[Federal Register Volume 91, Number 49 (Friday, March 13, 2026)]
[Notices]
[Pages 12429-12431]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2026-04918]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2019-N-4060]


Medical Devices With Indications Associated With Weight Loss--
Premarket Considerations; Guidance for Industry and Food and Drug 
Administration Staff; Availability

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice of availability.

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SUMMARY: The Food and Drug Administration (FDA or Agency) is announcing 
the availability of a final guidance entitled ``Medical Devices with 
Indications Associated with

[[Page 12430]]

Weight Loss--Premarket Considerations.'' This guidance document 
provides recommendations regarding non-clinical testing and clinical 
study design for medical devices with indications for use associated 
with weight loss to support premarket submissions. The guidance also 
includes discussion on how FDA considers the benefit-risk analysis to 
support such indications.

DATES: The announcement of the guidance is published in the Federal 
Register on March 13, 2026.

ADDRESSES: You may submit either electronic or written comments on 
Agency guidances at any time as follows:

Electronic Submissions

    Submit electronic comments in the following way:
     Federal eRulemaking Portal: https://www.regulations.gov. 
Follow the instructions for submitting comments. Comments submitted 
electronically, including attachments, to https://www.regulations.gov 
will be posted to the docket unchanged. Because your comment will be 
made public, you are solely responsible for ensuring that your comment 
does not include any confidential information that you or a third party 
may not wish to be posted, such as medical information, your or anyone 
else's Social Security number, or confidential business information, 
such as a manufacturing process. Please note that if you include your 
name, contact information, or other information that identifies you in 
the body of your comments, that information will be posted on https://www.regulations.gov.
     If you want to submit a comment with confidential 
information that you do not wish to be made available to the public, 
submit the comment as a written/paper submission and in the manner 
detailed (see ``Written/Paper Submissions'' and ``Instructions'').

Written/Paper Submissions

    Submit written/paper submissions as follows:
     Mail/Hand Delivery/Courier (for written/paper 
submissions): Dockets Management Staff (HFA-305), Food and Drug 
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
     For written/paper comments submitted to the Dockets 
Management Staff, FDA will post your comment, as well as any 
attachments, except for information submitted, marked and identified, 
as confidential, if submitted as detailed in ``Instructions.''
    Instructions: All submissions received must include the Docket No. 
FDA-2019-N-4060 for ``Medical Devices with Indications Associated with 
Weight Loss--Premarket Considerations.'' Received comments will be 
placed in the docket and, except for those submitted as ``Confidential 
Submissions,'' publicly viewable at https://www.regulations.gov or at 
the Dockets Management Staff between 9 a.m. and 4 p.m., Monday through 
Friday, 240-402-7500.
     Confidential Submissions--To submit a comment with 
confidential information that you do not wish to be made publicly 
available, submit your comments only as a written/paper submission. You 
should submit two copies total. One copy will include the information 
you claim to be confidential with a heading or cover note that states 
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' The Agency will 
review this copy, including the claimed confidential information, in 
its consideration of comments. The second copy, which will have the 
claimed confidential information redacted/blacked out, will be 
available for public viewing and posted on https://www.regulations.gov. 
Submit both copies to the Dockets Management Staff. If you do not wish 
your name and contact information to be made publicly available, you 
can provide this information on the cover sheet and not in the body of 
your comments and you must identify this information as 
``confidential.'' Any information marked as ``confidential'' will not 
be disclosed except in accordance with 21 CFR 10.20 and other 
applicable disclosure law. For more information about FDA's posting of 
comments to public dockets, see 80 FR 56469, September 18, 2015, or 
access the information at: https://www.govinfo.gov/content/pkg/FR-2015-09-18/pdf/2015-23389.pdf.
    Docket: For access to the docket to read background documents or 
the electronic and written/paper comments received, go to https://www.regulations.gov and insert the docket number, found in brackets in 
the heading of this document, into the ``Search'' box and follow the 
prompts and/or go to the Dockets Management Staff, 5630 Fishers Lane, 
Rm. 1061, Rockville, MD 20852, 240-402-7500.
    You may submit comments on any guidance at any time (see 21 CFR 
10.115(g)(5)).
    An electronic copy of the guidance document is available for 
download from the internet. See the SUPPLEMENTARY INFORMATION section 
for information on electronic access to the guidance. Submit written 
requests for a single hard copy of the guidance document entitled 
``Medical Devices with Indications Associated with Weight Loss--
Premarket Considerations'' to the Office of Policy, Center for Devices 
and Radiological Health, Food and Drug Administration, 10903 New 
Hampshire Ave., Bldg. 66, Rm. 5441, Silver Spring, MD 20993-0002. Send 
one self-addressed adhesive label to assist that office in processing 
your request.

FOR FURTHER INFORMATION CONTACT: Erica Takai, Center for Devices and 
Radiological Health, Food and Drug Administration, 301-796-6353.

SUPPLEMENTARY INFORMATION:

I. Background

    This guidance document provides recommendations regarding non-
clinical testing and clinical study design for medical devices with 
indications for use associated with weight loss to support premarket 
submissions. The guidance also includes discussion on how FDA considers 
the benefit-risk analysis to support such indications. Examples of 
indications associated with weight loss include indications for weight 
loss, weight reduction, weight management, or obesity treatment in 
patients who are overweight or have obesity. The recommendations 
reflect current review practices of premarket submissions for these 
devices and are intended to promote consistency and facilitate 
efficient review of these submissions.
    Prior to issuing this guidance, FDA requested public comment on a 
concept for balancing the benefit of weight loss with the risks of 
adverse events in a discussion paper (September 2019, Docket No. FDA-
2019-N-4060). FDA considered public comments and incorporated the 
feedback as appropriate in developing the draft guidance, ``Medical 
Devices with Indications Associated with Weight Loss--Clinical Study 
and Benefit-Risk Considerations.''
    A notice of availability of the draft guidances ``Medical Devices 
with Indications Associated with Weight Loss--Clinical Study and 
Benefit-Risk Considerations'' and ``Medical Devices with Indications 
Associated with Weight Loss--Non-Clinical Recommendations'' appeared in 
the Federal Register of September 15, 2023 (88 FR 63589). FDA combined 
the two draft guidances into one final guidance document for ease of 
use, since the scope of the draft guidances included the same device 
area. FDA also considered comments received and revised the language as 
appropriate in response to the comments. Edits to the final guidance 
include clarification on the use of sham controls, discussion of

[[Page 12431]]

statistical analysis using modified intent-to-treat populations, 
inclusion of patient-reported outcomes as a factor to be considered as 
part of the benefit-risk evaluation, provision of additional reference 
citations, and addition of references to FDA's Q-Submission Program, 
which can be used to request feedback on aspects of a proposed clinical 
study design.
    This guidance is being issued consistent with FDA's good guidance 
practices regulation (21 CFR 10.115). This guidance represents the 
current thinking of FDA on ``Medical Devices with Indications 
Associated with Weight Loss--Premarket Considerations''. It does not 
establish any rights for any person and is not binding on FDA or the 
public. You can use an alternative approach if it satisfies the 
requirements of the applicable statutes and regulations.
    FDA considered the applicability of Executive Order 14192, per 
Office of Management and Budget (OMB) guidance in M-25-20, and finds 
this action to be neither an E.O. 14192 regulatory nor an E.O. 14192 
deregulatory action.

II. Electronic Access

    Persons interested in obtaining a copy of the guidance may do so by 
downloading an electronic copy from the internet. A search capability 
for all Center for Devices and Radiological Health guidance documents 
is available at https://www.fda.gov/medical-devices/device-advice-comprehensive-regulatory-assistance/guidance-documents-medical-devices-and-radiation-emitting-products. This guidance document is also 
available at https://www.regulations.gov and at https://www.fda.gov/regulatory-information/search-fda-guidance-documents. Persons unable to 
download an electronic copy of ``Medical Devices with Indications 
Associated with Weight Loss--Premarket Considerations'' may send an 
email request to [email protected] to receive an electronic 
copy of the document. Please use the document number GUI00019046 and 
complete title to identify the guidance you are requesting.

III. Paperwork Reduction Act of 1995

    While this guidance contains no new collection of information, it 
does refer to previously approved FDA collections of information. The 
previously approved collections of information are subject to review by 
the OMB under the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 
3501-3521). The collections of information in the following table have 
been approved by OMB:

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                                                            OMB Control
    21 CFR Part or Guidance               Topic                 No.
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807, subpart E.................  Premarket notification.       0910-0120
814, subparts A through E......  Premarket approval.....       0910-0231
812............................  Investigational Device        0910-0078
                                  Exemption.
860, subpart D.................  De Novo classification        0910-0844
                                  process.
``Requests for Feedback and      Q-submissions and Early       0910-0756
 Meetings for Medical Device      Payor Feedback Request
 Submissions: The Q-Submission    Programs for Medical
 Program''.                       Devices.
800, 801, 809, and 830.........  Medical Device Labeling       0910-0485
                                  Regulations; Unique
                                  Device Identification.
820............................  Current Good                  0910-0073
                                  Manufacturing Practice
                                  (CGMP); Quality System
                                  (QS) Regulation.
50, 56.........................  Protection of Human           0910-0130
                                  Subjects and
                                  Institutional Review
                                  Boards.
58.............................  Good Laboratory               0910-0119
                                  Practice (GLP)
                                  Regulations for
                                  Nonclinical Laboratory
                                  Studies.
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Grace R. Graham,
Deputy Commissioner for Policy, Legislation, and International Affairs.
[FR Doc. 2026-04918 Filed 3-12-26; 8:45 am]
BILLING CODE 4164-01-P