[Federal Register Volume 91, Number 105 (Tuesday, June 2, 2026)]
[Proposed Rules]
[Pages 32915-32919]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2026-10968]


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POSTAL SERVICE

39 CFR Part 111


Ballot Mail for Federal Elections

AGENCY: Postal Service.

ACTION: Proposed rule.

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SUMMARY: The Postal Service is proposing to amend the Mailing Standards 
of the United States Postal Service, Domestic Mail Manual (DMM), 
regarding the transmission of mail-in or absentee ballots for federal 
elections pursuant to its rulemaking authority.

DATES: Comments must be received on or before July 2, 2026.

ADDRESSES: Mail or deliver written comments to Director, Product 
Classification, U.S. Postal Service, 475 L'Enfant Plaza SW, Room 4446, 
Washington, DC 20260-5015. Email comments, containing the name and 
address of the commenter, may be sent to: [email protected], 
with a subject line of ``Ballot Mail.'' Faxed comments will not be 
accepted.
    You may inspect and photocopy all written comments, by appointment 
only, at USPS[supreg] Headquarters Library, 475 L'Enfant Plaza SW, 11th 
Floor North, Washington, DC 20260. These records are available for 
review Monday through Friday, between 8 a.m. and 4 p.m. by calling 202-
268-2906.

FOR FURTHER INFORMATION CONTACT: Dale Kennedy, (202) 268-6592.

SUPPLEMENTARY INFORMATION: All submitted comments and attachments are 
part of the public record and subject to disclosure. Do not enclose any 
material in your comments that you consider to be confidential or 
inappropriate for public disclosure.
    The Postal Service is proposing to amend the Mailing Standards of 
the United States Postal Service, Domestic Mail Manual (DMM) regarding 
the transmission of mail-in or absentee ballots for federal elections 
through the mail, pursuant to its authority under 39 U.S.C. 401 and 
404, and consistent with Section 3 of Executive Order 14399, Ensuring 
Citizenship Verification and Integrity in Federal Elections.

Background

    On March 31, 2026, the President issued Executive Order 14399, 
Ensuring Citizenship Verification and Integrity in Federal Elections, 
91 FR 17125 (2026) (``Order''). The Executive Order discusses the 
importance of additional measures concerning the use of the mails to 
vote in federal elections, in order to facilitate enforcement of 
federal law, reduce the risk of fraud, and help protect the integrity 
of federal elections. Following the issuance of the Order, the Postal 
Service submitted this proposed rule to the Office of Management and 
Budget (OMB) for interagency review. Subsequent to that review process, 
the Postal Service issues this proposed rule regarding the preparation 
of ballot mail for federal elections to facilitate the enforcement of 
federal law. The proposed rule would also implement best practices for 
Postal Service operations regarding ballot mail.

Legal Authority and Rationale

    The Postal Service is initiating this rulemaking pursuant to its 
authority to regulate the mails, including under 39 U.S.C. 401 and 404. 
Section 401 authorizes the Postal Service ``to adopt, amend, and repeal 
such rules and regulations, not inconsistent with this title, as may be 
necessary in the execution of its functions under this title and such 
other functions as may be assigned to the Postal Service under any 
provisions of law outside of this title.'' Section 401 further grants 
the Postal Service ``all other powers incidental, necessary, or 
appropriate to the carrying on of its functions or the exercise of its 
specific powers.'' Section 404 grants the Postal Service specific 
powers, including the power ``to provide for the collection, handling, 
transportation, delivery, forwarding, returning, and holding of mail, 
and for the disposition of undeliverable mail.''
    The proposed rule would apply uniform standards for the mailing of 
absentee ballots to and from voters, which the Postal Service 
understands will facilitate the faithful execution of federal law. The 
Postal Service has the authority to change its regulations to achieve 
this purpose. See 39 U.S.C. 401(2) (noting that the Postal Service can 
issue regulations as necessary to execute functions assigned to it by 
law); see, e.g., 52 U.S.C. 10307; 52 U.S.C. 20511; cf. 18 U.S.C. 
3061(b) (authorizing the Postal Service to investigate crimes regarding 
``the use of the mails'' and other appropriate crimes as determined by 
agreement with the Attorney General). The regulations as proposed 
accord with that authority, because as detailed below they set forth 
mailpiece preparation and data reporting standards that can provide 
information regarding the sending of ballots through the mails that 
would be available for use by law enforcement, and are consistent with 
title 39 of the U.S. Code. Additionally, the proposed changes would 
implement best practices for Postal Service ballot mailing operations, 
thereby advancing execution of a key Postal Service function.
    The Postal Service therefore proposes to amend DMM Section 705 with 
the provisions described herein. The DMM is incorporated by reference 
into 39 CFR 111.1 and 111.3.

Proposed Rule

    The Postal Service is proposing to add a section to DMM 705, 
Advanced Preparation and Special Postage Payment Systems, that contains 
the following preparation conditions when mailing ballots for general, 
special, or run-off federal elections, except that these conditions do 
not apply to ballots covered under the Uniformed and Overseas Citizens 
Absentee Voting Act (52 U.S.C. 20301 et seq.):

Envelope Design and Review Standards

     DMM 705.24.3 would identify new standards for the envelope 
design and review for outbound and return ballot

[[Page 32916]]

envelopes, which are consistent with the Postal Service's existing 
recommended best practices. These standards include the use of the 
official Election Mail logo, automation compatibility, placement of a 
uniquely serialized Intelligent Mail barcode (IMb) on each outbound and 
return ballot envelope, and a mailpiece design review.
    The mail preparation standards improve the visibility of ballots in 
the mailstream and are consistent with the Postal Service's current 
ballot mail preparation recommendations as provided in DMM 703.8.4. The 
Postal Service currently has resources available to assist with 
compliance with these standards, which it will continue to make 
available. An example of a resource currently provided to election 
officials regarding mailpiece preparation is the ``2026-2027 Official 
Election Mail Guide (Kit 600)'', which is available at https://about.usps.com/kits/kit600.pdf.
    The Election Mail Logo is an important tool for mailpiece 
visibility. It allows voters to recognize Election Mail as important 
and distinct from other mailings, and also serves to identify official 
Election Mail for Postal Service employees and distinguishes it from 
the millions of other mailpieces that are processed daily. Certain 
long-standing Postal Service practices--including the use of 
Extraordinary Measures during the period of time before elections that 
are designed to return ballots from voters to election officials faster 
than the ordinary mail processes would permit--require the Postal 
Service to be able to visually identify ballots, which the Election 
Mail Logo facilitates. Incorporating this logo will thus further 
facilitate the identification of such ballots.
    Ensuring ballot mail is ``automation compatible'' and meets 
mailpiece design standards means that ballot mail can be processed 
effectively on the Postal Service's mail processing equipment without 
unexpected complications or delays in operations, and that the relevant 
barcodes can be scanned as the piece moves through the mailstream.
    Uniquely serialized IMbs facilitate the tracking of individual 
pieces of Ballot Mail to and from individual voters as the barcodes are 
scanned on the Postal Service's mail processing equipment. The barcode 
simplifies data by consolidating information for multiple Postal 
Service identifiers into one comprehensive location.

Pre-Election Notification of Intent To Use Postal System for Ballot 
Delivery

     DMM 705.24.2 would provide for an optional pre-mailing 
notice that states may provide to the Postal Service, and facilitate 
the process for states to enroll individuals with the Postal Service 
for inclusion on state-specific lists for mail-in and absentee ballot 
participation.
    This provision would allow states to notify the Postal Service of 
their intent to use the mail to facilitate their election processes. By 
disclosing relevant points of contact, it will allow the Postal Service 
to more expeditiously provide technical and other assistance in advance 
of the election. It will also facilitate the adoption of the new 
elements of ballot mailing that are proposed in this regulation.

Mail-In and Absentee Participation List

     DMM 705.24.4 would establish a process by which (1) states 
(including authorized election officials and their mail service 
providers) will notify the Postal Service of the individuals to whom 
they are mailing a mail-in or absentee ballot, along with the unique 
barcode applied to the outbound and return ballot mail envelope for 
such individuals such that the name and barcode of the voter will be 
included on a Mail-In and Absentee Participation List; (2) states 
(including authorized election officials and their mail service 
providers) may thereafter add to or modify the list of enrollees until 
the last day that ballots may be mailed out to individuals under state 
law; and (3) the Postal Service will provide to each state's chief 
election official a final State-Specific Mail-In and Absentee 
Participation List for each state compiling the names of all enrolled 
individuals in such state, along with the barcodes associated with such 
individuals' mail-in or absentee ballots.
    This provision will help determine adherence to federal law and 
facilitate law enforcement efforts. For example, the provided lists 
will evidence how many ballots have been mailed, and allow law 
enforcement officials to compare the total number of mailed ballots to 
the total number of received ballots to detect potential issues 
meriting further investigation. This is accomplished by ensuring that 
individuals who receive a mail-in or absentee ballot are included on 
the State-Specific Participation Lists. It is further accomplished by 
associating the specific barcodes on the ballot envelopes with the 
intended recipients of ballot mail. As noted above, these barcodes 
provide visibility into ballot mail transmission based on scan data 
that is generated as the ballots move through the mail.
    Under this proposal, states would retain full control over who 
would (or would not) be able to vote by mail in federal elections 
within each state, as states would control enrollment with the Postal 
Service for inclusion on the state's Mail-In and Absentee Participation 
List. States would provide the Postal Service with this information via 
the Federal Ballot Mail Portal. Once a state has completed its ballot 
mailings, the Postal Service would compile the information provided by 
that state and then provide the compiled list to the state as that 
state's Mail-In and Absentee Participation List. The Postal Service 
would not change the information provided by the state when compiling 
the lists. As noted below, the Postal Service would provide technical 
assistance to states and localities regarding the secure submission of 
this data.

Ensuring Compliance With New Standards

     DMM 705.24.5 would establish a verification standard to 
support transmission of compliant mail-in or absentee ballots.
    The proposed rule also implements a verification procedure for 
compliance with the proposed standards prior to acceptance by the 
Postal Service of the outbound ballot mailpiece and the blank return 
ballots included within such mailings. The verification process by the 
Postal Service would confirm that a state submitted a list consistent 
with the conditions laid out in the proposed rule, and that the 
outbound ballot mail, and thus the blank ballot that could be returned 
by mail, is destined to individuals on the list, by checking the 
barcodes. The Postal Service would not verify whether individuals 
should or should not be included on a State's Mail-In and Absentee 
Participation List. States will retain full control over the content of 
that list.
    The Postal Service is not proposing to apply these standards to 
primary elections or to UOCAVA ballots. Primary elections largely 
involve political parties selecting nominees through their chosen 
procedures, rather than direct election of federal officials, and thus 
implicate different considerations that bear on the necessity for these 
provisions. Moreover, UOCAVA is a separate federal statutory scheme 
with its own requirements, including different timing constraints and 
deadlines. The Postal Service welcomes comments on these issues, 
however.
    As required under existing postal regulations, mailers must comply 
with all applicable postal laws and regulations governing mailability 
and preparation for mailing, as well as

[[Page 32917]]

nonpostal laws and regulations on the possession, treatment, 
transmission, or transfer of particular matter. Coinciding with 
publication of any final rule, to facilitate compliance by officials 
mailing ballots to voters, the Postal Service intends to provide 
further technical instructions regarding barcode creation, service type 
identifiers, acceptance processes, file preparation, documentation 
submission, and entry of data into the proposed portal.
    The Postal Service will also take steps necessary for the creation 
of a new system of records notice (``SORN'') in accordance with the 
Privacy Act. Notice regarding the new SORN is forthcoming.

Election Mail Practices

    The Postal Service will continue to engage with state and local 
election officials to advise on mailing conditions and best practices. 
The Postal Service will also continue to offer technical support to 
election officials and their mail service providers.
    Additional information about the Postal Service's Election Mail 
practices and procedures, as well as other resources, are available at 
https://about.usps.com/what/government-services/election-mail/.
    The proposed rule would not make changes to the Postal Service's 
longstanding Election Mail practices concerning the processing and 
delivery of ballots that enter the mailstream, including completed 
ballots mailed by voters to election officials. In fact, consistent use 
of our best practices recommendations will enhance these efforts. For 
example, the Postal Service will, consistent with prior elections, 
continue to perform extraordinary measures to deliver completed 
ballots, and, as previously announced, will issue further guidance on 
such extraordinary measures prior to the general election on November 
3, 2026. Extraordinary measures include steps taken by the Postal 
Service to accelerate the delivery of Return Ballot Mail beyond the 
Postal Service's typical operations and service expectations.

Request for Comments

    Consistent with the Order, the Postal Service is issuing this 
notice of proposed rulemaking and invites comments on any and all 
provisions of the proposed DMM addition. During the comment period, the 
Postal Service plans to work with stakeholder groups to discuss the 
proposed rule and its implementation.
    Although exempt from the notice and comment requirements of the 
Administrative Procedure Act (5 U.S.C. 553(b), (c)) regarding proposed 
rulemaking by 39 U.S.C. 410(a), the Postal Service invites public 
comment on the proposed revisions to Mailing Standards of the United 
States Postal Service, Domestic Mail Manual (DMM), incorporated by 
reference in the Code of Federal Regulations.
    We will publish an appropriate amendment to 39 CFR part 111 to 
reflect these changes if our proposal is adopted.

List of Subjects in 39 CFR Part 111

    Administrative practice and procedure, Postal Service.

    Accordingly, the Postal Service proposes the following changes to 
Mailing Standards of the United States Postal Service, Domestic Mail 
Manual (DMM), incorporated by reference in the Code of Federal 
Regulations (see 39 CFR 111.1):

PART 111--[AMENDED]

0
1. The authority citation for 39 CFR part 111 continues to read as 
follows:

    Authority:  5 U.S.C. 552(a); 13 U.S.C. 301-307; 18 U.S.C. 1692-
1737; 39 U.S.C. 101, 401, 403, 404, 414, 416, 3001-3011, 3201-3219, 
3403-3406, 3621, 3622, 3626, 3632, 3633, and 5001.

0
2. Revise the following sections of Mailing Standards of the United 
States Postal Service, Domestic Mail Manual (DMM), as follows:

Mailing Standards of the United States Postal Service, Domestic Mail 
Manual (DMM)

* * * * *

705 Advanced Preparation and Special Postage Payment Systems

* * * * *
    [Insert after 705.23 the following:]

24.0 Ballot Mail for Federal Elections

24.1 Definitions

    For the purposes of Section 705.24, the following definitions 
apply:
    a. Authorized ballot mailer means an election official of a state 
or a political subdivision thereof who is responsible for sending mail-
in or absentee ballots to eligible voters of that state or political 
subdivision; or an individual or entity, such as a mail service 
provider, that an election official has authorized to send mail-in or 
absentee ballots by mail on the election official's behalf.
    b. Ballot Portal User means the chief election official of each 
state and any individual or entity, such as a mail service provider or 
an election official of that state or a political subdivision thereof, 
authorized by the chief election official to provide information 
through the Postal Service Federal Ballot Mail Portal as described in 
24.4.2.b.
    c. Mail-in or absentee ballot means a physical ballot, other than a 
ballot provided at a designated polling place, that may be used to cast 
a vote in a federal election. For the purposes of Section 705.24, a 
mail-in or absentee ballot does not include a ballot mailed under 
703.8.8 or 703.8.9.
    d. Outbound Federal Ballot Mail means any mailpiece containing a 
mail-in or absentee ballot for a federal election sent from an 
authorized ballot mailer to an individual voter.
    e. Return Federal Ballot Mail means any mailpiece containing a 
mail-in or absentee ballot for a federal election sent from an 
individual voter to an election office, or an authorized recipient of 
ballot mail, of a state or a political subdivision thereof.
    f. Federal election means any general, special, or runoff election 
for the office of President or Vice President; or of Senator or 
Representative in, or Delegate or Resident Commissioner to, the 
Congress. This definition does not include primary elections.
    g. State includes all 50 states, as well as the District of 
Columbia, Puerto Rico, the Virgin Islands, Guam, American Samoa, and 
the Northern Mariana Islands.
    h. Intelligent Mail barcode (IMb) has the meaning provided in 
204.1.2.1.
    i. Official Election Mail logo is a unique registered trademark 
designed exclusively for inclusion in the design of Official Election 
Mail. The conditions of use are provided in Publication 631, Official 
Election Mail--Graphic Guidelines and Logos.

24.2 Optional 90-Day Pre-Mailing Notice

    A state's chief election official may notify the Postal Service, no 
fewer than 90 days prior to a federal election, of its intent to allow 
for mail-in or absentee ballots in the federal election to be 
transmitted by the Postal Service. This notification should indicate 
whether the state intends to submit to the Postal Service the 
information described in 24.4.2.b to the Postal Service Federal Ballot 
Mail Portal as set forth in 24.4.2.d.
    A state's failure to provide the optional 90-day notice to the 
Postal Service under 24.2 will not prevent enrollment under 24.4.

24.3 Federal Ballot Mail

24.3.1 Outbound Federal Ballot Mail Envelope Standards

    Outbound Federal Ballot Mail must be mailed in an envelope that:

[[Page 32918]]

    a. Includes the official Election Mail logo;
    b. Is automation compatible;
    c. Bears a unique IMb with the Delivery Point ZIP Code embedded and 
a Federal Ballot Mail Service Type Identifier (STID); and
    d. Has undergone review by the Postal Service for mailpiece design 
and barcode placement.

24.3.2 Return Federal Ballot Mail Envelope Standards

    Return Federal Ballot Mail must be mailed in an envelope that:
    a. Includes the official Election Mail logo;
    b. Is automation compatible;
    c. Bears a unique IMb with the Delivery Point ZIP Code embedded and 
a Federal Ballot Mail STID; and
    d. Has undergone review by the Postal Service for mailpiece design 
and barcode placement.

24.3.3 Authorized Ballot Mailer Responsibility

    Authorized ballot mailers are responsible for barcode creation 
under 24.3.1 and 24.3.2 as well as envelope design and printing for all 
ballot mail.

24.3.4 Additional Recommendations

    For additional information on the Postal Service's recommendations 
for all ballot mail, see DMM 703.8.4.

24.4 State-Specific Mail-In and Absentee Participation Lists

24.4.1 Postal Service Federal Ballot Portal User Registration

    To access the Postal Service Federal Ballot Mail Portal, each 
Ballot Portal User must have a registered account. Registration must be 
completed no later than two business days before an Outbound Federal 
Ballot mailing. The chief election official of each state is 
responsible for authorizing the Ballot Portal Users for their state 
including political subdivisions thereof.

24.4.2 Enrollment

    a. Any state that intends to receive mail-in or absentee ballots 
from individual voters through the Postal Service must ensure that such 
individuals have been enrolled with the Postal Service for inclusion on 
the state's Mail-In and Absentee Participation List.
    b. In order for an individual to be enrolled with the Postal 
Service for inclusion on a state's Mail-In and Absentee Participation 
List, a Ballot Portal User in that state must provide the following 
information through the Postal Service Federal Ballot Mail Portal:
    1. Name of individual receiving a mail-in or absentee ballot;
    2. Address of individual receiving a mail-in or absentee ballot;
    3. Unique IMb on the Outbound Federal Ballot Mail envelope sent to 
the individual;
    4. Unique IMb on the Return Federal Ballot Mail envelope sent to 
the individual; and
    5. Originating election office state.
    c. An individual will be deemed enrolled with the Postal Service 
for inclusion on a state's Mail-In and Absentee Participation List as 
of the date that the information in 24.4.2.b is provided.
    d. Ballot Portal Users must provide the information in 24.4.2.b at 
least 30 days before the date of the federal election, to the extent 
practicable, or by the date on which mail-in or absentee ballots may 
begin to be mailed under state law. Ballot Portal Users may make 
supplemental submissions to enroll additional individuals or modify 
prior submissions until the last day that ballots may be mailed out to 
individuals under state law. A separate submission is required in 
connection with each Outbound Federal Ballot mailing, regardless of the 
number of mailpieces in the mailing.
    e. The information provided in 24.4.2.b must meet the Postal 
Service's technical specifications for the Federal Ballot Mail Portal.
    f. Ballot Portal Users must certify to the Postal Service that any 
mail-in or absentee ballots their state's authorized ballot mailers 
provide to the Postal Service for mailing meet the standards in 24.3.1 
and 24.3.2.

24.4.3 Provision of State-Specific Lists

    On or about the date of the federal election, the Postal Service 
will provide a state-specific Mail-In and Absentee Participant List to 
each state's chief election official that contains the name and address 
of each individual in that state who was enrolled through the process 
set forth in 24.4.2, along with the unique IMb associated with the 
Outbound and Return Federal Ballot Mail sent to each such individual.

24.5 Outbound Federal Ballot Mail Verification

24.5.1 Procedure

    Using the information provided in 24.4.2, the Postal Service will 
review mailings identified as Outbound Federal Ballot Mail prior to 
acceptance to evaluate whether the mailing meets the standards in 
24.3.1 and is being sent to individuals who have been enrolled with the 
Postal Service for inclusion on the state's Mail-In and Absentee 
Participation List, consistent with the technical specifications for 
the Federal Ballot Mail Portal.

24.5.2 Authorized Verification

    Mailings identified as Outbound Federal Ballot Mail are verified by 
Postal Service employees when presented for acceptance. Consistent with 
existing Postal regulations regarding commercial postage categories, 
mailings of Outbound Federal Ballot Mail with 200 or more pieces of 
Marketing Mail or 500 or more pieces of First-Class Mail must be 
entered at a facility that performs business mail acceptance functions. 
Mailings of Outbound Federal Ballot Mail that do not meet this volume 
threshold must be entered either at a facility that performs business 
mail acceptance functions or at a Postal Service retail counter. Postal 
Service personnel are not authorized to open mail sealed against 
inspection, except under circumstances described in ASM 274. The Postal 
Service's acceptance of Outbound Federal Ballot Mail does not 
constitute verified compliance.

24.5.3 Noncompliance

    a. Mailings that do not comply with 24.5.1 and 24.5.2 will not be 
accepted and will be returned to the authorized ballot mailer. The 
authorized ballot mailer or Ballot Portal User must address the 
error(s) before resubmitting the mailing.
    b. Mailings from any authorized ballot mailer for any state that 
has not submitted a certification pursuant to 24.4.2.f will not be 
accepted and will be returned to the authorized ballot mailer.
    c. An authorized ballot mailer may request further review by the 
Postal Service if Outbound Federal Ballot Mail is not accepted.
    d. The Postal Service assumes no responsibility for any outbound 
ballot mailing presented until it is accepted into the mail. The Postal 
Service is not responsible for service delays when the Ballot Portal 
User or authorized ballot mailer does not meet the applicable 
preparation or entry standards.
    e. Authorized ballot mailers must comply with all applicable postal 
laws and regulations governing mailability and preparation for mailing, 
as well as nonpostal laws and regulations on the possession, treatment, 
transmission, or transfer of particular matter.

24.6 Non-Interference With State or Federal Election Laws

    This rule relates only to the use of the U.S. Mail. The Postal 
Service does not purport to alter the eligibility of any

[[Page 32919]]

individual to vote under state or federal law. The Postal Service does 
not have any legal responsibility for management of state voter rolls 
or administration of federal elections within each state. States are 
fully responsible for the contents of each State's Mail-In and Absentee 
Participation List.

Daria Valan,
Attorney, Ethics & Legal Compliance.
[FR Doc. 2026-10968 Filed 5-29-26; 12:15 pm]
BILLING CODE 7710-12-P