one of the Telecoms. Users that establish connectivity independent of the Connectivity offered by the Exchange are not at any competitive disadvantage created by the Exchange. As of April 30, 2026, more than 98% of the circuits for which Users contracted were supplied by the Telecoms. Although the Proposed Third Party Data Feed is not currently available, the Exchange believes that once it is available, Users may independently establish connectivity to the Proposed Third Party Data Feed through one of the Telecoms.
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         
                        <E T="03">See</E>
                         “Competitive Environment,” above.
                    </P>
                </FTNT>
                <P>
                    Because Users are third parties and are not required to make such information public, the Exchange does not have visibility into how many Users will connect to the Proposed Third Party Data Feed (once it becomes available) independently, as described above.
                    <SU>15</SU>
                    <FTREF/>
                     However, the market for connectivity to the Proposed Third Party Data Feed is competitive, and there is no reason to believe that other actual or potential Users would not obtain connectivity independently if they considered it to be in their commercial interest.
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         As they are third parties, the Exchange does not have visibility into whether Users intend to connect to the Proposed Third Party Data Feed (once it is available) for their own use, or if they intend to offer other Users such connectivity.
                    </P>
                </FTNT>
                <P>
                    Such Users compete, or would compete, with the Exchange's Connectivity and exert, or would exert, significant competitive forces on the Exchange in setting the terms of its proposal, including the level of the Exchange's proposed fees.
                    <SU>16</SU>
                    <FTREF/>
                     If the Exchange were to set its proposed fees too high, Users could respond by instead selecting other substantially similar connectivity by independently establishing connectivity as described above.
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         
                        <E T="03">See</E>
                         2008 ArcaBook Approval Order, 
                        <E T="03">supra</E>
                         note 12, at 74789 and n.295 (recognizing that products need not be identical to be substitutable).
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Users Are Not at a Competitive Disadvantage Created by the Exchange</HD>
                <P>The Exchange does not believe that FIDS would have any competitive advantage over Users that establish independent connectivity to the Proposed Third Party Data Feed. The Exchange's proposed service for Connectivity does not have (a) any special access to the Proposed Third Party Data Feeds or (b) advantage within the MDC, as all distances in the MDC are normalized.</P>
                <P>Moreover, the Exchange does not believe that FIDS would have any competitive advantage because it would charge for connectivity only, not the Proposed Third Party Data Feed itself. All Users that connect to the Proposed Third Party Data Feed, whether they elect to connect using the Exchange's proposed service or not, would have to pay a third party for the Proposed Third Party Data Feed.</P>
                <P>
                    Nor does the Exchange believe that FIDS has a competitive advantage by virtue of the fact that ICE owns and operates the MDC's meet-me-rooms. Users purchasing Connectivity—like Users of any other colocation service—would require a circuit connecting out of the MDC, and in most cases, such circuits are provided by Telecoms.
                    <SU>17</SU>
                    <FTREF/>
                     Currently, 17 Telecoms operate in the meet-me-rooms and provide a variety of circuit choices. It is in the Exchange's best interest to set the fees that Telecoms pay to operate in the meet-me-rooms at a reasonable level 
                    <SU>18</SU>
                    <FTREF/>
                     so that market participants, including Telecoms, will maximize their use of the MDC. By setting the meet-me-room fees at a reasonable level, the Exchange encourages Telecoms to participate in the meet-me-rooms and to sell circuits to Users for connecting into and out of the MDC. These Telecoms then compete with each other by pricing such circuits at competitive rates. These competitive rates for circuits help draw in more Users and Hosted Customers to the MDC, which directly benefits the Exchange by increasing the customer base to whom the Exchange can sell its colocation services, which include cabinets, power, ports, and connectivity to many third-party data feeds, and because having more Users and Hosted Customers leads, in many cases, to greater participation on the Exchange. In this way, by setting the meet-me-room fees at a level attractive to telecommunications firms, the Exchange spurs demand for all of the services it sells at the MDC, while setting the meet-me-room fees too high would negatively affect the Exchange's ability to sell its services at the MDC.
                    <SU>19</SU>
                    <FTREF/>
                     Accordingly, there are real constraints on the meet-me-room fees the Exchange charges, such that the Exchange does not have an advantage in terms of costs when compared to third parties that enter the MDC through the meet-me-rooms to provide services to compete with the Exchange's services.
                </P>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         Note that in the case of wireless connectivity, a User in colocation still requires a fiber circuit to transport data. If a Telecom is used, the data is transmitted wirelessly to the relevant pole, and then from the pole to the meet-me-room using a fiber circuit.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 97998 (July 26, 2023), 88 FR 50238 (August 1, 2023) (SR-NYSE-2023-27) (“MMR Notice”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         
                        <E T="03">See id.</E>
                         at 50241. Importantly, the Exchange is prevented from making any alteration to its meet-me-room services or fees without filing a proposal for such changes with the Commission.
                    </P>
                </FTNT>
                <P>
                    If anything, the Exchange would be subject to a competitive disadvantage vis-à-vis Users regarding connectivity to 
                    <PRTPAGE P="46501"/>
                    the Proposed Third Party Data Feed. Users that choose to independently establish connectivity may negotiate terms with the Telecoms through whom such connectivity is delivered, in response to competitive forces. Such prices are not required to be filed by any party with the Commission. In contrast, the Exchange's service and pricing would be standardized as set out in this filing, and the Exchange would be unable to respond to pricing pressure from its competitors without seeking a formal fee change in a filing before the Commission.
                </P>
                <P>
                    In sum, because the Exchange is subject to significant competitive forces in setting the terms on which it offers its proposal, in particular because the Exchange believes that a substantially similar substitute is available, and the Exchange has not placed actual or proposed Users that already have or establish connectivity at a competitive disadvantage created by the Exchange, the proposed fee for the Exchange's access to the Proposed Third Party Data Feed is reasonable.
                    <SU>20</SU>
                    <FTREF/>
                     If the Exchange were to set its prices for connectivity to the Proposed Third Party Data Feeds at a level that Users found to be too high, Users could easily choose to connect to the Proposed Third Party Data Feed through Telecoms, as detailed above.
                </P>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         
                        <E T="03">See</E>
                         Wireless Approval Order, 
                        <E T="03">supra</E>
                         note 12.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">The Proposed Rule Change Is Equitable</HD>
                <P>The Exchange believes that the proposed rule change is equitable.</P>
                <P>
                    The Exchange believes that the proposed fee for connectivity to the Proposed Third Party Data Feed is an equitable allocation of fees. The proposed fee is the same as the existing fee for connectivity to MEMX Equities or MEMX Options.
                    <SU>21</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         
                        <E T="03">See</E>
                         90 FR 47867, 
                        <E T="03">supra</E>
                         note 6 (noting that “[m]uch of the proposed functionality for MX2 Options is substantially similar to MEMX Options, and the Exchange proposes to adopt rules applicable to MX2 Options that are substantively identical or substantially similar to the approved rules of MEMX applicable to MEMX Options”).
                    </P>
                </FTNT>
                <P>Without this proposed rule change, Users would have fewer options for connectivity to the Proposed Third Party Data Feed, once that feed becomes available. By offering Connectivity, the Exchange gives each User additional options for addressing its needs, responding to User demand for options. Offering this additional service would help each User tailor its data center operations to the requirements of its business operations by allowing it to select the form and latency of connectivity that best suits its needs. Users that do not opt to utilize the Exchange's proposed Connectivity would still be able to connect to the Proposed Third Party Data Feed using Telecoms.</P>
                <P>The Exchange believes that the proposed change is equitable because it will result in fees being charged only to Users that voluntarily select to receive the corresponding services and because those services will be available to all Users.</P>
                <P>
                    Furthermore, the Exchange believes that the services and fees proposed herein are equitably allocated because, in addition to the services being completely voluntary, they are available to all Users on an equal basis (
                    <E T="03">i.e.,</E>
                     the same products and services are available to all Users). All Users that voluntarily select the Exchange's Connectivity would be charged the same amount for the same services. Users who opt not to use Connectivity would not be charged. In this way, the proposed rule change equitably allocates the proposed fees only to Users who choose to use the Exchange's Connectivity.
                </P>
                <HD SOURCE="HD3">The Proposed Change Is Not Unfairly Discriminatory</HD>
                <P>The Exchange believes that the proposed rule change is not unfairly discriminatory, for the following reasons.</P>
                <P>
                    The Exchange believes that the proposed change is not unfairly discriminatory because the proposed fee is the same as the existing fee for connectivity to MEMX Equities or MEMX Options.
                    <SU>22</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         
                        <E T="03">See id.</E>
                    </P>
                </FTNT>
                <P>Without this proposed rule change, Users would have fewer options for connectivity to the Proposed Third Party Data Feed. The proposed change would provide Users with an additional choice with respect to the form and optimal latency of their connectivity to the Proposed Third Party Data Feed, allowing a User to select the connectivity that better suits its needs, helping it tailor its colocation operations to the requirements of its business operations. Users that do not opt to utilize the Exchange's proposed Connectivity would still be able to connect to the Proposed Third Party Data Feed using Telecoms.</P>
                <P>
                    The Exchange believes that the proposed change is not unfairly discriminatory because it will result in fees being charged only to Users that voluntarily select to receive the corresponding services and because those services will be available to all Users. Furthermore, the Exchange believes that the services and fees proposed herein are not unfairly discriminatory because, in addition to the services being completely voluntary, they are available to all Users on an equal basis (
                    <E T="03">i.e.,</E>
                     the same products and services are available to all Users). All Users that voluntarily select the Exchange's Connectivity would be charged the same amount for the same services.
                </P>
                <P>For all these reasons, the Exchange believes that the proposal is consistent with the Act.</P>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>
                    In accordance with Section 6(b)(8) of the Act,
                    <SU>23</SU>
                    <FTREF/>
                     the Exchange believes that the proposed rule change will not impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. The proposed change would not affect competition among national securities exchanges or among members of the Exchange, but rather between FIDS and its commercial competitors.
                </P>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         15 U.S.C. 78f(b)(8).
                    </P>
                </FTNT>
                <P>By offering Connectivity, the Exchange would give each User additional options for addressing its needs, responding to User demand for options. Providing additional services would help each User tailor its data center operations to the requirements of its business operations by allowing it to select the form and latency of connectivity that best suits its needs. Users that do not opt to utilize the Exchange's proposed Connectivity would still be able to connect to the Proposed Third Party Data Feed using Telecoms.</P>
                <P>The Exchange does not believe that FIDS would have any competitive advantage over Users that establish independent connectivity to the Proposed Third Party Data Feed. The Exchange's proposed service for Connectivity does not have (a) any special access to the Proposed Third Party Data Feed or (b) advantage within the MDC, as all distances in the MDC are normalized.</P>
                <P>Moreover, the Exchange does not believe that FIDS would have any competitive advantage because it would charge for connectivity only, not the Proposed Third Party Data Feed itself. All Users that connect to the Proposed Third Party Data Feed, whether they elect to connect using the Exchange's proposed service or not, would have to pay a third party for the Proposed Third Party Data Feed.</P>
                <P>
                    Nor does the Exchange believe that FIDS has a competitive advantage over any third-party competitors offering connectivity by virtue of the fact that ICE owns and operates the MDC's meet-
                    <PRTPAGE P="46502"/>
                    me-rooms. Users purchasing Connectivity—like Users of any other colocation service—would require a circuit connecting out of the MDC, and in most cases, such circuits are provided by third-party Telecoms. Currently, 17 Telecoms operate in the meet-me-rooms and provide a variety of circuit choices. It is in the Exchange's best interest to set the fees that Telecoms pay to operate in the meet-me-rooms at a reasonable level 
                    <SU>24</SU>
                    <FTREF/>
                     so that market participants, including Telecoms, will maximize their use of the MDC. By setting the meet-me-room fees at a reasonable level, the Exchange encourages Telecoms to participate in the meet-me-rooms and to sell circuits to Users for connecting into and out of the MDC. These Telecoms then compete with each other by pricing such circuits at competitive rates. These competitive rates for circuits help draw in more Users and Hosted Customers to the MDC, which directly benefits the Exchange by increasing the customer base to whom the Exchange can sell its colocation services, which include cabinets, power, ports, and connectivity to many third-party data feeds, and because having more Users and Hosted Customers leads, in many cases, to greater participation on the Exchange. In this way, by setting the meet-me-room fees at a level attractive to telecommunications firms, the Exchange spurs demand for all of the services it sells at the MDC, while setting the meet-me-room fees too high would negatively affect the Exchange's ability to sell its services at the MDC.
                    <SU>25</SU>
                    <FTREF/>
                     Accordingly, there are real constraints on the meet-me-room fees the Exchange charges, such that the Exchange does not have an advantage in terms of costs when compared to third parties that enter the MDC through the meet-me-rooms to provide services to compete with the Exchange's services.
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         
                        <E T="03">See</E>
                         MMR Notice, 
                        <E T="03">supra</E>
                         note 18.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         
                        <E T="03">See supra</E>
                         note 19.
                    </P>
                </FTNT>
                <P>If anything, the Exchange would be subject to a competitive disadvantage vis-à-vis Users regarding connectivity to the Proposed Third Party Data Feed. Users that choose to independently establish connectivity may negotiate terms with the Telecoms or other Users through whom such connectivity is delivered, in response to competitive forces. Such prices are not required to be filed by any party with the Commission. In contrast, the Exchange's service and pricing would be standardized as set out in this filing, and the Exchange would be unable to respond to pricing pressure from its competitors without seeking a formal fee change in a filing before the Commission.</P>
                <P>The changes would not put any market participants at a relative disadvantage compared to other market participants or penalize one or more categories of market participants in a manner that would impose an undue burden on competition.</P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>No written comments were solicited or received with respect to the proposed rule change.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    The Exchange has filed the proposed rule change pursuant to Section 19(b)(3)(A)(iii) of the Act 
                    <SU>26</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) thereunder.
                    <SU>27</SU>
                    <FTREF/>
                     Because the proposed rule change does not: (i) significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative prior to 30 days from the date on which it was filed, or such shorter time as the Commission may designate, if consistent with the protection of investors and the public interest, the proposed rule change has become effective pursuant to Section 19(b)(3)(A) of the Act 
                    <SU>28</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) thereunder.
                    <SU>29</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         15 U.S.C. 78s(b)(3)(A)(iii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         17 CFR 240.19b-4(f)(6).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6) requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has satisfied this requirement.
                    </P>
                </FTNT>
                <P>
                    At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings under Section 19(b)(2)(B) 
                    <SU>30</SU>
                    <FTREF/>
                     of the Act to determine whether the proposed rule change should be approved or disapproved.
                </P>
                <FTNT>
                    <P>
                        <SU>30</SU>
                         15 U.S.C. 78s(b)(2)(B).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number SR-NYSE-2026-34  on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to file number SR-NYSE-2026-34. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the filing will be available for inspection and copying at the principal office of the Exchange. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to file number SR-NYSE-2026-34 and should be submitted on or before August 13, 2026.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>31</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>31</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>Sherry R. Haywood,</NAME>
                    <TITLE>Assistant Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14859 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="46503"/>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-105953; File No. SR-BOX-2026-17]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend BOX Rule 3060 (Gratuities) To Conform With FINRA Rule 3220</SUBJECT>
                <DATE>July 20, 2026.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Exchange Act” or “Act”),
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on July 10, 2026, BOX Exchange LLC (the “Exchange”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    The Exchange proposes to amend Rule 3060 (Gratuities) to conform to the rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”) for purposes of an agreement between the Exchange and FINRA pursuant to Rule 17d-2 under the Act.
                    <SU>3</SU>
                    <FTREF/>
                     The text of the proposed rule change is available from the principal office of the Exchange, at the Commission's Public Reference Room and also on the Exchange's internet website at 
                    <E T="03">https://rules.boxexchange.com/rulefilings.</E>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         17 CFR 240.19b-4(f)(6)(iii).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The self-regulatory organization has prepared summaries, set forth in Sections A, B, and C below, of the most significant aspects of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>
                    The purpose of the proposed rule change is to delete the current text of Rule 3060 and adopt text that is substantially similar to FINRA Rule 3220 and to rename the rule “Influencing or Rewarding Employees of Others.” The Exchange notes that this filing is based on a proposal recently submitted by FINRA, and approved by the Commission, to amend FINRA Rule 3220 (Influencing or Rewarding Employees of Others).
                    <SU>4</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 104830 (February 12, 2026), 91 FR 7570 (February 18, 2026) (SR-FINRA-2025-003) (Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend FINRA Rule 3220 (Influencing or Rewarding Employees of Others)).
                    </P>
                </FTNT>
                <P>
                    Pursuant to Rule 17d-2 under the Act,
                    <SU>5</SU>
                    <FTREF/>
                     the Exchange and FINRA entered into an agreement to allocate regulatory responsibility for common rules (the “17d-2 Agreement”). The 17d-2 Agreement covers common members of the Exchange and FINRA and allocates to FINRA regulatory responsibility, with respect to common members, for the following: (i) examination of common members of the Exchange and FINRA for compliance with certain federal securities laws, rules and regulations and rules of the Exchange that the Exchange has certified as identical or substantially similar to FINRA rules; (ii) investigation of common members of the Exchange and FINRA for violations of certain federal securities laws, rules or regulations, or Exchange rules that the Exchange has certified as identical or substantially similar to a FINRA rule; and (iii) enforcement of compliance by common members with certain federal securities laws, rules and regulations, and the rules of the Exchange that the Exchange has certified as identical or substantially similar to FINRA rules.
                    <SU>6</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         17 CFR 240.17d-2.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         Securities and Exchange Release No. 58818 (October 20, 2008), 73 FR 63752 (October 27, 2008) (approving File No. 4-569).
                    </P>
                </FTNT>
                <P>The 17d-2 Agreement included a certification by the Exchange that states that the requirements contained in certain Exchange rules are identical to, or substantially similar to, certain FINRA rules that have been identified as comparable. To conform to comparable FINRA rules for purposes of the 17d-2 Agreement, the Exchange proposes delete the current text of Rule 3060 and adopt text that is substantially similar to FINRA Rule 3220 and to rename the rule “Influencing or Rewarding Employees of Others”.</P>
                <P>Currently, Exchange Rule 3060 is excluded from the 17d-2 Agreement because it is not identical, or substantially similar, to FINRA Rule 3220. Current Exchange Rule 3060 prohibits Participants from giving any compensation or gratuity in any one year in excess of $50.00 to any employee of the Exchange or in excess of $100.00 to any employee of any other Participant or of any non-member broker, dealer, bank or institution, without the prior consent of the employer and of the Exchange. FINRA Rule 3220 currently prohibits gifts in excess of $300.00, where the gift or gratuity is in relation to the business of the employer of the recipient. Unlike FINRA Rule 3220, current Exchange Rule 3060 does not include provisions covering: supervision and record keeping requirements; an exclusion for payments made pursuant to bona fide, written employment contracts; gifts incidental to business entertainment; valuation of gifts; aggregation of gifts; personal gifts; bereavement gifts; de minimus gifts and promotional or commemorative items; donations due to federally declared major disasters; or gifts to a Participant's associated persons or individual retail customers. Exchange Rule 3060 was, therefore, excluded from the 17d-2 Agreement because it was not identical or substantially similar to FINRA Rule 3220. To harmonize its rules with FINRA, the Exchange proposes to delete the current text of Rule 3060 and adopt text that is substantially similar to FINRA Rule 3220 so that it may be incorporated into the 17d-2 Agreement in its entirety.</P>
                <P>
                    The Exchange believes that these changes will help to avoid confusion among Participants of the Exchange that are also members of FINRA by harmonizing Rule 3060 with FINRA Rule 3220. The proposed changes to Rule 3060 are designed to enable the Exchange to incorporate Rule 3060 into the 17d-2 Agreement, further reducing duplicative regulation of Participants that are also members of FINRA. For the avoidance of doubt, Rule 3060 would equally apply to Exchange-only Participants as the Exchange believes it appropriately protects against improprieties, such as conflicts of interest, that might arise when a Participant or person associated with a Participant gives items of value to an employee of another person, such as an institutional customer, vendor or counterparty with the hope of strengthening the relationship with the customer. As amended, like FINRA Rule 3220(a), proposed paragraph (a) of Rule 
                    <PRTPAGE P="46504"/>
                    3060 would prohibit gifts in excess of $300.00 per individual per year where the gift or gratuity is in relation to the business of the employer of the recipient. A gift of any kind would be considered a gratuity. The Rule would also contain an express exclusion for payments made pursuant to bona fide, written employment contracts. Specifically, like FINRA Rule 3220(b), proposed paragraph (b) of Rule 3060 would state that the rule would not apply to contracts of employment with or to compensation for services rendered by persons enumerated in paragraph (a) of the Rule, provided that there is in existence prior to the time of employment or before the services are rendered, a written agreement between the Participant and the person who is to be employed to perform such services. Proposed paragraph (b) would require such agreement to include the nature of the proposed employment, the amount of the proposed compensation, and the written consent of such person's employer or principal.
                </P>
                <P>
                    The Rule would also require each Participant to maintain a separate record of all gifts or gratuities.
                    <SU>7</SU>
                    <FTREF/>
                     Like FINRA Rule 3220(c), proposed paragraph (c) of Rule 3060 would require a separate record of all payments or gratuities in any amount known to the Participant, the employment agreement referred to in proposed paragraph (b) of Rule 3060 and any employment compensation paid as a result thereof shall be retained by the Participant for the period specified by Exchange Act Rule 17a-4.
                    <SU>8</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         The recordkeeping requirements of FINRA Rule 3220(c) do not apply to gifts described in Supplementary Materials 3220.04 through 3220.07. The Exchange's proposed recordkeeping requirement specified in Rule 3060(c) would not apply to gifts described in proposed IM-3060-1(d) through (g).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         17 CFR 240.17a-4.
                    </P>
                </FTNT>
                <P>
                    The proposed rule would also provide for an exemption from any provision of Rule 3060. As amended, like FINRA Rule 3220(d), proposed paragraph (d) of Rule 3060 states that Exchange staff, for good cause shown after taking into consideration all relevant factors, may conditionally or unconditionally grant an exemption from any provision of Rule 3060 to the extent that such exemption is consistent with the purpose of the Rule, the protection of investors, and the public interest.
                    <SU>9</SU>
                    <FTREF/>
                     Given the scope of Rule 3060, which applies to gifts given to a wide range of recipients where the payment is in relation to the business of the employer of the recipient, and given the diversity of member sizes, structures, business, and distribution models, the Exchange believes it would be useful and appropriate to have the ability to provide relief from a particular provision of Rule 3060 under specific factual circumstances.
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         The Exchange does not currently have provisions analogous to FINRA Rule Series 9600 and thus has omitted language referring to such provisions in its proposed Rules.
                    </P>
                </FTNT>
                <P>The Exchange is also proposing to adopt IM-3060-1 to codify the provisions within FINRA Supplementary Materials 3220.01 through 3220.09. As amended, proposed IM-3060-1(a) through (i), like FINRA Supplementary Materials 3220.01 through 3220.09, codifies the FINRA Supplementary Materials to Rule 3220 related to gifts incidental to business entertainment, valuation of gifts, aggregation of gifts, personal gifts, bereavement gifts, de minimis gifts and promotional or commemorative items, donations due to federally declared major disasters, supervision and recordkeeping, and gifts to a Participant's associated persons or individual retail customers.</P>
                <P>The Exchange believes the proposed rule change would promote efficiency without reducing protection for investors and the public interest. The proposed changes to Rule 3060 to conform to the rules of FINRA improve transparency, awareness, and understanding of Rule 3060's requirements. The Exchange believes these proposed changes would also help facilitate compliance with Rule 3060 and would provide regulatory certainty to Participants.</P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Exchange believes that the proposal is consistent with the requirements of Section 6(b) of the Act,
                    <SU>10</SU>
                    <FTREF/>
                     in general, and Section 6(b)(5) of the Act,
                    <SU>11</SU>
                    <FTREF/>
                     in particular, in that it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general to protect investors and the public interest. The Exchange believes that the proposed rule change will further these requirements by providing greater harmonization between Exchange and FINRA rules of similar purpose, resulting in greater uniformity and less burdensome and more efficient regulatory compliance. As such, the proposed rule change would foster cooperation and coordination with persons engaged in facilitating transactions in securities and would remove impediments to and perfect the mechanism of a free and open market and a national market system in accordance with Section 6(b)(5) of the Act.
                    <SU>12</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         15 U.S.C. 78f(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    As noted above, the proposed rule change to delete the current text of Rule 3060 and adopt text that is substantially similar to FINRA Rule 3220 and to rename the rule “Influencing or Rewarding Employees of Others” is designed to conform to the Exchange Rule to the comparable FINRA rule. The Exchange also notes the changes proposed herein align Exchange Rule 3060 with a recent filing submitted by FINRA and approved by the Commission.
                    <SU>13</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         
                        <E T="03">See supra</E>
                         note 4.
                    </P>
                </FTNT>
                <P>As described above, the Exchange believes the proposed change to delete the current text of Rule 3060 and adopt text that is substantially similar to FINRA Rule 3220 is consistent with the Act because it is intended to harmonize the Exchange Rule with the comparable FINRA rule and will promote uniform standards across the securities industry. The Exchange also believes the proposed change to adopt IM-3060-1 is consistent with the Act because it is a conforming change to adopt the provisions within FINRA Supplementary Materials 3220.01 through 3220.09. The Exchange believes further that these changes will help to reduce and avoid potential confusion among Participants of the Exchange that are also members of FINRA by harmonizing Exchange Rule 3060 with FINRA Rule 3220. The proposed rule change is designed to enable the Exchange to incorporate Rule 3060 into the 17d-2 Agreement, further reducing duplicative regulation of Participants that are also members of FINRA. For the avoidance of doubt, Rule 3060 would equally apply to Exchange-only Participants as the Exchange believes it appropriately protects against improprieties that might arise when substantial gifts or monetary payments are given to certain persons.</P>
                <P>
                    The Exchange believes the proposed rule change would promote efficiency without reducing protection for investors and the public interest. The proposed changes to Rule 3060 to conform to the rules of FINRA improve transparency, awareness, and understanding of Rule 3060's requirements. The Exchange believes these proposed changes would also help facilitate compliance with Rule 3060.
                    <PRTPAGE P="46505"/>
                </P>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>The Exchange does not believe that the proposed rule change would impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. The proposed rule change is not designed to address any competitive issues but rather to provide greater harmonization among Exchange and FINRA rules of similar purpose, resulting in less burdensome and more efficient regulatory compliance for common members and facilitating FINRA's performance of its regulatory functions under the 17d-2 Agreement. As such, the Exchange does not believe that the proposed rule change will impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act.</P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>The Exchange has neither solicited nor received comments on the proposed rule change.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    Pursuant to Section 19(b)(3)(A) of the Act 
                    <SU>14</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) 
                    <SU>15</SU>
                    <FTREF/>
                     thereunder, the Exchange has designated this proposal as one that effects a change that: (i) does not significantly affect the protection of investors or the public interest; (ii) does not impose any significant burden on competition; and (iii) by its terms, does not become operative for 30 days after the date of the filing, or such shorter time as the Commission may designate if consistent with the protection of investors and the public interest.
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         17 CFR 240.19b-4(f)(6).
                    </P>
                </FTNT>
                <P>At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved.</P>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number SR-BOX-2026-17 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to file number SR-BOX-2026-17. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of such filing will be available for inspection and copying at the principal office of the Exchange. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to file number SR-BOX-2026-17 and should be submitted on or before August 13, 2026.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>16</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>16</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>Sherry R. Haywood,</NAME>
                    <TITLE>Assistant Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14856 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[OMB Control No. 3235-0600]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 611</SUBJECT>
                <FP SOURCE="FP-1">
                    <E T="03">Upon Written Request, Copies Available From:</E>
                     Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 20549-2736
                </FP>
                <P>
                    Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (“PRA”) (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ), the Securities and Exchange Commission (“Commission”) has submitted to the Office of Management and Budget (“OMB”) a request for approval of extension of the previously approved collection of information provided for Rule 611 (17 CFR 242.611) under the Securities Exchange Act of 1934 (15 U.S.C. 78a 
                    <E T="03">et seq.</E>
                    ) (“Exchange Act”).
                </P>
                <P>
                    On June 9, 2005, effective August 29, 2005 (
                    <E T="03">see</E>
                     70 FR 37496, June 29, 2005), the Commission adopted Rule 611 of Regulation NMS under the Exchange Act to require any national securities exchange, national securities association, alternative trading system, exchange market maker, over-the-counter market maker, and any other broker-dealer that executes orders internally by trading as principal or crossing orders as agent, to establish, maintain, and enforce written policies and procedures reasonably designed to prevent the execution of a transaction in its market at a price that is inferior to a protected bid or offer displayed in another market at the time of execution (a “trade-though”), absent an applicable exception and, if relying on an exception, that are reasonably designed to assure compliance with the terms of the exception. Without this collection of information, respondents would not have a means to enforce compliance with the Commission's intention to prevent trade-throughs pursuant to the rule.
                </P>
                <P>
                    There are approximately 305 respondents 
                    <SU>1</SU>
                    <FTREF/>
                     per year that will require an aggregate total of approximately 18,300 hours per year to comply with this Rule. It is anticipated that each respondent will continue to expend approximately 60 hours annually: two hours per month of internal legal time and three hours per month of internal compliance time to ensure that its written policies and procedures are up-to-date and remain in compliance with Rule 611. The estimated cost for an attorney is $744 per hour and the estimated cost for a financial examiner in the securities industry is $365 per hour. Therefore the estimated total internal cost of compliance for the 
                    <PRTPAGE P="46506"/>
                    annual hour burden is as follows: [(2 legal hours × 12 months × $744) × 305] + [(3 compliance hours × 12 months × $365) × 305] = $9,453,780.
                    <SU>2</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         The Commission estimates that there are currently 304 trading centers subject to Rule 611. This estimate includes 20 exchanges (17 exchanges that trade NMS stocks + three exchanges that are approved but not yet operating) and 33 ATSs that trade NMS stocks. Based on data from the consolidated audit trail for January 2026, the estimate also includes 96 exchange market makers and 225 broker-dealers acting as OTC market maker or executing orders internally by trading as principal or crossing orders as agent. 69 broker-dealers are both exchange market makers and an OTC market maker or broker-dealer internalizing orders. 20 + 33 + 96 + 225−69 = 305 trading centers.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         To calculate the occupational hourly rates used in this release, the Commission uses occupational mean hourly wage data from the Occupational Employment and Wage Statistics (OEWS) program of the Bureau of Labor Statistics (BLS) for “Securities, Commodity Contracts, and Other Financial Investments and Related Activities” (NAICS 523). 
                        <E T="03">See Occupational Employment and Wage Statistics,</E>
                         U.S. Bureau of Labor Statistics, 
                        <E T="03">https://www.bls.gov/oes/; see also Standard Occupational Classification,</E>
                         U.S. Bureau of Labor Statistics, 
                        <E T="03">https://www.bls.gov/soc/</E>
                         (describing occupational classification system used by BLS); Exec. Off. of the President, Off. of Mgmt. &amp; Budget, North American Industry Classification System (2022), 
                        <E T="03">available at https://www.census.gov/naics/reference_files_tools/2022_NAICS_Manual.pdf</E>
                         (describing the industry classification system used by BLS and other agencies). The mean hourly wage for each occupation is adjusted for changes in the seasonally adjusted employment cost index for private wages and salaries between the data reference period and when the data are released by BLS. 
                        <E T="03">See Employment Cost Index,</E>
                         U.S. Bureau of Labor Statistics, 
                        <E T="03">https://www.bls.gov/eci/.</E>
                         The adjusted mean hourly wage is then multiplied by a factor that accounts for nonwage costs borne by employers, such as bonuses, benefits, and overhead. This factor is calculated as an average over the 10 most recently available years of data of the ratio of the Bureau of Economic Analysis's annual gross output data for NAICS 523 to total annual wages across all occupations for NAICS 523 in the OEWS data. 
                        <E T="03">See Gross Output by Industry,</E>
                         U.S. Bureau of Economic Analysis, 
                        <E T="03">https://www.bea.gov/data/industries/gross-output-by-industry; Occupational Employment and Wage Statistics,</E>
                         U.S. Bureau of Labor Statistics, 
                        <E T="03">https://www.bls.gov/oes/.</E>
                         The final product is the occupational hourly rate. 
                        <E T="03">See generally</E>
                         Updated Methodology for Calculating Occupational Hourly Rates (Dec. 19, 2025), 
                        <E T="03">available at https://www.sec.gov/files/method-occupational-hourly-rates.pdf.</E>
                    </P>
                </FTNT>
                <P>An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number.</P>
                <P>
                    The public may view and comment on this information collection request at: 
                    <E T="03">https://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=202605-3235-001</E>
                     or email comment to 
                    <E T="03">MBX.OMB.OIRA.SEC_desk_officer@omb.eop.gov</E>
                     within 30 days of the day after publication of this notice, by August 24, 2026.
                </P>
                <SIG>
                    <DATED>Dated: July 21, 2026.</DATED>
                    <NAME>Sherry R. Haywood,</NAME>
                    <TITLE>Assistant Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14930 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-105954; File No. SR-CMESC-2026-004]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; CME Securities Clearing Inc.; Order Approving Proposed Rule Change To Support Members' Risk Management of and Enhance Their Ability To Authorize Persons as Users</SUBJECT>
                <DATE>July 20, 2026.</DATE>
                <HD SOURCE="HD1">I. Introduction</HD>
                <P>
                    On May 21, 2026, CME Securities Clearing Inc. (“CMESC”) filed with the Securities and Exchange Commission (“Commission”) proposed rule change SR-CMESC-2026-004, pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the “Act”) 
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder.
                    <SU>2</SU>
                    <FTREF/>
                     The proposed rule change would modify the Rules of CMESC (“Rules”) 
                    <SU>3</SU>
                    <FTREF/>
                     regarding (1) Member enforcement of contractual termination rights against an authorized User, (2) secondary security interests in and liens against User funds, and (3) Member participation in the close-out of an authorized Defaulting User's positions. The proposed rule change was published for comment in the 
                    <E T="04">Federal Register</E>
                     on June 8, 2026.
                    <SU>4</SU>
                    <FTREF/>
                     The Commission has received no comments on the changes proposed. For the reasons discussed below, the Commission is approving the proposed rule change.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         Terms not defined herein are defined in the Rules, as applicable, 
                        <E T="03">available at https://www.cmegroup.com/rulebook/CMESC/CMESC%20Rulebook.pdf.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         Securities Exchange Act Release No. 34-105605 (Jun. 3, 2026), 91 FR 34666 (Jun. 8, 2026) (File No. SR-CMESC-2026-004) (“Notice of Filing”).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">II. Background</HD>
                <P>
                    On December 1, 2025, the Commission approved CMESC's application for registration as a clearing agency to provide central counterparty services for U.S. Treasury Securities.
                    <SU>5</SU>
                    <FTREF/>
                     CMESC states that based on engagement with market participants and trade associations during the application review, CMESC identified changes that could be made to its Rules designed to enhance Members' risk management flexibility and mitigate potential constraints on their ability to authorize Users due to potential capital constraints.
                    <SU>6</SU>
                    <FTREF/>
                     CMESC states that the proposed rule change is designed to further support prompt close-out of a User's positions, regardless of the User's Default status.
                    <SU>7</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         Securities Exchange Act Release No. 104281 (Dec. 1, 2025), 90 FR 55926 (Dec. 4, 2025).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         See Notice of Filing, 
                        <E T="03">supra</E>
                         note 4, at 34667.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    Currently, a person may become a Participant to utilize CMESC's Clearing Services as a Member or a User.
                    <SU>8</SU>
                    <FTREF/>
                     Members may clear proprietary Eligible Securities Transactions through CMESC 
                    <SU>9</SU>
                    <FTREF/>
                     and may authorize Users to clear their own proprietary Eligible Securities Transactions through CMESC.
                    <SU>10</SU>
                    <FTREF/>
                     A person may become a User only with the authorization of a Member, but the User is contractually bound to settle its Eligible Securities Transactions directly with CMESC.
                    <SU>11</SU>
                    <FTREF/>
                     Users may participate in CMESC's Clearing Services as Independent Users or Supported Users.
                    <SU>12</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See e.g.,</E>
                         Rule 301, 
                        <E T="03">supra</E>
                         note 3.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">See e.g.,</E>
                         Rules 302(a) and 305(c), 
                        <E T="03">supra</E>
                         note 3.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">See e.g.,</E>
                         Rules 305(d) and 1504(b), 
                        <E T="03">supra</E>
                         note 3.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">See e.g.,</E>
                         Rule 301(b), 
                        <E T="03">supra</E>
                         note 3. An Independent User is obligated to post margin and make Outstanding Exposure Settlement payments to CMESC for its Independent User Account. 
                        <E T="03">See e.g.,</E>
                         Rules 501 and 506, 
                        <E T="03">supra</E>
                         note 3. In contrast, for a Supported User, the Member authorizing the Supported User is obligated to post margin and make Outstanding Exposure Settlement payments to CMESC for the Supported User Account associated with the Member's authorization. 
                        <E T="03">See e.g.,</E>
                         Rules 501, 513, and 506, 
                        <E T="03">supra</E>
                         note 3.
                    </P>
                </FTNT>
                <P>
                    A Member has certain obligations under the Rules with respect to persons admitted as Users pursuant to the Member's authorization. For example, an authorizing Member must establish, maintain, and enforce User Due Diligence Policies and Procedures.
                    <SU>13</SU>
                    <FTREF/>
                     In the event of a User Default, if any losses remain after CMESC applies the margin posted to the Account of the Defaulting User, the authorizing Member will be required to provide funds to discharge the remaining losses.
                    <SU>14</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         
                        <E T="03">See</E>
                         Rule 306(c)(iii), 
                        <E T="03">supra</E>
                         note 3.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         
                        <E T="03">See</E>
                         Rule 406(b)(ii)(A) and Rule 406(b)(ii)(B), 
                        <E T="03">supra</E>
                         note 3.
                    </P>
                </FTNT>
                <P>
                    A Member must enter into an Authorization Agreement with each User it authorizes pursuant to which the Member agrees to authorize the User.
                    <SU>15</SU>
                    <FTREF/>
                     An authorizing Member or User must provide CMESC with ten Business Days' advance notice of its termination of the Authorization Agreement for any reason, subject to CMESC's discretion to provide a shorter notification period.
                    <SU>16</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         See Notice of Filing, 
                        <E T="03">supra</E>
                         note 4, at 34667.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    CMESC states that for a Member that is a bank (or a firm affiliated with a bank), it would be beneficial if the Rules would provide an explicit means for such Member to enforce any contractual rights it may have under its agreement(s) governing such Member's relationship with an authorized User to 
                    <PRTPAGE P="46507"/>
                    terminate all the authorized User's Eligible Securities Transactions cleared through CMESC in the User Account associated with the Member's authorization, so that such agreement(s) may be treated as qualified master netting agreements 
                    <SU>17</SU>
                    <FTREF/>
                     under bank regulatory capital requirements.
                    <SU>18</SU>
                    <FTREF/>
                     CMESC further states that there may be regulatory capital benefits for a Member that is a bank or bank affiliate if such Member has a security interest, secondary to CMESC's, in the margin or other funds posted to the Account of an authorized User and to have assurance that in the event of an authorized User Default, the Defaulting User's open positions at CMESC will be closed out (
                    <E T="03">i.e.,</E>
                     liquidated or terminated) promptly.
                    <SU>19</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         See 12 CFR 50.3.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         CMESC states that pursuant to the relevant capital rules, a banking organization is only permitted to recognize the effects of financial collateral or offsetting transactions for capital purposes if the banking organization satisfies certain requirements, including that the banking organization must have the right to terminate the transaction and set off or apply collateral “promptly upon an event of default” under the bilateral agreement between the banking organization and its client. 
                        <E T="03">See</E>
                         Notice of Filing, 
                        <E T="03">supra</E>
                         note 4, at 34668.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         See Notice of Filing, 
                        <E T="03">supra</E>
                         note 4, at 34668.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">III. Description of the Proposed Rule Change</HD>
                <P>
                    The proposed changes would introduce changes to the Rules to authorize Member enforcement of contractual termination rights against Users, provide for secondary security interests in User funds, and authorize Member participation in the close-out of a User's positions. CMESC states the proposed modifications will enhance Members' abilities to enforce contractual termination rights and contractual liens against a User's margin or other funds held by CMESC that Members may have under their contractual arrangements with their authorized Users.
                    <SU>20</SU>
                    <FTREF/>
                     CMESC states that the proposed rule changes are also designed to further strengthen and clarify an authorizing Member's ability to participate in the liquidation of an authorized User's positions in the event of the User's Default.
                    <SU>21</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         See Notice of Filing, 
                        <E T="03">supra</E>
                         note 4, at 34666-67.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         See Notice of Filing, 
                        <E T="03">supra</E>
                         note 4, at 34667.
                    </P>
                </FTNT>
                <P>
                    The proposed changes include proposed new Rule 316 (Member Exercise of Contractual Rights Against an Authorized User), new Rule 317 (Member Second Priority Lien Against Independent User Margin), and modifications to Rule 101 (Definitions), Rule 405 (Default Management Process), Rule 513 (Margin Deposited for Supported Users Using the Repo or Cash Treasury Clearing Services), Rule 602 (Submission of Transaction Data), and Rule 1507 (Default Management). CMESC states that these modifications are intended to support Members' risk management of their authorized Users and to support Members' ability and capacity to authorize Users.
                    <SU>22</SU>
                    <FTREF/>
                     CMESC states that these changes will support CMESC's efforts to attract and to on-board Members and Users prior to CMESC's launch of its Clearing Services and on an ongoing basis thereafter by enhancing the attractiveness of CMESC's Clearing Services offering for prospective Members.
                    <SU>23</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         See Notice of Filing, 
                        <E T="03">supra</E>
                         note 4, at 34667.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD2">A. Member's Contractual Termination Rights Outside an Authorized User's Default to CMESC</HD>
                <P>
                    CMESC proposes two changes to its Rules to further facilitate a Member's enforcement of its contractual termination rights in relation to a User it authorizes. First, CMESC proposes adopting new Rule 316 (Member Exercise of Contractual Rights Against an Authorized User), which sets out a process whereby an authorizing Member may, pursuant to a request to CMESC and subject to certain conditions, immediately assume an authorized User's positions pursuant to the Member's contractual termination rights, provided that neither the User nor the Member is in Default to CMESC. Second, CMESC proposes changes to Rule 602 (Submission of Transaction Data) to recognize explicitly that an authorizing Member may submit transactions for an authorized User's Account if the User has given the Member the authority to do so, provided again that neither the User nor the Member is in Default. The proposed changes to Rule 602 would cover trade submission by an authorizing Member both as a routine matter and as a potential means for a Member to exercise contractual termination rights in relation to an authorized User by submitting liquidating transactions for the authorized User's Account.
                    <SU>24</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         See Notice of Filing, 
                        <E T="03">supra</E>
                         note 4, at 34668-69.
                    </P>
                </FTNT>
                <P>As noted, proposed Rule 316 sets out the process and conditions for an authorizing Member to assume an authorized User's positions pursuant to contractual termination rights as between the Member and the User. Proposed Rule 316(a) applies to the circumstance when a User is in default to its authorizing Member, or is otherwise subject to a termination event, under one or more binding agreements between the Member and User and neither party is in Default. Proposed Rule 316(a) introduces the term “Affected User Account” for purposes of proposed Rule 316 and defines the term separately in relation to an Affected User that is a Supported User and an Affected User that is an Independent User.</P>
                <P>Proposed Rule 316(b) sets out that an Affected Member may submit a written request to CMESC, in such form as CMESC may prescribe, to promptly transfer all the positions in Eligible Securities Transactions in the Affected User Account to the Account of the Affected Member. The Member's request may also request the transfer of initial margin or other funds in the Affected User Account, and CMESC will promptly effect the requested transfer. Proposed Rule 316(b) explicitly sets out that each Eligible Securities Transaction that is transferred is novated to the Affected Member, such that the transaction is terminated in the Affected User's Account and an equivalent position is established, with the Affected Member substituted as CMESC's counterparty to the Eligible Securities Transaction.</P>
                <P>
                    Proposed Rule 316(c) sets out the condition that transfers pursuant to the proposed Rule will only occur if the Affected User is not in Default to CMESC at the time of the request or at the time the transfers are to be effectuated. If a User is subject to a Default to CMESC under the Rules, CMESC's default management rules will govern and the authorizing Member(s) will have the opportunity to close-out the Defaulting User's positions.
                    <SU>25</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         See Notice of Filing, 
                        <E T="03">supra</E>
                         note 4, at 34668.
                    </P>
                </FTNT>
                <P>Proposed Rule 316(d) sets forth certain conditions that apply when an Affected Member submits a written request to transfer the Affected User's positions pursuant to the Rule. A Member's request to transfer an Affected User's positions pursuant to proposed Rule 316 is deemed by CMESC to constitute an election of the Member to terminate its Authorization Agreement with the User with immediate effectiveness, and thus, the Member is ceasing to authorize the Affected User. Proposed Rule 316(d) also eliminates the need for the Member to separately submit advance notice of termination of the Authorization Agreement.</P>
                <P>
                    Proposed Rule 316(d) sets out that when an Affected Member submits a written request to CMESC to effect a transfer pursuant to this Rule, the Affected Member is deemed to represent, warrant, and covenant to 
                    <PRTPAGE P="46508"/>
                    CMESC that the Affected User is in default to the Affected Member, or subject to a termination event, under the Contractual Terms, and that it has the authority under the Contractual Terms to request CMESC to take such action. The Affected Member also is deemed to represent to CMESC that the Affected Member has reasonably determined that it will be able to meet its initial margin and other obligations on all positions in its Member Account following completion of the transfer.
                </P>
                <P>Proposed Rule 316(e) sets out that CMESC has no liability to the Affected Member or the Affected User for any loss or costs that they may incur in connection with the transfer of any positions from the Affected User Account to the Account of the Affected Member pursuant to the proposed Rule. Proposed Rule 316(e) also provides that the Affected Member will indemnify CMESC and its affiliates and their respective officers, employees and agents against any and all losses, liabilities, damages, claims, costs or expenses they may suffer or incur arising out of or in connection with any dispute between the Affected Member and Affected User regarding any action taken or not taken pursuant to proposed Rule 316.</P>
                <P>As an alternative to the transfer of all the positions in Eligible Securities Transactions in the Affected User Account, CMESC also proposes changes to Rule 602 to facilitate a Member's ability to liquidate an authorized User's transactions pursuant to its contractual termination rights by submitting liquidating transactions for the authorized User's Account associated with the Member's authorization. Specifically, CMESC is proposing to add a new sentence to existing Rule 602 to provide that transaction data may be submitted by a Member for the Account of a User that it authorizes, provided that the User is not in Default.</P>
                <P>
                    In addition, an authorizing Member could submit transactions on behalf of an authorized User either as a routine matter or in connection with contractual termination rights pursuant to the proposed changes to Rule 602.
                    <SU>26</SU>
                    <FTREF/>
                     To assure the Member has the authority to submit transactions for the User's Account, proposed changes to Rule 602 set out that, when the Member submits transaction data for an authorized User, the Member is deemed to represent that it has the authority to do so. In the proposed changes to Rule 602, the Member indemnifies CMESC and its affiliates and their respective officers, employees and agents against any and all losses, liabilities, damages, claims, costs or expenses they may suffer or incur arising out of or in connection with any dispute between the authorizing Member and User regarding such action taken by the Member.
                </P>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         See Notice of Filing, 
                        <E T="03">supra</E>
                         note 4, at 34669.
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. A Member's Subordinate Security Interest in User Collateral</HD>
                <P>
                    CMESC proposes to establish explicit structures whereby the authorizing Member will have a claim to the return of any excess margin of the User associated with the Member's authorization that remain following CMESC's default management process for a Defaulting User or following the termination of a Member's authorization of a User and satisfaction of the User's obligations to CMESC.
                    <SU>27</SU>
                    <FTREF/>
                     The legal approach differs for a Supported User and an Independent User.
                </P>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>First, CMESC is proposing modifications to Rule 513, which governs the treatment of margin deposited with CMESC for Supported User Accounts, to add new paragraph (c) to provide explicitly that CMESC will maintain a Supported User Account as a “securities account” under Article 8 of the New York Uniform Commercial Code (proposed Rule 513(c) uses the defined term “NY UCC”) and that CMESC is the securities intermediary in relation to the authorizing Member who establishes the Supported User Account in its name for the benefit of the Supported User.</P>
                <P>
                    Pursuant to these modifications, because the authorizing Member is responsible for posting initial margin for the Account of the Supported User, CMESC will establish within its books and records a Supported User Account for each Supported User of the authorizing Member that is in the name of the Member and is for the benefit of the Supported User. To secure its obligations to CMESC, each authorizing Member and each User grants to CMESC a first priority and unencumbered security interest and lien against any property, cash, securities, or collateral deposited with, held by, pledged to, or otherwise available to, CMESC by such authorizing Member or User. Thus, CMESC has a first priority and unencumbered security interest in and lien against the initial margin and other funds deposited in the Supported User Account.
                    <SU>28</SU>
                    <FTREF/>
                     CMESC states that, by providing that CMESC will maintain a Supported User Account as a “securities account” under Article 8 of the NY UCC and that CMESC is the securities intermediary in relation to the authorizing Member, the Member will be the entitlement holder for the Supported User Account and be entitled to the return of any excess margin or other funds remaining following CMESC's default management process and termination of the Member's authorization of the Supported User and satisfaction of CMESC's first priority claim.
                    <SU>29</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         See Notice of Filing, 
                        <E T="03">supra</E>
                         note 4, at 34670.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    Proposed Rule 513(c) also clarifies that all margin, whether in the form of cash or Qualified Margin Securities, or other funds credited to the Supported User Account for the benefit of a Supported User of the Member are treated as “financial assets” within the meaning of Article 8 of the NY UCC, that New York is the “securities intermediary's jurisdiction” for purposes of the NY UCC, and that New York law will govern all issues specified in Article 2(1) of the Hague Securities Convention (which, if not overridden, means the Hague Securities Convention would determine the law applicable to such issues).
                    <SU>30</SU>
                    <FTREF/>
                     As a related change, CMESC is proposing to add a definition to Rule 101 of the term “NY UCC,” which is used in proposed new paragraph (c) of Rule 513. As defined, the term means “the Uniform Commercial Code enacted by the State of New York as in effect from time to time.”
                </P>
                <FTNT>
                    <P>
                        <SU>30</SU>
                         Article 2(1) of the Hague Securities Convention states: This Convention determines the law applicable to the following issues in respect of securities held with an intermediary—(a) the legal nature and effects against the intermediary and third parties of the rights resulting from a credit of securities to a securities account; (b) the legal nature and effects against the intermediary and third parties of a disposition of securities held with an intermediary; (c) the requirements, if any, for perfection of a disposition of securities held with an intermediary; (d) whether a person's interest in securities held with an intermediary extinguishes or has priority over another person's interest; (e) the duties, if any, of an intermediary to a person other than the account holder who asserts in competition with the account holder or another person an interest in securities held with that intermediary; (f) the requirements, if any, for the realisation of an interest in securities held with an intermediary; (g) whether a disposition of securities held with an intermediary extends to entitlements to dividends, income, or other distributions, or to redemption, sale or other proceeds.
                    </P>
                </FTNT>
                <P>
                    Independent Users establish Accounts in their own name with CMESC and are responsible for posting initial margin (and Outstanding Exposure Settlement) directly to CMESC.
                    <SU>31</SU>
                    <FTREF/>
                     Thus, CMESC is proposing new Rule 317 under which CMESC will recognize and accommodate the grant of a second priority security interest to a Member by an authorized Independent User in 
                    <PRTPAGE P="46509"/>
                    initial margin or other funds credited to the User's Independent User Account.
                </P>
                <FTNT>
                    <P>
                        <SU>31</SU>
                         See Notice of Filing, 
                        <E T="03">supra</E>
                         note 4, at 34670.
                    </P>
                </FTNT>
                <P>Under proposed Rule 317, a Member and an Independent User authorized by the Member may enter into an Authorization Agreement or other appropriate related agreement that contains a provision whereby the authorized Independent User grants the Member a second priority security interest and lien against any initial margin or other funds credited to the relevant Independent User Account. For purposes of proposed Rule 317, such credited initial margin or other funds are referred to as the “Independent User Funds.”</P>
                <P>
                    As provided in proposed Rule 317(a), the agreement under which the security interest is granted must contain certain minimum terms to assure that the agreement does not contain terms that conflict with CMESC's first priority security interest in and lien against such funds or CMESC's application of such funds in connection with the management of any Default of the Independent User. These minimum terms include: (i) the authorizing Member's acknowledgment of CMESC's first priority and unencumbered security interest and lien, (ii) the authorizing Member will exercise control over the Independent User Funds only in the instances of User Default or termination of the Authorization Agreement between the Member and the Independent User and the Independent User's obligations to CMESC are satisfied, and (iii) the Member's security interest will be asserted after CMESC's management of the Independent User's User Default or closing the Independent User's account and satisfaction of all obligations. CMESC is including paragraph (b) in proposed Rule 317 to reaffirm that an Independent User may not grant any party a security interest in or lien against the initial margin or other funds credited to its User Account to any person other than CMESC or its authorizing Member associated with the User Account, and may only grant the lien to the authorizing Member in accordance with Rule 317.
                    <SU>32</SU>
                    <FTREF/>
                     CMESC states these are important contractual terms that reinforce CMESC's priority claim to apply Independent User Funds under the Rules and are intended to avoid competing claims to Independent User Funds between CMESC and the authorizing Member.
                    <SU>33</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>32</SU>
                         See Notice of Filing, 
                        <E T="03">supra</E>
                         note 4, at 34669-70.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>33</SU>
                         See Notice of Filing, 
                        <E T="03">supra</E>
                         note 4, at 34670.
                    </P>
                </FTNT>
                <P>
                    Finally, paragraph (c) of proposed Rule 317 provides that CMESC will cooperate with the authorizing Member and Independent User to execute such documents as the Member may reasonably request to perfect its security interest and enforce its lien. This provision recognizes that CMESC may have to execute documentation to enable the Member to perfect its secondary security interest in and have an enforceable lien against the Independent User Funds and confirms that CMESC will cooperate with the Member to give effect to the purpose of proposed Rule 317.
                    <SU>34</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>34</SU>
                         See Notice of Filing, 
                        <E T="03">supra</E>
                         note 4, at 34670-71.
                    </P>
                </FTNT>
                <HD SOURCE="HD2">C. A Member's Rights to Participate in the Liquidation of a User's Positions if the User Defaults</HD>
                <P>CMESC is proposing changes to three Rules to further delineate and clarify an authorizing Member's right to participate in the close-out of an authorized User's positions in the event of the User's Default: (i) changes to Rule 405(c) (User Default); (ii) related conforming and clarifying changes to Rule 1507(b); and (iii) changes to the definition of the term “close-out” in Rule 101.</P>
                <P>Rules 405 and 1507 together address the process that CMESC will follow in the event of the Default of an authorized Member or User. CMESC is proposing changes to Rule 405 and related changes to Rule 1507(b) to set out explicitly that CMESC will promptly provide an authorizing Member the opportunity to participate in the close-out of the Defaulting User's positions on CMESC's behalf and to provide more detail with respect to how the authorizing Member may participate and the authorizing Member's obligations if it elects to participate.</P>
                <P>
                    CMESC states that a core objective in managing the Default of a User is that the Defaulting User's positions be closed out promptly.
                    <SU>35</SU>
                    <FTREF/>
                     Although, according to CMESC, this is implicit in Rule 405, to provide clarity and certainty, CMESC proposes to state explicitly in Rule 405(c) that when the authorizing Member declines to close-out the positions, CMESC will liquidate them promptly in accordance with the Rule.
                    <SU>36</SU>
                    <FTREF/>
                     The proposed changes to Rule 1507(b) reiterate the prompt liquidation standard, both when CMESC is responsible for closing out the positions and when the authorizing Member participates in the close-out.
                </P>
                <FTNT>
                    <P>
                        <SU>35</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>36</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>CMESC is proposing numerous changes in Rule 405(c), which governs a User Default. CMESC is proposing to modify subparagraph (c)(i) to indicate explicitly that CMESC will promptly notify each authorizing Member of a Defaulting User that the Member may participate in the close-out of the positions in each User Account associated with the Member's authorization. Proposed Rule 405(c)(i) refers to the positions of a Defaulting User in each User Account associated with the Member's authorization as the “Defaulting User Positions.” CMESC also proposes changes to clarify that after CMESC notifies an authorizing Member of its opportunity to participate in closing out the Defaulting User Positions on behalf of CMESC, the Member should promptly respond within the period CMESC prescribes and will be deemed to decline the opportunity to participate if the Member has not responded within such time.</P>
                <P>CMESC is also proposing to delete the last sentence in Rule 405(c)(i), which sets out that a Member that agrees to liquidate the Defaulting User's portfolio on behalf of CMESC will be responsible for meeting the financial and settlement obligations of CMESC with respect to open positions of the Defaulting User in an effort to avoid ambiguity and duplication.</P>
                <P>
                    CMESC proposes adding new subparagraph (ii) to Rule 405(c) to provide additional detail regarding how a Member may participate in the close-out of the Defaulting User Positions if it elects to do so.
                    <SU>37</SU>
                    <FTREF/>
                     As set forth in proposed Rule 405(c)(ii), the Member may participate in the manner established in this part of the Rule (
                    <E T="03">i.e.,</E>
                     Rule 405(c)(ii) and its subparts) or in another manner, both of which would be determined in consultation with CMESC. Proposed Rule 405(c)(ii) sets out two ways for a Member to participate in the close-out of the Defaulting User Positions: liquidation of the Defaulting User Positions and reestablishment in the Member's Account, and Member participation in the close-out of the Defaulting User Positions specific to the liquidation of any Defaulting User Position that is a Repo Transaction for which the Member is a contra party to the original transaction.
                </P>
                <FTNT>
                    <P>
                        <SU>37</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    The proposed changes described above elaborate how a Member may participate in closing out the Defaulting User Positions do not change the Member's obligation under Rule 406(b)(iii) to cover any losses that exceed the Defaulting User's initial margin and other assets available to 
                    <PRTPAGE P="46510"/>
                    CMESC.
                    <SU>38</SU>
                    <FTREF/>
                     Therefore, CMESC proposes adding a new subparagraph (iii) under Rule 405(c) to clarify that the Member's obligation under Rule 406(b)(iii) to fully discharge the losses and liabilities to CMESC associated with the User's Default in each User Account associated with the Member's authorization, once such losses and liabilities are finalized, remains in effect, notwithstanding the Member's decision to participate in the close-out of the Defaulting User Positions.
                </P>
                <FTNT>
                    <P>
                        <SU>38</SU>
                         See Notice of Filing, 
                        <E T="03">supra</E>
                         note 4, at 34672.
                    </P>
                </FTNT>
                <P>
                    CMESC also proposes changes to existing subparagraph (ii) of Rule 405(c), which is proposed to be renumbered as Rule 405(c)(iv), to align with the revised provisions discussed above regarding the actions that CMESC will take to close-out, including liquidation of, the Defaulting User Positions in relation to any authorizing Member that declines to participate in the close-out of the Defaulting User Positions associated with the Member's authorization.
                    <SU>39</SU>
                    <FTREF/>
                     CMESC proposes to clarify that CMESC will 
                    <E T="03">promptly</E>
                     initiate the close-out process described in the Rules for the User Account of the Defaulting User associated with the Member's authorization. CMESC also proposes to delete the last sentence, which is a “for avoidance of doubt” provision that is adequately explained in Rule 406(b)(iii), as described above.
                </P>
                <FTNT>
                    <P>
                        <SU>39</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>CMESC also proposes changes to existing subparagraph (iii) of Rule 405(c), which is proposed to be renumbered as Rule 405(c)(v), to set out more directly that CMESC will apply the financial resources described in Rule 406(b) to the Defaulting User's obligations owed to CMESC, regardless whether the authorizing Member elects to participate in the close-out of the Defaulting User Positions pursuant to Rule 405(c). As a result of the proposed changes to Rule 405 described above, CMESC is proposing conforming and clarifying changes to Rule 1507(b) related to prompt notification of their right to close-out Defaulting User positions. Finally, CMESC is proposing clarifying changes to the definition of “close-out” in Rule 101 to mean liquidation or termination of a cleared Eligible Securities transaction consistent with CMESC rules.</P>
                <HD SOURCE="HD1">IV. Discussion and Commission Findings</HD>
                <P>
                    For the reasons set forth below, CMESC believes the proposed rule change is consistent with Section 17A of the Act,
                    <SU>40</SU>
                    <FTREF/>
                     Rule 17ad-22(e)(13),
                    <SU>41</SU>
                    <FTREF/>
                     Rule 17ad-22(e)(18),
                    <SU>42</SU>
                    <FTREF/>
                     Rule 17ad-22(e)(19),
                    <SU>43</SU>
                    <FTREF/>
                     and Rule 17ad-22(e)(21)(i).
                    <SU>44</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>40</SU>
                         15 U.S.C. 78q-1(b)(3)(F).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>41</SU>
                         17 CFR 240.17ad-22(e)(13).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>42</SU>
                         17 CFR 240.17ad-22(e)(18).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>43</SU>
                         17 CFR 240.17ad-22(e)(19).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>44</SU>
                         17 CFR 240.17ad-22(e)(21)(i).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">A. Consistency With Section 17A(b)(3)(F) of the Act</HD>
                <P>
                    Section 17A(b)(3)(F) of the Act requires, in part, that the rules of a clearing agency be designed to promote the prompt and accurate clearance and settlement of securities transactions.
                    <SU>45</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>45</SU>
                         15 U.S.C. 78q-1(b)(3)(F).
                    </P>
                </FTNT>
                <P>As described in Section III, CMESC proposes changes to its rules regarding Members who have authorized Users into CMESC. More specifically, as discussed in Section III.A, CMESC proposes to clarify the process in which Members can assume authorized User positions and submit transactions for authorized Users. In Section III.B, CMESC proposes to address potential constraints on Members relating to User authorization imposed by bank regulatory capital requirements. In Section III.B, CMESC further proposes to clarify how Members may enforce contractual termination rights and secondary lien rights against authorized Users' margin or other funds held by CMESC. In Section III.C., CMESC proposes to clarify the process through which a Member may participate in the liquidation of an authorized User's positions in the event of the User's Default.</P>
                <P>
                    These modifications should support Members' ability to participate in and authorize Users in CMESC's Clearing Services. By providing authorizing Members with greater ability to manage their risks associated with Users, the proposal should facilitate authorizing Members to submit more trades to CMESC. Increasing Member participation in CMESC's Clearing Services would promote the prompt and accurate clearance and settlement of securities transactions because securities transactions that might otherwise be conducted bilaterally would benefit from CMESC's risk management and guarantee of settlement. Accordingly, supporting Member participation and User authorization should promote the prompt and accurate clearance and settlement of securities transactions, consistent with Section 17A(b)(3)(F) of the Act.
                    <SU>46</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>46</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Consistency With Rule 17ad-22(e)(13)</HD>
                <P>
                    Rule 17ad-22(e)(13) requires, in part, that the rules of a covered clearing agency be reasonably designed to ensure the covered clearing agency has the authority and operational capacity to take timely action to contain losses and liquidity demands and continue to meet its obligations.
                    <SU>47</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>47</SU>
                         17 CFR 240.17ad-22(e)(13).
                    </P>
                </FTNT>
                <P>As described in Section III.C, the proposed changes to Rule 405(c) and Rule 1507(b) are designed to help ensure that, in the event of a default, the Defaulting User's positions be closed out promptly to minimize losses and liquidity demands and continue to meet CMESC's settlement obligations. The ability for the authorizing Member to take prompt action to close-out, including liquidate, the Defaulting User's positions is reflected in multiple places in the proposed rule change. In particular, proposed Rule 405(c) provides that CMESC will promptly notify each authorizing Member of a Defaulting User that the Member may participate in closing out the positions in each User Account associated with the Member's authorization. CMESC also proposes changes to clarify that, after CMESC notifies a Member of its opportunity to participate in closing out the Defaulting User Positions, the Member should promptly respond within the period CMESC prescribes or be deemed to forego the opportunity.</P>
                <P>
                    In addition, proposed Rule 405(c)(ii) provides two non-exclusive ways in which authorizing Members may participate in closing out positions of Defaulting Users they authorize, both requiring that the Defaulting User Positions be closed out promptly and that the Member provide a detailed written statement of its calculation of the liquidation value promptly following the Liquidation Date. Similarly, if the authorizing Member declines to participate in the close-out of the Defaulting User's positions associated with the Member's authorization, proposed Rule 405(d)(iv) requires CMESC to promptly initiate the close-out process described in the Rules for the User Account of the Defaulting User. Finally, proposed changes to Rule 1507(b) specify that CMESC will “promptly” notify the authorizing Member of the Member's right to close-out the Defaulting User's positions and make clear that the Member and CMESC will act promptly to effectuate the close-
                    <PRTPAGE P="46511"/>
                    out pursuant to and in accordance with proposed changes to Rule 405(c).
                </P>
                <P>
                    These changes should ensure that CMESC has the authority and operational capacity to take timely action to promptly close-out a Defaulting User's positions because they identify the process and timing of managing a Defaulting User's positions, including prompt notification, explicit Member participation, and defined procedures for liquidation. In addition, by proposing changes to Rule 405(c), described above in Section III.C, to provide the authorizing Member the opportunity to participate in a prompt close-out of the User's positions, the proposed changes to Rule 405(c) should help minimize losses from the User Default and, thus, contain losses and liquidity demands, enabling CMESC to continue to meet its obligations while also providing timing and process clarity should the Member decline the opportunity. Therefore, these changes should ensure that CMESC has the authority and operational capacity to take timely action to contain losses and liquidity demands and continue to meet its obligations, consistent with Rule 17ad-22(e)(13).
                    <SU>48</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>48</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD2">C. Consistency With Rule 17ad-22(e)(18)(iv)(C)</HD>
                <P>
                    CMESC believes that the proposed rule change is consistent with Rule 17ad-22(e)(18)(iv)(C), which requires, in part, a covered clearing agency that provides central counterparty services for transactions in U.S. Treasury securities to ensure that it has appropriate means to facilitate access to clearance and settlement services for eligible secondary market transactions in U.S. Treasury securities, including those of indirect participants such as Independent Users and Supported Users.
                    <SU>49</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>49</SU>
                         17 CFR 240.17ad-22(e)(18).
                    </P>
                </FTNT>
                <P>
                    As described in Section III.A, the proposed rule change consists of changes designed to set forth the process by which Members may authorize Users. These changes include: (i) proposals to provide detail about the process in which Members can assume authorized User positions and submit transactions for authorized Users; (ii) proposals to create a legal structure to provide an authorizing Member with a securities entitlement under NY UCC; and (iii) proposals to clarify Members' abilities to participate in close-out of positions of Users they authorize if a User defaults. In particular, the changes to support Members' risk management are intended to provide a documented means for Members to enforce contractual termination rights under their agreements with authorized Users when those Users are not in default under CMESC's Rules. Furthermore, the changes to create a securities entitlement under NY UCC are related to excess assets in the Supported User Account, and the changes will provide the Member a means to obtain and perfect a secondary security interest in and lien against Independent User Funds held by CMESC for the Independent User Account. These changes should enhance the ability and capacity of Members to authorize Users, which will support CMESC's efforts to attract and to on-board Members and Users prior to CMESC commencing operations of its Clearing Services and on an ongoing basis thereafter and enhance access to CMESC's Clearing Services for prospective Members and Users. As such, adopting these changes should help CMESC provide appropriate means to facilitate access to clearance and settlement services for eligible secondary market transactions in U.S. Treasury securities, including those of indirect participants, consistent with Rule 17ad-22(e)(18)(iv)(C).
                    <SU>50</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>50</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD2">D. Consistency With Rule 17ad-22(e)(19)</HD>
                <P>
                    Rule 17ad-22(e)(19) requires that the rules of a covered clearing agency identify, monitor and manage material risks to the clearing agency arising from arrangements that indirect participants have with direct participants to access the clearing agency's clearing and settlement services.
                    <SU>51</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>51</SU>
                         17 CFR 240.17ad-22(e)(19).
                    </P>
                </FTNT>
                <P>
                    As discussed in Section III.B, the proposed rule change provides a means for a Member to enforce contractual liquidation rights and any secondary rights to User collateral it may negotiate with an authorized User, subject to terms that protect CMESC's ability to manage risk pursuant to its Rules. As such, in the proposed rules, CMESC receives a representation from an authorizing Member that the Member will indemnify CMESC and related parties against any losses, liabilities, damages, claims, or expenses incurred arising out of any dispute between the Member and its authorized User. Furthermore, the changes establish specific structures whereby the Member's claim is secondary to CMESC's primary right. Accordingly, a Member's claim to such collateral is limited to the return of any excess margin or other funds remaining following CMESC's default management process if the User is in Default or following termination of the Member's authorization of the User and satisfaction of the User's obligations to CMESC. As a result, CMESC (1) retains its first priority lien status, and (2) would be indemnified against potential losses; these changes therefore should allow CMESC to manage material risks related to the arrangements between Members and Users, consistent with Rule 27ad-22(e)(19).
                    <SU>52</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>52</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD2">E. Consistency With Rule 17ad-22(e)(21)(i)</HD>
                <P>
                    Rule 27ad-22(e)(21)(i) requires that a covered clearing agency have clearing and settlement arrangements that are efficient and effective in meeting the requirements of its participants and the markets the clearing agency services.
                    <SU>53</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>53</SU>
                         17 CFR 240.17ad-22(e)(21)(i).
                    </P>
                </FTNT>
                <P>
                    As discussed in Section II, based on its engagement with market participants and trade associations, CMESC identified the proposed changes described in Section III that are designed to enhance authorizing Members' risk management flexibility and mitigate potential constraints on their ability to authorize Users due to potential capital constraints. Furthermore, as discussed in Sections III.A-III.C, the changes are designed to further support prompt close-out of a User's position, regardless of Default status, and to facilitate access to the clearance and settlement services while also supporting Members' ability to participate in CMESC's Clearing Services. Therefore, adopting these proposed changes should help meet the needs of Members and Users by enhancing Members' ability to authorize Users by addressing potential constraints imposed by bank regulatory capital requirements. Furthermore, they should further support the enforceability of certain contractual terms that are separately negotiated between a Member and an authorized User, consistent with Rule 17ad-22(e)(21)(i).
                    <SU>54</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>54</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD1">V. Conclusion</HD>
                <P>
                    On the basis of the foregoing, the Commission finds that the proposed rule change is consistent with the requirements of the Exchange Act and in particular with the requirements of Section 17A of the Exchange Act 
                    <SU>55</SU>
                    <FTREF/>
                     and the rules and regulations promulgated thereunder.
                </P>
                <FTNT>
                    <P>
                        <SU>55</SU>
                         15 U.S.C. 78q-1.
                    </P>
                </FTNT>
                <PRTPAGE P="46512"/>
                <P>
                    <E T="03">It is therefore ordered,</E>
                     pursuant to Section 19(b)(2) of the Exchange Act 
                    <SU>56</SU>
                    <FTREF/>
                     that proposed rule change SR-CMESC-2026-004 be, and hereby is, 
                    <E T="03">approved</E>
                    .
                    <SU>57</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>56</SU>
                         15 U.S.C. 78s(b)(2).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>57</SU>
                         In approving the proposed rule change, the Commission considered the proposals' impact on efficiency, competition, and capital formation. 15 U.S.C. 78c(f).
                    </P>
                </FTNT>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>58</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>58</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>Sherry R. Haywood,</NAME>
                    <TITLE>Assistant Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14860 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-105950; File No. SR-NYSETEX-2026-28]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Connectivity Fee Schedule</SUBJECT>
                <DATE>July 20, 2026.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) 
                    <SU>1</SU>
                    <FTREF/>
                     of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>2</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>3</SU>
                    <FTREF/>
                     notice is hereby given that, on July 7, 2026, the NYSE Texas, Inc. (“NYSE Texas” or “Exchange”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I and II below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         15 U.S.C. 78a.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    The Exchange proposes to amend the Connectivity Fee Schedule to add MX2 Options to the list of third party data feeds to which Users can connect. The proposed rule change is available on the Exchange's website at 
                    <E T="03">www.nyse.com</E>
                     and at the principal office of the Exchange.
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>
                    The Exchange proposes to amend the Connectivity Fee Schedule to add MX2 Options to the list of third party data feeds to which Users 
                    <SU>4</SU>
                    <FTREF/>
                     can connect. Currently, Users are offered connectivity to data feeds from third party markets and other content service providers (“Third Party Data Feeds”) at the Mahwah, New Jersey data center (“MDC”).
                    <SU>5</SU>
                    <FTREF/>
                     The Exchange now proposes to amend the list to incorporate a new feed from MX 2 LLC (“MX2 Options”).
                    <SU>6</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         For purposes of the Exchange's colocation services, a “User” means any market participant that requests to receive colocation services directly from the Exchange. 
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 87408 (October 28, 2019), 84 FR 58778 at n.6 (November 1, 2019) (SR-NYSECHX-2019-12). As specified in the Fee Schedule, a User that incurs colocation fees for a particular colocation service pursuant thereto would not be subject to colocation fees for the same colocation service charged by the New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., and NYSE National, Inc. (together, the “Affiliate SROs”). Each Affiliate SRO has submitted substantially the same proposed rule change to propose the change described herein.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         Through its Fixed Income and Data Services (“FIDS”) business, Intercontinental Exchange, Inc. (“ICE”) operates the MDC. The Exchange and the Affiliate SROs are indirect subsidiaries of ICE.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 104152 (September 30, 2025), 90 FR 47867 (October 2, 2025) (SR-MX2-2025-01) (Order Granting Approval to a Proposed Rule Change To Adopt Rules To Govern the Trading of Options on the Exchange for a New Facility Called MX2 Options).
                    </P>
                </FTNT>
                <P>
                    The proposed rule change will become operational as soon as practicable after the MX2 Options data feed is live. The announced date for the MX2 Options data feed to be live is September 14, 2026.
                    <SU>7</SU>
                    <FTREF/>
                     The Exchange currently expects that the proposed rule change would become operative soon thereafter. The Exchange will announce the date through a customer notice.
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See</E>
                         “September 2026 Go Live Date for MX2 Options” at 
                        <E T="03">https://memx.com/insights/september-2026-go-live-date-for-mx2-options.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Proposed Change to the List of Third Party Data Feeds</HD>
                <P>So that the Exchange may offer connectivity to MX2 Options, it proposes to add it to the list of available Third Party Data Feeds (proposed additions italicized):</P>
                <GPOTABLE COLS="2" OPTS="L2,nj,tp0,i1" CDEF="s200,20">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Third party data feed</CHED>
                        <CHED H="1">Monthly recurring connectivity fee per third party data feed</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Miami International Securities Exchange/MIAX PEARL</ENT>
                        <ENT>$2,000</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            <E T="03">MX2 Options</E>
                        </ENT>
                        <ENT>
                            <E T="03">2,000</E>
                        </ENT>
                    </ROW>
                </GPOTABLE>
                <P>The Exchange would provide connectivity to MX2 Options as a convenience to Users.</P>
                <P>As with the existing connections to Third Party Data Feeds, including the existing connections to Third Party Data Feeds from MEMX (“MEMX Third Party Data Feeds”), the Exchange would receive a connection to the MX2 Options data feed (the “Proposed Third Party Data Feed”) from the content service provider at the relevant source. The Exchange would then provide connectivity to that data to Users for a fee. Users would connect to MX2 Options over the internet protocol (“IP”) network, a local area network available in the MDC. The Proposed Third Party Data Feed would include trading and other information concerning the securities that are traded on MX2 Options.</P>
                <P>
                    As with the existing connections to Third Party Data Feeds, including the existing connection to MEMX Third Party Data Feeds, in order to connect to the Proposed Third Party Data Feed, a User would enter into a contract with the third party content service provider, pursuant to which it may charge the User for the data feed. The Exchange would receive the Proposed Third Party Data Feed in remote locations and transport it over its fiber optic network to the MDC. After the content service provider and User entered into an 
                    <PRTPAGE P="46513"/>
                    agreement and the Exchange received authorization from the content service provider, the Exchange would retransmit the data to the User over the User's port. The Exchange would charge the User for connectivity to the Proposed Third Party Data Feed. A User would only receive, and would only be charged the fee for, connectivity to a Proposed Third Party Data Feed for which it entered into a contract.
                </P>
                <P>The Exchange has no affiliation with the seller of the Proposed Third Party Data Feed and would have no right to use the feed other than as a redistributor of the data. The Proposed Third Party Data Feed would not provide access or order entry to the Exchange's execution system. The Proposed Third Party Data Feed would not provide access or order entry service to the execution systems of any third party generating the feed. The Exchange would receive the Proposed Third Party Data Feed via arms-length agreements and would have no inherent advantage over any other distributor of such data.</P>
                <HD SOURCE="HD3">Application and Impact of the Proposed Changes</HD>
                <P>The proposed rule change would not apply differently to distinct types or sizes of market participants. Rather, it would apply to all Users equally. As is currently the case, the purchase of any colocation service is completely voluntary and the Connectivity Fee Schedule is applied uniformly to all Users.</P>
                <P>The Exchange believes that it would gain at most a handful of new customers due to the proposed change.</P>
                <HD SOURCE="HD3">Competitive Environment</HD>
                <P>
                    The Exchange operates in a highly competitive market in which other vendors offer colocation services as a means to facilitate the trading and other market activities of those market participants who believe that colocation enhances the efficiency of their operations. The Commission has repeatedly expressed its preference for competition over regulatory intervention in determining prices, products, and services in the securities markets. Specifically, in Regulation NMS, the Commission highlighted the importance of market forces in determining prices and SRO revenues and, also, recognized that current regulation of the market system “has been remarkably successful in promoting market competition in its broader forms that are most important to investors and listed companies.” 
                    <SU>8</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 51808 (June 9, 2005), 70 FR 37496, 37499 (June 29, 2005).
                    </P>
                </FTNT>
                <P>As explained below, the Exchange's provision of connectivity to the Proposed Third Party Data Feed (“Connectivity”) may compete with connectivity provided by other third parties. Third-party vendors are not at any competitive disadvantage created by the Exchange.</P>
                <P>The proposed change is not otherwise intended to address any other issues relating to colocation services or related fees, and the Exchange is not aware of any problems that Users would have in complying with the proposed change.</P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Exchange believes that the proposed rule change is consistent with Section 6(b) of the Act,
                    <SU>9</SU>
                    <FTREF/>
                     in general, and furthers the objectives of Section 6(b)(5) of the Act,
                    <SU>10</SU>
                    <FTREF/>
                     in particular, because it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in regulating, clearing, settling, processing information with respect to, and facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general, to protect investors and the public interest and because it is not designed to permit unfair discrimination between customers, issuers, brokers, or dealers. The Exchange further believes that the proposed rule change is consistent with Section 6(b)(4) of the Act,
                    <SU>11</SU>
                    <FTREF/>
                     because it provides for the equitable allocation of reasonable dues, fees, and other charges among its members and issuers and other persons using its facilities.
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         15 U.S.C. 78f(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         15 U.S.C. 78f(b)(4).
                    </P>
                </FTNT>
                <HD SOURCE="HD3">The Proposed Rule Change Is Reasonable</HD>
                <P>The Exchange believes that the proposed rule change is reasonable.</P>
                <P>
                    In considering the reasonableness of proposed services and fees, the Commission's market-based test considers “whether the exchange was subject to significant competitive forces in setting the terms of its proposal . . . , including the level of any fees.” 
                    <SU>12</SU>
                    <FTREF/>
                     If the Exchange meets that burden, “the Commission will find that its proposal is consistent with the Act unless `there is a substantial countervailing basis to find that the terms' of the proposal violate the Act or the rules thereunder.” 
                    <SU>13</SU>
                    <FTREF/>
                     Here, the Exchange is subject to significant competitive forces in setting the terms on which it offers its proposal, in particular because substantially similar substitutes are available and the Exchange has not placed present or future third party vendors at a competitive disadvantage created by the Exchange.
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 90209 (October 15, 2020), 85 FR 67044, 67049 (October 21, 2020) (Order Granting Accelerated Approval to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections) (SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEARCA-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03, SR-NYSE-2020-11, SR-NYSEAMER-2020-10, SR-NYSEArca-2020-15, SR-NYSECHX-2020-05, SR-NYSENAT-2020-08) (“Wireless Approval Order”), citing Securities Exchange Act Release No. 59039 (December 2, 2008), 73 FR 74770, 74781 (December 9, 2008) (“2008 ArcaBook Approval Order”). 
                        <E T="03">See NetCoalition</E>
                         v. 
                        <E T="03">SEC,</E>
                         615 F.3d 525 (D.C. Cir. 2010).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         
                        <E T="03">See</E>
                         Wireless Approval Order, 
                        <E T="03">supra</E>
                         note 12, at 67049, citing 2008 ArcaBook Approval Order, 
                        <E T="03">supra</E>
                         note 12, at 74781.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Substantially Similar Substitutes Are Available</HD>
                <P>
                    As described above,
                    <SU>14</SU>
                    <FTREF/>
                     Users may connect to the Proposed Third Party Data Feed independent of the options provided by the Exchange, creating competition for the Exchange's proposed Connectivity. A User may connect to the Proposed Third Party Data Feed by, first, entering into an agreement with the relevant third party for connectivity, and second, connecting to the Proposed Third Party Data Feed through one of the Telecoms. Users that establish connectivity independent of the Connectivity offered by the Exchange are not at any competitive disadvantage created by the Exchange. As of April 30, 2026, more than 98% of the circuits for which Users contracted were supplied by the Telecoms. Although the Proposed Third Party Data Feed is not currently available, the Exchange believes that once it is available, Users may independently establish connectivity to the Proposed Third Party Data Feed through one of the Telecoms.
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         
                        <E T="03">See</E>
                         “Competitive Environment,” above.
                    </P>
                </FTNT>
                <P>Because Users are third parties and are not required to make such information public, the Exchange does not have visibility into how many Users will connect to the Proposed Third Party Data Feed (once it becomes available) independently, as described </P>
                <PRTPAGE P="46514"/>
                <FP>
                    above.
                    <SU>15</SU>
                    <FTREF/>
                     However, the market for connectivity to the Proposed Third Party Data Feed is competitive, and there is no reason to believe that other actual or potential Users would not obtain connectivity independently if they considered it to be in their commercial interest.
                </FP>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         As they are third parties, the Exchange does not have visibility into whether Users intend to connect to the Proposed Third Party Data Feed (once it is available) for their own use, or if they intend to offer other Users such connectivity.
                    </P>
                </FTNT>
                <P>
                    Such Users compete, or would compete, with the Exchange's Connectivity and exert, or would exert, significant competitive forces on the Exchange in setting the terms of its proposal, including the level of the Exchange's proposed fees.
                    <SU>16</SU>
                    <FTREF/>
                     If the Exchange were to set its proposed fees too high, Users could respond by instead selecting other substantially similar connectivity by independently establishing connectivity as described above.
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         
                        <E T="03">See</E>
                         2008 ArcaBook Approval Order, 
                        <E T="03">supra</E>
                         note 12, at 74789 and n.295 (recognizing that products need not be identical to be substitutable).
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Users Are Not at a Competitive Disadvantage Created by the Exchange</HD>
                <P>The Exchange does not believe that FIDS would have any competitive advantage over Users that establish independent connectivity to the Proposed Third Party Data Feed. The Exchange's proposed service for Connectivity does not have (a) any special access to the Proposed Third Party Data Feeds or (b) advantage within the MDC, as all distances in the MDC are normalized.</P>
                <P>Moreover, the Exchange does not believe that FIDS would have any competitive advantage because it would charge for connectivity only, not the Proposed Third Party Data Feed itself. All Users that connect to the Proposed Third Party Data Feed, whether they elect to connect using the Exchange's proposed service or not, would have to pay a third party for the Proposed Third Party Data Feed.</P>
                <P>
                    Nor does the Exchange believe that FIDS has a competitive advantage by virtue of the fact that ICE owns and operates the MDC's meet-me-rooms. Users purchasing Connectivity—like Users of any other colocation service—would require a circuit connecting out of the MDC, and in most cases, such circuits are provided by Telecoms.
                    <SU>17</SU>
                    <FTREF/>
                     Currently, 17 Telecoms operate in the meet-me-rooms and provide a variety of circuit choices. It is in the Exchange's best interest to set the fees that Telecoms pay to operate in the meet-me-rooms at a reasonable level 
                    <SU>18</SU>
                    <FTREF/>
                     so that market participants, including Telecoms, will maximize their use of the MDC. By setting the meet-me-room fees at a reasonable level, the Exchange encourages Telecoms to participate in the meet-me-rooms and to sell circuits to Users for connecting into and out of the MDC. These Telecoms then compete with each other by pricing such circuits at competitive rates. These competitive rates for circuits help draw in more Users and Hosted Customers to the MDC, which directly benefits the Exchange by increasing the customer base to whom the Exchange can sell its colocation services, which include cabinets, power, ports, and connectivity to many third-party data feeds, and because having more Users and Hosted Customers leads, in many cases, to greater participation on the Exchange. In this way, by setting the meet-me-room fees at a level attractive to telecommunications firms, the Exchange spurs demand for all of the services it sells at the MDC, while setting the meet-me-room fees too high would negatively affect the Exchange's ability to sell its services at the MDC.
                    <SU>19</SU>
                    <FTREF/>
                     Accordingly, there are real constraints on the meet-me-room fees the Exchange charges, such that the Exchange does not have an advantage in terms of costs when compared to third parties that enter the MDC through the meet-me-rooms to provide services to compete with the Exchange's services.
                </P>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         Note that in the case of wireless connectivity, a User in colocation still requires a fiber circuit to transport data. If a Telecom is used, the data is transmitted wirelessly to the relevant pole, and then from the pole to the meet-me-room using a fiber circuit.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 98001 (July 26, 2023), 88 FR 50196 (August 1, 2023) (SR-NYSECHX-2023-14) (“MMR Notice”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         
                        <E T="03">See id.</E>
                         at 50199. Importantly, the Exchange is prevented from making any alteration to its meet-me-room services or fees without filing a proposal for such changes with the Commission.
                    </P>
                </FTNT>
                <P>If anything, the Exchange would be subject to a competitive disadvantage vis-à-vis Users regarding connectivity to the Proposed Third Party Data Feed. Users that choose to independently establish connectivity may negotiate terms with the Telecoms through whom such connectivity is delivered, in response to competitive forces. Such prices are not required to be filed by any party with the Commission. In contrast, the Exchange's service and pricing would be standardized as set out in this filing, and the Exchange would be unable to respond to pricing pressure from its competitors without seeking a formal fee change in a filing before the Commission.</P>
                <P>
                    In sum, because the Exchange is subject to significant competitive forces in setting the terms on which it offers its proposal, in particular because the Exchange believes that a substantially similar substitute is available, and the Exchange has not placed actual or proposed Users that already have or establish connectivity at a competitive disadvantage created by the Exchange, the proposed fee for the Exchange's access to the Proposed Third Party Data Feed is reasonable.
                    <SU>20</SU>
                    <FTREF/>
                     If the Exchange were to set its prices for connectivity to the Proposed Third Party Data Feeds at a level that Users found to be too high, Users could easily choose to connect to the Proposed Third Party Data Feed through Telecoms, as detailed above.
                </P>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         
                        <E T="03">See</E>
                         Wireless Approval Order, 
                        <E T="03">supra</E>
                         note 12.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">The Proposed Rule Change Is Equitable</HD>
                <P>The Exchange believes that the proposed rule change is equitable.</P>
                <P>
                    The Exchange believes that the proposed fee for connectivity to the Proposed Third Party Data Feed is an equitable allocation of fees. The proposed fee is the same as the existing fee for connectivity to MEMX Equities or MEMX Options.
                    <SU>21</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         
                        <E T="03">See</E>
                         90 FR 47867, 
                        <E T="03">supra</E>
                         note 6 (noting that “[m]uch of the proposed functionality for MX2 Options is substantially similar to MEMX Options, and the Exchange proposes to adopt rules applicable to MX2 Options that are substantively identical or substantially similar to the approved rules of MEMX applicable to MEMX Options”).
                    </P>
                </FTNT>
                <P>Without this proposed rule change, Users would have fewer options for connectivity to the Proposed Third Party Data Feed, once that feed becomes available. By offering Connectivity, the Exchange gives each User additional options for addressing its needs, responding to User demand for options. Offering this additional service would help each User tailor its data center operations to the requirements of its business operations by allowing it to select the form and latency of connectivity that best suits its needs. Users that do not opt to utilize the Exchange's proposed Connectivity would still be able to connect to the Proposed Third Party Data Feed using Telecoms.</P>
                <P>The Exchange believes that the proposed change is equitable because it will result in fees being charged only to Users that voluntarily select to receive the corresponding services and because those services will be available to all Users.</P>
                <P>
                    Furthermore, the Exchange believes that the services and fees proposed herein are equitably allocated because, in addition to the services being completely voluntary, they are available to all Users on an equal basis (
                    <E T="03">i.e.,</E>
                     the same products and services are available 
                    <PRTPAGE P="46515"/>
                    to all Users). All Users that voluntarily select the Exchange's Connectivity would be charged the same amount for the same services. Users who opt not to use Connectivity would not be charged. In this way, the proposed rule change equitably allocates the proposed fees only to Users who choose to use the Exchange's Connectivity.
                </P>
                <HD SOURCE="HD3">The Proposed Change Is Not Unfairly Discriminatory</HD>
                <P>The Exchange believes that the proposed rule change is not unfairly discriminatory, for the following reasons.</P>
                <P>
                    The Exchange believes that the proposed change is not unfairly discriminatory because the proposed fee is the same as the existing fee for connectivity to MEMX Equities or MEMX Options.
                    <SU>22</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         
                        <E T="03">See id.</E>
                    </P>
                </FTNT>
                <P>Without this proposed rule change, Users would have fewer options for connectivity to the Proposed Third Party Data Feed. The proposed change would provide Users with an additional choice with respect to the form and optimal latency of their connectivity to the Proposed Third Party Data Feed, allowing a User to select the connectivity that better suits its needs, helping it tailor its colocation operations to the requirements of its business operations. Users that do not opt to utilize the Exchange's proposed Connectivity would still be able to connect to the Proposed Third Party Data Feed using Telecoms.</P>
                <P>
                    The Exchange believes that the proposed change is not unfairly discriminatory because it will result in fees being charged only to Users that voluntarily select to receive the corresponding services and because those services will be available to all Users. Furthermore, the Exchange believes that the services and fees proposed herein are not unfairly discriminatory because, in addition to the services being completely voluntary, they are available to all Users on an equal basis (
                    <E T="03">i.e.,</E>
                     the same products and services are available to all Users). All Users that voluntarily select the Exchange's Connectivity would be charged the same amount for the same services.
                </P>
                <P>For all these reasons, the Exchange believes that the proposal is consistent with the Act.</P>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>
                    In accordance with Section 6(b)(8) of the Act,
                    <SU>23</SU>
                    <FTREF/>
                     the Exchange believes that the proposed rule change will not impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. The proposed change would not affect competition among national securities exchanges or among members of the Exchange, but rather between FIDS and its commercial competitors.
                </P>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         15 U.S.C. 78f(b)(8).
                    </P>
                </FTNT>
                <P>By offering Connectivity, the Exchange would give each User additional options for addressing its needs, responding to User demand for options. Providing additional services would help each User tailor its data center operations to the requirements of its business operations by allowing it to select the form and latency of connectivity that best suits its needs. Users that do not opt to utilize the Exchange's proposed Connectivity would still be able to connect to the Proposed Third Party Data Feed using Telecoms.</P>
                <P>The Exchange does not believe that FIDS would have any competitive advantage over Users that establish independent connectivity to the Proposed Third Party Data Feed. The Exchange's proposed service for Connectivity does not have (a) any special access to the Proposed Third Party Data Feed or (b) advantage within the MDC, as all distances in the MDC are normalized.</P>
                <P>Moreover, the Exchange does not believe that FIDS would have any competitive advantage because it would charge for connectivity only, not the Proposed Third Party Data Feed itself. All Users that connect to the Proposed Third Party Data Feed, whether they elect to connect using the Exchange's proposed service or not, would have to pay a third party for the Proposed Third Party Data Feed.</P>
                <P>
                    Nor does the Exchange believe that FIDS has a competitive advantage over any third-party competitors offering connectivity by virtue of the fact that ICE owns and operates the MDC's meet-me-rooms. Users purchasing Connectivity—like Users of any other colocation service—would require a circuit connecting out of the MDC, and in most cases, such circuits are provided by third-party Telecoms. Currently, 17 Telecoms operate in the meet-me-rooms and provide a variety of circuit choices. It is in the Exchange's best interest to set the fees that Telecoms pay to operate in the meet-me-rooms at a reasonable level 
                    <SU>24</SU>
                    <FTREF/>
                     so that market participants, including Telecoms, will maximize their use of the MDC. By setting the meet-me-room fees at a reasonable level, the Exchange encourages Telecoms to participate in the meet-me-rooms and to sell circuits to Users for connecting into and out of the MDC. These Telecoms then compete with each other by pricing such circuits at competitive rates. These competitive rates for circuits help draw in more Users and Hosted Customers to the MDC, which directly benefits the Exchange by increasing the customer base to whom the Exchange can sell its colocation services, which include cabinets, power, ports, and connectivity to many third-party data feeds, and because having more Users and Hosted Customers leads, in many cases, to greater participation on the Exchange. In this way, by setting the meet-me-room fees at a level attractive to telecommunications firms, the Exchange spurs demand for all of the services it sells at the MDC, while setting the meet-me-room fees too high would negatively affect the Exchange's ability to sell its services at the MDC.
                    <SU>25</SU>
                    <FTREF/>
                     Accordingly, there are real constraints on the meet-me-room fees the Exchange charges, such that the Exchange does not have an advantage in terms of costs when compared to third parties that enter the MDC through the meet-me-rooms to provide services to compete with the Exchange's services.
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         
                        <E T="03">See</E>
                         MMR Notice, 
                        <E T="03">supra</E>
                         note 18.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         
                        <E T="03">See supra</E>
                         note 19.
                    </P>
                </FTNT>
                <P>If anything, the Exchange would be subject to a competitive disadvantage vis-à-vis Users regarding connectivity to the Proposed Third Party Data Feed. Users that choose to independently establish connectivity may negotiate terms with the Telecoms or other Users through whom such connectivity is delivered, in response to competitive forces. Such prices are not required to be filed by any party with the Commission. In contrast, the Exchange's service and pricing would be standardized as set out in this filing, and the Exchange would be unable to respond to pricing pressure from its competitors without seeking a formal fee change in a filing before the Commission.</P>
                <P>
                    The changes would not put any market participants at a relative disadvantage compared to other market participants or penalize one or more categories of market participants in a manner that would impose an undue burden on competition.
                    <PRTPAGE P="46516"/>
                </P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>No written comments were solicited or received with respect to the proposed rule change.</P>
                <HD SOURCE="HD2">D. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>No written comments were solicited or received with respect to the proposed rule change.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    The Exchange has filed the proposed rule change pursuant to Section 19(b)(3)(A)(iii) of the Act 
                    <SU>26</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) thereunder.
                    <SU>27</SU>
                    <FTREF/>
                     Because the proposed rule change does not: (i) significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative prior to 30 days from the date on which it was filed, or such shorter time as the Commission may designate, if consistent with the protection of investors and the public interest, the proposed rule change has become effective pursuant to Section 19(b)(3)(A) of the Act 
                    <SU>28</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6)(iii) thereunder.
                    <SU>29</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         15 U.S.C. 78s(b)(3)(A)(iii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         17 CFR 240.19b-4(f)(6).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6) requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has satisfied this requirement.
                    </P>
                </FTNT>
                <P>
                    At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings under Section 19(b)(2)(B) 
                    <SU>30</SU>
                    <FTREF/>
                     of the Act to determine whether the proposed rule change should be approved or disapproved.
                </P>
                <FTNT>
                    <P>
                        <SU>30</SU>
                         15 U.S.C. 78s(b)(2)(B).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number SR-NYSETEX-2026-28 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to file number SR-NYSETEX-2026-28. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the filing will be available for inspection and copying at the principal office of the Exchange. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to file number SR-NYSETEX-2026-28 and should be submitted on or before August 13, 2026.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>31</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>31</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>Sherry R. Haywood,</NAME>
                    <TITLE>Assistant Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14858 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[OMB Control No. 3235-0571]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 206(4)-6</SUBJECT>
                <FP SOURCE="FP-1">
                    <E T="03">Upon Written Request, Copies Available From:</E>
                     Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 20549-2736
                </FP>
                <P>
                    Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ) the Securities and Exchange Commission (“Commission”) has submitted to the Office of Management and Budget (“OMB”) a request for extension of the previously approved collection of information discussed below.
                </P>
                <P>
                    The title for the collection of information is “Rule 206(4)-6” under the Investment Advisers Act of 1940 (15 U.S.C. 80b-1 
                    <E T="03">et seq.</E>
                    ) (“Advisers Act”) and the collection has been approved under OMB Control No. 3235-0571. The Commission adopted rule 206(4)-6 (17 CFR 275.206(4)-6), the proxy voting rule, to address an investment adviser's fiduciary obligation to clients who have given the adviser authority to vote their securities. Under the rule, an investment adviser that exercises voting authority over client securities is required to: (i) adopt and implement policies and procedures that are reasonably designed to ensure that the adviser votes securities in the best interest of clients, including procedures to address any material conflict that may arise between the interest of the adviser and the client; (ii) disclose to clients how they may obtain information on how the adviser has voted with respect to their securities; and (iii) describe to clients the adviser's proxy voting policies and procedures and, on request, furnish a copy of the policies and procedures to the requesting client. The rule is designed to assure that advisers that vote proxies for their clients vote those proxies in their clients' best interest and provide clients with information about how their proxies were voted.
                </P>
                <P>Rule 206(4)-6 contains “collection of information” requirements within the meaning of the Paperwork Reduction Act. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. The collection is mandatory and responses to the disclosure requirement are not kept confidential.</P>
                <P>
                    The respondents are investment advisers registered with the Commission that vote proxies with respect to clients' securities. Advisory clients of these investment advisers use the information required by the rule to assess investment advisers' proxy voting policies and procedures and to monitor the advisers' performance of their proxy voting activities. The information required by Advisers Act rule 204-2, a recordkeeping rule, also is used by the Commission staff in its examination and oversight program. Without the information collected under the rules, advisory clients would not have 
                    <PRTPAGE P="46517"/>
                    information they need to assess the adviser's services and monitor the adviser's handling of their accounts, and the Commission would be less efficient and effective in its programs.
                </P>
                <P>The estimated number of investment advisers subject to the collection of information requirements under the rule is 15,996. It is estimated that each of these advisers is required to spend on average 10 hours annually documenting its proxy voting procedures under the requirements of the rule, for a total burden of 159,960 hours. We further estimate that on average, approximately 377 clients of each adviser would request copies of the underlying policies and procedures. We estimate that it would take these advisers 0.1 hours per client to deliver copies of the policies and procedures, for a total burden of 603,049 hours. Accordingly, we estimate that rule 206(4)-6 results in an annual aggregate burden of collection for SEC-registered investment advisers of a total of 763,009.2 hours.</P>
                <P>Records related to an adviser's proxy voting policies and procedures and proxy voting history are separately required under the Advisers Act recordkeeping rule 204-2 (17 CFR 275.204-2). The standard retention period required for books and records under rule 204-2 is five years, in an easily accessible place, the first two years in an appropriate office of the investment adviser. OMB has previously approved the collection with this retention period.</P>
                <P>An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB Control Number.</P>
                <P>
                    The public may view and comment on this information collection request at: 
                    <E T="03">https://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=202605-3235-004</E>
                     or send an email comment to 
                    <E T="03">MBX.OMB.OIRA.SEC_desk_officer@omb.eop.gov</E>
                     within 30 days of the day after publication of this notice by August 24, 2026.
                </P>
                <SIG>
                    <DATED> Dated: July 21, 2026.</DATED>
                    <NAME>Sherry R. Haywood,</NAME>
                    <TITLE>Assistant Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14936 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[OMB Control No. 3235-0078]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 15c3-3</SUBJECT>
                <FP SOURCE="FP-1">
                    <E T="03">Upon Written Request, Copies Available From:</E>
                     Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 20549-2736
                </FP>
                <P>
                    Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (“PRA”) (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ), the Securities and Exchange Commission (“Commission”) is soliciting comments on the existing collection of information provided for in Rule 15c3-3 (17 CFR 240.15c3-3), under the Securities Exchange Act of 1934 (15 U.S.C. 78a 
                    <E T="03">et seq.</E>
                    ). The Commission plans to submit this existing collection of information to the Office of Management and Budget (“OMB”) for extension and approval.
                </P>
                <P>With respect to the extension of the previously approved collection of information, Rule 15c3-3 requires that a broker-dealer that holds customer securities obtain and maintain possession and control of fully-paid and excess margin securities they hold for customers. In addition, the Rule requires that a broker-dealer that holds customer funds make either a weekly or monthly computation to determine whether certain customer funds need to be segregated in a special reserve bank account for the exclusive benefit of the firm's customers. It also requires that a broker-dealer maintain a written notification from each bank where a Special Reserve Bank Account is held acknowledging that all assets in the account are for the exclusive benefit of the broker-dealer's customers, and to provide written notification to the Commission (and its designated examining authority) under certain, specified circumstances. In addition, it requires broker-dealers that sell securities futures products to customers to provide certain notifications to customers and make a record of any changes of account type. Finally, it includes segregation and notice requirements for broker-dealers with respect to their security-based swap activity.</P>
                <P>A broker-dealer required to maintain the Special Reserve Bank Account prescribed by Rule 15c3-3 must obtain and retain a written notification from each bank in which it has a Special Reserve Bank Account to evidence the bank's acknowledgement that assets deposited in the Account are being held by the bank for the exclusive benefit of the broker-dealer's customers. In addition, a broker-dealer must immediately notify the Commission and its designated examining authority if it fails to make a required deposit to its Special Reserve Bank Account.</P>
                <P>In 2024, the Commission adopted amendments to require carrying broker-dealers to compute the reserve computation on a daily instead of weekly basis, provided that such broker-dealers have average total credits above a minimum threshold.</P>
                <P>The Commission staff estimates that the aggregate annual information collection burden associated with Rule 15c3-3 is approximately 1,459,681 hours and $5,076,465.</P>
                <P>An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information under the PRA unless it displays a currently valid OMB Control Number.</P>
                <P>
                    <E T="03">Written comments are invited on:</E>
                     (a) whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information shall have practical utility; (b) the accuracy of the agency's estimate of the burden of the proposed collection of information; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Consideration will be given to comments and suggestions submitted in writing within 60 days of this publication.
                </P>
                <P>
                    Please direct your written comments on this 60-Day Collection Notice to Austin Gerig, Director/Chief Data Officer, Securities and Exchange Commission, c/o Tanya Ruttenberg via email to 
                    <E T="03">PaperworkReductionAct@sec.gov</E>
                     by September 21, 2026.
                </P>
                <SIG>
                    <DATED>Dated: July 21, 2026.</DATED>
                    <NAME>Sherry R. Haywood,</NAME>
                    <TITLE>Assistant Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14929 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="46518"/>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-105949; File No. SR-NYSENAT-2026-22]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Connectivity Fee Schedule</SUBJECT>
                <DATE>July 20, 2026.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) 
                    <SU>1</SU>
                    <FTREF/>
                     of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>2</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>3</SU>
                    <FTREF/>
                     notice is hereby given that on July 7, 2026, NYSE National, Inc. (“NYSE National” or “Exchange”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I and II below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         15 U.S.C. 78a.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    The Exchange proposes to amend the Connectivity Fee Schedule to add MX2 Options to the list of third party data feeds to which Users can connect. The proposed rule change is available on the Exchange's website at 
                    <E T="03">www.nyse.com</E>
                     and at the principal office of the Exchange.
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>
                    The Exchange proposes to amend the Connectivity Fee Schedule to add MX2 Options to the list of third party data feeds to which Users 
                    <SU>4</SU>
                    <FTREF/>
                     can connect. Currently, Users are offered connectivity to data feeds from third party markets and other content service providers (“Third Party Data Feeds”) at the Mahwah, New Jersey data center (“MDC”).
                    <SU>5</SU>
                    <FTREF/>
                     The Exchange now proposes to amend the list to incorporate a new feed from MX 2 LLC (“MX2 Options”).
                    <SU>6</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         For purposes of the Exchange's colocation services, a “User” means any market participant that requests to receive colocation services directly from the Exchange. 
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 83351 (May 31, 2018), 83 FR 26314 at n.9 (June 6, 2018) (SR-NYSENAT-2018-07). As specified in the Fee Schedule, a User that incurs colocation fees for a particular colocation service pursuant thereto would not be subject to colocation fees for the same colocation service charged by the New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., and NYSE Texas, Inc. (together, the “Affiliate SROs”). Each Affiliate SRO has submitted substantially the same proposed rule change to propose the change described herein.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         Through its Fixed Income and Data Services (“FIDS”) business, Intercontinental Exchange, Inc. (“ICE”) operates the MDC. The Exchange and the Affiliate SROs are indirect subsidiaries of ICE.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 104152 (September 30, 2025), 90 FR 47867 (October 2, 2025) (SR-MX2-2025-01) (Order Granting Approval to a Proposed Rule Change To Adopt Rules To Govern the Trading of Options on the Exchange for a New Facility Called MX2 Options).
                    </P>
                </FTNT>
                <P>
                    The proposed rule change will become operational as soon as practicable after the MX2 Options data feed is live. The announced date for the MX2 Options data feed to be live is September 14, 2026.
                    <SU>7</SU>
                    <FTREF/>
                     The Exchange currently expects that the proposed rule change would become operative soon thereafter. The Exchange will announce the date through a customer notice.
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See</E>
                         “September 2026 Go Live Date for MX2 Options” at 
                        <E T="03">https://memx.com/insights/september-2026-go-live-date-for-mx2-options.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Proposed Change to the List of Third Party Data Feeds</HD>
                <P>So that the Exchange may offer connectivity to MX2 Options, it proposes to add it to the list of available Third Party Data Feeds (proposed additions italicized):</P>
                <GPOTABLE COLS="2" OPTS="L2,nj,tp0,i1" CDEF="s200,15">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Third party data feed</CHED>
                        <CHED H="1">Monthly recurring connectivity fee per third party data feed</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Miami International Securities Exchange/MIAX PEARL</ENT>
                        <ENT>$2,000</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">MX2 Options</ENT>
                        <ENT>2,000</ENT>
                    </ROW>
                </GPOTABLE>
                <P>The Exchange would provide connectivity to MX2 Options as a convenience to Users.</P>
                <P>As with the existing connections to Third Party Data Feeds, including the existing connections to Third Party Data Feeds from MEMX (“MEMX Third Party Data Feeds”), the Exchange would receive a connection to the MX2 Options data feed (the “Proposed Third Party Data Feed”) from the content service provider at the relevant source. The Exchange would then provide connectivity to that data to Users for a fee. Users would connect to MX2 Options over the internet protocol (“IP”) network, a local area network available in the MDC. The Proposed Third Party Data Feed would include trading and other information concerning the securities that are traded on MX2 Options.</P>
                <P>As with the existing connections to Third Party Data Feeds, including the existing connection to MEMX Third Party Data Feeds, in order to connect to the Proposed Third Party Data Feed, a User would enter into a contract with the third party content service provider, pursuant to which it may charge the User for the data feed. The Exchange would receive the Proposed Third Party Data Feed in remote locations and transport it over its fiber optic network to the MDC. After the content service provider and User entered into an agreement and the Exchange received authorization from the content service provider, the Exchange would retransmit the data to the User over the User's port. The Exchange would charge the User for connectivity to the Proposed Third Party Data Feed. A User would only receive, and would only be charged the fee for, connectivity to a Proposed Third Party Data Feed for which it entered into a contract.</P>
                <P>
                    The Exchange has no affiliation with the seller of the Proposed Third Party Data Feed and would have no right to use the feed other than as a redistributor 
                    <PRTPAGE P="46519"/>
                    of the data. The Proposed Third Party Data Feed would not provide access or order entry to the Exchange's execution system. The Proposed Third Party Data Feed would not provide access or order entry service to the execution systems of any third party generating the feed. The Exchange would receive the Proposed Third Party Data Feed via arms-length agreements and would have no inherent advantage over any other distributor of such data.
                </P>
                <HD SOURCE="HD3">Application and Impact of the Proposed Changes</HD>
                <P>The proposed rule change would not apply differently to distinct types or sizes of market participants. Rather, it would apply to all Users equally. As is currently the case, the purchase of any colocation service is completely voluntary and the Connectivity Fee Schedule is applied uniformly to all Users.</P>
                <P>The Exchange believes that it would gain at most a handful of new customers due to the proposed change.</P>
                <HD SOURCE="HD3">Competitive Environment</HD>
                <P>
                    The Exchange operates in a highly competitive market in which other vendors offer colocation services as a means to facilitate the trading and other market activities of those market participants who believe that colocation enhances the efficiency of their operations. The Commission has repeatedly expressed its preference for competition over regulatory intervention in determining prices, products, and services in the securities markets. Specifically, in Regulation NMS, the Commission highlighted the importance of market forces in determining prices and SRO revenues and, also, recognized that current regulation of the market system “has been remarkably successful in promoting market competition in its broader forms that are most important to investors and listed companies.” 
                    <SU>8</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 51808 (June 9, 2005), 70 FR 37496, 37499 (June 29, 2005).
                    </P>
                </FTNT>
                <P>As explained below, the Exchange's provision of connectivity to the Proposed Third Party Data Feed (“Connectivity”) may compete with connectivity provided by other third parties. Third-party vendors are not at any competitive disadvantage created by the Exchange.</P>
                <P>The proposed change is not otherwise intended to address any other issues relating to colocation services or related fees, and the Exchange is not aware of any problems that Users would have in complying with the proposed change.</P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Exchange believes that the proposed rule change is consistent with Section 6(b) of the Act,
                    <SU>9</SU>
                    <FTREF/>
                     in general, and furthers the objectives of Section 6(b)(5) of the Act,
                    <SU>10</SU>
                    <FTREF/>
                     in particular, because it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in regulating, clearing, settling, processing information with respect to, and facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general, to protect investors and the public interest and because it is not designed to permit unfair discrimination between customers, issuers, brokers, or dealers. The Exchange further believes that the proposed rule change is consistent with Section 6(b)(4) of the Act,
                    <SU>11</SU>
                    <FTREF/>
                     because it provides for the equitable allocation of reasonable dues, fees, and other charges among its members and issuers and other persons using its facilities.
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         15 U.S.C. 78f(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         15 U.S.C. 78f(b)(4).
                    </P>
                </FTNT>
                <HD SOURCE="HD3">The Proposed Rule Change Is Reasonable</HD>
                <P>The Exchange believes that the proposed rule change is reasonable.</P>
                <P>
                    In considering the reasonableness of proposed services and fees, the Commission's market-based test considers “whether the exchange was subject to significant competitive forces in setting the terms of its proposal . . . , including the level of any fees.” 
                    <SU>12</SU>
                    <FTREF/>
                     If the Exchange meets that burden, “the Commission will find that its proposal is consistent with the Act unless `there is a substantial countervailing basis to find that the terms' of the proposal violate the Act or the rules thereunder.” 
                    <SU>13</SU>
                    <FTREF/>
                     Here, the Exchange is subject to significant competitive forces in setting the terms on which it offers its proposal, in particular because substantially similar substitutes are available and the Exchange has not placed present or future third party vendors at a competitive disadvantage created by the Exchange.
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 90209 (October 15, 2020), 85 FR 67044, 67049 (October 21, 2020) (Order Granting Accelerated Approval to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections) (SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEARCA-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03, SR-NYSE-2020-11, SR-NYSEAMER-2020-10, SR-NYSEArca-2020-15, SR-NYSECHX-2020-05, SR-NYSENAT-2020-08) (“Wireless Approval Order”), citing Securities Exchange Act Release No. 59039 (December 2, 2008), 73 FR 74770, 74781 (December 9, 2008) (“2008 ArcaBook Approval Order”). 
                        <E T="03">See NetCoalition</E>
                         v. 
                        <E T="03">SEC,</E>
                         615 F.3d 525 (D.C. Cir. 2010).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         
                        <E T="03">See</E>
                         Wireless Approval Order, 
                        <E T="03">supra</E>
                         note 12, at 67049, citing 2008 ArcaBook Approval Order, 
                        <E T="03">supra</E>
                         note 12, at 74781.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Substantially Similar Substitutes Are Available</HD>
                <P>
                    As described above,
                    <SU>14</SU>
                    <FTREF/>
                     Users may connect to the Proposed Third Party Data Feed independent of the options provided by the Exchange, creating competition for the Exchange's proposed Connectivity. A User may connect to the Proposed Third Party Data Feed by, first, entering into an agreement with the relevant third party for connectivity, and second, connecting to the Proposed Third Party Data Feed through one of the Telecoms. Users that establish connectivity independent of the Connectivity offered by the Exchange are not at any competitive disadvantage created by the Exchange. As of April 30, 2026, more than 98% of the circuits for which Users contracted were supplied by the Telecoms. Although the Proposed Third Party Data Feed is not currently available, the Exchange believes that once it is available, Users may independently establish connectivity to the Proposed Third Party Data Feed through one of the Telecoms.
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         
                        <E T="03">See</E>
                         “Competitive Environment,” above.
                    </P>
                </FTNT>
                <P>
                    Because Users are third parties and are not required to make such information public, the Exchange does not have visibility into how many Users will connect to the Proposed Third Party Data Feed (once it becomes available) independently, as described above.
                    <SU>15</SU>
                    <FTREF/>
                     However, the market for connectivity to the Proposed Third Party Data Feed is competitive, and there is no reason to believe that other actual or potential Users would not obtain connectivity independently if they considered it to be in their commercial interest.
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         As they are third parties, the Exchange does not have visibility into whether Users intend to connect to the Proposed Third Party Data Feed (once it is available) for their own use, or if they intend to offer other Users such connectivity.
                    </P>
                </FTNT>
                <P>
                    Such Users compete, or would compete, with the Exchange's Connectivity and exert, or would exert, significant competitive forces on the Exchange in setting the terms of its proposal, including the level of the Exchange's proposed fees.
                    <SU>16</SU>
                    <FTREF/>
                     If the Exchange were to set its proposed fees 
                    <PRTPAGE P="46520"/>
                    too high, Users could respond by instead selecting other substantially similar connectivity by independently establishing connectivity as described above.
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         
                        <E T="03">See</E>
                         2008 ArcaBook Approval Order, 
                        <E T="03">supra</E>
                         note 12, at 74789 and n.295 (recognizing that products need not be identical to be substitutable).
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Users Are Not at a Competitive Disadvantage Created by the Exchange</HD>
                <P>The Exchange does not believe that FIDS would have any competitive advantage over Users that establish independent connectivity to the Proposed Third Party Data Feed. The Exchange's proposed service for Connectivity does not have (a) any special access to the Proposed Third Party Data Feeds or (b) advantage within the MDC, as all distances in the MDC are normalized.</P>
                <P>Moreover, the Exchange does not believe that FIDS would have any competitive advantage because it would charge for connectivity only, not the Proposed Third Party Data Feed itself. All Users that connect to the Proposed Third Party Data Feed, whether they elect to connect using the Exchange's proposed service or not, would have to pay a third party for the Proposed Third Party Data Feed.</P>
                <P>
                    Nor does the Exchange believe that FIDS has a competitive advantage by virtue of the fact that ICE owns and operates the MDC's meet-me-rooms. Users purchasing Connectivity—like Users of any other colocation service—would require a circuit connecting out of the MDC, and in most cases, such circuits are provided by Telecoms.
                    <SU>17</SU>
                    <FTREF/>
                     Currently, 17 Telecoms operate in the meet-me-rooms and provide a variety of circuit choices. It is in the Exchange's best interest to set the fees that Telecoms pay to operate in the meet-me-rooms at a reasonable level 
                    <SU>18</SU>
                    <FTREF/>
                     so that market participants, including Telecoms, will maximize their use of the MDC. By setting the meet-me-room fees at a reasonable level, the Exchange encourages Telecoms to participate in the meet-me-rooms and to sell circuits to Users for connecting into and out of the MDC. These Telecoms then compete with each other by pricing such circuits at competitive rates. These competitive rates for circuits help draw in more Users and Hosted Customers to the MDC, which directly benefits the Exchange by increasing the customer base to whom the Exchange can sell its colocation services, which include cabinets, power, ports, and connectivity to many third-party data feeds, and because having more Users and Hosted Customers leads, in many cases, to greater participation on the Exchange. In this way, by setting the meet-me-room fees at a level attractive to telecommunications firms, the Exchange spurs demand for all of the services it sells at the MDC, while setting the meet-me-room fees too high would negatively affect the Exchange's ability to sell its services at the MDC.
                    <SU>19</SU>
                    <FTREF/>
                     Accordingly, there are real constraints on the meet-me-room fees the Exchange charges, such that the Exchange does not have an advantage in terms of costs when compared to third parties that enter the MDC through the meet-me-rooms to provide services to compete with the Exchange's services.
                </P>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         Note that in the case of wireless connectivity, a User in colocation still requires a fiber circuit to transport data. If a Telecom is used, the data is transmitted wirelessly to the relevant pole, and then from the pole to the meet-me-room using a fiber circuit.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 98002 (July 26, 2023), 88 FR 50232 (August 1, 2023) (SR-NYSENat-2023-12) (“MMR Notice”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         
                        <E T="03">See id.</E>
                         at 50235. Importantly, the Exchange is prevented from making any alteration to its meet-me-room services or fees without filing a proposal for such changes with the Commission.
                    </P>
                </FTNT>
                <P>If anything, the Exchange would be subject to a competitive disadvantage vis-à-vis Users regarding connectivity to the Proposed Third Party Data Feed. Users that choose to independently establish connectivity may negotiate terms with the Telecoms through whom such connectivity is delivered, in response to competitive forces. Such prices are not required to be filed by any party with the Commission. In contrast, the Exchange's service and pricing would be standardized as set out in this filing, and the Exchange would be unable to respond to pricing pressure from its competitors without seeking a formal fee change in a filing before the Commission.</P>
                <P>
                    In sum, because the Exchange is subject to significant competitive forces in setting the terms on which it offers its proposal, in particular because the Exchange believes that a substantially similar substitute is available, and the Exchange has not placed actual or proposed Users that already have or establish connectivity at a competitive disadvantage created by the Exchange, the proposed fee for the Exchange's access to the Proposed Third Party Data Feed is reasonable.
                    <SU>20</SU>
                    <FTREF/>
                     If the Exchange were to set its prices for connectivity to the Proposed Third Party Data Feeds at a level that Users found to be too high, Users could easily choose to connect to the Proposed Third Party Data Feed through Telecoms, as detailed above.
                </P>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         
                        <E T="03">See</E>
                         Wireless Approval Order, 
                        <E T="03">supra</E>
                         note 12.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">The Proposed Rule Change Is Equitable</HD>
                <P>The Exchange believes that the proposed rule change is equitable.</P>
                <P>
                    The Exchange believes that the proposed fee for connectivity to the Proposed Third Party Data Feed is an equitable allocation of fees. The proposed fee is the same as the existing fee for connectivity to MEMX Equities or MEMX Options.
                    <SU>21</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         
                        <E T="03">See</E>
                         90 FR 47867, 
                        <E T="03">supra</E>
                         note 6 (noting that “[m]uch of the proposed functionality for MX2 Options is substantially similar to MEMX Options, and the Exchange proposes to adopt rules applicable to MX2 Options that are substantively identical or substantially similar to the approved rules of MEMX applicable to MEMX Options”).
                    </P>
                </FTNT>
                <P>Without this proposed rule change, Users would have fewer options for connectivity to the Proposed Third Party Data Feed, once that feed becomes available. By offering Connectivity, the Exchange gives each User additional options for addressing its needs, responding to User demand for options. Offering this additional service would help each User tailor its data center operations to the requirements of its business operations by allowing it to select the form and latency of connectivity that best suits its needs. Users that do not opt to utilize the Exchange's proposed Connectivity would still be able to connect to the Proposed Third Party Data Feed using Telecoms.</P>
                <P>The Exchange believes that the proposed change is equitable because it will result in fees being charged only to Users that voluntarily select to receive the corresponding services and because those services will be available to all Users.</P>
                <P>
                    Furthermore, the Exchange believes that the services and fees proposed herein are equitably allocated because, in addition to the services being completely voluntary, they are available to all Users on an equal basis (
                    <E T="03">i.e.,</E>
                     the same products and services are available to all Users). All Users that voluntarily select the Exchange's Connectivity would be charged the same amount for the same services. Users who opt not to use Connectivity would not be charged. In this way, the proposed rule change equitably allocates the proposed fees only to Users who choose to use the Exchange's Connectivity.
                </P>
                <HD SOURCE="HD3">The Proposed Change Is Not Unfairly Discriminatory</HD>
                <P>The Exchange believes that the proposed rule change is not unfairly discriminatory, for the following reasons.</P>
                <P>
                    The Exchange believes that the proposed change is not unfairly discriminatory because the proposed fee is the same as the existing fee for 
                    <PRTPAGE P="46521"/>
                    connectivity to MEMX Equities or MEMX Options.
                    <SU>22</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         
                        <E T="03">See id.</E>
                    </P>
                </FTNT>
                <P>Without this proposed rule change, Users would have fewer options for connectivity to the Proposed Third Party Data Feed. The proposed change would provide Users with an additional choice with respect to the form and optimal latency of their connectivity to the Proposed Third Party Data Feed, allowing a User to select the connectivity that better suits its needs, helping it tailor its colocation operations to the requirements of its business operations. Users that do not opt to utilize the Exchange's proposed Connectivity would still be able to connect to the Proposed Third Party Data Feed using Telecoms.</P>
                <P>
                    The Exchange believes that the proposed change is not unfairly discriminatory because it will result in fees being charged only to Users that voluntarily select to receive the corresponding services and because those services will be available to all Users. Furthermore, the Exchange believes that the services and fees proposed herein are not unfairly discriminatory because, in addition to the services being completely voluntary, they are available to all Users on an equal basis (
                    <E T="03">i.e.,</E>
                     the same products and services are available to all Users). All Users that voluntarily select the Exchange's Connectivity would be charged the same amount for the same services.
                </P>
                <P>For all these reasons, the Exchange believes that the proposal is consistent with the Act.</P>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>
                    In accordance with Section 6(b)(8) of the Act,
                    <SU>23</SU>
                    <FTREF/>
                     the Exchange believes that the proposed rule change will not impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. The proposed change would not affect competition among national securities exchanges or among members of the Exchange, but rather between FIDS and its commercial competitors.
                </P>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         15 U.S.C. 78f(b)(8).
                    </P>
                </FTNT>
                <P>By offering Connectivity, the Exchange would give each User additional options for addressing its needs, responding to User demand for options. Providing additional services would help each User tailor its data center operations to the requirements of its business operations by allowing it to select the form and latency of connectivity that best suits its needs. Users that do not opt to utilize the Exchange's proposed Connectivity would still be able to connect to the Proposed Third Party Data Feed using Telecoms.</P>
                <P>The Exchange does not believe that FIDS would have any competitive advantage over Users that establish independent connectivity to the Proposed Third Party Data Feed. The Exchange's proposed service for Connectivity does not have (a) any special access to the Proposed Third Party Data Feed or (b) advantage within the MDC, as all distances in the MDC are normalized.</P>
                <P>Moreover, the Exchange does not believe that FIDS would have any competitive advantage because it would charge for connectivity only, not the Proposed Third Party Data Feed itself. All Users that connect to the Proposed Third Party Data Feed, whether they elect to connect using the Exchange's proposed service or not, would have to pay a third party for the Proposed Third Party Data Feed.</P>
                <P>
                    Nor does the Exchange believe that FIDS has a competitive advantage over any third-party competitors offering connectivity by virtue of the fact that ICE owns and operates the MDC's meet-me-rooms. Users purchasing Connectivity—like Users of any other colocation service—would require a circuit connecting out of the MDC, and in most cases, such circuits are provided by third-party Telecoms. Currently, 17 Telecoms operate in the meet-me-rooms and provide a variety of circuit choices. It is in the Exchange's best interest to set the fees that Telecoms pay to operate in the meet-me-rooms at a reasonable level 
                    <SU>24</SU>
                    <FTREF/>
                     so that market participants, including Telecoms, will maximize their use of the MDC. By setting the meet-me-room fees at a reasonable level, the Exchange encourages Telecoms to participate in the meet-me-rooms and to sell circuits to Users for connecting into and out of the MDC. These Telecoms then compete with each other by pricing such circuits at competitive rates. These competitive rates for circuits help draw in more Users and Hosted Customers to the MDC, which directly benefits the Exchange by increasing the customer base to whom the Exchange can sell its colocation services, which include cabinets, power, ports, and connectivity to many third-party data feeds, and because having more Users and Hosted Customers leads, in many cases, to greater participation on the Exchange. In this way, by setting the meet-me-room fees at a level attractive to telecommunications firms, the Exchange spurs demand for all of the services it sells at the MDC, while setting the meet-me-room fees too high would negatively affect the Exchange's ability to sell its services at the MDC.
                    <SU>25</SU>
                    <FTREF/>
                     Accordingly, there are real constraints on the meet-me-room fees the Exchange charges, such that the Exchange does not have an advantage in terms of costs when compared to third parties that enter the MDC through the meet-me-rooms to provide services to compete with the Exchange's services.
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         
                        <E T="03">See</E>
                         MMR Notice, 
                        <E T="03">supra</E>
                         note 18.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         
                        <E T="03">See supra</E>
                         note 19.
                    </P>
                </FTNT>
                <P>If anything, the Exchange would be subject to a competitive disadvantage vis-à-vis Users regarding connectivity to the Proposed Third Party Data Feed. Users that choose to independently establish connectivity may negotiate terms with the Telecoms or other Users through whom such connectivity is delivered, in response to competitive forces. Such prices are not required to be filed by any party with the Commission. In contrast, the Exchange's service and pricing would be standardized as set out in this filing, and the Exchange would be unable to respond to pricing pressure from its competitors without seeking a formal fee change in a filing before the Commission.</P>
                <P>The changes would not put any market participants at a relative disadvantage compared to other market participants or penalize one or more categories of market participants in a manner that would impose an undue burden on competition.</P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>No written comments were solicited or received with respect to the proposed rule change.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    The Exchange has filed the proposed rule change pursuant to Section 19(b)(3)(A)(iii) of the Act 
                    <SU>26</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) thereunder.
                    <SU>27</SU>
                    <FTREF/>
                     Because the proposed rule change does not: (i) significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative prior to 30 days from the date on which it was filed, or such shorter time as the Commission may designate, if consistent with the protection of investors and the public interest, the proposed rule change has become 
                    <PRTPAGE P="46522"/>
                    effective pursuant to Section 19(b)(3)(A) of the Act 
                    <SU>28</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) thereunder.
                    <SU>29</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         15 U.S.C. 78s(b)(3)(A)(iii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         17 CFR 240.19b-4(f)(6).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6) requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has satisfied this requirement.
                    </P>
                </FTNT>
                <P>
                    At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings under Section 19(b)(2)(B) 
                    <SU>30</SU>
                    <FTREF/>
                     of the Act to determine whether the proposed rule change should be approved or disapproved.
                </P>
                <FTNT>
                    <P>
                        <SU>30</SU>
                         15 U.S.C. 78s(b)(2)(B).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments:</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number SR-NYSENAT-2026-22 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to file number SR-NYSENAT-2026-22. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the filing will be available for inspection and copying at the principal office of the Exchange. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to file number SR-NYSENAT-2026-22 and should be submitted on or before August 13, 2026.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>31</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>31</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>Sherry R. Haywood,</NAME>
                    <TITLE>Assistant Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14863 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-105948; File No. SR-NYSEARCA-2026-77]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Connectivity Fee Schedule</SUBJECT>
                <DATE>July 20, 2026.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) 
                    <SU>1</SU>
                    <FTREF/>
                     of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>2</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>3</SU>
                    <FTREF/>
                     notice is hereby given that, on July 7, 2026, NYSE Arca, Inc. (“NYSE Arca” or “Exchange”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I and II below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         15 U.S.C. 78a.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    The Exchange proposes to amend the Connectivity Fee Schedule to add MX2 Options to the list of third party data feeds to which Users can connect. The proposed rule change is available on the Exchange's website at 
                    <E T="03">www.nyse.com</E>
                     and at the principal office of the Exchange.
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>
                    The Exchange proposes to amend the Connectivity Fee Schedule to add MX2 Options to the list of third party data feeds to which Users 
                    <SU>4</SU>
                    <FTREF/>
                     can connect. Currently, Users are offered connectivity to data feeds from third party markets and other content service providers (“Third Party Data Feeds”) at the Mahwah, New Jersey data center (“MDC”).
                    <SU>5</SU>
                    <FTREF/>
                     The Exchange now proposes to amend the list to incorporate a new feed from MX 2 LLC (“MX2 Options”).
                    <SU>6</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         For purposes of the Exchange's colocation services, a “User” means any market participant that requests to receive colocation services directly from the Exchange. 
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 76010 (September 29, 2015), 80 FR 60197 (October 5, 2015) (SR-NYSEArca-2015-82). As specified in the Fee Schedule, a User that incurs colocation fees for a particular colocation service pursuant thereto would not be subject to colocation fees for the same colocation service charged by the New York Stock Exchange LLC, NYSE American LLC, NYSE National, Inc. and NYSE Texas, Inc. (together, the “Affiliate SROs”). Each Affiliate SRO has submitted substantially the same proposed rule change to propose the change described herein.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         Through its Fixed Income and Data Services (“FIDS”) business, Intercontinental Exchange, Inc. (“ICE”) operates the MDC. The Exchange and the Affiliate SROs are indirect subsidiaries of ICE.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 104152 (September 30, 2025), 90 FR 47867 (October 2, 2025) (SR-MX2-2025-01) (Order Granting Approval to a Proposed Rule Change To Adopt Rules To Govern the Trading of Options on the Exchange for a New Facility Called MX2 Options).
                    </P>
                </FTNT>
                <P>
                    The proposed rule change will become operational as soon as practicable after the MX2 Options data feed is live. The announced date for the MX2 Options data feed to be live is September 14, 2026.
                    <SU>7</SU>
                    <FTREF/>
                     The Exchange currently expects that the proposed rule change would become operative soon thereafter. The Exchange will announce the date through a customer notice.
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See</E>
                         “September 2026 Go Live Date for MX2 Options” at 
                        <E T="03">https://memx.com/insights/september-2026-go-live-date-for-mx2-options.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Proposed Change to the List of Third Party Data Feeds</HD>
                <P>
                    So that the Exchange may offer connectivity to MX2 Options, it proposes to add it to the list of available Third Party Data Feeds (proposed additions italicized):
                    <PRTPAGE P="46523"/>
                </P>
                <GPOTABLE COLS="2" OPTS="L2,nj,tp0,i1" CDEF="s25,12">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Third party data feed</CHED>
                        <CHED H="1">
                            Monthly
                            <LI>recurring</LI>
                            <LI>connectivity</LI>
                            <LI>fee per</LI>
                            <LI>third party</LI>
                            <LI>data feed</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Miami International Securities Exchange/MIAX PEARL</ENT>
                        <ENT>$2,000</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            <E T="03">MX2 Options</E>
                        </ENT>
                        <ENT>
                            <E T="03">$2,000</E>
                        </ENT>
                    </ROW>
                </GPOTABLE>
                <P>The Exchange would provide connectivity to MX2 Options as a convenience to Users.</P>
                <P>As with the existing connections to Third Party Data Feeds, including the existing connections to Third Party Data Feeds from MEMX (“MEMX Third Party Data Feeds”), the Exchange would receive a connection to the MX2 Options data feed (the “Proposed Third Party Data Feed”) from the content service provider at the relevant source. The Exchange would then provide connectivity to that data to Users for a fee. Users would connect to MX2 Options over the internet protocol (“IP”) network, a local area network available in the MDC. The Proposed Third Party Data Feed would include trading and other information concerning the securities that are traded on MX2 Options.</P>
                <P>As with the existing connections to Third Party Data Feeds, including the existing connection to MEMX Third Party Data Feeds, in order to connect to the Proposed Third Party Data Feed, a User would enter into a contract with the third party content service provider, pursuant to which it may charge the User for the data feed. The Exchange would receive the Proposed Third Party Data Feed in remote locations and transport it over its fiber optic network to the MDC. After the content service provider and User entered into an agreement and the Exchange received authorization from the content service provider, the Exchange would retransmit the data to the User over the User's port. The Exchange would charge the User for connectivity to the Proposed Third Party Data Feed. A User would only receive, and would only be charged the fee for, connectivity to a Proposed Third Party Data Feed for which it entered into a contract.</P>
                <P>The Exchange has no affiliation with the seller of the Proposed Third Party Data Feed and would have no right to use the feed other than as a redistributor of the data. The Proposed Third Party Data Feed would not provide access or order entry to the Exchange's execution system. The Proposed Third Party Data Feed would not provide access or order entry service to the execution systems of any third party generating the feed. The Exchange would receive the Proposed Third Party Data Feed via arms-length agreements and would have no inherent advantage over any other distributor of such data.</P>
                <HD SOURCE="HD3">Application and Impact of the Proposed Changes</HD>
                <P>The proposed rule change would not apply differently to distinct types or sizes of market participants. Rather, it would apply to all Users equally. As is currently the case, the purchase of any colocation service is completely voluntary and the Connectivity Fee Schedule is applied uniformly to all Users.</P>
                <P>The Exchange believes that it would gain at most a handful of new customers due to the proposed change.</P>
                <HD SOURCE="HD3">Competitive Environment</HD>
                <P>
                    The Exchange operates in a highly competitive market in which other vendors offer colocation services as a means to facilitate the trading and other market activities of those market participants who believe that colocation enhances the efficiency of their operations. The Commission has repeatedly expressed its preference for competition over regulatory intervention in determining prices, products, and services in the securities markets. Specifically, in Regulation NMS, the Commission highlighted the importance of market forces in determining prices and SRO revenues and, also, recognized that current regulation of the market system “has been remarkably successful in promoting market competition in its broader forms that are most important to investors and listed companies.” 
                    <SU>8</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 51808 (June 9, 2005), 70 FR 37496, 37499 (June 29, 2005).
                    </P>
                </FTNT>
                <P>As explained below, the Exchange's provision of connectivity to the Proposed Third Party Data Feed (“Connectivity”) may compete with connectivity provided by other third parties. Third-party vendors are not at any competitive disadvantage created by the Exchange.</P>
                <P>The proposed change is not otherwise intended to address any other issues relating to colocation services or related fees, and the Exchange is not aware of any problems that Users would have in complying with the proposed change.</P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Exchange believes that the proposed rule change is consistent with Section 6(b) of the Act,
                    <SU>9</SU>
                    <FTREF/>
                     in general, and furthers the objectives of Section 6(b)(5) of the Act,
                    <SU>10</SU>
                    <FTREF/>
                     in particular, because it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in regulating, clearing, settling, processing information with respect to, and facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general, to protect investors and the public interest and because it is not designed to permit unfair discrimination between customers, issuers, brokers, or dealers. The Exchange further believes that the proposed rule change is consistent with Section 6(b)(4) of the Act,
                    <SU>11</SU>
                    <FTREF/>
                     because it provides for the equitable allocation of reasonable dues, fees, and other charges among its members and issuers and other persons using its facilities.
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         15 U.S.C. 78f(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         15 U.S.C. 78f(b)(4).
                    </P>
                </FTNT>
                <HD SOURCE="HD3">The Proposed Rule Change Is Reasonable</HD>
                <P>The Exchange believes that the proposed rule change is reasonable.</P>
                <P>
                    In considering the reasonableness of proposed services and fees, the Commission's market-based test considers “whether the exchange was subject to significant competitive forces in setting the terms of its proposal . . . , including the level of any fees.” 
                    <SU>12</SU>
                    <FTREF/>
                     If the Exchange meets that burden, “the Commission will find that its proposal is consistent with the Act unless `there is a substantial countervailing basis to find that the terms' of the proposal violate the Act or the rules thereunder.” 
                    <SU>13</SU>
                    <FTREF/>
                     Here, the Exchange is subject to significant competitive forces in setting the terms on which it offers its proposal, in particular because substantially similar substitutes are available and the Exchange has not placed present or future third party vendors at a competitive disadvantage created by the Exchange.
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 90209 (October 15, 2020), 85 FR 67044, 67049 (October 21, 2020) (Order Granting Accelerated Approval to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections) (SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEARCA-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03, SR-NYSE-2020-11, SR-NYSEAMER-2020-10, SR-NYSEArca-2020-15, SR-NYSECHX-2020-05, SR-NYSENAT-2020-08) (“Wireless Approval Order”), citing Securities Exchange Act Release No. 59039 (December 2, 2008), 73 FR 74770, 74781 (December 9, 2008) (“2008 ArcaBook Approval Order”). 
                        <E T="03">See NetCoalition</E>
                         v. 
                        <E T="03">SEC,</E>
                         615 F.3d 525 (D.C. Cir. 2010).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         
                        <E T="03">See</E>
                         Wireless Approval Order, 
                        <E T="03">supra</E>
                         note 12, at 67049, citing 2008 ArcaBook Approval Order, 
                        <E T="03">supra</E>
                         note 12, at 74781.
                    </P>
                </FTNT>
                <PRTPAGE P="46524"/>
                <HD SOURCE="HD3">Substantially Similar Substitutes Are Available</HD>
                <P>
                    As described above,
                    <SU>14</SU>
                    <FTREF/>
                     Users may connect to the Proposed Third Party Data Feed independent of the options provided by the Exchange, creating competition for the Exchange's proposed Connectivity. A User may connect to the Proposed Third Party Data Feed by, first, entering into an agreement with the relevant third party for connectivity, and second, connecting to the Proposed Third Party Data Feed through one of the Telecoms. Users that establish connectivity independent of the Connectivity offered by the Exchange are not at any competitive disadvantage created by the Exchange. As of April 30, 2026, more than 98% of the circuits for which Users contracted were supplied by the Telecoms. Although the Proposed Third Party Data Feed is not currently available, the Exchange believes that once it is available, Users may independently establish connectivity to the Proposed Third Party Data Feed through one of the Telecoms.
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         
                        <E T="03">See</E>
                         “Competitive Environment,” above.
                    </P>
                </FTNT>
                <P>
                    Because Users are third parties and are not required to make such information public, the Exchange does not have visibility into how many Users will connect to the Proposed Third Party Data Feed (once it becomes available) independently, as described above.
                    <SU>15</SU>
                    <FTREF/>
                     However, the market for connectivity to the Proposed Third Party Data Feed is competitive, and there is no reason to believe that other actual or potential Users would not obtain connectivity independently if they considered it to be in their commercial interest.
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         As they are third parties, the Exchange does not have visibility into whether Users intend to connect to the Proposed Third Party Data Feed (once it is available) for their own use, or if they intend to offer other Users such connectivity.
                    </P>
                </FTNT>
                <P>
                    Such Users compete, or would compete, with the Exchange's Connectivity and exert, or would exert, significant competitive forces on the Exchange in setting the terms of its proposal, including the level of the Exchange's proposed fees.
                    <SU>16</SU>
                    <FTREF/>
                     If the Exchange were to set its proposed fees too high, Users could respond by instead selecting other substantially similar connectivity by independently establishing connectivity as described above.
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         
                        <E T="03">See</E>
                         2008 ArcaBook Approval Order, 
                        <E T="03">supra</E>
                         note 12, at 74789 and n.295 (recognizing that products need not be identical to be substitutable).
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Users Are Not at a Competitive Disadvantage Created by the Exchange</HD>
                <P>The Exchange does not believe that FIDS would have any competitive advantage over Users that establish independent connectivity to the Proposed Third Party Data Feed. The Exchange's proposed service for Connectivity does not have (a) any special access to the Proposed Third Party Data Feeds or (b) advantage within the MDC, as all distances in the MDC are normalized.</P>
                <P>Moreover, the Exchange does not believe that FIDS would have any competitive advantage because it would charge for connectivity only, not the Proposed Third Party Data Feed itself. All Users that connect to the Proposed Third Party Data Feed, whether they elect to connect using the Exchange's proposed service or not, would have to pay a third party for the Proposed Third Party Data Feed.</P>
                <P>
                    Nor does the Exchange believe that FIDS has a competitive advantage by virtue of the fact that ICE owns and operates the MDC's meet-me-rooms. Users purchasing Connectivity—like Users of any other colocation service—would require a circuit connecting out of the MDC, and in most cases, such circuits are provided by Telecoms.
                    <SU>17</SU>
                    <FTREF/>
                     Currently, 17 Telecoms operate in the meet-me-rooms and provide a variety of circuit choices. It is in the Exchange's best interest to set the fees that Telecoms pay to operate in the meet-me-rooms at a reasonable level 
                    <SU>18</SU>
                    <FTREF/>
                     so that market participants, including Telecoms, will maximize their use of the MDC. By setting the meet-me-room fees at a reasonable level, the Exchange encourages Telecoms to participate in the meet-me-rooms and to sell circuits to Users for connecting into and out of the MDC. These Telecoms then compete with each other by pricing such circuits at competitive rates. These competitive rates for circuits help draw in more Users and Hosted Customers to the MDC, which directly benefits the Exchange by increasing the customer base to whom the Exchange can sell its colocation services, which include cabinets, power, ports, and connectivity to many third-party data feeds, and because having more Users and Hosted Customers leads, in many cases, to greater participation on the Exchange. In this way, by setting the meet-me-room fees at a level attractive to telecommunications firms, the Exchange spurs demand for all of the services it sells at the MDC, while setting the meet-me-room fees too high would negatively affect the Exchange's ability to sell its services at the MDC.
                    <SU>19</SU>
                    <FTREF/>
                     Accordingly, there are real constraints on the meet-me-room fees the Exchange charges, such that the Exchange does not have an advantage in terms of costs when compared to third parties that enter the MDC through the meet-me-rooms to provide services to compete with the Exchange's services.
                </P>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         Note that in the case of wireless connectivity, a User in colocation still requires a fiber circuit to transport data. If a Telecom is used, the data is transmitted wirelessly to the relevant pole, and then from the pole to the meet-me-room using a fiber circuit.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 98000 (July 26, 2023), 88 FR 50244 (August 1, 2023) (SR-NYSEArca-2023-47) (“MMR Notice”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         
                        <E T="03">See id.</E>
                         at 50246. Importantly, the Exchange is prevented from making any alteration to its meet-me-room services or fees without filing a proposal for such changes with the Commission.
                    </P>
                </FTNT>
                <P>If anything, the Exchange would be subject to a competitive disadvantage vis-à-vis Users regarding connectivity to the Proposed Third Party Data Feed. Users that choose to independently establish connectivity may negotiate terms with the Telecoms through whom such connectivity is delivered, in response to competitive forces. Such prices are not required to be filed by any party with the Commission. In contrast, the Exchange's service and pricing would be standardized as set out in this filing, and the Exchange would be unable to respond to pricing pressure from its competitors without seeking a formal fee change in a filing before the Commission.</P>
                <P>
                    In sum, because the Exchange is subject to significant competitive forces in setting the terms on which it offers its proposal, in particular because the Exchange believes that a substantially similar substitute is available, and the Exchange has not placed actual or proposed Users that already have or establish connectivity at a competitive disadvantage created by the Exchange, the proposed fee for the Exchange's access to the Proposed Third Party Data Feed is reasonable.
                    <SU>20</SU>
                    <FTREF/>
                     If the Exchange were to set its prices for connectivity to the Proposed Third Party Data Feeds at a level that Users found to be too high, Users could easily choose to connect to the Proposed Third Party Data Feed through Telecoms, as detailed above.
                </P>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         
                        <E T="03">See</E>
                         Wireless Approval Order, 
                        <E T="03">supra</E>
                         note 12.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">The Proposed Rule Change Is Equitable</HD>
                <P>The Exchange believes that the proposed rule change is equitable.</P>
                <P>
                    The Exchange believes that the proposed fee for connectivity to the Proposed Third Party Data Feed is an equitable allocation of fees. The proposed fee is the same as the existing 
                    <PRTPAGE P="46525"/>
                    fee for connectivity to MEMX Equities or MEMX Options.
                    <SU>21</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         
                        <E T="03">See</E>
                         90 FR 47867, 
                        <E T="03">supra</E>
                         note 6 (noting that “[m]uch of the proposed functionality for MX2 Options is substantially similar to MEMX Options, and the Exchange proposes to adopt rules applicable to MX2 Options that are substantively identical or substantially similar to the approved rules of MEMX applicable to MEMX Options”).
                    </P>
                </FTNT>
                <P>Without this proposed rule change, Users would have fewer options for connectivity to the Proposed Third Party Data Feed, once that feed becomes available. By offering Connectivity, the Exchange gives each User additional options for addressing its needs, responding to User demand for options. Offering this additional service would help each User tailor its data center operations to the requirements of its business operations by allowing it to select the form and latency of connectivity that best suits its needs. Users that do not opt to utilize the Exchange's proposed Connectivity would still be able to connect to the Proposed Third Party Data Feed using Telecoms.</P>
                <P>The Exchange believes that the proposed change is equitable because it will result in fees being charged only to Users that voluntarily select to receive the corresponding services and because those services will be available to all Users.</P>
                <P>
                    Furthermore, the Exchange believes that the services and fees proposed herein are equitably allocated because, in addition to the services being completely voluntary, they are available to all Users on an equal basis (
                    <E T="03">i.e.,</E>
                     the same products and services are available to all Users). All Users that voluntarily select the Exchange's Connectivity would be charged the same amount for the same services. Users who opt not to use Connectivity would not be charged. In this way, the proposed rule change equitably allocates the proposed fees only to Users who choose to use the Exchange's Connectivity.
                </P>
                <HD SOURCE="HD3">The Proposed Change Is Not Unfairly Discriminatory</HD>
                <P>The Exchange believes that the proposed rule change is not unfairly discriminatory, for the following reasons.</P>
                <P>
                    The Exchange believes that the proposed change is not unfairly discriminatory because the proposed fee is the same as the existing fee for connectivity to MEMX Equities or MEMX Options.
                    <SU>22</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         
                        <E T="03">See id.</E>
                    </P>
                </FTNT>
                <P>Without this proposed rule change, Users would have fewer options for connectivity to the Proposed Third Party Data Feed. The proposed change would provide Users with an additional choice with respect to the form and optimal latency of their connectivity to the Proposed Third Party Data Feed, allowing a User to select the connectivity that better suits its needs, helping it tailor its colocation operations to the requirements of its business operations. Users that do not opt to utilize the Exchange's proposed Connectivity would still be able to connect to the Proposed Third Party Data Feed using Telecoms.</P>
                <P>
                    The Exchange believes that the proposed change is not unfairly discriminatory because it will result in fees being charged only to Users that voluntarily select to receive the corresponding services and because those services will be available to all Users. Furthermore, the Exchange believes that the services and fees proposed herein are not unfairly discriminatory because, in addition to the services being completely voluntary, they are available to all Users on an equal basis (
                    <E T="03">i.e.,</E>
                     the same products and services are available to all Users). All Users that voluntarily select the Exchange's Connectivity would be charged the same amount for the same services.
                </P>
                <P>For all these reasons, the Exchange believes that the proposal is consistent with the Act.</P>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>
                    In accordance with Section 6(b)(8) of the Act,
                    <SU>23</SU>
                    <FTREF/>
                     the Exchange believes that the proposed rule change will not impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. The proposed change would not affect competition among national securities exchanges or among members of the Exchange, but rather between FIDS and its commercial competitors.
                </P>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         15 U.S.C. 78f(b)(8).
                    </P>
                </FTNT>
                <P>By offering Connectivity, the Exchange would give each User additional options for addressing its needs, responding to User demand for options. Providing additional services would help each User tailor its data center operations to the requirements of its business operations by allowing it to select the form and latency of connectivity that best suits its needs. Users that do not opt to utilize the Exchange's proposed Connectivity would still be able to connect to the Proposed Third Party Data Feed using Telecoms.</P>
                <P>The Exchange does not believe that FIDS would have any competitive advantage over Users that establish independent connectivity to the Proposed Third Party Data Feed. The Exchange's proposed service for Connectivity does not have (a) any special access to the Proposed Third Party Data Feed or (b) advantage within the MDC, as all distances in the MDC are normalized.</P>
                <P>Moreover, the Exchange does not believe that FIDS would have any competitive advantage because it would charge for connectivity only, not the Proposed Third Party Data Feed itself. All Users that connect to the Proposed Third Party Data Feed, whether they elect to connect using the Exchange's proposed service or not, would have to pay a third party for the Proposed Third Party Data Feed.</P>
                <P>
                    Nor does the Exchange believe that FIDS has a competitive advantage over any third-party competitors offering connectivity by virtue of the fact that ICE owns and operates the MDC's meet-me-rooms. Users purchasing Connectivity—like Users of any other colocation service—would require a circuit connecting out of the MDC, and in most cases, such circuits are provided by third-party Telecoms. Currently, 17 Telecoms operate in the meet-me-rooms and provide a variety of circuit choices. It is in the Exchange's best interest to set the fees that Telecoms pay to operate in the meet-me-rooms at a reasonable level 
                    <SU>24</SU>
                    <FTREF/>
                     so that market participants, including Telecoms, will maximize their use of the MDC. By setting the meet-me-room fees at a reasonable level, the Exchange encourages Telecoms to participate in the meet-me-rooms and to sell circuits to Users for connecting into and out of the MDC. These Telecoms then compete with each other by pricing such circuits at competitive rates. These competitive rates for circuits help draw in more Users and Hosted Customers to the MDC, which directly benefits the Exchange by increasing the customer base to whom the Exchange can sell its colocation services, which include cabinets, power, ports, and connectivity to many third-party data feeds, and because having more Users and Hosted Customers leads, in many cases, to greater participation on the Exchange. In this way, by setting the meet-me-room fees at a level attractive to telecommunications firms, the Exchange spurs demand for all of the services it sells at the MDC, while setting the meet-me-room fees too high would negatively affect the Exchange's ability to sell its services at the MDC.
                    <SU>25</SU>
                    <FTREF/>
                     Accordingly, there are real constraints on the meet-me-room fees the Exchange charges, 
                    <PRTPAGE P="46526"/>
                    such that the Exchange does not have an advantage in terms of costs when compared to third parties that enter the MDC through the meet-me-rooms to provide services to compete with the Exchange's services.
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         
                        <E T="03">See</E>
                         MMR Notice, 
                        <E T="03">supra</E>
                         note 18.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         
                        <E T="03">See supra</E>
                         note 19.
                    </P>
                </FTNT>
                <P>If anything, the Exchange would be subject to a competitive disadvantage vis-à-vis Users regarding connectivity to the Proposed Third Party Data Feed. Users that choose to independently establish connectivity may negotiate terms with the Telecoms or other Users through whom such connectivity is delivered, in response to competitive forces. Such prices are not required to be filed by any party with the Commission. In contrast, the Exchange's service and pricing would be standardized as set out in this filing, and the Exchange would be unable to respond to pricing pressure from its competitors without seeking a formal fee change in a filing before the Commission.</P>
                <P>The changes would not put any market participants at a relative disadvantage compared to other market participants or penalize one or more categories of market participants in a manner that would impose an undue burden on competition.</P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>No written comments were solicited or received with respect to the proposed rule change.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    The Exchange has filed the proposed rule change pursuant to Section 19(b)(3)(A)(iii) of the Act 
                    <SU>26</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) thereunder.
                    <SU>27</SU>
                    <FTREF/>
                     Because the proposed rule change does not: (i) significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative prior to 30 days from the date on which it was filed, or such shorter time as the Commission may designate, if consistent with the protection of investors and the public interest, the proposed rule change has become effective pursuant to Section 19(b)(3)(A) of the Act 
                    <SU>28</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) thereunder.
                    <SU>29</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         15 U.S.C. 78s(b)(3)(A)(iii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         17 CFR 240.19b-4(f)(6).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6) requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has satisfied this requirement.
                    </P>
                </FTNT>
                <P>
                    At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings under Section 19(b)(2)(B) 
                    <SU>30</SU>
                    <FTREF/>
                     of the Act to determine whether the proposed rule change should be approved or disapproved.
                </P>
                <FTNT>
                    <P>
                        <SU>30</SU>
                         15 U.S.C. 78s(b)(2)(B).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number SR-NYSEARCA-2026-77  on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to file number SR-NYSEARCA-2026-77. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the filing will be available for inspection and copying at the principal office of the Exchange. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection.
                </FP>
                <P>All submissions should refer to file number SR-NYSEARCA-2026-77 and should be submitted on or before August 13, 2026.</P>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>31</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>31</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>Sherry R. Haywood,</NAME>
                    <TITLE>Assistant Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14857 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Investment Company Act Release No. 36259; File No. 812-15885]</DEPDOC>
                <SUBJECT>Apogem Capital LLC, et al.</SUBJECT>
                <DATE>July 21, 2026.</DATE>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Securities and Exchange Commission (“Commission” or “SEC”).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <P>Notice of application for an order under sections 17(d) and 57(i) of the Investment Company Act of 1940 (the “Act”) and rule 17d-1 under the Act to permit certain joint transactions otherwise prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d-1 under the Act.</P>
                <PREAMHD>
                    <HD SOURCE="HED">Summary of Application:</HD>
                    <P> Applicants request an order to permit certain business development companies (“BDCs”), closed-end management investment companies, and open-end management investment companies to co-invest in portfolio companies with each other and with certain affiliated investment entities.</P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">Applicants:</HD>
                    <P> Apogem Capital LLC, Bow River Capital Evergreen Fund, Bow River Advisers, LLC, New York Life Insurance Company, New York Life Insurance and Annuity Corporation, and certain of their affiliated entities, as described in Schedule A to the application.</P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">Filing Dates:</HD>
                    <P> The application was filed on August 28, 2025, and amended on February 2, 2026, June 5, 2026, and July 14, 2026.</P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">Hearing or Notification of Hearing:</HD>
                    <P>
                         An order granting the requested relief will be issued unless the Commission orders a hearing. Interested persons may request a hearing on any application by emailing the SEC's Secretary at 
                        <E T="03">Secretarys-Office@sec.gov</E>
                         and serving the Applicants with a copy of the request by email, if an email address is listed for the relevant Applicant below, or personally or by mail, if a physical address is listed for the relevant Applicant below. The email should include the file number referenced above. Hearing requests should be received by the Commission by 5:30 
                        <PRTPAGE P="46527"/>
                        p.m., Eastern time, on August 17, 2026, and should be accompanied by proof of service on the Applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to rule 0-5 under the Act, hearing requests should state the nature of the writer's interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by emailing the Commission's Secretary at 
                        <E T="03">Secretarys-Office@sec.gov.</E>
                    </P>
                </PREAMHD>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        The Commission: 
                        <E T="03">Secretarys-Office@sec.gov.</E>
                         Applicants: S. André Warner, Esq., Apogem Capital LLC, 
                        <E T="03">andre.warner@apogemcapital.com;</E>
                         Jeremy Held, Bow River Advisers, LLC, 
                        <E T="03">jheld@bowrivercapital.com;</E>
                         Anne Choe, Esq., 
                        <E T="03">anne.choe@stblaw.com,</E>
                         and Jonathan Gaines, Esq., 
                        <E T="03">jonathan.gaines@stblaw.com,</E>
                         both of Simpson Thacher &amp; Bartlett LLP; and Joshua B. Deringer, Esq., Faegre Drinker Biddle &amp; Reath LLP, 
                        <E T="03">joshua.deringer@faegredrinker.com.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Jill Ehrlich, Senior Counsel, or Adam Large, Senior Special Counsel, at (202) 551-6825 (Division of Investment Management, Chief Counsel's Office).</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    For Applicants' representations, legal analysis, and conditions, please refer to Applicants' third amended application, filed July 14, 2026, which may be obtained via the Commission's website by searching for the file number at the top of this document, or for an Applicant using the Company name search field, on the SEC's EDGAR system. The SEC's EDGAR system may be searched at 
                    <E T="03">https://www.sec.gov/search-filings.</E>
                </P>
                <P>You may also call the SEC's Office of Investor Education and Assistance at (202) 551-8090.</P>
                <SIG>
                    <P>For the Commission, by the Division of Investment Management, under delegated authority.</P>
                    <NAME>Sherry R. Haywood,</NAME>
                    <TITLE>Assistant Secretary.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14956 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">SMALL BUSINESS ADMINISTRATION</AGENCY>
                <DEPDOC>[Disaster Declaration #21681 and #21682; ILLINOIS Disaster Number IL-20027]</DEPDOC>
                <SUBJECT>Administrative Declaration Amendment of a Disaster for the State of Illinois</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>U.S. Small Business Administration.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Amendment 1.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This is an amendment of the Administrative declaration of disaster for the State of ILLINOIS dated July 10, 2026.</P>
                    <P>
                        <E T="03">Incident:</E>
                         Severe Storms and Tornadoes.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Issued on July 15, 2026.</P>
                    <P>
                        <E T="03">Incident Period:</E>
                         June 10, 2026 through June 11, 2026.
                    </P>
                    <P>
                        <E T="03">Physical Loan Application Deadline Date:</E>
                         September 8, 2026.
                    </P>
                    <P>
                        <E T="03">Economic Injury (EIDL) Loan Application Deadline Date:</E>
                         April 12, 2027.
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        <E T="03">Visit the MySBA Loan Portal at https://lending.sba.gov</E>
                         to apply for a disaster assistance loan.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Sharon Henderson, Office of Disaster Recovery and Resilience, U.S. Small Business Administration, 409 3rd Street SW, Suite 6050, Washington, DC 20416, (202) 205-6734.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The notice of an Administrative declaration for the State of ILLINOIS, dated  July 10, 2026 is hereby amended to update the incident period for this disaster as beginning June 10, 2026 and continuing through June 11, 2026. All other information in the original declaration remains unchanged.</P>
                <EXTRACT>
                    <FP>(Catalog of Federal Domestic Assistance Number 59008)</FP>
                    <FP>(Authority:13 CFR 123.(b).)</FP>
                </EXTRACT>
                <SIG>
                    <NAME>James Stallings,</NAME>
                    <TITLE>Associate Administrator, Office of Disaster Recovery &amp; Resilience.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14905 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8026-09-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>National Highway Traffic Safety Administration</SUBAGY>
                <DEPDOC>[Docket No. NHTSA-2026-1156]</DEPDOC>
                <RIN>RIN 2127-ZA28</RIN>
                <SUBJECT>New Car Assessment Program; Extension of Comment Period</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Highway Traffic Safety Administration (NHTSA), Department of Transportation (DOT).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Extension of comment period.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In response to a request from Alliance for Automotive Innovation (Auto Innovators), NHTSA is announcing a 30-day extension of the public comment period for the Request for Comment (RFC) notice published on May 28, 2026 proposing updates to the New Car Assessment Program (NCAP) by adding rear automatic braking (RAB) systems with pedestrian avoidance ability to the advanced driver assistance systems technologies NHTSA currently recommends. The comment period for the RFC was originally scheduled to end on July 27, 2026. It will now end on August 26, 2026.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The comment period for the NCAP RFC published on May 28, 2026 is extended to August 26, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments to the docket number identified in the heading of this document by one of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Federal Rulemaking Portal: http://www.regulations.gov.</E>
                         Follow the online instructions for submitting comments.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         Docket Management Facility, U.S. Department of Transportation, 1200 New Jersey Avenue SE, West Building, Room W58-213, Washington, DC 20590-0001.
                    </P>
                    <P>
                        • 
                        <E T="03">Hand Delivery:</E>
                         1200 New Jersey Avenue SE, West Building, Room W58-213, Washington, DC, between 9 a.m. and 5 p.m. ET, Monday through Friday, except Federal Holidays. To be sure someone is there to help you, please call (202) 366-9826 or (202) 366-9317 before coming.
                    </P>
                    <P>
                        <E T="03">Instructions:</E>
                         For detailed instructions on submitting comments and additional information on the rulemaking process, see the Public Participation heading of the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section of this document. Note that all comments received will be posted without change to 
                        <E T="03">http://www.regulations.gov,</E>
                         including any personal information provided.
                    </P>
                    <P>
                        <E T="03">Docket:</E>
                         For access to the docket to read background documents or comments received, go to 
                        <E T="03">www.regulations.gov,</E>
                         or the street address listed above. Follow the online instructions for accessing the dockets.
                    </P>
                    <P>
                        <E T="03">Privacy Act:</E>
                         Anyone can search the electronic form of all comments received in any of NHTSA's dockets by the name of the individual submitting the comment (or signing the comment, if submitted on behalf of an association, business, labor union, or other entity). For information on DOT's compliance with the Privacy Act, see 
                        <E T="03">https://www.transportation.gov/privacy.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        For technical issues, you may contact Ian MacIntire, Office of Crashworthiness Standards by email at 
                        <E T="03">ian.macintire@dot.gov,</E>
                         or by phone at 202-366-1810. Address: National Highway Traffic Safety Administration, 1200 New Jersey Avenue SE, West Building, Washington, DC 20590-0001.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <PRTPAGE P="46528"/>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION: </HD>
                <P>
                    On May 28, 2026, NHTSA published an RFC notice on a proposal to update NHTSA's NCAP by adding RAB systems with pedestrian avoidance ability to the advanced driver assistance systems technologies NHTSA currently recommends.
                    <SU>1</SU>
                    <FTREF/>
                     NHTSA proposed to identify and evaluate vehicles in the marketplace that offer systems that pass NCAP performance requirements for RAB. NHTSA sought comment on its proposal to include RAB in NCAP, including the proposed test procedures and performance criteria. The RFC notice provided a 60-day comment period which closes on July 27, 2026.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         91 FR 31834.
                    </P>
                </FTNT>
                <P>
                    On May 29, 2026, NHTSA received a request from Auto Innovators for a 30-day extension of the comment period.
                    <SU>2</SU>
                    <FTREF/>
                     Auto Innovators stated that, at the time of its request, the supporting materials referenced in the notice were not available, and that access to these materials is essential to understanding the full scope of the proposal. Auto Innovators stated that a 30-day extension of the comment period would ensure stakeholders have adequate time to review the complete docket and offer substantive and high-quality feedback for the Agency to advance a well-informed update to NCAP.
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         NHTSA-2026-1156-0003.
                    </P>
                </FTNT>
                <P>
                    NHTSA is granting the request to extend the comment period by 30 days. NHTSA has determined that the requestors have shown good cause for an extension and that the extension is consistent with the public interest. A 30-day extension appropriately balances NHTSA's interest in providing the public with sufficient time to comment on the RFC notice and the associated test procedure, with its interest in obtaining specific feedback from stakeholders in a timely manner. Accordingly, NHTSA is extending the comment period until August 26, 2026.
                    <SU>3</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         Readers should note that, even after the comment closing date has passed, interested persons are able to file comments in the docket, which NHTSA will consider to the extent practicable. 49 CFR 553.23. NHTSA may also continue to file relevant information in the docket as it becomes available. Accordingly, the Agency recommends that readers periodically check the docket for new material.
                    </P>
                </FTNT>
                <P>
                    <E T="03">Authority:</E>
                     49 U.S.C. 322, 30111, 30115, 30117, and 30166; delegation of authority at 49 CFR 1.95.
                </P>
                <SIG>
                    <NAME>Jonathan Morrison,</NAME>
                    <TITLE>Administrator.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14866 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-59-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>National Highway Traffic Safety Administration</SUBAGY>
                <DEPDOC>[Docket No. NHTSA-2025-0059]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Notice and Request for Comment; Distraction: Modern Voice Command Interfaces</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Highway Traffic Safety Administration (NHTSA), Department of Transportation (DOT).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice and request for comments on a request for approval of a new collection of information.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        In compliance with the Paperwork Reduction Act of 1995 (PRA), this notice announces that the Information Collection Request (ICR) summarized below will be submitted to the Office of Management and Budget (OMB) for review and approval. The ICR describes the nature of the information collection and its expected burden. This document describes a collection of information for which NHTSA intends to seek OMB approval to conduct research on safety-related aspects of voice command interfaces (VCIs), specifically how VCIs affect distracted driving behavior and cognitive workload. A 
                        <E T="04">Federal Register</E>
                         Notice with a 60-day comment period soliciting comments on the following information collection was published on February 10, 2026. NHTSA received four comments. Study improvements resulting from comments received do not affect the burden calculation.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be submitted on or before August 24, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Written comments and recommendations for the proposed information collection, including suggestions for reducing burden, should be submitted to the Office of Management and Budget at 
                        <E T="03">www.reginfo.gov/public/do/PRAMain.</E>
                         To find this particular information collection, select “Currently under Review—Open for Public Comment” or use the search function.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        For additional information or access to background documents, contact Jeffrey Dressel Office of Vehicle Safety Research, Human Factors/Engineering Integration Division NSR-310, West Building, U.S. Department of Transportation, 1200 New Jersey Avenue SE, Washington, DC 20590; 
                        <E T="03">jeffrey.dressel@dot.gov,</E>
                         202-493-0492.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Under the PRA (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ), a Federal agency must receive approval from the Office of Management and Budget (OMB) before it collects certain information from the public and a person is not required to respond to a collection of information by a Federal agency unless the collection displays a valid OMB control number. In compliance with these requirements, this notice announces that the following information collection request will be submitted OMB.
                </P>
                <P>
                    <E T="03">Title:</E>
                     Distraction: Modern Voice Command Interfaces.
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     New data collection.
                </P>
                <P>
                    <E T="03">Form Number(s):</E>
                </P>
                <FP SOURCE="FP-1">• NHTSA Form 2071; Eligibility Questionnaire</FP>
                <FP SOURCE="FP-1">• NHTSA Form 2072; Scheduling Form</FP>
                <FP SOURCE="FP-1">• NHTSA Form 2073; Pre-Study Materials</FP>
                <FP SOURCE="FP-1">• NHTSA Form 2074; Appointment Confirmation Form</FP>
                <FP SOURCE="FP-1">• NHTSA Form 2075; Informed Consent Document</FP>
                <FP SOURCE="FP-1">• NHTSA Form 2076; Daily Health Survey</FP>
                <FP SOURCE="FP-1">• NHTSA Form 2077; Simulator Sickness Questionnaire (SSQ)</FP>
                <FP SOURCE="FP-1">• NHTSA Form 2078; Task Novelty Assessment</FP>
                <FP SOURCE="FP-1">• NHTSA Form 2079; Debrief</FP>
                <P>
                    <E T="03">Type of Request:</E>
                     New information collection.
                </P>
                <P>
                    <E T="03">Type of Review Requested:</E>
                     Regular.
                </P>
                <P>
                    <E T="03">Requested Expiration Date of Approval:</E>
                     Three years from date of approval.
                </P>
                <P>
                    <E T="03">Summary of the Collection of Information:</E>
                     The National Highway Traffic Safety Administration (NHTSA) is seeking approval to collect information from the public as part of an effort to understand the effects of currently or near-to deployed (modern) voice command interfaces (VCIs) in vehicles. The research compares multiple tasks across prominent VCI systems to identify the effects on cognitive workload and distraction.
                </P>
                <P>Participation in the research involves one study session at Dynamic Research, Inc. (DRI) to complete a series of drives in a driving simulator. Participants will complete tasks using a voice command interface (VCI) system that they are familiar with in a vehicle model they drive regularly. Data collection will involve human-subjects data collection and all data collection procedures will be approved by DRI's Institutional Review Board (IRB). Data collection will only begin upon receipt of PRA clearance. Data collection will occur in four phases, one phase for each vehicle that must be installed and instrumented in the driving simulator.</P>
                <P>
                    Data from a final sample of 144 participants will be used to compare the 
                    <PRTPAGE P="46529"/>
                    six VCI systems, resulting in 24 participants per VCI system group. The researchers anticipate participant attrition at several steps of the recruitment process. First, a recruitment survey (NHTSA Form 2071: Eligibility Questionnaire) will be sent to potential respondents in DRI's participant database as well as posted on social media sites to aid in the recruitment process (n = 1330 respondents). Next, 198 individuals will be identified based on eligibility and counterbalancing criteria and invited to schedule a session and complete pre-study forms. The researchers anticipate an attrition rate of 10 percent with 178 participants completing NHTSA Form 2072: Scheduling Form, NHTSA Form 2073: Pre-Study Materials and NHTSA Form 2074: Appointment Confirmation Form. Upon arriving to the study session, the researchers expect 17 participants will experience simulator sickness based on prior research, resulting in a sample size of 160 for completion of the study. Informed by previous research, 16 participants (10 percent) are expected to be removed from the final dataset due to problems with data quality, leaving a final sample size of 144 participants.
                </P>
                <P>As indicated, participants will be recruited from DRI's participant database, as well as the general populace as needed. Participants will be restricted to individuals who have experience with the targeted system/vehicle model being evaluated in the data collection, possess normal or corrected-to-normal vision and hearing, are 18-70 years old, are fluent in English, possess a valid driver's license, drive a predefined number of miles per year, are able to participate in the study for 2.5 hours, can abstain from alcohol, recreational and illicit substances for the 12 hours before the data collection session, have no medical condition that limits or restricts driving and lack of motion sickness, require no special driving equipment, have had no seizures within six months, not using sedatives or psychotropic medications, and not pregnant. Sociodemographic characteristics will be balanced between groups as outlined in the NHTSA Visual-Manual NHTSA Driver Distraction Guidelines for In-Vehicle Electronic Devices.</P>
                <P>Participants will physically sign NHTSA Form 2075: Informed Consent Document the day of their session, before beginning the experiment. Participants will complete Intake Procedures, including NHTSA Form 2076: Daily Health Survey to ensure that participants are feeling well enough to participate, correctly reported their age and sex (for balancing of conditions), and complete a driving simulator familiarization drive. The study involves participants driving a vehicle model (in a simulated environment) that they are familiar with and using a VCI and a manual interface to accomplish a series of tasks. Currently, nine drives are planned, including one simulator familiarization drive, and eight study drives. Study drives consist of seven task drives, and one safety-critical event (SCE) drive. The task drives will be counterbalanced to control for order effects. Due to the possibility of subsequent driver behavior change post the SCE, the SCE drive will occur last. Participants will also be randomized into completing a VCI task or visual-manual task during the SCE. The SCE event is anticipated to be a covered-to-revealed road obstruction requiring participant intervention, such as braking to avoid a crash.</P>
                <P>Participants will undergo training before each task drive to ensure understanding and execution ability. Tasks will consist of three common tasks executed with the VCI, the same three tasks executed manually using the touchscreen interface, and one unique task that is not shared among the other systems only to be completed through the VCI. An example task would be navigating to a nearby grocery store and adding a waypoint to an enroute gas station. After each training session, participants will be asked a one-item question to ascertain task novelty.</P>
                <P>The tasks may change slightly based on the capabilities of VCI systems and interfaces after PRA approval, however, anticipated burden will not change. Similarly, vehicles will be chosen based on system availability including Android Auto, Apple CarPlay, Google Built-In as well as the functionality of the original equipment manufacturer (OEM) systems. The researchers anticipate assessing six systems across four vehicles identified based on both the annual technology scan and the ability to recruit participants that regularly use that system. The six systems will consist of three third-party systems (Android Auto, Apple CarPlay, Google-Built-In), and three OEM systems.</P>
                <P>During training prior to the task drives, the researchers will document and classify the types of errors made to answer one of NHTSA's research questions. The researchers will collect data to ascertain the effects of each task on both driver performance, distraction, and cognitive workload. Metrics of driver performance include standard deviation of lane position (SDLP), standard deviation of speed (SDS), and speed differential (SDf). Driver distraction metrics are gathered from eye-tracking data, including mean glance duration (MGD) of, total glance time (TGT), and the proportion of long glances (PLG) that are longer than two seconds, all of which are calculated per NHTSA's distraction guidelines. Cognitive workload will be assessed via pupil diameter (PD), heart rate variability (HRV), and tactile detection response task (TDRT) miss rate and response time.</P>
                <P>
                    <E T="03">Description of the Need for the Information and Proposed Use of the Information:</E>
                     NHTSA's mission is to save lives, prevent injuries, and reduce the economic costs of road traffic crashes through education, research, safety standards, and enforcement activity. As vehicle technologies advance, they have the potential to dramatically reduce the loss of life each day in roadway crashes. Alternatively, the systems may not reach this potential or could potentially decrease safety when drivers do not understand how to safely interact with the systems or do not understand the capabilities and limitations. This new information collection request is for single study to understand the effects of voice command interfaces on driver cognitive workload and distraction across the most common VCI systems. This research supports NHTSA's mission of safety.
                </P>
                <P>
                    • 
                    <E T="03">NHTSA Form 2071; Eligibility Questionnaire</E>
                    —This questionnaire establishes whether participants are eligible to participate. The components include (1) a PRA statement informing participants about the rules governing federally funded research; (2) a privacy notice of data collected and used per California state laws; (3) consent for eligibility questionnaire and study introduction and description to inform participants about the study specific data to be collected; (4) eligibility questionnaire to identify participants based on eligibility criteria; (5) general health questionnaire to identify potential health concerns that prevent participation; and (6) contact information for scheduling purposes. To participate in the study, individuals must have experience with the system/vehicle, have normal or corrected-to-normal hearing, be 18-70 years old, meet specific vision requirements (
                    <E T="03">e.g.,</E>
                     wear contacts while driving), English fluency, possess a valid driver's license, drive a predefined number of miles per year, have the ability to participate in the study for 2.5 hours, abstain from alcohol, recreational and illicit substances for 12 hours before the session, have no medical conditions that 
                    <PRTPAGE P="46530"/>
                    limit or restrict driving and lack of motion sickness, require no special driving equipment, have no history of seizures within six months, not taking sedatives or psychotropic medications, have a valid social security number or tax identification number, are not pregnant. Among those deemed eligible, the researchers will ensure a balanced representation of ages and sex. The researchers anticipate 330 responses from DRI's driver database and 1000 responses from external sources (
                    <E T="03">e.g.</E>
                     social media), with an average completion time of 10 minutes.
                </P>
                <P>
                    • 
                    <E T="03">NHTSA Form 2072; Scheduling Form</E>
                    —This form is required as it serves to establish potential participant interest in participating and scheduling a session. The data collected consists of the participant's name, study date, and time. This is an email sent to eligible participants to confirm their interest in participating in the study. The researchers anticipate contacting 198 potential participants to schedule a session, of which 178 are expected to follow through to form completion and session scheduling. The researchers anticipate six minutes to complete scheduling. This includes one minute to read the email and an average of five minutes to review their schedule and select timeslots. A link to the vehicle's manufacturer privacy policy per NHTSA's connected vehicles recommendation is provided. Participants are not required to review it, so it was not calculated into the burden estimate.
                </P>
                <P>
                    • 
                    <E T="03">NHTSA Form 2073; Pre-Study Materials</E>
                    —This form is required as it provides participants with (1) a privacy notice for describing types and purposes of data collection per California state law (read), (2) a confidentiality agreement to protect proprietary DRI information and technology (read and sign), (3) a copy of the informed consent for participant records (signatures will be obtained at the scheduled session), (4) an indemnification form to hold DRI harmless and allow participation in the study (read and sign), (5) a general information questionnaire to collect participant information (
                    <E T="03">i.e.,</E>
                     mailing address, demographic information, health condition). Participants will also receive a copy of the informed consent for their record. The researchers anticipate that it will take nine minutes to read and complete the Pre-Study Materials that is administered to all 178 participants.
                </P>
                <P>
                    • 
                    <E T="03">NHTSA Form 2074; Appointment Confirmation Form</E>
                    —This form is required to remind participants of their scheduled study session, which will be emailed 48 hours before the appointment. The email is anticipated to take 1 minute to read and will be sent to all 178 participants. Participants will be asked to respond to the email confirming their attendance, and a researcher will collect their response and store it for reference before the study session. This information will consist of the participant's name, whether they affirmed attendance, and an alternative study session date and time, if necessary. This email contains the link to the pre-study materials (see above) and a reminder that they must be completed before the study. A link to the vehicle's manufacturer privacy policy per NHTSA's connected vehicles recommendation is provided. Participants are not required to review the manufacturer privacy policy, so it was not calculated into the burden estimate.
                </P>
                <P>
                    • 
                    <E T="03">NHTSA Form 2075; Informed Consent Document</E>
                    —This form is required as it provides the participants with the description of the study, informs the participants of their rights during the study, and obtains written informed consent. The informed consent document will be printed on paper for participants to physically sign at the beginning of their session. The researchers expect the informed consent process to last 17 minutes. 
                </P>
                <P>
                    <E T="03">Intake Procedures</E>
                    —The intake process is required to ensure participant information for compensation, as well as review the driver's license to confirm validity, confirm the driver's age, review eligibility status, and confirm demographic information to aid in balancing demographics across conditions per NHTSA's guidelines. Furthermore, a daily health survey is collected to ensure participants are feeling well enough to participate. Finally, participants will complete the simulator familiarization drive to ensure they can adequately control the vehicle. The subcomponents of burden can be seen below. The entire procedure (as seen in the burden table below) is anticipated to take approximately 21 minutes.
                </P>
                <P>
                    ○ 
                    <E T="03">Eligibility Confirmation</E>
                    —A subcomponent of this process, which is required, is to verify the participant's demographic information (
                    <E T="03">i.e.,</E>
                     age and sex) via their license to ensure proper balancing of experimental conditions. This subcomponent is expected to take approximately two minutes.
                </P>
                <P>
                    ○ 
                    <E T="03">NHTSA Form 2076: Daily Health Survey</E>
                    —A subcomponent of this process will contain a daily health survey that will be administered to ensure participants are feeling well enough to participate. This subcomponent is expected to take approximately three minutes to complete.
                </P>
                <P>
                    ○ 
                    <E T="03">Simulator Familiarization Drive</E>
                    —This subcomponent is necessary for preparing participants for driving in the simulator. Simulator driving may feel different from regular driving and requires an adjustment period to successfully control the vehicle. Additionally, participants who experience simulator sickness can withdraw from the study. Before entering the vehicle, participants will receive training on the operation of the vehicle, VCI and manual interface systems, as well as the Tactile Detection Response Task (TDRT), which is expected to last approximately 10 minutes. Participants will then enter the vehicle and receive additional training, lasting about two minutes. Next, participants will complete a three to five-minute (four-minute average) familiarization drive to practice driving and responding to the TDRT. Training on the operation of the vehicle and the familiarization drive will take approximately 16 minutes to complete.
                </P>
                <P>
                    • 
                    <E T="03">NHTSA Form 2077; Simulator Sickness Questionnaire</E>
                    —This form is required to ascertain whether participants feel well enough to continue after the simulator familiarization drive and subsequent study drives (administered nine times). The researchers anticipate that 17 participants will experience simulator sickness and will withdraw from the study, returning a sample size of 160 participants who complete the study session. The SSQ is important to administer after the last drive because some participants may feel motion sickness due the SCE and would require monitoring from study staff until the symptoms pass. The SSQ is anticipated to take two minutes to complete.
                </P>
                <P>
                    • 
                    <E T="03">Data Collection Activities</E>
                    —This process is required because it contains the information necessary to answer NHTSA's research questions. It is composed of three subcomponents: task training, study drives, and a task novelty assessment form. Each subcomponent is discussed in greater detail below. The subcomponents of burden can be seen below. The entire procedure (as seen in the burden table below) is completed eight times as is anticipated to take approximately nine minutes per trial, resulting in overall completion time of 72 minutes.
                </P>
                <P>
                    ○ 
                    <E T="03">Task Training</E>
                    —Before each task drive, participants will receive verbal training on how to complete the task from the research staff. This is necessary because participants may not initially comprehend the task, inhibiting task completion and therefore estimates of 
                    <PRTPAGE P="46531"/>
                    distraction and cognitive workload. Participants will complete practice trials in the vehicle. Three trials must be completed successfully before participants complete the associated task drive. This subcomponent is anticipated to take four minutes to complete per trial, for a total completion time of 32 minutes.
                </P>
                <P>
                    ○ 
                    <E T="03">NHTSA Form 2078: Task Novelty Assessment</E>
                    —After training, but before the drive, a single item form entitled Task Novelty Assessment will be administered to assess the frequency of task completion in the participant's daily drive. This subcomponent is anticipated to take one minute to complete per trial, for a total completion time of eight minutes.
                </P>
                <P>
                    ○ 
                    <E T="03">Study Drives</E>
                    —This set of procedures will be where the primary information collection takes place. Specifically, measures of driver performance, distraction and cognitive workload will be collected via the driving simulator, TDRT and physiological sensors (eye-tracking and HRV). The study drives include eight drives, which are made up of three common VCI task drives, three common visual-manual interface task drives, one unique VCI task drive, and one safety-critical event (SCE) drive. The task drives will be counterbalanced to control for order effects. Due to the potential behavior change post SCE, the SCE drive will occur last, with a covered-to-revealed road obstruction. The common tasks shared by VCI and visual-manual input will be tasks that are regularly completed in vehicles, as identified by the technology scan. The unique task drive will assess a task that many other systems cannot perform (
                    <E T="03">e.g.,</E>
                     sending an email in Apple CarPlay). Each drive is estimated to average four minutes per trial (with a range between three and five minutes), for a total completion time of 32 minutes.
                </P>
                <P>
                    • 
                    <E T="03">NHTSA Form 2079: Debrief</E>
                    —The debrief is necessary to explain the study purpose and procedures, as well as provide the participant an opportunity to ask questions. Participants will complete an honorarium form after the completion of the debrief. The debrief and honorarium confirmation is expected to last five minutes.
                </P>
                <P>
                    <E T="03">60-Day Notice:</E>
                     A 
                    <E T="04">Federal Register</E>
                     notice with a 60-day comment period soliciting public comments on the following information collection was published on February 10, 2026 (91 FR 5984). NHTSA received a total of four comments from: Automotive Safety Council, CPAC Foundation Center for Regulatory Freedom, Consumer Reports, and Alliance for Automotive Innovation. The following excerpts summarize the key points submitted by commenters for NHTSA's consideration; all cited references have been removed for brevity. When applicable, to facilitate a clear mapping of the agency's response to the specific issues raised, the points are numbered to correspond with the numbered responses below.
                </P>
                <P>The Automotive Safety Council (ASC) commented with support for NHTSA's planned research to determine the current state-of-the-art capabilities that Voice Command Interfaces (VCI) provide to vehicle drivers and passengers.</P>
                <P>ASC offered specific suggestions and questions for consideration in the research study.</P>
                <P>Regarding the subject recruitment and sample size (1), ASC asked for the technical reason to exclude pregnant participants (a), if there are constraints concerning physical conditions which may affect subjects' voices (b), and if additional recruitment would be necessary to achieve the target sample size and maintain counter-balancing (c).</P>
                <P>The second point raised by ASC was in reference to the OEM vehicles included in the simulator, and how they would be presented (2).</P>
                <P>A third question was related to the Safety Critical Event (SCE), whether a within-subject manipulation of the task modality (VCI vs. visual-manual) could be considered for that event (3).</P>
                <P>They also questioned, since the hardware/software and audible path may be different for each system, how these differences will be accounted for in the study protocol and/or analysis (4).</P>
                <P>The ASC suggested inclusion of driver reaction time and time-to-collision be measured and analyzed (5).</P>
                <P>They also asked how the eye tracking visual areas of interest (AOIs) will be defined, and suggested NHTSA consider alignment with Euro-NCAP's driver engagement protocols (6).</P>
                <P>Regarding assessment of cognitive workload (7), ASC asked two questions regarding TDRT: if there a potential concern about the added workload required (a) and if passive measures could also be used (b).</P>
                <P>They also had a suggestion regarding task training, asking the potential benefit of block training of all tasks in one sequence (8).</P>
                <P>Regarding study drives (9), ASC asked two questions: if the task used for the SCE will be selected randomly from the set of all trained tasks, or if the same task will be used for all subjects (a), and whether SCE task selection should be selected based on a general workload expectation (b).</P>
                <P>Regarding drive duration (10), ASC asked whether (approximately) four minutes per trial is sufficient duration to allow subject immersion, leading to a naturalistic response, and whether multiple tasks be included in longer drives (b).</P>
                <P>Finally, ASC also provided some suggestions regarding considerations for future research phases (11). They suggested that cases where the VCI fails to execute the intended task and/or executes the wrong task be considered (a), and to consider ambient and/or cabin noise factors in VCI performance (b).</P>
                <P>
                    <E T="03">Response:</E>
                </P>
                <P>NHTSA appreciates ASC's feedback on this topic. Many of the suggestions will be integrated into the full research and analysis plan. Regarding ASC's specific points:</P>
                <P>1.</P>
                <P>a. There will be a provision to exclude those who are pregnant due to the increased risk of simulator sickness.</P>
                <P>b. There will be no constraints planned regarding health or physical conditions that affect the subject's voice, since these individuals are part of the general driving population.</P>
                <P>c. Recruitment will continue until the target sample size and counterbalancing is achieved.</P>
                <P>2. The full OEM vehicles will be included in the simulator environment with fully functional cabins.</P>
                <P>3. To ensure data integrity, the safety critical event is designed as a between-subjects factor. Given the risk of a crash or significant event during the event, NHTSA is concerned about `carryover effects.' If a participant experiences a strong emotional or behavioral reaction in the first session, particularly if a crash occurs, it will likely bias their performance in any subsequent sessions. Utilizing a between-subjects design allows us to obtain clean, unbiased data by preventing the adverse behavior and heightened awareness that follows a safety critical event. To ASC's point, NHTSA will ensure sufficient statistical power is achieved to make this comparison robustly as a between-subjects factor.</P>
                <P>
                    4. To account for hardware and software variations across tested systems—such as microphone orientation and voice amplitude, our analysis will include vehicle/system type as a predictor variable. Furthermore, the simulator provides a controlled environmental baseline, effectively isolating these system-specific differences by eliminating external variables like ambient background noise and engine interference.
                    <PRTPAGE P="46532"/>
                </P>
                <P>5. NHTSA will incorporate this into the study design. The researchers will be collecting and analyzing metrics of driver performance including driver reaction time and time-to-collision.</P>
                <P>6. The study defines Areas of Interest (AOIs) to include the instrument cluster, infotainment screen and controls, on road (including mirrors), and off-road locations. Eye-tracking data collected from this study will have sufficient quality to calculate long distraction and short distraction (VATS) as defined in the Euro-NCAP protocols, and NHTSA will consider the use of these variables in the analysis.</P>
                <P>7.</P>
                <P>a. The researchers do not anticipate that the TDRT will impose a significant secondary workload. The task is designed for minimal cognitive burden and will be applied consistently across all study conditions. This allows the TDRT to serve as a reliable baseline for comparison when no other secondary tasks are being performed.</P>
                <P>b. While the researchers acknowledge the value of passive or subjective measures, the researchers have opted not to include additional one-item workload scales to minimize participant burden. Because the TDRT provides continuous, objective workload data, the researchers believe further repeated measures are unnecessary for the scope of this analysis.</P>
                <P>8. The researchers have opted for individual task training over a blocked sequence to ensure mastery of the unique procedural steps required for each system. While block training may offer a more realistic 'mixed' scenario, it risks degrading task-specific proficiency. By requiring three successful trials per task, the researchers ensure that performance results reflect a high level of competency with each individual interface before data collection begins.</P>
                <P>9.</P>
                <P>a. The task selected for the safety critical event will be the same task across all participants and will be a repeated task from the earlier study drives.</P>
                <P>b. The task selected for the safety critical event is anticipated to be higher workload and has the longest task completion time, which also ensures the participant will be performing the task during the safety critical event.</P>
                <P>10.</P>
                <P>a. The researchers have found that 4 minutes provides sufficient time for subject immersion. Research indicates that driving performance typically stabilizes within 30 seconds; by initiating tasks 1.5 to 2 minutes into the drive, the researchers ensure the participant has reached a steady state of naturalistic driving before the evaluation begins.</P>
                <P>b. The researchers have opted against combining multiple tasks into longer drives to preserve the integrity of the training protocol. Because each task requires specific, individualized training to ensure proficiency, keeping the trials separate prevents procedural confusion and ensures that the data reflects a clean interaction with each unique system.</P>
                <P>11.</P>
                <P>a. The researchers share ASC's recognition of importance of tracking VCI reliability. For instances where the system fails to execute the intended task or executes an incorrect command, the researchers will formally document the occurrence. This data will be used to identify potential patterns or commonalities among specific tasks, command structures, or system types where failures are most prevalent.</P>
                <P>b. Regarding environmental factors, the current study is conducted in a controlled simulator environment without passengers. Consequently, ambient and cabin noise are not variables within the present scope. This controlled design effectively evaluates the VCI systems under near optimal conditions, which should reflect best on their intended use and design. Additionally, noise cancellation capability is anticipated to improve as these technologies develop, lowering the cost/benefit ratio of including ambient and cabin noise as additional variables in this study. Manipulating ambient and cabin noise as additional variables in this study would exponentially increase the study duration, burden on participants, and cost. However, these factors may provide valuable context for future real-world or high-fidelity environmental research. Researchers will note this issue raised by ASC in the final report.</P>
                <P>The CPAC Center for Regulatory Freedom supported NHTSA's effort to better understand the safety implications of modern voice command interfaces, and also recommended careful attention to analytical discipline, real-world applicability, and the limits of inference.</P>
                <P>CRF offered specific suggestions for consideration in the Research Study:</P>
                <P>1. Interpret proxy measures of distraction and cognitive workload with caution.</P>
                <P>2. Align all metrics with clearly defined, decision-relevant safety questions and avoiding unnecessary or low-value data accumulation.</P>
                <P>3. Recognize the limitations of simulator-based research and avoid overgeneralizing findings.</P>
                <P>In addition, CRF suggested that NHTSA interpret research appropriately when considering future rulemaking and guidance, and recommended some points; in summary:</P>
                <P>4. Ensure that research findings are not used to justify prescriptive design mandates, technology-specific requirements, or de facto performance thresholds. Take a technology-neutral approach to future guidance. Ensure that early-stage research does not lead to premature regulatory hardening. Maintain flexibility in future policymaking by recognizing the evolving nature of both technology and the empirical evidence base.</P>
                <P>
                    <E T="03">Response:</E>
                </P>
                <P>NHTSA appreciates the Center for Regulatory Freedom's (CRF) specific suggestions for the research study, and has taken each into thoughtful consideration. Regarding some of the specific points:</P>
                <P>1. NHTSA agrees that the relationship between proxy measures and safety outcomes is complex, and the researchers will highlight these limitations in the final report.</P>
                <P>2. To ensure burden-to-utility discipline, the scope of this study is intentionally focused on a controlled comparison between voice-command and visual-manual task completion. This specific design allows for high internal validity and the isolation of driver performance variables, avoiding unnecessary data accumulation while directly addressing decision-relevant safety questions.</P>
                <P>3. The researchers agree that simulator environments have inherent limitations regarding real-world generalizability, environmental noise, and system latency. To address this comment, these factors will be clearly delineated in the final report to ensure findings are interpreted within the appropriate context. To prevent premature generalization, results will be situated within a broader evidentiary framework. NHTSA remains committed to a performance-based, technology-neutral approach that preserves flexibility for future innovation while contributing to the evolving body of empirical knowledge.</P>
                <P>4. NHTSA appreciates CRF's comments. NHTSA maintains a technology-agnostic approach to rulemaking and guidance and considers robust research literature when doing so.</P>
                <P>
                    NHTSA also received suggestions from Consumer Reports regarding the Research Study. They stated, in 
                    <PRTPAGE P="46533"/>
                    summary, that the study will compare three common tasks performed through the VCI with the same tasks performed manually, along with one additional voice-only task, and that the notice also describes a simulator familiarization drive, but does not explicitly identify a baseline. They suggested that including a comparable baseline condition here could make the study more useful by providing a clearer benchmark for the voice and manual task comparisons.
                </P>
                <P>They also suggested that the study should include a way to measure how demanding participants found each task, suggesting that a more subjective post-task workload assessment could provide useful additional context for interpreting such measures, and would allow NHTSA to evaluate whether participants' perceptions align with the observed effects.</P>
                <P>Consumer Reports also explained that, while participants will use a voice command interface with which they are already familiar in a vehicle they drive regularly, and the study will document errors made during training before the task drives begin, the extra effort required to address and respond to a failed voice interaction may increase distraction and should be reflected in the protocol.</P>
                <P>
                    <E T="03">Response:</E>
                     NHTSA appreciates Consumer Reports' review and suggestions for the study. NHTSA acknowledges the importance of comparing secondary task performance against a baseline driving condition. To address this without increasing participant drive time, each individual trial will include a dedicated baseline period where no secondary task is being performed. These periods will be integrated into the final analysis, allowing for a direct, within-participant assessment of the magnitude of distraction relative to ordinary driving.
                </P>
                <P>NHTSA recognizes the value of understanding participant perceptions of task demand. However, the current study is designed to prioritize objective, physiological, and performance-based indicators of workload. To maintain a strict burden-to-utility discipline and prevent participant fatigue, subjective questionnaires were deemed outside the immediate scope of our primary research questions. However, to incorporate Consumer Reports' suggestion, ad hoc, overt comments made by participants regarding workload will be noted but not solicited.</P>
                <P>NHTSA acknowledges the importance of capturing driver errors and the challenges associated with VCI use. The current study is designed to capture frequent users of the system and includes training to ensure participants are proficient using the system, similar to owning the vehicle and using the vehicle for 3 months. This allows for an understanding of the impacts of using the VCI as intended to make more controlled comparisons to visual-manual tasks. While errors related to speech recognition and interaction failures are recognized as an important aspect of real-world use, the variability and inconsistency of such errors was considered out of scope for the present study. However, these concerns were addressed in a previous phase of this project, where research staff novice to using VCI's completed an in-vehicle task analysis and documented the errors they experience when performing a much broader list of tasks. Findings from that effort will be documented and summarized in the final report.</P>
                <P>Finally, Alliance for Automotive Innovation also offered several suggestions for consideration in the Research Study, these are summarized below:</P>
                <P>1. They suggested that NHTSA provide more precise definitions of the study's objectives, as it is currently unclear whether the intent is to assess the overall effects of VCIs on driver inattention, compare how different system designs influence driver performance, or both.</P>
                <P>2. Alliance for Automotive Innovation also encouraged NHTSA to offer more comprehensive details regarding the specific tasks selected within the study, including how it will account for differences in how study participants interpret task instructions during testing, accounting for variation in terms of familiarity with the test vehicle and their general use of VCIs, and the nature of the email subtask.</P>
                <P>They also recommended that NHTSA consider including a post-test questionnaire as part of this study to capture drivers' self-reported assessment of both driving and secondary task performance, stating that this may also provide additional insights to help inform future research. In addition, the Alliance for Automotive Innovation requested more information on the safety-critical event (SCE) task and whether this will be consistent among all participants. In other words, while participants will be randomized to complete either a VCI task or visual-manual task during the SCE, the agency should specify whether these tasks will be standardized across all participants.</P>
                <P>3. Alliance for Automotive Innovation encouraged NHTSA to provide additional details on the documentation and treatment of user and system errors throughout the study's driving scenarios.</P>
                <P>4. “NHTSA should provide more information on the purpose of the driver performance data that it plans to collect during task drives and how this will be compared against “normal” baseline driving behavior.” The Alliance also seeks clarification on the relevance of pupil diameter (PD) and heart rate variability (HRV) as cognitive workload assessment values.</P>
                <P>5. Alliance for Automotive Innovation suggested NHTSA should perform further assessments to detect and mitigate any issues regarding the adequacy of the study's sample size.</P>
                <P>6. Finally, Alliance for Automotive Innovation recommended that NHTSA maintain its collaboration with industry stakeholders.</P>
                <P>
                    <E T="03">Response:</E>
                     NHTSA appreciates the questions and suggestions offered by the Alliance for Automotive Innovation. While the 60-day notice provides a high-level summary of research, many of the requested details will be specified in the full research and analysis plan, and we will fully take into account the provided input:
                </P>
                <P>1. NHTSA has defined the primary objective of this research as understanding the impacts of VCIs on driver attention and other safety-relevant performance metrics. The study is specifically designed to evaluate the interaction between the driver and the interface rather than to serve as a comparative ranking of specific automotive brands. NHTSA acknowledges the inherent differences in hardware, software, and logic across various VCIs. To account for this variability and prevent system effects from confounding the results, vehicle type will be utilized as a predictor variable in our statistical models. This approach allows us to isolate the general effects of voice interaction while statistically controlling for the unique characteristics of each tested system.</P>
                <P>
                    2. The specific tasks included in the study will be finalized nearing PRA approval as the technology scan and task analysis components of this effort are updated annually to ensure the most recent vehicles and systems will be included in the final selection. For the study, there will be three common tasks that can be performed through voice commands and visual-manual input (
                    <E T="03">e.g.,</E>
                     navigation, text-messaging). All participants will complete task training prior to the task drives. The training will be specific to the system that is being tested. The task training will provide the participant with the pathway or voice commands required to complete the task, which will be 
                    <PRTPAGE P="46534"/>
                    specified in the final report. To account for differences in VCI use while driving, task training will require the participant to successfully complete the task three times before the drive to ensure proficiency. The selected tasks encompass varying levels of complexity, anticipated workloads, and completion times to demonstrate the full range of functions achievable via voice commands. While NHTSA recognizes the potential value of capturing participant perspectives on driving and secondary task performance, such subjective data collection is outside the current project scope. This exclusion is a deliberate measure to minimize participant burden and maintain focus on objective performance metrics. To ensure experimental consistency, the safety-critical event will remain identical for all participants. The study design balances participants across two conditions: completing the task via voice commands or through visual-manual input. Furthermore, the specific task associated with the safety-critical event will be uniform across all subjects and will consist of a task repeated from earlier drives. To incorporate the Alliance for Automotive Innovation's suggestion, as mentioned above, ad hoc, overt comments made by participants regarding workload will be noted but not solicited.
                </P>
                <P>3. NHTSA acknowledges the importance of understanding errors associated with voice commands. To incorporate this suggestion. errors and recovery tactics made during task training will be catalogued and summarized using descriptive statistics. Though, given that we are recruiting people who are familiar with these systems, it is possible there may not be enough errors to analyze in a robust manner. In addition, in an earlier phase of the project, the research team conducted a separate in-vehicle task analysis, where novice users performed the candidate tasks to identify and document potential errors. Findings from that effort will be documented and summarized in the final report.</P>
                <P>
                    4. NHTSA acknowledges the importance of specifying the driving performance metrics, and responsive to the recommendation, will be included in the final report. The measures collected in this study include standard deviation of lane position (SDLP), standard deviation of speed (SDS), speed differential (SDf), mean glance duration (MGD), total glance time (TGT), and the proportion of long glances (PLG) more than two seconds. Pupil diameter was included because it is a reliable indicator of cognitive workload (Zhang &amp; Cui, 2022). Additionally, HRV was included as it has been shown to increase with perceived cognitive workload (Solhjoo 
                    <E T="03">et al.,</E>
                     2019).
                </P>
                <P>5. The sample size was selected based on the 2013 Visual-Manual NHTSA Driver Distraction Guidelines for Electronic Devices, which provides task acceptance testing methods and participant sample size and demographics. In addition, to incorporate this suggestion to the research plan, a power analysis for the within-subject design and statistical model to be used will be conducted, raising confidence that the recruited sample size is sufficient. Detailed methods regarding the analysis will be included in the final report.</P>
                <P>6. NHTSA thanks the Alliance for its recommendation to maintain collaboration with industry stakeholders. As part of an earlier phase of this project, the research team conducted interviews with industry representatives (OEMs and tier-one suppliers) to gather information regarding advancements in VCIs, design elements and feedback, error recovery, smartphone interface applications, and customer feedback. The summarized, anonymized findings from these interviews will be included in the final report. Based on Alliance's input, NHTSA will identify additional mechanisms of routine engagement with industry stakeholders throughout the study.</P>
                <P>After thoughtful consideration of all the above comments, NHTSA will ensure that summaries of findings from task analysis and (anonymized) industry outreach phases of this research are included in the final report. These modifications do not yield material changes in the participant burden estimate from that which was published in the 60-day notice.</P>
                <P>
                    <E T="03">Affected Public:</E>
                     Individuals between 18 and 70 years old from Torrance, California and the surrounding areas who volunteer to take part in the driving studies or individuals who opted into receiving research-related emails from DRI will be contacted for participation. Respondents must meet specific eligibility criteria to be included in this information collection. Businesses are ineligible for this sample and will not be contacted.
                </P>
                <P>
                    <E T="03">Estimated Number of Respondents:</E>
                     The researchers estimate 1330 respondents to the eligibility questionnaire between DRI's participant database and social media recruiting. The target sample is 144 valid datasets with 24 participants per system, with attrition planned due to ineligibility, disinterest in participating, simulator sickness, and data collection issues (
                    <E T="03">e.g.,</E>
                     equipment malfunction, participant non-compliance).
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     One-time collection.
                </P>
                <P>
                    <E T="03">Estimated Total Annual Burden Hours:</E>
                     The estimated total burden hours is 637 hours (see table below). All data collection is estimated to occur within the same year, so the annualized hours equal the total hours.
                </P>
                <GPOTABLE COLS="6" OPTS="L2,nj,tp0,i1" CDEF="s50,r50,12,12,12,12">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">
                            NHTSA
                            <LI>form No.</LI>
                        </CHED>
                        <CHED H="1">
                            Information
                            <LI>collection</LI>
                        </CHED>
                        <CHED H="1">
                            Number of
                            <LI>respondents</LI>
                        </CHED>
                        <CHED H="1">
                            Time per
                            <LI>response</LI>
                            <LI>(minutes)</LI>
                        </CHED>
                        <CHED H="1">
                            Frequency of
                            <LI>response</LI>
                        </CHED>
                        <CHED H="1">
                            Burden hours 
                            <SU>1</SU>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">2071</ENT>
                        <ENT>Eligibility questionnaire</ENT>
                        <ENT>1330</ENT>
                        <ENT>10</ENT>
                        <ENT>1</ENT>
                        <ENT>222</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">2072</ENT>
                        <ENT>Scheduling form</ENT>
                        <ENT>198</ENT>
                        <ENT>6</ENT>
                        <ENT>1</ENT>
                        <ENT>20</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">2073</ENT>
                        <ENT>Pre-study materials</ENT>
                        <ENT>178</ENT>
                        <ENT>9</ENT>
                        <ENT>1</ENT>
                        <ENT>27</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">2074</ENT>
                        <ENT>Appointment confirmation form</ENT>
                        <ENT>178</ENT>
                        <ENT>1</ENT>
                        <ENT>1</ENT>
                        <ENT>3</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">2075</ENT>
                        <ENT>Informed consent document</ENT>
                        <ENT>178</ENT>
                        <ENT>17</ENT>
                        <ENT>1</ENT>
                        <ENT>50</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">2076</ENT>
                        <ENT>Intake procedures (eligibility confirmation, daily heath survey, simulator familiarization drive)</ENT>
                        <ENT>178</ENT>
                        <ENT>21</ENT>
                        <ENT>1</ENT>
                        <ENT>62</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">2077</ENT>
                        <ENT>Simulator sickness questionnaire</ENT>
                        <ENT>160</ENT>
                        <ENT>2</ENT>
                        <ENT>9</ENT>
                        <ENT>48</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">2078</ENT>
                        <ENT>Data collection activities (task training, task novelty assessment, study drives)</ENT>
                        <ENT>160</ENT>
                        <ENT>8</ENT>
                        <ENT>9</ENT>
                        <ENT>192</ENT>
                    </ROW>
                    <ROW RUL="n,n,s">
                        <ENT I="01">2079</ENT>
                        <ENT>Debrief (honorarium)</ENT>
                        <ENT>160</ENT>
                        <ENT>5</ENT>
                        <ENT>1</ENT>
                        <ENT>13</ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="46535"/>
                        <ENT I="03">Total burden hours</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT>637</ENT>
                    </ROW>
                    <TNOTE>
                        <SU>1</SU>
                         Values are rounded.
                    </TNOTE>
                </GPOTABLE>
                <P>
                    <E T="03">Estimated Total Annual Burden Cost:</E>
                     Participation in this study is voluntary, and there are no costs to respondents beyond the time spent completing the questionnaires and travel costs for the visits to the study facility. The costs are minimal and are expected to be offset by the compensation that will be provided to the research participants.
                </P>
                <P>
                    <E T="03">Public Comments Invited:</E>
                     You are asked to comment on any aspects of this information collection, including (a) whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; (b) the accuracy of the agency's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used; (c) ways to enhance the quality, utility and clarity of the information to be collected; and (d) ways to minimize the burden of the collection of information on respondents, including the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, 
                    <E T="03">e.g.,</E>
                     permitting electronic submission of responses.
                </P>
                <P>
                    <E T="03">Authority:</E>
                     The Paperwork Reduction Act of 1995; 44 U.S.C. Chapter 35, as amended; 49 CFR 1.49; and DOT Order 1351.29A.
                </P>
                <SIG>
                    <NAME>Cem Hatipoglu,</NAME>
                    <TITLE>Associate Administrator, Vehicle Safety Research.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-14904 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-59-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF THE TREASURY</AGENCY>
                <SUBAGY>Internal Revenue Service</SUBAGY>
                <SUBJECT>Quarterly Publication of Individuals, Who Have Chosen To Expatriate</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Internal Revenue Service (IRS), Treasury.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <P>This notice is provided in accordance with IRC section 6039G of the Health Insurance Portability and Accountability Act (HIPAA) of 1996, as amended. This listing contains the name of each individual losing United States citizenship (within the meaning of section 877(a) or 877A) with respect to whom the Secretary received information during the quarter ending June 30, 2026. For purposes of this listing, long-term residents, as defined in section 877(e)(2), are treated as if they were citizens of the United States who lost citizenship.</P>
                <GPOTABLE COLS="3" OPTS="L2,tp0,i1" CDEF="s100,r100,r100">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Last name</CHED>
                        <CHED H="1">First name</CHED>
                        <CHED H="1">Middle name or initials</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">AASMUNDRUD</ENT>
                        <ENT>DANIEL</ENT>
                        <ENT>REIDAR</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ABGRALL</ENT>
                        <ENT>RIOWEN</ENT>
                        <ENT>YVES</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ABRA</ENT>
                        <ENT>ALLISON</ENT>
                        <ENT>JEAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ACHREN</ENT>
                        <ENT O="xl">ALEXANDER</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ADAM</ENT>
                        <ENT>MARY</ENT>
                        <ENT>ELIZABETH</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ADAMS</ENT>
                        <ENT>GERALD</ENT>
                        <ENT>PATRICK</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ADAMS</ENT>
                        <ENT>JOHN</ENT>
                        <ENT>PHILIP</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ADAMS</ENT>
                        <ENT>NANCY</ENT>
                        <ENT>ANN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ADHIKOMPRAPA</ENT>
                        <ENT O="xl">WALLOP</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ADIJANTO</ENT>
                        <ENT O="xl">LAWRENCE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ADRIANOPOULOS</ENT>
                        <ENT O="xl">ALEXIA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AGARD</ENT>
                        <ENT>DANIELLE</ENT>
                        <ENT>DAWN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AGOSTINI</ENT>
                        <ENT>PAULO</ENT>
                        <ENT>ROGERIO DE CASTILH</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AHMED</ENT>
                        <ENT>KIRSTIN</ENT>
                        <ENT>DANIELLE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AIELLO</ENT>
                        <ENT O="xl">IRENE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AISAWA</ENT>
                        <ENT O="xl">NOBUKO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AKAGI</ENT>
                        <ENT O="xl">TAKEO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AKER</ENT>
                        <ENT>ELCIN</ENT>
                        <ENT>ZUMRUT</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AKINAGA</ENT>
                        <ENT O="xl">TAKAFUMI</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AKIYAMA</ENT>
                        <ENT O="xl">TAKESHI</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AL HULAIMI</ENT>
                        <ENT>EBTIHAL</ENT>
                        <ENT>ABDULHAMEED</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AL SAKKA</ENT>
                        <ENT O="xl">HASSAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ALABDULAALY</ENT>
                        <ENT>FAHD</ENT>
                        <ENT>A.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ALAGILI</ENT>
                        <ENT>EMAD</ENT>
                        <ENT>IBRAHIM</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ALAUDAH</ENT>
                        <ENT>LAMA</ENT>
                        <ENT>ABDULAZIZ</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ALBERT</ENT>
                        <ENT>MICHAELA</ENT>
                        <ENT>HELLER</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AL-FULAIJ</ENT>
                        <ENT>MUNYA</ENT>
                        <ENT>ADNAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ALGHAMDI</ENT>
                        <ENT>AMELL</ENT>
                        <ENT>ALI</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ALGHANIM</ENT>
                        <ENT>NAWAF</ENT>
                        <ENT>GHAZY</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ALJAMEEL</ENT>
                        <ENT>OMAR</ENT>
                        <ENT>SAUD</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ALMUZAINI</ENT>
                        <ENT>MOHAMMED</ENT>
                        <ENT>KHALID</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AL-RWITA</ENT>
                        <ENT>FAISAL</ENT>
                        <ENT>SAAD</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ALSAEED</ENT>
                        <ENT>IBRAHIM</ENT>
                        <ENT>ABOUD</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AL-SAGRI</ENT>
                        <ENT>NOUF</ENT>
                        <ENT>S.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AL-SAYED</ENT>
                        <ENT>ESMA</ENT>
                        <ENT>LEIGH</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ALSHEHRI</ENT>
                        <ENT>EMAN</ENT>
                        <ENT>AWADH</ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="46536"/>
                        <ENT I="01">AL-YAHYA</ENT>
                        <ENT>KHALDOON</ENT>
                        <ENT>OTHMAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AMBE</ENT>
                        <ENT O="xl">NORIKO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AMBERG</ENT>
                        <ENT>REBEKKAH</ENT>
                        <ENT>FAYE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AMBERLEY</ENT>
                        <ENT>JESSICA</ENT>
                        <ENT>PAIGE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ANDERSEN</ENT>
                        <ENT O="xl">JAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ANDERSON</ENT>
                        <ENT>RICHARD</ENT>
                        <ENT>IRVING</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ANDREY</ENT>
                        <ENT O="xl">JONATHAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ANDRIANI JR</ENT>
                        <ENT O="xl">CORRADO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ANGELIDES</ENT>
                        <ENT>HELENA</ENT>
                        <ENT>ANGELIDES</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ANSCHAU</ENT>
                        <ENT>EVA</ENT>
                        <ENT>VAUGHAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ANSCHAU</ENT>
                        <ENT>MATTHEW</ENT>
                        <ENT>HARRY</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ANTEL JR</ENT>
                        <ENT>WILLIAM</ENT>
                        <ENT>JOSEPH</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ANTONIOU</ENT>
                        <ENT>LACEY</ENT>
                        <ENT>ROSE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ANZALDUA</ENT>
                        <ENT O="xl">ZILI</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AOKI</ENT>
                        <ENT>MOTONORI</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AOKI</ENT>
                        <ENT O="xl">YUKO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ARASEKI</ENT>
                        <ENT O="xl">HITOMI</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AREND</ENT>
                        <ENT O="xl">DENNIS</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ARGAST</ENT>
                        <ENT>PETER</ENT>
                        <ENT>IGNATIUS</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ARGENTI</ENT>
                        <ENT>NICHOLAS</ENT>
                        <ENT>PANDELY ALBERT</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ARIIZUMI</ENT>
                        <ENT O="xl">MARIA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ARMSTRONG</ENT>
                        <ENT O="xl">MAYUMI</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ARMSTRONG</ENT>
                        <ENT O="xl">YOSHIKO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ASHAUER</ENT>
                        <ENT O="xl">MARC</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ASTROM</ENT>
                        <ENT>DESIREE</ENT>
                        <ENT>SANDRA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ATHANASOPOULOS</ENT>
                        <ENT O="xl">DIMITRIOS</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AUCOIN</ENT>
                        <ENT>DANIELLE</ENT>
                        <ENT>ROBYN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AUSTIN</ENT>
                        <ENT>JAMES</ENT>
                        <ENT>DOUGLAS</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AZAMI</ENT>
                        <ENT O="xl">CHIEKO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AZAMI</ENT>
                        <ENT O="xl">YOSHIHIKO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AZARIO</ENT>
                        <ENT>STEFANO</ENT>
                        <ENT>MICHELE EUGENIO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">AZMI</ENT>
                        <ENT>AZTI</ENT>
                        <ENT>NEZIA SURIYANTI</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BAIRD</ENT>
                        <ENT>ANDREW</ENT>
                        <ENT>JAMES</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BAIRD</ENT>
                        <ENT>JAMES</ENT>
                        <ENT>LOUIS</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BAIRD</ENT>
                        <ENT>JOHN</ENT>
                        <ENT>FERGUSON</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BAIRD</ENT>
                        <ENT>KATHERINE</ENT>
                        <ENT>ISABELLA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BAKKER</ENT>
                        <ENT>CAITLIN</ENT>
                        <ENT>JOHANNA CHRISTINA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BALL</ENT>
                        <ENT>ELAINE</ENT>
                        <ENT>MIRIAM</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BALL</ENT>
                        <ENT>MELVYN</ENT>
                        <ENT>JOHN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BALSON</ENT>
                        <ENT>LAURINE</ENT>
                        <ENT>ELAINE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BANERJEE</ENT>
                        <ENT>AMI</ENT>
                        <ENT>INDRANI</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BANK</ENT>
                        <ENT>DAVINA</ENT>
                        <ENT>GERALDINE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BANNER</ENT>
                        <ENT>ALYSSA</ENT>
                        <ENT>JOYCE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BARBOUR</ENT>
                        <ENT>JULIA</ENT>
                        <ENT>AMELIE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BARBOUR</ENT>
                        <ENT>LOUISE</ENT>
                        <ENT>ALEXANDRA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BARNES</ENT>
                        <ENT>PASCALE</ENT>
                        <ENT>DEIRDRE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BARNETT</ENT>
                        <ENT>ALICE</ENT>
                        <ENT>VIRGINIA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BARRETT</ENT>
                        <ENT>STEPHANIE</ENT>
                        <ENT>DANA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BARRINGTON</ENT>
                        <ENT O="xl">AMY</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BARTLETT</ENT>
                        <ENT O="xl">DENISE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BARTOLOTTA</ENT>
                        <ENT>PAUL</ENT>
                        <ENT>ROBERTINO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BARZDA</ENT>
                        <ENT>SUSAN</ENT>
                        <ENT>MARY</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BASON</ENT>
                        <ENT>DAVID</ENT>
                        <ENT>JAMES</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BATESON</ENT>
                        <ENT>ROBERT</ENT>
                        <ENT>SERBE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BATTLEY</ENT>
                        <ENT>PHILIP</ENT>
                        <ENT>DEREK STEPHEN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BAUDOIN</ENT>
                        <ENT O="xl">FABRICE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BAYANS</ENT>
                        <ENT>MICHAEL</ENT>
                        <ENT>ANTHONY RAY</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BEAVAN</ENT>
                        <ENT>ZACHARY</ENT>
                        <ENT>PAUL</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BECKMAN</ENT>
                        <ENT>KIMBERLY</ENT>
                        <ENT>LYNN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BECKMANN</ENT>
                        <ENT O="xl">CAROL</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BEDFORD</ENT>
                        <ENT>SAMANTHA</ENT>
                        <ENT>ANNE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BEEDLE</ENT>
                        <ENT>TARA</ENT>
                        <ENT>NILSEN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BELBASE</ENT>
                        <ENT O="xl">SHISHIR</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BELD</ENT>
                        <ENT>DALA</ENT>
                        <ENT>JOAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BELOGOLOVSKY</ENT>
                        <ENT>ANNA</ENT>
                        <ENT>MOISEYEVNA</ENT>
                    </ROW>
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                        <ENT I="01">BENBOW</ENT>
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                        <ENT I="01">BENDIKSEN</ENT>
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                        <ENT I="01">BENNETT</ENT>
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                        <PRTPAGE P="46537"/>
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                        <ENT I="01">BERG</ENT>
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                        <ENT I="01">BERGER</ENT>
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                        <ENT I="01">BICKETT</ENT>
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                        <ENT I="01">BRAND</ENT>
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                        <PRTPAGE P="46538"/>
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                        <ENT I="01">CAO</ENT>
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                        <ENT I="01">CATALANO</ENT>
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                        <ENT I="01">CHAN</ENT>
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                        <ENT I="01">CHARNY</ENT>
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                        <ENT I="01">CHEN</ENT>
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                        <ENT I="01">CHEN</ENT>
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                        <ENT I="01">CHOI</ENT>
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                        <ENT I="01">CHOI</ENT>
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                        <ENT I="01">CHRISTY</ENT>
                        <ENT>ANNE</ENT>
                        <ENT>HAMPTON</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CHUGG</ENT>
                        <ENT>PAUL</ENT>
                        <ENT>RAYMOND</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CHUMBLEY</ENT>
                        <ENT>JUSTIN</ENT>
                        <ENT>RENSHAW</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CHUNG</ENT>
                        <ENT O="xl">CHRISTOPHER</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CHUNG</ENT>
                        <ENT>KOO</ENT>
                        <ENT>PIL</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CHUNG</ENT>
                        <ENT>PUI</ENT>
                        <ENT>MAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CHUR</ENT>
                        <ENT>JENNIFER</ENT>
                        <ENT>DAWN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CLAHSEN</ENT>
                        <ENT>JOAN</ENT>
                        <ENT>CAROLYN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CLARKE</ENT>
                        <ENT>GEORGE</ENT>
                        <ENT>ALFRED PUTMAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CLARKE</ENT>
                        <ENT>LUKE</ENT>
                        <ENT>STANFORD PUTMAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CLARKE</ENT>
                        <ENT>PATRICK</ENT>
                        <ENT>ANTHONY</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CLAYDEN</ENT>
                        <ENT>JUSTIN</ENT>
                        <ENT>R.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CLEVELAND</ENT>
                        <ENT>RANDY</ENT>
                        <ENT>LEE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CLIFFORD</ENT>
                        <ENT>ELIZABETH</ENT>
                        <ENT>ANGELIQUE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CLIFFORD</ENT>
                        <ENT>PATRICK</ENT>
                        <ENT>JOSEPH</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CLOUGH</ENT>
                        <ENT>SUSAN</ENT>
                        <ENT>WENONAH</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CLUETT</ENT>
                        <ENT>GEOFFREY</ENT>
                        <ENT>RONALD</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">COBBY</ENT>
                        <ENT>CONNOR</ENT>
                        <ENT>LIAM</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">COCKBURN</ENT>
                        <ENT>BRIAN</ENT>
                        <ENT>ANDREW</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">COCKBURN</ENT>
                        <ENT>NATHAN</ENT>
                        <ENT>RICHARD</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CODY</ENT>
                        <ENT>MICHELLE</ENT>
                        <ENT>YVETTE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">COHEN</ENT>
                        <ENT O="xl">GOLAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">COHEN</ENT>
                        <ENT>JARED</ENT>
                        <ENT>SEBASTIAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">COLE</ENT>
                        <ENT>YOSHIKO</ENT>
                        <ENT>YAMAOKA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">COLEMAN</ENT>
                        <ENT>KELLY</ENT>
                        <ENT>ANN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">COLLAZO</ENT>
                        <ENT>ILIA</ENT>
                        <ENT>GISELA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">COLLINS</ENT>
                        <ENT>STEPHANIE</ENT>
                        <ENT>DAWN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">COLLINS</ENT>
                        <ENT>STEVEN</ENT>
                        <ENT>DUANE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">COLLINS NEUMANN</ENT>
                        <ENT>BARBARA</ENT>
                        <ENT>DIANE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">COLOMBO</ENT>
                        <ENT>JOHN</ENT>
                        <ENT>J.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">COMER</ENT>
                        <ENT>WENDY</ENT>
                        <ENT>ANN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CONG</ENT>
                        <ENT O="xl">YAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CONNER</ENT>
                        <ENT>LISA</ENT>
                        <ENT>GAIL</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CONRAD</ENT>
                        <ENT>ANDREAS</ENT>
                        <ENT>THEODOR</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CONRAD</ENT>
                        <ENT O="xl">THOMAS</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CONROY-CAMERON</ENT>
                        <ENT>SHARON</ENT>
                        <ENT>JOAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CONSTABLE JR</ENT>
                        <ENT>JAMES</ENT>
                        <ENT>WHEDBEE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">COOPER</ENT>
                        <ENT>NANCY</ENT>
                        <ENT>EDITH</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CORDINGLEY</ENT>
                        <ENT>HAYLEY</ENT>
                        <ENT>CRENSHAW</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CORDOVERO</ENT>
                        <ENT O="xl">PEDRO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CORLETT</ENT>
                        <ENT O="xl">NIGEL</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">COUTTIE</ENT>
                        <ENT>ANGUS</ENT>
                        <ENT>JAMES JACK</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">COWARD</ENT>
                        <ENT>LUCY</ENT>
                        <ENT>FRANCES</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CRANAGE</ENT>
                        <ENT>STEPHANIE</ENT>
                        <ENT>KATE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CRANNEY</ENT>
                        <ENT>NICHOLAS</ENT>
                        <ENT>JOHN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CRAUSAZ</ENT>
                        <ENT>JANICE</ENT>
                        <ENT>MARGARET</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CREWE</ENT>
                        <ENT>KARLY</ENT>
                        <ENT>VICTORIA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CROITORU</ENT>
                        <ENT>ERNEST</ENT>
                        <ENT>ABIGAIL</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CROSSIN</ENT>
                        <ENT>GLENN</ENT>
                        <ENT>TERRENCE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CROWE</ENT>
                        <ENT>ALEXANDRA</ENT>
                        <ENT>GRACE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CRUZ</ENT>
                        <ENT O="xl">SANDRA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CURNES</ENT>
                        <ENT>MICHAEL</ENT>
                        <ENT>SCOTT</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DALY</ENT>
                        <ENT>STEPHEN</ENT>
                        <ENT>JOHN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">D'AMATO</ENT>
                        <ENT O="xl">DAVIDE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DANBOLD</ENT>
                        <ENT>JANE</ENT>
                        <ENT>HILARY</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DANN</ENT>
                        <ENT>JOHN</ENT>
                        <ENT>ALOYSE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DAROESMAN</ENT>
                        <ENT>PEGGY</ENT>
                        <ENT>INDRAWATI</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DASHTI</ENT>
                        <ENT>MARYAM</ENT>
                        <ENT>FUAD</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DASWANI</ENT>
                        <ENT>ROHIT</ENT>
                        <ENT>RAJ</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DASZKIEWICZ</ENT>
                        <ENT O="xl">DANIEL</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DAUMANN</ENT>
                        <ENT>FABIENNE</ENT>
                        <ENT>KRISTINA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DAVENPORT</ENT>
                        <ENT O="xl">JENNIFER</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DAVID-KOLB</ENT>
                        <ENT>JANE</ENT>
                        <ENT>MARGRIT SUSAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DAVIDSON</ENT>
                        <ENT>DEBRA</ENT>
                        <ENT>KAREN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DAVIS</ENT>
                        <ENT>PATRICIA</ENT>
                        <ENT>ANNE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DAVIS</ENT>
                        <ENT>STUART</ENT>
                        <ENT>BRYAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DAVIS</ENT>
                        <ENT>WESLEY</ENT>
                        <ENT>THOMPSON</ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="46540"/>
                        <ENT I="01">DAYMOND</ENT>
                        <ENT>CRAIG</ENT>
                        <ENT>JOHN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DE ABREU</ENT>
                        <ENT>ALEXANDRIA</ENT>
                        <ENT>MIRKA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DE CARLI</ENT>
                        <ENT O="xl">LORENZO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DE GALBERT</ENT>
                        <ENT>EDOUARD</ENT>
                        <ENT>JOSEPH</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DE GRAAF</ENT>
                        <ENT>MARTIJN</ENT>
                        <ENT>GEERTJAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DE HAAS</ENT>
                        <ENT>CHRSTOPHER</ENT>
                        <ENT>O.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DE HOOG</ENT>
                        <ENT O="xl">FEMKE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DE LA FUENTE</ENT>
                        <ENT>MATTHEW</ENT>
                        <ENT>ALAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DE LA PAZ</ENT>
                        <ENT>MARIA</ENT>
                        <ENT>PATRICIA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DE LLANO-SUQUET</ENT>
                        <ENT O="xl">ALEXANDRE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DE LUCA</ENT>
                        <ENT>JANE</ENT>
                        <ENT>ELIZABETH</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DE LUCA</ENT>
                        <ENT>MARC</ENT>
                        <ENT>ROCCO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DE ROCHE</ENT>
                        <ENT>BREE</ENT>
                        <ENT>AMITY</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DE SOUZA BARBOSA</ENT>
                        <ENT O="xl">SILVIA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DE VIT</ENT>
                        <ENT O="xl">ALAIN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DE VRIES</ENT>
                        <ENT>ALAN</ENT>
                        <ENT>JAKUB</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DEARBORN</ENT>
                        <ENT>HEATHER</ENT>
                        <ENT>NICOLE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DEARTH</ENT>
                        <ENT>MICHAEL</ENT>
                        <ENT>PATRICK</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DEBOER</ENT>
                        <ENT>CARRIE</ENT>
                        <ENT>APRIL ANNE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DEBOER</ENT>
                        <ENT>MICHAEL</ENT>
                        <ENT>DAVID</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DECECCO</ENT>
                        <ENT>DEBRA</ENT>
                        <ENT>LOU</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DEDEN</ENT>
                        <ENT>JANET</ENT>
                        <ENT>ELIZABETH</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DEDINI</ENT>
                        <ENT O="xl">KYOKO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DEGL'INNOCENTI</ENT>
                        <ENT O="xl">ELENA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DELACOUR</ENT>
                        <ENT>GUILLAUME</ENT>
                        <ENT>JOHN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DELLOMONACO</ENT>
                        <ENT O="xl">CLEMENTINA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DELMAS</ENT>
                        <ENT>GAUTHIER</ENT>
                        <ENT>PHILIPPE WILLIAM</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DELY</ENT>
                        <ENT>BENJAMIN</ENT>
                        <ENT>ERIC</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DEMIRCHEV</ENT>
                        <ENT>ALEXANDER</ENT>
                        <ENT>GEORGIEV</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DEMIRCHEV</ENT>
                        <ENT>ANTOAN</ENT>
                        <ENT>GEORGIEV</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DEMIRCHEV</ENT>
                        <ENT>GEORGI</ENT>
                        <ENT>ANGELOV</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DENIAL</ENT>
                        <ENT>PAULINE</ENT>
                        <ENT>SUZANNE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DENNE</ENT>
                        <ENT>ALEXANDER</ENT>
                        <ENT>JAMES</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DENNING</ENT>
                        <ENT>DANA</ENT>
                        <ENT>LARIE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DENNIS</ENT>
                        <ENT>HOWARD</ENT>
                        <ENT>NEIL</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DESPRES</ENT>
                        <ENT O="xl">CAROLE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DESROSIERS</ENT>
                        <ENT>ALLEN</ENT>
                        <ENT>TRACY</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DETER</ENT>
                        <ENT>SARABETH</ENT>
                        <ENT>CAITLIN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DEVERICH</ENT>
                        <ENT O="xl">ISABEL</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DEW</ENT>
                        <ENT>CAROL</ENT>
                        <ENT>ANN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DIAMANT</ENT>
                        <ENT>CAROLINE</ENT>
                        <ENT>MICHELLE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DIAS SAMPAIO</ENT>
                        <ENT O="xl">RENATO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DIDI</ENT>
                        <ENT O="xl">ARTAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DIEHL</ENT>
                        <ENT>THOMAS</ENT>
                        <ENT>LOTHAR</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DIGNAN</ENT>
                        <ENT>JAMES</ENT>
                        <ENT>JOHN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DOE</ENT>
                        <ENT>LOUISE</ENT>
                        <ENT>MARY</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DOELVIK</ENT>
                        <ENT>MARGIT</ENT>
                        <ENT>URSULA EKKER</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DONETS</ENT>
                        <ENT O="xl">ALEXANDR</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DONETS</ENT>
                        <ENT O="xl">GALINA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DONNELLY</ENT>
                        <ENT>THOMAS</ENT>
                        <ENT>JACKSON</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DOODY</ENT>
                        <ENT O="xl">BEVERLEY</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DORUSCH</ENT>
                        <ENT O="xl">JENNIFER</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DOUCETTE</ENT>
                        <ENT>JAMES</ENT>
                        <ENT>WILLIAM</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DOUCETTE</ENT>
                        <ENT>MEGHAN</ENT>
                        <ENT>CAROL</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DOUCETTE</ENT>
                        <ENT>NANCY</ENT>
                        <ENT>ELIZABETH</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DOUGHERTY</ENT>
                        <ENT>JOAN</ENT>
                        <ENT>WILEY</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DOUGLAS</ENT>
                        <ENT>ADAM</ENT>
                        <ENT>JAMES</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DOWLING</ENT>
                        <ENT>KATHRYN</ENT>
                        <ENT>CHERYL</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DOYLE</ENT>
                        <ENT>DONNA</ENT>
                        <ENT>LYNN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DOYLE</ENT>
                        <ENT>EDWARD</ENT>
                        <ENT>CHARLES</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DRAPERS</ENT>
                        <ENT>GERRIT</ENT>
                        <ENT>ERWIN RANDOLPH</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DRAPKIN</ENT>
                        <ENT>DAVID</ENT>
                        <ENT>LOUIS</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DREHER</ENT>
                        <ENT>STEVEN</ENT>
                        <ENT>CHRISTOPHER</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DRINKWATER</ENT>
                        <ENT>KATE</ENT>
                        <ENT>JULIA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DRINKWATER</ENT>
                        <ENT>MELISSA</ENT>
                        <ENT>KIM</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DRINKWATER</ENT>
                        <ENT O="xl">ROBERT</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DROLET</ENT>
                        <ENT>ARIANE</ENT>
                        <ENT>LYNN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DROVER</ENT>
                        <ENT>ANNE</ENT>
                        <ENT>LOUISE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DRYBURGH</ENT>
                        <ENT>NICHOLAS</ENT>
                        <ENT>FRANCIS</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DRYSDALE</ENT>
                        <ENT>CAROL</ENT>
                        <ENT>ANNE MARIE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DUDGEON</ENT>
                        <ENT>BELINDA</ENT>
                        <ENT>KENDRA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DUMONT</ENT>
                        <ENT>BARBARA</ENT>
                        <ENT>ANN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DUNCAN</ENT>
                        <ENT>NORMAN</ENT>
                        <ENT>LESLIE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DUNNE</ENT>
                        <ENT>BARBARA</ENT>
                        <ENT>ANN JACOBS</ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="46541"/>
                        <ENT I="01">DUNNE</ENT>
                        <ENT>BRIAN</ENT>
                        <ENT>EDWIN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DUNN-MEYNELL</ENT>
                        <ENT>ALICE</ENT>
                        <ENT>SALMON</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DUNWOODY</ENT>
                        <ENT>PATRICIA</ENT>
                        <ENT>DAWN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DURKSEN</ENT>
                        <ENT>ALICE</ENT>
                        <ENT>CAROL</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DURNIN</ENT>
                        <ENT>BRADLEY</ENT>
                        <ENT>JAMES</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DUTIL</ENT>
                        <ENT>HELENE</ENT>
                        <ENT>HELENE ALMA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">DUXBURY</ENT>
                        <ENT>NICHOLAS</ENT>
                        <ENT>KINGSLEY</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">D'WARTE</ENT>
                        <ENT>JACQUELINE</ENT>
                        <ENT>ANN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">EASTY</ENT>
                        <ENT>ANNA</ENT>
                        <ENT>RACHEL</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">EBASHI</ENT>
                        <ENT O="xl">TAKAAKI</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">EDISON</ENT>
                        <ENT>CHERYL</ENT>
                        <ENT>DENISE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">EDWARDS</ENT>
                        <ENT>SHANNON</ENT>
                        <ENT>PEARL</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">EGAN</ENT>
                        <ENT>JOHN</ENT>
                        <ENT>PATRICK</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">EGERER</ENT>
                        <ENT>KRISTINA</ENT>
                        <ENT>JAKOBE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">EHART</ENT>
                        <ENT>MARKUS</ENT>
                        <ENT>ALEXANDER</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">EHRMANN</ENT>
                        <ENT O="xl">DOMINIQUE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ELDOR</ENT>
                        <ENT O="xl">ORIT</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ELDOR</ENT>
                        <ENT O="xl">SAREL</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ELLE</ENT>
                        <ENT O="xl">ELIZABETH</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ELLIOTT</ENT>
                        <ENT>BEVERLEY</ENT>
                        <ENT>ANN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ELLIOTT</ENT>
                        <ENT>CLARK</ENT>
                        <ENT>THOMAS</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ELSER</ENT>
                        <ENT>PAUL</ENT>
                        <ENT>GEOFFRY</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ELSIG</ENT>
                        <ENT O="xl">PAVOL</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ELSON-LYNCH</ENT>
                        <ENT>MARGUERITE</ENT>
                        <ENT>RAQUEL</ENT>
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                    <ROW>
                        <ENT I="01">ENDACOTT</ENT>
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                    <ROW>
                        <ENT I="01">ENGELBRECHT</ENT>
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                    <ROW>
                        <ENT I="01">ENGER-ULLBRAATEN</ENT>
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                        <ENT>KASPARINA</ENT>
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                    <ROW>
                        <ENT I="01">ENGLAND</ENT>
                        <ENT O="xl">NEIL</ENT>
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                    <ROW>
                        <ENT I="01">ENGLERTH</ENT>
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                        <ENT>KLAUS</ENT>
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                    <ROW>
                        <ENT I="01">ENGSTROM</ENT>
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                        <ENT>AMADEUS</ENT>
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                    <ROW>
                        <ENT I="01">ENLOW</ENT>
                        <ENT>RAYMOND</ENT>
                        <ENT>LEROY</ENT>
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                    <ROW>
                        <ENT I="01">ENNIS</ENT>
                        <ENT>MICHELE</ENT>
                        <ENT>ANN</ENT>
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                    <ROW>
                        <ENT I="01">ENSSLIN</ENT>
                        <ENT>JONATHAN</ENT>
                        <ENT>THOMAS</ENT>
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                        <ENT I="01">ERICKSON</ENT>
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                        <ENT>MARIEL</ENT>
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                    <ROW>
                        <ENT I="01">ERISMANN-EBNER</ENT>
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                        <ENT>BEATRIX</ENT>
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                    <ROW>
                        <ENT I="01">ERMILIN</ENT>
                        <ENT O="xl">IGOR</ENT>
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                    <ROW>
                        <ENT I="01">ESIPENKO</ENT>
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                    <ROW>
                        <ENT I="01">ESIPENKO</ENT>
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                        <ENT>DZHANGIR KYZY</ENT>
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                    <ROW>
                        <ENT I="01">ESIPENKO</ENT>
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                    <ROW>
                        <ENT I="01">ESIPENKO</ENT>
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                    <ROW>
                        <ENT I="01">ESKRIDGE</ENT>
                        <ENT>PHILLIP</ENT>
                        <ENT>MACK</ENT>
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                    <ROW>
                        <ENT I="01">ESTEVE</ENT>
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                    <ROW>
                        <ENT I="01">EVANS</ENT>
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                    <ROW>
                        <ENT I="01">EVANS</ENT>
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                    <ROW>
                        <ENT I="01">EVANS</ENT>
                        <ENT>VICTORIA</ENT>
                        <ENT>LOUISE</ENT>
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                    <ROW>
                        <ENT I="01">EWART</ENT>
                        <ENT>ROBERT</ENT>
                        <ENT>BRUCE</ENT>
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                    <ROW>
                        <ENT I="01">FABREGA WIEST</ENT>
                        <ENT>CALIXTO</ENT>
                        <ENT>ALEJANDRO</ENT>
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                    <ROW>
                        <ENT I="01">FAIRFIELD</ENT>
                        <ENT>SOPHIE</ENT>
                        <ENT>CAROLINE</ENT>
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                    <ROW>
                        <ENT I="01">FALCIOLA</ENT>
                        <ENT>JESSICA</ENT>
                        <ENT>NINA</ENT>
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                    <ROW>
                        <ENT I="01">FALCIOLA</ENT>
                        <ENT>JULIAN</ENT>
                        <ENT>MARK</ENT>
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                    <ROW>
                        <ENT I="01">FALCIOLA</ENT>
                        <ENT>NINA</ENT>
                        <ENT>MARLENE SILVA</ENT>
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                    <ROW>
                        <ENT I="01">FALKUM</ENT>
                        <ENT>ANNE</ENT>
                        <ENT>THERESE</ENT>
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                    <ROW>
                        <ENT I="01">FALZON</ENT>
                        <ENT>AARON</ENT>
                        <ENT>MOSES</ENT>
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                    <ROW>
                        <ENT I="01">FARHADI</ENT>
                        <ENT>ADAM</ENT>
                        <ENT>NAVID</ENT>
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                    <ROW>
                        <ENT I="01">FARRINGTON</ENT>
                        <ENT>JOHN</ENT>
                        <ENT>GERARD</ENT>
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                    <ROW>
                        <ENT I="01">FELDER</ENT>
                        <ENT>MONICA</ENT>
                        <ENT>VIVIEN</ENT>
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                    <ROW>
                        <ENT I="01">FENDELANDER</ENT>
                        <ENT>NORMAN</ENT>
                        <ENT>PAUL</ENT>
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                    <ROW>
                        <ENT I="01">FENTON</ENT>
                        <ENT>BRIAN</ENT>
                        <ENT>ROBERT</ENT>
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                    <ROW>
                        <ENT I="01">FERINGA</ENT>
                        <ENT>HANS</ENT>
                        <ENT>PETER</ENT>
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                    <ROW>
                        <ENT I="01">FERLAND</ENT>
                        <ENT>LOUIS</ENT>
                        <ENT>HENRI</ENT>
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                    <ROW>
                        <ENT I="01">FERNANDEZ BESADA</ENT>
                        <ENT>MARIA</ENT>
                        <ENT>AGUSTINA</ENT>
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                    <ROW>
                        <ENT I="01">FICIUR</ENT>
                        <ENT>BRETT</ENT>
                        <ENT>LESLIE</ENT>
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                    <ROW>
                        <ENT I="01">FIEDLER</ENT>
                        <ENT>EDGAR</ENT>
                        <ENT>FREDRICK</ENT>
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                    <ROW>
                        <ENT I="01">FIERTHALER</ENT>
                        <ENT>JAMES</ENT>
                        <ENT>ANDREW</ENT>
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                    <ROW>
                        <ENT I="01">FILA</ENT>
                        <ENT>ANNIKA</ENT>
                        <ENT>JULIANA</ENT>
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                    <ROW>
                        <ENT I="01">FINDLAY</ENT>
                        <ENT>DAVID</ENT>
                        <ENT>BRUCE</ENT>
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                    <ROW>
                        <ENT I="01">FINLAY</ENT>
                        <ENT>CHRISTOPHER</ENT>
                        <ENT>HUGH</ENT>
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                    <ROW>
                        <ENT I="01">FINNEY</ENT>
                        <ENT>STUART</ENT>
                        <ENT>SZE MING</ENT>
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                    <ROW>
                        <ENT I="01">FISHER</ENT>
                        <ENT>VICTORIA</ENT>
                        <ENT>AMY</ENT>
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                    <ROW>
                        <ENT I="01">FITZE</ENT>
                        <ENT>ULRICH</ENT>
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                    <ROW>
                        <ENT I="01">FLEMING</ENT>
                        <ENT>JOHN</ENT>
                        <ENT>DUNCAN</ENT>
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                    <ROW>
                        <ENT I="01">FLEMING</ENT>
                        <ENT>RHENA</ENT>
                        <ENT>ETHELWYN</ENT>
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                    <ROW>
                        <ENT I="01">FLUEGGE</ENT>
                        <ENT>CHIZURU</ENT>
                        <ENT>KAWAHARA</ENT>
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                    <ROW>
                        <ENT I="01">FLURI</ENT>
                        <ENT>DOMINIQUE</ENT>
                        <ENT>MARTIN</ENT>
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                    <ROW>
                        <PRTPAGE P="46542"/>
                        <ENT I="01">FLYNN</ENT>
                        <ENT O="xl">THERESA</ENT>
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                    <ROW>
                        <ENT I="01">FONG</ENT>
                        <ENT>POK</ENT>
                        <ENT>WAI</ENT>
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                    <ROW>
                        <ENT I="01">FOOTE</ENT>
                        <ENT>CYDNEY</ENT>
                        <ENT>LYNN</ENT>
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                    <ROW>
                        <ENT I="01">FORBES</ENT>
                        <ENT>NADIA</ENT>
                        <ENT>ARENDER</ENT>
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                    <ROW>
                        <ENT I="01">FORD</ENT>
                        <ENT>STEVEN</ENT>
                        <ENT>THOMAS</ENT>
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                    <ROW>
                        <ENT I="01">FORSSMAN</ENT>
                        <ENT>ERIK</ENT>
                        <ENT>WILLIAM</ENT>
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                    <ROW>
                        <ENT I="01">FORSYTH</ENT>
                        <ENT>JOHN</ENT>
                        <ENT>STEWARD</ENT>
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                    <ROW>
                        <ENT I="01">FOSTER</ENT>
                        <ENT>CLARISE</ENT>
                        <ENT>ANN</ENT>
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                    <ROW>
                        <ENT I="01">FOWLE</ENT>
                        <ENT>NEA</ENT>
                        <ENT>CLAIRE</ENT>
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                    <ROW>
                        <ENT I="01">FOWLER</ENT>
                        <ENT>JOHN</ENT>
                        <ENT>WILLIAM</ENT>
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                    <ROW>
                        <ENT I="01">FOWLER</ENT>
                        <ENT>SCOTT</ENT>
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                        <ENT I="01">FOX</ENT>
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                    <ROW>
                        <ENT I="01">FOX</ENT>
                        <ENT>MICHAEL</ENT>
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                        <ENT I="01">FOX</ENT>
                        <ENT>NICOLA</ENT>
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                    <ROW>
                        <ENT I="01">FRANK</ENT>
                        <ENT>LUDWIG</ENT>
                        <ENT>WILHELM MARIA</ENT>
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                        <ENT I="01">FREI</ENT>
                        <ENT>SANDRO</ENT>
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                        <ENT I="01">FREIHERR</ENT>
                        <ENT O="xl">BJOERN</ENT>
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                    <ROW>
                        <ENT I="01">FRIEDRICH</ENT>
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                    <ROW>
                        <ENT I="01">FRIEDRICH PIZER</ENT>
                        <ENT O="xl">ANDREA</ENT>
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                    <ROW>
                        <ENT I="01">FRIZZELL</ENT>
                        <ENT>DAVID</ENT>
                        <ENT>CHARLES</ENT>
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                    <ROW>
                        <ENT I="01">FRIZZELL</ENT>
                        <ENT O="xl">PEGGY</ENT>
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                    <ROW>
                        <ENT I="01">FROEHN</ENT>
                        <ENT O="xl">MANUEL</ENT>
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                    <ROW>
                        <ENT I="01">FROELICH</ENT>
                        <ENT>NORMA</ENT>
                        <ENT>JEANNE</ENT>
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                    <ROW>
                        <ENT I="01">FRUEH</ENT>
                        <ENT>ANDREA</ENT>
                        <ENT>LADINA</ENT>
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                    <ROW>
                        <ENT I="01">FU</ENT>
                        <ENT>CHIH-LUN</ENT>
                        <ENT>LEON</ENT>
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                    <ROW>
                        <ENT I="01">FU</ENT>
                        <ENT O="xl">TIANCHENG</ENT>
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                    <ROW>
                        <ENT I="01">FUCHS</ENT>
                        <ENT>MARILYN</ENT>
                        <ENT>ANN</ENT>
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                    <ROW>
                        <ENT I="01">FUJIMAGARI</ENT>
                        <ENT>DAVID</ENT>
                        <ENT>KENJI</ENT>
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                    <ROW>
                        <ENT I="01">FUKUSATO</ENT>
                        <ENT O="xl">AKIHIKO</ENT>
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                    <ROW>
                        <ENT I="01">FULLER</ENT>
                        <ENT>ANNE</ENT>
                        <ENT>ELIZABETH</ENT>
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                    <ROW>
                        <ENT I="01">FUNG</ENT>
                        <ENT>TIN</ENT>
                        <ENT>SHING</ENT>
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                    <ROW>
                        <ENT I="01">FUNKHOUSER</ENT>
                        <ENT>ARTHUR</ENT>
                        <ENT>TAYLOR</ENT>
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                    <ROW>
                        <ENT I="01">FURNESS</ENT>
                        <ENT>FRANCES</ENT>
                        <ENT>HALEY</ENT>
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                    <ROW>
                        <ENT I="01">FURULUND</ENT>
                        <ENT>JOHN</ENT>
                        <ENT>ERIK</ENT>
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                    <ROW>
                        <ENT I="01">FURUMAKI</ENT>
                        <ENT O="xl">GEN</ENT>
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                    <ROW>
                        <ENT I="01">FURUYA</ENT>
                        <ENT O="xl">YOICHI</ENT>
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                    <ROW>
                        <ENT I="01">GAD</ENT>
                        <ENT>ASTRID</ENT>
                        <ENT>SOFIA ELISA ELISABETH</ENT>
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                    <ROW>
                        <ENT I="01">GAGIANO</ENT>
                        <ENT>JONATHAN</ENT>
                        <ENT>RICHARD</ENT>
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                    <ROW>
                        <ENT I="01">GAGNON</ENT>
                        <ENT>ALEXANDRE</ENT>
                        <ENT>MATTHEW</ENT>
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                    <ROW>
                        <ENT I="01">GAHLBECK</ENT>
                        <ENT>DAVID</ENT>
                        <ENT>JUSTIN</ENT>
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                    <ROW>
                        <ENT I="01">GALLOWAY-JONES</ENT>
                        <ENT>JOY</ENT>
                        <ENT>LYNN</ENT>
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                    <ROW>
                        <ENT I="01">GANFORNINA</ENT>
                        <ENT>DIEGO</ENT>
                        <ENT>SANCHEZ</ENT>
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                    <ROW>
                        <ENT I="01">GAO</ENT>
                        <ENT O="xl">PINGYANG</ENT>
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                    <ROW>
                        <ENT I="01">GARDNER</ENT>
                        <ENT>EDWARD</ENT>
                        <ENT>CHARLES</ENT>
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                    <ROW>
                        <ENT I="01">GARNER</ENT>
                        <ENT>ATSUKO</ENT>
                        <ENT>IIZUKA</ENT>
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                    <ROW>
                        <ENT I="01">GARSON</ENT>
                        <ENT>CRAIG</ENT>
                        <ENT>MORLEY</ENT>
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                    <ROW>
                        <ENT I="01">GASSER STICH</ENT>
                        <ENT>MONIKA</ENT>
                        <ENT>DANIELLE</ENT>
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                    <ROW>
                        <ENT I="01">GASSNER</ENT>
                        <ENT>DIANE</ENT>
                        <ENT>JO</ENT>
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                    <ROW>
                        <ENT I="01">GASSNER</ENT>
                        <ENT>MARJORIE</ENT>
                        <ENT>BETH</ENT>
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                    <ROW>
                        <ENT I="01">GAUDARD</ENT>
                        <ENT>FRANCOIS</ENT>
                        <ENT>PIERRE</ENT>
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                    <ROW>
                        <ENT I="01">GAULKE</ENT>
                        <ENT>CHARLES</ENT>
                        <ENT>MELVIN</ENT>
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                    <ROW>
                        <ENT I="01">GAUTHIER</ENT>
                        <ENT>THIBAULT</ENT>
                        <ENT>PHILIPPE</ENT>
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                    <ROW>
                        <ENT I="01">GEALY</ENT>
                        <ENT>SIMON</ENT>
                        <ENT>DAVID</ENT>
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                    <ROW>
                        <ENT I="01">GEIGER</ENT>
                        <ENT>DIANA</ENT>
                        <ENT>LYNNE</ENT>
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                    <ROW>
                        <ENT I="01">GENEST</ENT>
                        <ENT>ANNA</ENT>
                        <ENT>CATHERINE CHARLOTTE</ENT>
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                    <ROW>
                        <ENT I="01">GERATH</ENT>
                        <ENT>TANYA</ENT>
                        <ENT>CATHERINE</ENT>
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                    <ROW>
                        <ENT I="01">GFELLER</ENT>
                        <ENT O="xl">KARIN</ENT>
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                    <ROW>
                        <ENT I="01">GHEIBI</ENT>
                        <ENT O="xl">SOHRAB</ENT>
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                    <ROW>
                        <ENT I="01">GIANNETTI</ENT>
                        <ENT O="xl">LORENZO</ENT>
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                    <ROW>
                        <ENT I="01">GIBSON</ENT>
                        <ENT O="xl">JEREMY</ENT>
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                        <ENT I="01">GIER</ENT>
                        <ENT O="xl">HELGA</ENT>
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                    <ROW>
                        <ENT I="01">GIGNAC</ENT>
                        <ENT>BRENDA</ENT>
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                    <ROW>
                        <ENT I="01">GIL SOSA</ENT>
                        <ENT O="xl">MARIANGELA</ENT>
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                    <ROW>
                        <ENT I="01">GILBERTSON</ENT>
                        <ENT>HONOR</ENT>
                        <ENT>LOUISE</ENT>
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                    <ROW>
                        <ENT I="01">GILDENHUYS</ENT>
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                    <ROW>
                        <ENT I="01">GILG</ENT>
                        <ENT>VANESSA</ENT>
                        <ENT>PAXTON</ENT>
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                    <ROW>
                        <ENT I="01">GILL</ENT>
                        <ENT>PATRICK</ENT>
                        <ENT>ROBERT</ENT>
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                    <ROW>
                        <ENT I="01">GING</ENT>
                        <ENT>MARTHA</ENT>
                        <ENT>MARIE</ENT>
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                        <ENT I="01">GIORI</ENT>
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                        <ENT I="01">GIOSAN</ENT>
                        <ENT O="xl">LIVIU</ENT>
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                    <ROW>
                        <ENT I="01">GIRAUD</ENT>
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                        <ENT>MONIQUE</ENT>
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                    <ROW>
                        <ENT I="01">GLAESER</ENT>
                        <ENT O="xl">THOMAS</ENT>
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                    <ROW>
                        <ENT I="01">GLASPEY</ENT>
                        <ENT>MARGOT</ENT>
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                    <ROW>
                        <ENT I="01">GLASSCO</ENT>
                        <ENT O="xl">J LINDSAY</ENT>
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                        <PRTPAGE P="46543"/>
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                        <ENT O="xl">NAOKO</ENT>
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                        <ENT>HEINZ ARTHUR</ENT>
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                    <ROW>
                        <ENT I="01">GLOVER</ENT>
                        <ENT>THOMAS</ENT>
                        <ENT>EDWARD</ENT>
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                    <ROW>
                        <ENT I="01">GODBOUT</ENT>
                        <ENT O="xl">FRANCIS</ENT>
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                    <ROW>
                        <ENT I="01">GOLDSMITH</ENT>
                        <ENT>EMMA</ENT>
                        <ENT>MARY</ENT>
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                    <ROW>
                        <ENT I="01">GOLDSMITH</ENT>
                        <ENT>TZIPORAH</ENT>
                        <ENT>LEAH</ENT>
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                    <ROW>
                        <ENT I="01">GOMEZ-GONZALEZ</ENT>
                        <ENT>JUAN</ENT>
                        <ENT>EDUARDO</ENT>
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                    <ROW>
                        <ENT I="01">GONCALVES</ENT>
                        <ENT>SILVIA</ENT>
                        <ENT>DE NEVJINSKY BERNARDO</ENT>
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                    <ROW>
                        <ENT I="01">GOODELL</ENT>
                        <ENT>EVELYN</ENT>
                        <ENT>GRACE</ENT>
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                    <ROW>
                        <ENT I="01">GOODFIELD</ENT>
                        <ENT>ERIC</ENT>
                        <ENT>LEE</ENT>
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                    <ROW>
                        <ENT I="01">GOODYEAR</ENT>
                        <ENT O="xl">MEG</ENT>
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                    <ROW>
                        <ENT I="01">GRACE</ENT>
                        <ENT O="xl">JOANNA</ENT>
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                    <ROW>
                        <ENT I="01">GRAF</ENT>
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                        <ENT I="01">GRAHAM</ENT>
                        <ENT>FRANK</ENT>
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                    <ROW>
                        <ENT I="01">GRAHAM</ENT>
                        <ENT>KAREN</ENT>
                        <ENT>GLENISE</ENT>
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                    <ROW>
                        <ENT I="01">GRAHAM</ENT>
                        <ENT>SCOTT</ENT>
                        <ENT>ALLAN</ENT>
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                        <ENT I="01">GRANA</ENT>
                        <ENT O="xl">MAXIMILIANO</ENT>
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                        <ENT I="01">GRASSER</ENT>
                        <ENT>ROBERT</ENT>
                        <ENT>ANDREAS</ENT>
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                    <ROW>
                        <ENT I="01">GRASSHAM</ENT>
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                    <ROW>
                        <ENT I="01">GRAVES</ENT>
                        <ENT>TIMOTHY</ENT>
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                        <ENT I="01">GRAY</ENT>
                        <ENT>HENRY</ENT>
                        <ENT>JOHN DOUGLAS</ENT>
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                        <ENT I="01">GRAY</ENT>
                        <ENT>JOHN</ENT>
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                        <ENT I="01">GRAY</ENT>
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                        <ENT I="01">GREEN</ENT>
                        <ENT>NATHAN</ENT>
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                        <ENT I="01">GREENAWAY</ENT>
                        <ENT>DAVID</ENT>
                        <ENT>BRIAN</ENT>
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                        <ENT I="01">GREY</ENT>
                        <ENT>LEE</ENT>
                        <ENT>EMERSON</ENT>
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                        <ENT I="01">GRIESBACH</ENT>
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                        <ENT>MICHELLE</ENT>
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                        <ENT I="01">GROB</ENT>
                        <ENT>BARBARA</ENT>
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                        <ENT I="01">GRONLUND</ENT>
                        <ENT>FOLKE</ENT>
                        <ENT>JOHNNY F.</ENT>
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                        <ENT I="01">GUANCIOLI</ENT>
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                        <ENT>MARIA</ENT>
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                        <ENT I="01">GUGGER</ENT>
                        <ENT>LESLIE</ENT>
                        <ENT>KIM</ENT>
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                    <ROW>
                        <ENT I="01">GULLOCK</ENT>
                        <ENT>TARA</ENT>
                        <ENT>LOUISE</ENT>
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                    <ROW>
                        <ENT I="01">GUNDERSEN</ENT>
                        <ENT>DORIS</ENT>
                        <ENT>IRENE</ENT>
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                    <ROW>
                        <ENT I="01">GUNDERSON</ENT>
                        <ENT>DAVID</ENT>
                        <ENT>ALAN</ENT>
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                    <ROW>
                        <ENT I="01">GUNGOR</ENT>
                        <ENT>LARA</ENT>
                        <ENT>UFUK</ENT>
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                    <ROW>
                        <ENT I="01">GUNN</ENT>
                        <ENT>MATTHEW</ENT>
                        <ENT>GEORGE</ENT>
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                    <ROW>
                        <ENT I="01">GUNN</ENT>
                        <ENT>SOPHIE</ENT>
                        <ENT>CLEMENTINE</ENT>
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                    <ROW>
                        <ENT I="01">GUO</ENT>
                        <ENT>TOM</ENT>
                        <ENT>YIZHOU</ENT>
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                    <ROW>
                        <ENT I="01">GUO</ENT>
                        <ENT O="xl">YINGHAN</ENT>
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                    <ROW>
                        <ENT I="01">GUPTA</ENT>
                        <ENT>MICHAEL</ENT>
                        <ENT>SUNIL</ENT>
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                    <ROW>
                        <ENT I="01">GYSIN</ENT>
                        <ENT>MARINA</ENT>
                        <ENT>ANGELINE</ENT>
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                    <ROW>
                        <ENT I="01">HAAF</ENT>
                        <ENT>ANGELA</ENT>
                        <ENT>HILARY</ENT>
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                    <ROW>
                        <ENT I="01">HABERMEYER</ENT>
                        <ENT>SAM</ENT>
                        <ENT>VINCENT HARLEY</ENT>
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                    <ROW>
                        <ENT I="01">HALE</ENT>
                        <ENT>CHRISTOPHER</ENT>
                        <ENT>WILLIAM</ENT>
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                    <ROW>
                        <ENT I="01">HALL</ENT>
                        <ENT>ROBYN</ENT>
                        <ENT>NORA</ENT>
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                    <ROW>
                        <ENT I="01">HALVERSON</ENT>
                        <ENT>ELIZABETH</ENT>
                        <ENT>ANN</ENT>
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                    <ROW>
                        <ENT I="01">HAMA</ENT>
                        <ENT O="xl">MINAKO</ENT>
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                    <ROW>
                        <ENT I="01">HAMAJIMA</ENT>
                        <ENT O="xl">HIROMI</ENT>
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                    <ROW>
                        <ENT I="01">HAMAMURA</ENT>
                        <ENT O="xl">MAYUMI</ENT>
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                    <ROW>
                        <ENT I="01">HAMMER</ENT>
                        <ENT>AUDREY</ENT>
                        <ENT>AMALIA DEAN</ENT>
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                    <ROW>
                        <ENT I="01">HAMMER</ENT>
                        <ENT>KATHERINE</ENT>
                        <ENT>CLARK</ENT>
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                    <ROW>
                        <ENT I="01">HAMMOND</ENT>
                        <ENT>MICHAEL</ENT>
                        <ENT>ANGEL</ENT>
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                    <ROW>
                        <ENT I="01">HAN</ENT>
                        <ENT O="xl">CHANGHO</ENT>
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                    <ROW>
                        <ENT I="01">HAN</ENT>
                        <ENT O="xl">DEQIN</ENT>
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                    <ROW>
                        <ENT I="01">HAN</ENT>
                        <ENT O="xl">SHAOWEI</ENT>
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                    <ROW>
                        <ENT I="01">HANIK</ENT>
                        <ENT>JOSEF</ENT>
                        <ENT>MICHAEL</ENT>
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                    <ROW>
                        <ENT I="01">HANNA</ENT>
                        <ENT>AMANDA</ENT>
                        <ENT>RENEE</ENT>
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                    <ROW>
                        <ENT I="01">HANNA</ENT>
                        <ENT>CHRISTOPHER</ENT>
                        <ENT>MICHAEL</ENT>
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                    <ROW>
                        <ENT I="01">HANNA</ENT>
                        <ENT>THOMAS</ENT>
                        <ENT>JOHN</ENT>
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                    <ROW>
                        <ENT I="01">HANSEN</ENT>
                        <ENT>JONAH</ENT>
                        <ENT>TIMOTHY</ENT>
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                    <ROW>
                        <ENT I="01">HANSTEIN</ENT>
                        <ENT>ULRIKE</ENT>
                        <ENT>MARIA</ENT>
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                    <ROW>
                        <ENT I="01">HARRIS</ENT>
                        <ENT O="xl">MARY</ENT>
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                    <ROW>
                        <ENT I="01">HARRIS</ENT>
                        <ENT O="xl">SABRINA</ENT>
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                    <ROW>
                        <ENT I="01">HARVEY</ENT>
                        <ENT>CHASE</ENT>
                        <ENT>WILLIAM</ENT>
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                    <ROW>
                        <ENT I="01">HARVEY</ENT>
                        <ENT>JAKE</ENT>
                        <ENT>GERARD</ENT>
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                    <ROW>
                        <ENT I="01">HARVEY</ENT>
                        <ENT>KELSEY</ENT>
                        <ENT>AMANDA</ENT>
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                    <ROW>
                        <ENT I="01">HARVEY</ENT>
                        <ENT>REESE</ENT>
                        <ENT>ELIZABETH</ENT>
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                    <ROW>
                        <ENT I="01">HARVEY</ENT>
                        <ENT>SCOTT</ENT>
                        <ENT>GORDON</ENT>
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                    <ROW>
                        <ENT I="01">HASEGAWA</ENT>
                        <ENT O="xl">YUTAKA</ENT>
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                    <ROW>
                        <ENT I="01">HASKIN</ENT>
                        <ENT>WILLIAM</ENT>
                        <ENT>HAROLD</ENT>
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                    <ROW>
                        <ENT I="01">HASSAN</ENT>
                        <ENT>MUSLIM</ENT>
                        <ENT>MOHAMED</ENT>
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                    <ROW>
                        <ENT I="01">HASSANALI</ENT>
                        <ENT O="xl">ADNAN</ENT>
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                    <ROW>
                        <ENT I="01">HATCH</ENT>
                        <ENT>WOLFGANG</ENT>
                        <ENT>NICANOR</ENT>
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                    <ROW>
                        <ENT I="01">HAUGLAND</ENT>
                        <ENT>KERRI</ENT>
                        <ENT>COLLINS</ENT>
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                    <ROW>
                        <PRTPAGE P="46544"/>
                        <ENT I="01">HAWORTH</ENT>
                        <ENT>WILLIAM</ENT>
                        <ENT>STAFFORD</ENT>
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                    <ROW>
                        <ENT I="01">HEAD</ENT>
                        <ENT>AUSTIN</ENT>
                        <ENT>CHARLES</ENT>
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                    <ROW>
                        <ENT I="01">HEALY</ENT>
                        <ENT>JOANNE</ENT>
                        <ENT>MARGARET</ENT>
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                    <ROW>
                        <ENT I="01">HEATH</ENT>
                        <ENT>CHERYL</ENT>
                        <ENT>LEE</ENT>
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                    <ROW>
                        <ENT I="01">HEFNER</ENT>
                        <ENT>ROBERT</ENT>
                        <ENT>WALTER</ENT>
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                    <ROW>
                        <ENT I="01">HEIMAN</ENT>
                        <ENT>CLARA</ENT>
                        <ENT>MARGOT</ENT>
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                    <ROW>
                        <ENT I="01">HEINONEN</ENT>
                        <ENT>JUHANI</ENT>
                        <ENT>MIKAEL</ENT>
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                    <ROW>
                        <ENT I="01">HEITMANN</ENT>
                        <ENT O="xl">ANNIKA</ENT>
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                    <ROW>
                        <ENT I="01">HENDERSON</ENT>
                        <ENT>ANN</ENT>
                        <ENT>LOUISE</ENT>
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                    <ROW>
                        <ENT I="01">HENDERSON</ENT>
                        <ENT>MICHAEL</ENT>
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                    <ROW>
                        <ENT I="01">HENRY</ENT>
                        <ENT>JUDITH</ENT>
                        <ENT>ANN</ENT>
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                    <ROW>
                        <ENT I="01">HERRON</ENT>
                        <ENT>JOSHUA</ENT>
                        <ENT>WESLEY</ENT>
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                    <ROW>
                        <ENT I="01">HESTER</ENT>
                        <ENT>JOHN</ENT>
                        <ENT>CARLTON</ENT>
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                    <ROW>
                        <ENT I="01">HEUSSLER</ENT>
                        <ENT>FELIX</ENT>
                        <ENT>HANS CHRISTIAN</ENT>
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                    <ROW>
                        <ENT I="01">HICKS</ENT>
                        <ENT>DAVID</ENT>
                        <ENT>LEE</ENT>
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                    <ROW>
                        <ENT I="01">HILL</ENT>
                        <ENT>ANNIKKI</ENT>
                        <ENT>LEE</ENT>
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                    <ROW>
                        <ENT I="01">HIRABAYASHI</ENT>
                        <ENT O="xl">SACHIKO</ENT>
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                    <ROW>
                        <ENT I="01">HIRAHARA</ENT>
                        <ENT>YUHYA</ENT>
                        <ENT>WILLIAM</ENT>
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                    <ROW>
                        <ENT I="01">HIRAKUBO</ENT>
                        <ENT O="xl">AKIYO</ENT>
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                    <ROW>
                        <ENT I="01">HIRAKUBO</ENT>
                        <ENT O="xl">YUKI</ENT>
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                    <ROW>
                        <ENT I="01">HIRAOKA</ENT>
                        <ENT O="xl">YOSHIMI</ENT>
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                    <ROW>
                        <ENT I="01">HIRAOKA</ENT>
                        <ENT O="xl">YUTAKA</ENT>
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                    <ROW>
                        <ENT I="01">HIROTA</ENT>
                        <ENT O="xl">AIRI</ENT>
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                    <ROW>
                        <ENT I="01">HIROTA</ENT>
                        <ENT O="xl">KARIN</ENT>
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                    <ROW>
                        <ENT I="01">HIROTA</ENT>
                        <ENT O="xl">MINORI</ENT>
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                    <ROW>
                        <ENT I="01">HITCHCOCK</ENT>
                        <ENT>ANDREW</ENT>
                        <ENT>SCOTT</ENT>
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                    <ROW>
                        <ENT I="01">HITCHMAN</ENT>
                        <ENT>LOUISE</ENT>
                        <ENT>HELEN</ENT>
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                    <ROW>
                        <ENT I="01">HIYAMA</ENT>
                        <ENT O="xl">AKIRA</ENT>
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                    <ROW>
                        <ENT I="01">HOFFMAN</ENT>
                        <ENT>MARGARET</ENT>
                        <ENT>FRANCES</ENT>
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                    <ROW>
                        <ENT I="01">HOFFMAN</ENT>
                        <ENT>MARIA</ENT>
                        <ENT>LUISA</ENT>
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                    <ROW>
                        <ENT I="01">HOIVIK</ENT>
                        <ENT>NILS</ENT>
                        <ENT>DENEKE</ENT>
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                    <ROW>
                        <ENT I="01">HOLBOECK</ENT>
                        <ENT>MICHAEL</ENT>
                        <ENT>JOSEPH</ENT>
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                    <ROW>
                        <ENT I="01">HOLLIS</ENT>
                        <ENT>STEVEN</ENT>
                        <ENT>MICHAEL</ENT>
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                    <ROW>
                        <ENT I="01">HOLMES</ENT>
                        <ENT>CHARLES</ENT>
                        <ENT>ERNEST</ENT>
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                    <ROW>
                        <ENT I="01">HOLSAPPLE</ENT>
                        <ENT>MEGAN</ENT>
                        <ENT>EMILY</ENT>
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                    <ROW>
                        <ENT I="01">HOMAN</ENT>
                        <ENT>CHANTAL</ENT>
                        <ENT>MARIE</ENT>
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                    <ROW>
                        <ENT I="01">HONDA</ENT>
                        <ENT O="xl">MITSUHIRO</ENT>
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                    <ROW>
                        <ENT I="01">HONG</ENT>
                        <ENT>IN</ENT>
                        <ENT>SUN</ENT>
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                    <ROW>
                        <ENT I="01">HONKURA</ENT>
                        <ENT O="xl">TOSHIHIKO</ENT>
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                    <ROW>
                        <ENT I="01">HOOPER</ENT>
                        <ENT>MARY</ENT>
                        <ENT>ANN</ENT>
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                    <ROW>
                        <ENT I="01">HOPKINS</ENT>
                        <ENT>JEREMY</ENT>
                        <ENT>JAMES</ENT>
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                    <ROW>
                        <ENT I="01">HOPKINSON</ENT>
                        <ENT>KELLIE</ENT>
                        <ENT>ANNE</ENT>
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                    <ROW>
                        <ENT I="01">HORI</ENT>
                        <ENT O="xl">TOSHIAKI</ENT>
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                    <ROW>
                        <ENT I="01">HORI</ENT>
                        <ENT O="xl">YOKO</ENT>
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                    <ROW>
                        <ENT I="01">HORIUCHI</ENT>
                        <ENT O="xl">YUKAKO</ENT>
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                    <ROW>
                        <ENT I="01">HOUGE</ENT>
                        <ENT>JANICE</ENT>
                        <ENT>MARIE</ENT>
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                    <ROW>
                        <ENT I="01">HOUGH</ENT>
                        <ENT>JOHN</ENT>
                        <ENT>DANVERS</ENT>
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                    <ROW>
                        <ENT I="01">HOUTMAN</ENT>
                        <ENT>JOHN</ENT>
                        <ENT>DANIEL</ENT>
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                    <ROW>
                        <ENT I="01">HOWARD</ENT>
                        <ENT>MARK</ENT>
                        <ENT>GODWIN</ENT>
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                    <ROW>
                        <ENT I="01">HOWARD</ENT>
                        <ENT>NATALIE</ENT>
                        <ENT>KYM</ENT>
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                    <ROW>
                        <ENT I="01">HOWELL</ENT>
                        <ENT>JASON</ENT>
                        <ENT>PATRICK</ENT>
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                    <ROW>
                        <ENT I="01">HOWELL</ENT>
                        <ENT>NINA</ENT>
                        <ENT>MARIANNE</ENT>
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                    <ROW>
                        <ENT I="01">HUANG</ENT>
                        <ENT O="xl">ELLEN</ENT>
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                    <ROW>
                        <ENT I="01">HUANG</ENT>
                        <ENT O="xl">JING</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">HUANG</ENT>
                        <ENT O="xl">JOHN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">HUANG</ENT>
                        <ENT O="xl">QINGFENG</ENT>
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                    <ROW>
                        <ENT I="01">HUANG</ENT>
                        <ENT O="xl">WEI</ENT>
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                    <ROW>
                        <ENT I="01">HUANG</ENT>
                        <ENT>YUNG</ENT>
                        <ENT>MING</ENT>
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                    <ROW>
                        <ENT I="01">HUBER</ENT>
                        <ENT>STEPHAN</ENT>
                        <ENT>AUGUSTIN</ENT>
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                    <ROW>
                        <ENT I="01">HUEMBELIN</ENT>
                        <ENT>OLIVER</ENT>
                        <ENT>ALFRED</ENT>
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                    <ROW>
                        <ENT I="01">HUFFMAN</ENT>
                        <ENT O="xl">RYU</ENT>
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                    <ROW>
                        <ENT I="01">HUG</ENT>
                        <ENT>CHRISTIANA</ENT>
                        <ENT>LAURA</ENT>
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                    <ROW>
                        <ENT I="01">HUGHES</ENT>
                        <ENT>MASUMI</ENT>
                        <ENT>IKEDA</ENT>
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                    <ROW>
                        <ENT I="01">HUI</ENT>
                        <ENT>VIVIAN</ENT>
                        <ENT>WING-KI</ENT>
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                    <ROW>
                        <ENT I="01">HULBERT</ENT>
                        <ENT>WILLIAM</ENT>
                        <ENT>CORIGAL</ENT>
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                    <ROW>
                        <ENT I="01">HULL</ENT>
                        <ENT>CLIFFORD</ENT>
                        <ENT>PETER</ENT>
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                    <ROW>
                        <ENT I="01">HUNEIDI</ENT>
                        <ENT>RAMI</ENT>
                        <ENT>AMER</ENT>
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                    <ROW>
                        <ENT I="01">HUNT</ENT>
                        <ENT>GARETH</ENT>
                        <ENT>RICHARD</ENT>
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                    <ROW>
                        <ENT I="01">HUNT</ENT>
                        <ENT>JOSEPH</ENT>
                        <ENT>CONOR</ENT>
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                    <ROW>
                        <ENT I="01">HUSAIN</ENT>
                        <ENT O="xl">SALEEM</ENT>
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                    <ROW>
                        <ENT I="01">HUTCHISON</ENT>
                        <ENT>ALASTAIR</ENT>
                        <ENT>ANDREW</ENT>
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                    <ROW>
                        <ENT I="01">HUTSON</ENT>
                        <ENT O="xl">CHRISTINE</ENT>
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                    <ROW>
                        <ENT I="01">HUTSON</ENT>
                        <ENT>PETER</ENT>
                        <ENT>HAYNES</ENT>
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                    <ROW>
                        <ENT I="01">HUYBRECHTS</ENT>
                        <ENT>SEBASTIAN</ENT>
                        <ENT>LUCIEN</ENT>
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                    <ROW>
                        <PRTPAGE P="46545"/>
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                        <ENT O="xl">DIANA</ENT>
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                    <ROW>
                        <ENT I="01">HYPATIA</ENT>
                        <ENT>MARGARET</ENT>
                        <ENT>WEBSTER</ENT>
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                    <ROW>
                        <ENT I="01">IAVICOLI</ENT>
                        <ENT O="xl">VINCENZO</ENT>
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                    <ROW>
                        <ENT I="01">IGNACIO</ENT>
                        <ENT>CYNTHIA</ENT>
                        <ENT>MARIE</ENT>
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                    <ROW>
                        <ENT I="01">IMPEY</ENT>
                        <ENT>MARIAN</ENT>
                        <ENT>LOUISE</ENT>
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                    <ROW>
                        <ENT I="01">INFANTE</ENT>
                        <ENT O="xl">PAU</ENT>
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                    <ROW>
                        <ENT I="01">INGRAM</ENT>
                        <ENT>GAIL</ENT>
                        <ENT>LOUISE</ENT>
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                    <ROW>
                        <ENT I="01">INOUE</ENT>
                        <ENT O="xl">KUNIE</ENT>
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                    <ROW>
                        <ENT I="01">IRVINE</ENT>
                        <ENT>MICHAEL</ENT>
                        <ENT>JAMES KRISTENSEN</ENT>
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                    <ROW>
                        <ENT I="01">IRVING</ENT>
                        <ENT>JOHNNIE</ENT>
                        <ENT>MIKE</ENT>
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                    <ROW>
                        <ENT I="01">ISHIKAWA</ENT>
                        <ENT O="xl">AI</ENT>
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                    <ROW>
                        <ENT I="01">ISHIKAWA</ENT>
                        <ENT O="xl">HIDETAKA</ENT>
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                    <ROW>
                        <ENT I="01">ISHINO</ENT>
                        <ENT O="xl">KEIKO</ENT>
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                    <ROW>
                        <ENT I="01">ISOBE</ENT>
                        <ENT O="xl">MAMI</ENT>
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                    <ROW>
                        <ENT I="01">ITO</ENT>
                        <ENT O="xl">NAOTO</ENT>
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                    <ROW>
                        <ENT I="01">ITO</ENT>
                        <ENT O="xl">SAYURI</ENT>
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                    <ROW>
                        <ENT I="01">ITO</ENT>
                        <ENT O="xl">TAKUMI</ENT>
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                    <ROW>
                        <ENT I="01">ITONAGA</ENT>
                        <ENT O="xl">JUNKO</ENT>
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                    <ROW>
                        <ENT I="01">JACOBS</ENT>
                        <ENT>JAMES</ENT>
                        <ENT>PAUL</ENT>
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                    <ROW>
                        <ENT I="01">JACOBS</ENT>
                        <ENT>JANINE</ENT>
                        <ENT>ANN</ENT>
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                    <ROW>
                        <ENT I="01">JAEB</ENT>
                        <ENT>ALICE</ENT>
                        <ENT>BETHAN</ENT>
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                    <ROW>
                        <ENT I="01">JAEHNERT</ENT>
                        <ENT O="xl">DANIELA</ENT>
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                    <ROW>
                        <ENT I="01">JAIN</ENT>
                        <ENT O="xl">MONIKA</ENT>
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                    <ROW>
                        <ENT I="01">JAIVIN</ENT>
                        <ENT>LINDA</ENT>
                        <ENT>BETTY</ENT>
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                    <ROW>
                        <ENT I="01">JAKOBSEN</ENT>
                        <ENT>NIKLAS</ENT>
                        <ENT>TAU</ENT>
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                    <ROW>
                        <ENT I="01">JALBERT</ENT>
                        <ENT O="xl">KARINE</ENT>
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                    <ROW>
                        <ENT I="01">JANSEN</ENT>
                        <ENT>GUIDO</ENT>
                        <ENT>FLORIS JAN</ENT>
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                    <ROW>
                        <ENT I="01">JARRETT</ENT>
                        <ENT>PITA</ENT>
                        <ENT>GAY LORNE</ENT>
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                    <ROW>
                        <ENT I="01">JARZABEK</ENT>
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                        <ENT>MONIKA</ENT>
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                    <ROW>
                        <ENT I="01">JEBULAN</ENT>
                        <ENT O="xl">SUSAN</ENT>
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                    <ROW>
                        <ENT I="01">JENKS</ENT>
                        <ENT>ELOISE</ENT>
                        <ENT>ANNE</ENT>
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                    <ROW>
                        <ENT I="01">JENKS</ENT>
                        <ENT>THOMAS</ENT>
                        <ENT>MICHAEL</ENT>
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                    <ROW>
                        <ENT I="01">JEONG</ENT>
                        <ENT O="xl">SEUNGWON</ENT>
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                    <ROW>
                        <ENT I="01">JEROME</ENT>
                        <ENT>MARIE</ENT>
                        <ENT>JEANNE SARAH</ENT>
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                    <ROW>
                        <ENT I="01">JIA</ENT>
                        <ENT O="xl">CHUNLIN</ENT>
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                    <ROW>
                        <ENT I="01">JIA</ENT>
                        <ENT O="xl">YUHANG</ENT>
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                    <ROW>
                        <ENT I="01">JIANG</ENT>
                        <ENT O="xl">CHAOYI</ENT>
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                    <ROW>
                        <ENT I="01">JIANG</ENT>
                        <ENT O="xl">WANHONG</ENT>
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                    <ROW>
                        <ENT I="01">JIN</ENT>
                        <ENT O="xl">ZENING</ENT>
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                    <ROW>
                        <ENT I="01">JOHANSSEN</ENT>
                        <ENT O="xl">STEPHANIE</ENT>
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                    <ROW>
                        <ENT I="01">JOHNSON</ENT>
                        <ENT>ELLEN</ENT>
                        <ENT>REUTHER</ENT>
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                    <ROW>
                        <ENT I="01">JOHNSON</ENT>
                        <ENT>KANAKO</ENT>
                        <ENT>ASAI</ENT>
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                    <ROW>
                        <ENT I="01">JOHNSON</ENT>
                        <ENT>KATRINA</ENT>
                        <ENT>KOIZUMI</ENT>
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                    <ROW>
                        <ENT I="01">JONES</ENT>
                        <ENT>ALANNA</ENT>
                        <ENT>MICHELE</ENT>
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                    <ROW>
                        <ENT I="01">JONES</ENT>
                        <ENT O="xl">BONNIE</ENT>
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                    <ROW>
                        <ENT I="01">JONES</ENT>
                        <ENT O="xl">CHRISTINA</ENT>
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                    <ROW>
                        <ENT I="01">JONES</ENT>
                        <ENT>DAVID</ENT>
                        <ENT>ROBERT</ENT>
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                    <ROW>
                        <ENT I="01">JONES</ENT>
                        <ENT>KELTIE</ENT>
                        <ENT>ELIZABETH</ENT>
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                    <ROW>
                        <ENT I="01">JONES</ENT>
                        <ENT O="xl">MARIKO</ENT>
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                    <ROW>
                        <ENT I="01">JORDAN</ENT>
                        <ENT>NICOLAS</ENT>
                        <ENT>EMMANUEL</ENT>
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                    <ROW>
                        <ENT I="01">JORIS</ENT>
                        <ENT O="xl">ISABELLE</ENT>
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                    <ROW>
                        <ENT I="01">JOSE</ENT>
                        <ENT>PAUL</ENT>
                        <ENT>EASTON</ENT>
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                    <ROW>
                        <ENT I="01">JULIEN</ENT>
                        <ENT>JAMES</ENT>
                        <ENT>JOSEPH</ENT>
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                    <ROW>
                        <ENT I="01">JULIO</ENT>
                        <ENT>DAVID</ENT>
                        <ENT>MICHAEL</ENT>
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                    <ROW>
                        <ENT I="01">JUREVIC</ENT>
                        <ENT>LINDA</ENT>
                        <ENT>KAY</ENT>
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                    <ROW>
                        <ENT I="01">KAFER</ENT>
                        <ENT>KATHERINE</ENT>
                        <ENT>ELIZABETH</ENT>
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                    <ROW>
                        <ENT I="01">KAIGHEN</ENT>
                        <ENT>CHELSEA</ENT>
                        <ENT>GAIL</ENT>
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                    <ROW>
                        <ENT I="01">KAISSAR</ENT>
                        <ENT O="xl">JOSEPH</ENT>
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                    <ROW>
                        <ENT I="01">KALE</ENT>
                        <ENT>SEEMA</ENT>
                        <ENT>VISHWANATH</ENT>
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                    <ROW>
                        <ENT I="01">KAMEDA</ENT>
                        <ENT O="xl">YOSUKE</ENT>
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                    <ROW>
                        <ENT I="01">KAMIYAMA</ENT>
                        <ENT O="xl">TOSHIKO</ENT>
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                    <ROW>
                        <ENT I="01">KAN</ENT>
                        <ENT>NELSON</ENT>
                        <ENT>HSU</ENT>
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                    <ROW>
                        <ENT I="01">KAN</ENT>
                        <ENT O="xl">STEVEN</ENT>
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                    <ROW>
                        <ENT I="01">KANAI</ENT>
                        <ENT O="xl">SHIGEMI</ENT>
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                    <ROW>
                        <ENT I="01">KANAI</ENT>
                        <ENT O="xl">TSUBASA</ENT>
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                    <ROW>
                        <ENT I="01">KANEKO</ENT>
                        <ENT O="xl">MAKO</ENT>
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                    <ROW>
                        <ENT I="01">KANEV</ENT>
                        <ENT>KAMEN</ENT>
                        <ENT>DIMITROV</ENT>
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                    <ROW>
                        <ENT I="01">KANG</ENT>
                        <ENT O="xl">YING</ENT>
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                    <ROW>
                        <ENT I="01">KANOT</ENT>
                        <ENT O="xl">ANAT</ENT>
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                    <ROW>
                        <ENT I="01">KAPPELER</ENT>
                        <ENT O="xl">LINDA</ENT>
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                    <ROW>
                        <ENT I="01">KARDALINOS</ENT>
                        <ENT O="xl">MICHAEL</ENT>
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                    <ROW>
                        <ENT I="01">KARVONEN</ENT>
                        <ENT>RHEA</ENT>
                        <ENT>LYNNE</ENT>
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                    <ROW>
                        <ENT I="01">KASIONI</ENT>
                        <ENT O="xl">IOANNA</ENT>
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                    <ROW>
                        <ENT I="01">KATO</ENT>
                        <ENT O="xl">ITSURO</ENT>
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                    <ROW>
                        <PRTPAGE P="46546"/>
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                        <ENT O="xl">KYOKO</ENT>
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                    <ROW>
                        <ENT I="01">KATZER</ENT>
                        <ENT O="xl">LISA</ENT>
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                    <ROW>
                        <ENT I="01">KAWAMATA</ENT>
                        <ENT O="xl">FUMIKO</ENT>
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                    <ROW>
                        <ENT I="01">KAWAMURA</ENT>
                        <ENT O="xl">SAORI</ENT>
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                    <ROW>
                        <ENT I="01">KAWAMURA</ENT>
                        <ENT O="xl">SEIICHI</ENT>
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                    <ROW>
                        <ENT I="01">KAWASHIMA</ENT>
                        <ENT O="xl">KAZUHIRO</ENT>
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                    <ROW>
                        <ENT I="01">KAWASHIMA</ENT>
                        <ENT O="xl">RANKO</ENT>
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                    <ROW>
                        <ENT I="01">KAY</ENT>
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                        <ENT I="01">KEANE</ENT>
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                        <ENT I="01">KEARNEY</ENT>
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                        <ENT I="01">KELADA-ANTOUN</ENT>
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                        <ENT I="01">KELLER</ENT>
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                    <ROW>
                        <ENT I="01">KELLUM</ENT>
                        <ENT>RICHARD</ENT>
                        <ENT>KEVIN</ENT>
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                    <ROW>
                        <ENT I="01">KEMPADOO</ENT>
                        <ENT O="xl">KAMALA</ENT>
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                    <ROW>
                        <ENT I="01">KENDALL</ENT>
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                        <ENT>ROSEMARY</ENT>
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                    <ROW>
                        <ENT I="01">KENNETT</ENT>
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                    <ROW>
                        <ENT I="01">KENNETT</ENT>
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                    <ROW>
                        <ENT I="01">KENNETT</ENT>
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                    <ROW>
                        <ENT I="01">KERFERS</ENT>
                        <ENT O="xl">THOMAS</ENT>
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                        <ENT I="01">KERNICK</ENT>
                        <ENT>PAUL</ENT>
                        <ENT>SAKARI</ENT>
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                        <ENT I="01">KEYS</ENT>
                        <ENT>YVETTE</ENT>
                        <ENT>MARIE</ENT>
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                        <ENT I="01">KHALLO</ENT>
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                    <ROW>
                        <ENT I="01">KHURANA</ENT>
                        <ENT>RAMESH</ENT>
                        <ENT>KUMAR</ENT>
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                    <ROW>
                        <ENT I="01">KIM</ENT>
                        <ENT O="xl">BOHYUN</ENT>
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                    <ROW>
                        <ENT I="01">KIM</ENT>
                        <ENT O="xl">EUNHYE</ENT>
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                        <ENT I="01">KIM</ENT>
                        <ENT O="xl">HYUNGMIN</ENT>
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                        <ENT I="01">KIM</ENT>
                        <ENT O="xl">JAEHWAN</ENT>
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                        <ENT I="01">KIM</ENT>
                        <ENT O="xl">NAMJUNG</ENT>
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                        <ENT I="01">KIM</ENT>
                        <ENT O="xl">SANGHO</ENT>
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                        <ENT I="01">KIM</ENT>
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                        <ENT I="01">KIM</ENT>
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                        <ENT I="01">KIMLICKA</ENT>
                        <ENT O="xl">LYNN</ENT>
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                        <ENT I="01">KIMURA</ENT>
                        <ENT O="xl">KAYOKO</ENT>
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                        <ENT I="01">KINDLER</ENT>
                        <ENT O="xl">ANDREW</ENT>
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                        <ENT I="01">KING</ENT>
                        <ENT>MATTHEW</ENT>
                        <ENT>LLEWELLYN</ENT>
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                        <ENT I="01">KINSLEY</ENT>
                        <ENT>SANDRA</ENT>
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                        <ENT I="01">KIRCHNER</ENT>
                        <ENT O="xl">SABINE</ENT>
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                    <ROW>
                        <ENT I="01">KISHIMURA</ENT>
                        <ENT>SHU</ENT>
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                    <ROW>
                        <ENT I="01">KITABAYASHI</ENT>
                        <ENT>AYA</ENT>
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                        <ENT I="01">KLASSEN</ENT>
                        <ENT>KENNETH</ENT>
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                        <ENT I="01">KLEIN</ENT>
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                        <ENT I="01">KLEISATH</ENT>
                        <ENT>CHRISTOPHER</ENT>
                        <ENT>PAUL</ENT>
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                        <ENT I="01">KLEWIN</ENT>
                        <ENT>DOUGLAS</ENT>
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                        <ENT I="01">KLINK</ENT>
                        <ENT>ADAM</ENT>
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                        <ENT I="01">KNOTT</ENT>
                        <ENT>SUZANNA</ENT>
                        <ENT>NICHOLAS</ENT>
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                    <ROW>
                        <ENT I="01">KO</ENT>
                        <ENT>SEOK</ENT>
                        <ENT>BIN</ENT>
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                    <ROW>
                        <ENT I="01">KOBAYASHI</ENT>
                        <ENT O="xl">KAZUHIKO</ENT>
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                    <ROW>
                        <ENT I="01">KOBAYASHI</ENT>
                        <ENT O="xl">SHOTA</ENT>
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                    <ROW>
                        <ENT I="01">KOBAYASHI</ENT>
                        <ENT O="xl">YASUKO</ENT>
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                        <ENT I="01">KOCZIJ</ENT>
                        <ENT>ADAM</ENT>
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                    <ROW>
                        <ENT I="01">KOCZIJ</ENT>
                        <ENT>AGATA</ENT>
                        <ENT>IWONA</ENT>
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                        <ENT I="01">KOERNER</ENT>
                        <ENT O="xl">FRANK</ENT>
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                        <ENT I="01">KOLD</ENT>
                        <ENT>NICHOLAS</ENT>
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                        <ENT I="01">KOMURO</ENT>
                        <ENT O="xl">GYOKUEI</ENT>
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                    <ROW>
                        <ENT I="01">KOMURO</ENT>
                        <ENT O="xl">MASAMI</ENT>
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                        <ENT I="01">KONO</ENT>
                        <ENT O="xl">FUMIAKI</ENT>
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                        <ENT I="01">KONO</ENT>
                        <ENT O="xl">MAYUMI</ENT>
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                        <ENT I="01">KORDIK</ENT>
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                        <ENT I="01">KORNFELD</ENT>
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                        <ENT I="01">KOSAK</ENT>
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                        <ENT I="01">KOSHIBA</ENT>
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                        <ENT I="01">KOSHIZAWA</ENT>
                        <ENT O="xl">MAKI</ENT>
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                        <ENT I="01">KOSHIZAWA</ENT>
                        <ENT O="xl">TAKEHITO</ENT>
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                        <ENT I="01">KOU</ENT>
                        <ENT O="xl">ERPING</ENT>
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                        <ENT I="01">KOWALSKI</ENT>
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                        <ENT I="01">KOZLOWSKI</ENT>
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                        <ENT I="01">KRADOLFER</ENT>
                        <ENT>TABEA</ENT>
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                        <ENT I="01">KRALJEVIC</ENT>
                        <ENT O="xl">MIODRAG</ENT>
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                        <ENT I="01">KRASNY</ENT>
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                        <PRTPAGE P="46547"/>
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                        <ENT I="01">KUHNKE</ENT>
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                        <ENT I="01">KUMAGAI</ENT>
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                        <ENT I="01">KUMODA</ENT>
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                        <ENT I="01">KURASHIGE</ENT>
                        <ENT O="xl">SACHIYO</ENT>
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                        <ENT I="01">KURATA</ENT>
                        <ENT O="xl">YUKI</ENT>
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                        <ENT I="01">KURIYAMA</ENT>
                        <ENT O="xl">KEIKO</ENT>
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                        <ENT I="01">KWON</ENT>
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                        <ENT I="01">KWONG</ENT>
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                        <ENT I="01">LADEWIG</ENT>
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                        <ENT I="01">LEE</ENT>
                        <ENT O="xl">JINHEE</ENT>
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                        <ENT O="xl">JINKEE</ENT>
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                        <ENT I="01">LEE</ENT>
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                        <ENT I="01">LEE</ENT>
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                        <ENT I="01">LEE</ENT>
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                        <ENT I="01">LEE</ENT>
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                        <PRTPAGE P="46548"/>
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                        <ENT I="01">LI</ENT>
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                        <ENT I="01">LI</ENT>
                        <ENT O="xl">ZHEN</ENT>
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                        <ENT I="01">LI</ENT>
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                        <ENT I="01">LIERNUR</ENT>
                        <ENT>ADRIEN</ENT>
                        <ENT>FRANCIS OLIVIER</ENT>
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                    <ROW>
                        <ENT I="01">LIERNUR</ENT>
                        <ENT>THIBAUT</ENT>
                        <ENT>DOMINIQUE</ENT>
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                    <ROW>
                        <ENT I="01">LIEW</ENT>
                        <ENT>JENNIFER</ENT>
                        <ENT>FUI-FUN</ENT>
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                    <ROW>
                        <ENT I="01">LIIVET</ENT>
                        <ENT>TIINA</ENT>
                        <ENT>INGRID</ENT>
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                    <ROW>
                        <ENT I="01">LIM</ENT>
                        <ENT>BOON</ENT>
                        <ENT>POCK</ENT>
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                    <ROW>
                        <ENT I="01">LIM</ENT>
                        <ENT O="xl">EUJERN</ENT>
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                    <ROW>
                        <ENT I="01">LIM</ENT>
                        <ENT>KEVIN</ENT>
                        <ENT>BENJAMIN</ENT>
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                    <ROW>
                        <ENT I="01">LIM</ENT>
                        <ENT>XUE</ENT>
                        <ENT>LE CELESTE</ENT>
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                    <ROW>
                        <ENT I="01">LIMAYE</ENT>
                        <ENT>MUKTA</ENT>
                        <ENT>SHRIKANT</ENT>
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                    <ROW>
                        <ENT I="01">LIN</ENT>
                        <ENT O="xl">LIREN</ENT>
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                    <ROW>
                        <ENT I="01">LINDSAY-MOSHER</ENT>
                        <ENT>ANNA</ENT>
                        <ENT>GABRIELLE</ENT>
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                    <ROW>
                        <ENT I="01">LISBON</ENT>
                        <ENT O="xl">HIMARI</ENT>
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                    <ROW>
                        <ENT I="01">LIU</ENT>
                        <ENT O="xl">HONGQI</ENT>
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                    <ROW>
                        <ENT I="01">LIU</ENT>
                        <ENT>KEN</ENT>
                        <ENT>ZI-YI</ENT>
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                    <ROW>
                        <ENT I="01">LIU</ENT>
                        <ENT O="xl">MING</ENT>
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                    <ROW>
                        <ENT I="01">LJUNG</ENT>
                        <ENT>PETER</ENT>
                        <ENT>OSCAR</ENT>
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                    <ROW>
                        <ENT I="01">LLOYD</ENT>
                        <ENT>JUSTINE</ENT>
                        <ENT>JANE</ENT>
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                    <ROW>
                        <ENT I="01">LLOYD</ENT>
                        <ENT>MATTHEW</ENT>
                        <ENT>JAMES</ENT>
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                    <ROW>
                        <ENT I="01">LOCKE</ENT>
                        <ENT>ERIC</ENT>
                        <ENT>MAXIMILIAN</ENT>
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                    <ROW>
                        <ENT I="01">LODE</ENT>
                        <ENT>JAN</ENT>
                        <ENT>ERIC</ENT>
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                    <ROW>
                        <ENT I="01">LOEFFLER</ENT>
                        <ENT O="xl">MIWAKO</ENT>
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                    <ROW>
                        <ENT I="01">LOGAN</ENT>
                        <ENT>WILLIAM</ENT>
                        <ENT>PAUL</ENT>
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                    <ROW>
                        <ENT I="01">LOMBARDI</ENT>
                        <ENT O="xl">FARIZIO</ENT>
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                    <ROW>
                        <ENT I="01">LONG</ENT>
                        <ENT>ALEXANDRA</ENT>
                        <ENT>MARIA</ENT>
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                    <ROW>
                        <ENT I="01">LONG</ENT>
                        <ENT>PHILIPPE</ENT>
                        <ENT>ALEXANDRE</ENT>
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                    <ROW>
                        <ENT I="01">LONGO</ENT>
                        <ENT>JULIE</ENT>
                        <ENT>TERESA</ENT>
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                    <ROW>
                        <ENT I="01">LOOMIS</ENT>
                        <ENT O="xl">SUSANNE</ENT>
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                    <ROW>
                        <ENT I="01">LOUGHLIN</ENT>
                        <ENT>KATHLEEN</ENT>
                        <ENT>LOUISE LACAMERA</ENT>
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                    <ROW>
                        <ENT I="01">LOUWRIER</ENT>
                        <ENT O="xl">RYAN</ENT>
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                    <ROW>
                        <ENT I="01">LOVATT</ENT>
                        <ENT>PHOEBE</ENT>
                        <ENT>ROSE</ENT>
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                    <ROW>
                        <ENT I="01">LOW</ENT>
                        <ENT>SHI-YA</ENT>
                        <ENT>AMELIA</ENT>
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                    <ROW>
                        <ENT I="01">LU</ENT>
                        <ENT O="xl">CATHERINE</ENT>
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                    <ROW>
                        <ENT I="01">LU</ENT>
                        <ENT O="xl">CHUANWEI</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">LUC</ENT>
                        <ENT>BAN</ENT>
                        <ENT>HAN</ENT>
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                    <ROW>
                        <ENT I="01">LUCE</ENT>
                        <ENT>ROBERT</ENT>
                        <ENT>FRANCIS</ENT>
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                    <ROW>
                        <ENT I="01">LUNNEY</ENT>
                        <ENT>EMMA</ENT>
                        <ENT>VICTORIA</ENT>
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                    <ROW>
                        <ENT I="01">LUNNEY</ENT>
                        <ENT>MARK</ENT>
                        <ENT>WILLIAM</ENT>
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                    <ROW>
                        <ENT I="01">LUO</ENT>
                        <ENT>XIAO</ENT>
                        <ENT>RAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">LUPO</ENT>
                        <ENT>VINCENT</ENT>
                        <ENT>LOUIS</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">LUTHI</ENT>
                        <ENT>BARBARA</ENT>
                        <ENT>MONICA</ENT>
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                    <ROW>
                        <ENT I="01">LUTZ</ENT>
                        <ENT>PATRICIA</ENT>
                        <ENT>IRENE</ENT>
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                    <ROW>
                        <ENT I="01">LYNCH</ENT>
                        <ENT>CATHERINE</ENT>
                        <ENT>MARY</ENT>
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                    <ROW>
                        <ENT I="01">LYONS</ENT>
                        <ENT>DAMIAN</ENT>
                        <ENT>JOHN</ENT>
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                    <ROW>
                        <ENT I="01">LYONS</ENT>
                        <ENT>MARY</ENT>
                        <ENT>CHRISTINE</ENT>
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                    <ROW>
                        <ENT I="01">MA</ENT>
                        <ENT O="xl">HONGYAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">MA</ENT>
                        <ENT>PEGGY</ENT>
                        <ENT>PIK KI</ENT>
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                    <ROW>
                        <ENT I="01">MACCHIA</ENT>
                        <ENT>LORENZO</ENT>
                        <ENT>NORMAN BRUNO</ENT>
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                    <ROW>
                        <ENT I="01">MACDONALD</ENT>
                        <ENT>JUDITH</ENT>
                        <ENT>MARY</ENT>
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                    <ROW>
                        <ENT I="01">MACDONNELL</ENT>
                        <ENT>LEANNE</ENT>
                        <ENT>LENORE</ENT>
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                    <ROW>
                        <ENT I="01">MACEACHERN</ENT>
                        <ENT>ALLISON</ENT>
                        <ENT>SCOTT</ENT>
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                    <ROW>
                        <ENT I="01">MACHIDA</ENT>
                        <ENT O="xl">KEIKO</ENT>
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                    <ROW>
                        <ENT I="01">MACKENZIE</ENT>
                        <ENT O="xl">ANGUS</ENT>
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                    <ROW>
                        <ENT I="01">MACKLIN</ENT>
                        <ENT>SARAH</ENT>
                        <ENT>MARIA</ENT>
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                    <ROW>
                        <ENT I="01">MACRI</ENT>
                        <ENT>MICHELLE</ENT>
                        <ENT>LEE</ENT>
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                    <ROW>
                        <ENT I="01">MADAMS</ENT>
                        <ENT O="xl">JUNKO</ENT>
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                    <ROW>
                        <ENT I="01">MADAMS</ENT>
                        <ENT>THOMAS</ENT>
                        <ENT>EDWARD JOHN</ENT>
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                    <ROW>
                        <ENT I="01">MADHOK</ENT>
                        <ENT O="xl">ANOOP</ENT>
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                    <ROW>
                        <ENT I="01">MADRUSSAN</ENT>
                        <ENT>ADAM</ENT>
                        <ENT>MARGUERITE</ENT>
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                    <ROW>
                        <ENT I="01">MADRUSSAN</ENT>
                        <ENT O="xl">AVA</ENT>
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                    <ROW>
                        <ENT I="01">MADRUSSAN</ENT>
                        <ENT O="xl">MASSIMO</ENT>
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                    <ROW>
                        <ENT I="01">MADRUSSAN</ENT>
                        <ENT O="xl">SAM</ENT>
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                    <ROW>
                        <ENT I="01">MAGDER</ENT>
                        <ENT>JONATHAN</ENT>
                        <ENT>HILLEL</ENT>
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                    <ROW>
                        <ENT I="01">MAGGIO</ENT>
                        <ENT>RACHEL</ENT>
                        <ENT>MARY</ENT>
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                    <ROW>
                        <ENT I="01">MAGNUS</ENT>
                        <ENT>EMILY</ENT>
                        <ENT>PATRICIA</ENT>
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                    <ROW>
                        <ENT I="01">MAIER</ENT>
                        <ENT>LYDIA</ENT>
                        <ENT>ELIZABETH MOLNAR</ENT>
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                    <ROW>
                        <PRTPAGE P="46549"/>
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                        <ENT O="xl">DENNIS</ENT>
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                    <ROW>
                        <ENT I="01">MAJIDI</ENT>
                        <ENT>KOUROS</ENT>
                        <ENT>ALEXANDER</ENT>
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                    <ROW>
                        <ENT I="01">MAKABE</ENT>
                        <ENT>AYUMI</ENT>
                        <ENT>HONDA</ENT>
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                    <ROW>
                        <ENT I="01">MAKAROV</ENT>
                        <ENT>ROMAN</ENT>
                        <ENT>OLEGOVICH</ENT>
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                    <ROW>
                        <ENT I="01">MAKHIJANI</ENT>
                        <ENT>OLIVIA</ENT>
                        <ENT>MADLONITO</ENT>
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                    <ROW>
                        <ENT I="01">MAKOVECKAITE</ENT>
                        <ENT O="xl">AUSTEJA</ENT>
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                    <ROW>
                        <ENT I="01">MAKWANA</ENT>
                        <ENT>RAJESH</ENT>
                        <ENT>RATILAL</ENT>
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                    <ROW>
                        <ENT I="01">MALL</ENT>
                        <ENT O="xl">LISA</ENT>
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                    <ROW>
                        <ENT I="01">MANCINELLI</ENT>
                        <ENT O="xl">GIUSEPPE</ENT>
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                    <ROW>
                        <ENT I="01">MANDERSON</ENT>
                        <ENT>REID</ENT>
                        <ENT>LOGAN</ENT>
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                    <ROW>
                        <ENT I="01">MANDOLI</ENT>
                        <ENT O="xl">CORRADO</ENT>
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                    <ROW>
                        <ENT I="01">MANKE</ENT>
                        <ENT O="xl">JUERGE</ENT>
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                    <ROW>
                        <ENT I="01">MANLEY</ENT>
                        <ENT>NICOLAS</ENT>
                        <ENT>JOHN</ENT>
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                    <ROW>
                        <ENT I="01">MANNING</ENT>
                        <ENT>BENJAMIN</ENT>
                        <ENT>JOHN ANTHONY</ENT>
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                    <ROW>
                        <ENT I="01">MARATEA</ENT>
                        <ENT O="xl">KAZUKO</ENT>
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                    <ROW>
                        <ENT I="01">MARK</ENT>
                        <ENT>ELLEN</ENT>
                        <ENT>ASCHKINASI</ENT>
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                    <ROW>
                        <ENT I="01">MARRIOTT</ENT>
                        <ENT>NARELLE</ENT>
                        <ENT>CLARE</ENT>
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                    <ROW>
                        <ENT I="01">MARSHALL</ENT>
                        <ENT>ERIC</ENT>
                        <ENT>ALFRED GEORGE</ENT>
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                    <ROW>
                        <ENT I="01">MARSHALL</ENT>
                        <ENT O="xl">JOSHUA</ENT>
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                    <ROW>
                        <ENT I="01">MARSHALL</ENT>
                        <ENT>STEVEN</ENT>
                        <ENT>NIGEL</ENT>
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                    <ROW>
                        <ENT I="01">MARTIN</ENT>
                        <ENT>KYOKO</ENT>
                        <ENT>T.</ENT>
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                    <ROW>
                        <ENT I="01">MARTIN</ENT>
                        <ENT>MAXIME</ENT>
                        <ENT>G.L.</ENT>
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                    <ROW>
                        <ENT I="01">MARTYN</ENT>
                        <ENT>CHANTELLE</ENT>
                        <ENT>LAURA</ENT>
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                    <ROW>
                        <ENT I="01">MARUGAME</ENT>
                        <ENT>CANDACE</ENT>
                        <ENT>MICHELLE</ENT>
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                    <ROW>
                        <ENT I="01">MARX</ENT>
                        <ENT>ANTHONY</ENT>
                        <ENT>GRAHAM</ENT>
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                    <ROW>
                        <ENT I="01">MATHIASEN</ENT>
                        <ENT>PHILIP</ENT>
                        <ENT>JAN</ENT>
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                    <ROW>
                        <ENT I="01">MATSUDA</ENT>
                        <ENT O="xl">YOSHIAKI</ENT>
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                    <ROW>
                        <ENT I="01">MATSUI</ENT>
                        <ENT O="xl">KEIZO</ENT>
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                    <ROW>
                        <ENT I="01">MATTHEWS</ENT>
                        <ENT>NAOMI</ENT>
                        <ENT>ROSE</ENT>
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                    <ROW>
                        <ENT I="01">MATTISON</ENT>
                        <ENT>CRISTINA</ENT>
                        <ENT>ALEXIA</ENT>
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                    <ROW>
                        <ENT I="01">MAXWELL</ENT>
                        <ENT>IAIN</ENT>
                        <ENT>F.</ENT>
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                    <ROW>
                        <ENT I="01">MAY</ENT>
                        <ENT>SUZANNE</ENT>
                        <ENT>LEE</ENT>
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                    <ROW>
                        <ENT I="01">MCCAGHREN-POWELL</ENT>
                        <ENT>JEANIE</ENT>
                        <ENT>RENEE</ENT>
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                    <ROW>
                        <ENT I="01">MCCANN</ENT>
                        <ENT>JERROD</ENT>
                        <ENT>ERNEST</ENT>
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                    <ROW>
                        <ENT I="01">MCCARTHY</ENT>
                        <ENT>LIAM</ENT>
                        <ENT>MARC</ENT>
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                    <ROW>
                        <ENT I="01">MCCLAIN</ENT>
                        <ENT>WILLIAM</ENT>
                        <ENT>FREDERICK BRADFORD</ENT>
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                    <ROW>
                        <ENT I="01">MCCLARNON</ENT>
                        <ENT>ANNE</ENT>
                        <ENT>MARIE</ENT>
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                    <ROW>
                        <ENT I="01">MCCORMACK</ENT>
                        <ENT O="xl">AILEEN</ENT>
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                    <ROW>
                        <ENT I="01">MCCORMACK</ENT>
                        <ENT>JOHN</ENT>
                        <ENT>MICHAEL</ENT>
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                    <ROW>
                        <ENT I="01">MCCRUM</ENT>
                        <ENT O="xl">ANNA</ENT>
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                    <ROW>
                        <ENT I="01">MCCUE</ENT>
                        <ENT>ANTHONY</ENT>
                        <ENT>JOHN</ENT>
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                    <ROW>
                        <ENT I="01">MCDERMOTT</ENT>
                        <ENT>JAMES</ENT>
                        <ENT>TODD</ENT>
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                    <ROW>
                        <ENT I="01">MCDERMOTT</ENT>
                        <ENT>NICHOLAS</ENT>
                        <ENT>JAMES</ENT>
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                    <ROW>
                        <ENT I="01">MCDONELL</ENT>
                        <ENT>PAULA</ENT>
                        <ENT>ELLEN</ENT>
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                    <ROW>
                        <ENT I="01">MCGARY</ENT>
                        <ENT>SEAN</ENT>
                        <ENT>ANTHONY</ENT>
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                    <ROW>
                        <ENT I="01">MCGHEE</ENT>
                        <ENT>LILITH</ENT>
                        <ENT>CICCARELLI</ENT>
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                    <ROW>
                        <ENT I="01">MCGHEE III</ENT>
                        <ENT>JAMES</ENT>
                        <ENT>EDWIN</ENT>
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                    <ROW>
                        <ENT I="01">MCGINN</ENT>
                        <ENT>LINDSAY</ENT>
                        <ENT>W.</ENT>
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                    <ROW>
                        <ENT I="01">MCGRATH</ENT>
                        <ENT>ABBEYGAEL</ENT>
                        <ENT>JEAN</ENT>
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                    <ROW>
                        <ENT I="01">MCGRORY</ENT>
                        <ENT>KYLE</ENT>
                        <ENT>LAWRENCE</ENT>
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                    <ROW>
                        <ENT I="01">MCKEE</ENT>
                        <ENT>DANA</ENT>
                        <ENT>SYLVIA</ENT>
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                    <ROW>
                        <ENT I="01">MCMASTER</ENT>
                        <ENT>AARON</ENT>
                        <ENT>ALEXANDER</ENT>
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                    <ROW>
                        <ENT I="01">MCMILLAN</ENT>
                        <ENT>PAUL</ENT>
                        <ENT>ANDREW</ENT>
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                    <ROW>
                        <ENT I="01">MEEKS</ENT>
                        <ENT>CHRISTOPHER</ENT>
                        <ENT>THASSILO</ENT>
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                    <ROW>
                        <ENT I="01">MEESSEN</ENT>
                        <ENT O="xl">STEPHAN</ENT>
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                    <ROW>
                        <ENT I="01">MEHTA</ENT>
                        <ENT>JAYESH</ENT>
                        <ENT>ATUL</ENT>
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                    <ROW>
                        <ENT I="01">MEIER</ENT>
                        <ENT>ERIN</ENT>
                        <ENT>ELIZABETH</ENT>
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                    <ROW>
                        <ENT I="01">MEIER QUELOZ</ENT>
                        <ENT>TAMINA</ENT>
                        <ENT>VIVIAN</ENT>
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                    <ROW>
                        <ENT I="01">MEILINK</ENT>
                        <ENT>MICHEL</ENT>
                        <ENT>THEODORUS</ENT>
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                    <ROW>
                        <ENT I="01">MELEKIAN</ENT>
                        <ENT O="xl">DORIAN</ENT>
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                    <ROW>
                        <ENT I="01">MELEKIAN</ENT>
                        <ENT>ETHAN</ENT>
                        <ENT>ARTHUR</ENT>
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                    <ROW>
                        <ENT I="01">MELEKIAN</ENT>
                        <ENT>MARIA</ENT>
                        <ENT>YOLANDA</ENT>
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                    <ROW>
                        <ENT I="01">MELEKIAN</ENT>
                        <ENT>PATRICE</ENT>
                        <ENT>ARTHUR</ENT>
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                    <ROW>
                        <ENT I="01">MENON</ENT>
                        <ENT O="xl">RAMAKRISHNAN</ENT>
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                    <ROW>
                        <ENT I="01">MENTEN</ENT>
                        <ENT>JULIA</ENT>
                        <ENT>ELISABETH</ENT>
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                    <ROW>
                        <ENT I="01">MERCADO</ENT>
                        <ENT>RICARDO</ENT>
                        <ENT>HIZON</ENT>
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                    <ROW>
                        <ENT I="01">MEREN</ENT>
                        <ENT O="xl">LIBBY</ENT>
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                    <ROW>
                        <ENT I="01">MERMAGEN</ENT>
                        <ENT>SONIA</ENT>
                        <ENT>NEVA</ENT>
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                    <ROW>
                        <ENT I="01">MEYER</ENT>
                        <ENT>ULRICH</ENT>
                        <ENT>DANIEL</ENT>
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                    <ROW>
                        <ENT I="01">MICHEL</ENT>
                        <ENT>NATHALIE</ENT>
                        <ENT>NADIA</ENT>
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                    <ROW>
                        <ENT I="01">MIERSWA</ENT>
                        <ENT O="xl">INGO</ENT>
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                    <ROW>
                        <ENT I="01">MIERSWA</ENT>
                        <ENT O="xl">NADJA</ENT>
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                    <ROW>
                        <ENT I="01">MILLS</ENT>
                        <ENT>LOIS</ENT>
                        <ENT>ANN</ENT>
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                    <ROW>
                        <ENT I="01">MIMORI</ENT>
                        <ENT O="xl">YURIKO</ENT>
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                    <ROW>
                        <PRTPAGE P="46550"/>
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                        <ENT>BRENNA</ENT>
                        <ENT>AZAR</ENT>
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                    <ROW>
                        <ENT I="01">MISZUK</ENT>
                        <ENT>KATHLEEN</ENT>
                        <ENT>MICHELLE</ENT>
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                    <ROW>
                        <ENT I="01">MITCHELL</ENT>
                        <ENT>CAROLINE</ENT>
                        <ENT>ANNE</ENT>
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                    <ROW>
                        <ENT I="01">MITZALIS</ENT>
                        <ENT O="xl">KOSTANTINE</ENT>
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                    <ROW>
                        <ENT I="01">MIYAHARA</ENT>
                        <ENT O="xl">YUKO</ENT>
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                    <ROW>
                        <ENT I="01">MIYAWAKI</ENT>
                        <ENT O="xl">FUMI</ENT>
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                    <ROW>
                        <ENT I="01">MIYAZAKI</ENT>
                        <ENT O="xl">FUMIKO</ENT>
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                    <ROW>
                        <ENT I="01">MIZOGUCHI</ENT>
                        <ENT O="xl">KEIKO</ENT>
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                    <ROW>
                        <ENT I="01">MIZOGUCHI</ENT>
                        <ENT O="xl">NOBUYOSHI</ENT>
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                    <ROW>
                        <ENT I="01">MOBASSALEH</ENT>
                        <ENT O="xl">MARIAM</ENT>
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                    <ROW>
                        <ENT I="01">MODUGNO</ENT>
                        <ENT O="xl">MARIA</ENT>
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                    <ROW>
                        <ENT I="01">MOFFITT</ENT>
                        <ENT>LAURA</ENT>
                        <ENT>CATHERINE</ENT>
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                    <ROW>
                        <ENT I="01">MOLLER</ENT>
                        <ENT>ALEXANDER</ENT>
                        <ENT>EGHOLM</ENT>
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                    <ROW>
                        <ENT I="01">MOLLER</ENT>
                        <ENT>SUSAN</ENT>
                        <ENT>SHAWNA</ENT>
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                    <ROW>
                        <ENT I="01">MOMBRU</ENT>
                        <ENT>ALEIX</ENT>
                        <ENT>DAVID</ENT>
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                    <ROW>
                        <ENT I="01">MONIME</ENT>
                        <ENT>SARAH</ENT>
                        <ENT>ELIZABETH</ENT>
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                    <ROW>
                        <ENT I="01">MONNER</ENT>
                        <ENT>LISA</ENT>
                        <ENT>ANNETTE</ENT>
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                    <ROW>
                        <ENT I="01">MOODY-CORBETT</ENT>
                        <ENT>RODERICK</ENT>
                        <ENT>JASON</ENT>
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                    <ROW>
                        <ENT I="01">MOORE</ENT>
                        <ENT>KENDRA</ENT>
                        <ENT>EILEEN</ENT>
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                    <ROW>
                        <ENT I="01">MOORE</ENT>
                        <ENT>ROBERT</ENT>
                        <ENT>J.</ENT>
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                    <ROW>
                        <ENT I="01">MOORE</ENT>
                        <ENT O="xl">SUZANNE</ENT>
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                    <ROW>
                        <ENT I="01">MORAN</ENT>
                        <ENT>PATRICIA</ENT>
                        <ENT>ANN</ENT>
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                    <ROW>
                        <ENT I="01">MORCILLA</ENT>
                        <ENT>MYRENE</ENT>
                        <ENT>CADAG</ENT>
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                    <ROW>
                        <ENT I="01">MORE</ENT>
                        <ENT>JOHNATHAN</ENT>
                        <ENT>ANTHONY</ENT>
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                    <ROW>
                        <ENT I="01">MORGAN</ENT>
                        <ENT>LOUISE</ENT>
                        <ENT>FRANCES</ENT>
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                    <ROW>
                        <ENT I="01">MORGAN</ENT>
                        <ENT>SHEILA</ENT>
                        <ENT>ROPES</ENT>
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                    <ROW>
                        <ENT I="01">MORIN</ENT>
                        <ENT>EILEEN</ENT>
                        <ENT>LABARRE</ENT>
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                    <ROW>
                        <ENT I="01">MORRIS</ENT>
                        <ENT>LANAE</ENT>
                        <ENT>RUTH</ENT>
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                    <ROW>
                        <ENT I="01">MORROW</ENT>
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                        <ENT>GEORGE</ENT>
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                    <ROW>
                        <ENT I="01">MORTIMER</ENT>
                        <ENT>DIANA</ENT>
                        <ENT>SANDRA</ENT>
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                    <ROW>
                        <ENT I="01">MORTON</ENT>
                        <ENT>JOSHUA</ENT>
                        <ENT>ZACHARY</ENT>
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                    <ROW>
                        <ENT I="01">MOSELEY</ENT>
                        <ENT>DAVID</ENT>
                        <ENT>ROY</ENT>
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                    <ROW>
                        <ENT I="01">MOSES</ENT>
                        <ENT>MICHELLE</ENT>
                        <ENT>ELISABETH PAULETTE</ENT>
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                    <ROW>
                        <ENT I="01">MOTOHASHI</ENT>
                        <ENT O="xl">NOBUE</ENT>
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                    <ROW>
                        <ENT I="01">MOTON</ENT>
                        <ENT O="xl">AHMED</ENT>
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                    <ROW>
                        <ENT I="01">MOTOYAMA</ENT>
                        <ENT O="xl">KYOKO</ENT>
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                    <ROW>
                        <ENT I="01">MOTT</ENT>
                        <ENT O="xl">SABRA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">MOUER</ENT>
                        <ENT>RACHEL</ENT>
                        <ENT>EMILY</ENT>
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                    <ROW>
                        <ENT I="01">MOUNIER</ENT>
                        <ENT>GERALDINE</ENT>
                        <ENT>A.</ENT>
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                    <ROW>
                        <ENT I="01">MOY DE VITRY</ENT>
                        <ENT>DAVID</ENT>
                        <ENT>JACOB</ENT>
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                    <ROW>
                        <ENT I="01">MUEHLEMANN</ENT>
                        <ENT>MARK</ENT>
                        <ENT>ROBERT</ENT>
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                    <ROW>
                        <ENT I="01">MUENTENER</ENT>
                        <ENT>JONAS</ENT>
                        <ENT>KIERAN</ENT>
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                    <ROW>
                        <ENT I="01">MUGRABI</ENT>
                        <ENT O="xl">FARIDAH</ENT>
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                    <ROW>
                        <ENT I="01">MUHLBRADT</ENT>
                        <ENT O="xl">ANDERS</ENT>
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                    <ROW>
                        <ENT I="01">MULCAHY</ENT>
                        <ENT>DENIS</ENT>
                        <ENT>CHRISTOPHER</ENT>
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                    <ROW>
                        <ENT I="01">MULDOON</ENT>
                        <ENT>AMY</ENT>
                        <ENT>HERMAN</ENT>
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                    <ROW>
                        <ENT I="01">MULLER</ENT>
                        <ENT O="xl">ELEONORE</ENT>
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                    <ROW>
                        <ENT I="01">MULLER</ENT>
                        <ENT>SOPHIA</ENT>
                        <ENT>FRANCISCA</ENT>
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                    <ROW>
                        <ENT I="01">MULLINS</ENT>
                        <ENT>ROBERT</ENT>
                        <ENT>COURTNEY</ENT>
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                    <ROW>
                        <ENT I="01">MUN</ENT>
                        <ENT>KYUNG</ENT>
                        <ENT>KIL</ENT>
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                    <ROW>
                        <ENT I="01">MUNOZ</ENT>
                        <ENT>AKIKO</ENT>
                        <ENT>KUBA</ENT>
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                    <ROW>
                        <ENT I="01">MUNROE</ENT>
                        <ENT>GERARD</ENT>
                        <ENT>DERMOT</ENT>
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                    <ROW>
                        <ENT I="01">MUNZEL</ENT>
                        <ENT>SOPHIA</ENT>
                        <ENT>RUTH</ENT>
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                    <ROW>
                        <ENT I="01">MURAKAMI</ENT>
                        <ENT O="xl">MITSUHIRO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">MURPHY</ENT>
                        <ENT O="xl">KEALIN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">MURPHY</ENT>
                        <ENT>MARGARET</ENT>
                        <ENT>MARY</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">MURPHY</ENT>
                        <ENT>YUMIKO</ENT>
                        <ENT>MUTO</ENT>
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                    <ROW>
                        <ENT I="01">MUSGRAVE</ENT>
                        <ENT>MARK</ENT>
                        <ENT>JOHN</ENT>
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                    <ROW>
                        <ENT I="01">MUSSELLS</ENT>
                        <ENT>STUART</ENT>
                        <ENT>LYMAN</ENT>
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                    <ROW>
                        <ENT I="01">MUSSLER</ENT>
                        <ENT>KELLEY</ENT>
                        <ENT>ANNE</ENT>
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                    <ROW>
                        <ENT I="01">MYERS</ENT>
                        <ENT>HELEN</ENT>
                        <ENT>AGNES</ENT>
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                    <ROW>
                        <ENT I="01">MYRAN</ENT>
                        <ENT>DANIEL</ENT>
                        <ENT>THOMAS JOSEFOWITZ</ENT>
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                    <ROW>
                        <ENT I="01">MYRHOLM</ENT>
                        <ENT>JESSICA</ENT>
                        <ENT>LYNN</ENT>
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                    <ROW>
                        <ENT I="01">MYSLEK</ENT>
                        <ENT>MARGARET</ENT>
                        <ENT>ANNA</ENT>
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                    <ROW>
                        <ENT I="01">NA</ENT>
                        <ENT>HO</ENT>
                        <ENT>SUK</ENT>
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                    <ROW>
                        <ENT I="01">NA</ENT>
                        <ENT>JUNG</ENT>
                        <ENT>IL</ENT>
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                    <ROW>
                        <ENT I="01">NADON</ENT>
                        <ENT>CAROLYN</ENT>
                        <ENT>EVONNE</ENT>
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                    <ROW>
                        <ENT I="01">NADZIAKIEWICZ</ENT>
                        <ENT O="xl">ANNA</ENT>
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                    <ROW>
                        <ENT I="01">NADZIAKIEWICZ</ENT>
                        <ENT>GRZEGORZ</ENT>
                        <ENT>ANDRZEJ</ENT>
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                    <ROW>
                        <ENT I="01">NAGATSUKA</ENT>
                        <ENT O="xl">TOSHIE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">NAITO</ENT>
                        <ENT O="xl">TAKAKO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">NAKAHARA</ENT>
                        <ENT O="xl">MITSUO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">NAKAJIMA</ENT>
                        <ENT O="xl">SHINKO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">NAKAMOTO</ENT>
                        <ENT O="xl">MINORI</ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="46551"/>
                        <ENT I="01">NAKAMURA</ENT>
                        <ENT O="xl">HIROFUMI</ENT>
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                    <ROW>
                        <ENT I="01">NAKAMURA</ENT>
                        <ENT O="xl">JIRAPORN</ENT>
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                    <ROW>
                        <ENT I="01">NAKAMURA</ENT>
                        <ENT O="xl">KAZUHIRO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">NAKAMURA</ENT>
                        <ENT O="xl">REISUI</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">NAKAMURA</ENT>
                        <ENT O="xl">TAISHI</ENT>
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                    <ROW>
                        <ENT I="01">NAKAMURA</ENT>
                        <ENT O="xl">TORU</ENT>
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                    <ROW>
                        <ENT I="01">NAM</ENT>
                        <ENT>YUNHEE</ENT>
                        <ENT>HEE</ENT>
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                    <ROW>
                        <ENT I="01">NAQUET-RADIGUET</ENT>
                        <ENT>SOPHIE</ENT>
                        <ENT>DOROTHEE MARIANNE</ENT>
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                    <ROW>
                        <ENT I="01">NARDELLA</ENT>
                        <ENT>TRISTAN</ENT>
                        <ENT>JAMES</ENT>
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                    <ROW>
                        <ENT I="01">NARSAPUR</ENT>
                        <ENT>RAJANI</ENT>
                        <ENT>VENKATESH</ENT>
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                    <ROW>
                        <ENT I="01">NAZUKA</ENT>
                        <ENT>YURI</ENT>
                        <ENT>SCARLETT</ENT>
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                    <ROW>
                        <ENT I="01">NEHER</ENT>
                        <ENT O="xl">MASAKO</ENT>
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                    <ROW>
                        <ENT I="01">NEILSON</ENT>
                        <ENT>DOUGLAS</ENT>
                        <ENT>JAMES</ENT>
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                    <ROW>
                        <ENT I="01">NEMETH</ENT>
                        <ENT>DAISY</ENT>
                        <ENT>JOY TAN</ENT>
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                    <ROW>
                        <ENT I="01">NEUMANN</ENT>
                        <ENT>LEON</ENT>
                        <ENT>OSWALD</ENT>
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                    <ROW>
                        <ENT I="01">NEW</ENT>
                        <ENT>JAMES</ENT>
                        <ENT>PATRICK</ENT>
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                    <ROW>
                        <ENT I="01">NEWTON</ENT>
                        <ENT>NICHOLAS</ENT>
                        <ENT>JOHN</ENT>
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                    <ROW>
                        <ENT I="01">NG</ENT>
                        <ENT>HAI</ENT>
                        <ENT>KIM</ENT>
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                    <ROW>
                        <ENT I="01">NICHOLS</ENT>
                        <ENT O="xl">CHANDY</ENT>
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                    <ROW>
                        <ENT I="01">NICHOLS</ENT>
                        <ENT>JEFFREY</ENT>
                        <ENT>BRENT</ENT>
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                    <ROW>
                        <ENT I="01">NICHOLS</ENT>
                        <ENT>LORI</ENT>
                        <ENT>LYNN</ENT>
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                    <ROW>
                        <ENT I="01">NISHIDA</ENT>
                        <ENT O="xl">YUKO</ENT>
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                    <ROW>
                        <ENT I="01">NIVER</ENT>
                        <ENT>MONTE</ENT>
                        <ENT>PAUL</ENT>
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                    <ROW>
                        <ENT I="01">NOJIMA</ENT>
                        <ENT O="xl">SHUZO</ENT>
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                    <ROW>
                        <ENT I="01">NOMURA</ENT>
                        <ENT O="xl">KINYA</ENT>
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                    <ROW>
                        <ENT I="01">NOMURA</ENT>
                        <ENT O="xl">YOSHIKO</ENT>
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                    <ROW>
                        <ENT I="01">NORDBERG</ENT>
                        <ENT>DONALD</ENT>
                        <ENT>EDWARD</ENT>
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                    <ROW>
                        <ENT I="01">NORMAN</ENT>
                        <ENT>JACQUELINE</ENT>
                        <ENT>SHELLEY</ENT>
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                    <ROW>
                        <ENT I="01">NOWLAN</ENT>
                        <ENT>JUDITH</ENT>
                        <ENT>DOREEN</ENT>
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                    <ROW>
                        <ENT I="01">NUGENT</ENT>
                        <ENT O="xl">DELINA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">NUSBAUM</ENT>
                        <ENT>STEPHEN</ENT>
                        <ENT>PATRICK</ENT>
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                    <ROW>
                        <ENT I="01">NUUTTILA</ENT>
                        <ENT>SIMO</ENT>
                        <ENT>CRESLEY GREGORY</ENT>
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                    <ROW>
                        <ENT I="01">OAKES</ENT>
                        <ENT>TIMOTHY</ENT>
                        <ENT>JOHN</ENT>
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                    <ROW>
                        <ENT I="01">O'CONNOR</ENT>
                        <ENT>AISLING</ENT>
                        <ENT>REGINA</ENT>
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                    <ROW>
                        <ENT I="01">O'CONNOR</ENT>
                        <ENT>CELINE</ENT>
                        <ENT>FRANCES</ENT>
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                    <ROW>
                        <ENT I="01">O'CONNOR</ENT>
                        <ENT O="xl">FIONA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ODA</ENT>
                        <ENT O="xl">KAZUYO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ODA</ENT>
                        <ENT O="xl">KEIKO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">O'DOHERTY</ENT>
                        <ENT>MICHELE</ENT>
                        <ENT>ANN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">O'DONOGHUE</ENT>
                        <ENT O="xl">MARK</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">OEBERG</ENT>
                        <ENT>JENNY</ENT>
                        <ENT>ANN</ENT>
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                    <ROW>
                        <ENT I="01">OEBERG</ENT>
                        <ENT>JONAS</ENT>
                        <ENT>RICHARD GUSTAF</ENT>
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                    <ROW>
                        <ENT I="01">OGATA</ENT>
                        <ENT O="xl">AKANE</ENT>
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                    <ROW>
                        <ENT I="01">OGAWA</ENT>
                        <ENT O="xl">SHUNSUKE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">OGREN</ENT>
                        <ENT>STUART</ENT>
                        <ENT>LEONARD</ENT>
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                    <ROW>
                        <ENT I="01">OH</ENT>
                        <ENT>HOON</ENT>
                        <ENT>H HOON</ENT>
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                    <ROW>
                        <ENT I="01">OH</ENT>
                        <ENT>MARI</ENT>
                        <ENT>IKEDA</ENT>
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                    <ROW>
                        <ENT I="01">OHANES</ENT>
                        <ENT>OHAN</ENT>
                        <ENT>HAIG</ENT>
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                    <ROW>
                        <ENT I="01">O'HARA</ENT>
                        <ENT>PHILLIP</ENT>
                        <ENT>RANDAL</ENT>
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                    <ROW>
                        <ENT I="01">O'HARA</ENT>
                        <ENT>SEAN</ENT>
                        <ENT>LESLIE</ENT>
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                    <ROW>
                        <ENT I="01">OHTA</ENT>
                        <ENT O="xl">HIROKO</ENT>
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                    <ROW>
                        <ENT I="01">OISHI</ENT>
                        <ENT O="xl">YUKO</ENT>
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                    <ROW>
                        <ENT I="01">OKABAYASHI</ENT>
                        <ENT O="xl">TSUYAKO</ENT>
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                    <ROW>
                        <ENT I="01">O'KEEFFE</ENT>
                        <ENT>KEVIN</ENT>
                        <ENT>WILLIAM</ENT>
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                    <ROW>
                        <ENT I="01">OLESEN</ENT>
                        <ENT>JAKOB</ENT>
                        <ENT>STOKLUND</ENT>
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                    <ROW>
                        <ENT I="01">OMAMEUDA</ENT>
                        <ENT O="xl">HIDEKI</ENT>
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                    <ROW>
                        <ENT I="01">OMVANG</ENT>
                        <ENT>ANITA</ENT>
                        <ENT>KARIN SAUAR</ENT>
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                    <ROW>
                        <ENT I="01">O'NEIL</ENT>
                        <ENT>ASHLEY</ENT>
                        <ENT>RACHEL</ENT>
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                    <ROW>
                        <ENT I="01">OPARIN</ENT>
                        <ENT O="xl">VSEVOLOD</ENT>
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                    <ROW>
                        <ENT I="01">OPLAND</ENT>
                        <ENT O="xl">FUMIKO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ORMSTON</ENT>
                        <ENT>MARGARET</ENT>
                        <ENT>LINK</ENT>
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                    <ROW>
                        <ENT I="01">OSAWA</ENT>
                        <ENT O="xl">MAKOTO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">OSHIMA</ENT>
                        <ENT O="xl">MISAKO</ENT>
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                    <ROW>
                        <ENT I="01">OSHIMA</ENT>
                        <ENT O="xl">SHIGEKI</ENT>
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                    <ROW>
                        <ENT I="01">OSWALD</ENT>
                        <ENT>TINA</ENT>
                        <ENT>MARIE RENNA</ENT>
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                    <ROW>
                        <ENT I="01">OUDEMAN</ENT>
                        <ENT>FARRAH</ENT>
                        <ENT>VALENTINA</ENT>
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                    <ROW>
                        <ENT I="01">OUELLET</ENT>
                        <ENT>GENEVIEVE</ENT>
                        <ENT>ANNE</ENT>
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                    <ROW>
                        <ENT I="01">OWEN</ENT>
                        <ENT>FRANCES</ENT>
                        <ENT>GILLIAN CLARE</ENT>
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                    <ROW>
                        <ENT I="01">OXFORD</ENT>
                        <ENT O="xl">CHRISTA</ENT>
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                    <ROW>
                        <ENT I="01">OYAMA</ENT>
                        <ENT O="xl">ASAMI</ENT>
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                    <ROW>
                        <ENT I="01">PAGALTHIVARTHI</ENT>
                        <ENT O="xl">KALPANA</ENT>
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                    <ROW>
                        <ENT I="01">PAGALTHIVARTHI</ENT>
                        <ENT>KRISHNAN</ENT>
                        <ENT>VASUDEVAN</ENT>
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                    <ROW>
                        <ENT I="01">PAGNUCCO</ENT>
                        <ENT>MARY</ENT>
                        <ENT>LISA</ENT>
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                    <ROW>
                        <ENT I="01">PAGURA</ENT>
                        <ENT>JEREMY</ENT>
                        <ENT>FREDERICK</ENT>
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                    <ROW>
                        <PRTPAGE P="46552"/>
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                        <ENT>JENNIFER</ENT>
                        <ENT>SUSANNE</ENT>
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                    <ROW>
                        <ENT I="01">PALAZHAVETS</ENT>
                        <ENT>KIRYL</ENT>
                        <ENT>VLADISLAVOVICH</ENT>
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                    <ROW>
                        <ENT I="01">PALMER-BULLOCK</ENT>
                        <ENT>KATHERINE</ENT>
                        <ENT>OLIVIA</ENT>
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                    <ROW>
                        <ENT I="01">PALSHIKAR</ENT>
                        <ENT>KETAN</ENT>
                        <ENT>SUHAS</ENT>
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                    <ROW>
                        <ENT I="01">PAN</ENT>
                        <ENT O="xl">JUN</ENT>
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                    <ROW>
                        <ENT I="01">PANSINO</ENT>
                        <ENT>DONNA</ENT>
                        <ENT>LEE</ENT>
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                    <ROW>
                        <ENT I="01">PANTON</ENT>
                        <ENT>APRIL</ENT>
                        <ENT>RENEE</ENT>
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                    <ROW>
                        <ENT I="01">PAPP</ENT>
                        <ENT>ARANKA</ENT>
                        <ENT>LISA</ENT>
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                    <ROW>
                        <ENT I="01">PARAOAN</ENT>
                        <ENT>SILVIU</ENT>
                        <ENT>DAN</ENT>
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                    <ROW>
                        <ENT I="01">PARENT</ENT>
                        <ENT>LEON</ENT>
                        <ENT>ELFORT JED</ENT>
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                    <ROW>
                        <ENT I="01">PARIS</ENT>
                        <ENT>JULIE</ENT>
                        <ENT>A FLEMING</ENT>
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                    <ROW>
                        <ENT I="01">PARIS</ENT>
                        <ENT>PAUL</ENT>
                        <ENT>HERVE</ENT>
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                    <ROW>
                        <ENT I="01">PARK</ENT>
                        <ENT>MIN</ENT>
                        <ENT>HO</ENT>
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                    <ROW>
                        <ENT I="01">PARK</ENT>
                        <ENT>PYOUNG</ENT>
                        <ENT>GYU</ENT>
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                    <ROW>
                        <ENT I="01">PARK</ENT>
                        <ENT>SEOL</ENT>
                        <ENT>HEE</ENT>
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                    <ROW>
                        <ENT I="01">PARK</ENT>
                        <ENT>WENDY</ENT>
                        <ENT>BLOUNT HENRY</ENT>
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                    <ROW>
                        <ENT I="01">PARK</ENT>
                        <ENT>WENDY</ENT>
                        <ENT>DIANNE</ENT>
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                    <ROW>
                        <ENT I="01">PARKER</ENT>
                        <ENT>LUANN</ENT>
                        <ENT>RAYE</ENT>
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                    <ROW>
                        <ENT I="01">PARLETTE</ENT>
                        <ENT>ANN</ENT>
                        <ENT>SARA</ENT>
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                    <ROW>
                        <ENT I="01">PARSONS</ENT>
                        <ENT>MICHAEL</ENT>
                        <ENT>ANTHONY</ENT>
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                    <ROW>
                        <ENT I="01">PASOTTI</ENT>
                        <ENT O="xl">ROSSELLA</ENT>
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                    <ROW>
                        <ENT I="01">PATRONIK</ENT>
                        <ENT O="xl">OLGA</ENT>
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                    <ROW>
                        <ENT I="01">PATT</ENT>
                        <ENT>ANTHONY</ENT>
                        <ENT>GOODING</ENT>
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                    <ROW>
                        <ENT I="01">PATTINSON</ENT>
                        <ENT O="xl">FENGXIA</ENT>
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                    <ROW>
                        <ENT I="01">PATTINSON</ENT>
                        <ENT>NIGEL</ENT>
                        <ENT>ROSS</ENT>
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                    <ROW>
                        <ENT I="01">PATTISON</ENT>
                        <ENT>DAMON</ENT>
                        <ENT>CHRISTOPHER</ENT>
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                    <ROW>
                        <ENT I="01">PATTISON</ENT>
                        <ENT>KATIE</ENT>
                        <ENT>MICHELLE</ENT>
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                    <ROW>
                        <ENT I="01">PAVELING</ENT>
                        <ENT>EMILY</ENT>
                        <ENT>ANN</ENT>
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                    <ROW>
                        <ENT I="01">PAVLOVSKI</ENT>
                        <ENT>MARGUERITE</ENT>
                        <ENT>ARLITA</ENT>
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                    <ROW>
                        <ENT I="01">PAVY</ENT>
                        <ENT>ALEX</ENT>
                        <ENT>GERARD</ENT>
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                    <ROW>
                        <ENT I="01">PEARCE</ENT>
                        <ENT>BENJAMIN</ENT>
                        <ENT>JOHN GILLETTE</ENT>
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                    <ROW>
                        <ENT I="01">PECK</ENT>
                        <ENT>MILLIE</ENT>
                        <ENT>BATTEN</ENT>
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                    <ROW>
                        <ENT I="01">PEDERSEN</ENT>
                        <ENT>MARC</ENT>
                        <ENT>GABRIEL ALEXANDRE SCHOENAHL</ENT>
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                    <ROW>
                        <ENT I="01">PELLY</ENT>
                        <ENT>JAMES</ENT>
                        <ENT>DAVID</ENT>
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                    <ROW>
                        <ENT I="01">PENISTON</ENT>
                        <ENT>AMY</ENT>
                        <ENT>DOT</ENT>
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                    <ROW>
                        <ENT I="01">PENN</ENT>
                        <ENT>KATHRYN</ENT>
                        <ENT>ANN</ENT>
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                    <ROW>
                        <ENT I="01">PENNYCOOK</ENT>
                        <ENT O="xl">LOUISE</ENT>
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                    <ROW>
                        <ENT I="01">PENNYCOOK</ENT>
                        <ENT>SIMON</ENT>
                        <ENT>JOHN</ENT>
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                    <ROW>
                        <ENT I="01">PERALEJO</ENT>
                        <ENT>JENEA</ENT>
                        <ENT>MARIE JACINTO</ENT>
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                    <ROW>
                        <ENT I="01">PERCY</ENT>
                        <ENT O="xl">ANNA</ENT>
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                    <ROW>
                        <ENT I="01">PEREZ</ENT>
                        <ENT>LAURA</ENT>
                        <ENT>ANN</ENT>
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                    <ROW>
                        <ENT I="01">PERICAUD</ENT>
                        <ENT>EMMA</ENT>
                        <ENT>ANNE</ENT>
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                    <ROW>
                        <ENT I="01">PERRY</ENT>
                        <ENT O="xl">AYANE</ENT>
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                    <ROW>
                        <ENT I="01">PERRY</ENT>
                        <ENT>BRADLEY</ENT>
                        <ENT>SPENCER</ENT>
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                    <ROW>
                        <ENT I="01">PESTL</ENT>
                        <ENT>MARCUS</ENT>
                        <ENT>GREGORY</ENT>
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                    <ROW>
                        <ENT I="01">PETERSEN</ENT>
                        <ENT>MARILYN</ENT>
                        <ENT>KATHLEEN</ENT>
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                    <ROW>
                        <ENT I="01">PETHE</ENT>
                        <ENT>ABHIJIT</ENT>
                        <ENT>JAYANT</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">PHAOSRICHAROEN</ENT>
                        <ENT O="xl">DAVID</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">PHILBROOK</ENT>
                        <ENT>KAREN</ENT>
                        <ENT>JOY</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">PHILLIPS</ENT>
                        <ENT>ALEXANDER</ENT>
                        <ENT>MICHAEL</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">PHILLIPS</ENT>
                        <ENT O="xl">MIIA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">PICCININ</ENT>
                        <ENT>CHRISTINA</ENT>
                        <ENT>RAE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">PICKETT</ENT>
                        <ENT>ABIGAIL</ENT>
                        <ENT>CATHERINE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">PICKIOS</ENT>
                        <ENT>GREGORY</ENT>
                        <ENT>GEORGE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">PIEDRA</ENT>
                        <ENT O="xl">ROBERTO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">PILLEY</ENT>
                        <ENT>JOHN</ENT>
                        <ENT>CHARLES</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">PINKARD</ENT>
                        <ENT>CRISTINA</ENT>
                        <ENT>PIRES</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">PINTO</ENT>
                        <ENT>AUTUMN</ENT>
                        <ENT>KATHERINE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">PINTO</ENT>
                        <ENT>NATHAN</ENT>
                        <ENT>LAWRENCE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">PLACIDO</ENT>
                        <ENT>CARLOS</ENT>
                        <ENT>OMAR</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">PLANE</ENT>
                        <ENT>SERENA</ENT>
                        <ENT>ROSE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">PLATT</ENT>
                        <ENT>STUART</ENT>
                        <ENT>ANDREW</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">PLEDGER</ENT>
                        <ENT>ALISON</ENT>
                        <ENT>MAIRI</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">PONZIO</ENT>
                        <ENT>LESLEY</ENT>
                        <ENT>CHRISTINE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">PORCU</ENT>
                        <ENT O="xl">ROSOLINO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">POROZOVA</ENT>
                        <ENT O="xl">JULIA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">PORTO</ENT>
                        <ENT>RODNEY</ENT>
                        <ENT>EDWARD</ENT>
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                    <ROW>
                        <ENT I="01">POST</ENT>
                        <ENT>CLAES</ENT>
                        <ENT>ERIK</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">POTTER</ENT>
                        <ENT>ALEXANDER</ENT>
                        <ENT>DRUMMOND</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">POWELL</ENT>
                        <ENT>ANDREW</ENT>
                        <ENT>RICHARD</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">POWELL</ENT>
                        <ENT>JANE</ENT>
                        <ENT>ELIZABETH</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">POWERS</ENT>
                        <ENT>PATRICK</ENT>
                        <ENT>LEO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">PRABHAT</ENT>
                        <ENT O="xl">SAURABH</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">PRASAD</ENT>
                        <ENT O="xl">ATUL</ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="46553"/>
                        <ENT I="01">PRASETIYO</ENT>
                        <ENT>ARIS</ENT>
                        <ENT>BUDI</ENT>
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                    <ROW>
                        <ENT I="01">PRATAP</ENT>
                        <ENT>CAROL</ENT>
                        <ENT>ANN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">PRATT</ENT>
                        <ENT>DUNCAN</ENT>
                        <ENT>NICHOLAS</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">PRINCE</ENT>
                        <ENT O="xl">ISABEL</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">QIN</ENT>
                        <ENT O="xl">JIANNAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">QUEIROZ FERREIRA DE MAGALHAES</ENT>
                        <ENT O="xl">MONICA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">QUEK</ENT>
                        <ENT>PEK</ENT>
                        <ENT>YAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">QUERALT GONZALEZ</ENT>
                        <ENT O="xl">JUAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">RADDATZ</ENT>
                        <ENT>ALAN</ENT>
                        <ENT>ARTHUR</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">RADDATZ</ENT>
                        <ENT>TANYA</ENT>
                        <ENT>DANIELLA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">RAFTER</ENT>
                        <ENT>JASON</ENT>
                        <ENT>ALLEN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">RAINBIRD</ENT>
                        <ENT>EMILY</ENT>
                        <ENT>ROSE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">RAJENDRAN</ENT>
                        <ENT O="xl">BIPIN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">RAKONJAC</ENT>
                        <ENT>JELENA</ENT>
                        <ENT>VELIBOR</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">RANGE</ENT>
                        <ENT O="xl">CATHARINA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">RANGER</ENT>
                        <ENT>PIERRE</ENT>
                        <ENT>JEROME</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">RANGER</ENT>
                        <ENT>RUSSELL</ENT>
                        <ENT>EDWARD</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">RAPP</ENT>
                        <ENT>PETER</ENT>
                        <ENT>MATTHIAS</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">RASCONI</ENT>
                        <ENT>SALWA</ENT>
                        <ENT>KHADIJA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">RASINI</ENT>
                        <ENT>THEA</ENT>
                        <ENT>MARTINA TOKENEKE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">RATHAPHATTAYA</ENT>
                        <ENT>CHALERMLUX</ENT>
                        <ENT>CHALERMLUX</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">RATLIFF</ENT>
                        <ENT O="xl">MIE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">RAWLINS</ENT>
                        <ENT>MAIJA</ENT>
                        <ENT>JOHANNA</ENT>
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                    <ROW>
                        <ENT I="01">RAYNAUD</ENT>
                        <ENT>MAGALI</ENT>
                        <ENT>PASCALE</ENT>
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                    <ROW>
                        <ENT I="01">READSHAW</ENT>
                        <ENT>ALEXANDER</ENT>
                        <ENT>JAMES</ENT>
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                    <ROW>
                        <ENT I="01">REAKES</ENT>
                        <ENT O="xl">MICHAEL</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">REDFORD</ENT>
                        <ENT>MICHAEL</ENT>
                        <ENT>ANDERSON</ENT>
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                    <ROW>
                        <ENT I="01">REED</ENT>
                        <ENT>ANDREW</ENT>
                        <ENT>MARTIN ALLEN</ENT>
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                    <ROW>
                        <ENT I="01">REICH</ENT>
                        <ENT>DANIEL</ENT>
                        <ENT>HUSEYIN</ENT>
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                    <ROW>
                        <ENT I="01">REID</ENT>
                        <ENT>BRIAN</ENT>
                        <ENT>CAMERON</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">REID</ENT>
                        <ENT>WENDY</ENT>
                        <ENT>L.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">REILLY</ENT>
                        <ENT>MADELEINE</ENT>
                        <ENT>LOUISE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">REIMER</ENT>
                        <ENT>VIRGINIA</ENT>
                        <ENT>ANN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">REMMAN</ENT>
                        <ENT O="xl">MARWAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">RENDU</ENT>
                        <ENT>VIVIAN</ENT>
                        <ENT>MILLER</ENT>
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                    <ROW>
                        <ENT I="01">RIBEIRO</ENT>
                        <ENT>REANTA</ENT>
                        <ENT>MAGALHAES</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">RICHARDSON</ENT>
                        <ENT>ELIZABETH</ENT>
                        <ENT>ANN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">RICHTER</ENT>
                        <ENT O="xl">JONATHAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">RINGNES</ENT>
                        <ENT>ISABELLE</ENT>
                        <ENT>KRISTINE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">RINGNES JR</ENT>
                        <ENT>CHRISTIAN</ENT>
                        <ENT>S.</ENT>
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                    <ROW>
                        <ENT I="01">ROBERTS</ENT>
                        <ENT>CAROLINE</ENT>
                        <ENT>DENISE</ENT>
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                    <ROW>
                        <ENT I="01">ROBERTS</ENT>
                        <ENT>LORI</ENT>
                        <ENT>AICHELE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ROBERTS</ENT>
                        <ENT>PETER</ENT>
                        <ENT>ELLIOT</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ROBERTS</ENT>
                        <ENT>SHELLEY</ENT>
                        <ENT>GAIL</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ROBERTSON</ENT>
                        <ENT>MARK</ENT>
                        <ENT>LESLIE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ROBINSON</ENT>
                        <ENT>ANDREW</ENT>
                        <ENT>ELLIOTT</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ROBINSON</ENT>
                        <ENT>MAITA</ENT>
                        <ENT>SPENCER</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ROBINSON</ENT>
                        <ENT>PAUL</ENT>
                        <ENT>GRAHAM</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ROBSON</ENT>
                        <ENT>JENNIFER</ENT>
                        <ENT>ELIZABETH</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ROCCA</ENT>
                        <ENT O="xl">ROBERTA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ROGERS</ENT>
                        <ENT>BRENNAN</ENT>
                        <ENT>ANTHONY KAINOA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ROJAS</ENT>
                        <ENT>ROSALIA</ENT>
                        <ENT>MARIE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ROMAN</ENT>
                        <ENT>FREDERICK</ENT>
                        <ENT>JOSEPH</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ROMAN</ENT>
                        <ENT>LUKE</ENT>
                        <ENT>JOSEPH</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ROMANOS</ENT>
                        <ENT>ANDREW</ENT>
                        <ENT>BASIL</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">RONALD</ENT>
                        <ENT>MICHELLE</ENT>
                        <ENT>ADELE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ROSE</ENT>
                        <ENT>JESSY</ENT>
                        <ENT>PIXY</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ROSENBAUM</ENT>
                        <ENT>TRENT</ENT>
                        <ENT>JOHN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ROSENBLOOM</ENT>
                        <ENT>SUSAN</ENT>
                        <ENT>LYN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ROSENFIELD</ENT>
                        <ENT>ANN</ENT>
                        <ENT>BAKER</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ROSSI</ENT>
                        <ENT>WILLIAM</ENT>
                        <ENT>THOMAS</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ROTH</ENT>
                        <ENT>IAN</ENT>
                        <ENT>ALEXANDER</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ROWE</ENT>
                        <ENT O="xl">MARGARET</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ROXIE</ENT>
                        <ENT>DONNA</ENT>
                        <ENT>MARIA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ROZMAN</ENT>
                        <ENT O="xl">ENIKO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">RUDNICK</ENT>
                        <ENT>KEVIN</ENT>
                        <ENT>LEE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">RUIZ</ENT>
                        <ENT>ESTHER</ENT>
                        <ENT>CONSUELO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">RYAN</ENT>
                        <ENT>BETHANY</ENT>
                        <ENT>SARAH</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SAIMOTO</ENT>
                        <ENT O="xl">HIROSHI</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SAKUMA</ENT>
                        <ENT O="xl">MISAKI</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SALEH</ENT>
                        <ENT O="xl">AICHA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SAN JOSE</ENT>
                        <ENT>JUAN</ENT>
                        <ENT>CARLOS ARANETA</ENT>
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                    <ROW>
                        <ENT I="01">SANCHEZ</ENT>
                        <ENT>DITRIE</ENT>
                        <ENT>MARIE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SANDBERG</ENT>
                        <ENT O="xl">ERIC</ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="46554"/>
                        <ENT I="01">SANDE</ENT>
                        <ENT O="xl">SHEILA</ENT>
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                    <ROW>
                        <ENT I="01">SANDERS</ENT>
                        <ENT>DOUGLAS</ENT>
                        <ENT>JOHMAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SANDLIN</ENT>
                        <ENT>KATRINA</ENT>
                        <ENT>JANE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SANDOVAL</ENT>
                        <ENT>KELLY</ENT>
                        <ENT>ERIN ANN</ENT>
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                    <ROW>
                        <ENT I="01">SANTANGELO</ENT>
                        <ENT>DEAN</ENT>
                        <ENT>DAVID</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SANTERRE</ENT>
                        <ENT O="xl">EMILY</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SANTIAGO</ENT>
                        <ENT O="xl">NAMIKO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SARKESIAN</ENT>
                        <ENT>MICHAEL</ENT>
                        <ENT>STEPHAN</ENT>
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                    <ROW>
                        <ENT I="01">SASAKI</ENT>
                        <ENT O="xl">ICHIRO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SASAKI</ENT>
                        <ENT O="xl">TADAHIRO</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SATO</ENT>
                        <ENT O="xl">EMIRI</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SATO</ENT>
                        <ENT O="xl">GOH</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SATO</ENT>
                        <ENT O="xl">MAYUMI</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SATO</ENT>
                        <ENT O="xl">NORIYUKI</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SAVARE</ENT>
                        <ENT>LOUIS</ENT>
                        <ENT>CHRISTIAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SAWA</ENT>
                        <ENT O="xl">SHONOSUKE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SAXENA</ENT>
                        <ENT O="xl">UPMA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SBILE</ENT>
                        <ENT>ANNE</ENT>
                        <ENT>CLAIRE</ENT>
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                    <ROW>
                        <ENT I="01">SCALLON</ENT>
                        <ENT>AARON</ENT>
                        <ENT>GERRARD</ENT>
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                    <ROW>
                        <ENT I="01">SCEARCE</ENT>
                        <ENT>MAI</ENT>
                        <ENT>TASAKA</ENT>
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                    <ROW>
                        <ENT I="01">SCHAEFER</ENT>
                        <ENT>AUSTIN</ENT>
                        <ENT>PHILLIP</ENT>
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                    <ROW>
                        <ENT I="01">SCHAEFFLER</ENT>
                        <ENT O="xl">IRENE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SCHAERER</ENT>
                        <ENT O="xl">THOMAS</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SCHAWALDER</ENT>
                        <ENT>CHIARA</ENT>
                        <ENT>STELLA</ENT>
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                    <ROW>
                        <ENT I="01">SCHEIBINGER</ENT>
                        <ENT O="xl">RADOSLAW</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SCHELLENBERG</ENT>
                        <ENT O="xl">KATHRYN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SCHERLIESS</ENT>
                        <ENT>LAURA</ENT>
                        <ENT>CHRISTINE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SCHILLER</ENT>
                        <ENT>FRANCES</ENT>
                        <ENT>KATIE</ENT>
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                    <ROW>
                        <ENT I="01">SCHILPP</ENT>
                        <ENT>THOMAS</ENT>
                        <ENT>DIETER</ENT>
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                    <ROW>
                        <ENT I="01">SCHINDLER</ENT>
                        <ENT>SIEGFRIED</ENT>
                        <ENT>ADOLF</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SCHINZEL</ENT>
                        <ENT>EILEEN</ENT>
                        <ENT>SAMANTHA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SCHIRMER</ENT>
                        <ENT>ALEX</ENT>
                        <ENT>KLAUS</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SCHMID</ENT>
                        <ENT O="xl">MICHELE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SCHMIDT STUTZMAN</ENT>
                        <ENT>STEPHEN</ENT>
                        <ENT>ROBERT ELI</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SCHMITZ</ENT>
                        <ENT>CARMEN</ENT>
                        <ENT>LIESELOTTE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SCHNIDER</ENT>
                        <ENT>DEBORA</ENT>
                        <ENT>ANN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SCHOENHOLZER</ENT>
                        <ENT O="xl">SELINA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SCHOGOL</ENT>
                        <ENT>ROBIN</ENT>
                        <ENT>BETH</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SCHONHOLZER</ENT>
                        <ENT>MARKUS</ENT>
                        <ENT>THEODORE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SCHOTT</ENT>
                        <ENT>FILIP</ENT>
                        <ENT>STURE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SCHRAUTH</ENT>
                        <ENT>MADELEINE</ENT>
                        <ENT>EMILY</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SCHUENEMANN</ENT>
                        <ENT O="xl">FABIAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SCHWARZ</ENT>
                        <ENT O="xl">NIKLAS</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SCHWARZER</ENT>
                        <ENT O="xl">ANDREW</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SCHWERE-KUHN</ENT>
                        <ENT>JUTTA</ENT>
                        <ENT>JUDITH</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SCOTT</ENT>
                        <ENT>EVAN</ENT>
                        <ENT>DAVID</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SCRUTON</ENT>
                        <ENT>DANIEL</ENT>
                        <ENT>ANDREW</ENT>
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                    <ROW>
                        <ENT I="01">SCURLOCK</ENT>
                        <ENT O="xl">JAN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SEILER ROTH</ENT>
                        <ENT O="xl">CARMEN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SEINO</ENT>
                        <ENT O="xl">FUMI</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SEKIGAWA</ENT>
                        <ENT O="xl">YUKARI</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SELDEN</ENT>
                        <ENT>SIMON</ENT>
                        <ENT>ALEXANDER</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SELLECK</ENT>
                        <ENT>ARON</ENT>
                        <ENT>GABRIEL</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SEPP</ENT>
                        <ENT>STUART</ENT>
                        <ENT>MARTYN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SERVICE</ENT>
                        <ENT>PETER</ENT>
                        <ENT>KELVIN DAVID</ENT>
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                    <ROW>
                        <ENT I="01">SEVERS</ENT>
                        <ENT>NOAH</ENT>
                        <ENT>GIL</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SEWARD</ENT>
                        <ENT>ALYSSON</ENT>
                        <ENT>ELINOR</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SHAILER</ENT>
                        <ENT>KATHRYN</ENT>
                        <ENT>LEE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SHARP</ENT>
                        <ENT>MICHAELA</ENT>
                        <ENT>ROBERTA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SHEARER</ENT>
                        <ENT>LUCY</ENT>
                        <ENT>HELEN MARION</ENT>
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                    <ROW>
                        <ENT I="01">SHEEHAN</ENT>
                        <ENT>MARY</ENT>
                        <ENT>ELIZABETH</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SHEN</ENT>
                        <ENT O="xl">DOU</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SHEN</ENT>
                        <ENT O="xl">GONG</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SHERIDAN</ENT>
                        <ENT>GAIL</ENT>
                        <ENT>MARIE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SHIBATA</ENT>
                        <ENT>MARIKO</ENT>
                        <ENT>CHRISTINA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SHIBATSUJI</ENT>
                        <ENT O="xl">KUNIKO</ENT>
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                    <ROW>
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                    <ROW>
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                    <ROW>
                        <ENT I="01">UTO</ENT>
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                    <ROW>
                        <ENT I="01">UZE</ENT>
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                    <ROW>
                        <ENT I="01">VALLADARES</ENT>
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                    <ROW>
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                    <ROW>
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                    <ROW>
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                    <ROW>
                        <ENT I="01">VOGT</ENT>
                        <ENT O="xl">ATSUKO</ENT>
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                    <ROW>
                        <ENT I="01">VOLPE</ENT>
                        <ENT>SANTO</ENT>
                        <ENT>JOHN</ENT>
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                    <ROW>
                        <ENT I="01">VOLPINI</ENT>
                        <ENT>LOUIS</ENT>
                        <ENT>ANGELO</ENT>
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                    <ROW>
                        <ENT I="01">VOSSKUEHLER</ENT>
                        <ENT O="xl">SINA</ENT>
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                    <ROW>
                        <ENT I="01">VULETICH</ENT>
                        <ENT>ODETTE</ENT>
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                    <ROW>
                        <ENT I="01">WADA</ENT>
                        <ENT O="xl">MASAKI</ENT>
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                    <ROW>
                        <ENT I="01">WAGNER</ENT>
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                        <ENT>MARLENE</ENT>
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                    <ROW>
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                        <ENT>TANIA</ENT>
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                    <ROW>
                        <ENT I="01">WAGSTAFF</ENT>
                        <ENT>KYLIE</ENT>
                        <ENT>MICHELLE</ENT>
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                    <ROW>
                        <ENT I="01">WAINWRIGHT</ENT>
                        <ENT>BENJAMIN</ENT>
                        <ENT>THOMAS</ENT>
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                    <ROW>
                        <ENT I="01">WALKER</ENT>
                        <ENT>STEPHEN</ENT>
                        <ENT>GRAHAM</ENT>
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                    <ROW>
                        <ENT I="01">WALLACE</ENT>
                        <ENT>CRAIG</ENT>
                        <ENT>ALAN</ENT>
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                    <ROW>
                        <ENT I="01">WALLACE</ENT>
                        <ENT>TETIANA</ENT>
                        <ENT>IVANIVNA</ENT>
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                    <ROW>
                        <ENT I="01">WALLACE-WISE</ENT>
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                    <ROW>
                        <ENT I="01">WALMSLEY</ENT>
                        <ENT>FIONA</ENT>
                        <ENT>JOANNE</ENT>
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                    <ROW>
                        <ENT I="01">WALTERS</ENT>
                        <ENT>JOYCE</ENT>
                        <ENT>IRENE</ENT>
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                    <ROW>
                        <ENT I="01">WAN</ENT>
                        <ENT O="xl">YANG</ENT>
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                    <ROW>
                        <ENT I="01">WANG</ENT>
                        <ENT>MICHAEL</ENT>
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                    <ROW>
                        <ENT I="01">WANGNICK</ENT>
                        <ENT O="xl">NORBERT</ENT>
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                    <ROW>
                        <ENT I="01">WANNENMACHER</ENT>
                        <ENT O="xl">ALBERT</ENT>
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                    <ROW>
                        <ENT I="01">WANNENMACHER</ENT>
                        <ENT O="xl">CHRISTINE</ENT>
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                    <ROW>
                        <ENT I="01">WARD</ENT>
                        <ENT>MATHEW</ENT>
                        <ENT>JONATHAN</ENT>
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                        <ENT I="01">WARD</ENT>
                        <ENT>MITCHELL</ENT>
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                    <ROW>
                        <ENT I="01">WARD</ENT>
                        <ENT>ROBERT</ENT>
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                        <ENT I="01">WARNER</ENT>
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                        <ENT I="01">WARNER</ENT>
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                    <ROW>
                        <ENT I="01">WATANABE</ENT>
                        <ENT O="xl">KOSEI</ENT>
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                    <ROW>
                        <ENT I="01">WATSON</ENT>
                        <ENT O="xl">TOSHIE</ENT>
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                        <ENT I="01">WATTS</ENT>
                        <ENT>WILLIAM</ENT>
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                    <ROW>
                        <ENT I="01">WAYCOTT</ENT>
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                    <ROW>
                        <ENT I="01">WEBB</ENT>
                        <ENT O="xl">ANNIE</ENT>
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                        <ENT I="01">WEBER</ENT>
                        <ENT>SOPHIE</ENT>
                        <ENT>ELIZABETH</ENT>
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                    <ROW>
                        <ENT I="01">WEBER-SRINIVAS</ENT>
                        <ENT>MEGHANA</ENT>
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                    <ROW>
                        <ENT I="01">WEBSTER</ENT>
                        <ENT>CATHERINE</ENT>
                        <ENT>MARY</ENT>
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                        <ENT I="01">WEBSTER</ENT>
                        <ENT>PETER</ENT>
                        <ENT>MACLAUGHLIN</ENT>
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                        <PRTPAGE P="46558"/>
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                        <ENT I="01">WEI</ENT>
                        <ENT O="xl">NA</ENT>
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                    <ROW>
                        <ENT I="01">WEINBERG</ENT>
                        <ENT O="xl">CHRISTIANE</ENT>
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                    <ROW>
                        <ENT I="01">WEINER</ENT>
                        <ENT O="xl">CLIFFORD</ENT>
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                    <ROW>
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                        <ENT O="xl">KANDIS</ENT>
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                        <ENT I="01">WEINREICH</ENT>
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                        <ENT I="01">WEISBECK</ENT>
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                    <ROW>
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                    <ROW>
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                    <ROW>
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                    <ROW>
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                        <ENT I="01">WHITAKER</ENT>
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                    <ROW>
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                    <ROW>
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                    <ROW>
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                    <ROW>
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                    <ROW>
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                        <ENT>MATTHEW</ENT>
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                    <ROW>
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                        <ENT O="xl">KIYOMI</ENT>
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                    <ROW>
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                        <ENT>MARTIN</ENT>
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                    <ROW>
                        <ENT I="01">WILLIAMSON</ENT>
                        <ENT>HANNAH</ENT>
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                    <ROW>
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                        <ENT>ABIGAIL</ENT>
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                    <ROW>
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                        <ENT>DONALD</ENT>
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                        <ENT>LAURA</ENT>
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                        <ENT>THOMAS</ENT>
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                    <ROW>
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                        <ENT>SUSAN</ENT>
                        <ENT>MICHELLE</ENT>
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                    <ROW>
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                        <ENT>CAROLE</ENT>
                        <ENT>JANE</ENT>
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                    <ROW>
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                        <ENT>MAARTEEN</ENT>
                        <ENT>JOHAN</ENT>
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                    <ROW>
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                        <ENT>ROBERT</ENT>
                        <ENT>TODD</ENT>
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                    <ROW>
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                        <ENT>PHILIP</ENT>
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                    <ROW>
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                        <ENT O="xl">AYAKO</ENT>
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                    <ROW>
                        <ENT I="01">WOLF</ENT>
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                        <ENT>JEWEL</ENT>
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                    <ROW>
                        <ENT I="01">WOLFGRUBER</ENT>
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                        <ENT I="01">WONG</ENT>
                        <ENT O="xl">KIRSTIN</ENT>
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                    <ROW>
                        <ENT I="01">WONG</ENT>
                        <ENT>KWOK</ENT>
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                        <ENT>LIONEL JOHN</ENT>
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                        <ENT O="xl">MARJORIE</ENT>
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                        <ENT I="01">WU</ENT>
                        <ENT O="xl">SUJUN</ENT>
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                    <ROW>
                        <ENT I="01">WU</ENT>
                        <ENT O="xl">YU</ENT>
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                    <ROW>
                        <ENT I="01">WYBO</ENT>
                        <ENT>ALEXANDER</ENT>
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                    <ROW>
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                        <ENT I="01">XIE</ENT>
                        <ENT O="xl">GUANHONG</ENT>
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                    <ROW>
                        <ENT I="01">XIN</ENT>
                        <ENT O="xl">XIAOLIN</ENT>
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                    <ROW>
                        <ENT I="01">XIONG</ENT>
                        <ENT O="xl">HUI</ENT>
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                    <ROW>
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                    <ROW>
                        <ENT I="01">XU</ENT>
                        <ENT O="xl">FANG</ENT>
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                        <ENT O="xl">LIPING</ENT>
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                        <PRTPAGE P="46559"/>
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                        <ENT O="xl">MASAHIRO</ENT>
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                    <ROW>
                        <ENT I="01">YAMAMOTO</ENT>
                        <ENT O="xl">HARUE</ENT>
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                    <ROW>
                        <ENT I="01">YAN</ENT>
                        <ENT O="xl">JUN</ENT>
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                    <ROW>
                        <ENT I="01">YAN</ENT>
                        <ENT>MING</ENT>
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                    <ROW>
                        <ENT I="01">YANG</ENT>
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                    <ROW>
                        <ENT I="01">YANG</ENT>
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                    <ROW>
                        <ENT I="01">YANG</ENT>
                        <ENT O="xl">JING</ENT>
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                    <ROW>
                        <ENT I="01">YAO</ENT>
                        <ENT O="xl">KANG</ENT>
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                    <ROW>
                        <ENT I="01">YATABE</ENT>
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                        <ENT I="01">YOSHIDA</ENT>
                        <ENT O="xl">KENICHI</ENT>
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                    <ROW>
                        <ENT I="01">YOSHIDA</ENT>
                        <ENT O="xl">KYOKO</ENT>
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                    <ROW>
                        <ENT I="01">YOUNG</ENT>
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                    <ROW>
                        <ENT I="01">YOUNG</ENT>
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                    <ROW>
                        <ENT I="01">YOUNG</ENT>
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                        <ENT>MARTIN</ENT>
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                        <ENT I="01">YU</ENT>
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                        <ENT I="01">YU</ENT>
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                    <ROW>
                        <ENT I="01">ZELLWEGER</ENT>
                        <ENT>ANDREW</ENT>
                        <ENT>PHILIP</ENT>
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                    <ROW>
                        <ENT I="01">ZETLAND</ENT>
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                        <ENT>JASON</ENT>
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                    <ROW>
                        <ENT I="01">ZHANG</ENT>
                        <ENT>SHAO</ENT>
                        <ENT>ZHONG</ENT>
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                    <ROW>
                        <ENT I="01">ZHAO</ENT>
                        <ENT O="xl">ZHI</ENT>
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                    <ROW>
                        <ENT I="01">ZHENG</ENT>
                        <ENT O="xl">LIN</ENT>
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                    <ROW>
                        <ENT I="01">ZHU</ENT>
                        <ENT O="xl">XINFENG</ENT>
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                    <ROW>
                        <ENT I="01">ZHU</ENT>
                        <ENT O="xl">YONGZE</ENT>
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                    <ROW>
                        <ENT I="01">ZHU</ENT>
                        <ENT O="xl">YUBO</ENT>
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                    <ROW>
                        <ENT I="01">ZIMMER</ENT>
                        <ENT>JOHANNA</ENT>
                        <ENT>MARIA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ZORBAS</ENT>
                        <ENT>MARK</ENT>
                        <ENT>ANTHONY</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ZUBICK</ENT>
                        <ENT>ADOLPH</ENT>
                        <ENT>JOHN</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ZULFACAR</ENT>
                        <ENT>NADIA</ENT>
                        <ENT>DARYA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ZUNGUL</ENT>
                        <ENT O="xl">ZELJKA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ZUR-SZPIRO</ENT>
                        <ENT>SUSAN</ENT>
                        <ENT>LINDA</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ZWEIDLER</ENT>
                        <ENT>JENNIFER</ENT>
                        <ENT>CAROLINE</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ZWEIDLER</ENT>
                        <ENT>LYNN</ENT>
                        <ENT>FRANCES</ENT>
                    </ROW>
                </GPOTABLE>
                <SIG>
                    <DATED>Dated: July 20, 2026.</DATED>
                    <NAME>Kevin T. Hall,</NAME>
                    <TITLE>Senior Revenue Agent Team 1942, CSDC—Compliance Support, Development &amp; Communications, LB&amp;I:WEIIC:IIC:T4.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-14841 Filed 7-22-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4831-GV-P</BILCOD>
        </NOTICE>
    </NOTICES>
    <VOL>91</VOL>
    <NO>140</NO>
    <DATE>Thursday, July 23, 2026</DATE>
    <UNITNAME>Proposed Rules</UNITNAME>
    <NEWPART>
        <PTITLE>
            <PRTPAGE P="46561"/>
            <PARTNO>Part II</PARTNO>
            <AGENCY TYPE="P">Department of Health and Human Services</AGENCY>
            <SUBAGY>Centers for Medicare &amp; Medicaid Services</SUBAGY>
            <HRULE/>
            <CFR>42 CFR Part 433</CFR>
            <TITLE>Medicaid Program; Amending the Indirect Hold Harmless Threshold of Health Care-Related Taxes; Proposed Rule</TITLE>
        </PTITLE>
        <PRORULES>
            <PRORULE>
                <PREAMB>
                    <PRTPAGE P="46562"/>
                    <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                    <SUBAGY>Centers for Medicare &amp; Medicaid Services</SUBAGY>
                    <CFR>42 CFR Part 433</CFR>
                    <DEPDOC>[CMS-2452-P]</DEPDOC>
                    <RIN>RIN 0938-AV93</RIN>
                    <SUBJECT>Medicaid Program; Amending the Indirect Hold Harmless Threshold of Health Care-Related Taxes</SUBJECT>
                    <AGY>
                        <HD SOURCE="HED">AGENCY:</HD>
                        <P>Centers for Medicare &amp; Medicaid Services (CMS), Department of Health and Human Services (HHS).</P>
                    </AGY>
                    <ACT>
                        <HD SOURCE="HED">ACTION:</HD>
                        <P>Proposed rule.</P>
                    </ACT>
                    <SUM>
                        <HD SOURCE="HED">SUMMARY:</HD>
                        <P>This proposed rule would revise standards for determining whether an indirect hold harmless arrangement exists for a health care-related tax. This proposed rule is necessary to implement a provision in the “One Big Beautiful Bill Act,” herein referred to as the “Working Families Tax Cut (WFTC) legislation,” which established new indirect hold harmless thresholds for health care-related taxes. Currently, the threshold for a State's collection of tax revenues is no more than 6 percent of net patient revenue attributable to the assessed permissible class of health care items or services. Effective October 1, 2026, the WFTC legislation generally sets the threshold equal to the applicable percent of net patient revenue attributable to taxes imposed as of July 4, 2025. Effective October 1, 2027, the WFTC legislation also requires a phase down of the hold harmless threshold in expansion States. Apart from establishing the new threshold in regulation and proposing related changes and enhancements to existing processes, we propose to sunset a secondary prong to the indirect hold harmless determination to ensure the thresholds determined as of July 4, 2025, serve as the maximum permissible level. Finally, this rule proposes to add a new permissible class to enhance CMS oversight of health care-related taxes.</P>
                    </SUM>
                    <DATES>
                        <HD SOURCE="HED">DATES:</HD>
                        <P>To be assured consideration, comments must be received at one of the addresses provided below, by September 21, 2026.</P>
                    </DATES>
                    <ADD>
                        <HD SOURCE="HED">ADDRESSES:</HD>
                        <P>In commenting, please refer to file code CMS-2452-P.</P>
                        <P>Comments, including mass comment submissions, must be submitted in one of the following three ways (please choose only one of the ways listed):</P>
                        <P>
                            1. 
                            <E T="03">Electronically.</E>
                             You may submit electronic comments on this regulation to 
                            <E T="03">http://www.regulations.gov/docket/CMS-2026-2476.</E>
                             Follow the “Submit a comment” instructions.
                        </P>
                        <P>
                            2. 
                            <E T="03">By regular mail.</E>
                             You may mail written comments to the following address ONLY: Centers for Medicare &amp; Medicaid Services, Department of Health and Human Services, Attention: CMS-2452-P, P.O. Box 8010, Baltimore, MD 21244-8010.
                        </P>
                        <P>Please allow sufficient time for mailed comments to be received before the close of the comment period.</P>
                        <P>
                            3. 
                            <E T="03">By express or overnight mail.</E>
                             You may send written comments to the following address ONLY: Centers for Medicare &amp; Medicaid Services, Department of Health and Human Services, Attention: CMS-2452-P, Mail Stop C4-26-05, 7500 Security Boulevard, Baltimore, MD 21244-1850.
                        </P>
                        <P>
                            For information on viewing public comments, see the beginning of the 
                            <E T="02">SUPPLEMENTARY INFORMATION</E>
                             section.
                        </P>
                    </ADD>
                    <FURINF>
                        <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                        <P>Jonathan Endelman, (410) 786-4738, and Stuart Goldstein, (410) 786-0694, for Health Care-Related Taxes.</P>
                    </FURINF>
                </PREAMB>
                <SUPLINF>
                    <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                    <P>
                        <E T="03">Inspection of Public Comments:</E>
                         All comments received before the close of the comment period are available for viewing by the public, including any personally identifiable or confidential business information that is included in a comment. We post all comments received before the close of the comment period on the following website as soon as possible after they have been received: 
                        <E T="03">http://www.regulations.gov.</E>
                         Follow the search instructions on that website to view public comments. CMS will not post on 
                        <E T="03">Regulations.gov</E>
                         public comments that make threats to individuals or institutions or suggest that the commenter will take actions to harm an individual. CMS continues to encourage individuals not to submit duplicative comments. We will post acceptable comments from multiple unique commenters even if the content is identical or nearly identical to other comments.
                    </P>
                    <P>
                        <E T="03">Plain Language Summary:</E>
                         In accordance with 5 U.S.C. 553(b)(4), a plain language summary of this rule may be found at 
                        <E T="03">https://www.regulations.gov/.</E>
                    </P>
                    <HD SOURCE="HD1">I. Background</HD>
                    <HD SOURCE="HD2">A. Overview</HD>
                    <P>Title XIX of the Social Security Act (the Act) authorizes Federal grants to the States for Medicaid programs to provide medical assistance to eligible individuals with limited income and resources. While Medicaid programs are administered by the States, the program is jointly financed by the Federal and State governments. Shared responsibility for financing lies at the foundation of the Medicaid program. Sections 1902(a), 1903(a), and 1905(b) of the Act require States to share in the cost of medical assistance and in the cost of administering the State plan. The Federal government pays its share of Medicaid expenditures to the State on a quarterly basis according to a formula set forth in sections 1903 and 1905(b) of the Act. The amount of the Federal share of Medicaid expenditures is called Federal financial participation (FFP).</P>
                    <P>
                        Section 1903(a)(1) of the Act provides for payments to States of a percentage of medical assistance expenditures authorized under their approved State plans. Generally, FFP is available when a covered Medicaid service is provided to a Medicaid beneficiary, which results in a Federally matchable expenditure that is funded in part through non-Federal funds from the State or a non-State governmental entity. In addition, under section 1903(a)(7) of the Act, FFP is available at a rate of 50 percent for amounts expended by a State “as found necessary by the Secretary for the proper and efficient administration of the State plan,” which is known commonly as administrative claiming. The share of Federal funding for medical assistance expenditures is determined by the Federal medical assistance percentage (FMAP), which is calculated for each State using a formula set forth in section 1905(b) of the Act, or other applicable FFP match rates specified by the statute.
                        <SU>1</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>1</SU>
                             The fiscal year 2027 FMAP rates were published in the 
                            <E T="04">Federal Register</E>
                             on November 28, 2025: 
                            <E T="03">https://www.federalregister.gov/documents/2025/11/28/2025-21332/federal-financial-participation-in-state-assistance-expenditures-federal-matching-shares-for</E>
                             . See the Medicaid and CHIP Payment and Access Commission's (MACPAC) list of “Federal Match Rate Exceptions” for a comprehensive list of higher FMAPs at 
                            <E T="03">https://www.macpac.gov/federal-match-rate-exceptions/.</E>
                        </P>
                    </FTNT>
                    <P>
                        Section 1902(a)(2) of the Act, and its implementing regulations in 42 CFR part 433, subpart B, requires States to share in the cost of Medicaid expenditures, with financial participation by the State of not less than 40 percent of the non-Federal share of expenditures. These requirements also permit other non-State government units to contribute to the financing of the non-Federal share of medical assistance expenditures up to the remaining 60 percent of the non-Federal share. States must participate in the costs of operating a program for providing health care services to eligible beneficiaries and therefore have an incentive to ensure the program is 
                        <PRTPAGE P="46563"/>
                        operated efficiently and in a fiscally responsible manner.
                    </P>
                    <P>There are several ways in which States can finance the non-Federal share of Medicaid expenditures, including: (1) State general funds, typically derived from tax revenue appropriated directly to the Medicaid agency; (2) revenue derived from health care-related taxes when consistent with Federal statutory requirements in section 1903(w) of the Act and implementing regulations at 42 CFR part 433, subpart B; (3) provider-related donations to the State, which must be “bona fide” in accordance with section 1903(w) of the Act and implementing regulations at 42 CFR part 433, subpart B; (4) intergovernmental transfers (IGTs) from units of State or local government that contribute funding for the non-Federal share of Medicaid expenditures by transferring their own funds to and for the use of the Medicaid agency; and (5) certified public expenditures whereby units of government, including health care providers that are units of government, incur FFP-eligible expenditures under the State's approved State plan, consistent with section 1903(w)(6) of the Act and § 433.51(b).</P>
                    <HD SOURCE="HD2">B. Health Care-Related Taxes</HD>
                    <P>The Medicaid Voluntary Contribution and Provider Specific Tax Amendments of 1991 (Pub. L. 102-234, enacted December 12, 1991) amended section 1903 of the Act to specify limitations on the amount of FFP available for medical assistance expenditures in a fiscal year when States receive certain funds donated from providers or certain related entities, and revenues generated by certain health care-related taxes. The Centers for Medicare &amp; Medicaid Services (CMS) issued regulations to implement the statutory provisions concerning provider-related donations and health care-related taxes in an interim final rule with comment period published in November 1992 (57 FR 55118, November 24, 1992) (1992 IFC). CMS issued the final rule in August 1993 (58 FR 43156, August 13, 1993) (1993 final rule).</P>
                    <P>Section 1903(w) of the Act provides for a reduction of Federal Medicaid matching funds based on State health care-related taxes unless those taxes meet statutory requirements. In general, health care-related taxes must be: (1) imposed on a permissible class of health care items and services; (2) broad-based, or apply to all non-Federal, nonpublic providers within a class of health care items and services; (3) uniform, such that all providers within a class must be taxed at the same rate; and (4) not part of hold harmless arrangements in which collected taxes are returned to the taxpayer, whether directly or indirectly. Section 1903(w)(3)(E) of the Act specifies that the Secretary shall approve a health care-related tax waiver for the broad-based or uniformity requirements if the net impact of the tax and associated expenditures is “generally redistributive” in nature and the amount of the tax is not directly correlated to Medicaid payments for items and services with respect to which the tax is imposed. To enforce the requirement that taxes have a net impact that is “generally redistributive,” CMS applies specific tests when a State seeks a waiver of the broad-based or uniformity requirements. A State must satisfy § 433.68(e)(1) and (3) for a broad-based waiver only, or § 433.68(e)(2) and (3) for a uniformity waiver (whether or not a broad-based waiver is also requested), for the tax to be considered generally redistributive. These tests, where applicable, are intended to demonstrate that the State's tax program does not impose a higher tax burden on the Medicaid program compared to a broad-based and uniform tax. The permissible class and hold harmless requirements cannot be waived.</P>
                    <P>Section 1903(w)(1)(A) of the Act states that the Secretary will reduce a State's medical assistance expenditures, prior to calculating FFP, by the sum of any revenues from health care-related taxes that do not meet the requirements under section 1903(w) of the Act. This reduction in a State's claimed expenditures is codified in § 433.70(b). Because of the way the statute is constructed, the baseline assumption is that all health care-related taxes are impermissible, with limited exceptions for health care-related taxes that satisfy the parameters specified by the statute. Health care-related taxes may only be imposed permissibly (that is, where a State will not have the revenues deducted from expenditures) on certain groups of health care items and services, known as permissible classes, that are specified in section 1903(w)(7) of the Act and § 433.56 of the implementing regulations.</P>
                    <HD SOURCE="HD2">C. Direct and Indirect Hold Harmless Arrangements</HD>
                    <P>Section 1903(w)(4) of the Act and implementing regulations in § 433.68(f) describe hold harmless arrangements with respect to health care-related taxes. Section 1903(w)(4)(C)(i) of the Act provides that a hold harmless provision exists where “[t]he State or other unit of government imposing the tax provides (directly or indirectly) for any payment, offset, or waiver that guarantees to hold taxpayers harmless for any portion of the costs of the tax.” The implementing regulation in § 433.68(f)(3) similarly provides that a hold harmless arrangement exists where “[t]he State (or other unit of government) imposing the tax provides for any direct or indirect payment, offset, or waiver such that the provision of the payment, offset, or waiver directly or indirectly guarantees to hold taxpayers harmless for all or any portion of the tax amount.”</P>
                    <P>
                        There are two general types of hold harmless arrangements: direct and indirect. Under a direct hold harmless arrangement, the State provides a payment (Medicaid or non-Medicaid), offset, or waiver to the providers (whether through direct or indirect payments, including payments redistributed through an intermediary) that guarantees to repay the providers for part or all of the cost of the tax and thereby holds them harmless for the cost of the tax. It is the payment, not necessarily the unit of government, that guarantees to hold the provider harmless for the cost of the tax. In the preamble to a 2008 final rule (“Medicaid Program; Health Care- Related Taxes” (73 FR 9685) (2008 final rule)) amending § 433.68(f)(1) through (3), CMS explained that “[a] direct guarantee will be found when a State payment is made available to a taxpayer or a party related to the taxpayer with the reasonable expectation that the payment would result in the taxpayer being held harmless for any part of the tax (through direct or indirect payments).” 
                        <SU>2</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>2</SU>
                             73 FR 9685, 9694.
                        </P>
                    </FTNT>
                    <P>
                        In contrast to direct payments, the use of the term “indirect” in the statute and regulation, highlighted in the excerpts noted previously in this proposed rule, makes clear that the State or other unit of government imposing the tax itself need not be involved in the actual redistribution of Medicaid payments for the purpose of making taxpayers whole for the arrangement to qualify as a hold harmless. It is possible for a State to indirectly provide a payment within the meaning of section 1903(w)(4)(C)(i) of the Act that directly guarantees to hold taxpayers harmless for all or any portion of the costs of the tax, if some or all of the taxpayers receive those payments through an intermediary (for example, a hospital association or similar provider affiliated organization) rather than from the State or its contracted managed care plan. As CMS further explained in the preamble to the 2008 final rule, we used the term “reasonable expectation” because “State laws were rarely overt in requiring that State payments be used to 
                        <PRTPAGE P="46564"/>
                        hold taxpayers harmless.” 
                        <SU>3</SU>
                        <FTREF/>
                         In the preamble to the 2008 final rule, we also gave an example of State laws providing grants to nursing home residents who experienced increased charges as a result of nursing facility bed taxes; even though no State law typically required residents to use the grant funds to pay the increased nursing home fees, these State payments to nursing home residents indirectly held the nursing facilities harmless for their health care-related tax costs because of the reasonable expectation that their residents would use the State payments to pay the higher fees the nursing facilities charged to recover all or a portion of their tax costs. The State payments of grant funds to nursing home residents therefore constituted indirect payments to the nursing facilities for purposes of the hold harmless analysis. As CMS explained in the 2008 final rule, hold harmless arrangements may not be overtly established through State law but can be based instead on reasonable expectations that certain actions will take place among participating entities that will result in taxpayers being held harmless for all or a portion of their health care-related tax costs.
                    </P>
                    <FTNT>
                        <P>
                            <SU>3</SU>
                             73 FR 9694.
                        </P>
                    </FTNT>
                    <P>
                        The indirect hold harmless threshold was first described in the 1992 IFC and is reflected in the current codification in § 433.68(f)(3)(i)(A), where it is referred to as an indirect guarantee. In that rule, CMS explained that a hold harmless exists if the State or other unit of local government imposing the tax provides, directly or indirectly, for any payment, offset, or waiver that guarantees to hold taxpayers harmless for all or a portion of the tax. We also specified how we would make this determination if an explicit guarantee 
                        <SU>4</SU>
                        <FTREF/>
                         did not exist, and we described a two-part, or two-prong test (however, if an explicit guarantee exists, the tax would be impermissible, and the two-prong test would not apply). Under the first prong, we compare the revenues from a tax imposed on a permissible class to the revenue attributable to the assessed permissible class of health care items or services, now referred to as net patient revenue. If the tax produces revenues of more than 6 percent of the net patient revenue (under the regulations established at that time and under current regulations), we may determine that an indirect hold harmless exists, depending on whether the tax passes the second prong, discussed next. CMS chose the threshold of 6 percent, as described in the 1992 IFC, based on a determination that this was “the average level of taxes applied to other goods and services in the States.” 
                        <SU>5</SU>
                        <FTREF/>
                         This threshold is based on the premise that if tax collections exceed a certain amount of taxpayers' revenue, there likely exists a means of providing money (through Medicaid payments or otherwise) back to those taxpaying entities to repay tax costs. This first prong has become commonly known as the “6 percent test,” or the “safe harbor threshold.”
                    </P>
                    <FTNT>
                        <P>
                            <SU>4</SU>
                             The 1992 IFC used the terminology of “explicit guarantee.” Subsequent rulemaking and subregulatory guidance references have used the term “direct guarantee,” including in current § 433.68(f)(3).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>5</SU>
                             57 FR 55129.
                        </P>
                    </FTNT>
                    <P>
                        If the tax exceeds the 6 percent threshold, CMS will evaluate the tax under the second prong of the test, referred to here as the “75/75 test.” This prong measures if, in the aggregate, 75 percent of taxpayers receive 75 percent or more of their total tax costs back in enhanced Medicaid payments or other State payments. If this occurs, CMS will determine that an indirect hold harmless arrangement exists and the tax will be impermissible and thereby subject to the reduction in medical assistance expenditures required under section 1903(w)(1)(A) of the Act. We selected the 75/75 test parameters, as described in the 1992 IFC, “because we believe it strikes a reasonable balance between our need to assure that States do not use Medicaid rates to repay providers for tax costs in a way not permitted under the statute, and our desire to permit States flexibility in the design of their tax and payment programs.” 
                        <SU>6</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>6</SU>
                             57 FR 55118, 55130.
                        </P>
                    </FTNT>
                    <P>Congress enacted the Tax Relief and Health Care Act of 2006 (Pub. L. 109-432) on December 20, 2006. Section 403 of the Tax Relief and Health Care Act of 2006 incorporated the existing regulatory test for an indirect guarantee into the Medicaid statute and further provided for a temporary reduction of the threshold under the first prong of the test. Specifically, the law reduced the indirect hold harmless threshold of 6 percent to 5.5 percent for the period of January 1, 2008, through September 30, 2011. On February 22, 2008, CMS published the 2008 final rule, which incorporated the temporary reduction into regulation located at §  433.68(f)(3)(i)(A). Beginning October 1, 2011, the applicable threshold under the first prong of the indirect hold harmless test returned to 6 percent of net patient revenue.</P>
                    <P>
                        On November 8, 2018, the HHS Office of Inspector General (OIG) issued a report titled, “Although Hospital Tax Programs in Seven States Complied with Hold-Harmless Requirements, the Tax Burden on Hospitals Was Significantly Mitigated.” 
                        <SU>7</SU>
                        <FTREF/>
                         For the report, the OIG reviewed seven States with the largest hospital health care-related tax programs. At that time, the States in question collected $38.4 billion in revenue from hospital taxes from State fiscal years 2011 through 2015 that they used to draw down $54.6 billion in Federal matching funds. The OIG found that, for these States, the hospital tax amounts exceeded 75 percent of non-DSH supplemental payments to hospitals for all years except for 2 years in one State and 1 year in another. However, these taxes were considered permissible as they were under the indirect guarantee hold harmless threshold of 6 percent; therefore, the second prong of the test was not applied. This rate of return of Medicaid taxes in the form of Medicaid payments led the OIG to express concern that these taxes generated “significant amounts of revenue to draw down additional Federal funds,” while generally taxpayers' tax costs were offset due to supplemental payments received by the taxpayers. The OIG recommended that CMS “re-evaluate the effects of the health care-related tax safe-harbor threshold and the associated 75/75 requirement to determine if modifications are needed, such as the reduction or elimination of the safe harbor threshold or adjusting the 75/75 requirement and take appropriate action.” CMS concurred with the OIG's recommendation and stated that it would examine the 75/75 threshold to determine whether any modifications are necessary. Therefore, through this proposed rule and in connection with the regulatory action required with respect to the indirect hold harmless threshold by Public Law 119-21, we are re-evaluating the appropriateness of the 75/75 test.
                    </P>
                    <FTNT>
                        <P>
                            <SU>7</SU>
                             
                            <E T="03">https://oig.hhs.gov/reports/all/2018/although-hospital-tax-programs-in-seven-states-complied-with-hold-harmless-requirements-the-tax-burden-on-hospitals-was-significantly-mitigated/.</E>
                        </P>
                    </FTNT>
                    <HD SOURCE="HD2">D. Working Families Tax Cut Legislation</HD>
                    <P>
                        Public Law 119-21 was enacted on July 4, 2025 (herein referred to as the Working Families Tax Cut (WFTC) legislation). Section 71115 of the WFTC legislation amended section 1903(w)(4) of the Act by modifying the indirect hold harmless threshold for fiscal years (FY) beginning on or after October 1, 2026. Specifically, section 71115(a) of the WFTC legislation replaced the previous “6 percent” threshold with an amount calculated generally based on the percent of net patient revenue 
                        <PRTPAGE P="46565"/>
                        attributable to the permissible class for which a health care-related tax was enacted by a State or unit of local government, and that State or locality imposes such tax as of July 4, 2025. If a State or unit of local government has not enacted and imposed such a tax for the permissible class as of July 4, 2025, the applicable percent for that class is zero percent. We note that throughout this rule, we may make references to the State as the taxing authority, but in each instance these references should be read to include units of local government, consistent with the language of section 1903 of the Act.
                    </P>
                    <P>This methodology differs with respect to expansion versus non-expansion States. Section 71115(a)(1)(D)(iii) of the WFTC legislation defines an expansion State as “a State that, beginning on January 1, 2014, or on any date thereafter, elects to provide medical assistance to all individuals described in section 1902(a)(10)(A)(i)(VIII) under the State plan under this title or under a waiver of such plan,” and provides that a non-expansion State is any State that is not an expansion State. For expansion States, in addition to the methodology described already, and beginning in Federal fiscal year (FFY) 2028, the indirect hold harmless threshold will be subject to a statutory phase down. Starting FFY 2028, the applicable threshold for each permissible class will be the lower of the July 4, 2025, calculated threshold, or the applicable percent for the FFY (5.5 percent in FFY 2028, decreasing by 0.5 percentage points annually until reaching 3.5 percent in FFY 2032). For example, if an expansion State has a threshold of 4.7 percent for the inpatient hospital services permissible class based on taxes that were enacted and imposed as of July 4, 2025, the State's threshold would be 4.7 percent for FFY 2027, 2028, and 2029. Beginning in FFY 2030, the applicable percent would be 4.5 percent because this is the lower of the July 4, 2025, threshold and the phased-down applicable percent for that year. In this example, the phased-down applicable percentages of 5.5 percent for FFY 2028 and 5 percent for FFY 2029 would not affect the State, because 4.7 percent is lower than each of those phased-down alternate thresholds. This phase down for expansion States is not applicable to health care-related taxes imposed on the nursing facility or intermediate care facility for individuals with intellectual disabilities (ICF/IID) permissible classes, although those permissible classes will still be held to the threshold calculated as of July 4, 2025. Finally, we note that under section 71115(b) of the WFTC legislation, the amendments made to section 1903(w)(4) of the Act are applicable to all States and the District of Columbia, but not to the territories.</P>
                    <P>
                        To support implementation of the amendments to section 1903(w)(4) of the Act made by section 71115 of the WFTC legislation, CMS released a “Dear Colleague” letter on November 14, 2025,
                        <SU>8</SU>
                        <FTREF/>
                         providing preliminary guidance to aid State planning efforts. The letter described CMS' initial interpretation of the terms “enacted” and “imposes” 
                        <SU>9</SU>
                        <FTREF/>
                         and the implications of the statutory amendments for existing taxes and pending tax waivers. This proposed rule proposes regulatory changes that, if finalized, would codify those standards, with certain modifications described later in this preamble, update relevant regulations to implement the new statutory thresholds, and facilitate transition to those new thresholds and related oversight of health care-related taxes.
                    </P>
                    <FTNT>
                        <P>
                            <SU>8</SU>
                             
                            <E T="03">https://www.medicaid.gov/medicaid/downloads/providertax_dcl_11142025.pdf.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>9</SU>
                             The Dear Colleague Letter incorrectly used the tense “imposed” when specifically quoting the WFTC legislation. That has been corrected in this proposed rule; however, we also believe the distinction bears little practical effect on our interpretation of the term.
                        </P>
                    </FTNT>
                    <HD SOURCE="HD2">E. Concerns Regarding Permissible Tax Classes of Health Care Services and Providers</HD>
                    <P>Over the past several years, we have become aware that several States have instituted taxes on health insurers, typically as a tax on health insurance premium revenue. Because health insurers are not currently identified as a permissible class, many existing taxes on health insurers would be impermissible to the extent they are health care-related taxes. When this issue first came to light, we decided to act on it through rulemaking, a decision we discuss in greater detail in section II.B. of this proposed rule. In prior rulemaking, we made an effort to maintain consistent Federal oversight of health care-related taxes, modernize the permissible class definitions, and permit States additional flexibility to implement health care-related taxes. Issued in 2019, the proposed rule addressed numerous financial provisions, one of which proposed to define health insurers as a permissible class (84 FR 63722) (2019 proposed rule)). The 2019 proposed rule, which was withdrawn and not finalized, was much broader in scope in terms of the number of financial topics than this proposed rule. Due to the changes made by the WFTC legislation to requirements concerning health care-related taxes, we have determined that it is appropriate to revisit this proposal at this time. Apart from the absence of a currently recognized permissible class for such taxes, taxes on health insurers are not presently subject to the same class-specific review process applicable to recognized permissible classes, making it more difficult for CMS to evaluate their structure and impact on Medicaid in a thorough and consistent manner.</P>
                    <P>
                        CMS first defined the permissible classes in the 1992 IFC based on the permissible classes listed in section 1903(w)(7)(A) of the Act. In response to comments, in the 1993 final rule, and in accordance with section 1903(w)(7)(A)(ix) of the Act, which authorizes the Secretary to establish “such other classification of health care items and services consistent with this subparagraph as the Secretary may establish by regulation,” we added additional permissible classes. At the time, we described in the preamble the criteria we would use when considering further additions: (1) the revenue of the class is not predominantly from Medicaid and Medicare (not more than 50 percent from Medicaid and not more than 80 percent from Medicaid, Medicare, and other Federal programs combined); (2) the class is clearly identifiable, for example through State licensing programs, Federal statutory recognition, or inclusion as a provider in State plans; and (3) the class is nationally recognized rather than unique to a single State.
                        <SU>10</SU>
                        <FTREF/>
                         The list of permissible classes, which appears in § 433.56(a), has remained largely unchanged since that time.
                        <SU>11</SU>
                        <FTREF/>
                         In a 1997 State Medicaid Director Letter,
                        <SU>12</SU>
                        <FTREF/>
                         CMS reminded States “of their opportunity to propose additional classes of providers, items, or services which the Secretary may consider including as permissible classes,” reiterating both our ongoing intent to consider and potentially establish additional permissible classes, and the three criteria specified in the 1993 final rule for considering such proposals.
                    </P>
                    <FTNT>
                        <P>
                            <SU>10</SU>
                             58 FR 43156 at 43162.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>11</SU>
                             Changes include updating “Services of health maintenance organizations and health insuring organizations” at 433.56(a)(8) to “Services of managed care organizations (including health maintenance organizations, preferred provider organizations)” in 2008 as a result of the Deficit Reduction Act of 2005.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>12</SU>
                             
                            <E T="03">https://www.medicaid.gov/federal-policy-guidance/downloads/SMD100997.pdf.</E>
                        </P>
                    </FTNT>
                    <P>
                        As discussed in the provisions section that follow, and similar to the 2019 proposed rule, this proposed rule would add services of health insurers, other than services of managed care 
                        <PRTPAGE P="46566"/>
                        organizations (MCOs) (including HMOs and PPOs) as defined in §  433.56(a)(8), as a permissible class of health care items or services under §  433.56, in accordance with section 1903(w)(7)(A)(ix) of the Act. Further, this proposed rule would apply to this proposed permissible class the indirect hold harmless threshold requirements under section 1903(w)(4) of the Act, as amended by section 71115 of the WFTC legislation.
                    </P>
                    <HD SOURCE="HD1">II. Provisions of the Proposed Regulations</HD>
                    <P>For clarity, we intend that if any provision of this proposed rule, if finalized, is held to be invalid or unenforceable by its terms, or as applied to any person or circumstance, or is stayed pending further action, that provision shall be severable from the remainder of the final rule, and from rules and regulations currently in effect, and not affect the remainder thereof or the application of the provision to other persons not similarly situated or to other, dissimilar circumstances. If any provision is held to be invalid or unenforceable, the remaining provisions that can function independently should take effect and be given the maximum effect permitted by law. In this proposed rule, we propose several provisions that are intended to and would operate independently of each other, even if each serves the same general purpose or policy goal. Where a provision is necessarily dependent on another, the context generally makes that clear.</P>
                    <HD SOURCE="HD2">A. General Definitions (§ 433.52)</HD>
                    <P>We are proposing to add new definitions to §  433.52. We first propose to add and define “Expansion State” to mean, as used in part 433, subpart B, a State that, beginning on January 1, 2014, or on any date thereafter, elects to provide medical assistance to all individuals described in section 1902(a)(10)(A)(i)(VIII) of the Act under the State plan or under a waiver of such plan. We propose to codify the same definition used in section 71115 of the WFTC legislation, but note that the definition is specific to the subpart. Because the term “Expansion State” appears elsewhere in CMS regulations for other purposes, we believe it is important to define it specifically for how it would be used and referenced in § 433.68.</P>
                    <P>
                        We propose to add and define “Net Patient Revenue” to “mean revenues received by the taxpayer, which are revenues attributable to the assessed permissible class of health care items or services, regardless of payer source.” This definition is intended to restate the description of this term that currently appears in § 433.68(f)(3)(i)(A). While we are proposing to define the term as “Net patient revenue” for consistency with the language in the WFTC legislation, which uses that phrase, the term should be viewed as synonymous with instances where we have previously used “net patient services revenue.” We further note that in one reference within the existing regulations, and in several instances in the 2008 final rule, we referred to “net patient services revenue.” Due to the importance of precision and consistency in States' understanding of Net patient revenue resulting from the changes to the indirect hold harmless threshold created by the WFTC legislation and the reporting enhancements we are proposing with respect to this metric, we determined it was beneficial to define it separately in the dedicated definitions section. We are not proposing any changes to our interpretation of this term, as discussed in the 2008 final rule.
                        <SU>13</SU>
                        <FTREF/>
                         In that rule, we specified that net patient revenue “would include all revenues received from all payers for providing the particular service that is assessed by the State and would not include revenues unrelated to the service being assessed.” This means that the revenues are limited to the permissible class being taxed and cannot include revenues from other services even if delivered in the same facility (for example, the Net patient revenue from a tax on the inpatient hospital services permissible class would not include patient revenue from the hospital's provision of outpatient hospital services). For the purposes of the indirect hold harmless percentage, the State should include all revenue, including Medicare revenue, in the net patient revenue calculation regardless of whether such revenue is taxed. Later in this rule, we discuss the opportunities States will have to amend reporting of net patient revenue to account for any adjustments. We further note that revenues from non-patient care, such gift shop revenues, cafeteria revenues, or parking revenues cannot be included, as these revenues cannot be subject to a health care-related tax under any permissible class.
                    </P>
                    <FTNT>
                        <P>
                            <SU>13</SU>
                             73 FR 9685 at 9695.
                        </P>
                    </FTNT>
                    <P>Finally, we propose to add and define “Non-expansion State” to mean a State that is not an Expansion State, as defined in this subpart. This definition is derived directly from the definition in section 71115 of the WFTC legislation.</P>
                    <P>We considered but did not propose to define “Net Patient Revenue” to include only revenue associated with the providers within the permissible class that are actually taxed. We did not propose this alternative definition of net patient revenue because we believe it is inconsistent with our longstanding interpretation of the term and would therefore be disruptive to existing taxes. In addition, the current interpretation of net patient revenue has been adopted in statute on two separate instances. Finally, adopting this definition could present a gaming risk due to the ability it would provide to manipulate the denominator of the calculation. We invite comment on this alternative definition, or other modifications to the definition, of “Net patient revenue.” As another example, we considered but did not propose to define a term such as “total tax collection” to provide a term synonymous with the numerator of the indirect hold harmless calculation, which is the total tax revenue collected for all health care-related taxes imposed on a permissible class. We did not propose such a definition because we do not believe there is confusion about this concept and we have not used a single term consistently for this feature as we have with net patient revenue. We invite comment on inclusion of a term such as “total tax collection,” or any other additional terms, in the definitions in § 433.52.</P>
                    <P>We invite comments on the inclusion of these terms, the definitions we have proposed, and whether there are any other terms used in this proposed rule that should be included in the regulatory definitions as well.</P>
                    <HD SOURCE="HD2">B. Classes of Health Care Services and Providers Defined (§  433.56)</HD>
                    <P>
                        Section 1903(w)(7)(A)(ix) of the Act provides that permissible classes of health care items and services include “such other classifications consistent with section 1903(w)(7)(A) of the Act as the Secretary may establish by regulation.” In addition to the specific classifications that Congress identified in statute, current regulations in §  433.56(a) specify certain additional classes established by the Secretary, as discussed in the background section of this proposed rule. We are proposing to add a new class of health care items and services to the list of permissible classes in §  433.56(a) by redesignating paragraph (a)(19) as paragraph (a)(20), revising paragraph (a)(18), and adding a new paragraph (a)(19). We propose to remove “and” from paragraph (a)(18), to accommodate the redesignation. In new proposed paragraph (a)(19), we would add services of health insurers other than those already identified in paragraph (a)(8) to the definition of classes of health care services and 
                        <PRTPAGE P="46567"/>
                        providers, which would permit States and units of local government to use revenue collected from taxes imposed on these services as the non-Federal share since, if finalized, such tax revenue would be derived from a permissible class for purposes of section 1903(w) of the Act, subject to applicable statutory and regulatory requirements.
                    </P>
                    <P>
                        We are aware that several States utilize taxes imposed on health insurers as the source of non-Federal share to finance Medicaid expenditures, including taxes based on health insurance premiums revenue or other insurance-related measures, despite health insurers not currently being identified as a permissible class under § 433.56(a) for purposes of health care-related taxes. As context, and to clarify the distinction between the proposed health insurer permissible class and the MCO permissible class, the health insurer class would encompass health insurer services that are not MCO services already accounted for in current regulations at § 433.56(a)(8). The Deficit Reduction Act of 2005 modified the MCO provider class to “more broadly encompass services provide by all managed care organizations without regard to their status as Medicaid or commercial health plan or the form of such plan.” 
                        <SU>14</SU>
                        <FTREF/>
                         While there is potential overlap between these two provider classes, they are distinct. We believe at least some of these taxes have been in place for a long time. These taxes appear to meet the definition of, and function as, health care-related taxes; as such, they must meet relevant statutory requirements. Therefore, CMS is left with the choice whether to establish a prospective new permissible class or determine in which particular circumstances where States continue collecting these taxes it is appropriate to initiate compliance actions. Functionally, this means either bringing health insurers into the scope of permissible classes and clarifying that they must meet applicable statutory and regulatory requirements, or treating many existing health insurer taxes as impermissible because they are health care-related taxes imposed on a class not currently recognized as permissible under § 433.56(a).
                    </P>
                    <FTNT>
                        <P>
                            <SU>14</SU>
                             73 FR 9690.
                        </P>
                    </FTNT>
                    <P>We previously attempted to address the issue in a 2019 proposed rule that would have added health insurers as a permissible class, but that proposed rule was subsequently withdrawn. In late 2025, we began an effort to ascertain more complete information from States regarding their collection of health care-related taxes. We believe that in many instances, States may not have understood certain health insurer taxes constitute health care-related taxes for purposes of section 1903(w) of the Act. For example, we have received inquiries from State insurance commissions and departments that impose some of these health insurer taxes, rather than from State Medicaid agencies, which more typically are involved in health care-related tax arrangements. Through these inquiries, we determined some States may not have understood that certain taxes imposed through their insurance commissions, which possibly provided the non-Federal share for Medicaid expenditures, could constitute health care-related taxes under section 1903(w) of the Act, notwithstanding that health insurers are not currently included in § 433.56(a). At least one State has asked for clarification on how to treat such taxes in light of the WFTC legislation. This overall situation has resulted in identification of numerous taxes on health insurers that may not have previously been evaluated under a clear regulatory framework addressing their treatment under section 1903(w) of the Act. This disconnect may have created uncertainty among relevant States which CMS is addressing through this proposed rulemaking.</P>
                    <P>The WFTC legislation amended the indirect hold harmless requirements applicable to permissible classes as in effect on May 1, 2025, but did not amend section 1903(w)(7)(A)(ix) of the Act or otherwise address the establishment of new permissible classes that were not specified in Federal regulation as of May 1, 2025, leaving CMS authority to establish additional permissible classes undisturbed. We further note that taxes on health insurers are the only existing tax structure of which we are aware where States have imposed taxes that appear to be health care-related taxes under section 1903(w) of the Act despite the absence of a corresponding permissible class under § 433.56(a). In evaluating whether to propose a new permissible class, we considered several factors, including the longstanding existence of these taxes in multiple States, our prior consideration of this issue through rulemaking, the apparent uncertainty among States regarding the treatment of these taxes under section 1903(w) of the Act, and the interest in proposing consistent and transparent application of the statutory and regulatory framework governing health care-related taxes. Taken together, these considerations support proposing a permissible class for services of health insurers through notice-and-comment rulemaking.</P>
                    <P>Therefore, we are proposing to expand the permissible class list to include a class for health insurers to provide States with clarity regarding the treatment of taxes on health insurers under section 1903(w) of the Act and to support consistent application of the statutory and regulatory requirements governing health care-related taxes. This change would facilitate CMS review of such taxes under the existing framework applicable to permissible classes, including whether such taxes are structured in a manner that would impermissibly target items or services financed primarily or exclusively through the Medicaid program. Taxes imposed on health care items or services or providers of such items or services that are financed primarily or exclusively by Medicaid could raise fiscal integrity concerns and make it unlikely that such a tax could satisfy the generally redistributive requirement under section 1903(w)(3)(E)(ii)(I) of the Act if the State sought a waiver of the broad-based and/or uniformity requirements. Specifically, we propose to describe a new permissible class in § 433.56(a)(19) as “services of health insurers (other than services of managed care organizations (including health maintenance organizations and preferred provider organizations) as specified in paragraph (a)(8) of this section).” Examples of metrics that could be used to assess a tax on services of health insurers include health insurance premium revenue or covered lives. The proposed class would also include health insurers offering plans to Medicaid beneficiaries under a section 1115 demonstration that provides premium assistance to purchase qualified health plan coverage through the Health Insurance Exchange. We are seeking comment on the scope of this permissible class to ensure all appropriate services of health insurers are included. As with other permissible classes, taxes imposed on this proposed category of health care services would be subject to applicable legal requirements, including the broad-based requirements in §  433.68(b)(1) and the uniformity requirements in §  433.68(b)(2) (unless waived), and the hold harmless provisions in §  433.68(f) (which cannot be waived). We discuss later in this section how this proposed new permissible class would interact with the hold harmless requirements proposed elsewhere in this rule.</P>
                    <P>
                        To establish this permissible class, we must first establish that the taxes in question are health care-related taxes. Section 433.55(a)(3) explains that a 
                        <PRTPAGE P="46568"/>
                        health care-related tax is a licensing fee, assessment, or other mandatory payment that is related to, among other things, the payment for the health care items or services. Thus, a tax on the services of health insurers, which provide for the payment of health care items or services, is a health care-related tax. Furthermore, § 433.55(c) provides that “a tax is considered to be health care related if the tax is not limited to health care items or services, but the treatment of individuals or entities providing or paying for those health care items or services is different than the tax treatment provided to other individuals or entities.” Thus, where health insurers are paying for health care items or services, and the tax specifically targets them in a manner that treats them differently from other individuals or entities subject to the tax, the tax is also a health care-related tax. Therefore, we believe it is clear that taxes on health insurers are health care-related taxes.
                    </P>
                    <P>
                        Next, we must analyze whether this class is appropriate to add as a permissible class under previously articulated standards. As discussed, the preamble of the August 1993 final rule listed three criteria that should be met by any additional class of health care items and services under consideration to be added to the permissible classes under section 1903(w)(7)(A) of the Act. The criteria specified for establishment of a new class are: the revenue from the class is not predominantly from Medicaid and Medicare; the class is clearly identifiable; and the class is not unique to a State, but nationally recognized. We believe that the class of providers of health care items or services that we are proposing to add in §  433.56(a)(19) meets all of these requirements. First, according to the most recent data available from the US Census Bureau,
                        <SU>15</SU>
                        <FTREF/>
                         66.1 percent of individuals in the United States that are insured have private health insurance, whereas 35.5 percent have public coverage, including 17.6 percent that have Medicaid and CHIP and 19.1 percent that have Medicare. In addition, not all Medicaid or Medicare beneficiaries pay premiums when they are covered by a plan that would be included in this permissible class, and when they do, such amounts are generally limited by Federal statute and regulation and are typically lower than premiums paid by enrollees in private insurance. Further, Medicaid benefits are not generally furnished by entities acting in their capacity as health insurers, and where States deliver Medicaid benefits through managed care arrangements, those entities are already identified as a separate permissible class under § 433.56(a)(8) and are expressly excluded from the proposed class. As a result, we do not believe that revenue from the proposed class, services of health insurers (excluding services of MCOs as defined in § 433.56(a)(8) (which include HMOs and PPOs)) is predominantly from Medicaid (or other programs where the Federal government participates in the cost). Specifically, we believe, based on the data described previously in this paragraph, that such revenue is well below the 50 percent threshold (described in our factors from the 1993 final rule) from Medicaid and also below the 80 percent threshold for revenues from Medicaid, Medicare, and other Federal and Federal-State cooperative programs combined.
                    </P>
                    <FTNT>
                        <P>
                            <SU>15</SU>
                             See Health Insurance Coverage in the United States: 2024, available at 
                            <E T="03">https://www2.census.gov/library/publications/2025/demo/p60-288.pdf.</E>
                        </P>
                    </FTNT>
                    <P>Second, each State already defines and regulates health insurers under State law, and thus the class is clearly identifiable. To the extent that State law specifically includes or excludes certain types of issuers of health insurance policies as health insurers, we propose deferring to the State in determining which such entities are included within the proposed class, and which are not. For example, certain groups of employers may band together to offer health insurance coverage to their employees through association health plans under section 3(5) of the Employee Retirement Income and Security Act (ERISA) (Pub. L. 93-406, enacted September 2, 1974). The degree to which an issuer of an association health plan is considered to be a health insurer depends on State law. However, we will continue to conduct oversight and monitor development of provider taxes to make sure this State discretion is not used to circumvent the requirements of this regulation, if finalized.</P>
                    <P>Third and finally, many health insurers exist nationwide and generally are not unique to any individual State, which is one of the criteria we have identified for considering the addition of a permissible class. As a result, the proposed class meets all of the criteria specified in the 1993 final rule and we believe it is appropriate to add to the permissible classes of health care items and services upon which States may impose health care-related taxes without a reduction in FFP, subject to all applicable Federal statutory and regulatory requirements.</P>
                    <P>In an effort to avoid being overly prescriptive, we have decided against proposing a narrow definition of the term “health insurer” as used in the context of the services of health insurers, the permissible class. However, the definition of “health insurance issuer” at 45 CFR 144.103 provides a helpful point of reference. That regulation defines a health insurance issuer as “an insurance company, insurance service, or insurance organization (including an HMO) that is required to be licensed to engage in the business of insurance in a State and that is subject to State law that regulates insurance (within the meaning of section 514(b)(2) of ERISA).” However, unlike the definition at 45 CFR 144.103, the term health insurer in the proposed additional class in § 433.56(a)(19), explicitly excludes MCOs such as HMOs and PPOs because these entities are already included under section 1903(w)(7)(A)(viii) of the Act and § 433.56(a)(8). The proposed class would include insurers that issue policies for the group market and/or the individual market, including such coverage under high-deductible or “catastrophic” plans. The proposed class would also include issuers of short-term limited-duration policies as defined in §  144.103, as well as issuers of coverage for “excepted benefits,” as defined in 45 CFR 146.145 for the group market and 45 CFR 148.220 for the individual market, such as dental-only and vision-only policies. Such a health care-related tax on this class could include, but need not be limited to, an assessment on health insurance premium revenue or covered lives. The class could include revenue from premiums paid under Medicare, such as premiums for private fee-for-service (FFS) plans offered under Medicare Advantage pursuant to Medicare Part C or premiums for prescription drug insurance plans offered under Medicare Part D, as well as any premiums paid on behalf of individuals as part of a section 1115 demonstration in which Medicaid funding is used for premium assistance to help beneficiaries purchase coverage through commercial health insurance plans. We are soliciting comments on the definition of this permissible class to ensure that the appropriate entities and services (or in this context, the provision of payment for services) are included.</P>
                    <P>
                        Section 71115 of the WFTC legislation amends the statutory indirect hold harmless threshold to health care-related taxes imposed on permissible classes “as in effect on May 1, 2025.” The statute does not address whether, or how, the amended indirect hold harmless threshold provisions should apply to permissible classes that may be 
                        <PRTPAGE P="46569"/>
                        established by regulation after that date pursuant to section 1903(w)(7) of the Act. We generally do not interpret the statute or its legislative history to reflect a particular congressional intent regarding the treatment of subsequently established permissible classes. Rather, the statute is silent on this issue. In the absence of an express statutory directive, and consistent with our general authority to implement section 1903(w) of the Act, we are proposing that if the permissible class for services of health insurers is finalized, health care-related taxes imposed on this class would be subject to the same indirect hold harmless threshold framework that applies under the amendments made by section 71115 of the WFTC legislation to taxes imposed on permissible classes as in effect on May 1, 2025. Although section 71115 of the WFTC legislation does not specify thresholds for permissible classes established after May 1, 2025, we believe the most appropriate implementation of section 1903(w) of the Act is to apply the same indirect hold harmless framework applicable to preexisting permissible classes. Under this approach, taxes on the newly established class (if finalized as proposed) that were not enacted and imposed as of July 4, 2025, would have an applicable percent of 0 (zero). We believe this approach is reasonable because, as discussed throughout this section, these taxes appear to constitute health care-related taxes, the proposed class satisfies the criteria identified in the 1993 final rule for establishing additional permissible classes, and recognizing this class would promote consistent application of the requirements of section 1903(w) of the Act. In addition, absent establishment of a permissible class, existing health insurer taxes that constitute health care-related taxes could be subject to deductions of the total revenue from a State's expenditures.
                    </P>
                    <P>Although the addition of this permissible class would expand the list of permissible classes for health care-related taxes, we believe this proposal appropriately situates longstanding State tax structures within the statutory framework of section 1903(w) of the Act. Addressing the treatment of these taxes through notice and comment rulemaking allows us to provide clarity and promotes consistent and transparent application of the statutory requirements of section 1903(w), including with respect to taxes for which States have requested guidance regarding their classification and treatment under existing regulations. Providing this clarity also would reduce uncertainty regarding how the indirect hold harmless provisions apply to these taxes, which in turn would help limit incentives to attempt to structure or modify tax arrangements in ways that could potentially give rise to circumvention or other abusive practices that undermine the operation of the amended indirect hold harmless limitations enacted by section 71115 of the WFTC legislation. Finally, we propose that the newly added permissible class of health insurers would be subject to the same phase-down requirements applicable to other permissible classes under section 71115 of the WFTC legislation, as applicable for expansion States.</P>
                    <P>In conclusion, States with taxes on health insurers would have a threshold calculated and would be subject to the reporting requirements described in this rule, if finalized, and in the case of an expansion State, be subject to a phase down. The applicable percent for health insurer taxes not enacted and imposed by July 4, 2025, would have a threshold of 0 (zero) percent. Although section 71115 does not specify thresholds for permissible classes established after May 1, 2025, we believe it is most appropriate, as a matter of regulatory implementation of section 1903(w) of the Act, to apply parallel indirect hold harmless thresholds to this newly established permissible class.</P>
                    <HD SOURCE="HD2">C. Permissible Health Care-Related Taxes (§  433.68)</HD>
                    <P>The current indirect hold harmless threshold regulations, specifically the two-prong test, are codified in regulations in § 433.68(f)(3)(i)(A) and (B). The following sections describe our proposals to implement the WFTC legislation and make other related changes to the existing regulatory framework.</P>
                    <HD SOURCE="HD3">1. Restructure of Existing Regulations, Effective Until October 1, 2026</HD>
                    <P>To most clearly add the proposed regulations that would be in effect beginning October 1, 2026, we propose to restructure the existing regulations that appear in §  433.68(f)(3)(i)(A) and (B), to improve clarity. We propose to move existing language to § 433.68(f)(3)(i), which previously did not contain any introductory language, and add new introductory language specifying that for periods prior to October 1, 2026, an indirect guarantee will be determined to exist under a two-prong “guarantee” test (referencing the regulations currently in effect). This new proposed introductory language and restructuring, if finalized, would allow us to distinguish the regulations and threshold in effect prior to October 1, 2026, from those proposed to apply afterward, and would more clearly introduce the concept of the two-prong test.</P>
                    <P>
                        In paragraph 433.68(f)(3)(i)(A), we propose to describe the first prong indirect hold harmless test, often referred to as the “6 percent test,” as an examination of the tax as a percent of net patient revenue. We then propose to add new paragraphs (f)(3)(i)(A)(
                        <E T="03">1</E>
                        ) and (
                        <E T="03">2</E>
                        ) to distinguish the existing regulatory periods, namely the periods before January 1, 2008, and after September 30, 2011 (but before October 1, 2026), and the period of January 1, 2008, through September 30, 2011. Although this latter period has passed, we intend to preserve the 5.5 percent standard applicable at that time to maintain the substance of the existing regulations.
                    </P>
                    <P>Next, we propose in paragraph (f)(3)(i)(B) to generally maintain the language that had been there previously regarding the second prong, known as the “75/75 test.” The only change we propose is to divide the first sentence into two sentences and slightly revise them, to state more clearly when CMS will apply the second prong. Otherwise, we propose no substantive changes, and the language would now appear under the paragraph specifying that it applies for periods prior to October 1, 2026. As discussed later in this proposed rule in section II.C.4, we are proposing not to maintain this prong after October 1, 2026.</P>
                    <P>We then propose to place the new regulations in §  433.68(f)(3)(ii), where we propose to introduce the regulations that would be applicable prospectively as follows: “For Federal fiscal years beginning on or after October 1, 2026, an indirect guarantee will be determined to exist if a State exceeds a threshold calculated and applied as specified in this paragraph.” We propose to specify Federal fiscal years to provide clarity as to CMS' interpretation of “fiscal year” as used in section 71115 of the WFTC legislation, which states the changes are in effect for “fiscal years beginning on or after October 1, 2026.” We discuss this topic in more detail in section II.C.3. of this proposed rule.</P>
                    <P>
                        It is not our intent to change the meaning of any of the existing requirements with this reorganization effort, and we invite comment on any further ways we could make the existing regulations more organizationally clear, or if any of our proposed changes would create unintended operational difficulties.
                        <PRTPAGE P="46570"/>
                    </P>
                    <HD SOURCE="HD3">2. Calculation of Threshold</HD>
                    <P>Current regulations in §  433.68(f)(3)(i) specify the methodology used to calculate whether a tax exceeds the indirect hold harmless threshold. This proposed rule does not propose to alter the basic mechanics of that calculation. The applicable percent would continue to be calculated by dividing the total amount of tax revenue collected for the permissible class by the net patient revenue attributable to that class. However, section 71115 of the WFTC legislation requires CMS to determine a new applicable percent for each permissible class that was in effect as of May 1, 2025, based on whether a health care-related tax was enacted and imposed on that class as of July 4, 2025. We therefore propose to implement in regulation how CMS would apply the existing methodology in light of the new statutory requirements to ensure consistent implementation. That process is described in more detail in the next section of this proposed rule. In this section, we describe the methodology we propose to use to calculate the threshold that would replace the former 6 percent indirect hold harmless percentage for each permissible class that was in effect as of May 1, 2025, for which a State or locality enacted and imposed a tax as of July 4, 2025, as required by section 71115 of the WFTC legislation.</P>
                    <P>We propose in § 433.68(f)(3)(ii)(A) to establish how CMS would perform the calculations of the new threshold that will apply for a permissible class in a particular State. By way of clarification, this methodology would be used to establish the threshold both for permissible classes that existed as of May 1, 2025, and for the proposed permissible class for health insurers discussed in section II.B. of this proposed rule, if finalized. Once CMS determines and provides States with the new threshold, that percentage would not change and would serve as the State's new indirect hold harmless threshold, which, if this proposed rule is finalized as proposed, would be the maximum tax revenue percentage for that class. However, each State would have its own percentage for each permissible class, and those percentages would differ across States and permissible classes. For example, State-A may have a threshold percentage of 3.5 percent for taxes on nursing facility services, while State-B may have a threshold percentage of 2 percent for those same services. Likewise, each permissible class within a State would have its own threshold. For example, State-A may have a 3.5 percent threshold for taxes on nursing facility services and a 4 percent threshold for taxes on inpatient hospital services.</P>
                    <P>In addition, CMS reminds States that the tax rate and the indirect hold harmless threshold are not the same. The tax rate is the percentage or amount that providers are assessed under a health care-related tax. An example of a tax rate may be an inpatient hospital tax that assesses a rate of 4 percent of net patient revenue for certain hospitals. Although this tax rate is against net patient revenue, it may be assessed only on a subset of hospitals and may not align fully with the entire permissible class (if a waiver of the broad-based requirement is approved). To illustrate, a State could obtain a broad-based waiver to exclude psychiatric hospitals from its inpatient hospital services tax. As a result, the indirect hold harmless percentage would likely be lower than the tax rate because the net patient revenue used for the indirect hold harmless percentage calculation would include all hospitals in the permissible class for the State, including psychiatric hospitals with an inpatient hospital services tax rate of zero. To continue with this example, the indirect hold harmless percentage may only be 3 percent whereas the tax rate is 4 percent. As such, a tax may be permissible even when the tax rate is higher than the indirect hold harmless threshold, provided the total tax collected for the permissible class does not exceed that threshold. This relationship between the tax rate and the indirect hold harmless thresholds exists under the current regulations and would continue under these proposed regulations.</P>
                    <P>Additionally, we propose in practice to round to nine decimal places when calculating the new thresholds under the policies we propose in this section. CMS proposes to specify this rounding policy because a calculation of the indirect hold harmless threshold has the potential to result in a figure with several decimal places that makes expression and application of the threshold cumbersome. CMS selected nine decimal places since that is the limit we use for resource proxies in eligibility determinations, and we do not have a rounding policy currently established and specified for our tax-related calculations. We invite comment on the appropriate number of decimal places to use in determining the indirect hold harmless threshold, and whether it should be higher or lower than nine. Taxes must be at or below the threshold for each State, for each permissible class, and for each applicable year. For periods prior to October 1, 2026, a tax that exceeds the applicable percentage may nevertheless remain permissible if it satisfies the second prong of the indirect hold harmless test (the 75/75 test), consistent with proposed § 433.68(f)(3)(i)(B).</P>
                    <P>As an illustration of how rounding might operate in practice for periods prior to October 1, 2026, if CMS calculates a threshold for a given permissible class in a State of 4.52562 percent based on the taxes enacted and imposed as of July 4, 2025, that threshold cannot be exceeded without penalty, unless the 75/75 test is met. If the State reports tax collections of 4.52563 percent of net patient revenue for the permissible class for a given fiscal year under the policies proposed in section II.D. of this proposed rule, and CMS verifies that calculation as accurate, that would exceed its threshold of 4.52562 percent. As a result, revenue collected from the tax would be subject to deduction from claimed expenditures before FFP is calculated. However, if the State calculates the percentage as 4.52562000003, and CMS verifies that calculation as accurate, that percentage would not exceed the threshold since the number rounded to nine decimal places is 4.525620000, which is at or below the threshold of 4.52562 percent.</P>
                    <HD SOURCE="HD3">a. Enacted and Imposes</HD>
                    <P>
                        Section 71115 of the WFTC legislation amended the statutory indirect hold harmless threshold applicable for health care-related taxes, effective October 1, 2026. This provision of the WFTC legislation establishes that the indirect hold harmless threshold is determined as follows: (1) for non-expansion States, the threshold may not exceed the applicable percent of net patient revenue attributable to health care-related taxes enacted and imposed as of July 4, 2025, with respect to a permissible class in effect as of May 1, 2025; and (2) for expansion States, the threshold is the lower of the July 4, 2025, applicable percent or the applicable phase-down amount beginning in fiscal year (FY) 2028, with respect to a permissible class in effect as of May 1, 2025. On November 14, 2025, CMS released sub-regulatory guidance, entitled “Section 71115 and 71117 of Working Families Tax Cuts Legislation on Provider Taxes,” referred to here as the “Dear Colleague Letter” describing CMS' interpretation of the terms “enacted” and “imposes” 
                        <SU>16</SU>
                        <FTREF/>
                         as used in 
                        <PRTPAGE P="46571"/>
                        the legislation. In this proposed rule, CMS proposes to revise its interpretation of the terms “enacted” and “imposes,” as used in section 71115, in a manner we believe more accurately reflects the status of a tax relative to waiver approval when applicable, and to offer additional explanation of how CMS proposes to operationalize the statutory requirements in practice.
                    </P>
                    <FTNT>
                        <P>
                            <SU>16</SU>
                             As noted previously, although the Dear Colleague letter used the term “imposed,” the legislation says “imposes,” and we have adopted the statutory tense in this preamble when referring to the language of the legislation.
                        </P>
                    </FTNT>
                    <P>
                        As required by statute, and as described in section I.D. of this proposed rule, we propose to limit the threshold for each permissible class in effect as of May 1, 2025, to the applicable percent of net patient revenue attributable to the class, based on the health care-related tax structure enacted and imposed as of July 4, 2025 (with potentially lower limits for expansion States in future years). We further propose to apply the same threshold requirements to the newly proposed permissible class for health insurers, discussed in the previous section, if finalized. In § 433.68(f)(3)(ii)(A)(
                        <E T="03">1</E>
                        ), under the regulations as they would appear with the reorganization described in the previous section, we propose to codify CMS' interpretation of the terms “enacted” and “imposes.” Specifically, we propose to revise the interpretation by addressing waiver-related requirements under the interpretation of “imposes,” rather than “enacted,” and by explaining how waiver timing and applicability would be treated under that revised approach. As we describe in more detail in the following paragraphs, we believe this revised interpretation more accurately reflects the distinction between a State's legislative authority to authorize a tax and the role of waiver approval, where applicable, in permitting the use of tax revenues as Medicaid non-Federal share. We are further specifying in the preamble for illustrative purposes how that interpretation applies in additional factual scenarios.
                    </P>
                    <P>
                        Therefore, we propose to specify in § 433.68(f)(3)(ii)(A)(
                        <E T="03">1</E>
                        )(
                        <E T="03">i</E>
                        ) that a tax is enacted if the applicable State or local government has completed the entire legislative process necessary to authorize the tax, either initially or to amend an existing tax that was in effect on or before July 4, 2025, not later than that same date. The enacted tax structure as of July 4, 2025, would not include administrative or legislative adjustments to a tax structure, including actions by a State budget office or State legislature (including revenue increases), that are retroactively applicable to July 4, 2025, or earlier.
                    </P>
                    <P>In other words, “enacted” means that the State or locality had the authority under State, or local law, as applicable, to impose the tax on July 4, 2025. We further propose that a tax would not be considered enacted as of July 4, 2025, if the State enacts a new tax or an increased tax rate after that date but makes it retroactively effective for a period beginning on or before July 4, 2025, because a retroactive effective date would not cause the tax to be considered enacted as of July 4, 2025, for purposes of section 71115 of the WFTC legislation. For example, if State-A enacts a new nursing facility tax by passing a State law on September 1, 2025, with an effective date of July 1, 2025, the tax would not be considered enacted as of July 4, 2025, for purposes of section 71115 of the WFTC legislation, because the State legislature did not authorize the tax until September 1, 2025. We believe the phrasing of the statute, “if on the date of enactment [July 4, 2025] of this subparagraph, the [State] has enacted a tax,” indicates enactment must have occurred as of that date. As noted, we previously included the requirement for waiver approval in our interpretation of “enacted” in the Dear Colleague Letter on the basis that waiver approval was necessary for a tax to be both enacted and imposed, and we viewed the waiver requirement as aligning with the idea of authorizing the tax, as through enactment. However, following initial feedback from States and interested parties regarding the Dear Colleague Letter, we have determined it is more appropriate to address waiver-related requirements under the interpretation of “imposes,” rather than “enacted.” We believe this approach better reflects the role of waiver approval in determining when a tax may be imposed for purposes of using the resulting revenues as Medicaid non-Federal share, consistent with the regulatory language currently in § 433.72 concerning requirements for a waiver to permit the State “to receive tax revenue . . . without a reduction in FFP,” § 433.72(b).</P>
                    <P>We also propose that revenues associated with any tax increases enacted after July 4, 2025, would not count toward the baseline threshold calculation because the tax structure supporting those increased revenues was not enacted as of July 4, 2025. Therefore, if a State enacts an increase to its tax rates between July 4, 2025, and October 1, 2026, when the new thresholds become applicable, the State would not be permitted to include the revenues attributable to that increase in the data it submits for the threshold calculation. Accordingly, if a State increases the amount of its health care-related tax at any point during the State fiscal year that includes July 4, 2025, and the increase occurs after July 4, 2025, it must deduct the revenues attributable to that increase when submitting tax revenue data for the one-time reporting requirements described in section II.D.1. of this proposed rule. We discuss the applicable data timeframes in the next subsection.</P>
                    <P>We propose an updated interpretation of “imposes” from what was described in the Dear Colleague Letter. Specifically, we propose that a tax is imposed as of July 4, 2025, if it was in effect. In other words, the State or locality (directly or by way of a delegated administrative agency), imposed on taxpayers a legally enforceable obligation to pay as of July 4, 2025. In the Dear Colleague Letter, we discussed circumstances where a State was actively collecting the tax as of July 4, 2025, and where the State was collecting on a delayed schedule according to routine practice. While we generally expect that active collection of the tax as of that date would be conclusive evidence that the State or local taxing authority “imposes” the tax as of that date, we recognize that the framing in the Dear Colleague Letter caused some individuals to believe we were defining “imposed” as effectively synonymous with “collected.” The revised interpretation is intended to address those concerns by explaining that the operative issue is whether or not the tax was in effect, such that taxpayers were subject to a legally enforceable obligation to pay the tax as of July 4, 2025. We discuss later in this section how a State may demonstrate that a tax was in effect, namely that such an obligation existed. We further propose that if the tax requires a broad-based and/or uniformity tax waiver, the tax waiver must have either been approved as of July 4, 2025, or, if approved after that date, must have an effective date of July 4, 2025, or earlier. Apart from moving the waiver approval element from the interpretation of “enacted,” this proposal would expand the universe of taxes that would be included in the threshold calculation.</P>
                    <P>
                        For example, if a State had enacted a new tax effective July 1, 2025, that required a waiver and that waiver was not approved until after July 4, 2025, but had an effective date of July 1, 2025, any revenue increases associated with that waiver could be counted toward the threshold. However, we propose that if the waiver had an effective date of July 5, 2025, or later, the tax would not be 
                        <PRTPAGE P="46572"/>
                        considered “imposed” as of July 4, 2025, for purposes of section 71115 of the WFTC legislation. Under § 433.72(c), a waiver for a tax program commencing on or after August 13, 1993, is effective on the first day of the calendar quarter in which CMS receives the waiver request. Accordingly, for a waiver to have an effective date of July 1, 2025, CMS would need to have received the waiver request no later than September 30, 2025.
                    </P>
                    <P>We acknowledge that this interpretation differs from the policy stated in the Dear Colleague Letter. Upon further analysis and based on CMS' longstanding application of § 433.72(c), which provides that a waiver will be effective beginning on the first day of the calendar quarter in which the waiver request is received by CMS, we determined that this revised interpretation more appropriately reflects CMS and State practices regarding waiver requests and effective dates. In general, we expect that a State can demonstrate the taxpayers were subject to a legally enforceable obligation to pay the tax as of July 4, 2025, where the legislative language establishing the tax also includes an effective date and language demonstrating that July 4, 2025, falls within the applicable period. In the absence of such clear support, States may provide other documentation demonstrating that the tax obligation was in effect, including, but not limited to, billing information or collection activity (as discussed in the Dear Colleague letter and earlier in this section). In the reporting requirements discussed in section II.E.1. of this proposed rule, we note that States must provide the documentation necessary to demonstrate a tax is imposed as of July 4, 2025. We are available to answer States' questions about what constitutes appropriate documentation to demonstrate that this requirement is met and may request additional documentation, or other information to confirm that a particular tax was imposed as of July 4, 2025, within the meaning of the proposed requirements, if finalized.</P>
                    <P>We also do not wish to exclude taxes from the threshold calculation solely because collections had not yet occurred by July 4, 2025, where States or other authorized taxing units had established a health care-related tax under applicable law and, where required, had an approved waiver effective as of July 4, 2025, as long as the tax otherwise meets the definitions of enacted and imposed as of July 4, 2025. By contrast, taxes that we would consider to be enacted but not imposed could include instances where the State legislature has provided a standing authority for a tax (or more commonly, an increase to a tax) to be implemented at an unspecified, discretionary time, for example, by a State administrative agency. Although such a tax (or tax increase) might be considered “enacted,” we would not consider it “imposed” as of July 4, 2025, if taxpayers were not subject to a legally enforceable obligation to pay the tax or increase as of that date.</P>
                    <P>
                        In section II.E. of this proposed rule, we discuss the one-time reporting requirements that would provide the data needed for CMS to calculate and verify the new threshold, and as part of that reporting we intend to examine the circumstances of tax collections. The methods to document that these standards have been met will be described in more detail in section II.E. of this proposed rule. In cases where a tax has not been enacted and imposed as of July 4, 2025, meaning there are no revenues attributable to the July 4, 2025, timeframe, the threshold would be calculated to be 0 (zero). Specifically, in §  433.68(f)(3)(ii)(A)(
                        <E T="03">2</E>
                        ), we propose that in the case of a permissible class for which no tax has been enacted and imposed as of July 4, 2025, the threshold percentage shall be 0 (zero). This language reflects the requirement in section 1903(w)(4)(D)(i)(I)(bb) and (II)(bb) of the Act, as added by section 71115(a) of the WFTC legislation.
                    </P>
                    <P>We further propose in §  433.68(f)(3)(ii)(A)(3) that in no case shall the threshold percentage exceed 6 percent, unless, as of July 4, 2025, a State has demonstrated to CMS that the State's tax met the requirements for the 75/75 test under paragraph (f)(3)(i)(B) (as reorganized) as of that date. This provision is intended to address two circumstances. First, where the State's new threshold (that is, the maximum tax revenue percentage calculated under proposed § 433.68(f)(3)(ii)(A)) exceeds 6 percent and the tax was not permissible under the 75/75 test as of July 4, 2025. Under this proposed language, the State's new threshold, even if calculated to exceed 6 percent using the enacted and imposed tax structure in effect on July 4, 2025, would be capped at 6 percent because it was not permissible under the 75/75 test as of July 4, 2025. Second, the circumstance where the tax was permissible under the 75/75 test. In that instance, we would allow for the continuation of taxes that exceeded the 6 percent threshold as of July 4, 2025, to the extent the tax was permissible under the 75/75 test specified in § 433.68(f)(3)(i)(B) as of that date. However, we do not expect any State will meet these criteria.</P>
                    <P>In the event of a tax that exceeds 6 percent and was not permissible under the 75/75 test as of July 4, 2025, the tax could place the State at risk of reductions in claimed expenditures by the amount of revenue raised from the tax if the State imposes a tax rate that exceeds the capped 6 percent threshold. While we do not believe that any aspect of this proposed regulation contradicts prior CMS guidance on how to calculate this percentage in terms of the basic data and calculation we perform, we recognize that the details and specific methodology proposed here may differ from approaches States have used in the past to produce the data for such calculation and for which CMS confirmed compliance with the applicable threshold. For example, during tax waiver submissions, CMS has historically accepted estimates and trended figures, and prior period data as substitutes for actual tax collections to establish compliance with the 6 percent threshold. Under this proposal, we would standardize the methodology by relying on actual tax revenue collected and actual net patient revenue for the relevant period, which may not be identical to the data States previously used for financing reviews or monitoring compliance. It is important to CMS that States submit accurate, actual data. However, absent evidence of fraud or other exceptional circumstances, if a State would have satisfied the 6 percent test during a financial review using estimates, prior -period figures, or base-year data under previously accepted CMS practices, we generally would not expect to seek reduction in claimed expenditures solely because the actual data required under this methodology show that the tax slightly exceeds the 6 percent threshold. This approach would apply even when the tax does not satisfy the 75/75 test. We expect such situations to arise infrequently, such as in cases where net patient revenue has decreased unexpectedly, and for the amount that exceeds 6 percent to be minimal.</P>
                    <P>
                        This position does not preclude CMS from reviewing and considering reductions in claimed expenditures for more significant excesses in revenue, or in circumstances where a State is unable to demonstrate that the tax would have satisfied the 6 percent test using data sources that historically we have accepted for this purpose. We would expect this to occur more often in instances where a State had established a tax without consideration for the 6 percent threshold (such as, a broad-based and uniform tax with a rate 
                        <PRTPAGE P="46573"/>
                        applied to net patient revenue that is higher than 6 percent), or where a State has not monitored its tax revenues in relation to provider net patient revenue. States that believe they may be in this position must take proactive steps if they determine that their tax revenue collections for the State fiscal year (SFY) that includes July 4, 2025, will exceed the 6 percent threshold and they wish to avoid reductions in expenditures equal to the amount of the tax collected. For example, before the final threshold is calculated, States may refund tax revenues collected in excess of the 6 percent threshold to taxpayers in a manner appropriate to ensure the tax remains otherwise permissible once the collections fall at or below 6 percent. For States interested in issuing refunds to taxpayers to ensure that reported collections fall at or below the 6 percent threshold, we are proposing that States must ensure that refunds are made to the taxpayers in proportion to the amount of total tax revenue that the taxpayer paid. This requirement is intended to ensure compliance with the broad-based and uniformity requirements and any applicable health care-related tax waiver. This approach is consistent with previously issued sub-regulatory guidance contained in an October 9, 1997, letter to State Medicaid Directors.
                        <SU>17</SU>
                        <FTREF/>
                         States may make only uniform changes to rates specified in an approved tax waiver, without obtaining a new waiver approval. A uniform change is a change that is the same percentage change for all providers, such as a 2 percent reduction in the tax rate for all taxpayers. The State may then accurately report collections that fall at or below the 6 percent threshold.
                    </P>
                    <FTNT>
                        <P>
                            <SU>17</SU>
                             
                            <E T="03">https://www.medicaid.gov/federal-policy-guidance/downloads/SMD100997.pdf.</E>
                        </P>
                    </FTNT>
                    <P>We propose that the same definitions and policies discussed in this section would apply both to taxes on permissible classes that existed as of May 1, 2025, as required by the amendments made by section 71115 of the WFTC legislation, and to taxes on the proposed new permissible class for services of health insurers, if finalized. We invite comment on applying these definitions and policies to the proposed new permissible class.</P>
                    <HD SOURCE="HD3">b. Data Timelines and Reporting</HD>
                    <P>To determine the new indirect hold harmless threshold applicable for a State and permissible class, CMS must first calculate the indirect hold harmless percentage, based on the tax revenue attributable to the enacted and imposed tax structure as of July 4, 2025. Currently, the percentage is calculated using a fraction comparing tax collections to net patient revenue, and we do not propose to change the basic methodology. The numerator consists of the total dollar amount collected for all health care-related taxes that are imposed on a permissible class, as listed in § 433.56(a), including those permissible classes in effect as of May 1, 2025, and the proposed new permissible class for health insurers, if finalized. To calculate the numerator, we propose that the State would add all revenue actually collected for each health care-related tax imposed on that permissible class, including amounts recovered through involuntary mechanisms such as Medicaid payment offsets. This amount may differ from the total tax liability of providers, for example, where a provider is delinquent in making required tax payments and the State does not successfully collect the full amount owed. It is important not to include unpaid tax liabilities and to include only the money actually collected for several reasons. First, a State may never actually collect the money owed by the provider. Second, we provide an extended reporting period for States to complete and correct data submitted for use in this calculation, which should address most delinquencies. Additionally, we know that several States impose penalties on delinquent taxpayers for non-payment of a tax by reducing the taxpayer's future Medicaid payments. The reduction has the effect of collecting taxes from the taxpayer. In certain instances, a State may impose a penalty on a provider for failing to pay a health care-related tax by the required date, and that penalty may exceed the amount of tax owed. As a result, the calculation should include delinquent tax payments later recovered by the State, including associated penalty amounts collected through Medicaid payment offsets or similar recovery mechanisms, but only to the extent such penalties are actually recovered and directly associated with collection of the health care-related tax. Penalty amounts should be included in the calculation because they are a direct product of the State's effort to collect the health care-related tax and thus are realized through enforcement of the underlying tax obligation. When a State reduces a provider's future Medicaid payments to recover an unpaid tax, that offset is functionally equivalent to collecting the tax itself. Therefore, CMS believes including the associated penalty amounts creates a more accurate measure of the revenues generated by the tax. For the denominator, we propose that the State would add the net patient revenue attributable to all providers in the permissible class, including both providers that are subject to the tax and those that are not. This would exclude patient revenue owed but not collected, consistent with the numerator calculation exclusion of amounts not collected. This amount must also exclude any revenue not attributable to the permissible class, consistent with the proposed definition of net patient revenue and existing CMS practice. CMS intends to work with States to ensure proper attribution of revenue amounts obtained from combined data sources, such as inpatient and outpatient hospital revenue (which must be disaggregated into their individual permissible classes). In general, we do not intend to take enforcement actions for States depending on the circumstances of any misattributions. Where misattributions occur, CMS will work collaboratively with States to correct them. However, under no circumstance can revenues from a different class of items or services be included in the calculation.</P>
                    <P>
                        The new statutory language created by section 71115 of the WFTC legislation requires the Secretary to determine the percentage of net patient revenue attributable to a permissible class with respect to which a State or unit of local government had enacted and imposed a health care-related tax as of July 4, 2025. The calculation requires both the total tax revenue collected under the enacted and imposed tax structure and the total net patient revenue attributable to the permissible class. However, due to differences in State collection cycles and the timing of reporting revenue, a single snapshot date cannot accurately represent the relationship between tax collections and net patient revenues for all States and all providers in all permissible classes. Although section 71115 of the WFTC legislation requires us to set the new indirect hold harmless thresholds based on the tax structure that was enacted and imposed as of July 4, 2025, with respect to a permissible class in effect as of May 1, 2025, the associated tax revenue and net patient revenue must be measured over a period of time rather than on a single date. CMS has historically relied on annualized data for these purposes, including when reviewing tax waiver submissions, and we continue to view a full year of data as the most appropriate timeframe for measuring the relationship between tax revenue and net patient revenue. For this reason, we propose in § 433.68(f)(3)(ii)(A)(
                        <E T="03">4</E>
                        ) to use the SFY in which July 4, 2025, falls as the measurement period for calculating 
                        <PRTPAGE P="46574"/>
                        thresholds for taxes that are enacted and imposed. Most States already report tax revenue and net patient revenue data on a SFY basis, and using that period would promote administrative consistency, comparability across States, and alignment with existing State data systems and reporting practices.
                    </P>
                    <P>
                        We acknowledge that the SFY that includes July 4, 2025, may not readily provide a year of data for certain taxes that are enacted and imposed as of that date, and we propose to accommodate these instances. Specifically, we further propose in subparagraph (
                        <E T="03">4</E>
                        ) that “in circumstances where State or local legislative or administrative changes subsequent to July 4, 2025, affect the revenue collected for the State fiscal year that contains July 4, 2025, States must deduct any revenues attributable to increases that were enacted or imposed after July 4, 2025; where such changes decreased the revenue collected for such period, CMS will consider using tax data from an alternate time period to prevent the post-July 4, 2025, decrease from adversely affecting the threshold calculation.” For example, we discussed in the previous section that States with increases to taxes effective after July 4, 2025, would have to deduct the increase in revenue attributable to that later change from the tax collection data. We also discussed in the previous section that there are instances where we will view a tax as continuous despite reauthorization cycles, to ensure taxes that are otherwise continuous are not excluded simply due to the State's reauthorization process. Decreased revenues present a challenge for using actual data to perform the threshold calculation. If an increase needs to be excluded, a State can exclude the increase and the remainder is still actual data. However, if the revenue decreases, there is not actual data available to measure the tax revenue at the higher enacted and imposed tax structure, requiring the use of alternate methods or time periods. We expect scenarios that may require examining a different time period to obtain a full year of usable data to be limited, and we intend to work with States to determine an appropriate measurement period (which may include annualizing and/or pro-rating data for 1 or more years) where necessary.
                    </P>
                    <P>We invite comment on the use of the SFY that includes July 4, 2025, as the annual measurement period, and whether an alternative annual period would be more appropriate. For example, we considered but did not propose using the Federal fiscal year that includes July 4, 2025 (that is, FFY 2025), or calendar year 2025, or 4 consecutive quarters that include July 4, 2025.</P>
                    <P>As we will discuss in section II.E. of this proposed rule, we propose that States would be required to report actual collection and revenue data for a full fiscal year, rather than projections or extrapolations. If a State makes legislative or administrative adjustments to its tax structure after July 4, 2025, the State must adjust its reported tax revenue collection data to remove revenue attributable to those changes when submitting data for the threshold calculation. We note that if a State makes legislative or administrative adjustments to its tax structure after July 4, 2025, that result in lower tax revenue than was collected under the structure in effect on July 4, 2025, the threshold percentage would continue to be based on the tax revenue as a percentage of net patient revenue under the structure in effect on July 4, 2025. As a result, the State could retain the ability to increase future tax revenue collection up to the determined threshold, even though it currently collects a smaller amount. For example, if a State had a health care-related tax generating $40 million in revenue as of July 4, 2025, against $1 billion in net patient revenue, the threshold percentage for a Non-expansion State would be 4 percent moving forward and for an Expansion State it would be 4 percent until October 1, 2031. If the Non-expansion State subsequently reduces its tax to $30 million, the threshold percentage would remain unchanged. The State therefore would retain the ability to collect up to 4 percent of net patient revenue without exceeding its threshold, even though it is currently only collecting $30 million.</P>
                    <P>We also want to clarify for purposes of calculating the applicable threshold the situation in which a State had a health care-related tax that was in effect as of July 4, 2025, but for which continued collection of the tax revenue requires approval of a new broad-based or uniformity waiver. While a State may regard a waiver approval as new based on State tax authorization cycles, CMS generally would treat the tax as continuous for purposes of the applicable threshold, with consideration for changes in revenue discussed in the next subsection. Where a State had a tax within the permissible class in effect on July 4, 2025, CMS would not exclude all data for that class from the threshold calculation solely because of the timing of a State's new waiver request for the tax or for another tax within the same permissible class when the tax is continuous. This approach is intended to avoid excluding longstanding taxes solely due to routine reauthorizations or waiver request timing and to provide a reasonable and administrable method for measuring the applicable percent where the statute does not prescribe the method CMS should use to select the data period for measuring tax collections attributable to the tax structure in effect as of July 4, 2025. We invite comment on alternative measurement methodologies for measuring the applicable percent in circumstances where a full year of data may not be available or may not accurately reflect the tax as it existed as of July 4, 2025, including but not limited to the use of partial year data, which we would then annualize to calculate the threshold. This approach is intended to produce appropriate proxy data to comply with the statutory requirement to establish the applicable percent based on the tax structure in effect as of July 4, 2025.</P>
                    <P>
                        Finally, we propose to include a cross reference in § 433.68(f)(3)(ii)(A)(4) to our proposed one-time reporting requirements, to ensure States are aware that the permissibility of the tax would depend on whether the State has submitted data necessary for CMS to calculate the threshold. Specifically, we propose that States would be required to provide to CMS, in the form and manner specified by CMS, the data described in § 433.74(b)(1) by June 30, 2028. Because CMS cannot finalize thresholds until these data are submitted and reviewed, States would operate under “interim” indirect hold harmless limits from October 1, 2026, through September 30, 2028, as discussed in section II.C.3.c. of this proposed rule. Prior to the availability of final threshold calculations, beginning October 1, 2026, States would be subject to the indirect hold harmless framework described in § 433.68(f)(3)(ii), informed by interim threshold amounts based on available reported data, pending submission and review of final data necessary to calculate the applicable thresholds. CMS intends to announce final thresholds to States, including the phase-down schedule for expansion States, on 
                        <E T="03">Medicaid.gov</E>
                        or another suitable website maintained by HHS, no later than September 30, 2028.
                    </P>
                    <P>
                        We would use the data reported under the one-time data reporting requirements to calculate and provide to States the new threshold percentage applicable to each permissible class to which they would need to adhere. The underlying method for calculation of the threshold (that is, the relationship between tax revenue collections and net patient revenue) is consistent with the approach CMS has historically used and 
                        <PRTPAGE P="46575"/>
                        has advised States to use, although this proposal would rely on actual reported data rather than estimates or projections that have been acceptable in the past. For example, on May 2, 2024, CMS released guidance to States entitled “Best Practices for Health Care-Related Tax Waiver Request Submissions,” which describes calculating the percentage by dividing the total amount of tax revenue attributable to a permissible class by the net patient revenue attributable to all providers in that class, including providers that are excluded from the tax. Although the one-time reporting requirements would request tax-specific data, we remind States both that the calculation of this threshold and its application, as discussed in the next section, would occur on a permissible class basis, as required by the amendments made by section 71115 of the WFTC legislation.
                    </P>
                    <P>If a State fails to report necessary tax information to CMS as part of the final threshold calculation process, CMS would not include that tax in the State's final threshold, which could result in an understated threshold. This discussion applies only to the one-time, final threshold calculation and does not address ongoing quarterly reporting requirements, which are discussed in section II.E. of this proposed rule. We propose that the same policies discussed in this section would apply both with respect to taxes on permissible classes that existed as of May 1, 2025, as required by the amendments made by section 71115 of the WFTC legislation, as well as taxes on the proposed new permissible class for health insurers. We solicit comment on whether there should be a different approach to services of health insurers versus other permissible classes for measuring the indirect hold harmless threshold.</P>
                    <HD SOURCE="HD3">3. Application of Threshold</HD>
                    <P>In the previous section, we described the proposed requirements for calculating the new indirect hold harmless threshold; in this section we describe how we propose to apply these new thresholds, including provisions associated with transitioning to these new requirements, if finalized.</P>
                    <HD SOURCE="HD3">a. Timing</HD>
                    <P>
                        The requirements of section 71115 of the WFTC legislation are effective “for fiscal years beginning on or after October 1, 2026,” and although we propose to calculate the thresholds based on a SFY of data, we propose to apply the threshold for the purposes of monitoring and possible enforcement on a Federal fiscal year (FFY) basis. Specifically, in § 433.68(f)(3)(ii)(B), we propose that beginning October 1, 2026, CMS would apply the threshold on a FFY basis, as calculated under the provisions we proposed in the previous section. As discussed in more detail in the next paragraph, CMS has generally interpreted statutory references to “fiscal year,” where Congress has not included distinguishing language, to mean the FFY, except in limited circumstances when the timing makes FFY application impossible or unreasonable. For example, in the “Medicaid Program; Disproportionate Share Hospital Payments” final rule published in the December 19, 2008, 
                        <E T="04">Federal Register</E>
                         (73 FR 77904), CMS interpreted statutory references to the fiscal year to be applicable to the Medicaid disproportionate share (DSH) State plan rate year, explaining that “[t]he basis for this modification is recognition of varying fiscal periods between hospitals and States. The Medicaid State plan rate year is the one uniform time period under which all States estimate uncompensated costs in order to make DSH payments under the approved Medicaid State plan.” 
                        <SU>18</SU>
                        <FTREF/>
                         In other instances, CMS has interpreted statutory references to the fiscal year to mean a time period other than FFY where that approach made the most operational sense or where the statutory effective dates did not align with either the FFY or SFY, such as when implementing the Tax Relief and Health Care Act of 2006.
                    </P>
                    <FTNT>
                        <P>
                            <SU>18</SU>
                             
                            <E T="03">https://www.federalregister.gov/documents/2008/12/19/E8-30000/medicaid-program-disproportionate-share-hospital-payments.</E>
                        </P>
                    </FTNT>
                    <P>In this instance, we believe that the FFY is the most appropriate basis for application of the indirect hold harmless threshold for several reasons. First, the statutory requirement becomes effective for fiscal years beginning on or after October 1, 2026, which is the start of the FFY. Second, unlike the 2006 statutory change, the applicability date specified in section 71115 of the WFTC legislation aligns with the beginning of the FFY, and therefore does not present the type of misalignment that warranted interpreting “fiscal year” to refer to the SFY in that earlier context. Third, applying the threshold on a FFY basis promotes consistency across States and aligns with other Federal Medicaid financial oversight processes that operate on a FFY basis. Interpreting the language to mean SFY would give some States up to three additional quarters in relation to other States before the threshold became effective, an inconsistency that would be more pronounced for any possible expansion State phase down (discussed in the next section).</P>
                    <P>Therefore, we propose that, beginning with FFY 2027, States would be required to comply with the indirect hold harmless thresholds established for their health care-related taxes enacted and imposed as of July 4, 2025, on a permissible class basis. As we discussed previously, States and CMS both generally perform assessments and calculations regarding taxes based on a year of data, and we believe that approach is appropriate to apply here as well. Because we propose that States would report the necessary information through the quarterly CMS-64, CMS would be able to determine compliance with the threshold on a FFY basis using the four quarters in that FFY. This interpretation primarily affects when the threshold becomes effective for a State. Most States have SFYs that do not align with the FFY, and therefore would need to ensure tax revenues attributable to portions of SFYs that fall within a FFY do not exceed the threshold. For example, a State's SFY may run from July 1, 2026, through June 30, 2027, crossing the October 1, 2026, effective date of the requirements of the WFTC legislation. Despite this non-alignment, the State must ensure that its tax collections for the period of October 1, 2026, through September 30, 2027, are within the applicable indirect hold harmless threshold, even though the State may levy its tax based on a State tax year that runs contemporaneously with the SFY from July 1, 2026, through June 30, 2027. If the State had a tax revenue increase that would not count toward the final threshold (for example, if the increase was in effect after July 4, 2025), that State must ensure that any corresponding tax revenue reductions are proportionate to the portions of the FFY for which different thresholds apply, including any quarters where the threshold remains at 6 percent and any quarters in which a lower threshold applies. This State would need to undertake similar measures for the phase-down years, if applicable, which would similarly take effect on a FFY cadence. We believe that attempting to establish different timeframes based on SFYs or other State circumstances, or different timeframes for different permissible classes, would be cumbersome to both CMS and States and increase the risk of error.</P>
                    <P>
                        Once the applicable threshold is established under the proposals in the previous section and the proposed reporting requirements proposed in section II.D. are in effect, if finalized, the indirect hold harmless threshold would be maintained on an ongoing 
                        <PRTPAGE P="46576"/>
                        basis without requiring special consideration due to non-alignment of the State and Federal fiscal years, provided that the State's tax is not subject to a phase down of the indirect hold harmless threshold, as discussed in the next subsection. States should be aware that the tax revenue collected as a percentage of net patient revenue may increase even if tax rates remain unchanged. This could occur, for example, if the net patient revenue for the permissible class decreases while tax collections remain constant (or if tax collections increase, or decrease at a lesser rate than net patient revenue). Accordingly, States must monitor their actual tax revenue relative to their applicable thresholds on an ongoing basis, in addition to reporting this information to CMS through regular quarterly submissions. CMS will endeavor to notify States that appear at risk of exceeding the applicable limit as early as possible to allow them time to initiate remedial action, although States should be conducting their own compliance monitoring on an ongoing basis and should not rely on CMS for such alerts. We also note that because States may update and correct reporting data as additional information becomes available, interim CMS compliance monitoring may not always be fully predictive of final compliance determinations. Accordingly, CMS-driven monitoring alerts should be viewed as one tool to assist States in maintaining compliance, rather than as definitive assessments. We discuss later in this section the mechanisms we propose to assist States with ensuring compliance.
                    </P>
                    <P>For States that have tax increases that are not considered enacted and imposed as of July 4, 2025, apart from needing to deduct the increase from the amounts used for calculation of the threshold, we further remind such States that those increases may cause the tax to exceed the applicable threshold beginning October 1, 2026. As such, the State must ensure its tax collections for FFY 2027 and thereafter do not exceed the final threshold established under statute and this proposed rule, if it is finalized. This would include taxes with respect to permissible classes in effect as of May 1, 2025, as required under the amendments made by section 71115 of the WFTC legislation, as well as taxes on the proposed new permissible class for health insurers, if finalized. We propose to provide an interim threshold later in this rule, which we believe would help guide States to reduce revenue to within the threshold.</P>
                    <HD SOURCE="HD3">b. Phase Down for Expansion States</HD>
                    <P>As discussed in the previous section, both expansion and non-expansion States may need to address existing revenues that exceed the initial indirect hold harmless threshold associated with a tax waiver approved after July 4, 2025. For instance, a State may have an approved tax waiver authorizing an increase in tax revenue that was approved after July 4, 2025, and may collect tax revenues that would not be considered enacted and imposed as of this date, but such authority may remain in effect through September 30, 2026, before the new threshold requirements become applicable on October 1, 2026. In such cases, the State would need to account for the lower indirect hold harmless threshold that would be in effect as of October 1, 2026. Expansion States may also need to account for similar scenarios in future years, depending on how each expansion State's taxes are affected by the phase down of the indirect hold harmless threshold discussed in this section. Section 71115 of the WFTC legislation specifies that expansion States, which we propose to define in section II.A. of this proposed rule, will be subject to a phase down of the indirect hold harmless threshold, with respect to taxes on permissible classes as in effect on May 1, 2025. Additionally, we propose to apply the same phase-down requirements with respect to taxes on the proposed new permissible class for health insurers, if finalized. As discussed in section II.B. of this proposed rule, although section 71115 of the WFTC legislation does not specifically address permissible classes established after May 1, 2025, we are proposing to apply the same indirect hold harmless requirements, including the phase-down requirements applicable to expansion States, to the proposed permissible class for health insurers. As discussed in section I.A. of this proposed rule, section 71115(a)(1)(D)(iii) of the WFTC legislation defines an expansion State as “a State that, beginning on January 1, 2014, or on any date thereafter, elects to provide medical assistance to all individuals described in section 1902(a)(10)(A)(i)(VIII) under the State plan under this title or under a waiver of such plan.” These States are subject to statutory phase-down requirements relating to the indirect hold harmless threshold for their health care-related taxes. Therefore, we propose to specify in regulation in § 433.68(f)(3)(ii)(B)(1) that in the case of a non-expansion State, and a class of health care items or services specified in § 433.56(a), the threshold would be the amount calculated under paragraph (f)(3)(ii)(A). This codifies that the threshold calculated based on the tax structure enacted and imposed as of July 4, 2025, would remain the final threshold for non-expansion States.</P>
                    <P>For expansion States, the phase down is not applicable to health care-related taxes levied on the nursing facility or ICF/IID permissible classes under section 1903(w)(4)(D)(iv) of the Act, as added by section 71115 of the WFTC legislation. The indirect hold harmless threshold for these two classes of health care providers would remain unchanged from the threshold for such taxes enacted and imposed as of July 4, 2025, regardless of whether the State is an expansion or non-expansion State. Because the indirect hold harmless threshold is applied on a permissible class basis, we propose to codify that for an expansion State, and the permissible classes specified in § 433.56(a)(3) or (4), the threshold will be the amount calculated under paragraph (f)(3)(ii)(A).</P>
                    <P>This treatment does not apply to the remaining permissible classes for expansion States, which are subject to a phase down under section 1903(w)(4)(D)(ii) of the Act, as added by section 71115 of the WFTC legislation, nor would it apply to the proposed new permissible class for health insurers, if finalized. This phase down begins in FFY 2028 and runs through FFY 2032, decreasing the indirect hold harmless threshold by 0.5 percentage points each year. Accordingly, the indirect hold harmless threshold for expansion States for permissible classes other than those specified in § 433.56(a)(3) or (4) would be the lower of: the indirect hold harmless threshold of the tax as enacted and imposed as of July 4, 2025; or 5.5 percent for FFY 2028, 5 percent for FFY 2029, 4.5 percent for FFY 2030, 4 percent for FFY 2031, or 3.5 percent for FFY 2032 and each subsequent FFY thereafter. We propose to codify the approach in § 433.68(f)(3)(ii)(B)(3).</P>
                    <P>
                        We expect expansion States to comply with the applicable indirect hold harmless thresholds for each FFY. We acknowledge again that most expansion States have SFYs that do not align with the FFY and may therefore need to make accommodations to account for the threshold decreasing on October 1, 2026, and for the classes subject to the phase down, which, beginning in FFY 2028, may occur mid-year for States whose SFYs do not align with the FFY. Take the example of an expansion State with a SFY that begins on July 1, 2030, and ends on June 30, 2031. Although the State may assess its inpatient hospital service tax on a SFY basis, CMS 
                        <PRTPAGE P="46577"/>
                        would verify compliance separately for FFY 2030 and FFY 2031, applying the applicable threshold for each FFY to the aggregated tax collections and net patient revenue attributable to that permissible class and FFY.
                    </P>
                    <P>There are two potential methods by which an expansion State may operationalize a health care-related tax on the permissible class that is subject to the statutory phase down when the FFY indirect hold harmless threshold decreases mid-SFY, to ensure the State's collection remains within the applicable limit. Take, for example, a tax on inpatient hospital services for which the State will have hospital cost report and other financial information for each provider in the permissible class, aggregated by the State to determine compliance with the indirect hold harmless threshold. One approach would be for the State to assess the inpatient hospital service tax at 4.5 percent of net inpatient service revenues for all providers in the State attributable to the period of July 1, 2030, through September 30, 2030, and 4 percent of net inpatient service revenues attributable to the period of October 1, 2030, through June 30, 2031. This example assumes a lower applicable threshold percentage does not apply based on the tax structure enacted and imposed on July 4, 2025. Alternatively, the State may choose to pro-rate the aggregated net inpatient revenues for all providers for the entire SFY to reflect the partial SFY period July 1, 2030, through September 30, 2030, for which the indirect hold harmless threshold is 4.5 percent and the period of October 1, 2030, through June 30, 2031, for which the indirect hold harmless threshold is 4 percent. The former period represents 25 percent of the SFY while the latter period represents 75 percent of the SFY. If providers in the State had net patient revenue for inpatient services of $1 billion for SFY 2031, using this method, the State could tax up to $250 million at 4.5 percent for the period July 1, 2030, through September 30, 2030, and tax up to $750 million at 4 percent for the period October 1, 2030, through June 30, 2031. We acknowledge that net patient revenue may not be earned evenly throughout the year and therefore solicit comments on how States may operationalize implementation of the requirements established by section 71115 of the WFTC legislation, including the reporting of the net patient revenues, in order to maintain compliance with the statutorily required indirect hold harmless threshold limits, whether the two approaches discussed in this paragraph for operationalization are appropriate, and whether there might be other appropriate approaches to operationalization that we should consider discussing in a final rule.</P>
                    <P>We believe States should already be able to operationalize the differences between the SFY and the FFY, including the mid-year changes in the applicable indirect hold harmless percentage during the phase down because States are already expected to be monitoring compliance with indirect hold harmless thresholds with respect to changes to net patient revenues from year to year. To the extent implementation of section 71115 of the WFTC legislation requires adjustment of data, we believe States should generally be able to perform these calculations (such as dividing an annual collection across the four applicable quarters). We invite comment on this belief and on whether any additional steps would mitigate any difficulty.</P>
                    <P>Finally, we propose that if a current non-expansion State chooses to expand Medicaid in the future and thereby becomes an expansion State, we would interpret the amendments made by section 71115 of the WFTC legislation to mean that the phase-down thresholds applicable to expansion States would apply for the FFY in which the expansion becomes effective. For example, if a previously non-expansion State chose to expand effective January 1, 2030, and had an inpatient hospital tax with a threshold of 5.9 percent, the applicable threshold would be 4.5 percent for FFY 2030, and then would be 4.0 percent on October 1, 2031, and finally 3.5 percent on October 1, 2032, consistent with the statutory phase-down schedule. The amendments made by section 71115 make clear an expansion State includes a State that expands on any date beginning on or after January 1, 2014, which would therefore include States that expand after this legislation was enacted. Likewise, the phase-down schedule in the statute applies on a fiscal year-specific basis, which we are proposing to apply on the basis of the FFY, rather than, for example, a full phase-down glidepath beginning on a particular State's date of expansion. Accordingly, in the case of a newly expanding State, we propose that the indirect hold harmless threshold would be the applicable percentage in effect for the FFY in which the expansion becomes effective for FFYs beginning with FFY 2028, unless a lower threshold applies based on the tax structure that was enacted and imposed on July 4, 2025. This proposal would apply with respect to taxes on permissible classes in effect on May 1, 2025, and to the newly proposed permissible class for health insurers, if finalized. Particularly with respect to the situation where a State becomes an expansion State on a date that does not coincide with the beginning of a FFY, we would be available to provide technical assistance to any State considering Medicaid expansion in the future.</P>
                    <HD SOURCE="HD3">c. Interim Indirect Hold Harmless Threshold Process</HD>
                    <P>
                        Section 1903(w)(4) of the Act, as amended by section 71115 of the WFTC legislation, requires CMS to collect additional tax data in order to verify that all States are in compliance with the applicable indirect hold harmless threshold. As discussed in section II.E. of this proposed rule, we intend to calculate and apply the threshold using actual tax collection data and net patient revenue data for the permissible classes in the SFY that includes July 4, 2025. Because those data are not available as quickly as the amendments made by section 71115 of the WFTC legislation take effect, we propose an interim indirect hold harmless threshold process to provide States with an early indication of the thresholds that ultimately may apply and to support a transition to the new reporting requirements. This interim process would allow CMS and States time to address data lags and routine revenue collection delays, provide States the opportunity to correct errors in initial reporting, provide a reference points for monitoring potential compliance issues, and facilitate review of waiver proposals 
                        <SU>19</SU>
                        <FTREF/>
                         submitted after October 1, 2026, but before final thresholds are established. Although the interim threshold would not be binding, we intend for it to facilitate review of State waiver proposals while minimizing the later collection adjustments a State may need to make. We discuss the final threshold reporting process in section II.E. of this proposed rule.
                    </P>
                    <FTNT>
                        <P>
                            <SU>19</SU>
                             As part of the waiver review process, States are expected to demonstrate compliance with the indirect hold harmless threshold. This process acknowledges the need States may have to continue submitting waivers for tax changes while a final threshold calculation is still pending.
                        </P>
                    </FTNT>
                    <P>
                        Separately, we propose in the next section a remediation process that would apply after final thresholds have been established. Under that process, States would have up to 2 years (see section II.E.d. of this proposed rule) to submit all required data for the relevant FFY. At the end of that period, CMS would assess the data for the applicable FFY against the final threshold to determine whether taxes for a 
                        <PRTPAGE P="46578"/>
                        permissible class exceed the threshold, and if so, would proceed to reduce the State's expenditures before calculating FFP, as provided in § 433.70(b).
                    </P>
                    <P>Although the data remediation process and reporting requirement proposals are discussed later in this proposed rule, we are including references in the following graphic (Figure 1) and table (Table 1) to illustrate how these processes work in conjunction with the interim period. Figure 1 reflects visually the time periods for the interim period and remediation processes. Although the ongoing reporting and remediation process will be continuous, we have represented them as annual processes to reflect the related time periods for the interim period and remediation processes. Table 1 summarizes the various timeframes proposed here, including those discussed in greater detail later in the proposed rule, to provide initial context and clarity for timing. Note these times may shift based on the timing of the final rule, and the following is intended to illustrate the concepts:</P>
                    <GPH SPAN="3" DEEP="232">
                        <GID>EN23JY26.000</GID>
                    </GPH>
                    <GPOTABLE COLS="3" OPTS="L2,nj,i1" CDEF="s50,r75,r75">
                        <TTITLE>Table 1—Dates and Timeframes Associated With Proposals</TTITLE>
                        <BOXHD>
                            <CHED H="1">Event</CHED>
                            <CHED H="1">Data used</CHED>
                            <CHED H="1">Anticipated timing</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Reporting and Calculation of Interim Threshold</ENT>
                            <ENT>Data applicable to the SFY that contains July 4, 2025—Best estimates</ENT>
                            <ENT>With the CMS-64 for QE December 31, 2026.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Reporting and Calculation of Final Threshold</ENT>
                            <ENT>Data applicable to the SFY that contains July 4, 2025—Actual data</ENT>
                            <ENT>Reporting by June 30, 2028.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Ongoing reporting</ENT>
                            <ENT>Data applicable to the respective quarters of the relevant FFY—Actual data</ENT>
                            <ENT>Quarterly, with enhanced reporting beginning October 1, 2026.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Interim Period—Monitoring and waiver submissions</ENT>
                            <ENT>Interim Threshold</ENT>
                            <ENT>October 1, 2027-September 30, 2028.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Announcement of Final Thresholds</ENT>
                            <ENT>Actual data as submitted by June 30, 2028, for SFY that contains July 4, 2025</ENT>
                            <ENT>September 30, 2028.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Remediation</ENT>
                            <ENT>Final Threshold</ENT>
                            <ENT>Ongoing, for the time between the end of a reporting period (or in the first year, the interim period when States would adjust based on the interim threshold before a final is available), and possible enforcement.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Enforcement</ENT>
                            <ENT>Applicable FFY of ongoing reporting data and data about any remediation undertaken for the FFY</ENT>
                            <ENT>2 years following the end of the applicable reporting period.</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>
                        Based on the data reported under the one-time process proposed in § 433.74(b)(2), discussed in section II.E.1. States would use the interim threshold to make initial adjustments until the final threshold is available, at which point States must reconcile payments and reporting and complete any necessary remediation steps before the remediation period concludes, as described in the remediation section of this rule. CMS generally does not intend to make determinations regarding whether a penalty should apply to a tax exceeding the interim threshold until after a final threshold is available and States have had an opportunity to take corrective actions. CMS will make a determination regarding whether a penalty should apply in circumstances where CMS has reason to believe that a State may have engaged in excessive or intentional overcollections (for example, collections that exceed the current 6 percent threshold, or excessive tax collections that are used as a source of non-Federal share to claim Federal matching funds before those excess collections are returned to taxpayers). States must report accurate and 
                        <PRTPAGE P="46579"/>
                        complete tax collection information and should not attempt to inflate reported tax collection information to artificially increase their interim or final indirect hold harmless threshold. Following review of reported data, CMS may request additional information or supporting documentation under its authority in § 433.74 where reported amounts appear inconsistent with available information regarding a State's health care-related taxes and tax collection practices.
                    </P>
                    <P>Specifically, we propose that to allow for any data lag and oversight work, CMS will provide States with an interim threshold, based on the reporting requirements specified in proposed § 433.74(b)(2). CMS generally does not intend to use this interim threshold to apply penalties under section 1903(w)(1)(A) of the Act and § 433.70, as noted earlier. However, States should use the interim threshold for oversight purposes and, if necessary, tax collection purposes to avoid or minimize overcollection and the potential need to take remediation steps. This proposal reflects our expectation that States may use the interim threshold to guide their decision making about their tax programs and tax collection, thereby reducing the likelihood that extensive remediation would be necessary once the final threshold is available and CMS reaches the point at which it may take enforcement action. We reiterate that we retain discretion to apply penalties and take enforcement action for any period of time, including for the period going back to October 1, 2026, where appropriate, based in the applicable indirect hold harmless threshold for the period.</P>
                    <P>As discussed, the interim period is designed to, among other things, allow for lags in data availability that may affect the reporting used to calculate the final threshold. We therefore propose that the interim period will last 1 year following the first reporting cycle of FFY 2027, which would be FFY 2028, and would allow States to use the interim threshold for oversight and potential waiver submission purposes until CMS issues the final threshold calculations, anticipated no later than September 30, 2028. However, we recognize that there are various factors that may affect our ability to adhere to this timeline or unforeseen administrative challenges. Therefore, we propose that, where necessary, the interim period may extend through the period between the one-time reporting used to calculate the interim threshold and the announcement of final thresholds following submission of final threshold data. In all cases, we propose to allow time for data remediation, as discussed in the next subsection. In developing this proposed approach, CMS has considered that States use varying reporting and tax collection practices, including differences in the timing of cost reports that form the basis for calculating the net patient revenue. To balance these considerations and avoid the administrative burden of multiple unique timelines, we are proposing to operate this interim period and the remediation process, discussed in the next section, under the general principle that a 2-year period is sufficient time to finalize tax revenue collections for a given period, obtain final data, and make necessary corrections to data and payment amounts. In other words, where CMS allows use of an interim threshold beyond the one-year interim period described above, or makes other timing adjustments, we generally intend to permit 2 years between the end of the time period for which data are applicable and the point at which CMS would assess the data for compliance and would undertake enforcement.</P>
                    <P>This 2-year time period has proven effective in similar State claiming practices, such as the 2-year timely filing period for Medicaid FFP (as specified in 45 CFR 95.7) and the reconciliation period for Medicaid DSH claims (as specified in 42 CFR part 447, subpart E). In the DSH context, States must reconcile initial, prospective payments against qualifying hospitals' actual costs to avoid exceeding the applicable allotment and/or hospital-specific limits. Additionally, under the DSH framework, States have 2 years to address and report any overpayment redistribution amounts from the date of discovery that a hospital-specific limit has been exceeded, as determined under § 433.316(f), and in accordance with a redistribution methodology in the approved Medicaid State plan. Although States may in some circumstances have longer to address DSH overages due to the timing of the audit, those longer timeframes are driven in large part by the requirement for an independent certified DSH audit, which is a distinct statutory step not required for the provider tax reporting, threshold calculation, and remediation process proposed here. This approach to timely filing and reconciliation is thus reflected in the process we propose for ongoing reporting and application of the final threshold.</P>
                    <P>As discussed, one of the critical processes that the interim threshold is intended to support is the waiver submission and approval process. Section 433.72(b)(3) requires, as a condition of waiver approval, that the tax does not violate the hold harmless provisions of § 433.68(f). Section 71115 of the WFTC legislation applies beginning October 1, 2026, regardless of whether a final rule or final threshold data are available by that date. While we account for data lags in our proposed requirements, we believe it would be unduly disruptive to States to defer consideration of otherwise approvable waiver submissions until final thresholds are established. Therefore, we propose to rely on the interim threshold for purposes of evaluating waiver submissions on or after October 1, 2026, and prior to CMS' announcement of final thresholds. However, even if a waiver meets the interim threshold and is otherwise approvable, States must nevertheless address any revenue that exceeds the final threshold, once announced, even for time periods covered in the approved tax waiver. In other words, the existence of an approved tax waiver does not mean the tax would not be subject to penalty if it ultimately exceeds the final threshold.</P>
                    <HD SOURCE="HD3">d. Data Remediation</HD>
                    <P>As discussed, because we propose that the final threshold calculated under section 71115(a) of the WFTC legislation would be based on the actual tax revenue collected under the tax structure that was enacted and imposed as of July 4, 2025, each permissible class with an existing tax as of that date generally will, by definition, already be at its indirect hold harmless threshold. Previously, many State tax rates were set at or below the 6 percent threshold. Because most permissible classes with existing taxes would begin with an applicable percentage that reflects their current tax structure, many States would be operating at or near their applicable thresholds. Mindful of the increased oversight associated with the new threshold, States may need to adopt new procedures to ensure they do not exceed the threshold once it becomes effective.</P>
                    <P>
                        Once the final indirect hold harmless threshold is established, this threshold would be fixed moving forward and therefore the need for an interim threshold would cease. However, the availability of the actual tax revenue collection and net patient revenue data needed to assess compliance for each FFY will continue to lag, which affects the timing of oversight and enforcement for a particular FFY. Therefore, and as discussed, we propose to allow a time period of up to 2 years, inclusive of any portion of that period remaining after 
                        <PRTPAGE P="46580"/>
                        the end of the interim reporting period, for States to submit all required data for the relevant FFY, including reporting net patient revenue derived from cost reports that are finalized after the close of the FFY, and to make any necessary corrections. We believe 2 years is an appropriate length of time for States to obtain, report, and correct the actual tax data applicable to a given time period, and we generally would not assess such time period for possible enforcement actions until after 2 years have passed. This reflects our general timing principle, but we acknowledge in the first one or two enforcement cycles, the timing of final rule issuance or the availability of finalized data may require adjustment to the standard timeline described previously, but it generally reflects the timing of when CMS would assess the data for the applicable FFY against the threshold to determine whether taxes for a permissible class exceeded the threshold, and where appropriate, would proceed to disallow overpaid FFP based on a reduction of the State's expenditures before calculating FFP for the relevant period, as provided in § 433.70(b).
                    </P>
                    <P>To put this policy into context, the first year of reporting after section 71115 of the WFTC legislation becomes effective is FFY 2027, which ends September 30, 2027. As described in the prior section, and under the intended timeframes, the interim period would take place during FFY 2028, or until a final threshold is announced. If that announcement occurs by September 30, 2028, as intended, States would have an additional year to complete any necessary remedial steps before CMS evaluates compliance for FFY 2027, and determines whether to take enforcement action. FFY 2028 would end September 30, 2028, coinciding with CMS' intended announcement of final thresholds, and CMS would similarly allow 2 years for States to continue to report, correct, and remediate data for that time period (FFY 2028) before CMS review and possible enforcement action (beginning October 1, 2030). We reiterate these are illustrative timelines.</P>
                    <P>In the remediation time period, States would have the opportunity to collaborate with CMS to correct reporting and/or adjust their tax collections to ensure the tax has not exceeded the final threshold for a particular FFY. We would expect States to use this time to gather final cost reports to report accurate net patient revenue and make any necessary adjustments for the applicable FFY. Most importantly, we would expect States to use this time to return collections that exceed the threshold to all taxpayers in the permissible class on a consistent basis, such that the refund does not alter the broad-based or uniform nature of the tax, or conflict, if applicable, with an approved waiver. For example, a State that has determined it would exceed the threshold may not return a tranche of funds only to a single taxpayer to reduce collections, as this would result in the tax becoming non-uniform or would be a non-uniform change to a tax with an approved waiver, if applicable, that would require a new waiver. All other health care-related tax requirements apply, and targeted adjustments of this kind would likely result in a tax that is not generally redistributive, or that has been changed in a non-uniform manner without CMS approval and is therefore not compliant and would be subject to penalties.</P>
                    <P>For example, for FFY 2029, which ends on September 30, 2029, States would be expected to complete any remedial steps by September 30, 2031. During that period, States should monitor their compliance with their final indirect hold harmless thresholds. If a non-expansion State with an inpatient hospital tax has an indirect hold harmless threshold of 5 percent for that permissible class and determines in August 2030 that the collections for FFY 2029 reached 5.5 percent of the net patient revenue for FFY 2029, the State should use the time remaining in the remediation period that runs through September 30, 2031, to make adjustments. The State in this example may choose to make a proportionally distributed return to taxpayers to bring the collections to 5 percent. Whether such action is permissible may depend on compliance with other Federal laws, the State's authority under State law, or the approved State plan. Accordingly, for States where other Federal laws, State law or State plan provisions may interfere with the ability to take remedial steps in the event of tax collections in excess of the applicable percent threshold for a permissible class, States should explore legislative changes and/or SPAs as may be needed to enable the State to avoid a reduction in FFP by refunding excess tax collections to taxpayers. In addition, the requirements in § 433.72(c)(2) have not changed, meaning CMS may approve a broad-based or uniformity waiver only with an effective date not earlier than the first day of the quarter in which the waiver request is received. Therefore, States should ensure any necessary processes are in place as soon as practical. If a waiver-requiring change cannot be made effective for the FFY in question, the State would need to undertake remedial actions that do not require a waiver, such as the proportionally distributed return of tax collections described in this example. However, because the concept of an indirect hold harmless threshold is not new, we expect States to generally be prepared to undertake such remedial actions if necessary. We invite comment on this expectation.</P>
                    <P>In summary, we are proposing this remediation period for two reasons. First, States need time to compile actual tax amounts collected and actual net patient revenue from providers. For example, in the case of hospitals, each hospital has its own fiscal year, which may differ from other providers. The hospital's Medicare cost report is due to the State 5 months after the conclusion of the hospital's fiscal year, and it may take 12 months or longer to receive a Notice of Program Reimbursement (NPR) from Medicare. Providers may also be delinquent in paying their health care-related taxes to the State and, as a result, may make tax payments to States after the end of a given reporting period that are applicable to the relevant FFY. In an effort to ensure that the State provides full, complete, accurate, and finalized data to CMS on the tax amounts collected and net patient revenue, we believe that providing 2 years for reporting this information is appropriate. We also believe this timing is sufficient, as it aligns with timely claims filing requirements for State expenditures (as specified in 45 CFR 95.7) and the reconciliation period for Medicaid DSH claims (as specified in 42 CFR part 447, subpart E). Second, the remediation period provides a practical timeline for enforcement that allows States to correct any errors in data and make any necessary refunds to ensure that collections do not exceed the hold harmless threshold, consistent with Federal requirements. Over this period, we would expect to work collaboratively with States to ensure the requirements are met, if finalized. We reiterate that we retain discretion to take enforcement action where appropriate, such as instances where we find evidence of fraud, or failure to report accurate data.</P>
                    <P>
                        Although we are proposing to allow this time for remediation, CMS expects that every State would make every effort to stay under its indirect hold harmless percentage on an ongoing basis. CMS intends to conduct oversight activities to determine if any State appears to be collecting amounts above the applicable limit with the expectation that such amounts can later be refunded. The purpose of the 2-year remediation 
                        <PRTPAGE P="46581"/>
                        period is not to enable overcollections that would, in effect, function as generally interest-free loans from taxpayers to the State. CMS would monitor the scale and nature of downward adjustments a State makes to its tax collections to ensure this type of practice is not taking place and may contact the State for explanations and supporting documentation under our existing authority in § 433.74 when reviewing CMS-64s.
                    </P>
                    <HD SOURCE="HD3">4. Revision of the Second Prong of the Indirect Hold Harmless Test (the 75/75 Test)</HD>
                    <P>Under current regulations, a State that exceeds the indirect hold harmless threshold may still be able to permissibly collect the tax revenue without penalty if it passes a second prong, specified in current § 433.68(f)(3)(i)(B), referred to here as the 75/75 test, referenced in section I.C. of this proposed rule. As discussed previously, under this test, CMS will consider an indirect hold harmless arrangement to exist if 75 percent or more of the taxpayers in the class receive 75 percent or more of their total tax costs back in enhanced Medicaid payments or other State payments. The 75/75 test was established in the 1993 final rule and is not expressly set forth in statute. If a tax produces revenues above the threshold under the first prong, commonly referred to as the “6 percent test” in current regulations, and then fails the 75/75 test, CMS will find that an indirect hold harmless arrangement exists. In that case, pursuant to section 1903(w)(1)(A) of the Act and § 433.70(b), CMS will reduce a State's medical assistance expenditures, prior to calculating FFP, by the amount of tax revenue raised by the impermissible tax.</P>
                    <P>
                        The changes made by the WFTC legislation do not address the 75/75 test. However, the statute as amended by section 71115 generally limits States from adopting new or increased health care-related taxes above the threshold percentage, as discussed previously. With the enactment of the WFTC legislation creating this limitation, States may have greater incentives to rely on the 75/75 test as a mechanism that permits collections above the threshold otherwise established under the first prong. This incentive is magnified for expansion States, which will be subject to a phase-down of the indirect hold harmless threshold and thus may face lower permissible thresholds than applicable to the State before the required phase-down. As States adapt to these restrictions, we anticipate States may try to manipulate a way to increase tax revenue collections in order to maintain existing levels of non-Federal share generated through health care-related taxes. The 75/75 test was originally created in regulation and was designed to allow some flexibility for States if the need arose for a health care-related tax to be imposed at a higher overall tax level than 6 percent. In the 1992 Interim Final Rule,
                        <SU>20</SU>
                        <FTREF/>
                         CMS stated the 75/75 test was selected “because we think it strikes a reasonable balance between our need to assess that States do not use Medicaid rates to repay providers for tax costs in a way not permitted under the statue, and our desire to permit States flexibility in the design of their tax and payment programs.” However, since that time, significant changes have been made with respect to Medicaid financing and reimbursement policies, and the use of health care-related taxes has increased dramatically. In addition, since 1992, States have become more sophisticated in structuring health care-related tax programs using increasingly complex mechanisms. In light of these developments, continued application of the 75/75 test could create opportunities for States to maintain or increase tax collections above the thresholds established under section 71115 through arrangements that satisfy the regulatory second prong. We believe that discontinuing this regulatory source of flexibility prospectively would better align the indirect hold harmless framework with the operation of section 71115 and reduce opportunities for circumvention of the threshold limitations established by that provision.
                    </P>
                    <FTNT>
                        <P>
                            <SU>20</SU>
                             57 FR 55129.
                        </P>
                    </FTNT>
                    <P>In addition, this test has been utilized extremely rarely, given the dynamic of health care-related taxes and typical State use supporting payment of Medicaid services. This is true despite the previously mentioned increases in health care-related taxes since the time of the 1992 IFC. Most health care-related taxes have been created to fund the non-Federal share of Medicaid payments, and within that most have been designed to finance such payments to the same class of providers. Due to this structure, it becomes more difficult to demonstrate less than 75 percent of taxpayers receive less than 75 percent of the tax back, and thus the 75/75 test is typically impractical to pass. Illustrating the rarity of this exception in practice, only one health care-related tax has ever utilized this second prong to collect tax revenue above the indirect hold harmless threshold permissibly. Removing this test will not be disruptive to existing taxes, which will have their thresholds established based on the structure that was enacted and imposed as of July 4, 2025, including as permitted under the 75/75 test as in effect on that date. Moreover, the need for such flexibility has not been borne out in the experience since the inception of the test. Thus, we believe that eliminating this additional test would remove an avenue by which States could otherwise exceed the applicable thresholds or avoid the phase down requirements.</P>
                    <P>Further, as noted in the concerns raised by the OIG in its report referenced earlier in this preamble, while a State health care-related tax program may not exceed the first prong of the indirect hold harmless threshold and the 75/75 test is not required, the tax could still violate the spirit of the 75/75 test. The OIG had recommended the re-evaluation of the application of the 75/75 test, which we did in development of this proposed rule. While the OIG report did not conclude that the 75/75 test was inconsistent with the statute in place at the time of its review, the report did identify vulnerabilities associated with the test and recommended that CMS reduce or eliminate the indirect hold harmless threshold or adjust the 75/75 test. We believe the latest statutory changes provide the necessary guardrails against excessive tax rates, but that maintaining the 75/75 test could allow States to circumvent those guardrails. This proposed change would further promote the use of appropriate sources of non-Federal share to support Medicaid payments and enhance program and fiscal integrity by limiting the potential for excessive claiming of Federal dollars in the absence of genuine State sharing in Medicaid program costs.</P>
                    <P>
                        Therefore, we are proposing to discontinue application of the 75/75 test in the regulations that apply to Federal fiscal years beginning on or after October 1, 2026. We believe it is reasonable to discontinue application of the 75/75 test so that States are not afforded the opportunity to increase tax rates in excess of what was enacted and imposed as of July 4, 2025. However, as discussed in section II.B.2.b. of this proposed rule, to the extent a State has a threshold that exceeds 6 percent that CMS previously approved a higher level under the second prong as of July 4, 2025, the State may continue to collect at that higher level (specifically, the level in effect as of July 4, 2025). Although we do not intend to continue the 75/75 test for FFYs beginning on or after October 1, 2026, we believe it is consistent with section 71115(a) of the 
                        <PRTPAGE P="46582"/>
                        WFTC legislation to preserve any higher applicable percent that the Secretary determined as of July 4, 2025, based on that test as it was in effect on that date. Specifically, section 71115(a)(2)(D)(i) of the WFTC legislation specifies that if the Secretary determines that the tax is within the indirect hold harmless threshold as of July 4, 2025, the threshold for that State (or unit of local government) and permissible class shall be the applicable percent of net patient revenue that has been so determined. Therefore, if a State's applicable percent determined as of July 4, 2025, reflects a higher percentage that CMS had previously permitted under the second prong, that percentage remains the applicable threshold, subject to the required phase-down for expansion States. However, we do not expect any State will be in this situation.
                    </P>
                    <P>CMS is proposing this prospective elimination of the second prong based on our concern that continued application of this prong for future determinations would allow certain taxes to exceed their class-specific applicable percentage without triggering an indirect hold harmless finding. While States always could have used the 75/75 prong in this manner since it was established, the high bar to meet the prong generally kept States working within the 6 percent threshold. Therefore, we propose to discontinue application of the second prong and maintain the indirect hold harmless threshold as the sole indirect hold harmless test.</P>
                    <P>We invite comment on the proposed revisions to the second prong of the indirect hold harmless threshold, including additional or different revisions. For example, an alternative to the proposed policy on the 75/75 test we considered but did not propose was to delete the 75/75 test from § 433.68 entirely since it is not currently in use by any State. This alternative would also address our aforementioned concerns about continuation of the test. We invite comment on our proposal and this or any other alternative.</P>
                    <HD SOURCE="HD2">D. Limitation on Level of FFP for Revenues From Health Care-Related Taxes (§ 433.70)</HD>
                    <P>Section 1903(w)(1)(A)(iii) of the Act requires us to reduce the medical assistance expenditures of a State by any health care-related taxes that involve an impermissible hold harmless arrangement. Section 433.70(b) mirrors the statute, requiring CMS to reduce from a State's medical assistance expenditures, before calculating FFP, the amount of any health care-related taxes that involve hold harmless arrangements (or are otherwise impermissible). As a result of this reduction, the State must return to CMS any FFP that was paid that is associated with revenue collected from the impermissible tax, which can occur through a voluntary return of funds by the State. If the State refuses to voluntarily return the funds to CMS, CMS may initiate a deferral action under § 430.40 or a disallowance action under section 1903(d)(2) of the Act and implementing Federal regulations in § 430.42. Deferrals are initiated when CMS requires additional information to determine if a given expenditure is allowable. Disallowances are initiated when CMS has determined that the expenditure is unallowable and requires the State to adjust its expenditure report and repay the disallowed FFP.</P>
                    <P>The amendments made by section 71115 of the WFTC legislation replaced the indirect hold harmless percentage of 6 percent of net patient revenue with a permissible class-specific applicable percent based on the percentage of net patient revenue raised under the tax structure that was enacted and imposed as of July 4, 2025, for permissible classes in effect as of May 1, 2025. As discussed earlier, we propose to apply the same framework to health care-related taxes on the proposed new permissible class for health insurers, if finalized, as well. The recent statutory changes did not modify the recoupment process that forms the basis of penalties for impermissible taxes. As such, the existing recoupment process for impermissible taxes would continue to operate as it always has, including through voluntary returns, and if necessary, deferrals and disallowances to prevent the payment of or to recoup overpaid FFP. However, we are proposing to add clarifying language to existing § 433.70(b) to make clear that the deduction for exceeding the indirect hold harmless threshold is applied on a permissible class basis. This clarification is intended to better ensure States understand how the penalty functions, and to reflect how penalties have always been imposed for impermissible taxes. Specifically, we propose to add language to specify that we would deduct revenues from health care-related taxes within a permissible class that has exceeded the threshold specified in § 433.68. Therefore, if a State has more than one tax in a permissible class, including taxes imposed by localities, and the aggregate tax amount collected for that class exceeds the applicable threshold, all taxes within that class would be subject to deduction under § 433.70(b). This is not a deviation from current practice, as the threshold has always been applied on a permissible-class basis. Instead, this is a clarification to better ensure States understand the full scope of consequences that may result from exceeding the threshold. This understanding is particularly important now that, by operation of the calculation of the threshold, most taxes would initially be at or near the threshold and therefore at risk of exceeding it.</P>
                    <P>It is also important to note that section 1903(w)(1)(A)(iii) of the Act does not state that only the portion above the threshold is impermissible (for a tax or all taxes in a permissible class). The aggregate amount of tax revenue raised from all taxes on the permissible class is impermissible when the threshold is exceeded for the permissible class, and CMS would deduct all revenues from all taxes on the permissible class from the State's claimed medical assistance expenditures. For example, if the applicable percentage for a given permissible class is 5 percent of net patient revenue and the State imposes a tax that is 5.5 percent of net patient revenue, the penalty would not only deduct the 0.5 percent of net patient revenue that was collected in excess of the threshold. Instead, CMS would deduct from the State's medical assistance expenditures all revenues of the 5.5 percent tax, in accordance with the longstanding statutory language. Similarly, if the same State has two taxes on the same permissible class that cumulatively add up to 5.5 percent, the revenues from both taxes would be deducted from expenditures.</P>
                    <P>However, as discussed in a preceding section, CMS is proposing an interim threshold process and a remediation process that would provide States with time to modify their tax collection practices before taxes are deemed impermissible and subject to deduction. In general, the interim threshold would not be used to determine final deduction amounts. Similarly, collections during the time the interim threshold is in effect may be subject to deduction based on the final threshold, once calculated. Therefore, as discussed, we would expect States to use the interim threshold for ongoing oversight and alignment of tax policy and collection processes. As discussed in the previous section, the “remediation period” refers to the time period from the end of a Federal fiscal year through 2 years thereafter, inclusive of any interim threshold period, where applicable.</P>
                    <P>
                        Once a final threshold is calculated, for FFYs starting on or after October 1, 
                        <PRTPAGE P="46583"/>
                        2026, if a State does not comply with the indirect hold harmless threshold for a permissible class, the State would have an impermissible hold harmless arrangement for the tax or taxes in that class. In such cases, CMS intends to notify the State that its tax (or taxes) exceeded the indirect hold harmless threshold and request that the State return the applicable Federal funds associated with the tax or taxes on the permissible class. If the State refuses to do so, we would initiate a disallowance. As is the case currently, the State would have the opportunity to challenge any disallowances through the administrative reconsideration process under § 430.42(b) through (e) or appeal to the HHS Departmental Appeals Board (DAB) as provided in § 430.42(f).
                    </P>
                    <HD SOURCE="HD2">E. Reporting Requirements (§ 433.74)</HD>
                    <P>The current regulations in § 433.74 specify the reporting requirements for States pertaining to provider-related donations and health care-related taxes. These requirements specify that States must report on a quarterly basis to CMS a “complete, accurate, and full disclosure of all of their donation and tax programs and expenditures.” This information is currently collected through Form CMS 64.11 and Form CMS 64.11A. We propose to retain this general requirement for provider-related donation and health care-related tax information prior to October 1, 2026. We also propose to specify in paragraph (a) that these requirements are applicable from the first quarter of fiscal year 1993 through the end of FFY 2026. Otherwise, we do not propose changes to the text of paragraph (a), because maintaining this longstanding requirement is necessary to capture prior period reporting for historical and oversight purposes.</P>
                    <P>We further propose to redesignate current paragraphs (b) through (d) as proposed paragraphs (c) through (e), respectively. We propose to add a new paragraph (b) to set forth the proposed reporting requirements applicable beginning October 1, 2026 (FFY 2027). Paragraph (b) would specify the reporting requirements applicable beginning October 1, 2026, and would require that States' reports present a complete, accurate, and full disclosure of all tax programs and expenditures. In paragraph (b)(1), we propose to separate out the reporting requirements related to provider-related donations since donations are not subject to the new indirect hold harmless threshold under section 71115 of the WFTC legislation. The text in paragraph (b)(1) would remain consistent with the existing donation reporting requirements. Its placement reflects the proposed restructuring of the section to establish the post-October 1, 2026, reporting framework.</P>
                    <HD SOURCE="HD3">1. One-Time Reporting Requirements</HD>
                    <P>In proposed § 433.74(b)(2), we propose the one-time data reporting requirements necessary to support implementation of section 71115 of the WFTC legislation and to allow CMS to calculate an interim threshold for State planning purposes. First, we propose requirements regarding the one-time reporting necessary to establish the interim threshold described in section II.B.3.c. of this proposed rule, and to make a determination regarding whether taxes are enacted and imposed. We are proposing that this information be provided by December 31, 2026, in a form and manner specified by CMS. The reporting must first include tax collection and net patient revenue data, by tax and permissible class, applicable to the SFY that contains July 4, 2025. For this interim reporting, States may use estimated, projected, or otherwise extrapolated data in order to provide the amounts requested. However, we expect that States would use the best available data as the basis for any projections, and to the extent possible use data that aligns with the guidance issued in CMS' November 14, 2025, Dear Colleague Letter, as well as the proposed specifications for data to be used in establishing a State's final threshold. In other words, we expect States to submit data that accounts for the tax revenue levels that were enacted and imposed as of July 4, 2025, with respect to the applicable permissible class. We are not proposing a particular approach for developing these interim estimates. Depending on the information available, States may determine that the best available data involve extrapolating from actual but incomplete data or estimating based on reasonable expectations.</P>
                    <P>
                        The interim reporting would also include the authorizing legislation (date and citation) for all State and local health care related taxes, as well as date and citation for any related State regulation or administrative issuance required to implement the tax under the authorizing legislation. States would also be required to provide the type and date of waiver(s) approved under § 433.68(e)(1) or (2) (if applicable), and documentation that demonstrates when the tax was imposed in accordance with the definition in § 433.68(f)(3)(ii)(A)(
                        <E T="03">1</E>
                        )(
                        <E T="03">ii</E>
                        ). Finally, the State would be required to provide CMS information regarding what the taxes are used to fund, including, as applicable, the specific Medicaid payments supported by the applicable tax. CMS intends to work closely with States to identify any concerns about the adequacy of documentation submitted and to allow States an opportunity to supplement the submission, as needed, to ensure that determinations regarding whether a tax was enacted and imposed as of July 4, 2025, can be made.
                    </P>
                    <P>This information submitted through this interim reporting process would be critical to States for ensuring compliance with the applicable indirect hold harmless threshold established under section 71115 of the WFTC legislation and would also supply data that States may need to support any waiver requests submitted before CMS announces the final threshold. Recognizing the inherent lag in actual provider revenue amounts and State tax collection data, this interim amount is intended to assist States for planning and budgetary purposes, and we discuss the process and limitations further in section II.C.3.c. of this proposed rule. In addition, this initial reporting would allow CMS to identify all State health care-related taxes for which final threshold data would need to be submitted later, as CMS is not always aware of taxes that are not subject to a waiver or cited in SPAs or preprints, despite the reporting requirements in current regulation at § 433.74. Failure to submit this information may result in delays in CMS' ability to calculate and announce final thresholds in a timely manner due to the absence of information regarding a tax for which data are required. The additional data and documentation regarding enacted legislation and imposition on taxpayers will also be a crucial initial step so CMS may promptly determine which taxes are appropriately included in the interim (and subsequently final threshold), to allow us to continue processing payment proposals such as SPAs and SDPs funded by these taxes while we await final threshold data.</P>
                    <P>
                        In § 433.74(b)(3), we propose that by June 30, 2028, each State must provide, in a form and manner to be determined by the Secretary, the actual net patient revenue and tax collection data for all health care-related taxes enacted and imposed as of July 4, 2025, along with any documentation and data necessary for CMS to calculate the final indirect hold harmless percentage for each permissible class. Specifically, we propose that these data and documentation include by tax: the applicable permissible class; tax collection amount and the net patient revenue for all providers in the permissible class. During and after 
                        <PRTPAGE P="46584"/>
                        receipt of these submissions, CMS would verify the State's data and perform the calculations necessary to establish the final indirect hold harmless percentage for each permissible class. After completing this review, CMS would notify the State of the final indirect hold harmless percentage for each permissible class, including any applicable phase down.
                    </P>
                    <P>For this interim and final one-time reporting process to operate efficiently and support consistent threshold calculations across States, it is imperative that States submit data in a complete and accurate manner using the best available information. This requires ensuring all taxes are accounted for; if a State subsequently reports a health care-related tax that was not included in the State's final threshold calculation and inclusion of that tax causes the permissible class to exceed the applicable indirect hold harmless threshold, the State may be in violation of the indirect hold harmless requirement and its tax collections for that permissible class may be impermissible. As a result, after a remediation period, CMS may pursue recovery of FFP associated with those taxes through the voluntary return or disallowance process pursuant to section 1903(w)(1)(A)(ii) of the Social Security Act and implementing regulations at § 433.70(b). CMS intends to work with States during the data submission window for the final threshold to resolve any questions or issues regarding documentation requirements or form of submission. If necessary, CMS would issue subregulatory guidance; we invite comment on what additional information would be helpful for States to understand these proposed reporting requirements.</P>
                    <P>In addition to State-imposed taxes, units of government within a State may impose a health care-related tax, which CMS will at times refer to as locality taxes. These units of local government, such as cities, counties, or parishes, may impose such a tax on providers within their jurisdictions and transfer the tax revenue to the State Medicaid Agency through an intergovernmental transfer (IGT). As a result, a provider may be subject to multiple taxes within the same permissible class, including both State and local taxes. For the purpose of calculating the final indirect hold harmless threshold, there can be only 1 percentage for each permissible class within a State. Therefore, and consistent with the process we described earlier in the Calculation of Threshold section of this proposed rule, if one or more units of local government within a State impose a health care-related tax, those tax revenue amounts must be added to any Statewide assessments on the same permissible class and then divided by the net patient revenue for the whole State to calculate the final indirect hold harmless percentage. For example, assume State B has a tax on inpatient hospital services that has a tax rate of 4 percent of net patient revenue with no providers excluded; County A within State B has a tax on inpatient hospital services of 5 percent of net patient revenue for hospitals within the county, and City D has a tax on inpatient hospital services of 5 percent of net patient revenue for hospitals within the city. For threshold calculation purposes, the total tax revenue amount (or numerator) consists of the combined State B, County A, and City D tax amounts. CMS would then divide that amount by the net patient revenue (or denominator) for all inpatient hospital services in the State (including those located in County A and City D) to calculate the threshold. States should use the same approach when calculating their indirect hold harmless percentage for internal monitoring purposes or when preparing a waiver submission (if applicable) to demonstrate that the proposed tax structure does not create an indirect hold harmless arrangement.</P>
                    <HD SOURCE="HD3">2. Ongoing Reporting Requirements</HD>
                    <P>On an ongoing basis, we propose in §  433.74(b)(4)(i) through (v) that each State must submit to CMS quarterly the following data for all State and local health care-related taxes: total tax revenue collections, by tax and permissible class in its entirety; net patient revenue by permissible class, what the tax is used to fund (that is, how the tax collections are utilized within the State or locality and any specific Medicaid payments associated with the tax); whether the State has exempted any providers that are units of government in the reporting quarter; and any additional information requested by the Secretary related to any health care-related taxes imposed on health care providers. The total tax collections and total net patient revenues for a permissible class includes all taxes imposed on that specific permissible class, including both State and locality taxes. The State would be required to report the net patient revenue and the tax amount collected for the reporting period in question, even if the actual collection occurs after the end of the reporting period. For example, if a State imposes a tax for a permissible class for FFY 2028, but does not collect the tax revenue from a provider until FFY 2029, the State would report that tax revenue as part of its FFY 2028 reporting, not as part of its FFY 2029 reporting. In other words, tax collections would be reported for the period to which the tax obligation relates, rather than the period in which payment is actually received.</P>
                    <P>As a reminder, the indirect hold harmless percentage is calculated, as described in section II.B.3.b. of this proposed rule, by dividing the total tax collections for the entire permissible class (the numerator) by the total net patient revenue for that class (the denominator). States must use the same approach for internal monitoring purposes or, where applicable, to demonstrate compliance in support of a waiver request. This calculation should not be performed separately for individual taxes within the permissible class. For example, if State A imposes two taxes on inpatient hospital services, Hospital Tax A and Hospital Tax B, and Hospital Tax A collects $20 million, while Hospital Tax B collects $30 million in the same reporting period, the numerator for calculating the indirect hold harmless percentage for the inpatient hospital services permissible class is $50 million. Similarly, if State A collects this total of $50 million in tax revenue on inpatient hospital services, and all localities in the State that tax such services collect an additional total of $5 million in inpatient hospital services tax revenue, then the numerator for calculating the indirect hold harmless percentage for the permissible class is $55 million.</P>
                    <P>
                        For the denominator, proposed § 433.68(f)(3)(i)(A)(
                        <E T="03">1</E>
                        ) provides that the “revenues received by the taxpayer” refers to the “net patient revenue attributable to the assessed permissible class of health care items or services.” Thus, the net patient revenue for the entire permissible class must be included in the denominator and is not limited only to revenues from providers that are subject to the tax. For example, assume that under Inpatient Hospital Tax A, State A excludes inpatient services provided in rural hospitals. State A must still include the inpatient net patient revenue from rural hospitals, and all other providers in the permissible class, in the denominator. This holds true even if rural hospitals are also excluded from Inpatient Hospital Tax B and all locality taxes on inpatient hospital services in State A, too. If the Statewide inpatient net patient revenue for the permissible class for the year is $1 billion and total tax collections for that class equal $50 million, the indirect hold harmless percentage is 5 percent. If the indirect hold harmless threshold for State A for 
                        <PRTPAGE P="46585"/>
                        the permissible class of inpatient hospital services is at least 5 percent, then State-A has not exceeded the threshold. In summary, all health care-related taxes imposed on the same permissible class, including both Statewide and locality taxes, must be aggregated when determining the indirect hold harmless threshold.
                    </P>
                    <P>For the ongoing reporting of net patient revenue, we expect that States will report actual data, and, as noted before, we have structured the reporting timeline to allow States sufficient time to obtain and submit actual data. However, we note that if a State utilizes a particular methodology to calculate net patient revenue for the one-time reporting that forms the basis of the new threshold calculation, then it must continue to use that same methodology for all subsequent reporting of net patient revenue. This standard will ensure the ongoing data is being compared against the threshold in a consistent manner, and to protect the integrity of the threshold assessment by preventing inconsistent methodological changes in later reporting periods. As such, we stress the importance of calculating the net patient revenue for the one-time reporting in the most accurate manner available.</P>
                    <P>The information proposed to be collected under proposed § 433.74(b)(4) will serve as the basis for CMS to enforce the indirect hold harmless threshold established under section 71115 of the WFTC legislation. This information will enable CMS, and States for their own monitoring purposes, to compare actual tax collections to net patient revenues on a per class basis. We further propose in § 433.74(b)(5) that any data reported must reflect actual data and not rely on estimates, projections, or other statistical methods, except as permitted for interim reporting under § 433.74(b)(2). This proposed data reporting must meet the requirements of proposed § 433.68(f)(3)(ii) to ensure that CMS can make factual determinations regarding whether a State has exceeded its indirect hold harmless threshold and whether reductions in claimed expenditures are required.</P>
                    <P>CMS recognizes that some States may experience difficulty in reporting net patient revenue for certain permissible classes. We have previously engaged with States and provided technical assistance on revenue separation methodologies, including the use of proportional allocations, where necessary and approved by CMS, based on actual units of inpatient and outpatient services. If this proposal is finalized, CMS would make similar technical assistance available to ensure that any such allocation methodologies used for reporting net patient revenue under § 433.74(b)(4)(ii) are based on accurate, complete, and verifiable information.</P>
                    <P>We also point out that net patient revenue may be determined differently for permissible classes other than hospitals. For example, managed care organizations (MCOs) generally do not directly provide patient services, and net patient revenue for an MCO tax would consist of premium revenue and/or per-member per-month payments made by the State under its Medicaid contract (and possibly including premium amounts paid by beneficiaries to the MCO). Other permissible classes rely on cost reports tailored to the provider type. For example, nursing facilities use Medicare cost reports, while intermediate care facilities for individuals with intellectual disabilities rely on Medicaid cost reports submitted to their State Medicaid agencies.</P>
                    <P>To support ongoing compliance with the reporting requirements, States should use the most accurate, complete, and recent data that they have available and should rely on standardized provider forms where possible. States must be prepared to identify the source of any reported data upon inquiry by CMS. We further note that for this ongoing reporting, States may amend previously reported tax data for a period of up to 2 years following the quarter to which the data relate. Previously, summary tax data reflected only what was collected in a particular quarter or year, but under this proposal, if a State needs to correct tax data or add additional amounts attributable to an earlier time period, it would have the opportunity to do so within that 2-year period. In all cases, the data for tax revenue and net patient revenue must be from the same period and must be reported based on the period to which they relate, regardless of when the State updates the data or collects the revenue. For example, if a State is collecting a tax for the period of FFY 2028, but collects the money from a given provider in FFY 2029, the State must report that tax revenue for FFY 2028 and not FFY 2029.</P>
                    <P>In § 433.74(b)(4)(iv), we specifically propose that, to the extent a State or unit of local government updates a tax to remove one or more providers that are also units of government from the tax obligation, and the State is not submitting a waiver associated with this change, the State must notify CMS of this change when submitting the CMS-64 applicable to the quarter in which the change is effective. States are able to exempt public providers without submitted a waiver because under section 1903(w)(3)(B)(i) of the Act, a broad-based tax is on all non-Federal, non-public providers, and as such the inclusion or exclusion of public providers does not affect the broad-based determination. CMS is proposing this requirement to address concerns that the limitations on expanding provider taxes created by section 71115 of the WFTC legislation, as implemented by this rule if finalized, could motivate States to seek out potentially impermissible means to maximize Federal match, including changes that could result in a prohibited direct hold harmless arrangement. We therefore intend to look closely at certain structural changes States make to taxes once the new thresholds are in effect to determine whether such changes are made to facilitate a hold harmless arrangement. One example of the type of change we will scrutinize further is when a State exempts a large State hospital system from a tax, but then establishes an IGT for that hospital system. Such arrangements warrant close oversight to ensure permissibility, particularly with regard to potential hold harmless arrangements, as it affords a means to increase non-Federal share for which the State may then seek to ensure the payers are held harmless. The change to the tax, if combined with a change in related payments, this could indicate a potential hold harmless.</P>
                    <P>
                        This additional reporting requirement, if finalized, would assist CMS in reviewing such changes for compliance with the statutory and regulatory provider tax requirements. Currently, CMS has limited insight into some broad based and uniform taxes because such taxes do not require a waiver submission to CMS and this proposal would address one area of potential concern. Furthermore, the exclusion of providers that are units of government from a tax does not necessarily require a waiver submission due to the tax still being regarded as broad-based. If the reporting requirements in this rule are finalized, this specific change would enhance our understanding of taxes that exempt public providers, and more generally improve transparency and oversight, to help ensure compliance with the statutory and regulatory hold harmless requirements. We further note that, generally, we intend to enhance our scrutiny of health care-related taxes as States adjust to the new requirements. For example, we would also scrutinize other situations that may lead to a similar effect, such as providers being 
                        <PRTPAGE P="46586"/>
                        removed from a tax (that includes providers that are units of local government), followed by an increase in the tax imposed on the remaining providers to maximize the available room under the indirect hold harmless threshold, to determine whether the resulting arrangement complies with the statutory and regulatory hold harmless requirements. Similarly, we intend to review Medicaid utilization data for providers subject to and exempted from a tax during the course of tax waiver reviews and financial reviews of taxes in conjunction with Medicaid payment proposals to ensure there is not a correlation that indicates a direct hold harmless. We do anticipate the required information will be readily available, easy to report, and will not be a significant burden on States to meet due to the awareness we expect a State to have of whether a provider is subject to a tax.
                    </P>
                    <P>In § 433.74(c) as redesignated under this proposed rule, we propose that each State must provide the information specified in paragraphs (a) and (b) of this section on a quarterly basis in accordance with procedures established by CMS. States' reports must present a complete, accurate, and full disclosure of all of their tax programs and expenditures. This is generally consistent with existing regulatory requirements in paragraph (c), but our proposal in § 433.74(c) removes the reference to “summary data,” as the requirements are no longer summary in nature and instead require tax and permissible-class specific reporting. This proposed reporting structure would allow both CMS and the States to monitor tax collections and application of the indirect hold harmless threshold more effectively.</P>
                    <P>As specified earlier, existing paragraph (c) would be redesignated as paragraph (d), with no substantive changes. In proposed paragraph (e), we propose to maintain the existing regulatory requirements specifying the consequences a State may face for failure to comply with the reporting requirements. Under § 433.74(e), if a State fails to comply with the reporting requirements, we would specify that future grant awards would be reduced by the amount of FFP CMS estimates is attributable to the sums raised by tax and donation programs as to which the State has not reported properly, until such time as the State complies with the reporting requirements. We also propose to re-state that deferrals or disallowances of equivalent amounts may be imposed with respect to quarters for which the State has failed to report properly, and that unless otherwise prohibited by law, FFP for those expenditures will be released once the State complies with all reporting requirements. In § 433.74(e) we propose to add new language to specify that CMS may also withhold approval of State payment proposals pending compliance with the reporting requirements in this section, to the extent CMS is unable to verify that the proposed payments would be supported by permissible non-Federal share due to the State's failure to submit required tax or donation data.</P>
                    <HD SOURCE="HD1">III. Collection of Information Requirements</HD>
                    <P>
                        Under the Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 3501-3520, we are required to provide notice in the 
                        <E T="04">Federal Register</E>
                         and solicit public comment before a collection of information requirement is submitted to the Office of Management and Budget (OMB) for review and approval. Collection of information is defined under 5 CFR 1320.3(c) of the PRA's implementing regulations.
                    </P>
                    <P>To fairly evaluate whether an information collection should be approved by OMB, 44 U.S.C. 3506(c)(2)(A) requires that we solicit comment on the following issues:</P>
                    <P>• The need for the information collection and its usefulness in carrying out the proper functions of our agency.</P>
                    <P>• The accuracy of our estimate of the information collection burden.</P>
                    <P>• The quality, utility, and clarity of the information to be collected.</P>
                    <P>• Recommendations to minimize the information collection burden on the affected public, including automated collection techniques.</P>
                    <P>We are soliciting public comment on each of these issues for the following sections of this document that contain confirmed or potential information collection requirements. Comments, if received, will be responded to within the subsequent final rule (CMS-2452-F; RIN 0938-AV93).</P>
                    <HD SOURCE="HD2">A. Wage Data</HD>
                    <P>
                        To derive average costs, we used the most recently available data from the US Bureau of Labor Statistics (BLS), the May 2025 National Occupational Employment and Wage Statistics, for all salary estimates (
                        <E T="03">https://www.bls.gov/oes/tables.htm</E>
                        ). In this regard, Table 2 presents BLS' mean hourly wage, our estimated cost of fringe benefits and other indirect costs (calculated at 100 percent of salary), and our adjusted hourly wage.
                    </P>
                    <GPOTABLE COLS="5" OPTS="L2,nj,i1" CDEF="s50,12,12,12,12">
                        <TTITLE>Table 2—National Occupational Employment and Wage Estimates</TTITLE>
                        <BOXHD>
                            <CHED H="1">Occupation title</CHED>
                            <CHED H="1">Occupation code</CHED>
                            <CHED H="1">
                                Mean
                                <LI>hourly wage</LI>
                                <LI>($/hr)</LI>
                            </CHED>
                            <CHED H="1">
                                Fringe
                                <LI>benefits and</LI>
                                <LI>other</LI>
                                <LI>indirect</LI>
                                <LI>costs</LI>
                                <LI>($/hr)</LI>
                            </CHED>
                            <CHED H="1">
                                Adjusted
                                <LI>hourly wage</LI>
                                <LI>($/hr)</LI>
                            </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Data Entry and Information Processing Workers</ENT>
                            <ENT>43-9020</ENT>
                            <ENT>21.63</ENT>
                            <ENT>21.63</ENT>
                            <ENT>43.26</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Health Care Support Worker</ENT>
                            <ENT>31-9099</ENT>
                            <ENT>24.43</ENT>
                            <ENT>24.43</ENT>
                            <ENT>48.86</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>As indicated, we are adjusting our employee hourly wage estimates by a factor of 100 percent. This is necessarily a rough adjustment, both because fringe benefits and other indirect costs vary significantly from employer to employer, and because methods of estimating these costs vary widely from study to study. Nonetheless, we believe that doubling the hourly wage to estimate the total cost is a reasonably accurate estimation method.</P>
                    <HD SOURCE="HD2">B. Proposed Information Collection Requirements</HD>
                    <P>
                        The following sections of this rule contain proposed collection of information requirements (or “ICRs”) that are or may be subject to OMB review and approval under the authority of the PRA. Our analysis of the proposed requirements and collection of information burden follow. For this rule's full burden implications, please see the Regulatory Impact Analysis under section V. of this preamble.
                        <PRTPAGE P="46587"/>
                    </P>
                    <HD SOURCE="HD3">1. ICRs Regarding General Definitions (§ 433.52)</HD>
                    <P>We do not anticipate that any of the proposed changes (adding and defining “Expansion State,” “net patient revenue,” and “non-expansion State”) would result in the need for States to amend existing or create new State Plan or policy documents. Consequently, such changes are not subject to the requirements of the PRA since they do not fall under the definition of a collection of information.</P>
                    <HD SOURCE="HD3">2. ICRs Regarding Indirect Hold Harmless Requirements (§ 433.68)</HD>
                    <P>Although proposed § 433.68 includes reporting obligations by cross-reference to § 433.74, for clarity and to avoid duplication we discuss the reporting requirements cross-referenced in § 433.68 below under ICR #4 regarding § 433.74 (“Reporting Requirements”).</P>
                    <P>The proposed amendments to § 433.68(f)(3) would not have any impact on the active tax waiver submission process and associated recordkeeping requirements and burden that are approved by OMB under control number 0938-0618 (CMS-R-148). Consequently, such changes are not subject to the requirements of the PRA.</P>
                    <HD SOURCE="HD3">3. ICRs Regarding Penalties (§ 433.70)</HD>
                    <P>We do not anticipate that any of the proposed changes to the penalties regulations would result in the need for States to amend existing or create new State Plan or other policy documents. Consequently, such changes are not subject to the requirements of the PRA since they do not fall under the definition of a collection of information.</P>
                    <HD SOURCE="HD3">4. ICRs Regarding Reporting Requirements (§ 433.74)</HD>
                    <P>
                        The following proposed changes will be submitted to OMB for review under control number 0938-1265 (CMS-10529) with regard to the reporting of information to CMS on form CMS-64.
                        <SU>21</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>21</SU>
                             CMS-21, -21B, -37, and -64 are approved by OMB under control number 0938-1265 (CMS-10529).
                        </P>
                    </FTNT>
                    <P>Section 71115 of the WFTC legislation revised the indirect hold harmless threshold that CMS must apply when determining whether a health care-related tax is permissible. To support CMS' calculation, transition, and application of the revised threshold, States would be required to submit additional data to CMS. As described in section II.E. of this rule, we are proposing to add two new one-time reporting requirements and revise an active reporting requirement that would expand on the reporting of summary level tax data that is currently collected on form CMS-64.</P>
                    <P>Although we intend to transition all of the CMS-64 reporting activities to the Medicaid and CHIP Financial platform if and when these requirements are finalized, it is possible that the reporting will remain under MBES until the transition is fully functional.</P>
                    <P>For the one-time interim reporting, this rule proposes that the information be provided by December 31, 2026 (in a form and manner specified by CMS) to include tax collection and net patient revenue data, by tax and permissible class, applicable to the State Fiscal Year that contains July 4, 2025. Although States may use estimated, projected, or otherwise extrapolated data for the amounts requested, we expect that States will use the best available data (see explanation in section II.E.1. of this proposed rule) as the basis for any projections and, to the extent possible, use data that aligns with the proposed specifications for data to be used in establishing a State's final threshold. States will also be required to submit data and supporting documentation to represent that any provider taxes to be counted toward the final threshold were enacted and imposed on July 4, 2025, as discussed in section II.C.2. of this proposed rule.</P>
                    <P>The initial reporting would allow CMS to identify all State and local health care-related taxes for which final threshold data must be later submitted, including taxes that may not have required a waiver or otherwise been reported previously. It will also provide CMS time to review documentation and verify that taxes are able to be counted toward the threshold. Failure to meet this requirement may delay CMS' ability to provide final threshold calculations in a timely manner.</P>
                    <P>We expect it would take 15 minutes (0.25 hr) at $43.26/hr for a data entry and information processing worker to prepare the requested tax and net patient revenue data. We also anticipate that the 15 minute response time is appropriate since we assume the data will be readily available on the basis of other requirements, and therefore fulfilling this submission requirement for a small amount of data would only require time to access the appropriate system and upload. We note specifically that CMS recently requested tax data from all States through the CMS-64 process that were comparable to, and in some respects more detailed than, the information proposed here, which informs our belief that the data will be readily available. We also expect it will take 15 hours at $48.86/hr for a health care support worker to gather documentation required and 3 hours at $43.26/hr for a data entry and information processing worker in total to submit the data and documentation required to CMS.</P>
                    <P>In aggregate, we estimate one-time burden of 930.75 hours (51 States * 18.25 hr) at a cost of $44,548.25 (51 States * [(15 hr * 48.86/hr) + (3.25 hr * $43.26/hr)]). When taking into account the Federal administrative match of 50 percent, we estimate a one-time State cost of $22,274.12 ($44,548 * 0.5) or $437 per State.</P>
                    <P>For the one-time final threshold reporting, States would need to provide data and supporting documentation that allows CMS to calculate and validate the final threshold. This could include providing cost reports and tax collection data. As such, we expect it will take 5 hours at $48.86/hr for a health care support worker to gather the data and documentation required and 1 hours at $43.26/hr for a data entry and information processing worker in total to submit the data and documentation required to CMS. This estimate, although related to reporting that will produce a similar output as the initial reporting data portion, is higher due to the extent and nature of the reporting. In this instance States would need to provide support of their reported figures and additional data metrics, whereas the initial reporting permits estimates. We anticipate the need to work collaboratively with States to ensure all requirements are met.</P>
                    <P>In aggregate, we estimate one-time burden of 306 hours (51 States * 6 hr) at a cost of $16,872 (51 States * [(5 hr * $48.86/hr) + (1 hr * $43.26/hr)]). When taking into account the Federal administrative match of 50 percent, we estimate a one-time State cost of $8,436 ($16,872 * 0.5).</P>
                    <P>
                        The proposed amendments to §  433.74(b)(4)(i) through (iv) would require that each State report (to CMS) quarterly the following data for all State and local health care-related taxes: (1) total collections, by tax and permissible class in its entirety; (2) net patient revenue by permissible class, what the tax is used to fund (that is, how the tax collections are utilized within the State or locality and any specific payments associated with the tax); and (3) any additional information requested by the Secretary related to any health care-related taxes imposed on health care providers. Although this is an increase in reporting metrics, the data should be readily available, as it would have been necessary to support the current level of CMS-64 tax data reporting and be available to CMS upon request under existing requirements.
                        <PRTPAGE P="46588"/>
                    </P>
                    <P>The total tax collections and total net patient revenues for a permissible class would include all taxes imposed on that specific permissible class. The State must provide the net patient revenue and the tax amount collected for the reporting period in question, even if the collection occurs after the end of the reporting period.</P>
                    <P>The new ongoing reporting of tax data would change the level of detail reported to CMS. We estimate that it would take an additional 15 minutes (0.25 hr) for a data entry and information processing worker to add the relevant tax data to the CMS-64, quarterly, or 1 hour per year. Our added 15 minute quarterly estimate aligns with our currently approved 45 minute quarterly estimate to complete the entire CMS-64. In addition, States are able to report flexibly for prior quarters, allowing States to report in a timing that best aligns with the availability of data. We believe the proposed ongoing reporting requirement would require minimal additional work to our currently approved reporting process.</P>
                    <P>The recordkeeping required that would provide the basis for the data to submit to CMS is unchanging, as States have always been required to maintain records and data for health care-related taxes.</P>
                    <P>In aggregate, we estimate an added annual burden of 51 hours (1 hr/year * 51 States) at a cost of $2,206 (51 hr * $43.26/hr). When taking into account the Federal administrative match of 50 percent, we estimate an annual State cost of $1,103 ($2,206 * 0.5).</P>
                    <HD SOURCE="HD2">C. Summary of Burden Estimates for Proposed Requirements</HD>
                    <GPOTABLE COLS="9" OPTS="L2,nj,p7,7/8,i1" CDEF="s50,12,12,12,12,12,12,12,12">
                        <TTITLE>Table 3—Proposed Burden Estimates</TTITLE>
                        <BOXHD>
                            <CHED H="1">Regulation Section(s) under Title 42 of the CFR</CHED>
                            <CHED H="1">
                                Respondents
                                <LI>(states)</LI>
                            </CHED>
                            <CHED H="1">
                                Responses
                                <LI>(per state)</LI>
                            </CHED>
                            <CHED H="1">
                                Total
                                <LI>responses</LI>
                            </CHED>
                            <CHED H="1">
                                Time per
                                <LI>response</LI>
                                <LI>(hr)</LI>
                            </CHED>
                            <CHED H="1">
                                Total time
                                <LI>(hr)</LI>
                            </CHED>
                            <CHED H="1">
                                Labor cost
                                <LI>($/hr)</LI>
                            </CHED>
                            <CHED H="1">
                                Total cost
                                <LI>($)</LI>
                            </CHED>
                            <CHED H="1">
                                Fed Gov't share
                                <LI>($)</LI>
                            </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">One-time Interim Reporting (§ 433.74)</ENT>
                            <ENT>51</ENT>
                            <ENT>1</ENT>
                            <ENT>51</ENT>
                            <ENT>18.25</ENT>
                            <ENT>931</ENT>
                            <ENT>varies</ENT>
                            <ENT>44,548</ENT>
                            <ENT>22,274</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">One-time Final Threshold Reporting (§ 433.74)</ENT>
                            <ENT>51</ENT>
                            <ENT>1</ENT>
                            <ENT>51</ENT>
                            <ENT>6</ENT>
                            <ENT>306</ENT>
                            <ENT>varies</ENT>
                            <ENT>16,872</ENT>
                            <ENT>8,436</ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="01">On-going (Quarterly) Enhanced Reporting of Tax Data (§ 433.74)</ENT>
                            <ENT>51</ENT>
                            <ENT>4</ENT>
                            <ENT>204</ENT>
                            <ENT>0.25</ENT>
                            <ENT>51</ENT>
                            <ENT>43.26</ENT>
                            <ENT>2,206</ENT>
                            <ENT>1,103</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Total</ENT>
                            <ENT>51</ENT>
                            <ENT>varies</ENT>
                            <ENT>306</ENT>
                            <ENT>varies</ENT>
                            <ENT>1,288</ENT>
                            <ENT>varies</ENT>
                            <ENT>61,420</ENT>
                            <ENT>30,710</ENT>
                        </ROW>
                    </GPOTABLE>
                    <HD SOURCE="HD2">D. Submission of PRA-Related Comments</HD>
                    <P>We have submitted a copy of this proposed rule to OMB for its review of the rule's information collection requirements. The requirements are not effective until they have been approved by OMB.</P>
                    <P>
                        To obtain copies of the supporting statement and any related forms for the proposed collections discussed previously, please visit the CMS website at 
                        <E T="03">https://www.cms.gov/regulations-and-guidance/legislation/paperworkreductionactof1995/pra-listing,</E>
                         or call the Reports Clearance Office at 410-786-1326.
                    </P>
                    <P>
                        We invite public comments on these potential information collection requirements. If you wish to comment, please submit your comments electronically as specified in the 
                        <E T="02">DATES</E>
                         and 
                        <E T="02">ADDRESSES</E>
                         sections of this proposed rule and identify the rule (CMS-2452-P, RIN 0938-AV93), the ICR's CFR citation, and the OMB control number.
                    </P>
                    <HD SOURCE="HD1">IV. Response to Comments</HD>
                    <P>
                        Because of the large number of public comments we normally receive on 
                        <E T="04">Federal Register</E>
                         documents, we are not able to acknowledge or respond to them individually. We will consider all comments we receive by the date and time specified in the 
                        <E T="02">DATES</E>
                         section of this preamble, and, when we proceed with a subsequent document, we will respond to the comments in the preamble to that document.
                    </P>
                    <HD SOURCE="HD1">V. Regulatory Impact Analysis</HD>
                    <HD SOURCE="HD2">A. Statement of Need</HD>
                    <P>This proposed rule would implement section 71115 of the WFTC legislation by establishing the regulatory framework needed for CMS to calculate and apply the new indirect hold harmless threshold and by updating associated reporting and oversight requirements for health care-related taxes. These changes are necessary to operationalize the statutory threshold and ensure CMS is able to assess data and enforce compliance. The provisions of this proposed rule are tailored to this implementation, and also include limited updates to existing processes, that while not mandated by the WFTC legislation, are needed to support transparent and consistent application of the new threshold.</P>
                    <HD SOURCE="HD2">B. Overall Impact</HD>
                    <P>We have examined the impacts of this rule as required by Executive Order 12866, “Regulatory Planning and Review;” Executive Order 13132, “Federalism;” Executive Order 13563, “Improving Regulation and Regulatory Review;” Executive Order 14192, “Unleashing Prosperity Through Deregulation;” the Regulatory Flexibility Act (RFA) (Pub. L. 96354); section 1102(b) of the Social Security Act; and section 202 of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4).</P>
                    <P>Executive Orders 12866 and 13563 direct agencies to assess all costs and benefits of available regulatory alternatives and, if regulation is necessary, to select those regulatory approaches that maximize net benefits (including potential economic, environmental, public health and safety, and other advantages; distributive impacts). Section 3(f) of Executive Order 12866 defines a “significant regulatory action” as any regulatory action that is likely to result in a rule that may: (1) have an annual effect on the economy of $100 million or more or adversely affect in a material way the economy, a sector of the economy, productivity, competition, jobs, the environment, public health or safety, or State, local, or tribal governments or communities; (2) create a serious inconsistency or otherwise interfere with an action taken or planned by another agency; (3) materially alter the budgetary impact of entitlements, grants, user fees, or loan programs or the rights and obligations of recipients thereof; or (4) raise novel legal or policy issues arising out of legal mandates, or the President's priorities.</P>
                    <P>
                        A regulatory impact analysis (RIA) must be prepared for a regulatory action that is significant under section 3(f)(1) of E.O. 12866. For this proposed rule, we prepared our estimates using a “pre-statute” baseline. Based on our estimates, the Office of Management and 
                        <PRTPAGE P="46589"/>
                        Budget's (OMB) Office of Information and Regulatory Affairs (OIRA) has determined this rulemaking is significant per section 3(f)(1).
                    </P>
                    <HD SOURCE="HD2">C. Detailed Economic Analysis</HD>
                    <P>As stated previously in this proposed rule, our proposals would implement section 71115 of the WFTC legislation, which has the effect of stopping almost all new provider taxes or tax increases. Nearly all States (49) and the District of Columbia currently utilize provider taxes. We have developed this analysis to examine the possible effects of this proposed rule.</P>
                    <HD SOURCE="HD3">1. Impact on Tax Revenues</HD>
                    <P>Currently, 49 States and the District of Columbia use provider taxes, which can be used to fund the States' share of Medicaid expenditures. We currently have detailed provider tax data from all States and DC. This data comes from reports submitted by the States at the request of CMS in an effort to gather more information about existing taxes in 2025 and 2026. While the CMS-64 includes some information on provider tax revenues, we believe the State-submitted data to be the most complete and accurate data set on provider taxes.</P>
                    <P>
                        For many of the taxes, the tax revenue amounts in this data set covered a time period prior to calendar year 2026 (most commonly for time periods starting in 2024 or 2025). We projected tax revenue from historical time periods to increase by 5 percent annually to develop a projection of 2026 tax revenue. Using this approach, we estimate provider taxes would result in $98.6 billion in revenue for States in calendar year 2026. This would be equal to about 26 percent of projected State Medicaid expenditures on medical assistance payments in 2026 (about $376 billion).
                        <SU>22</SU>
                        <FTREF/>
                         These amounts also include provider taxes not already enacted and imposed as of July 4, 2025; in some cases, these taxes would be ineligible to remain in place beyond October 1, 2026 under the provisions of this proposed rule. The following table (Table 4) shows estimated tax revenue by the most commonly utilized permissible provider classes for 2026.
                    </P>
                    <FTNT>
                        <P>
                            <SU>22</SU>
                             Projections of State Medicaid expenditures from analysis of the President's FY 2027 Budget.
                        </P>
                    </FTNT>
                    <GPOTABLE COLS="2" OPTS="L2,nj,i1" CDEF="s25,8">
                        <TTITLE>Table 4—Estimated 2026 Provider Tax Revenue by Provider Class</TTITLE>
                        <TDESC>[In billions of dollars]</TDESC>
                        <BOXHD>
                            <CHED H="1">Provider class</CHED>
                            <CHED H="1">
                                Provider
                                <LI>tax</LI>
                                <LI>revenue</LI>
                            </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Managed care organizations</ENT>
                            <ENT>$28.1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Hospitals (includes both inpatient and outpatient)</ENT>
                            <ENT>61.8</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Nursing facilities and intermediate care facilities</ENT>
                            <ENT>7.3</ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="01">All other classes</ENT>
                            <ENT>1.4</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="02">Total</ENT>
                            <ENT>98.6</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>We project that tax revenue absent the effects of this proposed rule would increase at the same rate as overall Medicaid spending growth absent the effects of the WFTC legislation. We used the projected trends in Medicaid expenditures from the President's FY 2027 Budget to develop these projections. The projected average annual growth rate in Medicaid spending over the next 10 years is 7.0 percent, excluding the effects of the WFTC legislation. In addition, we assumed that prior to the effects of legislation, tax revenue would increase an additional 0.5 percent per year, reflecting new provider taxes and increases in existing provider taxes. Table 5 shows the projected provider tax revenue prior to the WFTC legislation by year.</P>
                    <GPOTABLE COLS="12" OPTS="L2,nj,p7,7/8,i1" CDEF="s25,8C,8C,8C,8C,8C,8C,8C,8C,8C,8C,9C">
                        <TTITLE>Table 5—Projected Provider Tax Revenue Absent the Effects of the WTFC Legislation</TTITLE>
                        <TDESC>[In billions of real 2026 dollars]</TDESC>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1">2026</CHED>
                            <CHED H="1">2027</CHED>
                            <CHED H="1">2028</CHED>
                            <CHED H="1">2029</CHED>
                            <CHED H="1">2030</CHED>
                            <CHED H="1">2031</CHED>
                            <CHED H="1">2032</CHED>
                            <CHED H="1">2033</CHED>
                            <CHED H="1">2034</CHED>
                            <CHED H="1">2035</CHED>
                            <CHED H="1">2026-2035</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Provider tax revenue</ENT>
                            <ENT>$98.6</ENT>
                            <ENT>$102.5</ENT>
                            <ENT>$105.7</ENT>
                            <ENT>$109.6</ENT>
                            <ENT>$113.7</ENT>
                            <ENT>$117.6</ENT>
                            <ENT>$121.2</ENT>
                            <ENT>$125.0</ENT>
                            <ENT>$129.0</ENT>
                            <ENT>$133.2</ENT>
                            <ENT>$1,156.2</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>Section 71115 of the WFTC legislation would reduce the use of provider taxes in Medicaid. We estimate two primary effects of the proposed rule on provider tax revenue collected by States. The first effect is that there would be no new provider taxes following enactment of the legislation. While States are still able to establish new taxes, they would not be able to do so without ending another tax or otherwise modifying other taxes in the same permissible class; to the extent such opportunities are available, these could not exceed the revenue threshold for the permissible class. Therefore, for the purposes of calculating the impacts of this proposed rule, we have assumed that there would be no new provider taxes if the proposed rule is finalized as proposed. This freeze would begin October 1, 2026, and would have increasing effects over time. This estimate also includes projected revenues from proposed tax waivers that were submitted to CMS but not approved as of July 4, 2025, but are effective to that date or earlier. This freeze reduces projected tax revenue by $2.3 billion in 2026 and by $51.0 billion from 2026 through 2035. Table 6 shows the projected annual impacts on provider tax revenues by year.</P>
                    <GPOTABLE COLS="12" OPTS="L2,nj,p7,7/8,i1" CDEF="s25,8C,8C,8C,8C,8C,8C,8C,8C,8C,8C,9C">
                        <TTITLE>Table 6—Projected Impact on Provider Tax Revenue of Prohibiting New Taxes</TTITLE>
                        <TDESC>[In billions of real 2026 dollars]</TDESC>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1">2026</CHED>
                            <CHED H="1">2027</CHED>
                            <CHED H="1">2028</CHED>
                            <CHED H="1">2029</CHED>
                            <CHED H="1">2030</CHED>
                            <CHED H="1">2031</CHED>
                            <CHED H="1">2032</CHED>
                            <CHED H="1">2033</CHED>
                            <CHED H="1">2034</CHED>
                            <CHED H="1">2035</CHED>
                            <CHED H="1">2026-2035</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Change in provider tax revenues</ENT>
                            <ENT>−$2.3</ENT>
                            <ENT>−$2.9</ENT>
                            <ENT>−$3.4</ENT>
                            <ENT>−$4.0</ENT>
                            <ENT>−$4.7</ENT>
                            <ENT>−$5.3</ENT>
                            <ENT>−$6.0</ENT>
                            <ENT>−$6.7</ENT>
                            <ENT>−$7.5</ENT>
                            <ENT>−$8.3</ENT>
                            <ENT>−$51.0</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>
                        The second effect is based on phasing down the indirect hold harmless threshold for provider taxes in expansion States beginning in FFY 2028. To the extent a tax had revenues that were equal to 6 percent of the net 
                        <PRTPAGE P="46590"/>
                        patient revenue for a permissible class, the threshold would be 6 percent in 2026, and then would be reduced to 5.5 percent in FFY 2028 (October 1, 2027), 5.0 percent in FFY 2029, 4.5 percent in FFY 2030, 4.0 percent in FFY 2031, and 3.5 percent in FFY 2032 and thereafter. These changes would further reduce provider tax revenue, with a projected decrease of $0.3 billion in 2026 and by $147.7 billion from 2026 through 2035. The following table shows the annual projected decrease in provider tax revenue due to the phase down of the thresholds in expansion States.
                    </P>
                    <GPOTABLE COLS="12" OPTS="L2,nj,p7,7/8,i1" CDEF="s25,8C,8C,8C,8C,8C,8C,8C,8C,8C,8C,9C">
                        <TTITLE>Table 7—Projected Impact of Lowering Indirect Hold Harmless Threshold for Provider Taxes in Expansion States</TTITLE>
                        <TDESC>[In billions of real 2026 dollars]</TDESC>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1">2026</CHED>
                            <CHED H="1">2027</CHED>
                            <CHED H="1">2028</CHED>
                            <CHED H="1">2029</CHED>
                            <CHED H="1">2030</CHED>
                            <CHED H="1">2031</CHED>
                            <CHED H="1">2032</CHED>
                            <CHED H="1">2033</CHED>
                            <CHED H="1">2034</CHED>
                            <CHED H="1">2035</CHED>
                            <CHED H="1">2026-2035</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Change in provider tax revenue</ENT>
                            <ENT>−$0.3</ENT>
                            <ENT>−$0.3</ENT>
                            <ENT>−$3.1</ENT>
                            <ENT>−$6.8</ENT>
                            <ENT>−$12.0</ENT>
                            <ENT>−$18.3</ENT>
                            <ENT>−$25.7</ENT>
                            <ENT>−$26.4</ENT>
                            <ENT>−$27.1</ENT>
                            <ENT>−$27.8</ENT>
                            <ENT>−$147.7</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>We project that when combined, the effects would reduce State provider tax revenue by about $198.7 billion over the next 10 years. By 2035, this would be a 27 percent reduction in the amount of provider tax revenue collected by States absent the effects of the legislation. The annual impacts are shown in Table 8.</P>
                    <GPOTABLE COLS="12" OPTS="L2,nj,p7,7/8,i1" CDEF="s25,8,8,8,8,8,8,8,8,8,8,9">
                        <TTITLE>Table 8—Projected Impact on Provider Tax Revenue</TTITLE>
                        <TDESC>[In billions of real 2026 dollars]</TDESC>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1">2026</CHED>
                            <CHED H="1">2027</CHED>
                            <CHED H="1">2028</CHED>
                            <CHED H="1">2029</CHED>
                            <CHED H="1">2030</CHED>
                            <CHED H="1">2031</CHED>
                            <CHED H="1">2032</CHED>
                            <CHED H="1">2033</CHED>
                            <CHED H="1">2034</CHED>
                            <CHED H="1">2035</CHED>
                            <CHED H="1">2026-2035</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Change in provider tax revenue to States</ENT>
                            <ENT>−$2.6</ENT>
                            <ENT>−$3.1</ENT>
                            <ENT>−$6.5</ENT>
                            <ENT>−$10.8</ENT>
                            <ENT>−$16.6</ENT>
                            <ENT>−$23.6</ENT>
                            <ENT>−$31.7</ENT>
                            <ENT>−$33.1</ENT>
                            <ENT>−$34.5</ENT>
                            <ENT>−$36.1</ENT>
                            <ENT>−$198.7</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Change in taxes paid by providers</ENT>
                            <ENT>1.9</ENT>
                            <ENT>2.4</ENT>
                            <ENT>5.0</ENT>
                            <ENT>8.6</ENT>
                            <ENT>13.6</ENT>
                            <ENT>19.6</ENT>
                            <ENT>26.3</ENT>
                            <ENT>27.5</ENT>
                            <ENT>28.8</ENT>
                            <ENT>30.1</ENT>
                            <ENT>163.7</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Change in payment from private payers</ENT>
                            <ENT>0.7</ENT>
                            <ENT>0.8</ENT>
                            <ENT>1.4</ENT>
                            <ENT>2.2</ENT>
                            <ENT>3.0</ENT>
                            <ENT>4.1</ENT>
                            <ENT>5.3</ENT>
                            <ENT>5.6</ENT>
                            <ENT>5.8</ENT>
                            <ENT>6.0</ENT>
                            <ENT>35.0</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>These projected changes in revenue are reductions to States' tax revenues. For the providers subject to these taxes, these changes are effectively increases in net revenues, because they would be paying the States less in taxes. In addition, as we describe in the next section, we expect that there would also be a reduction in payment rates to managed care organizations from private payers (non-Medicaid, non-Medicare), as the provider taxes are likely passed through to payers as an increase in premiums.</P>
                    <HD SOURCE="HD3">2. Impact on Medicaid Spending</HD>
                    <P>Projecting the revenue impacts is the first step in estimating the impact of this proposed rule. As States often use provider taxes to finance Medicaid spending, we expect that reductions in provider tax revenues would lead to lower Medicaid benefit expenditures. This reduced spending could result in reductions in payments to providers, services covered, and enrollment. We have not attempted to predict how States would distribute the impact of lost tax revenue across the program, but we have projected the total amount of spending change as a result of the change in provider tax revenues. However, we estimate that this proposed rule would have no effect on enrollment and that all reductions in spending would be made through reductions in provider payments and benefits provided. We expect that the provider tax revenues that would be impacted by this proposed rule mostly have been associated with increased payments to providers and not expansions of enrollment. In addition, we believe that States would be more likely to prioritize covering enrollees above maintaining provider payment rates and benefits offered in response to this proposed rule. In addition, as described later in this section, many of the payment reductions may be through lower State-directed payments (SDPs), which would also avoid changes to enrollment.</P>
                    <P>
                        To project how Medicaid spending would change due to reductions in tax revenue, we make several assumptions. First, we assume that provider taxes lead to some direct increases in Medicaid spending. That is, Medicaid programs are likely to pay providers higher amounts due to the taxes. This happens most directly in managed care; taxes on managed care organizations are built into premiums, and we expect that the full cost of a managed care organization tax is likely passed onto the payers. We also assume that Medicaid accounts for half of all managed care premiums subject to these taxes, and thus the Medicaid program effectively pays 50 percent of managed care organization taxes.
                        <SU>23</SU>
                        <FTREF/>
                         For taxes on other providers, we assume that the effect is significantly smaller, because the tax cannot be directly passed onto the payers. We have assumed that the Medicaid program effectively pays for about 3.5 percent of nursing facility and intermediate care facility taxes and about 2 percent for hospital taxes and taxes on other provider categories; we estimate that Medicaid pays for about 35 percent of nursing facility long-term care spending in the US and about 20 percent of hospital spending, and that 10 percent of the increase in tax would be passed along as rate increases to the Medicaid program.
                        <SU>24</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>23</SU>
                             This assumption accounts for the impacts of section 71117 of the WFTC legislation, which sets new limits on provider taxes that disproportionately apply to Medicaid revenues. See CMS-2448-F, “Medicaid Program; Preserving Medicaid Funding for Vulnerable Populations—Closing a Health Care-Related Tax Loophole,” 91 FR 4794-4838 (February 2, 2026).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>24</SU>
                             The 2024 National Health Expenditure Accounts report Medicaid paid for $318.9 billion of $1,634.7 billion of hospital spending in 2024 (19.5 percent), and $78.9 billion of $219.9 billion of nursing care facility spending (35.9 percent). See Centers for Medicaid &amp; Medicaid Services, 2024 National Health Expenditure Accounts historical data, 
                            <E T="03">https://www.cms.gov/data-research/statistics-trends-and-reports/national-health-expenditure-data/historical.</E>
                        </P>
                    </FTNT>
                    <P>
                        Approximately 90 percent ($164.43 billion State and Federal) of the increase in Medicaid payments to offset provider taxes are related to the managed care organization taxes, and payments for other provider taxes accounts for about 10 percent ($18.27 billion State and Federal). Table 9 shows the projected amount of provider taxes that Medicaid pays in the form of increased provider 
                        <PRTPAGE P="46591"/>
                        payment rates, absent the effects of this proposed rule.
                    </P>
                    <GPOTABLE COLS="12" OPTS="L2,nj,p7,7/8,i1" CDEF="s25,8,8,8,8,8,8,8,8,8,8,9">
                        <TTITLE>Table 9—Projected Effective Medicaid Payments for Provider Taxes Absent the Effects of the WFTC legislation </TTITLE>
                        <TDESC>[In billions of real 2026 dollars]</TDESC>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1">2026</CHED>
                            <CHED H="1">2027</CHED>
                            <CHED H="1">2028</CHED>
                            <CHED H="1">2029</CHED>
                            <CHED H="1">2030</CHED>
                            <CHED H="1">2031</CHED>
                            <CHED H="1">2032</CHED>
                            <CHED H="1">2033</CHED>
                            <CHED H="1">2034</CHED>
                            <CHED H="1">2035</CHED>
                            <CHED H="1">2026-2035</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Federal share</ENT>
                            <ENT>$10.3</ENT>
                            <ENT>$10.7</ENT>
                            <ENT>$11.0</ENT>
                            <ENT>$11.4</ENT>
                            <ENT>$11.8</ENT>
                            <ENT>$12.2</ENT>
                            <ENT>$12.6</ENT>
                            <ENT>$13.0</ENT>
                            <ENT>$13.4</ENT>
                            <ENT>$13.8</ENT>
                            <ENT>$119.9</ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="01">State share</ENT>
                            <ENT>5.3</ENT>
                            <ENT>5.5</ENT>
                            <ENT>5.7</ENT>
                            <ENT>6.0</ENT>
                            <ENT>6.2</ENT>
                            <ENT>6.4</ENT>
                            <ENT>6.6</ENT>
                            <ENT>6.8</ENT>
                            <ENT>7.0</ENT>
                            <ENT>7.3</ENT>
                            <ENT>62.8</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Total</ENT>
                            <ENT>15.6</ENT>
                            <ENT>16.2</ENT>
                            <ENT>16.7</ENT>
                            <ENT>17.3</ENT>
                            <ENT>18.0</ENT>
                            <ENT>18.6</ENT>
                            <ENT>19.2</ENT>
                            <ENT>19.8</ENT>
                            <ENT>20.4</ENT>
                            <ENT>21.1</ENT>
                            <ENT>182.7</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>
                        We assume that States use the vast majority of provider tax revenue to fund the State share of Medicaid spending. The Medicaid and CHIP Payment and Access Commission (MACPAC) found that “[S]tates generally use provider taxes to either increase payment to providers or offset potential cuts to provider payment that otherwise would be made to fill budget gaps,” with many States usually requiring that provider tax revenues are used to pay the provider types from which the revenues were derived (that is, revenue from a tax on hospitals would be used to fund Medicaid payments to hospitals).
                        <SU>25</SU>
                        <FTREF/>
                         We assume that 90 percent of provider tax revenues are used to fund the State share of Medicaid payments. To calculate how this would increase Medicaid spending, we use 90 percent of the provider tax revenue and consider this to be the State share of Medicaid payments; we then divide this by 1 minus the average Federal share (about 64 percent) to calculate the total Medicaid spending increase, and then calculate the difference between the total spending and State spending as the Federal spending impact. In Table 10, we show the projected amount of Medicaid spending that is associated with provider taxes prior to the impact of the WFTC legislation.
                    </P>
                    <FTNT>
                        <P>
                            <SU>25</SU>
                             Medicaid and CHIP Payment and Access Commission, “The Effect of State Approaches to Medicaid Financing on Federal Medicaid Spending,” November 2021. 
                            <E T="03">https://www.macpac.gov/wp-content/uploads/2021/11/The-Effect-of-State-Approaches-to-Medicaid-Financing-on-Federal-Medicaid-Spending.pdf.</E>
                        </P>
                    </FTNT>
                    <GPOTABLE COLS="12" OPTS="L2,nj,p7,7/8,i1" CDEF="s25,8,8,8,8,8,8,8,8,8,8,9">
                        <TTITLE>Table 10—Projected Medicaid Spending Associated With Provider Taxes Absent the Effects of the WFTC Legislation</TTITLE>
                        <TDESC>[In billions of real 2026 dollars]</TDESC>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1">2026</CHED>
                            <CHED H="1">2027</CHED>
                            <CHED H="1">2028</CHED>
                            <CHED H="1">2029</CHED>
                            <CHED H="1">2030</CHED>
                            <CHED H="1">2031</CHED>
                            <CHED H="1">2032</CHED>
                            <CHED H="1">2033</CHED>
                            <CHED H="1">2034</CHED>
                            <CHED H="1">2035</CHED>
                            <CHED H="1">2026-2035</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Federal share</ENT>
                            <ENT>$159.0</ENT>
                            <ENT>$164.9</ENT>
                            <ENT>$169.0</ENT>
                            <ENT>$174.9</ENT>
                            <ENT>$180.9</ENT>
                            <ENT>$186.9</ENT>
                            <ENT>$192.6</ENT>
                            <ENT>$198.5</ENT>
                            <ENT>$204.7</ENT>
                            <ENT>$211.2</ENT>
                            <ENT>$1,842.5</ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="01">State share</ENT>
                            <ENT>88.8</ENT>
                            <ENT>92.3</ENT>
                            <ENT>95.1</ENT>
                            <ENT>98.6</ENT>
                            <ENT>102.3</ENT>
                            <ENT>105.8</ENT>
                            <ENT>109.1</ENT>
                            <ENT>112.5</ENT>
                            <ENT>116.1</ENT>
                            <ENT>119.9</ENT>
                            <ENT>1,040.6</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Total</ENT>
                            <ENT>247.7</ENT>
                            <ENT>257.2</ENT>
                            <ENT>264.1</ENT>
                            <ENT>273.5</ENT>
                            <ENT>283.2</ENT>
                            <ENT>292.7</ENT>
                            <ENT>301.7</ENT>
                            <ENT>311.0</ENT>
                            <ENT>320.8</ENT>
                            <ENT>331.1</ENT>
                            <ENT>2,883.0</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>There are several reasons we would expect decreases in Medicaid spending following changes in provider tax revenues. We expect that States use provider tax revenue as State share for Medicaid payments, and we anticipate that State Medicaid payments (and thus Federal payments) would decrease when provider tax revenues are cut. In addition, in cases where the provider tax is specifically intended to generate higher payments to providers, it is likely that with lower tax revenue, States would be unable or unwilling to continue those higher payments. However, we also assume that the States would use other revenues (mainly general fund revenues) to offset some payment reductions. We assume States would offset 30 percent of these cuts with other revenue sources.</P>
                    <P>We project that under this proposed rule, Federal Medicaid spending would be reduced by $245.8 billion and State Medicaid spending would be reduced by $138.2 billion over the next 10 years, for a total reduction of $384.0 billion. These reductions in Medicaid expenditures are projected across different provider classes, and we expect that the largest decreases would be in payments to hospitals given that hospital taxes account for the majority of provider tax revenues. Table 11 shows the impacts on Federal, State, and total Medicaid spending.</P>
                    <GPOTABLE COLS="12" OPTS="L2,nj,p7,7/8,i1" CDEF="s25,8,8,8,8,8,8,8,8,8,8,9">
                        <TTITLE>Table 11—Projected Changes in Medicaid Expenditures Related to Changes in Provider Taxes</TTITLE>
                        <TDESC>[In billions of real 2026 dollars]</TDESC>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1">2026</CHED>
                            <CHED H="1">2027</CHED>
                            <CHED H="1">2028</CHED>
                            <CHED H="1">2029</CHED>
                            <CHED H="1">2030</CHED>
                            <CHED H="1">2031</CHED>
                            <CHED H="1">2032</CHED>
                            <CHED H="1">2033</CHED>
                            <CHED H="1">2034</CHED>
                            <CHED H="1">2035</CHED>
                            <CHED H="1">2026-2035</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Federal share</ENT>
                            <ENT>−$3.4</ENT>
                            <ENT>−$4.1</ENT>
                            <ENT>−$8.2</ENT>
                            <ENT>−$13.7</ENT>
                            <ENT>−$20.7</ENT>
                            <ENT>−$29.2</ENT>
                            <ENT>−$39.0</ENT>
                            <ENT>−$40.7</ENT>
                            <ENT>−$42.5</ENT>
                            <ENT>−$44.4</ENT>
                            <ENT>−$245.8</ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="01">State share</ENT>
                            <ENT>−1.9</ENT>
                            <ENT>−2.3</ENT>
                            <ENT>−4.6</ENT>
                            <ENT>−7.6</ENT>
                            <ENT>−11.6</ENT>
                            <ENT>−16.4</ENT>
                            <ENT>−21.9</ENT>
                            <ENT>−22.9</ENT>
                            <ENT>−23.9</ENT>
                            <ENT>−25.0</ENT>
                            <ENT>−138.2</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Total</ENT>
                            <ENT>−5.3</ENT>
                            <ENT>−6.3</ENT>
                            <ENT>−12.8</ENT>
                            <ENT>−21.3</ENT>
                            <ENT>−32.3</ENT>
                            <ENT>−45.6</ENT>
                            <ENT>−61.0</ENT>
                            <ENT>−63.6</ENT>
                            <ENT>−66.4</ENT>
                            <ENT>−69.3</ENT>
                            <ENT>−384.0</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>
                        In Table 12, we show the combined projected effects of the revenue changes and expenditure changes to show the net impact by each payer and entity under the projected rule. In this table, reductions in payments are shown as positive to payers and negative to providers, and reductions in tax revenue are shown as negative to recipients (the States) and positive to providers.
                        <PRTPAGE P="46592"/>
                    </P>
                    <GPOTABLE COLS="12" OPTS="L2,nj,p7,7/8,i1" CDEF="s25,8,8,8,8,8,8,8,8,8,8,9">
                        <TTITLE>Table 12—Projected Net Changes Related to Changes in Provider Tax Revenues and Expenditures</TTITLE>
                        <TDESC>[In billions of real 2026 dollars]</TDESC>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1">2026</CHED>
                            <CHED H="1">2027</CHED>
                            <CHED H="1">2028</CHED>
                            <CHED H="1">2029</CHED>
                            <CHED H="1">2030</CHED>
                            <CHED H="1">2031</CHED>
                            <CHED H="1">2032</CHED>
                            <CHED H="1">2033</CHED>
                            <CHED H="1">2034</CHED>
                            <CHED H="1">2035</CHED>
                            <CHED H="1">2026-2035</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Federal government</ENT>
                            <ENT>$3.4</ENT>
                            <ENT>$4.1</ENT>
                            <ENT>$8.2</ENT>
                            <ENT>$13.7</ENT>
                            <ENT>$20.7</ENT>
                            <ENT>$29.2</ENT>
                            <ENT>$39.0</ENT>
                            <ENT>$40.7</ENT>
                            <ENT>$42.5</ENT>
                            <ENT>$44.4</ENT>
                            <ENT>$245.8</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">States</ENT>
                            <ENT>−0.7</ENT>
                            <ENT>−0.9</ENT>
                            <ENT>−1.9</ENT>
                            <ENT>−3.2</ENT>
                            <ENT>−5.0</ENT>
                            <ENT>−7.2</ENT>
                            <ENT>−9.7</ENT>
                            <ENT>−10.2</ENT>
                            <ENT>−10.6</ENT>
                            <ENT>−11.1</ENT>
                            <ENT>−60.5</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Providers</ENT>
                            <ENT>−3.4</ENT>
                            <ENT>−4.0</ENT>
                            <ENT>−7.8</ENT>
                            <ENT>−12.7</ENT>
                            <ENT>−18.7</ENT>
                            <ENT>−26.0</ENT>
                            <ENT>−34.6</ENT>
                            <ENT>−36.1</ENT>
                            <ENT>−37.7</ENT>
                            <ENT>−39.3</ENT>
                            <ENT>−220.3</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Private payers</ENT>
                            <ENT>0.7</ENT>
                            <ENT>0.8</ENT>
                            <ENT>1.4</ENT>
                            <ENT>2.2</ENT>
                            <ENT>3.0</ENT>
                            <ENT>4.1</ENT>
                            <ENT>5.3</ENT>
                            <ENT>5.6</ENT>
                            <ENT>5.8</ENT>
                            <ENT>6.0</ENT>
                            <ENT>35.0</ENT>
                        </ROW>
                    </GPOTABLE>
                    <HD SOURCE="HD3">3. Offsets</HD>
                    <P>
                        We expect that there is a significant interaction with other provisions of the WFTC legislation. There are two that we specifically have considered as part of this analysis. First, section 71117 of the WFTC legislation addresses certain provider taxes that imposed a disproportionate burden onto Medicaid.
                        <SU>26</SU>
                        <FTREF/>
                         Most of these taxes were on managed care organizations, where the share of the tax being assessed against Medicaid managed care premiums were significantly higher than Medicaid's share of the managed care market. To consider the effects of this section of the legislation in the proposed analysis, we assume that the share of these taxes imposed on Medicaid would be those calculated under the final rule. This does not have a significant impact on the estimates shown in this proposed rule, because we project the total amount of tax revenue is the same, but that the burden has changed. In addition, there were a limited number of provider taxes expected to be impacted by the final rule.
                    </P>
                    <FTNT>
                        <P>
                            <SU>26</SU>
                             See CMS-2448-F, “Medicaid Program; Preserving Medicaid Funding for Vulnerable Populations-Closing a Health Care-Related Tax Loophole,” 91 FR 4794-4838 (February 2, 2026).
                        </P>
                    </FTNT>
                    <P>The second provision that has interactions with this rule relates to SDPs. SDPs are payments that States can make to providers through managed care plans. Section 71116 of the WFTC legislation sets new limits on SDPs by lowering the effective payment rate allowable for SDPs. Provider taxes are often used to fund SDPs. Based on data collected from SDP preprints, we estimate that between 55 and 75 percent of SDP spending is financed with provider taxes. We reviewed SDP preprint data and found that about 38 percent of SDPs were reported to be financed with provider taxes, and another 37 percent of SDPs were reported to be financed with health provider taxes and at least one other source of funding (including general revenues and/or intergovernmental transfers). We use 65 percent as our assumption about the percentage of SDPs funded through provider taxes for this analysis.</P>
                    <P>
                        SDPs are projected to decrease significantly. On May 22, 2026, CMS published a proposed rule on the new SDPs limits,
                        <SU>27</SU>
                        <FTREF/>
                         and we projected that this proposed rule would reduce SDPs by $774.8 billion in real 2026 dollars from 2026 through 2035 ($510.1 billion in Federal expenditures and $264.7 billion in State expenditures). These impacts are shown in Table 13.
                    </P>
                    <FTNT>
                        <P>
                            <SU>27</SU>
                             CMS-2249-P, “Medicaid Program; Medicaid Managed Care State Directed Payments and Medicaid Fee-for-Service Targeted Medicaid Practitioner Payments,” 91 FR 30400-30466 (May 22, 2026).
                        </P>
                    </FTNT>
                    <GPOTABLE COLS="12" OPTS="L2,nj,p7,7/8,i1" CDEF="s25,8,8,8,8,8,8,8,8,8,8,9">
                        <TTITLE>Table 13—Projected Reduction in SDPs Under Section 71116 of the WFTC Legislation</TTITLE>
                        <TDESC>[In billions of real 2026 dollars]</TDESC>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1">2026</CHED>
                            <CHED H="1">2027</CHED>
                            <CHED H="1">2028</CHED>
                            <CHED H="1">2029</CHED>
                            <CHED H="1">2030</CHED>
                            <CHED H="1">2031</CHED>
                            <CHED H="1">2032</CHED>
                            <CHED H="1">2033</CHED>
                            <CHED H="1">2034</CHED>
                            <CHED H="1">2035</CHED>
                            <CHED H="1">2026-2035</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Federal share</ENT>
                            <ENT>−$11.9</ENT>
                            <ENT>−$19.4</ENT>
                            <ENT>−$31.2</ENT>
                            <ENT>−$41.6</ENT>
                            <ENT>−$51.3</ENT>
                            <ENT>−$59.4</ENT>
                            <ENT>−$66.3</ENT>
                            <ENT>−$71.8</ENT>
                            <ENT>−$76.6</ENT>
                            <ENT>−$80.6</ENT>
                            <ENT>−$510.1</ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="01">State share</ENT>
                            <ENT>−6.3</ENT>
                            <ENT>−10.3</ENT>
                            <ENT>−16.3</ENT>
                            <ENT>−21.8</ENT>
                            <ENT>−26.7</ENT>
                            <ENT>−30.9</ENT>
                            <ENT>−34.3</ENT>
                            <ENT>−37.1</ENT>
                            <ENT>−39.5</ENT>
                            <ENT>−41.5</ENT>
                            <ENT>−246.7</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Total</ENT>
                            <ENT>−18.2</ENT>
                            <ENT>−29.7</ENT>
                            <ENT>−47.5</ENT>
                            <ENT>−63.4</ENT>
                            <ENT>−78.0</ENT>
                            <ENT>−90.3</ENT>
                            <ENT>−100.6</ENT>
                            <ENT>−108.9</ENT>
                            <ENT>−116.1</ENT>
                            <ENT>−122.1</ENT>
                            <ENT>−774.8</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>Absent the SDP changes in the WFTC legislation, States may have chosen to reduce SDPs in light of these changes to provider taxes. Many SDPs are financed via provider taxes, and thus, even if there was no required reduction in SDPs, we believe it is reasonable to assume that SDPs would be one of the key areas States target for reductions in response to this proposed rule. Therefore, we expect that there will be substantial overlap in the effects between these two sections of legislation.</P>
                    <P>To calculate the effects of this interaction, we make two key assumptions. First, as described previously, we assume that 65 percent of SDPs are financed through provider taxes. Second, we assume that States would choose to apply no more than 80 percent of the reductions in expenditures to SDPs. That is, if we project a State would reduce expenditures by $100 million in response to this proposed rule, we assume that a State would apply no more than $80 million in reductions to SDPs (and the remaining $20 million would come from other sources). In this example, if SDPs were projected to be reduced by $50 million, we would assume that the State would make another $50 million in reductions elsewhere. If SDPs were projected to be reduced by $120 million, then we would project that the State would not make any further reductions because the $120 million reduction in SDPs is greater than the $100 million in reductions the State would otherwise make.</P>
                    <P>
                        When we consider the projected reduction in SDPs under the proposed SDP rule, the amount of additional reductions in provider payments under this proposed rule decreases significantly. Excluding the impacts of the SDP rule, we project that the Federal government and States would pay providers $384.0 billion less from 2026 through 2035 (as shown in table 12); however, when considering the interaction between the two rules, we project payments to providers would only be reduced an additional $142.1 billion beyond the reductions projected under the SDP rule. The difference ($241.9 billion) represents the amount of provider payment reductions already attributed to the reduction in SDPs. Federal spending reductions would be $154.9 billion less after accounting for the changes to SDPs, and State spending reductions would be $87.0 billion less. The annual effects after accounting for 
                        <PRTPAGE P="46593"/>
                        the impacts of the proposed SDP rule are shown in Table 14.
                    </P>
                    <GPOTABLE COLS="12" OPTS="L2,nj,p7,7/8,i1" CDEF="s25,8,8,8,8,8,8,8,8,8,8,9">
                        <TTITLE>Table 14—Projected Net Changes Related to Changes in Provider Tax Revenues and Expenditures Including Interaction With Section 71116 of the WFTC Legislation</TTITLE>
                        <TDESC>[In billions of real 2026 dollars]</TDESC>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1">2026</CHED>
                            <CHED H="1">2027</CHED>
                            <CHED H="1">2028</CHED>
                            <CHED H="1">2029</CHED>
                            <CHED H="1">2030</CHED>
                            <CHED H="1">2031</CHED>
                            <CHED H="1">2032</CHED>
                            <CHED H="1">2033</CHED>
                            <CHED H="1">2034</CHED>
                            <CHED H="1">2035</CHED>
                            <CHED H="1">2026-2035</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Federal government</ENT>
                            <ENT>$0.0</ENT>
                            <ENT>$0.0</ENT>
                            <ENT>$0.0</ENT>
                            <ENT>$1.2</ENT>
                            <ENT>$5.0</ENT>
                            <ENT>$10.8</ENT>
                            <ENT>$18.4</ENT>
                            <ENT>$18.2</ENT>
                            <ENT>$18.4</ENT>
                            <ENT>$18.9</ENT>
                            <ENT>$90.9</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">States</ENT>
                            <ENT>−2.6</ENT>
                            <ENT>−3.1</ENT>
                            <ENT>−6.5</ENT>
                            <ENT>−10.2</ENT>
                            <ENT>−13.8</ENT>
                            <ENT>−17.5</ENT>
                            <ENT>−21.3</ENT>
                            <ENT>−22.8</ENT>
                            <ENT>−24.2</ENT>
                            <ENT>−25.4</ENT>
                            <ENT>−147.5</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Providers</ENT>
                            <ENT>1.9</ENT>
                            <ENT>2.4</ENT>
                            <ENT>5.0</ENT>
                            <ENT>6.7</ENT>
                            <ENT>5.7</ENT>
                            <ENT>2.6</ENT>
                            <ENT>−2.4</ENT>
                            <ENT>−0.9</ENT>
                            <ENT>0.1</ENT>
                            <ENT>0.5</ENT>
                            <ENT>21.7</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Private payers</ENT>
                            <ENT>0.7</ENT>
                            <ENT>0.8</ENT>
                            <ENT>1.4</ENT>
                            <ENT>2.2</ENT>
                            <ENT>3.0</ENT>
                            <ENT>4.1</ENT>
                            <ENT>5.3</ENT>
                            <ENT>5.6</ENT>
                            <ENT>5.8</ENT>
                            <ENT>6.0</ENT>
                            <ENT>35.0</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>In Table 14, we show the net impacts of this proposed rule after considering the interaction with proposed SDP rule on the Federal government, the States, providers, and private payers. In this table, reductions in payments are shown as positive to payers (the Federal government, States, and private payers) and negative to providers, and reductions in tax revenue are shown as negative to recipients (the States) and positive to providers.</P>
                    <P>When adding the effects of the SDP provisions of the WFTC legislation, the Federal government is projected to reduce Medicaid spending ($90.9 billion over 10 years), reflecting mainly reduced payments to healthcare providers. States experience a net loss (−$147.5 billion over 10 years); while States also would experience a reduction in payments to providers (or reduced Medicaid spending), this is outweighed by the reduction in revenues through the provider taxes. For providers, when considering the effects of SDP provisions, we project that they would experience a net gain in this scenario ($21.7 billion over 10 years). Providers would experience decreases in Medicaid payments, but the reduction in taxes paid to States would be greater; however, this also accounts for the significant decrease in provider payments through SDPs ($774.8 billion over 10 years), so that the net effect of both proposed rules would still be a significant reduction to provider payments through Medicaid over time. Actual impacts could vary from these projections. Projections of healthcare spending are inherently uncertain, as the price and use of healthcare services could be higher or lower than estimated and enrollment in different programs (including Medicaid) could be greater or lesser than projected. There are several additional areas of uncertainty related to this proposed rule, including: (1) the future growth in the use of provider taxes prior to the WFTC legislation; (2) the degree to and manner in which States offset lost revenue from provider taxes; and (3) the interactions between section 71115 and other provisions of the WFTC legislation, most notably the SDP provisions. Because there is limited information on how States use the revenue from provider taxes today (whether to fund general Medicaid payments, specific Medicaid payments such as SDPs, or to offset costs elsewhere) and it is unknown how States would react to these changes in revenues, there is significant uncertainty about the overall impacts of this proposed rule. The net impacts of this section could be larger or smaller than projected here. In the next section, we provide two alternative scenarios to show a range of possible impacts. We welcome comments on these estimates and assumptions.</P>
                    <HD SOURCE="HD3">4. Alternative Scenarios</HD>
                    <P>Given the uncertainty of several assumptions, we have also modeled a high scenario and a low scenario to show a range of possible impacts under this proposed rule.</P>
                    <HD SOURCE="HD3">a. High Scenario</HD>
                    <P>Under the high scenario, we made the following assumptions. First, we assumed that Medicaid paid providers more to offset some of the taxes (4 percent of the revenue for hospital taxes and other services taxes, and 7 percent of the revenue for nursing facility taxes). We assumed that States offset 20 percent of payment reductions through other revenue sources. For the interaction with the proposed SDP rule, we assumed that 55 percent of SDPs are financed by provider taxes and that up to 70 percent of provider payment reductions under this proposed rule would be made to SDPs.</P>
                    <P>Table 15 shows the impacts of this proposed rule under the high scenario, as compared to Table 12 in the previous section.</P>
                    <GPOTABLE COLS="12" OPTS="L2,p7,7/8,i1" CDEF="s25,8,8,8,8,8,8,8,8,8,8,9">
                        <TTITLE>Table 15—High Scenario: Projected Net Changes Related to Changes in Provider Tax Revenues and Expenditures</TTITLE>
                        <TDESC>[In billions of real 2026 dollars]</TDESC>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1">2026</CHED>
                            <CHED H="1">2027</CHED>
                            <CHED H="1">2028</CHED>
                            <CHED H="1">2029</CHED>
                            <CHED H="1">2030</CHED>
                            <CHED H="1">2031</CHED>
                            <CHED H="1">2032</CHED>
                            <CHED H="1">2033</CHED>
                            <CHED H="1">2034</CHED>
                            <CHED H="1">2035</CHED>
                            <CHED H="1">2026-2035</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Federal government</ENT>
                            <ENT>$4.2</ENT>
                            <ENT>$5.1</ENT>
                            <ENT>$10.3</ENT>
                            <ENT>$17.0</ENT>
                            <ENT>$25.8</ENT>
                            <ENT>$36.5</ENT>
                            <ENT>$48.8</ENT>
                            <ENT>$50.9</ENT>
                            <ENT>$53.2</ENT>
                            <ENT>$55.5</ENT>
                            <ENT>$307.3</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">States</ENT>
                            <ENT>−0.3</ENT>
                            <ENT>−0.3</ENT>
                            <ENT>−0.7</ENT>
                            <ENT>−1.3</ENT>
                            <ENT>−2.1</ENT>
                            <ENT>−3.1</ENT>
                            <ENT>−4.2</ENT>
                            <ENT>−4.4</ENT>
                            <ENT>−4.6</ENT>
                            <ENT>−4.8</ENT>
                            <ENT>−25.7</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Providers</ENT>
                            <ENT>−4.6</ENT>
                            <ENT>−5.5</ENT>
                            <ENT>−11.0</ENT>
                            <ENT>−17.9</ENT>
                            <ENT>−26.8</ENT>
                            <ENT>−37.5</ENT>
                            <ENT>−50.0</ENT>
                            <ENT>−52.1</ENT>
                            <ENT>−54.4</ENT>
                            <ENT>−56.8</ENT>
                            <ENT>−316.5</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Private payers</ENT>
                            <ENT>0.7</ENT>
                            <ENT>0.8</ENT>
                            <ENT>1.4</ENT>
                            <ENT>2.2</ENT>
                            <ENT>3.0</ENT>
                            <ENT>4.1</ENT>
                            <ENT>5.3</ENT>
                            <ENT>5.6</ENT>
                            <ENT>5.8</ENT>
                            <ENT>6.0</ENT>
                            <ENT>35.0</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>
                        Table 16 shows the impacts of this proposed rule under the high scenario with the interactions with section 71116 of the WFTC legislation, as compared to Table 14 in the previous section.
                        <PRTPAGE P="46594"/>
                    </P>
                    <GPOTABLE COLS="12" OPTS="L2,p7,7/8,i1" CDEF="s25,8,8,8,8,8,8,8,8,8,8,9">
                        <TTITLE>Table 16—High Scenario: Projected Net Changes Related to Changes in Provider Tax Revenues and Expenditures Including Interaction With Section 71116 of the WFTC Legislation</TTITLE>
                        <TDESC>[In billions of real 2026 dollars]</TDESC>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1">2026</CHED>
                            <CHED H="1">2027</CHED>
                            <CHED H="1">2028</CHED>
                            <CHED H="1">2029</CHED>
                            <CHED H="1">2030</CHED>
                            <CHED H="1">2031</CHED>
                            <CHED H="1">2032</CHED>
                            <CHED H="1">2033</CHED>
                            <CHED H="1">2034</CHED>
                            <CHED H="1">2035</CHED>
                            <CHED H="1">2026-2035</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Federal government</ENT>
                            <ENT>$2.1</ENT>
                            <ENT>$1.3</ENT>
                            <ENT>$3.6</ENT>
                            <ENT>$7.8</ENT>
                            <ENT>$14.3</ENT>
                            <ENT>$22.9</ENT>
                            <ENT>$33.5</ENT>
                            <ENT>$34.3</ENT>
                            <ENT>$35.3</ENT>
                            <ENT>$36.7</ENT>
                            <ENT>$191.8</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">States</ENT>
                            <ENT>−1.4</ENT>
                            <ENT>−2.4</ENT>
                            <ENT>−4.5</ENT>
                            <ENT>−6.5</ENT>
                            <ENT>−8.6</ENT>
                            <ENT>−10.7</ENT>
                            <ENT>−12.8</ENT>
                            <ENT>−13.8</ENT>
                            <ENT>−14.6</ENT>
                            <ENT>−15.4</ENT>
                            <ENT>−90.7</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Providers</ENT>
                            <ENT>−1.4</ENT>
                            <ENT>0.3</ENT>
                            <ENT>−0.6</ENT>
                            <ENT>−3.5</ENT>
                            <ENT>−8.7</ENT>
                            <ENT>−16.3</ENT>
                            <ENT>−26.1</ENT>
                            <ENT>−26.1</ENT>
                            <ENT>−26.5</ENT>
                            <ENT>−27.3</ENT>
                            <ENT>−136.1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Private payers</ENT>
                            <ENT>0.7</ENT>
                            <ENT>0.8</ENT>
                            <ENT>1.4</ENT>
                            <ENT>2.2</ENT>
                            <ENT>3.0</ENT>
                            <ENT>4.1</ENT>
                            <ENT>5.3</ENT>
                            <ENT>5.6</ENT>
                            <ENT>5.8</ENT>
                            <ENT>6.0</ENT>
                            <ENT>35.0</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>On net, we project that the Federal government would see a larger net reduction in expenditures than in the base scenario ($191.8 billion over 10 years, compared to $90.9 billion in the base scenario). This is mainly due to (1) assuming that States pay offset a smaller share of reduced Medicaid payments through other revenue sources and (2) assuming a lesser interaction with the SDP provisions of the legislation. Similarly, the net impact on States is a smaller net decrease (−$90.7 billion over 10 years, compared to −$147.5 billion in the base scenario). While the reduction is the same between the base and high scenarios, in the high scenarios we assume that the States offset a smaller amount of reduced Medicaid payments. For providers, we assume that in the high scenario they would experience a larger reduction in payments than in the base scenario (−$136.1 billion over 10 years, compared to +$21.7 billion in the base scenario).</P>
                    <HD SOURCE="HD3">b. Low Scenario</HD>
                    <P>Under the low scenario, we made the following assumptions. We assumed that Medicaid did not pay providers any additional amounts due to the taxes. We also assumed that States offset 40 percent of payment reductions through other revenue sources. With respect to the interaction with the proposed SDP rule, we assumed that 75 percent of SDPs are financed by provider taxes and that up to 90 percent of provider payment reductions under this proposed rule would be made to SDPs.</P>
                    <P>Table 17 shows the impacts of this proposed rule under the low scenario, as compared to Table 12 in the previous section.</P>
                    <GPOTABLE COLS="12" OPTS="L2,p7,7/8,i1" CDEF="s25,8,8,8,8,8,8,8,8,8,8,9">
                        <TTITLE>Table 17—Low Scenario: Projected Net Changes Related to Changes in Provider Tax Revenues and Expenditures</TTITLE>
                        <TDESC>[In billions of real 2026 dollars]</TDESC>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1">2026</CHED>
                            <CHED H="1">2027</CHED>
                            <CHED H="1">2028</CHED>
                            <CHED H="1">2029</CHED>
                            <CHED H="1">2030</CHED>
                            <CHED H="1">2031</CHED>
                            <CHED H="1">2032</CHED>
                            <CHED H="1">2033</CHED>
                            <CHED H="1">2034</CHED>
                            <CHED H="1">2035</CHED>
                            <CHED H="1">2026-2035</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Federal government</ENT>
                            <ENT>$2.7</ENT>
                            <ENT>$3.2</ENT>
                            <ENT>$6.5</ENT>
                            <ENT>$10.7</ENT>
                            <ENT>$16.1</ENT>
                            <ENT>$22.7</ENT>
                            <ENT>$30.3</ENT>
                            <ENT>$31.7</ENT>
                            <ENT>$33.0</ENT>
                            <ENT>$34.5</ENT>
                            <ENT>$191.4</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">States</ENT>
                            <ENT>−1.1</ENT>
                            <ENT>−1.4</ENT>
                            <ENT>−2.9</ENT>
                            <ENT>−4.9</ENT>
                            <ENT>−7.6</ENT>
                            <ENT>−10.9</ENT>
                            <ENT>−14.6</ENT>
                            <ENT>−15.3</ENT>
                            <ENT>−16.0</ENT>
                            <ENT>−16.7</ENT>
                            <ENT>−91.4</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Providers</ENT>
                            <ENT>−2.3</ENT>
                            <ENT>−2.6</ENT>
                            <ENT>−5.0</ENT>
                            <ENT>−8.0</ENT>
                            <ENT>−11.6</ENT>
                            <ENT>−15.9</ENT>
                            <ENT>−21.0</ENT>
                            <ENT>−21.9</ENT>
                            <ENT>−22.8</ENT>
                            <ENT>−23.8</ENT>
                            <ENT>−135.0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Private payers</ENT>
                            <ENT>0.7</ENT>
                            <ENT>0.8</ENT>
                            <ENT>1.4</ENT>
                            <ENT>2.2</ENT>
                            <ENT>3.0</ENT>
                            <ENT>4.1</ENT>
                            <ENT>5.3</ENT>
                            <ENT>5.6</ENT>
                            <ENT>5.8</ENT>
                            <ENT>6.0</ENT>
                            <ENT>35.0</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>Table 18 shows the impacts of this proposed rule under the low scenario with the interactions with section 71116 of the WFTC legislation, as compared to Table 14 in the previous section.</P>
                    <GPOTABLE COLS="12" OPTS="L2,p7,7/8,i1" CDEF="s25,8,8,8,8,8,8,8,8,8,8,9">
                        <TTITLE>Table 18—Low Scenario: Projected Net Changes Related to Changes in Provider Tax Revenues and Expenditures Including Interaction With Section 71116 of the WFTC Legislation</TTITLE>
                        <TDESC>[In billions of real 2026 dollars]</TDESC>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1">2026</CHED>
                            <CHED H="1">2027</CHED>
                            <CHED H="1">2028</CHED>
                            <CHED H="1">2029</CHED>
                            <CHED H="1">2030</CHED>
                            <CHED H="1">2031</CHED>
                            <CHED H="1">2032</CHED>
                            <CHED H="1">2033</CHED>
                            <CHED H="1">2034</CHED>
                            <CHED H="1">2035</CHED>
                            <CHED H="1">2026-2035</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Federal government</ENT>
                            <ENT>$0.0</ENT>
                            <ENT>$0.0</ENT>
                            <ENT>$0.0</ENT>
                            <ENT>$0.0</ENT>
                            <ENT>$0.0</ENT>
                            <ENT>$0.0</ENT>
                            <ENT>$3.5</ENT>
                            <ENT>$2.4</ENT>
                            <ENT>$1.7</ENT>
                            <ENT>$1.4</ENT>
                            <ENT>$9.1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">States</ENT>
                            <ENT>−2.6</ENT>
                            <ENT>−3.1</ENT>
                            <ENT>−6.5</ENT>
                            <ENT>−10.8</ENT>
                            <ENT>−16.6</ENT>
                            <ENT>−23.6</ENT>
                            <ENT>−29.7</ENT>
                            <ENT>−31.7</ENT>
                            <ENT>−33.6</ENT>
                            <ENT>−35.3</ENT>
                            <ENT>−193.6</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Providers</ENT>
                            <ENT>1.9</ENT>
                            <ENT>2.4</ENT>
                            <ENT>5.0</ENT>
                            <ENT>8.6</ENT>
                            <ENT>13.6</ENT>
                            <ENT>19.6</ENT>
                            <ENT>20.8</ENT>
                            <ENT>23.8</ENT>
                            <ENT>26.1</ENT>
                            <ENT>27.8</ENT>
                            <ENT>149.6</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Private payers</ENT>
                            <ENT>0.7</ENT>
                            <ENT>0.8</ENT>
                            <ENT>1.4</ENT>
                            <ENT>2.2</ENT>
                            <ENT>3.0</ENT>
                            <ENT>4.1</ENT>
                            <ENT>5.3</ENT>
                            <ENT>5.6</ENT>
                            <ENT>5.8</ENT>
                            <ENT>6.0</ENT>
                            <ENT>35.0</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>In the low scenario, the Federal government would experience a smaller net gain than in the base scenario ($9.1 billion over 10 years, compared to $90.9 billion in the base scenario). We assumed that there would be larger offsets to reduced provider payments and a larger interaction with the SDP provisions, which would result in much smaller reductions in Federal spending. As shown in table 18, for the first several years there would be no additional savings to the Federal government after considering reductions to SDP payments. The net impact on States in the low scenario is a larger net decrease (−$193.6 billion over 10 years, compared to −$147.5 billion in the base scenario). For the same reasons the Federal government would see less savings in the low scenario (larger offsets to reduced payments to providers, larger interactions with the SDP provision), States would experience less savings under this scenario. For providers, because we assume that States (and thus the Federal government) offset more of the reduced payments in the low scenario, we project that they would experience a smaller reduction in payments than in the base scenario and experience a net gain (+$149.6 billion over 10 years, compared to +$21.7 billion in the base scenario). As with the base scenario, however, the net impact of this proposed rule in the low scenario and the SDP proposed rule would still be a significant reduction in Medicaid payments to providers.</P>
                    <HD SOURCE="HD3">5. Regulatory Review Cost Estimation</HD>
                    <P>
                        If regulations impose administrative costs on private entities, such as the time needed to read and interpret this proposed rule, we should estimate the 
                        <PRTPAGE P="46595"/>
                        cost associated with regulatory review. Due to the uncertainty involved with accurately quantifying the number of entities that will review the rule, we assume the following entities will review: State Medicaid Agencies, State governments, MCOs, and health care providers. We assume at least three people at every State Medicaid Agency (56) will review and two people in every State and territory government (56), for a total of 280 reviewers. We then estimate an additional 10 reviewers in every State Medicaid Agency affected by these policies (51), 510 reviewers, and 10 reviewers in every affected State legislature, 510 reviewers, for a total of 1300 reviewers. It is more difficult to predict how many individuals in how many MCOs and providers will review, so we are therefore doubling the number from the previous estimate, for 2,600 total reviewers. We acknowledge that this assumption may understate or overstate the costs of reviewing this rule. We welcome any comments on the approach in estimating the number of entities which will review this proposed rule. We also recognize that this is a relatively short proposed rule with a single policy focus, and therefore for the purposes of our estimate we assume that each reviewer reads 100 percent of the rule. We seek comments on this assumption.
                    </P>
                    <P>
                        Using the wage information from the BLS (
                        <E T="03">https://www.bls.gov/oes/tables.htm</E>
                        ) for medical and health service managers (Code 11-9111), we estimate that the cost of reviewing this rule is $132.44 per hour, including overhead and fringe benefits. Assuming an average reading speed, we estimate that it would take approximately 2 hours for each person to review this proposed rule. For each person that reviews the rule, the estimated cost is $264.88 (2 hours × $132.44). Therefore, we estimate that the total cost of reviewing this regulation is $0.7 million ($264.88 × 2,600).
                    </P>
                    <HD SOURCE="HD2">D. Alternatives Considered</HD>
                    <P>We considered replacing the regulatory references to 6 percent with a reference to the methodology prescribed by the WFTC legislation, and requiring States to demonstrate compliance upon request (such as during specific oversight activities or with the submission of a tax waiver). While this may have represented less initial burden on States, it would have likely increased burden later, as States would need to demonstrate compliance without clear parameters for recordkeeping and reflecting revenue attributable to a specific date (July 4, 2025). In addition, consistent and enhanced reporting facilitates a smoother and more equitable oversight process, and helps ensure that no State is disadvantaged by unfamiliarity with processes they may not have previously used.</P>
                    <P>We considered alternate interpretations of the terms “enacted” and “imposes.” As reflected in the Dear Colleague Letter, we had initially considered including the waiver requirement in our interpretation for “enacted.” However, as described in the preamble, upon further reflection and from initial feedback, we determined it more logically exists as a requirement for a tax to be imposed, and to include into the threshold taxes with a waiver effective date on or before July 4, 2025. For enacted, we considered several variations. As part of this exercise, we considered not requiring CMS waiver approval to meet the standard of either “enacted” or “imposes.” However, as described in the provisions section, because a tax requiring a waiver is not permissible unless CMS has approved the waiver, such a tax cannot be permissibly imposed absent CMS waiver approval. Therefore, a tax that requires a waiver and has not obtained CMS waiver approval cannot be imposed and therefore would fail the standards of the WFTC legislation. As such, because CMS approval of waivers is a required element of a permissible tax, we determined the inclusion of CMS waiver approval, if applicable, was necessary in general, and then that it was more appropriate under “imposes,” but allowing for our standard practice of an earlier effective date detailed in regulations in § 433.72. We also considered interpreting “imposes” to strictly mean the State is actively collecting. While that remains a primary metric to demonstrate a tax is imposed, this interpretation would have disrupted a considerable number of taxes where an obligation is imposed relative to that date, but the collection schedule is delayed, or infrequent as not to align with the specific date of enactment. We determined such disruption was not the intended effect of the statutory language. We also considered more detailed regulatory language, but determined the definition functioned best by reflecting the most straightforward elements, namely that the tax is in effect as of that date.</P>
                    <P>We also considered not proposing an interim process, and instead delaying the implementation of the new threshold. However, we determined this approach would likely result in a large volume of late tax adjustments, increasing risk of errors due to the delay in interacting with the relevant data. This also would not provide clarity on how a State should demonstrate compliance with a statutory requirement that is in effect even though a final threshold is not yet available for potential waiver submissions, where applicable.</P>
                    <P>Next, we considered not retiring the 75/75 prong of the indirect hold harmless test. As we discussed in detail in the provisions section, we believe allowing this prong to remain would have invited unnecessary risk when considering the current environment of provider taxes. We have consistently noted that the 75/75 prong was a difficult standard to meet, but we are also aware that this regulatory pathway is being considered as a means to circumvent the limitations on provider taxes created by section 71115. CMS created this prong and Congress did not choose to adopt it when they incorporated the 6 percent test in statute, which had also been initially a function of regulation alone. As such, although Congress was silent on the 75/75 test in the WFTC legislation, they had always left it to be a regulatory concept. Therefore, the concerns about how this prong might be used and the flexibility to adjust our regulations, led us to determine retirement of this prong was the most appropriate proposal.</P>
                    <P>
                        We considered not enhancing the ongoing tax reporting, as section 71115 of the WFTC legislation merely changes the 6 percent figure, and in theory our oversight could continue to function in the same manner. However, the relationship between State taxes and the indirect hold harmless amount is not the same as it was previously. First, and as described previously in this proposed rule, every State is likely near or at the indirect hold harmless threshold because the threshold will be calculated based on the current revenue levels. That means States that were not previously accustomed to monitoring this metric as closely will need to, and our enhanced oversight of a State's tax revenue collections will allow us to assist our State partners with this task. Second, and most importantly, expansion States will be subject to the phase-down that begins FFY 2028. As such, the new threshold is not merely an exercise of staying within a limit; instead, CMS will need to ensure that States have lowered their taxes when and to the extent necessary. Our enhanced reporting requirements will also facilitate this task. Finally, we believe the nature and extent of the enhanced data reporting does not exceed what States should already be collecting to have readily available, as the data required would have always 
                        <PRTPAGE P="46596"/>
                        been potentially required if and when CMS requested supporting data for current CMS-64 reporting. Therefore, we made the decision to propose increased ongoing tax reporting through the CMS-64.
                    </P>
                    <P>Finally, we considered immediate enforcement once a threshold became available without providing an interim process to give States time to correct data. Given the structure of the new indirect hold harmless calculation, States may face greater risk of exceeding the threshold than under prior law, where fewer States approached the threshold. Because the penalty for violating indirect hold harmless requirements may be significant, we determined it was most appropriate to give States time to implement.</P>
                    <HD SOURCE="HD2">E. Accounting Statement and Table</HD>
                    <P>
                        Consistent with OMB Circular A-4 (available at 
                        <E T="03">https://www.reginfo.gov/public/jsp/Utilities/a-4.pdf</E>
                        ), we have prepared an accounting statement in Table 19 showing the classification of the impact associated with the provisions of this proposed rule.
                    </P>
                    <GPOTABLE COLS="8" OPTS="L2,p1,8/9,i1" CDEF="s50,xs50,xs50,xs50,12,6,6,xs54">
                        <TTITLE>Table 19—Accounting Statement</TTITLE>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1"> </CHED>
                            <CHED H="1"> </CHED>
                            <CHED H="1"> </CHED>
                            <CHED H="1"> </CHED>
                            <CHED H="1"> </CHED>
                            <CHED H="1"> </CHED>
                            <CHED H="1"> </CHED>
                        </BOXHD>
                        <ROW RUL="s">
                            <ENT I="21">Category</ENT>
                            <ENT A="02">Estimate</ENT>
                            <ENT O="oi0">Year dollar</ENT>
                            <ENT A="01">Discount rate</ENT>
                            <ENT O="oi0">Period covered</ENT>
                        </ROW>
                        <ROW EXPSTB="07" RUL="s">
                            <ENT I="21">
                                <E T="02">Collection of Information Requirements</E>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="00">
                            <ENT I="01">Total</ENT>
                            <ENT A="L02">$56,922</ENT>
                            <ENT>2025</ENT>
                            <ENT A="01">N/A</ENT>
                            <ENT>One-time.</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="01">State</ENT>
                            <ENT A="L02">$28,461</ENT>
                            <ENT>2025</ENT>
                            <ENT A="01">N/A</ENT>
                            <ENT>One-time.</ENT>
                        </ROW>
                        <ROW EXPSTB="03" RUL="s">
                            <ENT I="22">Total</ENT>
                            <ENT>$2,142</ENT>
                            <ENT>2025</ENT>
                            <ENT>N/A</ENT>
                            <ENT>Ongoing.</ENT>
                        </ROW>
                        <ROW EXPSTB="00" RUL="s">
                            <ENT I="01">State</ENT>
                            <ENT A="L02">$1,071</ENT>
                            <ENT>2025</ENT>
                            <ENT A="01">N/A</ENT>
                            <ENT>Ongoing.</ENT>
                        </ROW>
                        <ROW EXPSTB="07" RUL="s">
                            <ENT I="21">
                                <E T="02">Regulatory Review Costs</E>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="00" RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT A="L02">$0.7 million</ENT>
                            <ENT>2025</ENT>
                            <ENT A="01">N/A</ENT>
                            <ENT>One-time.</ENT>
                        </ROW>
                        <ROW EXPSTB="07" RUL="s">
                            <ENT I="21">
                                <E T="02">Transfers</E>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="00" RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi0">Medium case</ENT>
                            <ENT O="oi0">Low case</ENT>
                            <ENT O="oi0">High case</ENT>
                            <ENT O="xl"/>
                            <ENT O="xl"/>
                            <ENT O="xl"/>
                            <ENT O="xl"/>
                        </ROW>
                        <ROW>
                            <ENT I="01">Annualized Monetized (Federal, millions of $/year)</ENT>
                            <ENT>$7,598</ENT>
                            <ENT>$746</ENT>
                            <ENT>$16,537</ENT>
                            <ENT>2026</ENT>
                            <ENT A="01">7 percent</ENT>
                            <ENT>2026-2035.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>$8,433</ENT>
                            <ENT>$836</ENT>
                            <ENT>$18,018</ENT>
                            <ENT>2026</ENT>
                            <ENT A="01">3 percent</ENT>
                            <ENT>2026-2035.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Annualized Monetized (States, millions of $/year)</ENT>
                            <ENT>−$13,159</ENT>
                            <ENT>−$17,015</ENT>
                            <ENT>−$8,125</ENT>
                            <ENT>2026</ENT>
                            <ENT A="01">7 percent</ENT>
                            <ENT>2026-2035.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>−$14,056</ENT>
                            <ENT>−$18,332</ENT>
                            <ENT>−$8,656</ENT>
                            <ENT>2026</ENT>
                            <ENT A="01">3 percent</ENT>
                            <ENT>2026-2035.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Annualized Monetized (Providers, millions of $/year)</ENT>
                            <ENT>$2,448</ENT>
                            <ENT>$13,155</ENT>
                            <ENT>−$11,525</ENT>
                            <ENT>2026</ENT>
                            <ENT A="01">7 percent</ENT>
                            <ENT>2026-2035.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>$2,294</ENT>
                            <ENT>$14,168</ENT>
                            <ENT>−$12,691</ENT>
                            <ENT>2026</ENT>
                            <ENT A="01">3 percent</ENT>
                            <ENT>2026-2035.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Annualized Monetized (Private Payers, millions of $/year)</ENT>
                            <ENT>$3,113</ENT>
                            <ENT>$3,113</ENT>
                            <ENT>$3,113</ENT>
                            <ENT>2026</ENT>
                            <ENT A="01">7 percent</ENT>
                            <ENT>2026-2035.</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT>$3,329</ENT>
                            <ENT>$3,329</ENT>
                            <ENT>$3,329</ENT>
                            <ENT>2026</ENT>
                            <ENT A="01">3 percent</ENT>
                            <ENT>2026-2035.</ENT>
                        </ROW>
                        <ROW EXPSTB="07">
                            <ENT I="22">Quantitative:</ENT>
                        </ROW>
                        <ROW EXPSTB="07">
                            <ENT I="03">• Federal transfers reflect a reduction of $90.9 billion in net payments to providers from 2026 through 2035, accounting for interactions with other provisions of the WFTC legislation.</ENT>
                        </ROW>
                        <ROW EXPSTB="07">
                            <ENT I="03">• State transfers reflect (1) a net reduction in payments to providers and (2) a net reduction in payments from providers to States via provider taxes. Over 2026 through 2035, the net transfer is -$147.5 billion to States, accounting for interactions with other provisions of the WFTC legislation.</ENT>
                        </ROW>
                        <ROW EXPSTB="07">
                            <ENT I="03">• Provider transfers reflect (1) a net reduction in payments to providers from the Federal government and States and (2) a net reduction in payments from providers to States via provider taxes. Over 2026 through 2035, the net transfer is $21.7 billion to providers, accounting for interactions with other provisions of the WFTC legislation.</ENT>
                        </ROW>
                        <ROW EXPSTB="07" RUL="s">
                            <ENT I="03">• Private payer transfers reflect a net reduction in payments to managed care organizations (providers) due to lower provider tax rates. The net transfer to private payers is $35.0 billion over 2026 through 2035, accounting for interactions with other provisions of the WFTC legislation.</ENT>
                        </ROW>
                        <ROW EXPSTB="07">
                            <ENT I="22">Qualitative:</ENT>
                        </ROW>
                        <ROW EXPSTB="07">
                            <ENT I="03">• Reductions in payments to providers may lead to (1) lower prices paid for services and/or (2) fewer services provided to Medicaid beneficiaries.</ENT>
                        </ROW>
                        <ROW EXPSTB="07">
                            <ENT I="03">• Increases in State spending to offset reduced provider tax revenue may come from (1) increases in other taxes or revenue sources from States and/or (2) reductions in State spending from other non-Medicaid programs.</ENT>
                        </ROW>
                    </GPOTABLE>
                    <HD SOURCE="HD2">F. Regulatory Flexibility Act (RFA)</HD>
                    <P>The RFA requires agencies to analyze options for regulatory relief of small entities, if a rule has a significant impact on a substantial number of small entities. For purposes of the RFA, we estimate that many of the health care providers subject to health care-related taxes are small entities as that term is used in the RFA (including small businesses, nonprofit organizations, and small governmental jurisdictions). The great majority of hospitals and most other health care providers and suppliers are small entities, either by being nonprofit organizations or by meeting the SBA definition of a small business (having revenues of less than $9.0 million to $47.0 million in any 1 year).</P>
                    <P>
                        Individuals and States are not included in the definition of a small entity. This proposed rule, if finalized, will not have a significant impact 
                        <PRTPAGE P="46597"/>
                        measured as a change in revenue of 3 to 5 percent on a substantial number of small businesses or other small entities. The change made by the WFTC legislation serves to freeze the indirect hold harmless threshold, then later decreases it in certain instances. The compliance costs associated with this rule are borne entirely by State and local governments. States may at some point be required to decrease revenues from health care-related taxes, which could impact payments the State makes to hospitals and other health care providers. However, that is a function of the statutory phase down and not a provision of this rule or its requirements. Furthermore, the rule does not prohibit States from increasing revenues through other non-Federal share financing means, and a decrease in payments to these entities would not be a guarantee. Therefore, the Secretary has certified that this proposed rule will not have a significant economic impact on a substantial number of small entities.
                    </P>
                    <P>We seek comments on this assessment.</P>
                    <P>In addition, section 1102(b) of the Act requires us to prepare a regulatory impact analysis if a rule may have a significant impact on the operations of a substantial number of small rural hospitals. This analysis must conform to the provisions of section 603 of the RFA. For purposes of section 1102(b) of the Act, we define a small rural hospital as a hospital that is located outside of a metropolitan statistical area and has fewer than 100 beds. We do not believe this rule will have a significant impact on small rural hospitals. Although as stated previously we cannot predict the ways a State may respond to potential decreases to tax revenue, as stated in the previous paragraph, there is nothing in this rule preventing States from using other non-Federal share financing resources. Additionally, the costs for complying with this rule are borne by State and local governments. Therefore, the Secretary has certified that this proposed rule will not have a significant impact on the operations of a substantial number of small rural hospitals.</P>
                    <HD SOURCE="HD2">G. Unfunded Mandates Reform Act (UMRA)</HD>
                    <P>Section 202 of the Unfunded Mandates Reform Act of 1995 (UMRA) also requires that agencies assess anticipated costs and benefits before issuing any rule whose mandates require spending in any 1 year of $100 million in 1995 dollars, updated annually for inflation. In 2026, that threshold is approximately $193 million. The UMRA's analysis requirement is met by the analysis included in section V. of this proposed rule, conducted per E.O. 12866. This proposed rule does not mandate any requirements for local or tribal governments, or for the private sector. Costs may shift from the Federal government to States.</P>
                    <HD SOURCE="HD2">H. Federalism</HD>
                    <P>Executive Order 13132 establishes certain requirements that an agency must meet when it promulgates a proposed rule (and subsequent final rule) that imposes substantial direct requirement costs on State and local governments, preempts State law, or otherwise has Federalism implications. This proposed rule, if finalized, would implement section 71115 of the WFTC legislation. In general, our provisions are directly focused on codifying the statutory requirements into regulations as necessary and to permit CMS to enforce the new threshold. To the extent the provisions are not specifically required by the WFTC legislation, this rule does not impose substantial direct costs on State or local governments, preempt State law, or otherwise have Federalism implications.</P>
                    <HD SOURCE="HD2">I. E.O. 14192, “Unleashing Prosperity Through Deregulation”</HD>
                    <P>
                        Executive Order 14192, entitled “Unleashing Prosperity Through Deregulation” was issued on January 31, 2025, and requires that “any new incremental costs associated with new regulations shall, to the extent permitted by law, be offset by the elimination of existing costs associated with at least 10 prior regulations.” This proposed rule, if finalized as proposed, is expected to be exempt from otherwise-applicable requirements under E.O. 14192, per footnote 1 of OMB's Accounting Methods.
                        <SU>28</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>28</SU>
                             
                            <E T="03">https://www.reginfo.gov/public/pdf/eo14192/Accounting_Methods_under_EO_14192.pdf.</E>
                        </P>
                    </FTNT>
                    <HD SOURCE="HD2">J. Conclusion</HD>
                    <P>In accordance with the provisions of Executive Order 12866, this regulation was reviewed by the Office of Management and Budget.</P>
                    <P>Mehmet Oz, Administrator of the Centers for Medicare &amp; Medicaid Services, approved this document on July 15, 2026.</P>
                    <LSTSUB>
                        <HD SOURCE="HED">List of Subjects in 42 CFR Part 433</HD>
                        <P>Administrative practice and procedure, Child support, Claims, Grant programs—health, Medicaid, Reporting and recordkeeping requirements.</P>
                    </LSTSUB>
                    <P>For the reasons set forth in the preamble, the Centers for Medicare &amp; Medicaid Services proposes to amend 42 CFR chapter IV as set forth below:</P>
                    <PART>
                        <HD SOURCE="HED">PART 433—STATE FISCAL ADMINISTRATION</HD>
                    </PART>
                    <AMDPAR>1. The authority citation for part 433 is revised to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P> 42 U.S.C. 1302.</P>
                    </AUTH>
                    <AMDPAR>
                        2. Amend § 433.52 by adding the definitions of “
                        <E T="03">Expansion State</E>
                        ”, “
                        <E T="03">Net Patient Revenue</E>
                        ”, and “
                        <E T="03">Non-Expansion State</E>
                        ” in alphabetical order to read as follows:
                    </AMDPAR>
                    <SECTION>
                        <SECTNO>§ 433.52</SECTNO>
                        <SUBJECT> General definitions.</SUBJECT>
                        <STARS/>
                        <P>
                            <E T="03">Expansion State,</E>
                             as used in this subpart, means a State that, beginning on January 1, 2014, or on any date thereafter, elects to provide medical assistance to all individuals described in section 1902(a)(10)(A)(i)(VIII) of the Act under the State plan under title XIX or under a waiver of such plan.
                        </P>
                        <STARS/>
                        <P>
                            <E T="03">Net Patient Revenue</E>
                             means revenues received by the taxpayer, which are revenues attributable to the assessed permissible class of health care items or services, regardless of payer source.
                        </P>
                        <P>
                            <E T="03">Non-Expansion State</E>
                             means a State that is not an expansion State, as defined in this subpart.
                        </P>
                        <STARS/>
                    </SECTION>
                    <AMDPAR>3. Amend § 433.56—</AMDPAR>
                    <AMDPAR>a. In paragraph (a)(18) by removing the phrase “and” at the end of the paragraph;</AMDPAR>
                    <AMDPAR>b. By redesignating paragraph (a)(19) as paragraph (a)(20); and</AMDPAR>
                    <AMDPAR>c. By adding a new paragraph (a)(19).</AMDPAR>
                    <P>The addition reads as follows:</P>
                    <SECTION>
                        <SECTNO>§ 433.56</SECTNO>
                        <SUBJECT> Classes of health care services and providers defined.</SUBJECT>
                        <P>(a) * * *</P>
                        <P>(19) Services of health insurers (other than services of managed care organizations (including health maintenance organizations and preferred provider organizations) as specified in paragraph (a)(8) of this section); and</P>
                    </SECTION>
                    <AMDPAR>4. Amend § 433.68 by revising paragraph (f)(3) to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 433.68</SECTNO>
                        <SUBJECT> Permissible health care-related taxes.</SUBJECT>
                        <P>(f) * * *</P>
                        <P>(3) The State (or other unit of government) imposing the tax provides for any direct or indirect payment, offset, or waiver such that the provision of that payment, offset, or waiver directly or indirectly guarantees to hold taxpayers harmless for all or any portion of the tax amount.</P>
                        <P>
                            (i) For periods prior to October 1, 2026, an indirect guarantee will be 
                            <PRTPAGE P="46598"/>
                            determined to exist under a two prong “guarantee” test.
                        </P>
                        <P>(A) The first prong examines the tax as a percentage of net patient revenue.</P>
                        <P>
                            (
                            <E T="03">1</E>
                            ) For periods before January 1, 2008, and after September 30, 2011 (but before October 1, 2026), if the health care-related tax or taxes on each health care class are applied at a rate that produces revenues less than or equal to 6 percent of the revenues received by the taxpayer, the tax or taxes are permissible under this test. The phrase “revenues received by the taxpayer” refers to the net patient revenue attributable to the assessed permissible class of health care items or services.
                        </P>
                        <P>
                            (
                            <E T="03">2</E>
                            ) For the period of January 1, 2008, through September 30, 2011, the applicable percentage of net patient revenue is 5.5 percent. Compliance in State fiscal year 2008 will be evaluated from January 1, 2008, through the last day of State fiscal year 2008. Beginning with State fiscal year 2009, the 5.5 percent tax collection will be measured on an annual State fiscal year basis.
                        </P>
                        <P>(B) CMS will apply the second prong when the tax or taxes produce revenues in excess of the applicable percentage of the revenue received by the taxpayer. In this prong, CMS will consider an indirect hold harmless provision to exist if 75 percent or more of the taxpayers in the class receive 75 percent or more of their total tax costs back in enhanced Medicaid payments or other State payments. The second prong of the indirect hold harmless test is applied in the aggregate to all health care-related taxes applied to each class. If this standard is violated, the amount of tax revenue to be offset from medical assistance expenditures is the total amount of the taxpayers' revenues received by the State.</P>
                        <P>(ii) For Federal fiscal years beginning on or after October 1, 2026, an indirect guarantee will be determined to exist if a State exceeds a threshold calculated and applied as specified in this paragraph.</P>
                        <P>
                            (A) 
                            <E T="03">Calculation of the threshold.</E>
                             CMS will calculate the threshold applicable to a State and permissible class by dividing the total tax collection by the Net Patient Revenue, based on the following methodology and requirements:
                        </P>
                        <P>
                            (
                            <E T="03">1</E>
                            ) The tax must have been both enacted and imposed as of July 4, 2025.
                        </P>
                        <P>
                            (
                            <E T="03">i</E>
                            ) 
                            <E T="03">Enacted.</E>
                             Enacted means that the applicable State or local government has completed the entire legislative process necessary to authorize (either initially or to amend an existing tax, as applicable) the specific tax structure that was in effect on July 4, 2025. The enacted tax structure as of July 4, 2025, does not include administrative (for example, through a State budget office) or legislative adjustments to a tax structure (including revenue increases) after July 4, 2025, that are retroactively applicable to July 4, 2025, or earlier.
                        </P>
                        <P>
                            (
                            <E T="03">ii</E>
                            ) 
                            <E T="03">Imposed.</E>
                             Imposed means that the tax was in effect on July 4, 2025. If the tax requires a broad-based or uniformity tax waiver, CMS has approved the tax waiver with an effective date of July 4, 2025, or earlier.
                        </P>
                        <P>
                            (
                            <E T="03">2</E>
                            ) In the case of a permissible class for which no tax has been enacted and imposed as of July 4, 2025, the threshold percentage shall be 0 (zero).
                        </P>
                        <P>
                            (
                            <E T="03">3</E>
                            ) In no case shall the threshold percentage exceed 6 percent unless, as of July 4, 2025, the State's tax met the requirements of paragraph (f)(3)(i)(B) as of that date.
                        </P>
                        <P>
                            (
                            <E T="03">4</E>
                            ) In general, the timeframe for the data that CMS will use to calculate the threshold will be tax revenue collection and net patient revenue data for the State fiscal year that contains July 4, 2025. Only tax revenue that is actually collected and reported to CMS by June 30, 2028, as specified in section 433.74(b)(3) of this part, for taxes that are enacted and imposed as of July 4, 2025, will be considered. In circumstances where State or local legislative or administrative changes subsequent to July 4, 2025, affect the tax revenue collected for the State fiscal year that contains July 4, 2025, States must deduct any tax revenues attributable to increases that were enacted after or that were not imposed as of July 4, 2025; where such changes decreased the tax revenue collected for such period, CMS will consider using tax data from an alternate time period to prevent the post-July 4, 2025, decrease from lowering the threshold calculation.
                        </P>
                        <P>
                            (B) 
                            <E T="03">Application of the threshold.</E>
                             Beginning October 1, 2026, CMS will apply the threshold on a Federal fiscal year basis, as calculated under paragraph (f)(3)(ii)(A) of this section, in the following manner:
                        </P>
                        <P>
                            (
                            <E T="03">1</E>
                            ) In the case of a non-expansion State, and a class of health care items or services specified in § 433.56(a), the threshold will be the amount calculated under paragraph (f)(3)(ii)(A) of this section.
                        </P>
                        <P>
                            (
                            <E T="03">2</E>
                            ) In the case of an expansion State, and a permissible class specified in § 433.56(a)(3) or (4), the threshold will be the amount calculated under paragraph (f)(3)(ii)(A) of this section.
                        </P>
                        <P>
                            (
                            <E T="03">3</E>
                            ) In the case of an expansion State, and a class of health care items or services described in § 433.56(a) other than § 433.56(a)(3) or (4), the threshold will be the lower of the amount calculated under paragraph (f)(3)(ii)(A) of this section or:
                        </P>
                        <P>
                            (
                            <E T="03">i</E>
                            ) For fiscal year 2028, 5.5 percent;
                        </P>
                        <P>
                            (
                            <E T="03">ii</E>
                            ) For fiscal year 2029, 5 percent;
                        </P>
                        <P>
                            (
                            <E T="03">iii</E>
                            ) For fiscal year 2030, 4.5 percent;
                        </P>
                        <P>
                            (
                            <E T="03">iv</E>
                            ) For fiscal year 2031, 4 percent; and
                        </P>
                        <P>
                            (
                            <E T="03">v</E>
                            ) For fiscal year 2032 and each subsequent fiscal year, 3.5 percent.
                        </P>
                        <P>
                            (
                            <E T="03">4</E>
                            ) 
                            <E T="03">Interim and final threshold calculations.</E>
                             To allow for any data lag and data quality assurance and other oversight activities, and to ensure operational feasibility, CMS will provide States with an interim threshold based on the reporting requirements described in § 433.74(b)(2). States should use interim thresholds for their ongoing oversight purposes to ensure compliance with the anticipated indirect hold harmless percentage threshold for the applicable period and, if necessary, to adjust their tax collections to minimize overcollection. Failure to adhere to the interim threshold could increase the likelihood that the State will experience a reduction in claimed expenditures before calculation of Federal financial participation with respect to revenue raised from the tax after calculation of the final threshold, as specified in section 433.70(b) of this part.
                        </P>
                    </SECTION>
                    <AMDPAR>5. Amend § 433.70 by revising paragraph (b) to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 433.70</SECTNO>
                        <SUBJECT> Limitation on level of FFP for revenues from health care-related taxes.</SUBJECT>
                        <STARS/>
                        <P>
                            (b) 
                            <E T="03">Calculation of FFP.</E>
                             CMS will deduct from a State's medical assistance expenditures, before calculating FFP, revenues from health care-related taxes that do not meet the requirements of § 433.68, including revenues from health care-related taxes within a permissible class that have exceeded the threshold in § 433.68, and any health care-related taxes in excess of the threshold specified in paragraph (a)(1) of this section.
                        </P>
                    </SECTION>
                    <AMDPAR>6. Amend § 433.74 by—</AMDPAR>
                    <AMDPAR>a. Revising paragraph (a);</AMDPAR>
                    <AMDPAR>b. Redesignating paragraphs (b) through (d) as paragraphs (c) through (e);</AMDPAR>
                    <AMDPAR>c. Adding new paragraph (b); and</AMDPAR>
                    <AMDPAR>d. Revising newly redesignated paragraphs (c) and (e).</AMDPAR>
                    <P>The revisions and addition read as follows:</P>
                    <SECTION>
                        <SECTNO>§ 433.74</SECTNO>
                        <SUBJECT> Reporting Requirements.</SUBJECT>
                        <P>
                            (a) Beginning with the first quarter of Federal fiscal year 1993 through the end of the last quarter of Federal fiscal year 2026, each State must submit to CMS quarterly summary information on the source and use of all provider-related 
                            <PRTPAGE P="46599"/>
                            donations (including all bona fide and presumed-to-be bona fide donations) received by the State or unit of local government, and health care-related taxes collected. Each State must also provide any additional information requested by the Secretary related to any other donations made by, or any taxes imposed on, health care providers. States' reports must present a complete, accurate, and full disclosure of all of their donations and tax programs and expenditures.
                        </P>
                        <P>(b) Beginning with the first quarter of Federal fiscal year 2027, except where another timeframe is specified in this paragraph, each State must adhere to the following reporting requirements. States' reports must present a complete, accurate, and full disclosure of all tax programs and expenditures.</P>
                        <P>(1) Each State must submit to CMS quarterly summary information on the source and use of all provider-related donations (including all bona fide and presumed-to-be bona fide donations) received by the State or unit of local government. Each State must also provide any additional information requested by the Secretary related to any other donations made by health care providers. States' reports must present a complete, accurate, and full disclosure of all of their donations.</P>
                        <P>(2) Interim data: By December 31, 2026, States must provide to CMS, in the form and manner specified by CMS, the following information:</P>
                        <P>(i) The best available tax collection amounts by tax and permissible class and net patient revenue data by permissible class, applicable to the State Fiscal Year that contains July 4, 2025, which must include amounts from both State and local taxes.</P>
                        <P>(ii) Authorizing legislation (enactment and effective dates and citation), as well as any related State regulation or administrative issuance (issuance and effective dates and citation) required to implement the tax under the authorizing legislation.</P>
                        <P>(iii) Type and date of waiver(s) approved under § 433.68(e)(1) or (2) (if applicable).</P>
                        <P>
                            (iv) Documentation that demonstrates when the tax was imposed in accordance with the definition in § 433.68(f)(3)(ii)(A)(
                            <E T="03">1</E>
                            )(
                            <E T="03">ii</E>
                            ).
                        </P>
                        <P>(v) What the tax is used to fund, including, as applicable, the specific Medicaid payments supported by the tax.</P>
                        <P>(3) Final data: By June 30, 2028, States must provide to CMS, in the form and manner specified by CMS, the following data and documentation regarding all health care-related taxes enacted and imposed as defined in § 433.68(f)(3)(ii) as of July 4, 2025, by tax:</P>
                        <P>(i) Permissible class.</P>
                        <P>(ii) Tax revenue collection amount, reported based on the time period for which the tax liability is applicable.</P>
                        <P>(iii) Net patient revenue for all providers in the permissible class, whether or not they are subject to the health care-related tax. This must include total net patient revenue associated with both State and local taxes.</P>
                        <P>(4) Each State must submit to CMS via the CMS-64 quarterly report the following data for all health care-related taxes:</P>
                        <P>(i) Tax collections, by tax and permissible class.</P>
                        <P>(ii) Net patient revenue, by permissible class, for each reporting period, even if the actual collection occurs after the end of the reporting period.</P>
                        <P>(iii) What each tax on each permissible class is used to fund.</P>
                        <P>(iv) To the extent a State or unit of local government updates a tax to remove one or more providers that are also units of government from the tax obligation, and the State is not submitting a waiver associated with this change, the State must notify CMS of this change when submitting the CMS-64 applicable to the first quarter in which the change is effective.</P>
                        <P>(v) Any additional information requested by the Secretary related to any health care-related taxes, taxes imposed on health care providers, and Medicaid and non-Medicaid expenditures funded by such taxes.</P>
                        <P>(5) Except as provided in paragraph (b)(2) of this section, the tax collection and net patient revenue amounts reported in paragraphs (b)(3) and (b)(4) must reflect actual data without using estimates, projections, or other statistical methods to approximate the required data based on other data.</P>
                        <P>(c) Each State must provide the information specified in paragraphs (a) and (b) of this section on a quarterly basis in accordance with procedures established by CMS. States' reports must present a complete, accurate, and full disclosure of all of their tax programs and expenditures.</P>
                        <STARS/>
                        <P>(e) If a State fails to comply with the reporting requirements in this section, future grant awards will be reduced by the amount of FFP CMS estimates is attributable to the sums raised by tax and donation programs which the State has not reported properly, until such time as the State complies with the reporting requirements. Deferrals and/or disallowances of equivalent amounts may also be imposed with respect to quarters for which the State has failed to report properly. Unless otherwise prohibited by law, FFP for those expenditures will be released when the State complies with all reporting requirements. CMS may also withhold approval of any State payment proposals (such as supplemental and State-directed payments) pending compliance with this section to the extent CMS is unable to verify that the proposed payments would be supported by an allowable source of non-Federal share due to the State's failure to report or report properly.</P>
                    </SECTION>
                    <SIG>
                        <NAME>Robert F. Kennedy, Jr.,</NAME>
                        <TITLE>Secretary, Department of Health and Human Services.</TITLE>
                    </SIG>
                </SUPLINF>
                <FRDOC>[FR Doc. 2026-14897 Filed 7-21-26; 4:15 pm]</FRDOC>
                <BILCOD>BILLING CODE 4169-69-P</BILCOD>
            </PRORULE>
        </PRORULES>
    </NEWPART>
    <VOL>91</VOL>
    <NO>140</NO>
    <DATE>Thursday, July 23, 2026</DATE>
    <UNITNAME>Proposed Rules</UNITNAME>
    <NEWPART>
        <PTITLE>
            <PRTPAGE P="46601"/>
            <PARTNO>Part III</PARTNO>
            <AGENCY TYPE="P">Department of Labor</AGENCY>
            <SUBAGY>Employee Benefits Security Administration</SUBAGY>
            <HRULE/>
            <CFR>29 CFR Parts 2520 and 2560</CFR>
            <TITLE>Electronic Disclosure by Group Health Plans Under ERISA; Proposed Rule</TITLE>
        </PTITLE>
        <PRORULES>
            <PRORULE>
                <PREAMB>
                    <PRTPAGE P="46602"/>
                    <AGENCY TYPE="S">DEPARTMENT OF LABOR</AGENCY>
                    <SUBAGY>Employee Benefits Security Administration</SUBAGY>
                    <CFR>29 CFR Parts 2520 and 2560</CFR>
                    <RIN>RIN 1210-AC35</RIN>
                    <SUBJECT>Electronic Disclosure by Group Health Plans Under ERISA</SUBJECT>
                    <AGY>
                        <HD SOURCE="HED">AGENCY:</HD>
                        <P>Employee Benefits Security Administration, Department of Labor.</P>
                    </AGY>
                    <ACT>
                        <HD SOURCE="HED">ACTION:</HD>
                        <P>Proposed rule.</P>
                    </ACT>
                    <SUM>
                        <HD SOURCE="HED">SUMMARY:</HD>
                        <P>
                            This proposed rule sets forth a new, additional safe harbor for group health plan administrators to use electronic media (
                            <E T="03">e.g.,</E>
                             email or web portal) to furnish documents and information to participants and beneficiaries of plans subject to the Employee Retirement Income Security Act of 1974 (ERISA). This proposal, if finalized, would allow plan administrators who satisfy specified conditions to provide participants and beneficiaries with a notice that certain disclosures will be made available electronically on a website. Individuals who prefer to receive these disclosures on paper will be able to request paper copies and to opt out of electronic delivery entirely. The Department expects that the proposal, if finalized, would improve the effectiveness of the disclosures and significantly reduce the costs and burden to group health plans associated with furnishing many of the recurring disclosures.
                        </P>
                    </SUM>
                    <EFFDATE>
                        <HD SOURCE="HED">DATES:</HD>
                        <P>To be assured consideration, comments must be received at one of the addresses provided below by September 21, 2026.</P>
                    </EFFDATE>
                    <ADD>
                        <HD SOURCE="HED">ADDRESSES:</HD>
                        <P>You may submit written comments, identified by RIN 1210-AC35 to either of the following addresses:</P>
                        <P>
                            1. 
                            <E T="03">Electronically.</E>
                             You may submit electronic comments on this regulation to 
                            <E T="03">http://www.regulations.gov.</E>
                             Follow the “Submit a comment” instructions.
                        </P>
                        <P>
                            2. 
                            <E T="03">By regular mail:</E>
                             You may mail written comments to the following address ONLY: Office of Health Plan Standards and Compliance Assistance, Employee Benefits Security Administration, Room N-5653, U.S. Department of Labor, 200 Constitution Avenue NW, Washington, DC 20210, Attention: Electronic Disclosure by Group Health Plans, RIN 1210-AC35.
                        </P>
                        <P>
                            <E T="03">Instructions:</E>
                             All submissions received must include the agency name and Regulatory Identifier Number (RIN) for this rulemaking. Persons submitting comments electronically are encouraged not to submit paper copies. Comments will be available to the public, without charge, online at 
                            <E T="03">https://www.regulations.gov</E>
                             and 
                            <E T="03">https://www.dol.gov/agencies/ebsa</E>
                             and at the Public Disclosure Room, Employee Benefits Security Administration, Suite N-1513, 200 Constitution Avenue NW, Washington, DC 20210. We encourage commenters to include supporting facts, research, and evidence in their comments. When doing so, commenters are encouraged to provide citations to the published materials referenced, including active hyperlinks. Likewise, commenters who reference materials that have not been published are encouraged to upload relevant data collection instruments, data sets, and detailed findings as a part of their comment. Providing such citations and documentation will assist the Department in analyzing the comments.
                        </P>
                        <P>
                            <E T="03">Warning:</E>
                             Do not include any personally identifiable or confidential business information that you do not want publicly disclosed. Comments are public records posted on the internet as received and can be retrieved by most internet search engines.
                        </P>
                        <P>
                            <E T="03">Plain Language Summary:</E>
                             In accordance with 5 U.S.C. 553(b)(4), a plain language summary of this rule may be found at 
                            <E T="03">https://www.regulations.gov/.</E>
                        </P>
                    </ADD>
                    <FURINF>
                        <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                        <P>Matthew Meidell or Anthony Singer, Employee Benefits Security Administration, (202) 693-8335.</P>
                    </FURINF>
                </PREAMB>
                <SUPLINF>
                    <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                    <HD SOURCE="HD1">I. Background</HD>
                    <HD SOURCE="HD2">A. General Disclosure Requirements Under 29 CFR 2520.104b-1 and the 2002 Electronic Disclosure Safe Harbor</HD>
                    <P>
                        In general, under the Employee Retirement Income Security Act of 1974 (ERISA) and 29 CFR 2520.104b-1, group health plan administrators must follow general standards for the delivery of all information required to be furnished to participants, beneficiaries, and other individuals.
                        <SU>1</SU>
                        <FTREF/>
                         Plan administrators must use delivery methods reasonably calculated to ensure actual receipt of information by participants, beneficiaries, and other individuals.
                        <SU>2</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>1</SU>
                             
                            <E T="03">See</E>
                             29 CFR 2520.104b-1.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>2</SU>
                             
                            <E T="03">See</E>
                             29 CFR 2520.104b-1(b)(1).
                        </P>
                    </FTNT>
                    <P>When 29 CFR 2520.104b-1 was originally adopted in 1977, the primary disclosure documents under Title I of ERISA were set forth in Part 1 of Title I. Thereafter, the statute was amended to incorporate disclosure and notice requirements relating to qualified domestic relations orders under Part 2, qualified medical child support orders under Part 6, continuation coverage rights under Part 6, and creditable coverage and other disclosures under Part 7 of Title I.</P>
                    <P>
                        In 1997, the Department of Labor (Department) amended the general standards for delivery of certain required disclosures by establishing a safe harbor for the use of electronic media by group health plan administrators at 29 CFR 2520.104b-1(c).
                        <SU>3</SU>
                        <FTREF/>
                         In 2002, the Department expanded the safe harbor (2002 safe harbor) to apply to disclosures under Title I of ERISA generally, accounting for the expanded scope of required disclosures under ERISA for pension benefit plans and group health plans.
                        <SU>4</SU>
                        <FTREF/>
                         Accordingly, group health plan administrators may follow the 2002 safe harbor in paragraph (c) of 29 CFR 2520.104b-1 to satisfy the general delivery requirements when furnishing disclosures electronically. The 2002 safe harbor is not the exclusive means by which a plan administrator may use electronic media to satisfy the general standard.
                        <SU>5</SU>
                        <FTREF/>
                         Plan administrators may find that other procedures will allow them to meet ERISA's general delivery requirements. However, administrators who satisfy the conditions of the 2002 safe harbor are assured that the general delivery requirements have been satisfied.
                    </P>
                    <FTNT>
                        <P>
                            <SU>3</SU>
                             
                            <E T="03">See</E>
                             62 FR 16979 (Apr. 8, 1997). The 1997 safe harbor permitted the electronic disclosure of summary plan descriptions (SPDs), summaries of material modifications (SMMs), and summaries of material reductions in covered services, and other summaries of plan modifications and SPD changes.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>4</SU>
                             
                            <E T="03">See</E>
                             67 FR 17264, 17266 (Apr. 9, 2002)
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>5</SU>
                             The Department of the Treasury and the Internal Revenue Service issued regulations in 2006, at 26 CFR 1.401(a)-21, relating to use of electronic media to provide applicable notices or make participant elections (electronic delivery regulations). 26 CFR 1.401(a)-21(a)(2)(ii) provides that that the electronic delivery regulations apply to any applicable notice or participant election relating to accident and health plans or arrangements under Internal Revenue Code (Code) sections 104(a)(3) and 105, cafeteria plans under section 125 of the Code, Archer MSAs under section 220 of the Code, and health savings accounts under section 223 of the Code.
                        </P>
                    </FTNT>
                    <P>
                        The 2002 safe harbor is available only if: first, the plan administrator takes appropriate and necessary measures reasonably calculated to ensure that the system for furnishing documents results in actual receipt of transmitted information and protects the confidentiality of personal information relating to the individual's accounts and benefits; second, the electronically delivered documents are prepared and furnished in a manner that is consistent with the style, format, and content requirements applicable to the particular document; third, notice is provided to each participant, beneficiary, or other individual, in 
                        <PRTPAGE P="46603"/>
                        electronic or non-electronic form, at the time a document is furnished electronically, that apprises the individual of the significance of the document when it is not otherwise reasonably evident as transmitted and of the right to request and obtain a paper version of such document; and fourth, upon request, the participant, beneficiary or other individual is furnished a paper version of the electronically furnished documents.
                        <SU>6</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>6</SU>
                             
                            <E T="03">See</E>
                             29 CFR 2520.104b-1(c)(1)(i) through (iv).
                        </P>
                    </FTNT>
                    <P>
                        The 2002 safe harbor applies only to two categories of individual recipients. The first category includes those participants who have the ability to effectively access documents furnished in electronic form at any location where the participant is reasonably expected to perform his or her duties as an employee and with respect to whom access to the employer's or plan sponsor's electronic information system is an integral part of those duties.
                        <SU>7</SU>
                        <FTREF/>
                         This group is sometimes referred to as being “wired at work.” The second category includes participants, beneficiaries, and other persons who are entitled to documents under Title I of ERISA who do not fit into the first category, but who affirmatively consent to receive documents electronically. For this category, the safe harbor assumes the use of electronic information systems beyond the control of the plan or plan sponsor; therefore, relief is available for the second category of individuals only if individuals affirmatively consent to receive documents electronically.
                        <SU>8</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>7</SU>
                             
                            <E T="03">See</E>
                             29 CFR 2520.104b-1(c)(2)(i)(A) and (B).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>8</SU>
                             
                            <E T="03">See</E>
                             29 CFR 2520.104b-1(c)(2)(ii)(A) through (D).
                        </P>
                    </FTNT>
                    <P>
                        In general, the affirmative consent condition requires plan administrators to ensure that an individual has affirmatively consented, in electronic or non-electronic form, to receiving documents through electronic media and has not withdrawn such consent. Alternatively, in the case of documents furnished through the internet or other electronic communication networks, the individual must have affirmatively consented or confirmed consent electronically. The manner in which an individual confirms consent must reasonably demonstrate the individual's ability to access information in the electronic form that will be used to provide the information that is the subject of the consent, and the individual must have provided an address for the receipt of electronically furnished documents.
                        <SU>9</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>9</SU>
                             
                            <E T="03">See</E>
                             29 CFR 2520.104b-1(c)(2)(ii)(B).
                        </P>
                    </FTNT>
                    <P>
                        In addition, before consenting, the individual must be provided, in electronic or non-electronic form, a clear and conspicuous statement indicating: first, the types of documents to which the consent would apply; second, that consent can be withdrawn at any time without charge; third, the procedures for withdrawing consent and for updating the participant's, beneficiary's, or other individual's address for receipt of electronically furnished documents or other information; fourth, the right to request and obtain a paper version of an electronically furnished document, including whether the paper version will be provided free of charge; and fifth, any hardware and software requirements for accessing and retaining the documents.
                        <SU>10</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>10</SU>
                             
                            <E T="03">See</E>
                             29 CFR 2520.104b-1(c)(2)(ii)(C).
                        </P>
                    </FTNT>
                    <P>
                        Further, following consent, if a change in such hardware or software requirements creates a material risk that the individual will be unable to access or retain electronically furnished documents, the individual: first, is provided with a statement of the revised hardware or software requirements for access to and retention of electronically furnished documents; second, is given the right to withdraw consent without charge and without the imposition of any condition or consequence that was not disclosed at the time of the initial consent; and third, again consents in accordance with the requirements above.
                        <SU>11</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>11</SU>
                             
                            <E T="03">See</E>
                             29 CFR 2520.104b-1(c)(2)(ii)(D).
                        </P>
                    </FTNT>
                    <HD SOURCE="HD2">B. Additional Electronic Delivery Regulations Applicable to Group Health Plans</HD>
                    <P>
                        In general, group health plan administrators and health insurance issuers offering group health plan coverage may follow the 2002 safe harbor in paragraph (c) of 29 CFR 2520.104b-1 to satisfy the general delivery requirements when furnishing disclosures required under chapter 100 of the Internal Revenue Code (Code), part 7 of ERISA, and title XXVII of PHS Act. Since issuing the 2002 safe harbor, the Department has adopted additional standards for electronic disclosure for specific disclosure requirements applicable to group health plans. Specifically, in 2015, the Departments of Labor, Health and Human Services (HHS), and the Treasury (Treasury) (collectively, the Departments) jointly issued final regulations implementing section 2715 of the Public Health Service Act (PHS Act), added by the Affordable Care Act, which requires group health plans and health insurance issuers providing group or individual health insurance coverage to provide a Summary of Benefits and Coverage (SBC) (the 2015 SBC disclosure rules).
                        <SU>12</SU>
                        <FTREF/>
                         These regulations allow electronic disclosure of SBCs if specific criteria are met. The 2015 SBC disclosure rules specify that an SBC may be provided electronically to participants and beneficiaries if it is provided in accordance with the Department's disclosure regulations at 29 CFR 2520.104b-1, including the 2002 safe harbor. Additionally, the 2015 SBC disclosure rules allow electronic disclosure to participants and beneficiaries covered under the plan in connection with online enrollment or online renewal of coverage under the plan; or in response to an online request made by a participant or beneficiary for the SBC.
                        <SU>13</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>12</SU>
                             80 FR 34292 (June 16, 2015).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>13</SU>
                             26 CFR 54.9815-2715(a)(4)(ii)(A), 29 CFR 2590.715-2715(a)(4)(ii)(A), 45 CFR 147.200(a)(4)(ii)(A).
                        </P>
                    </FTNT>
                    <P>
                        Under the 2015 SBC disclosure rules, with respect to participants and beneficiaries who are eligible but are not enrolled in coverage, the SBC may also be provided electronically if the format is readily accessible, and the SBC is provided in paper form free of charge upon request. The SBC may also be provided electronically (such as by an internet posting if the plan or issuer timely notifies the individual either in paper form (such as a postcard) or electronically via email that the documents are available on the internet. The notice must include the internet address and must state that the documents are available in paper form upon request.
                        <SU>14</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>14</SU>
                             26 CFR 54.9815-2715(a)(4)(ii)(B), 29 CFR 2590.715-2715(a)(4)(ii)(B), 45 CFR 147.200(a)(4)(ii)(B).
                        </P>
                    </FTNT>
                    <P>
                        The Departments also published a final rule in 2020 implementing the transparency in coverage provisions of section 2715A of the PHS Act (TiC final rule).
                        <SU>15</SU>
                        <FTREF/>
                         The TiC final rule requires group health plans and health insurance issuers providing group or individual health insurance coverage to disclose cost-sharing information to participants, beneficiaries, and enrollees through an internet-based self-service tool, as well as in paper form upon request.
                        <FTREF/>
                        <SU>16</SU>
                          
                        <PRTPAGE P="46604"/>
                        Additionally, the TiC final rule requires the public disclosure of in-network provider rates for covered items and services, out-of-network allowed amounts and billed charges for covered items and services, and negotiated rates and historical net prices for covered prescription drugs.
                        <SU>17</SU>
                        <FTREF/>
                         The Departments require that this information be available on a public website, in a machine-readable file, and accessible to any person, free of charge, and without conditions.
                        <SU>18</SU>
                        <FTREF/>
                         A requirement to establish a user account, password, other credentials, or submission of personally identifiable information to access the file are examples of conditions prohibited under the rules.
                        <SU>19</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>15</SU>
                             85 FR 72158 (Nov. 12, 2020). 
                            <E T="03">See also</E>
                             On December 23, 2025, the Departments published proposed rules that, among other things, would amend certain of the public disclosure requirements to require new contextual files and additional data elements. 90 FR 60432 (Dec. 23, 2025).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>16</SU>
                             26 CFR 54.9815-2715A2(b)(2), 29 CFR 2590.2715A2(b)(2), 45 CFR 147.211(b)(2). The Departments have proposed to amend the TiC final rule to require, among other things, that the pricing information that is available through the internet-based self-service tool and on paper (upon request) be made available by phone. This provision would implement requirements under section 9819 of the Code, section 719 of ERISA, and PHS Act section 
                            <PRTPAGE/>
                            2799A-4, as added by section 114 of the No Surprises Act. 90 FR 60432 (Dec. 23, 2025).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>17</SU>
                             26 CFR 54.9815-2715A3(b)(1), 29 CFR 2590.2715A3(b)(1), 45 CFR 147.212(b)(1).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>18</SU>
                             26 CFR 54.9815-2715A3(b)(2), 29 CFR 2590.2715A3(b)(2), 45 CFR 147.212(b)(2).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>19</SU>
                             
                            <E T="03">Id.</E>
                        </P>
                    </FTNT>
                    <HD SOURCE="HD2">C. 2020 Electronic Disclosure Rulemaking for Pension Benefit Plans</HD>
                    <P>
                        On May 27, 2020, the Department issued Default Electronic Disclosure by Employee Pension Benefit Plans Under ERISA (2020 safe harbor).
                        <SU>20</SU>
                        <FTREF/>
                         The 2020 safe harbor amended part 2520 by adding 29 CFR 2520.104b-31, which provides an additional, optional method for compliance with ERISA's general standard for furnishing or delivering disclosures to participants and beneficiaries. This 2020 safe harbor allows plan administrators of pension benefit plans to furnish certain required disclosures using a “notice-and-access” model: these plan administrators must notify plan participants and beneficiaries about the online disclosures, provide information on how to access the disclosures, and inform participants and beneficiaries of their rights to request paper copies or opt out completely. Under the 2020 safe harbor, pension plan administrators also have the option to use email to send disclosures directly to participants and beneficiaries. The 2020 safe harbor also includes additional protections for participants and beneficiaries, such as accessibility and readability standards for online disclosures, system checks for invalid electronic addresses, and website security measures to preserve confidentiality of personal information.
                        <SU>21</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>20</SU>
                             85 FR 31884 (May 27, 2020).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>21</SU>
                             The Department has separately proposed amendments to the 2002 and 2020 electronic disclosure safe harbors to implement section 338 of the SECURE 2.0 Act of 2022, which requires certain pension benefit statements to be furnished on paper in specified circumstances. 91 FR 9213 (Feb. 25, 2026). That proposal addresses statutory requirements applicable to pension plans, whereas this NPRM focuses on expanding electronic disclosure for group health plans. Together, these rulemakings reflect the Department's broader effort to modernize electronic disclosure frameworks across employee benefit plans while accounting for distinct statutory frameworks.
                        </P>
                    </FTNT>
                    <P>The Department has received positive feedback from stakeholders regarding the 2020 safe harbor. Stakeholders that currently rely on the 2020 safe harbor for pension benefit plans have acknowledged significant efficiencies in using electronic delivery to furnish required ERISA disclosures. Therefore, the Department is proposing these rules to extend the efficiencies and cost savings achieved by increased electronic delivery by pension benefit plans under the 2020 safe harbor to group health plans. The goal of this proposed rule is to apply the efficiencies and cost savings achieved by the 2020 safe harbor with respect to pension benefit plans to group health plans.</P>
                    <HD SOURCE="HD2">D. Need for Rulemaking To Expand Default Electronic Disclosure to Group Health Plans</HD>
                    <P>
                        Group health plans are subject to multiple notice and disclosure requirements required only under ERISA such as Summary Plan Description (SPD), plan document, summary of material modifications (SMM), and summary annual report (SAR). In addition to these ERISA-specific disclosures, group health plans are required to comply with other notice and disclosure requirements included in Title I of ERISA under which the Department has shared jurisdiction with HHS and Treasury. Many Federal laws have been enacted to amend ERISA to provide important protections for participants and beneficiaries of group health plans and health insurance coverage offered in connection with group health plans. The Health Insurance Portability and Accountability Act of 1996 (HIPAA) 
                        <SU>22</SU>
                        <FTREF/>
                         added chapter 100 to the Code, part 7 to ERISA, and title XXVII to the PHS Act, which set forth portability and nondiscrimination rules with respect to health coverage. These provisions of the Code, ERISA, and the PHS Act were later augmented by other laws, including the Mental Health Parity Act of 1996,
                        <SU>23</SU>
                        <FTREF/>
                         the Paul Wellstone and Pete Domenici Mental Health Parity and Addiction Equity Act of 2008 (MHPAEA),
                        <SU>24</SU>
                        <FTREF/>
                         the Newborns' and Mothers' Health Protection Act,
                        <SU>25</SU>
                        <FTREF/>
                         the Women's Health and Cancer Rights Act,
                        <SU>26</SU>
                        <FTREF/>
                         the Genetic Information Nondiscrimination Act of 2008,
                        <SU>27</SU>
                        <FTREF/>
                         the Children's Health Insurance Program Reauthorization Act of 2009,
                        <SU>28</SU>
                        <FTREF/>
                         Michelle's Law,
                        <SU>29</SU>
                        <FTREF/>
                         the Patient Protection and Affordable Care Act 
                        <SU>30</SU>
                        <FTREF/>
                         (as amended by the Health Care and Education Reconciliation Act of 2010 (collectively known as the Affordable Care Act (ACA)),
                        <SU>31</SU>
                        <FTREF/>
                         Division BB of the Consolidated Appropriations Act, 2021 (CAA, 2021), which includes the No Surprises Act (NSA),
                        <SU>32</SU>
                        <FTREF/>
                         and the Consolidated Appropriations Act, 2026.
                        <SU>33</SU>
                        <FTREF/>
                         These laws and their implementing regulations contain notice and disclosure requirements enforced by the Departments.
                    </P>
                    <FTNT>
                        <P>
                            <SU>22</SU>
                             Public Law 104-191 (Aug. 21, 1996.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>23</SU>
                             Public Law 104-204 (Sept. 26, 1996).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>24</SU>
                             Public Law 110-343 (Oct. 3, 2008).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>25</SU>
                             Public Law 104-204 (Sept. 26, 1996).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>26</SU>
                             Public Law 105-277 (Oct. 21, 1998).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>27</SU>
                             Public Law 110-233 (May 21, 2008).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>28</SU>
                             Public Law 111-3 (Feb. 4, 2009).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>29</SU>
                             Public Law 110-381 (Oct. 9, 2008).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>30</SU>
                             Public Law 111-148 (Mar. 23, 2010).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>31</SU>
                             Public Law 111-152 (Mar. 30, 2010).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>32</SU>
                             Public Law 116-260 (Dec. 27, 2020).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>33</SU>
                             Public Law 119-75 (Feb. 2, 2026).
                        </P>
                    </FTNT>
                    <P>
                        The 2020 safe harbor reserved paragraph (c)(2) so that the Department could continue to study the future application of the proposed rule to the broad range of documents that must be furnished to participants and beneficiaries of employee welfare benefit plans.
                        <SU>34</SU>
                        <FTREF/>
                         As the Department explained in the preamble to the 2020 safe harbor, the large range of welfare plan disclosures, such as group health plan disclosures, may raise different considerations, such as pre-service claims review and access to emergency and urgent health care. Moreover, the Department noted that it shares interpretive jurisdiction over many group health plan disclosures with the Treasury and HHS. In considering any possible new electronic delivery safe harbor for group health plan disclosures in the future, the Department explained the need to consult with these other Departments.
                    </P>
                    <FTNT>
                        <P>
                            <SU>34</SU>
                             As noted in the 2020 safe harbor, the Department proposed this reservation in accordance with Executive Order 13847 (Aug. 31, 2018), which focused the Department's review on retirement plan disclosures. The Department did not interpret Executive Order 13847 as limiting the Department's ability to take future action with respect to employee welfare benefit plans, especially to the extent similar policy goals, including the reduction of plan administrative costs and improvement of disclosures' effectiveness, may be achieved. 85 FR 31884, 31890 (May 27, 2020).
                        </P>
                    </FTNT>
                    <P>
                        Accordingly, under current rules, plan administrators for group health plans can generally only rely on the 2002 safe harbor to deliver required ERISA disclosures electronically. As described in Section I.A of this preamble, the 2002 safe harbor is limited to two categories of participants and beneficiaries—those who are 
                        <PRTPAGE P="46605"/>
                        “wired at work” or those who are not “wired at work” but affirmatively consent to receive documents electronically.
                    </P>
                    <P>
                        The increased prevalence of technology and digitization of the workplace 
                        <SU>35</SU>
                        <FTREF/>
                         has allowed more group health plans to rely on the 2002 safe harbor by electronically delivering required notices and disclosures on computers that participants are already using within the scope of their employment (
                        <E T="03">i.e.,</E>
                         those who are “wired at work”). Despite such widespread availability of the 2002 safe harbor, stakeholders have expressed that the 2002 safe harbor is inefficient compared to the 2020 safe harbor. For example, group health plans relying on the 2002 safe harbor are required to make case-by-case determinations of whether a participant is “wired at work” and can be provided with documents through electronic delivery without consent or whether there has been a change in hardware or software requirements that creates a material risk that an individual who has given affirmative consent will be unable to access or retain electronically furnished documents. Because plans are required to make these determinations to separate their participants and beneficiaries into groups of who can and who cannot receive electronic delivery, the efficiency of using an electronic delivery method is relatively limited. Further, under current rules, participants and beneficiaries who do not fall into one of the two permitted categories must receive physical copies of most required disclosures, which imposes printing and mailing costs on plans. Accordingly, stakeholders have expressed a desire to apply the 2020 safe harbor to group health plan disclosures to further expand the ability to use electronic delivery for more participants and beneficiaries and to harmonize such electronic delivery methods across group health plans and pension benefit plans.
                    </P>
                    <FTNT>
                        <P>
                            <SU>35</SU>
                             
                            <E T="03">See</E>
                             Brookings, 
                            <E T="03">Digitalization and the American workforce</E>
                             (Nov. 2017), 
                            <E T="03">https://www.brookings.edu/articles/digitalization-and-the-american-workforce/.</E>
                        </P>
                    </FTNT>
                    <P>
                        The Department also recognizes that substantial advances in technology have been achieved since it codified the 2002 safe harbor, and individuals' access to and use of electronic media has continued to increase. There are estimates that over 95 percent of adults in the U.S. use the internet.
                        <SU>36</SU>
                        <FTREF/>
                         Additionally, it is estimated that 95 percent of U.S households had at least one type of computer in 2021,
                        <SU>37</SU>
                        <FTREF/>
                         and that about 91% of Americans now own a smartphone.
                        <SU>38</SU>
                        <FTREF/>
                         Electronic delivery allows for faster delivery of documents compared to traditional mailing and allows participants to receive the disclosures in a way to which they have grown accustomed (
                        <E T="03">e.g.,</E>
                         through email or a web portal). The Department has already updated certain timing requirements through rulemaking in response to the adoption of electronic communication. For example, the Department has issued rulemaking to reduce the amount of time within which a group health plan must notify a claimant of a benefit determination under the plan's claims and appeals procedures.
                        <SU>39</SU>
                        <FTREF/>
                         This reduction was implemented due to the Department's expectation that electronic communication would enable faster decision making.
                        <SU>40</SU>
                        <FTREF/>
                         Electronic delivery also lowers administrative costs associated with printing and mailing documents.
                    </P>
                    <FTNT>
                        <P>
                            <SU>36</SU>
                             Pew Research Center, 
                            <E T="03">internet Broadband Fact Sheet</E>
                             (Nov. 20, 2025), 
                            <E T="03">https://www.pewresearch.org/internet/fact-sheet/internet-broadband/;</E>
                             U.S. Census Bureau, 
                            <E T="03">Computer and internet Use in the United States: 2021,</E>
                             (June 18, 2024), 
                            <E T="03">https://www.census.gov/newsroom/press-releases/2024/computer-internet-use-2021.html.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>37</SU>
                             
                            <E T="03">Id.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>38</SU>
                             Pew Research Center, 
                            <E T="03">Mobile Fact Sheet</E>
                             (Nov. 20, 2025), 
                            <E T="03">https://www.pewresearch.org/internet/fact-sheet/mobile/.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>39</SU>
                             75 FR 43330, 43333 (July 23, 2010).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>40</SU>
                             
                            <E T="03">Id.</E>
                        </P>
                    </FTNT>
                    <P>In accordance with stakeholder feedback and the increasing use of electronic documents, the Department is now revisiting the decision to exclude employee welfare benefit plans from the scope of the 2020 safe harbor. The Department has also consulted with the Treasury and HHS, who concur with the need for an additional electronic safe harbor that would be available for group health plans.</P>
                    <P>
                        Accordingly, in this document, the Department proposes to amend part 2520 by adding a new section 2520.104b-32 to provide a new safe harbor to group health plan administrators to rely on for disclosure through electronic media that largely mirrors the 2020 safe harbor. This proposal would not change either of the existing safe harbors. As proposed, plan administrators for group health plans who decide to continue relying on the existing 2002 safe harbor for electronic delivery, or to furnish paper documents by hand-delivery or by mail, can continue to do so. Under the proposed 29 CFR 2520.104b-32, a plan administrator for a group health plan that complies with the requirements set forth in this alternative method for disclosure would be permitted to utilize this method to electronically disclose certain covered documents to covered individuals, as described below. As discussed later in this preamble, under 29 CFR 2520.104b-32, the proposed new safe harbor would be available to group health plans, as defined under ERISA section 733.
                        <SU>41</SU>
                        <FTREF/>
                         The proposed safe harbor would not be available to all welfare benefit plans under section 3(1) of ERISA, such as benefits in the event of sickness, accident, disability, death or unemployment, or vacation benefits, apprenticeship or other training programs, or day care centers, scholarship funds, or prepaid legal services that are not group health plans. These welfare benefit plans are subject to fewer disclosure requirements with different considerations that must be taken into account when expanding or changing electronic delivery standards for such plans. Therefore, these proposed rules only cover the notices required under parts 6 and 7 of ERISA, in addition to other ERISA disclosures. The Department requests comments on the proposal to establish a new default electronic disclosure safe harbor for group health plans, including whether this proposed safe harbor should be extended to other employee welfare benefit plans.
                    </P>
                    <FTNT>
                        <P>
                            <SU>41</SU>
                             Under ERISA section 733, the term “group health plan” means an employee welfare benefit plan to the extent that the plan provides medical care (as defined in section 733(a)(2) and including items and services paid for as medical care) to employees or their dependents (as defined under the terms of the plan) directly or through insurance, reimbursement, or otherwise. Such term shall not include any qualified small employer health reimbursement arrangement (as defined in section 9831(d)(2) of title 26).
                        </P>
                    </FTNT>
                    <HD SOURCE="HD1">II. Proposed Rule—Alternative Method for Disclosure Through Electronic Media—Notice and Access</HD>
                    <HD SOURCE="HD2">A. Alternative Disclosure Through Electronic Media</HD>
                    <P>Paragraph (f) of 29 CFR 2520.104b-1 states that as an alternative to the 2002 safe harbor, the plan administrator of an employee benefit plan is deemed to satisfy the general disclosure requirements of paragraph (b)(1) by complying with the requirements of 29 CFR 2520.104b-31, which sets forth the 2020 safe harbor currently available to pension benefit plans. This proposed rule amends paragraph (f) to allow group health plan administrators to rely on proposed 29 CFR 2520.104b-32, which would introduce a new safe harbor that would satisfy the general disclosure requirements of paragraph (b)(1).</P>
                    <P>
                        Further, the Department proposes to establish at proposed 29 CFR 2520.104b-32(a) that as an alternative to 
                        <PRTPAGE P="46606"/>
                        the 2002 safe harbor set forth at 29 CFR 2520.104b-1(c), the administrator of a group health plan as defined under section 733(a)(1) of ERISA satisfies the general furnishing obligation in 29 CFR 2520.104b-1(b)(1) by complying with the notice, access, and other requirements set forth at proposed paragraphs (b) through (k) of proposed 29 CFR 2520.104b-32, as applicable.
                    </P>
                    <HD SOURCE="HD2">B. Covered Individuals</HD>
                    <P>
                        Consistent with the provisions of 29 CFR 2520.104b-31(b) for pension benefit plans, this proposed rule would define a covered individual at 29 CFR 2520.104b-32(b)(1) as a participant, beneficiary, or other individual entitled to covered documents and who provides the employer, plan sponsor, or administrator (or an appropriate designee of any of the foregoing) with an electronic address, such as an email address or internet-connected mobile-computing-device (
                        <E T="03">e.g.,</E>
                         smartphone) number (
                        <E T="03">e.g.,</E>
                         using Short Message Service), at which the covered individual may receive a written notice of internet availability (NOIA), described in proposed paragraph (d). This electronic address may be provided when he or she begins participating in the plan, as a condition of employment, or otherwise. Alternatively, if an electronic address is assigned by an employer to an employee for employment-related purposes that include but are not limited to the delivery of covered documents, the employee is treated as if he or she provided the electronic address. To rely on the proposed safe harbor, the group health plan administrator must receive an email or number to communicate with a covered individual, as this information is critical to ensuring participants are ultimately able to access the covered documents described in proposed 29 CFR 2520.104b-32(c) and discussed later in this preamble. At the same time, the Department seeks to provide flexibility to group health plan administrators, and to covered individuals, with respect to how covered documents will be delivered and received, such as via a company email address provided to the individual upon employment, a personal email address, or a company-issued or personal smartphone device.
                    </P>
                    <P>Additionally, this proposed rule would also add 29 CFR 2520.104b-32(b)(2) to provide that a dependent child who is a beneficiary under the group health plan qualifies as a covered individual if he or she has attained 18 years of age and has provided to the employer, plan sponsor, or administrator (or an appropriate designee of any of the foregoing) an electronic address to receive covered documents. Many of the group health plan disclosures that are required to be provided by a group health plan under ERISA are required to be provided to both participants and beneficiaries. The Department is of the view that dependent children who have attained age 18 should have the same opportunity to be apprised of information relating to their health care, and accordingly, have proposed paragraph (b)(2) to ensure adult dependent children are able to independently receive such documents electronically upon reaching an appropriate age.</P>
                    <HD SOURCE="HD2">C. Covered Documents</HD>
                    <P>Consistent with the provisions of 29 CFR 2520.104b-31(c) for pension benefit plans, the Department proposes to add 29 CFR 2520.104b-32(c), providing that in the case of a group health plan as defined in section 733(a)(1) of ERISA, a covered document would include any document or information that the administrator is required to furnish to participants and beneficiaries pursuant to Title I of the Act. A group health plan administrator is not required to furnish covered documents pursuant to the proposed safe harbor if the group health plan administrator prefers a different, permitted method of furnishing some of the documents. As discussed earlier in this preamble, group health plans are subject to a large range of notice and disclosure requirements. These include certain notices and disclosures required only under ERISA, such as an SPD, plan document, or SMM, as well as those that are required to be furnished both by group health plans and health insurance issuers offering group or individual health insurance coverage pursuant to sections 601 through 608 of ERISA, section 4980B of the Code, and sections 2201 through 2208 of the PHS Act, as well as those under Part 7 of Title 1 of ERISA, subchapter B of chapter 100 of the Code, and Part D of title XXVII of the PHS Act. The Department proposes a broad definition of covered documents that would apply to any document or information that the administrator is required to furnish to participants and beneficiaries pursuant to Title I of ERISA. The Department believes this broad definition will maximize plan sponsors' ability to utilize this proposed new safe harbor, and enable plan participants and beneficiaries to receive various notices and disclosures electronically. While some covered documents under this proposed rule are also required to be furnished by health insurance issuers, the proposed safe harbor is intended to provide another pathway for administrators of group health plans, as defined under section 733(a)(1) of ERISA, to satisfy their disclosure responsibility. However, the Department understands that group health plan administrators often contract with health insurance issuers to provide disclosures required under ERISA. Accordingly, if a health insurance issuer and a group health plan sponsor enter into a written agreement under which the issuer agrees to provide the information required under ERISA, the issuer may also utilize the safe harbor under this proposal.</P>
                    <P>
                        Under ERISA, some documents must always be furnished and others only upon request by an eligible person.
                        <SU>42</SU>
                        <FTREF/>
                         In the 2020 safe harbor, the Department exempted from the scope of covered documents any document or information that must be furnished only upon request. In that rule, the Department clarified that such an exception does not apply to documents for which the plan administrator has an affirmative obligation to furnish but that are also, for various reasons, requested by covered individuals, and therefore, such documents are included as covered documents.
                        <SU>43</SU>
                        <FTREF/>
                         The Department is not proposing a similar exemption from the scope of covered documents for documents or information that must be furnished only upon request under proposed 29 CFR 2520.104b-32(c) with respect to group health plans. In other words, under this proposed rule, the electronic disclosure safe harbor would be available for documents that must be furnished only upon request. The Department is proposing to make the electronic delivery safe harbor available both for documents for which the plan administrator has an affirmative obligation to furnish, as well as for documents that must be furnished only upon request, to allow plan administrators to rely on this safe harbor uniformly with regard to covered documents. Furthermore, as discussed in more detail below, while the 2020 safe harbor provides that, notwithstanding any other provision of the 2020 safe harbor, a pension plan 
                        <PRTPAGE P="46607"/>
                        administrator may furnish a covered document to a covered individual's email address, provided certain criteria are satisfied, the Department is not including a similar alternative method of disclosure through email system in this proposed rule, primarily due to privacy concerns. Given this limitation, the Departments are proposing to otherwise enhance group health plan administrators' flexibility to utilize the proposed safe harbor by extending it to documents that must be furnished only upon request, in contrast with the 2020 safe harbor. Also, the Department is of the view that the two safeguards discussed in Section II.F of this preamble sufficiently protect participants and beneficiaries who prefer paper copies. The Department requests comment on this proposal.
                    </P>
                    <FTNT>
                        <P>
                            <SU>42</SU>
                             
                            <E T="03">See, e.g.,</E>
                             ERISA section 104(b)(4) for the general requirement that upon written request of any participant or beneficiary, plan administrators must furnish plan documents including the latest updated SPD, latest annual report, any terminal report, the bargaining agreement, trust agreement, contract, or other instruments under which the plan is established or operated. 
                            <E T="03">See also</E>
                             ERISA section 101(k) with respect to multiemployer plan information provided to participants and beneficiaries upon written request.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>43</SU>
                             85 FR 31884, 31890.
                        </P>
                    </FTNT>
                    <HD SOURCE="HD2">D. Notice of Internet Availability</HD>
                    <P>Under 29 CFR 2520.104b-31(d)(1), plan administrators for pension benefit plans are required to furnish to each covered individual a NOIA for each covered document in accordance with the requirements of 29 CFR 2520.104b-31(d). This NOIA must be furnished at the time the covered document is made available on the internet website described in 29 CFR 2520.104b-31(e). However, if an administrator furnishes a combined NOIA for more than one covered document, the requirements of 29 CFR 2520.104b-31(d)(2) are treated as satisfied if the NOIA is furnished each plan year, and, if the combined NOIA was furnished in the prior plan year, no more than 14 months following the date the prior plan year's notice was furnished.</P>
                    <P>Consistent with the provisions of 29 CFR 2520.104b-31(d)(1) and (2) for pension benefit plans, this proposed rule would add 29 CFR 2520.104b-32(d)(1) and (2), which would provide requirements similar to those applicable for notices of internet availability with respect to pension benefit plans. Proposed 29 CFR 2520.104b-32(d)(1) provides that plan administrators for group health plans are required to furnish to each covered individual a NOIA for each covered document in accordance with the requirements of 29 CFR 2520.104b-32. Proposed 29 CFR 2520.104b-32(d)(2)(i) provides that this NOIA must be furnished at the time the covered document is made available on the internet website described in proposed 29 CFR 2520.104b-32(e). However, if an administrator furnishes a combined NOIA for more than one covered document, the requirements of this proposed paragraph (d)(2) are treated as satisfied if the NOIA is furnished each plan year, and, if the combined NOIA was furnished in the prior plan year, no more than 14 months following the date the prior plan year's notice was furnished.</P>
                    <P>The Department also proposes to add 29 CFR 2520.104b-32(d)(2)(ii), providing that for covered documents described in proposed paragraph (c) and that a group health plan is only required to furnish upon request, a NOIA must be provided following a request by a covered individual for such covered document at the time such covered document has been made available on the website described in proposed paragraph (e). As discussed earlier in this preamble, the provision under 29 CFR 2520.104b-31(c)(1) detailing covered documents applicable to pension benefit plans contains an exception for documents or information that must be furnished only upon request from the definition of covered documents. Proposed 29 CFR 2520.104b-32(c) would not include a similar exemption with respect to group health plans. Rather, for group health plans, covered documents would include any document or information that the administrator is required to furnish to participants and beneficiaries pursuant to Title I of the Act. Accordingly, proposed paragraph (d)(2)(ii) clarifies applicable timing requirements with respect to notices of internet availability for documents or information that a group health plan is only required to furnish upon request.</P>
                    <P>Further, a covered document must be made available on the website no later than the date on which the covered document otherwise must be furnished in accordance with the applicable section of ERISA or regulation thereunder. An administrator who chooses to rely on the proposed electronic disclosure safe harbor would continue to be subject to the content, timing, and other provisions that apply to any particular disclosure. If an administrator chooses to furnish a combined NOIA under paragraph (i) once a year doing so will not change the date on which the covered documents must be made available on the website. Each covered document contained in the combined NOIA must be made available on the website no later than the date it must be furnished to participants and beneficiaries under ERISA. The Department requests comment on this proposal.</P>
                    <P>Consistent with the provisions at 29 CFR 2520.104b-31(d)(3)(i)(A) through (H) for pension benefit plans, the Department proposes to add similar requirements at 29 CFR 2520.104b-32(d)(3)(i)(A) through (H) to reflect the proposed extension of the documents covered by the electronic disclosure safe harbor to group health plans. Specifically, the Department proposes to add 29 CFR 2520.104b-32(d)(3)(i)(A), which would require that group health plans include in their notices of internet availability a prominent statement—for example as a title, legend, or subject line—that reads: “Disclosure About Your Health Plan.”</P>
                    <P>The Department also proposes to add 29 CFR 2520.104b-32(d)(3)(i)(B), which would require group health plans to include a statement that reads, “Important information about your health plan is now available. Please review this information.”</P>
                    <P>Further, the Department proposes adding 29 CFR 2520.104b-32(d)(3)(i)(C), which would require the NOIA to include an identification of the covered document by name (for example, a statement that reads: “your HIPAA Notice of Special Enrollment Rights is now available”) and a brief description of the covered document if identification only by name would not reasonably convey the nature of the covered document.</P>
                    <P>The Department also proposes to add further content requirements for the NOIA at 29 CFR 2520.104b-32(d)(3)(i)(D) through (H). Specifically, the Department proposes to require that the NOIA contain the internet website address, or a hyperlink to such address, where the covered document is available. The website address or hyperlink must be sufficiently specific to provide ready access to the covered document and would satisfy this standard if it leads the covered individual either directly to the covered document or to a login page that provides, or immediately after a covered individual logs on provides, a prominent link to the covered document. The Department also proposes to require that the NOIA contain a statement of the right to request and obtain a paper version of the covered document, free of charge, and an explanation of how to exercise this right; a statement of the right, free of charge, to opt out of electronic delivery and receive only paper versions of covered documents, and an explanation of how to exercise this right; a cautionary statement that the covered document is not required to be available on the website for more than one year or, if later, after it is superseded by a subsequent version of the covered document; and a telephone number to contact the administrator or other designated representative of the plan.</P>
                    <P>
                        The Department also proposes to provide at 29 CFR 2520.104b-
                        <PRTPAGE P="46608"/>
                        32(d)(3)(ii) that a NOIA furnished pursuant to proposed 29 CFR 2520.104b-32 may contain a statement as to whether action by the covered individual is invited or required in response to the covered document and how to take such action, or that no action is required, provided that such statement is not inaccurate or misleading.
                    </P>
                    <P>
                        The Department proposes to add requirements for the form and manner of furnishing the NOIA at 29 CFR 2520.104b-32(d)(4)(i) through (iv). Specifically, the notice must: be furnished electronically to the address or internet-connected mobile-computing-device (
                        <E T="03">e.g.,</E>
                         “smartphone”) number referred to in paragraph (b) of the proposal; contain only the content specified in paragraph (d)(3) of the proposal, except that the administrator may include pictures, logos, or similar design elements, so long as the design is not inaccurate or misleading and the required content is clear; be furnished separately from any other documents or disclosures furnished to covered individuals, except as permitted under paragraph (i) of the proposal (which addresses consolidation of certain notices of internet availability); and be written in a manner calculated to be understood by the average plan participant. The Department solicits comments on all aspects of this proposal.
                    </P>
                    <HD SOURCE="HD2">E. Standards for Internet Website</HD>
                    <P>
                        At 29 CFR 2520.104b-31(e)(1), the Department sets forth the general requirement that pension plan administrators must ensure the existence of an internet website at which covered individuals are able to access covered documents. The Department acknowledged in the preamble to the 2020 safe harbor that with respect to pension benefit plans, some or all the responsibilities associated with the website may be delegated to plan service or investment providers or other third parties, as frequently occurs now for other aspects of plan administration.
                        <SU>44</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>44</SU>
                             85 FR 31884, 31895.
                        </P>
                    </FTNT>
                    <P>Similar to the 2020 safe harbor, 29 CFR 2520.104b-32(e)(1) of this proposed rule sets forth a general requirement that group health plan administrators must ensure the existence of an internet website at which a covered individual is able to access covered documents. The plan administrator would be responsible for ensuring the establishment and maintenance of the website. As in the pension benefit plan context, the Department is aware that group health plan administrators may rely on plan service providers or other third parties for this purpose. This proposed rule does not preclude the assignment of website-related activities to parties other than the administrator, subject to the group health plan administrator's compliance with paragraph (j) of this proposal, “Reasonable procedures for compliance,” discussed below, and the administrator's general obligation as a plan fiduciary under ERISA section 404 to prudently select and monitor such parties.</P>
                    <P>
                        Besides the NOIA, the 2020 safe harbor additionally provides that, notwithstanding any other provision of the 2020 safe harbor, a pension plan administrator may satisfy ERISA's general furnishing obligations in 29 CFR 2520.104b-1(b)(1) by using an email address to furnish a covered document to a covered individual, provided that the requirements of 29 CFR 2520.104b-31(k)(1) through (4) are satisfied.
                        <SU>45</SU>
                        <FTREF/>
                         This proposed rule does not propose to permit a similar alternative method for disclosure of covered documents to covered individuals through email systems. Many of the disclosures required by ERISA for group health plans include information of a sensitive nature, including protected health information (PHI) protected by the HIPAA privacy rule.
                        <SU>46</SU>
                        <FTREF/>
                         The Department recognizes that email is not always the most secure means to deliver such information and therefore is limiting this alternative method to pension benefit plans. For example, the Department intends to avoid a circumstance where PHI is transmitted to an employee via their company email address, where the content of such email is potentially monitored by the employer.
                        <SU>47</SU>
                        <FTREF/>
                         The Department solicits comments on whether group health plans should be permitted to utilize this alternative method for disclosure, including how they would expect to utilize this alternative disclosure option to provide covered documents to covered individuals. Therefore, under this proposed rule, a group health plan administrator must establish an internet website at which covered individuals would be able to access covered documents, and an alternative method for disclosure of covered documents through email systems would not be available.
                    </P>
                    <FTNT>
                        <P>
                            <SU>45</SU>
                             
                            <E T="03">See</E>
                             29 CFR 2520.104b-31(k).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>46</SU>
                             45 CFR part 164.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>47</SU>
                             By contrast, if pension benefit information is transmitted via a company email, there is less concern because the employer would already be aware of the employee's deferral amount or their 401(k) balance, for example.
                        </P>
                    </FTNT>
                    <P>The plan administrator also would be required to take measures reasonably calculated to ensure that the specific standards for the internet website listed in paragraph (e)(2) have been satisfied. First, paragraph (e)(2)(i) would require that the covered document be available on the website no later than the date on which the covered document must be furnished under ERISA. As discussed above, the proposed safe harbor would not alter the substantive or timing requirements for covered documents. Even if an administrator chooses to consolidate a NOIA for certain disclosures and furnish a combined notice pursuant to paragraph (i) of the proposal, a covered document (as opposed to the notice for such document) would be required to be made available on the website on a timely basis consistent with when it would otherwise be required to be furnished under the relevant statute or regulation. Under proposed paragraph (e)(2)(ii), the covered document must also remain available on the website at least until the date that is one year after the date the covered document is made available on the website or, if later, until it is superseded by a subsequent version of the covered document. However, under this proposed rule, group health plan administrators' responsibilities with respect to retaining plan records under existing law continue to apply. For example, ERISA sections 107 (retention of records) and 209 (recordkeeping and reporting requirements) separately specify retention periods.</P>
                    <P>
                        Paragraphs (e)(2)(iii) through (vi) of this proposed rule address the presentation of covered documents on the website. Paragraph (e)(2)(iii) would require that a covered document be presented on the website in a manner calculated to be understood by the average plan participant. This standard is identical to the readability standard for the NOIA in paragraph (d)(4)(iv), which is discussed above. Next, the covered document would be required, pursuant to paragraph (e)(2)(iv), to be presented on the website in a widely available format or formats that are suitable to be both read online and printed clearly on paper. An administrator may be able to comply with this requirement, for example, by posting the document in a portable document format (PDF) or similar widely available format on the website. The content of the covered document also would be required to be searchable electronically by numbers, letters, or words, to satisfy paragraph (e)(2)(v). 
                        <PRTPAGE P="46609"/>
                        Under proposed paragraph (e)(2)(vi), the covered document would be required to be presented on the website in a widely available format or formats that allow the covered document to be permanently retained in an electronic format that satisfies the requirements of paragraph (e)(2)(iv) (requiring a format that can be read online and printed clearly on paper). This requirement is intended to enable covered individuals and plans to keep a copy of the covered document, for example, by saving it to a file in electronic format, on a personal computer, or as a printed document.
                    </P>
                    <P>The Department also proposes to provide at paragraph (e)(3) that the administrator must take measures reasonably calculated to ensure that the website protects the confidentiality of personal information relating to any covered individual.</P>
                    <P>
                        Finally, the Department proposes to define “website” at paragraph (e)(4) as an internet website, or other internet or electronic-based information repository, such as a mobile application, to which covered individuals have been provided reasonable access. As acknowledged above, many of the disclosures required by ERISA for group health plans include information of a sensitive nature, including PHI protected by the HIPAA privacy rule.
                        <SU>48</SU>
                        <FTREF/>
                         The Department understands that plan administrators may need to take steps to ensure that this information is properly protected, which may include utilizing a manner of disclosure other than a publicly available internet website. Provided such alternate means fall within the definition of website proposed here, such alternate means could still fulfill the role contemplated for an internet website in proposed 29 CFR 2520.104b-32(e). However, group health plan administrators should ensure that such internet website is accessible to covered individuals outside of the workplace to ensure compliance with the reasonable access standard.
                    </P>
                    <FTNT>
                        <P>
                            <SU>48</SU>
                             45 CFR part 164.
                        </P>
                    </FTNT>
                    <P>The Department requests comments on all aspects of this proposal.</P>
                    <HD SOURCE="HD2">F. Right to Copies of Paper Documents Without Charge</HD>
                    <P>As explained in the 2020 safe harbor, the Department is of the view that it is essential that any enhanced use of electronic disclosure permitted under ERISA respects the preferences of covered individuals who want to receive paper copies of covered documents. To that end, the 2020 safe harbor and this proposed rule contain two safeguards, included both under 29 CFR 2520.104b-31(f) and proposed 29 CFR 2520.104b-32(f) for these covered individuals.</P>
                    <P>
                        The first proposed safeguard under 29 CFR 2520.104b-32(f)(1) provides that on request from a covered individual, the plan administrator must promptly furnish to such individual, free of charge, a paper copy of a covered document. Commenters in response to the 2020 safe harbor raised some concerns about repeated requests for the same version of the covered document.
                        <SU>49</SU>
                        <FTREF/>
                         Accordingly, the Department added a clarification to 29 CFR 2520.104b-31(f)(1) stating that only one paper copy of any specific covered document must be provided free of charge.
                    </P>
                    <FTNT>
                        <P>
                            <SU>49</SU>
                             85 FR 31884, 31898.
                        </P>
                    </FTNT>
                    <P>
                        Under this proposed rule, the Department proposes to add a provision at 29 CFR 2520.104b-32(f)(1) providing that for group health plans, the administrator may not charge for paper copies. The Department proposes to require group health plan administrators to furnish additional paper copies, free of charge, to a covered individual. Many stakeholders have requested the Department to make clear that participants and beneficiaries covered under group health plans are able to receive paper copies as needed without being charged for the copies. This proposal also reflects the Department's view that, as part of any increase in electronic disclosure permitted under ERISA, it is essential to respect the wishes of participants and beneficiaries who prefer to receive covered documents on paper, mailed or delivered to them in accordance with 2520.104b-1(b). Furthermore, the 2002 safe harbor allows participants, beneficiaries, and other individuals to request paper copies, free of charge, and the Department is unaware of abusive practices with respect to such requests. As explained in the 2020 safe harbor,
                        <SU>50</SU>
                        <FTREF/>
                         the Department reiterates that this special rule allows covered individuals to request more than one covered document at the same time free of charge and the proposed changes would not alter this.
                    </P>
                    <FTNT>
                        <P>
                            <SU>50</SU>
                             
                            <E T="03">Id.</E>
                        </P>
                    </FTNT>
                    <P>The second safeguard to ensure participants and beneficiaries are able to receive paper copies of covered documents upon request is set forth in proposed 29 CFR 2520.104b-32(f)(2). This provision provides that covered individuals must have the right, free of charge, to globally opt out of electronic delivery and receive only paper versions of covered documents. Upon request from a covered individual, the administrator must promptly comply with such an election.</P>
                    <P>The Department also proposes to require at 29 CFR 2520.104b-32(f)(3) that the administrator establish and maintain reasonable procedures governing requests or elections under paragraphs (f)(1) and (2); these procedures would not be reasonable if they contain any provision, or are administered in a way, that unduly inhibits or hampers the initiation or processing of a request or election.</P>
                    <P>Finally, the Department proposes to provide at 29 CFR 2520.104b-32(f)(4) that the system for furnishing a NOIA must be designed to alert the administrator of a covered individual's invalid or inoperable electronic address. Furthermore, if the administrator is alerted that a covered individual's electronic address has become invalid or inoperable, such as if a NOIA sent to that address is returned as undeliverable, the administrator must promptly take reasonable steps to cure the problem (for example, by furnishing a NOIA to a valid and operable secondary electronic address that had been provided by the covered individual, if available, or obtaining a new valid and operable electronic address for the covered individual) or treat the covered individual as if he or she made an election under proposed paragraph (f)(2). If the covered individual is treated as if he or she made an election under paragraph (f)(2), the administrator must furnish to the covered individual, as soon as is reasonably practicable, a paper version of the covered document identified in the undelivered NOIA. The Department solicits comments on all aspects of this proposal.</P>
                    <HD SOURCE="HD2">G. Initial Notification</HD>
                    <P>
                        Similar to the provisions at 29 CFR 2520.104b-31(g) for pension benefit plans, these rules propose to add a provision at 29 CFR 2520.104b-32(g) that would apply similar requirements with respect to group health plans. Under these proposed provisions, the administrator for a group health plan is required to furnish to each individual, prior to the administrator's reliance on the electronic delivery safe harbor, a notification that covered documents will be furnished electronically to an electronic address; identification of the electronic address that will be used for the individual; any instructions necessary to access the covered documents; a cautionary statement that the covered document is not required to be available on the website for more than one year or, if later, after it is superseded by a subsequent version of 
                        <PRTPAGE P="46610"/>
                        the covered document; a statement of the right to request and obtain a paper version of a covered document, free of charge, and an explanation of how to exercise this right; and a statement of the right, free of charge, to opt out of electronic delivery and receive only paper versions of covered documents, and an explanation of how to exercise this right. In addition, such notification must be written in a manner calculated to be understood by the average plan participant. Proposed 29 CFR 2520.104b-32(g) also provides that with respect to a group health plan, the administrator is not required to furnish a paper copy of an initial notification of default electronic delivery for covered individuals who, prior to the first day of the first calendar year following date of publication of the final rule, have been receiving documents and information under Title I of ERISA electronically pursuant to 29 CFR 2520.104b-1(c). Accordingly, with respect to group health plans only, a plan administrator may choose to rely on the 2002 safe harbor to furnish the initial notice electronically to any participant or beneficiary that would be a covered individual under the electronic disclosure safe harbor as proposed in this proposed rule.
                    </P>
                    <P>
                        As explained in the preamble to the 2020 safe harbor, with respect to pension benefit plans, for transition purposes, an administrator who wants to rely on the electronic disclosure safe harbor is required to send the initial notification on paper to existing employees before the administrator could rely on the safe harbor for such existing employees. This is the case even if that employee previously received electronic disclosures under the safe harbor at 29 CFR 2520.104b-1(c), for example, because he previously provided affirmative consent to receive disclosures electronically. With respect to pension benefit plans, the Department considered carving out an exception to the requirement that the initial notice must be furnished on paper for individuals who already receive disclosures electronically under the 2002 safe harbor. In finalizing the 2020 safe harbor, the Department declined to do so, citing the importance for all participants and beneficiaries to be notified, on paper, that the administrator will be adopting a new method of electronic delivery, including how covered documents will be furnished, and their rights under the new electronic delivery framework. However, subsequent to the finalization of the 2020 safe harbor, the Department issued EBSA Disaster Relief Notice 2020-01, which allowed notices, including notices of the adoption of a new method of electronic delivery, to be furnished electronically to plan participants and beneficiaries who the plan fiduciary reasonably believes have effective access to electronic means of communication, including email, text messages, and continuous access websites during the Covid-19 National Emergency.
                        <SU>51</SU>
                        <FTREF/>
                         The Department is unaware of any issues that arose from allowing notice of the adoption of a new method of electronic delivery to be delivered electronically. In re-evaluating this issue in the group health plan context, the Department is of the view that participants and beneficiaries who already receive electronic disclosure pursuant to the 2002 safe harbor are by now highly accustomed to receiving documents electronically and requiring the administrator to transmit the initial notification in paper form would not necessarily ensure receipt any more so than electronic delivery. The Department solicits comment on this proposal, including whether, in the group health plan context, furnishing the initial notification electronically, rather than on paper, to covered individuals who, prior to the first day of the first calendar year following the date of publication of the final, had been receiving documents and information pursuant to the 2002 safe harbor is sufficient to ensure employees understand their rights with respect to electronic delivery.
                    </P>
                    <FTNT>
                        <P>
                            <SU>51</SU>
                             
                            <E T="03">EBSA Disaster Relief Notice 2020-01</E>
                             (Apr. 28, 2020), 
                            <E T="03">https://www.dol.gov/agencies/ebsa/employers-and-advisers/plan-administration-and-compliance/disaster-relief/ebsa-disaster-relief-notice-2020-01.</E>
                        </P>
                    </FTNT>
                    <HD SOURCE="HD2">H. Special Rule for Severance From Employment</HD>
                    <P>Under 29 CFR 2520.104b-31(h), a plan administrator is required to take measures reasonably calculated to ensure the continued accuracy of the electronic address following a severance from employment, or to obtain a new address that enables receipt of covered documents following the severance. The Department intends to ensure a seamless transition for the dissemination of group health plan information when an employee leaves employment, and this special rule focuses on circumstances when there is a heightened concern about the accuracy of electronic contact information in connection with an employee's severance from employment.</P>
                    <P>Consistent with the provisions at 29 CFR 2520.104b-31(h) for pension benefit plans, the Department proposes to add 29 CFR 2520.104b-32(h), which provides that, at the time a covered individual who is an employee, and for whom an electronic address assigned by an employer pursuant to paragraph (b) of this section is used to furnish covered documents, severs from employment with the employer, the administrator of a group health plan must take measures reasonably calculated to ensure the continued accuracy and availability of such electronic address or to obtain a new electronic address that enables receipt of covered documents following the individual's severance from employment. The Department solicits comment on this proposal.</P>
                    <HD SOURCE="HD2">I. Special Rule for Annual Combined Notices of Internet Availability</HD>
                    <P>The Department proposes provisions similar to those that apply to pension benefit plans in the 2020 safe harbor at proposed 29 CFR 2520.104b-32(i)(1) through (4). Consistent with these provisions, the Department proposes that a plan administrator may furnish to participants and beneficiaries one annual NOIA that incorporates or combines the content required by 29 CFR 2520.104b-32(d)(3) with respect to one or more of the following: (1) a summary plan description, as required pursuant to section 104(b) of the Act; (2) any covered document or information that must be furnished annually, rather than upon the occurrence of a particular event, and does not require action by a covered individual by a particular deadline; (3) any other covered document if authorized in writing by the Secretary of Labor, by regulation or otherwise, in compliance with section 110 of the Act; and (4) any applicable notice required by the Internal Revenue Code if authorized in writing by the Secretary of the Treasury. These annual combined NOIA would be required to fulfill the form and manner requirements set forth under proposed 29 CFR 2520.104b-32(d)(4)(i), (ii), and (iv).</P>
                    <P>
                        The Department also proposes to add 29 CFR 2520.104b-32(i)(5), which provides that, with respect to group health plans, any covered document that must be furnished with annual enrollment materials may be identified in a combined NOIA, if the NOIA is provided at the time of annual enrollment. Additionally, any covered document that must be included with materials that describe the plan benefits, such as the disclosure of reasonable alternative for a health-contingent 
                        <PRTPAGE P="46611"/>
                        wellness program,
                        <SU>52</SU>
                        <FTREF/>
                         may be identified in a combined NOIA. The Department requests comment on this proposal, including whether additional clarifications are necessary for the timing of the combined notice to ensure it is workable with the various timing requirements of the group health plan disclosures required under ERISA.
                    </P>
                    <FTNT>
                        <P>
                            <SU>52</SU>
                             26 CFR 54.9802-1(f)(3)(v) and (f)(4)(v), 29 CFR 2590.702(f)(3)(v) and (f)(4)(v), and 45 CFR 146.121(f)(3)(v) and (f)(4)(v).
                        </P>
                    </FTNT>
                    <HD SOURCE="HD2">J. Reasonable Procedures for Compliance</HD>
                    <P>Similar to the provisions that apply at 29 CFR 2520.104b-31(j) for pension benefit plans, the Department proposes 29 CFR 2520.104b-32(j), which provides that, in the event that the covered documents described in proposed paragraph (b) are temporarily unavailable for a reasonable period of time in the manner required by this section due to technical maintenance or unforeseeable events or circumstances beyond the control of the administrator of a group health plan, the conditions of this proposal are satisfied if the administrator meets certain conditions. Specifically, the conditions of this proposal are satisfied if the administrator: (1) has reasonable procedures in place to ensure that the covered documents are available in the manner required by this section; and (2) takes prompt action to ensure that the covered documents become available in the manner required by this section as soon as practicable following the earlier of the time at which the administrator knows or reasonably should know that the covered documents are temporarily unavailable in the manner required by this section. The Department recognizes the practical reality of temporary technical disruptions while at the same time including sufficiently rigorous standards to make sure that, as a general matter, important ERISA information is available to participants and beneficiaries when they need it. The Department solicits comment on this proposal.</P>
                    <HD SOURCE="HD2">K. Provisions of Other Laws</HD>
                    <P>
                        The Department proposes to add 29 CFR 2520.104b-32(k), which provides that compliance with the disclosure requirements of 29 CFR 2520.104b-32 is not determinative of compliance with any other provision of applicable Federal or State law. The Department furthermore proposes to include an example at paragraph (k) providing that a group health plan is a covered entity as defined under HIPAA, as amended by the Health Information Technology for Economic and Clinical Health Act,
                        <SU>53</SU>
                        <FTREF/>
                         and the related regulations promulgated by HHS and, as such, is required to comply with HIPAA's provisions regarding the confidentiality and privacy of PHI. This provision is meant to remind group health plans of the requirement to comply with other applicable Federal and State laws, including those protecting participants' and beneficiaries' privacy.
                    </P>
                    <FTNT>
                        <P>
                            <SU>53</SU>
                             Public Law 111-5 (Apr. 27, 2009).
                        </P>
                    </FTNT>
                    <HD SOURCE="HD2">L. Amendments to the Claims Regulation</HD>
                    <P>In order to align the claims regulation with this proposed new standard, the Department proposes to amend 29 CFR 2560.503-1(g)(1), which provides for the manner and content of notification of any adverse benefit determination, and 29 CFR 2560.503-1(j), which provides for the manner and content of notification of a plan's benefit determination on review. Each provision currently specifies that any electronic notification, with respect to an adverse benefit determination or benefit determination on review, respectively, “shall comply with the standards imposed by 29 CFR 2520.104b-1(c)(1)(i), (iii), and (iv), or with the standards imposed by 29 CFR 2520.104b-31 (for pension benefit plans).” The Department proposes to add a reference to 29 CFR 2520.104b-32 followed by the parenthetical phrase (for group health plans) in paragraphs (g)(1) and (j) so that the provisions would read as “shall comply with the standards imposed by 29 CFR 2520.104b-1(c)(1)(i), (iii), and (iv), or with the standards imposed by 29 CFR 2520.104b-31 (for pension benefit plans) or 29 CFR 2520.104b-32 (for group health plans). The Department solicits comments on this proposal.</P>
                    <HD SOURCE="HD2">M. Applicability</HD>
                    <P>The 2020 safe harbor became effective on July 27, 2020, pursuant to 29 CFR 2520.104b-31(l)(1). As was the case for establishing a safe harbor for pension benefit plans under the 2020 safe harbor, in establishing an applicability date with respect to group health plans, the Department wants to make the safe harbor in proposed 29 CFR 2520.104b-32 available to administrators as soon as possible. Because it is a safe harbor, rather than a required method for disclosure, administrators are not required to come into compliance with the conditions by the applicability date—administrators are free to begin taking advantage of the safe harbor at any time on or after the applicability date. Thus, the Department proposes that the proposed rule is applicable for employee benefit plans on the first day of the first calendar year following date of publication of the final rule. The Department requests comments on the extent to which this applicability date should be sooner, given that the provision is optional, or later, if necessary to safeguard plan participants and beneficiaries from potential harm if administrators rely on the safe harbor too soon.</P>
                    <HD SOURCE="HD1">III. Regulatory Impact Analysis</HD>
                    <HD SOURCE="HD2">A. Summary</HD>
                    <P>
                        The Department has examined the impacts of this proposed rule as required by Executive Order 12866,
                        <SU>54</SU>
                        <FTREF/>
                         Executive Order 13563,
                        <SU>55</SU>
                        <FTREF/>
                         Executive Order 14192,
                        <SU>56</SU>
                        <FTREF/>
                         the Paperwork Reduction Act of 1995,
                        <SU>57</SU>
                        <FTREF/>
                         the Regulatory Flexibility Act,
                        <SU>58</SU>
                        <FTREF/>
                         section 202 of the Unfunded Mandates Reform Act of 1995,
                        <SU>59</SU>
                        <FTREF/>
                         and Executive Order 13132.
                        <SU>60</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>54</SU>
                             Regulatory Planning and Review, 58 FR 51735 (Oct. 4, 1993).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>55</SU>
                             Improving Regulation and Regulatory Review, 76 FR 3821 (Jan. 18, 2011).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>56</SU>
                             90 FR 9065 (Jan. 31, 2025).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>57</SU>
                             44 U.S.C. 3506(c)(2)(A) (1995).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>58</SU>
                             5 U.S.C. 601 
                            <E T="03">et seq.</E>
                             (1980).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>59</SU>
                             2 U.S.C. 1501 
                            <E T="03">et seq.</E>
                             (1995).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>60</SU>
                             Federalism, 64 FR 43255 (Aug. 4, 1999).
                        </P>
                    </FTNT>
                    <HD SOURCE="HD2">B. Executive Orders 12866 and 13563</HD>
                    <P>Executive Orders 12866 and 13563 direct agencies to assess all costs and benefits of available regulatory alternatives and, if regulation is necessary, select regulatory approaches that maximize net benefits (including potential economic, environmental, public health and safety effects; distributive impacts; and equity). Executive Order 13563 emphasizes the importance of quantifying costs and benefits, reducing costs, harmonizing rules, and promoting flexibility.</P>
                    <P>Under Executive Order 12866, “significant” regulatory actions are subject to review by the Office of Management and Budget (OMB). Section 3(f) of the Executive order defines a “significant regulatory action” as any regulatory action that is likely to result in a rule that may:</P>
                    <P>(1) Have an annual effect on the economy of $100 million or more, or adversely affect in a material way the economy, a sector of the economy, productivity, competition, jobs, the environment, public health or safety, or state, local, or tribal governments or communities (also referred to as “economically significant”);</P>
                    <P>
                        (2) Create a serious inconsistency or otherwise interfere with an action taken or planned by another agency;
                        <PRTPAGE P="46612"/>
                    </P>
                    <P>(3) Materially alter the budgetary impacts of entitlement grants, user fees, or loan programs or the rights and obligations of recipients thereof; or</P>
                    <P>(4) Raise novel legal or policy issues arising out of legal mandates, the President's priorities, or the principles set forth in this Executive order.</P>
                    <P>This proposal seeks to build upon the existing provisions of the 2002 safe harbor. Based on the Department's estimates, OMB's OIRA has determined this rulemaking is economically significant per section 3(f)(1) as it is likely to have an impact of $100 million or more in any one year. The Department has provided an assessment of the potential costs, benefits, and transfers, associated with this proposed rule, and OMB has reviewed this proposed rule.</P>
                    <P>Executive Order 14192, titled “Unleashing Prosperity Through Deregulation,” was issued on January 31, 2025. Section 3(a) of Executive Order 14192 requires an agency, unless prohibited by law, to identify at least 10 existing regulations to be repealed when the agency issues a new regulation. In furtherance of this requirement, section 3(c) of Executive Order 14192 requires that the new incremental costs associated with new regulations shall, to the extent permitted by law, be offset by the elimination of existing costs associated with prior regulations. A significant regulatory action (as defined in section 3(f) of Executive Order 12866) that would impose total costs greater than zero is considered an Executive Order 14192 regulatory action. This proposal, if finalized as proposed, would be considered de-regulatory under Executive Order 14192.</P>
                    <HD SOURCE="HD2">C. Introduction and Need for Regulation</HD>
                    <P>Technology and communication practices have changed substantially since the Department first published the 2002 electronic disclosure safe harbor. While the Department expanded the use of electronic disclosures for pension benefit plans in 2020, the rules related to electronic disclosure for group health plans have remained largely unchanged, despite an increasing share of the public relying on electronic communication and internet-based platforms as their primary means of receiving information.</P>
                    <P>
                        Approximately 96 percent of U.S. adults use the internet in 2025,
                        <SU>61</SU>
                        <FTREF/>
                         making electronic document delivery a convenient and accessible means for participants and beneficiaries to receive group health plan information. Electronic delivery allows participants and beneficiaries to receive, review, and store documents electronically, providing access to their information regardless of their physical location.
                    </P>
                    <FTNT>
                        <P>
                            <SU>61</SU>
                             Pew Research Center, 
                            <E T="03">internet, Broadband Fact Sheet</E>
                             (Nov. 20, 2025), 
                            <E T="03">https://www.pewresearch.org/internet/fact-sheet/internet-broadband/.</E>
                        </P>
                    </FTNT>
                    <P>As technology has become more central to everyday life, there has been a growing need for group health plan disclosure practices to reflect modern communication methods. This proposed rule responds to this need by extending the 2020 electronic safe harbor to group health plan disclosures.</P>
                    <HD SOURCE="HD2">D. Baseline</HD>
                    <P>For purposes of the regulatory impact analysis, the Department considers the 2002 safe harbor as the baseline against which all incremental effects of the proposed rule are measured.</P>
                    <HD SOURCE="HD3">1. 2002 Safe Harbor</HD>
                    <P>Under the 2002 safe harbor, both pension and welfare plans may furnish required disclosures electronically to participants who either (1) have work-related access to electronic systems (commonly referred to as being “wired at work”), or (2) provide affirmative consent to receive documents electronically. Participants may receive these disclosures through a website or a participant portal. The 2002 safe harbor established the current conditions under which plans distribute required notices and communications. This means that all benefits, costs, and transfers presented in the analysis reflect changes relative to the disclosure practices, administrative procedures, and participant communication methods that exist today under the 2002 framework.</P>
                    <HD SOURCE="HD3">2. 2020 Safe Harbor for Pension Benefit Plans</HD>
                    <P>
                        In 2020, the Department adopted another electronic disclosure safe harbor for pension plans, applicable when participants provide their employer, plan sponsor, or plan administrator with an electronic address (
                        <E T="03">e.g.,</E>
                         an email address or smartphone number). Unlike the 2002 framework, the 2020 safe harbor is structured around default electronic delivery, while preserving participant rights to receive information on paper.
                    </P>
                    <P>To utilize the 2020 safe harbor, plan administrators must satisfy several requirements. These include furnishing a NOIA for each covered document, maintaining an internet website through which participants and beneficiaries can access disclosures, and providing paper copies of disclosures to participants and beneficiaries, free of charge, upon request. Administrators must also establish and maintain reasonable procedures for governing the handling of participant elections and requests, including opt-out elections.</P>
                    <HD SOURCE="HD3">3. Current Regulatory Action</HD>
                    <P>Largely mirroring the 2020 safe harbor, this proposed rule provides group health plan administrators with a new safe harbor to rely on for disclosure through electronic media. The proposed rule defines covered documents for group health plans as any document or information that the administrator is required to furnish to participants under Title I of ERISA. Under the proposed rule, documents that must be furnished with annual enrollment materials or that describe plan benefits may be treated as covered documents and furnished electronically. In addition, a dependent child who has attained age 18 and provided an electronic address may be treated as a covered individual for purposes of receiving electronic disclosures. Key requirements of the proposed safe harbor impacting the costs and benefits are described below.</P>
                    <HD SOURCE="HD3">a. Notice of internet Availability and Posting Documents Online</HD>
                    <P>The proposed rule would require group health plans to furnish covered documents by posting the documents on an internet website and providing covered individuals with an NOIA. The notice must be furnished electronically to the electronic address provided by the covered individual, must be separate from other documents (subject to limited exceptions), and must be written in a manner calculated to be understood by the average plan participant. The notice must be:</P>
                    <P>[1] Furnished electronically to the electronic address provided by the covered individual;</P>
                    <P>[2] Separate from other documents, though subject to limited expectations; and</P>
                    <P>[3] Be written in a manner calculated to be understood by the average plan participant.</P>
                    <P>While the notice may include logos, pictures, or similar design elements, the design may not be inaccurate or misleading and must present the required content clearly.</P>
                    <P>
                        The proposed rule also clarifies standards for the internet website on which covered documents are made available. The plan administrator must ensure that a website exists where covered individuals are able to access these documents, and that the documents are available on the website no later than the date on which they are required to be furnished under ERISA. The proposed rule recognizes existing 
                        <PRTPAGE P="46613"/>
                        administrative arrangements by permitting the website to be established and maintained by the issuer of group health insurance coverage in the case of insured group health plans, or by a third-party administrator or other service provider in the case of self-insured group health plans.
                    </P>
                    <HD SOURCE="HD3">b. Notice of Default Electronic Delivery and Right To Opt Out</HD>
                    <P>Consistent with the 2020 safe harbor, the proposed rule establishes requirements for a covered individuals' right to receive paper copies and to opt out of electronic delivery. Upon request, a covered individual must be furnished, free of charge, with at least one paper copy of any covered document. Covered individuals may also globally opt out of electronic delivery and receive only paper versions of covered documents. Group health plan procedures governing these requests or elections must be reasonable and may not unduly inhibit or delay the exercise of these rights.</P>
                    <HD SOURCE="HD3">c. Procedures for Electronic Address Are Invalid or Inoperable</HD>
                    <P>Finally, the proposed rule establishes requirements for situations in which a covered individual's electronic address becomes invalid or inoperable. If an NOIA is returned as undeliverable or the administrator otherwise becomes aware that an electronic address is invalid, the administrator must take reasonable steps to cure the problem, such as using a secondary electronic address or obtaining a new valid address. If the issue cannot be resolved, the covered individual must be treated as having opted out of electronic delivery.</P>
                    <HD SOURCE="HD3">d. Summary of Proposed Rule</HD>
                    <P>Overall, the purpose of this proposed rule is to ensure that participants in group health plans receive disclosures in a manner that is accessible, timely, and aligned with modern communication practices. By updating the electronic safe harbor, the Department aims to reduce unnecessary administrative burdens while improving participants' ability to understand and act on important plan information. This proposal reflects the Department's broader commitment to strengthening transparency, promoting informed decision-making, and ensuring that disclosure requirements evolve with technological change.</P>
                    <HD SOURCE="HD2">E. Summary of Impacts</HD>
                    <P>In accordance with OMB Circular A-4, Table 1 depicts an accounting statement summarizing the Department's assessment of the benefits, costs, and transfers associated with these regulatory actions. The Department is unable to quantify all benefits, costs, and transfers of the proposed rule, but have sought, where possible, to describe these non-quantified impacts.</P>
                    <P>The effects in Table 1 reflect non-quantified impacts and estimated direct monetary costs resulting from the provisions of the proposed rule. The Department's estimates of benefits, costs, and transfers are explained in detail in sections III.H and III.I of this analysis.</P>
                    <GPOTABLE COLS="5" OPTS="L2,nj,p1,8/9,i1" CDEF="s50,10,10,13,10">
                        <TTITLE>Table 1—Accounting Statement</TTITLE>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1"> </CHED>
                            <CHED H="1"> </CHED>
                            <CHED H="1"> </CHED>
                            <CHED H="1"> </CHED>
                        </BOXHD>
                        <ROW EXPSTB="04" RUL="s">
                            <ENT I="21">Benefits:</ENT>
                        </ROW>
                        <ROW EXPSTB="04">
                            <ENT I="22">
                                <E T="03">Non-Quantified Benefits for Participants:</E>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="04">
                            <ENT I="03" O="xl">• Greater access to plan information.</ENT>
                        </ROW>
                        <ROW EXPSTB="04">
                            <ENT I="03" O="xl">• Improved understanding of plan information.</ENT>
                        </ROW>
                        <ROW EXPSTB="04">
                            <ENT I="03" O="xl">• Better value from informed decision-making.</ENT>
                        </ROW>
                        <ROW EXPSTB="04">
                            <ENT I="03" O="xl">• Easier management of plan documents.</ENT>
                        </ROW>
                        <ROW EXPSTB="04">
                            <ENT I="03" O="xl">• Enhanced quality of disclosures.</ENT>
                        </ROW>
                        <ROW EXPSTB="04">
                            <ENT I="22">
                                <E T="03">Non-Quantified Benefits for Group Health Plans:</E>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="04" RUL="s">
                            <ENT I="03" O="xl">• Easier updates and version control of plan documents.</ENT>
                        </ROW>
                        <ROW EXPSTB="04" RUL="s">
                            <ENT I="21">Costs:</ENT>
                        </ROW>
                        <ROW EXPSTB="00" RUL="s">
                            <ENT I="25"> </ENT>
                            <ENT>Estimate</ENT>
                            <ENT>
                                Year
                                <LI>dollar</LI>
                            </ENT>
                            <ENT>
                                Discount rate
                                <LI>(percent)</LI>
                            </ENT>
                            <ENT>
                                Period
                                <LI>covered</LI>
                            </ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="01">Annualized Monetized ($million/year)</ENT>
                            <ENT>
                                −$391.99
                                <LI>−392.44</LI>
                            </ENT>
                            <ENT>
                                2026
                                <LI>2026</LI>
                            </ENT>
                            <ENT>
                                7
                                <LI>3</LI>
                            </ENT>
                            <ENT>
                                2026-2035
                                <LI>2026-2035</LI>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="04">
                            <ENT I="01">The estimated costs reflect multiple components, including the costs associated with rule familiarization and preparing required notices, as well as the cost savings resulting from reduced mailing costs associated with paper disclosures.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22">
                                <E T="03">Quantified Costs:</E>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="04">
                            <ENT I="03" O="xl">• Costs of approximately $8.1 million in the first year for group health plans associated with rule familiarization.</ENT>
                        </ROW>
                        <ROW EXPSTB="04">
                            <ENT I="03" O="xl">• Costs of approximately $8.3 million in the first year for group health plans for preparing the NOIA and Notice of Default Electronic Delivery and Opt-out Notification.</ENT>
                        </ROW>
                        <ROW EXPSTB="04">
                            <ENT I="03" O="xl">• Costs of approximately $13.6 million in the first year and $6.5 million in subsequent years for group health plans for mailing the Notice of Default Electronic Delivery and Opt-out Notification.</ENT>
                        </ROW>
                        <ROW EXPSTB="04">
                            <ENT I="22">
                                <E T="03">Quantified Cost Savings:</E>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="04" RUL="s">
                            <ENT I="03" O="xl">• Annual cost savings of $402 million (nearly a 70 percent decrease) for group health plans resulting from reduced materials and mailing costs associated with paper disclosures.</ENT>
                        </ROW>
                        <ROW EXPSTB="04" RUL="s">
                            <ENT I="22">
                                <E T="02">Transfers:</E>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="04" RUL="s">
                            <ENT I="22">
                                <E T="03">Non-Quantified:</E>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="04">
                            <ENT I="03" O="xl">• Transfers from plans to participants in the form of lower premiums or reduced administrative charges.</ENT>
                        </ROW>
                        <ROW EXPSTB="04">
                            <ENT I="22">
                                <E T="02">Perpetual Time Horizon Costs:</E>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="04">
                            <ENT I="03" O="xl">• Annualized Cost (in 2024 dollars): −$381.6 million/year.</ENT>
                        </ROW>
                    </GPOTABLE>
                    <PRTPAGE P="46614"/>
                    <HD SOURCE="HD2">F. Request for Comments</HD>
                    <P>The Department invites comments addressing its estimates and underlying assumptions of the benefits, costs, and transfers associated with the proposed rulemaking, as well as any quantifiable data that would support or contradict any aspect of its analysis. Throughout the document, the Department has requested comments on specific assumptions in their analysis. In particular, the Department requests comments on the following questions:</P>
                    <P>• What percentage of plan participants are currently receiving plan documents and notices electronically?</P>
                    <P>• How could the Department estimate the change in the percentage of plan participants receiving plan documents and notices as a result of the proposed rule?</P>
                    <P>• How prevalent is the use of service providers for the purposes of rule review, compliance, and preparation of legal notices and explanations?</P>
                    <P>• Are certain types of participants less likely to use electronic disclosures?</P>
                    <P>
                        • What data or estimates comparing fraud or loss of PII/PHI by delivery method are available (
                        <E T="03">i.e.,</E>
                         mailed vs electronic materials)?
                    </P>
                    <HD SOURCE="HD2">G. Affected Entities</HD>
                    <P>Table 2 summarizes the number of ERISA-covered group health plans, issuers, and third-party administrators (TPAs) that would be affected by the proposed rule. These estimates and their sources are discussed in greater detail later below.</P>
                    <GPOTABLE COLS="2" OPTS="L2,nj,i1" CDEF="s200,15">
                        <TTITLE>Table 2—Affected Entities</TTITLE>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1">Total</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">ERISA-Covered Group Health Plans</ENT>
                            <ENT>2,765,373</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">TPAs</ENT>
                            <ENT>205</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Issuers in the group market</ENT>
                            <ENT>373</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Issuers/state combinations in the group market</ENT>
                            <ENT>811</ENT>
                        </ROW>
                    </GPOTABLE>
                    <HD SOURCE="HD3">1. Group Health Plans, Participants, and Beneficiaries</HD>
                    <P>
                        The proposed rule would affect ERISA-covered group health plans. The Department estimates there are 2,765,373 ERISA-covered group health plans 
                        <SU>62</SU>
                        <FTREF/>
                         with 134.7 million participants and beneficiaries.
                        <SU>63</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>62</SU>
                             Based on the 2024 Medical Expenditure Panel Survey Insurance Component (MEPS-IC) and the 2022 County Business Patterns from the Census Bureau.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>63</SU>
                             Employee Benefits Security Administration, 
                            <E T="03">Health Insurance Coverage Bulletin: Abstract of Auxiliary Data for the March 2024 Annual Social and Economic Supplement to the Current Population Survey</E>
                             (Aug. 30, 2025), 
                            <E T="03">https://www.dol.gov/sites/dolgov/files/EBSA/researchers/data/health-and-welfare/health-insurance-coverage-bulletin-2024.pdf.</E>
                        </P>
                    </FTNT>
                    <HD SOURCE="HD3">2. Issuers and TPAs</HD>
                    <P>
                        The proposed rule would also affect issuers and TPAs that provide services to group health plans, including delivering required plan documents. Costs incurred by issuers and TPAs would likely be passed on to health plans. The Department estimates there are 205 non-issuer TPAs and 373 health insurance companies in the group market (811 issuers when considering the total number of subsidiaries licensed to sell health insurance in a specific State).
                        <SU>64</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>64</SU>
                             A health insurance company is a legal entity with subsidiaries that are each licensed to sell health insurance in one specific State, while an issuer is one of those subsidiaries. Data source: Centers for Medicare and Medicaid Services, 
                            <E T="03">2023 Medical Loss Ratio Data,</E>
                             (Dec. 16, 2024), 
                            <E T="03">https://www.cms.gov/marketplace/resources/data/medical-loss-ratio-data-systems-resources.</E>
                             The estimated number of non-issuer TPAs is based on data derived from the 2016 benefit year reinsurance program contributions.
                        </P>
                    </FTNT>
                    <HD SOURCE="HD2">H. Benefits</HD>
                    <P>The Department expects that the proposed rule, if finalized, will result in meaningful benefits for both group health plans and participants. Due to an overall lack of data, this analysis provides, mainly, a qualitative discussion of the potential benefits of the proposed rule. The Department invites comments related to how it might quantify these benefits or data that could assist in the quantification of the potential benefits related to the proposed rule, if finalized.</P>
                    <HD SOURCE="HD3">1. Benefits for Participants</HD>
                    <HD SOURCE="HD3">a. Greater Access to Plan Information</HD>
                    <P>
                        The proposed rule's electronic delivery requirements could significantly improve the ability of participants with only access to paper documents to access plan documents in a timely and convenient manner. Under traditional paper-based systems, participants must wait for mail processing, which can introduce delays during periods of high inquiry volume or postal disruptions. Moreover, under such a system, participants only have access to the documents when they are in their physical possession, which can be particularly challenging in the middle of a medical emergency. In contrast, electronic notices and online document access allow participants to view required disclosures at any time, without relying on call centers or physical mail delivery.
                        <SU>65</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>65</SU>
                             Kenesa Ahmad, 
                            <E T="03">The Top Five Reasons to Favor Electronic Disclosure,</E>
                             American Society of Pension Professionals &amp; Actuaries (Nov. 2, 2017), 
                            <E T="03">https://www.asppa-net.org/news/2017/11/top-five-reasons-favor-electronic-disclosure//.</E>
                        </P>
                    </FTNT>
                    <P>Greater availability and accessibility of information may also reduce uncertainty for participants who may need to clarify plan features, eligibility rules, or coverage limitations. Faster access to plan and coverage information could enable participants and beneficiaries to resolve coverage questions independently, which may reduce the need for customer service calls, saving all parties time. Lower call volumes could, in turn, shorten the average wait times for those who may still require assistance of some type, creating efficiency gains for both group health plans and participants.</P>
                    <HD SOURCE="HD3">b. Improved Understanding of Plan Information</HD>
                    <P>
                        By making disclosures more readily available and accessible, the proposed rule may also improve participants' understanding of plan information, resulting in better decision-making.
                        <SU>66</SU>
                        <FTREF/>
                         Prior research has found that electronic disclosures are associated with improved comprehension of disclosures, with some studies suggesting that electronic disclosures are more likely to result in transparency than paper-based disclosures.
                        <SU>67</SU>
                        <FTREF/>
                         For 
                        <PRTPAGE P="46615"/>
                        example, long and complex disclosures can be overwhelming and discourage participants and beneficiaries from fully reading and understanding the plan disclosures.
                        <SU>68</SU>
                        <FTREF/>
                         However, electronic disclosures can direct participants and beneficiaries to online tools and other resources that help them better understand their group health benefits.
                        <SU>69</SU>
                        <FTREF/>
                         For example, electronic document tools, including hyperlinks, indexing, bookmarks, and the “search” function, may help participants locate specific information that directly addresses their issues or concerns faster. Such features may be especially useful for participants and beneficiaries with disabilities or other challenges when navigating complex, lengthy documents such as SPDs or notices related to coverage or claims procedures.
                        <SU>70</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>66</SU>
                             Samantha J. Prince &amp; Alyssa Boob, 
                            <E T="03">Request for Information on SECURE 2.0 Section 319, Effectiveness of Reporting and Disclosure Requirements</E>
                             (Apr. 22, 2024), 
                            <E T="03">https://www.regulations.gov/comment/EBSA-2024-0001-0007.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>67</SU>
                             Jill M. Fridley, 
                            <E T="03">Electronic Participant Fee Disclosures: A Review of Electronic Disclosures as a Cost-Efficient Delivery Alternative, Journal of Financial Service Professionals,</E>
                             67, no. 3 (2013); Alcaide Muñoz, Laura, Manuel Pedro Rodríguez Bolívar, &amp; Antonio Manuel López Hernández, 
                            <E T="03">
                                Transparency in Governments: A Meta-Analytic Review of Incentives for Digital Versus Hard-Copy Public Financial Disclosures, The American Review 
                                <PRTPAGE/>
                                of Public Administration,
                            </E>
                             47(5) (Feb. 12, 2016), 
                            <E T="03">https://doi.org/10.1177/0275074016629008</E>
                             (Original work published 2017).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>68</SU>
                             SHRM, 
                            <E T="03">Request for Information on SECURE 2.0 Section 319, Effectiveness of Reporting and Disclosure Requirements</E>
                             (May 22, 2024), 
                            <E T="03">https://www.regulations.gov/comment/EBSA-2024-0001-0024.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>69</SU>
                             SPARK Institute, 
                            <E T="03">Request for Information on SECURE 2.0 Section 319, Effectiveness of Reporting and Disclosure Requirements</E>
                             (May 21, 2024), 
                            <E T="03">https://www.regulations.gov/comment/EBSA-2024-0001-0010.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>70</SU>
                             American Benefits Council, 
                            <E T="03">Request for Information on SECURE 2.0 Section 319, Effectiveness of Reporting and Disclosure Requirements</E>
                             (May 21, 2024), 
                            <E T="03">https://www.regulations.gov/comment/EBSA-2024-0001-0009.</E>
                        </P>
                    </FTNT>
                    <P>
                        Improved decision-making may produce several societal benefits. For example, plan participants may choose in-network providers more consistently, reduce avoidable emergency room visits, or better utilize preventive services. These choices could reduce overall out-of-pocket costs and improve health outcomes for participants and beneficiaries, thus reducing the overall premiums for the group health plan. Ultimately, informed decision-making supports a more efficient benefits system by aligning participant behavior with available plan options and encouraging cost-effective use of resources.
                        <SU>71</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>71</SU>
                             Kenesa Ahmad, 
                            <E T="03">The Top Five Reasons to Favor Electronic Disclosure,</E>
                             American Society of Pension Professionals &amp; Actuaries (November 2, 2017), 
                            <E T="03">https://www.asppa-net.org/news/2017/11/top-five-reasons-favor-electronic-disclosure//.</E>
                        </P>
                    </FTNT>
                    <HD SOURCE="HD3">c. Easier Management of Plan Documents</HD>
                    <P>
                        As a result of the proposed rule, participants may find it easier to manage plan documents. Paper documents can be difficult to manage over time, and participants may misplace or discard important disclosures before they need them. Replacing or requesting duplicate or additional copies requires administrative effort on behalf of both the plan and participant and may further delay participant receipt of plan documents and further hinder their understanding of plan terms. Electronic delivery offers a more reliable and more easily accessible alternative. Participants can save disclosures on personal devices, cloud-based storage, secure plan portals, or a combination of these, creating a centralized and organized record of all benefit information.
                        <SU>72</SU>
                        <FTREF/>
                         These disclosures can be easily downloaded and printed for future reference,
                        <SU>73</SU>
                        <FTREF/>
                         which may be helpful in time-sensitive situations, including medical emergencies.
                    </P>
                    <FTNT>
                        <P>
                            <SU>72</SU>
                             SHRM, 
                            <E T="03">Request for Information on SECURE 2.0 Section 319, Effectiveness of Reporting and Disclosure Requirements</E>
                             (May 22, 2024), 
                            <E T="03">https://www.regulations.gov/comment/EBSA-2024-0001-0024.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>73</SU>
                             SHRM, 
                            <E T="03">Request for Information on SECURE 2.0 Section 319, Effectiveness of Reporting and Disclosure Requirements</E>
                             (May 22, 2024), 
                            <E T="03">https://www.regulations.gov/comment/EBSA-2024-0001-0024.</E>
                        </P>
                    </FTNT>
                    <HD SOURCE="HD3">d. Enhanced Quality of Disclosures</HD>
                    <P>The proposed rule may also result in group health plans improving the clarity and usefulness of disclosures in ways that are not feasible with paper documents. For example, hyperlinks can be incorporated to direct participants to supplementary resources, such as detailed plan descriptions, cost-comparison tools, provider networks, regulatory guidance, or grievance and appeal procedures. These additional materials may help participants better interpret and understand plan terms, evaluate options, and compare benefits across providers or coverage types.</P>
                    <P>
                        Electronic disclosures could also allow group health plans to integrate interactive tools that could provide tailored information to a participant's particular needs. Examples could include embedded videos explaining plan features, calculators that estimate out-of-pocket costs, glossaries of common terms, and automated translation services for participants with limited English proficiency. Group health plans may also use assistive technologies that support screen readers and magnification tools, improving accessibility for participants with visual impairments. By offering clearer and more navigable content, electronic disclosures may increase participant comprehension, reduce confusion, and foster more confident decision-making.
                        <SU>74</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>74</SU>
                             Kenesa Ahmad, 
                            <E T="03">The Top Five Reasons to Favor Electronic Disclosure,</E>
                             American Society of Pension Professionals &amp; Actuaries (Nov. 2, 2017), 
                            <E T="03">https://www.asppa-net.org/news/2017/11/top-five-reasons-favor-electronic-disclosure//.</E>
                        </P>
                    </FTNT>
                    <HD SOURCE="HD3">2. Benefits for Group Health Plans</HD>
                    <HD SOURCE="HD3">a. Easier Updates and Version Control of Plan Documents</HD>
                    <P>
                        The proposed rule may make it easier for group health plans to update the required plan documents, maintain version controls, and disseminate materials without relying on physical printing or mailing cycles.
                        <SU>75</SU>
                        <FTREF/>
                         When updates are needed, such as changes to coverage terms, provider networks, formularies, or claims procedures, plans can modify and upload revised documents and ensure participants have prompt access to the most current information. This may reduce the likelihood that outdated materials remain in circulation and participants are improperly informed.
                    </P>
                    <FTNT>
                        <P>
                            <SU>75</SU>
                             Computer Plus, 
                            <E T="03">Paper Document vs Electronic Document: Which is Better</E>
                             (Mar. 1, 2022), 
                            <E T="03">https://computerplusng.com/paper-document-vs-electronic-document-which-is-better/.</E>
                        </P>
                    </FTNT>
                    <P>More accurate and timely disclosures may also reduce the administrative burden associated with correcting errors, issuing replacement mailings, or responding to participant confusion caused by outdated information. Group health plans may experience fewer disputes or appeals related to misunderstandings because of outdated policies and terms, thereby lowering legal and compliance risks. Overall, electronic delivery would be expected to increase operational efficiency, reduce the risk of noncompliance from outdated documents, and promote more reliable communication between plans and participants.</P>
                    <HD SOURCE="HD3">3. Summary of Benefits</HD>
                    <P>Overall, the proposed rule is expected to provide meaningful benefits to both participants and group health plans by modernizing how required plan information is delivered and accessed. For participants, electronic delivery is expected to improve timely and convenient access to plan documents, reduce reliance on physical mail and call centers, and allow disclosures to be available and easily accessible when needed, including during time-sensitive situations. Improved availability and navigability of plan information may also enhance participants' understanding of plan terms, support more informed decision-making, and reduce uncertainty related to coverage, eligibility, and cost-sharing.</P>
                    <P>
                        For group health plans, electronic delivery may simplify document management, enable faster updates and version control, reduce administrative 
                        <PRTPAGE P="46616"/>
                        burdens, and improve operational efficiencies.
                    </P>
                    <P>For both plans and participants, the time-cost savings discussed in section III.I may also result in productivity gains, as plans and participants use time previously spent on paper document management for other more productive tasks. Due to a lack of data, the Department is unable to quantify this benefit. Overall, these benefits could result in more efficient, secure, and accessible delivery of plan information aligned with current communication practices.</P>
                    <HD SOURCE="HD2">I. Costs</HD>
                    <P>This proposed rulemaking extends the Department's 2020 pension electronic disclosure safe harbor to group health plans. This allows plans to furnish covered documents by posting them on an internet website and providing covered individuals with an NOIA, while still allowing covered individuals the option to receive paper disclosures.</P>
                    <P>The Department expects that the main cost drivers of this proposal are related to interested parties reviewing the proposed rule and understanding its implications for group health plans and their operations and preparing and distributing required notices. The Department further expects the proposed rule will reduce the costs of providing covered disclosures, by allowing plans, issuers and TPAs to utilize electronic disclosures for the vast majority of notices and disclosures, significantly lowering the printing and mailing costs of providing these disclosures in paper format. As Table 11 shows, the Department estimates the proposed rule, if finalized, will save $372 million in the first year and $395 million in subsequent years.</P>
                    <HD SOURCE="HD3">1. Rule Familiarization and Compliance Costs</HD>
                    <P>
                        Due to differences in administrative capacity of group health plans, the Department distinguishes health plans by size for the purposes of estimating the rule familiarization and compliance costs. The largest group health plans are more likely to have in-house legal and compliance staff, and are therefore anticipated to review and assess the proposed rule internally. In contrast, smaller group health plans are more likely to rely on TPAs, issuers, or other service providers for regulatory review and implementation support. Accordingly, the Department assumes that group health plans with 1,000 or more participants and beneficiaries are expected to review the proposed rule themselves. In contrast, smaller group health plans with less than 1,000 participants and beneficiaries are expected to utilize a TPA, issuer, or other service provider to review the proposed rule on the plan's behalf. The Department also assumes that it would take, on average, two hours for a legal professional,
                        <SU>76</SU>
                        <FTREF/>
                         at a wage rate of $187.58,
                        <SU>77</SU>
                        <FTREF/>
                         to review the rule if finalized. The cost estimates are explained in Table 3.
                    </P>
                    <FTNT>
                        <P>
                            <SU>76</SU>
                             On average, the reading rate is 250 words per minute (WPM), which also corresponds to the typical length of a page. Therefore, a regulation document that is approximately 120 pages long would take about 120 minutes to read, translating to 2 hours (120 pages × 250 words per page ÷ 250 words per minute ÷ 60 minutes = 2 hours).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>77</SU>
                             Internal Department calculation based on 2025 labor cost data. For a description of the Department's methodology for calculating wage rates, see 
                            <E T="03">Labor Cost Inputs Used in the Employee Benefits Security Administration, Office of Policy and Research's Regulatory Impact Analyses and Paperwork Reduction Act Burden Calculations</E>
                             (June 2019), 
                            <E T="03">https://www.dol.gov/sites/dolgov/files/EBSA/laws-and-regulations/rules-and-regulations/technical-appendices/labor-cost-inputs-used-in-ebsa-opr-ria-and-pra-burden-calculations-june-2019.pdf.</E>
                        </P>
                    </FTNT>
                    <GPOTABLE COLS="6" OPTS="L2(,0,),nj,i1" CDEF="s50,12,12,12,12,15">
                        <TTITLE>Table 3—Rule Familiarization</TTITLE>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1">
                                Number of 
                                <LI>entities</LI>
                            </CHED>
                            <CHED H="1">
                                Number of hours per 
                                <LI>entity</LI>
                            </CHED>
                            <CHED H="1">
                                Total hour 
                                <LI>burden</LI>
                            </CHED>
                            <CHED H="1">Hourly wage</CHED>
                            <CHED H="1">Cost</CHED>
                        </BOXHD>
                        <ROW RUL="s">
                            <ENT I="25"> </ENT>
                            <ENT>(A)</ENT>
                            <ENT>(B)</ENT>
                            <ENT>(C) = (A × B)</ENT>
                            <ENT>(D)</ENT>
                            <ENT>(E) = (A × B × C)</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">ERISA-covered Group health plans with 1,000 or more participants and beneficiaries</ENT>
                            <ENT>20,570</ENT>
                            <ENT>2</ENT>
                            <ENT>41,140</ENT>
                            <ENT>$187.58</ENT>
                            <ENT>$7,717,041</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">TPAs on behalf of welfare and group health plans with less than 1,000 participants and beneficiaries</ENT>
                            <ENT>205</ENT>
                            <ENT>2</ENT>
                            <ENT>410</ENT>
                            <ENT>187.58</ENT>
                            <ENT>76,908</ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="01">Group health plans issuers on the behalf of welfare and group health plans with less than 1,000 participants and beneficiaries</ENT>
                            <ENT>811</ENT>
                            <ENT>2</ENT>
                            <ENT>1,622</ENT>
                            <ENT>187.58</ENT>
                            <ENT>304,255</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Total (First-year only)</ENT>
                            <ENT>21,586</ENT>
                            <ENT/>
                            <ENT>43,172</ENT>
                            <ENT/>
                            <ENT>8,098,204</ENT>
                        </ROW>
                    </GPOTABLE>
                    <HD SOURCE="HD3">2. Disclosure Costs</HD>
                    <P>While the Department expects the proposed rule to reduce costs associated with distributing covered disclosures, these savings are partly offset by costs related to the following requirements:</P>
                    <P>(1) Furnishing the NOIA;</P>
                    <P>(2) Providing a website for covered individuals to access covered documents; and</P>
                    <P>(3) Distributing the initial notifications of default electronic delivery and right to opt out in paper to each individual before he or she becomes a covered individual.</P>
                    <HD SOURCE="HD3">a. Electronic Delivery Rate for Group Health Plans</HD>
                    <P>For this proposal the Department updates the assumptions regarding the electronic rate of disclosure for group health plans. The current estimate of 67.8 percent reflects the 2002 safe harbor where paper delivery is the default. However, because the proposed rulemaking proposes to make electronic delivery the default delivery method, the Department is now estimating a 90 percent rate of electronic disclosure for group health plans, which is discussed in greater detail below.</P>
                    <HD SOURCE="HD3">i. Electronic Delivery Rate When Paper Delivery is the Default</HD>
                    <P>
                        For purposes of estimating the electronic disclosure rate under the Departments 2002 safe harbor, the Department relied on survey data to assess participants' access to the internet through work and outside of work, as well as their willingness to receive information electronically. This framework reflects the structure of the Department's 2002 safe harbor, which conditions electronic delivery on both access and electronic consent.
                        <PRTPAGE P="46617"/>
                    </P>
                    <P>
                        With respect to internet access at work, the National Telecommunications and Information Administration's (NTIA) internet Use Survey indicates that in 2023, 46.5 percent of individuals between the ages of 25 and 64 reported having access to the internet at work.
                        <SU>78</SU>
                        <FTREF/>
                         In addition, a Greenwald &amp; Associates survey found that 84 percent of plan participants considered it acceptable for plans to make electronic delivery the default method of disclosure.
                        <SU>79</SU>
                        <FTREF/>
                         Applying these estimates yields an estimated electronic disclosure rate of 39.1 percent for disclosures delivered at work (46.5 percent × 84 percent).
                    </P>
                    <FTNT>
                        <P>
                            <SU>78</SU>
                             National Telecommunication and Information Administration (NTIA), 
                            <E T="03">internet Use Survey</E>
                             (2023).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>79</SU>
                             Quantria Strategies, 
                            <E T="03">Improving Outcomes with Electronic Delivery of Retirement Plan Documents</E>
                             (June 2015), 
                            <E T="03">https://www.sparkinstitute.org/content-files/improving_outcomes_with_electronic_delivery_of_retirement_plan_documents.pdf.</E>
                        </P>
                    </FTNT>
                    <P>
                        Regarding participants who only have internet access outside of work, NTIA data further indicate that an additional 47.0 percent of individuals age 25 and over have access to the internet only outside the workplace.
                        <SU>80</SU>
                        <FTREF/>
                         For this population, the Department relied on a 2013 Pew Research Center survey indicating that 61 percent of internet users engage in online banking, which is used as a proxy for affirmative consent to receive electronic disclosures.
                        <SU>81</SU>
                        <FTREF/>
                         Applying these proxies yields an estimated electronic disclosure rate of 28.7 percent for disclosures delivered outside of work (47 percent × 61 percent).
                    </P>
                    <FTNT>
                        <P>
                            <SU>80</SU>
                             This is calculated by subtracting the percent of individuals age 25 and over who use internet at work (37.2 percent) from the percent of individuals 25 and over who use the internet anywhere (84.2 percent). NTIA, 
                            <E T="03">internet Use Survey</E>
                             (2023).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>81</SU>
                             Susannah Fox, 
                            <E T="03">51% of U.S. Adults Bank Online</E>
                             (Aug. 2013), 
                            <E T="03">https://www.pewresearch.org/internet/2013/08/07/51-of-u-s-adults-bank-online/.</E>
                        </P>
                    </FTNT>
                    <P>
                        Taken together, these estimates produce an overall electronic disclosure rate of 67.8 percent when paper delivery is default.
                        <SU>82</SU>
                        <FTREF/>
                         Please see Table 4 for more details.
                    </P>
                    <FTNT>
                        <P>
                            <SU>82</SU>
                             In past cost analysis, EBSA has used an electronic disclosure rate of 58.3 percent. This estimate relied on the 2021 NTIA internet Use Survey. When updating this estimate to reflect the 2023 NTIA internet Use Survey, this estimate increases to 67.8 percent.
                        </P>
                    </FTNT>
                    <GPOTABLE COLS="4" OPTS="L2(,0,),nj,i1" CDEF="s50,r50,r50,r50">
                        <TTITLE>Table 4—Electronic Delivery of 67.8 for when Paper Delivery is Default</TTITLE>
                        <BOXHD>
                            <CHED H="1">Channel</CHED>
                            <CHED H="1">Internet access rate</CHED>
                            <CHED H="1">Proxy for acceptance/consent</CHED>
                            <CHED H="1">Electronic disclosure rate</CHED>
                        </BOXHD>
                        <ROW RUL="s">
                            <ENT I="25"> </ENT>
                            <ENT>(A)</ENT>
                            <ENT>(B)</ENT>
                            <ENT>(C) = (A x B)</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Internet Access at Work</ENT>
                            <ENT>46.5 percent (NTIA, access at work, between age 25 and 64)</ENT>
                            <ENT>84.0 percent (Greenwald, accept electronic default)</ENT>
                            <ENT>39.1 percent.</ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="01">Internet Access Outside of Work</ENT>
                            <ENT>47.0 percent (NTIA, access outside work, age 25 and over)</ENT>
                            <ENT>61.0 percent (Pew, online banking as proxy for affirmative consent)</ENT>
                            <ENT>28.7 percent.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Total Electronic Delivery Rate</ENT>
                            <ENT/>
                            <ENT/>
                            <ENT>67.8 percent.</ENT>
                        </ROW>
                    </GPOTABLE>
                    <HD SOURCE="HD3">ii. Electronic Delivery Rate when Electronic Delivery is the Default</HD>
                    <P>In response to the proposed rule, the Department has examined survey estimates regarding access and use of the internet with respect to health information in order to update the assumptions used in this analysis. Although the sources utilized vary in survey design, population, and question framing, they consistently indicate higher levels of acceptance of electronic delivery when paper remains available upon request. The Department's approach is intended to avoid reliance on any single survey and to reduce the risk of overstating acceptance based on one data source alone.</P>
                    <P>The Department has identified the following data related to actual interaction with electronic documents by plan participants:</P>
                    <P>
                        • According to the 2025 ERIC and Ipsos poll, 91 percent of employees enrolled in ERISA-covered health plans most often access their benefits information electronically (
                        <E T="03">e.g.</E>
                         by email, online portal, or mobile app), and 78 percent prefer to use default electronic delivery to receive information about their health insurance benefit.
                        <SU>83</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>83</SU>
                             ERIC, 
                            <E T="03">ERIC and Ipsos Survey Finds Strong Support for Default E-Delivery of Workers' Health Benefits Information</E>
                             (2025), 
                            <E T="03">https://www.eric.org/wp-content/uploads/2025/05/Ipsos_ERIC_ERISA-eDelivery-Poll_Results_5.2025.pdf.</E>
                        </P>
                    </FTNT>
                    <P>
                        • Data from the Health Information National Trends Survey (HINTS) indicate that 92.1 percent of adults, in 2022, reported using a computer, smartphone, or other electronic means to look up health information, communicate with providers, schedule appointments, or access test results.
                        <SU>84</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>84</SU>
                             National Institute of Health, 
                            <E T="03">Health Information National Trends Survey (HINTS),</E>
                             (last visited Apr. 28, 2026), 
                            <E T="03">https://odphp.health.gov/healthypeople/objectives-and-data/browse-objectives/health-it/increase-proportion-adults-who-use-it-track-health-care-data-or-communicate-providers-hchit-07/data,</E>
                        </P>
                    </FTNT>
                    <P>Based on these studies, the Department has updated the estimated electronic delivery rate to 90 percent. While the 2025 ERIC and Ipsos poll found that fewer employees preferred electronic delivery, as most are already accessing information electronically, the Department believes that not all individuals who do not “prefer” electronic delivery would opt out of electronic delivery if it becomes the default. In developing this estimate, the Department chose to use a slightly lower, rounded estimate to account for this uncertainty.</P>
                    <P>
                        Further, this electronic rate is consistent with the notion that group health plan participants may be younger on average, and they are more likely to access information online. According to the 2021 American Community Survey, internet access was high among younger households between ages 15 to 64, with access rates generally ranging from approximately 92 to 95 percent. In contrast, internet access among older households, specifically 65 and over, was somewhat lower (81 percent).
                        <SU>85</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>85</SU>
                             United States Census, 
                            <E T="03">Computer and internet Use in the United States: 2021,</E>
                             American Community Survey, Table 1 (June 2024), 
                            <E T="03">https://www2.census.gov/library/publications/2024/demo/acs-56.pdf.</E>
                        </P>
                    </FTNT>
                    <P>The Department requests comments on these assumptions.</P>
                    <HD SOURCE="HD3">b. Cost of Notice of internet Availability</HD>
                    <P>The proposed rule requires that group health plans electronically send a NOIA to all participants. The Department assumes the notice would be sent electronically on an annual basis to an estimated 90 percent of participants with an estimated 10 percent of participants receiving a paper notice.</P>
                    <P>
                        The Department also assumes the preparation of the notice would 
                        <PRTPAGE P="46618"/>
                        primarily be automated and would rely on standardized templates. Therefore, the Department estimates that each group health plan would require 1 hour by a compensation and benefits manager, at an hourly labor cost of $193.15,
                        <SU>86</SU>
                        <FTREF/>
                         to prepare the NOIA in the first year. Please see Table 5 for calculations and burden.
                    </P>
                    <FTNT>
                        <P>
                            <SU>86</SU>
                             Internal DOL calculation for 2026 labor costs, based on 2024 labor cost data. For a description of DOL's methodology for calculating wage rates, see 
                            <E T="03">Labor Cost Inputs Used in the Employee Benefits Security Administration, Office of Policy and Research's Regulatory Impact Analyses and Paperwork Reduction Act Burden Calculations</E>
                             (June 2019), 
                            <E T="03">https://www.dol.gov/sites/dolgov/files/EBSA/laws-and-regulations/rules-and-regulations/technical-appendices/labor-cost-inputs-used-in-ebsa-opr-ria-and-pra-burden-calculations-june-2019.pdf.</E>
                        </P>
                    </FTNT>
                    <P>The Department anticipates a small share of emails would be non-deliverable and would bounce back. In such cases, plans would undertake follow-up actions to obtain a valid email address or provide the notice through paper. The Department recognizes that this process would require some administrative effort; however, maintaining participant contact information, monitoring email delivery, and following up with the affected individuals are already part of the plan's regular business practices. Given the routine nature of these administrative tasks, the Department believes that the proposed requirements would not impose significant additional burden on plans. The Department requests comment on this assumption.</P>
                    <HD SOURCE="HD3">c. Cost of Posting Disclosures and Documents Online</HD>
                    <P>Most health insurance plans offer independent online platforms, such as websites and online portals, that enable users to access information regarding coverage options, benefits, claims processing, and other relevant updates. While a minority of health plans may lack dedicated websites, their information is still accessible through third-party websites or the websites of their parent companies. The Department is of the view that all the required documents are currently available online to participants, and plans and issuers would leverage their existing systems and would thus not incur any additional burden or cost to create new websites or participant portals as a result of this proposed rule.</P>
                    <P>The Department notes that the posting of disclosures and documents on a website or a participant portal is not a new requirement of the proposed rule but is already included in the baseline as a part of the Department's 2002 safe harbor. The proposed rule would allow more plans, specifically group health plans, to rely on electronic delivery as a default. The Department does not expect plans to incur additional costs as a result of posting disclosures and documents online. For example, if a disclosure is generic and applies to the plan as a whole, plans have already likely posted such documents on their websites and therefore would not incur additional costs.</P>
                    <P>The Department acknowledges that there are some participant-specific scenarios, which may arise that were previously not part of the baseline. One scenario could be where a disclosure is specific to a participant, and the participant is transitioning from paper to electronic delivery. In this scenario, the plan may need to post such documents online for these individual participants, however they may already post this notice for other plan participants and therefore have the processes in place to expand. Another more likely scenario is that plans may already post individual-specific documents online, even when a participant has requested paper delivery but maintains an online account. Although plans may incur some costs in these scenarios, these activities are part of current operations; therefore, the Department does not anticipate that the proposed rule would result in significant additional burden to plans.</P>
                    <P>The Department requests comments on these assumptions.</P>
                    <HD SOURCE="HD3">d. Cost of Initial Notice of Default E-Delivery and Right to Opt Out</HD>
                    <P>The proposed rule would require group health plans to send the initial notice of default e-delivery and right to opt out in paper to all participants. The Department assumes that each plan would send the notice of default e-delivery and the right to opt out and that the preparation of this notice would primarily be automated and would rely on standardized templates. Therefore, the Department estimates that each group health plan would require one hour by a compensation and benefit manager at a wage rate of $193.15 to prepare the notice in the first year. Please see Table 5 for calculations and burden.</P>
                    <P>
                        The Department also assumes that this notice would be sent with other plan materials, resulting in only printing costs. The Department estimates the printing cost to be 5 cents per page, resulting in a printing of $0.20.
                        <SU>87</SU>
                        <FTREF/>
                         In the first year, the Department assumes that all participants would receive the notice of default e-delivery and right to opt out. In subsequent years, it is assumed that only newly enrolled participants would receive the opt-out notification. Please see Table 6 for printing costs of the notice.
                    </P>
                    <FTNT>
                        <P>
                            <SU>87</SU>
                             The Department assumes that the initial notice of default e-delivery and right to opt out would be 4 pages long. The printing cost for each page is 5 cents. Thus, the printing cost per notice is $0.20 ($0.05 × 4 pages = $0.20).
                        </P>
                    </FTNT>
                    <GPOTABLE COLS="6" OPTS="L2(,0,),nj,i1" CDEF="s50,12,12,12,12,18">
                        <TTITLE>Table 5—Costs To Prepare Notices</TTITLE>
                        <BOXHD>
                            <CHED H="1">Activity</CHED>
                            <CHED H="1">
                                Number of
                                <LI>respondents</LI>
                            </CHED>
                            <CHED H="1">
                                Number of hours per
                                <LI>respondent</LI>
                            </CHED>
                            <CHED H="1">
                                Total hour 
                                <LI>burden</LI>
                            </CHED>
                            <CHED H="1">Hourly wage rate</CHED>
                            <CHED H="1">Total equivalent cost of hour burden</CHED>
                        </BOXHD>
                        <ROW RUL="s">
                            <ENT I="25"> </ENT>
                            <ENT>(A)</ENT>
                            <ENT>(B)</ENT>
                            <ENT>(C) = (A × B)</ENT>
                            <ENT>(D)</ENT>
                            <ENT>(E) = (A × B × D)</ENT>
                        </ROW>
                        <ROW EXPSTB="05" RUL="s">
                            <ENT I="21">
                                <E T="02">Notice of Internet Availability</E>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="00" RUL="s">
                            <ENT I="01">Compensation and benefits manager prepares and email notices of internet availability (First year)</ENT>
                            <ENT>* 21,586</ENT>
                            <ENT>1</ENT>
                            <ENT>21,586</ENT>
                            <ENT>$193.15</ENT>
                            <ENT>$4,169,336</ENT>
                        </ROW>
                        <ROW EXPSTB="05" RUL="s">
                            <ENT I="21">
                                <E T="02">Prepare Initial Notice of Default E-Delivery and Right to Opt Out</E>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="00" RUL="n,s">
                            <ENT I="01">Compensation and benefits manager prepares notice (First year)</ENT>
                            <ENT>21,586</ENT>
                            <ENT>1</ENT>
                            <ENT>21,586</ENT>
                            <ENT>193.15</ENT>
                            <ENT>4,169,336</ENT>
                        </ROW>
                        <ROW>
                            <PRTPAGE P="46619"/>
                            <ENT I="03">Total First Year</ENT>
                            <ENT>21,586</ENT>
                            <ENT/>
                            <ENT>43,172</ENT>
                            <ENT/>
                            <ENT>8,338,672</ENT>
                        </ROW>
                        <TNOTE>
                            <E T="02">Note:</E>
                             This is the sum of the number of ERISA-group health plans with more than 1,000 participants and beneficiaries (20,570), the number of TPAs (205), and Issuers/state combinations in the group market (811).
                        </TNOTE>
                    </GPOTABLE>
                    <GPOTABLE COLS="6" OPTS="L2(,0,),nj,i1" CDEF="s50,12,12,12,12,13">
                        <TTITLE>Table 6—Printing Costs for Initial Notice of Default E-Delivery and Right to Opt Out</TTITLE>
                        <BOXHD>
                            <CHED H="1">Activity</CHED>
                            <CHED H="1">
                                Number of
                                <LI>notices</LI>
                            </CHED>
                            <CHED H="1">
                                Percent of
                                <LI>notices sent in mail</LI>
                            </CHED>
                            <CHED H="1">
                                Number of
                                <LI>notices sent in mail</LI>
                            </CHED>
                            <CHED H="1">Printing cost per notice</CHED>
                            <CHED H="1">Total costs</CHED>
                        </BOXHD>
                        <ROW RUL="s">
                            <ENT I="25"> </ENT>
                            <ENT>(A)</ENT>
                            <ENT>(B)</ENT>
                            <ENT>(C) = (A × B)</ENT>
                            <ENT>(D)</ENT>
                            <ENT>(E) = (C × D)</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">First Year</ENT>
                            <ENT>* 68,134,832</ENT>
                            <ENT>100.0</ENT>
                            <ENT>68,134,832</ENT>
                            <ENT>$0.20</ENT>
                            <ENT>$13,626,966</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Second Year</ENT>
                            <ENT>32,650,854</ENT>
                            <ENT>100.0</ENT>
                            <ENT>32,650,854</ENT>
                            <ENT>0.20</ENT>
                            <ENT>6,530,171</ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="01">Third Year</ENT>
                            <ENT>32,650,854</ENT>
                            <ENT>100.0</ENT>
                            <ENT>32,650,854</ENT>
                            <ENT>0.20</ENT>
                            <ENT>6,530,171</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Three-Year Average</ENT>
                            <ENT>44,478,847</ENT>
                            <ENT/>
                            <ENT>44,478,847</ENT>
                            <ENT/>
                            <ENT>$8,895,769</ENT>
                        </ROW>
                        <TNOTE>
                            <E T="02">Note:</E>
                        </TNOTE>
                        <TNOTE>*In the first year, the opt-out notifications are assumed to be sent to all participants. The Department estimates that there are 68,134,832 policyholders between the ages of 15 and 64 in the private sector, based on the 2024 Current Population Survey's Annual Social and Economic Supplement.</TNOTE>
                        <TNOTE>* * In subsequent years, opt-out notifications are assumed to be sent only to newly enrolled participants. Using the 2024 Job Openings and Labor Turnover Survey (JOLTS) data, there are 60,859,000 new hires in the private sector. The Department also estimates that 53.65 percent of workers are ESI policyholders, based on the 2024 Current Population's Survey Annual Social and Economic Supplement. This results in an estimated 32,650,854 ESI policyholders for which the notice would be sent in subsequent years (60,859,000 new hires × 53.65 percent).</TNOTE>
                    </GPOTABLE>
                    <HD SOURCE="HD3">3. Summary of Total Costs</HD>
                    <P>A summary of the costs associated with the proposed rule can be found in Table 7.</P>
                    <GPOTABLE COLS="3" OPTS="L2,nj,i1" CDEF="s50,12,12">
                        <TTITLE>Table 7—Summary of Total Costs</TTITLE>
                        <BOXHD>
                            <CHED H="1">Activity</CHED>
                            <CHED H="1">First year cost</CHED>
                            <CHED H="1">Subsequent year cost</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Rule Familiarization</ENT>
                            <ENT>$8,098,204</ENT>
                            <ENT>$0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Preparation of Notices</ENT>
                            <ENT>8,338,672</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="01">Printing Notices</ENT>
                            <ENT>13,626,966</ENT>
                            <ENT>6,530,171</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Total</ENT>
                            <ENT>30,063,842</ENT>
                            <ENT>6,530,171</ENT>
                        </ROW>
                    </GPOTABLE>
                    <HD SOURCE="HD3">4. Sensitivity Analyses of Costs to Time Estimates</HD>
                    <P>Given the uncertainty surrounding these cost estimates, particularly due to variation in plan complexity, the Department has conducted a sensitivity analysis to examine how the estimated costs would change if there were a decrease or increase in the hour burden from the primary assumptions. Please see Table 8 for sensitivity analysis of hour burden estimates regarding the change in time required for rule familiarization, notice of internet availability, and initial notice of default e-delivery and right to opt out.</P>
                    <GPOTABLE COLS="6" OPTS="L2(,0,),nj,i1" CDEF="s50,12,12,12,18,18">
                        <TTITLE>Table 8—Sensitivity Analysis Table</TTITLE>
                        <BOXHD>
                            <CHED H="1">Activity</CHED>
                            <CHED H="1">
                                Number of
                                <LI>notices</LI>
                            </CHED>
                            <CHED H="1">
                                Number of hours per 
                                <LI>notice</LI>
                            </CHED>
                            <CHED H="1">Hourly wage rate</CHED>
                            <CHED H="1">Total cost</CHED>
                            <CHED H="1">Change in cost</CHED>
                        </BOXHD>
                        <ROW RUL="s">
                            <ENT I="25"> </ENT>
                            <ENT>(A)</ENT>
                            <ENT>(B)</ENT>
                            <ENT>(C)</ENT>
                            <ENT>(D) = (A × B × C)</ENT>
                            <ENT>
                                (E) = primary cost 
                                <LI>estimate−(D)</LI>
                            </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22">
                                1. 
                                <E T="03">Rule Familiarization:</E>
                            </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">
                                <E T="03">A. Legal professional reviews proposed rule (First year)</E>
                            </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>21,586</ENT>
                            <ENT>0.5</ENT>
                            <ENT>$187.58</ENT>
                            <ENT>$2,024,551</ENT>
                            <ENT>−$6,073,653</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>21,586</ENT>
                            <ENT>1</ENT>
                            <ENT>187.58</ENT>
                            <ENT>4,049,102</ENT>
                            <ENT>−4,049,102</ENT>
                        </ROW>
                        <ROW>
                            <PRTPAGE P="46620"/>
                            <ENT I="01">
                                <E T="03">Primary Assumption</E>
                            </ENT>
                            <ENT>
                                <E T="03">21,586</E>
                            </ENT>
                            <ENT>
                                <E T="03">2</E>
                            </ENT>
                            <ENT>
                                <E T="03">187.58</E>
                            </ENT>
                            <ENT>
                                <E T="03">8,098,204</E>
                            </ENT>
                            <ENT>
                                <E T="03">0</E>
                            </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>21,586</ENT>
                            <ENT>4</ENT>
                            <ENT>187.58</ENT>
                            <ENT>16,196,408</ENT>
                            <ENT>8,098,204</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>21,586</ENT>
                            <ENT>5</ENT>
                            <ENT>187.58</ENT>
                            <ENT>20,245,509</ENT>
                            <ENT>12,147,306</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22">
                                <E T="03">2. Notice of Internet Availability:</E>
                            </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">
                                <E T="03">A. Compensation and Benefits Manager prepares Notice of Internet Availability (First year)</E>
                            </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>21,586</ENT>
                            <ENT>0.25</ENT>
                            <ENT>193.15</ENT>
                            <ENT>1,042,334</ENT>
                            <ENT>−3,127,002</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>21,586</ENT>
                            <ENT>0.5</ENT>
                            <ENT>193.15</ENT>
                            <ENT>2,084,668</ENT>
                            <ENT>−2,084,668</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">
                                <E T="03">Primary Assumption</E>
                            </ENT>
                            <ENT>
                                <E T="03">21,586</E>
                            </ENT>
                            <ENT>
                                <E T="03">1</E>
                            </ENT>
                            <ENT>
                                <E T="03">193.15</E>
                            </ENT>
                            <ENT>
                                <E T="03">4,169,336</E>
                            </ENT>
                            <ENT>
                                <E T="03">0</E>
                            </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>21,586</ENT>
                            <ENT>2</ENT>
                            <ENT>193.15</ENT>
                            <ENT>8,338,672</ENT>
                            <ENT>4,169,336</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>21,586</ENT>
                            <ENT>3</ENT>
                            <ENT>193.15</ENT>
                            <ENT>12,508,008</ENT>
                            <ENT>8,338,672</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22">
                                <E T="03">3. Initial Notice of Default E-Delivery and Right to Opt Out:</E>
                            </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">
                                <E T="03">A. Compensation and Benefits Manager prepares initial notice of default e-delivery and right to opt out (First year)</E>
                            </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>21,586</ENT>
                            <ENT>0.25</ENT>
                            <ENT>193.15</ENT>
                            <ENT>1,042,334</ENT>
                            <ENT>−3,127,002</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>21,586</ENT>
                            <ENT>0.5</ENT>
                            <ENT>193.15</ENT>
                            <ENT>2,084,668</ENT>
                            <ENT>−2,084,668</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">
                                <E T="03">Primary Assumption</E>
                            </ENT>
                            <ENT>
                                <E T="03">21,586</E>
                            </ENT>
                            <ENT>
                                <E T="03">1</E>
                            </ENT>
                            <ENT>
                                <E T="03">193.15</E>
                            </ENT>
                            <ENT>
                                <E T="03">4,169,336</E>
                            </ENT>
                            <ENT>
                                <E T="03">0</E>
                            </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>21,586</ENT>
                            <ENT>2</ENT>
                            <ENT>193.15</ENT>
                            <ENT>8,338,672</ENT>
                            <ENT>4,169,336</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>21,586</ENT>
                            <ENT>3</ENT>
                            <ENT>193.15</ENT>
                            <ENT>12,508,008</ENT>
                            <ENT>8,338,672</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>The combined cost differences from the primary assumptions with the lowest and the highest estimate in the sensitivity assumptions are summarized in Table 9 below.</P>
                    <GPOTABLE COLS="6" OPTS="L2,i1" CDEF="s50,12C,12C,12C,12C,12C">
                        <TTITLE>Table 9—Summary of Sensitivity Analysis</TTITLE>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1">Upper bound</CHED>
                            <CHED H="1">
                                Primary
                                <LI>assumption</LI>
                            </CHED>
                            <CHED H="1">Lower bound</CHED>
                            <CHED H="1">Difference with upper bound</CHED>
                            <CHED H="1">Difference with lower bound</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">First-year cost</ENT>
                            <ENT>$45,261,525</ENT>
                            <ENT>$16,436,876</ENT>
                            <ENT>$4,109,219</ENT>
                            <ENT>$28,824,649</ENT>
                            <ENT>−$12,327,657</ENT>
                        </ROW>
                        <TNOTE>
                            <E T="02">Note:</E>
                             Subsequent year costs are distribution costs only and constant across scenarios.
                        </TNOTE>
                    </GPOTABLE>
                    <HD SOURCE="HD3">5. Disclosure Cost Savings</HD>
                    <P>The Department anticipates that this proposed rule may reduce hourly costs, material costs, or service fees associated with mailing disclosures. TPAs typically charge group health plans for printing, mailing, and processing disclosures, and these costs would be lowered through web disclosures or disclosures by email. These service fees by TPAs are typically assessed at a per-piece cost to the plan, but these fees would also inherently capture the labor cost of the service provider to print and mail the disclosure. The Department anticipates this proposed rule would increase electronic delivery and reduce the costs associated with paper disclosures, resulting in a cost savings of approximately $402 million per year.</P>
                    <P>To estimate these cost savings, the Department looked at impacted information collections with the largest cost savings, which are estimated in Table 10. This rulemaking is a Department of Labor only rule making, so estimates of cost-savings takes into account only the Department's share of disclosure burden. The Department notes that while some notices shared with the Department of Health and Human Services could be affected, these proposed regulations do not change the status quo for entities under the jurisdiction of the Department of Health and Human Services. In addition, while the Department of the Treasury shares jurisdiction with the Department over ERISA-covered group health plans, Treasury's share of cost savings has not been included in this analysis.</P>
                    <P>The following information collection requests (ICRs) are among those to be affected:</P>
                    <FP SOURCE="FP-1">• 1210-0040 Employee Retirement Security Summary Annual Report</FP>
                    <FP SOURCE="FP-1">• 1210-0053 Employee Benefit Plan Claims Procedure Under the ERISA</FP>
                    <FP SOURCE="FP-1">• 1210-0113 National Medical Support Notice</FP>
                    <FP SOURCE="FP-1">• 1210-0123 Consolidated Omnibus Budget Reconciliation Act (COBRA)</FP>
                    <FP SOURCE="FP-1">• 1210-0137 Model Employer Children's Health Insurance Program Notice</FP>
                    <FP SOURCE="FP-1">• 1210-0138 Mental Health Parity and Addiction Equity Act (MHPAEA)</FP>
                    <FP SOURCE="FP-1">• 1210-0147 Summary of Benefits and Coverage (SBC) and Uniform Glossary Required Under the Affordable Care Act</FP>
                    <FP SOURCE="FP-1">• 1210-0149 Notice to Employees of Coverage Options Under Fair Labor Standards Act Section 18B</FP>
                    <FP SOURCE="FP-1">• 1210-0169 No Surprises Act: IDR Process</FP>
                    <P>
                        The Department notes that one stakeholder independently conducted an analysis to evaluate the impact of adopting electronic delivery as the default method for distributing welfare 
                        <PRTPAGE P="46621"/>
                        plan information.
                        <SU>88</SU>
                        <FTREF/>
                         The stakeholder estimated higher cost savings than the Department estimates.
                        <SU>89</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>88</SU>
                             Avalere Health, 
                            <E T="03">Memo on Cost Savings Associated with Default E-Delivery for ERISA Health &amp; Welfare Plan Disclosures</E>
                             (Nov. 25, 2025), 
                            <E T="03">https://www.eric.org/wp-content/uploads/2025/12/ERISA-E-Delivery-Economic-Model-Memo_FINAL.pdf.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>89</SU>
                             Avalere estimates that extending the safe harbor to ERISA health and welfare plan disclosures and some HHS disclosures would generate an estimated $19.5 billion in net savings for between 2025 and 2034.
                        </P>
                    </FTNT>
                    <P>The stakeholder's analysis appears to be based on a broader set of health-related information collection requirements, including notices administered by HHS, which are out of scope of this proposed rule. In addition, the stakeholder applied relatively uniform cost assumptions across information collection requirements, whereas the Department's estimates reflect notice-specific cost assumptions. The stakeholder's analysis also included costs not affected by a change in the form of delivery and are therefore not impacted by this proposed rule. For example, the stakeholder's analysis also included the labor costs of attorneys and mailing clerks associated with preparing the notice, which would not be affected by a change in the form of delivery. As a result of these jurisdictional and methodological differences, the Department's estimated cost savings are lower than those reported by the stakeholder.</P>
                    <GPOTABLE COLS="9" OPTS="L2(,0,),nj,p7,7/8,i1" CDEF="s50,10,11,10,10,8,15,15,10">
                        <TTITLE>Table 10—Estimated Annual Cost Savings Attributable to the Proposed Rule</TTITLE>
                        <BOXHD>
                            <CHED H="1">Selected disclosures</CHED>
                            <CHED H="1">OMB control numbers</CHED>
                            <CHED H="1">
                                No.s of disclosures
                                <LI>(millions)</LI>
                            </CHED>
                            <CHED H="1">
                                Current 
                                <LI>electronic </LI>
                                <LI>delivery rate</LI>
                            </CHED>
                            <CHED H="1">
                                New 
                                <LI>electronic </LI>
                                <LI>delivery rate</LI>
                            </CHED>
                            <CHED H="1">Cost per mailing</CHED>
                            <CHED H="1">
                                Mailing cost at current electronic delivery rate
                                <LI>($ million)</LI>
                            </CHED>
                            <CHED H="1">
                                Mailing cost at new electronic 
                                <LI>delivery rate</LI>
                                <LI>($ million)</LI>
                            </CHED>
                            <CHED H="1">
                                Annual cost savings from 
                                <LI>electronic </LI>
                                <LI>delivery rate change</LI>
                                <LI>($ million)</LI>
                            </CHED>
                        </BOXHD>
                        <ROW RUL="s">
                            <ENT I="25"> </ENT>
                            <ENT O="xl"/>
                            <ENT>(B)</ENT>
                            <ENT>(C)</ENT>
                            <ENT>(D)</ENT>
                            <ENT>(E)</ENT>
                            <ENT>F = [B × (1-C) × E]</ENT>
                            <ENT>G= [B × (1-D) × E]</ENT>
                            <ENT>H = (F-G)</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Employee Benefit Plan Claims Procedure Under the ERISA</ENT>
                            <ENT>1210-0053</ENT>
                            <ENT>1,436.02</ENT>
                            <ENT>0.68</ENT>
                            <ENT>0.90</ENT>
                            <ENT>$1.10</ENT>
                            <ENT>$508.64</ENT>
                            <ENT>$157.96</ENT>
                            <ENT>$350.7</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">No Surprises Act: IDR Process</ENT>
                            <ENT>1210-0169</ENT>
                            <ENT>25.21</ENT>
                            <ENT>0.68</ENT>
                            <ENT>0.90</ENT>
                            <ENT>1.05</ENT>
                            <ENT>8.52</ENT>
                            <ENT>2.65</ENT>
                            <ENT>5.9</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Summary of Benefits and Coverage (SBC) and Uniform Glossary Required Under the Affordable Care Act</ENT>
                            <ENT>1210-0147</ENT>
                            <ENT>38.90</ENT>
                            <ENT>0.68</ENT>
                            <ENT>0.90</ENT>
                            <ENT>1.05</ENT>
                            <ENT>13.15</ENT>
                            <ENT>4.08</ENT>
                            <ENT>9.1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Consolidated Omnibus Budget Reconciliation Act (COBRA)</ENT>
                            <ENT>1210-0123</ENT>
                            <ENT>56.78</ENT>
                            <ENT>0.68</ENT>
                            <ENT>0.90</ENT>
                            <ENT>1.05</ENT>
                            <ENT>19.20</ENT>
                            <ENT>5.96</ENT>
                            <ENT>13.2</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Model Employer Children's Health (CHIPRA)</ENT>
                            <ENT>1210-0137</ENT>
                            <ENT>223.43</ENT>
                            <ENT>0.68</ENT>
                            <ENT>0.90</ENT>
                            <ENT>0.20</ENT>
                            <ENT>14.39</ENT>
                            <ENT>4.47</ENT>
                            <ENT>9.9</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Employee Retirement Income Security Act Summary Annual Report Requirement (SAR)</ENT>
                            <ENT>1210-0040</ENT>
                            <ENT>33.68</ENT>
                            <ENT>0.68</ENT>
                            <ENT>0.90</ENT>
                            <ENT>1.10</ENT>
                            <ENT>11.93</ENT>
                            <ENT>3.70</ENT>
                            <ENT>8.2</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Notice to Employees of Coverage Options Under Fair Labor Standards Act Section 18B</ENT>
                            <ENT>1210-0149</ENT>
                            <ENT>31.60</ENT>
                            <ENT>0.68</ENT>
                            <ENT>0.90</ENT>
                            <ENT>0.24</ENT>
                            <ENT>2.41</ENT>
                            <ENT>0.75</ENT>
                            <ENT>1.7</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">National Medical Support Notice (NMSN)</ENT>
                            <ENT>1210-0113</ENT>
                            <ENT>10.75</ENT>
                            <ENT>0.68</ENT>
                            <ENT>0.90</ENT>
                            <ENT>1.05</ENT>
                            <ENT>3.64</ENT>
                            <ENT>1.13</ENT>
                            <ENT>2.5</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="01">Mental Health Parity and Addiction Equity Act (MHPAEA)</ENT>
                            <ENT>1210-0138</ENT>
                            <ENT>2.13</ENT>
                            <ENT>0.68</ENT>
                            <ENT>0.90</ENT>
                            <ENT>1.03</ENT>
                            <ENT>0.71</ENT>
                            <ENT>0.22</ENT>
                            <ENT>0.49</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Total Cost Savings</ENT>
                            <ENT/>
                            <ENT/>
                            <ENT/>
                            <ENT/>
                            <ENT/>
                            <ENT/>
                            <ENT/>
                            <ENT>401.7</ENT>
                        </ROW>
                    </GPOTABLE>
                    <GPOTABLE COLS="3" OPTS="L2,nj,i1" CDEF="s50,12,12">
                        <TTITLE>Table 11—Estimated Annual Net Cost Attributable to the Proposed Rule</TTITLE>
                        <TDESC>[$ million]</TDESC>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1">First year cost</CHED>
                            <CHED H="1">Subsequent year costs</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Rule Familiarization Costs</ENT>
                            <ENT>$8.1</ENT>
                            <ENT>$0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Preparing Disclosures</ENT>
                            <ENT>8.3</ENT>
                            <ENT>0.0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Mailing Cost of Opt-Out Notification</ENT>
                            <ENT>13.6</ENT>
                            <ENT>6.5</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Total Rule Costs</ENT>
                            <ENT>30.1</ENT>
                            <ENT>6.5</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Total Cost Savings</ENT>
                            <ENT>−401.7</ENT>
                            <ENT>401.7</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Net Cost *</ENT>
                            <ENT>−371.6</ENT>
                            <ENT>−395.1</ENT>
                        </ROW>
                        <TNOTE>
                            <E T="02">Note</E>
                            : A negative net cost reflects cost savings.
                        </TNOTE>
                    </GPOTABLE>
                    <HD SOURCE="HD2">J. Alternatives</HD>
                    <P>In addition to the regulatory approach outlined in the proposed rule, the Department considered an alternative approach during the development of the proposed rule. It is discussed in greater detail below.</P>
                    <HD SOURCE="HD3">1. Maintain the Existing Safe Harbor</HD>
                    <P>
                        The Department considered retaining the existing electronic disclosure safe harbor and not making changes to the requirements governing how group health plans provide disclosures to participants and beneficiaries. This approach would avoid any new compliance costs or changes to existing administrative processes. However, the Department believed that maintaining the current rules would not address the concerns regarding access to information that have emerged as technology and participant communication preferences have evolved.
                        <PRTPAGE P="46622"/>
                    </P>
                    <P>While maintaining the existing safe harbor would avoid short-term compliance costs—estimated as $30 million in the first year and $7 million in subsequent years—it would result in higher ongoing printing, mailing, and administrative costs. As discussed in the Costs section, the Department estimates that the proposed rule would result in cost savings of approximately $402 million annually. As such, maintaining the existing safe harbor would forgo efficiency gains and result in higher aggregate compliance costs over time. For these reasons, the Department did not select this alternative.</P>
                    <HD SOURCE="HD3">2. Expand the Proposed Rule To Cover All Welfare Plans</HD>
                    <P>
                        The Department also considered expanding the proposed rule to apply to all welfare (
                        <E T="03">e.g.</E>
                         disability, life insurance) plans, rather than limiting its scope to only group health plans. This approach would allow a broader set of welfare plans to rely on electronic delivery and could generate additional cost savings through reduced printing, mailing, and administrative expenses.
                    </P>
                    <P>However, welfare plans vary significantly in their disclosure requirements and administrative practices, and the Department determined that applying the proposed electronic delivery requirements across welfare plan types would not appropriately reflect these differences. For this reason, the Department did not select this alternative, concluding that limiting the scope of the proposed rule to group health plans was more appropriate at this time. Using the same methodology as used in the analysis for health plans extending the proposed rule to welfare plans would create an annual cost savings of $90,000.</P>
                    <HD SOURCE="HD3">3. Limit the Proposed Rule To Cover Certain Types of Group Health Plans</HD>
                    <P>Additionally, the Department considered limiting the expanded electronic safe harbor to certain categories of group health plans, such as large plans, collectively bargained plans, or plans whose participants are more likely to have consistent access to electronic communication This alternative could have targeted populations most likely to benefit from electronic disclosures and eased implementation challenges for smaller or resource-constrained plans. However, limiting the safe harbor based on plan characteristics would create inconsistent disclosure requirements and could increase administrative complexity for employers offering multiple types of plans.</P>
                    <P>The Department concluded that a uniform approach promotes regulatory clarity, reduces compliance burdens, and ensures more equitable treatment of similarly situated plans. For these reasons, the Department did not pursue a limited-scope alternative.</P>
                    <P>If the Department had restricted the proposed rule to cover only certain types of group health plans, this would have decreased the costs and cost savings of the proposed rule, decreasing the net cost savings overall. The extent of this decrease would depend on the restriction.</P>
                    <HD SOURCE="HD3">4. Require Additional Participant Protections</HD>
                    <P>Finally, the Department considered imposing additional participant protections beyond those included in this proposed rule, such as mandatory periodic paper reminders, enhanced confirmation requirements, or more stringent notice provisions. These alternative measures could have further reduced the risk that certain participants might overlook or fail to access electronic disclosures and may have provided additional reassurance for stakeholders concerned about digital accessibility.</P>
                    <P>However, expanding participant protection requirements would also increase administrative costs and complexity, potentially offsetting many of the efficiencies and cost savings associated with broader electronic delivery. After taking these issues into consideration, the Department concluded that the protections included in the proposed rule provide an appropriate and effective level of participant safeguards without imposing unnecessary burdens. As a result, this alternative was not selected.</P>
                    <HD SOURCE="HD2">K. Uncertainty</HD>
                    <HD SOURCE="HD3">1. Uncertainty on Security of Paper Documents vs. Electronic Documents</HD>
                    <P>
                        There is uncertainty regarding the extent to which electronic delivery improves the security of plan and personal information relative to paper-based disclosures. Paper documents may be lost, misdelivered, stolen, or intercepted, potentially exposing participants to privacy risks.
                        <SU>90</SU>
                        <FTREF/>
                         At the same time, electronic disclosures may introduce different risks, including unauthorized access through compromised accounts or systems.
                    </P>
                    <FTNT>
                        <P>
                            <SU>90</SU>
                             Kenesa Ahmad, 
                            <E T="03">The Top Five Reasons to Favor Electronic Disclosure, American Society of Pension Professionals &amp; Actuaries</E>
                             (Nov. 02, 2017), 
                            <E T="03">https://www.asppa-net.org/news/2017/11/top-five-reasons-favor-electronic-disclosure/.</E>
                        </P>
                    </FTNT>
                    <P>While electronic delivery may allow group health plans to implement security measures such as password protection, multi-factor authentication, encryption, and audit trails, the Department lacks comprehensive data to quantify how these protections compare to risks associated with mailed materials. Accordingly, the Department cannot determine with certainty whether electronic delivery reduces overall risks of unauthorized disclosure, identity theft, or compliance issues.</P>
                    <P>The Department requests comments on the relative frequency, severity, and consequences of data loss or unauthorized disclosures associated with mailed materials compared to electronic disclosures, including any available data or estimates regarding incidents involving PII and PHI.</P>
                    <HD SOURCE="HD3">2. Uncertainty on How Electronic Disclosures Would Impact Different Participants</HD>
                    <P>
                        There is also uncertainty whether electronic disclosures may be less accessible for older, rural, and low-income participants. It is possible that these participants may choose to opt out of electronic disclosures. Estimates based on smartphone ownership or home broadband services may not indicate those individuals for whom electronic disclosure may not be the optimal delivery method. Additionally, there are those that lack access to either smartphones or broadband internet. However, the lack of access to one form of electronic communication does not mean no access. For example, approximately a quarter of U.S. adults (24 percent) with household incomes below $30,000 a year reported that they do not own a smartphone. Furthermore, approximately 40 percent of U.S. adults with lower incomes do not have home broadband services (43 percent) or a desktop or laptop computer (41 percent).
                        <SU>91</SU>
                        <FTREF/>
                         Additionally, 28 percent of rural Americans reported not having a broadband internet connection at home, and 28 percent reported not owning a desktop or laptop.
                        <SU>92</SU>
                        <FTREF/>
                         These statistics are significant considering given that 26 
                        <PRTPAGE P="46623"/>
                        percent of U.S. adults aged 19 to 64 with incomes below 200 percent of the federal poverty level have private health insurance.
                        <SU>93</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>91</SU>
                             Emily Vogel, 
                            <E T="03">Digital Divide Persists Even as Americans with Lower Incomes Make Gains in Tech Adoption,</E>
                             Pew Research Center (June 22, 2021), 
                            <E T="03">https://www.pewresearch.org/short-reads/2021/06/22/digital-divide-persists-even-as-americans-with-lower-incomes-make-gains-in-tech-adoption/.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>92</SU>
                             The survey reported 72 percent of rural Americans having a broadband internet connection at home, and 72 reported owning desktop or laptop (
                            <E T="03">Source:</E>
                             Emily Vogel, 
                            <E T="03">Some Digital Divides Persist Between Rural, Urban and Suburban America,</E>
                             Pew Research Center (Aug. 19, 2021), 
                            <E T="03">https://www.pewresearch.org/short-reads/2021/08/19/some-digital-divides-persist-between-rural-urban-and-suburban-america/#:~:text=Roughly%20seven%2Din%2Dten%20rural,8%2C%202021.</E>
                            )
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>93</SU>
                             KFF, 
                            <E T="03">Health Insurance Coverage of Low Income Adults 19-64 (under 200% FPL)</E>
                             (2023), 
                            <E T="03">https://www.kff.org/state-health-policy-data/state-indicator/health-insurance-coverage-low-income-adults/?currentTimeframe=0&amp;sortModel=%7B%22colId%22:%22Location%22,%22sort%22:%22asc%22</E>
                            %7.
                        </P>
                    </FTNT>
                    <P>Even among individuals who have access to a smartphone or broadband connection, many participants may still face challenges navigating the digital landscape such as difficulty opening attachments, accessing secure portals, or managing password-protected documents due to overall lack of knowledge or updated technology. These barriers may reduce the effectiveness of electronic disclosures for certain plan participants.</P>
                    <HD SOURCE="HD2">L. Conclusion</HD>
                    <P>The proposed rule is intended to extend the 2002 safe harbor to group health plans so that participants and beneficiaries can more readily access required plan information through modern electronic delivery methods. The Department is of the view that expanding the safe harbor would increase the availability, timeliness, and usability of disclosures, allowing participants to receive plan materials in a manner that better reflects how participants communicate and obtain information today.</P>
                    <P>Increased reliance on electronic delivery is expected to reduce delays associated with paper-based delivery systems, improve the accuracy and consistency of information provided to participants, and support more efficient plan administration. By making key notices and disclosures more accessible, the proposed rule would provide faster access to plan documents and help participants make better-informed decisions about their benefits and rights under the plan. Taken together, these outcomes could strengthen participants' access to critical group health plan information, enhance administrative efficiency for group health plans, and ultimately improve overall engagement and understanding of available benefits.</P>
                    <HD SOURCE="HD1">IV. Paperwork Reduction Act—Department of Labor</HD>
                    <P>
                        As part of its continuing effort to reduce paperwork and respondent burden, the Department conducts a preclearance consultation program to allow the general public and Federal agencies to comment on proposed and continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA).
                        <SU>94</SU>
                        <FTREF/>
                         This helps to ensure that the public understands the Department's collection instructions, respondents can provide the requested data in the desired format, reporting burden (time and financial resources) is minimized, collection instruments are clearly understood, and the Department can properly assess the impact of collection requirements on respondents.
                    </P>
                    <FTNT>
                        <P>
                            <SU>94</SU>
                             44 U.S.C. 3506(c)(2)(A) (1995).
                        </P>
                    </FTNT>
                    <P>
                        Currently, the Department is soliciting comments concerning the proposed ICR included in the 
                        <E T="03">Electronic Disclosure by Group Health Plans Under ERISA.</E>
                         To obtain a copy of the ICR, contact the PRA addressee shown below or go to 
                        <E T="03">https://www.RegInfo.gov.</E>
                    </P>
                    <P>The Department has submitted a copy of the proposed rule to OMB in accordance with 44 U.S.C. 3507(d) for review of its information collections. The Department and OMB are particularly interested in comments that:</P>
                    <P>• Evaluate whether the collection of information is necessary for the functions of the agency, including whether the information will have practical utility;</P>
                    <P>• Evaluate the accuracy of the agency's estimate of the burden for the collection of information, including the validity of the methodology and assumptions used;</P>
                    <P>• Enhance the quality, utility, and clarity of the information to be collected; and</P>
                    <P>• Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology (for example, permitting electronically delivered responses).</P>
                    <P>
                        Commenters may send their views on the Department's PRA analysis in the same way they send comments in response to the proposed rule (for example, through the 
                        <E T="03">www.regulations.gov</E>
                         website), including as part of a comment responding to the broader NPRM.
                    </P>
                    <P>
                        PRA Addressee: Address requests for copies of the ICR to PRA Clearance Officer, Office of Research and Analysis, U.S. Department of Labor, Employee Benefits Security Administration, 200 Constitution Avenue NW, Room N-5718, Washington, DC 20210; 
                        <E T="03">ebsa.opr@dol.gov</E>
                         (
                        <E T="03">https://www.reginfo.gov/public/do/PRAMain</E>
                        ).
                    </P>
                    <P>
                        For a full discussion of this information collection please see the supporting statement that is part of the ICR, available at 
                        <E T="03">https://www.reginfo.gov/public/do/PRAMain.</E>
                    </P>
                    <HD SOURCE="HD2">A. Proposed Rule</HD>
                    <P>As discussed above, the proposed regulation would create two information collections that are subject to the PRA: The annual NOIA (29 CFR 2520.104b-32(d)(2)) and the initial notification (29 CFR 2520.104b-32(g)). The proposed rule would also reduce costs for some of the Department's existing information collections.</P>
                    <P>The Department is unaware of any data source that would directly identify the number of group health plans and TPAs that would decide to use the proposed rule. Therefore, for purposes of this analysis, the Department conservatively assumes that all group health plans and TPAs would use the proposed rule for at least some of their covered individuals. As discussed in the Cost Savings section above, the Department estimates that plan administrators using the proposed rule would incur a one-time start-up cost to prepare and distribute the annual NOIA and the initial notification. The proposed rule's impact on the hour and cost burden associated with the Department's information collections is discussed below.</P>
                    <P>Please see Table 12 for a summary of the hour and cost burden. For a description of how the estimates are obtained please see the Costs section of the RIA.</P>
                    <GPOTABLE COLS="4" OPTS="L2,i1" CDEF="s50,r35,r35,r35">
                        <TTITLE>Table 12—Summary of Hour and Cost Burden for Department of Labor</TTITLE>
                        <BOXHD>
                            <CHED H="1">Activity</CHED>
                            <CHED H="1">First year</CHED>
                            <CHED H="1">Subsequent year</CHED>
                            <CHED H="1">Three-year average</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Preparation of Notices (Hour Burden)</ENT>
                            <ENT>43,172 </ENT>
                            <ENT>0 </ENT>
                            <ENT>14,391 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Printing Costs (Cost Burden)</ENT>
                            <ENT>$13,626,966</ENT>
                            <ENT>$6,530,171</ENT>
                            <ENT>$8,895,769</ENT>
                        </ROW>
                    </GPOTABLE>
                    <PRTPAGE P="46624"/>
                    <P>
                        <E T="03">Agency:</E>
                         Employee Benefits Security Administration.
                    </P>
                    <P>
                        <E T="03">Title:</E>
                         Electronic Disclosure by Group Health Plans Under ERISA.
                    </P>
                    <P>
                        <E T="03">Type of Review:</E>
                         New.
                    </P>
                    <P>
                        <E T="03">OMB Control Number:</E>
                         1210-NEW.
                    </P>
                    <P>
                        <E T="03">Affected Public:</E>
                         Individuals or households; Businesses or other for-profit; Not-for-profit institutions.
                    </P>
                    <P>
                        <E T="03">Respondents:</E>
                         21,586.
                    </P>
                    <P>
                        <E T="03">Responses:</E>
                         44,478,847.
                    </P>
                    <P>
                        <E T="03">Estimated Total Burden Hours:</E>
                         14,391.
                    </P>
                    <P>
                        <E T="03">Estimated Total Costs:</E>
                         $8,895,769.
                    </P>
                    <HD SOURCE="HD2">B. Cost Reduction Associated With Other Existing Information Collections</HD>
                    <P>The proposed rule, if finalized, would affect the burden for existing information collections of covered disclosures by reducing the cost of delivery. Specifically, the proposed rule would reduce the burden associated with the information collections covered by the PRA, as listed and discussed below. The burden estimates shown are the cost burdens for the most recently approved ICRs. Burden savings adjust for the share of plans and participants the Department estimates would use electronic delivery. While cost saving can be large, the adjustment of the burden for these ICRs is not material and considered non-substantive changes to a currently approved collection, and therefore the Department will submit non-substantive change request for these ICRs to account for the changes in burden if the proposed rule is finalized.</P>
                    <P>
                        <E T="03">Title:</E>
                         Employee Retirement Income Security Act Summary Annual Report Requirement.
                    </P>
                    <P>
                        <E T="03">Type of Review:</E>
                         Revision.
                    </P>
                    <P>
                        <E T="03">OMB Control Number:</E>
                         1210-0040.
                    </P>
                    <P>
                        <E T="03">Affected Public:</E>
                         Businesses or other for-profits, Not-for-profit institutions.
                    </P>
                    <P>
                        <E T="03">Respondents:</E>
                         809,901.
                    </P>
                    <P>
                        <E T="03">Responses:</E>
                         178,211,549.
                    </P>
                    <P>
                        <E T="03">Estimated Total Burden Hours:</E>
                         1,068,322.
                    </P>
                    <P>
                        <E T="03">Estimated Total Costs:</E>
                         $18,423,119.
                    </P>
                    <P>
                        <E T="03">Descriptions:</E>
                    </P>
                    <P>ERISA section 104(b)(3) and the regulation published at 29 CFR 2520.104b-10 require, with certain exceptions, that administrators of employee benefit plans furnish annually to each participant and certain beneficiaries a summary annual report (SAR) meeting the requirements of the statute and regulation. The regulation prescribes the content and format of the SAR and the timing of its delivery. The SAR provides current information about the plan and assists those who receive it in understanding the plan's current financial operation and condition. It also explains participants' and beneficiaries' rights to receive further information on these issues.</P>
                    <P>The Department estimates that the proposed rule would reduce the annual cost burden by $8.2 million.</P>
                    <P>
                        <E T="03">Agency:</E>
                         Employee Benefits Security Administration, Department of Labor.
                    </P>
                    <P>
                        <E T="03">Title:</E>
                         Employee Benefit Plan Claims Procedure Under the ERISA.
                    </P>
                    <P>
                        <E T="03">Type of Review:</E>
                         Revision.
                    </P>
                    <P>
                        <E T="03">OMB Control Number:</E>
                         1210-0053.
                    </P>
                    <P>
                        <E T="03">Affected Public:</E>
                         Businesses or other for-profits, Not-for-profit institutions.
                    </P>
                    <P>
                        <E T="03">Respondents:</E>
                         1,361,027,168.
                    </P>
                    <P>
                        <E T="03">Responses:</E>
                         359,274,110.
                    </P>
                    <P>
                        <E T="03">Estimated Total Burden Hours:</E>
                         28,981,362.
                    </P>
                    <P>
                        <E T="03">Estimated Total Costs:</E>
                         $262,270,078.
                    </P>
                    <P>
                        <E T="03">Description:</E>
                    </P>
                    <P>In November 2000, the Department issued a final regulation establishing minimum claims procedure requirements that all employee benefit plans under ERISA must meet in order to satisfy the requirements of section 503 of ERISA. Section 505 of ERISA authorizes the Secretary to prescribe regulations as appropriate or necessary to carry out the provisions of Title I of ERISA. The regulation requires plans to provide every claimant who is denied a claim with a written or electronic notice that contains the specific reasons for denial, a reference to the relevant plan provisions on which the denial is based, a description of any additional information necessary to perfect the claim, and a description of steps to be taken if the participant or beneficiary wishes to appeal the denial. The regulation also requires that any adverse decision upon review be in writing (including electronic means) and include specific reasons for the decision, as well as references to relevant plan provisions. The information collection requirements included in the claims procedure regulation ensure that participants and beneficiaries (claimants) receive adequate information regarding the plan's claims procedures and the plan's handling of specific benefit claims.</P>
                    <P>The Department estimates that the proposed rule would reduce the annual cost burden by $350.7 million.</P>
                    <P>
                        <E T="03">Agency:</E>
                         Employee Benefits Security Administration, Department of Labor.
                    </P>
                    <P>
                        <E T="03">Title:</E>
                         National Medical Support Notice.
                    </P>
                    <P>
                        <E T="03">Type of Review:</E>
                         Revision.
                    </P>
                    <P>
                        <E T="03">OMB Control Number:</E>
                         1210-0113.
                    </P>
                    <P>
                        <E T="03">Affected Public:</E>
                         Businesses or other for-profits, Not-for-profit institutions.
                    </P>
                    <P>
                        <E T="03">Respondents:</E>
                         399,269.
                    </P>
                    <P>
                        <E T="03">Responses:</E>
                         5,645,697.
                    </P>
                    <P>
                        <E T="03">Estimated Total Burden Hours:</E>
                        896,142.
                    </P>
                    <P>
                        <E T="03">Estimated Total Costs:</E>
                         $5,927,982.
                    </P>
                    <P>
                        <E T="03">Description:</E>
                    </P>
                    <P>
                        Pursuant to section 401(a) of the Child Support Performance and Incentive Act of 1998 (CSPIA),
                        <SU>95</SU>
                        <FTREF/>
                         the Department of Labor (the Department) and HHS jointly promulgated the National Medical Support Notice Final Rule on December 27, 2000 (65 FR 82128) (NMSN Regulation). The NMSN Regulation simplifies the issuance and processing of medical child support orders; standardizes communication between State agencies, employers, and Plan Administrators; and creates a uniform and streamlined process for enforcement of medical child support to ensure that all eligible children receive the health care coverage to which they are entitled.
                    </P>
                    <FTNT>
                        <P>
                            <SU>95</SU>
                             Public Law 105-200 (July 16, 1998).
                        </P>
                    </FTNT>
                    <P>The NMSN Regulation, codified at 29 CFR 2590.609-2, includes a model notice that is comprised of two parts: part A is a notice from the State agency to the employer, entitled: “Notice to Withhold for Health Care Coverage;” and part B is a notice from the employer to the Plan Administrator, entitled: “Medical Support Notice to Plan Administrator.” Both parts have detailed instructions informing the recipient to whom responses are due depending on varying circumstances. This ICR addresses the Plan Administrator's responsibilities under NMSN Regulation to complete part B of the NMSN, the “Plan Administrator Response,” pursuant to the CSPIA and section 609(a)(5)(C) of title I of ERISA.</P>
                    <P>The “Plan Administrator Response” in part B of the NMSN requires the Plan Administrator to provide information verifying whether the child is or will be receiving health care coverage from the group health plan. If enrollment has already occurred or can begin immediately, the Plan Administrator's response in part B serves as notice to the State agency, the participant (parent), the child, their non-participant parent or guardian and the employer that the child is or will begin receiving dependent health care coverage pursuant to the group health plan. When the child is eligible for more than one coverage option, the Administrator must first send the part B response to the State agency so that the agency may choose one option. The Plan Administrator must also use the part B response to notify all the above-affected persons of any waiting period before enrollment of the child can occur.</P>
                    <P>The Department estimates that the proposed rule would reduce the annual cost burden by $2.5 million.</P>
                    <P>
                        <E T="03">Agency:</E>
                         Employee Benefits Security Administration, Department of Labor.
                        <PRTPAGE P="46625"/>
                    </P>
                    <P>
                        <E T="03">Title:</E>
                         Consolidated Omnibus Budget Reconciliation Act (COBRA).
                    </P>
                    <P>
                        <E T="03">Type of Review:</E>
                         Revision.
                    </P>
                    <P>
                        <E T="03">OMB Control Number:</E>
                         1210-0123.
                    </P>
                    <P>
                        <E T="03">Affected Public:</E>
                         Businesses or other for-profits, Not-for-profit institutions.
                    </P>
                    <P>
                        <E T="03">Respondents:</E>
                         1,955,080.
                    </P>
                    <P>
                        <E T="03">Responses:</E>
                         26,890,373.
                    </P>
                    <P>
                        <E T="03">Estimated Total Burden Hours:</E>
                         490,857.
                    </P>
                    <P>
                        <E T="03">Estimated Total Costs:</E>
                         $16,403,128.
                    </P>
                    <P>
                        <E T="03">Description:</E>
                    </P>
                    <P>COBRA provides that under certain circumstances participants and beneficiaries of group health plans that satisfy the definition of qualified beneficiaries under COBRA may elect to continue group health coverage temporarily following events known as a qualifying event that would otherwise result in loss of coverage. COBRA provides that the Secretary of Labor (the Secretary) has the authority under section 608 of ERISA to carry out the provisions of Part 6 of title I of ERISA. The Conference Report that accompanied COBRA authorized the Secretary to issue regulations implementing the notice and disclosure requirements of COBRA. Under the regulatory guidelines, plan administrators are required to distribute notices as follows: a general notice to be distributed to all participants in group health plans subject to COBRA; an employer notice that must be completed by the employer upon the occurrence of a qualifying event; a notice and election form to be sent to a participant upon the occurrence of a qualifying event that might cause the participant to lose group health coverage; an employee notice that may be completed by a qualified beneficiary upon the occurrence of certain qualifying events such as divorce or disability; and, two other notices, one of early termination and the other a notice of unavailability. Also included in the ICR are two model notices that the Department believes would help reduce costs for service providers in preparing and delivering notices to comply with the regulations.</P>
                    <P>The Department estimates that the proposed rule would reduce the annual cost burden by $13.2 million.</P>
                    <P>
                        <E T="03">Agency:</E>
                         Employee Benefits Security Administration, Department of Labor.
                    </P>
                    <P>
                        <E T="03">Title:</E>
                         Model Employer Children's Health Insurance Program Notice.
                    </P>
                    <P>
                        <E T="03">Type of Review:</E>
                         Revision.
                    </P>
                    <P>
                        <E T="03">OMB Control Number:</E>
                         1210-0137.
                    </P>
                    <P>
                        <E T="03">Affected Public:</E>
                         Businesses or other for-profits, Not-for-profit institutions.
                    </P>
                    <P>
                        <E T="03">Respondents:</E>
                         7,156,384.
                    </P>
                    <P>
                        <E T="03">Responses:</E>
                         223,433,165.
                    </P>
                    <P>
                        <E T="03">Estimated Total Burden Hours:</E>
                         776,430.
                    </P>
                    <P>
                        <E T="03">Estimated Total Costs:</E>
                         $18,634,326.
                    </P>
                    <P>
                        <E T="03">Description:</E>
                    </P>
                    <P>On February 4, 2009, the Children's Health Insurance Program Reauthorization Act of 2009 was signed into law (CHIPRA, Pub. L. 111-3). Under ERISA section 701(f)(3)(B)(i)(I), PHS Act section 2701(f)(3)(B)(i)(I), and section 9801(f)(3)(B)(i)(I) of the Code, as added by CHIPRA, an employer that maintains a group health plan in a State that provides medical assistance under a State Medicaid plan under title XIX of the Social Security Act (SSA), or child health assistance under a State child health plan under title XXI of the SSA, in the form of premium assistance for the purchase of coverage under a group health plan, is required to make certain disclosures. Specifically, the employer is required to notify each employee of potential opportunities currently available in the State in which the employee resides for premium assistance under Medicaid and Children's Health Insurance Program (CHIP) for health coverage of the employee or the employee's dependents. These notices are referred to as “Employer CHIP Notices.” ERISA section 701(f)(3)(B)(i)(II) requires the Department of Labor to provide employers with model language for the Employer CHIP Notices to enable them to timely comply with this requirement, which is referred to as the “Model Employer CHIP Notice.” The model language is required to include information on how an employee may contact the State in which the employee resides for additional information regarding potential opportunities for premium assistance, including how to apply for such assistance.</P>
                    <P>The Department estimates that the proposed rule would reduce the annual cost burden by $9.9 million.</P>
                    <P>
                        <E T="03">Agency:</E>
                         Employee Benefits Security Administration, Department of Labor.
                    </P>
                    <P>
                        <E T="03">Title:</E>
                         Mental Health Parity and Addiction Equity Act (MHPAEA).
                    </P>
                    <P>
                        <E T="03">Type of Review:</E>
                         Revision.
                    </P>
                    <P>
                        <E T="03">OMB Control Number:</E>
                         1210-0138.
                    </P>
                    <P>
                        <E T="03">Affected Public:</E>
                         Businesses or other for-profits, Not-for-profit institutions.
                    </P>
                    <P>
                        <E T="03">Respondents:</E>
                         2,129,516.
                    </P>
                    <P>
                        <E T="03">Responses:</E>
                         1,776,016.
                    </P>
                    <P>
                        <E T="03">Estimated Total Burden Hours:</E>
                         707,951.
                    </P>
                    <P>
                        <E T="03">Estimated Total Costs:</E>
                         $3,303,390.
                    </P>
                    <P>
                        <E T="03">Description:</E>
                    </P>
                    <P>The Paul Wellstone and Pete Domenici Mental Health Parity and Addiction Equity Act of 2008 (MHPAEA) was enacted on October 3, 2008, as sections 511 and 512 of the Tax Extenders and Alternative Minimum Tax Relief Act of 2008 (Division C of Pub. L. 110-343). MHPAEA amends ERISA, the PHS Act, and the Code. In 1996, Congress enacted the Mental Health Parity Act of 1996, which required parity in aggregate lifetime and annual dollar limits for mental health benefits and medical and surgical benefits. Those mental health parity provisions were codified in section 712 of ERISA, section 2705 of the PHS Act, and section 9812 of the Code. The changes made by MHPAEA are codified in these same sections and consist of new requirements as well as amendments to several of the existing mental health parity provisions applicable to group health plans and health insurance coverage offered in connection with a group health plan. MHPAEA and the interim final regulations do not apply to small employers who have between two and 50 employees. The changes made by MHPAEA are generally effective for plan years beginning after October 3, 2009. MHPAEA and the final regulations (29 CFR 2590.712(d)) require plan administrators to disclose the criteria for medical necessity determinations with respect to mental health and substance use disorder benefits. These third-party disclosures are ICRs for purposes of the PRA. In response to provisions of the Cures Act, the Department provides a model form that participants, enrollees, or their authorized representatives can use to request information from their health plan or issuer regarding Non-Quantitative Treatment Limitations (NQTLs) that may affect their Mental Health and Substance Use Disorders (MH/SUD) benefits, or to obtain documentation after an adverse benefit determination involving MH/SUD benefits to support an appeal.</P>
                    <P>The Department estimates that the proposed rule would reduce the annual cost burden by $0.49 million.</P>
                    <P>
                        <E T="03">Agency:</E>
                         Employee Benefits Security Administration, Department of Labor.
                    </P>
                    <P>
                        <E T="03">Title:</E>
                         Summary of Benefits and Coverage and Uniform Glossary Required Under the Affordable Care Act (SBC).
                    </P>
                    <P>
                        <E T="03">Type of Review:</E>
                         Revision.
                    </P>
                    <P>
                        <E T="03">OMB Control Number:</E>
                         1210-0147.
                    </P>
                    <P>
                        <E T="03">Affected Public:</E>
                         Businesses or other for-profits, Not-for-profit institutions.
                    </P>
                    <P>
                        <E T="03">Respondents:</E>
                         2,588,983.
                    </P>
                    <P>
                        <E T="03">Responses:</E>
                         33,829,725.
                    </P>
                    <P>
                        <E T="03">Estimated Total Burden Hours:</E>
                         303,970.
                    </P>
                    <P>
                        <E T="03">Estimated Total Costs:</E>
                         $15,224,218.
                    </P>
                    <P>
                        <E T="03">Description:</E>
                    </P>
                    <P>
                        The Patient Protection and Affordable Care Act, Public Law 111-148, was signed into law on March 23, 2010, and the Health Care and Education Reconciliation Act of 2010, Public Law 111-152, was signed into law on March 
                        <PRTPAGE P="46626"/>
                        30, 2010 (collectively known as the “Affordable Care Act”). The Affordable Care Act amends PHS Act by adding section 2715 “Development and Utilization of Uniform Explanation of Coverage Documents and Standardized Definitions.” Each group health plan and health insurance issuer offering group insurance coverage must provide a summary of benefits and coverage to plans and participants at specified points in the enrollment process. This disclosure must include, among other things, coverage examples that illustrate common benefits scenarios and related cost sharing. Additionally, plans and issuers must make the uniform glossary available in electronic form, with paper upon request, and provide 60 days' advance notice of any material modifications in the plan or coverage.
                    </P>
                    <P>The Department estimates that the proposed alternative safe harbor would reduce the annual cost burden by $9.1 million.</P>
                    <P>
                        <E T="03">Agency:</E>
                         Employee Benefits Security Administration, Department of Labor.
                    </P>
                    <P>
                        <E T="03">Title:</E>
                         Notice to Employees of Coverage Options Under Fair Labor Standards Act Section 18B.
                    </P>
                    <P>
                        <E T="03">Type of Review:</E>
                         Revision.
                    </P>
                    <P>
                        <E T="03">OMB Control Number:</E>
                         1210-0149.
                    </P>
                    <P>
                        <E T="03">Affected Public:</E>
                         Businesses or other for-profits, Not-for-profit institutions.
                    </P>
                    <P>
                        <E T="03">Respondents:</E>
                         10,909,076.
                    </P>
                    <P>
                        <E T="03">Responses:</E>
                         31,595,244.
                    </P>
                    <P>
                        <E T="03">Estimated Total Burden Hours:</E>
                         263,294.
                    </P>
                    <P>
                        <E T="03">Estimated Total Costs:</E>
                         $5,480,827.
                    </P>
                    <P>
                        <E T="03">Description:</E>
                    </P>
                    <P>Many provisions of the Affordable Care Act that became effective in 2014 were designed to expand access to affordable health coverage. These include provisions for coverage to be offered through a Health Insurance Marketplace (Marketplace), premium tax credits to assist individuals in purchasing such coverage, employer notice to employees of coverage options available through the Marketplace, and other related provisions. Since January 1, 2014, individuals and employees of small businesses have had access to affordable coverage through a competitive private health insurance market—Health Insurance Marketplace. The Marketplace offers “one-stop shopping” to find and compare private health insurance options. Section 1512 of the Affordable Care Act created a new Fair Labor Standards Act (FLSA) section 18B (29 U.S.C. 218b) requiring a notice to employees of coverage options available through the Marketplace. Section 18B of the FLSA, as added by section 1512 of the Affordable Care Act, generally provides that, in accordance with regulations promulgated by the Secretary of Labor, an applicable employer must provide each employee at the time of hiring a written notice: informing the employee of the existence of Exchanges including a description of the services provided by the Exchanges, and the manner in which the employee may contact Exchanges to request assistance; if the employer plan's share of the total allowed costs of benefits provided under the plan is less than 60 percent of such costs, then the employee may be eligible for a premium tax credit under section 36B of the Code if the employee purchases a qualified health plan through an Exchange; and if the employee purchases a qualified health plan through an Exchange, the employee may lose the employer contribution (if any) to any health benefits plan offered by the employer and that all or a portion of such contribution may be excludable from income for Federal income tax purposes.</P>
                    <P>The Department estimates that the proposed rule would reduce the annual cost burden by $1.7 million.</P>
                    <P>
                        <E T="03">Agency:</E>
                         Employee Benefits Security Administration, Department of Labor.
                    </P>
                    <P>
                        <E T="03">Title:</E>
                         No Surprises Act.
                    </P>
                    <P>
                        <E T="03">Type of Review:</E>
                         Revision.
                    </P>
                    <P>
                        <E T="03">OMB Control Number:</E>
                         1210-0169.
                    </P>
                    <P>
                        <E T="03">Affected Public:</E>
                         Businesses or other for-profits, Not-for-profit institutions.
                    </P>
                    <P>
                        <E T="03">Respondents:</E>
                         2,000,414.
                    </P>
                    <P>
                        <E T="03">Responses:</E>
                         5,420,445.
                    </P>
                    <P>
                        <E T="03">Estimated Total Burden Hours:</E>
                         1,691,251.
                    </P>
                    <P>
                        <E T="03">Estimated Total Costs:</E>
                         $58,661,163.
                    </P>
                    <P>
                        <E T="03">Descriptions:</E>
                    </P>
                    <P>The CAA added provisions applicable to group health plans and health insurance issuers in the group and individual markets in a new Part D of title XXVII of the PHS Act and also added new provisions to part 7 of ERISA, and Subchapter B of chapter 100 of the Code. Section 102 of the NSA added Code section 9816, ERISA section 716, and PHS Act section 2799A-1, which contain limitations on cost sharing and requirements for initial payments for emergency services. Section 103 of the NSA amended Code section 9816, ERISA section 716, and PHS Act section 2799A-1 to establish a Federal independent dispute resolution (Federal IDR) process that nonparticipating providers or facilities and group health plans and health insurance issuers in the group and individual market may use following the end of an unsuccessful open negotiation period to determine the out-of-network rate for certain services. More specifically, the Federal IDR provisions may be used to determine the out-of-network rate for certain emergency services, nonemergency items and services furnished by nonparticipating providers at participating health care facilities, where an All-Payer Model Agreement or specified state law does not apply.</P>
                    <P>Section 105 of the NSA created Code section 9817, ERISA section 717, and PHS Act section 2799A-2, which contain limitations on cost sharing and requirements for initial payments for air ambulance services, and allow plans and issuers and providers of air ambulance services to access the Federal IDR process. CAA provisions that apply to health care providers and facilities, and providers of air ambulance services, such as requirements around cost sharing, prohibitions on balance billing for certain items and services, and requirements related to disclosures about balance billing protections, were added to title XXVII of the PHS Act in a new part E.</P>
                    <P>The Department estimates that the proposed rule would reduce the annual cost burden by $5.9 million.</P>
                    <HD SOURCE="HD1">V. Regulatory Flexibility Act</HD>
                    <P>
                        The Regulatory Flexibility Act (RFA) 
                        <SU>96</SU>
                        <FTREF/>
                         imposes certain requirements with respect to Federal rules that are subject to the notice-and-comment requirements of section 553(b) and (c) of the Administrative Procedure Act and are likely to have a significant economic impact on a substantial number of small entities. Unless the head of an agency determines that a final rule will not have a significant economic impact on a substantial number of small entities, section 603 of the RFA requires the agency to present an initial regulatory flexibility analysis of the proposed rule.
                        <SU>97</SU>
                        <FTREF/>
                         The RFA generally defines a “small entity” as (1) a proprietary firm meeting the size standards of the Small Business Administration (SBA), (2) a not-for-profit organization that is not dominant in its field, or (3) a small government jurisdiction with a population of less than 50,000. States and individuals are not included in the definition of “small entity.”
                    </P>
                    <FTNT>
                        <P>
                            <SU>96</SU>
                             5 U.S.C. 601 
                            <E T="03">et seq.</E>
                             (1980).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>97</SU>
                             5 U.S.C. 603 (1980).
                        </P>
                    </FTNT>
                    <P>
                        The Department has limited data to determine if this proposed rule would have a significant impact on a substantial number of small entities. The Department has prepared this initial regulatory flexibility analysis (IRFA) and requests data or other information it would need to make a final determination.
                        <PRTPAGE P="46627"/>
                    </P>
                    <HD SOURCE="HD2">A. Need for the Rule</HD>
                    <P>
                        Technology has changed substantially since the Department of Labor first published the 2002 safe harbor for group health plans. Today, a larger share of the public relies on electronic communication and internet-based platforms as their primary means of receiving information. Over 95 percent of U.S. adults use the internet,
                        <SU>98</SU>
                        <FTREF/>
                         making electronic delivery an accessible and convenient means for participants and beneficiaries to receive plan information. In addition, electronic delivery may reduce certain risks associated with paper mail, such as loss, misdelivery, or interception, which may help improve protection against fraud and the loss of PHI and PII.
                    </P>
                    <FTNT>
                        <P>
                            <SU>98</SU>
                             Pew Research Center, internet Broadband Fact Sheet (Nov. 20, 2025), 
                            <E T="03">https://www.pewresearch.org/internet/fact-sheet/internet-broadband/;</E>
                             U.S. Census Bureau, Computer and internet Use in the United States: 2021, (June 18, 2024), 
                            <E T="03">https://www.census.gov/newsroom/press-releases/2024/computer-internet-use-2021.html.</E>
                        </P>
                    </FTNT>
                    <HD SOURCE="HD2">B. Objective of the Rule</HD>
                    <P>The proposed rule would provide flexibility to group health plans, including small group health plans, by permitting required disclosures to be furnished electronically through website posting and providing an NOIA, rather than by default paper delivery. By allowing group health plans to rely on existing electronic communication practices and to use websites maintained by insurers or third-party administrators, the proposed rule would reduce printing, mailing, and administrative costs associated with paper disclosures. At the same time, the proposed rule would preserve protections for participants and beneficiaries by maintaining the right to receive paper copies upon request and to opt out of electronic delivery, ensuring that the approach accommodates group health plans of varying sizes and administrative capabilities and participants' and beneficiaries' choice in method of delivery.</P>
                    <HD SOURCE="HD2">C. Affected Small Entities</HD>
                    <P>The number of small, affected entities are discussed in greater detail in this section.</P>
                    <HD SOURCE="HD3">1. Group Health Plans and Participants</HD>
                    <P>
                        For the purposes of the IRFA, the Department considers employee benefit plans with fewer than 100 participants to be small entities.
                        <SU>99</SU>
                        <FTREF/>
                         The basis of this definition is found in ERISA section 104(a)(2), which permits the Secretary of Labor to prescribe simplified annual reports for plans that cover fewer than 100 participants. Under ERISA section 104(a)(3), the Secretary may also provide for exemptions or simplified annual reporting and disclosure for welfare benefit plans. Pursuant to the authority of section 104(a)(3), the Department has previously issued (
                        <E T="03">see</E>
                         29 CFR 2520.104-20, 2520.104-21, 2520.104-41, 2520.104-46, and 2520.104b-10) simplified reporting provisions and limited exemptions from reporting and disclosure requirements for small plans, including unfunded or insured welfare plans, that satisfy certain requirements.
                    </P>
                    <FTNT>
                        <P>
                            <SU>99</SU>
                             The Department consulted with the Small Business Administration in making this determination, as required by 5 U.S.C. 601(3) and 13 CFR 121.903(c). Memorandum received from the U.S. Small Business Administration, Office of Advocacy on July 10, 2020.
                        </P>
                    </FTNT>
                    <P>
                        While some large employers sponsor small plans, small plans are generally maintained by small employers. The Department was unable to identify survey data directly linking these factors, but it believes the assumption is reasonable based on general trends in the available data. For example, the Medical Expenditure Panel Survey shows that firms offering health insurance with fewer than 50 employees had enrollment rates of 53 percent, compared with 56 percent for larger firms.
                        <SU>100</SU>
                        <FTREF/>
                         If enrollment rates remain stable or increase as firm size grows, it follows that the number of participants would also increase as firm size increases. Thus, the Department believes that assessing the impact of this proposed exemption on small plans is an appropriate way to evaluate its effect on small entities. The definition of small entity applied for this purpose differs, however, from a definition of small business based on size standards promulgated by the Small Business Administration 
                        <SU>101</SU>
                        <FTREF/>
                         pursuant to the Small Business Act.
                        <SU>102</SU>
                        <FTREF/>
                         Therefore, the Department requests comments on the appropriateness of the size standard used in evaluating the impact of this proposed rule on small entities.
                    </P>
                    <FTNT>
                        <P>
                            <SU>100</SU>
                             Medical Expenditure Panel Survey Insurance Component, Agency for Healthcare Research &amp; Quality, 
                            <E T="03">https://datatools.ahrq.gov/meps-ic/</E>
                            .
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>101</SU>
                             13 CFR 121.201 (2011).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>102</SU>
                             15 U.S.C. 631 
                            <E T="03">et seq.</E>
                             (2011).
                        </P>
                    </FTNT>
                    <P>
                        The proposed rule would affect ERISA-covered group health plans. The Department estimates there are 2,576,811 ERISA-covered group health plans with less than 100 participants.
                        <SU>103</SU>
                        <FTREF/>
                         These plans have approximately 34.7 million participants.
                        <SU>104</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>103</SU>
                             Based on the 2024 Medical Expenditure Panel Survey Insurance Component (MEPS-IC) and the 2022 County Business Patterns from the Census Bureau.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>104</SU>
                             Employee Benefits Security Administration, 
                            <E T="03">Health Insurance Coverage Bulletin: Abstract of Auxiliary Data for the March 2024 Annual Social and Economic Supplement to the Current Population Survey</E>
                             (Aug. 30, 2025), 
                            <E T="03">https://www.dol.gov/sites/dolgov/files/EBSA/researchers/data/health-and-welfare/health-insurance-coverage-bulletin-2024.pdfhttps://www.dol.gov/sites/dolgov/files/EBSA/researchers/data/health-and-welfare/health-insurance-coverage-bulletin-2024.pdf.</E>
                        </P>
                    </FTNT>
                    <P>Please see Table 13 for a breakdown of the number of ERISA-Covered group health plans by participant count.</P>
                    <GPOTABLE COLS="5" OPTS="L2,i1" CDEF="s50,12C,12C,12C,12C">
                        <TTITLE>Table 13—Number of ERISA-Covered Group Health Plans by Participant Count</TTITLE>
                        <BOXHD>
                            <CHED H="1">Participant count</CHED>
                            <CHED H="1">
                                Less than 10
                                <LI>participants</LI>
                            </CHED>
                            <CHED H="1">
                                10 to 24
                                <LI>participants</LI>
                            </CHED>
                            <CHED H="1">
                                25 to 99
                                <LI>participants</LI>
                            </CHED>
                            <CHED H="1">
                                Less than 100
                                <LI>participants</LI>
                            </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">ERISA-Covered Group Health Plans</ENT>
                            <ENT>1,407,999</ENT>
                            <ENT>606,407</ENT>
                            <ENT>562,404</ENT>
                            <ENT>2,576,811</ENT>
                        </ROW>
                    </GPOTABLE>
                    <HD SOURCE="HD3">2. TPAs and Issuers</HD>
                    <P>In order to estimate the direct impact on small plans the Department looks at the cost to issuers and TPAs that assist group health plans comply with the proposed rule. The Department estimates there are 205 non-issuer TPAs and 373 health insurance companies in the group market (811 issuers when considering the total number of subsidiaries licensed to sell health insurance in a specific State).</P>
                    <P>
                        Health insurance companies are generally classified under the North American Industry Classification System (NAICS) code 524114 (Direct Health and Medical Insurance Carriers). According to SBA size standards, entities with average annual receipts of $47 million or less are considered small entities for this NAICS code.
                        <SU>105</SU>
                        <FTREF/>
                         The Department believes that few, if any, insurance companies underwriting 
                        <PRTPAGE P="46628"/>
                        comprehensive health insurance policies (in contrast, for example, to travel insurance policies or dental discount policies) fall below these size thresholds. Based on data from the CMS Medical Loss Ratio (MLR) annual report submissions for the 2023 reporting year, approximately 65 
                        <SU>106</SU>
                        <FTREF/>
                         out of 373 health insurance companies had total premium revenue of $47 million or less.
                        <SU>107</SU>
                        <FTREF/>
                         The Department estimates that approximately 80 percent of these small health insurance companies belong to larger holding groups based on the MLR data, and many, if not all, of these small companies are likely to have non-health lines of business that result in their revenues exceeding $47 million. Therefore, the Department assumes approximately 20 percent, or 13, of the 65 potential small companies are in fact small companies for purposes of this analysis. The Department uses 13 small companies as a conservative upper-bound estimate for purposes of this analysis. The Department seeks comments on these estimates.
                    </P>
                    <FTNT>
                        <P>
                            <SU>105</SU>
                              Small Business Administration, 
                            <E T="03">Table of Size Standards</E>
                             (Mar. 2023), 
                            <E T="03">https://www.sba.gov/sites/default/files/2023-06/Table%20of%20Size%20Standards_Effective%20March%2017%2C%202023%20%282%29.pdf.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>106</SU>
                             Projection using 2023 MLR Data.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>107</SU>
                             Centers for Medicare and Medicaid Services, 
                            <E T="03">2023 Medical Loss Ratio Data, https://www.cms.gov/marketplace/resources/data/medical-loss-ratio-data-systems-resources.</E>
                        </P>
                    </FTNT>
                    <P>TPAs are generally classified under NAICS code 52492 (Third Party Administration and Insurance Pension Funds). Under the SBA size standards, entities in this NAIC category are considered small if they have annual receipts of $15 million or less. While some TPAs may independently meet the size standard, many TPAs operate as affiliates or subsidiaries of large insurance companies or holding groups and therefore may not qualify as small entities when evaluated on a consolidated basis. Therefore, many TPAs may not be considered small entities for purposes of this analysis.</P>
                    <HD SOURCE="HD2">D. Cost and Cost Savings Associated With the Proposed Rule</HD>
                    <P>Small group health plans would incur costs associated with emailing NOIAs, posting disclosures online, and addressing invalid or inoperable electronic addresses, if the proposed rule is finalized. The Department expects that many small plans rely on TPAs for regulatory review, implementation, and disclosures. Further, because small group health plans have fewer participants, they will have fewer electronic addresses to maintain and a smaller volume of notices to generate. As such, the Department does not believe these burdens would be disproportionately borne by small group health plans, when considered on a per plan basis.</P>
                    <P>
                        To determine whether the proposed rule is expected to have a significant economic impact on a substantial number of small entities, the Department compares the estimated per-entity compliance costs to plan premiums. This illustration assumes that a group health plan's total premiums are equal to the number of participants multiplied by the weighted average of annual health insurance premiums for single and family coverage. The Department estimates average annual premiums to be $13,944 per covered participant.
                        <SU>108</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>108</SU>
                             According to the 2024 Medical Expenditure Panel Survey Insurance Component (MEPS-IC), the average annual health insurance premiums in 2024 for self-insured plans were $8,486 for single coverage (represents 59 percent of enrollees), $16,931 for employees-plus-one coverage (represents 18 percent of enrollees), and $24,540 for family coverage (represents 24 of enrollees).Based on these shares, the weighted average annual self-insured premiums is $13,944.
                        </P>
                    </FTNT>
                    <P>Table 14 presents the estimated annual compliance cost per plan as a percentage of annual premiums for plans of different sizes. As shown, even for very small plans, the incremental cost of reviewing the proposed rule and preparing and mailing the required notices represents well below one percent of annual premiums. The Department concludes that the proposed rule would not impose a significant economic impact on a substantial number of small entities.</P>
                    <GPOTABLE COLS="6" OPTS="L2,nj,i1" CDEF="s50,12,12,12,12,12">
                        <TTITLE>Table 14—Per Plan Costs as a Percentage of Premiums</TTITLE>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1">
                                Plans with 10
                                <LI>participants</LI>
                            </CHED>
                            <CHED H="1">
                                Plans with 25
                                <LI>participants</LI>
                            </CHED>
                            <CHED H="1">
                                Plans with 50
                                <LI>participants</LI>
                            </CHED>
                            <CHED H="1">
                                Plans with 75
                                <LI>participants</LI>
                            </CHED>
                            <CHED H="1">
                                Plans with 100
                                <LI>participants</LI>
                            </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Plan Premiums by Size *</ENT>
                            <ENT>$139,440</ENT>
                            <ENT>$348,600</ENT>
                            <ENT>$697,200</ENT>
                            <ENT>$1,045,800</ENT>
                            <ENT>$1,394,400</ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="01">Cost per Plan</ENT>
                            <ENT>$2.30</ENT>
                            <ENT>$5.30</ENT>
                            <ENT>$10.30</ENT>
                            <ENT>$15.30</ENT>
                            <ENT>$20.30</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Total</ENT>
                            <ENT>0.0016%</ENT>
                            <ENT>0.0015%</ENT>
                            <ENT>0.0015%</ENT>
                            <ENT>0.0015%</ENT>
                            <ENT>0.0015%</ENT>
                        </ROW>
                        <TNOTE>* Plan Premiums are obtained by average annual premiums per covered participant $13,944 × the number of participants in the plans, so $13,944 × 10 = $139,440.</TNOTE>
                    </GPOTABLE>
                    <P>As discussed in the RIA, the Department estimates that this proposed rule would increase electronic delivery and reduce the costs associated with paper disclosures, resulting in a cost savings of approximately $402 million per year. Table 15 shows the estimated annual per plan cost savings.</P>
                    <GPOTABLE COLS="5" OPTS="L2,nj,i1" CDEF="s50,12,12,12,12">
                        <TTITLE>Table 15—Per Plan Cost Savings</TTITLE>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1">
                                Plans with &lt;10
                                <LI>participants</LI>
                            </CHED>
                            <CHED H="1">
                                Plans with 10-24
                                <LI>participants</LI>
                            </CHED>
                            <CHED H="1">
                                Plans with 25-99
                                <LI>participants</LI>
                            </CHED>
                            <CHED H="1">All plans</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Plans</ENT>
                            <ENT>1,407,999</ENT>
                            <ENT>606,407</ENT>
                            <ENT>562,404</ENT>
                            <ENT>2,765,372</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Participants</ENT>
                            <ENT>11,100,000</ENT>
                            <ENT>14,500,000</ENT>
                            <ENT>9,100,000</ENT>
                            <ENT>134,800,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Cost Savings</ENT>
                            <ENT>$33,073,808</ENT>
                            <ENT>$43,204,523</ENT>
                            <ENT>$27,114,563</ENT>
                            <ENT>$401,653,086</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Cost Savings Per Plan</ENT>
                            <ENT>$23.49</ENT>
                            <ENT>$71.25</ENT>
                            <ENT>$48.21</ENT>
                            <ENT>$145.24</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Cost Savings Per Plan as a Share of Premium</ENT>
                            <ENT>0.0168%</ENT>
                            <ENT>0.0213%</ENT>
                            <ENT>0.0035%</ENT>
                            <ENT/>
                        </ROW>
                    </GPOTABLE>
                    <PRTPAGE P="46629"/>
                    <HD SOURCE="HD2">E. Alternatives</HD>
                    <HD SOURCE="HD3">1. Exempting Smaller Plans From the Expanded Safe Harbor</HD>
                    <P>The Department considered an alternative under which smaller group health plans would be exempt from the proposed rule. This alternative could have reduced compliance and transition costs for small plans, which may face higher fixed costs when updating systems or administrative processes.</P>
                    <P>
                        However, exempting smaller plans would limit the realization of cost savings and administrative efficiencies for substantial share of participants, and could create uneven disclosure requirements across plans of different sizes. As displayed in Table 15, this would lower the cost savings of the proposal by $103 million per year, and mean that small plans would receive no cost savings from the proposal.
                        <SU>109</SU>
                        <FTREF/>
                         In addition, such an exemption could increase complexity for employers offering multiple plans and reduce predictability for participants who change employment. For these reasons, the Department concluded that a size-based exemption would reduce aggregate efficiency gains and increase administrative fragmentation and burden. Therefore, the Department did not select this alternative.
                    </P>
                    <FTNT>
                        <P>
                            <SU>109</SU>
                             This is calculated by adding the cost savings for all plans with 99 or less participants.
                        </P>
                    </FTNT>
                    <HD SOURCE="HD2">F. Duplicate, Overlapping, or Relevant Federal Rules</HD>
                    <P>There are no duplicate, overlapping, or relevant Federal rules.</P>
                    <HD SOURCE="HD1">VI. Unfunded Mandates Reform Act</HD>
                    <P>
                        Title II of the Unfunded Mandates Reform Act of 1995 (UMRA) requires each Federal agency to prepare a written statement assessing the effects of any Federal mandate in a proposed or final agency rule that may result in an expenditure of $100 million or more (adjusted annually for inflation with the base year 1995) in any one year by State, local, and Tribal governments, in the aggregate, or by the private sector.
                        <SU>110</SU>
                        <FTREF/>
                         For purposes of the UMRA, this rulemaking is not expected to have such an impact on the private sector. For the purposes of this rulemaking, the RIA shall meet the UMRA obligations.
                    </P>
                    <FTNT>
                        <P>
                            <SU>110</SU>
                             2 U.S.C. 1501 
                            <E T="03">et seq.</E>
                             (1995).
                        </P>
                    </FTNT>
                    <HD SOURCE="HD1">VII. Federalism Statement</HD>
                    <P>
                        Executive Order 13132 outlines fundamental principles of federalism, and requires the adherence to specific criteria by Federal agencies in the process of their formulation and implementation of policies that have “substantial direct effects” on the States, the relationship between the Federal Government and States, or on the distribution of power and responsibilities among the various levels of government.
                        <SU>111</SU>
                        <FTREF/>
                         Federal agencies promulgating regulations that have federalism implications must consult with State and local officials and describe the extent of their consultation and the nature of the concerns of State and local officials in the preamble to the proposed rule.
                    </P>
                    <FTNT>
                        <P>
                            <SU>111</SU>
                             Federalism, 64 FR 43255 (Aug. 4, 1999).
                        </P>
                    </FTNT>
                    <P>The proposed rule does not have federalism implications because it has no substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government. Section 514 of ERISA provides, with certain exceptions specifically enumerated, that the provisions of Titles I and IV of ERISA supersede any and all laws of the States as they relate to any employee benefit plan covered under ERISA.</P>
                    <LSTSUB>
                        <HD SOURCE="HED">List of Subjects</HD>
                        <CFR>29 CFR Part 2520</CFR>
                        <P>Accounting, Employee benefit plans, Freedom of information, Pensions, Public assistance programs, Reporting and recordkeeping requirements.</P>
                        <CFR>29 CFR Part 2560</CFR>
                        <P>Claims, Employee benefit plans, Law enforcement, Penalties, Pensions, Reporting and recordkeeping requirements.</P>
                    </LSTSUB>
                    <P>For the reasons stated in the preamble, the Department of Labor proposes to amend 29 CFR parts 2520 and 2560 as set forth below:</P>
                    <PART>
                        <HD SOURCE="HED">PART 2520—RULES AND REGULATIONS FOR GROUP HEALTH PLANS</HD>
                    </PART>
                    <AMDPAR>1. The authority citation for part 2520 is revised to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>29 U.S.C. 1021-1025, 1027, 1029-1031, 1059, and 1134-1135; and Secretary of Labor's Order 1-2011, 77 FR 1088 (Jan. 9, 2012). Sec. 2520.101-2 also issued under 29 U.S.C. 1132, 1181-1183, 1181 note, 1185, 1185a-b, 1191, and 1191a-c. Sec. 2520.101-5 also issued under sec. 501 of Pub. L. 109-280, 120 Stat. 780, and sec. 105(a) of Pub. L. 110-458, 122 Stat. 5092. Sec. 2520.101-6 also issued under 29 U.S.C. 1021(k). Secs. 2520.102-3, 2520.104b-1, 2520.104b-3, and 2520.104b-31 also issued under 29 U.S.C. 1003, 1181-1183, 1181 note, 1185, 1185a-b, 1191, and 1191a-c. Sec. 2520.103-13 also issued under 29 U.S.C. 1023. Secs. 2520.104b-1 and 2520.107 also issued under 26 U.S.C. 401 note, 111 Stat. 788.</P>
                    </AUTH>
                    <AMDPAR>2. Section 2520.104b-1 is amended by revising paragraph (f) to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 2520.104b-1</SECTNO>
                        <SUBJECT> Disclosure.</SUBJECT>
                        <STARS/>
                        <P>
                            (f) 
                            <E T="03">Alternative disclosure through electronic media.</E>
                             As an alternative to electronic media disclosure obligations in paragraph (c) of this section, the administrator of an employee benefit plan is deemed to satisfy the requirements of paragraph (b)(1) of this section, provided that the administrator complies with the obligations in § 2520.104b-31 or § 2520.104b-32.
                        </P>
                    </SECTION>
                    <AMDPAR>3. Section 2520.104b-32 is added to subpart F to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 2520.104b-32</SECTNO>
                        <SUBJECT> Alternative method for disclosure through electronic media—Notice-and-access.</SUBJECT>
                        <P>
                            (a) 
                            <E T="03">Alternative method for disclosure through electronic media—Notice-and-access.</E>
                             As an alternative to § 2520.104b-1(c), the administrator of a group health plan as defined under section 733(a)(1) of the Act satisfies the general furnishing obligation in § 2520.104b-1(b)(1) with respect to covered individuals and covered documents, provided that the administrator complies with the notice, access, and other requirements of paragraphs (b) through (k) of this section, as applicable.
                        </P>
                        <P>
                            (b) 
                            <E T="03">Covered individual.</E>
                        </P>
                        <P>
                            (1) For purposes of this section, a “covered individual” is a participant, beneficiary, or other individual entitled to covered documents and who—when he or she begins participating in the plan, as a condition of employment, or otherwise—provides the employer, plan sponsor, or administrator (or an appropriate designee of any of the foregoing) with an electronic address, such as an email address or internet-connected mobile-computing-device (
                            <E T="03">e.g.,</E>
                             “smartphone”) number, at which the covered individual may receive a written notice of internet availability, described in paragraph (d) of this section. Alternatively, if an electronic address is assigned by an employer to an employee for employment-related purposes that include but are not limited to the delivery of covered documents, the employee is treated as if he or she provided the electronic address.
                        </P>
                        <P>
                            (2) A dependent child who is a beneficiary under the group health plan is a covered individual if he or she has attained 18 years of age and has provided to the employer, plan sponsor, or administrator (or an appropriate designee of any of the foregoing) an 
                            <PRTPAGE P="46630"/>
                            electronic address to receive covered documents.
                        </P>
                        <P>
                            (c) 
                            <E T="03">Covered documents.</E>
                             For purposes of this section, a “covered document” is any document or information that the administrator of a group health plan is required to furnish to participants and beneficiaries pursuant to Title I of the Act.
                        </P>
                        <P>
                            (d) 
                            <E T="03">Notice of internet availability—</E>
                        </P>
                        <P>
                            (1) 
                            <E T="03">General.</E>
                             The administrator must furnish to each covered individual a notice of internet availability for each covered document in accordance with the requirements of this section.
                        </P>
                        <P>
                            (2) 
                            <E T="03">Timing of notice of internet availability.</E>
                        </P>
                        <P>(i) A notice of internet availability must be furnished at the time the covered document is made available on the website described in paragraph (e) of this section. However, if an administrator furnishes a combined notice of internet availability for more than one covered document, as permitted under paragraph (i) of this section, the requirements of this paragraph (d)(2) are treated as satisfied if the combined notice of internet availability is furnished each plan year, and, if the combined notice of internet availability was furnished in the prior plan year, no more than 14 months following the date the prior plan year's notice was furnished.</P>
                        <P>(ii) For covered documents that a group health plan is required to furnish only upon request, a notice of internet availability is only required following a request by a covered individual for such covered document, once such covered document has been made available on the website described in paragraph (e) of this section.</P>
                        <P>
                            (3) 
                            <E T="03">Content of the notice of internet availability.</E>
                        </P>
                        <P>(i) A notice of internet availability furnished pursuant to this section must contain the information set forth in paragraphs (d)(3)(i)(A) through (H) of this section:</P>
                        <P>(A) A prominent statement—for example as a title, legend, or subject line—that reads: “Disclosure About Your Health Plan.”</P>
                        <P>(B) A statement that reads: “Important information about your health plan is now available. Please review this information.”</P>
                        <P>(C) An identification of the covered document by name (for example, a statement that reads: “HIPAA Notice of Special Enrollment Rights is now available”) and a brief description of the covered document if identification only by name would not reasonably convey the nature of the covered document.</P>
                        <P>(D) The internet website address, or a hyperlink to such address, where the covered document is available. The website address or hyperlink must be sufficiently specific to provide ready access to the covered document and will satisfy this standard if it leads the covered individual either directly to the covered document or to a login page that provides, or immediately after a covered individual logs on provides, a prominent link to the covered document.</P>
                        <P>(E) A statement of the right to request and obtain a paper version of the covered document, free of charge, and an explanation of how to exercise this right.</P>
                        <P>(F) A statement of the right, free of charge, to opt out of electronic delivery and receive only paper versions of covered documents, and an explanation of how to exercise this right.</P>
                        <P>(G) A cautionary statement that the covered document is not required to be available on the website for more than one year or, if later, after it is superseded by a subsequent version of the covered document.</P>
                        <P>(H) A telephone number to contact the administrator or other designated representative of the plan.</P>
                        <P>(ii) A notice of internet availability furnished pursuant to this section may contain a statement as to whether action by the covered individual is invited or required in response to the covered document and how to take such action, or that no action is required, provided that such statement is not inaccurate or misleading.</P>
                        <P>
                            (4) 
                            <E T="03">Form and manner of furnishing notice of internet availability.</E>
                             A notice of internet availability must:
                        </P>
                        <P>(i) Be furnished electronically to the address referred to in paragraph (b) of this section;</P>
                        <P>(ii) Contain only the content specified in paragraph (d)(3) of this section, except that the administrator may include pictures, logos, or similar design elements, so long as the design is not inaccurate or misleading and the required content is clear;</P>
                        <P>(iii) Be furnished separately from any other documents or disclosures furnished to covered individuals, except as permitted under paragraph (i) of this section; and</P>
                        <P>(iv) Be written in a manner calculated to be understood by the average plan participant.</P>
                        <P>
                            (e) 
                            <E T="03">Standards for internet website.</E>
                        </P>
                        <P>(1) The administrator must ensure the existence of an internet website at which a covered individual is able to access covered documents.</P>
                        <P>(2) The administrator must take measures reasonably calculated to ensure that:</P>
                        <P>(i) The covered document is available on the website no later than the date on which the covered document must be furnished under the Act;</P>
                        <P>(ii) The covered document remains available on the website at least until the date that is one year after the date the covered document is made available on the website pursuant to paragraph (e)(2)(i) of this section or, if later, the date it is superseded by a subsequent version of the covered document;</P>
                        <P>(iii) The covered document is presented on the website in a manner calculated to be understood by the average plan participant;</P>
                        <P>(iv) The covered document is presented on the website in a widely available format or formats that are suitable to be both read online and printed clearly on paper;</P>
                        <P>(v) The content of the covered document can be searched electronically by numbers, letters, or words; and</P>
                        <P>(vi) The covered document is presented on the website in a widely available format or formats that allow the covered document to be permanently retained in an electronic format that satisfies the requirements of paragraph (e)(2)(iv) of this section.</P>
                        <P>(3) The administrator must take measures reasonably calculated to ensure that the website protects the confidentiality of personal information relating to any covered individual.</P>
                        <P>
                            (4) For purposes of this section, the term 
                            <E T="03">website</E>
                             means an internet website, or other internet or electronic-based information repository, such as a mobile application, to which covered individuals have been provided reasonable access.
                        </P>
                        <P>
                            (f) 
                            <E T="03">Right to copies of paper documents or to opt out of electronic delivery.</E>
                        </P>
                        <P>(1) Upon request from a covered individual, the administrator must promptly furnish to such individual, free of charge, a paper copy of a covered document. The administrator may not charge for paper copies.</P>
                        <P>(2) Covered individuals must have the right, free of charge, to globally opt out of electronic delivery and receive only paper versions of covered documents. Upon request from a covered individual, the administrator must promptly comply with such an election.</P>
                        <P>
                            (3) The administrator must establish and maintain reasonable procedures governing requests or elections under paragraphs (f)(1) and (2) of this section. The procedures are not reasonable if they contain any provision, or are administered in a way, that unduly inhibits or hampers the initiation or processing of a request or election.
                            <PRTPAGE P="46631"/>
                        </P>
                        <P>(4) The system for furnishing a notice of internet availability must be designed to alert the administrator of a covered individual's invalid or inoperable electronic address. If the administrator is alerted that a covered individual's electronic address has become invalid or inoperable, such as if a notice of internet availability sent to that address is returned as undeliverable, the administrator must promptly take reasonable steps to cure the problem (for example, by furnishing a notice of internet availability to a valid and operable secondary electronic address that had been provided by the covered individual, if available, or obtaining a new valid and operable electronic address for the covered individual) or treat the covered individual as if he or she made an election under paragraph (f)(2) of this section. If the covered individual is treated as if he or she made an election under paragraph (f)(2) of this section, the administrator must furnish to the covered individual, as soon as is reasonably practicable, a paper version of the covered document identified in the undelivered notice of internet availability.</P>
                        <P>
                            (g) 
                            <E T="03">Initial notification of default electronic delivery and right to opt out.</E>
                             The administrator must furnish to each individual, prior to the administrator's reliance on this section with respect to such individual, a notification on paper that covered documents will be furnished electronically to an electronic address; identification of the electronic address that will be used for the individual; any instructions necessary to access the covered documents; a cautionary statement that the covered document is not required to be available on the website for more than one year or, if later, after it is superseded by a subsequent version of the covered document; a statement of the right to request and obtain a paper version of a covered document, free of charge, and an explanation of how to exercise this right; and a statement of the right, free of charge, to opt out of electronic delivery and receive only paper versions of covered documents, and an explanation of how to exercise this right. A notification furnished pursuant to this paragraph (g) must be written in a manner calculated to be understood by the average plan participant. The administrator is not required to furnish a paper copy of the initial notification of default electronic delivery for covered individuals who, prior to the first day of the first calendar year following date of publication of the final rule, have been receiving documents and information under Title I of the Act electronically pursuant to § 2520.104b-1(c).
                        </P>
                        <P>
                            (h) 
                            <E T="03">Special rule for severance from employment.</E>
                             At the time a covered individual who is an employee, and for whom an electronic address assigned by an employer pursuant to paragraph (b) of this section is used to furnish covered documents, severs from employment with the employer, the administrator must take measures reasonably calculated to ensure the continued accuracy and availability of such electronic address or to obtain a new electronic address that enables receipt of covered documents following the individual's severance from employment.
                        </P>
                        <P>
                            (i) 
                            <E T="03">Special rule for annual combined notices of internet availability.</E>
                             Notwithstanding the requirements in paragraphs (d)(4)(ii) and (iii) of this section, an administrator may furnish one notice of internet availability that incorporates or combines the content required by paragraph (d)(3) of this section with respect to one or more of the following:
                        </P>
                        <P>(1) A summary plan description, as required pursuant to section 104(b) of the Act;</P>
                        <P>(2) Any covered document or information that must be furnished annually, rather than upon the occurrence of a particular event, and does not require action by a covered individual by a particular deadline;</P>
                        <P>(3) Any other covered document if authorized in writing by the Secretary of Labor, by regulation or otherwise, in compliance with section 110 of the Act; and</P>
                        <P>(4) Any applicable notice required by the Internal Revenue Code if authorized in writing by the Secretary of the Treasury.</P>
                        <P>(5) Any covered document that must be furnished with annual enrollment materials, or must be included with materials that describe the plan benefits, if the notice of internet availability is provided at the time of annual enrollment.</P>
                        <P>
                            (j) 
                            <E T="03">Reasonable procedures for compliance.</E>
                             The conditions of this section are satisfied, notwithstanding the fact that the covered documents described in paragraph (c) of this section are temporarily unavailable for a reasonable period of time in the manner required by this section due to technical maintenance or unforeseeable events or circumstances beyond the control of the administrator, provided that:
                        </P>
                        <P>(1) The administrator has reasonable procedures in place to ensure that the covered documents are available in the manner required by this section; and</P>
                        <P>(2) The administrator takes prompt action to ensure that the covered documents become available in the manner required by this section as soon as practicable following the earlier of the time at which the administrator knows or reasonably should know that the covered documents are temporarily unavailable in the manner required by this section.</P>
                        <P>
                            (k) 
                            <E T="03">Provisions of other laws.</E>
                             Compliance with the disclosure requirements of this section is not determinative of compliance with any other provision of applicable Federal or State law. For example, a group health plan is a covered entity as defined under the Health Insurance Portability and Accountability Act of 1996 (HIPAA), Public Law 104-191, as amended by the Health Information Technology for Economic and Clinical Health Act, Public Law 111-5, and the related regulations promulgated by the Department of Health and Human Services and, as such, is required to comply with HIPAA's provisions regarding the confidentiality and privacy of Protected Health Information.
                        </P>
                        <P>
                            (l) 
                            <E T="03">Dates; severability.</E>
                        </P>
                        <P>(1) This section is applicable the first day of the first calendar year following date of publication of the final rule.</P>
                        <P>(2) If any provision of this section is held to be invalid or unenforceable by its terms, or as applied to any person or circumstance, or stayed pending further agency action, the provision shall be construed so as to continue to give the maximum effect to the provision permitted by law, unless such holding shall be one of invalidity or unenforceability, in which event the provision shall be severable from this section and shall not affect the remainder thereof.</P>
                    </SECTION>
                    <PART>
                        <HD SOURCE="HED">PART 2560—RULES AND REGULATIONS FOR ADMINISTRATION AND ENFORCEMENT</HD>
                    </PART>
                    <AMDPAR>4. The authority citation for part 2560 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>29 U.S.C. 1132, 1135, and Secretary of Labor's Order 1-2011, 77 FR 1088 (Jan. 9, 2012). Section 2560.503-1 also issued under 29 U.S.C. 1133. Section 2560.502c-7 also issued under 29 U.S.C. 1132(c)(7). Section 2560.502c-4 also issued under 29 U.S.C. 1132(c)(4). Section 2560.502c-8 also issued under 29 U.S.C. 1132(c)(8).</P>
                    </AUTH>
                    <AMDPAR>5. Section 2560.503-1 is amended by:</AMDPAR>
                    <AMDPAR>a. Revising the second sentence of paragraph (g)(1);</AMDPAR>
                    <AMDPAR>b. Revising the second sentence of the introductory text in paragraph (j).</AMDPAR>
                    <P>The revisions read as follows:</P>
                    <SECTION>
                        <PRTPAGE P="46632"/>
                        <SECTNO>§ 2560.503-1</SECTNO>
                        <SUBJECT> Claims procedure.</SUBJECT>
                        <STARS/>
                        <P>(g) * * *</P>
                        <P>(1) * * *Any electronic notification shall comply with the standards imposed by 29 CFR 2520.104b-1(c)(1)(i), (iii), and (iv), or with the standards imposed by 29 CFR 2520.104b-31 (for pension benefit plans) or 29 CFR 2520.104b-32 (for group health plans).</P>
                        <P>* * *</P>
                        <STARS/>
                        <P>(j) * * *Any electronic notification shall comply with the standards imposed by 29 CFR 2520.104b-1(c)(1)(i), (iii), and (iv), or with the standards imposed by 29 CFR 2520.104b-31 (for pension benefit plans) or 29 CFR 2520.104b-32 (for group health plans). * * *</P>
                        <STARS/>
                    </SECTION>
                    <SIG>
                        <NAME>Daniel Aronowitz,</NAME>
                        <TITLE>Assistant Secretary, Employee Benefits Security Administration, Department of Labor.</TITLE>
                    </SIG>
                </SUPLINF>
                <FRDOC>[FR Doc. 2026-14917 Filed 7-22-26; 8:45 am]</FRDOC>
                <BILCOD>BILLING CODE P</BILCOD>
            </PRORULE>
        </PRORULES>
    </NEWPART>
    <VOL>91</VOL>
    <NO>140</NO>
    <DATE>Thursday, July 23, 2026</DATE>
    <UNITNAME>Presidential Documents</UNITNAME>
    <NEWPART>
        <PTITLE>
            <PRTPAGE P="46633"/>
            <PARTNO>Part IV</PARTNO>
            <PRES>The President</PRES>
            <PROC>Proclamation 11045—Further Strengthening Actions Taken To Adjust Imports of Aluminum Into the United States</PROC>
            <PROC>Proclamation 11046—Imposing Additional Duties To Offset Canadian Discrimination Against the Commerce of the United States With Respect to Alcoholic Beverages</PROC>
            <PROC>Proclamation 11047—Imposing Additional Duties To Offset Canadian Discrimination Against the Commerce of the United States With Respect to Dairy</PROC>
            <PROC>Proclamation 11048—Imposing Additional Duties To Offset Canadian Discrimination Against the Commerce of the United States With Respect to Motor Vehicles</PROC>
            <PROC>Proclamation 11049—Captive Nations Week, 2026</PROC>
            <PROC>Proclamation 11050—Made in America Week, 2026</PROC>
            <EXECORDR>Executive Order 14415—Securing America's Defense Supply Chains and Ensuring Domestic Acquisition of Critical Materials</EXECORDR>
        </PTITLE>
        <PRESDOCS>
            <PRESDOCU>
                <PROCLA>
                    <TITLE3>Title 3— </TITLE3>
                    <PRES>
                        The President
                        <PRTPAGE P="46635"/>
                    </PRES>
                    <PROC>Proclamation 11045 of July 20, 2026</PROC>
                    <HD SOURCE="HED">Further Strengthening Actions Taken To Adjust Imports of Aluminum Into the United States</HD>
                    <PRES>By the President of the United States of America</PRES>
                    <PROC>A Proclamation</PROC>
                    <FP>
                        1. In Proclamation 9704 of March 8, 2018 (Adjusting Imports of Aluminum Into the United States), as amended, I found, under section 232 of the Trade Expansion Act of 1962, as amended, 19 U.S.C. 1862 (section 232), that aluminum is being imported into the United States in such quantities or under such circumstances as to threaten to impair the national security of the United States. To address the national security threat found in Proclamation 9704, I established a tariff regime, which included imposing 
                        <E T="03">ad valorem</E>
                         duties on certain imports of aluminum articles and its derivative articles. In subsequent proclamations, including Proclamation 11021 of April 2, 2026 (Strengthening Actions Taken To Adjust Imports of Aluminum, Steel, and Copper Into the United States), and Proclamation 11032 of June 1, 2026 (Further Adjusting the Tariff Regimes for Imports of Aluminum, Steel, and Copper Into the United States), I modified the tariff regime for aluminum to more effectively address the national security threat found in Proclamation 9704.
                    </FP>
                    <FP>2. In those proclamations, I directed the Secretary of Commerce (Secretary) to monitor the effects of imports of aluminum with respect to the national security, to update me on the status of that threat to the national security, and to provide me with recommendations if circumstances indicated the need for further Presidential action under section 232.</FP>
                    <FP>3. Based on the Secretary's monitoring, I have received information, opinions, and recommendations from the Secretary regarding the tariff regime imposed in Proclamation 9704, as amended, and the national security threat found in Proclamation 9704.</FP>
                    <FP>
                        4. Among other things, the Secretary has informed me that the additional 
                        <E T="03">ad valorem</E>
                         duties on imports of aluminum are strengthening the American aluminum industries and addressing the national security threat found in Proclamation 9704. In the Secretary's opinion, domestic aluminum production and related domestic aluminum industry would not be as strong as they are if not for the aluminum tariff regime imposed under section 232, and the national security threat found in Proclamation 9704 would be worse than it is if not for the aluminum tariff regime imposed under section 232.
                    </FP>
                    <FP>5. The Secretary has informed and advised me of his opinion that, despite the benefits from the aluminum tariff regime, the domestic production and supply of primary aluminum, which is critical to the U.S. economy and defense industrial base, is still in insufficient supply. In the Secretary's view, it is important to modify the aluminum tariff regime in a way to more effectively encourage increased domestic production of primary aluminum.</FP>
                    <FP>
                        6. To ensure that the aluminum tariff regime continues to effectively address the national security threat found in Proclamation 9704, the Secretary recommended that I establish an incentive for companies to engage in building new facilities capable of producing primary aluminum, expanding facilities 
                        <PRTPAGE P="46636"/>
                        to become capable of producing primary aluminum, or refurbishing outdated facilities that produce primary aluminum to expand their production or increase the efficiency of production. The Secretary recommended that I do this by allowing those companies or their designated representatives to import a quantity of primary aluminum corresponding to the reasonably anticipated annual production of primary aluminum from the new project at a reduced tariff rate. This would build on the program established for certain aluminum and steel from Canada and Mexico in clause 13 of Proclamation 10984 of October 17, 2025 (Adjusting Imports of Medium- and Heavy-Duty Vehicles, Medium- and Heavy-Duty Vehicle Parts, and Buses Into the United States).
                    </FP>
                    <FP>7. After considering the current information, opinions, and recommendations newly provided by the Secretary; the factors in section 232 (19 U.S.C. 1862(d)); the need to address the national security threat found in Proclamation 9704; and other relevant factors and information, I have determined that it is necessary and appropriate to modify the tariff regime for imports of aluminum imposed in Proclamation 9704, as amended. In particular, I determine that it is necessary and appropriate to establish an investment incentive program for companies investing in new U.S. production capacity for primary aluminum, as further detailed below. In my judgment, the modifications in this proclamation will ensure that the tariff regime imposed on imports of aluminum continue to effectively address the national security threat found in Proclamation 9704.</FP>
                    <FP>8. Section 232 authorizes the President to adjust the imports of an article and its derivatives that are being imported into the United States in such quantities or under such circumstances as to threaten to impair the national security of the United States so that such imports will not threaten to impair the national security.</FP>
                    <FP>9. Section 604 of the Trade Act of 1974, as amended (19 U.S.C. 2483) (section 604), authorizes the President to embody in the Harmonized Tariff Schedule of the United States (HTSUS) the substance of statutes affecting import treatment, and actions thereunder, including the removal, modification, continuance, or imposition of any rate of duty or other import restriction.</FP>
                    <FP>NOW, THEREFORE, I, DONALD J. TRUMP, President of the United States of America, by the authority vested in me by the Constitution and the laws of the United States, including section 232, section 604, and section 301 of title 3, United States Code, do hereby proclaim as follows:</FP>
                    <FP SOURCE="FP1">(1) The Secretary is authorized to and shall establish a program to incentivize new investment in U.S. production facilities to produce primary aluminum.</FP>
                    <P SOURCE="P1">(a) The Secretary is authorized to solicit and accept onshoring plans from companies. Any onshoring plan shall at least include: a commitment, if the plan is approved, to build, refurbish, or expand a facility in the United States that will produce primary aluminum; a commitment that construction will start by January 20, 2029; and any other relevant information and analysis, including requirements set by the Secretary.</P>
                    <P SOURCE="P1">
                        (b) The Secretary is authorized to approve onshoring plans described in subclause (a) of this clause. In determining whether an onshoring plan qualifies for approval, the Secretary, in consultation with any senior executive branch officials the Secretary deems appropriate, shall consider all relevant factors he deems appropriate, such as the anticipated start date of construction, whether the proposed plan's project timeline is commercially reasonable, whether the proposed plan's project milestones are commercially reasonable, the anticipated annual production of primary aluminum from the onshoring project, whether the proposed plan's anticipated costs and primary-aluminum production projections are reasonable, and how the benefits of the reduced tariff rate will be allocated between the applicants of the onshoring plan. When approving onshoring plans, the Secretary shall act in a manner consistent with the need to address the national security threat found in Proclamation 9704.
                        <PRTPAGE P="46637"/>
                    </P>
                    <P SOURCE="P1">(c) If the Secretary approves a company's onshoring plan, the Secretary shall allow the company to annually import primary aluminum of a quantity that corresponds to the U.S. production facility's reasonably anticipated annual output of primary aluminum when the onshoring project is completed, at half the section 232 rate of duty otherwise in effect. Tariff adjustments awarded for facility refurbishment shall only be granted to the extent those adjustments correspond with the value of the company's investment.</P>
                    <P SOURCE="P1">(d) The Secretary is authorized to take all actions that he deems appropriate to implement and effectuate this program, including, consistent with applicable law, the issuance of regulations, rules, guidance, and procedures. All approved onshoring plans shall be subject to monitoring and enforcement by the Secretary. The Secretary may require that companies with approved onshoring plans submit reports to the Department of Commerce to ensure compliance with domestic manufacturing commitments, and he may require that such reports be audited, including by external auditing firms. Should the Secretary determine that a company is substantially failing to meet its agreed-upon commitments that are the basis for granting the tariff benefits detailed in this proclamation, the Secretary is authorized to cease and rescind the tariff benefits awarded pursuant to this proclamation. In cases where the executive branch assesses that a company engaged in fraud or deliberately misled the United States Government with respect to onshoring commitments, the rescission of tariff benefits can be retroactive to the extent permitted by law, and the Secretary or the Commissioner of U.S. Customs and Border Protection may collect the additional tariffs owed because of the retroactive rescission of the tariff benefits and impose any appropriate fines or penalties to the extent consistent with applicable law.</P>
                    <FP SOURCE="FP1">
                        (2) The Secretary, in consultation with the Secretary of Homeland Security, the United States Trade Representative, the Chairman of the United States International Trade Commission, and any other senior official the Secretary deems appropriate, shall determine whether any modifications to the HTSUS are necessary to effectuate or implement this proclamation or any actions taken pursuant to this proclamation, and shall make such modifications through notice in the 
                        <E T="03">Federal Register</E>
                        .
                    </FP>
                    <FP SOURCE="FP1">(3) The Secretary shall continue to monitor imports of aluminum and its derivatives. The Secretary shall, from time to time, review the status of aluminum and its derivative imports with respect to the national security. The Secretary shall inform me of any circumstances that, in his opinion, might indicate the need for further Presidential action under section 232. The Secretary shall also inform me of any circumstance that, in his opinion, might indicate that any of the actions taken under section 232 are no longer necessary.</FP>
                    <FP SOURCE="FP1">
                        (4) To the extent consistent with applicable law, the Secretary and the Secretary of Homeland Security are directed and authorized to take all actions that are appropriate to implement and effectuate this proclamation and any actions contemplated by this proclamation—including through amendment of regulations or through notices in the 
                        <E T="03">Federal Register</E>
                         and by adopting rules, regulations, or guidance—and to employ all powers granted to the President, including by section 232, as may be appropriate to implement and effectuate this proclamation, including to make any technical or ministerial corrections to any annexes to this proclamation. The head of each executive department and agency (agency) may, consistent with applicable law, including section 301 of title 3, United States Code, redelegate the authority to take such appropriate measures within the agency.
                    </FP>
                    <FP SOURCE="FP1">(5) Any provision of previous proclamations and Executive Orders that is inconsistent with this proclamation is superseded to the extent of such inconsistency.</FP>
                    <PRTPAGE P="46638"/>
                    <FP SOURCE="FP1">(6) If any provision of this proclamation or the application of any provision of this proclamation to any individual or circumstance is held to be invalid, the remainder of this proclamation and the application of its provisions to any other individual or circumstance shall not be affected.</FP>
                    <FP>IN WITNESS WHEREOF, I have hereunto set my hand this twentieth day of July, in the year of our Lord two thousand twenty-six, and of the Independence of the United States of America the two hundred and fifty-first.</FP>
                    <GPH SPAN="1" DEEP="80" HTYPE="RIGHT">
                        <GID>Trump.EPS</GID>
                    </GPH>
                    <PSIG> </PSIG>
                    <FRDOC>[FR Doc. 2026-14990 </FRDOC>
                    <FILED>Filed 7-22-26; 11:15 am]</FILED>
                    <BILCOD>Billing code 3395-F4-P</BILCOD>
                </PROCLA>
            </PRESDOCU>
        </PRESDOCS>
    </NEWPART>
    <VOL>91</VOL>
    <NO>140</NO>
    <DATE>Thursday, July 23, 2026</DATE>
    <UNITNAME>Presidential Documents</UNITNAME>
    <PRESDOC>
        <PRESDOCU>
            <PROCLA>
                  
                <PRTPAGE P="46639"/>
                <PROC>Proclamation 11046 of July 20, 2026</PROC>
                <HD SOURCE="HED">Imposing Additional Duties To Offset Canadian Discrimination Against the Commerce of the United States With Respect to Alcoholic Beverages</HD>
                <PRES>By the President of the United States of America</PRES>
                <PROC>A Proclamation</PROC>
                <FP>1. Section 338 of the Tariff Act of 1930 (19 U.S.C. 1338) (section 338) empowers the President to, among other things, impose duties on imports of a foreign country to offset the burden or disadvantage from a foreign country's discrimination against or unequal imposition on the commerce of the United States.</FP>
                <FP>2. Canada, through discrimination or an unreasonable and unequal imposition, burdens U.S. commerce but not the commerce of other countries and disadvantages U.S. commerce compared to the commerce of other countries. Specifically, Canada unreasonably burdens and disadvantages U.S. alcoholic beverages but not alcoholic beverages of other countries.</FP>
                <FP>3. The provinces and territories of Canada generally regulate the distribution and sale of distilled spirits, wine, beer, and other alcoholic beverages (collectively, alcoholic beverages) in their respective jurisdictions. All provinces and territories control the wholesale of alcoholic beverages, and most have a hybrid public/private system for the retail of alcoholic beverages.</FP>
                <FP>4. Beginning in March 2025, all Canadian provinces and territories halted the purchase, distribution, or retailing of U.S. alcoholic beverages. For example, on March 4, 2025, the Liquor Control Board of Ontario (LCBO) ceased purchasing all U.S. products and canceled existing orders where contractually possible; removed all U.S. products from wholesale product catalogues and retail eCommerce sites; and removed all U.S. products from LCBO retail stores and outlets. Similarly, on March 4, 2025, the province of Quebec asked the Société des Alcools du Québec to remove all U.S. products from its shelves and to stop supplying U.S. alcoholic beverages to grocery stores, liquor stores, bars, and restaurants. Only the provinces of Alberta and Saskatchewan subsequently lifted their bans on the purchase, distribution, or retailing of U.S. alcoholic beverages, in June 2025.</FP>
                <FP>5. The United States, U.S. businesses and workers, and U.S. commerce suffer from the Canadian provinces' and territories' unreasonable and unequal impositions and discriminations with respect to U.S. alcoholic beverages. Following the implementation of the bans, U.S. exports of alcoholic beverages to Canada fell precipitously. Comparing the period from March 2025 through February 2026 to the same period in 2024-2025, Canadian imports of U.S. alcoholic beverages decreased by approximately 81 percent (from approximately $718 million to approximately $137 million).</FP>
                <FP>
                    6. The Canadian provinces and territories have not instituted or maintained similar bans or restrictions on any other country since March 2025, thereby benefitting other countries at the expense of the United States. Indeed, exports of alcoholic beverages from other countries to Canada have increased to meet the demand previously filled by U.S. exports. For example, comparing March 2025 through February 2026 to the same period in 2024-2025, Canadian imports of alcoholic beverages from Chile, Japan, Argentina, Ireland, New Zealand, and Australia significantly increased, with increases ranging 
                    <PRTPAGE P="46640"/>
                    from approximately 13 percent to approximately 26 percent. Despite a nearly 12 percent decline in total imports of alcoholic beverages into Canada, imports into Canada from countries other than the United States increased by over $170 million from March 2025 through February 2026 compared to the same period in 2024-2025, with imports into Canada from the European Union accounting for over $100 million of this increase.
                </FP>
                <FP>7. Accordingly, pursuant to section 338, I find as a fact that through the regulation, restriction, or prohibition of U.S. alcoholic beverages, Canada has imposed an unreasonable regulation or limitation on articles wholly or in part the growth or products of the United States and is discriminating in fact against the commerce of the United States in such manner as to place it at a disadvantage compared to the commerce of other countries, by banning the purchase, distribution, or retailing of U.S. alcoholic beverages while not banning or similarly restricting such products from other countries. I also find as a fact that this unequal and unreasonable imposition or discrimination places a burden on the commerce of the United States and places a disadvantage on the commerce of the United States.</FP>
                <FP>
                    8. Further, I find that imposing additional 
                    <E T="03">ad valorem</E>
                     duties on certain products of Canada to address the burden or disadvantage from this discrimination or unequal and unreasonable imposition is in the public interest, will serve the public interest, and is consistent with the interests of the United States. When U.S. producers are unfairly denied export opportunities, as they are in Canada due to Canadian provinces' and territories' bans on the purchase, distribution, or retailing of U.S. alcoholic beverages, they lose sales that support production in the United States, among other harms to the U.S. alcoholic beverage industry. The unreasonable, unequal, and discriminatory actions by Canada suppress U.S. manufacturing and agricultural output, as well as investment, undermining employment and economic vitality in American communities. Imposing additional duties on certain products of Canada will, among other things, expand opportunities for U.S. producers to compete within the U.S. market, revitalizing U.S. production and bringing attendant economic and societal benefits, and may spur Canada to remove the unreasonable and unequal imposition on and discrimination against commerce in U.S. alcoholic beverages.
                </FP>
                <FP>
                    9. Accordingly, I find that it is necessary and appropriate and in the public interest to impose an additional 
                    <E T="03">ad valorem</E>
                     duty of 50 percent on certain products of Canada, as identified in Annex II to this proclamation, effective as of 12:01 a.m. eastern time on August 19, 2026. I determine that the additional 
                    <E T="03">ad valorem</E>
                     duties imposed in this proclamation, as described below, will offset the burden or disadvantage on U.S. commerce from Canada's discrimination or unequal and unreasonable imposition. In my judgment, the action in this proclamation is consistent with the public interest, will serve the public interest, and is consistent with the interests of the United States.
                </FP>
                <FP>
                    10. Section 338 authorizes the President, if he determines it will serve the public interest, to offset any burden or disadvantage placed on the commerce of the United States by an unequal imposition or discrimination by a foreign country by specifying and declaring additional duties not to exceed 50 percent 
                    <E T="03">ad valorem</E>
                     (or its equivalent) and not to take effect earlier than 30 days after the President's proclamation finding that a foreign country imposes an unreasonable charge, exaction, regulation, or limitation that is not equally enforced on the like articles of every foreign country, or discriminates in fact against U.S. commerce in a way that places the commerce of the United States at a disadvantage compared to the commerce of any foreign country. Section 338 also authorizes the President to suspend, revoke, supplement, or amend any proclamation under section 338 whenever the President deems that the public interests require such action. Further, section 338 authorizes the President to exclude articles of the foreign country if the foreign country maintains or increases the discrimination against the 
                    <PRTPAGE P="46641"/>
                    commerce of the United States and the President deems the exclusion to be consistent with the public interests and the interests of the United States.
                </FP>
                <FP>11. Section 604 of the Trade Act of 1974, as amended (19 U.S.C. 2483) (section 604), authorizes the President to embody in the Harmonized Tariff Schedule of the United States (HTSUS) the substance of statutes affecting import treatment, and actions thereunder, including the removal, modification, continuance, or imposition of any rate of duty or other import restriction.</FP>
                <FP>NOW, THEREFORE, I, DONALD J. TRUMP, President of the United States of America, by the authority vested in me by the Constitution and the laws of the United States, including section 338; section 301 of title 3, United States Code; and section 604, do hereby proclaim as follows:</FP>
                <FP SOURCE="FP1">
                    (1) Except as otherwise provided in this proclamation, certain products of Canada, as set forth in Annex II to this proclamation, imported into the United States shall be subject to an additional 
                    <E T="03">ad valorem</E>
                     duty of 50 percent, effective for goods entered for consumption, or withdrawn from warehouse for consumption, on or after 12:01 a.m. eastern time on August 19, 2026.
                </FP>
                <FP SOURCE="FP1">(2) Except as otherwise provided in this proclamation and in Annex I to this proclamation, the duties imposed in this proclamation are in addition to any other duties, taxes, fees, exactions, and charges applicable to such products. The duties imposed in this proclamation shall not apply to articles subject to duties pursuant to section 232 of the Trade Expansion Act of 1962, as amended (19 U.S.C. 1862), or articles, excluding unmanned aircraft, subject to the World Trade Organization Agreement on Trade in Civil Aircraft.</FP>
                <FP SOURCE="FP1">(3) The HTSUS is modified as provided in Annex II to this proclamation, effective with respect to goods entered for consumption, or withdrawn from warehouse for consumption, on or after 12:01 a.m. eastern time on August 19, 2026, and the modifications shall continue in effect, unless this action is expressly reduced, modified, or terminated.</FP>
                <FP SOURCE="FP1">
                    (4) Any product subject to the duties imposed in this proclamation, except those eligible for admission under “domestic status” as described in 19 CFR 146.43, that is subject to the duties imposed in this proclamation and that is admitted into a United States foreign trade zone on or after the effective date of this proclamation must be admitted as “privileged foreign status” as described in 19 CFR 146.41, and will be subject upon entry for consumption to any 
                    <E T="03">ad valorem</E>
                     rate of duty related to the classification under the applicable HTSUS subheading.
                </FP>
                <FP SOURCE="FP1">(5) The head of each executive department and agency (agency) is authorized to and shall take all appropriate measures within the agency's authority to implement this proclamation. The head of each agency may, consistent with applicable law, including section 301 of title 3, United States Code, redelegate the authority to take such appropriate measures within the agency.</FP>
                <FP SOURCE="FP1">(6) The Commissioner of U.S. Customs and Border Protection (CBP), in consultation with the Secretary of the Treasury, the Secretary of Commerce, and the United States Trade Representative, is authorized to issue such rules, regulations, guidance, instructions, or determinations as may be necessary to implement this proclamation and is authorized to take any necessary measures to administer the duties imposed in this proclamation.</FP>
                <FP SOURCE="FP1">
                    (7) The Commissioner of CBP, in consultation with the Secretary of the Treasury, the Secretary of Commerce, the United States Trade Representative, the Chairman of the United States International Trade Commission, and any other senior official he deems appropriate, shall determine whether any additional modifications to the HTSUS are necessary to effectuate this proclamation and shall make such modifications to the HTSUS through notice in the 
                    <E T="03">Federal Register</E>
                    , including any technical correction to the annexes to this proclamation.
                    <PRTPAGE P="46642"/>
                </FP>
                <FP SOURCE="FP1">(8) For any rule or regulation the Commissioner of CBP makes to implement this proclamation, the Commissioner of CBP shall, to the extent required by law, obtain the approval of the President or the United States Trade Representative. The United States Trade Representative is delegated the President's approval authority in 19 U.S.C. 1338(h).</FP>
                <FP SOURCE="FP1">(9) Any provision of previous proclamations and Executive Orders that is inconsistent with this proclamation is superseded to the extent of such inconsistency. If any provision of this proclamation or the application of any provision to any individual or circumstance is held to be invalid, the remainder of this proclamation and the application of its provisions to any other individuals or circumstances shall not be affected.</FP>
                <FP>IN WITNESS WHEREOF, I have hereunto set my hand this twentieth day of July, in the year of our Lord two thousand twenty-six, and of the Independence of the United States of America the two hundred and fifty-first.</FP>
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                </GPH>
                <PSIG> </PSIG>
                <BILCOD>Billing code 3395-F4-P</BILCOD>
                <GPH SPAN="1" DEEP="639">
                    <PRTPAGE P="46643"/>
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                <FRDOC>[FR Doc. 2026-14991 </FRDOC>
                <FILED>Filed 7-22-26; 11:15 am]</FILED>
                <BILCOD>Billing code 7020-02-C</BILCOD>
            </PROCLA>
        </PRESDOCU>
    </PRESDOC>
    <VOL>91</VOL>
    <NO>140</NO>
    <DATE>Thursday, July 23, 2026</DATE>
    <UNITNAME>Presidential Documents</UNITNAME>
    <PRESDOC>
        <PRESDOCU>
            <PROCLA>
                  
                <PRTPAGE P="46653"/>
                <PROC>Proclamation 11047 of July 20, 2026</PROC>
                <HD SOURCE="HED">Imposing Additional Duties To Offset Canadian Discrimination Against the Commerce of the United States With Respect to Dairy</HD>
                <PRES>By the President of the United States of America</PRES>
                <PROC>A Proclamation</PROC>
                <FP>1. Section 338 of the Tariff Act of 1930 (19 U.S.C. 1338) (section 338) empowers the President to, among other things, impose duties on imports of a foreign country to offset the burden or disadvantage from a foreign country's discrimination against or unequal imposition on the commerce of the United States.</FP>
                <FP>2. Canada, through discrimination or an unreasonable and unequal imposition, treats the commerce of certain foreign countries more favorably than commerce of the United States with respect to dairy and in turn, places a burden and disadvantage on the commerce of the United States. Specifically, Canada denies the commerce of the United States benefits that Canada affords to materially similar dairy commerce from certain other foreign countries and thus unreasonably burdens and disadvantages U.S. commerce compared to the commerce of certain other foreign countries.</FP>
                <FP>3. Canada maintains a tariff-rate quota (TRQ) on cheeses of all types under the United States-Mexico-Canada Agreement (USMCA) as well as a TRQ on cheese of all types under the Canada-European Union (EU) Comprehensive Economic and Trade Agreement (CETA). The TRQs provide duty-free access for the covered dairy products up to specified annual quantities (in-quota quantities) and apply a customs duty to imports that exceed the respective in-quota quantities.</FP>
                <FP>4. To access the TRQs under the USMCA and the CETA, Canada's dairy TRQ allocation measures establish eligibility criteria. But Canada does not have the same eligibility criteria for the USMCA and the CETA, disfavoring the commerce of the United States. While Canada's eligibility criteria for the USMCA dairy TRQs—and specifically, the cheeses of all types TRQ—do not allow retailers to obtain and use TRQ quantities, the eligibility criteria for the CETA do grant retailers access to the TRQ quantity for cheese of all types.</FP>
                <FP>5. By making retailers ineligible to use the USMCA TRQ for cheeses of all types, Canada discriminates against U.S. goods that are similar to EU goods that are entered pursuant to the CETA cheese of all types TRQ. Canada thus denies to the United States the favorable treatment that Canada provides to the EU and its member States. This discrimination impedes market access into Canada and results in lost sales or revenues for U.S. dairy producers and exporters, among other things. The United States, U.S. businesses and workers, and U.S. commerce are negatively affected by Canada's discriminatory practices.</FP>
                <FP>
                    6. Accordingly, pursuant to section 338, I find as a fact that Canada is discriminating in fact against the commerce of the United States through Canada's TRQ allocation measures imposed on U.S. cheeses of all types under the USMCA, as compared to Canada's TRQ allocation measures imposed on EU cheese of all types under the CETA. I also find as a fact that this discrimination places the commerce of the United States at a 
                    <PRTPAGE P="46654"/>
                    disadvantage compared to the commerce of the EU and its member States. And I find as fact that Canada's imposition is unreasonable, is not equally enforced upon the like articles of every foreign country, and places a burden on the commerce of the United States.
                </FP>
                <FP>
                    7. Further, I find that imposing additional 
                    <E T="03">ad valorem</E>
                     duties on certain products of Canada to address the burden or disadvantage from this discrimination or unequal and unreasonable imposition is in the public interest, will serve the public interest, and is consistent with the interests of the United States. When U.S. producers are unfairly denied export opportunities by Canada's TRQ allocation measures, they lose sales or revenues that support production in the United States, among other things. This suppresses U.S. agricultural output as well as investment and thereby undermines employment and economic vitality in American communities. Imposing additional duties on certain products of Canada will, among other things, expand opportunities for U.S. producers to compete within the U.S. market, enhancing American production and bringing attendant economic and societal benefits, and may spur Canada to remove the discrimination against U.S. cheeses of all types.
                </FP>
                <FP>
                    8. Accordingly, I find that it is necessary and appropriate and in the public interest to impose an additional 
                    <E T="03">ad valorem</E>
                     duty of 50 percent on certain products of Canada, as identified in Annex II to this proclamation, effective as of 12:01 a.m. eastern time on August 19, 2026. I determine that the additional 
                    <E T="03">ad valorem</E>
                     duties imposed in this proclamation, as described below, will offset the burden or disadvantage on U.S. commerce from Canada's discrimination or unreasonable and unequal imposition. In my judgment, the action in this proclamation is consistent with the public interest, will serve the public interest, and is consistent with the interests of the United States.
                </FP>
                <FP>
                    9. Section 338 authorizes the President, if he determines it will serve the public interest, to offset any burden or disadvantage placed on the commerce of the United States by an unequal imposition or discrimination by a foreign country by specifying and declaring additional duties not to exceed 50 percent 
                    <E T="03">ad valorem</E>
                     (or its equivalent) and not to take effect earlier than 30 days after the President's proclamation finding that a foreign country imposes an unreasonable charge, exaction, regulation, or limitation that is not equally enforced on the like articles of every foreign country, or discriminates in fact against U.S. commerce in a way that places the commerce of the United States at a disadvantage compared to the commerce of any foreign country. Section 338 also authorizes the President to suspend, revoke, supplement, or amend any proclamation under section 338 whenever the President deems that the public interests require such action. Further, section 338 authorizes the President to exclude products of the foreign country if the foreign country maintains or increases the discrimination against the commerce of the United States and the President deems the exclusion to be consistent with the public interests and the interests of the United States.
                </FP>
                <FP>10. Section 604 of the Trade Act of 1974, as amended (19 U.S.C. 2483) (section 604), authorizes the President to embody in the Harmonized Tariff Schedule of the United States (HTSUS) the substance of statutes affecting import treatment, and actions thereunder, including the removal, modification, continuance, or imposition of any rate of duty or other import restriction.</FP>
                <FP>NOW, THEREFORE, I, DONALD J. TRUMP, President of the United States of America, by the authority vested in me by the Constitution and the laws of the United States, including section 338; section 301 of title 3, United States Code; and section 604, do hereby proclaim as follows:</FP>
                <FP SOURCE="FP1">
                    (1) Except as otherwise provided in this proclamation, certain products of Canada, as set forth in Annex II to this proclamation, imported into the United States shall be subject to an additional 
                    <E T="03">ad valorem</E>
                     duty of 50 percent, effective for goods entered for consumption, or withdrawn from warehouse for consumption, on or after 12:01 a.m. eastern time on August 19, 2026.
                    <PRTPAGE P="46655"/>
                </FP>
                <FP SOURCE="FP1">(2) Except as otherwise provided in this proclamation and in Annex I to this proclamation, the duties imposed in this proclamation are in addition to any other duties, taxes, fees, exactions, and charges applicable to such products. The duties imposed in this proclamation shall not apply to articles subject to duties pursuant to section 232 of the Trade Expansion Act of 1962, as amended (19 U.S.C. 1862), or articles, excluding unmanned aircraft, subject to the World Trade Organization Agreement on Trade in Civil Aircraft.</FP>
                <FP SOURCE="FP1">(3) The HTSUS is modified as provided in Annex II to this proclamation, effective with respect to goods entered for consumption, or withdrawn from warehouse for consumption, on or after 12:01 a.m. eastern time on August 19, 2026, and the modifications shall continue in effect, unless this action is expressly reduced, modified, or terminated.</FP>
                <FP SOURCE="FP1">
                    (4) Any product subject to the duties imposed in this proclamation, except those eligible for admission under “domestic status” as described in 19 CFR 146.43, that is subject to the duties imposed in this proclamation and that is admitted into a United States foreign trade zone on or after the effective date of this proclamation must be admitted as “privileged foreign status” as described in 19 CFR 146.41, and will be subject upon entry for consumption to any 
                    <E T="03">ad valorem</E>
                     rate of duty related to the classification under the applicable HTSUS subheading.
                </FP>
                <FP SOURCE="FP1">(5) The head of each executive department and agency (agency) is authorized to and shall take all appropriate measures within the agency's authority to implement this proclamation. The head of each agency may, consistent with applicable law, including section 301 of title 3, United States Code, redelegate the authority to take such appropriate measures within the agency.</FP>
                <FP SOURCE="FP1">(6) The Commissioner of U.S. Customs and Border Protection (CBP), in consultation with the Secretary of the Treasury, the Secretary of Commerce, and the United States Trade Representative, is authorized to issue such rules, regulations, guidance, instructions, or determinations as may be necessary to implement this proclamation and is authorized to take any necessary measures to administer the duties imposed in this proclamation.</FP>
                <FP SOURCE="FP1">
                    (7) The Commissioner of CBP, in consultation with the Secretary of the Treasury, the Secretary of Commerce, the United States Trade Representative, the Chairman of the United States International Trade Commission, and any other senior official he deems appropriate, shall determine whether any additional modifications to the HTSUS are necessary to effectuate this proclamation and shall make such modifications to the HTSUS through notice in the 
                    <E T="03">Federal Register</E>
                    , including any technical correction to the annexes to this proclamation.
                </FP>
                <FP SOURCE="FP1">(8) For any rule or regulation the Commissioner of CBP makes to implement this proclamation, the Commissioner of CBP shall, to the extent required by law, obtain the approval of the President or the United States Trade Representative. The United States Trade Representative is delegated the President's approval authority in 19 U.S.C. 1338(h).</FP>
                <FP SOURCE="FP1">(9) Any provision of previous proclamations and Executive Orders that is inconsistent with this proclamation is superseded to the extent of such inconsistency. If any provision of this proclamation or the application of any provision to any individual or circumstance is held to be invalid, the remainder of this proclamation and the application of its provisions to any other individuals or circumstances shall not be affected.</FP>
                <PRTPAGE P="46656"/>
                <FP>IN WITNESS WHEREOF, I have hereunto set my hand this twentieth day of July, in the year of our Lord two thousand twenty-six, and of the Independence of the United States of America the two hundred and fifty-first.</FP>
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                <GPH SPAN="1" DEEP="164">
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                </GPH>
                <FRDOC>[FR Doc. 2026-14992 </FRDOC>
                <FILED>Filed 7-22-26; 11:15 am]</FILED>
                <BILCOD>Billing code 7020-02-C</BILCOD>
            </PROCLA>
        </PRESDOCU>
    </PRESDOC>
    <VOL>91</VOL>
    <NO>140</NO>
    <DATE>Thursday, July 23, 2026</DATE>
    <UNITNAME>Presidential Documents</UNITNAME>
    <PRESDOC>
        <PRESDOCU>
            <PROCLA>
                  
                <PRTPAGE P="46663"/>
                <PROC>Proclamation 11048 of July 20, 2026</PROC>
                <HD SOURCE="HED">Imposing Additional Duties To Offset Canadian Discrimination Against the Commerce of the United States With Respect to Motor Vehicles</HD>
                <PRES>By the President of the United States of America</PRES>
                <PROC>A Proclamation</PROC>
                <FP>1. Section 338 of the Tariff Act of 1930 (19 U.S.C. 1338) (section 338) empowers the President to, among other things, impose duties on imports of a foreign country to offset the burden or disadvantage from a foreign country's discrimination against or unequal imposition on the commerce of the United States.</FP>
                <FP>2. Canada, through discrimination against or an unreasonable and unequal imposition on U.S. auto and auto parts exports, burdens U.S. commerce but not the commerce of other countries and disadvantages U.S. commerce compared to the commerce of other countries. Specifically, Canada imposed a tariff system on only U.S. motor vehicles and treats the commerce of foreign countries more favorably than commerce of the United States with respect to motor vehicles, as defined in Canada's United States Surtax Order (Motor Vehicles 2025), SOR/2025-118. By denying to the commerce of the United States the benefits afforded to like commerce from other countries, Canada discriminates against U.S. commerce, disadvantaging the commerce of the United States compared to the commerce of other countries. And Canada's imposition on U.S. motor vehicles is unreasonable, is not equally applied upon the like articles of every foreign country, and places a burden on the commerce of the United States but not on the commerce of other countries.</FP>
                <FP>3. Since April 9, 2025, Canada has maintained a 25 percent tariff rate on imports of U.S. motor vehicles that do not qualify for preferential, duty-free treatment under the United States-Mexico-Canada Agreement (USMCA). For U.S. motor vehicles that do qualify for preferential, duty-free treatment under the USMCA, Canada applies a 25 percent tariff rate on the value of all goods that do not originate in Canada or Mexico used in the production of the vehicle, up to 85 percent of the total value of the vehicle. In addition, Canada maintains a tariff-rate quota (TRQ) on U.S. motor vehicles that qualify for preferential, duty-free treatment under the USMCA. The TRQ for each automaker limits duty-free access for the covered motor vehicles from that automaker up to certain annual quantities (in-quota quantities) and applies the tariffs described above on products that exceed the in-quota quantities. The TRQs are granted to induce companies to invest in production in Canada, and Canada has announced that it reduced the TRQs for U.S. companies that moved manufacturing from Canada to the United States. Canada does not publicly disclose the company-specific, in-quota quantities, but it has published these new tariff rates in Customs Notice 25-15: United States Surtax Order (Motor Vehicles 2025).</FP>
                <FP>
                    4. The United States, U.S. businesses and workers, and U.S. commerce suffer from Canada's discriminatory, unequal, and unreasonable tariff scheme. Following the implementation of the tariff scheme, U.S. exports of motor vehicles to Canada fell precipitously. Comparing the period from April 2025 through March 2026 to the same period in 2024-2025, imports of U.S. 
                    <PRTPAGE P="46664"/>
                    motor vehicles to Canada decreased by approximately 22 percent (from approximately $25.9 billion to approximately $20.3 billion).
                </FP>
                <FP>5. Canada only applies the tariff scheme to U.S.-origin motor vehicles. The tariff scheme does not apply to the motor vehicles of any other country. Indeed, exports of motor vehicles from other countries to Canada have increased to meet the demand previously filled by U.S. exports. For example, comparing the period from April 2025 through February 2026 to the same period in 2024-2025, Canadian imports of Mexican motor vehicles increased by approximately 23.6 percent, and imports from Japan, Korea, and Germany increased by rates ranging from approximately 10.1 percent to approximately 13.5 percent. In total, Canadian imports of motor vehicles from countries other than the United States increased by approximately $2.85 billion over the same period, with Mexico accounting for almost $2 billion of the increase.</FP>
                <FP>6. Accordingly, pursuant to section 338, I find as a fact that Canada is discriminating against the commerce of the United States through Canada's motor vehicle tariff scheme. I also find as a fact that this discrimination places the commerce of the United States at a disadvantage compared to the commerce of other countries. And I find as fact that Canada's imposition is unreasonable, is not equally enforced upon the like articles of every foreign country, and places a burden on the commerce of the United States.</FP>
                <FP>
                    7. Further, I find that imposing additional 
                    <E T="03">ad valorem</E>
                     duties on certain products of Canada to address the burden or disadvantage from this discrimination or unequal and unreasonable imposition is in the public interest, will serve the public interest, and is consistent with the interests of the United States. When U.S. producers are unfairly denied export opportunities by Canada's motor vehicle tariffs and TRQs, they lose revenues that support production in the United States, among other things. This suppresses U.S. industrial output, as well as investment, and thereby undermines employment and economic vitality in American communities. Imposing additional duties on certain products of Canada will, among other things, expand opportunities for U.S. producers to compete within the U.S. market, enhancing American production and bringing attendant economic and societal benefits, and may spur Canada to remove the discrimination against U.S. motor vehicles.
                </FP>
                <FP>
                    8. Accordingly, I find that it is necessary and appropriate and in the public interest to impose an additional 
                    <E T="03">ad valorem</E>
                     duty of 50 percent on certain products of Canada, as identified in Annex II to this proclamation, effective as of 12:01 a.m. eastern time on August 19, 2026. I determine that the additional 
                    <E T="03">ad valorem</E>
                     duties imposed in this proclamation, as described below, will offset the burden or disadvantage on U.S. commerce from Canada's discrimination or unequal and unreasonable imposition. In my judgment, the action in this proclamation is consistent with the public interest, will serve the public interest, and is consistent with the interests of the United States.
                </FP>
                <FP>
                    9. Section 338 authorizes the President, if he determines it will serve the public interest, to offset any burden or disadvantage placed on the commerce of the United States by an unequal imposition or discrimination by a foreign country by specifying and declaring additional duties not to exceed 50 percent 
                    <E T="03">ad valorem</E>
                     (or its equivalent) and not to take effect earlier than 30 days after the President's proclamation finding that a foreign country imposes an unreasonable charge, exaction, regulation, or limitation that is not equally enforced on the like articles of every foreign country, or discriminates in fact against U.S. commerce in a way that places the commerce of the United States at a disadvantage compared to the commerce of any foreign country. Section 338 also authorizes the President to suspend, revoke, supplement, or amend any proclamation under section 338 whenever the President deems that the public interests require such action. Further, section 338 authorizes the President to exclude articles of the foreign country if the foreign country maintains or increases the discrimination against the 
                    <PRTPAGE P="46665"/>
                    commerce of the United States and the President deems the exclusion to be consistent with the public interests and the interests of the United States.
                </FP>
                <FP>10. Section 604 of the Trade Act of 1974, as amended (19 U.S.C. 2483) (section 604), authorizes the President to embody in the Harmonized Tariff Schedule of the United States (HTSUS) the substance of statutes affecting import treatment, and actions thereunder, including the removal, modification, continuance, or imposition of any rate of duty or other import restriction.</FP>
                <FP>NOW, THEREFORE, I, DONALD J. TRUMP, President of the United States of America, by the authority vested in me by the Constitution and the laws of the United States, including section 338; section 301 of title 3, United States Code; and section 604, do hereby proclaim as follows:</FP>
                <FP SOURCE="FP1">
                    (1) Except as otherwise provided in this proclamation, certain products of Canada, as set forth in Annex II to this proclamation, imported into the United States shall be subject to an additional 
                    <E T="03">ad valorem</E>
                     duty of 50 percent, effective for goods entered for consumption, or withdrawn from warehouse for consumption, on or after 12:01 a.m. eastern time on August 19, 2026.
                </FP>
                <FP SOURCE="FP1">(2) Except as otherwise provided in this proclamation and in Annex I to this proclamation, the duties imposed in this proclamation are in addition to any other duties, taxes, fees, exactions, and charges applicable to such products. The duties imposed in this proclamation shall not apply to articles subject to duties pursuant to section 232 of the Trade Expansion Act of 1962, as amended (19 U.S.C. 1862), or articles, excluding unmanned aircraft, subject to the World Trade Organization Agreement on Trade in Civil Aircraft.</FP>
                <FP SOURCE="FP1">(3) The HTSUS is modified as provided in Annex II to this proclamation, effective with respect to goods entered for consumption, or withdrawn from warehouse for consumption, on or after 12:01 a.m. eastern time on August 19, 2026, and the modifications shall continue in effect, unless this action is expressly reduced, modified, or terminated.</FP>
                <FP SOURCE="FP1">
                    (4) Any product subject to the duties imposed in this proclamation, except those eligible for admission under “domestic status” as described in 19 CFR 146.43, that is subject to the duties imposed in this proclamation and that is admitted into a United States foreign trade zone on or after the effective date of this proclamation must be admitted as “privileged foreign status” as described in 19 CFR 146.41, and will be subject upon entry for consumption to any 
                    <E T="03">ad valorem</E>
                     rate of duty related to the classification under the applicable HTSUS subheading.
                </FP>
                <FP SOURCE="FP1">(5) The head of each executive department and agency (agency) is authorized to and shall take all appropriate measures within the agency's authority to implement this proclamation. The head of each agency may, consistent with applicable law, including section 301 of title 3, United States Code, redelegate the authority to take such appropriate measures within the agency.</FP>
                <FP SOURCE="FP1">(6) The Commissioner of U.S. Customs and Border Protection (CBP), in consultation with the Secretary of the Treasury, the Secretary of Commerce, and the United States Trade Representative, is authorized to issue such rules, regulations, guidance, instructions, or determinations as may be necessary to implement this proclamation and is authorized to take any necessary measures to administer the duties imposed in this proclamation.</FP>
                <FP SOURCE="FP1">
                    (7) The Commissioner of CBP, in consultation with the Secretary of the Treasury, the Secretary of Commerce, the United States Trade Representative, the Chairman of the United States International Trade Commission, and any other senior official he deems appropriate, shall determine whether any additional modifications to the HTSUS are necessary to effectuate this proclamation and shall make such modifications to the HTSUS through notice in the 
                    <E T="03">Federal Register</E>
                    , including any technical correction to the annexes to this proclamation.
                    <PRTPAGE P="46666"/>
                </FP>
                <FP SOURCE="FP1">(8) For any rule or regulation the Commissioner of CBP makes to implement this proclamation, the Commissioner of CBP shall, to the extent required by law, obtain the approval of the President or the United States Trade Representative. The United States Trade Representative is delegated the President's approval authority in 19 U.S.C. 1338(h).</FP>
                <FP SOURCE="FP1">(9) Any provision of previous proclamations and Executive Orders that is inconsistent with this proclamation is superseded to the extent of such inconsistency. If any provision of this proclamation or the application of any provision to any individual or circumstance is held to be invalid, the remainder of this proclamation and the application of its provisions to any other individuals or circumstances shall not be affected.</FP>
                <FP>IN WITNESS WHEREOF, I have hereunto set my hand this twentieth day of July, in the year of our Lord two thousand twenty-six, and of the Independence of the United States of America the two hundred and fifty-first.</FP>
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                <PSIG> </PSIG>
                <BILCOD>Billing code 3395-F4-P</BILCOD>
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                <FRDOC>[FR Doc. 2026-14997 </FRDOC>
                <FILED>Filed 7-22-26; 11:15 am]</FILED>
                <BILCOD>Billing code 7020-02-C</BILCOD>
            </PROCLA>
        </PRESDOCU>
    </PRESDOC>
    <VOL>91</VOL>
    <NO>140</NO>
    <DATE>Thursday, July 23, 2026</DATE>
    <UNITNAME>Presidential Documents</UNITNAME>
    <PRESDOC>
        <PRESDOCU>
            <PROCLA>
                <PRTPAGE P="46689"/>
                <PROC>Proclamation 11049 of July 20, 2026</PROC>
                <HD SOURCE="HED">Captive Nations Week, 2026</HD>
                <PRES>By the President of the United States of America</PRES>
                <PROC>A Proclamation</PROC>
                <FP>During Captive Nations Week, we stand in solidarity with all who suffer beneath communism and tyranny, and we renew our commitment to advancing the timeless cause of liberty around the world. That same devotion must hold firm here at home as well, where the evil ideologies of socialism, communism, and totalitarianism will never be allowed to take root. As one Nation, we vow to ensure our Republic remains the fiercest guardian of freedom and democracy the world has ever known.</FP>
                <FP>Communism has always been a doctrine of darkness, promising equality and prosperity while delivering misery and ruin. Centuries of bloodshed prove that communism has failed every society that has ever embraced it. This wicked creed scorns the individual and treats human beings as property of the state—while, in America, we know the God-given truth that our individual rights flow from our Creator, beyond the reach of any ruler or regime. No country has confronted this evil more courageously than the United States, whose fearless people, holding fast to the conviction that government belongs to the governed, have stood victorious against tyranny and proven that the indomitable might and unmatched resolve of our Nation will always prevail against tyranny.</FP>
                <FP>Today, communism remains the gravest threat our Nation faces, and my Administration is confronting it with relentless determination. Under my leadership, we are defending the sacred rights at the heart of our Republic: life, liberty, the pursuit of happiness, and the freedom to worship Almighty God without fear. Through the Religious Liberty Commission, we are confronting anti-religious bias and defending the constitutional rights of every American while the White House Faith Office empowers houses of worship and faith-based groups to serve families and communities across our land. That same promise drives us to usher in a new Golden Age of prosperity, safeguarding the free market that fuels our greatness and unleashing the boundless abundance of our economy for every citizen. In preserving these blessings, America offers hope to every captive people who dream of sharing in them and to the nations yearning to be free.</FP>
                <FP>For over 250 years, our Nation has stood as the world's beacon of liberty, and during Captive Nations Week, we vow never to forget the oppressed suffering under communist regimes. America will never be a communist country, and we will never bow to socialism or the evil ideologies that seek to destroy the essence of who we are as a people and what we stand for as a Nation. We stand with all who yearn to breathe free, are imprisoned for speaking truth, punished for their faith, and denied the abundance that liberty alone can bring. Together, we will continue to champion peace, prosperity, sovereignty, religious liberty, and human dignity around the world—and as long as America stands, the cause of freedom will never be extinguished.</FP>
                <FP>
                    The Congress, by Joint Resolution approved July 17, 1959 (73 Stat. 212), has authorized and requested the President to issue a proclamation designating the third week of July of each year as “Captive Nations Week.”
                    <PRTPAGE P="46690"/>
                </FP>
                <FP>NOW, THEREFORE, I, DONALD J. TRUMP, President of the United States of America, by virtue of the authority vested in me by the Constitution and the laws of the United States, do hereby proclaim July 19 through July 25, 2026, as Captive Nations Week. I call upon all Americans to reaffirm our commitment to supporting those around the world striving for liberty, justice, and the rule of law with appropriate ceremonies and activities.</FP>
                <FP>IN WITNESS WHEREOF, I have hereunto set my hand this twentieth day of July, in the year of our Lord two thousand twenty-six, and of the Independence of the United States of America the two hundred and fifty-first.</FP>
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                <PSIG> </PSIG>
                <FRDOC>[FR Doc. 2026-14998 </FRDOC>
                <FILED>Filed 7-22-26; 11:15 am]</FILED>
                <BILCOD>Billing code 3395-F4-P</BILCOD>
            </PROCLA>
        </PRESDOCU>
    </PRESDOC>
    <VOL>91</VOL>
    <NO>140</NO>
    <DATE>Thursday, July 23, 2026</DATE>
    <UNITNAME>Presidential Documents</UNITNAME>
    <PRESDOC>
        <PRESDOCU>
            <PROCLA>
                <PRTPAGE P="46691"/>
                <PROC>Proclamation 11050 of July 20, 2026</PROC>
                <HD SOURCE="HED">Made in America Week, 2026</HD>
                <PRES>By the President of the United States of America</PRES>
                <PROC>A Proclamation</PROC>
                <FP>For two and a half centuries, America's proud legacy has been shaped by visionaries and builders who have chased excellence and reached for the impossible. During Made in America Week, we celebrate the mighty engine of American manufacturing, driven by the businesses and workers who power our economy, and recommit to building a future where our greatest works are yet to come.</FP>
                <FP>American craftsmanship has long been woven into the fabric of our national identity. From the factory floors and steel mills to the family-owned shops that line our Main Streets, the ingenuity of our manufacturers and the labor of our workers have built the greatest industrial engine the world has ever known, making the United States the most productive and prosperous Nation in human history. We are a people who never stop building, forever summoned by destiny to reach even greater heights.</FP>
                <FP>Yet our hard-earned greatness has come under siege. Decades of disastrous trade policies surrendered our industrial strength to foreign nations in the name of producing cheaper goods—undercutting our workers, hollowing out our manufacturing base, and weakening our national security. For too long, Washington bureaucrats have sold out American workers in exchange for cheap foreign labor, trading away the livelihoods of the very people who made our country great. To proudly emblazon those beautiful words “Made in America” once again, we must restore America's capacity to manufacture here at home. Thanks to my Administration's landmark trade deals, we are ushering in the greatest reshoring wave in our history as companies finally return home, investing trillions of dollars into our economy and adding over 900,000 American jobs.</FP>
                <FP>Earlier this year, I proudly signed an Executive Order to ensure the truthful advertising of products claiming to be “Made in the U.S.A.” I also recently directed all Federal agencies to purchase American-made goods to support the very citizens we are designed to serve, not our competitors abroad. Last year, I was proud to sign the historic Working Families Tax Cuts Act into law, making the 20 percent Small Business Tax Deduction permanent—a single measure that will generate $750 billion in economic growth and create over 1 million Main Street jobs, empowering our domestic manufacturers to thrive like never before. We are also delivering 100 percent expensing for new factories, improvements, equipment, and research and development efforts while my Administration continues to strip away the needless regulations that have constrained our producers for far too long. The results speak for themselves: To close out the first quarter of 2026, American manufacturing added jobs for the first time in 3 years, a powerful sign that a new Golden Age of American industrial might has only just begun.</FP>
                <FP>
                    Every product stamped Made in America is a proud salute to the American People, whose hard work, and grit sustain the prosperity of our Nation. This week, we honor our workers, industries, and communities, whose labor powers the enduring strength of our glorious Republic. Together, we 
                    <PRTPAGE P="46692"/>
                    will forge an even greater and brighter future, one proudly built and Made in America.
                </FP>
                <FP>NOW, THEREFORE, I, DONALD J. TRUMP, President of the United States of America, by virtue of the authority vested in me by the Constitution and the laws of the United States, do hereby proclaim July 19 through July 25, 2026, as Made in America Week. I call upon all Americans to pay special tribute to the builders, the ranchers, the crafters, the entrepreneurs, and all those who work with their hands every day to make America great.</FP>
                <FP>IN WITNESS WHEREOF, I have hereunto set my hand this twentieth day of July, in the year of our Lord two thousand twenty-six, and of the Independence of the United States of America the two hundred and fifty-first.</FP>
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                <PSIG> </PSIG>
                <FRDOC>[FR Doc. 2026-14999 </FRDOC>
                <FILED>Filed 7-22-26; 11:15 am]</FILED>
                <BILCOD>Billing code 3395-F4-P</BILCOD>
            </PROCLA>
        </PRESDOCU>
    </PRESDOC>
    <VOL>91</VOL>
    <NO>140</NO>
    <DATE>Thursday, July 23, 2026</DATE>
    <UNITNAME>Presidential Documents</UNITNAME>
    <PRESDOC>
        <PRESDOCU>
            <EXECORD>
                  
                <PRTPAGE P="46693"/>
                <EXECORDR>Executive Order 14415 of July 20, 2026</EXECORDR>
                <HD SOURCE="HED">Securing America's Defense Supply Chains and Ensuring Domestic Acquisition of Critical Materials</HD>
                <FP>By the authority vested in me as President by the Constitution and the laws of the United States of America, it is hereby ordered:</FP>
                <FP>
                    <E T="04">Section 1</E>
                    . 
                    <E T="03">Policy.</E>
                     The United States military is the most effective and powerful fighting force on the planet. It fields the most advanced weapons systems and technologies in the world, utilizing cutting edge equipment to dominate the modern battlefield. To continue this dominance in an era of renewed great power competition, the United States must secure its supply chains against physical, cyber, and economic subversion. It is the policy of the United States that not only the finished equipment deployed by our military, but also the critical materials and components necessary to manufacture, maintain, sustain, and repair that equipment, are sourced domestically or from allied nations.
                </FP>
                <FP>Despite the longstanding prohibition on the use of sensitive materials sourced from geopolitical adversaries, defense contractors have historically under-prioritized domestic production and resilience. My Administration will act to ensure that the statutory requirements of 10 U.S.C. 4872 are strictly observed and result in resilient domestic and allied supply chains.</FP>
                <FP>
                    <E T="04">Sec. 2</E>
                    . 
                    <E T="03">Restricting Waivers.</E>
                     (a) On January 1, 2027, the Secretary of War (Secretary) and the Secretaries of the military departments shall cease to issue waivers under 10 U.S.C. 4872(c)(1) for the acquisition of covered materials under 10 U.S.C. 4872, except as provided in subsection (b) of this section. Waivers issued under 10 U.S.C. 4872(e) will only be issued as provided in subsection (b) of this section or following a request from the Secretary or the Secretary of the military department to the Assistant to the President for National Security Affairs.
                </FP>
                <P> (b) The Secretary may continue to issue waivers under 10 U.S.C. 4872(c)(1) or (e) that would otherwise be prohibited under subsection (a) of this section for the acquisition of covered materials under 10 U.S.C. 4872, provided that the prime contractor or subcontractor submits to the Secretary or his designee a formal mitigation plan, accepted by the Secretary or his designee, that clearly:</P>
                <FP SOURCE="FP1">(i) identifies the source of the covered material that would not be compliant with 10 U.S.C. 4872 absent a waiver;</FP>
                <FP SOURCE="FP1">(ii) documents evidence of exhaustive efforts made to acquire compliant covered material or demonstrates that compliant covered material was not available at the time of the acquisition of the non-compliant covered material;</FP>
                <FP SOURCE="FP1">(iii) describes the steps to be taken by the prime contractor or subcontractor to remove the non-compliant covered material from its supply chains; and</FP>
                <FP SOURCE="FP1">(iv) establishes a strict projected timeline for complete implementation of the mitigation plan.</FP>
                <P>
                     (c) A prime contractor's or subcontractor's failure to qualify a domestic source of covered material shall not constitute non-availability for purposes of a waiver under 10 U.S.C. 4872(c)(1), except in such cases in which a prime contractor or subcontractor demonstrates active, adequately funded, 
                    <PRTPAGE P="46694"/>
                    and ongoing efforts to qualify a domestic source of the covered material at issue.
                </P>
                <P>(d) If the Secretary determines a prime contractor or subcontractor has engaged in fraud or deliberately misled the Federal Government in any part of its mitigation plan, or otherwise knowingly or willfully failed to implement its mitigation plan on the terms set forth and approved by the Secretary or his designee in the mitigation plan, the Secretary shall take all actions and exercise all contractual remedies the Secretary deems appropriate, consistent with applicable law. The Secretary may additionally refer the matter to the Attorney General for investigation and possible prosecution as appropriate.</P>
                <P>(e) Within 180 days of the date of this order, the Secretary shall provide the Assistant to the President for National Security Affairs a list of generally available actions and contractual remedies that have been taken or may be taken or exercised to address knowing or willful noncompliance by prime contractors and subcontractors.</P>
                <P> (f) The Secretary shall review the Department of War's present application of the exemption for electronic devices under 10 U.S.C. 4872(c)(3)(B) and ensure the continued application of that exemption meets current national security needs.</P>
                <FP>
                    <E T="04">Sec. 3</E>
                    . 
                    <E T="03">Critical Supply Chain Mapping and Illumination.</E>
                     (a) Within 180 days of the date of this order, the Secretary shall develop policy and implementation guidance to require all prime contractors and subcontractors at any tier to map and illuminate, as further described in subsection (b) of this section, critical supply chains for all Department of War acquisitions that support, implicate, or relate to United States national security, as determined by the Secretary, from raw materials to the end use products such contractors deliver to the Department of War. Within 90 days of completion, the Secretary shall promulgate implementing regulations, and such regulations shall seek to ensure that small businesses, non-traditional defense companies, and new entrant firms are able to comply with the intent of this section without being unduly burdened by these regulations, as well as ensure that these regulations are consistent with all statutory domestic and allied sourcing requirements.
                </FP>
                <P> (b) The proposed regulations promulgated pursuant to subsection (a) of this section shall include requirements that:</P>
                <FP SOURCE="FP1">(i) contractors must submit to the Department of War a complete indentured Bill of Materials that traces all components, parts, equipment, software, and materials back to the origin of raw materials in their supply chains;</FP>
                <FP SOURCE="FP1">(ii) contractors must establish and implement written procedures, in accordance with existing Department of War procedures for conducting supply chain risk assessments, to proactively vet all suppliers and subcontractors that support the critical supply chain; such vetting for critical supply chains shall, at a minimum, include screening of subcontractors and suppliers for the following categories of supply chain risks and challenges:</FP>
                <P SOURCE="P1">(A) financial, as defined in section 7(c) of this order,</P>
                <P SOURCE="P1">(B) foreign ownership, control, or influence, as defined in section 7(d) of this order, and</P>
                <P SOURCE="P1">(C) manufacturing and supply, as defined in section 7(e) of this order; and</P>
                <FP SOURCE="FP1">(iii) subject to the exception contemplated by section 6(a) of this order, prohibit contractors from utilizing in their supply chains covered material supplied by an unreliable foreign supplier, as defined in section 7(f) of this order.</FP>
                <P>
                    (c) The proposed regulations promulgated pursuant to subsection (a) of this section shall require contractors, upon completion of the vetting activities described in subsection (b)(ii) of this section, to:
                    <PRTPAGE P="46695"/>
                </P>
                <FP SOURCE="FP1">(i) implement timely mitigation actions, including those identified in the required Supply Chain Risk Management Plan pursuant to Contract Requirement Data List DI-MGMT-82256A, to reduce the likelihood or impact of each identified risk;</FP>
                <FP SOURCE="FP1">(ii) track active mitigation actions until closure;</FP>
                <FP SOURCE="FP1">(iii) within 15 days of completing the vetting activities, notify the Department of War of any significant supply chain risks identified by the vetting activities;</FP>
                <FP SOURCE="FP1">(iv) within 45 days of completing the vetting activities, submit a written, confidential corrective action plan detailing implemented mitigations and a strict projected timeline for complete implementation of the corrective action plan; and</FP>
                <FP SOURCE="FP1">(v) submit a closeout report upon completing the corrective action plan.</FP>
                <P>(d) The Department of War shall, in response to the vulnerabilities, bottlenecks, and single points of failure identified by contractor acquisition information, map national security vulnerabilities as they relate to the sourcing of key raw materials or other links in the supply chain, using any tools and technologies to include artificial intelligence to assist in doing so. The Secretary shall account for identified vulnerabilities, bottlenecks, and single points of failure before issuing any waivers under 10 U.S.C. 4872(c)(1) or (e), consistent with the requirements of section 2 of this order.</P>
                <FP>
                    <E T="04">Sec. 4</E>
                    . 
                    <E T="03">Qualification of Domestic Sources.</E>
                     (a) Within 180 days of the date of this order, the Secretary shall initiate regulatory action to:
                </FP>
                <FP SOURCE="FP1">(i) identify, in his sole discretion, all existing acquisitions by the Department of War that support, implicate, or relate to United States national security; and</FP>
                <FP SOURCE="FP1">(ii) require contractors who, in delivering the identified acquisitions, rely on supply chains that include material or components supplied by an unreliable foreign supplier, to, as soon as possible, consistent with law, safety, mission requirements, and existing contract requirements, qualify and utilize an alternative source for the material or components supplied by the unreliable foreign supplier, except in cases where no such alternative source is available.</FP>
                <P>(b) A contractor's failure to qualify an alternative source under subsection (a) of this section shall constitute grounds, consistent with law and existing contract terms, for the Secretary to consider suspending or terminating task orders, declining to exercise contract options, and terminating the existing contract.</P>
                <P>(c) Within 90 days of the date of this order, the Secretary shall develop a strategy to accelerate testing and qualification of new sources and materials by prime contractors and subcontractors at any tier. This strategy shall include developing new software, technical testing procedures, qualification methodologies, and resources. As part of this strategy, the Secretary shall identify and begin steps to rescind any regulations that prevent rapid testing and qualification of sources and materials necessary for defense production.</P>
                <FP>
                    <E T="04">Sec. 5</E>
                    . 
                    <E T="03">Reporting.</E>
                     (a) Every 6 months from the date of this order until January 1, 2028, the Secretary shall submit a report to the Assistant to the President for National Security Affairs describing the actions taken pursuant to this order. This report shall include:
                </FP>
                <FP SOURCE="FP1">(i) any continued use of waivers by prime contractors or subcontractors under 10 U.S.C. 4872;</FP>
                <FP SOURCE="FP1">(ii) the number of mitigation plans accepted under section 2(b) of this order and the progress made by relevant contractors to complete the commitments outlined in their relevant mitigation plans; and</FP>
                <FP SOURCE="FP1">
                    (iii) progress made on implementing the regulations required by sections 3 and 4 of this order, as well as the acquisitions to be covered by those regulations.
                    <PRTPAGE P="46696"/>
                </FP>
                <P>(b) The report may include a classified annex if the Secretary determines that national security considerations so require.</P>
                <FP>
                    <E T="04">Sec. 6</E>
                    . 
                    <E T="03">Project Vault and U.S. Funded Sources.</E>
                     (a) Nothing in this order shall be construed to impair or otherwise affect the U.S. Strategic Critical Minerals Reserve (also known as “Project Vault”) for which the Export-Import Bank of the United States is a lender or the acquisition by a contractor or subcontractor of critical minerals or components produced by a foreign project or other transaction financed, guaranteed, or insured by the Export-Import Bank of the United States or the United States International Development Finance Corporation.
                </FP>
                <P>(b) The sale of critical materials or components by Project Vault to a contractor or subcontractor shall not be construed as a credit sale of a defense article or service for purposes of 12 U.S.C. 635(b)(6)(A).</P>
                <P>(c) Nothing in this order shall be construed to impair or otherwise affect the acquisition by a contractor or subcontractor of critical minerals or components produced by a company or project receiving grants, financing, loans, equity investment, or other such support from the Department of State, the Department of War, the Department of Commerce, or the Department of Energy.</P>
                <FP>
                    <E T="04">Sec. 7</E>
                    . 
                    <E T="03">Definitions.</E>
                     For purposes of this order:
                </FP>
                <P>(a) The term “critical supply chain” means all tiers of suppliers and subcontractors providing goods, materials, systems, software, or services that are essential to contract deliverables, mission assurance, security, or resilience, as defined by the Secretary.</P>
                <P>(b) The term “indentured Bill of Materials” shall mean all the components, parts, equipment, software, and materials back to the origin of raw materials collected during the design, development, and initial fielding process of a system or end item. This term includes data for maintenance planning, logistics design requirements, reliability and maintainability, system safety, maintenance engineering, cost, cataloging, item management, and in-service feedback. The indentured Bill of Materials will require a standard format, content, and data pursuant to contract data requirement list data item descriptions (DIDs) and will have intended use as outlined in the DID. An indentured Bill of Materials may be disclosed to contractor personnel performing under a Department of War contract, notwithstanding any other provision of law, if the disclosure is necessary for the covered Federal Government support contractor to furnish independent or impartial advice or technical assistance directly to the Federal Government in support of the Federal Government's statutory authorities to include the promulgation of policy, management, and oversight of the program or effort to which the sensitive information relates; is within the scope of the covered contracts with such contractors; and the contractor and contractor personnel to which the information is disclosed will appropriately protect proprietary information from unauthorized disclosure or use.</P>
                <P>(c) A “financial” supply chain risk or challenge means a situation in which a supplier cannot generate revenue or income resulting in the inability to meet financial obligations. Financial distress can lead to the inability to meet contractual obligations, hostile takeovers, or bankruptcy.</P>
                <P>(d) The term “foreign ownership, control, or influence” means a foreign interest has the power—whether through direct or indirect control, whether or not exercised—to direct or decide matters affecting the management or operations of a company in a manner that may result in unauthorized access to information or may adversely affect the performance of contracts or programs which support national security.</P>
                <P>
                    (e) A “manufacturing and supply” supply chain risk or challenge means either a single supplier, economic sector, or market cannot meet market demand. This can be due to reduced throughput or production delays caused by capacity constraints, obsolescence, industrial limitations, market conditions and the supplier's practices across those markets, disrupted material 
                    <PRTPAGE P="46697"/>
                    delivery, and other conditions. Additional concerns include availability of supply, capacity to surge, sole-source, and concentration within or over-reliance on a single source.
                </P>
                <P>(f) The term “unreliable foreign supplier” means any person subject to the foreign ownership, control, or influence of a covered nation as defined by 10 U.S.C. 4872(f)(2), or a nation otherwise designated by the Secretary.</P>
                <FP>
                    <E T="04">Sec. 8</E>
                    . 
                    <E T="03">General Provisions.</E>
                     (a) Nothing in this order shall be construed to impair or otherwise affect:
                </FP>
                <FP SOURCE="FP1">(i) the authority granted by law to an executive department or agency, or the head thereof; or</FP>
                <FP SOURCE="FP1">(ii) the functions of the Director of the Office of Management and Budget relating to budgetary, administrative, or legislative proposals.</FP>
                <P>(b) This order shall be implemented consistent with applicable law and subject to the availability of appropriations.</P>
                <P>(c) This order is not intended to, and does not, create any right or benefit, substantive or procedural, enforceable at law or in equity by any party against the United States, its departments, agencies, or entities, its officers, employees, or agents, or any other person.</P>
                <P>(d) The costs for publication of this order shall be borne by the Department of War.</P>
                <GPH SPAN="1" DEEP="80" HTYPE="RIGHT">
                    <GID>Trump.EPS</GID>
                </GPH>
                <PSIG> </PSIG>
                <PLACE>THE WHITE HOUSE,</PLACE>
                <DATE>July 20, 2026.</DATE>
                <FRDOC>[FR Doc. 2026-15003 </FRDOC>
                <FILED>Filed 7-22-26; 11:15 am]</FILED>
                <BILCOD>Billing code 6001-FR-P</BILCOD>
            </EXECORD>
        </PRESDOCU>
    </PRESDOC>
    <VOL>91</VOL>
    <NO>140</NO>
    <DATE>Thursday, July 23, 2026</DATE>
    <UNITNAME>Presidential Documents</UNITNAME>
    <NEWPART>
        <PTITLE>
            <PRTPAGE P="46699"/>
            <PARTNO>Part V</PARTNO>
            <PRES>The President</PRES>
            <PNOTICE>Notice of July 21, 2026—Continuation of the National Emergency With Respect to Mali</PNOTICE>
        </PTITLE>
        <PRESDOCS>
            <PRESDOCU>
                <PRNOTICE>
                    <TITLE3>Title 3— </TITLE3>
                    <PRES>
                        The President
                        <PRTPAGE P="46701"/>
                    </PRES>
                    <PNOTICE>Notice of July 21, 2026</PNOTICE>
                    <HD SOURCE="HED">Continuation of the National Emergency With Respect to Mali</HD>
                    <FP>
                        On July 26, 2019, by Executive Order 13882, the President declared a national emergency pursuant to the International Emergency Economic Powers Act (50 U.S.C. 1701 
                        <E T="03">et seq.</E>
                        ) to deal with the unusual and extraordinary threat to the national security and foreign policy of the United States constituted by the situation in Mali.
                    </FP>
                    <FP>The situation in Mali, including repeated violations of ceasefire arrangements made pursuant to the 2015 Agreement on Peace and Reconciliation in Mali; a coup d'etat resulting in the termination of that agreement; the expansion of terrorist activities into southern and central Mali; the intensification of drug trafficking and trafficking in persons, human rights abuses, and hostage-taking; a further coup d'etat; the presence of foreign mercenaries threatening peace, security, and stability; and the intensification of attacks against civilians, the Malian defense and security forces, the United Nations Multidimensional Integrated Stabilization Mission in Mali (MINUSMA), and international security presences, continues to pose an unusual and extraordinary threat to the national security and foreign policy of the United States. For this reason, the national emergency declared in Executive Order 13882 of July 26, 2019, must continue in effect beyond July 26, 2026. Therefore, in accordance with section 202(d) of the National Emergencies Act (50 U.S.C. 1622(d)), I am continuing for 1 year the national emergency declared in Executive Order 13882 with respect to the situation in Mali.</FP>
                    <FP>
                        This notice shall be published in the 
                        <E T="03">Federal Register</E>
                         and transmitted to the Congress.
                    </FP>
                    <GPH SPAN="1" DEEP="80" HTYPE="RIGHT">
                        <GID>Trump.EPS</GID>
                    </GPH>
                    <PSIG> </PSIG>
                    <PLACE>THE WHITE HOUSE,</PLACE>
                    <DATE>July 21, 2026.</DATE>
                    <FRDOC>[FR Doc. 2026-15024 </FRDOC>
                    <FILED>Filed 7-22-26; 11:15 am]</FILED>
                    <BILCOD>Billing code 3395-F4-P</BILCOD>
                </PRNOTICE>
            </PRESDOCU>
        </PRESDOCS>
    </NEWPART>
</FEDREG>
