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    <VOL>91</VOL>
    <NO>36</NO>
    <DATE>Tuesday, February 24, 2026</DATE>
    <UNITNAME>Contents</UNITNAME>
    <CNTNTS>
        <AGCY>
            <EAR>
                Agricultural Marketing
                <PRTPAGE P="iii"/>
            </EAR>
            <HD>Agricultural Marketing Service</HD>
            <CAT>
                <HD>RULES</HD>
                <DOCENT>
                    <DOC>Economic Adjustment Assistance for Textile Mills—Payment Rate, </DOC>
                    <PGS>8707-8708</PGS>
                    <FRDOCBP>2026-03645</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Agriculture</EAR>
            <HD>Agriculture Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Agricultural Marketing Service</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>AIRFORCE</EAR>
            <HD>Air Force Department</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Adoption of Categorical Exclusions under the National Environmental Policy Act, </DOC>
                    <PGS>8847-8851</PGS>
                    <FRDOCBP>2026-03624</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Consumer Financial Protection</EAR>
            <HD>Bureau of Consumer Financial Protection</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals, </DOC>
                    <PGS>8842-8845</PGS>
                    <FRDOCBP>2026-03620</FRDOCBP>
                      
                    <FRDOCBP>2026-03621</FRDOCBP>
                      
                    <FRDOCBP>2026-03622</FRDOCBP>
                      
                    <FRDOCBP>2026-03623</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Centers Disease</EAR>
            <HD>Centers for Disease Control and Prevention</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals, </DOC>
                    <PGS>8879-8886</PGS>
                    <FRDOCBP>2026-03599</FRDOCBP>
                      
                    <FRDOCBP>2026-03596</FRDOCBP>
                      
                    <FRDOCBP>2026-03597</FRDOCBP>
                      
                    <FRDOCBP>2026-03598</FRDOCBP>
                </DOCENT>
                <SJ>Hearings, Meetings, Proceedings, etc.:</SJ>
                <SJDENT>
                    <SJDOC>National Center for Health Statistics, ICD-10 Coordination and Maintenance Committee, </SJDOC>
                    <PGS>8883-8884</PGS>
                    <FRDOCBP>2026-03627</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Children</EAR>
            <HD>Children and Families Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Office of Refugee Resettlement Services for Survivors of Torture Program Data Points and Performance Progress Report, </SJDOC>
                    <PGS>8886</PGS>
                    <FRDOCBP>2026-03617</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Commerce</EAR>
            <HD>Commerce Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Foreign-Trade Zones Board</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Industry and Security Bureau</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>International Trade Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>National Institute of Standards and Technology</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>National Oceanic and Atmospheric Administration</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Comptroller</EAR>
            <HD>Comptroller of the Currency</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Reg E—Prepaid Accounts, </SJDOC>
                    <PGS>8966-8967</PGS>
                    <FRDOCBP>2026-03685</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Consumer Product</EAR>
            <HD>Consumer Product Safety Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Guidance:</SJ>
                <SJDENT>
                    <SJDOC>Estimating Value per Statistical Life; Withdrawal, </SJDOC>
                    <PGS>8845-8847</PGS>
                    <FRDOCBP>2026-03655</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Defense Department</EAR>
            <HD>Defense Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Air Force Department</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Engineers Corps</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Education Department</EAR>
            <HD>Education Department</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>State Education Agency, Local Educational Agency, and School Data Collection and Reporting under ESEA, Title I, Part A, </SJDOC>
                    <PGS>8854</PGS>
                    <FRDOCBP>2026-03689</FRDOCBP>
                </SJDENT>
                <SJ>Hearings, Meetings, Proceedings, etc.:</SJ>
                <SJDENT>
                    <SJDOC>National Advisory Committee on Institutional Quality and Integrity, </SJDOC>
                    <PGS>8851-8853</PGS>
                    <FRDOCBP>2026-03656</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Energy Department</EAR>
            <HD>Energy Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Federal Energy Regulatory Commission</P>
            </SEE>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals, </DOC>
                    <PGS>8854-8855</PGS>
                    <FRDOCBP>2026-03635</FRDOCBP>
                </DOCENT>
                <SJ>Hearings, Meetings, Proceedings, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Implementation of Voluntary Agreements and Related Plans of Action under the Defense Production Act, </SJDOC>
                    <PGS>8855</PGS>
                    <FRDOCBP>2026-03687</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Engineers</EAR>
            <HD>Engineers Corps</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Hearings, Meetings, Proceedings, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Mississippi River Commission, </SJDOC>
                    <PGS>8851</PGS>
                    <FRDOCBP>2026-03642</FRDOCBP>
                      
                    <FRDOCBP>2026-03643</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Environmental Protection</EAR>
            <HD>Environmental Protection Agency</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>National Emission Standards for Hazardous Air Pollutants:</SJ>
                <SJDENT>
                    <SJDOC>Coal- and Oil-Fired Electric Utility Steam Generating Units: Final Repeal, </SJDOC>
                    <PGS>9088-9134</PGS>
                    <FRDOCBP>2026-03638</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Accidental Release Prevention Requirements:</SJ>
                <SJDENT>
                    <SJDOC>Risk Management Programs under the Clean Air Act; Common Sense Approach to Chemical Accident Prevention, </SJDOC>
                    <PGS>8970-9011</PGS>
                    <FRDOCBP>2026-03633</FRDOCBP>
                </SJDENT>
                <DOCENT>
                    <DOC>Prior Notice of Citizen Suits, </DOC>
                    <PGS>8810-8818</PGS>
                    <FRDOCBP>2026-03646</FRDOCBP>
                </DOCENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Chemical Data Reporting under the Toxic Substances Control Act, </SJDOC>
                    <PGS>8872-8873</PGS>
                    <FRDOCBP>2026-03636</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Aviation</EAR>
            <HD>Federal Aviation Administration</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Airspace Designations and Reporting Points:</SJ>
                <SJDENT>
                    <SJDOC>Northern United States, </SJDOC>
                    <PGS>8729-8730</PGS>
                    <FRDOCBP>2026-03649</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Vicinity of Muncie, IN, </SJDOC>
                    <PGS>8727-8729</PGS>
                    <FRDOCBP>2026-03651</FRDOCBP>
                </SJDENT>
                <SJ>Airworthiness Directives:</SJ>
                <SJDENT>
                    <SJDOC>Embraer S.A. Airplanes, </SJDOC>
                    <PGS>8723-8727</PGS>
                    <FRDOCBP>2026-03609</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>General Electric Company Engines, </SJDOC>
                    <PGS>8721-8723</PGS>
                    <FRDOCBP>2026-03613</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>The Boeing Company Airplanes, </SJDOC>
                    <PGS>8708-8720</PGS>
                    <FRDOCBP>2026-03615</FRDOCBP>
                </SJDENT>
                <DOCENT>
                    <DOC>Standard Instrument Approach Procedures, and Takeoff Minimums and Obstacle Departure Procedures, </DOC>
                    <PGS>8731-8734</PGS>
                    <FRDOCBP>2026-03629</FRDOCBP>
                      
                    <FRDOCBP>2026-03630</FRDOCBP>
                </DOCENT>
            </CAT>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Airspace Designations and Reporting Points:</SJ>
                <SJDENT>
                    <SJDOC>United States Area Navigation Route T-550 and Revocation of Very High Frequency Omnidirectional Range Federal Airway V-320, </SJDOC>
                    <PGS>8796-8797</PGS>
                    <FRDOCBP>2026-03650</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Vicinity of Concord, CA, </SJDOC>
                    <PGS>8797-8799</PGS>
                    <FRDOCBP>2026-03652</FRDOCBP>
                </SJDENT>
                <SJ>Airworthiness Directives:</SJ>
                <SJDENT>
                    <SJDOC>The Boeing Company Airplanes, </SJDOC>
                    <PGS>8791-8796</PGS>
                    <FRDOCBP>2026-03612</FRDOCBP>
                      
                    <FRDOCBP>2026-03704</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>
                Federal Communications
                <PRTPAGE P="iv"/>
            </EAR>
            <HD>Federal Communications Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Hearings, Meetings, Proceedings, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Designation Order Issued to 97.5 Licensee TX, LLC, </SJDOC>
                    <PGS>8873-8876</PGS>
                    <FRDOCBP>2026-03588</FRDOCBP>
                </SJDENT>
                <DOCENT>
                    <DOC>Privacy Act of 1974; Matching Program, </DOC>
                    <PGS>8876-8877</PGS>
                    <FRDOCBP>2026-03584</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Energy</EAR>
            <HD>Federal Energy Regulatory Commission</HD>
            <CAT>
                <HD>RULES</HD>
                <DOCENT>
                    <DOC>Removal of Regulations Limiting Authorizations to Proceed with Construction Activities Pending Rehearing; Confirmation, </DOC>
                    <PGS>8734-8737</PGS>
                    <FRDOCBP>2026-03658</FRDOCBP>
                </DOCENT>
            </CAT>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <DOCENT>
                    <DOC>Categorical Exclusion under the National Environmental Policy Act for Certain Terminations or Revocations of Water Power Licenses and Exemptions, </DOC>
                    <PGS>8799-8803</PGS>
                    <FRDOCBP>2026-03657</FRDOCBP>
                </DOCENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals, </DOC>
                    <PGS>8860-8864</PGS>
                    <FRDOCBP>2026-03663</FRDOCBP>
                      
                    <FRDOCBP>2026-03664</FRDOCBP>
                      
                    <FRDOCBP>2026-03667</FRDOCBP>
                </DOCENT>
                <DOCENT>
                    <DOC>Categorical Exclusions from Tennessee Valley Authority under the National Environmental Policy Act, </DOC>
                    <PGS>8862-8863</PGS>
                    <FRDOCBP>2026-03668</FRDOCBP>
                </DOCENT>
                <DOCENT>
                    <DOC>Combined Filings, </DOC>
                    <PGS>8858-8860</PGS>
                    <FRDOCBP>2026-03669</FRDOCBP>
                      
                    <FRDOCBP>2026-03670</FRDOCBP>
                </DOCENT>
                <SJ>Environmental Assessments; Availability, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Beaver Falls Municipal Authority, </SJDOC>
                    <PGS>8858-8859</PGS>
                    <FRDOCBP>2026-03662</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>PacifiCorp, </SJDOC>
                    <PGS>8861</PGS>
                    <FRDOCBP>2026-03666</FRDOCBP>
                </SJDENT>
                <DOCENT>
                    <DOC>Oil Pipeline Affiliate Committed Service; Withdrawal, </DOC>
                    <PGS>8856-8858</PGS>
                    <FRDOCBP>2026-03660</FRDOCBP>
                </DOCENT>
                <SJ>Order:</SJ>
                <SJDENT>
                    <SJDOC>North American Electric Reliability Corp.; Inverter-Based Resources and Generators Modeling Reliability Standards, </SJDOC>
                    <PGS>8864-8872</PGS>
                    <FRDOCBP>2026-03659</FRDOCBP>
                </SJDENT>
                <SJ>Proposed Settlement Agreement, Stipulation, Order, and Judgment, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Village of Morrisville, VT, </SJDOC>
                    <PGS>8863</PGS>
                    <FRDOCBP>2026-03665</FRDOCBP>
                </SJDENT>
                <SJ>Waiver of Water Quality Certification:</SJ>
                <SJDENT>
                    <SJDOC>Erie Boulevard Hydropower, LP, </SJDOC>
                    <PGS>8862</PGS>
                    <FRDOCBP>2026-03661</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Housing Finance Agency</EAR>
            <HD>Federal Housing Finance Agency</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals, </DOC>
                    <PGS>8877-8879</PGS>
                    <FRDOCBP>2026-03614</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Railroad</EAR>
            <HD>Federal Railroad Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Requests for Nominations:</SJ>
                <SJDENT>
                    <SJDOC>Railroad Safety Advisory Committee, </SJDOC>
                    <PGS>8944-8945</PGS>
                    <FRDOCBP>2026-03634</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Transit</EAR>
            <HD>Federal Transit Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Bus Testing Program, </SJDOC>
                    <PGS>8946-8947</PGS>
                    <FRDOCBP>2026-03590</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Passenger Ferry Grant Program, Electric or Low-Emitting Ferry Program, and Ferry Service for Rural Communities Program, </SJDOC>
                    <PGS>8945-8946</PGS>
                    <FRDOCBP>2026-03591</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Fish</EAR>
            <HD>Fish and Wildlife Service</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Permits; Applications, Issuances, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Foreign Endangered Species, </SJDOC>
                    <PGS>8897-8898</PGS>
                    <FRDOCBP>2026-03681</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Food and Drug</EAR>
            <HD>Food and Drug Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Current Good Manufacturing Practice in Manufacturing, Packaging, Labeling, or Holding Operations for Dietary Supplements, </SJDOC>
                    <PGS>8886-8889</PGS>
                    <FRDOCBP>2026-03589</FRDOCBP>
                </SJDENT>
                <SJ>Charter Amendments, Establishments, Renewals and Terminations:</SJ>
                <SJDENT>
                    <SJDOC>Gastrointestinal Drugs Advisory Committee, </SJDOC>
                    <PGS>8889-8891</PGS>
                    <FRDOCBP>2026-03587</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Foreign Assets</EAR>
            <HD>Foreign Assets Control Office</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Sanctions Action, </DOC>
                    <PGS>8968</PGS>
                    <FRDOCBP>2026-03585</FRDOCBP>
                      
                    <FRDOCBP>2026-03637</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Foreign Trade</EAR>
            <HD>Foreign-Trade Zones Board</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Proposed Production Activity:</SJ>
                <SJDENT>
                    <SJDOC>Alder SOL Holdings LLC dba StayOnline, Foreign-Trade Zone 93, Henderson, NC, </SJDOC>
                    <PGS>8820</PGS>
                    <FRDOCBP>2026-03682</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Ultra Clean Technology Systems and Service, Inc., Foreign-Trade Zone 183, Manor, TX, </SJDOC>
                    <PGS>8819-8820</PGS>
                    <FRDOCBP>2026-03683</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Health and Human</EAR>
            <HD>Health and Human Services Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Centers for Disease Control and Prevention</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Children and Families Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Food and Drug Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Health Resources and Services Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>National Institutes of Health</P>
            </SEE>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Findings of Research Misconduct; Correction, </DOC>
                    <PGS>8894</PGS>
                    <FRDOCBP>2026-03593</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Health Resources</EAR>
            <HD>Health Resources and Services Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Medical Student Education Program Non-Competitive Supplement; Correction, </DOC>
                    <PGS>8891</PGS>
                    <FRDOCBP>2026-03639</FRDOCBP>
                </DOCENT>
                <SJ>National Vaccine Injury Compensation Program:</SJ>
                <SJDENT>
                    <SJDOC>List of Petitions Received, </SJDOC>
                    <PGS>8891-8894</PGS>
                    <FRDOCBP>2026-03631</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Industry</EAR>
            <HD>Industry and Security Bureau</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Foreign Availability Procedures, </SJDOC>
                    <PGS>8821-8822</PGS>
                    <FRDOCBP>2026-03675</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Reporting of Violations of the Export Administration Regulations, </SJDOC>
                    <PGS>8820-8821</PGS>
                    <FRDOCBP>2026-03676</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Interior</EAR>
            <HD>Interior Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Fish and Wildlife Service</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Ocean Energy Management Bureau</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Reclamation Bureau</P>
            </SEE>
            <CAT>
                <HD>RULES</HD>
                <DOCENT>
                    <DOC>National Environmental Policy Act Implementing Regulations, </DOC>
                    <PGS>8738-8762</PGS>
                    <FRDOCBP>2026-03708</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>International Trade Adm</EAR>
            <HD>International Trade Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Antidumping or Countervailing Duty Investigations, Orders, or Reviews:</SJ>
                <SJDENT>
                    <SJDOC>Certain Crystalline Silicon Photovoltaic Products from Taiwan, </SJDOC>
                    <PGS>8822-8823</PGS>
                    <FRDOCBP>2026-03680</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Granular Polytetrafluoroethylene Resin from India, </SJDOC>
                    <PGS>8827-8829</PGS>
                    <FRDOCBP>2026-03679</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Sodium Nitrite from India, </SJDOC>
                    <PGS>8826-8827</PGS>
                    <FRDOCBP>2026-03611</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Wood Mouldings and Millwork Products from the People's Republic of China, </SJDOC>
                    <PGS>8823-8826</PGS>
                    <FRDOCBP>2026-03678</FRDOCBP>
                </SJDENT>
                <SJ>North American Free Trade Agreement:</SJ>
                <SJDENT>
                    <SJDOC>Binational Panel Review: Panel Decision, </SJDOC>
                    <PGS>8829</PGS>
                    <FRDOCBP>2026-03653</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>International Trade Com</EAR>
            <HD>International Trade Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Antidumping or Countervailing Duty Investigations, Orders, or Reviews:</SJ>
                <SJDENT>
                    <SJDOC>Unwrought Palladium from Russia, </SJDOC>
                    <PGS>8899-8901</PGS>
                    <FRDOCBP>2026-03600</FRDOCBP>
                    <PRTPAGE P="v"/>
                </SJDENT>
                <SJ>Investigations; Determinations, Modifications, and Rulings, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Carbon and Certain Alloy Steel Wire Rod from Brazil, Indonesia, Mexico, Moldova, and Trinidad and Tobago, </SJDOC>
                    <PGS>8899</PGS>
                    <FRDOCBP>2026-03608</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Legal</EAR>
            <HD>Legal Services Corporation</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Competitive Grant Funds:</SJ>
                <SJDENT>
                    <SJDOC>Technology Initiative Grant Program, Calendar Year 2026, </SJDOC>
                    <PGS>8901-8903</PGS>
                    <FRDOCBP>2026-03618</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Management</EAR>
            <HD>Management and Budget Office</HD>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <DOCENT>
                    <DOC>Managing Senior Professional Performance, </DOC>
                    <PGS>8763-8780</PGS>
                    <FRDOCBP>2026-03610</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Maritime</EAR>
            <HD>Maritime Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Requirements for Establishing U.S. Citizenship, </SJDOC>
                    <PGS>8947</PGS>
                    <FRDOCBP>2026-03677</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>National Highway</EAR>
            <HD>National Highway Traffic Safety Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Petition for Decision of Inconsequential Noncompliance:</SJ>
                <SJDENT>
                    <SJDOC>Goodyear Tire and Rubber Co., </SJDOC>
                    <PGS>8947-8948</PGS>
                    <FRDOCBP>2026-03616</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>National Institute</EAR>
            <HD>National Institute of Standards and Technology</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Hearings, Meetings, Proceedings, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Visiting Committee on Advanced Technology, </SJDOC>
                    <PGS>8829-8830</PGS>
                    <FRDOCBP>2026-03586</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>National Institute</EAR>
            <HD>National Institutes of Health</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Hearings, Meetings, Proceedings, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Center for Scientific Review, </SJDOC>
                    <PGS>8894-8896</PGS>
                    <FRDOCBP>2026-03647</FRDOCBP>
                      
                    <FRDOCBP>2026-03671</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Office of the Secretary, </SJDOC>
                    <PGS>8896-8897</PGS>
                    <FRDOCBP>2026-03684</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>National Oceanic</EAR>
            <HD>National Oceanic and Atmospheric Administration</HD>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Taking and Importing Marine Mammals:</SJ>
                <SJDENT>
                    <SJDOC>Incidental to Geophysical Surveys in the Gulf of America, </SJDOC>
                    <PGS>9014-9086</PGS>
                    <FRDOCBP>2026-03691</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Hearings, Meetings, Proceedings, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Caribbean Fishery Management Council's Scientific and Statistical Committee, </SJDOC>
                    <PGS>8830-8831</PGS>
                    <FRDOCBP>2026-03641</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Fisheries of the Caribbean, Gulf and Atlantic; Southeast Data, Assessment, and Review, </SJDOC>
                    <PGS>8831</PGS>
                    <FRDOCBP>2026-03644</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Commission</EAR>
            <HD>Northern Border Regional Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Integrating the National Environmental Policy Act into the Northern Border Regional Commission's Decision-making Processes, </DOC>
                    <PGS>8831-8842</PGS>
                    <FRDOCBP>2026-03697</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Nuclear Regulatory</EAR>
            <HD>Nuclear Regulatory Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Facility Operating and Combined Licenses:</SJ>
                <SJDENT>
                    <SJDOC>Applications and Amendments Involving Proposed No Significant Hazards Considerations, etc., </SJDOC>
                    <PGS>8916-8920</PGS>
                    <FRDOCBP>2026-03625</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Applications and Amendments Involving Proposed No Significant Hazards Considerations, etc.; Constellation Energy Generation, LLC, Christopher M. Crane Clean Energy Center, </SJDOC>
                    <PGS>8910-8916</PGS>
                    <FRDOCBP>2026-03626</FRDOCBP>
                </SJDENT>
                <DOCENT>
                    <DOC>Privacy Act; Systems of Records, </DOC>
                    <PGS>8903-8910</PGS>
                    <FRDOCBP>2026-03592</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Ocean Energy Management</EAR>
            <HD>Ocean Energy Management Bureau</HD>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Outer Continental Shelf Minerals Other than Oil, Gas, and Sulphur:</SJ>
                <SJDENT>
                    <SJDOC>Administrative Revisions, </SJDOC>
                    <PGS>8803-8810</PGS>
                    <FRDOCBP>2026-03690</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Personnel</EAR>
            <HD>Personnel Management Office</HD>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <DOCENT>
                    <DOC>Managing Senior Professional Performance, </DOC>
                    <PGS>8763-8780</PGS>
                    <FRDOCBP>2026-03610</FRDOCBP>
                </DOCENT>
                <DOCENT>
                    <DOC>Performance Appraisal for General Schedule, Prevailing Rate, and Certain Other Employees, </DOC>
                    <PGS>8780-8791</PGS>
                    <FRDOCBP>2026-03619</FRDOCBP>
                </DOCENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Application for Refund of Retirement Deductions (CSRS) and Current/Former Spouse's Notification of Application for Refund of Retirement Deductions under CSRS, </SJDOC>
                    <PGS>8920-8921</PGS>
                    <FRDOCBP>2026-03692</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Application to Make Deposit or Redeposit (CSRS) and Application to Make Service Credit Payment for Civilian Service (FERS), </SJDOC>
                    <PGS>8923</PGS>
                    <FRDOCBP>2026-03694</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Program Services Evaluation Surveys and Leadership Assessment Surveys, </SJDOC>
                    <PGS>8921-8922</PGS>
                    <FRDOCBP>2026-03695</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Reinstatement of Disability Annuity Previously Terminated Because of Restoration to Earning Capacity, </SJDOC>
                    <PGS>8922</PGS>
                    <FRDOCBP>2026-03693</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Request to Disability Annuitant for Information on Physical Condition and Employment, </SJDOC>
                    <PGS>8922-8923</PGS>
                    <FRDOCBP>2026-03696</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Pipeline</EAR>
            <HD>Pipeline and Hazardous Materials Safety Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Permits; Applications, Issuances, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Pipeline Safety; Sable Offshore Corp., </SJDOC>
                    <PGS>8949-8950</PGS>
                    <FRDOCBP>2026-03686</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Postal Regulatory</EAR>
            <HD>Postal Regulatory Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>New Postal Products, </DOC>
                    <PGS>8923-8924</PGS>
                    <FRDOCBP>2026-03674</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Reclamation</EAR>
            <HD>Reclamation Bureau</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Diversions, Return Flow, and Consumptive Use of Colorado River Water in the Lower Colorado River Basin, </SJDOC>
                    <PGS>8898-8899</PGS>
                    <FRDOCBP>2026-03654</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Securities</EAR>
            <HD>Securities and Exchange Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Self-Regulatory Organizations; Proposed Rule Changes:</SJ>
                <SJDENT>
                    <SJDOC>24X National Exchange LLC, </SJDOC>
                    <PGS>8937-8944</PGS>
                    <FRDOCBP>2026-03607</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Cboe Exchange, Inc., </SJDOC>
                    <PGS>8928-8929</PGS>
                    <FRDOCBP>2026-03601</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>ICE Clear Credit LLC, </SJDOC>
                    <PGS>8930-8932</PGS>
                    <FRDOCBP>2026-03603</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>MIAX PEARL, LLC, </SJDOC>
                    <PGS>8924-8926</PGS>
                    <FRDOCBP>2026-03602</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Nasdaq ISE, LLC, </SJDOC>
                    <PGS>8929-8930</PGS>
                    <FRDOCBP>2026-03605</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>New York Stock Exchange LLC, </SJDOC>
                    <PGS>8926-8928</PGS>
                    <FRDOCBP>2026-03604</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>NYSE Arca, Inc., </SJDOC>
                    <PGS>8932-8937</PGS>
                    <FRDOCBP>2026-03606</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Transportation Department</EAR>
            <HD>Transportation Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Federal Aviation Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Federal Railroad Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Federal Transit Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Maritime Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>National Highway Traffic Safety Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Pipeline and Hazardous Materials Safety Administration</P>
            </SEE>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Aircraft Accident Liability Insurance, </SJDOC>
                    <PGS>8966</PGS>
                    <FRDOCBP>2026-03672</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <PRTPAGE P="vi"/>
                    <SJDOC>Use and Change of Names of Air Carriers, Foreign Air Carriers, and Commuter Air Carriers, </SJDOC>
                    <PGS>8965-8966</PGS>
                    <FRDOCBP>2026-03673</FRDOCBP>
                </SJDENT>
                <SJ>Guidance:</SJ>
                <SJDENT>
                    <SJDOC>Multimodal State Freight Plans and State Freight Advisory Committees, </SJDOC>
                    <PGS>8950-8965</PGS>
                    <FRDOCBP>2026-03648</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Treasury</EAR>
            <HD>Treasury Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Comptroller of the Currency</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Foreign Assets Control Office</P>
            </SEE>
        </AGCY>
        <PTS>
            <HD SOURCE="HED">Separate Parts In This Issue</HD>
            <HD>Part II</HD>
            <DOCENT>
                <DOC>Environmental Protection Agency, </DOC>
                <PGS>8970-9011</PGS>
                <FRDOCBP>2026-03633</FRDOCBP>
            </DOCENT>
            <HD>Part III</HD>
            <DOCENT>
                <DOC>Commerce Department, National Oceanic and Atmospheric Administration, </DOC>
                <PGS>9014-9086</PGS>
                <FRDOCBP>2026-03691</FRDOCBP>
            </DOCENT>
            <HD>Part IV</HD>
            <DOCENT>
                <DOC>Environmental Protection Agency, </DOC>
                <PGS>9088-9134</PGS>
                <FRDOCBP>2026-03638</FRDOCBP>
            </DOCENT>
        </PTS>
        <AIDS>
            <HD SOURCE="HED">Reader Aids</HD>
            <P>Consult the Reader Aids section at the end of this issue for phone numbers, online resources, finding aids, and notice of recently enacted public laws.</P>
            <P>To subscribe to the Federal Register Table of Contents electronic mailing list, go to https://public.govdelivery.com/accounts/USGPOOFR/subscriber/new, enter your e-mail address, then follow the instructions to join, leave, or manage your subscription.</P>
        </AIDS>
    </CNTNTS>
    <VOL>91</VOL>
    <NO>36</NO>
    <DATE>Tuesday, February 24, 2026</DATE>
    <UNITNAME>Rules and Regulations</UNITNAME>
    <RULES>
        <RULE>
            <PREAMB>
                <PRTPAGE P="8707"/>
                <AGENCY TYPE="F">DEPARTMENT OF AGRICULTURE</AGENCY>
                <SUBAGY>Agricultural Marketing Service</SUBAGY>
                <CFR>7 CFR Part 870</CFR>
                <DEPDOC>[Doc. No. AMS-FTPP-25-0683]</DEPDOC>
                <RIN>RIN 0581-AE48</RIN>
                <SUBJECT>Economic Adjustment Assistance for Textile Mills—Payment Rate</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Agricultural Marketing Service (AMS), USDA.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Economic Adjustment Assistance for Textile Mills (EAATM) program provides qualified domestic users of upland cotton financial assistance that can be used to acquire, construct, install, modernize, develop, convert, or expand land, plant, buildings, equipment, facilities, or machinery used in the manufacture of final cotton products. Under the program, the Commodity Credit Corporation (CCC) makes payments to eligible domestic users who have entered into an Upland Cotton Domestic User Agreement with AMS to participate in the EAATM. In this final rule, AMS is revising the payment rate from three cents per pound to five cents per pound, applicable August 1, 2025, as provided for in the One Big Beautiful Bill Act (OBBBA).</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P/>
                    <P>
                        <E T="03">Effective:</E>
                         This final rule is effective February 24, 2026.
                    </P>
                    <P>
                        <E T="03">Applicable:</E>
                         This final rule is applicable August 1, 2025.
                    </P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Ian Edmonds, Deputy Director, Warehouse and Commodity Management Division, Fair Trade Practices Program, AMS, USDA; telephone: (816) 926-6638; email: 
                        <E T="03">ian.edmonds@usda.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Section 10311 of OBBBA (Pub. L. 119-21) increases the EAATM payment rate to five cents per pound beginning on August 1, 2025. Accordingly, AMS is revising 7 CFR 870.9(a) to reflect this change.</P>
                <P>Section 1207(c) of the Food, Conservation, and Energy Act of 2008 (Pub. L. 110-234) directed the Secretary of Agriculture to provide economic adjustment assistance to domestic users of upland cotton. The EAATM program was initially authorized with a payment rate of four cents per pound, which was reduced effective August 1, 2013, to three cents per pound. EAATM was further authorized in the Agricultural Act of 2014 (Pub. L. 113-79), and the Agricultural Improvement Act of 2018 (Pub. L. 115-334) changed the name of the program to “The Economic Adjustment Assistance for Textile Mills” or “EAATM”. No payment rate changes have been enacted until passage of the OBBBA.</P>
                <P>The Commodity Credit Corporation is authorized to make EAATM payments to eligible participants. Eligible participants are domestic users who are regularly engaged in the business of opening bales of eligible upland cotton for the purpose of spinning such cotton into yarn, papermaking, or production of non-woven cotton products.</P>
                <HD SOURCE="HD1">Justification for Final Rule and Immediate Effective Date</HD>
                <P>The EAATM program is authorized under title I of the Agricultural Act of 2014 (7 U.S.C. 9037(c)). As such, regulations for EAATM are without regard to the notice and comment provisions of the Administrative Procedure Act at 5 U.S.C. 553 (see 7 U.S.C. 9091(c)(2)(A)). Further, AMS finds there is good cause for making this final rule effective immediately. Under the OBBBA, the payment rate change was effective August 1, 2025; this final rule merely updates the text of the implementing regulation to align with the statute.</P>
                <HD SOURCE="HD1">Paperwork Reduction Act</HD>
                <P>The EAATM program is exempt from the requirements of the Paperwork Reduction Act at 44 U.S.C. chapter 35 (see 7 U.S.C. 9091(c)(2)(B)).</P>
                <HD SOURCE="HD1">Regulatory Flexibility Act</HD>
                <P>
                    Pursuant to the requirements set forth in the Regulatory Flexibility Act (5 U.S.C. 601 
                    <E T="03">et seq.</E>
                    ), AMS considered the economic impact of the action on small entities, and, accordingly, prepared this Regulatory Flexibility Analysis (RFA). AMS concluded this rule will not have a significant impact on small entities, and to the extent it may create a burden, the program is voluntary, and the impacts are economically advantageous.
                </P>
                <P>The purpose of the Regulatory Flexibility Act is to fit regulatory actions to the scale of businesses subject to such actions so that small businesses will not be unduly or disproportionately burdened. AMS certifies that this rule will not have a significant economic impact or burden on small textile mill entities. In making this determination, AMS considered the current and possible participant base of the EAATM program and the nature of this action. The EAATM program is authorized by various “Farm Bills:” first in 2008 (Food, Conservation, and Energy Act (Pub. L. 110-246)) and reauthorized in 2014 (Agricultural Act of 2014 (Pub. L. 113-79)); in 2018 (Agriculture Improvement Act of 2018 (Pub. L. 115-334)); and again in 2025 (One Big Beautiful Bill Act (Pub. L. 119-21)). This program is funded through the Commodity Credit Corporation with administrative oversight and operational authority delegated to the Agricultural Marketing Service.</P>
                <P>
                    In conducting its analysis, AMS used the Small Business Administration's (SBA) definition of “small business” applicable to textile mills, found at 13 CFR 121.201. The affected industry falls under the North American Industry Classification System (NAICS) as Subsector 313, with most current participants classified as code 313110—Textile Mills, Fiber, Yarn, and Thread Mills. This classification includes firms that process raw cotton into cotton products. SBA determines firm size for this industry by number of employees, but on a per firm basis, with “small firms” defined as having fewer than 1,500 employees. The EAATM program has fewer than 30 participants, and AMS does not anticipate any surge in participation due to this action. Current participants of the EAATM program are required to be registered with the System for Awards Management, however none of the current participants appear to have the small business registration denoted on the entity profile. EAATM participants do not disclose the number of employees in the agreements or applications submitted to CCC but based on familiarity with the industry and information from SBA's Dynamic Small 
                    <PRTPAGE P="8708"/>
                    Business Search Database, AMS estimates that 21 out of the 23 current participants can be considered “small entities.”
                </P>
                <P>In analyzing the current economic impact on small entities, AMS could only deduce positive economic impact based on rate of eligible consumption. That is, this program does not impose new regulations on textile mills; rather, it is designed to provide them with economic assistance. Small textile mill participants in the EAATM program will not be unduly or disproportionately burdened. Textile mills of all sizes benefit proportionately from the program, as it provides a payment per pound of cotton consumed to encourage domestic consumption of cotton. This action merely increases the payment rate from $0.03 to $0.05 per pound of eligible consumption and does not impose any new requirements.</P>
                <P>The definition of an eligible participant in reference to the EAATM program is someone regularly engaged in opening bales of eligible upland cotton for the purposes of spinning cotton into yarn, paper making, or production of non-woven cotton products in the United States, and who has entered into an agreement with the CCC to participate in the upland cotton user program. Participants may be public or private nonprofit entities. All entities that meet the program's definition of “eligible domestic user” and submit a monthly application indicating consumed bales of upland cotton, regardless of size, can voluntarily participate and benefit from the EAATM program. The application asks only for information that is part of normal business records. Program provisions are administered without regard for business size. The information collection burden for eligible participants is minimal as they must only complete the domestic user agreement with the textile mill's monthly consumption report. The voluntary nature of the program allows any eligible participant to stop participating if they find program participation causes an undue or disproportionate burden.</P>
                <HD SOURCE="HD1">Executive Order 12866</HD>
                <P>The Office of Management and Budget (OMB) designated this rule as not significant under Executive Order 12866, “Regulatory Planning and Review.” Therefore, OMB has not reviewed this rule.</P>
                <HD SOURCE="HD1">Executive Order 12988</HD>
                <P>This final rule was reviewed under Executive Order 12988, “Civil Justice Reform.” This rule will not preempt State or local laws, regulations, or policies unless they represent an irreconcilable conflict with this rule. The final rule is not intended to have retroactive effect. Before any judicial actions may be brought regarding the provisions of this rule, administrative appeal provisions of 7 CFR parts 11 and 780 must be exhausted.</P>
                <HD SOURCE="HD1">Executive Order 13175</HD>
                <P>This final rule was reviewed under Executive Order 13175, “Consultation and Coordination with Indian Tribal Governments,” which requires agencies to consider whether their rulemaking actions have Tribal implications. AMS has determined that this final rule is unlikely to have substantial direct effects on one or more Indian Tribes, on the relationship between the Federal Government and Indian Tribes, or on the distribution of power and responsibilities between the Federal Government and Indian Tribes.</P>
                <HD SOURCE="HD1">E-Government Act</HD>
                <P>
                    USDA is committed to complying with the E-Government Act (44 U.S.C. 3601 
                    <E T="03">et seq.</E>
                    ) by promoting the use of the internet and other information technologies to provide increased opportunities for citizen access to Government information and services, and for other purposes.
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 7 CFR Part 870</HD>
                    <P>Agricultural commodities, Cotton, Reporting and recordkeeping requirements.</P>
                </LSTSUB>
                <P>For the reasons set forth in the preamble, AMS amends 7 CFR part 870 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 870—ECONOMIC ADJUSTMENT ASSISTANCE FOR TEXTILE MILLS</HD>
                </PART>
                <REGTEXT TITLE="7" PART="870">
                    <AMDPAR>1. The authority citation for part 870 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority: </HD>
                        <P>7 U.S.C. 9037(c).</P>
                    </AUTH>
                </REGTEXT>
                <SECTION>
                    <SECTNO>§ 870.9 </SECTNO>
                    <SUBJECT>[Amended]</SUBJECT>
                </SECTION>
                <REGTEXT TITLE="7" PART="870">
                    <AMDPAR>2. Amend § 870.9(a) by removing the number “3” and adding the number “5” in its place.</AMDPAR>
                </REGTEXT>
                <SIG>
                    <NAME>Melissa Bailey,</NAME>
                    <TITLE>Associate Administrator, Agricultural Marketing Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03645 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3410-02-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 39</CFR>
                <DEPDOC>[Docket No. FAA-2026-1332; Project Identifier AD-2026-00084-T; Amendment 39-23265; AD 2026-04-05]</DEPDOC>
                <RIN>RIN 2120-AA64</RIN>
                <SUBJECT>Airworthiness Directives; The Boeing Company Airplanes</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule; request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The FAA is adopting a new airworthiness directive (AD) for all The Boeing Company Model 737-8, 737-9, and 737-8200 airplanes. This AD was prompted by reports of in-flight events of excessive cabin and flight deck temperatures that could not be controlled by the flightcrew using existing procedures. This AD requires revising the existing airplane flight manual (AFM) to provide the flightcrew with operating procedures (non-normal checklists) if a certain circuit breaker in the standby power control unit (SPCU) trips. The FAA is issuing this AD to address the unsafe condition on these products.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This AD is effective February 24, 2026.</P>
                    <P>The FAA must receive comments on this AD by April 10, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may send comments, using the procedures found in 14 CFR 11.43 and 11.45, by any of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal:</E>
                         Go to 
                        <E T="03">regulations.gov</E>
                        . Follow the instructions for submitting comments.
                    </P>
                    <P>
                        • 
                        <E T="03">Fax:</E>
                         202-493-2251.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE, Washington, DC 20590.
                    </P>
                    <P>
                        • 
                        <E T="03">Hand Delivery:</E>
                         Deliver to Mail address above between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.
                    </P>
                    <P>
                        <E T="03">AD Docket:</E>
                         You may examine the AD docket at 
                        <E T="03">regulations.gov</E>
                         by searching for and locating Docket No. FAA-2026-1332; or in person at Docket Operations between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this final rule, any comments received, and other information. The street address for Docket Operations is listed above.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Derrick Herrera, Aviation Safety 
                        <PRTPAGE P="8709"/>
                        Engineer, FAA, 2200 South 216th St., Des Moines, WA 98198; phone: 817-222-5140; email: 
                        <E T="03">derrick.r.herrera@faa.gov</E>
                        .
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Comments Invited</HD>
                <P>
                    The FAA invites you to send any written data, views, or arguments about this final rule. Send your comments using a method listed under the 
                    <E T="02">ADDRESSES</E>
                     section. Include Docket No. FAA-2026-1332 and Project Identifier AD-2026-00084-T at the beginning of your comments. The most helpful comments reference a specific portion of the final rule, explain the reason for any recommended change, and include supporting data. The FAA will consider all comments received by the closing date and may amend this final rule because of those comments.
                </P>
                <P>
                    Except for Confidential Business Information (CBI) as described in the following paragraph, and other information as described in 14 CFR 11.35, the FAA will post all comments received, without change, to 
                    <E T="03">regulations.gov</E>
                    , including any personal information you provide. The agency will also post a report summarizing each substantive verbal contact received about this final rule.
                </P>
                <HD SOURCE="HD1">Confidential Business Information</HD>
                <P>
                    CBI is commercial or financial information that is both customarily and actually treated as private by its owner. Under the Freedom of Information Act (FOIA) (5 U.S.C. 552), CBI is exempt from public disclosure. If your comments responsive to this AD contain commercial or financial information that is customarily treated as private, that you actually treat as private, and that is relevant or responsive to this AD, it is important that you clearly designate the submitted comments as CBI. Please mark each page of your submission containing CBI as “PROPIN.” The FAA will treat such marked submissions as confidential under the FOIA, and they will not be placed in the public docket of this AD. Submissions containing CBI should be sent to Derrick Herrera, Aviation Safety Engineer, FAA, 2200 South 216th St., Des Moines, WA 98198; phone: 817-222-5140; email: 
                    <E T="03">derrick.r.herrera@faa.gov</E>
                    . Any commentary that the FAA receives that is not specifically designated as CBI will be placed in the public docket for this rulemaking.
                </P>
                <HD SOURCE="HD1">Background</HD>
                <P>The FAA has received two reports of in-flight events of excessive cabin and flight deck temperatures that could not be controlled by the flightcrew using existing procedures. An investigation found these events resulted from the BAT BUS SECT 2 circuit breaker (CB3062) on the SPCU tripping. The SPCU gives automatic and manual control of the battery and standby buses. The BAT BUS SECT 2 provides power to air conditioning and cabin pressure functions, including the left and right pack flow control valve solenoids (On/Off), left and right pack overheat protection circuits, zone supply duct overheat protection circuits, and cabin pressure manual mode control. The BAT BUS SECT 2 circuit breaker trip causes an unintended erroneous electrical ground signal to the smart ram air door actuators (SRADAs), which in turn causes both ram air deflector doors to extend (close), thus reducing cooling airflow to the air conditioning heat exchangers. The reduced airflow causes insufficient cooling of the hot bleed air, which causes both packs to supply excessively hot air to the cabin and flight deck. This air conditioning system malfunction could cause an uncontrollable, excessively high temperature in the cabin and flight deck. This condition, if not addressed, could lead to injury or incapacitation of flightcrew and passengers, which could result in the inability to maintain safe flight and landing. The FAA is issuing this AD to address the unsafe condition on these products.</P>
                <HD SOURCE="HD1">Explanation of Existing AFM Procedures and Procedures Required by This AD</HD>
                <P>This AD provides flightcrew procedures for a controlled descent, an attempt to reset the tripped BAT BUS SECT 2 circuit breaker and, if that attempt is unsuccessful, selecting engine bleed switches OFF. This AD includes three AFM procedures, one of which is revised (Cabin Temperature Hot procedure) as shown in Appendix 1 of this AD, another of which is new (Cabin Temperature Hot BAT BUS Sect 2 Circuit Breaker Trips procedure) as shown in Appendix 2 of this AD, and the other procedure currently exists in the quick reference handbook (QRH) but not in the existing AFM (PACK procedure) as shown in Appendix 3.</P>
                <HD SOURCE="HD1">FAA's Determination</HD>
                <P>The FAA is issuing this AD because the agency has determined the unsafe condition described previously is likely to exist or develop in other products of the same type design.</P>
                <HD SOURCE="HD1">AD Requirements</HD>
                <P>This AD requires revising the Operating Procedures section of the existing AFM to provide the flightcrew with non-normal checklists if the BAT BUS SECT 2 circuit breaker in the SPCU trips.</P>
                <HD SOURCE="HD1">Interim Action</HD>
                <P>The FAA considers this AD to be an interim action. An assessment of the SPCU found that two environmental control system (ECS) circuit breakers (C262 and C263) downstream of the SPCU may also trip. The FAA is considering further rulemaking to provide flightcrew procedures for addressing tripped ECS circuit breakers. Additionally, the manufacturer is currently developing a modification to address the unsafe condition identified in this AD. Once this modification is developed, FAA-approved, and available, the FAA might consider additional rulemaking.</P>
                <HD SOURCE="HD1">Justification for Immediate Adoption and Determination of the Effective Date</HD>
                <P>
                    Section 553(b) of the Administrative Procedure Act (APA) (5 U.S.C. 551 
                    <E T="03">et seq.</E>
                    ) authorizes agencies to dispense with notice and comment procedures for rules when the agency, for “good cause,” finds that those procedures are “impracticable, unnecessary, or contrary to the public interest.” Under this section, an agency, upon finding good cause, may issue a final rule without providing notice and seeking comment prior to issuance. Further, section 553(d) of the APA authorizes agencies to make rules effective in less than thirty days, upon a finding of good cause.
                </P>
                <P>An unsafe condition exists that requires the immediate adoption of this AD without providing an opportunity for public comments prior to adoption. The FAA has found that the risk to the flying public justifies forgoing notice and comment prior to adoption of this rule because a tripped BAT BUS SECT 2 circuit breaker, and resulting effects on the cabin environment that cannot be controlled via normal procedures, could lead to injury or incapacitation of flightcrew and passengers, which could result in the inability to maintain safe flight and landing. Additionally, the compliance time in this AD is shorter than the time necessary for the public to comment and for publication of the final rule. Accordingly, notice and opportunity for prior public comment are impracticable and contrary to the public interest pursuant to 5 U.S.C. 553(b).</P>
                <P>
                    In addition, the FAA finds that good cause exists pursuant to 5 U.S.C. 553(d) for making this amendment effective in less than 30 days, for the same reasons the FAA found good cause to forgo notice and comment.
                    <PRTPAGE P="8710"/>
                </P>
                <HD SOURCE="HD1">Regulatory Flexibility Act</HD>
                <P>The requirements of the Regulatory Flexibility Act (RFA) do not apply when an agency finds good cause pursuant to 5 U.S.C. 553 to adopt a rule without prior notice and comment. Because the FAA has determined that it has good cause to adopt this rule without notice and comment, RFA analysis is not required.</P>
                <HD SOURCE="HD1">Costs of Compliance</HD>
                <P>The FAA estimates that this AD affects 771 airplanes of U.S. registry. The FAA estimates the following costs to comply with this AD:</P>
                <GPOTABLE COLS="5" OPTS="L2,i1" CDEF="s50,r50,12,12,12">
                    <TTITLE>Estimated Costs</TTITLE>
                    <BOXHD>
                        <CHED H="1">Action</CHED>
                        <CHED H="1">Labor cost</CHED>
                        <CHED H="1">Parts cost</CHED>
                        <CHED H="1">
                            Cost per
                            <LI>product</LI>
                        </CHED>
                        <CHED H="1">
                            Cost on U.S.
                            <LI>operators</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">AFM Revision</ENT>
                        <ENT>1 work-hour × $85 per hour = $85</ENT>
                        <ENT>$0</ENT>
                        <ENT>$85</ENT>
                        <ENT>$65,535</ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">Authority for This Rulemaking</HD>
                <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII: Aviation Programs describes in more detail the scope of the Agency's authority.</P>
                <P>The FAA is issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701: General requirements. Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
                <HD SOURCE="HD1">Regulatory Findings</HD>
                <P>This AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
                <P>For the reasons discussed above, I certify that this AD:</P>
                <P>(1) Is not a “significant regulatory action” under Executive Order 12866, and</P>
                <P>(2) Will not affect intrastate aviation in Alaska.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
                    <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
                </LSTSUB>
                <HD SOURCE="HD1">The Amendment</HD>
                <P>Accordingly, under the authority delegated to me by the Administrator, the FAA amends 14 CFR part 39 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
                </PART>
                <REGTEXT TITLE="14" PART="39">
                    <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority: </HD>
                        <P>49 U.S.C. 106(g), 40113, 44701.</P>
                    </AUTH>
                </REGTEXT>
                <SECTION>
                    <SECTNO>§ 39.13</SECTNO>
                    <SUBJECT>[Amended] </SUBJECT>
                </SECTION>
                <REGTEXT TITLE="14" PART="39">
                    <AMDPAR>2. The FAA amends § 39.13 by adding the following new airworthiness directive:</AMDPAR>
                    <EXTRACT>
                        <FP SOURCE="FP-2">
                            <E T="04">2026-04-05 The Boeing Company:</E>
                             Amendment 39-23265; Docket No. FAA-2026-1332; Project Identifier AD-2026-00084-T.
                        </FP>
                        <HD SOURCE="HD1">(a) Effective Date</HD>
                        <P>This airworthiness directive (AD) is effective February 24, 2026.</P>
                        <HD SOURCE="HD1">(b) Affected ADs</HD>
                        <P>None.</P>
                        <HD SOURCE="HD1">(c) Applicability</HD>
                        <P>This AD applies to all The Boeing Company Model 737-8, 737-9, and 737-8200 airplanes, certificated in any category.</P>
                        <HD SOURCE="HD1">(d) Subject</HD>
                        <P>Air Transport Association (ATA) of America Code 24, Electrical Power.</P>
                        <HD SOURCE="HD1">(e) Unsafe Condition</HD>
                        <P>This AD was prompted by reports of in-flight events of excessive cabin and flight deck temperatures that could not be controlled by the flightcrew using existing procedures. The FAA is issuing this AD to address a tripped BAT BUS SECT 2 circuit breaker that could lead to an air conditioning system malfunction causing an uncontrollable, excessively high temperature in the cabin and flight deck. The unsafe condition, if not addressed, could lead to injury or incapacitation of flightcrew and passengers, which could result in the inability to maintain safe flight and landing.</P>
                        <HD SOURCE="HD1">(f) Compliance</HD>
                        <P>Comply with this AD within the compliance times specified, unless already done.</P>
                        <HD SOURCE="HD1">(g) Revision of Existing Airplane Flight Manual (AFM)</HD>
                        <P>Within 30 days after the effective date of this AD, revise the Operating Procedures section of the existing AFM to include the information specified in appendices 1 through 3 of this AD. This may be done by inserting a copy of appendices 1 through 3 of this AD into the AFM.</P>
                        <HD SOURCE="HD1">(h) Alternative Methods of Compliance (AMOCs)</HD>
                        <P>
                            (1) The Manager, AIR-520, Continued Operational Safety Branch, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or responsible Flight Standards Office, as appropriate. If sending information directly to the manager of the certification office, send it to the attention of the person identified in paragraph (i) of this AD. Information may be emailed to: 
                            <E T="03">AMOC@faa.gov</E>
                            . Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the responsible Flight Standards Office.
                        </P>
                        <P>(2) An AMOC that provides an acceptable level of safety may be used for any repair, modification, or alteration required by this AD if it is approved by The Boeing Company Organization Designation Authorization (ODA) that has been authorized by the Manager, AIR-520, Continued Operational Safety Branch, FAA, to make those findings. To be approved, the repair method, modification deviation, or alteration deviation must meet the certification basis of the airplane, and the approval must specifically refer to this AD.</P>
                        <HD SOURCE="HD1">(i) Additional Information</HD>
                        <P>
                            For more information about this AD, contact Derrick Herrera, Aviation Safety Engineer, FAA, 2200 South 216th St., Des Moines, WA 98198; phone: 817-222-5140; email: 
                            <E T="03">derrick.r.herrera@faa.gov</E>
                        </P>
                        <HD SOURCE="HD1">(j) Material Incorporated by Reference</HD>
                        <P>None.</P>
                    </EXTRACT>
                    <BILCOD>BILLING CODE 4910-13-P</BILCOD>
                    <PRTPAGE P="8711"/>
                    <HD SOURCE="HD1">Appendix 1 of AD 2026-04-05—Cabin Temperature Hot Procedure</HD>
                    <GPH SPAN="3" DEEP="577">
                        <GID>ER24FE26.000</GID>
                    </GPH>
                    <GPH SPAN="3" DEEP="618">
                        <PRTPAGE P="8712"/>
                        <GID>ER24FE26.001</GID>
                    </GPH>
                    <GPH SPAN="3" DEEP="616">
                        <PRTPAGE P="8713"/>
                        <GID>ER24FE26.002</GID>
                    </GPH>
                    <GPH SPAN="3" DEEP="493">
                        <PRTPAGE P="8714"/>
                        <GID>ER24FE26.003</GID>
                    </GPH>
                    <PRTPAGE P="8715"/>
                    <HD SOURCE="HD1">Appendix 2 to AD 2026-04-05—Cabin Temperature Hot BAT BUS SECT 2 Circuit Breaker Trips Procedure</HD>
                    <GPH SPAN="3" DEEP="574">
                        <GID>ER24FE26.004</GID>
                    </GPH>
                    <GPH SPAN="3" DEEP="620">
                        <PRTPAGE P="8716"/>
                        <GID>ER24FE26.005</GID>
                    </GPH>
                    <GPH SPAN="3" DEEP="620">
                        <PRTPAGE P="8717"/>
                        <GID>ER24FE26.006</GID>
                    </GPH>
                    <PRTPAGE P="8718"/>
                    <HD SOURCE="HD1">Appendix 3 of AD 2026-04-05—PACK Procedure</HD>
                    <GPH SPAN="3" DEEP="583">
                        <GID>ER24FE26.007</GID>
                    </GPH>
                    <GPH SPAN="3" DEEP="620">
                        <PRTPAGE P="8719"/>
                        <GID>ER24FE26.008</GID>
                    </GPH>
                    <GPH SPAN="3" DEEP="536">
                        <PRTPAGE P="8720"/>
                        <GID>ER24FE26.009</GID>
                    </GPH>
                </REGTEXT>
                <SIG>
                    <DATED>Issued on February 17, 2026.</DATED>
                    <NAME>Lona C. Saccomando,</NAME>
                    <TITLE>Acting Deputy Director, Integrated Certificate Management Division, Aircraft Certification Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03615 Filed 2-20-26; 4:15 pm]</FRDOC>
            <BILCOD> BILLING CODE 4910-13-C</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <PRTPAGE P="8721"/>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 39</CFR>
                <DEPDOC>[Docket No. FAA-2026-1334; Project Identifier AD-2025-01336-E; Amendment 39-23269; AD 2026-04-09]</DEPDOC>
                <RIN>RIN 2120-AA64</RIN>
                <SUBJECT>Airworthiness Directives; General Electric Company Engines</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule; request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The FAA is adopting a new airworthiness directive (AD) for certain General Electric Company (GE) Model GEnx-1B64, GEnx-1B64/P1, GEnx-1B64/P2, GEnx-1B67, GEnx-1B67/P1, GEnx-1B67/P2, GEnx-1B70, GEnx-1B70/75/P1, GEnx-1B70/75/P2, GEnx-1B70/P1, GEnx-1B70/P2, GEnx-1B70C/P1, GEnx-1B70C/P2, GEnx-1B74/75/P1, GEnx-1B74/75/P2, GEnx-1B76/P2, Genx-1B76A/P2, GEnx-2B67, GEnx-2B67/P, and GEnx-2B67B engines. This AD was prompted by a report of a quality escape for certain high-pressure compressor (HPC) stage 5 blisks manufactured from a single forged ingot with a nonconforming indication. This AD requires replacement of certain HPC stage 5 blisks with parts eligible for installation. The FAA is issuing this AD to address the unsafe condition on these products.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This AD is effective March 11, 2026.</P>
                    <P>The FAA must receive comments on this AD by April 10, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may send comments, using the procedures found in 14 CFR 11.43 and 11.45, by any of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal:</E>
                         Go to 
                        <E T="03">regulations.gov</E>
                        . Follow the instructions for submitting comments.
                    </P>
                    <P>
                        • 
                        <E T="03">Fax:</E>
                         (202) 493-2251.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE, Washington, DC 20590.
                    </P>
                    <P>
                        • 
                        <E T="03">Hand Delivery:</E>
                         Deliver to Mail address above between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.
                    </P>
                    <P>
                        <E T="03">AD Docket:</E>
                         You may examine the AD docket at 
                        <E T="03">regulations.gov</E>
                         under Docket No. FAA-2026-1334; or in person at Docket Operations between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this final rule, any comments received, and other information. The street address for Docket Operations is listed above.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Itanza Young, Aviation Safety Engineer, FAA, 2200 South 216th Street, Des Moines, WA 98198; phone: (206) 482-6306; email: 
                        <E T="03">itanza.n.young@faa.gov</E>
                        .
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Comments Invited</HD>
                <P>
                    The FAA invites you to send any written data, views, or arguments about this final rule. Send your comments using a method listed under the 
                    <E T="02">ADDRESSES</E>
                     section. Include “Docket No. FAA-2026-1334; Project Identifier AD-2025-01336-E” at the beginning of your comments. The most helpful comments reference a specific portion of the final rule, explain the reason for any recommended change, and include supporting data. The FAA will consider all comments received by the closing date and may amend this final rule because of those comments.
                </P>
                <P>
                    Except for Confidential Business Information (CBI) as described in the following paragraph, and other information as described in 14 CFR 11.35, the FAA will post all comments received, without change, to 
                    <E T="03">regulations.gov</E>
                    , including any personal information you provide. The agency will also post a report summarizing each substantive verbal contact received about this final rule.
                </P>
                <HD SOURCE="HD1">Confidential Business Information</HD>
                <P>CBI is commercial or financial information that is both customarily and actually treated as private by its owner. Under the Freedom of Information Act (FOIA) (5 U.S.C. 552), CBI is exempt from public disclosure. If your comments responsive to this AD contain commercial or financial information that is customarily treated as private, that you actually treat as private, and that is relevant or responsive to this AD, it is important that you clearly designate the submitted comments as CBI. Please mark each page of your submission containing CBI as “PROPIN.” The FAA will treat such marked submissions as confidential under the FOIA, and they will not be placed in the public docket of this AD. Submissions containing CBI should be sent to Itanza Young, 2200 South 216th Street, Des Moines, WA 98198. Any commentary that the FAA receives which is not specifically designated as CBI will be placed in the public docket for this rulemaking.</P>
                <HD SOURCE="HD1">Background</HD>
                <P>The FAA received a report of a quality escape on certain HPC stage 5 blisks that are installed on certain GE Model GEnx-1B64, GEnx-1B64/P1, GEnx-1B64/P2, GEnx-1B67, GEnx-1B67/P1, GEnx-1B67/P2, GEnx-1B70, GEnx-1B70/75/P1, GEnx-1B70/75/P2, GEnx-1B70/P1, GEnx-1B70/P2, GEnx-1B70C/P1, GEnx-1B70C/P2, GEnx-1B74/75/P1, GEnx-1B74/75/P2, GEnx-1B76/P2, Genx-1B76A/P2, GEnx-2B67, GEnx-2B67/P, and GEnx-2B67B engines. A manufacturer investigation revealed that a nonconforming indication was discovered in a single forged ingot used to manufacture the affected parts, potentially making them susceptible to failure earlier than previously determined. The FAA is issuing this AD to prevent fracture and subsequent uncontained release of certain HPC stage 5 blisks. This condition, if not addressed, could result in uncontained debris release, damage to the engine, and damage to the airplane. The FAA is issuing this AD to address the unsafe condition on these products.</P>
                <HD SOURCE="HD1">FAA's Determination</HD>
                <P>The FAA is issuing this AD because the agency determined the unsafe condition described previously is likely to exist or develop in other products of the same type design.</P>
                <HD SOURCE="HD1">AD Requirements</HD>
                <P>This AD requires replacement of certain HPC stage 5 blisks with parts eligible for installation.</P>
                <HD SOURCE="HD1">Justification for Immediate Adoption and Determination of the Effective Date</HD>
                <P>
                    Section 553(b) of the Administrative Procedure Act (APA) (5 U.S.C. 551 
                    <E T="03">et seq.</E>
                    ) authorizes agencies to dispense with notice and comment procedures for rules when the agency, for “good cause,” finds that those procedures are “impracticable, unnecessary, or contrary to the public interest.” Under this section, an agency, upon finding good cause, may issue a final rule without providing notice and seeking comment prior to issuance. Further, section 553(d) of the APA authorizes agencies to make rules effective in less than thirty days, upon a finding of good cause.
                </P>
                <P>The FAA justifies waiving notice and comment prior to adoption of this rule because no domestic operators are affected by this AD. It is unlikely that the FAA will receive any adverse comments or useful information about this AD from any U.S. operator.</P>
                <P>
                    Accordingly, notice and opportunity for prior public comment are unnecessary, pursuant to 5 U.S.C. 553(b). In addition, for the foregoing reason(s), the FAA finds that good cause exists pursuant to 5 U.S.C. 553(d) for making this amendment effective in less than 30 days.
                    <PRTPAGE P="8722"/>
                </P>
                <HD SOURCE="HD1">Regulatory Flexibility Act</HD>
                <P>The requirements of the Regulatory Flexibility Act (RFA) do not apply when an agency finds good cause pursuant to 5 U.S.C. 553 to adopt a rule without prior notice and comment. Because FAA has determined that it has good cause to adopt this rule without prior notice and comment, RFA analysis is not required.</P>
                <HD SOURCE="HD1">Costs of Compliance</HD>
                <P>The FAA estimates that this AD affects 0 engines installed on airplanes of U.S. registry.</P>
                <P>The FAA estimates the following costs to comply with this AD:</P>
                <GPOTABLE COLS="5" OPTS="L2,nj,i1" CDEF="s50,r50,r25,10,10">
                    <TTITLE>Estimated Costs</TTITLE>
                    <BOXHD>
                        <CHED H="1">Action</CHED>
                        <CHED H="1">Labor cost</CHED>
                        <CHED H="1">Parts cost</CHED>
                        <CHED H="1">
                            Cost per
                            <LI>product</LI>
                        </CHED>
                        <CHED H="1">
                            Cost on U.S.
                            <LI>operators</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Remove and replace HPC stage 5 blisk</ENT>
                        <ENT>8 work-hours × $85 per hour = $680</ENT>
                        <ENT>$260,951 (prorated)</ENT>
                        <ENT>$261,631</ENT>
                        <ENT>$0</ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">Authority for This Rulemaking</HD>
                <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII: Aviation Programs describes in more detail the scope of the Agency's authority.</P>
                <P>The FAA is issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701: General requirements. Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
                <HD SOURCE="HD1">Regulatory Findings</HD>
                <P>This AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
                <P>For the reasons discussed above, I certify that this AD:</P>
                <P>(1) Is not a “significant regulatory action” under Executive Order 12866, and</P>
                <P>(2) Will not affect intrastate aviation in Alaska.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
                    <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
                </LSTSUB>
                <HD SOURCE="HD1">The Amendment</HD>
                <P>Accordingly, under the authority delegated to me by the Administrator, the FAA amends 14 CFR part 39 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
                </PART>
                <REGTEXT TITLE="14" PART="39">
                    <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>49 U.S.C. 106(g), 40113, 44701.</P>
                    </AUTH>
                </REGTEXT>
                <SECTION>
                    <SECTNO>§ 39.13</SECTNO>
                    <SUBJECT>[Amended] </SUBJECT>
                </SECTION>
                <REGTEXT TITLE="14" PART="39">
                    <AMDPAR>2. The FAA amends § 39.13 by adding the following new airworthiness directive:</AMDPAR>
                    <EXTRACT>
                        <FP SOURCE="FP-2">
                            <E T="04">2026-04-09 General Electric Company:</E>
                             Amendment 39-23269; Docket No. FAA-2026-1334; Project Identifier AD-2025-01336-E.
                        </FP>
                        <HD SOURCE="HD1">(a) Effective Date</HD>
                        <P>This airworthiness directive (AD) is effective March 11, 2026.</P>
                        <HD SOURCE="HD1">(b) Affected ADs</HD>
                        <P>None.</P>
                        <HD SOURCE="HD1">(c) Applicability</HD>
                        <P>This AD applies to General Electric Company Model GEnx-1B64, GEnx-1B64/P1, GEnx-1B64/P2, GEnx-1B67, GEnx-1B67/P1, GEnx-1B67/P2, GEnx-1B70, GEnx-1B70/75/P1, GEnx-1B70/75/P2, GEnx-1B70/P1, GEnx-1B70/P2, GEnx-1B70C/P1, GEnx-1B70C/P2, GEnx-1B74/75/P1, GEnx-1B74/75/P2, GEnx-1B76/P2, Genx-1B76A/P2, GEnx-2B67, GEnx-2B67/P, and GEnx-2B67B engines with a high-pressure compressor (HPC) stage 5 blisk having part number (P/N) 2357M35P02 installed and a serial number (S/N) referenced in paragraphs (c)(1) through (3) of this AD:</P>
                        <FP SOURCE="FP-2">(1) S/N TMT214T8</FP>
                        <FP SOURCE="FP-2">(2) S/N TMT214T9</FP>
                        <FP SOURCE="FP-2">(3) S/N TMT218UA</FP>
                        <HD SOURCE="HD1">(d) Subject</HD>
                        <P>Joint Aircraft System Component (JASC) Code 7230, Turbine Engine Compressor Section.</P>
                        <HD SOURCE="HD1">(e) Unsafe Condition</HD>
                        <P>This AD was prompted by a report of certain HPC stage 5 blisks manufactured from a single forged ingot with a nonconforming indication. The FAA is issuing this AD to prevent fracture and subsequent uncontained release of certain HPC stage 5 blisks. The unsafe condition, if not addressed, could result in uncontained debris release, damage to the engine, and damage to the airplane.</P>
                        <HD SOURCE="HD1">(f) Compliance</HD>
                        <P>Comply with this AD within the compliance times specified, unless already done.</P>
                        <HD SOURCE="HD1">(g) Definitions</HD>
                        <P>For the purpose of this AD:</P>
                        <P>(1) A part “eligible for installation” is any HPC stage 5 blisk that does not have a P/N and S/N identified in paragraph (c) of this AD.</P>
                        <P>(2) A “piece-part exposure” is when the affected part is removed from the engine and completely disassembled.</P>
                        <HD SOURCE="HD1">(h) Required Actions</HD>
                        <P>At the next piece-part exposure or before exceeding 7,700 cycles since new, whichever occurs first after the effective date of this AD, remove the affected HPC stage 5 blisk from service and replace with a part eligible for installation.</P>
                        <HD SOURCE="HD1">(i) Alternative Methods of Compliance (AMOCs)</HD>
                        <P>
                            The Manager, AIR-520 Continued Operational Safety Branch, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or local Flight Standards District Office, as appropriate. If sending information directly to the manager of the AIR-520 Continued Operational Safety Branch, send it to the attention of the person identified in paragraph (j) of this AD and email to: 
                            <E T="03">AMOC@faa.gov</E>
                            . Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the local flight standards district office/certificate holding district office.
                        </P>
                        <HD SOURCE="HD1">(j) Additional Information</HD>
                        <P>
                            For more information about this AD, contact Itanza Young, Aviation Safety Engineer, FAA, 2200 South 216th Street, Des Moines, WA 98198; phone: (206) 482-6306; email: 
                            <E T="03">itanza.n.young@faa.gov</E>
                            .
                        </P>
                        <HD SOURCE="HD1">(k) Material Incorporated by Reference</HD>
                        <P>None.</P>
                    </EXTRACT>
                </REGTEXT>
                <SIG>
                    <PRTPAGE P="8723"/>
                    <DATED>Issued on February 19, 2026.</DATED>
                    <NAME>Peter A. White,</NAME>
                    <TITLE>Deputy Director, Integrated Certificate Management Division, Aircraft Certification Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03613 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD> BILLING CODE 4910-13-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 39</CFR>
                <DEPDOC>[Docket No. FAA-2025-0478; Project Identifier MCAI-2024-00647-A; Amendment 39-23254; AD 2026-03-05]</DEPDOC>
                <RIN>RIN 2120-AA64</RIN>
                <SUBJECT>Airworthiness Directives; Embraer S.A. Airplanes</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The FAA is superseding Airworthiness Directive (AD) 2023-22-11, which applied to certain Embraer S.A. (Embraer) Model EMB-505 airplanes. AD 2023-22-11 required repetitively replacing the clutch retaining bolt and washer of the aileron autopilot servo mount. Since the FAA issued AD 2023-22-11, the FAA has determined that the applicability should include certain Model EMB-505 airplanes and, for certain airplanes, an additional requirement is necessary for the initial replacement of the retaining bolt and washer. This AD incorporates these additional airplanes into the applicability, adds the additional requirement, and also provides an optional terminating action for the repetitive retaining bolt and washer replacement. The FAA is issuing this AD to address the unsafe condition on these products.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This AD is effective March 31, 2026.</P>
                    <P>The Director of the Federal Register approved the incorporation by reference of a certain publication listed in this AD as of March 31, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P/>
                    <P>
                        <E T="03">AD Docket:</E>
                         You may examine the AD docket at 
                        <E T="03">regulations.gov</E>
                         under Docket No. FAA-2025-0478; or in person at Docket Operations between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this final rule, the mandatory continuing airworthiness information (MCAI), any comments received, and other information. The address for Docket Operations is U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE, Washington, DC 20590.
                    </P>
                    <P>
                        <E T="03">Material Incorporated by Reference:</E>
                    </P>
                    <P>
                        • For Agência Nacional de Aviação Civil (ANAC) material identified in this AD, contact ANAC, Continuing Airworthiness Technical Branch (GTAC), Rua Doutor Orlando Feirabend Filho, 230—Centro Empresarial Aquarius-Torre B-Andares 14 a 18, Parque Residencial Aquarius, CEP 12.246-190—São José dos Campos—SP, Brazil; phone: 55 (12) 3203-6600; email: 
                        <E T="03">pac@anac.gov.br;</E>
                         website: 
                        <E T="03">anac.gov.br/en/.</E>
                         You may find this material on the ANAC website at 
                        <E T="03">sistemas.anac.gov.br/certificacao/DA/DAE.asp.</E>
                    </P>
                    <P>
                        • You may view this material at the FAA, Airworthiness Products Section, Operational Safety Branch, 901 Locust, Kansas City, MO 64106. For information on the availability of this material at the FAA, call (817) 222-5110. It is also available at 
                        <E T="03">regulations.gov</E>
                         under Docket No. FAA-2025-0478.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Jim Rutherford, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; phone: (816) 329-4165; email: 
                        <E T="03">jim.rutherford@faa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>The FAA issued a notice of proposed rulemaking (NPRM) to amend 14 CFR part 39 to supersede AD 2023-22-11, Amendment 39-22595 (88 FR 80565, November 20, 2023) (AD 2023-22-11). AD 2023-22-11 applied to certain serial-numbered Embraer Model EMB-505 airplanes. The FAA issued AD 2023-22-11 to address failure of the clutch retaining bolt of the aileron autopilot servo mount, which could disengage the clutch from the drive pin and jam the aileron controls and result in reduced controllability of the airplane.</P>
                <P>
                    The NPRM was published in the 
                    <E T="04">Federal Register</E>
                     on April 3, 2025 (90 FR 14587). The NPRM was prompted by ANAC AD 2023-02-01R3, effective October 25, 2024 (ANAC AD 2023-02-01R3) (also referred to as the MCAI), issued by ANAC, which is the aviation authority for Brazil. The MCAI maintains the applicability of ANAC AD 2023-02-01R2, effective October 16, 2024 (ANAC AD 2023-02-01R2) [no FAA corresponding AD], to include all Embraer Model EMB-505 airplanes, require initial replacement of the retaining bolt and washer, and require repetitively replacing the aileron autopilot servo mount clutch retaining bolt and washer. It also includes an optional terminating action for the repetitive replacement of the aileron autopilot servo mount clutch retaining bolt and washer by replacing the cable guard, clutch cartridge, bolt, and washer with new parts having new part numbers.
                </P>
                <P>In the NPRM, the FAA proposed to retain some of the requirements of AD 2023-22-11, specifically the repetitive replacement requirements. Additionally, in the NPRM, the FAA proposed to require accomplishing the actions specified in ANAC AD 2023-02-01R3 described previously, except for any differences identified as exceptions in the regulatory text of this AD. The FAA is issuing this AD to address the unsafe condition on these products.</P>
                <P>
                    You may examine the MCAI in the AD docket at 
                    <E T="03">regulations.gov</E>
                     under Docket No. FAA-2025-0478.
                </P>
                <HD SOURCE="HD1">Discussion of Final Airworthiness Directive</HD>
                <HD SOURCE="HD1">Supportive Comments</HD>
                <P>The FAA received comments from four commenters; three anonymous commenters and one individual commenter. All four commenters supported the NPRM without change.</P>
                <HD SOURCE="HD1">Other Comments</HD>
                <P>
                    The FAA also received 10 other comments from one anonymous commenter. Six comments were questions for the FAA. Four comments were recommendations made to the FAA. In summary, the anonymous commenter's concerns involved a question on the FAA evaluation of the environmental impact of increased maintenance, a recommendation for the FAA to consider subsidies to help defray the financial burden on small operators, a question about what measures are in place to maintain safety from exposure to hazards resulting from increased maintenance, a recommendation that the FAA should encourage data collection through voluntary reporting for future safety analysis, a question on how the FAA plans to coordinate implementation of this AD with international aviation authorities, a recommendation about seeking a long-term solution eliminating repetitive replacements, a question on specific training to ensure proper replacement procedures for the proposed required actions, a recommendation that the FAA assesses the availability of replacement parts, a question about how the FAA will assess the effectiveness of this AD and mitigate additional safety risks, and a recommendation that the FAA maintain transparency about the outcomes of this 
                    <PRTPAGE P="8724"/>
                    AD. The following presents the comments received on the NPRM and the FAA's response to each comment.
                </P>
                <HD SOURCE="HD1">Question Regarding the Environmental Impact of Increased Maintenance Activities</HD>
                <P>The anonymous commenter questioned whether the FAA evaluated the environmental implications of increased maintenance, specifically, the waste management of replaced components. The anonymous commenter noted that the aviation industry is under scrutiny for its environmental footprint and emphasized the need for sustainable maintenance practices. The FAA infers that the commenter wants information added as to what the environmental effects of this AD would be.</P>
                <P>The FAA disagrees with the request. In accordance with 14 CFR 39.5, the FAA issues an AD when an unsafe condition exists on an aircraft, aircraft engines, propellers, or appliances, and the condition is likely to exist or develop in other products of the same type design. Mandating how operators dispose of parts removed from an airplane or their spares inventory does not address the unsafe condition. Further, according to § 39.11, an AD specifies the actions that must be taken to resolve the unsafe condition. Any actions required beyond that may create an unnecessary burden on operators. This AD has not been changed as a result of this comment.</P>
                <HD SOURCE="HD1">Request for the FAA To Consider Subsidies To Help Defray the Financial Burden on Small Operators</HD>
                <P>The anonymous commenter stated the AD may impose financial strains upon small operators. The commenter requested the FAA consider subsidies or financial assistance programs to help mitigate the financial costs on small operators. The anonymous commenter discussed the financial challenges faced by small operators in complying with regulatory mandates.</P>
                <P>The FAA acknowledges the commenter's concern. The FAA recognizes that the AD imposes operational costs on operators, and that operators have an obligation to maintain their airplanes in airworthy condition. For this AD, the cost to replace the bolt and washer and to replace cable guard, clutch cartridge, bolt, and washer with new parts, an optional terminating action, would not have a significant economic impact on small operators. Under certain circumstances, the airplane manufacturer might provide financial relief, but the FAA does not provide economic mitigation to small or large operators. The FAA has not changed this AD in this regard.</P>
                <HD SOURCE="HD1">Question Regarding Worker Safety During Maintenance</HD>
                <P>The anonymous commenter asked what measures are in place to ensure the safety of technicians from exposure to potential hazards during repetitive replacement procedures. The anonymous commenter highlighted the importance of safety protocols during aircraft maintenance to prevent occupational hazards.</P>
                <P>The FAA acknowledges the concern regarding worker safety but considers the question to be outside the scope of this rulemaking and highly recommends that maintenance technicians follow any safety protocols outlined in Agência Nacional de Aviação Civil (ANAC) AD 2023-02-01R3, effective October 25, 2024. This AD has not been changed as a result of this comment.</P>
                <HD SOURCE="HD1">Comment Regarding Data Collection and Reporting</HD>
                <P>The anonymous commenter requested the FAA encourage voluntary reporting. The commenter stated that voluntary reporting could enhance data collection for future safety analyses. The MCAI, which was proposed for incorporation by reference in the NPRM, specified the use of service material that states that operators should take pictures of the removed parts and email them, along with additional information, to Embraer S.A. and Garmin. However, the MCAI does not specifically require this task. The FAA also determined that those tasks were not necessary to address the unsafe condition, thus the FAA is not requiring the reporting of removed parts. However, operators may report the information specified in the service material referenced in the MCAI, but are not required to report any information by this AD. This AD has not been changed as a result of this comment.</P>
                <HD SOURCE="HD1">Comment Regarding FAA Coordination With International Aviation Authorities</HD>
                <P>The anonymous commenter questioned if the FAA has a plan to coordinate with international authorities to ensure the consistent implementation of this AD. The anonymous commenter mentioned the importance of harmonized global safety. The FAA acknowledges this concern and explained in the NPRM that there is a process to use civil aviation authority (CAA) ADs as the primary source of information for compliance with requirements for corresponding FAA ADs. The NPRM further explained that the FAA has been coordinating this process with manufacturers and CAAs, and as a result, proposed to incorporate by reference an AD issued by ANAC. Additionally, the NPRM explained that the FAA is acting in accordance with the bilateral agreement it has with ANAC, the Brazilian state of design authority for the identified products. ANAC notified the FAA of the unsafe condition as described in ANAC AD 2023-02-01R3. By proposing an AD that incorporates the MCAI actions by reference, the FAA is ensuring consistent implementation of these actions for the identified products approved for operation in the United States. In addition, all ADs are sent to foreign airworthiness authorities with bilateral agreement by the State of Design for the corresponding aviation product. This AD has not been changed as a result of this comment.</P>
                <HD SOURCE="HD1">Comment Regarding Long-Term Solutions</HD>
                <P>The anonymous commenter requested the FAA explore long-term design modifications to eliminate the need for repetitive replacements. The commenter stated that long-term modifications could enhance safety and reduce maintenance burdens. The anonymous commenter noted that the FAA previously endorsed design changes as effective long-term solutions for recurring maintenance issues.</P>
                <P>The FAA acknowledges that in certain cases, long-term continued operational safety is better ensured by design changes that remove the source of the problem and the need for repetitive inspections. In those cases, we mandate terminating action. In other cases, mandating a terminating action is not necessary to ensure the continued operational safety of a product. Regarding this comment and how it specifically relates to this AD, the FAA refers to paragraph (c) of ANAC AD 2023-02-01R3, which is incorporated by reference in this AD and provides an optional terminating action for the repetitive replacement of the identified affected parts. ANAC and the FAA have both determined that the unsafe condition is addressed by both the repetitive actions of this AD and the terminating action. This AD has not been changed as a result of this comment.</P>
                <HD SOURCE="HD1">Question Regarding Training To Accomplish the AD Requirements</HD>
                <P>
                    The anonymous commenter questioned if there are specific training requirements for maintenance personnel that will ensure proper execution of replacement procedures. The commenter cited the “Aviation Maintenance Technician Handbook” 
                    <PRTPAGE P="8725"/>
                    (FAA, 2020) outlining the necessity of specialized training for complex maintenance tasks as a source for the question.
                </P>
                <P>The FAA acknowledges this concern. FAA-certified maintenance technicians must meet the qualifications and maintain the criteria outlined in FAA regulations (14 CFR). This AD has not been changed as a result of this comment.</P>
                <HD SOURCE="HD1">Comment Regarding the Availability of Replacement Parts</HD>
                <P>The anonymous commenter requested the FAA assess the supply chain's capacity to meet the demand for replacement parts. The commenter noted that having replacement parts available is crucial to prevent maintenance delays.</P>
                <P>The FAA agrees that having available replacement parts is crucial to preventing maintenance delays; however, the FAA does not manage parts for the supplier. When proposing or mandating AD actions, the FAA does take into consideration the availability of replacement parts versus the risk of not addressing an unsafe condition. To the extent replacement parts may not exist to replace the specified parts of this AD, the FAA cannot base its AD action on whether replacement parts are available or can be produced. While every effort is made to avoid grounding aircraft, the FAA must address the unsafe condition. This AD has not been changed as a result of this comment.</P>
                <HD SOURCE="HD1">Question Regarding Monitoring Effectiveness</HD>
                <P>The anonymous commenter requested information regarding the metrics the FAA will use to assess the effectiveness of the AD in mitigating the identified safety risks.</P>
                <P>The FAA acknowledges this question. The FAA utilizes data obtained through voluntary reporting using the service difficulty report (SDR) system and, for this AD, any additional information received from the State of Design. This AD has not been changed as a result of this comment.</P>
                <HD SOURCE="HD1">Comment on Public Transparency</HD>
                <P>The anonymous commenter requested the FAA maintain transparency about the AD's implementation and outcome. The commenter noted that this could bolster public trust in aviation safety measures.</P>
                <P>
                    The FAA acknowledges the commenter's statement; however, ADs are issued to address a known unsafe condition and the actions required to correct that unsafe condition. The FAA maintains transparency with the public by publishing the final rule in the 
                    <E T="04">Federal Register</E>
                     with discussion of public comments made on the NPRM along with responses made by the FAA. This AD has not been changed as a result of this comment.
                </P>
                <HD SOURCE="HD1">Additional Changes Between the Final Rule and the NPRM</HD>
                <P>ANAC AD 2023-02-01R3 maintains the same applicability as MCAI 2023-02-01R2 to all Embraer Model EMB-505 airplanes. However, this AD has a reduced applicability reflecting what the service material referenced by ANAC AD 2023-02-01R3 states as certain serial numbers and onward have the terminating action installed at the factory. ANAC approved the request made by the FAA to use the reduced applicability. Additionally, a new calculation was run on the number of affected airplanes within the reduced applicability. Based on that calculation, the material identified in the MCAI identifies 773 airplanes worldwide of the reduced applicability. Of those 773 airplanes, 638 airplanes are on the U.S. Registry. Although 638 airplanes is more than identified in the NPRM, it is based on the total number of U.S.-registered airplanes identified as of the issuance of this final rule.</P>
                <HD SOURCE="HD1">Conclusion</HD>
                <P>These products have been approved by the civil aviation authority of another country and are approved for operation in the United States. Pursuant to the FAA's bilateral agreement with this State of Design Authority, that authority has notified the FAA of the unsafe condition described in the MCAI referenced above. The FAA reviewed the relevant data, considered any comments received, and determined that air safety requires adopting this AD as proposed. Accordingly, the FAA is issuing this AD to address the unsafe condition on these products. Except for minor editorial changes, and any other changes described previously, this AD is adopted as proposed in the NPRM. None of the changes will increase the economic burden on any operator.</P>
                <HD SOURCE="HD1">Material Incorporated by Reference Under 1 CFR Part 51</HD>
                <P>The FAA reviewed ANAC AD 2023-02-01R3, which specifies procedures for repetitively replacing the clutch retaining bolt and washer of the aileron autopilot servo mount. ANAC AD 2023-02-01R3 also provides a terminating action for repetitively replacing the clutch retaining bolt and washer of the aileron autopilot servo mount by replacing the cable guard, clutch cartridge, bolt, and washer with new parts having new part numbers.</P>
                <P>
                    This material is reasonably available because the interested parties have access to it through their normal course of business or by the means identified in the 
                    <E T="02">ADDRESSES</E>
                     section.
                </P>
                <HD SOURCE="HD1">Differences Between This AD and the MCAI</HD>
                <P>The material specified in ANAC AD 2023-02-01R3 states that operators should take pictures of the removed clutch retaining bolt and the removed washer and email them, along with additional information, to Embraer S.A and Garmin. ANAC AD 2023-02-01R3 does not specifically require this task, and this AD does not include this task.</P>
                <HD SOURCE="HD1">Costs of Compliance</HD>
                <P>The FAA estimates that this AD affects 638 airplanes of U.S. registry.</P>
                <P>The FAA estimates the following costs to comply with this AD:</P>
                <GPOTABLE COLS="5" OPTS="L2,nj,i1" CDEF="s35,r50,10,r35,r35">
                    <TTITLE>Estimated Costs</TTITLE>
                    <BOXHD>
                        <CHED H="1">Action</CHED>
                        <CHED H="1">Labor cost</CHED>
                        <CHED H="1">Parts cost</CHED>
                        <CHED H="1">Cost per product</CHED>
                        <CHED H="1">Cost on U.S. operators</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Replace bolt and washer</ENT>
                        <ENT>1 work-hour × $85 per hour = $85 per replacement interval</ENT>
                        <ENT>$50</ENT>
                        <ENT>$135 per replacement interval</ENT>
                        <ENT>$86,130 per replacement interval.</ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    The FAA estimates the following costs to do any necessary replacements that are required based on selection of the terminating action. The agency has no way of determining the number of airplanes that might need these replacements:
                    <PRTPAGE P="8726"/>
                </P>
                <GPOTABLE COLS="4" OPTS="L2,nj,i1" CDEF="s100,r50,10,10">
                    <TTITLE>On-Condition Costs</TTITLE>
                    <BOXHD>
                        <CHED H="1">Action</CHED>
                        <CHED H="1">Labor cost</CHED>
                        <CHED H="1">Parts cost</CHED>
                        <CHED H="1">
                            Cost per
                            <LI>product</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Optional terminating action (replace cable guard, clutch cartridge, bolt, and washer with new parts)</ENT>
                        <ENT>6 work-hours × $85 per hour = $510</ENT>
                        <ENT>$300</ENT>
                        <ENT>$810</ENT>
                    </ROW>
                </GPOTABLE>
                <P>The FAA has included all known costs in its cost estimate. According to the manufacturer, however, some of the costs of this AD may be covered under warranty, thereby reducing the cost impact on affected operators.</P>
                <HD SOURCE="HD1">Authority for This Rulemaking</HD>
                <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII: Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
                <P>The FAA is issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701: General requirements. Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
                <HD SOURCE="HD1">Regulatory Findings</HD>
                <P>The FAA has determined that this AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
                <P>For the reasons discussed above, I certify that this AD:</P>
                <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
                <P>(2) Will not affect intrastate aviation in Alaska, and</P>
                <P>(3) Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
                    <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
                </LSTSUB>
                <HD SOURCE="HD1">The Amendment</HD>
                <P>Accordingly, under the authority delegated to me by the Administrator, the FAA amends 14 CFR part 39 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
                </PART>
                <REGTEXT TITLE="14" PART="39">
                    <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority: </HD>
                        <P>49 U.S.C. 106(g), 40113, 44701.</P>
                    </AUTH>
                </REGTEXT>
                <SECTION>
                    <SECTNO>§ 39.13</SECTNO>
                    <SUBJECT> [Amended]</SUBJECT>
                </SECTION>
                <REGTEXT TITLE="14" PART="39">
                    <AMDPAR>2. The FAA amends § 39.13 by:</AMDPAR>
                    <AMDPAR>a. Removing Airworthiness Directive AD 2023-22-11, Amendment 39-22595 (88 FR 80565, November 20, 2023); and</AMDPAR>
                    <AMDPAR>b. Adding the following new airworthiness directive:</AMDPAR>
                    <EXTRACT>
                        <FP SOURCE="FP-2">
                            <E T="04">2026-03-05 Embraer S.A.:</E>
                             Amendment 39-23254; Docket No. FAA-2025-0478; Project Identifier MCAI-2024-00647-A.
                        </FP>
                        <HD SOURCE="HD1">(a) Effective Date</HD>
                        <P>This airworthiness directive (AD) is effective March 31, 2026.</P>
                        <HD SOURCE="HD1">(b) Affected ADs</HD>
                        <P>This AD replaces AD 2023-22-11, Amendment 39-22595 (88 FR 80565, November 20, 2023) (AD 2023-22-11).</P>
                        <HD SOURCE="HD1">(c) Applicability</HD>
                        <P>This AD applies to Embraer S.A. Model EMB-505 airplanes, serial numbers 50500004 through 50500012, 50500014, 50500016 through 50500665, and 50500667 through 50500779, certificated in any category.</P>
                        <HD SOURCE="HD1">(d) Subject</HD>
                        <P>Joint Aircraft System Component (JASC) Code 2215, Autopilot Main Servo.</P>
                        <HD SOURCE="HD1">(e) Unsafe Condition</HD>
                        <P>This AD was prompted by corrosion on the clutch retaining bolt of the aileron autopilot servo mount. The FAA is issuing this AD to address the unsafe condition. The unsafe condition, if not addressed, could result in failure of the clutch retaining bolt of the aileron autopilot servo mount, which could disengage the clutch from the drive pin and jam the aileron controls, which could result in reduced controllability of the airplane.</P>
                        <HD SOURCE="HD1">(f) Compliance</HD>
                        <P>Comply with this AD within the compliance times specified, unless already done.</P>
                        <HD SOURCE="HD1">(g) Required Actions</HD>
                        <P>Except as specified in paragraphs (h) and (i) of this AD: Comply with all required actions and compliance times specified in, and in accordance with, Agência Nacional de Aviação Civil (ANAC) AD 2023-02-01R3, effective October 25, 2024 (ANAC AD 2023-02-01R3).</P>
                        <P>
                            <E T="04">Note 1 to paragraph (g):</E>
                             TASK 22-11-03-960-801-A of Embraer Phenom 300 AMM 4610 Part II MPP, Revision 65, dated November 8, 2024, contains procedures for the replacement of the aileron autopilot servo mount clutch-retaining bolt and washer.
                        </P>
                        <HD SOURCE="HD1">(h) Exceptions to ANAC AD 2023-02-01R3</HD>
                        <P>(1) Where ANAC AD 2023-02-01R3 refers to February 6, 2023, the effective date of ANAC AD 2023-02-01, this AD requires using December 26, 2023, the effective date of AD 2023-22-11.</P>
                        <P>(2) Where ANAC AD 2023-02-01R3 refers to its effective date, this AD requires using the effective date of this AD.</P>
                        <P>(3) Where ANAC AD 2023-02-01R3 requires replacing a part with a new part, for the purposes of this AD, a new part means a part that has accumulated zero flight hours.</P>
                        <P>(4) Where the “NOTE” to Table 01 in ANAC AD 2023-02-01R3 specifies “If the airplane operation age and/or the flight hours criteria change before the SB accomplishment, the most restrictive criteria must be obeyed”, this AD requires replacing that text with “comply with the most restrictive criteria for each applicability range (in months and flight hours) in Table 01 of ANAC AD 2023-02-01R3”.</P>
                        <P>(5) This AD does not adopt paragraph (e) of ANAC AD 2023-02-01R3.</P>
                        <HD SOURCE="HD1">(i) No Reporting Requirement</HD>
                        <P>Although the service material referenced in ANAC AD 2023-02-01R3 specifies to submit certain information to the manufacturer, this AD does not include that requirement.</P>
                        <HD SOURCE="HD1">(j) Alternative Methods of Compliance (AMOCs)</HD>
                        <P>
                            (1) The Manager, International Validation Branch, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or local Flight Standards District Office, as appropriate. If sending information directly to the manager of the International Validation Branch, send it to the attention of the person identified in paragraph (k) of this AD and email to: 
                            <E T="03">AMOC@faa.gov.</E>
                             If mailing information, also submit information by email. Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the local Flight Standards District Office/certificate holding district office.
                        </P>
                        <P>
                            (2) AMOCs approved for AD 2023-22-11 are approved as AMOCs for the corresponding provisions of this AD.
                            <PRTPAGE P="8727"/>
                        </P>
                        <HD SOURCE="HD1">(k) Additional Information</HD>
                        <P>
                            For more information about this AD, contact Jim Rutherford, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; phone: (816) 329-4165; email: 
                            <E T="03">jim.rutherford@faa.gov.</E>
                        </P>
                        <HD SOURCE="HD1">(l) Material Incorporated by Reference</HD>
                        <P>(1) The Director of the Federal Register approved the incorporation by reference (IBR) of the material listed in this paragraph under 5 U.S.C. 552(a) and 1 CFR part 51.</P>
                        <P>(2) You must use this material as applicable to do the actions required by this AD, unless the AD specifies otherwise.</P>
                        <P>(i) Agência Nacional de Aviação Civil (ANAC) AD 2023-02-01R3, effective October 25, 2024.</P>
                        <P>(ii) [Reserved]</P>
                        <P>
                            (3) For ANAC material identified in this AD, contact ANAC, Continuing Airworthiness Technical Branch (GTAC), Rua Doutor Orlando Feirabend Filho, 230—Centro Empresarial Aquarius-Torre B-Andares 14 a 18, Parque Residencial Aquarius, CEP 12.246-190—São José dos Campos—SP, Brazil; phone: 55 (12) 3203-6600; email: 
                            <E T="03">pac@anac.gov.br;</E>
                             website: 
                            <E T="03">anac.gov.br/en/.</E>
                             You may find this material on the ANAC website at 
                            <E T="03">sistemas.anac.gov.br/certificacao/DA/DAE.asp.</E>
                        </P>
                        <P>(4) You may view this material at the FAA, Airworthiness Products Section, Operational Safety Branch, 901 Locust, Kansas City, MO 64106. For information on the availability of this material at the FAA, call (817) 222-5110.</P>
                        <P>
                            (5) You may view this material at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, visit 
                            <E T="03">www.archives.gov/federal-register/cfr/ibr-locations</E>
                             or email 
                            <E T="03">fr.inspection@nara.gov</E>
                            .
                        </P>
                    </EXTRACT>
                </REGTEXT>
                <SIG>
                    <DATED>Issued on January 30, 2026.</DATED>
                    <NAME>Steven W. Thompson,</NAME>
                    <TITLE>Acting Deputy Director, Compliance &amp; Airworthiness Division, Aircraft Certification Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03609 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 71</CFR>
                <DEPDOC>[Docket No. FAA-2025-2415; Airspace Docket No. 25-AGL-3]</DEPDOC>
                <RIN>RIN 2120-AA66</RIN>
                <SUBJECT>Amendment of Very High Frequency Omnidirectional Range Federal Airways V-14, V-192, V-210, and V-221 in the Vicinity of Muncie, Indiana</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This action amends Very High Frequency Omnidirectional Range (VOR) Federal Airways V-14, V-192, V-210, and V-221 in the vicinity of Muncie, Indiana. The FAA is taking these actions due to the planned decommissioning of the VOR portion of the Muncie, IN, VOR/Distance Measuring Equipment (DME) navigational aid (NAVAID). This NAVAID is being decommissioned as part of the FAA's VOR Minimum Operational Network (MON) program.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        Effective date 0901 UTC, May 14, 2026. The Director of the 
                        <E T="04">Federal Register</E>
                         approves this incorporation by reference action under 1 CFR part 51, subject to the annual revision of FAA Order JO 7400.11 and publication of conforming amendments.
                    </P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        A copy of the notice of proposed rulemaking (NPRM), all comments received, this final rule, and all background material may be viewed online at 
                        <E T="03">www.regulations.gov</E>
                         using the FAA Docket number. Electronic retrieval help and guidelines are available on the website. It is available 24 hours each day, 365 days each year. An electronic copy of this document may also be downloaded from 
                        <E T="03">www.federalregister.gov.</E>
                    </P>
                    <P>
                        FAA Order JO 7400.11K, Airspace Designations and Reporting Points, and subsequent amendments can be viewed online at 
                        <E T="03">www.faa.gov/air_traffic/publications/.</E>
                         You may also contact the Rules and Regulations Group, Policy Directorate, Federal Aviation Administration, 600 Independence Avenue SW, Washington, DC 20597; telephone: (202) 267-8783.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Steven Roff, Rules and Regulations Group, Office of Policy, Federal Aviation Administration, 600 Independence Avenue SW, Washington, DC 20597; telephone: (202) 267-8783.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Authority for This Rulemaking</HD>
                <P>The FAA's authority to issue rules regarding aviation safety is found in Title 49 of the United States Code. Subtitle I, Section 106 describes the authority of the FAA Administrator. Subtitle VII, Aviation Programs, describes in more detail the scope of the agency's authority. This rulemaking is promulgated under the authority described in Subtitle VII, Part A, Subpart I, Section 40103. Under that section, the FAA is charged with prescribing regulations to assign the use of the airspace necessary to ensure the safety of aircraft and the efficient use of airspace. This regulation is within the scope of that authority as it modifies the Air Traffic Services (ATS) route structure as necessary to preserve the safe and efficient flow of air traffic within the National Airspace System.</P>
                <HD SOURCE="HD1">History</HD>
                <P>
                    The FAA published an NPRM for Docket No. FAA-2025-2415 in the 
                    <E T="04">Federal Register</E>
                     (90 FR 43578; September 10, 2025), proposing to amend Very High Frequency Omnidirectional Range (VOR) Federal Airways V-14, V-192, V-210, and V-221 in the vicinity of Muncie, Indiana. Interested parties were invited to participate in this rulemaking effort by submitting written comments on the proposal to the FAA. Four comments were received, but one comment was a duplicate of another with an added PDF attachment the commenter referred to as a “petition.” One comment relating to the decommissioning of the VOR portion of the VOR/DME NAVAID is outside of the scope of this action. While this rule involves removing routes that will become unusable due to the decommissioning of the VOR portion of the NAVAID, the decommissioning is a separate action from this rule, and therefore, it is outside the scope of this rule.
                </P>
                <P>Another commenter stated they oppose the action proposed in the NPRM. The commenter asserted that pilots and many older general aviation aircraft rely on VOR navigation for situational awareness and emergency planning. The commenter claimed that eliminating these route segments would force pilots to shift their navigational planning or require RNAV/GPS equipment not available in all general aviation aircraft. The commenter also asserted that VOR navigation is essential for flight training. The commenter urged the FAA to preserve the airway segments for general aviation or provide clear, equivalent alternatives. In response to this comment, the FAA offers that transitioning the National Airspace System from a ground-based system of VORs to Performance Based Navigation (PBN) increases safety, efficiency, and capacity in the NAS. PBN allows for more direct flight paths, which leads to reduced fuel consumption, fewer emissions, and lower noise pollution. It also enables more efficient use of airspace by allowing aircraft to fly more precise routes, especially in congested terminal areas, and helps manage the projected increase in air traffic.</P>
                <P>
                    The VOR Minimum Operating Network (VOR MON) program will not eliminate all the VORs in the NAS. Instead, this program identified which VORs would need to be retained. MIE was not one of those needed to provide a conventional backup service in the 
                    <PRTPAGE P="8728"/>
                    event of an unplanned Global Positioning System (GPS) outage. During an unplanned GPS outage, aircraft will be able to continue VOR to VOR navigation or proceed to a MON airport and conduct a VOR, Localizer (LOC), or Instrument Landing System (ILS) approach. The VOR MON program assures that at least one airport will be within 100 Nautical Miles (NM).
                </P>
                <P>When the MIE VOR is decommissioned, there will remain numerous MON airports within this 100 NM range. The closest four are Shelbyville, IN, (GEZ) at 41 NM; Fort Wayne, IN, (FWA) at 45 NM; Dayton, OH, (DAY) at 48 NM; and Indianapolis, IN, (IND) at 52 NM. Shelbyville and Fort Wayne each have a VOR instrument approach procedure. In addition, there are nearby federal airways that will remain to provide navigation service: V-11 between the Indianapolis (VHP) VORTAC and the Fort Wayne, IN (FWA) VORTAC; V-50 between the VHP VORTAC and Dayton, OH (DQN) VOR/DME; and V-55 between the FWA VORTAC and the DQN VOR/DME. Lastly, a pilot can request air traffic control radar vectors through the area.</P>
                <P>Another commenter submitted a “petition” and raised issues with amending the routes listed in this rule but referenced the changes as occurring in the Salt Lake City area. This rule involves airspace in the vicinity of Muncie, Indiana, which is nowhere near Salt Lake City. Additionally, these routes do not even run in the vicinity of Salt Lake City. The commenter's assertions about potentially higher operational costs in the intermountain west or the need for an analysis of this rule's impact on the Salt Lake City airspace or operators are inapplicable to this rule.</P>
                <P>The petition further asserts that the FAA did not comply with the Regulatory Flexibility Act because of alleged boilerplate language. The petition makes assumptions that because standard language is used in the NPRM, the FAA did not perform the requisite analysis to comply with applicable rules and regulations. The FAA reviews updates to each piece of airspace individually and conducts all necessary analyses on its airspace actions in accordance with applicable law, authority, and agency guidance, including the Administrative Procedures Act; the Regulatory Flexibility Act; E.O. 12866; FAA Order JO 7400.2R, Procedures for Handling Airspace Matters; and FAA Order 1050.1G, FAA National Environmental Policy Act Implementing Procedures. Language in the NPRM and final rule for this action utilizes certain standardized text common to similar routine airspace actions, but is tailored to the specific action. Use of standardized text ensures consistency among similar routine actions, and allows FAA to streamline one of its most prolific rulemaking portfolios. However, adoption of standardized text does not indicate a lack of thorough and adequate analysis.</P>
                <P>The petition also referenced the National Environmental Policy Act (NEPA) and requested certain actions. However, there was no requirement for an environmental review to be performed prior to the NPRM stage. The NPRM contained an “Environmental Review” section noting that the proposal was subject to an environmental analysis in accordance with FAA Order 1050.1G, FAA National Environmental Policy Act Implementing Procedures, before any FAA final regulatory action.</P>
                <HD SOURCE="HD1">Incorporation by Reference</HD>
                <P>
                    VOR Federal Airways are published in paragraph 6010 of FAA Order JO 7400.11, Airspace Designations and Reporting Points, which is incorporated by reference in 14 CFR 71.1 on an annual basis. This document amends the current version of that order, FAA Order JO 7400.11K, dated August 4, 2025, and effective September 15, 2025. These amendments will be published in the next update to FAA Order JO 7400.11. FAA Order JO 7400.11K, which lists Class A, B, C, D, and E airspace areas, air traffic service routes, and reporting points, is publicly available as listed in the 
                    <E T="02">ADDRESSES</E>
                     section of this document.
                </P>
                <HD SOURCE="HD1">The Rule</HD>
                <P>This action amends 14 CFR part 71 by modifying VOR Federal Airways V-14, V-192, V-210 and V-221 in the vicinity of Muncie, Indiana.</P>
                <P>
                    <E T="03">V-14:</E>
                     Prior to this rule, V-14 extended between the Chisum, NM, VORTAC and the Flag City, OH, VORTAC. A portion of V-14, between the Brickyard, IN, VORTAC and the Flag City, VORTAC will become unusable with the decommissioning of Muncie, IN, VOR. Additionally, the portion of V-14 between the Terre Haute, IN, VORTAC and the Brickyard VORTAC is redundant as it is overlaid by V-50. As amended, V-14 extends between the Chisum VORTAC and the St. Louis, MO, VORTAC.
                </P>
                <P>
                    <E T="03">V-192:</E>
                     Prior to this rule, V-192 extended between the Champaign, IL, VORTAC and the Dayton, OH, VOR/DME. The portion of V-192 between the Brickyard, IN VORTAC and the Dayton VOR/DME will become unusable with the decommissioning of the Muncie, IN, VOR. As a mitigation, aircraft can utilize nearby V-50 to navigate between the Brickyard VORTAC and the Dayton VOR/DME. As amended, V-192 extends between the Champaign VORTAC and the Brickyard VORTAC.
                </P>
                <P>
                    <E T="03">V-210:</E>
                     Prior to this rule, V-210 extended between the Los Angeles, CA, VORTAC and the Lamar, CO, VOR/DME, between the Will Rogers, OK, VORTAC and the Okmulgee, OK, VOR/DME, between the Brickyard, IN, VORTAC and the Rosewood, OH, VORTAC, and between the Harrisburg, PA, VORTAC and the Yardley, PA, VOR/DME. The portion of V-210 between the Brickyard and Rosewood VORTACs will become unusable with the decommissioning of the Muncie, IN, VOR. As amended, V-210 extends between the Los Angeles VORTAC and the Lamar VOR/DME, between the Will Rogers VORTAC and the Okmulgee VOR/DME, and between the Harrisburg VORTAC and the Yardley VOR/DME.
                </P>
                <P>
                    <E T="03">V-221:</E>
                     Prior to this rule, V-221 extended between the Bible Grove, IL, VORTAC and the intersection of the Fort Wayne, IN, VORTAC 016° and the Goshen, IN, TACAN 092° radials. The portion of V-221 between the Shelbyville, IN, NDB and the Fort Wayne VORTAC will become unusable with the decommissioning of the Muncie, IN, VOR. As amended, V-221 extends between the Bible Grove VORTAC and the Shelbyville NDB.
                </P>
                <HD SOURCE="HD1">Regulatory Notices and Analyses</HD>
                <P>The FAA has determined that this regulation only involves an established body of technical regulations for which frequent and routine amendments are necessary to keep them operationally current. It, therefore: (1) is not a “significant regulatory action” under Executive Order 12866; (2) is not a “significant rule” under DOT Regulatory Policies and Procedures (44 FR 11034; February 26, 1979); and (3) does not warrant preparation of a regulatory evaluation as the anticipated impact is so minimal. Since this is a routine matter that only affects air traffic procedures and air navigation, it is certified that this rule, when promulgated, does not have a significant economic impact on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
                <HD SOURCE="HD1">Environmental Review</HD>
                <P>
                    The FAA has determined that this action of amending Very High Frequency Omnidirectional Range (VOR) Federal Airways V-14, V-192, V-210, and V-221 qualifies for categorical exclusion under the National Environmental Policy Act (42 U.S.C. 
                    <PRTPAGE P="8729"/>
                    4321, 
                    <E T="03">et seq.</E>
                    ) and in accordance with FAA Order 1050.1G, 
                    <E T="03">FAA National Environmental Policy Act Implementing Procedures,</E>
                     paragraph B-2.5(a) which categorically excludes from further environmental impact review rulemaking actions that designate or modify classes of airspace areas, airways, routes, and reporting points (see 14 CFR part 71, Designation of Class A, B, C, D, and E Airspace Areas; Air Traffic Service Routes; and Reporting Points); and paragraph B-2.5(i), which categorically excludes from further environmental impact review the establishment of new or revised air traffic control procedures conducted at 3,000 feet or more above ground level (AGL); procedures conducted below 3,000 feet AGL that do not cause traffic to be routinely routed over noise sensitive areas; modifications to currently approved procedures conducted below 3,000 feet AGL that do not significantly increase noise over noise sensitive areas; and increases in minimum altitudes and landing minima. As such, this action is not expected to result in any potentially significant environmental impacts. The FAA has determined that no extraordinary circumstances exist that warrant preparation of an environmental assessment or environmental impact study.
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 71</HD>
                    <P>Airspace, Incorporation by reference, Navigation (air).</P>
                </LSTSUB>
                <HD SOURCE="HD1">The Amendment</HD>
                <P>In consideration of the foregoing, the Federal Aviation Administration amends 14 CFR part 71 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 71—DESIGNATION OF CLASS A, B, C, D, AND E AIRSPACE AREAS; AIR TRAFFIC SERVICE ROUTES; AND REPORTING POINTS</HD>
                </PART>
                <REGTEXT TITLE="14" PART="71">
                    <AMDPAR>1. The authority citation for 14 CFR part 71 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P> 49 U.S.C. 106(f), 106(g), 40103, 40113, 40120; E.O. 10854, 24 FR 9565, 3 CFR, 1959-1963 Comp., p. 389.</P>
                    </AUTH>
                </REGTEXT>
                <SECTION>
                    <SECTNO>§ 71.1 </SECTNO>
                    <SUBJECT> [Amended] </SUBJECT>
                </SECTION>
                <REGTEXT TITLE="14" PART="71">
                    <AMDPAR>2. The incorporation by reference in 14 CFR 71.1 of FAA Order JO 7400.11K, Airspace Designations and Reporting Points, dated August 4, 2025, and effective September 15, 2025, is amended as follows:</AMDPAR>
                    <EXTRACT>
                        <HD SOURCE="HD2">Paragraph 6010 VOR Federal Airways.</HD>
                        <STARS/>
                        <HD SOURCE="HD1">V-14 [Amended]</HD>
                        <P>From Chisum, NM; Lubbock, TX; Childress, TX; Hobart, OK; Will Rogers, OK; INT Will Rogers 052° and Tulsa, OK, 246° radials; to Tulsa. From Springfield, MO; Vichy, MO; INT Vichy 067° and St. Louis, MO, 225° radials; to St. Louis.</P>
                        <STARS/>
                        <HD SOURCE="HD1">V-192 [Amended]</HD>
                        <P>From Champaign, IL; Terre Haute, IN, INT 079° and Brickyard, IN, 230° radials; to Brickyard.</P>
                        <STARS/>
                        <HD SOURCE="HD1">V-210 [Amended]</HD>
                        <P>From Los Angeles, CA; INT Los Angeles 083° and Pomona, CA, 240° radials; Pomona; INT Daggett, CA, 229° and Hector, CA, 263° radials; Hector; Goffs, CA; 13 miles, 23 miles 71 MSL, 85 MSL Peach Springs, AZ; Grand Canyon, AZ; Tuba City, AZ; 10 miles 90 MSL, 91 miles 105 MSL Rattlesnake, NM; Alamosa, CO; INT Alamosa 074° and Lamar, CO, 250° radials; 40 miles, 51 miles 65 MSL to Lamar. From Will Rogers, OK; INT Will Rogers 113° and Okmulgee, OK, 238° radials; to Okmulgee. From Harrisburg, PA; Lancaster, PA; INT Lancaster 095° and Yardley, PA, 255° radials; to Yardley.</P>
                        <STARS/>
                        <HD SOURCE="HD1">V-221 [Amended]</HD>
                        <P>From Bible Grove, IL; Hoosier, IN; to Shelbyville, IN.</P>
                        <STARS/>
                    </EXTRACT>
                </REGTEXT>
                <SIG>
                    <DATED>Issued in Washington, DC, on February 20, 2026.</DATED>
                    <NAME>Alex W. Nelson,</NAME>
                    <TITLE>Manager, Rules and Regulations Group.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03651 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 71</CFR>
                <DEPDOC>[Docket No. FAA-2025-2023; Airspace Docket No. 25-ANM-137]</DEPDOC>
                <RIN>RIN 2120-AA66</RIN>
                <SUBJECT>Establishment of United States Area Navigation (RNAV) Route Q-151 and Revocation of Jet Route J-517 in the Northern United States</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This action establishes United States Area Navigation (RNAV) Route Q-151 and revokes Jet Route J-517 in the northern United States. The FAA is taking these actions due to the lack of navigational signal coverage, restricting usage of J-517.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Effective date 0901 UTC, May 19, 2026. The Director of the Federal Register approves this incorporation by reference action under 1 CFR part 51, subject to the annual revision of FAA Order JO 7400.11 and publication of conforming amendments.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        A copy of the notice of proposed rulemaking (NPRM), all comments received, this final rule, and all background material may be viewed online at 
                        <E T="03">www.regulations.gov</E>
                         using the FAA Docket number. Electronic retrieval help and guidelines are available on the website. It is available 24 hours each day, 365 days each year. An electronic copy of this document may also be downloaded from 
                        <E T="03">www.federalregister.gov.</E>
                    </P>
                    <P>
                        FAA Order JO 7400.11K, Airspace Designations and Reporting Points, and subsequent amendments can be viewed online at 
                        <E T="03">www.faa.gov/air_traffic/publications/.</E>
                         You may also contact the Rules and Regulations Group, Policy Directorate, Federal Aviation Administration, 600 Independence Avenue SW, Washington, DC 20597; telephone: (202) 267-8783.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Steven Roff, Rules and Regulations Group, Office of Policy, Federal Aviation Administration, 600 Independence Avenue SW, Washington, DC 20597; telephone: (202) 267-8783.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Authority for This Rulemaking</HD>
                <P>The FAA's authority to issue rules regarding aviation safety is found in Title 49 of the United States Code. Subtitle I, Section 106 describes the authority of the FAA Administrator. Subtitle VII, Aviation Programs, describes in more detail the scope of the agency's authority. This rulemaking is promulgated under the authority described in Subtitle VII, Part A, Subpart I, Section 40103. Under that section, the FAA is charged with prescribing regulations to assign the use of the airspace necessary to ensure the safety of aircraft and the efficient use of airspace. This regulation is within the scope of that authority as it modifies the Air Traffic Service (ATS) route structure as necessary to preserve the safe and efficient flow of air traffic within the National Airspace System.</P>
                <HD SOURCE="HD1">History</HD>
                <P>
                    The FAA published an NPRM for Docket No. FAA-2025-2023 in the 
                    <E T="04">Federal Register</E>
                     (90 FR 34777; July 24, 2025), proposing to establish United States Area Navigation (RNAV) Route Q-151 and revoke Jet Route J-517 in the northern United States. Interested parties were invited to participate in this rulemaking effort by submitting written comments on the proposal to the FAA. No comments were received.
                    <PRTPAGE P="8730"/>
                </P>
                <HD SOURCE="HD1">Incorporation by Reference</HD>
                <P>
                    United States Area Navigation Routes are published in paragraph 2006 and Jet Routes are published in paragraph 2004 of FAA Order JO 7400.11, Airspace Designations and Reporting Points, which is incorporated by reference in 14 CFR 71.1 on an annual basis. This document amends the current version of that order, FAA Order JO 7400.11K, dated August 4, 2025, and effective September 15, 2025. These amendments will be published in the next update to FAA Order JO 7400.11. FAA Order JO 7400.11K, which lists Class A, B, C, D, and E airspace areas, air traffic service routes, and reporting points, is publicly available as listed in the 
                    <E T="02">ADDRESSES</E>
                     section of this document.
                </P>
                <HD SOURCE="HD1">The Rule</HD>
                <P>This action amends 14 CFR part 71 by establishing RNAV Route Q-151 and revoking J-517 in its entirety. The FAA is taking these actions due to the lack of navigational signal coverage restricting usage of J-157.</P>
                <P>
                    <E T="03">J-517:</E>
                     Prior to this final rule, Jet Route J-517 extended between the Boise, ID, Very High Frequency Omnidirectional Range (VOR)/Tactical Air Navigation (VORTAC) and the Cranbrook, BC, Canada, VOR/Distance Measuring Equipment (VOR/DME), excluding the airspace with Canada. J-517 is unavailable to aircraft between the Boise and Spokane VORTACs unless they are equipped with a RNAV system with GPS as annotated in Notice to Airmen FDC 5/7559 and FDC 5/7557. The FAA is revoking J-517 in its entirety and establishing RNAV Route Q-151 as a replacement.
                </P>
                <P>
                    <E T="03">Q-151:</E>
                     The FAA is establishing RNAV Route Q-151 as a replacement for the loss of Jet Route J-517. As established, Q-151 extends between the WINEN, UT, WP and the EDGES, ID, Fix.
                </P>
                <HD SOURCE="HD1">Regulatory Notices and Analyses</HD>
                <P>The FAA has determined that this regulation only involves an established body of technical regulations for which frequent and routine amendments are necessary to keep them operationally current. It, therefore: (1) is not a “significant regulatory action” under Executive Order 12866; (2) is not a “significant rule” under DOT Regulatory Policies and Procedures (44 FR 11034; February 26, 1979); and (3) does not warrant preparation of a regulatory evaluation as the anticipated impact is so minimal. Since this is a routine matter that only affects air traffic procedures and air navigation, it is certified that this rule, when promulgated, does not have a significant economic impact on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
                <HD SOURCE="HD1">Environmental Review</HD>
                <P>
                    The FAA has determined that this action of establishing RNAV route Q 151 and revoking J-517 qualifies for categorical exclusion under the National Environmental Policy Act (42 U.S.C. 4321, 
                    <E T="03">et seq.</E>
                    ) and in accordance with FAA Order 1050.1G, 
                    <E T="03">FAA National Environmental Policy Act Implementing Procedures,</E>
                     paragraph B-2.5(a) which categorically excludes from further environmental impact review rulemaking actions that designate or modify classes of airspace areas, airways, routes, and reporting points (see 14 CFR part 71, Designation of Class A, B, C, D, and E Airspace Areas; Air Traffic Service Routes; and Reporting Points); and paragraph B-2.5(i), which categorically excludes from further environmental impact review the establishment of new or revised air traffic control procedures conducted at 3,000 feet or more AGL; procedures conducted below 3,000 feet AGL that do not cause traffic to be routinely routed over noise sensitive areas; modifications to currently approved procedures conducted below 3,000 feet AGL that do not significantly increase noise over noise sensitive areas; and increases in minimum altitudes and landing minima.. As such, this action is not expected to result in any potentially significant environmental impacts. The FAA has determined that no extraordinary circumstances exist that warrant preparation of an environmental assessment or environmental impact study.
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 71</HD>
                    <P>Airspace, Incorporation by reference, Navigation (air).</P>
                </LSTSUB>
                <HD SOURCE="HD1">The Amendment</HD>
                <P>In consideration of the foregoing, the Federal Aviation Administration amends 14 CFR part 71 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 71—DESIGNATION OF CLASS A, B, C, D, AND E AIRSPACE AREAS; AIR TRAFFIC SERVICE ROUTES; AND REPORTING POINTS</HD>
                </PART>
                <REGTEXT TITLE="14" PART="71">
                    <AMDPAR>1. The authority citation for 14 CFR part 71 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>49 U.S.C. 106(f), 106(g), 40103, 40113, 40120; E.O. 10854, 24 FR 9565, 3 CFR, 1959-1963 Comp., p. 389.</P>
                    </AUTH>
                </REGTEXT>
                <SECTION>
                    <SECTNO>§ 71.1 </SECTNO>
                    <SUBJECT> [Amended]</SUBJECT>
                </SECTION>
                <REGTEXT TITLE="14" PART="71">
                    <AMDPAR>2. The incorporation by reference in 14 CFR 71.1 of FAA Order JO 7400.11K, Airspace Designations and Reporting Points, dated August 4, 2025, and effective September 15, 2025, is amended as follows:</AMDPAR>
                    <EXTRACT>
                        <HD SOURCE="HD2">Paragraph 2006 United States Area Navigation Routes.</HD>
                        <STARS/>
                        <GPOTABLE COLS="3" OPTS="L0,tp0,p0,7/8,g1,t1,i1" CDEF="xls75,xls50,xls180">
                            <TTITLE> </TTITLE>
                            <BOXHD>
                                <CHED H="1"> </CHED>
                                <CHED H="1"> </CHED>
                                <CHED H="1"> </CHED>
                            </BOXHD>
                            <ROW EXPSTB="02" RUL="s">
                                <ENT I="22">
                                    <E T="04">Q-151 WINEN, UT to EDGES, ID [New]</E>
                                </ENT>
                            </ROW>
                            <ROW EXPSTB="00">
                                <ENT I="01">WINEN, UT</ENT>
                                <ENT>WP</ENT>
                                <ENT>(Lat. 37°56′00.00″ N, long. 113°30′00.00″ W)</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">PICHO, UT</ENT>
                                <ENT>WP</ENT>
                                <ENT>(Lat. 39°58′00.00″ N, long. 112°35′00.00″ W)</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">PATIO, UT</ENT>
                                <ENT>WP</ENT>
                                <ENT>(Lat. 41°16′00.00″ N, long. 112°32′00.00″ W)</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">BROPH, ID</ENT>
                                <ENT>WP</ENT>
                                <ENT>(Lat. 42°43′15.71″ N, long. 114°52′31.80″ W)</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Boise, ID (BOI)</ENT>
                                <ENT>VORTAC</ENT>
                                <ENT>(Lat. 43°33′10.12″ N, long. 116°11′31.65″ W)</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">HILIE, ID</ENT>
                                <ENT>FIX</ENT>
                                <ENT>(Lat. 47°31′05.33″ N, long. 116°41′22.93″ W)</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">EDGES, ID</ENT>
                                <ENT>FIX</ENT>
                                <ENT>(Lat. 49°00′00.00″ N, long. 116°31′51.36″ W)</ENT>
                            </ROW>
                        </GPOTABLE>
                        <STARS/>
                        <HD SOURCE="HD2">Paragraph 2004 Jet Routes.</HD>
                        <STARS/>
                        <HD SOURCE="HD2">J-517 [Revoked]</HD>
                        <STARS/>
                    </EXTRACT>
                </REGTEXT>
                <SIG>
                    <DATED>Issued in Washington, DC, on February 20, 2026.</DATED>
                    <NAME>Alex W. Nelson,</NAME>
                    <TITLE>Manager, Rules and Regulations Group.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03649 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <PRTPAGE P="8731"/>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 97</CFR>
                <DEPDOC>[Docket No. 31650; Amdt. No. 4206]</DEPDOC>
                <SUBJECT>Standard Instrument Approach Procedures, and Takeoff Minimums and Obstacle Departure Procedures; Miscellaneous Amendments</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This rule amends, suspends, or removes Standard Instrument Approach Procedures (SIAPs) and associated Takeoff Minimums and Obstacle Departure Procedures for operations at certain airports. These regulatory actions are needed because of the adoption of new or revised criteria, or because of changes occurring in the National Airspace System, such as the commissioning of new navigational facilities, adding new obstacles, or changing air traffic requirements. These changes are designed to provide for the safe and efficient use of the navigable airspace and to promote safe flight operations under instrument flight rules at the affected airports.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This rule is effective February 24, 2026. The compliance date for each SIAP, associated Takeoff Minimums, and ODP is specified in the amendatory provisions. The incorporation by reference of certain publications listed in the regulations is approved by the Director of the Federal Register as of February 24, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Availability of matter incorporated by reference in the amendment is as follows:</P>
                </ADD>
                <HD SOURCE="HD1">For Examination</HD>
                <P>1. U.S. Department of Transportation, Docket Ops-M30, 1200 New Jersey Avenue SE, West Bldg., Ground Floor, Washington, DC 20590-0001;</P>
                <P>2. The FAA Air Traffic Organization Service Area in which the affected airport is located;</P>
                <P>3. The office of Aeronautical Information Services, 6500 South MacArthur Blvd., Oklahoma City, OK 73169 or,</P>
                <P>4. The National Archives and Records Administration (NARA).</P>
                <P>
                    For information on the availability of this material at NARA, visit 
                    <E T="03">www.archives.gov/federal-register/cfr/ibr-locations</E>
                     or email 
                    <E T="03">fr.inspection@nara.gov.</E>
                </P>
                <HD SOURCE="HD1">Availability</HD>
                <P>
                    All SIAPs and Takeoff Minimums and ODPs are available online free of charge. Visit the National Flight Data Center online at 
                    <E T="03">nfdc.faa.gov</E>
                     to register. Additionally, individual SIAP and Takeoff Minimums and ODP copies may be obtained from the FAA Air Traffic Organization Service Area in which the affected airport is located.
                </P>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Rune Duke, Manager (Acting), Standards Section, Flight Procedures and Airspace Group, Aviation Safety, Federal Aviation Administration. Mailing Address: FAA Mike Monroney Aeronautical Center, Flight Procedures and Airspace Group, 6500 South MacArthur Blvd., STB Annex, Bldg. 26, Room 217, Oklahoma City, OK 73099. Telephone (405) 954-1139.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    This rule amends 14 CFR part 97 by amending the referenced SIAPs. The complete regulatory description of each SIAP is listed on the appropriate FAA Form 8260, as modified by the National Flight Data Center (NFDC)/Permanent Notice to Airmen (P-NOTAM), and is incorporated by reference under 5 U.S.C. 552(a), 1 CFR part 51, and 14 CFR 97.20. The large number of SIAPs, their complex nature, and the need for a special format make their verbatim publication in the 
                    <E T="04">Federal Register</E>
                     expensive and impractical. Further, pilots do not use the regulatory text of the SIAPs, but refer to their graphic depiction on charts printed by publishers of aeronautical materials. Thus, the advantages of incorporation by reference are realized and publication of the complete description of each SIAP contained on FAA form documents is unnecessary. This amendment provides the affected CFR sections, and specifies the SIAPs and Takeoff Minimums and ODPs with their applicable effective dates. This amendment also identifies the airport and its location, the procedure and the amendment number.
                </P>
                <HD SOURCE="HD1">Availability and Summary of Material Incorporated by Reference</HD>
                <P>
                    The material incorporated by reference is publicly available as listed in the 
                    <E T="02">ADDRESSES</E>
                     section.
                </P>
                <P>The material incorporated by reference describes SIAPs, Takeoff Minimums and ODPs as identified in the amendatory language for part 97 of this final rule.</P>
                <HD SOURCE="HD1">The Rule</HD>
                <P>This amendment to 14 CFR part 97 is effective upon publication of each separate SIAP and Takeoff Minimums and ODP as amended in the transmittal. For safety and timeliness of change considerations, this amendment incorporates only specific changes contained for each SIAP and Takeoff Minimums and ODP as modified by FDC permanent NOTAMs.</P>
                <P>The SIAPs and Takeoff Minimums and ODPs, as modified by FDC permanent NOTAM, and contained in this amendment are based on criteria contained in the U.S. Standard for Terminal Instrument Procedures (TERPS). In developing these changes to SIAPs and Takeoff Minimums and ODPs, the TERPS criteria were applied only to specific conditions existing at the affected airports. All SIAP amendments in this rule have been previously issued by the FAA in a FDC NOTAM as an emergency action of immediate flight safety relating directly to published aeronautical charts.</P>
                <P>The circumstances that created the need for these SIAP and Takeoff Minimums and ODP amendments require making them effective in less than 30 days.</P>
                <P>Because of the close and immediate relationship between these SIAPs, Takeoff Minimums and ODPs, and safety in air commerce, I find that notice and public procedure under 5 U.S.C. 553(b) are impracticable and contrary to the public interest and, where applicable, under 5 U.S.C. 553(d), good cause exists for making these SIAPs effective in less than 30 days.</P>
                <P>The FAA has determined that this regulation only involves an established body of technical regulations for which frequent and routine amendments are necessary to keep them operationally current. It, therefore—(1) is not a “significant regulatory action” under Executive Order 12866; (2) is not a “significant rule” under DOT regulatory Policies and Procedures (44 FR 11034; February 26, 1979); and (3) does not warrant preparation of a regulatory evaluation as the anticipated impact is so minimal. For the same reason, the FAA certifies that this amendment will not have a significant economic impact on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 97</HD>
                    <P>Air Traffic Control, Airports, Incorporation by reference, Navigation (air).</P>
                </LSTSUB>
                <SIG>
                    <PRTPAGE P="8732"/>
                    <DATED>Issued in Washington, DC, February 13, 2026.</DATED>
                    <NAME>Rune Duke,</NAME>
                    <TITLE>Manager (Acting), Standards Section, Flight Procedures and Airspace Group, Flight Technologies &amp; Procedures Division, Federal Aviation Administration.</TITLE>
                </SIG>
                <HD SOURCE="HD1">Adoption of the Amendment</HD>
                <P>Accordingly, pursuant to the authority delegated to me, 14 CFR part 97 is amended by amending Standard Instrument Approach Procedures and Takeoff Minimums and ODPs, effective at 0901 UTC on the dates specified, as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 97—STANDARD INSTRUMENT APPROACH PROCEDURES</HD>
                </PART>
                <REGTEXT TITLE="14" PART="97">
                    <AMDPAR>1. The authority citation for part 97 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>49 U.S.C. 106(f), 106(g), 40103, 40106, 40113, 40114, 40120, 44502, 44514, 44701, 44719, 44721-44722.</P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="14" PART="97">
                    <AMDPAR>2. Part 97 is amended to read as follows:</AMDPAR>
                    <P>By amending: § 97.23 VOR, VOR/DME, VOR or TACAN, and VOR/DME or TACAN; § 97.25 LOC, LOC/DME, LDA, LDA/DME, SDF, SDF/DME; § 97.27 NDB, NDB/DME; § 97.29 ILS, ILS/DME, MLS, MLS/DME, MLS/RNAV; § 97.31 RADAR SIAPs; § 97.33 RNAV SIAPs; and § 97.35 COPTER SIAPs, Identified as follows:</P>
                    <EXTRACT>
                        <HD SOURCE="HD2">* * * Effective Upon Publication</HD>
                    </EXTRACT>
                    <GPOTABLE COLS="7" OPTS="L2,nj,tp0,i1" CDEF="xs48,xls24,r50,r75,10,10,xs120">
                        <TTITLE> </TTITLE>
                        <BOXHD>
                            <CHED H="1">AIRAC date</CHED>
                            <CHED H="1">State</CHED>
                            <CHED H="1">City</CHED>
                            <CHED H="1">Airport</CHED>
                            <CHED H="1">FDC No.</CHED>
                            <CHED H="1">FDC date</CHED>
                            <CHED H="1">Procedure name</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">19-Mar-26</ENT>
                            <ENT>HI</ENT>
                            <ENT>Kailua-Kona</ENT>
                            <ENT>Ellison Onizuka Kona Intl at Keahole</ENT>
                            <ENT>5/1839</ENT>
                            <ENT>2/10/2026</ENT>
                            <ENT>VOR OR TACAN RWY 17, Amdt 3.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">19-Mar-26</ENT>
                            <ENT>NV</ENT>
                            <ENT>Battle Mountain</ENT>
                            <ENT>Battle Mountain</ENT>
                            <ENT>5/4573</ENT>
                            <ENT>9/16/2025</ENT>
                            <ENT>RNAV (GPS) RWY 4, Amdt 2.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">19-Mar-26</ENT>
                            <ENT>NV</ENT>
                            <ENT>Battle Mountain</ENT>
                            <ENT>Battle Mountain</ENT>
                            <ENT>5/4574</ENT>
                            <ENT>9/16/2025</ENT>
                            <ENT>RNAV (GPS) RWY 22, Orig.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">19-Mar-26</ENT>
                            <ENT>MO</ENT>
                            <ENT>St Louis</ENT>
                            <ENT>Spirit Of St Louis</ENT>
                            <ENT>6/1850</ENT>
                            <ENT>1/12/2026</ENT>
                            <ENT>RNAV (GPS) RWY 8R, Orig-D.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">19-Mar-26</ENT>
                            <ENT>NM</ENT>
                            <ENT>Roswell</ENT>
                            <ENT>Roswell Air Center</ENT>
                            <ENT>6/2393</ENT>
                            <ENT>1/12/2026</ENT>
                            <ENT>ILS Z OR LOC Z RWY 21, Amdt 18C.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">19-Mar-26</ENT>
                            <ENT>WV</ENT>
                            <ENT>Bluefield</ENT>
                            <ENT>Mercer County</ENT>
                            <ENT>6/2887</ENT>
                            <ENT>1/14/2026</ENT>
                            <ENT>RNAV (GPS) RWY 23, Orig-C.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">19-Mar-26</ENT>
                            <ENT>OH</ENT>
                            <ENT>Willoughby</ENT>
                            <ENT>Lake County Exec</ENT>
                            <ENT>6/6105</ENT>
                            <ENT>1/22/2026</ENT>
                            <ENT>RNAV (GPS) RWY 5, Orig-C.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">19-Mar-26</ENT>
                            <ENT>OH</ENT>
                            <ENT>Willoughby</ENT>
                            <ENT>Lake County Exec</ENT>
                            <ENT>6/6106</ENT>
                            <ENT>1/22/2026</ENT>
                            <ENT>RNAV (GPS) RWY 23, Orig-D.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">19-Mar-26</ENT>
                            <ENT>GA</ENT>
                            <ENT>Atlanta</ENT>
                            <ENT>Fulton County Exec/Charlie Brown Fld</ENT>
                            <ENT>6/6348</ENT>
                            <ENT>1/23/2026</ENT>
                            <ENT>ILS OR LOC RWY 8, Amdt 18.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">19-Mar-26</ENT>
                            <ENT>GA</ENT>
                            <ENT>Atlanta</ENT>
                            <ENT>Fulton County Exec/Charlie Brown Fld</ENT>
                            <ENT>6/6349</ENT>
                            <ENT>1/23/2026</ENT>
                            <ENT>RNAV (GPS) RWY 26, Amdt 2.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">19-Mar-26</ENT>
                            <ENT>GA</ENT>
                            <ENT>Atlanta</ENT>
                            <ENT>Fulton County Exec/Charlie Brown Fld</ENT>
                            <ENT>6/6350</ENT>
                            <ENT>1/23/2026</ENT>
                            <ENT>RNAV (GPS) Y RWY 8, Amdt 2.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">19-Mar-26</ENT>
                            <ENT>FL</ENT>
                            <ENT>Palm Coast</ENT>
                            <ENT>Flagler Exec</ENT>
                            <ENT>6/6449</ENT>
                            <ENT>1/26/2026</ENT>
                            <ENT>RNAV (GPS) RWY 6, Amdt 2D.</ENT>
                        </ROW>
                    </GPOTABLE>
                </REGTEXT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03630 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 97</CFR>
                <DEPDOC>[Docket No. 31649; Amdt. No. 4205]</DEPDOC>
                <SUBJECT>Standard Instrument Approach Procedures, and Takeoff Minimums and Obstacle Departure Procedures; Miscellaneous Amendments</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This rule establishes, amends, suspends, or removes Standard Instrument Approach Procedures (SIAPS) and associated Takeoff Minimums and Obstacle Departure procedures (ODPs) for operations at certain airports. These regulatory actions are needed because of the adoption of new or revised criteria, or because of changes occurring in the National Airspace System, such as the commissioning of new navigational facilities, adding new obstacles, or changing air traffic requirements. These changes are designed to provide safe and efficient use of the navigable airspace and to promote safe flight operations under instrument flight rules at the affected airports.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This rule is effective February 24, 2026. The compliance date for each SIAP, associated Takeoff Minimums, and ODP is specified in the amendatory provisions. The incorporation by reference of certain publications listed in the regulations is approved by the Director of the Federal Register as of February 24, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Availability of matters incorporated by reference in the amendment is as follows:</P>
                </ADD>
                <HD SOURCE="HD1">For Examination</HD>
                <P>1. U.S. Department of Transportation, Docket Ops-M30. 1200 New Jersey Avenue SE, West Bldg., Ground Floor, Washington, DC 20590-0001.</P>
                <P>2. The FAA Air Traffic Organization Service Area in which the affected airport is located;</P>
                <P>3. The office of Aeronautical Information Services, 6500 South MacArthur Blvd., Oklahoma City, OK 73169 or,</P>
                <P>
                    4. The National Archives and Records Administration (NARA). For information on the availability of this material at NARA, visit 
                    <E T="03">www.archives.gov/federal-register/cfr/ibr-locations</E>
                     or email 
                    <E T="03">fr.inspection@nara.gov.</E>
                </P>
                <HD SOURCE="HD1">Availability</HD>
                <P>
                    All SIAPs and Takeoff Minimums and ODPs are available online free of charge. Visit the National Flight Data Center at 
                    <E T="03">nfdc.faa.gov</E>
                     to register. Additionally, individual SIAP and Takeoff Minimums and ODP copies may be obtained from the FAA Air Traffic Organization Service Area in which the affected airport is located.
                </P>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Rune Duke, Manager (Acting), Standards Section, Flight Procedures and Airspace Group, Aviation Safety, Federal Aviation Administration. Mailing Address: FAA Mike Monroney Aeronautical Center, Flight Procedures and Airspace Group, 6500 South MacArthur Blvd., STB Annex, Bldg 26, Room 217, Oklahoma City, OK 73099. Telephone (405) 954-1139.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    This rule amends 14 CFR part 97 by establishing, amending, suspending, or removes SIAPS, Takeoff Minimums and/or ODPS. The complete regulatory description of each SIAP and its associated Takeoff Minimums or ODP for an identified airport is listed on FAA form documents which are incorporated by reference in this amendment under 5 U.S.C. 552(a), 1 CFR part 51, and 14 CFR 97.20. The applicable FAA Forms are 8260-3, 8260-4, 8260-5, 8260-15A, 
                    <PRTPAGE P="8733"/>
                    8260-15B, when required by an entry on 8260-15A, and 8260-15C.
                </P>
                <P>
                    The large number of SIAPs, Takeoff Minimums and ODPs, their complex nature, and the need for a special format make publication in the 
                    <E T="04">Federal Register</E>
                     expensive and impractical. Further, pilots do not use the regulatory text of the SIAPs, Takeoff Minimums or ODPs, but instead refer to their graphic depiction on charts printed by publishers of aeronautical materials. Thus, the advantages of incorporation by reference are realized and publication of the complete description of each SIAP, Takeoff Minimums and ODP listed on FAA form documents is unnecessary. This amendment provides the affected CFR sections and specifies the types of SIAPS, Takeoff Minimums and ODPs with their applicable effective dates. This amendment also identifies the airport and its location, the procedure, and the amendment number.
                </P>
                <HD SOURCE="HD1">Availability and Summary of Material Incorporated by Reference</HD>
                <P>
                    The material incorporated by reference is publicly available as listed in the 
                    <E T="02">ADDRESSES</E>
                     section.
                </P>
                <P>The material incorporated by reference describes SIAPS, Takeoff Minimums and/or ODPs as identified in the amendatory language for part 97 of this final rule.</P>
                <HD SOURCE="HD1">The Rule</HD>
                <P>This amendment to 14 CFR part 97 is effective upon publication of each separate SIAP, Takeoff Minimums and ODP as amended in the transmittal. Some SIAP and Takeoff Minimums and textual ODP amendments may have been issued previously by the FAA in a Flight Data Center (FDC) Notice to Airmen (NOTAM) as an emergency action of immediate flights safety relating directly to published aeronautical charts.</P>
                <P>The circumstances that created the need for some SIAP and Takeoff Minimums and ODP amendments may require making them effective in less than 30 days. For the remaining SIAPs and Takeoff Minimums and ODPs, an effective date at least 30 days after publication is provided.</P>
                <P>Further, the SIAPs and Takeoff Minimums and ODPs contained in this amendment are based on the criteria contained in the U.S. Standard for Terminal Instrument Procedures (TERPS). In developing these SIAPs and Takeoff Minimums and ODPs, the TERPS criteria were applied to the conditions existing or anticipated at the affected airports. Because of the close and immediate relationship between these SIAPs, Takeoff Minimums and ODPs, and safety in air commerce, I find that notice and public procedure under 5 U.S.C. 553(b) are impracticable and contrary to the public interest and, where applicable, under 5 U.S.C. 553(d), good cause exists for making some SIAPs effective in less than 30 days.</P>
                <P>The FAA has determined that this regulation only involves an established body of technical regulations for which frequent and routine amendments are necessary to keep them operationally current. It, therefore-(1) is not a “significant regulatory action” under Executive Order 12866; (2) is not a “significant rule” under DOT Regulatory Policies and Procedures (44 FR 11034; February 26, 1979); and (3) does not warrant preparation of a regulatory evaluation as the anticipated impact is so minimal. For the same reason, the FAA certifies that this amendment will not have a significant economic impact on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
                <LSTSUB>
                    <HD SOURCE="HED">Lists of Subjects in 14 CFR Part 97</HD>
                    <P>Air Traffic Control, Airports, Incorporation by reference, Navigation (Air).</P>
                </LSTSUB>
                <SIG>
                    <DATED>Issued in Washington, DC, on February 13, 2026.</DATED>
                    <NAME>Rune Duke,</NAME>
                    <TITLE>Manager (Acting), Standards Section, Flight Procedures and Airspace Group, Flight Technologies &amp; Procedures Division, Federal Aviation Administration. </TITLE>
                </SIG>
                <HD SOURCE="HD1">Adoption of The Amendment</HD>
                <P>Accordingly, pursuant to the authority delegated to me, 14 CFR part 97 is amended by establishing, amending, suspending, or removing Standard Instrument Approach Procedures and/or Takeoff Minimums and Obstacle Departure Procedures effective at 0901 UTC on the dates specified, as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 97—STANDARD INSTRUMENT APPROACH PROCEDURES</HD>
                </PART>
                <REGTEXT TITLE="14" PART="97">
                    <AMDPAR>1. The authority citation for part 97 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P> 49 U.S.C. 106(f), 106(g), 40103, 40106, 40113, 40114, 40120, 44502, 44514, 44701, 44719, 44721-44722.</P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="14" PART="97">
                    <AMDPAR>2. Part 97 is amended to read as follows:</AMDPAR>
                    <EXTRACT>
                        <HD SOURCE="HD2">Effective 19 March 2026</HD>
                        <FP SOURCE="FP-1">San Jose, CA, SJC, ILS OR LOC RWY 12R, Amdt 9</FP>
                        <FP SOURCE="FP-1">Visalia, CA, VIS, ILS OR LOC RWY 30, Amdt 9B</FP>
                        <FP SOURCE="FP-1">Visalia, CA, VIS, RNAV (GPS) RWY 12, Amdt 2A</FP>
                        <FP SOURCE="FP-1">Visalia, CA, VIS, RNAV (GPS) RWY 30, Amdt 2A</FP>
                        <FP SOURCE="FP-1">Denver, CO, DEN, ILS OR LOC RWY 16L, Amdt 4</FP>
                        <FP SOURCE="FP-1">Denver, CO, DEN, ILS OR LOC RWY 16R, Amdt 2</FP>
                        <FP SOURCE="FP-1">Denver, CO, DEN, ILS OR LOC RWY 17L, Amdt 5</FP>
                        <FP SOURCE="FP-1">Denver, CO, DEN, ILS OR LOC RWY 17R, Amdt 4</FP>
                        <FP SOURCE="FP-1">Denver, CO, DEN, ILS OR LOC RWY 34L, ILS RWY 34L (SA CAT I), ILS RWY 34L (CAT II), ILS RWY 34L (CAT III), Amdt 3</FP>
                        <FP SOURCE="FP-1">Denver, CO, DEN, ILS OR LOC RWY 34R, ILS RWY 34R (SA CAT I), ILS RWY 34R (CAT II), ILS RWY 34R (CAT III), Amdt 4</FP>
                        <FP SOURCE="FP-1">Denver, CO, DEN, ILS OR LOC RWY 35L, ILS RWY 35L (SA CAT I), ILS RWY 35L (CAT II), ILS RWY 35L (CAT III), Amdt 6</FP>
                        <FP SOURCE="FP-1">Denver, CO, DEN, ILS OR LOC RWY 35R, ILS RWY 35R (SA CAT I), ILS RWY 35R (CAT II), ILS RWY 35R (CAT III), Amdt 4</FP>
                        <FP SOURCE="FP-1">Denver, CO, DEN, RNAV (GPS) Y RWY 16L, Amdt 2</FP>
                        <FP SOURCE="FP-1">Denver, CO, DEN, RNAV (GPS) Y RWY 16R, Amdt 3</FP>
                        <FP SOURCE="FP-1">Denver, CO, DEN, RNAV (GPS) Y RWY 17L, Amdt 2</FP>
                        <FP SOURCE="FP-1">Denver, CO, DEN, RNAV (GPS) Y RWY 17R, Amdt 2</FP>
                        <FP SOURCE="FP-1">Denver, CO, DEN, RNAV (GPS) Y RWY 34L, Amdt 3</FP>
                        <FP SOURCE="FP-1">Denver, CO, DEN, RNAV (GPS) Y RWY 34R, Amdt 3</FP>
                        <FP SOURCE="FP-1">Denver, CO, DEN, RNAV (GPS) Y RWY 35L, Amdt 3</FP>
                        <FP SOURCE="FP-1">Denver, CO, DEN, RNAV (GPS) Y RWY 35R, Amdt 3</FP>
                        <FP SOURCE="FP-1">Denver, CO, DEN, RNAV (RNP) Z RWY 16L, Amdt 1</FP>
                        <FP SOURCE="FP-1">Denver, CO, DEN, RNAV (RNP) Z RWY 16R, Amdt 2</FP>
                        <FP SOURCE="FP-1">Denver, CO, DEN, RNAV (RNP) Z RWY 17L, Amdt 1</FP>
                        <FP SOURCE="FP-1">Denver, CO, DEN, RNAV (RNP) Z RWY 17R, Amdt 1</FP>
                        <FP SOURCE="FP-1">Denver, CO, DEN, RNAV (RNP) Z RWY 34L, Amdt 1</FP>
                        <FP SOURCE="FP-1">Denver, CO, DEN, RNAV (RNP) Z RWY 34R, Amdt 1</FP>
                        <FP SOURCE="FP-1">Denver, CO, DEN, RNAV (RNP) Z RWY 35L, Amdt 1</FP>
                        <FP SOURCE="FP-1">Denver, CO, DEN, RNAV (RNP) Z RWY 35R, Amdt 1</FP>
                        <FP SOURCE="FP-1">Greencastle, IN, GPC, RNAV (GPS) RWY 18, Amdt 2A</FP>
                        <FP SOURCE="FP-1">South Bend, IN, SBN, RNAV (GPS) RWY 9L, Amdt 1E</FP>
                        <FP SOURCE="FP-1">South Bend, IN, SBN, RNAV (GPS) RWY 9R, Amdt 1E</FP>
                        <FP SOURCE="FP-1">South Bend, IN, SBN, RNAV (GPS) RWY 18, Amdt 1F</FP>
                        <FP SOURCE="FP-1">Georgetown, KY, 27K, RNAV (GPS) RWY 3, Amdt 2C</FP>
                        <FP SOURCE="FP-1">Bastrop, LA, BQP, RNAV (GPS) RWY 34, Orig-C</FP>
                        <FP SOURCE="FP-1">Cumberland, MD, CBE, LOC/DME RWY 23, Amdt 7, CANCELED</FP>
                        <FP SOURCE="FP-1">Cumberland, MD, CBE, RNAV (GPS) RWY 5, Amdt 3, CANCELED</FP>
                        <FP SOURCE="FP-1">Cumberland, MD, CBE, RNAV (GPS) RWY 5, Orig</FP>
                        <FP SOURCE="FP-1">Cumberland, MD, CBE, RNAV (GPS) RWY 23, Amdt 1, CANCELED</FP>
                        <FP SOURCE="FP-1">Cumberland, MD, CBE, RNAV (GPS) RWY 23, Orig</FP>
                        <FP SOURCE="FP-1">
                            Cumberland, MD, CBE, Takeoff Minimums and Obstacle DP, Orig
                            <PRTPAGE P="8734"/>
                        </FP>
                        <FP SOURCE="FP-1">Cumberland, MD, CBE, Takeoff Minimums and Obstacle DP, Amdt 7, CANCELED</FP>
                        <FP SOURCE="FP-1">Augusta, ME, AUG, VOR RWY 35, Amdt 6D, CANCELED</FP>
                        <FP SOURCE="FP-1">Big Rapids, MI, RQB, RNAV (GPS) RWY 10, Orig</FP>
                        <FP SOURCE="FP-1">Big Rapids, MI, RQB, RNAV (GPS) RWY 28, Amdt 1</FP>
                        <FP SOURCE="FP-1">Big Rapids, MI, RQB, Takeoff Minimums and Obstacle DP, Amdt 7</FP>
                        <FP SOURCE="FP-1">Sturgis, MI, IRS, RNAV (GPS) RWY 1, Orig-C</FP>
                        <FP SOURCE="FP-1">Sturgis, MI, IRS, RNAV (GPS) RWY 19, Amdt 1E</FP>
                        <FP SOURCE="FP-1">Paynesville, MN, PEX, RNAV (GPS) RWY 11, Amdt 1D</FP>
                        <FP SOURCE="FP-1">Paynesville, MN, PEX, RNAV (GPS) RWY 29, Amdt 1D</FP>
                        <FP SOURCE="FP-1">Park River, ND, Y37, RNAV (GPS) RWY 31, Orig</FP>
                        <FP SOURCE="FP-1">Park River, ND, Y37, Takeoff Minimums and Obstacle DP, Orig</FP>
                        <FP SOURCE="FP-1">Berlin, NH, BML, RNAV (GPS) RWY 18, Amdt 1</FP>
                        <FP SOURCE="FP-1">Reno, NV, RNO, ILS OR LOC RWY 35L, Amdt 2</FP>
                        <FP SOURCE="FP-1">Reno, NV, RNO, RNAV (GPS) X RWY 35L, Amdt 3</FP>
                        <FP SOURCE="FP-1">Reno, NV, RNO, RNAV (GPS) X RWY 35R, Amdt 4</FP>
                        <FP SOURCE="FP-1">Reno, NV, RNO, RNAV (GPS) Y RWY 35L, Amdt 2</FP>
                        <FP SOURCE="FP-1">Reno, NV, RNO, RNAV (GPS) Y RWY 35R, Amdt 2</FP>
                        <FP SOURCE="FP-1">Reno, NV, RNO, RNAV (RNP) Y RWY 17L, Amdt 3</FP>
                        <FP SOURCE="FP-1">Reno, NV, RNO, RNAV (RNP) Y RWY 17R, Amdt 3</FP>
                        <FP SOURCE="FP-1">Reno, NV, RNO, RNAV (RNP) Z RWY 17L, Amdt 3</FP>
                        <FP SOURCE="FP-1">Reno, NV, RNO, RNAV (RNP) Z RWY 17R, Amdt 3</FP>
                        <FP SOURCE="FP-1">Reno, NV, RNO, RNAV (RNP) Z RWY 35L, Amdt 2</FP>
                        <FP SOURCE="FP-1">Reno, NV, RNO, RNAV (RNP) Z RWY 35R, Amdt 2</FP>
                        <FP SOURCE="FP-1">Athens/Albany, OH, UNI, RNAV (GPS) RWY 7, Amdt 2A</FP>
                        <FP SOURCE="FP-1">Athens/Albany, OH, UNI, RNAV (GPS) RWY 25, Amdt 2A</FP>
                        <FP SOURCE="FP-1">Portsmouth, OH, PMH, RNAV (GPS) RWY 18, Orig-B</FP>
                        <FP SOURCE="FP-1">Portsmouth, OH, PMH, RNAV (GPS) RWY 36, Orig-B</FP>
                        <FP SOURCE="FP-1">Lubbock, TX, LBB, ILS OR LOC RWY 26, Amdt 5</FP>
                        <FP SOURCE="FP-1">Seminole, TX, GNC, RNAV (GPS) RWY 35, Amdt 1B</FP>
                        <FP SOURCE="FP-1">Highgate, VT, FSO, RNAV (GPS) RWY 18, Amdt 3</FP>
                        <FP SOURCE="FP-1">Highgate, VT, FSO, RNAV (GPS) RWY 36, Amdt 4</FP>
                        <FP SOURCE="FP-1">Highgate, VT, FSO, Takeoff Minimums and Obstacle DP, Amdt 2</FP>
                        <FP SOURCE="FP-1">Moses Lake, WA, MWH, ILS OR LOC RWY 32R, Amdt 20F</FP>
                        <FP SOURCE="FP-1">Moses Lake, WA, MWH, NDB RWY 32R, Amdt 17D</FP>
                        <FP SOURCE="FP-1">Moses Lake, WA, MWH, RNAV (GPS) Y RWY 4, Amdt 1E</FP>
                        <FP SOURCE="FP-1">Moses Lake, WA, MWH, RNAV (GPS) Y RWY 22, Amdt 1D</FP>
                        <FP SOURCE="FP-1">Moses Lake, WA, MWH, VOR RWY 4, Amdt 6D</FP>
                        <FP SOURCE="FP-1">Moses Lake, WA, MWH, VOR RWY 22, Amdt 5E</FP>
                        <FP SOURCE="FP-1">Moses Lake, WA, MWH, VOR RWY 32R, Amdt 20D</FP>
                        <FP SOURCE="FP-1">Wenatchee, WA, EAT, RNAV (RNP) Z RWY 30, Amdt 1B</FP>
                        <FP SOURCE="FP-1">Hayward, WI, HYR, ILS OR LOC RWY 21, Orig-C</FP>
                        <FP SOURCE="FP-1">Hayward, WI, HYR, RNAV (GPS) RWY 3, Orig-G</FP>
                        <FP SOURCE="FP-1">Oshkosh, WI, OSH, ILS OR LOC RWY 36, Amdt 7D</FP>
                        <FP SOURCE="FP-1">Oshkosh, WI, OSH, LOC BC RWY 18, Amdt 7B</FP>
                        <FP SOURCE="FP-1">Oshkosh, WI, OSH, NDB RWY 36, Amdt 6A, CANCELED</FP>
                        <FP SOURCE="FP-1">Oshkosh, WI, OSH, RNAV (GPS) RWY 9, Amdt 1C</FP>
                        <FP SOURCE="FP-1">Oshkosh, WI, OSH, RNAV (GPS) RWY 18, Amdt 1B</FP>
                        <FP SOURCE="FP-1">Oshkosh, WI, OSH, RNAV (GPS) RWY 27, Amdt 1B</FP>
                        <FP SOURCE="FP-1">Oshkosh, WI, OSH, RNAV (GPS) RWY 36, Amdt 2D</FP>
                        <FP SOURCE="FP-1">Oshkosh, WI, OSH, Takeoff Minimums and Obstacle DP, Amdt 2</FP>
                        <FP SOURCE="FP-1">Oshkosh, WI, OSH, VOR RWY 9, Amdt 10C</FP>
                        <FP SOURCE="FP-1">Oshkosh, WI, OSH, VOR RWY 18, Amdt 8C</FP>
                        <FP SOURCE="FP-1">Oshkosh, WI, OSH, VOR RWY 27, Amdt 5B</FP>
                        <FP SOURCE="FP-1">Oshkosh, WI, OSH, VOR RWY 36, Amdt 17B</FP>
                        <P>
                            <E T="03">RESCINDED: On February 5, 2026 (91 FR 5214), the FAA published an Amendment in Docket No. 31647 Amdt No. 4203, to Part 97 of the Federal Aviation Regulations under section 97.23. The following entry for Augusta, ME, effective March 19, 2026, is hereby rescinded in its entirety:</E>
                        </P>
                        <FP SOURCE="FP-1">Augusta, ME, AUG, VOR RWY 35, Amdt 7</FP>
                    </EXTRACT>
                </REGTEXT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03629 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <CFR>18 CFR Parts 153 and 157</CFR>
                <DEPDOC>[Docket No. RM25-9-000]</DEPDOC>
                <SUBJECT>Removal of Regulations Limiting Authorizations To Proceed With Construction Activities Pending Rehearing; Confirmation</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Energy Regulatory Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule; confirmation of effective date; order addressing arguments raised on rehearing.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        On October 10, 2025, the Federal Energy Regulatory Commission (Commission) published in the 
                        <E T="04">Federal Register</E>
                         a final rule removing regulations. This action addresses arguments raised on rehearing and confirms the effective date of that final rule.
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The Commission confirms that the effective date of the final rule published on October 10, 2025 (90 FR 48221), was November 10, 2025.</P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Indigo Brown, Office of the General Counsel, Federal Energy Regulatory Commission, 888 First Street NE, Washington, DC 20426, (202) 502-8505, 
                        <E T="03">indigo.brown@ferc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    1. On October 7, 2025, the Commission issued a final rule (final rule) amending its regulations to remove § 157.23 and modify § 153.4 to remove the cross-reference to § 157.23.
                    <SU>1</SU>
                    <FTREF/>
                     These sections placed restrictions on the issuance of authorizations to proceed with the construction of natural gas facilities. On November 6, 2025, a coalition of petitioners (together, Petitioners) 
                    <SU>2</SU>
                    <FTREF/>
                     filed a request for rehearing of the final rule.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">Removal of Reguls. Limiting Authorizations to Proceed with Constr. Activities Pending Rehearing,</E>
                         Order No. 915, 90 FR 48221 (Oct. 10, 2025), 193 FERC ¶ 61,014 (2025), Errata Notices, Docket No. RM25-9-000 (issued Oct. 10 and Oct. 23, 2025) (Final Rule).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         Petitioners include: Natural Resources Defense Council, Sierra Club, Southern Environmental Law Center, 350 Triangle, 7 Directions of Service, Appalachian Voices, For a Better Bayou, Habitat Recovery Project, Louisiana Bucket Brigade, Micah 6:8 Mision, Mothers Out Front, Preserve Giles County, Property Rights and Pipeline Center, Protect our Water Heritage Rights, Public Citizen, Southern Alliance for Clean Energy, Turtle Island Restoration Network, Robert McNutt, and Katie Whitehead.
                    </P>
                </FTNT>
                <P>
                    2. Pursuant to 
                    <E T="03">Allegheny Defense Project</E>
                     v. 
                    <E T="03">FERC,</E>
                    <SU>3</SU>
                    <FTREF/>
                     the rehearing request filed in this proceeding may be deemed denied by operation of law. However, as permitted by section 19(a) of the Natural Gas Act (NGA),
                    <SU>4</SU>
                    <FTREF/>
                     we are modifying the discussion in the final rule and continue to reach the same result in this proceeding, as discussed below.
                    <SU>5</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         964 F.3d 1 (D.C. Cir. 2020) (en banc) (
                        <E T="03">Allegheny</E>
                        ).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         15 U.S.C. 717r(a) (“Until the record in a proceeding shall have been filed in a court of appeals, as provided in subsection (b), the Commission may at any time, upon reasonable notice and in such manner as it shall deem proper, modify or set aside, in whole or in part, any finding or order made or issued by it under the provisions of this chapter.”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">Allegheny,</E>
                         964 F.3d at 16-17. The Commission is not changing the outcome of the Final Rule. 
                        <E T="03">See Smith Lake Improvement &amp; Stakeholders Ass'n</E>
                         v. 
                        <E T="03">FERC,</E>
                         809 F.3d 55, 56-57 (D.C. Cir. 2015).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Background</HD>
                <P>
                    3. In Order No. 871, the Commission amended its regulations to add § 157.23, precluding the issuance of authorizations to proceed with construction of new natural gas transportation, export, or import facilities, authorized pursuant to sections 3 and 7(c) of the NGA, for a limited time while certain requests for rehearing were pending before the Commission.
                    <SU>6</SU>
                    <FTREF/>
                     On January 20, 2025, the 
                    <PRTPAGE P="8735"/>
                    President issued Executive Order 14154, to unleash American energy by, among other things, eliminating delays in and streamlining the permitting process for energy infrastructure projects, stating that it is “in the national interest to unleash America's affordable and reliable energy and natural resources.” 
                    <SU>7</SU>
                    <FTREF/>
                     On the same date, the President issued Executive Order 14156, which declared a national energy emergency and prioritized the expansion of energy infrastructure as a matter of critical national and economic security.
                    <SU>8</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">Limiting Authorizations to Proceed with Constr. Activities Pending Rehearing,</E>
                         Order No. 871, 171 
                        <PRTPAGE/>
                        FERC ¶ 61,201 (2020), 
                        <E T="03">order on reh'g,</E>
                         Order No. 871-A, 174 FERC ¶ 61,050, 
                        <E T="03">order on reh'g,</E>
                         Order No. 871-B, 175 FERC ¶ 61,098, 
                        <E T="03">order on reh'g,</E>
                         Order No. 871-C, 176 FERC ¶ 61,062 (2021); 
                        <E T="03">see</E>
                         Final Rule, 193 FERC ¶ 61,014 at PP 2-6 for a more detailed discussion of Order No. 871.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         E.O. 14154, 90 FR 8353 (Jan. 20, 2025).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         E.O. 14156, 90 FR 8433 (Jan. 20, 2025).
                    </P>
                </FTNT>
                <P>4. On April 14, 2025, Interstate Natural Gas Association of America (INGAA) filed a petition for rulemaking, requesting that the Commission adopt a rule rescinding Order No. 871, removing § 157.23 from the regulations, and amending § 153.4, which relates to applications to authorize liquefied natural gas facilities under NGA section 3, to remove the reference to § 157.23.</P>
                <P>
                    5. On June 18, 2025, the Commission issued an order temporarily waiving § 157.23 for one year, until June 30, 2026 (Waiver Order).
                    <SU>9</SU>
                    <FTREF/>
                     At the same time, the Commission issued a Notice of Proposed Rulemaking (NOPR), which proposed to permanently remove § 157.23 from its regulations and revise § 153.4 to eliminate the cross-reference to § 157.23.
                    <SU>10</SU>
                    <FTREF/>
                     The Commission proposed to remove § 157.23 to respond to the imperative to remove barriers to the construction of necessary energy infrastructure. In addition to requesting public comments on the NOPR proposal to eliminate § 157.23 in its entirety, the Commission posed two specific questions. The Commission sought comment on whether it should instead revise § 157.23 to (1) limit its scope while maintaining some protections for certain types of stakeholders or (2) reduce the time period on the limitation for issuing authorizations to proceed with construction.
                    <SU>11</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">Interstate Nat. Gas Assoc. of Am.,</E>
                         191 FERC ¶ 61,209 (2025) (Waiver Order).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">See Removal of Reguls. Limiting Authorizations to Proceed with Constr. Activities Pending Rehearing,</E>
                         90 FR 26771 (June 24, 2025), 191 FERC ¶ 61,208 (2025) (NOPR).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">Id.</E>
                         P 23.
                    </P>
                </FTNT>
                <P>
                    6. The NOPR was published in the 
                    <E T="04">Federal Register</E>
                     with a 30-day comment period.
                    <SU>12</SU>
                    <FTREF/>
                     The Commission received 23 comments in response to the NOPR, including 11 comments from various individuals and organizations opposing the Commission's proposal to remove § 157.23; 
                    <SU>13</SU>
                    <FTREF/>
                     and 12 comments from various entities supporting its removal.
                    <SU>14</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         90 FR 26771 (June 24, 2025).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         Commenters that opposed the NOPR included: Marion Freistadt; Texas Environmental Justice Advocacy Services; a consortium of public interest organizations and individuals; Robert Feder; Lila Zastrow and Dave Hendrickson; Diana Dakey; Robert E. Rutkowski; Lakshmi Ford; Institute for Policy Integrity at New York University School of Law; PennFuture; Columbia Riverkeeper et. al; and Delaware Riverkeeper.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         Commenters that supported the NOPR included: Arizona Corporation Commission; Energy Transfer LP; Eastern Shore Natural Gas Company; American Gas Association; Mountain Valley Pipeline, LLC; INGAA, the American Petroleum Institute, and GPA Midstream Association; Cheniere Energy, Inc.; Kinder Morgan, Inc.; Enbridge Gas Pipelines; Boardwalk Pipeline Partners, LP; The Williams Companies, Inc.; and WBI Energy Transmission, Inc.
                    </P>
                </FTNT>
                <P>
                    7. On October 7, 2025, the Commission issued the final rule, removing § 157.23 from its regulations. In developing the final rule, the Commission considered and responded to all comments received in response to the NOPR. The Commission ultimately found that removal of the regulation was warranted to reduce construction delays as well as to promote and expedite efficient energy development and ensure that there is sufficient natural gas infrastructure to timely address resource adequacy and reliability concerns but that sufficient safeguards available to impacted stakeholders remained.
                    <SU>15</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         Final Rule, 193 FERC ¶ 61,014 at P 47. 
                        <E T="03">See id.</E>
                         PP 22-24 (discussing judicial and Commission protections for landowners and stakeholders).
                    </P>
                </FTNT>
                <P>
                    8. On November 6, 2025, Petitioners sought rehearing of the final rule arguing that the Commission (1) failed to provide an explanation for its departure from prior policy regarding construction delays and the stakeholder protections clarified in 
                    <E T="03">Allegheny,</E>
                     and relied on arguments that the Commission previously discredited in Order No. 871; (2) failed to provide evidence that § 157.23 impedes gas infrastructure development; (3) failed to provide evidence that other protections available to stakeholders sufficiently address the potential harms from project developers commencing construction during the rehearing period; and (4) used the rulemaking to cure the lack of notice and comment procedures in the Waiver Order.
                </P>
                <HD SOURCE="HD1">II. Discussion</HD>
                <HD SOURCE="HD2">A. Justification for Removal</HD>
                <P>
                    9. Petitioners disagree with the Commission's conclusion that the removal of § 157.23 is warranted because judicial review and other case-by-case relief offer sufficient protection, given that projects subject to the regulation are found to be in the public interest.
                    <SU>16</SU>
                    <FTREF/>
                     They argue that the existence of a public interest finding to justify the removal of § 157.23 does not explain how the protections previously found to be inadequate in Order No. 871 are now sufficient to protect parties seeking rehearing.
                    <SU>17</SU>
                    <FTREF/>
                     Petitioners maintain that the Commission relied on arguments that it previously discredited in Order No. 871. Specifically, they contend that the Commission failed to provide an explanation for reversing course from its previous finding that even though parties can seek judicial review once rehearing has been deemed denied, the purpose of § 157.23 was to prevent construction until the Commission completed its review process.
                    <SU>18</SU>
                    <FTREF/>
                     Additionally, noting that the Commission previously found that adopting § 157.23 would not substantially impact the natural gas industry, Petitioners argue that the Commission failed to explain why this prior finding is now improper.
                    <SU>19</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         Rehearing Request at 11.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         
                        <E T="03">Id.</E>
                         at 12.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         
                        <E T="03">Id.</E>
                         at 12-13.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         
                        <E T="03">Id.</E>
                         at 13.
                    </P>
                </FTNT>
                <P>
                    10. The Commission is entitled to change its approach and depart from prior precedent, provided that it acknowledges the change in policy and provides a reasoned explanation for the new approach.
                    <SU>20</SU>
                    <FTREF/>
                     In the final rule, the Commission acknowledged that it departed from the prior policy set forth in Order No. 871.
                    <SU>21</SU>
                    <FTREF/>
                     The Commission recognized that “Order No. 871 provided necessary protections along with 
                    <E T="03">Allegheny'</E>
                    s assurance of timely judicial review of initial Commission orders.” 
                    <SU>22</SU>
                    <FTREF/>
                     However, the Commission explained that, in light of resource adequacy and reliability concerns from increasing electricity and natural gas demand, the Commission had cause to reevaluate its prior policy concerns and now concluded that § 157.23 was no longer necessary to protect stakeholders, given the Commission's thorough review of each NGA section 3 and 7 application and the other protections 
                    <PRTPAGE P="8736"/>
                    available to stakeholders, including judicial review, injunctive relief, motions for stays, and the Commission's presumptive stay policy.
                    <SU>23</SU>
                    <FTREF/>
                     Additionally, the Commission did not find in the final rule that removal was warranted due to Order No. 871's impact on the natural gas industry. Rather, the Commission concluded that removal of § 157.23 advances the Commission's mission under the NGA to facilitate the orderly development of natural gas supplies and ensure that approved projects are developed in a timely manner to combat resource adequacy concerns and natural gas and electricity system reliability concerns.
                    <SU>24</SU>
                    <FTREF/>
                     Accordingly, we continue to find that delaying the issuance of construction authorizations for approved projects as a result of § 157.23 is no longer in the public interest.
                    <SU>25</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         
                        <E T="03">See FCC</E>
                         v. 
                        <E T="03">Fox Television Stations, Inc.,</E>
                         556 U.S. 502, 515-16 (2009); 
                        <E T="03">In re Permian Basin Area Rate Cases,</E>
                         390 U.S. 747, 784 (1968); 
                        <E T="03">see also Motor Vehicle Mfrs. Ass'n</E>
                         v. 
                        <E T="03">State Farm Mut. Auto Ins. Co.,</E>
                         463 U.S. 29, 42 (1983) (“[W]e fully recognize that regulatory agencies do not establish rules of conduct to last forever.”) (internal quotations omitted); 
                        <E T="03">Greater Bos. Television Corp.</E>
                         v. 
                        <E T="03">FCC,</E>
                         444 F.2d 841, 852 (D.C. Cir. 1970) (an agency may change its course as long as it “suppl[ies] a reasoned analysis indicating that prior policies and standards are being deliberately changed, not casually ignored.”), 
                        <E T="03">cert. denied,</E>
                         403 U.S. 923 (1971).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         Final Rule, 193 FERC ¶ 61,014 at P 22.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         
                        <E T="03">Id.</E>
                         PP 22-24, 28, 43.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         
                        <E T="03">Id.</E>
                         PP 30, 35, 47.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         
                        <E T="03">Id.</E>
                         PP 22, 39.
                    </P>
                </FTNT>
                <P>
                    11. Petitioners assert that the Commission determined that the risk of potential delay from § 157.23 justified removal of the regulation and contend that the Commission failed to provide evidence that § 157.23 impedes gas infrastructure development.
                    <SU>26</SU>
                    <FTREF/>
                     They argue that, prior to Order No. 871, project developers had to account for potential delays and that the Commission could minimize the risk of delays, as it controls the timeframe for acting on rehearing requests.
                    <SU>27</SU>
                    <FTREF/>
                     They maintain that the Commission's reliance on resource adequacy and reliability concerns to remove § 157.23 does not provide sufficient evidence that potential delays could have an effect on grid reliability.
                    <SU>28</SU>
                    <FTREF/>
                     Petitioners aver that the Commission should not authorize construction until the conclusion of the decision making process on rehearing, because of the possibility that it could have made an incorrect determination in the initial order.
                    <SU>29</SU>
                    <FTREF/>
                     They further claim that the Commission disregards the potential disruption of infrastructure development plans should the Commission order a project developer to halt construction in the event that it grants rehearing.
                    <SU>30</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         Rehearing Request at 14.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         
                        <E T="03">Id.</E>
                         at 15.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>30</SU>
                         
                        <E T="03">Id.</E>
                         at 16.
                    </P>
                </FTNT>
                <P>
                    12. As explained in the final rule, the estimated increases in electricity and natural gas demand, without sufficient natural gas supplies and infrastructure, could impact grid reliability.
                    <SU>31</SU>
                    <FTREF/>
                     The Commission found that removing § 157.23 would lessen the risk that any potential delays would affect the availability of necessary natural gas supplies to meet increasing demands.
                    <SU>32</SU>
                    <FTREF/>
                     In Order No. 871-B, the Commission acknowledged that the regulation could add delays and that project development schedules had to account for some uncertainty as the Commission's timeline for processing project applications is dictated by several factors.
                    <SU>33</SU>
                    <FTREF/>
                     However, as stated above, evidence of increasing demand amplifies our concern that the potential delay resulting from application of § 157.23 could affect the timeliness of natural gas supplies. Regardless of the length of the average construction delay,
                    <SU>34</SU>
                    <FTREF/>
                     the Commission sought to remove the risk of an additional regulatory delay of up to five months in the gas development process.
                    <SU>35</SU>
                    <FTREF/>
                     Additionally, the Commission determined that the default should be for certificate and authorization orders to go into effect absent case-specific reasons to the contrary.
                    <SU>36</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>31</SU>
                         
                        <E T="03">See</E>
                         Final Rule, 193 FERC ¶ 61,014 at PP 28-29; EIA, S
                        <E T="03">hort-Term Energy Outlook</E>
                         (May 6, 2025), 
                        <E T="03">https://www.eia.gov/outlooks/steo</E>
                         (accessed Sept. 16, 2025); EIA, 
                        <E T="03">EIA Expects Record U.S. Natural Gas Consumption in 2025</E>
                         (Aug. 25, 2025), 
                        <E T="03">https://www.eia.gov/todayinenergy/detail.php?id=65984</E>
                         (accessed Sept. 16, 2025).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>32</SU>
                         
                        <E T="03">Id.</E>
                         P 40.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>33</SU>
                         Order No. 871-B, 175 FERC ¶ 61,098 at P 36.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>34</SU>
                         
                        <E T="03">See</E>
                         Rehearing Request at 13 (citing Final Rule, 193 FERC ¶ 61,014 at P 40 (noting that removal of § 157.23 eliminates one, potentially five-month, delay from the construction authorization process) and Order No. 871-B, 175 FERC ¶ 61,098 at P 37 (providing an estimate, based on 2021 data, that prior to § 157.23's promulgation the average delay between project approval and authorization to commence construction was 85 days)).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>35</SU>
                         Final Rule, 193 FERC ¶ 61,014 at P 40.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>36</SU>
                         
                        <E T="03">Id.</E>
                         P 43.
                    </P>
                </FTNT>
                <P>
                    13. Petitioners argue that the Commission's reliability goals are “red herrings,” particularly when one considers the disruption to gas planning that may occur if the Commission authorized construction while rehearing was pending and then subsequently granted rehearing.
                    <SU>37</SU>
                    <FTREF/>
                     They argue that it is best to wait to authorize the start of construction until the Commission finishes its decision-making process on rehearing.
                </P>
                <FTNT>
                    <P>
                        <SU>37</SU>
                         Rehearing Request at 15-16.
                    </P>
                </FTNT>
                <P>
                    14. We are not persuaded by Petitioners' argument that a generic delay in construction for all natural gas infrastructure is preferable because the Commission may grant a request for rehearing in an individual case. Recognizing that the Commission is tasked under the NGA with the orderly development of natural gas supplies, Congress itself presumed that an application for rehearing should not operate as a stay unless “specifically” ordered by the Commission.
                    <SU>38</SU>
                    <FTREF/>
                     Consistent with this view, the Commission in the final rule explained that § 157.23 was now overly broad given that projected natural gas and electric generator demands require timely natural gas infrastructure development.
                    <SU>39</SU>
                    <FTREF/>
                     We went on to explain it was no longer necessary to impose such a delay given the other protections available to landowners and stakeholders, including (1) the Commission's ability to consider stays on a case-by-case basis and (2) the availability of both judicial review, which, after 
                    <E T="03">Allegheny,</E>
                     parties may now seek more promptly following an initial order, and judicial stays.
                    <SU>40</SU>
                    <FTREF/>
                     To the extent there is any disruption associated with a potential construction stop work order on rehearing, it is outweighed by the national benefits from eliminating § 157.23.
                </P>
                <FTNT>
                    <P>
                        <SU>38</SU>
                         15 U.S.C. 717r(c).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>39</SU>
                         Final Rule, 193 FERC ¶ 61,014 at PP 28-30, 39.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>40</SU>
                         
                        <E T="03">Id.</E>
                         P 40.
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Protections Available to Stakeholders</HD>
                <P>
                    15. Petitioners argue that the Commission failed to provide evidence that other protections available to stakeholders, including judicial review, motions for stay, and the presumptive stay policy, adequately address the potential harms of commencing construction during the rehearing period.
                    <SU>41</SU>
                    <FTREF/>
                     They assert that neither the Commission nor the courts have granted a motion for a stay in favor of an impacted stakeholder (noting four presumptive stays that were issued pursuant to Order No. 871) and that the courts do not timely act on judicial review or injunctive relief to prevent damage caused by construction authorizations during the rehearing period.
                    <SU>42</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>41</SU>
                         Rehearing Request at 16.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>42</SU>
                         
                        <E T="03">Id.</E>
                         at 16-17.
                    </P>
                </FTNT>
                <P>
                    16. In the final rule, the Commission explained that natural gas infrastructure projects are only approved following an extensive agency review, which requires the consideration of concerns raised by all stakeholders and any additional protection that may be warranted during project construction and operation.
                    <SU>43</SU>
                    <FTREF/>
                     Following the Commission's review, project developers must comply with the required conditions in a section 3 authorization or section 7 certificate order. Stakeholders and affected landowners may seek judicial review or injunctive relief after rehearing is deemed denied or file a motion for a stay with the Commission.
                    <SU>44</SU>
                    <FTREF/>
                     Additionally, the presumptive stay policy allows directly affected 
                    <PRTPAGE P="8737"/>
                    landowners who would be subject to eminent domain under NGA section 7 to request a stay of a certificate order and protects such landowners from potential harm where a pipeline may initiate eminent domain proceedings immediately following the issuance of an order.
                    <SU>45</SU>
                    <FTREF/>
                     The Commission considers each project application and requested Commission remedy on a case-by-case basis to address all raised concerns and determine whether other relief is required to prevent irreparable harm. The fact that the Commission and courts do not frequently grant motions for stay is not evidence of an unwillingness to grant a meritorious request, but rather, a reflection of the merits of such requests.
                    <SU>46</SU>
                    <FTREF/>
                     On the contrary, the Commission invoked its presumptive stay policy in a recent section 7 certificate proceeding in which a directly affected landowner intervened and protested, and the applicant had not acquired all necessary property interests. The Commission stayed the certificate during the 30-day rehearing period, and pending Commission resolution of any timely requests for rehearing filed by an affected landowner subject to eminent domain, up until 90 days following the date that a request for rehearing may be deemed to have been denied under NGA section 19(a).
                    <SU>47</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>43</SU>
                         Final Rule, 193 FERC ¶ 61,014 at PP 42-44.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>44</SU>
                         
                        <E T="03">Id.</E>
                         P 24.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>45</SU>
                         
                        <E T="03">Id.</E>
                         PP 23, 46.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>46</SU>
                         The timing of the judicial review process is not within the Commission's control. The Commission grants stays where justice so requires. 
                        <E T="03">See, e.g., Alutiiq Tribe of Old Harbor Alaska Village Elec. Coop., Inc.,</E>
                         192 FERC ¶ 61,224, at PP 11-14 (2025) (finding that justice required a stay of a deadline to construct a hydroelectric project because the license transferee experienced delays with the conveyance of the license and right-of-way permitting process that were outside its control); 
                        <E T="03">PacifiCorp,</E>
                         163 FERC ¶ 61,208, at PP 6-9 (2018) (finding that justice required a stay of an order granting an amendment to a license until the Commission acts on a license transfer application because the licensee would incur undue costs).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>47</SU>
                         
                        <E T="03">Southern Star Central Gas Pipeline, Inc.,</E>
                         194 FERC ¶ 61,026, at P 44 (2026); 
                        <E T="03">see</E>
                         Final Rule, 193 FERC ¶ 61,014 at PP 23, 46 (explaining that the Commission would continue the presumptive stay policy and listing the criteria it would consider).
                    </P>
                </FTNT>
                <P>
                    17. Finally, Petitioners argue that all these protections existed prior to § 157.23 and are not enough to justify the rule's recission.
                    <SU>48</SU>
                    <FTREF/>
                     They argue that the Commission erred by failing to provide any evidence that stays or expedited judicial review sufficiently address the harms § 157.23 is meant to protect against.
                    <SU>49</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>48</SU>
                         Rehearing Request at 17.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>49</SU>
                         
                        <E T="03">Id.</E>
                         at 4.
                    </P>
                </FTNT>
                <P>
                    18. Petitioners err to the extent that they suggest 
                    <E T="03">Allegheny'</E>
                    s reform of the Commission's rehearing practice or the presumptive stay were in place when the Commission issued Order No. 871. Both occurred after the Commission initially adopted § 157.23. In Order No. 871, the Commission explained that it was exercising its discretion to balance its commitment to respond to parties' concerns in comprehensive orders on rehearing and the concerns posed by the possibility of construction proceeding prior to the completion of Commission review.
                    <SU>50</SU>
                    <FTREF/>
                     Although we are sensitive to these concerns, after five years with the rule in place, the Commission appropriately determined the rule was overly broad in light of other case-by-case protections and our NGA duties during a period of increasing national natural gas demand.
                </P>
                <FTNT>
                    <P>
                        <SU>50</SU>
                         Order No. 871, 171 FERC ¶ 61,201 at P 11.
                    </P>
                </FTNT>
                <HD SOURCE="HD2">C. Waiver Order</HD>
                <P>
                    19. Petitioners argue that the issuance of the Waiver Order constituted a rulemaking.
                    <SU>51</SU>
                    <FTREF/>
                     Citing cases where agencies failed to provide notice and comment prior to the promulgation of a final rule, Petitioners argue that the Commission attempted to cure the Waiver Order's lack of notice and comment procedures by offering what they characterize as a post-promulgation comment period in the final rule docket.
                    <SU>52</SU>
                    <FTREF/>
                     Petitioners contend that the issuance of the Waiver Order simultaneously with the final rule signaled the Commission's desire to repeal § 157.23 before soliciting public comment.
                    <SU>53</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>51</SU>
                         Rehearing Request at 18-19.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>52</SU>
                         
                        <E T="03">Id.</E>
                         at 18-19 (citing 
                        <E T="03">U.S. Steel Corp.</E>
                         v. 
                        <E T="03">EPA,</E>
                         595 F.2d 207, 214-15 (5th Cir. 1979) (holding that the Environmental Protection Agency failed to follow the procedures required by section 553 of the Administrative Procedure Act (APA) where it promulgated a list of nonattainment areas under the Clean Air Act without providing notice and comment prior to promulgation and instead providing a post-promulgation comment period); 
                        <E T="03">Buschmann</E>
                         v. 
                        <E T="03">Schweiker,</E>
                         676 F.2d 352, 358 (9th Cir. 1982) (holding that the agency failed to comply with the APA's notice and comment procedures when it issued an interim amendment to a regulation affecting supplemental security income recipients); 
                        <E T="03">Sharon Steel Corp.</E>
                         v. 
                        <E T="03">EPA,</E>
                         597 F.2d 377, 381 (3d Cir. 1979) (holding that a post-promulgation comment period “cannot substitute for the prior notice and comment required by the APA.”)).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>53</SU>
                         
                        <E T="03">Id.</E>
                         at 19.
                    </P>
                </FTNT>
                <P>
                    20. Despite Petitioners' arguments to the contrary, a post-promulgation comment period is not at issue here. The Commission complied with section 553 of the Administrative Procedure Act by providing notice and an opportunity to comment on its proposal to eliminate § 157.23 prior to issuing the final rule.
                    <SU>54</SU>
                    <FTREF/>
                     Unlike the cases cited by Petitioners, prior to the effective date of the final rule, the Commission issued the NOPR, which was published in the 
                    <E T="04">Federal Register</E>
                     and established a 30-day comment period, and determined that the removal of § 157.23 was warranted after considering all comments submitted in response to the NOPR.
                    <SU>55</SU>
                    <FTREF/>
                     Further, as the Commission previously explained, any arguments challenging the Waiver Order are outside the scope of this rulemaking proceeding.
                    <SU>56</SU>
                    <FTREF/>
                     Additionally, arguments challenging the Waiver Order are moot as the Commission's November 13, 2025 order dismissing the rehearing request of the Waiver Order, which was not appealed, is now final.
                    <SU>57</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>54</SU>
                         
                        <E T="03">See</E>
                         Final Rule, 193 FERC ¶ 61,014 at P 18.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>55</SU>
                         
                        <E T="03">See supra</E>
                         P 7; 5 U.S.C. 553.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>56</SU>
                         Final Rule, 193 FERC ¶ 61,014 at P 18.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>57</SU>
                         
                        <E T="03">Interstate Nat. Gas Assoc. of Am.,</E>
                         193 FERC ¶ 61,119 (2025).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">D. Commission Determination</HD>
                <P>21. In response to Petitioners' request for rehearing the final rule is hereby modified and the result sustained, as discussed in the body of this order.</P>
                <HD SOURCE="HD1">III. Document Availability</HD>
                <P>
                    22. In addition to publishing the full text of this document in the 
                    <E T="04">Federal Register</E>
                    , the Commission provides all interested persons an opportunity to view and/or print the contents of this document via the internet through the Commission's Home Page (
                    <E T="03">http://www.ferc.gov</E>
                    ).
                </P>
                <P>23. From the Commission's Home Page on the internet, this information is available on eLibrary. The full text of this document is available on eLibrary in PDF and Microsoft Word format for viewing, printing, and/or downloading. To access this document in eLibrary, type the docket number excluding the last three digits of this document in the docket number field.</P>
                <P>
                    24. User assistance is available for eLibrary and the Commission's website during normal business hours from FERC Online Support at (202) 502-6652 (toll free at 1-866-208-3676) or email at 
                    <E T="03">ferconlinesupport@ferc.gov,</E>
                     or the Public Reference Room at (202) 502-8371, TTY (202) 502-8659. Email the Public Reference Room at 
                    <E T="03">public.referenceroom@ferc.gov.</E>
                </P>
                <HD SOURCE="HD1">IV. Dates</HD>
                <P>25. The effective date of the document published on October 10, 2025 (90 FR 48221), is confirmed: November 10, 2025.</P>
                <SIG>
                    <P>By the Commission.</P>
                    <DATED>Issued: February 19, 2026.</DATED>
                    <NAME>Debbie-Anne A. Reese,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03658 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <PRTPAGE P="8738"/>
                <AGENCY TYPE="N">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>Office of the Secretary</SUBAGY>
                <CFR>43 CFR Part 46</CFR>
                <DEPDOC>[267D0102DM; DS6CS00000; DLSN00000.000000; DOI-2025-0004]</DEPDOC>
                <RIN>RIN 1090-AB18</RIN>
                <SUBJECT>National Environmental Policy Act Implementing Regulations</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of the Secretary, Interior.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Department of the Interior (Department or DOI) is adopting the interim final rule (IFR) published on July 3, 2025, with minor changes, as final. In the IFR, DOI provided a 30-day comment period for the public to review and make comments. This final rule addresses public comments and adopts as final the IFR, with certain substantive changes as explained herein. The IFR partially rescinded DOI's regulations implementing the National Environmental Policy Act (NEPA) and made necessary targeted updates to those provisions that were not repealed. DOI will henceforth maintain the majority of its NEPA procedures—which apply only to DOI's internal processes—in a Departmental Handbook separate from the Code of Federal Regulations (CFR).</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This final rule is effective February 24, 2026.</P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Stephen G. Tryon, Director, Office of Environmental Policy and Compliance, 202-208-4221, 
                        <E T="03">NEPAregulations@ios.doi.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Background</HD>
                <P>
                    DOI is issuing this final rule to adopt as final, subject to the revisions made by this final rule, the IFR promulgated on July 3, 2025. The IFR partially rescinded and made other needed, targeted updates to DOI's regulations, codified at 43 CFR part 46, implementing the National Environmental Policy Act of 1969, 42 U.S.C. 4321 
                    <E T="03">et seq.,</E>
                     as amended (NEPA). DOI's prior NEPA implementing regulations were promulgated in 2008 “as a “supplement[ ] . . . to be used in conjunction with” the Council on Environmental Quality (CEQ)'s NEPA regulations. 43 CFR 46.20 (2008). DOI provided that the “[p]urpose of this part” was to ensure “compliance with” not only NEPA itself but CEQ's regulations implementing NEPA. 43 CFR 46.10(a)(2) (2008). However, CEQ has now repealed its residual regulations, effective as of April 11, 2025. 
                    <E T="03">See Removal of National Environmental Policy Act Implementing Regulations,</E>
                     90 FR 10,610 (February 25, 2025); 
                    <E T="03">Final Rule Removal of National Environmental Policy Act Implementing Regulations,</E>
                     91 FR 618 (January 8, 2026).
                </P>
                <P>
                    Since DOI's regulations were originally designed to supplement CEQ's NEPA regulations, DOI awaited CEQ action before revising its own regulations. 
                    <E T="03">See</E>
                     40 CFR 1507.3(b) (2024); 
                    <E T="03">see also</E>
                     86 FR 34,154 (June 29, 2021). Now that the removal of CEQ's regulations has been finalized through a final rule issued on January 8, 2026, DOI is issuing a final rule concurrently with its updated 
                    <E T="03">Department of the Interior Handbook: National Environmental Policy Act Implementing Procedures.</E>
                </P>
                <P>
                    DOI's foundation for the updates to its NEPA procedures is NEPA itself. Now that CEQ has rescinded its NEPA implementing regulations, 
                    <E T="03">see</E>
                     91 FR 618 (Jan. 8, 2026) (final rule finalizing removal of CEQ's NEPA implementing regulations), DOI is issuing this final rule and NEPA Handbook in compliance with NEPA 102(2)(B), 42 U.S.C. 4332(2)(B), which directs all agencies of the federal government to identify and develop methods and procedures, in consultation with CEQ, to conduct the environmental analysis that NEPA requires.
                </P>
                <P>DOI, in its IFR, rescinded portions of its NEPA implementing regulations at 43 CFR part 46, while retaining and making targeted updates to certain provisions. Specifically, DOI retained and made limited updates to provisions relating to emergency responses to ensure that DOI can respond timely to any such event and to avoid any confusion regarding the continued validity of this already-established provision for action in emergency situations (43 CFR 46.150); categorical exclusions and their use to avoid any instability in these vital procedures or uncertainty about the continued validity of its already-established categorical exclusions (43 CFR 46.205, 46.210, 46.215); and applicant and contractor preparation of environmental documents to provide a durable framework for the use of such documents (43 CFR 46.105, 46.107).</P>
                <P>
                    In response to public comment on the IFR, DOI adds in this final rule a section on the designation of lead agencies and a section on the selection of cooperating agencies to codify the procedures by which Federal agencies and State, local, and Tribal agencies with special expertise continue to be involved in development of agency NEPA reviews (43 CFR 46.220 and 46.225, respectively). All other provisions were removed from 43 CFR part 46, consistent with DOI's IFR. Other than these few provisions, DOI's procedures are contained in the 
                    <E T="03">Department of the Interior Handbook: National Environmental Policy Act Implementing Procedures</E>
                     (referred to as DOI NEPA Handbook hereinafter), which is available in the DOI Electronic Library of the Interior Policies at 
                    <E T="03">https://www.doi.gov/document-library</E>
                     (but which will not be codified in the CFR). A section-by-section analysis is provided below highlighting where in the DOI NEPA Handbook concepts originally addressed in 43 CFR part 46 now appear.
                </P>
                <HD SOURCE="HD2">A. National Environmental Policy Act</HD>
                <P>Congress enacted NEPA to declare a national policy “to use all practicable means and measures, including financial and technical assistance, in a manner calculated to foster and promote the general welfare, to create and maintain conditions under which man and nature can exist in productive harmony, and [to] fulfill the social, economic, and other requirements of present and future generations of Americans.” 42 U.S.C. 4331(a).</P>
                <P>
                    NEPA, as amended, furthers this national policy by requiring Federal agencies to prepare an environmental impact statement—“in essence, a report”—for proposed “major Federal actions significantly affecting the quality of the human environment.” 42 U.S.C. 4332(2)(C); 
                    <E T="03">Seven County Infrastructure Coalition</E>
                     v. 
                    <E T="03">Eagle County, Colorado,</E>
                     605 U.S. 168, 173 (2025). This statement must address: (1) The reasonably foreseeable environmental effects of the proposed agency action; (2) the reasonably foreseeable adverse environmental effects that cannot be avoided; (3) a reasonable range of alternatives to the proposed agency action, including an analysis of any negative environmental impacts of not implementing the proposed agency action in the case of a no action alternative, that are technically and economically feasible, and meet the purpose and need of the proposal; (4) the relationship between local short-term uses of man's environment and the maintenance and enhancement of long-term productivity; and (5) any irreversible and irretrievable commitments of resources that would be involved in the proposed action. 42 U.S.C. 4332(2)(C).
                </P>
                <P>
                    NEPA further mandates that Federal agencies ensure the professional and scientific integrity of environmental documents; use reliable data and resources when carrying out NEPA; and 
                    <PRTPAGE P="8739"/>
                    study, develop, and describe technically and economically feasible alternatives. 42 U.S.C. 4332(2)(D)-(F). NEPA provides procedures for making threshold determinations about whether an environmental document must be prepared and the appropriate level of environmental review. 42 U.S.C. 4336(a)-(b).
                </P>
                <P>
                    NEPA does not mandate specific results or substantive outcomes. 
                    <E T="03">Seven County Infrastructure Coalition,</E>
                     605 U.S. at 173; 
                    <E T="03">see also Department of Transportation</E>
                     v. 
                    <E T="03">Public Citizen,</E>
                     541 U.S. 752, 756-57 (2004). Rather, NEPA requires Federal agencies to consider the environmental effects of proposed actions as part of agencies' decision-making processes. As amended by the Fiscal Responsibility Act of 2023 (FRA), Public Law 118-5 (June 3, 2023), NEPA provides additional requirements to facilitate timely and unified Federal reviews, including provisions clarifying lead, joint lead, and cooperating agency designations, generally requiring the development of a single environmental document, directing agencies to develop procedures for project sponsors to prepare environmental assessments and environmental impact statements, and prescribing page limits and deadlines. 42 U.S.C. 4336a. NEPA also sets forth the circumstances under which agencies may rely on programmatic environmental documents, 42 U.S.C. 4336b, and adopt and use another agency's categorical exclusions. 42 U.S.C. 4336c.
                </P>
                <P>Finally, NEPA requires that “copies of such [environmental impact statement] and the comments and views of the appropriate Federal, State, and local agencies, which are authorized to develop and enforce environmental standards, shall be made available to the President, the Council on Environmental Quality and to the public as provided by section 552 of title 5, United States Code, and shall accompany the proposal through the existing agency review processes.” 42 U.S.C. 4332. That is, NEPA provides that the extent to which a statement is made available to the public is governed by the requirements and standards of the Federal Freedom of Information Act (FOIA).</P>
                <HD SOURCE="HD2">B. NEPA Regulations</HD>
                <HD SOURCE="HD3">1. Council on Environmental Quality (CEQ) NEPA Regulations</HD>
                <P>
                    On January 20, 2025, President Trump issued E.O. 14154, 
                    <E T="03">Unleashing American Energy.</E>
                     90 FR 8,353 (Jan. 29, 2025). The E.O. revoked E.O. 11991, 
                    <E T="03">Relating to protection and enhancement of environmental quality,</E>
                     42 FR 26,967 (May 25, 1977), which directed CEQ to issue regulations implementing NEPA and required Federal agencies to comply with those regulations. E.O. 14154 at sec. 5. E.O. 14154 also directed CEQ to provide guidance on implementing NEPA and propose rescinding CEQ's NEPA regulations within 30 days of the order. 
                    <E T="03">Id.</E>
                     at sec 5(a). The guidance and any resulting agency implementing regulations must “expedite permitting approvals and meet deadlines established in the [FRA].” 
                    <E T="03">Id.</E>
                     at sec 5(c). CEQ issued an IFR rescinding CEQ's NEPA implementing regulations (including as they relate to agency NEPA procedures) on February 25, 2025, effective April 11, 2025, 90 FR 10,610, which CEQ adopted as final on January 8, 2026, 91 FR 618. E.O. 14154 also directs the Chairman of CEQ to convene a working group to coordinate the revision of agency-level NEPA implementing regulations for consistency.
                </P>
                <HD SOURCE="HD3">2. DOI NEPA Regulations</HD>
                <P>
                    Until 2008, DOI provided procedures for implementing NEPA in chapters of part 516 of the Department Manual. DOI periodically revised the Departmental Manual chapters containing NEPA procedures through a notice-and-comment process required by CEQ NEPA regulations at the time that involved publication of proposed and final revisions in the 
                    <E T="04">Federal Register</E>
                     (FR), 
                    <E T="03">see</E>
                     40 CFR 1507.3(a) (1978) (rescinded), but did not promulgate as regulations the procedures contained in the Department Manual. In 2008, DOI promulgated regulations codifying DOI's NEPA procedures at 43 CFR part 46, pursuant to direction in CEQ NEPA regulations that “[t]hey shall confine themselves to implementing procedures” and through a notice-and-comment process. 40 CFR 1507.3(a) (2005). DOI explained in the IFR its reasons for transitioning away from regulations and toward internal procedures, namely to allow DOI and its bureaus to implement changes in policy more quickly than would be possible while retaining the NEPA implementing regulations. DOI is affirming that approach and finalizing its internal procedures in parallel with issuing this final rule.
                </P>
                <P>DOI's new NEPA implementing procedures more closely align to the current iteration of the statute than its old procedures. The new procedures implement major structural features of the 2023 amendments, such as deadlines and page limits for environmental assessments and environmental impact statements, as directed at Section 107(g) of NEPA, and provide that DOI will complete preparation of these documents within the maximum timeline that Congress intends. They incorporate Congress's definition of “major Federal action” and the exclusions thereto, as codified at Section 111(10) of NEPA. They incorporate Congress's mandated procedure for determining the appropriate level of review under NEPA, as codified in Section 106 of NEPA. And they incorporate Congress's revision to the requirements for what an agency must address in its environmental impact statements, as codified at Section 102(2)(C) of NEPA, and Congress's requirement that public notice and solicitation of comment be provided when issuing a notice of intent to prepare an environmental impact statement, as directed at Section 107(c) of NEPA. These are all crucial features of Congress's policy design and its purpose in enacting the 2023 amendments that NEPA review be more efficient and certain.</P>
                <P>These procedures, therefore, attempt to align NEPA with its Congressionally mandated dimensions, Presidential directives, and Supreme Court precedent, making review faster, more flexible, and more efficient.</P>
                <P>
                    No third parties have cognizable reliance interests in DOI's existing NEPA procedures. Revised agency procedures will have no effect on ongoing NEPA reviews, where DOI, following CEQ guidance, will continue to apply the preexisting procedures to applications that are sufficiently advanced. Moreover, as the Supreme Court has long held, and just reaffirmed, NEPA “is a purely procedural statute” that “imposes no substantive environmental obligations or restrictions.” 
                    <E T="03">Seven County Infrastructure Coalition,</E>
                     605 U.S. at 173; 
                    <E T="03">Public Citizen,</E>
                     541 U.S. at 756; 
                    <E T="03">Vermont Yankee Nuclear Power Corp.</E>
                     v. 
                    <E T="03">NRDC,</E>
                     435 U.S. 519, 558 (1978). To the extent any asserted reliance interests are grounded in substantive environmental concerns, such interests are not entitled to any weight as to this rulemaking, given that DOI's procedures simply provide the process by which a bureau accounts for environmental considerations, rather than determining the substantive policy or decision on an individual application or project. 
                    <E T="03">See, e.g., Dep't of Homeland Sec.</E>
                     v. 
                    <E T="03">Regents of the Univ. of California,</E>
                     591 U.S. 1, 32 (2020).
                </P>
                <P>
                    DOI provided an opportunity to comment on its IFR and considered comments in issuing its final rule and DOI NEPA Handbook. Comments were considered and addressed, which included revising DOI NEPA 
                    <PRTPAGE P="8740"/>
                    procedures. A summary of comments and responses on the rulemaking are addressed in section III below.
                </P>
                <P>
                    As explained in the IFR, DOI has revised its NEPA implementing procedures to conform to the 2023 statutory amendments, to respond to President Trump's direction in E.O. 14154, and to address the difficulties associated with the NEPA process and NEPA litigation identified by the Supreme Court in 
                    <E T="03">Seven County Infrastructure Coalition.</E>
                     Where DOI has retained an aspect of its preexisting NEPA implementing procedures, it is because that aspect is compatible with these guiding principles; where DOI has revised or removed an aspect, it is because that aspect is not compatible. After considering public comments, DOI has adopted the IFR in this final rule, subject to the revisions explained below.
                </P>
                <HD SOURCE="HD1">II. Discussion of Regulatory Changes</HD>
                <HD SOURCE="HD2">A. Removing NEPA Procedures From Regulation</HD>
                <P>
                    NEPA requires that all Federal agencies identify and develop methods and procedures, in consultation with CEQ, that will ensure that unquantified environmental amenities and values may be given appropriate consideration in decision-making along with economic and technical considerations. 
                    <E T="03">See</E>
                     42 U.S.C. 4332(2)(B). Federal agencies have developed varying forms of NEPA implementing procedures, some in regulation and some in other forms of procedural documents. DOI's revised NEPA procedures, developed in consultation with CEQ and in coordination with other Federal agencies for consistency across the Federal Government, will facilitate compliance with the statutory obligations of NEPA.
                </P>
                <HD SOURCE="HD2">B. Retaining and Revising Certain Provisions</HD>
                <P>The IFR removed most of the existing DOI NEPA regulations in favor of relying on Departmental guidance for the reasons discussed in the IFR and summarized above, but the rule retained and made targeted updates to its regulations that authorize four tools that DOI bureaus rely on, when appropriate, to expedite NEPA reviews and ensure that compliance with NEPA is achieved in an efficient manner. The final rule reaffirms this approach and reserves for Departmental guidance most of the substance of the provisions from the regulations previously in place.</P>
                <HD SOURCE="HD3">1. Emergency Responses</HD>
                <P>First, DOI retained 43 CFR 46.150, which allows bureaus to respond to emergencies while either forgoing NEPA analysis so as to allow the bureau to take actions “urgently needed to mitigate harm to life, property, or important natural, cultural, or historic resources” or relying on alternative arrangements for NEPA compliance to take other actions beyond those immediately necessary to protect life, property, and resources in response to emergencies. The IFR made minor clarifying adjustments to the text that reflect DOI's experience implementing these provisions. The final rule revises 43 CFR 46.150 to clarify that NEPA's analysis and documentation requirements should not impede timely execution of actions needed to address imminent threats to life, property, or important natural, cultural, or historic resources. For such actions, the responsible official may take such actions without conducting a NEPA review. The responsible official is directed to take into account the probable environmental consequences of the action and consider taking steps to mitigate reasonably foreseeable adverse environmental effects to the extent practical and consistent with agency authority.</P>
                <HD SOURCE="HD3">2. Categorical Exclusions</HD>
                <P>DOI retained 43 CFR 46.205, 46.210, and 46.215, which establish Departmental categorical exclusions and lay out the procedures for relying on a categorical exclusion to comply with NEPA. Categorical exclusions represent those categories of actions that DOI has determined normally do not significantly affect the environment. Categorical exclusions provide important efficiency by ensuring that many agency actions are not subjected to the lengthier environmental assessment or environmental impact statement process and can proceed using the shorter process identified in the DOI NEPA regulations for determining that a categorical exclusion applies and ensuring that no “extraordinary circumstances” are present that would preclude reliance on the categorical exclusion. Section 46.210 will continue to identify Departmental categorical exclusions while additional, bureau-specific categorical exclusions are identified in guidance documents.</P>
                <P>Although DOI is largely retaining these provisions in regulation, the IFR revised them to refine the description of, or, in some cases, remove certain extraordinary circumstances that, when present, would preclude reliance on a categorical exclusion. Section 46.205 of the IFR, meanwhile, included new paragraphs (e) through (j), which provide that DOI bureaus may rely on categorical exclusion determinations made by other agencies, may apply multiple categorical exclusions to a proposed action that is a composite of multiple smaller actions or action elements, and may rely on a categorical exclusion administratively established or adopted by another DOI bureau; establish procedures to govern the establishment, modification, or removal of categorical exclusions from NEPA procedures; and clarify that any such establishment, modification, or removal does not itself have any environmental effects for purposes of NEPA. (The IFR also eliminated certain categorical exclusions from Section 46.210 on the basis that they were not used across the Department; as noted below, the final rule restores those categorical exclusions to the regulation to ensure continuity in reference and citation.)</P>
                <P>In the final rule, DOI adds cross references to paragraphs (d) and (e) in paragraph (a) of Section 46.205 for additional clarity. Public comment on the IFR requested this clarification. In addition, DOI is revising paragraph (f) with non-substantive and clarifying editorial changes. Finally, DOI is removing errant paragraph topic headings in paragraph (f) and (i) for consistency with the rest of the section, which does not use this organizational format.</P>
                <P>
                    In Section 46.210, the final rule reinstates paragraphs (k) and (
                    <E T="03">l</E>
                    ) which had been removed in the IFR, and which describe categorical exclusions for hazardous fuels reduction activities using prescribed fire and post-fire rehabilitation activities, respectively. Although they are not properly considered Department-wide categorical exclusions, bureaus have relied on this regulatory citation since the 2008 DOI NEPA rule, and DOI reorganized the bureau-specific categorical exclusion list in the DOI NEPA Handbook to consolidate the list in a more user-friendly format to facilitate use. DOI also identifies limitations in this final rule on use of the hazardous fuels reduction activities categorical exclusion in paragraph (k), revising the regulatory text to add a limitation on its use in States under the jurisdiction of the Ninth Circuit Court of Appeals. In addition, DOI is revising the introductory paragraph in this section to provide that reliance on either of the two categorical exclusions described in paragraphs (k) and (
                    <E T="03">l</E>
                    ) requires documentation, consistent with the 
                    <PRTPAGE P="8741"/>
                    2008 DOI NEPA regulation, and revising text to provide that reliance on any of the other categorical exclusions in paragraph (a) through (j) does not require documentation, again consistent with the 2008 DOI NEPA regulation. 43 CFR 46.20(c) (2008).
                </P>
                <P>In Section 46.215, which lists the “extraordinary circumstances” that, if present, preclude use of a categorical exclusion, the IFR removed legacy paragraphs (c), (i), and (j), and then renumbered the remaining paragraphs.</P>
                <P>Legacy paragraph (c) had provided that an extraordinary circumstance is present if an action may “[h]ave highly controversial environmental effects or involve unresolved conflicts concerning alternative uses of available resources.” 43 CFR 46.215(c) (2008). This provision caused confusion as it was frequently misunderstood to mean that any controversy surrounding the substance of the action—as opposed to controversy about the nature or magnitude of the environmental effects, which was the appropriate, limited focus of the provision—itself constitutes an extraordinary circumstance. In any event, the concept is sufficiently addressed in legacy paragraph (d) (which the IFR renumbered as paragraph (c)), which addresses proposed actions that have highly uncertain and potentially significant environmental effects or involve unique or unknown environmental risks. DOI makes no changes to this paragraph in the final rule.</P>
                <P>Legacy paragraph (i) had provided that an extraordinary circumstance is present if an action may “[v]iolate a Federal law, or a State, local, or tribal law or requirement imposed for the protection of the environment.” 43 CFR 46.215(i) (2008). Whether a proposed Federal action may violate a law imposed for the protection of the environment is a question that goes beyond the procedural requirements of NEPA and may be better considered and appropriately addressed by the Responsible Official when making the decision on the proposed action. While a proposed action's inconsistency with such a law should be appropriately considered in the agency decision-making process—and may suggest that that the proposed action should not be approved—it is not relevant to the determination of whether the proposed action may have significant environmental effects or the analysis of what those effects are. DOI makes no changes to this paragraph in the final rule.</P>
                <P>
                    Legacy paragraph (j) had been promulgated in response to E.O. 12898, 
                    <E T="03">Federal Actions To Address Environmental Justice in Minority Populations and Low-Income Populations</E>
                     (Feb. 11, 1994). That E.O. was rescinded by E.O. 14173, 
                    <E T="03">Ending Illegal Discrimination and Restoring Merit-Based Opportunity,</E>
                     90 FR 8633 (Jan. 31, 2025). Therefore, it was appropriate to remove the associated provision in Section 46.215, and DOI makes no changes to this paragraph in the final rule.
                </P>
                <P>In addition, all references to E.O.s in the DOI list of extraordinary circumstances were removed. These E.O.s could change over time or could unduly limit the review of the resources listed, not allowing for more relevant information to be considered in the extraordinary circumstances review for a proposed action. Further, the E.O.s in force when an agency proposes action are, if relevant, authoritative in their own right, regardless of whether they are set forth in these regulations.</P>
                <HD SOURCE="HD3">3. Applicant- and Contractor-Prepared Environmental Documents</HD>
                <P>In the IFR, DOI also retained Section 46.105, with some revisions, and added Section 46.107. These sections set standards and procedures that apply when DOI bureaus hire contractors to prepare environmental assessments, environmental impact statements, or other environmental information; or rely on applicants to prepare environmental information, including environmental assessments or environmental impact statements. Section 107(f) of NEPA, enacted through the FRA, requires agencies to develop procedures to allow for the preparation of environmental assessments and environmental impact statements by applicants for Federal approvals. DOI already had a regulation allowing for bureaus to rely on applicant-prepared environmental assessments. The revisions made by the IFR extended that allowance to applicant-prepared environmental impact statements while also adding standards and procedures to ensure that the process for using applicant-prepared environmental assessments and environmental impact statements is both efficient and legally defensible. For similar reasons, additional standards and procedures were added to the regulation governing bureau use of environmental information or documents prepared by contractors engaged directly by the bureaus.</P>
                <P>The final rule affirms the IFR by retaining Section 46.105 with a minor revision that adds references to NEPA and a DOI Secretarial Order. In paragraph (c) of Section 46.107, DOI removes the last phrase “if potential significance of an effect or issue is not clear,” which described when another agency may be used to verify analyses in an environmental assessment or environmental impact statement. DOI determined that this phrase was unnecessary and could be unduly limiting when in-house expertise is not available and DOI seeks to rely on another agency's expertise regarding the scientific quality and integrity of an impact assessment.</P>
                <HD SOURCE="HD3">4. How To Designate Lead Agencies</HD>
                <P>
                    In the final rule, DOI reinstates Section 46.220, 
                    <E T="03">How to designate lead agencies,</E>
                     as modified from legacy paragraph 1.7(a) from the DOI NEPA Handbook, 
                    <E T="03">How to designate lead agencies,</E>
                     and makes formatting changes to align with the format for rules. In response to public comment and to keep the roles of those agencies in the NEPA process together in the DOI NEPA implementing procedures, DOI elects to re-codify this section and the next section, 46.225, in the final rule.
                </P>
                <HD SOURCE="HD3">5. How To Select Cooperating Agencies</HD>
                <P>
                    In the final rule, DOI reinstates Section 46.225, 
                    <E T="03">How to select cooperating agencies,</E>
                     as modified from legacy paragraph 1.7(b) from the DOI NEPA Handbook, 
                    <E T="03">How to select cooperating agencies.</E>
                     In doing so, DOI amends the term “eligible governmental entity” to “agency” to align with NEPA and CEQ guidance in memorandum, 
                    <E T="03">Implementation of the National Environmental Policy Act, Appendix 1—Agency NEPA Procedures Template,</E>
                     and makes editing and formatting changes to align with the format for rules. In addition, DOI corrected “must” to “may” in the provision regarding inviting cooperating agencies when preparing an environmental assessment, which corresponds to DOI's previous NEPA procedures and the text of NEPA. Finally, DOI added a clarifying phrase regarding documentation with cooperating agencies on their roles to explicitly note the potential limitations of laws on the confidentiality of pre-publication environmental documents. In response to numerous public comments requesting that DOI retain the procedures for including cooperating agencies in NEPA reviews in regulation, DOI elects to re-codify this section in the final rule to ensure that the agency's procedures effectively describe the process for selecting cooperating agencies and to promote maximum efficiency and cross-agency work in service of timely environmental reviews.
                    <PRTPAGE P="8742"/>
                </P>
                <HD SOURCE="HD2">C. Establishing DOI's NEPA Handbook</HD>
                <P>In this section, DOI provides a section-by-section summary of the provisions of DOI's NEPA Handbook. Though the Handbook is not part of the rulemaking, DOI is electing to provide this summary to assist the public in understanding the relationship between DOI's rulemaking and other updates to its NEPA procedures. In DOI's 2025 IFR, DOI explained that it was moving much of the material previously contained within its NEPA procedures in the CFR to a non-regulatory handbook. When publishing its IFR, DOI solicited comment on its revision of its NEPA procedures, including this step of transferring much of the procedures into the handbook. This section and the response to comments in section III below explain the contents of the handbook and respond to comments.</P>
                <HD SOURCE="HD3">1. Section 0.1—Purpose and Policy</HD>
                <P>Section 0.1 of the DOI NEPA Handbook describes the purpose of the document and makes clear that the Handbook, together with the handful of provisions retained in regulation, constitute DOI's NEPA procedures. This section was revised from the version of the Handbook released in July 2025 with the IFR to provide explicitly that “environmental information” relevant to a decision-maker may include “economic information” and clarify that the Handbook is meant only to guide bureaus in their efforts to comply with NEPA and not with other legal obligations that may apply to a proposed action.</P>
                <HD SOURCE="HD3">2. Section 0.2—Applicability</HD>
                <P>Section 0.2 of the DOI NEPA Handbook describes the extent of the applicability of the guidance document and provides that it applies to all DOI bureaus.</P>
                <HD SOURCE="HD3">3. Section 1.1—Determining When NEPA Applies</HD>
                <P>Section 1.1 of the DOI NEPA Handbook guides DOI bureaus on the standards for when the bureau must comply with NEPA, including what constitutes a “major Federal action[ ]” within the meaning of the statute. 42 U.S.C. 4332(C). Some commenters took exception to the statement in that discussion that “[t]he terms `major' and `Federal action[ ]' each have independent force.” DOI NEPA Handbook 1.1(a)(6)(i). Each word of the statute should be given weight. In this instance, Congress has itself defined the phrase, excluding certain kinds of proposed actions from its ambit, and in so doing repeated its two component terms first introduced in 1969. This interpretation that each term has a distinct meaning is also consistent with the interpretation of the statutory language in the period soon after NEPA's enactment, before the first CEQ NEPA regulations.</P>
                <P>This section was revised from the version of the Handbook released in July 2025 with the IFR to remove references to an appendix listing examples of classes of actions that normally require an environmental assessment or environmental impact statement, which has been eliminated, and to clarify that the reason that the activities identified in Section 1.1(a)(6)(iii) do not usually require preparation of an environmental document is that they usually do not result in significant environmental effects and not necessarily that they are not “major Federal actions.”</P>
                <HD SOURCE="HD3">4. Section 1.2—Determining the Appropriate Level of NEPA Review</HD>
                <P>Section 1.2 of the DOI NEPA Handbook presents the standards for determining, once it is established that NEPA applies, whether the bureau may use a categorical exclusion, prepare an environmental assessment, or prepare an environmental impact statement. Bureaus will prepare an environmental impact statement if the bureau anticipates that “the reasonably foreseeable effects of the proposed action or action alternatives would be significant.” DOI NEPA Handbook 1.2(b).</P>
                <P>Some commenters took issue with the provision allowing that, “[i]f the proposed action warrants the establishment of a new categorical exclusion, or the revision of an existing categorical exclusion, pursuant to section 1.4(b), the bureau will consider whether to so establish or revise, and then may apply the categorical exclusion to the proposed action,” DOI NEPA Handbook 1.2(a)(3), and perceived it as a means of circumventing the usual process for establishing new or revising existing categorical exclusions.</P>
                <P>DOI has revised this particular provision from the version of the Handbook released in July 2025 to make explicit that any establishment or revision of a categorical exclusion will follow the standard procedures. It is wholly appropriate for DOI bureaus to consider establishing a new categorical exclusion when confronted with an action of a type it has found normally does not significantly affect the quality of the human environment but for which no categorical exclusion has already been established.</P>
                <P>Some commenters took issue with the criteria listed in this section, comparing those criteria to the treatment of “significance” under the 2024 CEQ regulations and objecting to the inclusion of “[e]conomic effects” and “[e]ffects on the quality of life of the American people” among those criteria to the exclusion of others.</P>
                <P>
                    The criteria identified in Section 1.2(b)(2) are necessarily defined at a high level of generality—
                    <E T="03">e.g.,</E>
                     “short- and long-term effects,” DOI NEPA Handbook 1.2(b)(2)(i), and the inclusion of references generally to economic and other quality of life impacts does not, as commenters suppose, prioritize those concepts above impacts to other environmental resources encompassed within but not explicitly listed among the broad criteria included in the Handbook. DOI has determined that this higher level of generality better reflects the broad understanding of “significance” under the statute than would an attempt to define the concept with more particularity, as CEQ did in 2024 and as some commenters appear to prefer.
                </P>
                <P>Moreover, Congress enacted NEPA to declare a national policy “to use all practicable means and measures, including financial and technical assistance, in a manner calculated to foster and promote the general welfare, to create and maintain conditions under which man and nature can exist in productive harmony, and [to] fulfill the social, economic, and other requirements of present and future generations of Americans.” 42 U.S.C. 4331(a). Given the statutory language as it relates to fulfilling the social and economic requirements of present and future generations, and DOI's longstanding practice in integrating its consideration of social impacts into its environmental analysis under NEPA, DOI finds it appropriate to continue to consider social effects, including economic effects, when evaluating environmental effects under NEPA.</P>
                <P>This section was revised to make explicit that a bureau may, in determining whether an action will have significant effects, consider beneficial effects that directly offset adverse effects to a given resource value. DOI NEPA Handbook 1.2(b)(2).</P>
                <HD SOURCE="HD3">5. Section 1.3—NEPA and Agency Decision-Making</HD>
                <P>
                    Section 1.3 of the DOI NEPA Handbook describes the relationship between the NEPA process and other DOI and bureau processes and decisions. It includes direction to integrate the NEPA process with other processes as soon as practicable and articulates the limitations on bureau decision-making while the NEPA 
                    <PRTPAGE P="8743"/>
                    process is underway. DOI NEPA Handbook 1.3(a)-(b). This direction is consistent with long-standing CEQ and DOI NEPA guidance. 
                    <E T="03">See</E>
                     40 CFR 1500.4(k); 40 CFR 1502.25(a) (1978) (rescinded); 43 CFR 46.430 (2008) (rescinded in part). It identifies important (largely practical) considerations in cases where the bureau action will be in response to a third-party application and where it will be a bureau rulemaking. DOI NEPA Handbook 1.3.(c)-(d). DOI revised these paragraphs (c) and (d), relative to the version of the Handbook released in July 2025, to provide additional detail.
                </P>
                <P>
                    Finally, section 1.3(e) provides standards for evaluating mitigation measures within the range of alternatives, with the important caveat that NEPA itself does not provide authority for a bureau to require or implement mitigation measures. DOI NEPA Handbook 1.3(e). The provisions in the DOI NEPA Handbook are consistent with the long-standing provisions in both the original CEQ and DOI NEPA regulations, including the definition of “mitigation.” 
                    <E T="03">See</E>
                     40 CFR 1500.3 (describing the mandate of the regulations as “applicable to . . . implementing the procedural provisions of NEPA”) (1978) (rescinded); 40 CFR 1502.14(f) (1978) (rescinded), 1508.20 (1978) (setting forth the types of “mitigation”; rescinded); 43 CFR 46.130 (2008) (rescinded in part). Some commenters suggested that DOI should provide more detail in its procedures as to how to consider mitigation in NEPA reviews, even as those comments acknowledged that the procedures do address the topic. This section articulates the proposition that “NEPA requires bureaus to consider reasonable mitigation measures,” and it and other provisions within the Handbook provide appropriate standards for Responsible Officials to fulfill that obligation. DOI acknowledges that CEQ took a more granular approach in its 2024 Rule, but DOI has determined that the higher level of generality expressed in the DOI NEPA Handbook will provide Responsible Officials with the flexibility and reasonable discretion needed to efficiently carry out their duties consistent with NEPA's requirements. DOI NEPA Handbook 1.3(e); 
                    <E T="03">see also</E>
                     DOI NEPA Handbook 1.6(a)(3), 2.3(a)(6).
                </P>
                <HD SOURCE="HD3">6. Section 1.4—Categorical Exclusions</HD>
                <P>
                    Section 1.4 of the DOI NEPA Handbook concerns categorical exclusions. Because the DOI NEPA procedures for categorical exclusions have been maintained as regulations, this section consists largely of cross-references to the appropriate regulatory section for the establishment, adoption, application, and documentation of categorical exclusions. 
                    <E T="03">See</E>
                     Section II.B.2, 
                    <E T="03">supra.</E>
                </P>
                <P>This section was revised from the version of the Handbook released in July 2025 with the IFR to provide additional details for considering whether a categorical exclusion applies to a proposed action that has been modified.</P>
                <HD SOURCE="HD3">7. Section 1.5—Environmental Assessments</HD>
                <P>
                    Section 1.5 of the DOI NEPA Handbook identifies and describes the considerations relevant to the preparation of an environmental assessment. It addresses both the character of environmental assessments as set forth in the statute, and is consistent with long-standing provisions in both the original CEQ and DOI NEPA regulations (
                    <E T="03">see</E>
                     40 CFR 1508.9) (1978) (rescinded); 43 CFR 46.300, 310 (2008) (rescinded), including the elements they include and their appropriate scope, as well as more technical details, including page limits, timeframes for preparation, and certification. This section was revised from the version of the Handbook released in July 2025 with the IFR to add discussion of Section 112 of NEPA, enacted after the Handbook was first released, and to eliminate references to the appendix listing examples of classes of actions that normally require an environmental assessment (but not an environmental impact statement). DOI has determined that this appendix was not useful because the amendments to the statute and DOI's NEPA implementing procedures as adopted in the 2025 IFR, this final rule, and elsewhere in its NEPA Handbook provide sufficient guidance as to when DOI is required to develop an environmental assessment, and it is not included in the revised version of the Handbook.
                </P>
                <HD SOURCE="HD3">8. Section 1.6—Findings of No Significant Impact</HD>
                <P>Section 1.6 of the DOI NEPA Handbook details the procedures that bureaus follow when making and documenting a finding of no significant impact. As noted above in the discussion of section 1.3(e), this section provides that a finding of no significant impact will “identify the mitigation measures that will be undertaken to avoid significant effects and the mechanisms to ensure their implementation.” DOI NEPA Handbook 1.6(a)(3). No changes have been made to this section relative to the version released with the IFR in July 2025.</P>
                <HD SOURCE="HD3">9. Section 1.7—Lead and Cooperating Agencies</HD>
                <P>
                    Section 1.7 of the DOI NEPA Handbook concerns identification of a lead agency in cases where more than one agency will participate in a NEPA process and procedures for engaging with the broader set of cooperating agencies. The substance that appeared in the July 2025 version of the Handbook that accompanied the IFR has been moved to the regulations at 43 CFR 46.220 and 46.225; therefore, this section now consists primarily of cross-references to those provisions. 
                    <E T="03">See also</E>
                     Section II.B.4-5, 
                    <E T="03">supra.</E>
                </P>
                <HD SOURCE="HD3">10. Section 1.8—Notices of Intent and Scoping</HD>
                <P>
                    Section 1.8 of the DOI NEPA Handbook describes DOI's procedures for the scoping process that precedes development of an environmental document, including the process for issuing a notice of intent to prepare an environmental impact statement. Paragraph (b) of this section provides that when a bureau intends to prepare an environmental impact statement to evaluate a proposed action, the bureau must publish a notice of intent in the 
                    <E T="04">Federal Register</E>
                    . The notice of intent process includes an opportunity for public comment, as is required by statute. 42 U.S.C. 4336a(c). Paragraph (c) of this Handbook section includes examples of other steps bureaus might take as part of the scoping process. Paragraph (a) has been revised from what appeared in the July 2025 version of the Handbook for clarity.
                </P>
                <HD SOURCE="HD3">11. Section 2.1—Preparation of Environmental Impact Statements</HD>
                <P>Section 2.1 reiterates the standard for when an environmental impact statement is required, as well as the expectations and procedures for soliciting comments from Federal agencies; State, Tribal, and local governments and agencies; and the public. This section was revised from the version of the Handbook released in July 2025 with the IFR to eliminate references to the appendix listing examples of actions that normally require an environmental impact statement. DOI has determined that this appendix was not useful, and it is not included in the revised version of the Handbook.</P>
                <P>
                    Many comments addressed DOI's approach to public participation in the IFR and Handbook. Those comments are relevant to this section of the Handbook but generally address the question of public participation more broadly. For a 
                    <PRTPAGE P="8744"/>
                    consolidated response to those comments, 
                    <E T="03">see</E>
                     Section III.E, 
                    <E T="03">infra.</E>
                </P>
                <HD SOURCE="HD3">12. Section 2.2—Purpose and Need</HD>
                <P>
                    Section 2.2 provides guidance on developing the statement of purpose and need that is included in all environmental impact statements, including the particular considerations that are present when a bureau's proposed action responds to an application from a third party. Some commenters took issue with the provision that, in such circumstances, “the purpose and need for the proposed action will also be informed by the goals of the applicant,” claiming that it would limit consideration of appropriate alternatives to the proposed action. DOI disagrees because while the provision requires Responsible Officials to consider the applicant's goals when reasonably defining the purpose and need for a proposed action, it does not 
                    <E T="03">require</E>
                     those officials to adopt the applicant's goals as the bureau's purpose and need or exclude from consideration otherwise reasonable alternatives to the proposed action. DOI also notes that DOI's 2008 NEPA regulations included the directive that when considering such applications, “the bureau should consider the needs and goals of the parties involved in the application or permit as well as the public interest,” 
                    <E T="03">see</E>
                     43 CFR 46.420(a)(2) (rescinded), and that this concept is merely carried into this section of the DOI NEPA Handbook. No changes have been made to this section relative to the version released with the IFR in July 2025.
                </P>
                <HD SOURCE="HD3">13. Section 2.3—Analysis Within the Environmental Impact Statement</HD>
                <P>
                    Section 2.3 outlines the content of an environmental impact statement, providing guidance on what should be included, which closely tracks the statutory requirements at 42 U.S.C. 4332(C); and provides guidance about how to determine the appropriate scope of the analysis, including by incorporating concepts and language from the Supreme Court's recent consideration of that issue in 
                    <E T="03">Seven County Infrastructure Coalition. Compare</E>
                     DOI NEPA Handbook 2.3(b)(3) (“To the extent it assists in reasoned decision-making, the bureau may, but is not required to by NEPA, analyze environmental effects from other projects separate in time, or separate in place, or that fall outside of the bureau's regulatory authority, or that would have to be initiated by a third party.”), 
                    <E T="03">with Seven County Infrastructure Coalition,</E>
                     605 U.S. at 182 (“So long as the EIS addresses environmental effects from the project at issue, courts should defer to agencies' decisions about where to draw the line—including (i) how far to go in considering indirect environmental effects from the project at hand and (ii) whether to analyze environmental effects from other projects separate in time or place from the project at hand.”).
                </P>
                <P>
                    Section 2.3(a)(3) directs bureaus to identify and evaluate the environmental effects of “a reasonable range of alternatives to the proposed action.” DOI NEPA Handbook 2.3(a)(3); 
                    <E T="03">see also</E>
                     42 U.S.C. 4332(C)(iii). Some commenters suggested that DOI should or must incorporate into its guidance additional direction concerning the development and selection of alternatives from CEQ's rescinded regulations. The guidance concerning the identification and consideration of alternatives in DOI's Handbook substantially aligns with the content of CEQ's now-rescinded regulations and CEQ guidance, including that bureaus must consider a reasonable range of alternatives, 
                    <E T="03">see</E>
                     40 CFR 1502.14(a) (1978) (rescinded); 
                    <E T="03">see also Forty Most Asked Questions Concerning CEQ's National Environmental Policy Act Regulations,</E>
                     Question and Answer 1b (“When there are potentially a very large number of alternatives, only a reasonable number of examples, covering the full spectrum of alternatives, must be analyzed and compared in the EIS.”), 46 FR 18,026 (March 23, 1981).
                </P>
                <P>But, as noted above, DOI's Handbook is not simply a subsequent iteration of the policies previously contained in CEQ's now-rescinded regulations, or a direct successor to them, but rather draws upon and implements the requirements of NEPA itself. Based on its experience and judgment, DOI believes that the guidance it is providing in Section 2.3(a)(3) better hews to the statutory language and better guides bureaus in developing alternatives to a given proposed action than would reconstituting the particular approach taken by the now-rescinded CEQ regulations. For example, one commenter noted while the version of the Handbook released in July 2025 expressly provides that environmental assessments do not need to include a “no action alternative,” the Handbook is not clear whether environmental impact statements must include a “no action alternative.” DOI agrees. The DOI Handbook, Appendix 1, has now been revised to encourage, but not require, DOI bureaus to include a “no action alternative” in both environmental assessments and environmental impact statements. While including a “no action alternative” is often useful to compare the effects of the proposed action to the future without the Federal action, it is not always necessary; no specific invocation of a “no action alternative” is necessary as the effects of the proposed action and any reasonable alternatives thereto would necessarily be described in terms of change to the prevailing circumstances or “Affected Environment.”</P>
                <P>No other changes have been made to this section relative to the version released with the IFR in July 2025.</P>
                <HD SOURCE="HD3">14. Section 2.4—Page Limits</HD>
                <P>
                    Section 2.4 provides that environmental impact statements must be no more than 150 pages or, where the proposed action is of extraordinary complexity, 300 pages, consistent with statutory limits enacted in the 2023 amendments to NEPA. 
                    <E T="03">See</E>
                     42 U.S.C. 4336a(e). The section also provides that the Responsible Official will certify that the environmental impact statement appropriately prioritizes the most important considerations for the analysis in light of both the page limitation and the factors that the bureau must consider under NEPA. The section has been revised from the version of the Handbook released in July 2025 with the IFR to clarify that citations and appendices are not counted toward the page limit.
                </P>
                <HD SOURCE="HD3">15. Section 2.5—Deadlines</HD>
                <P>Section 2.5 provides guidance and direction on compliance with NEPA's deadlines for completing an environmental impact statement under both Section 107 and Section 112 of the statute. It also directs the Responsible Official to certify that the environmental impact statement has thoroughly considered the factors that the bureau must consider under NEPA while making a good-faith effort to fulfill NEPA's requirements within the statutory deadlines. This section was revised from the version of the Handbook released in July 2025 with the IFR to add discussion of Section 112 of NEPA, enacted after the Handbook was first released.</P>
                <HD SOURCE="HD3">16. Section 2.6—Publication of the Environmental Impact Statement</HD>
                <P>
                    Section 2.6 directs bureaus to make environmental impact statements available to the public. No changes have been made to this section relative to the version released with the IFR in July 2025.
                    <PRTPAGE P="8745"/>
                </P>
                <HD SOURCE="HD3">17. Section 3.1—Reliance on Existing Environmental Documents</HD>
                <P>
                    Section 3.1 provides guidance for bureaus when they seek to use a previously prepared environmental document to satisfy their NEPA compliance obligations with respect to a new proposed action. The section identifies the standards for making a Determination of NEPA Adequacy or similar finding, including by providing detail on what constitutes “substantial similarity.” Some commenters objected to the allowance that bureaus should provide for public comment when they plan to rely on a previously prepared environmental document only “to the extent that solicitation of comment will assist the bureau in expeditiously adapting the relied-upon statement or assessment so that it is fit for the bureau's purposes.” 
                    <E T="03">See</E>
                     DOI NEPA Handbook 3.1(b)(2). While those comments are specific to this section of the Handbook, they join many other comments addressed to DOI's approach to public participation in general. For a consolidated response to those comments, 
                    <E T="03">see</E>
                     Section III.E, 
                    <E T="03">infra.</E>
                </P>
                <P>No changes, beyond one technical correction, have been made to this section relative to the version released with the IFR in July 2025.</P>
                <HD SOURCE="HD3">18. Section 3.2—Programmatic Environmental Impact Statements or Environmental Assessments and Tiering</HD>
                <P>
                    Section 3.2 articulates guidance and details the procedures for preparing programmatic environmental assessments and environmental impact statements. The section tracks the statutory provisions for programmatic environmental documents at Section 108 to describe the circumstances under which a bureau may rely on a programmatic environmental document, without further NEPA review as well as when a bureau may, in the course of additional NEPA review, tier to an existing programmatic environmental assessment or environmental impact statement so as to truncate additional review. Finally, the section provides that a bureau may prepare an environmental assessment and reach a finding of no 
                    <E T="03">additional</E>
                     significant impacts when it tiers to a programmatic environmental impact statement that has already fully analyzed any significant effects the proposed action would have. This provision carries forward a clarification in tiering practice introduced in DOI's 2008 NEPA regulations. 
                    <E T="03">See</E>
                     43 CFR 46.140 (rescinded). No changes have been made to this section relative to the version released with the IFR in July 2025.
                </P>
                <HD SOURCE="HD3">19. Section 3.3—Publishing Pre-Decisional Environmental Documents</HD>
                <P>Section 3.3 provides allowance for a bureau to release drafts of environmental documents and other pre-decisional materials when doing so “may assist in fulfilling its responsibilities under NEPA.” No changes have been made to this section relative to the version released with the IFR in July 2025.</P>
                <HD SOURCE="HD3">20. Section 3.4—Combining Documents</HD>
                <P>Section 3.4 directs bureaus to combine environmental documents prepared to comply with NEPA with other bureau documents prepared in the course of making a decision to pursue the proposed action to the fullest extent practicable. This provision is designed to increase efficiency and decrease the extent of the materials to support agency decision-making. No changes have been made to this section relative to the version released with the IFR in July 2025.</P>
                <HD SOURCE="HD3">21. Section 3.5—Incorporation by Reference</HD>
                <P>
                    Section 3.5 describes the allowance for bureaus to incorporate other materials by reference, to reduce the length of environmental documents. When incorporating by reference, bureaus must describe the content briefly and provide relevant citation to the material being incorporated. This is consistent with a provision in the 2008 DOI NEPA regulations. 
                    <E T="03">See</E>
                     43 CFR 46.135 (rescinded). With respect to cost-benefit analysis specifically, although NEPA itself does not require preparation of a cost-benefit analysis, these procedures direct bureaus to incorporate any cost-benefit analysis they do prepare by reference in the associated environmental document. This provision is consistent with long-standing guidance in the CEQ regulations. 
                    <E T="03">See</E>
                     40 CFR 1502.23 (1978) (rescinded). In DOI's judgment, retaining it is compatible with the statute, will enhance DOI's ability to comply with the statutory page limits and deadlines, and will otherwise further the policies of E.O. 14154. No changes, beyond one technical correction, have been made to this section relative to the version released with the IFR in July 2025.
                </P>
                <P/>
                <HD SOURCE="HD3">22. Section 3.6—Supplements to Environmental Impact Statements</HD>
                <P>
                    Section 3.6 concerns when a bureau must supplement an environmental impact statement. A supplement is required when “a major Federal action remains to occur” and the bureau makes substantial changes to the action or the bureau determines there are significant changed circumstances, in either case implicating environmental effects. DOI NEPA Handbook 3.6(a). Some comments took issue with the Handbook's use of the phrase “remains to occur,” preferring the phrase “incomplete and ongoing,” used in the CEQ's since-rescinded regulations. DOI disagrees with any suggestion that “remains to occur” is vague. Bureaus should have no trouble determining whether in the course of implementing a bureau action any “major Federal action remains to occur.” This approach is also consistent with long-standing provisions in the original CEQ regulations that required supplements only for “proposed actions”—that is, for actions that have not yet occurred but remain “proposals” or “that stage in the development of an action when an agency subject to [NEPA] has a goal and is actively preparing to make a decision on one or more alternative means of accomplishing that goal and the effects can be meaningfully evaluated.” 
                    <E T="03">See</E>
                     40 CFR 1502.9(c) (1978) (rescinded); 40 CFR 1508.23 (1978, defining “proposal”) (rescinded).
                </P>
                <P>
                    Some comments also took issue with the Handbook's treatment of public participation on supplements to an environmental impact statement. The Handbook provides that the Responsible Official may, but is not obliged to, circulate a supplement for public input “as appropriate to the scope of the supplement and the proposed action.” DOI NEPA Handbook 3.6(b). While those comments are specific to this section of the Handbook, they join many other comments addressed to DOI's approach to public participation in general. For a consolidated response to those comments, 
                    <E T="03">see</E>
                     Section III.E, 
                    <E T="03">infra.</E>
                </P>
                <P>No changes have been made to this section relative to the version released with the IFR in July 2025.</P>
                <HD SOURCE="HD3">23. Section 3.7—Integrity and Completeness of Information</HD>
                <P>
                    Section 3.7 expresses a preference for reliance on existing data and other information resources, directing bureaus to undertake new scientific or technical research only when “the bureau anticipates that the results of that research will be essential to a reasoned choice among alternatives and the overall costs and time frame of such undertaking are not unreasonable.” DOI NEPA Handbook 3.7(a). This approach is consistent with the original CEQ regulations, Congress codified this approach in the 2023 statutory amendments. 
                    <E T="03">See</E>
                     40 CFR 1502.22(a) (1978); 42 U.S.C. 4336(b)(3). New 
                    <PRTPAGE P="8746"/>
                    research can be costly and time-consuming, and to make the NEPA process more efficient, bureaus should rely on existing sources of information wherever possible.
                </P>
                <P>Paragraph (b) of this section provides guidance to bureaus in situations where existing data or information is incomplete but cannot be reasonably obtained or developed at a reasonable cost. In such cases, again for efficiency's sake, the bureau should document the data or information gap and proceed with preparation of the environmental document. Some comments suggested that DOI should incorporate a provision akin to one in the CEQ regulations that agencies apply accepted scientific methods to resolve data gaps. As an initial matter, and as noted above, in developing its Handbook, DOI is implementing the statute, not simply standing in for CEQ's now-rescinded regulations, which are no longer in force. Section 3.7(b) is consistent with NEPA, and because the Handbook is designed to promote efficiency and certainty, DOI declines to make the change suggested by those comments.</P>
                <P>No changes, beyond one technical correction, have been made to this section relative to the version released with the IFR in July 2025.</P>
                <HD SOURCE="HD3">24. Section 3.8—Integrating NEPA With Other Environmental Requirements</HD>
                <P>Section 3.8 directs bureaus to combine NEPA analysis and environmental documents with other analysis processes and documentation associated with the proposed action at issue and provides guidance on how to do so. No changes, beyond one edit for clarity, have been made to this section relative to the version released with the IFR in July 2025.</P>
                <HD SOURCE="HD3">25. Section 3.9—Elimination of Duplication With State, Tribal, and Local Procedures</HD>
                <P>
                    Section 3.9 directs bureaus to coordinate NEPA analysis and the preparation of environmental documents with State, Tribal, and local agencies engaged in similar processes and provides guidance on how to do so. This section implements Congress's design in Section 107 as added by the 2023 statutory amendments. 
                    <E T="03">See, e.g.,</E>
                     42 U.S.C. 4336a(a), (b). No changes have been made to this section relative to the version released with the IFR in July 2025.
                </P>
                <HD SOURCE="HD3">26. Section 3.10—Proposals for Regulations</HD>
                <P>Section 3.10 directs bureaus to consider whether documents prepared in the course of rulemaking also may be used to satisfy NEPA with respect to that rulemaking and to rely on such documents when they are able. No changes have been made to this section relative to the version released with the IFR in July 2025.</P>
                <HD SOURCE="HD3">27. Section 3.11—Unique Identification Numbers</HD>
                <P>Section 3.11 addresses the practical concern of establishing a system by which relevant information and documents can be tracked in conjunction with one another. The requirement to coordinate use of identification numbers with CEQ is intended to support cross-agency coordination across multiple Federal agencies and navigation by the public of documents that support decisions made.</P>
                <HD SOURCE="HD3">28. Section 3.12—Emergencies</HD>
                <P>
                    DOI elected to retain the provisions addressing NEPA compliance as related to emergencies in its NEPA regulations at 43 CFR 46.150; therefore, this section now consists primarily of cross-references to those provisions. 
                    <E T="03">See</E>
                     Section II.B.1, 
                    <E T="03">supra,</E>
                     for discussion of the relevant regulation.
                </P>
                <HD SOURCE="HD3">29. Section 4.1—Decision Documents</HD>
                <P>Section 4.1 provides direction to bureaus as to how and when to document and make public their decisions, in particular how the mode of complying with NEPA affects Department expectations and requirements for how decisions are documented. The section reiterates the bureaus' discretion to select any one or a blend of the alternatives considered in the course of the NEPA process. DOI has revised this section from the version released with the IFR in July 2025 to better clarify when a decision should be documented and when a decision should be published.</P>
                <HD SOURCE="HD3">30. Section 4.2—Filing Requirements</HD>
                <P>Section 4.2 provides guidance for filing environmental impact statements with the Environmental Protection Agency for publication and notification of availability. No changes, beyond one edit for clarity, have been made to this section relative to the version released with the IFR in July 2025.</P>
                <HD SOURCE="HD3">31. Section 5.1—Procedures for Applicant-Prepared Environmental Impact Statements and Environmental Assessments</HD>
                <P>
                    Because procedures for applicant-prepared environmental documents are retained in regulation, this section of the Handbook consists only of a cross-reference. 
                    <E T="03">See</E>
                     Section II.B.3, 
                    <E T="03">supra,</E>
                     for discussion of the relevant regulation.
                </P>
                <HD SOURCE="HD3">32. Section 5.2—Using a Bureau-Directed Contractor To Prepare Environmental Documents</HD>
                <P>
                    Because procedures for preparation of environmental documents by a bureau-directed contractor are retained in regulation, this section of the Handbook consists only of a cross-reference. 
                    <E T="03">See</E>
                     Section II.B.3, 
                    <E T="03">supra,</E>
                     for discussion of the relevant regulation.
                </P>
                <HD SOURCE="HD3">33. Section 6.1—Definitions</HD>
                <P>
                    Section 6.1 defines the terms of art used throughout the Handbook. DOI has added definitions of the terms 
                    <E T="03">design features</E>
                     and 
                    <E T="03">environmental document</E>
                     to the definitions section since the Handbook was first published in July 2025 alongside the IFR. Other definitions have been revised for clarity in this updated version of the Handbook.
                </P>
                <HD SOURCE="HD3">34. Section 7.1—Severability</HD>
                <P>Section 7.1 consists of a statement of severability in the event one or more of the DOI NEPA procedures contained in the Handbook are found to be invalid.</P>
                <HD SOURCE="HD1">III. Comments</HD>
                <P>DOI received approximately 6,601 written submissions in response to the interim final rule. The overwhelming majority of comments (approximately 6,122) were in the form of two different letters that were identical or very similar in form and content. From among the 6,601 comments, DOI received approximately 458 unique public comments, including from non-governmental organizations, State agencies, local and regional governments, Tribes, industry groups, members of the U.S. House of Representatives, and members of the public.</P>
                <P>
                    DOI is providing summaries of and responses to those unique and substantive comments it received on the IFR in the following section of this final rule. The DOI received comments expressing general support for the IFR and comments expressing opposition to the IFR. None of the comments changed DOI's conclusion that it is appropriate to partially rescind and otherwise revise the previous regulations, though DOI made minor edits to those regulations upon further review. In addition, DOI made various edits to the 
                    <E T="03">Department of the Interior Handbook: National Environmental Policy Act Implementing Procedures</E>
                     (hereinafter, DOI NEPA Handbook) to correct or clarify procedural issues, or address internal or external comments. Responses to comments on the DOI NEPA Handbook are not addressed specifically in this section as revision and publication of 
                    <PRTPAGE P="8747"/>
                    the DOI NEPA Handbook is not part of the rulemaking. However, DOI considered comments on the DOI NEPA Handbook when making revisions to that document, which is being reissued concurrently with this final rule, and as appropriate provides responses in the interest of clarity and ensuring public understanding of DOI's rationales. Further, the section-by-section discussion the DOI NEPA Handbook herein addresses, with particular focus, how concepts previously addressed in 43 CFR part 46 now appear in the DOI NEPA Handbook. For example, defined terms used in this rule are found in the DOI NEPA Handbook, Section 6.1 Definitions and, in several instances, are consistent with how they appeared in 43 CFR part 46, often, with more helpful detail. 
                    <E T="03">See, e.g.,</E>
                     43 CFR 46.30 (definitions of “Proposed Action” and “Responsible Official”; rescinded).
                </P>
                <HD SOURCE="HD2">A. General Comments on the IFR</HD>
                <P>
                    <E T="03">Comment:</E>
                     Several commenters expressed support for the IFR. Letters of support commended the Department for updating its NEPA procedures to be consistent with E.O. 14154, aligning the NEPA implementing procedures with the FRA and the Supreme Court's decision in 
                    <E T="03">Seven County Infrastructure Coalition,</E>
                     and simplifying permitting procedures and the NEPA process.
                </P>
                <P>
                    <E T="03">Response:</E>
                     DOI acknowledges these supportive comments.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     Many commenters expressed opposition to the IFR. Letters of opposition urged the Department to reverse course.
                </P>
                <P>
                    <E T="03">Response:</E>
                     DOI acknowledges these opposing comments.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     One commenter expressed support for the new DOI NEPA Procedures and stated that it is imperative that DOI leadership ensure that bureaus implement these procedures and adapt their practices to conform to them.
                </P>
                <P>
                    <E T="03">Response:</E>
                     The DOI NEPA procedures are part of a coordinated effort to reduce the burdens associated with NEPA compliance across the Federal Government and ensure that DOI bureaus comply with NEPA and DOI NEPA regulations. DOI acknowledges that additional guidance or training may be necessary to appropriately implement these revised DOI NEPA procedures.
                </P>
                <HD SOURCE="HD2">B. Comments Regarding the Rulemaking Process</HD>
                <P>
                    <E T="03">Comment:</E>
                     Several commenters requested that DOI extend the comment period for the IFR.
                </P>
                <P>
                    <E T="03">Response:</E>
                     DOI determined that 30 days was adequate because the scope of the IFR was limited to partial removal and minimal additions or revisions to the DOI regulations. While DOI made a greater number of revisions to the procedural provisions related to compliance with NEPA now present in the DOI NEPA Handbook, these changes, which are not part of this rulemaking, largely aligned DOI procedures with recent amendments to NEPA or developments in case law, such as the renewed focus in 
                    <E T="03">Seven County Infrastructure Coalition</E>
                     on limiting the scope of analysis to the reasonably foreseeable environmental effects of the agency's proposed action and reasonable alternatives. Moreover, DOI received more than 6,600 comments on its IFR, and the volume and substantive content of the comments indicates that the public had an adequate opportunity to comment.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     Several commenters requested that the IFR be published as a proposed rule with a period for public comment prior to the IFR's effective date.
                </P>
                <P>
                    <E T="03">Response:</E>
                     The Administrative Procedure Act (APA) authorizes agencies to issue regulations without notice and public comment when the rule is an “interpretative rule[ ], general statement[ ] of policy, or rule[ ] of agency . . . procedure[ ] or practice,” 5 U.S.C. 553(b)(A), or when an agency finds, for good cause, that notice and comment is “impracticable, unnecessary, or contrary to the public interest,” 
                    <E T="03">id.</E>
                     553(b)(B). The APA did not require DOI to publish a notice of proposed rulemaking and consider public comments before the effective date of the rule because three separate exceptions to the APA's general requirement apply here: (1) the legacy DOI NEPA regulations were procedural only and did not dictate or preclude any DOI actions; rather, the legacy DOI NEPA regulations prescribed 
                    <E T="03">processes</E>
                     for DOI and its bureaus to follow when complying with NEPA; (2) the legacy DOI NEPA regulations merely provided an interpretation of a statute rather than making discretionary policy choices establishing enforceable rights or obligations for regulated parties; and (3) good cause exists to forgo notice-and-comment procedures and put the rule into immediate effect because public comment on the rule was and is unnecessary and impracticable. The legacy DOI NEPA regulations were expressly promulgated to supplement CEQ's NEPA regulations; following the vacatur and rescission of CEQ's NEPA regulations, DOI was left with vestigial NEPA regulations that “supplemented” a CEQ regulatory regime that no longer existed. 5 U.S.C. 553 (b)(A)-(B).
                </P>
                <HD SOURCE="HD2">C. Comments on the IFR Process</HD>
                <P>
                    <E T="03">Comment:</E>
                     Several commenters disagreed that DOI had good cause to waive the APA notice-and-comment requirements imposed by 5 U.S.C. 553(b). These commenters stated that DOI's IFR did not establish that notice and an opportunity to comment were unnecessary, impracticable, or contrary to the public interest. These commenters asserted that, rather than reducing confusion and supporting public interest, the IFR creates more confusion about how DOI will undertake its NEPA reviews. In addition, several commenters disagreed with DOI's conclusion that its rule to partially remove and revise its NEPA implementing regulations is an interpretative rule or, in the alternative, a rule of agency procedure that does not, in either case, require notice and comment.
                </P>
                <P>
                    <E T="03">Response:</E>
                     DOI proceeded via IFR in response to E.O. 14154, which, among other things, revoked E.O. 11991, the E.O. in which President Carter had delegated authority to CEQ to promulgate regulations implementing NEPA and binding agencies in their implementation of NEPA; DOI's NEPA implementing regulations supplemented those CEQ regulations. Without E.O. 11991 and its Presidential delegation of authority, CEQ was obligated to rescind its NEPA implementing regulations and thus it was imperative for DOI to address supplementary regulations that were no longer consistent with CEQ direction. The APA did not require the Department to publish a notice of proposed rulemaking and consider public comments before the effective date of the rule because three separate exceptions to that requirement apply: (1) the legacy DOI NEPA regulations were procedural only and did not dictate or preclude any DOI actions; rather, the legacy DOI NEPA regulations prescribed 
                    <E T="03">processes</E>
                     for the Department and its bureaus to follow when complying with NEPA; (2) the legacy DOI NEPA regulations merely provided an interpretation of a statute rather than making discretionary policy choices establishing enforceable rights or obligations for regulated parties; and (3) good cause exists to forgo notice-and-comment procedures and put the rule into immediate effect because the legacy DOI NEPA regulations were expressly promulgated to supplement CEQ's NEPA regulations; following the vacatur and rescission of CEQ's NEPA regulations, the Department was left with vestigial NEPA regulations that “supplemented” a CEQ regulatory 
                    <PRTPAGE P="8748"/>
                    regime that no longer existed. 5 U.S.C. 553 (b)(A)-(B).
                </P>
                <P>
                    Moreover, DOI's IFR contained all the elements of a notice of proposed rulemaking as required by the APA. 5 U.S.C. 553(b); 
                    <E T="03">see also Little Sisters of the Poor Saints Peter &amp; Paul Home</E>
                     v. 
                    <E T="03">Pennsylvania,</E>
                     591 U.S. 657 (2020). DOI explained its position with sufficient detail to put the public on notice that it was partially rescinding and otherwise revising its NEPA implementing regulations and provided its rationale along with an opportunity to comment. The public understood the action DOI was taking and took advantage of the opportunity to comment; DOI received more than 6,600 comments on its IFR. Thus, while DOI maintains for the reasons noted above that its IFR is subject to the exceptions set forth in 5 U.S.C. 553(b), this final rule represents the culmination of a process functionally equivalent to a traditional notice-and-comment rulemaking regardless of the initial procedural basis for the IFR.
                </P>
                <P>DOI is issuing this final rule to respond to comments on the IFR and explain that it is reaffirming its decision to partially remove and otherwise revise its NEPA implementing regulations, subject to the additional revisions made by this final rule. This final rule therefore supersedes the IFR. The public had the opportunity to comment prior to issuance of this final rule, thereby rendering comments objecting to the IFR process moot.</P>
                <P>
                    <E T="03">Comment:</E>
                     Some Tribes and organizations representing Tribal interests requested formal government-to-government consultation regarding the IFR before it took effect. Commenters noted that there was no communication or notification of the IFR before publication. Some commenters disagreed with DOI's statement that the IFR does not require consultation with Tribal governments. Some commenters stated that the IFR incorrectly states that it is not a regulatory policy with Tribal implications. Several commenters note that the Federal Government has a duty to consult with Tribal Nations on Federal actions that may have Tribal implications, as expressed in E.O. 13175.
                </P>
                <P>
                    <E T="03">Response:</E>
                     Changes to Federal agency NEPA compliance procedures do not implicate Tribal interests that would be the subject of government-to-government consultation but pertain only to internal procedures for agencies to comply with NEPA, including their analysis of environmental impacts. The way in which agencies conduct analysis of the environmental impacts of proposed actions is independent of the way agencies engage in government-to-government consultation about proposed actions of interest to Tribes, and independent of the way agencies must comply with other laws and policies. Members of Tribes may always provide input into agency decision-making. Pursuant to E.O. 13175, 
                    <E T="03">Consultation and Coordination with Indian Tribal Governments</E>
                     (Nov. 6, 2000), agencies must consult with Tribes before promulgating regulations with Tribal implications in certain instances, none of which are triggered here. Although DOI is not conducting government-to-government consultation, it has considered the input from Tribal governments and organizations representing Tribal interests provided during the public comment period on the IFR, as reflected in this rulemaking. Neither the IFR nor this rulemaking alters DOI's duties towards Tribes.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     Several commenters stated that the IFR is not supported by adequate reasoning, particularly given the magnitude of change in DOI NEPA implementing procedures, and that E.O. 14154 does not justify the move from codified regulations to a handbook.
                </P>
                <P>
                    <E T="03">Response:</E>
                     DOI explained that it revised its NEPA procedures to adjust for the fact that CEQ regulations no longer exist, conform these procedures to the 2023 statutory amendments, respond to President Trump's direction in E.O. 14154, and address the difficulties associated with the NEPA process and NEPA litigation identified by the Supreme Court in 
                    <E T="03">Seven County Infrastructure Coalition.</E>
                </P>
                <P>
                    DOI also provided more detailed explanation as to how the handful of provisions that will remain in regulation would operate, including by explaining the reasons to retain those provisions in regulation and for the targeted changes made to those provisions and how those changes are intended to be implemented. DOI is not required to provide the same kind of detail on the establishment of its internal guidance (
                    <E T="03">i.e.,</E>
                     the DOI NEPA Handbook), where the balance of its NEPA procedures now reside, but the agency nevertheless provided discussion of the DOI NEPA Handbook, and made it available for public comment along with the IFR. Further, the section-by-section discussion of the DOI NEPA Handbook herein addresses, with particular focus, how concepts that originally appeared in 43 CFR part 46 are now addressed in the DOI NEPA Handbook. And as DOI explained, it moved its procedures back to Departmental policy—where it appeared for decades prior to 2008—for the benefit of greater flexibility that it provides at this time given that NEPA is rapidly evolving as reflected in statutory amendments over the last several years.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     Several commenters requested that the Department recodify its NEPA regulations instead of providing guidance in the form of a handbook because the latter lacks the enforceability and consistency associated with codified regulations.
                </P>
                <P>
                    <E T="03">Response:</E>
                     In response to both E.O. 14192, which requires reducing regulation, and E.O. 14154, which resulted in CEQ rescinding its NEPA regulations (40 CFR parts 1500 -1508), the Department reduced its NEPA regulations and consolidated DOI's NEPA procedures in the DOI NEPA Handbook. Those changes reflect DOI's reasoned judgment as to how best to provide for the implementation of NEPA, including in light of recent amendments to and judicial interpretations of NEPA as a “purely procedural statute.” Further, as noted above, this return of the DOI NEPA procedures from primarily in regulations to primarily in Departmental policy—where it appeared for decades prior to 2008—supports the Departmental goals of flexibility in a changing legal landscape.
                </P>
                <HD SOURCE="HD2">D. Comments on the Consequences of the IFR</HD>
                <P>
                    <E T="03">Comment:</E>
                     Some commenters stated that the new DOI NEPA procedures will result in increased litigation and delays. Some comments warned that the IFR could lead to regulatory questions because there are no codified procedures and project sponsors may face conflicting standards due to a combination of regulatory decentralization, legal shifts, and procedural ambiguity in the DOI NEPA procedures. These commenters further assert that the new DOI NEPA procedures will result in deficient records that may need to be supplemented in litigation or as part of later site-specific actions.
                </P>
                <P>
                    <E T="03">Response:</E>
                     Though these asserted harms are speculative, DOI did consider previous litigation and judicial precedents in revising the DOI NEPA procedures, most particularly in moving many of these procedural provisions from regulation back to Departmental policy documents. Procedural rules have always been subject to change without notice and comment. And even if (and to the extent that) DOI's NEPA regulations are deemed to be interpretive rather than procedural, notice-and-comment procedures are not required for interpretive rulemaking, regardless of whether they were 
                    <PRTPAGE P="8749"/>
                    originally promulgated with notice and comment. 
                    <E T="03">See</E>
                     5 U.S.C. 553(b)(A); 
                    <E T="03">Perez</E>
                     v. 
                    <E T="03">Mortgage Bankers Ass'n,</E>
                     575 U.S. 92 (2015). DOI provided notice of the DOI NEPA procedure revisions, and the announcement of the IFR explicitly allows for previously initiated NEPA reviews to proceed under the previous NEPA procedures as expressed in the 2008 DOI NEPA regulations when appropriate. Additionally, DOI disagrees with commenters' assertions that the flexibilities and efficiencies secured in the new DOI procedures will detract from DOI's ability to assemble sufficient administrative records or otherwise exacerbate litigation risk. The basis for DOI's new procedures is the statute as amended, the implementation of President Trump's policy direction in E.O. 14154 section 5 as consistent with applicable law, and the Supreme Court's recent, landmark 
                    <E T="03">Seven County</E>
                     opinion. DOI is confident that NEPA implementing procedures shaped under the guidance of these three pillars will produce legally durable NEPA analyses that are sound as a matter of policy.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     Several commenters raised concerns that the changes to the DOI NEPA procedures would potentially cause conflict with State laws, including third-party compliance with State environmental review requirements. One commenter stated the revised DOI NEPA procedures result in an increased burden on States to evaluate impacts of Federal actions.
                </P>
                <P>
                    <E T="03">Response:</E>
                     With respect to State interests in maintaining DOI's NEPA implementing procedures in regulation, the removal and revisions do not change the statutory mandate for agencies to ensure a coordinated environmental review process with the States. 
                    <E T="03">See</E>
                     42 U.S.C. 4332(2)(C), 4332(2)(G), 4332(2)(J), 4334, and 4336a. State obligations and authorities related to the evaluation of Federal actions are unchanged by the revision of the DOI NEPA procedures—much less by their return from a regulatory to a Departmental policy format.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     Several commenters noted differences between DOI's NEPA procedures and those of other Federal agencies that issued NEPA procedures concurrently and requested more consistency or expressed preferences regarding aspects of the NEPA procedures. Some of the preferences noted included maintaining previous DOI NEPA procedure regulatory text or revising remaining DOI NEPA procedure regulatory text or guidance. For example, several commenters suggested that DOI adopt NEPA procedures used by other agencies, such as the U.S. Department of Agriculture extraordinary circumstances review protocol for reliance on categorical exclusions.
                </P>
                <P>
                    <E T="03">Response:</E>
                     DOI carefully considered revisions to its NEPA procedures based on the experience of its bureaus and believes the changes, with the edits made in this final rule and the revisions to the DOI NEPA Handbook, provide for both consistency and increased effectiveness in DOI decision-making for its mission and programs. CEQ, including through the working group created by E.O. 14154, is coordinating the revision of Federal agency-level implementing procedures for consistency. This is in keeping with Congress's direction that agencies consult with CEQ when developing their procedures for implementing NEPA, 
                    <E T="03">see</E>
                     42 U.S.C. 4332(2)(B).
                </P>
                <P>
                    <E T="03">Comment:</E>
                     Several commenters stated that DOI failed to provide a reasoned explanation for the decision to largely rescind its NEPA regulations in favor of establishing the DOI NEPA Handbook.
                </P>
                <P>
                    <E T="03">Response:</E>
                     As explained in the IFR and this final rule, NEPA “is a purely procedural statute” that covers internal processes, 
                    <E T="03">Seven County Infrastructure Coalition,</E>
                     605 U.S. at 173, and DOI's implementation of that procedural statute need not be in regulation. And, as explained above, DOI's legacy regulations were procedural only—those regulations merely described processes for DOI and its bureaus to follow when complying with NEPA. Many Federal agencies do not have NEPA procedures in regulation, just as DOI did not have its NEPA procedures in regulation before 2008, and agencies have discretion to determine the form of their NEPA procedures for effective NEPA implementation. DOI finds the benefit of greater flexibility that guidance provides appropriate at this time given that NEPA is rapidly evolving as reflected in statutory amendments over the last several years.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     Several commenters asserted that DOI failed to adequately explain its departure from CEQ's rescinded regulations and policy positions. These comments suggest that DOI is required to acknowledge CEQ's earlier positions, identify with specificity where DOI's regulations and NEPA Handbook differ from them, and justify those differences in light of CEQ's prior interpretations of NEPA or retain CEQ's regulations.
                </P>
                <P>
                    <E T="03">Response:</E>
                     As explained in greater detail above, DOI acknowledges that CEQ's regulations previously provided a framework for NEPA compliance and informed agency practices. However, as CEQ explained in its final rule affirming the removal of its regulations, CEQ lacks independent statutory authority to maintain NEPA implementing regulations that bind agencies in the absence of an executive order delegating rulemaking authority to CEQ. 91 FR at 622-23; 
                    <E T="03">see also</E>
                     Executive Order 14154, 
                    <E T="03">Unleashing American Energy,</E>
                     90 FR 8,353. Accordingly, agencies may now exercise discretion to adopt procedures consistent with NEPA and executive policies. Indeed, as DOI explained in its IFR, because DOI's prior NEPA implementing procedures were expressly designed as a supplement to CEQ's rescinded regulations, CEQ's recission necessitated that DOI adopt new procedures designed to independently implement NEPA.
                </P>
                <P>While some commenters evaluated DOI's NEPA implementing procedures against CEQ's prior regulations, DOI does not consider the adoption of its new procedures to be a departure from DOI's own prior policy simply because CEQ may in the past have expressed a different view on a given point of NEPA implementation. DOI's primary foundation for the updates to its NEPA procedures, as explained above, is the statute and Supreme Court precedent. Instead of seeking to carry forward or build upon CEQ's repealed procedures, DOI focused on developing NEPA procedures to meet the statutory requirements found in 42 U.S.C. 4321-4347. DOI disagrees that it must retain elements of the former CEQ regulations simply because CEQ in its rescinded regulatory regime included those elements and provided some rationale for so doing. CEQ's regulations no longer govern agency compliance, and the relevant question is whether DOI's procedures satisfy NEPA's requirements. As explained in this rulemaking, DOI has determined, after consultation with CEQ and consideration of comments received, that procedures adopted here as final satisfy NEPA's requirements and DOI's other statutory responsibilities. DOI's updated NEPA procedures appropriately account for DOI's specific authorities and activities, the environmental effects it typically encounters, and the need for timely and efficient decision-making, as well as for significant changes in law since DOI established its prior regulations. Nevertheless, where relevant and appropriate, this preamble to the final rule addresses aspects of DOI's NEPA procedures that follow or depart from aspects of CEQ's prior approach.</P>
                <P>
                    <E T="03">Comment:</E>
                     Some comments noted that DOI did not explain how its approach to implementing NEPA compared to approaches adopted by other agencies. For example, commenters raised issue 
                    <PRTPAGE P="8750"/>
                    with DOI using a non-codified handbook to implement NEPA, where differently some agencies codified some or all of their NEPA implementing regulations.
                </P>
                <P>
                    <E T="03">Response:</E>
                     DOI recognizes that its approach to implementing NEPA may differ from other agencies' approaches to implementing NEPA. Through issuance of this final rulemaking and NEPA Handbook, DOI has determined the best position for DOI to establish NEPA implementing procedures that fit its programs and authorities. Following the removal of CEQ's NEPA regulations, DOI has flexibility to determine agency-specific NEPA procedures to modernize, simplify, and accelerate NEPA reviews and support responsible development.
                </P>
                <P>
                    Furthermore, DOI notes that NEPA requires agencies to consult with CEQ when developing agency NEPA procedures. 
                    <E T="03">See</E>
                     42 U.S.C. 4332(2)(B). NEPA does not require agencies to coordinate with one another to ensure identicality between their respective NEPA procedures, let alone between the means by which each agency issues those procedures. Agencies' statutory authorities and subject-matter expertise differ greatly, and variance on these matters is to be expected. Indeed, agencies' NEPA procedures were not homogenous or identical during the era in which CEQ maintained overarching implementing regulations, and there is no requirement or reasonable expectation that they should be so once those CEQ regulations have been vacated and rescinded.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     Some commenters, citing a 2025 CEQ report from the previous administration, take the position that the data do not support the need to implement measures to shorten timelines for the completion of environmental assessments and environmental impact statements. At least one commenter claims that trends towards longer timelines had been reversed by the policies of the previous administration.
                </P>
                <P>
                    <E T="03">Response:</E>
                     DOI has concluded that further measures are necessary to meet the statutory requirements of NEPA and the policies set forth in E.O. 14154. As part of the FRA, Congress amended NEPA to add mandatory deadlines and related procedural reforms for the development of environmental assessments and environmental impact statements. 42 U.S.C. 4336a(g). Specifically, Congress identified certain triggering events and directed agencies to complete environmental assessments and environmental impact statements within one and two years, respectively, of those events. 
                    <E T="03">Id.</E>
                     To enforce these deadlines, Congress provided project sponsors with a cause of action to seek judicial review of an agency's failure to act by the deadline. 
                    <E T="03">Id.</E>
                     4336a(g)(3).
                </P>
                <P>
                    The 2025 CEQ report on which commenters rely compared median timelines for environmental impact statements completed from 2013 to 2016 (3.5 years), 2017 to 2020 (3.1 years) and 2021 to 2024 (2.4 years). CEQ, 
                    <E T="03">Environmental Impact Statement Timelines (2010-2024),</E>
                     at 4 (Jan. 13, 2025). Though CEQ noted the general downward trend in the amount of time taken to prepare environmental impact statements, it did not evaluate how fewer statements being completed over the periods it analyzed may have contributed to this trend: 2013 to 2016 (621 statements); 2017 to 2020 (436 statements); and 2021 and 2024 (232 statements). For example, CEQ did not assess whether the decline from a median of 3.1 years (2017-2020) to 2.4 years (2021-2024), a 22.6 percent decrease, could be attributed to a 46.8 percent decline in total statements completed. Similarly, CEQ did not assess whether Federal resources available for completing environmental reviews changed over these periods. CEQ also declined to analyze average timelines over these same periods, relegating those averages from 2010 to 2024 to a simple chart. But the report's accompanying spreadsheet estimates that environmental impact statements were completed in 4.1 years on average from 2010 to 2024.
                </P>
                <P>
                    Even assuming CEQ's characterizations were accurate, the report states that environmental impact statements were not completed within the statutorily required two-year period when measured by the median of completed statements. CEQ's data shows that agencies, without more fundamental reform, would not achieve compliance with the statute as amended. Commenters have not provided a basis for DOI to alter its view that the reforms in the IFR as finalized in this final rule are an appropriate means to accomplish compliance with NEPA and the policies of the United States. Regardless, DOI concludes that CEQ's 2025 report is flawed. An equally plausible explanation for its data is the large reduction in output, 
                    <E T="03">i.e.,</E>
                     fewer environmental impact statements. DOI notes that the Inflation Reduction Act also provided hundreds of millions of dollars above baseline Federal spending for expediting and improving environmental reviews during the 2021 to 2024 period. Public Law 117-169. DOI cannot rely on CEQ's prior conclusions about the reasons for the downward trend in time needed to complete environmental impact statements when alternative explanations for those conclusions were plainly ignored.
                    <SU>1</SU>
                    <FTREF/>
                     Moreover, DOI cannot rely on CEQ's report where the fundamental conditions are reversed. This administration's policies are designed to increase output and demand energetic, efficient responses to a declared energy emergency, 
                    <E T="03">see</E>
                     E.O. 14156, 
                    <E T="03">Declaring a National Energy Emergency,</E>
                     90 Fed Reg. 8,433 (Jan. 29, 2025); 
                    <E T="03">see also Continuation of the National Emergency With Respect to Energy,</E>
                     91 FR 1,667 (Jan. 14, 2026), and related Executive Orders. 
                    <E T="03">See, e.g.,</E>
                     E.O. 14154, 
                    <E T="03">Unleashing American Energy,</E>
                     90 FR 8,353.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         DOI acknowledges that it relies in part on the 2025 CEQ report in the regulatory impact analysis (RIA) accompanying this action. DOI did so because that study is a recent attempt to provide EIS timeline data, and it specifically includes data on EISs issued by DOI bureaus. While DOI has employed the study for purposes of RIA analysis in this regard, we explain here in this final rule why the study does not bear the weight commenters place on it as a matter of policy.
                    </P>
                </FTNT>
                <HD SOURCE="HD2">E. Comments on DOI-Specific NEPA Procedures</HD>
                <P>
                    <E T="03">Comment:</E>
                     Some commenters expressed concerns and proposed edits or text changes to the DOI NEPA procedures to provide clarity or address their specific concerns.
                </P>
                <P>
                    <E T="03">Response:</E>
                     DOI has considered comments and, in some cases, where DOI agrees with the commenter, has made edits to either the regulatory text in the final rule or to the DOI NEPA Handbook. Regulatory text changes in the final rule are non-substantive changes from the IFR and described in Section II above. Text changes to the DOI NEPA Handbook that is reissued concurrently with the final rule reflect both substantive and editorial revisions to address corrections or provide clarity.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     Many commenters expressed concerns about removing NEPA procedures from regulation, which often include notice-and-comment rulemaking, and one commenter “cautions against moving entirely to guidance documents rather than notice-and-comment rulemaking.”
                </P>
                <P>
                    <E T="03">Response:</E>
                     From soon after the enactment of NEPA in 1970 through 2008, the DOI NEPA procedures appeared solely in guidance. This procedural guidance was subject to notice-and-comment requirements only by virtue of CEQ regulations that have now been rescinded. 
                    <E T="03">See</E>
                     43 Fed Reg. 55,978, 56,003 (Nov. 29, 1978) (promulgation of CEQ's NEPA implementing regulations, directing agencies to publish their proposed procedures for comment); 91 FR 618 (Jan. 8, 2026) (final rule adopting 
                    <PRTPAGE P="8751"/>
                    interim final rule rescinding CEQ's NEPA implementing regulations). 
                    <E T="03">Contrast</E>
                     42 U.S.C. 102(2)(B) (Congressional direction to agencies to “develop methods and procedures” in consultation with CEQ to implement NEPA, with no notice-and-comment requirement). As the procedural guidance is binding only on the DOI bureaus themselves, it is guidance that does not need to be in regulation or be subject to notice-and-comment requirements for rulemakings under the APA. And as explained above, DOI finds the benefit of greater flexibility that guidance provides appropriate at this time given that NEPA is rapidly evolving as reflected in statutory amendments over the last several years.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     Many commenters expressed concerns that all cooperating agency provisions were removed from regulation, stating that durability and consistency is provided when these provisions are codified in regulation. One commenter stated, “[NEPA] reflect[s] a deliberate congressional commitment to cooperative federalism. The IFR[ ] should be revised to reflect the full breadth of this mandate by reinstating clearly defined, enforceable provisions for engaging cooperating agencies . . . .”
                </P>
                <P>
                    <E T="03">Response:</E>
                     In response to these and other comments, and to better implement the statutory requirement for lead agencies to coordinate with them, 42 U.S.C. 4336a(a) and (b), DOI has reinserted modified regulations for the designation of lead agencies and the selection of cooperating agencies at 43 CFR 46.220 and 46.225, respectively. Because DOI recognizes the unique and special role that cooperating agencies, as representatives of sovereign governments, have in the Federal NEPA process, and because Congress has specifically provided a mechanism in statute for these government agencies to participate under appropriate circumstances in the cooperating agency process, DOI has elected to transfer the procedures governing that process from the DOI NEPA Handbook to the Code of Federal Regulations.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     One commenter proposed edits to the DOI NEPA Handbook that would require all eligible governmental entities be approved as cooperating agencies and would eliminate the bureaus' discretion to deny requests by eligible agencies for cooperating agency status.
                </P>
                <P>
                    <E T="03">Response:</E>
                     DOI is declining to restrict the discretion to consider whether to approve requests for cooperating agency status granted to lead agencies by NEPA in section 107(a)(3)(B), 42 U.S.C. 4336a(a)(3)(B). Such requests cannot be arbitrarily denied under the DOI NEPA procedures. 
                    <E T="03">See</E>
                     43 CFR 46.225(c).
                </P>
                <P>
                    <E T="03">Comment:</E>
                     Commenters raised concerns regarding public participation in NEPA processes and that the revised DOI NEPA procedures alter the long-standing, but now-abrogated, opportunities for public participation, for example by not requiring public comment with the issuance of a draft environmental impact statement, and that in light of the benefits to the agency from public comment periods and other forms of public participation, the reasoning to support that change was inadequate and arbitrary. Additionally, some commenters asserted that DOI has not sufficiently explained why it is not practicable for its NEPA procedures to impose across-the-board requirements that DOI solicit comment beyond those stages in the NEPA process that Congress has mandated.
                </P>
                <P>
                    <E T="03">Response:</E>
                     The updates to DOI's NEPA public participation procedures, including in the final rule, mirror what NEPA requires. As discussed above, in the past, CEQ's NEPA regulations substantially guided and informed the content of DOI's NEPA procedures. CEQ's NEPA regulations, in all their iterations dating back to 1978, included procedural requirements that exceed those required by the statute. With respect to public participation in particular, CEQ's regulations historically included comment periods that the statute does not compel. For example, CEQ's 1978 regulations directed agencies to prepare environmental impact statements “in two stages,” 40 CFR 1502.9 (1978), which included circulation of a draft environmental impact statement for public review and comment. 40 CFR 1503.1(a)(4) (1978).
                </P>
                <P>
                    CEQ's NEPA regulations have now been rescinded by CEQ, 
                    <E T="03">Removal of National Environmental Policy Act Implementation Regulations,</E>
                     91 FR 618 (Jan. 8, 2026). In response, DOI developed its own updated NEPA regulations and other NEPA procedures, implementing the President's direction in E.O. 14154, 
                    <E T="03">Unleashing American Energy,</E>
                     90 FR 8353, and E.O. 14192, 
                    <E T="03">Unleashing Prosperity Through Deregulation,</E>
                     90 FR 9065 (Feb. 6, 2025), to ensure that regulatory requirements are grounded in applicable law and to alleviate any unnecessary regulatory burdens. In doing so, DOI considered the appropriate scope of its public participation processes, including whether to define these processes in regulation or by guidance. Having elected to proceed by guidance to allow for greater flexibility to engage in the appropriate mode and extent of public participation on a case-by-case basis, DOI designed the DOI NEPA Handbook that replaces the repealed regulations to reflect the statute's requirements.
                </P>
                <P>
                    NEPA, as amended by the Fiscal Responsibility Act of 2023, requires agencies to take public comment in only one specific circumstance: when agencies issue a notice of intent to prepare an environmental impact statement. 
                    <E T="03">See</E>
                     42 U.S.C. 4336a(c). This requirement is fully incorporated into DOI's updated NEPA procedures, which provide, for example, that when a bureau intends to prepare an environmental impact statement, the bureau must publish a notice of intent to prepare an environmental impact statement in the 
                    <E T="04">Federal Register</E>
                    . DOI NEPA Handbook 1.8(b). Consistent with the statute, the DOI procedures specify that a notice of intent to prepare an environmental impact statement shall include “a request for public comment on alternatives or effects and on relevant information, studies, or analyses with respect to the proposed agency action.” DOI NEPA Handbook 1.8(b)(1).
                </P>
                <P>
                    In developing its regulations and NEPA Handbook, DOI elected not to create new and additional public participation requirements that are not grounded in applicable law and which would result in unnecessary regulatory burdens. DOI was also mindful that NEPA, as amended by the Fiscal Responsibility Act, now includes statutory deadlines that agencies must meet. 
                    <E T="03">See</E>
                     42 U.S.C. 4336a(g)(1) (establishing a two-year deadline to prepare environmental impact statements and a one-year deadline to prepare environmental assessments). Mandating a comment period for all environmental impact statements and environmental assessments would not only go beyond statutory requirements but could be in tension with DOI's statutory obligation to meet these deadlines.
                </P>
                <P>
                    Though it need not have done so, DOI has established in its NEPA procedures that when a DOI bureau intends to prepare an environmental impact statement, the bureau must publish a 
                    <E T="04">Federal Register</E>
                     notice of such intent. DOI NEPA Handbook 1.8(b). And while a bureau intending to prepare an environmental assessment may publish a notice of intent to prepare an environmental assessment, it need not do so. DOI NEPA Handbook 1.8(b). In this respect, the DOI NEPA Procedures are consistent with long-standing flexibility regarding whether and how an agency involves the public when preparing an environmental assessment, as expressed in both the 1978 CEQ regulations and the 2008 DOI NEPA 
                    <PRTPAGE P="8752"/>
                    regulations. 
                    <E T="03">See</E>
                     40 CFR 1506.6(a) (requiring only “diligent efforts”; rescinded); 43 CFR 46.305 (requiring bureaus to provide for public notification and public involvement when an environmental assessment is being prepared only “to the extent practicable”; rescinded). That is, pre-decisional public involvement when a bureau was preparing an environmental assessment was never guaranteed. While DOI has considered and agrees with comments describing how the agency decision-making process can be improved by public comments and other forms of public participation, Congress has not elected to make pre-decisional public involvement a requirement. Crucially, however, the fact that DOI's NEPA procedures no longer prescribe a particular public comment process or period over and above what NEPA requires—apart from the DOI decision to require bureaus to publish a notice of intent in the 
                    <E T="04">Federal Register</E>
                     that invites comment when intending to prepare an environmental impact statement—does not prevent DOI bureaus from exercising their discretion to solicit additional public comment when they determine that doing so would be appropriate or helpful. Indeed, since publication of the IFR and DOI NEPA Handbook, DOI bureaus have regularly sought public comment on draft or preliminary NEPA documents. They have voluntarily elected to do so in a variety of contexts, including inviting public comment on certain environmental assessments for forestry and timber actions, 
                    <E T="03">see, e.g.,</E>
                     the Outlaw Ridge Timber Management Project, DOI-BLM-ORWA-N010-2025-0011-EA (BLM Cascades Field Office, Oregon); fluid mineral development, 
                    <E T="03">see, e.g.,</E>
                     Hazel Inez Multi Well Project, DOI-BLM-NM-P020-2026-0287-EA (BLM Carlsbad Field Office, New Mexico); road maintenance, 
                    <E T="03">see, e.g.,</E>
                     Yellowstone National Park, North Entrance Road Reconstruction Project EA, PEPC 115825 (NPS January 2026); habitat conservation plans, 
                    <E T="03">see, e.g.,</E>
                     Environmental Assessment of a Proposed Habitat Conservation Plan and Incidental Take Permit for the Dunes Sagebrush Lizard (
                    <E T="03">Sceloporus arenicolus</E>
                    ) in New Mexico, FWS-R2-ES-2025-0053-0002 (FWS December 2025); and recreation and visitor services. 
                    <E T="03">See</E>
                     Grand Teton National Park, Reimagining the Taggart Lake Experience, PEPC 119939 (NPS August 2025); SR9 Campground Management, DOI-BLM-UT-C030-2025-0019-EA (BLM St. George Field Office, Utah). Finally, although it should go without saying, what NEPA may or may not require regarding public involvement does not change what other statutes might require; agencies must comply with the provisions of all statutes applicable to their actions.
                </P>
                <P>Additionally, DOI notes that commenters specifically cite section 2(b) of E.O. 11514, 35 FR 4247 (March 7, 1970), President Nixon's initial executive order regarding implementation of NEPA following the Act's original passage, in which President Nixon provided that agency NEPA implementing procedures “shall include, whenever appropriate, providing for public hearings.” In this regard, President Trump's E.O. 14154 at section 2(b) provides that it is the policy of the United States that agencies “provide opportunity for public comment.” DOI notes that this provision of 14154 is not specifically directed towards NEPA implementation, but rather is contained in the introductory policy section of the Executive Order, which addresses the national interest in affordable and reliable energy and natural resources. President Nixon's Executive Order, which is specifically directed towards NEPA implementation, also specifically provides that agency NEPA procedures shall provide public hearings “whenever appropriate” and “the fullest practicable” provision of public information.</P>
                <P>
                    DOI's view is that the NEPA implementing procedures it adopted via the summer 2025 IFR and Handbook, and this final rule and Handbook, constitute an appropriate execution of the policy direction in these two Executive Orders. Specifically: given both Congress's imposition of deadlines in the 2023 statutory amendments to NEPA and President Trump's specific direction with respect to permitting reform in E.O. 14154 section 5 that, consistent with applicable law, 
                    <E T="03">efficiency</E>
                     be prioritized over other policy values; and mindful that President Nixon's Executive Order both predated the 2023 statutory amendments and President Trump's Executive Order; and furthermore that President Nixon's Executive Order conditioned its references to public engagement with the qualifier that they be “practicable”; DOI's view is that its NEPA implementing procedures are consistent with these Executive Orders because they provide for public comment where Congress has directed all agencies to do so under NEPA, and, as explained elsewhere in this document, that DOI has and will continue to exercise its discretion to solicit additional public comment when it determines that doing so would be appropriate or helpful.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     Some commenters asserted that public participation is central to NEPA and that DOI is required to invite and respond to comments on draft environmental documents.
                </P>
                <P>
                    <E T="03">Response:</E>
                     DOI disagrees that NEPA requires it prepare draft environmental documents and solicit public comment on each one. Before the FRA amendments to NEPA, the statute contained no requirement to solicit public comment at any stage in the NEPA process. As discussed in Section I.A., 
                    <E T="03">supra,</E>
                     NEPA's only reference to public review of an agency's environmental document stated that “[c]opies of [the environmental impact statement] and the comments and views of the appropriate Federal, State, and local agencies . . . shall be made available . . . to the public as provided by section 552 of title 5,” also known as FOIA. 42 U.S.C. 4332(2)(C). Nonetheless, even this provision does not contemplate solicitation of public comment; it merely speaks of the public's ability to view an environmental impact statement and comments submitted by certain governmental agencies.
                </P>
                <P>CEQ's prior regulations generally required, in relevant part, that agencies prepare and provide members of the public an opportunity to comment on a draft environmental impact statement. 40 CFR 1503.1 (1978) (rescinded). However, Congress comprehensively amended NEPA in the FRA to provide more prescriptive instructions to agencies on completing timely and unified Federal NEPA reviews. 42 U.S.C. 4336a. Specifically, Congress expressly provided for public comment for the first time, at one and only one step of the process for developing an environmental document: when an agency issues a notice of intent to prepare an environmental impact statement, it must invite public comment on that notice regarding “alternatives or impacts and on relevant information, studies, or analyses with respect to the proposed agency action.” 40 U.S.C. 4336a(c). Congress retained the original obligation to make the environmental impact statement available through FOIA.</P>
                <P>
                    Congress elected to require public comment only at the notice of intent stage in the NEPA process. DOI's view is that comment at the notice of intent stage is unique: It provides an opportunity for fact-gathering from persons who may have relevant (indeed, unique) information about environmental conditions of land they live on or by with respect to projects that the bureau has determined will have a significant effect on the 
                    <PRTPAGE P="8753"/>
                    environment. It makes sense that Congress required solicitation of public comment on all notices of intent to prepare an environmental impact statement, while imposing no such requirement with respect to an environmental assessment, both because Congress imposed a shorter deadline for agencies to develop an environmental assessment than to develop an environmental impact statement and because an environmental assessment, by definition, is typically prepared only for proposed actions that do not have reasonably foreseeable significant environmental effects. Accordingly, Congress intended that government and public resources should focus on developing and facilitating public engagement on matters considered in environmental impact statements. DOI's revised regulations reflect this statutory structure.
                </P>
                <P>DOI's NEPA procedures are thus consistent with Congress's instruction to provide an opportunity for members of the public to comment on the notice of intent to prepare an environmental impact statement. DOI will continue to make its environmental documents available to the public consistent with FOIA, and this requirement is not affected by this rulemaking. DOI otherwise maintains discretion to offer opportunities for public comment on draft environmental documents as appropriate.</P>
                <P>
                    <E T="03">Comment:</E>
                     Commenters assert that DOI must independently justify the removal of certain public participation procedures, having acknowledged the importance of public engagement in the NEPA process during the rulemaking in which it codified in regulation its NEPA implementing procedures in 2008. Specifically, a commenter stated that the removal of consensus-based management from DOI regulations requires independent justification.
                </P>
                <P>
                    <E T="03">Response:</E>
                     As explained elsewhere in this document, DOI continues to believe that public engagement is an important part of the NEPA process, where Congress has seen fit to require it, or in those cases in which it would be helpful and appropriate. As noted elsewhere in this notice, after DOI revised its NEPA implementing process in the IFR, it has elected to take comment in multiple NEPA reviews where its revised procedures did not impose such obligation. Consensus-based management was never a requirement of NEPA; it was a policy preference toward documenting public input in a certain way during the NEPA process. Members of the public have always been able to suggest reasonable alternatives for analysis to Federal agencies and remain able to do so. As agencies are required to evaluate a reasonable range of alternatives, the agencies must necessarily evaluate reasonable alternatives presented by the public if not already considered.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     Some commenters argued that DOI, rather than adopting the NEPA implementing procedures that it adopted in the summer of 2025 IFR, should instead have adopted some or all of the provisions of one or more of CEQ's now-rescinded NEPA regulations.
                </P>
                <P>
                    <E T="03">Response:</E>
                     As DOI explains elsewhere in this document, the DOI NEPA procedures as adopted in the summer 2025 IFR and this final rule are not simply a subsequent iteration of the policies previously contained in CEQ's now-rescinded regulations, or a direct successor to them, but rather draw upon and implement the requirements of NEPA itself. DOI explained in the IFR and explains further in this final rule why it has adopted the NEPA implementing procedures that it has adopted, some aspects of which are the same as those in CEQ's now-rescinded regulations and others of which differ. It would not have been appropriate for DOI to more generally adopt CEQ's regulations, which were the product of and based on an Executive Order granting CEQ regulatory authority that has now been rescinded, and of which all but the 2024 rule did not have the benefit of Congress's major overhaul of NEPA in 2023; even with respect to the 2024 CEQ rulemaking, that rulemaking did not have the benefit of the Supreme Court's major, recent 
                    <E T="03">Seven County</E>
                     opinion, which instructed agencies, lower courts, and the general public that NEPA's effects analysis properly operates in a manner much different than that which formed the basis of the 2024 rule.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     Various commenters asserted that the removal of regulations would affect environmental reviews of proposed actions, and would result in unexamined, unaddressed, and unmitigated impacts, specifically those related to climate change, environmental justice, and cumulative impacts. Commenters also asserted that DOI did not explain its decision to remove references to concepts such as “direct effects,” “indirect effects,” “cumulative effects,” “environmental justice concerns,” and “climate-change-related effects.”
                </P>
                <P>
                    <E T="03">Response:</E>
                     First, as explained elsewhere in this preamble, the return of DOI's NEPA procedures from regulation to Departmental policy format does not, itself, change the procedural requirements of NEPA compliance for DOI's bureaus. The statute itself sets forth the framework of those procedural requirements and DOI's NEPA procedures, however formatted, merely elaborate upon that framework, hewing as closely as possible to the statutory provisions. Second, NEPA does not contain any provisions addressing any specific type of environmental impact. Direction from within the executive branch may in the past have pushed agencies to articulate environmental analysis according to artificial distinctions between “direct,” “indirect,” and “cumulative” types of effects, or to place special emphasis upon certain categories of effects (
                    <E T="03">i.e.,</E>
                     “climate change,” “environmental justice”), but that direction has now been rescinded. 
                    <E T="03">See</E>
                     91 FR 618 (Jan. 8, 2026) (final rule rescinding CEQ's NEPA regulations); Executive Order 14173, 
                    <E T="03">Ending Illegal Discrimination and Restoring Merit-Based Opportunity</E>
                     (Jan. 21, 2025) (revoking Executive Order 12898, 
                    <E T="03">Federal Actions to Address Environmental Justice in Minority Populations and Low-Income Populations;</E>
                     Executive Order 14154, 
                    <E T="03">Unleashing American Energy,</E>
                     90 FR 8353 (Jan. 20, 2025) (revoking Executive Order 14096, 
                    <E T="03">Revitalizing Our Nation's Commitment to Environmental Justice for All</E>
                    ). In other words, the distinctions and concepts identified by commenters do not exist in statute and were conceptual creations of CEQ, agencies, and courts to formulate analysis and guide agency decision-making.
                </P>
                <P>
                    Instead of formulating the evaluation of environmental effects of bureau action using the artificial devices of “direct,” “indirect,” and “cumulative” effects that do not appear in the statute, DOI's NEPA procedures focus on the underlying principle of what constitutes an “effect.” In reorienting the focus of its procedures, DOI does not change or purport to change the scope of effects that DOI bureaus are required by statute to consider. Both before and after the updates to DOI's NEPA procedures, DOI bureaus were and are required to consider effects that are both reasonably foreseeable and have a reasonably close causal relationship to their proposed actions, each including a reasonable range of action alternatives, consistent with the statute, as clarified by the Supreme Court in 
                    <E T="03">Public Citizen</E>
                     and 
                    <E T="03">Seven County Infrastructure Coalition.</E>
                     Additionally, in light of Supreme Court's decision in 
                    <E T="03">Seven County Infrastructure Coalition,</E>
                     DOI elected to update its procedures to reflect the phrasing provided by the Supreme Court regarding effects. That is, “agencies may, but are not required to, analyze environmental effects from 
                    <PRTPAGE P="8754"/>
                    other projects separate in time, or separate in place, or that fall outside of the bureau's regulatory authority, or that would have to be initiated by a third party. If the bureau determines that such analysis would assist it in reasoned decision-making regarding the proposed action, it will document this determination in the environmental assessment and explain where it drew a reasonable and manageable line relating to the consideration of such effects from such separate projects.” DOI NEPA Handbook 1.5(c). “Similarly, the bureau will document in the environmental assessment where and how it drew a reasonable and manageable line relating to its consideration of any environmental effects from the proposed action that extend outside the geographical territory of the project or might materialize later in time.” 
                    <E T="03">Id.</E>
                     (citing 
                    <E T="03">Seven County Infrastructure Coalition,</E>
                     605 U.S. 168). This language, adapted directly from 
                    <E T="03">Seven County Infrastructure Coalition,</E>
                     provides DOI with direction on how to consider, as appropriate, the environmental consequences of bureau action that may previously been expressed in concepts such as “indirect effects” and “cumulative effects.” This focus on the meaning of “effect” has led DOI to restore in large part the concept of “connected action” to the way it was defined in the CEQ's 1978 regulations, with clarifying emphasis that the subject of analysis is the Federal action, not action taken by non-Federal entities. 
                    <E T="03">See</E>
                     40 CFR 1508.25(a)(1) (rescinded). Even as originally defined in CEQ's 1978 regulations, the term “cumulative impact” referred to the “incremental impact” of the agency proposed action in relation to the context within which that action was taken. 
                    <E T="03">See</E>
                     40 CFR 1508.7 (rescinded). That is, the focus, even of the “cumulative impact analysis” should always have been on change wrought by the effects of the proposed action, and 
                    <E T="03">Seven County Infrastructure Coalition</E>
                     merely refines that focus.
                </P>
                <P>As to one term—climate change—to which the comment refers, that term has never appeared in DOI's NEPA procedures previously.</P>
                <P>
                    DOI will conduct its NEPA reviews in accordance with statutory requirements and relevant caselaw, such as the Supreme Court's decision in 
                    <E T="03">Seven County Infrastructure Coalition.</E>
                </P>
                <HD SOURCE="HD2">F. Alternative Arrangements</HD>
                <P>
                    <E T="03">Comment:</E>
                     Various commenters urged the Department to reconsider decisions made in reliance on alternative arrangements for compliance with NEPA. Alternative arrangements are flexible procedures authorized by CEQ that agencies can use when there is an immediate threat to human health or safety, urgent action is needed to protect valuable natural or cultural resources, and the standard process would create delays in critical response efforts (collectively described in DOI's regulations as “Emergency Responses”). In addition, several commenters raised questions regarding the use of alternative arrangements for energy-related projects related to E.O. 14156, 
                    <E T="03">Declaring a National Energy Emergency.</E>
                </P>
                <P>
                    <E T="03">Response:</E>
                     These comments are outside the scope of this rulemaking. Importantly, these alternative arrangements do not waive NEPA compliance, they simply provide a different path to meets its requirements. Particular determinations under the DOI NEPA procedures related to E.O. 14156 are not within the scope of this rulemaking, which pertains solely to the establishment or revision of DOI procedures for compliance with NEPA.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     A commenter requested that DOI remove the discretionary authority currently granted to Responsible Officials in the DOI NEPA procedures, such as the alternative arrangements under 43 CFR 46.150.
                </P>
                <P>
                    <E T="03">Response:</E>
                     It is appropriate for Responsible Officials to have a degree of discretion in conducting NEPA reviews, especially with respect to internal procedures. Further, DOI does not claim to have the authority to exempt actions from NEPA or to otherwise excuse noncompliance, regardless of whether an emergency exists. DOI's emergency response provisions, including its “alternative arrangements” process, do not circumvent NEPA compliance obligations but rather enable DOI to establish alternative means for NEPA compliance to ensure that it can act swiftly to address emergencies while also meeting its statutory obligations under NEPA.
                </P>
                <HD SOURCE="HD2">G. Applicant-Prepared Information and Environmental Documents</HD>
                <P>
                    <E T="03">Comment:</E>
                     Some commenters expressed concern about the procedures and content associated with applicant-prepared environmental assessments and environmental impact statements stating they do not provide enough guidance, may create a risk of bias and conflict of interest, and raise questions about the scientific accuracy of the NEPA analyses in the documents.
                </P>
                <P>
                    <E T="03">Response:</E>
                     As noted in the IFR, DOI is ensuring that its procedures conform to the statute, including the amendments made by the FRA directing agencies to provide for procedures governing applicant-prepared environmental assessments and environmental impact statements 42 U.S.C. 4336a(f). In the IFR, DOI established procedures for applicant-prepared environmental assessments and environmental impact statements at 43 CFR 46.107. These procedures ensure that applicant-prepared NEPA documents are completed according to standards required by the DOI Responsible Official. They require the submission of a professional integrity statement by the applicant or applicant-directed contractor, as applicable. 
                    <E T="03">Id.</E>
                     at 46.107(g). They also require applicants or their contractors to furnish to DOI bureaus “all relevant supporting information, including all studies, surveys, and technical reports” used to support applicant-prepared environmental assessments or environmental impact statements. 
                    <E T="03">Id.</E>
                     at 46.107(f). Applicants or their contractors must further “certify that the materials provided to the bureau are complete for the bureau's independent review.” 
                    <E T="03">Id.</E>
                     As to conflicts of interest, the fact that NEPA provides for applicants (who, by definition, have an interest in the outcome of the Federal review of their application) to prepare NEPA documents in the first instance indicates Congress resolved any concern over potential conflicts of interest in favor of allowing applicant and applicant-contractor prepared NEPA documents. As outlined in the FRA, it is ultimately the responsibility of DOI to ensure applicant-prepared documents comply with NEPA and associated DOI policy. DOI's NEPA procedures therefore clarify that each DOI bureau relying on an applicant-prepared environmental assessment or environmental impact statement “must independently evaluate and verify that the environmental analysis, including the methodologies used by the applicant or applicant-directed contractor,” and verify that the environmental analysis meets applicable legal and bureau standards. 
                    <E T="03">Id.</E>
                </P>
                <P>
                    <E T="03">Comment:</E>
                     At least one commenter stated that NEPA does not preclude applicant preparation of documentation, even beyond environmental assessments and environmental impact statements. The commenter requested that DOI make clear in the regulation that Determination of NEPA Adequacy (DNA) checklists may be prepared by applicants and applicant-directed contractors.
                </P>
                <P>
                    <E T="03">Response:</E>
                     NEPA directs agencies to “prescribe procedures” governing the preparation of an environmental assessment or environmental impact statement, consistent with the agency's statutory obligation to “independently 
                    <PRTPAGE P="8755"/>
                    evaluate the environmental document and  . . . take responsibility for the contents.” 42 U.S.C. 4336a(f). DOI's final rule does so at 43 CFR 46.107. Additionally, the rule does not preclude preparation of split documents (
                    <E T="03">i.e.,</E>
                     drafted in part by an applicant or applicant-directed contractor and in part by the agency), nor does it preclude applicants from providing information to assist DOI in the preparation of environmental documentation, such as DNA checklists. When not preparing the environmental assessment or environmental impact statement, applicants may provide information that the Responsible Official evaluates and uses in the environmental review or making a determination of NEPA compliance.
                </P>
                <HD SOURCE="HD2">H. Categorical Exclusions and Extraordinary Circumstances</HD>
                <P>
                    <E T="03">Comment:</E>
                     Some commenters expressed concerns regarding a perceived overreliance on categorical exclusions in the DOI NEPA procedures, stating that categorical exclusions could be used to circumvent engaging the public in environmental reviews.
                </P>
                <P>
                    <E T="03">Response:</E>
                     Categorical exclusions can apply to a category of actions that a Federal agency has determined normally does not significantly affect the quality of the human environment within the meaning of section 4332(2)(C) of the statute. 42 U.S.C. 4336e(1). Categorical exclusions are a longstanding and legally recognized tool under NEPA that allow agencies to efficiently manage routine actions that they have determined do not normally result in any significant effects to the human environment. 
                    <E T="03">See</E>
                     43 CFR 46.205. Categorical exclusions remain a vital tool for streamlining environmental review. Categorical exclusions established or adopted for the use of the bureaus are included in Appendix 2 of the DOI NEPA Handbook and are tailored to bureau-specific activities, such as routine maintenance, administrative actions, and certain land management operations. It is important to note that the DOI NEPA Handbook requires that before applying a categorical exclusion, each proposed action must undergo a review to determine that it applies and that no extraordinary circumstances exist (
                    <E T="03">see</E>
                     43 CFR 46.215). Finally, expanding or updating categorical exclusions does not limit public involvement for projects where significant effects are possible.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     One commenter suggested that the “[P]roposal to allow any of [DOI's] individual bureaus to utilize any categorical exclusions adopted by any other bureau within DOI is far too sweeping [and] may be suitable only to the other bureau's circumstances” and potentially unsuitable to covering another bureau-specific action.
                </P>
                <P>
                    <E T="03">Response:</E>
                     The focus of a categorical exclusion is on the characteristics of the proposed action and that the proposed action does not result in significant impacts, not on the identity of the agency that conducts the action. There is, therefore, no reason in principle that a bureau cannot apply another agency's categorical exclusion for the same kind of proposed action. Should a bureau's proposed action be different from the proposed action encompassed by the other bureau's categorical exclusion, there would be no reason for the bureau to apply that other bureau's categorical exclusion, and the concerns the commenter raises would not arise. Likewise, where a bureau's categorical exclusion could apply only to that bureau's actions—for example, because of unique programmatic aspects—other bureaus could not seek to apply that CE to their actions. In the case of DOI bureaus being able to use one another's categorical exclusions, DOI bureaus also share the same extraordinary circumstances review protocol and are readily able to confer with their sister bureaus when questions arise.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     Commenters expressed concern with applying multiple categorical exclusions to a proposed action, including one commenter that suggested the use of multiple categorical exclusions for a proposed action would violate NEPA.
                </P>
                <P>
                    <E T="03">Response:</E>
                     NEPA allows an agency to rely on multiple categorical exclusions to approve a single proposed action, provided that the agency verifies that no extraordinary circumstances are present. For example, if a DOI bureau determines that more than one categorical exclusion supports a proposed action in its entirety, and if the bureau further determines that no extraordinary circumstances are present, then the bureau can authorize the action using alternative or multiple categorical exclusions, documenting reliance on those categorical exclusions, as appropriate, in one categorical exclusion determination.
                </P>
                <P>
                    A DOI bureau might also determine that categorical exclusions apply to every constituent element of a proposed action, even though no one categorical exclusion may apply to all of those constituent elements. Under DOI's NEPA procedures, the DOI bureau may, in such cases, use multiple categorical exclusions, ensuring that at least one categorical exclusion supports each element of the proposed action, and provided that the DOI bureau completes extraordinary circumstance review for the proposed action as a whole. This approach promotes permitting efficiency by allowing DOI bureaus to exercise discretion to rely on multiple appropriate categorical exclusions to authorize broader actions. NEPA does not require DOI bureaus, when using categorical exclusions, to contrive smaller proposed actions by artificially breaking apart larger ones. DOI's more efficient approach is consistent with NEPA because, crucially, the agency must determine that each element of a larger proposal is not the type of action that normally results in significant effects to the human environment. And DOI's NEPA procedures safeguard against the possibility that applying multiple categorical exclusions to a proposed action in this manner would result in significant effects. In particular, DOI will evaluate for extraordinary circumstances and will not apply a CE to a particular action if it might result in significant effects. 
                    <E T="03">See</E>
                     43 CFR 46.205(c)(1) (requiring DOI bureaus to prepare “further analysis and environmental documents” for an action if any extraordinary circumstances are present).
                </P>
                <P>
                    <E T="03">Comment:</E>
                     One commenter noted that the Department's categorical exclusion list should be expanded to include categorical exclusions from external agencies.
                </P>
                <P>
                    <E T="03">Response:</E>
                     The DOI has not included the categorical exclusions of external agencies unless a DOI bureau has complied with the requirements of NEPA Section 109 regarding adoption of another agency categorical exclusion, 
                    <E T="03">i.e.,</E>
                     non-Department or bureau categorical exclusions. These categorical exclusions are in Appendix 2 of the DOI NEPA Handbook.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     One commenter argued that there is “improper expansion of the availability of categorical exclusions and adoption of unlawful procedures for their establishment and application in violation of the statute” under section 4336c of NEPA and stated that it is unclear what is required for relying on another agency's categorical exclusion determination, including whether a DOI extraordinary circumstances review is necessary.
                </P>
                <P>
                    <E T="03">Response:</E>
                     If one agency determines that a categorical exclusion applies to a proposed action and another agency is taking substantially the same action, then there is no reason why the second agency cannot rely on the first agency's determination that a categorical exclusion applies to the action. Agency A's determination that the action fits within a particular category of actions for which Agency A does not anticipate 
                    <PRTPAGE P="8756"/>
                    significant effects is available for Agency B to rely on, where Agency B is taking substantially the same action. It is important to note that reliance on another agency's categorical exclusion determination has been available to bureaus since the 2020 CEQ NEPA regulation (
                    <E T="03">see</E>
                     40 CFR 1506.3(d) (2020), which used the term “adoption” to describe this concept) and, based on experience to date, DOI proposes no change to this procedure other than to incorporate the procedure in its own regulation.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     One commenter questioned why categorical exclusions established by section 390 of the Energy Policy Act (EPAct) were not subject to extraordinary circumstances review since “the statute does not absolutely require those activities to be excluded from NEPA review.”
                </P>
                <P>
                    <E T="03">Response:</E>
                     DOI has not changed its position regarding the Bureau of Land Management's use of the EPAct section 390 categorical exclusions. This protocol for use of these categorical exclusions has been in place almost since the enactment of the EPAct of 2005, was noticed and explained in the 
                    <E T="04">Federal Register</E>
                     at 85 FR 25472 (May 1, 2020) and is merely repeated in the DOI NEPA procedures.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     Several commenters asserted that the removal of three extraordinary circumstances at 43 CFR 46.215(c), (i), and (j) (2008), and revision of other extraordinary circumstances was without reasoned explanation. At least one commenter provided examples of purported “unresolved conflicts concerning alternative uses of available resources” citing 2024 CEQ NEPA regulations and suggested that the “highly controversial” criterion that was eliminated is not sufficiently addressed by other extraordinary circumstances. Several other commenters supported the DOI's removal of these extraordinary circumstances.
                </P>
                <P>
                    <E T="03">Response:</E>
                     As part of the Department's ongoing efforts to modernize and streamline its NEPA procedures, these revisions reflect a deliberate and necessary recalibration of our regulatory framework in light of recent legal, executive, and statutory developments.
                </P>
                <P>
                    Paragraph (i) was removed because whether a proposed Federal action may violate a law imposed for the protection of the environment is a question that goes beyond the procedural requirements of NEPA and may be better considered and appropriately addressed by the Responsible Official when making the decision on the proposed action. While some commenters speculated specifically that this extraordinary circumstance was grounded in the statutory direction that agencies consider “comments and views of the appropriate Federal, State, and local agencies, which are authorized to develop and enforce environmental standards,” 
                    <E T="03">see</E>
                     43 U.S.C. 4332(C)(v), and that the removal of the extraordinary circumstance might prevent a DOI bureau or the public from considering how an action might have legal infirmities, these concerns are misplaced. For actions that “may violate a Federal, State, local, or Tribal law” imposed for the protection of the environment, the Department will continue to comply with all applicable laws and continue to consider State, local, and Tribal laws in its decision-making process. These concerns also misunderstand the reason that agencies review categorically excluded actions for extraordinary circumstances, which is to evaluate whether a proposed action might have significant environmental effects. Federal, State, local, and Tribal laws—even those directed towards the protection of the environment—often balance a number of competing political or policy objectives. They simply do not provide a sound basis for evaluating whether a proposed Federal action may have significant environmental effects within the meaning of NEPA. For these reasons, DOI has changed its position and eliminated this extraordinary circumstance.
                </P>
                <P>
                    Paragraph (j) regarding environmental justice impacts was promulgated in response to E.O. 12898, 
                    <E T="03">Federal Actions To Address Environmental Justice in Minority Populations and Low-Income Populations</E>
                     (Feb. 11, 1994), but that E.O. was rescinded by E.O. 14173. Therefore, it is appropriate to remove the associated provision.
                </P>
                <P>Furthermore, and to provide further clarity, paragraph (c) has been removed as it causes confusion and has been frequently misunderstood to mean that any controversy surrounding the substance of the action itself constitutes an extraordinary circumstance. The concept is sufficiently addressed in existing paragraph (d), which the final rule renumbered as paragraph (c) and which applies to proposed actions where there are highly uncertain and potentially significant environmental effects or that involve unique or unknown environmental risks. If a proposed action's environmental effects are highly uncertain and have potentially significant effects or involve unique or unknown environmental risks, that extraordinary circumstance (c), which remains in DOI's NEPA regulations, would apply.</P>
                <P>Finally, the term “cumulative” was appropriately removed from 43 CFR 46.215(f) (2008), now paragraph (e) in this section, as unnecessary. In addition, 43 CFR 46.215(k) and (l) (2008), now paragraphs (h) and (i) in this section, were appropriately revised to focus their application on whether there is a potential for significant effects.</P>
                <P>
                    <E T="03">Comment:</E>
                     One commenter noted that the removal of paragraph (i) addressing any violation of Federal, State, local or Tribal law from the list of extraordinary circumstances at 43 CFR 46.215 (2008) is not consistent with E.O. 13132, 
                    <E T="03">Federalism</E>
                     (Aug. 4, 1999), where it is stated that Federal rulemakings should not affect the “distribution of power and responsibilities among the various levels of government.”
                </P>
                <P>
                    <E T="03">Response:</E>
                     As explained above, violation of a Federal, State, local or Tribal law imposed for the protection of the environment is not an issue of environmental effect but a question of compliance with law; therefore, it need not be considered when reviewing environmental effects.
                </P>
                <HD SOURCE="HD2">I. Laws, Regulations, and Authorities Other Than NEPA</HD>
                <P>
                    <E T="03">Comment:</E>
                     Various commenters raised concerns regarding other laws that could affect environmental reviews or decision-making, including the Federal Land Policy and Management Act, Organic Act, Surface Mining Control and Reclamation Act, and Endangered Species Act.
                </P>
                <P>
                    <E T="03">Response:</E>
                     As noted, there are some laws or regulations that might also apply when bureaus make decisions regarding Federal actions and these still apply, including any public participation requirements. Compliance with these other laws does not depend on how an agency complies with NEPA.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     Several commenters stated that for the rulemaking DOI was required to engage in consultation with the National Marine Fisheries Service and the FWS, as appropriate, under Section 7 of the ESA, which requires each Federal agency to “insure [sic] that any action authorized, funded, or carried out by such agency is not likely to jeopardize the continued existence of any endangered species or threatened species or result in the destruction or adverse modification of” any designated critical habitat.
                </P>
                <P>
                    <E T="03">Response:</E>
                     DOI has determined that to the extent to which Section 7 of the ESA may apply to this rulemaking action neither the IFR nor this rulemaking affects listed species or critical habitat, as it is entirely procedural and relates to how the DOI and its bureaus proceed to evaluate the environmental effects of 
                    <PRTPAGE P="8757"/>
                    their actions. That is, neither the DOI NEPA implementing regulations themselves, nor the action to amend them, result in any environmental effects; therefore, this procedural rulemaking would not result in adverse impacts on endangered or threatened species or critical habitat. Rather, NEPA and its implementing regulations provide procedures to ensure that DOI accounts for the environmental effects of its actions. Any alleged harm to species raised by the commenter is speculative. To the extent any harm occurs, it would result from separate future agency actions, not DOI's establishment or revision of NEPA procedures. Moreover, these future actions remain subject to Section 7 of the ESA, as applicable.
                </P>
                <HD SOURCE="HD2">J. Comments on the Regulatory Analyses and Notices</HD>
                <P>
                    <E T="03">Comment:</E>
                     One commenter noted that the rulemaking Regulatory Impact Analysis acknowledges that the rule will have a significant impact, and argues that this significance means that this rulemaking action is subject to an environmental assessment or environmental impact statement under NEPA. The commenter states that the Regulatory Impact Analysis “only discusses potential cost savings and fails to analyze the increased costs associated with an uncertain NEPA process that presents litigation risks” and notes that “the lack of permitting certainty has significant impacts on public health and safety [and] creates highly uncertain and unique risks” especially for infrastructure projects. In addition, “[s]ince the Handbook could be changed arbitrarily, nothing in it can be relied upon to mitigate these effects.”
                </P>
                <P>
                    <E T="03">Response:</E>
                     The determination by the Office of Management and Budget (OMB) under E.O. 12866, 
                    <E T="03">Regulatory Planning and Review,</E>
                     and E.O. 13563, 
                    <E T="03">Improving Regulation and Regulatory Review,</E>
                     that a rulemaking is significant is separate from a determination of applicability and necessary level of review under NEPA. As stated in the IFR and this final rule, the rulemaking was deemed “significant” by OMB as that word is understood in the context of E.O. 12866. The DOI rule is considered economically significant since DOI expects that revisions and updates to the DOI NEPA implementing regulations will have a broad range of cost savings for the Federal Government, interested stakeholders, and DOI applicants. The commenter's examples of permitting uncertainty are not directly related to the appropriate level of NEPA review for the IFR or this final rule. While the DOI NEPA procedures provide for the consideration of environmental effects in decision-making processes, including economic, public health, and safety, DOI does not believe that this rule will have a significant effect on the environment because it will not authorize any specific agency activity or commit resources to a project that may affect the environment. Under DOI NEPA procedures, DOI determined that a categorical exclusion was an appropriate level of NEPA review for this rulemaking.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     Several commenters expressed concern that the rule may disproportionately affect small municipalities, Tribal governments, and local water authorities.
                </P>
                <P>
                    <E T="03">Response:</E>
                     As the Department is not required to publish a notice of proposed rulemaking for this IFR, the Regulatory Flexibility Act (RFA) does not apply. The RFA generally requires agencies to assess the impact of final rules on small entities. Even if the RFA were to apply, this rule does not directly regulate small entities. Rather, the rule applies to Federal agencies and sets forth the process for their compliance with NEPA.
                </P>
                <HD SOURCE="HD1">IV. Regulatory Analyses and Notices</HD>
                <HD SOURCE="HD2">A. E.O. 12866, Regulatory Planning and Review, and E.O. 13563, Improving Regulation and Regulatory Review</HD>
                <P>E.O. 12866 provides that the OIRA in the OMB will review all significant rules. E.O. 13563 reaffirms the principles of E.O. 12866, calling for improvements in the Federal Government's regulatory system to promote predictability, reduce uncertainty, and use the best, most innovative, and least burdensome tools for achieving regulatory objectives. OMB determined that this final rule is a significant regulatory action under section 3(f) of E.O. 12866, and has reviewed this final rule.</P>
                <HD SOURCE="HD2">B. Regulatory Flexibility Act</HD>
                <P>
                    The Regulatory Flexibility Act, as amended, (RFA), 5 U.S.C. 601 
                    <E T="03">et seq.,</E>
                     and E.O. 13272, 
                    <E T="03">Proper Consideration of Small Entities in Agency Rulemaking</E>
                     (August 13, 2002), generally require agencies to assess the impacts of final rules on small entities by preparing a regulatory flexibility analysis. Under the RFA, small entities include small businesses, small organizations, and small governmental jurisdictions. The RFA applies only to rules for which an agency is required to first publish a proposed rule. 
                    <E T="03">See</E>
                     5 U.S.C. 603(a) and 604(a). As the Department was not required to publish a notice of proposed rulemaking for this final rule, the RFA does not apply.
                </P>
                <P>Even if the RFA applies, this rule does not directly regulate small entities. Rather, the rule applies to Federal agencies and sets forth the process for their compliance with NEPA. Accordingly, DOI hereby certifies that this final rule will not have a significant economic impact on a substantial number of small entities.</P>
                <HD SOURCE="HD2">C. Environmental Analysis</HD>
                <P>
                    DOI has determined that the rule will not have a significant effect on the environment because it will not authorize any specific agency activity or commit resources to a project that may affect the environment. Therefore, DOI does not intend to conduct additional NEPA review of the effects of this final rule. DOI finds this rulemaking is excluded pursuant to its categorical exclusion at 43 CFR 46.210(i). The categorical exclusion covers policies, directives, regulations, and guidelines that are “of an administrative, financial, legal, technical, or procedural nature; or whose environmental effects are too broad, speculative, or conjectural to lend themselves to meaningful analysis and will later be subject to the NEPA process, either collectively or case-by-case.” Further, the final rule does not implicate any of the extraordinary circumstances listed in 43 CFR 46.215. The promulgation of NEPA implementing procedures is not generally itself subject to NEPA. 
                    <E T="03">Heartwood</E>
                     v. 
                    <E T="03">U.S. Forest Serv.,</E>
                     230 F.3d 947, 954-55 (7th Cir. 2000).
                </P>
                <HD SOURCE="HD2">D. Executive Order 13132, Federalism</HD>
                <P>E.O. 13132 requires agencies to develop an accountable process to ensure meaningful and timely input by State and local officials in the development of regulatory policies that have federalism implications. Policies that have federalism implications include regulations that have substantial direct effects on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government. This final rule does not have federalism implications because it applies to Federal agencies, not States.</P>
                <HD SOURCE="HD2">E. Executive Order 13175, Consultation and Coordination With Indian Tribal Governments</HD>
                <P>
                    E.O. 13175 requires agencies to have a process to ensure meaningful and timely input by Tribal officials in the development of policies that have Tribal implications. Such policies include 
                    <PRTPAGE P="8758"/>
                    regulations that have substantial direct effects on one or more Indian Tribes, on the relationship between the Federal Government and Indian Tribes, or on the distribution of power and responsibilities between the Federal Government and Indian Tribes. This final rule is not a regulatory policy that has Tribal implications because it does not impose substantial direct compliance costs on Tribal governments (section 5(b)) and does not preempt Tribal law (section 5(c)).
                </P>
                <HD SOURCE="HD2">F. Executive Order 13211, Regulations That Significantly Affect Energy Supply, Distribution, or Use</HD>
                <P>Agencies must prepare a Statement of Energy Effects for significant energy actions under E.O. 13211. This final rule is not a “significant energy action” because it is not likely to have a significant adverse effect on the supply, distribution, or use of energy.</P>
                <HD SOURCE="HD2">G. Executive Order 12988, Civil Justice Reform</HD>
                <P>Under section 3(a) of E.O. 12988, agencies must review their regulations to eliminate drafting errors and ambiguities, draft them to minimize litigation, and provide a clear legal standard for affected conduct. Section 3(b) provides a list of specific issues for review to ensure compliance with section 3(a). DOI has conducted this review and determined that this final rule complies with the requirements of E.O. 12988.</P>
                <HD SOURCE="HD2">H. Unfunded Mandates Assessment</HD>
                <P>Section 201 of the Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531) requires Federal agencies to assess the effects of their regulatory actions on State, Tribal, and local governments and the private sector to the extent that such regulations incorporate requirements specifically set forth in law. Before promulgating a rule that may result in the expenditure by a State, Tribal, or local government, in the aggregate, or by the private sector of $100 million, adjusted annually for inflation, in any one year, an agency must prepare a written statement that assesses the effects on State, Tribal, and local governments and the private sector. 2 U.S.C. 1532. This final rule applies to Federal agencies and would not result in expenditures of $100 million or more by State, Tribal, and local governments, in the aggregate, or the private sector in any one year. This final rule also does not impose any enforceable duty, contain any unfunded mandate, or otherwise have any effect on small governments.</P>
                <HD SOURCE="HD2">I. Paperwork Reduction Act</HD>
                <P>
                    This final rule does not impose any new information collection burden that would require additional review or approval by OMB under the Paperwork Reduction Act, 44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 43 CFR Part 46</HD>
                    <P>Environmental protection, Environmental impact statements.</P>
                </LSTSUB>
                <SIG>
                    <NAME>Doug Burgum,</NAME>
                    <TITLE>Secretary of the Interior.</TITLE>
                </SIG>
                <REGTEXT TITLE="43" PART="46">
                    <AMDPAR>For the reasons stated in the preamble, under the authority of NEPA, as amended (42 U.S.C. 4321-4347), the Office of the Secretary revises part 46 of title 43 of the Code of Federal Regulations to read as follows:</AMDPAR>
                    <PART>
                        <HD SOURCE="HED">PART 46—IMPLEMENTATION OF THE NATIONAL ENVIRONMENTAL POLICY ACT OF 1969</HD>
                        <CONTENTS>
                            <SECHD>Sec.</SECHD>
                            <SUBPART>
                                <HD SOURCE="HED">Subpart A—[Reserved]</HD>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">Subpart B—Protection and Enhancement of Environmental Quality</HD>
                                <SECTNO>§ 46.105</SECTNO>
                                <SUBJECT>Using a bureau-directed contractor to prepare environmental documents.</SUBJECT>
                                <SECTNO>§ 46.107</SECTNO>
                                <SUBJECT>Procedures for applicant-prepared environmental impact statements and environmental assessments.</SUBJECT>
                                <SECTNO>§ 46.150</SECTNO>
                                <SUBJECT>Emergency responses.</SUBJECT>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">Subpart C—Initiating the NEPA Process</HD>
                                <SECTNO>§ 46.205</SECTNO>
                                <SUBJECT>Actions categorically excluded from further NEPA review.</SUBJECT>
                                <SECTNO>§ 46.210</SECTNO>
                                <SUBJECT>Listing of Departmental categorical exclusions.</SUBJECT>
                                <SECTNO>§ 46.215</SECTNO>
                                <SUBJECT>Categorical exclusions: Extraordinary circumstances</SUBJECT>
                                <SECTNO>§ 46.220</SECTNO>
                                <SUBJECT>How to Designate Lead Agencies</SUBJECT>
                                <SECTNO>§ 46.225</SECTNO>
                                <SUBJECT>How to Select Cooperating Agencies</SUBJECT>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">Subpart D—[Reserved]</HD>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">Subpart E—[Reserved]</HD>
                            </SUBPART>
                        </CONTENTS>
                        <AUTH>
                            <HD SOURCE="HED">Authority:</HD>
                            <P> 42 U.S.C. 4321-4347.</P>
                        </AUTH>
                        <SUBPART>
                            <HD SOURCE="HED">Subpart A—[Reserved]</HD>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">Subpart B—Protection and Enhancement of Environmental Quality</HD>
                            <SECTION>
                                <SECTNO>§ 46.105 </SECTNO>
                                <SUBJECT>Using a bureau-directed contractor to prepare environmental documents.</SUBJECT>
                                <P>(a) A Responsible Official may use a bureau-directed contractor to prepare any environmental document.</P>
                                <P>(b) If a Responsible Official uses a bureau-directed contractor, the Responsible Official remains responsible for:</P>
                                <P>(1) Preparation and adequacy of the environmental documents; and</P>
                                <P>(2) Independent evaluation of the environmental documents after their completion. The Responsible Official must briefly document the bureau's evaluation of the environmental document and ensure that it meets the standards under NEPA, this Part, and any Departmental or bureau-specific procedures or guidance.</P>
                                <P>
                                    (c) The Responsible Official shall require any bureau-directed contractor preparing an environmental document to submit a professional integrity statement certifying that the environmental document is prepared with professional and scientific integrity, using reliable data and resources, consistent with 42 U.S.C. 4332(2)(E) and Secretary's Order 3441, 
                                    <E T="03">Implementing the Requirements of Executive Order 14303, Restoring Gold Standard Science</E>
                                     and meets bureau needs for decision-making. In addition, the Responsible Official shall require any bureau-directed contractor preparing an environmental document to submit a disclosure statement specifying that the contractor has no financial or other interest in the outcome of the action.
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 46.107 </SECTNO>
                                <SUBJECT>Procedures for applicant-prepared environmental impact statements and environmental assessments.</SUBJECT>
                                <P>In accordance with NEPA section 107(f), 42 U.S.C. 4336a(f), the following procedures are established for bureaus to allow applicants, or contractors directed by applicants, to prepare environmental impact statements and environmental assessments under bureau supervision when the bureau is the Federal lead agency.</P>
                                <P>(a) A Responsible Official has discretion to allow an applicant or applicant-directed contractor to prepare an environmental impact statement or an environmental assessment (including analysis supporting these documents). A bureau may request more information, revise analysis methodologies, or choose not to use an environmental impact statement or an environmental assessment prepared by an applicant or its contractor at any time.</P>
                                <P>(b) Applicants or applicant-directed contractors may not prepare decision documents, including records of decision.</P>
                                <P>
                                    (c) The Responsible Official remains responsible for the accuracy, scope, and content of the environmental impact statement or environmental assessment and must independently evaluate and approve each such analysis before the bureau may use it. To maintain the scientific quality and integrity of the impact assessment, if in-house expertise is not available for the technical evaluations, another bureau or cooperating agency may be relied on, as needed, to verify the analyses.
                                    <PRTPAGE P="8759"/>
                                </P>
                                <P>(d) Prior to a Responsible Official initiating the preparation of an environmental impact statement or an environmental assessment proposed to be prepared by an applicant or an applicant-directed contractor, the bureau must engage with the applicant and provide written documentation outlining the bureau's expectations regarding roles, responsibilities, the project schedule, coordination, deliverables (including draft and final documents), and supervision. Such engagement must occur within 30 days of the date initiating the preparation of an environmental impact statement or an environmental assessment.</P>
                                <P>(e) If a Responsible Official uses information from an applicant or applicant-directed contractor to prepare an environmental impact statement or environmental assessment, the bureau must independently evaluate and provide written concurrence to the applicant or applicant-directed contractor documenting that the information submitted meets the standards under NEPA, this Part, and any Departmental or bureau-specific NEPA procedures or guidance. If a Responsible Official uses any of the following information prepared by an applicant or applicant-directed contractor in initiating a review, such information must be submitted in writing to the Responsible Official for independent evaluation prior to initiating the NEPA process:</P>
                                <P>(1) The purpose and need for the proposed action;</P>
                                <P>(2) The proposed action and reasonable alternatives to the proposed action;</P>
                                <P>(3) A community and stakeholder engagement plan;</P>
                                <P>(4) Anticipated permits and authorizations required for the proposed action;</P>
                                <P>(5) Anticipated cooperating agencies;</P>
                                <P>(6) The process for consultations with relevant Federal agencies and State, Tribal, and local governments to ensure compliance with environmental laws and regulations.</P>
                                <P>(7) Anticipated issues and resources to be analyzed in the environmental impact statement or environmental assessment, and summary of analysis methodology, as applicable; and</P>
                                <P>(8) Schedule.</P>
                                <P>(f) If a Responsible Official uses an environmental impact statement or environmental assessment prepared by an applicant or applicant-directed contractor, the Responsible Official must independently evaluate and verify that the environmental analysis, including the methodologies used by the applicant or applicant-directed contractor, meets bureau standards and complies with NEPA, this Part, and any applicable Departmental or bureau-specific NEPA procedures or guidance. The applicant or applicant-directed contractor must provide the bureau with all relevant supporting information, including all studies, surveys, and technical reports pertaining to the environment prepared by the applicant or applicant-directed contractor for the proposed action. The applicant or applicant-directed contractor must certify that the materials provided to the bureau are complete for the bureau's independent review and inclusion in its decision file. The Responsible Official shall document the bureau's review and determination in any bureau-approved environmental impact statement or environmental assessment. The bureau is responsible for publishing all environmental impact statements and environmental assessments and, if an action is administratively or judicially challenged, for using the materials in its decision file to prepare an administrative record.</P>
                                <P>(g) The Responsible Official shall require any applicant or applicant-directed contractor preparing an environmental impact statement or environmental assessment to submit a professional integrity statement certifying that the environmental analysis is prepared with professional and scientific integrity, using reliable data and resources, and meets any relevant Federal information quality standards and bureau needs for decision-making. In addition, the Responsible Official shall require any applicant or applicant-directed contractor preparing an environmental impact statement or an environmental assessment to submit a disclosure statement specifying any financial or other interest the entity has in the outcome of the action.</P>
                                <P>(h) Bureaus must publish or otherwise provide bureau-specific policy information to assist applicants preparing environmental impact statements or environmental assessments. Bureaus may provide additional guidance to Responsible Officials describing how to document the independent evaluation of environmental impact statements and environmental assessments to ensure that they meet the standards under NEPA and these implementing procedures.</P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 46.150 </SECTNO>
                                <SUBJECT>Emergency responses.</SUBJECT>
                                <P>This section applies only if the Responsible Official determines that an emergency exists that makes it necessary to take actions to address imminent threats to life, property, or important natural, cultural, or historic resources before preparing an environmental document or documenting the use of a categorical exclusion in accordance with the provisions in this chapter.</P>
                                <P>(a) The Responsible Official may take those actions necessary to control the immediate impacts of the emergency that are urgently needed to address imminent threats to life, property, or important natural, cultural, or historic resources. When taking such actions, the Responsible Official shall consider the probable environmental consequences of these actions and consider taking steps to mitigate reasonably foreseeable adverse environmental impacts to the extent practicable and consistent with agency authority.</P>
                                <P>(b) The Responsible Official shall document in writing the determination that an emergency exists and describe the responsive actions taken at the time the emergency exists. The form of that documentation is within the discretion of the Responsible Official.</P>
                                <P>(c) If the Responsible Official determines that the nature and scope of proposed actions that must be taken beyond actions noted in paragraph (a) of this section but in response and relation to such emergency action that makes it necessary to take action before preparing an environmental document, the Responsible Official must consult with the Office of Environmental Policy and Compliance about alternative arrangements for NEPA compliance for such additional responsive actions. The Assistant Secretary, Policy Management and Budget may authorize the use of alternative arrangements. Reliance on any such alternative arrangements shall apply only to the proposed actions necessary to control the immediate actions in response and related to the emergency beyond those noted in paragraph (a) of this section and must be documented. Consultation with the Office of Environmental Policy and Compliance and with the Assistant Secretary, Policy Management and Budget must be coordinated through the appropriate bureau headquarters.</P>
                                <P>
                                    (d) For actions meeting the criteria noted in paragraph (c) of this section that the Responsible Official reasonably foresees would be likely to result in significant effects, the Assistant Secretary, Policy Management and Budget or their designee must consult with the Council on Environmental Quality prior to authorizing the use of alternative arrangements for compliance with NEPA section 102(2)(C), 42 U.S.C. 4332(2)(C).
                                    <PRTPAGE P="8760"/>
                                </P>
                                <P>(e) Other proposed actions remain subject to compliance with NEPA and the remaining sections of this part.</P>
                            </SECTION>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">Subpart C—Initiating the NEPA Process</HD>
                            <SECTION>
                                <SECTNO>§ 46.205 </SECTNO>
                                <SUBJECT>Actions categorically excluded from further NEPA review.</SUBJECT>
                                <P>Categorical Exclusion means a category of actions that a bureau has determined normally do not significantly affect the quality of the human environment.</P>
                                <P>(a) Except as provided in paragraph (c), (d), or (e) of this section, if an action is covered by a Departmental categorical exclusion, the bureau is not required to prepare an environmental assessment or an environmental impact statement. If a proposed action does not meet the criteria for any of the listed Departmental categorical exclusions or any of the individual bureau categorical exclusions, then the proposed action must be analyzed in an environmental assessment or environmental impact statement.</P>
                                <P>(b) The actions listed in § 46.210 are categorically excluded, Department-wide, from preparation of environmental assessments or environmental impact statements.</P>
                                <P>(c) DOI has provided for extraordinary circumstances in which a normally excluded action may have a significant environmental effect and require additional analysis. Section 46.215 lists the extraordinary circumstances under which actions otherwise covered by a categorical exclusion require analyses under NEPA.</P>
                                <P>(1) Any action that is normally categorically excluded must be evaluated to determine whether it meets any of the extraordinary circumstances in § 46.215; if it does, further analysis and environmental documents must be prepared for the action.</P>
                                <P>(2) Bureaus must work within existing administrative frameworks, including any existing programmatic agreements, when deciding how to apply any of the § 46.215 extraordinary circumstances.</P>
                                <P>(d) Congress may establish categorical exclusions by legislation, in which case the terms of the legislation determine how to apply those categorical exclusions.</P>
                                <P>(e) A Responsible Official may rely on another agency's determination that a categorical exclusion applies to a particular proposed action if the action covered by that determination and the bureau proposed action are substantially the same. The Responsible Official need not conduct extraordinary circumstances review according to the protocol set forth at § 46.215 but must document any reliance on another agency's categorical exclusion determination. When more than one agency is reviewing a proposed action, a bureau may also reach and document a joint determination with another agency that a categorical exclusion applies to the action.</P>
                                <P>(f) Bureaus may apply multiple categorical exclusions in combination to cover a proposed action composed of multiple action elements. In some circumstances, a bureau might consider a proposed action that is a composite of multiple smaller actions or action elements. In such instances, a combination of categorical exclusions—each covering an action that is an element of the larger proposed action—can cover all the actions or action elements composing the larger composite action and support the bureau's determination that it is not reasonably foreseeable that the effects of the composite proposed action, with all its elements, would be significant. When a bureau completes its review of a proposed action composed of several action elements in reliance on multiple categorical exclusions, the bureau must concisely document this reliance, including by verifying that each smaller action or action element is supported by a categorical exclusion and completing all applicable review for the presence of extraordinary circumstances that, if present, would preclude application of the categorical exclusions to the larger or composite proposed action.</P>
                                <P>(g) Each bureau may rely on any categorical exclusion administratively established or adopted, under NEPA section 109, 42 U.S.C. 4336c, by the Department or any bureau within the Department.</P>
                                <P>(h) To establish or revise a categorical exclusion, the Department will determine that the action is of a type that normally does not significantly affect the quality of the human environment. In making this determination and identifying and describing such a category, the Department will:</P>
                                <P>(1) Develop a written record containing information to substantiate its determination;</P>
                                <P>(2) Consult with the Council on Environmental Quality on its proposed categorical exclusion, including the written record, for a period not to exceed 30 days prior to providing public notice as described in paragraph (h)(3) of this section; and</P>
                                <P>
                                    (3) Provide public notice in the 
                                    <E T="04">Federal Register</E>
                                     of establishment of the categorical exclusion and the location of availability of the written record.
                                </P>
                                <P>(i) To remove a categorical exclusion from its NEPA procedures, the Department will follow steps similar to those by which it establishes or revises a categorical exclusion.</P>
                                <P>(j) Neither the establishment nor the modification or removal of a categorical exclusion from bureau NEPA procedures is subject to NEPA review.</P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 46.210 </SECTNO>
                                <SUBJECT>Listing of Departmental categorical exclusions.</SUBJECT>
                                <P>The following actions are categorically excluded under § 46.205(b), unless any of the extraordinary circumstances in § 46.215 apply. Reliance on paragraphs (a) through (j) of this section to support approval of a proposed action does not need to be documented; reliance on paragraph (k) or (l) of this section to support approval of a proposed action does need to be documented:</P>
                                <P>(a) Personnel actions and investigations and personnel services contracts.</P>
                                <P>(b) Internal organizational changes and facility and bureau reductions and closings.</P>
                                <P>
                                    (c) Routine financial transactions including such things as salaries and expenses, procurement contracts (
                                    <E T="03">e.g.,</E>
                                     in accordance with applicable procedures and Executive Orders for sustainable or green procurement), guarantees, financial assistance, income transfers, audits, fees, bonds, and royalties.
                                </P>
                                <P>(d) Departmental legal activities including, but not limited to, such things as arrests, investigations, patents, claims, and legal opinions. This does not include bringing judicial or administrative civil or criminal enforcement actions which are outside the scope of NEPA.</P>
                                <P>(e) Nondestructive data collection, inventory (including field, aerial, and satellite surveying and mapping), study, research, and monitoring activities.</P>
                                <P>
                                    (f) Routine and continuing government business, including such things as supervision, administration, operations, maintenance, renovations, and replacement activities having limited context and intensity (
                                    <E T="03">e.g.,</E>
                                     limited size and magnitude or short-term effects).
                                </P>
                                <P>(g) Management, formulation, allocation, transfer, and reprogramming of the Department's budget at all levels. (This does not exclude the preparation of environmental documents for proposals included in the budget when otherwise required.)</P>
                                <P>
                                    (h) Legislative proposals of an administrative or technical nature (including such things as changes in authorizations for appropriations and 
                                    <PRTPAGE P="8761"/>
                                    minor boundary changes and land title transactions) or having primarily economic, social, individual, or institutional effects; and comments and reports on referrals of legislative proposals.
                                </P>
                                <P>(i) Policies, directives, regulations, and guidelines: that are of an administrative, financial, legal, technical, or procedural nature; or whose environmental effects are too broad, speculative, or conjectural to lend themselves to meaningful analysis and will later be subject to the NEPA process, either collectively or case-by-case.</P>
                                <P>(j) Activities which are educational, informational, advisory, or consultative to other agencies, public and private entities, visitors, individuals, or the general public.</P>
                                <P>(k) (Not for use within the jurisdiction of the Ninth Circuit Court of Appeals.) Hazardous fuels reduction activities using prescribed fire not to exceed 4,500 acres, and mechanical methods for crushing, piling, thinning, pruning, cutting, chipping, mulching, and mowing, not to exceed 1,000 acres. Such activities:</P>
                                <P>(1) Shall be limited to areas—</P>
                                <P>(i) In wildland-urban interface; and</P>
                                <P>(ii) Condition Classes 2 or 3 in Fire Regime Groups I, II, or III, outside the wildland-urban interface;</P>
                                <P>(2) Shall be identified through a collaborative framework as described in “A Collaborative Approach for Reducing Wildland Fire Risks to Communities and the Environment 10-Year Comprehensive Strategy Implementation Plan;”</P>
                                <P>(3) Shall be conducted consistent with bureau and Departmental procedures and applicable land and resource management plans;</P>
                                <P>(4) Shall not be conducted in wilderness areas or impair the suitability of wilderness study areas for preservation as wilderness; and</P>
                                <P>(5) Shall not include the use of herbicides or pesticides or the construction of new permanent roads or other new permanent infrastructure; and may include the sale of vegetative material if the primary purpose of the activity is hazardous fuels reduction.</P>
                                <P>(l) Post-fire rehabilitation activities not to exceed 4,200 acres (such as tree planting, fence replacement, habitat restoration, heritage site restoration, repair of roads and trails, and repair of damage to minor facilities such as campgrounds) to repair or improve lands unlikely to recover to a management approved condition from wildland fire damage, or to repair or replace minor facilities damaged by fire. Such activities must comply with the following:</P>
                                <P>(1) Shall be conducted consistent with bureau and Departmental procedures and applicable land and resource management plans;</P>
                                <P>(2) Shall not include the use of herbicides or pesticides or the construction of new permanent roads or other new permanent infrastructure; and</P>
                                <P>(3) Shall be completed within three years following a wildland fire.</P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 46.215 </SECTNO>
                                <SUBJECT>Categorical exclusions: Extraordinary circumstances.</SUBJECT>
                                <P>
                                    Extraordinary circumstances (
                                    <E T="03">see</E>
                                     § 46.205(c)) exist for individual actions within categorical exclusions that may meet any of the criteria listed in paragraphs (a) through (i) of this section. Applicability of extraordinary circumstances to categorical exclusions is determined by the Responsible Official. If an extraordinary circumstance is not present, the Responsible Official may determine that the categorical exclusion applies to the proposed action and conclude review.
                                </P>
                                <P>(a) Have significant impacts on public health or safety.</P>
                                <P>(b) Have significant impacts on such natural resources and unique geographic characteristics as historic or cultural resources; park, recreation or refuge lands; wilderness areas; wild or scenic rivers; national natural landmarks; sole or principal drinking water aquifers; prime farmlands; wetlands; floodplains; national monuments; migratory birds; and other ecologically significant or critical areas.</P>
                                <P>(c) Have highly uncertain and potentially significant environmental effects or involve unique or unknown environmental risks.</P>
                                <P>(d) Establish a precedent for future action or represent a decision in principle about future actions with potentially significant environmental effects.</P>
                                <P>(e) Have a direct relationship to other actions that implicate potentially significant environmental effects.</P>
                                <P>(f) Have significant impacts on properties listed, or eligible for listing, on the National Register of Historic Places as determined by the bureau.</P>
                                <P>(g) Have significant impacts on species listed, or proposed to be listed, on the List of Endangered or Threatened Species or have significant impacts on designated Critical Habitat for these species.</P>
                                <P>(h) Significantly limit access to and ceremonial use of Indian sacred sites on Federal lands by Indian religious practitioners or significantly adversely affect the physical integrity of such sacred sites.</P>
                                <P>(i) Contribute to potentially significant effects resulting from the introduction, continued existence, or spread of noxious weeds or non-native invasive species known to occur in the area or from other actions that promote the introduction, growth, or expansion of the range of such species (Federal Noxious Weed Control Act).</P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 46.220 </SECTNO>
                                <SUBJECT>How to designate lead agencies.</SUBJECT>
                                <P>(a) In most cases, the Responsible Official should designate one Federal agency as the lead with the remaining Federal, State, Tribal, and local agencies assuming the role of cooperating agency. In this manner, the other Federal, State, Tribal, and local agencies can work to ensure that the environmental impact statement will meet their needs for adoption and application to any related decision.</P>
                                <P>(b) In some cases, a non-Federal agency (including a State, Tribal, or local government) must comply with State, Tribal, or local requirements that are comparable to the NEPA requirements. In these cases, the Responsible Official may designate the non-Federal agency as a joint lead agency.</P>
                                <P>(c) In some cases, the Responsible Official may establish a joint lead relationship among several Federal agencies. If there are joint leads for an environmental impact statement, then one Federal agency must be identified as the agency responsible for filing the environmental impact statement with the Environmental Protection Agency.</P>
                                <P>(d) Bureaus may allow joint lead agencies to cooperate in developing environmental assessments.</P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 46.225 </SECTNO>
                                <SUBJECT>How to select cooperating agencies.</SUBJECT>
                                <P>(a) An eligible agency is:</P>
                                <P>(1) Any Federal, State, Tribal, or local agency that is qualified to participate in the development of an environmental assessment or environmental impact statement by virtue of its jurisdiction by law, consistent with 42 U.S.C. 4336a(a)(3);</P>
                                <P>
                                    (2) Any Federal, State, Tribal, or local agency that is qualified to participate in the development of an environmental assessment or environmental impact statement by virtue of its special expertise.
                                    <SU>1</SU>
                                    <FTREF/>
                                </P>
                                <FTNT>
                                    <P>
                                        <SU>1</SU>
                                         
                                        <E T="03">See</E>
                                         Council on Environmental Quality, 
                                        <E T="03">Federal and Federal-State Agencies with Jurisdiction by Law or Special Expertise on Environmental Quality Issues</E>
                                         (June 15, 2018), 
                                        <E T="03">https://ceq.doe.gov/docs/nepa-practice/Agency-Jurisdiction-and-Expertise-formerly-Appendix-II-2018-06-15.pdf.</E>
                                    </P>
                                </FTNT>
                                <P>
                                    (b) The Responsible Official for a lead bureau may invite eligible agencies to participate as cooperating agencies 
                                    <PRTPAGE P="8762"/>
                                    when the bureau is developing an environmental assessment and must invite eligible agencies to participate as cooperating agencies when the bureau is developing an environmental impact statement, subject to the exception described in paragraph (c) of this section.
                                </P>
                                <P>
                                    (c) The Responsible Official for the lead bureau must consider any request by an eligible agency to participate in a particular environmental impact statement or environmental assessment as a cooperating agency. Such request shall not be arbitrarily denied. If the Responsible Official for the lead bureau denies a request, or determines it is inappropriate to extend an invitation, he or she must state the reasons in the environmental impact statement or environmental assessment, as applicable. Denial of a request for cooperating agency status is not subject to any internal administrative appeals process, nor is it a final agency action subject to review under the Administrative Procedure Act, 5 U.S.C. 701 
                                    <E T="03">et seq.</E>
                                </P>
                                <P>(d) Bureaus should work with cooperating agencies to develop and adopt appropriate documentation that includes their respective roles, assignment of issues, schedules, and staff commitments so that the NEPA process remains on track and within the time schedule. Such documentation must be used in the case of non-Federal agencies and must include a commitment to maintain the confidentiality of documents and deliberations during the period prior to the public release by the bureau of any environmental document, including drafts, to the extent permitted by the Freedom of Information Act and other applicable law. However, no memorandum can require a cooperating agency to waive the right to judicial review.</P>
                                <P>(e) Bureaus within the Department will be cooperating agencies with other bureaus when requested.</P>
                            </SECTION>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">Subpart D—[Reserved]</HD>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">Subpart E—[Reserved]</HD>
                        </SUBPART>
                    </PART>
                </REGTEXT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03708 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4334-63-P</BILCOD>
        </RULE>
    </RULES>
    <VOL>91</VOL>
    <NO>36</NO>
    <DATE>Tuesday, February 24, 2026</DATE>
    <UNITNAME>Proposed Rules</UNITNAME>
    <PRORULES>
        <PRORULE>
            <PREAMB>
                <PRTPAGE P="8763"/>
                <AGENCY TYPE="F">OFFICE OF PERSONNEL MANAGEMENT</AGENCY>
                <CFR>5 CFR Parts 351, 430, 451, 534, 537, 630, and 894</CFR>
                <DEPDOC>[Docket ID: OPM-2025-0011]</DEPDOC>
                <RIN>RIN 3206-AO88</RIN>
                <AGENCY TYPE="O">OFFICE OF MANAGEMENT AND BUDGET</AGENCY>
                <CFR>5 CFR Part 1330</CFR>
                <RIN>RIN 0348-AB92</RIN>
                <SUBJECT>Managing Senior Professional Performance</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Personnel Management and the Office of Management and Budget.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of proposed rulemaking.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Office of Personnel Management (OPM) and the Office of Management and Budget (OMB) are proposing to revise the rules governing the performance appraisal of senior-level (SL) and scientific or professional (ST) employees, collectively referred to as “senior professionals.” This rulemaking would establish a new subpart specifically dedicated to senior professional performance appraisal. The new subpart would align more closely with the SES performance appraisal regulations, eliminate senior professional appraisal programs, remove the prohibition of a forced distribution of performance rating levels, and enhance oversight.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be received on or before March 26, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments, identified by RIN number “3206-AO88,” or docket number using the following method:</P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal: https://www.regulations.gov.</E>
                         Follow the instructions for submitting comments.
                    </P>
                    <P>
                        <E T="03">Privacy Act Statement: OPM and OMB propose this rule to elicit public views pursuant to the statutory authorities cited herein. Submission of comments is voluntary. The information will be used to inform sound decision-making. All comments and other submissions received may be posted on the internet at https://regulations.gov as they are received, without change, including any personal information provided. As such, do not include any information you would not like to be made publicly available. The OMB System of Records Notice, OMB Public Input System of Records, OMB/INPUT/01, 88 FR 20913 (available at www.federalregister.gov/documents/2023/04/07/2023-07452/privacy-act-of-1974-system-of-records), includes a list of routine uses associated with the collection of this information. The OPM System of Records Notice,</E>
                          
                        <E T="7462">Federal Register</E>
                          
                        <E T="03">Comments, OPM/Internal-29, 90 FR 6030 (available at https://www.federalregister.gov/documents/2025/01/17/2025-01125/privacy-act-of-1974-system-of-records), includes a list of routine uses associated with the collection of this information.</E>
                    </P>
                    <P>
                        All submissions must include the agency name and docket number or RIN for this 
                        <E T="04">Federal Register</E>
                         document. Please arrange and identify your comments about the regulatory text by subpart and section number. If your comments relate to the 
                        <E T="02">supplementary information</E>
                        , please reference the heading and page number in the supplementary section. All comments must be received by the end of the comment period for them to be considered.
                    </P>
                    <P>
                        As required by 5 U.S.C. 553(b)(4), a summary of this rule may be found in the docket for this rulemaking at 
                        <E T="03">www.regulations.gov.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Noah Peters, Senior Advisor to the Director, 202-606-8046 or by email at 
                        <E T="03">SESpolicy@opm.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>Senior-level (SL) and scientific or professional (ST) employees, collectively referred to as “senior professionals,” are high-ranking experts who serve in positions classified above GS-15 and just below the Senior Executive Service (SES). These positions are filled with renowned scientists, engineers, and technical/program experts and require top talent in specialized fields critical to Federal operations. SL employees generally provide subject matter expertise to support agency leaders in driving successful organizational programs, while ST employees carry out research and development functions in the physical, biological, medical, or engineering sciences, or a closely related field.</P>
                <P>
                    The past several decades of legislation, regulation, and policy have seen increased alignment between senior professional and SES compensation. The Federal Employees Pay Comparability Act of 1990 
                    <SU>1</SU>
                    <FTREF/>
                     (FEPCA) established a pay system for certain senior-level positions to replace grades 16, 17, and 18 of the General Schedule (GS), which were abolished. Under FEPCA, positions allocated by the Director of OPM under 5 U.S.C. 3104 and 5108 were placed in the new pay system under 5 U.S.C. 5376. FEPCA authorized OPM to establish pay rules for these positions with a rate range from 120 percent of the rate payable for GS-15 step 1 to the rate payable for level IV of the Executive Schedule (EX-IV), supplemented by locality pay subject to a cap of EX-III.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         Enacted as Section 529 of the Treasury, Postal Service and General Government Appropriations Act, 1991 (Pub. L. 101-509, 104 Stat. 1427).
                    </P>
                </FTNT>
                <P>
                    The Senior Professional Performance Act of 2008, Public Law 110-372 (October 8, 2008) introduced significant changes to the SL/ST pay system. The legislative history stated the principal purpose of the underlying bill was to bring the pay system for SL and ST personnel into line with that for SES members by eliminating locality pay and authorizing an agency to use a level III or level II pay ceiling, depending upon whether the agency appraisal system is certified. S. Rep. No. 110-328, 110th Cong., 2nd Sess. (April 22, 2008). This made the senior professional rate range equivalent to the SES rate range. Additionally, agencies were authorized to establish pay-for-performance systems for their senior professionals, meaning that pay increases would be based on individual performance, rather than tenure or automatic progression through a step-based system. In 2014 OPM issued senior professional pay regulations to implement the provisions of the 2008 Senior Professional Performance Act. 
                    <E T="03">See</E>
                     5 CFR part 534, subpart E. These regulations primarily established the framework for performance-based pay for senior 
                    <PRTPAGE P="8764"/>
                    professionals, which is similar to the framework that applies to the SES, requiring that pay determinations be based on individual performance, contributions to the agency's performance, or both, as determined through administration of the agency's performance management system.
                </P>
                <P>In addition to having the same applicable pay range as the SES, there are several other important senior professional provisions under current law and regulation that mirror the SES, including the aggregate compensation limit, leave accrual rate, leave carryover limit, the requirement for OPM to approve position allocations, and performance appraisal system certification requirements. These provisions reflect the similarity between senior professional and SES positions in terms of their scope and complexity. However, the parity between senior professionals and the SES has not been accompanied by changes to the regulations governing senior professional performance appraisal. Instead, senior professionals have remained subject to the same general performance appraisal regulations that apply to most federal employees, including rank-and-file GS and prevailing rate employees. As the senior-most technical advisors on issues that have wide-scale impact and application, senior professionals should be subject to performance appraisal rules commensurate with their important roles and high level of compensation.</P>
                <HD SOURCE="HD2">Senior Professional Performance Management</HD>
                <P>Currently, subpart B of 5 CFR part 430 provides the requirements for managing the performance of non-SES federal employees, including senior professionals. These regulations have not been updated since the mid-1990s and were designed to meet the needs of a broad population of federal employees such as prevailing rate employees, seasonal employees, and employees across all grades and steps of the General Schedule. Over time, these regulations have become increasingly incompatible with OPM's efforts to develop a dedicated modern senior professional performance appraisal system. Some of the current regulatory requirements present unnecessary administrative burdens, while others present barriers to implementing needed performance appraisal reform.</P>
                <HD SOURCE="HD2">Appraisal Systems and Programs</HD>
                <P>
                    Agencies must establish one or more appraisal systems, and OPM must review and approve an agency's systems. 5 U.S.C. 4304(b)(1). When developing the non-SES performance appraisal regulations at part 430, subpart B, in 1995, OPM adopted recommendations by the National Performance Review for flexible, decentralized performance management. OPM decentralized performance management and increased agency flexibility, in part through definitions. OPM defined an “appraisal system” as the agency's framework of policies and parameters (
                    <E T="03">i.e.,</E>
                     guidelines, boundaries, limits) for the administration of performance appraisal programs, and OPM defined “appraisal program” as the specific procedures and requirements established under the policies and parameters of an agency appraisal system. By creating these separate terms, OPM was able to limit its approval role to just the content of an agency appraisal system, as required by law, and leave agencies free to establish and adapt one or more appraisal programs of specific procedures and requirements, which OPM would not review. This move towards agency flexibility and decentralization was a stark contrast to the highly detailed regulatory requirements of the mid-1980s—a time when there was a strong policy interest in achieving Governmentwide uniformity. Aside from a few minor changes in the late 1990s, the part 430, subpart B, appraisal regulations have remained in place and unchanged, failing to keep pace with a growing and evolving federal workforce. While allowing agencies to create their own appraisal programs under an OPM-approved performance appraisal system is a flexibility that has worked well for most positions, for high-level positions where accountability and alignment with organizational and Administration priorities is critical, such as SES and senior professional positions, increased uniformity of appraisal practices and standards that apply Governmentwide is desirable. For example, SES have dedicated performance appraisal regulations at 5 CFR part 430, subpart C, that apply to all SES members and do not require the establishment of separate SES appraisal programs.
                </P>
                <P>
                    In 2016, OPM issued a model SL/ST performance appraisal system and program referred to as the “Basic SL/ST System/Program.” 
                    <SU>2</SU>
                    <FTREF/>
                     The Basic SL/ST System/Program was designed to comply with requirements for performance appraisal system approval and certification requirements and to provide a uniform framework to communicate expectations and evaluate the performance of senior professionals. OPM's intention was to bring consistency to the Basic SL/ST System/Program similar to what was provided for senior executives when OPM issued the Basic SES Performance Appraisal System in 2012.
                    <SU>3</SU>
                    <FTREF/>
                     However, the development of the Basic SL/ST System/Program was constrained by an underlying regulatory framework that was not created with senior professionals in mind, and therefore certain ill-fitting requirements, procedures, and definitions had to remain in the Basic SL/ST System/Program simply to comply with antiquated appraisal regulations.
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         OPM, “
                        <E T="03">Senior-Level and Scientific and Professional Performance Appraisal System/Program and Streamlined Certification Process”</E>
                         (August 9, 2016) available at 
                        <E T="03">https://www.opm.gov/chcoc/historical-memos/senior-level-and-scientific-and-professional-performance-appraisal-systemprogram-and-streamlined-certification-process-8-9-16-memo/.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         OPM, 
                        <E T="03">Senior Executive Service Performance Appraisal System available</E>
                         (January 4, 2012) available at 
                        <E T="03">https://www.opm.gov/chcoc/transmittals/2012/senior-executive-service-performance-appraisal-system_508.pdf.</E>
                    </P>
                </FTNT>
                <P>
                    Recognizing that reforms to federal performance management are long overdue, on January 20, 2025, President Trump issued the Presidential Memorandum titled “Restoring Accountability for Career Senior Executives” (90 FR 8481, January 30, 2025) to “reinvigorate the SES system and prioritize accountability.” Specifically, he sought to “ensure[ ] that SES officials are properly accountable to the President and the American people.” President Trump directed OPM, in coordination with the Office of Management and Budget (OMB), to “issue SES Performance Plans that agencies must adopt.” In accordance with that direction, on February 25, 2025, OPM issued a revised SES performance appraisal system and plan.
                    <SU>4</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         OPM, “
                        <E T="03">New Senior Executive Service Performance Appraisal System and Performance Plan, and Guidance on Next Steps for Agencies to Implement Restoring Accountability for Career Senior Executives</E>
                        ” (February 25, 2025), available at 
                        <E T="03">https://www.opm.gov/policy-data-oversight/latest-memos/new-senior-executive-service-performance-appraisal-system-and-performance-plan-and-guidance-on-next-steps-for-agencies-to-implement-restoring-accountability-for-career-senior-executives.pdf.</E>
                    </P>
                </FTNT>
                <P>
                    Given that senior professionals also occupy important roles that demand accountability to the President and the American people, on April 3, 2025, in a continued effort to maintain established parity with the SES, OPM issued a new senior professional performance appraisal system and
                    <FTREF/>
                     plan 
                    <SU>5</SU>
                      
                    <PRTPAGE P="8765"/>
                    to be used by all senior professionals beginning October 1, 2025. Like the new SES system, the new senior professional performance appraisal system requires all senior professionals to be appraised on the same standardized critical elements, be rated on the same fiscal-year cycle, and utilize the same rating levels that are used for SES appraisal.
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         OPM, “
                        <E T="03">New Senior Professional Performance Appraisal System and Plan</E>
                        ” (April 3, 2025) available at 
                        <E T="03">
                            https://www.opm.gov/chcoc/latest-
                            <PRTPAGE/>
                            memos/new-senior-professional-performance-appraisal-system-and-plan.pdf.
                        </E>
                    </P>
                </FTNT>
                <P>While the issuance of the new senior professional performance appraisal system represents a good first step to deliver meaningful reforms that will enhance accountability and ensure senior professionals' performance is of the highest quality, OPM has concluded that regulatory change is needed. OPM proposes to remove senior professionals from their current performance appraisal regulation coverage and establish a new subpart in part 430 specifically dedicated to senior professional performance appraisal. The new subpart would codify practices established in the new senior professional performance appraisal system and plan, eliminate unnecessary requirements currently imposed on senior professional performance appraisal, and more closely mirror the structure and provisions of the SES performance appraisal regulations.</P>
                <HD SOURCE="HD2">Standardized Distribution of Performance Ratings</HD>
                <P>
                    Currently, an agency may not require a particular distribution of summary levels for any employee covered by subpart B of part 430, Code of Federal Regulations, meaning that each senior professional can potentially receive any rating irrespective of how other senior professionals perform within the agency. In a 1979 rulemaking—the first rulemaking implementing Chapter 43 of the CSRA—OPM adopted a provision stating: “An appraisal system shall not permit any preestablished distributions of expected levels of performance (such as a requirement to rate on a bell curve) that interfere with appraisal of actual performance against standards.” 44 FR 45587, 45590 (August 3, 1979). As is common in rulemakings from that time, there is virtually no accompanying preamble explaining the rationale for the provision. In a 1995 rulemaking, OPM proposed to eliminate the prohibition on forced distributions. 60 FR 5542 (January 27, 1995). OPM did not adopt that proposal in the final rule. 60 FR 43936 (August 23, 1995). In response to commenters, OPM said it was persuaded by the arguments that “forced distributions were incompatible with effective performance management,” but there are no further details provided. 
                    <E T="03">Id.</E>
                     at 43941.
                </P>
                <P>
                    OPM proposes to remove this categorical prohibition on forced, or standardized, distribution for senior professionals and provide that OPM may establish a standardized distribution of some or all rating levels for agencies to apply with respect to their senior professional cohorts.
                    <SU>6</SU>
                    <FTREF/>
                     This would further increase parity with SES performance appraisal regulations since, in the final rule, Assuring Responsive and Accountable Federal Executive Management, published on September 15, 2025 (90 FR 44299), OPM eliminated the prohibition of a forced distribution within the SES.
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         OPM uses the term “standardized distribution” interchangeably with the term “forced distribution.” OPM believes the term “standardized distribution” better describes its intent than “forced distribution,” which has appeared in other recent OPM issuances. That is, OPM proposes to authorize consistent, normalized standards for the distribution of some or all rating levels across the agency's senior professional cohort. Among other things, OPM believes that this will ensure that senior professionals can be compared across government, without regard to the particular practices of performance ratings within specific agencies or the particular practices of specific managers. It will also help agencies to better identify, and reward, truly outstanding performers than under the current system, under which nearly 90% of senior professionals receive the highest two performance ratings, and will also help agencies identify and address poor performance, as very few senior professionals receive the lowest performance ratings. OPM also proposes to revise the terminology it used in 5 CFR 430.305 from “forced distribution” to “standardized distribution” to ensure consistent terms are used to describe the same concept.
                    </P>
                </FTNT>
                <P>
                    For this rulemaking, “standardized distribution” refers to a method of evaluating employees in which the rating official first assesses each employee based on certain pre-determined parameters and thereafter must develop for each employee a rating based on a pre-determined number or percentage of ratings allowable. This new approach would apply to senior professionals covered under a performance appraisal system subject to the proposed subpart, except that senior professionals appointed under Schedules C and G in the excepted service may be excluded from such standardized distribution requirements, as determined by OPM. This exclusion would provide flexibility for standardized distribution requirements to be established, consistent with OPM guidance, in a manner that best supports rigor and senior professional accountability. In advance of rulemaking, OPM's new senior professional performance appraisal system and plan incorporated the implementation of a standardized distribution of Level 4 and 5 ratings contingent upon this proposed rule being made final. Standardized distribution, also sometimes referred to as “stack ranking,” can be executed by assigning individual ranks to employees or by categorizing them into groups, such as top performers, average performers, and low performers. The practice has a well-documented history of private sector adoption over the last several decades. Wijayanti, A., Sholihin, M., Nahartyo, E. et al. (2024) conducted a review of the standardized distribution literature.
                    <SU>7</SU>
                    <FTREF/>
                     A total of 41 research articles published from 1960 to 2022 were included in their review. These studies highlight many notable benefits of utilizing standardized distributions as well as areas for caution. For example, several studies indicated that standardized distributions can increase rating accuracy by eliminating leniency bias, which is the tendency for raters to provide lenient ratings to avoid conflicts that arise from granting unfavorable ratings. Findings also show that standardized distribution can quickly enhance organizational performance and promote the success of merit-based reward systems. Some studies also found that standardized distribution can have negative consequences such as discrimination, perceptions of unfairness, and reduced organizational citizenship behavior and knowledge sharing. Nonetheless, the authors concluded that, when implemented carefully, standardized distribution has been shown to increase employee satisfaction and reduce turnover.
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         Wijayanti, A., Sholihin, M., Nahartyo, E., &amp; Supriyadi, S., 
                        <E T="03">What do we know about the forced distribution system: A systematic literature review and opportunities for future research,</E>
                         Management Quarterly Review (2024).
                    </P>
                </FTNT>
                <P>
                    Indeed, while not the norm, a standardized distribution has been used by many major private sector companies in senior level performance plans over the past few decades, including Oracle, Meta, Amazon, Microsoft, Uber, and Google.
                    <SU>8</SU>
                    <FTREF/>
                     One recent source estimates that 30% of Fortune 500 companies use a standardized distribution of some sort in their performance evaluations.
                    <SU>9</SU>
                    <FTREF/>
                     Even more pertinent, standardized distributions have been used to evaluate the performance of civil service employees in many other countries, 
                    <PRTPAGE P="8766"/>
                    most notably Germany, Portugal, Italy, Latvia, Indonesia, and the United Kingdom.
                    <SU>10</SU>
                    <FTREF/>
                     After moving away from a standardized distribution in 2019, the United Kingdom civil service returned to a system with an “expected distribution” of performance ratings in 2025.
                    <SU>11</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See, e.g.,</E>
                         “
                        <E T="03">Should a company rate its staff? A former Amazon exec says `stack ranking' is useful when done right,” CNBC,</E>
                         December 5, 2023, available at 
                        <E T="03">https://www.cnbc.com/2023/12/05/stack-ranking-ex-amazon-exec-explains-the-performance-review-system.html.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         “
                        <E T="03">Stack Ranking—All You Need to Know,” Medium</E>
                         (April 3, 2020) available at 
                        <E T="03">https://medium.com/@corvisio/stack-ranking-all-you-need-to-know-a5339c27ad83.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         “
                        <E T="03">Performance Appraisal in the EU Member States and the European Commission,</E>
                        ” ÚRAD VLÁDY SLOVENSKEJ REPUBLIKY (2017) available at 
                        <E T="03">https://www.eupan.eu/wp-content/uploads/2019/02/2016_2_SK_Performance_Appraisal_in_the_EU_Member_States_and_the_European_Commission.pdf.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         “
                        <E T="03">SCS performance management system to include new `minimum standards' in 2025,</E>
                        ” Civil Service World (December 12, 2024) available at 
                        <E T="03">https://www.civilserviceworld.com/professions/article/senior-civil-service-performance-management-minimum-standards-expected-distribution-2025. See also</E>
                         GOV.UK Civil Service Guidance, “
                        <E T="03">Performance management framework for the Senior Civil Service (2025 to 2026 performance year)</E>
                        ” (February 6, 2025), available at 
                        <E T="03">https://www.gov.uk/government/publications/senior-civil-service-performance-management/performance-management-framework-for-the-senior-civil-service-2025-to-2026-performance-year.</E>
                    </P>
                </FTNT>
                <P>
                    There is even more reason to implement a standardized distribution in the Federal Government than in the private sector. Private sector companies typically do not operate under a statutory mandate requiring that they have performance appraisal systems that “permit the accurate evaluation of performance.” 
                    <E T="03">See</E>
                     5 U.S.C. 4302(c)(1). In addition, the Federal Government is entrusted with many critical responsibilities from veterans' health care to law enforcement to disaster relief to fighting pandemics.
                    <SU>12</SU>
                    <FTREF/>
                     When senior professionals in the Federal Government fail to perform at a high level, these crucial missions are not sufficiently supported. Further, unlike the private sector, the Federal Government lacks a profit motive to ensure meaningful evaluations of its employees.
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">See, e.g.,</E>
                         Titles 38, 34, and 42 of the United States Code.
                    </P>
                </FTNT>
                <P>
                    Recent governmentwide ratings data have shown that virtually all senior professionals receive the highest rating levels (
                    <E T="03">i.e.,</E>
                     Levels 4 and 5). Governmentwide senior professional performance rating data for fiscal years 2023 and 2024 
                    <SU>13</SU>
                    <FTREF/>
                     show that approximately 90 percent of senior professionals received an “Outstanding” (Level 5) or “Exceeds Fully Successful” (Level 4) rating and less than a half of one percent of senior professionals were rated below “Fully Successful” (Level 3). These results suggest that senior professional ratings are inflated, and poor-performing employees are likely not being identified or held accountable through a rigorous appraisal process. In 2019, OPM issued a memorandum 
                    <SU>14</SU>
                    <FTREF/>
                     to agencies on how to increase rigor in performance management through well-developed performance standards that make clear distinctions among what is required to achieve performance at the various performance levels. However, the 2024 Federal Employee Viewpoint Survey (FEVS) results showed that only 47% of federal employees agreed with the statement, “In my work unit, differences in performance are recognized in a meaningful way.” This was the lowest positive response rate for any question and has consistently been the lowest over the past three years.
                    <SU>15</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         SL and ST Governmentwide ratings data for fiscal years 2023 and 2024 obtained from OPM's Enterprise Human Resources Integration-Statistical Data Mart.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         OPM, “
                        <E T="03">Applying Rigor in the Performance Management Process and Leveraging Awards Programs for a High-Performing Workforce,</E>
                        ” (July 12, 2019) available at 
                        <E T="03">https://www.opm.gov/chcoc/transmittals/2019/applying-rigor-performance-management-process-and-leveraging-awards-programs-high-performing_508_0.pdf.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         FEVS Results for 2022 to 2024, available at 
                        <E T="03">https://www.opm.gov/fevs/reports/governmentwide-reports/.</E>
                    </P>
                </FTNT>
                <P>
                    Removing the prohibition on forced distribution would allow OPM to establish and enforce limits on the highest senior professional rating levels, thereby increasing rigor in the senior professional appraisal process and leading to a more normalized distribution of senior professional ratings across the Federal Government. The ability to limit the highest rating levels for senior professionals is increasingly vital given not only the inflated performance ratings but also the rise in the number of senior professional positions. In September of 2008, OPM had authorized a total of 659 SL position allocations and 345 ST position allocations governmentwide. However, by September of 2024, those numbers rose to 1,703 SL position allocations and 768 ST position allocations governmentwide.
                    <SU>16</SU>
                    <FTREF/>
                     Because the number of senior professional positions has increased so dramatically, the consequences of inadequate performance appraisal regulations are only exacerbated. Although the 1995 amendments to the part 430, subpart B, regulations were intended to curb rating inflation and alleviate overall dissatisfaction with the one-size-fits-all approach to appraisal of the mid-1980s, the recent governmentwide data suggest the problem of rating inflation remains. In sum, it is particularly important that the executive branch have the option to implement a standardized distribution of at least some ratings given the systemic and pervasive use of Level 4 and 5 ratings and the increased number of senior professional positions.
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         OPM's Executive and Schedule C System (ESCS), Summary Allocation and Filled Report with Executive Levels (September 30, 2008, and September 30, 2024).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">Feedback and Oversight</HD>
                <P>
                    Good performance management requires ongoing feedback in which an employee is not only kept informed about how he or she is doing but is also given guidance and assistance to do even better in the future.
                    <SU>17</SU>
                    <FTREF/>
                     This starts with developing clear performance expectations and rigorous performance standards against which performance is assessed and then continues through frequent communications between the rating official and employee. The proposed rule would require that progress reviews be conducted for senior professionals quarterly as opposed to one or more times per appraisal period. This will provide more opportunities for rating officials to clarify expectations for the senior professional, evaluate how their performance compares to their performance requirements, and take action based on unacceptable performance.
                </P>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         U.S. Merit Systems Protection Board, Office of Policy and Evaluation, Performance Management is More than an Appraisal, (Washington, DC: December 2015), 
                        <E T="03">available at https://www.mspb.gov/studies/publications/Performance_Management_is_More_than_an_Appraisal.pdf.</E>
                    </P>
                </FTNT>
                <P>To provide oversight over senior professional ratings similar to the oversight provided for SES members' ratings, OPM proposes not to include the requirement for mandatory review of Level 1 ratings found at 5 CFR 430.208(e) in the proposed rule and instead establish a formal higher-level review process similar to the process provided to SES members. For senior professionals, current regulations require mandatory review of Level 1 (“Unacceptable”) ratings of record only. However, the proposed rule requires that all senior professionals be provided an opportunity for higher-level review of their initial summary rating by an employee at a higher level in the agency.</P>
                <P>
                    Existing senior professional pay regulations provide for oversight by requiring agencies with ten or more senior professionals to conduct a centralized review of proposed ratings and pay actions by a panel designated by the agency head. 
                    <E T="03">See</E>
                     5 CFR 534.505(a)(5). This single panel provides advice from an agency-wide perspective for authorized agency officials to consider before approving pay adjustments. The panel advises on whether ratings of record proposed for senior professionals accurately reflect their individual performance, contributions to agency performance, or 
                    <PRTPAGE P="8767"/>
                    both, and take into account, as appropriate, assessment of the agency's performance against program performance measures and other relevant considerations, and whether proposed pay adjustments for senior professionals conform to regulatory requirements and appropriately correspond to proposed ratings of record. OPM proposes to retain the requirement of centralized review, but under the proposed regulations the agency-level Performance Review Board (PRB), required by § 430.311, will be responsible for conducting the centralized review. Agencies not subject to the SES and thus have no PRB but do employ ten or more senior professionals would be required to establish a body equivalent to the PRB, which would be responsible for satisfying the requirements of centralized review in accordance with 5 CFR part 534, subpart E.
                </P>
                <HD SOURCE="HD1">Section-by-Section Summary of the Proposed Subpart</HD>
                <P>OPM has reviewed the non-SES and SES performance appraisal regulations and is issuing this proposed rule pursuant to its regulatory authority in 5 U.S.C. 4302(c). OPM proposes to amend 5 CFR part 430 by adding a new subpart dedicated to senior professional performance appraisal. The new subpart generally would mirror the provisions and structure of the SES appraisal regulations at 5 CFR part 430, subpart C, but certain elements of the non-SES appraisal regulations at 5 CFR part 430, subpart B, would be retained due to the different statutory authorities and requirements that apply to the SES and senior professionals. The following summarizes key provisions of each section of the proposed subpart:</P>
                <HD SOURCE="HD2">Section 430.501 General</HD>
                <P>The applicable authority remains chapter 43 of title 5, United States Code, which provides for the establishment of agency performance appraisal systems and requires OPM to prescribe regulations governing such systems.</P>
                <HD SOURCE="HD2">Section 430.502 Coverage</HD>
                <P>The proposed subpart would apply only to senior professionals paid under 5 U.S.C. 5376, which includes all SL positions that are classified above GS-15 pursuant to 5 U.S.C. 5108 and all ST positions established under 5 U.S.C. 3104.</P>
                <HD SOURCE="HD2">Section 430.503 Definitions</HD>
                <P>The proposed definition of “agency” reflects that, under 5 U.S.C. 5108, OPM determines the maximum number of SL positions that may be established in an Executive agency and, under 5 U.S.C. 3104, OPM determines the maximum number of ST positions in any agency, except for the Library of Congress, which also may establish eight ST positions under 5 U.S.C. 3104. The proposed definition of “senior professional” would be the same as that term is defined at 5 CFR 430.402.</P>
                <P>This section would retain certain defined terms from the current non-SES performance appraisal regulations at 5 CFR part 430, subpart B, and adopt certain defined terms from the SES performance appraisal regulations at 5 CFR part 430, subpart C.</P>
                <P>The terms “performance rating” and “rating of record” would be retained from the current non-SES regulations due to those terms being widely used in other statutes and regulations that remain applicable to senior professionals such as reduction in force regulations. Certain other defined terms would not be carried over from the non-SES regulations including “additional performance element,” “appraisal program,” and “non-critical element” because, in the proposed subpart, agencies would no longer be required to develop appraisal programs and all elements in a senior professional's performance plan would be critical elements.</P>
                <P>Defined terms that would be adopted from the SES appraisal regulations include “initial summary rating,” “oversight official,” “performance requirement,” “PRB,” and “strategic planning initiatives.” Also, instead of utilizing the term “appointing authority” from the SES appraisal regulations, the term “approving official” would be used and mean the agency designated official who assigns the rating of record because the term “appointing authority” is used in the SES appraisal regulations to refer to the department or agency head, or other official with authority to make appointments in the SES.</P>
                <P>The term “rating official” is a new term that would be defined in the proposed subpart and mean the official, generally the supervisor of the senior professional, who develops the initial summary rating and forwards it to the PRB as the recommended rating of record.</P>
                <HD SOURCE="HD2">Section 430.504 Senior Professional Performance Appraisal Systems</HD>
                <P>
                    This section would require agencies to establish performance appraisal systems specifically covering senior professionals and would eliminate the requirement to develop appraisal programs for those systems. Under this rulemaking, agencies would instead establish senior professional performance appraisal systems that contain all the policies, parameters, procedures, and requirements necessary for OPM approval and be consistent with the criteria for performance appraisal system certification. Since senior professionals are afforded access to a higher maximum rate of pay and a higher aggregate pay limit if covered by a certified performance appraisal system, agencies are consistently motivated to obtain and maintain a certified performance appraisal system. However, because senior professionals are currently covered under the non-SES performance appraisal regulations, they have been required to develop both a performance appraisal system and an appraisal program. OPM is authorized by law to certify only performance appraisal systems, not appraisal programs. 
                    <E T="03">See</E>
                     5 U.S.C. 5307(d). This led to cumbersome OPM guidance on implementing the Basic Senior Professional System/Program.
                    <SU>18</SU>
                    <FTREF/>
                     However, consistent with OPM's new senior professional performance appraisal system and plan,
                    <SU>19</SU>
                    <FTREF/>
                     the proposed subpart would streamline senior professional performance appraisal system development by eliminating senior professional appraisal programs and thus create better alignment between 5 U.S.C. 5307(d) and OPM's practice of certifying senior professional performance appraisal systems.
                </P>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         
                        <E T="03">See, supra,</E>
                         footnote 2.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         
                        <E T="03">See, supra,</E>
                         footnote 5.
                    </P>
                </FTNT>
                <P>This section would also require that agencies develop and administer one or more performance appraisal systems for its senior professionals in accordance with the system standards as described in this subpart, which mirror the system standards that apply to SES appraisal systems. This section would also increase the frequency of progress reviews from at least once during the appraisal period to quarterly.</P>
                <P>
                    Under this section, the minimum period of performance established for senior professionals would be 90 days, consistent with the minimum period under SES appraisal regulations. However, unlike the SES performance appraisal regulations, there would be no provision for ending a senior professional's appraisal period early after the minimum period is completed; instead, appraisals at times other than the end of the appraisal period are addressed in § 430.510. The SES was designed with mobility in mind and ending an appraisal period early for an SES member can support SES mobility and promote effectiveness by enabling 
                    <PRTPAGE P="8768"/>
                    the agency to provide an annual summary rating at a time other than the end of the established rating cycle. Senior professional positions do not have the same expectation for mobility or rotational assignments. Therefore, providing a similar regulatory flexibility to end an appraisal period early for senior professionals is not necessary.
                </P>
                <HD SOURCE="HD2">Section 430.505 System Standards for Senior Professional Performance Appraisal Systems</HD>
                <P>Under this section, an agency would be required to develop and implement a performance appraisal system for its senior professionals in accordance with the system standards specified in this section and applicable OPM guidance. Senior professionals provide subject matter expertise and strategic advice that directly supports SES members and other key leaders in carrying out important agency functions. It follows that senior professionals should be held to similarly high-performance standards as the SES. Therefore, these standards mirror those in the SES performance appraisal regulations but, because senior professionals are neither executives nor supervisors, do not require critical elements to be based on OPM-validated executive competencies. Senior professionals would be evaluated using five summary performance levels, consistent with the SES.</P>
                <P>This section would also eliminate the prohibition on the use of a forced distribution of ratings for senior professionals and would allow OPM to require and enforce a pre-established agencywide and governmentwide distribution of performance ratings for senior professionals. Additionally, OPM would be authorized to exclude senior professionals appointed under Schedules C and G in the excepted service from such standardized distribution requirements. This would provide flexibility for standardized distribution requirements to be established, consistent with OPM guidance, in a manner that best supports rigor and accountability in senior professional performance appraisal. As discussed in the Background, recent governmentwide senior professional ratings data show that the vast majority of ratings for senior professionals are above the “Fully Successful” level, with less than one percent rated below “Fully Successful.” By providing for the establishment of a standardized distribution of rating levels, OPM expects that the highest ratings will be received only by the highest performing senior professionals.</P>
                <P>Consistent with the new senior professional performance appraisal system and plan issued on April 3, 2025, OPM intends that the standardized distribution of senior professional ratings will only be applied to limit the number of Level 4 and Level 5 ratings and would not impose any requirements with respect to the number of senior professionals rated at Levels 1 through 3. Establishing governmentwide limits on rating levels will promote a high-performance culture where only truly deserving performers receive the highest ratings. And, although such a limit on the top rating levels would not directly require a greater number of ratings indicating unacceptable work or poor performance, a high-performance culture would encourage rating officials to provide poor performers with ratings commensurate with their performance.</P>
                <HD SOURCE="HD2">Section 430.506 Planning and Communicating Performance</HD>
                <P>The provisions of this section would mirror the section on planning and communicating performance in the SES appraisal regulations at 5 CFR 430.306. Rating officials would need to consult with senior professionals on the development of their performance plan and issue the plan in writing on or before the beginning of the appraisal period, or upon appointment to a new SL or ST position. The plan would need to describe individual and organizational expectations and include the critical elements, performance standards, and performance requirements. This section would also authorize an agency to require a review by the PRB to review senior professional performance plans at the beginning of the appraisal period to ensure consistency of agency-specific performance requirements.</P>
                <HD SOURCE="HD2">Section 430.507 Monitoring Performance</HD>
                <P>As discussed in the Background, good performance management requires ongoing feedback in which an employee is kept informed about how he or she is doing and also given guidance on how to improve. Therefore, this section of the proposed subpart would increase the frequency of progress reviews required for senior professionals from at least once per appraisal period to quarterly. The rating official would be required to inform them of how they are performing against their performance plans, provide advice and assistance on how to improve performance, and may use the progress review as an opportunity to discuss development opportunities for senior professionals.</P>
                <HD SOURCE="HD2">Section 430.508 Appraising Performance</HD>
                <P>The provisions of this section would generally mirror the Appraising Performance section of the SES appraisal regulations at 5 CFR 430.308. Agencies would be required to have senior professional performance appraisal systems that establish appropriate timelines for communicating performance plans, conducting appraisals, and assigning and communicating ratings of record. Agencies would have to appraise each senior professional's performance on both individual and organizational performance, taking into account factors such as results achieved in accordance with agency mission and strategic planning initiatives; overall quality of the performance rendered by the senior professional; performance appraisal guidelines that are based upon assessments of the agency's performance provided by the oversight official; customer perspectives; and compliance with merit system principles. However, unlike in the SES appraisal regulations, senior professionals would not have “employee perspectives” included as a performance factor. This is because senior professionals' unique roles do not require the type of engagement with employees that is required of SES members. Senior professionals are precluded from supervising employees other than personal assistants. In accordance with 5 U.S.C. 3132(a)(2), a position classified above GS-15 with the authority to supervise employees who are not personal assistants is to be placed in the SES and may not be established as SL or ST, if it is within an agency covered by the SES.</P>
                <HD SOURCE="HD2">Section 430.509 Rating Performance</HD>
                <P>This section would incorporate certain provisions from the SES appraisal regulations as well as retain certain provisions from the non-SES appraisal regulations. For instance, in this section an agency would be required to utilize its agency-level PRB, as described in proposed 5 CFR 430.511, to fulfill the requirements of centralized review under 5 CFR part 534, subpart E.</P>
                <P>
                    Other provisions adopted from the SES appraisal regulations include the requirement for the rating official (normally the supervisor of the senior professional) to develop an initial summary rating in writing, share it with the senior professional, and provide the senior professional an opportunity to respond in writing. Additionally, under this section the higher-level review process that applies to SES members would be available to senior 
                    <PRTPAGE P="8769"/>
                    professionals. Whereas the non-SES appraisal regulations mandate that an “Unacceptable” (Level 1) rating be reviewed by a higher-level official, this section would replace that requirement with the option for a senior professional to request higher-level review of any initial summary rating before the rating is given to the PRB to conduct centralized review, as applicable. Given the enhanced oversight by the agency's PRB and expanded opportunity to have ratings reviewed by a higher-level official, this section would not provide for a senior professional to appeal a performance appraisal or rating, beyond what is otherwise provided under applicable law or regulation.
                    <SU>20</SU>
                    <FTREF/>
                     This would further establish consistency with the SES appraisal rules.
                </P>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         Senior professional performance appraisals and ratings are not directly appealable to the Merit Systems Protection Board but may be subject to challenge through an individual agency and/or union grievance process.
                    </P>
                </FTNT>
                <P>
                    This section would also contain provisions retained from the non-SES appraisal regulations including the requirement that each rating of record cover a specified appraisal period and the prohibition against agencies carrying over a rating of record from a previous appraisal period for a subsequent appraisal period(s) without an actual evaluation of performance during the subsequent appraisal period. This section would also provide that the rating of record assigned at the end of an appraisal period (or a performance rating assigned at a time other than the end of an appraisal period) for a disabled veteran must not be lowered because the veteran has been absent from work to seek medical treatment (see Executive Order 5396 (July 17, 1930), available at 
                    <E T="03">https://babel.hathitrust.org/cgi/pt?id=miua.4731703.proc.001&amp;seq=632</E>
                    ).
                </P>
                <HD SOURCE="HD2">Section 430.510 Details and Job Changes</HD>
                <P>This section would address how senior professional performance appraisal systems are to handle employees who experience job changes during the appraisal period. This section would closely mirror the SES provisions at 5 CFR 430.310 and require that, when a senior professional is detailed or temporarily reassigned for 120 days or longer, the gaining organization must set performance goals and requirements for the detail or temporary assignment. The gaining organization must also appraise the senior professional's performance in writing before the senior professional leaves and provide the appraisal information to the senior professional. This section would also require that, when a senior professional is reassigned or transferred to another agency after completing the minimum period, the rating official must appraise the senior professional's performance in writing before the senior professional leaves and provide the appraisal information to the senior professional. The most recent rating of record and any subsequent appraisals would be transferred to the gaining agency or organization and the gaining rating official would be required to consider the rating and appraisals when deriving the initial summary rating at the end of the appraisal period.</P>
                <HD SOURCE="HD2">Section 430.511 Performance Review Boards</HD>
                <P>As discussed in the Background, current senior professional pay regulations at 5 CFR part 534, subpart E, require agencies with ten or more senior professionals to conduct a centralized review of proposed ratings and pay actions by a panel designated by the agency head. This single panel provides advice from an agency-wide perspective for the approving official to consider before approving pay adjustments. To ensure the integrity of an agency's centralized review panel, this section would require agencies subject to the SES to use their established agency-level PRB to conduct the centralized review, including providing written recommendations to the approving official on senior professional ratings of record, performance awards, and pay adjustments. If the agency employs ten or more senior professionals but is not subject to the SES, this section would require the agency to establish a body equivalent to the PRB for the purpose of fulfilling the requirements of centralized review. OPM expects that, in accordance with the Presidential Memorandum titled “Restoring Accountability for Career Senior Executives” (90 FR 8481; Jan. 30, 2025), re-constituted PRBs made up of individuals committed to full enforcement of the SES performance standards are best suited to carry out the responsibilities of conducting the centralized review.</P>
                <HD SOURCE="HD2">Section 430.512 Using Performance Results</HD>
                <P>This section would establish the requirements for using performance results and would contain the same provisions that apply to the SES at 5 CFR 430.312 in terms of requiring agencies to use performance appraisals as a basis for adjusting pay, granting awards, retaining employees, and making other personnel decisions. It would also require that appraisal be a factor in assessing a senior professional's continuing development needs and require that agencies provide appropriate incentives and recognition for excellence in performance. However, this section would not include the performance-based removal requirements that apply to SES in 5 CFR 430.312(c)(1)-(3) since those requirements originate from 5 U.S.C. 4314(b)(3), which does not apply to non-SES employees. Instead, this section would reiterate that senior professionals may be suspended, demoted, or removed from the civil service for unacceptable performance, subject to the provisions of 5 U.S.C. 4303, 7503, and 7513.</P>
                <HD SOURCE="HD2">Section 430.513 Training and Evaluation</HD>
                <P>This section would establish training and performance appraisal system evaluation requirements identical to those found in the SES regulations at 5 CFR 430.313, including the requirement that agencies must periodically evaluate the effectiveness of their performance appraisal system(s) and implement improvements as needed. These evaluations would assess both effectiveness of the performance appraisal system and compliance with relevant laws, OPM regulations, and OPM performance management policy. Unlike the SES regulations, agencies would be required to retain performance-related records for a minimum of 4 years as required by 5 CFR 293.404(a), as opposed to the 5 years as is required for SES performance records under 5 CFR 293.404(b).</P>
                <HD SOURCE="HD2">Section 430.514 OPM Review of Agency Systems</HD>
                <P>
                    Under this section, agencies would be required to submit proposed senior professional performance appraisal systems to OPM that are separate from performance appraisal systems covering SES or other non-SES employees. A senior professional system would need to address the system standards and requirements specified in this proposed subpart and OPM would review the system for compliance with the requirements of law, OPM regulations, and OPM performance management policy. If OPM were to find that an agency's senior professional performance appraisal system does not meet the requirements and intent of subchapter I of chapter 43 of title 5, U.S. Code, or this proposed subpart, OPM would identify the requirements that were not met and would direct the agency to take corrective action, and the agency would be required to comply.
                    <PRTPAGE P="8770"/>
                </P>
                <HD SOURCE="HD1">Conforming Amendments</HD>
                <P>This rulemaking would also make conforming changes to parts 351, 430, 451, 534, 537, 630, and 894, as described below to account for the new proposed subpart that would be added to part 430.</P>
                <HD SOURCE="HD2">Part 351</HD>
                <P>In an unrelated rulemaking, OPM plans to propose revisions to the reduction in force regulations found in 5 CFR part 351. RIN 3206-AO86. In this rule OPM proposes to make appropriate conforming changes to part 351, the specifics of which could vary depending on any amendments finalized in the reduction in force rulemaking. For example, based on the current language, OPM would make conforming changes to the definition of “rating of record” at 5 CFR 351.203 and language pertaining to a “single rating pattern” at 5 CFR 351.504(d) to incorporate references to the new proposed subpart as well as to clarify that the summary levels established for senior professionals in the proposed subpart are not considered to be a pattern of summary levels as set forth in 5 CFR 430.208(d).</P>
                <HD SOURCE="HD2">Part 430</HD>
                <P>The coverage statement at 5 CFR 430.202 would be amended to exclude senior professionals from being covered under subpart B of part 430.</P>
                <P>OPM proposes to amend 5 CFR 430.305 (in subpart C of part 430, governing the SES) to replace the term “forced distribution” with the term “standardized distribution.” As noted in footnote 6, OPM believes the term “standardized distribution” better captures its intent than “forced distribution.” That is, OPM proposes to authorize consistent, normalized standards for the distribution of some or all rating levels across the agency's SES cohort, along with its senior professional cohort. Further, revising the terminology in this section to “standardized distribution” would ensure the consistent usage of terms that describe the same concept.</P>
                <P>Subpart D of part 430 and the parallel regulations at subpart D of part 1330 would also be amended. The definitions of “appraisal system” and “performance expectations” at 5 CFR 430.402 and 1330.402 would be updated to remove the reference to appraisal programs and make other minor adjustments to terminology. At 5 CFR 430.403 and 1330.403, references to the proposed subpart would replace the 5 CFR 430, subpart B references, and the provision allowing an agency to include system features in its senior professional appraisal system(s) that are the same as, or similar to, features of its SES appraisal system would be removed, since under the proposed rule agencies would already have such system features incorporated into their senior professional appraisal system(s). At 5 CFR 430.404 and 1330.404, references to the proposed subpart would replace 5 CFR part 430, subpart B references. Also, the language that prohibits the guidance described in 5 CFR 430.404(a)(5) from taking the form of quantitative limitations on ratings at any given rating level would be removed along with the language that prohibits ranking senior employees “against each other” for the purpose of determining performance ratings at 5 CFR 430.404(a)(8), and characterizing “such ranking” as “prohibited.” Those provisions would be removed because they conflict with one purpose of the proposed rule, which is to remove the prohibition of a forced distribution of senior professional rating levels. At 5 CFR 430.405 and 1330.405, references to the proposed subpart would replace 5 CFR part 430, subpart B references, and language pertaining to the summary level requirements would be modified so that only five summary levels may be utilized, consistent with the proposed subpart.</P>
                <HD SOURCE="HD2">Part 451</HD>
                <P>References to the new subpart would be added to 5 CFR 451.103 and 451.104.</P>
                <HD SOURCE="HD2">Part 534</HD>
                <P>At 5 CFR 534.402, an erroneous citation would be fixed.</P>
                <P>At 5 CFR 534.503, the definition of “performance appraisal system” would be amended to replace the 5 CFR part 430, subpart B reference with the reference to the proposed subpart, remove the reference to appraisal programs, and make other minor adjustments to terminology consistent with the new proposed subpart. The definition of “performance rating” would be amended to remove the reference to non-critical elements since only critical elements are utilized for senior professionals under the new proposed subpart, and language would be removed to clarify that a summary level assigned to a senior professional is not from a pattern of summary levels as specified in 5 CFR 430.208(d). The definition of “rating of record” would also be amended to replace the 5 CFR part 430, subpart B reference with the reference to the proposed subpart and to make other adjustments to terminology consistent with the new proposed subpart. Sections 534.505 and 534.507 would be amended to replace the 5 CFR part 430, subpart B references with the references to the proposed subpart. Section 534.507 would also be amended to remove language that applies to rating levels under summary level patterns described in 5 CFR 430.208.</P>
                <HD SOURCE="HD2">Part 537</HD>
                <P>At 5 CFR 537.108, a reference to the new proposed subpart would be added.</P>
                <HD SOURCE="HD2">Part 630</HD>
                <P>At 5 CFR 630.301, a reference to the new proposed subpart would be added.</P>
                <HD SOURCE="HD2">Part 1330</HD>
                <P>The regulations at 5 CFR part 1330, subpart D, are parallel regulations to 5 CFR part 430 subpart D, which govern the performance appraisal system certification requirements for the SES and senior professionals. Performance appraisal system certification is co-regulated by OPM and OMB and, therefore, conforming amendments to 5 CFR part 1330, subpart D, would be made identical to the changes to 5 CFR part 430, subpart D, described above.</P>
                <HD SOURCE="HD1">Editorial Corrections</HD>
                <P>As a part of this rulemaking, OPM is proposing to make an editorial correction at 5 CFR 894.302 to fix an erroneous citation. OPM is also proposing to revise the authority citations for parts 534, 537, and 894 to comply with 1 CFR part 21, subpart B, without substantive change.</P>
                <HD SOURCE="HD1">Expected Impact of This Rulemaking</HD>
                <HD SOURCE="HD2">A. Statement of Need</HD>
                <P>OPM is issuing this proposed rule pursuant to its authority to issue regulations governing performance appraisals under subchapter I of chapter 43 of title 5, United States Code. The purpose of this rulemaking is to establish separate regulations that will be better suited to the performance appraisal needs of senior professionals. While many provisions applicable to senior professionals such as pay, aggregate limit on compensation, leave accrual, and leave carryover limit have evolved over the years to match what the SES receive, senior professionals have remained subject to the same general performance appraisal regulations that apply to most non-SES federal employees, including rank-and-file GS and prevailing rate employees. The lack of appraisal rules specifically tailored to senior professionals' important roles and high level of compensation hinders agencies' ability to fully leverage the strategic potential of these positions.</P>
                <P>
                    OPM found that, despite its previous efforts to promote rigor in senior 
                    <PRTPAGE P="8771"/>
                    professional performance appraisal by encouraging agencies to develop more stringent performance requirements,
                    <SU>21</SU>
                    <FTREF/>
                     senior professional ratings distributions come nowhere close to resembling a normal bell curve. As mentioned in the Background, governmentwide senior professional performance rating data for fiscal years 2023 and 2024 
                    <SU>22</SU>
                    <FTREF/>
                     show that approximately 90 percent of senior professionals received a Level 5 (“Outstanding”) or Level 4 (“Exceeds Fully Successful”) rating and less than a half of one percent of senior professionals were rated below Level 3 (“Fully Successful”). The distribution of these ratings suggests there is inflation of senior professional ratings and poor performing employees are likely not being identified or held accountable through a rigorous appraisal process. As such, action must be taken to re-set and infuse rigor into the senior professional performance appraisal process.
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         
                        <E T="03">See, e.g.,</E>
                         OPM, “
                        <E T="03">Applying Rigor in the Performance Management Process and Leveraging Awards Programs for a High-Performing Workforce,”</E>
                         (July 12, 2019) available at 
                        <E T="03">https://www.opm.gov/chcoc/transmittals/2019/applying-rigor-performance-management-process-and-leveraging-awards-programs-high-performing_508_0.pdf.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         
                        <E T="03">See, supra,</E>
                         footnote 12.
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Impact</HD>
                <P>Establishing a new subpart that is specifically dedicated to the performance appraisal of senior professionals and that more closely resembles the SES appraisal system—including proposed changes to allow OPM to establish and enforce a standardized distribution of performance ratings—would enable agencies and senior professionals to be held to a higher standard of accountability and ensure only the truly deserving performers are rewarded for their performance.</P>
                <P>Allowing for the establishment of limits on senior professional ratings would result in a more normalized distribution of performance ratings. OPM expects that a standardized distribution would incentivize improved performance of senior professionals as they no longer would expect to receive high ratings without demonstrating superior performance relative to the other senior professionals in their agency. This would ultimately improve the performance of the Federal Government in providing services to the American public.</P>
                <P>Establishing senior professional performance appraisal regulations that more closely align with SES appraisal regulations would also result in greater opportunities for oversight and review of senior professional ratings. Under the proposed subpart, agencies employing 10 or more senior professionals would utilize their agency-level PRB to conduct the centralized review required in subpart E of 5 CFR part 534. Additionally, all senior professionals would be able to request higher-level review of their initial summary rating, regardless of the rating level, providing enhanced credibility, transparency, and accountability to the rating process.</P>
                <HD SOURCE="HD2">C. Costs</HD>
                <P>This proposed rule would affect the operations of more than 60 Federal agencies—ranging from cabinet-level departments to small independent agencies—that have SL or ST employees. We estimate that this rule would require individuals employed by these agencies to spend time updating agency senior professional performance appraisal policies and procedures. For this cost analysis, the assumed average salary rate of federal employees performing this work will be the rate in 2025 for GS-14, step 5, in the Washington, DC, locality pay table ($161,486 annual locality rate and $77.38 hourly locality rate). We assume the total dollar value of labor, which includes wages, benefits, and overhead, is equal to 200 percent of the wage rate, resulting in an assumed labor cost of $154.76 per hour.</P>
                <P>To comply with the regulatory changes in the proposed rule, affected agencies would need to review the rule and update their policies and procedures. We estimate that, in the first year following publication of a final rule, this would require an average of 80 hours of work by employees with an average hourly cost of $154.76 per hour. This would result in estimated one-time costs of about $12,400 per agency and about $744,000 Governmentwide.</P>
                <P>
                    Senior professionals revise their performance requirements each year as they develop their performance plans. OPM anticipates that adjusting their specific performance requirements to reflect the updated critical elements may take each senior professional slightly longer than usual in the first year. We estimate that this would require approximately 15 additional minutes in the first year of implementation compared to the time usually spent to develop specific performance requirements for the annual performance plan. Based on the average salary of the SL and ST pay plans in September 2024 (most recent available data), we assume an overall average SL/ST salary rate of $204,735, or $98.43 per hour.
                    <SU>23</SU>
                    <FTREF/>
                     We assume the total dollar value of labor, which includes wages, benefits, and overhead, is equal to 200 percent of the wage rate, resulting in an assumed labor cost of $196.86 per hour. There are approximately 1,420 employees with an SL or ST pay plan in the executive branch. This would result in a one-year, transitional increase in costs of about $70,000 Governmentwide.
                </P>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         Average senior professional pay drawn from Office of Personnel Management FedScope data, available at 
                        <E T="03">https://www.fedscope.opm.gov/.</E>
                    </P>
                </FTNT>
                <P>OPM anticipates that the overall implementation costs would be limited in duration and would total about $814,000.</P>
                <HD SOURCE="HD2">D. Benefits</HD>
                <P>Senior professionals are critical to the effective operation and strategic direction of the Federal Government. These positions are classified above the GS-15 level and receive compensation similar to SES members; however, these employees are not covered by their own dedicated performance appraisal regulations like the SES are. In keeping with established parity between senior professionals and the SES, the proposed subpart would provide for senior professional appraisal rules that align more closely with the SES and would relieve agencies of superfluous provisions found in subpart B of part 430 that are not well-suited to senior professionals, such as the requirement to establish one or more performance appraisal programs.</P>
                <P>Providing senior professionals coverage under their own subpart for performance appraisal allows for removing the prohibition of a forced distribution of performance ratings without impacting that prohibition for the employees who remain covered under subpart B of part 430. By allowing OPM to establish a limit on the number of senior professionals who can receive the highest ratings, there would be a clear distinction of the highest performers across an agency and the Federal Government. Agencies would no longer be able to rate virtually all their senior professionals at the highest performance ratings, thus encouraging senior professionals to strive for increased levels of performance and ultimately provide better results for the Federal Government and the American public.</P>
                <P>
                    Senior professionals will benefit from increased feedback and oversight under the new subpart. It requires more frequent progress reviews; the opportunity for a higher-level review of any proposed ratings instead of a 
                    <PRTPAGE P="8772"/>
                    mandatory review of an “Unacceptable” (Level 1) rating of record; agency-level PRB oversight over recommended ratings of record, pay adjustments, and performance awards; and overall provides increased governmentwide consistency for senior professional performance appraisal.
                </P>
                <HD SOURCE="HD2">E. Regulatory Alternatives</HD>
                <P>
                    An alternative to this rulemaking is to not establish a new subpart in part 430 dedicated to senior professional performance appraisal and instead OPM could issue further guidance encouraging agencies to be increasingly rigorous in managing the performance of their senior professionals. However, without the provisions in this proposed subpart, agencies would continue to be prevented from applying a standardized distribution of senior professional ratings by 5 CFR 430.208(c). As mentioned in the Statement of Need, previous attempts to curb rating inflation through guidance have not been successful; instead, it appears that the percentage of senior professionals receiving Level 4 or 5 performance ratings has reached a point where almost all senior professionals (
                    <E T="03">i.e.,</E>
                     approximately 90%) are receiving a Level 4 or 5 rating.
                    <SU>24</SU>
                    <FTREF/>
                     Without the ability to place limits on senior professional ratings, the pervasive inflation of senior professional ratings will likely continue, resulting in a lack of meaningful rating distinction and thus, lack of accountability.
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         
                        <E T="03">Supra,</E>
                         footnote 12.
                    </P>
                </FTNT>
                <P>Another alternative to this rulemaking is for OPM to pursue a different rulemaking that would amend subpart B of part 430 by excluding senior professionals from the forced distribution prohibition contained in that subpart. While this approach would achieve some of the intended purpose of the proposed rule, it would lack the meaningful reforms to senior professional performance appraisal that increase parity with the SES appraisal rules, such as providing for higher-level review of initial summary ratings and the PRB providing centralized review. Failing to establish a separate subpart in part 430 dedicated to senior professional performance appraisal would result in senior professionals continuing to be subject to the cumbersome provisions of subpart B of part 430, which require agencies to establish both appraisal systems and appraisal programs, which is burdensome and not aligned with OPM's vision of centralized, effective senior professional performance management.</P>
                <HD SOURCE="HD1">Request for Comments</HD>
                <P>OPM requests comments on the implementation and potential impacts of this proposed rule. Such information will be useful for better understanding the effect of this new proposed subpart on senior professional performance appraisal by Federal agencies. The type of information in which OPM is interested includes, but is not limited to, the following:</P>
                <P>• Are there any beneficial provisions from part 430, subparts B or C, that OPM did not incorporate into the proposed subpart but should have? If so, what are they?</P>
                <P>• Does the current senior professional performance management system accurately distinguish excellent from satisfactory from poor performance?</P>
                <P>• Would having agencies utilize their agency-level PRB to conduct centralized review and providing the opportunity for senior professionals to request higher-level review of their initial summary rating increase credibility or accountability in the senior professional rating process?</P>
                <P>• In what other ways could credibility and accountability be increased?</P>
                <P>• Are there any additional conforming amendments that should be made but that OPM failed to identify?</P>
                <HD SOURCE="HD1">Regulatory Compliance</HD>
                <HD SOURCE="HD2">A. Regulatory Flexibility Act</HD>
                <P>The Director of OPM certifies that this rulemaking will not have a significant economic impact on a substantial number of small entities because it will apply only to Federal agencies and employees.</P>
                <HD SOURCE="HD2">B. Regulatory Review</HD>
                <P>OPM has examined the impact of this rule as required by Executive Order 12866 and Executive Order 13563, which direct agencies to assess all costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits (including potential economic, environmental, public, health, and safety effects, distributive impacts, and equity). A regulatory impact analysis must be prepared for major rules with economically significant effects of $100 million or more in any one year. This rulemaking does not reach that threshold but has otherwise been designated a “significant regulatory action” under section 3(f) of Executive Order 12866. This rule is not an E.O. 14192 regulatory action because it does not impose any more than de minimis regulatory costs.</P>
                <HD SOURCE="HD2">C. Federalism</HD>
                <P>This rulemaking will not have substantial direct effects on the States, on the relationship between the National Government and the States, or on distribution of power and responsibilities among the various levels of government. Therefore, in accordance with Executive Order 13132, it is determined that this proposed rule does not have sufficient federalism implications to warrant preparation of a Federalism Assessment.</P>
                <HD SOURCE="HD2">D. Civil Justice Reform</HD>
                <P>This rulemaking meets the applicable standards set forth in section 3(a) and (b)(2) of Executive Order 12988.</P>
                <HD SOURCE="HD2">E. Unfunded Mandates Reform Act of 1995</HD>
                <P>Section 202 of the Unfunded Mandates Reform Act of 1995 (UMRA) requires that agencies assess anticipated costs and benefits before issuing any rule that would impose spending costs on State, local, or tribal governments in the aggregate, or on the private sector, in any 1 year of $100 million in 1995 dollars, updated annually for inflation. That threshold is currently approximately $206 million. This rulemaking will not result in the expenditure by State, local, or tribal governments, in the aggregate, or by the private sector, in excess of the threshold. Thus, no written assessment of unfunded mandates is required.</P>
                <HD SOURCE="HD2">F. Paperwork Reduction Act</HD>
                <P>This regulatory action will not impose any reporting or recordkeeping requirements under the Paperwork Reduction Act.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects</HD>
                    <CFR>5 CFR Parts 430 and 451</CFR>
                    <P>Decorations, Government employees.</P>
                    <CFR>5 CFR Part 534</CFR>
                    <P>Government employees, Hospitals, Students, Wages.</P>
                    <CFR>5 CFR Part 537</CFR>
                    <P>Administrative practice and procedure, Government employees, Students, Wages.</P>
                    <CFR>5 CFR Part 630</CFR>
                    <P>Emergency preparedness, Government employees, Reporting and recordkeeping requirements, Wages, Weather.</P>
                    <CFR>5 CFR Part 894</CFR>
                    <P>
                        Administrative practice and procedure, Government employees, Health facilities, Health insurance, Health professions, Hostages, Iraq, 
                        <PRTPAGE P="8773"/>
                        Kuwait, Lebanon, Military personnel, Reporting and recordkeeping requirements, Retirement.
                    </P>
                    <CFR>5 CFR Part 1330</CFR>
                    <P>Government employees. </P>
                </LSTSUB>
                <P>For the reasons stated in the preamble, OPM proposes to amend 5 CFR parts 430, 451, 534, 537, 630, and 894, and OMB proposes to amend 5 CFR part 1330 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 430—PERFORMANCE MANAGEMENT</HD>
                </PART>
                <AMDPAR>1. The authority citation for part 430 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>5 U.S.C. chapter 43 and 5307(d).</P>
                </AUTH>
                <SUBPART>
                    <HD SOURCE="HED">Subpart B—Performance Appraisal for General Schedule, Prevailing Rate, and Certain Other Employees</HD>
                </SUBPART>
                <AMDPAR>2. Amend § 430.202 by revising paragraph (a)(2) to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 430.202</SECTNO>
                    <SUBJECT>Coverage.</SUBJECT>
                    <P>(a) * * *</P>
                    <P>(2) Section 4301(2) of title 5, United States Code, defines employees covered by statute by this subpart. In addition to General Schedule (GS/GM) employees, coverage includes, but is not limited to prevailing rate employees, and excludes senior-level and scientific and professional employees paid under 5 U.S.C. 5376.</P>
                    <STARS/>
                </SECTION>
                <SUBPART>
                    <HD SOURCE="HED">Subpart C—Managing Senior Executive Performance</HD>
                </SUBPART>
                <AMDPAR>3. Amend § 430.305 by revising paragraph (d) as follows:</AMDPAR>
                <P>(d) OPM may establish, and refine as needed, a standardized distribution of some or all SES rating levels which agencies must apply when rating SES members, except that noncareer SES members may be excluded from such standardized distribution requirements, as determined by OPM.</P>
                <SUBPART>
                    <HD SOURCE="HED">Subpart D—Performance Appraisal Certification for Pay Purposes</HD>
                </SUBPART>
                <AMDPAR>4. Amend § 430.402 by revising the definition of “Appraisal system” and “Performance expectations” to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 430.402</SECTNO>
                    <SUBJECT>Definitions.</SUBJECT>
                    <STARS/>
                    <P>
                        <E T="03">Appraisal system</E>
                         means the policies, practices, and procedures an agency establishes under 5 U.S.C. chapter 43 and subparts C and E of this part, or other applicable legal authority, for planning, monitoring, developing, evaluating, and rewarding employee performance. This includes performance management systems as defined at § 430.303 and performance appraisal systems as defined at § 430.503.
                    </P>
                    <STARS/>
                    <P>
                        <E T="03">Performance expectations</E>
                         means critical and other performance elements and performance requirements that constitute the senior executive performance plans (as defined in § 430.303) established for senior executives, the critical and other performance elements and performance requirements that constitute the senior professional performance plans (as defined in § 430.503) established for senior professionals, or other appropriate means authorized under performance appraisal systems not covered by 5 U.S.C. chapter 43 for communicating what a senior employee is expected to do and the manner in which he/she is expected to do it, and may include contribution to agency performance, where appropriate.
                    </P>
                    <STARS/>
                </SECTION>
                <AMDPAR>5. Amend § 430.403 by revising paragraphs (b) through (d) to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 430.403</SECTNO>
                    <SUBJECT>System certification.</SUBJECT>
                    <STARS/>
                    <P>(b) Except as provided in paragraph (c) of this section, agencies subject to 5 U.S.C. chapter 43 and this part seeking certification of their appraisal systems must submit systems that have been approved by OPM under § 430.312 or § 430.514 as applicable. In some agencies, the performance appraisal system(s) covers employees in many organizations and/or components, and their ability to meet the certification criteria in § 430.404 may vary significantly. In such cases, an agency may establish and/or submit separate performance appraisal systems for each of these distinct organizations and/or components to ensure timely certification of those performance appraisal system(s) that meet the criteria. New appraisal systems established under subpart C or E of this part, as applicable based on the employees covered, must be approved by OPM.</P>
                    <P>(c) When an agency establishes a new appraisal system for the purpose of seeking certification under this subpart, the agency may submit that system for certification even if it has not yet been approved by OPM under § 430.312 or § 430.514, as applicable. OPM will certify, with OMB concurrence, only those systems that OPM determines meet the approval requirements of subpart C or E of this part, as applicable.</P>
                    <P>(d) An agency must establish an appraisal system(s), as defined in § 430.402, for its senior professionals that meets the requirements of subpart E of this part, and is separate from the system(s) established to cover its SES members under subpart C of this part. For the purpose of certification under this subpart, such senior professional appraisal system(s) must meet the certification criteria set forth in § 430.404.</P>
                    <STARS/>
                </SECTION>
                <AMDPAR>6. Amend § 430.404 by revising paragraphs (a)(2), (5), (7), and (8) to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 430.404</SECTNO>
                    <SUBJECT>Certification criteria.</SUBJECT>
                    <P>(a) * * *</P>
                    <P>(2) Consultation, so that the performance expectations for senior employees meet the requirements of subparts C and E of this part, as applicable, and/or other applicable legal authority; are developed with the input and involvement of the individual senior employees who are covered thereby; and are communicated to them at the beginning of the applicable appraisal period, and/or at appropriate times thereafter;</P>
                    <STARS/>
                    <P>(5) Appropriate assessments of the agency's performance—overall and with respect to each of its particular missions, components, programs, policy areas, and support functions—such as reports of the agency's Government Performance and Results Act (GPRA) goals, annual performance plans and targets, program performance measures, and other appropriate indicators, as well as evaluation guidelines based, in part, upon those assessments, that are communicated by the agency head, or an individual specifically designated by the agency head for such purpose, to senior employees, appropriate senior employee rating and reviewing officials, and PRB members. These assessments and guidelines are to be provided at the conclusion of the appraisal period but before individual senior employee performance ratings are recommended, so that they may serve as a basis for individual performance evaluations, as appropriate. The guidance provided must conform to subpart C or E of this part, as applicable;</P>
                    <STARS/>
                    <P>
                        (7) Accountability, so that final agency head decisions and any PRB recommendations regarding senior employee ratings consistent with subparts C and E of this part, individually and overall, appropriately reflect the employee's performance expectations, relevant program performance measures, and such other relevant factors as the PRB may find 
                        <PRTPAGE P="8774"/>
                        appropriate; in the case of supervisory senior employees, ratings must reflect the degree to which performance standards, requirements, or expectations for individual subordinate employees clearly link to organizational mission, GPRA strategic goals, or other program or policy objectives and take into account the degree of rigor in the appraisal of their subordinate employees;
                    </P>
                    <P>(8) Performance differentiation, so that the system(s) includes at least one summary level of performance above fully successful, including a summary level that reflects outstanding performance, as defined in § 430.402, and so that its annual administration results in meaningful distinctions based on relative performance that take into account the assessment of the agency's performance against relevant program performance measures, as described in paragraph (a)(6) of this section, employee performance expectations, and such other relevant factors as may be appropriate. For equivalent systems that do not use summary ratings, the performance appraisal system must provide for clear differentiation of performance at the outstanding level; and</P>
                    <STARS/>
                </SECTION>
                <AMDPAR>7. Amend § 430.405 by revising paragraphs (b)(1)(iii)(B) and (C) and (h)(2) to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 430.405</SECTNO>
                    <SUBJECT>Procedures for certifying agency appraisal systems.</SUBJECT>
                    <STARS/>
                    <P>(b) * * *</P>
                    <P>(1) * * *</P>
                    <P>(iii) * * *</P>
                    <P>(B) For the agency's senior professionals covered by subpart E of this part, five summary levels—an outstanding level, a fully successful level, a level between outstanding and fully successful, an unacceptable level, and a level between fully successful and unacceptable; and</P>
                    <P>(C) For agencies not subject to subparts C and E of this part, a summary rating level that reflects outstanding performance or a methodology that clearly differentiates outstanding performance, as defined in § 430.402;</P>
                    <STARS/>
                    <P>(h) * * *</P>
                    <P>(2) An agency's system certification is automatically suspended when OPM withdraws performance appraisal system approval or mandates corrective action because of misapplication of the system as authorized under §§ 430.312(c), 430.403(e), and 430.514(c).</P>
                    <STARS/>
                </SECTION>
                <AMDPAR>8. Add subpart E to read as follows:</AMDPAR>
                <SUBPART>
                    <HD SOURCE="HED">Subpart E—Managing Senior Professional Performance</HD>
                </SUBPART>
                <CONTENTS>
                    <SUBPART>
                        <HD SOURCE="HED"/>
                        <SECHD>Sec.</SECHD>
                        <SECTNO>430.501</SECTNO>
                        <SUBJECT>General.</SUBJECT>
                        <SECTNO>430.502</SECTNO>
                        <SUBJECT>Coverage.</SUBJECT>
                        <SECTNO>430.503</SECTNO>
                        <SUBJECT>Definitions.</SUBJECT>
                        <SECTNO>430.504</SECTNO>
                        <SUBJECT>Senior professional performance appraisal systems.</SUBJECT>
                        <SECTNO>430.505</SECTNO>
                        <SUBJECT>System standards for senior professional performance appraisal systems.</SUBJECT>
                        <SECTNO>430.506</SECTNO>
                        <SUBJECT>Planning and communicating performance.</SUBJECT>
                        <SECTNO>430.507</SECTNO>
                        <SUBJECT>Monitoring performance.</SUBJECT>
                        <SECTNO>430.508</SECTNO>
                        <SUBJECT>Appraising performance.</SUBJECT>
                        <SECTNO>430.509</SECTNO>
                        <SUBJECT>Rating performance.</SUBJECT>
                        <SECTNO>430.510</SECTNO>
                        <SUBJECT>Details and job changes.</SUBJECT>
                        <SECTNO>430.511</SECTNO>
                        <SUBJECT>Performance Review Boards (PRBs).</SUBJECT>
                        <SECTNO>430.512</SECTNO>
                        <SUBJECT>Using performance results.</SUBJECT>
                        <SECTNO>430.513</SECTNO>
                        <SUBJECT>Training and evaluation.</SUBJECT>
                        <SECTNO>430.514</SECTNO>
                        <SUBJECT>OPM review of agency systems.</SUBJECT>
                    </SUBPART>
                </CONTENTS>
                <SECTION>
                    <SECTNO>§ 430.501</SECTNO>
                    <SUBJECT>General.</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Statutory authority.</E>
                         Chapter 43 of title 5, United States Code, provides for the establishment of agency performance appraisal systems and requires the Office of Personnel Management (OPM) to prescribe regulations governing such systems. The regulations in this subpart in combination with statute set forth the requirements for managing the performance for senior-level (SL) positions classified above GS-15 pursuant to 5 U.S.C. 5108 and scientific or professional (ST) positions established under 5 U.S.C. 3104, and which are compensated under 5 U.S.C. 5376.
                    </P>
                    <P>
                        (b) 
                        <E T="03">Equivalent ratings of record.</E>
                         (1) If an agency has administratively adopted and applied the procedures of this subpart to evaluate the performance of its employees, the ratings of record resulting from that evaluation are considered ratings of record for reduction in force purposes.
                    </P>
                    <P>(2) Other performance evaluations given while an employee is not covered by the provisions of this subpart are considered ratings of record for reduction in force purposes when the performance evaluation—</P>
                    <P>(i) Was issued as an officially designated evaluation under the employing agency's performance evaluation system;</P>
                    <P>(ii) Was derived from the appraisal of performance against expectations that are established and communicated in advance and are work related; and</P>
                    <P>(iii) Identified whether the employee performed acceptably.</P>
                    <P>(3) When the performance evaluation does not include five summary levels comparable to those established at § 430.505(a)(6), the agency may identify a level based on information related to the appraisal process.</P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 430.502</SECTNO>
                    <SUBJECT>Coverage.</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Covered positions.</E>
                         This subpart applies to the following types of positions:
                    </P>
                    <P>(1) Senior-level (SL) positions classified above GS-15 pursuant to 5 U.S.C. 5108 and paid under 5 U.S.C. 5376; and</P>
                    <P>(2) Scientific or professional (ST) positions established under 5 U.S.C. 3104 and paid under 5 U.S.C. 5376.</P>
                    <P>
                        (b) 
                        <E T="03">Administrative exclusions.</E>
                         OPM may exclude any position or group of positions in the excepted service under the authority of 5 U.S.C. 4301(2)(G). Excepted service positions for which employment is not reasonably expected to exceed the minimum period established under § 430.504(b)(4) in a consecutive 12-month period are not subject to this subpart.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 430.503</SECTNO>
                    <SUBJECT>Definitions.</SUBJECT>
                    <P>In this subpart—</P>
                    <P>
                        <E T="03">Agency</E>
                         means—
                    </P>
                    <P>(1) An Executive agency as defined in 5 U.S.C. 105;</P>
                    <P>(2) Any other entity that is not part of an Executive agency and for which OPM has approved establishment of one or more scientific or professional positions under 5 U.S.C. 3104.</P>
                    <P>
                        <E T="03">Appraisal period</E>
                         means the established period of time for which a senior professional's performance will be appraised and rated.
                    </P>
                    <P>
                        <E T="03">Approving official</E>
                         means an agency designated official with authority to make SL or ST appointments and who assigns the rating of record.
                    </P>
                    <P>
                        <E T="03">Critical element</E>
                         means a key component of a senior professional's work that contributes to organizational goals and results and is so important that unacceptable performance on the element would make the senior professional's overall job performance unacceptable.
                    </P>
                    <P>
                        <E T="03">Initial summary rating</E>
                         means an overall rating level the rating official derives, from appraising the senior professional's performance during the appraisal period in relation to the critical elements and performance standards and requirements, and forwards to the Performance Review Board as the recommended rating of record.
                    </P>
                    <P>
                        <E T="03">Oversight official</E>
                         means the agency head or the individual specifically designated by the agency head who provides oversight of the performance management system and issues performance appraisal guidelines.
                        <PRTPAGE P="8775"/>
                    </P>
                    <P>
                        <E T="03">Performance</E>
                         means the accomplishment of the work described in the senior professional's performance plan.
                    </P>
                    <P>
                        <E T="03">Performance appraisal</E>
                         means the review and evaluation of a senior professional's performance against critical elements and performance standards and requirements.
                    </P>
                    <P>
                        <E T="03">Performance appraisal system</E>
                         means the policies, practices, and procedures an agency establishes under 5 U.S.C. chapter 43 and this subpart, or other applicable legal authority, for planning, monitoring, developing, evaluating, and rewarding employee performance.
                    </P>
                    <P>
                        <E T="03">Performance rating</E>
                         means the written, or otherwise recorded, appraisal of performance compared to the performance standard(s) for each critical element on which there has been an opportunity to perform for the minimum period. A performance rating may include the assignment of a numerical summary performance level.
                    </P>
                    <P>
                        <E T="03">Performance requirement</E>
                         means a description of what a senior professional must accomplish, or the competencies demonstrated, for a critical element. A performance requirement establishes the criteria to be met to be rated at a specific level of performance and generally includes quality, quantity, timeliness, cost savings, manner of performance, or other factors.
                    </P>
                    <P>
                        <E T="03">Performance standard</E>
                         means a normative description of a single level of performance within five such described levels of performance ranging from unacceptable performance to outstanding performance. Performance standards provide the benchmarks for developing performance requirements against which actual performance will be assessed.
                    </P>
                    <P>
                        <E T="03">PRB</E>
                         means Performance Review Board, which for the purposes of this subpart includes a PRB established under § 430.311 or an equivalent body, as described in § 430.511.
                    </P>
                    <P>
                        <E T="03">Progress review</E>
                         means a review of the senior professional's progress in meeting the performance requirements. A progress review is not a performance rating.
                    </P>
                    <P>
                        <E T="03">Rating official</E>
                         means the official, generally the supervisor of the senior professional, who develops the initial summary rating and forwards it to the Performance Review Board, as the recommended rating of record.
                    </P>
                    <P>
                        <E T="03">Rating of record</E>
                         means the final official performance rating at the end of an appraisal period for performance of agency-assigned duties over the entire period after the initial summary rating has been reviewed and approved by the approving official.
                    </P>
                    <P>
                        <E T="03">Senior professional</E>
                         means an employee in a senior-level (SL) or scientific or professional position (ST) paid under 5 U.S.C. 5376.
                    </P>
                    <P>
                        <E T="03">Senior professional performance plan</E>
                         means the written critical elements and performance requirements against which performance will be evaluated during the appraisal period by applying the established performance standards. The plan includes all critical elements, performance standards, and performance requirements, including any specific goals, targets, competencies, objectives, or other measures established for the senior professional.
                    </P>
                    <P>
                        <E T="03">Strategic planning initiatives</E>
                         means agency strategic plans as required by the GPRA Modernization Act of 2010, annual performance plans, organizational work plans, and other related initiatives.
                    </P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 430.504</SECTNO>
                    <SUBJECT> Senior professional performance appraisal systems.</SUBJECT>
                    <P>(a) Each agency must develop and administer one or more performance appraisal systems for its senior professionals in accordance with the system standards established in § 430.505.</P>
                    <P>(b) Performance appraisal systems must provide for—</P>
                    <P>(1) Identifying employees covered by the system;</P>
                    <P>(2) Monitoring progress in accomplishing critical elements and performance requirements and conducting progress reviews at least quarterly during the appraisal period, including informing senior professionals on how well they are performing;</P>
                    <P>(3) Establishing an official performance appraisal period for which a rating of record must be prepared;</P>
                    <P>(4) Establishing a minimum appraisal period of at least 90 days;</P>
                    <P>(5) Establishing criteria and procedures to address performance of senior professionals who are on detail, temporarily reassigned, or transferred as described at § 430.510, and for other special circumstances established by the agency.</P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 430.505 </SECTNO>
                    <SUBJECT>System standards for senior professional performance appraisal systems.</SUBJECT>
                    <P>(a) Each agency performance appraisal system must incorporate the following system standards:</P>
                    <P>(1) Use critical elements to evaluate the quality of the senior professional's job performance for the designated appraisal period;</P>
                    <P>(2) Align performance requirements with agency mission and strategic planning initiatives;</P>
                    <P>(3) Define performance standards for each of the summary rating performance levels, which also may be used for the individual elements or performance requirements being appraised;</P>
                    <P>(4) Appraise each senior professional's performance at least annually against performance requirements based on established performance standards and other measures;</P>
                    <P>(5) Derive a rating of record through a mathematical method that ensures the senior professional's performance aligns with level descriptors contained in performance standards that clearly differentiate levels above fully successful;</P>
                    <P>(6) Establish five summary performance levels. Level 1 through Level 5 are ordered categories, with Level 1 as the lowest and Level 5 as the highest, as follows:</P>
                    <P>(i) An outstanding level (Level 5);</P>
                    <P>(ii) An exceeds fully successful level (Level 4);</P>
                    <P>(iii) A fully successful level (Level 3);</P>
                    <P>(iv) A minimally satisfactory level (Level 2); and</P>
                    <P>(v) An unacceptable level (Level 1);</P>
                    <P>(7) Include equivalency statements in the system description for agency-specific terms for the five summary performance levels aligning them with the five performance levels required in paragraph (a)(6) of this section; and</P>
                    <P>(8) Use performance appraisals as a basis to adjust pay, reward, retain, and develop senior professionals or make other personnel decisions, including removals as described in § 430.512.</P>
                    <P>(b) An agency must develop and implement a performance appraisal system for its senior professionals in accordance with the requirements of this section and applicable OPM guidance.</P>
                    <P>(c) OPM may establish, and refine as needed, a governmentwide performance management system incorporating all requirements of this section for agencies to adopt, with limited adaptation, for performance appraisal of its senior professionals.</P>
                    <P>(d) OPM may establish, and refine as needed, a standardized distribution of some or all rating levels for senior professionals which agencies must apply when rating senior professionals, except that senior professionals appointed under Schedules C or G in the excepted service may be excluded from such standardized distribution requirements, as determined by OPM.</P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 430.506</SECTNO>
                    <SUBJECT> Planning and communicating performance.</SUBJECT>
                    <P>
                        (a) Each senior professional must have a performance plan that describes the 
                        <PRTPAGE P="8776"/>
                        individual and organizational expectations for the appraisal period that clearly fall within the senior professional's area of responsibility and control.
                    </P>
                    <P>(b) Rating officials must develop performance plans in consultation with senior professionals and communicate the plans to them in writing, including through the use of automated systems, on or before the beginning of the appraisal period, or upon appointment to a new SL or ST position.</P>
                    <P>(c) A senior professional performance plan must include—</P>
                    <P>
                        (1) 
                        <E T="03">Critical elements.</E>
                         Critical elements must reflect individual performance results or competencies as well as organizational performance priorities within each senior professional's respective area of responsibility and control.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Performance standards.</E>
                         Performance plans must include the performance standards describing each level of performance at which a senior professional's performance can be appraised. Performance standards describe the general expectations that must be met to be rated at each level of performance and provide the benchmarks for developing performance requirements.
                    </P>
                    <P>
                        (3) 
                        <E T="03">Performance requirements.</E>
                         At a minimum, performance requirements must describe expected accomplishments or demonstrated competencies for fully successful performance by the senior professional. An agency may establish performance requirements associated with other levels of performance as well. These performance requirements must align with agency mission and strategic planning initiatives. Performance requirements must contain measures of the quality, quantity, timeliness, cost savings, or manner of performance, as appropriate, expected for the applicable level of performance.
                    </P>
                    <P>(d) Agencies may require a review of senior professional performance plans at the beginning of the appraisal period to ensure consistency of agency-specific performance requirements. Such reviews may be performed by the PRB or another body of the agency's choosing.</P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 430.507 </SECTNO>
                    <SUBJECT>Monitoring performance.</SUBJECT>
                    <P>Rating officials must monitor each senior professional's performance throughout the appraisal period and hold at least quarterly progress reviews. At a minimum, rating officials must inform senior professionals during the progress review about how well they are performing with regard to their performance plan. Rating officials must provide advice and assistance to senior professionals on how to improve their performance. Rating officials and senior professionals may also discuss available development opportunities for the senior professional.</P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 430.508</SECTNO>
                    <SUBJECT> Appraising performance.</SUBJECT>
                    <P>(a) Agencies must establish appropriate timelines for communicating performance plans, conducting appraisals, and assigning and communicating ratings of record.</P>
                    <P>(b) At least annually, agencies must appraise each senior professional's performance in writing, including through the use of automated systems, and assign a rating of record at the end of the appraisal period.</P>
                    <P>(c) Agencies must appraise a senior professional's performance on the critical elements and performance requirements in the senior professional's performance plan.</P>
                    <P>(d) Agencies must base appraisals of senior professional performance on both individual and organizational performance as it applies to the senior professional's area of responsibility and control, taking into account factors such as—</P>
                    <P>(1) Results achieved in accordance with agency mission and strategic planning initiatives;</P>
                    <P>(2) Overall quality of performance rendered by the senior professional;</P>
                    <P>(3) Performance appraisal guidelines that must be based upon assessments of the agency's performance and are provided by the oversight official to senior professionals, rating and reviewing officials, PRB members, and approving officials at the conclusion of the appraisal period and before completion of the initial summary ratings;</P>
                    <P>(4) Customer perspectives;</P>
                    <P>(5) Compliance with the merit system principles set forth under 5 U.S.C. 2301.</P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 430.509 </SECTNO>
                    <SUBJECT>Rating performance.</SUBJECT>
                    <P>(a) When rating senior professional performance, each agency must use its agency-level PRB, as described at § 430.511 to fulfill the requirements of centralized review under part 534, subpart E, of this chapter.</P>
                    <P>(b) The rating of record or performance rating for a disabled veteran shall not be lowered because the veteran has been absent from work to seek medical treatment as provided in Executive Order 5396.</P>
                    <P>(c) Each rating of record shall cover a specified appraisal period. Agencies are prohibited from carrying over a rating of record prepared for a previous appraisal period as the rating of record for a subsequent appraisal period(s) without an actual evaluation of the employee's performance during the subsequent appraisal period.</P>
                    <P>(d) When a rating of record cannot be prepared at the time specified, the appraisal period must be extended. Once the conditions necessary to complete a rating of record have been met, a rating of record must be prepared as soon as practicable.</P>
                    <P>(e) Senior professional performance appraisals and ratings are not appealable, beyond what is otherwise provided under applicable law or regulation.</P>
                    <P>(f) Procedures for rating senior professionals must provide for the following:</P>
                    <P>
                        (1) 
                        <E T="03">Initial summary rating.</E>
                         The rating official must develop an initial summary rating of the senior professional's performance, in writing, including through the use of automated systems, and share that rating with the senior professional. The senior professional may respond in writing.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Higher-level review (HLR).</E>
                         A senior professional may ask for a higher-level official to review the initial summary rating before the rating is given to the PRB. The agency must provide each senior professional an opportunity for review of the initial summary rating by an employee, or (with the consent of the senior professional) a commissioned officer in the uniformed services on active duty in the agency, in a higher level in the agency than the rating official who issued the initial summary rating.
                    </P>
                    <P>(i) A single review by an official at a higher level who did not participate in determining the senior professional's initial summary rating will satisfy this requirement. An official providing HLR may not change the initial summary rating but may recommend a different rating to the PRB. HLR may be provided by an official who is at a higher level in the agency than the approving official who will approve the final rating under paragraph (f)(4) of this section.</P>
                    <P>(ii) When an agency cannot provide review by a higher-level official for a senior professional who receives an initial summary rating from the agency head because no such official exists in the agency, the agency must offer an alternative review as it determines appropriate, except that the review may not be provided by a member of the PRB or an official who participated in determining the initial summary rating.</P>
                    <P>
                        (iii) If a senior professional declines review by agency-designated higher-level officials, the agency may offer an alternative review but is not obligated to do so. The agency must document the senior professional's declination of the 
                        <PRTPAGE P="8777"/>
                        HLR opportunity provided by the agency before offering an alternative review.
                    </P>
                    <P>(iv) Copies of findings and recommendations of the HLR official or the official performing an alternative review under paragraph (f)(2)(ii) through (iii) of this section must be given to the senior professional, the rating official, and the PRB.</P>
                    <P>
                        (3) 
                        <E T="03">PRB review.</E>
                         For agencies with ten or more senior professionals, the agency-level PRB must receive and review the initial summary rating, the senior professional's response to the initial rating if made, and findings and recommendations of any HLR or any alternative review under paragraph (f)(2) of this section before making recommendations to the approving official, as provided in § 430.511 and consistent with the requirements in part 534, subpart E, of this chapter pertaining to centralized review. Centralized review is not required for agencies employing fewer than ten senior professionals.
                    </P>
                    <P>
                        (4) 
                        <E T="03">Rating of record.</E>
                         The approving official must assign the rating of record of the senior professional's performance after considering the applicable PRB's recommendations. This rating is the official final rating for the appraisal period and must be communicated to the senior professional in writing, including through the use of automated systems, in accordance with the timelines developed under § 430.508(a).
                    </P>
                    <P>(g) A performance rating may be prepared at such other times as may be necessary, such as for special circumstances including, but not limited to, transfers and performance on details.</P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 430.510 </SECTNO>
                    <SUBJECT>Details and job changes.</SUBJECT>
                    <P>(a) When a senior professional is detailed or temporarily reassigned for 120 days or longer, the gaining organization must set performance goals and requirements for the detail or temporary assignment. The gaining organization must appraise the senior professional's performance in writing, including through the use of automated systems, and the rating official must consider this appraisal when deriving the initial summary rating.</P>
                    <P>(b) When a senior professional is reassigned or transferred to another agency after completing the minimum appraisal period, the rating official must appraise the senior professional's performance in writing, including through the use of automated systems, before the senior professional leaves and provide this information to the senior professional.</P>
                    <P>(c) The most recent rating of record and any subsequent appraisals must be transferred to the gaining agency or organization. The gaining rating official must consider the rating and appraisals when deriving the initial summary rating at the end of the appraisal period.</P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 430.511 </SECTNO>
                    <SUBJECT>Performance Review Boards (PRBs).</SUBJECT>
                    <P>Each agency that employs ten or more senior professionals must use its agency-level PRB established under § 430.311, or an equivalent body if the agency is not subject to the SES, to make written recommendations to the approving official on ratings of record, performance awards, and pay adjustments regarding senior professionals. The agency-level PRB or equivalent body will be responsible for fulfilling all requirements of centralized review found in part 534, subpart E, of this chapter.</P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 430.512 </SECTNO>
                    <SUBJECT>Using performance results.</SUBJECT>
                    <P>(a) Agencies must use performance appraisals as a basis for adjusting pay, granting awards, retaining senior professionals, and making other personnel decisions. Performance appraisals must be a factor in assessing a senior professional's continuing development needs.</P>
                    <P>(b) Agencies must provide appropriate incentives and recognition (including pay adjustments under subpart E of part 534 of this chapter and performance awards under part 451, subpart A, of this chapter) for excellence in performance.</P>
                    <P>(c) A senior professional may be suspended, demoted, or removed from the civil service for unacceptable performance, subject to the provisions of 5 U.S.C. 4303, 7503, and 7513.</P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 430.513 </SECTNO>
                    <SUBJECT>Training and evaluation.</SUBJECT>
                    <P>(a) To assure effective implementation of agency performance appraisal systems, agencies must provide appropriate information and training to agency leadership, rating officials, and senior professionals on performance management, including planning and appraising performance.</P>
                    <P>(b) Agencies must periodically evaluate the effectiveness of their performance appraisal system(s) and implement improvements as needed. Evaluations must provide for both assessment of effectiveness and compliance with relevant laws, OPM regulations, and OPM performance management policy.</P>
                    <P>(c) Agencies must maintain all performance-related records for no fewer than 4 years from the date the rating of record is issued, as required in § 293.404(a)(1) of this chapter.</P>
                </SECTION>
                <SECTION>
                    <SECTNO>§ 430.514 </SECTNO>
                    <SUBJECT>OPM review of agency systems.</SUBJECT>
                    <P>(a) Agencies must submit proposed senior professional performance appraisal systems to OPM for approval. Agency systems must address the system standards and requirements specified in this subpart.</P>
                    <P>(b) OPM will review agency systems for compliance with the requirements of law, OPM regulations, and OPM performance management policy, including the system standards specified at § 430.505.</P>
                    <P>(c) If OPM finds that an agency system does not meet the requirements and intent of subchapter I of chapter 43 of title 5, United States Code, or of this subpart, OPM will identify the requirements that were not met and direct the agency to take corrective action, and the agency must comply.</P>
                </SECTION>
                <PART>
                    <HD SOURCE="HED">PART 451—AWARDS</HD>
                </PART>
                <AMDPAR>9. The authority citation for part 451 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P> 5 U.S.C. 4302, 4501-4509; E.O. 11438, 33 FR 18085, 3 CFR, 1966-1970 Comp., p. 755; E.O. 12828, 58 FR 2965, 3 CFR, 1993 Comp., p. 569.</P>
                </AUTH>
                <SUBPART>
                    <HD SOURCE="HED">Subpart A—Agency Awards</HD>
                </SUBPART>
                <AMDPAR>10. Amend § 451.103 by revising paragraph (c)(2) to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 451.103 </SECTNO>
                    <SUBJECT>Agency award program(s).</SUBJECT>
                    <STARS/>
                    <P>(c) * * *</P>
                    <P>(2) Documenting justification for awards that are not based on a rating of record (as defined in §§ 430.203 and 430.503 of this chapter).</P>
                    <STARS/>
                </SECTION>
                <AMDPAR>11. Amend § 451.104 by revising paragraph (a)(3) to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 451.104 </SECTNO>
                    <SUBJECT>Awards.</SUBJECT>
                    <P>(a) * * *</P>
                    <P>(3) Performance as reflected in the employee's most recent rating of record (as defined in §§ 430.203 and 430.503 of this chapter), provided that the rating of record is at the fully successful level (or equivalent) or above, except that performance awards may be paid to SES members only under § 534.405 of this chapter and not on the basis of this subpart.</P>
                    <STARS/>
                </SECTION>
                <PART>
                    <HD SOURCE="HED">PART 534—PAY UNDER OTHER SYSTEMS</HD>
                </PART>
                <AMDPAR>12. The authority citation for part 534 is revised to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority: </HD>
                    <P>5 U.S.C. 1104, 3161(d), 5304, 5307, 5351, 5352, 5353, 5376, 5382, 5383, 5384, 5385, 5541, 5550a, 7302; 18 U.S.C. 207.</P>
                </AUTH>
                <SUBPART>
                    <PRTPAGE P="8778"/>
                    <HD SOURCE="HED">Subpart D—Pay and Performance Awards Under the Senior Executive Service</HD>
                </SUBPART>
                <AMDPAR>13. Amend § 534.402 by revising the definition for “PRB” to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 534.402 </SECTNO>
                    <SUBJECT>Definitions.</SUBJECT>
                    <STARS/>
                    <P>
                        <E T="03">PRB</E>
                         means Performance Review Board, as described in § 430.311 of this chapter.
                    </P>
                    <STARS/>
                </SECTION>
                <SUBPART>
                    <HD SOURCE="HED">Subpart E—Pay for Senior-Level and Scientific or Professional Positions</HD>
                </SUBPART>
                <AMDPAR>14. Amend § 534.503 by revising the definitions for “Performance appraisal system,” “Performance rating,” and “Rating of record” to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 534.503 </SECTNO>
                    <SUBJECT>Definitions.</SUBJECT>
                    <STARS/>
                    <P>
                        <E T="03">Performance appraisal system</E>
                         means the framework of policies, practices, and procedures an agency establishes under subchapter I of chapter 43 of title 5, United States Code, subpart A of this part, and this subpart for planning, monitoring, developing, evaluating, and rewarding both individual and organizational performance and for using resulting performance information in making personnel decisions.
                    </P>
                    <STARS/>
                    <P>
                        <E T="03">Performance rating</E>
                         means the written, or otherwise recorded, appraisal of performance compared to the SL or ST employee's performance standard(s) for each critical element on which there has been an opportunity to perform for a minimum of 90 days. A performance rating may include the assignment of a summary level.
                    </P>
                    <STARS/>
                    <P>
                        <E T="03">Rating of record</E>
                         means the performance rating prepared at the end of an appraisal period for performance of agency-assigned duties over the entire period and the assignment of a summary level that has been reviewed and approved in accordance with § 534.505(a).
                    </P>
                    <STARS/>
                </SECTION>
                <AMDPAR>15. Amend § 534.505 by revising and republishing paragraph (a)(5) introductory text to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 534.505 </SECTNO>
                    <SUBJECT>Written procedures.</SUBJECT>
                    <P>(a) * * *</P>
                    <P>(5) The administrative and management controls that will be applied to assure compliance with applicable statutes, OPM regulations, the agency's written procedures established under this section, the applicable maximum rate of basic pay in § 534.504(a), and, where applicable, the certification requirements set forth in part 430, subpart D, of this chapter. In an agency that employs ten or more senior professionals, these controls must include centralized review of ratings proposed under § 430.509 of this chapter and pay actions proposed under § 534.507 by a panel of individuals designated by the agency head to provide advice from an agency-wide perspective for authorized agency officials to consider before approving pay adjustments on whether—</P>
                    <STARS/>
                </SECTION>
                <AMDPAR>16. Amend § 534.507 by revising paragraphs (c)(2), (f), and (h) to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 534.507 </SECTNO>
                    <SUBJECT>Annual increases in basic pay.</SUBJECT>
                    <STARS/>
                    <P>(c) * * *</P>
                    <P>(2) A performance rating that covers a period of at least 90 days and is assigned in accordance with subpart E of part 430 of this chapter and the centralized review required by § 534.505(a)(5), but only if a rating of record is not available or does not reflect current performance.</P>
                    <STARS/>
                    <P>(f) Except as required by paragraph (g) of this section, a pay increase under this section may not be provided to an employee—</P>
                    <P>(1) Who has a current rating of record below Level 3 (Fully Successful or equivalent), as described in § 430.509 of this chapter; or</P>
                    <P>(2) Who, after receiving a rating of record at Level 3 or above, receives a more recent performance rating as defined at § 430.503 of this chapter that rates performance in a critical element at a level below Fully Successful.</P>
                    <STARS/>
                    <P>(h)(1) If the rates of basic pay under the General Schedule are increased under 5 U.S.C. 5303 on the date specified in paragraph (a)(1) of this section and the agency head decides upon a zero adjustment for an SL or ST employee who has a current rating of record or applicable performance rating at Level 3 or above, the agency must communicate the reasons for that decision to the employee in writing.</P>
                    <P>(2) Paragraph (h)(1) of this section does not apply to a senior professional with a rate of basic pay described in § 534.505(c)(1) unless—</P>
                    <P>(i) The rates of basic pay for the Executive Schedule are also increased on the date specified in paragraph (a)(1) of this section; and</P>
                    <P>(ii) The senior professional has a current rating of record or applicable performance rating at Level 5.</P>
                    <P>(3) Paragraphs (h)(1) and (2) of this section may not be construed to require a pay increase for any senior professional employee.</P>
                </SECTION>
                <PART>
                    <HD SOURCE="HED">PART 537—REPAYMENT OF STUDENT LOANS</HD>
                </PART>
                <AMDPAR>17. The authority citation for part 537 is revised to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority: </HD>
                    <P>5 U.S.C. 2301, 2302, and 5379(g). E.O. 11478, 3 CFR 1966-1970 Comp., p. 803, unless otherwise noted; E.O. 13087, 63 FR 30097, 3 CFR 1998 Comp., p. 191; and E.O. 13152, 65 FR 26115, 3 CFR 2000 Comp., p. 264.</P>
                </AUTH>
                <AMDPAR>18. Amend § 537.108 by revising paragraph (b) to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 537.108 </SECTNO>
                    <SUBJECT>Loss of eligibility for student loan repayment benefits.</SUBJECT>
                    <STARS/>
                    <P>(b) For the purpose of applying paragraph (a)(2) of this section, an acceptable level of performance is one that is equivalent to level 3 (“Fully Successful” or equivalent) or higher, as described in § 430.208(d) or § 430.505 of this chapter, as applicable. An employee loses eligibility for student loan repayment benefits if his or her most recent official performance evaluation does not meet this requirement.</P>
                </SECTION>
                <PART>
                    <HD SOURCE="HED">PART 630—ABSENCE AND LEAVE</HD>
                </PART>
                <AMDPAR>19. The authority citation for part 630 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority: </HD>
                    <P>Subparts A through E issued under 5 U.S.C. 6133(a) (read with 5 U.S.C. 6129), 6303(e) and (f), 6304(d)(2), 6306(b), 6308(a) and 6311; subpart F issued under 5 U.S.C. 6305(a) and 6311 and E.O. 11228, 30 FR 7739, 3 CFR, 1974 Comp., p. 163; subpart G issued under 5 U.S.C. 6305(c) and 6311; subpart H issued under 5 U.S.C. 6133(a) (read with 5 U.S.C. 6129) and 6326(b); subpart I issued under 5 U.S.C. 6332, 6334(c), 6336(a)(1) and (d), and 6340; subpart J issued under 5 U.S.C. 6340, 6363, 6365(d), 6367(e), 6373(a); subpart K issued under 5 U.S.C. 6391(g); subpart L issued under 5 U.S.C. 6383(f) and 6387; subpart M issued under Sec. 2(d), Pub. L. 114-75, 129 Stat. 641 (5 U.S.C. 6329 note); subpart N issued under 5 U.S.C. 6329a(c); subpart O issued under 5 U.S.C. 6329b(h); and subpart P issued under 5 U.S.C. 6329c(d).</P>
                </AUTH>
                <SUBPART>
                    <HD SOURCE="HED">Subpart C—Annual Leave</HD>
                </SUBPART>
                <AMDPAR>20. Amend § 630.301 by revising paragraph (b)(3) to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 630.301 </SECTNO>
                    <SUBJECT>Annual leave accrual and accumulation—Senior Executive Service, Senior-Level, and Scientific and Professional Employees.</SUBJECT>
                    <STARS/>
                    <P>(b) * * *</P>
                    <P>
                        (3) Covered positions are subject to a performance appraisal system established under 5 U.S.C. chapter 43 and 5 CFR part 430, subpart B, C, or E or other applicable legal authority, for 
                        <PRTPAGE P="8779"/>
                        planning, monitoring, developing, evaluating, and rewarding employee performance.
                    </P>
                    <STARS/>
                </SECTION>
                <PART>
                    <HD SOURCE="HED">PART 894—FEDERAL EMPLOYEES DENTAL AND VISION INSURANCE PROGRAM</HD>
                </PART>
                <AMDPAR>21. The authority citation for part 894 is revised to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority: </HD>
                    <P>5 U.S.C. 8962; 5 U.S.C. 8992. Subpart C also issued under 2 U.S.C. 2051. Sec. 894.601(b) also issued under sec. 1111, Pub. L. 116-92, 133 Stat. 1600 (5 U.S.C. 8956 note).</P>
                </AUTH>
                <SUBPART>
                    <HD SOURCE="HED">Subpart C—Eligibility</HD>
                </SUBPART>
                <AMDPAR>22. Amend § 894.302 by revising paragraph (k)(1) to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 894.302 </SECTNO>
                    <SUBJECT>What is an excluded position?</SUBJECT>
                    <STARS/>
                    <P>(k) * * *</P>
                    <P>
                        (1) An 
                        <E T="03">employee</E>
                         appointed to perform “part-time career employment,” as defined in section 3401 (2) of title 5, U.S.C., and 5 CFR part 340, subpart B; or
                    </P>
                    <STARS/>
                </SECTION>
                <PART>
                    <HD SOURCE="HED">PART 1330—HUMAN RESOURCES MANAGEMENT</HD>
                </PART>
                <AMDPAR>23. The authority citation for part 1330 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>5 U.S.C. 5307(d).</P>
                </AUTH>
                <SUBPART>
                    <HD SOURCE="HED">Subpart D—Performance Appraisal Certification for Pay Purposes</HD>
                </SUBPART>
                <AMDPAR>24. Amend § 1330.402 by revising the definitions of “Appraisal system” and “Performance expectations” to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 1330.402 </SECTNO>
                    <SUBJECT>Definitions.</SUBJECT>
                    <STARS/>
                    <P>
                        <E T="03">Appraisal system</E>
                         means the policies, practices, and procedures an agency establishes under 5 U.S.C. chapter 43 and 5 CFR part 430, subparts C and E, or other applicable legal authority, for planning, monitoring, developing, evaluating, and rewarding employee performance. This includes performance management systems as defined at § 430.303 and performance appraisal systems as defined at § 430.503.
                    </P>
                    <STARS/>
                    <P>
                        <E T="03">Performance expectations</E>
                         means critical and other performance elements and performance requirements that constitute the senior executive performance plans (as defined in 5 CFR 430.303) established for senior executives, the critical and other performance elements and performance requirements that constitute the senior professional performance plans (as defined in 5 CFR 430.503) established for senior professionals, or other appropriate means authorized under performance appraisal systems not covered by 5 U.S.C. chapter 43 for communicating what a senior employee is expected to do and the manner in which he/she is expected to do it, and may include contribution to agency performance, where
                    </P>
                    <STARS/>
                </SECTION>
                <AMDPAR>25. Amend § 1330.403 by revising paragraphs (b) through (d) to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 1330.403 </SECTNO>
                    <SUBJECT>System certification.</SUBJECT>
                    <STARS/>
                    <P>(b) Except as provided in paragraph (c) of this section, agencies subject to 5 U.S.C. chapter 43 and 5 CFR part 430 seeking certification of their appraisal systems must submit systems that have been approved by OPM under 5 CFR 430.312 or 430.514, as applicable. In some agencies, the performance appraisal system(s) covers employees in many organizations and/or components, and their ability to meet the certification criteria in § 1330.404 may vary significantly. In such cases, an agency may establish and/or submit separate performance appraisal systems for each of these distinct organizations and/or components to ensure timely certification of those performance appraisal system(s) that meet the criteria. New appraisal systems established under 5 CFR part 430, subpart C or E, as applicable based on the employees covered, must be approved by OPM.</P>
                    <P>(c) When an agency establishes a new performance appraisal system for the purpose of seeking certification under this subpart, the agency may submit that system for certification even if it has not yet been approved by OPM under 5 CFR 430.312 or 430.514, as applicable. OPM will certify, with OMB concurrence, only those systems that OPM determines meet the approval requirements of 5 CFR part 430, subpart C or E, as applicable.</P>
                    <P>(d) An agency must establish an appraisal system(s), as defined in § 1330.402, for its senior professionals that meets the requirements of 5 CFR part 430, subpart E, and is separate from the system(s) established to cover its SES members under 5 CFR part 430, subpart C. For the purpose of certification under this subpart, such senior professional appraisal system(s) must meet the certification criteria set forth in § 1330.404.</P>
                    <STARS/>
                </SECTION>
                <AMDPAR>26. Amend § 1330.404 by revising paragraphs (a)(2), (5), (7), and (8) to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 1330.404 </SECTNO>
                    <SUBJECT>Certification criteria.</SUBJECT>
                    <P>(a) * * *</P>
                    <P>(2) Consultation, so that the performance expectations for senior employees meet the requirements of 5 CFR part 430, subparts C and E, as applicable, and/or other applicable legal authority; are developed with the input and involvement of the individual senior employees who are covered thereby; and are communicated to them at the beginning of the applicable appraisal period, and/or at appropriate times thereafter;</P>
                    <STARS/>
                    <P>(5) Appropriate assessments of the agency's performance—overall and with respect to each of its particular missions, components, programs, policy areas, and support functions—such as reports of the agency's GPRA goals, annual performance plans and targets, program performance measures, and other appropriate indicators, as well as evaluation guidelines based, in part, upon those assessments, that are communicated by the agency head, or an individual specifically designated by the agency head for such purpose, to senior employees, appropriate senior employee rating and reviewing officials, and PRB members. These assessments and guidelines are to be provided at the conclusion of the appraisal period but before individual senior employee performance ratings are recommended, so that they may serve as a basis for individual performance evaluations, as appropriate. The guidance provided must conform to 5 CFR part 430, subpart C or E, as applicable;</P>
                    <STARS/>
                    <P>(7) Accountability, so that final agency head decisions and any PRB recommendations regarding senior employee ratings consistent with 5 CFR part 430, subparts C and E, individually and overall, appropriately reflect the employee's performance expectations, relevant program performance measures, and such other relevant factors as the PRB may find appropriate; in the case of supervisory senior employees, ratings must reflect the degree to which performance standards, requirements, or expectations for individual subordinate employees clearly link to organizational mission, GPRA strategic goals, or other program or policy objectives and take into account the degree of rigor in the appraisal of their subordinate employees;</P>
                    <P>
                        (8) Performance differentiation, so that the system(s) includes at least one summary level of performance above fully successful, including a summary level that reflects outstanding 
                        <PRTPAGE P="8780"/>
                        performance, as defined in § 1330.402, and so that its annual administration results in meaningful distinctions based on relative performance that take into account the assessment of the agency's performance against relevant program performance measures, as described in paragraph (a)(6) of this section, employee performance expectations, and such other relevant factors as may be appropriate. For equivalent systems that do not use summary ratings, the appraisal system must provide for clear differentiation of performance at the outstanding level; and
                    </P>
                    <STARS/>
                </SECTION>
                <AMDPAR>27. Amend § 1330.405 by revising paragraphs (b)(1)(iii)(B) and (C) and (h)(2) to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 1330.405 </SECTNO>
                    <SUBJECT>Procedures for certifying agency appraisal systems.</SUBJECT>
                    <STARS/>
                    <P>(b) * * *</P>
                    <P>(1) * * *</P>
                    <P>(iii) * * *</P>
                    <P>(B) For the agency's senior professionals covered by 5 CFR part 430, subpart E, five summary levels—an outstanding level, a fully successful level, a level between outstanding and fully successful, an unacceptable level, and a level between fully successful and unacceptable; and</P>
                    <P>(C) For agencies not subject to 5 CFR part 430, subparts C and E, a summary rating level that reflects outstanding performance or a methodology that clearly differentiates outstanding performance, as defined in § 1330.402;</P>
                    <STARS/>
                    <P>(h) * * *</P>
                    <P>(2) An agency's system certification is automatically suspended when OPM withdraws performance appraisal system approval or mandates corrective action because of misapplication of the system as authorized under 5 CFR 430.312(c), 430.514(c), and 1330.403(e).</P>
                    <STARS/>
                </SECTION>
                <SIG>
                    <FP>Office of Personnel Management.</FP>
                    <NAME>Scott A. Kupor,</NAME>
                    <TITLE>Director. Office of Management and Budget.</TITLE>
                    <NAME>Russell T. Vought,</NAME>
                    <TITLE>Director.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03610 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6325-39-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="S">OFFICE OF PERSONNEL MANAGEMENT</AGENCY>
                <CFR>5 CFR Part 430</CFR>
                <DEPDOC>[Docket ID: OPM-2025-0273]</DEPDOC>
                <RIN>RIN 3206-AP06</RIN>
                <SUBJECT>Performance Appraisal for General Schedule, Prevailing Rate, and Certain Other Employees</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Personnel Management.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of proposed rulemaking.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Office of Personnel Management (OPM) is issuing a proposed rule to increase the efficiency of performance management for non-Senior Executive Service (SES) employees, including General Schedule (GS) and prevailing rate employees. The proposed rule amends the approved patterns of summary levels by removing a “Level 2”; requires agencies to undergo biennial appraisal system certifications with OPM; requires a supervisory critical element for all supervisors covered under this subpart; removes the prohibition of a forced, or standardized, distribution of performance-rating levels; removes the option to grieve a performance rating; and removes the mandatory review of level 1 ratings.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be received on or before March 26, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments, identified by RIN number “3206-AP06,” and title using the following method:</P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal: https://www.regulations.gov.</E>
                         Follow the instructions for submitting comments.
                    </P>
                    <P>
                        The general policy for comments and other submissions from members of the public is to make these submissions available for public viewing at 
                        <E T="03">https://www.regulations.gov</E>
                         without change including any personal identifiers or contact information.
                    </P>
                    <P>
                        As required by 5 U.S.C. 553(b)(4), a summary of this rule may be found in the docket for this rulemaking at 
                        <E T="03">www.regulations.gov.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Noah Peters, Senior Advisor to the Director, 202-606-8046 or by email at 
                        <E T="03">SESpolicy@opm.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>Non-SES employees are often career civil servants who fulfill the mission of their respective agencies through the performance of their job duties. Often, they occupy positions that are white-collar, recognized trades, crafts, or skilled manual labor occupations. The GS system was established by the Classification Act of 1923 and then further revised by the Classification Act of 1949. The prevailing rate system was separately established in 1972 by the Prevailing Rate Systems Act.</P>
                <P>
                    Congress passed the Civil Service Reform Act (CSRA) of 1978, creating a merit-based system of hiring and performance appraisals for Federal employees. Pursuant to the CSRA, OPM must prescribe regulations that establish the framework for performance management.
                    <SU>1</SU>
                    <FTREF/>
                     Specifically, OPM noted that it “shall prescribe regulations to carry out the purpose of the [CSRA], review agency performance appraisal systems to determine” compliance with “the [CSRA], and direct agencies to implement appropriate systems or correct operations[ ] should OPM determine that the system does not meet the [CSRA's] requirements.” 
                    <SU>2</SU>
                    <FTREF/>
                     Further, OPM noted its “intent to assist agencies in developing systems that contribute to agency efficiency and effectiveness, and to review operating appraisal systems in this light because improvement in the quality of public service is the intention of the [CSRA].” 
                    <SU>3</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         5 U.S.C. 4302.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         44 FR 45587, 45588 (Aug. 3, 1979).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">Id.</E>
                         at 45589.
                    </P>
                </FTNT>
                <P>
                    In 1983, OPM adopted a new performance management system.
                    <SU>4</SU>
                    <FTREF/>
                     The performance management system “standardize[d] performance requirements for within-grade increases, performance awards, quality step increases, career ladder promotions, and merit pay.” 
                    <SU>5</SU>
                    <FTREF/>
                     The system further standardized the performance appraisal process “by requiring five summary rating levels” that agencies must use when evaluating employees.
                    <SU>6</SU>
                    <FTREF/>
                     While OPM determined that five summary rating levels were appropriate, it did not give much, if any, explanation to justify its position.
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         48 FR 49472, 49472 (Oct. 25, 1983).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    When developing the non-SES performance appraisal regulations at part 430, subpart B, in 1995, OPM adopted recommendations by the National Performance Review for flexible, decentralized performance management.
                    <SU>7</SU>
                    <FTREF/>
                     OPM decentralized performance management and increased agency flexibility in part through definitions. OPM defined an “appraisal system” as the agency's framework of policies and parameters (
                    <E T="03">i.e.,</E>
                     guidelines, boundaries, limits) for the 
                    <PRTPAGE P="8781"/>
                    administration of performance appraisal programs, and OPM defined “appraisal program” as the specific procedures and requirements established under the policies and parameters of an agency appraisal system. By creating these separate terms, OPM was able to limit its approval role to just the content of an agency appraisal system, as required by law, and leave agencies free to establish and adapt one or more appraisal programs of specific procedures and requirements, which OPM would not review. This move towards agency flexibility and decentralization was a stark contrast to the highly detailed regulatory requirements of the mid-1980s—a time when there was a strong policy interest in achieving Governmentwide uniformity.
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         60 FR 43936, 43936 (Aug. 23, 1995).
                    </P>
                </FTNT>
                <P>
                    OPM also noted it previously proposed to remove the prohibition on the “use of forced distributions of summary levels for ratings of record.” 
                    <SU>8</SU>
                    <FTREF/>
                     However, OPM stated it was “persuaded by the arguments that criticized the use of forced distributions,” summarily concluding “that forced distributions were incompatible with effective performance management.” 
                    <SU>9</SU>
                    <FTREF/>
                     OPM also revised 5 CFR 430.208, introducing “a table of permissible patterns of summary levels.” 
                    <SU>10</SU>
                    <FTREF/>
                     OPM noted that the regulations only require performance to “be appraisable at a minimum of two levels.” 
                    <SU>11</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">Id.</E>
                         at 43941 (internal quotation marks omitted).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">Id.</E>
                         at 43939.
                    </P>
                </FTNT>
                <P>
                    Aside from a few minor changes in the late 1990s, the appraisal regulations at part 430, subpart B, have remained in place and unchanged, failing to keep pace with a growing and evolving Federal workforce. Recognizing that reforms to Federal performance management are long overdue, President Trump issued Presidential Memorandums and Executive Orders that establish a high-performing Federal workplace culture where excellent performance is celebrated and rewarded, and low performance is swiftly addressed by appropriate actions.
                    <SU>12</SU>
                    <FTREF/>
                     Accordingly, OPM issued a memorandum titled “Performance Management for Federal Employees.” 
                    <SU>13</SU>
                    <FTREF/>
                     In that guidance, OPM noted that it is “reforming employee performance management across the Federal Government to ensure that it shall reward individual initiative, skills, performance and hard work.” 
                    <SU>14</SU>
                    <FTREF/>
                     OPM further stated that “performance management across the Federal workforce has fallen short,” and “has resulted in a lack of accountability and inflated performance ratings.” 
                    <SU>15</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">See, e.g.,</E>
                         E.O. 14284, 
                        <E T="03">Strengthening Probationary Periods in the Federal Service,</E>
                         90 FR 17729 (April 24, 2025); E.O. 14171, 
                        <E T="03">Restoring Accountability to Policy-Influencing Positions Within the Federal Workforce,</E>
                         90 FR 8625 (Jan. 20, 2025); President Donal J. Trump, 
                        <E T="03">Memorandum for the Heads of Executive Departments and Agencies, Restoring Accountability for Career Senior Executives</E>
                         (Jan. 20, 2025); President Donald J. Trump, 
                        <E T="03">Memorandum for the Heads of Executive Departments and Agencies, Return to In-Person Work</E>
                         (Jan. 20, 2025).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         OPM, 
                        <E T="03">Performance Management for Federal Employees</E>
                         (June 17, 2025), 
                        <E T="03">https://www.opm.gov/chcoc/latest-memos/performance-management-for-federal-employees.pdf.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         
                        <E T="03">Id.</E>
                         (internal quotation marks omitted).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         
                        <E T="03">Id.</E>
                         at 2.
                    </P>
                </FTNT>
                <P>Accordingly, OPM concludes that regulatory change is needed. OPM proposes to amend 5 CFR part 430, subpart B, by amending the approved patterns of summary levels by removing any patterns utilizing a “Level 2” or that have “Level 4” as the highest rating level; requiring agencies to undergo biennial certification with OPM of its appraisal system(s); adding a new supervisory critical element; enhancing accountability for poor performance by eliminating mandatory reviews of “Level 1” ratings while limiting the reasons why a rating of record may be changed; and removing the prohibition of a forced, or standardized, distribution of performance rating levels for non-SES employees.</P>
                <HD SOURCE="HD1">Non-SES Employee Performance Management</HD>
                <P>Currently, subpart B of 5 CFR part 430 provides the requirements for managing the performance of non-SES Federal employees. 5 CFR part 430, subpart B also governs the performance appraisals of senior-level (SL) and scientific or professional (ST) employees. OPM is in the process of another rulemaking that will create a new subpart that specifically applies to SL and ST employees. Therefore, if the other rulemaking is adopted, then 5 CFR part 430, subpart B, and the changes made in this rulemaking by extension, will not apply to SL and ST employees. However, in the event the other rulemaking is not completed, then this rulemaking will apply to SL and ST employees.</P>
                <P>These regulations have not been updated since the mid-1990s and were designed to meet the needs of a broad population of Federal employees such as prevailing rate employees, seasonal employees, and employees across all grades and steps of the GS. Over time, these regulations have become increasingly incompatible with OPM's efforts to develop a dedicated modern performance appraisal system. Some of the current regulatory requirements present unnecessary administrative burdens, while others present barriers to implementing needed performance appraisal reform.</P>
                <HD SOURCE="HD1">Historical Underperformance</HD>
                <P>
                    Under 5 U.S.C. 4302(c), each agency's performance appraisal system must include performance standards “permit[ting] the accurate evaluation of performance” based on objective, job-related criteria. However, the performance rating system for non-SES employees fails to meet this statutory requirement because it fails to materially differentiate between excellent, average, and poor performers. Data concerning the performance appraisals of non-SES employees demonstrates that many of these employees receive annual summary ratings at, or above, the “Fully Successful” level. Specifically, in May 2016, the Government Accountability Office (GAO) published a study on the distribution of non-SES ratings, finding that “[ninety nine-] percent of permanent, non-SES employees received a rating at or above `fully successful.' ” 
                    <SU>16</SU>
                    <FTREF/>
                     The report also concluded about sixty-one percent of non-SES employees received an “Outstanding” or “Exceeds Fully Successful” rating in the 2013 fiscal year.
                    <SU>17</SU>
                    <FTREF/>
                     The 2016 GAO report also showed that, among non-SES employees, only 0.1 percent were rated at “Unacceptable” and 0.3 percent were rated at “Minimally Successful.” 
                    <SU>18</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         GAO, 
                        <E T="03">Federal Workforce: Distribution of Performance Ratings Across the Federal Government, 2013</E>
                         (May 9, 2016), 
                        <E T="03">https://www.gao.gov/assets/680/677016.pdf.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    Historically, Federal agencies have confronted persistent challenges in effectively and consistently managing employee performance. For decades, oversight agencies have specifically identified performance management as an area that requires improvement and reform. GAO has noted “the government needs to do a better job in actively managing the workforce to better align employees' skills with evolving mission needs,” and that “managing employee performance has been a long-standing government-wide challenge and the subject of numerous reforms since the beginning of the modern civil service.” 
                    <SU>19</SU>
                    <FTREF/>
                     Even though there have been many initiatives to reform the 
                    <PRTPAGE P="8782"/>
                    performance management of non-SES employees, agencies continue to struggle with ensuring that an employee's performance is accurately measured and aligns with the agency's mission.
                </P>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         GAO, 
                        <E T="03">Federal Workforce, Opportunities Exist for OPM to Further Innovation in Performance Management</E>
                         (Nov. 2018), 
                        <E T="03">https://www.gao.gov/assets/700/695639.pdf.</E>
                    </P>
                </FTNT>
                <P>
                    In 2019, OPM issued a memorandum to agencies on how to increase rigor in performance management through well-developed performance standards that make clear distinctions among what is required to achieve performance at the various performance levels.
                    <SU>20</SU>
                    <FTREF/>
                     However, the 2024 Federal Employee Viewpoint Survey (FEVS) results showed that only 47 percent of Federal employees agreed with the statement, “In my work unit, differences in performance are recognized in a meaningful way.” 
                    <SU>21</SU>
                    <FTREF/>
                     This was the lowest positive response rate for any question and has consistently been the lowest over the past three years.
                    <SU>22</SU>
                    <FTREF/>
                     Similarly, only 45 percent of respondents agreed with the same proposition in 2023.
                    <SU>23</SU>
                    <FTREF/>
                     Further data has also yielded similar responses. GAO reported that, from 2010 to 2017, approximately only one-third of surveyed employees agreed or strongly agreed with the statement that “differences in performance are recognized in a meaningful way.” 
                    <SU>24</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         OPM, 
                        <E T="03">Applying Rigor in the Performance Management Process and Leveraging Awards Programs for a High-Performing Workforce</E>
                         1-2 (July 12, 2019), 
                        <E T="03">https://www.opm.gov/chcoc/transmittals/2019/applying-rigor-performance-management-process-and-leveraging-awards-programs-high-performing_508_0.pdf.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         OPM, 
                        <E T="03">OPM FEVS Dashboard</E>
                         (last accessed Nov. 19, 2025), 
                        <E T="03">https://www.opm.gov/fevs/reports/opm-fevs-dashboard/.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         GAO, 
                        <E T="03">Innovation in Performance Management, supra</E>
                         note 19.
                    </P>
                </FTNT>
                <P>
                    Accurate performance management is critical to the success of any Federal agency.
                    <SU>25</SU>
                    <FTREF/>
                     The ability to measure and assess employee performance enables agencies to reward excellence, address skill gaps, and strengthen accountability. If a Federal agency is to fulfill its mission, then it must have accurate performance measurement. Without accurate performance measures, agencies risk not only misallocating talent but also undermining the motivation of the broader Federal workforce. As GAO further emphasized, “without effective performance management, agencies risk not only losing (or failing to utilize) the skills of top talent, they also risk missing the opportunity to effectively address increasingly complex and rapidly evolving challenges.” 
                    <SU>26</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         Merit Systems Protection Board, 
                        <E T="03">Building Blocks for Effective Performance Management</E>
                         1 (Oct. 2017), 
                        <E T="03">https://www.mspb.gov/studies/researchbriefs/Building_Blocks_for_Effective_Performance_Management_1453471.pdf.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         GAO, 
                        <E T="03">Innovation in Performance Management, supra</E>
                         note 19.
                    </P>
                </FTNT>
                <P>If relative performance is not accurately measured in an employee's rating of record, then the entire performance management system across the government is compromised. For example, Governmentwide regulations require that programs for granting performance-based cash awards on the basis of a rating of record must make meaningful distinctions based on levels of performance (5 CFR 451.104(h)). However, the inflation of employee performance ratings has made it difficult for agencies to provide such meaningful monetary recognition in accordance with regulation. OPM believes that the longstanding inflation of performance ratings thus greatly frustrates efforts to recognize, motivate, and reward high performance across the Federal workforce.</P>
                <P>
                    Through OPM oversight of agency non-SES/SP performance appraisal systems, OPM calculated that, for the performance cycles of the fiscal years (FY) 2022 to 2024, approximately 64.4 percent of non-SES/SP employees on a five-level summary rating system (Pattern H) received an “Outstanding” or “Exceeds Fully Successful” rating and 0.5 percent of non-SES/SP employees were rated below “Fully Successful.” 
                    <SU>27</SU>
                    <FTREF/>
                     In FY 2024, 42.7 percent of non-SES/SP employees rated on a five-level summary rating system (Pattern H) were rated “Outstanding” and 21.7 percent were rated “Exceeds Fully Successful.” That year 55.4 percent of non-SES/SP employees rated on a four-level summary rating system (Pattern E) received “Outstanding” ratings and 34.2 percent received “Exceeds Fully Successful.” Just 0.1 percent of employees on Pattern E received the lowest rating in FY 2024. These results indicate that non-SES/SP employee performance ratings may be inflated, and poor performing employees are not being held accountable through a rigorous appraisal process. A properly functioning rating system that makes meaningful distinctions in performance would not give close to half of all Federal employees the highest possible rating, while rating almost no employees as underperforming.
                </P>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         Non-SES/SP ratings data submitted by individual agencies.
                    </P>
                </FTNT>
                <P>
                    Given the preceding data, it is not surprising that Federal employees also perceive their work unit to be performing exceptionally well. For example, recent FEVS data demonstrates that 88 percent of employees believe employees in their work unit “always” or “most of the time” “meet the needs of our customers.” Ten percent believe they do so “sometimes,” while only 2 percent believe they do so “rarely” or “never.” 
                    <SU>28</SU>
                    <FTREF/>
                     Meanwhile, public trust in government hovers near all-time lows.
                    <SU>29</SU>
                    <FTREF/>
                     Such incongruence between ratings, perceived competence within work units, and sustained mistrust among the American public suggests that the current performance system fails to comply with the statutory mandate that all non-SES employee performance systems meaningfully distinguish between excellent, average, and poor performance and “establish[ ] performance standards which will, to the maximum extent feasible, permit the accurate evaluation of job performance.” 
                    <SU>30</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         OPM, 
                        <E T="03">Federal Employee Viewpoint Survey: 2024 Governmentwide All Levels-All Index-All Items Reports, https://www.opm.gov/fevs/reports/governmentwide-reports/governmentwide-reports/governmentwide-all-levels-all-index-all-items-reports/2024/2024-governmentwide-all-levels-all-index-all-items-report.xlsx.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         Pew Research Center, Public Trust in Government: 1958-2025 (December 4, 2025), 
                        <E T="03">https://www.pewresearch.org/topic/politics-policy/trust-in-government/.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>30</SU>
                         5 U.S.C. 4302(c)(1).
                    </P>
                </FTNT>
                <P>Given these historical and ongoing challenges, OPM has determined that updates to the performance appraisal system for non-SES employees are necessary. Such updates will strengthen the agencies' ability to evaluate performance accurately and fairly, ensure that high performance is recognized and rewarded, and align workforce management with mission accomplishment. In doing so, OPM aims to promote a culture of accountability and excellence across the Federal workforce—one that reflects both the government's evolving operational demands and its longstanding commitment to merit-based service.</P>
                <HD SOURCE="HD1">Regulatory Changes</HD>
                <P>
                    Currently, an agency may not require a particular distribution of summary levels for any employee covered by 5 CFR part 430, subpart B, meaning that each non-SES employee can potentially receive any rating irrespective of how other employees perform within the agency. OPM proposes to remove this categorical prohibition on forced, or standardized, distribution for non-SES employees and provide that OPM may establish and require a standardized distribution of some or all non-SES 
                    <PRTPAGE P="8783"/>
                    employee rating levels for agencies to apply.
                    <SU>31</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>31</SU>
                         OPM uses the term “standardized distribution” interchangeably with the term “forced distribution.” OPM believes the term “standardized distribution” better describes its intent than “forced distribution,” which has appeared in other recent OPM issuances. That is, OPM proposes to authorize consistent, normalized standards for the distribution of some or all rating levels across all non-senior executive employees. Among other things, OPM believes that this will ensure that employees can be compared across government, without regard to the particular practices of performance ratings within specific agencies or the particular practices of specific managers. It will also help agencies to better identify, and reward, truly outstanding performers than under the current system, under which 64.4% receive the highest two performance ratings, and will also help agencies identify and address poor performance, as very few employees receive the lowest performance ratings.
                    </P>
                </FTNT>
                <P>
                    Section 430.202(d) currently states that “[h]eads of agencies or their designees may request the Director of OPM to exclude positions in the excepted service.” On July 17, 2025, the President issued Executive Order (E.O.) 14317, titled “Creating Schedule G in the Excepted Service.” 
                    <SU>32</SU>
                    <FTREF/>
                     E.O. 14317 formally established Schedule G to cover “[p]ositions of a policy-making or policy-advocating character normally subject to change as a result of a Presidential transition.” 
                    <SU>33</SU>
                    <FTREF/>
                     The order also formally excepted individuals who were appointed under Schedule G from the competitive service.
                    <SU>34</SU>
                    <FTREF/>
                     In 5 CFR part 213, subpart C, employees who were appointed under Schedule C are identified as being a part of the excepted service. This rulemaking clarifies that non-SES employees appointed under Schedules C or G, as members of the excepted service, may be excluded from coverage under 5 CFR part 430, subpart B, in accordance with 5 CFR 430.202.
                </P>
                <FTNT>
                    <P>
                        <SU>32</SU>
                         90 FR 34753 (July 17, 2025).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>33</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>34</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    In another rulemaking, OPM removed the prohibition on a forced (
                    <E T="03">i.e.,</E>
                     standardized) distribution for Senior Executive Service (SES) employees.
                    <SU>35</SU>
                    <FTREF/>
                     During that process, OPM received comments that were concerned about whether noncareer SES employees might receive preferential consideration for the limited number of high ratings (
                    <E T="03">i.e.,</E>
                     Level 4 and 5) that would be available when there is a standardized distribution.
                    <SU>36</SU>
                    <FTREF/>
                     To alleviate these concerns, OPM determined that it would exclude noncareer SES employees from standardized distribution requirements.
                    <SU>37</SU>
                    <FTREF/>
                     Likewise, we are proactively taking a similar approach with respect to non-SES employees appointed under Schedules C or G, as members of the excepted service, may be excluded from any standardized distribution requirements, as determined by OPM.
                </P>
                <FTNT>
                    <P>
                        <SU>35</SU>
                         90 FR 44291 (amending, inter alia, 5 CFR 430.305(d)).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>36</SU>
                         
                        <E T="03">Id.</E>
                         at 44292 (Sept. 15, 2025).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>37</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>This new approach would apply to all non-SES employees covered under a performance appraisal system subject to 5 CFR part 430, subpart B, including GS and prevailing rate employees. Under a separate rulemaking, OPM is proposing to create a new subpart in part 430 for senior professionals (SP), who would no longer be covered under 5 CFR part 430, subpart B, if made final. OPM's revised performance plan and system incorporate various changes that seek to reinvigorate the performance of non-SES employees, including the following: removing any patterns of summary levels that utilize a “Level 2”—often referred to as “Minimally Successful;” eliminating required higher-level review of a level 1 rating for an employee's performance appraisal; the ability for OPM to implement a standardized distribution of performance ratings and exclude employees appointed under Schedules C and G from such requirements; and a requirement that all agencies participate in a biennial appraisal system certification with OPM. These changes are contingent upon this proposed rule being made final.</P>
                <HD SOURCE="HD1">Approved Patterns of Summary Levels</HD>
                <P>
                    OPM proposes to amend 5 CFR part 430, subpart B, by removing any approved patterns of summary levels that include “Level 2.” Conceptually, a Level 2 summary rating is inconsistent with the logic of an accurate, well-performing performance appraisal system that comports with the statutory requirements of 5 U.S.C. 4302. While not expressly defined, a Level 2 is a summary rating that is neither “Fully Successful”—a “Level 3” rating—nor is it “Unacceptable”—a “Level 1” rating.
                    <SU>38</SU>
                    <FTREF/>
                     However, a plain reading of the summary levels indicates that any summary rating that is not “Fully Successful” inherently signifies that an employee is not meeting the performance criteria of their position. Any approved patterns of summary levels that have two levels below a “Fully Successful” create unnecessary complexity without meaningful distinction. The Merit Systems Protection Board (MSPB) also noted the failings of a “Level 2” rating, noting it “is a difficult level of performance to define” because “it makes possible a situation that managers, employees, and members of the public may find intolerable: an employee who is not performing the job satisfactorily, yet cannot be removed for performance and who remains in the position at a full salary.” 
                    <SU>39</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>38</SU>
                         5 CFR 430.208(d)(2).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>39</SU>
                         MSPB, 
                        <E T="03">Determining an Acceptable Level of Competence for Step Increases</E>
                         (Apr. 2021), 
                        <E T="03">https://www.mspb.gov/studies/researchbriefs/Determining_an_Acceptable_Level_of_Competence_for_Step_Increases_1823371.pdf.</E>
                    </P>
                </FTNT>
                <P>This proposed amendment also aligns with OPM's statutory mandate to improve the accuracy and consistency of its performance appraisal systems. Given the above data evidencing inflated performance ratings and the minimal differentiation between any summary rating that is not “Fully Successful,” the proposed change eliminates an ineffective and logically redundant summary level rating. By simplifying the table of approved patterns of summary levels, agencies will make clear and accurate distinctions between performance that is “Fully Successful” and “Unacceptable.” In doing so, this rulemaking will increase the accountability of the Federal service to the American public and improve the integrity of Federal performance management.</P>
                <P>
                    Therefore, OPM seeks to simplify 5 CFR part 430, subpart B, by ensuring that there is only one level—“Unacceptable”—that represents when a non-SES employee's performance fails to meet the fully successful standards. OPM's oversight of agency non-SES performance appraisal systems also revealed that, for agencies using a five-level summary rating system, only 0.3 percent of non-SES employees were rated at a “Level 2” for the fiscal years 2022 to 2024.
                    <SU>40</SU>
                    <FTREF/>
                     The minimal use of a “Level 2” rating also suggests that agencies have not found the availability of a “Level 2” to be useful.
                </P>
                <FTNT>
                    <P>
                        <SU>40</SU>
                         
                        <E T="03">Supra</E>
                         note 27.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Enhanced Accountability for Poor Performance</HD>
                <P>
                    OPM proposes to add a new subsection 430.208(j) that prohibits contesting performance ratings through union grievance arbitration. Agency collective bargaining agreements generally permit bargaining unit employees to grieve performance ratings and for their exclusive representatives to advance the grievances to binding arbitration. This requires agencies to defend performance ratings in an often lengthy process that can involve considerable expense. Experience has shown that arbitration of performance ratings creates duplicative processes, delays the finality of ratings of record, and diverts supervisory and agency 
                    <PRTPAGE P="8784"/>
                    resources from mission-critical activities, thereby undermining efficiency and timely accountability for performance outcomes. These dynamics pressure supervisors to inflate performance ratings to avoid litigation, undermining the integrity of the assessment.
                </P>
                <P>Further, grievance arbitrators are in almost all cases private citizens. They do not work in the Federal Government and have little experience in agency operations. They are not well equipped to evaluate the accuracy or appropriateness of specific performance ratings. They are particularly ill-equipped to assess performance ratings assigned under a standardized distribution, as they would only see the individual before them and not the broader workforce they were evaluated with.</P>
                <P>
                    Eliminating grievance-based avenues for revising ratings of record will promote clearer roles and responsibilities in performance management, reinforce supervisory authority, and enhance consistency and integrity in appraisal systems. OPM also expects that requiring agencies to assign performance ratings under a standardized distribution would generally increase grievances over performance ratings as fewer employees would receive the highest marks. This proposed regulation would prevent such grievances from diverting agency resources from mission accomplishment.
                    <SU>41</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>41</SU>
                         OPM's proposed regulation, if finalized, would not abrogate existing CBA articles. Performance rating grievances would be prohibited when the terms of those CBAs expire and they are renegotiated or roll over. 
                        <E T="03">See U.S. Department of Defense, Defense Contract Audit Agency, Central Region and American Federation of Government Employees, Local 3529,</E>
                         37 FLRA 1218 (1990).
                    </P>
                </FTNT>
                <P>Importantly, the proposed revisions preserve appropriate due process protections by continuing to allow changes to ratings of record when a formal proceeding permitted by law or regulation results in a final determination by an appropriate authority that the rating must be changed, or when a change is effected as part of a bona fide settlement of such a formal proceeding. They would also allow employees to request informal reconsideration of their rating.</P>
                <P>OPM also proposes to amend 5 CFR part 430, subpart B, by removing the requirement of higher-level review for a Level 1 rating during an employee's performance appraisal. Currently, 5 CFR 430.208(e) states “[a] rating of record of “Unacceptable” (Level 1) shall be reviewed and approved by a higher-level management official.” However, OPM has determined that requiring higher-level review for a Level 1 rating in all cases adds unnecessary procedural complexity. For example, in cases where the rating official is already a senior leader or where the agency structure does not support additional layers of review, mandating higher-level approval can be redundant.</P>
                <P>OPM proposes to remove the requirement for higher-level approval for a Level 1 rating because the standards for this rating are clearly defined, Level 1 ratings are rarely used, and the performance assessment will be subject to extensive oversight if the agency subsequently takes a performance-based action. Mandating additional review adds unnecessary complexity, delays corrective: action, and may be redundant in streamlined agency structures. Agencies should retain flexibility in determining when and how such reviews occur. OPM notes that nothing in this regulation prohibits higher level review of “Unacceptable” ratings; the proposed regulation would simply stipulate that such review is not required in all cases.</P>
                <P>
                    OPM also proposes adding limitations to the use of Summary Level Pattern A, which is a 2-level system, commonly referred to as pass/fail. Use of a pass/fail system directly works against the intention of meaningful differentiation between summary ratings. While the pass/fail system does not allow for deliberate distinctions of performance or providing a basis for promoting/rewarding high performers, it is reasonable for a limited number of populations in which comparing, categorizing, and ranking of employees is impractical or impossible. OPM seeks to limit the use of Summary Level Pattern A to only seasonal employees, teachers, General Schedule grades 1-4, and Federal Wage System (
                    <E T="03">e.g.,</E>
                     wage grade) employees (including equivalent grade levels and types of positions in other personnel systems covered by this subpart).
                </P>
                <HD SOURCE="HD1">Standardized Distribution</HD>
                <P>Standardized distribution, also sometimes referred to as “forced distribution” or “stack ranking,” can be executed by assigning individual ranks to employees or by categorizing them into groups, such as top performers, average performers, and low performers.</P>
                <P>Performance appraisals in the Federal government date back to the U.S. military's “merit rating” system, created during World War I to identify poor performers for discharge or transfer. From the beginning of performance appraisal systems, a recurring challenge has been to ensure that supervisors use the system to distinguish good performers from bad. When performance rating systems fail to meaningfully distinguish different levels of performance, they lose much of their utility. This is especially so because supervisors in the Federal government, along with their employees, must spend a considerable amount of time engaged in performance appraisals.</P>
                <P>
                    The practice of requiring a standardized distribution of performance ratings dates back to just before World War II, when the military used the practice to identify officer candidates. A study conducted by Berger, Harbring, and Sliwka (2010) showed that standardized distributions can counter leniency
                    <FTREF/>
                     effects; 
                    <SU>42</SU>
                      
                    <E T="03">i.e.,</E>
                     the common tendency of raters to be overly generous in their ratings. Leniency bias can occur for a number of common reasons, including so that supervisors can avoid having to deliver critical feedback to a subordinate. However, excessive leniency bias undermines the integrity of a performance rating system: undermining high performance (a frequent occurrence in entities that do not differentiate performance fairly); protecting poor performance (which inhibits poor performers from being identified and receiving performance improvement interventions); and distorting decisions as to whom to promote.
                </P>
                <FTNT>
                    <P>
                        <SU>42</SU>
                         Berger, J., Harbring, C., &amp; Sliwka, D., 
                        <E T="03">Performance Appraisals and the Impact of Forced Distribution: An Experimental Investigation,</E>
                         IZA Discussion Paper No. 5020 (2010).
                    </P>
                </FTNT>
                <P>
                    The practice of forced ranking (that is, using a standardized distribution of performance ratings) has a well-documented history of private sector adoption over the last several decades. Wijayanti, Sholihin, Nahartyo (2024) conducted a review of the forced distribution literature.
                    <SU>43</SU>
                    <FTREF/>
                     A total of 41 research articles published from 1960 to 2022 were included in their review. These studies highlight many notable benefits of utilizing a forced, or standardized, distribution as well as areas for caution. For example, several studies indicated that standardized distributions can increase rating accuracy by eliminating leniency bias, which is the tendency for raters to provide lenient ratings to avoid conflicts that arise from granting unfavorable ratings. Findings also show that a standardized distribution can quickly enhance organizational performance 
                    <PRTPAGE P="8785"/>
                    and promote the success of merit-based reward systems. Some studies also found that a standardized distribution can have negative consequences such as discrimination, perceptions of unfairness, and reduced organizational citizenship behavior and knowledge sharing. Nonetheless, the authors concluded that, when implemented carefully, a standardized distribution has been shown to increase employee satisfaction and reduce turnover.
                </P>
                <FTNT>
                    <P>
                        <SU>43</SU>
                         Wijayanti, A., Sholihin, M., Nahartyo, E., &amp; Supriyadi, S., 
                        <E T="03">What do we know about the forced distribution system: A systematic literature review and opportunities for future research,</E>
                         Management Quarterly Review (2024).
                    </P>
                </FTNT>
                <P>
                    Indeed, while not the norm, a standardized distribution has been used by many major private sector companies in executive performance plans over the past few decades, including Oracle, Meta, Amazon, Microsoft, Uber, and Google.
                    <SU>44</SU>
                    <FTREF/>
                     The practice was famously championed by the late General Electric executive Jack Welch, who was concerned that supervisors failed to identify real differences in performance, depriving employees of valuable feedback that is necessary to drive improvement. In Welch's 2005 book, Winning,
                    <SU>45</SU>
                    <FTREF/>
                     he advocates a “20-70-10” performance differentiation framework coined the vitality curve,” in which 20% are the organization's highest performers who should receive the greatest rewards, opportunities, and leadership investment; the middle 70% who meet expectations and for whom management should emphasize coaching and development; and the bottom 10% who are the low performers who still fail to meet expectations after clear feedback and support. Welch consistently stressed that these numbers were illustrative, and that the vitality curve works best when paired with candor and frequent feedback, so employees always know where they stand and are not surprised by outcomes. One recent source estimates that 30 percent of Fortune 500 companies use a standardized distribution of some sort in their performance evaluations.
                    <SU>46</SU>
                    <FTREF/>
                     There is even more reason to implement a standardized distribution in the Federal Government than in the private sector. Private sector companies typically do not operate under a statutory mandate requiring that they have performance appraisal systems that permit the accurate evaluation of performance. But, under 5 U.S.C. 4302(c)(1), non-SES employees operate under just such a statutory mandate. In addition, the Federal Government is entrusted with many critical responsibilities from veterans' health care to law enforcement to disaster relief to fighting pandemics.
                    <SU>47</SU>
                    <FTREF/>
                     When employees in the Federal Government fail to perform at a high level, these crucial, life-or-death missions are compromised. Further, unlike the private sector, the Federal Government lacks a profit motive to ensure meaningful evaluations of its employees.
                </P>
                <FTNT>
                    <P>
                        <SU>44</SU>
                         
                        <E T="03">See, e.g.,</E>
                         “
                        <E T="03">Should a company rate its staff? A former Amazon exec says `stack ranking' is useful when done right,” CNBC,</E>
                         December 5, 2023, available at 
                        <E T="03">https://www.cnbc.com/2023/12/05/stack-ranking-ex-amazon-exec-explains-the-performance-review-system.html.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>45</SU>
                         Jack Welch and Suzy Welch, 
                        <E T="03">Winning</E>
                         (Warner Books, 2005).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>46</SU>
                         “
                        <E T="03">Stack Ranking—All You Need to Know,” Medium</E>
                         (April 3, 2020) available at 
                        <E T="03">https://medium.com/@corvisio/stack-ranking-all-you-need-to-know-a5339c27ad83.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>47</SU>
                         
                        <E T="03">See, e.g.,</E>
                         Titles 38, 34, and 42 of the United States Code.
                    </P>
                </FTNT>
                <P>By ensuring differentiation in performance ratings, a standardized distribution also ensures that employees receive accurate feedback regarding how the agency has evaluated their performance. The relevant statutory authority, 5 U.S.C. 4302(c), states that a performance appraisal system shall, among other things, allow the accurate evaluation of job performance based on objective criteria; provide a basis for recognizing and rewarding outstanding performance; and assisting employees in improving unacceptable performance. A performance appraisal can only do these things if it differentiates relative levels of performance.</P>
                <P>
                    However, OPM believes that the current system does not optimally satisfy the requirements of 5 U.S.C. 4302 due to widespread and systemic inflation of employee performance ratings that has never been curbed over many decades and many efforts. As discussed above, in FY 2024 close to half of all Federal employees received the highest possible evaluation. Surveys consistently show that Federal employees themselves believe the present performance appraisals system fails to meaningfully differentiate relative performance. The 2024 Federal Employee Viewpoint Survey (FEVS) results showed that only 47 percent of Federal employees agreed with the statement, “In my work unit, differences in performance are recognized in a meaningful way.” 
                    <SU>48</SU>
                    <FTREF/>
                     This was the lowest positive response rate for any question and has consistently been the lowest over the past three years.
                    <SU>49</SU>
                    <FTREF/>
                     Similarly, only 45 percent of respondents agreed with the same proposition in 2023.
                    <SU>50</SU>
                    <FTREF/>
                     Further data has also yielded similar responses. GAO reported that, from 2010 to 2017, only one-third of surveyed employees agreed or strongly agreed with the statement that “differences in performance are recognized in a meaningful way.” 
                    <SU>51</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>48</SU>
                         OPM, 
                        <E T="03">OPM FEVS Dashboard</E>
                         (last accessed Nov. 19, 2025), 
                        <E T="03">https://www.opm.gov/fevs/reports/opm-fevs-dashboard/.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>49</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>50</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>51</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    OPM views a system that incorporates a standardized distribution of performance ratings as consistent with, and supportive of, the merit system principles set forth in 5 U.S.C. 2301(b). By better differentiating relative levels of performance, OPM believes that (among other things) the performance appraisal system would better ensure high standards of integrity, conduct, and concern for the public interest, would better ensure efficient and effective use of the Federal workforce (by better identifying, and therefore rewarding, truly high performance), would more fulsomely ensure that employees are retained based on adequacy of performance; would better identify low performance (and thus better allow appropriate action to be taken regarding low performance); and would better allow agencies to target education and training resources to average or low performers. 
                    <E T="03">See</E>
                     5 U.S.C. 2301(b). Supervisors who assign ratings based on personal favoritism would continue to violate merit system principles regardless of the rating structure, while a standardized distribution would reinforce objective, performance-based differentiation.
                </P>
                <P>
                    Thus, OPM does not believe that a standardized rating system would deny employees fair or equitable treatment, or subject them to arbitrary action. Instead, it would ensure fair and equitable treatment by ensuring that they receive transparent, accurate information about their performance, ensure that performance ratings provide a true and accurate basis for recognizing and rewarding outstanding performance, and ensure that low performance is identified and addressed. 
                    <E T="03">See</E>
                     5 U.S.C. 4302(c)(4). Employee performance ratings would still be based on individual merit and individual performance—not on irrelevant factors like race, political affiliation, or religion. Thus, distinguishing employees based on relative performance does not conflict with the principle of fair and equitable treatment without regard to prohibited factors such as race, color, religion, sex, national origin, age, or political affiliation (5 U.S.C. 2301(b)(2)); rather, it reflects fair and equitable treatment by basing outcomes on job-related performance. Similarly, the prohibition on arbitrary action, personal favoritism, or coercion for partisan political purposes (5 U.S.C. 2301(b)(8)) is directed at improper motives and 
                    <PRTPAGE P="8786"/>
                    conduct, not at performance-based distinctions.
                </P>
                <P>Indeed, a standardized distribution would ensure more accurate and rigorous performance ratings by guarding against leniency bias—ensuring that the performance appraisal system truly differentiates outstanding performance, reflects individual merit, and promotes a culture where outstanding performance is celebrated and rewarded and where poor performance is identified and address.</P>
                <P>
                    OPM is aware of concerns that a standardized distribution of ratings could impact teamwork among employees. However, OPM notes that, in accordance with longstanding OPM and GAO guidance, individual performance appraisals should align with achievement of organizational and team goals.
                    <SU>52</SU>
                    <FTREF/>
                     Further, OPM believes that any such concerns may be addressed by making competencies like teamwork, problem-solving, collaboration, and mentoring critical elements in individual performance plans. These concerns may also be addressed by including specific, measurable, achievable, and meaningful goals in individual performance plans, and ensuring such goals align with broader organizational and team objectives. In most cases, such meaningful goals can only be achieved by effective collaboration with others in the organization. Concerns over teamwork and collaboration may also be addressed by giving performance-based awards to teams as well as individuals. Ultimately, however, OPM believes that any potentially negative effects on employee teamwork and collaboration are outweighed by the increased accuracy and rigor that may be achieved by a standardized distribution, especially in light of persistent leniency bias and rating inflation that has occurred for many years across the Federal government. In sum, it is particularly important that the Executive Branch have the option to implement a standardized distribution of at least some ratings given the systemic and pervasive use of Level 4 and 5 ratings, and the disconnect between these ratings and actual non-SES employee performance, as reflected in reports throughout the past decade. Further, for the same reasons stated above, OPM proposes to add language stating that non-SES employees appointed under Schedules C or G, may be excluded from such standardized distribution requirements, as determined by OPM.
                </P>
                <FTNT>
                    <P>
                        <SU>52</SU>
                         GAO, Creating a Clear Linkage between Individual Performance and Organizational Success, GAO-03-488 (March 2003) (noting, as a key practice, “[a]lign[ing] individual performance expectations with organizational goals”).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Biennial Appraisal System Certifications</HD>
                <P>Pursuant to 5 U.S.C. 4302(c)(1), performance appraisal systems must “establish[] performance standards which will, to the maximum extent feasible, permit the accurate evaluation of job performance on the basis of objective criteria.” To meet this statutory requirement, OPM proposes a new requirement for each Federal agency that uses a performance management system covered by 5 CFR part 430, subpart B, to undergo a biennial certification of its appraisal system with OPM. While the current language in subpart B states that OPM “may” evaluate an agency's appraisal system, a biennial certification will ensure that each agency's performance appraisal system continues to meet statutory and regulatory requirements and OPM guidance.</P>
                <P>
                    This proposed amendment reflects OPM's conclusion that increased oversight is necessary for OPM to meet its statutory obligations in 5 U.S.C. 4302(c). Increased oversight will hold Federal agencies—and its employees—accountable to OPM's regulatory requirements. In doing so, the biennial certification process would improve the overall rigor and consistency of the performance management systems across the Federal Government. As noted above, data suggests that fewer than 1 percent of all non-SES employees are rated below “Fully Successful,” and there are persistent surveys that show Federal employees are skeptical that current performance management systems meaningfully differentiate between different levels of performance.
                    <SU>53</SU>
                    <FTREF/>
                     These trends demonstrate the performance management systems covered by 5 CFR part 430, subpart B, are not functioning as effective instruments for performance differentiation, accountability, or workforce development.
                </P>
                <FTNT>
                    <P>
                        <SU>53</SU>
                         
                        <E T="03">Supra</E>
                         notes 24, 27.
                    </P>
                </FTNT>
                <P>Through the biennial certification process, OPM would be better equipped to identify weaknesses in agency systems, promote best practices, and provide targeted guidance to improve the quality of performance evaluations. The certification process would also ensure that appraisal systems align with evolving agency missions and workforce needs. In short, biennial certification would help OPM to carry out its statutory responsibility to ensure that agency performance appraisal systems permit the accurate evaluation of job performance, advance merit-based management, and strengthen public trust in government accountability.</P>
                <HD SOURCE="HD1">Supervisory Critical Element</HD>
                <P>OPM's regulations in 5 CFR 412.202 require the systematic development of individuals in supervisory, managerial and executive positions. Supervisors bear the responsibility to accurately assess employees' performance. As such, supervisors must be held accountable with respect to being appropriately trained on and executing exemplary performance management. Agencies are also accountable for providing comprehensive training and oversight of their performance management programs. Too often, new supervisors receive inadequate training on identifying and addressing poor performance. This lack of training leads to erroneous assessment of employees' performance, often resulting in inflated ratings for poor performers.</P>
                <P>
                    As a way to prevent this lack of training and oversight, OPM's 
                    <E T="03">Performance Management for Federal Employees</E>
                     
                    <SU>54</SU>
                    <FTREF/>
                     provided tools for supervisors to identify and address poor performance. In addition to those critical tools, OPM developed supervisory training that includes drafting effective performance goals, elements and standards. Completion of this new training is required by all individuals in supervisory, managerial and executive positions.
                </P>
                <FTNT>
                    <P>
                        <SU>54</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>In the same memorandum, OPM introduced a new mandatory critical element to be included in the performance plans of all supervisory non-SES/SP employees. Titled, “Holding Employees Accountable,” the critical element ensures adequate and appropriate assessment of supervisors with respect to the execution of their performance management responsibilities, including supporting and rewarding excellent work from employees supervised, as well as timely and efficiently addressing poor and mediocre performance of the same employees.</P>
                <P>
                    While the new critical element is required via OPM's authority established in 5 U.S.C. 4302, OPM seeks to codify the supervisory performance requirement in regulation. The proposed language to be added to 5 CFR 430.206(b)(9) supports OPM's commitment to the oversight of agency performance management systems and a high-performance, high-accountability culture in the Federal workforce.
                    <PRTPAGE P="8787"/>
                </P>
                <HD SOURCE="HD1">Proposed Changes in This Rulemaking</HD>
                <P>OPM has reviewed the performance management regulations governing non-SES employees and is issuing this proposed rule in response to its regulatory authority in 5 U.S.C. 4305. OPM proposes to amend 5 CFR 430.207. OPM proposes to remove paragraph (c) because it provides that appraisal programs should provide assistance to employees whose performance is below “Fully Successful” but above “Unacceptable.” However, because OPM has determined that it is appropriate to remove any summary level pattern that utilizes a “Level 2,” the deletion of paragraph (c) is also appropriate since it only refers to performance that would be a “Level 2” rating. OPM would remove paragraph (c) and redesignate paragraph (d) as (c).</P>
                <P>
                    OPM also proposes to amend 5 CFR 430.208 by adding a new paragraph (c) and redesignate the current paragraph (c) as paragraph (d). The new paragraph § 430.208(c) would state that agencies must use a standardized distribution of ratings, as established by OPM. Removing the categorical prohibition would allow OPM to require and enforce a pre-established agency-wide and government-wide distribution of performance ratings among all non-SES employees, for covered agencies and personnel. OPM anticipates implementing a standardized distribution limiting the highest rating levels (
                    <E T="03">i.e.,</E>
                     levels 4 and 5) only and would not impose any requirements with respect to the number of employees rated at levels 1 and 3. The proposed amendment also provides for the exclusion of non-SES employees appointed under Schedules C or G from any standardized distribution requirements, as determined by OPM.
                </P>
                <P>
                    In addition, OPM is proposing to expressly allow comparing, categorizing, and ranking employees on the basis of their performance, a change that would allow for a standardized distribution of performance ratings. Thus, in § 430.208(a)(1), the rating of record must be determined using the method established under § 430.208(b) and (d). In addition, OPM believes that expressly allowing agencies to compare relative employee performance—and removing the previous prohibition on this practice—will ensure that employee performance ratings better account for, and differentiate between, relative employee performance, ensuring that ratings of record provide an accurate guide to rewarding high performance and identifying and addressing low performance, in alignment with congressional intent. See 5 U.S.C. 4302(c). Any human judgment is by nature comparative.
                    <SU>55</SU>
                    <FTREF/>
                     Thus, the quality of an evaluation is improved by ensuring that it is comparative in nature (that is, involving relative judgments of a target in comparison to other individuals and groups), instead of absolute (that is, involving judgments on scales that do not reference others).
                    <SU>56</SU>
                    <FTREF/>
                     One study, for example, concluded that “[t]he relatively few studies that have investigated the validity of comparative performance appraisal methods have tended to support their validity.” 
                    <SU>57</SU>
                    <FTREF/>
                     It found significant evidence from “at least three important and quite different domains that comparative evaluative judgments of the self or others may be more advantageous than absolute evaluative judgments.” 
                    <SU>58</SU>
                    <FTREF/>
                     OPM thus believes that a performance appraisal framework that permits comparative judgments among employees, by utilizing a standardized distribution of ratings, will more accurately and objectively measure individual performance than one that prohibits any comparative judgments between employees and requires that any measurement of employee performance be framed in absolute terms, in addition to correcting for leniency bias (a widespread and well-documented problem in Federal employee performance ratings).
                </P>
                <FTNT>
                    <P>
                        <SU>55</SU>
                         Kedia G, Mussweiler T, Linden DE. 
                        <E T="03">Brain mechanisms of social comparison and their influence on the reward system.</E>
                         Neuroreport. 2014 Nov 12;25.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>56</SU>
                         Goffin RD, Olson JM. 
                        <E T="03">Is It All Relative? Comparative Judgments and the Possible Improvement of Self-Ratings and Ratings of Others.</E>
                         Perspect. Psychol. Sci. 2011 Jan; 6(1):48-60.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>57</SU>
                         
                        <E T="03">Id.</E>
                         at p. 50.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>58</SU>
                         
                        <E T="03">Id.</E>
                         at 53.
                    </P>
                </FTNT>
                <P>
                    In accordance with the above section titled “Approved Patterns of Summary Levels,” OPM proposes to amend 5 CFR 430.208(d)(1) to remove any patterns of summary levels using a “Level 2” or that have “Level 4” as the highest summary level. Accordingly, this rulemaking would do the following: removes Patterns C, D, F, G, H; retains Patterns A and B; and redesignates Pattern E as C. Additionally, OPM proposes to amend § 430.208(d)(1) by limiting the use of Pattern A (Pass/Fail) only for: seasonal employees, teachers, General Schedule grades 1-4, and Federal Wage System (
                    <E T="03">e.g.,</E>
                     wage grade) employees (including equivalent grade levels and types of positions in other personnel systems covered by this subpart). OPM also proposes to amend § 430.210(b) by adding language that states OPM 
                    <E T="03">must</E>
                     conduct a biennial review and certification of an agency's performance appraisal system that is covered by 5 CFR part 430, subpart B. The revised language relatedly states that OPM must issue annual evaluation criteria and policy, and that OPM may recommend that the Office of Management and Budget limit an agency's aggregate awards spending based on an unfavorable evaluation. By making these conforming changes, OPM guarantees that agencies will have an incentive to comply with the requirements of 5 CFR part 430, subpart B.
                </P>
                <P>OPM also proposes to amend 5 CFR 430.206(b) by adding a new subparagraph (9). The new paragraph § 430.206(b)(9) would require a supervisory critical element to be included in the performance plan of all supervisory non-SES/SP employees. The language of the supervisory critical element and its corresponding performance standards would be established by OPM.</P>
                <HD SOURCE="HD1">Conforming Amendments</HD>
                <P>In an unrelated rulemaking, OPM has proposed revisions to the reduction in force regulations found in 5 CFR part 351. 90 FR xxxxx (MM, DD, YYYY). In this rule OPM proposes to make appropriate conforming changes to part 351 following the finalization of that rule. Based on the current language, OPM would make conforming changes to proposed 5 CFR 351.503 to adjust the calculations for an employee's performance credit by removing Level 2 from the list of summary levels and removing references to summary level patterns that would be eliminated under this rulemaking.</P>
                <HD SOURCE="HD1">Expected Impact of This Rulemaking</HD>
                <HD SOURCE="HD2">A. Statement of Need</HD>
                <P>
                    OPM is issuing this proposed rule pursuant to its authority to issue regulations governing performance appraisals for non-SES employees in subchapter I of chapter 43 of title 5, United States Code. The purpose of this rulemaking is to modernize and strengthen the performance management framework for non-SES employees under 5 CFR part 430, subpart B. The current regulatory structure has remained largely unchanged for decades. Therefore, it no longer reflects the operational realities or accountability standards necessary for today's Federal workforce. As stated in more detail above, persistent issues—including inflated performance ratings, limited differentiation between successful and unsuccessful performance, and uneven agency compliance with statutory performance 
                    <PRTPAGE P="8788"/>
                    appraisal requirements—demonstrate the need for comprehensive reform.
                </P>
                <P>
                    OPM proposes to eliminate all summary level patterns that use a “Level 2” rating. We also propose to eliminate any pattern in which “Level 4” represents the highest rating level. This will preserve “Level 5” as the highest rating level except in limited cases where a pass/fail (
                    <E T="03">i.e.,</E>
                     Levels 1 and 3) pattern is used. As noted above, data shows that only approximately 0.3 percent of employees are rated at “Level 2,” 
                    <SU>59</SU>
                    <FTREF/>
                     demonstrating that the rating level is rarely used and does not meaningfully distinguish performance. Further, any rating below “Fully Successful” already indicates that an employee is not meeting job expectations. A “Level 2” rating is illogical because “it makes possible a situation that managers, employees, and members of the public may find intolerable: an employee who is not performing the job satisfactorily, yet cannot be removed for performance and who remains in the position at a full salary.” 
                    <SU>60</SU>
                    <FTREF/>
                     Accordingly, the “Level 2” rating adds unnecessary complexity, is not consistent with an accurate performance management system, and should be eliminated.
                </P>
                <FTNT>
                    <P>
                        <SU>59</SU>
                         
                        <E T="03">Supra</E>
                         note 27.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>60</SU>
                         MSPB, 
                        <E T="03">Determining an Acceptable Level of Competence for Step Increases, supra</E>
                         note 39.
                    </P>
                </FTNT>
                <P>
                    As mentioned in the Background, the performance rating data for non-SES employees for fiscal years 2022 to 2024 show approximately 64.4 percent of non-SES employees received an “Outstanding” or “Exceeds Fully Successful” rating and 0.5 percent of non-SES employees were rated below “Fully Successful.” 
                    <SU>61</SU>
                    <FTREF/>
                     The distribution of these ratings suggests there is inflation of non-SES employee ratings and poor performing employees are likely not being identified or held accountable through a rigorous appraisal process. Similarly, where there is a proliferation of ratings inflation, rating-based awards are also likely to be paid to undeserving employees. As such, action must be taken to re-set and infuse rigor into the non-SES performance appraisal process, including the permitted use of standardized distributions.
                </P>
                <FTNT>
                    <P>
                        <SU>61</SU>
                         
                        <E T="03">Supra</E>
                         note 27.
                    </P>
                </FTNT>
                <P>
                    This proposed rulemaking also aligns OPM's regulations with 5 U.S.C. 4302(c) by establishing a biennial certification requirement for performance management systems covered by 5 CFR part 430, subpart B. The biennial certification requirement with OPM ensures that each agency complies with OPM's regulations and, therefore, accurately evaluates the job performance of non-SES employees based on objective criteria. Given the evidence of inflated ratings and minimal performance differentiation across the Federal workforce,
                    <SU>62</SU>
                    <FTREF/>
                     this biennial certification requirement would increase OPM's ability to provide effective oversight and compel accuracy within agency performance appraisal systems.
                </P>
                <FTNT>
                    <P>
                        <SU>62</SU>
                         OPM, 
                        <E T="03">Performance Management for Federal Employees, supra</E>
                         note 13.
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Impact</HD>
                <P>The proposed amendments to 5 CFR part 430, subpart B, will cause both the President and the American public to more confidently rely on employees that make up the biggest percentage of all Federal employees: non-SES employees. The above changes to 5 CFR part 430, subpart B, would enable agencies and non-SES employees to be held to a higher standard of accountability and ensure only the truly deserving performers are rewarded for their performance. Over time, these improvements are expected to result in higher-performing organizations, more responsive public service, and renewed public trust in the integrity and effectiveness of the Federal workforce.</P>
                <P>By authorizing OPM to establish and maintain a standardized distribution of some or all rating levels, this proposed rulemaking would require agencies to refocus efforts on ensuring that there are meaningful distinctions in non-SES performance ratings. Establishing limits on non-SES employee ratings would result in a more normalized distribution of performance ratings. OPM expects that a standardized distribution of some or all rating levels would incentivize improved performance of non-SES employees as they no longer would expect to receive the highest ratings without demonstrating superior performance relative to the other non-SES employees in their agency. This would ultimately improve the performance of the Government in providing services to the American public.</P>
                <P>The proposed amendments will have a significant impact on the operation of an agency's performance management systems. The removal of any patterns that include a “Level 2” rating will simplify the appraisal system by removing a level that states an employee's job performance is not “Unacceptable” when it fails to be “Fully Successful.” Further, because a very small percentage of employees are rated at “Level 2,” the removal of that rating should cause minimal operational disruption but provide significant benefits.</P>
                <P>The proposed biennial appraisal system certification requirement will strengthen non-SES employee consistency and oversight under 5 U.S.C. 4302(c). This new process will not impose significant additional administrative burden, as most agencies already maintain and periodically review their performance appraisal systems. Instead, certification will serve as a structured mechanism for agencies to demonstrate compliance, identify deficiencies, and receive OPM feedback on improving system quality. Over time, the requirement will enhance interagency comparability, promote best practices, and ensure that agency systems continue to meet statutory standards for objectivity and accuracy.</P>
                <HD SOURCE="HD2">C. Costs</HD>
                <P>
                    This proposed rule would affect most Federal agencies—ranging from cabinet-level departments to small independent agencies—that have employees covered under 5 CFR part 430, subpart B. We estimate that this rulemaking will require individuals employed by these agencies to spend time updating their performance appraisal system(s), program(s), policies, and plans during fiscal year 2026 to prepare for implementation in fiscal year 2027. Typically, an agency's human resources staff are responsible for these tasks. Therefore, for this cost analysis, the assumed average salary rate of Federal employees performing this work will be the rate in 2026 for GS-14, step 5, in the Washington, DC, locality pay table ($163,104 annual locality rate and $78.15 hourly locality rate). We assume the total dollar value of labor, which includes wages, benefits, and overhead, is equal to 200 percent of the wage rate, resulting in an assumed labor cost of $156.30 per hour. We estimate that, in the first year following publication of a final rule, this would require an average of 22,500 hours of work governmentwide, resulting in estimated costs of about $23,445 per agency and about $3,516,750 governmentwide. Additionally, USAPerformance, which is an IT tool used by many agencies to service their performance management systems, would need to be updated to reflect the removal of the Level 2 rating. This would require an estimated 400 hours of work at the rate of $390 per hour, resulting in an estimated cost of $156,000. There are also approximately 48 other agency-specific IT systems used for performance management that would need the same update. OPM estimates the cost to each agency would be similar to that of USAPerformance, 
                    <PRTPAGE P="8789"/>
                    resulting in an estimated $7,488,000 in total costs to update these other systems.
                </P>
                <P>The regulatory changes in the proposed rule would also require OPM to evaluate the operation and application of agency performance appraisal system(s) and program(s) on a biennial basis. We estimate that, in the first year following publication of the final rule, doing so will require 150 hours of work by OPM employees with an average hourly cost of $156.30. This work would result in estimated costs in that first year of implementation of about $23,445.</P>
                <P>We do not believe this rulemaking will substantially increase the ongoing administrative costs to agencies (including any administrative costs associated with OPM's annual review of agency appraisal system(s) and program(s)) because the rulemaking provides cost-saving provisions. It also eliminates mandatory review of Level 1 “Unacceptable” ratings of record, thereby eliminating those associated labor costs.</P>
                <HD SOURCE="HD2">D. Benefits</HD>
                <P>Since 5 CFR part 430, subpart B, covers positions that include GS and prevailing rate employees, its impact is governmentwide. Non-SES employees are the backbone of the Federal Government and are, therefore, critical to the operation of an effective and efficient government. The application of a standardized distribution within the non-SES employee performance appraisal system would reinforce the understanding that success as a Federal employee is aligned to the appropriate rating at the fully successful level. By establishing a limit on the number of non-SES employees who can receive a rating above the fully successful level, there would be a clear distinction of the highest performers across an agency and the Federal Government. Agencies would no longer be able to rate a high number of its non-SES employees at the highest performance ratings, thus encouraging employees to strive for increased levels of performance and ultimately provide better results for the Government and the American public.</P>
                <P>The removal of summary level patterns that include a “Level 2” also simplifies and increases the rating accuracy of non-SES employees. A “Level 2” rating is rarely used and is confusing because it creates a performance rating that guarantees an employee stays in their position when their performance was not “Fully Successful.” Its removal eliminates redundancy, simplifies rating scales, and allows agencies to more clearly distinguish between satisfactory and unsatisfactory performance. This simplification will also help supervisors communicate expectations more clearly and apply performance standards more consistently across the workforce.</P>
                <P>The new biennial certification requirement will also strengthen OPM's oversight of non-SES employees and aid in continuous improvement. The establishment of a biennial oversight mechanism will ensure that OPM and all impacted Federal agencies are complying with the congressional requirements of 5 U.S.C. 4302. Recurring certification will aid OPM in identifying inconsistencies or deficiencies in agency appraisal systems, promote best practices across the Government, and enable OPM to provide targeted technical assistance where needed. This ongoing review process will foster greater accountability, transparency, and uniformity in the administration of performance appraisal systems, thereby improving public confidence in Federal workforce management.</P>
                <HD SOURCE="HD2">E. Regulatory Alternatives</HD>
                <P>An alternative to this rulemaking is to not permit standardized distributions and instead issue further guidance encouraging agencies to be increasingly rigorous in their management of non-SES performance to promote meaningful distinctions in non-SES performance. However, previous attempts to achieve this result through guidance have not been successful in curbing inflated non-SES employee ratings. Without the ability to place limits on the ratings of non-SES employees, there will almost certainly continue to be a pervasive inflation of ratings and a lack of accountability and meaningful distinction in performance ratings.</P>
                <P>Another alternative to this rulemaking is to keep all patterns of summary levels that include a “Level 2.” Instead, OPM could issue further guidance on the appropriate use of any ratings below a “Level 3,” and instruct agencies to hold employees in this rating level more accountable. However, the use of a summary level pattern that includes a “Level 2” has not aided agencies in meaningfully distinguishing between performers at different rating levels. Rather, a “Level 2” rating is rarely used due to its inherent contradictions. Another alternative to this rulemaking is to not create a biennial certification requirement. Instead, OPM could issue further guidance encouraging agencies to be increasingly rigorous in managing the performance of their non-SES employees. OPM could exercise its authority and include a more rigorous review of agency performance management results in its human capital oversight, conducted by OPM's Merit Systems Accountability and Compliance team. Oversight agencies have noted for decades that there are issues with the performance management of Federal employees and guidance has proven to be ineffective at materially improving an agency's performance management system. Rather, a biennial certification requirement will guarantee a regular, recurring review of each agency's performance management system and require its compliance with 5 CFR part 430, subpart B. Therefore, the biennial certification requirement will better aid OPM and the Federal Government as a whole in meeting the statutory requirements for performance management systems.</P>
                <HD SOURCE="HD1">Request for Comments</HD>
                <P>OPM requests comments on the implementation and potential impacts of this proposed rule. Such information will be useful for better understanding the effect of this amendment on non-SES employee performance management by Federal agencies. The type of information in which OPM is interested includes, but is not limited to, the following:</P>
                <P>• How will a standardized distribution of some or all performance ratings drive merit, competence, and excellence across the Federal Government?</P>
                <P>• Is there any research OPM should consider regarding what impact a standardized distribution may have on non-SES employee performance and organizational performance?</P>
                <P>• Does the current non-SES employee performance management system accurately distinguish excellent from average from poor performance? If so, how?</P>
                <P>• Would a standardized distribution help drive a high-performance culture across the Federal Government? Why?</P>
                <P>• Would a standardized distribution motivate non-SES employees to work harder and produce better results for the American people? Why?</P>
                <P>• Would a standardized distribution empower agency leadership to hold non-SES employees accountable for poor performance? Why?</P>
                <P>• What effect, if any, would a standardized distribution have on the Government's ability to hire and retain non-SES employees?</P>
                <P>
                    • How has standardized distribution of employee performance rankings worked in the private sector? Has it positively or negatively impacted corporate performance?
                    <PRTPAGE P="8790"/>
                </P>
                <P>• What effect would a standardized distribution of performance ratings have on teamwork and collaboration among Federal employees? How could any such concerns be addressed?</P>
                <P>What measures could Federal agencies take to ensure that standardized distribution is implemented in such as a way as to promote a culture that values individual performance, teamwork, collaboration, and high performance?</P>
                <HD SOURCE="HD1">Severability</HD>
                <P>OPM proposes that, if any of the provisions of this proposed rule as finalized is held to be invalid or unenforceable by its terms, or as applied to any person or circumstance, it shall be severable from its respective section(s) and shall not affect the remainder thereof or the application of the provision to other persons not similarly situated or to other dissimilar circumstances. For example, if it is determined that OPM may not establish and refine a standardized distribution of summary levels, the proposed provision eliminating summary level patterns utilizing Level 2 summary levels would remain in effect. OPM welcomes public comment on the independent operation of various provisions in this proposal.</P>
                <HD SOURCE="HD1">Regulatory Compliance</HD>
                <HD SOURCE="HD2">A. Regulatory Flexibility Act</HD>
                <P>The Director of OPM certifies that this rulemaking will not have a significant economic impact on a substantial number of small entities because it will apply only to Federal agencies and employees.</P>
                <HD SOURCE="HD2">B. Regulatory Review</HD>
                <P>OPM has examined the impact of this rule as required by E.O.s 12866 and 13563, which direct agencies to assess all costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits (including potential economic, environmental, public, health, and safety effects, distributive impacts, and equity). A regulatory impact analysis must be prepared for economically significant rules as defined by section 3(f)(1) of E.O. 12866. This rulemaking does not reach that threshold but has otherwise been designated a “significant regulatory action” under section 3(f) of E.O. 12866. This rule is not expected to be a regulatory action under E.O. 14192 because it imposes no more than de minimis costs.</P>
                <HD SOURCE="HD2">C. Federalism</HD>
                <P>This rulemaking will not have substantial direct effects on the States, on the relationship between the National Government and the States, or on distribution of power and responsibilities among the various levels of government. Therefore, in accordance with E.O. 13132, it is determined that this proposed rule does not have sufficient federalism implications to warrant preparation of a Federalism Assessment.</P>
                <HD SOURCE="HD2">D. Civil Justice Reform</HD>
                <P>This rulemaking meets the applicable standards set forth in section 3(a) and (b)(2) of E.O. 12988.</P>
                <HD SOURCE="HD2">E. Unfunded Mandates Reform Act of 1995</HD>
                <P>Section 202 of the Unfunded Mandates Reform Act of 1995 (UMRA) requires that agencies assess anticipated costs and benefits before issuing any rule that would impose spending costs on State, local, or tribal governments in the aggregate, or on the private sector, in any 1 year of $100 million in 1995 dollars, updated annually for inflation. That threshold is currently approximately $206 million. This rulemaking will not result in the expenditure by State, local, or tribal governments, in the aggregate, or by the private sector, in excess of the threshold. Thus, no written assessment of unfunded mandates is required.</P>
                <HD SOURCE="HD2">F. Paperwork Reduction Act</HD>
                <P>This regulatory action will not impose any reporting or recordkeeping requirements under the Paperwork Reduction Act.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 5 CFR Part 430</HD>
                    <P>Decorations, Government employees.</P>
                </LSTSUB>
                <HD SOURCE="HD1">Signing Statement</HD>
                <P>The Director of OPM, Scott Kupor, reviewed and approved this document and has authorized the undersigned to electronically sign and submit this document to the Office of the Federal Register for publication.</P>
                <SIG>
                    <FP>Office of Personnel Management.</FP>
                    <NAME>Jerson Matias,</NAME>
                    <TITLE>Federal Register Liaison.</TITLE>
                </SIG>
                <P>For the reasons stated in the preamble, OPM is proposing to amend 5 CFR part 430 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 430—PERFORMANCE MANAGEMENT</HD>
                </PART>
                <AMDPAR>1. The authority citation for part 430 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P> 5 U.S.C. chapter 43 and 5307(d).</P>
                </AUTH>
                <SUBPART>
                    <HD SOURCE="HED">Subpart B-Performance Appraisal for General Schedule, Prevailing Rate, and Certain Other Employees</HD>
                    <SECTION>
                        <SECTNO>§ 430.206 </SECTNO>
                        <SUBJECT>Planning performance.</SUBJECT>
                    </SECTION>
                </SUBPART>
                <AMDPAR>2. Amend § 430.206 by adding paragraph (b)(9) to read as follows:</AMDPAR>
                <STARS/>
                <P>(b) * * *</P>
                <P>(9) The performance plan of any supervisor covered under this subpart must include a supervisory critical element comprised of supervisory requirements established by OPM and agency-established criteria for protecting whistleblowers, as required by 5 U.S.C. 4302(b).</P>
                <SECTION>
                    <SECTNO>§  430.207 </SECTNO>
                    <SUBJECT> [AMENDED].</SUBJECT>
                </SECTION>
                <AMDPAR>3. Amend § 430.207 by:</AMDPAR>
                <AMDPAR>a. Removing paragraph (c); and</AMDPAR>
                <AMDPAR>b. Redesignating paragraph (d) as (c).</AMDPAR>
                <AMDPAR>4. Revise and republish § 430.208 to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 430.208 </SECTNO>
                    <SUBJECT>Rating performance.</SUBJECT>
                    <P>(a) As soon as practicable after the end of the appraisal period, a written, or otherwise recorded, rating of record must be given to each employee.</P>
                    <P>(1) A rating of record must be based only on the evaluation of actual job performance for the designated appraisal period.</P>
                    <P>(2) An agency must not issue a rating of record that assumes a level of performance by an employee without an actual evaluation of that employee's performance.</P>
                    <P>(3) Except as provided in § 430.208(i), a rating of record is final when it is issued to an employee with all appropriate reviews and signatures.</P>
                    <P>(b) Rating of record procedures for each appraisal program must include a method for deriving and assigning a summary level as specified in paragraph (d) of this section based on appraisal of performance on critical elements and, as applicable, non-critical elements.</P>
                    <P>(1) A Level 1 summary (“Unacceptable”) must be assigned if and only if performance on one or more critical elements is appraised as “Unacceptable.”</P>
                    <P>(2) Consideration of non-critical elements must not result in assigning a Level 1 summary (“Unacceptable”).</P>
                    <P>(c) OPM may establish, and refine as needed, a standardized distribution of some or all rating levels which agencies must apply when rating employees, except that employees appointed under Schedules C or G in the excepted service may be excluded from such standardized distribution requirements, as determined by OPM.</P>
                    <P>
                        (d) The method for deriving and assigning a summary level, as may be 
                        <PRTPAGE P="8791"/>
                        established by OPM as described in paragraph (c) of this section, may involve comparing, categorizing, and ranking employees or groups on the basis of their performance. Such procedures may also be used to make award determinations and promotion decisions.
                    </P>
                    <P>
                        (e) 
                        <E T="03">Summary levels.</E>
                    </P>
                    <P>(1) An appraisal program must use one of the following patterns of summary levels, but Pattern A may only be used for seasonal employees, teachers, General Schedules grades 1-4, and Federal Wage System employees:</P>
                    <GPOTABLE COLS="6" OPTS="L2,nj,tp0,i1" CDEF="s25,4C,4C,4C,4C,4C">
                        <BOXHD>
                            <CHED H="1">Pattern</CHED>
                            <CHED H="1">Summary level</CHED>
                            <CHED H="2">1</CHED>
                            <CHED H="2">2</CHED>
                            <CHED H="2">3</CHED>
                            <CHED H="2">4</CHED>
                            <CHED H="2">5</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">A</ENT>
                            <ENT>X</ENT>
                            <ENT/>
                            <ENT>X</ENT>
                            <ENT/>
                            <ENT/>
                        </ROW>
                        <ROW>
                            <ENT I="01">B</ENT>
                            <ENT>X</ENT>
                            <ENT/>
                            <ENT>X</ENT>
                            <ENT/>
                            <ENT>X</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">C</ENT>
                            <ENT>X</ENT>
                            <ENT/>
                            <ENT>X</ENT>
                            <ENT>X</ENT>
                            <ENT>X</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>(2) Within any of the patterns shown in paragraph (e)(1) of this section, summary levels must comply with the following requirements:</P>
                    <P>(i) Level 1 through Level 5 are ordered categories, with Level 1 as the lowest and Level 5 as the highest;</P>
                    <P>(ii) Level 1 is “Unacceptable”;</P>
                    <P>(iii) Level 3 is “Fully Successful” or equivalent; and</P>
                    <P>(iv) Level 5 is “Outstanding” or equivalent.</P>
                    <P>(3) The term “Outstanding” may be used only to describe the summary level “Level 5.”</P>
                    <P>(4) The designation of a summary level and its pattern shall be used to provide consistency in describing ratings of record and as a reference point for applying other related regulations, including, but not limited to, assigning additional retention service credit under § 351.504 of this chapter.</P>
                    <P>(5) Under the provisions of § 351.504(e) of this chapter, the number of years of additional retention service credit established for a summary level of a rating of record shall be applied in a uniform and consistent manner within a competitive area in any given reduction in force, but the number of years may vary:</P>
                    <P>(i) In different reductions in force;</P>
                    <P>(ii) In different competitive areas; and</P>
                    <P>(iii) In different summary level patterns within the same competitive area.</P>
                    <P>(e) The rating of record or performance rating for a disabled veteran must not be lowered because the veteran has been absent from work to seek medical treatment as provided in Executive Order 5396.</P>
                    <P>(f) When a rating of record cannot be prepared at the time specified, the appraisal period must be extended. Once the conditions necessary to complete a rating of record have been met, a rating of record must be prepared as soon as practicable.</P>
                    <P>(g) Each rating of record must cover a specified appraisal period. Agencies must not carry over a rating of record prepared for a previous appraisal period as the rating of record for a subsequent appraisal period(s) without an actual evaluation of the employee's performance during the subsequent appraisal period.</P>
                    <P>(h) When either a regular appraisal period or an extended appraisal period ends and any agency-established deadline for providing ratings of record passes or a subsequent rating of record is issued, an agency must not produce or change retroactively a rating of record that covers that earlier appraisal period except that a rating of record may be changed—</P>
                    <P>(1) Within 60 days of issuance based upon an informal request by the employee;</P>
                    <P>(2) As a result of a formal proceeding permitted by law or regulation that results in a final determination by appropriate authority that the rating of record must be changed or as part of a bona fide settlement of a formal proceeding; or</P>
                    <P>(3) Where the agency determines that a rating of record was incorrectly recorded or calculated.</P>
                    <P>(i) A performance rating may be prepared at such other times as an appraisal program may specify for special circumstances including, but not limited to, transfers and performance on details.</P>
                    <P>(j) A rating of record may not be challenged through the grievance provisions of 5 U.S.C. 7121.</P>
                </SECTION>
                <AMDPAR>5. Amend § 430.210 by revising paragraph (b) to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§  430.210 </SECTNO>
                    <SUBJECT>OPM responsibilities.</SUBJECT>
                    <STARS/>
                    <P>(b) OPM must evaluate and certify the operation and application of an agency's performance appraisal system(s) and program(s) on a biennial basis. OPM may recommend that the Office of Management and Budget limit an agency's aggregate awards spending based on an unfavorable evaluation. OPM must issue biennial certification criteria and policy.</P>
                    <STARS/>
                </SECTION>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03619 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6325-38-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 39</CFR>
                <DEPDOC>[Docket No. FAA-2026-1322; Project Identifier AD-2025-01665-T]</DEPDOC>
                <RIN>RIN 2120-AA64</RIN>
                <SUBJECT>Airworthiness Directives; The Boeing Company Airplanes</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of proposed rulemaking (NPRM).</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The FAA proposes to adopt a new airworthiness directive (AD) for certain The Boeing Company Model 787-8, 787-9, and 787-10 airplanes. This proposed AD was prompted by a report that, during production, certain sealant installations within the center wing fuel tank did not receive required visual and adhesion inspections. This proposed AD would require a detailed inspection of certain sealant installations in the left, right, and center wing side-of-body areas, an adhesion test of the sealant, and applicable on-condition actions. The FAA is proposing this AD to address the unsafe condition on these products.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The FAA must receive comments on this proposed AD by April 10, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may send comments, using the procedures found in 14 CFR 11.43 and 11.45, by any of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal:</E>
                         Go to 
                        <E T="03">regulations.gov</E>
                        . Follow the instructions for submitting comments.
                    </P>
                    <P>
                        • 
                        <E T="03">Fax:</E>
                         202-493-2251.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE, Washington, DC 20590.
                    </P>
                    <P>
                        • 
                        <E T="03">Hand Delivery:</E>
                         Deliver to Mail address above between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.
                    </P>
                    <P>
                        <E T="03">AD Docket:</E>
                         You may examine the AD docket at 
                        <E T="03">regulations.gov</E>
                         under Docket No. FAA-2026-1322; or in person at Docket Operations between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this NPRM, any comments received, and other information. The street address for Docket Operations is listed above.
                    </P>
                    <P>
                        <E T="03">Material Incorporated by Reference:</E>
                    </P>
                    <P>
                        • For Boeing material identified in this proposed AD, contact Boeing Commercial Airplanes, Attention: Contractual &amp; Data Services (C&amp;DS), 
                        <PRTPAGE P="8792"/>
                        2600 Westminster Blvd., MC 110-SK57, Seal Beach, CA 90740-5600; telephone 562-797-1717; website 
                        <E T="03">myboeingfleet.com</E>
                        .
                    </P>
                    <P>
                        • You may view this material at the FAA, Airworthiness Products Section, Operational Safety Branch, 2200 South 216th St., Des Moines, WA. For information on the availability of this material at the FAA, call 206-231-3195. It is also available at 
                        <E T="03">regulations.gov</E>
                         under Docket No. FAA-2026-1322.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Tak Kobayashi, Aviation Safety Engineer, FAA, 2200 South 216th St., Des Moines, WA 98198; phone: 206-231-3553; email: 
                        <E T="03">takahisa.kobayashi@faa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Comments Invited</HD>
                <P>
                    The FAA invites you to send any written relevant data, views, or arguments about this proposal. Send your comments using a method listed under the 
                    <E T="02">ADDRESSES</E>
                     section. Include “Docket No. FAA-2026-1322; Project Identifier AD-2025-01665-T” at the beginning of your comments. The most helpful comments reference a specific portion of the proposal, explain the reason for any recommended change, and include supporting data. The FAA will consider all comments received by the closing date and may amend this proposal because of those comments.
                </P>
                <P>
                    Except for Confidential Business Information (CBI) as described in the following paragraph, and other information as described in 14 CFR 11.35, the FAA will post all comments received, without change, to 
                    <E T="03">regulations.gov</E>
                    , including any personal information you provide. The agency will also post a report summarizing each substantive verbal contact received about this NPRM.
                </P>
                <HD SOURCE="HD1">Confidential Business Information</HD>
                <P>
                    CBI is commercial or financial information that is both customarily and actually treated as private by its owner. Under the Freedom of Information Act (FOIA) (5 U.S.C. 552), CBI is exempt from public disclosure. If your comments responsive to this NPRM contain commercial or financial information that is customarily treated as private, that you actually treat as private, and that is relevant or responsive to this NPRM, it is important that you clearly designate the submitted comments as CBI. Please mark each page of your submission containing CBI as “PROPIN.” The FAA will treat such marked submissions as confidential under the FOIA, and they will not be placed in the public docket of this NPRM. Submissions containing CBI should be sent to Takahisa Kobayashi, Aviation Safety Engineer, FAA, 2200 South 216th St., Des Moines, WA 98198; phone: 206-231-3553; email: 
                    <E T="03">takahisa.kobayashi@faa.gov.</E>
                     Any commentary that the FAA receives that is not specifically designated as CBI will be placed in the public docket for this rulemaking.
                </P>
                <HD SOURCE="HD1">Background</HD>
                <P>The FAA has received a report indicating that, during production, certain sealant installations within the center wing fuel tank volume did not receive required visual and adhesion inspections. Without the required inspections, there is a risk that sealant defects could be present. This condition, if not addressed, could result in development of an ignition source within the fuel tank volume and a risk of a fuel tank explosion during a lightning strike event.</P>
                <HD SOURCE="HD1">FAA's Determination</HD>
                <P>The FAA is issuing this NPRM after determining that the unsafe condition described previously is likely to exist or develop on other products of the same type design.</P>
                <HD SOURCE="HD1">Material Incorporated by Reference Under 1 CFR Part 51</HD>
                <P>The FAA reviewed Boeing Alert Requirements Bulletin B787-81205-SB570053-00 RB, Issue 001, dated November 5, 2025. This material specifies procedures for a detailed inspection for any sealant defects and any surface depression defects on identified sealant installed in the left, right, and center wing side-of-body area and the area between side-of-body rib and rib 2, an adhesion test on identified sealants installed in the left, right and center wing side-of-body area and the area between side-of-body rib and rib 2, and applicable on-condition actions. On-condition actions also include contacting Boeing for repair instructions and performing a repair.</P>
                <P>
                    This material is reasonably available because the interested parties have access to it through their normal course of business or by the means identified in the 
                    <E T="02">ADDRESSES</E>
                     section.
                </P>
                <HD SOURCE="HD1">Proposed AD Requirements in This NPRM</HD>
                <P>
                    This proposed AD would require accomplishing the actions specified in the material already described, except for any differences identified as exceptions in the regulatory text of this proposed AD. For information on the procedures and compliance times, see this material at 
                    <E T="03">regulations.gov</E>
                     under Docket No. FAA-2026-1322.
                </P>
                <HD SOURCE="HD1">Costs of Compliance</HD>
                <P>The FAA estimates that this AD, if adopted as proposed, would affect 60 airplanes of U.S. registry. The FAA estimates the following costs to comply with this proposed AD:</P>
                <GPOTABLE COLS="5" OPTS="L2,nj,i1" CDEF="s50,r50,10,10,12">
                    <TTITLE>Estimated Costs</TTITLE>
                    <BOXHD>
                        <CHED H="1">Action</CHED>
                        <CHED H="1">Labor cost</CHED>
                        <CHED H="1">Parts cost</CHED>
                        <CHED H="1">
                            Cost per
                            <LI>product</LI>
                        </CHED>
                        <CHED H="1">
                            Cost on U.S.
                            <LI>operators</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Detailed inspection and adhesion test of sealant</ENT>
                        <ENT>34 work-hours × $85 per hour = $2,890</ENT>
                        <ENT>$0</ENT>
                        <ENT>$2,890</ENT>
                        <ENT>$173,400</ENT>
                    </ROW>
                </GPOTABLE>
                <P>The FAA has received no definitive data on which to base the cost estimates for the on-condition repairs specified in this proposed AD.</P>
                <P>The FAA has included all known costs in its cost estimate. According to the manufacturer, however, some or all of the costs of this proposed AD may be covered under warranty, thereby reducing the cost impact on affected operators.</P>
                <HD SOURCE="HD1">Authority for This Rulemaking</HD>
                <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII: Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
                <P>
                    The FAA is issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701: General requirements. Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of 
                    <PRTPAGE P="8793"/>
                    that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.
                </P>
                <HD SOURCE="HD1">Regulatory Findings</HD>
                <P>The FAA determined that this proposed AD would not have federalism implications under Executive Order 13132. This proposed AD would not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
                <P>For the reasons discussed above, I certify this proposed regulation:</P>
                <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
                <P>(2) Would not affect intrastate aviation in Alaska, and</P>
                <P>(3) Would not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
                    <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
                </LSTSUB>
                <HD SOURCE="HD1">The Proposed Amendment</HD>
                <P>Accordingly, under the authority delegated to me by the Administrator, the FAA proposes to amend 14 CFR part 39 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
                </PART>
                <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>49 U.S.C. 106(g), 40113, 44701.</P>
                </AUTH>
                <SECTION>
                    <SECTNO>§ 39.13</SECTNO>
                    <SUBJECT>[Amended]</SUBJECT>
                </SECTION>
                <AMDPAR>2. The FAA amends § 39.13 by adding the following new airworthiness directive:</AMDPAR>
                <EXTRACT>
                    <FP SOURCE="FP-2">
                        <E T="04">The Boeing Company:</E>
                         Docket No. FAA-2026-1322; Project Identifier AD-2025-01665-T.
                    </FP>
                    <HD SOURCE="HD1">(a) Comments Due Date</HD>
                    <P>The FAA must receive comments on this airworthiness directive (AD) by April 10, 2026.</P>
                    <HD SOURCE="HD1">(b) Affected ADs</HD>
                    <P>None.</P>
                    <HD SOURCE="HD1">(c) Applicability</HD>
                    <P>This AD applies to The Boeing Company Model 787-8, 787-9, and 787-10 airplanes, certificated in any category, as identified in Boeing Alert Requirements Bulletin B787-81205-SB570053-00 RB, Issue 001, dated November 5, 2025.</P>
                    <HD SOURCE="HD1">(d) Subject</HD>
                    <P>Air Transport Association (ATA) of America Code 57, Wing.</P>
                    <HD SOURCE="HD1">(e) Unsafe Condition</HD>
                    <P>This AD was prompted by a report that, during production, certain sealant installations within the center wing fuel tank volume did not receive required visual and adhesion inspections. The FAA is issuing this AD to address the potential for sealant defects. The unsafe condition, if not addressed, could result in development of an ignition source within the fuel tank volume and a risk of a fuel tank explosion during a lightning strike event.</P>
                    <HD SOURCE="HD1">(f) Compliance</HD>
                    <P>Comply with this AD within the compliance times specified, unless already done.</P>
                    <HD SOURCE="HD1">(g) Required Actions</HD>
                    <P>Except as specified by paragraph (h) of this AD: At the applicable times specified in the “Compliance” paragraph of Boeing Alert Requirements Bulletin B787-81205-SB570053-00 RB, Issue 001, dated November 5, 2025, do all applicable actions identified in, and in accordance with, the Accomplishment Instructions of Boeing Alert Requirements Bulletin B787-81205-SB570053-00 RB, Issue 001, dated November 5, 2025.</P>
                    <P>
                        <E T="04">Note 1 to paragraph (g):</E>
                         Guidance for accomplishing the actions required by this AD can be found in Boeing Alert Service Bulletin B787-81205-SB570053-00, Issue 001, dated November 5, 2025, which is referred to in Boeing Alert Requirements Bulletin B787-81205-SB570053-00 RB, Issue 001, dated November 5, 2025.
                    </P>
                    <HD SOURCE="HD1">(h) Exceptions to Requirements Bulletin Specifications</HD>
                    <P>(1) Where the Compliance Time column of the table in the “Compliance” paragraph of Boeing Alert Requirements Bulletin B787-81205-SB570053-00 RB, Issue 001, dated November 5, 2025, refers to the Issue 001 date of Requirements Bulletin B787-81205-SB570053-00 RB, this AD requires using the effective date of this AD.</P>
                    <P>(2) Where Boeing Alert Requirements Bulletin B787-81205-SB570053-00 RB, Issue 001, dated November 5, 2025, specifies contacting Boeing for repair instructions, this AD requires doing the repair using a method approved in accordance with the procedures specified in paragraph (i) of this AD.</P>
                    <HD SOURCE="HD1">(i) Alternative Methods of Compliance (AMOCs)</HD>
                    <P>
                        (1) The Manager, AIR-520, Continued Operational Safety Branch, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or responsible Flight Standards Office, as appropriate. If sending information directly to the manager of the Continued Operational Safety Branch, send it to the attention of the person identified in paragraph (j)(1) of this AD. Information may be emailed to: 
                        <E T="03">AMOC@faa.gov.</E>
                         Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the responsible Flight Standards Office.
                    </P>
                    <P>(2) An AMOC that provides an acceptable level of safety may be used for any repair, modification, or alteration required by this AD if it is approved by The Boeing Company Organization Designation Authorization (ODA) that has been authorized by the Manager, AIR-520, Continued Operational Safety Branch, FAA, to make those findings. To be approved, the repair method, modification deviation, or alteration deviation must meet the certification basis of the airplane, and the approval must specifically refer to this AD.</P>
                    <HD SOURCE="HD1">(j) Additional Information</HD>
                    <P>
                        (1) For more information about this AD, contact Tak Kobayashi, Aviation Safety Engineer, FAA, 2200 South 216th St., Des Moines, WA 98198; phone: 206-231-3553; email: 
                        <E T="03">takahisa.kobayashi@faa.gov.</E>
                    </P>
                    <P>(2) Material identified in this AD that is not incorporated by reference is available at the address specified in paragraph (k)(3) this AD.</P>
                    <HD SOURCE="HD1">(k) Material Incorporated by Reference</HD>
                    <P>(1) The Director of the Federal Register approved the incorporation by reference of the material listed in this paragraph under 5 U.S.C. 552(a) and 1 CFR part 51.</P>
                    <P>(2) You must use this material as applicable to do the actions required by this AD, unless the AD specifies otherwise.</P>
                    <P>(i) Boeing Alert Requirements Bulletin B787-81205-SB570053-00 RB, Issue 001, dated November 5, 2025.</P>
                    <P>(ii) [Reserved]</P>
                    <P>
                        (3) For Boeing material identified in this AD, contact Boeing Commercial Airplanes, Attention: Contractual &amp; Data Services (C&amp;DS), 2600 Westminster Blvd., MC 110-SK57, Seal Beach, CA 90740-5600; telephone 562-797-1717; website 
                        <E T="03">myboeingfleet.com</E>
                        .
                    </P>
                    <P>(4) You may view this material at the FAA, Airworthiness Products Section, Operational Safety Branch, 2200 South 216th St., Des Moines, WA. For information on the availability of this material at the FAA, call 206-231-3195.</P>
                    <P>
                        (5) You may view this material at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, visit 
                        <E T="03">www.archives.gov/federal-register/cfr/ibr-locations</E>
                         or email 
                        <E T="03">fr.inspection@nara.gov.</E>
                    </P>
                </EXTRACT>
                <SIG>
                    <DATED>Issued on February 12, 2026.</DATED>
                    <NAME>Lona C. Saccomando,</NAME>
                    <TITLE>Acting Deputy Director, Integrated Certificate Management Division, Aircraft Certification Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03612 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <PRTPAGE P="8794"/>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 39</CFR>
                <DEPDOC>[Docket No. FAA-2026-1335; Project Identifier AD-2025-00825-T]</DEPDOC>
                <RIN>RIN 2120-AA64</RIN>
                <SUBJECT>Airworthiness Directives; The Boeing Company Airplanes</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of proposed rulemaking (NPRM).</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The FAA proposes to adopt a new airworthiness directive (AD) for certain The Boeing Company Model 787-8, 787-9, and 787-10 airplanes. This proposed AD was prompted by reports that the low range radio altimeter (LRRA) system has an increased rate of non-computed data (NCD) outputs at low altitudes during approach and landing, which could cause unreliable altimeter function. This proposed AD would require replacing the left and right LRRA transmit and receive coaxial cables with larger gauge coaxial cables. The FAA is proposing this AD to address the unsafe condition on these products.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The FAA must receive comments on this proposed AD by April 10, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may send comments, using the procedures found in 14 CFR 11.43 and 11.45, by any of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal:</E>
                         Go to 
                        <E T="03">regulations.gov.</E>
                         Follow the instructions for submitting comments.
                    </P>
                    <P>
                        • 
                        <E T="03">Fax:</E>
                         202-493-2251.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE, Washington, DC 20590.
                    </P>
                    <P>
                        • 
                        <E T="03">Hand Delivery:</E>
                         Deliver to Mail address above between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.
                    </P>
                    <P>
                        <E T="03">AD Docket:</E>
                         You may examine the AD docket at 
                        <E T="03">regulations.gov</E>
                         under Docket No. FAA-2026-1335; or in person at Docket Operations between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this NPRM, any comments received, and other information. The street address for Docket Operations is listed above.
                    </P>
                    <P>
                        <E T="03">Material Incorporated by Reference:</E>
                    </P>
                    <P>
                        • For Boeing material identified in this proposed AD, contact Boeing Commercial Airplanes, Attention: Contractual &amp; Data Services (C&amp;DS), 2600 Westminster Blvd., MC 110-SK57, Seal Beach, CA 90740-5600; telephone 562-797-1717; website 
                        <E T="03">myboeingfleet.com.</E>
                    </P>
                    <P>
                        • You may view this material at the FAA, Airworthiness Products Section, Operational Safety Branch, 2200 South 216th St., Des Moines, WA. For information on the availability of this material at the FAA, call 206-231-3195. It is also available at 
                        <E T="03">regulations.gov</E>
                         under Docket No. FAA-2026-1335.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Frank Carreras, Aviation Safety Engineer, FAA, 2200 South 216th St., Des Moines, WA 98198; phone: 206-231-3539; email: 
                        <E T="03">Frank.Carreras@faa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Comments Invited</HD>
                <P>
                    The FAA invites you to send any written relevant data, views, or arguments about this proposal. Send your comments using a method listed under the 
                    <E T="02">ADDRESSES</E>
                     section. Include “Docket No. FAA-2026-1335; Project Identifier AD-2025-00825-T” at the beginning of your comments. The most helpful comments reference a specific portion of the proposal, explain the reason for any recommended change, and include supporting data. The FAA will consider all comments received by the closing date and may amend this proposal because of those comments.
                </P>
                <P>
                    Except for Confidential Business Information (CBI) as described in the following paragraph, and other information as described in 14 CFR 11.35, the FAA will post all comments received, without change, to 
                    <E T="03">regulations.gov,</E>
                     including any personal information you provide. The agency will also post a report summarizing each substantive verbal contact received about this NPRM.
                </P>
                <HD SOURCE="HD1">Confidential Business Information</HD>
                <P>
                    CBI is commercial or financial information that is both customarily and actually treated as private by its owner. Under the Freedom of Information Act (FOIA) (5 U.S.C. 552), CBI is exempt from public disclosure. If your comments responsive to this NPRM contain commercial or financial information that is customarily treated as private, that you actually treat as private, and that is relevant or responsive to this NPRM, it is important that you clearly designate the submitted comments as CBI. Please mark each page of your submission containing CBI as “PROPIN.” The FAA will treat such marked submissions as confidential under the FOIA, and they will not be placed in the public docket of this NPRM. Submissions containing CBI should be sent to Frank Carreras, Aviation Safety Engineer, FAA, 2200 South 216th St., Des Moines, WA 98198; phone: 206-231-3539; email: 
                    <E T="03">Frank.Carreras@faa.gov.</E>
                     Any commentary that the FAA receives that is not specifically designated as CBI will be placed in the public docket for this rulemaking.
                </P>
                <HD SOURCE="HD1">Background</HD>
                <P>The FAA has received reports indicating the LRRA system has an increased rate of NCD outputs at low altitudes during approach and landing. The cause is believed to be an insufficient link budget created by updated installation requirements from the altimeter supplier. This could result in unreliable data output or in-service disruptions of LRRA functions. This unsafe condition, if not addressed, could result in loss of continued safe flight and landing.</P>
                <HD SOURCE="HD1">FAA's Determination</HD>
                <P>The FAA is issuing this NPRM after determining that the unsafe condition described previously is likely to exist or develop on other products of the same type design.</P>
                <HD SOURCE="HD1">Material Incorporated by Reference Under 1 CFR Part 51</HD>
                <P>
                    The FAA reviewed Boeing Alert Requirements Bulletin B787-81205-SB340062-00 RB, Issue 001, dated December 23, 2024. This material specifies procedures for replacing the existing left and right BMS13-65 Type 0G LRRA transmit and receive coaxial cables with larger gauge Type 0J coaxial cables. This material is reasonably available because the interested parties have access to it through their normal course of business or by the means identified in the 
                    <E T="02">ADDRESSES</E>
                     section.
                </P>
                <HD SOURCE="HD1">Proposed AD Requirements in This NPRM</HD>
                <P>
                    This proposed AD would require accomplishing the actions specified in the material already described, except for any differences identified as exceptions in the regulatory text of this proposed AD. For information on the procedures and compliance times, see this material at 
                    <E T="03">regulations.gov</E>
                     under Docket No. FAA-2026-1335.
                </P>
                <HD SOURCE="HD1">Costs of Compliance</HD>
                <P>
                    The FAA estimates that this AD, if adopted as proposed, would affect 169 airplanes of U.S. registry. The FAA estimates the following costs to comply with this proposed AD:
                    <PRTPAGE P="8795"/>
                </P>
                <GPOTABLE COLS="5" OPTS="L2,nj,i1" CDEF="s50,r50,12,12,12">
                    <TTITLE>Estimated Costs</TTITLE>
                    <BOXHD>
                        <CHED H="1">Action</CHED>
                        <CHED H="1">Labor cost</CHED>
                        <CHED H="1">Parts cost</CHED>
                        <CHED H="1">
                            Cost per
                            <LI>product</LI>
                        </CHED>
                        <CHED H="1">
                            Cost on U.S.
                            <LI>operators</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Replacement</ENT>
                        <ENT>28 work-hours × $85 per hour = $2,380</ENT>
                        <ENT>$15,170</ENT>
                        <ENT>$17,550</ENT>
                        <ENT>$2,965,950</ENT>
                    </ROW>
                </GPOTABLE>
                <P>The FAA has included all known costs in its cost estimate. According to the manufacturer, however, some or all of the costs of this proposed AD may be covered under warranty, thereby reducing the cost impact on affected operators.</P>
                <HD SOURCE="HD1">Authority for This Rulemaking</HD>
                <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII: Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
                <P>The FAA is issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701: General requirements. Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
                <HD SOURCE="HD1">Regulatory Findings</HD>
                <P>The FAA determined that this proposed AD would not have federalism implications under Executive Order 13132. This proposed AD would not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
                <P>For the reasons discussed above, I certify this proposed regulation:</P>
                <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
                <P>(2) Would not affect intrastate aviation in Alaska, and</P>
                <P>(3) Would not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
                    <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
                </LSTSUB>
                <HD SOURCE="HD1">The Proposed Amendment</HD>
                <P>Accordingly, under the authority delegated to me by the Administrator, the FAA proposes to amend 14 CFR part 39 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
                </PART>
                <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>49 U.S.C. 106(g), 40113, 44701.</P>
                </AUTH>
                <SECTION>
                    <SECTNO>§ 39.13</SECTNO>
                    <SUBJECT> [Amended]</SUBJECT>
                </SECTION>
                <AMDPAR>2. The FAA amends § 39.13 by adding the following new airworthiness directive:</AMDPAR>
                <EXTRACT>
                    <FP SOURCE="FP-2">
                        <E T="04">The Boeing Company:</E>
                         Docket No. FAA-2026-1335; Project Identifier AD-2025-00825-T.
                    </FP>
                    <HD SOURCE="HD1">(a) Comments Due Date</HD>
                    <P>The FAA must receive comments on this airworthiness directive (AD) by April 10, 2026.</P>
                    <HD SOURCE="HD1">(b) Affected ADs</HD>
                    <P>None.</P>
                    <HD SOURCE="HD1">(c) Applicability</HD>
                    <P>This AD applies to The Boeing Company Model 787-8, 787-9, and 787-10 airplanes, certificated in any category, as identified in Boeing Alert Requirements Bulletin B787-81205-SB340062-00 RB, Issue 001, dated December 23, 2024.</P>
                    <HD SOURCE="HD1">(d) Subject</HD>
                    <P>Air Transport Association (ATA) of America Code 34, Navigation.</P>
                    <HD SOURCE="HD1">(e) Unsafe Condition</HD>
                    <P>This AD was prompted by reports that the low range radio altimeter (LRRA) system has an increased rate of non-computed data (NCD) outputs at low altitudes during approach and landing. The FAA is issuing this AD to address unreliable data output or in-service disruptions of LRRA functions. The unsafe condition, if not addressed, could result in loss of continued safe flight and landing.</P>
                    <HD SOURCE="HD1">(f) Compliance</HD>
                    <P>Comply with this AD within the compliance times specified, unless already done.</P>
                    <HD SOURCE="HD1">(g) Required Actions</HD>
                    <P>Except as specified by paragraph (h) of this AD: At the applicable times specified in the “Compliance” paragraph of Boeing Alert Requirements Bulletin B787-81205-SB340062-00 RB, Issue 001, dated December 23, 2024, do all applicable actions identified in, and in accordance with, the Accomplishment Instructions of Boeing Alert Requirements Bulletin B787-81205-SB340062-00 RB, Issue 001, dated December 23, 2024.</P>
                    <P>
                        <E T="04">Note 1 to paragraph (g):</E>
                         Guidance for accomplishing the actions required by this AD can be found in Boeing Alert Service Bulletin B787-81205-SB340062-00, dated December 23, 2024, which is referred to in Boeing Alert Requirements Bulletin B787-81205-SB340062-00 RB, Issue 001, dated December 23, 2024.
                    </P>
                    <HD SOURCE="HD1">(h) Exception to Requirements Bulletin Specifications</HD>
                    <P>Where the Compliance Time columns of the tables in the “Compliance” paragraph of Boeing Alert Requirements Bulletin B787-81205-SB340062-00 RB, Issue 001, dated December 23, 2024, refer to the issue 001 date of Requirements Bulletin B787-81205-SB340062-00 RB, this AD requires using the effective date of this AD.</P>
                    <HD SOURCE="HD1">(i) Alternative Methods of Compliance (AMOCs)</HD>
                    <P>
                        (1) The Manager, AIR-520, Continued Operational Safety Branch, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or responsible Flight Standards Office, as appropriate. If sending information directly to the manager of the Continued Operational Safety Branch, send it to the attention of the person identified in paragraph (j)(1) of this AD. Information may be emailed to: 
                        <E T="03">AMOC@faa.gov.</E>
                         Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the responsible Flight Standards Office.
                    </P>
                    <P>(2) An AMOC that provides an acceptable level of safety may be used for any repair, modification, or alteration required by this AD if it is approved by The Boeing Company Organization Designation Authorization (ODA) that has been authorized by the Manager, AIR-520, Continued Operational Safety Branch, FAA, to make those findings. To be approved, the repair method, modification deviation, or alteration deviation must meet the certification basis of the airplane, and the approval must specifically refer to this AD.</P>
                    <HD SOURCE="HD1">(j) Additional Information</HD>
                    <P>
                        (1) For more information about this AD, contact Frank Carreras, Aviation Safety Engineer, FAA, 2200 South 216th St., Des Moines, WA 98198; phone: 206-231-3539; email: 
                        <E T="03">Frank.Carreras@faa.gov.</E>
                    </P>
                    <P>
                        (2) Material identified in this AD that is not incorporated by reference is available at the address specified in paragraph (k)(3) this AD.
                        <PRTPAGE P="8796"/>
                    </P>
                    <HD SOURCE="HD1"> (k) Material Incorporated by Reference</HD>
                    <P>(1) The Director of the Federal Register approved the incorporation by reference of the material listed in this paragraph under 5 U.S.C. 552(a) and 1 CFR part 51.</P>
                    <P>(2) You must use this material as applicable to do the actions required by this AD, unless the AD specifies otherwise.</P>
                    <P>(i) Boeing Alert Requirements Bulletin B787-81205-SB340062-00 RB, Issue 001, dated December 23, 2024.</P>
                    <P>(ii) [Reserved]</P>
                    <P>
                        (3) For Boeing material identified in this AD, contact Boeing Commercial Airplanes, Attention: Contractual &amp; Data Services (C&amp;DS), 2600 Westminster Blvd., MC 110-SK57, Seal Beach, CA 90740-5600; telephone 562-797-1717; website 
                        <E T="03">myboeingfleet.com.</E>
                    </P>
                    <P>(4) You may view this material at the FAA, Airworthiness Products Section, Operational Safety Branch, 2200 South 216th St., Des Moines, WA. For information on the availability of this material at the FAA, call 206-231-3195.</P>
                    <P>
                        (5) You may view this material at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, visit 
                        <E T="03">www.archives.gov/federal-register/cfr/ibr-locations</E>
                         or email 
                        <E T="03">fr.inspection@nara.gov.</E>
                    </P>
                    <SIG>
                        <DATED>Issued on February 19, 2026.</DATED>
                        <NAME>Peter A. White,</NAME>
                        <TITLE>Deputy Director, Integrated Certificate Management Division, Aircraft Certification Service.</TITLE>
                    </SIG>
                </EXTRACT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03704 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 71</CFR>
                <DEPDOC>[Docket No. FAA-2026-1993; Airspace Docket No. 26-AAL-1]</DEPDOC>
                <RIN>RIN 2120-AA66</RIN>
                <SUBJECT>Establishment of United States Area Navigation Route T-550 and Revocation of Very High Frequency Omnidirectional Range Federal Airway V-320</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of proposed rulemaking (NPRM).</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This action proposes to revoke Very High Frequency Omnidirectional Range (VOR) Federal Airway V-320 in Alaska due to navigational signal limits causing portions of this route to be unusable. There are two routes with the identifier V-320, one located in the state of Alaska and one located in the state of Michigan. This action only proposes to affect the V-320 located in Alaska. The FAA is also proposing to establish United States Area Navigation (RNAV) Route T-550 near Anchorage, AK.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be received on or before April 10, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Send comments identified by FAA Docket No. FAA-2026-1993 and Airspace Docket No. 26-AAL-1 using any of the following methods:</P>
                    <P>
                        * 
                        <E T="03">Federal eRulemaking Portal:</E>
                         Go to 
                        <E T="03">www.regulations.gov</E>
                         and follow the online instructions for sending your comments electronically.
                    </P>
                    <P>
                        * 
                        <E T="03">Mail:</E>
                         Send comments to Docket Operations, M-30; U.S. Department of Transportation, 1200 New Jersey Avenue SE, Room W12-140, West Building Ground Floor, Washington, DC 20590-0001.
                    </P>
                    <P>
                        * 
                        <E T="03">Hand Delivery or Courier:</E>
                         Take comments to Docket Operations in Room W12-140 of the West Building Ground Floor at 1200 New Jersey Avenue SE, Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.
                    </P>
                    <P>
                        * 
                        <E T="03">Fax:</E>
                         Fax comments to Docket Operations at (202) 493-2251.
                    </P>
                    <P>
                        <E T="03">Docket:</E>
                         Background documents or comments received may be read at 
                        <E T="03">www.regulations.gov</E>
                         at any time. Follow the online instructions for accessing the docket or go to the Docket Operations in Room W12-140 of the West Building Ground Floor at 1200 New Jersey Avenue SE, Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.
                    </P>
                    <P>
                        FAA Order JO 7400.11K, Airspace Designations and Reporting Points, and subsequent amendments can be viewed online at 
                        <E T="03">www.faa.gov/air_traffic/publications/.</E>
                         You may also contact the Rules and Regulations Group, Policy Directorate, Federal Aviation Administration, 600 Independence Avenue SW, Washington, DC 20597; telephone: (202) 267-8783.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Ashley Toth, Rules and Regulations Group, Policy Directorate, Federal Aviation Administration, 600 Independence Avenue SW, Washington, DC 20597; telephone: (202) 267-8783.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Authority for This Rulemaking</HD>
                <P>The FAA's authority to issue rules regarding aviation safety is found in Title 49 of the United States Code. Subtitle I, Section 106 describes the authority of the FAA Administrator. Subtitle VII, Aviation Programs, describes in more detail the scope of the agency's authority. This rulemaking is promulgated under the authority described in Subtitle VII, Part A, Subpart I, Section 40103. Under that section, the FAA is charged with prescribing regulations to assign the use of the airspace necessary to ensure the safety of aircraft and the efficient use of airspace. This regulation is within the scope of that authority as it would amend the airway structure as necessary to preserve the safe and efficient flow of air traffic within the National Airspace System.</P>
                <HD SOURCE="HD1">Comments Invited</HD>
                <P>The FAA invites interested persons to participate in this rulemaking by submitting written comments, data, or views. Comments are specifically invited on the overall regulatory, aeronautical, economic, environmental, and energy-related aspects of the proposal. The most helpful comments reference a specific portion of the proposal, explain the reason for any recommended change, and include supporting data. To ensure the docket does not contain duplicate comments, commenters should submit only one time if comments are filed electronically, or commenters should send only one copy of written comments if comments are filed in writing.</P>
                <P>The FAA will file in the docket all comments it receives, as well as a report summarizing each substantive public contact with FAA personnel concerning this proposed rulemaking. Before acting on this proposal, the FAA will consider all comments it receives on or before the closing date for comments. The FAA will consider comments filed after the comment period has closed if it is possible to do so without incurring expense or delay. The FAA may change this proposal in light of the comments it receives.</P>
                <P>
                    <E T="03">Privacy:</E>
                     In accordance with 5 U.S.C. 553(c), DOT solicits comments from the public to better inform its rulemaking process. DOT posts these comments, without edit, including any personal information the commenter provides, to 
                    <E T="03">www.regulations.gov,</E>
                     as described in the system of records notice (DOT/ALL-14 FDMS), which can be reviewed at 
                    <E T="03">www.dot.gov/privacy.</E>
                </P>
                <HD SOURCE="HD1">Availability of Rulemaking Documents</HD>
                <P>
                    An electronic copy of this document may be downloaded through the internet at 
                    <E T="03">www.regulations.gov.</E>
                     Recently published rulemaking documents can also be accessed through the FAA's web page at 
                    <E T="03">www.faa.gov/air_traffic/publications/airspace_amendments/.</E>
                </P>
                <P>
                    You may review the public docket containing the proposal, any comments received and any final disposition in person in the Dockets Operations office (see 
                    <E T="02">ADDRESSES</E>
                     section for address, 
                    <PRTPAGE P="8797"/>
                    phone number, and hours of operations). An informal docket may also be examined during normal business hours at the office of the Western Service Center, Federal Aviation Administration, 2200 South 216th St., Des Moines, WA 98198.
                </P>
                <HD SOURCE="HD1">Incorporation by Reference</HD>
                <P>
                    United States Area Navigation Routes are published in paragraph 6011 and VOR Federal Airways are published in paragraph 6010 of FAA Order JO 7400.11, Airspace Designations and Reporting Points, which is incorporated by reference in 14 CFR 71.1 on an annual basis. This document proposes to amend the current version of that order, FAA Order JO 7400.11K, dated August 4, 2025, and effective September 15, 2025. These updates would be published in the next update to FAA Order JO 7400.11. FAA Order JO 7400.11K, which lists Class A, B, C, D, and E airspace areas, air traffic service routes, and reporting points, is publicly available as listed in the 
                    <E T="02">ADDRESSES</E>
                     section of this document.
                </P>
                <HD SOURCE="HD1">Background</HD>
                <P>Segments of V-320 in Alaska are currently unusable due to limited navigational signal coverage between the McGrath, AK, VOR/tactical air navigation (VORTAC) and the Anchorage, AK, VOR/distance measuring equipment (VOR/DME). Additionally, segments of V-320 are currently overlayed by V-510, V440, and RNAV Route T-246 between McGrath VORTAC and FRIDA, AK, Fix (intersection of the Kenai, AK VOR/DME 350 radial and the Anchorage VOR/DME 291 radial). The FAA is proposing to establish RNAV Route T-550 to replace the segment of V-320 between the FRIDA Fix and the Anchorage VOR/DME. The remaining segment of V-320, between the Anchorage VOR/DME and Johnstone Point, AK, VOR/DME, is rarely used as V-319 offers a direct route between these two Navigational Aids (NAVAIDS).</P>
                <HD SOURCE="HD1">The Proposal</HD>
                <P>The FAA is proposing an amendment to 14 CFR part 71 to revoke V-320 and to establish RNAV Route T-550 in the state of Alaska.</P>
                <P>
                    <E T="03">V-320:</E>
                     V-320 currently extends between McGrath VORTAC and Johnstone Point VOR/DME. The FAA is proposing to revoke this route in its entirety.
                </P>
                <P>
                    <E T="03">T-550:</E>
                     T-550 is a new route that the FAA is proposing to establish between the FRIDA, Fix and the Anchorage VOR/DME.
                </P>
                <HD SOURCE="HD1">Regulatory Notices and Analyses</HD>
                <P>The FAA has determined that this proposed regulation only involves an established body of technical regulations for which frequent and routine amendments are necessary to keep them operationally current. It, therefore: (1) is not a “significant regulatory action” under Executive Order 12866; (2) is not a “significant rule” under DOT Regulatory Policies and Procedures (44 FR 11034; February 26, 1979); and (3) does not warrant preparation of a regulatory evaluation as the anticipated impact is so minimal. Since this is a routine matter that will only affect air traffic procedures and air navigation, it is certified that this proposed rule, when promulgated, will not have a significant economic impact on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
                <HD SOURCE="HD1">Environmental Review</HD>
                <P>This proposal will be subject to an environmental analysis in accordance with FAA Order 1050.1G, “FAA National Environmental Policy Act Implementing Procedures” prior to any FAA final regulatory action.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 71</HD>
                    <P>Airspace, Incorporation by reference, Navigation (air).</P>
                </LSTSUB>
                <HD SOURCE="HD1">The Proposed Amendment</HD>
                <P>In consideration of the foregoing, the Federal Aviation Administration proposes to  amend 14 CFR part 71 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 71—DESIGNATION OF CLASS A, B, C, D, AND E AIRSPACE AREAS; AIR TRAFFIC SERVICE ROUTES; AND REPORTING POINTS</HD>
                </PART>
                <AMDPAR>1. The authority citation for 14 CFR part 71 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>49 U.S.C. 106(f), 106(g), 40103, 40113, 40120; E.O. 10854, 24 FR 9565, 3 CFR, 1959-1963 Comp., p. 389.</P>
                </AUTH>
                <SECTION>
                    <SECTNO>§ 71.1</SECTNO>
                    <SUBJECT> [Amended]</SUBJECT>
                </SECTION>
                <AMDPAR>2. The incorporation by reference in 14 CFR 71.1 of FAA Order JO 7400.11K, Airspace Designations and Reporting Points, dated August 4, 2025, and effective September 15, 2025, is established as follows:</AMDPAR>
                <EXTRACT>
                    <HD SOURCE="HD2">Paragraph 6011 United States Area Navigation Routes.</HD>
                    <STARS/>
                    <GPOTABLE COLS="3" OPTS="L0,tp0,p0,7/8,g1,t1,i1" CDEF="xls110,xls50,xls180">
                        <TTITLE> </TTITLE>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1"> </CHED>
                            <CHED H="1"> </CHED>
                        </BOXHD>
                        <ROW EXPSTB="02" RUL="s">
                            <ENT I="22">
                                <E T="04">T-550 FRIDA, AK to Anchorage, AK (TED) [Established]</E>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="00">
                            <ENT I="01">FRIDA, AK</ENT>
                            <ENT>Fix</ENT>
                            <ENT>(Lat. 61°43′53.25″ N, long. 151°36′01.23″ W)</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">RUNTL, AK</ENT>
                            <ENT>Fix</ENT>
                            <ENT>(Lat. 61°26′27.02″ N, long. 151°29′31.65″ W)</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Anchorage, AK (TED)</ENT>
                            <ENT>VOR/DME</ENT>
                            <ENT>(Lat. 61°10′04.32″ N, long. 149°57′36.52″ W)</ENT>
                        </ROW>
                    </GPOTABLE>
                    <STARS/>
                    <HD SOURCE="HD2">Paragraph 6010 VOR Federal Airways.</HD>
                    <STARS/>
                    <HD SOURCE="HD1">V-320 [Removed]</HD>
                    <STARS/>
                </EXTRACT>
                <SIG>
                    <DATED>Issued in Washington, DC, on February 19, 2026.</DATED>
                    <NAME>Alex W. Nelson,</NAME>
                    <TITLE>Manager, Rules and Regulations Group.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03650 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 71</CFR>
                <DEPDOC>[Docket No. FAA-2026-1621; Airspace Docket No. 25-AWP-149]</DEPDOC>
                <RIN>RIN 2120-AA66</RIN>
                <SUBJECT>Amendment of Very High Frequency Omnidirectional Range Federal Airways V-108 in the Vicinity of Concord, California</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of proposed rulemaking (NPRM).</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This action proposes to amend Very High Frequency Omnidirectional Range (VOR) Federal Airway V-108 in the vicinity of Concord, California. The FAA is proposing this action due to the planned decommissioning of the Concord VOR/Distance Measuring Equipment (DME) navigational aid (NAVAID). This NAVAID is being decommissioned as part of the FAA's VOR Minimum Operational Network (MON) program.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be received on or before April 10, 2026.</P>
                </EFFDATE>
                <ADD>
                    <PRTPAGE P="8798"/>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Send comments identified by FAA Docket No. FAA-2026-1621 and Airspace Docket No. 25-AWP-149 using any of the following methods:</P>
                    <P>
                        * 
                        <E T="03">Federal eRulemaking Portal:</E>
                         Go to 
                        <E T="03">www.regulations.gov</E>
                         and follow the online instructions for sending your comments electronically.
                    </P>
                    <P>
                        * 
                        <E T="03">Mail:</E>
                         Send comments to Docket Operations, M-30; U.S. Department of Transportation, 1200 New Jersey Avenue SE, Room W12-140, West Building Ground Floor, Washington, DC 20590-0001.
                    </P>
                    <P>
                        * 
                        <E T="03">Hand Delivery or Courier:</E>
                         Take comments to Docket Operations in Room W12-140 of the West Building Ground Floor at 1200 New Jersey Avenue SE, Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.
                    </P>
                    <P>
                        * 
                        <E T="03">Fax:</E>
                         Fax comments to Docket Operations at (202) 493-2251.
                    </P>
                    <P>
                        <E T="03">Docket:</E>
                         Background documents or comments received may be read at 
                        <E T="03">www.regulations.gov</E>
                         at any time. Follow the online instructions for accessing the docket or go to the Docket Operations in Room W12-140 of the West Building Ground Floor at 1200 New Jersey Avenue SE, Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.
                    </P>
                    <P>
                        FAA Order JO 7400.11K, Airspace Designations and Reporting Points, and subsequent amendments can be viewed online at 
                        <E T="03">www.faa.gov/air_traffic/publications/.</E>
                         You may also contact the Rules and Regulations Group, Policy Directorate, Federal Aviation Administration, 600 Independence Avenue SW, Washington, DC 20597; telephone: (202) 267-8783.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Steven Roff, Rules and Regulations Group, Policy Directorate, Federal Aviation Administration, 600 Independence Avenue SW, Washington, DC 20597; telephone: (202) 267-8783.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Authority for This Rulemaking</HD>
                <P>The FAA's authority to issue rules regarding aviation safety is found in Title 49 of the United States Code. Subtitle I, Section 106 describes the authority of the FAA Administrator. Subtitle VII, Aviation Programs, describes in more detail the scope of the agency's authority. This rulemaking is promulgated under the authority described in Subtitle VII, Part A, Subpart I, Section 40103. Under that section, the FAA is charged with prescribing regulations to assign the use of the airspace necessary to ensure the safety of aircraft and the efficient use of airspace. This regulation is within the scope of that authority as it would amend the airway structure as necessary to preserve the safe and efficient flow of air traffic within the National Airspace System.</P>
                <HD SOURCE="HD1">Comments Invited</HD>
                <P>The FAA invites interested persons to participate in this rulemaking by submitting written comments, data, or views. Comments are specifically invited on the overall regulatory, aeronautical, economic, environmental, and energy-related aspects of the proposal. The most helpful comments reference a specific portion of the proposal, explain the reason for any recommended change, and include supporting data. To ensure the docket does not contain duplicate comments, commenters should submit only one time if comments are filed electronically, or commenters should send only one copy of written comments if comments are filed in writing.</P>
                <P>The FAA will file in the docket all comments it receives, as well as a report summarizing each substantive public contact with FAA personnel concerning this proposed rulemaking. Before acting on this proposal, the FAA will consider all comments it receives on or before the closing date for comments. The FAA will consider comments filed after the comment period has closed if it is possible to do so without incurring expense or delay. The FAA may change this proposal in light of the comments it receives.</P>
                <P>
                    <E T="03">Privacy:</E>
                     In accordance with 5 U.S.C. 553(c), DOT solicits comments from the public to better inform its rulemaking process. DOT posts these comments, without edit, including any personal information the commenter provides, to 
                    <E T="03">www.regulations.gov,</E>
                     as described in the system of records notice (DOT/ALL-14 FDMS), which can be reviewed at 
                    <E T="03">www.dot.gov/privacy.</E>
                </P>
                <HD SOURCE="HD1">Availability of Rulemaking Documents</HD>
                <P>
                    An electronic copy of this document may be downloaded through the internet at 
                    <E T="03">www.regulations.gov.</E>
                     Recently published rulemaking documents can also be accessed through the FAA's web page at 
                    <E T="03">www.faa.gov/air_traffic/publications/airspace_amendments/.</E>
                </P>
                <P>
                    You may review the public docket containing the proposal, any comments received, and any final disposition in person in the Dockets Operations office (see 
                    <E T="02">ADDRESSES</E>
                     section for address, phone number, and hours of operations). An informal docket may also be examined during normal business hours at the office of the Operations Support Group, Western Service Center, Operations Support Group, Federal Aviation Administration, 2200 South 216th St., Des Moines, WA 98198.
                </P>
                <HD SOURCE="HD1">Incorporation by Reference</HD>
                <P>
                    VOR Federal Airways are published in paragraph 6010 of FAA Order JO 7400.11, Airspace Designations and Reporting Points, which is incorporated by reference in 14 CFR 71.1 on an annual basis. This document proposes to amend the current version of that order, FAA Order JO 7400.11K, dated August 4, 2025, and effective September 15, 2025. These updates would be published in the next update to FAA Order JO 7400.11. FAA Order JO 7400.11K, which lists Class A, B, C, D, and E airspace areas, air traffic service routes, and reporting points, is publicly available as listed in the 
                    <E T="02">ADDRESSES</E>
                     section of this document.
                </P>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    The FAA is planning to decommission the Concord, CA, VOR/DME as part of the FAA's VOR MON program, as reflected by its listing in the final policy statement notice entitled, “Provision of Navigation Services for the Next Generation Air Transportation System (NextGen) Transition to Performance-Based Navigation (PBN) (Plan for Establishing a VOR Minimum Operational Network),” published in the 
                    <E T="04">Federal Register</E>
                     on July 26, 2016 (81 FR 48694), Docket No. FAA-2011-1082.
                </P>
                <P>V-108 currently extends between the intersection of the Point Reyes, CA, VOR/DME 006° and the Scaggs Island, CA, VOR/Tactical Air Navigation (VORTAC) 314° radials and the Hill City, KS, (VORTAC). The Concord NAVAID is used to describe the CROIT, CA, Fix and the OAKEY, CA, Fix intersections. Other NAVAIDs in the area cannot be utilized to identify these intersections due to the mountainous terrain that limits signal coverage. Due to this, the FAA is proposing to amend V-108 by removing the affected segments from the route. Alternate routes in the area that can be used by aircraft en route to the San Francisco Bay Area are V-392 and V-150. Aircraft can also request air traffic control (ATC) radar vectors to fly around or through the affected area.</P>
                <HD SOURCE="HD1">The Proposal</HD>
                <P>The FAA is proposing an amendment to 14 CFR part 71 to amend VOR Federal Airway V-108 in the vicinity of Concord, California.</P>
                <P>
                    <E T="03">V-108:</E>
                     V-108 currently extends between the intersection of the Point Reyes, CA, VOR/DME 006° and the 
                    <PRTPAGE P="8799"/>
                    Scaggs Island, CA, VORTAC 314° radials and the Hill City, KS, VORTAC. A portion of V-108, Scaggs Island VORTAC and the Linden, CA, VOR/DME will become unusable with the decommissioning of Concord, CA, VOR/DME. As amended, V-108 would extend between intersection of the Point Reyes, CA, VOR/DME 006° and the Scaggs Island, CA, VORTAC 314° radials and the Hill City, KS, VORTAC.
                </P>
                <HD SOURCE="HD1">Regulatory Notices and Analyses</HD>
                <P>The FAA has determined that this proposed regulation only involves an established body of technical regulations for which frequent and routine amendments are necessary to keep them operationally current. It, therefore: (1) is not a “significant regulatory action” under Executive Order 12866; (2) is not a “significant rule” under DOT Regulatory Policies and Procedures (44 FR 11034; February 26, 1979); and (3) does not warrant preparation of a regulatory evaluation as the anticipated impact is so minimal. Since this is a routine matter that will only affect air traffic procedures and air navigation, it is certified that this proposed rule, when promulgated, will not have a significant economic impact on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
                <HD SOURCE="HD1">Environmental Review</HD>
                <P>This proposal will be subject to an environmental analysis in accordance with FAA Order 1050.1G, “FAA National Environmental Policy Act Implementing Procedures” prior to any FAA final regulatory action.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 71</HD>
                    <P>Airspace, Incorporation by reference, Navigation (air).</P>
                </LSTSUB>
                <HD SOURCE="HD1">The Proposed Amendment</HD>
                <P>In consideration of the foregoing, the Federal Aviation Administration proposes to  amend 14 CFR part 71 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 71—DESIGNATION OF CLASS A, B, C, D, AND E AIRSPACE AREAS; AIR TRAFFIC SERVICE ROUTES; AND REPORTING POINTS</HD>
                </PART>
                <AMDPAR>1. The authority citation for 14 CFR part 71 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>49 U.S.C. 106(f), 106(g), 40103, 40113, 40120; E.O. 10854, 24 FR 9565, 3 CFR, 1959-1963 Comp., p. 389.</P>
                </AUTH>
                <SECTION>
                    <SECTNO>§ 71.1 </SECTNO>
                    <SUBJECT> [Amended]</SUBJECT>
                </SECTION>
                <AMDPAR>2. The incorporation by reference in 14 CFR 71.1 of FAA Order JO 7400.11K, Airspace Designations and Reporting Points, dated August 4, 2025, and effective September 15, 2025, is amended as follows:</AMDPAR>
                <EXTRACT>
                    <HD SOURCE="HD2">Paragraph 6010 VOR Federal Airways.</HD>
                    <STARS/>
                    <HD SOURCE="HD1">V-108 [Amended]</HD>
                    <P>From INT Point Reyes 006° and Scaggs Island 314° radials, via Scaggs Island, CA; INT Scaggs Island 131° and Oakland, CA, 004° radials; From INT Sacramento 194° and Linden 268° radials; Linden, CA. From Meeker, CO; via Red Table, CO; Black Forest, CO; Hugo, CO; 74 miles, 65 MSL, Goodland, KS; Hill City, KS.</P>
                    <STARS/>
                </EXTRACT>
                <SIG>
                    <DATED>Issued in Washington, DC, on February 20, 2026.</DATED>
                    <NAME>Alex W. Nelson,</NAME>
                    <TITLE>Manager, Rules and Regulations Group.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03652 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <CFR>18 CFR Part 380</CFR>
                <DEPDOC>[Docket No. RM26-7-000]</DEPDOC>
                <SUBJECT>Categorical Exclusion Under the National Environmental Policy Act for Certain Terminations or Revocations of Water Power Licenses and Exemptions</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Energy Regulatory Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of proposed rulemaking; request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Federal Energy Regulatory Commission (Commission) proposes to amend section 380.4 of its regulations implementing the National Environmental Policy Act (NEPA) to expand an existing Categorical Exclusion (CE). A CE describes a category of actions that a Federal agency has determined normally does not significantly affect the quality of the human environment, absent extraordinary circumstances, and so does not trigger NEPA's requirement to prepare an environmental document. The proposed revision would add a category of actions to an existing CE to include terminations or revocations of water power licenses and exemptions that will result in minor or no ground disturbing activity and minor or no changes in reservoir conditions and downstream flows.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments are due March 26, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Comments, identified by docket number, may be filed in the following ways. Electronic filing through 
                        <E T="03">http://www.ferc.gov,</E>
                         is preferred.
                    </P>
                    <P>
                        • 
                        <E T="03">Electronic Filing:</E>
                         Documents must be filed in acceptable native applications and print-to-PDF, but not in scanned or picture format.
                    </P>
                    <P>• For those unable to file electronically, comments may be filed by USPS mail or by hand (including courier) delivery.</P>
                    <P>
                        ○ 
                        <E T="03">Mail via U.S. Postal Service Only:</E>
                         Addressed to: Federal Energy Regulatory Commission, Secretary of the Commission, 888 First Street NE, Washington, DC 20426.
                    </P>
                    <P>
                        ○ 
                        <E T="03">Hand (Including Courier) Delivery:</E>
                         Deliver to: Federal Energy Regulatory Commission, 12225 Wilkins Avenue, Rockville, MD 20852.
                    </P>
                    <P>The Comment Procedures section of this document contains more detailed filing procedures.</P>
                    <P>
                        The public may access the related Draft Substantiation Record in the Commission's eLibrary system under Docket No. RM26-7-000, 
                        <E T="03">https://elibrary.ferc.gov/eLibrary.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P/>
                    <FP SOURCE="FP-1">
                        CarLisa Linton (Technical Information), Office of Energy Projects, Federal Energy Regulatory Commission, 888 First Street NE, Washington, DC 20426, (202) 502-8416, 
                        <E T="03">CarLisa.Linton@ferc.gov.</E>
                    </FP>
                    <FP SOURCE="FP-1">
                        Thomas Chandler (Legal Information), Office of the General Counsel, Federal Energy Regulatory Commission, 888 First Street NE, Washington, DC 20426, (202) 502-6699, 
                        <E T="03">Thomas.Chandler@ferc.gov.</E>
                    </FP>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    1. The Federal Energy Regulatory Commission (Commission) proposes to amend section 380.4 of its regulations identifying categorically excluded projects or actions under the National Environmental Policy Act (NEPA), 42 U.S.C. 4321 
                    <E T="03">et seq.</E>
                     in an ongoing effort to streamline the Commission's regulations. Section 380.4 of the Commission's regulations implementing NEPA identifies categories of actions or projects for which generally neither an Environmental Assessment nor an Environmental Impact Statement will be prepared.
                    <SU>1</SU>
                    <FTREF/>
                     The Commission proposes to expand an existing Categorical Exclusion (CE) to add a category of actions for terminations or revocations of water power licenses and exemptions that will result in minor or no ground disturbing activity and minor or no changes in reservoir conditions and downstream flows.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         18 CFR 380.4.
                    </P>
                </FTNT>
                <PRTPAGE P="8800"/>
                <HD SOURCE="HD1">I. Background</HD>
                <P>
                    2. NEPA requires Federal agencies to consider the environmental effects of their proposed actions in their decision-making process and to inform and engage the public in that process. For every proposed major federal action with a reasonably foreseeable significant effect on the quality of the human environment, the responsible federal agency shall issue an environmental impact statement (EIS).
                    <SU>2</SU>
                    <FTREF/>
                     For a proposed action with an unknown or lesser effect, the agency shall issue a more concise environmental assessment (EA) unless the agency finds that the proposed action is covered by a CE or is exempt from NEPA review under another law.
                    <SU>3</SU>
                    <FTREF/>
                     A CE describes “a category of actions that a Federal agency has determined normally does not significantly affect the quality of the human environment.” 
                    <SU>4</SU>
                    <FTREF/>
                     Applying a CE allows an agency to satisfy NEPA's requirements more efficiently by reducing the resources spent analyzing proposals that normally do not have significant environmental effects.
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         42 U.S.C. 4336(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">Id.</E>
                         4336(a)(2), (b)(2).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">Id.</E>
                         4336e(1).
                    </P>
                </FTNT>
                <P>
                    3. In deciding whether a specific proposed action is excluded from case-specific NEPA review under a CE, the Commission and its staff independently evaluate environmental information supplied by an applicant or project sponsor, by Commission staff inspections or research, by other federal agencies, and by commenting stakeholders to determine whether circumstances indicate that a proposed action may be a major Federal action significantly affecting the quality of the human environment.
                    <SU>5</SU>
                    <FTREF/>
                     A list of such circumstances, often referred to as “extraordinary circumstances,” is set out in the Commission's regulations at 18 CFR 380.4(b)(2).
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         18 CFR 380.4(b)(1).
                    </P>
                </FTNT>
                <P>
                    4. Agencies may establish a new CE if they have reliable data and resources, such as previous NEPA evaluations, to determine that the category of actions does not normally result in significant effects.
                    <SU>6</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         Congress amended NEPA through the Fiscal Responsibility Act of 2023 to authorize agencies to “adopt” categorical exclusions listed in another agency's NEPA procedures to be applied to the adopting agency's actions. Fiscal Responsibility Act of 2023, Public Law 118-5, 137 Stat. 10 (2023); NEPA Section 109, 42 U.S.C. 4336c.
                    </P>
                </FTNT>
                <P>
                    5. Part I of the Federal Power Act (FPA) 
                    <SU>7</SU>
                    <FTREF/>
                     establishes Commission jurisdiction over non-federal hydropower projects throughout the United States. The FPA makes it unlawful for any person, State, or municipality to build and operate a hydropower project subject to the Commission's jurisdiction unless they obtain a license 
                    <SU>8</SU>
                    <FTREF/>
                     from the Commission.
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         16 U.S.C. 791a-823g. Parts II and III of the FPA address electric transmission and wholesale sales rates and services.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         Given that there are no distinctions between licenses and exemptions relevant to this proceeding, we will refer herein to “licenses” as including exemptions and “licensees” as including exemptees.
                    </P>
                </FTNT>
                <P>
                    6. A license may end by: voluntary surrender,
                    <SU>9</SU>
                    <FTREF/>
                     termination for failure to commence construction,
                    <SU>10</SU>
                    <FTREF/>
                     termination by implied surrender,
                    <SU>11</SU>
                    <FTREF/>
                     or revocation.
                    <SU>12</SU>
                    <FTREF/>
                     The Commission's existing regulations only specifically address the level of NEPA review for voluntary surrenders initiated by the licensee.
                    <SU>13</SU>
                    <FTREF/>
                     Section 380.5 of the Commission's regulations implementing NEPA states that an EA will normally be prepared first for “[s]urrender of water power licenses and exemptions where project works exist or ground disturbing activity has occurred . . . .” 
                    <SU>14</SU>
                    <FTREF/>
                     The existing CE at section 380.4(a)(13) applies to the “surrender of water power licenses and exemptions where no project works exist or ground disturbing activity has occurred.” 
                    <SU>15</SU>
                    <FTREF/>
                     The Commission's order either approving or denying the surrender indicates how the Commission complied with NEPA. The surrender becomes effective after the licensee fulfills any conditions for disposing of project works and restoring project lands that may be required by the Commission.
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         18 CFR 6.1, 6.2 (licenses), 4.95, 4.102 (exemptions).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">Id.</E>
                         6.3 (licenses), 4.94(c), 4.106(c) (exemptions).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">Id.</E>
                         6.4 (licenses), 4.94(a), 4.106(a) (exemptions).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         16 U.S.C. 823b(b) (licenses and exemptions).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         A licensee may request surrender for a variety of reasons, for example if the licensee determines that the project is no longer economical or if natural disasters have damaged or destroyed project facilities. 
                        <E T="03">See</E>
                         16 U.S.C. 799 (section 6 of the FPA provides the Commission authority to issue licenses and that licenses may be surrendered only upon mutual agreement between the licensee and the Commission).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         18 CFR 380.5(b)(13).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         
                        <E T="03">Id.</E>
                         380.4(a)(13).
                    </P>
                </FTNT>
                <P>7. The Commission's existing regulations do not specifically address the levels of NEPA review for the following types of terminations or revocations:</P>
                <P>
                    • 
                    <E T="03">Termination:</E>
                     Commission-initiated termination after notice if there is failure to commence actual construction of the project works within the time prescribed by the Commission.
                    <SU>16</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         16 U.S.C. 806; 18 CFR 4.94(c), 4.106(c), 6.3; 
                        <E T="03">see also id.</E>
                         375.308(e), (f) (delegating limited authority to the Director of the Office of Energy Projects to terminate licenses or revoke exemptions for failure to construct).
                    </P>
                </FTNT>
                <P>
                    • 
                    <E T="03">Implied Surrender Termination:</E>
                     Commission-initiated termination after notice when a licensee or exemptee, by action or inaction, has indicated its intent to abandon the project but has not filed a surrender application (
                    <E T="03">e.g.,</E>
                     the licensee has physically abandoned the project property, sold the project property without Commission authorization, dissolved its corporate or other legal identity, or has failed for several years to operate or maintain the project with no indication of doing so in the reasonably foreseeable future).
                    <SU>17</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         18 CFR 6.4, 
                        <E T="03">see, e.g.,</E>
                         Standard License Article 30, Form L-1 (1975) (describing the triggers, process, and liabilities for implied surrender), 
                        <E T="03">https://www.ferc.gov/industries-data/hydropower/administration-and-compliance/standard-l-e-p-form-articles;</E>
                         18 CFR 6.4 (same).
                    </P>
                </FTNT>
                <P>
                    • 
                    <E T="03">Revocation:</E>
                     Commission-initiated revocation under FPA § 31 when the licensee has knowingly violated a compliance order from the Commission despite a reasonable time to comply.
                    <SU>18</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         16 U.S.C. 823b(b).
                    </P>
                </FTNT>
                <P>
                    8. Termination for failure to commence construction results in no environmental effects. Typically, implied surrender termination or revocation leaves project facilities in place without further action that would alter the conditions of the project or affect the surrounding environment. When evaluating a project for implied surrender termination or revocation, Commission staff reviews the project compliance history, including previous dam safety inspection reports and compliance with the recommendations in them, to determine the current conditions at the site and coordinates with the appropriate state or local authority responsible for dam safety. Following termination or revocation, the project is removed from the Commission's FPA jurisdiction but remains subject to applicable federal, state, and local laws, including state regulatory programs for dam safety.
                    <SU>19</SU>
                    <FTREF/>
                     The Commission cannot conduct post-termination monitoring because it lacks jurisdiction following termination or revocation.
                    <SU>20</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         
                        <E T="03">E.g., Leonard Lundgren,</E>
                         10 FERC ¶ 61,270, at 61,524 (1980) (explaining that after termination of the license for a project on National Forest land, the project owner's continued use of the project dam and facilities for irrigation, without generating electricity, would be subject to the supervision of the U.S. Forest Service under a permit for continued occupancy of national forest lands by part of the project); 
                        <E T="03">Pub. Util. Dist. No. 1 of Okanogan Cnty.,</E>
                         169 FERC ¶ 61,215, at P 19 (2019) (explaining that Commission staff had coordinated with the Washington State Department of Ecology, Dam Safety Division, before terminating a license for failing to construct new facilities at the existing Enloe Dam).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         The Commission may, however, provide that a voluntary surrender will not be effective until specified conditions are met. 
                        <E T="03">See PacifiCorp,</E>
                         181 FERC ¶ 61,122, at P 64 (2022).
                    </P>
                </FTNT>
                <PRTPAGE P="8801"/>
                <P>9. With this rulemaking, the Commission seeks to clarify its compliance with NEPA for terminations or revocations that would result in, at the most, limited changes to the environment. The changes to section 380.4(a)(13) will make, for certain proposed terminations and revocations, a categorical exclusion available as a form of review that may be used to comply with NEPA, providing more efficient oversight of hydropower projects and more efficient use of Commission resources.</P>
                <HD SOURCE="HD1">II. Substantiation</HD>
                <P>
                    10. The Commission may use various methods to gather and evaluate information to substantiate a proposed CE.
                    <SU>21</SU>
                    <FTREF/>
                     The amount of required information will vary based on a variety of factors (
                    <E T="03">e.g.,</E>
                     the type and number of actions previously authorized, the scale of possible effects, or the frequency of such actions). As detailed below, Commission experience has shown that few or no environmental effects result from implied surrender terminations or revocations of water power licenses and exemptions with minor or no ground disturbing activity and minor or no changes in reservoir conditions and downstream flows. Accordingly, Commission staff prepared a separate draft substantiation record based on environmental assessments of previously implemented actions. The draft substantiation record is summarized below and is available with this NOPR for public review and comment.
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         
                        <E T="03">See</E>
                         Council on Environmental Quality, 
                        <E T="03">Memorandum Establishing, Applying, and Revising Categorical Exclusions under NEPA</E>
                         6-10 (2010), 
                        <E T="03">https://ceq.doe.gov/docs/ceq-regulations-and-guidance/NEPA_CE_Guidance_Nov232010.pdf;</E>
                         Office of Energy Projects, FERC, 
                        <E T="03">Staff Guidance Manual on Implementation of The National Environmental Policy Act</E>
                         4-5 (June 2025), 
                        <E T="03">https://www.ferc.gov/media/staff-guidance-manual-implementation-national-environmental-policy-act-june-2025s.</E>
                    </P>
                </FTNT>
                <P>11. Commission staff considered all previous implied surrender terminations and revocations since 1978, the year that the Commission first promulgated regulations implementing NEPA. The Commission has never found a potentially significant effect from a termination or revocation such that an Environmental Impact Statement was required.</P>
                <P>12. Commission staff prepared an EA in thirteen previous implied surrender termination or revocation proceedings. For implied surrender terminations, the licensee is almost always unresponsive, so Commission staff typically based the analysis in the EAs on site inspections completed by Commission staff and on any prior NEPA document or prior submitted documents, such as the environmental report that must accompany an application for a license, exemption, or amendment. For revocations, the licensee may either be unresponsive or be responsive but persistently in violation of the requirements of its license. Commission staff typically based the analysis in those EAs on the same sources used for implied surrender terminations. The EAs evaluated effects on geology and soils, water quality and quantity, aquatic resources, terrestrial resources, recreation, cultural resources, air quality, and threatened and endangered species, as relevant.</P>
                <P>
                    13. Six of the EAs recommended termination or revocation without further requirements on the licensee.
                    <SU>22</SU>
                    <FTREF/>
                     The EAs determined that the proposed actions would result in no changes to existing project facilities, no ground-disturbing activity, and no addition or change to the existing passive effect of the project works on the reservoir, flows, and environmental resources at the projects. These EAs found no potential effects on any environmental resource area.
                </P>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         See the discussion in the Substantiation Record of the Whittelsey Dam Hydroelectric Project No. 10522-024; Gilman Stream Hydroelectric Project No. 7473-013; Hammeken's Powerhouse Canal Project No. 9647-003; Blackstone Mill Hydroelectric Project No. 11426-003; Appleton Trust Project No. 9300-018; and Lowell Atlantic Hydroelectric Project No. 5946-007.
                    </P>
                </FTNT>
                <P>
                    14. The other seven EAs evaluated terminations and revocations with requirements for further actions to be conducted by the licensee required by the Commission's dam safety oversight program or by another federal agency to stabilize, repair, or remove project works.
                    <SU>23</SU>
                    <FTREF/>
                     Although the EAs identified more potential effects than in the cases requiring no further action by the licensee, the EAs uniformly concluded that the terminations and revocations would not significantly affect the quality of the human environment.
                    <SU>24</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         See the discussion in the Substantiation Record of the Upper Watertown Dam Project No. 9974-040, -048; Star Milling and Electric Minor Water Power Project No. 11291-023; Bannister Mill Project No. 8656-007; 29-Mile Creek Project No. 7931-021; Slaughterhouse Gulch Project No. 6375-006; Tyrone  Project No. 6624-009; and Mechanicville Hydroelectric Project No. 6032-041.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         Commission staff identified the implied surrender termination for the Mechanicville Hydroelectric Project No. 6032-041 as an outlier. 
                        <E T="03">Niagara Mohawk Power Corp.,</E>
                         98 FERC ¶ 61,227 (2002) (including Environmental Assessment). The EA evaluated termination with a requirement for the licensee to repair and stabilize the dam and powerhouse. The EA concluded that the activities could reintroduce polychlorinated biphenyl (PCB) pollution from the riverbed into the water column. 
                        <E T="03">Id.</E>
                         EA at G.2. This potential for more than a minor change to reservoir conditions and downstream flows would have placed the termination outside the scope of the proposed CE.
                    </P>
                </FTNT>
                <P>15. These examples have informed the proposed CE. Consistent with the previous EAs, discussed in detail in the Substantiation Record, the Commission finds that “terminations or revocations of water power licenses that will result in minor or no ground disturbing activity and minor or no changes in reservoir conditions and downstream flows” normally do not significantly affect the quality of the human environment, absent extraordinary circumstances.</P>
                <HD SOURCE="HD1">IV. Proposed Revisions to NEPA Procedures</HD>
                <P>16. The Commission proposes to expand the existing CE at 18 CFR 380.4(a)(13) to separate its clauses into subparts that will include the proposed CE for terminations and revocations of water power licenses and exemptions. The existing regulation states:</P>
                <P>
                    (a) 
                    <E T="03">General rule.</E>
                     Except as stated in paragraph (b) of this section, neither an environmental assessment nor an environmental impact statement will be prepared for the following projects or actions:
                </P>
                <STARS/>
                <P>(13) Surrender and amendment of preliminary permits, and surrender of water power licenses and exemptions where no project works exist or ground disturbing activity has occurred and amendments to water power licenses and exemptions that do not require ground disturbing activity or changes to project works or operation;</P>
                <STARS/>
                <P>The proposed revised 18 CFR 380.4(a)(13) would state:</P>
                <P>(13) Certain amendments, surrenders, terminations, and revocations of preliminary permits and water power licenses and exemptions:</P>
                <P>(i) Amendments or surrenders of preliminary permits;</P>
                <P>(ii) Amendments to water power licenses and exemptions that do not require ground disturbing activity or changes to project works or operation; (iii) Surrenders of water power licenses and exemptions where no project works exist or ground disturbing activity has occurred; or</P>
                <P>(iv) Terminations or revocations of water power licenses and exemptions that will result in minor or no ground disturbing activity and minor or no changes in reservoir conditions and downstream flows;</P>
                <P>
                    17. The changes to section 380.4(a)(13) will make, for certain proposed terminations and revocations, a categorical exclusion available as a 
                    <PRTPAGE P="8802"/>
                    form of review that may be used to comply with NEPA, providing more efficient oversight of hydropower projects.
                </P>
                <HD SOURCE="HD1">V. Request for Comments</HD>
                <P>18. The Commission requests and encourages public comments on this notice of proposed rulemaking and the accompanying draft substantiation record. Comments may include any related matters or alternative proposals that commenters may wish to discuss. The Commission will consider comments it receives and provide responses in a final rule, with changes, if warranted.</P>
                <P>19. Comments are due March 26, 2026. Comments must refer to Docket No. RM26-7-000 and must include the commenter's name, the organization they represent, if applicable, and their address in their comments. All comments will be placed in the Commission's public files and may be viewed, printed, or downloaded remotely as described in the Document Availability section below. Commenters on this proposal are not required to serve copies of their comments on other commenters.</P>
                <P>
                    20. The Commission encourages comments to be filed electronically via the eFiling link on the Commission's website at 
                    <E T="03">http://www.ferc.gov.</E>
                     The Commission accepts most standard word processing formats. Documents created electronically using word processing software must be filed in native applications or print-to-PDF format and not in a scanned format. Commenters filing electronically do not need to make a paper filing.
                </P>
                <P>21. Commenters that are not able to file comments electronically may file an original of their comment by USPS mail or by courier-or other delivery services. For submission sent via USPS only, filings should be mailed to: Federal Energy Regulatory Commission, Office of the Secretary, 888 First Street NE, Washington, DC 20426. Submission of filings other than by USPS should be delivered to: Federal Energy Regulatory Commission, 12225 Wilkins Avenue, Rockville, MD 20852.</P>
                <HD SOURCE="HD1">VI. Regulatory Requirements</HD>
                <HD SOURCE="HD2">A. Information Collection Statement</HD>
                <P>
                    22. The Paperwork Reduction Act 
                    <SU>25</SU>
                    <FTREF/>
                     requires each federal agency to seek and obtain the Office of Management and Budget's (OMB) approval before undertaking a collection of information (
                    <E T="03">i.e.,</E>
                     reporting, recordkeeping, or public disclosure requirements) directed to ten or more persons or contained in a rule of general applicability. OMB regulations require approval of certain information collection requirements contained in final rules published in the 
                    <E T="04">Federal Register</E>
                    . This proposed rule does not impose new information collection requirements on any person or entity. The Commission is therefore not required to submit this rule to OMB for review.
                </P>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         44 U.S.C. 3501-3521.
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Environmental Analysis</HD>
                <P>
                    23. This proposed rule is procedural in its entirety and therefore does not require preparation of a NEPA analysis. NEPA does not require environmental analysis or documentation when establishing procedural guidance. The determination that establishing a CE does not require NEPA analysis and documentation has been upheld in 
                    <E T="03">Heartwood, Inc.</E>
                     v. 
                    <E T="03">U.S. Forest Service,</E>
                     230 F.3d 947, 954-55 (7th Cir. 2000).
                </P>
                <P>
                    24. Moreover, this rulemaking falls within the Commission's category of actions for the promulgation of rules that are clarifying, corrective, or procedural, or that do not substantially change the effect of legislation or the regulations being amended.
                    <SU>26</SU>
                    <FTREF/>
                     This notice proposes to add a CE for certain terminations of hydropower authorizations. Because the proposed rule is procedural in nature and falls within this categorical exclusion, preparation of an Environmental Assessment or an Environmental Impact Statement is not required. Further, we note that this proposed rule only changes the default treatment under NEPA of certain terminations of hydropower authorizations, and such a change would not alter the environmental effects of the Commission's termination orders.
                </P>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         18 CFR 380.4(a)(2)(ii).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">C. Regulatory Flexibility Act</HD>
                <P>
                    25. The Regulatory Flexibility Act of 1980 (RFA) 
                    <SU>27</SU>
                    <FTREF/>
                     generally requires a description and analysis of proposed rules that will have significant economic impact on a substantial number of small entities. The RFA mandates consideration of regulatory alternatives that accomplish the stated objectives of a proposed rule and minimize any significant economic impact on a substantial number of small entities.
                    <SU>28</SU>
                    <FTREF/>
                     In lieu of preparing a regulatory flexibility analysis, an agency may certify that a proposed rule will not have a significant economic impact on a substantial number of small entities.
                    <SU>29</SU>
                    <FTREF/>
                     The Small Business Administration's (SBA) Office of Size Standards develops the numerical definition of a small business.
                    <SU>30</SU>
                    <FTREF/>
                     The SBA size standard for hydroelectric power generation is based on the number of employees, including affiliates.
                    <SU>31</SU>
                    <FTREF/>
                     Under SBA's size standards, a hydroelectric power generator is small if, including its affiliates, it employs 750 or fewer people.
                    <SU>32</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         5 U.S.C. 601-612.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         
                        <E T="03">Id.</E>
                         603(c).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         
                        <E T="03">Id.</E>
                         605(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>30</SU>
                         13 CFR 121.101.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>31</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>32</SU>
                         
                        <E T="03">Id.</E>
                         121.201, subsector 221.
                    </P>
                </FTNT>
                <P>26. If enacted, this proposed rule would apply to a number of entities, some of which may be small businesses, who hold a license or exemption from the Commission for a hydropower project. However, this proposed rule would have no effect on these entities, regardless of their status as a small entity or not, as the proposed rule imposes no action or requirement on those entities. Instead, this proposed rule would establish a new CE, altering the responsibilities and obligations only of the Commission and its staff under NEPA.</P>
                <P>27. Accordingly, pursuant to section 605(b) of the RFA, the Commission certifies that this proposed rule will not have a significant economic impact on a substantial number of small entities.</P>
                <HD SOURCE="HD2">D. Document Availability</HD>
                <P>
                    28. In addition to publishing the full text of this document in the 
                    <E T="04">Federal Register</E>
                    , the Commission provides all interested persons an opportunity to view and/or print the contents of this document via the internet through the Commission's Home Page (
                    <E T="03">http://www.ferc.gov</E>
                    ).
                </P>
                <P>29. From the Commission's Home Page on the internet, this information is available on eLibrary. The full text of this document is available on eLibrary in PDF and Microsoft Word format for viewing, printing, and/or downloading. To access this document in eLibrary, type the docket number excluding the last three digits of this document in the docket number field.</P>
                <P>
                    30. User assistance is available for eLibrary and the Commission's website during normal business hours from FERC Online Support at (202) 502-6652 (toll free at 1-866-208-3676) or email at 
                    <E T="03">ferconlinesupport@ferc.gov,</E>
                     or the Public Reference Room at (202) 502-8371, TTY (202) 502-8659. Email the Public Reference Room at 
                    <E T="03">public.referenceroom@ferc.gov.</E>
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 18 CFR Part 380</HD>
                    <P>Environmental impact statements, Reporting and recordkeeping requirements.</P>
                </LSTSUB>
                <SIG>
                    <PRTPAGE P="8803"/>
                    <P>By direction of the Commission.</P>
                    <DATED>Issued: February 19, 2026.</DATED>
                    <NAME>Debbie-Anne A. Reese,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
                <P>
                    In consideration of the foregoing, the Commission proposes to amend part 380, chapter I, title 18, 
                    <E T="03">Code of Federal Regulations,</E>
                     as follows:
                </P>
                <PART>
                    <HD SOURCE="HED">PART 380—REGULATIONS IMPLEMENTING THE NATIONAL ENVIRONMENTAL POLICY ACT</HD>
                </PART>
                <AMDPAR>1. Revise § 380.4(a)(13) to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 380.4 </SECTNO>
                    <SUBJECT>Projects or actions categorically excluded.</SUBJECT>
                    <P>(a) * * *</P>
                    <STARS/>
                    <P>(13) Certain amendments, surrenders, terminations, and revocations of preliminary permits and water power licenses and exemptions:</P>
                    <P>(i) Amendments or surrenders of preliminary permits;</P>
                    <P>(ii) Amendments to water power licenses and exemptions that do not require ground disturbing activity or changes to project works or operation;</P>
                    <P>(iii) Surrenders of water power licenses and exemptions where no project works exist or ground disturbing activity has occurred; or</P>
                    <P>(iv) Terminations or revocations of water power licenses and exemptions that will result in minor or no ground disturbing activity and minor or no changes in reservoir conditions and downstream flows;</P>
                </SECTION>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03657 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>Bureau of Ocean Energy Management</SUBAGY>
                <CFR>30 CFR Parts 580, 581, and 582</CFR>
                <DEPDOC>[Docket ID: BOEM-2025-0120]</DEPDOC>
                <RIN>RIN 1010-AE36</RIN>
                <SUBJECT>Administrative Revisions to Regulations Related to Outer Continental Shelf Minerals Other Than Oil, Gas, and Sulphur</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Bureau of Ocean Energy Management, Interior.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of proposed rulemaking and request for comment.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Consistent with Executive Order (E.O.) 14285, “Unleashing America's Offshore Critical Minerals and Resources” (April 24, 2025), E.O. 14154 “Unleashing American Energy” (January 20, 2025), E.O. 14192 “Unleashing Prosperity through Deregulation” (January 31, 2025), and consistent with agency policy, the Department of the Interior (the Department or DOI), acting through the Bureau of Ocean Energy Management (BOEM), proposes administrative revisions to regulations that govern prospecting, leasing, and operations related to minerals other than oil, gas, and sulphur (“hard minerals”) on the Outer Continental Shelf (OCS).</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>BOEM must receive your comments on or before April 27, 2026. BOEM has the discretion not to consider comments received after this date.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        You may submit comments on the rulemaking by any of the following methods. In your comments, please reference “Administrative Revisions to Regulations Related to Outer Continental Shelf Minerals Other than Oil, Gas and Sulphur, RIN 1010-AE36.” See the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section of this document for more details on submitting comments.
                    </P>
                    <P>
                        • 
                        <E T="03">Federal rulemaking portal: https://www.regulations.gov</E>
                         (BOEM preferred method). Follow the online instructions for submitting comments.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail or delivery service:</E>
                         Send comments on the proposed rule to the Department of the Interior, Bureau of Ocean Energy Management, Office of Regulatory Affairs, Attention: Nabanita Modak Fischer, 45600 Woodland Road, Mailstop: DIR-BOEM, Sterling, VA 20166.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Nabanita Modak Fischer, Office of Regulatory Affairs, BOEM, 45600 Woodland Road, Sterling, Virginia 20166, at email address 
                        <E T="03">regulatory.affairs@boem.gov</E>
                         or at telephone number (703) 787-1272.
                    </P>
                    <P>Individuals in the United States who are deaf, deafblind, hard of hearing, or have a speech disability may dial 711 (TTY, TDD, or TeleBraille) to access telecommunications relay services for contacting the contacts listed in this section. These services are available 24 hours a day, 7 days a week, to leave a message or question with the above individual. You will receive a reply during normal business hours. Individuals outside the United States should use the relay services offered within their country to make international calls to the point-of-contact in the United States.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">Docket:</E>
                     For access to the docket to read background documents or comments received, go to 
                    <E T="03">https://www.regulations.gov.</E>
                     In the entry titled, “Enter Keyword or ID,” enter BOEM-2025-0120 then click search. Here you can view supporting and related materials available for this rulemaking, as well as posted publicly submitted comments.
                </P>
                <P>
                    <E T="03">Instructions for submitting comments:</E>
                     In the entry titled, “Enter Keyword or ID,” enter BOEM-2025-0120 then click search. Follow the instructions to submit public comments. All submissions received must include the agency name and docket number or Regulatory Information Number (RIN) for this rulemaking (1010-AE36). Please include your name, and phone number or email address in the 
                    <E T="03">https://www.regulations.gov</E>
                     submission portal so we can contact you if we have questions regarding your submission.
                </P>
                <P>
                    <E T="03">Public availability of comments:</E>
                     BOEM may post all submitted comments to 
                    <E T="03">regulations.gov.</E>
                     Before including your name, return address, phone number, email address, or other personally identifiable information directly in your comment, you should be aware that your entire comment—including your personally identifiable information—may be made publicly available. In order for BOEM to withhold from disclosure your personally identifiable information, you must identify, in a cover letter, any information contained in the submittal of your comments that, if released, would constitute a clearly unwarranted invasion of your personal privacy. You must also briefly describe in such cover letter any possible harmful consequences of the disclosure of information, such as embarrassment, injury, or other harm. While you can ask us in your comment to withhold your personally identifiable information from public review, we cannot guarantee that we will be able to do so. Even if BOEM withholds your information in the context of this rulemaking, your submission is subject to the Freedom of Information Act (FOIA) and any relevant court orders, and if your submission is requested under the FOIA or such court order, your information will only be withheld if a determination is made that one of the FOIA's exemptions to disclosure applies or if such court order is challenged. Such a determination will be made in accordance with the Department's FOIA regulations and applicable law.
                </P>
                <P>
                    <E T="03">Organization of this document.</E>
                     The information in this preamble is organized as follows:
                </P>
                <EXTRACT>
                    <FP SOURCE="FP-2">I. General Information</FP>
                    <FP SOURCE="FP1-2">A. Purpose of This Regulatory Action and Summary</FP>
                    <FP SOURCE="FP1-2">B. Does this action apply to me?</FP>
                    <FP SOURCE="FP1-2">
                        C. Where can I get a copy of this document and other related information?
                        <PRTPAGE P="8804"/>
                    </FP>
                    <FP SOURCE="FP-2">II. Background</FP>
                    <FP SOURCE="FP1-2">A. BOEM Statutory and Regulatory Authority</FP>
                    <FP SOURCE="FP1-2">B. History of OCS Hard Minerals Regulations</FP>
                    <FP SOURCE="FP-2">III. Summary of the Proposed Regulatory Provisions</FP>
                    <FP SOURCE="FP-2">IV. Section-by-Section Analysis</FP>
                    <FP SOURCE="FP-2">V. Statutory Order Review</FP>
                    <FP SOURCE="FP1-2">A. Regulatory Flexibility Act (RFA)</FP>
                    <FP SOURCE="FP1-2">B. Small Business Regulatory Enforcement Fairness Act (SBREFA)</FP>
                    <FP SOURCE="FP1-2">C. Unfunded Mandates Reform Act (UMRA)</FP>
                    <FP SOURCE="FP1-2">D. Paperwork Reduction Act (PRA)</FP>
                    <FP SOURCE="FP1-2">E. National Environmental Policy Act (NEPA)</FP>
                    <FP SOURCE="FP1-2">F. Data Quality Act</FP>
                    <FP SOURCE="FP1-2">G. Treasury and General Government Appropriations Act of 2001</FP>
                    <FP SOURCE="FP-2">VI. Executive Order Review</FP>
                    <FP SOURCE="FP1-2">A. Executive Order 12630: Governmental Actions and Interference With Constitutionally Protected Property Rights</FP>
                    <FP SOURCE="FP1-2">B. Executive Order 12866: Regulatory Planning and Review and Executive Order 13563: Improving Regulation and Regulatory Review</FP>
                    <FP SOURCE="FP1-2">C. Executive Order 12988: Civil Justice Reform</FP>
                    <FP SOURCE="FP1-2">D. Executive Order 13132: Federalism</FP>
                    <FP SOURCE="FP1-2">E. Executive Order 13175: Consultation and Coordination With Indian Tribal Governments</FP>
                    <FP SOURCE="FP1-2">F. Executive Order 13211: Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use</FP>
                    <FP SOURCE="FP1-2">G. Executive Order 14154: Unleashing American Energy</FP>
                    <FP SOURCE="FP1-2">H. Executive Order 14156: Declaring a National Energy Emergency</FP>
                    <FP SOURCE="FP1-2">I. Executive Order 14172: Restoring Names That Honor American Greatness</FP>
                    <FP SOURCE="FP1-2">J. Executive Order 14192: Unleashing Prosperity Through Deregulation</FP>
                    <FP SOURCE="FP1-2">K. Executive Order 14285: Unleashing America's Offshore Critical Minerals and Resources</FP>
                </EXTRACT>
                <HD SOURCE="HD1">I. General Information</HD>
                <HD SOURCE="HD2">A. Purpose of This Regulatory Action and Summary</HD>
                <P>The purpose of this action is to eliminate outdated and unnecessary regulations, introduce additional clarity, and help facilitate timely hard mineral prospecting, leasing, and operations.</P>
                <HD SOURCE="HD2">B. Does this action apply to me?</HD>
                <P>This action proposes administrative changes and does not substantively affect applicants and holders of permits for prospecting for minerals other than oil, gas, and sulphur and leases for minerals other than oil, gas, and sulphur on the OCS.</P>
                <HD SOURCE="HD2">C. Where can I get a copy of this document and other related information?</HD>
                <P>
                    In addition to being available in the docket, BOEM will post an electronic copy of this final rule at: 
                    <E T="03">https://www.boem.gov/regulations-and-guidance.</E>
                </P>
                <HD SOURCE="HD1">II. Background</HD>
                <HD SOURCE="HD2">A. BOEM Statutory and Regulatory Authority</HD>
                <P>
                    The Outer Continental Shelf Lands Act (OCSLA), 43 U.S.C. 1331 
                    <E T="03">et seq.,</E>
                     authorizes the Secretary of the Interior to oversee energy and mineral development on the OCS. The Department's OCS hard mineral regulations cover scientific research notices and issuance of prospecting permits (30 CFR part 580), the leasing process (30 CFR part 581), and operations (30 CFR part 582) for minerals other than oil, gas, and sulphur.
                </P>
                <HD SOURCE="HD2">B. History of OCS Hard Minerals Regulations</HD>
                <P>The foundation for managing offshore mineral resources other than oil, gas, and sulphur on the OCS was established with the enactment of the OCSLA in 1953, which granted the Federal Government authority over mineral resource development on the OCS. In the following decades, growing interest in offshore resources like sand, gravel, and strategic minerals prompted additional statutory and regulatory development. After being managed for decades by other agencies within the Department, the Minerals Management Service (MMS) was established in 1982 to oversee OCS energy and mineral activities.</P>
                <P>
                    On January 19, 1982, the Secretary of the Interior announced the development of a program for the leasing of minerals other than oil, gas, and sulphur in the OCS. Pursuant to section 8(k) of OCSLA (43 U.S.C. 1337(k)), the Department acting through the MMS published a 
                    <E T="03">Notice of Jurisdiction</E>
                     regarding these marine minerals on December 8, 1982. On January 19, 1983, the Department published a notice adding clarifications to the area of jurisdiction for marine minerals. Following the 
                    <E T="03">Notice of Jurisdiction,</E>
                     the Department issued new regulations for the exploration, leasing, and operation of marine minerals other than oil, gas, and sulphur on the OCS. This led to the publication of 30 CFR part 280 (prospecting) in 1988, 30 CFR part 281 (leasing) in 1989, and 30 CFR part 282 (operations) in 1989, which established prospecting, leasing processes, and operational requirements for hard minerals on the OCS. In 2011, following the reorganization of the MMS into three separate organizations, BOEM took over the management of some of these regulations, and the regulatory provisions overseen by BOEM were transferred from parts 280, 281, and 282 to parts 580, 581, and 582 respectively. The Bureau of Safety and Environmental Enforcement manages certain hard minerals regulations that remain in 30 CFR parts 280 and 282 and are unaffected by this rulemaking.
                </P>
                <P>BOEM oversees the permitting and notification processes for geological and geophysical prospecting for and scientific research activities related to OCS critical minerals, other strategic “hard minerals,” and aggregate in accordance with 30 CFR part 580.</P>
                <P>30 CFR part 581 establishes procedures for leasing rights to explore, develop, and produce hard minerals on the OCS.</P>
                <P>BOEM's regulations for hard mineral operations under a lease are found at 30 CFR part 582. BOEM and its predecessors have never exercised this part of the hard minerals regulatory framework since it was promulgated in 1989, as no leases have been issued to date under the regulatory framework.</P>
                <P>Section 3(b)(i) of the E.O. 14285 directs the Secretary of the Interior with establishing an expedited process for reviewing and approving permits for prospecting and granting leases for exploration, development, and production of seabed mineral resources without compromising environmental and transparency standards within the United States' OCS under OCSLA, consistent with applicable law.</P>
                <P>
                    Despite having regulations in place for nearly 40 years, the Department has only held one OCS mineral lease sale under those regulations—the Norton Sound Gold Sale in 1991, offshore Alaska.
                    <SU>1</SU>
                    <FTREF/>
                     No bids were received, no leases were issued in that sale, and commercial production of OCS minerals has yet to be achieved. In response to E.O. 14285, BOEM is reviewing its permitting, leasing, and operations regulations and moving forward with efforts to facilitate the extraction of OCS critical minerals.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         Pre-regulation, six phosphorite leases were issued off Southern California in 1961, but were later relinquished.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">III. Summary of the Proposed Regulatory Provisions</HD>
                <P>BOEM is proposing to eliminate the following regulatory provisions:</P>
                <HD SOURCE="HD2">A. Eliminate 30 CFR 580.29 “Will BOEM monitor the environmental effects of my activities?”</HD>
                <P>
                    30 CFR 580.29 states that BOEM “will evaluate the potential of proposed prospecting or scientific research activities for adverse impact on the 
                    <PRTPAGE P="8805"/>
                    environment to determine the need for mitigation measures.” This provision is potentially misleading, and superfluous. BOEM has the statutory obligation and responsibility to evaluate all applications on a technical and environmental basis regardless of this provision. BOEM evaluates the environmental implications of all permit applications in accordance with applicable law, including but not limited to the need for mitigation. The parallel OCS oil and gas regulations found in 30 CFR part 551 include no such section, and similarly this provision is not required in the hard mineral regulations.
                </P>
                <HD SOURCE="HD2">B. Eliminate 30 CFR 580.30 “What activities will not require environmental analysis?”</HD>
                <P>This regulatory provision does not establish or significantly implicate BOEM or Interior categorical exclusions or BOEM's ability to use categorical exclusions. Categorical exclusions are set out in the Departmental Manual and the recently issued revised DOI NEPA regulations (43 CFR part 46) and NEPA handbook. Thus, the list of activities found in this section is not a list of Department or Bureau categorical exclusions. The list in this section is not needed and could mislead applicants about the ongoing need and practice of case-by-case environmental reviews. These types of activities can be covered by existing categorical exclusions, when appropriate, but this regulation is unnecessary to that analysis.</P>
                <HD SOURCE="HD2">C. Eliminate 30 CFR 580.31 “Whom will BOEM notify about environmental issues?”</HD>
                <P>
                    The provision can be deleted because it introduces purely procedural requirements for State and local governments and organizations related to prospecting, rather than the community directly regulated by 30 CFR part 580. There is no explicit requirement for including this provision in OCSLA, which allows BOEM to authorize exploration related to hard minerals, to direct adjacent or affected State governor notification and commenting procedures as outlined in 30 CFR 580.31(a)-(c). Adjacent State and affected State have the same meaning in effect, whether in regulation 30 CFR 580.1 or in statute (43 U.S.C. 1331(f)). Notification of the governors of affected States (also known as adjacent States) is statutorily reserved to the unique circumstances identified in section 18 (43 U.S.C. 1344), section 19 (43 U.S.C. 1345), and other sections of OCSLA (
                    <E T="03">e.g.,</E>
                     section 25, 43 U.S.C. 1351) that are not otherwise applicable to prospecting for minerals other than oil, gas and sulphur and defined in 43 U.S.C. 1331(k). BOEM will continue to comply with relevant statutes that may be implicated by a request for prospecting under 30 CFR part 580 (
                    <E T="03">e.g.,</E>
                     in context of an applicant-driven Coastal Zone Management Act (CZMA) consistency certification or an environmental analysis under NEPA). But the regulation does nothing not already required by those statutes and does not impose any requirement on the regulated community under this part (
                    <E T="03">e.g.,</E>
                     those persons or entities seeking approval to conduct prospecting activities on the OCS). This section is purely ministerial between BOEM and third-party government agencies and organizations that are not regulated by this part; as such it is being deleted as unnecessary.
                </P>
                <HD SOURCE="HD2">D. Eliminate 30 CFR 580.33 “How can I appeal a penalty” and 580.34 “How can I appeal an order or decision?”</HD>
                <P>These regulations are cross-references and can be deleted to avoid redundance.</P>
                <HD SOURCE="HD2">E. Eliminate 30 CFR 581.5 “False Statements”</HD>
                <P>This regulatory provision is redundant with the referenced statute.</P>
                <HD SOURCE="HD2">F. Eliminate 30 CFR 581.9 “Jurisdictional Controversies”</HD>
                <P>This regulation generally summarizes the language of an OCSLA provision, 43 U.S.C. 1336. The jurisdictional controversies over oil and gas that necessitated this resolution process be included in OCSLA are largely settled and are less relevant when extracting hard minerals. Importantly, the statutory authority and process to resolve jurisdictional controversies are not affected by the deletion of this regulatory provision.</P>
                <HD SOURCE="HD2">G. Revise 30 CFR 581.11(b) “Unsolicited request for a lease sale”</HD>
                <P>The requirement for the BOEM Director to decide “within 45 days” of receipt of a lease request is not based on a statutory requirement. BOEM proposes to replace this 45-day timeframe with 28 days to ensure timely processing of such requests.</P>
                <HD SOURCE="HD2">H. Eliminate 30 CFR 582.7 “Jurisdictional Controversies”</HD>
                <P>This regulation generally summarizes the language of an OCSLA provision, 43 U.S.C. 1336. The jurisdictional controversies over oil and gas that necessitated this resolution process be included in OCSLA are largely settled and are less relevant when extracting hard minerals. Importantly, the statutory authority and process to resolve jurisdictional controversies are not affected by the deletion of this regulatory provision.</P>
                <HD SOURCE="HD2">I. Eliminate 30 CFR 582.50 “Appeals”</HD>
                <P>The provision can be deleted because this is a simple cross-reference.</P>
                <HD SOURCE="HD1">IV. Section-by-Section Analysis</HD>
                <P>The Department is proposing to revise the regulations as follows:</P>
                <HD SOURCE="HD3">Part 580—Prospecting for Minerals Other Than Oil, Gas, and Sulphur on the Outer Continental Shelf</HD>
                <HD SOURCE="HD3">Subpart C—Obligations Under This Part</HD>
                <HD SOURCE="HD3">Section 580.29: Will BOEM monitor the environmental effects of my activity?</HD>
                <P>As discussed in section III.A of this preamble, the Department is proposing to remove this provision as this provision is potentially misleading, and superfluous. BOEM has the statutory obligation and responsibility to evaluate all applications on a technical and environmental basis regardless of this provision. BOEM evaluates the environmental implications of all permit applications in accordance with applicable law, including but not limited to the need for mitigation.</P>
                <HD SOURCE="HD3">Section 580.30: What activities will not require environmental analysis?</HD>
                <P>
                    As discussed in section III.B of this preamble, the Department is proposing to remove this provision because categorical exclusions are separately established and reported in the Departmental Manual and in a recently published Department NEPA Handbook and revised Departmental NEPA regulations (
                    <E T="03">see</E>
                     43 CFR part 46). BOEM evaluates the type of activities listed in 30 CFR 580.30 in context of the established categorical exclusions in 43 CFR 46.210 and the Department Manual. Broad categorical exclusions exist for non-destructive field surveying, mapping, research, and monitoring (43 CFR 46.210(e) and 516 DM 1, Appendix 2 15.4 A(1) and C(9)). The application of any categorical exclusion requires some evaluation, such as the consideration of extraordinary circumstances. 
                    <E T="03">See</E>
                     43 CFR 46.215. Moreover, any individual activity, or a program of activities, may still be subject to the requirements of other environmental laws, thereby requiring analysis or possibly consultation, and the section title wrongly implies environmental analysis is not required. This provision, which was first 
                    <PRTPAGE P="8806"/>
                    introduced by the MMS in 1987 and later revised in 1999, can be deleted.
                    <SU>2</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         See 52 FR 9765 (March 26, 1987).
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Section 580.31: Whom will BOEM notify about environmental issues?</HD>
                <P>
                    As discussed in section III.C of this preamble, the Department is proposing to remove this provision because it currently requires procedures that are not required by statute, is not directed at the regulated community under this part, and only addresses coordination with third party governments and organizations already addressed by other statutes. There is no explicit requirement in OCSLA to engage an adjacent or affected State governor in the manner that is currently mandated by 30 CFR 580.31(a) and (b). The section is purely procedural and does not include any substantive requirements on the entities regulated by part 580 (
                    <E T="03">i.e.,</E>
                     those persons and entities seeking to conduct prospecting activities for minerals other than oil, gas and sulphur on the OCS). This section merely restates, and sometimes inconsistently, requirements already mandated by other sections. Deletion of this section from the CFR does not in any way change the substantive requirements of those other statutory provisions (
                    <E T="03">e.g.,</E>
                     under CZMA or NEPA). In addition, there is currently no parallel provision in 30 CFR part 551, addressing geophysical and geological surveys related to oil and gas. The proposed change would make parts 580 and 551 more consistent in their approach.
                </P>
                <P>Finally, although BOEM has issued relatively few prospecting permits recently, those permits, and related applications have typically been posted to BOEM's website. The existing provision at 30 CFR 580.31(c), indicating that BOEM will notify parties who have expressed interest in the application, is not statutorily required and is unnecessary, given existing distribution practice. No similar provision is currently included in 30 CFR part 551 for geophysical and geological surveys related to oil and gas. The proposed change would make parts 580 and 551 more consistent. This proposed elimination would have no effect on a State's ability to view a permit application, participate in the NEPA review as a cooperating agency, or obtain copies of issued permits and the Freedom of Information Act would still apply to other requests regardless of the deletion of this section.</P>
                <HD SOURCE="HD3">Section 580.33: How can I appeal a penalty?</HD>
                <P>As discussed in section III.D of this preamble, the Department is proposing to delete this provision because this is a cross-reference to the part 590 regulations and the part 550 regulations. 30 CFR part 590 (subpart A) already expressly provides instructions on how to appeal any final decision or order of BOEM under chapter V of title 30 of the CFR (including 30 CFR part 580), with limited exclusions. 30 CFR 590.7 also adopts by reference 30 CFR 550.1409. As such, the cross references to 30 CFR 550.1409 and 30 CFR part 590 are redundant.</P>
                <HD SOURCE="HD3">Section 580.34: How can I appeal an order or decision?</HD>
                <P>As discussed in section III.D of this preamble, the Department is proposing to delete this provision because this is a cross-reference to the part 590 regulations. 30 CFR part 590 (subpart A) already expressly states that the appeals process applies to any final decision or order of BOEM under Chapter V of Title 30 of the CFR (including 30 CFR part 580), with only limited exceptions, and provides instructions on how to appeal an order or decision.</P>
                <HD SOURCE="HD3">Part 581—Leasing of Minerals Other Than Oil, Gas, and Sulphur in the Outer Continental Shelf</HD>
                <HD SOURCE="HD3">Subpart A—General</HD>
                <HD SOURCE="HD3">Section 581.5: False Statements</HD>
                <P>The Department is proposing, and as discussed in section III.E of this preamble, to remove this provision because of redundance. This regulatory provision identifies a statutory provision (18 U.S.C. 1001) without adding any requirements specific to OCS mineral leasing.</P>
                <HD SOURCE="HD3">Section 581.9: Jurisdictional Controversies</HD>
                <P>The Department is proposing, as discussed in section III.F of this preamble, to remove this regulatory provision. The statutory provision that this regulation is based on (43 U.S.C. 1336) applies to mineral leasing as that term was considered when the statutory section was adopted in 1953 and refers to “existing” leases at the time of adoption. This regulation generally summarizes the language of an OCSLA provision, 43 U.S.C. 1336. The jurisdictional controversies over oil and gas that necessitated the inclusion of this resolution process in OCSLA are largely settled and are less relevant when extracting hard minerals. BOEM does not expect that there will be hard mineral deposits located on or beneath State submerged lands that would be physically extracted from vessels, facilities, or equipment physically located on or above the OCS, as is possible with directional drilling and cross-boundary oil and gas reservoirs. If there is a mineral deposit that crosses Federal and State jurisdiction, Federal and State regulatory processes will need to be followed. Moreover, the statutory authority and process identified in OCSLA is not implicated by the deletion.</P>
                <HD SOURCE="HD3">Subpart B—Leasing Procedures</HD>
                <HD SOURCE="HD3">Section 581.11: Unsolicited Request for a Lease Sale</HD>
                <P>The Department is proposing, as discussed in section III.G of this preamble, to revise section 581.11(b) by replacing “45 days” with “28 days” to ensure faster processing of such requests. OCSLA does not specify any timeline for the BOEM Director to decide on an unsolicited request for a lease sale; it is within the Department's discretion to reduce the time within which to make this decision.</P>
                <HD SOURCE="HD3">Part 582—Operations in the Outer Continental Shelf for Minerals Other Than Oil, Gas, and Sulphur</HD>
                <HD SOURCE="HD3">Subpart A—General</HD>
                <HD SOURCE="HD3">Section 582.7: Jurisdictional Controversies</HD>
                <P>
                    As discussed in section III.H of this preamble, the Department is proposing to completely remove the provision. The statutory provision that this regulation is based on (43 U.S.C. 1336) applies to mineral leasing as that term was considered when the statutory section was adopted in 1953 and refers to “existing” leases at the time of adoption. This regulation generally summarizes the language of an OCSLA provision, 43 U.S.C. 1336. The jurisdictional controversies over oil and gas that necessitated the inclusion of this resolution process in OCSLA are largely settled and are less relevant when extracting hard minerals. BOEM does not expect that there will be hard mineral deposits located on or beneath State submerged lands that would be physically extracted from vessels, facilities, or equipment physically located on or above the OCS, as is possible with directional drilling and cross-boundary oil and gas reservoirs. If there is a mineral deposit that crosses Federal and State jurisdiction, Federal and State regulatory processes will need to be followed. Moreover, the statutory authority and process identified in OCSLA is not implicated by the deletion.
                    <PRTPAGE P="8807"/>
                </P>
                <HD SOURCE="HD3">Subpart E—Appeals</HD>
                <HD SOURCE="HD3">Section 582.50: Appeals</HD>
                <P>As discussed in section III.I of this preamble, the Department is proposing to completely remove this provision because this is a simple cross-reference and adds no substance. 30 CFR part 590 (subpart A) already expressly states that the appeals process applies to any final decision or order of BOEM under chapter V of title 30 of the CFR (including 30 CFR part 582), with only limited exceptions, and provides instructions on how to appeal an order or decision.</P>
                <HD SOURCE="HD1">V. Statutory Order Review</HD>
                <HD SOURCE="HD2">A. Regulatory Flexibility Act (RFA)</HD>
                <P>The RFA, 5 U.S.C. 601-612, requires agencies to analyze the economic impact of regulations issued under 5 U.S.C. 553(b) when a significant economic impact on a substantial number of small entities is likely. Agencies must also consider regulatory alternatives that will achieve the agency's goals while minimizing the burden on small entities. Because this proposed rule is administrative in nature and imposes no new requirements on small entities, no such analysis is required.</P>
                <HD SOURCE="HD2">B. Small Business Regulatory Enforcement Fairness Act (SBREFA)</HD>
                <P>The SBREFA, 5 U.S.C. 804(2), requires agencies to perform a regulatory flexibility analysis, provide guidance, and help small businesses comply with statutes and regulations for major rulemakings. This action is not subject to the SBREFA because it: (1) does not have an annual effect on the economy of $100 million or more; (2) will not cause a major increase in costs or prices for consumers, individual industries, Federal, State, or local government agencies, or geographic regions; and (3) does not have significant adverse effects on competition, employment, investment, productivity, innovation, or the ability of U.S.-based enterprises to compete with foreign-based enterprises.</P>
                <HD SOURCE="HD2">C. Unfunded Mandates Reform Act (UMRA)</HD>
                <P>The UMRA, 2 U.S.C. 1531-1538, requires agencies, unless otherwise prohibited by law, to assess the effects of regulatory actions on State, local and Tribal governments, and the private sector. Section 202 of UMRA generally requires DOI to prepare a written statement, including a cost-benefit analysis, for each proposed and final rule with “Federal mandates” that may result in expenditures by State, local, and Tribal governments, in the aggregate, or to the private sector of $195 million or more in any one year. This action does not contain any unfunded mandate as described in UMRA 2, U.S.C. 1531-1538, and does not significantly or uniquely affect small groups. This action imposes no enforceable duty on any State, local, or Tribal governments, or the private sector.</P>
                <HD SOURCE="HD2">D. Paperwork Reduction Act (PRA)</HD>
                <P>The PRA of 1995 (44 U.S.C. 3501-3521) provides that an agency may not conduct or sponsor, and a person is not required to respond to, a “collection of information” unless it displays a currently valid Office of Management and Budget (OMB) control number. Collections of information include requests and requirements that an individual, partnership, or corporation obtain information and report it to a Federal agency (44 U.S.C. 3502(3); 5 CFR 1320.3(c) and (k)). This proposed rule contains collections of information that were submitted to the OMB for review and approval under 44 U.S.C. 3507(d).</P>
                <P>
                    This rule does not contain any new collection of information that requires approval by the OMB under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ). The OMB has previously reviewed and approved the information collection requirements associated with 30 CFR 580, 581, and 582, and assigned the following OMB control numbers:
                </P>
                <P>• 1010-0072—30 CFR part 580, Prospecting for Minerals other than Oil, Gas, and Sulphur on the OCS and Authorizations of Noncommercial G&amp;G Activities (expires 04/30/2028) (826 annual burden hours and 45 responses, $4,024 non-hour costs),</P>
                <P>• 1010-0082—30 CFR part 581, Leasing of Minerals Others than Oil, Gas, and Sulphur in the OCS (expires 10/31/2027) (1,004 annual burden hours and 11 responses, $50 non-hour costs), and</P>
                <P>• 1010-0081—30 CFR part 582, Operations in the OCS for Minerals Other than Oil, Gas, and Sulphur (expires 7/31/2026); (212 annual burden hours and 20 responses, $0 non-hour costs).</P>
                <P>In accordance with 5 CFR 1320.10, an agency may continue to conduct or sponsor these collections of information while the submission is pending at OMB.</P>
                <HD SOURCE="HD2">E. National Environmental Policy Act (NEPA)</HD>
                <P>This proposed rule does not constitute a major Federal action significantly affecting the quality of the human environment. A detailed environmental analysis under NEPA is not required because the proposed rule is covered by a categorical exclusion (see 43 CFR 46.205). This proposed rule meets the criteria set forth at 43 CFR 46.210(i) for a Departmental categorical exclusion in that this proposed rule is “of an administrative, financial, legal, technical, or procedural nature.” DOI has also determined that the proposed rule does not involve any of the extraordinary circumstances listed in 43 CFR 46.215 that would require further analysis under NEPA.</P>
                <HD SOURCE="HD2">F. Data Quality Act</HD>
                <P>
                    In proposing this rule, the Department did not conduct or use a study, experiment, or survey requiring peer review under the Data Quality Act (Pub. L. 106-554, app. C, sec. 515, 114 Stat. 2763, 2763A-153-154). In accordance with the Data Quality Act, the Department has issued guidance regarding the quality of information that it relies upon for regulatory decisions. This guidance is available at the Department's website at: 
                    <E T="03">https://www.doi.gov/ocio/policy-mgmt-support/information-and-records-management/iq.</E>
                </P>
                <HD SOURCE="HD2">G. Treasury and General Government Appropriations Act of 2001</HD>
                <P>Section 515 of the Treasury and General Government Appropriations Act, 2001 (44 U.S.C. 3516, note) provides for Federal agencies to review most disseminations of information to the public under information quality guidelines established by each agency pursuant to general guidelines issued by OMB. OMB's guidelines were published at 67 FR 8452 (Feb. 22, 2002). DOI has reviewed this proposed rule under the OMB guidelines and has concluded that it is consistent with applicable policies in those guidelines.</P>
                <HD SOURCE="HD1">VI. Executive Order Review</HD>
                <HD SOURCE="HD2">A. Executive Order 12630: Governmental Actions and Interference With Constitutionally Protected Property Rights</HD>
                <P>
                    E.O. 12630 ensures that government actions affecting the use of private property are undertaken on a well-reasoned basis with due regard for the potential financial impacts imposed by the government. This action does not effect a taking of private property or otherwise have taking implications under E.O. 12630; and therefore, a takings implication assessment is not required.
                    <PRTPAGE P="8808"/>
                </P>
                <HD SOURCE="HD2">B. Executive Order 12866: Regulatory Planning and Review and Executive Order 13563: Improving Regulation and Regulatory Review</HD>
                <P>
                    E.O. 12866 gives OMB the authority to review regulatory actions that are categorized as “significant”; 
                    <E T="03">i.e.,</E>
                     those actions that are likely to result in a rule that may:
                </P>
                <P>• Have an annual effect on the economy of $100 million or more or adversely affect in a material way the economy; a sector of the economy; productivity; competition; jobs; the environment; public health or safety; or State, local, or Tribal governments or communities;</P>
                <P>• Create a serious inconsistency or otherwise interfere with an action taken or planned by another agency;</P>
                <P>• Materially alter the budgetary impacts of entitlements, grants, user fees or loan programs or the rights and obligations of recipients thereof; or</P>
                <P>• Raise novel legal or policy issues arising out of legal mandates, the President's priorities, or the principles set forth in the E.O.</P>
                <P>E.O. 12866 provides that the Office of Information and Regulatory Affairs (OIRA) in the OMB will review all significant rules. OIRA has determined that this action is not a significant regulatory action, and therefore, it was not submitted to OMB for review.</P>
                <P>E.O. 13563 reaffirms the principles of E.O. 12866 while calling for improvements in the Nation's regulatory system to promote predictability and reduce uncertainty, and to use the best, most innovative, and least burdensome tools for achieving regulatory ends. The E.O. directs agencies to consider regulatory approaches that reduce burdens and maintain flexibility and freedom of choice for the public where these approaches are relevant, feasible, and consistent with regulatory objectives. The Department has developed this rule in a manner consistent with these requirements.</P>
                <HD SOURCE="HD2">C. Executive Order 12988: Civil Justice Reform</HD>
                <P>This rule complies with the requirements of E.O. 12988. Specifically, this rule:</P>
                <P>(1) Meets the criteria of section 3(a) requiring that all regulations be reviewed to eliminate errors and ambiguity and be written to minimize litigation; and</P>
                <P>(2) Meets the criteria of section 3(b)(2) requiring that all regulations be written in clear language and contain clear legal standards.</P>
                <HD SOURCE="HD2">D. Executive Order 13132: Federalism</HD>
                <P>E.O. 13132 (64 FR 43255) revoked and replaced E.O. 12612 (federalism) and 12875 (Enhancing the Intergovernmental Partnership). E.O. 13132 took effect on November 2, 1999, and thus applies to actions published on or after that date. Sections 3 and 6 of E.O. 13132 apply to policies with federalism implications, defined in the E.O. as including actions that have “substantial direct effects on the States, on the relationship between the national government and the States, or on distribution of power and responsibilities among the various levels of government.”</P>
                <P>Regulatory actions that have substantial direct effects on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government are subject to E.O. 13132. Under the criteria in section 1 of E.O. 13132, this proposed rule does not have sufficient federalism implications to warrant the preparation of a federalism summary impact statement. It will not have substantial direct effects on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
                <HD SOURCE="HD2">E. Executive Order 13175: Consultation and Coordination With Indian Tribal Governments</HD>
                <P>E.O. 13175 defines polices that have Tribal implications as regulations, legislative comments or proposed legislation, and other policy statements or actions that will or may have a substantial direct effect on one or more Indian Tribes, or on the relationship between the Federal Government and one or more Indian Tribes. Additionally, the DOI's consultation policy for Tribal Nations and ANCSA Corporations, as described in Departmental Manual part 512 chapter 4, expands on the above definition from E.O. 13175 and requires that BOEM invite Indian Tribes and ANCSA Corporations “early in the planning process to consult whenever a Departmental plan or action with Tribal Implications arises.” BOEM strives to strengthen its government-to-government relationships with Tribal Nations through a commitment to consultation with Tribes, recognition of their right to self-governance and Tribal sovereignty, and honoring BOEM's trust responsibilities for Tribal Nations.</P>
                <P>BOEM evaluated the proposed rule under the DOI's consultation policy and under the criteria in E.O. 13175, and determined that it has no substantial direct effects on federally recognized Tribe or ANCSA Corporation, as defined in the Department's Tribal consultation policy, and therefore consultation is not required.</P>
                <HD SOURCE="HD2">F. Executive Order 13211: Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use</HD>
                <P>E.O. 13211 was issued on May 22, 2001, and requires Federal agencies to prepare a “Statement of Energy Effects” when undertaking certain regulatory actions. A Statement of Energy Effects describes the adverse effects of a “significant energy action” on energy supply, distribution and use; reasonable alternatives to the action; and the expected effects of the alternatives on energy supply, distribution, and use.</P>
                <P>This action is not subject to E.O. 13211, because this rulemaking does not include any adverse effects on energy supply, distribution, or use including a shortfall in supply, price increases, or increased use of foreign energy supplies.</P>
                <HD SOURCE="HD2">G. Executive Order 14154: Unleashing American Energy</HD>
                <P>Section 3 of E.O. 14154 requires immediate review of all agency actions that potentially burden the development of domestic energy resources. The Department has reviewed E.O. 14154 and believes this proposed rule is consistent with its requirements.</P>
                <HD SOURCE="HD2">H. Executive Order 14156: Declaring a National Energy Emergency</HD>
                <P>
                    Section 1 of E.O. 14156 declares a national emergency because “[o]ur Nation's current inadequate development of domestic energy resources leaves us vulnerable to hostile foreign actors and poses an imminent and growing threat to the United States' prosperity and national security.” Section 2 instructs the heads of executive departments and agencies to identify and exercise any lawful emergency authorities available to them to facilitate the identification, leasing, siting, production, transportation, refining, and generation of domestic energy resources. While the proposed rule does not directly address any emergency actions related to facilitating the identification, leasing, siting, production, transportation, refining, and generation of domestic energy resources, this proposed rule is intended to promote exploration and development of marine minerals, including critical minerals, that may support fabrication and manufacturing of components necessary to support domestic energy development.
                    <PRTPAGE P="8809"/>
                </P>
                <HD SOURCE="HD2">I. Executive Order 14172: Restoring Names That Honor American Greatness</HD>
                <P>Section 4 of E.O. 14172 directs the Secretary of the Interior to take appropriate actions to rename the area formerly known as the Gulf of Mexico to the “Gulf of America.” The Gulf of America is now the U.S. Continental Shelf area bounded on the northeast, north, and northwest by the States of Texas, Louisiana, Mississippi, Alabama, and Florida and extends to the seaward boundary with Mexico and Cuba. BOEM previously replaced all Gulf of Mexico references in 30 CFR parts 580, 581, and 582 with Gulf of America with a final rule (90 FR 24066), published on June 6, 2025.</P>
                <HD SOURCE="HD2">J. Executive Order 14192: Unleashing Prosperity Through Deregulation</HD>
                <P>E.O. 14192 requires that for each new regulation issued, at least 10 prior regulations be identified for elimination. As stated in section 3(c), any incremental costs associated with new regulations shall be offset by the elimination of existing costs associated with at least 10 prior regulations. While not quantifiable, this action proposes to reduce the existing regulatory burden by removing unnecessary regulatory provisions.</P>
                <HD SOURCE="HD2">K. Executive Order 14285: Unleashing America's Offshore Critical Minerals and Resources</HD>
                <P>On April 24, 2025, the President signed E.O. 14285 Unleashing America's Offshore Critical Minerals and Resources. This E.O. directs the departments and agencies to advance United States leadership in seabed mineral development by rapidly developing capabilities for exploration, characterization, collection, and processing of seabed mineral resources through streamlined permitting without compromising environmental protection and transparency. Section 3(b) of the E.O. dictates that the Secretary of the Interior will “establish an expedited process for reviewing and approving permits for prospecting and granting leases for exploration, development, and production of seabed mineral resources within the United States Outer Continental shelf under the Outer Continental Shelf Lands Act” by June 23, 2025. Additionally, section 3(b) dictates that the [Secretary] will identify potential seabed critical mineral resources and coordinate with the Secretary of Defense and the Secretary of Energy to determine which could be essential for applications such as defense infrastructure, manufacturing, and energy.</P>
                <P>The Department is proposing this regulatory action to address E.O. 14285 by streamlining BOEM regulations at 30 CFR parts 580, 581, and 582 for prospecting, leasing, and operations related to critical minerals located on the OCS. If finalized, some of the regulatory amendments proposed with this action could allow the U.S. to more quickly access resources in seabed polymetallic nodules, other subsea geologic structures, and coastal deposits containing strategic minerals such as nickel, cobalt, copper, manganese, titanium, and rare earth elements. These resources are key to strengthening the U.S. economy, securing the U.S. energy future, and reducing dependence on foreign suppliers for critical minerals.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects</HD>
                    <CFR>30 CFR Part 580</CFR>
                    <P>Environmental assessment, Data, Geological and geophysical (G&amp;G), Mineral resources, Outer continental shelf, Reporting and recordkeeping requirements, Research.</P>
                    <CFR>30 CFR Part 581</CFR>
                    <P>Administrative practice and procedure, Government contracts, Intergovernmental relations, Mineral resources, Mineral royalties, Outer continental shelf, Reporting and recordkeeping requirements, Surety bonds.</P>
                    <CFR>30 CFR Part 582</CFR>
                    <P>Administrative practice and procedure, Environmental protection, Government contracts, Intergovernmental relations, Mineral resources, Mineral royalties, Outer continental shelf, Penalties, Reporting and recordkeeping requirements, Surety bonds.</P>
                </LSTSUB>
                <P>This action by the Assistant Secretary is taken pursuant to an existing delegation of authority.</P>
                <SIG>
                    <NAME>Lanny E. Erdos,</NAME>
                    <TITLE>Director, Office of Surface Mining, Reclamation, and Enforcement, Exercising Authority of the Assistant Secretary—Land and Mineral Management.</TITLE>
                </SIG>
                <P>For the reasons stated in the preamble, the Department of the Interior proposes to amend 30 CFR chapter V as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 580—PROSPECTING FOR MINERALS OTHER THAN OIL, GAS, AND SULPHUR ON THE OUTER CONTINENTAL SHELF</HD>
                </PART>
                <AMDPAR>1. The authority citation for part 580 is amended to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>
                        43 U.S.C. 1331 
                        <E T="03">et seq;</E>
                         30 U.S.C. 1751; 31 U.S.C. 9701; 33 U.S.C. 2704, 2716.
                    </P>
                </AUTH>
                <SUBPART>
                    <HD SOURCE="HED">Subpart C—Obligations Under This Part</HD>
                </SUBPART>
                <AMDPAR>2. Remove and reserve § 580.29.</AMDPAR>
                <SECTION>
                    <SECTNO>§ 580.29 </SECTNO>
                    <SUBJECT>[Reserved]</SUBJECT>
                </SECTION>
                <AMDPAR>3. Remove and reserve § 580.30.</AMDPAR>
                <SECTION>
                    <SECTNO>§ 580.30 </SECTNO>
                    <SUBJECT>[Reserved]</SUBJECT>
                </SECTION>
                <AMDPAR>4. Remove and reserve § 580.31.</AMDPAR>
                <SECTION>
                    <SECTNO>§ 580.31 </SECTNO>
                    <SUBJECT>[Reserved]</SUBJECT>
                </SECTION>
                <AMDPAR>5. Remove and reserve § 580.33.</AMDPAR>
                <SECTION>
                    <SECTNO>§ 580.33 </SECTNO>
                    <SUBJECT>[Reserved]</SUBJECT>
                </SECTION>
                <AMDPAR>6. Remove and reserve § 580.34</AMDPAR>
                <SECTION>
                    <SECTNO>§ 580.34 </SECTNO>
                    <SUBJECT>[Reserved]</SUBJECT>
                </SECTION>
                <PART>
                    <HD SOURCE="HED">PART 581—LEASING OF MINERALS OTHER THAN OIL, GAS, AND SULPHUR IN THE OUTER CONTINENTAL SHELF</HD>
                </PART>
                <AMDPAR>7. The authority citation for part 581 is amended to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>
                        43 U.S.C. 1331 
                        <E T="03">et seq.;</E>
                         43 U.S.C. 1334; 43 U.S.C. 1337 (k)(1); 30 U.S.C. 1751; 31 U.S.C. 9701; 33 U.S.C. 2704, 2716.
                    </P>
                </AUTH>
                <SUBPART>
                    <HD SOURCE="HED">Subpart A—General</HD>
                </SUBPART>
                <AMDPAR>8. Remove and reserve § 581.5.</AMDPAR>
                <SECTION>
                    <SECTNO>§ 581.5 </SECTNO>
                    <SUBJECT>[Reserved]</SUBJECT>
                </SECTION>
                <AMDPAR>9. Remove and reserve § 581.9.</AMDPAR>
                <SECTION>
                    <SECTNO>§ 581.9 </SECTNO>
                    <SUBJECT>[Reserved]</SUBJECT>
                </SECTION>
                <SUBPART>
                    <HD SOURCE="HED">Subpart B—Leasing Procedures</HD>
                </SUBPART>
                <AMDPAR>10. Amend § 581.11 by revising paragraph (b) to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 581.11 </SECTNO>
                    <SUBJECT>Unsolicited request for a lease sale.</SUBJECT>
                    <STARS/>
                    <P>(b) Within 28 days after receipt of a request submitted under paragraph (a) of this section, the Director shall either initiate steps leading to the offer of OCS minerals for lease and notify the applicant of the action taken or inform the applicant of the reasons for not initiating steps leading to the offer of OCS minerals for lease.</P>
                    <STARS/>
                </SECTION>
                <PART>
                    <HD SOURCE="HED">PART 582—OPERATIONS IN THE OUTER CONTINENTAL SHELF FOR MINERALS OTHER THAN OIL, GAS, AND SULPHUR</HD>
                </PART>
                <AMDPAR>11. The authority citation for part 582 is amended to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>
                        43 U.S.C. 1331 
                        <E T="03">et seq.;</E>
                         43 U.S.C. 1334; 43 U.S.C. 1337(k)(1); 30 U.S.C. 1751; 31 U.S.C. 9701; 33 U.S.C. 2704, 2716.
                    </P>
                </AUTH>
                <SUBPART>
                    <HD SOURCE="HED">Subpart A—General</HD>
                </SUBPART>
                <AMDPAR>12. Remove and reserve § 582.7.</AMDPAR>
                <SECTION>
                    <PRTPAGE P="8810"/>
                    <SECTNO>§ 582.7 </SECTNO>
                    <SUBJECT>[Reserved]</SUBJECT>
                </SECTION>
                <SUBPART>
                    <HD SOURCE="HED">Subpart E—Appeals</HD>
                </SUBPART>
                <AMDPAR>13. Remove and reserve § 582.50.</AMDPAR>
                <SECTION>
                    <SECTNO>§ 582.50 </SECTNO>
                    <SUBJECT>[Reserved]</SUBJECT>
                </SECTION>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03690 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4340-98-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <CFR>40 CFR Parts 54, 135, 210, 254, 374, and 702</CFR>
                <DEPDOC>[EPA-HQ-OGC-2024-0557; FRL 11956-01-OGC]</DEPDOC>
                <RIN>RIN 2015-AA04</RIN>
                <SUBJECT>Prior Notice of Citizen Suits</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Environmental Protection Agency (EPA) is proposing to amend its regulations prescribing the manner in which prior notice of citizen suits is to be provided as required under the citizen suit provisions of the Clean Air Act (CAA), the Clean Water Act (CWA), the Safe Drinking Water Act (SDWA), the Noise Control Act (NCA), the Resource Conservation and Recovery Act (RCRA), the Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA), and the Toxic Substances Control Act (TSCA). This proposed rulemaking would generally require electronic service to EPA of Notices of Intent (NOIs) to file a citizen suit under the listed environmental statutes. These proposed revisions would help ensure the Agency receives and processes such NOIs in a timely and efficient manner.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be received on or before March 26, 2026.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may send comments, identified by Docket ID No. EPA-HQ-OGC-2024-0557, by any of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal: https://www.regulations.gov/</E>
                         (our preferred method). Follow the online instructions for submitting comments.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         U.S. Environmental Protection Agency, EPA Docket Center, Office of General Counsel Docket, Mail Code 28221T, 1200 Pennsylvania Avenue NW, Washington, DC 20460.
                    </P>
                    <P>
                        • 
                        <E T="03">Hand Delivery or Courier:</E>
                         EPA Docket Center, WJC West Building, Room 3334, 1301 Constitution Avenue NW, Washington, DC 20004. The Docket Center's hours of operations are 8:30 a.m. to 4:30 p.m., Monday-Friday (except Federal Holidays).
                    </P>
                    <P>
                        <E T="03">Instructions:</E>
                         All submissions received must include the Docket ID No. for this rulemaking. Comments received may be posted without change to 
                        <E T="03">https://www.regulations.gov,</E>
                         including personal information provided. For detailed instructions on sending comments and additional information on the rulemaking process, see the “Public Participation” heading of the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section of this document.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Corin James, Air and Radiation Law Office, Office of General Counsel (Mail code 2344A), Environmental Protection Agency, 1200 Pennsylvania Avenue NW, Washington, DC 20460; telephone number: 202-564-1754; email address: 
                        <E T="03">james.corin01@epa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Public Participation</HD>
                <HD SOURCE="HD2">A. Written Comments</HD>
                <P>
                    Submit your comments, identified by Docket ID No. EPA-HQ-OGC-2024-0557, at 
                    <E T="03">https://www.regulations.gov</E>
                     (our preferred method), or the other methods identified in the 
                    <E T="02">ADDRESSES</E>
                     section. Once submitted, comments cannot be edited or removed from the docket. EPA may publish any comment received to its public docket. Do not submit to EPA's docket at 
                    <E T="03">https://www.regulations.gov</E>
                     any information you consider to be Confidential Business Information (CBI), Proprietary Business Information (PBI), or other information whose disclosure is restricted by statute. Multimedia submissions (audio, video, etc.) must be accompanied by a written comment. The written comment is considered the official comment and should include discussion of all points you wish to make. EPA will generally not consider comments or comment contents located outside of the primary submission (
                    <E T="03">i.e.,</E>
                     on the web, cloud, or other file sharing system). Please visit 
                    <E T="03">https://www.epa.gov/dockets/commenting-epa-dockets</E>
                     for additional submission methods; the full EPA public comment policy; information about CBI, PBI, or multimedia submissions; and general guidance on making effective comments.
                </P>
                <HD SOURCE="HD1">II. General Information</HD>
                <HD SOURCE="HD2">A. What action is the Agency taking?</HD>
                <P>
                    The EPA is proposing to revise its regulations under the Clean Air Act (CAA), the Clean Water Act (CWA), the Safe Drinking Water Act (SDWA), the Noise Control Act (NCA), the Resource Conservation and Recovery Act (RCRA), the Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA), and the Toxic Substances Control Act (TSCA) to generally require electronic service to the EPA of Notices of Intent (NOIs) to file a citizen suit under the listed environmental statutes. The existing regulations that prescribe the manner in which NOIs must be served upon the EPA require service by mail. The proposed amendments to the rules would require electronic service to the Administrator, as well as the relevant Regional Administrator, if applicable, via the procedure identified at 
                    <E T="03">www.epa.gov/ogc.</E>
                     However, for situations where electronic service is impracticable, the proposed amendments to the rules would allow service of NOIs to be accomplished via certified mail accompanied by an explanation as to why electronic service is impracticable.
                </P>
                <HD SOURCE="HD2">B. What is the Agency's authority for taking this action?</HD>
                <P>The EPA has statutory authority for prescribing regulations under the citizen suit provisions of the CAA, CWA, SDWA, NCA, RCRA, CERCLA, and TSCA.</P>
                <HD SOURCE="HD3">1. Clean Air Act</HD>
                <P>Section 304 of the CAA, as amended by Public Law 91-604 (December 31, 1970), authorizes any person to commence a civil action against (1) any person alleged to be in violation of an emission standard or limitation under the CAA or in violation of an order with respect to such limitation issued by the Administrator of the EPA or a State, or (2) the Administrator, where there is alleged a failure of the Administrator to perform any nondiscretionary act or duty under the CAA. Except in certain cases, no action may be commenced against the Administrator pursuant to CAA section 304 prior to 60 days after the plaintiff gives notice of such action to the Administrator. In the case of actions against persons other than the Administrator, section 304 requires that notice of the alleged violation be given to the Administrator, the State in which the violation is alleged to have occurred, and the alleged violator, at least 60 days prior to commencement of the action. CAA section 304 directs the Administrator to prescribe by regulation the manner in which such notices shall be given.</P>
                <HD SOURCE="HD3">2. Clean Water Act</HD>
                <P>
                    Section 505 of the CWA authorizes any citizen to commence a civil action against (1) any person alleged to be in 
                    <PRTPAGE P="8811"/>
                    violation of an effluent standard or limitation under the CWA or in violation of an order with respect to such limitation issued by the Administrator of the EPA or a State or, (2) the Administrator, where there is alleged a failure of the Administrator to perform any nondiscretionary act or duty under the Act. 33 U.S.C. 1365. Except in certain cases, no action may be commenced against the Administrator pursuant to section 505 prior to 60 days after the plaintiff gives notice of such action to the Administrator. In the case of actions against persons other than the Administrator, section 505 requires that notice of the violation be given to the Administrator, to the State in which the violation is alleged to have occurred, and to the alleged violator, at least 60 days prior to commencement of the action. CWA section 505(b) directs the Administrator to prescribe by regulation the manner in which such notices shall be given.
                </P>
                <HD SOURCE="HD3">3. Safe Drinking Water Act</HD>
                <P>Section 1449 of the SDWA authorizes any person to commence a civil action to enforce the SDWA against an alleged violator of any requirements prescribed by or under the SDWA, or against the Administrator for failure to perform any duty which is not discretionary under the Act. 42 U.S.C. 300j-8. No such action may be commenced prior to 60 days after giving notice of the alleged violation to the Administrator, any alleged violator, and to the State. SDWA section 1449(b) directs the Administrator to prescribe by regulation the manner in which such notices shall be given.</P>
                <HD SOURCE="HD3">4. Noise Control Act</HD>
                <P>Section 12 of the NCA of 1972 (Pub. L. 92-574) authorizes any person to commence a civil action against (1) any person alleged to be in violation of any noise control requirement (as defined in section 12(f) of the Noise Control Act), (2) the Administrator of the EPA, where there is an alleged failure of the Administrator to perform any nondiscretionary act or duty under the Act, or (3) the Administrator of the Federal Aviation Administration where there is an alleged failure of the Administrator to perform any nondiscretionary act or duty under section 611 of the Federal Aviation Act of 1958 (49 U.S.C. 1431). No action may be commenced pursuant to section 12 prior to 60 days after the plaintiff has given notice of the action to the Administrator of the EPA, to any alleged violator, and to the Administrator of the Federal Aviation Administration in the case of a violation of section 611 of the Federal Aviation Act. Section 12(b) directs the Administrator of the EPA to prescribe by regulation the manner in which such notices shall be given.</P>
                <HD SOURCE="HD3">5. Resource Conservation and Recovery Act</HD>
                <P>Section 7002 of the Solid Waste Disposal Act, as amended by RCRA in 1976, authorizes suit by any person to enforce the Act. These suits may be brought where there is alleged to be a violation by any “person (including (a) The United States, and (b) any other governmental instrumentality or agency, to the extent permitted by the eleventh amendment to the Constitution) of any permit, standard, regulation, condition, requirement, or order” which has become effective under the Act, “against any person . . ., who has contributed or is contributing to the past or present handling, storage, treatment, transportation, or disposal of any solid or hazardous waste which may present an imminent and substantial endangerment to health or the environment,” or “against the Administrator where this is alleged a failure of the Administrator to perform any act or duty [under the Act] which is not discretionary with the Administrator.” 42 U.S.C. 6972(a). RCRA section 7002 authorizes the Administrator to prescribe by regulation the manner in which notice of actions taken under this section shall be given.</P>
                <HD SOURCE="HD3">6. Comprehensive Environmental Response, Compensation, and Liability Act</HD>
                <P>Section 310 of CERCLA authorizes any person to commence a civil action on his or her own behalf against: (1) any person (including the United States or other governing agency) who is alleged to be in violation of any standard, regulation, condition, requirement, or order which has become effective under CERCLA (including any provision of an agreement under section 120, relating to Federal facilities); or (2) the President or other officer of the United States (including the Administrator of the EPA or the Administrator of the Agency on Toxic Substances and Disease Registry) for an alleged failure to perform any act or duty which is not discretionary under CERCLA. For actions against a violator of CERCLA, the plaintiff must provide notice to the United States, the State, and the violator 60 days prior to commencing such action. For actions against an officer of the United States for failing to perform a nondiscretionary duty, the plaintiff must provide notice to the United States 60 days prior to commencing such action. Section 310(d) and section 310(e) of CERCLA authorizes the President to promulgate these regulations prescribing the manner in which such notice shall be given; the President has delegated that authority to the Administrator of the EPA.</P>
                <HD SOURCE="HD3">7. Toxic Substances Control Act</HD>
                <P>Section 20 of TSCA authorizes persons to initiate citizens' suits to restrain certain violators of TSCA or to compel implementation by the EPA of TSCA non-discretionary authorities. Prior to filing suit, persons must give notice both to the Administrator and to the person alleged to have violated the Act. Section 20 requires that this notice be given 60 days prior to beginning civil suit, and the manner of giving notice is to be determined by the Administrator.</P>
                <HD SOURCE="HD1">III. Background</HD>
                <HD SOURCE="HD2">Proposed Amendments to Regulations Under 40 CFR Parts 54, 135, 210, 254, 374, and 702</HD>
                <P>
                    Pursuant to the Administrator's authority to prescribe regulations as described in section II.B of this preamble, the EPA is proposing changes to its regulations under 40 CFR 54.2, 135.2, 210.2, 254.2, 374.2, and 702.61, to amend the manner in which NOIs shall be given. Currently, the existing regulations require that service of NOIs to the EPA be accomplished by mail. The proposed changes to the relevant regulations would require electronic service to the EPA via the procedure identified on the EPA Office of General Counsel's website (
                    <E T="03">www.epa.gov/ogc</E>
                    ). The EPA is proposing to require electronic submission of NOIs to ensure the Agency receives and processes such NOIs in a modern, more timely, and efficient manner. The proposed change would better serve the purpose of the 60-day waiting period that these statutes prescribe because the EPA would receive electronic NOIs instantaneously and would have more time to potentially address the concern provided in the NOI before the NOI submitter files a judicial complaint. Such a change could alleviate the need for costly and protracted litigation, which would conserve the resources of the Agency and the public. Additionally, centralizing an electronic NOI repository would allow the Agency to more effectively monitor the NOIs received and quickly post them to EPA's public-facing website, which is important for public transparency. The EPA also expects that electronic service would benefit the public because it is more convenient and less costly than the existing process, which requires NOI 
                    <PRTPAGE P="8812"/>
                    submitters to bear the costs of paper printing and sending potentially voluminous collections of documents via certified mail. Finally, electronic service is generally more reliable and less likely to result in potential disputes over the timing of service or whether the requirement to serve the Agency with an NOI was met, which would also conserve public and Agency resources.
                </P>
                <P>However, the proposed amendments also would provide that if electronic service is not practicable, service of NOIs may be accomplished via certified mail, accompanied by an explanation as to why electronic service is not practicable. The EPA is proposing this practicability exception to the electronic service requirement because the Agency recognizes that there are persons that may have difficulty accessing the internet or email. For those persons, the option for certified mail may be more accessible, and the Agency is committed to promoting and enabling public participation requirements for all persons. Thus, while the EPA is proposing to broadly require electronic service of NOIs for the reasons discussed in the prior paragraph, the Agency would retain the pre-existing procedures via an exception with the goal of ensuring that this change does not adversely impact persons for which service by certified mail is more accessible.</P>
                <HD SOURCE="HD1">IV. Statutory and Executive Orders Reviews</HD>
                <P>
                    Additional information about these statutes and Executive Orders can be found at 
                    <E T="03">https://www.epa.gov/laws-regulations/laws-and-executive-orders.</E>
                </P>
                <HD SOURCE="HD2">A. Executive Order 12866: Regulatory Planning and Review and Executive Order 13563: Improving Regulation and Regulatory Review</HD>
                <P>This action is not a significant regulatory action as defined in Executive Order 12866, a therefore not subject to a requirement for Executive Order 12866 review.</P>
                <HD SOURCE="HD2">B. Executive Order 14192: Unleashing Prosperity Through Deregulation</HD>
                <P>This action is expected to be an Executive Order 14192 deregulatory action. This proposed rule is expected to provide burden reduction by providing for electronic service which is more convenient and less costly than the existing process, which requires NOI submitters to bear the costs of paper printing and sending voluminous collections of documents via certified mail.</P>
                <HD SOURCE="HD2">C. Paperwork Reduction Act (PRA)</HD>
                <P>
                    This action does not impose an information collection burden under the PRA. This proposed rulemaking does not contain any information collection requirements subject to OMB review under the Paperwork Reduction Act of 1980 (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ).
                </P>
                <HD SOURCE="HD2">D. Regulatory Flexibility Act (RFA)</HD>
                <P>I certify that this action will not have a significant economic impact on a substantial number of small entities under the RFA. In making this determination, the EPA concludes that the impact of concern for this rulemaking is any significant adverse economic impact on small entities and that the agency is certifying that this rulemaking will not have a significant economic impact on a substantial number of small entities because the rule has no net burden on the small entities subject to the rule. This rulemaking has no net burden because it merely revises the primary mechanism for providing notice of intent to sue pursuant to existing citizen suit provisions. We have therefore concluded that this action will have no net regulatory burden for all directly regulated small entities.</P>
                <HD SOURCE="HD2">E. Unfunded Mandates Reform Act (UMRA)</HD>
                <P>This action does not contain an unfunded mandate as described in UMRA, 2 U.S.C. 1531-1538, and does not significantly or uniquely affect small governments. The action imposes no enforceable duty on any state, local or tribal governments or the private sector.</P>
                <HD SOURCE="HD2">F. Executive Order 13132: Federalism</HD>
                <P>This action does not have federalism implications. It will not have substantial direct effects on the states, on the relationship between the national government and the states, or on the distribution of power and responsibilities among the various levels of government.</P>
                <HD SOURCE="HD2">G. Executive Order 13175: Consultation and Coordination With Indian Tribal Governments</HD>
                <P>This action does not have tribal implications as specified in Executive Order 13175 because this action merely revises the primary mechanism for providing notice of intent to sue pursuant to existing citizen suit provisions. Thus, Executive Order 13175 does not apply to this action.</P>
                <HD SOURCE="HD2">H. Executive Order 13045: Protection of Children From Environmental Health Risks and Safety Risks</HD>
                <P>EPA interprets Executive Order 13045 as applying only to those regulatory actions that concern environmental health or safety risks that EPA has reason to believe may disproportionately affect children, per the definition of “covered regulatory action” in section 2-202 of the Executive Order. Therefore, this action is not subject to Executive Order 13045 because it does not concern an environmental health risk or safety risk. Since this action does not concern human health, the EPA's Policy on Children's Health also does not apply.</P>
                <HD SOURCE="HD2">I. Executive Order 13211: Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution or Use</HD>
                <P>This action is not subject to Executive Order 13211, because it is not a significant regulatory action under Executive Order 12866.</P>
                <HD SOURCE="HD2">J. National Technology Transfer and Advancement Act (NTTAA)</HD>
                <P>This rulemaking does not involve technical standards.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects</HD>
                    <CFR>40 CFR Part 54</CFR>
                    <P>Environmental protection, Administrative practice and procedure, Air pollution control.</P>
                    <CFR>40 CFR Part 135</CFR>
                    <P>Environmental protection, Administrative practice and procedure, Water pollution control.</P>
                    <CFR>40 CFR Part 210</CFR>
                    <P>Environmental protection, Administrative practice and procedure, Noise control.</P>
                    <CFR>40 CFR Part 254</CFR>
                    <P>Environmental protection, Administrative practice and procedure, Waste treatment and disposal.</P>
                    <CFR>40 CFR Part 374</CFR>
                    <P>
                        Environmental protection, Administrative practice and procedure, Air pollution control, Hazardous substances, Hazardous waste, Natural resources, Superfund, Water pollution control, Water supply.
                        <PRTPAGE P="8813"/>
                    </P>
                    <CFR>40 CFR Part 702</CFR>
                    <P>Environmental protection, Administrative practice and procedure, Chemicals, Hazardous substances.</P>
                </LSTSUB>
                <SIG>
                    <NAME>Lee Zeldin,</NAME>
                    <TITLE>Administrator.</TITLE>
                </SIG>
                <P>For the reasons set forth in the preamble, EPA proposes to amend title 40, chapter I of the Code of Federal Regulations as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 54—PRIOR NOTICE OF CITIZEN SUITS</HD>
                </PART>
                <AMDPAR>1. The authority citation for part 54 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority: </HD>
                    <P>Sec. 304 of the Clean Air Act, as amended (sec. 12, Pub. L. 91-604, 84 Stat. 1706).</P>
                </AUTH>
                <AMDPAR>2. Amend § 54.2 by revising paragraphs (a) and (d) to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 54.2 </SECTNO>
                    <SUBJECT>Service of notice.</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Notice to Administrator:</E>
                         Service of notice given to the Administrator under this part shall be accomplished electronically via the procedure identified at 
                        <E T="03">www.epa.gov/ogc.</E>
                         If electronic service is not practicable, service of notice may be accomplished via certified mail addressed to the Administrator, c/o Office of General Counsel, Air and Radiation Law Office (mail code 2344A), Environmental Protection Agency, Attn: Service of Notice, 1200 Pennsylvania Avenue NW, Washington, DC 20460. Service by mail shall be accompanied by an explanation as to why electronic service is impracticable. Where notice relates to violation of an emission standard or limitation or to violation of an order issued with respect to an emission standard or limitation, a copy of such notice shall be sent electronically to the Regional Administrator of the Environmental Protection Agency for the Region in which such violation is alleged to have occurred via the procedure identified at 
                        <E T="03">www.epa.gov/ogc.</E>
                         If electronic service is not practicable, service of notice may be accomplished via certified mail. Service by mail shall be accompanied by an explanation as to why electronic service is impracticable.
                    </P>
                    <STARS/>
                    <P>(d) Notice served in accordance with the provisions of this part shall be deemed given on the electronic date stamp if served electronically. If service was accomplished by mail, the date of receipt will be deemed to be the date noted on the return receipt card.</P>
                </SECTION>
                <PART>
                    <HD SOURCE="HED">PART 135—PRIOR NOTICE OF CITIZEN SUITS</HD>
                </PART>
                <AMDPAR>3. The authority citation for part 135 continues to read as follows: </AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>Subpart A, issued under Sec. 505, Clean Water Act, as amended 1987; Sec. 504, Pub. L. 100-4; 101 Stat. 7 (33 U.S.C. 1365). Subpart B, issued under Sec. 1449, Safe Drinking Water Act (42 U.S.C. 300j-8).</P>
                </AUTH>
                <AMDPAR>4. Revise § 135.2 to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 135.2 </SECTNO>
                    <SUBJECT>Service of notice.</SUBJECT>
                    <P>(a) Notice of intent to file suit pursuant to section 505(a)(1) of the Act shall be served upon an alleged violator of an effluent standard or limitation under the Act, or an order issued by the Administrator or a State with respect to such a standard or limitation, in the following manner:</P>
                    <P>
                        (1) If the alleged violator is an individual or corporation, service of notice shall be accomplished by certified mail addressed to, or by personal service upon, the owner or managing agent of the building, plant, installation, vessel, facility, or activity alleged to be in violation. A copy of the notice shall be provided electronically to the Administrator of the Environmental Protection Agency and to the Regional Administrator (for the Region in which such violation is alleged to have occurred) as prescribed at 
                        <E T="03">www.epa.gov/ogc.</E>
                         If electronic service is not practicable, copies of the notice may be provided via certified mail with return receipt requested, addressed to the Administrator, c/o Office of General Counsel, Water Law Office (2355A), Environmental Protection Agency, Attn: Service of Notice, 1200 Pennsylvania Avenue NW, Washington, DC 20460, and to the Regional Administrator (for the Region in which the violation is alleged to have occurred). Service by mail shall be accompanied by an explanation as to why electronic service is impracticable. A copy of such notice also shall be mailed to the chief administrative officer of the water pollution control agency for the State in which the violation is alleged to have occurred. If the alleged violator is a corporation, a copy of such notice also shall be mailed to the registered agent, if any, of such corporation in the State in which such violation is alleged to have occurred.
                    </P>
                    <P>
                        (2) If the alleged violator is a State or local agency, service of notice shall be accomplished by certified mail addressed to, or by personal service upon, the head of such agency. A copy of the notice shall be provided electronically to the Administrator of the Environmental Protection Agency and to the Regional Administrator (for the Region in which such violation is alleged to have occurred) as prescribed at 
                        <E T="03">www.epa.gov/ogc.</E>
                         If electronic service is not practicable, service of notice may be accomplished via certified mail with return receipt requested, addressed to the Administrator, c/o Office of General Counsel, Water Law Office (2355A), Environmental Protection Agency, Attn: Service of Notice, 1200 Pennsylvania Avenue NW, Washington, DC 20460, and to the Regional Administrator (for the Region in which such violation is alleged to have occurred). Service by mail shall be accompanied by an explanation as to why electronic service is impracticable. A copy of such notice shall be mailed to the chief administrative officer of the water pollution control agency for the State in which the violation is alleged to have occurred.
                    </P>
                    <P>
                        (3) If the alleged violator is a Federal agency, service of notice shall be accomplished by certified mail addressed to, or by personal service upon, the head of such agency. A copy of such notice shall be provided electronically to the Administrator of the Environmental Protection Agency and to the Regional Administrator (for the Region in which such violation is alleged to have occurred) as prescribed at 
                        <E T="03">www.epa.gov/ogc.</E>
                         If electronic service is not practicable, service of notice may be accomplished via certified mail with return receipt requested, addressed to the Administrator, c/o Office of General Counsel, Water Law Office (2355A), Environmental Protection Agency, Attn: Service of Notice, 1200 Pennsylvania Avenue NW, Washington, DC 20460, and to the Regional Administrator (for the Region in which the violation is alleged to have occurred). Service by mail shall be accompanied by an explanation as to why electronic service is impracticable. A copy of such notice shall be mailed to the Attorney General of the United States, and the Chief administrative officer of the water pollution control agency for the State in which the violation is alleged to have occurred.
                    </P>
                    <P>
                        (b) Service of notice of intent to file suit pursuant to section 505(a)(2) of the Act shall be provided electronically to the Administrator of the Environmental Protection Agency as prescribed at 
                        <E T="03">www.epa.gov/ogc.</E>
                         If electronic service is not practicable, service of notice may be accomplished via certified mail with return receipt requested, addressed to the Administrator, c/o Office of General Counsel, Water Law Office (2355A), Environmental Protection Agency, Attn: Service of Notice, 1200 Pennsylvania Avenue NW, Washington, DC 20460. Service by mail shall be accompanied 
                        <PRTPAGE P="8814"/>
                        by an explanation as to why electronic service is impracticable. A copy of such notice shall be mailed to the Attorney General of the United States.
                    </P>
                    <P>(c) Notice given in accordance with the provisions of this subpart shall be deemed to have been served on the postmark date if mailed or on the date of receipt if served personally. If service was accomplished electronically, the date of receipt will be deemed to be the date of the electronic date stamp.</P>
                </SECTION>
                <AMDPAR>5. Revise § 135.11 to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 135.11</SECTNO>
                    <SUBJECT> Service of notice.</SUBJECT>
                    <P>(a) Notice of intent to file suit pursuant to section 1449(a)(1) of the Act shall be served in the following manner upon an alleged violator of any requirement prescribed by or under the Act:</P>
                    <P>
                        (1) If the alleged violator is an individual or corporation, service of notice shall be accomplished by certified mail, return receipt requested, addressed to, or by personal service upon, such individual or corporation. If a public water system or underground injection well is alleged to be in violation, service shall be upon the owner or operator. A copy of the notice shall be provided electronically to the Administrator of the Environmental Protection Agency and to the Regional Administrator (for the Region in which such violation is alleged to have occurred) as prescribed at 
                        <E T="03">www.epa.gov/ogc.</E>
                         If electronic service is not practicable, service of notice may be accomplished via certified mail with return receipt requested, addressed to the Administrator, c/o Office of General Counsel, Water Law Office (2355A), Environmental Protection Agency, Attn: Service of Notice, 1200 Pennsylvania Avenue NW, Washington, DC 20460, and to the Regional Administrator (for the Region in which such violation is alleged to have occurred). Service by mail shall be accompanied by an explanation as to why electronic service is impracticable. A copy of such notice also shall be mailed to the chief administrative officer of the responsible state agency (if any), and the Attorney General for the State in which the violation is alleged to have occurred. If the alleged violator is a corporation, a copy of the notice shall also be sent by certified mail, return receipt requested, to the registered agent (if any) of the corporation in the State in which the violation is alleged to have occurred.
                    </P>
                    <P>
                        (2) If the alleged violator is a State or local agency, service of notice shall be accomplished by certified mail, return receipt requested, addressed to, or by personal service upon, the head of such agency. A copy of the notice shall be provided electronically to the Administrator of the Environmental Protection Agency and to the Regional Administrator (for the Region in which such violation is alleged to have occurred) as prescribed at 
                        <E T="03">www.epa.gov/ogc.</E>
                         If electronic service is not practicable, service of notice may be accomplished via certified mail with return receipt requested, addressed to the Administrator, c/o Office of General Counsel, Water Law Office (2355A), Environmental Protection Agency, Attn: Service of Notice, 1200 Pennsylvania Avenue NW, Washington, DC 20460, and to the Regional Administrator (for the Region in which such violation is alleged to have occurred). Service by mail shall be accompanied by an explanation as to why electronic service is impracticable. A copy of such notice also shall be mailed to the chief administrative officer of the responsible state agency (if any), and the Attorney General for the State in which the violation is alleged to have occurred.
                    </P>
                    <P>
                        (3) If the alleged violator is a Federal agency, service of notice shall be accomplished by certified mail, return receipt requested, addressed to, or by personal service upon, the head of the Federal agency. A copy of the notice shall be provided electronically to the Administrator of the Environmental Protection Agency and to the Regional Administrator (for the Region in which such violation is alleged to have occurred) as prescribed at 
                        <E T="03">www.epa.gov/ogc.</E>
                         If electronic service is not practicable, service of notice may be accomplished via certified mail with return receipt requested, addressed to the Administrator, c/o Office of General Counsel, Water Law Office (2355A), Environmental Protection Agency, Attn: Service of Notice, 1200 Pennsylvania Avenue NW, Washington, DC 20460, and to the Regional Administrator (for the Region in which such violation is alleged to have occurred). Service by mail shall be accompanied by an explanation as to why electronic service is impracticable. A copy of such notice also shall be mailed to the Attorney General of the United States, the chief administrative officer of the responsible state agency (if any), and the Attorney General for the State in which the violation is alleged to have occurred.
                    </P>
                    <P>
                        (b) Service of notice of intent to file suit pursuant to section 1449(a)(2) of the Act shall be provided electronically to the Administrator of the Environmental Protection Agency as prescribed at 
                        <E T="03">www.epa.gov/ogc.</E>
                         If electronic service is not practicable, service of notice may be accomplished via certified mail with return receipt requested, addressed to the Administrator, c/o Office of General Counsel, Water Law Office (2355A), Environmental Protection Agency, Attn: Service of Notice, 1200 Pennsylvania Avenue NW, Washington, DC 20460. Service by mail shall be accompanied by an explanation as to why electronic service is impracticable. A copy of the notice shall be sent by certified mail to the Attorney General of the United States.
                    </P>
                    <P>(c) Notice given in accordance with the provisions of this subpart shall be deemed to have been given on the date of receipt of service, if served personally. If service was accomplished by mail, the date of receipt will be considered to be the date noted on the return receipt card. If service was accomplished electronically, the date of receipt will be deemed to be the date of the electronic date stamp.</P>
                </SECTION>
                <PART>
                    <HD SOURCE="HED">PART 210—PRIOR NOTICE OF CITIZEN SUITS</HD>
                </PART>
                <AMDPAR>6. The authority citation for part 210 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority: </HD>
                    <P>Sec. 12, Noise Control Act, (Pub. L. 92-574, 86 Stat. 1234).</P>
                </AUTH>
                <AMDPAR>7. Revise § 210.2 to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 210.2 </SECTNO>
                    <SUBJECT>Service of notice.</SUBJECT>
                    <P>(a) Notice of intent to file suit pursuant to section 12(a)(1) of the Act shall be served upon an alleged violator of a noise control requirement issued under the Act in the following manner: </P>
                    <P>
                        (1) If the alleged violator is a private individual or a corporation, service of notice shall be accomplished by registered mail, return receipt requested, addressed to, or by personal service upon, the owner or managing agent of the equipment, plant, facility, vehicle, or activity alleged to be in violation. A copy of the notice shall be sent electronically to both the Administrator of the Environmental Protection Agency and the Regional Administrator of the Environmental Protection Agency for the region in which such violation is alleged to have occurred via the procedure identified at 
                        <E T="03">www.epa.gov/ogc.</E>
                         If electronic service is not practicable, service of notice may be accomplished via certified mail mailed to the Administrator, c/o Office of General Counsel, Air and Radiation Law Office (mail code 2344A), Environmental Protection Agency, Attn: Service of Notice, 1200 Pennsylvania Avenue NW, Washington, DC 20460, and to the Regional Administrator of the Environmental Protection Agency for the Region in which such violation is alleged to have occurred. Such service by mail shall be accompanied by an explanation as to why electronic service is impracticable. In the case of a 
                        <PRTPAGE P="8815"/>
                        violation of a noise control requirement under section 611 of the Federal Aviation Act, a copy of such notice shall also be mailed to the Administrator of the Federal Aviation Administration, and the Regional Administrator of the Federal Aviation Administration for the region in which such violation is alleged to have occurred. If the alleged violator is a corporation, a copy of such notice also shall be mailed to the registered agent, if any, of such corporation in the State in which such violation is alleged to have occurred.
                    </P>
                    <P>
                        (2) If the alleged violator is a State or local government entity, service of notice shall be accomplished by registered mail, return receipt requested, addressed to, or by personal service upon, the head of such agency. A copy of such notice shall be sent electronically to both the Administrator of the Environmental Protection Agency and the Regional Administrator of the Environmental Protection Agency for the region in which such violation is alleged to have occurred via the procedure identified at 
                        <E T="03">www.epa.gov/ogc.</E>
                         If electronic service is not practicable, service of notice may be accomplished via certified mail mailed to the Administrator, c/o Office of General Counsel, Air and Radiation Law Office (mail code 2344A), Environmental Protection Agency, Attn: Service of Notice, 1200 Pennsylvania Avenue NW, Washington, DC 20460, and to the Regional Administrator of the Environmental Protection Agency for the Region in which such violation is alleged to have occurred. Such service by mail shall be accompanied by an explanation as to why electronic service is impracticable. In the case of a violation of a noise control requirement under section 611 of the Federal Aviation Act, a copy of such notice shall also be mailed to the Administrator of the Federal Aviation Administration, and the Regional Administrator of the Federal Aviation Administration for the region in which such violation is alleged to have occurred.
                    </P>
                    <P>
                        (3) If the alleged violator is a Federal agency, service of notice shall be accomplished by registered mail, return receipt requested, addressed to, or by personal service upon, the head of such agency. A copy of such notice shall be sent electronically to both the Administrator of the Environmental Protection Agency and the Regional Administrator of the Environmental Protection Agency for the region in which such violation is alleged to have occurred via the procedure identified at 
                        <E T="03">www.epa.gov/ogc.</E>
                         If electronic service is not practicable, service of notice may be accomplished via certified mail mailed to the Administrator, c/o Office of General Counsel, Air and Radiation Law Office (mail code 2344A), Environmental Protection Agency, Attn: Service of Notice, 1200 Pennsylvania Avenue NW, Washington, DC 20460, and to the Regional Administrator of the Environmental Protection Agency for the Region in which such violation is alleged to have occurred. Such service by mail shall be accompanied by an explanation as to why electronic service is impracticable. A copy of such notice shall also be mailed to the Attorney General of the United States; and in the case of a violation of a noise control requirement under section 611 of the Federal Aviation Act, to the Administrator of the Federal Aviation Administration, and the Regional Administrator of the Federal Aviation Administration for the region in which such violation is alleged to have occurred.
                    </P>
                    <P>
                        (b) Service of notice of intent to file suit pursuant to section 12(a)(2)(A) of the Act upon the Administrator of the Environmental Protection Agency shall be accomplished electronically via the procedure identified at 
                        <E T="03">www.epa.gov/ogc.</E>
                         If electronic service is not practicable, service of notice may be accomplished via certified mail addressed to the Administrator, c/o Office of General Counsel, Air and Radiation Law Office (mail code 2344A), Environmental Protection Agency, Attn: Service of Notice, 1200 Pennsylvania Avenue NW, Washington, DC 20460. Such service by mail shall be accompanied by an explanation as to why electronic service is impracticable A copy of such notice shall be mailed to the Attorney General of the United States.
                    </P>
                    <P>
                        (c) Service of notice of intent to file suit pursuant to section 12(a)(2)(B) of the Act shall be accomplished by registered mail, return receipt requested, addressed to, or by personal service upon, the Administrator, Federal Aviation Administration, Washington, DC. A copy of such notice shall be mailed to the Attorney General of the United States. A copy of such notice shall also be sent electronically via the procedure identified at 
                        <E T="03">www.epa.gov/ogc</E>
                         to the Administrator of the Environmental Protection Agency. If electronic service is not practicable, service of notice to the Administrator of the Environmental Protection Agency may be accomplished via certified mail addressed to the Administrator, c/o Office of General Counsel, Air and Radiation Law Office (mail code 2344A), Environmental Protection Agency, Attn: Service of Notice, 1200 Pennsylvania Avenue NW, Washington, DC 20460. Such service by mail shall be accompanied by an explanation as to why electronic service is impracticable.
                    </P>
                    <P>(d) Notice given in accordance with the provisions of this part shall be deemed to have been served on the date of receipt. If service was accomplished electronically, the date of receipt will be deemed to be the date of the electronic date stamp. If service was accomplished by mail, the date of receipt will be deemed to be the date noted on the return receipt card.</P>
                </SECTION>
                <PART>
                    <HD SOURCE="HED">PART 254—PRIOR NOTICE OF CITIZEN SUITS</HD>
                </PART>
                <AMDPAR>8. The authority citation for part 210 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority: </HD>
                    <P>Sec. 7002, Pub. L. 94-580, 90 Stat. 2825 (42 U.S.C. 6972).</P>
                </AUTH>
                <AMDPAR>9. Revise § 254.2 to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 254.2 </SECTNO>
                    <SUBJECT>Service of notice.</SUBJECT>
                    <P>(a) Notice of intent to file suit under subsection 7002(a)(1) of the Act shall be served upon an alleged violator of any permit, standard, regulation, condition, requirement, or order which has become effective under this Act in the following manner:</P>
                    <P>
                        (1) If the alleged violator is a private individual or corporation, service of notice shall be accomplished by registered mail, return receipt requested, addressed to, or by personal service upon, the owner or site manager of the building, plant, installation, or facility alleged to be in violation. A copy of the notice shall be provided electronically to both the Administrator of the Environmental Protection Agency and the Regional Administrator of the Environmental Protection Agency for the Region in which the violation is alleged to have occurred via the procedure identified at 
                        <E T="03">www.epa.gov/ogc.</E>
                         If electronic service is not practicable, service of notice may be accomplished via certified mail addressed to the Administrator, c/o Office of General Counsel, Solid Waste and Emergency Response Law Office, Environmental Protection Agency, Attn: Service of Notice, 1200 Pennsylvania Avenue NW, Washington, DC 20460, and addressed to the Regional Administrator of the Environmental Protection Agency for the Region in which the violation is alleged to have occurred. Such service by mail shall be accompanied by an explanation as to why electronic service is impracticable. A copy of the notice shall be mailed to the chief administrative officer of the solid waste management agency for the State in which the violation is alleged to have occurred. If the alleged violator is a corporation, a copy of the notice 
                        <PRTPAGE P="8816"/>
                        shall also be mailed to the registered agent, if any, of that corporation in the State in which such violation is alleged to have occurred.
                    </P>
                    <P>
                        (2) If the alleged violator is a State or local agency, service of notice shall be accomplished by registered mail, return receipt requested, addressed to, or by personal service upon, the head of that agency. A copy of the notice shall be provided electronically to both the Administrator of the Environmental Protection Agency and the Regional Administrator of the Environmental Protection Agency for the Region in which the violation is alleged to have occurred via the procedure identified at 
                        <E T="03">www.epa.gov/ogc.</E>
                         If electronic service is not practicable, service of notice may be accomplished via certified mail addressed to the Administrator, c/o Office of General Counsel, Solid Waste and Emergency Response Law Office, Environmental Protection Agency, Attn: Service of Notice, 1200 Pennsylvania Avenue NW, Washington, DC 20460, and addressed to the Regional Administrator of the Environmental Protection Agency for the Region in which the violation is alleged to have occurred. Such service by mail shall be accompanied by an explanation as to why electronic service is impracticable. A copy of the notice shall be mailed to the chief administrator of the solid waste management agency for the State in which the violation is alleged to have occurred.
                    </P>
                    <P>
                        (3) If the alleged violator is a Federal agency, service of notice shall be accomplished by registered mail, return receipt requested, addressed to, or by personal service upon, the head of the agency. A copy of the notice shall be provided electronically to both the Administrator of the Environmental Protection Agency and the Regional Administrator of the Environmental Protection Agency for the Region in which the violation is alleged to have occurred via the procedure identified at 
                        <E T="03">www.epa.gov/ogc.</E>
                         If electronic service is not practicable, service of notice may be accomplished via certified mail addressed to the Administrator, c/o Office of General Counsel, Solid Waste and Emergency Response Law Office, Environmental Protection Agency, Attn: Service of Notice, 1200 Pennsylvania Avenue NW, Washington, DC 20460, and addressed to the Regional Administrator of the Environmental Protection Agency for the Region in which the violation is alleged to have occurred. Such service by mail shall be accompanied by an explanation as to why electronic service is impracticable. A copy of the notice shall be mailed to the Attorney General of the United States, and the chief administrative officer of the solid waste management agency for the State in which the violation is alleged to have occurred.
                    </P>
                    <P>
                        (b) Service of notice of intent to file suit under subsection 7002(a)(2) of the Act shall be served upon the Administrator of the Environmental Protection Agency electronically via the procedure identified at 
                        <E T="03">www.epa.gov/ogc.</E>
                         If electronic service is not practicable, service of notice may be accomplished via certified mail addressed to the Administrator, c/o Office of General Counsel, Solid Waste and Emergency Response Law Office, Environmental Protection Agency, Attn: Service of Notice, 1200 Pennsylvania Avenue NW, Washington, DC 20460. Such service by mail shall be accompanied by an explanation as to why electronic service is impracticable. A copy of the notice shall be mailed to the Attorney General of the United States.
                    </P>
                    <P>(c) Notice given in accordance with the provisions of this part shall be considered to have been served on the date of receipt. If service was accomplished by mail, the date of receipt will be considered to be the date noted on the return receipt card. If service was accomplished electronically, the date of receipt will be deemed to be the date of the electronic date stamp.</P>
                </SECTION>
                <PART>
                    <HD SOURCE="HED">PART 374—PRIOR NOTICE OF CITIZEN SUITS</HD>
                </PART>
                <AMDPAR>10. The authority citation for part 374 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>42 U.S.C. 9659.</P>
                </AUTH>
                <AMDPAR>11. Revise § 374.2 to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 374.2 </SECTNO>
                    <SUBJECT>Service of notice.</SUBJECT>
                    <P>
                        (a) 
                        <E T="03">Violation of standard, regulation, condition, requirement, or order.</E>
                         Notice of intent to file suit under subsection 310(a)(1) of the Act shall be served by personal service upon, or by certified mail, return receipt requested, addressed to the alleged violator of any standard, regulation, condition, requirement, or order which has become effective pursuant to this Act in the following manner:
                    </P>
                    <P>
                        (1) If the alleged violator is a private individual or corporation, notice shall be served by personal service upon, or by certified mail, return receipt requested, addressed to the person alleged to be in violation. If the alleged violator is a corporation, a copy of the notice shall also be served by personal service upon or by certified mail, return receipt requested, addressed to the registered agent, if any, of that corporation in the State in which the violation is alleged to have occurred. A copy of the notice shall be served by personal service upon or by certified mail, return receipt requested, addressed to the United States Attorney General; to the Attorney General of the State in which the violation is alleged to have occurred; and to the head of the Federal agency with delegated responsibility for the CERCLA provision allegedly violated, pursuant to Executive Order 12580, 3 CFR, 1987 Comp., p. 193, as amended by Executive Order 12777, 3 CFR, 1991 Comp., p. 351. If the Environmental Protection Agency has responsibility for the CERCLA provision allegedly violated, then a copy of the notice shall be provided electronically to both the Administrator of the Environmental Protection Agency and the Regional Administrator of the Environmental Protection Agency for the Region in which the violation is alleged to have occurred via the procedure identified 
                        <E T="03">at www.epa.gov/ogc.</E>
                         If electronic service is not practicable, service of notice may be accomplished via certified mail addressed to the Administrator, c/o Office of General Counsel, Solid Waste and Emergency Response Law Office, Environmental Protection Agency, Attn: Service of Notice, 1200 Pennsylvania Avenue NW, Washington, DC 20460, and addressed to the Regional Administrator of the Environmental Protection Agency for the Region in which the violation is alleged to have occurred. Such service by mail shall be accompanied by an explanation as to why electronic service is impracticable. A list of addresses that may be useful in providing notice of citizen suits is provided at § 374.6. Note that these addresses are subject to change and must be verified prior to use.
                    </P>
                    <P>
                        (2) If the alleged violator is a State or local agency, notice shall be served by personal service upon or by certified mail, return receipt requested, addressed to the head of that agency. A copy of the notice shall be served by personal service upon or by certified mail, return receipt requested, addressed to the United States Attorney General; to the Attorney General of the State in which the violation is alleged to have occurred; and to the head of the Federal agency with delegated responsibility, pursuant to Executive Order 12580, for the CERCLA provision allegedly violated. If the Environmental Protection Agency has the delegated responsibility for the CERCLA provision allegedly violated, then a copy of the notice shall be provided electronically to both the Administrator of the Environmental Protection Agency and 
                        <PRTPAGE P="8817"/>
                        the Regional Administrator of the Environmental Protection Agency for the Region in which the violation is alleged to have occurred via the procedure identified at 
                        <E T="03">www.epa.gov/ogc.</E>
                         If electronic service is not practicable, service of notice may be accomplished via certified mail addressed to the Administrator, c/o Office of General Counsel, Solid Waste and Emergency Response Law Office, Environmental Protection Agency, Attn: Service of Notice, 1200 Pennsylvania Avenue NW, Washington, DC 20460, and addressed to the Regional Administrator of the Environmental Protection Agency for the Region in which the violation is alleged to have occurred. Such service by mail shall be accompanied by an explanation as to why electronic service is impracticable. A list of addresses that may be useful in providing notice of citizen suits is provided at § 374.6. Note that these addresses are subject to change and must be verified prior to use.
                    </P>
                    <P>
                        (3) If the alleged violator is a Federal agency, notice shall be served by personal service upon or by certified mail, return receipt requested, addressed to the head of the agency. A copy of the notice shall be served by personal service upon or by certified mail, return receipt requested, addressed to the United States Attorney General; to the Attorney General of the State in which the violation is alleged to have occurred; and to the head of the Federal agency with delegated responsibility, pursuant to Executive Order 12580, for the CERCLA provision allegedly violated. If the Environmental Protection Agency has the delegated responsibility for the CERCLA provision allegedly violated, then a copy of the notice shall be provided electronically to both the Administrator of the Environmental Protection Agency and the Regional Administrator of the Environmental Protection Agency for the Region in which the violation is alleged to have occurred via the procedure identified at 
                        <E T="03">www.epa.gov/ogc.</E>
                         If electronic service is not practicable, service of notice may be accomplished via certified mail addressed to the Administrator, c/o Office of General Counsel, Solid Waste and Emergency Response Law Office, Environmental Protection Agency, Attn: Service of Notice, 1200 Pennsylvania Avenue NW, Washington, DC 20460, and addressed to the Regional Administrator of the Environmental Protection Agency for the Region in which the violation is alleged to have occurred. Such service by mail shall be accompanied by an explanation as to why electronic service is impracticable. A list of addresses that may be useful in providing notice of citizen suits is provided at § 374.6. Note that these addresses are subject to change and must be verified prior to use.
                    </P>
                    <P>
                        (b) 
                        <E T="03">Failure to act.</E>
                         Service of notice of intent to file suit under subsection 310(a)(2) of the Act shall be accomplished by personal service upon or by certified mail, return receipt requested, addressed to the United States Attorney General and addressed to the head of the agency of the United States (including the Administrator of the Agency for Toxic Substances and Disease Registry), who is alleged to have failed to perform an act or duty which is not discretionary. Service upon the Administrator of the Environmental Protection Agency, if required, shall be accomplished electronically via the procedure identified at 
                        <E T="03">www.epa.gov/ogc.</E>
                         If electronic service is not practicable, service of notice may be accomplished via certified mail addressed to the Administrator, c/o Office of General Counsel, Solid Waste and Emergency Response Law Office, Environmental Protection Agency, Attn: Service of Notice, 1200 Pennsylvania Avenue NW, Washington, DC 20460. Such service by mail shall be accompanied by an explanation as to why electronic service is impracticable.
                    </P>
                    <P>
                        (c) 
                        <E T="03">Date of service.</E>
                         Notice given in accordance with the provisions of this part shall be considered to have been served on the date of receipt. If notice or copy of notice is required to be served on more than one entity, notice shall be considered to have been served on the date of receipt by the last entity served. If service was accomplished by mail, the date of receipt will be considered to be the date noted on the return receipt card. If service was accomplished electronically, the date of receipt will be deemed to be the date of the electronic date stamp.
                    </P>
                </SECTION>
                <PART>
                    <HD SOURCE="HED">PART 702—GENERAL PRACTICES AND PROCEDURES</HD>
                </PART>
                <AMDPAR>12. The authority citation for part 702 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>15 U.S.C. 2605 and 2619.</P>
                </AUTH>
                <AMDPAR>13. Amend § 702.61 by</AMDPAR>
                <AMDPAR>a. Removing paragraphs (b) and (c)(3); and</AMDPAR>
                <AMDPAR>b. Redesignating paragraphs (c) and (d) as paragraphs (b) and (c), and revising the newly redesignated paragraphs (b) and (c). The revisions read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 702.61 </SECTNO>
                    <SUBJECT>Service of notice.</SUBJECT>
                    <STARS/>
                    <P>
                        (b) 
                        <E T="03">Date of service.</E>
                         The effective date of service of a notice given in accordance with this rule shall be the date of the return receipt, if served by mail, or the date of receipt if personally served. If service was accomplished electronically, the date of receipt will be deemed to be the date of the electronic date stamp.
                    </P>
                    <P>
                        (c) 
                        <E T="03">Persons to be served and method of service</E>
                        —
                    </P>
                    <P>
                        (1) 
                        <E T="03">Violations of TSCA rules or TSCA order.</E>
                    </P>
                    <P>
                        (i) If the alleged violator is a private individual or a corporation, notice of intent to file suit shall be served on the individual or the owner or managing agent of the plant, facility, or activity alleged to be in violation. If the alleged violator is a corporation, a copy of the notice shall also be sent to the registered agent, if any, of such corporation in the State in which such violation is alleged to have occurred. Notice can be either personally served or served by certified mail—return receipt requested. A copy of the notice shall be provided electronically to the Administrator of the Environmental Protection Agency as prescribed at 
                        <E T="03">www.epa.gov/ogc.</E>
                         If electronic service is not practicable, service of notice may be accomplished via certified mail with return receipt requested, addressed to the Administrator, c/o Office of General Counsel, Pesticides and Toxic Substances Law Office, Environmental Protection Agency, Attn: Service of Notice, 1200 Pennsylvania Avenue NW, Washington, DC 20460. Such service by mail shall be accompanied by an explanation as to why electronic service is impracticable.
                    </P>
                    <P>
                        (ii) If the alleged violator is a State or local government entity, notice of intent to file suit shall be served on the head of the agency. Notice can be either personally served or served by certified mail—return receipt requested. A copy of the notice shall be provided electronically to the Administrator of the Environmental Protection Agency as prescribed at 
                        <E T="03">www.epa.gov/ogc.</E>
                         If electronic service is not practicable, service of notice may be accomplished via certified mail with return receipt requested, addressed to the Administrator, c/o Office of General Counsel, Pesticides and Toxic Substances Law Office, Environmental Protection Agency, Attn: Service of Notice, 1200 Pennsylvania Avenue NW, Washington, DC 20460. Such service by mail shall be accompanied by an explanation as to why electronic service is impracticable. A copy shall be mailed by certified mail—return receipt requested to the Attorney General of the 
                        <PRTPAGE P="8818"/>
                        United States at 10th and Constitution Avenue NW, Washington, DC 20530.
                    </P>
                    <P>
                        (iii) If the alleged violator is a Federal agency, notice of intent to file suit shall be served on the head of the agency. Notice can be either personally served or served by certified mail—return receipt requested. A copy of the notice shall be provided electronically to the Administrator of the Environmental Protection Agency as prescribed at 
                        <E T="03">www.epa.gov/ogc.</E>
                         If electronic service is not practicable, service of notice may be accomplished via certified mail with return receipt requested, addressed to the Administrator, c/o Office of General Counsel, Pesticides and Toxic Substances Law Office, Environmental Protection Agency, Attn: Service of Notice, 1200 Pennsylvania Avenue NW, Washington, DC 20460. Such service by mail shall be accompanied by an explanation as to why electronic service is impracticable. A copy shall be mailed by certified mail—return receipt requested to the Attorney General of the United States at 10th and Constitution Avenue NW, Washington, DC 20530.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Performance of non-discretionary TSCA acts or duties.</E>
                         Notice of intent to file suit shall be provided electronically to the Administrator of the Environmental Protection Agency as prescribed at 
                        <E T="03">www.epa.gov/ogc.</E>
                         If electronic service is not practicable, service of notice may be accomplished via certified mail with return receipt requested, addressed to the Administrator, c/o Office of General Counsel, Pesticides and Toxic Substances Law Office, Environmental Protection Agency, Attn: Service of Notice, 1200 Pennsylvania Avenue NW, Washington, DC 20460. Such service by mail shall be accompanied by an explanation as to why electronic service is impracticable. A copy shall be mailed by certified mail—return receipt requested to the Attorney General of the United States, at 10th and Constitution Avenue NW, Washington, DC 20530.
                    </P>
                </SECTION>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03646 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </PRORULE>
    </PRORULES>
    <VOL>91</VOL>
    <NO>36</NO>
    <DATE>Tuesday, February 24, 2026</DATE>
    <UNITNAME>Notices</UNITNAME>
    <NOTICES>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="8819"/>
                <AGENCY TYPE="F">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>Foreign-Trade Zones Board</SUBAGY>
                <DEPDOC>[B-21-2026]</DEPDOC>
                <SUBJECT>Foreign-Trade Zone (FTZ) 183, Notification of Proposed Production Activity; Ultra Clean Technology Systems and Service, Inc.; (Inputs Primarily for Semiconductor Industry); Manor, Texas</SUBJECT>
                <P>Ultra Clean Technology Systems and Service, Inc. submitted a notification of proposed production activity to the FTZ Board (the Board) for its facility in Manor, Texas within FTZ 183. The notification conforming to the requirements of the Board's regulations (15 CFR 400.22) was received on February 17, 2026.</P>
                <P>
                    Pursuant to 15 CFR 400.14(b), FTZ production activity would be limited to the specific foreign-status material(s)/component(s) and specific finished product(s) described in the submitted notification (summarized below) and subsequently authorized by the Board. The benefits that may stem from conducting production activity under FTZ procedures are explained in the background section of the Board's website—accessible via 
                    <E T="03">www.trade.gov/ftz.</E>
                </P>
                <P>The proposed finished products include: plastic tubing for fluid transfer; plastic connectors for tubing; plastic flow control valves; rubber hoses with fittings; rubber tubing; cold-drawn stainless-steel seamless tubing; pneumatic steel tubing; steel pipe fittings; stainless steel flanges; stainless steel fittings; stainless steel butt-weld pipe fittings; stainless steel pipe fittings (non-butt-weld); tube fittings; nickel alloy tubing; flexible tubing fittings; reducer weldment assemblies; filter assemblies; purifier assemblies; overhead traveling cranes; head motor removal tool assemblies; portable automatic data processing machines; pneumatic bank manifolds; manually operated valves for pipes; valves with pneumatic actuators; internal pressure-regulator assembles used in valves; coupling; machinery used in producing semiconductor devices or integrated circuits; gas delivery subassemblies used to control and distribute process gases to semiconductor wafer fabrication equipment; mounting brackets designed for semiconductor manufacturing equipment; power supply units; electric heater assemblies; flat panel display module; electrical push-button switches; optical cable connectors; electrical control panels; printed circuit assemblies for electrical control equipment; electrical control modules for electrical systems; photosensitive semiconductor receivers with integrated cable; insulated electrical conductors; fiber optic assemblies; electronic depth gauges; flow meters; mass flow controller; mass flow meters; adaptor base assemblies; input manifold assemblies; automatic thermostats; and, level controllers for liquids (duty rate ranges from duty-free to 6.2%).</P>
                <P>
                    The proposed foreign-status materials/components include: quartz sand; nitric acid; acrylic based paint; expanded polystyrene (EPS) plastic material; tubes of polypropylene plastic; plastic tubing for fluid transfer; pneumatic harnesses (polyurethane tubing); polyline tubing; plastic connectors for tubing; plastic flow control valves; non-vinyl plastic floor coverings; plastic ethylene bags; vulcanized rubber industrial tubing; reinforced rubber hoses with fittings; rubber tubes with fittings; rubber fittings; reinforced rubber hoses without fittings; reinforced rubber hoses with metal-reinforced fittings; industrial transmission belts; protective outer surface cases; wood packaging boxes; printed paper labels; manuals; cleaning manuals; printed trade materials; printed informational materials; labels; refractory ceramic products; fused quartz glass reactor holders; alloy steel tubes; seamless carbon steel pipes; welded cold-drawn circular non-alloy steel tubing; welded stainless steel tubes with circular cross-sections; welded circular carbon steel pipes; welded non-alloy steel tubes with circular cross-section; welded stainless steel tubes; cast iron pipe fittings; stainless steel flanges; substrate pipe fittings; steel flanges; non-stainless steel pipe fittings; stainless steel welded fittings; steel pipe nipples; steel wire cables with fittings; metal alloy screws; zinc screws; non-threaded steel fasteners; helical steel springs; steel springs; cast steel mounting elements; carbon steel tube fittings for industrial use; refined copper pipe fittings; copper gaskets; copper threaded fastener hooks; copper sanitary fittings; fabricated copper buss bar; nickel alloy tubing; nickel alloy fitting; aluminum plates; aluminum fittings; tantalum waste; tapping tools; clamps; hand tool sets; non-metal cutting tool attachments; hand tool cutting attachments; interchangeable tool holders; latches; base metal mounting brackets; base metal fittings; flexible metal tubing fittings; flexible base metal tubing with fittings; base metal clamps; pneumatic linear actuators; pump hardware used with fluid pumps; vacuum pumps; electric axial fans used to circulate air; centrifugal exhaust fan; air compressors; air-compressor hardware for industrial air-compression equipment; metal wire fan finger guards; industrial fans; heat exchangers; compact manifold assemblies used for distributing fluids or gases within manufacturing equipment; liquid centrifuges; water filtration equipment; liquid filtration equipment; air intake filters; mechanical subassemblies incorporated into industrial machinery for filling, sealing, labeling, or packaging products; mechanical subassemblies incorporated into industrial printing machinery for ink application, image transfer, or media handling; laser-operated machine tools; water jet cutting machine; metalworking positioning tools; machine tool attachments; portable automatic data processing machines; automatic data processing units; data processing units; adaptor units for automatic data processing machines; industrial robots; molding boxes for metal foundry use; injection molds for semiconductor devices; pressure reducing valves; pneumatic bank manifolds; pressure relief valves; gas delivery systems; bearing housings; couplings; mechanical seals; metal sheeting gaskets; gaskets; custom enclosure assembly; machines for flat panel manufacturing; gas line weldments; custom sheet metal fabrication; industrial valve system hardware; direct current electric motors; single-phase alternating current electrical motors; multi-phase 
                    <PRTPAGE P="8820"/>
                    alternating current electrical motors; power supply hardware; welding machine hardware; electric heating apparatuses; heater assemblies; thermocouples; switching equipment; audio frequency electric amplifiers; solid state storage devices; liquid crystals; digital video cameras; fire alarm systems; indicator panels with display screens; ceramic multilayer capacitors; printed circuit boards; high voltage automatic circuit breakers; electrical relays; optical cable connectors; electronic integrated circuit assemblies; electrical spacers; insulated electrical winding wires; coaxial electrical cables; ignition wire sets; insulated metal-core wire with non-metallic jacket; insulated electrical wires; electrical insulators; fiber optic assemblies; electronic depth gauge; mass flow meters; probe cable assemblies; adaptor base assemblies; automatic thermostats; hydraulic control instruments; and, pneumatic control instruments (duty rate ranges from duty-free to 20%).
                </P>
                <P>The request indicates that certain materials/components are subject to duties under section 1702(a)(1)(B) of the International Emergency Economic Powers Act (section 1702), section 232 of the Trade Expansion Act of 1962 (section 232), or section 301 of the Trade Act of 1974 (section 301), depending on the country of origin. The applicable section 1702, section 232, and section 301 decisions require subject merchandise to be admitted to FTZs in privileged foreign (PF) status (19 CFR 146.41). The request also indicates that welded cold-drawn circular non-alloy steel tubing is subject to an antidumping/countervailing duty (AD/CVD) order/investigation if imported from the People's Republic of China. The Board's regulations (15 CFR 400.13(c)(2)) require that merchandise subject to AD/CVD orders, or items which would be otherwise subject to suspension of liquidation under AD/CVD procedures if they entered U.S. customs territory, be admitted to the zone in PF status (19 CFR 146.41).</P>
                <P>
                    Public comment is invited from interested parties. Submissions shall be addressed to the Board's Executive Secretary and sent to: 
                    <E T="03">ftz@trade.gov.</E>
                     The closing period for their receipt is April 6, 2026.
                </P>
                <P>A copy of the notification will be available for public inspection in the “Online FTZ Information System” section of the Board's website.</P>
                <P>
                    For further information, contact Brian Warnes at 
                    <E T="03">brian.warnes@trade.gov.</E>
                </P>
                <SIG>
                    <DATED>Dated: February 20, 2026.</DATED>
                    <NAME>Elizabeth Whiteman,</NAME>
                    <TITLE>Executive Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-03683 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>Foreign-Trade Zones Board</SUBAGY>
                <DEPDOC>[B-20-2026]</DEPDOC>
                <SUBJECT>Foreign-Trade Zone (FTZ) 93, Notification of Proposed Production Activity; Alder SOL Holdings LLC dba StayOnline; (Power Cords); Henderson, North Carolina</SUBJECT>
                <P>Alder SOL Holdings LLC dba StayOnline submitted a notification of proposed production activity to the FTZ Board (the Board) for its facility in Henderson, North Carolina within FTZ 93. The notification conforming to the requirements of the Board's regulations (15 CFR 400.22) was received on February 12, 2026.</P>
                <P>
                    Pursuant to 15 CFR 400.14(b), FTZ production activity would be limited to the specific foreign-status material(s)/component(s) and specific finished product(s) described in the submitted notification (summarized below) and subsequently authorized by the Board. The benefits that may stem from conducting production activity under FTZ procedures are explained in the background section of the Board's website—accessible via 
                    <E T="03">www.trade.gov/ftz.</E>
                </P>
                <P>The proposed finished products include: Power cords and Adapters (duty rate is 2.6%).</P>
                <P>The proposed foreign-status materials/components include: Rewireable Plugs; Rewireable Connectors; Rewireable Receptacles; Rewireable Inlets; Vinyl chloride polymer molding resin; Bulk cords of Service Junior Thermoplastic (SJT) wire; Bulk Wire, SVT; Bulk Wire, SJTW; Bulk Wire, STE; Bulk Wire, SJTOOW; Bulk Wire, SJTOW; Bulk Wire, SOOW; Bulk Wire, YY; Bulk Wire, HO7RN; Bulk Wire, HO5VV; Bulk Wire, HO3VV; Bulk Wire, LSZH; Bulk Wire, TPE; Bulk Wire, TPU; Bulk Wire, PUR; Bulk Wire, Shielded; Plastic Molding Components; and Nickel-plated copper Terminal Components (duty rate ranges from duty-free to 6.5%).</P>
                <P>The request indicates that certain materials/components may be subject to duties under section 1702(a)(1)(B) of the International Emergency Economic Powers Act (section 1702), or section 301 of the Trade Act of 1974 (section 301), depending on the country of origin. The applicable section 1702 and section 301 decisions require subject merchandise to be admitted to FTZs in privileged foreign status (19 CFR 146.41).</P>
                <P>
                    Public comment is invited from interested parties. Submissions shall be addressed to the Board's Executive Secretary and sent to: 
                    <E T="03">ftz@trade.gov.</E>
                     The closing period for their receipt is April 6, 2026.
                </P>
                <P>A copy of the notification will be available for public inspection in the “Online FTZ Information System” section of the Board's website.</P>
                <P>
                    For further information, contact John Frye at 
                    <E T="03">John.Frye@trade.gov.</E>
                </P>
                <SIG>
                    <DATED>Dated: February 20, 2026.</DATED>
                    <NAME>Elizabeth Whiteman,</NAME>
                    <TITLE>Executive Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-03682 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>Bureau of Industry and Security</SUBAGY>
                <SUBJECT>Agency Information Collection Activities; Submission to the Office of Management and Budget (OMB) for Review and Approval; Comment Request; Reporting of Violations of the Export Administration Regulations</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Bureau of Industry and Security, Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of Information Collection, request for comment.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Department of Commerce, in accordance with the Paperwork Reduction Act of 1995 (PRA), invites the general public and other Federal agencies to comment on proposed, and continuing information collections, which helps us assess the impact of our information collection requirements and minimize the public's reporting burden. The purpose of this notice is to allow for 60 days of public comment preceding submission of the collection to OMB.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>To ensure consideration, comments regarding this proposed information collection must be received on or before April 27, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Interested persons are invited to submit comments by email to Nancy Kook, IC Liaison, Bureau of Industry and Security, at 
                        <E T="03">PRA@bis.doc.gov</E>
                         or to 
                        <E T="03">PRAcomments@doc.gov</E>
                        ). Please reference OMB Control Number 0694-0122 in the subject line of your comments. Do not submit Confidential Business Information or otherwise sensitive or protected information.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Requests for additional information or 
                        <PRTPAGE P="8821"/>
                        specific questions related to collection activities should be directed to Nancy Kook, IC Liaison, Bureau of Industry and Security, phone 202-482-2440 or by email at 
                        <E T="03">PRA@bis.doc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Abstract</HD>
                <P>This collection of information is needed to detect violations of the Export Administration Regulations (EAR) and determine if an investigation or prosecution is necessary and to reach a settlement with violators. Reporting violations or imminent violations, whether through voluntary self-disclosures or based on information provided by those who have direct knowledge of possible violations of the EAR, strengthens BIS's enforcement efforts. The disclosure activities and burden associated with this collection allows BIS to begin and conduct investigations faster and with more accurate information than would be the case if BIS had to detect the violations without such information or disclosures. BIS evaluates the seriousness of the violation and either (1) Informs the person making the disclosure that no action is warranted; (2) issues a warning letter; (3) issues a proposed charging letter and attempts to settle the matter; (4) issues a charging letter if settlement is not reached; and/or (5) refers the matter to the U.S. Department of Justice for criminal prosecution.</P>
                <P>
                    BIS is revising the title of this collection of information to better reflect enforcement and protective measures associated with the full scope of disclosures that are covered in Part 764 of the EAR. In addition, with the modernization of its website (
                    <E T="03">www.bis.gov</E>
                    ), BIS would like to add additional questions for submission of online tips to make the submission process easier for the public and to allow BIS to more effectively triage and process a tip once it has been submitted.
                </P>
                <HD SOURCE="HD1">II. Method of Collection</HD>
                <P>Electronic.</P>
                <HD SOURCE="HD1">III. Data</HD>
                <P>
                    <E T="03">OMB Control Number:</E>
                     0694-0058.
                </P>
                <P>
                    <E T="03">Form Number(s):</E>
                     None.
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Regular submission, revision of a current information collection.
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Business or other for-profit organizations.
                </P>
                <P>
                    <E T="03">Estimated Number of Respondents:</E>
                     660.
                </P>
                <P>
                    <E T="03">Estimated Time per Response:</E>
                     2 hours and 50 minutes.
                </P>
                <P>
                    <E T="03">Estimated Total Annual Burden Hours:</E>
                     1870.
                </P>
                <P>
                    <E T="03">Estimated Total Annual Cost to Public:</E>
                     0.
                </P>
                <P>
                    <E T="03">Respondent's Obligation:</E>
                     Voluntary.
                </P>
                <P>
                    <E T="03">Legal Authority:</E>
                     Export Control Reform Act (ECRA) of 2018.
                </P>
                <HD SOURCE="HD1">IV. Request for Comments</HD>
                <P>We are soliciting public comments to permit the Department/Bureau to: (a) Evaluate whether the proposed information collection is necessary for the proper functions of the Department, including whether the information will have practical utility; (b) Evaluate the accuracy of our estimate of the time and cost burden for this proposed collection, including the validity of the methodology and assumptions used; (c) Evaluate ways to enhance the quality, utility, and clarity of the information to be collected; and (d) Minimize the reporting burden on those who are to respond, including the use of automated collection techniques or other forms of information technology.</P>
                <P>Comments that you submit in response to this notice are a matter of public record. We will include or summarize each comment in our request to OMB to approve this ICR. Before including your address, phone number, email address, or other personal identifying information in your comment, you should be aware that your entire comment—including your personal identifying information—may be made publicly available at any time. While you may ask us in your comment to withhold your personal identifying information from public review, we cannot guarantee that we will be able to do so.</P>
                <SIG>
                    <NAME>Sheleen Dumas,</NAME>
                    <TITLE>Departmental PRA Compliance Officer, Office of the Under Secretary of Economic Affairs, Commerce Department.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03676 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-33-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>Bureau of Industry and Security</SUBAGY>
                <SUBJECT>Agency Information Collection Activities; Submission to the Office of Management and Budget (OMB) for Review and Approval; Comment Request; Foreign Availability Procedures</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Bureau of Industry and Security, Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of information collection, request for comment.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Department of Commerce, in accordance with the Paperwork Reduction Act of 1995 (PRA), invites the general public and other Federal agencies to comment on proposed, and continuing information collections, which helps us assess the impact of our information collection requirements and minimize the public's reporting burden. The purpose of this notice is to allow for 60 days of public comment preceding submission of the collection to OMB.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>To ensure consideration, comments regarding this proposed information collection must be received on or before April 27, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Interested persons are invited to submit comments by email to Nancy Kook, IC Liaison, Bureau of Industry and Security, at 
                        <E T="03">PRA@bis.doc.gov</E>
                         or to 
                        <E T="03">PRAcomments@doc.gov.</E>
                         Please reference OMB Control Number 0694-0004 in the subject line of your comments. Do not submit Confidential Business Information or otherwise sensitive or protected information.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Requests for additional information or specific questions related to collection activities should be directed to Nancy Kook, IC Liaison, Bureau of Industry and Security, phone 202-482-2440 or by email at 
                        <E T="03">PRA@bis.doc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Abstract</HD>
                <P>This information is collected in order to respond to requests by Congress and industry to make foreign availability determinations in accordance with Section 768 of the Export Administration Regulations. Continued restrictions on exports when comparable items are available from uncontrollable sources decreases U.S. competitiveness in high technology industries and undermines U.S. national security interests. Exporters are urged to voluntarily submit data to support the contention that items controlled for export for national security reasons are available-in-fact, from a non-U.S. source, in sufficient quantity and of comparable quality so as to render the control ineffective.</P>
                <HD SOURCE="HD1">II. Method of Collection</HD>
                <P>Electronic.</P>
                <HD SOURCE="HD1">III. Data</HD>
                <P>
                    <E T="03">OMB Control Number:</E>
                     0694-0004.
                </P>
                <P>
                    <E T="03">Form Number(s):</E>
                     None.
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Regular submission, extension of a current information collection.
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Business or other for-profit organizations.
                </P>
                <P>
                    <E T="03">Estimated Number of Respondents:</E>
                     2.
                </P>
                <P>
                    <E T="03">Estimated Time per Response:</E>
                     255.
                    <PRTPAGE P="8822"/>
                </P>
                <P>
                    <E T="03">Estimated Total Annual Burden Hours:</E>
                     510.
                </P>
                <P>
                    <E T="03">Estimated Total Annual Cost to Public:</E>
                     0.
                </P>
                <P>
                    <E T="03">Respondent's Obligation:</E>
                     Voluntary.
                </P>
                <P>
                    <E T="03">Legal Authority: Section</E>
                     1754(a)(6) of the Export Control Reform Act (ECRA).
                </P>
                <HD SOURCE="HD1">IV. Request for Comments</HD>
                <P>We are soliciting public comments to permit the Department/Bureau to: (a) Evaluate whether the proposed information collection is necessary for the proper functions of the Department, including whether the information will have practical utility; (b) Evaluate the accuracy of our estimate of the time and cost burden for this proposed collection, including the validity of the methodology and assumptions used; (c) Evaluate ways to enhance the quality, utility, and clarity of the information to be collected; and (d) Minimize the reporting burden on those who are to respond, including the use of automated collection techniques or other forms of information technology.</P>
                <P>Comments that you submit in response to this notice are a matter of public record. We will include or summarize each comment in our request to OMB to approve this ICR. Before including your address, phone number, email address, or other personal identifying information in your comment, you should be aware that your entire comment—including your personal identifying information—may be made publicly available at any time. While you may ask us in your comment to withhold your personal identifying information from public review, we cannot guarantee that we will be able to do so.</P>
                <SIG>
                    <NAME>Sheleen Dumas,</NAME>
                    <TITLE>Departmental PRA Compliance Officer, Office of the Under Secretary of Economic Affairs, Commerce Department.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03675 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-33-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>International Trade Administration</SUBAGY>
                <DEPDOC>[A-583-853]</DEPDOC>
                <SUBJECT>Certain Crystalline Silicon Photovoltaic Products from Taiwan: Final Results of the Antidumping Duty Administrative Review: 2023-2024</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Enforcement and Compliance, International Trade Administration, Department of Commerce.</P>
                </AGY>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The U.S. Department of Commerce (Commerce) finds that EEPV Corp. (EEPV), a producer/exporter subject to this administrative review, did not make sales of certain crystalline silicon photovoltaic products from Taiwan at less than normal value during the period of review (POR) of February 1, 2023, through January 31, 2024.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Applicable February 24, 2026.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Thomas Martin, AD/CVD Operations, Office IV, Enforcement and Compliance, International Trade Administration, U.S. Department of Commerce, 1401 Constitution Avenue NW, Washington, DC 20230; telephone: (202) 482-3936.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    On June 11, 2025, Commerce published the 
                    <E T="03">Preliminary Results</E>
                     of this administrative review in the 
                    <E T="04">Federal Register</E>
                     and invited interested parties to comment.
                    <SU>1</SU>
                    <FTREF/>
                     On August 22, 2025, Commerce issued a post-preliminary analysis memorandum in which it made certain changes to its differential pricing analysis.
                    <SU>2</SU>
                    <FTREF/>
                     Due to the lapse in appropriations and Federal Government shutdown, on November 14, 2025, Commerce tolled all deadlines in administrative proceedings by 47 days.
                    <SU>3</SU>
                    <FTREF/>
                     Additionally, due to workflow delays and outages experienced by Enforcement and Compliance's Antidumping and Countervailing Duty Centralized Electronic Service System (ACCESS), on November 24, 2025, Commerce tolled all deadlines in administrative proceedings by 21 days.
                    <SU>4</SU>
                    <FTREF/>
                     Accordingly, the deadline for these final results is now February 17, 2026.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">See</E>
                         Certain 
                        <E T="03">Crystalline Silicon Photovoltaic Products from Taiwan: Preliminary Results of Antidumping Duty Administrative Review; 2023-2024,</E>
                         90 FR 24588 (June 11, 2025) (
                        <E T="03">Preliminary Results</E>
                        ), and accompanying Preliminary Decision Memorandum (PDM).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         
                        <E T="03">See</E>
                         Memorandum, “Post-Preliminary Analysis for the Administrative Review of Certain Crystalline Silicon Photovoltaic Products from Taiwan,” dated August 2, 2025 (Post Preliminary Results).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See</E>
                         Memorandum, “Deadlines Affected by the Shutdown of the Federal Government,” dated November 14, 2025.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See</E>
                         Memorandum, “Tolling of all Case Deadlines,” dated November 24, 2025.
                    </P>
                </FTNT>
                <P>
                    A summary of the events that occurred since the 
                    <E T="03">Preliminary Results</E>
                     and Post Preliminary Results, as well as a full discussion of the issues raised by the respondent for these final results, are discussed in the Issues and Decision Memorandum.
                    <SU>5</SU>
                    <FTREF/>
                     The Issues and Decision Memorandum is a public document and is on file electronically via ACCESS. ACCESS is available to registered users at 
                    <E T="03">https://access.trade.gov.</E>
                     In addition, a complete version of the Issues and Decision Memorandum can be accessed directly at 
                    <E T="03">https://access.trade.gov/public/FRNoticesListLayout.aspx.</E>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See</E>
                         Memorandum, “Issues and Decision Memorandum for the Final Results of the Ninth Administrative Review of the Antidumping Duty Order on Certain Crystalline Silicon Photovoltaic Products from Taiwan; 2023-2024,” dated concurrently with, and hereby adopted by, this notice (Issues and Decision Memorandum).
                    </P>
                </FTNT>
                <P>Commerce conducted this administrative review in accordance with section 751(a)(1)(B) of the Tariff Act of 1930, as amended (the Act).</P>
                <HD SOURCE="HD1">
                    Scope of the Order 
                    <E T="01">
                        <SU>6</SU>
                    </E>
                    <FTREF/>
                </HD>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See Certain Crystalline Silicon Photovoltaic Products from Taiwan: Antidumping Duty Order,</E>
                         80 FR 8596 (February 18, 2015) (
                        <E T="03">Order</E>
                        ).
                    </P>
                </FTNT>
                <P>
                    The merchandise covered by the 
                    <E T="03">Order</E>
                     is crystalline silicon photovoltaic cells, and modules, laminates and/or panels consisting of crystalline silicon photovoltaic cells, whether or not partially or fully assembled into other products, including building integrated materials.
                </P>
                <P>
                    A full description of the scope of the 
                    <E T="03">Order</E>
                     is contained in the Issues and Decision Memorandum.
                    <SU>7</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See</E>
                         Memorandum, “Issues and Decision Memorandum for the Final Results of the Ninth Administrative Review of the Antidumping Duty Order on Certain Crystalline Silicon Photovoltaic Products from Taiwan; 2023-2024,” dated concurrently with, and hereby adopted by, this notice (Issues and Decision Memorandum).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Analysis of Comments Received</HD>
                <P>All issues raised in the case brief filed by EEPV are listed as an appendix to this notice and addressed in the Issues and Decision Memorandum.</P>
                <HD SOURCE="HD1">Changes Since the Preliminary Results</HD>
                <P>
                    Based on a review of the record and comments received from the interested party regarding the 
                    <E T="03">Preliminary Results,</E>
                     we made certain changes to the preliminary weighted-average dumping margin calculated for EEPV. For a detailed discussion of these changes, 
                    <E T="03">see</E>
                     the Issues and Decision Memorandum.
                </P>
                <HD SOURCE="HD1">Final Results of Review</HD>
                <P>Commerce determines that the following estimated weighted-average dumping margin exists for the period February 1, 2023, through January 31, 2024:</P>
                <GPOTABLE COLS="2" OPTS="L2,tp0,i1" CDEF="s50,9C">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Exporter/producer</CHED>
                        <CHED H="1">
                            Weighted-average dumping margin
                            <LI>(percent)</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">EEPV Corp</ENT>
                        <ENT>0.00</ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">Disclosure</HD>
                <P>
                    Commerce intends to disclose the calculations performed in connection with these final results to interested parties within five days after public announcement or, if there is no public 
                    <PRTPAGE P="8823"/>
                    announcement, within five days of the date of publication of this notice in the 
                    <E T="04">Federal Register</E>
                    <E T="03">,</E>
                     in accordance with 19 CFR 351.224(b).
                </P>
                <HD SOURCE="HD1">Assessment Rates</HD>
                <P>
                    Pursuant to section 751(a)(2)(C) of the Act, and 19 CFR 351.212(b)(1), Commerce shall determine, and U.S. Customs and Border Protection (CBP) shall assess, antidumping duties on all appropriate entries covered by this review. Pursuant to 19 CFR 351.212(b)(1), where the respondent reported the entered value of its U.S. sales, we calculated importer-specific antidumping duty assessment rates by aggregating the total amount of dumping calculated for the examined sales of each importer and dividing each of these amounts by the total entered value associated with those sales. Where the respondent did not report entered value, we calculated a per-unit assessment rate for each importer by dividing the total amount of dumping calculated for the examined sales made to that importer by the total quantity associated with those sales. To determine whether an importer-specific, per-unit assessment rate is 
                    <E T="03">de minimis,</E>
                     in accordance with 19 CFR 351.106(c)(2), we also calculated an importer-specific 
                    <E T="03">ad valorem</E>
                     ratio based on estimated entered values. Where either the respondent's weighted-average dumping margin is zero or 
                    <E T="03">de minimis</E>
                     within the meaning of 19 CFR 351.106(c)(1), or an importer-specific assessment rate is zero or 
                    <E T="03">de minimis,</E>
                     we will instruct CBP to liquidate the appropriate entries without regard to antidumping duties.
                </P>
                <P>
                    Commerce's “automatic assessment” practice will apply to entries of subject merchandise during the POR produced by EEPV for which the company did not know that the merchandise it sold to the intermediary (
                    <E T="03">e.g.,</E>
                     a reseller, trading company, or exporter) was destined for the United States. In such instances, we will instruct CBP to liquidate unreviewed entries at the all-others rate of 19.50 percent,
                    <SU>8</SU>
                    <FTREF/>
                     if there is no rate for the intermediate company(ies) involved in the transaction.
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See Order,</E>
                         80 FR at 8597.
                    </P>
                </FTNT>
                <P>
                    Commerce intends to issue assessment instructions to CBP no earlier than 35 days after the date of publication of the final results of this review in the 
                    <E T="04">Federal Register</E>
                    . If a timely summons is filed at the U.S. Court of International Trade, the assessment instructions will direct CBP not to liquidate relevant entries until the time for parties to file a request for a statutory injunction has expired (
                    <E T="03">i.e.,</E>
                     within 90 days of publication).
                </P>
                <HD SOURCE="HD1">Cash Deposit Requirements</HD>
                <P>
                    The following cash deposit requirements will be effective for all shipments of the subject merchandise entered, or withdrawn from warehouse, for consumption on or after the publication date of the final results of this administrative review, as provided by section 751(a)(2)(C) of the Act: (1) the cash deposit rate for EEPV will be zero, the rate established in the final results of this review; (2) for merchandise exported by a company not covered in this administrative review but covered in a completed prior segment of the proceeding, the cash deposit rate will continue to be the company-specific rate published for the most recently completed segment of this proceeding; (3) if the exporter is not a firm covered in this review or completed prior segment of this proceeding but the producer is, the cash deposit rate will be the company-specific rate established for the most recently-completed segment of this proceeding for the producer of the subject merchandise; and (4) the cash deposit rate for all other producers or exporters will continue to be 19.50 percent, the rate established in the original investigation of this proceeding.
                    <SU>9</SU>
                    <FTREF/>
                     These cash deposit requirements, when imposed, shall remain in effect until further notice.
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">See Order,</E>
                         80 FR at 8597.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Notification to Importers</HD>
                <P>This notice serves as a final reminder to importers of their responsibility under 19 CFR 351.402(f)(2) to file a certificate regarding the reimbursement of antidumping duties prior to liquidation of the relevant entries during this review period. Failure to comply with this requirement could result in Commerce's presumption that reimbursement of antidumping duties occurred and the subsequent assessment of double antidumping duties.</P>
                <HD SOURCE="HD1">Administrative Protective Order (APO)</HD>
                <P>This notice also serves as a final reminder to parties subject to an APO of their responsibility concerning the return or destruction of proprietary information disclosed under APO in accordance with 19 CFR 351.305(a)(3), which continues to govern business proprietary information in this segment of the proceeding. Timely written notification of the return or destruction of APO materials, or conversion to judicial protective order, is hereby requested. Failure to comply with the regulations and the terms of an APO is a sanctionable violation.</P>
                <HD SOURCE="HD1">Notification to Interested Parties</HD>
                <P>Commerce is issuing and publishing this notice in accordance with sections 751(a)(1) and 777(i)(1) of the Act.</P>
                <SIG>
                    <DATED>Dated: February 17, 2026.</DATED>
                    <NAME>Christopher Abbott,</NAME>
                    <TITLE>Deputy Assistant Secretary for Policy and Negotiations, performing the non-exclusive functions and duties of the Assistant Secretary for Enforcement and Compliance.</TITLE>
                </SIG>
                <HD SOURCE="HD1">Appendix</HD>
                <EXTRACT>
                    <HD SOURCE="HD1">List of Topics Discussed in the Issues and Decision Memorandum</HD>
                    <FP SOURCE="FP-2">I. Summary</FP>
                    <FP SOURCE="FP-2">II. Background</FP>
                    <FP SOURCE="FP-2">
                        III. Scope of the 
                        <E T="03">Order</E>
                    </FP>
                    <FP SOURCE="FP-2">
                        IV. Changes to the 
                        <E T="03">Preliminary Results</E>
                    </FP>
                    <FP SOURCE="FP-2">V. Discussion of the Issues</FP>
                    <FP SOURCE="FP1-2">Comment 1: Whether Commerce Should Rely on EEPV's Normal Books and Records for Costs and Not Reallocate Costs for Prime and Non-Prime Production</FP>
                    <FP SOURCE="FP1-2">Comment 2: Whether Commerce Should Correct the Draft Liquidation Instructions to Reflect “EEPV Corp.” As The Exporter And/Or Producer of the Subject Merchandise</FP>
                    <FP SOURCE="FP-2">VI. Recommendation</FP>
                </EXTRACT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03680 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>International Trade Administration</SUBAGY>
                <DEPDOC>[A-570-117]</DEPDOC>
                <SUBJECT>Wood Mouldings and Millwork Products From the People's Republic of China: Final Results of Antidumping Duty Administrative Review; 2023-2024</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Enforcement and Compliance, International Trade Administration, Department of Commerce.</P>
                </AGY>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The U.S. Department of Commerce (Commerce) determines that Yinfeng Imp &amp; Exp Trading Co., Ltd./Fujian Province Youxi City Mangrove Wood Machining Co., Ltd. (Yinfeng/Mangrove), and Longquan Jiefeng Trade Co., Ltd. and Zhejiang Senya Board Industry Co., Ltd. (Longquan Jiefeng/Senya Board), exporters of wood mouldings and millworks products (millworks) from the People's Republic of China (China), sold subject merchandise in the United States at prices below normal value (NV) during the period of review (POR) from February 1, 2023, through January 31, 2024.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Applicable February 24, 2026.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Hannah Lee or Brian Smith, AD/CVD Operations, Office VIII, Enforcement 
                        <PRTPAGE P="8824"/>
                        and Compliance, International Trade Administration, U.S. Department of Commerce, 1401 Constitution Avenue NW, Washington, DC 20230; telephone: (202) 482-1216 or (202) 482-1766, respectively.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    On June 16, 2025, Commerce published the 
                    <E T="03">Preliminary Results</E>
                     of this administrative review.
                    <SU>1</SU>
                    <FTREF/>
                     On July 24, 2025, Commerce issued its Post Preliminary Analysis to make certain changes to its differential pricing analysis in this administrative review, and invited interested parties to comment.
                    <SU>2</SU>
                    <FTREF/>
                     Due to the lapse in appropriations and Federal Government Shutdown, on November 14, 2025, Commerce tolled all deadlines in administrative proceedings by 47 days,
                    <SU>3</SU>
                    <FTREF/>
                     and, due to a backlog of documents that were electronically filed via Enforcement and Compliance's Antidumping and Countervailing Duty Centralized Electronic Service System (ACCESS) during the Federal Government shutdown, on November 24, 2025, Commerce tolled all deadlines in administrative proceedings by an additional 21 days.
                    <SU>4</SU>
                    <FTREF/>
                     On November 18, 2025, Commerce extended the final results deadline by additional 60 days.
                    <SU>5</SU>
                    <FTREF/>
                     Accordingly, the current deadline for the final results of this review is February 19, 2026.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">See Wood Mouldings and Millwork Products From the People's Republic of China: Preliminary Results and Rescission, in Part, of Antidumping Duty Administrative Review; 2023-2024,</E>
                         90 FR 25209 (June 16, 2025) (
                        <E T="03">Preliminary Results</E>
                        ), and accompanying Preliminary Decision Memorandum.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         
                        <E T="03">See</E>
                         Memorandum, “Post-Preliminary Analysis for the Administrative Review of Wood Mouldings and Millwork Products from the People's Republic of China,” dated July 24, 2025; 
                        <E T="03">see also</E>
                         Memorandum, “Revised Briefing Schedule” dated July 28, 2025.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See</E>
                         Memorandum, “Deadlines Affected by the Shutdown of Federal Government,” dated November 14, 2025.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See</E>
                         Memorandum, “Tolling of all Case Deadlines,” dated November 24, 2025.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See</E>
                         Memorandum, “Extension of Deadline for Final Results of Antidumping Duty Administrative Review,” dated November 18, 2025.
                    </P>
                </FTNT>
                <P>
                    For the events subsequent to the 
                    <E T="03">Preliminary Results, see</E>
                     the Issues and Decision Memorandum.
                    <SU>6</SU>
                    <FTREF/>
                     The Issues and Decision Memorandum is a public document and is on file electronically via ACCESS. ACCESS is available to registered users at 
                    <E T="03">https://access.trade.gov.</E>
                     In addition, a complete version of the Issues and Decision Memorandum can be accessed directly at 
                    <E T="03">https://access.trade.gov/public/FRNoticesListLayout.aspx.</E>
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         Memorandum, “Issues and Decision Memorandum for the Final Results of Antidumping Duty Administrative Review: Wood Mouldings and Millwork Products from the People's Republic of China; 2023-2024,” dated concurrently with, and hereby adopted by, this notice (Issues and Decision Memorandum).
                    </P>
                </FTNT>
                <P>Commerce is conducting this administrative review in accordance with section 751 of the Tariff Act of 1930, as amended (the Act).</P>
                <HD SOURCE="HD1">
                    Scope of the Order 
                    <E T="51">7</E>
                    <FTREF/>
                </HD>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See Wood Mouldings and Millwork Products from the People's Republic of China: Amended Final Antidumping Duty Determination and Antidumping Duty Order,</E>
                         86 FR 9486 (February 16, 2021) (
                        <E T="03">Order</E>
                        ).
                    </P>
                </FTNT>
                <P>
                    The products covered by the 
                    <E T="03">Order</E>
                     are millworks from China. A full description of the scope of the 
                    <E T="03">Order</E>
                     is contained in the Issues and Decision Memorandum.
                </P>
                <HD SOURCE="HD1">Analysis of Comments Received</HD>
                <P>All issues raised by interested parties in the case and rebuttal briefs are addressed in the Issues and Decision Memorandum. A list of the issues addressed in the Issues and Decision Memorandum is provided in Appendix I to this notice.</P>
                <HD SOURCE="HD1">Changes Since the Preliminary Results</HD>
                <P>
                    Based on a review of the record and our analysis of comments received from interested parties regarding the 
                    <E T="03">Preliminary Results,</E>
                     Commerce made certain changes to the margin calculations for Yinfeng/Mangrove, Longquan Jiefeng/Senya Board, and the non-selected companies granted separate rates in this administrative review.
                    <SU>8</SU>
                    <FTREF/>
                     In addition, we have treated two companies as part of the China-wide entity.
                    <SU>9</SU>
                    <FTREF/>
                     For further details on the changes since the 
                    <E T="03">Preliminary Results, see</E>
                     the Issues and Decision Memorandum.
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See</E>
                         Memoranda, “Final Results Calculation Memorandum for Yinfeng/Mangrove,” “Final Results Calculation Memorandum for Jiefeng/Senya Board,” “Final Calculation of the Cash Deposit Rate for Non-Selected Companies,” and, “Surrogate Values for the Final Results,” all dated concurrently with this notice.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">See</E>
                         Appendix III for these companies' names.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Separate Rates</HD>
                <P>
                    No parties commented on Commerce's preliminary separate rate decisions. Therefore, for these final results of review, we continue to grant both mandatory respondents and the companies listed in Appendix II a separate rate. We note that in the 
                    <E T="03">Preliminary Results,</E>
                     Commerce incorrectly listed Sanming Lintong Trading Co., Ltd. in the list of companies eligible for a separate rate when, in fact, we rescinded the review with respect to Sanming Lintong Trading Co., Ltd. in the 
                    <E T="03">Preliminary Results. See</E>
                     the Issues and Decision Memorandum for further discussion.
                </P>
                <HD SOURCE="HD1">China-Wide Entity</HD>
                <P>
                    As noted in the 
                    <E T="03">Preliminary Results,</E>
                     in accordance with Commerce's policy, the China-wide entity is not under review because no party specifically requested, and Commerce did not self-initiate, a review of the China-wide entity.
                    <SU>10</SU>
                    <FTREF/>
                     Thus the weighted-average dumping margin for the China-wide entity, as adjusted for export subsidies (
                    <E T="03">i.e.,</E>
                     220.87 percent),
                    <SU>11</SU>
                    <FTREF/>
                     is not subject to change as a result of this administrative review.
                    <SU>12</SU>
                    <FTREF/>
                     Because the two companies listed in Appendix III did not submit separate rate certifications but had entries of the subject merchandise during the POR, we have treated these companies as the part of China-wide entity for these final results.
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">See Antidumping Proceedings: Announcement of Change in Department Practice for Respondent Selection in Antidumping Duty Proceedings and Conditional Review of the Nonmarket Economy Entity in NME Antidumping Duty Proceedings,</E>
                         78 FR 65963 (November 4, 2013); 
                        <E T="03">see also Preliminary Results.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">See Order,</E>
                         86 FR at 9488. The weighted-average dumping margin for the China-wide entity (231.60 percent) was adjusted for export subsidies to determine the cash deposit rate (220.87 percent) for companies in the China-wide entity.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">See</E>
                         Appendix III.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Final Results of Administrative Review</HD>
                <P>
                    Commerce determines that the following weighted-average dumping margins exist for the POR, February 1, 2023, through January 31, 2024:
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         
                        <E T="03">See</E>
                         Appendix II.
                    </P>
                </FTNT>
                <GPOTABLE COLS="2" OPTS="L2,nj,tp0,i1" CDEF="s200,16">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Exporter</CHED>
                        <CHED H="1">
                            Weighted-average dumping margin
                            <LI>(percent)</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Yinfeng Imp &amp; Exp Trading Co., Ltd./Fujian Province Youxi City Mangrove Wood Machining Co., Ltd</ENT>
                        <ENT>31.18</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Longquan Jiefeng Trade Co., Ltd./Zhejiang Senya Board Industry Co., Ltd</ENT>
                        <ENT>61.86</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            Non-Selected Companies Eligible for a Separate Rate 
                            <SU>13</SU>
                        </ENT>
                        <ENT>37.24</ENT>
                    </ROW>
                </GPOTABLE>
                <PRTPAGE P="8825"/>
                <HD SOURCE="HD1">Disclosure</HD>
                <P>
                    We intend to disclose the calculations performed for the final results of this review to parties in this proceeding within five days of any public announcement or, if there is no public announcement, within five days of the date of publication of this notice in the 
                    <E T="04">Federal Register</E>
                    , in accordance with 19 CFR 351.224(b).
                </P>
                <HD SOURCE="HD1">Assessment Rates</HD>
                <P>Pursuant to section 751(a)(2)(C) of the Act and 19 CFR 351.212(b), Commerce has determined, and U.S Customs and Border Protection (CBP) shall assess, antidumping duties on all appropriate entries covered by this review.</P>
                <P>
                    For Yinfeng/Mangrove and Longquan Jiefeng/Senya Board, for which we have calculated weighted-average dumping margins that are not zero or 
                    <E T="03">de minimis</E>
                     (
                    <E T="03">i.e.,</E>
                     less than 0.5 percent), Commerce calculated importer- (or customer-) specific 
                    <E T="03">ad valorem</E>
                     assessment rates by dividing the total amount of dumping for all reviewed U.S. sales of subject merchandise to that importer (or customer) by the total entered value of the subject merchandise sold to that importer (or customer) in accordance with 19 CFR 351.212(b)(1). Where a respondent did not report entered value, we calculated per-unit importer- (or customer-) specific assessment rates based on the ratio of the total amount of antidumping duties calculated for the examined sales to the total quantity of those sales. Where an importer-specific per-unit assessment rate is zero or 
                    <E T="03">de minimis,</E>
                     Commerce will instruct CBP to liquidate appropriate entries without regard to antidumping duties. We will instruct CBP to assess antidumping duties on all appropriate entries covered by this review when the importer-specific assessment 
                    <E T="03">ad valorem</E>
                     rate calculated is above 
                    <E T="03">de minimis</E>
                     (
                    <E T="03">i.e.,</E>
                     0.50 percent). Where an importer-specific 
                    <E T="03">ad valorem</E>
                     assessment rate is zero or 
                    <E T="03">de minimis,</E>
                     Commerce will instruct CBP to liquidate the appropriate entries without regards to antidumping duties.
                </P>
                <P>
                    We will instruct CBP to apply an 
                    <E T="03">ad valorem</E>
                     assessment rate of 220.87 percent to all POR entries of subject merchandise which were exported by the companies in the China-wide entity.
                    <SU>14</SU>
                    <FTREF/>
                     For entries of subject merchandise during the POR produced by the mandatory respondents for which they did not know their merchandise was destined for the United States, we intend to instruct CBP to liquidate such entries at the China-wide rate (
                    <E T="03">i.e.,</E>
                     220.87 percent) if there is no rate for the intermediate company or companies involved in the transaction.
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         For a full discussion of this practice, 
                        <E T="03">see Non-Market Economy Antidumping Proceedings: Assessment of Antidumping Duties,</E>
                         76 FR 64694 (October 24, 2011).
                    </P>
                </FTNT>
                <P>
                    Commerce intends to issue assessment instructions to CBP no earlier than 35 days after the date of publication of these final results. If a timely summons is filed at the U.S. Court of International Trade, the assessment instructions will direct CBP not to liquidate relevant entries until the time for parties to file a request for a statutory injunction has expired (
                    <E T="03">i.e.,</E>
                     within 90 days of publication).
                </P>
                <HD SOURCE="HD1">Cash Deposit Requirements</HD>
                <P>
                    The following cash deposit requirements will be effective upon publication of these final results for all shipments of the subject merchandise from China entered, or withdrawn from warehouse, for consumption on or after the publication date, as provided by section 751(a)(2)(C) of the Act: (1) for the companies eligible for a separate rate, including the mandatory respondents, the cash deposit rate will be equal to the weighted-average dumping margin listed in the table above; (2) for previously examined Chinese and non-Chinese exporters not listed above that received a separate rate in a prior completed segment of this proceeding, the cash deposit rate will continue to be the existing exporter-specific cash deposit rate; (3) for all Chinese exporters of subject merchandise that have not been found to be entitled to a separate rate, the cash deposit rate will be the rate for the China-wide entity (
                    <E T="03">i.e.,</E>
                     220.87 percent); and (4) for all non-Chinese exporters of subject merchandise which have not received their own separate rate, the cash deposit rate will be the rate applicable to the Chinese exporter that supplied that non-Chinese exporter. These cash deposit requirements, when imposed, shall remain in effect until further notice.
                </P>
                <HD SOURCE="HD1">Notification to Importers Regarding the Reimbursement of Duties</HD>
                <P>This notice also serves as a final reminder to importers of their responsibility under 19 CFR 351.402(f)(2) to file a certificate regarding the reimbursement of antidumping duties prior to liquidation of the relevant entries during this POR. Failure to comply with this requirement could result in Commerce's presumption that reimbursement of antidumping duties has occurred and the subsequent assessment of double antidumping duties.</P>
                <HD SOURCE="HD1">Administrative Protective Order (APO)</HD>
                <P>This notice also serves as a reminder to parties subject to an APO of their responsibility concerning the return or destruction of proprietary information disclosed under APO in accordance with 19 CFR 351.305(a)(3), which continues to govern business proprietary information in this segment of the proceeding. Timely written notification of the return or destruction of APO materials, or conversion to judicial protective order, is hereby requested. Failure to comply with the regulations and terms of an APO is a violation which is subject to sanction.</P>
                <HD SOURCE="HD1">Notification to Interested Parties</HD>
                <P>We are issuing and publishing these final results of administrative review and notice in accordance with sections 751(a)(1) and 777(i) of the Act.</P>
                <SIG>
                    <DATED>Dated: February 19, 2026.</DATED>
                    <NAME>Christopher Abbott,</NAME>
                    <TITLE>Deputy Assistant Secretary for Policy and Negotiations, performing the non-exclusive functions and duties of the Assistant Secretary for Enforcement and Compliance.</TITLE>
                </SIG>
                <HD SOURCE="HD1">Appendix I</HD>
                <EXTRACT>
                    <HD SOURCE="HD1">List of Topics Discussed in the Issues and Decision Memorandum</HD>
                    <FP SOURCE="FP-2">I. Summary</FP>
                    <FP SOURCE="FP-2">II. Background</FP>
                    <FP SOURCE="FP-2">
                        III. Scope of the 
                        <E T="03">Order</E>
                    </FP>
                    <FP SOURCE="FP-2">IV. Separate Rates</FP>
                    <FP SOURCE="FP-2">
                        V. Changes Since the 
                        <E T="03">Preliminary Results</E>
                         and Post-Preliminary Analysis
                    </FP>
                    <FP SOURCE="FP-2">VI. Discussion of the Issues</FP>
                    <FP SOURCE="FP1-2">Comment 1: Surrogate Country Selection</FP>
                    <FP SOURCE="FP1-2">Comment 2: Interest Income Offset to the Selling, General, and Administrative (SG&amp;A) Expense Ratio</FP>
                    <FP SOURCE="FP1-2">Comment 3: Selection of Malaysian Surrogate Producer Financial Statements</FP>
                    <FP SOURCE="FP1-2">Comment 4: Malaysian Labor Surrogate Value (SV)</FP>
                    <FP SOURCE="FP1-2">Comment 5: Preliminary Margins Assigned to the Mandatory Respondents</FP>
                    <FP SOURCE="FP1-2">Comment 6: Use of Zeroing</FP>
                    <FP SOURCE="FP1-2">Comment 7: Differential Pricing Methodology</FP>
                    <FP SOURCE="FP1-2">Comment 8: SV Selection for Radiata Pine Logs</FP>
                    <FP SOURCE="FP1-2">Comment 9: Alleged Clerical Errors in Yinfeng/Mangrove's Preliminary Results</FP>
                    <FP SOURCE="FP1-2">Comment 10: Whether to Apply Facts Available to Value Veneer Inputs</FP>
                    <FP SOURCE="FP1-2">Comment 11: Application of Intermediate Input Methodology</FP>
                    <FP SOURCE="FP1-2">Comment 12: SV Selection for Veneers</FP>
                    <FP SOURCE="FP1-2">Comment 13: Valuation of Research and Development (R&amp;D) Input Usage</FP>
                    <FP SOURCE="FP1-2">Comment 14: Alleged Clerical Error in Longquan Jiefeng/Senya Board's Preliminary Results</FP>
                    <FP SOURCE="FP1-2">Comment 15: Assignment of Importer-Specific Assessment Rate</FP>
                    <FP SOURCE="FP1-2">Comment 16: U.S Importer/Customer Name Correction to Draft Liquidation Instructions</FP>
                    <FP SOURCE="FP-2">VII. Recommendation</FP>
                </EXTRACT>
                <PRTPAGE P="8826"/>
                <HD SOURCE="HD1">Appendix II</HD>
                <EXTRACT>
                    <HD SOURCE="HD1">Non-Selected Companies Receiving a Separate Rate</HD>
                    <FP SOURCE="FP-2">1. Anji Huaxin Bamboo &amp; Wood Products Co., Ltd.</FP>
                    <FP SOURCE="FP-2">2. Bel Trade Wood Industrial Co., Ltd. Youxi Fujian</FP>
                    <FP SOURCE="FP-2">3. Composite Technology International Limited</FP>
                    <FP SOURCE="FP-2">4. Fotiou Frames Limited</FP>
                    <FP SOURCE="FP-2">5. Fujian Hongjia Craft Products Co., Ltd.</FP>
                    <FP SOURCE="FP-2">6. Fujian Jinquan Trade Co., Ltd./Fujian Province Youxi County Baiyuan Wood Machining Co., Ltd.</FP>
                    <FP SOURCE="FP-2">7. Nanping Huatai Wood &amp; Bamboo Co., Ltd.</FP>
                    <FP SOURCE="FP-2">8. Shaxian Hengtong Wood Industry Co., Ltd.</FP>
                    <FP SOURCE="FP-2">9. Sun Valley Shado Co., Ltd.</FP>
                    <FP SOURCE="FP-2">10. Tim Feng Manufacturing Co., Ltd.</FP>
                    <FP SOURCE="FP-2">11. Zhangzhou Wanjiamei Industry &amp; Trade. Co., Ltd.</FP>
                </EXTRACT>
                <HD SOURCE="HD1">Appendix III</HD>
                <EXTRACT>
                    <HD SOURCE="HD1">Non-Selected Companies Ineligible for a Separate Rate</HD>
                    <FP SOURCE="FP-2">1. Fujian Wangbin Decorative Material Co., Ltd.</FP>
                    <FP SOURCE="FP-2">2. Shenzhen Xinjintai Industrial Co., Ltd.</FP>
                </EXTRACT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03678 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>International Trade Administration</SUBAGY>
                <DEPDOC>[C-533-907]</DEPDOC>
                <SUBJECT>Sodium Nitrite From India: Final Results of Countervailing Duty Administrative Review; 2022-2023</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Enforcement and Compliance, International Trade Administration, Department of Commerce.</P>
                </AGY>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The U.S. Department of Commerce (Commerce) determines that certain producers and exporters of sodium nitrite from India received countervailable subsidies during the period of review (POR) June 21, 2022, through December 31, 2023.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Applicable February 24, 2026.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Joshua Jacobson, AD/CVD Operations, Enforcement and Compliance, International Trade Administration, U.S. Department of Commerce, 1401 Constitution Avenue NW, Washington, DC 20230; telephone: (202) 482-0266.</P>
                    <HD SOURCE="HD1">Background</HD>
                    <P>
                        On June 11, 2025, Commerce published the 
                        <E T="03">Preliminary Results</E>
                         of the 2022-2023 administrative review of the countervailing duty order on sodium nitrite from India and invited comments from interested parties.
                        <SU>1</SU>
                        <FTREF/>
                         Due to the lapse in appropriations and Federal Government shutdown, on November 14, 2025, Commerce tolled all deadlines in administrative proceedings by 47 days.
                        <SU>2</SU>
                        <FTREF/>
                         On November 20, 2025, Commerce extended the deadline for issuing the final results of this review by 60 days, in accordance with section 751(a)(3)(A) of the Tariff Act of 1930, as amended (the Act).
                        <SU>3</SU>
                        <FTREF/>
                         Additionally, due to a backlog of documents that were electronically filed via Enforcement and Compliance's Antidumping and Countervailing Duty Centralized Electronic Service System (ACCESS) during the Federal Government shutdown, on November 24, 2025, Commerce tolled all deadlines in administrative proceedings by an additional 21 days.
                        <SU>4</SU>
                        <FTREF/>
                         Accordingly, the deadline for these final results is now February 17, 2026.
                    </P>
                    <FTNT>
                        <P>
                            <SU>1</SU>
                             
                            <E T="03">See Sodium Nitrite from India: Preliminary Results and Intent To Rescind, in Part, of Countervailing Duty Administrative Review; 2022-23,</E>
                             90 FR 24577 (June 11, 2025) (
                            <E T="03">Preliminary Results</E>
                            ), and accompanying Preliminary Decision Memorandum (PDM).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>2</SU>
                             
                            <E T="03">See</E>
                             Memorandum, “Deadlines Affected by the Shutdown of the Federal Government,” dated November 14, 2025.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>3</SU>
                             
                            <E T="03">See</E>
                             Memorandum, “Extension of Deadline for Preliminary Results,” dated August 15, 2025.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>4</SU>
                             
                            <E T="03">See</E>
                             Memorandum, “Tolling of all Case Deadlines,” dated November 24, 2025.
                        </P>
                    </FTNT>
                    <P>
                        For a complete description of the events that occurred since the 
                        <E T="03">Preliminary Results, see</E>
                         the Issues and Decision Memorandum.
                        <SU>5</SU>
                        <FTREF/>
                         The Issues and Decision Memorandum is a public document and is on file electronically via ACCESS. ACCESS is available to registered users at 
                        <E T="03">https://access.trade.gov.</E>
                         In addition, a complete version of the Issues and Decision Memorandum can be accessed directly at 
                        <E T="03">https://access.trade.gov/public/FRNoticesListLayout.aspx.</E>
                         Commerce conducted this review in accordance with section 751(a)(1)(A) of the Tariff Act of 1930, as amended (the Act).
                    </P>
                    <FTNT>
                        <P>
                            <SU>5</SU>
                             
                            <E T="03">See</E>
                             Memorandum, “Issues and Decision Memorandum for the Final Results of the Administrative Review of the Countervailing Duty Order on Sodium Nitrite from India; 2022-23,” dated concurrently with, and hereby adopted by, this notice (Issues and Decision Memorandum).
                        </P>
                    </FTNT>
                    <HD SOURCE="HD1">Scope of the Order</HD>
                    <P>
                        The products covered by the 
                        <E T="03">Order</E>
                         are sodium nitrite from India. For a full description of the scope of the 
                        <E T="03">Order, see</E>
                         the Issues and Decision Memorandum.
                    </P>
                    <HD SOURCE="HD1">Analysis of Comments Received</HD>
                    <P>All issues raised by the interested parties in their case and rebuttal briefs are addressed in the Issues and Decision Memorandum. The topics discussed and the issues raised by parties to which we responded in the Issues and Decision Memorandum are listed in the appendix to this notice.</P>
                    <HD SOURCE="HD1">Changes Since the Preliminary Results</HD>
                    <P>
                        Based on comments received from interested parties, we revised the calculation of the net countervailable subsidy rates for Deepak Nitrite Limited (DNL).
                        <SU>6</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>6</SU>
                             For a discussion of the issues, 
                            <E T="03">see</E>
                             the Issues and Decision Memorandum.
                        </P>
                    </FTNT>
                    <HD SOURCE="HD1">Methodology</HD>
                    <P>
                        Commerce conducted this administrative review in accordance with section 751(a)(1)(A) of Act. For each of the subsidy programs found to be countervailable, we determine that there is a subsidy, 
                        <E T="03">i.e.,</E>
                         a government-provided financial contribution that gives rise to a benefit to the recipient, and that the subsidy is specific.
                        <SU>7</SU>
                        <FTREF/>
                         The Issues and Decision Memorandum contains a full description of the methodology underlying Commerce's conclusions, including our reliance, in part, on facts otherwise available, pursuant to section 776 of the Act.
                    </P>
                    <FTNT>
                        <P>
                            <SU>7</SU>
                             
                            <E T="03">See</E>
                             sections 771(5)(B) and (D) of the Act regarding financial contribution; section 771(5)(E) of the Act regarding benefit; and section 771(5A) of the Act regarding specificity.
                        </P>
                    </FTNT>
                    <HD SOURCE="HD1">Non-Selected Company Rate</HD>
                    <P>
                        We made no changes to the methodology from the 
                        <E T="03">Preliminary Results</E>
                         for determining a rate for Kronox Lab Sciences Pvt Ltd. (Kronox), the only company not selected for individual examination. However, due to changes in the benefit calculations for DNL, the 2022 and 2023 non-selected rate changed for Kronox.
                    </P>
                    <HD SOURCE="HD1">Final Results of the Administrative Review</HD>
                    <P>
                        We find the following net countervailable subsidy rates for the period June 21, 2022, through December 31, 2023:
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>8</SU>
                             Deepak Nitrite Limited includes Deepak Nitrite Limited Nandesari Division.
                        </P>
                    </FTNT>
                    <GPOTABLE COLS="3" OPTS="L2,nj,tp0,i1" CDEF="s100,21,21">
                        <TTITLE> </TTITLE>
                        <BOXHD>
                            <CHED H="1">Company</CHED>
                            <CHED H="1">
                                Subsidy rate for 2022
                                <LI>
                                    (percent 
                                    <E T="03">ad valorem</E>
                                    )
                                </LI>
                            </CHED>
                            <CHED H="1">
                                Subsidy rate for 2023
                                <LI>
                                    (percent 
                                    <E T="03">ad valorem</E>
                                    )
                                </LI>
                            </CHED>
                        </BOXHD>
                        <ROW RUL="s">
                            <ENT I="01">
                                Deepak Nitrite Limited 
                                <SU>8</SU>
                            </ENT>
                            <ENT>12.01</ENT>
                            <ENT>6.07</ENT>
                        </ROW>
                        <ROW EXPSTB="02" RUL="s">
                            <PRTPAGE P="8827"/>
                            <ENT I="21">
                                <E T="02">Review-Specific Rate Applicable For Non-Examined Company</E>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="00">
                            <ENT I="01">Kronox Lab Sciences Pvt Ltd</ENT>
                            <ENT>12.01</ENT>
                            <ENT>6.07</ENT>
                        </ROW>
                    </GPOTABLE>
                    <HD SOURCE="HD1">Disclosure</HD>
                    <P>
                        We intend to disclose the calculations performed in connection with these final results of review to interested parties in this review within five days after public announcement of the final results or, if there is no public announcement, within five days of the date of publication of this notice in the 
                        <E T="04">Federal Register</E>
                        , in accordance with 19 CFR 351.224(b).
                    </P>
                    <HD SOURCE="HD1">Assessment</HD>
                    <P>
                        In accordance with section 751(a)(2)(C) of the Act and 19 CFR 351.212(b)(2), Commerce shall determine, and U.S. Customs and Border Protection (CBP) shall assess, countervailing duties on all appropriate entries covered by this review. Commerce will liquidate shipments of subject merchandise entered, or withdrawn from warehouse, for consumption for the period on or after June 21, 2022, through December 31, 2022, and for the period on or after January 1, 2023, through December 31, 2023, for the above-listed companies at the 
                        <E T="03">ad valorem</E>
                         assessment rates listed above. We intend to issue assessment instructions to CBP no earlier than 35 days after publication of the final results of this review in the 
                        <E T="04">Federal Register</E>
                        . If a timely summons is filed at the U.S. Court of International Trade, the assessment instructions will direct CBP not to liquidate relevant entries until the time for parties to file a request for a statutory injunction has expired (
                        <E T="03">i.e.,</E>
                         within 90 days of publication).
                    </P>
                    <HD SOURCE="HD1">Cash Deposit Requirements</HD>
                    <P>In accordance with section 751(a)(1) of the Act, we also intend to instruct CBP to collect cash deposits of estimated countervailing duties in the amount for the year 2023 shown for the companies listed above for shipments of subject merchandise entered, or withdrawn from warehouse, for consumption on or after the date of publication of the final results of this administrative review. For all non-reviewed firms, we will instruct CBP to continue to collect cash deposits of estimated countervailing duties at the all-others rate or the most recent company-specific rate applicable to the company, as appropriate. These cash deposit requirements, when imposed, shall remain in effect until further notice.</P>
                    <HD SOURCE="HD1">Administrative Protective Order</HD>
                    <P>This notice also serves as a final reminder to parties subject to an administrative protective order (APO) of their responsibility concerning the disposition of proprietary information disclosed under APO in accordance with 19 CFR 351.305(a)(3). Timely written notification of the return or destruction of APO materials or conversion to judicial protective order, is hereby requested. Failure to comply with the regulations and terms of an APO is a violation subject to sanction.</P>
                    <HD SOURCE="HD1">Notification to Interested Parties</HD>
                    <P>The final results are issued and published in accordance with sections 751(a)(1) and 777(i)(1) of the Act, and 19 CFR 351.221(b)(5).</P>
                    <SIG>
                        <DATED>Dated: February 17, 2026.</DATED>
                        <NAME>Christopher Abbott,</NAME>
                        <TITLE>Deputy Assistant Secretary for Policy and Negotiations, performing the non-exclusive functions and duties of the Assistant Secretary for Enforcement and Compliance.</TITLE>
                    </SIG>
                    <APPENDIX>
                        <HD SOURCE="HED">Appendix</HD>
                        <HD SOURCE="HD1">List of Topics Discussed in the Issues and Decision Memorandum</HD>
                        <FP SOURCE="FP-2">I. Summary</FP>
                        <FP SOURCE="FP-2">II. Background</FP>
                        <FP SOURCE="FP-2">
                            III. Scope of the 
                            <E T="03">Order</E>
                        </FP>
                        <FP SOURCE="FP-2">
                            IV. Changes Since the 
                            <E T="03">Preliminary Results</E>
                        </FP>
                        <FP SOURCE="FP-2">V. Use of Facts Otherwise Available and Application of Adverse Inferences</FP>
                        <FP SOURCE="FP-2">VI. Subsidies Valuation Information</FP>
                        <FP SOURCE="FP-2">VII. Analysis of Programs</FP>
                        <FP SOURCE="FP-2">VIII. Discussion of the Issues</FP>
                        <FP SOURCE="FP1-2">Comment 1: Whether Cash Deposit Rates Resulting from the First Review Should Be Based on the Net Benefits Received Over the Full POR</FP>
                        <FP SOURCE="FP1-2">Comment 2: Whether Commerce Should Rely on Adverse Facts Available to Determine DNL's CVD Rates for the Remission of Duties and Taxes on Export Products (RoDTEP) and Duty Drawback (DDB) Programs</FP>
                        <FP SOURCE="FP1-2">Comment 3: Whether Commerce Properly Calculated the Benefit for the DDB Program</FP>
                        <FP SOURCE="FP1-2">Comment 4: Whether Commerce Should Calculate Benefits For GIDC and MIDC Land DNL Purchased From Third Parties</FP>
                        <FP SOURCE="FP1-2">Comment 5: Whether Commerce Should Use Land Benchmarks Provided by the Petitioner to Measure the Benefit DNL Received for its Purchases of Land at Less Than Adequate Remuneration (LTAR)</FP>
                        <FP SOURCE="FP1-2">Comment 6: Whether Commerce Should Correct a Ministerial in Its Benefit Calculations For the Provision of Coal at LTAR</FP>
                        <FP SOURCE="FP1-2">Comment 7: Whether Deductions Under Section 80JJAA of the Income Tax Act Are Countervailable</FP>
                        <FP SOURCE="FP1-2">Comment 8: Whether Commerce's Position on the Provision of Coal and Ammonia at LTAR is Inconsistent with Past Findings</FP>
                        <FP SOURCE="FP-2">IX. Recommendation</FP>
                    </APPENDIX>
                </FURINF>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-03611 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>International Trade Administration</SUBAGY>
                <DEPDOC>[A-533-899]</DEPDOC>
                <SUBJECT>Granular Polytetrafluoroethylene Resin From India: Final Results of Antidumping Duty Administrative Review; 2023-2024</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Enforcement and Compliance, International Trade Administration, Department of Commerce.</P>
                </AGY>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The U.S. Department of Commerce (Commerce) determines that granular polytetrafluoroethylene resin (PTFE resin) from India was sold in the United States at less than normal value during the period of review (POR) March 1, 2023, through February 29, 2024.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Applicable February 24, 2026.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Noah Wetzel, AD/CVD Operations, Office VIII, Enforcement and Compliance, International Trade Administration, U.S. Department of Commerce, 1401 Constitution Avenue NW, Washington, DC 20230; telephone: (202) 482-7466.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    On July 11, 2025, Commerce published the 
                    <E T="03">Preliminary Results</E>
                     and invited interested parties to submit comments.
                    <SU>1</SU>
                    <FTREF/>
                     On July 21, 2025, Commerce issued a post-preliminary 
                    <PRTPAGE P="8828"/>
                    analysis in this administrative review.
                    <SU>2</SU>
                    <FTREF/>
                     Due to the lapse in appropriations and Federal Government shutdown, on November 14, 2025, Commerce tolled all deadlines in administrative proceedings by 47 days.
                    <SU>3</SU>
                    <FTREF/>
                     Additionally, due to a backlog of documents that were electronically filed via Enforcement and Compliance's Antidumping and Countervailing Duty Centralized Electronic Service System (ACCESS) during the Federal Government shutdown, on November 24, 2025, Commerce tolled all deadlines in administrative proceedings by an additional 21 days.
                    <SU>4</SU>
                    <FTREF/>
                     On December 29, 2025, Commerce extended the deadline for the final results of this administrative review by 35 days.
                    <SU>5</SU>
                    <FTREF/>
                     Accordingly, the deadline for the final results is now February 19, 2026.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">See Granular Polytetrafluoroethylene Resin from India: Preliminary Results of Antidumping Duty Administrative Review,</E>
                         90 FR 30842 (July 11, 2025) (
                        <E T="03">Preliminary Results</E>
                        ), and accompanying Preliminary Decision Memorandum (PDM).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         
                        <E T="03">See</E>
                         Memorandum, “Post-Preliminary Analysis Memorandum for GFCL,” dated July 21, 2025 (Post-Preliminary Analysis).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See</E>
                         Memorandum, “Deadlines Affected by the Shutdown of the Federal Government,” dated November 14, 2025.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See</E>
                         Memorandum, “Tolling of all Case Deadlines,” dated November 24, 2025.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See</E>
                         Memorandum, “Extension of Deadline for Final Results of 2023-2024 Antidumping Duty Administrative Review,” dated December 29, 2025.
                    </P>
                </FTNT>
                <P>
                    For a summary of the events that occurred since the 
                    <E T="03">Preliminary Results, see</E>
                     the Issues and Decision Memorandum.
                    <SU>6</SU>
                    <FTREF/>
                     The Issues and Decision Memorandum is a public document and is on file electronically via ACCESS. ACCESS is available to registered users at 
                    <E T="03">https://access.trade.gov.</E>
                     In addition, a complete version of the Issues and Decision Memorandum can be accessed directly at 
                    <E T="03">https://access.trade/gov/public/FRNoticesListLayout.aspx.</E>
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         Memorandum, “Issues and Decision Memorandum for the Final Results of the Administrative Review of the Antidumping Duty Order on Granular Polytetrafluoroethylene Resin from India; 2023-2024,” dated concurrently with this notice (Issues and Decision Memorandum).
                    </P>
                </FTNT>
                <P>Commerce conducted this review in accordance with section 751(a)(1)(B) of the Tariff Act of 1930, as amended (the Act).</P>
                <HD SOURCE="HD1">
                    Scope of the Order 
                    <E T="51">7</E>
                    <FTREF/>
                </HD>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See Granular Polytetrafluoroethylene Resin from India and the Russian Federation: Antidumping Duty Orders,</E>
                         87 FR 14514 (March 15, 2022) (
                        <E T="03">Order</E>
                        ).
                    </P>
                </FTNT>
                <P>
                    The merchandise covered by the 
                    <E T="03">Order</E>
                     is PTFE resin. For a complete description of the scope of the 
                    <E T="03">Order, see</E>
                     the Issues and Decision Memorandum.
                </P>
                <HD SOURCE="HD1">Analysis of Comments Received</HD>
                <P>All issues raised in the case and rebuttal briefs are listed in the appendix to this notice and addressed in the Issues and Decision Memorandum.</P>
                <HD SOURCE="HD1">Changes Since the Preliminary Results</HD>
                <P>
                    Based on our evaluation of the comments received from interested parties regarding our 
                    <E T="03">Preliminary Results</E>
                     and Post-Preliminary Analysis, and our review of the record to address those comments, we made certain changes to the weighted-average dumping margin calculation for Gujarat Fluorochemicals Limited (GFCL), as detailed in the Issues and Decision Memorandum.
                    <SU>8</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See</E>
                         Issues and Decision Memorandum at Comment 3 and 4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Final Results of Review</HD>
                <P>We determine that the following estimated weighted-average dumping margin for GFCL exists for the period March 1, 2023, through February 29, 2024:</P>
                <GPOTABLE COLS="2" OPTS="L2,nj,tp0,i1" CDEF="s100,9C">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Exporter/producer</CHED>
                        <CHED H="1">
                            Weighted-
                            <LI>average</LI>
                            <LI>dumping</LI>
                            <LI>margin</LI>
                            <LI>(percent)</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Gujarat Fluorochemicals Limited</ENT>
                        <ENT>1.83</ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">Disclosure</HD>
                <P>
                    We intend to disclose the calculations performed for these final results of review to interested parties within five days after public announcement of the final results or, if there is no public announcement, within five days of the date of publication of this notice in the 
                    <E T="04">Federal Register</E>
                    , in accordance with 19 CFR 351.224(b).
                </P>
                <HD SOURCE="HD1">Assessment Rates</HD>
                <P>Pursuant to section 751(a)(2)(C) of the Tariff Act of 1930, as amended (the Act), and 19 CFR 351.212(b)(1)Commerce has determined, and U.S. Customs and Border Protection (CBP) shall assess, antidumping duties on all appropriate entries of subject merchandise in accordance with the final results of this review.</P>
                <P>
                    Pursuant to 19 CFR 351.212(b)(1), because GFCL reported the entered value for their U.S. sales, we calculated importer-specific 
                    <E T="03">ad valorem</E>
                     duty assessment rates based on the ratio of the total amount of antidumping duties calculated for each importer's examined sales to the total entered value of those sales. Where an importer-specific assessment rate is zero or 
                    <E T="03">de minimis,</E>
                     we will instruct CBP to liquidate the appropriate entries without regard to antidumping duties.
                </P>
                <P>
                    Commerce's “automatic assessment” practice will apply to entries of subject merchandise during the POR produced by GFCL for which it did not know that the merchandise it sold to the intermediary (
                    <E T="03">e.g.,</E>
                     a reseller, trading company, or exporter) was destined for the United States. In such instances, Commerce will instruct CBP to liquidate unreviewed entries at the all-others rate if there is no rate for the intermediate company(ies) involved in the transaction.
                </P>
                <P>
                    Commerce intends to issue assessment instructions to CBP no earlier than 35 days after the date of publication of the final results of this review in the 
                    <E T="04">Federal Register</E>
                    . If a timely summons is filed at the U.S. Court of International Trade, the assessment instructions will direct CBP not to liquidate relevant entries until the time for parties to file a request for a statutory injunction has expired (
                    <E T="03">i.e.,</E>
                     within 90 days of publication).
                </P>
                <HD SOURCE="HD1">Cash Deposit Requirements</HD>
                <P>
                    The following deposit requirements will be effective for all shipments of the subject merchandise entered, or withdrawn from warehouse, for consumption on or after the publication date of the final results of this administrative review, as provided by section 751(a)(2)(C) of the Act: (1) the cash deposit rate for GFCL will be equal to the weighted-average dumping margin established in the final results of this administrative review; (2) for merchandise exported by a producer or exporter not covered in this review but covered in a prior segment of the proceeding, the cash deposit rate will continue to be the company-specific rate published for the most recently completed segment of this proceeding in which the producer or exporter participated; (3) if the exporter is not a firm covered in this review, a prior review, or the original less-than-fair-value (LTFV) investigation, but the producer is, the cash deposit rate will be the rate established for the most recently completed segment of the proceeding for the producer of the merchandise; and (4) the cash deposit rate for all other producers and exporters will continue to be 10.36 percent 
                    <E T="03">ad valorem,</E>
                     the all-others rate established in the LTFV investigation.
                    <SU>9</SU>
                    <FTREF/>
                     These cash deposit requirements, when imposed, shall remain in effect until further notice.
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">See Order.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Notification to Importers</HD>
                <P>
                    This notice serves as a final reminder to importers of their responsibility under 19 CFR 351.402(f)(2) to file a certificate regarding the reimbursement of antidumping duties prior to liquidation of the relevant entries during the POR. Failure to comply with 
                    <PRTPAGE P="8829"/>
                    this requirement could result in Commerce's presumption that reimbursement of antidumping and/or countervailing duties occurred and the subsequent assessment of double antidumping duties, and/or an increase in the amount of antidumping duties by the amount of the countervailing duties.
                </P>
                <HD SOURCE="HD1">Administrative Protective Order</HD>
                <P>This notice serves as the only reminder to parties subject to administrative protective order (APO) of their responsibility concerning the disposition of proprietary information disclosed under APO in accordance with 19 CFR 351.305(a)(3), which continues to govern business proprietary information in this segment of the proceeding. Timely written notification of return/destruction of APO materials or conversion to judicial protective order is hereby requested. Failure to comply with the regulations and the terms of an APO is a sanctionable violation.</P>
                <HD SOURCE="HD1">Notification to Interested Parties</HD>
                <P>We are issuing and publishing this notice in accordance with sections 751(a)(1) and 777(i)(1) of the Act, and 19 CFR 351.221(b)(5).</P>
                <SIG>
                    <DATED>Dated: February 19, 2026.</DATED>
                    <NAME>Christopher Abbott,</NAME>
                    <TITLE>Deputy Assistant Secretary for Policy and Negotiations, performing the non-exclusive functions and duties of the Assistant Secretary for Enforcement and Compliance.</TITLE>
                </SIG>
                <APPENDIX>
                    <HD SOURCE="HED">Appendix</HD>
                    <HD SOURCE="HD1">List of Topics Discussed in the Issues and Decision Memorandum</HD>
                    <FP SOURCE="FP-2">I. Summary</FP>
                    <FP SOURCE="FP-2">II. Background</FP>
                    <FP SOURCE="FP-2">
                        III. Scope of the 
                        <E T="03">Order</E>
                    </FP>
                    <FP SOURCE="FP-2">
                        IV. Changes Since the 
                        <E T="03">Preliminary Results</E>
                         and Post-Preliminary Analysis
                    </FP>
                    <FP SOURCE="FP-2">V. Discussion of the Issues</FP>
                    <FP SOURCE="FP1-2">Comment 1: Whether Commerce Should Employ the Use of Zeroing</FP>
                    <FP SOURCE="FP1-2">Comment 2: Whether Commerce Should Reject Certain U.S. Movement Expenses</FP>
                    <FP SOURCE="FP1-2">Comment 3: Whether Commerce Should Revise the U.S. Net Price in the SAS Margin Program</FP>
                    <FP SOURCE="FP1-2">Comment 4: Whether Commerce Should Revise U.S. Direct Selling Expenses in the SAS Margin Program</FP>
                    <FP SOURCE="FP-2">VI. Recommendation</FP>
                </APPENDIX>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03679 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>International Trade Administration</SUBAGY>
                <SUBJECT>North American Free Trade Agreement (NAFTA), Article 1904; Binational Panel Review: Notice of Panel Decision</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>United States Section, NAFTA Secretariat, International Trade Administration, Department of Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of Panel Decision.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>On February 19, 2026, the Binational Panel issued its Decision on the Redetermination on Remand in the matter of Certain Softwood Lumber Products from Canada: Final Affirmative Determination of Sales at Less Than Fair Value and Affirmative Final Determination of Critical Circumstances (Secretariat File Number: USA-CDA-2017-1904-03). The Binational Panel affirmed in part and remanded in part the Department of Commerce's Redetermination on Remand.</P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Vidya Desai, United States Secretary, NAFTA Secretariat, Room 2061, 1401 Constitution Avenue NW, Washington, DC 20230, (202) 482-2311.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Chapter 19 of Article 1904 of NAFTA provides a dispute settlement mechanism involving trade remedy determinations issued by the Government of the United States, the Government of Canada, and the Government of Mexico. Following a Request for Panel Review, a Binational Panel is composed to provide judicial review of the trade remedy determination being challenged and then issue a binding Panel Decision. There are established 
                    <E T="03">Rules of Procedure for Article 1904 Binational Panel Reviews,</E>
                     which were adopted by the three governments for panels requested pursuant to Article 1904(2) of NAFTA. The notice of this Binational Panel's Decision is being published pursuant to Rule 70. For the complete Rules, please see 
                    <E T="03">https://can-mex-usa-sec.org/secretariat/agreement-accord-acuerdo/nafta-alena-tlcan/rules-regles-reglas/article-article-articulo_1904.aspx?lang=eng.</E>
                </P>
                <SIG>
                    <DATED>Dated: February 20, 2026.</DATED>
                    <NAME>Vidya Desai,</NAME>
                    <TITLE>U.S. Secretary, NAFTA Secretariat.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03653 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-GT-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>National Institute of Standards and Technology</SUBAGY>
                <SUBJECT>Visiting Committee on Advanced Technology</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Institute of Standards and Technology, Department of Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of open meeting.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The National Institute of Standards and Technology (NIST) Visiting Committee on Advanced Technology (VCAT or Committee) will meet on Friday, March 27, 2026, from 10:00 a.m. to 5:00 p.m. Eastern Time.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The VCAT will meet on Friday, March 27, 2026, from 10:00 a.m. to 5:00 p.m. Eastern Time.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        The meeting will be a virtual meeting via a virtual meeting platform. Please note admittance instructions under the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section of this notice.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Stephanie Shaw, VCAT, NIST, 100 Bureau Drive, Mail Stop 1060, Gaithersburg, Maryland 20899-1060, telephone number 240-446-6000. Ms. Shaw's email address is 
                        <E T="03">stephanie.shaw@nist.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Pursuant to the Federal Advisory Committee Act, 5 U.S.C. 1001 
                    <E T="03">et seq.,</E>
                     notice is hereby given that the VCAT will meet on the dates and at the times given in the 
                    <E T="02">DATES</E>
                     section. The meeting will be open to the public. The VCAT is composed of not fewer than nine members appointed by the NIST Director and selected to provide representation of a cross-section of the traditional and emerging United States industries. The primary purpose of this meeting is for the VCAT to review and make recommendations regarding general policy for NIST, its organization, its budget, and its programs within the framework of applicable national policies as set forth by the President and the Congress. The agenda will include an update on major programs at NIST, strategic priorities, and budget. The Committee will also work on its initial observations, findings, and recommendations for the 2025 VCAT Annual Report. The agenda is subject to change if needed to accommodate Committee business. The final agenda will be posted on the NIST website at 
                    <E T="03">https://www.nist.gov/director/vcat/agenda-minutes.</E>
                </P>
                <P>
                    Individuals and representatives of organizations who would like to offer comments and suggestions related to the Committee's business are invited to request a place on the agenda by no later 
                    <PRTPAGE P="8830"/>
                    than 5:00 p.m. Eastern Time, Friday, March 13, 2026, by contacting Stephanie Shaw at 
                    <E T="03">stephanie.shaw@nist.gov.</E>
                     Approximately one-half hour will be reserved for public comments, and speaking times will be assigned on a first-come, first-served basis. The amount of time per speaker will be determined by the number of requests received but is likely to be about 3 minutes each. The exact time and date for public comments will be included in the final agenda that will be posted on the NIST website at 
                    <E T="03">https://www.nist.gov/director/vcat/agenda-minutes.</E>
                     Questions from the public will not be considered during this period. Speakers who wish to expand upon their oral statements, those who had wished to speak but could not be accommodated on the agenda, and those who were unable to attend in person are invited to submit written statements to Stephanie Shaw at 
                    <E T="03">stephanie.shaw@nist.gov.</E>
                </P>
                <P>
                    All participants, including NIST staff, will be attending via a virtual meeting platform and must contact Ms. Shaw at 
                    <E T="03">stephanie.shaw@nist.gov</E>
                     by 5:00 p.m. Eastern Time, Monday, March 16, 2026, for detailed instructions on how to join the meeting via a virtual meeting platform.
                </P>
                <P>
                    <E T="03">Authority:</E>
                     15 U.S.C. 278 and the Federal Advisory Committee Act, 5 U.S.C. 1001 
                    <E T="03">et seq.</E>
                </P>
                <SIG>
                    <NAME>Alicia Chambers,</NAME>
                    <TITLE>NIST Executive Secretariat.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03586 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-13-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE </AGENCY>
                <SUBAGY>National Oceanic and Atmospheric Administration </SUBAGY>
                <DEPDOC>[RTID 0648-XF549]</DEPDOC>
                <SUBJECT>Caribbean Fishery Management Council's Scientific and Statistical Committee; Public Virtual Meeting</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of a public virtual meeting.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Caribbean Fishery Management Council's (Council) Scientific and Statistical Committee (SSC) will hold 3-day virtual meeting to address the items contained in the tentative agenda included in the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                        .
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The SSC public virtual meeting will be held on April 8, 2026, from 1 p.m. to 5 p.m. Atlantic Standard Time (AST), April 9, 2026, from 1 p.m. to 5 p.m. AST, and April 10, 2026, from 1 p.m. to 5 p.m. AST.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        You may join the SSC public virtual meeting via Zoom from a computer or smartphone by entering the following address: 
                        <E T="03">https://us02web.zoom.us/j/87993466049?pwd=5bvhG3ATeIVRjmTYREbW44fhGIFouD.1.</E>
                    </P>
                    <P>
                        <E T="03">Meeting ID:</E>
                         879 9346 6049.
                    </P>
                    <P>
                        <E T="03">Passcode:</E>
                         314088.
                    </P>
                    <P>
                        <E T="03">One tap mobile:</E>
                         +16892781000,,87993466049#,,,,*314088# US.
                    </P>
                    <P>
                        <E T="03">Dial by your location:</E>
                    </P>
                    <FP SOURCE="FP-1">+1 669 900 9128 US (San Jose) </FP>
                    <FP SOURCE="FP-1">+1 301 715 8592 US (Washington DC) </FP>
                    <FP SOURCE="FP-1">+1 646 558 8656 US (New York) </FP>
                    <FP SOURCE="FP-1">+1 787 966 7727 Puerto Rico </FP>
                    <FP SOURCE="FP-1">+1 939 945 0244 Puerto Rico </FP>
                    <P>
                        <E T="03">Meeting ID:</E>
                         879 9346 6049.
                    </P>
                    <P>
                        <E T="03">Passcode:</E>
                         314088.
                    </P>
                    <P>
                        <E T="03">Find your local number: https://us02web.zoom.us/u/kbSF3HMCmJ.</E>
                    </P>
                    <P>
                        In case of problems with ZOOM, please join the meeting via GoToMeeting by entering the following address: 
                        <E T="03">https://meet.goto.com/768055309.</E>
                    </P>
                    <P>You can also dial in using your phone. Access Code: 768-055-309; United States: +1 (571) 757-317-3122.</P>
                    <P>Join from a video-conferencing room or system. Meeting ID: 768-055-309.</P>
                    <P>
                        <E T="03">Dial in or type:</E>
                         67.217.95.2 or 
                        <E T="03">inroomlink.goto.com.</E>
                    </P>
                    <P>
                        <E T="03">Or dial directly:</E>
                         768055309@67.217.95.2 or 67.217.95.2##768055309.
                    </P>
                    <P>
                        Get the app now and be ready when your first meeting starts: 
                        <E T="03">https://meet.goto.com/install.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Graciela García-Moliner, Caribbean Fishery Management Council, 270 Muñoz Rivera Avenue, Suite 401, San Juan, Puerto Rico 00918-1903, telephone: (787) 766-5926.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The following items included in the tentative agenda will be discussed:</P>
                <HD SOURCE="HD1">April 8, 2026</HD>
                <HD SOURCE="HD2">1 p.m.-1:30 p.m.</HD>
                <FP SOURCE="FP-1">—Call to Order</FP>
                <FP SOURCE="FP-1">—Roll Call</FP>
                <FP SOURCE="FP-1">—Approval of the April 9-11, 2024 and September 23-25, 2025 Minutes</FP>
                <FP SOURCE="FP-1">—Adoption of Agenda</FP>
                <HD SOURCE="HD2">1:30 p.m.-3 p.m.</HD>
                <FP SOURCE="FP-1">—SEDAR 84 Caribbean Stoplight Parrotfish St. Croix: Final Review—Adyan Ríos, Caribbean Branch Southeast Fisheries Science Center (SEFSC), NOAA Fisheries</FP>
                <HD SOURCE="HD2">3 p.m.-3:15 p.m.</HD>
                <FP SOURCE="FP-1">Break</FP>
                <HD SOURCE="HD2">3:15 p.m.-5 p.m.</HD>
                <FP SOURCE="FP-1">—SEDAR 84 Caribbean Yellowtail Snapper St. Thomas/St. John: Final Review—Adyan Ríos, Caribbean Branch SEFSC, NOAA Fisheries</FP>
                <HD SOURCE="HD2">5 p.m.</HD>
                <FP SOURCE="FP-1">Adjourn for the day</FP>
                <HD SOURCE="HD1">April 9, 2026</HD>
                <HD SOURCE="HD2">1 p.m.-1:30 p.m.</HD>
                <FP SOURCE="FP-1">—SEDAR 84 Caribbean Yellowtail Snapper St. Thomas/St. John—Adyan Ríos, Caribbean Branch SEFSC, NOAA Fisheries (cont.)</FP>
                <HD SOURCE="HD2">1:30 p.m.-3 p.m.</HD>
                <FP SOURCE="FP-1">—SEDAR 84 Caribbean Yellowtail Snapper Puerto Rico: Final Review—Adyan Ríos, Caribbean Branch SEFSC, NOAA Fisheries</FP>
                <HD SOURCE="HD2">3 p.m.-3:15 p.m.</HD>
                <FP SOURCE="FP-1">Break</FP>
                <HD SOURCE="HD2">3:15 p.m.-5 p.m.</HD>
                <FP SOURCE="FP-1">—SSC Final Recommendations to CFMC on SEDAR 84</FP>
                <HD SOURCE="HD2">5 p.m.</HD>
                <FP SOURCE="FP-1">Adjourn for the day</FP>
                <HD SOURCE="HD2">April 10, 2026</HD>
                <HD SOURCE="HD2">1 p.m.-3 p.m.</HD>
                <FP SOURCE="FP-1">—SEDAR 91 U. S. Caribbean Spiny Lobster Puerto Rico Assessment: Final Review—Adyan Ríos, Caribbean Branch SEFSC, NOAA Fisheries</FP>
                <HD SOURCE="HD2">3 p.m.-3:15 p.m.</HD>
                <FP SOURCE="FP-1">Break</FP>
                <HD SOURCE="HD2">3:15 p.m.-4:30 p.m.</HD>
                <FP SOURCE="FP-1">—SSC Final Recommendations to the CFMC on SEDAR 91 Spiny Lobster Puerto Rico</FP>
                <HD SOURCE="HD2">4:30 p.m.-5 p.m.</HD>
                <FP SOURCE="FP-1">—SEDAR 103 Update—Liajay Rivera García, CFMC</FP>
                <FP SOURCE="FP-1">—Other Business</FP>
                <FP SOURCE="FP-1">—Next Meeting</FP>
                <FP SOURCE="FP-1">—Adjourn</FP>
                <P>The order of business may be adjusted as necessary to accommodate the completion of agenda items. The meeting will begin on April 8, 2026, at 1 p.m. AST, and will end on April 10, 2026, at 5 p.m. AST. Other than the start time, interested parties should be aware that discussions may start earlier or later than indicated, at the discretion of the Chair. In addition, the meeting may be completed prior to the date established in this notice.</P>
                <HD SOURCE="HD1">Special Accommodations </HD>
                <P>
                    For any additional information on this public virtual meeting, please contact 
                    <PRTPAGE P="8831"/>
                    Dr. Graciela García-Moliner, Caribbean Fishery Management Council, 270 Muñoz Rivera Avenue, Suite 401, San Juan, Puerto Rico, 00918-1903, telephone: (787) 403-8337.
                </P>
                <P>
                    <E T="03">Authority:</E>
                     16 U.S.C. 1801 
                    <E T="03">et seq.</E>
                </P>
                <SIG>
                    <DATED>Dated: February 19, 2026. </DATED>
                    <NAME>Becky J. Curtis,</NAME>
                    <TITLE>Acting Deputy Director, Office of Sustainable Fisheries, National Marine Fisheries Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03641 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-22-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
                <DEPDOC>[RTID 0648-XF528]</DEPDOC>
                <SUBJECT>Fisheries of the Caribbean, Gulf and Atlantic; Southeast Data, Assessment, and Review; Public Meeting</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of Southeast Data, Assessment, and Review 101 Data Workshop for Highly Migratory Species Sandbar Sharks.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Southeast Data, Assessment, and Review (SEDAR) 101 assessment process of Highly Migratory Species (HMS) Sandbar Sharks will consist of a Data Workshop, an Assessment Process coordinated externally of SEDAR, and a Desk Review. See 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                        .
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The SEDAR 101 Data Workshop will be held from 8:30 a.m. on April 21, 2026, until 12 p.m. on April 24, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P/>
                    <P>
                        <E T="03">Meeting address:</E>
                         The SEDAR 101 Data Workshop will be held in person at the Town and Country Inn and Suites, 2008 Savannah Hwy., Charleston, SC 29407. The established times may be adjusted as necessary to accommodate the timely completion of discussion relevant to the assessment process. Such adjustments may result in the meeting being extended from or completed prior to the time established by this notice.
                    </P>
                    <P>
                        <E T="03">SEDAR address:</E>
                         4055 Faber Place Drive, Suite 201, North Charleston, SC 29405. 
                        <E T="03">www.sedarweb.org.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Emily Ott, SEDAR Coordinator; (843) 302-8434. Email: 
                        <E T="03">Emily.Ott@safmc.net.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The Gulf, South Atlantic, and Caribbean Fishery Management Councils, in conjunction with the National Marine Fisheries Service and the Atlantic and Gulf States Marine Fisheries Commissions have implemented the SEDAR process. SEDAR is a participatory process for developing, evaluating and reviewing information used for fisheries management advice. This multi-step process for determining the status of fish stocks in the Southeast Region may include (1) a Data stage, and (2) an Assessment stage, and (3) a Review stage. Each stage produces a report summarizing decisions made during that stage. A final stock assessment report is produced at the end of a SEDAR process documenting data sets used, model configurations and the opinions from the independent peer review. Participants for SEDAR projects are appointed by the Gulf, South Atlantic, and Caribbean Fishery Management Councils and National Marine Fisheries Service Southeast Regional Office, HMS Management Division, and Southeast Fisheries Science Center. Participants may include data collectors and database managers; stock assessment scientists, biologists, and researchers; constituency representatives including fishermen, environmentalists, and non-governmental organizations (NGO's); International experts; and staff of Councils, Commissions, and state and Federal agencies.</P>
                <P>
                    <E T="03">The items of discussion in the Data Workshop are as follows:</E>
                </P>
                <P>An assessment data set and associated documentation will be developed during the workshop. Participants will evaluate proposed data and select appropriate sources for providing information on life history characteristics, landings (including both recreational and commercial) and fishery dependent and fishery independent measures of stock abundance. Although non-emergency issues not contained in this agenda may come before this group for discussion, those issues may not be the subject of formal action during this meeting. Action will be restricted to those issues specifically identified in this notice and any issues arising after publication of this notice that require emergency action under section 305(c) of the Magnuson-Stevens Fishery Conservation and Management Act, provided the public has been notified of the intent to take final action to address the emergency.</P>
                <HD SOURCE="HD1">Special Accommodations</HD>
                <P>
                    These meetings are physically accessible to people with disabilities. Requests for sign language interpretation or other auxiliary aids should be directed to the Council office (see 
                    <E T="02">ADDRESSES</E>
                    ) at least 5 business days prior to each workshop.
                </P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P> The times and sequence specified in this agenda are subject to change.</P>
                </NOTE>
                <P>
                    <E T="03">Authority:</E>
                     16 U.S.C. 1801 
                    <E T="03">et seq.</E>
                </P>
                <SIG>
                    <DATED>Dated: February 20, 2026.</DATED>
                    <NAME>Becky J. Curtis,</NAME>
                    <TITLE>Acting Deputy Director, Office of Sustainable Fisheries, National Marine Fisheries Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03644 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-22-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">NORTHERN BORDER REGIONAL COMMISSION</AGENCY>
                <SUBJECT>Integrate the National Environmental Policy Act Into the Northern Border Regional Commission's (NBRC) Decision-Making Processes</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Northern Border Regional Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of adoption of NEPA procedures.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Northern Border Regional Commission (NBRC) is integrating the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4347), as amended, into the Northern Border Regional Commission's (NBRC) decision-making processes. This notice identifies proposed actions for which it intends to use the adopted procedures.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The procedures identified below are available for the NBRC to use for its proposed actions effective upon publication.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                         Sarah Waring, NBRC Executive Director, telephone number: 603-369-3001, email: 
                        <E T="03">swaring@nbrc.gov</E>
                        .
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Section 1: General Information</HD>
                <HD SOURCE="HD2">1.1 Purpose</HD>
                <P>The purpose of these procedures is to integrate the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4347), as amended, into the Northern Border Regional Commission's (NBRC) decision-making processes.</P>
                <HD SOURCE="HD2">1.2 Environmental Policy</HD>
                <P>It is the policy of NBRC to:</P>
                <P>(a) Ensure that NBRC actions are in compliance with NEPA prior to the irreversible and irretrievable commitment of resources.</P>
                <P>(b) Integrate NEPA requirements with other planning and environmental review and consultation requirements at the earliest reasonable time.</P>
                <P>
                    (c) Use the NEPA process to achieve a balance between economic development and the preservation and enhancement of the environment.
                    <PRTPAGE P="8832"/>
                </P>
                <P>(d) Use the NEPA process, to the maximum extent possible, to identify a reasonable range of alternatives to proposed actions to avoid or minimize adverse environmental effects.</P>
                <P>(e) Use the NEPA process to inform decisions for all NBRC funding programs and policies.</P>
                <P>(f) Review closely related and federally funded connected actions in the same NEPA analysis using the best available data.</P>
                <HD SOURCE="HD2">1.3 Applicability and Scope</HD>
                <P>These procedures apply to the grant programs, projects, and activities administered, implemented, and funded by NBRC. NEPA does not apply to a proposed action that or for which:</P>
                <P>
                    (a) Does not result in final agency action under the Administrative Procedure Act, 
                    <E T="03">see</E>
                     5 U.S.C. 704;
                </P>
                <P>(b) Is exempted from NEPA by law;</P>
                <P>(c) Compliance with NEPA would clearly and fundamentally conflict with the requirements of another provision of law;</P>
                <P>(d) Congress by statute has prescribed decisional criteria with sufficient completeness and precision such that NBRC retains no residual discretion to alter its action based on the consideration of environmental factors, such that NBRC's function is nondiscretionary within the meaning of NEPA § 106(a)(4) and/or § 111(10)(B)(vii) (42 U.S.C. 4336(a)(4) and § 4336e(10)(B)(vii), respectively);</P>
                <P>(e) The proposed action is an action for which another statute's requirements serve the function of agency compliance with the Act;</P>
                <P>(f) Do not meet the definition of a major Federal action under NEPA (42 U.S.C. 4336e(10)). Actions that do not met the definition of major Federal action include routine administrative activities that support NBRC operations (including, but not limited to, budgeting, program management, record keeping, and grant monitoring activities).</P>
                <P>In determining whether NEPA applies to a proposed NBRC action, NBRC will consider only the action or project at hand.</P>
                <P>These procedures also have information relevant to third parties who participate in or otherwise assist NBRC in the NEPA process, including, but not limited to, states, tribes, units of local government, and other applicants for NBRC assistance.</P>
                <HD SOURCE="HD2">1.4 Definitions, Terms, and Abbreviations</HD>
                <P>(a) All definitions of words and phrases used in these procedures are consistent with the National Environmental Policy Act of 1969, as amended (42 U.S.C. 4321-4347).</P>
                <P>(b) The following terms are used throughout these procedures:</P>
                <P>
                    (1) 
                    <E T="03">Sponsor:</E>
                     A non-federal entity applying for financial assistance from NBRC. Applicants include the state governments of Maine, New Hampshire, Vermont, and New York; local governments (
                    <E T="03">e.g.,</E>
                     village, town, city, and county); other political subdivisions of states (
                    <E T="03">e.g.,</E>
                     regional planning commissions, authorities of the state); Indian tribes (as defined in 25 U.S.C. 4103(13)(B), or “federally recognized Indian tribe”); and non-profit entitles.
                </P>
                <P>
                    (2) 
                    <E T="03">Authorization:</E>
                     means any license, permit, approval, finding, determination, or other administrative decision issued by an agency that is required or authorized under Federal law in order to implement a proposed action.
                </P>
                <P>
                    (3) 
                    <E T="03">Connected Actions:</E>
                     a separate Federal action that is closely related to the proposed NBRC action and should be addressed in a single environmental document because the proposed NBRC action:
                </P>
                <P>(i) Automatically triggers the separate Federal action, which independently would require the preparation of additional environmental documents;</P>
                <P>(ii) Cannot proceed unless the separate Federal action is taken previously or simultaneously; or is an interdependent part of a larger Federal action that includes a separate Federal action, which mutually depend on the larger Federal action for their justification.</P>
                <P>
                    (4) 
                    <E T="03">Effects or impacts:</E>
                     changes to the human environment from the proposed action or alternatives that are reasonably foreseeable and have a reasonably close causal relationship to the proposed action or alternatives.
                </P>
                <P>(i) Effects include ecological (such as the effects on natural resources and on the components, structures, and functioning of affected ecosystems), aesthetic, historic, cultural, economic (such as the effects on employment), social, or health effects. Effects appropriate for analysis under NEPA may be either beneficial or adverse, or both, with respect to these values.</P>
                <P>(ii) A “but for” causal relationship is insufficient to make an agency responsible for a particular effect under NEPA. Effects should generally not be considered if they are remote in time, geographically remote, or the product of a lengthy causal chain. Effects do not include those effects that NBRC has no ability to prevent due to the limits of its regulatory authority, or that would occur regardless of the proposed action, or that would need to be initiated by a third party.</P>
                <P>
                    (5) 
                    <E T="03">Emergency circumstances:</E>
                     Those situations for which there is a disaster or imminent threat to life, property, or important natural, cultural, or historical resources. Extraordinary Circumstances: Factors or conditions that suggest a normally categorically excluded action may result in significant environmental effects.
                </P>
                <P>
                    (6) 
                    <E T="03">Finding of No Significant Impact (FONSI):</E>
                     A FONSI is a brief written determination by NBRC that a proposed action will not result in significant environmental effects and therefore does not require the preparation of an Environmental Impact Statement, as defined at 42 U.S.C. 4336e(7). A FONSI should include or summarize the findings of the Environmental Assessment and shall identify any mitigation measures. NBRC is mindful that in this respect NEPA itself does not require or authorize NBRC to impose any mitigation measures.
                </P>
                <P>
                    (7) 
                    <E T="03">Human environment:</E>
                     comprehensively the natural and physical environment and the relationship of Americans with that environment. (
                    <E T="03">See also</E>
                     the definition of “effects” in paragraph 4 of this section.)
                </P>
                <P>
                    (8) 
                    <E T="03">Jurisdiction by law:</E>
                     agency authority to approve, veto, or finance all or part of the proposal.
                </P>
                <P>
                    (9) 
                    <E T="03">Mitigation:</E>
                     Measures that avoid, minimize, or compensate for effects caused by a proposed action or alternatives as described in an environmental document or record of decision and that have a nexus to those effects. While NEPA requires consideration of mitigation, it does not mandate the form or adoption of any mitigation. Mitigation includes:
                </P>
                <P>i. Avoiding the impact altogether by not taking a certain action or parts of an action.</P>
                <P>ii. Minimizing effects by limiting the degree or magnitude of the action and its implementation.</P>
                <P>iii. Rectifying the impact by repairing, rehabilitating, or restoring the affected environment.</P>
                <P>iv. Reducing or eliminating the impact over time by preservation and maintenance operations during the life of the action.</P>
                <P>v. Compensating for the impact by replacing or providing substitute resources or environments.</P>
                <P>
                    (10) 
                    <E T="03">NEPA decision document:</E>
                     Record of environmental consideration, Finding of No Significant Impact, or record of decision for a proposed action.
                </P>
                <P>
                    (11) 
                    <E T="03">NEPA process:</E>
                     all measures necessary for compliance with the requirements of section 2 and title I of NEPA § 102(2), 42 U.S.C. 4332(2).
                    <PRTPAGE P="8833"/>
                </P>
                <P>
                    (12) 
                    <E T="03">Notice of intent:</E>
                     a public notice that NBRC will prepare and consider an environmental document.
                </P>
                <P>
                    (13) 
                    <E T="03">Participating agency:</E>
                     a Federal, State, Tribal, or local agency participating in an environmental review or authorization of an action.
                </P>
                <P>
                    (14) 
                    <E T="03">Publish and publication:</E>
                     methods found by NBRC to efficiently and effectively make environmental documents and information available for review by interested persons, including electronic publication.
                </P>
                <P>
                    (15) 
                    <E T="03">Related action:</E>
                     an action undertaken by an agency, 
                    <E T="03">e.g.,</E>
                     a permitting action, some other type of authorization action, an analysis required by statute, or the like, that bears a relationship to other actions undertaken by other agencies relevant to NEPA, 
                    <E T="03">e.g.,</E>
                     that a set of related actions are all related to one overarching project.
                </P>
                <P>
                    (16) 
                    <E T="03">Reasonable alternatives:</E>
                     a reasonable range of alternatives that are technically and economically feasible, meet the purpose and need for the proposed action, and, where applicable, meet the goals of the applicant.
                </P>
                <P>
                    (17) 
                    <E T="03">Reasonably foreseeable:</E>
                     sufficiently likely to occur such that a person of ordinary prudence would take it into account in reaching a decision.
                </P>
                <P>
                    (18) 
                    <E T="03">Scope:</E>
                     consists of the range of actions, alternatives, and effects to be considered in an environmental document. The scope of an individual statement may depend on its relationship with other statements.
                </P>
                <P>
                    (19) 
                    <E T="03">Tiering:</E>
                     refers to the coverage of general matters in broader environmental impact statements or environmental assessments (such as national program or policy statements) with subsequent narrower statements or environmental analyses (such as regional or basin-wide program statements or ultimately site-specific statements) incorporating by reference the general discussions and concentrating solely on the issues specific to the statement subsequently prepared.
                </P>
                <P>(c) The following abbreviations are used throughout these procedures:</P>
                <FP SOURCE="FP-2">(1) CATEX—Categorical Exclusion</FP>
                <FP SOURCE="FP-2">(2) EA—Environmental Assessment</FP>
                <FP SOURCE="FP-2">(3) EIS—Environmental Impact Statement</FP>
                <FP SOURCE="FP-2">(4) FONSI—Finding of No Significant Impact</FP>
                <FP SOURCE="FP-2">(5) MOA—Memorandum of Agreement</FP>
                <FP SOURCE="FP-2">(6) NBRC—Northern Border Regional Commission</FP>
                <FP SOURCE="FP-2">(7) NEPA—National Environmental Policy Act</FP>
                <FP SOURCE="FP-2">(8) NOA—Notice of Availability</FP>
                <FP SOURCE="FP-2">(9) NOI—Notice of Intent</FP>
                <FP SOURCE="FP-2">(10) ROD—Record of Decision</FP>
                <FP SOURCE="FP-2">(11) REC—Record of Environmental Consideration</FP>
                <HD SOURCE="HD2">1.5 Determining the Appropriate Level of NEPA Review</HD>
                <P>(a) If NBRC determines that NEPA applies to a proposed action or decision, NBRC will then determine the appropriate level of NEPA review in the following sequence and manner. At all steps in the following process, NBRC will consider the proposed action or project at hand and its effects.</P>
                <P>1. If NBRC has established, or adopted pursuant to NEPA § 109, a categorical exclusion that covers the proposed action, NBRC will analyze whether to apply the categorical exclusion to the proposed action and apply the categorical exclusion, if appropriate, pursuant to Section 3.</P>
                <P>2. If another agency has already established a categorical exclusion that covers the proposed action, NBRC will consider whether to adopt that exclusion pursuant to Section 3 so that it can be applied to the proposed action at issue, and to future actions or decisions of that type.</P>
                <P>3. If the proposed action warrants the establishment of a new categorical exclusion, or the revision of an existing categorical exclusion, NBRC will consider whether to establish or revise, and then apply the categorical exclusion to the proposed action.</P>
                <P>4. If NBRC cannot apply a categorical exclusion to the proposed action NBRC will consider the proposed action's reasonably foreseeable effects and then will:</P>
                <P>i. If the proposed action is not likely to have reasonably foreseeable significant effects or the significance of the effects is unknown, develop an environmental assessment.</P>
                <P>ii. if the proposed action is likely to have reasonably foreseeable significant effects, develop an environmental impact statement.</P>
                <P>5. When considering whether the reasonably foreseeable effects of the proposed action are significant, NBRC will analyze the potentially affected environment and degree of the effects of the action. NBRC may use any reliable data source and will not undertake new research unless it is essential to evaluating alternatives and the cost and time of obtaining it are not unreasonable.</P>
                <P>i. In considering the potentially affected environment, NBRC may consider, as appropriate to the specific action, the affected area (national, regional, or local) and its resources.</P>
                <P>ii. In considering the degree of the effects, NBRC may consider the following, as appropriate to the specific action:</P>
                <P>1. Both short- and long-term effects.</P>
                <P>2. Both beneficial and adverse effects.</P>
                <P>3. Effects on public health and safety.</P>
                <P>4. Economic effects.</P>
                <P>5. Effects on the quality of life of the American people.</P>
                <HD SOURCE="HD1">Section 2: Roles and Responsibilities</HD>
                <HD SOURCE="HD2">2.1 Federal and Intergovernmental Relationships</HD>
                <P>NBRC is a partnership between the federal government and the states of Maine, New Hampshire, New York, and Vermont with a mission to fund economic development and infrastructure projects throughout designated counties in the four states. The federal government provides all funding for NBRC grants. NBRC will work as either a lead, joint lead, or cooperating agency and may invite other agencies to serve as the lead agency, a joint lead agency, or a cooperating agency. (See Also Section 8: Lead and Cooperating Agencies)</P>
                <HD SOURCE="HD2">2.2 NBRC Responsibilities</HD>
                <P>(a) Federal Co-Chair: The Federal Co-Chair serves as the senior federal representative within NBRC. The Federal Co-Chair has the authority and responsibility to:</P>
                <P>(1) Provide strategic direction and ensure that the requirements of these procedures are fully integrated into the planning and decision making for all policies, programs, activities, and operations of NBRC.</P>
                <P>(2) Delegate the authority to the Executive Director to implement the requirements of these procedures.</P>
                <P>(3) Collaborate with State Co-Chairs to coordinate activities and serve as the official responsible for making decisions in accordance with the requirements of these procedures.</P>
                <P>
                    (b) 
                    <E T="03">NBRC Executive Director:</E>
                     NBRC's Executive Director serves as NBRC's NEPA decision maker, as delegated by the Commission, and has overall responsibility for NBRC's NEPA compliance and implementation. The Executive Director has the authority and responsibility to:
                </P>
                <P>(1) Provide written approval to establish a schedule of longer than one year for an EA when NBRC is acting as the lead or joint lead agency.</P>
                <P>(2) Provide written approval to establish a schedule or deadline of longer than two years for an EIS when NBRC is acting as the lead or joint lead agency.</P>
                <P>
                    (3) Sign or delegate signature authority for all CATEXs, FONSIs, and RODs.
                    <PRTPAGE P="8834"/>
                </P>
                <P>(4) Review and approve requests for NBRC to serve as the lead agency for joint federal actions, where NBRC and one or more federal agencies are cooperating on a project.</P>
                <P>(5) Consult with the Council on Environmental Quality (CEQ) to discuss whether alternative arrangements for NEPA compliance are needed when emergency circumstances require action with reasonably foreseeable significant environmental effects without observing the provisions of these procedures.</P>
                <P>
                    (c) 
                    <E T="03">NBRC Grant Attorney:</E>
                     The NBRC Grant Attorney will serve as the Chief Public Engagement Officer responsible for facilitating community engagement, to the extent appropriate, in NBRC's NEPA process. The NBRC Grant Attorney, in this role, has the authority and responsibility to:
                </P>
                <P>(1) Oversee and coordinate community involvement in environmental reviews across NBRC to the extent appropriate.</P>
                <P>(2) Provide technical assistance to communities to enhance their understanding and participation in the NEPA process.</P>
                <P>
                    (d) 
                    <E T="03">NBRC Program Staff:</E>
                     NBRC Program Staff (including, but not limited to, NBRC's Director of Programs and Partnerships, Program Attorney and Program Managers) oversee and support the NEPA process by:
                </P>
                <P>(1) Informing applicants of the requirement to comply with NEPA at the time of application and upon award.</P>
                <P>(2) Approving applicant-selected contractors obtained for preparing NEPA documents for which NBRC is the lead or sole federal agency. The following criteria must be considered when approving a contractor:</P>
                <P>(1) The capability and capacity of the contractor to complete the scope of work.</P>
                <P>(2) The contractor performing the scope of work does not have a conflict of interest. A conflict of interest would exist if the contractor selected to prepare NEPA documentation has a financial or other interest in the project's outcome.</P>
                <P>(3) Providing the status of NEPA analyses to applicants and interested parties in a timely manner.</P>
                <P>(4) Developing a schedule for the completion of EISs and EAs, including creating milestones for all environmental reviews, permits, and authorizations required for the implementation of the action and consultation with applicants regarding deadlines, when necessary, consistent with NEPA 42 U.S.C. 4336a(a)(2)(D).</P>
                <P>(5) Providing direction and guidance to applicants on NEPA-related matters.</P>
                <P>(6) Ensuring sufficient EAs, EISs, and public notices are prepared for NBRC proposed actions.</P>
                <P>(7) Independently reviewing EAs, EISs, supporting environmental documentation, and public notices prepared and submitted by applicants to ensure sufficiency. This responsibility includes a review of the purpose and need and reasonable range of alternatives.</P>
                <P>(8) Preparing NEPA decision documents for all NBRC proposed actions and ensuring they include applicable mitigation measures.</P>
                <P>(9) Ensuring that REC documentation is maintained for all proposed actions that qualify as a CATEX.</P>
                <P>(10) Creating and maintaining the administrative record for all NEPA-related decisions, ensuring that it includes all relevant documents, correspondence, and materials that support the decision-making process.</P>
                <P>(11) Publishing the documentation of the application of any CATEXs, EAs, or EISs or the use of mitigated FONSIs on NBRC's website.</P>
                <P>(12) NBRC Program Staff may utilize contractors to support responsibilities 3-11 listed above.</P>
                <HD SOURCE="HD2">2.3 Applicant Preparation of NEPA Documents (NEPA § 107(f))</HD>
                <P>(a) Applicants must work under NBRC direction and assist NBRC in fulfilling its NEPA obligations by preparing NEPA analyses and documents that comply with the provisions of NEPA and the requirements set forth in these procedures. Applicant responsibilities related to preparing NEPA analyses and documents may include, but are not limited to, the following:</P>
                <P>(1) Preparing EAs, EISs, and supporting environmental documentation.</P>
                <P>(2) Submitting all NEPA and supporting environmental documents created pursuant to these procedures to NBRC for review and approval before public distribution.</P>
                <P>(3) Creating and distributing public notices when appropriate.</P>
                <P>(4) Coordinating public hearings and meetings as required.</P>
                <P>(5) For proposed actions for which NBRC is the lead or sole federal agency, consult and receive approval from NBRC prior to obtaining a contractor for preparing an EA or EIS document.</P>
                <P>(6) Informing NBRC promptly of any difficulties encountered in meeting the established schedule and milestones and recommending adjustments as needed to ensure compliance.</P>
                <HD SOURCE="HD2">2.4 Timing of NEPA Process</HD>
                <P>
                    (a) As the Supreme Court has repeatedly held, NEPA is governed by a “rule of reason.” Congress supplied the measure of that reason in the 2023 revision of NEPA by setting the deadlines in NEPA § 107(g), 42 U.S.C. 4336a(g). These deadlines indicate Congress's determination that an agency, working within Congress's allocation of resources, has presumptively spent a reasonable amount of time on analysis and the document should issue, absent very unusual circumstances. In such circumstances, an extension will be given only for such time as is 
                    <E T="03">necessary</E>
                     to complete the analysis. NEPA should begin at the earliest practicable time. For NBRC, this is generally during the application process or after the notification of award. To ensure timely decision making, and consistent with NEPA (42 U.S.C. 4336a(g)(1)), NBRC shall complete the following:
                </P>
                <P>(1) EAs not later than 1 year after the sooner of:</P>
                <P>(1) The environmental assessment will publish (unless the deadline is extended pursuant to the provision below), at the latest, on the day the deadline elapses, in as substantially complete form as is possible.</P>
                <P>
                    (2) 
                    <E T="03">Start date.</E>
                     The applicable start date will be the day NBRC decides, through consultation with the sponsor, that an EA is required.
                </P>
                <P>
                    (3) 
                    <E T="03">End date.</E>
                     The applicable end date will be one year from the start date.
                </P>
                <P>
                    (4) 
                    <E T="03">Deadline extensions.</E>
                     If NBRC determines it is not able to meet the deadline prescribed by NEPA § 107(g)(1)(B), 42 U.S.C. 4336a(g)(1)(B), it must consult with the applicant, if any, pursuant to NEPA § 107(g)(2), 42 U.S.C. 4336a(g)(2). After such consultation, if needed, and for cause stated, it may establish a new deadline. Cause for establishing a new deadline is only established if the environmental assessment is so incomplete, at the time at which NBRC determines it is not able to meet the statutory deadline, that issuance pursuant to subsection (x) above would, in NBRC's view, result in an inadequate analysis. Such new deadline must provide only so much additional time as is necessary to complete such environmental assessment. The announcement of the new deadline will specify the reason why the environmental assessment was not able to be completed under the statutory deadline and whether the applicant consented to the new deadline.
                </P>
                <P>
                    (5) 
                    <E T="03">Certification Related to Deadline.</E>
                     When the environmental assessment is 
                    <PRTPAGE P="8835"/>
                    published, a responsible official will certify (and the certification will be incorporated into the environmental assessment) that the resulting environmental assessment represents NBRC's good-faith effort to fulfill NEPA's requirements within the congressional timeline; that such effort is substantially complete; that, in NBRC's expert opinion, it has thoroughly considered the factors mandated by NEPA; and that, in NBRC's judgment, the analysis contained therein is adequate to inform and reasonably explain NBRC's final decision regarding the proposed federal action.
                </P>
                <P>(2) EISs not later than 2 years after the sooner of:</P>
                <P>(1) The EIS will publish (unless the deadline is extended pursuant to the provision below), at the latest, on the day the deadline elapses, in as substantially complete form as is possible.</P>
                <P>
                    (2) 
                    <E T="03">Start date.</E>
                     The applicable start date will be the day NBRC issues a Notice of Intent (NOI) to prepare an EIS.
                </P>
                <P>
                    (3) 
                    <E T="03">End date.</E>
                     The applicable end date will be two years from the start date.
                </P>
                <P>
                    (4) 
                    <E T="03">Deadline extensions.</E>
                     If NBRC determines it is not able to meet the deadline prescribed by NEPA § 107(g)(1)(B), 42 U.S.C. 4336a(g)(1)(B), it must consult with the applicant, if any, pursuant to NEPA § 107(g)(2), 42 U.S.C. 4336a(g)(2). After such consultation, if needed, and for cause stated, it may establish a new deadline. Cause for establishing a new deadline is only established if the EIS is so incomplete, at the time at which NBRC determines it is not able to meet the statutory deadline, that issuance would, in NBRC's view, result in an inadequate analysis. Such new deadline must provide only so much additional time as is necessary to complete such EIS. The announcement of the new deadline will specify the reason why the EIS was not able to be completed under the statutory deadline and whether the applicant consented to the new deadline.
                </P>
                <P>
                    (5) 
                    <E T="03">Certification Related to Deadline.</E>
                     When the EIS is published, a responsible official will certify (and the certification will be incorporated into the EIS) that the resulting EIS represents NBRC's good-faith effort to fulfill NEPA's requirements within the congressional timeline; that such effort is substantially complete; that, in NBRC's expert opinion, it has thoroughly considered the factors mandated by NEPA; and that, in NBRC's judgment, the analysis contained therein is adequate to inform and reasonably explain NBRC's final decision regarding the proposed federal action.
                </P>
                <P>(b) The following actions cannot occur until the NEPA process is complete:</P>
                <P>(1) An irretrievable commitment of (federal or non-federal) funds for the proposed action, including a commitment of funds that may result in an adverse environmental effect or limit the choice of reasonable alternatives for a proposed action.</P>
                <P>(2) Issuance of a full notice to proceed for a proposed action.</P>
                <P>
                    (3) NBRC may allow applicants to take preliminary actions necessary to support an application (
                    <E T="03">e.g.,</E>
                     planning, design, or early acquisitions) only if those actions do not prejudice the NEPA review or limit the choice of a reasonable range of alternatives. NBRC retains full discretion to select any alternative or the no action alternative regardless of such early actions.
                </P>
                <HD SOURCE="HD1">Section 3: Categorical Exclusions</HD>
                <HD SOURCE="HD2">3.1 CATEX Overview</HD>
                <P>A CATEX is a category of actions that normally does not significantly affect the quality of the human environment within the meaning of section 102(2)(C) of NEPA and, therefore, does not require the preparation of an EA or EIS to comply with NEPA.</P>
                <P>(a) To qualify for a CATEX, an action must meet the following criteria:</P>
                <P>(1) The proposed action fits entirely within one of NBRC's CATEXs (listed in Section 3.2 of these procedures).</P>
                <P>
                    (2) The proposed action has not been segmented or mischaracterized (
                    <E T="03">e.g.,</E>
                     as temporary) in order to meet the requirement for the CATEX and does not have any connected actions, as defined in Section 1.4 of these procedures, or other closely related actions that are likely to result in significant effects.
                </P>
                <P>(3) Extraordinary circumstances are not present, unless:</P>
                <P>• NBRC determines that, notwithstanding the extraordinary circumstance, the proposed agency action is not likely to result in reasonably foreseeable adverse significant effects; or</P>
                <P>• NBRC or the applicant modifies the proposed action to avoid those effects.</P>
                <P>Extraordinary circumstances that must be considered are listed in Section 3.3 of these procedures.</P>
                <P>(b) Proposed actions that qualify as a CATEX are still subject to compliance with other applicable federal, state, tribal, and local environmental and historic preservation requirements.</P>
                <HD SOURCE="HD2">3.2 NBRC List of Categorical Exclusions</HD>
                <P>The following text contains NBRC's categorical exclusions list. NBRC will review this list on a case-by-case basis to determine whether changes or additions are needed. The written record for adopting NBRC's categorical exclusions can be found on NBRC's website.</P>
                <HD SOURCE="HD3">3.2.1 CATEX 1—Formulating Comprehensive Economic Development and Infrastructure Plans</HD>
                <P>The formulation of and/or updates to comprehensive economic development and infrastructure plans at the site, local, or regional level. To qualify for this CATEX, the following conditions must be met:</P>
                <P>
                    (a) 
                    <E T="03">Scope of Activity:</E>
                </P>
                <P>(1) Limited to the creation and drafting of comprehensive economic development and infrastructure plans.</P>
                <P>
                    (b) 
                    <E T="03">Implementation Limitations:</E>
                </P>
                <P>(1) Limited to the development of plans without permitting any on-the-ground execution or implementation.</P>
                <P>Given these limitations no significant environmental effects are expected.</P>
                <HD SOURCE="HD3">3.2.2 CATEX 2—Workforce Development, Education, and Training Programs</HD>
                <P>Workforce development, education, and training programs, including but not limited to support for workforce initiatives, afterschool partnerships, leadership programs, nursing residency expansions, and job training programs. To qualify for this CATEX, the following conditions must be met:</P>
                <P>
                    (a) 
                    <E T="03">Implementation Limitations:</E>
                </P>
                <P>
                    (1) Does not include any construction or renovation of facilities (
                    <E T="03">i.e.,</E>
                     no ground-disturbing activities) to support such initiatives.
                </P>
                <HD SOURCE="HD3">3.2.3 CATEX 3—Equipment Acquisition, Installation, and Maintenance</HD>
                <P>
                    Purchase, repair, upgrade, replacement, removal, or installation of new equipment (
                    <E T="03">e.g.,</E>
                     machinery, tools, devices, instruments) and associated sitework (
                    <E T="03">e.g.,</E>
                     preparing equipment foundations, installing support structures, and making adjustments to existing infrastructure to accommodate the new equipment). To qualify for this CATEX, the following conditions must be met:
                </P>
                <P>
                    (a) 
                    <E T="03">Capacity Consideration:</E>
                </P>
                <P>
                    (1) The future use of the equipment will not result in an increase in demand that exceeds the capacity of the existing infrastructure and resources, including sewer, water, energy, roads, and parking.
                    <PRTPAGE P="8836"/>
                </P>
                <P>
                    (b) 
                    <E T="03">Equipment Restrictions:</E>
                </P>
                <P>(1) This CATEX would not apply to projects involving substantial construction, renovation, or expansion. “Substantial” in this context refers to modifications that change the size, scope, or function of the existing infrastructure beyond minor adjustments or enhancements.</P>
                <P>(2) Installation or relocation and operation of machinery and equipment (including, but not limited to, laboratory equipment, electronic hardware, manufacturing machinery, maintenance equipment, and health and safety equipment) can qualify for this CATEX provided that uses of the installed or relocated items are consistent with the general missions of the receiving structure.</P>
                <HD SOURCE="HD3">3.2.4 CATEX 4—Modifications to Existing Facilities</HD>
                <P>
                    Renovation, repair, remodeling, demolition, or expansion of existing facilities and associated sitework (
                    <E T="03">e.g.,</E>
                     parking lot construction, installation of outdoor features such as playgrounds and storage sheds, and stormwater management infrastructure). Facilities include buildings intended for commercial, community, or healthcare purposes, as well as buildings associated with transportation infrastructure like airports, railways, and bus stations. Examples include airport hangars, barns, hospitals, visitor centers, libraries, and train stations. To qualify for this CATEX, the following conditions must be met:
                </P>
                <P>
                    (a) 
                    <E T="03">Capacity Consideration:</E>
                </P>
                <P>(1) The future use of the facility will not result in an increase in occupancy that exceeds the capacity of the existing surrounding infrastructure and resources, including sewer, water, energy, roads, and parking.</P>
                <P>
                    (b) 
                    <E T="03">Urbanized or Previously Developed Land:</E>
                </P>
                <P>(1) The existing facilities and associated sitework must be either located in designated “urbanized areas,” as defined by the Census Bureau, or on land that has been previously developed. Previously developed areas are those where historical grading or landscaping has been undertaken.</P>
                <HD SOURCE="HD3">3.2.5 CATEX 5—New Facilities</HD>
                <P>
                    Construction of new facilities and associated sitework (
                    <E T="03">e.g.,</E>
                     parking lot construction, installation of outdoor features such as playgrounds and storage sheds, and stormwater management infrastructure). Facilities include buildings intended for commercial, community, or healthcare purposes, as well as buildings associated with transportation infrastructure like airports, railways, and bus stations. Examples include airport hangars, barns, hospitals, visitor centers, libraries, and train stations. To qualify for this CATEX, the following conditions must be met:
                </P>
                <P>
                    (a) 
                    <E T="03">Facility Size:</E>
                </P>
                <P>(1) The facility must have a footprint of less than 20,000 square feet when completed, and the project area must be less than two acres of surface land area.</P>
                <P>
                    (b) 
                    <E T="03">Capacity Consideration:</E>
                </P>
                <P>(1) The new facility will not exceed the capacity of the existing surrounding infrastructure and resources, including sewer, water, energy, roads, and parking.</P>
                <P>
                    (c) 
                    <E T="03">Urbanized or Previously Developed Land:</E>
                </P>
                <P>(1) The new facility and associated sitework must be located in designated “urbanized areas,” as defined by the Census Bureau, or on land that has been previously developed. Previously developed areas are those where historical grading or landscaping has been undertaken.</P>
                <HD SOURCE="HD3">3.2.6 CATEX 6—Modifications to Existing Utility Infrastructure</HD>
                <P>
                    Repair, reconstruction, rehabilitation, replacement, additions to, or removal of existing utility infrastructure and associated sitework (
                    <E T="03">e.g.,</E>
                     valve and meter installation, manhole construction, and stormwater management installation). Utility infrastructure includes but is not limited to water supply systems (including wells), sewage systems (including wastewater treatment plants and septic tanks), gas pipelines, and electrical systems. To qualify for this CATEX, the following conditions must be met:
                </P>
                <P>
                    (a) 
                    <E T="03">Limitations on wells:</E>
                </P>
                <P>(1) New wells must connect to an existing water system. The installation of new wells is not permitted in areas with existing or reasonably foreseeable water shortages.</P>
                <P>
                    (b) 
                    <E T="03">Capacity Consideration:</E>
                </P>
                <P>(1) The future use of the utility infrastructure will not result in an increase in capacity that exceeds the ability of the existing surrounding infrastructure and resources that support it. This includes considerations for water supply, sewage treatment, gas distribution, and electrical grids.</P>
                <P>
                    (c) 
                    <E T="03">Urbanized or Previously Developed Areas:</E>
                </P>
                <P>(1) The utility infrastructure and associated sitework must either be located in designated “urbanized areas,” as defined by the Census Bureau, or on land that has been previously developed. Previously developed areas are those where historical grading or landscaping has been undertaken.</P>
                <HD SOURCE="HD3">3.2.7 CATEX 7—Modifications to Existing Telecommunications Infrastructure</HD>
                <P>
                    Repair, reconstruction, rehabilitation, replacement, addition to, or removal of existing telecommunications infrastructure and associated sitework (
                    <E T="03">e.g.,</E>
                     trenching and conduit installation, tower foundation construction, and equipment shelter installation).
                </P>
                <P>
                    Telecommunications infrastructure includes but is not limited to communication lines, cellular towers, fiber-optic cables, and related equipment (
                    <E T="03">e.g.,</E>
                     antennas and transceivers, amplifiers and repeaters, and power supply units). To qualify for this CATEX, the following conditions must be met:
                </P>
                <P>
                    (a) 
                    <E T="03">Urbanized or Previously Developed Areas:</E>
                </P>
                <P>(1) The telecommunications infrastructure and associated sitework must either be located in designated “urbanized areas,” as defined by the Census Bureau, or be on land that has been previously developed. Previously developed areas are those where historical grading, landscaping, or existing infrastructure has been established.</P>
                <P>
                    (b) 
                    <E T="03">Tower Height:</E>
                </P>
                <P>(1) For projects involving towers, the total height must not exceed 200 feet.</P>
                <HD SOURCE="HD3">3.2.8 CATEX 8—Modifications to Existing Transportation Infrastructure</HD>
                <P>
                    Repair, reconstruction, rehabilitation, demolition, addition to, or improvement of existing transportation infrastructure and associated sitework (
                    <E T="03">e.g.,</E>
                     traffic signs and parking infrastructure, stormwater management, and trailhead amenities). Transportation infrastructure includes but is not limited to parking areas/infrastructure, roads, railways, bridges, sidewalks, and trails. To qualify for this CATEX, the following conditions must be met:
                </P>
                <P>
                    (a) 
                    <E T="03">Integration with Existing Transportation Infrastructure:</E>
                </P>
                <P>(1) The additions to transportation infrastructure must integrate with the existing transportation network.</P>
                <P>
                    (b) 
                    <E T="03">Capacity Consideration:</E>
                </P>
                <P>(1) The future use of the transportation infrastructure will not result in an increase in capacity that exceeds the capability of the existing surrounding infrastructure and resources that support it, including sewer, water, energy, and parking.</P>
                <P>
                    (c) 
                    <E T="03">Urbanized or Previously Developed Areas:</E>
                </P>
                <P>
                    (1) The transportation infrastructure and associated sitework must either be 
                    <PRTPAGE P="8837"/>
                    located in designated “urbanized areas,” as defined by the Census Bureau, or on land that has been previously developed. Previously developed areas are those where historical grading or landscaping has been undertaken.
                </P>
                <P>
                    (d) 
                    <E T="03">Exclusions:</E>
                </P>
                <P>
                    (1) Prohibits projects resulting in a change to the mode of transportation 
                    <E T="03">e.g.,</E>
                     a bike path that is expanded to ATV use. Excludes water-related infrastructure projects, including ports, harbors, docks, and related facilities.
                </P>
                <HD SOURCE="HD2">3.3 Extraordinary Circumstances</HD>
                <P>NBRC will review each proposed action that is covered by a CATEX listed in Section 3.2 of these procedures to determine whether extraordinary circumstances specific to the project exist, due to its location, activities, or other relevant factors. NBRC will review each of the following extraordinary circumstances in this section to determine whether they apply to the proposed action prior to making a final CATEX determination. If an extraordinary circumstance is present, NBRC will determine whether, notwithstanding the extraordinary circumstance, the proposed agency action is not likely to result in reasonably foreseeable adverse significant effects, or if the proposed action can be modified to avoid those effects. If NBRC determines that it cannot apply the categorical exclusion to the proposed action, NBRC will prepare an environmental assessment or EIS, as appropriate.</P>
                <P>The following text contains NBRC's extraordinary circumstances list.</P>
                <P>
                    (a) 
                    <E T="03">Health and Safety:</E>
                     The action has the potential to significantly adversely affect public health and safety.
                </P>
                <P>
                    (b) 
                    <E T="03">Hazardous Materials:</E>
                     The action involves the use, transportation, distribution, storage, or disposal of hazardous substances, pollutants, contaminants, or petroleum and natural gas products in a manner that may result in significant environmental effects.
                </P>
                <P>
                    (c) 
                    <E T="03">Noise:</E>
                     The action has the potential to generate excessive or prolonged noise levels that may adversely impact sensitive noise receptors and disrupt quiet environments, such as natural habitats or recreational areas, leading to disturbances in wildlife behavior or recreational activities.
                </P>
                <P>
                    (d) 
                    <E T="03">Regulatory Compliance</E>
                    : The action has the potential to violate federal, state, Tribal, or local laws or other requirements, or be inconsistent with federal, state, Tribal, or local policies for the human environment.
                </P>
                <P>
                    (e) 
                    <E T="03">Historic and Cultural Resources:</E>
                     The action has the potential to significantly adversely affect historic or cultural properties, sites, or resources, including those listed on national or state registers, or those eligible for such designation.
                </P>
                <P>
                    (f) 
                    <E T="03">Environmental Resources:</E>
                     The action has the potential to significantly adversely affect environmental resources, including, but not limited to, species listed or proposed to be listed under the Endangered Species Act, designated critical habitat, wetlands, floodplains, federally protected waters, and prime or unique farmland.
                </P>
                <P>
                    (g) 
                    <E T="03">Unique Risk/Uncertainty:</E>
                     The action involves uncertain risks, impacts, or scientifically controversial factors that may affect the human environment.
                </P>
                <P>
                    (h) 
                    <E T="03">Precedent Setting:</E>
                     The action establishes a precedent for future actions with the potential for significant environmental effects.
                </P>
                <P>
                    (i) 
                    <E T="03">Scientific Controversy:</E>
                     The action has the potential to generate scientific controversy related to the environmental effects of the proposed action.
                </P>
                <P>
                    (j) 
                    <E T="03">Scope and Size:</E>
                     The circumstances may arise in which usually categorically excluded actions may have a significant environmental impact and, therefore, may generate a requirement for further environmental analysis. Examples of situations where such unique circumstances may be present include actions of greater scope or size than generally experienced for a particular category of action.
                </P>
                <HD SOURCE="HD2">3.4 CATEX Decision Making</HD>
                <P>(a) A record of environmental consideration (REC) must be completed for all proposed actions that qualify as a CATEX within the meaning of these procedures. REC documentation must include the following:</P>
                <P>(1) A description of the proposed action.</P>
                <P>(2) Identification of the applicable CATEX for the proposed action.</P>
                <P>(3) Documentation demonstrates that extraordinary circumstances were considered and none were identified, or that the presence of extraordinary circumstances will be sufficiently mitigated.</P>
                <P>(4) The signature of an NBRC employee with authority to sign NEPA documentation.</P>
                <P>(b) If NBRC identifies mitigation measures that are necessary to mitigate extraordinary circumstances for an individual action, NBRC will:</P>
                <P>(1) Document the determination that the proposed action, with the identified mitigation measures, does not have the potential to result in significant effects despite the presence of extraordinary circumstances.</P>
                <P>(2) Issue a public notification stating NBRC's intention to apply the CATEX with the identified mitigation measures to the proposed action and publish the determination on the NBRC website.</P>
                <P>(3) Inform the applicant that mitigation measures are required.</P>
                <P>(4) Enforce compliance with the agreed-upon mitigation measures to ensure that the action does not result in significant environmental effects.</P>
                <P>(c) NBRC will apply NBRC-established CATEXes (Section 3.2), not the adopted CATEXes (Section 3.5), in situations where the proposed action could qualify for either NBRC-established CATEXes or adopted CATEXes.</P>
                <HD SOURCE="HD2">3.5 Application of CATEXs Adopted From Another Agency's NEPA Procedures</HD>
                <P>Section 109 of NEPA (42 U.S.C. 4336c) allows agencies to adopt and apply another agency's CATEX to their proposed actions. When NBRC has identified a CATEX from another agency's (hereinafter the “issuing agency”) NEPA procedures that it would like to apply to NBRC actions, NBRC must complete the following:</P>
                <P>
                    (a) 
                    <E T="03">Consultation with the issuing agency:</E>
                     Through consultation with the issuing agency, NBRC must document the following:
                </P>
                <P>(1) The issuing agency's applicable CATEX.</P>
                <P>(2) A description of the types of NBRC proposed action(s) that the CATEX would be applied to.</P>
                <P>(3) The determination that the application of the issuing agency's CATEX to the NBRC action type is appropriate.</P>
                <P>(4) The extraordinary circumstances defined by the issuing agency that must be considered when applying the CATEX.</P>
                <P>(5) The extraordinary circumstances defined by NBRC that must be considered when applying the CATEX.</P>
                <P>(b) Consult with the agency that established the CATEX to ensure that the proposed adoption of the CATEX to a category of actions is appropriate.</P>
                <P>
                    (c) 
                    <E T="03">Public notification:</E>
                     NBRC must issue a public notification stating the intention of NBRC to apply the issuing agency's CATEX to NBRC proposed actions.
                </P>
                <P>
                    (d) 
                    <E T="03">Documentation of the adoption:</E>
                     NBRC will document the adoption by listing the CATEX or CATEXs that have been adopted on the agency's website.
                </P>
                <P>
                    (e) 
                    <E T="03">Implementation:</E>
                     When implementing NEPA for a proposed action by applying the CATEX from another agency's NEPA procedures (for which consultation with the issuing 
                    <PRTPAGE P="8838"/>
                    agency and public notification have already been completed), NBRC must do the following for each individual proposed action:
                </P>
                <P>(1) Confirm the proposed action meets the definition of the action type identified in the MOA.</P>
                <P>(2) Review the proposed action against the extraordinary circumstances identified in the MOA.</P>
                <P>(3) Document the use of another agency's CATEX for the NBRC proposed action it applies to. Documentation must list the CATEX NBRC is applying and include the REC documentation requirements listed in Section 3.4.</P>
                <HD SOURCE="HD2">3.6 Public Involvement for NBRC CATEXs</HD>
                <P>(a) NBRC will require public notification of the use of a CATEX in the following situations:</P>
                <P>(1) When modifications are necessary to address extraordinary circumstances for a proposed action, as detailed in Section 3.4(b).</P>
                <P>(2) When applying a CATEX from another agency's NEPA procedures to a specific NBRC project, as detailed in Section 3.5.</P>
                <P>(b) Public notifications, when required, will be issued to inform the public of NBRC's intention to apply the CATEX, and documentation will be published on the NBRC website.</P>
                <P>(c)</P>
                <HD SOURCE="HD1">Section 4: Environmental Assessments</HD>
                <HD SOURCE="HD2">4.1 EA Overview (42 U.S.C. 4336(b)(2))</HD>
                <P>An EA is a brief analysis used when a proposed action's effect is unknown or unlikely to be significant. In preparing (or supervising the preparation of), an EA NBRC will focus the analysis on whether the environmental effects of the action or project at hand are significant. Similarly, NBRC will ensure the EA documents where and how NBRC drew a reasonable and manageable line relating to its consideration of any environmental effects from the action or project at hand that extend outside the geographical territory of the project or might materialize later in time.</P>
                <HD SOURCE="HD2">4.2 EA Requirements</HD>
                <P>
                    (a) 
                    <E T="03">Purpose and need:</E>
                     The EA must define the reasons why action by NBRC and the applicant is needed. This should be stated in the EA as the underlying purpose and need for the proposed action.
                </P>
                <P>
                    (b) 
                    <E T="03">Proposed Action:</E>
                     The EA must clearly describe the proposed action, including but not limited to its timing, scale, scope, and other relevant details necessary to understand the activity.
                </P>
                <P>
                    (c) 
                    <E T="03">Alternatives:</E>
                     The following categories of alternatives may be included in an EA:
                </P>
                <P>
                    (1) 
                    <E T="03">Reasonable Range of Alternatives:</E>
                     Reasonable range of alternatives to the proposed action must be identified in the EA, including an analysis of any adverse environmental impacts of not implementing the proposed agency action in the case of a no action alternative, that are, in NBRC's expert judgment, technically and economically feasible, and meet the purpose and need of the proposal.
                </P>
                <P>
                    (2) 
                    <E T="03">Alternatives Considered but Dismissed:</E>
                     Alternatives that were considered, but eliminated from detailed study due to affordability, practicality, or readiness may also be included in the EA. For these alternatives, a high-level description of the alternative and why it was dismissed from further analysis should be included in the EA.
                </P>
                <P>
                    (d) 
                    <E T="03">Affected environment:</E>
                </P>
                <P>(1) The environmental trends, resources, and existing environmental conditions in the project area should be described using the best available data.</P>
                <P>
                    (e) 
                    <E T="03">Environmental consequences:</E>
                </P>
                <P>(1) The EA must discuss the environmental consequences that would result from the implementation of the reasonable range of alternatives. The length and detail of the effects analysis for each resource area in the EA should be proportionate to the potential effects of the action and alternatives.</P>
                <P>(2) NBRC will determine the resources, ecosystems, and human communities that could be impacted by environmental effects, evaluate the significance of environmental effects, and, when warranted, subsequently modify the proposed action to avoid, minimize, or mitigate significant environmental effects.</P>
                <P>
                    (1) 
                    <E T="03">Page limits:</E>
                </P>
                <P>The text of an environmental assessment is strictly prohibited from exceeding 75 pages, not including citations or appendices.</P>
                <P>(i) Appendices are to be used for voluminous materials, such as scientific tables, collections of data, statistical calculations, and the like, which substantiate the analysis provided in the environmental assessment. Appendices are not to be used to provide additional substantive analysis, because that would circumvent the congressionally mandated page limits.</P>
                <P>(ii) Environmental assessments will be formatted for an 8.5″x11″ page with one-inch margins using a word processor with 12-point proportionally spaced font, single spaced. Footnotes may be in 10-point font. Such size restrictions do not apply to explanatory maps, diagrams, graphs, tables, and other means of graphically displaying quantitative or geospatial information, although pages containing such material do count towards the page limit. When an item of graphical material is larger than 8.5″x11″, each such item will count as one page.</P>
                <P>
                    (iii) 
                    <E T="03">Certification Related to Page Limits.</E>
                     The breadth and depth of analysis in an environmental assessment will be tailored to ensure that the environmental analysis does not exceed this page limit. In this regard, as part of the finalization of the environmental assessment, a responsible official will certify (and the certification will be incorporated into the environmental assessment) that NBRC has considered the factors mandated by NEPA; that the environmental assessment represents NBRC's good-faith effort to prioritize documentation of the most important considerations required by the statute within the congressionally mandated page limits; that this prioritization reflects NBRC's expert judgment; and that any considerations addressed briefly or left unaddressed were, in NBRC's judgment, comparatively not of a substantive nature that meaningfully informed the consideration of environmental effects and the resulting decision on how to proceed.
                </P>
                <P>(f) For all environmental documents, NBRC will provide a unique identification number for tracking purposes, which NBRC will reference on all associated environmental review documents prepared for the proposed agency action and in any database or tracking system for such documents. NBRC will coordinate with the CEQ and other federal agencies to ensure uniformity of such identification numbers across federal agencies.</P>
                <HD SOURCE="HD2">4.3 Classes of Actions Normally Requiring an EA</HD>
                <P>NBRC actions for which the preparation of an EA is normally required include, but are not limited to, the following:</P>
                <P>(a) Repair, reconstruction, rehabilitation, addition to, or improvement of existing facilities when the future use of the facility would exceed the capacity of the existing surrounding infrastructure and resources or occur in an undeveloped area.</P>
                <P>(b) New construction of water, wastewater, gas, and electrical utility infrastructure.</P>
                <P>
                    (c) Repair, reconstruction, rehabilitation, addition to, or improvement of existing water, wastewater, gas, and electrical utility 
                    <PRTPAGE P="8839"/>
                    infrastructure when the future use of the utility infrastructure would exceed the capacity of the existing surrounding infrastructure and resources or occur in an undeveloped area.
                </P>
                <P>(d) New construction of transportation infrastructure (such as roads, railways, and trails).</P>
                <P>(e) Repair, reconstruction, rehabilitation, addition to, or improvement of existing transportation infrastructure when the future use of the transportation infrastructure would exceed the capacity of the existing surrounding infrastructure and resources or occur in an undeveloped area.</P>
                <P>(f) New construction of telecommunications infrastructure.</P>
                <P>(g) Repair, reconstruction, rehabilitation, addition to, or improvement of existing telecommunications infrastructure when the infrastructure would be installed in an undeveloped area.</P>
                <P>(h) Siting, construction, and operation of solar farms for the purpose of serving multiple properties.</P>
                <HD SOURCE="HD2">4.4 EA Decision Making</HD>
                <P>After an EA is completed, NBRC may make one of the following three determinations:</P>
                <P>
                    (1) 
                    <E T="03">Prepare a FONSI (42 U.S.C. 4336(b)(2)):</E>
                     NBRC retains the responsibility to prepare its own FONSI and shall not delegate this responsibility to applicants. A FONSI determination is appropriate under the following circumstances and shall be signed by NBRC's Executive Director or their designee:
                </P>
                <P>(i) Effects identified in the EA are below the level of significance.</P>
                <P>(ii) Significant effects identified in the EA can be mitigated below the level of significance. If mitigation is required to reduce effects below the level of significance, the FONSI shall identify the mitigation and describe applicable monitoring and enforcement measures intended to ensure the implementation of the mitigation measures.</P>
                <P>
                    (2) 
                    <E T="03">Prepare an EIS (42 U.S.C. 4336(b)(1)):</E>
                     If an EA process results in a finding that a proposed action would have reasonably foreseeable significant effects, and those effects cannot be mitigated below the level of significance, NBRC must prepare an EIS.
                </P>
                <P>
                    (3) 
                    <E T="03">Reject the proposed action:</E>
                     NBRC may elect to reject a proposed action from moving forward.
                </P>
                <HD SOURCE="HD1">Section 5: Environmental Impact Statements</HD>
                <HD SOURCE="HD2">5.1 EIS Overview (42 U.S.C. 4336(b)(1))</HD>
                <P>An EIS is an in-depth analysis of resource issues for a proposed action that is likely to have significant effects. In preparing (or supervising the preparation of) an EIS, NBRC will focus the analysis on whether the environmental effects of the action or project at hand are significant. Similarly, NBRC will ensure the EIS documents where and how NBRC drew a reasonable and manageable line relating to its consideration of any environmental effects from the action or project at hand that extend outside the geographical territory of the project or might materialize later in time.</P>
                <HD SOURCE="HD2">5.2 EIS Requirements</HD>
                <P>
                    (a) 
                    <E T="03">Scoping:</E>
                     Scoping will identify important issues that should be addressed and eliminate non-important issues from further study. It is intended to help determine the scope of the analysis, identify relevant environmental concerns, and ensure that significant issues are appropriately considered. The scoping process will begin as soon as practicable after a proposed action is sufficiently developed for agency consideration. For NBRC-funded grants, scoping will begin after NBRC has identified a need to complete an EIS for the applicant's proposed action.
                </P>
                <P>
                    (b) 
                    <E T="03">Purpose and need:</E>
                     The EIS must define the reasons why action by NBRC and the applicant is needed. This should be stated in the EIS as the underlying purpose and need for the proposed action.
                </P>
                <P>
                    (c) 
                    <E T="03">Alternatives (42 U.S.C. 4332(2)(C)(iii)):</E>
                     There are the following four categories of alternatives that should be included in an EIS:
                </P>
                <P>(1) Reasonable range of alternatives to the proposed action must be identified in the EIS, including an analysis of any adverse environmental impacts of not implementing the proposed agency action in the case of a no action alternative, that are, in NBRC's expert judgment, technically and economically feasible, and meet the purpose and need of the proposal.</P>
                <P>(2) Alternatives that were considered but eliminated from further study due to affordability, feasibility, or readiness may also be included in the EIS. For these alternatives, a high-level description of the alternative and why it was dismissed from further analysis should be included in the EIS.</P>
                <P>
                    (d) 
                    <E T="03">Environmental consequences (42 U.S.C. 4332(2)(C)(i)-(ii)):</E>
                </P>
                <P>(1) The EIS must discuss the environmental consequences that would result from implementation of the proposed action, no action, and reasonable alternatives. The length and detail of the effects analysis for each resource area in the EIS should be proportionate to the potential effects of the action and alternatives.</P>
                <P>(2) NBRC will determine the resources, ecosystems, and human communities that could be impacted by environmental effects, evaluate the significance of environmental effects, and subsequently modify the proposed action to avoid, minimize, or mitigate significant environmental effects.</P>
                <P>(e) After an EIS has been prepared, NBRC shall file the EIS with the Environmental Protection Agency (EPA), consistent with 42 U.S.C. 7609.</P>
                <P>
                    (f) 
                    <E T="03">Page limit:</E>
                     Except as provided in paragraph (g) the text of an EIS will not exceed 150 pages, not including citations or appendices.
                </P>
                <P>(g) An EIS for a proposed agency action of extraordinary complexity is strictly prohibited from exceeding 300 pages, not including any citations or appendices. NBRC will determine at the earliest possible stage of preparation of an EIS whether the conditions for exceeding the page limit in paragraph (a) are present.</P>
                <P>(h) Appendices are to be used for voluminous materials, such as scientific tables, collections of data, statistical calculations, and the like, which substantiate the analysis provided in the environmental assessment. Appendices are not to be used to provide additional substantive analysis, because that would circumvent the congressionally mandated page limits.</P>
                <P>(i) EISs will be prepared on 8.5″x11″ paper with one-inch margins using a word processor with 12-point proportionally spaced font, single spaced. Footnotes may be in 10-point font. Such size restrictions do not apply to explanatory maps, diagrams, graphs, tables, and other means of graphically displaying quantitative or geospatial information. When an item of graphical material is larger than 8.5″x11″, each such item will count as one page.</P>
                <P>
                    (j) 
                    <E T="03">Certification Related to Page Limits.</E>
                     The breadth and depth of analysis in an EIS will be tailored to ensure that the EIS does not exceed these page limits. In this regard, as part of the finalization of the EIS, a responsible official will certify that NBRC has considered the factors mandated by NEPA; that the EIS represents NBRC's good-faith effort to prioritize documentation of the most important considerations required by the statute within the congressionally mandated page limits; that this prioritization reflects NBRC's expert judgment; and that any considerations addressed briefly or left unaddressed were, in NBRC's judgment, comparatively unimportant or frivolous.
                    <PRTPAGE P="8840"/>
                </P>
                <P>(k) For all environmental documents, NBRC will provide a unique identification number for tracking purposes, which NBRC will reference on all associated environmental review documents prepared for the proposed agency action and in any database or tracking system for such documents. NBRC will coordinate with the CEQ and other federal agencies to ensure uniformity of such identification numbers across federal agencies.</P>
                <HD SOURCE="HD2">5.3 Classes of Actions Normally Requiring an EIS</HD>
                <P>(a) NBRC actions for which an EIS is required include but are not limited to the following:</P>
                <P>(1) Proposed actions for which an EA was initially prepared that concluded that the proposed action would generate significant effects.</P>
                <P>(2) Infrastructure, transportation, or telecommunication projects that are greater in scope or size and that are likely to significantly affect the quality of the human environment.</P>
                <P>(3) New electrical transmission facilities.</P>
                <P>(4) New construction of facilities or structures (such as commercial facilities, business incubators, community facilities, health care facilities, airports, railway and bus stations) that are likely to significantly affect the quality of the human environment.</P>
                <HD SOURCE="HD2">5.4 Interagency and Public Involvement for EISs</HD>
                <P>(a) During the process of preparing an EIS, NBRC:</P>
                <P>
                    (1) 
                    <E T="03">Will obtain the comments of:</E>
                </P>
                <P>(2) any Federal agency that has jurisdiction by law or special expertise with respect to any environmental impact of the action or project at hand or is authorized to develop and enforce environmental standards that govern the action or project at hand.</P>
                <P>(3) Appropriate State, Tribal, and local agencies that are authorized to develop and enforce environmental standards.</P>
                <P>
                    (b) 
                    <E T="03">May request the comments of:</E>
                </P>
                <P>(1) State, Tribal, or local governments that may be affected by the proposed action;</P>
                <P>(2) Any agency that has requested it receive statements on actions of the kind proposed;</P>
                <P>(3) The applicant, if any; and</P>
                <P>(4) The public, including by affirmatively soliciting comments in a manner designed to inform those persons or organizations who may be interested in or affected by the proposed action.</P>
                <P>(c) This process of obtaining and requesting comments pursuant to (c) above may be undertaken at any time that is reasonable in the process of preparing the EIS. NBRC will ensure that the process of obtaining and requesting comments pursuant to (c) above, and NBRC's analysis of and response to those comments, does not cause NBRC to violate the congressionally mandated deadline for completion of an EIS.</P>
                <P>(d) Addressing comments contained in EISs. NBRC will address any substantive comments received consistent with paragraph (c) of this section in the EIS. In those instances in which NBRC solicits comments from the public, the request for comments will provide clear instructions on how comments should be submitted, including electronic submission, and the dates during which comments will be accepted. The solicitation of comments should include requests for comments on specific questions or issues or for information that would be helpful in informing the decision. NBRC may respond to substantive comments by:</P>
                <P>(1) Modifying alternatives, including the proposed action.</P>
                <P>(2) Developing and evaluating alternatives not previously given serious consideration.</P>
                <P>(3) Supplementing, improving, or modifying analyses, to include consideration of science or literature not previously considered.</P>
                <P>(4) Making factual corrections.</P>
                <P>(5) Stating no action is needed. NBRC may provide brief rationale for taking no action, such as:</P>
                <P>(i) The comment is outside the scope of what is being proposed;</P>
                <P>(ii) There is an insufficient causal relationship between the actions NBRC is proposing and the issue raised and/or recommendation made;</P>
                <P>(iii) The commenter misinterpreted the information provided; or</P>
                <P>(iv) The recommendation made does not comply with applicable laws or regulations and/or are not feasible to implement (technically or economically), etc.</P>
                <HD SOURCE="HD2">5.5 EIS Decision Making</HD>
                <P>
                    (a) Concurrently with the preparation of the EIS, NBRC shall prepare a ROD. NBRC will publish the ROD in the 
                    <E T="04">Federal Register</E>
                     to give the public notice of NBRC's decision for the proposed action. NBRC shall not delegate the responsibility for preparation or publication of the ROD to applicants.
                </P>
                <P>(b) If the ROD incorporates mitigation and the analysis of the reasonably foreseeable effects of the proposed action is based on the implementation of that mitigation.</P>
                <HD SOURCE="HD1">Section 6: Integration of NEPA in NBRC Decision Making</HD>
                <HD SOURCE="HD2">6.1 Decision-Making Process</HD>
                <P>(a) NBRC shall:</P>
                <P>(1) Include relevant environmental documents, comments, and responses regarding the proposed action throughout the NBRC review and grant decision-making processes, so decision makers have the best available information to make informed decisions.</P>
                <P>(2) Ensure NBRC's Executive Director has considered all alternatives discussed in environmental documents prior to making a decision on a proposed action.</P>
                <P>(3) Develop an administrative record during preparation of a NEPA analysis to inform decision making. NBRC will include any document prepared, referenced, or used to complete the analysis and inform the decision in the administrative record.</P>
                <P>(b) Interested parties can get information on elements of NBRC's NEPA process on NBRC's NEPA web page, available on the NBRC website.</P>
                <HD SOURCE="HD2">6.2 Grants</HD>
                <P>(a) NBRC staff will work with applicants to integrate NEPA considerations and NEPA review timelines into project planning, include NEPA analysis costs in project budgets, and consider project alternatives to avoid, minimize, or compensate for adverse environmental effects based on the scope of work.</P>
                <P>(b) NBRC may revoke a grant award if an applicant fails to provide information for a NEPA review.</P>
                <P>(c) Actions initiated and/or completed by applicants before fulfilling NEPA requirements may not be considered for funding.</P>
                <HD SOURCE="HD1">Section 7: Efficient NEPA Reviews</HD>
                <P>Wherever practicable, NBRC will utilize the following efficiency methods to reduce or eliminate duplication, allow for efficient timelines for the NEPA process, and prepare streamlined and effective NEPA documents.</P>
                <HD SOURCE="HD2">7.1 Reliance on Existing Environmental Documents</HD>
                <P>(a) NBRC may rely on a CATEX determination, final EA, or final EIS prepared by another agency in whole or in part provided that:</P>
                <P>
                    (1) The action covered by the original CATEX determination, EA, or EIS and the NBRC proposed action are substantially the same; and
                    <PRTPAGE P="8841"/>
                </P>
                <P>(2) The original CATEX determination, EA, or EIS meets NBRC standards for an adequate CATEX, EA, or EIS.</P>
                <P>NBRC must make its own evaluation of the environmental issues and take responsibility for the scope and content of the CATEX determination, EA, or EIS, and confirm, after independent review, the analysis meets the requirements for an adequate NEPA document consistent with these procedures and the CEQ regulations. Reliance on these documents is subject to the following publication requirements:</P>
                <P>(a) NBRC must file the EIS as a final statement consistent with 42 U.S.C. 7609.</P>
                <P>(b) NBRC must prepare its own FONSI for the action and provide public notice of the finding.</P>
                <P>(c) NBRC must document its reliance on another agency's CATEX determination, including a determination that no extraordinary circumstances are present and that NBRC's action is substantially the same as the action covered by the CATEX determination it is choosing to rely upon. Additionally, NBRC must publish the CATEX determination on the NBRC website.</P>
                <HD SOURCE="HD2">7.2 Supplemental NEPA Analyses and Re-Evaluation</HD>
                <P>(a) Consistent with NEPA § 108 and 42 U.S.C. 4336b, after completing a programmatic environmental assessment or environmental impact statement, NBRC may rely on that document for 5 years if there are not substantial new circumstances or information about the significance of adverse effects that bear on the analysis. After 5 years, as long as NBRC reevaluates the analysis in the programmatic environmental document and any underlying assumption to ensure reliance on the analysis remains valid and briefly documents its reevaluation and explains why the analysis remains valid considering any new and substantial information or circumstances, NBRC may continue to rely on the document.</P>
                <P>(b) A supplemental NEPA analysis shall be prepared only if a major Federal action remains to occur and:</P>
                <P>(1) Substantial changes have been made to the proposed action that are relevant to environmental concerns; or</P>
                <P>(2) There are substantial new circumstances or information about the significance of adverse effects that bear on the analysis.</P>
                <P>(c) NBRC may conduct a re-evaluation of the existing EA or EIS and reach a determination that a supplemental analysis is not required when:</P>
                <P>(1) The proposed action has been fully completed.</P>
                <P>(2) The changes to the proposed action are found not to be relevant to environmental concerns; or</P>
                <P>(3) The new circumstances or information are determined not to be relevant to the significance of adverse effects in the original analysis.</P>
                <P>When a re-evaluation is completed, NBRC must document the determination reached in the re-evaluation in the project file.</P>
                <P>(d) A supplemental NEPA analysis only revisits and updates the information and analysis that is relevant to the new circumstances and avoids the need for an entirely new EA or EIS to be prepared.</P>
                <P>(e) When preparing a supplemental NEPA analysis, the analysis must be incorporated into the administrative record of the original EA or EIS. Supplemental EAs and EISs may be prepared by either tracking changes in the original EA or EIS or by preparing a separate document that only discusses the changes in the project scope and/or new information and the associated changes with regard to effects.</P>
                <P>(1) A supplemental EA process concludes with a decision regarding whether to issue a revised FONSI or a decision to prepare an EIS.</P>
                <P>(2) A supplemental EIS process concludes with a decision regarding whether to issue a revised ROD.</P>
                <HD SOURCE="HD2">7.3 Eliminating Duplication</HD>
                <P>NBRC may cooperate with State, Tribal, and local agencies that are responsible for preparing environmental documents.</P>
                <P>To the fullest extent practicable unless specifically prohibited by law, NBRC will cooperate with State, Tribal, and local agencies to reduce duplication between NEPA and State, Tribal, and local requirements, including through use of studies, analysis, and decisions developed by State, Tribal, or local agencies. Such cooperation may include:</P>
                <P>Joint planning processes;</P>
                <P>Joint environmental research and studies;</P>
                <P>Joint public hearings (except where otherwise provided by statute); or</P>
                <P>Joint environmental documents.</P>
                <HD SOURCE="HD2">7.4 Integrating Other Analyses With NEPA</HD>
                <P>(a) To the fullest extent practicable, unless specifically prohibited by law, NBRC should integrate other environmental requirements applicable to the proposed action into the NEPA process. Analyses, consultation, and public notice periods for other environmental requirements should be aligned with the NEPA process to occur concurrently.</P>
                <P>(b) Typical federal environmental requirements that may apply include various statutes, executive orders, and regulations related, but not limited to, environmental protection, historic preservation, floodplain management, wetlands, endangered species, clean water, and clean air.</P>
                <P>(c) NEPA documents should include a comprehensive list of all necessary environmental permits, licenses, and authorizations required before implementing the proposed action.</P>
                <HD SOURCE="HD2">7.5 Incorporation by Reference</HD>
                <P>
                    <E T="03">Incorporation.</E>
                     NBRC may incorporate material, such as planning studies, analyses, or other relevant information, into environmental documents by reference when the effect will be to cut down on bulk without impeding NBRC and public review of the action. When incorporating material by reference, NBRC will cite, briefly describe the content and relevance to the environmental document, and make the materials reasonably available for review by potentially interested parties. NBRC will not use incorporation as a means to evade the statutory page limits.
                </P>
                <HD SOURCE="HD1">Section 8: Lead and Cooperating Agencies</HD>
                <HD SOURCE="HD2">8.1 Lead and Cooperating Agencies Overview</HD>
                <P>
                    In many instances, a proposed activity or decision is undertaken in the context which entails activities or decisions undertaken by other federal agencies (
                    <E T="03">e.g.,</E>
                     where multiple federal authorizations or analyses are required with respect to a project sponsor's overall purpose and goal). These activities and decisions are “related actions,” in that they are each the responsibility of a particular agency but they are all related in a matter relevant to NEPA, 
                    <E T="03">e.g.,</E>
                     by their relationship with one overarching project. In such instances, Congress has provided that the multiple agencies involved shall determine which of them will be the lead agency pursuant to the criteria identified in NEPA § 107(a)(1)(A), 42 U.S.C. 4336a(a)(1)(A). When serving as the lead agency, NBRC is ultimately responsible for completing the NEPA process; when serving as the lead agency, NBRC will also determine and document the scope of the project at hand. When a joint lead relationship is established pursuant to NEPA § 107(a)(1)(B), 42 U.S.C. 4336a(a)(1)(B), NBRC and the other joint lead agency or 
                    <PRTPAGE P="8842"/>
                    agencies are collectively responsible for completing the NEPA process.
                </P>
                <HD SOURCE="HD2">8.2 Lead Agency</HD>
                <P>(a) A lead agency is defined as the agency preparing or having primary responsibility over preparing an EA or EIS. A joint lead agency is when two agencies share lead agency responsibility.</P>
                <P>(b) The following factors shall help determine when NBRC acts as the lead agency:</P>
                <P>(1) Timing and sequence of NBRC funding relative to other federal funders.</P>
                <P>(2) Which agency or agencies have project approval or disapproval authority.</P>
                <P>(3) Duration of NBRC's involvement in the project relative to the overall project timeline or plan.</P>
                <P>(4) Whether NBRC has special expertise relative to the project or its potential environmental effects.</P>
                <P>(5) The magnitude of NBRC's involvement in the project.</P>
                <P>(c) As lead agency, NBRC shall:</P>
                <P>(1) Develop a schedule and set milestones for all environmental reviews, permits, and authorizations required for the implementation of the action, in consultation with the applicant and any joint lead, cooperating, and participating agencies, as soon as possible.</P>
                <P>(2) Determine the purpose and need, scope of the proposed action and alternatives in consultation with the applicant and any joint lead, cooperating, and participating agencies, as soon as possible.</P>
                <P>(3) Submit required reports to CEQ on any missed deadlines to enable submission of this information to Congress in accordance with 42 U.S.C. 4336a(h).</P>
                <P>(d) For actions in which NBRC acts as a lead agency, NBRC will work with the cooperating agency or agencies to evaluate a proposed action in a single EA or EIS and issue a joint FONSI or ROD.</P>
                <P>(e) For proposed actions where NBRC shares lead agency responsibility with another agency, it will share all lead agency requirements outlined in 42 U.S.C. 4336(a)(1)-(2).</P>
                <HD SOURCE="HD2">8.3 Cooperating Agency</HD>
                <P>(a) A cooperating agency is defined as any federal agency (or state, tribal, or local agency by agreement with the lead agency) other than the lead agency that has jurisdiction by law or special expertise with respect to any environmental issue.</P>
                <P>(b) NBRC may allow other agencies to participate as a cooperating agency for a NBRC EA or EIS in the following situations:</P>
                <P>(1) When another federal agency has jurisdiction by law over a portion of the proposed action.</P>
                <P>(2) When another federal agency has special expertise with respect to an environmental issue because of its statutory responsibilities, agency mission, or related program experience.</P>
                <P>(c) When multiple federal agencies are involved in the same proposed action, NBRC may defer the lead agency role to other federal agencies.</P>
                <P>(d) NBRC may be asked to serve as a cooperating agency in another agency's NEPA analysis. As a cooperating agency, NBRC will participate in the NEPA process at the earliest practicable time and will assist in the development of environmental analysis at the request of the lead agency.</P>
                <HD SOURCE="HD1">Section 9: Emergency Circumstances</HD>
                <HD SOURCE="HD2">9.1 Emergency Circumstances</HD>
                <P>(a) In the event of an emergency circumstance, NBRC may implement alternative arrangements for actions that would normally require an EA, and will implement alternative arrangements for action that would normally require an EIS, pursuant to the following course of action:</P>
                <P>(1) Before any emergency action is taken that has the potential for reasonably foreseeable significant environmental effects, NBRC must consult with the CEQ to discuss and establish alternative arrangements for NEPA compliance. This consultation ensures that NBRC considers environmental factors while responding to the emergency. NBRC may consult with CEQ on emergency actions not expected to have significant effects.</P>
                <P>(2) Following applicable consultation with CEQ, NBRC may implement alternative arrangements for NEPA compliance for actions tailored to control the immediate impacts of the emergency. These arrangements will be limited to actions necessary to address the emergency situation and do not constitute a waiver of NEPA requirements.</P>
                <P>(3) NBRC will thoroughly document the emergency circumstance, including the nature of the emergency, any consultations with the CEQ, any alternative arrangements made, and the steps taken to address the situation. This documentation will be maintained to ensure transparency and accountability throughout the process.</P>
                <HD SOURCE="HD1">Section 10: Conclusion</HD>
                <P>This notice documents procedures is to integrate the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4347), as amended, into the Northern Border Regional Commission's (NBRC) decision-making processes, effective immediately.</P>
                <SIG>
                    <NAME>Jonathan O'Rourke,</NAME>
                    <TITLE>Senior Program Specialist.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03697 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6820-SZ-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">CONSUMER FINANCIAL PROTECTION BUREAU</AGENCY>
                <DEPDOC>[Docket No. CFPB-2026-0010]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities: Comment Request</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Consumer Financial Protection Bureau.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice and request for comment.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In accordance with the Paperwork Reduction Act of 1995 (PRA), the Consumer Financial Protection Bureau (CFPB or Bureau) requests the Office of Management and Budget's (OMB's) extension of an information collection titled “Home Mortgage Disclosure Act (Regulation C)” approved under OMB Control Number 3170-0008.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written comments are encouraged and must be received on or before March 26, 2026 to be assured of consideration.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to 
                        <E T="03">www.reginfo.gov/public/do/PRAMain.</E>
                         Find this particular information collection by selecting “Currently under 30-day Review—Open for Public Comments” or by using the search function. In general, all comments received will become public records, including any personal information provided. Sensitive personal information, such as account numbers or Social Security numbers, should not be included.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Requests for additional information should be directed to Anthony May, Paperwork Reduction Act Officer, at (202) 435-7278, or email: 
                        <E T="03">CFPB_PRA@cfpb.gov.</E>
                         If you require this document in an alternative electronic format, please contact 
                        <E T="03">CFPB_Accessibility@cfpb.gov.</E>
                         Please do not submit comments to these email boxes.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">Title of Collection:</E>
                     Home Mortgage Disclosure Act (Regulation C).
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     3170-0008.
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Extension of a currently approved information collection.
                    <PRTPAGE P="8843"/>
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Individuals and households.
                </P>
                <P>
                    <E T="03">Estimated Number of Respondents:</E>
                     136.
                </P>
                <P>
                    <E T="03">Estimated Total Annual Burden Hours:</E>
                     1,510,960.
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     The Home Mortgage Disclosure Act (HMDA) requires certain depository institutions and for-profit, non-depository institutions to collect, report, and disclose data about originations and purchases of mortgage loans. Additionally, these institutions must report mortgage loan applications that do not result in originations (for example, applications that are denied or withdrawn). The Bureau's Regulation C (12 CFR part 1003) implements HMDA. The purpose of the information collection is:
                </P>
                <P>• To help determine whether financial institutions are serving the housing needs of their communities;</P>
                <P>• To assist public officials in distributing public-sector investment so as to attract private investment to areas where it is needed; and</P>
                <P>• To assist in identifying possible discriminatory lending patterns and enforcing antidiscrimination statutes.</P>
                <P>
                    <E T="03">Request for Comments:</E>
                     The CFPB published a 60-day 
                    <E T="04">Federal Register</E>
                     notice on December 10, 2025 (90 FR 57184) under Docket Number: CFPB-2025-0049. The CFPB is publishing this notice and soliciting comments on: (a) Whether the collection of information is necessary for the proper performance of the functions of the CFPB, including whether the information will have practical utility; (b) The accuracy of the CFPB's estimate of the burden of the collection of information, including the validity of the methods and the assumptions used; (c) Ways to enhance the quality, utility, and clarity of the information to be collected; and (d) Ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Comments submitted in response to this notice will be reviewed by OMB as part of its review of this request. All comments will become a matter of public record.
                </P>
                <SIG>
                    <NAME>Anthony May,</NAME>
                    <TITLE>Paperwork Reduction Act Officer, Consumer Financial Protection Bureau. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03622 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4810-AM-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">CONSUMER FINANCIAL PROTECTION BUREAU</AGENCY>
                <DEPDOC>[Docket No. CFPB-2026-0007]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities: Comment Request</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Consumer Financial Protection Bureau.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice and request for comment.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In accordance with the Paperwork Reduction Act of 1995 (PRA), the Consumer Financial Protection Bureau (CFPB or Bureau) requests the Office of Management and Budget's (OMB's) extension of an information collection titled “Disclosure Requirements for Depository Institutions Lacking Federal Deposit Insurance (Regulation I)” approved under OMB Control Number 3170-0062.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written comments are encouraged and must be received on or before March 26, 2026 to be assured of consideration.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to 
                        <E T="03">www.reginfo.gov/public/do/PRAMain.</E>
                         Find this particular information collection by selecting “Currently under 30-day Review—Open for Public Comments” or by using the search function. In general, all comments received will become public records, including any personal information provided. Sensitive personal information, such as account numbers or Social Security numbers, should not be included.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Requests for additional information should be directed to Anthony May, Paperwork Reduction Act Officer, at (202) 435-7278, or email: 
                        <E T="03">CFPB_PRA@cfpb.gov.</E>
                         If you require this document in an alternative electronic format, please contact 
                        <E T="03">CFPB_Accessibility@cfpb.gov.</E>
                         Please do not submit comments to these email boxes.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">Title of Collection:</E>
                     Disclosure Requirements for Depository Institutions Lacking Federal Deposit Insurance (Regulation I).
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     3170-0062.
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Extension of a currently approved information collection.
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Private sector: businesses or other for-profits.
                </P>
                <P>
                    <E T="03">Estimated Number of Respondents:</E>
                     167.
                </P>
                <P>
                    <E T="03">Estimated Total Annual Burden Hours:</E>
                     4,609.
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     Regulation I, 12 CFR part 1009, applies to all depository institutions lacking Federal deposit insurance. It requires the disclosure of certain insurance-related information in periodic statements, account records, locations where deposits are normally received, and advertising. This part also requires such depository institutions to obtain a written acknowledgment from depositors regarding the institution's lack of Federal deposit insurance. This is a routine request for OMB to renew its approval of the collections of information currently approved under this OMB control number. The Bureau is not proposing any new or revised collections of information pursuant to this request.
                </P>
                <P>
                    <E T="03">Request for Comments:</E>
                     The CFPB published a 60-day 
                    <E T="04">Federal Register</E>
                     notice on December 9, 2025 (90 FR 57033), under Docket Number: CFPB-2025-0046. The CFPB is publishing this notice and soliciting comments on: (a) Whether the collection of information is necessary for the proper performance of the functions of the CFPB, including whether the information will have practical utility; (b) The accuracy of the CFPB's estimate of the burden of the collection of information, including the validity of the methods and the assumptions used; (c) Ways to enhance the quality, utility, and clarity of the information to be collected; and (d) Ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Comments submitted in response to this notice will be reviewed by OMB as part of its review of this request. All comments will become a matter of public record.
                </P>
                <SIG>
                    <NAME>Anthony May,</NAME>
                    <TITLE>Paperwork Reduction Act Officer, Consumer Financial Protection Bureau.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03623 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4810-AM-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">CONSUMER FINANCIAL PROTECTION BUREAU</AGENCY>
                <DEPDOC>[Docket No. CFPB-2026-0008]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities: Comment Request</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Consumer Financial Protection Bureau.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice and request for comment.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        In accordance with the Paperwork Reduction Act of 1995 (PRA), the Consumer Financial Protection Bureau (CFPB or Bureau) requests the Office of Management and Budget's (OMB's) extension of an 
                        <PRTPAGE P="8844"/>
                        information collection titled “Registration of Mortgage Loan Originators (Regulation G)” approved under OMB Control Number 3170-0005.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written comments are encouraged and must be received on or before March 26, 2026 to be assured of consideration.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to 
                        <E T="03">www.reginfo.gov/public/do/PRAMain.</E>
                         Find this particular information collection by selecting “Currently under 30-day Review—Open for Public Comments” or by using the search function. In general, all comments received will become public records, including any personal information provided. Sensitive personal information, such as account numbers or Social Security numbers, should not be included.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Requests for additional information should be directed to Anthony May, Paperwork Reduction Act Officer, at (202) 435-7278, or email: 
                        <E T="03">CFPB_PRA@cfpb.gov.</E>
                         If you require this document in an alternative electronic format, please contact 
                        <E T="03">CFPB_Accessibility@cfpb.gov.</E>
                         Please do not submit comments to these email boxes.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">Title of Collection:</E>
                     Registration of Mortgage Loan Originators (Regulation G).
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     3170-0005.
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Extension of a currently approved information collection.
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Private sector: businesses or other for-profits.
                </P>
                <P>
                    <E T="03">Estimated Number of Respondents:</E>
                     261,638.
                </P>
                <P>
                    <E T="03">Estimated Total Annual Burden Hours:</E>
                     249,628.
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     Regulation G (12 CFR part 1007 
                    <E T="03">et seq.</E>
                    ) implements the Secure and Fair Enforcement for Mortgage Licensing Act (the S.A.F.E. Act, 12 U.S.C. 5101 
                    <E T="03">et seq.</E>
                    ) which contains the Federal registration requirement with respect to any covered financial institutions and their employees who act as residential mortgage loan originators (MLOs). Regulation G requires covered institutions to register with the Nationwide Mortgage Licensing System and Registry, to obtain a unique identifier, to maintain this registration, and to disclose to consumers the unique identifier. Regulation G also requires the covered financial institutions employing these MLOs to adopt and to follow written policies and procedures ensuring their employees comply with these requirements and disclose the unique identifiers of their MLOs.
                </P>
                <P>
                    <E T="03">Request for Comments:</E>
                     The CFPB published a 60-day 
                    <E T="04">Federal Register</E>
                     notice on December 10, 2025 (90 FR 57185) under Docket Number: CFPB-2025-0050. The CFPB is publishing this notice and soliciting comments on: (a) Whether the collection of information is necessary for the proper performance of the functions of the CFPB, including whether the information will have practical utility; (b) The accuracy of the CFPB's estimate of the burden of the collection of information, including the validity of the methods and the assumptions used; (c) Ways to enhance the quality, utility, and clarity of the information to be collected; and (d) Ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Comments submitted in response to this notice will be reviewed by OMB as part of its review of this request. All comments will become a matter of public record.
                </P>
                <SIG>
                    <NAME>Anthony May,</NAME>
                    <TITLE>Paperwork Reduction Act Officer, Consumer Financial Protection Bureau. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03621 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4810-AM-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">CONSUMER FINANCIAL PROTECTION BUREAU</AGENCY>
                <DEPDOC>[Docket No. CFPB-2026-0009]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities: Comment Request</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Consumer Financial Protection Bureau.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice and request for comment.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In accordance with the Paperwork Reduction Act of 1995 (PRA), the Consumer Financial Protection Bureau (CFPB or Bureau) requests the Office of Management and Budget's (OMB's) extension of an information collection titled “Truth in Savings (Regulation DD)” approved under OMB Control Number 3170-0004.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written comments are encouraged and must be received on or before March 26, 2026 to be assured of consideration.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to 
                        <E T="03">www.reginfo.gov/public/do/PRAMain.</E>
                         Find this particular information collection by selecting “Currently under 30-day Review—Open for Public Comments” or by using the search function. In general, all comments received will become public records, including any personal information provided. Sensitive personal information, such as account numbers or Social Security numbers, should not be included.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Requests for additional information should be directed to Anthony May, Paperwork Reduction Act Officer, at (202) 435-7278, or email: 
                        <E T="03">CFPB_PRA@cfpb.gov.</E>
                         If you require this document in an alternative electronic format, please contact 
                        <E T="03">CFPB_Accessibility@cfpb.gov.</E>
                         Please do not submit comments to these email boxes.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">Title of Collection:</E>
                     Truth in Savings (Regulation DD).
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     3170-0004.
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Extension of a currently approved information collection.
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Private sector: businesses or other for-profits.
                </P>
                <P>
                    <E T="03">Estimated Number of Respondents:</E>
                     171.
                </P>
                <P>
                    <E T="03">Estimated Total Annual Burden Hours:</E>
                     561,632.
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     The Truth in Savings Act (TISA), 12 U.S.C. 4301 
                    <E T="03">et seq.,</E>
                     was enacted to enhance economic stability, improve competition between depository institutions, and strengthen consumer ability to make informed decisions regarding deposit accounts by requiring uniformity in the disclosure of interest rates and fees. TISA assists consumers in comparing deposit accounts offered by depository institutions, principally through the disclosure of fees, the annual percentage yield, the interest rate, and other account terms. TISA and Regulation DD require depository institutions to disclose yields, fees, and other terms concerning deposit accounts to consumers at account opening, upon request, and when changes in terms occur. Depository institutions that provide periodic statements are required to include information about fees imposed, interest earned, and the annual percentage yield earned during those statement periods. TISA and Regulation DD mandate the methods by which institutions determine the account balance on which interest is calculated. They also contain rules about advertising deposit accounts and overdraft services. Regulation DD requires depository institutions subject to TISA to retain evidence of compliance with the regulation. These recordkeeping requirements ensure that 
                    <PRTPAGE P="8845"/>
                    records that might contain evidence of violations of TISA remain available to Federal enforcement agencies, as well as to private litigants.
                </P>
                <P>
                    <E T="03">Request for Comments:</E>
                     The CFPB published a 60-day 
                    <E T="04">Federal Register</E>
                     notice on December 10, 2025 (90 FR 57185) under Docket Number: CFPB-2025-0048. The CFPB is publishing this notice and soliciting comments on: (a) Whether the collection of information is necessary for the proper performance of the functions of the CFPB, including whether the information will have practical utility; (b) The accuracy of the CFPB's estimate of the burden of the collection of information, including the validity of the methods and the assumptions used; (c) Ways to enhance the quality, utility, and clarity of the information to be collected; and (d) Ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Comments submitted in response to this notice will be reviewed by OMB as part of its review of this request. All comments will become a matter of public record.
                </P>
                <SIG>
                    <NAME>Anthony May,</NAME>
                    <TITLE>Paperwork Reduction Act Officer, Consumer Financial Protection Bureau.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03620 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4810-AM-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">CONSUMER PRODUCT SAFETY COMMISSION</AGENCY>
                <DEPDOC>[Docket No. CPSC-2023-0013]</DEPDOC>
                <SUBJECT>Withdrawal of Final Guidance for Estimating Value per Statistical Life</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>U.S. Consumer Product Safety Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of withdrawal.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The U.S. Consumer Product Safety Commission (Commission or CPSC) is withdrawing its 
                        <E T="03">Final Guidance for Estimating Value per Statistical Life,</E>
                         published in the 
                        <E T="04">Federal Register</E>
                         on April 18, 2024. After further review, the Commission has determined that the methodology assigning a Value per Statistical Life (VSL) for individuals under 18 years of age at twice the VSL for adults creates significant legal, analytical, and policy issues. These issues include misalignment with prevailing federal guidance of VSL, methodological deficiencies in the supporting evidence, heightened litigation risk, and the appearance of improperly inflating benefits in order to support desired regulatory outcomes. The Commission is returning to its prior VSL methodology, which is consistent with methodologies used by other federal agencies, and committing to a process that is empirically supported, analytically rigorous, legally defensible, and publicly credible.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        The 
                        <E T="03">Final Guidance for Estimating Value per Statistical Life,</E>
                         published April 18, 2024 at 89 FR 27740, is withdrawn as of February 24, 2026.
                    </P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Rohit Khanna, Acting Associate Executive Director, Directorate for Economic Analysis, U.S. Consumer Product Safety Commission, 5 Research Place, Rockville, MD 20850; telephone: 301-987-2508; email: 
                        <E T="03">rkhanna@cpsc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Background</HD>
                <P>
                    The Value per Statistical Life is a widely used parameter in benefit-cost analysis, including regulatory analysis, that represents an individual's willingness to pay for a small reduction of their risk of fatality. On April 18, 2024, the Commission issued a notice of availability announcing the issuance of Final Guidance for CPSC's application of the VSL in the agency's analyses of benefits and costs and in particular for its regulatory analysis. 89 FR 27740-01, 
                    <E T="03">Notice of Availability of Final Guidance for Estimating Value per Statistical Life</E>
                     (NOA). The Final Guidance attempted to standardize the application of VSL in the Commission's regulatory benefit-cost analyses, specifying among other provisions that, for purposes of sensitivity analysis, the VSL for individuals under the age of 18 would be set at twice the adult VSL (the “double-VSL-for-minors” methodology).
                </P>
                <P>
                    Following publication of draft guidance on March 24, 2023 (88 FR 17826), stakeholders had raised substantial concerns regarding the empirical basis for the double-VSL-for-minors methodology, its legal sustainability, and policy implications.
                    <SU>1</SU>
                    <FTREF/>
                     These concerns were echoed in public comments, including from commenters who supported the concept,
                    <SU>2</SU>
                    <FTREF/>
                     and in economic literature surveying more than 60 VSL studies across multiple countries.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">See, e.g.,</E>
                         W. Kip Viscusi, Vanderbilt U. Law Sch., Comment on Proposed Draft Guidance for Estimating Value per Statistical Life (May 25, 2023), 
                        <E T="03">https://www.regulations.gov/comment/CPSC-2023-0013-0007</E>
                         (“There is no sound rationale for CPSC's proposed approach.”)
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         
                        <E T="03">See, e.g.,</E>
                         Lisa Robinson, Ctr. For Health Decision Sci. &amp; Ctr. For Risk Analysis, Harvard T.H. Chan Sch. Of Pub. Health, Comments on Proposed Draft Guidance for Estimating Value per Statistical Life (May 23, 2023), 
                        <E T="03">https://www.regulations.gov/comment/CPSC-2023-0013-0006</E>
                         (“For children, CPSC proposes to double the adult VSL estimates as part of its primary results, based on the findings of Industrial Economics (2018) and Robinson et al. (2019). However, both documents indicate that this ratio is uncertain due to the limitations of the available research.”).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">II. Basis for Withdrawal</HD>
                <P>Upon further review, the Commission has determined that the double-VSL-for-minors methodology is inconsistent with the VSL methodologies adopted by other government agencies, is based on a handful of stated-preference studies that provide only a slim empirical foundation for adopting such a novel approach, establishes arbitrary age cut-offs without sufficient justification or empirical support, and would impose unnecessary legal risk for any CPSC rulemakings that relied upon the novel methodology.</P>
                <HD SOURCE="HD2">1. Inconsistency With Other Federal Agencies</HD>
                <P>
                    In the notice of availability announcing the issuance of the Final Guidance, the Commission noted that that the double-VSL-for-minors methodology “differs from other established VSL guidance,” and that “[o]ther government economists have applied a uniform VSL to all fatalities that fall within the scope of the regulation being assessed.” 89 FR 27740.
                    <SU>3</SU>
                    <FTREF/>
                     The Commission acknowledged that this approach “has the advantage of simplicity.” 
                    <E T="03">Id.</E>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See also</E>
                         Thomas J. Kniesner and W. Kip Viscusi, “Is a Child's Life Twice as Valuable as an Adult's?” Regulation, Summer 2023 (referenced in Comment ID CPSC-2023-0013-0007) (hereinafter, Kniesner &amp; Viscusi) (“government agencies do not make distinctions related to differences in the VSL by age, but instead treat mortality risks symmetrically”).
                    </P>
                </FTNT>
                <P>
                    The notice of availability noted that the Office of Management and Budget (OMB) and other executive branch agencies and departments have published guidelines on the application of VSL; the VSL parameters set forth in these guidelines are concentrated substantially below the $26 million VSL (for minors) established in CPSC's Final Guidance.
                    <SU>4</SU>
                    <FTREF/>
                     However, the Commission asserted that “CPSC, as an independent agency, is not subject to these guidelines.” 89 FR 27740.
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         For example, in OMB's Circular A-4, the VSL range's upper bound is $10 million (in 2001 dollars, or roughly $16 million in 2023 dollars).
                    </P>
                </FTNT>
                <P>
                    The Commission finds that this view is inconsistent with Article II of the U.S. Constitution that vests all executive power in the President and charges that he or she faithfully execute the laws.
                    <FTREF/>
                    <SU>5</SU>
                      
                    <PRTPAGE P="8846"/>
                    Moreover, even aside from whether the Commission is subject to guidelines provided by OMB and other executive branch agencies and departments, the justification offered in the notice of availability for the Commission establishing its own novel standard did not sufficiently account for the benefits of consistent application of principles across the whole of government. Continuing to apply the novel VSL methodology described in the Final Guidance is inconsistent with recent executive orders to restore accountability of regulatory agencies to the American people and promote the unified and coherent execution of Federal law.
                    <SU>6</SU>
                    <FTREF/>
                     Therefore, the Commission finds that the Final Guidance improperly deviates from this long-standing interagency best practice without sufficient justification or compelling evidence to justify the departure.
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         U.S. Const. art II, § 1, cl. 1; U.S. Const. art II, § 2, cl. 5.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         Exec. Order No. 14215, 90 FR 10447 (Feb. 24, 2025).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">2. Insufficient Empirical Basis</HD>
                <P>
                    In comments provided in response to the publication of draft guidance, one commenter noted that the available evidence with respect to children is quite sparse, particularly when compared to the large volume of literature on VSL more generally, that the Commission based the VSL guidance on a review of only five stated preference articles that were based on four surveys, and that even if reliable, the studies “constitute a very slim empirical foundation for a major shift in benefit assessment practices.” 
                    <SU>7</SU>
                    <FTREF/>
                     Another commenter, a co-author of the report and journal article on which the Commission relied, noted that the number of studies that provide comparable estimates of the value of fatal risk reductions for adults and children remains relatively small and the validity of those results is unclear in many cases.
                    <SU>8</SU>
                    <FTREF/>
                     The commenter stated that the magnitude of any difference between children and adults and the extent to which it varies by age of the child are both uncertain due to limitations in the available research, and that more research is needed to support adjustment factors that could be used in the primary results.
                    <SU>9</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         Kniesner &amp; Viscusi, 
                        <E T="03">supra</E>
                         note 3.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         Comment from Lisa Robinson, 
                        <E T="03">supra</E>
                         note 2.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    The Commission finds that the available empirical evidence is insufficient to support adoption of a novel double-VSL-for-minors methodology. The underlying 
                    <E T="03">Industrial Economics</E>
                     (2018) report, which informed the work on the 2024 VSL Guidance, relied on only four stated-preference studies—several by the same authors—involving disparate, non-representative populations, such as parents in Milan, Italy, and Orlando, Florida, half of which were outside of the U.S.
                    <SU>10</SU>
                    <FTREF/>
                     As one commenter noted, assessments of VSL vary greatly by country and the age-related differences in the relative value of risks to children may vary as well.
                    <SU>11</SU>
                    <FTREF/>
                     The 
                    <E T="03">Industrial Economics</E>
                     (2018) report itself acknowledged that some observed differentials between adult and child VSL are 
                    <E T="03">not statistically significant,</E>
                     meaning that those studies could not rule out that observed differences were the result of random chance. None of the cited studies examined product safety contexts or injury types relevant to CPSC's jurisdiction. Rather, they involved illness deaths due to cancer, respiratory disease and foodborne illness.
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         Kniesner &amp; Viscusi, 
                        <E T="03">supra</E>
                         note 3.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD2">3. Arbitrary Age Cut-Off </HD>
                <P>
                    The Commission also finds that the Final Guidance is not sufficiently clear and specific and creates an arbitrary “cliff” or “cutoff” at age 18. First, the Final Guidance does not define the specific age cutoff for “child” versus “adult,” despite significant variation in relevant statutory and regulatory definitions (
                    <E T="03">e.g.,</E>
                     Consumer Product Safety Act uses age 12; ASTM F963 uses under 14; legal adulthood for purposes of voting eligibility is 18; the standard drinking age is 21). Without a clear definition, the methodology is arbitrary and impedes reproducibility. Second, as commenters noted, the double-VSL-for-minors methodology creates an arbitrary “cliff” in which the value associated with small changes in risk to a person's life decreases in half the day they turn 18.
                    <SU>12</SU>
                    <FTREF/>
                     Such a cliff is without empirical support or logic.
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">See, e.g.,</E>
                         Comment from Lisa Robinson, 
                        <E T="03">supra</E>
                         note 2 (“[T]he CPSC approach assumes that the value of reducing mortality risks immediately drops substantially as an individual reaches age 18. . . . [I]t seems unrealistic to assume that values . . . suddenly halve on the child's 18th birthday, then remain constant until the end of life.”); 
                        <E T="03">see also id.</E>
                         (“it is unclear why CPSC has rejected alternative, more commonly used approaches that . . . avoid the `cliff' created by assuming a sharp decrease in values as an individual turns 18”).
                    </P>
                </FTNT>
                <P>
                    Even if a higher VSL for minors were empirically justified, applying the identical multiplier to all minors of any age—infants, toddlers, pre-teens, and adolescents—disregards material differences in life expectancy and risk valuation within this diverse population. A commenter noted that the reviews upon which CPSC based the double-VSL-for-minors methodology acknowledge that the extent with which the ratio of child-to-adult values varies depending on the age of the child is uncertain, and that it seems unrealistic to assume that values do not change as a child grows from birth to age 18.
                    <SU>13</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    Finally, meta-analyses of labor, product, and housing market data indicate median U.S. VSL values of approximately $7 million,
                    <SU>14</SU>
                    <FTREF/>
                     with variation driven largely by income, risk type, and labor market characteristics—not age alone. The literature provides only limited and inconclusive support for a systematic doubling of VSL for minors.
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         W. Kip Viscusi &amp; Joseph E. Aldy, The Value of a Statistical Life: A Critical Review of Market Estimates Throughout the World, Nat'l Bureau of Economic Research, Working Paper 9487, available at 
                        <E T="03">www.nber.org/papers/w9487.</E>
                    </P>
                </FTNT>
                <P>
                    At the other end of the age spectrum, the Commission finds that the “normative framework” adopted in the Final Guidance could result in the Commission inadvertently de-prioritizing regulations intended to protect the lives of senior citizens—another group whose needs Congress specifically mandated the Commission consider.
                    <SU>15</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         Section 9(e) of the CPSA, 15 U.S.C. 2058(e) (“In the promulgation of such a rule the Commission shall also consider and take into account the special needs of elderly and handicapped persons to determine the extent to which such persons may be adversely affected by such rule .”); 
                        <E T="03">see also</E>
                         Kniesner &amp; Viscusi, 
                        <E T="03">supra</E>
                         (“The Final Guidance suggested that the potential for using a lower VSL for seniors is an active area of research. . . . Adopting a lower VSL for senior citizens, it will once again use out-of-the-mainstream practices for regulatory analysis. Ever since the outcry that resulted when the Environmental Protection Agency used a “senior discount” to value mortality risks for people over age 65 in its 2003 analysis of the Clear Skies initiative, government agencies have steered clear of devaluing the lives of senior citizens.”).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">4. Heightened Litigation Risk</HD>
                <P>
                    The Commission finds that the double-VSL-for-minors methodology imposes unnecessary risk for CPSC rulemakings that rely upon the novel methodology. Courts have recently vacated CPSC rules where deficiencies in benefit-cost methodology undermined the rule's legal foundation, such as in 
                    <E T="03">Window Covering Manufacturers Association</E>
                     v. 
                    <E T="03">CPSC,</E>
                     No. 22-1300 (D.C. Cir. 2023) (“. . . the number of arithmetic mistakes undermines the Commission's analysis and suggests that greater care is warranted on remand”). Introducing a novel and controversial multiplier without robust empirical support increases the likelihood of judicial 
                    <PRTPAGE P="8847"/>
                    invalidation, with the attendant loss of consumer protections. Moreover, applying a flat multiplier to all individuals under a certain age introduces the appearance that the agency is artificially exaggerating the regulatory benefits of a policy, potentially biasing policy decisions toward over-regulation and distorting resource allocation. As noted in the economic literature, such inflation can undermine the credibility and defensibility of benefit-cost analyses.
                    <SU>16</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         Kniesner &amp; Viscusi, 
                        <E T="03">supra</E>
                         note 3 (“Doubling the VSL for children boosts the apparent attractiveness of the regulation. . . .”); 
                        <E T="03">see also id.</E>
                         (“[T]he CPSC may advocate whatever VSL multiple is needed to create the illusion of a desirable policy in order to make undesirable regulations appear to be worthwhile.”); 
                        <E T="03">see also id.</E>
                         (“Any future efforts to improve the mortality risk calculations for government regulations affecting children or other demographic groups should be based on solid empirical evidence rather than an attempt to justify regulations that would not otherwise pass muster based on economic efficiency considerations.”).
                    </P>
                </FTNT>
                <P>The Commission notes that the methodology the CPSC uses to calculate benefits of a proposed regulatory action is a distinct issue from the policy considerations that may animate the agency's choice of regulatory priorities. As one commenter noted, CPSC may pursue and prioritize policies that differ from what is implied purely by the results of benefit-cost analysis based on other policy considerations like the particular effects on certain vulnerable sub-population. The Commission notes its ability to pay special attention to specific subpopulations, including children, without the double-VSL-for-minors methodology. In specific instances, Congress has waived the cost-benefit analysis requirement altogether to facilitate rulemaking. Most recently, Congress waived these requirements in Reese's Law (Pub. L. 117-171), and it did so categorically in Sections 104 and 106 of the Consumer Product Safety Improvement Act of 2008 (Pub. L. 110-314). Where CPSC is required by law to conduct a cost-benefit analysis, it should accurately reflect the costs and benefits of proposed regulations. The Commission should not attempt to conceal those policy considerations by placing a thumb on the benefit-cost scale in favor of its preferred policy. Manipulating data, assigning arbitrary costs and benefits, or otherwise gaming the process to ensure a particular outcome places agency rules at significant risk and undermines public trust in the institution.</P>
                <HD SOURCE="HD1">III. Effect of Withdrawal</HD>
                <P>Withdrawal of the VSL Guidance reinstates the Commission's prior practice of relying on a single VSL estimate applicable to all age groups, adjusted for inflation, and other relevant economic factors, thus improving consistency with prevailing federal methodologies and OMB guidance (the latter of which CPSC is now subject to per E.O. 14215).</P>
                <SIG>
                    <NAME>Alberta E. Mills,</NAME>
                    <TITLE>Secretary, Consumer Product Safety Commission.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03655 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6355-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF DEFENSE</AGENCY>
                <SUBAGY>Department of the Air Force</SUBAGY>
                <SUBJECT>Notice of Adoption of Categorical Exclusions Under the National Environmental Policy Act</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Department of the Air Force, DOD.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of adoption of categorical exclusions.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Department of the Air Force (DAF) has identified categorical exclusions (CATEXs) established by the Department of Energy (DOE), United States Geological Survey (USGS), United States Forest Service (USFS), Natural Resource Conservation Services (NRCS), Department of Interior (DOI), Bureau of Land Management (BLM), and Farm Service Agency (FSA) that DAF is adopting (42 United States Code (U.S.C.) 4336c). This notice identifies the twenty-seven CATEXs established by the above listed Federal agencies and describes the categories of proposed actions for which the DAF intends to use these CATEXs. The DAF has consulted with these agencies, as described herein, and obtained concurrence on DAF use of these CATEXs.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        The CATEXs identified in the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section are available for DAF use effective immediately.
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Mr. Jack Bush, Suite 4C1057, 1260 Air Force Pentagon, Arlington, VA 20330-1263; Email: 
                        <E T="03">af.a4c.nepaworkflow@us.af.mil.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Mr. Jack Bush, DAF NEPA Policy and Execution Oversite, 703-695-1773, 
                        <E T="03">af.a4c.nepaworkflow@us.af.mil.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Background</HD>
                <P>Congress enacted the National Environmental Policy Act, 42 U.S.C. 4321-4347 (NEPA) to encourage productive and enjoyable harmony between humans and the environment, recognizing the profound impact of human activity and the critical importance of restoring and maintaining environmental quality to the overall welfare of humankind. (42 U.S.C. 4321, 4331). NEPA seeks to ensure that agencies consider the environmental effects of their proposed major actions in their decision-making processes and inform and involve the public in that process.</P>
                <P>To comply with NEPA, agencies determine the appropriate level of review of any major federal action—an environmental impact statement (EIS), environmental assessment (EA), or categorical exclusion (CATEX) (42 U.S.C. 4336). If a proposed action is likely to have significant environmental effects, the agency must prepare an EIS and document its decision in a record of decision (42 U.S.C. 4336). If the proposed action is not likely to have significant environmental effects or the effects are unknown, the agency may instead prepare an EA, which involves a more concise analysis and process than an EIS (42 U.S.C. 4336). Following the EA, the agency may conclude that the action will have no significant effects and document that conclusion in a finding of no significant impact. If the analysis concludes that the action is likely to have significant effects, then an EIS is required.</P>
                <P>Pursuant to NEPA, a Federal agency can also establish CATEXs—categories of actions that the agency has determined normally do not significantly affect the quality of the human environment—in their agency NEPA procedures (42 U.S.C. 4336e(1)).</P>
                <P>
                    If an agency determines that a CATEX covers a proposed action, it then evaluates the proposed action for extraordinary circumstances in which a normally excluded action may have a significant effect. If no extraordinary circumstances are present, the agency may apply the CATEX to the proposed action without preparing an EA or EIS (42 U.S.C. 4336(a)(2)). DAF considers extraordinary circumstances pursuant to Department of Defense (DOD) NEPA Implementing Procedures dated 30 June 2025 Part 1.4(d) 
                    <E T="03">Applying Categorical Exclusions</E>
                     and will concurrently use the agency extraordinary circumstances for the adopted CATEXs as identified below.
                </P>
                <P>
                    If an extraordinary circumstance exists, the agency nevertheless may apply the categorical exclusion if the agency conducts an analysis and determines that the proposed action does not in fact have the potential to result in significant effects notwithstanding the extraordinary circumstance or the agency modifies the 
                    <PRTPAGE P="8848"/>
                    proposed action to avoid or otherwise mitigate significant effects.
                </P>
                <P>Section 109 of NEPA, enacted as part of the Fiscal Responsibility Act of 2023, allows a Federal agency to adopt another Federal agency's CATEX (42 U.S.C. 4336c). To use another agency's CATEXs under section 109, the adopting agency must identify the relevant CATEX listed in another agency's (“establishing agency”) NEPA procedures that covers the adopting agency's category of proposed actions or related actions; consult with the establishing agency to ensure that the proposed adoption of the CATEX is appropriate for a category of actions; identify to the public the CATEX that the adopting agency plans to use for its proposed actions; and document adoption of the CATEX (42 U.S.C. 4336c).</P>
                <HD SOURCE="HD1">II. DOE, USGS, USFS, NRCS, DOI, BLM, and FSA Categorical Exclusions</HD>
                <P>DAF is adopting sixteen CATEXs established by the DOE. These CATEXs are listed in DOE's NEPA Implementing Procedures, Appendix B (February 2026). Each of the DOE CATEXs includes conditions on the scope and application of the CATEX within the text of the following numbered paragraphs.</P>
                <P>1. B1.2 Training Exercises and Simulations. Training exercises and simulations (including, but not limited to, firing-range training, small-scale and short-duration force-on-force exercises, emergency response training, fire fighter and rescue training, and decontamination and spill cleanup training) conducted under appropriately controlled conditions and in accordance with applicable requirements.</P>
                <P>2. B1.19 Microwave, Meteorological, and Radio Towers. Siting, construction, modification, operation, and removal of microwave, radio communication, and meteorological towers and associated facilities, provided that the towers and associated facilities would not be in a governmentally designated scenic area (see B(4)(iv) of this appendix) unless otherwise authorized by the appropriate governmental entity.</P>
                <P>3. B1.33 Stormwater Runoff Control. Design, construction, and operation of control practices to reduce stormwater runoff and maintain natural hydrology. Activities include, but are not limited to, those that reduce impervious surfaces (such as vegetative practices and use of porous pavements), best management practices (such as silt fences, straw wattles, and fiber rolls), and use of green infrastructure or other low impact development practices (such as cisterns and green roofs).</P>
                <P>4. B4.1 Contracts, Policies, and Marketing and Allocation Plans for Electric Power. Establishment and implementation of contracts, policies, and marketing and allocation plans related to electric power acquisition that involve only the use of the existing transmission system and existing generation resources operating within their normal operating limits.</P>
                <P>5. B4.2 Export of Electrical Energy. Export of electric energy as provided by Section 202(e) of the Federal Power Act over existing transmission systems or using transmission system changes that are themselves categorically excluded.</P>
                <P>6. B4.4 Power Marketing Services and Activities. Power marketing services and power management activities (including, but not limited to, storage, load shaping and balancing, seasonal exchanges, and other similar activities), provided that the operations of generating projects would remain within normal operating limits. (See B4.14 of this appendix for energy storage systems.)</P>
                <P>7. B4.6 Additions and Modifications to Transmission Facilities. Additions or modifications to electric power transmission facilities within a previously disturbed or developed facility area. Covered activities include, but are not limited to, switchyard rock grounding upgrades, secondary containment projects, paving projects, seismic upgrading, tower modifications, load shaping projects (such as reducing energy use during periods of peak demand), changing insulators, and replacement of poles, circuit breakers, conductors, transformers, and crossarms. (See B4.14 of this appendix for energy storage systems.)</P>
                <P>8. B4.7 Fiber Optic Cable. Adding fiber optic cables to transmission facilities or burying fiber optic cable in existing powerline or pipeline rights-of-way. Covered actions may include associated vaults and pulling and tensioning sites outside of rights-of-way in nearby previously disturbed or developed areas.  </P>
                <P>9. B4.8 Electricity Transmission Agreements. New electricity transmission agreements, and modifications to existing transmission arrangements, to use a transmission facility of one system to transfer power of and for another system, provided that no new generation projects would be involved and no physical changes in the transmission system would be made beyond the previously disturbed or developed facility area.</P>
                <P>10. B4.10 Removal of Electric Transmission Facilities. Deactivation, dismantling, and removal of electric transmission facilities (including, but not limited to, electric powerlines, substations, and switching stations) and abandonment and restoration of rights-of-way (including, but not limited to, associated access roads).</P>
                <P>11. B4.11 Electric Power Substations and Interconnection Facilities. Construction or modification of electric power substations or interconnection facilities (including, but not limited to, switching stations and support facilities).</P>
                <P>12. B4.12 Construction of Powerlines. Construction of electric powerlines approximately 10 miles in length or less, or approximately 20 miles in length or less within previously disturbed or developed powerline or pipeline rights-of-way.</P>
                <P>13. B4.13 Upgrading and Rebuilding Existing Powerlines. Upgrading or rebuilding existing electric powerlines, which may involve relocations of small segments of the powerlines within an existing powerline right-of-way or within otherwise previously disturbed or developed lands (as discussed at section 5.4(b)(1)). Upgrading or rebuilding existing electric powerlines also may involve widening an existing powerline right-of-way to meet current electrical standards if the widening remains within previously disturbed or developed lands and only extends into a small area beyond such lands as needed to comply with applicable electrical standards. Covered actions would be in accordance with applicable requirements, including the integral elements listed at the start of this appendix; and would incorporate appropriate design and construction standards, control technologies, and best management practices. This categorical exclusion does not apply to underwater powerlines. As used in this categorical exclusion, “small” has the meaning discussed at section 5.4(b)(2)).</P>
                <P>
                    14. B4.14 Construction and Operation of Electrochemical-Battery or Flywheel Energy Storage Systems. Construction, operation, upgrade, or decommissioning of an electrochemical-battery or flywheel energy storage system within a previously disturbed or developed area or within a small (as discussed at section 5.4(b)(2)) area contiguous to a previously disturbed or developed area. Covered actions would be in accordance with applicable requirements (such as land use and zoning requirements) in the proposed project area and the integral elements listed at the start of this appendix, and would incorporate appropriate safety standards (including the current National Fire Protection Association 855, Standard for the Installation of Stationary Energy Storage Systems), design and construction 
                    <PRTPAGE P="8849"/>
                    standards, control technologies, and best management practices.
                </P>
                <P>15. B5.16 Solar Photovoltaic Systems. (a) The installation, modification, operation, or decommissioning of commercially available solar photovoltaic systems: (1) Located on a building or other structure (such as rooftop, parking lot or facility, or mounted to signage, lighting, gates, or fences); or (2) Located within a previously disturbed or developed area. (b) Covered actions would be in accordance with applicable requirements (such as land use and zoning requirements) in the proposed project area and the integral elements listed at the start this appendix, and would be consistent with applicable plans for the management of wildlife and habitat, including plans to maintain habitat connectivity, and incorporate appropriate control technologies and best management practices.</P>
                <P>16. B5.23 Electric Vehicle Charging Stations. The installation, modification, operation, and removal of electric vehicle charging stations, using commercially available technology, within a previously disturbed or developed area. Covered actions are limited to areas where access and parking are in accordance with applicable requirements (such as local land use and zoning requirements) in the proposed project area and would incorporate appropriate control technologies and best management practices.</P>
                <P>The DAF is adopting three CATEXs established by the USGS. These CATEXs are listed in DOI Handbook of NEPA Procedures, Appendix 2, Section 9.5. Each of the USGS CATEXs includes conditions on the scope and application of the CATEX within the text of the following numbered paragraphs.</P>
                <P>1. B. Collection of data and samples for geologic, paleontologic, hydrologic, mineralogic, geochemical and surface or subsurface geophysical investigations, and resource evaluation, including contracts therefor.</P>
                <P>2. H. Establishment of survey marks, placement and operation of field instruments, and installation of any research/monitoring devices.</P>
                <P>3. I. Digging and subsequent site restoration of exploratory trenches not to exceed one acre of surface disturbance.</P>
                <P>The DAF is adopting three CATEXs established by the USFS. These CATEXs are listed in USFS's NEPA regulations at 7 CFR 1b.4. Each of the USFS CATEXs includes conditions on the scope and application of the CATEX within the text of the following numbered paragraphs.</P>
                <P>1. (d)(32)(USDA-32d-USFS) Short-term (1 year or less) mineral, energy, or geophysical investigations and their incidental support activities that may require cross-country travel by vehicles and equipment, construction of less than 1 mile of low standard road, or use and minor repair of existing roads. Examples include, but are not limited to:</P>
                <P>(i) Authorizing geophysical investigations which use existing roads that may require incidental repair to reach sites for drilling core holes, temperature gradient holes, or seismic shot holes;</P>
                <P>(ii) Gathering geophysical data using shot hole, vibroseis, or surface charge methods;</P>
                <P>(iii) Trenching to obtain evidence of mineralization;</P>
                <P>(iv) Clearing vegetation for sight paths or from areas used for investigation or support facilities;</P>
                <P>(v) Redesigning or rearranging surface facilities within an approved site;</P>
                <P>(vi) Approving interim and final site restoration measures; and</P>
                <P>
                    (vii) Approving a plan for exploration which authorizes repair of an existing road and the construction of 
                    <FR>1/3</FR>
                     mile of temporary road; clearing vegetation from an acre of land for trenches, drill pads, or support facilities.
                </P>
                <P>2. (d)(34)(USDA-34d-USFS) Post-fire rehabilitation activities, not to exceed 4,200 acres (such as tree planting, fence replacement, habitat restoration, heritage site restoration, repair of roads and trails, and repair of damage to minor facilities such as campgrounds), to repair or improve lands unlikely to recover to a management approved condition from wildland fire damage, or to repair or replace minor facilities damaged by fire. Such activities:</P>
                <P>(i) Shall be conducted consistent with Agency and Departmental procedures and applicable land and resource management plans;</P>
                <P>(ii) Shall not include the use of herbicides or pesticides or the construction of new permanent roads or other new permanent infrastructure; and</P>
                <P>(iii) Shall be completed within 3 years following a wildland fire.</P>
                <P>3. (d)(40)(USDA-40d-USFS) Restoring wetlands, streams, riparian areas or other water bodies by removing, replacing, or modifying water control structures such as, but not limited to, dams, levees, dikes, ditches, culverts, pipes, drainage tiles, valves, gates, and fencing, to allow waters to flow into natural channels and floodplains and restore natural flow regimes to the extent practicable where valid existing rights or special use authorizations are not unilaterally altered or canceled. Examples include but are not limited to:</P>
                <P>(i) Repairing an existing water control structure that is no longer functioning properly with minimal dredging, excavation, or placement of fill, and does not involve releasing hazardous substances;</P>
                <P>(ii) Installing a newly-designed structure that replaces an existing culvert to improve aquatic organism passage and prevent resource and property damage where the road or trail maintenance level does not change;</P>
                <P>(iii) Removing a culvert and installing a bridge to improve aquatic and/or terrestrial organism passage or prevent resource or property damage where the road or trail maintenance level does not change; and</P>
                <P>(iv) Removing a small earthen and rock fill dam with a low hazard potential classification that is no longer needed.</P>
                <P>The DAF is adopting two CATEXs established by the NRCS. These CATEXs are listed in NRCS's NEPA regulations at 7 CFR 1b.4. The NRCS CATEX includes conditions on the scope and application of the CATEX within the text of the following numbered paragraphs.</P>
                <P>1. (d)(21)(USDA-21d-NRCS) Undertaking minor agricultural practices to maintain and restore ecological conditions in floodplains after a natural disaster or on lands impacted by human alteration. Examples of these practices include: mowing, haying, grazing, fencing, off-stream watering facilities, and invasive species control which are undertaken when fish and wildlife are not breeding, nesting, rearing young, or during other sensitive timeframes.</P>
                <P>2. (d)(22)(USDA-22d-NRCS) Implementing soil control measures on existing agricultural lands, such as grade stabilization structures (pipe drops), sediment basins, terraces, grassed waterways, filter strips, riparian forest buffer, and critical area planting.</P>
                <P>The DAF is adopting a CATEX established by the DOI. This CATEX is listed in DOI Handbook of NEPA Procedures—Appendix 2, Section 7.5. The DOI CATEX includes conditions on the scope and application of the CATEX within the text of the following numbered paragraph. Note, the DOI has determined that the CATEX listed below will not be used by DOI bureaus in areas within the jurisdiction of the United States Court of Appeals for the Ninth Circuit.</P>
                <P>
                    1. B(12)*(Not for use within the jurisdiction of the Ninth Circuit Court.) Hazardous fuels reduction activities using prescribed fire not to exceed 4,500 
                    <PRTPAGE P="8850"/>
                    acres, and mechanical methods for crushing, piling, thinning, pruning, cutting, chipping, mulching, and mowing, not to exceed 1,000 acres. Such activities:
                </P>
                <P>(a) Shall be limited to areas—</P>
                <P>(i) In wildland-urban interface; and</P>
                <P>(ii) Condition Classes 2 or 3 in Fire Regime Groups I, II, or III, outside the wildland-urban interface;</P>
                <P>(b) Shall be identified through a collaborative framework as described in “A Collaborative Approach for Reducing Wildland Fire Risks to Communities and the Environment 10-Year Comprehensive Strategy Implementation Plan;”</P>
                <P>(c) Shall be conducted consistent with bureau and Departmental procedures and applicable land and resource management plans;</P>
                <P>(d) Shall not be conducted in wilderness areas or impair the suitability of wilderness study areas for preservation as wilderness; and</P>
                <P>(e) Shall not include the use of herbicides or pesticides or the construction of new permanent roads or other new permanent infrastructure; and may include the sale of vegetative material if the primary purpose of the activity is hazardous fuels reduction.</P>
                <P>(* Indicates that DOI has a requirement to document the applicability of the CATEX and review of extraordinary circumstances)</P>
                <P>The DAF is adopting a CATEX established by the BLM. This CATEX is listed in DOI Handbook of NEPA Procedures—Appendix Section 11.9. The BLM CATEX includes conditions on the scope and application of the CATEX within the text of the following numbered paragraph.</P>
                <P>1. * B(7). Approval of an operations plan and associated Geothermal Drilling Permits for a geothermal resource confirmation project, pursuant to 43 CFR part 3200, subpart 3260; which:</P>
                <P>a. Does not include resource utilization;</P>
                <P>b. Does not exceed 20 acres of total (contiguous or noncontiguous) surface disturbance;</P>
                <P>c. Requires reclamation of all surface disturbances when their intended purpose has been fulfilled;</P>
                <P>d. Requires reclamation of temporary routes when their intended purpose(s) has been fulfilled, unless through a separate review and decision-making process the BLM incorporates and appropriately designates the route as part of its transportation system;</P>
                <P>e. Does not make a temporary route available for public use unless the temporary route is specifically intended to accommodate public use;</P>
                <P>f. Requires temporary routes to be constructed and used so as to allow for the reclamation, by artificial or natural means, of vegetative cover on the temporary route and areas where the vegetative cover was disturbed by the construction or use of the route, and requires such treatment to be designed to reestablish vegetative cover as soon as possible, but at most within 10 years after approved reclamation commences; and,</P>
                <P>g. Includes design elements to protect resources and resource uses consistent with the applicable Resource Management Plan, laws, regulations, and lease terms</P>
                <P>(* Indicates that DOI has a requirement to document the applicability of the CATEX and review of extraordinary circumstances)</P>
                <P>The DAF is adopting a CATEX established by the FSA. This CATEX is listed in FSA's NEPA regulations at 7 CFR 1b.4. The FSA CATEX includes conditions on the scope and application of the CATEX within the text of the following numbered paragraph.</P>
                <P>1. (c)(16)(v)(USDA-16c-FSA) Conservation easement purchases with no construction planned.</P>
                <HD SOURCE="HD1">III. DAF's Use of Adopted CATEXs</HD>
                <P>
                    DAF expects to use the above listed CATEXs for proposed actions that would enhance mission capabilities and effectiveness, improve safety, and increase operational efficiencies. The examples listed here are illustrative and not an exclusive list of the proposed actions for which CATEXs may be available. For example, USFS CATEX (d)(40) would allow the DAF to restore wetlands, streams, riparian areas and other water bodies. Also, consistent with USGS CATEX B, the DAF may utilize this CATEX for completion of geomorphological investigations, shovel testing, and soil sampling. NRCS CATEX (d)(21) and FSA CATEX (c)(16)(v) would allow DAF to implement soil control measures on existing agricultural lands when conducing grazing projects. The DAF may utilize DOE CATEX B4.11 for the construction or modification of electric power substations or interconnection facilities. The categories of actions described herein are activities for which the DAF contemplates using the CATEXs at this time; however, DAF may expand use of the CATEXs identified in Section II to other activities where appropriate and would consult with the establishing agency, as needed. When the establishing agency CATEX requires documentation to apply the CATEX, the DAF Environmental Planning Function (EPF) shall complete a detailed DAF Form 813 
                    <E T="03">Request for Environmental Impact Analysis.</E>
                     When a CATEX describes an exempted activity as being carried out by the owning agency, the CATEX applies to the same exempted activity when it is carried out by the DAF.
                </P>
                <HD SOURCE="HD1">IV. Consideration of Extraordinary Circumstances</HD>
                <P>
                    The DoD has NEPA implementing procedures to guide its analysis of extraordinary circumstances. Further, DAF will apply the owning agency's extraordinary circumstances. If an extraordinary circumstance is present, the DAF will determine whether it is possible to avoid significant effects. The DAF EPF must document application of any mitigations on a fully developed DAF Form 813. If DAF cannot apply a CATEX to a particular proposed action due to extraordinary circumstances, DAF will prepare an EA or EIS, consistent with DoD NEPA Implementing Procedures dated 30 June 2025 Part 1.4 
                    <E T="03">Categorical exclusions.</E>
                </P>
                <HD SOURCE="HD1">IV. Consultation With Establishing Agencies and Determination of Appropriateness</HD>
                <P>DAF worked with DOE, USGS, USFS, NRCS, DOI, BLM, and FSA to identify twenty-seven CATEXs that could apply to DAF proposed actions and consulted with these agencies between 3 December 2024 and 29 April 2025. During the consultation, the agencies discussed whether the categories of DAF proposed actions would be appropriately covered by CATEXs from the above listed Federal agencies; the extraordinary circumstances that DAF should consider before applying these CATEXs to DAF's proposed actions; the requirement to evaluate before use of the above listed Federal agencies CATEXs, the conditions listed as integral elements in these agencies NEPA regulations (listed in Section II above); and what documentation DAF should complete when applying these CATEXs. The agencies also considered past use of the CATEXs by the DOE, USGS, USFS, NRCS, DOI, BLM, and FSA, including how often these agencies modified a proposed action or prepared an EA or EIS for a proposed action otherwise covered by the CATEXs. At the conclusion of that process, the agencies determined that DAF's proposed use of the CATEXs as described in this notice would be appropriate.</P>
                <HD SOURCE="HD1">V. Conclusion</HD>
                <P>This notice documents adoption of the twenty-seven CATEXs listed in Section II in accordance with 42 U.S.C. 4336c(4), and they are available for use by DAF, effective immediately.</P>
                <EXTRACT>
                    <PRTPAGE P="8851"/>
                    <FP>(Authority: 42 U.S.C. 4321-4347.)</FP>
                </EXTRACT>
                <SIG>
                    <NAME>Crystle C. Poge, </NAME>
                    <TITLE>Air Force Federal Register Liaison Officer.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03624 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3911-44-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF DEFENSE</AGENCY>
                <SUBAGY>Department of the Army, Corps of Engineers</SUBAGY>
                <SUBJECT>Notice of Meeting for the Mississippi River Commission</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Corps of Engineers, Department of the Army, DoD.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Mississippi River Commission will hold a meeting at the below location, date, and time. Additional details for the public meetings are included in the 
                        <E T="02">Supplementary Information</E>
                         section of this notice.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Beginning at 8 a.m., March 2, 2026, and adjourning at 5 p.m., March 2, 2026, Vicksburg, Mississippi.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>The location for the meeting is the offices of the Mississippi River Commission at 1400 Walnut Street, Vicksburg, Mississippi 39180.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Mr. Drew Smith, Acting Executive Director, Mississippi River Commission at 601-634-7023, or Ms. Edie Whittington Mississippi River Commission, Administrative Officer at 601-634-5768 or email `
                        <E T="03">edie.whittington@usace.army.mil</E>
                        '. Also see: 
                        <E T="03">https://www.mvd.usace.army.mil/About/Mississippi-River-Commission-MRC/Public-Meeting-Schedule/</E>
                        .
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">Time and Date:</E>
                     8:00 a.m., March 2, 2026.
                </P>
                <P>
                    <E T="03">Place:</E>
                     Mississippi River Commission Building, 1400 Walnut Street, Vicksburg, Mississippi 39180.
                </P>
                <P>
                    <E T="03">Status:</E>
                     Open to the public for observation, but not for participation.
                </P>
                <P>
                    <E T="03">Matters to be Considered:</E>
                     Reports from the Commission staff on: (1) State of the River, (1)(a) Weather, (1)(b) River/Reservoir Status, (1)(c) Spring Flood Assessment; (2) Programs Update; (3) Yazoo Backwater Update; (4) Arkabutla Dam Update; (5) Channel Improvement Update; and, (6) 12-ft Navigation Channel.
                </P>
                <SIG>
                    <NAME>Kimberly A. Peeples,</NAME>
                    <TITLE>Major General, USA, President, Mississippi River Commission.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03642 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3720-58-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF DEFENSE</AGENCY>
                <SUBAGY>Department of the Army, Corps of Engineers</SUBAGY>
                <SUBJECT>Notice of Mississippi River Commission Public Meetings for Spring 2026</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Corps of Engineers, Department of the Army, DoD.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Mississippi River Commission will hold its spring 2026 meetings at the below locations, dates, and times.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        March 23, 2026, 9:00 a.m. to 12:30 p.m., New Madrid, Missouri; March 24, 2026, 9:00 a.m. to 12:30 p.m., Memphis, Tennessee; March 26, 2026, 9:00 a.m. to 12:30 p.m., Vicksburg, MS; March 27, 2026, 9:00 a.m. to 12:30 p.m., Baton Rouge, LA. Locations for the public meetings will take place on the Motor Vessel MISSISSIPPI. Additional details for the public meetings are included in the 
                        <E T="02">Supplementary Information</E>
                         section of this notice.
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>The physical address for the Mississippi River Commission is 1400 Walnut Street, Vicksburg, Mississippi 39180.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Mr. Drew Smith, Acting Executive Director, Mississippi River Commission at 601-634-7023, or Ms. Edie Whittington, Mississippi River Commission, Administrative Officer at 601-634-5768 or email `
                        <E T="03">edie.whittington@usace.army.mil</E>
                        '. Also see: 
                        <E T="03">https://www.mvd.usace.army.mil/About/Mississippi-River-Commission-MRC/Public-Meeting-Schedule/</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">Status of all meetings below:</E>
                     Open to the public.
                </P>
                <P>
                    <E T="03">Matters to be considered at all meetings below:</E>
                     (1) Summary report by the President of the Mississippi River Commission (Commission) on national and regional issues affecting the U.S. Army Corps of Engineers (Corps) and Commission programs and projects on the Mississippi River and its tributaries; (2) District Commander's overview for the Commission on current project issues in the respective area; and (3) Presentations to the Commission by local organizations and members of the public giving views or comments on any issue affecting the programs or projects of the Commission and the Corps.
                </P>
                <P>
                    <E T="03">Time, date and place:</E>
                     9:00 a.m., March 23, 2026. On board the Motor Vessel MISSISSIPPI at New Madrid, Missouri—City Front
                </P>
                <P>
                    <E T="03">Time, date and place:</E>
                     9:00 a.m., March 24, 2026. On board the Motor Vessel MISSISSIPPI at Memphis, Tennessee—Mud Island River Park Landing.
                </P>
                <P>
                    <E T="03">Time, date and place:</E>
                     9:00 a.m., March 26, 2026. On board the Motor Vessel MISSISSIPPI at Vicksburg, Mississippi—City Front.
                </P>
                <P>
                    <E T="03">Time, date and place:</E>
                     9:00 a.m., March 27, 2026. On board the Motor Vessel MISSISSIPPI at Baton Rouge, Louisiana—City Dock above USS Kidd.
                </P>
                <SIG>
                    <NAME>Kimberly A. Peeples,</NAME>
                    <TITLE>Major General, USA, President, Mississippi River Commission.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03643 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3720-58-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF EDUCATION</AGENCY>
                <SUBJECT>National Advisory Committee on Institutional Quality and Integrity; Notice of Meeting</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Advisory Committee on Institutional Quality and Integrity (NACIQI or Committee), Office of Postsecondary Education, U.S. Department of Education.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Announcement of an open meeting.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This notice sets forth the agenda, time, and instructions to access or participate in the March 24 &amp; 25, 2026, meeting of NACIQI, and provides information to members of the public regarding the meeting, including requesting to make written or oral comments. Committee members will meet in-person. Agency representatives have the option to meet in-person or virtually, and public attendees will participate virtually. The notice of this meeting is required under 5 U.S.C. Chapter 10 (commonly known as the Federal Advisory Committee Act) and Section 114(d)(1)(B) of the Higher Education Act (HEA) of 1965, as amended.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The NACIQI meeting will be held on March 24 &amp; 25, 2026, from 9:00 a.m. to 5:00 p.m. Eastern Time.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>U.S. Department of Education, 400 Maryland Avenue SW, Barnard Auditorium, Washington, DC 20202 [Only NACIQI members, accrediting agency representatives, and Department of Education staff will participate in the meeting at this address].</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        George Alan Smith, Executive Director/Designated Federal Official (DFO), NACIQI, U.S. Department of Education, 400 Maryland Avenue SW, Washington, DC 20202, telephone: (202) 453-7757, or email: 
                        <E T="03">George.Alan.Smith@ed.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <PRTPAGE P="8852"/>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">Statutory Authority and Function:</E>
                     NACIQI is established under Section 114 of the HEA (20 U.S.C. 1011c). NACIQI advises the Secretary of Education with respect to:
                </P>
                <P>• The establishment and enforcement of the standards of accrediting agencies or associations under subpart 2, part H, Title IV of the HEA, as amended;</P>
                <P>• The recognition of specific accrediting agencies or associations;</P>
                <P>• The preparation and publication of the list of nationally recognized accrediting agencies and associations;</P>
                <P>• The eligibility and certification process for institutions of higher education under Title IV of the HEA, together with recommendations for improvement in such process;</P>
                <P>• The relationship between (1) accreditation of institutions of higher education and the certification and eligibility of such institutions, and (2) State licensing responsibilities with respect to such institutions; and</P>
                <P>• Any other advisory function relating to accreditation and institutional eligibility that the Secretary of Education may prescribe by regulation.</P>
                <HD SOURCE="HD1">Meeting Agenda</HD>
                <P>The purpose of the meeting is to elect a committee vice chairperson and conduct a review of applications for renewal of recognition submitted by six accrediting agencies and compliance reports submitted by four accrediting agencies.</P>
                <HD SOURCE="HD2">Election of a Committee Vice Chairperson</HD>
                <P>The Chairperson will facilitate the election of a vice chairperson to serve up to three years.</P>
                <HD SOURCE="HD2">Applications for Renewal of Recognition</HD>
                <P>1. American Board of Funeral Service Education. Scope of Recognition: The accreditation of institutions and programs awarding diplomas, associate degrees, and bachelor's degrees in funeral service or mortuary science, including the accreditation of distance learning courses and programs offered by these programs and institutions. Geographic Area of Accrediting Activities: Throughout the United States.</P>
                <P>2. Association of Institutions of Jewish Studies. Scope of Recognition: The accreditation of postsecondary institutions of Jewish Studies offering educational programs leading to a certificate, associate degree, baccalaureate degree or their equivalent credential, all with at least 30% credit content in Jewish Studies or Classical Torah Studies. Geographic Area of Accrediting Activities: Throughout the United States.</P>
                <P>3. American Speech-Language-Hearing Association. Scope of Recognition: The accreditation and preaccreditation (Accreditation Candidate) of education programs in audiology and speech-language pathology leading to the first professional or clinical degree at the master's or doctoral level, and the accreditation of these programs offered via distance education. Geographic Area of Accrediting Activities: Throughout the United States.</P>
                <P>4. Council on Naturopathic Medical Education. Scope of Recognition: The accreditation and preaccreditation of graduate-level, four-year naturopathic medical education programs leading to the Doctor of Naturopathic Medicine (NMN) or Doctor of Naturopathy (ND), including those offered by distance education. Geographic Area of Accrediting Activities: Throughout the United States.</P>
                <P>5. Montessori Accreditation Council for Teacher Education. Scope of Recognition: The accreditation of Montessori teacher education institutions and certificate programs including those offered via distance education. Geographic Area of Accrediting Activities: Throughout the United States.</P>
                <P>6. National League for Nursing, Commission for Nurse Education Accreditation. Scope of Recognition: The preaccreditation and accreditation of nursing education programs, which offer a certificate, diploma, or degree at the practical/vocational, diploma, associate, baccalaureate, master's, and/or doctoral level, including those offered via distance education. This recognition extends to the Appeals Panel. Geographic Area of Accrediting Activities: Throughout the United States. Requested Scope of Recognition: The preaccreditation and accreditation of nursing education programs, which offer a certificate, diploma, or degree at the practical/vocational, diploma, associate, baccalaureate, master's, post-graduate, and/or doctoral level, including those offered via distance education. This recognition extends to the Appeals Panel. Geographic Area of Accrediting Activities: Throughout the United States.</P>
                <HD SOURCE="HD2">Compliance Reports</HD>
                <P>
                    1. Association of Advanced Rabbinical and Talmudic Schools. Scope of Recognition: The accreditation and preaccreditation (“Correspondent” and “Candidate”) of advanced rabbinical and Talmudic schools to include Associate, Baccalaureate, Master's, Doctorate, and First Rabbinic and First Talmudic degree programs. Geographic Area of Accrediting Activities: Throughout the United States. The Compliance report includes findings of noncompliance with the criteria in 34 Code of Federal Regulations (CFR) part 602 identified in the November 3, 2023, letter from the senior Department official following the July 15,2023, NACIQI meeting, available at: 
                    <E T="03">https://surveys.ope.ed.gov/erecognition/#/public-documents.</E>
                </P>
                <P>
                    2. Academy of Nutrition and Dietetics, Accreditation Council for Education in Nutrition and Dietetics. Scope of Recognition: The accreditation and preaccreditation of Didactic and Coordinated Programs in Nutrition and Dietetics at both the undergraduate and graduate level, postbaccalaureate Nutrition and Dietetics Internships, and Nutrition and Dietetics Technician Programs at the associate degree level and for its accreditation of such programs offered via distance education. Geographic Area of Accrediting Activities: Throughout the United States. The compliance report includes findings of noncompliance with the criteria in 34 CFR part 602 identified in the November 3, 2023, letter from the senior Department official following the July 15, 2023, NACIQI meeting, available at 
                    <E T="03">https://surveys.ope.ed.gov/erecognition/#/public-documents.</E>
                </P>
                <P>
                    3. National Association of Schools of Art and Design, Commission on Accreditation. Scope of Recognition: The accreditation of freestanding institutions and units offering art/design and art/design-related programs (both degree- and non-degree-granting), including those offered via distance education. Geographic Area of Accrediting Activities: Throughout the United States. The compliance report includes findings of noncompliance with the criteria in 34 CFR part 602 identified in the November 3, 2023, letter from the senior Department official following the July 15, 2023, NACIQI meeting, available at 
                    <E T="03">https://surveys.ope.ed.gov/erecognition/#/public-documents.</E>
                </P>
                <P>
                    4. Northwest Commission on Colleges and Universities. Scope of Recognition: The accreditation and preaccreditation (“Candidacy status”) of institutions, including the accreditation of programs offered via correspondence education and distance education within these institutions. This recognition also extends to the Executive Committee. Geographic Area of Accrediting Activities: Throughout the United States. The compliance report includes findings of noncompliance with the 
                    <PRTPAGE P="8853"/>
                    criteria in 34 CFR part 602 identified in the November 3, 2023, letter from the senior Department official following the July 15, 2023, NACIQI meeting, available at 
                    <E T="03">https://surveys.ope.ed.gov/erecognition/#/public-documents.</E>
                </P>
                <P>To ensure sufficient time for all agency reviews, including NACIQI questions and discussion, the Department requests that the agencies limit their opening statements to 10 minutes (total for one or more statements), and that the agencies avoid extended discussions about agency representatives and their backgrounds. Following the brief opening statement, the agency's presentation should focus on the regulatory criteria, and in particular, responses to areas where Department staff has recommended a finding of noncompliance or substantial compliance, or where other concerns have been raised that the agency would like to address. However, the agency should expect that questions from NACIQI members may focus on other areas.</P>
                <HD SOURCE="HD1">Instructions for Accessing the Meeting Registration</HD>
                <P>You may register for the meeting on your computer using the link below. After you register, you will receive a confirmation email containing personalized participation links for the meeting no later than 8:30 a.m. Eastern Standard Time on March 24, 2026.</P>
                <HD SOURCE="HD1">Registration Link</HD>
                <P>
                    <E T="03">https://cvent.me/Ka4grr.</E>
                </P>
                <HD SOURCE="HD1">Public Comment</HD>
                <P>
                    <E T="03">Submission of requests to make an oral comment regarding a specific accrediting agency under review, or to make an oral comment or written statement regarding other issues within the scope of NACIQI's authority:</E>
                </P>
                <P>
                    Opportunity to submit a written statement regarding a specific accrediting agency under review was solicited by a previous 
                    <E T="04">Federal Register</E>
                     notice published on November 06, 2024 (89 FR 88046; Document Number 2024-25785). The period for submission of such statements is now closed. Additional written statements regarding a specific accrediting agency or state approval agency under review will not be accepted at this time. However, members of the public may submit written statements regarding other issues within the scope of NACIQI's authority, as outlined under Section 114 of the HEA (20 U.S.C. 1011c).
                </P>
                <P>
                    Members of the public may make oral comments regarding a specific accrediting agency under review and/or other issues within the scope of NACIQI's authority. Oral comments may not exceed three minutes. Oral comments about an agency's recognition when a compliance report has been required by the senior Department official or the Secretary must relate to the criteria for recognition cited in the senior Department official's letter that requested the report, or in the Secretary's appeal decision, if any. Oral comments about an agency seeking expansion of scope must be directed to the agency's ability to serve as a recognized accrediting agency with respect to the kinds of institutions or programs requested to be added. Oral comments about the renewal of an agency's recognition must relate to its compliance with the criteria for the Recognition of Accrediting Agencies, which are available at 
                    <E T="03">https://www.ecfr.gov/current/title-34/subtitle-B/chapter-VI/part-602?toc=1.</E>
                </P>
                <HD SOURCE="HD1">Instructions on Requesting To Make Public Comment</HD>
                <P>
                    To request to make oral comments of three minutes or less 
                    <E T="03">or</E>
                     to submit a written statement to NACIQI concerning its work outside of a specific accrediting agency under review during the March 24 &amp; 25, 2026, meeting, please follow the instructions below.
                </P>
                <P>
                    Submit an email to the 
                    <E T="03">ThirdPartyComments@ed.gov</E>
                     mailbox. Please do not send material directly to NACIQI members. To be considered for the current cycle review, written statements and requests to make oral comment must be received by March 17, 2026, and include the subject line “Oral Comment Request: (agency name),” “Oral Comment Request: (subject)” or “Written Statement: (subject).” The email must include the name(s), title, organization/affiliation, mailing address, email address, and telephone number, of the person(s) submitting a written statement or requesting to speak. All individuals submitting an advance request in accordance with this notice will be afforded an opportunity to speak.
                </P>
                <P>
                    <E T="03">Access to Records of the Meeting:</E>
                     The Department will post the official report of the meeting on the NACIQI website 
                    <E T="03">https://sites.ed.gov/naciqi/archive-of-meetings/</E>
                     within 90 days after the meeting. In addition, pursuant to 5 U.S.C. 1009, the public may request to inspect records of the meeting at 400 Maryland Avenue SW, Washington, DC, by emailing 
                    <E T="03">aslrecordsmanager@ed.gov</E>
                     or by calling (202) 453-7415 to schedule an appointment. The senior Department official's (as defined in 34 CFR 602.3 at 
                    <E T="03">https://www.ecfr.gov/current/title-34/subtitle-B/chapter-VI/part-602/subpart-A/section-602.3</E>
                    ) decisions, pursuant to 34 CFR 602.36 
                    <E T="03">https://www.ecfr.gov/current/title-34/subtitle-B/chapter-VI/part-602/subpart-C/subject-group-ECFR21f0283b12d15ca/section-602.36,</E>
                     associated with all NACIQI meetings can be found at the following website: 
                    <E T="03">https://surveys.ope.ed.gov/erecognition/#/public-documents.</E>
                </P>
                <P>
                    <E T="03">Reasonable Accommodations:</E>
                     The dial-in information and weblink access to the meeting are accessible to individuals with disabilities. If you will need an auxiliary aid or service to participate in the meeting (
                    <E T="03">e.g.,</E>
                     interpreting service, assistive listening device, or materials in an alternate format), notify the contact person listed in this notice at least two weeks before the scheduled meeting date. Although we will attempt to meet a request received after that date, we may not be able to make available the requested auxiliary aid or service because of insufficient time to arrange it.
                </P>
                <P>
                    <E T="03">Electronic Access to This Document:</E>
                     The official version of this document is the document published in the 
                    <E T="04">Federal Register</E>
                    . Free internet access to the official edition of the 
                    <E T="04">Federal Register</E>
                     and the Code of Federal Regulations is available via the Federal Digital System at: 
                    <E T="03">www.gpo.gov/fdsys.</E>
                     At this site you can view this document, as well as all other documents of the Department published in the 
                    <E T="04">Federal Register</E>
                    , in text or Adobe Portable Document Format (PDF). To use PDF, you must have Adobe Acrobat Reader, which is available free at the site. You also may access documents of the Department published in the 
                    <E T="04">Federal Register</E>
                     by using the article search feature at: 
                    <E T="03">www.federalregister.gov.</E>
                     Specifically, through the advanced search feature at this site, you can limit your search to documents published by the Department.
                </P>
                <P>
                    <E T="03">Authority:</E>
                     Section 114 of the HEA of 1964, as amended (20 U.S.C. 1011c).
                </P>
                <SIG>
                    <NAME>David Barker,</NAME>
                    <TITLE>Assistant Secretary for Postsecondary Education.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03656 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4000-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="8854"/>
                <AGENCY TYPE="S">DEPARTMENT OF EDUCATION</AGENCY>
                <DEPDOC>[Docket No.: ED-2026-SCC-0331]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Comment Request; State Education Agency, Local Educational Agency, and School Data Collection and Reporting Under ESEA, Title I, Part A</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Elementary and Secondary Education (OESE), Department of Education (ED).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In accordance with the Paperwork Reduction Act (PRA) of 1995, the Department is proposing an extension without changes of a currently approved information collection request (ICR).</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Interested persons are invited to submit comments on or before April 27, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        To access and review all the documents related to the information collection listed in this notice, please use 
                        <E T="03">http://www.regulations.gov</E>
                         by searching the Docket ID number ED-2026-SCC-0331. Comments submitted in response to this notice should be submitted electronically through the Federal eRulemaking Portal at 
                        <E T="03">http://www.regulations.gov</E>
                         by selecting the Docket ID number or via postal mail, commercial delivery, or hand delivery. If the 
                        <E T="03">regulations.gov</E>
                         site is not available to the public for any reason, the Department will temporarily accept comments at 
                        <E T="03">ICDocketMgr@ed.gov.</E>
                         Please include the docket ID number and the title of the information collection request when requesting documents or submitting comments. Please note that comments submitted after the comment period will not be accepted. Written requests for information or comments submitted by postal mail or delivery should be addressed to the Office of Elementary and Secondary Education (OESE), U.S. Department of Education, 400 Maryland Ave. SW, LBJ, Room 4C113, Washington, DC 20202-1200.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>For specific questions related to collection activities, please contact Melissa Siry, 202-987-1724.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The Department, in accordance with the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3506(c)(2)(A)), provides the general public and Federal agencies with an opportunity to comment on proposed, revised, and continuing collections of information. This helps the Department assess the impact of its information collection requirements and minimize the public's reporting burden. It also helps the public understand the Department's information collection requirements and provide the requested data in the desired format. The Department is soliciting comments on the proposed information collection request (ICR) that is described below. The Department is especially interested in public comment addressing the following issues: (1) is this collection necessary to the proper functions of the Department; (2) will this information be processed and used in a timely manner; (3) is the estimate of burden accurate; (4) how might the Department enhance the quality, utility, and clarity of the information to be collected; and (5) how might the Department minimize the burden of this collection on the respondents, including through the use of information technology. Please note that written comments received in response to this notice will be considered public records.</P>
                <P>
                    <E T="03">Title of Collection:</E>
                     State Education Agency, Local Educational Agency, and School Data Collection and Reporting under ESEA, Title I, Part A.
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     1810-0581.
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     An extension without change of a currently approved ICR.
                </P>
                <P>
                    <E T="03">Respondents/Affected Public:</E>
                     State, Local, and Tribal Governments.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Annual Responses:</E>
                     17,022.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Annual Burden Hours:</E>
                     293,152.
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     Title I, Part A (Title I) of the Elementary and Secondary Education Act of 1965 (ESEA), as amended by the Every Student Succeeds Act of 2015 (ESSA), contains several provisions that require State educational agencies (SEAs), local educational agencies (LEAs), and schools to collect and disseminate information. Thus, SEAs, LEAs, and schools collect and disseminate the information to carry out these reporting requirements. The collected information facilitates compliance with statutory requirements and provides information to school communities (including parents), LEAs, SEAs and the U.S. Department of Education (the Department) regarding activities required under Title I of the ESEA. The Paperwork Reduction Act (PRA) covers these activities. However, the present information collection authorization is due to expire. Therefore, the Department requests an extension of the currently approved information collection (1810-0581).
                </P>
                <SIG>
                    <NAME>Ross Santy,</NAME>
                    <TITLE>Chief Data Officer, Office of Planning, Evaluation and Policy Development.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03689 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4000-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF ENERGY</AGENCY>
                <SUBJECT>Agency Information Collection Extension</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>U.S. Department of Energy.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Department of Energy (DOE), pursuant to the Paperwork Reduction Act of 1995, intends to extend for three years an information collection request with the Office of Management and Budget (OMB). The information collection requests a three-year extension of its collection, titled Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery, OMB Control Number 1910-5160.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments regarding this information collection must be received on or before March 26, 2026. If you anticipate that you will be submitting comments but find it difficult to do so within the period of time allowed by this notice, please advise the DOE Desk Officer at OMB of your intention to make a submission as soon as possible. The Desk Officer may be telephoned at (202) 881-9493.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to 
                        <E T="03">www.reginfo.gov/public/do/PRAMain.</E>
                         Find this information collection by selecting “Currently under 30-day Review—Open for Public Comments” or by using the search function.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Yohanna Freeman, PRA Officer, Office of the Chief Information Officer, U.S. Department of Energy, 1000 Independence Avenue SW, Washington, DC 20585; 
                        <E T="03">DOEPRA@hq.doe.gov;</E>
                         (202) 586-2255.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Comments are invited on: (a) Whether the extended collection of information is necessary for the proper performance of the functions of the agency, including whether the information shall have practical utility; (b) the accuracy of the agency's estimate of the burden of the proposed collection of information, including the validity of the 
                    <PRTPAGE P="8855"/>
                    methodology and assumptions used; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology.
                </P>
                <P>This information collection request contains:</P>
                <P>
                    (1) 
                    <E T="03">OMB No.:</E>
                     1910-5160;
                </P>
                <P>
                    (2) 
                    <E T="03">Information Collection Request Titled:</E>
                     Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery;
                </P>
                <P>
                    (3) 
                    <E T="03">Type of Review:</E>
                     Extension;
                </P>
                <P>
                    (4) 
                    <E T="03">Purpose:</E>
                     The information collection activity provides a means to garner qualitative customer and stakeholder feedback in an efficient, timely manner, in accordance with the Department's commitment to improving service delivery. By qualitative feedback we mean information that provides useful insights on perceptions and opinions but are not statistical surveys that yield quantitative results that can be generalized to the population of study. This feedback will provide insights into customer or stakeholder perceptions, experiences and expectations, provide an early warning of issues with service, or focus attention on areas where communication, training or changes in operations might improve delivery of products or services. These collections will allow for ongoing, collaborative and actionable communications between the Agency and its customers and stakeholders. It will also allow feedback to contribute directly to the improvement of program management;
                </P>
                <P>
                    (5) 
                    <E T="03">Annual Estimated Number of Respondents:</E>
                     200,000;
                </P>
                <P>
                    (6) 
                    <E T="03">Annual Estimated Number of Total Responses:</E>
                     200,000;
                </P>
                <P>
                    (7) 
                    <E T="03">Annual Estimated Number of Burden Hours:</E>
                     74,000;
                </P>
                <P>
                    (8) 
                    <E T="03">Annual Estimated Reporting and Recordkeeping Cost Burden:</E>
                     $0.
                </P>
                <P>
                    <E T="03">Statutory Authority:</E>
                     Executive Order (E.O.) 13571, Streamlining Service Delivery and Improving Customer Service.
                </P>
                <HD SOURCE="HD1">Signing Authority</HD>
                <P>
                    This document of the Department of Energy was signed on February 19, 2026, by Dawn Zimmer, Acting Chief Information Officer, pursuant to delegated authority from the Secretary of Energy. That document with the original signature and date is maintained by DOE. For administrative purposes only, and in compliance with requirements of the Office of the Federal Register, the undersigned DOE Federal Register Liaison Officer has been authorized to sign and submit the document in electronic format for publication, as an official document of the Department of Energy. This administrative process in no way alters the legal effect of this document upon publication in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <SIG>
                    <DATED>Signed in Washington, DC, on February 20, 2026.</DATED>
                    <NAME>Treena V. Garrett,</NAME>
                    <TITLE>Federal Register Liaison Officer, U.S. Department of Energy.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03635 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6450-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBJECT>Notice of Closed Meetings To Implement Voluntary Agreements and Related Plans of Action Under the Defense Production Act</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Nuclear Energy, Department of Energy.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of closed meetings.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The notice announces a series of closed meetings held pursuant to the Defense Production Act to discuss the implementation of its Voluntary Agreement and potential accompanying Plans of Action with entities involved in the nuclear fuel industry.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        See 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section for further details.
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>The meetings were held virtually (Teams).</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Ms. Sarah McPhee-Charrez, Chief of Staff, Nuclear Fuel Cycle, Office of Nuclear Energy, Department of Energy, 1000 Independence Avenue SW, Washington, DC 20585, Telephone: (202) 587-1092. Email: 
                        <E T="03">sarah.mcphee@nuclear.energy.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>In accordance with section 708 of the Defense Production Act (“DPA”) (50 U.S.C. 4558) and consistent with the regulations set out at 10 CFR part 821, the Department of Energy (“DOE”) hereby gives notice that a series of closed meetings were held to discuss the implementation of a Voluntary Agreement and any subsequent Plans of Action regarding each of the listed topics. DOE determined that these meetings were likely to disclose information treated as trade secrets and commercial or financial information obtained from a person and privileged or confidential. As a result, DOE determined that the matters discussed in these meetings fell within the scope of 5 U.S.C. 552b(c), thereby necessitating their closure to the public.</P>
                <FP SOURCE="FP-2">
                    <E T="03">Meeting 1:</E>
                     Reactors Meeting
                </FP>
                <FP SOURCE="FP1-2">January 13, 2026, January 20, 2026, and January 27, 2026.</FP>
                <FP SOURCE="FP1-2">11:00 a.m.-11:45 a.m. Virtual (Teams)</FP>
                <FP SOURCE="FP-2">
                    <E T="03">Meeting 2:</E>
                     Recycling and Reprocessing Meeting
                </FP>
                <FP SOURCE="FP1-2">January 13, 2026, January 20, 2026, and January 27, 2026.</FP>
                <FP SOURCE="FP1-2">11:30 a.m.-12:00 p.m. Virtual (Teams)</FP>
                <FP SOURCE="FP-2">
                    <E T="03">Meeting 3:</E>
                     Mining and Milling Meeting
                </FP>
                <FP SOURCE="FP1-2">January 13, 2026, January 20, 2026, and January 27, 2026.</FP>
                <FP SOURCE="FP1-2">1:00 p.m.-1:30 p.m. Virtual (Teams)</FP>
                <FP SOURCE="FP-2">
                    <E T="03">Meeting 4:</E>
                     Utilities Meeting
                </FP>
                <FP SOURCE="FP1-2">January 15, 2026, January 22, 2026, and January 29, 2026.</FP>
                <FP SOURCE="FP1-2">10:30 a.m.-11:00 a.m. Virtual (Teams)</FP>
                <FP SOURCE="FP-2">
                    <E T="03">Meeting 5:</E>
                     Fabrication and Deconversion Meeting
                </FP>
                <FP SOURCE="FP1-2">January 15, 2026, January 22, 2026, and January 29, 2026.</FP>
                <FP SOURCE="FP1-2">2:00 p.m.-3:00 p.m. Virtual (Teams)</FP>
                <FP SOURCE="FP-2">
                    <E T="03">Meeting 6:</E>
                     Enrichment Meeting
                </FP>
                <FP SOURCE="FP1-2">January 22, 2026, and January 29, 2026.</FP>
                <FP SOURCE="FP1-2">10:00 a.m.-10:45 a.m. Virtual (Teams)</FP>
                <FP SOURCE="FP-2">
                    <E T="03">Meeting 7:</E>
                     Conversion Meeting
                </FP>
                <FP SOURCE="FP1-2">January 22, 2026, and January 29, 2026.</FP>
                <FP SOURCE="FP1-2">11:00 a.m.-11:45 a.m. Virtual (Teams)</FP>
                <P>
                    <E T="03">Signing Authority:</E>
                     This document of the Department of Energy was signed on February 19, 2026, by Assistant Secretary for Nuclear Energy Theodore J. Garrish- Assistant Secretary, Nuclear Energy, pursuant to delegated authority from the Secretary of Energy. That document with the original signature and date is maintained by DOE. For administrative purposes only, and in compliance with requirements of the Office of the Federal Register, the undersigned DOE Federal Register Liaison Officer has been authorized to sign and submit the document in electronic format for publication, as an official document of the Department of Energy. This administrative process in no way alters the legal effect of this document upon publication in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <SIG>
                    <DATED>Signed in Washington, DC, February 20, 2026.</DATED>
                    <NAME>Treena V. Garrett,</NAME>
                    <TITLE>Federal Register Liaison Officer, U.S. Department of Energy.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03687 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6450-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="8856"/>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Docket No. PL23-1-000]</DEPDOC>
                <SUBJECT>Oil Pipeline Affiliate Committed Service</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Energy Regulatory Commission, DOE.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Withdrawal of proposed policy statement.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Federal Energy Regulatory Commission (Commission) is withdrawing the proposed policy statement that proposed to revise the Commission's policy for evaluating whether contractual committed transportation service on oil pipelines complies with the Interstate Commerce Act where the only shipper to obtain the contractual committed service is the pipeline's affiliate.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The proposed policy statement published on December 22, 2022 (87 FR 78670) is withdrawn as of February 19, 2026.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P/>
                    <FP SOURCE="FP-1">
                        Evan Steiner (Legal Information), Office of the General Counsel, Federal Energy Regulatory Commission, 888 First Street NE, Washington, DC 20426, (202) 502-8792, 
                        <E T="03">Evan.Steiner@ferc.gov</E>
                    </FP>
                    <FP SOURCE="FP-1">
                        Adrianne Cook (Technical Information), Office of Energy Market Regulation, Federal Energy Regulatory Commission, 888 First Street NE, Washington, DC 20426, (202) 502-8849, 
                        <E T="03">Adrianne.Cook@ferc.gov</E>
                    </FP>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    1. On December 16, 2022, the Commission issued a proposed policy statement to revise its policy for evaluating whether contractual committed transportation service on oil pipelines complies with the Interstate Commerce Act (ICA) 
                    <SU>1</SU>
                    <FTREF/>
                     where the only shipper to agree to the service is the pipeline's affiliate (Affiliate-Only Committed Service).
                    <SU>2</SU>
                    <FTREF/>
                     For the reasons discussed below, we exercise our discretion to withdraw the Proposed Policy Statement and terminate this proceeding.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         49 U.S.C. app. 1 
                        <E T="03">et seq.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         
                        <E T="03">Oil Pipeline Affiliate Committed Serv.,</E>
                         87 FR 78670 (Dec. 22, 2022) 181 FERC ¶ 61,206 (2022) (Proposed Policy Statement).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Background</HD>
                <P>
                    2. Under the ICA, oil pipelines are common carriers that must provide transportation service to shippers on reasonable request.
                    <SU>3</SU>
                    <FTREF/>
                     Historically, pipelines have offered transportation service on a walk-up basis without having contracts with shippers. Since the mid-1990s,
                    <SU>4</SU>
                    <FTREF/>
                     however, the Commission has approved transportation rates and terms of service pursuant to long-term contracts with ship-or-pay obligations. Because committed contract shippers are not similarly situated to uncommitted shippers, they may receive service as defined by the contract (contractual committed service) that differs from uncommitted service.
                    <SU>5</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         49 U.S.C. app. 1(4) (“It shall be the duty of every common carrier subject to this chapter to provide and furnish transportation upon reasonable request therefor.”); 
                        <E T="03">Magellan Midstream Partners, L.P.,</E>
                         161 FERC ¶ 61,219, at P 12 (2017) (
                        <E T="03">Magellan I</E>
                        ) (“By definition, a pipeline is a common carrier, and is bound by the ICA to ship product as long as a reasonable request for service is made by a shipper . . . .”), 
                        <E T="03">order on reh'g &amp; clarification,</E>
                         181 FERC ¶ 61,207 (2022).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See Express Pipeline P'ship,</E>
                         76 FERC ¶ 61,245 (
                        <E T="03">Express I</E>
                        ), 
                        <E T="03">reh'g denied,</E>
                         77 FERC ¶ 61,188 (1996) (
                        <E T="03">Express II</E>
                        ).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See Express I,</E>
                         76 FERC at 62,254.
                    </P>
                </FTNT>
                <P>
                    3. Contractual committed service complies with the ICA's common-carriage and nondiscrimination requirements when the same rates and terms are offered in a public open season where all interested shippers have an equal opportunity to obtain the committed service.
                    <SU>6</SU>
                    <FTREF/>
                     When the open season results in an arm's-length agreement, the Commission presumes that the contractual committed service is just and reasonable and nondiscriminatory.
                    <SU>7</SU>
                    <FTREF/>
                     In these circumstances, the presence of a nonaffiliated contracting shipper supports a presumption of reasonableness and nondiscrimination because the Commission assumes that nonaffiliated shippers are sophisticated parties that can be relied upon to protect their own interests from those of the pipeline.
                    <SU>8</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See, e.g., Sea-Land Serv., Inc.</E>
                         v. 
                        <E T="03">Interstate Commerce Comm'n,</E>
                         738 F.2d 1311, 1317 (D.C. Cir. 1984) (“[C]ontract rates can be accommodated to the principle of nondiscrimination by requiring a carrier offering such rates to make them available to any shipper willing and able to meet the contract's terms.”); 
                        <E T="03">Enter. Crude Pipeline LLC,</E>
                         166 FERC ¶ 61,224, at P 11 (2019) (“The vital element of the contracting arrangements . . . has been an open season that provided all shippers equal opportunity to avail themselves of the offered capacity.”); 
                        <E T="03">Express II,</E>
                         77 FERC at 61,756.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">E.g., Tesoro High Plains Pipeline Co.,</E>
                         148 FERC ¶ 61,129, at P 23 (2014) (“The Commission honors the contract terms entered into by sophisticated parties that engage in arms-length negotiation.”); 
                        <E T="03">Seaway Crude Pipeline Co.,</E>
                         146 FERC ¶ 61,151, at P 25 (2014) (“Absent a compelling reason, it would be improper to second guess the business and economic decisions made between sophisticated businesses when entering negotiated rate contracts.”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">E.g., Targa NGL Pipeline Co.,</E>
                         181 FERC ¶ 61,210, at P 9 (2022) (citing 
                        <E T="03">Sea-Land,</E>
                         738 F.2d at 1316-17; 
                        <E T="03">Express I,</E>
                         76 FERC at 62,254) (“Where a nonaffiliated shipper agrees to a pipeline's contract rate, the Commission can presume that the agreement responds to competitive conditions.”).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">II. Proposed Policy Statement</HD>
                <P>
                    4. In the Proposed Policy Statement, the Commission stated that where an open season results in an Affiliate-Only Committed Service, there may be no arm's-length transaction to support a presumption of reasonableness and nondiscrimination.
                    <SU>9</SU>
                    <FTREF/>
                     The Commission observed that parties have raised concerns in various proceedings that pipelines may afford undue preferences to their affiliates in open seasons for committed capacity 
                    <SU>10</SU>
                    <FTREF/>
                     and expressed concern that the Commission's present policies may not adequately address these issues to ensure fairness to nonaffiliated shippers.
                    <SU>11</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         Proposed Policy Statement, 181 FERC ¶ 61,206 at PP 5, 7.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">Id.</E>
                         P 6 (citing, 
                        <E T="03">e.g., Blue Racer NGL Pipelines, LLC,</E>
                         162 FERC ¶ 61,220, at P 16 (2018); 
                        <E T="03">N.D. Pipeline Co.,</E>
                         147 FERC ¶ 61,121, at P 20 (2014)).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">Id.</E>
                         PP 5-6.
                    </P>
                </FTNT>
                <P>
                    5. In light of these concerns, the Commission proposed to revise its policy for evaluating whether an open season resulting in Affiliate-Only Committed Service is just, reasonable, and not unduly discriminatory under the ICA. First, the Commission proposed a safe-harbor mechanism whereby pipelines could demonstrate that Affiliate-Only Committed Service rates are just, reasonable, and not unduly discriminatory by showing that the rate offered in the open season was at or below the cost of service over the full term of the agreement.
                    <SU>12</SU>
                    <FTREF/>
                     Second, the Commission proposed to evaluate the non-rate terms in Affiliate-Only Committed Service contracts, such as minimum volume commitments, minimum term-length requirements, deficiency provisions, and duty-to-support clauses, to determine whether the terms were structured to unduly discriminate against nonaffiliates.
                    <FTREF/>
                    <SU>13</SU>
                      
                    <PRTPAGE P="8857"/>
                    Third, the Commission proposed to adopt a rebuttable presumption that Affiliate-Only Committed Service is unduly discriminatory and not just and reasonable where the affiliate, before or shortly after the contract service begins, remarkets the capacity to nonaffiliated shippers (Remarketing Presumption).
                    <SU>14</SU>
                    <FTREF/>
                     The Commission requested comment on these proposals.
                    <SU>15</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">Id.</E>
                         PP 12-18. The Commission proposed two ways of satisfying the safe harbor. First, a pipeline could (i) provide cost-of-service support for the initial rate, (ii) provide in the contract that adjustments to the rate over the term of the contract by the pipeline would be pursuant to the Commission's cost-of-service and indexing regulations, (iii) provide in the contract that the committed shipper has the right to directly challenge the committed rate on a cost-of-service basis during the term, and (iv) provide that whenever the rate is established or changed during the contract term on a cost-of-service basis, the cost of service will be set at a 100% load factor (or other reasonable limit). 
                        <E T="03">Id.</E>
                         P 14. Second, a pipeline could (i) provide cost-of-service estimates to support the contract rate for the entire contract term, (ii) provide in the contract that the committed shipper may have a one-time right to challenge the cost-of-service showing made in the pipeline's initial filing, and (iii) apply a 100% load factor (or other reasonable limit). 
                        <E T="03">Id.</E>
                         P 15.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         
                        <E T="03">Id.</E>
                         P 22. The Commission proposed to consider multiple factors in evaluating non-rate terms, 
                        <PRTPAGE/>
                        including whether the term departs from industry standards, imposes excessive burdens or risk on nonaffiliates, or does not appear reasonably tailored to further legitimate business objectives. 
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         
                        <E T="03">Id.</E>
                         PP 23-24. The Commission stated that where a nonaffiliate purchases remarketed capacity after an open season, the fact that no nonaffiliate contracted with the pipeline for the same capacity in the open season suggests that the contract terms were not competitive. 
                        <E T="03">Id.</E>
                         P 23.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         
                        <E T="03">Id.</E>
                         PP 2, 19-20, 25-27.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">III. Comments</HD>
                <P>
                    6. There were nine comments filed in response to the Proposed Policy Statement.
                    <SU>16</SU>
                    <FTREF/>
                     Pipelines oppose the Commission's proposals and request that the Commission withdraw the Proposed Policy Statement, while Shippers support the proposals and urge the Commission to expand the proposed guidance.
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         Comments were filed by: Liquid Energy Pipeline Association (LEPA); Bridger Pipeline LLC, Energy Transfer LP, and Marathon Pipe Line LLC (together, Indicated Carriers); DCP Midstream, LP; Enterprise Products Operating LLC (Enterprise); TC Energy Corp. (TC Energy); Targa Resources Corp. (Targa); Energy Infrastructure Council (EIC) (collectively, Pipelines); Airlines for America and the National Propane Gas Association (together, Joint Commenters); and Shell Trading (US) Company (Shell) (together with Joint Commenters, Shippers).
                    </P>
                </FTNT>
                <P>
                    7. Pipelines state that the fact that a pipeline's affiliate is the only shipper to agree to a contract does not demonstrate that the pipeline structured the contract to exclude nonaffiliates.
                    <SU>17</SU>
                    <FTREF/>
                     Pipelines argue that the proposed guidance would conflict with the regulatory framework of the ICA, which is narrower in scope than the Federal Power Act (FPA) or Natural Gas Act (NGA).
                    <SU>18</SU>
                    <FTREF/>
                     Pipelines maintain that adopting the proposed guidance would create regulatory uncertainty and inhibit infrastructure development by discouraging affiliate contracts used to support new pipeline projects.
                    <SU>19</SU>
                    <FTREF/>
                     Pipelines further contend that the proposed guidance is unsupported by sufficient evidence of actual discrimination.
                    <SU>20</SU>
                    <FTREF/>
                     Moreover, Pipelines state that the Commission's existing policies adequately protect against affiliate preferences by allowing shippers to file protests or complaints.
                    <SU>21</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         
                        <E T="03">E.g.,</E>
                         Targa Initial Comments at 5-7, 10-11; DCP Midstream Initial Comments at 5-6; LEPA Initial Comments at 12-13; Indicated Carriers Initial Comments at 30-31.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         LEPA Initial Comments at 7-9.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         
                        <E T="03">E.g., id.</E>
                         at 6, 15; Indicated Carriers Initial Comments at 2, 10, 27, 38, 46; Enterprise Initial Comments at 4 &amp; n.17; Targa Initial Comments at 15-16; TC Energy Initial Comments at 3-5; DCP Midstream Initial Comments at 2-3; EIC Initial Comments at 1, 3.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         LEPA Initial Comments at 18-20 (citing 
                        <E T="03">Nat'l Fuel Gas Supply Corp.</E>
                         v. 
                        <E T="03">FERC,</E>
                         468 F.3d 831 (D.C. Cir. 2006)); Indicated Carriers Initial Comments at 12 (citing 
                        <E T="03">Associated Gas Distribs.</E>
                         v. 
                        <E T="03">FERC,</E>
                         824 F.2d 981, 1019-20 (D.C. Cir. 1987)); LEPA Reply Comments at 3-5; Indicated Carriers Reply Comments at 5-12; Enterprise Reply Comments at 2-4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         
                        <E T="03">E.g.,</E>
                         Indicated Carriers Initial Comments at 16-19; TC Energy Initial Comments at 3, 5-6; EIC Reply Comments at 5.
                    </P>
                </FTNT>
                <P>
                    8. Pipelines contend that the proposed safe harbor would increase cost-of-service rate litigation in violation of the Energy Policy Act of 1992 (EPAct 1992) and interfere with the contracting process by imposing specific contractual terms.
                    <SU>22</SU>
                    <FTREF/>
                     Moreover, Pipelines claim that the Proposed Policy Statement does not provide meaningful guidance regarding how the Commission would evaluate non-rate terms.
                    <SU>23</SU>
                    <FTREF/>
                     In addition, Pipelines state that the Remarketing Presumption is unsupported because an affiliate's ability to remarket capacity shortly after an open season does not establish that the pipeline structured the contract for that capacity to exclude nonaffiliates.
                    <SU>24</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         
                        <E T="03">E.g.,</E>
                         LEPA Initial Comments at 7-9, 11, 15-17, 24-27, 28-39; Indicated Carriers Initial Comments at 31-33; Enterprise Initial Comments at 8-9, 16, 23; TC Energy Initial Comments at 4; Targa Initial Comments at 16-17; EIC Reply Comments at 5.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         LEPA Initial Comments at 28-29; Targa Initial Comments at 17-18.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         
                        <E T="03">E.g.,</E>
                         LEPA Initial Comments at 30-32; Indicated Carriers Initial Comments at 43-44; DCP Midstream Initial Comments at 7; Enterprise Initial Comments at 20-21. For instance, Pipelines state that an affiliated shipper may not intend to remarket capacity when it participates in an open season but later decide to remarket based on changes in market conditions. LEPA Initial Comments at 30-32.
                    </P>
                </FTNT>
                <P>
                    9. Shippers contend that the proposed guidance accords with the ICA by ensuring that Affiliate-Only Committed Service is just, reasonable, and non-discriminatory. Additionally, Shippers state that the guidance conforms to EPAct 1992 because it is limited in scope and merely builds upon the Commission's existing policies.
                    <SU>25</SU>
                    <FTREF/>
                     Shippers dispute Pipelines' claims that the Commission lacks sufficient evidence to adopt the proposed guidance,
                    <SU>26</SU>
                    <FTREF/>
                     arguing that it is self-evident that the absence of arm's-length negotiations between pipelines and affiliated shippers can facilitate self-dealing.
                    <SU>27</SU>
                    <FTREF/>
                     Furthermore, Shippers maintain that the Commission's existing protest and complaint procedures are insufficient because nonaffiliated shippers lack insight into pipelines' dealings with their affiliates.
                    <SU>28</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         Joint Commenters Reply Comments at 6-7, 13-14, 21-22; Shell Reply Comments at 5-6.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         Joint Commenters Reply Comments at 12-16.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         Shell Reply Comments at 12-13.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         Joint Commenters Reply Comments at 4, 16-17; Shell Reply Comments at 10-11.
                    </P>
                </FTNT>
                <P>
                    10. Shippers argue that Pipelines' opposition to the safe harbor and the Remarketing Presumption is misplaced. Shippers contend that the safe harbor would not interfere with the contracting process because pipelines would remain free to justify Affiliate-Only Committed Service rates using other methods.
                    <SU>29</SU>
                    <FTREF/>
                     Shippers urge the Commission to expand the safe harbor to apply to all contract rates, including those with nonaffiliates.
                    <SU>30</SU>
                    <FTREF/>
                     In addition, Shippers argue that the Remarketing Presumption is logical because a nonaffiliated shipper's decision to obtain capacity from the pipeline's affiliate, rather than directly from the pipeline in the open season, raises questions regarding the integrity of the open season.
                    <SU>31</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         Shell Reply Comments at 19-20.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>30</SU>
                         Joint Commenters Initial Comments at 2, 17, 19-24.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>31</SU>
                         Joint Commenters Reply Comments at 26; Shell Reply Comments at 17, 19-21.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Discussion</HD>
                <P>11. Upon review of the comments, we are not persuaded to adopt the Proposed Policy Statement. Accordingly, we withdraw the Proposed Policy Statement and terminate this proceeding.</P>
                <P>
                    12. As reinforced by the record developed in this proceeding, we find that the issues discussed in the Proposed Policy Statement are best considered on a case-by-case basis, rather than through an industry-wide policy statement.
                    <SU>32</SU>
                    <FTREF/>
                     The record contains insufficient specific examples of discriminatory open season terms and conditions to merit an industry-wide policy statement. Moreover, each open season for committed capacity presents unique circumstances, and there are likely different ways for pipelines to demonstrate that open seasons that result in committed service with Affiliate-Only contracts comply with the ICA. Accordingly, we find it unnecessary to issue an industry-wide policy statement to provide generic guidance regarding the information sufficient to demonstrate that Affiliate-Only Committed Service is just, reasonable, and not unduly discriminatory or preferential. Although we decline to address this matter on a generic basis, a non-affiliated shipper may demonstrate in an individual proceeding that a pipeline's open season terms and conditions result in undue 
                    <PRTPAGE P="8858"/>
                    discrimination, such as through a demonstration of overly burdensome terms, whereby only affiliated shippers could contract for the service. The Commission will address issues related to Affiliate-Only Committed Service if they arise in individual proceedings. We reiterate that pipelines proposing to implement Affiliate-Only Committed Service have the burden to include sufficient information to support a finding that the Affiliate-Only Committed Service complies with the ICA.
                    <SU>33</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>32</SU>
                         
                        <E T="03">See</E>
                         LEPA Initial Comments at 6, 15; Indicated Carriers Initial Comments at 9, 19; Enterprise Initial Comments at 6-8; EIC Reply Comments at 5.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>33</SU>
                         
                        <E T="03">E.g., ONEOK Elk Creek Pipeline, L.L.C.,</E>
                         167 FERC ¶ 61,277, at P 4 (2019) (“An oil pipeline bears the burden of demonstrating that proposed rates and changes to its tariff are just and reasonable.”).
                    </P>
                </FTNT>
                <P>13. For these reasons, based on the existing record, we conclude that issues related to Affiliate-Only Committed Services can be addressed on a case-by-case basis, rather than through a generic policy statement. We therefore exercise our discretion to withdraw the Proposed Policy Statement and terminate this proceeding.</P>
                <HD SOURCE="HD1">The Commission Orders</HD>
                <P>The Proposed Policy Statement is hereby withdrawn and Docket No. PL23-1-000 is hereby terminated.</P>
                <SIG>
                    <P>By the Commission.</P>
                    <DATED>Issued: February 19, 2026.</DATED>
                    <NAME>Debbie-Anne A. Reese,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03660 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <SUBJECT>Combined Notice of Filings</SUBJECT>
                <P>Take notice that the Commission has received the following Natural Gas Pipeline Rate and Refund Report filings:</P>
                <HD SOURCE="HD1">Filings Instituting Proceedings</HD>
                <P>
                    <E T="03">Docket Numbers:</E>
                     RP26-491-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     National Fuel Gas Supply Corporation.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Compliance filing: Fuel Tracker Filing.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     2/18/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260218-5137.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 3/2/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     RP26-492-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Vector Pipeline L.P.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Annual Report of Operational Purchases and Sales of Vector Pipeline L.P.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                    2/18/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260218-5143.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 3/2/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     RP26-493-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Crossroads Pipeline Company LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     § 4(d) Rate Filing: TRA 2026 to be effective 4/1/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                    2/19/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260219-5019.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 3/3/26.
                </P>
                <P>Any person desiring to intervene, to protest, or to answer a complaint in any of the above proceedings must file in accordance with Rules 211, 214, or 206 of the Commission's Regulations (18 CFR 385.211, 385.214, or 385.206) on or before 5:00 p.m. Eastern time on the specified comment date. Protests may be considered, but intervention is necessary to become a party to the proceeding.</P>
                <P>
                    The filings are accessible in the Commission's eLibrary system (
                    <E T="03">https://elibrary.ferc.gov/idmws/search/fercgensearch.asp</E>
                    ) by querying the docket number.
                </P>
                <P>
                    eFiling is encouraged. More detailed information relating to filing requirements, interventions, protests, service, and qualifying facilities filings can be found at: 
                    <E T="03">http://www.ferc.gov/docs-filing/efiling/filing-req.pdf.</E>
                     For other information, call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.
                </P>
                <P>
                    For public inquiries and assistance with making filings such as interventions, comments, or requests for rehearing, contact the Office of Public Participation at (202) 502-6595 or 
                    <E T="03">OPP@ferc.gov.</E>
                </P>
                <SIG>
                    <DATED>Dated: February 19, 2026.</DATED>
                    <NAME>Debbie-Anne A. Reese,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-03669 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Project No. 3451-047]</DEPDOC>
                <SUBJECT>Beaver Falls Municipal Authority; Notice of Availability of Environmental Assessment</SUBJECT>
                <P>
                    In accordance with the National Environmental Policy Act of 1969 and the Federal Energy Regulatory Commission's (Commission) regulations, 18 CFR part 380, the Office of Energy Projects has reviewed the application for a new license to continue to operate and maintain the Townsend Water Power Project No. 3451 (project). The project is located on the Beaver River in Beaver County, Pennsylvania. Commission staff has prepared an Environmental Assessment (EA) for the project.
                    <SU>1</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         For tracking purposes under the National Environmental Policy Act, the unique identification number for documents relating to this environmental review is EAXX-019-20-000-1739953194.
                    </P>
                </FTNT>
                <P>The EA contains the staff's analysis of the potential environmental impacts of the project and concludes that licensing the project, with appropriate environmental protective measures, would not constitute a major federal action that would significantly affect the quality of the human environment.</P>
                <P>
                    The Commission provides all interested persons with an opportunity to view and/or print the EA via the internet through the Commission's Home Page (
                    <E T="03">http://www.ferc.gov/</E>
                    ), using the “eLibrary” link. Enter the docket number, excluding the last three digits in the docket number field, to access the document. For assistance, contact FERC Online Support at 
                    <E T="03">FERCOnlineSupport@ferc.gov,</E>
                     or toll-free at (866) 208-3676, or for TTY, (202) 502-8659.
                </P>
                <P>
                    You may also register online at 
                    <E T="03">https://ferconline.ferc.gov/FERCOnline.aspx</E>
                     to be notified via email of new filings and issuances related to this or other pending projects. For assistance, contact FERC Online Support.
                </P>
                <P>
                    Any comments should be filed on or before 5:00 p.m. Eastern Time on March 23, 2026.
                    <SU>2</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         The Commission's Rules of Practice and Procedure provide that if a deadline falls on a Saturday, Sunday, holiday, or other day when the Commission is closed for business, the deadline does not end until the close of business on the next business day. 18 CFR 385.2007(a)(2). Because the deadline for filing comments falls on a Saturday (
                        <E T="03">i.e.,</E>
                         March 21, 2026), the deadline is extended until the close of business on Monday, March 23, 2026.
                    </P>
                </FTNT>
                <P>
                    The Commission strongly encourages electronic filing. Please file comments using the Commission's eFiling system at 
                    <E T="03">http://www.ferc.gov/docs-filing/efiling.asp.</E>
                     Commenters can submit brief comments up to 10,000 characters, without prior registration, using the eComment system at 
                    <E T="03">http://www.ferc.gov/docs-filing/ecomment.asp.</E>
                     For assistance, please contact FERC Online Support. In lieu of electronic filing, you may submit a paper copy. Submissions sent via the U.S. Postal Service must be addressed to: Debbie-Anne A. Reese, Secretary, Federal Energy Regulatory Commission, 888 First Street NE, Room 1A, Washington, DC 20426. Submissions sent via any other carrier must be addressed to: Debbie-Anne A. Reese, Secretary, Federal Energy Regulatory Commission, 12225 Wilkins Avenue, Rockville, Maryland 20852. The first page of any filing should include docket number P-3451-047.
                    <PRTPAGE P="8859"/>
                </P>
                <P>
                    For public inquiries and assistance with making filings such as interventions, comments, or requests for rehearing, contact the Office of Public Participation at (202) 502-6595 or 
                    <E T="03">OPP@ferc.gov.</E>
                </P>
                <P>
                    For further information, contact Claire Rozdilski at (202) 502-8259 or by email at 
                    <E T="03">claire.rozdilski@ferc.gov.</E>
                </P>
                <EXTRACT>
                    <P>(Authority: 18 CFR 2.1)</P>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: February 19, 2026.</DATED>
                    <NAME>Debbie-Anne A. Reese,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-03662 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <SUBJECT>Combined Notice of Filings #1</SUBJECT>
                <P>Take notice that the Commission received the following exempt wholesale generator filings:</P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     EG26-155-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Santa Teresa Storage, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Santa Teresa Storage, LLC submits Notice of Self-Certification of Exempt Wholesale Generator Status.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     2/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260217-5295.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 3/10/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     EG26-156-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Hillsboro Solar Project LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Hillsboro Solar Project LLC submits Notice of Self-Certification of Exempt Wholesale Generator Status.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     2/11/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260211-5149.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 3/4/26.
                </P>
                <P>Take notice that the Commission received the following electric rate filings:</P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER10-1915-012; ER23-1766-001; ER10-3275-006; ER10-3278-004; ER10-1963-012; ER22-284-001; ER20-2060-002; ER23-2113-001; ER10-3274-004; ER18-213-004; ER10-2638-012.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Waterbury Generation, LLC, Pittsfield Generating Company, L P, Pawtucket Power Associates Limited Partnership, ETEM Remediation Two LLC, MPH Rockaway Peakers, LLC, MPH AL Pierce, LLC, Jamaica Bay Peaking Facility, LLC, Forked River Power LLC, Capitol District Energy Center Cogeneration Associates, Boott Hydropower, LLC, Bayswater Peaking Facility, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Response to 12/17/2025, Deficiency Letter of Bayswater Peaking Facility, LLC et al.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     2/13/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260213-5335.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 3/6/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER10-2783-020; ER10-2960-016; ER10-1838-011; ER19-2231-008; ER19-2232-008; ER10-2798-019; ER10-2799-019; ER22-1449-003; ER22-1450-003; ER22-1662-003; ER21-2423-007; ER21-2424-007; ER10-1967-012; ER10-2878-020; ER10-1968-011; ER10-2879-019; ER10-1616-019; ER23-1299-001; ER10-2969-020; ER22-46-007; ER22-1402-004; ER22-1404-004; ER22-2713-002; ER10-1990-011; ER18-1821-011; ER10-1993-011.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Waymart Wind Farm, L.P., Walleye Power, LLC, Somerset Windpower, LLC, Parkway Generation Sewaren Urban Renewal Entity LLC, Parkway Generation Operating LLC, Parkway Generation Keys Energy Center LLC, Parkway Generation Essex, LLC, Oswego Harbor Power LLC, OnPoint Energy Northeast, LLC, New Covert Generating Company, LLC, Montville Power LLC, Mill Run Windpower, LLC, Middleton Power LLC, Meyersdale Windpower LLC, Generation Bridge M&amp;M Holdings, LLC, Generation Bridge Connecticut Holdings, LLC, GB II New York LLC, GB II New Haven LLC, GB II Connecticut LLC, Devon Power LLC, Connecticut Jet Power LLC, Chief Keystone Power II, LLC, Chief Conemaugh Power II, LLC, Backbone Mountain Windpower, LLC, Astoria Generating Company, L.P., Arthur Kill Power LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Response to 01/12/2026, Deficiency Letter of Arthur Kill Power LLC et al.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     2/11/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260211-5151.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 3/4/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER11-2557-000; ER11-2552-000; ER11-2558-000; ER11-2555-000; ER11-2556-000; ER25-2185-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     National Grid Generation LLC, National Grid Port Jefferson, National Grid Glenwood Energy Center LLC, Niagara Mohawk Power Corporation, Massachusetts Electric Company, New England Power Company.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Supplement to 12/23/2025, Triennial Market Power Analysis for Northeast Region of New England Power Company, et al.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     2/17/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260217-5311.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 3/10/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER16-1714-001; ER16-1891-001; ER14-1439-008; ER19-2250-008; ER25-1360-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     TrailStone Energy Marketing, LLC, Engelhart CTP Energy Marketing, LLC, TrailStone Energy Marketing, LLC, TrailStone Power, LLC, Engelhart CTP (US) LLC, Engelhart CTP (US) LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Notice of Change in Status of Engelhart CTP (US) LLC, et al.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     2/13/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260213-5337.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 3/6/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER21-57-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Shell Energy North America (US), L.P.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Refund Report: Refund Report.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     2/18/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260218-5141.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 3/11/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-1084-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     PJM Interconnection, L.L.C.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Limited Amendment to Pending GIA, SA No. 7797; Project Identifier No. AG1-285 to be effective 12/19/2025.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     2/19/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260219-5112.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 3/12/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-1432-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     PJM Interconnection, L.L.C.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Request for Prospective Waiver, and Requested to Shorten the Comment Period to 9 days of PJM Interconnection, L.L.C.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     2/18/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260218-5148.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 2/27/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-1433-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     PJM Interconnection, L.L.C.
                </P>
                <P>
                    <E T="03">Description:</E>
                     § 205(d) Rate Filing: Amendment to ISA No. 5692; Queue No. AF1-198 to be effective 4/21/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     2/19/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260219-5011.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 3/12/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-1434-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Southwest Power Pool, Inc.
                </P>
                <P>
                    <E T="03">Description:</E>
                     § 205(d) Rate Filing: 4489R1 OG&amp;E Att AM to be effective 2/1/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     2/19/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260219-5017.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 3/12/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-1435-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Airport Solar I, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Notice of Cancellation of Market-Based Rate Tariff to be effective 2/20/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     2/19/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260219-5075.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 3/12/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-1436-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     PJM Interconnection, L.L.C.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: Notice of Cancellation of GIA, SA No. 
                    <PRTPAGE P="8860"/>
                    7417; Project Identifier No. AG1-416 to be effective 4/21/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     2/19/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260219-5098.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 3/12/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-1437-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     AEP Texas Inc.
                </P>
                <P>
                    <E T="03">Description:</E>
                     § 205(d) Rate Filing: AEPTX-Falcon BESS Generation Interconnection Agreement to be effective 2/3/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     2/19/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260219-5118.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 3/12/26.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER26-1438-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     PJM Interconnection, L.L.C.
                </P>
                <P>
                    <E T="03">Description:</E>
                     § 205(d) Rate Filing: Original GIA, SA No. 7868; Project Identifier No. AF2-396 to be effective 1/20/2026.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     2/19/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260219-5126.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 3/12/26.
                </P>
                <P>Take notice that the Commission received the following foreign utility company status filings:</P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     FC26-12-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Ebes Sistemas de Energia S.A.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Ebes Sistemas de Energia S.A. submits Notice of Self-Certification of Foreign Utility Company Status.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     2/19/26.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20260219-5014.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 3/12/26.
                </P>
                <P>
                    The filings are accessible in the Commission's eLibrary system (
                    <E T="03">https://elibrary.ferc.gov/idmws/search/fercgensearch.asp</E>
                    ) by querying the docket number.
                </P>
                <P>Any person desiring to intervene, to protest, or to answer a complaint in any of the above proceedings must file in accordance with Rules 211, 214, or 206 of the Commission's Regulations (18 CFR 385.211, 385.214, or 385.206) on or before 5:00 p.m. Eastern time on the specified comment date. Protests may be considered, but intervention is necessary to become a party to the proceeding.</P>
                <P>
                    eFiling is encouraged. More detailed information relating to filing requirements, interventions, protests, service, and qualifying facilities filings can be found at 
                    <E T="03">http://www.ferc.gov/docs-filing/efiling/filing-req.pdf.</E>
                     For other information, call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.
                </P>
                <P>
                    For public inquiries and assistance with making filings such as interventions, comments, or requests for rehearing, contact the Office of Public Participation at (202) 502-6595 or 
                    <E T="03">OPP@ferc.gov.</E>
                </P>
                <SIG>
                    <DATED>Dated: February 19, 2026.</DATED>
                    <NAME>Debbie-Anne A. Reese,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-03670 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Docket No. IC25-19-000]</DEPDOC>
                <SUBJECT>Commission Information Collection Activities (FERC-539) Comment Request; Extension</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Energy Regulatory Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of information collection and request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In compliance with the requirements of the Paperwork Reduction Act of 1995, the Federal Energy Regulatory Commission (Commission or FERC) is soliciting public comment on the currently approved information collection, FERC-539 (Gas Pipeline Certificates: Import &amp; Export Related Applications), which will be submitted to the Office of Management and Budget (OMB). There are no proposed changes to the reporting requirements.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments on the collection of information are due March 26, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Send written comments on FERC-539 to OMB through 
                        <E T="03">https://www.reginfo.gov/public/do/PRA/icrPublicCommentRequest?ref_nbr=202601-1902-003.</E>
                         You can also visit 
                        <E T="03">https://www.reginfo.gov/public/do/PRAMain</E>
                         and use the drop-down under “Currently under Review” to select the “Federal Energy Regulatory Commission” where you can see the open opportunities to provide comments. Comments should be sent within 30 days of publication of this notice.
                    </P>
                    <P>
                        Please submit a copy of your comments to the Commission via email to 
                        <E T="03">DataClearance@FERC.gov.</E>
                         You must specify the Docket No. (IC25-19-000) and the FERC Information Collection number (FERC-539) in your email. If you are unable to file electronically, comments may be filed by USPS mail or by hand (including courier) delivery:
                    </P>
                    <P>
                        • 
                        <E T="03">Mail via U.S. Postal Service Only:</E>
                         Federal Energy Regulatory Commission, Secretary of the Commission, 888 First Street NE, Washington, DC 20426.
                    </P>
                    <P>
                        • 
                        <E T="03">All Other Delivery Methods:</E>
                         Federal Energy Regulatory Commission, Secretary of the Commission, 12225 Wilkins Avenue, Rockville, MD 20852.
                    </P>
                    <P>
                        <E T="03">Docket:</E>
                         To view information related to this docket, please visit 
                        <E T="03">https://elibrary.ferc.gov/eLibrary/search.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Kayla Williams, (202) 502-6468. 
                        <E T="03">DataClearance@FERC.gov</E>
                        .
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">Title:</E>
                     FERC-539 (Gas Pipeline Certificates: Import &amp; Export Related Applications).
                </P>
                <P>
                    <E T="03">OMB Control No.:</E>
                     1902-0062.
                </P>
                <P>
                    <E T="03">Type of Request:</E>
                     Three-year extension of the FERC-539 with no changes to the current reporting requirements.
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     The purpose of FERC-539 is to implement information collections pursuant to Section 3 of the Natural Gas Act (NGA).
                    <SU>1</SU>
                    <FTREF/>
                     This statute provides, in part, that “. . . no person shall export any natural gas from the United States to a foreign country or import any natural gas from a foreign country without first having secured an order from the Commission authorizing it to do so.” 
                    <SU>2</SU>
                    <FTREF/>
                     This statute applies not only to natural gas imported and/or exported via pipeline but also to any import and/or export of liquefied natural gas via a liquefied natural gas terminal. The 1992 amendments to Section 3 of the NGA concern importation or exportation from/to a nation which has a free trade agreement with the United States, and requires that such importation or exportation: (1) Shall be deemed to be a “first sale”, 
                    <E T="03">i.e.,</E>
                     not a sale for a resale, and (2) Shall be deemed to be consistent with the public interest, and applications for such importation or exportation shall be granted without modification or delay.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 717-717w.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         15 U.S.C. 717b.
                    </P>
                </FTNT>
                <P>
                    <E T="03">Estimate of Annual Burden:</E>
                     
                    <SU>3</SU>
                    <FTREF/>
                     The Commission estimates the annual public reporting burden for the information collection as:
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         Burden is defined as the total time, effort, or financial resources expended by persons to generate, maintain, retain, or disclose or provide information to or for a federal agency. See 5 CFR 1320 for additional information on the definition of information collection burden.
                    </P>
                </FTNT>
                <PRTPAGE P="8861"/>
                <GPOTABLE COLS="6" OPTS="L2(,0,),nj,tp0,p7,7/8,i1" CDEF="s25,12,15,xs72,xs72,15">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Number of respondents</CHED>
                        <CHED H="1">
                            Number of 
                            <LI>responses per </LI>
                            <LI>respondent</LI>
                        </CHED>
                        <CHED H="1">
                            Total number 
                            <LI>of responses</LI>
                        </CHED>
                        <CHED H="1">
                            Average burden hours &amp; average cost 
                            <SU>4</SU>
                              
                            <LI>per response</LI>
                            <LI>($)</LI>
                        </CHED>
                        <CHED H="1">
                            Total annual burden hours &amp; total 
                            <LI>annual cost</LI>
                            <LI>($)</LI>
                        </CHED>
                        <CHED H="1">
                            Cost per 
                            <LI>respondent</LI>
                            <LI>($)</LI>
                        </CHED>
                    </BOXHD>
                    <ROW RUL="s">
                        <ENT I="25">(1)</ENT>
                        <ENT>(2)</ENT>
                        <ENT>(1) * (2) = (3)</ENT>
                        <ENT>(4)</ENT>
                        <ENT>(3) * (4) = (5)</ENT>
                        <ENT>(5) ÷ (1) = (6)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">6</ENT>
                        <ENT>2</ENT>
                        <ENT>12</ENT>
                        <ENT>15 hours; $1,545</ENT>
                        <ENT>180 hours; $18,540</ENT>
                        <ENT>$3,090</ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    <E T="03">Comments:</E>
                     Comments
                    <FTREF/>
                     are invited on: (1) whether the collections of information are necessary for the proper performance of the functions of the Commission, including whether the information will have practical utility; (2) the accuracy of the agency's estimates of the burden and cost of the collections of information, including the validity of the methodology and assumptions used; (3) ways to enhance the quality, utility and clarity of the information collections; and (4) ways to minimize the burden of the collections of information on those who are to respond, including the use of automated collection techniques or other forms of information technology.
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         The Commission staff estimates that industry is similarly situated in terms of hourly cost (for wages plus benefits). Based on the Commission's FY (Fiscal Year) 2025 average cost (for wages plus benefits), $103/hour is used.
                    </P>
                </FTNT>
                <SIG>
                    <DATED>Dated: February 19, 2026.</DATED>
                    <NAME>Debbie-Anne A. Reese,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03663 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Project No. 2082-074]</DEPDOC>
                <SUBJECT>PacifiCorp; Notice of Intent To Prepare an Environmental Assessment</SUBJECT>
                <P>On August 22, 2025, PacifiCorp filed a non-capacity application for Klamath Hydroelectric Project No. 2082. The project is located on the Klamath River and Fall Creek, in Klamath County, Oregon and Siskiyou County, California. The project occupies federal lands managed by the U.S. Bureau of Reclamation.</P>
                <P>The applicant proposes to decommission and administratively remove the Fall Creek Development from the project license to facilitate conveyance of the decommissioned infrastructure and lands to the City of Yreka, California (City). The applicant proposes to cease power generation, disconnect the generating units from the power grid, drain the units of any fluids, and convey the decommissioned infrastructure and associated lands to the City for its own water supply purposes. No construction, development, or ground-disturbing activities are proposed. The proposed conveyance would not affect the California Department of Fish and Wildlife's (California DFW) hatchery operations at the Fall Creek Hatchery. Both Yreka and California DFW have water intakes in the tailrace canal that are used for water supply and fish hatchery operations, respectively, and support approval of PacifiCorp's amendment application.</P>
                <P>On January 6, 2026, Commission staff issued public notice of the application and established a deadline for filing comments, motions to intervene, and protests by February 5, 2026. The Department of Interior filed a timely request to extend the comment period through February 27, 2026. On February 12, 2026, the Commission granted this request and reopened the comment period through February 27, 2026.</P>
                <P>
                    This notice identifies Commission staff's intention to prepare an environmental assessment (EA) under the National Environmental Policy Act (42 U.S.C. 4321 
                    <E T="03">et seq.</E>
                    ) for the project.
                    <SU>1</SU>
                    <FTREF/>
                     Commission staff plans to issue an EA by April 15, 2026. Revisions to the schedule may be made as appropriate. The EA will be issued for a 30-day comment period. All comments filed on the EA will be reviewed by staff and considered in the Commission's final decision on the proceeding.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         The unique identification number for documents relating to this environmental review is EAXX-019-20-000-1769181375.
                    </P>
                </FTNT>
                <P>
                    For public inquiries and assistance with making filings such as interventions, comments, or requests for rehearing, contact the Office of Public Participation at (202) 502-6595 or 
                    <E T="03">OPP@ferc.gov.</E>
                </P>
                <P>
                    Any questions regarding this notice may be directed to Diana Shannon at 202-502-6136 or 
                    <E T="03">diana.shannon@ferc.gov.</E>
                </P>
                <EXTRACT>
                    <FP>(Authority: 18 CFR 2.1)</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: February 19, 2026.</DATED>
                    <NAME>Debbie-Anne A. Reese,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-03666 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Docket No. IC26-14-000]</DEPDOC>
                <SUBJECT>Commission Information Collection Activities (FERC-1002); Comment Request; Extension</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Energy Regulatory Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of information collections and request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In compliance with the requirements of the Paperwork Reduction Act of 1995, the Federal Energy Regulatory Commission (Commission or FERC) staff is soliciting public comment on the currently approved information collection FERC-1002 (Customer Engagement Management Survey). There are no proposed changes to the collection.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments on the collections of information are due April 27, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Please submit comments via email to 
                        <E T="03">DataClearance@FERC.gov.</E>
                         You must specify the Docket No. (IC26-14-000) and the FERC Information Collection number (FERC-1002) in your email. If you are unable to file electronically, comments may be filed by USPS mail or by hand (including courier) delivery:
                    </P>
                    <P>
                        • 
                        <E T="03">Mail via U.S. Postal Service only, addressed to:</E>
                         Federal Energy Regulatory Commission, Secretary of the Commission, 888 First Street NE, Washington, DC 20426.
                    </P>
                    <P>
                        • 
                        <E T="03">Hand (including courier) delivery to:</E>
                         Federal Energy Regulatory Commission, Secretary of the Commission, 12225 Wilkins Avenue, Rockville, MD 20852.
                    </P>
                    <P>
                        <E T="03">Docket:</E>
                         To view this docket, please visit 
                        <E T="03">https://elibrary.ferc.gov/eLibrary/search.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Kayla Williams may be reached by email at 
                        <E T="03">DataClearance@FERC.gov,</E>
                         or by telephone at (202) 502-6468.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">Titles:</E>
                     FERC-1002 (Customer Engagement Management Survey).
                </P>
                <P>
                    <E T="03">OMB Control Nos:</E>
                     1902-0329.
                </P>
                <P>
                    <E T="03">Type of Request:</E>
                     Three-year extension of the FERC-1002 information 
                    <PRTPAGE P="8862"/>
                    collection requirements with no changes to the current reporting requirements.
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     This survey covers outreach under the Office of Public Participation, Office of External Affairs.
                    <SU>1</SU>
                    <FTREF/>
                     FERC collects voluntarily-provided information on individual or stakeholder interests to engage with them by providing, to the extent possible, targeted information consistent with their expressed interest. FERC also collects contact information to keep email distributions to be used to inform interested individuals of technical conferences, workshops, user group meetings, certain proceedings or of press releases or newsletters.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         FERC-1002 covers two areas of outreach for customer engagement from the Office of Public Participation: Subscribe for Updates From the Office of Public Participation | Federal Energy Regulatory Commission (ferc.gov): FERC Insight Newsletter | Federal Energy Regulatory Commission.
                    </P>
                </FTNT>
                <P>This information collection is used to conduct customer engagement activities. Customer engagement is critical to further the Commission's goal of facilitating the public's understanding of FERC's work and encouraging their participation in FERC matters. This data allows FERC to understand which areas of its work are of greater interest to the public and where additional public outreach and educational materials or other resources are needed the most.</P>
                <P>
                    <E T="03">Estimate of Annual Burden:</E>
                     
                    <SU>2</SU>
                    <FTREF/>
                     The following tables set forth the estimated annual burden and cost 
                    <SU>3</SU>
                    <FTREF/>
                     for the information collections:
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         Burden is defined as the total time, effort, or financial resources expended by persons to generate, maintain, retain, or disclose or provide information to or for a Federal agency. For further explanation of what is included in the information collection burden, see 5 CFR 1320.3.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         Commission staff estimates that industry is similarly situated in terms of hourly cost (for wages plus benefits). Based on the Commission's FY (Fiscal Year) 2026 average cost (for wages plus benefits), $102/hour is used.
                    </P>
                </FTNT>
                <GPOTABLE COLS="7" OPTS="L2(,0,),nj,tp0,p7,7/8,i1" CDEF="s50,12,12,15,xs72,xs72,12">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Subscriber type</CHED>
                        <CHED H="1">
                            Number of
                            <LI>respondents </LI>
                        </CHED>
                        <CHED H="1">
                            Annual
                            <LI>number of</LI>
                            <LI>responses per</LI>
                            <LI>respondent</LI>
                        </CHED>
                        <CHED H="1">
                            Total number
                            <LI>of responses</LI>
                        </CHED>
                        <CHED H="1">
                            Average
                            <LI>burden hours </LI>
                            <LI>&amp; cost ($)</LI>
                            <LI>per response</LI>
                        </CHED>
                        <CHED H="1">
                            Total annual burden hours &amp; total 
                            <LI>annual cost</LI>
                            <LI>($)</LI>
                        </CHED>
                        <CHED H="1">
                            Cost per 
                            <LI>respondent</LI>
                            <LI>($)</LI>
                        </CHED>
                    </BOXHD>
                    <ROW RUL="s">
                        <ENT I="25"> </ENT>
                        <ENT>(1)</ENT>
                        <ENT>(2)</ENT>
                        <ENT>(1) * (2) = (3)</ENT>
                        <ENT>(4)</ENT>
                        <ENT>(3) * (4) = (5)</ENT>
                        <ENT>(5) ÷ (1)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Customer Engagement</ENT>
                        <ENT>2,000</ENT>
                        <ENT>1</ENT>
                        <ENT>2,000</ENT>
                        <ENT>0.083 hrs.; $8.47</ENT>
                        <ENT>166 hrs.; $16,940</ENT>
                        <ENT>$8.47</ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="01">OPP</ENT>
                        <ENT>20</ENT>
                        <ENT>1</ENT>
                        <ENT>20</ENT>
                        <ENT>0.13 hrs.; $13.26</ENT>
                        <ENT>2.6 hrs.; $265.20</ENT>
                        <ENT>13.26</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT/>
                        <ENT/>
                        <ENT>220</ENT>
                        <ENT/>
                        <ENT>168.6 hrs.; $17,205.20</ENT>
                        <ENT/>
                    </ROW>
                </GPOTABLE>
                <P>
                    <E T="03">Comments:</E>
                     Comments are invited on: (1) whether the collections of information are necessary for the proper performance of the functions of the Commission, including whether the information will have practical utility; (2) the accuracy of the agency's estimates of the burden and cost of the collections of information, including the validity of the methodology and assumptions used; (3) ways to enhance the quality, utility and clarity of the information collections; and (4) ways to minimize the burden of the collections of information on those who are to respond, including the use of automated collection techniques or other forms of information technology.
                </P>
                <SIG>
                    <DATED>Dated: February 19, 2026.</DATED>
                    <NAME>Debbie-Anne A. Reese,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03664 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Project No. 8606-010]</DEPDOC>
                <SUBJECT>Erie Boulevard Hydropower, L.P.; Notice of Waiver of Water Quality Certification</SUBJECT>
                <P>On October 31, 2023, Erie Boulevard Hydropower, L.P. filed an application for an amendment of license exemption (non-capacity) for the Schuylerville Hydroelectric Project (project) in the above captioned docket. On February 10, 2025, the New York State Department of Environmental Conservation (New York DEC) received a request for a Clean Water Act section 401(a)(1) water quality certification from Erie Boulevard Hydropower, L.P., in conjunction with the above captioned project.</P>
                <P>On August 11, 2025, staff provided New York DEC with written notice that the applicable reasonable period of time for it to act on the certification request was one (1) year from the date of receipt of the request, after which the certification requirement would be waived if the certifying authority failed to act by February 10, 2026. Because New York DEC did not act by February 10, 2026, we are notifying you pursuant to section 401(a)(1) of the Clean Water Act, 33 U.S.C. 1341(a)(1), that waiver of the certification requirement has occurred.</P>
                <EXTRACT>
                    <FP>(Authority: 18 CFR 2.1)</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: February 19, 2026.</DATED>
                    <NAME>Debbie-Anne A. Reese,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-03661 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Docket No. CX26-1-000]</DEPDOC>
                <SUBJECT>Order Adopting Categorical Exclusions From Tennessee Valley Authority Under the National Environmental Policy Act; Notice of Adoption of Categorical Exclusions Under the National Environmental Policy Act</SUBJECT>
                <P>
                    On February 19, 2026, the Commission issued an order in Docket No. CX26-1-000, pursuant to section 109 of the National Environmental Policy Act (NEPA), 42 U.S.C. 4336c, adopting five categorical exclusions from the Tennessee Valley Authority (TVA) relating to electric transmission infrastructure, above ground buildings, infrastructure systems, plant equipment, and facility grounds associated with power generation facilities. 
                    <E T="03">Order Adopting Categorical Exclusions from TVA under NEPA,</E>
                     194 FERC ¶ 61,128 (2026). The adopted categorical exclusions will be used for actions concerning water power projects.
                </P>
                <P>
                    The adoption becomes effective 31 days after the issuance date of the Commission's order, 
                    <E T="03">i.e.,</E>
                     on March 22, 2026.
                </P>
                <P>
                    The Commission provides all interested persons an opportunity to view and/or print the contents of its order via the internet through the Commission's Home Page (
                    <E T="03">http://www.ferc.gov</E>
                    ) using the “eLibrary” link. 
                    <PRTPAGE P="8863"/>
                    Enter the docket number excluding the last three digits in the docket number field to access the document. From FERC's Home Page on the internet, this information is available on eLibrary. The full text of this document is available on eLibrary in PDF and Microsoft Word format for viewing, printing, and/or downloading. To access this document in eLibrary, type the docket number excluding the last three digits of this document in the docket number field. User assistance is available for eLibrary and the FERC's website during normal business hours from FERC Online Support at 202-502-6652 (toll free at 1-866-208-3676) or email at 
                    <E T="03">ferconlinesupport@ferc.gov,</E>
                     or the Public Reference Room at (202) 502-8371, TTY (202) 502-8659. Email the Public Reference Room at 
                    <E T="03">public.referenceroom@ferc.gov.</E>
                </P>
                <P>
                    For public inquiries and assistance with making filings such as interventions, comments, or requests for rehearing, the public is encouraged to contact OPP at (202) 502-6595 or 
                    <E T="03">OPP@ferc.gov.</E>
                </P>
                <SIG>
                    <DATED>Dated: February 19, 2026.</DATED>
                    <NAME>Debbie-Anne A. Reese,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-03668 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Project No. 2629-014]</DEPDOC>
                <SUBJECT>Village of Morrisville, Vermont; Notice of Settlement Agreement and Soliciting Comments</SUBJECT>
                <P>Take notice that the following settlement agreement has been filed with the Commission and is available for public inspection.</P>
                <P>
                    a. 
                    <E T="03">Type of Application:</E>
                     Settlement Agreement.
                </P>
                <P>
                    b. 
                    <E T="03">Project No.:</E>
                     2629-014.
                </P>
                <P>
                    c. 
                    <E T="03">Date Filed:</E>
                     February 13, 2026.
                </P>
                <P>
                    d. 
                    <E T="03">Applicant:</E>
                     Village of Morrisville, Vermont (Village).
                </P>
                <P>
                    e. 
                    <E T="03">Name of Project:</E>
                     Morrisville Hydroelectric Project.
                </P>
                <P>
                    f. 
                    <E T="03">Location:</E>
                     The project is located on the Green River, Elmore Pond Brook, and Lamoille River in Lamoille County, Vermont.
                </P>
                <P>
                    g. 
                    <E T="03">Filed Pursuant to:</E>
                     Rule 602 of the Commission's Rules of Practice and Procedure, 18 CFR 385.602.
                </P>
                <P>
                    h. 
                    <E T="03">Applicant Contact:</E>
                     Scott Johnstone, Village Manager, 857 Elmore Street, Morrisville, Vermont 05661; telephone at (802) 888-6289; email at 
                    <E T="03">sjohnsontone@mwlvt.com.</E>
                </P>
                <P>
                    i. 
                    <E T="03">FERC Contact:</E>
                     Nicholas Ettema, Project Coordinator, Great Lakes Branch, Division of Hydropower Licensing; telephone at (312) 596-4447; email at 
                    <E T="03">nicholas.ettema@ferc.gov.</E>
                </P>
                <P>
                    j. 
                    <E T="03">Deadline for filing comments:</E>
                     March 23, 2026, by 5:00 p.m. Eastern Time. Reply comments due: April 6, 2026, by 5:00 p.m. Eastern Time.
                </P>
                <P>
                    The Commission strongly encourages electronic filing. Please file comments using the Commission's eFiling system at 
                    <E T="03">https://ferconline.ferc.gov/FERCOnline.aspx.</E>
                     Commenters can submit brief comments up to 10,000 characters, without prior registration, using the eComment system at 
                    <E T="03">https://ferconline.ferc.gov/QuickComment.aspx.</E>
                     For assistance, please contact FERC Online Support at 
                    <E T="03">FERCOnlineSupport@ferc.gov,</E>
                     (866) 208-3676 (toll free), or (202) 502-8659 (TTY). In lieu of electronic filing, you may submit a paper copy. Submissions sent via the U.S. Postal Service must be addressed to: Debbie Anne A. Reese, Secretary, Federal Energy Regulatory Commission, 888 First Street NE, Room 1A, Washington, DC 20426. Submissions sent via any other carrier must be addressed to: Debbie-Anne A. Reese, Secretary, Federal Energy Regulatory Commission, 12225 Wilkins Avenue, Rockville, MD 20852. All filings must clearly identify the project name and docket number on the first page: Morrisville Hydroelectric Project (P-2629-014).
                </P>
                <P>The Commission's Rules of Practice require all intervenors filing documents with the Commission to serve a copy of that document on each person on the official service list for the project. Further, if an intervenor files comments or documents with the Commission relating to the merits of an issue that may affect the responsibilities of a particular resource agency, they must also serve a copy of the document on that resource agency.</P>
                <P>k. The Village filed a Settlement Agreement for the project's relicense proceeding, on behalf of itself, the Vermont Agency of Natural Resources, the Vermont Natural Resources Council, American Whitewater, and the Vermont Council of Trout Unlimited. The purpose of the Settlement Agreement is to resolve, between the signatories, relicensing issues related to the Village's compliance with the State of Vermont's August 9, 2016 water quality certification for the project and whitewater flow releases from the project's Green River Development. The Village, on behalf of the signatories, requests that any new license issued by the Commission contain conditions consistent with the provisions of the Settlement Agreement.</P>
                <P>
                    l. A copy of the Settlement Agreement is available for review on the Commission's website at 
                    <E T="03">http://www.ferc.gov</E>
                     using the “eLibrary” link. Enter the docket number, excluding the last three digits in the docket number field, to access the document (
                    <E T="03">i.e.,</E>
                     P-2629). For assistance, contact FERC at 
                    <E T="03">FERCOnlineSupport@ferc.gov</E>
                     or call toll free, (886) 208-3676 or TTY (202) 502-8659.
                </P>
                <P>
                    You may also register online at 
                    <E T="03">https://www.ferc.gov/ferc-online/overview</E>
                     to be notified via email of new filings and issuances related to this or other pending projects. For assistance, contact FERC Online Support.
                </P>
                <P>
                    m. For public inquiries and assistance with making filings such as interventions, comments, or requests for rehearing, contact the Office of Public Participation at (202) 502-6595 or 
                    <E T="03">OPP@ferc.gov.</E>
                </P>
                <EXTRACT>
                    <FP>(Authority: 18 CFR 2.1)</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: February 19, 2026.</DATED>
                    <NAME>Debbie-Anne A. Reese,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-03665 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Docket No. IC26-3-000]</DEPDOC>
                <SUBJECT>Commission Information Collection Activities (FERC-574) Comment Request; Extension</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Energy Regulatory Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of information collection and request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In compliance with the requirements of the Paperwork Reduction Act of 1995, the Federal Energy Regulatory Commission, FERC-574 (Gas Pipeline Certificates: Hinshaw Exemption), which will be submitted to the Office of Management and Budget (OMB) for review. There are no proposed changes to the reporting requirements.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments on the collection of information are due March 26, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Send written comments on FERC-574 to OMB through 
                        <E T="03">https://www.reginfo.gov/public/do/PRA/icrPublicCommentRequest?ref_nbr=202601-1902-002.</E>
                         You can also visit 
                        <E T="03">https://www.reginfo.gov/public/do/PRAMain</E>
                         and use the drop-down under “Currently under Review” to select the 
                        <PRTPAGE P="8864"/>
                        “Federal Energy Regulatory Commission” where you can see the open opportunities to provide comments. Comments should be sent within 30 days of publication of this notice.
                    </P>
                    <P>
                        Please submit a copy of your comments to the Commission via email to 
                        <E T="03">DataClearance@FERC.gov.</E>
                         You must specify the Docket No. (IC26-3-000) and the FERC Information Collection number (FERC-574) in your email. If you are unable to file electronically, comments may be filed by USPS mail or by hand (including courier) delivery:
                    </P>
                    <P>
                        • 
                        <E T="03">Mail via U.S. Postal Service Only:</E>
                         Federal Energy Regulatory Commission, Secretary of the Commission, 888 First Street NE, Washington, DC 20426.
                    </P>
                    <P>
                        • 
                        <E T="03">All other delivery methods:</E>
                         Federal Energy Regulatory Commission, Secretary of the Commission, 12225 Wilkins Avenue, Rockville, MD 20852.
                    </P>
                    <P>
                        <E T="03">Docket:</E>
                         To view information related to this docket, please visit 
                        <E T="03">https://elibrary.ferc.gov/eLibrary/search.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Kayla Williams, (202) 502-6468. 
                        <E T="03">DataClearance@FERC.gov</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">Title:</E>
                     FERC-574 (Gas Pipeline Certificates: Hinshaw Exemption).
                </P>
                <P>
                    <E T="03">OMB Control No.:</E>
                     1902-0116.
                </P>
                <P>
                    <E T="03">Type of Request:</E>
                     Three-year extension of the FERC-574 with no changes to the current reporting requirements.
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     The Commission uses the information collected under the requirements of FERC-574 to implement the statutory provisions of Sections 1(c), 4, and 7 of the Natural Gas Act (NGA). Natural gas pipeline companies apply for an exemption under the provisions of section 1(c). If the Commission grants an exemption, the natural gas pipeline company is not required to file certificate applications, rate schedules, or any other applications or forms prescribed by the Commission.
                </P>
                <P>The exemption applies to companies engaged in the transportation, sale, or resale of natural gas in interstate commerce if: (a) they receive gas at or within the boundaries of the state from another person at or within the boundaries of that state; (b) such gas is ultimately consumed in such state; (c) the rates, service and facilities of such company are subject to regulation by a State Commission; and (d) that such State Commission is exercising that jurisdiction. 18 CFR part 152 specifies the data required to be filed by pipeline companies for an exemption.</P>
                <P>
                    <E T="03">Type of Respondents:</E>
                     Jurisdictional Pipeline companies.
                </P>
                <P>
                    <E T="03">Estimate of Annual Burden:</E>
                     
                    <SU>1</SU>
                    <FTREF/>
                     The Commission estimates the annual public reporting burden and cost 
                    <SU>2</SU>
                    <FTREF/>
                     for the information collection as:
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         “Burden” is the total time, effort, or financial resources expended by persons to generate, maintain, retain, or disclose or provide information to or for a federal agency. See 5 CFR 1320 for additional information on the definition of information collection burden.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         Commission staff estimates that the industry's skill set and cost (for wages and benefits) for FERC-574 are approximately the same as the Commission's average cost. The FERC 2025 average salary plus benefits for one FERC full-time equivalent (FTE) is $214,093/year (or $103/hour).
                    </P>
                </FTNT>
                <GPOTABLE COLS="6" OPTS="L2(,0,),nj,tp0,p7,7/8,i1" CDEF="s25,12,12,xs72,xs72,12">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Number of responses</CHED>
                        <CHED H="1">
                            Number of
                            <LI>responses per</LI>
                            <LI>respondent</LI>
                        </CHED>
                        <CHED H="1">
                            Total number
                            <LI>of responses</LI>
                        </CHED>
                        <CHED H="1">
                            Average burden
                            <LI>hours &amp; average</LI>
                            <LI>cost ($)</LI>
                            <LI>per response</LI>
                        </CHED>
                        <CHED H="1">
                            Total annual
                            <LI>burden hours &amp;</LI>
                            <LI>total annual cost</LI>
                            <LI>($)</LI>
                        </CHED>
                        <CHED H="1">
                            Cost ($) per
                            <LI>respondent</LI>
                        </CHED>
                    </BOXHD>
                    <ROW RUL="s">
                        <ENT I="25">(1)</ENT>
                        <ENT>(2)</ENT>
                        <ENT>(3)</ENT>
                        <ENT>(4)</ENT>
                        <ENT>(3) * (4) = (5)</ENT>
                        <ENT>(5) ÷ (1) = (6)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">2</ENT>
                        <ENT>1</ENT>
                        <ENT>2</ENT>
                        <ENT>60 hours; $6,180</ENT>
                        <ENT>120 hours; $12,360</ENT>
                        <ENT>$6,180</ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    <E T="03">Comments:</E>
                     Comments are invited on: (1) whether the collection of information is necessary for the proper performance of the functions of the Commission, including whether the information will have practical utility; (2) the accuracy of the agency's estimate of the burden and cost of the collection of information, including the validity of the methodology and assumptions used; (3) ways to enhance the quality, utility and clarity of the information collection; and (4) ways to minimize the burden of the collection of information on those who are to respond, including the use of automated collection techniques or other forms of information technology.
                </P>
                <SIG>
                    <DATED>Dated: February 19, 2026.</DATED>
                    <NAME>Debbie-Anne A. Reese,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03667 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Docket Nos. RD26-1-000, RD26-2-000, RD26-3-000 (not consolidated)]</DEPDOC>
                <SUBJECT>Before Commissioners: Laura V. Swett, Chairman; David Rosner, Lindsay S. See, Judy W. Chang, and David LaCerte; North American Electric Reliability Corporation; Order Approving Inverter-Based Resources and Generators Modeling Reliability Standards</SUBJECT>
                <P>
                    1. In Order No. 901, the Commission directed the North American Electric Reliability Corporation (NERC), the Commission-certified Electric Reliability Organization (ERO), to develop new or modified Reliability Standards that address specific matters pertaining to the impacts of inverter-based resources (IBR) on the reliable operation of the Bulk-Power System.
                    <SU>1</SU>
                    <FTREF/>
                     Due to the significant scope of the work, the Commission required NERC to submit responsive Reliability Standards in three tranches.
                    <SU>2</SU>
                    <FTREF/>
                     On November 4, 2025, NERC submitted three petitions seeking approval of five proposed Reliability Standards and related definitions, representing the second tranche of Reliability Standards directed by the Commission in Order No. 901.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">Reliability Standards to Address Inverter-Based Res.,</E>
                         Order No. 901, 185 FERC ¶ 61,042 (2023).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         
                        <E T="03">Id.</E>
                         P 7.
                    </P>
                </FTNT>
                <P>
                    2. Specifically, in the first petition (RD26-1-000), NERC seeks approval of: (1) a proposed definition of the term distributed energy resource (DER) for inclusion in the NERC Glossary of Terms Used in NERC Reliability Standards (NERC Glossary); and (2) proposed Reliability Standards MOD-032-2 (Data for Power System Modeling and Analysis), IRO-010-6 (Reliability Coordinator Data and Information Specification and Collection), and TOP-003-8 (Transmission Operator and Balancing Authority Data and Information Specification and Collection).
                    <SU>3</SU>
                    <FTREF/>
                     The second petition (RD26-2-000) seeks approval of Reliability Standard MOD-033-3 (Steady-State and Dynamic System Model Validation).
                    <SU>4</SU>
                    <FTREF/>
                     The third petition 
                    <PRTPAGE P="8865"/>
                    (RD26-3-000) seeks approval of: (1) proposed definitions of model validation and model verification in the NERC Glossary; and (2) proposed Reliability Standard MOD-026-2 (Verification and Validation of Dynamic Models and Data).
                    <SU>5</SU>
                    <FTREF/>
                     NERC also seeks approval of the associated implementation plans, violation risk factors, and violation severity levels for Reliability Standards MOD-032-2, IRO-010-6, TOP-003-8, MOD-033-3, and MOD-026-2. In addition, the first petition seeks the retirement of currently effective Reliability Standards MOD-032-1, IRO-010-5, and TOP-003-7; the second petition seeks retirement of currently effective Reliability Standard MOD-033-2; and the third petition seeks retirement of currently effective Reliability Standards MOD-026-1 and MOD-027-1.
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         NERC Petition, Docket No. RD26-1-000 (filed Nov. 4, 2025) (NERC MOD-032-2, IRO-010-6, and TOP-003-8 Petition).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         NERC Petition, Docket No. RD26-2-000 (filed Nov. 4, 2025) (NERC MOD-033-3 Petition).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         NERC Petition, Docket No. RD26-3-000 (filed Nov. 4, 2025) (NERC MOD-026-2 Petition).
                    </P>
                </FTNT>
                <P>
                    3. For the reasons discussed below, pursuant to section 215(d)(2) of the Federal Power Act (FPA),
                    <SU>6</SU>
                    <FTREF/>
                     we grant the requested approvals. Our action approving the three petitions and the associated Reliability Standards should ensure that Bulk-Power System planners and operators will have the data and models needed to plan for, operate, and reliably integrate IBRs on the Bulk-Power System.
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         16 U.S.C. 824o(d)(2).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Background</HD>
                <HD SOURCE="HD2">A. Section 215 and Mandatory Reliability Standards</HD>
                <P>
                    4. Section 215 of the FPA provides that the Commission may certify an ERO, the purpose of which is to establish and enforce Reliability Standards, subject to Commission review and approval.
                    <SU>7</SU>
                    <FTREF/>
                     Once approved, the Reliability Standards may be enforced by the ERO, subject to Commission oversight, or by the Commission independently.
                    <SU>8</SU>
                    <FTREF/>
                     Pursuant to section 215 of the FPA, the Commission established a process to select and certify an ERO 
                    <SU>9</SU>
                    <FTREF/>
                     and subsequently certified NERC as the ERO.
                    <SU>10</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">Id.</E>
                         § 824o.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">Id.</E>
                         § 824o(e).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">Rules Concerning Certification of the Elec. Reliability Org.; &amp; Procs. for the Establishment, Approval, and Enf't of Elec. Reliability Standards,</E>
                         Order No. 672, 114 FERC ¶ 61,104, 
                        <E T="03">order on reh'g,</E>
                         Order No. 672-A, 114 FERC ¶ 61,328 (2006).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">N. Am. Elec. Reliability Corp.,</E>
                         116 FERC ¶ 61,062, 
                        <E T="03">order on reh'g and compliance,</E>
                         117 FERC ¶ 61,126 (2006), 
                        <E T="03">aff'd sub nom. Alcoa Inc.</E>
                         v. 
                        <E T="03">FERC,</E>
                         564 F.3d 1342 (D.C. Cir. 2009) (certifying NERC as the ERO responsible for the development and enforcement of mandatory Reliability Standards).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Order No. 901</HD>
                <P>
                    5. In Order No. 901, the Commission explained, among other things, that the majority of installed IBRs use grid-following inverters, which can track grid state parameters (
                    <E T="03">e.g.,</E>
                     voltage angle) in milliseconds and react nearly instantaneously to changing grid conditions.
                    <SU>11</SU>
                    <FTREF/>
                     The Commission then explained that, as found by multiple NERC reports,
                    <SU>12</SU>
                    <FTREF/>
                     some IBRs, as non-synchronous resources, “are not configured or programmed to support grid voltage and frequency in the event of a system disturbance, and, as a result, will reduce power output, exhibit momentary cessation, or trip in response to variations in system voltage or frequency.” 
                    <SU>13</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         Order No. 901, 185 FERC ¶ 61,042 at P 12.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">Id.</E>
                         P 26 n.53 (listing 12 NERC reports describing IBR behavior during disturbances).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         
                        <E T="03">Id.</E>
                         P 12 (footnotes omitted).
                    </P>
                </FTNT>
                <P>
                    6. Therefore, the Commission directed NERC to develop new or modified Reliability Standards pertaining to IBRs in four areas: (1) data sharing; (2) model validation; (3) planning and operational studies; and (4) performance requirements.
                    <SU>14</SU>
                    <FTREF/>
                     The Commission required NERC to submit, by November 4, 2025, new or modified Reliability Standards in the first and second areas to, among other things, address data sharing for registered IBRs,
                    <SU>15</SU>
                    <FTREF/>
                     unregistered IBRs, and IBR-DERs in the aggregate; 
                    <SU>16</SU>
                    <FTREF/>
                     and data and model validation for registered IBRs, unregistered IBRs, and IBRs connected to the distribution system that in the aggregate have a material impact on the Bulk-Power System (IBR-DER).
                    <SU>17</SU>
                    <FTREF/>
                     The first and second areas also contained directives that can be broadly categorized as requiring the development of Reliability Standards in the following areas: (1) modeling frameworks for IBRs; (2) validation and verification of IBR models; and (3) inclusion of IBRs in system-level models.
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         
                        <E T="03">E.g., id.</E>
                         PP 1, 5, 53.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         Registered IBRs include generator owners and generator operators. Under the NERC Glossary, category 1 generator owners are entities that own and maintain generating bulk electric system (BES) facilities; category 2 generator owners are entities that own and maintain non-BES IBRs that either have or contribute to an aggregate nameplate capacity of greater than or equal to 20 MVA, connected through a system designed primarily for delivering such capacity to a common point of connection at a voltage greater than or equal to 60 kV. Category 1 generator operators are entities that operate generating BES facilities and perform the functions of supplying energy and interconnected operations services; category 2 generator owners are entities that operate non-BES IBRs that either have or contribute to an aggregate nameplate capacity of greater than or equal to 20 MVA, connected through a system designed primarily for delivering such capacity to a common point of connection at a voltage greater than or equal to 60 kV. NERC, 
                        <E T="03">Glossary of Terms Used in NERC Reliability Standards</E>
                         (updated Oct. 1, 2025) (NERC Glossary).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         Order No. 901, however, is clear that unregistered IBRs and IBR-DERs that do not have a material impact on the Bulk-Power System “will not be subject to the mandatory and enforceable Reliability Standards set forth herein.” Order No. 901, 185 FERC ¶ 61,042 at P 4 n.14.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         
                        <E T="03">Id.</E>
                         P 229.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">1. Modeling Frameworks for IBRs</HD>
                <P>
                    7. In Order No. 901, the Commission directed NERC to develop new or modified Reliability Standards to support accurate modeling of IBRs, including requirements for IBR-specific modeling data; the use of industry generic library IBR models; the provision of dynamic models of dynamic performance of IBRs; the use of DER_A model; 
                    <SU>18</SU>
                    <FTREF/>
                     and the development of a uniform modeling framework of IBRs.
                </P>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         The DER_A model is the approved steady state and dynamic model that industry has validated and maintained to model IBR-DERs in the aggregate and used to study the potential impacts of IBR-DERs in the aggregate on the Bulk-Power System. 
                        <E T="03">Id.</E>
                         P 31 n.67.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">2. Validation and Verification of IBR Models</HD>
                <P>
                    8. The Commission directed NERC to include in the new or modified Reliability Standards provisions to require registered IBR generator owners “to install disturbance monitoring equipment at their buses and elements . . . [and] to provide disturbance monitoring data to Bulk-Power System planners and operators for analyzing disturbances on the Bulk-Power System.” 
                    <SU>19</SU>
                    <FTREF/>
                     Further, the Commission directed NERC to include in the new or modified Reliability Standards technical criteria that require Bulk-Power System planners and operators to validate registered IBR models using disturbance monitoring data from the installed registered IBR generator owners' disturbance monitoring equipment.
                    <SU>20</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         
                        <E T="03">Id.</E>
                         P 85.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    9. Additionally, the Commission directed NERC to develop new or modified Reliability Standards that require the generator owners of registered IBRs, transmission owners that have unregistered IBRs on their system, and distribution providers that have IBR-DERs on their system to provide models that represent the dynamic behavior of these IBRs at a sufficient level of fidelity to Bulk-Power System planners and operators to “perform valid interconnection-wide, planning, and operational studies on a basis comparable to synchronous generation resources.” 
                    <SU>21</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         
                        <E T="03">Id.</E>
                         P 140.
                    </P>
                </FTNT>
                <PRTPAGE P="8866"/>
                <P>
                    10. Further, the Commission directed NERC to establish a standard uniform modeling verification process. The Commission instructed that a uniform modeling verification process will ensure that all entities use the same set of minimum requirements to verify that both synchronous and non-synchronous models are complete and that the models “accurately represent the dynamic behavior of all generation resources at a sufficient level of fidelity for Bulk-Power System planners and operators to perform valid interconnection-wide, planning, and operational studies.” 
                    <SU>22</SU>
                    <FTREF/>
                     The Commission directed NERC to define the model verification process and to require consistency among the model verification processes for existing Reliability Standards and any new or modified Reliability Standards.
                    <SU>23</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         
                        <E T="03">Id.</E>
                         P 143.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    11. The Commission acknowledged that the new or modified Reliability Standards pertaining to the standard uniform modeling verification process would apply to a different, but overlapping, set of entities than those required to comply with the requirements of Order No. 2023.
                    <SU>24</SU>
                    <FTREF/>
                     Consequently, the Commission directed NERC to “include in the new or modified Reliability Standards a similar model verification process timeline consistent with Order No. 2023 modeling deadline requirements.” 
                    <SU>25</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         See 
                        <E T="03">Improvements to Generator Interconnection Procs. &amp; Agreements,</E>
                         Order No. 2023, 184 FERC ¶ 61,054, 
                        <E T="03">order on reh'g,</E>
                         185 FERC ¶ 61,063 (2023), 
                        <E T="03">order on reh'g,</E>
                         Order No. 2023-A, 186 FERC ¶ 61,199, 
                        <E T="03">errata notice,</E>
                         188 FERC ¶ 61,134 (2024).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         Order No. 901, 185 FERC ¶ 61,042 at P 149.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">3. Inclusion of IBRs in System Models</HD>
                <P>
                    12. The Commission directed NERC to submit new or modified Reliability Standards that require Bulk-Power System planners and operators to validate, coordinate, and update in a timely manner the system models of registered IBRs, unregistered IBRs, and IBR-DERs that in the aggregate have a material impact on the Bulk-Power System against actual system operational behavior.
                    <SU>26</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         
                        <E T="03">Id.</E>
                         P 156.
                    </P>
                </FTNT>
                <P>
                    13. Moreover, the Commission directed NERC “to determine the appropriate registered entity responsible for the data and parameters of IBR-DERs in the aggregate and to establish a process that requires identified registered entities to coordinate, validate, and keep up to date the system models” for those areas with IBR-DERs in the aggregate that materially impact the reliable operation of the Bulk-Power System but lack an associated registered distribution provider.
                    <SU>27</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         
                        <E T="03">Id.</E>
                         P 157.
                    </P>
                </FTNT>
                <P>
                    14. The Commission also directed NERC to develop new or modified Reliability Standards that require Bulk-Power System planners and operators to establish for each interconnection: “a uniform framework with modeling criteria, a registered modeling designee, and necessary data exchange requirements both between themselves and with the generator owners, transmission owners, and distribution providers to coordinate the creation of transmission planning, operations, and interconnection-wide models (
                    <E T="03">i.e.,</E>
                     system models) and the validation of each respective system model.” 
                    <SU>28</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         
                        <E T="03">Id.</E>
                         P 161.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">II. NERC Petitions</HD>
                <HD SOURCE="HD2">A. MOD-032-2, IRO-010-6, and TOP-003-8 Petition</HD>
                <HD SOURCE="HD3">1. DER Definition</HD>
                <P>
                    15. NERC proposes to define DER as: “A generator or energy storage technology connected to a distribution system that is capable of providing Real Power in non-isolated parallel operation with the Bulk-Power System, including one connected behind the meter of an end-use customer that is supplied from a distribution system.” 
                    <SU>29</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         NERC MOD-032-2, IRO-010-6, and TOP-003-8 Petition at 29.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">2. Proposed Reliability Standard MOD-032-2</HD>
                <P>
                    16. NERC states that the purpose of proposed Reliability Standard MOD-032-2 is “to establish consistent modeling data requirements and reporting procedures for development of planning horizon cases necessary to support analysis of the reliability of the interconnected transmission system.” 
                    <SU>30</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>30</SU>
                         
                        <E T="03">Id.</E>
                         at 27.
                    </P>
                </FTNT>
                <P>
                    17. The proposed Standard requires planning coordinators, working jointly with their associated transmission planner(s), to develop steady-state, dynamic, and short circuit modeling data requirements and reporting procedures.
                    <SU>31</SU>
                    <FTREF/>
                     Proposed Attachment 1 of the Standard indicates the data that is required to effectively model the interconnected transmission system for the near-term transmission planning horizon and long-term transmission planning horizon.
                    <SU>32</SU>
                    <FTREF/>
                     The proposed Standard requires balancing authorities, distribution providers, generator owners, resource planners, transmission owners, and transmission service providers to provide IBR and IBR-DER data.
                    <SU>33</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>31</SU>
                         
                        <E T="03">Id.</E>
                         at 31.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>32</SU>
                         
                        <E T="03">Id.,</E>
                         Ex. A-1 (Proposed Reliability Standard MOD-032-2 Redline to Last Approved (MOD-032-1)) at 16.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>33</SU>
                         NERC MOD-032-2, IRO-010-6, and TOP-003-8 Petition at 43-44.
                    </P>
                </FTNT>
                <P>
                    18. The proposed Standard requires the submission of “standard library models incorporated within the software(s) utilized to create the interconnection-wide case(s); user-defined models; or both standard library models and user-defined models” 
                    <SU>34</SU>
                    <FTREF/>
                     and requires each planning coordinator and transmission planner that accepts user-defined models to provide the user-defined model requirements to other planning coordinators and transmission planners within the interconnection when requested.
                    <SU>35</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>34</SU>
                         
                        <E T="03">Id.</E>
                         at 32.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>35</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD3">3. Proposed Reliability Standards IRO-010-6 and TOP-003-8</HD>
                <P>
                    19. NERC states that the purpose of proposed Reliability Standard IRO-010-6 is “to prevent instability, uncontrolled separation, or [c]ascading outages that adversely impact reliability, by ensuring each [r]eliability [c]oordinator has the data and information it needs to plan, monitor and assess the operation of its [r]eliability [c]oordinator [a]rea.” 
                    <SU>36</SU>
                    <FTREF/>
                     NERC states that the purpose of proposed Reliability Standard TOP-003-8 is “to ensure that each [t]ransmission [o]perator and [b]alancing [a]uthority has the data and information it needs to plan, monitor, and assess the operation of its [t]ransmission [o]perator [a]rea or [b]alancing [a]uthority [a]rea.” 
                    <SU>37</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>36</SU>
                         
                        <E T="03">Id.</E>
                         at 59-60.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>37</SU>
                         
                        <E T="03">Id.</E>
                         at 60.
                    </P>
                </FTNT>
                <P>
                    20. NERC proposes minor modifications to proposed Reliability Standards IRO-010-6 and TOP-003-8 to add “Inverter-based Resource (IBR)-specific data and parameters” to the list of information reliability coordinators, transmission operators, and balancing authorities must address in their documented data specifications.
                    <SU>38</SU>
                    <FTREF/>
                     Additionally, both proposed Reliability Standards include a new proposed Requirement that specifies that requirements for model submission for reliability coordinators, transmission operators, and balancing authorities are to be consistent with “the model submitted for planning purposes, subject to modifications for operations purposes, as applicable.” 
                    <SU>39</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>38</SU>
                         
                        <E T="03">Id.</E>
                         at 60-61.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>39</SU>
                         
                        <E T="03">Id.</E>
                         at 62.
                    </P>
                </FTNT>
                <PRTPAGE P="8867"/>
                <HD SOURCE="HD2">B. MOD-033-3 Petition</HD>
                <P>
                    21. NERC states that the purpose of proposed Reliability Standard MOD-033-3 is “to establish a process for system model validation to facilitate achieving and maintaining model accuracy.” 
                    <SU>40</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>40</SU>
                         NERC MOD-033-3 Petition at 23.
                    </P>
                </FTNT>
                <P>
                    22. The proposed Standard requires each planning coordinator to develop and implement a model validation process for the planning system models developed in accordance with Reliability Standard MOD-032, representing its portion of the existing system.
                    <SU>41</SU>
                    <FTREF/>
                     The model validation process includes the comparison of power flow simulation performance of the steady-state planning system model to actual system behavior at least once every 24 calendar months. The model validation process also includes the comparison of dynamic local event simulation performance of the dynamic planning system model to actual system behavior at least once every 24 calendar months under proposed Requirement R1.2.
                    <SU>42</SU>
                    <FTREF/>
                     Further, the proposed Standard requires each reliability coordinator and transmission operator to provide actual system behavior data to any planning coordinator performing model validation under Requirement R1.
                    <SU>43</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>41</SU>
                         
                        <E T="03">Id.</E>
                         at 24.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>42</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>43</SU>
                         
                        <E T="03">Id.</E>
                         at 27.
                    </P>
                </FTNT>
                <P>
                    23. NERC claims that proposed Reliability Standard MOD-033-3 is responsive to the Commission's directive in Order No. 901 to validate models of registered IBRs, unregistered IBRs, and IBR-DERs that in the aggregate have a material impact on the Bulk-Power System by comparing resulting system models against system operational behavior establishing a process to require identified registered entities to coordinate, validate, and keep up to date system models. NERC further claims that proposed Reliability Standard MOD-033-3 is responsive to the directive that the new or modified Reliability Standards require Bulk-Power System planners and operators to validate registered IBR models using disturbance monitoring data from the installed registered IBR generator owners' disturbance monitoring equipment.
                    <SU>44</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>44</SU>
                         
                        <E T="03">Id.</E>
                         at 29-31.
                    </P>
                </FTNT>
                <HD SOURCE="HD2">C. MOD-026-2 Petition</HD>
                <HD SOURCE="HD3">1. Proposed Definitions of Model Verification and Model Validation</HD>
                <P>
                    24. In response to the directive in Order No. 901 to develop new or modified Reliability Standards related to model validation for IBRs, NERC proposes to define model validation as “[t]he process of comparing simulation results with measurements to assess how closely a model's behavior matches the measured behavior,” and to define model verification as “[t]he process of confirming that model structure and parameter values are representative of the equipment or facility design and settings by reviewing equipment or facility design and settings documentation.” 
                    <SU>45</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>45</SU>
                         NERC MOD-026-2 Petition at 25.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">2. Proposed Reliability Standard MOD-026-2</HD>
                <P>
                    25. NERC states that the purpose of proposed Reliability Standard MOD-026-2 is “to verify and validate that the dynamic models and associated parameters used to assess Bulk Electric System (BES) reliability represent the in-service equipment of Bulk Power System . . . facilities including generating facilities, transmission connected dynamic reactive resources, and high-voltage direct current (HVDC) systems.” 
                    <SU>46</SU>
                    <FTREF/>
                     Reliability Standard MOD-026-2 consolidates the currently effective Reliability Standards MOD-026-1 and MOD-027-1.
                    <SU>47</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>46</SU>
                         
                        <E T="03">Id.</E>
                         at 26.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>47</SU>
                         
                        <E T="03">Id.</E>
                         at 23.
                    </P>
                </FTNT>
                <P>
                    26. The proposed Standard requires each generator owner or transmission owner to provide its transmission planner “positive sequence dynamic model(s) with associated parameters, any information pertaining to changes to the model(s) or its parameters, and accompanying documentation in accordance with the periodicity requirements of Attachment 2.” 
                    <SU>48</SU>
                    <FTREF/>
                     Requirement R3 of the proposed Standard requires each generator owner or transmission owner to provide EMT models for flexible alternating current transmission system (FACTS) devices, HVDC systems, and registered IBRs to its transmission planner. Legacy facilities are excluded from this requirement where the original equipment manufacturer no longer supports EMT model(s) for the facility as well as legacy facilities not identified by the transmission planner.
                    <SU>49</SU>
                    <FTREF/>
                     NERC argues that the positive sequence model and EMT model provisions in proposed Reliability Standard MOD-026-2 are responsive to a series of directives in Order No. 901.
                    <SU>50</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>48</SU>
                         
                        <E T="03">Id.</E>
                         at 32; Ex. A-1 (Proposed Reliability Standard MOD-026-2—Clean) at 5.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>49</SU>
                         NERC MOD-026-2 Petition at 36. A legacy facility is defined as “any facility with a commercial operation date prior to the effective date of MOD-026-2.” 
                        <E T="03">Id.</E>
                         at 29.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>50</SU>
                         
                        <E T="03">Id.</E>
                         at 44 (citing Order No. 901, 185 FERC ¶ 61,042 at PP 85, 126, 140-141, 143, 149, 161).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">III. Notice of Filing and Responsive Pleadings</HD>
                <P>
                    27. Notice of NERC's November 4, 2025, filings was published in the 
                    <E T="04">Federal Register</E>
                    , 90 FR 53320 (Nov. 25, 2026), with comments and interventions due on or before December 8, 2025. Calpine Corporation filed motions to intervene in Docket Nos. RD26-1-000, RD26-2-000, and RD26-3-000. The Electric Reliability Council of Texas, Inc., ISO New England Inc., Midcontinent Independent System Operator Inc., New York System Operator Inc., PJM Interconnection, L.L.C., and Southwest Power Pool, Inc. (collectively, the ISO) submitted comments in Docket No. RD26-3-000. On December 19, 2025, NERC submitted reply comments to the ISOs' comments.
                </P>
                <P>
                    28. The ISOs support proposed Reliability Standard MOD-026-2 because it advances the reliability of the Bulk-Power System in improving the accuracy and dependability of models used in planning and interconnection analyses through model verification and validation requirements.
                    <SU>51</SU>
                    <FTREF/>
                     However, the ISOs disagree with the provision that excludes generator owners or transmission owners of legacy facilities with no original equipment manufacturer support for EMT models from the requirement to provide EMT models to their transmission planners.
                    <SU>52</SU>
                    <FTREF/>
                     The ISOs express concern that the definition of legacy facilities include both IBRs that are already in-service and those that are currently going through the interconnection process.
                    <SU>53</SU>
                    <FTREF/>
                     The ISOs maintain that the exclusion “inappropriately shifts the burden” of obtaining EMT models for legacy facilities from generator owners and transmission owners to transmission planners, which lack the knowledge and access to the facilities.
                    <SU>54</SU>
                    <FTREF/>
                     The ISOs claim that without EMT models from the owners of legacy facilities, transmission planners would be unable to accurately assess the reliability of their systems due to the inadequacy of the ISOs' purely positive sequencing modeling when analyzing systems with significant levels of IBRs and IBR-DERs.
                    <SU>55</SU>
                    <FTREF/>
                     Further, the ISOs assert that the exclusion eliminates incentives for original equipment manufacturers to maintain EMT models for the life of a legacy 
                    <PRTPAGE P="8868"/>
                    facility and reduces the ability of owners of legacy facilities to require the continued maintenance of EMT models for the facility's life.
                    <SU>56</SU>
                    <FTREF/>
                     The ISOs request that the Commission direct NERC to revise proposed Requirement R3 to remove the legacy facility exclusion language.
                </P>
                <FTNT>
                    <P>
                        <SU>51</SU>
                         ISOs Comments at 1.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>52</SU>
                         
                        <E T="03">Id.</E>
                         at 4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>53</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>54</SU>
                         
                        <E T="03">Id.</E>
                         at 5.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>55</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>56</SU>
                         
                        <E T="03">Id.</E>
                         at 7.
                    </P>
                </FTNT>
                <P>
                    29. In its reply comments, NERC states that the standard drafting team recognized the practical limitations associated with requiring EMT models for legacy facilities where the original equipment manufacturer no longer supports EMT models for those facilities and so adopted a limited and narrowly tailored exclusion for such facilities. NERC notes that the standard drafting team concluded that requiring owners of legacy facilities to develop their own EMT models would be burdensome and costly as they have to rely on extensive testing to approximate EMT behavior of the facilities. Further, the drafting team determined that mandating legacy facilities to develop their own models would pose a risk to reliability as it would require intentionally stressing the facilities to determine how and when large signal disturbances might occur. Moreover, NERC states that the drafting team considered that alternatives to costly and burdensome testing are available; for example, transmission planners and planning coordinators could rely on generic EMT models with parameters from similarly situated facilities for legacy facilities that lack original equipment manufacturer support.
                    <SU>57</SU>
                    <FTREF/>
                     Lastly, NERC disagrees with the ISOs' assertion that the exclusion eliminates the incentives for original equipment manufacturers to require the continued maintenance of EMT models for the life of the facility because the exclusion is limited to where original equipment manufacturer support is no longer available and NERC anticipates that the number of facilities eligible for exclusion will shrink as new resources are developed for which EMT models will be available.
                    <SU>58</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>57</SU>
                         NERC Reply Comments at 4-5.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>58</SU>
                         
                        <E T="03">Id.</E>
                         at 5-6.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Determination</HD>
                <HD SOURCE="HD2">A. Procedural Matters</HD>
                <P>30. Pursuant to Rule 214 of the Commission's Rules of Practice and Procedure, 18 CFR 385.214 (2025), the timely, unopposed motion to intervene serves to make Calpine a party to this proceeding.</P>
                <P>31. Rule 213(a)(2) of the Commission's Rules of Practice and Procedure, 18 CFR 385.213(a)(2) (2025), prohibits an answer to a protest unless otherwise ordered by the decisional authority. We accept NERC's reply comment filed in this proceeding because it provides information that assisted us in our decision-making process.</P>
                <HD SOURCE="HD2">B. Substantive Matters</HD>
                <HD SOURCE="HD3">1. MOD-032-2, IRO-010-06, and TOP-003-8 Petition</HD>
                <P>
                    32. Pursuant to section 215(d)(2) of the FPA, we approve the proposed DER definition for inclusion in the NERC Glossary, as well as proposed Reliability Standards MOD-032-2, IRO-010-6 and TOP-003-8, as just, reasonable, not unduly discriminatory or preferential, and in the public interest. We find that the proposed DER definition is sufficient for defining requirements in Reliability Standards, excluding load resources (
                    <E T="03">e.g.,</E>
                     energy efficiency and demand response) that are typically reflected in base case load level assumptions, capturing both synchronous resources and IBRs, and conveying that a DER is a resource that is connected to the distribution system and not the Bulk-Power System. We further find that proposed Reliability Standards MOD-032-2, IRO-010-06, and TOP-003-8 are responsive to the relevant directives in Order No. 901 and improve upon the existing standards by supporting accurate modeling of IBRs, which will advance the reliability of the Bulk-Power System.
                </P>
                <P>33. We also approve the proposed Reliability Standards' associated violation risk factors and violation severity levels, as well as the implementation plans. Finally, we approve the retirement of Reliability Standards MOD-032-1, IRO-010-5, and TOP-003-7 immediately prior to the effective date of proposed Reliability Standards MOD-032-2, IRO-010-6, and TOP-003-8, respectively.</P>
                <HD SOURCE="HD3">2. MOD-033-3 Petition</HD>
                <P>34. Pursuant to section 215(d)(2) of the FPA, we approve proposed Reliability Standard MOD-033-3, as just, reasonable, not unduly discriminatory or preferential, and in the public interest. We determine that proposed Reliability Standard MOD-033-3 is responsive to relevant directives in Order No. 901 and improves upon the existing standard by requiring the inclusion of IBRs in system-wide models, which will help system planners and operators ensure the reliability of the Bulk-Power System.</P>
                <P>35. We also approve the proposed Reliability Standard's associated violation risk factors and violation severity levels, as well as the proposed implementation plan. Finally, we approve the retirement of Reliability Standard MOD-033-2 immediately prior to the effective date of proposed Reliability Standard MOD-033-3.</P>
                <HD SOURCE="HD3">3. MOD-026-2 Petition</HD>
                <P>36. Pursuant to section 215(d)(2) of the FPA, we approve the proposed model verification and model validation definitions for inclusion in the NERC Glossary, as well as proposed Reliability Standard MOD-026-2, as just, reasonable, not unduly discriminatory or preferential, and in the public interest. We find that the proposed model validation and model verification definitions establish a consistent understanding of the meaning of the defined terms across all Reliability Standards going forward and establish clear expectations for model verification and model validation. We further determine that proposed Reliability Standard MOD-026-2 is responsive to the relevant directives in Order No. 901 and improves upon existing Reliability Standards MOD-026-1 and MOD-027-1 by establishing a process for the model validation and model verification of IBRs, which will advance the reliability of the Bulk-Power System.</P>
                <P>
                    37. We decline the ISOs' request to direct NERC to remove the legacy facility exclusion language from proposed Requirement R3 of proposed Reliability Standard MOD-026-2. As NERC observes, developing a non-generic EMT model for equipment that is no longer supported by the original equipment manufacturer will pose a significant financial, technical, and time burden on the owners of legacy facilities to develop their own EMT models through stress testing that could pose a risk to the reliability of the Bulk-Power System.
                    <SU>59</SU>
                    <FTREF/>
                     Giving due weight to NERC as the ERO, we are not persuaded that the ISOs have stated a significant reliability risk that merits removing the exclusion. Additionally, we are persuaded by NERC that the impact of the exclusion will be limited: all facilities (including legacy facilities) that have original equipment manufacturer support will be required to provide EMT models when needed.
                    <SU>60</SU>
                    <FTREF/>
                     Further, owners of legacy facilities who claim that the facilities have no original equipment manufacturer support will have to substantiate that claim through 
                </P>
                <FTNT>
                    <P>
                        <SU>59</SU>
                         
                        <E T="03">Id.</E>
                         at 4-5.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>60</SU>
                         
                        <E T="03">Id.</E>
                         at 5-6.
                    </P>
                </FTNT>
                <PRTPAGE P="8869"/>
                <FP>
                    documentation.
                    <SU>61</SU>
                    <FTREF/>
                     We also note that, while such legacy facilities verified to have no original equipment manufacturer support will be excluded from Requirement R3, such facilities may still use generic EMT modeling and, as NERC describes, alternatives approximating EMT modeling exist, too. Consequently, we find that it is reasonable to allow legacy facilities where the original equipment manufacturer no longer supports EMT model(s) for the facility to be excluded from Requirement R3 and decline to direct NERC to remove the language.
                </FP>
                <FTNT>
                    <P>
                        <SU>61</SU>
                         
                        <E T="03">See</E>
                         NERC MOD-026-2 Petition at 36, Ex. F (Analysis of Violation Risk Factors and Violation Severity Levels) at 12 (listing the failure to provide accompanying documentation for EMT models—
                        <E T="03">i.e.,</E>
                         documentation of the original equipment manufacturer no longer supporting EMT models—as a violation of Requirement R3).
                    </P>
                </FTNT>
                <P>
                    38. We find that the proposed Standard is consistent with the Commission's directive in Order No. 901 to ensure that the model verification process timeline is consistent with Order No. 2023 modeling deadline requirements. We clarify that nothing in Reliability Standard MOD-026-2 relieves an interconnection customer requesting to interconnect a non-synchronous generating facility of its obligation under a transmission provider's tariff to provide a validated EMT model to a transmission provider (including a regional transmission organization/independent system operator) if the transmission provider performs an EMT study as part of the interconnection study process.
                    <SU>62</SU>
                    <FTREF/>
                     We also approve the proposed Reliability Standard's associated violation risk factors and violation severity levels, as well as the proposed implementation plans. Finally, we approve the retirement of Reliability Standards MOD-026-1 and MOD-027-1 immediately prior to the effective date of proposed Reliability Standard MOD-026-2.
                </P>
                <FTNT>
                    <P>
                        <SU>62</SU>
                         Order No. 2023, 184 FERC ¶ 61,054 at P 1659; 
                        <E T="03">see pro forma</E>
                         Large Generator Interconnection Procedures, app. 1, attach. A; 
                        <E T="03">see also pro forma</E>
                         Small Generator Interconnection Procedures, attach. 2.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">V. Information Collection Statement</HD>
                <P>39. The FERC-725A, FERC-725L, and FERC-725Z information collections requirements are subject to review by the Office of Management and Budget (OMB) under section 3507(d) of the Paperwork Reduction Act of 1995. OMB's regulations require approval of certain information collection requirements imposed by agency rules. Upon approval of a collection of information, OMB will assign an OMB control number and expiration date. Respondents subject to the filing requirements will not be penalized for failing to respond to these collections of information unless the collections of information display a valid OMB control number. The Commission solicits comments on the need for this information, whether the information will have practical utility, the accuracy of the burden estimates, ways to enhance the quality, utility, and clarity of the information to be collected or retained, and any suggested methods for minimizing respondents' burden, including the use of automated information techniques.</P>
                <P>40. The Commission bases its paperwork burden estimates on the additional paperwork burden for balancing authorities, generator owners, planning coordinators, reliability coordinators, transmission planners, transmission owners, and transmission operators presented by Reliability Standards MOD-032-2, IRO-010-6, TOP-003-8, MOD-033-3, and MOD-026-2, as modified, and the NERC Glossary definitions of DER, model validation, and model verification. Reliability Standards are objective-based and allow entities to choose compliance approaches best tailored to their systems. The new or modified NERC Glossary definitions are not expected to produce any new burden. The number of respondents that are subject to mandatory compliance with Reliability Standards MOD-032-2, IRO-010-6, TOP-003-8, MOD-033-3, and MOD-026-2, in the tables below, are based on the NERC Compliance Registry as of December 3, 2025, and good faith estimates provided by NERC to Commission staff, in August 2025. NERC estimates that there are 491 category 2 generator owners and 310 category 2 generator operators, which will be added to the respective category 1 generator owners and generator operators in the NERC Compliance Registry to reach an estimate of the total number of generator owners and generator operators.</P>
                <P>
                    Based on these assumptions, we estimate the following reporting burden:
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>63</SU>
                         The “Number of Entity” data is compiled from the December 3, 2025, edition of the NERC Compliance Registry. “BA” means balancing authority; “DP” means distribution provider; “GO” means generator owner; “PC” means planning coordinator; “RP” means resource planner; “TO” means transmission owner; “TP” means transmission planner; “TSP” means transmission service provider; “GOP” means generator operator; “RC” means reliability coordinator; and “TOP” means transmission operator.”
                    </P>
                    <P>
                        <SU>64</SU>
                         The estimated hourly cost (salary plus benefits) is a combination of the following categories from the BLS website, 
                        <E T="03">http://www.bls.gov/oes/current/naics2_22.htm:</E>
                         75% of the average of an Electrical Engineer (17−2071) $71.19/hr., × .75 = 53.3925 ($53.39-rounded) ($53.39/hour); and 25% of an Information and Record Clerk (43−4199) $40.51/hr., $40.51 × .25 = 10.1275 ($10.13 rounded) ($10.13/hour), for a total ($53.39 + $10.13 = $63.52/hour).
                    </P>
                    <P>
                        <SU>65</SU>
                         For this collection the GO will include category 1 entities (1,343 entities) from the December 3, 2025, NERC Compliance Registry; and NERC's estimate to Commission staff in August 2025 of category 2 generator owners registered entities in the United States (491 entities) for a total of (1,343 + 491) = 1,834. The estimate for category 2 generator owner entities is subject to change according to NERC due to: (1) facility cancellations or facilities with an expected commercial operation date delayed past May 15, 2026; (2) identification of type 1 and type 2 wind facilities that do not qualify as category 2 resources; (3) identification of facilities as category 1 resources; and (4) facilities can be inaccurately reported and subsequently removed from the list. NERC, Inverter-Based Resources Work Plan Progress Update, Docket No. RD22-4-001, at 2 n.7 (filed Oct. 31, 2025) (NERC October 2025 Work Plan Update).
                    </P>
                </FTNT>
                <GPOTABLE COLS="6" OPTS="L2(,0,),nj,p7,7/8,i1" CDEF="s100,xs80,10,15,xs72,xs100">
                    <TTITLE>Proposed Changes in Burden MOD-032-2 Docket No. RD26-1</TTITLE>
                    <BOXHD>
                        <CHED H="1">Reliability standard</CHED>
                        <CHED H="1">
                            Type and number of
                            <LI>
                                entity 
                                <SU>63</SU>
                            </LI>
                        </CHED>
                        <CHED H="1">
                            Number of
                            <LI>annual</LI>
                            <LI>responses</LI>
                            <LI>per entity</LI>
                        </CHED>
                        <CHED H="1">
                            Total number
                            <LI>of responses</LI>
                        </CHED>
                        <CHED H="1">
                            Average number of
                            <LI>burden hours per</LI>
                            <LI>
                                response 
                                <SU>64</SU>
                            </LI>
                        </CHED>
                        <CHED H="1">Total burden hours</CHED>
                    </BOXHD>
                    <ROW RUL="s">
                        <ENT I="25"> </ENT>
                        <ENT>(1)</ENT>
                        <ENT>(2)</ENT>
                        <ENT>(1) * (2) = (3)</ENT>
                        <ENT>(4)</ENT>
                        <ENT>(3) * (4) = (5)</ENT>
                    </ROW>
                    <ROW EXPSTB="05" RUL="s">
                        <ENT I="21">
                            <E T="02">Annual Collection MOD-032-2 FERC-725 L</E>
                        </ENT>
                    </ROW>
                    <ROW EXPSTB="00">
                        <ENT I="01">Annual review and record retention</ENT>
                        <ENT>97 (BA)</ENT>
                        <ENT>1</ENT>
                        <ENT>97</ENT>
                        <ENT>8 hrs. $ 508.16/hr</ENT>
                        <ENT>776 hrs. $49,291.52.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>299 (DP)</ENT>
                        <ENT>1</ENT>
                        <ENT>299</ENT>
                        <ENT>8 hrs. $508.16/hr</ENT>
                        <ENT>2,392 hrs. $151,939.84.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>
                            1,834 (GO) 
                            <SU>65</SU>
                        </ENT>
                        <ENT>1</ENT>
                        <ENT>1,834</ENT>
                        <ENT>8 hrs. $508.16/hr</ENT>
                        <ENT>14,672 hrs. $931,965.44.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>62 (PC)</ENT>
                        <ENT>1</ENT>
                        <ENT>62</ENT>
                        <ENT>16 hrs. $1016.32/hr</ENT>
                        <ENT>992 hrs. $63,011.84.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>157 (RP)</ENT>
                        <ENT>1</ENT>
                        <ENT>157</ENT>
                        <ENT>8 hrs. $508.16/hr</ENT>
                        <ENT>1,256 hrs. $79,781.12.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>341 (TO)</ENT>
                        <ENT>1</ENT>
                        <ENT>341</ENT>
                        <ENT>8 hrs. $508.16/hr</ENT>
                        <ENT>2,728 hrs. $173,282.56.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>208 (TP)</ENT>
                        <ENT>1</ENT>
                        <ENT>208</ENT>
                        <ENT>16 hrs. $1016.32/hr</ENT>
                        <ENT>3,328 hrs. $211,394.56.</ENT>
                    </ROW>
                    <ROW RUL="n,n,s">
                        <PRTPAGE P="8870"/>
                        <ENT I="22"> </ENT>
                        <ENT>70 (TSP)</ENT>
                        <ENT>1</ENT>
                        <ENT>70</ENT>
                        <ENT>8 hrs. $508.16/hr</ENT>
                        <ENT>560 hrs. $35,571.20.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total for MOD-032-2</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT>3,068</ENT>
                        <ENT/>
                        <ENT>26,704 hrs. $1,696,238.08.</ENT>
                    </ROW>
                </GPOTABLE>
                <GPOTABLE COLS="6" OPTS="L2(,0,),nj,p7,7/8,i1" CDEF="s100,xs80,10,15,xs72,xs100">
                    <TTITLE>Proposed Changes in Burden IRO-010-6 Docket No. RD26-1</TTITLE>
                    <BOXHD>
                        <CHED H="1">Reliability standard</CHED>
                        <CHED H="1">
                            Type and number of
                            <LI>
                                entity 
                                <SU>66</SU>
                            </LI>
                        </CHED>
                        <CHED H="1">
                            Number of
                            <LI>annual</LI>
                            <LI>responses</LI>
                            <LI>per entity</LI>
                        </CHED>
                        <CHED H="1">
                            Total number
                            <LI>of responses</LI>
                        </CHED>
                        <CHED H="1">
                            Average number of
                            <LI>burden hours per</LI>
                            <LI>
                                response 
                                <SU>67</SU>
                            </LI>
                        </CHED>
                        <CHED H="1">Total burden hours</CHED>
                    </BOXHD>
                    <ROW RUL="s">
                        <ENT I="25"> </ENT>
                        <ENT>(1)</ENT>
                        <ENT>(2)</ENT>
                        <ENT>(1) * (2) = (3)</ENT>
                        <ENT>(4)</ENT>
                        <ENT>(3) * (4) = (5)</ENT>
                    </ROW>
                    <ROW EXPSTB="05" RUL="s">
                        <ENT I="21">
                            <E T="02">Annual Collection IRO-010-6 FERC-725 Z</E>
                        </ENT>
                    </ROW>
                    <ROW EXPSTB="00">
                        <ENT I="01">Annual review and record retention</ENT>
                        <ENT>12 (RC)</ENT>
                        <ENT>1</ENT>
                        <ENT>12</ENT>
                        <ENT>8 hrs. $508.16/hr</ENT>
                        <ENT>96 hrs. $6,097.92.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>97 (BA)</ENT>
                        <ENT>1</ENT>
                        <ENT>97</ENT>
                        <ENT>8 hrs. $508.16/hr</ENT>
                        <ENT>776 hrs. $49,291.52.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>1,834 (GO)</ENT>
                        <ENT>1</ENT>
                        <ENT>1,834</ENT>
                        <ENT>8 hrs. $508.16/hr</ENT>
                        <ENT>14,672 hrs. $931,965.44.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>
                            1,333 (GOP) 
                            <SU>68</SU>
                        </ENT>
                        <ENT>1</ENT>
                        <ENT>1,333</ENT>
                        <ENT>8 hrs. $508.16/hr</ENT>
                        <ENT>10,664 hrs. $677,377.28.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>170 (TOP)</ENT>
                        <ENT>1</ENT>
                        <ENT>170</ENT>
                        <ENT>8 hrs. $508.16/hr</ENT>
                        <ENT>1,360 hrs. $86,387.20.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>341 (TO)</ENT>
                        <ENT>1</ENT>
                        <ENT>341</ENT>
                        <ENT>8 hrs. $508.16/hr</ENT>
                        <ENT>2,728 hrs. $173,282.56.</ENT>
                    </ROW>
                    <ROW RUL="n,n,s">
                        <ENT I="22"> </ENT>
                        <ENT>299 (DP)</ENT>
                        <ENT>1</ENT>
                        <ENT>299</ENT>
                        <ENT>8 hrs. $508.16/hr</ENT>
                        <ENT>2,392 hrs. $151,939.84.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total for IRO-010-6</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT>4,086</ENT>
                        <ENT/>
                        <ENT>32,688 hrs. $2,076,341.76.</ENT>
                    </ROW>
                </GPOTABLE>
                <GPOTABLE COLS="6" OPTS="L2(,0,),nj,p7,7/8,i1" CDEF="s100,xs80,10,15,xs72,xs100">
                    <TTITLE>Proposed Changes in Burden TOP-003-8 Docket No. RD26-1</TTITLE>
                    <BOXHD>
                        <CHED H="1">Reliability standard</CHED>
                        <CHED H="1">
                            Type and number of
                            <LI>
                                entity 
                                <SU>69</SU>
                            </LI>
                        </CHED>
                        <CHED H="1">
                            Number of
                            <LI>annual</LI>
                            <LI>responses</LI>
                            <LI>per entity</LI>
                        </CHED>
                        <CHED H="1">
                            Total number
                            <LI>of responses</LI>
                        </CHED>
                        <CHED H="1">
                            Average number of
                            <LI>burden hours per</LI>
                            <LI>
                                response 
                                <SU>70</SU>
                            </LI>
                        </CHED>
                        <CHED H="1">Total burden hours</CHED>
                    </BOXHD>
                    <ROW RUL="s">
                        <ENT I="25"> </ENT>
                        <ENT>(1)</ENT>
                        <ENT>(2)</ENT>
                        <ENT>(1) * (2) = (3)</ENT>
                        <ENT>(4)</ENT>
                        <ENT>(3) * (4) = (5)</ENT>
                    </ROW>
                    <ROW EXPSTB="05" RUL="s">
                        <ENT I="21">
                            <E T="02">Annual Collection TOP-003-8 FERC-725 A</E>
                        </ENT>
                    </ROW>
                    <ROW EXPSTB="00">
                        <ENT I="01">Annual review and record retention</ENT>
                        <ENT>170 (TOP)</ENT>
                        <ENT>1</ENT>
                        <ENT>170</ENT>
                        <ENT>8 hrs. $508.16/hr</ENT>
                        <ENT>1,360 hrs. $86,387.20.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>97 (BA)</ENT>
                        <ENT>1</ENT>
                        <ENT>97</ENT>
                        <ENT>8 hrs. $508.16/hr</ENT>
                        <ENT>776 hrs. $49,291.52.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>1,834 (GO)</ENT>
                        <ENT>1</ENT>
                        <ENT>1,834</ENT>
                        <ENT>8 hrs. $508.16/hr</ENT>
                        <ENT>14,672 hrs. $931,965.44.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>1,333 (GOP)</ENT>
                        <ENT>1</ENT>
                        <ENT>1,333</ENT>
                        <ENT>8 hrs. $565.36/hr</ENT>
                        <ENT>10,664 hrs. $677,377.28.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>341 (TO)</ENT>
                        <ENT>1</ENT>
                        <ENT>341</ENT>
                        <ENT>8 hrs. $508.16/hr</ENT>
                        <ENT>2,728 hrs. $173,282.56.</ENT>
                    </ROW>
                    <ROW RUL="n,n,s">
                        <ENT I="22"> </ENT>
                        <ENT>299 (DP)</ENT>
                        <ENT>1</ENT>
                        <ENT>299</ENT>
                        <ENT>8 hrs. $508.16/hr</ENT>
                        <ENT>2,392 hrs. $151,939.84.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total for TOP-003-8</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT>4,074</ENT>
                        <ENT/>
                        <ENT>32,592 hrs. $2,070,243.84.</ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                     
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>66</SU>
                         The “Number of Entity” data is compiled from the December 3, 2025, edition of the NERC Compliance Registry.
                    </P>
                    <P>
                        <SU>67</SU>
                         The estimated hourly cost (salary plus benefits) is a combination of the following categories from the BLS website, 
                        <E T="03">http://www.bls.gov/oes/current/naics2_22.htm:</E>
                         75% of the average of an Electrical Engineer (17−2071) $71.19/hr., × .75 = 53.3925 ($53.39-rounded) ($53.39/hour); and 25% of an Information and Record Clerk (43−4199) $40.51/hr., $40.51 × .25 = 10.1275 ($10.13 rounded) ($10.13/hour), for a total ($53.39 + $10.13 = $63.52/hour).
                    </P>
                    <P>
                        <SU>68</SU>
                         For this collection the generator operators (GOP) will include category 1 entities (1,023 entities) from the December 3, 2025, NERC Compliance Registry; and NERC's estimate to Commission staff in August 2025 of category 2 generator operators registered entities in the United States (310 entities) for a total of (1,023 + 310) = 1,333. The estimate for category 2 generator operator entities is subject to change according to NERC due to: (1) facility cancellations or facilities with an expected commercial operation date delayed past May 15, 2026; (2) identification of type 1 and type 2 wind facilities that do not qualify as category 2 resources; (3) identification of facilities as category 1 resources; and (4) facilities can be inaccurately reported and subsequently removed from the list. NERC October 2025 Work Plan Update at 2 n.7.
                    </P>
                    <P>
                        <SU>69</SU>
                         The “Number of Entity” data is compiled from the December 3, 2025, edition of the NERC Compliance Registry.
                    </P>
                    <P>
                        <SU>70</SU>
                         The estimated hourly cost (salary plus benefits) is a combination of the following categories from the BLS website, 
                        <E T="03">http://www.bls.gov/oes/current/naics2_22.htm:</E>
                         75% of the average of an Electrical Engineer (17−2071) $71.19/hr., × .75 = 53.3925 ($53.39-rounded) ($53.39/hour); and 25% of an Information and Record Clerk (43−199) $40.51/hr., $40.51 × .25 = 10.1275 ($10.13 rounded) ($10.13/hour), for a total ($53.39 + $10.13 = $63.52/hour).
                    </P>
                </FTNT>
                <PRTPAGE P="8871"/>
                <GPOTABLE COLS="6" OPTS="L2(,0,),nj,p7,7/8,i1" CDEF="s100,xs80,10,15,xs72,xs100">
                    <TTITLE>Proposed Burden MOD-033-3 Docket No. RD26-2</TTITLE>
                    <BOXHD>
                        <CHED H="1">Reliability standard</CHED>
                        <CHED H="1">
                            Type and number of
                            <LI>
                                entity 
                                <SU>71</SU>
                            </LI>
                        </CHED>
                        <CHED H="1">
                            Number of
                            <LI>annual</LI>
                            <LI>responses</LI>
                            <LI>per entity</LI>
                        </CHED>
                        <CHED H="1">
                            Total number
                            <LI>of responses</LI>
                        </CHED>
                        <CHED H="1">
                            Average number of
                            <LI>burden hours per</LI>
                            <LI>
                                response 
                                <SU>72</SU>
                            </LI>
                        </CHED>
                        <CHED H="1">Total burden hours</CHED>
                    </BOXHD>
                    <ROW RUL="s">
                        <ENT I="25"> </ENT>
                        <ENT>(1)</ENT>
                        <ENT>(2)</ENT>
                        <ENT>(1) * (2) = (3)</ENT>
                        <ENT>(4)</ENT>
                        <ENT>(3) * (4) = (5)</ENT>
                    </ROW>
                    <ROW EXPSTB="05" RUL="s">
                        <ENT I="21">
                            <E T="02">Annual Collection MOD-033-3 FERC-725 L</E>
                        </ENT>
                    </ROW>
                    <ROW EXPSTB="00">
                        <ENT I="01">Annual review and record retention</ENT>
                        <ENT>62 (PC)</ENT>
                        <ENT>1</ENT>
                        <ENT>62</ENT>
                        <ENT>8 hrs. $508.16 hr</ENT>
                        <ENT>496 hrs. $31,505.92.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>12 (RC)</ENT>
                        <ENT>1</ENT>
                        <ENT>12</ENT>
                        <ENT>8 hrs. $508.16/hr</ENT>
                        <ENT>96 hrs. $6,097.92.</ENT>
                    </ROW>
                    <ROW RUL="n,n,s">
                        <ENT I="22"> </ENT>
                        <ENT>170 (TOP)</ENT>
                        <ENT>1</ENT>
                        <ENT>170</ENT>
                        <ENT>8 hrs. $508.16/hr</ENT>
                        <ENT>1,360 hrs. $86,387.20.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total for MOD-033-3</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT>244</ENT>
                        <ENT/>
                        <ENT>1,952 hrs. $123,991.04.</ENT>
                    </ROW>
                </GPOTABLE>
                <GPOTABLE COLS="6" OPTS="L2(,0,),nj,p7,7/8,i1" CDEF="s100,xs80,10,15,xs72,xs100">
                    <TTITLE>Proposed Changes in Burden MOD-26-2 Docket No. RD26-3</TTITLE>
                    <BOXHD>
                        <CHED H="1">Reliability standard</CHED>
                        <CHED H="1">
                            Type and number of
                            <LI>
                                entity 
                                <SU>73</SU>
                            </LI>
                        </CHED>
                        <CHED H="1">
                            Number of
                            <LI>annual</LI>
                            <LI>responses</LI>
                            <LI>per entity</LI>
                        </CHED>
                        <CHED H="1">
                            Total number
                            <LI>of responses</LI>
                        </CHED>
                        <CHED H="1">
                            Average number of
                            <LI>burden hours per</LI>
                            <LI>
                                response 
                                <SU>74</SU>
                            </LI>
                        </CHED>
                        <CHED H="1">Total burden hours</CHED>
                    </BOXHD>
                    <ROW RUL="s">
                        <ENT I="25"> </ENT>
                        <ENT>(1)</ENT>
                        <ENT>(2)</ENT>
                        <ENT>(1) * (2) = (3)</ENT>
                        <ENT>(4)</ENT>
                        <ENT>(3) * (4) = (5)</ENT>
                    </ROW>
                    <ROW EXPSTB="05" RUL="s">
                        <ENT I="21">
                            <E T="02">Annual Collection MOD-026-2 FERC-725 L</E>
                        </ENT>
                    </ROW>
                    <ROW EXPSTB="00">
                        <ENT I="01">Annual review and record retention</ENT>
                        <ENT>1,834 (GO)</ENT>
                        <ENT>1</ENT>
                        <ENT>1834</ENT>
                        <ENT>12 hrs. $762.24/hr</ENT>
                        <ENT>22,008 hrs. $1,397,948.16.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>62 (PC)</ENT>
                        <ENT>1</ENT>
                        <ENT>62</ENT>
                        <ENT>8 hrs. $508.16/hr</ENT>
                        <ENT>496 hrs. $31,505.92.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>341 (TO)</ENT>
                        <ENT>1</ENT>
                        <ENT>341</ENT>
                        <ENT>8 hrs. $508.16/hr</ENT>
                        <ENT>2,728 hrs. $173,282.56.</ENT>
                    </ROW>
                    <ROW RUL="n,n,s">
                        <ENT I="22"> </ENT>
                        <ENT>208 (TP)</ENT>
                        <ENT>1</ENT>
                        <ENT>208</ENT>
                        <ENT>10 hrs.  $635.20/hr</ENT>
                        <ENT>2,080 hrs. $132,121.60.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total for MOD-026-2</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT>2,445</ENT>
                        <ENT/>
                        <ENT>27,312 hrs. $1,734,858.24.</ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    <E T="03">Titles:</E>
                     Mandatory Reliability Standards within Interconnection Reliability Operations and Coordination (IRO); Reliability Coordinator Data and information Specification and Collection (IRO-010-6) (RD26-1-000), Bulk-Power System Transmission Operations (TOP); Transmission Operator and Balancing Authority Data and Information Specification and Collection (TOP-003-8) (RD26-1-000), Modeling, Data, and Analysis (MOD); Data for Power System Modeling and Analysis (MOD-032-2) (RD26-1-000), Steady-State and Dynamic System Model Validation (MOD-033-3) (RD26-2-000),Verification and Validation of Dynamic Models and Data (MOD-026-2) (RD26-3-000).
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>71</SU>
                         The “Number of Entity” data is compiled from the December 3, 2025, edition of the NERC Compliance Registry.
                    </P>
                    <P>
                        <SU>72</SU>
                         The estimated hourly cost (salary plus benefits) is a combination of the following categories from the BLS website, 
                        <E T="03">http://www.bls.gov/oes/current/naics2_22.htm:</E>
                         75% of the average of an Electrical Engineer (17−2071) $71.19/hr., × .75 = 53.3925 ($53.39-rounded) ($53.39/hour); and 25% of an Information and Record Clerk (43−4199) $40.51/hr., $40.51 × .25 = 10.1275 ($10.13 rounded) ($10.13/hour), for a total ($53.39 + $10.13 = $63.52/hour). 
                    </P>
                    <P>
                        <SU>73</SU>
                         The “Number of Entity” data is compiled from the December 3, 2025, edition of the NERC Compliance Registry.
                    </P>
                    <P>
                        <SU>74</SU>
                         The estimated hourly cost (salary plus benefits) is a combination of the following categories from the BLS website, 
                        <E T="03">http://www.bls.gov/oes/current/naics2_22.htm:</E>
                         75% of the average of an Electrical Engineer (17−2071) $71.19/hr., × .75 = 53.3925 ($53.39-rounded) ($53.39/hour); and 25% of an Information and Record Clerk (43−4199) $40.51/hr., $40.51 × .25 = 10.1275 ($10.13 rounded) ($10.13/hour), for a total ($53.39 + $10.13 = $63.52/hour).
                    </P>
                </FTNT>
                <P>
                    <E T="03">Action:</E>
                     Revisions to Existing Collections of Information in FERC-725A (TOP-003-8), FERC-725L (MOD-026-2, MOD-032-2, MOD-033-3), FERC-725Z (IRO-010-6).
                </P>
                <P>
                    <E T="03">OMB Control Nos:</E>
                     Bulk-Power System Transmission Operations (TOP) FERC-725A (1902-0244), Modeling, Data, and Analysis (MOD) FERC-725L (1902-0261), and Interconnection Reliability Operations and Coordination (IRO) FERC-725Z (1902-0276).
                </P>
                <P>
                    <E T="03">Respondents:</E>
                     Business or other for profit institutions, and not for profit institutions.
                </P>
                <P>
                    <E T="03">Frequency of Responses:</E>
                     On occasion.
                </P>
                <P>
                    <E T="03">Necessity of the Information:</E>
                     This order approves the requested modifications to Reliability Standards related to IBR-specific modeling data and analysis; interconnection reliability operations and coordination; and transmission operations. The order also approves the proposed definitions in the NERC Glossary of distributed energy resources, model validation, and verification. As discussed above, the Commission approves proposed Reliability Standards MOD-032-2, IRO-010-6, TOP-003-8, MOD-033-3, and MOD-026-2 and the proposed definitions, pursuant to section 215(d)(2), because they establish data and model requirements that ensure that Bulk-Power System planners and operators will have the data and models needed to plan for, operate, and reliably integrate IBRs on the Bulk-Power System.
                </P>
                <P>
                    <E T="03">Internal review:</E>
                     The Commission has reviewed the proposed Reliability Standards and made a determination that its action is necessary to implement section 215 of the FPA. The Commission has assured itself, by means of its internal review, that there is specific, objective support for the burden estimates associated with the information requirements.
                </P>
                <P>
                    41. Interested persons may obtain information on the reporting requirements by contacting the Federal Energy Regulatory Commission, Office of the Executive Director, 888 First Street, NE, Washington, DC 20426 [Attention: Kayla Williams, email: 
                    <E T="03">DataClearance@ferc.gov,</E>
                     phone: (202) 502-6468].
                </P>
                <P>
                    42. Comments concerning the information collections and requirements approved for retirement in this order and the associated burden estimates, should be sent to the Commission (identified by Docket Nos. RD26-1-000, RD26-2-000, and RD26-3-000 as appropriate), using the following methods. Electronic filing through 
                    <E T="03">https://www.ferc.gov</E>
                     is preferred. Electronic Filing should be filed in acceptable native applications and print-to-PDF, but not in scanned or picture format. For those unable to file electronically, comments may be filed by U.S. Postal Service mail or by hand 
                    <PRTPAGE P="8872"/>
                    (including courier) delivery: Mail via U.S. Postal Service Only: Addressed to: Federal Energy Regulatory Commission, Secretary of the Commission, 888 First Street NE, Washington, DC 20426. Hand (including courier) delivery: Deliver to: Federal Energy Regulatory Commission, 12225 Wilkins Avenue, Rockville, MD 20852.
                </P>
                <HD SOURCE="HD1">VI. Document Availability</HD>
                <P>
                    43. In addition to publishing the full text of this document in the 
                    <E T="04">Federal Register</E>
                    , the Commission provides all interested persons an opportunity to view and/or print the contents of this document via the internet through the Commission's Home Page (
                    <E T="03">http://www.ferc.gov</E>
                    ).
                </P>
                <P>44. From the Commission's Home Page on the internet, this information is available on eLibrary. The full text of this document is available on eLibrary in PDF and Microsoft Word format for viewing, printing, and/or downloading. To access this document in eLibrary, type the docket number excluding the last three digits of this document in the docket number field.</P>
                <P>
                    45. User assistance is available for eLibrary and the Commission's website during normal business hours from the Commission's Online Support at (202) 502-6652 (toll free at 1-866-208-3676) or email at 
                    <E T="03">ferconlinesupport@ferc.gov,</E>
                     or the Public Reference Room at (202) 502-8371, TTY (202) 502-8659. Email the Public Reference Room at 
                    <E T="03">public.referenceroom@ferc.gov.</E>
                </P>
                <P>
                    <E T="03">The Commission orders:</E>
                </P>
                <P>(A) Proposed Reliability Standards MOD-032-2, IRO-010-6, and TOP-003-8, their associated implementation plan, violation risk factors, and violation severity levels, the defined term distributed energy resource, and the proposed retirements of Reliability Standard MOD-032-1, IRO-010-5, and TOP-003-7 immediately prior to the effective date of the successor reliability standards are hereby approved, as discussed in the body of this order.</P>
                <P>(B) Proposed Reliability Standard MOD-033-3, its associated implementation plan, violation risk factors, and violation severity levels and the proposed retirement of Reliability Standard MOD-033-2 immediately prior to the effective date of proposed Reliability Standard MOD-033-3 are hereby approved, as discussed in the body of this order.</P>
                <P>(C) Proposed Reliability Standard MOD-026-2, its associated implementation plan, violation risk factors, and violation severity levels, the defined terms model validation and model verification, and the proposed retirements of Reliability Standards MOD-026-1 and MOD-027-1 immediately prior to the effective date of proposed Reliability Standard MOD-026-2 are hereby approved, as discussed in the body of this order.</P>
                <SIG>
                    <P>By the Commission.</P>
                    <DATED>Issued: February 19, 2026.</DATED>
                    <NAME>Debbie-Anne A. Reese,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-03659 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <DEPDOC>[EPA-HQ-OPPT-2013-0721; FRL-12917-01-OCSPP]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Proposed Renewal Collection and Request for Comment; Chemical Data Reporting Under the Toxic Substances Control Act (TSCA)</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In compliance with the Paperwork Reduction Act (PRA), this document announces the availability of and solicits public comment on the following Information Collection Request (ICR) that EPA is planning to submit to the Office of Management and Budget (OMB): Chemical Data Reporting under the Toxic Substances Control Act (TSCA) (EPA ICR No. 1884.17 and OMB Control No. 2070-0162). This ICR represents a renewal of an existing ICR that is currently approved through October 31, 2026. Before submitting the ICR to OMB for review and approval under the PRA, EPA is soliciting comments on specific aspects of the information collection that is summarized in this document. The ICR and accompanying material are available in the docket for public review and comment.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be received on or before April 27, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit your comments, identified by docket identification (ID) number Docket ID No. EPA-HQ-OPPT-2013-0721, online at 
                        <E T="03">https://www.regulations.gov.</E>
                         Follow the online instructions for submitting comments. Do not submit electronically any information you consider to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Additional instructions on commenting or visiting the docket, along with more information about dockets generally, is available at 
                        <E T="03">https://www.epa.gov/dockets.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Marisa Lewis, Office of Mission Critical Operations (Mail Code 7602M), Office of Chemical Safety and Pollution Prevention, Environmental Protection Agency, 1200 Pennsylvania Ave. NW, Washington, DC 20460-0001; telephone number: 202-564-1562; email address: 
                        <E T="03">Lewis.Marisa@epa.gov.</E>
                    </P>
                    <P>
                        <E T="03">For general information contact:</E>
                         The TSCA Assistance Information Service Hotline, Goodwill of the Finger Lakes, 422 South Clinton Ave., Rochester, NY 14620; telephone number: (202) 554-1404; email address: 
                        <E T="03">TSCA-Hotline@epa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. What information is EPA particularly interested in?</HD>
                <P>Pursuant to PRA section 3506(c)(2)(A) (44 U.S.C. 3506(c)(2)(A)), EPA specifically solicits comments and information to enable it to:</P>
                <P>1. Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the Agency, including whether the information will have practical utility.</P>
                <P>2. Evaluate the accuracy of the Agency's estimates of the burden of the proposed collection of information, including the validity of the methodology and assumptions used.</P>
                <P>3. Enhance the quality, utility, and clarity of the information to be collected.</P>
                <P>
                    4. Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated electronic, mechanical, or other technological collection techniques or other forms of information technology, 
                    <E T="03">e.g.,</E>
                     permitting electronic submission of responses. In particular, EPA is requesting comments from very small businesses (those that employ less than 25) on examples of specific additional efforts that EPA could make to reduce the paperwork burden for very small businesses affected by this collection.
                </P>
                <HD SOURCE="HD1">II. What information collection activity or ICR does this action apply to?</HD>
                <P>
                    <E T="03">Title:</E>
                     Chemical Data Reporting under the Toxic Substances Control Act (TSCA).
                </P>
                <P>
                    <E T="03">EPA ICR No.:</E>
                     1884.17.
                </P>
                <P>
                    <E T="03">OMB Control No.:</E>
                     2070-0162.
                </P>
                <P>
                    <E T="03">ICR Status:</E>
                     This ICR is currently approved through October 31, 2026. Under the PRA, an agency may not conduct or sponsor, and a person is not required to respond to, a collection of information, unless it displays a currently valid OMB control number. 
                    <PRTPAGE P="8873"/>
                    The OMB control numbers for EPA's regulations in title 40 of the Code of Federal Regulations (CFR), after appearing in the 
                    <E T="04">Federal Register</E>
                     when approved, are displayed either by publication in the 
                    <E T="04">Federal Register</E>
                     or by other appropriate means, such as on the related collection instrument or form, if applicable. The display of OMB control numbers for certain EPA regulations is consolidated in 40 CFR part 9.
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     This information collection request (ICR) addresses the paperwork requirements contained in the current Chemical Data Reporting (CDR) rule under the Toxic Substances Control Act (TSCA). Under TSCA section 8(a) (15 U.S.C. 2607), the EPA is authorized to collect certain information on chemical substances manufactured (including imported) or processed in the United States. The CDR was formerly known as the Inventory Update Rule (IUR).
                </P>
                <P>The CDR collection provides chemical manufacture, processing, and use information that helps EPA identify chemicals to which the public may be exposed as consumers or as workers in commercial and industrial settings. The data also helps EPA assess routes of potential exposure to those chemicals. The CDR data collection is on a four-year reporting cycle and contains detailed manufacturing, processing, and use information drawn from the principal reporting year; as well as basic information on production volume, by year, for the three years prior to the principal reporting year. The next CDR collection will occur in 2028; there are no changes to the reporting requirements.</P>
                <P>
                    The reporting requirements have been modified through rulemaking, with the most recent major changes occurring in 2020 when EPA promulgated the TSCA Chemical Data Reporting Revisions Under TSCA Section 8(a) rule (85 FR 20122, April 9, 2020 (FRL-10005-56) and the Small Manufacturer Definition Update for Reporting and Recordkeeping Requirements under the TSCA Section 8(a) (85 FR 31986, May 28, 2020 (FRL-10008-14)). The 2020 CDR Revisions Rule phased in some provisions. All changes were fully implemented with the 2024 CDR. OPPT uses the CDR data in its chemical substance risk-management efforts. Individual sites manufacturing (including importing) chemical substances will submit the required information. The information will be stored electronically for reference by EPA staff and others. Within the constraints of confidentiality claims, the information will be made public through the Agency's website available at 
                    <E T="03">https://www.epa.gov/chemical-data-reporting.</E>
                     Further discussion of how the information is used, stored, and collected is included in this document.
                </P>
                <P>The ICR, which is available in the docket along with other related materials, provides a detailed explanation of the collection activities and the burden estimate that is only briefly summarized here:</P>
                <P>
                    <E T="03">Form number(s):</E>
                     9600-010; 9600-011; 9600-012; 9600-013; 9600-014; 9600-015.
                </P>
                <P>
                    <E T="03">Respondents/affected entities:</E>
                     Entities potentially affected by this ICR include North American Industrial Classification System (NAICS) code categories: 325—Chemical Manufacturing and 324—Petroleum and Coal Products Manufacturing.
                </P>
                <P>
                    <E T="03">Respondent's obligation to respond:</E>
                     Mandatory. 15 U.S.C. 2607; 40 CFR part 711.
                </P>
                <P>
                    <E T="03">Estimated number of potential respondents:</E>
                     5,238.
                </P>
                <P>
                    <E T="03">Frequency of response:</E>
                     Once every four years.
                </P>
                <P>
                    <E T="03">Total estimated average number of responses for each respondent:</E>
                     1.
                </P>
                <P>
                    <E T="03">Total estimated burden:</E>
                     891,053 hours (per year). Burden is defined at 5 CFR 1320.3(b).
                </P>
                <P>
                    <E T="03">Total estimated costs:</E>
                     $88,954,949 (per year), includes $0 annualized capital investment or maintenance and operational costs.
                </P>
                <HD SOURCE="HD1">III. Are there changes in the estimates from the last approval?</HD>
                <P>
                    There is an increase of 161,568 hours in the total estimated respondent burden compared with that identified in the ICR currently approved by OMB. The increase reflects the use of 2020 CDR data (rather than 2016 CDR used for the previous ICR update) for estimating the reporting universe. Although in 2020 there were fewer sites reporting to CDR (
                    <E T="03">i.e.,</E>
                     fewer Form Us submitted), on average the sites reported a greater number of chemicals resulting in a substantial increase in the number of chemical reports submitted. In addition, fewer of the chemical reports were for partially exempted chemicals (see 40 CFR 711.6 for a list of chemicals that are partially exempted from reporting under CDR). Therefore, the average burden for each chemical report was also higher because a greater percentage of the chemical reports were full reports. There were no program changes, so the burden increases were not a result of any program changes to the reporting requirements. This change is an adjustment.
                </P>
                <HD SOURCE="HD1">IV. What is the next step in the process for this ICR?</HD>
                <P>
                    EPA will consider the comments received and amend the ICR as appropriate. The final ICR package will then be submitted to OMB for review and approval pursuant to 5 CFR 1320.12. EPA will issue another 
                    <E T="04">Federal Register</E>
                     document pursuant to 5 CFR 1320.5(a)(1)(iv) to announce the submission of the ICR to OMB and the opportunity to submit additional comments to OMB. If you have any questions about this ICR or the approval process, please contact the person listed under 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                    .
                </P>
                <P>
                    <E T="03">Authority:</E>
                     44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                </P>
                <SIG>
                    <DATED>Dated: February 18, 2026.</DATED>
                    <NAME>Douglas M. Troutman,</NAME>
                    <TITLE>Assistant Administrator, Office of Chemical Safety and Pollution Prevention.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03636 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">FEDERAL COMMUNICATIONS COMMISSION</AGENCY>
                <DEPDOC>[MB Docket No. 26-19; DA 26-76; FR ID 331414]</DEPDOC>
                <SUBJECT>Hearing Designation Order Issued to 97.5 Licensee TX, LLC</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Communications Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In this document the Media Bureau (Bureau) of the Federal Communications Commission (Commission) commences a hearing in connection with an application filed by 97.5 Licensee TX, LLC, seeking Commission consent to the transfer of control of three broadcast radio stations in El Paso, Texas. By this document, the Commission has designated substantial and material questions of fact for hearing before an administrative law judge, namely: whether the current licensee maintained proper control of the stations; whether the licensee and proposed buyer, a non-U.S. citizen, engaged in an unauthorized transfer of control of the stations; whether the parties engaged in misrepresentation and/or lack of candor before the Commission; and whether the licensee and the proposed buyer have the necessary character qualifications to remain or become, respectively, a Commission licensee.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Persons desiring to participate as parties in the hearing shall file a petition for leave to intervene no later than March 26, 2026.</P>
                </DATES>
                <ADD>
                    <PRTPAGE P="8874"/>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>File documents with the Office of the Secretary, Federal Communications Commission, 45 L Street NE, Washington, DC 20554, with a copy mailed to each party to the proceeding. Each document that is filed in this proceeding must display on the front page the docket number of this hearing, MB Docket No. 26-19.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Brendan Holland, Media Bureau, at (202) 418-2757 or 
                        <E T="03">brendan.holland@fcc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    This is a summary of the Hearing Designation Order (Order), MB Docket No. 26-19, DA 26-76, adopted and released on January 23, 2026. The complete text of this document is available on the Commission's website at 
                    <E T="03">https://www.fcc.gov/document/975-licensee-tx-llc-hearing-designation-order</E>
                     or by using the search function on the Commission's Electronic Comment Filing System (ECFS) webpage at 
                    <E T="03">www.fcc.gov/ecfs.</E>
                     Alternative formats are available to persons with disabilities by sending an email to 
                    <E T="03">FCC504@fcc.gov</E>
                     or by calling the Consumer &amp; Governmental Affairs Bureau at (202) 418-0530 (voice), (202) 418-0432 (TTY).
                </P>
                <HD SOURCE="HD1">Summary of the Hearing Designation Order</HD>
                <P>By an application (Transfer Application) filed with the Commission on March 14, 2023, and last amended on October 29, 2024, Luz Maria Rygaard (Rygaard), a U.S. citizen, sought Commission consent to the transfer of control of 97.5 Licensee TX, LLC (97.5 Licensee) to Lorena Margarita Peréz Toscano (Toscano), a citizen of Mexico. 97.5 Licensee is the licensee of three broadcast radio stations, KBNA-FM, KAMA(AM), and KQBU(AM), each of which is authorized by the Commission to serve El Paso, Texas. Contemporaneously with the submission of the Transfer Application, the Parties also filed a related Petition for Declaratory Ruling seeking Commission approval for the stations to become 100% foreign-owned consistent with the Commission's Rules and governing statute.</P>
                <P>Section 310(d) of the Act, 47 U.S.C. 310(d), provides that no station license shall be transferred or assigned unless the Commission, on application, determines that the public interest, convenience, and necessity will be served thereby. If the transaction would not violate a statute or rule, the Commission considers whether it could result in public interest harms by substantially frustrating or impairing the objectives or implementation of the Act or related statutes. Under Section 309(d) of the Act, “[i]f a substantial and material question of fact is presented or if the Commission for any reason is unable to find that grant of the application would be consistent [with the public interest, convenience, and necessity],” it must formally designate the application for a hearing in accordance with Section 309(e) of the Act. 47 U.S.C. 309(d)-(e).</P>
                <P>After conducting a detailed review of the record in this proceeding, including information and materials provided by the parties in response to letters of inquiry from the Bureau, the Bureau believes that substantial and material questions of fact exist regarding whether the parties have engaged in an unauthorized transfer of control, as well as engaged in misrepresentations and/or lack of candor in their dealings with the Commission. Accordingly, based on the record before the Commission, we are unable to find that grant of the Transfer Application would be consistent with the public interest, as required by sections 309(a), 309(e), and 310(d) of the Communications Act of 1934, as amended (the Act). The Transfer Application is being held in abeyance pending resolution of this proceeding.</P>
                <P>
                    <E T="03">Unauthorized Transfer of Control to a Foreign Citizen.</E>
                     The record developed by the Bureau thus far appears to indicate that there has been an unauthorized transfer of control of the stations to a foreign national. Ceding control of a station to anyone other than the authorized licensee of the station without prior Commission approval is a violation of the Act and the Commission's rules. In determining whether an individual or entity has de facto control of a broadcast applicant or licensee, the Commission traditionally looks to whether the party in question establishes the policies governing station programming, personnel, and finances.
                </P>
                <P>In this case, evidence provided by the parties fails to substantiate conclusively that Rygaard established the policies governing the Stations' programming, personnel, and finances of the stations. In addition, among the factors suggesting that an unauthorized transfer has occurred are that a company owned by the proposed buyer had begun programming and operating the stations in December 2022 pursuant to an unwritten agreement, and that the proposed buyer acquired the right to collect a multi-million dollar debt owed by the stations at the same time that Rygaard purchased control of the stations for a nominal amount. The Bureau's investigation also determined that the parties are related (as cousins) and that Toscano and her father have connections to the earlier ownership and operation of the stations, raising further questions about Rygaard's role as licensee.</P>
                <P>
                    <E T="03">Misrepresentations and/or Lack of Candor.</E>
                     The Commission and the courts have recognized that “[t]he FCC relies heavily on the honesty and probity of its licensees in a regulatory system that is largely self-policing.” 
                    <E T="03">Contemporary Media, Inc.</E>
                     v. 
                    <E T="03">FCC,</E>
                     214 F.3d 187, 193 (D.C. Cir. 2000) (
                    <E T="03">Contemporary Media).</E>
                     As such, full and clear disclosure of all material facts in every application is essential to the efficient administration of the Commission's licensing process. The proper analysis of an application depends on the accuracy and completeness of information and data that only the applicant can provide.
                </P>
                <P>
                    Ultimately, misrepresentation and lack of candor raise serious concerns as to the likelihood that the Commission can rely on an applicant, permittee, or licensee to be truthful. 
                    <E T="03">Policy Regarding Character Qualifications In Broadcast Licensing Amendment of Rules of Broadcast Practice and Procedure Relating to Written Responses to Commission Inquiries and Making of Misrepresentations to the Commission by Permittees and Licensees,</E>
                     Report, Order, and Policy Statement, 102 FCC 2d 1179, 1209-11, paras. 54-61 (
                    <E T="03">1986 Character Policy Statement</E>
                    ). Misrepresentation is a false statement of fact made with intent to deceive the Commission and lack of candor is a concealment, evasion, or other failure to be fully informative, accompanied by an intent to deceive the Commission. Both are proscribed by the Rules at § 1.17(a)(1), which provides that no person shall, in any written or oral statement of fact, intentionally provide material factual information that is incorrect or intentionally omit material information that is necessary to prevent any material factual statement that is made from being incorrect or misleading. 47 CFR 1.17(a)(1).
                </P>
                <P>
                    Based on the record developed, the Bureau believes that Rygaard and Toscano have not been fully forthcoming in either the Transfer Application or in the responses to the Bureau's investigation. Rather, the evidence raises serious concerns that the parties have consistently engaged in misrepresentation and/or lack of candor before the Commission with the result of misleading the Commission as to who actually controls the stations. Accordingly, we find there are substantial and material questions of fact as to whether the parties have lacked candor and/or made 
                    <PRTPAGE P="8875"/>
                    misrepresentations to the Commission, which must be explored at hearing.
                </P>
                <P>
                    <E T="03">The Parties' Responses to the Bureau's Inquiries.</E>
                     It is well-established that the Commission has broad investigatory authority pursuant to its licensing function. See., 
                    <E T="03">e.g.,</E>
                     47 U.S.C. 154(i) through (j), 403. Consistent with this authority, § 73.1015 of the Rules authorizes the Commission to require from a broadcast licensee written statements of fact relevant to any matter within its jurisdiction. 47 CFR 73.1015. It is important that licensees, as well as applicants and permittees, respond fully and honestly to such requests for information and in a timely manner, as the failure to do so impedes the Commission's ability to carry out its responsibilities. In the present case, the parties' responses often lacked credible explanations and sufficient detail, and in many cases failed to fully respond to the Bureau's request for information. Accordingly, the Bureau finds that a hearing is also necessary to confirm whether the Parties violated § 73.1015 of the Rules.
                </P>
                <P>
                    <E T="03">There are Substantial and Material Questions of Fact Concerning the Parties' Qualifications to be a Commission Licensee.</E>
                     The character of an applicant is one of the essential factors that the Commission considers in determining whether an applicant has the requisite qualifications to be a Commission licensee. 47 U.S.C. 308(b). Because a defect in character would warrant the Commission's refusal to grant a license in the original application, it likewise would support a Commission determination to revoke a license or permit. 47 U.S.C. 312(a)(2). The same is true with regard to whether an existing licensee has displayed the behavior and truthfulness to remain a licensee.
                </P>
                <P>
                    The Commission has long recognized that, in assessing character qualifications in broadcasting matters, the relevant character traits the Commission is concerned with “are those of `truthfulness' and `reliability.' ” 
                    <E T="03">1986 Character Policy Statement,</E>
                     102 F.C.C.2d at 1209, para. 55. Misrepresentation and a lack of candor demonstrate a failure to be truthful under the Commission's character qualifications policy, and parties that deliberately make misrepresentations or lack candor may engage in disqualifying conduct. 
                    <E T="03">See 1986 Character Policy Statement</E>
                     102 F.C.C.2d at 1210-11, paras. 60-61; and 
                    <E T="03">Contemporary Media,</E>
                     214 F.3d at 196. The Commission has also recognized that “any violations of the Communications Act, Commission rules or Commission policies can be said to have a potential bearing on character qualifications.” 
                    <E T="03">1986 Character Policy Statement,</E>
                     102 FCC 2d at 1209, para. 56. It therefore is appropriate to consider “any violation of any provision of the Act, or of our Rules or policies, as possibly predictive of future conduct and, thus, as possibly raising concerns over the licensee's future truthfulness and reliability.” 
                    <E T="03">1986 Character Policy Statement,</E>
                     102 FCC 2d. at 1209-10, para. 57. Such violations also can be a basis for revocation of a license or construction permit. 47 U.S.C. 312(a).
                </P>
                <P>In the present case the Bureau finds that the record raises substantial and material questions of fact as to both Rygaard's and Toscano's character, in terms of whether each has the propensity to deal honestly with the Commission and to comply with the Act, the Rules, and Commission policies. Therefore, the Bureau designates the matter for hearing to determine whether the parties have the necessary character qualifications to become, or remain, a Commission licensee.</P>
                <P>
                    Accordingly, 
                    <E T="03">it is ordered</E>
                     that, pursuant to Sections 308, 309(d), 309(e), 310(b), 310(d), and 312(a) through (c) of the Act, 47 U.S.C. 308, 309(d), 309(e), 310(b), 310(d), and 312(a) through (c), the applications and licenses ARE DESIGNATED FOR HEARING before an FCC administrative law judge, at a time and location specified in a subsequent Order, upon the following issues:
                </P>
                <P>(a) To determine whether Luz Maria Rygaard is and/or has been exercising affirmative control of KBNA-FM, KAMA(AM), and KQBU(AM).</P>
                <P>
                    (b) To determine whether there has been an unauthorized de facto transfer of control of KBNA-FM, KAMA(AM), and KQBU(AM) to Pro Radio LLC and/or Lorena Margarita Peréz Toscano in violation of Sections 310(b) and 310(d) of the Act, 47 U.S.C. 310(b), 310(d), and §§ 1.5000 
                    <E T="03">et seq.</E>
                     and 73.3540(a) of the Commission's Rules, 47 CFR 1.5000 
                    <E T="03">et seq.,</E>
                     73.3540(a).
                </P>
                <P>(c) To determine whether Luz Maria Rygaard engaged in misrepresentation and/or lack of candor in applications and communications with the Commission in violation of §§ 1.17 and/or 73.1015 of the Commission's Rules, 47 CFR 1.17, 73.1015.</P>
                <P>(d) To determine, in light of evidence adduced regarding the foregoing issues (a) through (c) whether Luz Maria Rygaard possesses the character qualifications to be or remain a Commission licensee and whether the licenses for KBNA-FM, KAMA(AM), and KQBU(AM) should be revoked consistent with Section 312(a)(1) of the Act, 47 U.S.C. 312(a)(1).</P>
                <P>(e) To determine whether Lorena Margarita Peréz Toscano has exercised and continues to exercise de facto control over KBNA-FM, KAMA(AM), and KQBU(AM).</P>
                <P>(f) To determine whether Lorena Margarita Peréz Toscano engaged in misrepresentation and/or lack of candor in applications and communications with the Commission in violation of §§ 1.17 and/or 73.1015 of the Commission's Rules, 47 CFR 1.17, 73.1015.</P>
                <P>(g) To determine, in light of evidence adduced regarding the foregoing issues (a), (b), (e), and (f), whether Lorena Margarita Peréz Toscano possesses the character qualifications to be a Commission licensee.</P>
                <P>(h) To determine, in light of evidence adduced regarding the foregoing issues whether the pending applications seeking Commission consent to the transfer of control of the licenses of KBNA-FM, KAMA(AM), and KQBU(AM) from Luz Maria Rygaard to Lorena Margarita Peréz Toscano should be granted, dismissed, or denied.</P>
                <P>
                    <E T="03">It is further ordered</E>
                     that, pursuant to Sections 309(e) and 312(c) of the Act, 47 U.S.C. 309(e), 312(c), and §§ 1.91(c) and1.221(c) of the Commission's Rules, 47 CFR 1.91(c), 1.221(c), to avail themselves of the opportunity to be heard and to present evidence at a hearing in this proceeding, Luz Maria Rygaard and 97.5 Licensee TX, LLC, in person or by an attorney, 
                    <E T="03">shall file</E>
                     with the Commission, within twenty (20) days of the mailing of this 
                    <E T="03">Hearing Designation Order, Order to Show Cause Why an Order of Revocation Should not be Issued, and Notice of Opportunity for Hearing,</E>
                     a written appearance stating that they will appear at the hearing and present evidence on the issues specified above.
                </P>
                <P>
                    <E T="03">It is further ordered</E>
                     that if Luz Maria Rygaard waives her rights to a hearing pursuant to § 1.92(a)(1) or (a)(3) of the Rules, 47 CFR 1.92(a)(1) or (a)(3), she may submit a timely written statement denying or seeking to mitigate or justify the circumstances or conduct complained of in the order to show cause.
                </P>
                <P>
                    <E T="03">It is further ordered</E>
                     that, pursuant to §§ 1.91 and 1.92 of the Commission's Rules, 47 CFR 1.91 and 1.92, that if Luz Maria Rygaard fails to file a written appearance within the time specified above, or has not filed prior to the expiration of that time a petition to accept, for good cause shown, such written appearance beyond expiration of said 20 days, the right to a hearing shall be deemed waived. Where a hearing is waived, the Administrative Law Judge shall issue an order terminating the 
                    <PRTPAGE P="8876"/>
                    hearing proceeding and certifying the case to the Commission.
                </P>
                <P>
                    <E T="03">It is further ordered</E>
                     that, pursuant to § 1.221(c) of the Commission's rules, 47 CFR 1.221(c), if Luz Maria Rygaard fails to file a written appearance within the time specified above, a petition to dismiss without prejudice, or a petition to accept for good cause shown an untimely written appearance, the captioned applications shall be dismissed with prejudice for failure to prosecute.
                </P>
                <P>
                    <E T="03">It is further ordered</E>
                     that, pursuant to Section 309(e), 47 U.S.C. 309(e), to avail herself of the opportunity to be heard and to present evidence at a hearing in this proceeding, Lorena Margarita Peréz Toscano, in person or by an attorney, 
                    <E T="03">shall file</E>
                     with the Commission, within twenty (20) days of the mailing of this 
                    <E T="03">Hearing Designation Order, Order to Show Cause Why an Order of Revocation Should not be Issued, and Notice of Opportunity for Hearing,</E>
                     a written appearance stating that he will appear at the hearing and present evidence on the issues specified above at a hearing.
                </P>
                <P>
                    <E T="03">It is further ordered</E>
                     that, pursuant to § 1.221(c) of the Commission's rules, 47 CFR 1.221(c), if Lorena Margarita Peréz Toscano fails to file within the time specified above a written appearance, a petition to dismiss without prejudice, or a petition to accept for good cause shown an untimely written appearance, the captioned applications shall be dismissed with prejudice for failure to prosecute.
                </P>
                <P>
                    <E T="03">It is further ordered</E>
                     that the Chief, Enforcement Bureau, shall be made a party to this proceeding without the need to file a written appearance.
                </P>
                <P>
                    <E T="03">It is further ordered</E>
                     that, in accordance with Section 312(d) of the Act, 47 U.S.C. 312(d), and § 1.91(d) of the Commission's rules, 47 CFR 1.91(d), the 
                    <E T="03">burden of proceeding</E>
                     with the introduction of evidence and the 
                    <E T="03">burden of proof</E>
                     with respect to the issues (a) through (g) above, 
                    <E T="03">shall be</E>
                     upon the Commission's Enforcement Bureau.
                </P>
                <P>
                    <E T="03">It is further ordered</E>
                     that, pursuant to Section 309(e) of the Act, 47 U.S.C. 309(e), and § 1.254 of the Commission's rules, 47 CFR 1.254, the 
                    <E T="03">burden of proceeding</E>
                     with the introduction of evidence and the 
                    <E T="03">burden of proof</E>
                     shall be upon Luz Maria Rygaard and Lorena Margarita Peréz Toscano as to issue (h) above.
                </P>
                <P>
                    <E T="03">It is further ordered</E>
                     that a copy of each document filed in this proceeding subsequent to the date of adoption of this document 
                    <E T="03">shall be served</E>
                     on the counsel of record appearing on behalf of the Chief, Enforcement Bureau. Parties may inquire as to the identity of such counsel by calling the Investigations &amp; Hearings Division of the Enforcement Bureau at (202) 418-1420. Such service copy 
                    <E T="03">shall be addressed</E>
                     to the named counsel of record, Investigations &amp; Hearings Division, Enforcement Bureau, Federal Communications Commission, 45 L Street NE, Washington, DC 20554.
                </P>
                <P>
                    <E T="03">It is further ordered</E>
                     that the parties to the captioned application shall, pursuant to section 311(a)(2) of the Act, 47 U.S.C. 311(a)(2), and § 73.3594 of the Commission's rules, 47 CFR 73.3594, 
                    <E T="03">give notice</E>
                     of the hearing within the time and in the manner prescribed in such Rule, and shall advise the Commission of the satisfaction of such requirements as mandated by § 73.3594 of the Commission's rules, 47 CFR 73.3594.
                </P>
                <P>
                    <E T="03">It is further ordered</E>
                     that copies of this 
                    <E T="03">Hearing Designation Order, Order to Show Cause Why an Order of Revocation Should not be Issued, and Notice of Opportunity for Hearing</E>
                     shall be sent via Certified Mail, Return Receipt Requested, and by regular first-class mail to:
                </P>
                <FP SOURCE="FP-1">97.5 Licensee TX, LLC, 2100 Trawood Drive, El Paso, TX 79935</FP>
                <FP SOURCE="FP-1">Luz Maria Rygaard, 1034 Sunflower Trail, Austin, TX 78745</FP>
                <FP SOURCE="FP-1">Lorena Margarita Pérez Toscano, Bosques de Olivos 449, Bosques de las Lomas, CDMX, 11700, Mexico</FP>
                <FP SOURCE="FP-1">
                    Frank R. Montero, Esq., Fletcher, Heald &amp; Hildreth, PLC, 1300 N 17th Street, Suite 1100, Arlington, VA 22209, 
                    <E T="03">Counsel for 97.5 Licensee TX, LLC, Luz Maria Rygaard, and Lorena Margarita Pérez Toscano.</E>
                </FP>
                <P>
                    <E T="03">It is further ordered</E>
                     that a copy of this document, or a summary thereof, shall be published or a summary thereof published in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <SIG>
                    <FP>Federal Communications Commission.</FP>
                    <NAME>Thomas Horan,</NAME>
                    <TITLE>Chief of Staff, Media Bureau.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03588 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6712-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">FEDERAL COMMUNICATIONS COMMISSION</AGENCY>
                <DEPDOC>[FR ID: 332029]</DEPDOC>
                <SUBJECT>Privacy Act of 1974; Matching Program</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Communications Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of a new matching program.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        In accordance with the Privacy Act of 1974, as amended (Privacy Act), this document announces a new computer matching program the Federal Communications Commission (FCC or Commission or Agency) and the Universal Service Administrative Company (USAC) will conduct with the Michigan Department of Health and Human Services. The purpose of this matching program is to verify the eligibility of applicants to and subscribers of Lifeline, and the Affordable Connectivity Program (ACP), both of which are administered by USAC under the direction of the FCC. More information about these programs is provided in the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section below.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written comments are due on or before March 26, 2026. This computer matching program will commence on March 26, 2026, and will conclude after 18 months.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Send comments to Shana Yates, FCC, 45 L Street NE, Washington, DC 20554, or to 
                        <E T="03">Privacy@fcc.gov.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Shana Yates at (202) 418-0683 or 
                        <E T="03">Privacy@fcc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The Lifeline program provides support for discounted broadband and voice services to low-income consumers. Lifeline is administered by the Universal Service Administrative Company (USAC) under FCC direction. Consumers qualify for Lifeline through proof of income or participation in a qualifying program, such as Medicaid, the Supplemental Nutritional Assistance Program (SNAP), Federal Public Housing Assistance, Supplemental Security Income (SSI), Veterans and Survivors Pension Benefit, or various Tribal-specific federal assistance programs.</P>
                <P>In the Consolidated Appropriations Act, 2021, Public Law 116-260, 134 Stat. 1182, 2129-36 (2020), Congress created the Emergency Broadband Benefit Program, and directed use of the National Verifier to determine eligibility based on various criteria, including the qualifications for Lifeline (Medicaid, SNAP, etc.). EBBP provided $3.2 billion in monthly consumer discounts for broadband service and one-time provider reimbursement for a connected device (laptop, desktop computer or tablet). In the Infrastructure Investment and Jobs Act, Public Law 117-58, 135 Stat. 429, 1238-44 (2021) (codified at 47 U.S.C. 1751-52), Congress modified and extended EBBP, provided an additional $14.2 billion, and renamed it the Affordable Connectivity Program (ACP). A household may qualify for the ACP benefit under various criteria, including an individual qualifying for the FCC's Lifeline program.</P>
                <P>
                    In a Report and Order adopted on March 31, 2016, (81 FR 33026, May 24, 
                    <PRTPAGE P="8877"/>
                    2016) (
                    <E T="03">2016 Lifeline Modernization Order</E>
                    ), the Commission ordered USAC to create a National Lifeline Eligibility Verifier (“National Verifier”), including the National Lifeline Eligibility Database (LED), that would match data about Lifeline applicants and subscribers with other data sources to verify the eligibility of an applicant or subscriber. The Commission found that the National Verifier would reduce compliance costs for Lifeline service providers, improve service for Lifeline subscribers, and reduce waste, fraud, and abuse in the program.
                </P>
                <P>The Consolidated Appropriations Act of 2021 directs the FCC to leverage the National Verifier to verify applicants' eligibility for ACP. The purpose of this matching program is to verify the eligibility of Lifeline and ACP applicants and subscribers by determining whether they receive SNAP, SSI, and Medicaid benefits administered by the Michigan Department of Health and Human Services.</P>
                <HD SOURCE="HD1">Participating Agencies</HD>
                <P>Michigan Department of Health and Human Services (source agency); Federal Communications Commission (recipient agency) and Universal Service Administrative Company.</P>
                <HD SOURCE="HD1">Authority for Conducting the Matching Program</HD>
                <P>The authority to conduct the matching program for the FCC's ACP is 47 U.S.C. 1752(a)-(b). The authority to conduct the matching program for the FCC's Lifeline program is 47 U.S.C. 254(a)-(c), (j).</P>
                <HD SOURCE="HD1">Purpose(s)</HD>
                <P>The purpose of this new matching agreement is to verify the eligibility of applicants and subscribers to Lifeline, as well as to ACP and other Federal programs that use qualification for Lifeline as an eligibility criterion. This new agreement will permit eligibility verification for the Lifeline program and ACP by checking an applicant's/subscriber's participation in SNAP, SSI, and Medicaid in Michigan Department of Health and Human Services. Under FCC rules, consumers receiving these benefits qualify for Lifeline discounts and also for ACP benefits.</P>
                <HD SOURCE="HD1">Categories of Individuals</HD>
                <P>The categories of individuals whose information is involved in the matching program include, but are not limited to, those individuals who have applied for Lifeline and/or ACP benefits; are currently receiving Lifeline and/or ACP benefits; are individuals who enable another individual in their household to qualify for Lifeline and/or ACP benefits; are minors whose status qualifies a parent or guardian for Lifeline and/or ACP benefits; or are individuals who have received Lifeline and/or ACP benefits.</P>
                <HD SOURCE="HD1">Categories of Records</HD>
                <P>The categories of records involved in the matching program include the last four digits of the applicant's Social Security Number, date of birth, first and last name. The National Verifier will transfer these data elements to the Michigan Department of Health and Human Services which will respond either “yes” or “no” that the individual is enrolled in a qualifying assistance program: SNAP, SSI, and Medicaid administered by the Michigan Department of Health and Human Services.</P>
                <HD SOURCE="HD1">System(s) of Records</HD>
                <P>
                    The records shared as part of this matching program reside in the Lifeline system of records, FCC/WCB-1, Lifeline, which was published in the 
                    <E T="04">Federal Register</E>
                     at 89 FR 28777 (Apr. 19, 2024).
                </P>
                <P>
                    The records shared as part of this matching program reside in the ACP system of records, FCC/WCB-3, Affordable Connectivity Program, which was published in the 
                    <E T="04">Federal Register</E>
                     at 89 FR 28780 (Apr. 19, 2024).
                </P>
                <SIG>
                    <FP>Federal Communications Commission.</FP>
                    <NAME>Marlene Dortch,</NAME>
                    <TITLE>Secretary. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03584 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6712-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">FEDERAL HOUSING FINANCE AGENCY</AGENCY>
                <DEPDOC>[No. 2026-N-3]</DEPDOC>
                <SUBJECT>Proposed Collection; Comment Request</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Housing Finance Agency.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>30-Day notice of submission of information collection for approval from the Office of Management and Budget.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In accordance with the requirements of the Paperwork Reduction Act of 1995 (PRA), the Federal Housing Finance Agency (FHFA) is seeking public comments concerning an information collection known as “Community Support Requirements,” which has been assigned control number 2590-0005 by the Office of Management and Budget (OMB). FHFA intends to submit the information collection to OMB for review and approval of a three-year extension of the control number, which is due to expire on April 30, 2026.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Interested persons may submit comments on or before March 26, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit comments to the Office of Information and Regulatory Affairs of the Office of Management and Budget, Attention: Desk Officer for the Federal Housing Finance Agency, Washington, DC 20503, Fax: (202) 395-3047, Email: 
                        <E T="03">OIRA_submission@omb.eop.gov</E>
                        . Please also submit comments to FHFA, identified by “Proposed Collection; Comment Request: `Community Support Requirements, (No. 2026-N-3)'” by any of the following methods:
                    </P>
                    <P>
                        • 
                        <E T="03">Agency Website:</E>
                          
                        <E T="03">https://www.fhfa.gov/regulation/federal-register?comments=open</E>
                        .
                    </P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal:</E>
                          
                        <E T="03">https://www.regulations.gov</E>
                        . Follow the instructions for submitting comments. If you submit your comment to the 
                        <E T="03">Federal eRulemaking Portal,</E>
                         please also send it by 
                        <E T="03">email</E>
                         to FHFA at 
                        <E T="03">RegComments@fhfa.gov</E>
                         to ensure timely receipt by the agency.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail/Hand Delivery:</E>
                         Federal Housing Finance Agency, Fourth Floor, 400 Seventh Street SW, Washington, DC 20219, ATTENTION: Proposed Collection; Comment Request: “Community Support Requirements, (No. 2026-N-3).” Please note that all mail sent to FHFA via the U.S. Postal Service is routed through a national irradiation facility, a process that may delay delivery by approximately two weeks. For any time-sensitive correspondence, please plan accordingly.
                    </P>
                    <P>
                        FHFA will post all public comments, including any personally identifiable information such as name and contact information, on the FHFA public website at 
                        <E T="03">https://www.fhfa.gov</E>
                        , except as described below. Commenters should submit only information that the commenter wishes to make available publicly. FHFA will not redact personally identifiable information once it is submitted. Commenters who do not wish to be identified by their comments may submit their comments anonymously. FHFA may post only a single representative example of identical or substantially identical comments, and in such cases will generally identify the number of identical or substantially identical comments represented by the posted example. FHFA may, in its discretion, redact or refrain from posting all or any portion of any comment that contains content that is obscene, vulgar, profane, 
                        <PRTPAGE P="8878"/>
                        or threatens harm. All comments, including those that are redacted or not posted, will be retained in their original form in FHFA's internal file and will be considered as required by all applicable laws. Commenters who would like FHFA to consider any portion of their comment exempt from disclosure on the basis that it contains trade secrets, or financial, confidential or proprietary data or information, should follow the procedures in section IV.D. of FHFA's Policy on Communications with Outside Parties in Connection with FHFA Rulemakings, 
                        <E T="03">see</E>
                          
                        <E T="03">https://www.fhfa.gov/sites/default/files/documents/Ex-Parte-Communications-Public-Policy_3-5-19.pdf</E>
                        , which FHFA is also applying to Notices requesting public comments. FHFA cannot guarantee that such data or information will remain confidential if disclosure is sought pursuant to an applicable statute or regulation. See 12 CFR 1202.8, 12 CFR 1214.2, and FHFA's FOIA Reference Guide 
                        <E T="03">https://www.fhfa.gov/about/foia-reference-guide</E>
                         for additional information.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Tiffani Moore, Supervisory Policy Analyst, by email at 
                        <E T="03">Tiffani.Moore@fhfa.gov</E>
                        , by telephone at (202) 649-3304; or Angela Supervielle, Assistant General Counsel, by email at 
                        <E T="03">Angela.Supervielle@fhfa.gov</E>
                        , by telephone at (202) 649-3973 (these are not toll-free numbers). For TTY/TRS users with hearing and speech disabilities, dial 711 and ask to be connected to any of the contact numbers above.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">A. Need For and Use of the Information Collection</HD>
                <P>The Federal Home Loan Bank System (System) consists of eleven regional Federal Home Loan Banks (Banks) and the Office of Finance, a joint office of the Banks that issues and services their debt securities. The Banks are wholesale financial institutions, organized under authority of the Federal Home Loan Bank Act (Bank Act) to serve the public interest by enhancing the availability of residential housing finance and community lending credit through their member institutions and, to a limited extent, through eligible non-member “housing associates.” Each Bank is structured as a regional cooperative that is owned and controlled by member financial institutions located within its district, which are also its primary customers.</P>
                <P>
                    Section 10(g)(1) of the Bank Act requires the Director of FHFA to promulgate regulations establishing standards of community investment or service that Bank member institutions must meet in order to maintain access to long-term Bank advances.
                    <E T="51">1 2</E>
                    <FTREF/>
                     Section 10(g)(2) of the Bank Act requires that, in establishing these community support requirements for Bank members, FHFA take into account factors such as the member's performance under the Community Reinvestment Act of 1977 (CRA) 
                    <SU>3</SU>
                    <FTREF/>
                     and record of lending to first-time homebuyers.
                    <SU>4</SU>
                    <FTREF/>
                     FHFA's community support regulation, which establishes standards and review criteria for determining compliance with section 10(g) of the Bank Act, is set forth at 12 CFR part 1290.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         12 U.S.C. 1430(g)(1).
                    </P>
                    <P>
                        <SU>2</SU>
                         For purposes of the community support requirements, a long-term advance is an advance with a term of maturity greater than one year. 12 CFR 1290.1 (definition of “long-term advance”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See</E>
                         12 U.S.C. 2901 
                        <E T="03">et seq.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         12 U.S.C. 1430(g)(2).
                    </P>
                </FTNT>
                <P>
                    Part 1290 requires that each Bank member subject to community support review submit to FHFA biennially a completed Community Support Statement (Form 060), which contains several short questions, the answers to which are used by FHFA to assess the responding member's compliance with the statutory and regulatory community support standards.
                    <SU>5</SU>
                    <FTREF/>
                     Members are strongly encouraged to complete and submit Form 060 online, but may submit a version via email or fax if they cannot complete the submission online. In Part I of Form 060, a member that is subject to the CRA must record its most recent CRA rating and the year of that rating. Part II of Form 060 addresses a member's efforts to assist first-time homebuyers. A member may either record the number and dollar amount of mortgage loans made to first-time homebuyers in the previous or current calendar year (Part II.A), or indicate the types of programs or activities it has undertaken to assist first-time homebuyers by checking selections from a list (Part II.B), or do both. If a member has received a CRA rating of “Outstanding,” it need not complete Part II.
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See</E>
                         12 CFR 1290.2. Non-depository community development financial institutions and institutions that have been Bank members for less than one year as of March 31 of the year the Form 060 is due are not required to submit Form 060.
                    </P>
                </FTNT>
                <P>
                    Part 1290 also establishes the circumstances under which FHFA will restrict a member's access to long-term Bank advances and to the Bank Affordable Housing Programs (AHP), Community Investment Programs (CIP), and Community Investment Cash Advance (CICA) programs for failure to meet the community support requirements.
                    <SU>6</SU>
                    <FTREF/>
                     Part 1290 permits Bank members whose access to long-term advances has been restricted to apply directly to FHFA to remove the restriction.
                    <SU>7</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         12 CFR 1290.5(b), (e).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See</E>
                         12 CFR 1290.5(d).
                    </P>
                </FTNT>
                <P>FHFA uses the information collection contained in FHFA Form 060 to determine whether Bank members satisfy the statutory and regulatory community support requirements, and to ensure that, as required by statute and regulation, only Bank members that meet those requirements maintain continued access to long-term Bank advances and to the Bank AHP, CIP, and CICA programs.</P>
                <P>The OMB control number for this information collection is 2590-0005, which is due to expire on Aril 30, 2026. The respondents are Bank member institutions.</P>
                <HD SOURCE="HD1">B. Burden Estimate</HD>
                <P>FHFA has analyzed the two facets of this information collection to estimate the hour burdens that the collection will impose upon Bank members annually over the next three years. Based on that analysis, FHFA estimates that the total annual hour burden will be 1,856 hours. The method FHFA used to determine the annual hour burden for each facet of the information collection is explained in detail below.</P>
                <HD SOURCE="HD2">
                    1. 
                    <E T="03">Community Support Statements</E>
                </HD>
                <P>FHFA estimates an annual average of 3,090 respondents. FHFA estimates that the average preparation and submission time for each Community Support Statement is 0.6 hours. The estimate for the total annual hour burden on Bank members in connection with the preparation and submission of Community Support Statements is, therefore, 1,854 hours (3,090 Statements × 0.6 hours).</P>
                <HD SOURCE="HD2">
                    2. 
                    <E T="03">Requests To Remove a Restriction on Access to Long-Term Advances</E>
                </HD>
                <P>
                    FHFA estimates that an annual average of 2 Bank members whose access to long-term advances and to AHP, CIP, and CICA programs has been restricted will prepare and submit requests to FHFA to remove those restrictions, and that the average preparation time for each request will be 1 hour. The estimate for the total annual hour burden on Bank members in connection with the preparation and submission of requests to remove a restriction on access to long-term advances is, therefore, 2 hours (2 requests × 1 hours).
                    <PRTPAGE P="8879"/>
                </P>
                <HD SOURCE="HD1">C. Comment Request</HD>
                <P>
                    In accordance with the requirements of 5 CFR 1320.8(d), FHFA published an initial notice and request for public comments regarding this information collection in the 
                    <E T="04">Federal Register</E>
                     on November 18, 2025.
                    <SU>8</SU>
                    <FTREF/>
                     FHFA received one comment letter. The commenter supported this information collection because it extends current processes, which the commenter stated are simple and easy to follow.
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See</E>
                         90 FR 51757 (Nov. 18, 2025).
                    </P>
                </FTNT>
                <P>FHFA requests written comments on the following: (1) Whether the collection of information is necessary for the proper performance of FHFA functions, including whether the information has practical utility; (2) the accuracy of FHFA's estimates of the burdens of the collection of information; (3) ways to enhance the quality, utility, and clarity of the information collected; and (4) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology.</P>
                <SIG>
                    <NAME>Shawn Bucholtz,</NAME>
                    <TITLE>Chief Data Officer, Federal Housing Finance Agency.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03614 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD> BILLING CODE 8070-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Centers for Disease Control and Prevention</SUBAGY>
                <DEPDOC>[60Day-26-1348; Docket No. CDC-2026-0299]</DEPDOC>
                <SUBJECT>Proposed Data Collection Submitted for Public Comment and Recommendations</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Centers for Disease Control and Prevention (CDC), Department of Health and Human Services (HHS).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice with comment period.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Centers for Disease Control and Prevention (CDC), as part of its continuing effort to reduce public burden and maximize the utility of government information, invites the general public and other federal agencies the opportunity to comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995. This notice invites comment on a proposed information collection project titled The National Firefighter Registry for Cancer (NFR). In accordance with the Firefighter Cancer Registry Act of 2018, the National Firefighter Registry (NFR) will develop and maintain a voluntary registry of firefighters to collect relevant health and occupational information of such firefighters for purposes of determining cancer incidence.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>CDC must receive written comments on or before April 27, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments, identified by Docket No. CDC-2026-0299 by either of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal: www.regulations.gov.</E>
                         Follow the instructions for submitting comments.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         Jeffrey M. Zirger, Information Collection Review Office, Centers for Disease Control and Prevention, 1600 Clifton Road NE, MS H21-8, Atlanta, Georgia 30329.
                    </P>
                    <P>
                        <E T="03">Instructions:</E>
                         All submissions received must include the agency name and Docket Number. CDC will post, without change, all relevant comments to 
                        <E T="03">www.regulations.gov.</E>
                    </P>
                </ADD>
                <NOTE>
                    <HD SOURCE="HED">Please note:</HD>
                    <P>
                        Submit all comments through the Federal eRulemaking portal (
                        <E T="03">www.regulations.gov</E>
                        ) or by U.S. mail to the address listed above.
                    </P>
                </NOTE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        To request more information on the proposed project or to obtain a copy of the information collection plan and instruments, contact Jeffrey M. Zirger, Information Collection Review Office, Centers for Disease Control and Prevention, 1600 Clifton Road NE, MS H21-8, Atlanta, Georgia 30329; Telephone: 404-639-7570; Email: 
                        <E T="03">omb@cdc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Under the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3501-3520), federal agencies must obtain approval from the Office of Management and Budget (OMB) for each collection of information they conduct or sponsor. In addition, the PRA also requires federal agencies to provide a 60-day notice in the 
                    <E T="04">Federal Register</E>
                     concerning each proposed collection of information, including each new proposed collection, each proposed extension of existing collection of information, and each reinstatement of previously approved information collection before submitting the collection to the OMB for approval. To comply with this requirement, we are publishing this notice of a proposed data collection as described below.
                </P>
                <P>The OMB is particularly interested in comments that will help:</P>
                <P>1. Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility;</P>
                <P>2. Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used;</P>
                <P>3. Enhance the quality, utility, and clarity of the information to be collected;</P>
                <P>
                    4. Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, 
                    <E T="03">e.g.,</E>
                     permitting electronic submissions of responses; and
                </P>
                <P>5. Assess information collection costs.</P>
                <HD SOURCE="HD1">Proposed Project</HD>
                <P>The National Firefighter Registry for Cancer (NFR) (OMB Control No. 0920-1348, Exp. 4/30/2026)—Extension—National Institute for Occupational Safety and Health (NIOSH), Centers for Disease Control and Prevention (CDC).</P>
                <HD SOURCE="HD1">Background and Brief Description</HD>
                <P>In order to accurately monitor trends in cancer incidence and evaluate control measures among the U.S. fire service, Congress passed the Firefighter Cancer Registry Act of 2018. Under this legislation, CDC/NIOSH was directed to create a registry of U.S. firefighters for the purpose of monitoring cancer incidence and risk factors among the current U.S. fire service. Funding of the project was authorized through this legislation for five years as of fiscal year 2019. Legislation has now been reauthorized through 2028.</P>
                <P>The main goal of the National Firefighter Registry for Cancer (NFR), according to the Firefighter Cancer Registry Act of 2018, is, “to develop and maintain . . . a voluntary registry of firefighters to collect relevant health and occupational information of such firefighters for purposes of determining cancer incidence.” Results from the NFR will provide information for decision makers within the fire service and medical or public health community to devise and implement policies and procedures to lessen cancer risk and/or improve early detection of cancer among firefighters.</P>
                <P>
                    The below table outlines the estimated time burden for participants enrolling in the NFR. There are three corresponding documents to be completed as part of the enrollment process; the Informed Consent, User Profile, and Enrollment Questionnaire. The estimated time burden for the Informed Consent and User Profile are five minutes each, and an estimated twenty-minute burden for enrollment 
                    <PRTPAGE P="8880"/>
                    questionnaire. Annually, a group of approximately 30 firefighters may be asked to assist with department records requests with an average of 16 hours (960 min) per request. There are no costs to respondents other than their time to participate.
                </P>
                <GPOTABLE COLS="6" OPTS="L2,i1" CDEF="s100,r100,12,12,12,12">
                    <TTITLE>Estimated Annualized Burden Hours</TTITLE>
                    <BOXHD>
                        <CHED H="1">Type of respondents</CHED>
                        <CHED H="1">Form name</CHED>
                        <CHED H="1">
                            Number of
                            <LI>respondents</LI>
                        </CHED>
                        <CHED H="1">
                            Number of
                            <LI>responses per</LI>
                            <LI>respondent</LI>
                        </CHED>
                        <CHED H="1">
                            Average
                            <LI>burden per</LI>
                            <LI>response</LI>
                            <LI>(in hours)</LI>
                        </CHED>
                        <CHED H="1">
                            Total burden
                            <LI>(in hours)</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">U.S. Firefighters</ENT>
                        <ENT>Informed Consent</ENT>
                        <ENT>33,333</ENT>
                        <ENT>1</ENT>
                        <ENT>5/60</ENT>
                        <ENT>2,783</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">U.S. Firefighters</ENT>
                        <ENT>NFR User Profile (web-portal registration)</ENT>
                        <ENT>33,333</ENT>
                        <ENT>1</ENT>
                        <ENT>5/60</ENT>
                        <ENT>2,783</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">U.S. Firefighters</ENT>
                        <ENT>NFR Enrollment Questionnaire</ENT>
                        <ENT>33,333</ENT>
                        <ENT>1</ENT>
                        <ENT>20/60</ENT>
                        <ENT>11,111</ENT>
                    </ROW>
                    <ROW RUL="n,n,s">
                        <ENT I="01">U.S. Firefighters,</ENT>
                        <ENT>Records request</ENT>
                        <ENT>30</ENT>
                        <ENT>1</ENT>
                        <ENT>960/60</ENT>
                        <ENT>480</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT>17,157</ENT>
                    </ROW>
                </GPOTABLE>
                <SIG>
                    <NAME>Jeffrey M. Zirger,</NAME>
                    <TITLE>Lead, Information Collection Review Office, Office of Public Health Ethics and Regulations, Office of Science, Centers for Disease Control and Prevention.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03598 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4163-18-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Centers for Disease Control and Prevention</SUBAGY>
                <DEPDOC>[60Day-26-1030; Docket No. CDC-2025-0265]</DEPDOC>
                <SUBJECT>Proposed Data Collection Submitted for Public Comment and Recommendations</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Centers for Disease Control and Prevention (CDC), Department of Health and Human Services (HHS).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice with comment period.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Centers for Disease Control and Prevention (CDC), as part of its continuing effort to reduce public burden and maximize the utility of government information, invites the general public and other Federal agencies the opportunity to comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995. This notice invites comment on a proposed information collection project titled Developmental Studies to improve the National Health Care Surveys. The goal of the project is to cover new survey research that will evaluate and improve upon survey design and operations, as well as examine the feasibility and address challenges that may arise with future expansions of the National Health Care Surveys.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>CDC must receive written comments on or before April 27, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments, identified by Docket No. CDC-2025-0265 by either of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal:</E>
                          
                        <E T="03">www.regulations.gov.</E>
                         Follow the instructions for submitting comments.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         Jeffrey M. Zirger, Information Collection Review Office, Centers for Disease Control and Prevention, 1600 Clifton Road NE, MS-D74, Atlanta, Georgia 30329.
                    </P>
                    <P>
                        <E T="03">Instructions:</E>
                         All submissions received must include the agency name and Docket Number. CDC will post, without change, all relevant comments to 
                        <E T="03">www.regulations.gov.</E>
                    </P>
                </ADD>
                <NOTE>
                    <HD SOURCE="HED">Please note:</HD>
                    <P>
                         Submit all comments through the Federal eRulemaking portal (
                        <E T="03">www.regulations.gov</E>
                        ) or by U.S. mail to the address listed above.
                    </P>
                </NOTE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        To request more information on the proposed project or to obtain a copy of the information collection plan and instruments, contact Jeffrey M. Zirger, Information Collection Review Office, Centers for Disease Control and Prevention, 1600 Clifton Road NE, MS H21-8, Atlanta, Georgia 30329; phone: 404-639-7570; Email: 
                        <E T="03">omb@cdc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Under the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3501-3520), Federal agencies must obtain approval from the Office of Management and Budget (OMB) for each collection of information they conduct or sponsor. In addition, the PRA also requires Federal agencies to provide a 60-day notice in the 
                    <E T="04">Federal Register</E>
                     concerning each proposed collection of information, including each new proposed collection, each proposed extension of existing collection of information, and each reinstatement of previously approved information collection before submitting the collection to the OMB for approval. To comply with this requirement, we are publishing this notice of a proposed data collection as described below.
                </P>
                <P>The OMB is particularly interested in comments that will help:</P>
                <P>1. Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility;</P>
                <P>2. Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used;</P>
                <P>3. Enhance the quality, utility, and clarity of the information to be collected;</P>
                <P>
                    4. Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, 
                    <E T="03">e.g.,</E>
                     permitting electronic submissions of responses; and
                </P>
                <P>5. Assess information collection costs.</P>
                <HD SOURCE="HD1">Proposed Project</HD>
                <P>Developmental Studies to improve the National Health Care Surveys (OMB Control No. 0920-1030, Exp. 02/28/2026)—Reinstatement—National Center for Health Statistics (NCHS), Centers for Disease Control and Prevention (CDC).</P>
                <HD SOURCE="HD1">Background and Brief Description</HD>
                <P>Section 306 of the Public Health Service (PHS) Act (42 U.S.C. 242k), as amended, authorizes the Secretary of Health and Human Services (DHHS), acting through the Division of Health Care Statistics (DHCS) within NCHS, shall collect statistics on the extent and nature of illness and disability of the population of the United States.</P>
                <P>
                    The DHCS conducts the National Health Care Surveys, a family of nationally representative surveys of 
                    <PRTPAGE P="8881"/>
                    encounters and health care providers in inpatient, outpatient, ambulatory, and post-acute and long-term care settings. This information collection request (ICR) is for the Reinstatement of a Generic Clearance to conduct developmental studies to improve this family of surveys. This three-year clearance period will include studies to evaluate and improve upon existing survey design and operations, as well as to examine the feasibility of, and address challenges that may arise with, future expansions of the National Health Care Surveys.
                </P>
                <P>Specifically, this request covers developmental research with the following aims: (1) to explore ways to refine and improve upon existing survey designs and procedures; and (2) to explore and evaluate proposed survey designs and alternative approaches to data collection. The goal of these research studies is to further enhance DHCS existing and future data collection protocols to increase research capacity and improve health care data quality for the purpose of monitoring public health and well-being at the national, state and local levels, thereby informing health policy decision-making process. The information collected through this Generic Clearance will not be used to make generalizable statements about the population of interest or to inform public policy. However, methodological findings may be reported.</P>
                <P>
                    This Generic Clearance would include studies conducted in person, via the telephone or web surveys, and by postal or electronic mail. Methods covered would include qualitative (
                    <E T="03">e.g.,</E>
                     usability testing, focus groups, ethnographic studies, and respondent debriefing questionnaires) and/or quantitative (
                    <E T="03">e.g.,</E>
                     pilot tests, pre-tests and split sample experiments) research methodologies. Examples of studies to improve existing survey designs and procedures may include evaluation of incentive approaches to improve recruitment and increase participation rates; testing of new survey items to obtain additional data on providers, patients, residents, and their encounters while minimizing misinterpretation and human error in data collection; testing data collection in panel surveys; triangulating and validating survey responses from multiple data sources; assessment of the feasibility of data retrieval; and development of protocols that will locate, identify, and collect accurate survey data in the least labor-intensive and burdensome manner at the sampled practice site.
                </P>
                <P>To explore and evaluate proposed survey designs and alternative approaches to collecting data, especially with the nationwide adoption of electronic health records, studies may expand the evaluation of data extraction of electronic health records and submission via continuity of care documentation to small/mid-size/large medical providers and hospital networks, managed care health plans, retail health clinics, and other inpatient, outpatient, ambulatory, and long-term care settings that are currently either in-scope or out-of-scope of the National Health Care Surveys. Research on feasibility, data quality and respondent burden also may be carried out in the context of developing new surveys of health care providers and establishments that are currently out-of-scope of the National Health Care Surveys.</P>
                <P>
                    Specific motivations for conducting developmental studies include: (1) Within the National Ambulatory Medical Care Survey (NAMCS), new clinical groups may be expanded to include dentists, psychologists, podiatrists, chiropractors, optometrists), mid-level providers, and allied-health professionals (
                    <E T="03">e.g.,</E>
                     certified nursing aides, medical assistants, radiology technicians, laboratory technicians, pharmacists, dieticians/nutritionists). Current sampling frames such as those from the American Medical Association may be obtained and studied, as well as frames that are not currently in use by NAMCS, such as state and organizational listings of other licensed providers; (2) Within the National Study of Post-Acute and Long-Term Care Providers, additional new frames may be sought, developed, and evaluated and data items from home care agencies, long-term care hospitals, and facilities exclusively serving individuals with intellectual/developmental disability may be tested. Similarly, data may be obtained from lists compiled by states and other organizations. Data about the facilities as well as residents and their visits will be investigated; (3) In the inpatient and outpatient care settings, the National Hospital Care Survey (NHCS) may investigate the addition of facility and patient information especially as it relates to insurance and electronic medical records.
                </P>
                <P>The National Health Care Surveys collect critical, accurate data that are used to produce reliable national estimates—and in recent years, state-level estimates—of clinical services and of the providers who delivered those services in inpatient, outpatient, ambulatory, and long-term care settings. The data from these surveys are used by providers, policy makers and researchers to address important topics of interest, including the quality and disparities of care among populations, epidemiology of medical conditions, diffusion of technologies, effects of policies and practice guidelines, and changes in health care over time. Research studies need to be conducted to improve existing and proposed survey design and procedures of the National Health Care Surveys, as well as to evaluate alternative data collection approaches particularly due to the expansion of electronic health record use, and to develop new sample frames of currently out-of-scope providers and settings of care.</P>
                <P>Average burdens are designed to cover 15-40 minute interviews as well as 90-minute focus groups, longer on-site visits, and situations where organizations may be preparing electronic data files. CDC requests OMB approval for an estimated 3,000 annual burden hours. There is no cost to respondents other than their time to participate.</P>
                <GPOTABLE COLS="6" OPTS="L2,i1" CDEF="s100,r100,12,12,12,12">
                    <TTITLE>Estimated Annualized Burden Hours</TTITLE>
                    <BOXHD>
                        <CHED H="1">Type of respondents</CHED>
                        <CHED H="1">Form name</CHED>
                        <CHED H="1">
                            Number of
                            <LI>respondents</LI>
                        </CHED>
                        <CHED H="1">
                            Number of
                            <LI>responses per</LI>
                            <LI>respondent</LI>
                        </CHED>
                        <CHED H="1">
                            Average
                            <LI>burden</LI>
                            <LI>per response</LI>
                            <LI>(in hours)</LI>
                        </CHED>
                        <CHED H="1">
                            Total burden
                            <LI>hours</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Health Care Providers and Business entities</ENT>
                        <ENT>Interviews, surveys, focus groups, experiments (in person, phone, internet, postal/electronic mail)</ENT>
                        <ENT>2,582</ENT>
                        <ENT>1</ENT>
                        <ENT>1</ENT>
                        <ENT>2,582</ENT>
                    </ROW>
                    <ROW RUL="n,n,s">
                        <ENT I="01">Health Care Providers, State/local government agencies, and business entities</ENT>
                        <ENT>Interviews, surveys, focus groups, experiments (in person, phone, internet, postal/electronic mail)</ENT>
                        <ENT>167</ENT>
                        <ENT>1</ENT>
                        <ENT>2.5</ENT>
                        <ENT>418</ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="8882"/>
                        <ENT I="03">Total</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT>3,000</ENT>
                    </ROW>
                </GPOTABLE>
                <SIG>
                    <NAME>Jeffrey M. Zirger,</NAME>
                    <TITLE>Lead, Information Collection Review Office, Office of Scientific Integrity, Office of Science, Centers for Disease Control and Prevention.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03596 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4163-18-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Centers for Disease Control and Prevention</SUBAGY>
                <DEPDOC>[60Day-26-1282; Docket No. CDC-2026-0298]</DEPDOC>
                <SUBJECT>Proposed Data Collection Submitted for Public Comment and Recommendations</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Centers for Disease Control and Prevention (CDC), Department of Health and Human Services (HHS).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice with comment period.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Centers for Disease Control and Prevention (CDC), as part of its continuing effort to reduce public burden and maximize the utility of government information, invites the general public and other federal agencies the opportunity to comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995. This notice invites comment on a proposed information collection project titled Improving Performance Measurement and Monitoring by CDC Programs: The Performance Measures Project. CDC is requesting approval for a Revision to the previously approved project to work with selected CDC programs to provide tools, templates and technical assistance to develop and implement performance measures for CDC funded public health initiatives.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>CDC must receive written comments on or before April 27, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments, identified by Docket No. CDC-2026-0298 by either of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal:</E>
                          
                        <E T="03">www.regulations.gov.</E>
                         Follow the instructions for submitting comments.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         Jeffrey M. Zirger, Information Collection Review Office, Centers for Disease Control and Prevention, 1600 Clifton Road NE, MS H21-8, Atlanta, Georgia 30329.
                    </P>
                    <P>
                        <E T="03">Instructions:</E>
                         All submissions received must include the agency name and Docket Number. CDC will post, without change, all relevant comments to 
                        <E T="03">www.regulations.gov.</E>
                    </P>
                    <P>
                        <E T="03">Please note:</E>
                         Submit all comments through the Federal eRulemaking portal (
                        <E T="03">www.regulations.gov</E>
                        ) or by U.S. mail to the address listed above.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        To request more information on the proposed project or to obtain a copy of the information collection plan and instruments, contact Jeffrey M. Zirger, Information Collection Review Office, Centers for Disease Control and Prevention, 1600 Clifton Road NE, MS H21-8, Atlanta, Georgia 30329; Telephone: 404-639-7570; Email: 
                        <E T="03">omb@cdc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Under the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3501-3520), federal agencies must obtain approval from the Office of Management and Budget (OMB) for each collection of information they conduct or sponsor. In addition, the PRA also requires federal agencies to provide a 60-day notice in the 
                    <E T="04">Federal Register</E>
                     concerning each proposed collection of information, including each new proposed collection, each proposed extension of existing collection of information, and each reinstatement of previously approved information collection before submitting the collection to the OMB for approval. To comply with this requirement, we are publishing this notice of a proposed data collection as described below.
                </P>
                <P>The OMB is particularly interested in comments that will help:</P>
                <P>1. Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility;</P>
                <P>2. Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used;</P>
                <P>3. Enhance the quality, utility, and clarity of the information to be collected;</P>
                <P>
                    4. Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, 
                    <E T="03">e.g.,</E>
                     permitting electronic submissions of responses; and
                </P>
                <P>5. Assess information collection costs.</P>
                <HD SOURCE="HD1">Proposed Project</HD>
                <P>Improving Performance Measurement and Monitoring by CDC Programs: The Performance Measures Project (OMB Control No. 0920-1282, Exp. 06/30/2029)—Revision—Office of Policy Performance and Evaluation (OPPE), Centers for Disease Control and Prevention (CDC).</P>
                <HD SOURCE="HD2">Background and Brief Description</HD>
                <P>Each year, approximately 75% of the CDC's congressionally appropriated funding goes to extramural organizations, including state and local partners, via contracts, grants, and, most commonly, cooperative agreements. The availability of funding for grants and cooperative agreements is announced through a Notice of Funding Opportunity (NOFO). CDC awards up to 100 new, non-research NOFOs each year (each funded for one to five years). These awards may have only a few funded recipients or more than 50 (such as when a CDC program provides funding to all states and territories).</P>
                <P>CDC programs develop logic models for each NOFO, describing the key programmatic strategies and activities and the short, intermediate, and long-term outcomes funded recipients are expected to achieve during their period of performance. Programs develop performance measures customized to a NOFO-specific public health initiative to assess actions prescribed by the logic model with the immediate goal of monitoring progress and the long-term goal of improving performance.</P>
                <P>
                    Monitoring and reporting of program performance is required of any non-federal entity receiving federal funds under 45 CFR 75.342 which states; “the non-Federal entity must monitor its activities under Federal awards to assure compliance with applicable Federal requirements and performance expectations are being achieved.” Under this requested approval, CDC programs customized a sample “Recipient 
                    <PRTPAGE P="8883"/>
                    Codebook Technical Specification” and a sample “Recipient Data Reporting Guide” to measure, at the local level, the desired public health outcomes of a particular public health initiative, in compliance with the Paperwork Reduction Act (PRA). Individual collection requests submitted under this Generic approval will include the tailored forms and a supplementary template. CDC programs who may be developing new, non-research NOFOs or are currently collecting data under an approved NOFO are eligible to participate.
                </P>
                <P>Currently, CDC programs have received OMB approval to collect performance measure data using the 0920-1282 Generic Information Collection. This Revision is requested to allow participating CDC programs to continue performance measure data collection through the remaining approval period and for additional programs to use the Generic mechanism for future performance measure data collection. This Revision reflects expanded technical assistance that the Performance and Evaluation Office (PEO) provides.</P>
                <P>CDC requests OMB approval for an estimated 104,949 annual burden hours. Participation of respondents is voluntary. There are no costs to respondents other than their time.</P>
                <GPOTABLE COLS="6" OPTS="L2,i1" CDEF="s100,r100,12,12,12,12">
                    <TTITLE>Estimated Annualized Burden Hours</TTITLE>
                    <BOXHD>
                        <CHED H="1">Type of respondents</CHED>
                        <CHED H="1">Form name</CHED>
                        <CHED H="1">
                            Number of
                            <LI>responses</LI>
                        </CHED>
                        <CHED H="1">
                            Number of
                            <LI>responses per respondent per year</LI>
                        </CHED>
                        <CHED H="1">
                            Average
                            <LI>burden per</LI>
                            <LI>response</LI>
                            <LI>(in hours)</LI>
                        </CHED>
                        <CHED H="1">
                            Total burden
                            <LI>(in hours)</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">CDC/ATSDR Award Recipients (new GENICs)</ENT>
                        <ENT>Performance Measures Project Information Collection Tool</ENT>
                        <ENT>1,750</ENT>
                        <ENT>1</ENT>
                        <ENT>40</ENT>
                        <ENT>70,000</ENT>
                    </ROW>
                    <ROW RUL="n,n,s">
                        <ENT I="01">CDC/ATSDR Award Recipients (continuation of previously approved GENICs)</ENT>
                        <ENT>Performance Measures Project Information Collection Tool</ENT>
                        <ENT>3,223</ENT>
                        <ENT>1</ENT>
                        <ENT>10.84/60</ENT>
                        <ENT>34,949</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total</ENT>
                        <ENT/>
                        <ENT>4,973</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT>104,949</ENT>
                    </ROW>
                </GPOTABLE>
                <SIG>
                    <NAME>Jeffrey M. Zirger,</NAME>
                    <TITLE>Lead, Information Collection Review Office, Office of Public Health Ethics and Regulations, Office of Science, Centers for Disease Control and Prevention.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03597 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4163-18-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Centers for Disease Control and Prevention</SUBAGY>
                <SUBJECT>National Center for Health Statistics, Meeting of the ICD-10 Coordination and Maintenance Committee</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Centers for Disease Control and Prevention (CDC), Department of Health and Human Services (HHS).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of meeting.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Centers for Disease Control and Prevention (CDC), National Center for Health Statistics (NCHS), Classifications and Public Health Data Standards Staff, announces the following meeting of the ICD-10 Coordination and Maintenance (C&amp;M) Committee. This meeting is open to the public, limited only by the number of audio lines available. Online registration is required.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The meeting will be held on March 17, 2026, from 9 a.m. to 5 p.m., EDT, and March 18, 2026, from 9 a.m. to 5 p.m., EDT.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        This is a virtual meeting. Register in advance for this webinar: 
                        <E T="03">https://cms.zoomgov.com/webinar/register/WN_LdBl5sC-T0mxdg_Lm6O6jg.</E>
                         After registering, you will receive a confirmation email containing information about joining the webinar. Further information will be provided on each of the respective web pages when it becomes available.
                    </P>
                    <P>
                        For CDC, NCHS: 
                        <E T="03">https://www.cdc.gov/nchs/icd/icd-10-maintenance/meetings.html.</E>
                         For the Centers for Medicare &amp; Medicaid Services, Department of Health and Human Services: 
                        <E T="03">https://www.cms.gov/medicare/coding-billing/icd-10-codes/icd-10-coordination-maintenance-committee-materials.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Traci Ramirez, Medical Classification Specialist, National Center for Health Statistics, Centers for Disease Control and Prevention, 3311 Toledo Road, Hyattsville, Maryland 20782-2064. Telephone: (301) 458-4454; Email: 
                        <E T="03">TRamirez@cdc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">Purpose:</E>
                     The ICD-10 Coordination and Maintenance (C&amp;M) Committee is a public forum for the presentation of proposed modifications to the International Classification of Diseases, Tenth Revision, Clinical Modification (CM) and ICD-10 Procedure Coding System (PCS).
                </P>
                <P>
                    <E T="03">Matters to be Considered:</E>
                     The tentative agenda will include discussions on the ICD-10-CM and ICD-10-PCS topics listed below. Agenda items are subject to change as priorities dictate. Please refer to the posted agenda for updates one month prior to the meeting.
                </P>
                <P>ICD-10-PCS Topics:</P>
                <FP SOURCE="FP-2">1. Insertion of Posterior Cervico-Thoracic Spinal Stabilization System</FP>
                <FP SOURCE="FP-2">2. Introduction of Recombinant Human Bone Morphogenetic Protein-2 with Collagen Scaffold</FP>
                <FP SOURCE="FP-2">3. Endovascular Restriction of Thoracic Aorta</FP>
                <FP SOURCE="FP-2">4. Transcatheter Mitral Valve Replacement with a Balloon-Expandable Device via Transseptal Access</FP>
                <FP SOURCE="FP-2">5. Open Insertion of a Neurostimulator Generator onto the Vagus Nerve</FP>
                <FP SOURCE="FP-2">6. Diagnostic Ultrasound Imaging Navigation System</FP>
                <FP SOURCE="FP-2">7. Monitoring of Immune Response using Computer-aided Detection and Notification Software</FP>
                <FP SOURCE="FP-2">8. Radiological Computer-Aided Triage and Notification Software for Computerized Tomography</FP>
                <FP SOURCE="FP-2">9. Percutaneous Epicardial Access for Diagnostic and Therapeutic Cardiac Interventions</FP>
                <FP SOURCE="FP-2">10. Introduction of Vancomycin-eluting Bone Void Filler into Bones</FP>
                <FP SOURCE="FP-2">11. Insertion of a Short-term Circulatory Assist Pump</FP>
                <FP SOURCE="FP-2">12. Division of Mitral Valve Leaflets during Transcatheter Mitral Valve Replacement</FP>
                <FP SOURCE="FP-2">13. Angiography using Fluorescing Agent</FP>
                <FP SOURCE="FP-2">14. Insertion of Temporary Intravascular Embolic Protection Device in Transcatheter Aortic Valve Replacement</FP>
                <FP SOURCE="FP-2">
                    15. Computer-Aided Detection of Cardiac Amyloidosis in Echocardiography
                    <PRTPAGE P="8884"/>
                </FP>
                <FP SOURCE="FP-2">16. Dilation of Peripheral Vascular System with Intraluminal Device</FP>
                <FP SOURCE="FP-2">17. Restriction and Replacement of Thoracic Aorta with Self-expanding Intraluminal Device</FP>
                <FP SOURCE="FP-2">18. Cardiac Conduction Mapping using Computed Tomography Angiography</FP>
                <FP SOURCE="FP-2">19. Dilation using Image-Guided Crossing and Re-Entry Catheter System</FP>
                <FP SOURCE="FP-2">20. Inspection of Hepatobiliary System and Pancreas using a Single Use Cholangioscope</FP>
                <FP SOURCE="FP-2">21. Inspection of Hepatobiliary System and Pancreas using a Single Use Choledochoscope</FP>
                <FP SOURCE="FP-2">22. Transcatheter Aortic Valve Replacement using an Integrated Leaflet Clipping Mechanism</FP>
                <FP SOURCE="FP-2">23. Replacement of Pulmonary Valve with Size Adjustable Device</FP>
                <FP SOURCE="FP-2">24. Insertion of a Cardiac Contractility Modulation Device with Defibrillator</FP>
                <FP SOURCE="FP-2">25. Computer-Aided Detection and Notification Software for Electrocardiograms</FP>
                <FP SOURCE="FP-2">26. Monitoring of Cardiac Electrical Activity using Computer-aided Detection and Assessment Software</FP>
                <FP SOURCE="FP-2">27. Administration of clemidsogene lanparvovec-sngl</FP>
                <FP SOURCE="FP-2">28. Administration of etuvetidigene autotemcel</FP>
                <FP SOURCE="FP-2">29. Administration of ifezuntirgene inilparvovec</FP>
                <FP SOURCE="FP-2">30. Allogeneic Stem Cell-Derived, Insulin-producing Islet cell Therapy for Hepatic Portal Vein Infusion</FP>
                <FP SOURCE="FP-2">31. Administration of landiolol</FP>
                <FP SOURCE="FP-2">32. Administration of elamipretide</FP>
                <FP SOURCE="FP-2">33. Section X</FP>
                <FP SOURCE="FP-2">34. Addenda and Reference Key Updates</FP>
                <P>CMS will not present the Spring 2026 ICD-10-PCS procedure code topics during a public meeting. Instead, CMS will post the procedure code topic materials and solicit public comments regarding any clinical questions or coding options consistent with the approach utilized for the Fall 2025 Update and have utilized as of March 2021 for the procedure code requests that involve a new technology add-on payment (NTAP) application for the administration of a therapeutic agent. The deadline to submit comments for procedure code topics being considered for an October 1, 2026, implementation is April 17, 2026.</P>
                <P>
                    Members of the public should send any questions or comments related to the procedure code topics that are under consideration for an October 1, 2026 implementation to the CMS mailbox at: 
                    <E T="03">ICDProcedureCodeRequest@cms.hhs.gov</E>
                     by the respective deadline.
                </P>
                <P>
                    All procedure code topic materials and related documents will be made available on the CMS website at 
                    <E T="03">https://www.cms.gov/medicare/coding-billing/icd-10-codes/icd-10-coordination-maintenance-committee-materials.</E>
                     Additionally, CMS will post a question-and-answer document to address any clinical or coding questions that members of the public submit by the designated April 17, 2026 deadline.
                </P>
                <P>
                    CDC, NCHS will make all meeting materials and related documents available at: 
                    <E T="03">https://www.cdc.gov/nchs/icd/icd-10-maintenance/meetings.html.</E>
                     Any inquiries related to the diagnoses code topics scheduled for the March 17-18, 2026, ICD-10 C&amp;M Committee meeting should be sent to the CDC, NCHS mailbox at: 
                    <E T="03">nchsicd10cm@cdc.gov.</E>
                </P>
                <P>ICD-10-CM Topics:</P>
                <FP SOURCE="FP-2">1. Biological Aging</FP>
                <FP SOURCE="FP-2">2. Biomarkers for Alzheimer's Disease</FP>
                <FP SOURCE="FP-2">3. COVID-19 Vaccination Adverse Effect</FP>
                <FP SOURCE="FP-2">4. Detransition</FP>
                <FP SOURCE="FP-2">5. Pneumothorax that occurs after CPR</FP>
                <FP SOURCE="FP-2">6. Postprocedural open deep wound without disruption</FP>
                <FP SOURCE="FP-2">7. Sepsis</FP>
                <FP SOURCE="FP-2">8. Addenda</FP>
                <P>
                    The Director, Office of Strategic Business Initiatives, Office of the Chief Operating Officer, Centers for Disease Control and Prevention, has been delegated the authority to sign 
                    <E T="04">Federal Register</E>
                     notices pertaining to announcements of meetings and other committee management activities, for both the Centers for Disease Control and Prevention and the Agency for Toxic Substances and Disease Registry.
                </P>
                <SIG>
                    <NAME>Kalwant Smagh,</NAME>
                    <TITLE>Director, Office of Strategic Business Initiatives, Office of the Chief Operating Officer, Centers for Disease Control and Prevention.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03627 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4163-18-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Centers for Disease Control and Prevention</SUBAGY>
                <DEPDOC>[60Day-26-1422; Docket No. CDC-2026-0266]</DEPDOC>
                <SUBJECT>Proposed Data Collection Submitted for Public Comment and Recommendations</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Centers for Disease Control and Prevention (CDC), Department of Health and Human Services (HHS).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice with comment period.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Centers for Disease Control and Prevention (CDC), as part of its continuing effort to reduce public burden and maximize the utility of government information, invites the general public and other Federal agencies the opportunity to comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995. This notice invites comment on a proposed information collection project titled: National Wastewater Surveillance System for Infectious Diseases to Inform Public Health Action. Data is collected by jurisdictions and submitted to CDC for analysis and presentation for public awareness and health actions.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>CDC must receive written comments on or before April 27, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments, identified by Docket No. CDC-2026-0266 by either of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal:</E>
                          
                        <E T="03">www.regulations.gov.</E>
                         Follow the instructions for submitting comments.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         Jeffrey M. Zirger, Information Collection Review Office, Centers for Disease Control and Prevention, 1600 Clifton Road NE, MS H21-8, Atlanta, Georgia 30329.
                    </P>
                    <P>
                        <E T="03">Instructions:</E>
                         All submissions received must include the agency name and Docket Number. CDC will post, without change, all relevant comments to 
                        <E T="03">www.regulations.gov.</E>
                    </P>
                </ADD>
                <NOTE>
                    <HD SOURCE="HED">Please note:</HD>
                    <P>
                        <E T="03">Submit all comments through the Federal eRulemaking portal (www.regulations.gov) or by U.S. mail to the address listed above.</E>
                    </P>
                </NOTE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        To request more information on the proposed project or to obtain a copy of the information collection plan and instruments, contact Jeffrey M. Zirger, Information Collection Review Office, Centers for Disease Control and Prevention, 1600 Clifton Road NE, MS H21-8, Atlanta, Georgia 30329; Telephone: 404-639-7570; Email: 
                        <E T="03">omb@cdc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Under the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3501-3520), federal agencies must obtain approval from the Office of Management and Budget (OMB) for each collection of information they conduct or sponsor. In addition, the PRA also requires federal agencies to provide a 60-day notice in the 
                    <E T="04">Federal Register</E>
                     concerning each proposed collection of information, including each new proposed collection, each proposed extension of existing collection of information, and each reinstatement of previously approved information collection before submitting the 
                    <PRTPAGE P="8885"/>
                    collection to the OMB for approval. To comply with this requirement, we are publishing this notice of a proposed data collection as described below.
                </P>
                <P>The OMB is particularly interested in comments that will help:</P>
                <P>1. Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility;</P>
                <P>2. Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used;</P>
                <P>3. Enhance the quality, utility, and clarity of the information to be collected;</P>
                <P>
                    4. Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, 
                    <E T="03">e.g.,</E>
                     permitting electronic submissions of responses; and
                </P>
                <P>5. Assess information collection costs.</P>
                <HD SOURCE="HD1">Proposed Project</HD>
                <P>National Wastewater Surveillance System for Infectious Diseases to Inform Public Health Action (OMB Control No. 0920-1422, Exp. 12/31/2026)—Revision—National Center for Emerging and Zoonotic Infectious Diseases (NCEZID), Centers for Disease Control and Prevention (CDC)</P>
                <HD SOURCE="HD1">Background and Brief Description</HD>
                <P>The National Wastewater Surveillance System (NWSS) was established in 2020 at CDC and continues to serve as a public health tool to provide wastewater surveillance for SARS-CoV-2. It has since expanded to include wastewater surveillance for emerging infectious diseases of public health concern such as Influenza, RSV, monkeypox virus, and measles, and is designed to permit the rapid addition or exchange of infectious disease targets for wastewater testing. This built-in flexibility will allow jurisdictions to adapt wastewater surveillance to changing public health needs, enable rapid responses to outbreaks or emergencies, and support broad capacity to detect future infectious disease threats.</P>
                <P>Wastewater surveillance provides aggregated, anonymized data at the community level to indicate RSV and influenza infection trends, measles prevalence, and data on other infectious disease targets. This data collection could also help inform jurisdictions early about outbreaks leading to efficient resource allocation, providing health departments with additional, independent surveillance data to assess community-level infections.</P>
                <P>CDC requests OMB approval for an additional three years and for an estimated 453,505 annual burden hours. There are no costs to respondents other than their time to participate.</P>
                <GPOTABLE COLS="6" OPTS="L2,nj,p7,7/8,i1" CDEF="s50,r100,10,r50,10,r35">
                    <TTITLE>Estimated Annualized Burden Hours</TTITLE>
                    <BOXHD>
                        <CHED H="1">Type of respondents</CHED>
                        <CHED H="1">Form name</CHED>
                        <CHED H="1">
                            Number of
                            <LI>respondents</LI>
                        </CHED>
                        <CHED H="1">
                            Number of
                            <LI>responses per</LI>
                            <LI>respondent</LI>
                        </CHED>
                        <CHED H="1">
                            Average
                            <LI>burden per</LI>
                            <LI>response</LI>
                            <LI>(in hours)</LI>
                        </CHED>
                        <CHED H="1">Annual burden hours</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">State, tribal, local, territorial health departments</ENT>
                        <ENT>
                            Component 1 Forms:
                            <LI>• Attachment-02_NWSS Data Dictionary_v6.2.1_2025-09-29_NEW</LI>
                            <LI>• Attachment-03_Wastewater_Master-Reference-Guide_v4-2-2</LI>
                            <LI>• Attachment-04_Component-1_BioSample_ww_template_v1.9_NWSS.csv</LI>
                            <LI>• Attachment-05_SRA_ww_template_v5.8_NWSS.csv</LI>
                        </ENT>
                        <ENT>64</ENT>
                        <ENT>2,080</ENT>
                        <ENT>139/60</ENT>
                        <ENT>308,395.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>• Attachment-06_Component-1_NCBI_DCIPHER_Crosswalk_DataDictionary.csv_NEW</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>• Attachment-07_Component-1-2_NWSS_DCIPHER_CSVBulkUploadTool_screenshot.pdf</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>• Attachment-08_Component-1_NWSS_1CDP_Wastewater_Data_CSV_Upload_Template_v4_All Fields_NEW.csv</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Private laboratory</ENT>
                        <ENT>
                            Component 1 Forms:
                            <LI>• Attachment-02_Component-1_NWSS Data Dictionary_v5.0.0</LI>
                            <LI>• Attachment-03 Component-1_CDC_seq_manifest_data_dict.csv</LI>
                            <LI>• Attachment-04_Component-1_BioSample_ww_template_v1.9_NWSS.csv</LI>
                            <LI>• Attachment-05_Component-1_SRA_ww_template_v5.7_NWSS.csv</LI>
                            <LI>• Attachment-06_Component-1_NCBI_DCIPHER_Crosswalk_DataDictionary.csv</LI>
                        </ENT>
                        <ENT>1</ENT>
                        <ENT>Up to 62,400 (800 samples per week plus 400 sequenced samples per week is 62,400 annually)</ENT>
                        <ENT>139/60</ENT>
                        <ENT>144,560.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>• Attachment-07_Component-1-2_NWSS_DCIPHER_CSVBulkUploadTool_screenshot.pdf</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>• Attachment-08_Component-1_NWSS_1CDP_Wastewater_Data_CSV_Upload_Template_v4_All Fields_NEW.csv</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>• Attachment-10_Component-1_CDC_seq_manifest_data_dict.xlsx</ENT>
                    </ROW>
                    <ROW RUL="n,n,s">
                        <ENT I="01">State, tribal, local, territorial health departments and wastewater utilities</ENT>
                        <ENT>
                            Component 2 Forms:
                            <LI O="xl">• Sewershed spatial files, no form required.</LI>
                            <LI>• Attachment-07_Component-1-2_NWSS_DCIPHER_CSVBulkUploadTool_screenshot.pdf</LI>
                            <LI>• Attachment-09_Component-2_NWSS_DCIPHER_Sewershed_Name_Crosswalk_CSV_Upload_Template_NEW</LI>
                        </ENT>
                        <ENT>213</ENT>
                        <ENT>1</ENT>
                        <ENT>155/60</ENT>
                        <ENT>550 (collection only required once).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT>453,505.</ENT>
                    </ROW>
                </GPOTABLE>
                <SIG>
                    <PRTPAGE P="8886"/>
                    <NAME>Jeffrey M. Zirger,</NAME>
                    <TITLE>Lead, Information Collection Review Office, Office of Scientific Public Health Ethics and Regulations, Office of Science, Centers for Disease Control and Prevention.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03599 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4163-18-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Administration for Children and Families</SUBAGY>
                <DEPDOC>[Office of Management and Budget #: 0970-0599]</DEPDOC>
                <SUBJECT>Submission for Office of Management and Budget Review; Office of Refugee Resettlement Services for Survivors of Torture Program Data Points and Performance Progress Report</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Refugee Resettlement, Administration for Children and Families, U.S. Department of Health and Human Services.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Request for public comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Administration for Children and Families' (ACF) Office of Refugee Resettlement (ORR) intends to continue collecting demographic, programmatic, and outcome data on Services for Survivors of Torture (SOT) grant recipients and the clients they serve. ORR collects information from the grantee cohort under the Survivors of Torture Program Data Points (PDP) and Program Performance Progress Report (PPR) (Office of Management and Budget (OMB) #0970-0599; Expiration date: February 28, 2026) to learn more about the populations served; the types and effectiveness of services provided; methods, challenges, and facilitators of implementing services; and grant recipients' progress towards programmatic goals. Revisions are proposed as described in the discussion section that follows.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        <E T="03">Comments due</E>
                         March 26, 2026.
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        The public may view and comment on this information collection request at: 
                        <E T="03">https://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=202602-0970-009.</E>
                         You can also obtain copies of the proposed collection of information by emailing 
                        <E T="03">infocollection@acf.hhs.gov.</E>
                         Identify all emailed requests by the title of the information collection.
                    </P>
                </ADD>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">Description:</E>
                     ORR proposes to continue to use the PDP Form and PPR, with revisions, to collect data on the Services for SOT grant recipients and their clients.
                </P>
                <P>The recipients will continue to report their PDP through the ORR Refugee Arrivals Data System (RADS), an information technology platform used for enhanced data collection and record keeping.</P>
                <P>Grant recipients will provide aggregated data on new and continuing clients annually, including demographic information, characteristics related to experiences of torture, services received, length of service, and wellbeing across six outcome domains.</P>
                <P>Grant recipients will also provide information about community attendance at trainings and pro-bono services donated to the program. In the PPR, grant recipients will provide program narrative and program metric information on grant-funded activities and progress towards grant goals semi-annually.</P>
                <P>Information collected will be used in aggregate by ORR to provide reports to stakeholders, including a required Report to Congress, and responses to funding requests.</P>
                <P>ORR has made changes to the data collection, which include removing a total of twelve subcategories for two program indicators and reducing the frequency of reporting percentage-based outcomes in the program metrics. ORR has also added one subcategory in one program indicator. Overall, these changes have reduced the estimated reporting burden by 30 percent.</P>
                <P>
                    <E T="03">Respondents:</E>
                     Services for SOT grant programs (this may include non-profit social service, health, and higher education organizations, states, municipalities, and for-profit organizations).
                </P>
                <P>
                    <E T="03">Annual Burden Estimates:</E>
                     Estimated annual burden has been updated to reflect a reduction in estimated time per response from an average of 6 hours per response to an average of 4 hours per response.
                </P>
                <GPOTABLE COLS="5" OPTS="L2,tp0,i1" CDEF="s50,12,12,12,12">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Instrument</CHED>
                        <CHED H="1">
                            Total
                            <LI>number of</LI>
                            <LI>respondents</LI>
                        </CHED>
                        <CHED H="1">
                            Annual
                            <LI>number of</LI>
                            <LI>responses per</LI>
                            <LI>respondent</LI>
                        </CHED>
                        <CHED H="1">
                            Average
                            <LI>burden</LI>
                            <LI>hours per</LI>
                            <LI>response</LI>
                        </CHED>
                        <CHED H="1">
                            Annual
                            <LI>burden</LI>
                            <LI>hours</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">PDP Form</ENT>
                        <ENT>35</ENT>
                        <ENT>1</ENT>
                        <ENT>4.2</ENT>
                        <ENT>147</ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="01">PPRs—Parts A and B</ENT>
                        <ENT>35</ENT>
                        <ENT>2</ENT>
                        <ENT>4.2</ENT>
                        <ENT>294</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total Annual Burden</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT>441</ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    <E T="03">Authority:</E>
                     Section 5(a) of the “Torture Victims Relief Act of 1998,” Public Law 105-320 (22 U.S.C. 2152 note) Assistance for Treatment of Torture Victims.
                </P>
                <SIG>
                    <NAME>Mary C. Jones, </NAME>
                    <TITLE>ACF/OPRE Certifying Officer.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03617 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4184-46-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Food and Drug Administration</SUBAGY>
                <DEPDOC>[Docket No. FDA-2026-N-0686]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Proposed Collection; Comment Request; Current Good Manufacturing Practice in Manufacturing, Packaging, Labeling, or Holding Operations for Dietary Supplements</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Food and Drug Administration, HHS.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Food and Drug Administration (FDA or Agency) is announcing an opportunity for public comment on the proposed collection of certain information by the Agency. Under the Paperwork Reduction Act of 1995 (PRA), Federal Agencies are required to publish notice in the 
                        <E T="04">Federal Register</E>
                         concerning each proposed collection of information, including each proposed extension of an existing collection of information, and to allow 60 days for public comment in response to the notice. This notice solicits comments on the information collection provisions of FDA's regulations regarding current good 
                        <PRTPAGE P="8887"/>
                        manufacturing practice (CGMP) for dietary supplements.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Either electronic or written comments on the collection of information must be submitted by April 27, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        You may submit comments as follows. Please note that late, untimely filed comments will not be considered. The 
                        <E T="03">https://www.regulations.gov</E>
                         electronic filing system will accept comments until 11:59 p.m. Eastern Time at the end of April 27, 2026. Comments received by mail/hand delivery/courier (for written/paper submissions) will be considered timely if they are received on or before that date.
                    </P>
                </ADD>
                <HD SOURCE="HD2">Electronic Submissions</HD>
                <P>Submit electronic comments in the following way:</P>
                <P>
                    • 
                    <E T="03">Federal eRulemaking Portal: https://www.regulations.gov.</E>
                     Follow the instructions for submitting comments. Comments submitted electronically, including attachments, to 
                    <E T="03">https://www.regulations.gov</E>
                     will be posted to the docket unchanged. Because your comment will be made public, you are solely responsible for ensuring that your comment does not include any confidential information that you or a third party may not wish to be posted, such as medical information, your or anyone else's Social Security number, or confidential business information, such as a manufacturing process. Please note that if you include your name, contact information, or other information that identifies you in the body of your comments, that information will be posted on 
                    <E T="03">https://www.regulations.gov.</E>
                </P>
                <P>• If you want to submit a comment with confidential information that you do not wish to be made available to the public, submit the comment as a written/paper submission and in the manner detailed (see “Written/Paper Submissions” and “Instructions”).</P>
                <HD SOURCE="HD2">Written/Paper Submissions</HD>
                <P>Submit written/paper submissions as follows:</P>
                <P>
                    • 
                    <E T="03">Mail/Hand Delivery/Courier (for written/paper submissions):</E>
                     Dockets Management Staff (HFA-305), Food and Drug Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
                </P>
                <P>• For written/paper comments submitted to the Dockets Management Staff, FDA will post your comment, as well as any attachments, except for information submitted, marked and identified, as confidential, if submitted as detailed in “Instructions.”</P>
                <P>
                    <E T="03">Instructions:</E>
                     All submissions received must include the Docket No. [Insert docket number xxxxx] for “Agency Information Collection Activities; Proposed Collection; Comment Request; Current Good Manufacturing Practice in Manufacturing, Packaging, Labeling, or Holding Operations for Dietary Supplements.” Received comments, those filed in a timely manner (see 
                    <E T="02">ADDRESSES</E>
                    ), will be placed in the docket and, except for those submitted as “Confidential Submissions,” publicly viewable at 
                    <E T="03">https://www.regulations.gov</E>
                     or at the Dockets Management Staff between 9 a.m. and 4 p.m., Monday through Friday, 240-402-7500.
                </P>
                <P>
                    • Confidential Submissions—To submit a comment with confidential information that you do not wish to be made publicly available, submit your comments only as a written/paper submission. You should submit two copies total. One copy will include the information you claim to be confidential with a heading or cover note that states “THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.” The Agency will review this copy, including the claimed confidential information, in its consideration of comments. The second copy, which will have the claimed confidential information redacted/blacked out, will be available for public viewing and posted on 
                    <E T="03">https://www.regulations.gov.</E>
                     Submit both copies to the Dockets Management Staff. If you do not wish your name and contact information to be made publicly available, you can provide this information on the cover sheet and not in the body of your comments and you must identify this information as “confidential.” Any information marked as “confidential” will not be disclosed except in accordance with 21 CFR 10.20 and other applicable disclosure law. For more information about FDA's posting of comments to public dockets, see 80 FR 56469, September 18, 2015, or access the information at: 
                    <E T="03">https://www.govinfo.gov/content/pkg/FR-2015-09-18/pdf/2015-23389.pdf.</E>
                </P>
                <P>
                    <E T="03">Docket:</E>
                     For access to the docket to read background documents or the electronic and written/paper comments received, go to 
                    <E T="03">https://www.regulations.gov</E>
                     and insert the docket number, found in brackets in the heading of this document, into the “Search” box and follow the prompts and/or go to the Dockets Management Staff, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852, 240-402-7500.
                </P>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Christopher Colburn, Office of Operations, Food and Drug Administration, Three White Flint North, 10A-12M, 11601 Landsdown St., North Bethesda, MD 20852, 301-796-8758, 
                        <E T="03">PRABranch@fda.hhs.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Under the PRA (44 U.S.C. 3501-3521), Federal Agencies must obtain approval from the Office of Management and Budget (OMB) for each collection of information they conduct or sponsor. “Collection of information” is defined in 44 U.S.C. 3502(3) and 5 CFR 1320.3(c) and includes Agency requests or requirements that members of the public submit reports, keep records, or provide information to a third party. Section 3506(c)(2)(A) of the PRA (44 U.S.C. 3506(c)(2)(A)) requires Federal Agencies to provide a 60-day notice in the 
                    <E T="04">Federal Register</E>
                     concerning each proposed collection of information, including each proposed extension of an existing collection of information, before submitting the collection to OMB for approval. To comply with this requirement, FDA is publishing notice of the proposed collection of information set forth in this document.
                </P>
                <P>With respect to the following collection of information, FDA invites comments on these topics: (1) whether the proposed collection of information is necessary for the proper performance of FDA's functions, including whether the information will have practical utility; (2) the accuracy of FDA's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used; (3) ways to enhance the quality, utility, and clarity of the information to be collected; and (4) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques, when appropriate, and other forms of information technology.</P>
                <HD SOURCE="HD1">Current Good Manufacturing Practice in Manufacturing, Packaging, Labeling, or Holding Operations for Dietary Supplements—21 CFR Part 111</HD>
                <HD SOURCE="HD1">OMB Control Number 0910-0606—Extension</HD>
                <P>
                    The Dietary Supplement Health and Education Act (DSHEA) (Pub. L. 103-417) added section 402(g) of the Federal Food, Drug, and Cosmetic Act (FD&amp;C Act) (21 U.S.C. 342(g)), which provides, in part, that the Secretary of Health and Human Services may, by regulation, prescribe good manufacturing practice for dietary supplements. Section 402(g) of the FD&amp;C Act also stipulates that such regulations will be modeled after CGMP regulations for food and may not impose standards for which there are no current, and generally available, analytical methodology. Section 
                    <PRTPAGE P="8888"/>
                    402(g)(1) of the FD&amp;C Act states that a dietary supplement is adulterated if “it has been prepared, packed, or held under conditions that do not meet current good manufacturing practice regulations.”
                </P>
                <P>Accordingly, we have promulgated regulations in part 111 (21 CFR part 111) establishing minimum CGMP requirements pertaining to the manufacturing, packaging, labeling, or holding of dietary supplements to ensure their quality. Included among the requirements is recordkeeping, documenting, planning, control, and improvement processes of a quality control system. Implementation of these processes in a manufacturing operation serves as the backbone to CGMP. The records must show what is being manufactured and whether the controls in place ensure the product's identity, purity, strength, and composition, and that limits on contaminants and measures to prevent adulteration are effective. Further, records must show whether and what deviations from control processes occurred, facilitate evaluation and corrective action concerning these deviations (including, where necessary, whether associated batches of product should be recalled from the marketplace), and enable a manufacturer to assure that the corrective action was effective. We believe the regulations in part 111 establish the minimum manufacturing practices necessary to ensure that dietary supplements are manufactured, packaged, labeled, or held in a manner that will ensure the quality of the dietary supplements during manufacturing, packaging, labeling or holding operations.</P>
                <P>Specifically, the recordkeeping requirements of the regulations in part 111 include establishing written procedures and maintaining records pertaining to: (1) personnel; (2) sanitation; (3) calibration of instruments and controls; (4) calibration, inspection, or checks of automated, mechanical, or electronic equipment; (5) maintaining, cleaning, and sanitizing equipment and utensils and other contact surfaces; (6) water used that may become a component of the dietary supplement; (7) production and process controls; (8) quality control; (9) components, packaging, labels and product received for packaging and labeling; (10) master manufacturing and batch production; (11) laboratory operations; (12) manufacturing operations; (13) packaging and labeling operations; (14) holding and distributing operations; (15) returned dietary supplements; and (16) product complaints.</P>
                <P>Section 111.75(a)(1) (21 CFR 111.75) reflects FDA's determination that manufacturers that test or examine 100 percent of the incoming dietary ingredients for identity can be assured of the identity of the ingredient. However, we recognize that it may be possible for a manufacturer to demonstrate, through various methods and processes in use over time for its particular operation, that a system of less than 100 percent identity testing would result in no material diminution of assurance of the identity of the dietary ingredient as compared to the assurance provided by 100 percent identity testing. Section 111.75(a)(1) provides an opportunity for a manufacturer to make such a showing and reduce the frequency of identity testing of components that are dietary ingredients from 100 percent to some lower frequency. Section 111.75(a)(1) also sets forth the information a manufacturer is required to submit for an exemption from the requirement of 100 percent identity testing when a manufacturer petitions the Agency for such an exemption to 100 percent identity testing under 21 CFR 10.30 and the Agency grants such exemption.</P>
                <P>
                    <E T="03">Description of Respondents:</E>
                     Respondents to this collection of information include manufacturers, packagers and repackagers, labelers and re-labelers, holders, distributors, warehousers, exporters, importers, large businesses, and small businesses engaged in the dietary supplement industry. Respondents are from the private sector.
                </P>
                <P>We estimate the burden of this collection of information as follows:</P>
                <GPOTABLE COLS="6" OPTS="L2,nj,i1" CDEF="s50,12,12,12,xs70,8">
                    <TTITLE>
                        Table 1—Estimated Annual Recordkeeping Burden 
                        <SU>1</SU>
                    </TTITLE>
                    <BOXHD>
                        <CHED H="1">21 CFR section; activity</CHED>
                        <CHED H="1">
                            Number of
                            <LI>recordkeepers</LI>
                        </CHED>
                        <CHED H="1">
                            Number of
                            <LI>records per</LI>
                            <LI>recordkeeper</LI>
                        </CHED>
                        <CHED H="1">
                            Total annual
                            <LI>records</LI>
                        </CHED>
                        <CHED H="1">
                            Average burden
                            <LI>per recordkeeping</LI>
                        </CHED>
                        <CHED H="1">Total hours</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">111.14; records of personnel practices, including documentation of training</ENT>
                        <ENT>15,000</ENT>
                        <ENT>4</ENT>
                        <ENT>60,000</ENT>
                        <ENT>1</ENT>
                        <ENT>60,000</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">111.23; records of physical plant sanitation practices, including pest control and water quality</ENT>
                        <ENT>15,000</ENT>
                        <ENT>1</ENT>
                        <ENT>15,000</ENT>
                        <ENT>0.2 (12 minutes)</ENT>
                        <ENT>3,000</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">111.35; records regarding equipment and utensils, including calibration and sanitation practices</ENT>
                        <ENT>400</ENT>
                        <ENT>1</ENT>
                        <ENT>400</ENT>
                        <ENT>12.5</ENT>
                        <ENT>5,000</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">111.95; records of production and process control systems</ENT>
                        <ENT>250</ENT>
                        <ENT>1</ENT>
                        <ENT>250</ENT>
                        <ENT>45</ENT>
                        <ENT>11,250</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">111.140; records that quality control personnel must make and keep</ENT>
                        <ENT>240</ENT>
                        <ENT>1,163</ENT>
                        <ENT>279,120</ENT>
                        <ENT>1</ENT>
                        <ENT>279,120</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">111.180; records associated with components, packaging, labels, and product received for packaging and labeling as a dietary supplement</ENT>
                        <ENT>240</ENT>
                        <ENT>1,163</ENT>
                        <ENT>279,120</ENT>
                        <ENT>1</ENT>
                        <ENT>279,120</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">111.210; requirements for what the master manufacturing record must include</ENT>
                        <ENT>240</ENT>
                        <ENT>1</ENT>
                        <ENT>240</ENT>
                        <ENT>2.5</ENT>
                        <ENT>600</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">111.260; requirements for what the batch production record must include</ENT>
                        <ENT>145</ENT>
                        <ENT>1,408</ENT>
                        <ENT>204,160</ENT>
                        <ENT>1</ENT>
                        <ENT>204,160</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">111.325; records that quality control personnel must make and keep for laboratory operations</ENT>
                        <ENT>120</ENT>
                        <ENT>1</ENT>
                        <ENT>120</ENT>
                        <ENT>15</ENT>
                        <ENT>1,800</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">111.375; records of the written procedures established for manufacturing operations</ENT>
                        <ENT>260</ENT>
                        <ENT>1</ENT>
                        <ENT>260</ENT>
                        <ENT>2</ENT>
                        <ENT>520</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">111.430; records of the written procedures for packaging and labeling operations</ENT>
                        <ENT>50</ENT>
                        <ENT>1</ENT>
                        <ENT>50</ENT>
                        <ENT>12.6</ENT>
                        <ENT>630</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">111.475; records of product distribution and procedures for holding and distributing operations</ENT>
                        <ENT>15,000</ENT>
                        <ENT>1</ENT>
                        <ENT>15,000</ENT>
                        <ENT>0.4 (24 minutes)</ENT>
                        <ENT>6,000</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">111.535; records for returned dietary supplements</ENT>
                        <ENT>110</ENT>
                        <ENT>4</ENT>
                        <ENT>440</ENT>
                        <ENT>13.5</ENT>
                        <ENT>5,940</ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="01">111.570; records regarding product complaints</ENT>
                        <ENT>240</ENT>
                        <ENT>600</ENT>
                        <ENT>144,000</ENT>
                        <ENT>0.5 (30 minutes)</ENT>
                        <ENT>72,000</ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="8889"/>
                        <ENT I="01">Total</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT>929,140</ENT>
                    </ROW>
                    <TNOTE>
                        <SU>1</SU>
                         There are no capital costs or operating and maintenance costs associated with this collection of information.
                    </TNOTE>
                </GPOTABLE>
                <GPOTABLE COLS="6" OPTS="L2,nj,i1" CDEF="s50,12C,12C,12C,12C,8C">
                    <TTITLE>
                        Table 2—Estimated Annual Reporting Burden 
                        <SU>1</SU>
                    </TTITLE>
                    <BOXHD>
                        <CHED H="1">21 CFR section; activity</CHED>
                        <CHED H="1">
                            Number of
                            <LI>respondents</LI>
                        </CHED>
                        <CHED H="1">
                            Number of
                            <LI>responses per</LI>
                            <LI>respondent</LI>
                        </CHED>
                        <CHED H="1">
                            Total annual
                            <LI>responses</LI>
                        </CHED>
                        <CHED H="1">
                            Average
                            <LI>burden per</LI>
                            <LI>response</LI>
                        </CHED>
                        <CHED H="1">Total hours</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">111.75; petition for exemption from 100 percent identity testing</ENT>
                        <ENT>1</ENT>
                        <ENT>1</ENT>
                        <ENT>1</ENT>
                        <ENT>8</ENT>
                        <ENT>8</ENT>
                    </ROW>
                    <TNOTE>
                        <SU>1</SU>
                         There are no capital costs or operating and maintenance costs associated with this collection of information.
                    </TNOTE>
                </GPOTABLE>
                <P>Based on a review of the information collection since its last OMB approval, we have made no adjustments to our burden estimate.</P>
                <SIG>
                    <NAME>Grace R. Graham,</NAME>
                    <TITLE>Deputy Commissioner for Policy, Legislation, and International Affairs.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03589 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4164-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Food and Drug Administration</SUBAGY>
                <DEPDOC>[Docket No. FDA-2026-N-0008]</DEPDOC>
                <SUBJECT>Advisory Committee; Gastrointestinal Drugs Advisory Committee; Renewal</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Food and Drug Administration, HHS.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice; renewal of Federal advisory committee.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Food and Drug Administration (FDA) is announcing the renewal of the Gastrointestinal Drugs Advisory Committee by the Commissioner of Food and Drugs (the Commissioner). The Commissioner has determined that it is in the public interest to renew the Gastrointestinal Drugs Advisory Committee for an additional 2 years beyond the charter expiration date. The new charter will be in effect until the March 3, 2028, expiration date.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Authority for the Gastrointestinal Drugs Advisory Committee will expire on March 3, 2026, unless the Commissioner formally determines that renewal is in the public interest.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Advisory Committee Oversight and Management Staff, Office of the Chief Scientist, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 31, Rm. 2417, Silver Spring, MD 20993-0002, (301) 796-9001, 
                        <E T="03">ACOMSSubmissions@fda.hhs.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Pursuant to 14 CFR 14.40(b) and 41 CFR 102-3.65, and following approval by the Department of Health and Human Services and review by the General Services Administration, FDA is announcing the renewal of the Gastrointestinal Drugs Advisory Committee (the Committee). The Committee is a discretionary Federal advisory committee established to provide advice to the Commissioner. The Committee advises the Commissioner or designee in discharging responsibilities as they relate to helping to ensure safe and effective drugs for human use and, as required, any other product for which FDA has regulatory responsibility.</P>
                <P>The Committee reviews and evaluates data on the safety and effectiveness of marketed and investigational human drug and biologic products for use in the treatment of gastrointestinal and liver diseases. The Committee may consider the quality and relevance of FDA's research program, which provides scientific support for the regulation of these products and makes appropriate recommendations to the Commissioner. Meetings are convened as appropriate consistent with the Agency's needs and applicable legal and regulatory authorities.</P>
                <P>The Committee shall consist of at least two voting members including the Chair. Subject to legal and regulatory requirements, members and the Chair are selected by and serve at the discretion of the Commissioner or designee. Each member, including the Chair, will be selected from among authorities knowledgeable in the fields of gastroenterology, hepatology, nutrition, surgery, clinical pharmacology, physiology, pathology, and statistics.</P>
                <P>Members may be invited to serve for terms of up to four years, or for less time in the discretion of the Commissioner or designee. Non-Federal members of this Committee will serve as Special Government Employees or representatives. Federal members will serve as Regular Government Employees or Ex-Officios.</P>
                <P>In addition to the voting members, the Commissioner or designee may identify consumer and/or industry representatives to join the Committee (or serve as alternate representatives) as non-voting representative member(s), via a process consistent with legal and regulatory requirements. Individuals currently employed at FDA-regulated companies, such as pharmaceutical and medical device manufacturers, shall not be selected to serve as members of the Committee unless this Committee is expected to address issues for which inclusion of an industry representative is required by statute. If this Committee includes an industry representative, the Commissioner or designee will determine whether to invite them to participate in meetings on a case-by-case basis, according to applicable legal and regulatory requirements.</P>
                <P>
                    The Commissioner or designee shall have the authority to select members of other scientific and technical FDA advisory committees to serve temporarily as voting members and to designate Special Government Employees to serve temporarily as voting members when: (1) expertise is required that is not available among current voting standing members of the Committee (when additional voting members are added to the Committee to provide needed expertise, a quorum will be based on the combined total of regular and added members), or (2) to comprise a quorum when, because of unforeseen circumstances, a quorum is or will be lacking; or (3) when 
                    <PRTPAGE P="8890"/>
                    considered appropriate in the discretion of the Commissioner or designee.
                </P>
                <P>A quorum for the Committee is a majority of the current voting members present at the time, provided that FDA may, in connection with a particular committee meeting, specify a quorum that is less than a majority of the current voting members because of the size of the Committee and the variety in the types of issues that it will consider, or other reason determined appropriate in accordance with legal and regulatory requirements. 21 CFR 14.22(d).</P>
                <P>Members appointed to an advisory committee serve for the duration of the committee, or until their terms expire, they resign, or they are removed from membership by the Commissioner or designee. Committee members' terms may be ended prior to their date of expiration, for reasons determined to be good cause. Good cause includes excessive absenteeism from committee meetings, a demonstrated bias that interferes with the ability to render objective advice, failure to abide by established procedures, or violation of other applicable rules and regulations.</P>
                <P>
                    Further information regarding the most recent charter and other information can be found at 
                    <E T="03">https://www.fda.gov/advisory-committees/human-drug-advisory-committees/gastrointestinal-drugs-advisory-committee</E>
                     or by contacting the Advisory Committee Oversight and Management Staff (see 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                    ). Because the committee's name and description of duties remain unchanged, 21 CFR 14.100 will not be amended.
                </P>
                <P>
                    <E T="03">Renewal Requirements and Justification:</E>
                     The Commissioner has determined that renewal of the Gastrointestinal Drugs Advisory Committee is in the public interest. This determination is based on the Committee's essential role in providing independent expert advice on complex scientific and regulatory matters related to gastrointestinal drug products, the continued need for specialized expertise in this therapeutic area, and the Committee's demonstrated value in supporting FDA's regulatory mission. The following information supports this determination in accordance with applicable legal and regulatory requirements.
                </P>
                <HD SOURCE="HD1">Public Interest Determination</HD>
                <P>Pursuant to 41 U.S.C. 102-3.60(a), to establish, renew, reestablish, or merge a discretionary (agency discretion) advisory committee, an agency must first consult with the General Services Administration's Committee Management Secretariat (the Secretariat) and, as part of the consultation, provide a written public interest determination approved by the head of the agency to the Secretariat with a copy to the Office of Management and Budget. In addition, pursuant to 41 U.S.C. 102-3.35, an agency shall follow the same consultation process and document in writing the same determination of need before creating a subcommittee under a discretionary committee that is not made up entirely of members of a parent advisory committee.</P>
                <P>Information on the following factors for the committee is provided to the Secretariat to demonstrate that renewing the committee is in the public interest:</P>
                <P>
                    <E T="03">(1) Annual budget.</E>
                </P>
                <P>The overall budget for this committee is $137,412.</P>
                <P>a. Federal personnel (based on full-time equivalent (FTE) basis.</P>
                <P>The estimated person years of Federal staff support required is 0.25.</P>
                <P>b. Other Federal internal costs.</P>
                <P>The anticipated total value in dollars of other internal costs, such as costs associated with IT and supplies for meetings, is $32,457.</P>
                <P>c. Proposed payments to members.</P>
                <P>The estimated annual payment to members is $18,737.</P>
                <P>d. Proposed number of members.</P>
                <P>The anticipated number of members is 10.</P>
                <P>e. Reimbursable costs.</P>
                <P>The estimated annual reimbursable costs, including travel and related expenses for members, is $35,480.</P>
                <P>
                    <E T="03">(2) If applicable, the total dollar value of grants expected to be recommended during the fiscal year.</E>
                </P>
                <P>N/A.</P>
                <P>
                    <E T="03">(3) Criteria for selecting members to ensure the committee has the necessary expertise and fairly balanced membership.</E>
                </P>
                <HD SOURCE="HD1">Ensuring Necessary Expertise</HD>
                <P>Members must have background, education, and experience commensurate with the Committee's function of advising FDA on the existing and relevant evidence of benefits and risks of marketed and investigational human drug products for use in the treatment of gastrointestinal and liver diseases. Scientific and technical competence is critical. Nominees should be acknowledged experts with demonstrated skills in critical evaluation of data and effective communication. As outlined in the committee charter, the membership should include authorities knowledgeable in the fields of gastroenterology, hepatology, nutrition, surgery, clinical pharmacology, physiology, pathology, and statistics as well as needed consumer and industry representation. FDA also follows the requirements in section 505(n)(3) regarding membership of drug product advisory committees. (21 U.S.C. 355(n)(3)).</P>
                <HD SOURCE="HD1">Ensuring Fair Balance</HD>
                <P>Appointments are made without discrimination. The Committee is reviewed in totality for balance, characterized by inclusion of necessary knowledge, insight, and scientific perspective from the relevant community or expertise area. Nominations are sought from all geographic locations within the United States and its territories, and from diverse sources including professional and scientific societies, academia, government agencies, industry and trade associations, consumer and patient organizations, and current Agency staff.</P>
                <HD SOURCE="HD1">Selection Process</HD>
                <P>
                    A 
                    <E T="04">Federal Register</E>
                     Notice is published annually soliciting nominations for vacancies. Agency Designated Federal Officers and Office/Division Directors review and evaluate prospective members for competence and suitability. Anyone may nominate an individual, including themselves, for committee membership.
                </P>
                <P>
                    <E T="03">(4) List of all other Federal advisory committees of the agency.</E>
                </P>
                <P>FDA maintains the following Federal advisory committees:</P>
                <FP SOURCE="FP-1">• Anesthetic and Analgesic Drug Products Advisory Committee</FP>
                <FP SOURCE="FP-1">• Antimicrobial Drugs Advisory Committee</FP>
                <FP SOURCE="FP-1">• Blood Products Advisory Committee</FP>
                <FP SOURCE="FP-1">• Cardiovascular and Renal Drugs Advisory Committee</FP>
                <FP SOURCE="FP-1">• Cellular Tissue and Gene Therapies Advisory Committee</FP>
                <FP SOURCE="FP-1">• Dermatologic and Ophthalmic Drugs Advisory Committee</FP>
                <FP SOURCE="FP-1">• Device Good Manufacturing Practice Advisory Committee</FP>
                <FP SOURCE="FP-1">• Digital Health Advisory Committee</FP>
                <FP SOURCE="FP-1">• Drug Safety and Risk Management Advisory Committee</FP>
                <FP SOURCE="FP-1">• Endocrinologic and Metabolic Drugs Advisory Committee</FP>
                <FP SOURCE="FP-1">• Genetic and Metabolic Disease Advisory Committee</FP>
                <FP SOURCE="FP-1">• Medical Devices Advisory Committee</FP>
                <FP SOURCE="FP-1">• National Mammography Quality Assurance Advisory Committee (Administratively Inactive)</FP>
                <FP SOURCE="FP-1">• Nonprescription Drugs Advisory Committee</FP>
                <FP SOURCE="FP-1">• Obstetrics, Reproductive and Urologic Drugs Advisory Committee</FP>
                <FP SOURCE="FP-1">• Oncologic Drugs Advisory Committee</FP>
                <FP SOURCE="FP-1">
                    • Patient Engagement Advisory Committee
                    <PRTPAGE P="8891"/>
                </FP>
                <FP SOURCE="FP-1">• Pediatrics Advisory Committee</FP>
                <FP SOURCE="FP-1">• Peripheral and Central Nervous System Advisory Committee</FP>
                <FP SOURCE="FP-1">• Pharmacy Compounding Advisory Committee</FP>
                <FP SOURCE="FP-1">• Pharmacy Compounding Drugs AC</FP>
                <FP SOURCE="FP-1">• Psychopharmacologic Drugs Advisory Committee</FP>
                <FP SOURCE="FP-1">• Pulmonary-Allergy Drugs Advisory Committee</FP>
                <FP SOURCE="FP-1">• Risk Communication Advisory Committee (Administratively Inactive)</FP>
                <FP SOURCE="FP-1">• Science Board to the Food and Drug Administration</FP>
                <FP SOURCE="FP-1">• Technical and Electronic Product Safety Standards AC</FP>
                <FP SOURCE="FP-1">• Technical and Electronic Products Safety Standards Advisory Committee</FP>
                <FP SOURCE="FP-1">• Tobacco Products Advisory Committee</FP>
                <P>
                    <E T="03">(5) Justification that the information or advice provided by the Federal advisory committee is not available from another Federal advisory committee, another Federal Government source, or any other more cost-effective and less burdensome source.</E>
                </P>
                <P>The Gastrointestinal Drugs Advisory Committee provides independent expert advice to FDA on the safety and effectiveness of marketed and investigational human drug products for the treatment of gastrointestinal and liver diseases.</P>
                <P>The topics considered by the Gastrointestinal Drugs Advisory Committee require specialized expertise in gastrointestinal physiology, pathology, and clinical practice that is not within the primary scope of other FDA advisory committees. As such, these issues cannot be appropriately addressed by another standing committee without diminishing the depth and relevance of the expert input provided to the Agency.</P>
                <P>
                    <E T="03">(6) If the justification relates to a renewal, a summary of the previous accomplishments of the committee and the reasons it needs to continue.</E>
                </P>
                <HD SOURCE="HD1">Summary of Previous Accomplishments</HD>
                <P>The Gastrointestinal Drugs Advisory Committee most recently met on September 13, 2024, and May 19, 2023, to discuss applications related to obeticholic acid for gastrointestinal indications. These meetings supported FDA's evaluation of complex scientific and regulatory issues associated with both marketed and investigational drug products.</P>
                <P>
                    <E T="03">(7) Explanation of why the committee/subcommittee is essential to the conduct of agency businesses.</E>
                </P>
                <P>The Committee plays a critical role in enabling FDA to meet the requirements of section 505(n)(1) of the Federal Food, Drug, and Cosmetic Act by providing expert scientific advice and recommendations. Without the Gastrointestinal Drugs Advisory Committee, FDA's ability to obtain external expert input on issues related to the approval and regulation of gastrointestinal drug products would be significantly limited.</P>
                <P>In conclusion, this public interest determination documents that renewing the committee is in the public interest, essential to the conduct of agency business, and that the information to be obtained is not already available through another advisory committee or source within the Federal Government.</P>
                <P>
                    This notice is issued under the Federal Advisory Committee Act as amended (5 U.S.C. 1001 
                    <E T="03">et seq.</E>
                    ). For general information related to FDA advisory committees, please visit us at 
                    <E T="03">http://www.fda.gov/AdvisoryCommittees/default.htm.</E>
                </P>
                <SIG>
                    <NAME>Grace R. Graham,</NAME>
                    <TITLE>Deputy Commissioner for Policy, Legislation, and International Affairs.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03587 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4164-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Health Resources and Services Administration</SUBAGY>
                <SUBJECT>Medical Student Education Program Non-Competitive Supplement; Correction</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Health Resources and Services Administration (HRSA), Department of Health and Human Services.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice; correction.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        HRSA published a document in the 
                        <E T="04">Federal Register</E>
                         of December 2, 2025, concerning the Medical Student Education Program Non-Competitive Supplement. The document contained an incorrect project period. The project period in the notice stated July 1, 2026, to June 30, 2027, but should instead state July 1, 2025, to June 30, 2026.
                    </P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Andrea Knox, Acting Chief, Medical Training and Geriatrics Branch, Division of Medicine and Dentistry, Bureau of Health Workforce, HRSA, 5600 Fishers Lane, Rockville, MD 20852, email: 
                        <E T="03">aknox@hrsa.gov,</E>
                         phone: 301-443-4170.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Correction</HD>
                <P>
                    In the 
                    <E T="04">Federal Register</E>
                     of December 2, 2025, FR Doc. 2025-21742, page 55318, column 3, paragraph 3 of the 
                    <E T="02">Supplementary Information</E>
                     section, correct the “[project period]” caption to read as follows: “July 1, 2025, to June 30, 2026.”
                </P>
                <SIG>
                    <NAME>Margaret M. Bush,</NAME>
                    <TITLE>Deputy Administrator.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03639 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4165-15-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Health Resources and Services Administration</SUBAGY>
                <SUBJECT>National Vaccine Injury Compensation Program; List of Petitions Received</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Health Resources and Services Administration (HRSA), Department of Health and Human Services (HHS).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>HRSA is publishing this notice of petitions received under the National Vaccine Injury Compensation Program (the Program), as required by the Public Health Service (PHS) Act, as amended. While the Secretary of HHS is named as the respondent in all proceedings brought by the filing of petitions for compensation under the Program, the United States Court of Federal Claims is charged by statute with responsibility for considering and acting upon the petitions.</P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        For information about requirements for filing petitions, and the Program in general, contact Lisa L. Reyes, Clerk of Court, United States Court of Federal Claims, 717 Madison Place NW, Washington, DC 20005, (202) 357-6400. For information on HRSA's role in the Program, contact the Director, Division of Injury Compensation Programs, 5600 Fishers Lane, Room 14W-18, Rockville, Maryland 20857; 1-800-338-2382, or visit our website at: 
                        <E T="03">https://www.hrsa.gov/vaccine-compensation.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    The Program provides a system of no-fault compensation for certain individuals who have been injured by specific vaccines. Subtitle 2 of Title XXI of the PHS Act, 42 U.S.C. 300aa-10 
                    <E T="03">et seq.,</E>
                     provides that those seeking compensation are to file a petition with the United States Court of Federal Claims and to serve a copy of the petition to the Secretary of HHS, who is named as the respondent in each proceeding. The Secretary has delegated this responsibility under the Program to HRSA. The Court is directed by statute to appoint special masters who take evidence, conduct hearings as appropriate, and make initial decisions 
                    <PRTPAGE P="8892"/>
                    as to eligibility for, and amount of, compensation.
                </P>
                <P>A petition may be filed with respect to injuries, disabilities, illnesses, conditions, and deaths resulting from vaccines described in the Vaccine Injury Table (the Table) set forth at 42 CFR 100.3. This Table lists for each covered vaccine the conditions that may lead to compensation and, for each condition, the time period for occurrence of the first symptom or manifestation of onset or of significant aggravation after vaccine administration. Compensation may also be awarded for conditions not listed in the Table and for conditions that are manifested outside the time periods specified in the Table, but only if the petitioner shows that the condition was caused by one of the listed vaccines.</P>
                <P>
                    Section 2112(b)(2) of the PHS Act, 42 U.S.C. 300aa-12(b)(2), requires that “[w]ithin 30 days after the Secretary receives service of any petition filed under section 2111 the Secretary shall publish notice of such petition in the 
                    <E T="04">Federal Register</E>
                    <E T="03">.”</E>
                     Set forth below is a list of petitions received by HRSA on January 1, 2026, through January 31, 2026. This list provides the name of the petitioner, city, and state of vaccination (if unknown then the city and state of the person or attorney filing the claim), and case number. In cases where the Court has redacted the name of a petitioner and/or the case number, the list reflects such redaction.
                </P>
                <P>Section 2112(b)(2) also provides that the special master “shall afford all interested persons an opportunity to submit relevant, written information” relating to the following:</P>
                <P>1. The existence of evidence “that there is not a preponderance of the evidence that the illness, disability, injury, condition, or death described in the petition is due to factors unrelated to the administration of the vaccine described in the petition,” and</P>
                <P>2. Any allegation in a petition that the petitioner either:</P>
                <P>a. “[S]ustained, or had significantly aggravated, any illness, disability, injury, or condition not set forth in the Vaccine Injury Table but which was caused by” one of the vaccines referred to in the Table, or</P>
                <P>b. “[S]ustained, or had significantly aggravated, any illness, disability, injury, or condition set forth in the Vaccine Injury Table the first symptom or manifestation of the onset or significant aggravation of which did not occur within the time period set forth in the Table but which was caused by a vaccine” referred to in the Table.</P>
                <P>
                    In accordance with Section 2112(b)(2), all interested persons may submit written information relevant to the issues described above in the case of the petitions listed below. Any person choosing to do so should file an original and 3 copies of the information with the Clerk of the United States Court of Federal Claims at the address listed above (under the heading 
                    <E T="02">For Further Information Contact</E>
                    ), with a copy to HRSA addressed to Director, Division of Injury Compensation Programs, Health Systems Bureau, 5600 Fishers Lane, 14W-18, Rockville, Maryland 20857. The Court's caption (
                    <E T="03">Petitioner's Name</E>
                     v. 
                    <E T="03">Secretary of HHS</E>
                    ) and the docket number assigned to the petition should be used as the caption for the written submission. Chapter 35 of Title 44, United States Code, related to paperwork reduction, does not apply to information required for purposes of carrying out the Program.
                </P>
                <SIG>
                    <NAME>Thomas J. Engels,</NAME>
                    <TITLE>Administrator.</TITLE>
                </SIG>
                <HD SOURCE="HD1">List of Petitions Filed</HD>
                <P>1. Lisa Thomsen, Eugene, Oregon, Court of Federal Claims No: 26-0002V.</P>
                <P>2. Ariel Lee, Alton, Illinois, Court of Federal Claims No: 26-0003V.</P>
                <P>3. Lavinia Gleaton, Charlotte, North Carolina, Court of Federal Claims No: 26-0004V.</P>
                <P>4. Teresa Ahmadyar, Corona, California, Court of Federal Claims No: 26-0005V.</P>
                <P>5. Alyssa Manasan, Victorville, California, Court of Federal Claims No: 26-0009V.</P>
                <P>6. Christine Bronsart, Victorville, California, Court of Federal Claims No: 26-0010V.</P>
                <P>7. William Scott Mahr, Baltimore, Maryland, Court of Federal Claims No: 26-0013V.</P>
                <P>8. Audrea Rush, Chicago, Illinois, Court of Federal Claims No: 26-0014V.</P>
                <P>9. Bernadette Hill, South Portland, Maine, Court of Federal Claims No: 26-0015V.</P>
                <P>10. Celena DeGloma, Brooklyn, New York, Court of Federal Claims No: 26-0017V.</P>
                <P>11. Samantha LaPera, Thornton, Colorado, Court of Federal Claims No: 26-0020V.</P>
                <P>12. Ashton Collins, New York, New York, Court of Federal Claims No: 26-0021V.</P>
                <P>13. Carol Pennington on behalf of the Estate of William Gracie, Deceased, Frisco, Texas, Court of Federal Claims No: 26-0025V.</P>
                <P>14. Stacie Sebastian, Allentown, Pennsylvania, Court of Federal Claims No: 26-0026V.</P>
                <P>15. Jadah Martinez, Memphis, Tennessee, Court of Federal Claims No: 26-0027V.</P>
                <P>16. Everett Beldin, Bethesda, Maryland, Court of Federal Claims No: 26-0029V.</P>
                <P>17. Yvonne Fleischman, Bethesda, Maryland, Court of Federal Claims No: 26-0031V.</P>
                <P>18. Joy Sears, South Burlington, Vermont, Court of Federal Claims No: 26-0033V.</P>
                <P>19. Paul Briody, South Burlington, Vermont, Court of Federal Claims No: 26-0034V.</P>
                <P>20. Shawn Robinson, Johnstown, Pennsylvania, Court of Federal Claims No: 26-0035V.</P>
                <P>21. Andrea Forosisky, Johnstown, Pennsylvania, Court of Federal Claims No: 26-0037V.</P>
                <P>22. Paula Skopow, Meadville, Pennsylvania, Court of Federal Claims No: 26-0038V.</P>
                <P>23. Louise Kempe, Mequon, Wisconsin, Court of Federal Claims No: 26-0039V.</P>
                <P>24. Holly Chargin, Washington, District of Columbia, Court of Federal Claims No: 26-0040V.</P>
                <P>25. Matthew Parker, Palm Beach Gardens, Florida, Court of Federal Claims No: 26-0041V.</P>
                <P>26. Dana Vario, Palm Beach Gardens, Florida, Court of Federal Claims No: 26-0042V.</P>
                <P>27. Keith Zingler, West Bend, Wisconsin, Court of Federal Claims No: 26-0043V.</P>
                <P>28. Maria Avola, Derry, New Hampshire, Court of Federal Claims No: 26-0044V.</P>
                <P>29. Rosana Brooks, Cheney, Washington, Court of Federal Claims No: 26-0045V.</P>
                <P>30. Runny Summerville, Milwaukee, Wisconsin, Court of Federal Claims No: 26-0046V.</P>
                <P>31. Gabriel Bare, Black River Falls, Wisconsin, Court of Federal Claims No: 26-0047V.</P>
                <P>32. Crystal Michel, Carencro, Louisiana, Court of Federal Claims No: 26-0048V.</P>
                <P>33. Leslie Kelly, Roseville, California, Court of Federal Claims No: 26-0049V.</P>
                <P>34. Olomeruom Okonta, Houston, Texas, Court of Federal Claims No: 26-0050V.</P>
                <P>35. Valerie Garrido-Sotolongo, Spotswood, New Jersey, Court of Federal Claims No: 26-0051V.</P>
                <P>36. Cathy Dove, Dresher, Pennsylvania, Court of Federal Claims No: 26-0052V.</P>
                <P>37. Deanna Baker, Washington, District of Columbia, Court of Federal Claims No: 26-0053V.</P>
                <P>
                    38. Haifeng Zheng, Torrance, California, Court of Federal Claims No: 26-0054V.
                    <PRTPAGE P="8893"/>
                </P>
                <P>39. Laquera Barnett, Washington, District of Columbia, Court of Federal Claims No: 26-0055V.</P>
                <P>40. Autumn Alnadawi, Washington, District of Columbia, Court of Federal Claims No: 26-0056V.</P>
                <P>41. Harry Waugh, Egg Harbor Township, New Jersey, Court of Federal Claims No: 26-0058V.</P>
                <P>42. Michael Mark, Old Greenwich, Connecticut, Court of Federal Claims No: 26-0059V.</P>
                <P>43. Elizabeth Favata, Wausau, Wisconsin, Court of Federal Claims No: 26-0060V.</P>
                <P>44. Lindsay Hendrix, Granite City, Illinois, Court of Federal Claims No: 26-0062V.</P>
                <P>45. Melissa Rascoe, Nashua, New Hampshire, Court of Federal Claims No: 26-0065V.</P>
                <P>46. Mason Billings, Washington, District of Columbia, Court of Federal Claims No: 26-0066V.</P>
                <P>47. Jacqueline Byrne, Washington, District of Columbia, Court of Federal Claims No: 26-0067V.</P>
                <P>48. Andrea Chan, Washington, District of Columbia, Court of Federal Claims No: 26-0068V.</P>
                <P>49. Terry Craft, Washington, District of Columbia, Court of Federal Claims No: 26-0069V.</P>
                <P>50. Laura Leggette, Washington, District of Columbia, Court of Federal Claims No: 26-0070V.</P>
                <P>51. Benjamin Limon, Washington, District of Columbia, Court of Federal Claims No: 26-0071V.</P>
                <P>52. Kristin Mackey, Washington, District of Columbia, Court of Federal Claims No: 26-0072V.</P>
                <P>53. Michelle McNeal, Washington, District of Columbia, Court of Federal Claims No: 26-0073V.</P>
                <P>54. Rita Morales-Dotson, Washington, District of Columbia, Court of Federal Claims No: 26-0074V.</P>
                <P>55. Latonya Morman, Washington, District of Columbia, Court of Federal Claims No: 26-0075V.</P>
                <P>56. Lindsee Myers, Washington, District of Columbia, Court of Federal Claims No: 26-0076V.</P>
                <P>57. James Nguyen, Washington, District of Columbia, Court of Federal Claims No: 26-0077V.</P>
                <P>58. Jacqueline Norris, Washington, District of Columbia, Court of Federal Claims No: 26-0078V.</P>
                <P>59. Noreen Perlo, Washington, District of Columbia, Court of Federal Claims No: 26-0079V.</P>
                <P>60. Nadine Perry, Washington, District of Columbia, Court of Federal Claims No: 26-0080V.</P>
                <P>61. Kidane Yosief on behalf of NKY, Austin, Texas, Court of Federal Claims No: 26-0081V.</P>
                <P>62. Michael P. Szczepanik, Williamsville, New York, Court of Federal Claims No: 26-0082V.</P>
                <P>63. Margie Chaney, San Antonio, Texas, Court of Federal Claims No: 26-0083V.</P>
                <P>64. Thomas Truxton, Pennsauken, New Jersey, Court of Federal Claims No: 26-0084V.</P>
                <P>65. Amber Smith, Tecumseh, Michigan, Court of Federal Claims No: 26-0085V.</P>
                <P>66. Margaret Rayburn, New York, New York, Court of Federal Claims No: 26-0086V.</P>
                <P>67. Rebekah Decker, Salt Lake City, Utah, Court of Federal Claims No: 26-0087V.</P>
                <P>68. Anthony Daniel, North Brunswick, New Jersey, Court of Federal Claims No: 26-0088V.</P>
                <P>69. Lucas Martins, Woodridge, Illinois, Court of Federal Claims No: 26-0089V.</P>
                <P>70. Elvin Isaac Canas Alvarado, Phoenix, Arizona, Court of Federal Claims No: 26-0090V.</P>
                <P>71. David Monk on behalf of the Estate of Christine Lee Monk, Deceased, Euless, Texas, Court of Federal Claims No: 26-0091V.</P>
                <P>72. Marcia Miley, Salem, Oregon, Court of Federal Claims No: 26-0092V.</P>
                <P>73. Margaret Cosgrove, Cheney, Washington, Court of Federal Claims No: 26-0095V.</P>
                <P>74. Alfred Pembrick, Grandview, Missouri, Court of Federal Claims No: 26-0096V.</P>
                <P>75. Michael Boyd, Memphis, Tennessee, Court of Federal Claims No: 26-0097V.</P>
                <P>76. Diane Bell, Strongsville, Ohio, Court of Federal Claims No: 26-0098V.</P>
                <P>77. Kathy Morren, Reed City, Michigan, Court of Federal Claims No: 26-0099V.</P>
                <P>78. Benny Tang, New York, New York, Court of Federal Claims No: 26-0100V.</P>
                <P>79. Francis Iki, Houston, Texas, Court of Federal Claims No: 26-0105V.</P>
                <P>80. Jacquelyn Aker, Chicago, Illinois, Court of Federal Claims No: 26-0106V.</P>
                <P>81. Michelle Meyer, Washington, District of Columbia, Court of Federal Claims No: 26-0107V.</P>
                <P>82. Jideofor Anene, Sarasota, Florida, Court of Federal Claims No: 26-0110V.</P>
                <P>83. April Diviney, McMinnville, Oregon, Court of Federal Claims No: 26-0111V.</P>
                <P>84. William Spargo, Livonia, Michigan, Court of Federal Claims No: 26-0113V.</P>
                <P>85. Linda McKinney, Carmel, Indiana, Court of Federal Claims No: 26-0114V.</P>
                <P>86. Landon Damiao, Woodridge, Illinois, Court of Federal Claims No: 26-0115V.</P>
                <P>87. Hooman Enayati, Bethlehem, Pennsylvania, Court of Federal Claims No: 26-0116V.</P>
                <P>88. Shane Kearney, Louisville, Kentucky, Court of Federal Claims No: 26-0117V.</P>
                <P>89. Betty McMullin, Hilo, Hawaii, Court of Federal Claims No: 26-0118V.</P>
                <P>90. Sierra Chip, Washington, District of Columbia, Court of Federal Claims No: 26-0119V.</P>
                <P>91. Lynn Ashley, Chattanooga, Tennessee, Court of Federal Claims No: 26-0120V.</P>
                <P>92. Hollie Baker, Gambrills, Maryland, Court of Federal Claims No: 26-0121V.</P>
                <P>93. Anthony Romero, Chelsea, Michigan, Court of Federal Claims No: 26-0122V.</P>
                <P>94. Kala Barnes, Watertown, Wisconsin, Court of Federal Claims No: 26-0125V.</P>
                <P>95. Barbara Felts, Rehoboth Beach, Delaware, Court of Federal Claims No: 26-0126V.</P>
                <P>96. Tina Stephenson, Englewood, New Jersey, Court of Federal Claims No: 26-0127V.</P>
                <P>97. Kayla Craig, Knoxville, Tennessee, Court of Federal Claims No: 26-0129V.</P>
                <P>98. Tamika Graham, Philadelphia, Pennsylvania, Court of Federal Claims No: 26-0130V.</P>
                <P>99. Kenneth Duane Harlan, Colorado Springs, Colorado, Court of Federal Claims No: 26-0131V.</P>
                <P>100. Ivelisse Reyes, Saugus, Massachusetts, Court of Federal Claims No: 26-0132V.</P>
                <P>101. Dana Munoz, Ocala, Florida, Court of Federal Claims No: 26-0133V.</P>
                <P>102. Daniel Weinstein, Washington, District of Columbia, Court of Federal Claims No: 26-0134V.</P>
                <P>103. Luis Camacho, Fishkill, New York, Court of Federal Claims No: 26-0135V.</P>
                <P>104. Hailey Wurz on behalf of H.M. Southern Pines, North Carolina, Court of Federal Claims No: 26-0136V.</P>
                <P>105. Brent Westrick, Clovis, California, Court of Federal Claims No: 26-0137V.</P>
                <P>106. Priscilla Rosario, Hollywood, Florida, Court of Federal Claims No: 26-0138V.</P>
                <P>107. Tanner Sarvis, Marion, South Carolina, Court of Federal Claims No: 26-0139V.</P>
                <P>108. Sonja Sanxay, Bristol, Tennessee, Court of Federal Claims No: 26-0141V.</P>
                <P>109. Donald Cooley, Cincinnati, Ohio, Court of Federal Claims No: 26-0143V.</P>
                <P>110. Jessica Wilson, Athens, Tennessee, Court of Federal Claims No: 26-0145V.</P>
                <P>
                    111. Ashley Forty on behalf of L.B., Albany, Oregon, Court of Federal Claims No: 26-0147V.
                    <PRTPAGE P="8894"/>
                </P>
                <P>112. Andrea Dutkin, Walnut Creek, California, Court of Federal Claims No: 26-0149V.</P>
                <P>113. Janet Parker, Green Bay, Wisconsin, Court of Federal Claims No: 26-0153V.</P>
                <P>114. Wilma Rosario, Stroudsburg, Pennsylvania, Court of Federal Claims No: 26-0154V.</P>
                <P>115. Ashley Rojas, Englewood, New Jersey, Court of Federal Claims No: 26-0159V.</P>
                <P>116. Alan Foster, Midland, Michigan, Court of Federal Claims No: 26-0162V.</P>
                <P>117. Summer Bragg on behalf of T.S., Deceased, Ronceverte, West Virginia, Court of Federal Claims No: 26-0164V.</P>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03631 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4165-15-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Office of the Secretary</SUBAGY>
                <SUBJECT>Findings of Research Misconduct; Correction</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of the Secretary, HHS</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Correction of notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        This document corrects an error that appeared in the notice published in the February 9, 2026, 
                        <E T="04">Federal Register</E>
                         entitled “Findings of Research Misconduct.”
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P/>
                    <P>
                        <E T="03">Effective Date:</E>
                         February 24, 2026.
                    </P>
                    <P>
                        <E T="03">Applicability Date:</E>
                         The correction notice is applicable for the Findings of Research Misconduct notice published on February 9, 2026.
                    </P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Dr. Anuj Sharma or Ms. Karen Gorirossi at 240-453-8800.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Background</HD>
                <P>In FR Doc. 2026-02505 of February 9, 2026 (91 FR 5774-5776), there was a typographical error involving a date in one paragraph on page 5775. The error is identified and corrected in the Correction of Errors section below.</P>
                <HD SOURCE="HD1">II. Correction of Errors</HD>
                <P>In FR Doc. 2025-02505 of February 9, 2026 (91 FR 5774-5776), due to a typographical error, make the following correction:</P>
                <P>1. On page 5775, second column, fifth paragraph, line 1, in FR Doc. 2026-02505, change “December 8, 2024” to “December 8, 2025.”</P>
                <SIG>
                    <DATED>Dated: February 19, 2026.</DATED>
                    <NAME>Sheila R. Garrity,</NAME>
                    <TITLE>Director, Office of Research Integrity, Office of the Assistant Secretary for Health.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03593 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4150-31-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>Center for Scientific Review; Notice of Closed Meetings</SUBJECT>
                <P>Pursuant to section 1009 of the Federal Advisory Committee Act, as amended, notice is hereby given of the following meetings.</P>
                <P>The meetings will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
                <EXTRACT>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Oncology 2—Translational Clinical Integrated Review Group; Clinical Oncology Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         March 25, 2026.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8:00 a.m. to 7:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Address:</E>
                         National Institutes of Health, Rockledge II, 6701 Rockledge Drive, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Meeting Format:</E>
                         Virtual Meeting.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Laura Asnaghi, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockville Drive, Room 6200, MSC 7804, Bethesda, MD 20892, (301) 443-1196, 
                        <E T="03">laura.asnaghi@nih.gov</E>
                        .
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Genes, Genomes, and Genetics Integrated Review Group; Genetic Variation and Evolution Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         March 25, 2026.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         9:00 a.m. to 7:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Address:</E>
                         National Institutes of Health, Rockledge II, 6701 Rockledge Drive, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Meeting Format:</E>
                         Virtual Meeting.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Michael Patrick O'Connell, Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Bethesda, MD 20892, (301) 867-5309, 
                        <E T="03">oconnellmp@mail.nih.gov</E>
                        .
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Infectious Diseases and Immunology B Integrated Review Group; HIV Comorbidities and Clinical Studies Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         March 26-27, 2026.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         9:00 a.m. to 6:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.  
                    </P>
                    <P>
                        <E T="03">Address:</E>
                         National Institutes of Health, Rockledge II, 6701 Rockledge Drive, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Meeting Format:</E>
                         Virtual Meeting.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Shannon J. Sherman, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Bethesda, MD 20892, 301-594-0715, 
                        <E T="03">shannon.sherman@nih.gov</E>
                        .
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Center for Scientific Review Special Emphasis Panel; PAR Panel: Diet, Lipid Metabolism, and Cancer.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         March 26, 2026.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         9:00 a.m. to 7:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.  
                    </P>
                    <P>
                        <E T="03">Address:</E>
                         National Institutes of Health, Rockledge II, 6701 Rockledge Drive, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Meeting Format:</E>
                         Virtual Meeting.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Shree Ram Singh, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Bethesda, MD 20892, (240) 672-6175, 
                        <E T="03">singhshr@mail.nih.gov</E>
                        .
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Genes, Genomes, and Genetics Integrated Review Group; Molecular Genetics Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         March 26, 2026.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         9:00 a.m. to 7:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.  
                    </P>
                    <P>
                        <E T="03">Address:</E>
                         National Institutes of Health, Rockledge II, 6701 Rockledge Drive, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Meeting Format:</E>
                         Virtual Meeting.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Altaf Ahmad Dar, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Bethesda, MD 20892, (301) 827-2680, 
                        <E T="03">altaf.dar@nih.gov</E>
                        .
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Musculoskeletal, Oral and Skin Sciences Integrated Review Group; Skin and Connective Tissue Sciences Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         March 26, 2026.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         9:00 a.m. to 8:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.  
                    </P>
                    <P>
                        <E T="03">Address:</E>
                         National Institutes of Health, Rockledge II, 6701 Rockledge Drive, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Meeting Format:</E>
                         Virtual Meeting.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Robert Gersch, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 800K, Bethesda, MD 20817, (301) 867-5309, 
                        <E T="03">robert.gersch@nih.gov</E>
                        .
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Center for Scientific Review Special Emphasis Panel; Clinical and Translational Cancer Research.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         March 26, 2026.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         9:00 a.m. to 6:30 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.  
                    </P>
                    <P>
                        <E T="03">Address:</E>
                         National Institutes of Health, Rockledge II, 6701 Rockledge Drive, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Meeting Format:</E>
                         Virtual Meeting.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Shuli Xia, Ph.D., Scientific Review Officer, Center for Scientific Review, 
                        <PRTPAGE P="8895"/>
                        National Institutes of Health, 6701 Rockledge Drive, Bethesda, MD 20892, (240) 276-5256, 
                        <E T="03">shuli.xia@nih.gov</E>
                        .
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Infectious Diseases and Immunology A Integrated Review Group;  Adaptive Immunity Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         March 26, 2026.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         9:30 a.m. to 7:30 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.  
                    </P>
                    <P>
                        <E T="03">Address:</E>
                         National Institutes of Health, Rockledge II, 6701 Rockledge Drive, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Meeting Format:</E>
                         Virtual Meeting.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Liying Guo, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 4198, MSC 7812, Bethesda, MD 20892, (301) 827-7728, 
                        <E T="03">lguo@mail.nih.gov</E>
                        .
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Center for Scientific Review Special Emphasis Panel; RFA-CA-001: Technologies for Cancer Research.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         March 26-27, 2026.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         10:00 a.m. to 6:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.  
                    </P>
                    <P>
                        <E T="03">Address:</E>
                         National Institutes of Health, Rockledge II, 6701 Rockledge Drive, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Meeting Format:</E>
                         Virtual Meeting.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Ombretta Salvucci, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Bethesda, MD 20892, (240) 276-7286, 
                        <E T="03">salvucco@mail.nih.gov</E>
                        .
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Bioengineering Sciences &amp; Technologies Integrated Review Group; Innovations in Nanosystems and Nanotechnology Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         March 27, 2026.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         9:00 a.m. to 7:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.  
                    </P>
                    <P>
                        <E T="03">Address:</E>
                         National Institutes of Health, Rockledge II, 6701 Rockledge Drive, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Meeting Format:</E>
                         Virtual Meeting.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Yingli Fu, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Bethesda, MD 20892, (301) 594-0840, 
                        <E T="03">yingli.fu@nih.gov</E>
                        .
                    </P>
                    <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.306, Comparative Medicine; 93.333, Clinical Research, 93.306, 93.333, 93.337, 93.393-93.396, 93.837-93.844, 93.846-93.878, 93.892, 93.893, National Institutes of Health, HHS)</FP>
                </EXTRACT>
                <SIG>
                    <DATED> Dated: February 20, 2026.</DATED>
                    <NAME>Rosalind M. Niamke,</NAME>
                    <TITLE>Program Analyst, Office of Federal Advisory Committee Policy.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-03671 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4140-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>Center For Scientific Review; Notice of Closed Meetings</SUBJECT>
                <P>Pursuant to section 1009 of the Federal Advisory Committee Act, as amended, notice is hereby given of the following meetings.</P>
                <P>The meetings will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
                <EXTRACT>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Center for Scientific Review, Special Emphasis Panel; Fellowships: Physiology and Pathobiology of Cardiovascular and Respiratory Systems.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         March 25, 2026.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8:00 a.m. to 8:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Address:</E>
                         National Institutes of Health, One Democracy Plaza, 6701 Democracy Boulevard, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Meeting Format:</E>
                         Virtual Meeting.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Yuanyi Feng, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Dr., Bethesda, MD 20892, (301) 594-1180, 
                        <E T="03">fengy7@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Brain Disorders and Clinical Neuroscience Integrated Review Group; Neural Basis of Psychopathology, Addictions and Sleep Disorders Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         March 25-26, 2026.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         9:00 a.m. to 6:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Address:</E>
                         National Institutes of Health, 6701 Rockledge Drive, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Meeting Format:</E>
                         Virtual Meeting.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Todd Everett White, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Bethesda, MD 20892, (301) 594-3962, 
                        <E T="03">todd.white@nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Applied Immunology and Disease Control Integrated Review Group; Vaccines Against Infectious Diseases Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         March 25-26, 2026.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         10:00 a.m. to 6:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Address:</E>
                         National Institutes of Health, Rockledge II 6701, Rockledge Drive, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Meeting Format:</E>
                         Virtual Meeting.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Jian Wang, MD, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 4218, MSC 7812 Bethesda, MD 20892, (301) 213-9853 
                        <E T="03">wangjia@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Brain Disorders and Clinical Neuroscience Integrated Review Group; Brain Injury and Neurovascular Pathologies Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         March 26-27, 2026.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         9:00 a.m. to 6:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Address:</E>
                         National Institutes of Health, 6701 Rockledge Drive, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Meeting Format:</E>
                         Virtual Meeting.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Nilkantha Sen, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Bethesda, MD 20892, (301) 496-9223 
                        <E T="03">nilkantha.sen@nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Center for Scientific Review, Special Emphasis Panel PAR Panel: Metabolic, Cerebrovascular, Environmental, and Sleep Factors in Alzheimer's Disease and Related Dementias (ADRD).
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         March 26-27, 2026.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         9:00 a.m. to 6:30 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Address:</E>
                         National Institutes of Health, 6701 Rockledge Drive, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Meeting Format:</E>
                         Virtual Meeting.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Jennifer Kielczewski, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Bethesda, MD 20892, (301) 435-1042 
                        <E T="03">jennifer.kielczewski@nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Oncology 2—Translational Clinical Integrated Review Group; Cancer Prevention Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         March 26, 2026.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         9:00 a.m. to 7:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Address:</E>
                         National Institutes of Health, Rockledge II 6701, Rockledge Drive, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Meeting Format:</E>
                         Virtual Meeting.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Byung Min Chung, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Bethesda, MD 20892, (301) 496-4056 
                        <E T="03">justin.chung@nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Center for Scientific Review, Special Emphasis Panel; Program Projects: Cardiac biology and disease.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         March 26, 2026.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         9:00 a.m. to 6:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Address:</E>
                         National Institutes of Health, Rockledge II 6701, Rockledge Drive, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Meeting Format:</E>
                         Virtual Meeting.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Devaiah Nanjappa Ballachanda, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 801F Bethesda, MD 20892, (301) 480-0576 
                        <E T="03">ballachandad@mail.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Applied Immunology and Disease Control Integrated Review Group; Interspecies Microbial Interactions and Infections Study Section.
                        <PRTPAGE P="8896"/>
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         March 26-27, 2026.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         10:00 a.m. to 6:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Address:</E>
                         National Institutes of Health, Rockledge II 6701, Rockledge Drive, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Meeting Format:</E>
                         Virtual Meeting.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Irene Ramos Lopez, National Institutes of Health, Rockledge II 6701, Rockledge Drive, Bethesda, MD 20892. (301) 480-4891 
                        <E T="03">irene.ramoslopez@nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Center for Scientific Review Special Emphasis Panel; Basic and Translational Cancer Research.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         March 26-27, 2026.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         10:00 a.m. to 6:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Address:</E>
                         National Institutes of Health, Rockledge II 6701, Rockledge Drive, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Nadeem Khan, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Bethesda, MD 20892, (240) 276-5856, 
                        <E T="03">nadeem.khan@nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Bioengineering Sciences &amp; Technologies Integrated Review Group; Biodata Management and Analysis Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         March 27, 2026.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         9:00 a.m. to 7:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Address:</E>
                         National Institutes of Health, Rockledge II 6701, Rockledge Drive, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Meeting Format:</E>
                         Virtual Meeting.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         E. Bryan Crenshaw, National Institutes of Health, Rockledge II 6701, Rockledge Drive, Bethesda, MD 20892. (301) 480-7129 
                        <E T="03">bryan.crenshaw@nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Center for Scientific Review Special Emphasis Panel; Brain Injury and Neurodegeneration.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         March 27, 2026.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         10:00 a.m. to 7:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Address:</E>
                         National Institutes of Health, Rockledge II 6701, Rockledge Drive, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Meeting Format:</E>
                         Virtual Meeting.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Alexander Yakovlev, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 5206, MSC 7846, Bethesda, MD 20892-7846, 301-435-1254 
                        <E T="03">yakovleva@csr.nih.gov</E>
                        .
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Center for Scientific Review Special Emphasis Panel; RFA-DA-26-034: Chemical Countermeasures Research Program (CCRP) Initiative: Basic Research on The Deleterious Effects of Acute Exposure to Ultra-Potent Synthetic (UPS) Opioids (R01).
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         March 27, 2026.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         11:00 a.m. to 5:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Address:</E>
                         National Institutes of Health, Rockledge II 6701, Rockledge Drive, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Meeting Format:</E>
                         Virtual Meeting.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Mamatha Garige, National Institutes of Health, Rockledge II 6701, Rockledge Drive, Bethesda, MD 20892. (301) 443-9737 
                        <E T="03">mamatha.garige@nih.gov</E>
                        .
                    </P>
                    <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.306, Comparative Medicine; 93.333, Clinical Research, 93.306, 93.333, 93.337, 93.393-93.396, 93.837-93.844, 93.846-93.878, 93.892, 93.893, National Institutes of Health, HHS)</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: February 19, 2026.</DATED>
                    <NAME>Bruce A. George, </NAME>
                    <TITLE>Program Analyst, Office of Federal Advisory Committee Policy.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-03647 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4140-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>Office of the Secretary; Notice of Meeting</SUBJECT>
                <P>Pursuant to section 1009 of the Federal Advisory Committee Act, as amended, notice is hereby given of a meeting of the Interagency Autism Coordinating Committee.</P>
                <P>
                    The meeting will be open to the public to attend in person or virtually. Virtual viewing will be accessible via NIH Videocast. Advanced registration is required for in-person attendance; REAL ID or equivalent is required for in-person attendance. Individuals wishing to participate in person or virtually and in need of special assistance or other reasonable accommodations should submit a request to the Contact Person listed on this notice at least seven (7) business days prior to the meeting. The open session can be accessed from the NIH Videocast website (
                    <E T="03">https://videocast.nih.gov/</E>
                    ).
                </P>
                <P>The purpose of the IACC meeting is to discuss committee business, agency updates, and issues related to autism research and services activities.</P>
                <EXTRACT>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Interagency Autism Coordinating Committee.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         March 19, 2026.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         9:00 a.m. to 5:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To discuss committee business, updates, and issues related to autism research and services activities.  
                    </P>
                    <P>
                        <E T="03">Address:</E>
                         National Institutes of Health, Neuroscience Center, 6001 Executive Boulevard, First Floor Conference Room, Rockville, MD 20852.
                    </P>
                    <P>
                        <E T="03">Meeting Format:</E>
                         In Person and Virtual Meeting.
                    </P>
                    <P>
                        <E T="03">Cost:</E>
                         The meeting is free and open to the public.
                    </P>
                    <P>
                        <E T="03">Registration:</E>
                         A registration web link will be posted on the IACC website (
                        <E T="03">iacc.hhs.gov</E>
                        ) prior to the meeting. Pre-registration is required for in-person attendance.
                    </P>
                    <P>
                        <E T="03">Deadlines:</E>
                         Public Comment Due Date: Thursday, March 5, by 5:00 p.m. ET, Public Comment Guidelines, For public comment instructions, see below.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Ms. Rebecca Martin, Office Autism Research Coordination, National Institute of Mental Health, NIH, Phone: 301-435-0886, Email: 
                        <E T="03">IACCPublicInquiries@mail.nih.gov</E>
                        .
                    </P>
                    <P>
                        <E T="03">Public Comments:</E>
                         The IACC welcomes written and oral/virtual public comments from members of the autism community and asks the community to review and adhere to its Public Comment Guidelines. In the 
                        <E T="03">2021-2023 IACC Strategic Plan,</E>
                         the IACC lists the “Spirit of Collaboration” as one of its core values, stating that, “We will treat others with respect, listen with open minds to the diverse lived experiences of people on the autism spectrum and their families, consider multiple solutions, and foster discussions where participants can comfortably share different opinions.” In keeping with this core value, the IACC and the NIMH Office of National Autism Coordination (ONAC) ask that members of the public who provide public comments or participate in meetings of the IACC also adhere to this core value.
                    </P>
                    <P>A limited number of slots are available for individuals to provide a ~3-minute summary or excerpt of their written comment to the Committee during the meeting either in person or via videoconference. For those interested in that opportunity, please indicate “Interested in providing oral/virtual comment” in your written submission, along with your name, address, email, phone number, and professional/organizational affiliation so that ONAC staff can contact you if a slot is available.</P>
                    <P>For any given meeting, priority for comment slots will be assigned to individuals and organizations that have not previously provided comments in the current calendar year. This will help ensure that as many individuals and organizations as possible have an opportunity to share comments. Commenters going over their allotted 3-minute slot may be asked to conclude immediately in order to allow other comments and the rest of the meeting to proceed on schedule.</P>
                    <P>
                        Public comment submissions received by 5:00 p.m. ET on Thursday, March 5, 2026, will be provided to the Committee prior to the meeting for their consideration. Any written comments received after 5:00 p.m. ET, Thursday, March 5, 2026, may be provided to the Committee either before or after the meeting, depending on the volume of comments received and the time required to process them in accordance with privacy regulations and other applicable Federal policies. The Committee is not able to respond individually to comments. All public comments become part of the public record. Attachments of copyrighted publications are not permitted, but web links or citations for any copyrighted works cited may be provided. For public comment guidelines, see: 
                        <E T="03">https://iacc.hhs.gov/meetings/public-comments/guidelines/.</E>
                    </P>
                    <P>
                        <E T="03">Technical issues:</E>
                         If you experience any technical problems with the webcast, please email 
                        <E T="03">IACCPublicInquiries@mail.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Disability Accommodations:</E>
                         All IACC Full Committee Meetings provide Closed Captioning through the NIH videocast 
                        <PRTPAGE P="8897"/>
                        website. Individuals whose full participation in the meeting will require special accommodations (
                        <E T="03">e.g.,</E>
                         sign language or interpreting services, etc.) must submit a request to the Contact Person listed on the notice at least seven (7) business days prior to the meeting. Such requests should include a detailed description of the accommodation needed and a way for the IACC to contact the requester if more information is needed to fill the request. Special requests should be made at least seven (7) business days prior to the meeting; last-minute requests may be made but may not be possible to accommodate.
                    </P>
                    <P>
                        <E T="03">Security:</E>
                         During the check-in process, attendees will be asked to show one form of identification (for example, a government-issued photo ID, driver's license, or passport) and to state the purpose of their visit. Pre-registration is required for in-person attendance.
                    </P>
                    <P>Meeting schedule subject to change.</P>
                    <P>
                        <E T="03">More Information:</E>
                         Information about the IACC is available on the website: 
                        <E T="03">https://iacc.hhs.gov.</E>
                    </P>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: February 20, 2026.</DATED>
                    <NAME>Rosalind M. Niamke,</NAME>
                    <TITLE>Program Analyst, Office of Federal Advisory Committee Policy.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-03684 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4140-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>Fish and Wildlife Service</SUBAGY>
                <DEPDOC>[Docket No. FWS-HQ-IA-2025-0473; FXIA16710900000-256-FF09A30000]</DEPDOC>
                <SUBJECT>Foreign Endangered Species; Receipt of Permit Applications</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Fish and Wildlife Service, Interior.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of receipt of permit applications; request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>We, the U.S. Fish and Wildlife Service, invite the public to comment on applications to conduct certain activities with foreign species that are listed as endangered under the Endangered Species Act (ESA). With some exceptions, the ESA prohibits activities with listed species unless Federal authorization is issued that allows such activities. The ESA also requires that we invite public comment before issuing permits for any activity otherwise prohibited by the ESA with respect to any endangered species.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>We must receive comments by March 26, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P/>
                    <P>
                        <E T="03">Obtaining Documents:</E>
                         The applications, application supporting materials, and any comments and other materials that we receive will be available for public inspection at 
                        <E T="03">https://www.regulations.gov</E>
                         in Docket No. FWS-HQ-IA-2025-0473.
                    </P>
                    <P>
                        <E T="03">Submitting Comments:</E>
                         When submitting comments, please specify the name of the applicant and the permit number at the beginning of your comment. You may submit comments by one of the following methods:
                    </P>
                    <P>
                        • 
                        <E T="03">Internet: https://www.regulations.gov.</E>
                         Search for and submit comments on Docket No. FWS-HQ-IA-2025-0473.
                    </P>
                    <P>
                        • 
                        <E T="03">U.S. Mail:</E>
                         Public Comments Processing, Attn: Docket No. FWS-HQ-IA-2025-0473; U.S. Fish and Wildlife Service Headquarters, MS: PRB/3W; 5275 Leesburg Pike; Falls Church, VA 22041-3803.
                    </P>
                    <P>
                        For more information, see Public Comment Procedures under 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                        .
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Timothy MacDonald, by phone at 703-358-2185 or via email at 
                        <E T="03">DMAFR@fws.gov.</E>
                         Individuals in the United States who are deaf, deafblind, hard of hearing, or have a speech disability may dial 711 (TTY, TDD, or TeleBraille) to access telecommunications relay services. Individuals outside the United States should use the relay services offered within their country to make international calls to the point-of-contact in the United States.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Public Comment Procedures</HD>
                <HD SOURCE="HD2">A. How do I comment on submitted applications?</HD>
                <P>We invite the public and local, State, Tribal, and Federal agencies to comment on these applications. Before issuing any of the requested permits, we will take into consideration any information that we receive during the public comment period.</P>
                <P>
                    You may submit your comments and materials by one of the methods in 
                    <E T="02">ADDRESSES</E>
                    . We will not consider comments sent by email or to an address not in 
                    <E T="02">ADDRESSES</E>
                    . We will not consider or include in our administrative record comments we receive after the close of the comment period (see 
                    <E T="02">DATES</E>
                    ).
                </P>
                <P>When submitting comments, please specify the name of the applicant and the permit number at the beginning of your comment. Provide sufficient information to allow us to authenticate any scientific or commercial data you include. The comments and recommendations that will be most useful and likely to influence agency decisions are: (1) Those supported by quantitative information or studies; and (2) those that include citations to, and analyses of, the applicable laws and regulations.</P>
                <HD SOURCE="HD2">B. May I review comments submitted by others?</HD>
                <P>
                    You may view and comment on others' public comments at 
                    <E T="03">https://www.regulations.gov</E>
                     unless our allowing so would violate the Privacy Act (5 U.S.C. 552a) or Freedom of Information Act (5 U.S.C. 552).
                </P>
                <HD SOURCE="HD2">C. Who will see my comments?</HD>
                <P>
                    If you submit a comment at 
                    <E T="03">https://www.regulations.gov,</E>
                     your entire comment, including any personal identifying information, will be posted on the website. If you submit a hardcopy comment that includes personal identifying information, such as your address, phone number, or email address, you may request at the top of your document that we withhold this information from public review. However, we cannot guarantee that we will be able to do so. Moreover, all submissions from organizations or businesses, and from individuals identifying themselves as representatives or officials of organizations or businesses, will be made available for public disclosure in their entirety.
                </P>
                <HD SOURCE="HD1">II. Background</HD>
                <P>
                    To help us carry out our conservation responsibilities for affected species, and in consideration of section 10(c) of the ESA of 1973, as amended (16 U.S.C. 1531 
                    <E T="03">et seq.</E>
                    ), we invite public comments on permit applications before final action is taken. With some exceptions, the ESA prohibits certain activities with listed species unless Federal authorization is issued that allows such activities. Permits issued under section 10(a)(1)(A) of the ESA allow otherwise prohibited activities for scientific purposes or to enhance the propagation or survival of the affected species. Service regulations regarding prohibited activities with endangered species, captive-bred wildlife registrations, and permits for any activity otherwise prohibited by the ESA with respect to any endangered species are available in title 50 of the Code of Federal Regulations in part 17.
                </P>
                <HD SOURCE="HD1">III. Permit Applications</HD>
                <P>We invite comments on the following applications.</P>
                <HD SOURCE="HD2">Applicant: University of Texas Rio Grande Valley; Brownsville, TX; Permit No. PER21497763</HD>
                <P>
                    The applicant requests authorization to import samples taken from four sea turtle species: green turtle (
                    <E T="03">Chelonia mydas</E>
                    ), leatherback (
                    <E T="03">Dermochelys coriacea</E>
                    ), hawksbill (
                    <E T="03">Eretmochelys imbricata</E>
                    ), and loggerhead (
                    <E T="03">
                        Caretta 
                        <PRTPAGE P="8898"/>
                        caretta
                    </E>
                    ) from multiple locations for the purpose of scientific research. This notification covers activities to be conducted by the applicant over a 5-year period.
                </P>
                <HD SOURCE="HD2">Applicant: St. Augustine Alligator Farm, St. Augustine, FL; Permit No. PER21244411</HD>
                <P>
                    The applicant requests a permit to export of one live, captive-bred male and one live, captive-bred female African slender-snouted crocodile (
                    <E T="03">Crocodylus cataphractus</E>
                    ) to the Selwo Adventura, Spain, for the purpose of enhancing the propagation or survival of the species. This notification is for a single export.
                </P>
                <HD SOURCE="HD2">Applicant: St. Augustine Alligator Farm, St. Augustine, FL; Permit No. PER21394921</HD>
                <P>The applicant requests a permit to export of one live, captive-bred male African slender-snouted crocodile to the Biotropica Zoological Conservancy, France, for the purpose of enhancing the propagation or survival of the species. This notification is for a single export.</P>
                <HD SOURCE="HD3">Multiple Trophy Applicants</HD>
                <P>
                    The following applicants request permits to import sport-hunted trophies of male bontebok (
                    <E T="03">Damaliscus pygargus pygargus</E>
                    ) culled from a captive herd maintained under the management program of the Republic of South Africa, for the purpose of enhancing the propagation or survival of the species.
                </P>
                <P>• Applicant: Michael Arthur Sumner, Okeechobee, FL; Permit No. PER22029243.</P>
                <P>• Applicant: Shaun Michael Kogut, Okeechobee, FL; Permit No. PER22030519.</P>
                <P>• Applicant: Benjamin Solum, Platte City, MO; Permit No. PER22041006.</P>
                <P>• Applicant: Todd Hodson, Saint Elmo, IL; Permit No. PER22042437.</P>
                <P>• Applicant: Lisa Arnold, Cypress, TX; Permit No. PER22043413.</P>
                <P>• Applicant: Mark D. Farnam, Fargo, ND; Permit No. PER22057213.</P>
                <P>• Applicant: Michael Logue, Brownstown, IL; Permit No. PER22057217.</P>
                <P>• Applicant: James McKenzie Sims, Evanston, WY; Permit No. PER22057254.</P>
                <P>• Applicant: Wyatt Pearson, Springfield, LA; Permit No. PER22057355.</P>
                <HD SOURCE="HD1">IV. Next Steps</HD>
                <P>
                    After the comment period closes, we will make decisions regarding permit issuance. If we issue permits to any of the applicants listed in this notice, we will publish a notice in the 
                    <E T="04">Federal Register</E>
                    . You may locate the notice announcing the permit issuance by searching 
                    <E T="03">https://www.regulations.gov</E>
                     for the permit number listed above in this document. For example, to find information about the potential issuance of Permit No. 12345A, you would go to regulations.gov and search for “12345A”.
                </P>
                <HD SOURCE="HD1">V. Authority</HD>
                <P>
                    We issue this notice under the authority of the ESA of 1973, as amended (16 U.S.C. 1531 
                    <E T="03">et seq.</E>
                    ), and its implementing regulations.
                </P>
                <SIG>
                    <NAME>Timothy MacDonald,</NAME>
                    <TITLE>Government Information Specialist, Branch of Permits, Division of Management Authority.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03681 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4333-15-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>Bureau of Reclamation</SUBAGY>
                <DEPDOC>[RR03042000, 25XR0680A1, RX.18786000.1000000; OMB Control Number 1006-0015]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Submission to the Office of Management and Budget for Review and Approval; Diversions, Return Flow, and Consumptive Use of Colorado River Water in the Lower Colorado River Basin</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Bureau of Reclamation, Interior.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of information collection; request for comment.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In accordance with the Paperwork Reduction Act of 1995, we, the Bureau of Reclamation (Reclamation) are proposing to renew and revise an information collection.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Interested persons are invited to submit comments on or before March 26, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to 
                        <E T="03">www.reginfo.gov/public/do/PRAMain.</E>
                         Find this particular information collection by selecting “Currently under Review—Open for Public Comments” or by using the search function. Please provide a copy of your comments to Kerim Dickson, Team Lead, Water Accounting and Verification Group, LCB-4210, Boulder Canyon Operations Office, Interior Region 8: Lower Colorado Basin, Bureau of Reclamation, P.O. Box 61470, Boulder City, NV 89006-1470; or by email to 
                        <E T="03">kdickson@usbr.gov</E>
                         with a courtesy copy to 
                        <E T="03">bor-sha-bcooadmin@usbr.gov.</E>
                         Please reference OMB Control Number 1006-0015 in the subject line of your comments.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Kerim Dickson by email at 
                        <E T="03">kdickson@usbr.gov,</E>
                         or by telephone at (725) 232-6443. Individuals in the United States who are deaf, deafblind, hard of hearing, or have a speech disability may dial 711 (TTY, TDD, or TeleBraille) to access telecommunications relay services. Individuals outside the United States should use the relay services offered within their country to make international calls to the point-of-contact in the United States. You may also view the ICR at 
                        <E T="03">http://www.reginfo.gov/public/do/PRAMain.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    In accordance with the Paperwork Reduction Act of 1995 (PRA, 44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ) and 5 CFR 1320.8(d)(1), we provide the general public and other Federal agencies with an opportunity to comment on new, proposed, revised, and continuing collections of information. This helps us assess the impact of our information collection requirements and minimize the public's reporting burden. It also helps the public understand our information collection requirements and provide the requested data in the desired format.
                </P>
                <P>
                    A 
                    <E T="04">Federal Register</E>
                     notice with a 60-day public comment period soliciting comments on this collection of information was published on December 15, 2025 (90 FR 58052). No comments were received.
                </P>
                <P>As part of our continuing effort to reduce paperwork and respondent burdens, we are again soliciting comments from the public and other Federal agencies on the proposed ICR that is described below. We are especially interested in public comments addressing the following:</P>
                <P>(1) Whether or not the collection of information is necessary for the proper performance of the functions of the agency, including whether or not the information will have practical utility;</P>
                <P>(2) The accuracy of our estimate of the burden for this collection of information, including the validity of the methodology and assumptions used;</P>
                <P>(3) Ways to enhance the quality, utility, and clarity of the information to be collected; and</P>
                <P>
                    (4) How might the agency minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of 
                    <PRTPAGE P="8899"/>
                    information technology, 
                    <E T="03">e.g.,</E>
                     permitting electronic submission of response.
                </P>
                <P>Comments that you submit in response to this notice are a matter of public record. Before including your address, phone number, email address, or other personal identifying information in your comment, you should be aware that your entire comment—including your personal identifying information—may be made publicly available at any time. While you can ask us in your comment to withhold your personal identifying information from public review, we cannot guarantee that we will be able to do so.</P>
                <P>
                    <E T="03">Abstract:</E>
                     Reclamation delivers Colorado River water to water users for diversion and beneficial consumptive use in the States of Arizona, California, and Nevada. The Consolidated Decree of the United States Supreme Court in the case of 
                    <E T="03">Arizona</E>
                     v. 
                    <E T="03">California, et al.,</E>
                     entered March 27, 2006 (547 U.S. 150 (2006)), requires the Secretary of the Interior to prepare and maintain complete, detailed, and accurate records of diversions of water, return flow, and consumptive use and make these records available at least annually. The information collected ensures that a State or water user within a State does not exceed its authorized use of Colorado River Water. Water users are obligated by provisions in their water delivery contracts to provide Reclamation information on diversions and return flows. Reclamation determines the consumptive use by subtracting return flow from diversions or by other engineering means.
                </P>
                <P>
                    <E T="03">Title of Collection:</E>
                     Diversions, Return Flow, and Consumptive Use of Colorado River Water in the Lower Colorado River Basin.
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     1006-0015.
                </P>
                <P>
                    <E T="03">Form Number:</E>
                     Forms LC-72, Custom Forms.
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Extension of a currently approved collection.
                </P>
                <P>
                    <E T="03">Respondents/Affected Public:</E>
                     The respondents will include the Lower Basin States (Arizona, California, and Nevada), local and tribal entities, water districts, and individuals that use Colorado River water.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Annual Respondents:</E>
                     84.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Annual Responses:</E>
                     491.
                </P>
                <P>
                    <E T="03">Estimated Completion Time per Response:</E>
                     See table.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Annual Burden Hours:</E>
                     103 hours.
                </P>
                <P>
                    <E T="03">Respondent's Obligation:</E>
                     Required to obtain or retain a benefit.
                </P>
                <P>
                    <E T="03">Frequency of Collection:</E>
                     Monthly, annually, or otherwise as stipulated by the water user's Colorado River water delivery contract with the Secretary of the Interior.
                </P>
                <P>
                    <E T="03">Total Estimated Annual Nonhour Burden Cost:</E>
                     None.
                </P>
                <GPOTABLE COLS="7" OPTS="L2,tp0,i1" CDEF="s50,r50,10,10,10,10,10">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">
                            Frequency of data collection
                            <LI>(monthly/annual)</LI>
                        </CHED>
                        <CHED H="1">Form No.</CHED>
                        <CHED H="1">
                            Number of
                            <LI>respondents</LI>
                        </CHED>
                        <CHED H="1">
                            Minutes/
                            <LI>response</LI>
                        </CHED>
                        <CHED H="1">
                            Number
                            <LI>responses/</LI>
                            <LI>respondent</LI>
                        </CHED>
                        <CHED H="1">
                            Total
                            <LI>responses/</LI>
                            <LI>year</LI>
                        </CHED>
                        <CHED H="1">
                            Total
                            <LI>hours/</LI>
                            <LI>year</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Annual</ENT>
                        <ENT>LC-72</ENT>
                        <ENT>20</ENT>
                        <ENT>10</ENT>
                        <ENT>1</ENT>
                        <ENT>20</ENT>
                        <ENT>3</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Monthly</ENT>
                        <ENT>Custom Forms</ENT>
                        <ENT>37</ENT>
                        <ENT>12</ENT>
                        <ENT>12</ENT>
                        <ENT>444</ENT>
                        <ENT>89</ENT>
                    </ROW>
                    <ROW RUL="n,n,s">
                        <ENT I="01">Annual</ENT>
                        <ENT>Custom Forms</ENT>
                        <ENT>27</ENT>
                        <ENT>25</ENT>
                        <ENT>1</ENT>
                        <ENT>27</ENT>
                        <ENT>11</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total</ENT>
                        <ENT/>
                        <ENT>84</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT>491</ENT>
                        <ENT>103</ENT>
                    </ROW>
                </GPOTABLE>
                <P>An agency may not conduct or sponsor, and a person is not required to respond to a collection of information unless it displays a currently valid OMB control number.</P>
                <P>
                    The authority for this action is the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ).
                </P>
                <SIG>
                    <NAME>Genevieve Johnson,</NAME>
                    <TITLE>Acting Regional Director Interior Region 8: Lower Colorado Basin Bureau of Reclamation.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03654 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4332-90-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">INTERNATIONAL TRADE COMMISSION</AGENCY>
                <DEPDOC>[Investigation Nos. 701-TA-417 and 731-TA-953, 731-TA-957-959, and 731-TA-961 (Fourth Review)]</DEPDOC>
                <SUBJECT>Carbon and Certain Alloy Steel Wire Rod From Brazil, Indonesia, Mexico, Moldova, and Trinidad and Tobago; Determinations</SUBJECT>
                <P>
                    On the basis of the record 
                    <SU>1</SU>
                    <FTREF/>
                     developed in the subject five-year reviews, the United States International Trade Commission (“Commission”) determines, pursuant to the Tariff Act of 1930 (“the Act”), that revocation of the countervailing duty order on carbon and certain alloy steel wire rod (“wire rod”) from Brazil and the antidumping duty orders on wire rod from Brazil, Indonesia, Mexico, Moldova, and Trinidad and Tobago would be likely to lead to continuation or recurrence of material injury to an industry in the United States within a reasonably foreseeable time.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         The record is defined in § 207.2(f) of the Commission's Rules of Practice and Procedure (19 CFR 207.2(f)).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Background</HD>
                <P>The Commission instituted these reviews on July 1, 2025 (90 FR 28783) and determined on November 24, 2025, that it would conduct expedited reviews (90 FR 61162, December 30, 2025).</P>
                <P>
                    The Commission made these determinations pursuant to section 751(c) of the Act (19 U.S.C. 1675(c)). It completed and filed its determinations in these reviews on February 19, 2026. The views of the Commission are contained in USITC Publication 5706 (February 2026), entitled 
                    <E T="03">Carbon and Certain Alloy Steel Wire Rod from Brazil, Indonesia, Mexico, Moldova, and Trinidad and Tobago: Investigation Nos. 701-TA-417 and 731-TA-953, 731-TA-957-959, and 731-TA-961 (Fourth Review).</E>
                </P>
                <SIG>
                    <P>By order of the Commission.</P>
                    <DATED>Issued: February 19, 2026.</DATED>
                    <NAME>Lisa Barton,</NAME>
                    <TITLE>Secretary to the Commission.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-03608 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7020-02-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">INTERNATIONAL TRADE COMMISSION</AGENCY>
                <DEPDOC>[Investigation Nos. 701-TA-776 and 731-TA-1761 (Final)]</DEPDOC>
                <SUBJECT>Unwrought Palladium From Russia; Scheduling of the Final Phase of Countervailing Duty and Antidumping Duty Investigations</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>United States International Trade Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Commission hereby gives notice of the scheduling of the final phase of antidumping and countervailing duty investigation Nos. 701-TA-776 and 731-TA-1761 (Final) pursuant to the Tariff Act of 1930 to determine whether an industry in the 
                        <PRTPAGE P="8900"/>
                        United States is materially injured or threatened with material injury, or the establishment of an industry in the United States is materially retarded, by reason of imports of unwrought palladium from Russia, provided for in subheading 7110.21.00 of the Harmonized Tariff Schedule of the United States, preliminarily determined by the Department of Commerce (“Commerce”) to be sold at less-than-fair-value. Commerce's preliminary determination with respect to unwrought palladium from Russia, alleged to be subsidized by the government of Russia is pending.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>February 19, 2026.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Nitin Joshi ((202) 708-1669), Office of Investigations, U.S. International Trade Commission, 500 E Street SW, Washington, DC 20436. Hearing-impaired persons can obtain information on this matter by contacting the Commission's TDD terminal on 202-205-1810. Persons with mobility impairments who will need special assistance in gaining access to the Commission should contact the Office of the Secretary at 202-205-2000. General information concerning the Commission may also be obtained by accessing its internet server (
                        <E T="03">https://www.usitc.gov</E>
                        ). The public record for these investigations may be viewed on the Commission's electronic docket (EDIS) at 
                        <E T="03">https://edis.usitc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">Scope.</E>
                    —For purposes of these investigations, Commerce has defined the subject merchandise as unwrought palladium, whether or not refined, in the form of ingots, blocks, lumps, billets, cakes, slabs, pigs, cathodes, anodes, briquettes, cubes, sticks, grains, sponge, pellets, shot, powder, and similar forms. The scope does not cover rolled, forged, drawn or extruded products, tubular products or cast or sintered forms which have been machined or processed otherwise than by simple trimming, scalping, or descaling.
                </P>
                <P>Unwrought palladium is covered by the scope regardless of production method. The scope includes unwrought palladium produced through ore extraction, unwrought palladium produced by recycling palladium-containing scrap, unwrought palladium produced by any other method, and blends of unwrought palladium produced by different methods.</P>
                <P>The scope includes unwrought palladium that is commingled with unwrought palladium from sources not subject to these investigations or commingled with other metals. Only the subject unwrought palladium component of such commingled products is covered by the scope of these investigations.</P>
                <P>Subject merchandise includes merchandise matching the above description that has been finished, packaged, or otherwise processed in a third country, including by refining, grinding, commingling, adding or removing additives, or performing any other finishing, packaging, or processing that would not otherwise remove the merchandise from the scope of the investigations if performed in the subject country.</P>
                <P>
                    <E T="03">Background.</E>
                    —The final phase of these investigations is being scheduled pursuant to sections 705(b) and 731(b) of the Tariff Act of 1930 (19 U.S.C. 1671d(b) and 1673d(b)), as a result of an affirmative preliminary determination by Commerce that unwrought palladium is being sold in the United States at less than fair value within the meaning of § 733 of the Act (19 U.S.C. 1673b). Commerce's preliminary determination with respect to unwrought palladium alleged to be subsidized by the Government of Russia is pending. The investigations were requested in petitions filed on July 30, 2025, by Stillwater Mining Company and the United Steel, Paper and Forestry, Rubber, Manufacturing, Energy, Industrial and Services Workers International Union, AFL-CIO, CLC.
                </P>
                <P>For further information concerning the conduct of this phase of the investigations, hearing procedures, and rules of general application, consult the Commission's Rules of Practice and Procedure, part 201, subparts A and B (19 CFR part 201), and part 207, subparts A and C (19 CFR part 207).</P>
                <P>
                    <E T="03">Participation in the investigations and public service list.</E>
                    —Persons, including industrial users of the subject merchandise and, if the merchandise is sold at the retail level, representative consumer organizations, wishing to participate in the final phase of these investigations as parties must file an entry of appearance with the Secretary to the Commission, as provided in § 201.11 of the Commission's rules, no later than 21 days prior to the hearing date specified in this notice. A party that filed a notice of appearance during the preliminary phase of the investigations need not file an additional notice of appearance during this final phase. The Secretary will maintain a public service list containing the names and addresses of all persons, or their representatives, who are parties to the investigations.
                </P>
                <P>
                    Please note the Secretary's Office will accept only electronic filings during this time. Filings must be made through the Commission's Electronic Document Information System (EDIS, 
                    <E T="03">https://edis.usitc.gov</E>
                    ). No in-person paper-based filings or paper copies of any electronic filings will be accepted until further notice.
                </P>
                <P>
                    <E T="03">Limited disclosure of business proprietary information (BPI) under an administrative protective order (APO) and BPI service list.</E>
                    —Pursuant to § 207.7(a) of the Commission's rules, the Secretary will make BPI gathered in the final phase of these investigations available to authorized applicants under the APO issued in the investigations, provided that the application is made no later than 21 days prior to the hearing date specified in this notice. Authorized applicants must represent interested parties, as defined by 19 U.S.C. 1677(9), who are parties to the investigations. A party granted access to BPI in the preliminary phase of the investigations need not reapply for such access. A separate service list will be maintained by the Secretary for those parties authorized to receive BPI under the APO.
                </P>
                <P>
                    <E T="03">Staff report.</E>
                    —The prehearing staff report in the final phase of these investigations will be placed in the nonpublic record on April 15, 2026, and a public version will be issued thereafter, pursuant to § 207.22 of the Commission's rules.
                </P>
                <P>
                    <E T="03">Hearing.</E>
                    —The Commission will hold a hearing in connection with the final phase of these investigations beginning at 9:30 a.m. on Monday, April 27, 2026. Requests to appear at the hearing should be filed in writing with the Secretary to the Commission on or before Wednesday, April 22, 2026. Any requests to appear as a witness via videoconference must be included with your request to appear. Requests to appear via videoconference must include a statement explaining why the witness cannot appear in person; the Chairman, or other person designated to conduct the investigation, may in their discretion for good cause shown, grant such a request. Requests to appear as remote witness due to illness or a positive COVID-19 test result may be submitted by 3:00 p.m. the business day prior to the hearing. Further information about participation in the hearing will be posted on the Commission's website at 
                    <E T="03">https://www.usitc.gov/calendarpad/calendar.html.</E>
                </P>
                <P>
                    A nonparty who has testimony that may aid the Commission's deliberations may request permission to present a short statement at the hearing. All parties and nonparties desiring to appear at the hearing and make oral presentations should attend a 
                    <PRTPAGE P="8901"/>
                    prehearing conference, if deemed necessary, to be held at 9:30 a.m. on Friday, April 24, 2026. Parties shall file and serve written testimony and presentation slides in connection with their presentation at the hearing by no later than noon on April 24, 2026. Oral testimony and written materials to be submitted at the public hearing are governed by sections 201.6(b)(2), 201.13(f), and 207.24 of the Commission's rules. Parties must submit any request to present a portion of their hearing testimony 
                    <E T="03">in camera</E>
                     no later than 7 business days prior to the date of the hearing.
                </P>
                <P>
                    <E T="03">Written submissions.</E>
                    —Each party who is an interested party shall submit a prehearing brief to the Commission. Prehearing briefs must conform with the provisions of § 207.23 of the Commission's rules; the deadline for filing is April 21, 2026. Parties shall also file written testimony in connection with their presentation at the hearing, and posthearing briefs, which must conform with the provisions of § 207.25 of the Commission's rules. The deadline for filing posthearing briefs is May 4, 2026. In addition, any person who has not entered an appearance as a party to the investigations may submit a written statement of information pertinent to the subject of the investigations, including statements of support or opposition to the petition, on or before May 4, 2026. On May 20, 2026, the Commission will make available to parties all information on which they have not had an opportunity to comment. Parties may submit final comments on this information on or before May 26, 2026, but such final comments must not contain new factual information and must otherwise comply with § 207.30 of the Commission's rules. All written submissions must conform with the provisions of § 201.8 of the Commission's rules; any submissions that contain BPI must also conform with the requirements of §§ 201.6, 207.3, and 207.7 of the Commission's rules. The Commission's 
                    <E T="03">Handbook on Filing Procedures,</E>
                     available on the Commission's website at 
                    <E T="03">https://www.usitc.gov/documents/handbook_on_filing_procedures.pdf,</E>
                     elaborates upon the Commission's procedures with respect to filings.
                </P>
                <P>Additional written submissions to the Commission, including requests pursuant to § 201.12 of the Commission's rules, shall not be accepted unless good cause is shown for accepting such submissions, or unless the submission is pursuant to a specific request by a Commissioner or Commission staff.</P>
                <P>In accordance with §§ 201.16(c) and 207.3 of the Commission's rules, each document filed by a party to the investigations must be served on all other parties to the investigations (as identified by either the public or BPI service list), and a certificate of service must be timely filed. The Secretary will not accept a document for filing without a certificate of service.</P>
                <P>
                    <E T="03">Authority:</E>
                     These investigations are being conducted under authority of title VII of the Tariff Act of 1930; this notice is published pursuant to § 207.21 of the Commission's rules.
                </P>
                <SIG>
                    <P>By order of the Commission.</P>
                    <DATED>Issued: February 19, 2026.</DATED>
                    <NAME>Lisa Barton,</NAME>
                    <TITLE>Secretary to the Commission.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03600 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7020-02-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">LEGAL SERVICES CORPORATION</AGENCY>
                <SUBJECT>Notice of Availability of Calendar Year 2026 Competitive Grant Funds for the Technology Initiative Grant Program</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Legal Services Corporation.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Legal Services Corporation (LSC) issues this Notice describing the conditions for submitting pre-applications and applications for 2026 Technology Initiative Grants (TIGs).</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Pre-Applications for the General TIG and Sustainability, Enhancement, and Adoption Grants must be received by 11:59 p.m. Eastern Time on Friday, April 10, 2026.</P>
                    <P>
                        <E T="03">Applications:</E>
                    </P>
                    <P>1. Technology Improvement Project applications must be received by 11:59 p.m. Eastern Time on Friday, May 22, 2026.</P>
                    <P>2. General TIG; Sustainability, Enhancement, and Adoption Grants; and TIG Planning Grant applications must be received by 11:59 p.m. Eastern Time on Tuesday, June 30, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        All pre-applications and applications must be submitted electronically via LSC's unified grants management system, GrantEase, at 
                        <E T="03">http://lscgrants.lsc.gov.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Eric Mathison, TIG Special Grants Coordinator, Office of Program Performance, Legal Services Corporation, 1825 I Street NW, Washington, DC 20006; (202) 295-1535 or 
                        <E T="03">techgrants@lsc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Introduction</HD>
                <P>Since 2000, Congress has provided an annual appropriation to LSC to award special funding for client self-help and information technology projects. LSC's TIG program funds technology tools to increase the quantity and quality of legal services available to eligible persons. TIG-funded projects develop, test, and replicate innovative technologies that help LSC grantees and state justice communities to improve low-income persons' access to high-quality legal assistance through integrated and well-managed technology systems. The TIG program also supports the effective use of technology at LSC-funded organizations through targeted assessment grants focused on improvements to technology systems and information security.</P>
                <HD SOURCE="HD1">II. Funding Opportunity Information</HD>
                <HD SOURCE="HD2">A. Eligible Applicants</HD>
                <P>To be eligible for Technology Initiative Grants, applicants must be current grantees of LSC Basic Field-General, Basic Field-Migrant, or Basic Field-Native American grants. In addition, applicants must receive basic field funding of at least a one-year term, be up to date on reporting on any existing TIG-funded projects, and not have had a previous TIG terminated in the past three years for reporting or other performance issues.</P>
                <HD SOURCE="HD2">B. Technology Initiative Grant Purpose and Key Goals</HD>
                <P>Since LSC's TIG program was established in 2000, LSC has made over 955 grants totaling over $95 million. The TIG program encourages organizations to use technology in innovative ways to:</P>
                <P>1. Effectively and efficiently provide high-quality legal assistance to low-income persons and to promote access to the judicial system through legal information, advice, and representation.</P>
                <P>2. Improve service delivery, quality of legal work, and management and administration of grantees.</P>
                <P>3. Develop, test, and replicate innovative strategies that can enable grantees and state justice communities to improve clients' access to high-quality legal assistance.</P>
                <HD SOURCE="HD2">C. Funding Categories</HD>
                <HD SOURCE="HD3">1. General Technology Initiative Grants</HD>
                <P>
                    Projects in this category (1) implement new or innovative approaches for using technology in legal services delivery; (2) enhance the effectiveness and efficiency of existing technologies so that they may be better used to increase the quality and 
                    <PRTPAGE P="8902"/>
                    quantity of services to clients; or (3) replicate, adapt, or provide added value to the work of prior technology projects. This includes implementing or improving proven methodologies and technologies from previous TIG projects as well as replicating effective technologies developed by non-LSC-funded legal aid organizations and other sectors. Applicants seeking continuation funding for existing or recently completed TIG projects should consider applying under the Sustainability, Enhancement, and Adoption (SEA) Grants category discussed below.
                </P>
                <P>General TIG projects require pre-applications. The pre-application deadline is April 10, 2026 and the full application deadline is June 30, 2026.</P>
                <HD SOURCE="HD3">2. Technology Improvement Projects (TIPS) and Intake TIPS</HD>
                <P>LSC recognizes that grantees need sufficient technology infrastructure in place before they can take on a more innovative TIG project. The TIP grant category is for applicants who need to improve their basic technology infrastructure. The maximum funding amount per grant for this category is $35,000.</P>
                <P>In 2026, TIP grants are available for Technology Assessments, Business Process Analysis (BPA) projects, and other discrete technology improvement efforts, such as usability/UX research or assessments, system performance audits, digital accessibility evaluations, technology skills assessments, and other efforts that will improve the technology infrastructure of the organization.</P>
                <HD SOURCE="HD3">New in 2026: Intake Technology Improvement Projects</HD>
                <P>The Intake Technology Improvement Projects subcategory is a newly established TIP funding track, designed with a two-phase structure:</P>
                <P>
                    • 
                    <E T="03">Phase 1:</E>
                     Business Process Assessment, funded as a TIP grant for up to $35,000; and
                </P>
                <P>
                    • 
                    <E T="03">Phase 2:</E>
                     Implementation and Improvement, with total funding for both phases capped at $100,000.
                </P>
                <P>Phase 2 funding is contingent on LSC approval of an acceptable implementation plan and budget and may be awarded only for high-priority, technology-related components of the intake improvement project.</P>
                <P>The 2026 TIP Application and related guidance will include targeted questions to identify the specific area of focus for each TIP as well as the requirements for the Intake BPA/Enhancement sub-category of TIP grants.</P>
                <P>The Technology Improvement Project (TIP) category does not require a pre-application. LSC will open the application system and provide guidance for this project category by April 1, 2026. The application deadline for Technology Improvement Projects is May 22, 2026.</P>
                <HD SOURCE="HD3">3. Sustainability, Enhancement, and Adoption Grants</HD>
                <P>Sustainability, Enhancement, and Adoption (SEA) Grants allow successful TIG grantees to build upon a specific project and its technologies, ensure that their TIG-funded work is effectively integrated into the service delivery system, and complete the project activities necessary to ensure the initiative's long-term success.</P>
                <P>SEA Grants are available to current TIG recipients and to recipients of recently completed TIG projects. Applicants seeking to enhance a non-TIG initiative or replicate another organization's project should apply under the General category. LSC encourages all prospective applicants to meet with their regional TIG program manager to discuss potential SEA grant applications. Applicants should be able to clearly demonstrate that their current or prior TIG project was successful and that they have a reasonable plan for building on that success.</P>
                <P>SEA Grants require a pre-application. The pre-application deadline is April 10, 2026, and the full application deadline is June 30, 2026.</P>
                <HD SOURCE="HD3">4. TIG Planning Grants</HD>
                <P>New in 2026, the TIG Planning Grant category provides LSC grantees with dedicated time and resources to thoughtfully define and scope particularly innovative, complex, or transformative technology projects before applying for a traditional General TIG. This grant category will follow a two-phase structure.</P>
                <P>Phase 1 of a Planning Grant should focus on clearly defining the project and completing core planning activities, including conducting a project needs assessment; gathering functional and technical requirements; issuing Requests for Information (RFIs) to research potential vendors and obtain realistic cost estimates; developing a project roadmap; and preparating a detailed implementation plan and budget, along with any other necessary planning tasks. The Phase 1 grant term may be either six or 12 months, and LSC will fund this phase at a up to $75,000.</P>
                <P>Following completion of Phase 1, grantees may request additional TIG funding to support Phase 2, the Implementation phase. LSC will open a special TIG application opportunity for grantees that have successfully completed Phase 1 of a Planning Grant. Approval of a Phase 1 Grant does not guarantee funding for Phase 2.</P>
                <P>The initial phase of the Planning Grant category does not require a pre-application. LSC will open the application system and issue guidance for this category by May 11, 2026. The application deadline for TIG Planning Grant proposals is June 30, 2026.</P>
                <HD SOURCE="HD2">D. Available Funds for 2026 Grants</HD>
                <P>The amount of funds available for TIG awards for FY 2026 is $4,750,000. LSC will make TIG award decisions by early Fall 2026.</P>
                <HD SOURCE="HD2">E. Grant Terms</HD>
                <P>TIG awards have grant terms between 6 and 36 months, depending on the grant category.</P>
                <P>
                    • 
                    <E T="03">General Technology Initiative Grants:</E>
                     12, 18, 24, or 36 month grant terms.
                </P>
                <P>
                    • 
                    <E T="03">Technology Improvement Projects:</E>
                     12 or 18 month grant terms.
                </P>
                <P>
                    • 
                    <E T="03">Sustainability, Enhancement, and Adoption Grants:</E>
                     24 month grant term.
                </P>
                <P>
                    • 
                    <E T="03">TIG Planning Grants:</E>
                     6 or 12 month grant term.
                </P>
                <P>The grant terms for TIG General, Sustainability, Enhancement, and Adoption (SEA), and TIG Planning Grants will begin on January 1, 2027. Technology Improvement Projects (TIP) will begin on October 1, 2026. Alternate start dates may be available.</P>
                <HD SOURCE="HD1">III. Grant Application Process</HD>
                <HD SOURCE="HD2">A. Technology Initiative Grant Application Process</HD>
                <P>
                    The TIG application process is administered in LSC's unified grants management system, GrantEase (
                    <E T="03">http://lscgrants.lsc.gov</E>
                    ). Applicants in the General TIG and SEA categories must first submit a pre-application to LSC in GrantEase by April 10, 2026, at 11:59 p.m. ET, to be considered for a grant. After review by LSC staff, LSC's president decides which applicants will be asked to submit a full application. Applicants will be notified by mid-May 2026 if they are approved to move forward with a full application. Full applications are due to LSC in the GrantEase system by June 30, 2026, at 11:59 p.m. ET. Once received, full applications will undergo a rigorous review by LSC staff. LSC's president makes the final decisions on funding for the TIG program.
                </P>
                <P>
                    Applicants in the Technology Improvement Project (TIP) and TIG Planning Grant categories are not required to submit pre-applications. LSC will launch the online application system for TIP by April 1, 2026, with submissions due by May 22, 2026, at 
                    <PRTPAGE P="8903"/>
                    11:59 p.m. ET. The Planning Grant application system will open by May 11, 2026, and applications will be due by June 30, 2026, at 11:59 p.m. ET. Applications in both categories will undergo a similar rigorous staff review process, with final funding decisions made by LSC's President.
                </P>
                <HD SOURCE="HD2">B. Late or Incomplete Applications</HD>
                <P>
                    LSC may consider a request to submit a pre-application after the deadline, but only if the applicant has submitted an email to 
                    <E T="03">techgrants@lsc.gov</E>
                     explaining the circumstances that caused the delay prior to the pre-application deadline. Communication with LSC staff, including assigned program liaisons, is not a substitute for sending a formal request and explanation to 
                    <E T="03">techgrants@lsc.gov.</E>
                </P>
                <P>At its discretion, LSC may consider incomplete applications. LSC will determine whether it will consider late or incomplete applications on a case-by-case basis.</P>
                <HD SOURCE="HD2">C. Multiple Pre-Applications</HD>
                <P>Applicants may submit multiple pre-applications. If applying for multiple grants that require pre-applications, applicants should submit separate pre-applications for each funding request.</P>
                <P>Applicants may only submit one application per year in the Technology Improvement Project (TIP) grant category.</P>
                <HD SOURCE="HD2">D. Additional Information and Guidelines</HD>
                <P>
                    Additional guidance and instructions on the pre-application and application processes for Technology Initiative Grants will be available and regularly updated at 
                    <E T="03">https://www.lsc.gov/grants/technology-initiative-grant-program.</E>
                </P>
                <EXTRACT>
                    <FP>(Authority: 42 U.S.C. 2996g(e).)</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: February 19, 2026.</DATED>
                    <NAME>Stefanie Davis,</NAME>
                    <TITLE>Deputy General Counsel, Legal Services Corporation.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03618 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7050-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">U.S. NUCLEAR REGULATORY COMMISSION</AGENCY>
                <DEPDOC>[NRC-2025-2128]</DEPDOC>
                <SUBJECT>Privacy Act of 1974; System of Records</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Nuclear Regulatory Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of a modified system of records.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Pursuant to the Privacy Act of 1974 and Office of Management and Budget (OMB) Circular A-108, the U.S. Nuclear Regulatory Commission (NRC) is proposing revisions to three systems of records: NRC 5, Grants Management System; NRC 32, Office of the Chief Financial Officer Financial Transactions and Debt Collection Management Records; and NRC 41, Tort Claims and Personal Property Claims Records. The revisions add a routine use permitting disclosure to the U.S. Department of the Treasury for purposes of reviewing payment and award eligibility through the Do Not Pay Working System to identify, prevent, or recover improper payments, consistent with OMB Memorandum M-25-32 and Executive Order 14249. These system notices are subject to a 30-day public comment period.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Submit comments on revisions and changes by March 26, 2026. Comments received after this date will be considered if it is practical to do so, but the Commission is able to ensure consideration only for comments received before this date.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments by any of the following methods; however, the NRC encourages electronic comment submission through the Federal rulemaking website:</P>
                    <P>
                        • Federal rulemaking website: Go to 
                        <E T="03">https://www.regulations.gov</E>
                         and search for Docket ID NRC-2025-2128. Address questions about Docket IDs in 
                        <E T="03">Regulations.gov</E>
                         to Bridget Curran; telephone: 301-415-1003; email: 
                        <E T="03">Bridget.Curran@nrc.gov.</E>
                         For technical questions, contact the individual listed in the 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                         section of this document.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail comments to:</E>
                         Office of Administration, Mail Stop: TWFN-5-A85, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, ATTN: Program Management, Announcements and Editing Staff.
                    </P>
                    <P>
                        • 
                        <E T="03">Obtaining Information and Submitting Comments:</E>
                         Please refer to Docket ID NRC-2025-2128 when contacting the NRC about the availability of information for this action. The NRC encourages electronic comment submission through the Federal rulemaking website (
                        <E T="03">https://www.regulations.gov</E>
                        ). Please include Docket ID NRC-2025-2128 in your comment submission.
                    </P>
                    <P>
                        The NRC cautions you not to include identifying or contact information that you do not want to be publicly disclosed in your comment submission. The NRC will post all comment submissions at 
                        <E T="03">https://www.regulations.gov</E>
                         as well as enter the comment submissions into ADAMS. The NRC does not routinely edit comment submissions to remove identifying or contact information.
                    </P>
                    <P>If you are requesting or aggregating comments from others for submission to the NRC, then you should inform them not to include identifying or contact information that they do not want to be publicly disclosed in their comment submission. Your request should state that the NRC does not routinely edit comment submissions to remove such information before making the comment submissions available to the public or entering the comment into ADAMS. You may obtain publicly available information related to this action by any of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Federal Rulemaking wWebsite:</E>
                         Go to 
                        <E T="03">https://www.regulations.gov</E>
                         and search for Docket ID NRC-2025-2128.
                    </P>
                    <P>
                        • 
                        <E T="03">NRC's Agencywide Documents Access and Management System (ADAMS):</E>
                         You may obtain publicly available documents online in the ADAMS Public Documents collection at 
                        <E T="03">https://www.nrc.gov/reading-rm/adams.html.</E>
                         To begin the search, select “Begin ADAMS Public Search.” For problems with ADAMS, please contact the NRC's Public Document Room (PDR) reference staff at 1-800-397-4209, at 301-415-4737, or by email to 
                        <E T="03">PDR.Resource@nrc.gov.</E>
                    </P>
                    <P>
                        • 
                        <E T="03">NRC's PDR:</E>
                         The PDR, where you may examine and order copies of publicly available documents, is open by appointment. To make an appointment to visit the PDR, please send an email to 
                        <E T="03">PDR.Resource@nrc.gov</E>
                         or call 1-800-397-4209 or 301-415-4737, between 8 a.m. and 4 p.m. eastern standard time, Monday through Friday, except Federal holidays.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Sally Hardy, Office of the Chief Information Officer, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, telephone: 301-415-5607; email: 
                        <E T="03">Sally.Hardy@nrc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The NRC is proposing to revise the following systems of records: NRC 5, “Grants Management System”; NRC 32, “Office of the Chief Financial Officer Financial Transactions and Debt Collection Management Records”; and NRC 41, “Tort Claims and Personal Property Claims Records.” The revisions add a new routine use authorizing disclosure of information to the U.S. Department of the Treasury for the purpose of reviewing payment and award eligibility through the Do Not Pay Working System, in order to identify, prevent, or recover improper payments.</P>
                <P>
                    These revisions are consistent with OMB Memorandum M-25-32, “Advancing Payments Accuracy and 
                    <PRTPAGE P="8904"/>
                    Equity in Federal Programs,” and Executive Order 14249, “Improper Payments Elimination and Recovery.” The new routine use will strengthen the NRC's ability to ensure program integrity and compliance with government-wide payment accuracy requirements.
                </P>
                <P>A report on these revisions has been sent to OMB, the Committee on Homeland Security and Governmental Affairs of U.S. Senate, and the Committee on Oversight and Accountability of the U.S. House of Representatives, as required by the Privacy Act.</P>
                <P>If changes are made based on the NRC's review of comments received, the NRC will publish a subsequent notice.</P>
                <P>The text of the report, in its entirety, is attached.</P>
                <SIG>
                    <DATED>Dated: February 19, 2026.</DATED>
                    <P>For the Nuclear Regulatory Commission.</P>
                    <NAME>Jonathan Feibus,</NAME>
                    <TITLE>Senior Agency Official for Privacy, Office of the Chief Information Officer.</TITLE>
                </SIG>
                <HD SOURCE="HD1">Attachment—Nuclear Regulatory Commission Privacy Act Systems of Records NRC Systems of Records</HD>
                <P>5. Grants Management System—NRC.</P>
                <P>32. Office of the Chief Financial Officer Financial Transactions and Debt Collection Management Records—NRC.</P>
                <P>41. Tort Claims and Personal Property Claims Records—NRC.</P>
                <P>These systems of records are maintained by the NRC and contain personal information about individuals that is retrieved by an individual's name or identifier.</P>
                <P>The notice for each system of records states the name and location of the record system, the authority for and manner of its operation, the categories of individuals that it covers, the types of records that it contains, the sources of information in those records and the routine uses of each system of records. Each notice also includes the business address of the NRC official who will inform interested persons of the procedures whereby they may gain access to and request amendment of records pertaining to them.</P>
                <P>The Privacy Act provides certain safeguards for an individual against an invasion of personal privacy by requiring Federal agencies to protect records contained in an agency system of records from unauthorized disclosure and to ensure that information is current and accurate for its intended use and that adequate safeguards are provided to prevent misuse of such information.</P>
                <PRIACT>
                    <HD SOURCE="HD2">SYSTEM NAME AND NUMBER:</HD>
                    <P>Grants Management System—NRC 5.</P>
                    <HD SOURCE="HD2">SECURITY CLASSIFICATION:</HD>
                    <P>Unclassified</P>
                    <HD SOURCE="HD2">SYSTEM LOCATION:</HD>
                    <P>Primary system—NRC Headquarters, 11555 Rockville Pike, Rockville, Maryland.</P>
                    <HD SOURCE="HD2">SYSTEM MANAGER(S):</HD>
                    <P>Senior Grants Administrative Specialist, Office of Nuclear Regulatory Research, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001.</P>
                    <HD SOURCE="HD2">AUTHORITY FOR MAINTENANCE OF THE SYSTEM:</HD>
                    <P>42 U.S.C. 16274a, “University Nuclear Leadership Program.”</P>
                    <HD SOURCE="HD2">PURPOSE(S) OF THE SYSTEM:</HD>
                    <P>To administer grant programs for scholarships, fellowships, faculty development and research and development projects at institutions of higher education, including scholarships to trade schools and community colleges. This information is used to track students that receive Federal grant funds under a scholarship or fellowship from academia through employment after graduation to ensure that student's compliance with the terms of his or her service agreement under the University Nuclear Leadership Program (UNLP).</P>
                    <HD SOURCE="HD2">CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:</HD>
                    <P>Student recipients who are selected by Grantee Institutions and are supported by Federal grant funds for scholarships or fellowships under UNLP grant awards.</P>
                    <HD SOURCE="HD2">CATEGORIES OF RECORDS IN THE SYSTEM:</HD>
                    <P>Students name, grant award providing financial support, type of grant award, performance dates of the grand award, address, phone, email, students' educational major/degree, amount of funds received under the grant award, graduation date, service agreement received, work status (employed in nuclear, graduated, waiver approved, repayment), tracking of waiver request/approved, invoice information if applicable in the event of repayment of funds and amount of years that a student is required to work in a nuclear-related position under the service agreement.</P>
                    <HD SOURCE="HD2">RECORD SOURCE CATEGORIES:</HD>
                    <P>The information is derived from approved student service agreements that are required under the program pursuant to 42 U.S.C. 2015b. The NRC establishes the agreement per the statutory and program requirements. The grant recipient institutions require the students to complete the forms for approval by the NRC and countersignature by the institution.</P>
                    <HD SOURCE="HD2">ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES OF USERS AND THE PURPOSES OF SUCH USES:</HD>
                    <P>In addition to the other types of disclosures permitted under subsection (b) of the Privacy Act, the NRC may disclose information contained in this system of records without the consent of the subject individual if the disclosure is compatible with the purpose for which the record was collected under the following routine uses:</P>
                    <P>a. A record from this system of records may be disclosed as a routine use to that individual's educational institution in order to monitor the progress of scholarship and fellowship recipients, to ensure compliance with program requirements, to use the data to demonstrate program effectiveness, and for the educational institution's record-keeping purposes.</P>
                    <P>b. A record from this system of records which indicates a violation of civil or criminal law, regulation or order may be referred as a routine use to a Federal, State, local, or foreign agency that has authority to investigate, enforce, implement or prosecute such laws. Further, a record from this system of records may be disclosed for civil or criminal law or regulatory enforcement purposes to another agency in response to a written request from that agency's head or an official who has been delegated such authority;</P>
                    <P>c. A record from this system of records may be disclosed as a routine use to a Federal, State, local, or foreign agency to obtain information relevant to an NRC decision concerning hiring or retaining an employee, letting a contract, or issuing a security clearance, license, grant or other benefit;</P>
                    <P>d. A record from this system of records may be disclosed as a routine use to a Federal, State, local, or foreign agency requesting a record that is relevant and necessary to its decision on a matter of hiring or retaining an employee, issuing a security clearance, reporting an investigation of an employee, letting a contract, or issuing a license, grant, or other benefit;</P>
                    <P>
                        e. A record from this system of records may be disclosed as a routine use in the course of discovery; in presenting evidence to a court, magistrate, administrative tribunal, or grand jury, or pursuant to a qualifying order from any of those; in alternative dispute resolution proceedings, such as arbitration or mediation; or in the course of settlement negotiations;
                        <PRTPAGE P="8905"/>
                    </P>
                    <P>f. A record from this system of records may be disclosed as a routine use to a Congressional office from the record of an individual in response to an inquiry from the Congressional office made at the request of that individual;</P>
                    <P>g. A record from this system of records may be disclosed as a routine use to NRC-paid experts or consultants, and those under contract with the NRC on a “need-to-know” basis for a purpose within the scope of the pertinent NRC task. This access will be granted to an NRC contractor or employee of such contractor by a system manager only after satisfactory justification has been provided to the system manager.</P>
                    <P>h. A record from this system of records may be disclosed as a routine use to appropriate agencies, entities, and persons when (1) NRC suspects or has confirmed that there has been a breach of the system of records, (2) NRC has determined that as a result of the suspected or confirmed breach there is a risk of harm to individuals, NRC (including its information systems, programs, and operations), the Federal Government, or national security, and (3) the disclosure made to such agencies, entities, and persons is reasonably necessary to assist in connection with NRC efforts to respond to the suspected or confirmed breach or to prevent, minimize, or remedy such harm; and</P>
                    <P>i. A record from this system of records may be disclosed as a routine use to another Federal agency or Federal entity, when the NRC determines that information from this system of records is reasonably necessary to assist the recipient agency or entity in (1) responding to a suspected or confirmed breach or (2) preventing, minimizing, or remedying the risk of harm to individuals, the recipient agency or entity (including its information systems, programs, and operations), the Federal Government, or national security, resulting from a suspected or confirmed breach.</P>
                    <P>j. To the U.S. Department of the Treasury when disclosure of the information is relevant to review payment and award eligibility through the Do Not Pay Working System for the purposes of identifying, preventing, or recouping improper payments to an applicant for, or recipient of, Federal funds, including funds disbursed by a state (meaning a state of the United States, the District of Columbia, a territory or possession of the United States, or a federally-recognized Indian tribe) in a state administered, federally-funded program.</P>
                    <HD SOURCE="HD2">POLICIES AND PRACTICES FOR STORAGE OF RECORDS:</HD>
                    <P>These records are maintained electronically on a protected shared drive, restricted access to only those approved by grant staff and the Office of the Chief Human Capital Office.</P>
                    <HD SOURCE="HD2">POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:</HD>
                    <P>Information retrieved by names, grant award numbers or job status.</P>
                    <HD SOURCE="HD2">POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:</HD>
                    <P>Records are retained and disposed of in accordance with National Archives and Records Administration record retention schedules appropriate to the retention. See the General Records Schedule (GRS) as follows:</P>
                    <P>GRS 1.2 item 010—Grant and cooperative agreement program management records. Temporary. Destroy 3 years after final action is taken on the file, but longer retention is authorized if required for business use.</P>
                    <P>GRS 1.2 item 020—Grant and cooperative agreement case files. Successful applications. Temporary. Destroy 10 years after final action is taken on file, but longer retention is authorized if required for business use.</P>
                    <P>GRS 1.2 item 021—Grant and cooperative agreement case files. Unsuccessful application. Temporary. Destroy 3 years after final action is taken on file, but longer retention is authorized if required for business use.</P>
                    <P>GRS 1.1 item 010—Financial transaction records related to procuring goods and services, paying bills, collecting debts and accounting. Official record held in the office of record. Temporary. Destroy 6 years after final payment or cancellation, but longer retention is authorized if required for business use.</P>
                    <P>GRS 1.1 item 011—Financial transaction records related to procuring goods and services, paying bills, collecting debts and accounting. All other copies (used for administrative or reference purposes). Temporary. Destroy when business use ceases.</P>
                    <HD SOURCE="HD2">ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:</HD>
                    <P>Records are maintained electronically; access is restricted to only authorized personnel.</P>
                    <HD SOURCE="HD2">RECORD ACCESS PROCEDURES:</HD>
                    <P>Same as “Notification procedures.”</P>
                    <HD SOURCE="HD2">CONTESTING RECORD PROCEDURES:</HD>
                    <P>Same as “Notification procedures.”</P>
                    <HD SOURCE="HD2">NOTIFICATION PROCEDURES:</HD>
                    <P>Individuals seeking to determine whether this system of records contains information about them should write to the Freedom of Information Act or Privacy Act Officer, Office of the Chief Information Officer, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, and comply with the procedures contained in NRC's Privacy Act regulations, 10 CFR part 9.</P>
                    <HD SOURCE="HD2">EXEMPTIONS PROMULGATED FOR THE SYSTEM:</HD>
                    <P>None.</P>
                    <HD SOURCE="HD2">HISTORY:</HD>
                    <P>90 FR 12805 (March 19, 2025).</P>
                    <HD SOURCE="HD2">SYSTEM NAME AND NUMBER:</HD>
                    <P>Office of the Chief Financial Officer Financial Transactions and Debt Collection Management Records—NRC 32.</P>
                    <HD SOURCE="HD2">SECURITY CLASSIFICATION:</HD>
                    <P>Unclassified</P>
                    <HD SOURCE="HD2">SYSTEM LOCATION:</HD>
                    <P>Office of the Chief Financial Officer, NRC, Two White Flint North, 11545 Rockville Pike, Rockville, Maryland. NRC has an interagency agreement with the U.S. Treasury, Administrative Resource Center (ARC), Parkersburg, West Virginia, as a Federal service provider for transactional services in the NRC core financial system since March 2018.</P>
                    <HD SOURCE="HD2">SYSTEM MANAGER(S):</HD>
                    <P>Comptroller, Division of the Comptroller, Office of the Chief Financial Officer, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001.</P>
                    <HD SOURCE="HD2">AUTHORITY FOR MAINTENANCE OF THE SYSTEM:</HD>
                    <P>15 U.S.C. 1681; 26 U.S.C. 6103; 31 U.S.C. chapter 37; 31 U.S.C. 6501-6508; 31 U.S.C. 7701; 42 U.S.C. 2201; 42 U.S.C. 5841; 31 CFR 900-904; 10 CFR parts 15, 16, 170, 171; and Executive Order (E.O.) 12731.</P>
                    <HD SOURCE="HD2">PURPOSE(S) OF THE SYSTEM:</HD>
                    <P>Financial Transactions and Debt Collection</P>
                    <HD SOURCE="HD2">CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:</HD>
                    <P>
                        Individuals covered are those to whom the NRC owes/owed money, those who receive/received a payment from NRC, and those who owe/owed money to the United States. Individuals receiving payments include, but are not limited to, current and former employees, contractors, consultants, vendors, and others who travel or perform certain services for NRC. Individuals owing money include, but are not limited to, those who have received goods or services from NRC for which there is a charge or fee (NRC 
                        <PRTPAGE P="8906"/>
                        licensees, applicants for NRC licenses, Freedom of Information Act requesters, etc.) and those who have been overpaid and owe NRC a refund (current and former employees, contractors, consultants, vendors, etc.).
                    </P>
                    <HD SOURCE="HD2">CATEGORIES OF RECORDS IN THE SYSTEM:</HD>
                    <P>Information in the system includes, but is not limited to, names, addresses, telephone numbers, Social Security Numbers (SSN), employee identification number (EIN), Taxpayer Identification Numbers (TIN), Individual Taxpayer Identification Numbers (ITIN), Data Universal Numbering System (DUNS) number, fee categories, application and license numbers, contract numbers, vendor numbers, amounts owed, background and supporting documentation, correspondence concerning claims and debts, credit reports, and billing and payment histories. The overall agency accounting system contains data and information integrating accounting functions such as general ledger, funds control, travel, accounts receivable, accounts payable, property, and appropriation of funds. Although this system of records contains information on corporations and other business entities, only those records that contain information about individuals that is retrieved by the individual's name or other personal identifier are subject to the Privacy Act.</P>
                    <HD SOURCE="HD2">RECORD SOURCE CATEGORIES:</HD>
                    <P>Record source categories include, but are not limited to, individuals covered by the system, their attorneys, or other representatives; NRC; collection agencies or contractors; employing agencies of debtors; and Federal, State, and local agencies.</P>
                    <HD SOURCE="HD2">ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES OF USERS AND THE PURPOSES OF SUCH USES:</HD>
                    <P>Pursuant to an interagency agreement, the NRC may disclose records to Treasury ARC, acting as a federal shared service provider, to perform authorized transactional services in support of the NRC's core financial system, the Financial Accounting and Integrated Management Information System (FAIMIS).</P>
                    <P>In addition to the other types of disclosures permitted under subsection (b) of the Privacy Act, the NRC may disclose information contained in this system of records without the consent of the subject individual if the disclosure is compatible with the purpose for which the record was collected under the following routine uses or, where determined to be appropriate and necessary, the NRC may authorize Treasury ARC to make the disclosure:</P>
                    <P>a. To debt collection contractors (31 U.S.C. 3718) or to other Federal agencies such as the U.S. Department of the Treasury (Treasury) and the U.S. Department of Interior (DOI) for the purpose of collecting and reporting on delinquent debts as authorized by the Debt Collection Act of 1982 or the Debt Collection Improvement Act (DCIA) of 1996 and the Digital Accountability and Transparency Act (DATA) of 2014;</P>
                    <P>b. To Treasury; the Defense Manpower Data Center, Department of Defense; the United States Postal Service; government corporations; or any other Federal, State, or local agency to conduct an authorized computer matching program in compliance with the Privacy Act of 1974, as amended, to identify and locate individuals, including Federal employees, who are delinquent in their repayment of certain debts owed to the U.S. Government, including those incurred under certain programs or services administered by the NRC, in order to collect debts under common law or under the provisions of the Debt Collection Act of 1982 or the Debt Collection Improvement Act of 1996 and DATA of 2014 which include by voluntary repayment, administrative or salary offset, and referral to debt collection contractors;</P>
                    <P>c. To the U.S. Department of Justice, United States Attorney Treasury ARC, or other Federal agencies for further collection action on any delinquent account when circumstances warrant;</P>
                    <P>d. To credit reporting agencies/credit bureaus for the purpose of either adding to a credit history file or obtaining a credit history file or comparable credit information for use in the administration of debt collection. As authorized by the DCIA, NRC may report current (not delinquent) as well as delinquent consumer and commercial debt to these entities in order to aid in the collection of debts, typically by providing an incentive to the person to repay the debt timely;</P>
                    <P>e. To any Federal agency where the debtor is employed or receiving some form of remuneration for the purpose of enabling that agency to collect a debt owed the Federal Government on NRC's behalf by counseling the debtor for voluntary repayment or by initiating administrative or salary offset procedures, or other authorized debt collection methods under the provisions of the Debt Collection Act of 1982 or the DCIA of 1996. Under the DCIA, NRC may garnish non-Federal wages of certain delinquent debtors so long as required due process procedures are followed. In these instances, NRC's notice to the employer will disclose only the information that may be necessary for the employer to comply with the withholding order;</P>
                    <P>f. To the Internal Revenue Service (IRS) by computer matching to obtain the mailing address of a taxpayer for the purpose of locating such taxpayer to collect or to compromise a Federal claim by NRC against the taxpayer under 26 U.S.C. 6103(m)(2) and under 31 U.S.C. 3711, 3717, and 3718 or common law. Re-disclosure of a mailing address obtained from the IRS may be made only for debt collection purposes, including to a debt collection agent to facilitate the collection or compromise of a Federal claim under the Debt Collection Act of 1982 or the DCIA of 1996, except that re-disclosure of a mailing address to a reporting agency is for the limited purpose of obtaining a credit report on the particular taxpayer. Any mailing address information obtained from the IRS will not be used or shared for any other NRC purpose or disclosed by NRC to another Federal, State, or local agency which seeks to locate the same taxpayer for its own debt collection purposes;</P>
                    <P>g. To refer legally enforceable debts to the IRS or to Treasury's Debt Management Services to be offset against the debtor's tax refunds under the Federal Tax Refund Offset Program;</P>
                    <P>
                        h. To prepare W-2, 1099, or other forms or electronic submittals, to forward to the IRS and applicable State and local governments for tax reporting purposes. Under the provisions of the DCIA, NRC is permitted to provide Treasury with Form 1099-C information on discharged debts so that Treasury may file the form on NRC's behalf with the IRS. W-2 and 1099 Forms contain information on items to be considered as income to an individual, including certain travel-related payments to employees, payments made to persons not treated as employees (
                        <E T="03">e.g.,</E>
                         fees to consultants and experts), and amounts written-off as legally or administratively uncollectible, in whole or in part;
                    </P>
                    <P>i. To banks enrolled in the Treasury Credit Card Network to collect a payment or debt when the individual has given his or her credit card number for this purpose;</P>
                    <P>
                        j. To another Federal agency that has asked the NRC to effect an administrative offset under common law or under 31 U.S.C. 3716 to help collect a debt owed the United States. Disclosure under this routine use is limited to name, address, SSN, EIN, TIN, ITIN, and other information necessary to identify the individual; information about the money payable to or held for the individual; and other information concerning the administrative offset;
                        <PRTPAGE P="8907"/>
                    </P>
                    <P>k. To Treasury or other Federal agencies with whom NRC has entered into an agreement establishing the terms and conditions for debt collection cross servicing operations on behalf of the NRC to satisfy, in whole or in part, debts owed to the U.S. Government. Cross servicing includes the possible use of all debt collection tools such as administrative offset, tax refund offset, referral to debt collection contractors, salary offset, administrative wage garnishment, and referral to the U.S. Department of Justice. The DCIA of 2014 requires agencies to transfer to Treasury or Treasury-designated Debt Collection Centers for cross servicing certain nontax debt over 120 days delinquent. Treasury has the authority to act in the Federal Government's best interest to service, collect, compromise, suspend, or terminate collection action under existing laws under which the debts arise;</P>
                    <P>l. Information on past due, legally enforceable nontax debts more than 120 days delinquent will be referred to Treasury for the purpose of locating the debtor and/or effecting administrative offset against monies payable by the Government to the debtor or held by the Government for the debtor under the DCIA's mandatory, Government-wide Treasury Offset Program (TOP). Under TOP, Treasury maintains a database of all qualified delinquent nontax debts and works with agencies to match by computer their payments against the delinquent debtor database in order to divert payments to pay the delinquent debt. Treasury has the authority to waive the computer matching requirement for NRC and other agencies upon written certification that administrative due process notice requirements have been complied with;</P>
                    <P>m. For debt collection purposes, NRC may publish or otherwise publicly disseminate information regarding the identity of delinquent nontax debtors and the existence of the nontax debts under the provisions of the DCIA of 1996;</P>
                    <P>n. To the U.S. Department of Labor (DOL) and the U.S. Department of Health and Human Services (HHS) to conduct an authorized computer matching program in compliance with the Privacy Act of 1974, as amended, to match NRC's debtor records with records of DOL and HHS to obtain names, name controls, names of employers, addresses, dates of birth, and TINs. The DCIA requires all Federal agencies to obtain TINs from each individual or entity doing business with the agency, including applicants and recipients of licenses, grants, or benefit payments; contractors; and entities and individuals owing fines, fees, or penalties to the agency. NRC will use TINs in collecting and reporting any delinquent amounts resulting from the activity and in making payments;</P>
                    <P>o. To the U.S. Department of the Treasury when disclosure of the information is relevant to review payment and award eligibility through the Do Not Pay Working System for the purposes of identifying, preventing, or recouping improper payments to an applicant for, or recipient of, Federal funds, including funds disbursed by a state (meaning a state of the United States, the District of Columbia, a territory or possession of the United States, or a federally-recognized Indian tribe) in a state administered, federally funded program.</P>
                    <P>p. If NRC decides or is required to sell a delinquent nontax debt under 31 U.S.C. 3711(I), information in this system of records may be disclosed to purchasers, potential purchasers, and contractors engaged to assist in the sale or to obtain information necessary for potential purchasers to formulate bids and information necessary for purchasers to pursue collection remedies;</P>
                    <P>q. If NRC has current and delinquent collateralized nontax debts under 31 U.S.C. 3711(i)(4)(A), certain information in this system of records on its portfolio of loans, notes and guarantees, and other collateralized debts will be reported to Congress based on standards developed by the Office of Management and Budget, in consultation with Treasury;</P>
                    <P>r. To Treasury, in order to request a payment to individuals owed money by the NRC;</P>
                    <P>s. To the National Archives and Records Administration or to the General Services Administration for records management inspections conducted under 44 U.S.C. 2904 and 2906;</P>
                    <P>t. A record from this system of records which indicates a violation of civil or criminal law, regulation or order may be referred as a routine use to a Federal, State, local, or foreign agency that has authority to investigate, enforce, implement or prosecute such laws. Further, a record from this system of records may be disclosed for civil or criminal law or regulatory enforcement purposes to another agency in response to a written request from that agency's head or an official who has been delegated such authority;</P>
                    <P>u. A record from this system of records may be disclosed as a routine use to a Federal, State, local, or foreign agency to obtain information relevant to an NRC decision concerning hiring or retaining an employee, letting a contract, or issuing a security clearance, license, grant or other benefit;</P>
                    <P>v. A record from this system of records may be disclosed as a routine use to a Federal, State, local, or foreign agency requesting a record that is relevant and necessary to its decision on a matter of hiring or retaining an employee, issuing a security clearance, reporting an investigation of an employee, letting a contract, or issuing a license, grant, or other benefit;</P>
                    <P>w. A record from this system of records may be disclosed as a routine use in the course of discovery; in presenting evidence to a court, magistrate, administrative tribunal, or grand jury or pursuant to a qualifying order from any of those; in alternative dispute resolution proceedings, such as arbitration or mediation; or in the course of settlement negotiations;</P>
                    <P>x. A record from this system of records may be disclosed as a routine use to a Congressional office from the record of an individual in response to an inquiry from the Congressional office made at the request of that individual;</P>
                    <P>y. A record from this system of records may be disclosed as a routine use to NRC-paid experts or consultants, and those under contract with the NRC on a “need-to-know” basis for a purpose within the scope of the pertinent NRC task. This access will be granted to an NRC contractor or employee of such contractor by a system manager only after satisfactory justification has been provided to the system manager;</P>
                    <P>z. A record from this system of records may be disclosed as a routine use to appropriate agencies, entities, and persons when (1) NRC suspects or has confirmed that there has been a breach of the system of records, (2) NRC has determined that as a result of the suspected or confirmed breach there is a risk of harm to individuals, NRC (including its information systems, programs, and operations), the Federal Government, or national security, and (3) the disclosure made to such agencies, entities, and persons is reasonably necessary to assist in connection with NRC efforts to respond to the suspected or confirmed breach or to prevent, minimize, or remedy such harm; and</P>
                    <P>
                        aa. A record from this system of records may be disclosed as a routine use to another Federal agency or Federal entity, when the NRC determines that information from this system of records is reasonably necessary to assist the recipient agency or entity in (1) responding to a suspected or confirmed breach or (2) preventing, minimizing, or remedying the risk of harm to 
                        <PRTPAGE P="8908"/>
                        individuals, the recipient agency or entity (including its information systems, programs, and operations), the Federal Government, or national security, resulting from a suspected or confirmed breach.
                    </P>
                    <HD SOURCE="HD2">POLICIES AND PRACTICES FOR STORAGE OF RECORDS:</HD>
                    <P>Information in this system is stored on paper, microfiche, and electronic media.</P>
                    <HD SOURCE="HD2">POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:</HD>
                    <P>Automated information can be retrieved by name, SSN, TIN, DUNS number, license or application number, contract or purchase order number, invoice number, voucher number, and/or vendor code. Paper records are retrieved by invoice number.</P>
                    <HD SOURCE="HD2">POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:</HD>
                    <P>Records are retained under the National Archives and Records Administration's General Records Schedule as noted below.</P>
                    <P>GRS 1.1 item 010—Financial Management and Reporting Records. Financial transaction records related to procuring goods and services, paying bills, collecting debts, and accounting as the Official record held in the office of record. Destroy 6 years after final payment or cancellation, but longer retention is authorized if needed for business use. Records related to administrative claims by or against the United States are retained under GRS 1.1 item 080—Financial Management and Reporting Records. Destroy 7 years after final action, but longer retention is authorized if required for business use. Records used to calculate payroll, arrange paycheck deposit, and change previously issued paychecks are scheduled under GRS 2.4 item 010—Employee Compensation and Benefits Records. Destroy 3 years after paying agency or payroll processor validates data, but longer retention is authorized if required for business use.</P>
                    <HD SOURCE="HD2">ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:</HD>
                    <P>Records in the primary system are maintained in a building where access is controlled by a security guard force. Records are kept in lockable file rooms or at user's workstations in an area where access is controlled by keycard and is limited to NRC and contractor personnel who need the records to perform their official duties. The records are under visual control during duty hours. Access to automated data requires use of proper password and user identification codes by NRC or contractor personnel.</P>
                    <HD SOURCE="HD2">RECORD ACCESS PROCEDURES:</HD>
                    <P>Same as “Notification procedures.”</P>
                    <HD SOURCE="HD2">CONTESTING RECORD PROCEDURES:</HD>
                    <P>Same as “Notification procedures.”</P>
                    <HD SOURCE="HD2">NOTIFICATION PROCEDURES:</HD>
                    <P>Individuals seeking to determine whether this system of records contains information about them should write to the Freedom of Information Act or Privacy Act Officer, Office of the Chief Information Officer, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, and comply with the procedures contained in NRC's Privacy Act regulations, 10 CFR part 9.</P>
                    <HD SOURCE="HD2">EXEMPTIONS PROMULGATED FOR THE SYSTEM:</HD>
                    <P>None.</P>
                    <HD SOURCE="HD2">DISCLOSURES TO CONSUMER REPORTING AGENCIES:</HD>
                    <P>Disclosures Pursuant to 5 U.S.C. 552a(b)(12): Disclosures of information to a consumer reporting agency are not considered a routine use of records. Disclosures may be made from this system to “consumer reporting agencies” as defined in the Fair Credit Reporting Act (15 U.S.C. 1681a(f)) or the Federal Claims Collection Act of 1966, as amended (31 U.S.C. 3701(a)(3)).</P>
                    <HD SOURCE="HD2">HISTORY:</HD>
                    <P>89 FR 58779 (July 19, 2024).</P>
                    <HD SOURCE="HD2">SYSTEM NAME AND NUMBER:</HD>
                    <P>Tort Claims and Personal Property Claims Records—NRC 41.</P>
                    <HD SOURCE="HD2">SECURITY CLASSIFICATION:</HD>
                    <P>Unclassified.</P>
                    <HD SOURCE="HD2">SYSTEM LOCATION:</HD>
                    <P>Office of the General Counsel, NRC, One White Flint North, 11555 Rockville Pike, Rockville, Maryland.</P>
                    <HD SOURCE="HD2">SYSTEM MANAGER(S):</HD>
                    <P>Assistant General Counsel for Labor, Employment and Contract Law, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001.</P>
                    <HD SOURCE="HD2">AUTHORITY FOR MAINTENANCE OF THE SYSTEM:</HD>
                    <P>
                        Federal Tort Claims Act, 28 U.S.C. 2671 
                        <E T="03">et seq.;</E>
                         Military Personnel and Civilian Employees' Claims Act, 31 U.S.C. 3721; 44 U.S.C. 3101.
                    </P>
                    <HD SOURCE="HD2">PURPOSE(S) OF THE SYSTEM:</HD>
                    <P>To facilitate adjudication and processing of claims with the NRC under the Federal Tort Claims Act or the Military Personnel and Civilian Employees' Claims Act.</P>
                    <HD SOURCE="HD2">CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:</HD>
                    <P>Individuals who have filed claims with NRC under the Federal Tort Claims Act or the Military Personnel and Civilian Employees' Claims Act and individuals who have matters pending before the NRC that may result in a claim being filed.</P>
                    <HD SOURCE="HD2">CATEGORIES OF RECORDS IN THE SYSTEM:</HD>
                    <P>This system contains information relating to loss or damage to property and/or personal injury or death in which the U.S. Government may be liable. This information includes, but is not limited to, the individual's name, home address and phone number, work address and phone number, driver's license number, claim forms and supporting documentation, police reports, witness statements, medical records, insurance information, investigative reports, repair/replacement receipts and estimates, litigation documents, court decisions, and other information necessary for the evaluation and settlement of claims.</P>
                    <HD SOURCE="HD2">RECORD SOURCE CATEGORIES:</HD>
                    <P>Information is obtained from a number of sources, including but not limited to, claimants, NRC employees involved in the incident, witnesses or others having knowledge of the matter, police reports, medical reports, investigative reports, insurance companies, and attorneys.</P>
                    <HD SOURCE="HD2">ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES OF USERS AND THE PURPOSES OF SUCH USES:</HD>
                    <P>In addition to the other types of disclosures permitted under subsection (b) of the Privacy Act, NRC may disclose information contained in a record in this system of records without the consent of the subject individual if the disclosure is compatible with the purpose for which the record was collected under the following routine uses:</P>
                    <P>a. To third parties, including claimants' attorneys, insurance companies, witnesses, potential witnesses, local police authorities where an accident occurs, and others who may have knowledge of the matter to the extent necessary to obtain information that will be used to evaluate, settle, refer, pay, and/or adjudicate claims;</P>
                    <P>b. To the DOJ when the matter comes within their jurisdiction, such as to coordinate litigation or when NRC's authority is limited, and DOJ advice or approval is required before NRC can award, adjust, compromise, or settle certain claims;</P>
                    <P>
                        c. To the appropriate Federal agency or agencies when a claim has been 
                        <PRTPAGE P="8909"/>
                        incorrectly filed with NRC or when more than one agency is involved, and NRC makes agreements with the other agencies as to which one will investigate the claim;
                    </P>
                    <P>d. To the Department of the Treasury to request payment of an award, compromise, or settlement of a claim;</P>
                    <P>e. Information contained in litigation records is public to the extent that the documents have been filed in a court or public administrative proceeding, unless the court or other adjudicative body has ordered otherwise. This public information, including information concerning the nature, status, and disposition of the proceeding, may be disclosed to any person, unless it is determined that release of specific information in the context of a particular case would constitute an unwarranted invasion of personal privacy;</P>
                    <P>f. To the National Archives and Records Administration or to the General Services Administration for records management inspections conducted under 44 U.S.C. 2904 and 2906;</P>
                    <P>g. A record from this system of records which indicates a violation of civil or criminal law, regulation or order may be referred as a routine use to a Federal, State, local, or foreign agency that has authority to investigate, enforce, implement or prosecute such laws. Further, a record from this system of records may be disclosed for civil or criminal law or regulatory enforcement purposes to another agency in response to a written request from that agency's head or an official who has been delegated such authority;</P>
                    <P>h. A record from this system of records may be disclosed as a routine use to a Federal, State, local, or foreign agency to obtain information relevant to an NRC decision concerning hiring or retaining an employee, letting a contract, or issuing a security clearance, license, grant or other benefit;</P>
                    <P>i. A record from this system of records may be disclosed as a routine use to a Federal, State, local, or foreign agency requesting a record that is relevant and necessary to its decision on a matter of hiring or retaining an employee, issuing a security clearance, reporting an investigation of an employee, letting a contract, or issuing a license, grant, or other benefit;</P>
                    <P>j. A record from this system of records may be disclosed as a routine use in the course of discovery; in presenting evidence to a court, magistrate, administrative tribunal, or grand jury or pursuant to a qualifying order from any of those; in alternative dispute resolution proceedings, such as arbitration or mediation; or in the course of settlement negotiations;</P>
                    <P>k. A record from this system of records may be disclosed as a routine use to a Congressional office from the record of an individual in response to an inquiry from the Congressional office made at the request of that individual;</P>
                    <P>l. A record from this system of records may be disclosed as a routine use to NRC-paid experts or consultants, and those under contract with the NRC on a “need-to-know” basis for a purpose within the scope of the pertinent NRC task. This access will be granted to an NRC contractor or employee of such contractor by a system manager only after satisfactory justification has been provided to the system manager;</P>
                    <P>m. A record from this system of records may be disclosed as a routine use to appropriate agencies, entities, and persons when (1) NRC suspects or has confirmed that there has been a breach of the system of records, (2) NRC has determined that as a result of the suspected or confirmed breach there is a risk of harm to individuals, NRC (including its information systems, programs, and operations), the Federal Government, or national security, and (3) the disclosure made to such agencies, entities, and persons is reasonably necessary to assist in connection with NRC efforts to respond to the suspected or confirmed breach or to prevent, minimize, or remedy such harm; and</P>
                    <P>n. A record from this system of records may be disclosed as a routine use to another Federal agency or Federal entity, when the NRC determines that information from this system of records is reasonably necessary to assist the recipient agency or entity in (1) responding to a suspected or confirmed breach or (2) preventing, minimizing, or remedying the risk of harm to individuals, the recipient agency or entity (including its information systems, programs, and operations), the Federal Government, or national security, resulting from a suspected or confirmed breach.</P>
                    <P>o. To the U.S. Department of the Treasury when disclosure of the information is relevant to review payment and award eligibility through the Do Not Pay Working System for the purposes of identifying, preventing, or recouping improper payments to an applicant for, or recipient of, Federal funds, including funds disbursed by a state (meaning a state of the United States, the District of Columbia, a territory or possession of the United States, or a federally-recognized Indian tribe) in a state administered, federally funded program.</P>
                    <HD SOURCE="HD2">POLICIES AND PRACTICES FOR STORAGE OF RECORDS:</HD>
                    <P>Information in this system of records is maintained in both paper and electronic formats. Paper records are stored in restricted areas within access-controlled facilities and maintained in locked file cabinets. Access to paper records is limited to those agency personnel whose official duties and responsibilities require access.</P>
                    <P>Electronic records are stored on agency-approved information systems with restricted access and permissions.</P>
                    <HD SOURCE="HD2">POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:</HD>
                    <P>Information is indexed and accessed by the claimant's name.</P>
                    <HD SOURCE="HD2">POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:</HD>
                    <P>Records will be retained under the National Archives and Records Administration's General Records Schedules and the NRC NUREG-0910, Revision 4.</P>
                    <P>Financial transaction records related to procuring goods and services, paying bills, collecting debts, and accounting, are retained according to General Records Schedule 1.1: Financial Management and Reporting Records, item 010 (“Official record held in the office of record”). Financial transaction records are destroyed 6 years after final payment or cancellation, but longer retention is authorized if required for business use. Since the General Records Schedule (GRS) allows for longer retention, NRC chooses to retain records for 7 years as required for its business use, before destruction. Administrative claims by or against the United States are retained according to General Records Schedule 1.1, item 080. Administrative claims records are destroyed 7 years after final action, but longer retention is authorized if required for business use. Litigation Case Files, are retained according to NRC's NUREG 0910, Revision 4, Part 2.12.7. Records are permanent. Transfer to the National Archives 20 years after cases are closed.</P>
                    <HD SOURCE="HD2">ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:</HD>
                    <P>
                        The paper records are stored in locked file cabinets and access is restricted to those agency personnel whose official duties and responsibilities require access. Automated records are protected by a combination of technical and administrative safeguards. Technical safeguards include user authentication mechanisms via PIV card, PIN protection, role-based access controls, and system monitoring consistent with agency security policies. Administrative 
                        <PRTPAGE P="8910"/>
                        safeguards include limiting access to authorized personnel with a demonstrated need to know, and periodic reviews of user access.
                    </P>
                    <HD SOURCE="HD2">RECORD ACCESS PROCEDURES:</HD>
                    <P>Same as “Notification procedures.”</P>
                    <HD SOURCE="HD2">CONTESTING RECORD PROCEDURES:</HD>
                    <P>Same as “Notification procedures.”</P>
                    <HD SOURCE="HD2">NOTIFICATION PROCEDURES:</HD>
                    <P>Individuals seeking to determine whether this system of records contains information about them should write to the Freedom of Information Act or Privacy Act Officer, Office of the Chief Information Officer, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, and comply with the procedures contained in NRC's Privacy Act regulations, 10 CFR part 9.</P>
                    <HD SOURCE="HD2">EXEMPTIONS PROMULGATED FOR THE SYSTEM:</HD>
                    <P>None.</P>
                    <HD SOURCE="HD2">DISCLOSURES TO CONSUMER REPORTING AGENCIES:</HD>
                    <P>Disclosures Pursuant to 5 U.S.C. 552a(b)(12): Disclosures of information to a consumer reporting agency are not considered a routine use of records. Disclosures may be made from this system to “consumer reporting agencies” as defined in the Fair Credit Reporting Act (15 U.S.C. 1681a(f)) or the Federal Claims Collection Act of 1966, as amended (31 U.S.C. 3701(a)(3)).</P>
                    <HD SOURCE="HD2">HISTORY:</HD>
                    <P>89 FR 58779 (July 19, 2024).</P>
                    <P>
                        <E T="04">Addendum I—List of U.S. Nuclear Regulatory Commission Locations</E>
                    </P>
                    <P>
                        <E T="03">Part 1—NRC Headquarters Offices</E>
                    </P>
                    <P>1. One White Flint North, 11555 Rockville Pike, Rockville, Maryland.</P>
                    <P>2. Two White Flint North, 11545 Rockville Pike, Rockville, Maryland.</P>
                    <P>3. Three White Flint North, 11601 Landsdown Street, North Bethesda, Maryland.</P>
                    <P>
                        <E T="03">Part 2—NRC Regional Offices</E>
                    </P>
                    <P>1. NRC Region I, 475 Allendale Road, Suite 102, King of Prussia, Pennsylvania.</P>
                    <P>2. NRC Region II, Marquis One Tower, 245 Peachtree Center Avenue NE, Suite 1200, Atlanta, Georgia.</P>
                    <P>3. NRC Region III, 2056 Westings Ave., Suite 400, Naperville, Illinois.</P>
                    <P>4. NRC Region IV, 1600 East Lamar Boulevard, Arlington, Texas.</P>
                    <P>5. NRC Technical Training Center, Osborne Office Center, 5746 Marlin Road, Suite 200, Chattanooga, Tennessee.</P>
                </PRIACT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03592 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7590-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">NUCLEAR REGULATORY COMMISSION</AGENCY>
                <DEPDOC>[Docket No. 50-289; NRC-2026-0397]</DEPDOC>
                <SUBJECT>Constellation Energy Generation, LLC; Christopher M. Crane Clean Energy Center; Applications for Amendments to Renewed Facility License Involving Proposed No Significant Hazards Consideration Determination and Containing Safeguards Information and Order Imposing Procedures for Access to Safeguards Information</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Nuclear Regulatory Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>License amendment request (LAR); notice of opportunity to comment, request a hearing, and petition for leave to intervene; order imposing procedures.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The U.S. Nuclear Regulatory Commission (NRC, the Commission) received and is considering issuance of three amendments to Renewed Facility License (RFL) No. DPR-50 for the Christopher M. Crane Clean Energy Center (CCEC), which were requested by Constellation Energy Generation, LLC (CEG) to support the potential reauthorization of power operations at the CCEC. For each amendment request, the NRC proposes to determine that they involve no significant hazards consideration (NSHC). Because potential parties may deem it necessary to obtain access to safeguards information (SGI) to meet Commission requirements for intervention, the NRC is issuing an order imposing procedures to obtain access to SGI for contention preparation by persons who file a hearing request or petition for leave to intervene.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        Comments must be filed by March 26, 2026. A request for a hearing or petitions for leave to intervene must be filed by April 27, 2026. Any potential party as defined in section 2.4 of title 10 of the 
                        <E T="03">Code of Federal Regulations</E>
                         (10 CFR) who believes access to SGI is necessary to respond to this notice must request document access by March 6, 2026.
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments by any of the following methods; however, the NRC encourages electronic comment submission through the Federal rulemaking website.</P>
                    <P>
                        • Federal rulemaking website: Go to 
                        <E T="03">https://www.regulations.gov</E>
                         and search for Docket ID NRC-2026-0397. Address questions about Docket IDs in 
                        <E T="03">Regulations.gov</E>
                         to Bridget Curran; telephone: 301-415-1003; email: 
                        <E T="03">Bridget.Curran@nrc.gov.</E>
                         For technical questions, contact the individual listed in the 
                        <E T="02">For Further Information Contact</E>
                         section of this document.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail comments to:</E>
                         Office of Administration, Mail Stop: TWFN-5-A85, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, ATTN: Program Management, Announcements and Editing Staff.
                    </P>
                    <P>
                        For additional direction on obtaining information and submitting comments, see “Obtaining Information and Submitting Comments” in the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section of this document.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Brent Ballard, Office of Nuclear Reactor Regulation, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001; telephone: 301-415-0680; email: 
                        <E T="03">Brent.Ballard@nrc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Obtaining Information and Submitting Comments</HD>
                <HD SOURCE="HD2">A. Obtaining Information</HD>
                <P>Please refer to Docket ID NRC-2026-0397 when contacting the NRC about the availability of information for this action. You may obtain publicly available information related to this action by any of the following methods:</P>
                <P>
                    • 
                    <E T="03">Federal Rulemaking website:</E>
                     Go to 
                    <E T="03">https://www.regulations.gov</E>
                     and search for Docket ID NRC-2026-0397.
                </P>
                <P>
                    • 
                    <E T="03">NRC's Agencywide Documents Access and Management System (ADAMS):</E>
                     You may obtain publicly available documents online in the ADAMS Public Documents collection at 
                    <E T="03">https://www.nrc.gov/reading-rm/adams.html.</E>
                     To begin the search, select “Begin ADAMS Public Search.” For problems with ADAMS, please contact the NRC's Public Document Room (PDR) reference staff at 1-800-397-4209, at 301-415-4737, or by email to 
                    <E T="03">PDR.Resource@nrc.gov.</E>
                     The ADAMS accession number for each document referenced (if it is available in ADAMS) is provided the first time that it is mentioned in this document.
                </P>
                <P>
                    • 
                    <E T="03">NRC's PDR:</E>
                     The PDR, where you may examine and order copies of publicly available documents, is open by appointment. To make an appointment to visit the PDR, please send an email to 
                    <E T="03">PDR.Resource@nrc.gov</E>
                     or call 1-800-397-4209 or 301-415-4737, between 8 a.m. and 4 p.m. eastern time (ET), Monday through Friday, except Federal holidays.
                </P>
                <HD SOURCE="HD2">B. Submitting Comments</HD>
                <P>
                    The NRC encourages electronic comment submission through the Federal rulemaking website (
                    <E T="03">https://www.regulations.gov</E>
                    ). Please include 
                    <PRTPAGE P="8911"/>
                    Docket ID NRC-2026-0397 in your comment submission.
                </P>
                <P>
                    The NRC cautions you not to include identifying or contact information that you do not want to be publicly disclosed in your comment submission. The NRC will post all comment submissions at 
                    <E T="03">https://www.regulations.gov</E>
                     as well as enter the comment submissions into ADAMS. The NRC does not routinely edit comment submissions to remove identifying or contact information.
                </P>
                <P>If you are requesting or aggregating comments from other persons for submission to the NRC, then you should inform those persons not to include identifying or contact information that they do not want to be publicly disclosed in their comment submission. Your request should state that the NRC does not routinely edit comment submissions to remove such information before making the comment submissions available to the public or entering the comment into ADAMS.</P>
                <HD SOURCE="HD1">II. Introduction</HD>
                <HD SOURCE="HD2">A. Background</HD>
                <P>
                    CCEC, formerly Three Mile Island Nuclear Station, Unit 1 (TMI-1),
                    <SU>1</SU>
                    <FTREF/>
                     consists of a single pressurized-water reactor located in Dauphin County, Pennsylvania, on Three Mile Island in the Susquehanna River. Originally licensed for operation on April 19, 1974, the NRC issued a renewed facility operating license for TMI-1 on October 22, 2009, with the renewed license term expiring on April 19, 2034.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         On May 13, 2025, the NRC issued Amendment No. 306 (ML25100A006), revising RFL No. DPR-50 and its appendix, the Permanently Defueled Technical Specifications, to reflect a change in the name of the facility from “Three Mile Island Nuclear Station, Unit 1,” to “Christopher M. Crane Clean Energy Center.”
                    </P>
                </FTNT>
                <P>On June 20, 2017, and September 26, 2019, Exelon Generation Company, LLC, the licensee who operated the facility prior to transfer of the license to CEG, submitted certifications that it would permanently cease operations of TMI-1 and had permanently removed fuel from the reactor vessel, respectively, in accordance with 10 CFR 50.82(a)(1). Upon the NRC's docketing of these certifications, the TMI-1 license no longer authorized operation of the reactor or emplacement or retention of fuel into the reactor vessel, as provided by 10 CFR 50.82(a)(2).</P>
                <P>CEG is seeking to return CCEC to power operations and has submitted several requests for NRC approval to support allowing the resumption of power operations through April 19, 2034, the previous expiration date of the plant's license. These requests include three LARs, which are the subject of this notice, and an exemption request. Consistent with the Atomic Energy Act of 1954, as amended (the Act), and the NRC's regulations, the NRC is not publishing a notice of opportunity for hearing on the exemption request.</P>
                <HD SOURCE="HD2">B. License Amendment Requests</HD>
                <P>The NRC is considering issuance of amendments to RFL No. DPR-50 for the CCEC that were requested by CEG, to support reauthorization of power operations at the CCEC. These LARs are the subject of this notice and are listed in tabular form in Section III of this document.</P>
                <P>Before any issuance of the proposed license amendments, the NRC will need to make the findings required by the Act and the NRC's regulations. Pursuant to Section 189a.(2) of the Act, the NRC is publishing this notice. The Act requires the Commission to publish notice of any amendments issued or proposed to be issued, and grants the Commission the authority to issue and make immediately effective any amendment to an operating license upon a determination by the Commission that such amendment involves no significant hazards consideration, notwithstanding the pendency before the Commission of a request for a hearing from any person.</P>
                <P>The scope of this notice is limited to comments, requests for hearing, and petitions for leave to intervene related to the three LARs listed in tabular form in Section III of this document.</P>
                <P>The NRC staff notes that, although the three LARs state that a categorical exclusion applies, the NRC staff is not relying on a categorical exclusion for these actions. The NRC staff will complete an environmental review of the potential environmental impacts of the proposed Federal actions related to reauthorizing power operations at the CCEC, which include the three LARs, and will document its findings in accordance with the National Environmental Policy Act of 1969, as amended (NEPA), and the NRC's regulations in 10 CFR part 51, “Environmental Protection Regulations for Domestic Licensing and Related Regulatory Functions.” The NRC staff's environmental review will also document the NRC's interagency consultation requirements in accordance with Section 106 of the National Historic Preservation Act and Section 7 of the Endangered Species Act. The NRC staff will prepare an environmental assessment that will be used to determine whether an environmental impact statement is necessary or whether a finding of no significant impact is warranted to satisfy the NRC's NEPA obligations. A draft environmental assessment and draft finding of no significant impact, provided that a determination of no significant impact is reached, will be issued for public comment. The U.S. Department of Energy, Office of Energy Dominance Financing will serve as a cooperating agency on the NRC's environmental review.</P>
                <HD SOURCE="HD1">III. Notice of Consideration of Issuance of Amendments to Renewed Facility License, Proposed No Significant Hazards Consideration Determination, and Opportunity for a Hearing</HD>
                <P>The Commission has made a proposed determination that the three LARs listed in tabular form in this notice involve no significant hazards consideration. Under the Commission's regulations in 10 CFR 50.92, this means that operation of the facility in accordance with the proposed amendments would not (1) involve a significant increase in the probability or consequences of an accident previously evaluated, or (2) create the possibility of a new or different kind of accident from any accident previously evaluated, or (3) involve a significant reduction in a margin of safety. The basis for this proposed determination for each amendment request is included in the amendment requests as referenced in the table in this notice.</P>
                <P>The Commission is seeking public comments on these proposed determinations. Any comments received within 30 days after the date of publication of this notice will be considered in making any final determinations.</P>
                <P>
                    Normally, the Commission will not issue the amendments until the expiration of 60 days after the date of publication of this notice. The Commission may issue any of these license amendments before expiration of the 60-day period provided that its final determination is that the amendment involves no significant hazards consideration. In addition, the Commission may issue any of these amendments prior to the expiration of the 30-day comment period if circumstances change during the 30-day comment period such that failure to act in a timely way would result, for example, in prevention of resumption of operation of the facility. If the Commission takes action on any of these amendments prior to the expiration of either the comment period or the notice period, it will publish a notice of issuance in the 
                    <E T="04">Federal Register</E>
                    . If the Commission makes a final no significant hazards consideration determination for any of these amendments, any hearing 
                    <PRTPAGE P="8912"/>
                    will take place after issuance. The Commission expects that the need to take this action on any amendment request before 60 days have elapsed will occur very infrequently.
                </P>
                <HD SOURCE="HD2">A. Opportunity To Request a Hearing and Petition for Leave To Intervene</HD>
                <P>Within 60 days after the date of publication of this notice, any person (petitioner) whose interest may be affected by any of these actions may file a request for a hearing and petition for leave to intervene (petition) with respect to that action. Petitions shall be filed in accordance with the Commission's “Agency Rules of Practice and Procedure” in 10 CFR part 2. Interested persons should consult 10 CFR 2.309. If a petition is filed, the Commission or a presiding officer will rule on the petition and, if appropriate, a notice of a hearing will be issued.</P>
                <P>Petitions must be filed no later than 60 days from the date of publication of this notice in accordance with the filing instructions in the “Electronic Submissions (E-Filing)” section of this document. Petitions and motions for leave to file new or amended contentions that are filed after the deadline will not be entertained absent a determination by the presiding officer that the filing demonstrates good cause by satisfying the three factors in 10 CFR 2.309(c)(1)(i) through (iii).</P>
                <P>If a hearing is requested, and the Commission has not made a final determination on the issue of no significant hazards consideration, the Commission will make a final determination on the issue of no significant hazards consideration, which will serve to establish when the hearing is held. If the final determination is that the LAR involves no significant hazards consideration, the Commission may issue the amendment and make it immediately effective, notwithstanding the request for a hearing. Any hearing would take place after issuance of the amendment. If the final determination is that the LAR involves a significant hazards consideration, then any hearing held would take place before the issuance of the amendment unless the Commission finds an imminent danger to the health or safety of the public, in which case it will issue an appropriate order or rule under 10 CFR part 2.</P>
                <P>A State, local governmental body, Federally recognized Indian Tribe, or designated agency thereof, may submit a petition to the Commission to participate as a party under 10 CFR 2.309(h) no later than 60 days from the date of publication of this notice. Alternatively, a State, local governmental body, Federally recognized Indian Tribe, or designated agency thereof, may participate as a non-party under 10 CFR 2.315(c).</P>
                <P>
                    For information about filing a petition and about participation by a person not a party under 10 CFR 2.315, see ADAMS Accession No. ML20340A053 (
                    <E T="03">https://adamswebsearch2.nrc.gov/webSearch2/main.jsp?AccessionNumber=ML20340A053</E>
                    ) and the NRC's public website (
                    <E T="03">https://www.nrc.gov/about-nrc/regulatory/adjudicatory/hearing.html#participate</E>
                    ).
                </P>
                <HD SOURCE="HD2">B. Electronic Submissions (E-Filing)</HD>
                <P>
                    All documents filed in NRC adjudicatory proceedings, including documents filed by an interested State, local governmental body, Federally recognized Indian Tribe, or designated agency thereof that requests to participate under 10 CFR 2.315(c), must be filed in accordance with 10 CFR 2.302. The E-Filing process requires participants to submit and serve all adjudicatory documents over the internet, or in some cases, to mail copies on electronic storage media, unless an exemption permitting an alternative filing method, as further discussed, is granted. Detailed guidance on electronic submissions is located in the “Guidance for Electronic Submissions to the NRC” (ADAMS Accession No. ML13031A056), and on the NRC's public website (
                    <E T="03">https://www.nrc.gov/site-help/e-submittals.html</E>
                    ).
                </P>
                <P>
                    To comply with the procedural requirements of E-Filing, at least 10 days prior to the filing deadline, the participant should contact the Office of the Secretary by email at 
                    <E T="03">Hearing.Docket@nrc.gov,</E>
                     or by telephone at 301-415-1677, to: (1) request a digital identification (ID) certificate which allows the participant (or their counsel or representative) to digitally sign submissions and access the E-Filing system for any proceeding in which it is participating; and (2) advise the Secretary that the participant will be submitting a petition or other adjudicatory document (even in instances in which the participant, or their counsel or representative, already holds an NRC-issued digital ID certificate). Based upon this information, the Secretary will establish an electronic docket for the proceeding if the Secretary has not already established an electronic docket.
                </P>
                <P>
                    Information about applying for a digital ID certificate is available on the NRC's public website (
                    <E T="03">https://www.nrc.gov/site-help/e-submittals/getting-started.html</E>
                    ). After a digital ID certificate is obtained and a docket is created, the participant must submit adjudicatory documents in the Portable Document Format. Guidance on submissions is available on the NRC's public website (
                    <E T="03">https://www.nrc.gov/site-help/electronic-sub-ref-mat.html</E>
                    ). A filing is considered complete at the time the document is submitted through the NRC's E-Filing system. To be timely, an electronic filing must be submitted to the E-Filing system no later than 11:59 p.m. ET on the due date. Upon receipt of a transmission, the E-Filing system time-stamps the document and sends the submitter an email confirming receipt of the document. The E-Filing system also distributes an email that provides access to the document to the NRC's Office of the General Counsel and any others who have advised the Office of the Secretary that they wish to participate in the proceeding, so that the filer need not serve the document on those participants separately. Therefore, applicants and other participants (or their counsel or representative) must apply for and receive a digital ID certificate before adjudicatory documents are filed in order to obtain access to the documents via the E-Filing system.
                </P>
                <P>
                    A person filing electronically using the NRC's adjudicatory E-Filing system may seek assistance by contacting the NRC's Electronic Filing Help Desk through the “Contact Us” link located on the NRC's public website (
                    <E T="03">https://www.nrc.gov/site-help/e-submittals.html</E>
                    ), by email to 
                    <E T="03">MSHD.Resource@nrc.gov,</E>
                     or by a toll-free call at 1-866-672-7640. The NRC Electronic Filing Help Desk is available between 9 a.m. and 6 p.m., ET, Monday through Friday, except Federal holidays.
                </P>
                <P>Participants who believe that they have good cause for not submitting documents electronically must file an exemption request, in accordance with 10 CFR 2.302(g), with their initial paper filing stating why there is good cause for not filing electronically and requesting authorization to continue to submit documents in paper format. Such filings must be submitted in accordance with 10 CFR 2.302(b)-(d). Participants filing adjudicatory documents in this manner are responsible for serving their documents on all other participants. Participants granted an exemption under 10 CFR 2.302(g)(2) must still meet the electronic formatting requirement in 10 CFR 2.302(g)(1), unless the participant also seeks and is granted an exemption from 10 CFR 2.302(g)(1).</P>
                <P>
                    Documents submitted in adjudicatory proceedings will appear in the NRC's electronic hearing docket, which is publicly available on the NRC's public website (
                    <E T="03">https://adams.nrc.gov/ehd</E>
                    ), unless otherwise excluded pursuant to an order of the presiding officer. If you 
                    <PRTPAGE P="8913"/>
                    do not have an NRC-issued digital ID certificate as previously described, click “cancel” when the link requests certificates and you will be automatically directed to the NRC's electronic hearing docket where you will be able to access any publicly available documents in a particular hearing docket. Participants are requested not to include personal privacy information such as social security numbers, home addresses, or personal phone numbers in their filings unless an NRC regulation or other law requires submission of such information. With respect to copyrighted works, except for limited excerpts that serve the purpose of the adjudicatory filings and would constitute a Fair Use application, participants should not include copyrighted materials in their submission.
                </P>
                <P>The following table provides the topic, date(s), ADAMS accession number(s), and location in the application of CEG's proposed NSHC determination for each of the three LARs that support the proposed resumption of power operation at the CCEC. For further details with respect to these license amendment applications, see the applications, publicly available portions of which are available for public inspection in ADAMS. For additional direction on accessing information related to these documents, see the “Obtaining Information and Submitting Comments” section of this document.</P>
                <GPOTABLE COLS="2" OPTS="L2,tp0,p1,8/9,i1" CDEF="s100,r200">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1"> </CHED>
                        <CHED H="1"> </CHED>
                    </BOXHD>
                    <ROW EXPSTB="01" RUL="s">
                        <ENT I="21">
                            <E T="02">Application to Revise Renewed Facility License and Permanently Defueled Technical Specifications to Support Resumption of Power Operations</E>
                        </ENT>
                    </ROW>
                    <ROW EXPSTB="00">
                        <ENT I="01">Application Date</ENT>
                        <ENT>July 31, 2025.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ADAMS Accession No</ENT>
                        <ENT>ML25212A076.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Location in Application of NSHC</ENT>
                        <ENT>Pages 46-49 of Attachment 1.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Brief Description of Amendment</ENT>
                        <ENT>The proposed amendment would revise the renewed facility license and Appendix A, Permanently Defueled Technical Specifications, to support resumption of power operations at the CCEC.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Proposed Determination</ENT>
                        <ENT>NSHC.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Name of Attorney for Licensee, Mailing Address</ENT>
                        <ENT>Jason Zorn, Associate General Counsel, Constellation Energy Generation, LLC, 101 Constitution Ave. NW, Suite 400 East, Washington, DC 20001.</ENT>
                    </ROW>
                    <ROW RUL="s">
                        <ENT I="01">NRC Project Manager, Telephone Number</ENT>
                        <ENT>Brent Ballard, 301-415-0680.</ENT>
                    </ROW>
                    <ROW EXPSTB="01" RUL="s">
                        <ENT I="21">
                            <E T="02">Proposed Changes to Christopher M. Crane Clean Energy Center Site Emergency Plan and Emergency Action Level Scheme for an Operating Facility</E>
                        </ENT>
                    </ROW>
                    <ROW EXPSTB="00">
                        <ENT I="01">Application Date</ENT>
                        <ENT>October 31, 2025.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ADAMS Accession No</ENT>
                        <ENT>ML25304A097 (package).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Location in Application of NSHC</ENT>
                        <ENT>Pages 69-71 of Attachment 2 (ML25304A098).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Brief Description of Amendment</ENT>
                        <ENT>The proposed amendment would revise the CCEC Radiological Emergency Preparedness Plan and Emergency Action Level scheme to support resumption of power operations at the CCEC.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Proposed Determination</ENT>
                        <ENT>NSHC.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Name of Attorney for Licensee, Mailing Address</ENT>
                        <ENT>Jason Zorn, Associate General Counsel, Constellation Energy Generation, LLC, 101 Constitution Ave. NW, Suite 400 East, Washington, DC 20001.</ENT>
                    </ROW>
                    <ROW RUL="s">
                        <ENT I="01">NRC Project Manager, Telephone Number</ENT>
                        <ENT>Brent Ballard, 301-415-0680.</ENT>
                    </ROW>
                    <ROW EXPSTB="01" RUL="s">
                        <ENT I="21">
                            <E T="02">Proposed Changes to Christopher M. Crane Clean Energy Center Security Plan, Training and Qualification Plan, and Safeguards Contingency Plan, Revision 0</E>
                        </ENT>
                    </ROW>
                    <ROW EXPSTB="00">
                        <ENT I="01">Application Date</ENT>
                        <ENT>October 24, 2025.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Supplement Date</ENT>
                        <ENT>January 21, 2026.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ADAMS Accession Nos</ENT>
                        <ENT>ML25300A118; ML26021A039.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Location in Application of NSHC</ENT>
                        <ENT>Pages 3-4 of ML26021A039.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Brief Description of Amendment</ENT>
                        <ENT>The proposed amendment would revise the CCEC Physical Security Plan to support resumption of power operations at the CCEC.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Proposed Determination</ENT>
                        <ENT>NSHC.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Name of Attorney for Licensee, Mailing Address</ENT>
                        <ENT>Jason Zorn, Associate General Counsel, Constellation Energy Generation, LLC, 101 Constitution Ave. NW, Suite 400 East, Washington, DC 20001.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">NRC Project Manager, Telephone Number</ENT>
                        <ENT>Brent Ballard, 301-415-0680.</ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">Order Imposing Procedures for Access to Safeguards Information for Contention Preparation</HD>
                <P>A. This Order contains instructions regarding how potential parties to this proceeding may request access to documents containing SGI. Requirements for access to SGI are primarily set forth in 10 CFR parts 2 and 73. Nothing in this Order is intended to conflict with the SGI regulations.</P>
                <P>B. Within 10 days after publication of this notice of opportunity to request a hearing and petition for leave to intervene, any potential party who believes access to SGI is necessary to respond to this notice may request such access. A “potential party” is any person who intends to participate as a party by demonstrating standing and filing an admissible contention under 10 CFR 2.309. Requests for access to SGI submitted later than 10 days after publication will not be considered absent a showing of good cause for the late filing, addressing why the request could not have been filed earlier.</P>
                <P>
                    C. The requestor shall submit a letter requesting permission to access SGI to the Office of the Secretary, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, Attention: Rulemakings and Adjudications Staff, and provide a copy to the Deputy General Counsel for Licensing, Hearings, and Enforcement, Office of the General Counsel, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001. The expedited delivery or courier mailing address for both offices is: U.S. Nuclear Regulatory Commission, 11555 
                    <PRTPAGE P="8914"/>
                    Rockville Pike, Rockville, Maryland 20852. The email addresses for the Office of the Secretary and the Office of the General Counsel are 
                    <E T="03">Hearing.Docket@nrc.gov</E>
                     and 
                    <E T="03">RidsOgcMailCenter.Resource@nrc.gov,</E>
                     respectively.
                    <SU>2</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         While a request for hearing or petition to intervene in this proceeding must comply with the filing requirements of the NRC's “E-Filing Rule,” the initial request to access SGI under these procedures should be submitted as described in this paragraph.
                    </P>
                </FTNT>
                <P>The request must include the following information:</P>
                <P>
                    (1) A description of the licensing action with a citation to this 
                    <E T="04">Federal Register</E>
                     notice;
                </P>
                <P>(2) The name and address of the potential party and a description of the potential party's particularized interest that could be harmed by the action identified in C.(1);</P>
                <P>(3) The identity of each individual who would have access to SGI if the request is granted, including the identity of any expert, consultant, or assistant who will aid the requestor in evaluating the SGI. In addition, the request must contain the following information:</P>
                <P>(a) A statement that explains each individual's “need to know” the SGI, as required by 10 CFR 73.2 and 10 CFR 73.22(b)(1). Consistent with the definition of “need to know” as stated in 10 CFR 73.2, the statement must explain:</P>
                <P>
                    (i) Specifically why the requestor believes that the information is necessary to enable the requestor to proffer and/or adjudicate a specific contention in this proceeding; 
                    <SU>3</SU>
                    <FTREF/>
                     and
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         Broad SGI requests under these procedures are unlikely to meet the standard for need to know; furthermore, NRC staff redaction of information from requested documents before their release may be appropriate to comport with this requirement. These procedures do not authorize unrestricted disclosure or less scrutiny of a requestor's need to know than ordinarily would be applied in connection with an already-admitted contention or non-adjudicatory access to SGI.
                    </P>
                </FTNT>
                <P>(ii) The technical competence (demonstrable knowledge, skill, training or education) of the requestor to effectively utilize the requested SGI to provide the basis and specificity for a proffered contention. The technical competence of a potential party or its counsel may be shown by reliance on a qualified expert, consultant, or assistant who satisfies these criteria.</P>
                <P>
                    (b) A completed Form SF-85, “Questionnaire for Non-Sensitive Positions,” for each individual who would have access to SGI. The completed Form SF-85 will be used by the Office of Administration to conduct the background check required for access to SGI, as required by 10 CFR part 2, subpart C, and 10 CFR 73.22(b)(2), to determine the requestor's trustworthiness and reliability. For security reasons, Form SF-85 can only be submitted electronically through the National Background Investigation Services eApp system, a secure website that is owned and operated by the Defense Counterintelligence and Security Agency (DCSA). To obtain online access to the form, the requestor should contact the NRC's Office of Administration at 301-415-3710.
                    <SU>4</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         The requestor will be asked to provide the requestor's full name, social security number, date and place of birth, telephone number, and email address. After providing this information, the requestor usually should be able to obtain access to the online form within 1 business day.
                    </P>
                </FTNT>
                <P>(c) A completed Form FD-258 (fingerprint card), signed in original ink, and submitted in accordance with 10 CFR 73.57(d). Copies of Form FD-258 will be provided in the background check request package supplied by the Office of Administration for each individual for whom a background check is being requested. The fingerprint card will be used to satisfy the requirements of 10 CFR part 2, subpart C, 10 CFR 73.22(b)(1), and Section 149 of the Atomic Energy Act of 1954, as amended, which mandates that all persons with access to SGI must be fingerprinted for a Federal Bureau of Investigation identification and criminal history records check.</P>
                <P>
                    (d) A check or money order payable in the amount of $403.00 
                    <SU>5</SU>
                    <FTREF/>
                     to the U.S. Nuclear Regulatory Commission for each individual for whom the request for access has been submitted, and
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         This fee is subject to change pursuant to the DCSA's adjustable billing rates.
                    </P>
                </FTNT>
                <P>(e) If the requestor or any individual(s) who will have access to SGI believes they belong to one or more of the categories of individuals that are exempt from the criminal history records check and background check requirements in 10 CFR 73.59, the requestor should also provide a statement identifying which exemption the requestor is invoking and explaining the requestor's basis for believing that the exemption applies. While processing the request, the Office of Administration, Personnel Security Branch, will make a final determination whether the claimed exemption applies. Alternatively, the requestor may contact the Office of Administration for an evaluation of their exemption status prior to submitting their request. Persons who are exempt from the background check are not required to complete the SF-85 or Form FD-258; however, all other requirements for access to SGI, including the need to know, are still applicable.</P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P>Copies of documents and materials required by paragraphs C.(3)(b), (c), and (d) of this Order must be sent to the following address: U.S. Nuclear Regulatory Commission, Office of Administration, ATTN: Personnel Security Branch, Mail Stop: TWFN -07D04M, 11555 Rockville Pike, Rockville, MD 20852.</P>
                </NOTE>
                <P>
                    These documents and materials should 
                    <E T="03">not</E>
                     be included with the request letter to the Office of the Secretary, but the request letter should state that the forms and fees have been submitted as required.
                </P>
                <P>D. To avoid delays in processing requests for access to SGI, the requestor should review all submitted materials for completeness and accuracy (including legibility) before submitting them to the NRC. The NRC will return incomplete packages to the sender without processing.</P>
                <P>E. Based on an evaluation of the information submitted under paragraph C, as applicable, the NRC staff will determine within 10 days of receipt of the request whether:</P>
                <P>(1) There is a reasonable basis to believe the petitioner is likely to establish standing to participate in this NRC proceeding; and</P>
                <P>(2) The requestor has established a legitimate need to know the SGI requested.</P>
                <P>
                    F. If the NRC staff determines that the requestor has satisfied both E.(1) and E.(2), the Office of Administration will then determine, based upon completion of the background check, whether the proposed recipient is trustworthy and reliable, as required for access to SGI by 10 CFR 73.22(b). If the Office of Administration determines that the individual or individuals are trustworthy and reliable, the NRC will promptly notify the requestor in writing. The notification will provide the names of approved individuals as well as the conditions under which the SGI will be provided. These conditions may include, but are not limited to, the signing of a Non-Disclosure Agreement or Affidavit, or Protective Order 
                    <SU>6</SU>
                    <FTREF/>
                     by each individual who will be granted access to SGI.
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         Any motion for Protective Order or proposed Non-Disclosure Agreement or Affidavit for SGI must be filed with the presiding officer or the Chief Administrative Judge if the presiding officer has not yet been designated, within 180 days of the deadline for the receipt of the written access request.
                    </P>
                </FTNT>
                <P>
                    G. Release and Storage of SGI. Prior to providing SGI to the requestor, the NRC staff will conduct (as necessary) an inspection to confirm that the recipient's information protection 
                    <PRTPAGE P="8915"/>
                    system is sufficient to satisfy the requirements of 10 CFR 73.22. Alternatively, recipients may opt to view SGI at an approved SGI storage location rather than establish their own SGI protection program to meet SGI protection requirements.
                </P>
                <P>H. Filing of Contentions. Any contentions in these proceedings that are based upon the information received as a result of the request made for SGI must be filed by the requestor no later than 25 days after receipt of (or access to) that information. However, if more than 25 days remain between the petitioner's receipt of (or access to) the information and the deadline for filing all other contentions (as established in the notice of hearing or opportunity for hearing), the petitioner may file its SGI contentions by that later deadline.</P>
                <P>I. Review of Denials of Access.</P>
                <P>(1) If the request for access to SGI is denied by the NRC staff either after a determination on standing and requisite need to know, or after a determination on trustworthiness and reliability, the NRC staff shall immediately notify the requestor in writing, briefly stating the reason or reasons for the denial.</P>
                <P>(2) Before the Office of Administration makes an adverse determination regarding the trustworthiness and reliability of the proposed recipient(s) for access to SGI, the Office of Administration, in accordance with 10 CFR 2.336(f)(1)(iii), must provide the proposed recipient(s) any records that were considered in the trustworthiness and reliability determination, including those required to be provided under 10 CFR 73.57(e)(1), so that the proposed recipient(s) have an opportunity to correct or explain the record.</P>
                <P>(3) The requestor may challenge the NRC staff's adverse determination with respect to standing or need to know for SGI by filing a challenge within 5 days of receipt of that determination with: (a) the presiding officer designated in this proceeding; (b) if no presiding officer has been appointed, the Chief Administrative Judge, or if this individual is unavailable, another administrative judge, or an Administrative Law Judge with jurisdiction pursuant to 10 CFR 2.318(a); or (c) if another officer has been designated to rule on information access issues, with that officer.</P>
                <P>(4) The requestor may challenge the Office of Administration's adverse determination with respect to trustworthiness and reliability for access to SGI by filing a request for review in accordance with 10 CFR 2.336(f)(1)(iv).</P>
                <P>(5) Further appeals of decisions under this paragraph must be made pursuant to 10 CFR 2.311.</P>
                <P>
                    J. If challenges to the NRC staff determinations are filed, these procedures give way to the normal process for litigating disputes concerning access to information. Interlocutory review by the Commission on orders ruling on such NRC staff determinations (whether granting or denying access) is governed by 10 CFR 2.311.
                    <SU>7</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         Requestors should note that the filing requirements of the NRC's E-Filing Rule (72 FR 49139; August 28, 2007, as amended at 77 FR 46562, August 3, 2012, 78 FR 34247, June 7, 2013) apply to appeals of NRC staff determinations (because they must be served on a presiding officer or the Commission, as applicable), but not to the initial SGI request submitted to the NRC staff under these procedures.
                    </P>
                </FTNT>
                <P>K. The Commission expects that the NRC staff and presiding officers (and any other reviewing officers) will consider and resolve requests for access to SGI, and motions for Protective Orders, in a timely fashion in order to minimize any unnecessary delays in identifying those petitioners who have standing and who have propounded contentions meeting the specificity and basis requirements in 10 CFR part 2. The attachment to this Order summarizes the general target schedule for processing and resolving requests under these procedures.</P>
                <P>
                    <E T="03">It is so ordered.</E>
                </P>
                <SIG>
                    <DATED>Dated: February 20, 2026.</DATED>
                    <P>For the Nuclear Regulatory Commission.</P>
                    <NAME>Carrie Safford,</NAME>
                    <TITLE>Secretary of the Commission.</TITLE>
                </SIG>
                <GPOTABLE COLS="2" OPTS="L2,nj,i1" CDEF="xs60,r200">
                    <TTITLE>Attachment 1—General Target Schedule for Processing and Resolving Requests for Access to Safeguards Information in This Proceeding</TTITLE>
                    <BOXHD>
                        <CHED H="1">Day</CHED>
                        <CHED H="1">Event/activity</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">0</ENT>
                        <ENT>
                            Publication of 
                            <E T="02">Federal Register</E>
                             notice of opportunity to request a hearing and petition for leave to intervene, including order with instructions for access requests.
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">10</ENT>
                        <ENT>
                            Deadline for submitting requests for access to Safeguards Information (SGI) with information: supporting the standing of a potential party identified by name and address; describing the need for the information in order for the potential party to participate meaningfully in an adjudicatory proceeding; demonstrating that access should be granted (
                            <E T="03">e.g.,</E>
                             showing technical competence for access to SGI); and including the application fee for the fingerprint/background check.
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">60</ENT>
                        <ENT>Deadline for submitting petition for intervention containing: (i) Demonstration of standing; (ii) all contentions whose formulation does not require access to SGI (+25 Answers to petition for intervention; +7 requestor/petitioner reply).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">20</ENT>
                        <ENT>
                            U.S. Nuclear Regulatory Commission (NRC) staff informs the requestor of the staff's determination whether the request for access provides a reasonable basis to believe standing can be established and shows need to know. If NRC staff makes the finding of need to know and likelihood of standing, NRC staff begins background check (including fingerprinting for a criminal history records check), information processing (
                            <E T="03">i.e.,</E>
                             preparation of redactions or review of redacted documents), and readiness inspections.
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25</ENT>
                        <ENT>If NRC staff finds no “need to know” or no likelihood of standing, the deadline for requestor/petitioner to file a motion seeking a ruling to reverse the NRC staff's denial of access; NRC staff files copy of access determination with the presiding officer (or Chief Administrative Judge or other designated officer, as appropriate).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">30</ENT>
                        <ENT>Deadline for NRC staff's reply to motions to reverse NRC staff determination(s).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">190</ENT>
                        <ENT>(Receipt +180) If NRC staff finds standing, need to know, and trustworthiness and reliability, deadline for NRC staff to file motion for Protective Order and proposed Non-Disclosure Agreement or Affidavit (or to make a determination that the proposed recipient of SGI is not trustworthy or reliable). Note: Before the Office of Administration makes an adverse determination regarding access to SGI, the proposed recipient must be provided an opportunity to correct or explain information.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">205</ENT>
                        <ENT>Deadline for petitioner to seek reversal of a final adverse NRC staff trustworthiness or reliability determination under 10 CFR 2.336(f)(1)(iv).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">A</ENT>
                        <ENT>If access is granted: Issuance of a decision by a presiding officer or other designated officer on motion for Protective Order for access to SGI (including schedule for providing access and submission of contentions) or decision reversing a final adverse determination by the NRC staff.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">A + 3</ENT>
                        <ENT>Deadline for filing executed Non-Disclosure Agreement or Affidavits. Access provided to SGI consistent with decision issuing the Protective Order.</ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="8916"/>
                        <ENT I="01">A + 28</ENT>
                        <ENT>Deadline for submission of contentions whose development depends upon access to SGI. However, if more than 25 days remain between the petitioner's receipt of (or access to) the information and the deadline for filing all other contentions (as established in the notice of hearing or opportunity for hearing), the petitioner may file its SGI contentions by that later deadline.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">A + 53</ENT>
                        <ENT>(Contention receipt +25) Answers to contentions whose development depends upon access to SGI.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">A + 60</ENT>
                        <ENT>(Answer receipt +7) Petitioner/Intervenor reply to answers.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">&gt;A + 60</ENT>
                        <ENT>Decision on contention admission.</ENT>
                    </ROW>
                </GPOTABLE>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03626 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7590-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">NUCLEAR REGULATORY COMMISSION</AGENCY>
                <DEPDOC>[NRC-2026-0463]</DEPDOC>
                <SUBJECT>Applications for Amendments to Facility Operating Licenses Involving Proposed No Significant Hazards Consideration Determination and Containing Sensitive Unclassified Non-Safeguards Information and Order Imposing Procedures for Access to Sensitive Unclassified Non-Safeguards Information</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Nuclear Regulatory Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>License amendment request; notice of opportunity to comment, request a hearing, and petition for leave to intervene; order imposing procedures.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The U.S. Nuclear Regulatory Commission (NRC) received and is considering approval of a request to amend three operating licenses. The license amendment requests are for Braidwood Station, Units 1 and 2, and Byron Station, Unit Nos. 1 and 2; Virgil C. Summer Nuclear Station, Unit 1; and Salem Nuclear Generating Station, Unit Nos. 1 and 2. For each amendment request, the NRC proposes to determine that it involves no significant hazards consideration (NSHC). Because each amendment request contains sensitive unclassified non-safeguards information (SUNSI), the NRC is issuing an order imposing procedures to obtain access to SUNSI for contention preparation by persons who file a hearing request or petition for leave to intervene.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        Comments must be received by March 26, 2026. A request for a hearing or petitions for leave to intervene must be filed by April 27, 2026. Any potential party as defined in section 2.4 of title 10 of the 
                        <E T="03">Code of Federal Regulations</E>
                         (10 CFR) who believes access to Sensitive Unclassified Non-Safeguards Information and Safeguards Information (SUNSI) is necessary to respond to this notice must request document access by March 6, 2026.
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments by any of the following methods; however, the NRC encourages electronic comment submission through the Federal rulemaking website.</P>
                    <P>
                        • 
                        <E T="03">Federal rulemaking website:</E>
                         Go to 
                        <E T="03">https://www.regulations.gov</E>
                         and search for Docket ID NRC-2026-0463. Address questions about Docket IDs in 
                        <E T="03">Regulations.gov</E>
                         to Bridget Curran; telephone: 301-415-1003; email: 
                        <E T="03">Bridget.Curran@nrc.gov.</E>
                         For technical questions, contact the individual(s) listed in the “For Further Information Contact” section of this document.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail comments to:</E>
                         Office of Administration, Mail Stop: TWFN-5-A85, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, ATTN: Program Management, Announcements and Editing Staff.
                    </P>
                    <P>
                        For additional direction on obtaining information and submitting comments, see “Obtaining Information and Submitting Comments” in the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section of this document.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Susan Lent, Office of Nuclear Reactor Regulation, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001; telephone: 301-416-1365; email: 
                        <E T="03">Susan.Lent@nrc.gov</E>
                        .
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Obtaining Information and Submitting Comments</HD>
                <HD SOURCE="HD2">A. Obtaining Information</HD>
                <P>Please refer to Docket ID NRC-2026-0463, facility name, unit number(s), docket number(s), application date, and subject when contacting the NRC about the availability of information for this action. You may obtain publicly available information related to this action by any of the following methods:</P>
                <P>
                    • 
                    <E T="03">Federal Rulemaking website:</E>
                     Go to 
                    <E T="03">https://www.regulations.gov</E>
                     and search for Docket ID NRC-2026-0463.
                </P>
                <P>
                    • 
                    <E T="03">NRC's Agencywide Documents Access and Management System (ADAMS):</E>
                     You may obtain publicly available documents online in the ADAMS Public Documents collection at 
                    <E T="03">https://www.nrc.gov/reading-rm/adams.html.</E>
                     To begin the search, select “Begin ADAMS Public Search.” For problems with ADAMS, please contact the NRC's Public Document Room (PDR) reference staff at 1-800-397-4209, at 301-415-4737, or by email to 
                    <E T="03">PDR.Resource@nrc.gov.</E>
                     The ADAMS accession number for each document referenced (if it is available in ADAMS) is provided the first time that it is mentioned in this document.
                </P>
                <P>
                    • 
                    <E T="03">NRC's PDR:</E>
                     The PDR, where you may examine and order copies of publicly available documents, is open by appointment. To make an appointment to visit the PDR, please send an email to 
                    <E T="03">PDR.Resource@nrc.gov</E>
                     or call 1-800-397-4209 or 301-415-4737, between 8 a.m. and 4 p.m. eastern time (ET), Monday through Friday, except Federal holidays.
                </P>
                <HD SOURCE="HD2">B. Submitting Comments</HD>
                <P>
                    The NRC encourages electronic comment submission through the Federal rulemaking website (
                    <E T="03">https://www.regulations.gov</E>
                    ). Please include Docket ID NRC-2026-0463, facility name, unit number(s), docket number(s), application date, and subject, in your comment submission.
                </P>
                <P>
                    The NRC cautions you not to include identifying or contact information that you do not want to be publicly disclosed in your comment submission. The NRC will post all comment submissions at 
                    <E T="03">https://www.regulations.gov</E>
                     as well as enter the comment submissions into ADAMS. The NRC does not routinely edit comment submissions to remove identifying or contact information.
                </P>
                <P>
                    If you are requesting or aggregating comments from other persons for submission to the NRC, then you should inform those persons not to include identifying or contact information that they do not want to be publicly disclosed in their comment submission. Your request should state that the NRC does not routinely edit comment 
                    <PRTPAGE P="8917"/>
                    submissions to remove such information before making the comment submissions available to the public or entering the comment into ADAMS.
                </P>
                <HD SOURCE="HD1">II. Background</HD>
                <P>Pursuant to section 189a.(1)-(2) of the Atomic Energy Act of 1954, as amended (the Act), the NRC is publishing this notice. The Act requires the Commission to publish notice of any license amendments issued or proposed to be issued and grants the Commission the authority to issue and make immediately effective any amendment to an operating license or combined license, as applicable, upon a determination by the Commission that such amendment involves NSHC, notwithstanding the pendency before the Commission of a request for a hearing from any person.</P>
                <P>This notice includes notices of license amendments containing SUNSI.</P>
                <HD SOURCE="HD1">III. Notice of Consideration of Issuance of Amendments to Facility Operating Licenses, Proposed No Significant Hazards Consideration Determination, and Opportunity for a Hearing</HD>
                <P>The Commission has made a proposed determination that the following license amendment requests involve NSHC. Under the Commission's regulations in 10 CFR 50.92, this means that operation of the facility in accordance with the proposed amendments would not: (1) involve a significant increase in the probability or consequences of an accident previously evaluated, or (2) create the possibility of a new or different kind of accident from any accident previously evaluated, or (3) involve a significant reduction in a margin of safety. The basis for this proposed determination for each amendment request is shown as follows.</P>
                <P>The Commission is seeking public comments on the proposed NSHC determinations. Any comments received within 30 days after the date of publication of this notice will be considered in making any final determination.</P>
                <P>
                    Normally, the Commission will not issue the license amendments until the expiration of 60 days after the date of publication of this notice. The Commission may issue any of the license amendments before expiration of the 60-day period provided that its final determination is that the amendments involve no significant hazards consideration. In addition, the Commission may issue any of the amendments prior to the expiration of the 30-day comment period if circumstances change during the 30-day comment period such that failure to act in a timely way would result, for example, in derating or shutdown of the facility. If the Commission takes action on any of these amendments prior to the expiration of either the comment period or the notice period, it will publish a notice of issuance in the 
                    <E T="04">Federal Register</E>
                    . If the Commission makes a final no significant hazards consideration determination for any of these license amendments, any hearing on those amendments will take place after issuance. The Commission expects that the need to take this action will occur very infrequently.
                </P>
                <HD SOURCE="HD2">A. Opportunity To Request a Hearing and Petition for Leave To Intervene</HD>
                <P>Within 60 days after the date of publication of this notice, any person (petitioner) whose interest may be affected by any of these actions may file a request for a hearing and petition for leave to intervene (petition) with respect to that action. Petitions shall be filed in accordance with the Commission's “Agency Rules of Practice and Procedure” in 10 CFR part 2. Interested persons should consult 10 CFR 2.309. If a petition is filed, the Commission or a presiding officer will rule on the petition and, if appropriate, a notice of a hearing will be issued.</P>
                <P>Petitions must be filed no later than 60 days from the date of publication of this notice in accordance with the filing instructions in the “Electronic Submissions (E-Filing)” section of this document. Petitions and motions for leave to file new or amended contentions that are filed after the deadline will not be entertained absent a determination by the presiding officer that the filing demonstrates good cause by satisfying the three factors in 10 CFR 2.309(c)(1)(i) through (iii).</P>
                <P>If a hearing is requested, and the Commission has not made a final determination on the issue of no significant hazards consideration, the Commission will make a final determination on the issue of no significant hazards consideration, which will serve to establish when the hearing is held. If the final determination is that the license amendment request involves no significant hazards consideration, the Commission may issue the amendment and make it immediately effective, notwithstanding the request for a hearing. Any hearing would take place after issuance of the amendment. If the final determination is that the license amendment request involves a significant hazards consideration, then any hearing held would take place before the issuance of the amendment unless the Commission finds an imminent danger to the health or safety of the public, in which case it will issue an appropriate order or rule under 10 CFR part 2.</P>
                <P>A State, local governmental body, Federally recognized Indian Tribe, or designated agency thereof, may submit a petition to the Commission to participate as a party under 10 CFR 2.309(h) no later than 60 days from the date of publication of this notice. Alternatively, a State, local governmental body, Federally recognized Indian Tribe, or designated agency thereof, may participate as a non-party under 10 CFR 2.315(c).</P>
                <P>
                    For information about filing a petition and about participation by a person not a party under 10 CFR 2.315, see ADAMS Accession No. ML20340A053 (
                    <E T="03">https://adamswebsearch2.nrc.gov/webSearch2/main.jsp?AccessionNumber=ML20340A053</E>
                    ), and the NRC's public website (
                    <E T="03">https://www.nrc.gov/about-nrc/regulatory/adjudicatory/hearing.html#participate</E>
                    ).
                </P>
                <HD SOURCE="HD2">B. Electronic Submissions (E-Filing)</HD>
                <P>
                    All documents filed in NRC adjudicatory proceedings, including documents filed by an interested State, local governmental body, Federally recognized Indian Tribe, or designated agency thereof that requests to participate under 10 CFR 2.315(c), must be filed in accordance with 10 CFR 2.302. The E-Filing process requires participants to submit and serve all adjudicatory documents over the internet, or in some cases, to mail copies on electronic storage media, unless an exemption permitting an alternative filing method, as further discussed, is granted. Detailed guidance on electronic submissions is located in the “Guidance for Electronic Submissions to the NRC” (ADAMS Accession No. ML13031A056), and on the NRC's public website (
                    <E T="03">https://www.nrc.gov/site-help/e-submittals.html</E>
                    ).
                </P>
                <P>
                    To comply with the procedural requirements of E-Filing, at least 10 days prior to the filing deadline, the participant should contact the Office of the Secretary by email at 
                    <E T="03">Hearing.Docket@nrc.gov,</E>
                     or by telephone at 301-415-1677, to: (1) request a digital identification (ID) certificate which allows the participant (or their counsel or representative) to digitally sign submissions and access the E-Filing system for any proceeding in which it is participating; and (2) advise the Secretary that the participant will be submitting a petition or other adjudicatory document (even in instances in which the participant, or their counsel or representative, already holds an NRC-issued digital ID certificate). Based upon this 
                    <PRTPAGE P="8918"/>
                    information, the Secretary will establish an electronic docket for the proceeding if the Secretary has not already established an electronic docket.
                </P>
                <P>
                    Information about applying for a digital ID certificate is available on the NRC's public website (
                    <E T="03">https://www.nrc.gov/site-help/e-submittals/getting-started.html</E>
                    ). After a digital ID certificate is obtained and a docket is created, the participant must submit adjudicatory documents in the Portable Document Format. Guidance on submissions is available on the NRC's public website (
                    <E T="03">https://www.nrc.gov/site-help/electronic-sub-ref-mat.html</E>
                    ). A filing is considered complete at the time the document is submitted through the NRC's E-Filing system. To be timely, an electronic filing must be submitted to the E-Filing system no later than 11:59 p.m. ET on the due date. Upon receipt of a transmission, the E-Filing system time-stamps the document and sends the submitter an email confirming receipt of the document. The E-Filing system also distributes an email that provides access to the document to the NRC's Office of the General Counsel and any others who have advised the Office of the Secretary that they wish to participate in the proceeding, so that the filer need not serve the document on those participants separately. Therefore, applicants and other participants (or their counsel or representative) must apply for and receive a digital ID certificate before adjudicatory documents are filed in order to obtain access to the documents via the E-Filing system.
                </P>
                <P>
                    A person filing electronically using the NRC's adjudicatory E-Filing system may seek assistance by contacting the NRC's Electronic Filing Help Desk through the “Contact Us” link located on the NRC's public website (
                    <E T="03">https://www.nrc.gov/site-help/e-submittals.html</E>
                    ), by email to 
                    <E T="03">MSHD.Resource@nrc.gov,</E>
                     or by a toll-free call at 1-866-672-7640. The NRC Electronic Filing Help Desk is available between 9 a.m. and 6 p.m., ET, Monday through Friday, except Federal holidays.
                </P>
                <P>Participants who believe that they have good cause for not submitting documents electronically must file an exemption request, in accordance with 10 CFR 2.302(g), with their initial paper filing stating why there is good cause for not filing electronically and requesting authorization to continue to submit documents in paper format. Such filings must be submitted in accordance with 10 CFR 2.302(b)-(d). Participants filing adjudicatory documents in this manner are responsible for serving their documents on all other participants. Participants granted an exemption under 10 CFR 2.302(g)(2) must still meet the electronic formatting requirement in 10 CFR 2.302(g)(1), unless the participant also seeks and is granted an exemption from 10 CFR 2.302(g)(1).</P>
                <P>
                    Documents submitted in adjudicatory proceedings will appear in the NRC's electronic hearing docket, which is publicly available on the NRC's public website (
                    <E T="03">https://adams.nrc.gov/ehd</E>
                    ), unless otherwise excluded pursuant to an order of the presiding officer. If you do not have an NRC-issued digital ID certificate as previously described, click “cancel” when the link requests certificates and you will be automatically directed to the NRC's electronic hearing docket where you will be able to access any publicly available documents in a particular hearing docket. Participants are requested not to include personal privacy information such as social security numbers, home addresses, or personal phone numbers in their filings unless an NRC regulation or other law requires submission of such information. With respect to copyrighted works, except for limited excerpts that serve the purpose of the adjudicatory filings and would constitute a Fair Use application, participants should not include copyrighted materials in their submission.
                </P>
                <P>The following table provides the plant names, docket numbers, date of application, ADAMS accession number, and location in the application of the licensee's proposed NSHC determination. For further details with respect to these license amendment applications, see the applications for amendment, publicly available portions of which are available for public inspection in ADAMS. For additional direction on accessing information related to this document, see the “Obtaining Information and Submitting Comments” section of this document.</P>
                <GPOTABLE COLS="2" OPTS="L2,tp0,p1,8/9,i1" CDEF="s100,r200">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1"> </CHED>
                        <CHED H="1"> </CHED>
                    </BOXHD>
                    <ROW EXPSTB="01" RUL="s">
                        <ENT I="21">
                            <E T="02">Constellation Energy Generation, LLC; Braidwood Station, Units 1 and 2, Will County, IL; Byron Station, Unit Nos. 1 and 2, Ogle County, IL</E>
                        </ENT>
                    </ROW>
                    <ROW EXPSTB="00">
                        <ENT I="01">Docket Nos</ENT>
                        <ENT>50-456, 50-457, 50-454, 50-455.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Application Date</ENT>
                        <ENT>December 12, 2025.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ADAMS Accession No</ENT>
                        <ENT>ML25346A095.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Location in Application of NSHC</ENT>
                        <ENT>Pages 8-9 of Attachment 2.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Brief Description of Amendments</ENT>
                        <ENT>The proposed amendments would modify the Technical Specification (TS) requirements associated with TS 3.2.4, “Quadrant Power Tilt Ratio (QPTR).”</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Proposed Determination</ENT>
                        <ENT>NSHC.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Name of Attorney for Licensee, Mailing Address</ENT>
                        <ENT>Jason Zorn, Associate General Counsel, Constellation Energy Generation, LLC 4300 Winfield Road Warrenville, IL 60555.</ENT>
                    </ROW>
                    <ROW RUL="s">
                        <ENT I="01">NRC Project Manager, Telephone Number</ENT>
                        <ENT>Scott Wall, 301-415-2855.</ENT>
                    </ROW>
                    <ROW EXPSTB="01" RUL="s">
                        <ENT I="21">
                            <E T="02">Dominion Energy South Carolina, Inc.; Virgil C. Summer Nuclear Station, Unit 1, Fairfield County, SC</E>
                        </ENT>
                    </ROW>
                    <ROW EXPSTB="00">
                        <ENT I="01">Docket No</ENT>
                        <ENT>50-395.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Application Date</ENT>
                        <ENT>November 24, 2025.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ADAMS Accession No</ENT>
                        <ENT>ML25329A238.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Location in Application of NSHC</ENT>
                        <ENT>Page 6-7 of Enclosure 4.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Brief Description of Amendment</ENT>
                        <ENT>The proposed amendment would modify the Technical Specifications to allow Analytical Verification as an alternate means of satisfying Moderator Temperature Coefficient Surveillance Requirements, as described in the application.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Proposed Determination</ENT>
                        <ENT>NSHC.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Name of Attorney for Licensee, Mailing Address</ENT>
                        <ENT>W. S. Blair, Senior Counsel, Dominion Energy Services, Inc., 120 Tredegar St., RS-2, Richmond, VA 23219.</ENT>
                    </ROW>
                    <ROW RUL="s">
                        <ENT I="01">NRC Project Manager, Telephone Number</ENT>
                        <ENT>G. Ed Miller, 301-415-2481.</ENT>
                    </ROW>
                    <ROW EXPSTB="01" RUL="s">
                        <PRTPAGE P="8919"/>
                        <ENT I="21">
                            <E T="02">PSEG Nuclear LLC; Salem Nuclear Generating Station, Unit Nos. 1 and 2; Salem County, NJ</E>
                        </ENT>
                    </ROW>
                    <ROW EXPSTB="00">
                        <ENT I="01">Docket Nos</ENT>
                        <ENT>50-272, 50-311.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Application Date</ENT>
                        <ENT>September 24, 2025.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ADAMS Accession No</ENT>
                        <ENT>ML25268A072.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Location in Application of NSHC</ENT>
                        <ENT>Pages 8-10 of the Enclosure.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Brief Description of Amendments</ENT>
                        <ENT>The proposed amendments would revise the renewed facility operating licenses for Salem Nuclear Generating Station, Unit Nos. 1 and 2 to allow receipt, production, transfer, and use of Cobalt-60 (Co-60). The Co-60 would be intended for industrial and medical purposes.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Proposed Determination</ENT>
                        <ENT>NSHC.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Name of Attorney for Licensee, Mailing Address</ENT>
                        <ENT>Francis Romano, PSEG—Services Corporation, 80 Park Plaza, T-10, Newark, NJ 07102.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">NRC Project Manager, Telephone Number</ENT>
                        <ENT>Audrey Klett, 301-415-0489.</ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">Order Imposing Procedures for Access to Sensitive Unclassified Non-Safeguards Information for Contention Preparation</HD>
                <HD SOURCE="HD1">Constellation Energy Generation, LLC; Braidwood Station, Units 1 and 2, Will County, IL; Byron Station, Unit Nos. 1 and 2, Ogle County, IL</HD>
                <HD SOURCE="HD1">Dominion Energy South Carolina, Inc.; Virgil C. Summer Nuclear Station, Unit 1, Fairfield County, SC</HD>
                <HD SOURCE="HD1">PSEG Nuclear LLC; Salem Nuclear Generating Station, Unit Nos. 1 and 2; Salem County, NJ</HD>
                <P>A. This Order contains instructions regarding how potential parties to this proceeding may request access to documents containing Sensitive Unclassified Non-Safeguards Information (SUNSI).</P>
                <P>B. Within 10 days after publication of this notice of hearing or opportunity for hearing, any potential party who believes access to SUNSI is necessary to respond to this notice may request access to SUNSI. A “potential party” is any person who intends to participate as a party by demonstrating standing and filing an admissible contention under 10 CFR 2.309. Requests for access to SUNSI submitted later than 10 days after publication of this notice will not be considered absent a showing of good cause for the late filing, addressing why the request could not have been filed earlier.</P>
                <P>
                    C. The requestor shall submit a letter requesting permission to access SUNSI to the Office of the Secretary, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, Attention: Rulemakings and Adjudications Staff, and provide a copy to the Deputy General Counsel for Licensing, Hearings, and Enforcement, Office of the General Counsel, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001. The expedited delivery or courier mail address for both offices is: U.S. Nuclear Regulatory Commission, 11555 Rockville Pike, Rockville, Maryland 20852. The email addresses for the Office of the Secretary and the Office of the General Counsel are 
                    <E T="03">Hearing.Docket@nrc.gov</E>
                     and 
                    <E T="03">RidsOgcMailCenter.Resource@nrc.gov,</E>
                     respectively.
                    <SU>1</SU>
                    <FTREF/>
                     The request must include the following information:
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         While a request for hearing or petition to intervene in this proceeding must comply with the filing requirements of the NRC's “E-Filing Rule,” the initial request to access SUNSI under these procedures should be submitted as described in this paragraph.
                    </P>
                </FTNT>
                <P>
                    (1) A description of the licensing action with a citation to this 
                    <E T="04">Federal Register</E>
                     notice;
                </P>
                <P>(2) The name and address of the potential party and a description of the potential party's particularized interest that could be harmed by the action identified in C.(1); and</P>
                <P>(3) The identity of the individual or entity requesting access to SUNSI and the requestor's basis for the need for the information in order to meaningfully participate in this adjudicatory proceeding. In particular, the request must explain why publicly available versions of the information requested would not be sufficient to provide the basis and specificity for a proffered contention.</P>
                <P>D. Based on an evaluation of the information submitted under paragraph C, the NRC staff will determine within 10 days of receipt of the request whether:</P>
                <P>(1) There is a reasonable basis to believe the requestor is likely to establish standing to participate in this NRC proceeding; and</P>
                <P>(2) The requestor has established a legitimate need for access to SUNSI.</P>
                <P>
                    E. If the NRC staff determines that the requestor satisfies both D.(1) and D.(2), the NRC staff will notify the requestor in writing that access to SUNSI has been granted. The written notification will contain instructions on how the requestor may obtain copies of the requested documents, and any other conditions that may apply to access to those documents. These conditions may include, but are not limited to, the signing of a draft Non-Disclosure Agreement or Affidavit, or Protective Order 
                    <SU>2</SU>
                    <FTREF/>
                     setting forth terms and conditions to prevent the unauthorized or inadvertent disclosure of SUNSI by each individual who will be granted access to SUNSI.
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         Any motion for Protective Order or proposed Non-Disclosure Affidavit or Agreement for SUNSI must be filed with the presiding officer or the Chief Administrative Judge if the presiding officer has not yet been designated, within 30 days of the deadline for the receipt of the written access request.
                    </P>
                </FTNT>
                <P>F. Filing of Contentions. Any contentions in these proceedings that are based upon the information received as a result of the request made for SUNSI must be filed by the requestor no later than 25 days after receipt of (or access to) that information. However, if more than 25 days remain between the requestor's receipt of (or access to) the information and the deadline for filing all other contentions (as established in the notice of hearing or opportunity for hearing), the requestor may file its SUNSI contentions by that later deadline.</P>
                <P>G. Review of Denials of Access.</P>
                <P>(1) If the request for access to SUNSI is denied by the NRC staff after a determination on standing and requisite need, the NRC staff shall immediately notify the requestor in writing, briefly stating the reason or reasons for the denial.</P>
                <P>(2) The requestor may challenge the NRC staff's adverse determination by filing a challenge within five days of receipt of that determination with: (a) the presiding officer designated in this proceeding; (b) if no presiding officer has been appointed, the Chief Administrative Judge, or if this individual is unavailable, another administrative judge, or an Administrative Law Judge with jurisdiction pursuant to 10 CFR 2.318(a); or (c) if another officer has been designated to rule on information access issues, with that officer.</P>
                <P>(3) Further appeals of decisions under this paragraph must be made pursuant to 10 CFR 2.311.</P>
                <P>
                    H. Review of Grants of Access. A party other than the requestor may challenge an NRC staff determination granting access to SUNSI whose release would harm that party's interest independent of the proceeding. Such a 
                    <PRTPAGE P="8920"/>
                    challenge must be filed within 5 days of the notification by the NRC staff of its grant of access and must be filed with: (a) the presiding officer designated in this proceeding; (b) if no presiding officer has been appointed, the Chief Administrative Judge, or if this individual is unavailable, another administrative judge, or an Administrative Law Judge with jurisdiction pursuant to 10 CFR 2.318(a); or (c) if another officer has been designated to rule on information access issues, with that officer.
                </P>
                <P>
                    If challenges to the NRC staff determinations are filed, these procedures give way to the normal process for litigating disputes concerning access to information. The availability of interlocutory review by the Commission of orders ruling on such NRC staff determinations (whether granting or denying access) is governed by 10 CFR 2.311.
                    <SU>3</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         Requestors should note that the filing requirements of the NRC's E-Filing Rule (72 FR 49139; August 28, 2007, as amended at 77 FR 46562; August 3, 2012, 78 FR 34247, June 7, 2013) apply to appeals of NRC staff determinations (because they must be served on a presiding officer or the Commission, as applicable), but not to the initial SUNSI request submitted to the NRC staff under these procedures.
                    </P>
                </FTNT>
                <P>I. The Commission expects that the NRC staff and presiding officers (and any other reviewing officers) will consider and resolve requests for access to SUNSI, and motions for protective orders, in a timely fashion in order to minimize any unnecessary delays in identifying those petitioners who have standing and who have propounded contentions meeting the specificity and basis requirements in 10 CFR part 2. The attachment to this Order summarizes the general target schedule for processing and resolving requests under these procedures.</P>
                <P>
                    <E T="03">It is so ordered.</E>
                </P>
                <SIG>
                    <DATED>Dated: February 20, 2026.</DATED>
                    <P>For the Nuclear Regulatory Commission.</P>
                    <NAME>Carrie Safford,</NAME>
                    <TITLE>Secretary of the Commission.</TITLE>
                </SIG>
                <HD SOURCE="HD1">Attachment 1—General Target Schedule for Processing and Resolving Requests for Access to Sensitive Unclassified Non-Safeguards Information in This Proceeding</HD>
                <GPOTABLE COLS="2" OPTS="L2,nj,tp0,i1" CDEF="xs36,r200">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Day</CHED>
                        <CHED H="1">Event/activity</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">0</ENT>
                        <ENT>
                            Publication of 
                            <E T="02">Federal Register</E>
                             notice of hearing or opportunity for hearing, including order with instructions for access requests.
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">10</ENT>
                        <ENT>Deadline for submitting requests for access to Sensitive Unclassified Non-Safeguards Information (SUNSI) with information: (i) supporting the standing of a potential party identified by name and address; and (ii) describing the need for the information in order for the potential party to participate meaningfully in an adjudicatory proceeding.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">60</ENT>
                        <ENT>Deadline for submitting petition for intervention containing: (i) demonstration of standing; and (ii) all contentions whose formulation does not require access to SUNSI (+25 Answers to petition for intervention; +7 petitioner/requestor reply).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">20</ENT>
                        <ENT>U.S. Nuclear Regulatory Commission (NRC) staff informs the requestor of the staff's determination whether the request for access provides a reasonable basis to believe standing can be established and shows need for SUNSI. (NRC staff also informs any party to the proceeding whose interest independent of the proceeding would be harmed by the release of the information.) If NRC staff makes the finding of need for SUNSI and likelihood of standing, NRC staff begins document processing (preparation of redactions or review of redacted documents).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25</ENT>
                        <ENT>If NRC staff finds no “need” or no likelihood of standing, the deadline for petitioner/requestor to file a motion seeking a ruling to reverse the NRC staff's denial of access; NRC staff files copy of access determination with the presiding officer (or Chief Administrative Judge or other designated officer, as appropriate). If NRC staff finds “need” for SUNSI, the deadline for any party to the proceeding whose interest independent of the proceeding would be harmed by the release of the information to file a motion seeking a ruling to reverse the NRC staff's grant of access.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">30</ENT>
                        <ENT>Deadline for NRC staff reply to motions to reverse NRC staff determination(s).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">40</ENT>
                        <ENT>(Receipt +30) If NRC staff finds standing and need for SUNSI, deadline for NRC staff to complete information processing and file motion for Protective Order and proposed Non-Disclosure Agreement or Affidavit. Deadline for applicant/licensee to file proposed Non-Disclosure Agreement or Affidavit for SUNSI.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">A</ENT>
                        <ENT>If access is granted: issuance of presiding officer or other designated officer decision on motion for Protective Order for access to SUNSI (including schedule for providing access and submission of contentions) or decision reversing a final adverse determination by the NRC staff.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">A + 3</ENT>
                        <ENT>Deadline for filing executed Non-Disclosure Agreements or Affidavits. Access provided to SUNSI consistent with decision issuing the Protective Order.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">A + 28</ENT>
                        <ENT>Deadline for submission of contentions whose development depends upon access to SUNSI. However, if more than 25 days remain between the petitioner's receipt of (or access to) the information and the deadline for filing all other contentions (as established in the notice of hearing or notice of opportunity for hearing), the petitioner may file its SUNSI contentions by that later deadline.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">A + 53</ENT>
                        <ENT>(Contention receipt +25) Answers to contentions whose development depends upon access to SUNSI.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">A + 60</ENT>
                        <ENT>(Answer receipt +7) Petitioner/Intervenor reply to answers.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">&gt;A + 60</ENT>
                        <ENT>Decision on contention admission.</ENT>
                    </ROW>
                </GPOTABLE>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03625 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7590-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">OFFICE OF PERSONNEL MANAGEMENT</AGENCY>
                <SUBJECT>Submission for Review: 3206-0128, Application for Refund of Retirement Deductions (CSRS)—SF 2802 and Current/Former Spouse's Notification of Application for Refund of Retirement Deductions Under CSRS—SF 2802A</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Personnel Management.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>60-Day notice and request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Office of Personnel Management (OPM) offers the general public and other federal agencies the opportunity to comment on an expiring information collection request (ICR), Application for Refund of Retirement Deductions Under the Civil Service Retirement System, SF 2802 and Current/Former Spouse's Notification of Application for Refund of Retirement Deductions Under the Civil Service Retirement System, SF 2802A.</P>
                </SUM>
                <DATES>
                    <PRTPAGE P="8921"/>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments are encouraged and will be accepted until April 27, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        You may submit comments using the Federal Rulemaking Portal at 
                        <E T="03">http://www.regulations.gov.</E>
                         Follow the instructions for submitting comments. The general policy for comments and other submissions from members of the public is to make these submissions available for public viewing at 
                        <E T="03">http://www.regulations.gov</E>
                         as they are received without change, including any personal identifiers or contact information.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        A copy of this ICR with applicable supporting documentation may be obtained by contacting the Retirement Services Publications Team, Office of Personnel Management, 1900 E Street NW, Room 3316-BD, Washington, DC 20415, Attention: Cyrus S. Benson, or via electronic mail to 
                        <E T="03">RSPublicationsTeam@opm.gov</E>
                         or faxed to (202) 606-1995.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>As required by the Paperwork Reduction Act, as amended (44 U.S.C. chapter 35), OPM is soliciting comments for this collection (OMB No. 3206-0128). The Office of Personnel Management is particularly interested in comments that:</P>
                <P>1. Evaluate whether the proposed collection of information is necessary for the proper performance of functions of the agency, including whether the information will have practical utility;</P>
                <P>2. Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used;</P>
                <P>3. Enhance the quality, utility, and clarity of the information to be collected; and</P>
                <P>
                    4. Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, 
                    <E T="03">e.g.,</E>
                     permitting electronic submissions of responses.
                </P>
                <P>Standard Form 2802 is used to support the payment of monies from the Retirement Fund. It identifies the applicant for refund of retirement deductions. Standard Form 2802A is used to comply with the legal requirement that any spouse or former spouse of the applicant has been notified that the former employee is applying for a refund.</P>
                <HD SOURCE="HD1">Analysis</HD>
                <P>
                    <E T="03">Agency:</E>
                     Office of Personnel Management, Retirement Services.
                </P>
                <P>
                    <E T="03">Title:</E>
                     Application for Refund of Retirement Deductions (CSRS) and Current/Former Spouse's Notification of Application for Refund of Retirement Deductions under the Civil Service Retirement System.
                </P>
                <P>
                    <E T="03">OMB Number:</E>
                     3206-0128.
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     On occasion.
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Individuals or Households.
                </P>
                <P>
                    <E T="03">Number of Respondents:</E>
                     SF 2802 = 3,741; SF 2802A = 3,389.
                </P>
                <P>
                    <E T="03">Estimated Time per Respondent:</E>
                     SF 2802 = 60 minutes; SF 2802A = 15 minutes.
                </P>
                <P>
                    <E T="03">Total Burden Hours:</E>
                     4,588.
                </P>
                <SIG>
                    <FP>Office of Personnel Management.</FP>
                    <NAME>Alexys Stanley,</NAME>
                    <TITLE>Federal Register Liaison.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03692 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6325-38-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">OFFICE OF PERSONNEL MANAGEMENT</AGENCY>
                <SUBJECT>Submission for Reinstatement Generic Information Collection: 3206-0252 Program Services Evaluation Surveys and 3206-0253 Leadership Assessment Surveys</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Personnel Management.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>60-Day notice and request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Office of Personnel Management (OPM) intends to submit to the Office of Management and Budget (OMB) a request for reinstatement of previously approved collections, 
                        <E T="03">Program Services Evaluation Surveys</E>
                         and 
                        <E T="03">Leadership Assessment Surveys,</E>
                         as Generic Collections. Approval of the Program Services Evaluation Surveys and the Leadership Assessment Surveys is necessary to collect information on Federal agency and program performance, climate, employee attitudes and leadership effectiveness, and to give OPM the ability to customize each Program Services Evaluation survey based on customer requirements.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments are encouraged and will be accepted until April 27, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        You may submit comments using the Federal Rulemaking Portal at 
                        <E T="03">http://www.regulations.gov.</E>
                         Follow the instructions for submitting comments.
                    </P>
                    <P>
                        The general policy for comments and other submissions from members of the public is to make these submissions available for public viewing at 
                        <E T="03">http://www.regulations.gov</E>
                         as they are received without change, including any personal identifiers or contact information.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        A copy of this ICR, with applicable supporting documentation, may be obtained by contacting Human Resources Strategy and Evaluation Solutions, Office of Personnel Management, 1900 E Street, Rm. 2469, NW, Washington, DC 20415, Attention: Renee Vincent, via phone at 202-606-8001, or via email to 
                        <E T="03">Organizational_Assessment@opm.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>As required by the Paperwork Reduction Act of 1995, 44 U.S.C. 3506(c)(2), OPM is soliciting comments for this collection. The Office of Management and Budget is particularly interested in comments that:</P>
                <P>1. Evaluate whether the proposed collection of information is necessary for the proper performance of functions of the agency, including whether the information will have practical utility;</P>
                <P>2. Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used;</P>
                <P>3. Enhance the quality, utility, and clarity of the information to be collected; and</P>
                <P>
                    4. Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, 
                    <E T="03">e.g.,</E>
                     permitting electronic submissions of responses.
                </P>
                <HD SOURCE="HD1">Background</HD>
                <P>OPM's Human Resources Strategy and Evaluation Solutions performs assessment and related consultation activities for Federal agencies on a reimbursable basis. The assessments are authorized by various statutes and regulations: 5 U.S.C. 4702 and 4703; Section 1128, Public Law 108-136 (5 U.S.C. 7101 note); 5 U.S.C. 1103(a)(5), 1104, 3301; E.O. 13197, 66 FR 7853 (Jan. 18, 2001).</P>
                <P>
                    This collection request includes surveys we currently use and plan to use during the next three years to measure agency performance, climate, employee attitudes, and leadership effectiveness. OMB Control No. 3206-0252 covers a broad range of surveys all focused on improving organizational performance. OMB Control No. 3206-0253 surveys focus on leadership characteristics. Non-Federal 
                    <PRTPAGE P="8922"/>
                    respondents will almost never receive more than one of these surveys. All of these surveys consist of Likert-type, mark-one, and mark-all-that-apply items, and may include a small number of open-ended comment items. The surveys included under OMB Control Nos. 3206-0252 and 3206-0253 are almost always administered electronically.
                </P>
                <HD SOURCE="HD2">Analysis</HD>
                <P>
                    <E T="03">Agency:</E>
                     Office of Personnel Management.
                </P>
                <P>
                    <E T="03">Title:</E>
                     Program Services Evaluation Surveys, Leadership Assessment Surveys.
                </P>
                <P>
                    <E T="03">OMB:</E>
                     3206-0252 and 3206-0253.
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     On occasion.
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Government contractors and individuals.
                </P>
                <P>
                    <E T="03">Number of Respondents:</E>
                     For 3206-0252, approximately 4,080. For 3206-0253, approximately 8,150 annually.
                </P>
                <P>
                    <E T="03">Estimated Time per Respondent:</E>
                     For 3206-0252, 13 minutes. For 3206-0253, 24 minutes.
                </P>
                <P>
                    <E T="03">Total Burden Hours:</E>
                     For 3206-0252, 969 hours. For 3206-0253, 2,071 hours.
                </P>
                <P>
                    <E T="03">Note:</E>
                     Total burden is the sum of individual estimates.
                </P>
                <SIG>
                    <FP>Office of Personnel Management.</FP>
                    <NAME>Alexys Stanley,</NAME>
                    <TITLE>Federal Register Liaison.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03695 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6325-43-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">OFFICE OF PERSONNEL MANAGEMENT</AGENCY>
                <SUBJECT>Submission for Review: 3206-0138, Reinstatement of Disability Annuity Previously Terminated Because of Restoration To Earning Capacity, RI 30-9</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Personnel Management.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>60-Day notice and request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Office of Personnel Management (OPM) offers the general public and other federal agencies the opportunity to comment on an expiring information collection request (ICR), Reinstatement of Disability Annuity Previously Terminated Because of Restoration to Earning Capacity, RI 30-9.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments are encouraged and will be accepted until April 27, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        You may submit comments by the following method: Federal Rulemaking Portal: 
                        <E T="03">http://www.regulations.gov.</E>
                         Follow the instructions for submitting comments. The general policy for comments and other submissions from members of the public is to make these submissions available for public viewing at 
                        <E T="03">http://www.regulations.gov</E>
                         as they are received without change, including any personal identifiers or contact information.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        A copy of this ICR with applicable supporting documentation may be obtained by contacting the Retirement Services Publications Team, Office of Personnel Management, 1900 E Street NW, Room 3316-BD, Washington, DC 20415, Attention: Cyrus S. Benson, or via electronic mail to 
                        <E T="03">RSPublicationsTeam@opm.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>As required by the Paperwork Reduction Act, as amended (44 U.S.C. chapter 35), OPM is soliciting comments for this collection (OMB No. 3206-0138). The Office of Management and Budget is particularly interested in comments that:</P>
                <P>1. Evaluate whether the proposed collection of information is necessary for the proper performance of functions of the agency, including whether the information will have practical utility;</P>
                <P>2. Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used;</P>
                <P>3. Enhance the quality, utility, and clarity of the information to be collected; and</P>
                <P>
                    4. Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, 
                    <E T="03">e.g.,</E>
                     permitting electronic submissions of responses.
                </P>
                <P>RI 30-9, Reinstatement of Disability Annuity Previously Terminated Because of Restoration to Earning Capacity, informs former annuitants of their right to request reconsideration. It also specifies the conditions to be met and the documentation that must be submitted with a request for reinstatement.</P>
                <HD SOURCE="HD1">Analysis</HD>
                <P>
                    <E T="03">Agency:</E>
                     Office of Personnel Management, Retirement Services.
                </P>
                <P>
                    <E T="03">Title:</E>
                     Reinstatement of Disability Annuity Previously Terminated Because of Restoration to Earning Capacity (RI 30-9).
                </P>
                <P>
                    <E T="03">OMB Number:</E>
                     3206-0138.
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     On occasion.
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Individuals or Households.
                </P>
                <P>
                    <E T="03">Number of Respondents:</E>
                     200.
                </P>
                <P>
                    <E T="03">Estimated Time per Respondent:</E>
                     60 minutes.
                </P>
                <P>
                    <E T="03">Total Burden Hours:</E>
                     200 hours.
                </P>
                <SIG>
                    <FP>Office of Personnel Management.</FP>
                    <NAME>Alexys Stanley,</NAME>
                    <TITLE>Federal Register Liaison.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03693 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6325-38-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">OFFICE OF PERSONNEL MANAGEMENT</AGENCY>
                <SUBJECT>Submission for Review: 3206-0143, Request to Disability Annuitant for Information on Physical Condition and Employment, RI 30-1</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Personnel Management.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>60-Day notice and request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Office of Personnel Management (OPM) offers the general public and other federal agencies the opportunity to comment on an expiring information collection request (ICR), Request to Disability Annuitant for Information on Physical Condition and Employment, RI 30-1.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments are encouraged and will be accepted until April 27, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments by the following method:</P>
                    <FP SOURCE="FP-1">
                        —
                        <E T="03">Federal Rulemaking Portal: http://www.regulations.gov.</E>
                         Follow the instructions for submitting comments.
                    </FP>
                    <P>
                        The general policy for comments and other submissions from members of the public is to make these submissions available for public viewing at 
                        <E T="03">http://www.regulations.gov</E>
                         as they are received without change, including any personal identifiers or contact information.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        A copy of this ICR with applicable supporting documentation may be obtained by contacting the Retirement Services Publications Team, Office of Personnel Management, 1900 E Street NW, Room 3316-BD, Washington, DC 20415, Attention: Cyrus S. Benson, or via electronic mail to 
                        <E T="03">RSPublicationsTeam@opm.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>As required by the Paperwork Reduction Act, as amended (44 U.S.C. chapter 35), OPM is soliciting comments for this collection (OMB No. 3206-0143). The Office of Management and Budget is particularly interested in comments that:</P>
                <P>
                    1. Evaluate whether the proposed collection of information is necessary 
                    <PRTPAGE P="8923"/>
                    for the proper performance of functions of the agency, including whether the information will have practical utility;
                </P>
                <P>2. Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used;</P>
                <P>3. Enhance the quality, utility, and clarity of the information to be collected; and</P>
                <P>
                    4. Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, 
                    <E T="03">e.g.,</E>
                     permitting electronic submissions of responses.
                </P>
                <P>RI 30-1, Request to Disability Annuitant for Information on Physical Condition and Employment, is used by persons who are not yet age 60 and who are receiving a disability annuity and are subject to inquiry regarding their medical condition as OPM deems reasonably necessary.</P>
                <HD SOURCE="HD1">Analysis</HD>
                <P>
                    <E T="03">Agency:</E>
                     Retirement Operations, Retirement Services, Office of Personnel Management.
                </P>
                <P>
                    <E T="03">Title:</E>
                     Request to Disability Annuitant for Information on Physical Condition and Employment (RI 30-1).
                </P>
                <P>
                    <E T="03">OMB Number:</E>
                     3206-0143.
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     On occasion.
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Individuals or Households.
                </P>
                <P>
                    <E T="03">Number of Respondents:</E>
                     8,000.
                </P>
                <P>
                    <E T="03">Estimated Time per Respondent:</E>
                     60 minutes.
                </P>
                <P>
                    <E T="03">Total Burden Hours:</E>
                     8,000 hours.
                </P>
                <SIG>
                    <FP>Office of Personnel Management.</FP>
                    <NAME>Alexys Stanley,</NAME>
                    <TITLE>Federal Register Liaison.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03696 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6325-38-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">OFFICE OF PERSONNEL MANAGEMENT</AGENCY>
                <SUBJECT>Submission for Review: 3206-0134; SF 2803—Application To Make Deposit or Redeposit (CSRS) and SF 3108—Application To Make Service Credit Payment for Civilian Service (FERS)</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Personnel Management.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>60-Day notice and request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Office of Personnel Management (OPM) offers the general public and other Federal agencies the opportunity to comment on the review of an expiring information collection (ICR): “Application to Make Deposit or Redeposit (CSRS), SF 2803, and Application to Make Service Credit Payment for Civilian Service (FERS), SF 3108.”</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments are encouraged and will be accepted until April 27, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments by the following method:</P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>
                         Follow the instructions for submitting comments.
                    </P>
                    <P>
                        <E T="03">Instructions:</E>
                         The general policy for comments and other submissions from members of the public is to make these submissions available for public viewing on the internet at 
                        <E T="03">http://www.regulations.gov</E>
                         as they are received without change, including any personal identifiers or contact information.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        A copy of this ICR with applicable supporting documentation may be obtained by contacting the Retirement Services Publications Team, Office of Personnel Management, 1900 E Street NW, Room 3316-BD, Washington, DC 20415, Attention: Cyrus S. Benson, or via electronic mail to 
                        <E T="03">RSPublicationsTeam@opm.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>As required by the Paperwork Reduction Act, as amended (44 U.S.C. chapter 35), OPM is soliciting comments for this collection (OMB No. 3206-0134). SF 2803, Application to Make Deposit or Redeposit (CSRS) and SF 3108, Application to Make Service Credit Payment for Civilian Service (FERS), are applications employees use to make deposits or redeposits to receive retirement service credit for periods of creditable civilian service for which no retirements deductions were withheld from pay or for periods in which the employee has taken a refund of retirement deductions. These forms are also used for employees to pay post-1956 military service deposits.</P>
                <P>The Office of Management and Budget is particularly interested in comments that:</P>
                <P>1. Evaluate whether the proposed collection of information is necessary for the proper performance of functions of the agency, including whether the information will have practical utility;</P>
                <P>2. Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used;</P>
                <P>3. Enhance the quality, utility, and clarity of the information to be collected; and</P>
                <P>
                    4. Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, 
                    <E T="03">e.g.,</E>
                     permitting electronic submissions of responses.
                </P>
                <HD SOURCE="HD1">Analysis</HD>
                <P>
                    <E T="03">Agency:</E>
                     Retirement Operations, Retirement Services, Office of Personnel Management.
                </P>
                <P>
                    <E T="03">Title:</E>
                     Application to Make Deposit or Redeposit (CSRS), and Application to Make Service Credit Payment for Civilian Service (FERS).
                </P>
                <P>
                    <E T="03">OMB Number:</E>
                     3206-0134.
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     On occasion.
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Individuals or Households.
                </P>
                <P>
                    <E T="03">Number of Respondents:</E>
                     150.
                </P>
                <P>
                    <E T="03">Estimated Time per Respondent:</E>
                     30 minutes.
                </P>
                <P>
                    <E T="03">Total Burden Hours:</E>
                     75.
                </P>
                <SIG>
                    <FP>Office of Personnel Management.</FP>
                    <NAME>Alexys Stanley,</NAME>
                    <TITLE>Federal Register Liaison.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03694 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6325-38-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">POSTAL REGULATORY COMMISSION</AGENCY>
                <DEPDOC>[Docket No. CP2024-145]</DEPDOC>
                <SUBJECT>New Postal Products</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Postal Regulatory Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Commission is noticing a recent Postal Service filing for the Commission's consideration concerning a negotiated service agreement. This notice informs the public of the filing, invites public comment, and takes other administrative steps.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        <E T="03">Comments are due:</E>
                         February 27, 2026.
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit comments electronically via the Commission's Filing Online system at 
                        <E T="03">https://www.prc.gov.</E>
                         Those who cannot submit comments electronically should contact the person identified in the 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                         section by telephone for advice on filing alternatives.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>David A. Trissell, General Counsel, at 202-789-6820.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Table of Contents</HD>
                <EXTRACT>
                    <FP SOURCE="FP-2">I. Introduction</FP>
                    <FP SOURCE="FP-2">
                        II. Public Proceeding(s)
                        <PRTPAGE P="8924"/>
                    </FP>
                    <FP SOURCE="FP-2">III. Summary Proceeding(s)</FP>
                </EXTRACT>
                <HD SOURCE="HD1">I. Introduction</HD>
                <P>Pursuant to 39 CFR 3041.405, the Commission gives notice that the Postal Service filed request(s) for the Commission to consider matters related to Competitive negotiated service agreement(s). The request(s) may propose the addition of a negotiated service agreement from the Competitive product list or the modification of an existing product currently appearing on the Competitive product list.</P>
                <P>
                    The public portions of the Postal Service's request(s) can be accessed via the Commission's website (
                    <E T="03">http://www.prc.gov</E>
                    ). Non-public portions of the Postal Service's request(s), if any, can be accessed through compliance with the requirements of 39 CFR 3011.301.
                    <SU>1</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">See</E>
                         Docket No. RM2018-3, Order Adopting Final Rules Relating to Non-Public Information, June 27, 2018, Attachment A at 19-22 (Order No. 4679).
                    </P>
                </FTNT>
                <P>Section II identifies the docket number(s) associated with each Postal Service request, if any, that will be reviewed in a public proceeding as defined by 39 CFR 3010.101(p), the title of each such request, the request's acceptance date, and the authority cited by the Postal Service for each request. For each such request, the Commission appoints an officer of the Commission to represent the interests of the general public in the proceeding, pursuant to 39 U.S.C. 505 and 39 CFR 3000.114 (Public Representative). The Public Representative does not represent any individual person, entity or particular point of view, and, when Commission attorneys are appointed, no attorney-client relationship is established. Section II also establishes comment deadline(s) pertaining to each such request.</P>
                <P>The Commission invites comments on whether the Postal Service's request(s) identified in Section II, if any, are consistent with the policies of title 39. Applicable statutory and regulatory requirements include 39 U.S.C. 3632, 39 U.S.C. 3633, 39 U.S.C. 3642, 39 CFR part 3035, and 39 CFR part 3041. Comment deadline(s) for each such request, if any, appear in Section II.</P>
                <P>
                    Section III identifies the docket number(s) associated with each Postal Service request, if any, to add a standardized distinct product to the Competitive product list or to amend a standardized distinct product, the title of each such request, the request's acceptance date, and the authority cited by the Postal Service for each request. Standardized distinct products are negotiated service agreements that are variations of one or more Competitive products, and for which financial models, minimum rates, and classification criteria have undergone advance Commission review. 
                    <E T="03">See</E>
                     39 CFR 3041.110(n); 39 CFR 3041.205(a). Such requests are reviewed in summary proceedings pursuant to 39 CFR 3041.325(c)(2) and 39 CFR 3041.505(f)(1). Pursuant to 39 CFR 3041.405(c)-(d), the Commission does not appoint a Public Representative or request public comment in proceedings to review such requests.
                </P>
                <HD SOURCE="HD1">II. Public Proceeding(s)</HD>
                <P>
                    1. 
                    <E T="03">Docket No(s).:</E>
                     CP2024-145; 
                    <E T="03">Filing Title:</E>
                     USPS Request Concerning Amendment Two to Priority Mail Express, Priority Mail, USPS Ground Advantage &amp; Parcel Select Contract 3, with Materials Filed Under Seal; 
                    <E T="03">Filing Acceptance Date:</E>
                     February 19, 2026; 
                    <E T="03">Filing Authority:</E>
                     39 CFR 3035.105 and 39 CFR 3041.505; 
                    <E T="03">Public Representative:</E>
                     Christopher Mohr; 
                    <E T="03">Comments Due:</E>
                     February 27, 2026.
                </P>
                <HD SOURCE="HD1">III. Summary Proceeding(s)</HD>
                <P>None. See Section II for public proceedings.</P>
                <P>
                    This Notice will be published in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <SIG>
                    <NAME>Danielle LeFlore,</NAME>
                    <TITLE>Alternate Federal Register Liaison.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03674 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7710-FW-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-104866; File No. SR-PEARL-2026-10]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2616, Priority of Orders, To Conform With Amendments to Rules 600 and 603 of Regulation NMS</SUBJECT>
                <DATE>February 19, 2026.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the “Act”),
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on February 10, 2026, MIAX PEARL, LLC (“MIAX Pearl” or the “Exchange”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    The Exchange proposes to amend Exchange Rule 2616, Priority of Orders, to conform with amendments to Rules 600 and 603 of Regulation NMS approved by the Commission that concern the reporting and dissemination of odd lot information.
                    <SU>3</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 101070 (September 18, 2024), 89 FR 81620 (October 8, 2024) (S7-30-22) (“Adopting Release”).
                    </P>
                </FTNT>
                <P>
                    The text of the proposed rule change is available on the Exchange's website at 
                    <E T="03">https://www.miaxglobal.com/markets/us-options/pearl-options/rule-filings</E>
                     and at MIAX Pearl's principal office.
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>
                    The Exchange proposes to amend Exchange Rule 2616, Priority of Orders, to conform with amendments to Rules 600 and 603 of Regulation NMS approved by the Commission that concern the reporting and dissemination of odd lot information.
                    <SU>4</SU>
                    <FTREF/>
                     Specifically, the Exchange proposes to adopt subparagraph (b)(3) under Exchange Rule 2616 to address the Exchange's odd lot reporting obligations under Rules 600 and 603 of Regulation NMS.
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See id.</E>
                    </P>
                </FTNT>
                <P>
                    On September 18, 2024, the Commission adopted Regulation NMS: Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders,
                    <SU>5</SU>
                    <FTREF/>
                     which among other things, accelerated the implementation of the odd-lot information definition in Rule 600(b)(69) of Regulation NMS 
                    <SU>6</SU>
                    <FTREF/>
                     and added information about the best odd-
                    <PRTPAGE P="8925"/>
                    lot order to the definition of odd-lot information.
                    <SU>7</SU>
                    <FTREF/>
                     The Commission adopted a compliance date for implementing odd-lot information as the first business day of May 2026.
                    <SU>8</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         17 CFR 242.600(b)(69).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         17 CFR 242.600(b)(69)(iii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See</E>
                         Adopting Release, 
                        <E T="03">supra</E>
                         note 3, at 81679-81681.
                    </P>
                </FTNT>
                <P>
                    In the Adopting Release, the Commission adopted amendments to Rules 600(b)(69) 
                    <SU>9</SU>
                    <FTREF/>
                     and 603(b)(3) 
                    <SU>10</SU>
                    <FTREF/>
                     of Regulation NMS. Rule 600(b)(69) of Regulation NMS defines odd-lot information.
                    <SU>11</SU>
                    <FTREF/>
                     Rule 600(b)(69)(ii) of Regulation NMS includes “odd-lots at a price greater than or equal to the national best bid and less than or equal to the national best offer, aggregated at each price level at each national securities exchange and national securities association.” 
                    <SU>12</SU>
                    <FTREF/>
                     Rule 600(b)(69)(iii) of Regulation NMS includes the highest priced odd-lot order to buy that is priced higher than the national best bid, and the lowest priced odd-lot order to sell that is priced lower than the national best offer (
                    <E T="03">i.e.,</E>
                     the “BOLO”).
                    <SU>13</SU>
                    <FTREF/>
                     Rule 603(b)(3) of Regulation NMS, among other things, requires the national securities exchanges and national securities associations to make available to the exclusive Securities Information Processor (“SIPs”) all data necessary to generate odd-lot information, and require the exclusive SIPs to collect, consolidate and disseminate odd-lot information.
                    <SU>14</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         17 CFR 242.600(b)(69).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         17 CFR 242.603(b)(3).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         17 CFR 242.600(b)(69). Rule 600(b)(69)(i) requires odd-lot transaction data to be provided as part of odd-lot information. The exclusive SIPs already collect, consolidate and disseminate odd-lot transaction information. 
                        <E T="03">See</E>
                         Securities Exchange Act Release Nos. 70793 (Oct. 31, 2013), 78 FR 66788 (Nov. 6, 2013) (order approving Amendment No. 30 to the UTP Plan to require odd-lot transactions to be reported to consolidated tape); 70794 (Oct. 31, 2013), 78 FR 66789 (Nov. 6, 2013) (order approving Eighteenth Substantive Amendment to the Second Restatement of the CTA Plan to require odd-lot transactions to be reported to consolidated tape).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         17 CFR 242.600(b)(69)(ii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         17 CFR 242.600(b)(69)(iii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         17 CFR 242.603(b)(3).
                    </P>
                </FTNT>
                <P>
                    The Commission recently issued an Exemptive Order allowing the exclusive SIPs to defer implementation of the odd-lot information as defined in Rule 600(b)(69)(ii) for two-years until May 2028.
                    <SU>15</SU>
                    <FTREF/>
                     In May 2026, the exclusive SIPs will begin disseminating the BOLO and the best odd-lot bid and offer priced at or better than the NBBO from each exchange and FINRA.
                    <SU>16</SU>
                    <FTREF/>
                     The exclusive SIPs will begin to disseminate odd-lot quotations priced between each exchange's and FINRA's best odd-lot bid or offer and the NBBO for each NMS stock in May 2028. The Exchange will provide the required odd-lot information to the SIPs in accordance with the above implementation dates.
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 104612 (January 15, 2026), 91 FR 2577 (January 21, 2026) (Order Granting Temporary Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 from Compliance with Rule 600(b)(69)(ii) of Regulation NMS.)
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         
                        <E T="03">See</E>
                         Press Release, 
                        <E T="03">SEC Grants Request for Exemption Related to Dissemination of Odd-Lot Depth of Book,</E>
                         dated January 22, 2026, 
                        <E T="03">available at</E>
                          
                        <E T="03">https://www.prnewswire.com/news-releases/sec-grants-request-for-exemption-related-to-dissemination-of-odd-lot-depth-of-book-302668045.html#:~:text=NEW%20YORK%2C%20Jan.%2022%2C,quotation%20for%20each%20NMS%20stock.</E>
                    </P>
                </FTNT>
                <P>The Exchange now proposes to amend Exchange Rule 2616, Priority of Orders, to adopt subparagraph (b)(3) to address the Exchanges odd lot reporting obligations under Rules 600 and 603 of Regulation NMS. As proposed, subparagraph (b)(3) to Exchange Rule 2616 would provide that “[p]ursuant to Rule 603 of Regulation NMS under the Exchange Act and the January 15, 2026 Exemptive Order issued by the Commission, MIAX Pearl Equities will transmit for display to the appropriate network processor the data necessary to generate odd-lot information, as defined in Rule 600 of Regulation NMS under the Exchange Act, for each NMS Stock.”</P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The proposed rule change is consistent with Section 6(b) of the Act,
                    <SU>17</SU>
                    <FTREF/>
                     in general, and furthers the objectives of Section 6(b)(1) 
                    <SU>18</SU>
                    <FTREF/>
                     in particular, in that it enables the Exchange to be so organized as to have the capacity to be able to carry out the purposes of the Act and to comply, and to enforce compliance by its members and persons associated with its members, with the provisions of the Act, the rules and regulations thereunder, and the rules of the Exchange. The Exchange also believes that the proposed rule change is consistent with Section 6(b)(5) 
                    <SU>19</SU>
                    <FTREF/>
                     of the Act in that it is designed to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system and, in general, to protect investors and the public interest.
                </P>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         15 U.S.C. 78f(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         15 U.S.C. 78f(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <P>
                    The Exchange proposes to amend Exchange Rule 2616, Priority of Orders, to adopt subparagraph (b)(3) to address the Exchange's odd lot reporting obligations under Rules 600 and 603 of Regulation NMS.
                    <SU>20</SU>
                    <FTREF/>
                     These changes are being proposed solely to codify in the Exchange's Rules its obligations under Rule 603(b)(3) of Regulation NMS, which requires it to report to the exclusive SIPs all data necessary to generate odd-lot information.
                    <SU>21</SU>
                    <FTREF/>
                     The proposed rule changes would reduce potential investor and market participant confusion and therefore remove impediments to and perfect the mechanism of a free and open market and a national market system by ensuring that the Exchange's rules properly reflect the requirements of Rule 603(b)(3) of Regulation NMS. The Exchange also believes that the proposed rule changes would remove impediments to and perfects the mechanism of a free and open market by ensuring that persons subject to the Exchange's jurisdiction, regulators, and the investing public can more easily navigate and understand the Exchange's rules. The proposed rule changes would not be inconsistent with the public interest and the protection of investors because investors will not be harmed and in fact would benefit from the increased transparency and clarity, thereby reducing potential confusion.
                </P>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         
                        <E T="03">See</E>
                         Adopting Release, 
                        <E T="03">supra</E>
                         note 3.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         17 CFR 242.603(b)(3).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>The Exchange does not believe that the proposed rule changes will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act.</P>
                <P>
                    The Exchange believes the proposed rule changes do not impose any burden on intramarket or intermarket competition that is not necessary or appropriate in furtherance of the purposes of the Act. The proposed rule change is not intended to address competitive issues but rather are concerned solely with amending the Exchange's Rules to address the Exchanges odd lot reporting obligations under Rules 600 and 603 of Regulation NMS.
                    <SU>22</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         
                        <E T="03">See</E>
                         Adopting Release, 
                        <E T="03">supra</E>
                         note 3.
                    </P>
                </FTNT>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>
                    Written comments were neither solicited nor received.
                    <PRTPAGE P="8926"/>
                </P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    Pursuant to Section 19(b)(3)(A) of the Act 
                    <SU>23</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) 
                    <SU>24</SU>
                    <FTREF/>
                     thereunder, the Exchange has designated this proposal as one that effects a change that: (i) does not significantly affect the protection of investors or the public interest; (ii) does not impose any significant burden on competition; and (iii) by its terms, does not become operative for 30 days after the date of the filing, or such shorter time as the Commission may designate if consistent with the protection of investors and the public interest.
                </P>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         17 CFR 240.19b-4(f)(6).
                    </P>
                </FTNT>
                <P>At any time within 60 days of the filing of this proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.</P>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number SR-PEARL-2026-10  on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to file number SR-PEARL-2026-10. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the filing will be available for inspection and copying at the principal office of the Exchange. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to file number SR-PEARL-2026-10 and should be submitted on or before March 17, 2026.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>25</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>25</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>Sherry R. Haywood,</NAME>
                    <TITLE>Assistant Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-03602 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-104868; File No. SR-NYSE-2026-09]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Price List</SUBJECT>
                <DATE>February 19, 2026.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on February 11, 2026, New York Stock Exchange LLC (“NYSE” or the “Exchange”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    The Exchange proposes to amend the NYSE Price List (“Price List”) to conform with an amendment to Rule 610 of Regulation NMS recently approved by the Securities and Exchange Commission (“SEC” or the “Commission”). The proposed rule change is available on the Exchange's website at 
                    <E T="03">www.nyse.com</E>
                     and at the principal office of the Exchange.
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>
                    The Exchange proposes to amend the Price List to conform with an amendment to Rule 610 of Regulation NMS (“Reg NMS”) recently approved by the Commission.
                    <SU>3</SU>
                    <FTREF/>
                     The Exchange proposes to implement the fee change effective February 11, 2026.
                    <SU>4</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 101070 (September 18, 2024), 89 FR 81620 (October 8, 2024) (S7-30-22) (“Release No. 101070”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         The Exchange originally filed to amend the Price List on January 29, 2026 (SR-NYSE-2026-06). SR-NYSE-2026-06 was withdrawn on February 11, 2026, and replaced by this filing.
                    </P>
                </FTNT>
                <P>
                    In 2022, the Commission proposed to amend certain rules under Reg NMS after taking into account the availability of “[n]ew data processing and communications techniques [that] create the opportunity for more efficient and effective market operations” 
                    <SU>5</SU>
                    <FTREF/>
                     and that is in the public interest, appropriate for investor protection and the maintenance of fair and orderly markets to assure “economically efficient execution of securities transactions,” “fair competition among brokers and dealers, among exchange markets,” and “the practicality of brokers executing investors' orders in the best market.” 
                    <SU>6</SU>
                    <FTREF/>
                     These changes included an amendment to Rule 610 of Reg NMS that prohibits a national securities exchange from imposing, or permitting to be imposed, any fee, or providing, or permitting to be provided, any rebate or other renumeration for the execution of an order in an NMS stock unless such fee, rebate, or other renumeration can be determined at the time of execution.
                    <SU>7</SU>
                    <FTREF/>
                     As amended, Rule 610 of Reg NMS provides that any national securities exchange that imposes a fee or provides a rebate that is based on a certain volume threshold, or establishes tier requirements or tiered rates based on minimum volume thresholds, would be required to set such volume thresholds 
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         15 U.S.C.78k-1(a)(1)(B).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         15 U.S.C. 78k-1(a)(1)(c)(i), (ii), and (iv).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See</E>
                         Release No. 101070, 89 FR at 81680.
                    </P>
                </FTNT>
                <PRTPAGE P="8927"/>
                <FP>or tiers using volume achieved during a stated period prior to the assessment of the fee or rebate.</FP>
                <P>
                    These amendments to Rule 610 of Reg NMS were to become effective on November 3, 2025, the first business day of November 2025. On October 31, 2025, the Commission provided temporary exemptive relief to the exchanges to adjust their fee schedules to comply with the requirements of Rule 610 that exchange fees be determinable at the time of execution until the first business day of February 2026.
                    <SU>8</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 104172 (October 31, 2025), 90 FR 51418 (November 17, 2025) (Order Granting Temporary Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 and Rules 610(f) and 612(d) of Regulation NMS, From Compliance With Rule 600(b)(89)(i)(F), Rule 610(c), Rule 610(d) and Rule 612 of Regulation NMS, as Amended). The lapse in appropriations began on October 1, 2025, and ended on November 12, 2025.
                    </P>
                </FTNT>
                <P>In anticipation of the upcoming compliance date, the Exchange proposes several amendments to its Price List in order to conform to Rule 610 of Reg NMS, as follows.</P>
                <P>First, the Exchange would adopt new rule text in footnote * under “Transaction Fees.” The proposed text, which would be the last sentence of the footnote, would provide as follows:</P>
                <EXTRACT>
                    <P>Unless noted otherwise, all tier calculations to determine transaction fees and credits in a billing month are based on the member organization's trading activity in the prior billing month. </P>
                </EXTRACT>
                <P>Second, the Exchange would replace “prior three billing months” in MOC/LOC Tiers 1 and 2 with “three billing months before the prior billing month.”</P>
                <P>Third, the Exchange proposes to replace “current billing month” with “prior billing month” in MOC/LOC Tier 3.</P>
                <P>Fourth, for member organizations with an ADV of at least 10,000 shares entered and executed by its Floor broker, Early, Mid- and Late D Orders up to specific monthly ADV levels are free. Given that ADV can fluctuate during a billing month, which could impact the thresholds for determining which level of D Order volume would be free, the Exchange would replace ADV would replace “ADV levels” and “ADV thresholds” with “monthly” levels and thresholds, respectively, and increase the thresholds for Early, Mid- and Late D Orders by multiplying the current ADV by 21, which is the average number of days in a month. As proposed, qualifying member organizations would not be charged for the first 10,500,000 shares of Early D Orders, the first 15,750,000 shares of Mid D Orders, and the first 5,250,000 shares of Late D Orders, in each case with the existing rates for Late D Orders applicable to all volume above those thresholds. The proposed change is not intended to change the current pricing; rather, the proposed change would provide the transparency and certainty to member organizations required by Rule 610 of Reg NMS. Moreover, because member organizations closely track the adding volumes they submit to the Exchange, the Exchange believes they can readily determine at the time of execution whether their D Orders will execute free of charge or be subject to one of the specific rates set forth in the Price List.</P>
                <P>For example, assume Member Organization A qualifies for free Early D Orders in the billing month with an ADV of at least 10,000 shares entered and executed by an affiliated Floor broker in the prior month. Further assume that in a billing month with 20 trading days, Member Organization A executes 750,000 shares a day for the first 10 days of the month.</P>
                <P>Under the current Price List, for the first 10 days, the first 500,000 shares ADV of Early D Orders would be free, and the 250,000 excess shares above the first 500,000 shares ADV would be charged a fee of $0.0003 per share. If Member Organization A then executes 250,000 shares ADV for the last 10 days of the month, Member Organization A's ADV would be 500,000 shares for the full month, which would instead make the excess 250,000 shares ADV in the first 10 days without charge. Under the proposal, the first 10,500,000 shares would not be charged, thereby providing certainty to Member Organization A that all volume up to 10,500,000 shares would be free.</P>
                <P>
                    Fifth, in the fees for non-Floor broker transactions that remove liquidity from the Exchange (
                    <E T="03">i.e.,</E>
                     when taking liquidity from the NYSE), and the “Floor Broker Incentive and Rebate Program,” the Exchange would replace “the billing month” with “prior billing month” in each tier where it occurs.
                </P>
                <P>Sixth, in the section of the Price List setting forth liquidity removing charges for Designated Market Makers (“DMMs”) under the “Other Equity Per Share Charges” heading, the Exchange would add “in the billing month” following “Quoting at the NBBO and Credit per Symbol.”</P>
                <P>Seventh, in the immediately following section where the DMM Quoting Share requirements are set forth, the Exchange would replace “applicable billing month” with “billing month.”</P>
                <P>Eighth, the Exchange would add “in the billing month” to Quoting Requirement 1 and Incentive Quoting Requirement 2 in the incentive for DMMs with 150 or fewer assigned securities in the previous month for the respective number of assigned issues that meet Incentive Quoting Requirement 1 or 2.</P>
                <P>Ninth, the Exchange would add “in the billing month” to the DMM Exchange Traded Product (“ETP”) Incentive” for each of the tier requirements (Monthly DMM NBBO Quoting Per ETP Symbol, ETP Symbol Security CADV, and DMM Providing Liquidity).</P>
                <P>Finally, in the SLP Adding Tiers section of the Price List, the Exchange proposes to add the following additional bullet point to the bullets following the minimum requirements for achieving the tiers: “All tier calculations to determine fees and credits in a billing month are based on the member organization's trading and quoting activity in the prior billing month.”</P>
                <P>As noted above, the changes proposed herein are intended to conform to Rule 610 of Reg NMS to enable market participants to determine what fee or rebate level would be applicable to any submitted order at the time of execution. The Exchange does not propose any other changes to the Price List.</P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Exchange believes that the proposed rule change is consistent with Section 6(b) of the Act,
                    <SU>9</SU>
                    <FTREF/>
                     in general, and furthers the objectives of Sections 6(b)(4) and (5) of the Act,
                    <SU>10</SU>
                    <FTREF/>
                     in particular, because it provides for the equitable allocation of reasonable dues, fees, and other charges among its members, issuers and other persons using its facilities and does not unfairly discriminate between customers, issuers, brokers or dealers.
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         15 U.S.C. 78f(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         15 U.S.C. 78f(b)(4) and (5).
                    </P>
                </FTNT>
                <P>
                    As described above, the proposed amendments to the Exchange's Price List are being made to conform with recent amendments to Rule 610 of Reg NMS that all exchange fees and rebates to be determinable at the time of execution. The changes proposed herein are thus designed to enable market participants to determine what fee or rebate level would be applicable to any submitted order at the time of execution as required by the Act. The proposed rule change would provide clarity to market participants, including investors, to determine what fee or rebate level would be applicable to any submitted order at the time of execution and therefore remove impediments to and perfect the mechanism of a free and 
                    <PRTPAGE P="8928"/>
                    open market and a national market system by ensuring that the Exchange's Price List properly reflect the requirements of Rule 610 of Reg NMS. The Exchange also believes that the proposed rule change would remove impediments to and perfects the mechanism of a free and open market by ensuring that market participants and the investing public can more easily navigate and understand the Exchange's Price List. The proposed rule change would not be inconsistent with the public interest and the protection of investors because investors will not be harmed and in fact would benefit from the increased transparency and clarity, thereby reducing potential confusion. Finally, by providing greater determinism to the Exchange's Price List consistent with Rule 610(d) of Reg NMS, the Exchange believes that the proposed fee change is therefore reasonable. Moreover, since the proposed changes would apply equally to all member organizations on an equal and non-discriminatory basis, the Exchange further believes that the proposal equitably allocates fees and credits among market participants and is not unfairly discriminatory.
                </P>
                <P>For the foregoing reasons, the Exchange believes that the proposal is consistent with the Act.</P>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>The Exchange does not believe that the proposed rule changes will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act.</P>
                <P>The Exchange believes the proposed rule change does not impose any burden on intramarket or intermarket competition that is not necessary or appropriate in furtherance of the purposes of the Act. The proposed rule change to amend the Exchange's Price List to conform to a recent amendment to Rule 610 of Reg NMS is not intended to address competitive issues but rather is concerned solely with ensuring that the Exchange's Price List properly reflects the requirements of Rule 610 of Reg NMS.</P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>No written comments were solicited or received with respect to the proposed rule change.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    Pursuant to Section 19(b)(3)(A)(ii) of the Act,
                    <SU>11</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(2) thereunder 
                    <SU>12</SU>
                    <FTREF/>
                     the Exchange has designated this proposal as establishing or changing a due, fee, or other charge imposed on any person, whether or not the person is a member of the self-regulatory organization, which renders the proposed rule change effective upon filing. At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         15 U.S.C. 78s(b)(3)(A)(ii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number SR-NYSE-2026-09 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to file number SR-NYSE-2026-09. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the filing will be available for inspection and copying at the principal office of the Exchange. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to file number SR-NYSE-2026-09 and should be submitted on or before March 17, 2026.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>13</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>13</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>Sherry R. Haywood,</NAME>
                    <TITLE>Assistant Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-03604 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-104865; File No. SR-CBOE-2026-004]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Future-Option Orders</SUBJECT>
                <DATE>February 19, 2026.</DATE>
                <P>
                    On January 5, 2026, Cboe Exchange, Inc. (“Cboe Options”) filed with the Securities and Exchange Commission (“Commission”), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     a proposed rule change to amend its Rules to permit orders comprised of Cboe Volatility Index (“VIX”) options and VIX futures. The proposed rule change was published for comment in the 
                    <E T="04">Federal Register</E>
                     on January 16, 2026.
                    <SU>3</SU>
                    <FTREF/>
                     The Commission received no comment letters regarding the proposed rule change.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 104588 (Jan. 13, 2024), 91 FR 2209.
                    </P>
                </FTNT>
                <P>
                    Section 19(b)(2) of the Act 
                    <SU>4</SU>
                    <FTREF/>
                     provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding, or as to which the self-regulatory organization consents, the Commission shall either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The 45th day after publication of the notice for this proposed rule change is March 2, 2026. The Commission is extending this 45-day time period.
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         15 U.S.C. 78s(b)(2).
                    </P>
                </FTNT>
                <P>
                    The Commission finds it appropriate to designate a longer period within which to take action on the proposed rule change so that it has sufficient time to consider the proposed rule change. 
                    <PRTPAGE P="8929"/>
                    Accordingly, the Commission, pursuant to Section 19(b)(2) of the Act,
                    <FTREF/>
                    <SU>5</SU>
                     designates April 16, 2026, as the date by which the Commission shall either approve or disapprove, or institute proceedings to determine whether to disapprove, the proposed rule change (File No. SR-CBOE-2026-004).
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>6</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>6</SU>
                             17 CFR 200.30-3(a)(31).
                        </P>
                    </FTNT>
                    <NAME>Sherry R. Haywood,</NAME>
                    <TITLE>Assistant Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-03601 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-104869; File No. SR-ISE-2026-05]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Add Liquidity Orders</SUBJECT>
                <DATE>February 19, 2026.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on February 12, 2026, Nasdaq ISE, LLC (“ISE” or “Exchange”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>The Exchange proposes to amend Add Liquidity Orders.</P>
                <P>
                    The text of the proposed rule change is available on the Exchange's website at 
                    <E T="03">https://listingcenter.nasdaq.com/rulebook/ise/rulefilings,</E>
                     and at the principal office of the Exchange.
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>The Exchange's proposal amends Options 3, Section 7, Types of Order and Quote Protocols. Specifically, the Exchange proposes to amend Add Liquidity Orders at Options 3, Section 7(n) which currently states, </P>
                <EXTRACT>
                    <P>An Add Liquidity Order is a limit order that is to be executed in whole or in part on the Exchange (i) only after being displayed on the Exchange's limit order book; and (ii) without routing any portion of the order to another market center. Members may specify whether an Add Liquidity Order shall be cancelled or re-priced to the minimum price variation above the national best bid price (for sell orders) or below the national best offer price (for buy orders) if, at the time of entry, the order (i) is executable on the Exchange; or (ii) the order is not executable on the Exchange, but would lock or cross the national best bid or offer. If at the time of entry, an Add Liquidity Order would lock or cross one or more non-displayed orders or quotes on the Exchange, the Add Liquidity Order shall be cancelled or re-priced to the minimum price variation above the best non-displayed bid price (for sell orders) or below the best non-displayed offer price (for buy orders). Notwithstanding the aforementioned, if an Add Liquidity Order would not lock or cross an order or quote on the System but would lock or cross the NBBO, the order will be handled pursuant to Options 3, Section 5(d). An Add Liquidity Order will be ranked in the Exchange's limit order book in accordance with Options 3, Section 10. Add Liquidity Orders may only be submitted when an options series is open for trading.</P>
                </EXTRACT>
                <P>The Exchange proposes to add the following sentence to the end of the order type description: “Add Liquidity Orders may only have a time-in-force designation of Day.” The proposed text represents current System functionality.</P>
                <P>
                    Today, Add Liquidity Orders may only have a time-in-force designation of Day,
                    <SU>3</SU>
                    <FTREF/>
                     so they would rest on the order book in the event that the order could not execute. An Add Liquidity Order may not remove liquidity from the order book. The Add Liquidity Order is designed to encourage displayed liquidity and offer Members greater flexibility to post liquidity on the Exchange, as a result, an Add Liquidity Order may not have a Time-in-Force of Immediate-or-Cancel.
                    <SU>4</SU>
                    <FTREF/>
                     Additionally, Options 3, Section 7(n) states that Add Liquidity Orders may only be submitted when an options series is open for trading.
                    <SU>5</SU>
                    <FTREF/>
                     Add Liquidity Orders may not have a Time-in-Force of Good-Till-Date 
                    <SU>6</SU>
                    <FTREF/>
                     or Good-Till-Cancel 
                    <SU>7</SU>
                    <FTREF/>
                     because these designations persist into the next trading day and participate in the Opening Process if the orders do not execute. The Exchange's proposal adds clarity and transparency to the Exchange's rules and is a non-substantive amendment.
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         A Time in Force designation of Day is described as an order to buy or sell entered with a TIF of “DAY,” which, if not executed, expires at the end of the day on which it was entered. All orders by their terms are Day orders unless otherwise specified. Day orders may be entered through FIX, OTTO, or Precise. 
                        <E T="03">See</E>
                         Supplementary Material .02(a) to Options 3, Section 7.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         A Time in Force designation of Immediate-or-Cancel is described as an order entered with a TIF of “IOC” that is to be executed in whole or in part upon receipt. Any portion not so executed is to be treated as cancelled. 
                        <E T="03">See</E>
                         Supplementary Material .02(d) to Options 3, Section 7.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         A Time-In-Force of “OPG” is not permissible. An Opening Only (“OPG”) order is entered with a TIF of “OPG.” This order can only be executed in the Opening Process pursuant to Options 3, Section 8. Any portion of the order that is not executed during the Opening Process is cancelled. OPG orders may not route. This order type is not subject to any protections listed in Options 3, Section 15, except Size Limitation and Market Wide Risk Protection. 
                        <E T="03">See</E>
                         Supplementary Material .02(e) to Options 3, Section 7.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         An order to buy or sell entered with a TIF of “GTD,” which, if not executed, will be cancelled at the sooner of the end of the expiration date assigned to the order, or the expiration of the series; provided, however, that GTD orders will be canceled in the event of a corporate action that results in an adjustment to the terms of an option contract. GTD orders may be entered through FIX or Precise. 
                        <E T="03">See</E>
                         Supplementary Material .02(c) to Options 3, Section 7.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         An order to buy or sell entered with a TIF of “GTC” that remains in force until the order is filled, canceled or the option contract expires; provided, however, that GTC orders will be canceled in the event of a corporate action that results in an adjustment to the terms of an option contract. GTC orders may be entered through FIX or Precise. 
                        <E T="03">See</E>
                         Supplementary Material .02(b) to Options 3, Section 7.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Exchange believes that the proposed rule change is consistent with Section 6(b) of the Act,
                    <SU>8</SU>
                    <FTREF/>
                     in general, and furthers the objectives of Section 6(b)(5) of the Act,
                    <SU>9</SU>
                    <FTREF/>
                     in particular, in that it is designed to promote just and equitable principles of trade, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general to protect investors and the public interest.
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         15 U.S.C. 78f(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <P>
                    The Exchange's proposal, which specifies that Add Liquidity Orders may only be entered as Day Orders, is 
                    <PRTPAGE P="8930"/>
                    consistent with the Act because the Exchange's proposal brings clarity, transparency, and readability to its rules without making any substantive changes.
                </P>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act.</P>
                <P>The Exchange's proposal to restrict the Add Liquidity Order to a Time-in-Force of Day does not impose an intra-market burden on competition because no Member will be able to enter an Add Liquidity Order with a Time-in-Force other than Day.</P>
                <P>The Exchange's proposal to restrict the Add Liquidity Order to a Time-in-Force of Day does not impose an inter-market burden on competition because the proposal is non-substantive.</P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>No written comments were either solicited or received.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    The Exchange has filed the proposed rule change pursuant to Section 19(b)(3)(A) of the Act 
                    <SU>10</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) 
                    <SU>11</SU>
                    <FTREF/>
                     thereunder. Because the foregoing proposed rule change does not: (i) significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, it has become effective pursuant to Section 19(b)(3)(A) of the Act 
                    <SU>12</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) 
                    <SU>13</SU>
                    <FTREF/>
                     thereunder.
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         15 U.S.C. 78(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         17 CFR 240.19b-4(f)(6).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6)(iii) requires the Exchange to give the Commission written notice of the Exchange's intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has satisfied this requirement.
                    </P>
                </FTNT>
                <P>At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission will institute proceedings to determine whether the proposed rule change should be approved or disapproved.</P>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number SR-ISE-2026-05  on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to file number SR-ISE-2026-05. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the filing will be available for inspection and copying at the principal office of the Exchange. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to file number SR-ISE-2026-05 and should be submitted on or before March 17, 2026.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>14</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>14</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>Sherry R. Haywood,</NAME>
                    <TITLE>Assistant Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-03605 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-104867; File No. SR-ICC-2025-014]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Collateral Risk Management Framework</SUBJECT>
                <DATE>February 19, 2026.</DATE>
                <HD SOURCE="HD1">I. Introduction</HD>
                <P>
                    On December 29, 2025, ICE Clear Credit LLC (“ICC”) filed with the Securities and Exchange Commission (“Commission”), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     a proposed rule change to revise the ICC Collateral Risk Management Framework (the “Proposed Rule Change”). The Proposed Rule Change was published for comment in the 
                    <E T="04">Federal Register</E>
                     on January 13, 2026.
                    <SU>3</SU>
                    <FTREF/>
                     On January 29, 2026, the Commission designated a longer period within which to take action on the Proposed Rule Change, until April 13, 2026.
                    <SU>4</SU>
                    <FTREF/>
                     The Commission has not received any comments on the Proposed Rule Change. For the reasons discussed below, the Commission is approving the Proposed Rule Change.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         Securities Exchange Act Release No. 104559 (Jan. 8, 2026), 91 FR 1368 (Jan. 13, 2026) (File No. SR-ICC-2025-014) (“Notice”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         Securities Exchange Act Release No. 104741 (Jan. 29, 2026), 91 FR 4974 (Feb. 3. 2026).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">II. Description of the Proposed Rule Change</HD>
                <P>
                    ICC is registered with the Commission as a clearing agency for the purpose of clearing CDS contracts for its Clearing Participants.
                    <SU>5</SU>
                    <FTREF/>
                     Clearing CDS contracts for its Clearing Participants exposes ICC to credit risk. To manage and mitigate this credit risk, ICC monitors its credit exposures and requires Clearing Participants to satisfy margin requirements and contribute to a guaranty fund. Clearing Participants, in turn, meet their margin and guaranty fund requirements by posting collateral to ICC.
                    <SU>6</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         Capitalized terms not otherwise defined herein have the meanings assigned to them in ICC's Clearing Rules or the Collateral Risk Management Framework, as applicable. The Rules are available at 
                        <E T="03">https://www.ice.com/clear-credit/regulation.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         For additional information regarding ICC and the operation of its clearing services, 
                        <E T="03">see</E>
                         ICC Disclosure Framework, 
                        <E T="03">https://www.ice.com/publicdocs/clear_credit/ICEClearCredit_DisclosureFramework.pdf</E>
                        .
                    </P>
                </FTNT>
                <P>
                    ICC limits the assets it accepts as collateral to those with low credit, 
                    <PRTPAGE P="8931"/>
                    liquidity, and market risks, including cash and certain U.S. Treasury securities. Nevertheless, the price of collateral may fluctuate, leading to the risk that the value of collateral could be less than needed to satisfy margin or guaranty fund requirements. To manage this potential risk, ICC, among other things, values its collateral holdings daily and applies haircut factors to the value of collateral. These haircut factors are designed to account for potential decline in value of collateral during stressed market conditions. The Collateral Risk Management Framework (“CRMF”) describes ICC's quantitative risk management approach to collateral, including accounting for the risk associated with fluctuations of collateral asset prices through the determination and application of haircut factors to the value of collateral.
                </P>
                <P>
                    ICC proposes revising the CRMF to add further description of how it rounds up final haircut factors and conducts back-testing of the performance of its collateral risk management. ICC also proposes removing and updating outdated references in the CRMF. These changes are intended to address certain recommendations stemming from an independent validator's review of the CRMF and to make the CRMF consistent with ICC's Back-Testing Framework.
                    <SU>7</SU>
                    <FTREF/>
                     These changes do not amend ICC's overall methodology for collateral risk.
                    <SU>8</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         Notice, 91 FR at 1369.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD2">A. Haircut Factor Rounding</HD>
                <P>As described in Section I.c of the CRMF, ICC rounds up its final haircut factors to ensure stability and some conservative bias. ICC does not propose changing the methodology associated with this rounding but rather proposes clarifications to describe its practice of rounding haircut factors.</P>
                <P>
                    ICC proposes clarifying the description of the rounding process by adding background on the execution and review of collateral haircut factor estimations. This background information specifies that collateral haircut factor estimations are executed daily as part of the risk management process. ICC's Risk Department reviews the results and determines any need for updates, at least monthly. ICC proposes to specify that the purpose of rounding estimated haircut factors is to ensure appropriate stability and some conservative bias in between periodic reviews. ICC proposes to describe the rounding interval and the levels within the interval that are considered to achieve stability. ICC also proposes to specify how final haircut factors are set for currency pairs and for sovereign debt collateral to ensure conservative haircuts. As noted above, such changes do not amend ICC's collateral assets risk management methodology and are intended to more clearly reflect current practices, some of which are currently reflected in Section III of the CRMF.
                    <SU>9</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         Notice, 91 FR at 1369.
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Back-Testing</HD>
                <P>
                    As described in Section III of the CRMF, ICC's Risk Department reviews ICC's collateral haircut model, including by reviewing a statistical performance of the haircut factors through back-testing. ICC does not propose changing the methodology associated with this back-testing but rather proposes clarifications to describe how ICC determines the time periods used in conducting back-testing, consistent with ICC's Back-Testing Framework.
                    <SU>10</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 93388 (October 20, 2021), 86 FR 59258 (October 26, 2021) (File No. SR-ICC-2021-018) (amending the Back-Testing Framework to include additional description on the lookback period for back-testing).
                    </P>
                </FTNT>
                <P>Specifically, ICC proposes changes to more clearly describe the back-testing sample size or “lookback period” used in back-testing. ICC proposes to add language clarifying that the maximum back-testing sample-size is not limited to a fixed number of observations to avoid the impact of potential bias and arbitrariness related to a fixed-length rolling back testing window.</P>
                <P>ICC also proposes to add language describing ICC's actions in the event of new observed exceedances, including the consideration of shorter lookback periods, and describe ICC's rationale for the minimum back-testing window length. ICC proposes to add language stating that in the event of new observed exceedances, ICC may also consider a shorter lookback period.</P>
                <HD SOURCE="HD2">C. Outdated References</HD>
                <P>
                    ICC proposes minor changes to remove outdated references to multiple risk measures in the CRMF. Currently, ICC considers one risk measure, Expected Shortfall, to determine haircuts. In prior versions of the CRMF, ICC considered Expected Shortfall and a Value-at-Risk measures to determine haircuts, but ICC removed the Value-at-Risk measure in 2024.
                    <SU>11</SU>
                    <FTREF/>
                     ICC proposes amending the CRMF to remove any remaining references to Value-at-Risk and change related terminology, such as “risk measures” and “risk horizons”, from plural to singular.
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 100274 (June 5, 2024), 89 FR 49252 (June 11, 2024) (File No. SR-ICC-2024-003) (amending the CRMF to remove the Value-at-Risk risk measure from ICC's haircut model approach).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">III. Discussion and Commission Findings</HD>
                <P>
                    Section 19(b)(2)(C) of the Act requires the Commission to approve a proposed rule change of a self-regulatory organization if it finds that the proposed rule change is consistent with the requirements of the Act and the rules and regulations thereunder applicable to the organization.
                    <SU>12</SU>
                    <FTREF/>
                     Under the Commission's Rules of Practice, the “burden to demonstrate that a proposed rule change is consistent with the Exchange Act and the rules and regulations issued thereunder . . . is on the self-regulatory organization [`SRO'] that proposed the rule change.” 
                    <SU>13</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         15 U.S.C. 78s(b)(2)(C).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         Rule 700(b)(3), Commission Rules of Practice, 17 CFR 201.700(b)(3).
                    </P>
                </FTNT>
                <P>
                    The description of a proposed rule change, its purpose and operation, its effect, and a legal analysis of its consistency with applicable requirements must all be sufficiently detailed and specific to support an affirmative Commission finding,
                    <SU>14</SU>
                    <FTREF/>
                     and any failure of an SRO to provide this information may result in the Commission not having a sufficient basis to make an affirmative finding that a proposed rule change is consistent with the Exchange Act and the applicable rules and regulations.
                    <SU>15</SU>
                    <FTREF/>
                     Moreover, “unquestioning reliance” on an SRO's representations in a proposed rule change is not sufficient to justify Commission approval of a proposed rule change.
                    <SU>16</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         
                        <E T="03">Susquehanna Int'l Group, LLP</E>
                         v. 
                        <E T="03">Securities and Exchange Commission,</E>
                         866 F.3d 442, 447 (D.C. Cir. 2017).
                    </P>
                </FTNT>
                <P>
                    After carefully considering the Proposed Rule Change, the Commission finds that the Proposed Rule Change is consistent with the requirements of the Act and the rules and regulations thereunder applicable to ICC. More specifically, the Commission finds that the Proposed Rule Change is consistent with Section 17A(b)(3)(F) of the Act 
                    <SU>17</SU>
                    <FTREF/>
                     and Rule 17ad-22(e)(5) 
                    <SU>18</SU>
                    <FTREF/>
                     thereunder, as described in detail below.
                </P>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         15 U.S.C. 78q-1(b)(3)(F).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         17 CFR 240.17ad-22(e)(5).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">A. Consistency With Section 17A(b)(3)(F) of the Act</HD>
                <P>
                    Under Section 17A(b)(3)(F) of the Act, ICC's rules, among other things, must be “designed to promote the prompt and accurate clearance and settlement of securities transactions and . . . to assure the safeguarding of securities and 
                    <PRTPAGE P="8932"/>
                    funds which are in the custody or control of the clearing agency or for which it is responsible . . . .” 
                    <SU>19</SU>
                    <FTREF/>
                     Based on a review of the record, and for the reasons discussed below, the Proposed Rule Change is consistent with Section 17A(b)(3)(F).
                    <SU>20</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         15 U.S.C. 78q-1(b)(3)(F).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    The Proposed Rule Change is consistent with Section 17A(b)(3)(F) of the Act 
                    <SU>21</SU>
                    <FTREF/>
                     because it would clarify the CRMF and make it internally consistent. As discussed above, ICC proposes to update its CRMF by adding more description regarding ICC's practices for rounding up final haircuts and for determining the sample size used in back-testing, consistent with ICC's Back-Testing Framework. Further, ICC proposes to remove outdated references to Value-at-Risk terminology to reflect ICC's current practice of using only an Expected Shortfall risk measure to determine haircuts.
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>Although these changes would not alter ICC's methodology for determining haircuts, they make ICC's use of the CRMF more effective, by making the application of the CRMF more consistent and reducing the possibility of error in applying the CRMF. In doing so, the Commission believes that the Proposed Rule Change could enhance ICC's ability to set and enforce appropriate haircuts, which, in turn could enhance ICC's ability to manage collateral risk and therefore maintain the financial resources needed to promptly and accurately clear and settle securities transactions.</P>
                <P>
                    Moreover, having policies and procedures that clearly and accurately document the way ICC measures risk associated with fluctuations of collateral asset prices is an important component to the effectiveness of ICC's risk management system and supports ICC's ability to maintain adequate financial resources and collateral management resources. The Proposed Rule Change is, consequently, consistent with the prompt and accurate clearance and settlement of securities transactions, derivatives agreements, contracts, and transactions, within the meaning of Section 17A(b)(3)(F) of the Act.
                    <SU>22</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    Accordingly, the Proposed Rule Change is consistent with the requirements of Section 17A(b)(3)(F) of the Act.
                    <SU>23</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Consistency With Rule 17ad-22(e)(5)</HD>
                <P>
                    Under Rule 17ad-22(e)(5), ICC must, establish, implement, maintain, and enforce written policies and procedures reasonably designed to, among other things, set and enforce appropriately conservative haircuts.
                    <SU>24</SU>
                    <FTREF/>
                     As discussed above, ICC proposes to add to the CRMF more description regarding ICC's practices for rounding up final haircuts and for determining the sample size used in back-testing the performance of ICC's haircuts, and proposes to remove outdated references to Value-at-Risk terminology to reflect ICC's current practice of using only an Expected Shortfall risk measure to determine haircuts.
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         17 CFR 240.17ad-22(e)(5). Rule 17ad-22(e)(5) requires a covered clearing agency, such as ICC, to “set and enforce appropriately conservative haircuts and concentration limits if the covered clearing agency requires collateral to manage its or its participants' credit exposure . . . .” As noted above, ICC requires its clearing participants to post collateral to manage their credit exposure, and therefore, ICC is required to set and enforce appropriately conservative haircuts and concentration limits for that collateral.
                    </P>
                </FTNT>
                <P>Although these changes would not alter ICC's methodology for determining haircuts, they make ICC's use of the CRMF more effective, by making the application of the CRMF more consistent and reducing the possibility of error in applying the CRMF. In doing so, the Commission believes that the Proposed Rule Change could enhance ICC's ability to set and enforce appropriately conservative haircuts using the CRMF.</P>
                <P>
                    Accordingly, the Proposed Rule Change is consistent with the requirements of and Rule 17ad-22(e)(5).
                    <SU>25</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         17 CFR 240.17ad-22(e)(5).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Conclusion</HD>
                <P>
                    On the basis of the foregoing, the Commission finds that the proposed rule change is consistent with the requirements of the Act, and in particular, Section 17A(b)(3)(F) of the Act 
                    <SU>26</SU>
                    <FTREF/>
                     and Rule 17ad-22(e)(5) 
                    <SU>27</SU>
                    <FTREF/>
                     thereunder.
                </P>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         15 U.S.C. 78q-1(b)(3)(F).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         17 CFR 240.17ad-22(e)(5).
                    </P>
                </FTNT>
                <P>
                    <E T="03">It is therefore ordered</E>
                     pursuant to Section 19(b)(2) of the Act 
                    <SU>28</SU>
                    <FTREF/>
                     that the proposed rule change (SR-ICC-2025-014) be, and hereby is, approved.
                    <SU>29</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         15 U.S.C. 78s(b)(2).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         In approving the proposed rule change, the Commission considered the proposal's impacts on efficiency, competition, and capital formation. 15 U.S.C. 78c(f).
                    </P>
                </FTNT>
                <P>
                    For the Commission by the Division of Trading and Markets, pursuant to delegated authority.
                    <SU>30</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>30</SU>
                         17 CFR 200.30-3(a)(12).
                    </P>
                </FTNT>
                <SIG>
                    <NAME>Sherry R. Haywood,</NAME>
                    <TITLE>Assistant Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-03603 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-104870; File No. SR-NYSEARCA-2026-18]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges</SUBJECT>
                <DATE>February 19, 2026.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on February 11, 2026, NYSE Arca, Inc. (“NYSE Arca” or the “Exchange”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    The Exchange proposes to amend the NYSE Arca Equities Fees and Charges (“Fee Schedule”) with respect to Retail Tiers. The proposed rule change is available on the Exchange's website at 
                    <E T="03">www.nyse.com,</E>
                     and at the principal office of the Exchange.
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>
                    The Exchange proposes to amend the Fee Schedule with respect to Retail Tiers. More specifically, the Exchange proposes to amend the fee for Retail 
                    <PRTPAGE P="8933"/>
                    Orders 
                    <SU>3</SU>
                    <FTREF/>
                     with a time-in-force of Day that remove liquidity under Retail Tier 3 and Retail Tier 5.
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         A Retail Order is an agency order that originates from a natural person and is submitted to the Exchange by an ETP Holder, provided that no change is made to the terms of the order to price or side of market and the order does not originate from a trading algorithm or any other computerized methodology. 
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 67540 (July 30, 2012), 77 FR 46539 (August 3, 2012) (SR-NYSEArca-2012-77).
                    </P>
                </FTNT>
                <P>The proposed changes respond to the current competitive environment where ETP Holders have a choice among both exchange and off-exchange venues of where to route marketable retail order flow.</P>
                <P>
                    The Exchange proposes to implement the fee changes effective February 11, 2026.
                    <SU>4</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         The Exchange originally filed to amend the Fee Schedule on January 30, 2026 (SR-NYSEArca-2026-12). SR-NYSEArca-2026-12 was withdrawn on February 11, 2026, and replaced by this filing.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Background</HD>
                <P>
                    The Exchange operates in a highly competitive market. The Commission has repeatedly expressed its preference for competition over regulatory intervention in determining prices, products, and services in the securities markets. In Regulation NMS, the Commission highlighted the importance of market forces in determining prices and SRO revenues and, also, recognized that current regulation of the market system “has been remarkably successful in promoting market competition in its broader forms that are most important to investors and listed companies.” 
                    <SU>5</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 51808 (June 9, 2005), 70 FR 37496, 37499 (June 29, 2005) (File No. S7-10-04) (Final Rule) (“Regulation NMS”).
                    </P>
                </FTNT>
                <P>
                    While Regulation NMS has enhanced competition, it has also fostered a “fragmented” market structure where trading in a single stock can occur across multiple trading centers. When multiple trading centers compete for order flow in the same stock, the Commission has recognized that “such competition can lead to the fragmentation of order flow in that stock.” 
                    <SU>6</SU>
                    <FTREF/>
                     Indeed, equity trading is currently dispersed across 16 exchanges,
                    <SU>7</SU>
                    <FTREF/>
                     numerous alternative trading systems,
                    <SU>8</SU>
                    <FTREF/>
                     and broker-dealer internalizers and wholesalers, all competing for order flow. Based on publicly available information, no single exchange currently has more than 20% market share.
                    <SU>9</SU>
                    <FTREF/>
                     Therefore, no exchange possesses significant pricing power in the execution of equity order flow. More specifically, the Exchange currently has less than 15% market share of executed volume of equities trading.
                    <SU>10</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 61358, 75 FR 3594, 3597 (January 21, 2010) (File No. S7-02-10) (Concept Release on Equity Market Structure).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See</E>
                         Cboe U.S Equities Market Volume Summary, available at 
                        <E T="03">https://markets.cboe.com/us/equities/market_share. See generally https://www.sec.gov/fast-answers/divisionsmarketregmrexchangesshtml.html.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See</E>
                         FINRA ATS Transparency Data, available at 
                        <E T="03">https://otctransparency.finra.org/otctransparency/AtsIssueData.</E>
                         A list of alternative trading systems registered with the Commission is available at 
                        <E T="03">https://www.sec.gov/foia/docs/atslist.htm.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">See</E>
                         Cboe Global Markets U.S. Equities Market Volume Summary, available at 
                        <E T="03">http://markets.cboe.com/us/equities/market_share/.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">See id.</E>
                    </P>
                </FTNT>
                <P>The Exchange believes that the ever-shifting market share among the exchanges from month to month demonstrates that market participants can move order flow, or discontinue or reduce use of certain categories of products. While it is not possible to know a firm's reason for shifting order flow, the Exchange believes that one such reason is because of fee changes at any of the registered exchanges or non-exchange venues to which a firm routes order flow. The competition for Retail Orders is even more stark, particularly as it relates to exchange versus off-exchange venues.</P>
                <P>The Exchange thus needs to compete in the first instance with non-exchange venues for Retail Order flow, and with the 17 other exchange venues for that Retail Order flow that is not directed off-exchange. Accordingly, competitive forces compel the Exchange to use exchange transaction fees and credits, particularly as they relate to competing for Retail Order flow, because market participants can readily trade on competing venues if they deem pricing levels at those other venues to be more favorable.</P>
                <P>
                    To respond to this competitive environment, the Exchange has established a number of Retail Tiers, 
                    <E T="03">e.g.,</E>
                     Retail Tier 1, Retail Tier 2, Retail Tier 3, Retail Tier 4 and Retail Tier 5, which are designed to provide an incentive for ETP Holders to route Retail Orders to the Exchange by providing higher credits for adding liquidity correlated to an ETP Holder's higher trading volume in Retail Orders on the Exchange. Under certain of these tiers, ETP Holders also do not pay a fee when such Retail Orders have a time-in-force of Day that remove liquidity from the Exchange. The Retail Tiers are designed to encourage ETP Holders that provide displayed liquidity in Retail Orders on the Exchange to increase that order flow, which would benefit all ETP Holders by providing greater execution opportunities on the Exchange. In order to provide an incentive for ETP Holders to direct providing displayed Retail Order flow to the Exchange, the credits increase in the various tiers based on increased levels of volume directed to the Exchange.
                </P>
                <HD SOURCE="HD3">Proposed Rule Change</HD>
                <P>
                    As noted above, the Exchange currently provides tiered credits for Retail Orders that provide liquidity on the Exchange. Specifically, Section VII. Tier Rates—Round Lots and Odd Lots (Per Share Price $1.00 or Above), provides a credit of $0.0038 per share for Adding under Retail Tier 1, a credit of $0.0037 per share for Adding under Retail Tier 2, a credit of $0.0036 per share for Adding under Retail Tier 3, a credit of $0.0034 per share for Adding under Retail Tier 4, and a credit of $0.0035 per share for Adding under Retail Tier 5.
                    <SU>11</SU>
                    <FTREF/>
                     Additionally, the Exchange currently charges a fee of $0.0025 per share for Retail Orders with a time-in-force of Day that removes liquidity under Retail Tier 1, Retail Tier 2, Retail Tier 3 and Retail Tier 5 if an ETP Holder executes 170 million or more shares of such orders in a billing month or executes 0.055% of Dollar Plus Consolidated Volume,
                    <SU>12</SU>
                    <FTREF/>
                     up to 250 million shares a month, whichever is higher, where the first 170 million shares of such orders or 0.055% of Dollar Plus Consolidated Volume, up to 250 million shares, whichever is higher, are not charged a fee. Since ETP Holders closely track the number of Retail Orders they send to the Exchange, the Exchange believes they can readily determine at the time of execution whether their Retail Orders will execute free of charge or be subject to the proposed fee of $0.0025 per share, described below.
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">See</E>
                         Fee Schedule, Retail Tiers table under Section VII. Tier Rates—Round Lots and Odd Lots (Per Share Price $1.00 or Above).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         Dollar Plus Consolidated Volume means the full month equivalent of CADV in securities with a per share price $1.00 or Above. 
                        <E T="03">See</E>
                         Fee Schedule, Section I. Definitions.
                    </P>
                </FTNT>
                <P>
                    The Exchange proposes to now charge a fee of $0.0025 per share for Retail Orders with a time-in-force of Day that remove liquidity under Retail Tier 3 and Retail Tier 5 except that no fee would be charged for the first 170 million shares of such orders or 0.055% of Dollar Plus Consolidated Volume, up to 250 million shares, whichever is higher, to ETP Holders registered as a Lead Market Maker (“LMM”) 
                    <SU>13</SU>
                    <FTREF/>
                     or Market 
                    <PRTPAGE P="8934"/>
                    Maker 
                    <SU>14</SU>
                    <FTREF/>
                     in at least 200 
                    <SU>15</SU>
                    <FTREF/>
                     Less Active ETPs 
                    <SU>16</SU>
                    <FTREF/>
                     in which the ETP Holder meets at least two Performance Metrics.
                    <SU>17</SU>
                    <FTREF/>
                     The Exchange proposes to adopt new footnote (e) to describe the no fee exception.
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         The term “Lead Market Maker” is defined in Rule 1.1(w) to mean a registered Market Maker that is the exclusive Designated Market Maker in listings for which the Exchange is the primary market.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         Pursuant to Rule 7.23-E(a)(1), all registered Market Makers, including LMMs, have an obligation to maintain continuous, two-sided trading interest in those securities in which the Market Marker is registered to trade. In addition, pursuant to Rule 7.24-E(b), LMMs are held to higher performance standards in the securities in which they are registered as LMM. LMMs can earn additional financial incentives for meeting the higher performance standards specified from time to time in the Fee Schedule. Only one LMM can be registered in a NYSE-Arca listed security, but that security can have an unlimited number of registered Market Makers. Market Makers can also be registered in securities that trade on an unlisted trading privileges basis on the Exchange.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         The number of Less Active ETPs for a billing month will be calculated as the average number of Less Active ETPs in which an LMM is registered on the first and last business day of the previous month.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         Pursuant to Section I under LMM Transaction Fees and Credits, the term “Less Active ETPs” means ETPs that have a CADV in the prior calendar quarter that is the greater of either less than 100,000 shares or less than 0.013% of Consolidated Tape B ADV. The term “ETP” means Exchange Traded Product listed on NYSE Arca.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         The applicable Performance Metrics are specified in Section III under LMM Transaction Fees and Credits on the Fee Schedule.
                    </P>
                </FTNT>
                <P>
                    The Exchange believes that it is reasonable to charge ETP Holders a fee for Retail Orders with a time-in-force of Day that remove liquidity. The Exchange notes that the proposed fee of $0.0025 per share for Retail Orders impacted by this proposed rule change is lower than the standard fee of $0.0030 per share for orders on the Exchange that remove liquidity. The Exchange further notes that other marketplaces offer various incentives based on trading activity. For instance, pursuant to its Retail Order Process, Nasdaq Stock Market LLC (“Nasdaq”) charges a fee of $0.0025 per share for shares executed in excess of 8 million shares in the month that remove liquidity while not charging a fee for shares executed below 8 million shares in the month that remove liquidity.
                    <SU>18</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         
                        <E T="03">See</E>
                         RFTY Strategies (Retail Order Process) at 
                        <E T="03">https://nasdaqtrader.com/Trader.aspx?id=PriceListTrading2.</E>
                    </P>
                </FTNT>
                <P>The Exchange believes the proposed rule change to adopt an exception so that the proposed fee would not apply is designed to incentivize ETP Holders to increase liquidity-providing orders in NYSE Arca-listed securities, including in lower volume securities, in which they are registered as a LMM or Market Maker, that they send to the Exchange, which would support the quality of price discovery on the Exchange and provide additional liquidity for incoming orders for the benefit of all market participants. The proposed rule change may also incentivize ETP Holders to increase their Retail Orders with a time-in-force of Day that add and remove liquidity to qualify for Retail Tier 1 or Retail Tier 2 and thereby earn increased credits for Adding and continue to not pay a fee for removing liquidity when below the existing cap.</P>
                <P>The proposed rule change would also continue to encourage additional liquidity on the Exchange by providing determinacy to the Fee Schedule to enable market participants to determine what fee or rebate level would be applicable to any submitted order at the time of execution.</P>
                <P>The Exchange notes that, in addition to its transaction business, its listing business also operates in a highly competitive market in which market participants, including issuers of securities, LMMs, and other liquidity providers, can readily transfer their listings, or direct order flow to competing venues if they deem fee levels, liquidity provision incentive programs, or other factors at a particular venue to be insufficient or excessive. The proposed rule change reflects the current competitive pricing environment and is designed to incentivize market participants to participate as LMMs or Market Makers, especially in Less Active ETPs, and thereby, further enhance the market quality on such securities listed on the Exchange and encourage issuers to list new products on the Exchange.</P>
                <P>The Exchange believes the proposed rule change would continue to encourage additional liquidity on the Exchange. The Exchange does not know how much Retail Order flow ETP Holders choose to route to other exchanges or to off-exchange venues. Without having a view of ETP Holders' activity on other markets and off-exchange venues, the Exchange has no way of knowing how this proposed rule change would impact ETP Holders in terms of the number of Retail Orders directed to the Exchange or to other trading venues.</P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Exchange believes that the proposed rule change is consistent with Section 6(b) of the Act,
                    <SU>19</SU>
                    <FTREF/>
                     in general, and furthers the objectives of Sections 6(b)(4) and (5) of the Act,
                    <SU>20</SU>
                    <FTREF/>
                     in particular, because it provides for the equitable allocation of reasonable dues, fees, and other charges among its members, issuers and other persons using its facilities and does not unfairly discriminate between customers, issuers, brokers or dealers.
                </P>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         15 U.S.C. 78f(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         15 U.S.C. 78f(b)(4) and (5).
                    </P>
                </FTNT>
                <HD SOURCE="HD3">The Proposed Fee Change Is Reasonable</HD>
                <P>
                    As discussed above, the Exchange operates in a highly fragmented and competitive market. The Commission has repeatedly expressed its preference for competition over regulatory intervention in determining prices, products, and services in the securities markets. Specifically, in Regulation NMS, the Commission highlighted the importance of market forces in determining prices and SRO revenues and, also, recognized that current regulation of the market system “has been remarkably successful in promoting market competition in its broader forms that are most important to investors and listed companies.” 
                    <SU>21</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         
                        <E T="03">See supra</E>
                         note 5.
                    </P>
                </FTNT>
                <P>Given this competitive environment, the proposal represents a reasonable attempt to attract additional order flow to the Exchange.</P>
                <P>As noted above, the competition for Retail Order flow is stark given the amount of retail limit orders that are routed to non-exchange venues. The Exchange believes that the ever-shifting market share among the exchanges from month to month demonstrates that market participants can shift order flow, or discontinue or reduce use of certain categories of products, in response to fee changes. ETP Holders can choose from any one of the 18 currently operating registered exchanges, and numerous off-exchange venues, to route such order flow. Accordingly, competitive forces constrain exchange transaction fees, particularly as they relate to competing for retail orders. Stated otherwise, changes to exchange transaction fees can have a direct effect on the ability of an exchange to compete for order flow.</P>
                <P>
                    The Exchange believes it is reasonable to adopt the proposed fee for Retail Orders. The Exchange believes that the proposed fee change will encourage increased participation from retail liquidity providers while maintaining a competitive and performance-based pricing structure that better reflects current market conditions and trading volumes. The Exchange believes the proposed fee change would continue to encourage increased participation from retail liquidity providers. The Exchange believes the proposed change is also reasonable because it is designed to attract higher volumes of Retail Orders transacted on the Exchange by ETP Holders which would benefit all market participants by offering greater price discovery, increased transparency, and an increased opportunity to trade on the 
                    <PRTPAGE P="8935"/>
                    Exchange. As noted above, ETP Holders could continue to not pay the proposed fee by sending greater volume of Retail Orders with a time-in-force of Day that remove liquidity and qualify for Retail Tier 1 or Retail Tier 2, as each of these pricing tiers would continue to not charge a fee for Retail Orders with a time-in-force of Day that remove liquidity when below the existing cap.
                </P>
                <P>The Exchange believes the proposed exception to not pay a fee for Retail Orders with a time-in-force of Day that remove liquidity is reasonable because it provides ETP Holders with an opportunity to not pay the proposed fee by incentivizing ETP Holders to register as an LMM or Market Maker in NYSE Arca-listed securities, including in lower volume securities, and transacting in such securities to meet the minimum performance requirements and thus qualify to not pay the proposed fee. The Exchange also believes it is reasonable to require ETP Holders to register as a LMM or Market Maker in a minimum number of Less Active ETPs and to meet at least two Performance Metrics in such securities as the Exchange believes this requirement would enhance market quality in Less Active ETPs and support the quality of price discovery in such securities.</P>
                <P>The Exchange believes the proposed exception to not pay a fee for Retail Orders that are impacted by this proposed rule change is reasonable as these changes would provide an incentive for ETP Holders to direct their order flow to the Exchange and provide meaningful added levels of liquidity and thereby, qualify to not pay the proposed fee. As noted above, the Exchange operates in a highly competitive environment, particularly for attracting order flow that provides displayed liquidity on an exchange. More specifically, the Exchange notes that greater add volume order flow may provide for deeper, more liquid markets and execution opportunities at improved prices, which the Exchange believes would incentivize liquidity providers to submit additional liquidity and enhance execution opportunities.</P>
                <P>The Exchange believes that the proposal represents a reasonable effort to provide enhanced order execution opportunities for ETP Holders. All ETP Holders would benefit from the greater amounts of liquidity on the Exchange, which would represent a wider range of execution opportunities. The Exchange notes that market participants are free to shift their order flow to competing venues if they believe other markets offer more favorable fees and credits.</P>
                <P>On the backdrop of the competitive environment in which the Exchange currently operates, the proposed rule change is a reasonable attempt to increase liquidity on the Exchange and improve the Exchange's market share relative to its competitors.</P>
                <HD SOURCE="HD3">The Proposed Fee Change Is an Equitable Allocation of Fees and Credits</HD>
                <P>The Exchange believes the proposal equitably allocates fees and credits among market participants because all ETP Holders that participate on the Exchange would be subject to the proposed rule change on an equal basis. The Exchange believes its proposal equitably allocates its fees and credits among its market participants by fostering liquidity provision and stability in the marketplace.</P>
                <P>The Exchange believes the proposed changes to Retail Orders are an equitable allocation of fees because the proposed changes, taken together, will incentivize ETP Holders to continue to direct their Retail Order flow to the Exchange. The Exchange also believes that the proposed rule change is equitable because it would apply to all similarly situated ETP Holders. As previously noted, the Exchange operates in a competitive environment, particularly as it relates to attracting Retail Orders to the Exchange. The Exchange does not know how much order flow ETP Holders choose to route to other exchanges or to off-exchange venues. The Exchange believes that pricing is just one of the factors that ETP Holders consider when determining where to direct their order flow. Among other things, factors such as execution quality, fill rates, and volatility, are important and deterministic to ETP Holders in deciding where to send their order flow.</P>
                <P>The Exchange believes that the proposed exception to not pay a fee for Retail Orders with a time-in-force of Day that remove liquidity represents an equitable allocation of fees and credits and is not unfairly discriminatory because it would apply uniformly to all ETP Holders, in that all ETP Holders would be eligible to utilize the exception by registering as a LMM or Market Maker in a Less Active ETP and meeting the market quality metrics. The Exchange believes that the proposal to offer a fee exception tied to market quality metrics represents an equitable allocation of payments because LMMs and Market Makers would be required to not only meet their Rule 7.23-E obligations but also meet prescribed performance requirements in order to qualify for the pricing structure. Further, all LMMs and Market Makers on the Exchange are eligible to participate and could do so by simply registering in a Less Active ETP and meeting the proposed market quality metrics. Under the proposal, no fee would be charged under Retail Tier 3 and Retail Tier 5 to ETP Holders that register as a LMM or Market Maker in at least 200 Less Active ETPs in which it meets at least two Performance Metrics.</P>
                <P>The Exchange believes that the proposed rule change equitably allocates its fees and credits because maintaining the proportion of Retail Orders in exchange-listed securities that are executed on a registered national securities exchange (rather than relying on certain available off-exchange execution methods) would contribute to investors' confidence in the fairness of their transactions and would benefit all investors by deepening the Exchange's liquidity pool, supporting the quality of price discovery, promoting market transparency and improving investor protection.</P>
                <HD SOURCE="HD3">The Proposed Fee Change Is Not Unfairly Discriminatory</HD>
                <P>The Exchange believes that the proposed rule change is not unfairly discriminatory. In the prevailing competitive environment, ETP Holders are free to disfavor the Exchange's pricing if they believe that alternatives offer them better value. Moreover, the proposal neither targets nor will it have a disparate impact on any particular category of market participant. The Exchange believes that the proposal does not permit unfair discrimination because the proposal would be applied to all similarly situated ETP Holders and all ETP Holders would be similarly subject to the proposed changes. Accordingly, no ETP Holder already operating on the Exchange would be disadvantaged by the proposed allocation of fees. The Exchange further believes that the proposed change would not permit unfair discrimination among ETP Holders because the general and tiered rates are available equally to all ETP Holders.</P>
                <P>
                    The Exchange believes it is not unfairly discriminatory to provide an exception not to pay a fee for Retail Orders with a time-in-force of Day that remove liquidity, as the exception would be provided on an equal basis to all ETP Holders that meet the proposed performance requirements. Further, the Exchange believes the proposed exception not to pay a fee would incentivize ETP Holders to register in Less Active ETPs and send more orders to the Exchange to meet the performance metrics. As noted above, ETP Holders could continue to not pay the proposed fee by sending greater 
                    <PRTPAGE P="8936"/>
                    volume of Retail Orders with a time-in-force of Day that remove liquidity and qualify for Retail Tier 1 or Retail Tier 2, as each of these pricing tiers would continue to not charge a fee for Retail Orders with a time-in-force of Day that remove liquidity when below the existing cap. The Exchange believes that the proposed exception is not unfairly discriminatory because it would be available to all ETP Holders on an equal and non-discriminatory basis.
                </P>
                <P>As described above, in today's competitive marketplace, order flow providers have a choice of where to direct liquidity-providing order flow, in particular, Retail Orders. The Exchange notes that the submission of Retail Orders is optional for ETP Holders in that they could choose whether to submit Retail Orders and, if they do, the extent of its activity in this regard. The Exchange believes that it is subject to significant competitive forces, as described below in the Exchange's statement regarding the burden on competition.</P>
                <P>For the foregoing reasons, the Exchange believes that the proposal is consistent with the Act.</P>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>
                    In accordance with Section 6(b)(8) of the Act,
                    <SU>22</SU>
                    <FTREF/>
                     the Exchange believes that the proposed rule change would not impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. Instead, as discussed above, the Exchange believes that the proposed changes would encourage the submission of additional liquidity to a public exchange, thereby promoting market depth, price discovery and transparency and enhancing order execution opportunities for ETP Holders. As a result, the Exchange believes that the proposed change furthers the Commission's goal in adopting Regulation NMS of fostering integrated competition among orders, which promotes “more efficient pricing of individual stocks for all types of orders, large and small.” 
                    <SU>23</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         15 U.S.C. 78f(b)(8).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         
                        <E T="03">See supra</E>
                         note 5.
                    </P>
                </FTNT>
                <P>
                    <E T="03">Intramarket Competition.</E>
                     The Exchange believes the proposed rule change does not impose any burden on intramarket competition that is not necessary or appropriate in furtherance of the purposes of the Act. The Exchange does not believe that the proposed change represents a significant departure from previous pricing offered by the Exchange or its competitors. The proposed change is designed to attract additional order flow to the Exchange. The Exchange believes that the proposed changes would continue to incentivize market participants to direct order flow to the Exchange. The Exchange also believes that that the proposed exception to not pay a fee for Retail Orders with a time-in-force of Day that remove liquidity would incentivize ETP Holders to participate as LMMs or Market Makers and direct liquidity adding order flow to the Exchange in order to meet certain performance metrics, which would bring with it additional execution opportunities for market participants and improved price transparency. Greater overall order flow, trading opportunities, and pricing transparency would benefit all market participants on the Exchange by enhancing market quality and would continue to encourage ETP Holders to send their orders to the Exchange, thereby contributing towards a robust and well-balanced market ecosystem. All ETP Holders would be subject to the proposed changes, and, as such, the proposed changes would not impose a disparate burden on competition among market participants on the Exchange. As noted, the proposal would apply to all similarly situated ETP Holders on the same and equal terms, who would benefit from the changes on the same basis. Accordingly, the proposed change would not impose a disparate burden on competition among market participants on the Exchange.
                </P>
                <P>
                    <E T="03">Intermarket Competition.</E>
                     The Exchange believes the proposed rule change does not impose any burden on intermarket competition that is not necessary or appropriate in furtherance of the purposes of the Act. The Exchange operates in a highly competitive market in which market participants can readily choose to send their orders to other exchanges and off-exchange venues if they deem fee levels at those other venues to be more favorable. As noted above, the Exchange's market share of intraday trading (
                    <E T="03">i.e.,</E>
                     excluding auctions) is currently less than 10%. In such an environment, the Exchange must continually adjust its fees and rebates to remain competitive with other exchanges and with off-exchange venues. Because competitors are free to modify their own fees and credits in response, and because market participants may readily adjust their order routing practices, the Exchange does not believe this proposed fee change would impose any burden on intermarket competition.
                </P>
                <P>The Exchange believes that the proposed change could promote competition between the Exchange and other execution venues, including those that currently offer similar order types and comparable transaction pricing, by encouraging additional orders to be sent to the Exchange for execution.</P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>No written comments were solicited or received with respect to the proposed rule change.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    Pursuant to Section 19(b)(3)(A)(ii) of the Act,
                    <SU>24</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(2) thereunder 
                    <SU>25</SU>
                    <FTREF/>
                     the Exchange has designated this proposal as establishing or changing a due, fee, or other charge imposed on any person, whether or not the person is a member of the self-regulatory organization, which renders the proposed rule change effective upon filing. At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         15 U.S.C. 78s(b)(3)(A)(ii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number SR-NYSEARCA-2026-18 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to file number SR-NYSEARCA-2026-18. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will 
                    <PRTPAGE P="8937"/>
                    post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the filing will be available for inspection and copying at the principal office of the Exchange. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to file number SR-NYSEARCA-2026-18 and should be submitted on or before March 17, 2026.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>26</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>26</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>Sherry R. Haywood,</NAME>
                    <TITLE>Assistant Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-03606 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-104871; File No. SR-24X-2026-04]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Limited Liability Agreement of 24X US Holdings LLC Related to a Transaction</SUBJECT>
                <DATE>February 19, 2026.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Exchange Act” or “Act”),
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on February 10, 2026, 24X National Exchange LLC (“24X” or the “Exchange”) filed with the Securities and Exchange Commission (“SEC” or “Commission”) the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Exchange filed the proposal as a “non-controversial” proposed rule change pursuant to Section 19(b)(3)(A)(iii) of the Act 
                    <SU>3</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) thereunder.
                    <SU>4</SU>
                    <FTREF/>
                     The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         15 U.S.C. 78s(b)(3)(A)(iii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         17 CFR 240.19b-4(f)(6).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    The Exchange proposes to amend the limited liability agreement for 24X US Holdings LLC, the parent company of the Exchange in connection with the issuance of Voting Common Units of 24X US Holdco upon the conversion of a convertible promissory note. The proposed rule change is available on the Exchange's website at 
                    <E T="03">https://equities.24exchange.com/regulation</E>
                     and at the principal office of the Exchange.
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>The Exchange is filing with the Commission a proposed rule change to amend and restate the Third Amended and Restated Limited Liability Company Agreement (the “24X US Holdco LLC Agreement”) of 24X US Holdings LLC (“24X US Holdco”) as the Fourth Amended and Restated Limited Liability Company Agreement of 24X US Holdco to include amendments related to the issuance of Voting Common Units of 24X US Holdco to Rakuten Securities Holdings, Inc. (“Rakuten”) upon the conversion of a convertible promissory note as part of a capital raise (the “Transaction”), and various clarifying, updating, conforming, and other non-substantive amendments to the 24X US Holdco LLC Agreement. Each of these proposed amendments is discussed below.</P>
                <HD SOURCE="HD3">(i) Rakuten Transaction</HD>
                <P>
                    On May 27, 2025, 24X issued to Rakuten a convertible promissory note in exchange for certain consideration, and, on September 18, 2025, 24X and Rakuten agreed to convert the convertible promissory note into 893,087 Voting Common Units of 24X US Holdco, subject to the effectiveness of this filing. The Exchange proposes to amend the 24X US Holdco LLC Agreement to facilitate the Transaction, including authorizing the issuance of Voting Common Units and to reflect the admission of Rakuten as a Member of 24X US Holdco.
                    <SU>5</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         A “Member” of 24X US Holdco is defined in 
                        <E T="03">Exhibit B</E>
                         of the 24X US Holdco LLC Agreement as “each Person signing this Agreement and any Person who subsequently is admitted as a member in the Company.”
                    </P>
                </FTNT>
                <P>
                    The Exchange proposes to amend the 24X US Holdco LLC Agreement to allow the issuance of Voting Common Units, which are the same type of membership interest (
                    <E T="03">i.e.,</E>
                     have the same privileges, preference, duties, liabilities, obligations and rights) as the existing interest held by 24X Bermuda Holdco, which currently wholly owns 24X US Holdco, to Rakuten pursuant to the Transaction. With the completion of the Transaction, 24X Bermuda Holdco's proportionate ownership of 24X US Holdco would be reduced by approximately 9% from 100% to approximately 91%. Accordingly, 24X Bermuda Holdco will continue to own its ownership interest in 24X US Holdco pursuant to the existing exceptions to the ownership and voting limitation provisions for 24X Bermuda Holdco in the 24X US Holdco LLC Agreement after giving effect to the Transaction and the proposed amendments to the 24X US Holdco LLC Agreement.
                    <SU>6</SU>
                    <FTREF/>
                     24X believes that the exceptions to the ownership and voting limitations provisions for 24X Bermuda Holdco remain appropriate because the governance and oversight of the Exchange would not change with the proposed amendments to the 24X US Holdco LLC Agreement.
                    <SU>7</SU>
                    <FTREF/>
                     24X Bermuda Holdco would remain the Manager of 24X US Holdco, and would continue to have control over decision making for 24X US Holdco.
                    <SU>8</SU>
                    <FTREF/>
                     Correspondingly, Rakuten would own approximately 9% of 24X US Holdco. Accordingly, Rakuten will not exceed any ownership or voting limitations applicable to the Members set forth in the 24X US Holdco LLC Agreement after giving effect to the Transaction and the proposed amendments to the 24X US Holdco LLC Agreement. The proceeds from the Transaction could be used by 24X US Holdco and its subsidiary, the 
                    <PRTPAGE P="8938"/>
                    Exchange, for regulation and operation of the Exchange.
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         Section III(c)(ii)(A) of 24X US Holdco LLC Agreement.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         With the completion of this Transaction, subject to any applicable regulatory requirements, 24X anticipates that Rakuten will participate as an observer on the Board of Managers of 24X Bermuda Holdco.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See</E>
                         Section IV(a) of 24X US Holdco LLC Agreement.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(ii) Issuance of Voting Common Units</HD>
                <P>To facilitate the Transaction, which involves the issuance of Voting Common Units, the Exchange proposes to amend the 24X US Holdco LLC Agreement to allow 24X US Holdco to issue Voting Common Units. Specifically, the Exchange proposes to revise paragraph (a) of Section III of the 24X US Holdco LLC Agreement to reference the authority to issue 9,900,000 Voting Common Units, for a total of 11,000,000 total Common Units (including both Non-Voting and Voting Common Units). Specifically, the Exchange proposes to revise paragraph (a) of Section III of the 24X US Holdco LLC Agreement to read as follows:</P>
                <EXTRACT>
                    <P>
                        The Company 
                        <SU>9</SU>
                        <FTREF/>
                         is authorized to issue 11,000,000 Common Units as follows: (1) 9,900,000 Voting Common Units, and (2) 1,100,000 Non-Voting Common Units. The Non-Voting Common Units may be issued or reserved for issuance pursuant to the Warrant Performance Incentive Program (as defined below). Authorization of any additional Units or any newly created class or series of Units may only be effected by an amendment of this Agreement pursuant to paragraphs (a) and (b) of Section XI and approval by the Manager.
                    </P>
                    <FTNT>
                        <P>
                            <SU>9</SU>
                             “The Company,” as used herein, means 24X US Holdco, unless otherwise noted.
                        </P>
                    </FTNT>
                </EXTRACT>
                <P>
                    Correspondingly, the Exchange proposes to amend 
                    <E T="03">Exhibit B</E>
                     of the 24X US Holdco LLC Agreement by defining the new term of “Voting Common Units” used in paragraph (a) of Section III of the 24X US Holdco. The Exchange proposes to define a “Voting Common Unit” as “a common Unit that carries the right to vote as provided under this Agreement.” 
                    <SU>10</SU>
                    <FTREF/>
                     A Voting Common Unit represents a common membership interest in 24X US Holdco that provides the holder with voting rights with regard to 24X US Holdco.
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         The term “Unit” is defined in 
                        <E T="03">Exhibit B</E>
                         of the 24X US Holdco LLC Agreement to mean “the limited liability company interests issued by the Company to the Members and, where applicable, having the powers, preferences, priorities and rights and the qualifications, limitations and restrictions set forth in this Agreement. For the sake of clarity, the Units shall constitute the `limited liability company interests' of the Company for all purposes of, and within the meaning set forth in, the Act and shall represent interests in ownership, Profits and Losses of the Company.”
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(iii) Drag-Along Right</HD>
                <P>
                    The Exchange proposes to add to the 24X US Holdco LLC Agreement a description of the drag-along right applicable to a holder of any Unit. Specifically, the Exchange proposes to amend Section XIII of the 24X US Holdco LLC Agreement to include the following statement: “With respect to any holder of any Unit, such holder shall have the rights and be subject to the obligations set forth on 
                    <E T="03">Exhibit C-2.”</E>
                     The Exchange also proposes to add 
                    <E T="03">Exhibit C-2,</E>
                     which describes the drag-along right, to the 24X US Holdco LLC Agreement.
                </P>
                <P>
                    Proposed 
                    <E T="03">Exhibit C-2</E>
                     to the 24X US Holdco LLC Agreement describes the drag-along right applicable to the holder of any Unit in the event of a Sale of the Company. A drag-along right is a common corporate method for ensuring the possibility of a complete sale of a company, allowing a majority shareholder (or a designated group) to require the minority shareholders to sell their shares under the same terms and conditions when the majority wishes to exit a company, and the acquiror of the company wishes to own 100% of the company. Such drag-along rights are similar to those currently in place for parent companies of other national securities exchanges.
                    <SU>11</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">See, e.g.,</E>
                         Drag-along Rights, Section 10.4 of the Eighth Amended and Restated Limited Liability Company Agreement of MEMX Holdings LLC; Drag-Along Right, Section 7.7 of the Second Amended and Restated Limited Liability Company Agreement of BOX Holdings Group LLC.
                    </P>
                </FTNT>
                <P>
                    Proposed paragraph 1 of 
                    <E T="03">Exhibit C-2</E>
                     defines the term “Sale of the Company,” where “the Company” refers to 24X US Holdco. A “Sale of the Company” would mean either:
                </P>
                <EXTRACT>
                    <P>(a) a single transaction or series of related transactions in which a Person, or a group of affiliated Persons, acquires from one or more Members Units representing a majority of the outstanding equity of the Company or of the outstanding voting power of the Company; (b) a sale, exclusive license or other disposition of all or substantially all of the properties and assets of the Company and its Subsidiaries, taken as a whole, in a single transaction or series of related transactions; or (c) a merger, reorganization or consolidation of the Company with or into another entity, or the Transfer of Units to a Person, or group of affiliated Persons, and in any such merger, reorganization, consolidation or Transfer the surviving or acquiring entity or such Person or group would hold a majority of the outstanding equity of the Company or of the outstanding voting power of the Company. For avoidance of doubt, any transaction remains subject to Sections III(c) and VII(c).</P>
                </EXTRACT>
                <P>
                    Proposed paragraph 2 of 
                    <E T="03">Exhibit C-2</E>
                     describes the actions to be taken with regard to the drag-along right. Specifically, proposed paragraph 3 of 
                    <E T="03">Exhibit C-2</E>
                     states:
                </P>
                <EXTRACT>
                    <P>If the Manager and 24X Bermuda Holdings approve a Sale of the Company, then, subject to satisfaction of the conditions in Section 3 below, each Member and the Company hereby agree: (a) to vote all Units in favor of such Sale of the Company; (b) to sell the same proportion of Units beneficially held by such Member as is being sold by 24X Bermuda Holdings; (c) to refrain from exercising any dissenters' rights or rights of appraisal under Applicable Law, and (d) to execute and deliver all related documentation and take such action as reasonably requested by the Manager or 24X Bermuda Holdings to carry out the terms of this Section 2.</P>
                </EXTRACT>
                <P>
                    Proposed paragraph 3 of 
                    <E T="03">Exhibit C-2</E>
                     describes the conditions related to the drag-along right. Specifically, proposed paragraph 3 of 
                    <E T="03">Exhibit C-2</E>
                     states the following:
                </P>
                <EXTRACT>
                    <P>A Member will not be required to comply with Section 2 in connection with any proposed Sale of the Company (the “Proposed Sale”), unless: (a) representations and warranties to be made by such Member are limited to authority, ownership, ability to convey title to Units free and clear of all liens and encumbrances and such other customary representations and warranties that are made by all Members; (b) the Member is not liable for the breach of any representation, warranty or covenant made by any other Person in connection with the Proposed Sale, other than the Company; (c) liability shall be limited to such Member's applicable share (based on the proceeds payable to each Member) of a negotiated aggregate indemnification amount that applies equally to all Members but does not exceed the amount of consideration payable to such Member, except for fraud by such Member; (d) each Member of each class or series will receive the same form of consideration as received by other Members of the same class or series.</P>
                </EXTRACT>
                <P>
                    Proposed paragraph 4 of 
                    <E T="03">Exhibit C-2</E>
                     describes the irrevocable proxy and power of attorney related to the drag-along right. Specifically, proposed paragraph 4 of 
                    <E T="03">Exhibit C-2</E>
                     states the following:
                </P>
                <EXTRACT>
                    <P>Each Member hereby appoints as the proxy of such Member and hereby grants a power of attorney to the Manager of the Company, with full power of substitution, with respect to a Sale of the Company pursuant to Section 2, and hereby authorizes the Manager to represent and vote, if and only if the Member (i) fails to vote, or (ii) attempts to vote inconsistent with the terms of this Exhibit, all of such Member's Units in favor of the approval of any Sale of the Company. The power of attorney granted hereunder shall authorize the Manager of the Company to execute and deliver the documentation referred to in this Exhibit on behalf of any party failing to do so within five (5) business days of a request by the Company. Each of the proxy and power of attorney granted pursuant to this Section 4 is given in consideration of the agreements and covenants of the Company and the Members in connection with the transactions contemplated by this Agreement and, as such, each is coupled with an interest and shall be irrevocable unless and until this Agreement terminates or expires.</P>
                </EXTRACT>
                <PRTPAGE P="8939"/>
                <HD SOURCE="HD3">(iv) Additional Members and Rakuten Transaction</HD>
                <P>The Exchange proposes to revise the 24X US Holdco LLC Agreement to address the addition of Rakuten as a Member, alongside existing Member 24X Bermuda Holdco. Specifically, the Exchange proposes to revise the Explanatory Statement to the 24X US Holdco LLC Agreement to describe the changes to be made in connection with the Transaction. Specifically, paragraphs B., C. and D. of the Explanatory Statement would state the following:</P>
                <EXTRACT>
                    <P>B. 24X Bermuda Holdings determined to amend and restate the Original Agreement pursuant to that Amended and Restated Limited Liability Company Agreement of the Company dated October 21, 2022 and subsequently pursuant to the Second Amended and Restated Limited Liability Company Agreement dated December 9, 2024 and the Third Amended and Restated Limited Liability Company Agreement dated September 19, 2025 (the Existing Agreement”).</P>
                    <P>C. On September 18, 2025, pursuant to the certain Subscription Agreement dated September 18, 2025 between the Company and Rakuten Securities Holdings, Inc. (“Rakuten”), the Company converted that certain Convertible Promissory Note with the Company (“Note”), issued to Rakuten and dated as of May 27, 2025, into 893,087 Voting Common Units of the Company in full satisfaction and discharge of the Company's obligations under the Note, and such Note automatically and irrevocably was terminated and of no further force and effect and Rakuten became a Member of the Company.</P>
                    <P>D. As a result of the conversion as described in paragraph C, 24X Bermuda Holdings and Rakuten desire to amend and restate the Existing Agreement to reflect the admission of Rakuten as a Member and make certain other changes, all as more particularly set forth herein and all of the requirements to amend and restate the Existing Agreement as set forth therein have been satisfied.</P>
                </EXTRACT>
                <P>
                    The Exchange also proposes to amend 
                    <E T="03">Exhibit A</E>
                     of the 24X US Holdco LLC Agreement to include the updated ownership interests of 24X Bermuda Holdco and Rakuten. Specifically, the chart in 
                    <E T="03">Exhibit A</E>
                     would be revised to indicate that 24X Bermuda Holdco would own 90.97% of the Voting Common Units and 9,000,000 Voting Common Units, and that Rakuten would own 9.03% of the Voting Common Units and 893,087 Voting Common Units. In addition, 
                    <E T="03">Exhibit A</E>
                     would be revised to indicate that the total number of Voting Common Units is 9,893,087.
                </P>
                <P>
                    The Exchange also proposes to add a new paragraph (c) to Section XI of the 24X US Holdco LLC Agreement which would state that “Any amendment to or repeal of any provision of this Agreement that would disproportionately and adversely affect one Member's economic rights or specific rights, benefits, or privileges as explicitly provided in this Agreement to such Member, but not any other Member's economic rights shall require the prior written consent of such affected Member.” Such a membership right is similar to those currently in place for parent companies of other national securities exchanges.
                    <SU>12</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">See, e.g.,</E>
                         Section 4.7 of the Eighth Amended and Restated Limited Liability Company Agreement of MEMX Holdings LLC; Section 18.1(b) of the Second Amended and Restated Limited Liability Company Agreement of BOX Holdings Group LLC.
                    </P>
                </FTNT>
                <P>Correspondingly, the Exchange proposes to revise paragraph (a) of Section XI of the 24X US Holdco LLC Agreement to reflect the new paragraph (c) of Section XI. With this change, paragraph (a) of Section XI would state that “[s]ubject to paragraphs (b) and (c) of this section XI, this Agreement may be amended or repealed, or a new Limited Liability Company Agreement may be adopted, by the written consent of 24X Bermuda Holdings.”</P>
                <P>In addition, the Exchange proposes to make certain additional changes to the 24X US Holdco LLC Agreement to reflect the fact that 24X US Holdco will now have two Members, rather than just the one Member, 24X Bermuda Holdco. Such changes include:</P>
                <P>• Revising the introductory paragraph to the 24X US Holdco LLC Agreement to indicate that “each of the parties listed on the signature pages hereto, each a Member”;</P>
                <P>• Revising the final sentence in the Explanatory Statement to replace the reference to “24X Bermuda Holdings” with “the Members”; and</P>
                <P>• Revising Section IV to replace the reference to “24X Bermuda Holdings” with “each Member.”</P>
                <P>
                    Finally, the Exchange proposes to add paragraph (f) to Section III of the 24X US Holdco LLC Agreement to address certain pre-emptive rights for Members of 24X US Holdco. A pre-emptive rights provision is a typical request from a new investor that wants to have the ability to maintain its ownership percentage if the company at issue decides to raise additional funds from third party investors that invest after the first investor's investment. In such an event, the first investor would be permitted to purchase a portion of the newly issued securities such that the first investor can keep its same percentage. Such pre-emptive rights are similar to those currently in place for another parent company of a national securities exchange as approved by the Commission.
                    <SU>13</SU>
                    <FTREF/>
                     Proposed paragraph (f)(i) of Section III would state the following:
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         
                        <E T="03">See, e.g.,</E>
                         Pre-Emptive Rights, Article IX of the Eighth Amended and Restated Limited Liability Company Agreement of MEMX Holdings LLC.
                    </P>
                </FTNT>
                <EXTRACT>
                    <P>If the Company proposes to issue any of its Voting Common Units, Non-Voting Common Units, or any newly created class or series of Units, or any securities convertible into Units (collectively, “Newly Issued Securities”), the Company shall provide written notice to all Members prior to issuing such Newly Issued Securities to any third party. Such notice shall specify the type, quantity, proposed issue price, and other material terms and conditions of the Newly Issued Securities.</P>
                </EXTRACT>
                <P>Proposed paragraph (f)(ii) of Section III would state the following:</P>
                <EXTRACT>
                    <P>Each voting Member (each, an “Existing Member”) shall have the right (the “Pre-emptive Right”) to subscribe for and acquire such number of Newly Issued Securities as may be necessary to maintain its then-current Percentage Interest (calculated based on the Percentage Interest as set forth in Exhibit A of this Agreement) on the same terms and conditions (excluding any specific additional rights, privileges, or benefits offered to third parties, such as board seats or information rights, which should be negotiated separately) as those proposed to be offered to third parties, within 20 business days (the “Exercise Period”) following the Company's notice of its proposal to issue such Newly Issued Securities to a third party. An Existing Member may exercise its Pre-emptive Right by delivering written notice to the Company within the Exercise Period.</P>
                </EXTRACT>
                <P>Proposed paragraph (f)(iii) of Section III would state the following:</P>
                <EXTRACT>
                    <P>If any Existing Member does not exercise all or part of its Pre-emptive Right within the Exercise Period, the Company may issue the unexercised Newly Issued Securities to a third party on terms no less favorable than those offered to such Existing Member. However, the Company must complete the issuance of such Newly Issued Securities within 90 days after the expiration of the Exercise Period (or such longer period as required to obtain any regulatory approvals). If the issuance is not completed within this period, the Company shall follow the procedures set forth in this Section again before issuing such Newly Issued Securities to any third party.</P>
                </EXTRACT>
                <HD SOURCE="HD3">(v) Tax Matters</HD>
                <P>The Exchange proposes to revise the 24X US Holdco LLC Agreement to enable 24X US Holdco to comply with the requirements of Treasury Regulation Section 1.704-1(b)(2)(iv). This change is related to the move from one owner to more than one owner of 24X US Holdco.</P>
                <HD SOURCE="HD3">(A) Section V of the 24X US Holdco LLC Agreement</HD>
                <P>
                    The Exchange proposes to revise Section V of 24X US Holdco LLC Agreement to address this Treasury 
                    <PRTPAGE P="8940"/>
                    Regulation. Section V of 24X US Holdco LLC Agreement states that “[c]ash Flow for each taxable year of the Company shall be distributed to the Members, at such time as determined by the Manager, in proportion to the Percentage Interest of each Member. Except as otherwise required by Section 704 of the Code, all Profit or Loss shall be allocated to the Members in proportion to their respective Percentage Interest. If the Company is dissolved, the assets of the Company shall be distributed as provided in Section VIII.” The Exchange proposes to revise this provision, creating paragraphs (a) through (d) to address distributions and allocations. Proposed paragraph (a) would state that “Except as provided in Sections V(b) and V(c), Cash Flow for each taxable year of the Company shall be distributed to the Members, at such time as determined by the Manager, in proportion to the Percentage Interest of each Member.” Proposed paragraph (b) of Section V of the 24X US Holdco LLC Agreement would state the following:
                </P>
                <EXTRACT>
                    <P>The Company shall, subject to available Cash Flow, distribute amounts to or on behalf of each Member equal to the Required Tax Distribution amount for such Member, pro rata based on the respective Required Tax Distribution amounts of the Members; provided, however, that no Required Tax Distributions shall be made in the year in which the Company is liquidated. Required Tax Distributions shall be treated as advances of distributions pursuant to this Agreement and shall be applied against and reduce any future amounts distributable to or payable to the Member (or such Member's successor in interest).</P>
                </EXTRACT>
                <P>Proposed paragraph (c) of Section V of the 24X US Holdco LLC Agreement would state that “[i]f the Company is dissolved, the assets of the Company shall be distributed as provided in Section VIII.” This statement is currently set forth in Section V. Finally, proposed paragraph (d) of Section V of the 24X US Holdco LLC Agreement would state the following:</P>
                <EXTRACT>
                    <P>Except as required by Section 704 of the Code, Net Profits and Net Losses (and items thereof) and taxable income or taxable loss (and items thereof) of the Company shall be allocated to the Members in accordance with Exhibit D.</P>
                </EXTRACT>
                <P>
                    The Exchange proposes certain changes to the definitions set forth in 
                    <E T="03">Exhibit B</E>
                     to the 24X US Holdco LLC Agreement in light of the above changes to Section V of the 24X US Holdco LLC Agreement. First, the Exchange proposes to add the following definition of “Required Tax Distribution,” a term used in proposed Section V of the 24X US Holdco LLC Agreement:
                </P>
                <EXTRACT>
                    <P>“Required Tax Distribution” means, with respect to any Member holding Units, an amount equal to the Applicable Percentage of the amount by which (x) the aggregate amount of Net Profits and items of taxable income and gain of the Company allocated to such Member in respect of such Member's Units pursuant to Section 5(b) plus any guaranteed payments for the use of capital under Section 707(c) of the Code accrued in respect of a Member's Units during the term of the Company exceeds (y) the aggregate amount of Net Losses and items of taxable loss or deduction of the Company allocated to such Member in respect of such Units pursuant to Section 5(b) during the term of the Company, minus the aggregate amount of distributions and any guaranteed payments for the use of capital under Section 707(c) of the Code previously made or paid to such Member in respect of such Units under Section 5 during the term of the Company.</P>
                </EXTRACT>
                <P>
                    In addition, the Exchange proposes to add the following definition of “Applicable Percentage,” a term used in the definition of “Required Tax Distribution,” to 
                    <E T="03">Exhibit B</E>
                     of the 24X US Holdco LLC Agreement:
                </P>
                <EXTRACT>
                    <P>
                        “Applicable Percentage” means, when computing the Required Tax Distribution amount in respect of any taxable year or taxable years, the sum of the highest individual federal tax rate (including any surcharges) and the highest individual marginal income tax rate in the State of New York at which income of the Company allocated to any Member could be taxed under the Code or the laws of the State of New York, as applicable, for the taxable year or taxable years in question (determined taking the character of the income into account; 
                        <E T="03">i.e.,</E>
                         capital gain or ordinary income).
                    </P>
                </EXTRACT>
                <P>
                    Finally, with the proposed deletion of the terms “Profit” and “Loss” from Section V of the 24X US Holdco LLC Agreement, the Exchange, correspondingly, proposes to delete the definition of “Profit” and “Loss” from 
                    <E T="03">Exhibit B</E>
                     of the 24X US Holdco LLC Agreement. 
                    <E T="03">Exhibit B</E>
                     of the 24X US Holdco LLC Agreement currently defines “Profit” and “Loss” to “mean, for each taxable year of the Company (or other period for which Profit and Loss must be computed), the Company's taxable income or loss determined in accordance with the Code.” The Exchanges proposes to add a definition of “Net Profts” and “Net Losses” to 
                    <E T="03">Exhibit B,</E>
                     which would state that “ 'Net Profits' and “Net Losses' are defined as set forth in 
                    <E T="03">Exhibit D.”</E>
                </P>
                <HD SOURCE="HD3">(B) Exhibit D of the 24X US Holdco LLC Agreement</HD>
                <P>
                    The Exchange also proposes to add 
                    <E T="03">Exhibit D</E>
                     to the 24X US Holdco LLC Agreement to enable 24X US Holdco to comply with the requirements of Treasury Regulation Section 1.704-1(b)(2)(iv). Proposed 
                    <E T="03">Exhibit D</E>
                     would include the following provisions.
                </P>
                <P>
                    The proposed introductory paragraph to 
                    <E T="03">Exhibit D</E>
                     would state that “[t]he provisions of this Exhibit D are included in order to enable the Company to comply with the requirements of Treasury Regulation Section 1.704-1(b)(2)(iv). For purposes of this 
                    <E T="03">Exhibit D,</E>
                     “Member” shall include any Person treated as an owner of the Company for U.S. federal income tax purposes.”
                </P>
                <P>
                    Proposed paragraph 1 of 
                    <E T="03">Exhibit D</E>
                     sets forth definitions of terms used in 
                    <E T="03">Exhibit D.</E>
                     Specifically, proposed paragraph 1 of 
                    <E T="03">Exhibit D</E>
                     would provide the following definitions:
                </P>
                <P>
                    • Proposed paragraph 1.a of 
                    <E T="03">Exhibit D</E>
                     would state the following:
                </P>
                <EXTRACT>
                    <P>a. “Adjusted Capital Account” means, for each Member, such Member's Capital Account balance increased by such Member's share of “minimum gain” and of “partner nonrecourse debt minimum gain” (as determined pursuant to Treasury Regulation Sections 1.704-2(g) and 1.704-2(i)(5), respectively).</P>
                </EXTRACT>
                <P>
                    • Proposed paragraph 1.b of 
                    <E T="03">Exhibit D</E>
                     would state the following:
                </P>
                <EXTRACT>
                    <P>b. “Capital Account” means a separate account maintained for each Member and adjusted in accordance with Treasury Regulations under Code Section 704. To the extent consistent with such Treasury Regulations, the adjustments to such accounts shall include the following:</P>
                    <P>i. There shall be credited to each Member's Capital Account the amount of any cash (which shall not include imputed or actual interest on any deferred contributions) actually contributed by such Member to the capital of the Company, the fair market value (without regard to Code Section 7701(g)) of any property contributed by such Member to the capital of the Company net of any liabilities the Company is considered to assume or take subject to, the amount of any other liabilities of the Company assumed by the Member, and such Member's share of the Net Profits of the Company and of any items in the nature of income or gain separately allocated to the Members.</P>
                    <P>ii. There shall be charged against each Member's Capital Account the amount of all cash distributions to such Member, the fair market value (without regard to Code Section 7701(g)) of any property distributed to such Member by the Company net of any liabilities that such Member is considered to assume or take subject to, the amount of any other liabilities of the Member assumed by the Company, and such Member's share of the Net Losses of the Company and of any items in the nature of loss or deduction separately allocated to the Members.</P>
                    <P>iii. In the event any interest in the Company is transferred in accordance with the terms of the Agreement, the transferee shall succeed to the Capital Account of the transferor to the extent it relates to the transferred interest.</P>
                </EXTRACT>
                <P>
                    • Proposed paragraph 1.c of 
                    <E T="03">Exhibit D</E>
                     would state the following:
                </P>
                <EXTRACT>
                    <PRTPAGE P="8941"/>
                    <P>c. “Net Profits” and “Net Losses” mean the taxable income or loss, as the case may be, for a period as determined in accordance with Code Section 703(a) (for this purpose, all items of income, gain, loss or deduction required to be stated separately pursuant to Code Section 703(a)(1) shall be included in taxable income or loss) computed with the following adjustments:</P>
                    <P>
                        i. Items of gain, loss, and deduction (including depreciation, amortization or other cost recovery deductions) shall be computed based upon the Gross Asset Values of the Company's assets (in accordance with Treasury Regulation Sections 1.704-1(b)(2)(iv)(
                        <E T="03">g</E>
                        ) and/or 1.704-3) rather than upon the assets' adjusted bases for federal income tax purposes;
                    </P>
                    <P>ii. Any tax-exempt income received by the Company shall be included as an item of gross income;</P>
                    <P>
                        iii. The amount of any adjustment to the Gross Asset Value of any Company asset pursuant to Code Section 734(b) or Code Section 743(b) that is required to be reflected in the Capital Accounts of the Members pursuant to Treasury Regulation Section 1.704-1(b)(2)(iv)(
                        <E T="03">m</E>
                        ) shall be treated as an item of gain (if the adjustment is positive) or loss (if the adjustment is negative), and only such amount of the adjustment shall thereafter be taken into account in computing items of income and deduction;
                    </P>
                    <P>iv. Any expenditure of the Company described in Code Section 705(a)(2)(B) (including any expenditures treated as being described in Section 705(a)(2)(B) pursuant to Treasury Regulations under Code Section 704(b)) shall be treated as a deductible expense;</P>
                    <P>v. The amount of items of income, gain, loss or deduction specially allocated to any Members pursuant to Section 3(b) below shall not be included in the computation;</P>
                    <P>vi. The amount of any unrealized gain or unrealized loss attributable to an asset at the time it is distributed in kind to a Member (such gain or loss determined as if the Company had sold the asset at its fair market value (taking Code Section 7701(g) into account)) shall be included in the computation as an item of income or loss, respectively; and</P>
                    <P>vii. The amount of any unrealized gain or unrealized loss with respect to the assets of the Company that is reflected in an adjustment to the Gross Asset Value of the Company's assets pursuant to the definition of “Gross Asset Value” shall be included in the computation as items of income or loss, respectively.</P>
                </EXTRACT>
                <P>
                    • Proposed paragraph 1.d of 
                    <E T="03">Exhibit D</E>
                     would state the following:
                </P>
                <EXTRACT>
                    <P>d. “Target Balance” means, for each Member at any point in time, either (i) a positive amount equal to the net amount, if any, the Member would be entitled to receive or (ii) a negative amount equal to the net amount the Member would be required to pay or contribute to the Company or to any third party, assuming, in each case that (A) the Company sold all of its assets for an aggregate purchase price equal to their aggregate Gross Asset Value (assuming for this purpose only that the Gross Asset Value of any asset that secures a liability that is treated as “nonrecourse” for purposes of Treasury Regulation Section 1.1001-2 is no less than the amount of such liability that is allocated to such asset in accordance with Treasury Regulation Section 1.704-2(d)(2)); (B) all liabilities of the Company were paid in accordance with their terms from the amounts specified in clause (A) of this sentence; (C) any Member that was obligated to contribute any amount to the Company under this Agreement or otherwise (including the amount a Member would be obligated to pay to any third party pursuant to the terms of any liability or pursuant to any guaranty, indemnity or similar ancillary agreement or arrangement entered into in connection with any liability of the Company) contributed such amount to the Company; (D) all liabilities of the Company that were not completely repaid pursuant to clause (B) of this sentence were paid in accordance with their terms from the amounts specified in clause (C) of this sentence; and (E) the balance, if any, of any amounts held by the Company was distributed to the Members in accordance with Section VIII of the Agreement.</P>
                </EXTRACT>
                <P>
                    Proposed paragraph 2 of 
                    <E T="03">Exhibit D</E>
                     describes the maintenance of capital accounts. Specifically, proposed paragraph 2 of 
                    <E T="03">Exhibit D</E>
                     would state that “[t]he Company shall establish and maintain a separate Capital Account for each Member in accordance with Treasury Regulations under Section 704 of the Code.”
                </P>
                <P>
                    Proposed paragraph 3 of 
                    <E T="03">Exhibit D</E>
                     describes the allocation of net profits and net losses. Specifically, proposed paragraph 3 of 
                    <E T="03">Exhibit D</E>
                     would state the following:
                </P>
                <EXTRACT>
                    <P>a. Basic Allocations</P>
                    <P>i. Net Profits and Net Losses of the Company for any fiscal period shall be allocated, after giving effect to Section 3(b) below and any actual contributions and distributions made during such fiscal period, among the Members in such proportions and in such amounts as may be necessary so that following such allocations, the Adjusted Capital Account balance of each Member equals such Member's then Target Balance.</P>
                    <P>ii. If the amount of Net Profits or Net Losses allocable to the Members pursuant to Section 3(a)(i) for a period is insufficient to allow the Adjusted Capital Account balance of each Member to equal such Member's Target Balance, such Net Profits or Net Losses shall be allocated among the Members in such a manner as to decrease the differences between the Members' respective Adjusted Capital Account balances and their respective Target Balances in proportion to such differences.</P>
                    <P>b. Regulatory Allocations. Notwithstanding the provisions of Section 3(a) above, the following allocations of Net Profits, Net Losses, and items thereof shall be made in the following order of priority:</P>
                    <P>i. Items of income or gain (computed with the adjustments contained in the definition of Net Profits and Net Losses) for any taxable period shall be allocated among the Members in the manner and to the minimum extent required by the “minimum gain chargeback” provisions of Treasury Regulation Section 1.704-2(f) and Treasury Regulation Section 1.704-2(i)(4).</P>
                    <P>ii. All “nonrecourse deductions” (as defined in Treasury Regulation Section 1.704-2(b)(1)) of the Company for any taxable period shall be allocated among the Members in the same manner as are Net Profits and Net Losses; provided, however, that nonrecourse deductions attributable to “partner nonrecourse debt” (as defined in Treasury Regulation Section 1.704-2(b)(4)) shall be allocated to the Members in accordance with the provisions of Treasury Regulation Section 1.704-2(i)(1).</P>
                    <P>
                        iii. Items of income or gain (computed with the adjustments contained in the definition of Net Profits and Net Losses) for any taxable period shall be allocated among the Members in the manner and to the extent required by the “qualified income offset” provisions of Treasury Regulation Section 1.704-1(b)(2)(ii)(
                        <E T="03">d</E>
                        ).
                    </P>
                    <P>
                        iv. In no event shall Net Losses of the Company be allocated to a Member if such allocation would cause or increase a negative balance in such Member's Capital Account (determined, for purposes of this subsection (iv) only, by decreasing the Member's Capital Account balance by the amounts specified in Treasury Regulation Section 1.704-1(b)(2)(ii)(
                        <E T="03">d</E>
                        )(
                        <E T="03">4</E>
                        ), (
                        <E T="03">5</E>
                        ) and (
                        <E T="03">6</E>
                        )).
                    </P>
                    <P>c. Tax Allocations. Except as otherwise provided herein or as required by Section 704 of the Code, for tax purposes, all items of income, gain, loss, deduction or credit shall be allocated among the Members in the same manner as are Net Profits and Net Losses; provided, however, that if the Gross Asset Value of any property of the Company differs from its adjusted basis for tax purposes, then items of income, gain, loss, deduction or credit related to such property for tax purposes shall be allocated among the Members so as to take account of the variation between the adjusted basis of the property for tax purposes and its Gross Asset Value in the manner provided for under Code Section 704(c) using any permitted method as selected by the Manager in its discretion.</P>
                    <P>d. Allocations of Debt. The indebtedness of the Company shall be allocated among the Members under Code Section 752 as determined by the Manager in accordance with Code Section 752.</P>
                    <P>e. Allocations Upon Transfer or Admission. In the event that a Member acquires an interest in the Company either by transfer from another Member or by acquisition from the Company, the Net Profits, Net Losses, and items thereof attributable to the interest so transferred or acquired shall be allocated among the Members based on a method chosen by the Manager, in its discretion, which method shall comply with Section 706 of the Code and shall be binding on all Members. For purposes of determining the date on which the transfer or acquisition occurs, the Company may make use of any convention allowable under Section 706(d) of the Code.</P>
                    <P>
                        f. Timing of Allocations. Allocations of Net Profits, Net Losses and other items of income, gain, loss and deduction pursuant to Sections 
                        <PRTPAGE P="8942"/>
                        3(a) and 3(b) shall be made for each taxable year as of the end of such taxable year; provided, however, that if the Gross Asset Values of the assets of the Company are adjusted pursuant to the definition of “Gross Asset Value,” the Manager may allocate Net Profits, Net Losses and other items of income, gain, loss and deduction as of the date of such adjustment and treat such date as the end of a taxable year.
                    </P>
                    <P>g. Adjustment Upon Exercise of Noncompensatory Options. If the Company issues any securities that are treated as noncompensatory options, as defined in Treasury Regulation Section 1.721-2, the Manager shall make such adjustments to the Gross Asset Value of the Company's assets, allocation of Net Profits and Net Losses, Capital Accounts and allocations of items for income tax purposes as it may in good faith determine may be necessary to comply with the provisions of the Treasury Regulations pertaining to the treatment of “non-compensatory options” issued on February 4, 2013 or any successor provisions relating thereto and to properly reflect the economic sharing arrangement associated with the non-compensatory options.</P>
                </EXTRACT>
                <P>
                    Proposed paragraph 4 of 
                    <E T="03">Exhibit D</E>
                     addresses tax audits. Specifically, proposed paragraph 4 of 
                    <E T="03">Exhibit D</E>
                     would state the following:
                </P>
                <EXTRACT>
                    <P>a. The Partnership Representative shall have sole authority to act on behalf of the Company for purposes of subchapter C of Chapter 63 of the Code and any comparable provisions of state or local income tax laws and shall serve as the Company's Partnership Representative until his, her or its resignation or until the designation of his, her or its successor by the Manager, whichever occurs sooner.</P>
                    <P>b. To the extent that, as a result of a determination by a taxing authority or adjudicative body, there is any adjustment for the purposes of any tax law to any items of income gain, loss, deduction or credit of the Company for any taxable period, the Company will use commercially reasonable efforts to cause the financial burden of any “imputed underpayment” (as determined under Code Section 6225) and associated interest, adjustments to tax and penalties (an “Imputed Underpayment”) arising from a partnership-level adjustment that are imposed on the Company to be borne by the Members and former Members to whom such Imputed Underpayment relates as reasonably determined by the Partnership Representative after consulting with the Company's accountants or other advisers, taking into account any differences in the amount of taxes attributable to each Member because of such Member's status, nationality or other characteristics.</P>
                    <P>c. The Members agree that, upon the Partnership Representative's reasonable request, they shall provide it with any information regarding their individual tax returns and liabilities that may be relevant under Code Section 6225(c) or other state or local rule and file amended tax returns as provided in Code Section 6225(c) or the applicable state or local laws, with timely payment of any tax due.</P>
                    <P>d. All obligations of the Members set forth in this Section 4 will continue with respect to each Member until such Member is released in writing by the Company from such any such obligation, even if such Member ceases to be a Member. If any Member ceases to be a Member, such Member shall keep the Company advised of its contact information until released in writing by the Company from such obligation.</P>
                </EXTRACT>
                <P>
                    Proposed paragraph 5 of 
                    <E T="03">Exhibit D</E>
                     addresses withholding and taxes. Specifically, proposed paragraph 5 of 
                    <E T="03">Exhibit D</E>
                     would state the following:
                </P>
                <EXTRACT>
                    <P>Notwithstanding anything to the contrary herein, to the extent that the Manager reasonably determines that the Company is required pursuant to applicable law, or elects pursuant to applicable law (including with respect to so-called “pass-through entity taxes” or any Imputed Underpayment), either (a) to pay tax (including estimated tax) on a Member's allocable share of the Company's items of income or gain, whether or not distributed, or (b) to withhold and pay over to the tax authorities any portion of a distribution otherwise distributable to a Member, the Company may pay over such tax or such withheld amount to the tax authorities, and such amount shall be treated, in the discretion of the Manager, as (i) a distribution to such Member at the time it is paid to the tax authorities (which distributions shall reduce the amount of distributions to which the Member would otherwise be entitled), or (ii) a demand loan to such Member, on such reasonable terms as the Manager shall determine to be appropriate (which terms shall include the payment of interest by the Member on such loan). Repayment of any such demand loan by the Member will not be considered a capital contribution for purposes of the Agreement. Taxes withheld on amounts directly or indirectly payable to the Company and taxes otherwise paid by the Company (other than in the case where the amount of taxes paid by the Company is treated as a demand loan to the Member) shall be treated for purposes of the Agreement as distributed to the appropriate Members and paid by the appropriate Members to the relevant taxing jurisdiction.</P>
                </EXTRACT>
                <HD SOURCE="HD3">(vi) Miscellaneous Non-Substantive Changes</HD>
                <P>In addition to the changes set forth above, the Exchange proposes to make the following non-substantive changes to the 24X US Holdco LLC Agreement:</P>
                <P>• Renumbering Sections VI, VII, XII and XIV of the 24X US Holdco LLC Agreement;</P>
                <P>• Revising Section VI of the 24X US Holdco LLC Agreement (as proposed, paragraph (b)) to indicate that Officers are authorized and appointed, not elected;</P>
                <P>• Replacing “applicable law” with “Applicable Law” in Section VI (as proposed, paragraph (c)) and Section IX(a), of the 24X US Holdco LLC Agreement.</P>
                <P>• Changing pronoun references to the Manager from “his” to “its” in Section III (a) (as proposed, Section III(b)), Section IV, Section VI (now paragraphs (b), (c) and (d)), Section VII(a), and the definition of “Gross Asset Value” in Exhibit B of the 24X US Holdco LLC Agreement;</P>
                <P>• Replacing “his fair market value” with “Fair Market Value” in Section VII(a) of the 24X US Holdco LLC Agreement;</P>
                <P>• Replacing references to “holders” with holder in paragraph (d)(iii) (paragraph (e)(iii) as proposed) of Section VII of the 24X US Holdco LLC Agreement;</P>
                <P>• Removing the parenthetical “(as in effect following the effective date of its amendment by Section 1101 H.R. 1314)” set forth in Section X of the 24X US Holdco LLC Agreement;</P>
                <P>
                    • Deleting the phrase “customs and usage” from the definition of “Applicable Law” in 
                    <E T="03">Exhibit B</E>
                     of the 24X US Holdco LLC Agreement;
                </P>
                <P>
                    • Deleting the term “share” from the phrase “voting equity share capital” from the definition of “Control” in and adding “(a)” to 
                    <E T="03">Exhibit B</E>
                     of the 24X US Holdco LLC Agreement;
                </P>
                <P>
                    • Adding the clarifying phrase “whether by operation of law or otherwise” to the definition of “Transfer” in 
                    <E T="03">Exhibit B</E>
                     of the 24X US Holdco LLC Agreement; and
                </P>
                <P>
                    • Replacing the reference to “the Member” with “a Member” in the definition of “Unit” in 
                    <E T="03">Exhibit B</E>
                     of the 24X US Holdco LLC Agreement.
                </P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Exchange believes that its proposed rule change is consistent with Section 6(b) of the Exchange Act 
                    <SU>14</SU>
                    <FTREF/>
                     in general, and furthers the objectives of Section 6(b)(5) of the Exchange Act 
                    <SU>15</SU>
                    <FTREF/>
                     in particular, in that it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in facilitating transactions in securities, to remove impediments to and perfect the mechanisms of a free and open market and a national market system and, in general, to protect investors and the public interest. Additionally, the Exchange believes the proposed rule change is consistent with the Section 6(b)(5) of the Exchange Act 
                    <SU>16</SU>
                    <FTREF/>
                     requirement that the rules of an exchange not be designed to permit unfair discrimination between 
                    <PRTPAGE P="8943"/>
                    customers, issuers, brokers, or dealers. The Exchange also believes that the proposed rule change would further the objectives of Section 6(b)(1) of the Act,
                    <SU>17</SU>
                    <FTREF/>
                     in particular, in that such amendments enable the Exchange to be so organized as to have the capacity to be able to carry out the purposes of the Act and to comply with the provisions of the Act, the rules and regulations thereunder, and the rules of the Exchange.
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         15 U.S.C. 78f.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         
                        <E T="03">See id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         15 U.S.C. 78f(b)(1).
                    </P>
                </FTNT>
                <P>The Exchange believes that the proposed amendments to the 24X US Holdco LLC Agreement related to the Transaction, including the issuance of the Voting Common Units, are consistent with the Act. Such proposed changes to the 24X US Holdco LLC Agreement would facilitate additional investment and funding into 24X US Holdco resulting from the conversion of the convertible promissory note into Voting Common Units pursuant to the Transaction, and such proceeds could be used by 24X US Holdco and its subsidiary, the Exchange, for the regulation and the operation of the Exchange, which, in turn, would enable the Exchange to be organized as to have the capacity to carry out the purposes of the Act and to comply with the provisions of the Act, the rules and regulations thereunder, and the rules of the Exchange, and, in turn, would protect investors and the public interest.</P>
                <P>
                    The Exchange also believes that the proposal for the Voting Common Units to be the same type of membership interest as the existing interest held by 24X Bermuda Holdco is consistent with the Act because, as described above, the Voting Common Units would have the same privileges, preference, duties, liabilities, obligations and rights, and be subject to the same voting construct, as ownership interests under the current 24X US Holdco LLC Agreement. This would provide for a governance structure of 24X US Holdco that is consistent with the structure currently in place, which was previously approved by the Commission.
                    <SU>18</SU>
                    <FTREF/>
                     As the Voting Common Units are the same type of membership interest as the existing ownership interest of 24X Bermuda Holdco and do not otherwise impact the governance of 24X US Holdco or the Exchange, the Exchange believes that the creation of the Voting Common Units and related amendments to the 24X US Holdco LLC Agreement associated with the Voting Common Units relate solely to the administration of 24X US Holdco and the Transaction, and that such amendments would not impact the governance or operations of the Exchange. Accordingly, the Exchange does not believe the issuance of the Voting Common Units or the Transaction would in any way restrict the Exchange's ability to be organized as to have the capacity to carry out the purposes of the Act and to comply with the provisions of the Act, the rules and regulations thereunder, and the rules of the Exchange, nor does the Exchange believe that the issuance of the Voting Common Units or the Transaction would be unfairly discriminatory. As noted above, the governance and oversight of the Exchange would not change with the proposed amendments to the 24X US Holdco LLC Agreement. 24X Bermuda Holdco would remain the Manager of 24X US Holdco, and would continue to have control over decision making for 24X US Holdco.
                    <SU>19</SU>
                    <FTREF/>
                     Rakuten would not have decision making authority with regard to the governance and operation of the Exchange. For example, Rakuten would not have the right to choose members of the Exchange Board or its officers.
                    <SU>20</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Rel. No. 101777 (Nov. 27, 2024), 89 FR 97092 (Dec. 6, 2024).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         
                        <E T="03">See</E>
                         Section IV(a) of 24X US Holdco LLC Agreement.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         
                        <E T="03">See, e.g.,</E>
                         Sections 6.1 and 8.1 of the Exchange LLC Agreement.
                    </P>
                </FTNT>
                <P>As noted above, 24X Bermuda Holdco's proportionate ownership of 24X US Holdco will be reduced by approximately 9% as a result of the Transaction, from 100% to approximately 91%. Accordingly, 24X Bermuda Holdco will continue to own its ownership interest in 24X US Holdco pursuant to the existing exceptions to the ownership and limitation provisions in 24X US Holdco. Correspondingly, Rakuten would own about 9% of 24X US Holdco. Accordingly, Rakuten would not exceed any ownership or voting limitations applicable to the Members set forth in the 24X US Holdco LLC Agreement after giving effect to the Transaction and the proposed amendments to the Holdco LLC Agreement.</P>
                <P>
                    The Exchange believes that the other proposed amendments to the 24X US Holdco LLC Agreement are consistent with the Act. The drag-along rights, as proposed in 
                    <E T="03">Exhibit C-2</E>
                     of the 24X US Holdco LLC Agreement, are common corporate mechanisms for ensuring a complete sale of a company, and thereby a clear and smoother ownership transition. Moreover, such drag-along rights are similar to those currently in place for parent companies of other national securities exchanges as approved by the Commission.
                    <SU>21</SU>
                    <FTREF/>
                     Similarly, the pre-emptive rights in proposed Section III(f) of the 24X US Holdco LLC Agreement are also common corporate mechanisms that allow a new investor to maintain its ownership percentage if the company at issue decides to raise additional funds from third party investors that invest after the first investor's investment. Moreover, such pre-emptive rights are similar to those currently in place for another parent company of a national securities exchange as approved by the Commission.
                    <SU>22</SU>
                    <FTREF/>
                     Furthermore, proposed new paragraph (c) to Section XI of the 24X US Holdco LLC Agreement which would state that “Any amendment to or repeal of any provision of this Agreement that would disproportionately and adversely affect one Member's economic rights or specific rights, benefits, or privileges as explicitly provided in this Agreement to such Member, but not any other Member's economic rights shall require the prior written consent of such affected Member,” also is a common corporate mechanism to protect a Member's investment. Such a membership right is similar to those currently in place for parent companies of other national securities exchanges as approved by the Commission.
                    <SU>23</SU>
                    <FTREF/>
                     In addition, the Exchange does not believe that each of these proposed provision would be unfairly discriminatory as they apply to each Member on the same terms and conditions, and the Commission has found similarly provision to be consistent with the Exchange Act.
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         
                        <E T="03">See, e.g.,</E>
                         Drag-along Rights, Section 10.4 of the Eighth Amended and Restated Limited Liability Company Agreement of MEMX Holdings LLC; Drag-Along Right, Section 7.7 of the Second Amended and Restated Limited Liability Company Agreement of BOX Holdings Group LLC.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         
                        <E T="03">See, e.g.,</E>
                         Pre-Emptive Rights, Article IX of the Eighth Amended and Restated Limited Liability Company Agreement of MEMX Holdings LLC.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         
                        <E T="03">See, e.g.,</E>
                         Section 4.7 of the Eighth Amended and Restated Limited Liability Company Agreement of MEMX Holdings LLC; Section 18.1(b) of the Second Amended and Restated Limited Liability Company Agreement of BOX Holdings Group LLC.
                    </P>
                </FTNT>
                <P>
                    Finally, the proposed addition of 
                    <E T="03">Exhibit D</E>
                     to the 24X US Holdco LLC Agreement would enable 24X US Holdco to comply with the requirements of Treasury Regulation Section 1.704-1(b)(2)(iv). The new 
                    <E T="03">Exhibit D</E>
                     to the 24X US Holdco LLC Agreement would address regulatory requirements related to the move from one to more than one owner of 24X US Holdco. In addition, the Exchange does not believe that proposed 
                    <E T="03">Exhibit D</E>
                     of the 24X US Holdco LLC Agreement would be unfairly discriminatory as it applies to each Member on the same terms and conditions, and it is intended to address regulatory requirements related to the multiple owners of 24X US Holdco.
                    <PRTPAGE P="8944"/>
                </P>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Exchange Act. The Exchange believes that the proposed rule change regarding the Transaction will enhance the diversity of ownership of the Exchange. Upon the issuance of the Voting Common Units pursuant to the Transaction, the ownership of 24X US Holdco will be distributed among more holders. In addition, the Exchange believes that, by providing the additional funding for the Exchange, the Transaction will allow for enhanced competition in the equities markets.</P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>The Exchange neither solicited nor received comments on the proposed rule change.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    Because the foregoing proposed rule change does not: (i) significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, it has become effective pursuant to Section 19(b)(3)(A) of the Act 
                    <SU>24</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) 
                    <SU>25</SU>
                    <FTREF/>
                     thereunder.
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         17 CFR 240.19b-4. In addition, Rule 19b-4(f)(6) requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has satisfied this requirement.
                    </P>
                </FTNT>
                <P>
                    A proposed rule change filed under Rule 19b-4(f)(6) 
                    <SU>26</SU>
                    <FTREF/>
                     normally does not become operative prior to 30 days after the date of the filing. However, pursuant to Rule 19b-4(f)(6)(iii),
                    <SU>27</SU>
                    <FTREF/>
                     the Commission may designate a shorter time if such action is consistent with the protection of investors and the public interest. The Exchange requests that the Commission waive the 30-day operative delay so that the proposal may become operative immediately upon filing. The Exchange states that waiver of the operative delay would permit the Exchange to amend the Holdco LLC Agreement to allow for the Voting Common Units in order to facilitate the closing of the Transaction. The Exchange also states that waiver of the 30-day operative delay would allow the Transaction to move forward, thereby allowing additional funding to 24X US Holdco and its subsidiary, the Exchange. For these reasons, and because the proposal raises no new or novel legal or regulatory issues, the Commission finds that waiver of the 30-day operative delay is consistent with the protection of investors and the public interest. Accordingly, the Commission waive the 30-day operative delay and designates the proposed rule change to be operative upon filing.
                    <SU>28</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         17 CFR 240.19b-4(f)(6).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         17 CFR 240.19b-4(f)(6)(iii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         For purposes only of waiving the 30-day operative delay, the Commission also has considered the proposed rule's impact on efficiency, competition, and capital formation. 
                        <E T="03">See</E>
                         15 U.S.C. 78c(f).
                    </P>
                </FTNT>
                <P>At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule change should be approved or disapproved.</P>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number SR-24X-2026-04 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to file number SR-24X-2026-04. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the filing will be available for inspection and copying at the principal office of the Exchange. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to file number SR-24X-2026-04 and should be submitted on or before March 17, 2026.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>29</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>29</SU>
                             17 CFR 200.30-3(a)(12) and (59).
                        </P>
                    </FTNT>
                    <NAME>Sherry R. Haywood,</NAME>
                    <TITLE>Assistant Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2026-03607 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Railroad Administration</SUBAGY>
                <DEPDOC>[Docket No. FRA-2000-7257]</DEPDOC>
                <SUBJECT>Railroad Safety Advisory Committee </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Railroad Administration (FRA), U.S. Department of Transportation (DOT).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice; Solicitation of nominations for membership.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Department solicits nominations for membership to serve on the Railroad Safety Advisory Committee (RSAC) to provide information, advice, and recommendations to the Secretary of Transportation and FRA Administrator on matters relating to railroad safety.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>All nominations for RSAC members must be received on or before March 26, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>All nomination materials should refer to the docket number above and be submitted by one of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Federal Rulemaking Portal: https://www.regulations.gov.</E>
                         Follow the online instructions for submitting comments.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         Docket Management Facility, U.S. Department of Transportation, 1200 New Jersey Avenue SE, Suite W58-213, Washington, DC 20590.
                    </P>
                    <P>
                        • 
                        <E T="03">Hand Delivery:</E>
                         1200 New Jersey Avenue SE, Suite W58-213, Washington, DC, between 9 a.m. and 5 p.m. ET, Monday through Friday, except Federal holidays.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Monique Ferguson Stewart, Office of 
                        <PRTPAGE P="8945"/>
                        Railroad Safety, 
                        <E T="03">FRA_RSAC_Info@dot.gov,</E>
                         202-493-6358.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The RSAC was established by the Secretary of Transportation in March 1996 and is operated in accordance with the Federal Advisory Committee Act, 5 U.S.C. ch. 10. The purpose of the RSAC is to address tasks from the FRA Administrator by providing advice for collaborative rulemaking or by providing nonregulatory recommendations on critical safety issues.</P>
                <P>In particular, the RSAC makes recommendations to the FRA Administrator regarding rail safety. The Committee will be continuing, but subject to renewal every two years. The Committee is expected to meet three to four times a year. Unless otherwise required by law or approved by the Secretary, all meetings will be held virtually.</P>
                <P>In this notice, the Department is soliciting nominations for membership to the Committee. The Committee shall report to the Secretary of Transportation through the FRA Administrator and shall comprise 25 members representing the agency's major stakeholder groups, including railroads, labor organizations, suppliers, and manufacturers, as well as other interested parties.</P>
                <P>Members are appointed by the Secretary of Transportation to serve two-year terms but may be reappointed. Past members of the advisory committee are welcome to apply. The Department is interested in ensuring membership is balanced fairly in terms of the perspectives represented and the functions to be performed.</P>
                <P>
                    <E T="03">Process and Deadline for Submitting Nominations:</E>
                     Qualified individuals can self-nominate or be nominated by any individual or organization. To be considered for the RSAC, nominators should submit the following information:
                </P>
                <P>(1) Name, title, and relevant contact information (including phone number(s) and email address) of the individual requesting consideration;</P>
                <P>(2) A letter of support from a company, union, trade association, academic, or nonprofit organization on letterhead containing a brief description on why the nominee should be considered for membership;</P>
                <P>(3) A short biography of the nominee, including professional and academic credentials;</P>
                <P>(4) An affirmative statement explaining why the nominee's organization should be considered for RSAC membership.</P>
                <P>Please do not send company, trade association, organization brochures, or any other information not requested by this Notice. Materials submitted should total two pages or less. Should more information be needed, DOT staff will contact the nominee, obtain information from the nominee's past affiliations, or obtain information from publicly available sources, such as the internet.</P>
                <P>
                    Nominations must be received on or before 30 days after publication in the 
                    <E T="04">Federal Register</E>
                    . Nominees selected for appointment to the RSAC will be notified by return email and by a letter of appointment.
                </P>
                <SIG>
                    <P>Issued in Washington, DC,</P>
                    <NAME>David A. Fink,</NAME>
                    <TITLE>Administrator.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03634 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-06-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Transit Administration</SUBAGY>
                <DEPDOC>[FTA Docket No. FTA 2026-0035]</DEPDOC>
                <SUBJECT>Agency Information Collection Activity Under OMB Review: Passenger Ferry Grant Program, Electric or Low-Emitting Ferry Program, and Ferry Service for Rural Communities Program</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Transit Administration, Department of Transportation (DOT).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In compliance with the Paperwork Reduction Act of 1995, this notice announces that the Information Collection Requirements (ICRs) abstracted below have been forwarded to the Office of Management and Budget (OMB) for review and comment. The ICR describe the nature of the information collection and their expected burdens.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be submitted on or before March 26, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to 
                        <E T="03">https://www.reginfo.gov/public/do/PRAMain.</E>
                         Find this particular information collection by selecting “Currently under Review—Open for Public Comments” or by using the search function.
                    </P>
                    <P>
                        <E T="03">Comments Are Invited On:</E>
                         Whether the proposed collection of information is necessary for the proper performance of the functions of the Department, including whether the information will have practical utility; the accuracy of the Department's estimate of the burden of the proposed information collection; ways to enhance the quality, utility, and clarity of the information to be collected; and ways to minimize the burden of the collection of information on respondents, including the use of automated collection techniques or other forms of information technology. A comment to OMB is best assured of having its full effect if OMB receives it within 30 days of publication of this notice in the 
                        <E T="04">Federal Register</E>
                        .
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Tia Swain, Office of Administration, Management Planning Division, 1200 New Jersey Avenue SE, Mail Stop TAD-10, Washington, DC 20590 (202) 366-0354 or 
                        <E T="03">tia.swain@dot.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    The Paperwork Reduction Act of 1995 (PRA), Public Law 104-13, Section 2, 109 Stat. 163 (1995) (codified as revised at 44 U.S.C. 3501-3520), and its implementing regulations, 5 CFR part 1320, require Federal agencies to issue two notices seeking public comment on information collection activities before OMB may approve paperwork packages. 44 U.S.C. 3506, 3507; 5 CFR 1320.5, 1320.8(d)(1), 1320.12. On December 16, 2025 FTA published a 60-day notice (90 FR 58366) in the 
                    <E T="04">Federal Register</E>
                     soliciting comments on the ICR that the agency was seeking OMB approval. FTA received no comments after issuing this 60-day notice. Accordingly, DOT announces that these information collection activities have been re-evaluated and certified under 5 CFR 1320.5(a) and forwarded to OMB for review and approval pursuant to 5 CFR 1320.12(c).
                </P>
                <P>
                    Before OMB decides whether to approve these proposed collections of information, it must provide 30 days for public comment. 44 U.S.C. 3507(b); 5 CFR 1320.12(d). Federal law requires OMB to approve or disapprove paperwork packages between 30 and 60 days after the 30-day notice is published. 44 U.S.C. 3507 (b)-(c); 5 CFR 1320.12(d); 
                    <E T="03">see also</E>
                     60 FR 44978, 44983. OMB believes that the 30-day notice informs the regulated community to file relevant comments and affords the agency adequate time to digest public comments before it renders a decision. 60 FR 44983. Therefore, respondents should submit their respective comments to OMB within 30 days of publication to best ensure having their full effect. 5 CFR 1320.12(c); 
                    <E T="03">see also</E>
                     60 FR 44983.
                </P>
                <P>
                    The summaries below describe the nature of the information collection requirements (ICRs) and the expected burden. The requirements are being submitted for clearance by OMB as required by the PRA.
                    <PRTPAGE P="8946"/>
                </P>
                <P>
                    <E T="03">Title:</E>
                     Passenger Ferry Grant Program, Electric or Low-Emitting Ferry Program, and Ferry Service for Rural Communities Program.
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     2132-0583.
                </P>
                <P>
                    <E T="03">Background:</E>
                     In accordance with the Paperwork Reduction Act (PRA) of 1995, the Federal Transit Administration (FTA) is requesting Office of Management and Budget (OMB) 3-year approval of an extension without change for a currently approved collection. The Federal Transit Administration (FTA) established three ferry programs to improve and expand ferry service in communities across the country to help people connect to jobs and opportunity. The Passenger Ferry Grant Program makes funding available competitively to assist in the financing of capital projects to support passenger ferry systems in urbanized areas, such as ferry vessels, terminals, and related infrastructure. The Electric or Low-Emitting Ferry Program provides competitive funding for projects that support the purchase of electric or low-emitting ferries and the electrification of or other reduction of emissions from existing ferries. The Ferry Service for Rural Communities Program provides competitive funding to states to ensure basic essential ferry service is provided to rural areas. FTA collects information from applicants and grantees to evaluate eligibility, prioritize funding decisions, and oversee compliance and performance for the three federal ferry grant programs.
                </P>
                <P>
                    <E T="03">Respondents:</E>
                     Public transportation providers, local governmental entities, States, and federally recognized Tribes that operate a public ferry system.
                </P>
                <P>
                    <E T="03">Estimated Annual Number of Respondents:</E>
                     30 respondents.
                </P>
                <P>
                    <E T="03">Estimated Total Annual Burden:</E>
                     420 hours.
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     Annually.
                </P>
                <SIG>
                    <NAME>Kusum Dhyani,</NAME>
                    <TITLE>Director, Office of Management Planning.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03591 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-57-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Transit Administration</SUBAGY>
                <DEPDOC>[FTA Docket No. FTA 2026-0034]</DEPDOC>
                <SUBJECT>Agency Information Collection Activity Under OMB Review: Bus Testing Program</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Transit Administration, Department of Transportation (DOT).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In compliance with the Paperwork Reduction Act of 1995, this notice announces that the Information Collection Requirements (ICRs) abstracted below have been forwarded to the Office of Management and Budget (OMB) for review and comment. The ICR describe the nature of the information collection and their expected burdens.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be submitted on or before March 26, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to 
                        <E T="03">https://www.reginfo.gov/public/do/PRAMain.</E>
                         Find this particular information collection by selecting “Currently under Review—Open for Public Comments” or by using the search function.
                    </P>
                    <P>
                        <E T="03">Comments are Invited On:</E>
                         Whether the proposed collection of information is necessary for the proper performance of the functions of the Department, including whether the information will have practical utility; the accuracy of the Department's estimate of the burden of the proposed information collection; ways to enhance the quality, utility, and clarity of the information to be collected; and ways to minimize the burden of the collection of information on respondents, including the use of automated collection techniques or other forms of information technology. A comment to OMB is best assured of having its full effect if OMB receives it within 30 days of publication of this notice in the 
                        <E T="04">Federal Register</E>
                        .
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Tia Swain, Office of Administration, Management Planning Division, 1200 New Jersey Avenue SE, Mail Stop TAD-10, Washington, DC 20590 (202) 366-0354 or 
                        <E T="03">tia.swain@dot.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    The Paperwork Reduction Act of 1995 (PRA), Public Law 104-13, Section 2, 109 Stat. 163 (1995) (codified as revised at 44 U.S.C. 3501-3520), and its implementing regulations, 5 CFR part 1320, require Federal agencies to issue two notices seeking public comment on information collection activities before OMB may approve paperwork packages. 44 U.S.C. 3506, 3507; 5 CFR 1320.5, 1320.8(d)(1), 1320.12. On December 16, 2025 FTA published a 60-day notice (90 FR 58365) in the 
                    <E T="04">Federal Register</E>
                     soliciting comments on the ICR that the agency was seeking OMB approval. FTA received no comments after issuing this 60-day notice. Accordingly, DOT announces that these information collection activities have been re-evaluated and certified under 5 CFR 1320.5(a) and forwarded to OMB for review and approval pursuant to 5 CFR 1320.12(c).
                </P>
                <P>
                    Before OMB decides whether to approve these proposed collections of information, it must provide 30 days for public comment. 44 U.S.C. 3507(b); 5 CFR 1320.12(d). Federal law requires OMB to approve or disapprove paperwork packages between 30 and 60 days after the 30-day notice is published. 44 U.S.C. 3507 (b)-(c); 5 CFR 1320.12(d); 
                    <E T="03">see also</E>
                     60 FR 44978, 44983. OMB believes that the 30-day notice informs the regulated community to file relevant comments and affords the agency adequate time to digest public comments before it renders a decision. 60 FR 44983. Therefore, respondents should submit their respective comments to OMB within 30 days of publication to best ensure having their full effect. 5 CFR 1320.12(c); 
                    <E T="03">see also</E>
                     60 FR 44983.
                </P>
                <P>The summaries below describe the nature of the information collection requirements (ICRs) and the expected burden. The requirements are being submitted for clearance by OMB as required by the PRA.</P>
                <P>
                    <E T="03">Title:</E>
                     Bus Testing Program.
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     2132-0550.
                </P>
                <P>
                    <E T="03">Background:</E>
                     In accordance with the Paperwork Reduction Act (PRA) of 1995, the Federal Transit Administration (FTA) is requesting Office of Management and Budget (OMB) 3-year approval of an extension without change for a currently approved collection. The Federal Transit Administration (FTA) established the Bus Testing Program in response to the requirements of the Surface Transportation and Uniform Relocation Assistance Act (STURAA) of 1987. This program requires all new bus models undergo testing before they can be purchased with federal funds. Codified under 49 U.S.C. 5318(a), the program prohibits the obligation or expenditure of FTA funds for acquiring a new bus model unless model has been tested for maintainability, reliability, safety, performance (including braking performance), structural integrity, fuel economy, emissions, and noise. Through these rigorous evaluations, the program ensures that federally funded buses meet established standards for quality, efficiency, and public safety.
                </P>
                <P>
                    At this time, there is one active Bus Testing Center operated by the Thomas D. Larson Pennsylvania Transportation Institute of the Pennsylvania State University (LTI). LTI operates and maintains the Center under a cooperative agreement with FTA and establishes and collects fees for the testing of the vehicles at the facility. Upon completion of the testing of the 
                    <PRTPAGE P="8947"/>
                    vehicle at the Center with a passing test score, a draft Bus Testing Report is provided to the manufacturer of the new bus model. If the manufacturer approves the Report for publication, the bus model becomes eligible for FTA funding. 49 CFR 665.7 requires a recipient of FTA funds to certify that a bus model has been tested at the bus testing facility, that the bus model received a passing score, and that the recipient has a copy of the applicable Bus Testing Report(s) on a bus model before final acceptance of any buses of that model. Recipients are strongly encouraged to review the Bus Testing Report(s) relevant to a bus model before final acceptance and/or selection of that bus model.
                </P>
                <P>
                    <E T="03">Respondents:</E>
                     Bus manufacturers and recipients of FTA funds.
                </P>
                <P>
                    <E T="03">Estimated Annual Number of Respondents:</E>
                     60 respondents.
                </P>
                <P>
                    <E T="03">Estimated Total Annual Burden:</E>
                     2,131 hours.
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     On occasion.
                </P>
                <SIG>
                    <NAME>Kusum Dhyani,</NAME>
                    <TITLE>Director, Office of Management Planning.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03590 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-57-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Maritime Administration</SUBAGY>
                <DEPDOC>[Docket No. MARAD-2026-0232]</DEPDOC>
                <SUBJECT>Request for Comments on the Renewal of a Previously Approved Information Collection: Requirements for Establishing U.S. Citizenship</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Maritime Administration (MARAD), U.S. Department of Transportation (DOT).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        MARAD invites public comments on its intention to request Office of Management and Budget (OMB) approval to renew an information collection in accordance with the Paperwork Reduction Act of 1995. The proposed collection OMB 2133-0012, Requirements for Establishing U.S. Citizenship is used to determine if applicants and submitters are eligible to participate in the various programs administered by the agency. MARAD is required to publish this notice in the 
                        <E T="04">Federal Register</E>
                         to obtain comments from the public and affected agencies.
                    </P>
                </SUM>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Written comments and recommendations for the proposed information collections should be sent within 30 days of publication of this notice to 
                        <E T="03">www.reginfo.gov/public/do/PRAMain</E>
                        . Find this particular information collection by selecting “Currently under 30-day Review—Open for Public Comments” or by using the search function.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Michael Pucci, 202-366-5167, Division of Maritime Programs, Maritime Administration, 1200 New Jersey Avenue SE, Washington, DC 20590, Email: 
                        <E T="03">Michael.Pucci@dot.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">Title:</E>
                     Requirements for Establishing U.S. Citizenship.
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     2133-0012.
                </P>
                <P>
                    <E T="03">Type of Request:</E>
                     Extension without change of a currently approved collection.
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     MARAD regulations at 46 CFR parts 355 and 356 set forth requirements for establishing U.S. citizenship in accordance with MARAD statutory authority. Those receiving benefits under 46 U.S.C. Chapters 531, 535, and 537 (formerly the Merchant Marine Act, 1936, as amended), or applicants seeking a fishery endorsement eligibility approval pursuant to the American Fisheries Act (AFA) must be citizens of the United States within the meaning of 46 U.S.C. 50501, (formerly Section 2 of the Shipping Act, 1916, as amended). In either case, whether seeking program benefits or fishery endorsement eligibility determinations, Section 50501 sets forth the statutory requirements for determining whether an applicant, be it a corporation, partnership, or association is a U.S. citizen. 46 CFR part 356 is distinguished from 46 CFR part 355 in that Part 356 establishes requirements for U.S. citizenship exclusively in accordance with the AFA, while Part 355 is applied for purposes of establishing citizenship across multiple MARAD programs arising under other statutory authorities. MARAD requires most program participants to submit to MARAD on an annual basis the form of affidavit prescribed by Part 355 or Part 356.
                </P>
                <P>
                    <E T="03">Respondents:</E>
                     Shipowners, charterers, equity owners, ship managers, etc.
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Businesses or other-for-profit.
                </P>
                <P>
                    <E T="03">Estimated Number of Respondents:</E>
                     550.
                </P>
                <P>
                    <E T="03">Estimated Number of Responses:</E>
                     550.
                </P>
                <P>
                    <E T="03">Estimated Hours per Response:</E>
                     5.
                </P>
                <P>
                    <E T="03">Annual Estimated Total Annual Burden Hours:</E>
                     2,750.
                </P>
                <P>
                    <E T="03">Frequency of Response:</E>
                     Annually.
                </P>
                <P>
                    A 60-day 
                    <E T="04">Federal Register</E>
                     Notice soliciting comments on this information collection was published on December 16, 2025, 90 
                    <E T="04">Federal Register</E>
                     58367.
                </P>
                <EXTRACT>
                    <FP>(Authority: The Paperwork Reduction Act of 1995; 44 U.S.C. Chapter 35, as amended; and 49 CFR 1.49.)</FP>
                </EXTRACT>
                <SIG>
                    <P>By Order of the Maritime Administrator.</P>
                    <NAME>T. Mitchell Hudson, Jr.</NAME>
                    <TITLE>Secretary, Maritime Administration.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03677 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-81-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>National Highway Traffic Safety Administration</SUBAGY>
                <DEPDOC>[Docket No. NHTSA-2025-0428; Notice 1]</DEPDOC>
                <SUBJECT>Goodyear Tire &amp; Rubber Company, Receipt of Petition for Decision of Inconsequential Noncompliance</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Highway Traffic Safety Administration (NHTSA), Department of Transportation (DOT).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Receipt of petition.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        Goodyear Tire &amp; Rubber Company (Goodyear) has determined that certain Dean Back Country A/T2 light truck tires do not fully comply with Federal Motor Vehicle Safety Standard (FMVSS) No. 119, 
                        <E T="03">New Pneumatic Tires for Motor Vehicles with a GVWR of More Than 4,536 Kilograms (10,000 Pounds), Specialty Tires, and Tires for Motorcycles.</E>
                         Goodyear filed a noncompliance report dated May 12, 2025, and subsequently petitioned NHTSA (the “Agency”) on May 13, 2025, for a decision that the subject noncompliance is inconsequential as it relates to motor vehicle safety. This document announces receipt of Goodyear's petition.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Send comments on or before March 26, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Interested persons are invited to submit written data, views, and arguments on this petition. Comments must refer to the docket and notice number cited in the title of this notice and may be submitted by any of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         Send comments by mail addressed to the U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE, Washington, DC 20590.
                    </P>
                    <P>
                        • 
                        <E T="03">Hand Delivery:</E>
                         Deliver comments by hand to the U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE, Washington, DC 20590. The Docket Section is open on weekdays from 10 a.m. to 5 p.m. except for Federal Holidays.
                        <PRTPAGE P="8948"/>
                    </P>
                    <P>
                        • 
                        <E T="03">Electronically:</E>
                         Submit comments electronically by logging onto the Federal Docket Management System (FDMS) website at 
                        <E T="03">https://www.regulations.gov/.</E>
                         Follow the online instructions for submitting comments.
                    </P>
                    <P>• Comments may also be faxed to (202) 493-2251.</P>
                    <P>
                        Comments must be written in the English language, and be no greater than 15 pages in length, although there is no limit to the length of necessary attachments to the comments. If comments are submitted in hard copy form, please ensure that two copies are provided. If you wish to receive confirmation that comments you have submitted by mail were received, please enclose a stamped, self-addressed postcard with the comments. Note that all comments received will be posted without change to 
                        <E T="03">https://www.regulations.gov,</E>
                         including any personal information provided.
                    </P>
                    <P>All comments and supporting materials received before the close of business on the closing date indicated above will be filed in the docket and will be considered. All comments and supporting materials received after the closing date will also be filed and will be considered to the fullest extent possible.</P>
                    <P>
                        When the petition is granted or denied, notice of the decision will also be published in the 
                        <E T="04">Federal Register</E>
                         pursuant to the authority indicated at the end of this notice.
                    </P>
                    <P>
                        All comments, background documentation, and supporting materials submitted to the docket may be viewed by anyone at the address and times given above. The documents may also be viewed on the internet at 
                        <E T="03">https://www.regulations.gov</E>
                         by following the online instructions for accessing the dockets. The docket ID number for this petition is shown in the heading of this notice.
                    </P>
                    <P>
                        DOT's complete Privacy Act Statement is available for review in a 
                        <E T="04">Federal Register</E>
                         notice published on April 11, 2000 (65 FR 19477-78).
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Jayton Lindley, General Engineer, NHTSA, Office of Vehicle Safety Compliance, (325) 655-0547.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    I. 
                    <E T="03">Overview:</E>
                     Goodyear determined that certain Dean Back Country A/T2 light truck tires do not fully comply with paragraph S6.5(f) of FMVSS No. 119, 
                    <E T="03">New Pneumatic Tires for Motor Vehicles with a GVWR of More Than 4,536 Kilograms (10,000 Pounds), Specialty Tires, and Tires for Motorcycles.</E>
                     (49 CFR 571.119).
                </P>
                <P>
                    Goodyear filed a noncompliance report dated May 12, 2025, pursuant to 49 CFR part 573, 
                    <E T="03">Defect and Noncompliance Responsibility and Reports.</E>
                     Goodyear petitioned NHTSA on May 13, 2025, for an exemption from the notification and remedy requirements of 49 U.S.C. Chapter 301 on the basis that this noncompliance is inconsequential as it relates to motor vehicle safety, pursuant to 49 U.S.C. 30118(d) and 30120(h) and 49 CFR part 556, 
                    <E T="03">Exemption for Inconsequential Defect or Noncompliance.</E>
                </P>
                <P>This notice of receipt of Goodyear's petition is published under 49 U.S.C. 30118 and 30120 and does not represent any agency decision or another exercise of judgment concerning the merits of the petition.</P>
                <P>
                    II. 
                    <E T="03">Tires Involved:</E>
                     Approximately 8,639 Dean Back Country A/T2 size 35x12.50R18LT light truck tires, manufactured between August 21, 2022, and August 31, 2024, were reported by the manufacturer.
                </P>
                <P>
                    III. 
                    <E T="03">Rule Requirements:</E>
                     Paragraph S6.5(f) of FMVSS No. 119 includes the requirements relevant to this petition. Paragraph S6.5(f) requires each tire to be marked on each sidewall with the actual number of plies and the composition of the ply cord material in the sidewall and, if different, in the tread area.
                </P>
                <P>
                    IV. 
                    <E T="03">Noncompliance:</E>
                     Goodyear explains that the noncompliant tires were manufactured with 2-nylon plies in the tread area, but were cured in a mold that labeled them as only having 1-nylon ply.
                </P>
                <P>
                    V. 
                    <E T="03">Summary of Goodyear's Petition:</E>
                     The following views and arguments presented in this section, “V. Summary of Goodyear's Petition,” are the views and arguments provided by Goodyear. They have not been evaluated by the Agency and do not reflect the views of the Agency. Goodyear describes the subject noncompliance and contends that the noncompliance is inconsequential as it relates to motor vehicle safety.
                </P>
                <P>Goodyear states that, although the noncompliant tires were labeled as having 1 ply despite actually having 2 plies of nylon in the tread area, all other sidewall markings required by FMVSS No. 119 relating to tire service are correct and that the tires meet or exceed all applicable safety standards relating to performance. Goodyear further states that all tires of this type will be correctly labeled as having 2-nylon plies. Goodyear believes that the mislabeling of the subject tires does not pose a risk to safety, nor does it impact the use, repair, or recycling of the tires and is therefore inconsequential to motor vehicle safety.</P>
                <P>Goodyear lists seven petitions for inconsequential noncompliance that were granted by NHTSA that it believes are similar to this petition:</P>
                <FP SOURCE="FP-1">• Specialty Tires of America, Inc., 87 FR 61431 (Oct. 11, 2022)</FP>
                <FP SOURCE="FP-1">• Michelin North America, Inc., 87 FR 6942 (Feb. 7, 2022)</FP>
                <FP SOURCE="FP-1">• Sumitomo Rubber Industries, Ltd., 83 FR 13002 (March 26, 2018)</FP>
                <FP SOURCE="FP-1">• Continental Tire the Americas, LLC, 83 FR 36668 (July 30, 2018)</FP>
                <FP SOURCE="FP-1">• Cooper Tire &amp; Rubber Company, 82 FR 17075 (April 7, 2017)</FP>
                <FP SOURCE="FP-1">• Hankook Tire America Corp.,79 FR 30688 (May 28, 2014)</FP>
                <FP SOURCE="FP-1">• Bridgestone Americas Tire Operations, LLC, 78 FR 47049 (Aug. 2, 2013).</FP>
                <P>Goodyear concludes by stating its belief that the subject noncompliance is inconsequential as it relates to motor vehicle safety and its petition to be exempted from providing notification of the noncompliance, as required by 49 U.S.C. 30118, and a remedy for the noncompliance, as required by 49 U.S.C. 30120, should be granted.</P>
                <P>NHTSA notes that the statutory provisions (49 U.S.C. 30118(d) and 30120(h)) that permit manufacturers to file petitions for a determination of inconsequentiality allow NHTSA to exempt manufacturers only from the duties found in sections 30118 and 30120, respectively, to notify owners, purchasers, and dealers of a defect or noncompliance and to remedy the defect or noncompliance. Therefore, any decision on this petition only applies to the subject tires that Goodyear no longer controlled at the time it determined that the noncompliance existed. However, any decision on this petition does not relieve tire distributors and dealers of the prohibitions on the sale, offer for sale, or introduction or delivery for introduction into interstate commerce of the noncompliant tires under their control after Goodyear notified them that the subject noncompliance existed.</P>
                <EXTRACT>
                    <FP>(Authority: 49 U.S.C. 30118, 30120: delegations of authority at 49 CFR 1.95 and 501.8)</FP>
                </EXTRACT>
                <SIG>
                    <NAME>Otto G. Matheke III,</NAME>
                    <TITLE>Director, Office of Vehicle Safety Compliance.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03616 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-59-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="8949"/>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Pipeline and Hazardous Materials Safety Administration</SUBAGY>
                <DEPDOC>[Docket No. PHMSA-2026-0464]</DEPDOC>
                <SUBJECT>Pipeline Safety: Request for Special Permit; Sable Offshore Corp. (Sable)</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Pipeline and Hazardous Materials Safety Administration (PHMSA); U.S. Department of Transportation (DOT).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>PHMSA is publishing this notice to solicit public comments on a request for a special permit submitted by Sable Offshore Corp. (Sable). Sable is seeking relief from compliance with certain requirements in the Federal pipeline safety regulations. PHMSA has proposed conditions to ensure that the special permit is not inconsistent with pipeline safety. At the conclusion of the 30-day comment period, PHMSA will review the comments received from this notice as part of its evaluation to grant or deny the special permit request.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Submit any comments regarding this special permit request by March 26, 2026</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Comments should reference the docket number for this special permit request and may be submitted in the following ways:</P>
                    <P>
                        • 
                        <E T="03">E-Gov Website: http://www.regulations.gov.</E>
                         This site allows the public to enter comments on any 
                        <E T="04">Federal Register</E>
                         notice issued by any agency.
                    </P>
                    <P>
                        • 
                        <E T="03">Fax:</E>
                         1-202-493-2251.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         Docket Management System: U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE, Washington, DC 20590.
                    </P>
                    <P>
                        • 
                        <E T="03">Hand Delivery:</E>
                         Docket Management System: U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE, Washington, DC 20590, between 9:00 a.m. and 5:00 p.m., Monday through Friday, except Federal holidays.
                    </P>
                    <P>
                        <E T="03">Instructions:</E>
                         You should identify the docket number for the special permit request you are commenting on at the beginning of your comments. If you submit your comments by mail, please submit two copies. To receive confirmation that PHMSA has received your comments, please include a self-addressed stamped postcard. Internet users may submit comments at 
                        <E T="03">http://www.regulations.gov.</E>
                    </P>
                </ADD>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P>
                        There is a privacy statement published on 
                        <E T="03">http://www.regulations.gov.</E>
                         Comments, including any personal information provided, are posted without changes or edits to 
                        <E T="03">http://www.regulations.gov.</E>
                    </P>
                </NOTE>
                <P>
                    <E T="03">Confidential Business Information:</E>
                     Confidential business information (CBI) is commercial or financial information that is both customarily and treated as private by its owner. Under the Freedom of Information Act (FOIA) (5 U.S.C. § 552), CBI is exempt from public disclosure. If your comments responsive to this notice contain commercial or financial information that is customarily treated as private, that you treat as private, and that is relevant or responsive to this notice, it is important that you clearly designate the submitted comments as CBI. Pursuant to 49 Code of Federal Regulations (CFR) § 190.343, you may ask PHMSA to give confidential treatment to information you give to the agency by taking the following steps: (1) mark each page of the original document submission containing CBI as “Confidential”; (2) send PHMSA, along with the original document, a second copy of the original document with the CBI deleted; and (3) explain why the information you are submitting is CBI. Unless you are notified otherwise, PHMSA will treat such marked submissions as confidential under the FOIA, and they will not be placed in the public docket of this notice. Submissions containing CBI should be sent to Lee Cooper, DOT, PHMSA-PHP-80, 1200 New Jersey Avenue SE, Washington, DC 20590-0001. Any commentary PHMSA receives that is not specifically designated as CBI will be placed in the public docket for this matter.
                </P>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P/>
                    <P>
                        <E T="03">General:</E>
                         Mr. Lee Cooper by telephone at 202-913-3171, or by email at 
                        <E T="03">lee.cooper@dot.gov.</E>
                    </P>
                    <P>
                        <E T="03">Technical:</E>
                         Ms. Gabrielle St. Pierre by telephone at 907-202-0029, or by email at 
                        <E T="03">gabrielle.st.pierre@dot.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>On January 22, 2026, PHMSA received a special permit application from Sable requesting a waiver of the requirement in 49 CFR 195.452(h)(4)(iii)(H) to remediate certain longitudinal seam weld corrosion on hazardous liquid pipelines within 180 days of discovery. The waiver would apply to two segments of the Santa Ynez Pipeline System, an interstate hazardous liquid pipeline facility that transports crude oil produced on the Outer Continental Shelf through an onshore processing facility located in Santa Barbara County, California, to a terminal located in Kern County, California. The two segments that would be subject to the waiver are known as Lines CA-324 and CA-325 (including CA-325A and CA-325B).</P>
                <P>Sable filed this application for a special permit to implement the terms of a Consent Decree entered in Civil Action No. 2:20-CV-02415 by the U.S. District Court for the Central District of California following a rupture that occurred on the Santa Ynez Pipeline System in May 2015. Lines CA-324 and CA-325 have not been used to transport hazardous liquid since the rupture, and the Consent Decree required the prior operator of the pipeline to obtain a waiver before restarting Lines CA-324 and CA-325 to make sure that effective measures were in place to mitigate the risk of corrosion.</P>
                <P>Sable, which acquired Lines CA-324 and CA-325 after the entry of the Consent Decree, previously obtained a waiver of the regulation at issue in this proceeding from the California Office of the State Fire Marshall. PHMSA also granted a waiver of that regulation in an emergency special permit that it issued to Sable on December 23, 2025. Sable has agreed to continue following the terms and conditions in the emergency special permit until PHMSA issues a decision on the pending application.</P>
                <P>PHMSA has reviewed the draft conditions and preliminarily determined that the issuance of the special permit would not be inconsistent with pipeline safety. The requested pipeline segments are as follows:</P>
                <GPOTABLE COLS="5" OPTS="L2,nj,tp0,i1" CDEF="s50,r50,9,8,9">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Line name</CHED>
                        <CHED H="1">County, state</CHED>
                        <CHED H="1">
                            Outside diameter
                            <LI>(inches)</LI>
                        </CHED>
                        <CHED H="1">
                            Length
                            <LI>(miles)</LI>
                        </CHED>
                        <CHED H="1">
                            Year
                            <LI>installed</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">CA-324</ENT>
                        <ENT>Santa Barbara, CA</ENT>
                        <ENT>24</ENT>
                        <ENT>10.86</ENT>
                        <ENT>1990</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CA-325A</ENT>
                        <ENT>Santa Barbara, CA</ENT>
                        <ENT>30</ENT>
                        <ENT>38.72</ENT>
                        <ENT>1986</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CA-325B</ENT>
                        <ENT>Santa Barbara, San Luis Obispo, and Kern, CA</ENT>
                        <ENT>30</ENT>
                        <ENT>74.84</ENT>
                        <ENT>1986</ENT>
                    </ROW>
                </GPOTABLE>
                <PRTPAGE P="8950"/>
                <P>The special permit application including attachments, draft proposed special permit with conditions, and draft environmental assessment (DEA) for the above-described Sable pipeline segments are available for review and public comment in Docket No. PHMSA-2026-0464. PHMSA invites interested persons to review and submit comments in the docket on the special permit request, draft proposed special permit, and DEA. Please submit comments on any potential safety, environmental, and other relevant considerations implicated by the special permit request. Comments may include relevant data.</P>
                <P>Before issuing a decision on the special permit request, PHMSA will evaluate all comments received on or before the comment closing date. PHMSA will consider each relevant comment it receives in making its decision to grant or deny this special permit request.</P>
                <SIG>
                    <DATED>Issued in Washington, DC, under authority delegated in 49 CFR 1.97.</DATED>
                    <NAME>Linda Daugherty,</NAME>
                    <TITLE>Acting Associate Administrator for Pipeline Safety.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03686 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-60-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Office of the Secretary of Transportation</SUBAGY>
                <DEPDOC>[Docket No. DOT-OST-2026-0760]</DEPDOC>
                <SUBJECT>Guidance on Multimodal State Freight Plans and State Freight Advisory Committees</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of the Secretary of Transportation (OST), Federal Aviation Administration (FAA), Federal Highway Administration (FHWA), Federal Motor Carrier Safety Administration (FMCSA), Federal Railroad Administration (FRA), Maritime Administration (MARAD), Pipeline and Hazardous Materials Safety Administration (PHMSA), Great Lakes St. Lawrence Seaway Development Corporation (GLS); U.S. Department of Transportation (DOT or Department).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of Guidance.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Fixing America's Surface Transportation (FAST) Act included a provision requiring each State that receives funding under the National Highway Freight Program (NHFP) to develop a State Freight Plan (the Plan) that provides a comprehensive approach for the immediate and long-range planning activities and investments of the State with respect to freight, and meets all the required plan contents listed in the Act. The Infrastructure Investment and Jobs Act (IIJA) added several new required elements and updated procedures for State Freight Plans. This guidance document updates and replaces the prior guidance on State Freight Plans and State Freight Advisory Committees issued on January 12, 2023. It also updates the guidance to be consistent with recent Executive Orders issued by President Trump and DOT Orders issued by Secretary Duffy. Except for any requirements specified in the statutes cited in the guidance document, the contents of this guidance document do not have the force and effect of law and do not bind the public in any way. The contents will not be relied upon by the Department as a separate basis for affirmative enforcement action or other administrative penalty. Conformity with any recommendations in this guidance document, as distinct from statutory requirements, is voluntary only, and nonconformity will not affect rights and obligations under existing statutes.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Unless otherwise stated in this Notice, this guidance is effective February 24, 2026.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Paul Baumer, 1200 New Jersey Avenue SE, Washington, DC 20590. Telephone: 202-366-1092. Email: 
                        <E T="03">Freight@dot.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Pursuant to 23 U.S.C. 167, States receiving funding under the NHFP are required to have a State Freight Plan developed in accordance with 49 U.S.C. 70202 in order to obligate those funds. Section 21104 of IIJA, Public Law 117-8, 135 Stat. 429 (2021), added new required contents and updated procedures for State Freight Plans, including reducing the update cycle for State Freight Plans from five years to four. Following the passage of IIJA, the Department issued revised guidance on State Freight Plans and State Freight Advisory Committees to address changes made by IIJA. This document replaces the prior guidance on State Freight Plans and State Freight Advisory Committees issued on January 12, 2023. The updated guidance document describes the required contents of State Freight Plans under 49 U.S.C. 70202 and continues to encourage States strongly to establish State Freight Advisory Committees, as directed by 49 U.S.C. 70201. The updates to the guidance document ensure consistency with recent Executive Orders issued by the President and DOT Orders issued by Secretary Duffy, as well as an attempt to make the guidance easier to follow.</P>
                <P>The following list of required elements that all State Freight Plans must address for each of the transportation modes is provided in 49 U.S.C. 70202:</P>
                <P>1. An identification of significant freight system trends, needs, and issues with respect to the State;</P>
                <P>2. A description of the freight policies, strategies, and performance measures that will guide the freight-related transportation investment decisions of the State;</P>
                <P>3. When applicable, a listing of—</P>
                <P>A. Multimodal critical rural freight facilities and corridors designated within the State under 49 U.S.C. 70103 (National Multimodal Freight Network);</P>
                <P>B. Critical rural and urban freight corridors designated within the State under 23 U.S.C. 167 (NHFP);</P>
                <P>4. A description of how the Plan will improve the ability of the State to meet the national multimodal freight policy goals described in 49 U.S.C. 70101(b) and the NHFP goals described in 23 U.S.C. 167;</P>
                <P>5. A description of how innovative technologies and operational strategies, including freight intelligent transportation systems, that improve the safety and efficiency of the freight movement, were considered;</P>
                <P>6. In the case of roadways on which travel by heavy vehicles (including mining, agricultural, energy cargo or equipment, and timber vehicles) is projected to deteriorate the condition of the roadways substantially, a description of improvements that may be required to reduce or to impede the deterioration;</P>
                <P>7. An inventory of facilities with freight mobility issues, such as bottlenecks, within the State, and for those facilities that are State owned or operated, a description of the strategies the State is employing to address those freight mobility issues;</P>
                <P>8. Consideration of any significant congestion or delay caused by freight movements and any strategies to mitigate that congestion or delay;</P>
                <P>9. A Freight Investment Plan that, subject to 49 U.S.C. 70202(c)(2), includes a list of priority projects and describes how funds made available to carry out 23 U.S.C. 167 would be invested and matched;</P>
                <P>10. The most recent commercial motor vehicle parking facilities assessment conducted by the State under 49 U.S.C. 70202(f);</P>
                <P>11. The most recent supply chain cargo flows in the State, expressed by mode of transportation;</P>
                <P>12. An inventory of commercial ports in the State;</P>
                <P>
                    13. If applicable, consideration of the findings or recommendations made by any multi-State freight compact to 
                    <PRTPAGE P="8951"/>
                    which the State is a party under 49 U.S.C. 70204;
                </P>
                <P>14. The impacts of e-commerce on freight infrastructure in the State;</P>
                <P>15. Considerations of military freight;</P>
                <P>16. Strategies and goals to decrease—</P>
                <P>A. The severity of impacts of extreme weather and natural disasters on freight mobility,</P>
                <P>B. The impacts of freight movement on local air pollution,</P>
                <P>C. The impacts of freight movement on flooding and stormwater runoff, and</P>
                <P>D. The impacts of freight movement on wildlife habitat loss; and</P>
                <P>17. Consultation with the State Freight Advisory Committee, if applicable.</P>
                <P>Each of these required elements is discussed more fully in Section V of the guidance below.</P>
                <HD SOURCE="HD1">Guidance on State Freight Plans and State Freight Advisory Committees</HD>
                <HD SOURCE="HD1">Table of Contents</HD>
                <EXTRACT>
                    <FP SOURCE="FP-2">I. Background and Program Purpose</FP>
                    <FP SOURCE="FP-2">II. Policy</FP>
                    <FP SOURCE="FP-2">III. Funding</FP>
                    <FP SOURCE="FP-2">IV. State Freight Advisory Committees</FP>
                    <FP SOURCE="FP-2">V. State Freight Plans—Required Elements</FP>
                    <FP SOURCE="FP-2">VI. Other Encouragements</FP>
                    <FP SOURCE="FP-2">VII. Data and Analytical Resources for State Freight Planning</FP>
                </EXTRACT>
                <HD SOURCE="HD1">I. Background and Program Purpose</HD>
                <P>The purpose of this document is to provide guidance on the implementation of 49 U.S.C. 70201 (State Freight Advisory Committees) and 70202 (State Freight Plans), as established under the Fixing America's Surface Transportation Act (FAST Act; Pub. L. 114-94) and subsequently modified by the Infrastructure Investment and Jobs Act (IIJA; Pub. L. 117-58). This document updates and replaces the prior guidance on State Freight Plans and State Freight Advisory Committees, issued on January 12, 2023. Except for any requirements specified in the statutes cited in the guidance document, the contents of this guidance document do not have the force and effect of law and do not bind the public in any way. The contents will not be relied upon by the Department as a separate basis for affirmative enforcement action or other administrative penalty. Conformity with any recommendations in this guidance document, as distinct from statutory requirements, is voluntary only, and nonconformity will not affect rights and obligations under existing statutes.</P>
                <P>
                    State Freight Plans can help States contribute to the goals of the National Multimodal Freight Policy in 49 U.S.C. 70101(b) and the goals of the NHFP in 23 U.S.C. 167(b). 
                    <E T="03">See</E>
                     49 U.S.C. 70202(b)(4). DOT believes strongly that these goals provide essential direction and support for the improvement of freight transportation across all modes.
                </P>
                <P>Sections 1117 and 1118, respectively, of the Moving Ahead for Progress in the 21st Century Act (MAP-21; Pub. L. 112-141) required the Secretary to encourage States to establish Freight Advisory Committees and to develop State Freight Plans. Stakeholder representation requirements and qualifications were added by 49 U.S.C. 70201 and 49 U.S.C. 70202 further requires each State receiving funding under 23 U.S.C. 167 (NHFP) to develop a comprehensive State Freight Plan that includes both immediate and long-term freight planning activities and investments. Section 70202 specifies certain minimum contents for State Freight Plans and provides that such plans may be developed separate from or be incorporated into the Long-Range Statewide Transportation Plans required by 23 U.S.C. 135.</P>
                <P>Each State that receives NHFP funds is required by 23 U.S.C. 167 to develop a freight plan, consistent with the requirements under 49 U.S.C. 70202, that provides a comprehensive plan for the immediate and long-range planning activities and investments of the State with respect to freight. State Freight Plans developed pursuant to 49 U.S.C. 70202 are multimodal in scope. State Freight Plans are meant to be comprehensive, and as such, they should assist State planning that involves all relevant freight infrastructure (highway, rail, waterway, air, and pipeline, as appropriate to that State).</P>
                <P>Each State Freight Plan must include, among other items, a Freight Investment Plan that contains projects or phases of projects only if funding for completion reasonably can be anticipated to be available within the time period identified in the Freight Investment Plan (49 U.S.C. 70202(b)(9), (c)(2)). The State Freight Plan must, when applicable, also include a list of the multimodal critical rural freight facilities and corridors the State designates under 49 U.S.C. 70103 and the critical rural freight corridors and critical urban freight corridors (if these have been identified at the time of submission of the Plan) designated by the State and Metropolitan Planning Organizations (MPOs) under 23 U.S.C. 167 (49 U.S.C. 70202(b)(3)). FHWA issued separate guidance on the implementation of 23 U.S.C. 167, which describes the NHFP program purpose, its governing authorities, funding amount, the National Highway Freight Network, program eligibility, State performance management and other program details. FHWA is updating this guidance to comply with Executive Orders.</P>
                <HD SOURCE="HD1">II. Policy</HD>
                <P>
                    DOT strongly encourages all States to establish State Freight Advisory Committees. 
                    <E T="03">See</E>
                     49 U.S.C. 70201(a). Advisory Committees can be a valuable part of the process needed to develop a thorough State Freight Plan by ensuring adequate stakeholder engagement in the formulation of those Plans. If a State establishes a State Freight Advisory Committee, the State must consult with its respective advisory committee while developing or updating its State Freight Plan. 
                    <E T="03">See</E>
                     49 U.S.C. 70202(b)(17). Bringing together the perspectives and knowledge of public and private partners, including shippers, carriers, and infrastructure owners and operators, can be important for developing a comprehensive and relevant State Freight Plan.
                </P>
                <P>
                    Pursuant to 49 U.S.C. 70202, each State that receives funding for the NHFP shall develop a comprehensive freight plan that provides for the immediate and long-range planning activities and investments of the State with respect to freight. Further, 23 U.S.C. 167(h)(4) specifies, notwithstanding any other provision of law, beginning on December 4, 2017, a State may not obligate funds apportioned to the State under 23 U.S.C. 104(b)(5) (
                    <E T="03">i.e.,</E>
                     the NHFP) unless the State has developed a freight plan in accordance with 49 U.S.C. 70202 (except that the multimodal component of the Plan may be incomplete before an NHFP fund obligation may be made). All States have met these requirements. Pursuant to 49 U.S.C. 70202, as amended by IIJA, State Freight Plans are required to be updated no less frequently than every four years. There is no statutory allowance for an extension on the period of eligibility of the Plan. If a State's four-year update cycle has expired, then unless the State has developed its State Freight Plan consistent with the existing requirements, the State may not obligate NHFP funds (23 U.S.C. 167(h)(4)).
                </P>
                <P>
                    To enable access to funding under the NHFP and for other reasons, DOT strongly encourages all States to be as comprehensive as possible in the multimodal considerations in their State Freight Plan. DOT understands the effects of freight transportation are often regional, corridor-level, or national in scope. In addition, freight planning can be more complex because it often involves many actors, including privately owned and operated 
                    <PRTPAGE P="8952"/>
                    infrastructure. DOT strongly encourages States to consider the performance and modal interaction of the overall freight system when updating their State Freight Plans. State Freight Plans that consider all the relevant transportation modes; integrated transportation and land use design; and aspects of freight performance, such as congestion reduction, safety, infrastructure condition, economic vitality, system reliability, dwell time, and externalities that impact communities should lead to better policies, investments, and performance outcomes.
                    <SU>1</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         For more information on performance measures, particularly on highways, please see: FHWA, 
                        <E T="03">Transportation Performance Management, www.fhwa.dot.gov/TPM.</E>
                    </P>
                </FTNT>
                <P>The State Freight Plans can also be used to communicate the freight performance measurement targets established pursuant to MAP-21, progress and strategies to goal achievement, any extenuating circumstances, and other information relevant to this requirement.</P>
                <P>
                    DOT Order 2100.7, 
                    <E T="03">Ensuring Reliance Upon Sound Economic Analysis in Department of Transportation Policies, Programs, and Activities</E>
                     (effective January 29, 2025), directs the Department's policymaking activities to be based on sound economic principles and analysis supported by rigorous cost-benefit analyses and data-driven decisions.
                    <SU>2</SU>
                    <FTREF/>
                     State Freight Plans can assist the Department by providing data and information necessary to integrate this principle more fully into DOT program implementation.
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         DOT Order 2100.7, 
                        <E T="03">Ensuring Reliance Upon Sound Economic Analysis in Department of Transportation Policies, Programs, and Activities,</E>
                         available at: 
                        <E T="03">https://www.transportation.gov/mission/ensuring-reliance-upon-sound-economic-analysis-department-transportation-policies-programs.</E>
                    </P>
                </FTNT>
                <P>
                    The State Freight Plan may be developed as a document separate from, or incorporated into, the Long-Range Statewide Transportation Plan required by 23 U.S.C. 135. 
                    <E T="03">See</E>
                     49 U.S.C. 70202(c). If the State Freight Plan is separate from the Long-Range Statewide Transportation Plan,
                    <SU>3</SU>
                    <FTREF/>
                     both should explain how the projects and actions listed in the State Freight Plan are compatible with and reflected in the Long-Range Statewide Transportation Plan. If the two plans are combined, the Long-Range Statewide Transportation Plan should include a separate section focused on freight transportation and must include the elements specified in 49 U.S.C. 70202.
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         23 U.S.C. 135(f) (Long-Range Statewide Transportation Plan).
                    </P>
                </FTNT>
                <P>Due to the flexibility provided by statute, DOT will review State Freight Plans separately from the process for approving Long-Range Statewide Transportation and State Rail Plans, which are governed by other statutes. For consideration of compliance with statutory provisions of State Freight Plans, States should submit their State Freight Plans to the FHWA Division Office in their State. DOT will review the freight plans for compliance with 49 U.S.C. 70202 and will notify the State whether its updated State Freight Plan complies with the statutory requirements described below.</P>
                <P>
                    DOT released a multimodal, National Freight Strategic Plan on September 3, 2020.
                    <SU>4</SU>
                    <FTREF/>
                     DOT is required to update the National Freight Strategic Plan every five years to comply with the requirements under 49 U.S.C. 70102, as enacted by the FAST Act and amended by IIJA. Updates to the National Freight Strategic Plan will be based on the national goals and priorities set forth in 49 U.S.C. 70101. The National Freight Strategic Plan has and will continue to incorporate, to the extent possible, issues and trends identified in State Freight Plans to capture State and local priorities.
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         DOT, 
                        <E T="03">National Freight Strategic Plan, https://www.transportation.gov/freight/NFSP.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD1">III. Funding</HD>
                <P>There is no formula or discretionary funding specifically designated for State Freight Plans or to establish or operate State Freight Advisory Committees. Nevertheless, there are several Federal funding resources with eligibility to support Plan development and planning or Advisory Committee activities. The following is not an exhaustive list, as other Federal funding may be eligible for data collection, analysis, or planning related to discrete elements of the State Freight Plan requirements.</P>
                <P>In general, States may use funding apportioned under the Surface Transportation Block Grant Program (23 U.S.C. 133) for developing State Freight Plans, as well as funding set aside from apportioned programs for the State Planning and Research Program (23 U.S.C. 505). Similarly, States may use funds from the NHFP to support freight planning and outreach, including efforts to develop or update State Freight Plans and support State Freight Advisory Committees. They may also use carryover balances from National Highway System (NHS) funds authorized under the Safe, Accountable, Flexible, Efficient Transportation Equity Act: A Legacy for Users (SAFETEA-LU; 23 U.S.C. 103(b)(6)(E) as in effect on the day before enactment of MAP-21) that can be used for transportation planning that benefits the NHS in accordance with 23 U.S.C. 134 and 135 (section 1104 of MAP-21 amended 23 U.S.C. 103, eliminating the NHS Program under § 103; however, the carryover balances remain available for planning activities that benefit the NHS).</P>
                <HD SOURCE="HD1">IV. State Freight Advisory Committees</HD>
                <P>DOT strongly recommends that States use a collaborative process for freight planning that involves relevant stakeholders. To help accomplish this, and per the statutory language found in 49 U.S.C. 70201, DOT strongly encourages States to establish and continue State Freight Advisory Committees. A forum of this type will also improve the ability of public and private stakeholders, especially those with experience or qualifications in the areas of general business, transportation planning or freight transportation and logistics, to identify and to engage the appropriate freight planning organization in each State.</P>
                <P>The establishment of State Freight Advisory Committees is not required by statute or by DOT. In the event a Committee is established, each committee member shall have sufficient qualifications, including, as applicable, the items listed in 49 U.S.C. 70201(b). A State Freight Advisory Committee is advisory in nature and is not subject to Federal open meeting laws, though State open meeting laws may apply. Nevertheless, DOT strongly encourages States to conduct Committee business in an open manner so that interested persons may observe meetings and may provide input. DOT further encourages States to hold meetings on a regular basis.</P>
                <P>As specified in 49 U.S.C. 70201(a), State Freight Advisory Committees should include representatives of a cross-section of public and private sector freight stakeholders. These include the following:</P>
                <P>• Ports, if applicable;</P>
                <P>• Freight railroads, if applicable;</P>
                <P>• Shippers;</P>
                <P>• Carriers;</P>
                <P>• Freight-related associations;</P>
                <P>• Third-party logistics providers;</P>
                <P>• Freight industry workforce;</P>
                <P>• The transportation department of the State;</P>
                <P>• Metropolitan Planning Organizations (MPOs);</P>
                <P>• Local governments;</P>
                <P>• The environmental protection department of the State, if applicable;</P>
                <P>• The air resources board of the State; if applicable;</P>
                <P>• Economic development agencies of the State; and</P>
                <P>
                    • Not-for-profit organizations or community organizations.
                    <PRTPAGE P="8953"/>
                </P>
                <P>In addition to these organizations identified in the statute, DOT recommends considering the inclusion of the following:</P>
                <P>• Federal agencies;</P>
                <P>• Independent transportation authorities, such as maritime port and airport authorities of varying sizes, toll highway authorities, and bridge and tunnel authorities;</P>
                <P>• Representatives of Tribal Nations;</P>
                <P>• Representatives from bordering State or international governments as applicable;</P>
                <P>• Regional Transportation Planning Organizations;</P>
                <P>• Safety partners and advocates;</P>
                <P>• Other private infrastructure owners and investors, such as pipelines;</P>
                <P>• Hazardous material transportation providers; and</P>
                <P>• University Transportation Centers and other institutions of higher education with experience in freight.</P>
                <P>The inclusion of freight carriers, freight associations, and shipper and logistics companies in State Freight Advisory Committees is essential, as much of the innovation in freight carriage, management, and planning for future systems takes place among these organizations. Planning for freight without consulting with these organizations could constitute a significant gap in understanding the nature of freight needs and concerns. Carriers should represent a range of sizes and specialties, including full truck load, less than truckload, and small package delivery services. Similarly, participation by shipper and logistics companies of different sizes can provide critical information about warehousing and distribution service needs.</P>
                <P>Since MPOs are responsible for developing and programming projects in their Transportation Improvement Programs (TIPs), DOT strongly encourages States to include representatives from MPOs in freight planning processes because many freight projects are located within metropolitan areas. Similarly, local governments, which often have land use authority in locations of important freight activity, should be included. MPOs, local governments, and community organizations are affected by and may be concerned about the impacts of freight projects. Early collaboration during the freight project planning process can help to address concerns and opportunities. For example, input and engagement with railroad representatives can help identify existing or emerging impacts of rail activity that affect economic development, mobility, throughput, and safety at railway-roadway grade crossings. Engagement and consultation with a State Freight Advisory Committee can help inform strategies to meet freight policy goals and identify areas for investment in a State Freight Plan. Similarly, the inclusion of independent transportation authorities, such as port and airport authorities, toll highway authorities, and bridge and tunnel authorities, helps minimize the fragmentation of planning that often occurs due to different authorities acting independently.</P>
                <P>The FAST Act made important changes to the Tribal Transportation Program and established the Tribal Transportation Self-Governance Program (section 1121 of the FAST Act; 23 U.S.C. 207) that extends many of the self-governance provisions of Title V of the Indian Self-Determination and Education Assistance Act to transportation. Representation of Tribal Nations in State freight planning is important to the development of a comprehensive State Freight Plan.</P>
                <P>State DOTs already coordinate State involvement in both freight and passenger rail operations, and, as required under section 303 of the Passenger Rail Investment and Improvement Act (PRIIA; Pub. L. 110-432, codified at 49 U.S.C. chapter 227), develop FRA-accepted State Rail Plans. DOT strongly recommends that rail, highway, and other modal divisions (pipeline safety, ports, and airports) within the State DOT or in other agencies of the State government, be represented in State Freight Advisory Committees. States should also consider the inclusion of other State agencies, including those engaged in law enforcement, housing, and emergency planning, which may have the authority to regulate and enforce speed limits on roads and highways, to issue permits for higher-weight truck movements and longer combination vehicles (tractor-trailer combinations with two or more trailers) on State roads, and to plan for emergency operations. Participation of Federal and State environmental agencies may prove useful in helping project sponsors anticipate and mitigate potential environmental issues that could arise from freight projects.</P>
                <P>States are encouraged to invite representatives from neighboring States and Nations (Canada, Mexico, and their Provinces and States, as appropriate) to participate in State Freight Advisory Committees, even if only on a limited basis. They should also consider inviting councils of government and regional councils (if not already represented through the MPO), organizations representing multi-State transportation corridors, and other local and regional planning organizations to participate. Participation by Federal government representatives is also encouraged. These participants can provide technical assistance on Federal planning and funding programs. Similarly, participation by regional economic development offices and State or regional Chambers of Commerce is strongly encouraged.</P>
                <P>Representatives from the freight transportation industry workforce provide important input in identifying bottlenecks and other inefficiencies; access, operations, and safety issues; methods to respond to freight labor shortages; truck parking capacity and information needs; applications of new technologies; and other factors. Similarly, independent transportation experts, including academic specialists and industry consultants, can be valuable additions to the planning effort.</P>
                <P>In all cases, DOT expects that State Freight Advisory Committee participation will vary by State and acknowledges that available funding, State DOT resources, and specific characteristics of a State's freight infrastructure and supply chains will likely lead to significant differences in the size and composition of such Committees.</P>
                <P>IIJA established required qualifications for membership on a State Freight Advisory Committee. Per 49 U.S.C. 70201(b), each member of a freight advisory committee shall have qualifications, including the following, as applicable:</P>
                <P>• General business and financial experience;</P>
                <P>• Experience or qualifications in the areas of freight transportation and logistics;</P>
                <P>• Experience in transportation planning;</P>
                <P>• Experience representing employees of the freight industry;</P>
                <P>• Experience representing a State, local government, or MPO; or</P>
                <P>• Experience representing the views of a community group or not-for-profit organization.</P>
                <P>As directed by 49 U.S.C. 70201(c), State Freight Advisory Committees shall:</P>
                <P>• Advise the State on freight-related priorities, issues, projects, and funding needs;</P>
                <P>• Serve as a forum for discussion of State transportation decisions affecting freight mobility;</P>
                <P>
                    • Communicate and coordinate regional priorities with other organizations (for example, among a 
                    <PRTPAGE P="8954"/>
                    State's DOT, MPOs, Tribal and other local planning organizations);
                </P>
                <P>• Promote the sharing of information between the private and public sectors on freight issues; and</P>
                <P>• Participate in the development of the State Freight Plan, including by providing advice regarding the development of the Freight Investment Plan.</P>
                <P>The multimodal, multiagency mix of participants recommended above should offer an excellent forum for the exchange of information needed to develop the required components of the State Freight Plan (described in more detail below). The Committee can also focus and facilitate government efforts to incorporate freight into day-to-day planning efforts and to raise the visibility of freight mobility issues more broadly.</P>
                <P>
                    Per 23 U.S.C. 167(d)(2), the Federal Highway Administrator, in re-designating the Primary Highway Freight System, shall provide an opportunity for State Freight Advisory Committees, as applicable, to submit additional route miles for consideration. Similarly, 49 U.S.C. 70103(c) authorizes the Assistant Secretary for Multimodal Freight to consider facilities and transportation corridors recommendations by State Freight Advisory Committees for facilities to be included on the National Multimodal Freight Network. States are not constrained statutorily from placing requirements in the charters of their State Freight Advisory Committees to require State consensus with such Committee recommendations for such facilities to the Assistant Secretary or the Federal Highway Administrator.
                    <SU>5</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         The charter for the California Freight Advisory Committee is one example of a State Freight Advisory Committee charter that conforms to good practice, providing for committee membership, responsibilities, frequency of meetings, decision processes, reporting, etc. States can, of course, vary from this format, but DOT strongly recommends the development of a charter document. Caltrans, 
                        <E T="03">California Freight Advisory Committee,</E>
                         available at: 
                        <E T="03">https://dot.ca.gov/programs/transportation-planning/division-of-transportation-planning/strategic-freight-planning/california-freight-advisory-committee#:~:text=The%20CFAC%20is%20a%20charter,the%20State%2C%20and%20local%20governments.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD1">V. State Freight Plans</HD>
                <P>Each State that receives funding through the NHFP (23 U.S.C. 167) is required to have a State Freight Plan that provides a comprehensive plan for the immediate and long-range planning activities and investments of the State with respect to freight (49 U.S.C. 70202). If a State's 4-year update cycle has expired, then unless the State has developed its State Freight Plan consistent with the existing requirements, the State may not obligate NHFP funds (23 U.S.C. 167(h)(4)).</P>
                <P>The required elements of State Freight Plans under 49 U.S.C. 70202(b), as amended by IIJA, are listed below:</P>
                <P>1. An identification of significant freight system trends, needs, and issues with respect to the State;</P>
                <P>2. A description of the freight policies, strategies, and performance measures that will guide the freight-related transportation investment decisions of the State;</P>
                <P>3. When applicable, a listing of—</P>
                <P>A. Multimodal critical rural freight facilities and corridors designated within the State under section 49 U.S.C. 70103 (National Multimodal Freight Network);</P>
                <P>B. Critical rural and urban freight corridors designated within the State under 23 U.S.C. 167 (NHFP);</P>
                <P>4. A description of how the Plan will improve the ability of the State to meet the national multimodal freight policy goals described in section 49 U.S.C. 70101(b) and the NHFP goals described in 23 U.S.C. 167 (NHFP);</P>
                <P>5. A description of how innovative technologies and operational strategies, including freight intelligent transportation systems, that improve the safety and efficiency of the freight movement, were considered;</P>
                <P>6. In the case of roadways on which travel by heavy vehicles (including mining, agricultural, energy cargo or equipment, and timber vehicles) is projected to deteriorate the condition of the roadways substantially, a description of improvements that may be required to reduce or to impede the deterioration;</P>
                <P>7. An inventory of facilities with freight mobility issues, such as bottlenecks, within the State, and for those facilities that are State owned or operated, a description of the strategies the State is employing to address those freight mobility issues;</P>
                <P>8. Consideration of any significant congestion or delay caused by freight movements and any strategies to mitigate that congestion or delay;</P>
                <P>9. A Freight Investment Plan that, subject to 49 U.S.C. 70202(c)(2), includes a list of priority projects and describes how funds made available to carry out 23 U.S.C. 167 would be invested and matched;</P>
                <P>10. The most recent commercial motor vehicle parking facilities assessment conducted by the State under 49 U.S.C. 70202(f);</P>
                <P>11. The most recent supply chain cargo flows in the State, expressed by mode of transportation;</P>
                <P>12. An inventory of commercial ports in the State;</P>
                <P>13. If applicable, consideration of the findings or recommendations made by any multi-State freight compact to which the State is a party under 49 U.S.C. 70204;</P>
                <P>14. The impacts of e-commerce on freight infrastructure in the State;</P>
                <P>15. Considerations of military freight;</P>
                <P>16. Strategies and goals to decrease—</P>
                <P>A. The severity of impacts of extreme weather and natural disasters on freight mobility,</P>
                <P>B. The impacts of freight movement on local air pollution,</P>
                <P>C. The impacts of freight movement on flooding and stormwater runoff, and</P>
                <P>D. The impacts of freight movement on wildlife habitat loss; and</P>
                <P>17. Consultation with the State Freight Advisory Committee, if applicable.</P>
                <P>
                    The elements listed in 49 U.S.C. 70202 are the only required elements of State Freight Plans. Each element must be addressed if a State wishes to obligate NHFP funds available under 23 U.S.C. 167. As long as State Freight Plans cover the required elements, they may be organized in any structure that works best for individual States. Plans must be updated at least once every four years. States may elect to update more frequently, as appropriate. DOT approval of an updated Plan prior to the expiration of the State's existing Plan would restart the 4-year clock for submitting an updated Plan. If a State wishes to obligate NHFP funds for a project (other than those exempt from inclusion in the Freight Investment Plan), including a freight intermodal or freight rail project, that project must be included in the fiscally constrained Freight Investment Plan as well. 
                    <E T="03">See</E>
                     23 U.S.C. 167(h)(5).
                </P>
                <P>The following paragraphs provide guidance on the minimum amount of information necessary to satisfy each required element. For each required element, DOT also identifies optional information/methods that States may consider including in their State Freight Plans. These items have been identified through a review of research papers, studies of best industry practices, and State Freight Plans that were completed immediately following the FAST Act. DOT is providing this information to help inform each State's freight planning process; ultimately, it is up to each State to determine which, if any, of these additional elements to include.</P>
                <P>
                    A State Freight Plan must address an 8-year forecast period (previously required by the FAST Act to be a 5-year horizon), though DOT strongly encourages an outlook covering the next 
                    <PRTPAGE P="8955"/>
                    20 years. While a “State freight plan described in subsection (a) shall address an 8-year forecast period” (49 U.S.C. 70202(d)), the Plan must also provide “a comprehensive plan for the immediate and long-range planning activities and investments of the State with respect to freight” (49 U.S.C. 70202(a)). In almost all transportation planning exercises, long-range planning necessarily exceeds a period of eight years. DOT notes that a freight plan horizon of only eight years likely would not enable States to do more than list present problems and projects already in the development pipeline, without respect to longer-term trends and new technologies. In summary, whereas a planning forecast of eight years is sufficient (and must be provided) to meet the statutory requirement, longer outlooks supplementing the eight-year forecast are strongly recommended for the overall State Freight Plan—if possible, corresponding at least to the 20-year outlook of the Long-Range Metropolitan and Long-Range Statewide Transportation Plans.
                </P>
                <P>
                    Carefully developed forecasts of freight movements will be essential to the success of a freight plan, whether it covers an eight-year period or longer. For example, it is important to have accurate estimates of freight moving along a particular corridor and the numbers of trucks, trains, etc., associated with moving that freight in an efficient manner to select the most appropriate project or projects for that corridor. Improved freight modeling is necessary to estimate future freight movements accurately and to inform alternatives analysis for freight projects, including multi-modal freight planning. For States lacking a long-term freight modeling capability, Freight Analysis Framework (FAF) forecasts are acceptable as a default.
                    <SU>6</SU>
                    <FTREF/>
                     To assist States in long term freight planning, Section VII of this guidance contains several data and analysis sources that may prove useful. DOT continues to support further improvements in freight modeling through its freight model improvement program.
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         DOT, 
                        <E T="03">Freight Analysis Framework</E>
                         (Sept. 17, 2025), 
                        <E T="03">https://www.bts.gov/faf.</E>
                    </P>
                </FTNT>
                <P>A special exception to this guidance on a 20-year outlook period applies to the fiscally constrained Freight Investment Plan component of the State Freight Plan (49 U.S.C. 70202(c)(2)), which addresses the NHFP funding timeframe and can be updated more frequently than the four-year requirement for the entire State Freight Plan. In the context of State Freight Plans, the statute requires that “[t]he freight investment plan component of a freight plan shall include a project, or an identified phase of a project, only if funding for completion of the project can reasonably be anticipated to be available for the project within the time period identified in the freight investment plan.” The statutes governing Long-Range Statewide Transportation Plans do not require these plans to be constrained fiscally, however, and in some cases, States may not be able to provide a fiscally constrained statewide list of freight projects exceeding the planning period of the Statewide Transportation Improvement Program (STIP), which is required to be constrained fiscally. States offering the Long-Range Statewide Transportation Plan as a State Freight Plan must include a Freight Investment Plan to meet State Freight Plan requirements. DOT recommends that all Freight Investment Plans, at a minimum, be aligned carefully with the TIP and STIP documents for the respective MPO and State. Aligning this investment plan with the above-referenced documents enhances the State's ability to prioritize their freight projects and ensures coordination between the State DOT and the MPOs. States may opt to extend the period of their Freight Investment Plans to longer intervals, including 20-year periods that correspond to the statewide and metropolitan long-range plans, if this helps them for freight-planning purposes.</P>
                <P>DOT has organized this section around the statutory requirements of 49 U.S.C. 70202 and each element includes subsections describing minimum requirements and suggestions (optional) that States may consider including in their State Freight Plans.</P>
                <HD SOURCE="HD2">1. An Identification of Significant Freight System Trends, Needs, and Issues With Respect to the State.</HD>
                <HD SOURCE="HD3">Minimum Elements</HD>
                <P>States have broad flexibility in addressing the trends, needs, and issues of their freight systems. To enhance the identification of these issues, State Freight Plans should begin with a discussion of the role that freight transportation plays in the State's overall economy, and how the economy is projected to grow or to change. The discussion should address the key issues confronting the freight system, both in the present and anticipated in the future. Finally, this element should include discussion of forecasted freight movements and how broader economic trends within the State or region may affect them.</P>
                <HD SOURCE="HD3">Additional Recommendations for State Consideration</HD>
                <P>This section could identify those industries which are most important to the economy of the State and the specific freight transportation modes and facilities most vital to the supply chains of these industries. In particular, States should highlight the impacts of the following areas of proper Federal interest on freight flows within their respective States as appropriate: international trade shifts, reshoring of manufacturing, industries of national interest (like energy, steel and critical materials), and support for agricultural exports. In most instances, the State will also have identified critical freight issues in studies conducted through State agencies, MPOs, and academic or research institutions. There are also many national studies (such as through the Transportation Research Board of the National Academies of Sciences, Engineering, and Medicine) and local case studies that focus on emerging freight problems, such as last-mile delivery issues, that will be relevant to many States.</P>
                <P>The following are possible items to consider when identifying economic trends and forecasts that will affect freight:</P>
                <P>• Global, national, regional, and local economic conditions and supply chain outlooks, particularly those of the State, neighboring States or countries, and principal trading partners;</P>
                <P>• Population growth and location;</P>
                <P>• Income and employment by industry and service sector, including the expected employment by each sector of the transportation industry;</P>
                <P>• Freight attributes of industry and service sectors (including heavy freight, less than truckload freight, and small package delivery);</P>
                <P>• Type, value, and quantity of imports and exports;</P>
                <P>• Industrial and agricultural production forecasts; and</P>
                <P>• Forecasts of freight movements by commodity type and location, including small package deliveries associated with e-commerce, and projected port or rail freight activity.</P>
                <P>
                    DOT notes that when there is a high degree of uncertainty about future economic, industrial, and technological conditions (
                    <E T="03">e.g.,</E>
                     changing energy markets, deployment of connectivity and automation in freight vehicles), planning approaches, such as scenario planning, can help to develop alternative outlooks that can accommodate more than one future outcome.
                </P>
                <P>
                    DOT strongly encourages States to include a discussion of supply chain 
                    <PRTPAGE P="8956"/>
                    resiliency, including the types of critical products moving through or delivered in the State and the impacts of congestion or delays in the movement of those products for people and businesses across the State. In particular, DOT suggests a risk-informed consideration of critical products related to health, safety, energy, and food that are particularly vital to sustain human life, as well as the aforementioned areas of proper Federal interest and corollary supply chains.
                </P>
                <P>DOT recommends that the State Freight Plan describe the conditions and performance of the State's freight transportation system, including trends in conditions and performance. This analysis would help identify needs for future investment within the State. If a State has already conducted an analysis of the conditions and performance of its overall public infrastructure, that analysis could be referenced or incorporated into the State Freight Plan in so far as it pertains to the freight system. Similarly, States may be able to develop such measures from State asset management systems, Highway Performance Monitoring System data, Level of Service data from Transportation Management Centers, National Performance Management Research Data Sets (NPMRDS), or other sources. It is recommended that the performance measures used correspond to those required under Item 2 (“A description of freight policies, strategies, and performance measures”) below.</P>
                <P>
                    Information on the condition and performance of private infrastructure is also encouraged, though it is acknowledged that this information is more difficult to obtain. States can consult their State Rail Plans, the Federal Railroad Administration, and other sources to gather information on some aspects of freight rail and rail bridge data (
                    <E T="03">e.g.,</E>
                     miles and locations of freight rail that can carry cars weighing 286,000 pounds or greater, tunnel heights adequate for double stack rail cars, dual track sections). Similarly, States may have commissioned reports on port and waterway conditions or may be able to establish performance conditions. Metrics for States to assess truck parking capacity are offered for consideration in the summary report on the first Jason's Law survey.
                    <SU>7</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         FHWA, 
                        <E T="03">Jason's Law Truck Parking Survey Results and Comparative Analysis,</E>
                         available at: 
                        <E T="03">https://ops.fhwa.dot.gov/freight/infrastructure/truck_parking/jasons_law/truckparkingsurvey/index.htm.</E>
                    </P>
                </FTNT>
                <P>Data on port and waterway conditions and performance may also be available from port authorities, in Port Master Plans, or from automatic identification systems (AIS) for vessels and Global Positioning System (GPS) probe data for trucks in port areas and operating on port access roads. More information about performance data for measuring mobility for non-highway modes is provided in Item 7, “An inventory of facilities with freight mobility issues,” below.</P>
                <P>Specific conditions and performance data are not required to be included in State Freight Plans by 49 U.S.C. 70202. States are not required or expected to undertake such an evaluation solely for the purpose of informing the State Freight Plan.</P>
                <P>Other topics States may consider addressing include the need to improve safety and mitigate impacts of freight movement on communities, as well as future transportation workforce challenges and supply chain disruptions and resiliency. Discussion of these topics could include assessing the following: impacts of longer and more frequent trains at grade crossings; attracting and retaining a qualified workforce, including strategies to crack down on fraudulent training providers and enforce English language proficiency for commercial drivers; information on capacity and availability of truck parking; hazardous material transportation; and emergency response capability. Many of these issues can be identified through the State Freight Advisory Committee, if one has been established.</P>
                <P>
                    2. 
                    <E T="03">A description of freight policies, strategies, and performance measures that will guide the freight-related transportation investment decisions of the State.</E>
                </P>
                <HD SOURCE="HD3">Minimum Elements</HD>
                <P>This section of the State Freight Plan is important for providing the overall approach the State will take to address the challenges described in the preceding section. The policies and strategies in the State Freight Plan are likely to reflect a mix of State legislative direction, discretionary decisions by State DOTs and other State agencies, decisions by other States, plans by MPOs, local and Tribal governments, special transportation authorities (including port, airport, and toll authorities), military planning, and the accommodation of plans by private sector companies, such as railroads, marine terminal operators, pipeline companies, trucking companies, and others. States should identify any statutory and State constitutional constraints on freight-related investments and policies, such as prohibitions on spending State funds on certain kinds of infrastructure.</P>
                <HD SOURCE="HD3">Additional Recommendations for State Consideration</HD>
                <P>The State Freight Plan should describe the freight policies, strategies, and performance measures that will guide freight-related transportation investment decisions. These policies should outline the State's goals for improving freight mobility, safety, infrastructure condition, multimodal connectivity, and supply chain resilience. As such, DOT recommends strategies to guide investment decisions include:</P>
                <P>• Targeting freight bottlenecks and reliability issues on high priority corridors, like the National Highway Freight Network or the National Multimodal Freight Network.</P>
                <P>• Improving first and last mile connections to ports, rail facilities, airports and industrial centers.</P>
                <P>• Strengthening supply chain resilience, especially for critical single points of failure and routes supporting critical goods or areas of proper Federal interest.</P>
                <P>• Enhancing safety through design improvements, at-grade crossing enhancement, and technology deployments.</P>
                <P>• Supporting industry needs through workforce development and adoption of advanced freight technologies.</P>
                <P>• Using transparent, criteria-based processes to prioritize freight investments that address both interstate and intrastate freight volumes.</P>
                <P>Performance measurements should explain how the State will track the effectiveness of its policies, strategies, and investments. Measures may be qualitative or quantitative but should preferably align with the performance measures already identified in the National Freight Strategic Plan or used in State transportation plans, or both, grants applications, and condition-and-performance reports. These may include pavement and bridge condition, traffic congestion, travel time reliability, congestion and delay metrics, freight safety indicators, and resilience considerations. Using consistent, quantitative metrics will help each State determine whether it is achieving its freight objectives and allow it to assess outputs and outcomes relative to expectations.</P>
                <P>
                    States should avoid investments that limit freight mobility, worsen congestion, or increase crash risks. In fast-growing metro areas, adding additional interstate on- and off-ramps or closely spaced interchanges can introduce short weaving segments that lower speeds and increase points of conflict. National resources such as the 
                    <PRTPAGE P="8957"/>
                    AASHTO Green Book suggest a minimum of one mile between interchanges in urban settings (and about two miles in rural areas), with context-specific design solutions when closer spacing is unavoidable. Planning and access-management policies should evaluate interchange proposals at the corridor scale to preserve limited-access performance as regions grow, keeping the specific needs of commercial vehicles in mind where freight volumes are high.
                </P>
                <P>States should also consider freight policies and strategies that increase supply chain resilience in the State, particularly for the movement of critical products related to health, safety, energy, and food as well as the aforementioned areas of proper Federal interest and corollary supply chains.</P>
                <P>
                    3. 
                    <E T="03">When applicable, a listing of—</E>
                </P>
                <P>A. Multimodal critical rural freight facilities and corridors designated within the State under 49 U.S.C. 70103, and</P>
                <P>B. Critical rural and urban freight corridors designated within the State under section 23 U.S.C. 167.</P>
                <HD SOURCE="HD3">Minimum Elements</HD>
                <P>If corridors have been designated pursuant to the statutes given above, the corridors should be included in the State Freight Plan. Inclusion of corridors in the Plan does not constitute a designation and certification of critical rural and urban freight corridors. Critical urban and rural freight corridors are designated and certified under 23 U.S.C. 167(g).</P>
                <P>For inclusion in the Plan, corridors may be listed or displayed in another format, such as a map. States should consider modifying their Plan, specifically any maps or tables displaying this information, if corridors are added or previous designations are changed or redesignated. Any changes made to ensure maps/tables/figures are accurate and up to date do not require DOT review and do not constitute a formal update of the State Freight Plan that would reset the four-year update cycle.</P>
                <HD SOURCE="HD3">Additional Recommendations for State Consideration</HD>
                <P>DOT also suggests, but does not require, States provide an inventory of the freight transportation assets, both publicly and privately owned, that are deemed most significant for freight planning purposes. This optional list could include elements either included or not included in the National Highway Freight Network or the National Multimodal Freight Network such as locally important freight roads and bridges not on these networks, short line railroads, smaller border crossings, water (including port) facilities, waterways, pipeline terminals, smaller airports, etc. It also could include warehousing, freight transfer facilities, and foreign trade zones located in the State.</P>
                <P>
                    4. 
                    <E T="03">A description of how the Plan will improve the ability of the State to meet the National Multimodal Freight Policy goals described in section 49 U.S.C. 70101(b) and the NHFP goals described in 23 U.S.C. 167.</E>
                </P>
                <HD SOURCE="HD3">Minimum Elements</HD>
                <P>DOT notes that the goals of the National Multimodal Freight Policy (49 U.S.C. 70101) are extensive and pertain to the National Multimodal Freight Network (49 U.S.C. 70103). These goals are to:</P>
                <P>(1) Identify infrastructure improvements, policies, and operational innovations that strengthen the contribution of the National Multimodal Freight Network to the economic competitiveness of the United States, reduce congestion and eliminate bottlenecks on the National Multimodal Freight Network, and increase productivity, particularly for domestic industries and businesses that create high-value jobs;</P>
                <P>(2) Improve the safety, security, efficiency, and resiliency of multimodal freight transportation;</P>
                <P>(3) Achieve and maintain a state of good repair on the National Multimodal Freight Network;</P>
                <P>(4) Use innovation and advanced technology to improve the safety, efficiency, and reliability of the National Multimodal Freight Network;</P>
                <P>(5) Improve the economic efficiency and productivity of the National Multimodal Freight Network;</P>
                <P>(6) Improve the reliability of freight transportation;</P>
                <P>(7) Improve the short- and long-distance movement of goods that travel across rural areas between population centers, travel between rural areas and population centers, and travel from the Nation's ports, airports, and gateways to the National Multimodal Freight Network;</P>
                <P>(8) Improve the flexibility of States to support multi-State corridor planning and the creation of multi-State organizations to increase the ability of States to address multimodal freight connectivity;</P>
                <P>(9) Reduce the adverse environmental impacts of freight movement on the National Multimodal Freight Network; and</P>
                <P>(10) Pursue the goals described in this subsection in a manner that is not burdensome to State and local governments.</P>
                <P>The goals of the NHFP (23 U.S.C. 167(b)) are similar but focus on investing in infrastructure improvements and implementing operational improvements on the highways of the United States.</P>
                <HD SOURCE="HD3">Additional Recommendations for State Consideration</HD>
                <P>
                    It is noteworthy that the National Multimodal Freight Policy goals are more comprehensive of freight transportation issues than are the required elements of State Freight Plans. States should strongly consider emphasizing aspects of their State goals and strategies intended to improve safety, security, and resiliency of the freight system, including through the use of enhanced designs, technologies, and multimodal strategies. States should consider how their economy and freight system interact with domestic and international supply chains. Safety is of paramount concern to the public and policy makers. There were more than 6,600 freight-related fatalities nationally in 2022.
                    <SU>8</SU>
                    <FTREF/>
                     New technologies offer great potential to reduce or even eliminate fatalities over the next several decades, but more conventional investments in safety are also highly effective in reducing accident risk.
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See</E>
                         NHTSA, 
                        <E T="03">Large Trucks Traffic Safety Facts 2022 Data</E>
                         (July 2024), available at: 
                        <E T="03">https://crashstats.nhtsa.dot.gov/Api/Public/ViewPublication/813588.</E>
                    </P>
                </FTNT>
                <P>States should also consider describing freight investments that are intended to support economic opportunities as well to mitigate potential negative impacts for communities. Though not cited as a component of the National Multimodal Freight Policy or the NHFP goals, States are invited to provide information on how they will seek to develop and to maintain an adequate workforce for the freight transportation industry.</P>
                <P>
                    DOT recommends these goals be addressed individually in the State Freight Plan to facilitate DOT review, but this is not mandatory. Where possible, DOT recommends that State goals and policies (addressed under Item 2, “A description of freight policies, strategies, and performance measures,” above) should be associated with comparable components of the National Multimodal Freight Policy and the NHFP. DOT also recommends that each State identify which goals it believes to be most important and merit the largest focus. DOT acknowledges that a State may not have specific goals or investments pertaining to all elements of the National Multimodal 
                    <PRTPAGE P="8958"/>
                    Freight Policy or the NHFP and notes that this is not required for a compliant State Freight Plan.
                </P>
                <P>
                    <E T="03">5. A description of how innovative technologies and operational strategies, including freight intelligent transportation systems, that improve the safety and efficiency of freight movement, were considered.</E>
                </P>
                <HD SOURCE="HD3">Minimum Elements</HD>
                <P>States should describe any innovative technologies and operational strategies that currently are planned for or being implemented across the State to improve the safety and efficiency of the freight network. States should also describe how these technologies and operational strategies can be integrated into existing infrastructure as well as any corresponding infrastructure needs to implement these technologies and strategies. DOT especially encourages States to highlight such initiatives being developed in conjunction with other States along key multi-State corridors.</P>
                <HD SOURCE="HD3">Additional Recommendations for State Consideration</HD>
                <P>States can use a range of innovative technologies and operational strategies to improve the safety and efficiency of freight movement. The deployment of Advanced Driver Assistance Systems is accelerating rapidly. Vehicles equipped with automated driving systems, including trucks, are already being piloted in some States. Advanced Air Mobility technology is developing rapidly for both freight and passenger use cases. These and other technologies, including intelligent transportation systems, could improve greatly the safety and efficiency of freight and passenger movements. Specific to freight, they may enable all modes to make safer and more efficient use of existing infrastructure capacity due to more efficient and coordinated vehicle operations, while enhancing the ability of carriers not only to prevent collisions but also to route around congested locations rapidly. As such, DOT strongly encourages States, when updating their State Freight Plans, to explore the potential of these new technologies and how they may affect the need to modify or to expand existing infrastructure.</P>
                <P>Other solutions include Transportation Systems Management and Operations (TSMO) approaches that maximize the operational performance of the existing transportation system and provide flexible solutions to manage dynamic conditions. Information technology includes, but is not limited to, freight traveler information systems, electronic credentialing, automated permitting, smart roadside commercial motor vehicle monitoring, truck queue management and appointment systems as ports, truck parking information management systems, and border wait time information. Digital Twin technology for simulating freight infrastructure conditions and assessing project scenarios is growing in use and a valuable tool.</P>
                <P>Safety strategies include truck safety warning systems, work zone management for trucks, road weather management, and traffic incident management. Arterial management can include traffic signal timing for trucks, access management at freight facilities, active traffic demand management, off-peak deliveries, and managed truck lanes. DOT recommends States consider strategies to separate freight traffic and heavy vehicles from general purpose traffic at locations where the potential safety and efficiency benefits are highest. Integrated multimodal transportation can be used to improve efficiency through interconnected freight flows utilizing highway, rail, air, and waterborne transportation. Safety improvements are already being realized through features such as automated braking and lane departure warning systems, but impacts will become much more pronounced over the next 10-20 years.</P>
                <P>The private sector has been leading the way with many of these new technology solutions, increasingly employing artificial intelligence and machine learning to optimize routes, to predict demand, and to automate decision-making processes, leading to increased efficiency, reduced fuel consumption, and improved delivery times. As such, States are encouraged to work with private terminal operators, freight carriers, third party logistics providers, academic institutions, and other participants in the freight transportation system to develop credible forecasts of the use of innovative technologies and operational strategies within a State or across its borders. Forums such as State Freight Advisory Committees provide excellent opportunities for States and other public entities to consult with private interests to assess better how these technologies may impact the freight system, and how the public sector can best support them with infrastructure investments, intelligent transportation system deployment investments, and regulatory support.</P>
                <P>Familiarity with the technology plans of neighboring States, including through participation in their State Freight Advisory Committees or regional or corridor-based freight groups, will help to promote the use of interoperable intelligent transportation systems.</P>
                <P>States may benefit from collaborating with private-sector freight operators, ports, railroads, academics, and technology partners to understand how emerging technologies could influence system performance and freight logistics. Engagement through regional coalitions or State Freight Advisory Committees can help identify practical opportunities to apply these tools., share lessons learned, and support consistent deployments approaches across State and corridor boundaries.</P>
                <P>
                    <E T="03">6. In the case of roadways on which travel by heavy vehicles (including mining, agricultural, energy cargo or equipment, and timber vehicles) is projected to deteriorate the condition of the roadways substantially, a description of improvements that may be required to reduce or to impede the deterioration.</E>
                </P>
                <HD SOURCE="HD3">Minimum Elements</HD>
                <P>The State Freight Plan should address the strategies to manage heavy freight vehicles on roadways. State Freight Plans should include a description of any specific improvements necessary to reduce deterioration along the State's roadways.</P>
                <HD SOURCE="HD3">Additional Recommendations for State Consideration</HD>
                <P>
                    In recent decades, growth across several freight-intensive sectors has increased heavy truck volumes and axle loads. These shifts can accelerate pavement and bridge deterioration, particularly on facilities not designed for sustained heavy freight or mixed traffic involving oversize or specialized vehicles. States may consider mitigation approaches such as using more durable pavement materials or designs on high-demand corridors, directing heavy vehicles to roadways better suited for such loads, applying traffic management strategies to smooth peak flows, and coordinate with industry to understand projected freight growth. DOT recommends that State Freight Plans evaluate how sector-driven freight activity affects roadway condition and identify strategies, where feasible to manage these impacts and maintain infrastructure performance.
                    <SU>9</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         For example, Texas DOT made use of information developed by its Energy Sector Impacts Task Force and other sources to inform its State Freight Plan. See the following for more information: Texas Department of Transportation, 
                        <E T="03">Task Force on Texas' Energy Sector Roadway Needs, Report to the Texas Transportation Commission</E>
                         (Dec. 13, 2012) 
                        <E T="03">http://ftp.dot.state.tx.us/pub/txdot-info/energy/final_report.pdf;</E>
                         Texas Department of Transportation, 
                        <PRTPAGE/>
                        <E T="03">Texas Freight Mobility Plan, Final,</E>
                         (Jan. 25, 2016) 
                        <E T="03">https://ftp.txdot.gov/pub/txdot/move-texas-freight/studies/freight-mobility/2016/plan.pdf.</E>
                    </P>
                </FTNT>
                <PRTPAGE P="8959"/>
                <P>
                    <E T="03">7. An inventory of facilities with freight mobility issues, such as bottlenecks, within the State, and for those facilities that are State owned or operated, a description of strategies the State is employing to address the freight mobility issues.</E>
                </P>
                <HD SOURCE="HD3">Minimum Elements</HD>
                <P>The statute does not provide an exhaustive definition as to what qualifies as a freight mobility issue, leaving this determination to the States provided that the issue pertains to freight transportation specifically. States may determine which facilities most concern them and should include an inventory of locations with freight mobility issues based on their assessment. This section should include a description of strategies being taken to address freight mobility issues, either by the State or private sector.</P>
                <HD SOURCE="HD3">Additional Recommendations for State Consideration</HD>
                <P>The State Freight Plan should include an inventory of facilities with freight mobility issues across all modes, such as highway and rail bottlenecks, first and last mile constraints, recurrent congestion points, at-grade rail crossing, and areas with limited truck parking or operational restrictions. For State-owned or State-operated facilities, this section should briefly describe the strategies the State is using to address issues and support freight related investment.</P>
                <P>Recommended strategies to address freight mobility issues and guide investment decisions include:</P>
                <P>• Targeting capacity, operational, or geometric improvements at known bottlenecks.</P>
                <P>• Enhancing signal timing, ramp management, and freight focused ITS deployments to improve reliability.</P>
                <P>• Incorporating multimodal data, probe data, and source to destination freight trip analysis to evaluate freight fluidity and identify systemwide constraints that impact congestion, travel time reliability, and bottleneck severity.</P>
                <P>• Advancing grade separation or safety enhancements at high delay or high-risk rail crossings.</P>
                <P>• Improving first and last mile connections serving ports, rail yards, distribution centers, and industrial corridors.</P>
                <P>• Increasing truck parking availability and addressing documented shortfalls identified through State or national assessments.</P>
                <P>• Prioritizing resiliency improvements on freight corridors vulnerable to disruptions, weather, or infrastructure failures.</P>
                <P>• Using data-driven criteria to prioritize mobility projects that deliver the greatest freight benefit.</P>
                <P>States may supplement the inventory by referencing regional freight planning activities and institutions.</P>
                <P>FHWA resources, such as the Truck Freight Bottleneck Reporting Guidebook, provides methods for identifying and measuring bottlenecks. Additional data sources include the State Freight Advisory Committee, State and regional mobility studies, truck probe data, and truck counts that help illuminate facility and system level bottlenecks.</P>
                <P>State Freight Plans may emphasize the identification of freight facilities that likely will be on the National Highway Freight Network and the National Multimodal Freight Network. States are encouraged to identify any significant intermodal connector/first- and last-mile or other mobility problems even if not on these networks. States are strongly encouraged to describe mobility issues associated with non-highway modes. States also are strongly encouraged to consider freight mobility issues occurring in urban and rural settings.</P>
                <P>Performance measurement is an important component of this section. States should describe how they measure freight mobility issues and determine where operational or capital investments are needed. Performance measures, preferably consistent with those used in other State planning documents, may include truck travel time reliability pursuant to 23 U.S.C. 150(c)(6), and address congestion at freight bottlenecks, including those identified in the national freight strategic plan, within the State pursuant to 23 U.S.C. 150(e)(4), congestion and delay metrics, pavement and bridge condition, safety indications, and freight dependent economic measures. These metrics help States determine whether strategies are effective in addressing freight mobility challenges and improving overall system performance.</P>
                <P>This section should clearly link each identified mobility issue with the specific strategies or improvements the State is pursuing to mitigate those challenges and support long-term freight system reliability, safety, and economic competitiveness. In the discussion of Item 2, “A description of freight policies, strategies, and performance measures that will guide the freight-related transportation investment decisions of the State,” DOT describes various forms of performance metrics available to States. Regarding measuring freight mobility, DOT also recommends consideration of methods that address the fluidity of freight movement through the use of multimodal data and analysis to understand source-to-destination freight trips.</P>
                <P>
                    There are numerous potential sources of information on facilities with freight mobility issues. One particularly valuable resource is the State Freight Advisory Committee, whose members often have first-hand, specific data about freight mobility problems in and on public and private facilities throughout the State. Several States, MPOs, and regional or corridor coalitions have developed detailed studies of mobility problems and solutions. States may also consult reports about the locations of major highway freight bottlenecks issued periodically by FHWA,
                    <SU>10</SU>
                    <FTREF/>
                     in addition to third-party industry reports (
                    <E T="03">e.g.,</E>
                     American Transportation Research Institute).
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         FHWA, 
                        <E T="03">Freight Mobility Trends and Highway Bottlenecks,</E>
                         available at: 
                        <E T="03">https://ops.fhwa.dot.gov/freight/freight_analysis/mobility_trends/.</E>
                    </P>
                </FTNT>
                <P>Information about railroad bottlenecks may be available in State Rail Plans, or through consultation with railroads serving the State. Similarly, MPOs can provide information about locations where railroad-highway crossings or railroad-railroad crossings create congestion for vehicles, trains, pedestrians, and non-motorized vehicles. The FRA Blocked Crossing data may serve as a resource to inform on recurring incidences where a train is blocking a highway-rail grade crossing. Railroad unions may be able to share important concerns about bottlenecks. DOT notes that, because railroad freight and railroad-highway grade crossing and separation projects are generally eligible for funding under certain DOT's discretionary grant programs, railroads have an incentive to participate in multimodal freight investment and planning at a State, MPO, and local level.</P>
                <P>
                    Port authorities, either participating through State Freight Advisory Committees, MPOs, or in direct consultation with the State, can provide valuable information about mobility and other constraints facing the port, including multimodal connections to highway and railroad systems, as well as connections to inland waterway systems and pipelines. Their Master Plans and similar documents can provide forecasted volumes useful for predicting where future mobility and other constraints may occur. The Port 
                    <PRTPAGE P="8960"/>
                    Performance Freight Statistics Program (
                    <E T="03">www.bts.gov/ports</E>
                    ) is a source of data on capacity and throughput for the largest ports. Some State DOTs are responsible for port investments and will already have mobility issues identified. The U.S. Army Corps of Engineers may have lock performance and outage information that could inform States about potential inland waterway bottlenecks or disruptions. Port and maritime labor organizations, marine terminal operators, barge and vessel operators, and maritime and port industry associations can be accessed directly to identify facilities with mobility constraints or collectively through State Freight Advisory Committees.
                </P>
                <P>All aspects of the energy transportation pipeline industry are regulated to some extent by Federal and State agencies, which may be able to provide information on congested segments and facilities. Similarly, pipeline operators and their associations may contribute useful information. Potential methods to present solutions to the mobility problems are identified in the next section, immediately below.</P>
                <P>
                    <E T="03">8. Consideration of any significant congestion or delay caused by freight movements and any strategies to mitigate that congestion or delay</E>
                </P>
                <HD SOURCE="HD3">Minimum Elements</HD>
                <P>States are already required to identify facilities with mobility impediments (see Item 7 above), and this inventory can be used to address this element. States should try to provide quantitative or qualitative assessments of significant delays to freight movements on those facilities previously identified. Strategies to address significant congestion and delay can be drawn from pre-existing evaluations and plans by the State or multi-state freight corridor groups in which the State participates.</P>
                <HD SOURCE="HD3">Additional Recommendations for State Consideration</HD>
                <P>
                    States are encouraged to consider network effects of mitigation actions, and where possible, to look to a broad mix of solutions, including adding multimodal capacity, improved intelligent transportation systems and technological solutions, changed operating procedures (
                    <E T="03">e.g.,</E>
                     longer port gate hours), incentives to use off-peak delivery times, regulatory changes to eliminate impediments to improved efficiency (
                    <E T="03">e.g.,</E>
                     removing regulatory barriers to use of vehicle connectivity or automation), and multimodal approaches to resolve freight congestion problems.
                </P>
                <P>States are encouraged to consider delays impacting both intrastate and interstate flows and consider strategies that may cross State boundaries to mitigate congestion and delay.</P>
                <P>Consultation with the various parties participating in the statewide assessment of mobility impediments can yield essential information about alternatives not previously considered and, as noted earlier, can inform States about rapidly emerging technology deployments in the private sector. Private freight carriers may also share their plans to address rail, port, waterway, pipeline, and air cargo capacity problems, which may affect State plans for highway capacity projects linked to these facilities or otherwise affected by them.</P>
                <P>
                    <E T="03">9. A Freight Investment Plan that, subject to 49 U.S.C. 70202(c)(2), includes a list of priority projects and describes how funds made available to carry out 23 U.S.C. 167 would be invested and matched.</E>
                </P>
                <HD SOURCE="HD3">Minimum Elements</HD>
                <P>
                    States must include all projects that will utilize NHFP funding available under 23 U.S.C. 167 in their Freight Investment Plan, except for those described in 23 U.S.C. 167(h)(6). As required in 49 U.S.C. 70202(c)(2), the Freight Investment Plan component shall include a project, or an identified phase of a project, only if funding for completion of the project can reasonably be anticipated to be available for the project within the time period identified in the Freight Investment Plan. This language pertains to “Fiscal-Constraint” and has the same meaning as is applied to TIPs and STIPs (
                    <E T="03">See</E>
                     23 CFR 450.218(o)). Multi-State projects would require coordination of the States involved such that the project is reflected accurately and consistently in each State's Freight Plan. States may amend their Freight Investment Plan at any time to add or delete projects. Per 23 U.S.C. 167(h)(5)(A)(ii), a State may not obligate NHFP funds on a project unless it is identified in a Freight Investment Plan included in a freight plan of the State that is in effect. A project may not proceed under Advance Construction unless it meets this requirement (23 U.S.C. 115(a)(2)).
                </P>
                <P>Amendments to the Freight Investment Plan require DOT review. However, they do not constitute a formal update of the State Freight Plan that would reset the four-year update cycle.</P>
                <HD SOURCE="HD3">Additional Recommendations for State Consideration</HD>
                <P>DOT encourages States to include non-NHFP funded or unfunded projects in their State Freight Plans if the project would address freight-specific needs identified in their plans. This strategy helps stakeholders see the universe of potentially beneficial freight projects, especially those for which NHFP funding is not sufficient to address project costs. Such projects could be considered for future Federal discretionary grants or other State, local, or private funding. If these additional projects are included in a State Freight Plan, it should be indicated that these projects are not part of the prioritized list of fiscally constrained NHFP projects. Other than projects considered for future discretionary grant opportunities, DOT recommends that all freight projects that are included in the State Freight Plan and which involve the expenditure of public funds be included in TIPs, STIPs, and be consistent with Long-Range Metropolitan and Statewide Transportation Plans. To the extent that States have prepared economic analysis for specific projects, DOT encourages States to consider the results of those analyses when determining which projects are included on their Freight Investment Plan, and also to refer to the results of benefit-cost analyses, as appropriate, when and if the project is mentioned in the State Freight Plan. Identifying projects by mode is sometimes useful, but it is not required.</P>
                <P>
                    <E T="03">10. The most recent commercial motor vehicle parking facilities assessment conducted by the State under 49 U.S.C. 70202(f)</E>
                </P>
                <HD SOURCE="HD3">Minimum Elements</HD>
                <P>Subsection (f) specifies that as part of the development or updating, as applicable, of a State Freight Plan under this section, each State that receives funding under 23 U.S.C. 167, in consultation with relevant State motor carrier safety personnel, shall conduct an assessment of—</P>
                <P>(1) The capability of the State, together with the private sector in the State, to provide adequate parking facilities and rest facilities for commercial motor vehicles engaged in interstate transportation;</P>
                <P>(2) The volume of commercial motor vehicle traffic in the State; and</P>
                <P>
                    (3) Whether there exist any areas within the State with a shortage of adequate commercial motor vehicle parking facilities, including an analysis (economic or otherwise, as the State determines to be appropriate) of the underlying causes of such a shortage.
                    <PRTPAGE P="8961"/>
                </P>
                <P>Parking facilities provide commercial motor vehicle operators, including buses and commercial motor vehicles, a location where they can take rest breaks in compliance with hours-of-service (HOS) regulations. Basic data on parking capacity and utilization includes locations, number of commercial motor vehicle parking spaces, utilization information, and demand, based upon truck volumes and freight origins and destinations. Stakeholder engagement through outreach to the trucking industry can provide data on driver perceptions on parking availability, but also provides an understanding of driver behavior and decision-making to consider in addressing parking needs. Commercial motor vehicle parking metrics include:</P>
                <P>• An inventory of commercial motor vehicle parking supply collected at a facility level for rest areas and other public facilities that measure the capacity of a commercial motor vehicle parking location.</P>
                <P>• An identification of additional commercial motor vehicle facilities that have been completed by the State since the prior State Freight Plan and new facilities planned to be developed or expanded by the State in the next four years.</P>
                <P>• General information on private commercial motor vehicle parking supply at truck stops and other similar facilities to allow for assessment of private sector capability to provide parking facilities for commercial motor vehicles.</P>
                <P>• State level measures such as total number of public and private parking spaces, number of spaces in relation to NHS mileage, or number of spaces in relation to truck vehicle miles of travel.</P>
                <P>• Safety and security issues, such as crashes with commercial motor vehicles parked on the side of the road, fatigue-related crashes, HOS violations, or crime at parking facilities.</P>
                <P>• Operational demand for commercial motor vehicle parking, such as truck vehicle miles of travel, truck traffic counts and projections, and major origins and destinations, such as freight generators and intermodal connectors.</P>
                <P>States are strongly encouraged to develop a plan outlining existing safety risks related to the shortage of truck parking and to identify strategies to improve commercial driver safety through the expansion of truck parking facilities in their State.</P>
                <P>Understanding shortages of commercial motor vehicle parking and underlying causes of such a shortage should highlight freight origins and destinations and the importance of parking relative to major freight generators. Parking near ports, intermodal facilities, and distribution centers should be considered. Understanding the impact of congestion on travel time and the related driving distance is important to assessing parking needs along major freight corridors.</P>
                <HD SOURCE="HD3">Additional Recommendations for State Consideration</HD>
                <P>
                    Parking activity is tied to a set of factors associated with highway safety; mandatory rest requirements for commercial vehicle operators; and commercial motor vehicle operations in the context of supply chains. Parking deficits and commercial motor vehicle parking in unsafe locations are leading States to look at opportunities to expand parking capacity. Expanding commercial motor vehicle parking capacity should include an assessment of where parking capacity deficiencies exist. Metrics for States to assess truck parking capacity are offered for consideration in the summary reports on the Jason's Law Truck Parking Survey and Assessment.
                    <SU>11</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         FHWA, 
                        <E T="03">Truck Parking,</E>
                         available at: 
                        <E T="03">https://ops.fhwa.dot.gov/Freight/infrastructure/truck_parking/index.htm.</E>
                    </P>
                </FTNT>
                <P>Additional data can provide information on parking capacity, utilization, demand, and driver needs. Additional commercial motor vehicle parking metrics to consider include:</P>
                <P>• Commercial motor vehicle parking demand and utilization collected at a facility or corridor level that measure the demand for commercial motor vehicle parking or the utilization of commercial motor vehicle parking facilities by day of the week and time of day.</P>
                <P>• Safety and security issues for drivers, such as crime and security provisions at parking facilities.</P>
                <P>• Driver needs measures for driver perception, issues, and amenity needs at parking facilities.</P>
                <P>• Environmental and local community impacts of commercial motor vehicle parking, such as emissions, noise, or traffic.</P>
                <P>Because of the strong linkage between freight transportation and land use, engaging MPOs and local municipalities on commercial motor vehicle parking may help with considering commercial motor vehicle parking as part of freight-intensive land use development. MPO and local municipality engagement allows the development of land use ordinances to directly facilitate efficient freight movement and address commercial motor vehicle parking shortages. Incorporation of commercial motor vehicle parking requirements and zoning allowances into local planning also enables MPOs and local municipalities to manage freight industry demands.</P>
                <P>
                    The National Coalition on Truck Parking, which includes public and private sector organizations with an interest in advancing safe truck parking, has developed resources on truck parking capacity, technology and data, funding, finance and regulation and state, regional and local government coordination.
                    <SU>12</SU>
                    <FTREF/>
                     Truck Parking Information and Management Systems (TPIMS) that collect data on parking availability may also provide the State with parking usage data and are a potential means of providing drivers with real-time parking availability.
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         FHWA, 
                        <E T="03">National Coalition on Truck Parking,</E>
                         available at: 
                        <E T="03">https://ops.fhwa.dot.gov/Freight/infrastructure/truck_parking/coalition/index.htm.</E>
                    </P>
                </FTNT>
                <P>States are strongly encouraged to update their commercial motor vehicle assessment periodically with consideration of the relevancy, timeliness and accuracy of the latest assessment, as well as consideration of shifting trends in commercial and industrial land uses, intermodal generators, traffic patterns and congestion impacting freight movements, safety considerations, truck parking capacity and technology, and new data resources that would support a truck parking assessment.</P>
                <P>
                    <E T="03">11. The most recent supply chain cargo flows in the State, expressed by mode of transportation</E>
                    .
                </P>
                <P>
                    Supply chain cargo flows represent end-to-end movement of freight and provide essential information for planning infrastructure investments. Understanding supply chain cargo flows for a State includes information about the State's economy; operation and logistics of freight facilities such warehouses and distribution centers; and how commodities are transported across the State on a multimodal transportation network. While information about transportation network system performance for a single mode, land use and locations of freight facilities, and economy is tracked by public agencies, DOT acknowledges that commodity level operations and logistic information is difficult to access due to privacy concerns. In addition, this proprietary business-sensitive freight operations and logistics information is spread among multiple agents of the supply chain, including shippers, carriers, receivers, and logistics agencies, and adds challenges to sourcing consistently available information.
                    <PRTPAGE P="8962"/>
                </P>
                <HD SOURCE="HD3">Minimum Elements</HD>
                <P>This analysis should include data aggregating total cargo flows by mode, regardless of commodity type and geography. The FAF provides estimated freight flow data by mode of transportation and can be a starting point for this analysis. DOT recognizes that the definition of “most recent” will depend on the data sources chosen to support this analysis. Ideally, the data sources will have been updated within the previous three years, and they should not be older than five years. Similarly, the level of granularity in the analysis will depend on the data sources used.</P>
                <HD SOURCE="HD3">Additional Recommendations for State Consideration</HD>
                <P>
                    DOT encourages States to develop the State's economic profile by identifying major industries, major trading partners and major commodities that are transported into, outside and within the State by various modes of transportation (see discussion of Item 1: Identification of Significant Freight System Trends, Needs, and Issues with Respect to the State). Identifying significant external (State or country) trading partners can be useful in identifying gateways (both within the State and outside of the State) that can inform where supply chains flow and help prioritize corridor and gateway investments within the State and nation. Gross Domestic Product (GDP) information (
                    <E T="03">https://www.bea.gov/data/gdp</E>
                    ) published through Bureau of Economic Analysis is a potential data source for developing a State's economic profile.
                </P>
                <P>
                    DOT encourages States to focus their attention on cargo flows pertaining to the State's major industries or commodities and greatest sources of freight volume growth rather than trying to describe every commodity. DOT encourages States to pursue data with the lowest level of granularity (
                    <E T="03">i.e.,</E>
                     county to county), but recognizes difficulties relating to availability of that data and does not require it to meet the minimum requirements. States are strongly encouraged to include cargo flows for critical products related to health, safety, energy, and food as well as for the aforementioned areas of proper Federal interest.
                </P>
                <P>DOT recommends States to engage the freight industry though State Freight Advisory Committees to forge partnerships in sharing major freight operations and logistics information identifying major cargo flows, flow destinations, and supply chain bottlenecks to improve end-to-end movement of freight that is critical to inform the State Freight Plan.</P>
                <P>
                    <E T="03">12. An inventory of commercial ports in the State.</E>
                </P>
                <HD SOURCE="HD3">Minimum Elements</HD>
                <P>
                    This section of the State Freight Plan should include a listing of all commercial ports in the State that are active at the time the State is updating their State Freight Plan. For purposes of this guidance, a commercial port would be defined as any coastal seaport, inland waterway or Great Lakes port, inland port, land port of entry, or airport/spaceport, both privately owned/operated and publicly owned/operated, within the State. For coastal seaports, inland waterway or Great Lakes port, inland port, and land port of entry, any of those commercial ports moving more than two million short tons of cargo annually, as of the most recent data available for that commercial port, should be included in the inventory. The Port Performance Freight Statistics Program (
                    <E T="03">www.bts.gov/ports</E>
                    ) is a source of data on capacity and throughput for the largest ports.
                </P>
                <HD SOURCE="HD3">Additional Recommendations for State Consideration</HD>
                <P>DOT strongly encourages States to identify and address ports of particular relevance to industries of national interest and corollary supply chains.</P>
                <P>DOT encourages States to consider including an inventory of cargo-handling airports in their State, given the important role that aviation plays in transporting high-value, time-sensitive goods.</P>
                <P>
                    DOT encourages States to consider providing additional information about each port and airport, such as the total throughput, specific commodities moved, and other defining characteristics of the facility (
                    <E T="03">i.e.,</E>
                     number of terminals, multimodal connections, equipment, etc.).
                </P>
                <P>
                    The U.S. Army Corps of Engineers (USACE) Waterborne Commerce Statistics Center 
                    <SU>13</SU>
                    <FTREF/>
                     provides data on tonnage for maritime commercial ports. DOT recommends use of the Bureau of Transportation Statistics (BTS) T-100 Market (All Carriers) data set 
                    <SU>14</SU>
                    <FTREF/>
                     to measure total freight landing/departing from airports and the BTS Transborder Freight data set 
                    <SU>15</SU>
                    <FTREF/>
                     for land ports of entry. Securing access to freight data at inland ports that primarily serve rail may require States to work with the private sector to determine total cargo moved.
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         U.S. Army Corps of Engineers, 
                        <E T="03">Institute for Water Resources, https://www.iwr.usace.army.mil/About/Technical-Centers/WCSC-Waterborne-Commerce-Statistics-Center-2/.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         DOT, 
                        <E T="03">T-100 Market, Statistical Products and Data,</E>
                         available at: 
                        <E T="03">https://www.transtats.bts.gov/Fields.asp?gnoyr_VQ=FMF.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         DOT, 
                        <E T="03">Data Dashboard,</E>
                         available at: 
                        <E T="03">https://data.bts.gov/stories/s/myhq-rm6q.</E>
                    </P>
                </FTNT>
                <P>States are not prohibited from including facilities in this inventory that do not meet the minimum tonnage threshold, particularly if those facilities had a down year due to factors outside their control or are facilities the State expects will meet the threshold in the future, for example, due to expected growth in cargo movements.</P>
                <P>
                    <E T="03">13. If applicable, consideration of the findings or recommendations made by any multi-State freight compact to which the State is a party under 49 U.S.C. 70204.</E>
                </P>
                <HD SOURCE="HD3">Minimum Elements</HD>
                <P>If a State belongs to a multi-State freight compact, as described in 49 U.S.C. 70204, then the State Freight Plan must document how the State considered any findings or recommendations made by that multi-State freight compact (49 U.S.C. 70202(b)(13)). Per 49 U.S.C. 70204(d), the Secretary of Transportation must establish a program to provide grants to multi-State freight compacts or States seeking to form a multi-State freight compact. The statute does not identify any existing compacts, so it is up to the State to determine if they currently belong to an existing multi-State freight compact.</P>
                <HD SOURCE="HD3">Additional Recommendations for State Consideration</HD>
                <P>States may consider addressing the findings or recommendations made by any multi-State organization in their State Freight Plans, even if those organizations do not constitute a “multi-State freight compact” as defined in 49 U.S.C. 70204. Multi-State organizations could include regional economic development partnerships such as the Appalachian Regional Commission, or multi-State MPOs.</P>
                <P>
                    <E T="03">14. The impacts of e-commerce on freight infrastructure in the State.</E>
                </P>
                <P>The use of e-commerce for purchasing goods has increased significantly in recent years, particularly since the beginning of 2020. This e-commerce growth has impacted freight transportation patterns and related transportation infrastructure, and these impacts likely will continue to grow in the coming years due to projected, continued e-commerce growth.</P>
                <P>
                    One of the most obvious ways e-commerce is impacting freight transportation infrastructure is through increased, direct deliveries to consumers, often to personal residences. While the impact of e-commerce on the 
                    <PRTPAGE P="8963"/>
                    overall volume of transportation is ambiguous, freight travel patterns are changing due to the increased number of delivery locations. E-commerce shipments to personal residences increases freight volumes on roadways and streets not designed for freight vehicles. More frequent deliveries, often with multiple attempts, and reverse logistics for returns only increase the complexity of small freight shipments.
                </P>
                <P>The growing number of curbside deliveries creates challenges in many communities given the proximity to passenger and pedestrian traffic, especially in urban environments. This requires a better understanding of land use patterns in specific jurisdictions to reconcile potential conflicts. Some communities are working with freight carriers to address these issues by creating designated delivery locker locations, which generally are located near residential areas, close enough for many recipients to travel easily to the lockers but with a small enough number of locations to reduce significantly the number of stops freight carriers need to make for deliveries.</P>
                <HD SOURCE="HD3">Minimum Elements</HD>
                <P>State Freight Plans should include a narrative describing how shifts toward e-commerce are affecting freight infrastructure in the State. To the extent that data is available, States should consider supplementing their narratives with applicable data, such as changes in warehousing space and capacity within the State. States should consider identifying critical infrastructure for e-commerce, particularly any airports that move large volumes of e-commerce deliveries and primary routes to major distribution centers located across the State.</P>
                <HD SOURCE="HD3">Additional Recommendations for State Consideration</HD>
                <P>States may also consider how emerging freight technologies, such as Advanced Air Mobility (AAM) may influence freight and small-package delivery in both urban and rural settings. These technologies have the potential to supplement existing last-mile and middle mile freight operations, reduce delivery times in remote areas, and create new infrastructure or airspace management needs. Coordination with local governments, MPOs, airports, State aviation authorities, and private operations can help States monitor deployment trends, assess potential impacts, and identify opportunities or constraints relevant to State Freight Plan goals.</P>
                <P>
                    <E T="03">15. Considerations of military freight.</E>
                </P>
                <P>The expeditious movement of military cargoes and equipment in support of the global deployment ability and sustainment of U.S. Armed Forces is critical for national defense. These cargoes travel on the same infrastructure that commercial freight moves on, and it is vital that this infrastructure is maintained to always be in a state of readiness. The military is a critical economic driver for many States, and it is a driver of freight and cargo movements. This includes the movement of military personnel, supplies, and equipment around the United States, and throughout the world. The U.S. Transportation Command (USTRANSCOM) of the Department of War (DOW) is the single point of contact for completing deployment and global distribution for the military in support of the National Military Strategy. The expeditious movement of military equipment is central to DOW's mission of providing military forces needed to deter war and to protect the security of the Nation, while working to minimize disruption of civilian transportation. Coordination between the military and Federal, State, and local government agencies is essential for safe and successful military convoy deployments.</P>
                <HD SOURCE="HD3">Minimum Elements</HD>
                <P>
                    At minimum, State Freight Plans must include a discussion, which should be unclassified, of military freight within their State (49 U.S.C. 70202(b)(15)). Plans should identify specific military installations as well as key transportation infrastructure within their State identified by USTRANSCOM (
                    <E T="03">e.g.,</E>
                     Strategic Highway Network, Strategic Railroad Corridor Network) that support military cargo movement, including highways, railroads, seaports, and airports. USTRANSCOM identifies these assets by type and State, as well as specific corridor studies, on their website.
                    <SU>16</SU>
                    <FTREF/>
                     Note that some of these corridor studies are restricted access, so States are encouraged to reach out to USTRANSCOM for more information. States should be cognizant that military freight, like other types of freight cargo, may only pass through their State on its infrastructure as it moves from its origin to destination. States should make sure to consider these impacts in their discussion as well.
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         USTRANSCOM, available at: 
                        <E T="03">https://www.ustranscom.mil/.</E>
                    </P>
                </FTNT>
                <P>Information on military cargoes can be aggregated and does not need to delineate between type of cargo/equipment. States should consider vehicle size and weight-related impacts and needs related to military freight movements.</P>
                <P>
                    FHWA has developed a publication on coordination procedures between States and DOW to support military deployments: Coordinating Military Deployments on Roads and Highways a Guide for State and Local Agencies.
                    <SU>17</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         FHWA, 
                        <E T="03">Coordinating Military Deployments on Roads and Highways: A Guide for State and Local Agencies,</E>
                         available at: 
                        <E T="03">https://ops.fhwa.dot.gov/publications/fhwahop05029/.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Additional Recommendations for State Consideration</HD>
                <P>States are encouraged to collaborate with USTRANSCOM and the military installations located within their respective State on addressing any additional information necessary, including deployment needs, training, types of moves, and deficiencies that are being or need to be addressed.</P>
                <P>
                    <E T="03">16. Strategies and goals to decrease</E>
                    —
                </P>
                <P>A. The severity of impacts of extreme weather and natural disasters on freight mobility,</P>
                <P>B. The impacts of freight movement on local air pollution,</P>
                <P>C. The impacts of freight movement on flooding and stormwater runoff, and</P>
                <P>D. The impacts of freight movement on wildlife habitat loss;</P>
                <P>Events such as heavy precipitation periods, coastal flooding, heat, wildfires, and other extreme weather threaten freight infrastructure. Beyond the potential loss of access for localized populations to critical goods and services, the range of impacts may include flooding and damage to highways, limited waterway access, buckled runways, and weakened structures such as bridges. Severe conditions may reduce the life of capital assets, increase operational disruptions, and create the need for new infrastructure. Some consequences may require changes in the design, constructions, siting, operation, and maintenance of infrastructure. Freight mobility also can impact wildlife habitat and local air quality, particularly as freight movements and facilities take on a greater footprint and carry more freight traffic.</P>
                <HD SOURCE="HD3">Minimum Elements</HD>
                <P>
                    Consideration of all four of these elements is required for a State Freight Plan to meet minimum requirements (49 U.S.C. 70202(b)(16)). State Freight Plans should set measurable goals to decrease the impacts of each statutory element and should identify strategies to achieve those goals while supporting freight mobility, like significantly reducing freight bottlenecks to curb wasteful 
                    <PRTPAGE P="8964"/>
                    emissions associated with idling. The State Freight Plan should include a discussion of existing conditions (“the baseline”), including reference to recent related events, such as extreme weather, natural disaster, flooding, stormwater runoff, or changes in air quality; impacts of freight infrastructure construction and operations on communities and wildlife habitat; consideration of anticipated future impacts to freight transportation as the result of extreme weather and flooding events; and impacts of freight emissions and increasing freight volumes on communities and wildlife habitat. EPA provides air quality statuses and trends for cities and counties; 
                    <SU>18</SU>
                    <FTREF/>
                     this data should be included as reference points in State Freight Plans. FHWA's environmental toolkit 
                    <SU>19</SU>
                    <FTREF/>
                     provides a number of resources relating to air quality, stormwater,
                    <SU>20</SU>
                    <FTREF/>
                     floodplains, wildlife habitat, and ecosystems that can be used to set goals and identify strategies for addressing them.
                </P>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         EPA, 
                        <E T="03">Air Quality—Cities and Counties,</E>
                         available at: 
                        <E T="03">https://www.epa.gov/air-trends/air-quality-cities-and-counties.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         FHWA, 
                        <E T="03">Environmental Review Toolkit,</E>
                         available at: 
                        <E T="03">https://www.environment.fhwa.dot.gov/.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         For more information, see EPA's National Menu of Best Management Practices (BMPs) for Stormwater 
                        <E T="03">https://www.epa.gov/npdes/national-menu-best-management-practices-bmps-stormwater.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Additional Recommendations for State Consideration</HD>
                <P>State DOTs are strongly encouraged to work collaboratively with other State agencies, local governments, and MPOs to develop goals and identify strategies for inclusion in their State Freight Plan. Local governments and MPOs may have more specific tools and data that can be used to set goals. States are also encouraged to leverage existing statewide resilience plans and strategies, as well as long-range statewide and metropolitan transportation plans, and to apply those to a freight-specific context.</P>
                <P>States are encouraged to establish State Freight Advisory Committees (see Section IV of this guidance) that can spur discussion on responding to supply change disruptions that may arise from extreme weather and stormwater flooding events. States are strongly encouraged to evaluate existing freight routes and consider whether investment in alternative routes, including the use of alternative modes, is necessary to maintain supply chain resilience. To the extent that negative environmental and community impacts are attributed to increased freight traffic, particularly in areas already characterized by significant freight movements, States are also encouraged to consider whether investing in infrastructure that supports alternative freight routes will mitigate those impacts. Diversifying freight flows can help reduce the impacts of major freight hubs on surrounding communities, while mitigating the increased supply chain risks associated with an over-concentration of freight in a localized geography. Attracting freight activity to new locations can also create economic opportunity for struggling communities. When appropriate, DOT recommends States look beyond their borders and consider how freight investments in their States may help alleviate concerns about negative impacts reported along major freight routes in other States.</P>
                <P>In addition, IIJA established the PROTECT program (23 U.S.C. 176), which provides formula funds and competitive grants to States for resilience improvements. Under this program, States have the option of developing a Resilience Improvement Plan, which can reduce the amount of non-Federal share of the costs of the project. DOT strongly recommends that States consider including elements of that Resilience Improvement Plan, or by reference, if applicable, in their State Freight Plans.</P>
                <HD SOURCE="HD2">17. Consultation with the State Freight Advisory Committee, if applicable.</HD>
                <HD SOURCE="HD3">Minimum Elements</HD>
                <P>Each State should provide information summarizing its consultation efforts with their State Freight Advisory Committee, if one has been established. Possible approaches are to reference or summarize minutes of the meetings of the Committee regarding discussions of the State Freight Plan. Other methods are acceptable, including the incorporation of a written position paper from the State Freight Advisory Committee. As outlined in 49 U.S.C. 70201(c), the advisory role of the State Freight Advisory Committee does not include approval of the State Freight Plan.</P>
                <HD SOURCE="HD3">Additional Recommendations for State Consideration</HD>
                <P>State DOTs are encouraged to identify membership of the State Freight Advisory Committees by name and affiliation. They can also describe their qualifications and areas of expertise in relation to freight-specific issues.</P>
                <HD SOURCE="HD1">VI. Other Encouragements</HD>
                <P>States are strongly encouraged to use the analysis conducted as part of the State Freight Plan to prioritize the investments they make with NHFP funding and other eligible Federal funding. This data-driven and consultative approach to addressing freight needs can ameliorate issues of safety, supply chain delays, local community impacts, impacts on families, and other key issues facing the nation.</P>
                <P>For DOT review and approval, States are to submit updated State Freight Plans and Freight Investment Plan amendments to their FHWA Division Office (49 U.S.C. 70202(h)(2)). This process ensures that DOT will be able to provide feedback to the States on the Plans and help States reach compliance for their continued use of NHFP funding.</P>
                <P>In addition, State DOTs are encouraged to post agendas and minutes of freight meetings, as well as the State Freight Plans, amended Freight Investment Plans, corridor designations, studies, and other supporting materials on publicly accessible websites to enable access by neighboring State DOTs and other public and private entities.</P>
                <P>DOT encourages each State to designate a freight transportation coordinator to facilitate effective communication with the FHWA Division Office in that State regarding the submission of State Freight Plans and Freight Investment Plans. A point of contact can help streamline information exchange with the operating administrations of DOT and freight stakeholders, and help ensure that freight transportation needs are given adequate consideration in the transportation planning process. Within a State Freight Plan, States may provide DOT with information as to how they are organized to plan and implement freight programs across the network of highways, rail lines, waterways, airports, maritime ports, inland ports, land ports of entry, and distribution centers that constitute the multimodal freight system in their State.</P>
                <P>
                    This point of contact would also be useful in managing the flow of information between the State and DOT on other freight elements, such as the designation of critical urban freight corridors, critical rural freight corridors, changes to the Primary Highway Freight System, and inputs to the National Freight Strategic Plan and National Multimodal Freight Network. The DOT-designated Marine Highway Network is also an area of emphasis, and the State points of contact can request edits or amendments to that network by 
                    <PRTPAGE P="8965"/>
                    contacting the Maritime Administration's Gateway Directors.
                    <SU>21</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         MARAD, 
                        <E T="03">Gateway Office,</E>
                         available at 
                        <E T="03">http://www.marad.dot.gov/about-us/gateway-offices/.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD1">VII. Data and Analytical Resources for State Freight Planning</HD>
                <P>The operating administrations of DOT and other departments in the U.S. Government provide a wide range of data and analysis resources to assist States in the freight planning process. The following is a series of links to internet websites that provide useful data and analysis resources:</P>
                <HD SOURCE="HD2">General Data and Analysis Sources on Freight</HD>
                <P>
                    • DOT National Multimodal Freight Policy: 
                    <E T="03">https://www.transportation.gov/freight</E>
                </P>
                <P>
                    • DOT Supply Chains: 
                    <E T="03">https://www.transportation.gov/supplychains</E>
                </P>
                <P>
                    • BTS General Freight Data: 
                    <E T="03">https://www.bts.gov/topics/freight-transportation</E>
                </P>
                <P>
                    • Freight Analysis Framework, incorporating data from the BTS Commodity Flow Survey and TransBorder Freight Data; Census Foreign Trade Statistics; U.S. Army Corps of Engineers Waterborne Commerce Statistics; and other sources: 
                    <E T="03">https://www.bts.gov/faf</E>
                </P>
                <P>
                    • Freight Indicators for Supply Chains: 
                    <E T="03">https://www.bts.gov/freight-indicators</E>
                </P>
                <P>
                    • Commodity Flow Survey: 
                    <E T="03">https://www.bts.gov/cfs</E>
                </P>
                <HD SOURCE="HD2">Data on Demographics and Economic Censuses</HD>
                <P>
                    • Economic Census: 
                    <E T="03">https://www.census.gov/programs-surveys/economic-census.html</E>
                </P>
                <P>
                    • National Transportation Atlas Database, GIS files across all modes (including rail, ports, America's Marine Highways, locks, etc.): 
                    <E T="03">https://www.bts.gov/ntad</E>
                </P>
                <P>
                    • State Statistics: 
                    <E T="03">https://www.bts.gov/product/state-transportation-statistics</E>
                </P>
                <P>
                    • North American Industry Classification System (NAICS): 
                    <E T="03">https://www.census.gov/naics/</E>
                </P>
                <HD SOURCE="HD2">Freight Resources and Statistics by Transportation Mode</HD>
                <P>
                    • General Highway Freight Data: 
                    <E T="03">https://ops.fhwa.dot.gov/freight/freight_analysis/data_sources/index.htm</E>
                </P>
                <P>
                    • National Level Maps Showing Freight Truck Commodity Corridors: 
                    <E T="03">https://ops.fhwa.dot.gov/freight/freight_analysis/nat_freight_stats/index.htm</E>
                </P>
                <P>
                    • State Level Maps Showing Freight Truck Flow Patterns: 
                    <E T="03">https://ops.fhwa.dot.gov/freight/freight_analysis/state_info/index.htm</E>
                </P>
                <P>
                    • Freight Mobility Trends and Highway Bottlenecks: 
                    <E T="03">https://ops.fhwa.dot.gov/freight/freight_analysis/mobility_trends</E>
                </P>
                <P>
                    • Freight Performance Measure Primer: 
                    <E T="03">https://ops.fhwa.dot.gov/publications/fhwahop16089</E>
                </P>
                <P>
                    • Freight Performance Measures: 
                    <E T="03">https://ops.fhwa.dot.gov/Freight/freight_analysis/travel_time.htm</E>
                </P>
                <P>
                    • The National Coalition on Truck Parking: 
                    <E T="03">https://ops.fhwa.dot.gov/Freight/infrastructure/truck_parking/coalition/index.htm</E>
                </P>
                <P>
                    • National Performance Management Research Data Set: 
                    <E T="03">https://npmrds.ritis.org/analytics/</E>
                </P>
                <P>
                    • Performance Based Planning and Programing Guidebook: 
                    <E T="03">https://www.fhwa.dot.gov/planning/performance_based_planning/pbpp_guidebook/</E>
                </P>
                <P>
                    • Quick Response Freight Manual: 
                    <E T="03">https://ops.fhwa.dot.gov/publications/fhwahop19057/fhwahop19057.pdf</E>
                </P>
                <P>
                    • Examples of existing State Freight Plans: 
                    <E T="03">https://ops.fhwa.dot.gov/freight/fpcb/toolkit/allplans.aspx</E>
                </P>
                <P>
                    • Truck Freight Bottleneck Reporting Guidebook: 
                    <E T="03">https://www.fhwa.dot.gov/tpm/guidance/hop18070.pdf</E>
                </P>
                <P>
                    • Truck Parking Information and Metrics for Assessing Truck Parking Capacity (Jason's Law): 
                    <E T="03">https://ops.fhwa.dot.gov/freight/infrastructure/truck_parking/index.htm</E>
                </P>
                <HD SOURCE="HD2">International Statistics</HD>
                <P>
                    • U.S. International Trade Data (Census Bureau): 
                    <E T="03">https://www.census.gov/foreign-trade/data/index.html</E>
                </P>
                <P>
                    • International Trade Data and Analysis (International Trade Administration): 
                    <E T="03">https://www.trade.gov/trade-data-analysis</E>
                </P>
                <P>
                    • North American Transborder Freight Data: 
                    <E T="03">https://www.bts.gov/transborder</E>
                </P>
                <P>
                    • Border Crossing/Entry Data: 
                    <E T="03">https://www.bts.gov/browse-statistical-products-and-data/border-crossing-data/border-crossingentry-data</E>
                </P>
                <HD SOURCE="HD2">Maritime Data and Statistics</HD>
                <P>
                    • Navigation Data Center, Waterborne Commerce Statistics Center, U.S. Army Corps of Engineers: 
                    <E T="03">https://www.iwr.usace.army.mil/About/Technical-Centers/WCSC-Waterborne-Commerce-Statistics-Center-2/</E>
                </P>
                <P>
                    • Maritime Data and Statistics, U.S. Maritime Administration: 
                    <E T="03">https://www.maritime.dot.gov/data-reports/data-statistics/data-statistics</E>
                </P>
                <P>
                    • Port Performance Freight Statistics Program: 
                    <E T="03">https://www.bts.gov/ports</E>
                </P>
                <P>
                    • Great Lakes St. Lawrence Seaway System, Under Bilateral American and Canadian management: 
                    <E T="03">https://greatlakes-seaway.com/en/about-us/slsmc-management/annual-corporate-summaries/#</E>
                </P>
                <HD SOURCE="HD2">Rail Freight Resources and Statistics</HD>
                <P>
                    • Final State Rail Plan Guidance: 
                    <E T="03">https://railroads.dot.gov/rail-network-development/planning/state-rail-plan-guidance</E>
                </P>
                <P>• Surface Transportation Board Data:</P>
                <P>
                    ○ Economic Data: 
                    <E T="03">https://www.stb.gov/reports-data/economic-data/</E>
                </P>
                <P>
                    ○ Rail Service Data: 
                    <E T="03">https://www.stb.gov/reports-data/rail-service-data/</E>
                </P>
                <P>
                    • Online Highway-Rail Grade Crossing Investment Analysis Tool: 
                    <E T="03">https://gradedec.fra.dot.gov/</E>
                </P>
                <HD SOURCE="HD2">Air Freight Statistics</HD>
                <P>
                    • FAA Aerospace Forecasts: 
                    <E T="03">https://www.faa.gov/data_research/aviation/</E>
                </P>
                <P>
                    • Office of Airline Information: 
                    <E T="03">https://www.bts.gov/airline-data-downloads</E>
                </P>
                <HD SOURCE="HD2">Other Resources</HD>
                <P>
                    • National Transportation Library (research related to freight transportation and a freight data dictionary): 
                    <E T="03">https://rosap.ntl.bts.gov</E>
                </P>
                <SIG>
                    <DATED>Issued in Washington, DC, on February 19, 2026.</DATED>
                    <NAME>Michael Rutherford,</NAME>
                    <TITLE>Assistant Secretary for Multimodal Freight Infrastructure and Policy.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03648 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-9X-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <DEPDOC>[Docket No. DOT-OST-2003-15623]</DEPDOC>
                <SUBJECT>Agency Request for Renewal of a Previously Approved Information Collection: Use and Change of Names of Air Carriers, Foreign Air Carriers, and Commuter Air Carriers</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of the Secretary, OST, Department of Transportation (DOT).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice and request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Department of Transportation (DOT) invites public comments about the agency's intention to request Office of Management and Budget (OMB) approval to renew an information collection. The collection involves information from air carriers who seek new, reissued, or transferred authority in a new name or use of a trade name. We are required to publish this notice in the 
                        <E T="04">Federal Register</E>
                         by 
                        <PRTPAGE P="8966"/>
                        the Paperwork Reduction Act of 1995, Public Law 104-13.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written comments should be submitted by April 27, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments identified by Docket Number DOT-OST-2003-15623 through one of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>
                         Follow the online instructions for submitting comments.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail or Hand Delivery:</E>
                         Dockets Operations, U.S. Department of Transportation, 1200 New Jersey Avenue SE, West Building, Room W58-213, Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except on Federal Holidays.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Barbara Snoden, (202) 366-4834 (Voice), or 
                        <E T="03">barbara.snoden@dot.gov</E>
                         (Email) Office of Aviation Analysis, Office of the Secretary, U.S. Department of Transportation, 1200 New Jersey Avenue SE, Washington, DC 20590.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">OMB Control Number:</E>
                     2106-0043.
                </P>
                <P>
                    <E T="03">Title:</E>
                     Use and Change of Names of Air Carriers, Foreign Air Carriers, and Commuter Air Carriers.
                </P>
                <P>
                    <E T="03">Type of Request:</E>
                     Renewal of a previously approved collection.
                </P>
                <P>
                    <E T="03">Background:</E>
                     In accordance with the procedures set forth in 14 CFR part 215, before a holder of certificated, foreign, or commuter air carrier authority may hold itself out to the public in any particular name or trade name, it must register that name or trade name with the Department, and notify all other certificated, foreign, and commuter air carriers that have registered the same or similar name(s) of the intended name registration.
                </P>
                <P>
                    <E T="03">Respondents:</E>
                     Persons seeking to use or change the name or trade name in which they hold themselves out to the public as an air carrier or foreign air carrier.
                </P>
                <P>
                    <E T="03">Estimated Number of Respondents:</E>
                     12.
                </P>
                <P>
                    <E T="03">Estimated Total Burden on Respondents:</E>
                     60 hours.
                </P>
                <P>
                    <E T="03">Public Comments Invited:</E>
                     You are asked to comment on any aspect of this information collection, including (a) whether the proposed collection of information is necessary for the Office of the Secretary's performance; (b) the accuracy of the estimated burden; (c) ways for the Office of the Secretary to enhance the quality, utility and clarity of the information collection; and (d) ways that the burden could be minimized without reducing the quality of the collected information. The agency will summarize and/or include your comments in the request for OMB's clearance of this information collection.
                </P>
                <EXTRACT>
                    <FP>(Authority: The Paperwork Reduction Act of 1995; 44 U.S.C. Chapter 35, as amended; and 49 CFR 1:48.)</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Issued in Washington, DC, on February 20, 2026.</DATED>
                    <NAME>Lauralyn Jean Remo Temprosa,</NAME>
                    <TITLE>Associate Director, Air Carrier Fitness Division, Office of Aviation Analysis.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03673 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-9X-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <DEPDOC>[Docket No. DOT-OST-2004-16951]</DEPDOC>
                <SUBJECT>Agency Request for Renewal of a Previously Approved Information Collection: Aircraft Accident Liability Insurance</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of the Secretary, OST, Department of Transportation (DOT).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice and request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Department of Transportation (DOT) invites public comment about the agency's intention to request the Office of Management and Budget (OMB) approval to renew an information collection. The collection involves information from U.S. air carriers' policies of insurance for aircraft accident bodily injury and property damage liability and their filings of a two-page form. The information collected is necessary for DOT to determine whether air carriers meet DOT criteria for insurance in 14 CFR part 205. We are required to publish this notice in the 
                        <E T="04">Federal Register</E>
                         by the Paperwork Reduction Act of 1995, Public Law 104-13.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written comments should be submitted by April 27, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments identified by Docket Number DOT-OST-2004-16951 through one of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>
                         Follow the online instructions for submitting comments.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail or Hand Delivery:</E>
                         Docket Operations, U.S. Department of Transportation, 1200 New Jersey Avenue SE, West Building, Room W58-213, Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except on Federal holidays.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Barbara Snoden, (202) 366-4834 (Voice) or 
                        <E T="03">barbara.snoden@dot.gov</E>
                         (Email), Office of Aviation Analysis, Office of the Secretary, U.S. Department of Transportation, 1200 New Jersey Avenue SE, Washington, DC 20590.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">OMB Control Number:</E>
                     2106-0030.
                </P>
                <P>
                    <E T="03">Title:</E>
                     Aircraft Accident Liability Insurance, 14 CFR part 205.
                </P>
                <P>
                    <E T="03">Type of Request:</E>
                     Renewal of a previously approved collection.
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     14 CFR part 205 contains the minimum requirements for air carrier accident liability insurance to protect the public from losses and directs that certificates evidencing appropriate coverage must be filed with the Department.
                </P>
                <P>
                    <E T="03">Respondents:</E>
                     U.S. and foreign air carriers.
                </P>
                <P>
                    <E T="03">Estimated Number of Respondents:</E>
                     1,713.
                </P>
                <P>
                    <E T="03">Estimated Total Burden on Respondents:</E>
                     599 hours.
                </P>
                <P>
                    <E T="03">Comments are invited on:</E>
                     You are asked to comment on any aspect of this information collection, including (a) whether the proposed collection of information is necessary for the Office of the Secretary's performance; (b) the accuracy of the estimated burden; (c) ways for Office of the Secretary to enhance the quality, utility and clarity of the information to be collected; and (d) ways that the burden could be minimized without reducing the quality of the collected information. The agency will summarize and/or include your comments in the request for OMB's clearance of this information collection.
                </P>
                <P>
                    <E T="03">Authority:</E>
                     The Paperwork Reduction Act of 1995; 44 U.S.C. Chapter 35, as amended; and 49 CFR 1:48.
                </P>
                <SIG>
                    <DATED>Issued in Washington, DC, on February 20, 2026.</DATED>
                    <NAME>Lauralyn Jean Remo Temprosa,</NAME>
                    <TITLE>Associate Director, Air Carrier Fitness Division, Office of Aviation Analysis.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03672 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-9X-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF THE TREASURY</AGENCY>
                <SUBAGY>Office of the Comptroller of the Currency</SUBAGY>
                <SUBJECT>Agency Information Collection Activities: Information Collection Renewal; Submission for OMB Review; Reg E—Prepaid Accounts</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of the Comptroller of the Currency (OCC), Treasury.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice and request for comment.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The OCC, as part of its continuing effort to reduce paperwork and respondent burden, invites comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995 (PRA). In accordance with the requirements of the PRA, the OCC may not conduct or sponsor, and the respondent is not required to respond to, an information 
                        <PRTPAGE P="8967"/>
                        collection unless it displays a currently valid Office of Management and Budget (OMB) control number. The OCC is soliciting comment concerning the renewal of its information collection titled, “Reg E—Prepaid Accounts.” The OCC also is giving notice that it has sent the collection to OMB for review.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be received by March 26, 2026.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Commenters are encouraged to submit comments by email, if possible. You may submit comments by any of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Email: prainfo@occ.treas.gov.</E>
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         Chief Counsel's Office, Attention: Comment Processing, Office of the Comptroller of the Currency, Attention: 1557-0346, 400 7th Street SW, Suite 3E-218, Washington, DC 20219.
                    </P>
                    <P>
                        • 
                        <E T="03">Hand Delivery/Courier:</E>
                         400 7th Street SW, Suite 3E-218, Washington, DC 20219.
                    </P>
                    <P>
                        • 
                        <E T="03">Fax:</E>
                         (571) 293-4835.
                    </P>
                    <P>
                        <E T="03">Instructions:</E>
                         You must include “OCC” as the agency name and “1557-0346” in your comment. In general, the OCC will publish comments on 
                        <E T="03">www.reginfo.gov</E>
                         without change, including any business or personal information provided, such as name and address information, email addresses, or phone numbers. Comments received, including attachments and other supporting materials, are part of the public record and subject to public disclosure. Do not include any information in your comment or supporting materials that you consider confidential or inappropriate for public disclosure.
                    </P>
                    <P>
                        Written comments and recommendations for the proposed information collection should also be sent within 30 days of publication of this notice to 
                        <E T="03">www.reginfo.gov/public/do/PRAMain.</E>
                         You can find this information collection by selecting “Currently under 30-day Review—Open for Public Comments” or by using the search function.
                    </P>
                    <P>You may review comments and other related materials that pertain to this information collection following the close of the 30-day comment period for this notice by the method set forth in the next bullet.</P>
                    <P>
                        • 
                        <E T="03">Viewing Comments Electronically:</E>
                         Go to 
                        <E T="03">www.reginfo.gov.</E>
                         Hover over the “Information Collection Review” tab and click on “Information Collection Review” from the drop-down menu. From the “Currently under Review” drop-down menu, select “Department of Treasury” and then click “submit.” This information collection can be located by searching OMB control number “1557-0346” or “Reg E—Prepaid Accounts.” Upon finding the appropriate information collection, click on the related “ICR Reference Number.” On the next screen, select “View Supporting Statement and Other Documents” and then click on the link to any comment listed at the bottom of the screen.
                    </P>
                    <P>
                        • For assistance in navigating 
                        <E T="03">www.reginfo.gov,</E>
                         please contact the Regulatory Information Service Center at (202) 482-7340.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Shaquita Merritt, Clearance Officer, (202) 649-5490, Chief Counsel's Office, Office of the Comptroller of the Currency, 400 7th Street SW, Washington, DC 20219. If you are deaf, hard of hearing, or have a speech disability, please dial 7-1-1 to access telecommunications relay services.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Under the PRA (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ), Federal agencies must obtain approval from the OMB for each collection of information that they conduct or sponsor. “Collection of information” is defined in 44 U.S.C. 3502(3) and 5 CFR 1320.3(c) to include agency requests or requirements imposed on ten or more persons, that members of the public submit reports, keep records, or provide information to a third party. The OCC asks the OMB to extend its approval of the collection in this notice.
                </P>
                <P>
                    <E T="03">Title:</E>
                     Reg E—Prepaid Accounts.
                </P>
                <P>
                    <E T="03">OMB Control No.:</E>
                     1557-0346.
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Regular.
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Businesses or other for-profit.
                </P>
                <P>
                    <E T="03">Description:</E>
                     The CFPB's Prepaid Accounts final rules require financial institutions to make available to consumers disclosures before a consumer acquires a prepaid account.
                </P>
                <P>Under 12 CFR 1005.18(b), a financial institution is required to make available a short form and a long form disclosure before the consumer acquires a prepaid account, subject to certain exceptions. Section 1005.18(f)(3) requires certain disclosures with respect to prepaid account access devices. Disclosures must be made available or delivered in writing or electronically, depending on the circumstances.</P>
                <P>Section 1005.18(b)(9) includes a requirement that a financial institution provide pre-acquisition disclosures in a foreign language if certain conditions are met. Financial institutions may elect to provide disclosures under section 1005.18(c)(1) as an alternative to providing periodic statements required by 12 CFR 1005.9(b), if applicable. Section 1005.18(c) contains other requirements for periodic statements and histories of account transactions. Section 1005.15(e) requires disclosures related to error resolution procedures for prepaid accounts.</P>
                <P>Section 1005.19(b) generally requires issuers to submit to the CFPB, on a rolling basis, prepaid account agreements.</P>
                <HD SOURCE="HD1">Estimated Burden</HD>
                <P>
                    <E T="03">Estimated Frequency of Response:</E>
                     On occasion.
                </P>
                <P>
                    <E T="03">Estimated Number of Respondents:</E>
                     998.
                </P>
                <P>
                    <E T="03">Estimated Total Annual Burden:</E>
                     5,960 hours.
                </P>
                <P>
                    <E T="03">Comments:</E>
                     On December 16, 2025, the OCC published a 60-day notice for this information collection, (90 FR 58370). Two comments were received. Both commenters urged the OCC to offer support for several substantive amendments to the CFPB's Prepaid Account rules.
                    <SU>1</SU>
                    <FTREF/>
                     The OCC appreciates the commenters' suggestions and will take them into consideration. As the commenters indicated, for purposes of the Prepaid Account rules, Congress provided the CFPB with exclusive rulemaking authority.
                    <SU>2</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         These suggestions include: (1) removing the long form disclosure requirements; (2) removing the requirements for electronic disclosures provided pursuant to the rules to be responsive to different screen sizes and be machine readable; (3) removing the short form disclosure for additional fee types; (4) reducing the requirement for prepaid card issuers to maintain account transaction history from 24 months to 12 months; and (5) removing the requirement that card issuers provide written transaction histories to consumers at no charge.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         To the extent commenters requested that the OCC amend the Prepaid Account final rules, the OCC lacks the requisite rulemaking authority. 
                        <E T="03">See</E>
                         15 U.S.C. 1693b(a).
                    </P>
                </FTNT>
                <P>
                    <E T="03">Comments continue to be invited on:</E>
                </P>
                <P>(a) Whether the collection of information is necessary for the proper performance of the functions of the OCC, including whether the information has practical utility;</P>
                <P>(b) The accuracy of the OCC's estimate of the burden of the collection of information;</P>
                <P>(c) Ways to enhance the quality, utility, and clarity of the information to be collected;</P>
                <P>(d) Ways to minimize the burden of the collection on respondents, including through the use of automated collection techniques or other forms of information technology; and</P>
                <P>(e) Estimates of capital or start-up costs and costs of operation, maintenance, and purchase of services to provide information.</P>
                <SIG>
                    <NAME>Sarah E. Turney,</NAME>
                    <TITLE>Assistant Director, Office of the Comptroller of the Currency.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03685 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4810-33-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="8968"/>
                <AGENCY TYPE="S">DEPARTMENT OF THE TREASURY</AGENCY>
                <SUBAGY>Office of Foreign Assets Control</SUBAGY>
                <SUBJECT>Notice of OFAC Sanctions Actions</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Foreign Assets Control, Treasury.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) is publishing the names of one or more persons that have been placed on OFAC's Specially Designated Nationals and Blocked Persons List (SDN List) based on OFAC's determination that one or more applicable legal criteria were satisfied. All property and interests in property subject to U.S. jurisdiction of these persons are blocked, and U.S. persons are generally prohibited from engaging in transactions with them. OFAC is also publishing the names of one or more persons whose property and interests in property have been unblocked and who have been removed from the SDN List.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        See 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         for relevant dates.
                    </P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        OFAC: Associate Director for Global Targeting, 202-622-2420; Assistant Director for Sanctions Compliance, 202-622-2490 or 
                        <E T="03">https://ofac.treasury.gov/contact-ofac.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Electronic Availability</HD>
                <P>
                    The SDN List and additional information concerning OFAC sanctions programs are available on OFAC's website: 
                    <E T="03">https://ofac.treasury.gov.</E>
                </P>
                <HD SOURCE="HD1">Notice of OFAC Actions</HD>
                <P>On January 30, 2026, OFAC determined that the property and interests in property subject to U.S. jurisdiction of the following person are blocked under the relevant sanctions authority listed below.</P>
                <HD SOURCE="HD1">Individual</HD>
                <P>1. SOLTANMOHAMMADI, Mohammad (a.k.a. SELTAN MOHAMMEDI, Mohammed; a.k.a. SULTAN MOHMADI, Mohhamad; a.k.a. WANG, Chung Lang; a.k.a. WANG, Chung Lung; a.k.a. WANG, Zhong-Lang), Apartment # 1504, Fairooz Tower, Dubai Marina, Dubai, United Arab Emirates; 216 Ocean Drive, Sentosa Cove, Singapore 098622, Singapore; DOB 04 Nov 1960; POB Hamedan, Iran; nationality Iran; alt. nationality United Kingdom; Additional Sanctions Information—Subject to Secondary Sanctions; Gender Male; Passport 518015439 (United Kingdom) expires 07 Apr 2026; alt. Passport T96397867 (Iran); alt. Passport 038016890 (United Kingdom); alt. Passport 093045489 (United Kingdom); alt. Passport U11283369 (Iran); National ID No. S27602 (United Kingdom) (individual) [NPWMD] [IFSR] (Linked To: HODA TRADING).</P>
                <P>Designated pursuant to section 1(a)(iii) of Executive Order (E.O.) 13382 of June 28, 2005, “Blocking Property of Weapons of Mass Destruction Proliferators and Their Supporters,” 70 FR 38567, 3 CFR 2005, Comp., p. 170 (E.O. 13382), for having provided, or attempted to provide, financial, material, technological or other support for, or goods and services in support of, Hoda Trading, a person whose property and interests in property are blocked pursuant to E.O. 13382.</P>
                <P>On January 30, 2026, OFAC determined that the property and interests in property subject to U.S. jurisdiction of the following person are unblocked and they have been removed from the SDN List.</P>
                <HD SOURCE="HD1">Entity</HD>
                <P>1. SOLTECH INDUSTRY CO., LTD. (a.k.a. SOLTECH INDUSTRIES COMPANY LTD.; a.k.a. SOLTECH INDUSTRY COMPANY, LTD; a.k.a. “SOLTECH”; a.k.a. “SOLTECH INDUSTRIES”; a.k.a. “SOLTECH INDUSTRY CO.”; a.k.a. “SOLTECH INDUSTRY COMPANY”), 1A, Fook Ying Building, 379 Kings Road, North Point, Hong Kong, China; Rm 51, 5th Floor, Britannia House, Jalan Cator, Bandar Seri Begawan BS 8811, Brunei; Additional Sanctions Information—Subject to Secondary Sanctions; Company Number NBD/4116 (Brunei) [NPWMD] [IFSR] (Linked To: HODA TRADING).</P>
                <EXTRACT>
                    <FP>(Authorities: E.O. 13382, 31 CFR chapter V.)</FP>
                </EXTRACT>
                <SIG>
                    <NAME>Bradley T. Smith,</NAME>
                    <TITLE>Director, Office of Foreign Assets Control.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03637 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4810-AL-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE TREASURY</AGENCY>
                <SUBAGY>Office of Foreign Assets Control</SUBAGY>
                <SUBJECT>Notice of OFAC Sanctions Actions</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Foreign Assets Control, Treasury.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) is publishing updates to the identifying information of one or more entries currently included on one or more of OFAC's sanctions lists.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        See 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         for relevant dates.
                    </P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        OFAC: Associate Director for the Office of Sanctions Support and Operations, 202-622-6943; Associate Director for Global Targeting, 202-622-2420; or 
                        <E T="03">https://ofac.treasury.gov/contact-ofac.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Electronic Availability</HD>
                <P>
                    OFAC's sanctions lists and additional information concerning OFAC sanctions programs are available on OFAC's website: 
                    <E T="03">https://ofac.treasury.gov.</E>
                </P>
                <HD SOURCE="HD1">Notice of OFAC Action</HD>
                <P>
                    On February 19, 2026, OFAC updated the following names to improve data standardization and consistency and/or to correct records that were published with minor errors. The updated names and relevant sanctions authorities are available at the below URL: 
                    <E T="03">https://ofac.treasury.gov/recent-actions/20260219</E>
                    .
                </P>
                <EXTRACT>
                    <FP>(Authority: 31 CFR chapter V.)</FP>
                </EXTRACT>
                <SIG>
                    <NAME>Bradley T. Smith,</NAME>
                    <TITLE>Director, Office of Foreign Assets Control.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2026-03585 Filed 2-23-26; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4810-AL-P</BILCOD>
        </NOTICE>
    </NOTICES>
    <VOL>91</VOL>
    <NO>36</NO>
    <DATE>Tuesday, February 24, 2026</DATE>
    <UNITNAME>Proposed Rules</UNITNAME>
    <NEWPART>
        <PTITLE>
            <PRTPAGE P="8969"/>
            <PARTNO>Part II</PARTNO>
            <AGENCY TYPE="P"> Environmental Protection Agency</AGENCY>
            <CFR>40 CFR Part 68</CFR>
            <TITLE>Accidental Release Prevention Requirements: Risk Management Programs Under the Clean Air Act; Common Sense Approach to Chemical Accident Prevention; Proposed Rule</TITLE>
        </PTITLE>
        <PRORULES>
            <PRORULE>
                <PREAMB>
                    <PRTPAGE P="8970"/>
                    <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                    <CFR>40 CFR Part 68</CFR>
                    <DEPDOC>[EPA-HQ-OLEM-2025-0313; FRL-5766.8-01-OLEM]</DEPDOC>
                    <RIN>RIN 2050-AH37</RIN>
                    <SUBJECT>Accidental Release Prevention Requirements: Risk Management Programs Under the Clean Air Act; Common Sense Approach to Chemical Accident Prevention</SUBJECT>
                    <AGY>
                        <HD SOURCE="HED">AGENCY:</HD>
                        <P>Environmental Protection Agency (EPA).</P>
                    </AGY>
                    <ACT>
                        <HD SOURCE="HED">ACTION:</HD>
                        <P>Proposed rule.</P>
                    </ACT>
                    <SUM>
                        <HD SOURCE="HED">SUMMARY:</HD>
                        <P>The U.S. Environmental Protection Agency (EPA or Agency) is proposing to amend its Risk Management Program (RMP) regulations by making several proposed changes to the 2024 Safer Communities by Chemical Accident Prevention (SCCAP) rule. The proposed revisions include changes to provisions relating to safer technology and alternatives analyses, information availability, third-party audits, employee participation, community and emergency responder notification, stationary source siting, natural hazards, power loss, declined recommendations documentation, emergency response exercises, process safety information (PSI) and recognized and generally accepted good engineering practices (RAGAGEP), deregistration form information collection, hot work permit retention, and the retail facility definition. These proposed amendments seek to improve chemical process safety by avoiding duplicative requirements, realigning RMP requirements with Occupational Safety and Health Administration (OSHA) Process Safety Management (PSM) requirements, and eliminating unnecessary burdens placed on facilities where there is not specific data available to show that the current RMP standards would reduce or have reduced the number of accidental releases.</P>
                    </SUM>
                    <EFFDATE>
                        <HD SOURCE="HED">DATES:</HD>
                        <P>Comments must be received on or before April 10, 2026. Comments on the information collection provisions of the proposed rule under the Paperwork Reduction Act (PRA) must be received by the Office of Management and Budget's Office of Information and Regulatory Affairs (OMB-OIRA) on or before March 26, 2026. Please refer to the PRA section under “Statutory and Executive Order Reviews” in this preamble for specific instructions.</P>
                        <P>
                            <E T="03">Public hearing:</E>
                             The EPA will hold a virtual public hearing on March 10, 2026 at 
                            <E T="03">https://www.epa.gov/rmp/common-sense-approach-chemical-accident-prevention-proposed-rule.</E>
                             Please refer to the 
                            <E T="02">SUPPLEMENTARY INFORMATION</E>
                             section for additional information on the public hearing.
                        </P>
                    </EFFDATE>
                    <ADD>
                        <HD SOURCE="HED">ADDRESSES:</HD>
                        <P>You may send comments, identified by Docket ID No. EPA-HQ-OLEM-2025-0313, by any of the following methods:</P>
                        <P>
                            • 
                            <E T="03">Federal eRulemaking Portal: https://www.regulations.gov/</E>
                             (our preferred method). Follow the online instructions for submitting comments.
                        </P>
                        <P>
                            • 
                            <E T="03">Mail:</E>
                             U.S. Environmental Protection Agency, EPA Docket Center, OLEM Docket, Mail Code 28221T, 1200 Pennsylvania Avenue NW, Washington, DC 20460.
                        </P>
                        <P>
                            • 
                            <E T="03">Hand Delivery or Courier:</E>
                             EPA Docket Center, WJC West Building, Room 3334, 1301 Constitution Avenue NW, Washington, DC 20004. The Docket Center's hours of operations are 8:30 a.m. to 4:30 p.m., Monday-Friday (except Federal Holidays).
                        </P>
                        <P>
                            <E T="03">Instructions:</E>
                             All submissions received must include the Docket ID No. for this rulemaking. Comments received may be posted without change to 
                            <E T="03">https://www.regulations.gov,</E>
                             including personal information provided. For detailed instructions on sending comments and additional information on the rulemaking process, see the “Public Participation” heading of the 
                            <E T="02">SUPPLEMENTARY INFORMATION</E>
                             section of this document.
                        </P>
                        <P>
                            The virtual hearing will be held at 
                            <E T="03">https://www.epa.gov/rmp/common-sense-approach-chemical-accident-prevention-proposed-rule.</E>
                             The hearing will convene at 12:00 p.m. ET and will conclude after all speakers have presented, but no earlier than 5:00 p.m. ET. Refer to the 
                            <E T="02">SUPPLEMENTARY INFORMATION</E>
                             section below for additional information.
                        </P>
                    </ADD>
                    <FURINF>
                        <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                        <P>
                            Kristina Guarino, Office of Land and Emergency Management, Mail Code 5104A, Environmental Protection Agency, 1200 Pennsylvania Avenue NW, Washington, DC 20460; telephone number: (202) 566-1235; email address: 
                            <E T="03">guarino.kristina@epa.gov.</E>
                             Please also contact Kristina Guarino if you are a person with disabilities who needs a reasonable accommodation at no cost to you.
                        </P>
                    </FURINF>
                </PREAMB>
                <SUPLINF>
                    <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                    <P/>
                    <P>
                        <E T="03">Preamble acronyms and abbreviations.</E>
                         The EPA uses multiple acronyms and terms in this preamble. While this list may not be exhaustive, to ease the reading of this preamble and for reference purposes, the EPA defines the following terms and acronyms here:
                    </P>
                    <HD SOURCE="HD1">List of Abbreviations and Acronyms</HD>
                    <EXTRACT>
                        <FP SOURCE="FP-1">ANSI American National Standards Institute</FP>
                        <FP SOURCE="FP-1">ASTM American Society for Testing and Materials</FP>
                        <FP SOURCE="FP-1">ASME American Society of Mechanical Engineers</FP>
                        <FP SOURCE="FP-1">CAA Clean Air Act</FP>
                        <FP SOURCE="FP-1">CAAA Clean Air Act Amendments</FP>
                        <FP SOURCE="FP-1">CBI Confidential Business Information</FP>
                        <FP SOURCE="FP-1">CCPS Center for Chemical Process Safety</FP>
                        <FP SOURCE="FP-1">CFR Code of Federal Regulations</FP>
                        <FP SOURCE="FP-1">CSB Chemical Safety and Hazard Investigation Board</FP>
                        <FP SOURCE="FP-1">CSISSFRA Chemical Safety Information, Site Security and Fuels Regulatory Relief Act</FP>
                        <FP SOURCE="FP-1">DOJ Department of Justice</FP>
                        <FP SOURCE="FP-1">E.O. Executive Order</FP>
                        <FP SOURCE="FP-1">EPA U.S. Environmental Protection Agency</FP>
                        <FP SOURCE="FP-1">EPCRA Emergency Planning and Community Right-To-Know Act</FP>
                        <FP SOURCE="FP-1">FAQ Frequently Asked Question</FP>
                        <FP SOURCE="FP-1">FDA U.S. Food and Drug Administration</FP>
                        <FP SOURCE="FP-1">FOIA Freedom of Information Act</FP>
                        <FP SOURCE="FP-1">FR Federal Register</FP>
                        <FP SOURCE="FP-1">GDC General Duty Clause</FP>
                        <FP SOURCE="FP-1">HF hydrogen fluoride</FP>
                        <FP SOURCE="FP-1">ICR Information Collection Request</FP>
                        <FP SOURCE="FP-1">ISD inherently safer design</FP>
                        <FP SOURCE="FP-1">IST inherently safer technology</FP>
                        <FP SOURCE="FP-1">LEPC local emergency planning committee</FP>
                        <FP SOURCE="FP-1">NAICS North American Industry Classification System</FP>
                        <FP SOURCE="FP-1">NFPA National Fire Protection Association</FP>
                        <FP SOURCE="FP-1">NJDEP New Jersey Department of Environmental Protection</FP>
                        <FP SOURCE="FP-1">NTTAA National Technology Transfer Advancement Act</FP>
                        <FP SOURCE="FP-1">OCA offsite consequence analysis</FP>
                        <FP SOURCE="FP-1">OMB Office of Management and Budget</FP>
                        <FP SOURCE="FP-1">OSHA Occupational Safety and Health Administration</FP>
                        <FP SOURCE="FP-1">PBI Proprietary Business Information</FP>
                        <FP SOURCE="FP-1">PHA process hazard analysis</FP>
                        <FP SOURCE="FP-1">PRA Paperwork Reduction Act</FP>
                        <FP SOURCE="FP-1">PSI process safety information</FP>
                        <FP SOURCE="FP-1">PSM process safety management</FP>
                        <FP SOURCE="FP-1">RAGAGEP recognized and generally accepted good engineering practices</FP>
                        <FP SOURCE="FP-1">RFA Regulatory Flexibility Act</FP>
                        <FP SOURCE="FP-1">RIA Regulatory Impact Analysis</FP>
                        <FP SOURCE="FP-1">RMP Risk Management Program or risk management plan</FP>
                        <FP SOURCE="FP-1">RTC Response to Comment</FP>
                        <FP SOURCE="FP-1">SBAR Small Business Advocacy Review</FP>
                        <FP SOURCE="FP-1">SCCAP Safer Communities by Chemical Accident Prevention</FP>
                        <FP SOURCE="FP-1">SISNOSE significant economic impact on a substantial number of small entities</FP>
                        <FP SOURCE="FP-1">SNPRM supplemental notice of proposed rulemaking</FP>
                        <FP SOURCE="FP-1">STAA safer technology and alternatives analysis</FP>
                        <FP SOURCE="FP-1">TQ threshold quantity</FP>
                        <FP SOURCE="FP-1">UMRA Unfunded Mandates Reform Act</FP>
                    </EXTRACT>
                    <HD SOURCE="HD1">Table of Contents </HD>
                    <EXTRACT>
                        <FP SOURCE="FP-2">I. Public Participation</FP>
                        <FP SOURCE="FP1-2">A. Written Comments</FP>
                        <FP SOURCE="FP1-2">B. Comment Headings</FP>
                        <FP SOURCE="FP1-2">C. Participation in Virtual Public Hearings</FP>
                        <FP SOURCE="FP-2">II. General Information</FP>
                        <FP SOURCE="FP1-2">A. Does this action apply to me?</FP>
                        <FP SOURCE="FP1-2">
                            B. What is the purpose of the proposed regulatory action?
                            <PRTPAGE P="8971"/>
                        </FP>
                        <FP SOURCE="FP1-2">C. What is the Agency's authority for proposing this action?</FP>
                        <FP SOURCE="FP1-2">D. What are the costs and benefits of this action?</FP>
                        <FP SOURCE="FP-2">III. Background</FP>
                        <FP SOURCE="FP1-2">A. Overview of the EPA's Risk Management Program</FP>
                        <FP SOURCE="FP1-2">B. Events Leading to This Proposed Action</FP>
                        <FP SOURCE="FP1-2">C. The EPA's Authority To Revise the RMP Rule</FP>
                        <FP SOURCE="FP-2">IV. Proposed Action</FP>
                        <FP SOURCE="FP1-2">A. Safer Technologies and Alternatives Analysis (STAA)</FP>
                        <FP SOURCE="FP1-2">B. Information Availability</FP>
                        <FP SOURCE="FP1-2">C. Third-Party Compliance Audits</FP>
                        <FP SOURCE="FP1-2">D. Employee Participation</FP>
                        <FP SOURCE="FP1-2">E. Community and Emergency Responder Notification</FP>
                        <FP SOURCE="FP1-2">F. Stationary Source Siting</FP>
                        <FP SOURCE="FP1-2">G. Natural Hazards</FP>
                        <FP SOURCE="FP1-2">H. Power Loss</FP>
                        <FP SOURCE="FP1-2">I. Declined Recommendations</FP>
                        <FP SOURCE="FP1-2">J. Emergency Response Exercises</FP>
                        <FP SOURCE="FP1-2">K. Safety Information and Recognized and Generally Accepted Good Engineering Practices (RAGAGEP)</FP>
                        <FP SOURCE="FP1-2">L. Deregistration Form Information Collection</FP>
                        <FP SOURCE="FP1-2">M. Retention of Hot Work Permits</FP>
                        <FP SOURCE="FP1-2">N. Retail Facility Definition</FP>
                        <FP SOURCE="FP1-2">O. Compliance Dates</FP>
                        <FP SOURCE="FP1-2">P. Technical Corrections To Address Incorrect Numbering</FP>
                        <FP SOURCE="FP-2">V. Statutory and Executive Order Reviews</FP>
                        <FP SOURCE="FP1-2">A. Executive Order 12866: Regulatory Planning and Review</FP>
                        <FP SOURCE="FP1-2">B. Executive Order 14192: Unleashing Prosperity Through Deregulation</FP>
                        <FP SOURCE="FP1-2">C. Paperwork Reduction Act (PRA)</FP>
                        <FP SOURCE="FP1-2">D. Regulatory Flexibility Act (RFA)</FP>
                        <FP SOURCE="FP1-2">E. Unfunded Mandates Reform Act (UMRA)</FP>
                        <FP SOURCE="FP1-2">F. Executive Order 13132: Federalism</FP>
                        <FP SOURCE="FP1-2">G. Executive Order 13175: Consultation and Coordination With Indian Tribal Governments</FP>
                        <FP SOURCE="FP1-2">H. Executive Order 13045: Protection of Children From Environmental Health Risks and Safety Risks</FP>
                        <FP SOURCE="FP1-2">I. Executive Order 13211: Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use</FP>
                        <FP SOURCE="FP1-2">J. National Technology Transfer and Advancement Act (NTTAA) </FP>
                    </EXTRACT>
                    <HD SOURCE="HD1">I. Public Participation</HD>
                    <HD SOURCE="HD2">A. Written Comments</HD>
                    <P>
                        Submit your comments, identified by Docket ID No. EPA-HQ-OLEM-2025-0313, at 
                        <E T="03">https://www.regulations.gov</E>
                         (our preferred method), or the other methods identified in the 
                        <E T="02">ADDRESSES</E>
                         section. Once submitted, comments cannot be edited or removed from the docket. The EPA may publish any comment received to its public docket. Do not submit to the EPA's docket at 
                        <E T="03">https://www.regulations.gov</E>
                         any information you consider to be Confidential Business Information (CBI), Proprietary Business Information (PBI), or other information whose disclosure is restricted by statute. Multimedia submissions (audio, video, etc.) must be accompanied by a written comment. The written comment is considered the official comment and should include discussion of all points you wish to make. The EPA will generally not consider comments or comment contents located outside of the primary submission (
                        <E T="03">i.e.,</E>
                         on the web, cloud, or other file sharing system). Please visit 
                        <E T="03">https://www.epa.gov/dockets/commenting-epa-dockets</E>
                         for additional submission methods; the full EPA public comment policy; information about CBI, PBI, or multimedia submissions; and general guidance on making effective comments.
                    </P>
                    <HD SOURCE="HD2">B. Comment Headings</HD>
                    <P>
                        Commentors should review the discussions in the preamble and may comment on any matter that is addressed by the proposed rule. For comments submitted through postal mail or 
                        <E T="03">https://www.regulations.gov,</E>
                         the EPA is requesting commenters to identify their comments on specific issues by using the appropriate number and comment headings listed below to make it simpler for the Agency to process your comment. If your comment covers multiple issues, please use all the heading numbers and names that relate to that comment. The comment headings are listed as follows:
                    </P>
                    <EXTRACT>
                        <P>1. For comments submitted on Safer Technologies and Alternatives Analysis (STAA), use “#1—STAA” as the comment header. The proposal on this issue can be found in section IV.A.</P>
                        <P>2. For comments submitted on information availability, use “#2—Information Availability” as the comment header. The proposal on this issue can be found in section IV.B.</P>
                        <P>3. For comments submitted on third-party compliance audits, use “#3—Third-Party Compliance Audits” as the comment header. The proposal on this issue can be found in section IV.C.</P>
                        <P>4. For comments submitted on employee participation, use “#4—Employee Participation” as the comment header. The proposal on this issue can be found in section IV.D.</P>
                        <P>5. For comments submitted on community and emergency responder notification, use “#5—Community and Emergency Responder Notification” as the comment header. The proposal on this issue can be found in section IV.E.</P>
                        <P>6. For comments submitted on stationary source siting, use “#6—Stationary Source Siting” as the comment header. The proposal on this issue can be found in section IV.F.</P>
                        <P>7. For comments submitted on natural hazards, use “#7—Natural Hazards” as the comment header. The proposal on this issue can be found in section IV.G.</P>
                        <P>8. For comments submitted on power loss, use “#8—Power Loss” as the comment header. The proposal on this issue can be found in section IV.H.</P>
                        <P>9. For comments submitted on declined recommendations, use “#9—Declined Recommendations” as the comment header. The proposal on this issue can be found in section IV.I.</P>
                        <P>10. For comments submitted on emergency response exercises, use “#10—Emergency Response Exercises” as the comment header. The proposal on this issue can be found in section IV.J.</P>
                        <P>11. For comments submitted on safety information and RAGAGEP, use “#11—Safety Information and RAGAGEP” as the comment header. The proposal on this issue can be found in section IV.K.</P>
                        <P>12. For comments submitted on deregistration form information collection, use “#12—Deregistration Form Information Collection” as the comment header. The proposal on this issue can be found in section IV.L.</P>
                        <P>13. For comments submitted on retention of hot work permits, use “#13—Retention of Hot Work Permits” as the comment header. The proposal on this issue can be found in section IV.M.</P>
                        <P>14. For comments submitted on retail facility definition, use “#14—Retail Facility Definition” as the comment header. The proposal on this issue can be found in section IV.N.</P>
                        <P>15. For comments submitted on compliance dates, use “#15—Compliance Dates” as the comment header. The proposal on this issue can be found in section IV.O.</P>
                        <P>16. For comments submitted on numbering corrections, use “#16—Numbering Corrections” as the comment header. The proposal on this issue can be found in section IV.P.</P>
                        <P>17. For any comments not falling under one of the preceding categories, please identify using “#17—OTHER” as the comment header. </P>
                    </EXTRACT>
                    <HD SOURCE="HD2">C. Participation in Virtual Public Hearings</HD>
                    <P>
                        The EPA will begin pre-registering speakers for the hearing upon publication of this preamble in the 
                        <E T="04">Federal Register</E>
                         (FR). To register to speak at the virtual hearing, please see the online registration form available at 
                        <E T="03">https://www.epa.gov/rmp/common-sense-approach-chemical-accident-prevention-proposed-rule</E>
                         or contact Kristina Guarino at (202) 566-1235 or 
                        <E T="03">guarino.kristina@epa.gov</E>
                         to register to speak at the virtual hearing. The last day to pre-register to speak at the hearing will be March 9, 2026, the EPA will post a general agenda for the hearing that will list preregistered speakers in approximate order at 
                        <E T="03">https://www.epa.gov/rmp/common-sense-approach-chemical-accident-prevention-proposed-rule.</E>
                    </P>
                    <P>
                        The EPA will make every effort to follow the schedule as closely as possible on the day of the hearings; however, please plan for the hearing to 
                        <PRTPAGE P="8972"/>
                        run either ahead of schedule or behind schedule.
                    </P>
                    <P>
                        Each commenter will have three minutes to provide oral testimony. The EPA encourages commenters to provide the EPA with a copy of their oral testimony electronically (via email) to Kristina Guarino at 
                        <E T="03">guarino.kristina@epa.gov.</E>
                         The EPA also recommends submitting the text of your oral comments as written comments to the rulemaking docket.
                    </P>
                    <P>The EPA may ask clarifying questions during the oral presentations but will not respond to the presentations at that time. Written statements and supporting information submitted during the comment period will be considered with the same weight as oral comments and supporting information presented at the public hearings.</P>
                    <P>
                        Please note that any updates made to any aspect of the hearings are posted online at 
                        <E T="03">https://www.epa.gov/rmp/common-sense-approach-chemical-accident-prevention-proposed-rule.</E>
                         While the EPA expects the hearings to go forward as set forth above, please monitor the Agency's website or contact Kristina Guarino at 
                        <E T="03">guarino.kristina@epa.gov,</E>
                         to determine if there are any updates. The EPA does not intend to publish a document in the 
                        <E T="04">Federal Register</E>
                         announcing updates.
                    </P>
                    <P>If you require the services of a translator or special accommodations such as audio description, please preregister for the hearings with Kristina Guarino and describe your needs by March 9, 2026. The EPA may not be able to arrange accommodations without advanced notice.</P>
                    <HD SOURCE="HD1">II. General Information</HD>
                    <HD SOURCE="HD2">A. Does this action apply to me?</HD>
                    <P>
                        This proposed rule would apply to those facilities (referred to as “stationary sources” under the Clean Air Act (CAA) that are subject to the chemical accident prevention requirements at 40 Code of Federal Regulations (CFR) part 68. This includes stationary sources holding more than a threshold quantity (TQ) of a regulated substance in a process. See 40 CFR 68.130. This proposed rule will not impact the existing scope and applicability of the General Duty Clause (GDC) in CAA section 112(r)(1), 42 U.S.C. 7412(r)(1). See 40 CFR 68.1. Table 1 provides industrial sectors and the associated North American Industry Classification System (NAICS) codes for entities potentially affected by this action. The Agency's goal is to provide a guide on entities that might be affected by this action. However, this action may affect other entities not listed in this table. If you have questions about the applicability of this action to a particular entity, consult the person(s) listed in the 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                         section of this preamble.
                    </P>
                    <GPOTABLE COLS="2" OPTS="L2,nj,i1" CDEF="s200,r100">
                        <TTITLE>Table 1—Industrial Sectors and Associated NAICS Codes for Entities Potentially Affected By This Action</TTITLE>
                        <BOXHD>
                            <CHED H="1">Sector</CHED>
                            <CHED H="1">
                                NAICS code 
                                <SU>1</SU>
                            </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Administration of Environmental Quality Programs</ENT>
                            <ENT>924.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22">Agricultural Chemical Distributors:</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Crop Production</ENT>
                            <ENT>111.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Animal Production and Aquaculture</ENT>
                            <ENT>112.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Support Activities for Agriculture and Forestry Farm</ENT>
                            <ENT>115.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Supplies Merchant Wholesalers</ENT>
                            <ENT>42491.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Chemical Manufacturing</ENT>
                            <ENT>325.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Chemical and Allied Products Merchant Wholesalers</ENT>
                            <ENT>4246.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Food Manufacturing</ENT>
                            <ENT>311.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Beverage Manufacturing</ENT>
                            <ENT>3121.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Oil and Gas Extraction</ENT>
                            <ENT>211.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Other</ENT>
                            <ENT>44, 45, 48, 54, 56, 61, 72.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Other manufacturing</ENT>
                            <ENT>313, 326, 327, 33.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22">Other Wholesale:</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Merchant Wholesalers, Durable Goods</ENT>
                            <ENT>423.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Merchant Wholesalers, Nondurable Goods</ENT>
                            <ENT>424.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Paper Manufacturing</ENT>
                            <ENT>322.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Petroleum and Coal Products Manufacturing</ENT>
                            <ENT>324.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Petroleum and Petroleum Products Merchant Wholesalers</ENT>
                            <ENT>4247.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Utilities</ENT>
                            <ENT>221.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Warehousing and Storage</ENT>
                            <ENT>493.</ENT>
                        </ROW>
                        <TNOTE>
                            <SU>1</SU>
                             For descriptions of NAICS codes, see 
                            <E T="03">https://www.census.gov/naics/.</E>
                        </TNOTE>
                    </GPOTABLE>
                    <HD SOURCE="HD2">B. What is the purpose of the proposed regulatory action?</HD>
                    <P>The purpose of this document is to propose changes to the RMP rule in order to improve safety at facilities that use and distribute regulated substances by avoiding duplicative requirements, re-aligning RMP requirements with OSHA PSM requirements, and eliminating unnecessary burdens placed on facilities where there is not specific data available to show that the current RMP standards would reduce or have reduced the number of accidental releases. The RMP regulations have benefited from technological advances that have resulted in improvements in preventing and mitigating chemical accidents in the United States. However, we have preliminarily concluded that revisions could maintain protection of human health and the environment from chemical hazards while also reducing regulatory burden. As further explained in detail in the following sections, the EPA therefore proposes to rescind or modify several changes to the Risk Management Program made by the 2024 SCCAP rule as a result of Agency review.</P>
                    <HD SOURCE="HD2">C. What is the Agency's authority for proposing this action?</HD>
                    <P>
                        The statutory authority for this proposed action is provided by section 112(r) of the CAA as amended (42 U.S.C. 7412(r)). Specifically, CAA section 112(r)(7) (42 U.S.C. 7412(r)(7)) authorizes the EPA to promulgate requirements that meet the elements set out in the statute. When promulgating rules under CAA section 112(r)(7)(A) and (B), the EPA must follow the procedures for rulemaking set out in CAA section 307(d) (see CAA sections 112(r)(7)(E), 42 U.S.C. 7412(r)(7)(E) and 307(d)(1)(C), 42 U.S.C. 7607(d)(1)(C)). Among other things, CAA section 307(d) 
                        <PRTPAGE P="8973"/>
                        sets out requirements for the content of proposed and final rules, the docket for each rulemaking, opportunities for oral testimony on proposed rulemakings, the length of time for comments, and judicial review.
                    </P>
                    <HD SOURCE="HD2">D. What are the costs and benefits of this action?</HD>
                    <HD SOURCE="HD3">1. Summary of Estimated Costs</HD>
                    <P>Table 2 presents a summary of the annualized proposed rule costs and cost savings estimated in the Regulatory Impact Analysis (RIA), which is available in the docket for this proposed action. In total, the EPA estimates annualized cost savings of $234.7-240.3 million at a 3% discount rate and $236.2-241.9 million at a 7% discount rate.</P>
                    <GPOTABLE COLS="6" OPTS="L2,nj,p7,7/8,i1" CDEF="s50,18,18,18,15,15">
                        <TTITLE>Table 2—Summary of Estimated Costs Over a 10-Year Period</TTITLE>
                        <TDESC>[Millions, 2022 dollars]</TDESC>
                        <BOXHD>
                            <CHED H="1">Cost elements</CHED>
                            <CHED H="1">
                                Total
                                <LI>undiscounted</LI>
                            </CHED>
                            <CHED H="1">
                                Total
                                <LI>discounted</LI>
                                <LI>(3%)</LI>
                            </CHED>
                            <CHED H="1">
                                Total
                                <LI>discounted</LI>
                                <LI>(7%)</LI>
                            </CHED>
                            <CHED H="1">
                                Annualized
                                <LI>(3%)</LI>
                            </CHED>
                            <CHED H="1">
                                Annualized
                                <LI>(7%)</LI>
                            </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Rule Familiarization (new)</ENT>
                            <ENT>$13.4</ENT>
                            <ENT>$13.0</ENT>
                            <ENT>$12.5</ENT>
                            <ENT>$1.5</ENT>
                            <ENT>$1.8</ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="01">STAA Initial Evaluation (new)</ENT>
                            <ENT>88.4</ENT>
                            <ENT>75.4</ENT>
                            <ENT>62.1</ENT>
                            <ENT>8.8</ENT>
                            <ENT>8.8</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Total Cost *</ENT>
                            <ENT>113.0</ENT>
                            <ENT>99.3</ENT>
                            <ENT>85.1</ENT>
                            <ENT>11.6</ENT>
                            <ENT>12.1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Rule Familiarization (previous)</ENT>
                            <ENT>(39.7)</ENT>
                            <ENT>(38.5)</ENT>
                            <ENT>(37.1)</ENT>
                            <ENT>(4.5)</ENT>
                            <ENT>(5.3)</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22">Safer Technology Alternatives Analysis (STAA):</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">
                                <E T="03">Initial Evaluation (previous)</E>
                            </ENT>
                            <ENT>(176.4)</ENT>
                            <ENT>(158.2)</ENT>
                            <ENT>(138.3)</ENT>
                            <ENT>(18.5)</ENT>
                            <ENT>(19.7)</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">
                                <E T="03">Practicability Assessment</E>
                            </ENT>
                            <ENT>(256.9)</ENT>
                            <ENT>(230.2)</ENT>
                            <ENT>(201.0)</ENT>
                            <ENT>(27.0)</ENT>
                            <ENT>(28.6)</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">
                                <E T="03">Implementation</E>
                            </ENT>
                            <ENT>(1,700.4)</ENT>
                            <ENT>(1,438.9)</ENT>
                            <ENT>(1,172.6)</ENT>
                            <ENT>(168.7)</ENT>
                            <ENT>(167.0)</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Third-party Audits *</ENT>
                            <ENT>(75.2)-(18.7)</ENT>
                            <ENT>(64.2)-(15.9)</ENT>
                            <ENT>(52.8)-(13.1)</ENT>
                            <ENT>(7.5)-(1.9)</ENT>
                            <ENT>(7.5)-(1.9)</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Employee Participation Plan</ENT>
                            <ENT>(110.1)</ENT>
                            <ENT>(93.9)</ENT>
                            <ENT>(77.3)</ENT>
                            <ENT>(11.0)</ENT>
                            <ENT>(11.0)</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Backup Power for Perimeter Monitors</ENT>
                            <ENT>(3.3)</ENT>
                            <ENT>(2.8)</ENT>
                            <ENT>(2.3)</ENT>
                            <ENT>(0.3)</ENT>
                            <ENT>(0.3)</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22">RMP Justifications:</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">
                                <E T="03">No Backup Power</E>
                            </ENT>
                            <ENT>(0.2)</ENT>
                            <ENT>(0.1)</ENT>
                            <ENT>(0.1)</ENT>
                            <ENT>** (0.0)</ENT>
                            <ENT>** (0.0)</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">
                                <E T="03">Natural Hazards</E>
                            </ENT>
                            <ENT>(0.4)</ENT>
                            <ENT>(0.4)</ENT>
                            <ENT>(0.3)</ENT>
                            <ENT>** (0.0)</ENT>
                            <ENT>** (0.0)</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">
                                <E T="03">Facility Siting</E>
                            </ENT>
                            <ENT>(0.4)</ENT>
                            <ENT>(0.4)</ENT>
                            <ENT>(0.3)</ENT>
                            <ENT>** (0.0)</ENT>
                            <ENT>** (0.0)</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">
                                <E T="03">RAGAGEP</E>
                            </ENT>
                            <ENT>(0.3)</ENT>
                            <ENT>(0.2)</ENT>
                            <ENT>(0.2)</ENT>
                            <ENT>** (0.0)</ENT>
                            <ENT>** (0.0)</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Community Notification System</ENT>
                            <ENT>(2.7)</ENT>
                            <ENT>(2.3)</ENT>
                            <ENT>(1.9)</ENT>
                            <ENT>(0.3)</ENT>
                            <ENT>(0.3)</ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="01">Information Availability</ENT>
                            <ENT>(127.0)</ENT>
                            <ENT>(108.3)</ENT>
                            <ENT>(89.2)</ENT>
                            <ENT>(12.7)</ENT>
                            <ENT>(12.7)</ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="03">Total Cost Savings *</ENT>
                            <ENT>(2,493.0)-(2,436.4)</ENT>
                            <ENT>(2,138.3)-(2,090.1)</ENT>
                            <ENT>(1,773.4)-(1,733.7)</ENT>
                            <ENT>(250.7)-(245.0)</ENT>
                            <ENT>(252.5)-(246.8)</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Total Net Cost *</ENT>
                            <ENT>(2,391.2)-(2,334.6)</ENT>
                            <ENT>(2,049.9)-(2,001.7)</ENT>
                            <ENT>(1,698.8)-(1,659.1)</ENT>
                            <ENT>(240.3)-(234.7)</ENT>
                            <ENT>(241.9)-(236.2)</ENT>
                        </ROW>
                        <TNOTE>* Totals may not sum due to rounding. Total cost savings refers to the sum of monetized cost savings among all cost-saving elements. Net costs refer to the sum of all monetized costs and cost savings in the proposed rule. Negative values reflect cost savings. Third-party Audits, Total Cost Savings, and Total Net Costs present two values in each cell, the first reflecting costs avoided under co-proposed option #1 that would immediately rescind the third-party audit requirement, and the second reflecting costs avoided under co-proposed option #2 that would retain a modified the third-party audit requirement for 10 years.</TNOTE>
                        <TNOTE>** Costs are zero due to rounding. Unrounded costs are ($15,798) for No Backup Power, ($42,307) for Natural Hazards and Facility Siting, and ($27,582) for RAGAGEP.</TNOTE>
                    </GPOTABLE>
                    <P>The largest annualized cost savings of the proposed rule is the safer technology and alternatives analysis (STAA) implementation cost savings ($168.7 million at a 3% discount rate and $167.0 million at a 7% discount rate), followed by practicability assessment ($27.0 million at a 3% discount rate and $28.6 million at a 7% discount rate), STAA initial evaluation ($18.5 million at a 3% discount rate and $19.7 million at a 7% discount rate), information availability ($12.7 million at both 3% and 7% discount rates), employee participation plans ($11.0 million at both 3% and 7% discount rates), familiarization with 2024 SCCAP rule ($4.5 million at a 3% discount rate and $5.3 million at a 7% discount rate), and third-party audits ($1.86 million at both 3% and 7% discount rates). Two provisions impose new costs: STAA initial evaluations for new Program 3 processes ($8.8 million at both 3% and 7% discount rates) and rule familiarization ($1.5 million at a 3% discount rate and $1.8 million at a 7% discount rate). The remaining provisions result in annualized cost savings under $1 million, including backup power for perimeter monitors ($0.3 million at both 3% and 7% discount rates), community notification systems ($0.27 million at both 3% and 7% discount rates), and RMP declined recommendation documentation for no backup power, natural hazards, facility siting, and RAGAGEP ($0.13 million at both 3% and 7% discount rates).</P>
                    <P>
                        The Agency estimates that the 2,257 potentially regulated private sector small entities potentially impacted by this proposed rule would experience cost savings of, on average, $87,400 over the 10-year analysis period, or $197.24 million in total. The 590 small government entities potentially affected by this proposed rule would experience cost savings of, on average, $2,150 over the same period. These estimates are conservatively based on the proposed rule with avoided third-party audit costs under co-proposed option #2, which would have lower cost savings than under option #1. The EPA has estimated this proposed rule would not have a significant economic impact on a substantial number of small entities (SISNOSE) under the Regulatory Flexibility Act (RFA). The EPA requests comment on the estimated costs of this action, including the EPA's assumptions, data, and methods. Additionally, the EPA requests comment on any costs already incurred in complying with the 2024 SCCAP rule, 
                        <E T="03">i.e.,</E>
                         have facilities already incurred costs for rule familiarization, Safer Technologies and Alternatives Analysis, or other requirements of the 2024 SCCAP rule.
                    </P>
                    <HD SOURCE="HD3">2. Summary of Benefits</HD>
                    <P>
                        In this proposed action, the EPA is seeking to provide clarity, remove redundant or unnecessary regulatory requirements, and realign the Risk Management Program with OSHA's PSM standard. If finalized, this proposed rule would ensure long-term information access to the public to promote community response planning and preparedness while balancing site security concerns. The proposed action would also refocus requirements for regulated facility owners and operators on addressing areas that pose the greatest risk to a process. See the discussion of each proposed change below for more information. Additional 
                        <PRTPAGE P="8974"/>
                        information on potential benefits and disbenefits is also provided in Chapter 6 of the Regulatory Impact Analysis in the docket for this rulemaking. The EPA requests comment on the estimated benefits of this action, including the EPA's assumptions, data, and methods. Additionally, the EPA requests comment on the relative benefits and costs of the regulatory alternatives considered; specifically, the EPA requests comment on the assumption that lower-cost alternatives will yield lower benefits and higher-cost alternatives will yield higher benefits.
                    </P>
                    <HD SOURCE="HD1">III. Background</HD>
                    <HD SOURCE="HD2">A. Overview of the EPA's Risk Management Program</HD>
                    <P>
                        The EPA originally issued the RMP regulations in two stages. The Agency published the list of regulated substances and Threshold Quantities (TQ) in 1994: “List of Regulated Substances and Thresholds for Accidental Release Prevention; Requirements for Petitions Under Section 112(r) of the Clean Air Act as Amended” (59 FR 4478, January 31, 1994), hereinafter referred to as the “list rule.” 
                        <SU>1</SU>
                        <FTREF/>
                         The Agency published the RMP final regulation, containing risk management requirements for covered sources, in 1996: “Accidental Release Prevention Requirements: Risk Management Programs Under Clean Air Act Section 112(r)(7)” (61 FR 31668, June 20, 1996), hereinafter referred to as the “1996 RMP rule”.
                        <E T="51">2 3</E>
                        <FTREF/>
                         Subsequent modifications to the list rule and the 1996 RMP rule were made as discussed in the 2017 Amendments rule (“Accidental Release Prevention Requirements: Risk Management Programs Under the Clean Air Act” (82 FR 4594, January 13, 2017), hereinafter referred to as the “2017 Amendments rule”), the 2019 Reconsideration rule (“Accidental Release Prevention Requirements: Risk Management Programs Under the Clean Air Act” (84 FR 69834, December 19, 2019), hereinafter referred to as the “2019 Reconsideration rule”), and the 2024 SCCAP rule (“Accidental Release Prevention Requirements: Risk Management Programs Under the Clean Air Act; Safer Communities by Chemical Accident Prevention” (89 FR 17622, March 11, 2024), hereinafter referred to as the 2024 SCCAP rule).
                    </P>
                    <FTNT>
                        <P>
                            <SU>1</SU>
                             Documents and information related to development of the list rule can be found in the EPA docket for the rulemaking, docket number A-91-74.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>2</SU>
                             Documents and information related to development of the 1996 RMP rule can be found in the EPA docket number A-91-73.
                        </P>
                        <P>
                            <SU>3</SU>
                             40 CFR part 68 applies to owners and operators of stationary sources that have more than a TQ of a regulated substance within a process. The regulations do not apply to chemical hazards other than listed substances held above a TQ within a regulated process.
                        </P>
                    </FTNT>
                    <P>Prior to development of the EPA's 1996 RMP rule, OSHA published its PSM standard in 1992 (57 FR 6356, February 24, 1992), as required by section 304 of the 1990 Clean Air Act Amendments (CAAA), using its authority under 29 U.S.C. 653. The OSHA PSM standard can be found in 29 CFR 1910.119. Both the OSHA PSM standard and the EPA's RMP rule aim to prevent or minimize the consequences of accidental chemical releases through implementation of management program elements that integrate technologies, procedures, and management practices. In addition to requiring implementation of management program elements, the RMP rule requires any covered source to submit (to the EPA) a document summarizing the source's risk management program—called a risk management plan (RMP).</P>
                    <P>
                        The EPA's risk management program requirements include conducting a worst-case scenario analysis and a review of accident history, coordinating emergency response procedures with local response organizations, conducting a hazard assessment, documenting a management system, implementing a prevention program and an emergency response program, and submitting a risk management plan that addresses all aspects of the risk management program for all covered processes and chemicals. A process at a source is covered under one of three different prevention programs (Program 1, Program 2, or Program 3) based directly or indirectly on the threat posed to the community and the environment by an accidental release. Program 1 has minimal requirements and applies to processes that have not had an accidental release with offsite consequences in the last five years before submission of the source's risk management risk management plan, and that have no public receptors (
                        <E T="03">e.g.,</E>
                         schools, hospitals) within the worst-case release scenario vulnerable zone for the process. Program 3 applies to processes not eligible for Program 1 and to processes covered by the OSHA PSM standard or classified in specified industrial sectors; it also has the most requirements. Program 2 has fewer requirements than Program 3 and applies to any process not covered under Programs 1 or 3. Programs 2 and 3 both require a hazard assessment, a prevention program, and an emergency response program, although Program 2 requirements are less extensive and more streamlined. For example, the Program 2 prevention program was intended to cover, in many cases, simpler processes at smaller businesses and does not require the following process safety elements: management of change, pre-startup review, contractors, employee participation, and hot work permits. The Program 3 prevention program is fundamentally identical to the OSHA PSM standard and designed to cover those processes in the chemical industry.
                    </P>
                    <HD SOURCE="HD2">B. Events Leading to This Proposed Action</HD>
                    <P>
                        On January 13, 2017, the EPA published amendments to the RMP rule (82 FR 4594). The 2017 Amendments rule was prompted by E.O. 13650, “Improving Chemical Facility Safety and Security.” 
                        <SU>4</SU>
                        <FTREF/>
                         The 2017 Amendments rule contained various new provisions applicable to RMP-regulated facilities addressing prevention program elements, including STAA, incident investigation root cause analysis, third-party compliance audits, emergency response coordination with local responders (including emergency response exercises), and availability of information to the public. In December 2019, the EPA finalized revisions to the RMP regulations to reconsider the rule changes made in January 2017. The 2019 Reconsideration rule rescinded certain information disclosure provisions of the 2017 Amendments rule, rescinded most of the new accident prevention requirements added by the 2017 rule, and modified other provisions of the 2017 Amendments rule.
                    </P>
                    <FTNT>
                        <P>
                            <SU>4</SU>
                             Available at 
                            <E T="03">https://obamawhitehouse.archives.gov/the-press-office/2013/08/01/executive-order-improving-chemical-facility-safety-and-security.</E>
                        </P>
                    </FTNT>
                    <P>
                        The 2024 SCCAP rule was prompted by Executive Order (E.O.) 13990, “Protecting Public Health and the Environment and Restoring Science to Tackle the Climate Crisis” (86 FR 7037). E.O. 13990 directed Federal agencies to review existing regulations and take action to address priorities established by the former Administration, which included bolstering regulations in response to the impacts of climate change and prioritizing environmental justice. As a result, the EPA again made updates to the RMP regulations through the 2024 SCCAP rule. These revisions included several changes to the accident prevention program requirements, including STAA, root cause analysis, employee participation, third-party audit, emergency preparedness, and information availability requirements, 
                        <PRTPAGE P="8975"/>
                        as well as several other changes to certain regulatory definitions or points of clarification.
                    </P>
                    <P>On January 20, 2025, President Trump issued E.O. 14148, titled “Initial Rescissions of Harmful Executive Orders and Actions” (90 FR 13037), which revoked E.O. 13990. On the same date, President Trump also issued E.O. 14154, “Unleashing American Energy”, which directed agencies (including the EPA) to review agency actions that potentially burden the development of domestic energy resources (90 FR 8353). In response, the EPA reviewed the 2024 SCCAP rule with respect to potentially burdensome requirements for facilities with processes in NAICS code 324 and, more specifically, facilities with processes in NAICS code 324 with hydrofluoric acid alkylation, a process used in petroleum refining. To align the RMP regulations with the Administration priorities outlined in E.O. 14148 and E.O. 14154, the Agency evaluated the RMP regulations and is proposing to take the actions set out in this preamble.</P>
                    <P>The EPA seeks comment on the proposed amendments detailed throughout this document, including with respect to the substance of the proposed changes; their impacts on safety, cost, and effective compliance; and any significant reliance interests the Agency should consider in deciding whether to finalize changes to the existing provisions at issue in this rulemaking. We request that any suggestions for alternative options include an appropriate rationale and supporting data for the Agency to be able to consider such alternative in a final action. To the extent submitted comments repeats or relies on material submitted in the docket used for the 2017 Amendments rule, the 2019 Reconsideration rule, or the 2024 SCCAP rule, we request that commenters include the relevant material in the submitted comment with a specific reference to the portion of the material cited as support.</P>
                    <HD SOURCE="HD2">C. The EPA's Authority To Revise the RMP Rule</HD>
                    <P>Congress granted the EPA authority to establish accident prevention rules under two provisions in CAA section 112(r)(7). Under CAA section 112(r)(7)(A), the EPA may set rules addressing the prevention, detection, and correction of accidental releases of substances listed by the EPA by rule (“regulated substances” listed in the tables 1 through 4 to 40 CFR 68.130). Such rules may include requirements related to monitoring, data collection, training, design, equipment, work practice, and operational requirements. In promulgating its regulations, the EPA may draw distinctions between types, classes, and kinds of facilities by taking into consideration various factors including size and location. This provision also indicates that the EPA has discretion regarding the date rules will take effect. Regulations become effective “as determined by the Administrator, assuring compliance as expeditiously as practicable.”</P>
                    <P>Under CAA section 112(r)(7)(B), Congress directed the EPA to develop “reasonable regulations and appropriate guidance” that provide for the prevention and detection of accidental releases of regulated substances and for response to such releases “to the greatest extent practicable.” Congress required an initial rulemaking under this subparagraph by November 15, 1993. CAA section 112(r)(7)(B) sets out a series of mandatory subjects to address, interagency consultation requirements, and provisions that allowed the EPA to tailor requirements to make them reasonable and practicable. The regulations needed to address “storage, as well as operations” and emergency response after accidental release; the EPA was to use the expertise of the Secretaries of Labor and Transportation in promulgating the regulations. This provision gave the EPA the discretion to recognize differences in factors such as “size, operations, processes, class, and categories of sources” and the voluntary actions taken by owners and operators of regulated sources to prevent and respond to accidental releases (CAA section 112(r)(7)(B)(i)). At a minimum, the regulations had to require any stationary source with more than a threshold quantity of regulated substances to prepare and implement a risk management plan. Such a plan is needed to provide for compliance with rule requirements under CAA section 112(r) and include a hazard assessment with release scenarios, accident history, release prevention program, and response program (CAA section 112(r)(7)(B)(ii)). Plans were to be registered with the EPA and submitted to various planning entities (CAA section 112(r)(7)(B)(iii)). These initial rules had to apply to sources three years after promulgation or three years after a substance was first listed for regulation under CAA section 112(r) (CAA section 112(r)(7)(B)(i)). The EPA fulfilled its initial obligations under section 112(r)(7)(B) with the 1996 RMP rule (61 FR 31668), but the Agency views section 112(r)(7)(B) to give the EPA continuing authority to improve the RMP regulations to achieve the statutory directives.</P>
                    <P>
                        In addition to the direction to use the expertise of the Secretaries of Labor and Transportation in CAA section 112(r)(7)(B), the statute more broadly requires the EPA to consult with these secretaries when carrying out the authority of CAA section 112(r)(7) and to “coordinate any requirements under [CAA section 112(r)(7)] with any requirements established for comparable purposes by” OSHA (CAA section 112(r)(7)(D)). This consultation and coordination language derives from and expands upon provisions on hazard assessments in the bill that passed in the Senate as its version of what eventually became the 1990 CAAA, section 129(e)(4) of S.1630. The Senate Committee Report noted that the purpose of the coordination requirement is to ensure that “requirements imposed by both agencies to accomplish the same purpose are not unduly burdensome or duplicative.” 
                        <SU>5</SU>
                        <FTREF/>
                         Thus, the mandate for coordination in the area of safer chemical processes was incorporated into CAA section 112(r)(7)(D). In the same legislation, Congress directed OSHA to promulgate a process safety standard that became the PSM standard (see CAAA of 1990 section 304).
                    </P>
                    <FTNT>
                        <P>
                            <SU>5</SU>
                             Committee on Environment and Public Works, Clean Air Act Amendments of 1989: Report of the Committee on Environment and Public Works, U.S. Senate, Together with Additional and Minority Views, to Accompany S.1630 (December 20, 1989), 
                            <E T="03">https://www.regulations.gov/document/EPA-HQ-OEM-2015-0725-0645.</E>
                        </P>
                    </FTNT>
                    <P>
                        The EPA used its authority under CAA section 112(r)(7) to issue the 1996 RMP rule (61 FR 31668), the 2017 Amendments rule (82 FR 4594), the 2019 Reconsideration rule (84 FR 69834), and the 2024 SCCAP rule (89 FR 17622). The Agency is also implementing this authority in this proposed rulemaking. These proposed amendments address three requirements of the RMP regulations: accident prevention program, emergency preparedness, and information availability. The prevention program provisions in this proposed rule address the prevention and detection of accidental releases and include the following topics: stationary source siting, STAA, third-party compliance auditing, natural hazards, power loss, safety information and RAGAGEP, hot work permit retention, and employee participation. The emergency response provisions in this proposed rule modify existing provisions that provide for owner or operator responses to accidental releases. The information availability provisions discussed in this document generally assist in the 
                        <PRTPAGE P="8976"/>
                        development of emergency response procedures and measures to protect human health and the environment after an accidental release (CAA section 112(r)(7)(B)(i)).
                        <SU>6</SU>
                        <FTREF/>
                         When determining which amendments would result in reasonable regulations that would also prevent and detect accidental releases of regulated substances to the greatest extent practicable, the EPA took into consideration multiple factors including—but not limited to—eliminating unnecessary burdens placed on facilities where there is not specific data available to show that the current RMP standards would reduce or have reduced the number of accidental releases, avoiding duplicative requirements, and realigning RMP requirements with OSHA PSM requirements. This proposed rulemaking therefore proposes substantive amendments to 40 CFR part 68 and is authorized by CAA section 112(r)(7)(A) and (B), as explained herein.
                    </P>
                    <FTNT>
                        <P>
                            <SU>6</SU>
                             Incident investigation, compliance auditing, and STAA are also authorized as release prevention requirements pertaining to stationary source design, equipment, work practice, recordkeeping, and reporting. Information disclosure is also authorized as reporting (CAA section 112(r)(7)(A)).
                        </P>
                    </FTNT>
                    <P>
                        In considering whether it is legally permissible for the EPA to modify provisions of the RMP rule while continuing to meet its obligations under CAA section 112(r), the Agency notes that it has made discretionary amendments to the 1996 RMP rule several times without dispute over its authority to issue discretionary amendments (64 FR 964, January 6, 1999; 64 FR 28696, May 26, 1999; 69 FR 18819, April 9, 2004). According to the decision in 
                        <E T="03">Air Alliance Houston</E>
                         v. 
                        <E T="03">EPA,</E>
                         906 F.3d 1049, 1066 (D.C. Cir. 2018), “EPA retains the authority under Section 7412(r)(7) [CAA section 112(r)(7)] to substantively amend the programmatic requirements of the [2017 RMP amendments] . . . subject to arbitrary and capricious review.” Therefore, the EPA has determined it has ample statutory authority to modify the provisions of the current RMP regulations in a reasonable manner that is reasonably explained.
                        <SU>7</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>7</SU>
                             
                            <E T="03">See Motor Vehicle Manufacturers. Association of the United States, Inc.</E>
                             v. 
                            <E T="03">State Farm Mutual Automobile Ins. Co.,</E>
                             463 U.S. 29 (1983). In addressing the standard of review to reconsider a regulation, the Supreme Court stated that the rescission or modification of safety standards “is subject to the same test” as the “agency's action in promulgating such standards [and] may be set aside if found to be `arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law' ” (463 U.S. at 41, quoting 5 U.S.C. 706). The same standard that applies to the promulgation of a rule applies to the modification or rescission of that rule.
                        </P>
                    </FTNT>
                    <P>
                        More generally, the Supreme Court has consistently held that unless provided otherwise by statute, agencies are free to change their existing policies, so long as they provide a reasoned explanation for the change, display awareness of the change, and consider “serious reliance interests.” 
                        <E T="03">FDA</E>
                         v. 
                        <E T="03">Wages &amp; White Lion Invs., LLC,</E>
                         145 S. Ct. 898, 917 (2025) (quoting 
                        <E T="03">FCC</E>
                         v. 
                        <E T="03">Fox Television Stations, Inc.,</E>
                         556 U.S. 502, 515 (2009)). The agency must also show that the changes in policy are permissible under the statute, and that “there are good reasons for [them], and that the agency believes [them] to be better” than prior policies. 
                        <E T="03">Fox Television,</E>
                         556 U.S. at 515. To that end, the agency does not need to demonstrate that the new policy is better than the prior one, “[n]or must it provide a more detailed justification than what would suffice for a new policy created on a blank slate.” 
                        <E T="03">Wages &amp; White Lion,</E>
                         145 S. Ct. at 918; 
                        <E T="03">See Fox Television,</E>
                         556 U.S. at 515. As explained in detail above, the policy changes proposed in this action are permissible under the statute. Additionally, as explained both in this section and throughout the preamble, the EPA has determined that there are good reasons for the policies described in this proposed rule and the EPA believes them to be better than policies we are proposing to rescind or amend.
                    </P>
                    <P>
                        As described in the 2022 SCCAP proposed rule, the Agency justified adding regulatory requirements to the prevention program provisions of the 2019 Reconsideration rule, STAA, incident investigation, root cause analysis, and third-party compliance audits based on, 
                        <E T="03">inter alia,</E>
                         a “broader based, rule-driven” approach in order to “have stationary sources handling dangerous chemicals work to prevent potentially catastrophic incidents” (87 FR 53565, August 31, 2022). The 2024 SCCAP rule was designed so that facilities would be more proactive in changing their processes rather than relying on case-specific enforcement actions to be the catalyst for facility updates (89 FR 17635). As described in the proposal for that action, the EPA thus attempted to focus on “certain classes of facilities [that] are more likely to have accidents near communities” by taking into consideration the size of the facility, the quantity of the substances handled, and the location of the facility in relation to other RMP facilities (87 FR 53565). Therefore, the 2024 SCCAP rule attempted to focus on certain perceived higher risk facilities by distinguishing among classes and categories of sources by industry and process type, as well as likelihood of an accidental release that may impact a community. However, as explained throughout this preamble, revolving entire new and costly provisions 
                        <SU>8</SU>
                        <FTREF/>
                         around only a portion of facilities identified by the EPA as being higher risk, resulted in duplicative and/or superfluous requirements, thereby adding unnecessary burden and costs onto many facilities subject to the Risk Management Program.
                    </P>
                    <FTNT>
                        <P>
                            <SU>8</SU>
                             For example, the 2024 SCCAP rule's STAA provisions accounted for $253.2M.
                        </P>
                    </FTNT>
                    <P>
                        The Agency acknowledges that while accidental releases remain a significant concern to communities, the number of accidental releases has steadily declined over the ten-year period evaluated for this proposed rulemaking, with 147 accidents (within 12,396 registered facilities facilities) in 2014 to 81 accidents (within 11,510 registered facilities) in 2023.
                        <SU>9</SU>
                        <FTREF/>
                         Because of that, it is clear that many of the sources subject to the 2024 SCCAP final rule prevention measures already had successful prevention programs in place. In fact, as explained in more detail in each section of this preamble, some of the requirements in the 2024 SCCAP rule were added without having specific data showing that those updates to the regulations would result in the decline of accidental releases, nor has recent data demonstrated such a result. We therefore believe it is better not to impose substantial regulatory requirements on entire industry sectors subject to the Risk Management Program on the basis of information about individual incidents and opinions where more comprehensive data do not demonstrate the efficacy of such a requirement across the board. For example, we believe the data do not adequately support the conclusion that incorporating new requirements such as those finalized for STAA, third-party audits, and retention of hot work permits would address safety issues or prevent accidental releases (see sections IV.A., C., and M. for further discussion of STAA, third-party audits, and retention of hot work permits, respectively). In order to address this gap in analysis, in addition to proposing specific updates and/or rescissions to the 2024 SCCAP requirements the EPA is requesting comment on how better to acquire data on some of these proposed requirements so that the EPA continues to ensure that its requirements are preventing accidental releases to the greatest extent practicable, while being reasonable and not unduly burdensome.
                    </P>
                    <FTNT>
                        <P>
                            <SU>9</SU>
                             Exhibits 3-13a and 3-13.1. Accident History Document.
                        </P>
                    </FTNT>
                    <PRTPAGE P="8977"/>
                    <P>Thus, rather than take the 2024 SCCAP approach with new STAA requirements on a subset of existing facilities and with new auditing and investigation requirements at all Program 2 and 3 facilities with one accident, the EPA has concluded for this proposed rulemaking that it could obtain accident-prevention benefits at lower cost through STAA requirements on only new processes coming into the Risk Management Program and by requiring third-party audits at facilities that have had two or more accidents in a five-year period. Through oversight on a source-specific basis, when the EPA identifies a facility that is not implementing a successful prevention program, the Agency has the ability to seek injunctive relief that includes appropriate safety measures. This approach is supported by the observed reduction in the rate of RMP-reportable accidents over many years. Therefore, in this proposed rulemaking, the EPA is considering a more reasonable and practicable approach to accident prevention in order to avoid an unnecessary increase in compliance costs for the entire regulated community.</P>
                    <P>
                        An additional benefit to the EPA's proposed changes would be to realign RMP requirements with OSHA requirements to the extent we can do so consistently with the EPA's statutory directive. While the EPA generally has broad authority to prevent accidental releases separate from OSHA requirements, the statute also requires that the EPA “coordinate any requirements . . . with any requirements established for comparable purposes by [OSHA.]” CAA section 112(r)(7)(D). As mentioned above, the legislative history for this section outlines that the purpose of the coordination requirement is to ensure that “requirements imposed by both agencies to accomplish the same purpose are not unduly burdensome or duplicative.” 
                        <SU>10</SU>
                        <FTREF/>
                         As outlined in specific detail in each applicable section below, we believe there were several instances where the 2024 SCCAP rule departed unnecessarily from OSHA PSM standards. As explained below, we have determined that this resulted in a combination of unnecessary burdens on facilities and caused confusion as to what the requirements actually were. Therefore, this proposed rule aims to be consistent with the EPA's historic practice by realigning RMP regulations, where reasonable and appropriate, with OSHA regulations in order to ensure that the RMP requirements are not unduly burdensome. In so doing, the EPA does not delegate to OSHA or assign it primacy in the subject matter. The EPA does not take the position that neither agency can act without the other moving in sync. Rather, reflecting on the potential burden of the changes adopted in the 2024 SCCAP rule as well as the lack of data concerning the benefits of the rule-driven approach adopted in the 2024 SCCAP rule, we believe continued coordination with OSHA on the issues being addressed would lead to better accident prevention.
                    </P>
                    <FTNT>
                        <P>
                            <SU>10</SU>
                             
                            <E T="03">Supra</E>
                             FN [8]. Committee on Environment and Public Works, Clean Air Act Amendments of 1989: Report of the Committee on Environment and Public Works, U.S. Senate, Together with Additional and Minority Views, to Accompany S.1630 (December 20, 1989), 
                            <E T="03">https://www.regulations.gov/document/EPA-HQ-OEM-2015-0725-0645.</E>
                        </P>
                    </FTNT>
                    <P>Finally, this proposed rule addresses important security concerns that were raised during the 2022 SCCAP proposed rule comment period and since the 2024 SCCAP rule was finalized, specifically revolving around information availability. The EPA reaffirms its view of the importance of balancing the public's need for chemical hazard information with chemical facility security. From the beginning, one of the objectives of the Risk Management Program has been to improve the availability of information about chemical hazards to community members and emergency planners in order to improve emergency preparedness. As addressed more fully in section IV.B., this proposed rule would rescind certain provisions from the 2024 SCCAP rule, while also proposing to modify others. For example, the EPA is proposing to retain, albeit in a more controlled manner, the RMP Public Data Tool. This would allow people to search for facilities nearby while also balancing important security concerns by limiting search criteria to the county-level and eliminating the mapping feature. The EPA's proposed revisions aim to ensure that the information shared with the public provide stability and certainty to concerned individuals while also saving on costs to the facility and safeguarding information that could be used improperly.</P>
                    <P>
                        The EPA acknowledges that this compliance- and performance-driven approach is similar to the EPA's justification for the 2019 Reconsideration rule (84 FR 69843), which was subsequently reconsidered in the 2024 SCCAP rule. However, as explained above and in each individual proposed regulation update below, the EPA is proposing options to reduce the burden and overall costs from the 2024 SCCAP rule. Further, the EPA is initiating this rulemaking before the compliance dates for the 2024 SCCAP rule go into effect to put the regulated entities and the surrounding communities on notice of the EPA's proposed changes. The EPA is committed to conducting this rulemaking expeditiously to avoid disruption of any serious reliance interests related to certain SCCAP compliance dates (89 FR 17680).
                        <SU>11</SU>
                        <FTREF/>
                         By focusing on requirements that would prevent accidental releases while also not being unduly burdensome to facilities, the EPA continues to fulfill its statutory duty to promulgate reasonable regulations to provide to the greatest extent practicable for the prevention and detection of accidental releases.
                    </P>
                    <FTNT>
                        <P>
                            <SU>11</SU>
                             The 2024 SCCAP rule requires regulated sources to comply with new STAA, incident investigation root cause analysis, third-party compliance audit, employee participation, emergency response public notification and exercise evaluation reports, and information availability provisions, unless otherwise stated, three years after the effective date of the final rule, which is May 10, 2027. The Agency stated that time is needed for facility owners and operators to understand the revised rule; train facility personnel on the revised provisions; learn new investigation techniques, as appropriate; research safer technologies; arrange for emergency response resources; incorporate changes into their RMPs; and establish a strategy to notify the public that certain information is available upon request.
                        </P>
                    </FTNT>
                    <HD SOURCE="HD1">IV. Proposed Action</HD>
                    <P>This proposed action addresses 14 substantive issues: safer technologies and alternatives analyses (STAA), information availability, third-party audits, employee participation, community and emergency responder notification, stationary source siting, natural hazards, power loss, declined recommendation documentation, emergency response exercises, process safety information (PSI) and recognized and generally accepted good engineering practices (RAGAGEP), deregistration form information collection, hot work permit retention, and the retail facility definition.</P>
                    <P>
                        The EPA's main objectives through this proposed rulemaking are to avoid duplicative requirements, realign RMP requirements with OSHA PSM requirements, and eliminate unnecessary burdens placed on facilities where there are not specific data available to show that the current RMP standards would reduce or have reduced the number of accidental releases. Below, the EPA presents several proposed amendments for consideration and public comment. Additional information can be found in the Technical Background Document and the Accident History document in 
                        <PRTPAGE P="8978"/>
                        the rulemaking docket.
                        <SU>12</SU>
                        <FTREF/>
                         The Agency seeks comment on the information in those documents as well.
                    </P>
                    <FTNT>
                        <P>
                            <SU>12</SU>
                             Available in the docket, Docket ID No. EPA-HQ-OLEM-2025-0313.
                        </P>
                    </FTNT>
                    <HD SOURCE="HD2">A. Safer Technologies and Alternatives Analysis (STAA)</HD>
                    <P>The 2024 SCCAP rule added STAA requirements to the existing RMP regulations in 40 CFR 68.67 governing PHAs for Program 3 processes. STAA is a means of evaluating chemical processes to identify opportunities to use inherently safer technology or design measures (IST/ISD), as well as consider other passive, active, or procedural measures to reduce the risk of accidental releases of regulated substances.</P>
                    <P>
                        • IST/ISD measures are those that minimize the use of regulated substances, substitute less hazardous substances, moderate the use of regulated substances, or simplify processes to make accidental releases less likely, or the impacts of such releases less severe.
                        <SU>13</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>13</SU>
                             CCPS. 2009. Inherently Safer Chemical Processes: A Life Cycle Approach, 2nd ed., American Institute of Chemical Engineers, CCPS New York, Wiley.
                        </P>
                    </FTNT>
                    <P>
                        • Passive risk management measures are those that use design features to reduce either the frequency or consequence of the hazard without human, mechanical, or other energy input. Examples include pressure vessel designs, dikes, berms, and blast walls.
                        <SU>14</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>14</SU>
                             
                            <E T="03">Id.</E>
                        </P>
                    </FTNT>
                    <P>
                        • Active risk management measures or engineering controls rely on mechanical or other energy input to detect and respond to process deviations. Examples of active measures include alarms, safety instrumented systems, and detection hardware (such as hydrocarbon sensors).
                        <SU>15</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>15</SU>
                             
                            <E T="03">Id.</E>
                        </P>
                    </FTNT>
                    <P>
                        • Procedural, or administrative, measures include operational practices or policies that prevent or minimize incidents, such as policies limiting the filling of a tank to less than capacity or checklists to follow when starting up a process.
                        <SU>16</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>16</SU>
                             
                            <E T="03">Id.</E>
                        </P>
                    </FTNT>
                    <P>For additional background and explanation on STAA, refer to the EPA's discussion of safer technology and alternatives in the 2016 Amendments proposed rule and the 2022 SCCAP proposed rule (81 FR 13638; 87 FR 53556).</P>
                    <P>The 2024 SCCAP rule adopted three measures related to STAA. The rule required:</P>
                    <P>• All regulated facilities with Program 3 processes in NAICS codes 324 (petroleum and coal products manufacturing) and 325 (chemical manufacturing) to conduct a STAA evaluation under 40 CFR 68.67(c)(9)(i);</P>
                    <P>• For a subset of facilities with processes in these sectors to conduct a practicability assessment for IST/ISD under 40 CFR 68.67(c)(9)(ii). This applied to:</P>
                    <P>○ Co-located sources within one mile of another stationary source having a covered process in NAICS code 324 or 325,</P>
                    <P>○ Refinery hydrogen fluoride (HF) alkylation processes, and</P>
                    <P>○ Those that have had a reportable accident since the most recent process hazard analysis (PHA); and</P>
                    <P>• For the same subset of facilities to implement at least one practicable passive measure or similarly protective combination of active or procedural measure(s) resulting from each STAA practicability assessment (40 CFR 68.67(h)).</P>
                    <P>The EPA understands that there is value in examining safer alternatives and considering IST for improving process safety, and that owners and operators should consider and address inherent safety at their facilities, as appropriate. The Agency also has determined that the EPA's legal authority to require a STAA evaluation arises under both paragraphs (A) and (B) of CAA section 112(r)(7) (87 FR 53563-53564 and 89 FR 17647). However, the EPA also understands that STAA measures impose significant costs and other burdens on regulated entities. As a result, the EPA is proposing to remove these regulatory requirements for existing facilities to reduce burden on sources that are already implementing effective prevention programs. The EPA is proposing to retain STAA evaluation criteria for new processes entering the Risk Management Program.</P>
                    <P>
                        For the reasons outlined in further detail in the following subsections, the EPA is proposing to rescind the STAA implementation requirements under 40 CFR 68.67(h). The EPA is also proposing to modify the STAA evaluation and practicability provisions under 40 CFR 68.67(c)(9) by removing the requirement for all facilities with Program 3 regulated processes in NAICS codes 324 and 325 to conduct a STAA evaluation and the requirement for a narrower subset of facilities with Program 3 processes in NAICS codes 324 and 325 to conduct a practicability assessment for IST/ISD. Rather, in this document, the EPA proposes that the initial STAA evaluation requirement currently in 40 CFR 68.67(c)(9)(i) apply to all 
                        <E T="03">new</E>
                         Program 3 processes, regardless of NAICS code. The Agency proposes that processes considered to be new, and subject to these requirements, include any newly designed and built processes at existing or newly operating facilities. This would include processes that become operational and subject to the RMP rule three years after the effective date of this final rule. The EPA seeks comments on what should be considered a new process, and alternative options for how to set this requirement.
                    </P>
                    <HD SOURCE="HD3">1. Background on IST/ISD</HD>
                    <P>In the 1995 supplemental notice of proposed rulemaking (SNPRM) for the initial requirements under CAA section 112(r)(7), the EPA solicited comments on requiring IST (60 FR 13534-13535, March 13, 1995). Prior to the 2017 Amendments rule, however, the EPA had not required RMP facilities to conduct a STAA or implement identified IST/ISD. The 2017 Amendments rule added a requirement to the PHA for owners or operators of facilities with Program 3 regulated processes in NAICS codes 322 (paper manufacturing), 324 (petroleum and coal products manufacturing), and 325 (chemical manufacturing) to conduct a STAA as part of their PHA and evaluate and document the practicability of any IST identified.</P>
                    <P>
                        In the 2019 Reconsideration rule, the EPA removed the 2017 STAA requirement for all facilities based on an accident history analysis (84 FR 69834). As stated in the 2022 SCCAP proposed rule, “EPA analyzed accident history data in the RMP database, both nationally and in States and localities with programs that contained some or all the elements of the prevention program provisions. . . The analysis suggested that accident rates in jurisdictions that adopted STAA-like programs were not lower than national accident rates. Based on this assessment, EPA concluded that STAA regulations would likely not be effective at reducing accidents if applied on a national scale, relative to the pre-2017 program.
                        <SU>17</SU>
                        <FTREF/>
                         Instead, EPA decided to take a source-specific, compliance-driven approach, using oversight and enforcement tools to identify sources that could benefit from STAA and to then seek STAA adoption at such sources.” 87 FR 53576.
                    </P>
                    <FTNT>
                        <P>
                            <SU>17</SU>
                             
                            <E T="03">Id.</E>
                        </P>
                    </FTNT>
                    <P>
                        In the 2022 SCCAP proposed rule, the EPA, relying in part on comments received from the New Jersey Department of Environmental Protection (NJDEP) regarding data from their State program which has STAA- and IST-like regulations in place, determined that the 
                        <PRTPAGE P="8979"/>
                        low accident counts in New Jersey (zero to two per year) in the relevant sectors prevented the Agency from reaching meaningful conclusions regarding the effectiveness of STAA provisions (87 FR 53578). The Agency concluded that it was more appropriate to emphasize the views of the Chemical Safety and Hazard Investigation Board (CSB) and other researchers, case studies, and the EPA's technical judgement rather than the analysis in the 2019 Reconsideration rule. That analysis compared accident rates of facilities regulated under the New Jersey Toxic Catastrophe Prevention Act Program to national rates for RMP facilities and helped form the basis for rescinding STAA (87 FR 53579).
                    </P>
                    <P>The 2024 SCCAP rule added a requirement for all regulated sources in NAICS codes 324 and 325 to conduct a STAA evaluation as part of a PHA. The 2024 SCCAP rule also added additional requirements for a subset of facilities, including: those with Program 3 processes in NAICS codes 324 and 325 that are located within one mile of another stationary source having a covered process in NAICS code 324 or 325, in NAICS code 324 with hydrofluoric acid alkylation covered processes, and in NAICS codes 324 and 325 that have had one accident meeting the accident history reporting requirements under 40 CFR 68.42 since the most recent PHA. In addition to the STAA evaluation, the 2024 SCCAP rule required this subset of facilities to conduct an IST/ISD practicability assessment and implement at least one passive measure, or an IST/ISD, or a combination of active and procedural measures equivalent to or greater than the risk reduction of a passive measure after each STAA.</P>
                    <HD SOURCE="HD3">2. STAA Applicability</HD>
                    <P>The EPA is proposing to revise the STAA applicability provisions as delineated in the 2024 SCCAP rule. Specifically, the EPA is proposing to rescind the STAA implementation and practicability requirements for all sources in the petroleum and coal products manufacturing (NAICS 324) and chemical manufacturing (NAICS 325) sectors located within one mile of another RMP-regulated 324 or 325 facility; all facilities with processes in NAICS 324 using HF in an alkylation unit; and all facilities with Program 3 processes in NAICS codes 324 and 325 that have had an accidental release that meets the accident history reporting requirements under 40 CFR 68.42 since the facility's most recent PHA. The EPA is also proposing to rescind the STAA evaluation requirements for all covered processes in NAICS codes 324 and 325.</P>
                    <P>By limiting the applicability of the STAA provisions to processes under specific NAICS codes in the 2024 SCCAP rule, the Agency has determined that it inadvertently created new Program levels. In the 1995 SNPRM, the EPA proposed the use of three “Tiers,” which became “Programs” in the 1996 RMP rule, to ensure that the effort to achieve the program objectives is appropriate to the potential risk. The tiered approach also accounted for the prevention steps that sources were already required to take under other regulatory programs. To establish which sources would be assigned to Program 3, the EPA analyzed its Accidental Release Information Program database for the period from 1987 to 1993 and identified sources in specific Standard Industrial Classification codes (later replaced by NAICS codes) that had a release history which supported requiring those sectors to implement a Program level 3 prevention program. Program 3 also applies to processes subject to the OSHA PSM standard (29 CFR 1910.119). In applying the STAA evaluation provisions to only sources with processes in NAICS codes 324 and 325, and the practicability and implementation provisions to a subset of those facilities, the EPA in effect created additional Program levels that do not align with those established by the 1996 RMP rule. The EPA now recognizes that the addition of these new unofficial Program levels may have created an unnecessary burden for affected industry groups and is not supported by the data, for the reasons described below. Therefore, the EPA is proposing a compliance- and performance-driven approach to STAA rather than establishing over-broad regulatory requirements that could impose unnecessary burdens on regulated facilities, many of which are already performing well. A compliance- and performance-driven approach is more practicable because it provides regulatory relief to sources implementing effective programs and the EPA can tailor compliance activities to sources with less effective prevention programs.</P>
                    <P>
                        By requiring that a subset of processes comply with the STAA provisions in the 2024 SCCAP rule, the Agency mistakenly added an additional burden to complex processes that were already subject to the full risk management program. These already comprehensive risk management program regulations have been effective in preventing and mitigating chemical accidents in the United States. The total number of accidental releases at Program 3 RMP facilities declined by 45% over the ten-year period evaluated for this proposed rulemaking, with 147 accidents having occurred in 2014 and 81 accidents in 2023.
                        <SU>18</SU>
                        <FTREF/>
                         For Program 3 sources in NAICS codes 324 and 325, the number of RMP-reportable accidents declined by 43%, from 65 accidents in 2014 to 37 in 2023.
                        <SU>19</SU>
                        <FTREF/>
                         Therefore, imposing these STAA provisions on whole industry sectors when most individual sources have successful accident prevention programs adds additional, unnecessary burden to owners and operators who are usually in the best position to make the determination of when it is appropriate to evaluate and implement safer technologies.
                    </P>
                    <FTNT>
                        <P>
                            <SU>18</SU>
                             Exhibit 3-13a. Accident History Document.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>19</SU>
                             
                            <E T="03">Id.</E>
                        </P>
                    </FTNT>
                    <P>
                        For this proposed action, the EPA reviewed accident data over a 10-year period, from 2014-2023. Facilities with processes subject to the STAA provisions as finalized by the 2024 SCCAP rule also had low rates of accidents having offsite impacts, including offsite deaths, injuries, evacuations, sheltering in place, property damage, or environmental damage. Between 2014 and 2023, the total number of RMP-reportable accidents having had offsite impacts, across all sectors and Program levels, was 335 accidents (within 11,510 registered facilities in 2023; roughly 33 accidents per year).
                        <SU>20</SU>
                        <FTREF/>
                         Over this time period, the subset of facilities subject to the 2024 SCCAP rule STAA provisions (662 registered RMP facilities) had 91 accidents (approximately 9 accidents per year) with offsite impacts resulting in $12.92 million in property damage, accounting for approximately 27% of accidents with offsite impacts and 6.4% of property damages, respectively.
                        <SU>21</SU>
                        <FTREF/>
                         The majority of RMP-reportable accidents causing offsite impacts between 2014 and 2023 occurred at facilities that would not be subject to the STAA provisions as finalized in the 2024 SCCAP rule. The EPA, therefore, now believes that it is more appropriate to take a performance-based approach to STAA. This will allow the Agency to focus compliance efforts on facilities that are having accidents, especially those having offsite impacts affecting the surrounding community without burdening those facilities that are not having accidents.
                    </P>
                    <FTNT>
                        <P>
                            <SU>20</SU>
                             Exhibit 3-12. Accident History Document.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>21</SU>
                             
                            <E T="03">Id.</E>
                        </P>
                    </FTNT>
                    <P>
                        The subset of processes required to comply with the STAA practicability and implementation provisions in the 2024 SCCAP rule also showed a decline 
                        <PRTPAGE P="8980"/>
                        in accidents at facilities with these processes over time, with 50 accidents occurring in 2014 and 35 accidents (within 662 registered STAA facilities) occurring in 2023.
                        <SU>22</SU>
                        <FTREF/>
                         Between 2019 and 2023, a total of 184 accidents occurred at facilities with processes subject to the STAA practicability and implementation provisions required by the 2024 SCCAP rule.
                        <SU>23</SU>
                        <FTREF/>
                         In 2023, 662 RMP facilities had processes that met the requirements to be subject to those 2024 SCCAP rule provisions.
                        <SU>24</SU>
                        <FTREF/>
                         Using the 2023 facility count, and not accounting for facilities that had multiple accidents, approximately 28% of this subset of facilities had an RMP-reportable accident over the 5-year period. Thus, 72% of facilities subject to the STAA practicability and implementation provisions finalized in the 2024 SCCAP rule did not have an RMP-reportable accident between 2019 and 2023.
                        <SU>25</SU>
                        <FTREF/>
                         With most facilities not having any reportable accidents, applying the STAA provisions to these specific industry sectors places additional burdens on owners or operators of facilities that are not having accidents without providing any tangible benefits.
                    </P>
                    <FTNT>
                        <P>
                            <SU>22</SU>
                             
                            <E T="03">Id.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>23</SU>
                             
                            <E T="03">Id.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>24</SU>
                             
                            <E T="03">Id.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>25</SU>
                             Exhibit 3-13a.1. Accident History Document.
                        </P>
                    </FTNT>
                    <P>The 2024 SCCAP rule also applied more stringent regulatory requirements for facilities in NAICS codes 324 and 325 located within one mile of another stationary source having a covered process in NAICS code 324 or 325. The EPA does not dispute that communities near densely co-located facilities in these NAICS codes have experienced more frequent accidents than communities near other facilities in these NAICS codes and have had more offsite impacts from releases than other communities have experienced (87 FR 53577). However, the EPA has determined that utilizing the median distance of one mile between facilities with processes in NAICS codes 324 and 325 in the period from 2016 to 2020 to the nearest facilities with a process in NAICS code 324 or 325 imposed an undue burden for these sources by requiring them to conduct a STAA practicability analysis and implement at least one passive, or other, combination of measures. The EPA is not aware of any evidence to show that neighboring facilities increase the hazards at nearby facilities. Additionally, the EPA recognizes that its prior statements regarding the possibility of a “knock-on” release occurring due to the proximity of densely co-located refining and chemical manufacturing facilities are flawed because the Agency is not aware of any accidents occurring at co-located facilities with processes in NAICS code 324 or 325 that have led to an accidental release at a nearby facility.</P>
                    <P>
                        The 2024 SCCAP rule also required owners or operators of processes in NAICS code 324 with hydrofluoric acid alkylation covered processes to comply with additional STAA requirements. The EPA discussed HF in the 2022 SCCAP proposed rule and the 2024 SCCAP final rule (87 FR 53576; 89 FR 17646). HF is a toxic chemical that is lethal at 30 ppm. It is covered by the Risk Management Program when more than 1,000 pounds are used in a process. See 40 CFR 68.130. The Agency recognizes that the extreme toxicity of HF is of concern to the public. The EPA also acknowledges that there are potentially safer alternatives available for HF alkylation that have been successfully implemented by refineries, such as sulfuric acid alkylation, ionic liquid alkylation, or solid acid catalyst alkylation.
                        <E T="51">26 27</E>
                        <FTREF/>
                         These alternatives, along with other IST/ISD, active, passive, and procedural measures may be considered by owners and operators of HF alkylation processes when conducting a STAA evaluation. However, placing burdensome STAA practicability assessment and implementation requirements on owners and operators of NAICS 324 sources with HF alkylation processes may result in facilities limiting their consideration of more costly options, even if they may be more effective in preventing accidental releases. The EPA recognizes that owners and operators are in the best position to determine whether it is appropriate to assess the practicability of, and ultimately implement, alternatives, especially because the costs of implementation can be as high as $900 million.
                        <SU>28</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>26</SU>
                             Chevron, Chevron and Honeywell Announce Start-up of World's First Commercial ISOALKYTM Ionic Liquids Alkylation Unit, last modified April 13, 2021, 
                            <E T="03">https://www.chevron.com/stories/chevron-and-honeywell-announce-start-up-of-isoalky-ionic-liquids-alkylation-unit.</E>
                        </P>
                        <P>
                            <SU>27</SU>
                             United Steelworkers, A Risk Too Great: Hydrofluoric Acid in U.S. Refineries (April 2013), 
                            <E T="03">https://assets.usw.org/resources/hse/pdf/A-Risk-Too-Great.pdf.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>28</SU>
                             The EPA located cost estimates to modify or replace an HF alkylation unit, ranging from $50 million to $900 million. 
                            <E T="03">See</E>
                             Regulatory Impact Analysis: Safer Communities by Chemical Accident Prevention: Final Rule. August 30, 2023. 
                            <E T="03">https://www.regulations.gov/document/EPA-HQ-OLEM-2022-0174-0587.</E>
                        </P>
                    </FTNT>
                    <P>
                        Although the list of regulated substances established by the 1994 List rule includes HF, it also includes an array of other substances that may cause harm to human health and the environment (59 FR 4478). For this proposed rule, the EPA examined the average annual number of RMP-reportable accidents per facility by chemical between 2014 and 2023. In so doing, the EPA found an average of 4.5 accidents per year occurred at an average of 139 facilities with HF covered processes, or 0.032 accidents per facility.
                        <SU>29</SU>
                        <FTREF/>
                         The EPA found that multiple other chemicals, including phosgene, hydrogen sulfide, and chlorine dioxide, among others, had higher annual frequencies of accidents occurring per facility over HF.
                        <SU>30</SU>
                         When looking at the average annual number of RMP-reportable accidents per process over the same time period, the average annual number of accidents occurring per HF process was 0.024.
                        <SU>31</SU>
                         This frequency was less than that of other chemicals, including methyl mercaptan and hydrogen selenide, among others.
                        <SU>32</SU>
                         Additionally, the 10-year monetized accident costs per 2023 facility and per 2023 process shows that accidents involving HF did not cause significantly more damage than accidents involving other regulated substances.
                        <SU>33</SU>
                         Program 3 facilities in NAICS 324 with HF alkylation covered processes, subject to STAA implementation requirements, had higher rates of accidents between 2014 and 2023 (1.42 per 2023 facility and 0.09 per 2023 process) and monetized accident costs ($31.8 million per 2023 facility and $2.1 million per 2023 process).
                        <SU>34</SU>
                         However, only six of these 43 facilities were responsible for 89% of the 2014-2023 monetized accident costs at Program 3 facilities in NAICS 324 with HF alkylation covered processes.
                        <SU>35</SU>
                         Based on this analysis, the EPA has tentatively determined that the majority of affected sources are effectively managing the risks of these processes. As a result, the EPA has tentatively determined that placing additional requirements on all owners and operators of HF alkylation processes is not justified and a compliance- and performance-driven program is more appropriate.
                    </P>
                    <FTNT>
                        <P>
                            <SU>29</SU>
                             Exhibit 3-13j.1. Accident History Document.
                        </P>
                        <P>
                            <SU>30</SU>
                             
                            <E T="03">Id.</E>
                        </P>
                        <P>
                            <SU>31</SU>
                             Exhibit 3-13j.2. Accident History Document.
                        </P>
                        <P>
                            <SU>32</SU>
                             
                            <E T="03">Id.</E>
                        </P>
                        <P>
                            <SU>33</SU>
                             Exhibit 3-13k. Accident History Document.
                        </P>
                        <P>
                            <SU>34</SU>
                             Exhibit 3-13a and Exhibit 3-13b. Accident History Document.
                        </P>
                        <P>
                            <SU>35</SU>
                             Exhibit 3-13a, Exhibit 3-13b, and Exhibit 3-17. Accident History Document.
                        </P>
                    </FTNT>
                    <P>
                        The 2024 SCCAP rule also placed additional STAA requirements on facilities with processes in NAICS codes 324 and 325 that had one accident meeting the accident history reporting requirements under 40 CFR 68.42 since the most recent PHA. As the EPA has 
                        <PRTPAGE P="8981"/>
                        stated in previous rulemakings, a past accident is one of the best predictors of future accidents that could potentially threaten a facility's nearby community (89 FR 17649). Rather than requiring these sources to perform a STAA practicability assessment and implement one passive, or other, combination of measures, the EPA is proposing to take a more compliance- and performance-driven approach to these sources having accidents. As the EPA described in the 2019 Reconsideration rule, this approach prioritizes inspections at facilities that have had an accidental release (84 FR 69843). By using a compliance- and performance-driven approach, the Agency may require STAA actions through enforcement actions that are specific to a facility or situation, and therefore more appropriate, without placing a broad requirement to conduct a practicability assessment that may not appropriately address the risks at a given facility that has had an accident. This approach also addresses the potential for risk-shifting (described in section IV.A.5. below) at these already accident-prone facilities. Therefore, the EPA is proposing to assess all sources that have had accidents through a compliance- and performance-driven approach, which may result in enforcement actions that require STAA-like actions to be taken as injunctive relief for sources with less effective prevention programs, where the Agency determines that such relief is appropriate. Because the Agency can pursue imposing these requirements through enforcement actions, imposing a blanket requirement on these facilities is unnecessary and potentially overbroad.
                    </P>
                    <HD SOURCE="HD3">3. STAA Implementation</HD>
                    <P>
                        The EPA is proposing to rescind the STAA implementation requirements under 40 CFR 68.67(h) for the subset of facilities with Program 3 regulated processes in NAICS codes 324 and 325. These implementation requirements represented the largest annualized cost of the 2024 SCCAP rule ($168.7 million at a 3% discount rate and $167.0 million at a 7% discount rate) (89 FR 17623).
                        <SU>36</SU>
                        <FTREF/>
                         With the estimated total annualized cost of the final rule being $256.9 million at a 3% discount rate and $259.0 million at a 7% discount rate over a 10-year period, this provision alone accounted for approximately 67% of the total cost of the 2024 SCCAP rule (89 FR 17623).
                        <SU>37</SU>
                        <FTREF/>
                         Over the period 2014-2023, the monetized impacts of accidents for sources subject to the STAA implementation and practicability requirements averaged $277.57 million per year (2022 dollars).
                        <SU>38</SU>
                        <FTREF/>
                         Thus, for the monetized benefits of the STAA implementation provisions to outweigh the costs, these provisions would need to reduce accident costs by at least 60% of historical monetized accident costs.
                        <SU>39</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>36</SU>
                             Note the 2024 SCCAP rule reported the annualized cost of STAA implementation as $204.9 million at a 7% discount rate due to a calculation error corrected above.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>37</SU>
                             Note the 2024 SCCAP rule reported the annualized cost of the final rule as $296.9 million at a 7% discount rate due to a calculation error corrected above.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>38</SU>
                             Exhibit 3-15. Accident History Document.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>39</SU>
                             As described in the 2024 SCCAP rule RIA, monetized accident costs omit certain unmonetized damages.
                        </P>
                    </FTNT>
                    <P>
                        In addition, the STAA initial evaluation and practicability assessment provisions are prerequisites for STAA implementation. Therefore, the cost of the initial evaluation and practicability assessment provisions should be considered too when assessing the costs and benefits of the STAA implementation provisions. The estimated total annualized cost of all three of these provisions for the subset of sources subject to the STAA implementation requirements is $208.9 million at a 3% discount rate and $209.7 million at a 7% discount rate over a 10-year period.
                        <SU>40</SU>
                        <FTREF/>
                         Thus, for the benefits of the STAA implementation provisions, inclusive of evaluation and practicability assessment at these implementing facilities, to outweigh the monetized accident damages, these provisions would need to reduce accident costs by at least 75% of historical monetized accident costs. The EPA is not aware of any data to suggest that the STAA measures in the 2024 SCCAP rule would reduce monetized accident damages by half, much less three-quarters. The RMP program already relies on using layered prevention and mitigation strategies that may be as effective, if not more effective, than some ISTs. By using a defense-in-depth strategy, owners and operators may be able to achieve high levels of protection without implementing costly safer technologies. As a result, the EPA recognizes that the STAA implementation requirements impose an unnecessary burden on regulated entities with little to no demonstrable safety benefits.
                    </P>
                    <FTNT>
                        <P>
                            <SU>40</SU>
                             See Exhibit 6-2: STAA Costs for Implementation Facilities in the 2025 Regulatory Impact Analysis (RIA) Chapter 6: Benefits of the Proposed Rule.
                        </P>
                    </FTNT>
                    <P>Moreover, implementing a safer technology or other passive, active, or procedural measure does not ensure accident prevention. As stated in the 2024 SCCAP rule, requiring facilities to implement IST can involve extensive changes to a facility's process (89 FR 17652). Specifically, previous comments on the STAA provisions have raised the concern of risk shifting when implementing STAA requirements. The EPA acknowledges that any change to a process, especially if it involves substitution of alternative chemicals and/or major process redesign to existing processes, can introduce new hazards, such as unfamiliar processes or previously unidentified chemical hazards. However, these hazards may not always be recognized during the STAA evaluation stage, leading to risk shifting and potential adverse consequences of changes made. Because of this, implementing IST/ISD or passive, active, and/or procedural measures may not result in the intended accident reduction. In other words, while technologies that may be implemented may be inherently safer for one aspect of a process, they may not address all potential safety concerns. For example, implementing a safer technology would not automatically address the root cause of accidents. Each facility requires a site-specific evaluation of potential hazards and, as such, owners and operators are in the best position to make a determination of if or when to implement safer technologies. To that end, the Agency expects that owners and operators will determine where the highest risks are at their facilities and follow industry best practices to make the switch to safer technologies when practicable. As a result, the Agency has tentatively determined that the STAA implementation requirements are not justified and a compliance- and performance-driven program that directly targets sources with less effective prevention programs through enforcement actions is more appropriate because it does not unduly burden sources that have effective prevention programs. Therefore, the EPA is proposing to rescind the STAA implementation requirements under 40 CFR 68.67(h) for the subset of facilities with Program 3 regulated processes in NAICS codes 324 and 325.</P>
                    <HD SOURCE="HD3">4. STAA Practicability Assessment</HD>
                    <P>
                        The EPA is proposing to rescind the STAA practicability requirements under 40 CFR 68.67(c)(9)(ii) for the subset of facilities with Program 3 regulated processes in NAICS codes 324 and 325. These requirements represent the second largest annualized cost of the 2024 SCCAP rule ($27.0 million at a 3% discount rate and $28.6 million at a 7% discount rate) (89 FR 17623). The 
                        <PRTPAGE P="8982"/>
                        Agency acknowledges that there is value in assessing the practicability of implementing safer technologies when appropriate; however, requiring a subset of owners and operators of regulated processes to perform a practicability assessment alone may not result in tangible benefits, and therefore does not justify the cost.
                    </P>
                    <P>By proposing to rescind the requirement for a subset of facilities to conduct STAA practicability assessments, the EPA intends to remove an overly burdensome paperwork requirement that likely would not result in improved safety. Conducting a practicability assessment alone, without implementing a practicable passive or other measure, would not provide benefits to owners or operators that would aid in protecting workers, surrounding communities, and the environment from chemical accidents. Additionally, the results of a STAA evaluation and practicability assessment are highly dependent upon the specific risk being evaluated, such as technological failures, natural disasters, human errors, acts of malfeasance, etc. The IST/ISD considerations for each individual risk being evaluated would likely often yield different, and perhaps contradictory, results when the same chemical process is evaluated relative to different causes of accidental releases. This could lead to uncertainty on how to assess practicability, as the results of an evaluation, and therefore what is practicable, depend on the risk being evaluated. Even then, solutions deemed “practicable” to address one risk factor may not result in the greatest reduction of overall risk. Additionally, owners or operators need to consider the potential tradeoffs associated with a “practicable” solution addressing one risk factor that may inadvertently increase another. Assessing tradeoffs is a part of assessing practicability of safer technologies; however, it lacks clarity for compliance. Therefore, the EPA is proposing to rescind the STAA practicability requirements of under 40 CFR 68.67(c)(9)(ii) for the subset of facilities with Program 3 regulated processes in NAICS codes 324 and 325.</P>
                    <HD SOURCE="HD3">5. STAA Evaluation</HD>
                    <P>
                        The EPA is proposing to modify the STAA evaluation provisions in 40 CFR 68.67(c)(9)(i) by removing the requirement for all facilities with Program 3 regulated processes in NAICS codes 324 and 325 to conduct an STAA evaluation. Instead, the EPA proposes to require an initial STAA evaluation for all new Program 3 processes, regardless of NAICS code. As described above, new processes would include new processes designed and added to existing RMP facilities and newly built facilities. The Agency has long held the view that STAAs are likely best conducted during the design of new processes. For example, in the 1995 RMP SNPRM, the EPA stated “such costly analyses are probably best conducted during the design of new processes, when, according to industry commenters, they often are already part of the design process to identify cost-effective approaches to improving safety” (60 FR 13535). While the EPA maintains that many IST options may still be practicable after the initial design phase and that STAA involves more than just IST, the Agency also recognizes that the best opportunity for evaluating and implementing IST is during the early phases of process design, as described by the National Research Council in its 2012 report, “The Use and Storage of Methyl Isocyanate (MIC) at Bayer CropScience.” 
                        <SU>41</SU>
                        <FTREF/>
                         The EPA, therefore, proposes that during the design phase of new processes, owners or operators are required to consider and document, in the following order of preference, IST/ISD, passive measures, active measures, and procedural measures; to minimize the risk of catastrophic release. This will provide tangible benefits that evaluations of existing processes may not due to cost and technological constraints. The EPA also proposes that the STAA evaluation be performed by a team knowledgeable in process safety and equipment design. Through these proposed requirements, the EPA maintains that a combination of risk management measures may be used to achieve the desired risk reduction.
                    </P>
                    <FTNT>
                        <P>
                            <SU>41</SU>
                             National Research Council, The Use and Storage of Methyl Isocyanate (MIC) at Bayer CropScience. Washington, DC: The National Academies Press (2012). 
                            <E T="03">https://doi.org/10.17226/13385.</E>
                        </P>
                    </FTNT>
                    <P>
                        Since data on STAA-like provisions that are required by some State and local prevention programs (
                        <E T="03">i.e.,</E>
                         the Contra Costa County Health Services and NJDEP IST regulations) are limited, it is difficult to assess the effectiveness of these provisions. To aid the Agency in understanding the effectiveness of an STAA evaluation, the EPA also proposes to collect information on STAA evaluations conducted during the design phase of new processes, including categories of safer design considered/implemented and not implemented and determining factors not for implementing safer designs.
                        <SU>42</SU>
                        <FTREF/>
                         Categories for designs considered/implemented and not implemented may include: use of safer substance; moderation of substance; minimization of substance; simplification of process; and other techniques considered. The Agency also proposes collecting information on causal factors for not implementing a safer design, including costs, or technical infeasibility. Additionally, the Agency proposes collecting information on the determining factors for implementing safer designs, which may include: regulatory requirements; cost savings; accident prevention; and other reasons. The EPA expects that collecting data on safer technologies would help inform future guidance related to STAA and seeks comment on the value of collecting this information from new processes.
                    </P>
                    <FTNT>
                        <P>
                            <SU>42</SU>
                             See Technical Background Document—Safer Technologies and Alternatives Analysis (STAA) Information Collection—Initial Evaluation for New Processes.
                        </P>
                    </FTNT>
                    <HD SOURCE="HD3">6. Proposed Regulatory Changes</HD>
                    <P>For the reasons stated above, the EPA is proposing to modify 40 CFR 68.175 by removing paragraphs (e)(8) and (e)(9) and revising paragraph (e)(7) to apply to new Program 3 processes. The EPA is proposing that new Program 3 processes include new processes designed and added to existing RMP facilities and those designed and built at newly operating facilities. Processes considered new would commence operation three years after the effective date of this rule. The EPA is proposing to modify the PHA provisions by removing paragraph (h) from 40 CFR 68.67, rescinding the STAA implementation requirements. The EPA is also proposing to remove paragraph (c)(9)(ii) from 40 CFR 68.67, rescinding the STAA practicability requirements. The EPA is also proposing to modify paragraph (c)(9)(i) to specify that the STAA evaluation applies only to new Program 3 processes, as described above. The EPA seeks comment on these proposed revisions. The EPA also seeks comment on whether paragraph (c)(9)(iii) should be modified to clarify that the STAA evaluation for new processes shall be performed by a team knowledgeable in process design, or if the paragraph is not necessary and should be removed.</P>
                    <HD SOURCE="HD3">7. Alternative Options</HD>
                    <P>The EPA considered other options and is seeking comment on these alternative approaches. The Agency seeks comment on requiring STAA implementation to capture processes with “heightened risk,” which could include facilities:</P>
                    <P>
                        • Found to have not reported RMP accidents;
                        <PRTPAGE P="8983"/>
                    </P>
                    <P>• With one accident that resulted in offsite injuries;</P>
                    <P>• Found to have multiple “serious” violations during an EPA inspection; and</P>
                    <P>• With substantial property damage due to a reportable accident.</P>
                    <P>The EPA also seeks comment on additional conditions that may qualify a process to be considered of “heightened risk.”</P>
                    <P>The EPA seeks comment on a regulatory process that would allow facilities to seek an exemption from STAA implementation by appealing to the EPA Administrator. Owners or operators seeking an exemption would need to justify how they are addressing risk separately from STAA implementation.</P>
                    <P>The Agency seeks comment on requiring the STAA practicability analysis for new Program 3 processes, regardless of NAICS code. This would include new processes at new and existing facilities, similar to what the Agency proposed above for the STAA initial evaluation. As this is likely occurring as a part of the design process, the Agency does not expect that a practicability analysis for new processes would add additional burden to owners and operators. Additionally, the Agency seeks comment on requiring the STAA practicability analysis and initial evaluation for processes with heightened risk, as outlined above. Finally, the EPA seeks comment on rescinding the STAA initial evaluation criteria and adding clarifying language that all Program level 3 processes must consider passive, active, and procedural measures as a part of the PHA.</P>
                    <HD SOURCE="HD2">B. Information Availability</HD>
                    <P>
                        In the 2017 Amendments rule, the EPA added new information availability requirements under 40 CFR 68.210, including the requirement for the owner or operator to provide, within 45 days of receiving a request by any member of the public, without limits, specified chemical hazard information for all RMP-regulated processes. The provision required the owner or operator to provide ongoing notification on a company website, on social media platforms, or through other publicly accessible means such that the information is available to the public upon request, along with the information elements that may be requested and instructions for how to request the information. The rule also added that a public meeting shall be held no later than 90 days after an RMP-reportable accident. The EPA explained that the purpose of the provision was to ensure communities can access the necessary chemical hazard information to protect first responders and residents and thereby mitigate the impacts of potential RMP accidents (82 FR 4665). To justify implementation of the provision, the EPA cited two studies in the 2017 RIA which indicated that information availability regarding local facility chemical inventories improves the efficiency of nearby property markets by adjusted property values and the allocation of resources to emergency response and preparedness.
                        <SU>43</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>43</SU>
                             Regulatory Impact Analysis—Accidental Release Prevention Requirements: Risk Management Programs Under the Clean Air Act, section 112(r)(7), p. 73 (December 16, 2016). 
                            <E T="03">https://www.regulations.gov/document/EPA-HQ-OEM-2015-0725-0734.</E>
                        </P>
                    </FTNT>
                    <P>
                        In the 2019 Reconsideration rule, the EPA rescinded the information availability requirements because a benefit-versus-risk calculation that the 2017 Amendments rule “underweighted security concerns in balancing the positive effects of information availability on accident prevention and the negative effects on public safety from the utility to terrorists and criminals of the newly available information and dissemination methods” (84 FR 69885). In the rationale for rescinding the provisions, the EPA cited the Department of Justice (DOJ) report “Assessment of the Increased Risk of Terrorist or Other Criminal Activity Associated with Posting Off-Site Consequence Analysis Information on the internet,” which found that assembling otherwise-public data is valuable to criminal actors in identifying and focusing on sources that could be targets of criminal acts.
                        <SU>44</SU>
                        <FTREF/>
                         The goal of DOJ's assessment was to determine which variables and forms of dissemination would create vulnerabilities enabling a terrorist attack. In the 2019 Reconsideration rule, the EPA also stated that the 2017 provisions would make otherwise-public information anonymously accessible via the web and other means in a more consolidated fashion (84 FR 69887). The EPA observed that this consolidated information “may present a more comprehensive picture of the vulnerabilities of a facility than would be apparent” otherwise, and thus potentially increasing terrorist risk (84 FR 69887). Therefore, the EPA removed the information availability provisions but retained the public meeting requirement.
                    </P>
                    <FTNT>
                        <P>
                            <SU>44</SU>
                             Department of Justice. April 18, 2000. Assessment of the Increased Risk of Terrorist or Other Criminal Activity Associated with Posting Off-Site Consequence Analysis Information on the internet. 
                            <E T="03">https://www.regulations.gov/document/EPA-HQ-OEM-2015-0725-2003.</E>
                        </P>
                    </FTNT>
                    <P>Then, in the 2024 SCCAP rule, the EPA again finalized provisions for facilities to share information, but limited the requirement to people residing, working, or spending significant time within six miles of a facility. The EPA cited two studies showing that information availability did not contribute to intentional criminal acts and that no industries now regulated under RMP had been subject to any intentional events since the 1970s (89 FR 17675). Another study cited in the 2024 SCCAP rule demonstrated that well-informed communities were better prepared for accidents (89 FR 17675). To support adding the six-mile radius limit, the EPA referenced data showing that 90% of toxic worst-case distances to endpoints are within six miles (89 FR 17672). The EPA also required that facilities must share, upon request, declined recommendations related to potential safety gaps between codes, standards, or practices to which the process was designed and constructed and the most current version of applicable codes, standards, or practices (89 FR 17642). In addition, the EPA required that information be provided in multiple languages and a record of members of the public requesting information to be retained for five years. When the 2024 SCCAP rule was finalized, the EPA released the Public Data Tool, a website maintained by the Agency which made most RMP non-offsite consequence analysis (non-OCA) data available to the public.</P>
                    <P>As discussed in further detail below, the EPA is now proposing to provide RMP information through the RMP Public Data Tool instead of requiring owners or operators to provide this information to members of the public upon request.</P>
                    <P>The EPA is also proposing to rescind multiple provisions on information availability from the 2024 SCCAP final rule, including notification of availability of information, timeframe to provide requested information, declined recommendations, access in multiple languages, recordkeeping, and documenting the notification method and location in the RMP.</P>
                    <HD SOURCE="HD3">1. Proposed Modifications to the RMP Public Data Tool</HD>
                    <P>
                        The EPA is proposing to rescind the requirement in 40 CFR 68.210(d) for owners or operators to provide chemical hazard information to members of the public upon request and codify in the regulation what information is shared through the RMP Public Data Tool. The data made available on the RMP Public Data Tool for each facility would 
                        <PRTPAGE P="8984"/>
                        include: (1) regulated substance names; (2) Safety Data Sheets for all regulated substances; (3) accident history information; (4) emergency response information, including whether the facility is a responding or non-responding facility, name and phone number of LEPC, and notification procedures in the event of a release; and (5) scheduled exercises. In terms of the functionality of the tool, the EPA also proposes to modify the RMP Public Data Tool by removing the map display and restricting the search function to county or facility name, as this would allow residents to search for facilities nearby that they may be unaware of, while balancing security concerns. This function would also be sufficient to cover a requestor that resides, works, or spends a significant time within the six-mile radius, and the public can reach out to the LEPC identified in the RMP Public Data Tool for more information, if needed.
                    </P>
                    <P>This would provide more stability and certainty around what is consistently available to the public. Additionally, information sharing through the RMP Public Data Tool would apply uniformly to all facilities and provide more visibility to the information being disseminated. To balance information transparency and better protect sensitive chemical information, the EPA is proposing to limit search criteria in the data to county-level and eliminate the mapping feature.</P>
                    <P>
                        Rescinding these information availability requirements and making the information available through the RMP Public Data Tool would reduce the burden on RMP-regulated facilities and help avoid the costs of information sharing requirements under the 2024 SCCAP rule, which was estimated to be $12.8 million annually. Lastly, the proposed requirements could help fill informational gaps created by non-active LEPCs and disseminate awareness of non-active LEPCs if their information is provided through the RMP Public Data Tool. Under the Emergency Planning and Community Right-to-Know Act (EPCRA) sections 301 and 303, LEPCs must develop an emergency response plan, review the plan at least annually, and provide information about chemicals in the community to residents. According to a 2023 survey, there are 2,554 active LEPCs, while approximately 1,236 LEPCs are reported as inactive or unknown based on submissions from 49 states and two territories.
                        <SU>45</SU>
                        <FTREF/>
                         Information on where LEPCs are inactive could help target resources, planning, and preparedness to higher risk areas.
                    </P>
                    <FTNT>
                        <P>
                            <SU>45</SU>
                             EPA. “National Survey of State Emergency Response Commissions (SERCs),” Revised March 2025.
                            <E T="03"> https://www.epa.gov/system/files/documents/2025-04/national-survey-of-the-state-emergency-response-commissions_revised-march-2025.pdf.</E>
                        </P>
                    </FTNT>
                    <P>In the 2022 SCCAP proposed rule, the EPA provided rationale for potential non-rule RMP policy changes to allow the public access to RMP facility information. The EPA explained that the Agency had restricted access to the RMP database even though CAA 112(r)(7)(H) and its implementing regulations in 40 CFR part 1400 only restrict a portion of the database (offsite consequence analysis, or OCA data). The EPA is committed to safeguarding OCA information in accordance with requirements in the Chemical Safety Information, Site Security and Fuels Regulatory Relief Act (CSISSFRA) 42 U.S.C. 7412(r)(7)(H)(ii), which allows for any member of the public to access paper copies of OCA information for a limited number of facilities. This OCA information remains accessible to the public only in Federal reading rooms or upon voluntary disclosure by the source itself. The EPA nonetheless finds there are many weaknesses with the current approach of visiting reading rooms in which members of the public can view RMPs, obtaining RMP information from State and local government officials with RMP data access, or submitting a Freedom of Information Act (FOIA) request to the EPA for non-OCA RMP information. While current OCA provisions allow for a person visiting a reading room to request information of up to 10 facilities per year regardless of location and the OCA information for all facilities with a vulnerable zone that extends into the jurisdiction of the LEPC or Tribal emergency planning committee (TEPC) where the person lives or works, there are a limited number of reading rooms even in large States, and these reading rooms generally are not located close to the communities potentially impacted by process safety at particular facilities. While the reading room restrictions are necessary for OCA information, the restrictions in locations and access can nonetheless make them an inefficient way to access information in the RMPs that Congress chose not to restrict when it enacted CSISSFRA. Therefore, the EPA is proposing to provide access to information through the RMP Public Data Tool. In addition, other programs within the EPA, such as the Toxics Release Inventory have demonstrated that facility and chemical information can be made publicly available in a readily accessible format and without increased security risks. The EPA requests comment on the proposed changes to the RMP Public Data Tool and whether these changes satisfy the need for access to RMP information while addressing security concerns.</P>
                    <HD SOURCE="HD3">2. Proposed Rescinded SCCAP Provisions</HD>
                    <P>Because the EPA is proposing to rescind the requirement to provide chemical hazard information upon request, the EPA is also proposing to rescind related information availability requirements that mandate how and when such information should be provided. The EPA has tentatively determined that there is no longer a need for notification of availability of information under 40 CFR 68.210(f) if the information will exist on a publicly available EPA website. Additionally, the RMP Public Data Tool would indicate that a requestor could ask the LEPC for more information, should the public wish to have more information than what the data tool would provide. Likewise, there would no longer be a need for the 45-day timeframe to provide the information requested since the EPA is proposing to alleviate the burden on facilities to provide the information.</P>
                    <P>In this action, the EPA is separately proposing to rescind the requirement to document declined recommendations for potential safety gaps between previous codes, standards, or practices to which the process was designed/constructed and the most current version of applicable codes, standards, or practices (see section IV.I.). Based on this proposed rescission, the EPA is also proposing to remove the requirement to make declined recommendations available to the public.</P>
                    <P>
                        The EPA is also proposing to rescind the requirement from the 2024 SCCAP rule to provide information to the public in multiple languages. This proposed recission eliminates the translation costs for facilities,
                        <SU>46</SU>
                        <FTREF/>
                         which could be significant without adding commensurate benefit.
                        <SU>47</SU>
                        <FTREF/>
                         Further, this would align with E.O. 14224, “Designating English as the Official Language of The United States,” signed on March 1, 2025, which specifies that 
                        <PRTPAGE P="8985"/>
                        English is the official language of the United States (90 FR 11363).
                    </P>
                    <FTNT>
                        <P>
                            <SU>46</SU>
                             See Exhibit 4-17: Proposed Rule Unit and Facility Costs, Rescinded Requirement to Translate Information into Two Languages (2022 dollars) in the 2025 RIA Chapter 4: Costs and Cost Savings of Proposed Rule Provisions
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>47</SU>
                             EPA, Response to Comments on the 2022 Proposed Rule, p. 252, December 15, 2023. Available at 
                            <E T="03">https://www.regulations.gov/document/EPA-HQ-OLEM-2022-0174-0583,</E>
                             hereinafter referred to as “the 2024 SCCAP rule RTC”; 89 FR 17636; March 11, 2024.
                        </P>
                    </FTNT>
                    <P>Regarding the recordkeeping requirements, since members of the public would no longer need to contact a facility to request chemical hazard information because of the availability of the RMP Public Data Tool, there would no longer be a need for a recordkeeping requirement. Additionally, because the EPA is proposing to remove the requirement for an owner or operator to notify the public that information is available, if finalized, there would no longer be a need for an owner or operator to document the notification method and location in the RMP. Therefore, the EPA is proposing to remove the recordkeeping requirements in 40 CFR 68.210(h).</P>
                    <HD SOURCE="HD3">3. Previous Comments on Information Availability</HD>
                    <P>
                        In developing this proposed rule, the EPA reviewed comments on previous RMP rulemakings. Although the 2024 SCCAP rule provisions were supported by a wide variety of stakeholder groups, including individuals, advocacy groups, mass comment campaigns, unions, State attorneys general, city governments, State commissions, and industry trade associations, other industry groups raised several concerns.
                        <SU>48</SU>
                        <FTREF/>
                         Commenters presented various arguments against expanded information availability requirements, including that the EPA lacked evidence for the provisions' effectiveness,
                        <SU>49</SU>
                        <FTREF/>
                         the provisions would be burdensome or costly,
                        <SU>50</SU>
                        <FTREF/>
                         the provisions were redundant or duplicative of EPCRA requirements,
                        <SU>51</SU>
                        <FTREF/>
                         the six-mile radius lacked justification,
                        <SU>52</SU>
                        <FTREF/>
                         and the provisions would generate security risks for terrorist or cybersecurity attacks on facilities.
                        <SU>53</SU>
                        <FTREF/>
                         In response to these comments, the EPA said that the added requirements were important to help the public understand how facilities address the hazards that may affect their community to control that risk.
                        <SU>54</SU>
                        <FTREF/>
                         The EPA also cited studies that demonstrate the benefits of sharing information, including a 2021 study in which researchers attempted to compile a database of intentional acts upon chemical processing facilities and found documentation of 84 incidents in the chemical and petrochemical industries.
                        <SU>55</SU>
                        <FTREF/>
                         According to the database, no terrorist event in process industries (excluding transportation and pipelines) has occurred in North America after the 1970s (87 FR 53603). At this time, the EPA is not aware of any new data showing a correlation between certain sensitive RMP data being made available to the public and increased criminal activity or intentional releases. The EPA also cited a 2020 publication that showed that access to pre-incident information, such as facility location and potential disasters, allows communities to be better prepared for disasters like RMP-reportable accidents.
                        <SU>56</SU>
                        <FTREF/>
                         Since the 2024 SCCAP rule was finalized, a 2025 update to that publication reviewed the effects of pre-incident education on public preparedness and found that any pre-incident education improved knowledge and intention to act, with more intensive training leading to greater engagement and response to emergency or disaster situations.
                        <SU>57</SU>
                        <FTREF/>
                         Therefore, the EPA has determined that providing chemical hazard information to the general public allows people that live or work near a regulated facility to improve their awareness of risks to the community and be prepared to protect themselves in the event of an accidental release.
                    </P>
                    <FTNT>
                        <P>
                            <SU>48</SU>
                             EPA-HQ-OLEM-2022-0174.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>49</SU>
                             EPA-HQ-OLEM-2022-0174-0205; 0239; 0241; 0263.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>50</SU>
                             EPA-HQ-OLEM-2022-0174-0165; 0180; 0184; 0193; 0196; 0201; 0202; 0213; 0215; 0226; 0233; 0234; 0239; 0262; 0268; 0271; 0272; 0275; 0458.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>51</SU>
                             EPA-HQ-OLEM-2022-0174-0164; 0196; 0233; 0262; 0267; 0268; 0272.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>52</SU>
                             EPA-HQ-OLEM-2022-0174-0180; 0193; 0205; 0207; 0213; 0215; 0217; 0223; 0226; 0234; 0238; 0268; 0272; 0458; 0460.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>53</SU>
                             EPA-HQ-OLEM-2022-0174-0163; 0180; 0181; 0184; 0201; 0207; 0215; 0217; 0226; 0229; 0232; 0233; 0234; 0237; 0238; 0239; 0244; 0253; 0262; 0263; 0267; 0268; 0271; 0272; 0458.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>54</SU>
                             The 2024 SCCAP rule RTC at p. 247.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>55</SU>
                             Valeria Casson Moreno et al., “Analysis of Physical and Cyber Security-Related Events in the Chemical and Process Industry,” Process Safety and Environmental Protection 116 (2018), 621-31, 
                            <E T="03">http://doi:10.1016/j.psep.2018.03.026;</E>
                             2) Matteo Iaiani et al., “Analysis of Events Involving the Intentional Release of Hazardous Substances from Industrial Facilities,” Reliability Engineering &amp; System Safety 212 (2021), 107593, 
                            <E T="03">http://doi:10.1016/j.ress.2021.107593.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>56</SU>
                             Holly Carter, John Drury, and Richard Amlot, “Recommendations for Improving Public Engagement with Pre-incident Information Materials for Initial Response to a Chemical, Biological, Radiological or Nuclear (CBRN) Incident: A Systematic Review,” International Journal of Disaster Risk Reduction 51 (2020), 101796, doi:10.1016/j.ijdrr.2020.101796; the 2024 SCCAP rule RTC at p. 276.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>57</SU>
                             Boyce, Niki and Symons, Charles and Carter, Holly and Majumdar, Arnab, “How Can We Improve Public Engagement with Pre-Incident Information for Initial Response to a Mass Casualty Emergency? Recommendations from a Systematic Review.” Pre-print (2025), 
                            <E T="03">http://dx.doi.org/10.2139/ssrn.5231947.</E>
                        </P>
                    </FTNT>
                    <P>
                        Under EPCRA's regulatory provisions at 40 CFR part 370, subpart D, a person can access an SDS or hazardous chemical inventory information for a specific facility by reaching out to the LEPC. However, the EPA has determined that information should be more easily accessible to the public than the existing mechanisms. Additionally, EPCRA and other state and local-implemented laws has been uneven across the country.
                        <SU>58</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>58</SU>
                             The 2024 SCCAP rule RTC at p. 250.
                        </P>
                    </FTNT>
                    <P>The EPA conducted a benefits assessment under CAA section 112(r)(7)(H)(ii)(I)(bb) in 2000 which described the benefits of providing community access specifically to OCA information and addressed the benefits of public disclosure of risk management plan information. The EPA found that public disclosure of risk management plan information would likely lead to a reduction in the number and severity of accidents, which also supports this proposed action (89 FR 17670).</P>
                    <HD SOURCE="HD3">4. Proposed Regulatory Changes</HD>
                    <P>For the reasons outlined above, the EPA requests comment on its proposal to codify the RMP Public Data Tool with potential modifications as described above. The EPA proposes to revise 40 CFR 68.210(d) by replacing the phrase “[t]he owner or operator of a stationary source shall provide, upon request by any member of the public residing, working, or spending significant time within 6 miles of the fenceline of a stationary source” with “EPA shall provide through an online Public Data Sharing tool.”</P>
                    <P>Additionally, the EPA requests public comment on its proposal to rescind the 2024 SCCAP rule provisions 40 CFR 68.210(d)(7), “Declined Recommendations and justifications,” along with 40 CFR 68.210(e), “Languages,” 40 CFR 68.210(f), “Notification of availability of information,” 40 CFR 68.210(g), “Timeframe to provide requested information,” and 40 CFR 68.210(h), “Recordkeeping.” The EPA also requests comment on its proposal to remove 40 CFR 68.160(b)(22), which requires owners or operators to document in the RMP the method and the location for notifying the public within a six-mile radius that information is available.</P>
                    <HD SOURCE="HD3">5. Alternative Options</HD>
                    <P>
                        As an alternative, the EPA requests comment on rescinding all 2024 SCCAP rule information availability provisions but retaining the RMP Public Data Tool, but not codifying it, with the same modifications as described above in the primary proposal. This approach would relieve the burden on facilities from having to share information with the public, as communities and emergency planners would still have access to RMP information. As detailed above, the 
                        <PRTPAGE P="8986"/>
                        proposed limited search function could mitigate the risk of criminal activity and that information sharing through the RMP Public Data Tool would apply uniformly to all facilities; provide increased visibility of the information being disseminated; and be reliably available to the public moving forward. The EPA requests comment on this alternative.
                    </P>
                    <P>Another alternative is to rescind all the 2024 SCCAP rule provisions and take the RMP Public Data Tool offline permanently. This option would address concerns raised by the regulated community related to risks of criminal activity and intentional releases resulting from information being readily available and revert the information availability requirements to those implemented prior to the 2024 SCCAP rule. Under this alternative, members of the public could still view risk management plans at Federal reading rooms, obtain risk management plan information from State or local government officials with RMP data access, or submit a FOIA request to the EPA. However, under this option, communities and emergency responders may not have access to critical information for emergency planning response. In the 2022 SCCAP proposed rule, the EPA acknowledged that if data is not provided to the public, the Agency could be in violation of FOIA requirements to make information requested via FOIA three or more times “available for public inspection in an electronic format” when the information is likely to be requested again (87 FR 53602). The EPA requests comment on this alternative.</P>
                    <P>The EPA further requests comment on alternatives to fully rescinding the requirement to provide information in multiple languages. For example, the EPA could limit the information required to be shared in multiple languages to immediate emergency situations, or limit the requirement to English and, if different, the single language predominant in the area.</P>
                    <HD SOURCE="HD2">C. Third-Party Compliance Audits</HD>
                    <HD SOURCE="HD3">1. Background</HD>
                    <P>Compliance audits have been required as part of the Risk Management Program for both Program 2 and Program 3 processes under 40 CFR 68.58 and 68.79 since the rule was first promulgated in 1996 (61 FR 31668; June 20, 1996). These requirements were designed to ensure the owner or operator certifies compliance with the Risk Management Program every three years. The compliance audit provisions require audits be conducted by at least one person knowledgeable in the process; that the owner or operator develop a report of audit findings; the owner or operator determine and document a response for each of the compliance audit findings and correct deficiencies; and the owner or operator retain the two most recent compliance audit reports.</P>
                    <P>With the 2024 SCCAP rule, a compliance audit is required to be conducted by a third-party auditor if a Program level 2 or 3 facility has had an accidental release meeting the criteria under § 68.42(a) or if an implementing agency requires a third-party audit due to conditions at the stationary source that could lead to an accidental release of a regulated substance, or when a previous third-party audit failed to meet the competency or independence criteria of 40 CFR 68.59(c) See 40 CFR 68.58(f) and 68.79(f).</P>
                    <P>
                        Although third-party compliance audits were discussed in the 1995 SNPRM (60 FR 13530), requirements for a third-party audit program were not codified until the 2017 Amendments rule (82 FR 4594), which were subsequently rescinded with the 2019 Reconsideration rule (84 FR 69834), and then reinstated with a few key differences in the 2024 SCCAP rule (89 FR 17622). The Agency maintains that there could be value in requiring third-party audits where “independent third-party auditing can assist the owners and operators, the EPA (or the implementing agency), and the public to better determine whether the procedures and practices developed by the owner and/or operator under subparts C and/or D of the RMP rule (
                        <E T="03">i.e.,</E>
                         the prevention program requirements) are adequate and being followed” (81 FR 13654, March 14, 2016). However, one of the common threads underlying this proposed rulemaking and all previous rulemakings is that the Agency has limited data demonstrating the extent to which those benefits would be realized specifically through RMP requirements. As stated in the 2016 Amendments proposed rule (81 FR 13655), the EPA has required third-party audits in enforcement settlement agreements, which has provided clear direct benefit in those cases, but the Agency has not been able to extrapolate a dataset to justify and determine which facilities should be required to conduct third-party audits and what the benefits of those audits would be as it relates to regulatory compliance.
                    </P>
                    <P>In the 2022 SCCAP proposed rule, the Agency cited other successful third-party audit programs to support requiring third-party compliance audits under the Risk Management Program (87 FR 53585). In reviewing those examples for this proposed rulemaking, however, the Agency questions whether they are definitive in proving benefits for a regulatory RMP third-party audit program. The examples provided in the 2022 proposed rule included other Federal and state agencies' third-party verification programs, which are not directly comparable to the Risk Management Program, or included trade-association third-party verification programs, which are voluntary instead of the regulatory requirement codified through the 2024 SCCAP rule. For all the examples provided, there was no quantitative data to support how a third-party audit program, replacing a self-audit program, would increase regulatory compliance.</P>
                    <P>
                        The 2017 Amendments rule and the 2024 SCCAP rule also relied on outcomes from CSB investigations to support the third-party audit requirements, but only a handful of examples were provided, and the benefits of a third-party audit are unclear. As stated in the 2017 Amendments rule, the third-party audit requirements were intended to address poor compliance audits as a contributing factor to the severity of past chemical accidents (81 FR 13654-13655).
                        <SU>59</SU>
                        <FTREF/>
                         The 2022 SCCAP proposed rule echoed those issues by stating: “In the 2016 proposed amendments, EPA explained that poor compliance audits have been cited by EPA and CSB as a contributing factor to the severity of past chemical accidents” (87 FR 53585). The EPA continues to believe that in some cases, RMP facilities are not conducting adequate compliance audits. Because of this, the agency is taking comment through joint proposals.
                    </P>
                    <FTNT>
                        <P>
                            <SU>59</SU>
                             A further discussion of specific CSB investigations identifying issues with compliance audits can be found in the 2016 proposed rule; 
                            <E T="03">see</E>
                             81 FR 13654-55; March 14, 2016).
                        </P>
                    </FTNT>
                    <P>
                        The potential issues with requiring and implementing third-party audits are well documented through the EPA's three most recent rulemakings. For example, in the 2018 Reconsideration proposed rule, the EPA referred to the OSHA Small Business Advocacy Review (SBAR) panel, stating: “The August 2016 OSHA SBAR panel report did not fully support third-party audits. Instead, the SBAR panel recommended further review of the need and benefits of third-party audits; the sufficient availability, adequate process knowledge and degree of independence needed of third-party auditors; and whether facilities should decide the best type of audit appropriate for their process.” (83 FR 24864, May 30, 2018). Since then, except for information from 
                        <PRTPAGE P="8987"/>
                        a handful of enforcement-driven third-party audits, the Agency continues to lack direct data on the need for third-party audits. Concerns continued as evidenced by comments received on the 2022 SCCAP proposed rule. During the comment period, many commenters expressed concerns about the availability of third-party auditors and burdens associated with finding qualified auditors.
                        <SU>60</SU>
                        <FTREF/>
                         At that time, the Agency's response was, in part, that “EPA believes the provision, as adopted, ensures additional available independent auditors to act in an independent and impartial manner, allowing more flexibility in choosing auditors for all industries while also ensuring quality will not suffer.” 
                        <SU>61</SU>
                        <FTREF/>
                         Even though the 2024 SCCAP rule included flexibilities in the requirements for how a third-party audit team is assembled, the Agency also did not have data to show whether there is an adequate pool of third-party auditors available to implement the regulations.
                    </P>
                    <FTNT>
                        <P>
                            <SU>60</SU>
                             The 2024 SCCAP rule RTC at p. 173.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>61</SU>
                             
                            <E T="03">Id.</E>
                        </P>
                    </FTNT>
                    <P>Due to the lack of data to provide a clear direction for implementing a third-party audit program, the Agency is co-proposing two options: (1) rescind all the 2024 third-party audit provisions, and (2) modify the 2024 provisions to focus on facilities with two accidents in a five-year period; require data on the third-party audits to be submitted to the EPA; and put in place a sunset provision after the regulations have been in effect for 10 years.</P>
                    <HD SOURCE="HD3">2. Proposal #1—Rescind Third-Party Compliance Audits</HD>
                    <P>Through the prior three rulemakings (2017, 2019, and 2024), the EPA has not only changed position on whether to require third-party audits, but also on what facilities should be required to conduct a third-party audit should they be required. For example, in the 2017 Amendments rule, the Agency required facilities with Program 2 and Program 3 processes having one accident to conduct a third-party audit. In the 2019 Reconsideration rule, the EPA rescinded the third-party audit requirements. Then in the 2022 SCCAP proposed rule the EPA proposed third-party audits for facilities with Program 2 and Program 3 processes having either two accidental releases within five years meeting the criteria in 40 CFR 68.42(a) from a covered process at a stationary source; or one accidental release within five years meeting the criteria in 40 CFR 68.42(a) from a covered process at a stationary source in NAICS code 324 or 325, located within one mile of another stationary source having a process in NAICS code 324 or 325. In 2024, the EPA ultimately finalized third-party audits for all Program 2 and Program 3 processes having one accidental release meeting the criteria in 40 CFR 68.42(a) in the SCCAP final rule. The Agency's inconsistency has caused regulatory uncertainty for owners and operators of RMP-covered processes. This inconsistency is due in part to a lack in appropriate data to provide a clear direction for implementing a third-party audit program, as described above. Because of this, the Agency is proposing to rescind the third-party audit requirements.</P>
                    <P>The Agency is also proposing to rescind the provision for implementing agencies to require third-party audits due to conditions at the stationary source that could lead to an accidental release of a regulated substance (under 40 CFR 68.58(f)(2) and 68.79(f)(2)). For the reasons previously outlined, the 2024 provision is unnecessary and creates regulatory uncertainty for owners and operators under the Risk Management Program. However, the Agency has been using, and will continue to use, third-party compliance audits as part of enforcement agreements.</P>
                    <P>The 2024 provision allowed an implementing agency to require a third-party audit due to “conditions at the stationary source that could lead to an accidental release of a regulated substance.” While the Agency continues to agree conceptually with this provision, without having parameters on what those “conditions” could be, it could create significant confusion and uncertainty for regulated entities and implementing agencies. While the 2024 provisions under 40 CFR 68.58(g) and 68.79(g) attempted to mitigate this issue by establishing an appeal process for the Agency-required third-party audits, it merely added to the resource burden placed upon facilities and the Agency. The Agency is therefore proposing to rescind both the provision for implementing agencies to require third-party audits under 40 CFR 68.58(f)(2) and 68.79(f)(2) and the provision establishing an appeals process under 40 CFR 68.58(g) and 68.79(g).</P>
                    <HD SOURCE="HD3">3. Proposal #2—Modify the Third-Party Compliance Audit Requirements</HD>
                    <P>For this proposal, rather than completely rescinding the third-party audit requirements, the Agency would instead modify the third-party audit requirements to apply to a subset of facilities over a limited 10-year window while the Agency collects data on the value of the third-party audit requirements. The Agency is proposing to target facilities that have had two RMP-reportable accidents in a five-year period for third-party audits. The short-term goal would be to ensure those facilities are complying with the Risk Management Program. The long-term goal would be to collect enough information on the effectiveness of third-party audits, to evaluate whether third-party audits have the perceived benefits that have been contemplated since the 1995 SNPRM. This proposal therefore includes a sunset provision after 10 years.</P>
                    <HD SOURCE="HD3">a. Two-Accident Applicability Criteria</HD>
                    <P>In the 2024 SCCAP rulemaking, the EPA pivoted from proposing third-party audits for facilities having two accidents within a five-year period, as initially outlined in the 2022 SCCAP proposed rule, to requiring audits for facilities that have had only one accident. The pivot was based primarily on comments received on the proposed rule, and the justification for the change was that just one 40 CFR 68.42(a) accidental release was a serious matter, with real consequences both on and off-site as well as significant costs (89 FR 17660).</P>
                    <P>While the Agency still holds that view, each RMP accidental release has its own underlying root cause and set of circumstances that led to the accident, which is why the Agency already requires incident investigation including root cause analyses, under §§ 68.60 and 68.81, to determine the cause. Therefore, not every single RMP process having had an accident may warrant or benefit from a third-party audit.</P>
                    <P>
                        The Agency also explained in the 2024 SCCAP rule that “EPA does not believe affected communities should have to experience the adverse consequences of a second reportable accident before an objective party comes in to evaluate the facility for compliance. The pattern of repeated accidents at RMP facilities provide a reasoned basis for EPA's focus on these facilities to apply a greater level of risk reduction measures” (89 FR 17660). While the EPA continues to agree with this statement, the Agency also acknowledges that it does not have the necessary predictive data to identify which facilities are likely to have second accidents. For example, as shown by data in the 2022 SCCAP proposed rule, only a subset of facilities having one accident will have a second (87 FR 53581-53582). For reference, from 2016-2020, 70 facilities had multiple accidents, and from 2019-2023, 57 facilities had multiple accidents. Also from 2014-2023, 580 
                        <PRTPAGE P="8988"/>
                        facilities had only one RMP-reportable accident and 177 had more than one RMP-reportable accident.
                        <SU>62</SU>
                        <FTREF/>
                         Among the 801 facilities having an RMP-reportable accident during 2004-2013, 522 (65%) did not experience another RMP-reportable accident within 10 years.
                        <SU>63</SU>
                        <FTREF/>
                         While the Agency aims to prevent all accidental releases, it nonetheless recognizes that requiring third-party audits broadly and without targeting the facilities and circumstances that would benefit from an external audit could be counterproductive—if the quality of the third-party audit is poor, it could result in confusing, inconsequential, or possibly even detrimental recommendations—diverting facility resources away from actual safety concerns to, instead, address third-party recommendations. Furthermore, the Agency acknowledges that facility resources allocated to process safety are not unlimited. Some facilities that are required to conduct a third-party audit may not experience tangible benefits from an external audit, which may result in facility resources used to manage and coordinate with third-party auditors being pulled from other process safety responsibilities.
                    </P>
                    <FTNT>
                        <P>
                            <SU>62</SU>
                             Exhibit 3-13a. Accident History Document.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>63</SU>
                             Facilities with 1+ Accidents 2004-2013 and Subsequent Accidents within 10 Years (millions, 2024 dollars). Accident History Document.
                        </P>
                    </FTNT>
                    <P>In relation to determining applicability, the five-year period would be a rolling period. For example, the clock for the five-year period would specifically begin following the first RMP-reportable accident. Any additional RMP-reportable accidents that occur within five years of the first accident would meet the applicability for a third-party audit and begin the clock for the next five-year period. Should an RMP-reportable accident happen in year six, then that would be the beginning of a new five-year period timeframe.</P>
                    <P>Pursuant to the statements and justification outlined in the 2022 SCCAP proposed rule, which targeted facilities having multiple accidents in a five-year period, the Agency maintains that there may be circumstances where, after multiple accidents, a facility would benefit from the insight of a third-party auditor. As stated in the 2022 SCCAP proposed rule and now echoed for this proposal, “[t]he proposed provisions for this action reflect that the most accident-prone facilities have not been able to properly evaluate and apply appropriate prevention program measures to regulated processes to stop accidents from occurring and that the availability of some qualified third-party auditors may be limited” (87 FR 53586). Furthermore, “[w]hen RMP facilities have multiple accidents within a 5-year period, EPA is concerned that those facilities have not been able to identify measures on their own (through incident investigations, hazard evaluations, and compliance self-audits) to properly evaluate and apply appropriate prevention program measures to stop accidents from occurring” (87 FR 53584).</P>
                    <P>For these reasons and the reasons outlined throughout this section, the Agency is proposing that third-party audits be required for facilities that have had two or more accidents in a five-year period. The Agency seeks comment on the applicability criteria of two accidents in five years as well as how to calculate the five-year timeframe.</P>
                    <P>With both co-proposals, the Agency is proposing to rescind the provision for implementing agencies to require third-party audits due to conditions at the stationary source that could lead to an accidental release of a regulated substance (under §§ 68.58(f)(2) and 68.79(f)(2)). The rationale for the proposed rescission is detailed in the preceding section.</P>
                    <HD SOURCE="HD3">b. Sunset Provision</HD>
                    <P>Within this modification co-proposal, the Agency is also proposing to sunset the third-party audit provisions. Specifically, the Agency is proposing a 10-year sunset date after the initial compliance date of third-party audit provisions. As stated previously, one of the objectives of establishing the proposed third-party audit program is to clearly and finally identify the effectiveness of the program. At the end of the sunset period, the Agency should have enough data to determine if the program should continue as is, be modified, or simply be sunset. The sunset date holds the EPA accountable to evaluate the program and take action if the program has benefits that warrant continuing. The EPA seeks comment on the sunset provision in general, and specifically what other timeframes the EPA should consider for the sunset period.</P>
                    <HD SOURCE="HD3">c. Independence Criteria</HD>
                    <P>Similar to the applicability criteria for third-party audit regulations, the Agency does not have data showing what auditor independence criteria would result in producing the most effective compliance audits. The Agency continues to agree with the independence concepts provided in the 2024 rulemaking and the requirements set under 40 CFR 68.59(b) and (c) and 68.80(b) and (c) (see the 2022 SCCAP proposed rule and the 2024 SCCAP final rule for further discussion). However, in this proposed rule, the Agency is raising three issues for clarification: the cooling-off period under 40 CFR 68.59(c)(2)(iv) and 68.80(c)(2)(iv); the auditor experienced with the stationary source type and processes being audited under 40 CFR 68.59(c)(1)(ii) and 68.80(c)(1)(ii); and the audit team members not employed by the third-party auditor under 40 CFR 68.59(b)(2)(ii) and 68.80(b)(2)(ii).</P>
                    <P>
                        <E T="03">Rescinding the two-year cooling off period.</E>
                         The cooling off period in 40 CFR 68.59(c)(2)(iv) and 68.80(c)(2)(iv), as finalized in the 2024 SCCAP rule, was intended to ensure auditor independence and impartiality, but is potentially problematic for several reasons. The provisions state that “all third-party personnel involved in the audit do not accept future employment with the owner or operator of the stationary source for a period of at least two years following submission of the final audit report.” This is referred to as “the cooling-off period.” A high-level, potential problem could be whether this restriction even contributes to facility compliance with the Risk Management Program, which is the goal of a third-party audit.
                    </P>
                    <P>Additionally, some large companies operating multiple facilities are subject to the regulations. By accepting the work to conduct a third-party audit on one facility, the auditor would not only be restricted from conducting other unrelated work at that facility, but also from conducting work at other facilities under the same corporate umbrella. This restriction may impact the willingness of contractors to accept the third-party audit work, which further compounds the already limited pool of chemical process safety experts. In effect, this provision may not only be deterring certain process safety experts from accepting the third-party audit work, but also not allowing those process safety experts to provide their expertise in certain situations, including additional work at the facility they audited, which may benefit the most. This would be potentially counterproductive, since the goal of the provision is to ensure these facilities comply with the Risk Management Program. Furthermore, while the Agency continues to agree with the concept of independence of the third-party auditor, the Agency does not have any data to support whether the cooling-off period would have benefits that lead to less accidental releases.</P>
                    <P>
                        The Agency is proposing to rescind the cooling-off period requirement because of the reasons identified above. 
                        <PRTPAGE P="8989"/>
                        Additionally, the Agency believes that removing the third-party auditor qualification restriction will be more beneficial than attempting to retain auditor independence and impartiality through a cooling-off period. The Agency seeks comment on this rescission. Specifically, the Agency seeks comment on whether there is any data that could be collected related to third-party auditors accepting future employment with owners or operators that are subject to the audit that would reflect the effectiveness of the third-party compliance audit. At the sunset of the 10-year timeframe for the proposed third-party audit requirements, the Agency should be able to evaluate the effectiveness of audits through the facility's safety records and EPA inspections, for which the cooling-off period may be irrelevant.
                    </P>
                    <P>
                        Conversely, if the Agency retains the cooling-off requirements, what provisions could be added to address the issues identified? For example, how could the Agency address cooling-off requirements for auditors working on Federal, state, or locally owned or operated facilities (
                        <E T="03">i.e.,</E>
                         would the auditor be restricted from future employment with the EPA because he or she conducted an audit on a Department of Defense facility)? The Agency seeks comment on shortening the cooling-off period and excluding work unrelated to the third-party audit.
                    </P>
                    <P>
                        <E T="03">Experienced with the stationary source type and processes.</E>
                         The Agency maintains that the provisions at 40 CFR 68.59(c)(1)(ii) and 68.80(c)(1)(ii) are appropriate. A third-party compliance auditor should be experienced with the stationary source type and process. The provision is intentionally generalized to allow for maximum flexibility while still requiring that the auditor is capable to perform the work. The Agency seeks comment on retaining this provision, and if there are alternatives that may capture the intent.
                    </P>
                    <P>
                        <E T="03">Audit team members not employed by the third-party auditor.</E>
                         The Agency is clarifying the provisions under 40 CFR 68.59(b)(2)(ii) and 68.80(b)(2)(ii) which allow for the audit team to include current and former company personnel. Specifically, in the scenario where a facility's sister facility may offer the most knowledgeable personnel to assist with a third-party compliance audit, this would be permissible under provisions 40 CFR 68.59(b)(2)(ii) and 68.80(b)(2)(ii). Although, the lead auditor would still need to meet the independence criteria. To further support this position, the following is an excerpt from the 2017 Amendments rule: “Other personnel not employed by the third-party auditor firm (
                        <E T="03">e.g.</E>
                         facility personnel or employees of another consulting firm with specialized expertise). These personnel are not required to meet the competency and/or independence criteria of the rule. EPA agrees with commenters who suggest that allowing facility personnel and other knowledgeable but non-independent contractors and consultants to participate in the audit would improve the audit teams' performance and outcomes” (82 FR 4619). The Agency seeks input on this issue, as well as comment on whether a process to grant waivers from the independence criteria for the lead auditor would be necessary or preferrable.
                    </P>
                    <HD SOURCE="HD3">d. The 90-Day Deadline for Audit Responses</HD>
                    <P>In 40 CFR 68.59(f)(1) and 68.80(f)(1), which were codified with the 2024 SCCAP rule, the Agency added the following deadline for audit responses: “As soon as possible, but no later than 90 days after receiving the final audit report, the owner or operator shall determine an appropriate response to each of the findings in the audit report.” The 2024 rulemaking Response to Comment (RTC) document states that this is appropriate timeframe, allowing for a schedule that could extend beyond 90-days, but balancing the need for prompt redress.</P>
                    <P>The Agency continues to support the 90-day deadline for audit responses. However, the Agency seeks comment on whether an extension process should be established. Such a process could include a notice to the EPA, along with limited information on why the extension is needed. The Agency is also soliciting comment on whether a 60-day extension is a more appropriate length of time.</P>
                    <HD SOURCE="HD3">e. Mandatory Board Reporting of Third-Party Audits</HD>
                    <P>
                        Under 40 CFR 68.59(f)(3) and 68.80(f)(3), the owner or operator shall immediately provide a copy of the third-party audit findings response report and implementation schedule, when completed, to the owner or operator's audit committee of the Board of Directors or another comparable committee or individual, if applicable. The Agency justified this provision in the 2024 rulemaking RTC document stating that ensuring audit committees of the Board of Directors with audit findings will ensure they are aware of deficiencies and can work potential remedies into budgeting and operations decisions in a timely manner.
                        <SU>64</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>64</SU>
                             The 2024 SCCAP rule RTC at p. 170-171.
                        </P>
                    </FTNT>
                    <P>While the Agency continues to see a benefit with the concept of elevating time-sensitive safety information to the highest levels in the corporate structure, the Agency also acknowledges that there is no data supporting that elevation of this information would result in increased compliance. Furthermore, the Agency now recognizes that the Board of Directors may not be the appropriate decision-makers with respect to issues resulting from the audit process—therefore, there was no necessity for the Agency to speculate on corporate structure and reporting by inserting a prescriptive reporting element into a performance-based program. For these reasons the Agency is proposing to rescind the mandatory board reporting requirements under 40 CFR 68.59(f)(3) and 68.80(f)(3).</P>
                    <HD SOURCE="HD3">f. Findings Report Certification Statement</HD>
                    <P>
                        40 CFR 68.59(f)(1)(iv) and 68.80(f)(1)(iv), which were added with the 2024 SCCAP rule, require a certification statement with the audit findings response report, which is to be signed and dated by a senior corporate officer, or an official in an equivalent position, of the owner or operator of the stationary source. The required certification statement includes acknowledging that the person signing has engaged in a third-party audit, certifies the audit findings response report, and is punctuated with, “I am aware that there are significant penalties for making false material statements, representations, or certifications, including the possibility of fines and imprisonment for knowing violations.” The rationale for the certification requirement can be found in the 2024 rulemaking RTC document,
                        <SU>65</SU>
                        <FTREF/>
                         but to summarize, the conditions triggering a third-party audit are serious enough to warrant a certification statement to further ensure that the facility staff and corporate officers are reviewing the third-party compliance audit findings diligently. The Agency continues to support this concept but is also soliciting comment on this provision since the Agency is co-proposing to modify the applicability criteria for third-party audits.
                    </P>
                    <FTNT>
                        <P>
                            <SU>65</SU>
                             The 2024 SCCAP rule RTC at p. 179-180.
                        </P>
                    </FTNT>
                    <HD SOURCE="HD3">g. Data Gathering</HD>
                    <P>
                        The limited implementation of the proposed third-party audits would allow the EPA to assess third-party audit effectiveness, but only if the 
                        <PRTPAGE P="8990"/>
                        correct data is collected. At a high-level, if the proposed regulations are finalized, the Agency would be able to evaluate accident history at facilities before and after conducting third-party compliance audits. The Agency could also evaluate violations and compliance rates if inspections are conducted at the regulated facilities. Separately, the Agency could begin to aggregate information on the EPA's enforcement-driven third-party audits and potentially work with other implementing agencies on any data they may have on third-party audits. However, that may only provide a partial view of the utility of third-party audits. Therefore, the Agency seeks comment on what other data sources the EPA could use, and more importantly what other data elements should the EPA collect during the 10-year window when a subset of facilities would be conducting third-party audits. Should the EPA collect information on the make-up of the audit teams to evaluate if there appears to be sufficient chemical process safety experts capable of performing compliance audits for the Risk Management Program? Or to see how the make-up for the audit team may impact the quality of the audit? Should the Agency collect information on the audit findings report and audit findings report responses to evaluate both the third-party auditor and owner or operator's ability to address deficiencies in a timely and effective manner? The Agency seeks comment on collecting data to evaluate the effectiveness of third-party audits.
                    </P>
                    <HD SOURCE="HD3">h. Other Provisions</HD>
                    <P>For the co-proposal to modify the current requirements to only require third-party audits for facilities having two or more accidents in five years, at this time the Agency is only proposing changes to the third-party requirements at 40 CFR 68.58(f), (g), and (h); 68.59(c)(2)(iv); 68.79(f), (g), and (h); and 68.80(c)(2)(iv). However, since the Agency is proposing to modify the applicability criteria for third-party audits, the Agency seeks input on all other provisions in 40 CFR 68.59 and 68.80.</P>
                    <HD SOURCE="HD3">4. Proposed Regulatory Changes</HD>
                    <P>The Agency is co-proposing: (1) rescinding all third-party audits, and (2) requiring third-party audits for facilities with two RMP-reportable accidents in a five-year period. The second proposal includes a sunset date for the third-party compliance audit requirements.</P>
                    <P>Even though the Agency is co-proposing to rescind all third-party audit provisions, the regulatory text in this proposal reflects the co-proposed retention and modification of the third-party audits for Program 2 and Program 3 facilities having two or more RMP-reportable accidents in a five-year period.</P>
                    <P>Specifically, the EPA is proposing to:</P>
                    <P>• Revise 40 CFR 68.58(f)(1) and 68.79(f)(1) to two RMP-reportable accidental releases in a five-year period for the third-party audit applicability criteria.</P>
                    <P>• Rescind 40 CFR 68.58(f)(2) and 68.79(f)(2) which are the provisions for implementing agencies to require an audit based on conditions at the stationary source that could lead to an RMP-reportable accident.</P>
                    <P>• Rescind 40 CFR 68.58(g) and 68.79(g) which are the appeals process requirements for third-party audits when required by the implementing agency.</P>
                    <P>• Modify 40 CFR 68.58(h) and 68.79(h) by deleting the phrase “unless a different timeframe is specified by the implementing agency”.</P>
                    <P>• Rescind 40 CFR 68.59(c)(2)(iv) and 68.80(c)(2)(iv) which is the two-year cooling-off provision.</P>
                    <P>• Modify existing section 40 CFR 68.10(g)(2) to delay the effective date of the third-party audit provisions from May 10, 2027, to three years after the promulgation of a final rule for this action. The proposed regulatory section is 40 CFR 68.10(j)(1).</P>
                    <P>• Modify existing section 40 CFR 68.10(g)(2) to include a sunset date 10 years after the effective date of the third-party audit requirements. This would be 13 years after promulgation of the final rule for this action. The proposed regulatory section is 40 CFR 68.10(j)(1).</P>
                    <HD SOURCE="HD3">5. Alternative Options</HD>
                    <P>The Agency seeks comment on whether any of the RMP-reportable accident factors should be discounted when determining if facilities are required to conduct a third-party audit. For example, if a facility had an RMP-reportable accident that resulted in significant property damage onsite, but no injuries or deaths and no offsite damages, should that accident “count” towards the applicability for third-party audits? Similarly, what about accidents only resulting from onsite injuries that were “minor”?</P>
                    <P>Additionally, the Agency seeks comment on what other information could be used to identify or target facilities and/or processes that could benefit from a third-party compliance audit. The EPA seeks comment on the following potential criteria for inclusion in the third-party audit program: facilities found to have not reported an RMP-reportable accident; facilities with one accident that resulted in offsite injuries; and facilities for which a reportable accident resulted in substantial property damage, whether at the facility or offsite.</P>
                    <P>The EPA seeks comment on the 2024 provision allowing implementing agencies to require a third-party audit based on conditions at the stationary source. Specifically, how could “conditions” be defined? Is there a specific set of conditions that would provide regulatory certainty to this provision?</P>
                    <P>Finally, the Agency seeks comment on industry programs and standards for third-party compliance audits. Specifically, the Agency is requesting comment and information on potentially incorporating by reference industry standards for non-self-audits in lieu of the independent third-party audit regulations codified with the 2024 SCCAP rule and proposed to be modified with this NPRM.</P>
                    <HD SOURCE="HD2">D. Employee Participation</HD>
                    <P>In the 2024 SCCAP rule, the EPA finalized new employee participation provisions for owners and operators of facilities with Program 2 and Program 3 processes. The rule added Program 2 employee participation provisions at 40 CFR 68.62, which require owners or operators to develop written employee participation plans and provide access to hazard reviews and all other information developed pursuant to the Program 2 prevention program requirements. The 2024 SCCAP rule aligned the employee participation requirements for Program 2 with existing Program 3 employee participation requirements at 40 CFR 68.83. The 2024 SCCAP rule also added new provisions for both Program 2 and Program 3 owners and operators. Under the 2024 SCCAP rule, owners and operators are required to provide annual notice to employees that the written plan of action is available and explain how it can be accessed and to provide training on the plan, as necessary. Additionally, the 2024 SCCAP rule added a new provision that requires Program 2 and Program 3 owners or operators to implement a process to allow employees to report hazards to the owner or operator and/or the EPA, where reporting may be anonymous or with attribution, and requires records of reports to be maintained for three years, at 40 CFR 68.62(b) and 68.83(e).</P>
                    <P>
                        The Agency requires owners and operators of facilities with Program 3 processes to consult knowledgeable employees on addressing recommendations and findings of PHAs, 
                        <PRTPAGE P="8991"/>
                        compliance audits, and incident investigations at 40 CFR 68.83(c). Additionally, at 40 CFR 68.83(d), the 2024 SCCAP rule requires owners or operators to provide employees knowledgeable in the process with authority to recommend partial or complete shutdown of a process and allow a qualified operator to partially or completely shut down a process, in accordance with operating procedures, based on the potential for a catastrophic release.
                    </P>
                    <P>The EPA is not proposing to reopen the employee participation provisions for facilities with Program 2 processes at 40 CFR 68.62(a) for owners or operators to develop an employee participation plan, provide notice to employees that the plan is available (40 CFR 68.62(a)(1)), and provide employees and their representatives access to hazard reviews and all other information required to be developed under the Program 2 prevention program (40 CFR 68.62(c)). However, the EPA proposes to rescind the requirements at 40 CFR 68.62(a)(2) for owners or operators of facilities with Program 2 processes to provide training on the plan. For facilities with Program 3 processes, the EPA similarly proposes to rescind the training requirement at 40 CFR 68.83(a)(2). The EPA is retaining the requirement at 40 CFR 68.83(a)(1) for owners or operators of facilities with Program 3 processes to provide annual notification that the employee participation plan is available. As explained below, the EPA proposes to rescind the requirements for owners or operators of facilities with Program 2 and Program 3 processes to develop a process for employees to report to the owner or operator and/or the EPA unaddressed hazards, accidents, and other noncompliance either anonymously or with attribution, and retain a record of the report for three years (40 CFR 68.62(b)(1)-(3) and 68.83(e)(1)-(3)).</P>
                    <P>As explained below, for facilities with Program 3 processes, the EPA proposes to rescind the requirement at 40 CFR 68.83(c) for owners or operators to consult with employees on addressing recommendations and findings from PHAs, compliance audits, and incident investigations. The EPA also proposes to rescind requirements for owners or operators of facilities with Program 3 processes to provide employees knowledgeable in the process the authority to (1) recommend that the operator in charge of a unit partially or completely shut down a unit (40 CFR 68.83(d)(1)), and (2) allow a qualified operator in charge of a unit to partially or completely shut down a unit, in accordance with operating procedures established in 40 CFR 68.69(a) based on the potential for a catastrophic release (40 CFR 68.83(d)(2)).</P>
                    <P>As the EPA established in its 1993 RMP proposed rule “Risk Management Programs for Chemical Accidental Release Prevention,” the Agency's longstanding view has been that employee participation provisions are worker protection issues and are, therefore, primarily in OSHA's area of concern (58 FR 54205, October 20, 1993). In response to comments received on the EPA's 1993 proposed rule regarding ensuring consistency with OSHA and having a complete prevention program, the EPA added employee participation provisions to its 1996 RMP rule (61 FR 31697). The 1996 RMP rule adopted 40 CFR 68.83 verbatim from OSHA except for changing “employer” to “owner or operator” (61 FR 31697). Additionally, the EPA has maintained the view that the Program 3 prevention program requirements should be identical to OSHA's PSM standard to avoid confusion and redundant requirements and to ensure that sources develop one accidental release prevention program that protects workers, the general public, and the environment (61 FR 31697). Because it is OSHA's responsibility to protect workers, the Agency continues to believe that the employee participation provisions should align with OSHA's PSM standard to the extent we are able to do so consistent with the EPA's statutory directive. The EPA therefore is proposing to realign the RMP employee participation requirements with OSHA PSM requirements.</P>
                    <HD SOURCE="HD3">1. Plan Development, Annual Notice and Training</HD>
                    <P>The EPA is not proposing to reopen the 2024 SCCAP rule provisions for owners and operators of facilities with Program 2 processes to develop a plan and provide annual notice to employees (40 CFR 68.62(a)) as well as to provide access to hazard reviews and other prevention program information (40 CFR 68.62(c)) to maintain alignment with Program 3 and OSHA requirements. The EPA maintains that providing annual notification of the plan is not an onerous requirement, and that requirements for plan development, notice, and retaining access to hazard reviews would ensure employee awareness of the plan and knowledge of prevention program requirements and improve accident prevention at facilities with Program 2 processes. The EPA maintains that the requirement to provide annual written or electronic notice to employees indicating that the plan is ready and how to access the information, although not identical to OSHA PSM requirements, does not create confusion or redundant requirements because the burden on owners and operators is so minimal. The Agency is not re-opening this provision for comment.</P>
                    <P>The EPA is proposing to rescind the training requirements for owners and operators of facilities with Program 2 processes (40 CFR 68.62(a)(2)) or Program 3 processes (40 CFR 68.83(a)(2)). The Agency intends this recission to realign the employee participation provisions with the OSHA PSM standard, thereby making it less burdensome on facilities while continuing to ensure that these processes are being operated safely. The 2024 SCCAP rule also requires owners or operators of Program 2 or Program 3 processes to develop and implement a process to allow employees and their representatives to anonymously report unaddressed hazards that could lead to a catastrophic release, unreported RMP-reportable accidents, or other noncompliance in 40 CFR 68.62(b) and 68.83(e) (89 FR 17662). The training requirements introduced in the 2024 SCCAP rule were intended in part to potentially help reduce unvalidated noncompliance reports resulting from these provisions, which some commenters indicated could become a concern (89 FR 17665). The EPA anticipates that by rescinding the employee accident and noncompliance reporting requirements for Program 2 and Program 3 processes (see section IV.A.2. below), unvalidated noncompliance reports and related training would no longer be a concern. Further, the Agency has tentatively determined that there is not enough information demonstrating that training on the employee participation plan is necessary to justify this requirement; instead, the EPA encourages owners or operators to provide training on the plan should they receive any requests from management, employees, or their representatives.</P>
                    <HD SOURCE="HD3">2. Employee Accident and Noncompliance Reporting</HD>
                    <P>
                        The EPA is proposing to rescind the employee accident and noncompliance reporting requirements at 40 CFR 68.62(b) and 68.83(e) for facilities with Program 2 and Program 3 processes. The addition of these requirements in the 2024 SCCAP rule was redundant with existing methods for noncompliance reporting, described below. The EPA's goal in rescinding these requirements is to eliminate unnecessary provisions and 
                        <PRTPAGE P="8992"/>
                        realign the employee participation provisions with the OSHA PSM standard.
                    </P>
                    <P>
                        In the 2022 SCCAP proposed rule, the EPA included a comment from the 2021 listening session that provided data analysis showing a late reporting rate of 6.7% in accident reporting pursuant to 40 CFR 68.195(a) (87 FR 53596). In the 2024 SCCAP final rule, the EPA instituted the employee accident and noncompliance reporting provisions, in part, to address this issue. The EPA continues to recognize that timely reporting of accidents is important. However, prior to the 2024 SCCAP rule provisions, the RMP rule already required owners or operators to correct the submitted RMP within six months of any accidental release meeting the five-year accident history requirement. Additionally, employees have always had the ability to report accidents and noncompliance to the EPA without specific guidelines being codified in the regulatory text. For example, employees and the public may report information related to a violation of the CAA to the EPA via an existing website or to another appropriate Federal agency or department. The EPA website also features resources for employees and the public to understand the difference between a possible violation and an emergency and provides the phone number to the National Response Center.
                        <SU>66</SU>
                        <FTREF/>
                         Employees and the public also have options for contracting Agency personnel regarding the RMP Rule.
                        <SU>67</SU>
                        <FTREF/>
                         Additionally, OSHA's Whistleblower Protection Program (42 U.S.C. 7622) provides protections for employees reporting violations of the CAA.
                        <SU>68</SU>
                        <FTREF/>
                         These existing protections, along with efforts by owners and operators to create a welcoming atmosphere for employees to internally discuss safety concerns, allow employees to express their concerns about unaddressed hazards and noncompliance without fear of repercussions. The Agency expects that owners or operators will continually improve their efforts to enhance safety cultures, strengthen safety teams, and foster employee communication. Due to existing methods for reporting hazards and requirements for reporting accidents, the addition of accident and noncompliance reporting provisions for Program 2 and Program 3 to the 2024 SCCAP rule was not necessary and should be removed to better align the employee participation provisions with OSHA's PSM requirements.
                    </P>
                    <FTNT>
                        <P>
                            <SU>66</SU>
                             EPA. “Report Environmental Violations,” last updated May 22, 2024, 
                            <E T="03">https://echo.epa.gov/report-environmental-violations.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>67</SU>
                             EPA. “Contact Us about the Risk Management Program Rule,” last updated May 28, 2025, 
                            <E T="03">https://www.epa.gov/rmp/forms/contact-us-about-risk-management-program-rule.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>68</SU>
                             OSHA Fact Sheet: Filing Whistleblower Complaints under the Clean Air Act—
                            <E T="03">https://www.osha.gov/sites/default/files/publications/OSHA3784.pdf.</E>
                        </P>
                    </FTNT>
                    <HD SOURCE="HD3">3. Recommendation Decisions</HD>
                    <P>The EPA is proposing to rescind the 2024 SCCAP rule provision for facilities with Program 3 processes to consult employees on addressing recommendations and findings of PHAs, compliance audits, and incident investigations (40 CFR 68.83(c)). The EPA intends this proposed recission to realign the provisions with the OSHA PSM standard. The EPA notes that the intent of the 2024 SCCAP rule provision for recommendation decisions was to provide employees with the opportunity to provide their perspective based on their knowledge of the process and safety concerns. The Agency upholds that employees directly involved in operating and maintaining a process are the most knowledgeable about the daily requirements for operating and maintaining equipment safely. Prior to the 2024 SCCAP rule, sources were required to involve at least one person knowledgeable in the process in PHAs, compliance audits, and incident investigations (40 CFR 68.67(d), 68.79(b), and 68.81(c), respectively). Accordingly, the resulting recommendations from those activities should already reflect the knowledge of employees, rendering the 2024 SCCAP rule provision for employee participation in recommendation decisions unnecessary. The EPA is not currently aware of any information that suggests that these redundant requirements have had any demonstrable impact on safety and seeks comments offering any specific information to that effect.</P>
                    <P>The Agency maintains that involving directly affected employees in discussions and decisions on Program 3 processes helps ensure that the most effective recommendations are considered. However, the EPA expects that those “knowledgeable in the process” are already involved in PHAs, compliance audits, and incident investigations and are also involved in addressing recommendations resulting from these program elements. The Agency therefore requests comment to assist in determining whether rescinding this provision and realigning with the OSHA PSM standard would remove redundant requirements while maintaining an appropriate level of employee involvement in recommendation decisions.</P>
                    <HD SOURCE="HD3">4. Stop Work Authority</HD>
                    <P>The EPA is proposing to rescind the 2024 SCCAP rule provision for stop work authority (40 CFR 68.83(d)) for Program 3 processes. The EPA intends this recission to realign the provisions with the OSHA PSM standard. In the 2022 SCCAP proposed rule, the EPA explained that, although the RMP regulations in place prior to the 2022 proposed rule did not contain explicit requirements for stop work, the RMP rule already addressed many aspects of a stop work authority that provide a means to identify and resolve imminent operational risks before they occur (87 FR 53591). For example, operating procedures developed under the RMP rule (40 CFR 68.69) already address how and under what circumstances a facility should conduct normal and temporary operations, emergency shutdown (including the assignment of a responsible qualified operator to do so), emergency operations, and normal shutdown. Operating procedures should also address when process operations deviate from operating limits, steps to correct and avoid deviation, safety and health conditions to consider, and safety systems and their functions. Mechanical integrity requirements (40 CFR 68.73(e)) ensure equipment deficiencies that are outside acceptable limits are corrected in a safe and timely manner or before further use to assure safe operation. The associated trainings for operating procedures (40 CFR 68.71) and maintenance (40 CFR 68.73(c)) are key to ensuring that those processes are well understood. The EPA explained that it believed that all these components create a stop work authority as they address the circumstances and procedures to identify unsafe operations (87 FR 53591). The stop work provision in the 2024 SCCAP rule was intended to ensure facilities' employees are aware of these existing authorities to manage unsafe work by requiring owners or operators to document these authorities in the employee participation plan (89 FR 17663). In the preamble to the 2024 SCCAP rule, the EPA emphasized that “this provision is not intended to create new authorities or require additional components to those already developed” (89 FR 17663).</P>
                    <P>
                        As described above, previous RMP rule requirements, although not containing explicit requirements for stop work, already address many aspects of a stop work authority that provide a means to identify and resolve imminent operational risks before they occur (
                        <E T="03">i.e.,</E>
                         operating procedures for normal, temporary, and emergency operations; mechanical integrity 
                        <PRTPAGE P="8993"/>
                        requirements to ensure equipment deficiencies are corrected in a safe and timely manner; associated trainings on operating procedures and maintenance). Therefore, the EPA has determined that the additional requirement to document specifically prescribed stop work authority in the employee participation plan is unnecessary and may inadvertently cause confusion and impose an unexpected regulatory burden for regulated entities who interpret the requirement to impose to require new stop work authorities or require additional components to those already developed. As such, the Agency expects that rescinding this provision and realigning with the OSHA PSM standard would remove redundant requirements that created unnecessary confusion and burden for regulated entities without generating any demonstrable safety benefits.
                    </P>
                    <HD SOURCE="HD3">5. Proposed Regulatory Changes</HD>
                    <P>For the reasons stated above, the EPA proposes to remove the following language from 40 CFR 68.62(a)(2) and 68.83(a)(2): “Training shall be provided as often as necessary to ensure employees and their representatives, and management involved in the process, are informed of the details of the plan.” The EPA proposes to remove the accident and noncompliance reporting provisions at 40 CFR 68.62(b) and 68.83(e). The EPA proposes to remove the new language regarding recommendation decisions at 40 CFR 68.83(c) and revert to the pre-2024 language (current 40 CFR 68.83(f)). Similarly, the EPA proposes to remove the new stop work authority provision at 40 CFR 68.83(d). The EPA seeks comment on these proposed provisions.</P>
                    <HD SOURCE="HD3">6. Alternative Options</HD>
                    <P>In addition, the EPA considered other options and is seeking comment on these alternative approaches. The EPA requests public comment on retaining 40 CFR 68.62(a)(2) and 68.83(a)(2), including any data to support that training on the employee participation plan would contribute to chemical accident prevention. The EPA additionally seeks comment on how owners or operators and the EPA would determine the effectiveness of training on the employee participation plan.</P>
                    <P>
                        The EPA also requests comment on a requirement for owners or operators to develop and implement a process to allow employees to report noncompliance concerns only to the owner or operator as a part of the employee participation plan, with reporting to the EPA still available through existing channels (
                        <E T="03">i.e.,</E>
                         the EPA's website or through regional contacts). The Agency also seeks comment on requiring owners or operators to provide information on the EPA's existing noncompliance reporting options as a part of the employee participation plan.
                    </P>
                    <P>
                        Finally, the Agency solicits comment on whether there are opportunities for the EPA to ensure that employees are aware of their authorities to manage unsafe work through existing operating procedures and mechanical integrity provisions. Additionally, the EPA solicits comment on including additional language (in italics) in the initial training requirement at 40 CFR 68.71(a)(1) to clarify that, in addition to understanding the procedures for emergency operations, employees shall be made aware of the risks that could potentially lead to such an event. For example: “Each employee presently involved in operating a process, and each employee before being involved in operating a newly assigned process, shall be trained in an overview of the process and in the operating procedures as specified in 40 CFR 68.69. The training shall include emphasis on the specific safety and health hazards, 
                        <E T="03">identifying imminent operational risks that may lead to</E>
                         emergency operations including shutdown 
                        <E T="03">and how to perform these operations,</E>
                         and safe work practices applicable to the employee's job tasks.”
                    </P>
                    <HD SOURCE="HD2">E. Community and Emergency Responder Notification</HD>
                    <P>The 2024 SCCAP rule added requirements for RMP facilities to implement procedures for informing the public about accidental releases or to meet the requirement with other existing notification mechanisms under 40 CFR 68.90(b)(3) and 68.95(c); to partner with local response agencies to ensure a community notification system is in place to warn the public within the area “potentially” threatened by an accidental release and to document the collaboration under 40 CFR 68.90(b)(6) and 68.95(a)(1)(i); and to provide necessary entities with initial accidental release information under 40 CFR 68.90(b)(3) and 68.95(c) (89 FR 17666). The EPA explained that the purpose of these provisions was to require RMP-regulated facilities to provide information to surrounding communities so they can appropriately prepare for potential emergencies (89 FR 17666). In the 2022 SCCAP proposed rule, the EPA cited data on the extent of accidents with offsite impacts, including those in which no local or offsite responders were notified; several case studies of effective emergency response in the event of a chemical accident that included redundant communication systems or in which an improved community notification system could have supported appropriate public notification; and multiple industry guidance documents that outline the importance of having a coordinated effort to ensure public notification of accidental releases (87 FR 53556).</P>
                    <P>In this action, the EPA is proposing to modify the community notification requirements from the 2024 SCCAP rule. Specifically, the EPA is proposing to further clarify who is responsible for notifying the community of an accidental release by adding language to 40 CFR 68.90(b)(6) and 68.95(a)(1)(i) to emphasize that RMP facility owners and operators are responsible for coordinating with local officials when community notifications are necessary following an accidental release. The Agency is also proposing to modify related documentation requirements in the same section.</P>
                    <HD SOURCE="HD3">1. Community Notification System and Coordination Clarification</HD>
                    <P>
                        The 2022 SCCAP proposed rule provisions were supported by a wide range of stakeholder groups, including advocacy groups, State attorneys general, mass comment campaigns, individuals, and local governments.
                        <SU>69</SU>
                        <FTREF/>
                         However, some public commenters opposed the requirement for RMP facilities to be solely responsible for community warning systems and notification of emergencies. Some commenters said that the language in the proposed provision should be changed from “and ensure that” to “and partner to ensure that” a community notification system is in place.
                        <SU>70</SU>
                        <FTREF/>
                         Therefore, in the 2024 SCCAP rule, the EPA clarified that RMP facility owners and operators should 
                        <E T="03">partner</E>
                         with local response agencies to ensure a community notification system is in place (89 FR 17666).
                    </P>
                    <FTNT>
                        <P>
                            <SU>69</SU>
                             EPA-HQ-OLEM-2022-0141; 0143; 0151; 0179; 0191; 0208; 0209; 0211; 0240; 0243; 0252; 0255; 0257; 0264; 0269; 0383; 0413; 0444; 0460.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>70</SU>
                             EPA-HQ-OLEM-2022-0184; 0237.
                        </P>
                    </FTNT>
                    <P>
                        It was not, and is not, the EPA's intention to transfer inherent government responsibilities to RMP-regulated facilities. Rather, the EPA's intention for this provision was, and remains, for facility owners and operators to work 
                        <E T="03">with</E>
                         the local responders to ensure that, during a release, a notification system is in place that will notify the public of a potential emergency situation. The Agency has determined that in most cases, local 
                        <PRTPAGE P="8994"/>
                        government emergency response officials will be the entities providing the notice, since that is typically the case and the role of those officials. The EPA's intention of the joint roles and responsibilities of facilities and local emergency responders has remained consistent since the 1996 RMP rule. As stated in the response to comments on the 1995 RMP proposed rule, public notification is typically handled by the local responders, however, in some cases the facility may make the notifications.
                        <SU>71</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>71</SU>
                             EPA, Risk Management Plan Rule: Summary and Response to Comments, Part 6 of 12, p. 18-38, May 24, 1996. Docket No. A-91-73, Document Number IX-C-1. Available at 
                            <E T="03">https://www.regulations.gov/document/EPA-HQ-OAR-2004-0365-0008.</E>
                        </P>
                    </FTNT>
                    <P>The EPA is thus proposing modifications to clarify that facility owners or operators should coordinate with local emergency responders to ensure that, during a release, all necessary information is available to notify the community of the incident. This coordination can occur as part of the annual emergency response coordination meeting under 40 CFR 68.93 and/or notification exercise under the 40 CFR 68.96(a) requirements. If no community notification system is in place, then the facility personnel should partner with local officials to determine how to relay information in a timely manner to protect the community from harm. Therefore, because the EPA is clarifying the joint responsibility between facilities and local responders and the fact that a specific notification “system” may not necessarily be appropriate in all circumstances, the EPA has concluded that there is no need for a requirement for a facility to develop, operate, and maintain a community notification system.</P>
                    <P>To clarify who is responsible for notifying the community of an accidental release, the EPA proposes adding language to 40 CFR 68.90(b)(6) and 68.95(a)(1)(i) to emphasize that RMP facility owners and operators are responsible for coordinating with local officials when community notifications are necessary following an accidental release. That is, facility personnel would partner with emergency responders to ensure responders have the necessary accidental release information to convey through community notification systems. This proposed language would ensure that facility representatives and local emergency responders understand their roles and responsibilities for timely notification to the surrounding communities should an accidental release occur.</P>
                    <HD SOURCE="HD3">2. Documentation Requirements</HD>
                    <P>The Agency is also proposing to modify related documentation requirements. The 2024 SCCAP rule included documentation requirements under 40 CFR 68.90(b)(6) and 68.95(a)(1)(i) to capture the partnership of the owner or operator and the emergency response agency with respect to a community notification system. The EPA is proposing to eliminate these documentation requirements and instead replace them with the collection of two data elements: (1) the type of community notification system; and (2) whether the local responder or the owner or operator will send the notification to the community. The EPA is proposing that both data elements be submitted by the owner or operator with their RMP submission to the EPA under 40 CFR 68.180.</P>
                    <P>By collecting the type of notification systems and the party responsible for sending the notification, implementing agencies could easily determine if there are local response agencies and owners and operators that need assistance with their notification procedure. The EPA's goal is to ensure that all communities have an adequate notification system in place. For non-responding facilities (facilities whose employees will not respond to accidental releases and instead will use other resources), the existing regulations under 40 CFR 68.180(b)(1)(iii) already cover submission of “What mechanisms are in place to notify the public and emergency responders when there is a need for emergency response.” However, for this requirement, the Agency has historically only collected the answer to the question “Does your facility's ER plan include procedures for informing the public and local agencies responding to accidental releases?”, which lacks specificity that could better inform community preparedness. The Agency is thus proposing to update the RMP*eSubmit System to document the type of community notification system and who is responsible for sending notifications. Additionally, for responding facilities, the Agency is proposing to mirror this requirement under 40 CFR 68.180(b)(2).</P>
                    <P>The Agency is also soliciting comment on sharing these data elements through the RMP Public Data Tool, via proposed 40 CFR 68.210. The EPA intends that sharing information on what emergency notification system is in place would allow communities surrounding RMP facilities to appropriately prepare for and respond to potential emergencies.</P>
                    <HD SOURCE="HD3">3. Proposed Regulatory Changes</HD>
                    <P>For the reasons stated above, the EPA seeks comment on its proposal to amend 40 CFR 68.90(b)(6) and 68.95(a)(1)(i) to clarify the EPA's intention to require facilities partner with local emergency response agencies to ensure that necessary information is available to responders and add language to clarify that responders may relay that information through a community notification system to warn the public. Specifically, the EPA is proposing to replace “. . . and partnering with these response agencies to ensure that a community notification system is in place” with “Further, the owner or operator partner with response agencies to ensure that responders have the necessary information to relay through a community notification system . . .” The EPA also proposes to remove the documentation requirements in 40 CFR 68.90(b)(6) and 68.95(a)(1)(i) related to the partnership between the owner or operator and the local emergency response agencies and instead add a new subparagraph at 40 CFR 68.180(b)(2)(v) to require owners or operators to provide basic information about notification mechanisms and responsibilities in their RMP submissions.</P>
                    <P>Additionally, the EPA seeks comment on whether there should be any difference in the requirements for responding and non-responding facilities. The Agency seeks comment on whether the proposed regulatory text under 40 CFR 68.180(b)(2)(v), for responding facilities, needs to specify a notification mechanism for the public and emergency responders or solely the public.</P>
                    <P>
                        Further, the Agency seeks comment on what types of public notification mechanisms should be included in the options in RMP*eSubmit for owners or operators (
                        <E T="03">e.g.,</E>
                         Integrated Public Alert &amp; Warning System). The Agency is also soliciting comment on what other data should be collected with respect to a community notification system. The Agency seeks comment on whether there should be an indicator for the facility to identify when the local emergency planning agency has not been responsive to attempts to coordinate. Additionally, the EPA requests comment on whether the Agency should collect and share information on how communities can “register” for the community notification system.
                    </P>
                    <P>
                        Finally, the EPA solicits comment on other actions the Agency could take to identify and correct gaps in emergency 
                        <PRTPAGE P="8995"/>
                        notification procedures and mechanisms.
                    </P>
                    <HD SOURCE="HD2">F. Stationary Source Siting</HD>
                    <P>As stated in the 2022 SCCAP proposed rule, “siting” is a “longstanding regulatory requirement” for Program 2 and 3 facilities (87 FR 53567). In the 2024 SCCAP final rule, the EPA added regulatory language to explicitly clarify stationary source siting as inclusive of the placement of processes, equipment, buildings within the facility, and hazards posed by proximate facilities, and accidental release consequences posed by proximity to the public and public receptors for both Program 2 hazard reviews under 40 CFR 68.50(a)(6) and Program 3 process hazard analyses under 40 CFR 68.67(c)(5).</P>
                    <P>
                        The Agency intended to add the amplifying language to the siting requirement in the 2024 SCCAP rule to clarify the longstanding regulatory requirement without imposing any additional regulatory burden (87 FR 53567). The EPA's rationale was that the siting of processes and equipment within a stationary source can impact the surrounding community not only through the proximity of an accidental release to offsite receptors adjacent to the facility boundary (
                        <E T="03">e.g.,</E>
                         people, infrastructure, environmental resources), but also through increasing the likelihood of a secondary “knock-on” release by compromising nearby processes (87 FR 53571). Therefore, the 2024 SCCAP rule expanded the regulatory text in 40 CFR 68.67(c)(5) for Program 3 facilities to read: “Stationary source siting, including the placement of processes, equipment, and buildings within the facility, and hazards posed by proximate stationary sources, and accidental release consequences posed by proximity to the public and public receptors” and explicitly added siting, including the same amplifying text included for Program 3 facilities, to the hazard review for Program 2 facilities under 40 CFR 68.50(a)(6).
                    </P>
                    <P>
                        The EPA is proposing to rescind the amplifying regulatory text for Program 3 facilities under 40 CFR 68.67(c)(5) 
                        <SU>72</SU>
                        <FTREF/>
                         and for Program 2 facilities under 40 CFR 68.50(a)(6), 
                        <E T="03">i.e.,</E>
                         the language “including the placement of processes, equipment, and buildings within the facility, and hazards posed by proximate stationary sources, and accidental release consequences posed by proximity to the public and public receptors.” 
                        <SU>73</SU>
                        <FTREF/>
                         The general requirement to consider stationary source siting for Program 2 facilities would remain as finalized in the 2024 SCCAP rule at 40 CFR 68.50(a)(6).
                    </P>
                    <FTNT>
                        <P>
                            <SU>72</SU>
                             The proposed 40 CFR 68.67(c)(5) would thus read: “Stationary source siting[.]” 
                            <E T="03">See</E>
                             proposed reg text at the end of this proposal.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>73</SU>
                             The proposed 40 CFR 68.50(a)(6) would thus read: “Stationary source siting[.]” 
                            <E T="03">See</E>
                             proposed reg text at the end of this proposal.
                        </P>
                    </FTNT>
                    <P>
                        The EPA is proposing to refocus the RMP stationary source siting requirements to be consistent with the OSHA PSM requirements for the reasons the EPA outlined in the 1996 RMP rule. In response to comments on the 1995 RMP proposed rule, the Agency said that the EPA adopted OSHA's language on PHAs to maintain consistency with the OSHA PSM standard, and therefore did not add explicit language on the consideration of external events.
                        <SU>74</SU>
                        <FTREF/>
                         Furthermore, the amplifying siting language of the 2024 SCCAP rule is redundant of existing regulatory requirements and may have unintentionally created an additional regulatory burden for regulated entities. Prior to the 2024 SCCAP rule, hazards from proximate facilities were already taken into account with other hazards evaluated during the hazard review under 40 CFR 68.50(a) for Program 2 processes and PHA under 40 CFR 68.67(a)-(c) for Program 3 processes. The requirement to consider “stationary source siting” during these hazard evaluations has always meant that facilities should consider the location of covered vessels and evaluate whether their location creates risks for offsite public or environmental receptors, as well as onsite receptors.
                        <SU>75</SU>
                        <FTREF/>
                         As the EPA noted in its response to comments on the 1995 RMP proposed rule, “sources must consider the hazards created by external events in any appropriate risk management program” and, as such, sources would normally consider whether a process is vulnerable to damage caused by external events as part of a properly conducted PHA and evaluate the potential consequences if such events damaged the integrity of the process.
                        <SU>76</SU>
                        <FTREF/>
                         By specifying criteria for stationary source siting in the 2024 SCCAP rule, the EPA may have inadvertently created an additional burden for regulated entities who interpret the amplifying language as requiring a separate analysis for each individual element of the siting provision—placement of processes, equipment, buildings within the facility, and hazards posed by proximate facilities, and accidental release consequences posed by proximity to the public and public receptors—regardless of whether a hazard was identified. Therefore, the EPA is now proposing to rescind the amplifying language which caused confusion and unnecessarily added a redundant requirement as part of the siting evaluations.
                    </P>
                    <FTNT>
                        <P>
                            <SU>74</SU>
                             EPA, Risk Management Plan Rule: Summary and Response to Comments, Part 5 of 12, p. 9-23, May 24, 1996. Docket No. A-91-73, Document Number IX-C-1. Available at 
                            <E T="03">https://www.regulations.gov/document/EPA-HQ-OAR-2004-0365-0007.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>75</SU>
                             EPA, Is EPA's PHA stationary source siting requirement analogous to OSHA's PSM? 
                            <E T="03">https://www.epa.gov/rmp/epas-pha-stationary-source-siting-requirement-analogous-oshas-psm.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>76</SU>
                             EPA, Risk Management Plan Rule: Summary and Response to Comments, Part 5 of 12, p. 9-23, May 24, 1996. Docket No. A-91-73, Document Number IX-C-1. Available at 
                            <E T="03">https://www.regulations.gov/document/EPA-HQ-OAR-2004-0365-0007.</E>
                        </P>
                    </FTNT>
                    <P>
                        In developing this proposed rule, the EPA again reviewed input provided by public commenters on the 2022 SCCAP proposed rule. A few commenters expressed support for the EPA's proposal to amplify the siting requirements.
                        <SU>77</SU>
                        <FTREF/>
                         One commenter said that it would ensure the protection of human health and the environment,
                        <SU>78</SU>
                        <FTREF/>
                         while another stated that if it is practicable for a facility to take an action to eliminate or lessen hazards associated with RMP processes through different siting, it should be required to do so.
                        <SU>79</SU>
                        <FTREF/>
                         In response to these comments, the EPA stated that the proposal offered several examples of accidental releases which illustrate the significant effects of the lack of sufficient distance between the source boundary and neighboring residential areas, such as West Fertilizer Company in 2013,
                        <SU>80</SU>
                        <FTREF/>
                         Superior Refining Company, LLC in 2018,
                        <SU>81</SU>
                        <FTREF/>
                         and LG Polymers in 2020.
                        <SU>82</SU>
                        <FTREF/>
                         Additionally, several commenters opposed the amplifying language, arguing that it created an expansion of the siting requirements. One commenter stated that it would be a costly and arduous undertaking to determine exactly what facilities are proximate and understand their internal operations.
                        <SU>83</SU>
                        <FTREF/>
                         Others said that implementing the facility siting requirements are unnecessary and duplicative because facilities covered by 
                        <PRTPAGE P="8996"/>
                        OSHA's PSM regulations already undergo similar requirements.
                        <SU>84</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>77</SU>
                             EPA-HQ-OLEM-2022-0174-0228; 0444; 0460; 0275.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>78</SU>
                             EPA-HQ-OLEM-2022-0174-0257.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>79</SU>
                             EPA-HQ-OLEM-2022-0174-0444.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>80</SU>
                             CSB, “West Fertilizer Explosion and Fire,” last modified January 28, 2016, 
                            <E T="03">https://www.csb.gov/west-fertilizer-explosion-and-fire-/.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>81</SU>
                             CSB, “Husky Energy Refinery Explosion and Fire,” accessed January 28, 2022, 
                            <E T="03">https://www.csb.gov/husky-energy-refinery-explosion-and-fire/.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>82</SU>
                             Doyle, Amanda, “Hundreds Hospitalized After Styrene Gas Leak in India,” The Chemical Engineer, last modified May 7, 2020, 
                            <E T="03">https://www.thechemicalengineer.com/news/hundredshospitalised-after-styrene-gas-leak-in-india.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>83</SU>
                             EPA-HQ-OLEM-2022-0174-0261.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>84</SU>
                             EPA-HQ-OLEM-2022-0174-0180; 0205; 0207; 0217; 0226; 0229; 0232; 0234; 0253; 0458.
                        </P>
                    </FTNT>
                    <P>In this proposed action, the EPA continues to emphasize the significance of evaluating all external hazards. However, the EPA also notes that, prior to the 2024 SCCAP rule, hazards from proximate facilities were already taken into account with other hazards evaluated during the Hazard Review under 40 CFR 68.50(a) and PHA under 40 CFR 68.67(a)-(c). The 2024 SCCAP rule thus may have created an unintended consequence of diverting facility staff from evaluating the hazards present at their own facilities and focusing on hazards posed by proximate facilities. Therefore, the EPA is proposing to remove the amplifying language and for facilities to continue to use available resources and any additional industry-specific guidance to properly evaluate siting hazards.</P>
                    <HD SOURCE="HD3">1. Proposed Regulatory Changes</HD>
                    <P>For the reasons explained above, the EPA proposes to modify 40 CFR 68.50(a)(6) and 68.67(c)(5) by deleting the text: “including the placement of processes, equipment, and buildings within the facility, and hazards posed by proximate stationary sources, and accidental release consequences posed by proximity to the public and public receptors.” The EPA requests comments on these proposed revisions.</P>
                    <HD SOURCE="HD3">2. Alternative Options</HD>
                    <P>As an alternative to modifying this text, the EPA is requesting comment on retaining the clarifying language from the 2024 SCCAP rule, except for the language “and hazards posed by proximate stationary sources.”</P>
                    <P>Additionally, the amplifying language for facilities to address hazards posed by proximate facilities may be more appropriately addressed as guidance, outreach, or compliance assistance. To that end, the EPA seeks comment on what activities the Agency could take to better ensure that regulated facilities are accounting for siting issues.</P>
                    <HD SOURCE="HD2">G. Natural Hazards</HD>
                    <P>
                        In the 2024 SCCAP rule, the EPA added amplifying regulatory text to emphasize that natural hazards are among the hazards that must be addressed in Program 2 hazard reviews and Program 3 PHAs. Under the Risk Management Program, a natural hazard is defined as: “meteorological, climatological, environmental or geological phenomena that have the potential for negative impact, accounting for impacts due to climate change. Examples of such hazards include, but are not limited to, avalanche, coastal flooding, cold wave, drought, earthquake, hail, heat wave, hurricane, ice storm, landslide, lightning, riverine flooding, strong wind, tornado, tsunami, volcanic activity, wildfire, and winter weather.” (40 CFR 68.3). The added provisions were intended to ensure that the threats of natural hazards are properly managed by RMP-regulated facilities in order to mitigate accidental releases and reduce the potential for adverse impacts (87 FR 53567-53568). The EPA provided evidence of risks to RMP-regulated facilities resulting from natural hazards in its justification for the addition of these provisions (
                        <E T="03">Id.</E>
                        ).
                    </P>
                    <P>For the reasons stated below, the Agency is now proposing to remove the amplifying regulatory text under 40 CFR 68.50(a)(5) and 68.67(c)(8) requiring natural hazards to be evaluated under the Program 2 hazard review and the Program 3 PHA, respectively. However, the Agency is not proposing to change the long-standing and well-documented requirement that external hazards, including natural hazards, need to be evaluated as part of the hazard review or PHA. Instead, the Agency proposes to return to the regulatory text prior to the 2024 SCCAP rule, which had hazard evaluation requirements at 40 CFR 68.50(a) for Program 2 processes and at 40 CFR 68.67(a)-(c) for Program 3 processes (see 87 FR 53567 for more discussion on the requirements prior to the 2024 SCCAP rule).</P>
                    <P>The EPA is proposing this change because by creating a stand-alone regulatory provision for evaluating natural hazards, the 2024 SCCAP rule may have inadvertently created additional burden for hazard analysis and PHA teams by indirectly requiring separate processes for evaluating natural hazards versus all other hazards. While the Agency continues to require facilities to evaluate risks from natural hazards, it should be done in the context of evaluating all hazards under 40 CFR 68.50(a) and 68.67(c). The EPA has determined that it was unnecessary and confusing to specifically call out natural hazards in 40 CFR 68.50(a)(5) and 68.67(c)(8).</P>
                    <P>Specifically, the EPA notes that the amplifying language added by the 2024 SCCAP rule under 40 CFR 68.50(a)(5) and 68.67(c)(8) is redundant with the existing pre-2024 provisions under 40 CFR 68.50(a) and 68.67(c). By adding amplifying language, the rule creates confusion as to how the natural hazards should be evaluated. For example, 40 CFR 68.67(c)(1) requires evaluation of hazards and (c)(3) requires evaluation of controls applicable to the hazards. These new requirements raise the question whether natural hazards are still being evaluated under 40 CFR 68.67(c)(1) and (c)(3), or only separately under 40 CFR 68.67(c)(8). Although owners and operators should be capable of ensuring their hazard evaluations address the natural hazards-related requirements from the 2024 SCCAP rule, the amplifying language created a potential change in the process when none was needed. Additionally, this proposal would realign the regulatory text at 40 CFR 68.67(c) with the OSHA PSM requirements at 29 CFR 1910.119(e)(3). This alignment would further eliminate confusion and reduce the burden on regulated facilities.</P>
                    <P>
                        Another potential pitfall is that emphasizing natural hazards over other hazards may inadvertently prioritize evaluating those hazards over other, more likely scenarios. In the 2022 SCCAP proposed rule, the Agency provided data that some, but not all, RMP accidents report a natural cause as the initiating event and include unusual weather conditions as a contributing factor.
                        <SU>85</SU>
                        <FTREF/>
                         At the time, the EPA added clarifying language to promote awareness of these potential accidents and support prevention.
                        <SU>86</SU>
                        <FTREF/>
                         According to the Agency's data from 2004-2023, facilities reported 45 RMP-reportable accidents (3% of total) as having a natural hazard cause as the initiating event of their accident and 81 RMP-reportable accidents (2% of total) as having unusual weather conditions as a contributing factor of their accident; 100 reportable accidents cited either weather as an initiating event and/or unusual weather conditions as a contributing factor (4% of total). In contrast, 1,468 reportable accidents (52%) were initiated by equipment failure and 1,181 by human error (42%).
                        <SU>87</SU>
                        <FTREF/>
                         The EPA is concerned that a regulatory emphasis on natural hazards could inadvertently require a source to divert resources and focus from other, more prevalent hazards. The RMP rule provisions are performance-based because facilities owners and operators are best situated to determine the hazards and risks present and incorporate that information into the 
                        <PRTPAGE P="8997"/>
                        PHA or hazard review. This proposed revision is consistent with a performance-based regulatory approach.
                    </P>
                    <FTNT>
                        <P>
                            <SU>85</SU>
                             Technical Background Document for Notice of Proposed Rulemaking: Risk Management Programs Under the Clean Air Act, section 112(r)(7); Safer Communities by Chemical Accident Prevention (April 19, 2022).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>86</SU>
                             The 2024 SCCAP rule RTC at p. 33.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>87</SU>
                             EPA, Technical Background Document: Common Sense Approach to Chemical Accident Prevention RMP Rule. June 2025. Available in the docket, Docket ID No. EPA-HQ-OLEM-2025-0313.
                        </P>
                    </FTNT>
                    <P>In general, the EPA acknowledges that regulatory text does not need to be used to promote awareness of an already existing regulation. Although there may still be value in promoting awareness to mitigate accident rates, the Agency can provide outreach and compliance assistance using more appropriate mechanisms than amending regulatory text, such as a guidance document.</P>
                    <P>
                        As discussed in more detail in the 2024 SCCAP rule (89 FR 17636-17638), the EPA maintains that extreme weather and natural hazards can increase the likelihood of an accidental release and should be examined in order to prevent or mitigate releases of RMP-regulated substances at covered facilities.
                        <SU>88</SU>
                        <FTREF/>
                         However, the Agency notes that adding duplicative regulatory requirements may not ensure that natural hazards are evaluated more effectively. Instead, the duplicative requirement may have the unintended consequence of creating confusion that results in hazard analyses not properly weighing the risks to processes at their facilities and an inefficient use of resources.
                    </P>
                    <FTNT>
                        <P>
                            <SU>88</SU>
                             The 2024 SCCAP rule RTC at p. 30.
                        </P>
                    </FTNT>
                    <P>
                        Since the 1996 RMP rule, the EPA has said that events such as floods and high winds should be considered as potential release-initiating events when conducting a PHA, and the RMP guidance further expanded on this point.
                        <SU>89</SU>
                        <FTREF/>
                         The EPA still generally agrees that the hazard evaluation amplifications in the 2024 SCCAP rule are consistent with common industry practice and would impose no new requirements or costs on facilities that are in compliance with the RMP rule; however, the Agency may not have accounted for how a seemingly small change to the regulatory text can create new processes and procedures for regulated entities, which may present a more than negligible cost.
                    </P>
                    <FTNT>
                        <P>
                            <SU>89</SU>
                             EPA, General RMP Guidance—Chapter 6: Prevention Program (Program 2) (April 2004).
                        </P>
                    </FTNT>
                    <P>For these reasons, the EPA solicits comment on removing or including amplifying language text under 40 CFR 68.50(a)(5) and 68.67(c)(8) for natural hazards to be evaluated under the Program 2 hazard analysis and the Program 3 PHA, respectively, as well as other language that could be more useful in characterizing risk.</P>
                    <HD SOURCE="HD3">1. Proposed Regulatory Changes</HD>
                    <P>For the reasons stated above, the EPA proposes to amend 40 CFR 68.50(a)(5) by deleting the text: “Natural hazards that could cause or exacerbate an accidental release; and” the EPA similarly proposes to amend 40 CFR 68.67(c)(8) by deleting the text: “Natural hazards that could cause or exacerbate an accidental release.”</P>
                    <HD SOURCE="HD3">2. Alternative Options</HD>
                    <P>
                        As an alternative, the EPA proposes to modify the regulatory text at 40 CFR 68.50(a)(1) and 68.67(c)(1) to state: “The hazards, 
                        <E T="03">including natural hazards,</E>
                         . . .”. The EPA requests public comment on this alternative.
                    </P>
                    <P>
                        <E T="03">Potential Compliance Assistance Tools.</E>
                         The EPA has considered and seeks comment on multiple alternatives to provide natural hazards assessment compliance assistance. These are briefly discussed below and in more detail in the Technical Background Document (TBD).
                        <SU>90</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>90</SU>
                             EPA, Technical Background Document: Common Sense Approach to Chemical Accident Prevention RMP Rule. June 2025. Available in the docket, Docket ID No. EPA-HQ-OLEM-2025-0313.
                        </P>
                    </FTNT>
                    <P>
                        The EPA has considered exploring and developing compliance assistance tools that could provide data on natural hazards that could adversely impact facility processes.
                        <SU>91</SU>
                        <FTREF/>
                         This would provide information uniformly to all facilities and provide more visibility on the information being disseminated as well as relieve the burden on facilities for locating and applying data. However, there remain utility, data interpretation, and security concerns when implementing tools that identify potential hazards at particular locations. For example, data interpretation may be difficult—the EPA has considered setting initial “levels of concern” to aid in identifying potential hazards at a particular location. While there could be an option for a tool to only be made available behind a log-in screen for greater security, this would also limit the availability of the data to the general public. The EPA could also identify a list of codes and standards relevant to specific natural hazards that a facility owner or operator could then use to cross check against their operations. This could reduce the facility burden in terms of locating and identifying those codes and standards. However, the EPA would not make the actual code or standard available and there is the potential for results to be so numerous as to be unhelpful and overwhelming; preliminarily, the EPA research identified hundreds of potential codes and standards.
                    </P>
                    <FTNT>
                        <P>
                            <SU>91</SU>
                             EPA, Technical Background Document: Common Sense Approach to Chemical Accident Prevention RMP Rule. p. 1, June 2025. Available at in the docket, Docket ID No. EPA-HQ-OLEM-2025-0313.
                        </P>
                    </FTNT>
                    <P>Another option would be for the EPA to make a list of potentially relevant optional data sources available publicly, from which the regulated community could pick and choose which data sources to use based on risks at their facilities. This would increase the burden on facilities to determine what data sources to use, and how, but would also increase flexibility.</P>
                    <P>In addition to those detailed above, the EPA seeks comment on other compliance assistance tools or techniques the Agency should consider.</P>
                    <HD SOURCE="HD2">H. Power Loss</HD>
                    <HD SOURCE="HD3">1. Background and Rationale for Proposed Action</HD>
                    <P>In the 2024 SCCAP rule, the EPA implemented two new power loss requirements. First, the EPA added a requirement emphasizing hazard evaluation from power loss for Program 2 and Program 3 processes in their hazard reviews and PHAs (87 FR 53569-53571). Second, the EPA required facilities to have standby or backup power for air pollution control or monitoring equipment associated with the prevention and detection of accidental releases from RMP-regulated processes and to document when monitoring equipment associated with the prevention and detection of accidental releases from covered processes is removed due to safety concerns from imminent natural hazards. The EPA is now proposing to rescind these provisions.</P>
                    <HD SOURCE="HD3">2. Hazard Evaluation From Power Loss</HD>
                    <P>With the 2024 SCCAP rule, the Agency made similar changes to both the Program 2 hazard review requirements and the Program 3 PHA requirements. For Program 2 hazard reviews, the Agency added the phrase “including standby or emergency power systems” to the end of the first half of the sentence in 40 CFR 68.50(a)(3), which reads: “The safeguards used or needed to control the hazards or prevent equipment malfunction or human error including standby or emergency power systems; . . .” For Program 3 PHAs, the Agency added the phrase “and standby or emergency power systems” to the end of the first sentence in 40 CFR 68.67(c)(3), which currently states: “Engineering and administrative controls applicable to the hazards and their interrelationships such as appropriate application of detection methodologies to provide early warning of releases and standby or emergency power systems.”</P>
                    <P>
                        The EPA has always intended that employers address the impact of a 
                        <PRTPAGE P="8998"/>
                        power grid failure in their hazard analyses. In the 2022 SCCAP proposed rule, the EPA stated: “EPA believes making more explicit this already-existing accident prevention program requirement, to evaluate hazards of the process will ensure the threats of power loss are properly evaluated and managed to prevent or mitigate releases of RMP-regulated substances at covered facilities.” (87 FR 53570). Because evaluating hazards from power loss was already required under 40 CFR 68.50(a)(3) and 68.67(c)(3), the EPA has determined that the 2024 additions were unnecessary and do not provide any demonstrable safety benefits. Furthermore, adding unnecessary language has the potential to cause confusion with the regulated community, leading regulated entities to spend time and effort to interpret and comply with a perceived new requirement when there is none. Instead of amplifying existing requirements with modified regulatory text, the Agency can identify options for owners or operators to address power loss in their hazard reviews or process hazard analyses through implementation mechanisms, such as outreach, compliance assistance, guidance, and inspections.
                    </P>
                    <P>Finally, the EPA has determined that by making the changes in the 2024 SCCAP rule, the language for Program 3 PHA was taken out of alignment with the OSHA PSM PHA language at 29 CFR 1910.119(e)(3)(iii), which may also create unnecessary confusion for regulated entities. As stated throughout this proposed rule, while alignment with OSHA is not statutorily required, the Program 3 PHA and OSHA PSM PHA requirements should be aligned “to avoid confusion and redundant requirements and to ensure that sources develop one accidental release prevention program that protects works, the general public, and the environment” (61 FR 31687).</P>
                    <P>Thus, for the reasons identified above, the EPA proposes to rescind the 2024 SCCAP rule provision emphasizing evaluation of power loss in 40 CFR 68.50(a)(3) and 68.67(c)(3). The EPA seeks comment on this proposal including on any significant reliance interests in the language added in 2024 with respect to power loss.</P>
                    <HD SOURCE="HD3">3. Standby or Backup Power for Monitoring Equipment</HD>
                    <P>
                        In the 2024 SCCAP rule, the Agency added a prescriptive requirement for Program 2 and 3 facilities to “ensure monitoring equipment associated with prevention and detection of accidental releases from covered processes has standby or backup power to provide continuous operation.” 
                        <SU>92</SU>
                        <FTREF/>
                         By requiring facilities to have standby or backup power, the EPA intended for facilities to conduct continuous monitoring of RMP-regulated substances at covered processes during and following a natural disaster in order to measure potential exposure to chemical substances and to prevent accidents related to accidental releases (87 FR 53571). The Agency was concerned that, in these scenarios, disabled equipment would not become operational again until much later, after the event or threat had passed (87 FR 53571).
                    </P>
                    <FTNT>
                        <P>
                            <SU>92</SU>
                             
                            <E T="03">See</E>
                             40 CFR 68.50(a)(3) and 68.67(c)(3).
                        </P>
                    </FTNT>
                    <P>The pre-SCCAP provisions already required owners or operators to evaluate and address hazards from monitoring through the PHA at 40 CFR 68.67(c)(3), which requires PHAs to address “[e]ngineering and administrative controls applicable to the hazards and their interrelationships such as appropriate application of detection methodologies to provide early warning of releases. (Acceptable detection methods might include process monitoring and control instrumentation with alarms, and detection hardware such as hydrocarbon sensors.)” Similarly, the pre-SCCAP requirements included a hazard review of both “safeguards used or needed to control the hazards or prevent equipment malfunction or human error” and “any steps used or needed to detect or monitor releases” at 40 CFR 68.50(a)(3) and (4), respectively. Those requirements for both Program 2 and 3 processes would include an evaluation of backup power for monitoring, if it addresses hazards. However, with the requirements in the 2024 SCCAP rule, the EPA did not ask for a new evaluation or review under the PHA or hazard review, but instead added a prescriptive requirement to have standby or backup power in specified situations.</P>
                    <P>
                        In the 2024 SCCAP rule, the EPA took the position that there may be situations where backup power is not critical to chemical release prevention. Rather than requiring implementation of standby or emergency power for the entirety of an RMP process, the EPA instead required a source to consider the appropriateness of backup power for the entirety of their process and to explain decisions not to implement backup power to that scale, consistent with the performance-based structure of the rule.
                        <SU>93</SU>
                        <FTREF/>
                         However, there may be situations where standby or backup power for monitoring equipment is not critical to chemical release prevention either. As a result, allowing owners and operators to consider the appropriateness of backup power and explain whether they decide not to implement it is preferable for monitoring and detection methods as well. The prescriptive requirement for backup power on monitors is not consistent with the performance-based structure of RMP, which relies on examination of process safety issues by the source, rational decision-making on the part of owners and operators, and oversight by implementing agencies through compliance assistance and enforcement and the public through disclosure. The EPA recognizes that facility owners and operators are in the best position to evaluate and address hazards in the process, including the need for emergency power for monitors, and therefore the EPA should not prescribe emergency power for monitors.
                    </P>
                    <FTNT>
                        <P>
                            <SU>93</SU>
                             The 2024 SCCAP rule RTC at p. 49.
                        </P>
                    </FTNT>
                    <P>Additionally, the EPA is concerned that the requirements to have standby or backup power for monitors or detection devices and to document when monitors are taken down could introduce unintended consequences. For example, there could be additional hazards introduced into the covered process by adding backup power for monitors, and the documentation requirement could dissuade owners or operators from using monitors, since monitors are not required for all Program 2 or Program 3 processes. The EPA recognizes that while backup power could have some mitigation benefits for facilities, facilities are in the best position to determine when backup power is most appropriate to realize those benefits.</P>
                    <P>
                        The Agency finalized another related requirement in 2024 under 40 CFR 68.52(b)(9) and 68.69(a)(4) for owners or operators to document when monitoring equipment associated with prevention and detection of accidental releases from covered processes is removed due to safety concerns from imminent natural hazards. The EPA is proposing to rescind these documentation requirements because they could also have unintended consequences, such as by distracting facility personnel from recovery efforts following a natural disaster by focusing on regulatory documentation requirements. The EPA recognizes that after the hazardous situation has passed, the facility staff could provide documentation on when the monitoring equipment is removed, but the EPA notes that there is no data showing that the documentation requirement would provide benefits to accident prevention or emergency response. Furthermore, the EPA 
                        <PRTPAGE P="8999"/>
                        acknowledges that the documentation may not be needed, since the gap in monitoring data would coincide with the natural disaster.
                    </P>
                    <P>For the reasons specified above, the EPA proposes to rescind the 2024 SCCAP rule provisions related to backup power for monitors in 40 CFR 68.50(a)(3), 68.52(b)(9), 68.67(c)(3), and 68.69(a)(4). The EPA requests comment on these proposed revisions, including on any significant reliance interests in the existing regulatory language.</P>
                    <HD SOURCE="HD3">4. Proposed Regulatory Changes</HD>
                    <P>The EPA proposes to amend the regulatory text at 40 CFR 68.50(a)(3) by deleting the phrase “including standby or emergency power systems; the owner or operator shall ensure monitoring equipment associated with prevention and detection of accidental releases from covered processes has standby or backup power to provide continuous operation;”.</P>
                    <P>The EPA proposes to delete 40 CFR 68.52(b)(9): “Documentation when monitoring equipment associated with prevention and detection of accidental releases from covered processes is removed due to safety concerns from imminent natural hazards.”</P>
                    <P>The EPA proposes to modify 40 CFR 68.67(c)(3) by deleting the phrases “and standby or emergency power systems” and “[t]he owner or operator shall ensure monitoring equipment associated with prevention and detection of accidental releases from covered processes has standby or backup power to provide continuous operation;”.</P>
                    <P>The EPA proposes to modify 40 CFR 68.69(a)(4) by deleting the phrase “including documentation when monitoring equipment associated with prevention and detection of accidental releases from covered processes is removed due to safety concerns from imminent natural hazards.”</P>
                    <HD SOURCE="HD3">5. Alternatives Considered</HD>
                    <P>
                        The EPA notes that for “monitoring/detection system in use,” in the current RMP system, the user can check any of the following: “process area detectors,” “perimeter monitors,” “none,” and “other (specify)” with an open text field to include additional information. The EPA requests comment on other information the Agency could collect to better target safety and/or compliance issues. In addition, the EPA solicits comment on implementation opportunities for the Agency to ensure that power loss is being evaluated, including by updating and re-releasing the safety alert “Chemical Accidents from Electric Power Outages.” 
                        <SU>94</SU>
                        <FTREF/>
                         Finally, the Agency solicits comment and data that would support retaining the 2024 SCCAP rule provisions.
                    </P>
                    <FTNT>
                        <P>
                            <SU>94</SU>
                             EPA, “Chemical Accidents from Electric Power Outages,” last modified September 2001, 
                            <E T="03">https://www.epa.gov/sites/default/files/2013-11/documents/power.pdf.</E>
                        </P>
                    </FTNT>
                    <HD SOURCE="HD2">I. Declined Recommendations</HD>
                    <HD SOURCE="HD3">1. Background and Rationale for Proposed Action</HD>
                    <P>
                        The 2024 SCCAP rule added requirements that Program 2 and Program 3 facilities report justifications for declining hazard analysis and PHA recommendations from natural hazards, power loss, and siting under 40 CFR 68.170(e)(7) and 68.175(e)(8). Additionally, under the 2024 SCCAP rule, Program 3 facility owners or operators are required to report recommendations declined from safety gaps between codes, standards, or practices under the PHA in 40 CFR 68.175(e)(9). At the time, the EPA indicated that the requirements would facilitate better community understanding of identified hazards and remedies not implemented which, in turn, would promote better community emergency planning. The EPA also considered that facility owners and operators might be motivated to further improve their safety performance in response to community oversight (89 FR 17642).
                        <SU>95</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>95</SU>
                             
                            <E T="03">See also</E>
                             the 2024 SCCAP rule RTC at p. 256.
                        </P>
                    </FTNT>
                    <P>The EPA is proposing to rescind the requirements introduced in the 2024 SCCAP rule for documenting declined recommendations for natural hazards, power loss, siting, and RAGAGEP under 40 CFR 68.170(e)(7), 68.175(e)(8), and 68.175(e)(9). The EPA is proposing this change to reduce confusion for communities, better align the EPA and OSHA's PHA provisions, eliminate unnecessary burden for regulated entities, and alleviate unintended consequences from public pressure on RMP-regulated facilities.</P>
                    <P>
                        Prior to the 2024 SCCAP rule, the EPA required facilities to document their resolutions to PHA recommendations, but the documentation was not required to be sent to the EPA with submission of the risk management plan. In the 1996 RMP rule, to prevent overburdensome requirements and to maintain consistency with OSHA, the EPA adopted the language from OSHA's PSM standard. In response to comments on the 1995 RMP proposed rule, the EPA said that the Agency recognizes that PHA teams often make broad recommendations and that not all recommendations will be correct or will resolve the problem found in the best way. Thus, the EPA gave regulated parties discretion to choose appropriate responses to team recommendations. The EPA said that to ensure that thorough consideration is given to team recommendations, regulated entities must analyze and document in writing the rationale for failure to adopt or modify a team recommendation.
                        <SU>96</SU>
                        <FTREF/>
                         This proposed action would realign these requirements with OSHA's PSM standard and reduce unnecessary information sharing burdens placed on facilities. In terms of the documentation requirement itself, the EPA now agrees with commenters who pointed out that the 2024 SCCAP requirements were unnecessary because this information is already documented as part of the PHA or hazard review and that adding it to the RMP only produces double documentation without added benefit.
                        <SU>97</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>96</SU>
                             EPA, Risk Management Plan Rule: Summary and Response to Comments, Part 5 of 12, p. 9-30, May 24, 1996. Docket No. A-91-73, Document Number IX-C-1. Available at 
                            <E T="03">https://www.regulations.gov/document/EPA-HQ-OAR-2004-0365-0007.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>97</SU>
                             EPA-HQ-OLEM-2022-0174-0181; 0223, 0262.
                        </P>
                    </FTNT>
                    <P>
                        Moreover, the EPA has no data that supports a conclusion that declined recommendations from natural hazards, power loss, siting, and RAGAGEP gap analysis are more important than declined recommendations from other hazards evaluated. Selectively asking for declined recommendations on portions of the hazard analysis and PHA could create unnecessary confusion for regulated entities. Additionally, the requirement to submit a justification to the EPA could have the unintended consequence of the PHA team not documenting some ideas as “recommendations” to avoid the burden and perceived risk of submitting a rationale for declining that recommendation to the EPA. According to RMP guidance, the PHA process is intended to be a thought exercise for which “a well-done PHA should identify all failure scenarios that could lead to significant exposure of workers, the public, or the environment.” 
                        <SU>98</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>98</SU>
                             EPA, Chapter 7: Prevention Program (Program 3), p. 7-6, April 2004. 
                            <E T="03">https://www.epa.gov/rmp/general-rmp-guidance-chapter-7-prevention-program-program-3.</E>
                        </P>
                    </FTNT>
                    <P>
                        The EPA maintains that when local citizens have adequate information and knowledge about the risks associated with facility hazards, facility owners and operators may be motivated to further improve their safety performance in response to community oversight. However, there could be unintended consequences to this public pressure approach (89 FR 17642). The requirement under 40 CFR 68.67(d) 
                        <PRTPAGE P="9000"/>
                        focuses the decision-making on how to evaluate and address hazards with the appropriate experts. While there may be some value in this information being provided to communities, the pressure from community oversight could result in the facility prioritizing issues raised by community members rather than those hazards identified by the PHA expert technical team as having the highest risk.
                    </P>
                    <P>Furthermore, a list of declined recommendations could be quite lengthy, which could be confusing and alarming to communities. The Agency has not identified any studies that point to such data points as being leveraged by the public in terms of preparedness or accident prevention. Due to the complex nature of hazard evaluations and analyses, there is risk of the public misunderstanding the reasons why a facility might take another path (to avoid risk shifting, etc.).</P>
                    <HD SOURCE="HD3">2. Proposed Regulatory Changes</HD>
                    <P>The EPA proposes to rescind all requirements for documenting declined recommendations for natural hazards, power loss, siting, and RAGAGEP, by deleting the rule text at 40 CFR 68.170(e)(7), 68.175(e)(8), and 68.175(e)(9). The EPA requests comment on this proposal, including on any significant reliance interests.</P>
                    <HD SOURCE="HD3">3. Alternative Options</HD>
                    <P>As an alternative, the EPA requests comment on retaining the 2024 SCCAP rule requirements for documenting declined recommendations and on how documentation submitted to the EPA on PHA recommendations and resolution of recommendations could be used by the EPA to identify and target issues in the RMP.</P>
                    <HD SOURCE="HD2">J. Emergency Response Exercises</HD>
                    <P>In the 2017 Amendments rule, the EPA added a requirement for Program 2 and Program 3 facilities to conduct field exercises simulating an accidental release once every 10 years, prepare a written report with specific contents, and coordinate with local emergency responders to establish plans for field and tabletop exercises in 40 CFR 68.96. If owners or operators were unable to coordinate with local emergency responders, the EPA believed it would be in the owner or operator's best interest to document those unsuccessful attempts, but did not require documentation (82 FR 4657). The 2019 Reconsideration rule retained the 2017 Amendments rule provision but removed the minimum frequency for field exercises and recommended, rather than required, the contents of the written report. In the preamble for the 2019 Reconsideration rule, the EPA noted that some local response organizations may be unable or unwilling to participate; in these cases, the owners or operator should document those attempts and make reasonable ongoing efforts to consult with that entity (84 FR 69904). The 2024 SCCAP rule reinstated the 10-year field exercise requirements removed by the 2019 Reconsideration rule, with exemptions for facilities that could not meet the frequency and mandatory report components. The 2024 SCCAP rule reiterated the 2017 Amendment rule's logic regarding documentation of coordination attempts (89 FR 17669).</P>
                    <P>The EPA is proposing to retain the Agency's emergency response exercise requirements from the 2024 SCCAP rule but seeks comment from the public to help inform the EPA's consideration of whether changes are needed to address the current lack of a mechanism for facility owners and operators to indicate an inability to coordinate with LEPCs despite a good faith effort to do so.</P>
                    <P>
                        The EPA is aware that not all areas have active LEPCs and in some areas, LEPCs may not have the capacity to participate in exercises or coordinate with a facility in their exercise requirements. For example, in the EPA's 2023 National Survey of State Emergency Response Commissions, there are 2,554 active LEPCs, with approximately 1,236 LEPCs reported as inactive or unknown.
                        <SU>99</SU>
                        <FTREF/>
                         Currently, there is no mechanism for facility owners or operators who tried to coordinate with their LEPC to indicate that the owner or operator attempted coordination and that the LEPC did not respond or declined to participate.
                    </P>
                    <FTNT>
                        <P>
                            <SU>99</SU>
                             EPA. “National Survey of State Emergency Response Commissions (SERCs),” Revised March 2025.
                            <E T="03"> https://www.epa.gov/system/files/documents/2025-04/national-survey-of-the-state-emergency-response-commissions_revised-march-2025.pdf.</E>
                        </P>
                    </FTNT>
                    <P>
                        In the 2016 Amendments proposed rule, the EPA proposed requirements for both field exercises and tabletop exercises as well as a requirement for owners or operators to coordinate with local public emergency response officials in planning and conducting those exercises and to invite local officials to participate in those exercises. However, local responder participation in an exercise was not required for a facility to comply with the exercise provisions (81 FR 13676). Additionally, the EPA proposed a requirement at 40 CFR 68.96(b)(3) for the owner or operator to evaluate each exercise and prepare a written report within 90 days of the exercise, which would include, among other information, an evaluation of the adequacy of coordination with local emergency response authorities, and other external responders, as appropriate (81 FR 13676). In response to that proposal, several commenters suggested that the EPA require that facilities and/or small businesses make a reasonable attempt to make arrangements with local responders and document any failure to complete such arrangements.
                        <SU>100</SU>
                        <FTREF/>
                         The Agency agreed with commenters suggesting that owners or operators should document unsuccessful attempts to coordinate with local response organizations, but did not require owners or operators to do so. The EPA believed owners or operators would document their attempts to demonstrate their good faith efforts to conduct coordination activities.
                        <SU>101</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>100</SU>
                             EPA-HQ-OEM-2015-0725-0476; 0494; 0502; 0510; 0521; 0527; 0555, 0561, 0595.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>101</SU>
                             EPA-HQ-OEM-2015-0725-0729. 
                            <E T="03">See page 170.</E>
                        </P>
                    </FTNT>
                    <P>The EPA clarified in the 2017 Amendments rule that if local emergency response agencies were unable or unwilling to coordinate on exercises, owners or operators could establish appropriate exercise frequencies and plans on their own, provided they met the minimum requirements set forth in 40 CFR 68.96. The Agency suggested owners or operators annually revisit their exercise schedules and plans to give local response officials an opportunity to provide input, even if they continued to be unable to participate in exercises (82 FR 4657).</P>
                    <P>
                        In the 2019 Reconsideration rule, the EPA revisited the issue of emergency response exercises. The Agency addressed coordination with local responders by allowing owners or operators that made and documented good faith annual coordination efforts to avoid enforcement penalties for failing to conduct coordination activities due to a lack of participation by local responders.
                        <SU>102</SU>
                        <FTREF/>
                         The EPA stated that owners or operators should document their attempts to consult with local responders and continue to make reasonable ongoing efforts to consult with appropriate local public response officials for exercise coordination and participation (84 FR 69904).
                    </P>
                    <FTNT>
                        <P>
                            <SU>102</SU>
                             EPA-HQ-OEM-2015-0725-2086. 
                            <E T="03">See page 194.</E>
                        </P>
                    </FTNT>
                    <P>
                        In the 2024 SCCAP rule, the EPA reiterated the logic the Agency used in the 2017 Amendments rule. The EPA did not require owners or operators to document unsuccessful coordination attempts, but believed owners or operators would do so to demonstrate 
                        <PRTPAGE P="9001"/>
                        their good faith efforts to conduct coordination activities (89 FR 17669).
                    </P>
                    <P>Because not every facility is located in an area with an active LEPC and some LEPCs may not have the capacity to participate in exercises or coordinate with facilities, the EPA is soliciting comment on adding a requirement to document a facility's good faith coordination efforts to alleviate uncertainty and confusion for owners and operators who want to ensure compliance with the requirement. To help inform the EPA's consideration of whether changes are needed to address the current lack of a mechanism for facility owners and operators to indicate an inability to coordinate with LEPCs despite a good faith effort to do so, the EPA solicits comment on adding a provision whereby facility owners or operators can indicate they made a good faith effort to coordinate field exercises with their LEPC. The EPA also solicits comment on requiring documentation of these good faith efforts, retention of that documentation, and how owners or operators should retain that documentation.</P>
                    <HD SOURCE="HD2">K. Safety Information and Recognized and Generally Accepted Good Engineering Practices (RAGAGEP)</HD>
                    <P>In the 2024 SCCAP rule, the Agency codified several changes to the Program 2 safety information at 40 CFR 68.48 and Program 3 PSI in 40 CFR 68.65. The Agency also finalized regulatory changes for gaps in safety for codes and standards under the Program 3 PHA at 40 CFR 68.67(c)(10), which is related to the altered provisions for RAGAGEPs under PSI at 40 CFR 68.65. Specifically, this proposal addresses four changes made in the 2024 SCCAP rule: (1) a conforming change to add “up to date” to the Program 3 PSI requirements at 40 CFR 68.65(a), which had already existed prior to the 2024 rulemaking in the Program 2 safety information at 40 CFR 68.48(a); (2) conforming changes to align the Program 2 and 3 regulatory text under 40 CFR 68.48(b) and 68.65(d)(2) related to ensuring processes are designed and maintained in compliance with RAGAGEPs; (3) a change to the Program 2 safety information at 40 CFR 68.48(b) to delete the phrase “Compliance with Federal or state regulations that address industry-specific safe design or with industry-specific design codes and standards may be used to demonstrate compliance with this paragraph” that does not exist under the corresponding regulatory text for Program 3 at 40 CFR 68.65(d)(2); and (4) the gap analysis for codes and standards under Program 3 in the PHA at 40 CFR 68.67(c)(10).</P>
                    <HD SOURCE="HD3">1. Up to Date</HD>
                    <P>The EPA has required facilities to demonstrate that their safety information is being kept “up to date” as part of its Program 2 prevention program since 1996, 40 CFR 68.48(a). However, since approximately 2017, whether and/or how the explicit regulatory text in 40 CFR 68.48(a) aligns with the Program 3 PSI requirements in 40 CFR 68.65(a) has been in flux. For example, the 2017 Amendments rule modified 40 CFR 68.65 PSI for Program 3 processes to more clearly demonstrate that PSI must be kept “up to date” as a continuing obligation and to align with longstanding Program 2 requirements (82 FR 4675). Then in the 2019 Reconsideration rule, the EPA rescinded this language stating that it was unnecessary because management of change requirements already address changes that affect covered processes, and 40 CFR 68.75(d) already required PSI to be updated when changes covered by the management of change provisions affect PSI (84 FR 69884). Then in the 2024 SCCAP rule, the EPA again refined the language of 40 CFR 68.65 to clarify that the requirement to keep PSI up-to-date explicitly applies to Program 3 processes, thereby aligning with Program 2 requirements. In doing so, the EPA stated in the 2022 SCCAP proposed rule that this language was simply a clarification of the PSI requirements (87 FR 53604). The Agency is proposing to retain the “up to date” language added to the PSI regulations with the 2024 SCCAP rule because the compliance assistance benefits from the added clarification outweigh the perceived drawbacks, which are regulatory redundancy and misalignment with OSHA PSM. The 2024 SCCAP rule acknowledged that the requirement to keep PSI up-to-date was addressed in other parts of the Program 3 requirements, including the management of change requirements (40 CFR 68.75) and pre-startup review requirements (40 CFR 68.77) (89 FR 17676). However, the EPA nonetheless outlined the need for the revised PSI requirements under 40 CFR 68.65 stating, “EPA believes that refining the language of 40 CFR 68.65 to reflect existing requirements clarifies that such PSI is required to be up to date for Program 3 processes—just as it is for Program 2 processes—without the need for evaluating compliance with management of change, conducting a pre-startup safety review, or meeting PHA requirements.” (89 FR 17676). Making explicit the requirement to keep PSI up-to-date better aligns the EPA's program levels and avoids regulatory confusion.</P>
                    <P>The relationship between PSI being “up to date” and the timing requirements for evaluating gaps in safety for codes and standards may have inadvertently caused confusion under the 2024 SCCAP rule. The “up to date” addition to 40 CFR 68.65(a) can create the appearance that facilities are required to evaluate codes/standards at the exact minute a new version is published, which is not reasonable. The Agency's policy regarding the RAGAGEP gap analysis is stated below. This potential complication was not the intent of the “up to date” addition to § 68.65(a) as an analysis of new RAGAGEPs, and addressing any associated hazards at a facility, cannot occur on that quick of a timeframe. That said, the Agency's position is that the maintenance of PSI is a continuing obligation that requires it to be kept current and accurate throughout the life of the process. It is not simply tied to the PHA five-year timeline as some in industry have interpreted. OSHA has stated, and the EPA agrees, that PSI is important to other areas of the program including, but not limited to, the development of training programs and operating procedures, for contractor use when working with a process, for use when conducting management of change and pre-startup safety reviews, and for local emergency preparedness planners (57 FR 6411). For all of those uses, timely and accurate PSI is required to make informed decisions.</P>
                    <P>The Agency is thus proposing to retain the “up to date” language because it is merely clarifying language that can lead to increased compliance among facilities with the regulations. The Agency is soliciting comment on this issue generally, but specifically on any regulatory gaps or potential scenarios where PSI is not required to be kept up to date. Finally, the Agency seeks comment on how to provide effective outreach so Program 3 facilities understand their requirements under PSI.</P>
                    <HD SOURCE="HD3">2. Ensuring Processes Are Designed and Maintained in Compliance With RAGAGEPs</HD>
                    <P>
                        Separately, in preparation for this proposed rulemaking, the EPA went back to review the 2022 SCCAP proposed revisions and the 2024 SCCAP final rule updates for the RAGAGEP language. For the conforming changes at 40 CFR 68.48(b) and 68.65(d)(2), the EPA proposed to harmonize the Program 2 and Program 3 provisions to ensure compliance with RAGAGEPs (87 FR 53604). For example, prior to the 
                        <PRTPAGE P="9002"/>
                        2024 SCCAP rule changes, 40 CFR 68.48(b) stated “[t]he owner or operator shall ensure that the process is designed in compliance with recognized and generally accepted good engineering practices . . .,” while 40 CFR 68.65(d)(2) stated, “[t]he owner or operator shall document that equipment complies with recognized and generally accepted good engineering practices.” Specifically, prior to the 2024 SCCAP rule, Program 3 language required the “documentation” of compliance with RAGAGEP, whereas with the 2024 SCCAP rule, Program 3 language requires owners or operators to “ensure and document” compliance with RAGAGEP. Similarly, for Program 2, prior the 2024 SCCAP rule, owners or operators are required to “ensure” compliance with RAGAGEP, but with the 2024 changes, they need to “ensure and document” compliance. Additionally, the language for Program 3 refers to “equipment,” while the language of Program 2 refers to the “process.” Programs 2 and 3 were aligned to generally state that owners or operators are required to ensure and document compliance of their processes with RAGAGEP.
                    </P>
                    <P>With these changes ultimately finalized in the 2024 SCCAP rule, the EPA was attempting to align Program 2 and Program 3 language (87 FR 53604). However, this resulted in the Program 3 language deviating from the corresponding OSHA PSM regulatory text at 29 CFR 1910.119(d)(3)(ii), which states: “The employer shall document that equipment complies with recognized and generally accepted good engineering practices.” While the Agency is not required to align its regulations with OSHA regulations, the Agency nonetheless recognizes that the misalignment could potentially lead to confusion by regulated entities, thereby making the requirements more difficult to implement.</P>
                    <P>Additionally, the 2024 SCCAP rule did not fully align the Program 2 and Program 3 language. The term “and maintained” was added to the Program 3 regulatory text, but was not added to the Program 2 text, which could also lead to implementation questions and issues.</P>
                    <P>For these reasons, the Agency is therefore proposing to rescind the 2024 provisions, because the Agency expects that the 2024 regulatory changes could cause unnecessary confusion with respect to the misalignment of Program 3 and OSHA PSM regulatory text. Moreover, there is no evidence that these changes would solve compliance issues. The Agency seeks comment on this proposal. Specifically, the Agency seeks comment on what portion of the 2024 rule changes, related to “ensure and document” and “process” or “equipment,” that regulated owners and operators perceive as a new burden.</P>
                    <HD SOURCE="HD3">3. Compliance With Federal or State Regulations That Address Industry-Specific Safe Design</HD>
                    <P>In the 2024 SCCAP rule, the Agency removed the following sentence from the Program 2 safety information at 40 CFR 68.48(b): “Compliance with Federal or state regulations that address industry-specific safe design or with industry-specific design codes and standards may be used to demonstrate compliance with this paragraph.” The Agency explained in the 2022 SCCAP proposed rule that in some cases, Federal or State regulations lag behind current RAGAGEP and thus do not provide the same level of protection (87 FR 53604). In this proposal, the Agency is retaining this deletion but is also soliciting comment on the impacts associated with deleting this phrase.</P>
                    <HD SOURCE="HD3">4. RAGAGEP Gap Analysis</HD>
                    <P>
                        The 2024 SCCAP rule finalized requirements in 40 CFR 68.67(c)(10) intended to clarify that PHAs must include an analysis of the most recently promulgated RAGAGEP in order to identify any safety gaps between practices related to the facility's design, maintenance, and operation and the most current version of RAGAGEP. In the 2024 SCCAP rule, the EPA noted “this PHA modification merely clarifies when facilities must, at a minimum, conduct or review previous analyses when determining their compliance with 40 CFR 68.65(d)(2) and (3)” (89 FR 17679-17680). The EPA received comment on the 2022 SCCAP proposed rule that the existing PSI requirements already addressed gaps in RAGAGEP through 40 CFR 68.65(d)(3).
                        <SU>103</SU>
                        <FTREF/>
                         Commenters also claimed that the EPA failed to provide any demonstratable safety benefit to support a RAGAGEP gap analyses and asserted that, because it was intended as a clarification of an existing requirement and was thus excluded from the RIA, the EPA did not consider the costs of its regulatory addition.
                        <SU>104</SU>
                        <FTREF/>
                         The EPA responded that this PHA modification was intended to be a clarification and maintained that evaluation of updated RAGAGEP was already a requirement. The EPA pointed to enforcement cases demonstrating that position and finalized the changes (89 FR 17680).
                    </P>
                    <FTNT>
                        <P>
                            <SU>103</SU>
                             The 2024 SCCAP rule RTC at p. 292.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>104</SU>
                             The 2024 SCCAP rule RTC at p. 290-292.
                        </P>
                    </FTNT>
                    <P>
                        In this proposed rulemaking, the Agency continues to emphasize that facilities are required to evaluate and address hazards, or gaps in safety, identified via changes to codes and standards pursuant to 40 CFR 68.48 and 68.65. The Agency's position on this issue is further explained in the 2016 OSHA memo 
                        <SU>105</SU>
                        <FTREF/>
                         and the EPA frequently asked question (FAQ).
                        <SU>106</SU>
                        <FTREF/>
                         The content of the EPA FAQ is as follows:
                    </P>
                    <FTNT>
                        <P>
                            <SU>105</SU>
                             OSHA memo, “RAGAGEP in Process Safety Management Enforcement,” May 11, 2016, 
                            <E T="03">https://www.osha.gov/laws-regs/standardinterpretations/2016-05-11</E>
                            .
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>106</SU>
                             EPA FAQ “Complying with process safety information (PSI) resulting from new and updated recognized and generally accepted good engineering practices (RAGAGEP),” May 2025, 
                            <E T="03">https://www.epa.gov/rmp/complying-process-safety-information-psi-resulting-new-and-updated-recognized-and-generally.</E>
                        </P>
                    </FTNT>
                    <EXTRACT>
                        <P>EPA expects owners and operators to regularly review new and updated RAGAGEP applicable to their industry to determine where safety gaps exists within their current process. If the updated document explicitly provides that new clauses or requirements are retroactive, those updates are relevant to determining whether the owner or operator's practice continues to conform to RAGAGEP per 40 CFR 68.65(d)(2). Where RAGAGEP are updated to be more protective but are not explicitly retroactive, per 40 CFR 68.65(d)(3), the owner or operator should thoroughly evaluate how their process could still be considered safe amid new industry knowledge. Simply indicating that a process incident at your facility has yet to occur is an inappropriate evaluation for choosing not to adhere to updated RAGAGEP, especially considering changes to RAGAGEP may result from industry accidents, industry operating experience, improved understanding of existing hazards and newly recognized hazards. Oftentimes it will be difficult for the owner or operator to document equipment is designed, maintained, inspected, testing, and operating in a safe manner when there is extensive industry knowledge that indicates aspects of older process operations are no longer safe. Implementation of new industry practices can often relieve compliance issues with process safety information (PSI) requirements under 40 CFR 68.65. </P>
                    </EXTRACT>
                    <P>
                        The 2024 SCCAP rule's expansion of the regulatory requirements in 40 CFR 68.65(d)(2) and (3) into a stand-alone section under the PHA (40 CFR 68.67(c)(10)) created confusion and possibly procedural changes for certain regulated entities that may have specific and separate teams that each carryout PSI and PHA requirements. In the 2024 rulemaking, the Agency received comment on allowing PHA teams to focus on process hazards using appropriate team members and methodologies and not detract from the PHA by burdening it with extraneous requirements, such as RAGAGEP gap analysis. The commenter added that the 
                        <PRTPAGE P="9003"/>
                        EPA failed to consider how the gap analysis requirement may be inappropriate for and reduce effectiveness of the PHA by cluttering the PHA process with an extra analytical requirement that the PHA team may be ill-suited to perform.
                        <SU>107</SU>
                        <FTREF/>
                         In reviewing the 2024 SCCAP final rule regulations for this proposed action, the Agency now acknowledges that the 2024 requirement added under the PHA may have procedurally changed work and inadvertently increased burden for certain facility groups, such as the PHA teams. Additionally, the language added to 40 CFR 68.67(c)(10) is not consistent with the language in 40 CFR 68.65(d)(2), which could also create confusion regarding implementation.
                        <SU>108</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>107</SU>
                             The 2024 SCCAP rule RTC at p. 292-293.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>108</SU>
                             The 2024 language specified “gaps in safety between the codes, standards, or practices” whereas the language in PSI, § 68.65(d)(2), states “recognized and generally accepted good engineering practices.”
                        </P>
                    </FTNT>
                    <P>For the reasons described above, the Agency is now proposing to rescind the regulatory text at 40 CFR 68.67(c)(10). The Agency maintains that the program was operating adequately and without any regulatory gaps with the pre-2024 regulatory language, which is supported by the successful enforcement cases cited in the 2024 SCCAP rule. Furthermore, these proposed revisions would better align with the parallel OSHA PSM requirements at 29 CFR 1910.119(e), thus eliminating unnecessary confusion of the regulated community. The Agency seeks comment on this proposed recission, as well as comment on how the 2024 regulatory changes could be modified to add clarity to the Agency's position. We are also soliciting comment on what outreach or compliance assistance the Agency could take to ensure that facilities are evaluating current RAGAGEP for safety gaps.</P>
                    <HD SOURCE="HD3">5. Proposed Regulatory Changes</HD>
                    <P>For 40 CFR 68.48, Program 2 safety information, the Agency proposes to:</P>
                    <P>• Rescind the 2024 addition of “and document” from 40 CFR 68.48(b).</P>
                    <P>• Retain the 2024 removal of “Compliance with Federal or state regulations that address industry-specific safe design or with industry-specific design codes and standards may be used to demonstrate compliance with this paragraph” from 40 CFR 68.48(b).</P>
                    <P>For 40 CFR 68.65, Program 3 PSI, the Agency proposes to:</P>
                    <P>• Retain the 2024 addition of “and shall keep process safety information up to date” from 40 CFR 68.65(a).</P>
                    <P>• Retain the 2024 change from “the rule” to “this part” in 40 CFR 68.65(a).</P>
                    <P>• Rescind the 2024 changes to 40 CFR 68.65(d)(2).</P>
                    <P>For 40 CFR 68.67, Program 3 PHA, the Agency proposes to:</P>
                    <P>• Rescind the 2024 addition of 40 CFR 68.67(c)(10), “Any gaps in safety between the codes, standards, or practices to which the process was designed and constructed and the most current version of applicable codes, standards, or practices.”</P>
                    <P>For 40 CFR 68.175, Program 3 submission requirements, the Agency proposes to:</P>
                    <P>• Rescind the 2024 addition of 40 CFR 68.175(e)(9), “Recommendations declined from safety gaps between codes, standards, or practices to which the process was designed and constructed and the most current version of applicable codes, standards, or practices.” (See section IV.I. of this preamble for more information).</P>
                    <HD SOURCE="HD3">6. Alternative Options</HD>
                    <P>The Agency is also soliciting comment and suggestions on how to make the regulatory language clearer with respect to safety information and compliance with RAGAGEPs.</P>
                    <P>The EPA seeks comment on collecting codes and standards from Program 2 and Program 3 facilities through the RMP submission requirements under 40 CFR 68.170 and 68.175. Under 40 CFR 68.170(d), Program 2 facilities are required to submit, with their five-year submission, “[t]he date of the most recent review or revision of the safety information and a list of Federal or state regulations or industry-specific design codes and standards used to demonstrate compliance with the safety information requirement.” However, the corresponding requirement for Program 3 facilities, under 40 CFR 68.175(d), only includes “[t]he date on which the safety information was last reviewed or revised.” There is no requirement for Program 3 facilities to submit a list of the codes and standards used.</P>
                    <P>
                        For Program 2 facilities, the EPA system for collecting RMP submissions, RMP*eSubmit, provides checkboxes for the following: National Fire Protection Association (NFPA) 58 (or State law based on NFPA 58), OSHA (29 CFR 1910.111), ASTM, ANSI, ASME, None, and Other, where the “Other” category includes an open text field.
                        <SU>109</SU>
                        <FTREF/>
                         The Agency seeks comment on collecting more specifics for codes and standards beyond the current checkbox approach of just identifying an organization. Specifically, the Agency seeks comment on how to use this data to identify facilities that have not considered the appropriate codes and standards to operate safely.
                    </P>
                    <FTNT>
                        <P>
                            <SU>109</SU>
                             See section 8.3, pages 113-114, of the RMP*eSubmit User Manual (December 2023), 
                            <E T="03">https://www.epa.gov/rmp/rmpesubmit-users-manual</E>
                            .
                        </P>
                    </FTNT>
                    <P>Additionally, no codes and standards data are currently collected by the EPA for Program 3 facilities. The Agency seeks comment on the benefits and burden for Program 3 facilities to submit that information with their RMP. We recognize some complex facilities may be operating with hundreds of codes and standards, which could create a burden for facilities to submit their list of codes and standards. However, the bulk of the burden would be on the first submission, and then for subsequent submissions the RMP*eSubmit system would allow users to reuse and modify the list from the prior submission. Also, even if the list of a few hundred standards had to be manually entered, the list should be readily available to the facility owner and operator, so the only burden should be keying-in the data to RMP*eSubmit. As for the benefits, by simply requiring facilities to enter codes and standards into the system, the Agency could potentially identify gaps in safety and provide compliance assistance for facilities that did not list certain sector-specific standards.</P>
                    <P>The EPA also solicits comment on the following questions: If the Agency were to collect this information, would it be possible to aggregate the information into a comprehensive list of codes and standards to be used by both industry and the Agency? The Agency does not have a list of all codes and standards to create a dropdown list in the system for facilities to select, so if the Agency were to collect this information it may be through open text fields, which would require the Agency to spend time and resources sorting through the data. Also, what kind of data would need to be collected with the code or standard, such as specific identifiers or dates of revision used?</P>
                    <P>At a higher level, the EPA is seeking comment on how the Agency could provide better oversight and compliance assistance to facilities to ensure that safety gaps in codes and standards are appropriately considered and addressed by facility owners and operators.</P>
                    <HD SOURCE="HD2">L. Deregistration Form Information Collection</HD>
                    <P>
                        Existing RMP regulations require that owners or operators of a facility that deregisters from the Risk Management Program notify the EPA through a deregistration form. The RMP rule text states at 40 CFR 68.190(c): “If a stationary source is no longer subject to 
                        <PRTPAGE P="9004"/>
                        this part, the owner or operator shall submit a de-registration to EPA within six months indicating that the stationary source is no longer covered.” Sources may deregister for various reasons, including reducing their inventory of all regulated substances below threshold quantities, eliminating the use of any regulated substance, and termination of operations at the facility. As further explained in this section, the EPA is proposing to update the information requested in its deregistration form to better understand how facilities have made their processes safer.
                    </P>
                    <P>
                        Currently, the Agency requests minimal data through the deregistration form, including identifying information about the facility being deregistered, the date of deregistration, and the reason for deregistration.
                        <SU>110</SU>
                        <FTREF/>
                         Since facilities are deregistering—and thus no longer subject to the RMP rule—all additional data collected is voluntary. In the 2024 SCCAP rule, the EPA finalized IST/ISD measures and alternatives information submission requirements for active Program 3 facilities at 40 CFR 68.175(e)(7), and, through the preamble, encouraged deregistering facilities to voluntarily meet the same requirements (89 FR 17654). In this action, the EPA is proposing to retain the voluntary nature of information collection upon deregistration of facilities while requesting that deregistering facilities provide additional information about their use of safer technologies and alternatives in the deregistration form.
                    </P>
                    <FTNT>
                        <P>
                            <SU>110</SU>
                             See also EPA, Office of Land and Emergency Management. 
                            <E T="03">Risk Management Plan RMP*eSubmit User's Manual</E>
                             (December 2023). Available at: 
                            <E T="03">https://www.epa.gov/rmp/rmpesubmit-users-manual.</E>
                        </P>
                    </FTNT>
                    <P>
                        The EPA received multiple comments during listening sessions preceding the 2022 SCCAP proposed rule that requested the Agency improve the reporting and public availability of successful practices facilities use to reduce and remove RMP chemical hazards (87 FR 53579).
                        <SU>111</SU>
                        <FTREF/>
                         Commenters advocated for an information center of best practices similar to existing EPA information centers, such as the Pollution Prevention Resource Exchange.
                        <SU>112</SU>
                        <FTREF/>
                         The EPA continues to recognize the benefits of information sharing through the EPCRA and from Agency studies (89 FR 17655).
                    </P>
                    <FTNT>
                        <P>
                            <SU>111</SU>
                             EPA-HQ-OLEM-2021-0312-0014; 0058; 0148.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>112</SU>
                             EPA. Pollution Prevention Resource Exchange (P2RX). Available at: 
                            <E T="03">https://www.epa.gov/p2/pollution-prevention-resource-exchange-p2rx#:%E2%88%BC:text=The%20Pollution%20Prevention%20Resource%20Exchange,and%20measured%20P2%20program%20results.</E>
                        </P>
                    </FTNT>
                    <P>
                        Additionally, commenters responding to the 2022 SCCAP proposed rule noted that the EPA does not have existing systems to “investigate and report adaptive solutions used by facilities, particularly when changes prevent hazards,” and suggested that the EPA collect more information from these deregistering facilities to indicate if they have made changes to make their processes safer.
                        <SU>113</SU>
                        <FTREF/>
                         The commenters discussed that many facilities do not provide the EPA with data when deregistering, stating that “[a]s of October 2016, some 1,998 deregistered RMP facilities reported no longer using any regulated substance, 1,888 had terminated operations, 1,215 reduced inventories below threshold quantities, 934 reported `other,' and 1,470 left the query blank.” 
                        <SU>114</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>113</SU>
                             EPA-HQ-OLEM-2022-0174-0220.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>114</SU>
                             EPA-HQ-OLEM-2022-0174-0220.
                        </P>
                    </FTNT>
                    <P>In the 2024 SCCAP rule, the EPA noted that accident and safety data from deregistering facilities are sometimes not captured because the facility is no longer subject to RMP requirements when it deregisters (89 FR 17624). By requesting additional information from these facilities, the EPA may be able to compile additional data on how some facilities, of their own accord, choose to make their processes safer and which safer alternatives and technologies are effective. Such information would be useful for the EPA to understand when facilities make modifications to their processes in relation to deregistering, what modifications they make, and if those modifications may be helpful for other facilities. The EPA expects that modifying the deregistration form to include these new fields would be a minimal burden for facilities to provide information on safer technologies and alternatives.</P>
                    <P>
                        Therefore, the EPA is proposing to add new, optional fields to the RMP deregistration form to help compile data and identify safer alternatives that could be implemented at other facilities (see Technical Background Document for details).
                        <SU>115</SU>
                        <FTREF/>
                         The Agency is not proposing any changes or additions to the regulatory text, as the fields would be voluntary. This information would be requested within the same form that the EPA requires a facility to submit when deregistering under 40 CFR 68.190(c). The EPA plans to update the Information Collection Request (ICR) to reflect changes associated with these new fields and ensure compliance under the PRA.
                    </P>
                    <FTNT>
                        <P>
                            <SU>115</SU>
                             EPA. Technical Background Document: Common Sense Approach to Chemical Accident Prevention RMP Rule. June 2025. Available in the docket, Docket ID No. EPA-HQ-OLEM-2025-0313.
                        </P>
                    </FTNT>
                    <P>
                        The EPA has included an outline of the potential information that would be collected from deregistering facilities in the Technical Background Document in the docket for this rulemaking.
                        <SU>116</SU>
                        <FTREF/>
                         The EPA does not intend for this to be a cumbersome exercise, but rather one that is based on information facilities likely already have and can easily provide.
                    </P>
                    <FTNT>
                        <P>
                            <SU>116</SU>
                             EPA. Technical Background Document: Common Sense Approach to Chemical Accident Prevention RMP Rule. June 2025. Available in the docket, Docket ID No. EPA-HQ-OLEM-2025-0313.
                        </P>
                    </FTNT>
                    <P>The EPA seeks comment on the proposed inclusion of voluntary information collection in the deregistration form, including edits to, additions to, or deletions of specific data fields. The EPA also seeks comment on the anticipated burden associated with completing and submitting the form for facilities that deregister.</P>
                    <HD SOURCE="HD2">M. Retention of Hot Work Permits</HD>
                    <P>
                        In the 2024 RMP SCCAP rule, the EPA modified the hot work permit retention requirements in 40 CFR 68.85. Prior to the 2024 SCCAP rule, the EPA required owners or operators to maintain hot work permits until completion of the hot work operations; with the 2024 SCCAP rule, the EPA required owners or operators to retain hot work permits for three years after completion of the hot work. In the 2022 SCCAP proposed rule, the Agency stated that the retention of hot work permits after the completion of operations could support implementing agencies in determining if the facility has been conducting hot work in compliance with the requirements of 40 CFR 68.85 (87 FR 53604). In this rule, the EPA proposes to rescind the three-year retention period for hot work permits and reinstate the requirement to keep the permit on file until completion of the hot work operations, consistent with OSHA PSM requirements at 29 CFR 1910.119(k)(2).
                        <SU>117</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>117</SU>
                             29 CFR 1910.119(k)(2): “. . . The permit shall be kept on file until completion of the hot work operations.”
                        </P>
                    </FTNT>
                    <P>
                        The rationale provided in the 1996 RMP rule, which initially introduced hot work permits into the Risk Management Program, supports alignment between the OSHA PSM standard and the Risk Management Program. The EPA introduced hot work permits in the 1996 RMP rule in response to comments the Agency received on the 1995 RMP proposed rule stating that the EPA should include the OSHA PSM provisions in its Risk Management Program (61 FR 31697). As stated in the 1996 RTC document: “EPA believes that adding contractor and hot work permit provisions creates greater 
                        <PRTPAGE P="9005"/>
                        consistency between its final rule and OSHA's PSM standard and facilitates source compliance by reducing undue burden and eliminating the confusion of having to comply with disparate regulations. A source in compliance with OSHA PSM will be in compliance with EPA's Program 3 prevention program.” 
                        <SU>118</SU>
                        <FTREF/>
                         Additionally, while the 1996 RTC document supported the need for issuing a permit to carefully control the use of flame or spark-producing equipment, no information in the rulemaking addressed the need to actually retain the hot work permits, let alone justify a safety basis to retain hot work permit documentation after the completion of the hot work activity.
                        <SU>119</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>118</SU>
                             EPA, Risk Management Plan Rule: Summary and Response to Comments, Volume 2, pp. 22-41, May 24, 1996. Docket No. A-91-73, Document Number IX-C-1. Available at 
                            <E T="03">https://www.regulations.gov/document/EPA-HQ-OAR-2004-0365-0009.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>119</SU>
                             EPA, Risk Management Plan Rule: Summary and Response to Comments, Volume 2, pp. 22-41, 22-45, and 22-46, May 24, 1996. Docket No. A-91-73, Document Number IX-C-1. Available at 
                            <E T="03">https://www.regulations.gov/document/EPA-HQ-OAR-2004-0365-0009.</E>
                        </P>
                    </FTNT>
                    <P>
                        In response to the 2022 SCCAP proposed rule regarding the modified retention requirements for hot work permits, a few commenters expressed support for the proposed five-year retention period for hot work permits so that inspectors can ensure hot work permits are being used appropriately.
                        <SU>120</SU>
                        <FTREF/>
                         Commenters cited fires during hot work at Evergreen Packaging Paper Mill in Canton, NC,
                        <SU>121</SU>
                        <FTREF/>
                         and Sunoco Logistics Partners in Nederland, TX,
                        <SU>122</SU>
                        <FTREF/>
                         as reasons why the retention of hot work permits is needed. However, the EPA notes that the incidents at Evergreen Packaging Paper Mill and Sunoco Logistics Partners did not result in recommendations by the U.S. CSB that the EPA or OSHA change the regulations to retain hot work permits after completion of hot work activity. The EPA also notes that the hot work safety guidance issued by the CSB does not identify safety concerns related to recordkeeping retention for hot work permits.
                        <SU>123</SU>
                        <FTREF/>
                         Therefore, the issue at those facilities was not a lack of retention of their hot work permits. Rather, the issue was that the facilities in question were not following already established hot work requirements.
                    </P>
                    <FTNT>
                        <P>
                            <SU>120</SU>
                             EPA-HQ-OLEM-2022-0174-0181; 0216; 0460.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>121</SU>
                             CSB, “Evergreen Packaging Paper Mill—Fire During Hot Work,” last modified April 6, 2022, 
                            <E T="03">https://www.csb.gov/evergreen-packaging-paper-mill—fire-during-hot-work/.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>122</SU>
                             CSB, “Sunoco Logistics Partners Flash Fire,” last modified September 28, 2022, 
                            <E T="03">https://www.csb.gov/sunoco-logistics-partners-flash-fire/.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>123</SU>
                             CSB, “Safe Hot Work Practices,” last modified May 1, 2025, 
                            <E T="03">https://www.csb.gov/recommendations/hot-work/.</E>
                        </P>
                    </FTNT>
                    <P>
                        In contrast, other commenters stated that the retention of hundreds of expired hot work permits for five years is unnecessary and creates a substantial recordkeeping and administrative burden for facilities or provides no added safety benefits to the facility or surrounding community.
                        <SU>124</SU>
                        <FTREF/>
                         Other commenters on the 2022 SCCAP proposed rule stated that the proposed five-year retention period for hot work permits would be inconsistent with OSHA's PSM rule.
                        <SU>125</SU>
                        <FTREF/>
                         The EPA indicated in the 2024 SCCAP rule that the Agency coordinated with OSHA throughout the rulemaking process to ensure the intent of adding specificity and clarification to the RMP regulations does not create conflicts with the requirements of the OSHA PSM standard.
                        <SU>126</SU>
                        <FTREF/>
                         However, while the three-year retention period ultimately finalized in the 2024 SCCAP rule does not create a conflicting requirement, the new requirement did take the RMP Program 3 and OSHA PSM requirements out of alignment. For example, under the 2024 SCCAP regulations, a facility will have to retain hot work permits under the EPA's RMP, but not under OSHA's PSM standard. Therefore, the hot work provisions finalized in the 2024 SCCAP rule resulted in an unnecessary burden that the EPA is now proposing to correct.
                    </P>
                    <FTNT>
                        <P>
                            <SU>124</SU>
                             EPA-HQ-OLEM-2022-0174-0184; 0193; 0207; 0233; 0237; 0238; 0242; 0244; 0267; 0268.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>125</SU>
                             EPA-HQ-OLEM-2022-0174-0207; 0242; 0268.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>126</SU>
                             The 2024 SCCAP rule RTC at p. 279.
                        </P>
                    </FTNT>
                    <P>For the reasons outlined above, the EPA has tentatively determined that the three-year hot work permit retention requirement is unnecessary because of the existing framework of provisions already covering hot work under 40 CFR 68.75(a), 68.85(b), and 68.175(n). Specifically, under 40 CFR 68.75(a), verification that hot work permit procedures and processes are being followed is required through compliance audits, which should include a review of hot work permit templates and procedures. Part of those procedures includes, as stated under 40 CFR 68.85(b), the “permit shall document that the fire prevention and protection requirements in 29 CFR 1910.252(a) have been implemented prior to beginning the hot work operations; it shall indicate the date(s) authorized for hot work; and identify the object on which hot work is to be performed.” Finally, 40 CFR 68.175(n) requires facility owners or operators to submit the date of the most recent review or revision of hot work permit procedures, which is intended to ensure that facilities account for reviews and revisions to hot work permit procedures. Thus, the EPA has tentatively determined that these provisions are sufficient to ensure facilities safely conduct hot work operations.</P>
                    <P>
                        While the Agency continues to acknowledge the necessity of regulating hot work operations, which can enhance chemical accident prevention, the EPA lacks a record showing additional chemical accident prevention benefits specifically from retaining expired hot work permits. In the Technical Background Document, data can be found from OSHA's national database and NJDEP State data, a delegated State that requires hot work permit retention, on hot work citations.
                        <SU>127</SU>
                        <FTREF/>
                         The OSHA data contain 18 citations from 2015 to 2025, and the New Jersey data shows 34 citations from 2005 to 2023. The cases show a range of issues from what appears to be facilities performing hot work under dangerous circumstances, to mere paperwork violations. Moreover, there is not adequate data available to examine or determine if retaining hot work permits contributes to preventing accidental releases. The Agency does not have methods and procedures to aggregate and subsequently mine hot work permitting data. Without evidence of safety benefits associated with retaining hot work permits, the EPA has tentatively determined that this recordkeeping requirement is unnecessary. Further, rescinding this provision as proposed would bring the RMP hot work permits provisions back into alignment with the OSHA PSM standard, avoiding confusion among facilities that are subject to both regulations.
                    </P>
                    <FTNT>
                        <P>
                            <SU>127</SU>
                             EPA. Technical Background Document: Common Sense Approach to Chemical Accident Prevention RMP Rule. June 2025. Available in the docket, Docket ID No. EPA-HQ-OLEM-2025-0313.
                        </P>
                    </FTNT>
                    <P>
                        The EPA requests public comment on the Agency's proposal to rescind the hot work permit three-year retention requirement, as well as the alternatives described below. The EPA also solicits comment on cost estimates for facilities to retain a limited set of hot work permits. Finally, the EPA solicits comment on the EPA's assessment that the OSHA and New Jersey data do not show safety issues with hot work activity that could be addressed through retention of hot work permits as well as on any significant reliance interests.
                        <PRTPAGE P="9006"/>
                    </P>
                    <HD SOURCE="HD3">1. Proposed Changes</HD>
                    <P>The EPA proposes to amend 40 CFR 68.85 by removing paragraph (c) and revising paragraph (b) to read as follows: “The permit shall document that the fire prevention and protection requirements in 29 CFR 1910.252(a) have been implemented prior to beginning the hot work operations; it shall indicate the date(s) authorized for hot work; and identify the object on which hot work is to be performed. The permit shall be kept on file until completion of the hot work operations.” This language would be aligned with the OSHA PSM standard.</P>
                    <HD SOURCE="HD3">2. Alternative Options</HD>
                    <P>As an alternative to rescinding the three-year retention period, the EPA is considering whether a source should be required to retain a hot work permit if there was an accidental release during work addressed by the permit to support incident investigation and root cause identification. As a second alternative, the EPA is considering whether a source should retain only the most recent hot work permit per process for up to three or five years to verify that facilities operate in compliance with hot work permit procedures. The EPA seeks comment on these alternatives.</P>
                    <P>The Agency is also soliciting comment on the burden of retaining hot work permits. The Agency requests information from regulated facilities on their processes for issuing and retaining hot work permits and what changes were needed to comply with the 2024 three-year record retention requirement. If permits are not currently being retained electronically, how are facilities issuing permits? Are facilities only manually writing out a form with pen or pencil and then discarding the form after the hot work is completed?</P>
                    <P>Finally, if hot work permits are discarded immediately after completion of hot work operations, the Agency seeks comment on how Program 3 facilities conduct their audit obligations under 40 CFR 68.79 without reviewing prior hot work permits to ensure the hot work activities are being carried out safely.</P>
                    <HD SOURCE="HD2">N. Retail Facility Definition</HD>
                    <HD SOURCE="HD3">1. Background and Rationale for Proposed Action</HD>
                    <P>
                        The RMP rule excludes flammable substances used as fuel or held for sale at retail facilities from the RMP (40 CFR 68.126).
                        <SU>128</SU>
                        <FTREF/>
                         In the 2024 SCCAP rule, the EPA revised the definition of a “retail facility” to establish a clear period during which to calculate the quantity of a facility's direct sales to end users—thus determining when a facility is eligible for the flammable substance exclusion. This revision aimed to eliminate uncertainty and reduce the sales documentation burden that the owner or operator of a regulated facility must maintain to establish its status as a retail facility (89 FR 17679). The 2024 SCCAP rule allowed facilities to select either a fiscal year or a calendar year when determining income from direct sales to end users (89 FR 17622).
                    </P>
                    <FTNT>
                        <P>
                            <SU>128</SU>
                             The specific flammable substances that would be excluded are listed in tables 3 and 4 of 40 CFR 68.130.
                        </P>
                    </FTNT>
                    <P>
                        In comments to the 2022 SCCAP proposed rule (87 FR 53556), industry trade associations opposed revisions to the retail facility definition stating that it was an unnecessary change.
                        <SU>129</SU>
                        <FTREF/>
                         Specifically, a couple of commenters urged the EPA to maintain its existing definition of a retail facility, reasoning that it was consistent with the definition set forth in the CSISSFRA of 1999 and OSHA PSM standard enforcement guidance and interpretations.
                        <SU>130</SU>
                        <FTREF/>
                         At the time, the EPA disagreed with these comments, stating that the Agency coordinated with OSHA throughout the rulemaking process to ensure the intent of adding specificity and clarification did not create conflicts with the requirements of the OSHA PSM (89 FR 17679).
                    </P>
                    <FTNT>
                        <P>
                            <SU>129</SU>
                             EPA-HQ-OLEM-2022-0174; 0229; 0272.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>130</SU>
                             EPA-HQ-OLEM-2022-0202; 0229; 0272.
                        </P>
                    </FTNT>
                    <P>After reevaluating the 2024 revision to the “retail facility” definition, the Agency has tentatively determined that the definition may not be thorough enough to cover all scenarios. For example, a new facility may not have a full year of operations upon which to base this determination, while other facilities may have significant variance in retail versus non-retail sales over different time periods or measure their business operations on specific time frames not tied to fiscal or calendar year. As a result, the EPA seeks comment on whether the EPA should further modify the “retail facility” definition to address new facilities and facilities with significant fluctuations in the proportion of annual sales that come from direct sales to end users. The Agency anticipates that new facilities may not have sales data for the previous year. The EPA also expects facilities with significant fluctuations in annual sales may find that the oscillation changes their exemption status from year to year. The unintended effect would force facilities to register and deregister from the program as sales shift because they are required to submit a deregistration form to the EPA under 40 CFR 68.190(c) once they are no longer subject to the program. This leads to unnecessary changes in status and recordkeeping requirements. However, to avoid gamesmanship of time periods to avoid regulation and potential disagreements on the assessment periods between the regulated community and the EPA, the Agency seeks to establish a time period over which a facility would be locked into its calendar choice. Therefore, while the Agency still agrees with the changes made in the 2024 SCCAP rule, it is now proposing to further clarify that language.</P>
                    <HD SOURCE="HD3">2. Proposed Regulatory Changes</HD>
                    <P>The Agency is proposing to amend the definition for retail facility under 40 CFR 68.3 to include alternate timeframes to address additional scenarios and solicits comment on this proposed language. The proposed definition would be changed as follows:</P>
                    <P>
                        <E T="03">Retail facility means</E>
                         a stationary source meeting either of the following criteria:
                    </P>
                    <P>1. More than one-half of the income from direct sales to end users, or more than one-half of the fuel sold, by volume, is sold through a cylinder exchange program during one of the following periods:</P>
                    <FP SOURCE="FP-1">• Previous full calendar year</FP>
                    <FP SOURCE="FP-1">• Previous fiscal year</FP>
                    <FP SOURCE="FP-1">• Previous 12 months</FP>
                    <P>Facilities must select one of these timeframes as their basis for assessment and maintain consistency in their choice for a minimum of three consecutive years.</P>
                    <P>2. For new facilities with less than a full calendar year of operational history: More than one-half of the income generated since the commencement of operations is obtained from direct sales to end users, or more than one-half of the fuel sold, by volume, during the same period is sold through a cylinder exchange program. For the purpose of this definition, “commencement of operations” refers to the date on which a threshold quantity of a regulated substance is present at the facility.</P>
                    <P>
                        The EPA is requesting comment on these proposed revisions to the “retail facility” definition. The EPA is also requesting comment on whether to rescind the 2024 modifications to the retail facility definition. The EPA requests supporting data, regulatory language, and information that would support any further amendments to the retail facility definition. Specifically, the Agency is requesting any data on facilities with sales that fluctuate over the threshold on an annual basis.
                        <PRTPAGE P="9007"/>
                    </P>
                    <HD SOURCE="HD2">O. Compliance Dates</HD>
                    <P>
                        The 1996 RMP rule was applied 3 years after promulgation of the rule on June 20, 1996, which is consistent with the last sentence of CAA section 112(r)(7)(B)(i). The statute does not directly address when amendments should become applicable. However, in keeping with prior rulemakings, the EPA proposes that the modified or new provisions in this proposed rule would go into effect three years after the effective date of the final rule (
                        <E T="03">i.e.,</E>
                         from the date of publication in the 
                        <E T="04">Federal Register</E>
                        ). Those proposed provisions include STAA and third-party compliance audits requirements. The 2024 SCCAP provision for backup power for monitoring equipment is proposed to be rescinded, so the EPA also proposes to have the corresponding compliance date requirements removed from 40 CFR 68.10(g)(1). The compliance date for availability of information at 40 CFR 68.10(g)(7) is also proposed to be deleted, because the modified requirement, as proposed, in 40 CFR 68.210 would shift responsibility from owners or operators to the Agency. The compliance dates for the 2024 SCCAP rule provisions for root cause analysis, employee participation, and emergency response at 40 CFR 68.10(g)(3), (5), and (6) would remain as is, as May 10, 2027, because all or some portion of each provision is proposed to be retained.
                    </P>
                    <P>The Agency seeks comment on the compliance dates for this action.</P>
                    <HD SOURCE="HD2">P. Technical Corrections To Address Incorrect Numbering</HD>
                    <P>As part of the 2024 SCCAP rule changes to the regulatory text, three paragraphs were inserted before 40 CFR 68.10(g); existing paragraphs (g), (h), and (i) became (j), (k), and (l). The renumbered paragraphs are cited in other locations of the rule eight times, but those references were not changed. These references occur three times in 40 CFR 68.10, four times in 40 CFR 68.12, and one time in 40 CFR 68.180. The Agency is proposing to correct these references as part of this action.</P>
                    <P>Additionally, the 2024 SCCAP rule added 40 CFR 68.62 to the rule but did not change the reference in 40 CFR 68.12 to include the new section. The Agency is proposing to correct 40 CFR 68.12(c)(3) by changing “68.60” to “68.62”.</P>
                    <HD SOURCE="HD1">V. Statutory and Executive Order Reviews</HD>
                    <P>
                        Additional information about these statutes and E.O.s can be found at 
                        <E T="03">https://www.epa.gov/laws-regulations/laws-and-executive-orders.</E>
                    </P>
                    <HD SOURCE="HD2">A. Executive Order 12866: Regulatory Planning and Review</HD>
                    <P>This action is a significant regulatory action as defined under section 3(f)(1) of Executive Order 12866. Accordingly, it was submitted to the Office of Management and Budget (OMB) for review. Any changes made in response to OMB recommendations have been documented in the docket. The EPA prepared an analysis of the potential costs and benefits associated with this action. The Regulatory Impact Analysis is available in the docket (Docket ID No. EPA-HQ-OLEM-2025-0313). Chapters 4-6 of the RIA developed for this proposed action provide additional details on costs and benefits.</P>
                    <HD SOURCE="HD2">B. Executive Order 14192: Unleashing Prosperity Through Deregulation</HD>
                    <P>This action is expected to be an E.O. 14192 deregulatory action. Details on the estimated cost savings of this proposed rule can be found in the EPA's analysis of the potential costs and benefits associated with this action.</P>
                    <HD SOURCE="HD2">C. Paperwork Reduction Act (PRA)</HD>
                    <P>The information collection activities in this proposed rule have been submitted for approval to the OMB under the PRA. The ICR document that the EPA prepared has been assigned the EPA ICR number 1656.20. A copy of the ICR is available in the docket for this rule, and it is briefly summarized here.</P>
                    <P>This new ICR amends existing information collection activities related to a previously approved ICR (1656.18), OMB Control No. 2050-0144. That ICR covers the 1996 RMP rule, originally promulgated on June 20, 1996; and the current rule, including previous amendments, codified as 40 CFR part 68.</P>
                    <P>On March 11, 2024, the EPA published the 2024 SCCAP rule, which added several requirements for RMP-regulated entities, including requirements that would impose information collection burdens on regulated entities. The EPA is now proposing a rule that reevaluates the 2024 SCCAP rule, including retaining, retaining with modification, or rescinding provisions from the 2024 SCCAP rule. The EPA had previously submitted an ICR associated with the 2024 SCCAP rule to OMB for review but withdrew that ICR when deciding to undertake this new proposed rule. Therefore, the ICR submitted to OMB with this proposed rule includes the proposed revised information requirements that are part of the proposed revision to the rule, as well as information requirements that were promulgated in the 2024 SCCAP rule and proposed to be retained or retained with modifications by the proposed revision to the rule.</P>
                    <P>
                        <E T="03">Respondents/affected entities:</E>
                         The industries that are likely to be affected by the requirements in the proposed regulation fall into numerous NAICS codes. The types of stationary sources affected by the proposed rule range from petroleum refineries and large chemical manufacturers to water and wastewater treatment systems; chemical and petroleum wholesalers and terminals; food manufacturers, packing plants, and other cold storage facilities with ammonia refrigeration systems; agricultural chemical distributors; midstream gas plants; and a limited number of other sources that use RMP-regulated substances. Among the stationary sources potentially affected, the Agency has determined that 2,257 are regulated private sector small entities and 590 are small government entities.
                    </P>
                    <P>
                        <E T="03">Respondent's obligation to respond:</E>
                         Mandatory ((CAA sections 112(r)(7)(B)(i) and (ii), CAA section 112(r)(7)(B)(iii), CAA section 114(c), and CAA section 114(a)(1))).
                    </P>
                    <P>
                        <E T="03">Estimated number of respondents:</E>
                         14,226.
                    </P>
                    <P>
                        <E T="03">Frequency of response:</E>
                         On occasion.
                    </P>
                    <P>
                        <E T="03">Total estimated burden:</E>
                         136,465 hours (per year). Burden is defined at 5 CFR 1320.3(b).
                    </P>
                    <P>
                        <E T="03">Total estimated cost:</E>
                         $18,982,128 (per year); includes $4,679,535 annual operations and maintenance costs.
                    </P>
                    <P>An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. The OMB control numbers for the EPA's regulations in 40 CFR are listed in 40 CFR part 9.</P>
                    <P>
                        Submit your comments on the Agency's need for this information, the accuracy of the provided burden estimates, and any suggested methods for minimizing respondent burden to the EPA using the docket identified at the beginning of this rule. The EPA will respond to any ICR-related comments in the final rule. You may also send your ICR-related comments to OMB's Office of Information and Regulatory Affairs using the interface at 
                        <E T="03">https://www.reginfo.gov/public/do/PRAMain.</E>
                         Find this particular information collection by selecting “Currently under Review—Open for Public Comments” or by using the search function. OMB must receive comments no later than March 26, 2026.
                        <PRTPAGE P="9008"/>
                    </P>
                    <HD SOURCE="HD2">D. Regulatory Flexibility Act (RFA)</HD>
                    <P>I certify that this action will not have a significant economic impact on a substantial number of small entities under the RFA. In making this determination, the EPA concludes that the impact of concern for this rule is any significant adverse economic impact on small entities and that the agency is certifying that this rule will not have a significant economic impact on a substantial number of small entities because the rule relieves regulatory burden. The small entities subject to the requirements of this action include small businesses and small governmental entities. The rule relieves regulatory burden by proposing to repeal or modify several provisions imposing costs on small entities. Of the 2,257 potentially regulated private sector small entities impacted, all but four will experience some regulatory relief. The remaining four may experience an economic impact between one and three percent of revenues.</P>
                    <HD SOURCE="HD2">E. Unfunded Mandates Reform Act (UMRA)</HD>
                    <P>This action does not contain an unfunded mandate of $100 million (adjusted annually for inflation) or more (in 1995 dollars) as described in UMRA, 2 U.S.C. 1531-1538, and does not significantly or uniquely affect small governments. The costs involved in this action are estimated not to exceed $187 million in 2024 dollars ($100 million in 1995 dollars adjusted for inflation using the gross domestic product implicit price deflator) or more in any one year.</P>
                    <HD SOURCE="HD2">F. Executive Order 13132: Federalism</HD>
                    <P>This action does not have federalism implications. It will not have substantial direct effects on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
                    <HD SOURCE="HD2">G. Executive Order 13175: Consultation and Coordination With Indian Tribal Governments</HD>
                    <P>This action has Tribal implications. However, it will neither impose substantial direct compliance costs on federally recognized Tribal governments, nor preempt Tribal law. There are approximately 260 RMP facilities located on Tribal lands. Tribes could be impacted by the final rule either as an owner or operator of an RMP-regulated facility or as a Tribal government when the Tribal government conducts emergency response or emergency preparedness activities under EPCRA.</P>
                    <P>The EPA consulted with Tribal officials under the EPA Policy on Consultation and Coordination with Indian Tribes on previous RMP rulemakings. The EPA will consult again with Tribal officials as it develops this regulation to permit them to have meaningful and timely input into its development. Consultation will include conference calls, webinars, and meetings with interested Tribal representatives to ensure that their concerns are addressed before the rule is finalized. In the spirit of E.O. 13175 and consistent with the EPA policy to promote communications between the EPA and Tribal governments, the EPA specifically solicits comment on this proposed rule from Tribal officials.</P>
                    <HD SOURCE="HD2">H. Executive Order 13045: Protection of Children From Environmental Health Risks and Safety Risks</HD>
                    <P>
                        E.O. 13045 directs Federal agencies to include an evaluation of the health and safety effects of the planned regulation on children in Federal health and safety standards and explain why the regulation is preferable to potentially effective and reasonably feasible alternatives. This action is not subject to E.O. 13045 because the EPA does not believe the environmental health risks or safety risks addressed by this action present a disproportionate risk to children. The EPA does not believe there are disproportionate risks to children because this action does not directly address hazard assessments, but mandates that plans require hazard assessments that should include relevant considerations if there is the potential for disproportionate risks to children. However, the EPA's 
                        <E T="03">Policy on Children's Health</E>
                         applies to this action.
                    </P>
                    <HD SOURCE="HD2">I. Executive Order 13211: Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use</HD>
                    <P>This action is not a “significant energy action” because it is not likely to have a significant adverse effect on the supply, distribution, or use of energy. This action is not anticipated to have notable, adverse impacts on emissions, costs or energy supply decisions for the affected electric utility industry.</P>
                    <HD SOURCE="HD2">J. National Technology Transfer and Advancement Act (NTTAA)</HD>
                    <P>This rulemaking does not involve technical standards.</P>
                    <LSTSUB>
                        <HD SOURCE="HED">List of Subjects in 40 CFR Part 68</HD>
                        <P>Environmental protection, Administrative practice and procedure, Air pollution control, Chemicals, Hazardous substances, Intergovernmental relations, Reporting and recordkeeping requirements.</P>
                    </LSTSUB>
                    <SIG>
                        <NAME>Lee Zeldin,</NAME>
                        <TITLE>Administrator.</TITLE>
                    </SIG>
                    <P>For the reasons stated in the preamble, EPA proposes to amend Title 40, chapter I, part 68, of the Code of Federal Regulations as follows:</P>
                    <PART>
                        <HD SOURCE="HED">PART 68—CHEMICAL ACCIDENT PREVENTION PROVISIONS</HD>
                    </PART>
                    <AMDPAR>1. The authority citation for part 68 continues to read as follows: </AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority: </HD>
                        <P>42 U.S.C. 7412(r), 7601(a)(1), 7661-7661f.</P>
                    </AUTH>
                    <SUBPART>
                        <HD SOURCE="HED">Subpart A—General</HD>
                    </SUBPART>
                    <AMDPAR>2. Amend § 68.3 by:</AMDPAR>
                    <AMDPAR>a. Removing the definition “Natural hazard”.</AMDPAR>
                    <AMDPAR>b. Revising the definition “Retail facility”.</AMDPAR>
                    <P>The revision reads as follows:</P>
                    <SECTION>
                        <SECTNO>§ 68.3 </SECTNO>
                        <SUBJECT>Definitions.</SUBJECT>
                        <STARS/>
                        <P>
                            <E T="03">Retail facility</E>
                             means a stationary source meeting either of the following criteria:
                        </P>
                        <P>1. More than one-half of the income from direct sales to end users, or more than one-half of the fuel sold, by volume, is sold through a cylinder exchange program during one of the following periods:</P>
                        <FP SOURCE="FP-1">• Previous full calendar year</FP>
                        <FP SOURCE="FP-1">• Previous fiscal year</FP>
                        <FP SOURCE="FP-1">• Previous 12 months</FP>
                        <P>Facilities must select one of these timeframes as their basis for assessment and maintain consistency in their choice for a minimum of three consecutive years.</P>
                        <P>2. For new facilities with less than a full calendar year of operational history: More than one-half of the income generated since the commencement of operations is obtained from direct sales to end users, or more than one-half of the fuel sold, by volume, during the same period is sold through a cylinder exchange program. For the purpose of this definition, “commencement of operations” refers to the date on which a threshold quantity of a regulated substance is present at the facility.</P>
                        <STARS/>
                    </SECTION>
                    <AMDPAR>3. Amend § 68.10 by:</AMDPAR>
                    <AMDPAR>a. Revising in the introductory text of paragraph (a) the text “Except as provided in paragraphs (b) through (i) of this section,” to “Except as provided in paragraphs (b) through (k) of this section,”.</AMDPAR>
                    <AMDPAR>
                        b. Revising paragraph (g).
                        <PRTPAGE P="9009"/>
                    </AMDPAR>
                    <AMDPAR>c. Redesignating paragraphs (j), (k), (l), (m), and (n) as paragraphs (l), (m), (n), (o), and (p).</AMDPAR>
                    <AMDPAR>d. Adding paragraphs (j) and (k).</AMDPAR>
                    <AMDPAR>e. Revising in the newly redesignated paragraph (m) the text “either paragraph (g) or paragraph (i)” to “either paragraph (l) or paragraph (n)”.</AMDPAR>
                    <AMDPAR>f. Revising in the newly redesignated paragraph (n) the text “the requirements of paragraph (g)” to “the requirements of paragraph (l)”.</AMDPAR>
                    <P>The revisions and additions read as follows:</P>
                    <SECTION>
                        <SECTNO>§ 68.10 </SECTNO>
                        <SUBJECT>Applicability.</SUBJECT>
                        <STARS/>
                        <P>(g) By May 10, 2027, the owner or operator shall comply with the following provisions promulgated on May 10, 2024:</P>
                        <P>(1) Incident investigation root cause analysis provisions in §§ 68.60(h) and 68.81(h);</P>
                        <P>(2) Employee participation provisions in §§ 68.62 and 68.83;</P>
                        <P>(3) Emergency response provisions in §§ 68.90(b) and 68.95(a); and</P>
                        <STARS/>
                        <P>
                            (j) By [DATE 3 YEARS AFTER DATE OF PUBLICATION OF THE FINAL RULE IN THE 
                            <E T="04">FEDERAL REGISTER</E>
                            ], the owner or operator shall comply with the following provisions promulgated on [DATE OF PUBLICATION OF THE FINAL RULE IN 
                            <E T="04">FEDERAL REGISTER</E>
                            ]:
                        </P>
                        <P>
                            (1) Third-party audit provisions in §§ 68.58(f), 68.59, 68.79(f), and 68.80. The third-party audit provisions under §§ 68.58(f), 68.59, 68.79(f), and 68.80 will not be in effect beyond [DATE 13 YEARS AFTER DATE OF PUBLICATION OF THE FINAL RULE IN THE 
                            <E T="04">FEDERAL REGISTER</E>
                            ];
                        </P>
                        <P>(2) Safer technology and alternatives analysis provisions in § 68.67(c)(8);</P>
                        <P>
                            (k) By [DATE 4 YEARS AFTER DATE OF PUBLICATION OF THE FINAL RULE IN THE 
                            <E T="04">FEDERAL REGISTER</E>
                            ], the owner or operator shall comply with the risk management plan provisions of subpart G of this part promulgated on [DATE OF PUBLICATION OF THE FINAL RULE IN THE 
                            <E T="04">FEDERAL REGISTER</E>
                            ].
                        </P>
                        <STARS/>
                    </SECTION>
                    <AMDPAR>4. Amend § 68.12 by:</AMDPAR>
                    <AMDPAR>a. Revising in the introductory text of paragraph (b) the text “as provided in § 68.10(g),” to “as provided in § 68.10(l),”.</AMDPAR>
                    <AMDPAR>b. Revising in paragraph (b)(4) the text “program rule (40 CFR 68.10(g)(1))” to “program rule (40 CFR 68.10(l)(1))”.</AMDPAR>
                    <AMDPAR>c. Revising in the introductory text of paragraph (c) the text “as provided in § 68.10(h),” to “as provided in § 68.10(m),”.</AMDPAR>
                    <AMDPAR>d. Revising in paragraph (c)(3) the text “through 68.60 or implement” to “through 68.62 or implement”.</AMDPAR>
                    <AMDPAR>e. Revising in the introductory text of paragraph (d) the text “as provided in § 68.10(i)” to “as provided in § 68.10(n)”.</AMDPAR>
                    <SUBPART>
                        <HD SOURCE="HED">Subpart C—Program 2 Prevention Program</HD>
                    </SUBPART>
                    <AMDPAR>5. Amend § 68.48 by revising paragraph (b) to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 68.48 </SECTNO>
                        <SUBJECT>Safety information.</SUBJECT>
                        <STARS/>
                        <P>(b) The owner or operator shall ensure that the process is designed in compliance with recognized and generally accepted good engineering practices.</P>
                        <STARS/>
                    </SECTION>
                    <AMDPAR>6. Amend § 68.50 by:</AMDPAR>
                    <AMDPAR>a. Revising paragraphs (a)(3), (4), and (5).</AMDPAR>
                    <AMDPAR>b. Removing paragraph (a)(6).</AMDPAR>
                    <P>The revisions read as follows:</P>
                    <SECTION>
                        <SECTNO>§ 68.50 </SECTNO>
                        <SUBJECT>Hazard review.</SUBJECT>
                        <P>(a) * * *</P>
                        <P>(3) The safeguards used or needed to control the hazards or prevent equipment malfunction or human error;</P>
                        <P>(4) Any steps used or needed to detect or monitor releases; and</P>
                        <P>(5) Stationary source siting.</P>
                        <STARS/>
                    </SECTION>
                    <AMDPAR>7. Amend § 68.52 by:</AMDPAR>
                    <AMDPAR>a. Revising paragraphs (b)(7) and (8).</AMDPAR>
                    <AMDPAR>b. Removing paragraph (b)(9).</AMDPAR>
                    <P>The revisions read as follows:</P>
                    <SECTION>
                        <SECTNO>§ 68.52 </SECTNO>
                        <SUBJECT>Operating procedures.</SUBJECT>
                        <STARS/>
                        <P>(b) * * *</P>
                        <P>(7) Consequences of deviations and steps required to correct or avoid deviations; and</P>
                        <P>(8) Equipment inspections.</P>
                        <STARS/>
                    </SECTION>
                    <AMDPAR>8. Amend § 68.58 by:</AMDPAR>
                    <AMDPAR>a. Revising paragraph (f).</AMDPAR>
                    <AMDPAR>b. Removing paragraphs (g) and (h).</AMDPAR>
                    <P>The revision reads as follows:</P>
                    <SECTION>
                        <SECTNO>§ 68.58 </SECTNO>
                        <SUBJECT>Compliance audits.</SUBJECT>
                        <STARS/>
                        <P>(f) The next required compliance audit shall be a third-party audit when two accidental releases within five years meeting the criteria in § 68.42(a) from a covered process at a stationary source have occurred.</P>
                    </SECTION>
                    <AMDPAR>9. Amend § 68.59 by:</AMDPAR>
                    <AMDPAR>a. Revising paragraphs (c)(2)(ii) and (iii).</AMDPAR>
                    <AMDPAR>b. Removing paragraphs (c)(2)(iv) and (f)(3).</AMDPAR>
                    <P>The revisions read as follows:</P>
                    <SECTION>
                        <SECTNO>§ 68.59 </SECTNO>
                        <SUBJECT>Third-party audits.</SUBJECT>
                        <STARS/>
                        <P>(c) * * *</P>
                        <P>(2) * * *</P>
                        <P>(ii) Receive no financial benefit from the outcome of the audit, apart from payment for auditing services. For purposes of this paragraph (c)(2)(ii), retired employees who otherwise satisfy the third-party auditor independence criteria in this section may qualify as independent if their sole continuing financial attachments to the owner or operator are employer-financed or managed retirement and/or health plans; and</P>
                        <P>(iii) Ensure that all third-party personnel involved in the audit sign and date a conflict of interest statement documenting that they meet the independence criteria of this paragraph (c)(2).</P>
                        <STARS/>
                    </SECTION>
                    <AMDPAR>10. Amend § 68.62 by:</AMDPAR>
                    <AMDPAR>a. Revising paragraph (a).</AMDPAR>
                    <AMDPAR>b. Removing paragraph (b).</AMDPAR>
                    <AMDPAR>c. Redesignating paragraph (c) as paragraph (b).</AMDPAR>
                    <P>The revision reads as follows:</P>
                    <SECTION>
                        <SECTNO>§ 68.62 </SECTNO>
                        <SUBJECT>Employee participation.</SUBJECT>
                        <STARS/>
                        <P>(a) The owner or operator shall develop a written plan of action regarding the implementation of the employee participation requirements required by this section. An annual written or electronic notice shall be distributed to employees and their representatives indicating that the plan is readily available to view, and how to access the information.</P>
                        <STARS/>
                    </SECTION>
                    <SUBPART>
                        <HD SOURCE="HED">Subpart D—Program 3 Prevention Program</HD>
                    </SUBPART>
                    <AMDPAR>11. Amend § 68.65 by revising paragraph (d)(2) to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 68.65 </SECTNO>
                        <SUBJECT>Process safety information.</SUBJECT>
                        <STARS/>
                        <P>(d) * * *</P>
                        <P>(2) The owner or operator shall document that equipment complies with recognized and generally accepted good engineering practices.</P>
                        <STARS/>
                    </SECTION>
                    <AMDPAR>12. Amend § 68.67 by:</AMDPAR>
                    <AMDPAR>a. Revising paragraphs (c)(3), (5), and (8).</AMDPAR>
                    <AMDPAR>b. Removing paragraphs (c)(9), (10), and (h).</AMDPAR>
                    <P>The revisions read as follows:</P>
                    <SECTION>
                        <SECTNO>§ 68.67 </SECTNO>
                        <SUBJECT>Process hazard analysis.</SUBJECT>
                        <STARS/>
                        <P>(c) * * *</P>
                        <P>
                            (3) Engineering and administrative controls applicable to the hazards and 
                            <PRTPAGE P="9010"/>
                            their interrelationships such as appropriate application of detection methodologies to provide early warning of releases. (Acceptable detection methods might include process monitoring and control instrumentation with alarms, and detection hardware such as hydrocarbon sensors.)
                        </P>
                        <STARS/>
                        <P>(5) Stationary source siting;</P>
                        <STARS/>
                        <P>(8) Safer technology and alternative risk management measures applicable to eliminating or reducing risk from process hazards for the following covered processes and shall meet all of the following requirements:</P>
                        <P>(i) For new covered processes, the owner or operator shall consider and document, in the following order of preference, inherently safer technology or design, passive measures, active measures, and procedural measures. A combination of risk management measures may be used to achieve the desired risk reduction.</P>
                        <P>(ii) The analysis shall be performed by a team that includes members with expertise in the process being evaluated, including at least one member who works in the process. The team members shall be documented.</P>
                        <STARS/>
                    </SECTION>
                    <AMDPAR>13. Amend § 68.69 by revising paragraph (a)(4) to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 68.69 </SECTNO>
                        <SUBJECT>Operating procedures.</SUBJECT>
                        <P>(a) * * *</P>
                        <P>(4) Safety systems and their functions.</P>
                        <STARS/>
                    </SECTION>
                    <AMDPAR>14. Amend § 68.79 by:</AMDPAR>
                    <AMDPAR>a. Revising paragraph (f).</AMDPAR>
                    <AMDPAR>b. Removing paragraphs (g) and (h).</AMDPAR>
                    <P>The revision reads as follows:</P>
                    <SECTION>
                        <SECTNO>§ 68.79 </SECTNO>
                        <SUBJECT>Compliance audits.</SUBJECT>
                        <STARS/>
                        <P>(f) The next required compliance audit shall be a third-party audit when two accidental releases within five years meeting the criteria in § 68.42(a) from a covered process at a stationary source has occurred.</P>
                    </SECTION>
                    <AMDPAR>15. Amend § 68.80 by:</AMDPAR>
                    <AMDPAR>a. Revising paragraphs (c)(2)(ii) and (iii).</AMDPAR>
                    <AMDPAR>b. Removing paragraphs (c)(2)(iv) and (f)(3).</AMDPAR>
                    <P>The revisions read as follows:</P>
                    <SECTION>
                        <SECTNO>§ 68.80 </SECTNO>
                        <SUBJECT>Third-party audits.</SUBJECT>
                        <STARS/>
                        <P>(c) * * *</P>
                        <P>(2) * * *</P>
                        <P>(ii) Receive no financial benefit from the outcome of the audit, apart from payment for auditing services. For purposes of this paragraph (c)(2)(ii), retired employees who otherwise satisfy the third-party auditor independence criteria in this section may qualify as independent if their sole continuing financial attachments to the owner or operator are employer-financed or managed retirement and/or health plans; and</P>
                        <P>(iii) Ensure that all third-party personnel involved in the audit sign and date a conflict of interest statement documenting that they meet the independence criteria of this paragraph (c)(2).</P>
                        <STARS/>
                    </SECTION>
                    <AMDPAR>16. Amend § 68.83 by:</AMDPAR>
                    <AMDPAR>a. Revising paragraph (a).</AMDPAR>
                    <AMDPAR>b. Removing paragraphs (c), (d), and (e).</AMDPAR>
                    <AMDPAR>c. Redesignating paragraph (f) as paragraph (c).</AMDPAR>
                    <P>The revision reads as follows:</P>
                    <SECTION>
                        <SECTNO>§ 68.83 </SECTNO>
                        <SUBJECT>Employee participation.</SUBJECT>
                        <P>(a) The owner or operator shall develop a written plan of action regarding the implementation of the employee participation requirements required by this section. An annual written or electronic notice shall be distributed to employees and their representatives indicating that the plan is readily available to view and how to access the information.</P>
                        <STARS/>
                    </SECTION>
                    <AMDPAR>17. Amend § 68.85 by:</AMDPAR>
                    <AMDPAR>a. Revising paragraph (b).</AMDPAR>
                    <AMDPAR>b. Removing paragraph (c).</AMDPAR>
                    <P>The revision reads as follows:</P>
                    <SECTION>
                        <SECTNO>§ 68.85 </SECTNO>
                        <SUBJECT>Hot work permit.</SUBJECT>
                        <STARS/>
                        <P>(b) The permit shall document that the fire prevention and protection requirements in 29 CFR 1910.252(a) have been implemented prior to beginning the hot work operations; it shall indicate the date(s) authorized for hot work; and identify the object on which hot work is to be performed. The permit shall be kept on file until the completion of the hot work operations.</P>
                    </SECTION>
                    <SUBPART>
                        <HD SOURCE="HED">Subpart E—Emergency Response</HD>
                    </SUBPART>
                    <AMDPAR>18. Amend § 68.90 by revising paragraph (b)(6) to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 68.90 </SECTNO>
                        <SUBJECT>Applicability.</SUBJECT>
                        <STARS/>
                        <P>(b) * * *</P>
                        <P>(6) The owner or operator maintains and implements, as necessary, procedures for informing the public and the appropriate Federal, State, and local emergency response agencies about accidental releases. Further, the owner or operator shall partner with response agencies to ensure that responders have the necessary information to relay through a community notification system that is in place to warn the public within the area potentially threatened by the accidental release.</P>
                    </SECTION>
                    <AMDPAR>19. Amend § 68.95 by revising paragraphs (a)(1)(i) to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 68.95 </SECTNO>
                        <SUBJECT>Emergency response program.</SUBJECT>
                        <P>(a) * * *</P>
                        <P>(1) * * *</P>
                        <P>(i) Procedures for informing the public and the appropriate Federal, State, and local emergency response agencies about accidental releases. Further, the owner or operator shall partner with response agencies to ensure that responders have the necessary information to relay through a community notification system that is in place to warn the public within the area potentially threatened by the accidental release.</P>
                    </SECTION>
                    <SUBPART>
                        <HD SOURCE="HED">Subpart G—Risk Management Plan</HD>
                        <SECTION>
                            <SECTNO>§ 68.160 </SECTNO>
                            <SUBJECT>[Amended]</SUBJECT>
                        </SECTION>
                    </SUBPART>
                    <AMDPAR>20. Amend § 68.160 by removing paragraph (b)(22).</AMDPAR>
                    <AMDPAR>21. Amend § 68.170 by:</AMDPAR>
                    <AMDPAR>a. Revising paragraphs (e)(5) and (6).</AMDPAR>
                    <AMDPAR>b. Removing paragraph (e)(7).</AMDPAR>
                    <P>The revisions read as follows:</P>
                    <SECTION>
                        <SECTNO>§ 68.170 </SECTNO>
                        <SUBJECT>Prevention program/Program 2.</SUBJECT>
                        <STARS/>
                        <P>(e) * * *</P>
                        <P>(5) Monitoring and detection systems in use; and</P>
                        <P>(6) Changes since the last hazard review.</P>
                        <STARS/>
                    </SECTION>
                    <AMDPAR>22. Amend § 68.175 by:</AMDPAR>
                    <AMDPAR>a. Revising paragraph (e)(7).</AMDPAR>
                    <AMDPAR>b. Removing paragraphs (e)(8) and (9).</AMDPAR>
                    <P>The revision reads as follows:</P>
                    <SECTION>
                        <SECTNO>§ 68.175 </SECTNO>
                        <SUBJECT>Prevention program/Program 3.</SUBJECT>
                        <STARS/>
                        <P>(e) * * *</P>
                        <P>(7) For new processes, inherently safer technology or design measures evaluated, if any, and the technology category (substitution, minimization, simplification and/or moderation).</P>
                        <STARS/>
                    </SECTION>
                    <AMDPAR>23. Amend § 68.180 by:</AMDPAR>
                    <AMDPAR>a. Revising in paragraph (a)(1) the text “pursuant to § 68.10(g)(3)” to “pursuant to § 68.10(l)(3)”.</AMDPAR>
                    <AMDPAR>b. Revising paragraphs (b)(2)(iii) and (iv).</AMDPAR>
                    <AMDPAR>c. Adding paragraph (b)(2)(v).</AMDPAR>
                    <P>The revisions and addition read as follows:</P>
                    <SECTION>
                        <SECTNO>§ 68.180 </SECTNO>
                        <SUBJECT>Emergency response program and exercises.</SUBJECT>
                        <STARS/>
                        <P>
                            (b) * * *
                            <PRTPAGE P="9011"/>
                        </P>
                        <P>(2) * * *</P>
                        <P>(iii) The date of the most recent field exercise, as required in § 68.96(b)(1);</P>
                        <P>(iv) The date of the most recent tabletop exercise, as required in § 68.96(b)(2); and</P>
                        <P>(v) What mechanisms are in place to notify the public and emergency responders when there is a need for emergency response.</P>
                    </SECTION>
                    <SUBPART>
                        <HD SOURCE="HED">Subpart H—Other Requirements</HD>
                    </SUBPART>
                    <AMDPAR>24. Amend § 68.210 by:</AMDPAR>
                    <AMDPAR>a. Revising the introductory text of paragraph (d).</AMDPAR>
                    <AMDPAR>b. Removing paragraphs (d)(7), (e), (f), (g), and (h) .</AMDPAR>
                    <P>The revisions read as follows:</P>
                    <SECTION>
                        <SECTNO>§ 68.210 </SECTNO>
                        <SUBJECT>Availability of information to the public.</SUBJECT>
                        <STARS/>
                        <P>
                            (d) 
                            <E T="03">Chemical hazard information.</E>
                             EPA shall provide through an online Public Data Sharing tool, the following chemical hazard information for all regulated processes:
                        </P>
                        <STARS/>
                    </SECTION>
                </SUPLINF>
                <FRDOC>[FR Doc. 2026-03633 Filed 2-23-26; 8:45 am]</FRDOC>
                <BILCOD>BILLING CODE 6560-50-P</BILCOD>
            </PRORULE>
        </PRORULES>
    </NEWPART>
    <VOL>91</VOL>
    <NO>36</NO>
    <DATE>Tuesday, February 24, 2026</DATE>
    <UNITNAME>Proposed Rules</UNITNAME>
    <NEWPART>
        <PTITLE>
            <PRTPAGE P="9013"/>
            <PARTNO>Part III</PARTNO>
            <AGENCY TYPE="P">Department of Commerce</AGENCY>
            <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
            <HRULE/>
            <CFR>50 CFR Part 217</CFR>
            <TITLE>Taking and Importing Marine Mammals; Taking Marine Mammals Incidental to Geophysical Surveys in the Gulf of America; Proposed Rule</TITLE>
        </PTITLE>
        <PRORULES>
            <PRORULE>
                <PREAMB>
                    <PRTPAGE P="9014"/>
                    <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                    <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
                    <CFR>50 CFR Part 217</CFR>
                    <DEPDOC>[Docket No. 260220-0051]</DEPDOC>
                    <RIN>RIN 0648-BO19</RIN>
                    <SUBJECT>Taking and Importing Marine Mammals; Taking Marine Mammals Incidental to Geophysical Surveys in the Gulf of America</SUBJECT>
                    <AGY>
                        <HD SOURCE="HED">AGENCY:</HD>
                        <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
                    </AGY>
                    <ACT>
                        <HD SOURCE="HED">ACTION:</HD>
                        <P>Proposed rule; request for comments.</P>
                    </ACT>
                    <SUM>
                        <HD SOURCE="HED">SUMMARY:</HD>
                        <P>NMFS has received a request for the reimplementation of incidental take regulations (ITR) governing the incidental taking of marine mammals during geophysical survey activity conducted in the Gulf of America (GOA). Pursuant to the Marine Mammal Protection Act (MMPA), NMFS is requesting comments on its proposed rule and will consider public comments relevant to this proposed rule prior to issuing any final rule.</P>
                    </SUM>
                    <EFFDATE>
                        <HD SOURCE="HED">DATES:</HD>
                        <P>Comments and information must be received no later than March 26, 2026.</P>
                    </EFFDATE>
                    <ADD>
                        <HD SOURCE="HED">ADDRESSES:</HD>
                        <P>
                            Submit all electronic public comments via the Federal e-Rulemaking Portal. Visit 
                            <E T="03">https://www.regulations.gov</E>
                             and enter NOAA-NMFS-2025-0638 in the Search box. Click on the “Comment” icon, complete the required fields, and enter or attach your comments. A plain language summary of the rule is also available on the Federal e-Rulemaking Portal.
                        </P>
                        <P>
                            <E T="03">Instructions:</E>
                             Comments sent by any other method, to any other address or individual, or received after the end of the comment period, may not be considered by NMFS. All comments received are a part of the public record and will generally be posted for public viewing on 
                            <E T="03">https://www.regulations.gov</E>
                             without change. All personal identifying information (
                            <E T="03">e.g.,</E>
                             name, address), confidential business information, or otherwise sensitive information submitted voluntarily by the sender will be publicly accessible. NMFS will accept anonymous comments (enter “N/A” in the required fields if you wish to remain anonymous).
                        </P>
                    </ADD>
                    <FURINF>
                        <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                        <P>Ben Laws, Office of Protected Resources, NMFS, (301) 427-8401.</P>
                    </FURINF>
                </PREAMB>
                <SUPLINF>
                    <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                    <HD SOURCE="HD1">Purpose and Need for Regulatory Action</HD>
                    <P>
                        On January 19, 2021 (86 FR 5322), in response to a petition request from BOEM, NMFS issued a final rule implementing ITRs under the MMPA, 16 U.S.C. 1361 
                        <E T="03">et seq.,</E>
                         governing the take of marine mammals incidental to the conduct of geophysical survey activities in the GOA.
                        <SU>1</SU>
                        <FTREF/>
                         The ITRs provide a framework for authorization of incidental take through Letters of Authorization (LOAs) upon request from individual applicants planning specific geophysical survey activities The ITRs became effective on April 19, 2021, and are effective through April 19, 2026 (86 FR 5322, January 19, 2021).
                    </P>
                    <FTNT>
                        <P>
                            <SU>1</SU>
                             Pursuant to Executive Order 14172, “Restoring Names That Honor American Greatness,” and Department of the Interior Secretarial Order 3423, “The Gulf of America,” the body of water formerly known as the Gulf of Mexico is now called the Gulf of America. Accordingly, NMFS amended the incidental take regulations to reflect the change. See 90 FR 38001 (August 7, 2025).
                        </P>
                    </FTNT>
                    <P>NMFS subsequently discovered that the 2021 rule was based on erroneous take estimates. We conducted another rulemaking to reassess the statutorily required findings for issuance of the 2021 ITRs using correct take estimates and other newly available and pertinent information relevant to the analyses supporting some of the findings in the 2021 final rule and the taking allowable under the regulations. We issued a final rule affirming those findings in April 2024, effective through April 19, 2026 (89 FR 31488, April 24, 2024). The 2024 rule did not result in any changes to the existing ITRs.</P>
                    <P>On March 25, 2025, NMFS received an application from the EnerGeo Alliance (EnerGeo) requesting development of ITRs governing the taking of marine mammals incidental to geophysical survey activity conducted in the GOA over the course of 5 years following the expiration of the existing ITRs. Following receipt of NMFS' comments on the draft application on April 15, 2025, EnerGeo submitted revised versions of the application on July 14, August 8, and August 12, 2025, the last of which was determined to be adequate and complete. NMFS determined at that time, based on the date of submission of the adequate and complete application, that it was unlikely a new rulemaking process could be completed prior to expiration of the existing ITRs on April 19, 2026.</P>
                    <P>On August 28, 2025, NMFS Office of Protected Resources (OPR) received a request from NMFS Office of Policy (Policy) for reimplementation of the current ITR to avoid a lapse in ITRs offering incidental take coverage for GOA geophysical survey activities. The request notes that the pending April 2026 expiration of the current ITRs would affect regulatory certainty through loss of an efficient permitting framework, and that reimplementation of the existing ITRs on the basis of the same specified activity defined in the initial 2021 final rule and associated estimates of incidental take evaluated in the 2024 corrective rulemaking is consistent with the MMPA and appropriate pursuant to Executive Orders 14156, “Declaring a National Energy Emergency,” and 14154, “Unleashing American Energy.” On October 20, 2025, BOEM (the original petitioner for the current ITRs) submitted a request to be included in the process as a co-petitioner.</P>
                    <P>NMFS has received multiple requests from industry survey operators relating to specific survey activities that would extend beyond the expiration date of the current ITRs, establishing the ongoing need for the ITRs. The requested reimplementation of regulations would continue the current established framework for authorization of incidental take through LOAs until superseded by a new ITR promulgated on the basis of the separate EnerGeo request.</P>
                    <HD SOURCE="HD2">Legal Authority for the Action</HD>
                    <P>Section 101(a)(5)(A) of the MMPA (16 U.S.C. 1371(a)(5)(A)) directs the Secretary of Commerce to allow, upon request, the incidental, but not intentional, taking of small numbers of marine mammals by U.S. citizens who engage in a specified activity (other than commercial fishing) within a specified geographical region for up to 5 years if, after notice and public comment, the agency makes certain findings and issues regulations that set forth permissible methods of taking pursuant to that activity and other means of effecting the “least practicable adverse impact” (LPAI) on the affected species or stocks and their habitat (see the discussion below in the Proposed Mitigation section), as well as monitoring and reporting requirements. Under NMFS' implementing regulations for section 101(a)(5)(A), NMFS issues LOAs to individuals (including entities) seeking authorization for take under the activity-specific incidental take regulations (50 CFR 216.106).</P>
                    <HD SOURCE="HD2">Severability</HD>
                    <P>
                        In the event a court declares NMFS' interpretation of small numbers to be invalid, NMFS intends that the remaining aspects of the rule and ITR be severable. This is because the negligible impact analysis for this rule is the 
                        <PRTPAGE P="9015"/>
                        biologically relevant inquiry, and that analysis is based on the total annual estimated taking for all activities the regulations will govern. The issuance of LOAs to authorize the incidental take of marine mammals, subject to the mitigation, monitoring, and reporting requirements in those LOAs, is based on a finding that the total taking over the five-year period will have a negligible impact on the affected species or stocks; and that the mitigation and related monitoring will effect the least practicable adverse impact on those species or stocks. The small numbers standard is a statutory requirement that could be satisfied on an LOA by LOA basis in accordance with the ruling of a court that invalidates the interpretation set forth in this proposed rule. NMFS is including a provision in the proposed regulatory text to that effect.
                    </P>
                    <HD SOURCE="HD2">Summary of Major Provisions Within the Regulations</HD>
                    <P>Following is a summary of the major provisions of this proposed rule regarding geophysical survey activities. The regulations contain requirements for mitigation, monitoring, and reporting, including:</P>
                    <P>• Standard detection-based mitigation measures, including use of visual and acoustic observation to detect marine mammals and shutdown of acoustic sources in certain circumstances;</P>
                    <P>• A time-area restriction designed to avoid effects to bottlenose dolphins in times and places of particular importance;</P>
                    <P>• Vessel strike avoidance measures; and</P>
                    <P>• Monitoring and reporting requirements.</P>
                    <P>
                        These measures are unchanged from those included in the current ITRs. See 50 CFR 217.180 
                        <E T="03">et seq.</E>
                    </P>
                    <HD SOURCE="HD1">Background</HD>
                    <P>
                        Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 
                        <E T="03">et seq.</E>
                        ) direct the Secretary of Commerce (as delegated to NMFS) to allow, upon request, the incidental, but not intentional, taking of small numbers of marine mammals by U.S. citizens who engage in a specified activity (other than commercial fishing) within a specified geographical region if certain findings are made and either regulations are issued or, if the taking is limited to harassment, a notice of a proposed authorization is provided to the public for review.
                    </P>
                    <P>An incidental take authorization shall be granted if NMFS finds that the taking will have a negligible impact on the species or stock(s), will not have an unmitigable adverse impact on the availability of the species or stock(s) for subsistence uses (where relevant), and if the permissible methods of taking and requirements pertaining to the mitigation, monitoring, and reporting of such takings are set forth.</P>
                    <P>NMFS has defined “negligible impact” in 50 CFR 216.103 as an impact resulting from the specified activity that cannot be reasonably expected to, and is not reasonably likely to, adversely affect the species or stock through effects on annual rates of recruitment or survival. The MMPA states that the term “take” means to harass, hunt, capture, kill or attempt to harass, hunt, capture, or kill any marine mammal.</P>
                    <P>Except with respect to certain activities not pertinent here, the MMPA defines “harassment” as: any act of pursuit, torment, or annoyance, which (i) has the potential to injure a marine mammal or marine mammal stock in the wild (Level A harassment); or (ii) has the potential to disturb a marine mammal or marine mammal stock in the wild by causing disruption of behavioral patterns, including, but not limited to, migration, breathing, nursing, breeding, feeding, or sheltering (Level B harassment).</P>
                    <P>On January 19, 2021, we issued a final rule with ITRs to govern the unintentional taking of marine mammals incidental to geophysical survey activities conducted in U.S. waters of the GOA over the course of the statutory maximum of 5 years (86 FR 5322, January 19, 2021). NMFS subsequently discovered that the 2021 rule was based on erroneous take estimates. We conducted another rulemaking to reassess the statutorily required findings for issuance of the 2021 ITRs using correct take estimates and other newly available and pertinent information relevant to the analyses supporting some of the findings in the 2021 final rule and the taking allowable under the regulations. We issued a final rule affirming those findings in April 2024 (89 FR 31488, April 24, 2024). The 2024 rule did not result in any changes to the existing ITRs, which provide a framework for authorization of incidental take through LOAs upon request from individual applicants planning specific geophysical survey activities. The existing ITRs are in effect through April 19, 2026.</P>
                    <P>
                        On March 25, 2025, NMFS received an application from EnerGeo requesting development of ITRs governing the taking of marine mammals incidental to geophysical survey activity conducted in the GOA over the course of 5 years following the date of issuance. Following receipt of NMFS' comments on the draft application on April 15, 2025, EnerGeo submitted revised versions of the application on July 14, August 8, and August 12, 2025. On September 24, 2025 (90 FR 45936), we published a notice of receipt of the request in the 
                        <E T="04">Federal Register</E>
                        , requesting comments and information related to the request.
                    </P>
                    <P>
                        On August 28, 2025, NMFS OPR received a request from NMFS Policy for reimplementation of the current ITR. The request notes that the pending April 2026 expiration of the current ITR would affect regulatory certainty with loss of an efficient permitting framework, and that reimplementation of the existing ITR on the basis of the same specified activity defined in the initial 2021 final rule and associated estimates of incidental take evaluated in the 2024 corrective rulemaking is consistent with the MMPA and appropriate pursuant to Executive Orders 14156, “Declaring a National Energy Emergency,” and 14154, “Unleashing American Energy.” On September 3, 2025 (90 FR 42569), we published a notice of receipt of the request in the 
                        <E T="04">Federal Register</E>
                        , requesting comments and information related to the request. All comments received are available online at 
                        <E T="03">https://www.fisheries.noaa.gov/action/incidental-take-authorization-oil-and-gas-industry-geophysical-survey-activity-gulf-america.</E>
                         Among the comments was a letter from EnerGeo and other industry trade associations expressing support for NMFS' proposed issuance of reimplemented ITRs until superseded by a new ITR promulgated on the basis of the separate EnerGeo request. Please see the letters for full comments.
                    </P>
                    <P>
                        On October 20, 2025, BOEM (the original petitioner for the current ITRs) submitted a request to be included in the process as a co-petitioner, expressing support for the requested reimplementation of the existing ITRs. Both the NMFS Policy and BOEM requests are available online at: 
                        <E T="03">https://www.fisheries.noaa.gov/action/incidental-take-authorization-oil-and-gas-industry-geophysical-survey-activity-gulf-america.</E>
                    </P>
                    <P>
                        This proposed rule provides analysis of the same activities and activity levels considered for the 2021 final rule, which were unchanged in the 2024 final rule, and utilizes the same modeling methodology described in the 2024 final rule. We incorporate the best available information, including information that was newly evaluated in the 2024 final rule and any information that is newly available since issuance of the 2024 final rule. The 2024 final rule incorporated expanded modeling results relative to the 2021 final rule that 
                        <PRTPAGE P="9016"/>
                        estimate take utilizing the existing methodology but also consider the effects of using smaller airgun arrays (relative to the proxy source originally defined by BOEM) that are currently prevalent as evidenced by LOA applications received by NMFS to date (see 
                        <E T="03">https://www.fisheries.noaa.gov/action/incidental-take-authorization-oil-and-gas-industry-geophysical-survey-activity-gulf-america</E>
                        ).
                    </P>
                    <P>
                        There are no changes to the nature or level of the specified activities within or across years or to the geographic scope of the activity. There is no new information pertaining to the estimates of marine mammal take presented in the 2024 final rule and, therefore, no changes to those take numbers. Based on our assessment of the specified activity in light of the revised take estimates and other new information, we have preliminarily determined that the 2024 ITRs at 50 CFR 217.180 
                        <E T="03">et seq.,</E>
                         which include the required mitigation and associated monitoring measures, satisfy the MMPA requirement to prescribe the means of effecting the LPAI on the affected species or stocks and their habitat, and therefore, do not change those regulations, nor do we change the requirements pertaining to monitoring and reporting.
                    </P>
                    <HD SOURCE="HD1">National Environmental Policy Act (NEPA)</HD>
                    <P>
                        In 2017, BOEM produced a final Programmatic Environmental Impact Statement (PEIS) to evaluate the direct, indirect, and cumulative impacts of geological and geophysical survey activities in the GOA, pursuant to requirements of NEPA. The PEIS is available online at: 
                        <E T="03">https://www.boem.gov/Gulf-of-Mexico-Geological-and-Geophysical-Activities-Programmatic-EIS/.</E>
                         NOAA, through NMFS, participated in preparation of the PEIS as a cooperating agency due to its legal jurisdiction and special expertise in conservation and management of marine mammals, including its authority to authorize incidental take of marine mammals under the MMPA.
                    </P>
                    <P>In 2020, NMFS prepared a Record of Decision (ROD): (1) to adopt BOEM's Final PEIS to support NMFS' analysis associated with issuance of incidental take authorizations pursuant to section 101(a)(5)(A) or (D) of the MMPA and the regulations governing the taking and importing of marine mammals (50 CFR part 216); and (2) to announce and explain the basis for NMFS' decision to review and potentially issue incidental take authorizations under the MMPA on a case-by-case basis, if appropriate.</P>
                    <P>
                        The 2017 NOAA NEPA Companion Manual required supplements to Environmental Impact Statements if (1) the agency made substantial changes in the proposed action that are relevant to environmental concerns or (2) there were significant new circumstances or information relevant to environmental issues and bearing on the proposed action or its impacts. For the 2024 final rule, NMFS considered these criteria and the criteria relied upon for the 2020 ROD to determine whether any new circumstances or information were “significant,” thereby requiring supplementation of the 2017 PEIS. NMFS reevaluated its findings related to the MMPA negligible impact standard and the LPAI standard governing its regulations in light of the corrected take estimates and other relevant new information. Based on that evaluation, NMFS reaffirmed its negligible impact determinations and determined that the existing regulations prescribed the means of effecting the LPAI on the affected species or stocks and their habitat, and therefore made no changes to the regulations. NMFS considered updated take estimates that corrected the take estimate errors and incorporated other new information, 
                        <E T="03">e.g.,</E>
                         modeling of a more representative airgun array and updated marine mammal density information. NMFS also consulted scientific publications from 2021 through 2024, data that were collected by the agency and other entities after the PEIS was completed, field reports, reports produced under the BOEM-funded Gulf of Mexico Marine Assessment Program for Protected Species (GoMMAPPS) project), and other sources (
                        <E T="03">e.g.,</E>
                         updated NMFS Stock Assessment Reports (SARs)). In addition, NMFS considered new circumstances and information related to updated information on Rice's whales in the action area (population abundance, mortality and sources of mortality, distribution and occurrence) and any new data, analysis, or information on the effects of geophysical survey activity on marine mammals and relating to the effectiveness and practicability of measures to reduce the risk associated with impacts of such survey activity. Based on the review applying the 2017 supplementation standard and the 2020 ROD criteria, NMFS determined for its 2024 final rule that supplementation of the 2017 PEIS was not warranted.
                    </P>
                    <P>In 2025, NOAA revised its NEPA procedures. As required by the 2025 procedures, environmental documents must be supplemented when (1) the agency makes substantial changes to the proposed activity or decision that are relevant to environmental concerns; or (2) the agency decides, in its discretion, that there are substantial new circumstances or information about the significance of the adverse effects that bear on the proposed activity or decision or its effects. Under this standard, NMFS has again considered whether there are any substantial new circumstances or information that bear on this proposed action or its impacts. For NMFS' consideration of new circumstances and information, NMFS has consulted any new scientific information available since issuance of the 2024 final rule. Again, NMFS has not made any changes to the proposed action relevant to environmental concerns, and has made no changes to the regulations. Based on the current review, NMFS has again determined preliminarily that supplementation of the 2017 PEIS is not warranted.</P>
                    <HD SOURCE="HD1">Summary of the Proposed Action</HD>
                    <P>
                        This proposed rule provides analysis of the same activities and activity levels considered for the 2024 final rule, and utilizes the same modeling methodology described in the 2024 final rule. There are no changes to the nature or level of the specified activities within or across years or to the geographic scope of the activity. Based on our preliminary assessment of the specified activity in light of the take estimates, which remain unchanged, we have determined that the specified activity will have a negligible impact on the affected species or stocks of marine mammals.
                        <SU>2</SU>
                        <FTREF/>
                         Additionally, the regulations at 50 CFR 217.180 satisfy the MMPA requirement to prescribe the means of effecting the least practicable adverse impact on the affected species or stocks and their habitat and contain monitoring and reporting requirements pertaining to the taking. Therefore, as requested, we propose to reimplement those regulations.
                    </P>
                    <FTNT>
                        <P>
                            <SU>2</SU>
                             There are no relevant subsistence uses implicated by this action. Therefore the taking from the specified activity will not have an unmitigable adverse impact on the availability of the species for taking for relevant subsistence uses. See 16 U.S.C. 1371(a)(5)(A).
                        </P>
                    </FTNT>
                    <HD SOURCE="HD1">Description of the Specified Activity</HD>
                    <HD SOURCE="HD2">Overview</HD>
                    <P>
                        The specified activity for this proposed action as requested by the NMFS' Policy petition is unchanged from the specified activity considered for the 2021 and 2024 rules, consisting of geophysical surveys conducted for a variety of reasons. Actual total amounts of effort (including by survey type and 
                        <PRTPAGE P="9017"/>
                        location) are not known in advance of receiving LOA requests, but take in excess of what is analyzed in this rule would not be authorized. Applicants seeking authorization for take of marine mammals incidental to survey activities outside the geographic scope of the rule (
                        <E T="03">i.e.,</E>
                         within the former Gulf of Mexico Energy Security Act (GOMESA) (Sec. 104, Pub. L. 109-432) 
                        <SU>3</SU>
                        <FTREF/>
                         moratorium area) would need to pursue a separate MMPA incidental take authorization (see figure 1).
                    </P>
                    <FTNT>
                        <P>
                            <SU>3</SU>
                             The Congressional moratorium in GOMESA was in place until June 30, 2022. On September 8, 2020, the President withdrew, under section 12 of the Outer Continental Shelf Lands Act, the same area covered by the prior GOMESA moratorium from disposition by leasing for 10 years, beginning on July 1, 2022, and ending on June 30, 2032.
                        </P>
                    </FTNT>
                    <P>
                        EnerGeo's 2025 ITR petition suggests that the existing level of effort estimates, by survey type and location, are a reasonable representation of the activities expected to occur under our proposed ITR reimplementation rule (which EnerGeo supports). That petition, available online at: 
                        <E T="03">https://www.fisheries.noaa.gov/action/incidental-take-authorization-oil-and-gas-industry-geophysical-survey-activity-gulf-america,</E>
                         carries forward the same survey types and similar estimated annual levels of effort by survey type and location as specified over a 10-year period in BOEM's 2016 petition (as adjusted in 2020 by BOEM to account for removal from consideration of the area then under a Congressional leasing moratorium under GOMESA). The most notable difference is EnerGeo's estimate that approximately 40 percent of forecast survey effort may be accomplished using less environmentally impactful alternative sources to airgun arrays (
                        <E T="03">e.g.,</E>
                         tuned pulse or dual barbell sources; additional descriptions of these source types may be found in 
                        <E T="04">Federal Register</E>
                         notices of LOA issuance under the existing ITR, 
                        <E T="03">e.g.,</E>
                         86 FR 37309, July 15, 2021; 87 FR 55790, September 12, 2022; 88 FR 72739, October 23, 2023). NMFS will address these changes to survey effort in a future rulemaking on EnerGeo's petition. For the current rulemaking, we have determined the specified activity that is the subject of this proposed rule is a reasonable projection on which to proceed.
                    </P>
                    <P>Geophysical surveys are conducted to obtain information on marine seabed and subsurface geology for a variety of reasons, including to obtain data for hydrocarbon and mineral exploration and production; aid in siting of oil and gas structures, facilities, and pipelines; identify possible seafloor or shallow depth geologic hazards; and locate potential archaeological resources and benthic habitats that should be avoided.</P>
                    <P>
                        Deep penetration seismic surveys using airgun arrays as an acoustic source (sound sources are described in the 
                        <E T="03">Detailed Description of Activities</E>
                         section) are a primary method of obtaining geophysical data used to characterize subsurface structure. These surveys are designed to illuminate deeper subsurface structures and formations. A deep penetration survey uses an acoustic source suited to provide data on geological formations that may be thousands of meters (m) beneath the seafloor, as compared with a shallow penetration or high resolution geophysical (HRG) survey that may be intended to evaluate shallow subsurface formations or the seafloor itself (
                        <E T="03">e.g.,</E>
                         for hazards).
                    </P>
                    <P>
                        Deep penetration surveys may be two-dimensional (2D) or three-dimensional (3D), and there are a variety of survey methodologies designed to provide the specific data of interest. 2D surveys are designed to acquire data over large areas (thousands of square miles) in order to screen for potential hydrocarbon prospectivity, and provide a cross-sectional image of the structure. In contrast, 3D surveys may use similar acoustic sources but are designed to cover smaller areas with greater resolution (
                        <E T="03">e.g.,</E>
                         with closer survey line spacing), providing a volumetric image of underlying geological structures. Repeated 3D surveys are referred to as four-dimensional (4D), or time-lapse, surveys that assess the depletion of a reservoir.
                    </P>
                    <P>Shallow penetration and high-resolution surveys are designed to highlight seabed and near-surface potential obstructions, archaeology, and geohazards that may have safety implications during rig installation or well and development facility siting. Shallow penetration surveys may use a small airgun array, single airgun, or similar sources, while high-resolution surveys (which are limited to imaging the seafloor itself) may use a variety of sources, such as sub-bottom profilers, single or multibeam echosounders, or side-scan sonars.</P>
                    <HD SOURCE="HD2">Dates and Duration</HD>
                    <P>The specified activities may occur at any time during the 5-year period of validity of the proposed regulations. Actual dates and duration of individual surveys are not known. Although the proposed period of validity is for 5 years, we reiterate the requested reimplementation of regulations would continue only until superseded by a new ITR promulgated on the basis of the separate EnerGeo request.</P>
                    <HD SOURCE="HD2">Specified Geographical Region</HD>
                    <P>Generally speaking, projected survey activity may occur within U.S. waters within the GOA, outside of the former GOMESA moratorium area. The specified geographical region (with modeling zones and depicting the area withdrawn from leasing consideration) is depicted in figure 1.</P>
                    <GPH SPAN="3" DEEP="319">
                        <PRTPAGE P="9018"/>
                        <GID>EP24FE26.010</GID>
                    </GPH>
                    <HD SOURCE="HD1">Figure 1—Specified Geographical Region</HD>
                    <HD SOURCE="HD2">Detailed Description of Activities</HD>
                    <P>
                        An airgun is a device used to emit acoustic energy pulses into the seafloor, and generally consists of a steel cylinder that is charged with high-pressure air. There are different types of airguns; differences between types of airguns are generally in the mechanical parts that release the pressurized air, and the bubble and acoustic energy released are effectively the same. Airguns are typically operated at a firing pressure of 2,000 pounds per square inch (psi). Release of the compressed air into the water column generates a signal that reflects (or refracts) off the seafloor and/or subsurface layers having acoustic impedance contrast. Individual airguns are available in different volumetric sizes and, for deep penetration seismic surveys, are towed in arrays (
                        <E T="03">i.e.,</E>
                         a certain number of airguns of varying sizes in a certain arrangement) designed according to a given company's method of data acquisition, seismic target, and data processing capabilities.
                    </P>
                    <P>Airgun arrays are typically configured in subarrays of 6-12 airguns each. The airgun array is typically towed at a speed of approximately 4.5 to 5 knots (kn). The output of an airgun array is directly proportional to airgun firing pressure or to the number of airguns, and is expressed as the cube root of the total volume of the array.</P>
                    <P>
                        Airguns are considered to be low-frequency acoustic sources, producing sound with energy in a frequency range from less than 10 hertz (Hz) to 2 kHz (though there may be energy at higher frequencies), with most energy radiated at frequencies below 500 Hz. Frequencies of interest to industry are below approximately 100 Hz. The amplitude of the acoustic wave emitted from the source is equal in all directions (
                        <E T="03">i.e.,</E>
                         omnidirectional) for a single airgun, but airgun arrays do possess some directionality due to phase delays between guns in different directions. Airgun arrays are typically tuned to maximize functionality for data acquisition purposes, meaning that sound transmitted in horizontal directions and at higher frequencies is minimized to the extent possible.
                    </P>
                    <P>
                        When fired, a brief (~0.1 second) pulse of sound is emitted by all airguns in an array nearly simultaneously, in order to increase the amplitude of the overall source pressure signal. The combined signal amplitude and directivity is dependent on the number and sizes of individual airguns and their geometric positions within the array. The airguns are silent during the intervening periods, with the array typically fired on a fixed distance (or shot point) interval. The intervals are optimized for water depth and the distance of important geological features below seafloor, but a typical interval in relatively deep water might be approximately every 10-20 seconds (or 25-50 m, depending on vessel speed). The return signal is recorded by a listening device, and later analyzed with computer interpretation and mapping systems used to depict the subsurface. There must be enough time between shots for the sound signals to propagate down to and reflect from the feature of interest, and then to propagate upward to be received on hydrophones or geophones. Reverberation of sound from previous shots must also be given time to dissipate. The receiving hydrophones can be towed behind or in front of the airgun array (may be towed from the source vessel or from a separate receiver vessel), or ocean bottom nodes (OBN) containing geophone receivers can be deployed on the seabed. Receivers may be displaced several kilometers (km) horizontally away from the source, so horizontal propagation time is also considered in setting the interval between shots.
                        <PRTPAGE P="9019"/>
                    </P>
                    <P>
                        Sound levels for airgun arrays are typically modeled or measured at some distance from the source and a nominal source level then back-calculated. Because these arrays constitute a distributed acoustic source rather than a single point source (
                        <E T="03">i.e.,</E>
                         the “source” is actually comprised of multiple sources with some predetermined spatial arrangement), the highest sound levels measurable at any location in the water will be less than the nominal source level. At sufficient distance—in the far field—the array may be perceived as a single point source but individual sources, each with less intensity than that of the whole, may be discerned at closer distances (Caldwell and Dragoset (2000) define the far field as greater than 250 m; though this distance is dependent on the array dimensions). Therefore, back-calculated source levels are not typically considered to be accurate indicators of the true maximum amplitude of the output in the far field, which is what is typically of concern in assessing potential impacts to marine mammals. In addition, the effective source level for sound propagating in near-horizontal directions (
                        <E T="03">i.e.,</E>
                         directions likely to impact most marine mammals in the vicinity of an array) is likely to be substantially lower (
                        <E T="03">e.g.,</E>
                         15-24 decibels (dB); Caldwell and Dragoset, 2000) than the nominal source level applicable to downward propagation because of the directional nature of the sound from the airgun array. The horizontal propagation of sound is reduced by noise cancellation effects created when sound from neighboring airguns on the same horizontal plane partially cancel each other out.
                    </P>
                    <P>Alternative sources to conventional airgun arrays are increasingly used in deep penetration surveys. These sources, such as the tuned pulse source (TPS) or dual barbell sources, are expected to present lower potential for impacts to marine mammals but they operate on the same basic principles as traditional airgun sources in that they use compressed air to create a bubble in the water column which then goes through a series of collapses and expansions creating primarily low-frequency sounds. Because of the increasing potential for use of these sources, we describe them briefly here to show that they (and their potential impacts) fall within the scope of this proposed rule. However, the acoustic exposure modeling supporting this rule, and the estimated marine mammal take numbers evaluated herein, assume that airgun sources are used during all projected survey effort.</P>
                    <P>The difference between the TPS and airgun sources is that the TPS releases a larger volume of air, but at lower pressure. This creates a larger bubble resulting in more of the energy being concentrated in low-frequencies. The release of the air is also “tuned” so that the primary signal has an extended rise time and lower peak pressure level than that of a traditional airgun array source. Field data confirm that the TPS produces more sound at lower frequencies (approximately 2-4 Hz) compared to an airgun source, while producing much less sound (lower decibel levels) at frequencies above 4 Hz, meaning that the source produces significantly reduced energy at frequencies used by marine mammals for hearing and communication. This means that even for species in the low-frequency hearing group (mysticete whales) most affected by seismic survey sounds, the TPS is expected to have less impact than a traditional airgun array in terms of overlap with frequencies the species use. Potential impacts on high- and very high-frequency hearing groups will be reduced even more.</P>
                    <P>Dual barbell sources consist of one physical element with two large chambers, similarly creating a larger bubble resulting in more of the energy being concentrated in low frequencies. In addition to concentrating energy at lower frequencies, these sources are expected to produce lower overall sound levels than conventional airgun sources. The number of airguns in an array is highly influential on overall sound energy output, because the output increases approximately linearly with the number of airgun elements. In this case, because the same air volume is used to operate two very large guns, rather than tens of smaller guns, the array produces lower sound levels than a conventional array of equivalent total volume.</P>
                    <P>
                        Survey protocols generally involve a predetermined set of survey, or track, lines. The seismic acquisition vessel(s) (source vessel) will travel down a linear track for some distance until a line of data is acquired, then turn and acquire data on a different track. In some cases, data is acquired as the source vessel(s) turns continuously rather than moving on a linear track (
                        <E T="03">i.e.,</E>
                         coil surveys). The spacing between track lines and the length of track lines can vary greatly, depending on the objectives of a survey. Spacing and length of tracks varies by survey.
                    </P>
                    <P>The general activities described here could occur pre- or post-leasing and/or on- or off-lease. Pre-lease surveys are more likely to involve larger-scale activity designed to explore or evaluate geologic formations. Post-lease activities may also include deep penetration surveys, but would be expected to be smaller in spatial and temporal scale as they are associated with specific leased blocks. Shallow penetration and HRG surveys are more likely to be associated with specific leased blocks and/or facilities, with HRG surveys used along pipeline routes and to search for archaeological resources and/or benthic communities.</P>
                    <P>
                        <E T="03">2D and 3D Surveys (Deep Penetration Surveys)</E>
                        —Deep penetration surveys may use an airgun array(s) as the acoustic source and may be 2D or 3D (with repeated 3D surveys termed 4D). Surveys may be designed as either multi-source (
                        <E T="03">i.e.,</E>
                         multiple arrays towed by one or more source vessel(s)) or single source.
                    </P>
                    <P>We described previously the basic differences between 2D and 3D surveys. A typical 2D survey deploys a single array, whereas a 3D vessel may deploy multiple source arrays. Among 3D surveys in particular, there are a variety of survey designs employed to acquire the specific data of interest. Conventional, single-vessel 3D surveys are referred to as narrow azimuth (NAZ) surveys. Survey techniques using multiple source vessels, often referred to as wide-azimuth (WAZ) surveys, help to provide better data quality than that achievable using traditional NAZ surveys, including better illumination, higher signal-to-noise ratios, and higher resolution. This is useful in imaging subsurface areas containing complex geologic structures, particularly those beneath salt bodies with irregular geometries.</P>
                    <P>
                        In summary, 3D survey design involves a vessel with one or more acoustic sources covering an area of interest with relatively tight spatial configuration. In order to provide richer, more useful data, particularly in areas with more difficult geology, survey designs become more complicated with additional source and/or receiver vessels operating in potentially increasingly complicated choreographies. The time required to complete one pass of a trackline for a single NAZ vessel and the time required for one pass by a multi-vessel entourage conducting a WAZ survey will be essentially the same. Turn times will be somewhat longer during multi-vessel surveys to ensure that all vessels are properly aligned prior to beginning the next trackline. Coil surveys, described previously, reduce the total survey time due to elimination of the trackline-turn methodology. Note that, while coil surveys occur infrequently in the GOA, the coil survey simulation is applicable to a variety of survey types that are 
                        <PRTPAGE P="9020"/>
                        conducted within smaller areas than 2D and 3D survey types.
                    </P>
                    <P>
                        <E T="03">Borehole Seismic Surveys</E>
                        —The placement of seismic sensors in a drilled well or borehole is another way data can be acquired. These surveys, typically referred to as vertical seismic profiles (VSP), provide information about geologic structure, lithology, and fluids that is intermediate between that obtained from sea surface surveys and well-log scale information (well logging is the process of recording various physical, chemical, electrical, or other properties of the rock/fluid mixtures penetrated by drilling a borehole). VSP surveying is conducted by placing receivers at many (50-200) depths in a wellbore and recording both direct-arriving and reflection energy from an acoustic source. The acoustic source usually is a single airgun or small airgun array hung from a platform or deployed from a source vessel. The airguns used for VSPs may be the same or similar to those used for 2D and 3D surveys; however, the number of airguns and the total volume of an array used are typically less. Some VSP surveys take less than a day, and most are completed in a few days. Borehole seismic surveys include 2D VSPs, 3D VSPs, and other types of surveys.
                    </P>
                    <P>
                        <E T="03">Shallow Penetration/HRG Surveys</E>
                        —These surveys are conducted to provide data informing initial site evaluation, drilling rig emplacement, and platform or pipeline design and emplacement. Identification of geohazards (
                        <E T="03">e.g.,</E>
                         gas hydrates, buried channels) is necessary to avoid drilling and facilities emplacement problems, and operators are required to identify and avoid archaeological resources and certain benthic communities. In most cases, conventional 2D and 3D deep penetration surveys do not have the correct resolution to provide the required information. Shallow penetration surveys typically use small airgun arrays, paired or single airguns, or non-airgun impulsive sources such as sparkers or boomers. HRG surveys generally use electromechanical sources, including sources that are not likely to cause incidental take of marine mammals, such as sub bottom profilers, echosounders, and side-scan sonars (Ruppel 
                        <E T="03">et al.,</E>
                         2022).
                    </P>
                    <HD SOURCE="HD2">Representative Sound Sources</HD>
                    <P>
                        Because the specifics of acoustic sources to be used cannot be known in advance of receiving LOA requests from industry operators, it is necessary to define representative acoustic source parameters, as well as representative survey patterns. The supporting modeling for the 2021 ITR considered two specific airgun array sizes/configurations (4,130 and 8,000 in
                        <SU>3</SU>
                         arrays) as well as a single, 90-in
                        <SU>3</SU>
                         airgun. For the 2024 rule, modeling of a third representative airgun array size (5,110-in
                        <SU>3</SU>
                        ) was also specifically considered. In its petition for the 2021 ITR, BOEM determined realistic representative proxy sound sources and survey patterns. We note that EnerGeo's 2025 petition for a new ITR carries forward these assumed proxies regarding survey patterns, as well as the 5,110-in
                        <SU>3</SU>
                         array modeled for the 2024 rule, as representative of ongoing industry survey activities in the GOA.
                    </P>
                    <P>
                        Acoustic exposure modeling for the 8,000-in
                        <SU>3</SU>
                         airgun array and 90-in
                        <SU>3</SU>
                         single airgun, which provided support for the 2021 rule, was described in detail in “Acoustic Propagation and Marine Mammal Exposure Modeling of Geological and Geophysical Sources in the Gulf of Mexico” and “Addendum to Acoustic Propagation and Marine Mammal Exposure Modeling of Geological and Geophysical Sources in the Gulf of Mexico” (Zeddies 
                        <E T="03">et al.,</E>
                         2015, 2017a). Additional information, including evaluation of the 4,130-in
                        <SU>3</SU>
                         airgun array, was provided in “Gulf of Mexico Acoustic Exposure Model Variable Analysis” (Zeddies 
                        <E T="03">et al.,</E>
                         2017b).
                    </P>
                    <P>
                        Modeling of the more representative 5,110-in
                        <SU>3</SU>
                         airgun array for NMFS' 2024 rule (in view of LOA applications received to date under the current ITR) was described in a 2022 memorandum (Weirathmueller 
                        <E T="03">et al.,</E>
                         2022). These reports provide full detail regarding the modeled acoustic sources and survey types and are available online at: 
                        <E T="03">www.fisheries.noaa.gov/action/incidental-take-authorization-oil-and-gas-industry-geophysical-survey-activity-gulf-america.</E>
                    </P>
                    <P>
                        Representative sources for the modeling include the three different airgun arrays, the single airgun, and an acoustic source package including a sub-bottom profiler in combination with multibeam echosounder and side-scan sonar. Two major survey types were considered: large-area seismic (including 2D, 3D NAZ, 3D WAZ, and coil surveys) and small-area, high-resolution geotechnical (including single airgun surveys and HRG surveys using the aforementioned package of sources). The nominal airgun sources used for analysis of this proposed rule include a small single airgun (90-in
                        <SU>3</SU>
                         airgun) and a large airgun array (8,000-in
                        <SU>3</SU>
                        ). While the 5,110-in
                        <SU>3</SU>
                         airgun array is considered most representative of the airgun sources that are likely to be used during deep penetration surveys during the period of effectiveness of this proposed ITR, the 8,000-in
                        <SU>3</SU>
                         airgun array results in larger take numbers for most species for which acoustic exposures were modeled, and therefore provide the basis for the analysis herein, thus allowing the flexibility for applicants to use larger sources when survey objectives dictate. The modeling for the alternative 4,130- and 5,110-in
                        <SU>3</SU>
                         arrays provides more realistic estimates of take for use in survey-specific LOAs, depending on the actual acoustic sources planned for use (see Letters of Authorization section). We note that while high-resolution geophysical sources were included for consideration in the 2021 final rule to allow for take authorization if necessary, these types of sources would not typically be expected to cause the incidental take of marine mammals (Ruppel 
                        <E T="03">et al.,</E>
                         2022).
                    </P>
                    <P>New technologies and/or uses of existing technologies may come into practice during the period of validity of these proposed regulations. As under the 2021 and 2024 final rules, NMFS will evaluate any such developments on a case-specific basis to determine whether expected impacts on marine mammals are consistent with those described or referenced in this document and, therefore, whether any anticipated take incidental to use of those new technologies or practices may appropriately be authorized under the existing regulatory framework. See Letters of Authorization for additional information.</P>
                    <HD SOURCE="HD2">Estimated Levels of Effort</HD>
                    <P>Actual total amounts of effort by survey type and location cannot be known in advance of receiving LOA requests from survey operators. Therefore, BOEM's 2017 PEIS provided projections of survey level of effort for the different survey types for a 10-year period (and BOEM refined those projections following removal of the GOMESA area from the scope of activity in 2020). As noted above, these estimated levels of effort remain representative of expected survey activity on an ongoing basis and, therefore, are carried forward unchanged. Table 1 provides those effort projections for the next 5-year period.</P>
                    <P>
                        In order to provide some spatial resolution to the projections of survey effort and to provide reasonably similar areas within which acoustic modeling might be conducted, the geographic region was divided into seven zones, largely on the basis of water depth, seabed slope, and defined BOEM planning area boundaries. Shelf regions typically extend from shore to approximately 100-200 m water depths 
                        <PRTPAGE P="9021"/>
                        where bathymetric relief is gradual. The slope starts where the seabed relief is steeper and extends into deeper water. In the GOA water deepens from 100-200 m to 1,500-2,500 m over as little as a 50 km horizontal distance. As the slope ends, water depths become more consistent, though depths can vary from 2,000 to 3,300 m. Three primary bathymetric areas were defined as shelf (0-200 m water depth), slope (200-2,000 m), and deep (&gt;2,000 m).
                    </P>
                    <P>Available information regarding cetacean density in the GOA shows that, in addition to water depth, animal distribution tends to vary from east to west in the GOA and appears correlated with the width of shelf and slope areas from east to west. The western region is characterized by a relatively narrow shelf and moderate-width slope. The central region has a moderate-width shelf and moderate-width slope, and the eastern region has a wide shelf and a very narrow slope. Therefore, BOEM's western, central, and eastern planning area divisions provide appropriate longitudinal separations for the shelf and slope areas. Due to relative consistency in both physical properties and predicted animal distribution, the deep area was not subdivided. As shown in figure 1, zones 1-3 represent the shelf area (from east to west), zones 4-6 represent the slope area (from east to west), and zone 7 is the deep area. Removal of the GOMESA moratorium area from the scope of activity entirely eliminated zone 1 from consideration, and reduced zone 4 by approximately 98 percent and zone 7 by 33 percent. Smaller portions of zones 2 and 5 were also removed from consideration (figure 1).</P>
                    <GPH SPAN="3" DEEP="640">
                        <PRTPAGE P="9022"/>
                        <GID>EP24FE26.011</GID>
                    </GPH>
                    <PRTPAGE P="9023"/>
                    <HD SOURCE="HD1">Description of Marine Mammals in the Area of the Specified Activities</HD>
                    <P>Table 2 lists all species with expected potential for occurrence in the GOA and summarizes information related to the population or stock, including potential biological removal (PBR). PBR, defined by the MMPA as the maximum number of animals, not including natural mortalities, that may be removed from a marine mammal stock while allowing that stock to reach or maintain its optimum sustainable population, is considered in concert with known sources of ongoing anthropogenic mortality (as described in NMFS' stock assessment reports (SAR)). For status of species, we provide information regarding U.S. regulatory status under the MMPA and Endangered Species Act (ESA).</P>
                    <P>
                        In some cases, species are treated as guilds. In general ecological terms, a guild is a group of species that have similar requirements and play a similar role within a community. However, for purposes of stock assessment or density modeling, certain species may be treated together as a guild because they are difficult to distinguish visually and many observations are ambiguous. For example, NMFS' GOA SARs assess stocks of 
                        <E T="03">Mesoplodon</E>
                         spp. and 
                        <E T="03">Kogia</E>
                         spp. as guilds. Following this approach, we consider beaked whales and 
                        <E T="03">Kogia</E>
                         spp. as guilds. In this rule, reference to “beaked whales” includes the goose-beaked whale 
                        <SU>4</SU>
                        <FTREF/>
                         and Blainville's and Gervais' beaked whales, and reference to “
                        <E T="03">Kogia</E>
                         spp.” includes both the dwarf and pygmy sperm whale.
                    </P>
                    <FTNT>
                        <P>
                            <SU>4</SU>
                             Note that this species is referred to in NMFS' SARs as the “Cuvier's beaked whale.”
                        </P>
                    </FTNT>
                    <P>
                        The use of guilds herein follows the best available density information (
                        <E T="03">i.e.,</E>
                         Garrison 
                        <E T="03">et al.,</E>
                         2023). The density models treat beaked whales and 
                        <E T="03">Kogia</E>
                         spp. as guilds and consolidate four species into an undifferentiated blackfish guild. These species include the melon-headed whale, false killer whale, pygmy killer whale, and killer whale. The model authors determined that, for this group of species, there were insufficient sightings of any individual species to generate a species-specific model (Garrison 
                        <E T="03">et al.,</E>
                         2023). Therefore, reference to blackfish hereafter includes the melon-headed whale, false killer whale, pygmy killer whale, and killer whale.
                        <SU>5</SU>
                        <FTREF/>
                         Twenty-one species (with 24 managed stocks) have the potential to co-occur with the prospective survey activities. All managed stocks in this region are assessed in NMFS' U.S. Atlantic SARs. All values presented in table 2 are the most recent available. For more information, please see information presented in the SARs (available online at: 
                        <E T="03">https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports</E>
                        ).
                    </P>
                    <FTNT>
                        <P>
                            <SU>5</SU>
                             This rule provides a single take estimate for the melon-headed whale, false killer whale, pygmy killer whale, and killer whale grouped together as the “blackfish.” This approach reflects the best available scientific information (Garrison 
                            <E T="03">et al.,</E>
                             2023). These species are encountered only occasionally during any given vessel survey, and these relatively infrequent encounters make it difficult to fit species-specific detection and habitat models. For each of these models, the authors detail analyses and decisions relevant to model development, as well as notes of caution regarding use of the models given the associated uncertainty resulting from development of a model based on few sightings. The Garrison 
                            <E T="03">et al.</E>
                             (2023) models are based on survey data from 2003 to 2019. Notably, surveys conducted after 2009 were conducted in “passing” mode, where the ship did not deviate from the trackline to approach and verify species identifications for detected marine mammal groups, resulting in an increase in observed marine mammal groups that could not be identified to species. As a result of these factors, the model authors determined it appropriate to develop a single spatial model based on sightings of unidentified blackfish, in addition to the relatively few sightings where species identification could be confirmed.
                        </P>
                    </FTNT>
                    <GPH SPAN="3" DEEP="640">
                        <PRTPAGE P="9024"/>
                        <GID>EP24FE26.012</GID>
                    </GPH>
                    <GPH SPAN="3" DEEP="640">
                        <PRTPAGE P="9025"/>
                        <GID>EP24FE26.013</GID>
                    </GPH>
                    <GPH SPAN="3" DEEP="143">
                        <PRTPAGE P="9026"/>
                        <GID>EP24FE26.014</GID>
                    </GPH>
                    <P>
                        In table 2 above, we report two sets of abundance estimates: those from NMFS' SARs and those predicted by habitat-based cetacean density models. Please see footnote 3 of table 2 for more detail. NMFS' SAR estimates are typically generated from the most recent shipboard and/or aerial surveys conducted. GOA oceanography is dynamic, and the spatial scale of the GOA is small relative to the ability of most cetacean species to travel. U.S. waters only comprise about 40 percent of the entire GOA, and 65 percent of GOA oceanic waters are south of the U.S. EEZ. Studies based on abundance and distribution surveys restricted to U.S. waters are unable to detect temporal shifts in distribution beyond U.S. waters that might account for any changes in abundance within U.S. waters. NMFS' SAR estimates also in some cases do not incorporate correction for detection bias. Therefore, for cryptic or long-diving species (
                        <E T="03">e.g.,</E>
                         beaked whales, 
                        <E T="03">Kogia</E>
                         spp., sperm whales), they should generally be considered underestimates (see footnotes 5 and 7 of table 2).
                    </P>
                    <P>The model-based abundance estimates represent the output of predictive models derived from multi-year observations and associated environmental parameters and which incorporate corrections for detection bias (the same models and data from which the density estimates are derived). Incorporating more data over multiple years of observation can yield different results in either direction, as the result is not as readily influenced by fine-scale shifts in species habitat preferences or by the absence of a species in the study area during a given year. NMFS' SAR abundance estimates show substantial year-to-year variability in some cases. Incorporation of correction for detection bias should systematically result in greater abundance predictions. For these reasons, the model-based estimates are generally more realistic and, for the purposes of assessing estimated exposures relative to abundance—used in this case to understand the scale of the predicted takes compared to the population—NMFS generally believes that the model-based abundance predictions are the best available information and most appropriate because they were used to generate the exposure estimates and therefore provide the most relevant comparison.</P>
                    <P>
                        As part of our evaluation of the environmental baseline, which is considered as part of the negligible impact analysis, we consider any known areas of importance as marine mammal habitat. We also consider other relevant information, such as unusual mortality events (UME) and the 2010 
                        <E T="03">Deepwater Horizon</E>
                         oil spill.
                    </P>
                    <P>
                        <E T="03">Habitat</E>
                        —Important habitat areas may include areas of known importance for reproduction, feeding, or migration, or areas where small and resident populations are known to occur. They may have independent regulatory status such as designated critical habitat for ESA-listed species (as defined by section 3 of the ESA) or be identified through other means (
                        <E T="03">e.g.,</E>
                         recognized Biologically Important Areas (BIA)).
                    </P>
                    <P>
                        No critical habitat has yet been designated for the Rice's whale, though a proposed rule to do so was published (88 FR 47453, July 24, 2023). The proposal references the same supporting information discussed herein in suggesting that GOA continental slope waters between 100 and 400 m water depth be designated as critical habitat. In addition, a BIA has been recognized since 2015 (LaBrecque 
                        <E T="03">et al.,</E>
                         2015).
                    </P>
                    <P>
                        Our knowledge of Rice's whale distribution is based on a combination of historic and contemporary sightings, passive acoustic detections, and spatial modeling. The Rice's whale was historically typically observed only within a narrowly circumscribed area within the eastern GOA, leading to the area being described as a year-round BIA by LaBrecque 
                        <E T="03">et al.</E>
                         (2015). In sightings data available to support that description, whales were observed only between approximately the 100- and 300-m isobaths in the eastern GOA from the head of the De Soto Canyon (south of Pensacola, Florida) to northwest of Tampa Bay, Florida (Maze-Foley and Mullin, 2006; Waring 
                        <E T="03">et al.,</E>
                         2016; Rosel and Wilcox, 2014; Rosel 
                        <E T="03">et al.,</E>
                         2016). NOAA's ESA status review of the species (formerly the GOM Bryde's whale) (Rosel 
                        <E T="03">et al.,</E>
                         2016) expanded the 2015 BIA description by stating that, due to the depth of some sightings, the area is appropriately defined to the 400-m isobath and westward to Mobile Bay, Alabama, in order to provide some buffer around the deeper sightings and to include all sightings in the northeastern GOA. This area is now considered to mark a core habitat area for the species, versus its entire range within the GOA (as described in the 2023 proposed critical habitat designation). The core habitat area contains the highest known densities of Rice's whale and has defined the movements of previously tagged Rice's whales.
                    </P>
                    <P>
                        More recent scientific data, including visual and acoustic detections, now indicate that Rice's whales occupy waters along the continental shelf and slope and adjacent waters throughout the U.S. GOA, and in particular, waters between 100 and 400 m deep. The widest swath of habitat occurs in the species' aforementioned core habitat area in the northeastern GOA, south and west of Alabama and Florida. However, a contiguous strip of habitat also extends south of the core habitat area toward the Florida Keys, and westward along the continental shelf and slope offshore of Mississippi, Louisiana, and Texas (Garrison 
                        <E T="03">et al.,</E>
                         2023). Passive acoustic monitoring (PAM) recordings have been especially valuable for confirming the species' year-round presence in the central and western GOA (Soldevilla 
                        <E T="03">et al.,</E>
                         2022, 2024), helping to offset the limited visual 
                        <PRTPAGE P="9027"/>
                        survey effort in those locations. The shallowest and deepest waters where Rice's whales have been confirmed visually to date are 117 m and 408 m, respectively, but Rice's whales may use waters that are deeper or shallower than those values at times, and unconfirmed sightings from protected species observers (PSOs) have occurred at a wider range of locations and depths (Barkaszi and Kelley, 2018, 2024).
                    </P>
                    <P>
                        Current understanding regarding Rice's whale occurrence in the central and western GOA is largely based on passive acoustic detections (Soldevilla 
                        <E T="03">et al.,</E>
                         2022; 2024). As background, a NOAA survey reported observation of a Rice's whale in the western GOA in 2017 (Garrison 
                        <E T="03">et al.,</E>
                         2020). Genetic analysis of a skin biopsy that was collected from the whale confirmed it to be a Rice's whale. There had not previously been a genetically verified sighting of a Rice's whale in the western GOA, and given the importance of this observation, additional survey effort was conducted in an attempt to increase effort in the area. However, no additional sightings were recorded (note that there were two sightings of unidentified large baleen whales in 1992 in the western GOA, recorded as 
                        <E T="03">Balaenoptera</E>
                         sp. or Bryde's/sei whale (Rosel 
                        <E T="03">et al.,</E>
                         2021)). Subsequently, during 2023 survey effort in the western GOA, a sighting of what has been described as a group of two probable Rice's whales was recorded (
                        <E T="03">https://www.fisheries.noaa.gov/science-blog/successful-final-leg-gulf-america-marine-mammal-and-seabird-vessel-survey</E>
                        ). In addition, there are occasional sightings by PSOs of baleen whales in the GOA that may be Rice's whales. Rosel 
                        <E T="03">et al.</E>
                         (2021) reviewed 13 whale sightings reported by PSOs in the GOA from 2010-2014 that were recorded as baleen whales. No sightings were close enough for the PSOs to see the diagnostic three lateral ridges on the whales' rostrums required to confirm them as Rice's whales. Rosel 
                        <E T="03">et al.</E>
                         ruled out five of the sightings as more likely being sperm whales based on water depth and descriptions of the whales' behavior. The remaining eight sightings may have been Rice's whales based on one or more lines of evidence (
                        <E T="03">i.e.,</E>
                         photographs, behavioral description, and/or water depth consistent with Rice's whales). Of these sightings, three occurred in the northeastern GOA core habitat area, while the remaining five occurred along the GOA shelf break south of Louisiana.
                    </P>
                    <P>
                        The acoustic detections provide evidence of year-round Rice's whale presence outside of the northeastern GOA core habitat area. Soldevilla 
                        <E T="03">et al.</E>
                         (2022) deployed autonomous passive acoustic recorders at 5 sites along the GOA shelf break in predicted Rice's whale habitat (Roberts 
                        <E T="03">et al.,</E>
                         2016) for 1 year (2016-2017) to (1) determine if Rice's whales occur in waters beyond the northeastern GOA and, if so, (2) evaluate their seasonal occurrence and site fidelity at the five sites. Over the course of the 1-year study, sporadic, year-round recordings of calls assessed as belonging to Rice's whales were made south of Louisiana within approximately the same depth range (200-400 m), indicating that some Rice's whales occurred regularly in waters beyond the northeastern GOA core habitat area during the study period. Based on the detection range of the sonobuoys and acoustic monitors used in the study, actual occurrence could be in water depths up to 500 m (M. Soldevilla, pers. comm.), though the deepest confirmed Rice's whale sighting is at 408 m water depth. Data were successfully collected at four of the five sites; of those four sites, Rice's whale calls were detected at three. Detection of calls ranged from 1 to 16 percent of total days at the three sites. Calls were present in all seasons at two sites, with no obvious seasonality. It remains unknown whether animals are moving between the northwestern and the northeastern GOA or whether these represent different groups of animals (Soldevilla 
                        <E T="03">et al.,</E>
                         2022).
                    </P>
                    <P>
                        A subsequent follow-up study (Soldevilla 
                        <E T="03">et al.,</E>
                         2024) similarly involved deployment of autonomous passive acoustic recorders for approximately 1 year (2019-2020) at two shelf break sites, including one central GOA site included in the previous study and one new site further west, offshore Corpus Christi, Texas (recorders were also deployed at a site in Mexican waters for almost 2 years (2020-2022)). The study objectives were to (1) determine if Rice's whales occur in Mexican waters and to (2) evaluate how frequently they occur at all three sites. Rice's whale calls were detected on 33 and 25 percent of days at the central and western GOA sites, respectively, with calls recorded throughout the year, though no distinct seasonality was detected. These findings reflect an increase in the frequency and number of detections at the central GOA site compared with the 2016-2017 study. The authors note that these findings highlight persistence of Rice's whale detections at this site over multiple years, as well as variability among years (Soldevilla 
                        <E T="03">et al.,</E>
                         2024). Rice's whale calls were also detected at the site in Mexican waters (see Soldevilla 
                        <E T="03">et al.</E>
                         (2024) for additional discussion). The authors also describe differences in Rice's whale call types recorded in the eastern GOA compared with those recorded in the western GOA, suggesting that whales may indeed have a broader distribution than the northeastern GOA (Soldevilla 
                        <E T="03">et al.,</E>
                         2024).
                    </P>
                    <P>
                        The rate of call detections throughout the year is considerably higher in the eastern GOA than at the central/western GOA site where calls were most commonly detected, with at least 8.3 calls/hour among four eastern GOA sites within the core habitat area over 110 deployment days (Rice 
                        <E T="03">et al.,</E>
                         2014) compared to 0.27 calls/hour over the 299-day deployment at the central/western GOA site where calls were detected most frequently in the 2016-2017 study. Approximately 2,000 total calls were detected at the central/western GOA site over 10 months in 2016-2017, compared to more than 66,000 total detections at the eastern GOA deployment site over 11 months (
                        <E T="03">i.e.,</E>
                         approximately 30 times more calls were detected at the eastern GOA site; Soldevilla 
                        <E T="03">et al.,</E>
                         2022). Although ambient noise conditions were higher at the central/western GOA site, thus influencing maximum detection range, accounting for this difference in conditions would be expected to result in only 4-8 times as many call detections if all other factors (including presence and number of whales) were consistent (versus 30 times as many detections). Overall, Soldevilla 
                        <E T="03">et al.</E>
                         (2022) assessed that there seem to be fewer whales or more sparsely spaced whales in the central/western GOA compared to the eastern GOA, with calls present on fewer days, lower call detection rates, and far fewer call detections in the central/western GOA.
                    </P>
                    <P>
                        The passive acoustic data discussed above provide evidence that waters 100-400 m deep in the central and western GOA are Rice's whale habitat and are being used by Rice's whales in all seasons. This could imply that the population size is larger than previously estimated, or it could indicate that some individual Rice's whales have a broader distribution in the GOA than previously understood (Soldevilla 
                        <E T="03">et al.,</E>
                         2024). Either way, the acoustic findings, combined with the low numbers of visual sightings in the central and western GOA, suggest that density and abundance of Rice's whales in the central and western GOA are less than in the core habitat in the northeastern GOA. Therefore, while we expect that some individual Rice's whales occur outside the core habitat area and/or that whales from the northeastern GOA core 
                        <PRTPAGE P="9028"/>
                        habitat area occasionally travel outside the area, the currently available data are not sufficient to make inferences about Rice's whale density and abundance in the central and western GOA. More research is needed to answer key questions about Rice's whale density, abundance, habitat use, demography, and stock structure in the central and western GOA.
                    </P>
                    <P>
                        While these acoustic data and few confirmed sightings support the presence of Rice's whales in western and central GOA waters (within the 100-400 m water depth), the information is consistent with the predictions of Rice's whale density modeling, on which basis NMFS has anticipated and evaluated the potential for and effects of takes of Rice's whale in western and central GOA waters. Little is known about the number of whales that may be present, the nature of these individuals' use of the habitat, or the timing, duration, or frequency of occurrence for individual whales. Conversely, the importance of northeastern GOA waters to Rice's whale recovery is clear (Rosel 
                        <E T="03">et al.,</E>
                         2016). A comparison of acoustic and sightings data from the central/western and eastern GOA, even acknowledging the limitations of those data, suggests that occurrence of whales in the northeastern GOA core habitat is significantly greater and that the area provides the habitat of greatest importance to the species.
                    </P>
                    <P>
                        Finally, we acknowledge the “core distribution area” described in the 2024 final rule. Delineation of the core distribution area was an effort by NMFS SEFSC (Rosel and Garrison, 2022) to more systematically delimit the previously described core habitat area, including through the addition of buffers around confirmed sightings and location data from tagged whales to account for potential uncertainty in whale locations and possible movements from those locations. However, the result of this precautionary approach was that areas outside of Rice's whale habitat (NMFS, 2023) were included in the core distribution area. We discussed the relevance of this area in relation to our understanding of Rice's whale habitat in detail in the 2024 final rule. In summary, while the actual Rice's whale core habitat area (
                        <E T="03">i.e.,</E>
                         the aforementioned area containing the majority of Rice's whale sightings, containing the movements of previously tagged whales, and where the volume and rate of acoustic detections is highest) is entirely outside the geographic scope of the rule; 5 percent of the core distribution area overlaps the scope of this rule. Within that small portion of the core distribution area, 76 percent covers waters shallower than 100 m (36 percent) or deeper than 400 m (40 percent), 
                        <E T="03">i.e.,</E>
                         three-quarters of the area covers waters considered outside of most suitable Rice's whale habitat. Therefore, we have determined that the “core distribution area” described by Rosel and Garrison (2022) has no relevance within the geographic scope of this rule beyond consideration of Rice's whale habitat (assumed to be within waters 100-400 m in depth) throughout the geographic scope. We do not further discuss the core distribution area.
                    </P>
                    <P>
                        <E T="03">Deepwater Horizon Oil Spill</E>
                        —In 2010, the 
                        <E T="03">Macondo</E>
                         well blowout and explosion aboard the 
                        <E T="03">Deepwater Horizon</E>
                         drilling rig (also known as the 
                        <E T="03">Deepwater Horizon</E>
                         explosion, oil spill, and response; hereafter referred to as the DWH oil spill) caused oil, natural gas, and other substances to flow into the GOA for 87 days before the well was sealed. Total oil discharge was estimated at 3.19 million barrels (134 million gallons), resulting in the largest marine oil spill in history (DWH NRDA Trustees, 2016). In addition, the response effort involved extensive application of dispersants at the seafloor and at the surface, and controlled burning of oil at the surface was also used extensively as a response technique. The oil, dispersant, and burn residue compounds continue to present ecological challenges in the region. NMFS discussed the impacts of the DWH oil spill on marine mammals in detail in its 2018 notice of proposed rulemaking (83 FR 29212; June 22, 2018), and we refer the reader to that document for additional detail. The 2018 proposed rule provided detailed discussion of the DWH oil spill. There is no new information regarding the DWH oil spill. Estimates of annual mortality for many stocks over the period 2014-2018 include mortality attributed to the effects of the DWH oil spill (see table 2) (Hayes 
                        <E T="03">et al.,</E>
                         2023), and these mortality estimates are considered as part of the environmental baseline.
                    </P>
                    <P>
                        An Unusual Mortality Event (UME) affecting multiple cetacean species in the northern GOA occurred from 2010 to 2014. Additional information on the UME is available online at: 
                        <E T="03">https://www.fisheries.noaa.gov/national/marine-life-distress/2010-2014-cetacean-unusual-mortality-event-northern-gulf-mexico.</E>
                         In summary, the event included all cetaceans stranded during this time in Alabama, Mississippi, and Louisiana and all cetaceans other than bottlenose dolphins stranded in the Florida Panhandle (Franklin County through Escambia County), with a total of 1,141 cetaceans stranded or reported dead offshore. For reference, the same area experienced a normal average of 75 strandings per year from 2002 to 2009 (Litz 
                        <E T="03">et al.,</E>
                         2014). The majority of stranded animals were bottlenose dolphins, though at least 10 additional species were reported as well. Since not all cetaceans that die wash ashore where they may be found, the number reported stranded is likely a fraction of the total number of cetaceans that died during the UME. The UME investigation and the 
                        <E T="03">Deepwater Horizon</E>
                         Natural Resource Damage Assessment determined that the DWH oil spill was the most likely explanation of the persistent, elevated stranding numbers in the northern GOA after the 2010 spill.
                    </P>
                    <P>
                        In summary, coastal and oceanic marine mammals were injured by exposure to oil from the DWH spill. Nearly all of the stocks that overlap with the oil spill footprint have demonstrable, quantifiable injuries, and the remaining stocks (for which there is no quantifiable injury) were also likely injured, though there is not currently enough information to make a determination. Injuries included elevated mortality rates, reduced reproduction, and disease. Due to these effects, affected populations may require decades to recover absent successful efforts at restoration (
                        <E T="03">e.g.,</E>
                         DWH NRDA Trustees, 2017). The ability of the stocks to recover and the length of time required for that recovery are tied to the carrying capacity of the habitat, and to the degree of other population pressures. NMFS treats the effects of the DWH oil spill as part of the baseline in considering the likely resilience of these populations to the effects of the activities considered in this proposed rule.
                    </P>
                    <HD SOURCE="HD2">Marine Mammal Hearing</HD>
                    <P>
                        Hearing is the most important sensory modality for marine mammals underwater, and exposure to anthropogenic sound can have deleterious effects. To appropriately assess the potential effects of exposure to sound, it is necessary to understand the frequency ranges marine mammals are able to hear. Not all marine mammal species have equal hearing capabilities (
                        <E T="03">e.g.,</E>
                         Richardson 
                        <E T="03">et al.,</E>
                         1995; Wartzok and Ketten, 1999; Au and Hastings, 2008). To reflect this, Southall 
                        <E T="03">et al.</E>
                         (2007, 2019) recommended that marine mammals be divided into hearing groups based on directly measured (behavioral or auditory evoked potential techniques) or estimated hearing ranges 
                        <PRTPAGE P="9029"/>
                        (behavioral response data, anatomical modeling, 
                        <E T="03">etc.</E>
                        ). Generalized hearing ranges were chosen based on the ~65 decibel (dB) threshold from composite audiograms, previous analyses in NMFS (2018), and/or data from Southall 
                        <E T="03">et al.</E>
                         (2007) and Southall 
                        <E T="03">et al.</E>
                         (2019).
                    </P>
                    <GPH SPAN="3" DEEP="283">
                        <GID>EP24FE26.015</GID>
                    </GPH>
                    <P>For more detail concerning these groups and associated frequency ranges, please see NMFS (2024) for a review of available information.</P>
                    <HD SOURCE="HD1">Potential Effects of the Specified Activities on Marine Mammals and Their Habitat</HD>
                    <P>This section provides a discussion of the ways in which components of the specified activity may impact marine mammals and their habitat. The Estimated Take section later in this document includes a quantitative analysis of the number of individuals that are expected to be taken by this activity. The Negligible Impact Analysis and Determination section considers the content of this section, the Estimated Take section, and the Proposed Mitigation section, to draw conclusions regarding the likely impacts of these activities on the reproductive success or survivorship of individuals and whether those impacts are reasonably expected to, or reasonably likely to, adversely affect the species or stock through effects on annual rates of recruitment or survival.</P>
                    <HD SOURCE="HD2">Description of Active Acoustic Sound Sources</HD>
                    <P>This section contains a brief technical background on sound, the characteristics of certain sound types, and on metrics used in this proposal inasmuch as the information is relevant to the specified activity and to a discussion of the potential effects of the specified activity on marine mammals found later in this document.</P>
                    <P>Sound travels in waves, the basic components of which are frequency, wavelength, velocity, and amplitude. Frequency is the number of pressure waves that pass by a reference point per unit of time and is measured in Hz or cycles per second. Wavelength is the distance between two peaks or corresponding points of a sound wave (length of one cycle). Higher frequency sounds have shorter wavelengths than lower frequency sounds, and typically attenuate (decrease) more rapidly, except in certain cases in shallower water. Amplitude is the height of the sound pressure wave or the “loudness” of a sound and is typically described using the relative unit of the dB. A sound pressure level (SPL) in dB is described as the ratio between a measured pressure and a reference pressure (for underwater sound, this is 1 micropascal (μPa)) and is a logarithmic unit that accounts for large variations in amplitude; therefore, a relatively small change in dB corresponds to large changes in sound pressure. The source level (SL) represents the SPL referenced at a distance of 1 m from the source (referenced to 1 μPa) while the received level is the SPL at the listener's position (referenced to 1 μPa).</P>
                    <P>Root mean square (RMS) is the quadratic mean sound pressure over the duration of an impulse. RMS is calculated by squaring all of the sound amplitudes, averaging the squares, and then taking the square root of the average (Urick, 1983). RMS accounts for both positive and negative values; squaring the pressures makes all values positive so that they may be accounted for in the summation of pressure levels (Hastings and Popper, 2005). This measurement is often used in the context of discussing behavioral effects, in part because behavioral effects, which often result from auditory cues, may be better expressed through averaged units than by peak pressures.</P>
                    <P>
                        Sound exposure level (SEL; represented as dB re 1 μPa
                        <SU>2</SU>
                        -s) represents the total energy contained within a pulse and considers both intensity and 
                        <PRTPAGE P="9030"/>
                        duration of exposure. Peak sound pressure (also referred to as zero-to-peak sound pressure or 0-p) is the maximum instantaneous sound pressure measurable in the water at a specified distance from the source and is represented in the same units as the RMS sound pressure. Another common metric is peak-to-peak sound pressure (pk-pk), which is the algebraic difference between the peak positive and peak negative sound pressures. Peak-to-peak pressure is typically approximately 6 dB higher than peak pressure (Southall 
                        <E T="03">et al.,</E>
                         2007).
                    </P>
                    <P>When underwater objects vibrate or activity occurs, sound-pressure waves are created. These waves alternately compress and decompress the water as the sound wave travels. Underwater sound waves radiate in a manner similar to ripples on the surface of a pond and may be either directed in a beam or beams or may radiate in all directions (omnidirectional sources), as is the case for pulses produced by the airgun array considered here. The compressions and decompressions associated with sound waves are detected as changes in pressure by aquatic life and man-made sound receptors such as hydrophones.</P>
                    <P>
                        Even in the absence of sound from the specified activity, the underwater environment is typically loud due to ambient sound. Ambient sound is defined as environmental background sound levels lacking a single source or point (Richardson 
                        <E T="03">et al.,</E>
                         1995), and the sound level of a region is defined by the total acoustical energy being generated by known and unknown sources. These sources may include physical (
                        <E T="03">e.g.,</E>
                         wind and waves, earthquakes, ice, atmospheric sound), biological (
                        <E T="03">e.g.,</E>
                         sounds produced by marine mammals, fish, and invertebrates), and anthropogenic (
                        <E T="03">e.g.,</E>
                         vessels, dredging, construction) sound. A number of sources contribute to ambient sound, including the following (Richardson 
                        <E T="03">et al.,</E>
                         1995):
                    </P>
                    <P>
                        <E T="03">Wind and waves</E>
                        —The complex interactions between wind and water surface, including processes such as breaking waves and wave-induced bubble oscillations and cavitation, are a main source of naturally occurring ambient sound for frequencies between 200 Hz and 50 kHz (Mitson, 1995). In general, ambient sound levels tend to increase with increasing wind speed and wave height. Surf sound becomes important near shore, with measurements collected at a distance of 8.5 km from shore showing an increase of 10 dB in the 100 to 700 Hz band during heavy surf conditions;
                    </P>
                    <P>
                        <E T="03">Precipitation</E>
                        —Sound from rain and hail impacting the water surface can become an important component of total sound at frequencies above 500 Hz, and possibly down to 100 Hz during quiet times;
                    </P>
                    <P>
                        <E T="03">Biological</E>
                        —Marine mammals can contribute significantly to ambient sound levels, as can some fish and snapping shrimp. The frequency band for biological contributions is from approximately 12 Hz to over 100 kHz; and
                    </P>
                    <P>
                        <E T="03">Anthropogenic</E>
                        —Sources of anthropogenic sound related to human activity include transportation (surface vessels), dredging and construction, oil and gas drilling and production, seismic surveys, sonar, explosions, and ocean acoustic studies. Vessel noise typically dominates the total ambient sound for frequencies between 20 and 300 Hz. In general, the frequencies of anthropogenic sounds are below 1 kHz and, if higher frequency sound levels are created, they attenuate rapidly. Sound from identifiable anthropogenic sources other than the activity of interest (
                        <E T="03">e.g.,</E>
                         a passing vessel) is sometimes termed background sound, as opposed to ambient sound.
                    </P>
                    <P>
                        The sum of the various natural and anthropogenic sound sources at any given location and time—which comprise “ambient” or “background” sound—depends not only on the source levels (as determined by current weather conditions and levels of biological and human activity) but also on the ability of sound to propagate through the environment. In turn, sound propagation is dependent on the spatially and temporally varying properties of the water column and sea floor, and is frequency-dependent. As a result of this dependence on a large number of varying factors, ambient sound levels can be expected to vary widely over both coarse and fine spatial and temporal scales. Sound levels at a given frequency and location can vary by 10-20 dB from day to day (Richardson 
                        <E T="03">et al.,</E>
                         1995). The result is that, depending on the source type and its intensity, sound from a given activity may be a negligible addition to the local environment or could form a distinctive signal that may affect marine mammals. Details of source types are described in the following text.
                    </P>
                    <P>
                        Sounds are often considered to fall into one of two general types: Pulsed and non-pulsed. The distinction between these two sound types is important because they have differing potential to cause physical effects, particularly with regard to hearing (
                        <E T="03">e.g.,</E>
                         NMFS, 2018; Ward, 1997 in Southall 
                        <E T="03">et al.,</E>
                         2007). Please see Southall 
                        <E T="03">et al.</E>
                         (2007) for an in-depth discussion of these concepts.
                    </P>
                    <P>
                        Pulsed sound sources (
                        <E T="03">e.g.,</E>
                         airguns, explosions, gunshots, sonic booms, impact pile driving) produce signals that are brief (typically considered to be less than 1 second), broadband, atonal transients (American National Standards Institute (ANSI), 1986, 2005; Harris, 1998; National Institute for Occupational Health and Safety (NIOSH), 1998; International Organization for Standardization, 2003) and occur either as isolated events or repeated in some succession. Pulsed sounds are all characterized by a relatively rapid rise from ambient pressure to a maximal pressure value followed by a rapid decay period that may include a period of diminishing, oscillating maximal and minimal pressures, and generally have an increased capacity to induce physical injury as compared with sounds that lack these features.
                    </P>
                    <P>
                        Non-pulsed sounds can be tonal, narrowband, or broadband, brief or prolonged, and may be either continuous or non-continuous (ANSI, 1995; NIOSH, 1998). Some of these non-pulsed sounds can be transient signals of short duration but without the essential properties of pulses (
                        <E T="03">e.g.,</E>
                         rapid rise time). Examples of non-pulsed sounds include those produced by vessels, aircraft, machinery operations such as drilling or dredging, vibratory pile driving, and active sonar systems (such as those used by the U.S. Navy). The duration of such sounds, as received at a distance, can be greatly extended in a highly reverberant environment.
                    </P>
                    <P>
                        Airgun arrays produce pulsed signals with energy in a frequency range from about 10-2,000 Hz, with most energy radiated at frequencies below 200 Hz. The amplitude of the acoustic wave emitted from the source is equal in all directions (
                        <E T="03">i.e.,</E>
                         omnidirectional), but airgun arrays do possess some directionality due to different phase delays between guns in different directions. Airgun arrays are typically tuned to maximize functionality for data acquisition purposes, meaning that sound transmitted in horizontal directions and at higher frequencies is minimized to the extent possible.
                    </P>
                    <HD SOURCE="HD2">Acoustic Effects</HD>
                    <P>Here, we discuss the effects of active acoustic sources on marine mammals.</P>
                    <P>
                        <E T="03">Potential Effects of Underwater Sound</E>
                         
                        <SU>6</SU>
                        <FTREF/>
                        —Anthropogenic sounds cover a broad range of frequencies and sound 
                        <PRTPAGE P="9031"/>
                        levels and can have a range of highly variable impacts on marine life, from none or minor to potentially severe responses, depending on received levels, duration of exposure, behavioral context, and various other factors. The potential effects of underwater sound from active acoustic sources can potentially result in one or more of the following: Temporary or permanent hearing impairment; non-auditory physical or physiological effects; behavioral disturbance; stress; and masking (Richardson 
                        <E T="03">et al.,</E>
                         1995; Gordon 
                        <E T="03">et al.,</E>
                         2004; Nowacek 
                        <E T="03">et al.,</E>
                         2007; Southall 
                        <E T="03">et al.,</E>
                         2007; Götz 
                        <E T="03">et al.,</E>
                         2009). The degree of effect is intrinsically related to the signal characteristics, received level, distance from the source, and duration of the sound exposure. In general, sudden, high level sounds can cause hearing loss, as can longer exposures to lower level sounds. Temporary or permanent loss of hearing, if it occurs at all, will occur almost exclusively in cases where a noise is within an animal's hearing frequency range. We first describe specific manifestations of acoustic effects before providing discussion specific to the use of airgun arrays.
                    </P>
                    <FTNT>
                        <P>
                            <SU>6</SU>
                             Please refer to the information given previously (
                            <E T="03">Description of Active Acoustic Sound Sources</E>
                            ) regarding sound, characteristics of sound types, and metrics used in this document.
                        </P>
                    </FTNT>
                    <P>
                        Richardson 
                        <E T="03">et al.</E>
                         (1995) described zones of increasing intensity of effect that might be expected to occur, in relation to distance from a source and assuming that the signal is within an animal's hearing range. First is the area within which the acoustic signal would be audible (potentially perceived) to the animal, but not strong enough to elicit any overt behavioral or physiological response. The next zone corresponds with the area where the signal is audible to the animal and of sufficient intensity to elicit behavioral or physiological response. Third is a zone within which, for signals of high intensity, the received level is sufficient to potentially cause discomfort or tissue damage to auditory or other systems. Overlaying these zones to a certain extent is the area within which masking (
                        <E T="03">i.e.,</E>
                         when a sound interferes with or masks the ability of an animal to detect a signal of interest that is above the absolute hearing threshold) may occur; the masking zone may be highly variable in size.
                    </P>
                    <P>
                        We describe the more severe effects of certain non-auditory physical or physiological effects only briefly as we do not expect that use of airgun arrays are reasonably likely to result in such effects (see below for further discussion). Potential effects from impulsive sound sources can range in severity from effects such as behavioral disturbance or tactile perception to physical discomfort, slight injury of the internal organs and the auditory system, or mortality (Yelverton 
                        <E T="03">et al.,</E>
                         1973). Non-auditory physiological effects or injuries that theoretically might occur in marine mammals exposed to high level underwater sound or as a secondary effect of extreme behavioral reactions (
                        <E T="03">e.g.,</E>
                         change in dive profile as a result of an avoidance reaction) caused by exposure to sound include neurological effects, bubble formation, resonance effects, and other types of organ or tissue damage (Cox 
                        <E T="03">et al.,</E>
                         2006; Southall 
                        <E T="03">et al.,</E>
                         2007; Zimmer and Tyack, 2007; Tal 
                        <E T="03">et al.,</E>
                         2015). The survey activities considered here do not involve the use of devices such as explosives or mid-frequency tactical sonar that are associated with these types of effects.
                    </P>
                    <P>
                        Marine mammals, like all mammals, develop increased hearing thresholds over time due to age-related degeneration of auditory pathways and sensory cells of the inner ear. This natural, age-related hearing loss is contrasted by noise-induced hearing loss (Møller, 2012). Marine mammals exposed to high-intensity sound or to lower-intensity sound for prolonged periods can experience a noise-induced hearing threshold shift (TS), which NMFS defines as a change, usually an increase, in the threshold of audibility at a specified frequency or portion of an individual's hearing range above a previously established reference level as a result of noise exposure (NMFS, 2018, 2024). The amount of TS is customarily expressed in dB. Noise-induced hearing TS can be temporary (TTS) or permanent (PTS), and higher-level sound exposures are more likely to cause PTS or other auditory injury. As described in NMFS (2018, 2024) there are numerous factors to consider when examining the consequence of TS, including, but not limited to, the signal temporal pattern (
                        <E T="03">e.g.,</E>
                         impulsive or non-impulsive), likelihood an individual would be exposed for a long enough duration or to a high enough level to induce a TS, the magnitude of the TS, time to recovery (seconds to minutes or hours to days), the frequency range of the exposure (
                        <E T="03">i.e.,</E>
                         spectral content), the hearing frequency range of the exposed species relative to the signal's frequency spectrum (
                        <E T="03">i.e.,</E>
                         how an animal uses sound within the frequency band of the signal; 
                        <E T="03">e.g.,</E>
                         Kastelein 
                        <E T="03">et al.,</E>
                         2014), and the overlap between the animal and the source (
                        <E T="03">e.g.,</E>
                         spatial, temporal, and spectral).
                    </P>
                    <HD SOURCE="HD2">Auditory Injury (AUD INJ)</HD>
                    <P>
                        NMFS (2024) defines AUD INJ as damage to the inner ear that can result in destruction of tissue, such as the loss of cochlear neuron synapses or auditory neuropathy (Houser 2021; Finneran 2024). AUD INJ may or may not result in a PTS. PTS is subsequently defined as a permanent, irreversible increase in the threshold of audibility at a specified frequency or portion of an individual's hearing range above a previously established reference level (NMFS, 2024). PTS does not generally affect more than a limited frequency range, and an animal that has incurred PTS has some level of hearing loss at the relevant frequencies; typically, animals with PTS or other AUD INJ are not functionally deaf (Au and Hastings, 2008; Finneran, 2016). For marine mammals, AUD INJ is considered to be possible when sound exposures are sufficient to produce 40 dB of TTS measured after exposure (Southall 
                        <E T="03">et al.</E>
                         2007, 1019). AUD INJ levels for marine mammals are estimates; with the exception of a single study unintentionally inducing PTS in a harbor seal (
                        <E T="03">Phoca vitulina</E>
                        ) (Kastak 
                        <E T="03">et al.,</E>
                         2008; Reichmuth 
                        <E T="03">et al.</E>
                         2019), there are no empirical data measuring AUD INJ in marine mammals largely due to the fact that, for various ethical reasons, experiments involving anthropogenic noise exposure at levels inducing AUD INJ are not typically pursued or authorized (NMFS, 2024).
                    </P>
                    <HD SOURCE="HD2">Temporary Threshold Shift (TTS)</HD>
                    <P>
                        TTS is the mildest form of hearing impairment that can occur during exposure to sound. TTS is a temporary, reversible increase in the threshold of audibility at a specified frequency or portion of an individual's hearing range above a previously established reference level (NMFS, 2024) that represents primarily tissue fatigue (Henderson 
                        <E T="03">et al.,</E>
                         2008), and is not considered an AUD INJ. Based on data from marine mammal TTS measurements (see Southall 
                        <E T="03">et al.,</E>
                         2007, 2019), a TTS of 6 dB is considered the minimum threshold shift clearly larger than any day-to-day or session-to-session variation in a subject's normal hearing ability (Finneran 
                        <E T="03">et al.,</E>
                         2000, 2002; Schlundt 
                        <E T="03">et al.,</E>
                         2000). While experiencing TTS, the hearing threshold rises, and a sound must be at a higher level in order to be heard.
                    </P>
                    <P>
                        In terrestrial and marine mammals, TTS can last from minutes or hours to days (
                        <E T="03">i.e.,</E>
                         there is recovery back to baseline/pre-exposure levels), can occur within a specific frequency range (
                        <E T="03">i.e.,</E>
                         an animal might only have a temporary loss of hearing sensitivity within a limited frequency band of its auditory range), and can be of varying amounts (
                        <E T="03">e.g.,</E>
                         an animal's hearing sensitivity might be reduced by only 6 dB or reduced by 30 dB). In many cases, hearing sensitivity recovers rapidly after exposure to the sound ends. While there 
                        <PRTPAGE P="9032"/>
                        are data on sound levels and durations necessary to elicit mild TTS for marine mammals, recovery is complicated to predict and dependent on multiple factors.
                    </P>
                    <P>
                        Relationships between TTS and AUD INJ thresholds have not been studied in marine mammals, and there are no measured PTS data for cetaceans, but such relationships are assumed to be similar to those in humans and other terrestrial mammals. AUD INJ typically occurs at exposure levels at least several dB above that inducing mild TTS (
                        <E T="03">e.g.,</E>
                         a 40-dB threshold shift approximates AUD INJ onset (Kryter 
                        <E T="03">et al.,</E>
                         1966; Miller, 1974), while a 6-dB threshold shift approximates TTS onset (Southall 
                        <E T="03">et al.,</E>
                         2007, 2019). Based on data from terrestrial mammals, a precautionary assumption is that the AUD INJ thresholds for impulsive sounds (such as airgun pulses as received close to the source) are at least 6 dB higher than the TTS threshold on a peak sound pressure level (PK SPL) basis and AUD INJ cumulative SEL (SEL
                        <E T="52">24h</E>
                        ) thresholds are 15 (impulsive sound criteria) to 20 dB (non-impulsive criteria) higher than TTS cumulative SEL thresholds (Southall 
                        <E T="03">et al.,</E>
                         2007, 2019). Given the higher level of sound or longer exposure duration necessary to cause AUD INJ as compared with TTS, it is considerably less likely that AUD INJ could occur.
                    </P>
                    <P>
                        Marine mammal hearing plays a critical role in communication with conspecifics and interpretation of environmental cues for purposes such as predator avoidance and prey capture. Depending on the degree (elevation of threshold in dB), duration (
                        <E T="03">i.e.,</E>
                         recovery time), and frequency range of TTS, and the context in which it is experienced, TTS can have effects on marine mammals ranging from discountable to serious. For example, a marine mammal may be able to readily compensate for a brief, relatively small amount of TTS in a non-critical frequency range that occurs during a time where ambient noise is lower and there are not as many competing sounds present. Alternatively, a larger amount and longer duration of TTS sustained during a time when communication is critical for successful mother/calf interactions could have more serious impacts.
                    </P>
                    <P>
                        Finneran 
                        <E T="03">et al.</E>
                         (2015) measured hearing thresholds in 3 captive bottlenose dolphins before and after exposure to 10 pulses produced by a seismic airgun in order to study TTS induced after exposure to multiple pulses. Exposures began at relatively low levels and gradually increased over a period of several months, with the highest exposures at peak SPLs from 196 to 210 dB and cumulative (unweighted) SELs from 193 to 195 dB. No substantial TTS was observed. In addition, behavioral reactions were observed that indicated that animals can learn behaviors that effectively mitigate noise exposures (although exposure patterns must be learned, which is less likely in wild animals than for the captive animals considered in this study). The authors note that the failure to induce more significant auditory effects was likely due to the intermittent nature of exposure, the relatively low peak pressure produced by the acoustic source, and the low-frequency energy in airgun pulses as compared with the frequency range of best sensitivity for dolphins and other high-frequency cetaceans.
                    </P>
                    <P>
                        Currently, TTS data only exist for four species of cetaceans (bottlenose dolphin, beluga whale (
                        <E T="03">Delphinapterus leucas</E>
                        ), harbor porpoise (
                        <E T="03">Phocoena phocoena</E>
                        ), and Yangtze finless porpoise (
                        <E T="03">Neophocaena asiaeorientalis</E>
                        )) exposed to a limited number of sound sources (
                        <E T="03">i.e.,</E>
                         mostly tones and octave-band noise) in laboratory settings (Finneran, 2015). In general, harbor porpoises have a lower TTS onset than other measured cetacean species (Finneran, 2015). Additionally, the existing marine mammal TTS data come from a limited number of individuals within these species.
                    </P>
                    <P>
                        Critical questions remain regarding the rate of TTS growth and recovery after exposure to intermittent noise and the effects of single and multiple pulses. Data at present are also insufficient to construct generalized models for recovery and determine the time necessary to treat subsequent exposures as independent events. More information is needed on the relationship between auditory evoked potential and behavioral measures of TTS for various stimuli. For summaries of data on TTS in marine mammals or for further discussion of TTS onset thresholds, please see Southall 
                        <E T="03">et al.</E>
                         (2007, 2019), Finneran and Jenkins (2012), Finneran (2015), and NMFS (2018, 2024).
                    </P>
                    <P>
                        <E T="03">Behavioral Effects</E>
                        —Behavioral disturbance may include a variety of effects, including subtle changes in behavior (
                        <E T="03">e.g.,</E>
                         minor or brief avoidance of an area or changes in vocalizations), more conspicuous changes in similar behavioral activities, and more sustained and/or potentially severe reactions, such as displacement from or abandonment of high-quality habitat. Behavioral responses to sound are highly variable and context-specific, and any reactions depend on numerous intrinsic and extrinsic factors (
                        <E T="03">e.g.,</E>
                         species, state of maturity, experience, current activity, reproductive state, auditory sensitivity, time of day), as well as the interplay between factors (
                        <E T="03">e.g.,</E>
                         Richardson 
                        <E T="03">et al.,</E>
                         1995; Wartzok 
                        <E T="03">et al.,</E>
                         2003; Southall 
                        <E T="03">et al.,</E>
                         2007, 2019; Weilgart, 2007; Archer 
                        <E T="03">et al.,</E>
                         2010). Behavioral reactions can vary not only among individuals but also within an individual, depending on previous experience with a sound source, context, and numerous other factors (Ellison 
                        <E T="03">et al.,</E>
                         2012), and can vary depending on characteristics associated with the sound source (
                        <E T="03">e.g.,</E>
                         whether it is moving or stationary, number of sources, distance from the source). Please see appendices B-C of Southall 
                        <E T="03">et al.</E>
                         (2007) for a review of studies involving marine mammal behavioral responses to sound.
                    </P>
                    <P>
                        Habituation can occur when an animal's response to a stimulus wanes with repeated exposure, usually in the absence of unpleasant associated events (Wartzok 
                        <E T="03">et al.,</E>
                         2003). Animals are most likely to habituate to sounds that are predictable and unvarying. It is important to note that habituation is appropriately considered as a “progressive reduction in response to stimuli that are perceived as neither aversive nor beneficial,” rather than as, more generally, moderation in response to human disturbance (Bejder 
                        <E T="03">et al.,</E>
                         2009). The opposite process is sensitization, when an unpleasant experience leads to subsequent responses, often in the form of avoidance, at a lower level of exposure. As noted, behavioral state may affect the type of response. For example, animals that are resting may show greater behavioral change in response to disturbing sound levels than animals that are highly motivated to remain in an area for feeding (Richardson 
                        <E T="03">et al.,</E>
                         1995; National Research Council (NRC), 2003; Wartzok 
                        <E T="03">et al.,</E>
                         2003). Controlled experiments with captive marine mammals have shown pronounced behavioral reactions, including avoidance of loud sound sources (Ridgway 
                        <E T="03">et al.,</E>
                         1997). Observed responses of wild marine mammals to loud pulsed sound sources (typically seismic airguns or acoustic harassment devices) have been varied but often consist of avoidance behavior or other behavioral changes suggesting discomfort (Morton and Symonds, 2002; see also Richardson 
                        <E T="03">et al.,</E>
                         1995; Nowacek 
                        <E T="03">et al.,</E>
                         2007). However, many delphinids approach acoustic source vessels with no apparent discomfort or obvious behavioral change (
                        <E T="03">e.g.,</E>
                         Barkaszi 
                        <E T="03">et al.,</E>
                         2012, Barkaszi and Kelly, 2018).
                    </P>
                    <P>
                        Available studies show wide variation in response to underwater sound; 
                        <PRTPAGE P="9033"/>
                        therefore, it is difficult to predict specifically how any given sound in a particular instance might affect marine mammals perceiving the signal. If a marine mammal does react briefly to an underwater sound by changing its behavior or moving a small distance, the impacts of the change are unlikely to be significant to the individual, let alone the stock or population. However, if a sound source displaces marine mammals from an important feeding or breeding area for a prolonged period, impacts on individuals and populations could be significant (
                        <E T="03">e.g.,</E>
                         Lusseau and Bejder, 2007; Weilgart, 2007; NRC, 2005). There are broad categories of potential response, which we describe in greater detail here, that include alteration of dive behavior, alteration of foraging behavior, effects to breathing, interference with or alteration of vocalization, avoidance, and flight.
                    </P>
                    <P>
                        Changes in dive behavior can vary widely, and may consist of increased or decreased dive times and surface intervals as well as changes in the rates of ascent and descent during a dive (
                        <E T="03">e.g.,</E>
                         Frankel and Clark, 2000; Ng and Leung, 2003; Nowacek 
                        <E T="03">et al.,</E>
                         2004; Goldbogen 
                        <E T="03">et al.,</E>
                         2013a, b). Variations in dive behavior may reflect disruptions in biologically significant activities (
                        <E T="03">e.g.,</E>
                         foraging) or they may be of little biological significance. The impact of an alteration to dive behavior resulting from an acoustic exposure depends on what the animal is doing at the time of the exposure and the type and magnitude of the response.
                    </P>
                    <P>
                        Disruption of feeding behavior can be difficult to correlate with anthropogenic sound exposure, so it is usually inferred by observed displacement from known foraging areas, the appearance of secondary indicators (
                        <E T="03">e.g.,</E>
                         bubble nets or sediment plumes), or changes in dive behavior. As for other types of behavioral response, the frequency, duration, and temporal pattern of signal presentation, as well as differences in species sensitivity, are likely contributing factors to differences in response in any given circumstance (
                        <E T="03">e.g.,</E>
                         Croll 
                        <E T="03">et al.,</E>
                         2001; Nowacek 
                        <E T="03">et al.,</E>
                         2004; Madsen 
                        <E T="03">et al.,</E>
                         2006; Yazvenko 
                        <E T="03">et al.,</E>
                         2007a, b). A determination of whether foraging disruptions affect fitness consequences would require information on or estimates of the energetic requirements of the affected individuals and the relationship between prey availability, foraging effort and success, and the life history stage of the animal.
                    </P>
                    <P>
                        Visual tracking, PAM, and movement recording tags were used to quantify sperm whale behavior prior to, during, and following exposure to airgun arrays at received levels in the range 140-160 dB at distances of 7-13 km, following a phase-in of sound intensity and full array exposures at 1-13 km (Madsen 
                        <E T="03">et al.,</E>
                         2006; Miller 
                        <E T="03">et al.,</E>
                         2009). Sperm whales did not exhibit horizontal avoidance behavior at the surface. However, foraging behavior may have been affected. The sperm whales exhibited 19 percent less vocal, or buzz, rate during full exposure relative to post exposure, and the whale that was approached most closely had an extended resting period and did not resume foraging until the airguns had ceased firing. The remaining whales continued to execute foraging dives throughout exposure; however, swimming movements during foraging dives were 6 percent lower during exposure than control periods (Miller 
                        <E T="03">et al.,</E>
                         2009). These data raise concerns that seismic surveys may impact foraging behavior in sperm whales, although more data are required to understand whether the differences were due to exposure or natural variation in sperm whale behavior (Miller 
                        <E T="03">et al.,</E>
                         2009).
                    </P>
                    <P>
                        Changes in respiration naturally vary with different behaviors and alterations to breathing rate as a function of acoustic exposure and can be expected to co-occur with other behavioral reactions, such as a flight response or an alteration in diving. However, respiration rates in and of themselves may be representative of annoyance or an acute stress response. Various studies have shown that respiration rates may either be unaffected or could increase, depending on the species and signal characteristics, again highlighting the importance in understanding species differences in the tolerance of underwater noise when determining the potential for impacts resulting from anthropogenic sound exposure (
                        <E T="03">e.g.,</E>
                         Kastelein 
                        <E T="03">et al.,</E>
                         2001, 2005, 2006; Gailey 
                        <E T="03">et al.,</E>
                         2007, 2016).
                    </P>
                    <P>
                        Marine mammals vocalize for different purposes and across multiple modes, such as whistling, echolocation click production, calling, and singing. Changes in vocalization behavior in response to anthropogenic noise can occur for any of these modes and may result from a need to compete with an increase in background noise or may reflect increased vigilance or a startle response. For example, in the presence of potentially masking signals, humpback whales and killer whales have been observed to increase the length of their songs or amplitude of calls (Miller 
                        <E T="03">et al.,</E>
                         2000; Fristrup 
                        <E T="03">et al.,</E>
                         2003; Foote 
                        <E T="03">et al.,</E>
                         2004; Holt 
                        <E T="03">et al.,</E>
                         2012), while right whales have been observed to shift the frequency content of their calls upward while reducing the rate of calling in areas of increased anthropogenic noise (Parks 
                        <E T="03">et al.,</E>
                         2007). In some cases, animals may cease sound production during production of aversive signals (Bowles 
                        <E T="03">et al.,</E>
                         1994).
                    </P>
                    <P>
                        Cerchio 
                        <E T="03">et al.</E>
                         (2014) used PAM to document the presence of singing humpback whales off the coast of northern Angola and to opportunistically test for the effect of seismic survey activity on the number of singing whales. Two recording units were deployed between March and December 2008 in the offshore environment; numbers of singers were counted every hour. Generalized additive mixed models were used to assess the effect of survey day (seasonality), hour (diel variation), moon phase, and received levels of noise (measured from a single pulse during each 10 minutes sampled period) on singer number. The number of singers significantly decreased with increasing received level of noise, suggesting that humpback whale communication was disrupted to some extent by the survey activity.
                    </P>
                    <P>
                        Castellote 
                        <E T="03">et al.</E>
                         (2012) reported acoustic and behavioral changes by fin whales in response to shipping and airgun noise. Acoustic features of fin whale song notes recorded in the Mediterranean Sea and northeast Atlantic Ocean were compared for areas with different shipping noise levels and traffic intensities and during a seismic airgun survey. During the first 72 hours of the survey, a steady decrease in song received levels and bearings to singers indicated that whales moved away from the acoustic source and out of the study area. This displacement persisted for a time period well beyond the 10-day duration of seismic airgun activity, providing evidence that fin whales may avoid an area for an extended period in the presence of increased noise. The authors hypothesize that fin whale acoustic communication is modified to compensate for increased background noise and that a sensitization process may play a role in the observed temporary displacement.
                    </P>
                    <P>
                        Seismic pulses at average received levels of 131 dB re 1 μPa
                        <SU>2</SU>
                        -s caused blue whales to increase call production (Di Iorio and Clark, 2009). In contrast, McDonald 
                        <E T="03">et al.</E>
                         (1995) tracked a blue whale with seafloor seismometers and reported that it stopped vocalizing and changed its travel direction at a range of 10 km from the acoustic source vessel (estimated received level 143 dB pk-pk). Blackwell 
                        <E T="03">et al.</E>
                         (2013) found that bowhead whale call rates dropped significantly at onset of airgun use at sites with a median distance of 41-45 km from the survey. Blackwell 
                        <E T="03">et al.</E>
                          
                        <PRTPAGE P="9034"/>
                        (2015) expanded this analysis to show that whales actually increased calling rates as soon as airgun signals were detectable before ultimately decreasing calling rates at higher received levels (
                        <E T="03">i.e.,</E>
                         10-minute cumulative SEL (SEL
                        <E T="52">cum</E>
                        ) of ~127 dB). Overall, these results suggest that bowhead whales may adjust their vocal output in an effort to compensate for noise before ceasing vocalization effort and ultimately deflecting from the acoustic source (Blackwell 
                        <E T="03">et al.,</E>
                         2013, 2015). These studies demonstrate that even low levels of noise received far from the source can induce changes in vocalization and/or behavior for mysticetes.
                    </P>
                    <P>
                        Avoidance is the displacement of an individual from an area or migration path as a result of the presence of sound or other stressors, and is one of the most obvious manifestations of disturbance in marine mammals (Richardson 
                        <E T="03">et al.,</E>
                         1995). For example, gray whales are known to change direction—deflecting from customary migratory paths—in order to avoid noise from seismic surveys (Malme 
                        <E T="03">et al.,</E>
                         1984). Humpback whales show avoidance behavior in the presence of an active seismic array during observational studies and controlled exposure experiments in western Australia (McCauley 
                        <E T="03">et al.,</E>
                         2000). Avoidance may be short-term, with animals returning to the area once the noise has ceased (
                        <E T="03">e.g.,</E>
                         Bowles 
                        <E T="03">et al.,</E>
                         1994; Goold, 1996; Stone 
                        <E T="03">et al.,</E>
                         2000; Morton and Symonds, 2002; Gailey 
                        <E T="03">et al.,</E>
                         2007). Longer-term displacement is possible, however, which may lead to changes in abundance or distribution patterns of the affected species in the affected region if habituation to the presence of the sound does not occur (
                        <E T="03">e.g.,</E>
                         Bejder 
                        <E T="03">et al.,</E>
                         2006; Teilmann 
                        <E T="03">et al.,</E>
                         2006).
                    </P>
                    <P>
                        Forney 
                        <E T="03">et al.</E>
                         (2017) detail the potential effects of noise on marine mammal populations with high site fidelity, including displacement and auditory masking, noting that a lack of observed response does not imply absence of fitness costs and that apparent tolerance of disturbance may have population-level impacts that are less obvious and difficult to document. Avoidance of overlap between disturbing noise and areas and/or times of particular importance for sensitive species may be critical to avoiding population-level impacts because (particularly for animals with high site fidelity) there may be a strong motivation to remain in the area despite negative impacts. Forney 
                        <E T="03">et al.</E>
                         (2017) state that, for these animals, remaining in a disturbed area may reflect a lack of alternatives rather than a lack of effects.
                    </P>
                    <P>
                        Forney 
                        <E T="03">et al.</E>
                         (2017) specifically discuss beaked whales, stating that until recently most knowledge of beaked whales was derived from strandings, as they have been involved in atypical mass stranding events associated with mid-frequency active (MFA) sonar training operations. Given these observations and recent research, beaked whales appear to be particularly sensitive and vulnerable to certain types of acoustic disturbance relative to most other marine mammal species. Individual beaked whales reacted strongly to experiments using simulated MFA sonar at low received levels, by moving away from the sound source and stopping foraging for extended periods. These responses, if on a frequent basis, could result in significant fitness costs to individuals (Forney 
                        <E T="03">et al.,</E>
                         2017). Additionally, difficulty in detection of beaked whales due to their cryptic surfacing behavior and silence when near the surface pose problems for mitigation measures employed to protect beaked whales. Forney 
                        <E T="03">et al.</E>
                         (2017) specifically state that failure to consider both displacement of beaked whales from their habitat and noise exposure could lead to more severe biological consequences.
                    </P>
                    <P>
                        A flight response is a dramatic change in normal movement to a directed and rapid movement away from the perceived location of a sound source. The flight response differs from other avoidance responses in the intensity of the response (
                        <E T="03">e.g.,</E>
                         directed movement, rate of travel). Relatively little information on flight responses of marine mammals to anthropogenic signals exist, although observations of flight responses to the presence of predators have occurred (Connor and Heithaus, 1996). The result of a flight response could range from brief, temporary exertion and displacement from the area where the signal provokes flight to, in extreme cases, marine mammal strandings (Evans and England, 2001). However, it should be noted that response to a perceived predator does not necessarily invoke flight (Ford and Reeves, 2008), and whether individuals are solitary or in groups may influence the response.
                    </P>
                    <P>
                        Behavioral disturbance can also impact marine mammals in more subtle ways. Increased vigilance may result in costs related to diversion of focus and attention (
                        <E T="03">i.e.,</E>
                         when a response consists of increased vigilance, it may come at the cost of decreased attention to other critical behaviors such as foraging or resting). These effects have generally not been demonstrated for marine mammals, but studies involving fish and terrestrial animals have shown that increased vigilance may substantially reduce feeding rates (
                        <E T="03">e.g.,</E>
                         Beauchamp and Livoreil, 1997; Fritz 
                        <E T="03">et al.,</E>
                         2002; Purser and Radford, 2011). In addition, chronic disturbance can cause population declines through reduction of fitness (
                        <E T="03">e.g.,</E>
                         decline in body condition) and subsequent reduction in reproductive success, survival, or both (
                        <E T="03">e.g.,</E>
                         Harrington and Veitch, 1992; Daan 
                        <E T="03">et al.,</E>
                         1996; Bradshaw 
                        <E T="03">et al.,</E>
                         1998). However, Ridgway 
                        <E T="03">et al.</E>
                         (2006) reported that increased vigilance in bottlenose dolphins exposed to sound over a 5-day period did not cause any sleep deprivation or stress effects.
                    </P>
                    <P>
                        Many animals perform vital functions, such as feeding, resting, traveling, and socializing, on a diel cycle (24-hour cycle). Disruption of such functions resulting from reactions to stressors, such as sound exposure, are more likely to be significant if they last more than one diel cycle or recur on subsequent days (Southall 
                        <E T="03">et al.,</E>
                         2007). Consequently, a behavioral response lasting less than 1 day and not recurring on subsequent days is not considered particularly severe unless it could directly affect reproduction or survival (Southall 
                        <E T="03">et al.,</E>
                         2007). Note that there is a difference between multi-day substantive behavioral reactions and multi-day anthropogenic activities. For example, just because an activity lasts for multiple days does not necessarily mean that individual animals are either exposed to activity-related stressors for multiple days or, further, exposed in a manner resulting in sustained multi-day substantive behavioral responses.
                    </P>
                    <P>
                        Stone (2015) reported data from at-sea observations during 1,196 seismic surveys from 1994 to 2010. When large arrays of airguns (considered to be 500 in
                        <SU>3</SU>
                         or more in that study) were firing, lateral displacement, more localized avoidance, or other changes in behavior were evident for most odontocetes. However, significant responses to large arrays were found only for the minke whale and fin whale. Behavioral responses observed included changes in swimming or surfacing behavior, with indications that cetaceans remained near the water surface at these times. Cetaceans were recorded as feeding less often when large arrays were active. Behavioral observations of gray whales during a seismic survey monitored whale movements and respirations pre-, during, and post-seismic survey (Gailey 
                        <E T="03">et al.,</E>
                         2016). Behavioral state and water depth were the best “natural” predictors of whale movements and respiration and, after considering natural variation, none of the response variables were significantly associated with seismic survey or vessel sounds.
                        <PRTPAGE P="9035"/>
                    </P>
                    <P>
                        <E T="03">Stress Responses</E>
                        —An animal's perception of a threat may be sufficient to trigger stress responses consisting of some combination of behavioral responses, autonomic nervous system responses, neuroendocrine responses, or immune responses (
                        <E T="03">e.g.,</E>
                         Seyle, 1950; Moberg, 2000). In many cases, an animal's first and sometimes most economical (in terms of energetic costs) response is behavioral avoidance of the potential stressor. Autonomic nervous system responses to stress typically involve changes in heart rate, blood pressure, and gastrointestinal activity. These responses have a relatively short duration and may or may not have a significant long-term effect on an animal's fitness.
                    </P>
                    <P>
                        Neuroendocrine stress responses often involve the hypothalamus-pituitary-adrenal system. Virtually all neuroendocrine functions that are affected by stress—including immune competence, reproduction, metabolism, and behavior—are regulated by pituitary hormones. Stress-induced changes in the secretion of pituitary hormones have been implicated in failed reproduction, altered metabolism, reduced immune competence, and behavioral disturbance (
                        <E T="03">e.g.,</E>
                         Moberg, 1987; Blecha, 2000). Increases in the circulation of glucocorticoids are also equated with stress (Romano 
                        <E T="03">et al.,</E>
                         2004).
                    </P>
                    <P>The primary distinction between stress (which is adaptive and does not normally place an animal at risk) and distress is the cost of the response. During a stress response, an animal uses glycogen stores that can be quickly replenished once the stress is alleviated. In such circumstances, the cost of the stress response would not pose serious fitness consequences. However, when an animal does not have sufficient energy reserves to satisfy the energetic costs of a stress response, energy resources must be diverted from other functions. This state of distress will last until the animal replenishes its energetic reserves sufficiently to restore normal function.</P>
                    <P>
                        Relationships between these physiological mechanisms, animal behavior, and the costs of stress responses are well-studied through controlled experiments and for both laboratory and free-ranging animals (
                        <E T="03">e.g.,</E>
                         Holberton 
                        <E T="03">et al.,</E>
                         1996; Hood 
                        <E T="03">et al.,</E>
                         1998; Jessop 
                        <E T="03">et al.,</E>
                         2003; Krausman 
                        <E T="03">et al.,</E>
                         2004; Lankford 
                        <E T="03">et al.,</E>
                         2005). Stress responses due to exposure to anthropogenic sounds or other stressors and their effects on marine mammals have also been reviewed (Fair and Becker, 2000; Romano 
                        <E T="03">et al.,</E>
                         2002b) and, more rarely, studied in wild populations (
                        <E T="03">e.g.,</E>
                         Romano 
                        <E T="03">et al.,</E>
                         2002a). For example, Rolland 
                        <E T="03">et al.</E>
                         (2012) found that noise reduction from reduced ship traffic in the Bay of Fundy was associated with decreased stress in North Atlantic right whales. These and other studies lead to a reasonable expectation that some marine mammals will experience physiological stress responses upon exposure to acoustic stressors and that it is possible that some of these would be classified as “distress.” In addition, any animal experiencing TTS would likely also experience stress responses (NRC, 2003).
                    </P>
                    <P>
                        <E T="03">Auditory Masking</E>
                        —Sound can disrupt behavior through masking, or interfering with, an animal's ability to detect, recognize, or discriminate between acoustic signals of interest (
                        <E T="03">e.g.,</E>
                         those used for intraspecific communication and social interactions, prey detection, predator avoidance, navigation) (Richardson 
                        <E T="03">et al.,</E>
                         1995; Erbe 
                        <E T="03">et al.,</E>
                         2016). Masking occurs when the receipt of a sound is interfered with by another coincident sound at similar frequencies and at similar or higher intensity, and may occur whether the sound is natural (
                        <E T="03">e.g.,</E>
                         snapping shrimp, wind, waves, precipitation) or anthropogenic (
                        <E T="03">e.g.,</E>
                         shipping, sonar, seismic exploration) in origin. The ability of a noise source to mask biologically important sounds depends on the characteristics of both the noise source and the signal of interest (
                        <E T="03">e.g.,</E>
                         signal-to-noise ratio, temporal variability, direction), in relation to each other and to an animal's hearing abilities (
                        <E T="03">e.g.,</E>
                         sensitivity, frequency range, critical ratios, frequency discrimination, directional discrimination, age or TTS hearing loss), and existing ambient noise and propagation conditions.
                    </P>
                    <P>Under certain circumstances, significant masking could disrupt behavioral patterns, which in turn could affect fitness for survival and reproduction. It is important to distinguish TTS and PTS, which persist after the sound exposure, from masking, which occurs during the sound exposure. Because masking (without resulting in a TS) is not associated with abnormal physiological function, it is not considered a physiological effect, but rather a potential behavioral effect.</P>
                    <P>
                        The frequency range of the potentially masking sound is important in predicting any potential behavioral impacts. For example, low-frequency signals may have less effect on high-frequency echolocation sounds produced by odontocetes but are more likely to affect detection of mysticete communication calls and other potentially important natural sounds such as those produced by surf and some prey species. The masking of communication signals by anthropogenic noise may be considered as a reduction in the communication space of animals (
                        <E T="03">e.g.,</E>
                         Clark 
                        <E T="03">et al.,</E>
                         2009) and may result in energetic or other costs as animals change their vocalization behavior (
                        <E T="03">e.g.,</E>
                         Miller 
                        <E T="03">et al.,</E>
                         2000; Foote 
                        <E T="03">et al.,</E>
                         2004; Parks 
                        <E T="03">et al.,</E>
                         2007; Di Iorio and Clark, 2009; Holt 
                        <E T="03">et al.,</E>
                         2009). Masking may be less in situations where the signal and noise come from different directions (Richardson 
                        <E T="03">et al.,</E>
                         1995), through amplitude modulation of the signal, or through other compensatory behaviors (Houser and Moore, 2014). Masking can be tested directly in captive species (
                        <E T="03">e.g.,</E>
                         Erbe, 2008), but in wild populations it must be either modeled or inferred from evidence of masking compensation. There are few studies addressing real-world masking sounds likely to be experienced by marine mammals in the wild (
                        <E T="03">e.g.,</E>
                         Branstetter 
                        <E T="03">et al.,</E>
                         2013).
                    </P>
                    <P>
                        Masking affects both senders and receivers of acoustic signals and can potentially have long-term chronic effects on marine mammals at the population level as well as at the individual level. Low-frequency ambient sound levels have increased by as much as 20 dB (more than three times in terms of SPL) in the world's ocean from pre-industrial periods, with most of the increase from distant commercial shipping (Hildebrand, 2009). All anthropogenic sound sources, but especially chronic and lower-frequency signals (
                        <E T="03">e.g.,</E>
                         from vessel traffic), contribute to elevated ambient sound levels, thus intensifying masking.
                    </P>
                    <P>
                        Masking effects of pulsed sounds (even from large arrays of airguns) on marine mammal calls and other natural sounds are expected to be limited, although there are few specific data on this. Because of the intermittent nature and low duty cycle of seismic pulses, animals can emit and receive sounds in the relatively quiet intervals between pulses. However, in exceptional situations, reverberation occurs for much or all of the interval between pulses (
                        <E T="03">e.g.,</E>
                         Simard 
                        <E T="03">et al.,</E>
                         2005; Clark and Gagnon 2006), which could mask calls. Situations with prolonged strong reverberation are infrequent. However, it is common for reverberation to cause some lesser degree of elevation of the background level between airgun pulses (
                        <E T="03">e.g.,</E>
                         Gedamke 2011; Guerra 
                        <E T="03">et al.,</E>
                         2011, 2016; Klinck 
                        <E T="03">et al.,</E>
                         2012; Guan 
                        <E T="03">et al.,</E>
                         2015), and this weaker reverberation presumably reduces the detection range of calls and other natural sounds to some degree. Guerra 
                        <E T="03">et al.</E>
                         (2016) 
                        <PRTPAGE P="9036"/>
                        reported that ambient noise levels between seismic pulses were elevated as a result of reverberation at ranges of 50 km from the seismic source. Based on measurements in deep water of the Southern Ocean, Gedamke (2011) estimated that the slight elevation of background noise levels during intervals between seismic pulses reduced blue and fin whale communication space by as much as 36-51 percent when a seismic survey was operating 450-2,800 km away. Based on preliminary modeling, Wittekind 
                        <E T="03">et al.</E>
                         (2016) reported that airgun sounds could reduce the communication range of blue and fin whales 2,000 km from the seismic source. Nieukirk 
                        <E T="03">et al.</E>
                         (2012) and Blackwell 
                        <E T="03">et al.</E>
                         (2013) noted the potential for masking effects from seismic surveys on large whales.
                    </P>
                    <P>
                        Some baleen and toothed whales are known to continue calling in the presence of seismic pulses, and their calls usually can be heard between the pulses (
                        <E T="03">e.g.,</E>
                         Nieukirk 
                        <E T="03">et al.,</E>
                         2012; Thode 
                        <E T="03">et al.,</E>
                         2012; Bröker 
                        <E T="03">et al.,</E>
                         2013; Sciacca 
                        <E T="03">et al.,</E>
                         2016). Cerchio 
                        <E T="03">et al.</E>
                         (2014) suggested that the breeding display of humpback whales off Angola could be disrupted by seismic sounds, as singing activity declined with increasing received levels. In addition, some cetaceans are known to change their calling rates, shift their peak frequencies, or otherwise modify their vocal behavior in response to airgun sounds (
                        <E T="03">e.g.,</E>
                         Di Iorio and Clark 2009; Castellote 
                        <E T="03">et al.,</E>
                         2012; Blackwell 
                        <E T="03">et al.,</E>
                         2013, 2015). The hearing systems of baleen whales are more sensitive to low-frequency sounds than are the ears of the small odontocetes that have been studied directly (
                        <E T="03">e.g.,</E>
                         MacGillivray 
                        <E T="03">et al.,</E>
                         2014). The sounds important to small odontocetes are predominantly at much higher frequencies than are the dominant components of airgun sounds, thus limiting the potential for masking. In general, masking effects of seismic pulses are expected to be minor, given the normally intermittent nature of seismic pulses.
                    </P>
                    <HD SOURCE="HD2">Vessel Noise</HD>
                    <P>
                        Vessel noise from survey vessels could affect marine animals in the proposed survey areas. Houghton 
                        <E T="03">et al.</E>
                         (2015) proposed that vessel speed is the most important predictor of received noise levels, and Putland 
                        <E T="03">et al.</E>
                         (2017) also reported reduced sound levels with decreased vessel speed. However, some energy is also produced at higher frequencies (Hermannsen 
                        <E T="03">et al.,</E>
                         2014); low levels of high-frequency sound from vessels has been shown to elicit responses in harbor porpoise (Dyndo 
                        <E T="03">et al.,</E>
                         2015).
                    </P>
                    <P>
                        Vessel noise, through masking, can reduce the effective communication distance of a marine mammal if the frequency of the sound source is close to that used by the animal, and if the sound is present for a significant fraction of time (
                        <E T="03">e.g.,</E>
                         Richardson 
                        <E T="03">et al.,</E>
                         1995; Clark 
                        <E T="03">et al.,</E>
                         2009; Jensen 
                        <E T="03">et al.,</E>
                         2009; Gervaise 
                        <E T="03">et al.,</E>
                         2012; Hatch 
                        <E T="03">et al.,</E>
                         2012; Rice 
                        <E T="03">et al.,</E>
                         2014; Dunlop, 2015; Jones 
                        <E T="03">et al.,</E>
                         2017; Putland 
                        <E T="03">et al.,</E>
                         2017). In addition to the frequency and duration of the masking sound, the strength, temporal pattern, and location of the introduced sound also play a role in the extent of the masking (Branstetter 
                        <E T="03">et al.,</E>
                         2013, 2016; Finneran and Branstetter 2013; Sills 
                        <E T="03">et al.,</E>
                         2017). Branstetter 
                        <E T="03">et al.</E>
                         (2013) reported that time-domain metrics are also important in describing and predicting masking.
                    </P>
                    <P>
                        Baleen whales are thought to be more sensitive to sound at these low frequencies than are toothed whales (
                        <E T="03">e.g.,</E>
                         MacGillivray 
                        <E T="03">et al.,</E>
                         2014), possibly causing localized avoidance of the survey area during seismic operations. Many odontocetes show considerable tolerance of vessel traffic, although they sometimes react at long distances if confined by ice or shallow water, if previously harassed by vessels, or have had little or no recent exposure to vessels (Richardson 
                        <E T="03">et al.,</E>
                         1995). Pirotta 
                        <E T="03">et al.</E>
                         (2015) noted that the physical presence of vessels, not just ship noise, disturbed the foraging activity of bottlenose dolphins. There is little data on the behavioral reactions of beaked whales to vessel noise, though they seem to avoid approaching vessels (
                        <E T="03">e.g.,</E>
                         Würsig 
                        <E T="03">et al.,</E>
                         1998) or dive for an extended period when approached by a vessel (
                        <E T="03">e.g.,</E>
                         Kasuya, 1986).
                    </P>
                    <P>In summary, survey vessel sounds would not be at levels expected to cause anything more than possible localized and temporary behavioral changes in marine mammals, and would not be expected to result in significant negative effects on individuals or at the population level. In addition, in all oceans of the world, large vessel traffic is currently so prevalent that it is commonly considered a usual source of ambient sound (NSF-USGS, 2011).</P>
                    <HD SOURCE="HD2">Vessel Strike</HD>
                    <P>
                        Vessel collisions with marine mammals, or vessel strikes, can result in death or serious injury of the animal. Wounds resulting from vessel strike may include massive trauma, hemorrhaging, broken bones, or propeller lacerations (Knowlton and Kraus, 2001). An animal at the surface may be struck directly by a vessel, a surfacing animal may hit the bottom of a vessel, or an animal just below the surface may be cut by a vessel's propeller. Superficial strikes may not kill or result in the death of the animal. These interactions are typically associated with large whales (
                        <E T="03">e.g.,</E>
                         fin whales), which are occasionally found draped across the bulbous bow of large commercial vessels upon arrival in port. Although smaller cetaceans are more maneuverable in relation to large vessels than are large whales, they may also be susceptible to strike. The severity of injuries typically depends on the size and speed of the vessel, with the probability of death or serious injury increasing as vessel speed increases (Knowlton and Kraus, 2001; Laist 
                        <E T="03">et al.,</E>
                         2001; Vanderlaan and Taggart, 2007; Conn and Silber, 2013). Impact forces increase with speed, as does the probability of a strike at a given distance (Silber 
                        <E T="03">et al.,</E>
                         2010; Gende 
                        <E T="03">et al.,</E>
                         2011).
                    </P>
                    <P>
                        Pace and Silber (2005) also found that the probability of death or serious injury increased rapidly with increasing vessel speed. Specifically, the predicted probability of serious injury or death increased from 45 to 75 percent as vessel speed increased from 10 to 14 knots (kn, 26 kilometer per hour (kph)), and exceeded 90 percent at 17 kn (31 kph). Higher speeds during collisions result in greater force of impact, but higher speeds also appear to increase the chance of severe injuries or death through increased likelihood of collision by pulling whales toward the vessel (Clyne, 1999; Knowlton 
                        <E T="03">et al.,</E>
                         1995). In a separate study, Vanderlaan and Taggart (2007) analyzed the probability of lethal mortality of large whales at a given speed, showing that the greatest rate of change in the probability of a lethal injury to a large whale as a function of vessel speed occurs between 8.6 and 15 kn (28 kph). The chances of a lethal injury decline from approximately 80 percent at 15 kn (28 kph) to approximately 20 percent at 8.6 kn (16 kph). At speeds below 11.8 kn (22 kph), the chances of lethal injury drop below 50 percent, while the probability asymptotically increases toward one hundred percent above 15 kn (28 kph).
                    </P>
                    <P>
                        Survey vessels will travel at a speed of 5 kn (9 kph) while towing seismic survey gear. At this speed, both the possibility of striking a marine mammal and the possibility of a strike resulting in serious injury or mortality are discountable. At average transit speed, the probability of serious injury or mortality resulting from a strike is less than 50 percent. However, the likelihood of a strike actually happening is again discountable. Vessel strikes, as analyzed in the studies cited above, generally involve commercial shipping, 
                        <PRTPAGE P="9037"/>
                        which is much more common in both space and time than is geophysical survey activity. No such incidents have been reported for geophysical survey vessels.
                    </P>
                    <P>Although the likelihood of the vessel striking a marine mammal is low, we propose a robust vessel strike avoidance protocol (see Proposed Mitigation), which we believe eliminates any foreseeable risk of vessel strike during transit. We anticipate that vessel collisions involving a seismic data acquisition vessel towing gear, while not impossible, represent unlikely, unpredictable events for which there are no preventive measures. Given the proposed mitigation measures, the relatively slow speed of the vessel towing gear, the presence of bridge crew watching for obstacles at all times (including marine mammals), and the presence of marine mammal observers, the possibility of vessel strike is discountable and, further, were a strike of a large whale to occur, it would be unlikely to result in serious injury or mortality. No incidental take resulting from vessel strike is anticipated, and this potential effect of the specified activity will not be discussed further in the following analysis.</P>
                    <P>
                        <E T="03">Stranding</E>
                        —When a living or dead marine mammal swims or floats onto shore and becomes “beached” or incapable of returning to sea, the event is a “stranding” (Geraci 
                        <E T="03">et al.,</E>
                         1999; Perrin and Geraci, 2002; Geraci and Lounsbury, 2005; NMFS, 2007). The legal definition for a stranding under the MMPA is that a marine mammal is dead and is on a beach or shore of the United States; or in waters under the jurisdiction of the United States (including any navigable waters); or a marine mammal is alive and is on a beach or shore of the United States and is unable to return to the water; on a beach or shore of the United States and, although able to return to the water, is in need of apparent medical attention; or in the waters under the jurisdiction of the United States (including any navigable waters), but is unable to return to its natural habitat under its own power or without assistance.
                    </P>
                    <P>
                        Marine mammals strand for a variety of reasons, such as infectious agents, biotoxicosis, starvation, fishery interaction, vessel strike, unusual oceanographic or weather events, sound exposure, or combinations of these stressors sustained concurrently or in series. However, the cause or causes of most strandings are unknown (Geraci 
                        <E T="03">et al.,</E>
                         1976; Eaton, 1979; Odell 
                        <E T="03">et al.,</E>
                         1980; Best, 1982). Numerous studies suggest that the physiology, behavior, habitat relationships, age, or condition of cetaceans may cause them to strand or might predispose them to strand when exposed to another phenomenon. These suggestions are consistent with the conclusions of numerous other studies that have demonstrated that combinations of dissimilar stressors commonly combine to kill an animal or dramatically reduce its fitness, even though one exposure without the other does not produce the same result (Chroussos, 2000; Creel, 2005; DeVries 
                        <E T="03">et al.,</E>
                         2003; Fair and Becker, 2000; Foley 
                        <E T="03">et al.,</E>
                         2001; Moberg, 2000; Relyea, 2005a; 2005b, Romero, 2004; Sih 
                        <E T="03">et al.,</E>
                         2004).
                    </P>
                    <P>
                        There is no conclusive evidence that exposure to airgun noise results in behaviorally-mediated forms of injury. Behaviorally-mediated injury (
                        <E T="03">i.e.,</E>
                         mass stranding events) has been primarily associated with beaked whales exposed to MFA sonar. MFA sonar and the alerting stimulus used in Nowacek 
                        <E T="03">et al.</E>
                         (2004) are very different from the noise produced by airguns. One should therefore not expect the same reaction to airgun noise as to these other sources. As explained below, military MFA sonar is very different from airguns, and one should not assume that airguns will cause the same effects as MFA sonar (including strandings).
                    </P>
                    <P>
                        To understand why military MFA sonar affects beaked whales differently than airguns do, it is important to note the distinction between behavioral sensitivity and susceptibility to auditory injury. To understand the potential for auditory injury in a particular marine mammal species in relation to a given acoustic signal, the frequency range the species is able to hear is critical, as well as the species' auditory sensitivity to frequencies within that range. Current data indicate that not all marine mammal species have equal hearing capabilities across all frequencies and, therefore, species are grouped into hearing groups with generalized hearing ranges assigned on the basis of available data (Southall 
                        <E T="03">et al.,</E>
                         2007, 2019). Hearing ranges as well as auditory sensitivity/susceptibility to frequencies within those ranges vary across the different groups. For example, in terms of hearing range, the very high-frequency cetaceans (
                        <E T="03">e.g., Kogia</E>
                         spp.) have a generalized hearing range of frequencies between 200 Hz and 165 kHz, while high-frequency cetaceans—such as dolphins and beaked whales—have a generalized hearing range between 150 Hz to 160 kHz. Regarding auditory susceptibility within the hearing range, while high-frequency cetaceans and very high-frequency cetaceans have roughly similar hearing ranges, the very high-frequency group is much more susceptible to noise-induced hearing loss during sound exposure, 
                        <E T="03">i.e.,</E>
                         these species have lower thresholds for these effects than other hearing groups (NMFS, 2018, 2024). Referring to a species as behaviorally sensitive to noise simply means that an animal of that species is more likely to respond to lower received levels of sound than an animal of another species that is considered less behaviorally sensitive. So, while dolphin species and beaked whale species—both in the high-frequency cetacean hearing group—are assumed to generally hear the same sounds equally well and be equally susceptible to noise-induced hearing loss (auditory injury), the best available information indicates that a beaked whale is more likely to behaviorally respond to that sound at a lower received level compared to an animal from other high-frequency cetacean species that are less behaviorally sensitive. This distinction is important because, while beaked whales are more likely to respond behaviorally to sounds than are many other species (even at lower levels), they cannot hear the predominant, lower frequency sounds from seismic airguns as well as sounds that have more energy at frequencies that beaked whales can hear better (such as military MFA sonar).
                    </P>
                    <P>
                        Military MFA sonar effects beaked whales differently than airguns do because it produces energy at different frequencies than airguns. High-frequency cetacean hearing is generically thought to be best between 8.8 to 110 kHz, 
                        <E T="03">i.e.,</E>
                         these cutoff values define the range above and below which a species in the group is assumed to have declining auditory sensitivity, until reaching frequencies that cannot be heard (NMFS, 2018, 2024). However, beaked whale hearing is likely best within a higher, narrower range (20-80 kHz, with best sensitivity around 40 kHz), based on a few measurements of hearing in stranded beaked whales (Cook 
                        <E T="03">et al.,</E>
                         2006; Finneran 
                        <E T="03">et al.,</E>
                         2009; Pacini 
                        <E T="03">et al.,</E>
                         2011) and several studies of acoustic signals produced by beaked whales (
                        <E T="03">e.g.,</E>
                         Frantzis 
                        <E T="03">et al.,</E>
                         2002; Johnson 
                        <E T="03">et al.,</E>
                         2004, 2006; Zimmer 
                        <E T="03">et al.,</E>
                         2005). While precaution requires that the full range of audibility be considered when assessing risks associated with noise exposure (Southall 
                        <E T="03">et al.,</E>
                         2007, 2019), animals typically produce sound at frequencies where they hear best. More recently, Southall 
                        <E T="03">et al.</E>
                         (2019) suggested that certain species in the high-frequency hearing group (beaked whales, sperm whales, and killer whales) are likely more sensitive to lower frequencies 
                        <PRTPAGE P="9038"/>
                        within the group's generalized hearing range than are other species within the group, and state that the data for beaked whales suggest sensitivity to approximately 5 kHz. However, this information is consistent with the general conclusion that beaked whales (and other high-frequency cetaceans) are relatively insensitive to the frequencies where most energy of an airgun signal is found. Military MFA sonar is typically considered to operate in the frequency range of approximately 3-14 kHz (D'Amico 
                        <E T="03">et al.,</E>
                         2009), 
                        <E T="03">i.e.,</E>
                         outside the range of likely best hearing for beaked whales but within or close to the lower bounds, whereas most energy in an airgun signal is radiated at much lower frequencies, below 500 Hz (Dragoset, 1990).
                    </P>
                    <P>
                        It is important to distinguish between energy (loudness, measured in dB) and frequency (pitch, measured in Hz). In considering the potential impacts of mid-frequency components of airgun noise (1-10 kHz, where beaked whales can be expected to hear) on marine mammal hearing, one needs to account for the energy associated with these higher frequencies and determine what energy is truly “significant.” Although there is mid-frequency energy associated with airgun noise (as expected from a broadband source), airgun sound is predominantly below 1 kHz (Breitzke 
                        <E T="03">et al.,</E>
                         2008; Tashmukhambetov 
                        <E T="03">et al.,</E>
                         2008; Tolstoy 
                        <E T="03">et al.,</E>
                         2009). As stated by Richardson 
                        <E T="03">et al.</E>
                         (1995), “[. . .] most emitted [seismic airgun] energy is at 10-120 Hz, but the pulses contain some energy up to 500-1,000 Hz.” Tolstoy 
                        <E T="03">et al.</E>
                         (2009) conducted empirical measurements, demonstrating that sound energy levels associated with airguns were at least 20 dB lower at 1 kHz (considered “mid-frequency”) compared to higher energy levels associated with lower frequencies (below 300 Hz) (“all but a small fraction of the total energy being concentrated in the 10-300 Hz range” (Tolstoy 
                        <E T="03">et al.,</E>
                         2009)), and at higher frequencies (
                        <E T="03">e.g.,</E>
                         2.6-4 kHz), power might be less than 10 percent of the peak power at 10 Hz. Energy levels measured by Tolstoy 
                        <E T="03">et al.</E>
                         (2009) were even lower at frequencies above 1 kHz. In addition, as sound propagates away from the source, it tends to lose higher-frequency components faster than low-frequency components (
                        <E T="03">i.e.,</E>
                         low-frequency sounds typically propagate longer distances than high-frequency sounds) (Diebold 
                        <E T="03">et al.,</E>
                         2010). Although higher-frequency components of airgun signals have been recorded, it is typically in surface-ducting conditions (
                        <E T="03">e.g.,</E>
                         DeRuiter 
                        <E T="03">et al.,</E>
                         2006; Madsen 
                        <E T="03">et al.,</E>
                         2006) or in shallow water, where there are advantageous propagation conditions for the higher frequency (but low-energy) components of the airgun signal (Hermannsen 
                        <E T="03">et al.,</E>
                         2015). This should not be of concern because the likely behavioral reactions of beaked whales that can result in acute physical injury would result from noise exposure at depth (because of the potentially greater consequences of severe behavioral reactions). In summary, the frequency content of airgun signals is such that beaked whales will not be able to hear the signals well (compared to MFA sonar), especially at depth where we expect the consequences of noise exposure could be more severe.
                    </P>
                    <P>
                        Aside from frequency content, there are other significant differences between MFA sonar signals and the sounds produced by airguns that minimize the risk of severe behavioral reactions that could lead to strandings or deaths at sea, 
                        <E T="03">e.g.,</E>
                         significantly longer signal duration, horizontal sound direction, typical fast and unpredictable source movement. All of these characteristics of MFA sonar tend towards greater potential to cause severe behavioral or physiological reactions in exposed beaked whales that may contribute to stranding. Although both sources are powerful, MFA sonar contains significantly greater energy in the mid-frequency range, where beaked whales hear better. Short-duration, high energy pulses—such as those produced by airguns—have greater potential to cause damage to auditory structures (though this is unlikely for high-frequency cetaceans, as explained later in this document), but it is longer duration signals that have been implicated in the vast majority of beaked whale strandings. Faster, less predictable movements in combination with multiple source vessels are more likely to elicit a severe, potentially anti-predator response. Of additional interest in assessing the divergent characteristics of MFA sonar and airgun signals and their relative potential to cause stranding events or deaths at sea is the similarity between the MFA sonar signals and stereotyped calls of beaked whales' primary predator: the killer whale (Zimmer and Tyack, 2007). Although generic disturbance stimuli—as airgun noise may be considered in this case for beaked whales—may also trigger antipredator responses, stronger responses should generally be expected when perceived risk is greater, as when the stimulus is confused for a known predator (Frid and Dill, 2002). In addition, because the source of the perceived predator (
                        <E T="03">i.e.,</E>
                         MFA sonar) will likely be closer to the whales (because attenuation limits the range of detection of mid-frequencies) and moving faster (because it will be on faster-moving vessels), any antipredator response would be more likely to be severe (with greater perceived predation risk, an animal is more likely to disregard the cost of the response; Frid and Dill, 2002). Indeed, when analyzing movements of a beaked whale exposed to playback of killer whale predation calls, Allen 
                        <E T="03">et al.</E>
                         (2014) found that the whale engaged in a prolonged, directed avoidance response, suggesting a behavioral reaction that could pose a risk factor for stranding. Overall, these significant differences between sound from MFA sonar and the mid-frequency sound component from airguns and the likelihood that MFA sonar signals will be interpreted in error as a predator are critical to understanding the likely risk of behaviorally-mediated injury due to seismic surveys.
                    </P>
                    <P>
                        The available scientific literature also provides a useful contrast between airgun noise and MFA sonar regarding the likely risk of behaviorally-mediated injury. There is strong evidence for the association of beaked whale stranding events with MFA sonar use, and particularly detailed accounting of several events is available (
                        <E T="03">e.g.,</E>
                         a 2000 Bahamas stranding event for which investigators concluded that MFA sonar use was responsible; Evans and England, 2001). D'Amico 
                        <E T="03">et al.</E>
                         (2009) reviewed 126 beaked whale mass stranding events over the period from 1950 (
                        <E T="03">i.e.,</E>
                         from the development of modern MFA sonar systems) through 2004. Of these, there were two events where detailed information was available on both the timing and location of the stranding and the concurrent nearby naval activity, including verification of active MFA sonar usage, with no evidence for an alternative cause of stranding. An additional 10 events were at minimum spatially and temporally coincident with naval activity likely to have included MFA sonar use and, despite incomplete knowledge of timing and location of the stranding or the naval activity in some cases, there was no evidence for an alternative cause of stranding. The U.S. Navy has publicly stated agreement that five such events since 1996 were associated in time and space with MFA sonar use, either by the U.S. Navy alone or in joint training exercises with the North Atlantic Treaty Organization. The U.S. Navy additionally noted that, as of 2017, a 2014 beaked whale stranding event in Crete coincident with naval exercises was under review and had not yet been 
                        <PRTPAGE P="9039"/>
                        determined to be linked to sonar activities (U.S. Navy, 2017). Separately, the International Council for the Exploration of the Sea reported in 2005 that, worldwide, there have been about 50 known strandings, consisting mostly of beaked whales, with a potential causal link to MFA sonar (International Council for the Exploration for the Sea, 2005). In contrast, very few such associations have been made to seismic surveys, despite widespread use of airguns as a geophysical sound source in numerous locations around the world.
                    </P>
                    <P>
                        A review of possible stranding associations with seismic surveys (Castellote and Llorens, 2016) states that, “[s]peculation concerning possible links between seismic survey noise and cetacean strandings is available for a dozen events but without convincing causal evidence.” The authors' search of available information found 10 events worth further investigation via a ranking system representing a rough metric of the relative level of confidence offered by the data for inferences about the possible role of the seismic survey in a given stranding event. Only three of these events involved beaked whales. Whereas D'Amico 
                        <E T="03">et al.</E>
                         (2009) used a 1-5 ranking system, in which “1” represented the most robust evidence connecting the event to MFA sonar use, Castellote and Llorens (2016) used a 1-6 ranking system, in which “6” represented the most robust evidence connecting the event to the seismic survey. As described above, D'Amico 
                        <E T="03">et al.</E>
                         (2009) found that two events were ranked “1” and 10 events were ranked “2” (
                        <E T="03">i.e.,</E>
                         12 beaked whale stranding events were found to be associated with MFA sonar use). In contrast, Castellote and Llorens (2016) found that none of the three beaked whale stranding events achieved their highest ranks of 5 or 6. Of the 10 total events, none achieved the highest rank of 6. Two events were ranked as 5: one stranding in Peru involving dolphins and porpoises and a 2008 stranding in Madagascar. This latter ranking can only be broadly associated with the survey itself, as opposed to use of seismic airguns. An investigation of the 2008 Madagascar stranding event, which did not involve beaked whales, concluded that use of a high-frequency mapping system (12-kHz multibeam echosounder) was the most plausible and likely initial behavioral trigger of the event, which was likely exacerbated by several site- and situation-specific secondary factors. The review panel found that seismic airguns were used after the initial strandings and animals entering a lagoon system, that airgun use clearly had no role as an initial trigger, and that there was no evidence that airgun use dissuaded animals from leaving (Southall 
                        <E T="03">et al.,</E>
                         2013).
                    </P>
                    <P>However, one of these stranding events, involving two goose-beaked beaked whales, was contemporaneous with and reasonably associated spatially with a 2002 seismic survey in the Gulf of California, as was the case for the 2007 Gulf of Cadiz seismic survey discussed by Castellote and Llorens (also involving two goose-beaked beaked whales). Neither event was considered a “true atypical mass stranding” (according to Frantzis (1998)) as used in the analysis of Castellote and Llorens (2016). While we agree with Castellote and Llorens that this lack of evidence associating seismic surveys and stranding events should not be considered conclusive, it is clear that there is very little evidence that seismic surveys should be considered as posing a significant risk of acute harm to beaked whales or other high-frequency cetaceans. We have considered the potential for the proposed surveys to result in marine mammal stranding and, based on the best available information, do not expect a stranding to occur.</P>
                    <HD SOURCE="HD2">Other Potential Impacts</HD>
                    <P>Here, we briefly address the potential risks due to entanglement and contaminant spills. We are not aware of any records of marine mammal entanglement in towed arrays such as those considered here, and we address measures designed to eliminate the potential for entanglement in gear used by OBN surveys in Proposed Mitigation. The discharge of trash and debris is prohibited (33 CFR 151.51 through 151.77) unless it is passed through a machine that breaks up solids such that they can pass through a 25-mm mesh screen. All other trash and debris must be returned to shore for proper disposal with municipal and solid waste. Some personal items may be accidentally lost overboard. However, U.S. Coast Guard and Environmental Protection Act regulations require operators to become proactive in avoiding accidental loss of solid waste items by developing waste management plans, posting informational placards, manifesting trash sent to shore, and using special precautions such as covering outside trash bins to prevent accidental loss of solid waste. Entanglement risks are essentially eliminated by the proposed requirements, and entanglement risks are not discussed further in this document.</P>
                    <P>
                        Marine mammals could be affected by accidentally spilled diesel fuel from a vessel associated with proposed survey activities. Quantities of diesel fuel on the sea surface may affect marine mammals through various pathways: surface contact of the fuel with skin and other mucous membranes, inhalation of concentrated petroleum vapors, or ingestion of the fuel (direct ingestion or by the ingestion of contaminated prey) (
                        <E T="03">e.g.,</E>
                         Geraci and St. Aubin, 1980, 1985, 1990). However, the likelihood of a fuel spill during any particular geophysical survey is considered to be remote, and the potential for impacts to marine mammals would depend greatly on the size and location of a spill and meteorological conditions at the time of the spill. Spilled fuel would rapidly spread to a layer of varying thickness and break up into narrow bands or windrows parallel to the wind direction. The rate at which the fuel spreads would be determined by the prevailing conditions such as temperature, water currents, tidal streams, and wind speeds. Lighter, volatile components of the fuel would evaporate to the atmosphere almost completely in a few days. Evaporation rate may increase as the fuel spreads because of the increased surface area of the slick. Rougher seas, high wind speeds, and high temperatures also tend to increase the rate of evaporation and the proportion of fuel lost by this process (Scholz 
                        <E T="03">et al.,</E>
                         1999). We do not anticipate potentially meaningful effects to marine mammals as a result of any contaminant spill resulting from the proposed survey activities, and contaminant spills resulting from the specified activity are not discussed further in this document.
                    </P>
                    <HD SOURCE="HD2">Anticipated Effects on Marine Mammal Habitat</HD>
                    <P>
                        <E T="03">Physical Disturbance</E>
                        —Sources of seafloor disturbance related to geophysical surveys that may impact marine mammal habitat include placement of anchors, nodes, cables, sensors, or other equipment on or in the seafloor for various activities. Equipment deployed on the seafloor has the potential to cause direct physical damage and could affect bottom-associated fish resources.
                    </P>
                    <P>
                        Placement of equipment, such as nodes, on the seafloor could damage areas of hard bottom where direct contact with the seafloor occurs and could crush epifauna (organisms that live on the seafloor or surface of other organisms). Damage to unknown or unseen hard bottom could occur, but because of the small area covered by most bottom-founded equipment, the patchy distribution of hard bottom habitat, and typical BOEM permit 
                        <PRTPAGE P="9040"/>
                        conditions related to avoidance of such areas, contact with unknown hard bottom is expected to be rare and impacts minor. Seafloor disturbance in areas of soft bottom can cause loss of small patches of epifauna and infauna due to burial or crushing, and bottom-feeding fishes could be temporarily displaced from feeding areas. Overall, any effects of physical damage to habitat are expected to be minor and temporary.
                    </P>
                    <P>
                        <E T="03">Effects to Prey</E>
                        —Marine mammal prey varies by species, season, and location and, for some, is not well documented. Fish react to sounds which are especially strong and/or intermittent low-frequency sounds, and behavioral responses such as flight or avoidance are the most likely effects. However, the reaction of fish to airguns depends on the physiological state of the fish, past exposures, motivation (
                        <E T="03">e.g.,</E>
                         feeding, spawning, migration), and other environmental factors. Several studies have demonstrated that airgun sounds might affect the distribution and behavior of some fishes, potentially impacting foraging opportunities or increasing energetic costs (
                        <E T="03">e.g.,</E>
                         Fewtrell and McCauley, 2012; Pearson 
                        <E T="03">et al.,</E>
                         1992; Skalski 
                        <E T="03">et al.,</E>
                         1992; Santulli 
                        <E T="03">et al.,</E>
                         1999; Paxton 
                        <E T="03">et al.,</E>
                         2017), though the bulk of studies indicate no or slight reaction to noise (
                        <E T="03">e.g.,</E>
                         Miller and Cripps, 2013; Dalen and Knutsen, 1987; Peña 
                        <E T="03">et al.,</E>
                         2013; Chapman and Hawkins, 1969; Wardle 
                        <E T="03">et al.,</E>
                         2001; Jorgenson and Gyselman, 2009; Blaxter 
                        <E T="03">et al.,</E>
                         1981; Cott 
                        <E T="03">et al.,</E>
                         2012; Boeger 
                        <E T="03">et al.,</E>
                         2006), and that, most commonly, while there are likely to be impacts to fish as a result of noise from nearby airguns, such effects will be temporary. For example, investigators reported significant, short-term declines in commercial fishing catch rate of gadid fishes during and for up to 5 days after seismic survey operations, but the catch rate subsequently returned to normal (Engås 
                        <E T="03">et al.,</E>
                         1996; Engås and Lokkeborg, 2002). Other studies have reported similar findings (Hassel 
                        <E T="03">et al.,</E>
                         2004).
                    </P>
                    <P>
                        Skalski 
                        <E T="03">et al.,</E>
                         (1992) also found a reduction in catch rates—for rockfish (
                        <E T="03">Sebastes</E>
                         spp.) in response to controlled airgun exposure—but suggested that the mechanism underlying the decline was not dispersal but rather decreased responsiveness to baited hooks associated with an alarm behavioral response. A companion study showed that alarm and startle responses were not sustained following the removal of the sound source (Pearson 
                        <E T="03">et al.,</E>
                         1992). Therefore, Skalski 
                        <E T="03">et al.</E>
                         (1992) suggested that the effects on fish abundance may be transitory, primarily occurring during the sound exposure itself. In some cases, effects on catch rates are variable within a study, which may be more broadly representative of temporary displacement of fish in response to airgun noise (
                        <E T="03">i.e.,</E>
                         catch rates may increase in some locations and decrease in others) than any long-term damage to the fish themselves (Streever 
                        <E T="03">et al.,</E>
                         2016).
                    </P>
                    <P>
                        SPLs of sufficient strength have been known to cause injury to fish and fish mortality and, in some studies, fish auditory systems have been damaged by airgun noise (McCauley 
                        <E T="03">et al.,</E>
                         2003; Popper 
                        <E T="03">et al.,</E>
                         2005; Song 
                        <E T="03">et al.,</E>
                         2008). However, in most fish species, hair cells in the ear continuously regenerate and loss of auditory function likely is restored when damaged cells are replaced with new cells. Halvorsen 
                        <E T="03">et al.</E>
                         (2012) showed that a TTS of 4-6 dB was recoverable within 24 hours for one species. Impacts would be most severe when the individual fish is close to the source and when the duration of exposure is long; both of which are conditions unlikely to occur for this survey that is necessarily transient in any given location and likely result in brief, infrequent noise exposure to prey species in any given area. For seismic surveys, the sound source is constantly moving, and most fish would likely avoid the sound source prior to receiving sound of sufficient intensity to cause physiological or anatomical damage. In addition, ramp-up may allow certain fish species the opportunity to move further away from the sound source.
                    </P>
                    <P>
                        A comprehensive review (Carroll 
                        <E T="03">et al.,</E>
                         2017) found that results are mixed as to the effects of airgun noise on the prey of marine mammals. While some studies suggest a change in prey distribution and/or a reduction in prey abundance following the use of seismic airguns, others suggest no effects or even positive effects in prey abundance. As one specific example, Paxton 
                        <E T="03">et al.</E>
                         (2017), which describes findings related to the effects of a 2014 seismic survey on a reef off of North Carolina, showed a 78 percent decrease in observed nighttime abundance for certain species. It is important to note that the evening hours during which the decline in fish habitat use was recorded (via video recording) occurred on the same day that the seismic survey passed, and no subsequent data is presented to support an inference that the response was long-lasting. Additionally, given that the finding is based on video images, the lack of recorded fish presence does not support a conclusion that the fish actually moved away from the site or suffered any serious impairment. In summary, this particular study corroborates prior studies indicating that a startle response or short-term displacement should be expected.
                    </P>
                    <P>
                        Available data suggest that cephalopods are capable of sensing the particle motion of sounds and detect low frequencies up to 1-1.5 kHz, depending on the species, and so are likely to detect airgun noise (Kaifu 
                        <E T="03">et al.,</E>
                         2008; Hu 
                        <E T="03">et al.,</E>
                         2009; Mooney 
                        <E T="03">et al.,</E>
                         2010; Samson 
                        <E T="03">et al.,</E>
                         2014). Auditory injuries (lesions occurring on the statocyst sensory hair cells) have been reported upon controlled exposure to low-frequency sounds, suggesting that cephalopods are particularly sensitive to low-frequency sound (André 
                        <E T="03">et al.,</E>
                         2011; Solé 
                        <E T="03">et al.,</E>
                         2013). Behavioral responses, such as inking and jetting, have also been reported upon exposure to low-frequency sound (McCauley 
                        <E T="03">et al.,</E>
                         2000; Samson 
                        <E T="03">et al.,</E>
                         2014). Similar to fish, however, the transient nature of the survey leads to an expectation that effects will be largely limited to behavioral reactions and would occur as a result of brief, infrequent exposures.
                    </P>
                    <P>
                        With regard to potential impacts on zooplankton, McCauley 
                        <E T="03">et al.</E>
                         (2017) found that exposure to airgun noise resulted in significant depletion for more than half the taxa present and that there were two to three times more dead zooplankton after airgun exposure compared with controls for all taxa, within 1 km of the airguns. However, the authors also stated that in order to have significant impacts on 
                        <E T="03">r</E>
                        -selected species (
                        <E T="03">i.e.,</E>
                         those with high growth rates and that produce many offspring) such as plankton, the spatial or temporal scale of impact must be large in comparison with the ecosystem concerned, and it is possible that the findings reflect avoidance by zooplankton rather than mortality (McCauley 
                        <E T="03">et al.,</E>
                         2017). In addition, the results of this study are inconsistent with a large body of research that generally finds limited spatial and temporal impacts to zooplankton as a result of exposure to airgun noise (
                        <E T="03">e.g.,</E>
                         Dalen and Knutsen, 1987; Payne, 2004; Stanley 
                        <E T="03">et al.,</E>
                         2011). Most prior research on this topic, which has focused on relatively small spatial scales, has showed minimal effects (
                        <E T="03">e.g.,</E>
                         Kostyuchenko, 1973; Booman 
                        <E T="03">et al.,</E>
                         1996; Sætre and Ona, 1996; Pearson 
                        <E T="03">et al.,</E>
                         1994; Bolle 
                        <E T="03">et al.,</E>
                         2012).
                    </P>
                    <P>
                        A modeling exercise was conducted as a follow-up to the McCauley 
                        <E T="03">et al.</E>
                         (2017) study (as recommended by McCauley 
                        <E T="03">et al.</E>
                        ), in order to assess the potential for impacts on ocean ecosystem dynamics and zooplankton population dynamics (Richardson 
                        <E T="03">et al.,</E>
                         2017). Richardson 
                        <E T="03">et al.</E>
                         (2017) found that for copepods with a short life cycle 
                        <PRTPAGE P="9041"/>
                        in a high-energy environment, a full-scale airgun survey would impact copepod abundance up to 3 days following the end of the survey, suggesting that effects such as those found by McCauley 
                        <E T="03">et al.</E>
                         (2017) would not be expected to be detectable downstream of the survey areas, either spatially or temporally.
                    </P>
                    <P>
                        Notably, a subsequent study produced results inconsistent with those of McCauley 
                        <E T="03">et al.</E>
                         (2017). Researchers conducted a field and laboratory study to assess if exposure to airgun noise affects mortality, predator escape response, or gene expression of the copepod 
                        <E T="03">Calanus finmarchicus</E>
                         (Fields 
                        <E T="03">et al.,</E>
                         2019). Immediate mortality of copepods was significantly higher, relative to controls, at distances of 5 m or less from the airguns. Mortality 1 week after the airgun pulse was significantly higher in the copepods placed 10 m from the airgun but was not significantly different from the controls at a distance of 20 m from the airgun. The increase in mortality, relative to controls, did not exceed 30 percent at any distance from the airgun. Moreover, the authors caution that even this higher mortality in the immediate vicinity of the airguns may be more pronounced than what would be observed in free-swimming animals due to increased flow speed of fluid inside bags containing the experimental animals. There were no sublethal effects on the escape performance or the sensory threshold needed to initiate an escape response at any of the distances from the airgun that were tested. Whereas McCauley 
                        <E T="03">et al.</E>
                         (2017) reported an SEL of 156 dB at a range of 509-658 m, with zooplankton mortality observed at that range, Fields 
                        <E T="03">et al.</E>
                         (2019) reported an SEL of 186 dB at a range of 25 m, with no reported mortality at that distance. Regardless, if we assume a worst-case likelihood of severe impacts to zooplankton within approximately 1 km of the acoustic source, the brief time to regeneration of the potentially affected zooplankton populations does not lead us to expect any meaningful follow-on effects to the prey base for marine mammals.
                    </P>
                    <P>
                        A review article concluded that, while laboratory results provide scientific evidence for high-intensity and low-frequency sound-induced physical trauma and other negative effects on some fish and invertebrates, the sound exposure scenarios in some cases are not realistic to those encountered by marine organisms during routine seismic operations (Carroll 
                        <E T="03">et al.,</E>
                         2017). The review finds that there has been no evidence of reduced catch or abundance following seismic activities for invertebrates, and that there is conflicting evidence for fish with catch observed to increase, decrease, or remain the same. Further, where there is evidence for decreased catch rates in response to airgun noise, these findings provide no information about the underlying biological cause of catch rate reduction (Carroll 
                        <E T="03">et al.,</E>
                         2017).
                    </P>
                    <P>
                        In summary, impacts of the specified activity on marine mammal prey species will likely generally be limited to behavioral responses, the majority of prey species will be capable of moving out of the area during the survey, a rapid return to normal recruitment, distribution, and behavior for prey species is anticipated, and, overall, impacts to prey species will be minor and temporary. Prey species exposed to sound might move away from the sound source, experience TTS, experience masking of biologically relevant sounds, or show no obvious direct effects. Mortality from decompression injuries is possible in close proximity to a sound, but only limited data on mortality in response to airgun noise exposure are available (Hawkins 
                        <E T="03">et al.,</E>
                         2014). The most likely impacts for most prey species in the survey area would be temporary avoidance of the area. The proposed survey would move through an area relatively quickly, limiting exposure to multiple impulsive sounds. In all cases, sound levels would return to ambient once the survey moves out of the area or ends and the noise source is shut down and, when exposure to sound ends, behavioral and/or physiological responses are expected to end relatively quickly (McCauley 
                        <E T="03">et al.,</E>
                         2000). The duration of fish avoidance of a given area after survey effort stops is unknown, but a rapid return to normal recruitment, distribution, and behavior is anticipated. While the potential for disruption of spawning aggregations or schools of important prey species can be meaningful on a local scale, the mobile and temporary nature of typical surveys and the likelihood of temporary avoidance behavior suggest that impacts would be minor.
                    </P>
                    <P>
                        <E T="03">Acoustic Habitat</E>
                        —Acoustic habitat is the soundscape—which encompasses all of the sound present in a particular location and time, as a whole—when considered from the perspective of the animals experiencing it. Animals produce sound for, or listen for sounds produced by, conspecifics (communication during feeding, mating, and other social activities), other animals (finding prey or avoiding predators), and the physical environment (finding suitable habitats, navigating). Together, sounds made by animals and the geophysical environment (
                        <E T="03">e.g.,</E>
                         produced by earthquakes, lightning, wind, rain, waves) make up the natural contributions to the total acoustics of a place. These acoustic conditions, termed acoustic habitat, are one attribute of an animal's total habitat.
                    </P>
                    <P>
                        Soundscapes are also defined by, and acoustic habitat is influenced by, the total contribution of anthropogenic sound. This may include incidental emissions from sources such as vessel traffic, or may be intentionally introduced to the marine environment for data acquisition purposes (as in the use of airgun arrays). Anthropogenic noise varies widely in its frequency content, duration, and loudness, and these characteristics greatly influence the potential habitat-mediated effects to marine mammals (please see also the previous discussion on masking under 
                        <E T="03">Acoustic Effects</E>
                        ), which may range from local effects for brief periods of time to chronic effects over large areas and for long durations. Depending on the extent of effects to habitat, animals may alter their communications signals (thereby potentially expending additional energy) or miss acoustic cues (either conspecific or adventitious). For more detail on these concepts see, 
                        <E T="03">e.g.,</E>
                         Barber 
                        <E T="03">et al.,</E>
                         2010; Pijanowski 
                        <E T="03">et al.,</E>
                         2011; Francis and Barber, 2013; Lillis 
                        <E T="03">et al.,</E>
                         2014.
                    </P>
                    <P>Problems arising from a failure to detect cues are more likely to occur when noise stimuli are chronic and overlap with biologically relevant cues used for communication, orientation, and predator/prey detection (Francis and Barber, 2013). Although the signals emitted by seismic airgun arrays are generally low frequency, they would also likely be of short duration and transient in any given area due to the nature of these surveys. As described previously, exploratory surveys such as these cover a large area but would be transient rather than focused in a given location over time and therefore would not be considered chronic in any given location.</P>
                    <P>Based on the information discussed herein, we conclude that impacts of the specified activity are not likely to have more than short-term adverse effects on any prey habitat or populations of prey species. Further, any impacts to marine mammal habitat are not expected to result in significant or long-term consequences for individual marine mammals, or to contribute to adverse impacts on their populations.</P>
                    <HD SOURCE="HD1">Estimated Take</HD>
                    <P>
                        This section provides an estimate of the numbers and type of incidental takes that may be expected to occur 
                        <PRTPAGE P="9042"/>
                        under the specified activity, which informs NMFS' negligible impact determinations. Realized incidental takes would be determined by the actual levels of activity at specific times and places that occur under any issued LOAs and by the actual acoustic source used. Take estimates are available for the three different airgun array configurations described previously. The highest modeled estimated take (annual and 5-year total) for each species is analyzed for the negligible impact analysis.
                    </P>
                    <P>Except with respect to certain activities not pertinent here, section 3(18) of the MMPA defines “harassment” as: any act of pursuit, torment, or annoyance which (i) has the potential to injure a marine mammal or marine mammal stock in the wild (Level A harassment); or (ii) has the potential to disturb a marine mammal or marine mammal stock in the wild by causing disruption of behavioral patterns, including, but not limited to, migration, breathing, nursing, breeding, feeding, or sheltering (Level B harassment). Harassment is the only type of take expected to result from these activities. It is unlikely that lethal takes would occur even in the absence of the mitigation and monitoring measures, and no such takes are anticipated or will be authorized.</P>
                    <P>Anticipated takes would primarily be by Level B harassment, as use of the described acoustic sources, particularly airgun arrays, is likely to disrupt behavioral patterns of marine mammals upon exposure to sound at certain levels. There is also some potential for auditory injury (Level A harassment) to result for LF and VHF species due to the size of the predicted auditory injury zones for those species, though none is predicted to occur for Rice's whales (the only LF cetacean in the GOA). NMFS does not expect auditory injury to occur for HF species. Detailed discussion of this determination is provided below.</P>
                    <P>
                        Below, we summarize how the take that may be authorized was estimated using acoustic thresholds, sound field modeling, and marine mammal density data. In addition to discussion provided below, please see associated companion documents available on NMFS' website, for additional detail (Zeddies 
                        <E T="03">et al.,</E>
                         2015, 2017a; Weirathmueller 
                        <E T="03">et al.,</E>
                         2022). A summary overview of the take estimation process, as well as full discussion related to the development of estimated take numbers, is provided below.
                    </P>
                    <HD SOURCE="HD2">Acoustic Thresholds</HD>
                    <P>NMFS uses acoustic thresholds that identify the received level of underwater sound above which exposed marine mammals generally would be reasonably expected to exhibit disruption of behavioral patterns (Level B harassment) or to incur AUD INJ of some degree (Level A harassment).</P>
                    <P>
                        <E T="03">Level B Harassment</E>
                        —NMFS carries forward the approach to evaluation of potential take by Level B harassment used for the current ITRs. Based on the practical need to use a relatively simple threshold based on available information that is both predictable and measurable for most activities, NMFS typically uses a generalized acoustic threshold based on received level to estimate the onset of Level B harassment (
                        <E T="03">e.g.,</E>
                         the historical 160 dB rms threshold for intermittent sources, which include the impulsive sources evaluated herein). In this case, NMFS identified a more complex probabilistic risk function for use in evaluating the potential effects of the specified activity. This function, first described in Wood 
                        <E T="03">et al.</E>
                         (2012), differs from the single-step 160 dB rms criterion primarily by acknowledging the potential for Level B harassment at exposures to received levels below 160 dB rms as well as the potential that animals exposed to received levels above 160 dB rms will not respond in ways constituting Level B harassment. The approach described by Wood 
                        <E T="03">et al.</E>
                         (2012) also accounts for differential hearing sensitivity by incorporating the Type I frequency-weighting functions described by Southall 
                        <E T="03">et al.</E>
                         (2007). The broader Type I filters are appropriately retained for use in evaluating potential behavioral disturbance in conjunction with the probabilistic response function. The criteria are described in table 4.
                    </P>
                    <GPH SPAN="3" DEEP="73">
                        <GID>EP24FE26.016</GID>
                    </GPH>
                    <P>
                        <E T="03">Level A harassment</E>
                        —Modeling supporting the 2021 and 2024 final rules relied on NMFS' Technical Guidance for Assessing the Effects of Anthropogenic Sound on Marine Mammal Hearing (Version 2.0; NMFS, 2018) (table 5). Since issuance of those rules, NMFS completed Updated Technical Guidance (NMFS, 2024) (table 6). Both versions of the technical guidance identify dual criteria to assess auditory injury (Level A harassment) to five different marine mammal groups (based on hearing sensitivity) as a result of exposure to noise from two different types of sources (impulsive or non-impulsive). This proposed rule carries forward the modeling and resulting take estimates from the existing ITR, based on the 2018 Technical Guidance (NMFS, 2018), based on our determination that those estimates of Level A harassment remain sufficiently representative of any incidents of Level A harassment that may reasonably be expected to occur (described next).
                    </P>
                    <GPH SPAN="3" DEEP="158">
                        <PRTPAGE P="9043"/>
                        <GID>EP24FE26.017</GID>
                    </GPH>
                    <P>
                        These thresholds are provided in tables 5 and 6. The references, analysis, and methodology used in the development of the thresholds are described in NMFS' 2018 Technical Guidance and NMFS' 2024 Updated Technical Guidance, both of which may be accessed at: 
                        <E T="03">https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance.</E>
                         The specified activity considered herein includes the use of impulsive seismic sources (
                        <E T="03">i.e.,</E>
                         airguns).
                    </P>
                    <GPH SPAN="3" DEEP="185">
                        <GID>EP24FE26.018</GID>
                    </GPH>
                    <P>
                        In summary, the peak pressure threshold for LF cetaceans increased by 3 dB, while the cumulative SEL threshold (upon which estimates of potential AUD INJ for LF cetaceans is based in this case) is unchanged. As discussed below, no Level A harassment is likely to occur for HF cetaceans, though we note that the cumulative SEL threshold for the hearing group increased by 8 dB. The peak pressure threshold for VHF cetaceans (upon which estimates of potential AUD INJ are based in this case) is unchanged, while the cumulative SEL threshold increased by 4 dB (see tables 5 and 6). Regarding the underlying frequency sensitivities, the generalized hearing range for LF cetaceans remains essentially the same (currently estimated as 7 Hz-36 kHz versus 7 Hz-35 kHz in the 2018 Technical Guidance), while the current HF cetacean hearing range is unchanged from that estimated for the previously named mid-frequency hearing group. The current VHF cetacean hearing range was changed more significantly, from 275 Hz-160 kHz (for the previously named HF hearing group) to 200 Hz-165 kHz (see table 3). However, because the potential for Level A harassment is best predicted by exposures above the peak pressure threshold for VHF cetaceans, the change to estimated hearing range, and changes to the auditory weighting function, are not relevant, 
                        <E T="03">i.e.,</E>
                         frequency weighting is not a factor in evaluating exposures to peak pressure output from airgun arrays. As the peak pressure threshold for this hearing group is unchanged, no change would be expected to the previously estimated instances of Level A harassment.
                    </P>
                    <P>
                        Although the operable cumulative SEL threshold for LF cetaceans is unchanged, frequency weighting is relevant to evaluations of potential exposure above the threshold. Changes to the LF cetacean weighting function would be expected to result in slight increases to estimated isopleth distances associated with the AUD INJ threshold, though these would remain smaller than the proposed shutdown distance for Rice's whales (see Proposed Mitigation). The existing take estimates, which NMFS proposes to carry forward for this ITR, predict that no Level A harassment will occur for Rice's whales. Given the very low likelihood of injurious exposure for Rice's whales, in context of the proposed mitigation requirements, NMFS has determined that the minor changes to the Technical Guidance for LF cetaceans do not affect the likelihood of Level A harassment and, therefore, there is no need to update related quantitative estimates. There are no 
                        <PRTPAGE P="9044"/>
                        changes to the existing estimates of potential Level A harassment for any species.
                    </P>
                    <HD SOURCE="HD2">Acoustic Exposure Modeling</HD>
                    <P>
                        Zeddies 
                        <E T="03">et al.</E>
                         (2015, 2017a) provided estimates of the annual marine mammal acoustic exposures exceeding the aforementioned criteria caused by sounds from geophysical survey activity in the GOA for 10 years of notional activity levels, using 8,000-in
                        <SU>3</SU>
                         airguns and other sources, as well as full detail regarding the original acoustic exposure modeling conducted in support of BOEM's 2016 petition and NMFS' analysis in support of the 2021 final rule. Zeddies 
                        <E T="03">et al.</E>
                         (2017b) provided information regarding source and propagation modeling related to the 4,130-in
                        <SU>3</SU>
                         airgun array, and Weirathmueller 
                        <E T="03">et al.</E>
                         (2022) provide detail regarding the modeling performed for the 5,110-in
                        <SU>3</SU>
                         airgun array. For full details of the modeling effort, see the reports (available online at: 
                        <E T="03">https://www.fisheries.noaa.gov/action/incidental-take-authorization-oil-and-gas-industry-geophysical-survey-activity-gulf-mexico</E>
                        ).
                    </P>
                    <P>The modeling effort produced exposure estimates computed from modeled sound levels as received by simulated animals (animats) in a specific modeling area. As described previously, the GOA was divided into seven modeling zones with six survey types simulated within each zone to estimate the potential effects of each survey: shelf and slope waters were divided into eastern, central, and western zones, plus a single deep-water zone, to account for both the geospatial dependence of acoustic fields and the geographic variations of animal distributions. The selected boundaries considered sound propagation conditions and species distribution to create regions of optimized uniformity in both acoustic environment and animal density. Survey types included deep penetration surveys using a large airgun array (2D, 3D NAZ, 3D WAZ, and coil survey types), shallow penetration surveys using a single airgun (which were assumed to be a reasonable proxy for surveys conducted using a boomer), and high resolution surveys. We do not discuss HRG surveys further, as they are not considered likely to result in incidental take of marine mammals.</P>
                    <P>The results from each zone were summed to provide GOA-wide estimates of take for each marine mammal species for each survey type for each notional year. To get these annual aggregate exposure estimates, 24-hr average exposure estimates from each survey type were multiplied by the number of expected survey days from BOEM's effort projections. Because these projections are not season-specific, surveys were assumed to be equally likely to occur at any time of the year and at any location within a given zone.</P>
                    <P>Acoustic source emission levels and directivity of a single airgun and an airgun array were modeled using JASCO Applied Sciences' Airgun Array Source Model (AASM). AASM is capable of predicting airgun source levels at frequencies up to 25 kHz, and produces a set of notional signatures for each array element based on array layout; volume, tow depth, and firing pressure for each element; and interactions between different elements in the array. The signatures are summed to obtain the far-field source signature of the entire array in the horizontal plane, which is then filtered into one third-octave frequency bands to compute the source levels of the array as a function of frequency band and azimuthal angle in the horizontal plane (at the source depth), after which it is considered to be an azimuth-dependent directional point source in the far field.</P>
                    <P>
                        Underwater sound propagation (
                        <E T="03">i.e.,</E>
                         transmission loss) as a function of range from each source was modeled using JASCO's Marine Operations Noise Model (MONM) for multiple propagation radials centered at the source to yield 3D transmission loss fields in the surrounding area. The MONM computes received per-pulse SEL for directional sources at specified depths. MONM uses two separate models to estimate transmission loss. At frequencies less than 2 kHz, MONM computes acoustic propagation via a wide-angle parabolic equation (PE) solution to the acoustic wave equation, based on a version of the U.S. Naval Research Laboratory's Range-dependent Acoustic Model (RAM) modified to account for an elastic seabed. MONM-RAM incorporates bathymetry, underwater sound speed as a function of depth, and a geoacoustic profile based on seafloor composition, and accounts for source horizontal directivity. At frequencies greater than 2 kHz, MONM accounts for increased sound attenuation due to volume absorption at higher frequencies with the widely-used BELLHOP Gaussian beam ray-trace propagation model. This component incorporates bathymetry and underwater sound speed as a function of depth with a simplified representation of the sea bottom, as sub-bottom layers have a negligible influence on the propagation of acoustic waves with frequencies above 1 kHz. MONM-BELLHOP accounts for horizontal directivity of the source and vertical variation of the source beam pattern. Both propagation models account for full exposure from a direct acoustic wave, as well as exposure from acoustic wave reflections and refractions (
                        <E T="03">i.e.,</E>
                         multi-path arrivals at the receiver).
                    </P>
                    <P>
                        In order to accurately estimate exposure, a simulation must adequately cover the various location- and season-specific environments. The surveys may be conducted at any location within the planning area and occur at any time of the year, so simulations must adequately cover each area and time period. As noted, potential exposures were modeled within the seven zones corresponding with shelf and slope environments subdivided into western, central, and eastern areas, as well as a single deep zone. The subdivision depth definitions are: shelf, 0-200 m; slope, 200-2,000 m; and deep, greater than 2,000 m. Within each of the seven zones, a set of representative survey-simulation rectangles for each of the survey types was defined, with larger areas for the “large-area” surveys (
                        <E T="03">i.e.,</E>
                         deep penetration airgun) and smaller areas for the “small-area” surveys (
                        <E T="03">i.e.,</E>
                         shallow penetration airgun).
                    </P>
                    <P>A set of 30 sites was selected to calculate acoustic propagation loss grids as functions of source, range from the source, azimuth from the source, and receiver depth. These were then used as inputs to the acoustic exposure model. The environmental parameters and acoustic propagation conditions represented by these 30 modeling sites were chosen to be representative of the prevalent acoustic propagation conditions within the survey extents. To account for seasonal variation in propagation, winter and summer were both used to calculate exposure estimates. Propagation during spring and fall was found to be almost identical to the results for summer, so those seasons were represented with the summer results. The primary seasonal influence on transmission loss is the presence of a sound channel, or duct, near the surface in winter.</P>
                    <P>
                        All acoustic exposure modeling, including source and propagation modeling, was redone in 2022 in support of the 2024 final rule to address the additional airgun array configurations as well as to incorporate updated data on marine mammal density and species behavioral parameters, as described below in this section (Weirathmueller 
                        <E T="03">et al.,</E>
                         2022). However, all aspects of the modeling (including source, propagation, and animal movement modeling) were performed in the same manner as described in Zeddies 
                        <E T="03">et al.</E>
                         (2015, 2017a, 2017b).
                        <PRTPAGE P="9045"/>
                    </P>
                    <P>
                        The 2022 modeling update, which is also used for this proposed rule, incorporated revised species definition files consisting of behavioral parameters (
                        <E T="03">e.g.,</E>
                         depth, travel rate, dive profile) for each species that govern simulated animal (animat) movement within the movement model (Weirathmueller 
                        <E T="03">et al.,</E>
                         2022). These updated acoustic exposure modeling results allow NMFS to evaluate full results for all three array configurations, providing for appropriate representation of the range of actual acoustic sources planned for use during consideration of LOA requests.
                    </P>
                    <P>
                        <E T="03">Marine Mammal Density Information</E>
                        —The best available scientific information was considered in conducting marine mammal exposure estimates (the basis for estimating take). This information consists of habitat-based cetacean density models produced by NMFS' Southeast Fisheries Science Center (Garrison 
                        <E T="03">et al.,</E>
                         2023). These models incorporate survey data from 2003 through 2019 including data from survey effort conducted during winter, allowing for increased temporal resolution of model predictions relative to previously available marine mammal density data. In addition, these are the first density models that incorporate survey data collected after the DWH oil spill. New models were produced for all taxa other than Fraser's dolphin and rough-toothed dolphin, as the model authors determined that there were too few detections of these species to support model development. Therefore, we rely on previously available models (Roberts 
                        <E T="03">et al.,</E>
                         2016) for these two species.
                    </P>
                    <P>For species occurring in oceanic waters, the density models are based upon data collected during vessel surveys conducted in 2003-2004, 2009, and 2017-2018 (and surveys conducted in 2019 for Rice's whale). Survey effort was generally conducted in a survey region bounded by the shelf break (approximately the 200-m isobath) to the north and the boundary of the U.S. EEZ to the south. Separate models were created for species occurring in shelf waters (Atlantic spotted dolphin and bottlenose dolphin) based on seasonal aerial surveys conducted in 2011-2012 and 2017-2018. Based on water depth, the shelf models were used to predict acoustic exposures for these two species in zones 2 and 3 (with zone 1 no longer part of the specified geographic region), and the oceanic models were used to predict exposures in zones 4-7.</P>
                    <P>
                        As discussed above, the density modeling effort treats beaked whales and 
                        <E T="03">Kogia</E>
                         spp. as guilds, as sightings of these species are typically difficult to resolve to the species level. In addition, the model authors determined there to be too few sightings and/or too few sightings resolved to species level for the melon-headed whale, false killer whale, pygmy killer whale, and killer whale to produce individual species models. Instead, a single blackfish model was developed to produce guild-level predictions for these species (Garrison 
                        <E T="03">et al.,</E>
                         2023).
                    </P>
                    <HD SOURCE="HD2">Take Estimates</HD>
                    <P>
                        Exposure estimates above Level A and Level B harassment criteria, originally developed by Zeddies 
                        <E T="03">et al.</E>
                         (2015, 2017a, 2017b) and updated by Weirathmueller 
                        <E T="03">et al.</E>
                         (2022) in association with the activity projections for the various annual effort scenarios, were generated based on the specific modeling scenarios (including source and survey geometry), 
                        <E T="03">i.e.,</E>
                         2D survey (1 x source array), 3D NAZ survey (2 x source array), 3D WAZ survey (4 x source array), coil survey (4 x source array).
                    </P>
                    <P>
                        <E T="03">Level A Harassment</E>
                        —Here, we summarize acoustic exposure modeling results related to Level A harassment. Overall, there is a low likelihood of take by Level A harassment for any species, though the degree of this low likelihood is primarily influenced by the specific hearing group. For HF and VHF cetaceans, potential auditory injury would be expected to occur on the basis of instantaneous exposure to peak pressure output from an airgun array while for LF cetaceans, potential auditory injury would occur on the basis of the accumulation of energy output over time by an airgun array. Importantly, the modeled exposure estimates do not account for either aversion or the beneficial impacts of the required mitigation measures.
                    </P>
                    <P>Of even greater import for HF cetaceans is that the small calculated Level A harassment zone size in conjunction with the properties of sound fields produced by arrays in the near field versus far field leads to a logical conclusion that Level A harassment is so unlikely for species in this hearing group as to be discountable.</P>
                    <P>
                        For HF cetaceans, the only potential injury zones will be based on the peak pressure metric, as such zones will be larger than those calculated on the basis of the cumulative SEL metric (which are essentially non-existent for HF and VHF cetaceans). The estimated zone size for the 230 dB peak threshold for HF cetaceans is only 18 m. In a theoretical modeling scenario, it is possible for animats to engage with such a small assumed zone around a notional point source and, subsequently, for these interactions to scale to predictions of real-world exposures given a sufficient number of predicted 24-hr survey days in confluence with sufficiently high predicted real-world animal densities. However, this is not a realistic outcome. The source level of the array is a theoretical definition assuming a point source and measurement in the far-field of the source. As described by Caldwell and Dragoset (2000), an array is not a point source, but one that spans a small area. In the far-field, individual elements in arrays will effectively work as one source because individual pressure peaks will have coalesced into one relatively broad pulse. The array can then be considered a “point source.” For distances within the near-field, 
                        <E T="03">i.e.,</E>
                         approximately two to three times the array dimensions, pressure peaks from individual elements do not arrive simultaneously because the observation point is not equidistant from each element. The effect is destructive interference of the outputs of each element, so that peak pressures in the near-field will be significantly lower than the output of the largest individual element. Here, the 230 dB peak isopleth distances would be expected to be within the near-field of the arrays where the definition of source level breaks down. Therefore, actual locations within this distance (
                        <E T="03">i.e.,</E>
                         within 18 m) of the array center where the sound level exceeds 230 dB peak SPL would not necessarily exist. In general, Caldwell and Dragoset (2000) suggest that the near-field for airgun arrays is considered to extend out to approximately 250 m.
                    </P>
                    <P>In order to provide quantitative support for this theoretical argument, we calculated expected maximum distances at which the near-field would transition to the far-field for five specific, real-world arrays (83 FR 63268, December 7, 2018). The average distance to the near-field calculated for the five arrays, following the process described below, was 203 m (range 80-417 m).</P>
                    <P>For a specific array one can estimate the distance at which the near-field transitions to the far-field by:</P>
                    <GPH SPAN="1" DEEP="27">
                        <GID>EP24FE26.019</GID>
                    </GPH>
                    <FP>
                        with the condition that 
                        <E T="03">D</E>
                          
                        <E T="8061">≫</E>
                          
                        <E T="03">λ,</E>
                         and where 
                        <E T="03">D</E>
                         is the distance, 
                        <E T="03">L</E>
                         is the longest dimension of the array, and 
                        <E T="03">λ</E>
                         is the wavelength of the signal (Lurton, 2002). Given that 
                        <E T="03">λ</E>
                         can be defined by:
                    </FP>
                    <GPH SPAN="1" DEEP="25">
                        <GID>EP24FE26.020</GID>
                    </GPH>
                    <PRTPAGE P="9046"/>
                    <FP>
                        where 
                        <E T="03">f</E>
                         is the frequency of the sound signal and 
                        <E T="03">v</E>
                         is the speed of the sound in the medium of interest, one can rewrite the equation for 
                        <E T="03">D</E>
                         as:
                    </FP>
                    <GPH SPAN="1" DEEP="27">
                        <GID>EP24FE26.021</GID>
                    </GPH>
                    <FP>
                        and calculate 
                        <E T="03">D</E>
                         directly given a particular frequency and known speed of sound (here assumed to be 1,500 meters per second in water, although this varies with environmental conditions).
                    </FP>
                    <P>
                        To determine the closest distance to the array at which the modeled source level prediction is valid (
                        <E T="03">i.e.,</E>
                         maximum extent of the near-field), we calculated 
                        <E T="03">D</E>
                         based on an assumed frequency of 1 kHz. A frequency of 1 kHz is commonly used in near-field/far-field calculations for airgun arrays, and based on representative airgun spectrum data and field measurements of an airgun array used on the R/V 
                        <E T="03">Marcus G. Langseth,</E>
                         nearly all (greater than 95 percent) of the energy from airgun arrays is below 1 kHz (Tolstoy 
                        <E T="03">et al.,</E>
                         2009). Thus, using 1 kHz as the upper cut-off for calculating the maximum extent of the near-field should reasonably represent the near-field extent in field conditions.
                    </P>
                    <P>
                        If the largest distance to the peak sound pressure level threshold was equal to or less than the longest dimension of the array (
                        <E T="03">i.e.,</E>
                         under the array), or within the near-field, then received levels that meet or exceed the threshold in most cases are not expected to occur. This is because within the near-field and within the dimensions of the array, the specified source level is overestimated and not applicable. In fact, until one reaches a distance of approximately three or four times the near-field distance, the average intensity of sound at any given distance from the array is still less than that based on calculations that assume a directional point source (Lurton, 2002). For example, an airgun array used on the R/V 
                        <E T="03">Marcus G. Langseth</E>
                         has an approximate diagonal of 29 m, resulting in a near-field distance of 140 m at 1 kHz (NSF and USGS, 2011). Field measurements of this array indicate that the source behaves like multiple discrete sources, rather than a directional point source, beginning at approximately 400 m (deep site) to 1 km (shallow site) from the center of the array (Tolstoy 
                        <E T="03">et al.,</E>
                         2009), distances that are actually greater than four times the calculated 140-m near-field distance. Within these distances, the recorded received levels were always lower than would be predicted based on calculations that assume a directional point source, and increasingly so as one moves closer towards the array (Tolstoy 
                        <E T="03">et al.,</E>
                         2009). Given this, relying on the calculated distances as the distances at which we expect to be in the near-field is a conservative approach because even beyond this distance the acoustic modeling still overestimates the actual received level.
                    </P>
                    <P>Within the near-field, in order to explicitly evaluate the likelihood of exceeding any particular acoustic threshold, one would need to consider the exact position of the animal, its relationship to individual array elements, and how the individual acoustic sources propagate and their acoustic fields interact. Given that within the near-field and dimensions of the array source levels would be below the modeled notional source level, we believe exceedance of the peak pressure threshold would only be possible under highly unlikely circumstances.</P>
                    <P>
                        For all HF cetaceans, following evaluation of the available scientific literature regarding the auditory sensitivity of HF cetaceans and the properties of airgun array sound fields, NMFS does not expect any reasonable potential for Level A harassment to occur. NMFS expects the potential for Level A harassment of HF cetaceans to be discountable, even before the likely moderating effects of aversion and mitigation are considered (
                        <E T="03">e.g.,</E>
                         Nachtigall 
                        <E T="03">et al.,</E>
                         2018), and NMFS does not believe that Level A harassment is a likely outcome for any HF cetacean. The modeling results provided by Weirathmueller 
                        <E T="03">et al.</E>
                         (2022) and relied upon herein account for this by assuming that any estimated exposures above Level A harassment thresholds for HF cetaceans resulted instead in Level B harassment (as reflected in table 7).
                    </P>
                    <P>The possibility of incorporating quantitative adjustments within the original modeling process to account for the effects of mitigation and/or aversion was considered, as these factors would lead to a reduction in likely injurious exposure. However, these factors were ultimately not quantified in the modeling. In summary, there is too much inherent uncertainty regarding the effectiveness of detection-based mitigation to support any reasonable quantification of its effect in reducing injurious exposure, and there is too little information regarding the likely level of onset and degree of aversion to quantify this behavior in the modeling process. This does not mean that mitigation is not effective (to some degree) in avoiding incidents of Level A harassment, nor does it mean that aversion is not a meaningful real-world effect of noise exposure that should be expected to reduce the number of incidents of Level A harassment.</P>
                    <P>
                        Aversion is a known real-world phenomenon. It is well-known that animals will avoid unpleasant stimuli, such as very high received levels of sound. A large body of literature has demonstrated behavioral aversion in a number of contexts for many marine mammal species in increasingly controlled and well-documented contexts. While considerable species, individual, and context-dependencies exist in terms of received noise levels associated with behavioral aversion, clear patterns of behavioral aversion have been demonstrated empirically within odontocetes and mysticetes (
                        <E T="03">e.g.,</E>
                         Miller 
                        <E T="03">et al.,</E>
                         2012, 2014; DeRuiter 
                        <E T="03">et al.,</E>
                         2013; Southall 
                        <E T="03">et al.,</E>
                         2019). This is particularly true for exposure scenarios in which animals occur relatively close to sources and at the high levels that would be required for even TTS (much less PTS) to occur. In some instances, in these and other studies, behavioral avoidance has been measured at received levels many orders of magnitude below those required for predicted PTS onset and even below the nominal, 50 percent behavioral response probability at 160 dB rms that NMFS has applied historically.
                    </P>
                    <P>However, accounting for aversion quantitatively in an acoustic exposure modeling process is a significantly data-heavy endeavor and, despite the growing body of evidence there is at this time still not sufficient data regarding the specific degree of aversion and level of onset on a species-specific basis. That is, in order to account for aversion within the modeling process, one must program individual animats representing different species to respond at a specific received level by changing their direction of travel by a specific degree and assuming a specific rate of speed. While this is possible to do, the specific values that must be used in programming the animat response cannot be derived with sufficient accuracy to provide confidence in the results as would be necessary to justify the effort. Instead, a nominal offset factor was applied to the modeled injurious exposures based on published model result evaluation to account for aversion.</P>
                    <P>
                        Ellison 
                        <E T="03">et al.</E>
                         (2016) modeled scenarios using animal movement models to evaluate predicted PTS in which no aversion was assumed relative to scenarios where reasonable assumptions were made about aversion, in line with historical response probability assumptions and that existing scientific literature suggest are appropriate. Scenarios where no 
                        <PRTPAGE P="9047"/>
                        aversion probability was used overestimated the potential for high levels of exposure required for PTS by about five times. Accordingly, total modeled injurious exposures calculated without accounting for behavioral aversion (for low- and high-frequency species) were reduced by 80 percent. NMFS consulted scientific experts, including the lead author of the Ellison 
                        <E T="03">et al.</E>
                         (2016) study, in selecting the specific offset factor as part of the development of the modeling supporting the 2021 ITR. NMFS carries forward this approach and specific offset factor as a reasonable and likely conservative approach to addressing the issue of aversion. This adjustment was incorporated into the modeling results provided by Weirathmueller 
                        <E T="03">et al.</E>
                         (2022) and reflected in table 7.
                    </P>
                    <P>As discussed previously, in 2020 BOEM provided an update to the scope of their proposed action through removal of the area subject to leasing moratorium under GOMESA from consideration for the 2021 rule. In support of this revision, BOEM provided revised 5-year level of effort predictions (table 1).</P>
                    <P>
                        For purposes of the negligible impact analyses, NMFS uses the maximum of the species-specific exposure modeling results from the three airgun array configurations/sizes. Specifically, for all species other than Rice's whale, these results are associated with the 8,000-in
                        <SU>3</SU>
                         array. For the Rice's whale, modeling associated with the 5,110-in
                        <SU>3</SU>
                         array produced larger exposure estimates (discussed below). In addition, these species-specific maximum estimates provide the upper bound of take that may be authorized under the rule, while actual take authorized through LOAs would be determined based on the appropriate source proxy (
                        <E T="03">i.e.,</E>
                         either 90-in
                        <SU>3</SU>
                         single airgun or 4,130-, 5,110-, or 8,000-in
                        <SU>3</SU>
                         airgun array).
                    </P>
                    <P>
                        Estimated instances of take, 
                        <E T="03">i.e.,</E>
                         scenario-specific acoustic exposure estimates incorporating the adjustments to Level A harassment exposure estimates discussed here, are shown in table 7. This information regarding total number of takes (with Level A harassment takes based on assumptions relating to HF cetaceans in general as well as aversion), on an annual basis for 5 years, provides the bounds within which LOAs may be issued in association with this regulatory framework.
                    </P>
                    <P>
                        Typically, and especially in cases where PTS is predicted, NMFS anticipates that some number of individuals may incur temporary threshold shift (TTS). However, it is not necessary to separately quantify those takes, as it is unlikely that an individual marine mammal would be exposed at the levels and duration necessary to incur TTS without also being exposed to the levels associated with potential disruption of behavioral patterns (
                        <E T="03">i.e.,</E>
                         Level B harassment). As such, NMFS expects any potential TTS takes to be captured by the estimated Level B harassment takes associated with behavioral disturbance (discussed below).
                    </P>
                    <GPH SPAN="3" DEEP="575">
                        <PRTPAGE P="9048"/>
                        <GID>EP24FE26.022</GID>
                    </GPH>
                    <HD SOURCE="HD2">Discussion of Estimated Take</HD>
                    <P>
                        Modeling for the smaller, 5,110-in
                        <SU>3</SU>
                         array illustrated that the larger array is not necessarily always more impactful. Free-field beam patterns are different for the arrays as are the tow depths. The 5,110-in
                        <SU>3</SU>
                         array was specified as being towed at 12 m depth (following typical usage observed by NMFS through review of LOA applications), while the other arrays are assumed to use an 8-m tow depth (assumptions regarding source specifications were made by BOEM as part of its original petition for rulemaking). The depth at which a source is placed influences the interference pattern caused by the direct and sea-surface reflected paths (the “Lloyd's mirror” effect). The destructive interference from the sea-surface reflection is generally greater for shallow tow depths compared to deeper tow depths. In addition, interactions between source depth, beam pattern 
                        <PRTPAGE P="9049"/>
                        geometry, source frequency content, the environment (
                        <E T="03">e.g.,</E>
                         bathymetry and sound velocity profile), and different animat seeding depths and behaviors can give unexpected results. For example, while the larger array may have the longest range for a particular isopleth (sound contour), the overall sound field coverage area was found to have greater asymmetry as a result of the above-mentioned interactions.
                    </P>
                    <P>
                        While the larger array did produce greater predicted exposures for all species, with the exception of Rice's whales, the differences between predicted exposure estimates for the two larger arrays are not as great as may have been expected on the basis of total array volume alone. The 5,110- and 8,000-in
                        <SU>3</SU>
                         arrays are often similar in terms of predicted exposures, although the beam patterns are quite different. For arrays of airgun sources, the chamber volume or the total array volume is not the only meaningful variable. Although it is true that a source with a larger volume is generally louder, in practice this only applies largely to single sources or small arrays of sources and was not the case for the considered arrays. As discussed above, array configuration, tow depth, and bathymetry were significant factors. For example, the 8,000-in
                        <SU>3</SU>
                         array generally had a more directional beam pattern than the 4,130- or 5,110-in
                        <SU>3</SU>
                         arrays. The vertical structure of the sound field combined with different species' dive depth and surface intervals was important as well.
                    </P>
                    <HD SOURCE="HD2">Level B Harassment</HD>
                    <P>NMFS has determined the values shown in table 7 are a reasonable estimate of the maximum potential instances of take that may occur in each year of the regulations based on projected effort (more specifically, each of these “takes” represents a day in which one individual is exposed above the Level B harassment criteria, even if only for minutes). However, these take numbers do not represent the number of individuals expected to be taken, as they do not consider the fact that certain individuals may be exposed above harassment thresholds on multiple days. Accordingly, NMFS developed a “scalar ratio” approach to inform two important parts of the analyses: understanding a closer approximation of the number of individuals of each species or stock that may be taken within a survey, and understanding the degree to which individuals of each species or stock may be more likely to be repeatedly taken across multiple days within a year.</P>
                    <P>In order to determine more realistic exposure probabilities for individuals across multiple days, modeled results were compared for a 30-day period versus the aggregation of 24-hr population reset intervals to determine a species-typical offset of modeled daily exposures. When conducting computationally-intensive modeling over the full assumed 30-day survey period (versus aggregating the smaller 24-hr periods for 30 days), results showed about 10-45 percent of the total number of takes calculated using a 24-hr reset of the population, with differences relating to species-typical movement and residency patterns. Given that many of the evaluated survey activities occur for 30-day or longer periods, particularly some of the larger surveys for which the majority of the modeled exposures occur, using such a scaling process is appropriate in order to evaluate the likely severity of the predicted exposures.</P>
                    <P>
                        This approach was evaluated using six representative species/guilds: Rice's whale, sperm whale, beaked whales, bottlenose dolphin, 
                        <E T="03">Kogia</E>
                         spp., and short-finned pilot whale. For purposes of this analysis, bottlenose dolphin was used as a proxy for other small dolphin species, and short-finned pilot whale was used as a proxy for other large delphinids. Information regarding the number of modeled animals receiving exposure above criteria for average 24-hr sliding windows scaled to the full 30-day duration and percent change in comparison to the same number evaluated when modeling the full 30-day duration was used to derive the aforementioned 30-day scalar ratios which, when applied to the total instances of take given in table 7, captures repeated takes of individuals at a 30-day sampling level. Scalar ratios are as follows: Rice's whale, 0.189; sperm whale, 0.423; beaked whales, 0.101; bottlenose dolphin, 0.287; 
                        <E T="03">Kogia</E>
                         spp., 0.321; and short-finned pilot whale, 0.295. Application of the re-scaling method reduced the overall magnitude of modeled takes for all species by slightly more than double to up to ten-fold (table 8).
                    </P>
                    <P>In summary, comparing the results of modeling simulations that more closely match longer survey durations (30 days) to the results of 24-hour take estimates scaled up to 30 days (as the instances of take in table 7 were calculated) provides the comparative ratios of the numbers of individuals taken/calculated (within a 30-day survey) to instances of take, in order to better understand the comparative distribution of exposures across individuals of different species. These products are used to inform a better understanding of the nature in which individuals are taken across the multiple days of a longer duration survey given the different behaviors that are represented in the animat modeling and may appropriately be used in combination with the calculated instances of take to predict the number of individuals taken for surveys of similar duration, in order to support evaluation of take estimates in requests for LOAs under the “small numbers” standard, which is based on the number of individuals taken. Application of the scaling method reduced the overall magnitude of modeled takes for all species by a range of slightly more than double up to tenfold (table 8).</P>
                    <P>
                        These adjusted take numbers, representing a closer approximation of the number of individuals taken (shown in table 8), provide a more realistic basis upon which to evaluate severity of the expected taking. Please see the Negligible Impact Analysis and Determinations section later in this document for additional detail. It is important to recognize that while these scaled numbers better reflect the number of individuals likely to be taken within a single 30-day survey than the number of instances in table 7, they will still overestimate the number of individuals taken across the aggregated GOA activities, because they do not correct for (
                        <E T="03">i.e.,</E>
                         further reduce take to account for) individuals exposed to multiple surveys or fully correct for individuals exposed to surveys significantly longer than 30 days.
                    </P>
                    <P>
                        As noted in the beginning of this section and in the Small Numbers section, using modeled instances of take (table 7) and the method used here to scale those numbers allows one to more accurately predict the number of individuals that will be taken as a result of exposure to one survey and, therefore, these scaled predictions are more appropriate to consider in requests for LOAs to assess whether a resulting LOA would meet the small numbers standard. However, for the purposes of ensuring that the total taking authorized pursuant to all issued LOAs is within the scope of the analysis conducted to support the negligible impact finding in this rule, authorized instances of take (which are the building blocks of the analysis) also must be assessed. Specifically, reflecting table 7 and what has been analyzed, the total instances of take that may be authorized for any given species or stock over the course of the 5 years covered under these regulations must not, and are not expected to, exceed the sum of the 5 years of take indicated for the 5 years in that table. Additionally, in any given year, the instances of take of any species must not, and are not expected to, 
                        <PRTPAGE P="9050"/>
                        exceed the highest annual take listed in table 7 for any of the 5 years for a given species.
                    </P>
                    <GPH SPAN="3" DEEP="276">
                        <GID>EP24FE26.023</GID>
                    </GPH>
                    <HD SOURCE="HD1">Proposed Mitigation</HD>
                    <P>Under section 101(a)(5)(A) of the MMPA, NMFS must set forth the permissible methods of taking pursuant to such activity, and other means of effecting the LPAI on such species or stock and its habitat, paying particular attention to rookeries, mating grounds, and areas of similar significance, and on the availability of such species or stock for subsistence uses, often referred to in shorthand as “mitigation.” NMFS does not have a regulatory definition for LPAI. However, NMFS' implementing regulations require applicants for incidental take authorizations to include information about the availability and feasibility (economic and technological) of equipment, methods, and manner of conducting such activity or other means of effecting the LPAI upon the affected species or stocks and their habitat (50 CFR 216.104(a)(11)). In the Mitigation section of the 2021 final rule, NMFS included a detailed description of our interpretation of the LPAI standard (including its relationship to the negligible impact standard) and how the LPAI standard is implemented (86 FR 5322, 5407, January 19, 2021). We refer readers to the full LPAI discussion in the 2021 final rule for additional information.</P>
                    <P>NMFS' evaluation of potential mitigation measures includes consideration of two primary factors:</P>
                    <P>(1) The manner in which, and the degree to which, implementation of the potential measure(s) is expected to reduce adverse impacts to marine mammal species or stocks, their habitat, and their availability for subsistence uses (where relevant). This analysis considers such things as the nature of the potential adverse impact (such as likelihood, scope, and range), the likelihood that the measure will be effective if implemented, and the likelihood of successful implementation; and</P>
                    <P>(2) The practicability of the measures for applicant implementation. Practicability of implementation may consider such things as cost, impact on activities, personnel safety, and practicality of implementation.</P>
                    <HD SOURCE="HD2">Application of the LPAI Standard in This Action</HD>
                    <P>
                        In carrying out the MMPA's mandate for this action, NMFS applies the context-specific balance between the manner in which and the degree to which measures are expected to reduce impacts to the affected species or stocks and their habitat and practicability for survey operators. The effects of concern (
                        <E T="03">i.e.,</E>
                         those with the potential to adversely impact species or stocks and their habitat) include auditory injury, severe behavioral reactions, disruptions of critical behaviors, and to a lesser degree, masking and impacts on acoustic habitat. Our 2024 final rule re-analyzed the mitigation requirements in the current ITRs in light of the best available information and concluded they remained appropriate to satisfy the LPAI standard; and we again propose to reimplement those measures without change.
                    </P>
                    <P>
                        Mitigation prescribed in the current ITR is focused on measures with proven or reasonably presumed ability to avoid or reduce the intensity of acute exposures that have potential to result in these anticipated effects. To the extent of the information available to NMFS, in prescribing these measures for the current ITR and in determining that the same measures meet the LPAI standard for this proposed rule, we considered practicability concerns, as well as potential undesired consequences of the measures, 
                        <E T="03">e.g.,</E>
                         extended periods using the acoustic source due to the need to reshoot lines. NMFS recognizes that instantaneous protocols, such as shutdown requirements, are not capable of avoiding all acute effects, are not suitable for avoiding many cumulative or chronic effects, and do not provide 
                        <PRTPAGE P="9051"/>
                        targeted protection in areas of greatest importance for marine mammals. Therefore, in addition to a basic suite of seismic mitigation protocols, we also evaluated time-area restrictions that would avoid or reduce both acute and chronic impacts of surveys.
                    </P>
                    <P>In order to satisfy the MMPA's LPAI standard, NMFS evaluated a suite of basic mitigation protocols that are required regardless of the status of a stock. Additional or enhanced protections are proposed for species whose stocks are in particularly poor health and/or are subject to some significant additional stressor that lessens that stock's ability to weather the effects of the specified activities without worsening its status.</P>
                    <P>
                        For purposes of defining mitigation requirements, we differentiate here between requirements for two classes of airgun survey activity: deep penetration and shallow penetration, with surveys using arrays greater than 1,500 in
                        <SU>3</SU>
                         total airgun volume considered deep penetration. Shallow penetration surveys also include those using single airguns. A third general class of surveys is also considered, referred to here as HRG surveys and including those surveys using the other electromechanical sources described previously. Below, mitigation requirements are described in detail.
                    </P>
                    <HD SOURCE="HD2">Mitigation-Related Monitoring</HD>
                    <P>
                        Monitoring by dedicated, trained marine mammal observers is required in all water depths and, for certain surveys, observers must be independent. Additionally, for some surveys, NMFS requires that some PSOs have prior experience in the role. Independent observers are employed by a third-party observer provider; vessel crew may not serve as PSOs when independent observers are required. Dedicated observers are those who have no tasks other than to conduct observational effort, record observational data, and communicate with and instruct the survey operator (
                        <E T="03">i.e.,</E>
                         vessel captain and crew) with regard to the presence of marine mammals and mitigation requirements. Trained PSOs have successfully completed an approved PSO training course (see Proposed Monitoring and Reporting), and experienced PSOs have additionally gained a minimum of 90 days at-sea experience working as a PSO during a deep penetration seismic survey, with no more than 18 months having elapsed since the conclusion of the relevant at-sea experience. Training and experience is specific to either visual or acoustic PSO duties (where required). An experienced visual PSO must have completed approved, relevant training and must have gained the requisite experience working as a visual PSO. An experienced acoustic PSO must have completed a passive acoustic monitoring (PAM) operator training course and must have gained the requisite experience working as an acoustic PSO. Hereafter, we also refer to acoustic PSOs as PAM operators, whereas when we use “PSO” without a qualifier, the term refers to either visual PSOs or PAM operators (acoustic PSOs).
                    </P>
                    <P>NMFS does not formally administer any PSO training program or endorse specific providers but will approve PSOs that have successfully completed courses that meet the curriculum and trainer requirements specified herein (see Proposed Monitoring and Reporting). NMFS will provide PSO approvals in the context of the need to ensure that PSOs have the necessary training to carry out their duties competently while also approving applicant staffing plans quickly. In order for PSOs to be approved, NMFS must review and approve PSO resumes indicating successful completion of an acceptable training course. A PSO may be trained and/or experienced as both a visual PSO and PAM operator and may perform either duty, pursuant to scheduling requirements. Where multiple PSOs are required and/or PAM operators are required, PSO watch schedules shall be devised in consideration of the following restrictions: (1) a maximum of 2 consecutive hours on watch followed by a break of at least 1 hour between watches for visual PSOs; (2) a maximum of 4 consecutive hours on watch followed by a break of at least 2 consecutive hours between watches for PAM operators; and (3) a maximum of 12 hours observation per 24-hour period. NMFS may grant an exception for the requirement that visual PSOs be limited to a maximum of 2 consecutive hours on watch followed by a break of at least 1 hour between watches if requested on the basis of practicability concerns by LOA applicants. If an exception is granted, visual PSOs would instead be limited to a maximum of 4 consecutive hours on watch followed by a break of at least 2 hours between watches. Further information regarding PSO requirements may be found in the Proposed Monitoring and Reporting section, later in this document.</P>
                    <P>
                        <E T="03">Deep Penetration Surveys—</E>
                        During deep penetration survey operations (
                        <E T="03">e.g.,</E>
                         any day on which use of the acoustic source is planned to occur; whenever the acoustic source is in the water, whether activated or not), a minimum of two independent PSOs must be on duty and conducting visual observations at all times during daylight hours (
                        <E T="03">i.e.,</E>
                         from 30 minutes prior to sunrise through 30 minutes following sunset).
                    </P>
                    <P>
                        All source vessels must carry a minimum of one experienced visual PSO, who shall be designated as the lead PSO, coordinate duty schedules and roles,
                        <SU>7</SU>
                        <FTREF/>
                         and serve as the primary point of contact for the operator. The lead PSO shall determine the most appropriate observation posts that will not interfere with navigation or operation of the vessel while affording an optimal, elevated view of the sea surface. These should be the highest elevation available on each vessel, with the maximum viewable range from the bow to 90 degrees to port or starboard of the vessel. PSOs shall coordinate to ensure 360° visual coverage around the vessel, and shall conduct visual observations using binoculars and the naked eye while free from distractions and in a consistent, systematic, and diligent manner. All source vessels must be equipped with pedestal-mounted “bigeye” binoculars that will be available for PSO use. Within these broad outlines, the lead PSO and PSO team will have discretion to determine the most appropriate vessel- and survey-specific system for implementing effective marine mammal observational effort. Any observations of marine mammals by crew members aboard any vessel associated with the survey, including receiver or chase vessels, should be relayed to the source vessel(s) and to the PSO team.
                    </P>
                    <FTNT>
                        <P>
                            <SU>7</SU>
                             The coordination of PSO duty schedules and roles may alternatively be performed by a third-party, shore-based Monitoring Coordinator.
                        </P>
                    </FTNT>
                    <P>
                        All source vessels must use a towed PAM system for potential detection of marine mammals at all times when operating the sound source in waters deeper than 100 m. The term “towed PAM system” refers to any combination of hardware and software that uses a towed array for operations. The system must be monitored at all times during use of the acoustic source, and acoustic monitoring must begin at least 30 minutes prior to ramp-up. PAM operators must be independent, and all source vessels shall carry a minimum of two experienced PAM operators. PAM operators shall communicate all detections to visual PSOs, when visual PSOs are on duty, including any determination by the PSO regarding species identification, distance and bearing, and the degree of confidence in the determination. Further detail regarding PAM system requirements may be found in the Proposed 
                        <PRTPAGE P="9052"/>
                        Monitoring and Reporting section, later in this document.
                    </P>
                    <P>Visual monitoring must begin at least 30 minutes prior to ramp-up (described below) and must continue until 1 hour after use of the acoustic source ceases or until 30 minutes past sunset. If any marine mammal is observed at any distance from the vessel, a PSO would record the observation and monitor the animal's position (including latitude/longitude of the vessel and relative bearing and estimated distance to the animal) until the animal dives or moves out of visual range of the observer. A PSO would continue to observe the area to watch for the animal to resurface or for additional animals that may surface in the area. Visual PSOs shall communicate all observations to PAM operators, including any determination by the PSO regarding species identification, distance, and bearing and the degree of confidence in the determination.</P>
                    <P>As noted previously, all source vessels must carry a minimum of one experienced visual PSO and two experienced PAM operators. The observer designated as lead PSO (including the full team of visual PSOs and PAM operators) must have experience as a visual PSO. The applicant may determine how many additional PSOs are required to adequately fulfill the requirements specified here. To summarize, these requirements are: (1) 24-hour acoustic monitoring during use of the acoustic source in waters deeper than 100 m; (2) visual monitoring during use of the acoustic source by two PSOs during all daylight hours; (3) maximum of 2 consecutive hours on watch followed by a minimum of 1 hour off watch for visual PSOs and a maximum of 4 consecutive hours on watch followed by a minimum of 2 consecutive hours off watch for PAM operators; and (4) maximum of 12 hours of observational effort per 24-hour period for any PSO, regardless of duties.</P>
                    <P>
                        <E T="03">Shallow Penetration Surveys</E>
                        —During shallow penetration surveys, operators must follow the same requirements described above for deep penetration surveys, with one notable exception: The use of PAM is not required.
                    </P>
                    <P>
                        <E T="03">HRG Surveys</E>
                        —HRG survey protocols differ from the previously described protocols for deep and shallow penetration surveys, and we differentiate between deep-water (greater than 100 m) and shallow-water HRG surveys. Water depth in the GOA provides a reliable indicator of the marine mammal fauna that may be encountered and, therefore, the complexity of likely observations and concern related to potential effects on deep-diving and/or sensitive species.
                    </P>
                    <P>Deep-water HRG surveys are required to employ a minimum of one independent visual PSO during all daylight operations, in the same manner as was described for deep and shallow penetration surveys. Shallow-water HRG surveys are required to employ a minimum of one visual PSO, which may be a crew member. PSOs employed during shallow-water HRG surveys are only required during a pre-clearance period. PAM is not required for any HRG survey.</P>
                    <P>
                        <E T="03">PAM Malfunction</E>
                        —Survey activity may continue for brief periods of time when the PAM system malfunctions or is damaged. Activity may continue for 30 minutes without PAM while the PAM operator diagnoses the issue. If the diagnosis indicates that the PAM system must be repaired to solve the problem, operations may continue for an additional 2 hours without acoustic monitoring under the following conditions:
                    </P>
                    <P>• Daylight hours and sea state is less than or equal to Beaufort sea state (BSS) 4;</P>
                    <P>• No marine mammals (excluding delphinids; see below) detected solely by PAM in the exclusion zone (see below) in the previous 2 hours;</P>
                    <P>• NMFS is notified via email as soon as practicable with the time and location in which operations began without an active PAM system; and</P>
                    <P>• Operations with an active acoustic source, but without an operating PAM system, do not exceed a cumulative total of 4 hours in any 24-hour period.</P>
                    <HD SOURCE="HD2">Exclusion Zone and Buffer Zone</HD>
                    <P>An exclusion zone is a defined area within which occurrence of a marine mammal triggers mitigation action intended to reduce the potential for certain outcomes such as auditory injury or more severe disruption of behavioral patterns. For deep penetration surveys, the PSOs shall establish and monitor a 500-m exclusion zone and additional 500-m buffer zone (total 1,000 m) during the pre-clearance period (see below) and a 500-m exclusion zone during the ramp-up and operational periods (see below for description of extended 1,500-m zone in special circumstances). PSOs should generally focus their observational effort within a 1.5-km zone, to the extent possible, with animals observed at greater distances recorded and mitigation action taken as necessary (see below). For shallow penetration surveys, the PSOs shall establish and monitor a 100-m exclusion zone with additional 100-m buffer (total 200-m zone) during the pre-clearance period and a 100-m exclusion zone during the ramp-up (for small arrays only, versus single airguns) and operational periods (see below for description of extended 500-m zone in special circumstances). PSOs should generally focus their observational effort within a 500-m zone, to the extent possible, with animals observed at greater distances recorded and mitigation action taken as necessary (see below). These zones shall be based upon radial distance from any element of the airgun array (rather than being based on the center of the array or around the vessel itself). During use of the acoustic source, occurrence of marine mammals within the buffer zone (but outside the exclusion zone) should be communicated to the operator to prepare for the potential shutdown of the acoustic source. Use of the buffer zone in relation to ramp-up is discussed below under “Ramp-up.” Further detail regarding the exclusion zone and shutdown requirements is given under “Exclusion Zone and Shutdown Requirements.”</P>
                    <HD SOURCE="HD2">Ramp-up</HD>
                    <P>Ramp-up of an acoustic source is intended to provide a gradual increase in sound levels, enabling animals to move away from the source if the signal is sufficiently aversive prior to its reaching full intensity. Ramp-up is required for all surveys using airgun arrays.</P>
                    <P>
                        The ramp-up procedure involves a step-wise increase in the number of airguns firing and total array volume until all operational airguns are activated and the full volume is achieved. Ramp-up is required at all times as part of the activation of the acoustic source (including source tests; see “
                        <E T="03">Miscellaneous Protocols”</E>
                         for more detail) and may occur at times of poor visibility, assuming appropriate acoustic monitoring with no detections in the 30 minutes prior to beginning ramp-up. Acoustic source activation may only occur at night where operational planning cannot reasonably avoid such circumstances. Ramp-up must occur at night following acoustic source deactivation due to line turn or mechanical difficulty. The operator must notify a designated PSO of the planned start of ramp-up as agreed-upon with the lead PSO; the notification time should be at least 60 minutes prior to the planned ramp-up. A designated PSO must be notified again immediately prior to initiating ramp-up procedures and the operator must receive confirmation from the PSO to proceed.
                    </P>
                    <P>
                        Ramp-up begins by activating a single airgun (
                        <E T="03">i.e.,</E>
                         array element) of the 
                        <PRTPAGE P="9053"/>
                        smallest volume in the array. Ramp-up continues in stages by doubling the number of active elements at the commencement of each stage, with each stage of approximately the same duration. Total duration should not be less than approximately 20 minutes but maximum duration is not prescribed and will vary depending on the total number of stages. There will generally be one stage in which doubling the number of elements is not possible because the total number is not even. This should be the last stage of the ramp-up sequence. The operator must provide information to the PSO documenting that appropriate procedures were followed. This approach is intended to ensure a perceptible increase in sound output per increment while employing increments that produce similar degrees of increase at each step.
                    </P>
                    <P>
                        For deep penetration surveys, PSOs must monitor a 1,000-m zone (or to the distance visible if less than 1,000 m) for a minimum of 30 minutes prior to ramp-up (
                        <E T="03">i.e.,</E>
                         pre-clearance). For shallow penetration surveys, PSOs must monitor a 200-m zone (or to the distance visible if less than 200 m) for a minimum of 30 minutes prior to ramp-up or start-up (for single airgun or non-airgun surveys; note that extended distance shutdowns, discussed below, may be required if certain species or circumstances are detected within greater distances: 1.5 km for deep penetration surveys and 500 m for shallow penetration surveys). The pre-clearance period may occur during any vessel activity (
                        <E T="03">i.e.,</E>
                         transit, line turn). Ramp-up must be planned to occur during periods of good visibility when possible; operators may not target the period just after visual PSOs have gone off duty. Following deactivation of the source for reasons other than mitigation, the operator must communicate the near-term operational plan to the lead PSO with justification for any planned nighttime ramp-up. Ramp-up may not be initiated if any marine mammal is within the designated zone. If a marine mammal is observed within the zone during the pre-clearance period, ramp-up may not begin until the animal(s) has been observed exiting the zone or until an additional time period has elapsed with no further sightings (
                        <E T="03">i.e.,</E>
                         15 minutes for small delphinids and 30 minutes for all other species). PSOs will monitor the exclusion zone during ramp-up, and ramp-up must cease and the source shut down upon observation of marine mammals within or approaching the zone.
                    </P>
                    <HD SOURCE="HD2">Exclusion Zone and Shutdown Requirements</HD>
                    <P>
                        <E T="03">Deep Penetration Surveys</E>
                        —The PSOs must establish a minimum exclusion zone with a 500-m radius as a perimeter around the outer extent of the airgun array (rather than being delineated around the center of the array or the vessel itself). If a marine mammal (other than the small delphinid species discussed below) appears within or enters this zone, the acoustic source must be shut down (
                        <E T="03">i.e.,</E>
                         power to the acoustic source must be immediately turned off). If a marine mammal is detected acoustically, the acoustic source must be shut down, unless the PAM operator is confident that the animal detected is outside the exclusion zone or that the detected species is not subject to the shutdown requirement (see below).
                    </P>
                    <P>
                        The 500-m radial distance of the standard exclusion zone is expected to contain sound levels exceeding peak pressure injury criteria for all hearing groups other than, potentially, VHF cetaceans, while also providing a consistent, reasonably observable zone within which PSOs would typically be able to conduct effective observational effort. Although significantly greater distances may be observed from an elevated platform under good conditions, NMFS believes that 500 m is likely regularly attainable for PSOs using the naked eye during typical conditions. In addition, an exclusion zone is expected to be helpful in avoiding more severe behavioral responses. Behavioral response to an acoustic stimulus is determined not only by received level but by context (
                        <E T="03">e.g.,</E>
                         activity state) including, importantly, proximity to the source (
                        <E T="03">e.g.,</E>
                         Southall 
                        <E T="03">et al.,</E>
                         2007; Ellison 
                        <E T="03">et al.,</E>
                         2012; DeRuiter 
                        <E T="03">et al.,</E>
                         2013). In prescribing an exclusion zone, NMFS seeks not only to avoid most potential auditory injury but also to reduce the likely severity of the behavioral response at a given received level of sound.
                    </P>
                    <P>
                        In summary, NMFS' goal in prescribing a standard exclusion zone distance is to (1) encompass zones for most species within which auditory injury could occur on the basis of instantaneous exposure; (2) provide protection from the potential for more severe behavioral reactions (
                        <E T="03">e.g.,</E>
                         panic, antipredator response) for marine mammals at relatively close range to the acoustic source; (3) enable more effective implementation of required mitigation by providing consistency and ease of implementation for PSOs, who need to monitor and implement the exclusion zone; and (4) define a distance within which detection probabilities are reasonably high for most species under typical conditions. NMFS' use of 500 m as the zone is not based directly on any quantitative understanding of the range at which auditory injury would be entirely precluded or any range specifically related to disruption of behavioral patterns. Rather, we believe it is a reasonable combination of factors. This zone has been proven as a feasible measure through past implementation by operators in the GOA. In summary, a practicable criterion such as this has the advantage of familiarity and simplicity while still providing in most cases a zone larger than relevant auditory injury zones, given realistic movement of source and receiver. Increased shutdowns, without a firm idea of the outcome the measure seeks to avoid, simply displace survey activity in time and increase the total duration of acoustic influence as well as total sound energy in the water (due to additional ramp-up and overlap where data acquisition was interrupted). The shutdown requirement described here would be required for most marine mammals, with certain differences. Small delphinids are excepted from the shutdown requirement, as described in the following section. Certain species are subject to an extended distance shutdown zone, as described in the subsequent section entitled “Other Shutdown Requirements.”
                    </P>
                    <P>
                        <E T="03">Dolphin Exception</E>
                        —The shutdown requirement described above is in place for all marine mammals, with the exception of small delphinids. As defined here, the small delphinid group is intended to encompass those members of the Family Delphinidae most likely to voluntarily approach the source vessel for purposes of interacting with the vessel and/or airgun array (
                        <E T="03">e.g.,</E>
                         bow-riding). Here we refer to “large delphinids” and “small delphinids” as shorthand for generally deep-diving versus surface-dwelling/bow-riding groups, respectively, as the important distinction is their dive behavior rather than their size. This exception to the shutdown requirement applies solely to specific genera of dolphins—
                        <E T="03">Steno, Tursiops,</E>
                          
                        <E T="03">Stenella,</E>
                         and 
                        <E T="03">Lagenodelphis</E>
                         (see table 2)—and applies under all circumstances, regardless of what the perception of the animal(s) behavior or intent may be.
                    </P>
                    <P>
                        The exception described here is based on the lack of evidence of or presumed potential for the types of effects to these species of small delphinid that our shutdown requirement for other species seeks to avoid and the practicability 
                        <PRTPAGE P="9054"/>
                        concern presented by the operational impacts of frequent shutdowns. Despite a large volume of observational effort during airgun surveys, including in locations where dolphin shutdowns have not previously been required (
                        <E T="03">i.e.,</E>
                         the U.S. GOA and United Kingdom (UK) waters), we are not aware of accounts of notable adverse dolphin reactions to airgun noise (Stone, 2015; Barkaszi 
                        <E T="03">et al.,</E>
                         2012; Barkaszi and Kelly, 2018) other than one isolated incident (Gray and Van Waerebeek, 2011). Dolphins have a relatively high threshold for the onset of auditory injury (
                        <E T="03">i.e.,</E>
                         PTS) and more severe adverse behavioral responses seem less likely given the evidence of purposeful approach and/or maintenance of proximity to vessels with operating airguns.
                    </P>
                    <P>
                        The best available scientific evidence indicates that auditory injury as a result of airgun sources is extremely unlikely for HF cetaceans, primarily due to a relative lack of sensitivity and susceptibility to noise-induced hearing loss at the frequency range output by airguns (
                        <E T="03">i.e.,</E>
                         most sound below 500 Hz) as shown by the HF cetacean auditory weighting function (NMFS, 2024). Criteria for TTS in HF cetaceans for impulsive sounds were derived by experimental measurement of TTS in beluga whales exposed to pulses from a seismic watergun. Dolphins exposed to the same stimuli in this study did not display TTS (Finneran 
                        <E T="03">et al.,</E>
                         2002). Moreover, when the experimental watergun signal was weighted appropriately for HF cetaceans, less energy was filtered than would be the case for an airgun signal. Finneran 
                        <E T="03">et al.</E>
                         (2015) exposed bottlenose dolphins to repeated pulses from an airgun and measured no TTS.
                    </P>
                    <P>
                        NMFS cautions that, while dolphins are observed voluntarily approaching source vessels (
                        <E T="03">e.g.,</E>
                         bow-riding or interacting with towed gear), the reasons for the behavior are unknown. In context of an active airgun array, the behavior cannot be assumed to be harmless. Although bow-riding comprises approximately 30 percent of behavioral observations in the GOA, there is a much lower incidence of the behavior when the acoustic source is active (Barkaszi 
                        <E T="03">et al.,</E>
                         2012), and this finding was replicated by Stone (2015a) for surveys occurring in UK waters. Some studies have found evidence of aversive behavior by dolphins during firing of airguns. Barkaszi 
                        <E T="03">et al.</E>
                         (2012) found that the median closest distance of approach to the acoustic source was at significantly greater distances during times of full-power source operation when compared to silence, while Stone (2015) and Stone and Tasker (2006) reported that behavioral responses, including avoidance and changes in swimming or surfacing behavior, were evident for dolphins during firing of large arrays. Goold and Fish (1998) described a “general pattern of localized disturbance” for dolphins in the vicinity of an airgun survey. However, while these general findings—typically, dolphins will display increased distance from the acoustic source, decreased prevalence of “bow-riding” activities, and increases in surface-active behaviors—are indicative of adverse or aversive responses that may rise to the level of “take” (as defined by the MMPA), they are not indicative of any response of a severity such that the need to avoid it outweighs the impact on practicability for the industry and operators.
                    </P>
                    <P>Additionally, increased shutdowns resulting from such a measure would require source vessels to revisit the missed track line to reacquire data, resulting in an overall increase in the total sound energy input to the marine environment and an increase in the total duration over which the survey is active in a given area. Therefore, the removal of such measures for small delphinids is warranted in consideration of the available information regarding the effectiveness of such measures in mitigating impacts to small delphinids and the practicability of such measures.</P>
                    <P>
                        Although other HF hearing specialists (
                        <E T="03">e.g.,</E>
                         large delphinids) are considered no more likely to incur auditory injury than are small delphinids, they are more typically deep divers, meaning that there is some increased potential for more severe effects from a behavioral reaction. Therefore, NMFS anticipates benefit from a shutdown requirement for large delphinids, in that it is likely to preclude more severe behavioral reactions for any such animals in close proximity to the source vessel as well as any potential for physiological effects.
                    </P>
                    <P>At the same time, large delphinids are much less likely to approach vessels. Therefore, a shutdown requirement for large delphinids would not have similar impacts as a small delphinid shutdown in terms of either practicability for the applicant or corollary increase in sound energy output and time on the water.</P>
                    <P>
                        <E T="03">Other Surveys</E>
                        —Shutdown protocols for shallow penetration surveys are similar to those described for deep penetration surveys, except that the exclusion zone is defined as a 100-m radial distance around the perimeter of the acoustic source. The dolphin exception described above for deep penetration surveys would apply. As described previously, no shutdowns would be required for HRG surveys.
                    </P>
                    <P>
                        <E T="03">Extended Shutdown Requirements for Special Circumstances</E>
                        —Shutdown of the acoustic source is also required in the event of certain other detections beyond the standard exclusion zones. As for normal shutdowns within the standard exclusion zone, shutdowns at extended distance should be made on the basis of confirmed detections (visual or acoustic) within the zone. For deep penetration surveys, NMFS determined an appropriate distance on the basis of available information regarding detection functions for relevant species, but notes that, while based on quantitative data, the distance is an approximate limit that is merely intended to encompass the region within which we would expect a relatively high degree of success in sighting certain species while also improving PSO efficacy by removing the potential that a PSO might interpret these requirements as demanding a focus on areas further from the vessel. NMFS set the shutdown radius for special circumstances (described below) at 1.5 km for deep penetration surveys. The shutdown radius for special circumstances is set at 500 m for shallow penetration surveys.
                    </P>
                    <P>
                        Circumstances justifying shutdown at extended distance (
                        <E T="03">e.g.,</E>
                         within 1.5 km) include:
                    </P>
                    <P>
                        • 
                        <E T="03">Upon detection of a Rice's whale.</E>
                         These whales have a highly restricted geographic range (limited to water depths of approximately 100-400 m within the GOA) and a very small population abundance (estimated at fewer than 100). Aside from the restricted distribution and small population, the whales face a significant suite of anthropogenic threats, one of which is noise produced by geophysical surveys. NMFS believes it appropriate to eliminate potential effects to individual Rice's whales to the extent practicable.
                    </P>
                    <P>
                        • 
                        <E T="03">Upon detection of a sperm whale.</E>
                         The sperm whale's primary means of locating prey is echolocation (Miller 
                        <E T="03">et al.,</E>
                         2004), and multiple studies have shown that noise can disrupt feeding behavior and/or significantly reduce foraging success for sperm whales at relatively low levels of exposure (
                        <E T="03">e.g.,</E>
                         Miller 
                        <E T="03">et al.,</E>
                         2009, 2012; Isojunno 
                        <E T="03">et al.,</E>
                         2016; Sivle 
                        <E T="03">et al.,</E>
                         2012; Curé 
                        <E T="03">et al.,</E>
                         2016). Effects on energy intake with no immediate compensation, as is suggested by disruption of foraging behavior without corollary movements to new locations, would be expected to result in bioenergetics consequences to individual whales. Farmer 
                        <E T="03">et al.</E>
                         (2018) developed a stochastic life-stage structured bioenergetic model to evaluate the consequences of reduced 
                        <PRTPAGE P="9055"/>
                        foraging efficiency in sperm whales, finding that individual resilience to foraging disruptions is primarily a function of size (
                        <E T="03">i.e.,</E>
                         reserve capacity) and daily energetic demands, and that the ultimate effects on reproductive success and individual fitness are largely dependent on the duration and frequency of disturbance. The bioenergetic simulations of Farmer 
                        <E T="03">et al.</E>
                         (2018) show that frequent disruptions in foraging, as might be expected when large amounts of survey activity overlap with areas of importance for sperm whales, can have potentially severe fitness consequences. In addition, the GOA sperm whale population was heavily impacted by the DWH oil spill. Therefore, in consideration of the potential energetic impacts of survey activity on individual sperm whales and the environmental baseline for the GOA sperm whale population, NMFS determined that meaningful measures must be taken to minimize disruption of foraging behavior.
                    </P>
                    <P>
                        • 
                        <E T="03">Upon detection of a beaked whale or Kogia spp.</E>
                         These species are behaviorally sensitive deep divers and it is possible that disturbance could provoke a severe behavioral response leading to fitness consequences (
                        <E T="03">e.g.,</E>
                         Würsig 
                        <E T="03">et al.,</E>
                         1998; Cox 
                        <E T="03">et al.,</E>
                         2006). NMFS recognizes that there are generally low detection probabilities for beaked whales and 
                        <E T="03">Kogia</E>
                         spp., meaning that many animals of these species may go undetected. Because it is likely that only a small proportion of beaked whales and 
                        <E T="03">Kogia</E>
                         spp. potentially affected by the proposed surveys would actually be detected, it is important to avoid potential impacts when practicable. Additionally, for 
                        <E T="03">Kogia</E>
                         spp.—the one species of VHF cetacean likely to be encountered—auditory injury zones relative to peak pressure thresholds are significantly greater than for other cetaceans—approximately 500 m from the acoustic source, depending on the specific real world array characteristics.
                    </P>
                    <P>
                        <E T="03">Shutdown Implementation Protocols</E>
                        —Any PSO on duty has the authority to delay the start of survey operations or to call for shutdown of the acoustic source. When shutdown is called for by a PSO, the acoustic source must be immediately deactivated and any dispute resolved only following deactivation. The survey operator must establish and maintain clear lines of communication directly between PSOs on duty and crew controlling the acoustic source to ensure that shutdown commands are conveyed swiftly while allowing PSOs to maintain watch. When both visual PSOs and PAM operators are on duty, all detections must be immediately communicated to the remainder of the on-duty team for potential verification of visual observations by the PAM operator or of acoustic detections by visual PSOs and initiation of dialogue as necessary. When there is certainty regarding the need for mitigation action on the basis of either visual or acoustic detection alone, the relevant PSO(s) must call for such action immediately.
                    </P>
                    <P>Upon implementation of shutdown, the source may be reactivated after the animal(s) has been observed exiting the exclusion zone or following a 30-minute clearance period with no further detection of the animal(s).</P>
                    <P>
                        If the acoustic source is shut down for reasons other than mitigation (
                        <E T="03">e.g.,</E>
                         mechanical difficulty) for brief periods (
                        <E T="03">i.e.,</E>
                         less than 30 minutes), it may be activated again without ramp-up if PSOs have maintained constant observation (including acoustic observation, where required) and no visual detections of any marine mammal have occurred within the exclusion zone and no acoustic detections have occurred (when required). NMFS defines “brief periods” in keeping with other clearance watch periods and to avoid unnecessary complexity in protocols for PSOs. For any longer shutdown (
                        <E T="03">e.g.,</E>
                         during line turns), pre-clearance watch and ramp-up are required. For any shutdown at night or in periods of poor visibility (
                        <E T="03">e.g.,</E>
                         BSS 4 or greater), ramp-up is required but if the shutdown period was brief and constant observation maintained, pre-clearance watch is not required.
                    </P>
                    <HD SOURCE="HD2">Miscellaneous Protocols</HD>
                    <P>The acoustic source must be deactivated when not acquiring data or preparing to acquire data, except as necessary for testing. Unnecessary use of the acoustic source should be avoided. Firing of the acoustic source at any volume above the stated production volume would not be authorized. Notified operational capacity (not including redundant backup airguns) must not be exceeded during the survey, except where unavoidable for source testing and calibration purposes. All occasions where activated source volume exceeds notified operational capacity must be noticed to the PSO(s) on duty and fully documented for reporting. The lead PSO must be granted access to relevant instrumentation documenting acoustic source power and/or operational volume.</P>
                    <P>
                        Testing of the acoustic source involving all elements requires normal mitigation protocols (
                        <E T="03">e.g.,</E>
                         ramp-up). Testing limited to individual source elements or strings does not require ramp-up but does require pre-clearance.
                    </P>
                    <HD SOURCE="HD2">Restriction Areas</HD>
                    <P>NMFS proposes the same coastal restriction included in the current ITR to provide enhanced protection for northern coastal bottlenose dolphins, and discusses the potential for a restriction area for Rice's whales. See discussion provided below. For all other species, there are no known specific areas of particular importance to consider for time-area restrictions, and no new information to suggest that the existing standard operational mitigation requirements are not sufficient to effect the LPAI on the affected species or stocks and their habitat.</P>
                    <P>
                        <E T="03">Coastal Restriction</E>
                        —No airgun surveys may occur from 90° to 84° W long. (as truncated through removal of the GOMESA moratorium area) and shoreward of a line indicated by the 20-m isobath, during the months of January through May. Waters shoreward of the 20-m isobath, where coastal dolphin stocks occur, represent the areas of greatest abundance for bottlenose dolphins.
                    </P>
                    <P>The restriction is intended specifically to avoid additional stressors to the northern coastal stock of bottlenose dolphins during the time period believed to be of greatest importance as a reproductive period. NOAA estimates that potentially 82 percent of northern coastal dolphins were exposed to DWH oil, resulting in an array of long-term health impacts (including reproductive failure) and possible population reductions of 50 percent for the stock (DWH MMIQT, 2015). The same analysis estimated that these population-level impacts could require 39 years to recovery, in the absence of other additional stressors. The stock has been subject to multiple declared UMEs.</P>
                    <P>The January-May timeframe is intended to best encompass the most important reproductive period for bottlenose dolphins in these coastal waters, when additional stress is most likely to have serious impacts on pregnancy and/or survival of neonates. Expert interpretation of the long-term data for neonate strandings is that February-April are the primary months that animals are born in the northern GOA, and that fewer but similar numbers are born in January and May. This refers to long-term averages and in any particular year the peak reproductive period can shift earlier or later.</P>
                    <P>
                        <E T="03">Rice's Whale</E>
                        —For this proposed rule, NMFS evaluated the potential for a restriction on survey activity in areas 
                        <PRTPAGE P="9056"/>
                        between 100 and 400 m in depth throughout the geographic area covered by the rule for Rice's whales. We first provide a summary of baseline information relevant to our consideration of mitigation for Rice's whales. Rice's whales have a small population size, are restricted to the GOA, and were determined by the status review team to be “at or below the near-extinction population level” (Rosel 
                        <E T="03">et al.,</E>
                         2016). While various population abundance estimates are available (
                        <E T="03">e.g.,</E>
                         Garrison 
                        <E T="03">et al.,</E>
                         2020, 2023; Hayes 
                        <E T="03">et al.,</E>
                         2023; Roberts 
                        <E T="03">et al.,</E>
                         2016; Dias and Garrison, 2016), all are highly uncertain because targeted surveys have not been conducted throughout the Rice's whale's range. The most recent statistically-derived abundance estimate, from 2017 and 2018 surveys in the northeastern GOA, is 51 individuals (20-130 95% Confidence Interval (CI)) (Garrison 
                        <E T="03">et al.,</E>
                         2020). There may be fewer than 100 individuals throughout the GOA (Rosel 
                        <E T="03">et al.,</E>
                         2016). In addition, the population exhibits very low levels of genetic diversity (Rosel and Wilcox, 2014; Rosel 
                        <E T="03">et al.,</E>
                         2021). The small population size, restricted range, and low genetic diversity alone place these whales at significant risk of extinction (IWC, 2017). This risk has been exacerbated by the effects of the DWH oil spill, which was estimated to have exposed up to half the population to oil (DWH NRDA Trustees, 2016; DWH MMIQT, 2015). In addition, Rice's whales face a significant suite of anthropogenic threats, including noise produced by airgun surveys (Rosel 
                        <E T="03">et al.,</E>
                         2016). Additionally, Rice's whale dive and foraging behavior places them at heightened risk of being struck by vessels and/or entangled in fishing gear (Soldevilla 
                        <E T="03">et al.,</E>
                         2017).
                    </P>
                    <P>Of relevance here, the geographic scope of the specified activity for this proposed rule excludes the eastern GOA through BOEM's earlier removal of the GOMESA area (see figure 1). This reduced scope effectively minimizes potential impacts to Rice's whales and their core habitat.</P>
                    <P>It is in the aforementioned context that we evaluated restriction of survey activity over a broad (but undefined) area of the central and/or western GOA within Rice's whale habitat in waters between the 100 and 400 m isobaths. There is no scientific information supporting a temporal component for any potential restriction nor any specific spatial definition for a central and/or western GOA restriction.</P>
                    <P>The amount of anticipated take of Rice's whales over the 5-year duration of the proposed ITR is relatively low and limited to Level B harassment. The anticipated magnitude of impacts from any of these anticipated takes is considered to be relatively low, as we concluded that none of these takes are expected to impact the fitness of any individuals. See Negligible Impact Analysis and Determinations. We also note the robust required shutdown measures that utilize highly effective visual and passive acoustic detection methods to avoid marine mammal injury as well as minimize TTS and more severe behavioral responses.</P>
                    <P>For this rulemaking, NMFS examined the potential for area-based restrictions in the context of the LPAI standard to determine whether a restriction is warranted to minimize the impacts from seismic survey activities on the affected marine mammal species or stocks. This analysis is consistent with the consideration of the LPAI criteria described above when determining appropriateness of mitigation measures. These potential requirements were evaluated (see below) in the context of the proposed seismic survey activities (including the geographic scope of the rule) and the other existing mitigation measures that would be implemented to minimize impacts on the affected marine mammal species or stocks from these activities.</P>
                    <P>To reiterate, the geographic scope of the rule does not cover Rice's whale core habitat in the northeastern GOA, which is the area that contains the highest known densities of Rice's whale and which has defined the movements of previously tagged Rice's whales. Thus, even though individual Rice's whales occurring outside of the core habitat area may experience harassment, this geographic scope likely precludes significant impacts to Rice's whales at the species level by avoiding takes of the majority of individuals and by avoiding impacts to the habitat that supports the highest densities of the species. This important context generally means that the takes that do occur for Rice's whales are expected to have lower potential to have negative energetic effects or deleterious effects on reproduction that could reduce the likelihood of survival or reproductive success. In addition, NMFS is again proposing existing mitigation measures that would minimize or alleviate the likelihood of injury (PTS), TTS, and more severe behavioral responses (the 1,500-m shutdown zone). Exposures to airgun noise would occur in open water areas where animals can more readily avoid the source and find alternate habitat relatively easily. Those existing mitigation requirements are expected to be effective in ensuring that impacts are limited to lower-level responses with limited potential to significantly alter natural behavior patterns in ways that would affect the fitness of individuals and by extension the affected species.</P>
                    <P>In evaluating mitigation for species or stocks and their habitat, we consider the expected benefits of the mitigation measures for the species or stocks and their habitats against the practicability of implementation. This consideration includes assessing the manner in which, and the degree to which, the implementation of the measure(s) is expected to reduce impacts to marine mammal species or stocks (including through consideration of expected reduced impacts on individuals), their habitat, and their availability for subsistence uses (where relevant). This analysis considers such things as the nature of the proposed activity's adverse impact (likelihood, scope, range); the likelihood that the measure will be effective if implemented; the likelihood of successful implementation. Practicability of implementing the measure is also assessed and may involve consideration of such things as cost and impact on operations (16 U.S.C. 1371(a)(5)(A)(iii)).</P>
                    <P>Taking into account the above considerations, we provide evaluation of potential survey restrictions in the central and western GOA. Please see discussion of information related to Rice's whale occurrence in the central and western GOA provided previously in the Description of Marine Mammals in the Area of the Specified Activities section. In summary, passive acoustic data provide evidence that waters 100-400 m deep in the central and western GOA are Rice's whale habitat and are being used by Rice's whales in all seasons, though available data suggest that density and abundance of Rice's whales in the central and western GOA are less than in the core habitat in the northeastern GOA. Little is known about the number of whales that may be present, the nature of these individuals' use of the habitat, or the timing, duration, or frequency of occurrence for individual whales; and predictions of Rice's whale density modeling have been used to estimate potential takes of Rice's whales in the area.</P>
                    <P>
                        Restricting survey activity in central/western GOA waters from 100 to 400 m depth would avoid likely Level B harassment of any individuals that may occur in the area, but aside from the very large area within the 100-400 m isobaths throughout the GOA generally, there is no information supporting further delineation of any specific area within which a restriction on survey activity might be expected to provide targeted reductions in adverse impacts 
                        <PRTPAGE P="9057"/>
                        to Rice's whales or their habitat. Further, Level B harassment that may occur in the central/western GOA may be expected to have lower potential for meaningful consequences relative to Level B harassment events that occur in the northeastern GOA core habitat area, where important behavior may be more likely disrupted, and where greater numbers of Rice's whale are expected to occur. The relatively low level of take predicted for Rice's whales in the geographic scope for the specified activity under this proposed rule, as well as the other proposed (existing) mitigation measures (including expanded shutdowns for Rice's whales), which are expected with a high degree of confidence to minimize the duration and intensity of any instances of take that do occur, factor into NMFS' consideration of the potential benefits of any restriction on survey effort in central and western GOA waters 100-400 m depth.
                    </P>
                    <P>
                        <E T="03">Practicability</E>
                        —NMFS produced a draft Regulatory Impact Analysis in support of the 2018 proposed rule, which evaluated potential costs associated with a range of area-based activity restrictions (available online at: 
                        <E T="03">https://www.fisheries.noaa.gov/action/incidental-take-authorization-oil-and-gas-industry-geophysical-survey-activity-gulf-mexico</E>
                        ). While the RIA did not directly evaluate the impacts of area-based restrictions for Rice's whales in the central and western GOA, it did consider the impacts of other potential area-based restrictions, including seasonal and year-round restrictions in the northeastern GOA core habitat area for Rice's whales, and in so doing provided a useful framework for considering practicability of area-based restrictions considered in this current rulemaking. The analysis suggested that the analyzed seasonal and year-round area closures would have the potential to generate reductions in leasing, exploration, and subsequent development activity. Although the 2018 draft RIA cautioned that its conclusions were subject to substantial uncertainty, it provided several factors that the likelihood of ultimate impacts to oil and gas production as a result of delays in data collection could be expected to depend upon: (1) oil and gas market conditions; (2) the relative importance of the closure area to oil and gas production; (3) the state of existing data covering the area; and (4) the duration of the closure. For this current rulemaking, NMFS cannot predict factor (1) and does not have complete information regarding factor (3) (though the 2018 draft RIA provides that new surveys are expected to be required to facilitate efficient exploration and development decisions). We can, however, more adequately predict the effects of factors (2) and (4) on the impact of any closure.
                    </P>
                    <P>
                        Habitat that supports all of the Rice's whale life-history states is generally considered to consist of the aforementioned strip of continental shelf waters within the 100-400 m isobaths throughout the U.S. GOA (Roberts 
                        <E T="03">et al.,</E>
                         2016; Garrison 
                        <E T="03">et al.,</E>
                         2023; NMFS, 2023). Salinity and surface water velocity are likely predictive of potential Rice's whale occurrence (Garrison 
                        <E T="03">et al.,</E>
                         2023), but these more dynamic variables are less useful in delineating a potential area of importance than the static depth variable. Within this GOA-wide depth range, we focus on the area where Soldevilla 
                        <E T="03">et al.</E>
                         (2022; 2024) recorded Rice's whale calls as being of interest for a potential restriction. This area lies within the central GOA, where the vast majority of seismic survey effort during NMFS' experience implementing the 2021 rule has occurred. The 2018 proposed rule draft RIA considered the economic impacts of a prospective closure area in deeper waters of the central GOA. The evaluated area was designed to benefit sperm whales and beaked whales, which are found in deep water, and more activity is projected to occur in deep water than in the shelf-break waters where Rice's whale habitat occurs. As such, the 2018 draft RIA analysis likely overestimates the potential impacts of a central or western GOA closure within a portion of the shelf waters considered to be Rice's whale habitat. However, the draft RIA analysis of deep-water closures in the central GOA suggests that a central GOA closure for Rice's whales could cause significant economic impacts. A key consideration in this finding relates to factor (4), as the analyzed closure for sperm whales and beaked whales was year-round. Similarly, there is no information to support a temporal component to design of a potential Rice's whale restriction and, therefore, a restriction would appropriately be year-round. As operators have no ability to plan around a year-round restriction, this aspect exacerbates the potential for effects on oil and gas production in the GOA.
                    </P>
                    <P>
                        We also considered data available specifically for the area under consideration (Rice's whale habitat in the central and western GOA). While Rice's whale habitat (
                        <E T="03">i.e.,</E>
                         water depths of 100-400 m on the continental shelf break) contains less oil and gas industry infrastructure than do shallower, more developed waters, and have been subject to less leasing activity than deeper waters with greater expected potential reserves, central and western GOA waters 100-400 m nevertheless host significant industry activity. BOEM provides summary information by water depth bin, including water depths of 201-400 m (see 
                        <E T="03">https://www.data.boem.gov/Main/Default.aspx</E>
                        ). The area covering those depths overlaps 33 active leases, with 17 active platforms and over 1,200 approved applications to drill. In the past 20 years, over 500 wells have been drilled in water depths of 100-400 m. These data confirm that there is substantial oil and gas industry activity in this area and, therefore, the inability to collect new seismic data could affect oil and gas development given that the oil and gas industry typically uses targeted seismic data to refine geologic analyses before drilling a well. Under the existing rule, NMFS has issued (at the time of writing) 8 LOAs in association with surveys that partially overlapped the central GOA 100-400 m depth band. These surveys support a conclusion that a year-round closure would likely substantially affect future GOA oil and gas activity.
                    </P>
                    <P>
                        In summary, the foregoing supports that (1) we are unable to delineate specific areas of Rice's whale habitat in the central and western GOA where restrictions on survey activity would be appropriate because there is currently uncertainty about Rice's whale density, abundance, habitat usage patterns and other factors in the central and western GOA; and (2) there is high likelihood that closures or other restrictions on survey activity in all waters of 100-400 m depth in the central and western GOA would have significant economic impacts. Therefore, while new information regarding Rice's whale presence in areas of the GOA outside of the northeastern core habitat suggests that a restriction on survey effort may be expected to reduce adverse impacts to individual whales, there is a lack of information supporting the importance of or appropriately specific timing or location of such a restriction and an unclear understanding of the importance of particular areas to individual whales or the population as a whole. On the other hand, information regarding the potential for economic impacts resulting from a year-round restriction broadly in the 100-400 m area supports our conclusion that there are significant practicability concerns. As a result, NMFS has preliminarily determined that no additional 
                        <PRTPAGE P="9058"/>
                        mitigation is warranted to effect the LPAI on the species.
                    </P>
                    <HD SOURCE="HD2">Entanglement Avoidance</HD>
                    <P>
                        The use of OBN or similar equipment requiring the use of tethers or connecting lines poses an entanglement risk. These measures apply to operators conducting OBN surveys (or surveys using similar equipment), and include: (1) use negatively buoyant coated wire-core tether cable (
                        <E T="03">e.g.,</E>
                          
                        <FR>3/4</FR>
                        ″ polyurethane-coated cable with 
                        <FR>1/2</FR>
                        ″ wire core); (2) retrieve all lines immediately following completion of the survey; and (3) attach acoustic pingers directly to the coated tether cable. Acoustic releases should not be used. No unnecessary release lines or lanyards may be used and nylon rope may not be used for any component of the system. Pingers must be attached directly to the nodal tether cable via shackle, with cables retrieved via grapnel. If a lanyard is required it must be as short as possible and made as stiff as possible, 
                        <E T="03">e.g.,</E>
                         by placing inside a hose sleeve.
                    </P>
                    <HD SOURCE="HD2">Vessel Strike Avoidance</HD>
                    <P>
                        These measures apply to all vessels associated with any survey activity (
                        <E T="03">e.g.,</E>
                         source vessels, streamer vessels, chase vessels, supply vessels). However, NMFS notes that these requirements do not apply in any case where compliance would create an imminent and serious threat to a person or vessel or to the extent that a vessel is restricted in its ability to maneuver and, because of the restriction, cannot comply. These measures include the following:
                    </P>
                    <P>
                        1. Vessel operators and crews must maintain a vigilant watch for all marine mammals and must slow down, stop their vessel, or alter course, as appropriate and regardless of vessel size, to avoid striking any marine mammal. A visual observer aboard the vessel must monitor a vessel strike avoidance zone around the vessel (distances stated below). Visual observers monitoring the vessel strike avoidance zone may be third-party observers (
                        <E T="03">i.e.,</E>
                         PSOs) or crew members, but crew members responsible for these duties must receive sufficient training to (1) distinguish protected species from other phenomena and (2) broadly to identify a marine mammal as a baleen whale, sperm whale, or other marine mammal;
                    </P>
                    <P>2. Vessel speeds must be reduced to 10 kn or less when mother/calf pairs, pods, or large assemblages of any marine mammal are observed near a vessel;</P>
                    <P>3. All vessels must maintain a minimum separation distance of 500 m from baleen whales;</P>
                    <P>4. All vessels must maintain a minimum separation distance of 100 m from sperm whales;</P>
                    <P>
                        5. All vessels must, to the maximum extent practicable, attempt to maintain a minimum separation distance of 50 m from all other marine mammals, with an understanding that at times this may not be possible (
                        <E T="03">e.g.,</E>
                         for animals that approach the vessel); and
                    </P>
                    <P>
                        6. When marine mammals are sighted while a vessel is underway, the vessel shall take action as necessary to avoid violating the relevant separation distance (
                        <E T="03">e.g.,</E>
                         attempt to remain parallel to the animal's course, avoid excessive speed or abrupt changes in direction until the animal has left the area). If marine mammals are sighted within the relevant separation distance, the vessel must reduce speed and shift the engine to neutral, not engaging the engines until animals are clear of the area. This does not apply to any vessel towing gear or any vessel that is navigationally constrained.
                    </P>
                    <P>NMFS has carefully evaluated the suite of mitigation measures described here and considered a range of other measures in the context of ensuring that we prescribe the means of effecting the least practicable adverse impact on the affected marine mammal species and stocks and their habitat. Based on our evaluation of these measures, we have preliminarily determined that the required mitigation measures provide the means of effecting the least practicable adverse impact on marine mammal species or stocks and their habitat, paying particular attention to rookeries, mating grounds, and areas of similar significance.</P>
                    <HD SOURCE="HD1">Proposed Monitoring and Reporting</HD>
                    <P>In order to issue an incidental take authorization for an activity, section 101(a)(5)(A) of the MMPA states that NMFS must set forth requirements pertaining to the monitoring and reporting of the authorized taking. NMFS' MMPA implementing regulations further describe the information that an applicant should provide when requesting an authorization (50 CFR 216.104 (a)(13)), including the means of accomplishing the necessary monitoring and reporting that will result in increased knowledge of the species and the level of taking or impacts on populations of marine mammals.</P>
                    <P>Section 101(a)(5)(A) allows that incidental taking may be authorized only if the total of such taking contemplated over the course of 5 years will have a negligible impact on affected species or stocks (a finding based on impacts to annual rates of recruitment and survival) and, further, section 101(a)(5)(B) requires that authorizations issued pursuant to 101(a)(5)(A) be withdrawn or suspended if the total taking is having, or may have, more than a negligible impact (or such information may inform decisions on requests for LOAs under the specific regulations). Therefore, the necessary requirements pertaining to monitoring and reporting must address the total annual impacts to marine mammal species or stocks. Effective reporting is critical both to compliance as well as ensuring that the most value is obtained from the required monitoring.</P>
                    <P>Monitoring and reporting requirements prescribed by NMFS should contribute to improved understanding of one or more of the following:</P>
                    <P>
                        • Occurrence of marine mammal species in action area (
                        <E T="03">e.g.,</E>
                         presence, abundance, distribution, density);
                    </P>
                    <P>
                        • Nature, scope, or context of likely marine mammal exposure to potential stressors/impacts (individual or cumulative, acute or chronic), through better understanding of: (1) action or environment (
                        <E T="03">e.g.,</E>
                         source characterization, propagation, ambient noise); (2) affected species (
                        <E T="03">e.g.,</E>
                         life history, dive patterns); (3) co-occurrence of marine mammal species with the action; or (4) biological or behavioral context of exposure (
                        <E T="03">e.g.,</E>
                         age, calving or feeding areas);
                    </P>
                    <P>• Individual marine mammal responses (behavioral or physiological) to acoustic stressors (acute, chronic, or cumulative), other stressors, or cumulative impacts from multiple stressors;</P>
                    <P>• How anticipated responses to stressors impact either: (1) long-term fitness and survival of individual marine mammals; or (2) populations, species, or stocks;</P>
                    <P>
                        • Effects on marine mammal habitat (
                        <E T="03">e.g.,</E>
                         marine mammal prey species, acoustic habitat, or important physical components of marine mammal habitat); and
                    </P>
                    <P>• Mitigation and monitoring effectiveness.</P>
                    <P>NMFS has carefully reviewed the monitoring and reporting requirements prescribed through the current ITR, and determined that these requirements remain appropriate. We therefore proposed to carry forward those requirements, described below, without change.</P>
                    <HD SOURCE="HD2">PSO Eligibility and Qualifications</HD>
                    <P>
                        All PSO resumes must be submitted to NMFS and PSOs must be approved by NMFS after a review of their qualifications. These qualifications 
                        <PRTPAGE P="9059"/>
                        include whether the individual has successfully completed the necessary training (see “Training,” below) and, if relevant, whether the individual has the requisite experience (and is in good standing). PSOs should provide a current resume and information indicating successful completion of an acceptable PSO training course. In order for a PSO training course to be deemed acceptable by NMFS, the agency must, at minimum, review a course information packet that includes the name and qualifications (
                        <E T="03">e.g.,</E>
                         experience, training, or education) of the instructor(s), the course outline or syllabus, and course reference material. Absent a waiver (discussed below), PSOs must be trained biologists, with the following minimum qualifications:
                    </P>
                    <P>• A bachelor's degree from an accredited college or university with a major in one of the natural sciences and a minimum of 30 semester hours or equivalent in the biological sciences and at least one undergraduate course in math or statistics; and</P>
                    <P>• Successful completion of relevant training (described below), including completion of all required coursework and passing (80 percent or greater) a written and/or oral examination developed for the training program.</P>
                    <P>In addition, it is recommended that PSOs meet the following requirements:</P>
                    <P>• Experience and ability to conduct field observations and collect data according to assigned protocols (may include academic experience) and experience with data entry on computers;</P>
                    <P>• Visual acuity in both eyes (vision correction is permissible) sufficient for discernment of moving targets at the water's surface with ability to estimate target size and distance; use of binoculars may be necessary to correctly identify the target (required for visual PSOs only);</P>
                    <P>• Experience or training in the field identification of marine mammals, including the identification of behaviors (required for visual PSOs only);</P>
                    <P>• Sufficient training, orientation, or experience with the survey operation to ensure personal safety during observations;</P>
                    <P>
                        • Writing skills sufficient to prepare a report of observations (
                        <E T="03">e.g.,</E>
                         description, summary, interpretation, analysis) including but not limited to the number and species of marine mammals observed; marine mammal behavior; and descriptions of activity conducted and implementation of mitigation; and
                    </P>
                    <P>• Ability to communicate orally, by radio or in person, with survey personnel to provide real-time information on marine mammals detected in the area as necessary.</P>
                    <P>The educational requirements may be waived if the PSO has acquired the relevant skills through alternate experience. Requests for such a waiver must include written justification, and prospective PSOs granted waivers must satisfy training requirements described below. Alternate experience that may be considered includes, but is not limited to, the following:</P>
                    <P>• Secondary education and/or experience comparable to PSO duties;</P>
                    <P>• Previous work experience conducting academic, commercial, or government-sponsored marine mammal surveys; and</P>
                    <P>• Previous work experience as a PSO; the PSO should demonstrate good standing and consistently good performance of PSO duties.</P>
                    <P>
                        <E T="03">Training</E>
                        —NMFS does not formally administer any PSO training program or endorse specific providers but will approve PSOs that have successfully completed courses that meet the curriculum and trainer requirements specified herein and, therefore, are deemed acceptable. To be deemed acceptable, training should adhere generally to the recommendations provided by “
                        <E T="03">National Standards for a Protected Species Observer and Data Management Program: A Model Using Geological and Geophysical Surveys”</E>
                         (Baker 
                        <E T="03">et al.,</E>
                         2013). Those recommendations include the following topics for training programs:
                    </P>
                    <P>• Life at sea, duties, and authorities;</P>
                    <P>• Ethics, conflicts of interest, standards of conduct, and data confidentiality;</P>
                    <P>• Offshore survival and safety training;</P>
                    <P>• Overview of oil and gas activities (including geophysical data acquisition operations, theory, and principles) and types of relevant sound source technology and equipment;</P>
                    <P>• Overview of the MMPA and ESA as they relate to protection of marine mammals;</P>
                    <P>• Mitigation, monitoring, and reporting requirements as they pertain to geophysical surveys;</P>
                    <P>• Marine mammal identification, biology and behavior;</P>
                    <P>• Background on underwater sound;</P>
                    <P>• Visual surveying protocols, distance calculations and determination, cues, and search methods for locating and tracking different marine mammal species (visual PSOs only);</P>
                    <P>• Optimized deployment and configuration of PAM equipment to ensure effective detections of cetaceans for mitigation purposes (PAM operators only);</P>
                    <P>• Detection and identification of vocalizing species or cetacean groups (PAM operators only);</P>
                    <P>• Measuring distance and bearing of vocalizing cetaceans while accounting for vessel movement (PAM operators only);</P>
                    <P>
                        • Data recording and protocols, including standard forms and reports, determining range, distance, direction, and bearing of marine mammals and vessels; recording GPS location coordinates, weather conditions, Beaufort wind force and sea state, 
                        <E T="03">etc.;</E>
                    </P>
                    <P>• Proficiency with relevant software tools;</P>
                    <P>
                        • Field communication/support with appropriate personnel, and using communication devices (
                        <E T="03">e.g.,</E>
                         two-way radios, satellite phones, internet, email, facsimile);
                    </P>
                    <P>• Reporting of violations, noncompliance, and coercion; and</P>
                    <P>• Conflict resolution.</P>
                    <P>PAM operators should regularly refresh their detection skills through practice with simulation-modeling software and keep up to date with training on the latest software/hardware advances.</P>
                    <HD SOURCE="HD2">Visual Monitoring</HD>
                    <P>
                        The lead PSO is responsible for establishing and maintaining clear lines of communication with vessel crew. The vessel operator shall work with the lead PSO to accomplish this and shall ensure any necessary briefings are provided for vessel crew to understand mitigation requirements and protocols. While on duty, PSOs will continually scan the water surface in all directions around the acoustic source and vessel for presence of marine mammals, using a combination of the naked eye and high-quality binoculars, from optimum vantage points for unimpaired visual observations with minimum distractions. PSOs will collect observational data for all marine mammals observed, regardless of distance from the vessel, including species, group size, presence of calves, distance from vessel and direction of travel, and any observed behavior (including an assessment of behavioral responses to survey activity). Upon observation of marine mammal(s), a PSO will record the observation and monitor the animal's position (including latitude/longitude of the vessel and relative bearing and estimated distance to the animal) until the animal dives or moves out of visual range of the observer, and a PSO will continue to observe the area to watch for the animal to resurface or for additional animals that may surface in the area. PSOs will also record environmental conditions at 
                        <PRTPAGE P="9060"/>
                        the beginning and end of the observation period and at the time of any observations, as well as whenever conditions change significantly in the judgment of the PSO on duty.
                    </P>
                    <P>
                        For all deep penetration surveys, the vessel operator must provide bigeye binoculars of appropriate quality (
                        <E T="03">e.g.,</E>
                         25 x 150; 2.7 view angle; individual ocular focus; height control) solely for PSO use. These should be pedestal-mounted on the deck at the most appropriate vantage point that provides for optimal sea surface observation, PSO safety, and safe operation of the vessel. Other required equipment, which should be made available to PSOs by the third-party observer provider, includes reticle binoculars of appropriate quality (
                        <E T="03">e.g.,</E>
                         7 x 50), GPS, digital camera with a telephoto lens (the camera or lens should also have an image stabilization system) that is at least 300 mm or equivalent on a full-frame single-lens reflex, compass, and any other tools necessary to adequately perform the tasks described above, including accurate determination of distance and bearing to observed marine mammals.
                    </P>
                    <HD SOURCE="HD2">Acoustic Monitoring</HD>
                    <P>
                        Use of towed PAM is required for deep penetration surveys. Monitoring of a towed PAM system is required at all times for these surveys, from 30 minutes prior to ramp-up, throughout all use of the acoustic source, and for 60 minutes following cessation of survey activity. Towed PAM systems should consist of hardware (
                        <E T="03">e.g.,</E>
                         hydrophone array, recorder, cables) and software (
                        <E T="03">e.g.,</E>
                         data processing program and algorithm). Some type of automated detection software must be used. Acoustic signals are processed for output to the PAM operator with software designed to detect marine mammal vocalizations. Current PAM technology has some limitations (
                        <E T="03">e.g.,</E>
                         limited directional capabilities and detection range, detection of signals due to vessel and flow noise, low accuracy in localization) and there are no formal guidelines currently in place regarding specifications for hardware, software, or operator training requirements.
                    </P>
                    <P>
                        NMFS' requirement to use PAM refers to the use of calibrated hydrophone arrays with full system redundancy to detect, identify, and estimate distance and bearing to vocalizing cetaceans, to the extent possible. With regard to calibration, the PAM system should have at least one calibrated hydrophone, sufficient for determining whether background noise levels on the towed PAM system are sufficiently low to meet performance expectations. Additionally, if multiple hydrophone types occur in a system (
                        <E T="03">i.e.,</E>
                         monitor different bandwidths), then one hydrophone from each such type shall be calibrated, and whenever sets of hydrophones (of the same type) are sufficiently spatially separated such that they would be expected to experience ambient noise environments that differ by 6 dB or more across any integrated species cluster bandwidth, then at least one hydrophone from each set should be calibrated. In terms of calibrating the rest of the system, the signal route to the data recorder and monitoring software shall be calibrated so that the binary amplitude data written to hard disk can be converted into units of acoustic pressure. The configuration of hardware should be coupled with appropriate software to aid monitoring and listening by a PAM operator skilled in bioacoustics analysis and computer system specifications capable of running appropriate software. GPS data acquisition is recommended for all PAM operations. If the PAM plan (see below) claims an ability to localize, every localization estimate obtained from a PAM system must be accompanied by some estimate of uncertainty and ambiguity.
                    </P>
                    <P>In the absence of formal standards addressing any of these three facets of PAM technology, all applicants must provide a PAM plan including description of the hardware and software proposed for use prior to proceeding with any survey where PAM is required. Following the survey, a validation document must be submitted as part of required reporting (see below). The purpose of the PAM plan is to demonstrate that the PAM system being proposed for use is adequate for addressing the mitigation goals. The plan shall include methodology and documentation requirements for all stages of the project. PAM plans should, at minimum, adequately address and describe (1) the hardware and software planned for use, including a hardware performance diagram demonstrating that the sensitivity and dynamic range of the hardware is appropriate for the operation; (2) deployment methodology, including target depth/tow distance; (3) definitions of expected operational conditions, used to summarize background noise statistics; (4) proposed detection-classification-localization methodology, including anticipated species clusters (using a cluster definition table), target minimum detection range for each cluster, and the proposed localization method for each cluster; (5) operation plans, including the background noise sampling schedule; (6) array design considerations for noise abatement; and (7) cluster-specific details regarding which real-time displays and automated detectors the operator would monitor. Where relevant, the plan should address the potential for PAM deployment on a receiver vessel or other associated vessel separate from the acoustic source.</P>
                    <P>
                        <E T="03">Species clusters</E>
                        —The PAM plan shall list the species of concern during the upcoming operation. While some species may be listed individually for special attention, in many circumstances it is expected that for the purposes of a PAM operation multiple species can be grouped together in a “cluster” that shares similar acoustic and behavioral characteristics (
                        <E T="03">e.g.,</E>
                         sperm whale, beaked whales). The plan must specify a target minimum detection (and possibly localization) range for each species cluster used in the document. Different ranges can be defined for different operational conditions. The PAM system may exceed this detection range, but shall always be capable of achieving this minimum detection range.
                    </P>
                    <P>
                        <E T="03">Hardware and software specifications</E>
                        —The PAM plan shall have a section dedicated to demonstrating that the PAM hardware is sensitive enough to detect signals from the species clusters of concern at the target minimum detection ranges specified. The plan should include a hardware specification table and hardware performance diagram. The diagram will show the sensitivity and bandwidth of the combined array hardware and recording system, as well as the received levels required for a given species cluster to be detectable at the target minimum detection range. The overall goal of the diagram is to visually demonstrate that the planned PAM array/recording system would have the capability of detecting various species clusters at required target ranges, provided that background noise levels are not an issue.
                    </P>
                    <P>
                        <E T="03">Operational conditions</E>
                        —The validation document should demonstrate whether the PAM system has been compromised by excessive background noise, whether that noise is electronic interference, flow, platform, or environmental noise. Therefore, the PAM plan shall define a set of “operational conditions” under which detection statistics (background noise profiles) will be categorized during the project. Operational conditions consist of three categories: platform activity and status, mitigation (activity) status, and environmental status.
                    </P>
                    <P>
                        <E T="03">Operating procedures</E>
                        —The PAM plan shall describe the level of effort that is reasonably expected to occur for 
                        <PRTPAGE P="9061"/>
                        the monitoring requirements. For every species cluster, the plan should detail which part of the PAM display would be used for detecting that cluster. For example, if a scrolling spectrogram display is being used for a species cluster, then the spectrogram's fast Fourier transform sample size, frequency bandwidth, and their refresh rate shall be specified. Similar details would be provided for other software tools, such as click detectors and other automated detectors and classifiers. The plan shall also provide a screenshot of the expected monitor display.
                    </P>
                    <P>In coordination with vessel crew, the lead PAM operator will be responsible for deployment, retrieval, and testing and optimization of the hydrophone array. While on duty, the PAM operator must diligently listen to received signals and/or monitoring display screens in order to detect vocalizing cetaceans, except as required to attend to PAM equipment. The PAM operator must use appropriate sample analysis and filtering techniques and must report all cetacean detections. NMFS recommends that vessel self-noise assessments be undertaken during mobilization in order to optimize PAM array configuration according to the specific noise characteristics of the vessel and equipment involved, and to refine expectations for distance/bearing estimations for cetacean species during the survey. Copies of any vessel self-noise assessment reports must be included with the summary trip report.</P>
                    <HD SOURCE="HD2">Data Collection</HD>
                    <P>PSOs must use standardized electronic data forms. PSOs will record detailed information about any implementation of mitigation requirements, including the distance of animals to the acoustic source and description of specific actions that ensued, the behavior of the animal(s), any observed changes in behavior before and after implementation of mitigation, and if shutdown was implemented, the length of time before any subsequent ramp-up of the acoustic source to resume survey. If required mitigation was not implemented, PSOs should submit a description of the circumstances. NMFS requires that, at a minimum, the following information be reported:</P>
                    <P>• Vessel names (source vessel and other vessels associated with survey), vessel size and type, maximum speed capability of vessel, port of origin, and call signs;</P>
                    <P>• PSO names and affiliations;</P>
                    <P>• Dates of departures and returns to port with port name;</P>
                    <P>• Dates and participants of PSO briefings;</P>
                    <P>• Dates and times (Greenwich Mean Time) of survey effort and times corresponding with PSO effort;</P>
                    <P>• Vessel location (latitude/longitude) when survey effort begins and ends and vessel location at beginning and end of visual PSO duty shifts</P>
                    <P>• Vessel location at 30 second intervals (if software capability allows) or 5-minute intervals (if location must be manually recorded);</P>
                    <P>• Vessel heading and speed at beginning and end of visual PSO duty shifts and upon any line change;</P>
                    <P>• Environmental conditions while on visual survey (at beginning and end of PSO shift and whenever conditions change significantly), including Beaufort scale and any other relevant weather conditions including cloud cover, fog, sun glare, night, and overall visibility to the horizon;</P>
                    <P>• Vessel location when environmental conditions change significantly;</P>
                    <P>
                        • Factors that may have contributed to impaired observations during each PSO shift change or as needed as environmental conditions change (
                        <E T="03">e.g.,</E>
                         vessel traffic, equipment malfunctions);
                    </P>
                    <P>
                        • Survey activity information, such as acoustic source power output while in operation, number and volume of airguns operating in an array, tow depth of an acoustic source, and any other notes of significance (
                        <E T="03">i.e.,</E>
                         pre-clearance, ramp-up, shutdown, testing, shooting, ramp-up completion, end of operations, streamers, etc.);
                    </P>
                    <P>• If a marine mammal is sighted, the following information should be recorded:</P>
                    <P>○ Watch status (sighting made by PSO on/off effort, opportunistic, crew, alternate vessel/platform);</P>
                    <P>○ PSO who sighted the animal and PSO location (including height above water) at time of sighting;</P>
                    <P>○ Time of sighting;</P>
                    <P>○ Vessel location at time of sighting;</P>
                    <P>○ Water depth;</P>
                    <P>○ Direction of vessel's travel (compass direction);</P>
                    <P>○ Direction of animal's travel relative to the vessel;</P>
                    <P>○ Pace of the animal;</P>
                    <P>○ Estimated distance to the animal (and method of estimating distance) and its heading relative to vessel at initial sighting;</P>
                    <P>
                        ○ Identification of the animal (
                        <E T="03">e.g.,</E>
                         genus/species, lowest possible taxonomic level, or unidentified) and PSO confidence in identification; also note the composition of the group if there is a mix of species;
                    </P>
                    <P>○ Estimated number of animals (high/low/best);</P>
                    <P>○ Estimated number of animals by cohort (adults, yearlings, juveniles, calves, group composition, etc.);</P>
                    <P>○ Description (as many distinguishing features as possible of each individual seen, including length, shape, color, pattern, scars or markings, shape and size of dorsal fin, shape of head, and blow characteristics);</P>
                    <P>
                        ○ Detailed behavior observations (
                        <E T="03">e.g.,</E>
                         number of blows, number of surfaces, breaching, spyhopping, diving, feeding, traveling; as explicit and detailed as possible; note any observed changes in behavior);
                    </P>
                    <P>○ Animal's closest point of approach (CPA) and/or closest distance from the acoustic source;</P>
                    <P>
                        ○ Platform activity at time of sighting (
                        <E T="03">e.g.,</E>
                         deploying, recovering, testing, shooting, data acquisition, other); and
                    </P>
                    <P>
                        ○ Description of any actions implemented in response to the sighting (
                        <E T="03">e.g.,</E>
                         delays, shutdown, ramp-up); time and location of the action should also be recorded;
                    </P>
                    <P>• If a marine mammal is detected while using the PAM system, the following information should be recorded:</P>
                    <P>○ An acoustic encounter identification number, and whether the detection was linked with a visual sighting;</P>
                    <P>○ Time when first and last heard;</P>
                    <P>
                        ○ Types and nature of sounds heard (
                        <E T="03">e.g.,</E>
                         clicks, whistles, creaks, burst pulses, continuous, sporadic, strength of signal); and
                    </P>
                    <P>○ Any additional information recorded such as water depth of the hydrophone array, bearing of the animal to the vessel (if determinable), species or taxonomic group (if determinable), spectrogram screenshot, and any other notable information.</P>
                    <HD SOURCE="HD2">LOA Reporting</HD>
                    <P>
                        PSO effort, survey details, and sightings data should be recorded continuously during surveys. Reports must include all information described above under “Data Collection,” including amount and location of line-kms surveyed and all marine mammal observations with closest approach distance. Draft reports must be submitted to NMFS within 90 days of survey completion or following expiration of an issued LOA. In the event that an LOA is issued for a period exceeding 1 year, annual reports must be submitted during the period of validity. The draft report must be accompanied by a certification from lead PSOs as to the accuracy of the report. A final report must be submitted within 30 days following resolution of any comments on the draft report.
                        <PRTPAGE P="9062"/>
                    </P>
                    <P>
                        The report must describe the operations conducted and sightings of marine mammals near the operations; provide full documentation of methods, results, and interpretation pertaining to all monitoring; summarize the dates and locations of survey operations, and all marine mammal sightings (dates, times, locations, activities, associated survey activities); and provide information regarding locations where the acoustic source was used. The LOA-holder shall provide geo-referenced time-stamped vessel tracklines for all time periods in which airguns (full array or single) were operating. Tracklines should include points recording any change in airgun status (
                        <E T="03">e.g.,</E>
                         when the airguns began operating, when they were turned off). GIS files shall be provided in ESRI shapefile format and include the UTC date and time, latitude in decimal degrees, and longitude in decimal degrees. All coordinates should be referenced to the WGS84 geographic coordinate system. In addition to the report, all raw observational data shall be made available to NMFS.
                    </P>
                    <P>This report must also include a validation document concerning the use of PAM (if PAM was required), which should include necessary noise validation diagrams (NVD) and demonstrate whether background noise levels on the PAM deployment limited achievement of the planned detection goals. A separate diagram should be produced for every background noise percentile chosen for analysis. Background noise percentiles, rather than a simple average of the data, are required because the highly non-stationary characteristics of many background noise profiles cannot be described by a simple mean. For example, data collected during a seismic survey will have short periods of time containing high-intensity pulses and longer periods of time dominated by lower levels of reverberation. Taking a simple mean of these noise data would imply background noise levels substantially higher than what may actually have been present between seismic pulses. A validation report would typically contain between three to five diagrams, depending on the number of percentiles analyzed. At a minimum, the validation report should contain three diagrams that include the 50th percentile (median), 5th percentile, and 95th percentile. The 25th percentile and 75th percentile may also be included. In each percentile diagram, a separate background noise curve shall be drawn for each defined operational condition. In general, the NVD should be generated from the data stream that is used for detecting the presence of marine mammal signals. For example, if beamforming or some other form of array gain has been applied before invoking signal detection, then the NVD should be generated using the beamformed data, and not omnidirectional data. The complete set of NVDs, one for each percentile of interest, combined with a table that lists the fraction of time the activity was in each operational state, provides a means of reviewing the background noise-limitations encountered by the PAM system during various operational conditions. Actual marine mammal detections should be plotted on this diagram for a reasonableness check on the expected received levels. Overall, the validation document should reiterate all the goals and parameters stated in the planning document and verify that goals were/were not met, why, changes, etc. The validation document also should state whether the planning was suited to the needs of the survey and met the required mitigation standards.</P>
                    <P>The report must include a post-survey estimate of the instances of take of each species utilizing the line miles of survey actually conducted and the same methods used to initially predict the estimated take in the LOA application. Depending on the length and dates of the survey, LOA-holders may be required to segment take estimates into specific years to support the administration of the rule.</P>
                    <HD SOURCE="HD2">Comprehensive Reporting</HD>
                    <P>Individual LOA-holders will be responsible for collecting and submitting monitoring data to NMFS, as described above. In addition, on an annual basis, LOA-holders will also collectively be responsible for compilation and analysis of those data for inclusion in subsequent annual synthesis reports. Individual LOA-holders may collaborate to produce this report or may elect to have their trade associations support the production of such a report. These reports would summarize the data presented in the individual LOA-holder reports, provide analysis of these synthesized results, discuss the implementation of required mitigation, and present any recommendations. This comprehensive annual report would be the basis of an annual adaptive management process (described below in Adaptive Management). The following topics will be described in comprehensive reporting:</P>
                    <P>
                        • Summary of geophysical survey activity by survey type, geographic zone (
                        <E T="03">i.e.,</E>
                         the seven zones described in the modeling report), month, and acoustic source status (
                        <E T="03">e.g.,</E>
                         inactive, ramp-up, full-power, power-down);
                    </P>
                    <P>• Summary of monitoring effort (on-effort hours and/or distance) by acoustic source status, location, and visibility conditions (for both visual and acoustic monitoring);</P>
                    <P>
                        • Summary of mitigation measures implemented (
                        <E T="03">e.g.,</E>
                         delayed ramp-ups, shutdowns, course alterations for vessel strike avoidance) by survey type and location;
                    </P>
                    <P>• Sighting rates of marine mammals during periods with and without acoustic source activities and other variables that could affect detectability of marine mammals, such as:</P>
                    <P>○ Initial sighting distances of marine mammals relative to source status;</P>
                    <P>○ Closest point of approach of marine mammals relative to source status;</P>
                    <P>○ Observed behaviors and types of movements of marine mammals relative to source status;</P>
                    <P>○ Distribution/presence of marine mammals around the survey vessel relative to source status; and</P>
                    <P>
                        ○ Analysis of the effects of various factors influencing the detectability of marine mammals (
                        <E T="03">e.g.,</E>
                         wind speed, sea state, swell height, presence of glare or fog).
                    </P>
                    <P>• Estimates of total take across all activities for which take is authorized based on actual survey effort and original estimation method;</P>
                    <P>• Summary and conclusions from monitoring in previous year; and</P>
                    <P>• Recommendations for adaptive management.</P>
                    <P>Each annual comprehensive report should cover 1 full year of monitoring effort and must be submitted for review each year. Each report should analyze survey and monitoring effort described in reports submitted by individual LOA-holders during a given 1 year period, beginning from the date of effectiveness of these regulations. Each annual comprehensive report must be submitted for review 90 days following conclusion of the annual reporting period.</P>
                    <HD SOURCE="HD2">Reporting Injured or Dead Marine Mammals</HD>
                    <P>
                        <E T="03">Discovery of Injured or Dead Marine Mammal</E>
                        —In the event that personnel involved in the survey activities covered by the authorization discover an injured or dead marine mammal, the LOA-holder shall report the incident to the Office of Protected Resources (OPR), NMFS and to the regional stranding network as soon as feasible. The report must include the following information:
                    </P>
                    <P>
                        • Time, date, and location (latitude/longitude) of the first discovery (and 
                        <PRTPAGE P="9063"/>
                        updated location information if known and applicable);
                    </P>
                    <P>• Species identification (if known) or description of the animal(s) involved;</P>
                    <P>• Condition of the animal(s) (including carcass condition if the animal is dead);</P>
                    <P>• Observed behaviors of the animal(s), if alive;</P>
                    <P>• If available, photographs or video footage of the animal(s); and</P>
                    <P>• General circumstances under which the animal was discovered.</P>
                    <P>
                        <E T="03">Vessel Strike</E>
                        —In the event of a ship strike of a marine mammal by any vessel involved in the activities covered by the authorization, the LOA-holder shall report the incident to OPR, NMFS and to the regional stranding network as soon as feasible. The report must include the following information:
                    </P>
                    <P>• Time, date, and location (latitude/longitude) of the incident;</P>
                    <P>• Species identification (if known) or description of the animal(s) involved;</P>
                    <P>• Vessel's speed during and leading up to the incident;</P>
                    <P>• Vessel's course/heading and what operations were being conducted (if applicable);</P>
                    <P>• Status of all sound sources in use;</P>
                    <P>• Description of avoidance measures/requirements that were in place at the time of the strike and what additional measures were taken, if any, to avoid strike;</P>
                    <P>
                        • Environmental conditions (
                        <E T="03">e.g.,</E>
                         wind speed and direction, Beaufort sea state, cloud cover, visibility) immediately preceding the strike;
                    </P>
                    <P>• Estimated size and length of animal that was struck;</P>
                    <P>• Description of the behavior of the marine mammal immediately preceding and following the strike;</P>
                    <P>• If available, description of the presence and behavior of any other marine mammals immediately preceding the strike;</P>
                    <P>
                        • Estimated fate of the animal (
                        <E T="03">e.g.,</E>
                         dead, injured but alive, injured and moving, blood or tissue observed in the water, status unknown, disappeared); and
                    </P>
                    <P>• To the extent practicable, photographs or video footage of the animal(s).</P>
                    <HD SOURCE="HD2">Actions To Minimize Additional Harm to Live-Stranded (or Milling) Marine Mammals</HD>
                    <P>For deep penetration surveys, in the event of a live stranding (or near-shore atypical milling) event within 50 km of the survey operations, where the NMFS stranding network is engaged in herding or other interventions to return animals to the water, the Director of OPR, NMFS (or designee) will advise the LOA-holder of the need to implement shutdown procedures for all active acoustic sources operating within 50 km of the stranding. Shutdown procedures for live stranding or milling marine mammals include the following:</P>
                    <P>• If at any time, the marine mammals die or are euthanized, or if herding/intervention efforts are stopped, the Director of OPR, NMFS (or designee) will advise the LOA-holder that the shutdown around the animals' location is no longer needed.</P>
                    <P>• Otherwise, shutdown procedures will remain in effect until the Director of OPR, NMFS (or designee) determines and advises the LOA-holder that all live animals involved have left the area (either of their own volition or following an intervention).</P>
                    <P>
                        • If further observations of the marine mammals indicate the potential for re-stranding, additional coordination with the LOA-holder will be required to determine what measures are necessary to minimize that likelihood (
                        <E T="03">e.g.,</E>
                         extending the shutdown or moving operations farther away) and to implement those measures as appropriate.
                    </P>
                    <P>Shutdown procedures are not related to the investigation of the cause of the stranding and their implementation is not intended to imply that the specified activity is the cause of the stranding. Rather, shutdown procedures are intended to protect marine mammals exhibiting indicators of distress by minimizing their exposure to possible additional stressors, regardless of the factors that contributed to the stranding.</P>
                    <P>
                        <E T="03">Additional Information Requests</E>
                        —If NMFS determines that the circumstances of any marine mammal stranding found in the vicinity of the activity suggest investigation of the association with survey activities is warranted (example circumstances noted below), and an investigation into the stranding is being pursued, NMFS will submit a written request to the LOA-holder indicating that the following initial available information must be provided as soon as possible, but no later than 7 business days after the request for information.
                    </P>
                    <P>• Status of all sound source use in the 48 hours preceding the estimated time of stranding and within 50 km of the discovery/notification of the stranding by NMFS; and</P>
                    <P>
                        • If available, description of the behavior of any marine mammal(s) observed preceding (
                        <E T="03">i.e.,</E>
                         within 48 hours and 50 km) and immediately after the discovery of the stranding.
                    </P>
                    <P>Examples of circumstances that could trigger the additional information request include, but are not limited to, the following:</P>
                    <P>• Atypical nearshore milling events of live cetaceans;</P>
                    <P>• Mass strandings of cetaceans (two or more individuals, not including cow/calf pairs);</P>
                    <P>• Beaked whale strandings; or,</P>
                    <P>• Necropsies with findings of pathologies that are unusual for the species or area.</P>
                    <P>In the event that the investigation is still inconclusive, the investigation of the association of the survey activities is still warranted, and the investigation is still being pursued, NMFS may provide additional information requests, in writing, regarding the nature and location of survey operations prior to the time period above.</P>
                    <HD SOURCE="HD1">Negligible Impact Analysis and Determinations</HD>
                    <P>
                        NMFS' implementing regulations define negligible impact as an impact resulting from the specified activity that cannot be reasonably expected to, and is not reasonably likely to, adversely affect the species or stock through effects on annual rates of recruitment or survival (50 CFR 216.103). A negligible impact finding is based on the lack of likely adverse effects on annual rates of recruitment or survival (
                        <E T="03">i.e.,</E>
                         population-level effects). An estimate of the number of takes alone is not enough information on which to base a negligible impact determination. In addition to considering estimates of the number of marine mammals that might be “taken” by mortality, serious injury, and Level A or Level B harassment, we consider other factors, such as the type of take, the likely nature of any behavioral responses (
                        <E T="03">e.g.,</E>
                         intensity, duration), the context of any such responses (
                        <E T="03">e.g.,</E>
                         critical reproductive time or location, migration), as well as effects on habitat, and the likely effectiveness of mitigation. We also assess the number, intensity, and context of estimated takes by evaluating this information relative to population status. Consistent with the 1989 preamble for NMFS' implementing regulations (54 FR 40338, September 29, 1989), the impacts from other past and ongoing anthropogenic activities are incorporated into these analyses via their impacts on the baseline (
                        <E T="03">e.g.,</E>
                         as reflected in the regulatory status of the species, population size and growth rate where known, ongoing sources of human-caused mortality).
                    </P>
                    <P>
                        For each potential activity-related stressor, NMFS considers the potential effects to marine mammals and the likely significance of those effects to the species or stock as a whole. Potential risk due to vessel collision in view of 
                        <PRTPAGE P="9064"/>
                        the related mitigation measures, as well as potential risk due to entanglement and contaminant spills, were addressed in the Proposed Mitigation and Potential Effects of the Specified Activity on Marine Mammals sections and are not discussed further, as there are minimal risks expected from these potential stressors.
                    </P>
                    <P>
                        The “specified activity” for this rule continues to be a broad program of geophysical survey activity that could occur at any time of year in U.S. waters of the GOA, within the same specified geographical region as the 2021 final rule (
                        <E T="03">i.e.,</E>
                         U.S. waters of the GOA, excluding the former GOMESA leasing moratorium area). We continue to rely upon the acoustic exposure modeling developed to support the 2021 final rule and ITR, as updated for the 2024 corrective rulemaking, which provides marine mammal noise exposure estimates based on projections of future survey effort and best available modeling of sound propagation, animal distribution, and animal movement. This information provides a best estimate of potential acute noise exposure events that may result from the described suite of activities.
                    </P>
                    <P>
                        <E T="03">Overview of Negligible Impact Analysis</E>
                        —In recognition of the broad geographic and temporal scale of this activity, we again apply an analytical methodology through which an explicit, systematic risk assessment framework is used to evaluate potential effects of aggregated discrete acoustic exposure events (
                        <E T="03">i.e.,</E>
                         geophysical survey activities) on marine mammals, which is in turn used in the negligible impact analysis. This risk assessment framework was described by Southall 
                        <E T="03">et al.</E>
                         (2017) (available online at: 
                        <E T="03">https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-oil-and-gas</E>
                        ) and applied in support of the 2021 rule.
                    </P>
                    <P>
                        The systematic risk assessment framework uses the modeling results to put into biologically-relevant context the level of potential risk of injury and/or disturbance to marine mammals. The framework considers both the aggregation of acute effects and the broad temporal and spatial scales over which chronic effects may occur. Generally, this approach is a relativistic risk assessment that provides an interpretation of the exposure estimates within the context of key biological and population parameters (
                        <E T="03">e.g.,</E>
                         population size, life history factors, compensatory ability of the species, animal behavioral state, aversion), as well as other biological, environmental, and anthropogenic factors. This analysis was performed on a species-specific basis within each modeling zone (figure 1), and the end result provides an indication of the biological significance of the evaluated exposure numbers for each affected marine mammal stock (
                        <E T="03">i.e.,</E>
                         yielding the severity of impact and vulnerability of stock/population information), and forecasts the likelihood of any such impact. This result is expressed as relative impact ratings of overall risk that couple (1) potential severity of effect on a stock, and (2) likely vulnerability of the population to the consequences of those effects, given biologically relevant information (
                        <E T="03">e.g.,</E>
                         compensatory ability).
                    </P>
                    <P>Spectral, temporal, and spatial overlaps between survey activities and animal distribution are the primary factors that drive the type, magnitude, and severity of potential effects on marine mammals, and these considerations are integrated into both the severity and vulnerability assessments. The risk assessment framework utilizes a strategic approach to balance the weight of these considerations between the two assessments, specifying and clarifying where and how the interactions between potential disturbance and species within these dimensions are evaluated.</P>
                    <P>This risk assessment framework is one component of the negligible impact analysis. As we explain more below, overall risk ratings from the risk assessment are then considered in conjunction with the required mitigation (and any additional relevant contextual information) to ultimately inform our negligible impact determinations. Elements of this approach are subjective and relative within the context of this program of projected survey activity and, overall, the analysis necessarily requires the application of professional judgment.</P>
                    <P>Our negligible impact analyses begin with the risk assessment framework, which comprehensively considers the aggregate impacts to marine mammal populations from the specified activities in the context of both the severity of the impacts and the vulnerability of the affected species. However, it does not consider the effects of the mitigation required through the regulations in identifying risk ratings for the affected species. In addition, while the risk assessment framework comprehensively considers the spatial and temporal overlay of the activities and the marine mammals in the GOA, as well as the number of predicted takes, there are details about the nature of any “take” anticipated to result from these activities that were not considered directly in the framework analysis that warrant explicit consideration in the negligible impact determination.</P>
                    <P>Accordingly, following the description of the framework analysis presented below, NMFS highlights a few factors regarding the nature of the predicted “takes,” then synthesizes the results of implementation of the framework, the additional factors regarding the nature of the predicted takes, and the anticipated effects of the mitigation to consider the negligible impact determination for each of the species considered here. The risk assessment analysis below is performed for 2 representative years, one representing a relatively high-effort scenario (Year 1 of the effective period of rule) and the other representing a moderate-effort scenario (Year 4 of the rule). Please see table 1 for details regarding level of effort projections.</P>
                    <HD SOURCE="HD2">Risk Assessment Framework: Severity of Effect</HD>
                    <P>
                        Severity ratings consider the scaled Level B harassment takes relative to zone-specific population abundance to evaluate the severity of effect. As described above in Estimated Take, a significant model assumption was that populations of animals were reset for each 24-hour period. Exposure estimates for the 24-hour period were then aggregated across all assumed survey days as completely independent events, assuming populations turn over completely within each large zone on a daily basis. In order to evaluate modeled daily exposures and determine more realistic exposure probabilities for individuals across multiple days, we used information on species-typical movement behavior to determine a species-typical offset of modeled daily exposures, described under Estimated Take. Given that many of the evaluated survey activities occur for 30-day or longer periods, particularly some of the larger surveys for which the majority of the modeled exposures occur, this scaling process is appropriate to evaluate the likely severity of the predicted exposures (although, for surveys significantly longer than 30 days, the take numbers with this scaling applied would still be expected to overestimate the number of individuals, given the greater degree of repeat exposures that would be expected the longer the survey goes on). This scaling output was used in a severity assessment. This approach is also discussed in more detail in the Southall 
                        <E T="03">et al.</E>
                         (2017) report.
                    </P>
                    <P>
                        The scaled Level B harassment takes were then rated through a population-dependent binning system. For each species, scaled takes were divided by 
                        <PRTPAGE P="9065"/>
                        the zone-specific predicted abundance, and these proportions were used to evaluate the relative severity of modeled exposures based on the distribution of values across species to evaluate risk associated with behavioral disruption across species—a simple, logical means of evaluating relative risk across species and areas. Relative risk ratings using percent of area population size were defined as follows:
                    </P>
                    <P>• Very high—Adjusted Level B harassment takes greater than 800 percent of zone-specific population;</P>
                    <P>• High—Adjusted Level B harassment takes 401-800 percent of zone-specific population;</P>
                    <P>• Moderate—Adjusted Level B harassment takes 201-400 percent of zone-specific population;</P>
                    <P>• Low—Adjusted Level B harassment takes 100-200 percent of zone-specific population; and</P>
                    <P>Very low—Adjusted Level B harassment takes less than 100 percent of zone-specific population.</P>
                    <P>
                        Results of the severity ratings are shown in table 9. Level A harassment (including PTS) is not expected to occur for any of the species evaluated here, with the exception of 
                        <E T="03">Kogia</E>
                         spp. Estimated takes by Level A harassment for 
                        <E T="03">Kogia</E>
                         spp. are discussed in further detail in the species-specific sections below.
                    </P>
                    <GPH SPAN="3" DEEP="448">
                        <GID>EP24FE26.024</GID>
                    </GPH>
                    <HD SOURCE="HD2">Risk Assessment Framework: Vulnerability of Affected Population</HD>
                    <P>
                        Vulnerability rating seeks to evaluate the relative risk of a predicted effect given species-typical and population-specific parameters (
                        <E T="03">e.g.,</E>
                         species-specific life history, population factors) and other relevant interacting factors (
                        <E T="03">e.g.,</E>
                         human or other environmental stressors). The assessment includes consideration of four categories within two overarching risk factors (species-specific biological and environmental risk factors). These values were selected to capture key aspects of the importance of spatial (geographic), spectral (frequency content of noise in relation to species-typical hearing and sound communications), and temporal relationships between sound and receivers. Explicit numerical criteria for 
                        <PRTPAGE P="9066"/>
                        identifying scores were specified where possible, but in some cases qualitative judgments, based on a reasonable interpretation of given aspects of the specified activity and how it relates to the species in question and the environment within the specified area, were required. The vulnerability assessment includes factors related to population status, habitat use and compensatory ability, masking, and other stressors. These factors were detailed in Southall 
                        <E T="03">et al.</E>
                         (2017), and species-specific ratings were updated as appropriate in the 2024 final rule. There is no new information that would change the species-specific vulnerability assessment ratings since the 2024 final rule, which are shown in table 10. Note that the effects of the DWH oil spill are accounted for through a non-noise chronic anthropogenic risk factor, while the effects to acoustic habitat and on individual animal behavior via masking are accounted for through the masking and chronic anthropogenic noise risk factors. Note that, as there are certain species-specific elements of the vulnerability assessment, we evaluated each of the four species contained within the blackfish group. For purposes of evaluating relative risk, we assume that the greatest vulnerability (assessed for melon-headed whale) applies to each species in the blackfish group.
                    </P>
                    <GPH SPAN="3" DEEP="323">
                        <GID>EP24FE26.025</GID>
                    </GPH>
                    <HD SOURCE="HD2">Risk Assessment Framework: Risk Ratings</HD>
                    <P>
                        In the final step of the framework, severity and vulnerability ratings are integrated to provide relative impact ratings of overall risk, 
                        <E T="03">i.e.,</E>
                         relative risk ratings. Severity and vulnerability assessments each produce a numerical rating (1-5) corresponding with the qualitative rating (
                        <E T="03">i.e.,</E>
                         very low, low, moderate, high, very high). A matrix is then used to integrate these two scores to provide an overall risk assessment rating for each species. The matrix is shown in table 2 of Southall 
                        <E T="03">et al.</E>
                         (2017).
                    </P>
                    <P>Table 11 provides relative impact ratings for overall risk by zone and activity effort scenario (high and moderate), and table 12 provides GOA-wide relative impact ratings for overall risk for representative high and moderate effort scenarios.</P>
                    <GPH SPAN="3" DEEP="436">
                        <PRTPAGE P="9067"/>
                        <GID>EP24FE26.026</GID>
                    </GPH>
                    <GPH SPAN="3" DEEP="468">
                        <PRTPAGE P="9068"/>
                        <GID>EP24FE26.027</GID>
                    </GPH>
                    <P>In order to characterize the relative risk for each species across their entire range in the GOA, we used the median of the seven zone-specific risk ratings for each activity scenario (high and moderate effort), not counting those in which less than 0.05 percent of the GOA-wide abundance occurred (“n/a” in table 11), to describe a GOA-wide risk rating for each of the representative activity scenarios (table 12).</P>
                    <P>Overall, the results of the risk assessment show that (as expected) risk is highly correlated with effort and density. Areas where little or no survey activity is predicted to occur or areas within which few or no animals of a particular species are believed to occur generally have very low or no potential risk of negatively affecting marine mammals, as seen across activity scenarios in Zones 1-4 (no activity will occur in Zone 1, which was entirely removed from scope of the rule, and less than 2 percent of Zone 4 remains within scope of the rule). Fewer species are expected to be present in Zones 1-3, where only bottlenose and Atlantic spotted dolphins occur in meaningful numbers. Areas with consistently high projected levels of effort (Zones 5-7) are generally predicted to have higher overall evaluated risk across all species. In Zone 7, animals are expected to be subject to less other chronic noise and non-noise stressors, which is reflected in the vulnerability scoring for that zone. Therefore, despite consistently high levels of projected effort, overall rankings for Zone 7 are lower than for Zones 5 and 6.</P>
                    <P>
                        Zone 5 is the only zone with “very high” levels of risk due to behavioral disturbance, identified for two species of particular concern (beaked and sperm whales) due to assumed greater sensitivity to the effects of noise exposure. For sperm whales, this sensitivity is manifest through typically higher vulnerability scoring, whereas the assumed sensitivity of beaked whales to noise exposure is expressed through the application of behavioral harassment criteria (table 4) and, therefore, relatively high estimated take numbers (note that, overall, relative risk for beaked whales is evaluated as “very 
                        <PRTPAGE P="9069"/>
                        low” based on “very low” relative risk ratings under both scenarios in all zones other than Zone 5). A “high” level of relative risk due to behavioral disturbance was identified in Zone 5 under both scenarios for most species (excepting Rice's whale (both scenarios) and 
                        <E T="03">Kogia</E>
                         spp., bottlenose dolphin, Atlantic spotted dolphin, and short-finned pilot whale (moderate effort scenario only)). Outside of Zone 5, there is no relative risk evaluated as greater than “moderate” for any species or scenario (excepting Atlantic spotted dolphin in Zone 2). Overall, the greatest relative risk across species is generally seen in Zone 5 (both scenarios) and in Zone 6 (under the high effort scenario).
                    </P>
                    <P>When considered across both representative activity scenarios (table 12), no species is considered to have even relatively moderate risk, though several species are evaluated as having low to moderate relative risk under the high effort scenario. The rest of the species have no more than low to very low risk under either scenario. Beaked whales, shelf/coastal and oceanic bottlenose dolphin stocks, spinner dolphins, and Fraser's dolphins are assessed as having no greater than very low relative risk under any scenario.</P>
                    <P>Although the scores generated by the risk assessment framework and further aggregated across zones (as described above) are species- or guild-specific, additional stock-specific information is also considered in our analysis, where appropriate, as indicated in the Description of Marine Mammals in the Area of the Specified Activity, Potential Effects of the Specified Activity on Marine Mammals and Their Habitat, and Proposed Mitigation sections.</P>
                    <HD SOURCE="HD2">Duration of Level B Harassment Exposures</HD>
                    <P>
                        In order to more fully place the predicted amount of take into meaningful context, it is useful to understand the duration of exposure at or above a given level of received sound, as well as the likely number of repeated exposures across days. The accounting of Level B harassment take estimates does not make any distinction between fleeting exposures and more severe encounters in which an animal may be exposed to that received level of sound for a longer period of time. Yet, this information is meaningful to an understanding of the likely severity of the exposure, which is relevant to the negligible impact evaluation and not directly incorporated into the risk assessment framework. Each animat modeled has a record or time history of received levels of sound over the course of the modeled 24-hour period. For example, for the four blackfish species exposed to noise from 3D WAZ surveys, the 50th percentile of the cumulative distribution function indicates that the time spent exposed to levels of sound above 160 dB rms SPL (
                        <E T="03">i.e.,</E>
                         the 50 percent midpoint for Level B harassment) would range from only 1.4 to 3.3 minutes—a minimal amount of exposure carrying little potential for significant disruption of behavioral activity. We provide summary information for the species evaluated here regarding the total average time in a 24-hour period that an animal would spend with received levels above 160 dB (the threshold at which 50 percent of the exposed population is considered taken) and between 140 and 160 dB (where 10 percent of the exposed population is considered taken) in table 13.
                    </P>
                    <P>Additionally, by comparing exposure estimates generated by multiplying 24-hour exposure estimates by the total number of survey days versus modeling for a full 30-day survey duration for six representative species, we were able to refine the exposure estimates to better reflect the number of individuals exposed above threshold within a single survey. Using this same comparison and scalar ratios described earlier, we are able to predict an average number of days that each of the representative species modeled in the test scenario will be exposed above the Level B harassment thresholds within a single survey. As with the duration of exposures discussed above, the number of repeated exposures is important to an understanding of the severity of effects. For example, the ratio for dolphins indicates that the 30-day modeling showed that approximately 29 percent as many individual dolphins (compared to the results produced by multiplying average 24-hour exposure results by the 30-day survey duration) could be expected to be exposed above harassment thresholds. However, scaling up the 24-hour exposure estimates appropriately reflects the instances of exposure above threshold (which cannot be more than 1 in 24 hours), so the inverse of the scalar ratio suggests the average number of days in the 30-day modeling period that any given dolphin is exposed above threshold is approximately 3.5. It is important to remember that this is an average within a given survey, and that it is more likely some individuals would be exposed on fewer days and some on more. Table 13 reflects the average days exposed above threshold for the indicated species after the scalar ratios were applied.</P>
                    <BILCOD>BILLING CODE 3510-22-P</BILCOD>
                    <GPH SPAN="3" DEEP="426">
                        <PRTPAGE P="9070"/>
                        <GID>EP24FE26.028</GID>
                    </GPH>
                    <BILCOD>BILLING CODE 3510-22-C</BILCOD>
                    <HD SOURCE="HD2">Loss of Hearing Sensitivity</HD>
                    <P>
                        In general, NMFS expects that noise-induced hearing loss as a result of airgun survey activity, whether temporary (temporary threshold shift, equivalent to Level B harassment) or permanent (PTS, equivalent to Level A harassment), is only possible for LF and VHF cetaceans. The best available scientific information indicates that LF cetacean species (
                        <E T="03">i.e.,</E>
                         mysticete whales, including the Rice's whale) have heightened sensitivity to frequencies in the range output by airguns, as shown by their auditory weighting function, whereas VHF cetacean species (including 
                        <E T="03">Kogia</E>
                         spp.) have heightened sensitivity to noise in general (as shown by their lower threshold for the onset of PTS) (NMFS, 2024). However, no instances of Level A harassment are predicted to occur for Rice's whales, and none may be authorized in any LOAs issued under this rule.
                    </P>
                    <P>
                        Level A harassment is predicted to occur for 
                        <E T="03">Kogia</E>
                         spp. (as indicated in table 7). However, the degree of injury (hearing impairment) is expected to be mild. If permanent hearing impairment occurs, it is most likely that the affected animal would lose a few dB in its hearing sensitivity, which in most cases would not be expected to affect its ability to survive and reproduce. Hearing impairment that occurs for these individual animals would be limited to at or slightly above the dominant frequency of the noise sources. In particular, the predicted PTS resulting from airgun exposure is not likely to affect their echolocation performance or communication, as 
                        <E T="03">Kogia</E>
                         spp. likely produce acoustic signals at frequencies above 100 kHz (Merkens 
                        <E T="03">et al.,</E>
                         2018), well above the frequency range of airgun noise. Further, modeled exceedance of Level A harassment criteria typically resulted from being near an individual source once, rather than accumulating energy from multiple sources. Overall, the modeling indicated that exceeding the SEL threshold for PTS is a rare event, and having 4 vessels close to each other (350 m between tracks) did not cause appreciable accumulation of energy at the ranges relevant for injury exposures. Accumulation of energy from independent surveys is expected to be negligible. This is relevant for 
                        <E T="03">Kogia</E>
                         spp. because based on their expected sensitivity, we expect that aversion may play a stronger role in avoiding exposures above the peak pressure PTS threshold than we have accounted for.
                    </P>
                    <P>
                        Some subset of the individual marine mammals predicted to be taken by Level B harassment may incur some TTS. For Rice's whales, TTS may occur at frequencies important for 
                        <PRTPAGE P="9071"/>
                        communication. However, any TTS incurred would be expected to be of a relatively small degree and short duration. This is due to the low likelihood of sound source exposures of the intensity or duration necessary to cause more severe TTS, given the fact that both sound source and marine mammals are continuously moving, the anticipated effectiveness of shutdowns, and general avoidance by marine mammals of louder sources.
                    </P>
                    <P>For these reasons, and in conjunction with the required mitigation, NMFS does not believe that Level A harassment (here, PTS) or Level B harassment in the form of TTS will play a meaningful role in the overall degree of impact experienced by marine mammal populations as a result of the projected survey activity. Further, the impacts of any TTS incurred are addressed through the broader analysis of Level B harassment.</P>
                    <HD SOURCE="HD2">Impacts to Habitat</HD>
                    <P>Regarding impacts to prey species such as fish and invertebrates, NMFS' review of the available information leads to a conclusion that the most likely impact of survey activity would be temporary avoidance of an area, with a rapid return to pre-survey distribution and behavior, and minimal impacts to recruitment or survival anticipated. Therefore, the specified activities are not likely to have more than short-term adverse effects on any prey habitat or populations of prey species. Further, any impacts to prey species are not expected to result in significant or long-term consequences for individual marine mammals, or to contribute to adverse impacts on their populations.</P>
                    <P>
                        Regarding potential impacts to acoustic habitat, NMFS provided a detailed analysis of potential cumulative and chronic effects to marine mammals (found in the Cumulative and Chronic Effects report, available online at 
                        <E T="03">https://www.fisheries.noaa.gov/action/incidental-take-authorization-oil-and-gas-industry-geophysical-survey-activity-gulf-america</E>
                        ). See also 83 FR 29212, 29242 (June 22, 2018) for detailed discussion of this analysis. That analysis focused on potential effects to the acoustic habitat of sperm whales and Rice's whales via an assessment of listening and communication space. The analysis performed for sperm whales (which provides a useful proxy for other HF and VHF cetaceans evaluated here) shows that the survey activities do not significantly contribute to the soundscape in the frequency band relevant for their lower-frequency slow-clicks and that there will be no significant change in communication space for sperm whales. Similar conclusions may be assumed for other HF and VHF cetacean species.
                    </P>
                    <P>
                        Implications for acoustic masking and reduced communication space resulting from noise produced by airgun surveys in the GOA are expected to be particularly heightened for animals that actively produce low-frequency sounds or whose hearing is attuned to lower frequencies (
                        <E T="03">i.e.,</E>
                         Rice's whales). The strength of the communication space approach used here is that it evaluates potential contractions in the availability of a signal of documented importance. In this case, losses of communication space for Rice's whales were estimated to be higher in western and central GOA canyons and shelf break areas. In contrast, relative maintenance of listening area and communication space was seen within the Rice's whale core habitat area in the northeastern GOA. The result was heavily influenced by the projected lack of survey activity in that region, which underscores the importance of maintaining the acoustic soundscape of this important habitat for the Rice's whale. However, no survey activity will occur under this rule within the Rice's whale core habitat area or within the broader eastern GOA (see figure 1). In deepwater areas where larger amounts of survey activity were projected, significant loss of low-frequency listening area and communication space was predicted by the model, but this finding was discounted because Rice's whales are unlikely to occur in deeper waters of the central and western GOA.
                    </P>
                    <HD SOURCE="HD2">Species-Specific Negligible Impact Analysis Summaries</HD>
                    <P>
                        In this section, we consider the relative impact ratings described above in conjunction with the required mitigation and other relevant contextual information in order to produce a final assessment of impact to the species or stocks, 
                        <E T="03">i.e.,</E>
                         the negligible impact determinations. The effects of the DWH oil spill are accounted for through the vulnerability scoring (table 10).
                    </P>
                    <P>Although Rice's whale core habitat in the northeastern GOA is not the subject of restrictions on survey activity, as the scope of the specified activity does not include the area (see figure 1), the beneficial effect for the species remains the same. The absence of survey activity in the eastern GOA benefits GOA marine mammals by reducing the portion of a stock likely exposed to survey noise and avoiding impacts to certain species in areas of importance for them. Habitat areas of importance in the eastern GOA are discussed in detail in the Proposed Mitigation section of the 2018 notice of proposed rulemaking.</P>
                    <HD SOURCE="HD2">Rice's Whale</HD>
                    <P>The risk assessment analysis, which evaluated the relative significance of the aggregated impacts of the survey activities across seven GOA zones in the context of the vulnerability of each species, concluded that the GOA-wide risk ratings for Rice's whales are low, regardless of activity scenario. We note that, although the evaluated severity of take for Rice's whales is very low in all zones where take could occur, vulnerability for the species is assessed as high in 5 of the 6 zones where the species occurs (vulnerability is assessed as moderate in Zone 3, where less than 1 percent of GOA-wide abundance is predicted to occur). When integrated through the risk framework described above, overall risk for the species is therefore assessed as low for both the high and moderate effort scenarios. In the context of relatively low predicted take numbers, the relative risk ratings for the species are driven by the assessed vulnerability.</P>
                    <P>We further consider the likely severity of any predicted behavioral disruption of Rice's whales in the context of the likely duration of exposure above Level B harassment thresholds. Specifically, the average modeled time per day spent at received levels above 160 dB rms (the threshold at which 50 percent of the exposed population is considered taken) ranges from 6.8 to 21.4 minutes for deep penetration survey types. The average time spent exposed to received levels between 140 and 160 dB rms (where 10 percent of the exposed population is considered taken) ranges from 55 to 164 minutes for 2D, 3D NAZ, and 3D WAZ surveys, and 401 minutes for coil surveys (which comprise approximately 10 percent of the total activity days).</P>
                    <P>
                        Importantly, no survey activity will occur within the eastern GOA pursuant to this rule. Although there is evidence of Rice's whale occurrence in the central and western GOA from passive acoustic detections (Soldevilla 
                        <E T="03">et al.,</E>
                         2022; 2024), the highest densities of Rice's whales remain confined to the northeastern GOA core habitat. Moreover, the number of individuals that occur in the central and western GOA and nature of their use of this area is poorly understood. Soldevilla 
                        <E T="03">et al.</E>
                         (2022) suggest that more than one individual was present on at least one occasion, as overlapping calls of different call subtypes were recorded in that instance, but also state that call detection rates suggest that either multiple individuals are typically 
                        <PRTPAGE P="9072"/>
                        calling or that individual whales are producing calls at higher rates in the central/western GOA. Soldevilla 
                        <E T="03">et al.</E>
                         (2024) provide further evidence that Rice's whale habitat encompasses all 100-400 m depth waters encircling the entire GOA (including Mexican waters), but they also note that further research is needed to understand the density of whales in these areas, seasonal changes in whale density, and other aspects of habitat usage.
                    </P>
                    <P>This new information does not affect the prior conclusion that the absence of survey activity in the eastern GOA benefits Rice's whales and their habitat by minimizing a range of potential effects of airgun noise, both acute and chronic, that could otherwise accrue to impact the reproduction or survival of individuals in this area, and that the absence of survey activity in the eastern GOA will minimize disturbance of the species in the place most important to them for critical behaviors such as foraging and socialization. The absence of survey activity in this area and significant reduction in associated exposures of Rice's whales to seismic airgun noise is expected to eliminate the likelihood of auditory injury of Rice's whales. Finally, the absence of survey activity in the eastern GOA will reduce chronic exposure of Rice's whales to higher levels of anthropogenic sound and the associated effects including masking, disruption of acoustic habitat, long-term changes in behavior such as vocalization, and stress.</P>
                    <P>
                        As described in the preceding 
                        <E T="03">Loss of Hearing Sensitivity</E>
                         section, we have analyzed the likely impacts of potential temporary hearing impairment and do not expect that they would result in impacts on reproduction or survival of any individuals. The extended shutdown zone for Rice's whales (1,500 m)—to be implemented in the unlikely event that a Rice's whale is encountered—is expected to further minimize the severity of any hearing impairment incurred as well as reduce the likelihood of more severe behavioral responses.
                    </P>
                    <P>No mortality of Rice's whales is anticipated or authorized. It is possible that Rice's whale individuals, if encountered, will be taken (harassed) briefly on one or more days during a year of activity by one type of survey or another and some subset of those exposures above thresholds may be of comparatively long duration within a day. However, the amount of take is low (annual average of 26 incidents, with a maximum in any year of 30), and the significant and critical functional protection afforded through the absence of survey activity in the species' northeastern GOA core habitat and the extended shutdown requirement means that the impacts of the expected takes from these activities are not likely to impact the reproduction or survival of any individual Rice's whales, much less adversely affect the species through impacts on annual rates of recruitment or survival. Accordingly, we conclude the taking from the specified activity will have a negligible impact on Rice's whales as a species.</P>
                    <HD SOURCE="HD2">Sperm Whale</HD>
                    <P>The risk assessment analysis, which evaluated the relative significance of the aggregated impacts of the survey activities across seven GOA zones in the context of the vulnerability of each species, concluded that the GOA-wide risk ratings for sperm whales were between moderate and low (equivalent to a 2.5 on a 5-point scale, with a 3 equating to “moderate”) (for the high effort scenario) or low (for the moderate effort scenario). We further consider the likely severity of any predicted behavioral disruption of sperm whales in the context of the likely duration of exposure above Level B harassment thresholds. Specifically, the average modeled time per day spent at received levels above 160 dB rms (where 50 percent of the exposed population is considered taken) ranges from 4 to 10.3 minutes for 2D, 3D NAZ, and 3D WAZ surveys and up to 20.7 minutes for coil surveys (which comprise less than 10 percent of the total projected activity days) and the average time spent between 140 and 160 dB rms (where 10 percent of the exposed population is considered taken) is 12 to 31.8 minutes.</P>
                    <P>
                        Odontocetes echolocate to find prey, and while there are many different strategies for hunting, one common pattern, especially for deeper-diving species, is to conduct multiple repeated deep dives within a feeding bout, and multiple bouts within a day, to find and catch prey. While exposures of the short durations noted above could potentially interrupt a dive or cause an individual to relocate to feed, such a short-duration interruption would typically be unlikely to have significant impacts on an individual's energy budget and, further, for these species and this open-ocean area, there are no specific known reasons (
                        <E T="03">i.e.,</E>
                         these species range GOA-wide beyond the continental slope and there are no known BIAs) to expect that there would not be adequate alternate feeding areas relatively nearby, especially considering the anticipated absence of survey activity in the eastern GOA. Importantly, the absence of survey activity in the eastern GOA will reduce disturbance of sperm whales in places of importance to them for critical behaviors such as foraging and socialization and, overall, help to reduce impacts to the species as a whole.
                    </P>
                    <P>Additionally, we note that the extended distance shutdown zone for sperm whales (1,500 m) is expected to further reduce the likelihood of, and minimize the severity of, more severe behavioral responses. Similarly, application of this extended distance shutdown requirement when calves are present will minimize the potential for and degree of disturbance during this sensitive life stage.</P>
                    <P>No mortality or Level A harassment of sperm whales is anticipated or authorized. While it is likely that the majority of the individual sperm whales will be impacted briefly on one or more days during a year of activity by one type of survey or another, based on the nature of the individual exposures and takes, as well as the aggregated scale of the impacts across the GOA, and in consideration of the mitigation discussed here, the impacts of the expected takes from these activities are not likely to impact the reproduction or survival of any individuals, much less adversely affect the GOA stock of sperm whales through impacts on annual rates of recruitment or survival. Accordingly, we conclude the taking from the specified activity will have a negligible impact on the GOA stock of sperm whales.</P>
                    <HD SOURCE="HD2">Beaked Whales</HD>
                    <P>
                        In consideration of the similarities in the nature and scale of impacts, we consider the GOA stocks of the goose-beaked whale and Gervais' and Blainville's beaked whales together in this section. The risk assessment analysis, which evaluated the relative significance of the aggregated impacts of the survey activities across seven GOA zones in the context of the vulnerability of each species, concluded that the GOA-wide risk ratings for beaked whales were very low for both effort scenarios. We further consider the likely severity of any predicted behavioral disruption of beaked whales in the context of the likely duration of exposure above Level B harassment thresholds. Beaked whales are considered more behaviorally sensitive to sound than most other species, and therefore we utilize different thresholds to predict behavioral disturbance. This means that beaked whales are evaluated as “taken” upon exposure to received sound levels as low as 120 dB (where 50 percent of the exposed beaked whale population is considered taken). These received levels are typically reached at 
                        <PRTPAGE P="9073"/>
                        extreme distance from the acoustic source (
                        <E T="03">i.e.,</E>
                         greater than 50 km from the source). Behavioral responses to noise are significantly correlated with distance from the source (
                        <E T="03">e.g.,</E>
                         Gomez 
                        <E T="03">et al.,</E>
                         2016); thus potential responses to these relatively low received levels at such great distances, while evaluated here as take under the MMPA, are unlikely to result in any response of such a severity as to carry any cost to the animal (additionally, in certain circumstances, noise from the surveys at these distances may be indistinguishable from other low-frequency background noise). Therefore, as for other species, we consider only the average modeled time per day spent at received levels above 140 dB rms (where 90 percent of the exposed beaked whale populations are considered taken) and 160 dB rms (where, potentially, all exposed beaked whales are taken). Specifically, the average modeled time per day spent at received levels above 160 dB rms ranges from 6 to 12.4 minutes for 2D, 3D NAZ, and 3D WAZ surveys and up to 24 minutes for coil surveys (which comprise less than 10 percent of the total projected activity days), and the average time spent between 140 and 160 dB rms is 14.1 to 16.2 minutes for 3D WAZ and 2D surveys, 31.1 minutes for coil surveys, and 39.7 minutes for 3D NAZ surveys.
                    </P>
                    <P>
                        Odontocetes echolocate to find prey, and while there are many different strategies for hunting, one common pattern, especially for deeper-diving species, is to conduct multiple repeated deep dives within a feeding bout, and multiple bouts within a day, to find and catch prey. While some of the exposures of the durations noted above could interrupt a dive or cause an individual to relocate to feed because of the lower thresholds combined with the way exposures are distributed across received levels, a higher proportion of the total takes (as compared to other taxa) are at the lower end of the received levels at which take would be expected to occur and at great distance from the acoustic source, where responses (if any) should be assumed to be minor. All else being equal, exposures to lower received levels and, separately, at greater distances might be expected to result in less severe responses, even given longer durations (
                        <E T="03">e.g.,</E>
                         DeRuiter 
                        <E T="03">et al.,</E>
                         2013). Considered individually or infrequently, these sorts of feeding interruptions would be unlikely to have significant impacts on an individual's energy budget and, further, for these species and this open-ocean area, there are no specific known reasons (
                        <E T="03">i.e.,</E>
                         these species range GOA-wide beyond the continental slope and there are no known BIAs) to expect that there would not be adequate alternate feeding areas relatively nearby, especially considering the anticipated absence of survey activity in the eastern GOA. Importantly, the absence of survey activity in the eastern GOA will reduce disturbance of beaked whales in places of importance to them for critical behaviors such as foraging and socialization and, overall, help to reduce impacts to the species as a whole.
                    </P>
                    <P>Additionally, we note that the extended distance shutdown zone for beaked whales (1,500 m) is expected to further reduce the likelihood of, and minimize the severity of, more severe behavioral responses.</P>
                    <P>
                        Of note, due to their pelagic distribution, typical high availability bias due to deep-diving behavior and cryptic nature when at the surface, beaked whales are rarely sighted during at-sea surveys and difficult to distinguish between species when visually observed in the field. Accordingly, abundance estimates in NMFS SARs are recorded for 
                        <E T="03">Mesoplodon</E>
                         spp. (and, separately, for the goose-beaked whale). Available sightings data, including often unresolved sightings of beaked whales, must be combined in order to develop habitat-based density models for beaked whales, as were used to inform our acoustic exposure modeling effort. Therefore, density and take estimates in this rule are similarly lumped for the three species of beaked whales, and there is no additional information by which NMFS could appropriately apportion impacts other than equally/proportionally across the three species.
                    </P>
                    <P>No mortality or Level A harassment of any of these three species of beaked whales is anticipated or authorized. While it is likely that the majority of the individuals of these three species will be impacted briefly on one or more days during a year of activity by one type of survey or another, based on the nature of the individual exposures and takes, as well as the aggregated scale of the impacts across the GOA, and in consideration of the mitigation discussed here, the impacts of the expected takes from these activities are not likely to impact the reproduction or survival of any individuals, much less adversely affect the GOA stocks of goose-beaked whale or Gervais' or Blainville's beaked whales through impacts on annual rates of recruitment or survival. Accordingly, we conclude the taking from the specified activity will have a negligible impact on GOA stocks of beaked whales.</P>
                    <HD SOURCE="HD2">Kogia spp.</HD>
                    <P>
                        The risk assessment analysis, which evaluated the relative significance of the aggregated impacts of the survey activities across seven GOA zones in the context of the vulnerability of each species, concluded that the GOA-wide risk ratings for 
                        <E T="03">Kogia</E>
                         spp. were between low and moderate (for the high effort scenario) and between very low and low (for the moderate effort scenario). We further consider the likely severity of any predicted behavioral disruption of 
                        <E T="03">Kogia</E>
                         spp. in the context of the likely duration of exposure above Level B harassment thresholds. Specifically, the average modeled time per day spent at received levels above 160 dB rms (where 50 percent of the exposed population is considered taken) ranges from 2.8 to 7.9 minutes for 2D, 3D NAZ, and 3D WAZ surveys and up to 15.3 minutes for coil surveys (which comprise less than 10 percent of the total projected activity days), and the average time spent between 140 and 160 dB rms (where 10 percent of the exposed population is considered taken) is 6.7 to 19 minutes.
                    </P>
                    <P>
                        Odontocetes echolocate to find prey, and while there are many different strategies for hunting, one common pattern, especially for deeper diving species, is to conduct multiple repeated deep dives within a feeding bout, and multiple bouts within a day, to find and catch prey. While exposures of the short durations noted above could potentially interrupt a dive or cause an individual to relocate to feed, such a short-duration interruption would be unlikely to have significant impacts on an individual's energy budget and, further, for these species and this open-ocean area, there are no specific known reasons (
                        <E T="03">i.e.,</E>
                         these species range GOA-wide beyond the continental slope and there are no known biologically important areas) to expect that there would not be adequate alternate feeding areas relatively nearby, especially considering the anticipated absence of survey activity in the eastern GOA. Importantly, the absence of survey activity in the eastern GOA will reduce disturbance of 
                        <E T="03">Kogia</E>
                         spp. in places of importance to them for critical behaviors such as foraging and socialization and, overall, help to reduce impacts to the species as a whole.
                    </P>
                    <P>
                        NMFS has analyzed the likely impacts of potential hearing impairment, including the estimated upper bounds of auditory injury (Level A harassment) that could be authorized under the rule and do not expect that they would result 
                        <PRTPAGE P="9074"/>
                        in impacts on reproduction or survival of any individuals. As described in the previous section, the degree of injury for individuals would be expected to be mild, and the predicted PTS resulting from airgun exposure is not likely to affect echolocation performance or communication for 
                        <E T="03">Kogia</E>
                         spp. Additionally, the extended distance shutdown zone for 
                        <E T="03">Kogia</E>
                         spp. (1,500 m) is expected to further minimize the severity of any hearing impairment incurred and also to further reduce the likelihood of, and minimize the severity of, more severe behavioral responses.
                    </P>
                    <P>
                        Of note, due to their pelagic distribution, small size, and cryptic behavior, pygmy sperm whales and dwarf sperm whales are rarely sighted during at-sea surveys and difficult to distinguish when visually observed in the field. Accordingly, abundance estimates in NMFS SARs are recorded for 
                        <E T="03">Kogia</E>
                         spp. only, density and take estimates in this rule are similarly lumped for the two species, and there is no additional information by which NMFS could appropriately apportion impacts other than equally/proportionally across the two species.
                    </P>
                    <P>
                        No mortality of 
                        <E T="03">Kogia</E>
                         spp. is anticipated or authorized. While it is likely that the majority of the individuals of these two species will be impacted briefly on one or more days during a year of activity by one type of survey or another, based on the nature of the individual exposures and takes, as well as the aggregated scale of the impacts across the GOA, and in consideration of the mitigation discussed here, the impacts of the expected takes from these activities are not likely to impact the reproduction or survival of any individuals, much less adversely affect the GOA stocks of dwarf or pygmy sperm whales through impacts on annual rates of recruitment or survival. Accordingly, we conclude the taking from the specified activity will have a negligible impact on GOA stocks of dwarf or pygmy sperm whales.
                    </P>
                    <HD SOURCE="HD2">Bottlenose Dolphins</HD>
                    <P>
                        The risk assessment analysis, which evaluated the relative significance of the aggregated impacts of the survey activities across seven GOA zones in the context of the vulnerability of each species, concluded that the GOA-wide risk ratings for both oceanic bottlenose dolphins and coastal/shelf bottlenose dolphins are very low for both scenarios. We further considered the likely severity of any predicted behavioral disruption of bottlenose dolphins in the context of the likely duration of exposure above Level B harassment thresholds. Specifically, the average modeled time per day spent at received levels above 160 dB rms (where 50 percent of the exposed population is considered taken) ranges from 4 to 11.7 minutes for 2D, 3D NAZ, and 3D WAZ surveys and up to 16.8 minutes for coil surveys (which comprise less than 10 percent of the total projected activity days) and the average time spent between 140 and 160 dB rms is 19.7 to 54.6 minutes. While exposures of the short durations noted above could potentially interrupt a dive or cause an individual to relocate to feed, such a short-duration interruption would be unlikely to have significant impacts on an individual's energy budget and, further, for this species, there are no specific known reasons (
                        <E T="03">i.e.,</E>
                         the species ranges GOA-wide and there are no known BIAs for the stocks affected by this activity) to expect that there would not be adequate alternate feeding areas relatively nearby, especially considering the anticipated absence of survey activity in the eastern GOA. It is likely that the noise exposure considered herein would result in minimal significant disruption of foraging behavior and, therefore, the corresponding energetic effects would similarly be minimal.
                    </P>
                    <P>As described earlier in this preamble, the northern coastal stock of bottlenose dolphin was particularly severely impacted by the DWH oil spill, and was additionally affected by a recent UME. Importantly, as described in Proposed Mitigation, NMFS is again proposing a seasonal time-area restriction on airgun survey activity within the coastal waters where this stock is likely to be found. The closure area is expected to protect coastal bottlenose dolphins and their habitat through the alleviation or minimization of a range of potential effects of airgun noise, both acute and chronic, that could otherwise accrue to impact the reproduction or survival of individuals in this area. The timing of the restriction provides protection during the times of year thought to be most important for bottlenose dolphin calving and nursing of young. Although some sound from airguns may still propagate into the area from surveys that may occur outside of the area, exposure of bottlenose dolphins to sound levels that would result in Level B harassment will be alleviated or reduced for animals within the closure area. Any exposure to noise that may increase stress levels and exacerbate health problems in bottlenose dolphins still recovering from the effects of the DWH spill will be minimized during this important reproductive period. This mitigation results in a reduction in the scale of aggregate effects (which, among other things, suggests the comparative number of days across which individual bottlenose dolphins might be taken within a year) and associated risk assessment.</P>
                    <P>Of note, bottlenose dolphins cannot be identified to stock when visually observed in the field. Abundance estimates in NMFS' SARs are based strictly on the location where animals are observed, and available sightings data must be combined in order to develop habitat-based density models for bottlenose dolphins, as were used to inform our acoustic exposure modeling effort. Density estimates used in this rule are provided for bottlenose dolphins GOA-wide for shelf/coastal bottlenose dolphins and, separately, for oceanic dolphins (estimated take numbers provided in tables 7 and 8 are aggregated for the species GOA-wide). Based on NMFS' stock delineations, we assume that dolphins occurring within Zones 4-7 would be from the oceanic stock, while dolphins occurring within Zones 2-3 would be from the shelf stock and/or coastal stocks (the eastern coastal stock is assumed to occur only in Zone 1 and is therefore excluded from this analysis). Therefore, for the oceanic stock, we are able to draw stock-specific conclusions in this analysis. For coastal/shelf stocks, there is no additional information by which NMFS could appropriately apportion impacts other than equally/proportionally across the stocks, with the exception of predicting reduced impacts to the northern coastal stock as described above.</P>
                    <P>No mortality or Level A harassment of bottlenose dolphins is anticipated or authorized. While it is likely that the majority of individual dolphins may be impacted briefly on one or more days during a year of activity by one type of survey or another, based on the nature of the individual exposures and takes, as well as the aggregated scale of the impacts across the GOA, and in consideration of the mitigation discussed here, the impacts of the expected takes from these activities are not likely to impact the reproduction or survival of any individuals, much less adversely affect any GOA stocks of bottlenose dolphins through impacts on annual rates of recruitment or survival. Accordingly, we conclude the taking from the specified activity will have a negligible impact on GOA stocks of bottlenose dolphin, including the oceanic, continental shelf, and western and northern coastal stocks.</P>
                    <HD SOURCE="HD2">Other Stocks</HD>
                    <P>
                        In consideration of the similarities in the nature and scale of impacts, we 
                        <PRTPAGE P="9075"/>
                        consider the GOA stocks of the following species together in this section: rough-toothed dolphin, Clymene dolphin, Atlantic spotted dolphin, pantropical spotted dolphin, striped dolphin, spinner dolphin, Fraser's dolphin, Risso's dolphin, melon-headed whale, pygmy killer whale, false killer whale, killer whale, and short-finned pilot whale.
                    </P>
                    <P>The risk assessment analysis, which evaluated the relative significance of the aggregated impacts of the survey activities across seven GOA zones in the context of the vulnerability of each species, concluded that the GOA-wide risk ratings for high and moderate effort scenarios ranged from very low to between low and moderate for these species.</P>
                    <P>We further considered the likely severity of any predicted behavioral disruption of the individuals of these species in the context of the likely duration of exposure above Level B harassment thresholds. Specifically, the average modeled time per day spent at received levels above 160 dB rms (where 50 percent of the exposed population is considered taken) ranges from 1.4 to 11.7 minutes for 2D, 3D NAZ, and 3D WAZ surveys and up to 25.7 minutes for coil surveys (which comprise less than 10 percent of the total projected activity days). The average time per day spent between 140 and 160 dB rms for individuals that are taken is from 8 to 58.1 minutes, with the one exception of killer whales exposed to noise from coil surveys, which average 73.6 minutes (though we note that the overall risk rating for the blackfish group, including killer whales, is low).</P>
                    <P>
                        Odontocetes echolocate to find prey, and there are many different strategies for hunting. One common pattern for deeper-diving species is to conduct multiple repeated deep dives within a feeding bout, and multiple bouts within a day, to find and catch prey. While exposures of the shorter durations noted above could potentially interrupt a dive or cause an individual to relocate to feed, such a short-duration interruption would be unlikely to have significant impacts on an individual's energy budget and, further, for these species and this open-ocean area, there are no specific known reasons (
                        <E T="03">i.e.,</E>
                         these species range GOA-wide beyond the continental slope (or, for Atlantic spotted dolphin, in coastal and shelf waters) and there are no known biologically important areas) to expect that there would not be adequate alternate feeding areas relatively nearby, especially considering the anticipated absence of survey activity in the eastern GOA. For those species that are more shallow feeding species, it is likely that the noise exposure considered herein would result in minimal significant disruption of foraging behavior and, therefore, the corresponding energetic effects would similarly be minimal.
                    </P>
                    <P>Of note, the Atlantic spotted dolphin is expected to benefit (via lessening of both number and severity of takes) from the coastal waters time-area restriction developed to benefit bottlenose dolphins, and several additional species can be expected to benefit from the absence of survey activity in important eastern GOA habitat.</P>
                    <P>No mortality or Level A harassment of these species is anticipated or authorized. It is likely that the majority of the individuals of these species will be impacted briefly on one or more days during a year of activity by one type of survey or another. Based on the nature of the individual exposures and takes, as well as the very low to low aggregated scale of the impacts across the GOA and considering the mitigation discussed here, the impacts of the expected takes from these activities are not likely to impact the reproduction or survival of any individuals, much less adversely affect the GOA stocks of any of these 13 species through impacts on annual rates of recruitment or survival. Accordingly, we conclude the taking from the specified activity will have a negligible impact on GOA stocks of these 13 species.</P>
                    <HD SOURCE="HD2">Determination</HD>
                    <P>Based on the analysis contained herein of the likely effects of the specified activities on marine mammals and their habitat, and taking into consideration the implementation of the mitigation and related monitoring measures, NMFS preliminarily finds that the total marine mammal take from the specified activities for the 5-year period of the regulations will have a negligible impact on all affected marine mammal species and stocks.</P>
                    <HD SOURCE="HD1">Small Numbers</HD>
                    <P>
                        Only take of small numbers of marine mammals may be authorized under section 101(a)(5)(A) of the MMPA for specified activities other than military readiness activities. The MMPA does not define small numbers. However, consistent with Congress' pronouncement that small numbers is not a concept that can be expressed in absolute terms (House Committee on Merchant Marine and Fisheries Report No. 97-228 (September 16, 1981)), NMFS makes its small numbers findings based on an analysis of whether the number of individuals authorized to be taken annually from a specified activity is small relative to the stock or population size. The Ninth Circuit has upheld a similar approach (see 
                        <E T="03">Center for Biological Diversity</E>
                         v. 
                        <E T="03">Salazar,</E>
                         695 F.3d 893 (9th Cir. 2012)).
                    </P>
                    <P>In practice, when quantitative take estimates of individual marine mammals are available or inferable through consideration of additional factors, and the number of animals taken is one-third or less of the best available abundance estimate for the species or stock, NMFS considers it to be of small numbers. For NMFS' full discussion of its approach to small numbers, please see 86 FR 5322 (January 19, 2021). NMFS may also appropriately find that one or two predicted group encounters will result in small numbers of take relative to the range and distribution of a species, regardless of the estimated proportion of the abundance. Additionally, other qualitative factors may be considered in the analysis, such as the temporal or spatial scale of the activities.</P>
                    <P>
                        NMFS may appropriately elect to make a “small numbers” finding based on the estimated annual take in individual LOAs issued under the rule. This approach does not affect the negligible impact analysis for a rule, which is the biologically relevant inquiry and based on the total annual estimated taking for all activities the regulations will govern over the 5-year period. The negligible impact analysis must be conducted for the time period explicitly specified in the statute (
                        <E T="03">i.e.,</E>
                         up to 5 years), but the small numbers analysis is appropriately attached to the instrument itself that authorizes the taking, 
                        <E T="03">i.e.,</E>
                         the LOA.
                    </P>
                    <P>
                        For this rule, sophisticated models have been used to estimate take in a manner that will allow for quantitative comparison of the take of individuals versus the best available abundance estimates for the species or guilds. Specifically, while the modeling effort utilized for this rule enumerates the estimated instances of takes that will occur across days as the result of the operation of certain survey types in certain areas, the modeling also allows for a reasonable modification of those generalized take estimates to better estimate the number of individuals that will be taken within one survey (as discussed under Estimated Take). Use of modeling results from the rule allows one to reasonably approximate the number of marine mammal individuals taken in association with survey activities. The estimated take of marine mammals for each species or guild will then be compared against the best available abundance estimate as 
                        <PRTPAGE P="9076"/>
                        determined, and estimates that do not exceed one-third of that estimate will be considered small numbers.
                    </P>
                    <HD SOURCE="HD1">Adaptive Management</HD>
                    <P>
                        The regulations governing the take of marine mammals incidental to geophysical survey activities contain an adaptive management component. The comprehensive reporting requirements are designed to provide NMFS with monitoring data from the previous year to allow consideration of whether any changes are appropriate. The use of adaptive management allows NMFS to consider new information from different sources to determine (with input from the LOA-holders regarding practicability) on a regular (
                        <E T="03">e.g.,</E>
                         annual or biennial) basis if mitigation or monitoring measures should be modified (including additions or deletions). Mitigation measures could be modified if new data suggest that such modifications would have a reasonable likelihood of more effectively accomplishing the goals of the mitigation and monitoring set forth herein. The adaptive management process and associated reporting requirements would serve as the basis for evaluating performance and compliance.
                    </P>
                    <P>Under this rule, NMFS plans to continue to implement an annual adaptive management process. The foundation of the adaptive management process is the annual comprehensive reports produced by LOA-holders (or their representatives), as well as the results of any relevant research activities, including research supported voluntarily by the oil and gas industry and research supported by the Federal government. Data collection and reporting by individual LOA-holders occurs on an ongoing basis, per the terms of issued LOAs. In a given annual cycle, the comprehensive annual report will summarize and synthesize LOA-specific reports, with report development (supported through collaboration of individual LOA-holders or by their representatives) occurring for 90 days following the end of a given 1 year period. Review and revision of the report will occur within 90 days following receipt of the annual report. Any agreed-upon modifications will occur through the process for modifications and/or adaptive management described in the regulatory text following this preamble.</P>
                    <P>
                        All reporting requirements have been complied with under the current ITR to date. Annual reports compiled by industry trade associations in order to comply with the comprehensive reporting requirements, as well as the LOA-specific reports upon which they are based, are available online at: 
                        <E T="03">https://www.fisheries.noaa.gov/action/incidental-take-authorization-oil-and-gas-industry-geophysical-survey-activity-gulf-america.</E>
                    </P>
                    <HD SOURCE="HD1">Monitoring Contribution Through Other Research</HD>
                    <P>
                        NMFS' MMPA implementing regulations require that applicants for incidental take authorizations describe the suggested means of coordinating research opportunities, plans, and activities relating to reducing incidental taking and evaluating its effects (50 CFR 216.104(a)(14)). Such coordination can serve as an effective supplement to the monitoring and reporting required pursuant to issued LOAs and/or incidental take regulations. NMFS expects that relevant research efforts will inform the annual adaptive management process described above, and that levels and types of research efforts will change from year to year in response to identified needs and evolutions in knowledge, emerging trends in the economy and available funding, and available scientific and technological resources. NMFS refers the reader to the industry Joint Industry Program (JIP) website (
                        <E T="03">https://www.soundandmarinelife.org</E>
                        ), which hosts a database of available products funded partially or fully through the JIP, and to BOEM's Environmental Studies Program (ESP), which develops, funds, and manages scientific research to inform policy decisions regarding outer continental shelf resource development (
                        <E T="03">https://www.boem.gov/studies</E>
                        ).
                    </P>
                    <HD SOURCE="HD1">Impact on Availability of Affected Species for Taking for Subsistence Uses</HD>
                    <P>There are no relevant subsistence uses of marine mammals implicated by these actions. Therefore, NMFS has determined that the total taking of affected species or stocks will not have an unmitigable adverse impact on the availability of such species or stocks for taking for subsistence purposes.</P>
                    <HD SOURCE="HD1">Endangered Species Act (ESA)</HD>
                    <P>Section 7 of the ESA requires Federal agencies to insure that their actions are not likely to jeopardize the continued existence of endangered or threatened species or adversely modify or destroy their designated critical habitat. Federal agencies must consult with NMFS for actions that may affect such species under NMFS' jurisdiction or critical habitat designated for such species. At the conclusion of consultation, the consulting agency provides an opinion stating whether the Federal agency's action is likely to jeopardize the continued existence of ESA-listed species or destroy or adversely modify designated critical habitat.</P>
                    <P>On May 20, 2025, NMFS issued a Biological Opinion (BiOp) on federally regulated oil and gas program activities in the GOA, including NMFS' issuance of the existing ITRs and subsequent LOAs (as well as all BOEM and Bureau of Safety and Environmental Enforcement approvals of activities associated with the OCS oil and gas program in the GOA) that superseded and replaced all prior BiOps on that action. Because this proposed rule does not contain changes to the take numbers or to the prescribed mitigation and related monitoring requirements, NMFS has preliminarily determined that reinitiation of consultation is not required.</P>
                    <HD SOURCE="HD1">Letters of Authorization</HD>
                    <P>
                        Under the incidental take regulations in effect for this specified activity, industry operators may apply for LOAs (50 CFR 217.186). We propose no changes to the regulations for obtaining an LOA. LOAs may be issued for any time period that does not exceed the effective period of the regulations, provided that NMFS is able to make the relevant determinations (50 CFR 217.183). Because the specified activity does not provide actual specifics of the timing, location, and survey design for activities that would be the subject of issued LOAs, such requests must include, at minimum, the information described at 50 CFR 216.104(a)(1) and (2), and should include an affirmation of intent to adhere to the mitigation, monitoring, and reporting requirements described in the regulations. The level of effort proposed by an operator will be used to develop an LOA-specific take estimate based on the results of Weirathmueller 
                        <E T="03">et al.</E>
                         (2022). These results will be based on the appropriate source proxy (
                        <E T="03">i.e.,</E>
                         either 90-in
                        <SU>3</SU>
                         single airgun or 4,130-, 5,110-, or 8,000-in
                        <SU>3</SU>
                         airgun array).
                    </P>
                    <P>
                        If applicants do not use the modeling provided by the rule, NMFS may publish a notice in the 
                        <E T="04">Federal Register</E>
                         soliciting public comment, if the model or inputs differ substantively from those that have been reviewed by NMFS and the public previously. Additional public review is not needed unless the model or inputs differ substantively from those that have been reviewed by NMFS and the public previously.
                    </P>
                    <P>
                        Technologies continue to evolve to meet the technical, environmental, and economic challenges of oil and gas development. The use of technologies other than those described herein will be evaluated on a case-by-case basis and 
                        <PRTPAGE P="9077"/>
                        may require public review. Some seemingly new technologies proposed for use by operators are often extended applications of existing technologies and interface with the environment in essentially the same way as well-known or conventional technologies. NMFS will evaluate such technologies accordingly and as described in the notice of issuance for the 2021 final rule. Please see that document for further detail.
                    </P>
                    <HD SOURCE="HD1">Classification</HD>
                    <HD SOURCE="HD2">Executive Order 12866</HD>
                    <P>The Office of Management and Budget (OMB) has determined that this proposed rule is significant for purposes of Executive Order 12866.</P>
                    <P>
                        Pursuant to the procedures established to implement Executive Order 12866, OMB determined that the 2021 Final Rule (the rule), “Regulations Governing Taking Marine Mammals Incidental to Geophysical Survey Activities in the Gulf of America,” was economically significant under Executive Order 12866 section 3(f)(1). Accordingly, NMFS prepared a regulatory impact analysis (RIA) that evaluated and, to the extent feasible, quantified the likely costs and benefits of the rule. The RIA evaluated the impacts of the 2021 rule relative to two different baselines, including a baseline that corresponded with BOEM's management of geophysical survey activities in the GOA prior to a 2013 litigation settlement agreement and a baseline that reflected the settlement agreement-related mitigation measures for survey activities in the GOA that were in place at the time the analysis was conducted (
                        <E T="03">i.e.,</E>
                         post-settlement agreement). The 2021 rule alleviated certain requirements of the litigation settlement agreement and, as a result, resulted in net savings relative to the post-settlement baseline. Relative to the regulatory baseline corresponding with management of geophysical survey activities in the GOA prior to the 2013 litigation settlement agreement, the RIA projected that annualized direct compliance costs of the rule would range from approximately $31 million to $90 million (2019$), applying a 7 percent discount rate.
                        <SU>8</SU>
                        <FTREF/>
                         NMFS proposes to carry forward this baseline as the baseline most similar to current conditions, as the litigation settlement agreement no longer exists.
                    </P>
                    <FTNT>
                        <P>
                            <SU>8</SU>
                             Annualized direct compliance costs ranging from $31 million to $90 million reflect analysis assuming a pre-settlement regulatory baseline. The RIA estimated net cost savings of regulatory compliance ranging from $21 million to $212 million (2019$, 7 percent discount rate) relative to a Settlement Agreement Baseline.
                        </P>
                    </FTNT>
                    <P>Key drivers of direct costs of the rule include the number and type of surveys conducted in the GOA and the duration of shutdowns. Due to uncertainty about the future level of survey activity and duration of shutdowns, the RIA provides low-end and high-end forecasts for these factors, by survey type, for the years 2021-2025. An additional key driver of costs is the frequency of marine mammal encounters resulting in shutdowns. A review of PSO reports for surveys completed since implementation of the rule revealed the following:</P>
                    <P>• The actual number of surveys conducted since 2021 is lower than the low-end forecast in the RIA. Low-end forecasts exceed actual survey counts for all types except one, and no surveys of the type with the highest projected costs have been conducted. This signals that cost projections in the RIA may be overstated.</P>
                    <P>• The actual average duration of shutdowns has been lower than the low-end forecast for the types of surveys that have been conducted. This signals that cost projections in the RIA may be overstated.</P>
                    <P>• The frequency of encounters with marine mammals resulting in shutdowns has been slightly higher than forecasted in the RIA. This signals that cost projections in the RIA may be understated.</P>
                    <P>Based on these findings, we have determined that the RIA estimates provide a reasonable approximation of direct compliance costs of the rule. NMFS requests comment on this determination.</P>
                    <HD SOURCE="HD2">Other Costs and Benefits of the Rule</HD>
                    <P>In addition to the quantified direct costs of the rule, the RIA identifies seasonal closures of specific areas to survey activities as a potential source of indirect costs. Indirect costs could be incurred by the oil and gas industry to the extent that the seasonal closures delay or reduce the ability of industry to collect data necessary to identify and recover oil and gas resources, thereby reducing the overall level of oil and gas production in the GOA. The RIA states that such delays or reductions in production could also impact dependent social welfare associated with changes in the timing and volume of surveys and oil and gas production activities. NMFS requests comment on whether seasonal closure included in the 2021 rule has impacted survey activities or overall oil and gas production in the GOA.</P>
                    <P>The RIA also identifies potential direct and indirect benefits of the rule. First, oil and gas industry survey operators' reliance since 2021 on the MMPA compliance framework afforded by the rule suggests that these companies rely upon NMFS' incidental take authorizations to proceed with the actions analyzed herein. While a MMPA incidental take authorization is not a pre-condition for conducting these actions (as the survey operators are ultimately responsible for this decision), issuance of LOAs provides survey operators with two key benefits: (1) a legal exemption from the MMPA's general prohibition on the take of marine mammals (assuming survey operators comply with the terms and conditions of authorizations); and (2) regulatory certainty because survey operators will be fully cognizant of NMFS' expectations in regard to the steps needed to be taken to address risks to marine mammals and how to minimize legal exposure under the statute. Survey operators will also incur costs to comply with certain mitigation and monitoring requirements, as required by the MMPA and described in detail in the preceding. Despite the additional costs of such measures, the costs related to MMPA compliance during survey operations are small compared with expenditures on other aspects of oil and agas industry operations, and direct compliance costs of the regulatory requirements are unlikely to result in material impacts to those operations.</P>
                    <P>In addition, cost savings are generated by the reduced administrative effort required to obtain an LOA under the framework established by a rule compared to what would be required to obtain an incidental harassment authorization absent the rule. Data are not available at this time to quantify these cost savings. Data are not available to determine the extent to which the rule has generated conservation benefits, and, even with these data, available literature does not allow for the monetization of such benefits.</P>
                    <P>To the extent that this rule would allow a number of surveys to move forward, or move forward sooner, there may be effects on tourism, ecosystem services, and non-use valuations. NMFS describes each of these values below. To the extent that the proposed rule would allow additional take, each of these values may be decreased.</P>
                    <HD SOURCE="HD2">Tourism</HD>
                    <P>
                        Marine mammal populations generate economic activity in the GOA and, more broadly, in the U.S. For example, the U.S. leads the world in whale watcher 
                        <PRTPAGE P="9078"/>
                        participation, with an estimated 4.9 million trips taken in 2008, or 38 percent of global whale watching trips. In 2013, the tourism and recreation sector of ocean-related activities in the GOA region (inclusive of all counties bordering the GOA) generated nearly $6.2 billion in wages and employed 310,000 individuals at 17,300 establishments, for a total GDP contribution of approximately $13 billion.
                    </P>
                    <P>Whale watching activities alone support hundreds of jobs and tens of millions in regional income in the GOA. In addition, tourists drawn to the region to participate in these tours and activities spend money on goods and services in the regional economy, for example for meals, accommodations, or transportation to and from the whale watching destination. According to a 2009 report, the number of whale watchers in the GOA states increased to over 550,000 in 2008, nearly an order of magnitude increase over a ten year time period (Exhibit 5-1). Direct revenues from sales of whale watching tickets was $14.1 million that year, and the overall regional spending related to whale watching was nearly $45 million. An estimated 625 full-time equivalent jobs were directly involved in marine mammal recreation across all GOA states in 2008.</P>
                    <GPH SPAN="3" DEEP="166">
                        <GID>EP24FE26.029</GID>
                    </GPH>
                    <P>Florida is the leading state for cetacean-based tourism in the country. Bottlenose dolphin viewing constitutes the majority of Florida's marine mammal-related tourism with average ticket prices of approximately $43 for boat-based trips and $95 for swim-with tours. Elsewhere in the GOA, in Alabama and Texas, average ticket prices are $11 to $22. Commercial whale watching activity is minimal in Mississippi and Louisiana.</P>
                    <HD SOURCE="HD2">Ecosystem Services</HD>
                    <P>Large whales provide ecosystem services, which are benefits that society receives from the environment. The services whales provide include contributing to sense of place, education, research, and they play an important role in the ecosystem. Large whales are considered ecosystem engineers, given their potential for trophic influence on their ecosystems. Their presence can reduce the risk of trophic cascades, which have previously affected smaller species when whale populations suffered historic declines. For example, as large consumers, whales heavily impact food-web interactions and can promote primary productivity.</P>
                    <HD SOURCE="HD2">Non-Use Benefits</HD>
                    <P>The protection and restoration of populations of endangered whales may also generate non-use benefits. Economic research has demonstrated that society places economic value on environmental assets, whether or not those assets are ever directly exploited. For example, society places real (and potentially measurable) economic value on simply knowing that large whale populations are flourishing in their natural environment (often referred to as “existence value”) and will be preserved for the enjoyment of future generations. Using survey research methods, economists have developed several studies of non-use values associated with protection of whales or other marine mammals (table 15).</P>
                    <BILCOD>BILLING CODE 3510-22-P</BILCOD>
                    <GPH SPAN="3" DEEP="566">
                        <PRTPAGE P="9079"/>
                        <GID>EP24FE26.030</GID>
                    </GPH>
                    <BILCOD>BILLING CODE 3510-22-C</BILCOD>
                    <HD SOURCE="HD2">Executive Order 14192</HD>
                    <P>This proposed rule is expected to be an Executive Order 14192 deregulatory action. Though there are no monetized cost savings for the rule, the rule is expected to reduce burden on industry.</P>
                    <HD SOURCE="HD2">Regulatory Flexibility Act (RFA)</HD>
                    <P>
                        NMFS prepared a regulatory impact analysis (RIA), including a final regulatory flexibility analysis (FRFA), in support of the 2021 final rule. The FRFA described the economic effects of the 2021 final rule on small entities. In summary, the FRFA found that a relatively small portion of total survey activities in the GOA are undertaken by small entities and that it is unlikely that small entities will bear the estimated compliance costs. See 86 FR 5322, 5443 (January 19, 2021). A copy of the full FRFA is available as Appendix B to the RIA. No changes are proposed here that would affect the findings of the FRFA, 
                        <PRTPAGE P="9080"/>
                        and there are no new data that would meaningfully change the FRFA.
                    </P>
                    <P>
                        As a result, pursuant to section 605(b) of the Regulatory Flexibility Act (RFA) (5 U.S.C. 601 
                        <E T="03">et seq.</E>
                        ), the Chief Counsel for Regulation of the Department of Commerce has certified to the Chief Counsel for Advocacy of the Small Business Administration (SBA) that this proposed rule, if adopted, would not have a significant economic impact on a substantial number of small entities. Because of this certification, no new regulatory flexibility analysis is required and none has been prepared.
                    </P>
                    <HD SOURCE="HD2">Paperwork Reduction Act (PRA)</HD>
                    <P>This rule contains collection-of-information requirements subject to the provisions of the PRA. These requirements have been approved by the Office of Management and Budget (OMB) under control number 0648-0151 (Applications and Reporting Requirements for the Incidental Take of Marine Mammals by Specified Activities under the Marine Mammal Protection Act) and include the applications for regulations, subsequent LOAs, and reports. The current information collection approved by OMB under control number 0648-0151 includes burden estimates for incidental take authorizations issued under the MMPA. The current numbers approved under 0648-0151 are as follows: 576 respondents, 576 responses, 70,236 burden hours, and $2,892,557 in labor and miscellaneous costs. This current proposed rulemaking is expected to result in the following burden estimates; 137 respondents, 391 responses, and 30,926 burden hours, $1,422,281 in labor and miscellaneous costs. The burden hours in this rule fall within the existing burden estimates associated with this control number.</P>
                    <P>Notwithstanding any other provision of law, no person is required to respond to nor shall a person be subject to a penalty for failure to comply with a collection of information subject to the requirements of the PRA unless that collection of information displays a currently valid OMB control number.</P>
                    <LSTSUB>
                        <HD SOURCE="HED">List of Subjects in 50 CFR Part 217</HD>
                        <P>Exports, Fish, Imports, Indians, Labeling, Marine mammals, Penalties, Reporting and recordkeeping requirements, Seafood, Transportation.</P>
                    </LSTSUB>
                    <SIG>
                        <DATED>Dated: February 20, 2026.</DATED>
                        <NAME>Sarah Malloy,</NAME>
                        <TITLE>Acting Deputy Assistant Administrator for Regulatory Programs, National Marine Fisheries Service.</TITLE>
                    </SIG>
                    <P>For reasons set forth in the preamble, NMFS proposes to amend 50 CFR part 217 as follows:</P>
                    <PART>
                        <HD SOURCE="HED">PART 217—REGULATIONS GOVERNING THE TAKING AND IMPORTING OF MARINE MAMMALS</HD>
                    </PART>
                    <AMDPAR>1. The authority citation for part 217 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>
                             16 U.S.C. 1361 
                            <E T="03">et seq.</E>
                        </P>
                    </AUTH>
                    <AMDPAR>2. Revise Subpart S of part 217 to read as follows:</AMDPAR>
                    <CONTENTS>
                        <SUBPART>
                            <HD SOURCE="HED">Subpart S—Taking Marine Mammals Incidental to Geophysical Survey Activities in the Gulf of America</HD>
                            <SECHD>Sec.</SECHD>
                            <SECTNO>217.180</SECTNO>
                            <SUBJECT>Specified activity and specified geographical region.</SUBJECT>
                            <SECTNO>217.181</SECTNO>
                            <SUBJECT>Effective dates.</SUBJECT>
                            <SECTNO>217.182</SECTNO>
                            <SUBJECT>Permissible methods of taking.</SUBJECT>
                            <SECTNO>217.183</SECTNO>
                            <SUBJECT>Prohibitions.</SUBJECT>
                            <SECTNO>217.184</SECTNO>
                            <SUBJECT>Mitigation requirements.</SUBJECT>
                            <SECTNO>217.185</SECTNO>
                            <SUBJECT>Requirements for monitoring and reporting.</SUBJECT>
                            <SECTNO>217.186</SECTNO>
                            <SUBJECT>Letters of Authorization.</SUBJECT>
                            <SECTNO>217.187</SECTNO>
                            <SUBJECT>Renewals and modifications of Letters of Authorization.</SUBJECT>
                            <SECTNO>217.188</SECTNO>
                            <SUBJECT>Severability.</SUBJECT>
                            <SECTNO>217.189</SECTNO>
                            <SUBJECT>[Reserved]</SUBJECT>
                        </SUBPART>
                    </CONTENTS>
                    <SUBPART>
                        <HD SOURCE="HED">Subpart S—Taking Marine Mammals Incidental to Geophysical Survey Activities in the Gulf of America</HD>
                        <SECTION>
                            <SECTNO>§ 217.180</SECTNO>
                            <SUBJECT>Specified activity and specified geographical region.</SUBJECT>
                            <P>(a) Regulations in this subpart apply only to oil and gas industry operators (Letter of Authorization (LOA)-holders), and those persons authorized to conduct activities on their behalf, for the taking of marine mammals that occurs in the area outlined in paragraph (b) of this section and that occurs incidental to geophysical survey activities.</P>
                            <P>(b) The taking of marine mammals by oil and gas industry operators may be authorized in a LOA only if it occurs within U.S. waters in the Gulf of America, outside the area previously subject to a Congressional leasing moratorium under the Gulf of Mexico Energy Security Act (GOMESA) (Pub. L. 109-432, § 104).</P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 217.181</SECTNO>
                            <SUBJECT>Effective dates.</SUBJECT>
                            <P>Regulations in this subpart are effective from [EFFECTIVE DATE OF FINAL RULE], through [DATE 5 YEARS FROM THE EFFECTIVE DATE OF THE FINAL RULE].</P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 217.182</SECTNO>
                            <SUBJECT>Permissible methods of taking.</SUBJECT>
                            <P>Under LOAs issued pursuant to §§ 216.106 of this chapter and 217.186, LOA-holders may incidentally, but not intentionally, take marine mammals within the area described in § 217.180(b) by Level A and Level B harassment associated with geophysical survey activities, provided the activity is in compliance with all terms, conditions, and requirements of the regulations in this subpart and the appropriate LOA.</P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 217.183</SECTNO>
                            <SUBJECT>Prohibitions.</SUBJECT>
                            <P>Notwithstanding takings contemplated in §§ 217.180 and 217.182, and authorized by a LOA issued under §§ 216.106 of this chapter and 217.186, no person in connection with the activities described in § 217.180 may:</P>
                            <P>(a) Violate, or fail to comply with, the terms, conditions, and requirements of this subpart or a LOA issued under §§ 216.106 of this chapter and 217.186;</P>
                            <P>(b) Take any marine mammal not specified in such LOAs;</P>
                            <P>(c) Take any marine mammal specified in such LOAs in any manner other than as specified; or</P>
                            <P>(d) Take a marine mammal specified in such LOAs if NMFS determines such taking results in more than a negligible impact on the species or stocks of such marine mammal.</P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 217.184</SECTNO>
                            <SUBJECT>Mitigation requirements.</SUBJECT>
                            <P>When conducting the activities identified in § 217.180, the mitigation measures contained in any LOA issued under §§ 216.106 of this chapter and 217.186 must be implemented. These mitigation measures shall include but are not limited to:</P>
                            <P>
                                (a) 
                                <E T="03">General conditions.</E>
                            </P>
                            <P>(1) A copy of any issued LOA must be in the possession of the LOA-holder, vessel operator, other relevant personnel, the lead protected species observer (PSO), and any other relevant designees operating under the authority of the LOA.</P>
                            <P>
                                (2) The LOA-holder must instruct relevant vessel personnel with regard to the authority of the protected species monitoring team (PSO team), and must ensure that relevant vessel personnel and PSO team participate in a joint onboard briefing, led by the vessel operator and lead PSO, prior to beginning work to ensure that responsibilities, communication procedures, protected species monitoring protocols, operational procedures, and LOA requirements are clearly understood. This briefing must be repeated when relevant new personnel join the survey operations 
                                <PRTPAGE P="9081"/>
                                before work involving those personnel commences.
                            </P>
                            <P>
                                (3) The acoustic source must be deactivated when not acquiring data or preparing to acquire data, except as necessary for testing. Unnecessary use of the acoustic source must be avoided. For surveys using airgun arrays as the acoustic source, notified operational capacity (
                                <E T="03">i.e.,</E>
                                 total array volume) (not including redundant backup airguns) must not be exceeded during the survey, except where unavoidable for source testing and calibration purposes. All occasions where activated source volume exceeds notified operational capacity must be communicated to the PSO(s) on duty and fully documented. The lead PSO must be granted access to relevant instrumentation documenting acoustic source power and/or operational volume.
                            </P>
                            <P>(4) PSOs must be used as specified in this paragraph.</P>
                            <P>(i) LOA-holders must use independent, dedicated, qualified PSOs, meaning that the PSOs must be employed by a third-party observer provider, must have no tasks other than to conduct observational effort, collect data, and communicate with and instruct relevant vessel crew with regard to the presence of protected species and mitigation requirements (including brief alerts regarding maritime hazards), and must be qualified pursuant to § 217.185(a) (except as specified at § 217.184(d)(2)(iii-iv)). Acoustic PSOs are required to complete specialized training for operating passive acoustic monitoring (PAM) systems and are encouraged to have familiarity with the vessel on which they will be working. PSOs may act as both acoustic and visual observers (but not simultaneously), so long as they demonstrate that their training and experience are sufficient to perform each task.</P>
                            <P>(ii) The LOA-holder must submit PSO resumes for NMFS review and approval prior to commencement of the survey (except as specified at § 217.184(d)(2)(iii)). Resumes should include dates of training and any prior NMFS approval, as well as dates and description of last experience, and must be accompanied by information documenting successful completion of an acceptable training course. NMFS is allowed 1 week to approve PSOs from the time that the necessary information is received by NMFS, after which PSOs meeting the minimum requirements will automatically be considered approved.</P>
                            <P>(iii) At least one visual PSO and two acoustic PSOs (when required) aboard each acoustic source vessel must have a minimum of 90 days at-sea experience working in those roles, respectively, with no more than 18 months elapsed since the conclusion of the at-sea experience (except as specified at § 217.184(d)(2)(iii)). One visual PSO with such experience must be designated as the lead for the entire PSO team. The lead must coordinate duty schedules and roles for the PSO team and serve as the primary point of contact for the vessel operator (note that the responsibility of coordinating duty schedules and roles may instead be assigned to a shore-based, third-party monitoring coordinator). To the maximum extent practicable, the lead PSO must devise the duty schedule such that experienced PSOs are on duty with those PSOs with appropriate training but who have not yet gained relevant experience.</P>
                            <P>
                                (b) 
                                <E T="03">Deep penetration surveys.</E>
                            </P>
                            <P>
                                (1) Deep penetration surveys are defined as surveys using airgun arrays with total volume greater than 1,500 in
                                <SU>3</SU>
                                .
                            </P>
                            <P>(2) Visual monitoring must be conducted as specified in this paragraph.</P>
                            <P>
                                (i) During survey operations (
                                <E T="03">i.e.,</E>
                                 any day on which use of the acoustic source is planned to occur, and whenever the acoustic source is in the water, whether activated or not), a minimum of two PSOs must be on duty and conducting visual observations at all times during daylight hours (
                                <E T="03">i.e.,</E>
                                 from 30 minutes prior to sunrise through 30 minutes following sunset).
                            </P>
                            <P>(ii) Visual monitoring must begin not less than 30 minutes prior to ramp-up and must continue until 1 hour after use of the acoustic source ceases or until 30 minutes past sunset.</P>
                            <P>(iii) Visual PSOs must coordinate to ensure 360° visual coverage around the vessel from the most appropriate observation posts, and must conduct visual observations using binoculars and the naked eye while free from distractions and in a consistent, systematic, and diligent manner.</P>
                            <P>(iv) Visual PSOs must immediately communicate all observations of marine mammals to the on-duty acoustic PSO, including any determination by the PSO regarding species identification, distance, and bearing and the degree of confidence in the determination.</P>
                            <P>(v) Any observations of marine mammals by crew members aboard any vessel associated with the survey must be relayed to the PSO team.</P>
                            <P>
                                (vi) During good conditions (
                                <E T="03">e.g.,</E>
                                 daylight hours; Beaufort sea state (BSS) 3 or less), visual PSOs must conduct observations when the acoustic source is not operating for comparison of sighting rates and behavior with and without use of the acoustic source and between acquisition periods, to the maximum extent practicable.
                            </P>
                            <P>(vii) Visual PSOs may be on watch for a maximum of 2 consecutive hours followed by a break of at least 1 hour between watches and may conduct a maximum of 12 hours of observation per 24-hour period. NMFS may grant an exception for LOA applications that demonstrate such a “2 hours on/1 hour off” duty cycle is not practicable, in which case visual PSOs will be subject to a maximum of 4 consecutive hours on watch followed by a break of at least 2 hours between watches. Combined observational duties (visual and acoustic but not at the same time) must not exceed 12 hours per 24-hour period for any individual PSO.</P>
                            <P>(3) Acoustic monitoring must be conducted as specified in this paragraph.</P>
                            <P>(i) All source vessels must use a towed PAM system at all times when operating in waters deeper than 100 m, which must be monitored by a minimum of one acoustic PSO beginning at least 30 minutes prior to ramp-up, at all times during use of the acoustic source, and until 1 hour after use of the acoustic source ceases. “PAM system” refers to calibrated hydrophone arrays with full system redundancy to detect, identify, and estimate distance and bearing to vocalizing cetaceans, coupled with appropriate software to aid monitoring and listening by a PAM operator skilled in bioacoustics analysis and computer system specifications capable of running appropriate software. The PAM system must have at least one calibrated hydrophone (per each deployed hydrophone type and/or set) sufficient for determining whether background noise levels on the towed PAM system are sufficiently low to meet performance expectations. Applicants must provide a PAM plan including description of the hardware and software proposed for use prior to proceeding with any survey where PAM is required.</P>
                            <P>(ii) Acoustic PSOs must immediately communicate all detections of marine mammals to visual PSOs (when visual PSOs are on duty), including any determination by the PSO regarding species identification, distance, and bearing, and the degree of confidence in the determination.</P>
                            <P>
                                (iii) Acoustic PSOs may be on watch for a maximum of 4 consecutive hours followed by a break of at least 2 hours between watches, and may conduct a maximum of 12 hours of observation per 24-hour period. Combined observational duties (visual and acoustic but not at the same time) must not exceed 12 hours 
                                <PRTPAGE P="9082"/>
                                per 24-hour period for any individual PSO.
                            </P>
                            <P>(iv) Survey activity may continue for 30 minutes when the PAM system malfunctions or is damaged, while the PAM operator diagnoses the issue. If the diagnosis indicates that the PAM system must be repaired to solve the problem, operations may continue for an additional 2 hours without acoustic monitoring during daylight hours only under the following conditions:</P>
                            <P>(A) Sea state is less than or equal to BSS 4;</P>
                            <P>(B) No marine mammals (excluding delphinids) detected solely by PAM in the applicable exclusion zone in the previous 2 hours;</P>
                            <P>(C) NMFS is notified via email as soon as practicable with the time and location in which operations began occurring without an active PAM system; and</P>
                            <P>(D) Operations with an active acoustic source, but without an operating PAM system, do not exceed a cumulative total of 4 hours in any 24-hour period.</P>
                            <P>
                                (4) PSOs must establish and monitor applicable exclusion and buffer zones. These zones must be based upon the radial distance from the edges of the airgun array (rather than being based on the center of the array or around the vessel itself). During use of the acoustic source (
                                <E T="03">i.e.,</E>
                                 anytime the acoustic source is active, including ramp-up), occurrence of marine mammals within the relevant buffer zone (but outside the exclusion zone) should be communicated to the operator to prepare for the potential shutdown of the acoustic source.
                            </P>
                            <P>(i) Two exclusion zones are defined, depending on the species and context. A standard exclusion zone encompassing the area at and below the sea surface out to a radius of 500 meters from the edges of the airgun array (0-500 m) is defined. For special circumstances (defined at § 217.184(b)(9)(v)), the exclusion zone encompasses an extended distance of 1,500 meters (0-1,500 m).</P>
                            <P>
                                (ii) During pre-start clearance monitoring (
                                <E T="03">i.e.,</E>
                                 before ramp-up begins), the buffer zone acts as an extension of the exclusion zone in that observations of marine mammals within the buffer zone would also preclude airgun operations from beginning (
                                <E T="03">i.e.,</E>
                                 ramp-up). For all marine mammals (except where superseded by the extended 1,500-m exclusion zone), the buffer zone encompasses the area at and below the sea surface from the edge of the 0-500 meter exclusion zone out to a radius of 1,000 meters from the edges of the airgun array (500-1,000 m). The buffer zone is not applicable when the exclusion zone is greater than 500 meters, 
                                <E T="03">i.e.,</E>
                                 the observational focal zone is not increased beyond 1,500 meters.
                            </P>
                            <P>(5) A ramp-up procedure, involving a step-wise increase in the number of airguns firing and total active array volume until all operational airguns are activated and the full volume is achieved, is required at all times as part of the activation of the acoustic source. A 30-minute pre-start clearance observation period must occur prior to the start of ramp-up. The LOA-holder must adhere to the following pre-start clearance and ramp-up requirements:</P>
                            <P>(i) The operator must notify a designated PSO of the planned start of ramp-up as agreed upon with the lead PSO; the notification time should not be less than 60 minutes prior to the planned ramp-up.</P>
                            <P>(ii) Ramp-ups must be scheduled so as to minimize the time spent with source activated prior to reaching the designated run-in.</P>
                            <P>(iii) A designated PSO must be notified again immediately prior to initiating ramp-up procedures and the operator must receive confirmation from the PSO to proceed.</P>
                            <P>(iv) Ramp-up must not be initiated if any marine mammal is within the applicable exclusion or buffer zone. If a marine mammal is observed within the exclusion zone or the buffer zone during the 30-minute pre-start clearance period, ramp-up must not begin until the animal(s) has been observed exiting the zones or until an additional time period has elapsed with no further sightings (15 minutes for small delphinids and 30 minutes for all other species).</P>
                            <P>(v) Ramp-up must begin by activating a single airgun of the smallest volume in the array and shall continue in stages by doubling the number of active elements at the commencement of each stage, with each stage of approximately the same duration. Total duration must not be less than 20 minutes. The operator must provide information to the PSO documenting that appropriate procedures were followed.</P>
                            <P>(vi) Ramp-up must cease and the source shut down upon observation of marine mammals within the applicable exclusion zone. Once ramp-up has begun, observations of marine mammals within the buffer zone do not require shutdown.</P>
                            <P>(vii) Ramp-up may occur at times of poor visibility, including nighttime, if appropriate acoustic monitoring has occurred with no detections of a marine mammal other than delphinids in the 30 minutes prior to beginning ramp-up. Acoustic source activation may only occur at night where operational planning cannot reasonably avoid such circumstances.</P>
                            <P>
                                (viii) If the acoustic source is shut down for brief periods (
                                <E T="03">i.e.,</E>
                                 less than 30 minutes) for reasons other than implementation of prescribed mitigation (
                                <E T="03">e.g.,</E>
                                 mechanical difficulty), it may be activated again without ramp-up if PSOs have maintained constant visual and/or acoustic observation and no visual or acoustic detections of any marine mammal have occurred within the applicable exclusion zone. For any longer shutdown, pre-start clearance observation and ramp-up are required. For any shutdown at night or in periods of poor visibility (
                                <E T="03">e.g.,</E>
                                 BSS 4 or greater), ramp-up is required, but if the shutdown period was brief and constant observation maintained, pre-start clearance watch is not required.
                            </P>
                            <P>(ix) Testing of the acoustic source involving all elements requires ramp-up. Testing limited to individual source elements or strings does not require ramp-up but does require the pre-start clearance observation period.</P>
                            <P>(6) Shutdowns must be implemented as specified in this paragraph.</P>
                            <P>(i) Any PSO on duty has the authority to delay the start of survey operations or to call for shutdown of the acoustic source pursuant to the requirements of this subpart.</P>
                            <P>(ii) The operator must establish and maintain clear lines of communication directly between PSOs on duty and crew controlling the acoustic source to ensure that shutdown commands are conveyed swiftly while allowing PSOs to maintain watch.</P>
                            <P>(iii) When both visual and acoustic PSOs are on duty, all detections must be immediately communicated to the remainder of the on-duty PSO team for potential verification of visual observations by the acoustic PSO or of acoustic detections by visual PSOs.</P>
                            <P>
                                (iv) When the airgun array is active (
                                <E T="03">i.e.,</E>
                                 anytime one or more airguns is active, including during ramp-up) and (1) a marine mammal appears within or enters the applicable exclusion zone and/or (2) a marine mammal (excluding delphinids) is detected acoustically and localized within the applicable exclusion zone, the acoustic source must be shut down. When shutdown is called for by a PSO, the acoustic source must be immediately deactivated and any dispute resolved only following deactivation.
                            </P>
                            <P>
                                (v) The extended 1,500-m exclusion zone must be applied upon detection (visual or acoustic) of a baleen whale, sperm whale, beaked whale, or 
                                <E T="03">Kogia</E>
                                 spp. within the zone.
                            </P>
                            <P>
                                (vi) Shutdown requirements are waived for dolphins of the following 
                                <PRTPAGE P="9083"/>
                                genera: 
                                <E T="03">Tursiops, Stenella,</E>
                                  
                                <E T="03">Steno,</E>
                                 and 
                                <E T="03">Lagenodelphis.</E>
                                 If a delphinid is visually detected within the exclusion zone, no shutdown is required unless the PSO confirms the individual to be of a genus other than those listed above, in which case a shutdown is required. Acoustic detection of delphinids does not require shutdown.
                            </P>
                            <P>(vii) If there is uncertainty regarding identification or localization, PSOs may use best professional judgment in making the decision to call for a shutdown.</P>
                            <P>(viii) Upon implementation of shutdown, the source may be reactivated after the marine mammal(s) has been observed exiting the applicable exclusion zone or following a 30-minute clearance period with no further detection of the marine mammal(s).</P>
                            <P>
                                (c) 
                                <E T="03">Shallow penetration surveys.</E>
                            </P>
                            <P>
                                (1) Shallow penetration surveys are defined as surveys using airgun arrays with total volume equal to or less than 1,500 in,
                                <SU>3</SU>
                                 single airguns, boomers, or equivalent sources.
                            </P>
                            <P>(2) LOA-holders conducting shallow penetration surveys must follow the requirements defined for deep penetration surveys at § 217.184(b), with the following exceptions:</P>
                            <P>(i) Acoustic monitoring is not required for shallow penetration surveys.</P>
                            <P>(ii) Ramp-up for small airgun arrays must follow the procedure described above for large airgun arrays, but may occur over an abbreviated period of time. Ramp-up is not required for surveys using only a single airgun. For non-airgun sources, power should be increased as feasible to effect a ramp-up.</P>
                            <P>(iii) Two exclusion zones are defined, depending on the species and context. A standard exclusion zone encompassing the area at and below the sea surface out to a radius of 100 meters from the edges of the airgun array (if used) or from the acoustic source (0-100 m) is defined. For special circumstances (§ 217.184(b)(6)(v)), the exclusion zone encompasses an extended distance of 500 meters (0-500 m).</P>
                            <P>(iv) The buffer zone encompasses the area at and below the sea surface from the edge of the 0-100 meter exclusion zone out to a radius of 200 meters from the edges of the airgun array (if used) or from the acoustic source (100-200 meters). The buffer zone is not applicable when the exclusion zone is greater than 100 meters.</P>
                            <P>
                                (d) 
                                <E T="03">High-resolution geophysical (HRG) surveys.</E>
                            </P>
                            <P>
                                (1) HRG surveys are defined as surveys using an electromechanical source that operates at frequencies less than 180 kHz, other than those defined at § 217.184(c)(1) (
                                <E T="03">e.g.,</E>
                                 side-scan sonar, multibeam echosounder, or chirp sub-bottom profiler).
                            </P>
                            <P>(2) LOA-holders conducting HRG surveys must follow the requirements defined for shallow penetration surveys at § 217.184(c), with the following exceptions:</P>
                            <P>
                                (i) No shutdowns are required for HRG surveys. Pre-start clearance watch is required as defined at § 217.184(c), 
                                <E T="03">i.e.,</E>
                                 for a period of 30 minutes and over a 200-m radius from the acoustic source.
                            </P>
                            <P>
                                (ii) During survey operations (
                                <E T="03">e.g.,</E>
                                 any day on which use of the acoustic source is planned to occur, and whenever the acoustic source is in the water, whether activated or not), a minimum of one trained and experienced independent PSO must be on duty and conducting visual observations at all times during daylight hours (
                                <E T="03">i.e.,</E>
                                 from 30 minutes prior to sunrise through 30 minutes following sunset) when operating in waters deeper than 100 m.
                            </P>
                            <P>
                                (iii) When operating in waters shallower than 100 m, LOA-holders must employ one trained visual PSO, who may be a crew member, only for purposes of conducting pre-start clearance monitoring. If PSOs are crew members, 
                                <E T="03">i.e.,</E>
                                 are not independent PSOs, the PSOs are not subject to NMFS' approval. In these circumstances, LOA requests must describe the training that will be provided to crew members filling the role of PSO.
                            </P>
                            <P>(iv) PSOs are not required during survey operations in which the active acoustic source(s) are deployed on an autonomous underwater vehicle.</P>
                            <P>
                                (e) 
                                <E T="03">Time-area closure.</E>
                                 From January 1 through May 31, no use of airguns may occur shoreward of the 20-m isobath and between 90-84° W.
                            </P>
                            <P>
                                (f) 
                                <E T="03">Entanglement avoidance.</E>
                                 To avoid the risk of entanglement, LOA-holders conducting surveys using ocean-bottom nodes or similar gear must:
                            </P>
                            <P>(1) Use negatively buoyant coated wire-core tether cable;</P>
                            <P>(2) Retrieve all lines immediately following completion of the survey; and</P>
                            <P>(3) Attach acoustic pingers directly to the coated tether cable; acoustic releases should not be used.</P>
                            <P>
                                (g) 
                                <E T="03">Vessel strike avoidance.</E>
                                 LOA-holders must adhere to the following requirements:
                            </P>
                            <P>
                                (1) Vessel operators and crews must maintain a vigilant watch for all marine mammals and must slow down, stop their vessel, or alter course, as appropriate and regardless of vessel size, to avoid striking any marine mammal. A visual observer aboard the vessel must monitor a vessel strike avoidance zone around the vessel, which shall be defined according to the parameters stated in this subsection. Visual observers monitoring the vessel strike avoidance zone may be third-party observers (
                                <E T="03">i.e.,</E>
                                 PSOs) or crew members, but crew members responsible for these duties must be provided sufficient training to distinguish marine mammals from other phenomena and broadly to identify a marine mammal as a baleen whale, sperm whale, or other marine mammal;
                            </P>
                            <P>(2) Vessel speeds must be reduced to 10 kn or less when mother/calf pairs, pods, or large assemblages of marine mammals are observed near a vessel;</P>
                            <P>(3) All vessels must maintain a minimum separation distance of 500 m from baleen whales;</P>
                            <P>(4) All vessels must maintain a minimum separation distance of 100 m from sperm whales;</P>
                            <P>(5) All vessels must, to the maximum extent practicable, attempt to maintain a minimum separation distance of 50 m from all other marine mammals, with an exception made for those animals that approach the vessel; and</P>
                            <P>
                                (6) When marine mammals are sighted while a vessel is underway, the vessel must take action as necessary to avoid violating the relevant separation distance, 
                                <E T="03">e.g.,</E>
                                 attempt to remain parallel to the animal's course, avoid excessive speed or abrupt changes in direction until the animal has left the area. If marine mammals are sighted within the relevant separation distance, the vessel must reduce speed and shift the engine to neutral, not engaging the engines until animals are clear of the area. This does not apply to any vessel towing gear or any vessel that is navigationally constrained.
                            </P>
                            <P>(7) These requirements do not apply in any case where compliance would create an imminent and serious threat to a person or vessel or to the extent that a vessel is restricted in its ability to maneuver and, because of the restriction, cannot comply.</P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 217.185</SECTNO>
                            <SUBJECT>Requirements for monitoring and reporting.</SUBJECT>
                            <P>
                                (a) 
                                <E T="03">PSO qualifications.</E>
                            </P>
                            <P>(1) PSOs must successfully complete relevant, acceptable training, including completion of all required coursework and passing (80 percent or greater) a written and/or oral examination developed for the training program.</P>
                            <P>
                                (2) PSOs must have successfully attained a bachelor's degree from an accredited college or university with a major in one of the natural sciences, a minimum of 30 semester hours or equivalent in the biological sciences, and at least one undergraduate course in math or statistics. The educational 
                                <PRTPAGE P="9084"/>
                                requirements may be waived if the PSO has acquired the relevant skills through alternate experience. Requests for such a waiver must be submitted to NMFS and shall include written justification. Requests will be granted or denied (with justification) by NMFS within 1 week of receipt of submitted information. Alternate experience that may be considered includes, but is not limited to:
                            </P>
                            <P>(i) secondary education and/or experience comparable to PSO duties;</P>
                            <P>(ii) previous work experience conducting academic, commercial, or government-sponsored marine mammal surveys; or</P>
                            <P>(iii) previous work experience as a PSO; the PSO should demonstrate good standing and consistently good performance of PSO duties.</P>
                            <P>
                                (b) 
                                <E T="03">Equipment.</E>
                                 LOA-holders are required to:
                            </P>
                            <P>
                                (i) Provide PSOs with bigeye binoculars (
                                <E T="03">e.g.,</E>
                                 25 x 150; 2.7 view angle; individual ocular focus; height control) of appropriate quality solely for PSO use. These must be pedestal-mounted on the deck at the most appropriate vantage point that provides for optimal sea surface observation, PSO safety, and safe operation of the vessel.
                            </P>
                            <P>(ii) For each vessel required to use a PAM system, provide a PAM system that has been verified and tested by an experienced acoustic PSO who will be using it during the trip for which monitoring is required;</P>
                            <P>(iii) Work with the selected third-party observer provider to ensure PSOs have all equipment (including backup equipment) needed to adequately perform necessary tasks, including accurate determination of distance and bearing to observed marine mammals. (Equipment specified in A. through G. below may be provided by an individual PSO, the third-party observer provider, or the LOA-holder, but the LOA-holder is responsible for ensuring PSOs have the proper equipment required to perform the duties specified herein.) Such equipment, at a minimum, must include:</P>
                            <P>
                                (A) Reticle binoculars (
                                <E T="03">e.g.,</E>
                                 7 x 50) of appropriate quality (at least one per PSO, plus backups);
                            </P>
                            <P>(B) Global Positioning Unit (GPS) (plus backup);</P>
                            <P>(C) Digital camera with a telephoto lens (the camera or lens should also have an image stabilization system) that is at least 300 mm or equivalent on a full-frame single lens reflex (SLR) (plus backup);</P>
                            <P>(D) Compass (plus backup);</P>
                            <P>(E) Radios for communication among vessel crew and PSOs (at least one per PSO, plus backups); and</P>
                            <P>(F) Any other tools necessary to adequately perform necessary PSO tasks.</P>
                            <P>
                                (c) 
                                <E T="03">Data collection.</E>
                                 PSOs must use standardized electronic data forms. PSOs must record detailed information about any implementation of mitigation requirements, including the distance of marine mammals to the acoustic source and description of specific actions that ensued, the behavior of the animal(s), any observed changes in behavior before and after implementation of mitigation, and if shutdown was implemented, the length of time before any subsequent ramp-up or activation of the acoustic source. If required mitigation was not implemented, PSOs must record a description of the circumstances. At a minimum, the following information should be recorded:
                            </P>
                            <P>(1) Vessel names (source vessel and other vessels associated with survey), vessel size and type, maximum speed capability of vessel, port of origin, and call signs;</P>
                            <P>(2) PSO names and affiliations;</P>
                            <P>(3) Dates of departures and returns to port with port name;</P>
                            <P>(4) Dates of and participants in PSO briefings;</P>
                            <P>(5) Dates and times (Greenwich Mean Time) of survey effort and times corresponding with PSO effort;</P>
                            <P>(6) Vessel location (latitude/longitude) when survey effort began and ended and vessel location at beginning and end of visual PSO duty shifts;</P>
                            <P>(7) Vessel location at 30-second intervals (if software capability allows) or 5-minute intervals (if location must be manually recorded);</P>
                            <P>(8) Vessel heading and speed at beginning and end of visual PSO duty shifts and upon any line change;</P>
                            <P>(9) Environmental conditions while on visual survey (at beginning and end of PSO shift and whenever conditions changed significantly), including Beaufort sea state and any other relevant weather conditions including cloud cover, fog, sun glare, and overall visibility to the horizon;</P>
                            <P>(10) Vessel location when environmental conditions change significantly;</P>
                            <P>
                                (11) Factors that may have contributed to impaired observations during each PSO shift change or as needed as environmental conditions change (
                                <E T="03">e.g.,</E>
                                 vessel traffic, equipment malfunctions);
                            </P>
                            <P>
                                (12) Survey activity information, such as acoustic source power output while in operation, number and volume of airguns operating in an array, tow depth of an acoustic source, and any other notes of significance (
                                <E T="03">i.e.,</E>
                                 pre-start clearance, ramp-up, shutdown, testing, shooting, ramp-up completion, end of operations, streamers, etc.); and
                            </P>
                            <P>(13) Upon visual observation of a marine mammal, the following information:</P>
                            <P>(i) Watch status (sighting made by PSO on/off effort, opportunistic, crew, alternate vessel/platform);</P>
                            <P>(ii) PSO who sighted the animal and PSO location (including height above water) at time of sighting;</P>
                            <P>(iii) Time of sighting;</P>
                            <P>(iv) Vessel coordinates at time of sighting;</P>
                            <P>(v) Water depth;</P>
                            <P>(vi) Direction of vessel's travel (compass direction);</P>
                            <P>(vii) Speed of the vessel(s) from which the observation was made;</P>
                            <P>(viii) Direction of animal's travel relative to the vessel;</P>
                            <P>(ix) Pace of the animal;</P>
                            <P>(x) Estimated distance to the animal (and method of estimating distance) and its heading relative to vessel at initial sighting;</P>
                            <P>
                                (xi) Identification of the animal (
                                <E T="03">e.g.,</E>
                                 genus/species, lowest possible taxonomic level, or unidentified), PSO confidence in identification, and the composition of the group if there is a mix of species;
                            </P>
                            <P>(xii) Estimated number of animals (high/low/best);</P>
                            <P>(xiii) Estimated number of animals by cohort (adults, juveniles, group composition, etc.);</P>
                            <P>(xiv) Description (as many distinguishing features as possible of each individual seen, including length, shape, color, pattern, scars or markings, shape and size of dorsal fin, shape of head, and blow characteristics);</P>
                            <P>
                                (xv) Detailed behavior observations (
                                <E T="03">e.g.,</E>
                                 number of blows/breaths, number of surfaces, breaching, spyhopping, diving, feeding, traveling; as explicit and detailed as possible; note any observed changes in behavior), including an assessment of behavioral responses to survey activity;
                            </P>
                            <P>(xvi) Animal's closest point of approach (CPA) and/or closest distance from any element of the acoustic source;</P>
                            <P>
                                (xvii) Platform activity at time of sighting (
                                <E T="03">e.g.,</E>
                                 deploying, recovering, testing, shooting, data acquisition, other); and
                            </P>
                            <P>
                                (xviii) Description of any actions implemented in response to the sighting (
                                <E T="03">e.g.,</E>
                                 delays, shutdown, ramp-up) and time and location of the action.
                            </P>
                            <P>(14) Upon acoustic detection of a marine mammal using a PAM system, the following information:</P>
                            <P>
                                (i) An acoustic encounter identification number, and whether the detection was linked with a visual sighting;
                                <PRTPAGE P="9085"/>
                            </P>
                            <P>(ii) Date and time when first and last heard;</P>
                            <P>
                                (iii) Types and nature of sounds heard (
                                <E T="03">e.g.,</E>
                                 clicks, whistles, creaks, burst pulses, continuous, sporadic, strength of signal); and
                            </P>
                            <P>(iv) Any additional information recorded such as water depth of the hydrophone array, bearing of the animal to the vessel (if determinable), species or taxonomic group (if determinable), spectrogram screenshot, and any other notable information.</P>
                            <P>
                                (d) 
                                <E T="03">Reporting.</E>
                            </P>
                            <P>(1) Annual reporting must be submitted as specified in this paragraph.</P>
                            <P>(i) LOA-holders must submit a summary report to NMFS on all activities and monitoring results within 90 days of the completion of the survey or expiration of the LOA, whichever comes sooner, and must include all information described above under § 217.185(c). If an issued LOA is valid for greater than 1 year, the summary report must be submitted on an annual basis.</P>
                            <P>(ii) The report must describe activities conducted and sightings of marine mammals, must provide full documentation of methods, results, and interpretation pertaining to all monitoring, and must summarize the dates and locations of survey operations and all marine mammal sightings (dates, times, locations, activities, associated survey activities, and information regarding locations where the acoustic source was used). In addition to the report, all raw observational data must be made available to NMFS.</P>
                            <P>(iii) For operations requiring the use of PAM, the report must include a validation document concerning the use of PAM, which should include necessary noise validation diagrams and demonstrate whether background noise levels on the PAM deployment limited achievement of the planned detection goals. Copies of any vessel self-noise assessment reports must be included with the report.</P>
                            <P>
                                (iv) The LOA-holder must provide geo-referenced time-stamped vessel tracklines for all time periods in which airguns (full array or single) were operating. Tracklines must include points recording any change in airgun status (
                                <E T="03">e.g.,</E>
                                 when the airguns began operating, when they were turned off). GIS files must be provided in ESRI shapefile format and include the UTC date and time, latitude in decimal degrees, and longitude in decimal degrees. All coordinates must be referenced to the WGS84 geographic coordinate system.
                            </P>
                            <P>(v) The draft report must be accompanied by a certification from the lead PSO as to the accuracy of the report, and the lead PSO may submit directly to NMFS a statement concerning implementation and effectiveness of the required mitigation and monitoring.</P>
                            <P>(vi) A final report must be submitted within 30 days following resolution of any comments on the draft report.</P>
                            <P>(2) Comprehensive reporting must be submitted as specified in this paragraph. LOA-holders must contribute to the compilation and analysis of data for inclusion in an annual synthesis report addressing all data collected and reported through annual reporting in each calendar year. The synthesis period shall include all annual reports deemed to be final by NMFS in a given 1 year reporting period. The report must be submitted to NMFS within 90 days following the end of a given 1 year reporting period.</P>
                            <P>
                                (e) 
                                <E T="03">Reporting of injured or dead marine mammals.</E>
                            </P>
                            <P>(1) In the event that personnel involved in the survey activities discover an injured or dead marine mammal, the LOA-holder must report the incident to the Office of Protected Resources (OPR), NMFS and to the Southeast Regional Stranding Network as soon as feasible. The report must include the following information:</P>
                            <P>(i) Time, date, and location (latitude/longitude) of the first discovery (and updated location information if known and applicable);</P>
                            <P>(ii) Species identification (if known) or description of the animal(s) involved;</P>
                            <P>(iii) Condition of the animal(s) (including carcass condition if the animal is dead);</P>
                            <P>(iv) Observed behaviors of the animal(s), if alive;</P>
                            <P>(v) If available, photographs or video footage of the animal(s); and</P>
                            <P>(vi) General circumstances under which the animal was discovered.</P>
                            <P>(2) In the event of a ship strike of a marine mammal by any vessel involved in the survey activities, the LOA-holder must report the incident to OPR, NMFS and to the Southeast Regional Stranding Network as soon as feasible. The report must include the following information:</P>
                            <P>(i) Time, date, and location (latitude/longitude) of the incident;</P>
                            <P>(ii) Species identification (if known) or description of the animal(s) involved;</P>
                            <P>(iii) Vessel's speed during and leading up to the incident;</P>
                            <P>(iv) Vessel's course/heading and what operations were being conducted (if applicable);</P>
                            <P>(v) Status of all sound sources in use;</P>
                            <P>(vi) Description of avoidance measures/requirements that were in place at the time of the strike and what additional measures were taken, if any, to avoid strike;</P>
                            <P>
                                (vii) Environmental conditions (
                                <E T="03">e.g.,</E>
                                 wind speed and direction, Beaufort sea state, cloud cover, visibility) immediately preceding the strike;
                            </P>
                            <P>(viii) Estimated size and length of animal that was struck;</P>
                            <P>(ix) Description of the behavior of the marine mammal immediately preceding and following the strike;</P>
                            <P>(x) If available, description of the presence and behavior of any other marine mammals immediately preceding the strike;</P>
                            <P>
                                (xi) Estimated fate of the animal (
                                <E T="03">e.g.,</E>
                                 dead, injured but alive, injured and moving, blood or tissue observed in the water, status unknown, disappeared); and
                            </P>
                            <P>(xii) To the extent practicable, photographs or video footage of the animal(s).</P>
                            <P>(3) For deep penetration surveys, in the event of a live stranding (or near-shore atypical milling) event within 50 km of the survey operations, where the NMFS stranding network is engaged in herding or other interventions to return animals to the water, the Director of OPR, NMFS (or designee) will advise the LOA-holder of the need to implement shutdown procedures for all active acoustic sources operating within 50 km of the stranding. Shutdown procedures for live stranding or milling marine mammals include the following:</P>
                            <P>(i) If at any time, the marine mammal(s) die or are euthanized, or if herding/intervention efforts are stopped, the Director of OPR, NMFS (or designee) will advise the LOA-holder that the shutdown around the animals' location is no longer needed.</P>
                            <P>(ii) Otherwise, shutdown procedures will remain in effect until the Director of OPR, NMFS (or designee) determines and advises the LOA-holder that all live animals involved have left the area (either of their own volition or following an intervention).</P>
                            <P>
                                (iii) If further observations of the marine mammals indicate the potential for re-stranding, additional coordination with the LOA-holder will be required to determine what measures are necessary to minimize that likelihood (
                                <E T="03">e.g.,</E>
                                 extending the shutdown or moving operations farther away) and to implement those measures as appropriate.
                            </P>
                            <P>
                                (4) If NMFS determines that the circumstances of any marine mammal stranding found in the vicinity of the activity suggest investigation of the association with survey activities is warranted, and an investigation into the stranding is being pursued, NMFS will submit a written request to the LOA-
                                <PRTPAGE P="9086"/>
                                holder indicating that the following initial available information must be provided as soon as possible, but no later than 7 business days after the request for information. In the event that the investigation is still inconclusive, the investigation of the association of the survey activities is still warranted, and the investigation is still being pursued, NMFS may provide additional information requests, in writing, regarding the nature and location of survey operations prior to the time period above.
                            </P>
                            <P>(i) Status of all sound source use in the 48 hours preceding the estimated time of stranding and within 50 km of the discovery/notification of the stranding by NMFS; and</P>
                            <P>
                                (ii) If available, description of the behavior of any marine mammal(s) observed preceding (
                                <E T="03">i.e.,</E>
                                 within 48 hours and 50 km) and immediately after the discovery of the stranding.
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 217.186</SECTNO>
                            <SUBJECT>Letters of Authorization.</SUBJECT>
                            <P>(a) To incidentally take marine mammals pursuant to these regulations, prospective LOA-holders must apply for and obtain an LOA.</P>
                            <P>(b) An LOA, unless suspended or revoked, may be effective for a period not to exceed the expiration date of these regulations.</P>
                            <P>(c) In the event of projected changes to the activity or to mitigation and monitoring measures required by an LOA, the LOA-holder must apply for and obtain a modification of the LOA as described in § 217.187.</P>
                            <P>(d) The LOA shall set forth:</P>
                            <P>(1) Permissible methods of incidental taking;</P>
                            <P>
                                (2) Means of effecting the least practicable adverse impact (
                                <E T="03">i.e.,</E>
                                 mitigation) on the species or stock and its habitat; and
                            </P>
                            <P>(3) Requirements for monitoring and reporting.</P>
                            <P>(e) Issuance of the LOA shall be based on a determination that the level of taking will be consistent with the findings made for the total taking allowable under these regulations and a determination that the amount of take authorized under the LOA is of no more than small numbers.</P>
                            <P>(f) For LOA issuance, where either</P>
                            <P>
                                (1) the conclusions put forth in an application (
                                <E T="03">e.g.,</E>
                                 take estimates) are based on analytical methods that differ substantively from those used in the development of the rule, or
                            </P>
                            <P>
                                (2) the proposed activity or anticipated impacts vary substantively in scope or nature from those analyzed for the rule, NMFS may publish a notice of proposed LOA in the 
                                <E T="04">Federal Register</E>
                                , including the associated analysis of the differences, and solicit public comment before making a decision regarding issuance of the LOA.
                            </P>
                            <P>
                                (g) Notice of issuance or denial of an LOA shall be published in the 
                                <E T="04">Federal Register</E>
                                 within 30 days of a determination.
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 217.187</SECTNO>
                            <SUBJECT>Modifications of Letters of Authorization (LOA).</SUBJECT>
                            <P>(a) An LOA issued under § 216.106 of this chapter and § 217.186 for the activity identified in § 217.180 shall be modified upon request by the applicant, provided that:</P>
                            <P>(1) The proposed specified activity and mitigation, monitoring, and reporting measures, as well as the anticipated impacts, are the same as those described and analyzed for these regulations (excluding changes made pursuant to the adaptive management provision in paragraph (c)(1) of this section); and</P>
                            <P>(2) NMFS determines that the mitigation, monitoring, and reporting measures required by the previous LOA under these regulations were implemented.</P>
                            <P>
                                (b) For LOA modification requests by the applicant that include changes to the activity or the mitigation, monitoring, or reporting (excluding changes made pursuant to the adaptive management provision in paragraph (c)(1) of this section) that result in more than a minor change in the total estimated number of takes (or distribution by species or years), NMFS may publish a notice of proposed LOA in the 
                                <E T="04">Federal Register</E>
                                , including the associated analysis of the change, and solicit public comment before issuing the LOA.
                            </P>
                            <P>(c) An LOA issued under § 216.106 of this chapter and § 217.186 for the activity identified in § 217.180 may be modified by NMFS under the following circumstances:</P>
                            <P>(1) NMFS may modify (including adding or removing measures) the existing mitigation, monitoring, or reporting measures (after consulting with the LOA-holder regarding the practicability of the modifications) if doing so is practicable and creates a reasonable likelihood of more effectively accomplishing the goals of the mitigation and monitoring set forth in the preamble for these regulations;</P>
                            <P>(i) Possible sources of data that could contribute to the decision to modify the mitigation, monitoring, or reporting measures in an LOA:</P>
                            <P>(A) Results from monitoring from previous years;</P>
                            <P>(B) Results from other marine mammal and/or sound research or studies; and</P>
                            <P>(C) Any information that reveals marine mammals may have been taken in a manner, extent or number not authorized by these regulations or subsequent LOAs.</P>
                            <P>
                                (ii) If, through adaptive management, the modifications to the mitigation, monitoring, or reporting measures are substantial, NMFS will publish a notice of proposed LOA in the 
                                <E T="04">Federal Register</E>
                                 and solicit public comment.
                            </P>
                            <P>
                                (2) If NMFS determines that an emergency exists that poses a significant risk to the well-being of the species or stocks of marine mammals specified in an LOA issued pursuant to § 216.106 of this chapter and § 217.186, an LOA may be modified without prior notice or opportunity for public comment. Notice would be published in the 
                                <E T="04">Federal Register</E>
                                 within 30 days of the action.
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 217.188</SECTNO>
                            <SUBJECT>Severability.</SUBJECT>
                            <P>(a) The reference in § 217.186(e) relating to a small numbers determination for the issuance of LOAs is intended to be severable from the remaining provisions of these regulations.</P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 217.189</SECTNO>
                            <SUBJECT>[Reserved]</SUBJECT>
                        </SECTION>
                    </SUBPART>
                </SUPLINF>
                <FRDOC>[FR Doc. 2026-03691 Filed 2-20-26; 4:15 pm]</FRDOC>
                <BILCOD>BILLING CODE 3510-22-P</BILCOD>
            </PRORULE>
        </PRORULES>
    </NEWPART>
    <VOL>91</VOL>
    <NO>36</NO>
    <DATE>Tuesday, February 24, 2026</DATE>
    <UNITNAME>Rules and Regulations</UNITNAME>
    <NEWPART>
        <PTITLE>
            <PRTPAGE P="9087"/>
            <PARTNO>Part IV</PARTNO>
            <AGENCY TYPE="P">Environmental Protection Agency</AGENCY>
            <CFR>40 CFR Part 63</CFR>
            <TITLE>National Emission Standards for Hazardous Air Pollutants: Coal- and Oil-Fired Electric Utility Steam Generating Units: Final Repeal; Final Rule</TITLE>
        </PTITLE>
        <RULES>
            <RULE>
                <PREAMB>
                    <PRTPAGE P="9088"/>
                    <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                    <CFR>40 CFR Part 63</CFR>
                    <DEPDOC>[EPA-HQ-OAR-2018-0794; FRL-6716.4-02-OAR]</DEPDOC>
                    <RIN>RIN 2060-AW68</RIN>
                    <SUBJECT>National Emission Standards for Hazardous Air Pollutants: Coal- and Oil-Fired Electric Utility Steam Generating Units: Final Repeal</SUBJECT>
                    <AGY>
                        <HD SOURCE="HED">AGENCY:</HD>
                        <P>Environmental Protection Agency (EPA).</P>
                    </AGY>
                    <ACT>
                        <HD SOURCE="HED">ACTION:</HD>
                        <P>Final rule.</P>
                    </ACT>
                    <SUM>
                        <HD SOURCE="HED">SUMMARY:</HD>
                        <P>The U.S. Environmental Protection Agency (EPA) is finalizing the repeal of specific amendments to the National Emission Standards for Hazardous Air Pollutants (NESHAP) for Coal- and Oil-Fired Electric Utility Steam Generating Units (EGUs), commonly referred to as the Mercury and Air Toxics Standards (MATS), that were promulgated on May 7, 2024. Specifically, the EPA is repealing the revised filterable particulate matter (fPM) emission standard, which serves as a surrogate for non-mercury hazardous air pollutant (HAP) metals for existing coal-fired EGUs; the revised fPM emission standard compliance demonstration requirements; and the revised mercury (Hg) emission standard for lignite-fired EGUs. The EPA is also making technical, non-substantive clarifications to electronic reporting requirements.</P>
                    </SUM>
                    <DATES>
                        <HD SOURCE="HED">DATES:</HD>
                        <P>The final rule is effective on April 27, 2026. The Director of the Federal Register (FR) approved incorporation by reference (IBR) of certain publications listed in the rule on April 16, 2012 and May 30, 2023.</P>
                    </DATES>
                    <ADD>
                        <HD SOURCE="HED">ADDRESSES:</HD>
                        <P>
                            The EPA established a docket for this action under Docket ID No. EPA-HQ-OAR-2018-0794. All documents in the docket are available on the 
                            <E T="03">https://www.regulations.gov</E>
                             website. Although listed, some information is not publicly available, 
                            <E T="03">e.g.,</E>
                             Confidential Business Information or other information whose disclosure is restricted by statute. The EPA does not place certain other material, such as copyrighted material, on the internet; this material is publicly available only as Portable Document Format (PDF) versions and accessible only on EPA computers in the docket office reading room. The public cannot download certain databases and physical items from the docket but may request these items by contacting the docket office by telephone at (202) 566-1744. The docket office has 10 business days to respond to such requests. Except for these items, publicly available docket materials are available electronically at 
                            <E T="03">https://www.regulations.gov</E>
                             or on the EPA computers in the docket office reading room at the EPA Docket Center, WJC West Building, Room Number 3334, 1301 Constitution Ave. NW, Washington, DC. The Public Reading Room hours of operation are 8:30 a.m. to 4:30 p.m. Eastern Time (ET), Monday through Friday. The telephone number for the Public Reading Room is (202) 566-1744, and the telephone number for the EPA Docket Center is (202) 566-1742.
                        </P>
                    </ADD>
                    <FURINF>
                        <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                        <P>
                            For information about this final rule, contact Christopher Werner, Industrial Processing and Power Division (IPPD) (D243-01), Office of Clean Air Programs (OCAP), U.S. Environmental Protection Agency, P.O. Box 12055, Research Triangle Park, North Carolina 27711; telephone number: (919) 541-5133; and email address: 
                            <E T="03">werner.christopher@epa.gov.</E>
                             Individuals who are deaf or hard of hearing, as well as individuals who have speech or communication disabilities, may use a telecommunications relay service. To learn more about how to make an accessible telephone call to any of the telephone numbers shown in this preamble, please visit the web page (
                            <E T="03">https://www.fcc.gov/trs</E>
                            ) for the relay service of the Federal Communications Commission, and a list of relay services is available on their directory page (
                            <E T="03">https://www.fcc.gov/general/trs-state-and-territories</E>
                            ).
                        </P>
                    </FURINF>
                </PREAMB>
                <SUPLINF>
                    <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                    <P>
                        <E T="03">Preamble acronyms and abbreviations.</E>
                         Throughout this notice the use of “we,” “us,” or “our” refers to the EPA. We use multiple acronyms and terms in this preamble. While this list may not be exhaustive, to ease the reading of this preamble and for reference purposes, the EPA defines the following terms and acronyms here: 
                    </P>
                    <EXTRACT>
                        <FP SOURCE="FP-1">ACI activated carbon injection</FP>
                        <FP SOURCE="FP-1">BLDS bag leak detection systems</FP>
                        <FP SOURCE="FP-1">BTF beyond the floor</FP>
                        <FP SOURCE="FP-1">Btu British thermal units</FP>
                        <FP SOURCE="FP-1">CAA Clean Air Act</FP>
                        <FP SOURCE="FP-1">CEMS continuous emission monitoring system(s)</FP>
                        <FP SOURCE="FP-1">CFB circulating fluidized bed</FP>
                        <FP SOURCE="FP-1">CFR Code of Federal Regulations</FP>
                        <FP SOURCE="FP-1">CPMS continuous parametric monitoring system(s)</FP>
                        <FP SOURCE="FP-1">CRA Congressional Review Act</FP>
                        <FP SOURCE="FP-1">EAV equivalent annualized values</FP>
                        <FP SOURCE="FP-1">ECMPS Emissions Collection and Monitoring Plan System</FP>
                        <FP SOURCE="FP-1">EGU electric utility steam generating unit</FP>
                        <FP SOURCE="FP-1">EIA U.S. Energy Information Administration</FP>
                        <FP SOURCE="FP-1">ESP electrostatic precipitator</FP>
                        <FP SOURCE="FP-1">FF fabric filter</FP>
                        <FP SOURCE="FP-1">FGD flue gas desulfurization</FP>
                        <FP SOURCE="FP-1">fPM filterable particulate matter</FP>
                        <FP SOURCE="FP-1">FR Federal Register</FP>
                        <FP SOURCE="FP-1">GACT generally available control technologies</FP>
                        <FP SOURCE="FP-1">GWh gigawatt-hour</FP>
                        <FP SOURCE="FP-1">HAP hazardous air pollutant(s)</FP>
                        <FP SOURCE="FP-1">HCl hydrogen chloride</FP>
                        <FP SOURCE="FP-1">HF hydrogen fluoride</FP>
                        <FP SOURCE="FP-1">Hg mercury</FP>
                        <FP SOURCE="FP-1">HQ hazard quotient</FP>
                        <FP SOURCE="FP-1">ICR Information Collection Request</FP>
                        <FP SOURCE="FP-1">IGCC integrated gasification combined cycle</FP>
                        <FP SOURCE="FP-1">IPPD Industrial Processing and Power Division</FP>
                        <FP SOURCE="FP-1">IRA Inflation Reduction Act</FP>
                        <FP SOURCE="FP-1">lb pounds</FP>
                        <FP SOURCE="FP-1">LEE low emitting EGU</FP>
                        <FP SOURCE="FP-1">MATS Mercury and Air Toxics Standards</FP>
                        <FP SOURCE="FP-1">MMBtu million British thermal units of heat input</FP>
                        <FP SOURCE="FP-1">MW megawatt</FP>
                        <FP SOURCE="FP-1">NAICS North American Industry Classification System</FP>
                        <FP SOURCE="FP-1">NESHAP national emission standards for hazardous air pollutants</FP>
                        <FP SOURCE="FP-1">NTTAA National Technology Transfer and Advancement Act</FP>
                        <FP SOURCE="FP-1">OCAP Office of Clean Air Programs</FP>
                        <FP SOURCE="FP-1">OMB Office of Management and Budget</FP>
                        <FP SOURCE="FP-1">PDF Portable Document Format</FP>
                        <FP SOURCE="FP-1">PM particulate matter</FP>
                        <FP SOURCE="FP-1">PM CEMS particulate matter continuous emission monitoring system(s)</FP>
                        <FP SOURCE="FP-1">PRA Paperwork Reduction Act</FP>
                        <FP SOURCE="FP-1">PV present values</FP>
                        <FP SOURCE="FP-1">REL reference exposure level</FP>
                        <FP SOURCE="FP-1">RFA Regulatory Flexibility Act</FP>
                        <FP SOURCE="FP-1">RIA Regulatory Impact Analysis</FP>
                        <FP SOURCE="FP-1">RIN Regulatory Information Number</FP>
                        <FP SOURCE="FP-1">RTR residual risk and technology review</FP>
                        <FP SOURCE="FP-1">SO2 sulfur dioxide</FP>
                        <FP SOURCE="FP-1">SO3 sulfur trioxide</FP>
                        <FP SOURCE="FP-1">TBtu trillion British thermal units of heat input</FP>
                        <FP SOURCE="FP-1">TOSHI target organ-specific hazard index</FP>
                        <FP SOURCE="FP-1">tpy tons per year</FP>
                        <FP SOURCE="FP-1">UMRA Unfunded Mandates Reform Act</FP>
                        <FP SOURCE="FP-1">XML Extensible Markup Language</FP>
                    </EXTRACT>
                    <HD SOURCE="HD1">Table of Contents</HD>
                    <EXTRACT>
                        <FP SOURCE="FP-2">I. General Information</FP>
                        <FP SOURCE="FP1-2">A. Executive Summary</FP>
                        <FP SOURCE="FP1-2">B. Does this action apply to me?</FP>
                        <FP SOURCE="FP1-2">C. Where can I get a copy of this document and other related information?</FP>
                        <FP SOURCE="FP1-2">D. Judicial Review and Administrative Reconsideration</FP>
                        <FP SOURCE="FP-2">II. Background</FP>
                        <FP SOURCE="FP1-2">A. What is the authority for this action?</FP>
                        <FP SOURCE="FP1-2">B. What is the coal- and oil-fired EGU source category, and how does the NESHAP regulate emissions from the source category?</FP>
                        <FP SOURCE="FP1-2">C. Summary of the 2020 Final Rule</FP>
                        <FP SOURCE="FP1-2">D. Summary of the 2024 Review of the 2020 Final Rule</FP>
                        <FP SOURCE="FP1-2">E. Summary of the 2025 Proposed Repeal</FP>
                        <FP SOURCE="FP-2">III. Basis for Final Repeal of the 2024 Final Rule</FP>
                        <FP SOURCE="FP1-2">A. Filterable PM Emission Standard for Existing Coal-Fired EGUs</FP>
                        <FP SOURCE="FP1-2">
                            B. Required Compliance Demonstration for the Filterable PM Standard
                            <PRTPAGE P="9089"/>
                        </FP>
                        <FP SOURCE="FP1-2">C. Hg Emission Standard for Lignite-Fired EGUs</FP>
                        <FP SOURCE="FP-2">IV. Comments and Responses on the Relevance of Residual Risk to Technology Reviews Under CAA Section 112(d)(6)</FP>
                        <FP SOURCE="FP1-2">A. What did the EPA propose and solicit comment on regarding the relevance of residual risk to technology reviews under CAA section 112(d)(6)?</FP>
                        <FP SOURCE="FP1-2">B. What is the EPA finalizing regarding the relevance of residual risk to technology reviews under CAA section 112(d)(6)?</FP>
                        <FP SOURCE="FP1-2">C. What key comments did the EPA receive regarding the relevance of residual risk to technology reviews under CAA section 112(d)(6), and what are our responses?</FP>
                        <FP SOURCE="FP-2">V. What is the rationale for other final decisions and amendments from the reevaluation of the 2024 Final Rule?</FP>
                        <FP SOURCE="FP-2">VI. Statutory and Executive Order Reviews</FP>
                        <FP SOURCE="FP1-2">A. Executive Order 12866: Regulatory Planning and Review and Executive Order 13563: Improving Regulation and Regulatory Review</FP>
                        <FP SOURCE="FP1-2">B. Executive Order 14192: Unleashing Prosperity Through Deregulation</FP>
                        <FP SOURCE="FP1-2">C. Paperwork Reduction Act (PRA)</FP>
                        <FP SOURCE="FP1-2">D. Regulatory Flexibility Act (RFA)</FP>
                        <FP SOURCE="FP1-2">E. Unfunded Mandates Reform Act (UMRA)</FP>
                        <FP SOURCE="FP1-2">F. Executive Order 13132: Federalism</FP>
                        <FP SOURCE="FP1-2">G. Executive Order 13175: Consultation and Coordination With Indian Tribal Governments</FP>
                        <FP SOURCE="FP1-2">H. Executive Order 13045: Protection of Children From Environmental Health Risks and Safety Risks</FP>
                        <FP SOURCE="FP1-2">I. Executive Order 13211: Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use</FP>
                        <FP SOURCE="FP1-2">J. National Technology Transfer and Advancement Act (NTTAA)</FP>
                        <FP SOURCE="FP1-2">K. Congressional Review Act (CRA)</FP>
                    </EXTRACT>
                    <HD SOURCE="HD1">I. General Information</HD>
                    <HD SOURCE="HD2">A. Executive Summary</HD>
                    <P>
                        In 2012, the EPA promulgated standards to address HAP emissions—including mercury, lead, arsenic, chromium, nickel, and cadmium, as well as hydrogen chloride from coal- and oil-fired EGUs (“2012 MATS Rule”).
                        <SU>1</SU>
                        <FTREF/>
                         Under CAA section 112, the EPA was required to review the standards within eight years to identify and address any residual risk to human health and the environment and, separately, to revise the standards as “necessary” in light of developments in practices, processes, and control technologies.
                        <SU>2</SU>
                        <FTREF/>
                         The Agency timely completed these reviews in 2020, finding, among other things, that the existing standards in the 2012 MATS Rule protected public health with an ample margin of safety and that further changes to the standards were not “necessary” because there were no cost-effective developments in technology that supported revision (“2020 Final Rule”).
                        <SU>3</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>1</SU>
                             77 FR 9304 (February 16, 2012).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>2</SU>
                             CAA section 112(d)(6), (f)(2). CAA section 112 is codified at 42 U.S.C. 7412.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>3</SU>
                             85 FR 31286 (May 22, 2020).
                        </P>
                    </FTNT>
                    <P>
                        Following a change in administration, however, an Executive Order instructed the EPA to reconsider and suspend, revise, or rescind the 2020 Final Rule if appropriate.
                        <SU>4</SU>
                        <FTREF/>
                         On May 7, 2024, the EPA finalized several MATS amendments after initiating a rulemaking in response to the Executive Order (“2024 Final Rule”).
                        <SU>5</SU>
                        <FTREF/>
                         In the 2024 Final Rule, the EPA confirmed that the 2020 risk review finding that the 2012 MATS Rule protected public health and the environment with an ample margin of safety as required by CAA section 112(f)(2) was correct.
                        <SU>6</SU>
                        <FTREF/>
                         Nevertheless, upon reconsideration of the technology review under section 112(d)(6), the Agency established more stringent standards for the non-Hg metal HAP emissions and for fPM emissions (which serves as a surrogate for non-Hg metal HAP) from coal-fired EGUs and for mercury emissions from lignite-fired units and required all EGUs to install continuous emissions monitoring systems (CEMS) to monitor emissions of fPM, thereby removing existing compliance flexibilities in favor of a uniform, one-size-fits-all approach. The Agency reasoned that the revisions to MATS were warranted because “the size and unique nature of the coal-fired power sector” made the revisions “necessary,” but the revisions were based on relatively limited data concerning potential improvements in control technology and established despite the fact that the costs of the revisions were and are higher than anything the Agency has previously determined “necessary” pursuant to section 112(d)(6).
                        <SU>7</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>4</SU>
                             Executive Order 13990, “Protecting Public Health and the Environment and Restoring Science to Tackle the Climate Crisis,” 86 FR 7037 (January 25, 2021), since rescinded by Executive Order 14148, “Initial Rescissions of Harmful Executive Orders and Actions,” 90 FR 8237 (January 28, 2025).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>5</SU>
                             89 FR 38508 (May 7, 2024).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>6</SU>
                             
                            <E T="03">Id.</E>
                             at 38518; 
                            <E T="03">see</E>
                             88 FR 24866 (April 24, 2023) (proposed rule for the 2024 Final Rule).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>7</SU>
                             89 FR 38534 (May 7, 2024).
                        </P>
                    </FTNT>
                    <P>
                        On March 12, 2025, Administrator Zeldin announced that the Agency would reconsider the 2024 Final Rule.
                        <SU>8</SU>
                        <FTREF/>
                         On June 17, 2025, the EPA undertook a review of the 2024 Final Rule and proposed to repeal most of its amendments (“2025 Proposal”).
                        <SU>9</SU>
                        <FTREF/>
                         This action was consistent with several Executive Orders and other Presidential Actions. In particular, Executive Order 14154, “Unleashing American Energy,” specifies that it is the policy of the United States to “protect the United States's economic and national security and military preparedness by ensuring that an abundant supply of reliable energy is readily accessible in every State and territory of the Nation” and “to ensure that all regulatory requirements related to energy are grounded in clearly applicable law” (among other considerations).
                        <SU>10</SU>
                        <FTREF/>
                         The Executive Order directed the heads of all agencies to review all existing regulations to identify agency actions that impose an undue burden on the identification, development, or use of domestic energy resources, with particular attention to oil, natural gas, coal, hydropower, biofuels, critical minerals, and nuclear energy resources. This Executive Order also directed agencies, consistent with applicable law, to suspend, revise, or rescind all agency actions identified as unduly burdensome and revoked Executive Order 13990. This Executive Order was followed by Executive Order 14179, “Removing Barriers to American Leadership in Artificial Intelligence;” 
                        <SU>11</SU>
                        <FTREF/>
                         Executive Order 14192, “Unleashing Prosperity Through Deregulation;” 
                        <SU>12</SU>
                        <FTREF/>
                         Executive Order 14262, “Strengthening the Reliability and Security of the United States Electric Grid;” 
                        <SU>13</SU>
                        <FTREF/>
                         and Executive Order 14261, “Reinvigorating America's Beautiful Clean Coal Industry and Amending Executive Order 14241,” 90 FR 15517 (April 14, 2025).
                    </P>
                    <FTNT>
                        <P>
                            <SU>8</SU>
                             
                            <E T="03">https://www.epa.gov/newsreleases/epa-launches-biggest-deregulatory-action-us-history.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>9</SU>
                             90 FR 25535 (June 17, 2025).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>10</SU>
                             90 FR 8353 (January 29, 2025).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>11</SU>
                             90 FR 8741 (January 31, 2025).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>12</SU>
                             90 FR 9065 (February 6, 2025).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>13</SU>
                             90 FR 15521 (April 14, 2025).
                        </P>
                    </FTNT>
                    <P>
                        In addition, on April 8, 2025, President Trump signed a Proclamation titled “Regulatory Relief for Certain Stationary Sources to Promote American Energy.” 
                        <SU>14</SU>
                        <FTREF/>
                         This Proclamation exempted certain stationary sources, identified in Annex 1 of the Proclamation, from compliance with the 2024 Final Rule pursuant to CAA section 112(i)(4).
                        <SU>15</SU>
                        <FTREF/>
                         The President's exemption is for a period of two years beyond the 2024 Final Rule's compliance date (
                        <E T="03">i.e.,</E>
                         for the period beginning July 8, 2027, and concluding July 8, 2029). Sources identified in Annex 1 will remain subject to the 2012 MATS Rule during the two-year extension period. Copies of the Presidential Proclamation and 
                        <PRTPAGE P="9090"/>
                        Annex 1 are available in the rulemaking docket.
                        <SU>16</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>14</SU>
                             90 FR 16777 (April 21, 2025).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>15</SU>
                             “Regulatory Relief for Certain Stationary Sources to Further Promote American Energy” was issued on July 17, 2025, and added six sources to Annex 1. 
                            <E T="03">See</E>
                             90 FR 34583 (July 23, 2025).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>16</SU>
                             Document ID No. EPA-HQ-OAR-2018-0794-6980.
                        </P>
                    </FTNT>
                    <P>
                        In the 2025 Proposal, the EPA proposed to repeal the three key amendments finalized in the 2024 Final Rule based on the EPA's authority under CAA section 112 and the EPA's authority to reconsider previous decisions taken under that authority to the extent permitted by law and supported by a reasoned explanation.
                        <SU>17</SU>
                        <FTREF/>
                         The Agency noted that the proposed repeal was in accordance with the above-noted Executive Orders and solicited comment on whether the 2024 Final Rule had erred in evaluating cost-effectiveness and technical feasibility when deciding that revisions were “necessary.” 
                        <SU>18</SU>
                        <FTREF/>
                         In addition, the Agency sought comment on whether it should consider the potential for meaningful risk reduction when evaluating costs as part of determining whether revisions are “necessary” in a technology review.
                        <SU>19</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>17</SU>
                             
                            <E T="03">FDA</E>
                             v. 
                            <E T="03">Wages &amp; White Lion Invs., L.L.C.,</E>
                             604 U.S. 542, 568 (2025); 
                            <E T="03">FCC</E>
                             v. 
                            <E T="03">Fox Television Stations, Inc.,</E>
                             556 U.S. 502, 515 (2009); 
                            <E T="03">see also Motor Vehicle Mfrs. Ass'n</E>
                             v. 
                            <E T="03">State Farm Mut. Auto. Ins. Co.,</E>
                             463 U.S. 29, 42 (1983).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>18</SU>
                             90 FR 25544-45 (June 17, 2025).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>19</SU>
                             
                            <E T="03">Id.</E>
                             at 25545.
                        </P>
                    </FTNT>
                    <P>In this final rule, the EPA is repealing the following three MATS amendments from the 2024 Final Rule:</P>
                    <P>• The fPM emission standard for existing coal-fired EGUs, which the EPA revised from 0.030 pounds per million British thermal units (lb/MMBtu) to 0.010 lb/MMBtu;</P>
                    <P>• The compliance demonstration requirement for the fPM emission standard for all coal- and oil-fired EGUs, which the EPA revised from allowing EGU owners and operators to choose between use of quarterly stack testing, use of continuous parametric monitoring systems (CPMS), or use of PM continuous emission monitoring systems (CEMS) to allowing only the use of PM CEMS; and</P>
                    <P>• The Hg emission standard for existing lignite-fired EGUs, which the EPA revised from 4.0 pounds per trillion British thermal units (lb/TBtu) to 1.2 lb/TBtu.</P>
                    <P>
                        The EPA has reevaluated the 2024 Final Rule and, after considering public comments, finds that the revisions to the emissions standards were not “necessary” because they impose unwarranted compliance costs or raise potential technical feasibility concerns. With respect to the revised fPM emission standard, the EPA has two separate, and severable, bases for this finding. First, the EPA finds that the cost-effectiveness values associated with this standard (
                        <E T="03">i.e.,</E>
                         the cost per mass of fPM or non-Hg HAP metal(s) reduced) are significantly higher than cost-effectiveness values that the Agency previously accepted in other technology reviews and related CAA section 112 actions for which cost is a factor. Unlike in the 2024 Final Rule, the Agency does not believe it is consistent with prior practice or reasonable to disregard such cost-effectiveness comparators and does not believe that differences between the EGU source category and other source categories justify establishment of a new high-cost benchmark for fPM as a surrogate for non-Hg metal HAP. Second, in undertaking review of the 2024 rule, the EPA also considered the Agency's conclusion from the 2020 residual risk review, confirmed by the 2024 Final Rule, that there is little risk remaining from emissions of non-Hg HAP metals following the implementation of the emissions standards promulgated in the 2012 MATS Rule. For the reasons set forth later in this preamble, the Agency concludes that the low levels of remaining risk found in the prior residual risk review are relevant to the cost reasonableness of revised standards and therefore to whether it is “necessary” to promulgate revised standards that impose additional costs.
                    </P>
                    <P>With respect to the requirement to utilize PM CEMS for compliance demonstrations, the EPA finds this requirement is an unnecessary expense for coal- and oil-fired EGUs and that owners and operators should retain the option of using other monitoring methods to demonstrate compliance with the fPM emission standard. For the reasons set forth later in this preamble, mandating the use of PM CEMS and removing previously available compliance alternatives was not “necessary” pursuant to CAA section 112(d)(6). Furthermore, although the EPA in the 2024 Final Rule invoked CAA section 114(a)(1)(C) as offering additional authority for the PM CEMS requirement, that provision is equally applicable to the alternative compliance demonstration options restored in this final rule.</P>
                    <P>
                        Finally, the EPA finds that the revised Hg emission standard for lignite-fired EGUs is not achievable given the broad range of boiler types and varying compositions of the different lignite fuels used at those facilities. As set forth later in this preamble, in light of this variability, the revised standard was based on insufficient data. As a result, the EPA finds that these revisions to the emission standards were not “necessary” under CAA section 112(d)(6), and is repealing them. As noted above, this action is consistent with Executive Order 14192, “Unleashing Prosperity Through Deregulation,” 
                        <SU>20</SU>
                        <FTREF/>
                         Executive Order 14154, “Unleashing American Energy,” 
                        <SU>21</SU>
                        <FTREF/>
                         and Executive Order 14261, “Reinvigorating America's Beautiful Clean Coal Industry and Amending Executive Order 14241,” 
                        <SU>22</SU>
                        <FTREF/>
                         among other recent Presidential actions.
                    </P>
                    <FTNT>
                        <P>
                            <SU>20</SU>
                             90 FR 9065 (February 6, 2025).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>21</SU>
                             90 FR 8353 (January 29, 2025).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>22</SU>
                             90 FR 15517 (April 14, 2025).
                        </P>
                    </FTNT>
                    <P>The EPA estimates that this action will result in present value cost savings of $670 million at a 3 percent discount rate and $490 million at a 7 percent discount rate over the 2028 to 2037 timeframe, with total annualized cost savings of $78 and $69 million per year, respectively (in 2024 dollars).</P>
                    <HD SOURCE="HD2">B. Does this action apply to me?</HD>
                    <P>
                        <E T="03">Regulated entities.</E>
                         Table 1 of this preamble presents categories and entities that this action potentially regulates.
                    </P>
                    <GPOTABLE COLS="2" OPTS="L2,i1" CDEF="s200,12">
                        <TTITLE>Table 1—NESHAP and Industrial Source Categories Affected</TTITLE>
                        <TDESC>by This Final Action</TDESC>
                        <BOXHD>
                            <CHED H="1">NESHAP and source category</CHED>
                            <CHED H="1">
                                NAICS 
                                <SU>1</SU>
                                 code
                            </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Coal and oil-fired EGUs (40 CFR part 63, subpart UUUUU)</ENT>
                            <ENT>221112, 221122, 921150</ENT>
                        </ROW>
                        <TNOTE>
                            <SU>1</SU>
                             North American Industry Classification System (NAICS).
                        </TNOTE>
                    </GPOTABLE>
                    <PRTPAGE P="9091"/>
                    <P>
                        The EPA does not intend Table 1 of this preamble to be exhaustive but rather to provide a guide for readers regarding the entities that this final action likely affects. To determine if this action affects your facility, you should examine the applicability criteria in title 40 of the Code of Federal Regulations (CFR), part 63, subpart UUUUU. If you have any questions regarding the applicability of any aspect of this NESHAP, please contact the appropriate person listed in the preceding 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                         section of this preamble.
                    </P>
                    <HD SOURCE="HD2">C. Where can I get a copy of this document and other related information?</HD>
                    <P>
                        In addition to the docket, an electronic copy of this final rule is available on the internet. A brief summary of this rule is available at 
                        <E T="03">https://www.regulations.gov,</E>
                         Docket ID No. EPA-HQ-OAR-2018-0794. Following signature by the EPA Administrator, the EPA will post a copy of this rule at: 
                        <E T="03">https://www.epa.gov/stationary-sources-air-pollution/mercury-and-air-toxics-standards.</E>
                         Following publication in the 
                        <E T="04">Federal Register</E>
                        , the EPA will post the 
                        <E T="04">Federal Register</E>
                         version and key technical documents at this same website.
                    </P>
                    <P>
                        The changes to the regulatory text are being finalized in this rule. In addition, a redline strikeout memorandum showing the rule edits necessary to incorporate the changes to 40 CFR part 63, subpart UUUUU, finalized in this action is available in the docket. Following signature by the Administrator, the EPA also will post a copy of this preamble to 
                        <E T="03">https://www.epa.gov/stationary-sources-air-pollution/mercury-and-air-toxics-standards.</E>
                    </P>
                    <HD SOURCE="HD2">D. Judicial Review and Administrative Reconsideration</HD>
                    <P>Under CAA section 307(b)(1), judicial review of this final action is available only by filing a petition for review in the United States Court of Appeals for the District of Columbia Circuit (“D.C. Circuit”) by April 27, 2026. CAA section 307(b)(2) prohibits a party from challenging this final rule separately in any civil or criminal proceedings brought by the EPA for enforcement.</P>
                    <P>
                        CAA section 307(d)(7)(B) further provides that only an objection to a rule or procedure that was raised with reasonable specificity during the period for public comment (including any public hearing) may be raised during judicial review. This section also requires the EPA to reconsider the rule if the person raising an objection can demonstrate to the Administrator that it was impracticable to raise such objection within the period for public comment or if the grounds for such objection arose after the period for public comment (but within the time specified for judicial review) and if such objection is of central relevance to the outcome of the rule. Any person seeking to make such a demonstration should submit a Petition for Reconsideration to the Office of the Administrator, U.S. EPA, Room 3000, WJC South Building, 1200 Pennsylvania Ave. NW, Washington, DC 20460, with a copy to both the person(s) listed in the preceding 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                         section and the Associate General Counsel for the Air and Radiation Law Office, Office of General Counsel (Mail Code 2344A), U.S. EPA, 1200 Pennsylvania Ave. NW, Washington, DC 20460.
                    </P>
                    <HD SOURCE="HD1">II. Background</HD>
                    <HD SOURCE="HD2">A. What is the authority for this action?</HD>
                    <HD SOURCE="HD3">1. What is the statutory authority for this action?</HD>
                    <P>
                        The statutory authority for this action is provided by CAA section 112, as amended (42 U.S.C. 7412). CAA section 112 establishes a multi-stage regulatory process to develop standards for emissions of HAP from stationary sources. Generally, the first stage involves establishing technology-based standards that reflect the maximum achievable control technology (MACT) or an appropriate alternative.
                        <SU>23</SU>
                        <FTREF/>
                         The second stage involves evaluating those standards within eight years under CAA section 112(f)(2) to determine whether additional standards are needed to address any remaining risk associated with HAP emissions.
                        <SU>24</SU>
                        <FTREF/>
                         This second stage is commonly referred to as the “residual risk review.” In addition to the residual risk review, CAA section 112(d)(6) also requires the EPA to review the standards every eight years and “revise as necessary” taking into account “developments in practices, processes, and control technologies.” 
                        <SU>25</SU>
                        <FTREF/>
                         This review is commonly referred to as the “technology review.” The discussion that follows identifies the most relevant statutory sections and briefly explains the contours of the methodology used to implement these statutory requirements.
                    </P>
                    <FTNT>
                        <P>
                            <SU>23</SU>
                             42 U.S.C. 7412(d)(1)-(4).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>24</SU>
                             
                            <E T="03">Id.</E>
                             7412(f)(2).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>25</SU>
                             
                            <E T="03">Id.</E>
                             7412(d)(6).
                        </P>
                    </FTNT>
                    <P>
                        In the first stage of the CAA section 112 standard-setting process, the EPA promulgates technology-based standards under CAA section 112(d) for categories of sources identified as emitting one or more of the HAP listed in CAA section 112(b). Sources of HAP emissions are either major sources or area sources, and CAA section 112 establishes different requirements for major source standards and area source standards. The requirements for major sources are the relevant requirements for the present rulemaking. “Major sources” are those that emit or have the potential to emit 10 tons per year (tpy) or more of a single HAP or 25 tpy or more of any combination of HAP.
                        <SU>26</SU>
                        <FTREF/>
                         For major sources, CAA section 112(d)(2) provides that the technology-based NESHAP must reflect the maximum degree of reduction in emissions of HAP achievable (after considering cost, energy requirements, and non-air quality health and environmental impacts). These standards are commonly referred to as MACT standards. CAA section 112(d)(3) also establishes a minimum control level for MACT standards, known as the MACT “floor,” which is based on emission controls achieved in practice by a certain percentage of the best performing sources. The EPA also considers control options that are more stringent than the floor. Standards more stringent than the floor are commonly referred to as “beyond-the-floor” standards.
                    </P>
                    <FTNT>
                        <P>
                            <SU>26</SU>
                             
                            <E T="03">Id.</E>
                             7412(a)(1).
                        </P>
                    </FTNT>
                    <P>
                        The next stage in standard-setting focuses on identifying and addressing any remaining (
                        <E T="03">i.e.,</E>
                         “residual”) risk within eight years pursuant to CAA section 112(f)(2) and concurrently conducting a technology review pursuant to CAA section 112(d)(6). This latter provision requires the EPA to review standards promulgated under CAA section 112 and revise them “as necessary (taking into account developments in practices, processes, and control technologies)” no less often than every eight years. In conducting this review, which we call the “technology review,” the EPA is not required to recalculate the MACT floors that were established in earlier rulemakings.
                        <SU>27</SU>
                        <FTREF/>
                         The EPA considers cost in deciding whether to revise the standards pursuant to CAA section 112(d)(6).
                    </P>
                    <FTNT>
                        <P>
                            <SU>27</SU>
                             
                            <E T="03">Ass'n of Battery Recyclers, Inc.</E>
                             v. 
                            <E T="03">EPA,</E>
                             716 F.3d 667 (D.C. Cir. 2013); 
                            <E T="03">Natural Resources Def. Council (NRDC)</E>
                             v. 
                            <E T="03">EPA,</E>
                             529 F.3d 1077, 1084 (D.C. Cir. 2008).
                        </P>
                    </FTNT>
                    <P>
                        CAA section 112(d)(6) and relevant case law provide the EPA with flexibility to consider additional relevant factors other than those enumerated in section 112(d)(6) when deciding whether revisions to existing 
                        <PRTPAGE P="9092"/>
                        standards are “necessary.” The D.C. Circuit has held that the CAA section 112(d)(6) requirement to periodically review and revise CAA section 112 emission standards “as necessary” is not limited to the consideration of “developments in practices, processes and control technologies.” 
                        <SU>28</SU>
                        <FTREF/>
                         Rather, “the operative standard is `revise as necessary,' with the parenthetical pointing to a non-exhaustive list of considerations.” 
                        <SU>29</SU>
                        <FTREF/>
                         The Supreme Court also emphasized in 
                        <E T="03">Michigan</E>
                         v. 
                        <E T="03">EPA</E>
                         that unless the statute provides otherwise, broad terms such as “necessary” direct the relevant agency to consider all relevant factors, including by assessing the cost of an action relative to the anticipated benefits.
                        <SU>30</SU>
                        <FTREF/>
                         That decision is particularly relevant here because the Court was interpreting a related provision of CAA section 112 that instructs the Administrator to determine whether it is “appropriate and necessary” to regulate HAP emissions from EGUs.
                        <SU>31</SU>
                        <FTREF/>
                         Thus, under relevant case law, when the EPA is deciding whether it is “necessary” to revise standards pursuant to CAA section 112(d)(6), the Agency can consider the costs of any developments in practices, processes, and control technologies.
                    </P>
                    <FTNT>
                        <P>
                            <SU>28</SU>
                             
                            <E T="03">La. Envtl. Action Network (LEAN)</E>
                             v. 
                            <E T="03">EPA,</E>
                             955 F.3d 1088, 1097 (D.C. Cir. 2020).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>29</SU>
                             
                            <E T="03">Id.; see also Nat'l Ass'n for Surface Finishing</E>
                             v. 
                            <E T="03">EPA,</E>
                             795 F.3d 1, 11 (D.C. Cir. 2015); 
                            <E T="03">Ass'n of Battery Recyclers,</E>
                             716 F.3d at 673-74.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>30</SU>
                             576 U.S. 743, 752-53 (2015).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>31</SU>
                             
                            <E T="03">See id.</E>
                             (interpreting 42 U.S.C. 7412(n)(1)(A)).
                        </P>
                    </FTNT>
                    <P>The EPA is also finalizing that the results of a prior residual risk review under CAA section 112(f)(2) can be relevant under certain circumstances when evaluating whether it is “necessary” to revise standards under CAA section 112(d)(6). Specifically, as relevant here, where the remaining risk of cancer from the sources in this category is below 1-in-1 million, cost considerations bear additional weight in determining whether revised standards are “necessary” under CAA section 112(d)(6). In section III.A.2 of this preamble, we elaborate on this approach, including discussing its basis in CAA section 112 and its consistency with prior NESHAP technology reviews.</P>
                    <HD SOURCE="HD3">2. What is the authority for revisiting the 2024 Final Rule?</HD>
                    <P>
                        The EPA's authority to revisit existing regulations under CAA section 112 is well-grounded in law. Specifically, the EPA has authority to reconsider, repeal, or revise past decisions to the extent permitted by law so long as the Agency provides a reasoned explanation.
                        <SU>32</SU>
                        <FTREF/>
                         This is true when, as is the case here, an agency reconsiders a prior regulation after a change in administration.
                        <SU>33</SU>
                        <FTREF/>
                         When permitted by the statutory scheme, “[a]gencies obviously have broad discretion to reconsider a regulation at any time.” 
                        <SU>34</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>32</SU>
                             
                            <E T="03">See, e.g., Motor Vehicle Mfrs. Ass'n,</E>
                             463 U.S. at 42 (“[R]egulatory agencies do not establish rules of conduct to last forever [and] an agency must be given able latitude to adapt their rules and policies to . . . changing circumstances.”); 
                            <E T="03">see also Clean Water Action</E>
                             v. 
                            <E T="03">EPA,</E>
                             936 F.3d 308, 313 (5th Cir. 2019) (“EPA correctly surmised that, in addition to its statutory authority to revise rules . . . administrative agencies possess the inherent authority to revise previously-promulgated rules, so long as they follow the proper administrative requirements and provide a reasoned basis for the agency decision.”).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>33</SU>
                             
                            <E T="03">Nat'l Ass'n of Home Builders</E>
                             v. 
                            <E T="03">EPA,</E>
                             682 F.3d 1032, 1038, 1043 (D.C. Cir. 2012) (explaining that an agency's “reevaluation of which policy would be better in light of the facts” is “well within” its discretion and that a change in administration is a “perfectly reasonable basis for an executive agency's reappraisal of the costs and benefits of its programs and regulations” (internal quotation marks omitted)). For this rulemaking, no commenters contested that the EPA has authority to reconsider a prior rule under CAA section 112(d)(6), although some argued that the EPA is impermissibly weakening a prior CAA section 112 rule.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>34</SU>
                             
                            <E T="03">Clean Air Council</E>
                             v. 
                            <E T="03">Pruitt,</E>
                             862 F.3d 1, 8-9 (D.C. Cir. 2017).
                        </P>
                    </FTNT>
                    <HD SOURCE="HD2">B. What is the coal- and oil-fired EGU source category, and how does the NESHAP regulate emissions from the source category?</HD>
                    <P>
                        The EPA promulgated the Mercury and Air Toxics Standards on February 16, 2012. The standards are codified at 40 CFR part 63, subpart UUUUU. Coal- and oil-fired EGUs are combustion units of more than 25 megawatts (MW) that serve a generator that produces electricity for sale and are located at both major and area sources of HAP emissions.
                        <SU>35</SU>
                        <FTREF/>
                         For coal-fired EGUs, the 2012 MATS Rule established standards to limit emissions of Hg, acid gas HAP (
                        <E T="03">e.g.,</E>
                         hydrogen chloride (HCl), hydrogen fluoride (HF)), non-Hg HAP metals (
                        <E T="03">e.g.,</E>
                         nickel, lead, chromium), and organic HAP (
                        <E T="03">e.g.,</E>
                         formaldehyde, dioxin/furan). Emission standards for HCl serve as a surrogate for all the acid gas HAP. For coal-fired EGUs with flue gas desulfurization (FGD), an alternate standard for sulfur dioxide (SO
                        <E T="52">2</E>
                        ) may be used as a surrogate for all acid gas HAP if SO
                        <E T="52">2</E>
                         CEMS are installed and operational. Standards for fPM serve as a surrogate for the non-Hg HAP metals, with total and individual HAP metals standards provided as an alternative. The EPA chose fPM as a surrogate for non-Hg HAP metals because non-Hg HAP metals are predominantly a component of the filterable fraction of total PM (which is composed of a filterable and condensable fraction), and control of fPM emissions also results in control of emissions of non-Hg HAP metals.
                        <SU>36</SU>
                        <FTREF/>
                         Additionally, not all fuels emit the same type and amount of non-Hg HAP metals, but most generally emit fPM that includes some amount and combination of all the non-Hg HAP metals. Finally, using fPM as a surrogate eliminates the cost of performance testing to demonstrate compliance with numerous standards for individual non-Hg HAP metals.
                        <SU>37</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>35</SU>
                             A unit that cogenerates steam and electricity and supplies more than one-third of its potential electric output capacity and more than 25 MW electrical output to any utility power distribution system for sale is also an electric utility steam generating unit.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>36</SU>
                             Selenium may be present in the filterable PM or the condensable fraction as the acid gas, SeO
                            <E T="52">2.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>37</SU>
                             Document ID No. EPA-HQ-OAR-2009-0234.
                        </P>
                    </FTNT>
                    <P>
                        In addition, the EPA established work practice standards to limit the formation and emissions of organic HAP. For oil-fired EGUs, the 2012 MATS Rule established standards to limit emissions of HCl and HF, total HAP metals (
                        <E T="03">e.g.,</E>
                         Hg, nickel, lead), and organic HAP (
                        <E T="03">e.g.,</E>
                         formaldehyde, dioxin/furan). Standards for fPM also serve as a surrogate for total HAP metals, with standards for total and individual HAP metals provided as alternative equivalent standards.
                    </P>
                    <HD SOURCE="HD2">C. Summary of the 2020 Final Rule</HD>
                    <P>
                        The 2020 Final Rule included two separate decisions. First, the EPA responded to the Supreme Court's remand in 
                        <E T="03">Michigan</E>
                         by concluding that it is not “appropriate and necessary” pursuant to CAA section 112(n)(1)(A) to regulate coal- and oil-fired EGUs under CAA section 112.
                        <SU>38</SU>
                        <FTREF/>
                         Second, the EPA completed the combined RTR for MATS due 8 years from the promulgation of the 2012 MATS Rule. As part of the RTR, the EPA conducted the residual risk review (“2020 Residual Risk Review”) pursuant to CAA section 112(f)(2), which requires the EPA to determine whether promulgation of additional standards is needed to provide an ample margin of safety to protect public health or to prevent an adverse environmental effect. Also, the EPA conducted a technology review (“2020 Technology Review”) pursuant to CAA section 112(d)(6), which focused on identifying and evaluating developments in practices, processes, and control technologies that occurred 
                        <PRTPAGE P="9093"/>
                        since promulgation of the 2012 MATS Rule to determine whether revisions to the standards were otherwise “necessary.”
                    </P>
                    <FTNT>
                        <P>
                            <SU>38</SU>
                             As noted below, in 2023, the EPA reversed its position from the 2020 Final Rule and concluded that regulation of coal- and oil-fired EGUs is “appropriate and necessary” under CAA section 112(n)(1)(A). 88 FR 13956 (March 6, 2023) (“2023 Final Rule”). In the present rulemaking, the EPA is not reconsidering the “appropriate and necessary” finding in the 2020 Final Rule or 2023 Final Rule.
                        </P>
                    </FTNT>
                    <P>
                        The EPA presented the results of the 2020 Residual Risk Review, including the Agency's decisions regarding risk acceptability, ample margin of safety, and adverse environmental effects, in the 2020 Final Rule. Table 2 below summarizes the results of the risk assessment; more detail is available in the document entitled 
                        <E T="03">Residual Risk Assessment for the Coal- and Oil-Fired EGU Source Category in Support of the 2020 Risk and Technology Review Final Rule,</E>
                         which is available in the docket for this rulemaking.
                        <SU>39</SU>
                        <FTREF/>
                         The EPA found the residual risk due to emissions of air toxics from this source category to be acceptable and determined that the 2012 MATS Rule provided an ample margin of safety to protect public health and prevent adverse environmental effects. Therefore, the EPA did not make any revisions to the 2012 MATS Rule to address residual risk.
                    </P>
                    <FTNT>
                        <P>
                            <SU>39</SU>
                             Document ID No. EPA-HQ-OAR-2018-0794-4553.
                        </P>
                    </FTNT>
                    <GPOTABLE COLS="10" OPTS="L2,p7,7/8,i1" CDEF="s50,9,9p,9,9p,9,9p,9,9p,xs50">
                        <TTITLE>Table 2—Coal- and Oil-Fired EGU Inhalation Risk Assessment Results in the 2020 Final Rule</TTITLE>
                        <TDESC>[85 FR 31286, May 22, 2020]</TDESC>
                        <BOXHD>
                            <CHED H="1">
                                Number of
                                <LI>
                                    facilities 
                                    <SU>1</SU>
                                </LI>
                            </CHED>
                            <CHED H="1">
                                Maximum individual
                                <LI>cancer risk</LI>
                                <LI>
                                    (in 1 million) 
                                    <SU>2</SU>
                                </LI>
                            </CHED>
                            <CHED H="2">Based on . . .</CHED>
                            <CHED H="3">
                                Actual
                                <LI>emissions</LI>
                                <LI>level</LI>
                            </CHED>
                            <CHED H="3">
                                Allowable
                                <LI>emissions</LI>
                                <LI>level</LI>
                            </CHED>
                            <CHED H="1">
                                Population at
                                <LI>increased risk of</LI>
                                <LI>cancer ≥1-in-1 million</LI>
                            </CHED>
                            <CHED H="2">Based on . . .</CHED>
                            <CHED H="3">
                                Actual
                                <LI>emissions</LI>
                                <LI>level</LI>
                            </CHED>
                            <CHED H="3">
                                Allowable
                                <LI>emissions</LI>
                                <LI>level</LI>
                            </CHED>
                            <CHED H="1">
                                Annual cancer
                                <LI>incidence</LI>
                                <LI>(cases per year)</LI>
                            </CHED>
                            <CHED H="2">Based on . . .</CHED>
                            <CHED H="3">
                                Actual
                                <LI>emissions</LI>
                                <LI>level</LI>
                            </CHED>
                            <CHED H="3">
                                Allowable
                                <LI>emissions</LI>
                                <LI>level</LI>
                            </CHED>
                            <CHED H="1">
                                Maximum chronic
                                <LI>
                                    noncancer TOSHI 
                                    <SU>3</SU>
                                </LI>
                            </CHED>
                            <CHED H="2">Based on . . .</CHED>
                            <CHED H="3">
                                Actual
                                <LI>emissions</LI>
                                <LI>level</LI>
                            </CHED>
                            <CHED H="3">
                                Allowable
                                <LI>emissions</LI>
                                <LI>level</LI>
                            </CHED>
                            <CHED H="1">
                                Maximum screening acute noncancer HQ 
                                <SU>4</SU>
                            </CHED>
                            <CHED H="2">Based on actual emissions level</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">322</ENT>
                            <ENT>9</ENT>
                            <ENT>10</ENT>
                            <ENT>193,000</ENT>
                            <ENT>636,000</ENT>
                            <ENT>0.04</ENT>
                            <ENT>0.1</ENT>
                            <ENT>0.2</ENT>
                            <ENT>0.4</ENT>
                            <ENT>
                                HQ
                                <E T="0732">REL</E>
                                 = 0.09 (arsenic).
                            </ENT>
                        </ROW>
                        <TNOTE>
                            <SU>1</SU>
                             Number of facilities evaluated in the risk analysis. At the time of the risk analysis there were an estimated 323 facilities in the coal- and oil-fired EGU source category; however, one facility is in Guam, which was beyond the geographic range of the model used to estimate risks. Therefore, the Guam facility was not modeled and the emissions for that facility were not included in the assessment.
                        </TNOTE>
                        <TNOTE>
                            <SU>2</SU>
                             Maximum individual excess lifetime cancer risk due to HAP emissions from the source category.
                        </TNOTE>
                        <TNOTE>
                            <SU>3</SU>
                             Maximum target organ-specific hazard index (TOSHI). The target organ systems with the highest TOSHI for the source category are respiratory and immunological.
                        </TNOTE>
                        <TNOTE>
                            <SU>4</SU>
                             The maximum estimated acute exposure concentration was divided by available short-term threshold values to develop an array of hazard quotient (HQ) values. HQ values shown use the lowest available acute threshold value, which in most cases is the reference exposure level (REL). When an HQ exceeds 1.0, we also show the HQ using the next lowest available acute dose-response value.
                        </TNOTE>
                    </GPOTABLE>
                    <P>
                        The 2020 Residual Risk Review also included more particularized risk determinations. As relevant here, these included determining that the maximum lifetime cancer risk from coal-fired EGUs ranged from 0.002-in-1 million to 0.3-in-1 million.
                        <SU>40</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>40</SU>
                             
                            <E T="03">Residual Risk Assessment for the Coal- and Oil-Fired EGU Source Category in Support of the 2020 Risk and Technology Review Final Rule.</E>
                             This report is referred to as the 2020 Residual Risk Review throughout the preamble.
                        </P>
                    </FTNT>
                    <P>
                        The 2020 Final Rule also presented the results of the 2020 Technology Review, which focused on identifying and evaluating developments in practices, processes, and control technologies that occurred since promulgation of the 2012 MATS Rule to determine whether revisions are “necessary” in light of all relevant considerations. Control technologies typically used to minimize emissions of pollutants that have numeric emission limits under the 2012 MATS Rule include electrostatic precipitators (ESPs) and fabric filters (FFs) for control of fPM as a surrogate for non-Hg HAP metals; wet scrubbers, dry scrubbers, and dry sorbent injection for control of acid gases (
                        <E T="03">e.g.,</E>
                         SO
                        <E T="52">2</E>
                        , HCl, and HF); and activated carbon injection (ACI) and other Hg-specific technologies for control of Hg. In the 2020 Technology Review, the EPA did not identify any developments in practices, processes, or control technologies that would achieve further cost-effective emissions reductions and thus did not make any changes to the emission standards or other requirements in the 2012 MATS Rule. More information on the 2020 Technology Review is presented in the memorandum entitled 
                        <E T="03">Technology Review for the Coal- and Oil-Fired EGU Source Category,</E>
                         which is available in the docket for this rulemaking.
                        <SU>41</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>41</SU>
                             Document ID No. EPA-HQ-OAR-2018-0794-0015.
                        </P>
                    </FTNT>
                    <HD SOURCE="HD2">D. Summary of the 2024 Review of the 2020 Final Rule</HD>
                    <P>
                        Executive Order 13990, “Protecting Public Health and the Environment and Restoring Science to Tackle the Climate Crisis,” instructed the EPA to review the 2020 Final Rule and to consider publishing a notice of proposed rulemaking suspending, revising, or rescinding that action.
                        <SU>42</SU>
                        <FTREF/>
                         The EPA reviewed the finding in the 2020 Final Rule that it was not appropriate and necessary to regulate coal- and oil-fired EGUs under CAA section 112 and, on February 9, 2022, proposed to find that it is appropriate and necessary to regulate coal- and oil-fired EGUs under CAA section 112.
                        <SU>43</SU>
                        <FTREF/>
                         The EPA made the affirmative finding on March 6, 2023.
                        <SU>44</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>42</SU>
                             86 FR 7037 (January 25, 2021), rescinded by Executive Order 14148, “Initial Rescissions of Harmful Executive Orders and Actions,” 90 FR 8237 (January 28, 2025).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>43</SU>
                             87 FR 7624 (February 9, 2022).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>44</SU>
                             88 FR 13956 (March 6, 2023).
                        </P>
                    </FTNT>
                    <P>
                        On April 24, 2023, the EPA proposed the results of the Agency's review of the RTR from the 2020 Final Rule.
                        <SU>45</SU>
                        <FTREF/>
                         In the 2023 proposed rule, the EPA noted the conclusions from the 2020 Residual Risk Review, as shown in Table 2 of this preamble, including the finding that residual risk due to emissions of air toxics from this source category was acceptable and that the 2012 MATS Rule provided an ample margin of safety to protect public health and prevent adverse environmental effects. Further, the EPA explained that it had “review[ed] the 2020 residual risk analysis, [and] . . . determined that the risk analysis was rigorous, robust, and conducted using approaches and methodologies that are consistent with those that have been utilized in residual risk analyses and reviews for other industrial sectors.” 
                        <SU>46</SU>
                        <FTREF/>
                         For these reasons, the EPA did not reopen the 2020 Residual Risk Review and did not propose changes to any emissions standards or other requirements for the purpose of addressing the remaining risk.
                        <SU>47</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>45</SU>
                             88 FR 24854 (April 24, 2023).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>46</SU>
                             
                            <E T="03">Id.</E>
                             at 24866.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>47</SU>
                             
                            <E T="03">Id.</E>
                        </P>
                    </FTNT>
                    <P>
                        The EPA's review of the 2020 Technology Review included evaluating the technology review 
                        <SU>48</SU>
                        <FTREF/>
                         and focused on 
                        <PRTPAGE P="9094"/>
                        the identification of any developments in practices, processes, and control technologies that have occurred since the finalization of the 2012 MATS Rule and since publishing the 2020 Technology Review. Based on that review, the EPA concluded that revisions to certain standards were warranted and proposed three changes. First, the EPA proposed to revise the existing coal-fired EGU fPM emissions standard, which is a surrogate for non-Hg HAP metals, from 0.030 lb/MMBtu to 0.010 lb/MMBtu, and proposed corresponding reductions in the alternative emission standards for total and individual non-Hg HAP metals. Second, the EPA proposed to require that all coal- and oil-fired EGUs demonstrate compliance with the applicable fPM emission standard exclusively by using PM CEMS, and to remove the option of using alternative compliance demonstrations. Third, the EPA proposed to revise the Hg emission standard for lignite-fired EGUs from 4.0 lb/TBtu to 1.2 lb/TBtu with an alternative output-based standard of 0.013 lb/gigawatt-hour (GWh). All proposed changes were ultimately promulgated in the 2024 Final Rule.
                        <SU>49</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>48</SU>
                             Described in Document ID No. EPA-HQ-OAR-2018-0794-0015.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>49</SU>
                             In the 2024 Final Rule, the EPA also removed paragraph (2) of the definition of “startup” in 40 CFR 63.10042. 
                            <E T="03">See</E>
                             89 FR 38550 (May 7, 2024). The regulation now requires that all EGUs use the work practice standards in paragraph (1) of the definition of “startup” in 40 CFR 63.10042, which was already being used by virtually all affected EGUs. The EPA made this revision in response to 
                            <E T="03">Chesapeake Climate Action Network</E>
                             v. 
                            <E T="03">EPA,</E>
                             952 F.3d 310 (D.C. Cir. 2020), in which the D.C. Circuit remanded the alternative “startup” work practice standard in paragraph (2) to the EPA for reconsideration. The compliance deadline for the changes to the “startup” definition was January 2, 2025. The EPA did not propose amendments to this aspect of the 2024 Final Rule and is not finalizing any changes to the “startup” definition at this time.
                        </P>
                    </FTNT>
                    <P>In the 2024 Final Rule, the EPA established a substantially more stringent fPM emission standard, which serves as a surrogate for the non-Hg HAP metals. The fPM standard was lowered from 0.030 lb/MMBtu to 0.010 lb/MMBtu for all existing coal-fired EGUs. The 2024 Final Rule also proportionally lowered the individual and total non-Hg HAP metal emission limits.</P>
                    <P>
                        In the 2024 Final Rule, the EPA revised its conclusion in the 2020 Final Rule by finding that there were developments in practices, processes, and control technologies to reduce fPM emissions, that the costs to comply with the more stringent fPM standard based on these developments were reasonable, and in light of those considerations, that the revised standard was “necessary.” The EPA stated that it had considered costs in several ways, including cost effectiveness, the total capital costs of proposed measures, annual costs, and costs compared to total revenues. In addition, in the 2024 Final Rule, the EPA found that most existing coal-fired EGUs had reporting fPM levels that were below the 2012 MATS Rule 0.030 lb/MMBtu emission limit and that costs were lower than estimated during promulgation of the 2012 MATS Rule fPM emission limit.
                        <SU>50</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>50</SU>
                             For instance, the EPA found at the time that the median fPM rate of the 296 coal-fired EGUs assessed in the 2024 Final Rule was 0.004 lb/MMBtu, or 60 percent below the revised fPM limit of 0.010 lb/MMBtu. 
                            <E T="03">See</E>
                             89 FR 38522 (May 7, 2024).
                        </P>
                    </FTNT>
                    <HD SOURCE="HD2">E. Summary of the 2025 Proposed Repeal</HD>
                    <P>
                        On June 17, 2025, the EPA proposed to repeal the amendments to MATS in the 2024 Final Rule.
                        <SU>51</SU>
                        <FTREF/>
                         Based on our reevaluation of the 2024 Final Rule, we proposed to repeal the fPM emission standard for all existing coal-fired EGUs of 0.010 lb/MMBtu, the requirement for all coal- and oil-fired EGUs to demonstrate compliance with the fPM emission standard by using PM CEMS, and the Hg emission standard for lignite-fired EGUs of 1.2 lb/TBtu. The Agency proposed to find that the cost-effectiveness values associated with the revised fPM emission standard are significantly higher than cost-effectiveness values that we previously rejected in other technology reviews and related actions under CAA section 112. The EPA also proposed to find that the requirement utilizing PM CEMS for compliance demonstration was an unnecessary expense for coal- and oil-fired EGUs and that the owners and operators of such sources should maintain the option to utilize other monitoring methods to demonstrate compliance with the fPM emission standard. Lastly, the EPA proposed to find that the Agency failed to demonstrate that the revised Hg emission standard for lignite-fired EGUs is achievable across the broad range of boiler types and varying compositions of the different lignite fuels. The Agency also took comment on whether we should consider the potential for meaningful risk reduction when weighing costs to determine if it is necessary to revise standards in a CAA section 112(d)(6) technology review.
                    </P>
                    <FTNT>
                        <P>
                            <SU>51</SU>
                             90 FR 25535 (June 17, 2025).
                        </P>
                    </FTNT>
                    <HD SOURCE="HD1">III. Basis for Final Repeal of the 2024 Final Rule</HD>
                    <P>
                        In this section, the EPA describes what aspects of the proposal the Agency is finalizing, a summary of key comments and responses, and the rationale for each final decision. For all comments not discussed in this preamble, comment excerpts and the EPA's responses are available in the comment summary and response document entitled 
                        <E T="03">National Emission Standards for Hazardous Air Pollutants: Coal- and Oil-Fired Electric Utility Steam Generating Units, Repeal of Amendments, Summary of Public Comments and Responses on Proposed Rule,</E>
                         available in the docket for this rulemaking.
                        <SU>52</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>52</SU>
                             Docket ID No. EPA-HQ-OAR-2018-0794.
                        </P>
                    </FTNT>
                    <P>
                        Because this final rule repeals three requirements of the 2024 Final Rule—revisions to the emissions standards for fPM as a surrogate for non-Hg HAP metals for existing coal-fired EGUs, the fPM emission standard compliance demonstration requirements, and the Hg emission standard for lignite-fired EGUs—the EPA intends the repeal of each requirement to be severable from one another. Just as each requirement added in the 2024 Final Rule addressed distinct aspects of MATS and employed a distinct rationale, so also is the EPA finalizing the repeal of each requirement for separate and independent reasons. When the EPA adopted these three requirements in the 2024 Final Rule, the EPA explained that each of the three requirements were severable from each other as each is “multifaceted and addresses several distinct aspects of MATS for independent reasons.” 
                        <SU>53</SU>
                        <FTREF/>
                         By the same token, the repeal of each of requirement is severable from the repeal of the remaining requirements.
                    </P>
                    <FTNT>
                        <P>
                            <SU>53</SU>
                             90 FR 38518 (May 7, 2024).
                        </P>
                    </FTNT>
                    <P>The EPA intends that the various components of this final rule operate independently of the other and be considered independently. For example, the EPA notes that our justifications for repealing the revised fPM standard as a surrogate for non-Hg HAP metals (and related revised standards for each non-Hg HAP metal) are rooted in the poor cost-effectiveness of the controls, while our justifications for repealing the requirements for lignite-fired EGUs to meet the same standard for Hg emissions as other coal- and oil-fired EGUs rest on a separate analysis specific to the variability of lignite-fired units and lack of sufficient data. Similarly, our justifications for repealing the changes to the fPM compliance demonstration requirement are based on the cost of CEMs and the determination that it is not necessary to make CEMS the exclusive means of demonstrating compliance to further transparency and informational values.</P>
                    <P>
                        Each of these actions is independent from each other. In particular, the repeal of the revised emission standard for fPM 
                        <PRTPAGE P="9095"/>
                        as a surrogate for non-Hg HAP metals (and related revised standards for each non-Hg HAP metal) and the repeal of the fPM compliance demonstration requirement to utilize PM CEMS are independent and based on separate rationales. While the EPA considered the technical feasibility of PM CEMS in establishing the revised fPM standard, the EPA finds there are independent reasons for repealing each requirement, as just noted. If the EPA were to repeal any one or two of the three requirements, but not the other one or two, each repeal would reinstate requirements from the 2012 MATS Rule that continue to be workable without the other one or two revisions in place.
                    </P>
                    <P>Accordingly, the EPA finds that the repeal of each set of revised standards and requirements is severable from the repeal of the other revised standards and requirements. Thus, the EPA has independently considered and adopted each portion of this final rule, which includes the repeal of the revised fPM emission standard as a surrogate for non-Hg HAP metals (and related revised standards for each non-Hg HAP metal), the repeal of the fPM compliance demonstration requirement, and the repeal of the revised Hg emission standard for lignite-fired units, and each is severable should there be judicial review. If a court were to invalidate any one of these elements of the final rule, the EPA intends the remainder of this action to remain effective. Importantly, the EPA designed the different elements of this final rule to function sensibly and independently. Further, the supporting bases for each element of the final rule reflect the Agency's judgment that the element is independently justified and appropriate, and that each element can function independently even if one or more other parts of the rule has been set aside.</P>
                    <HD SOURCE="HD2">A. Filterable PM Emission Standard for Existing Coal-Fired EGUs</HD>
                    <HD SOURCE="HD3">1. What is the EPA finalizing for the filterable PM emission standard for existing coal-fired EGUs?</HD>
                    <P>The EPA proposed repealing the lower fPM limit of 0.010 lb/MMBtu for existing coal-fired EGUs based on a determination that the cost of the revision to the standard are unreasonable, and thus, not “necessary” as required by CAA section 112(d)(6). The EPA also proposed to revert the corresponding total and individual HAP metal emission standards to the limits that were promulgated in the 2012 MATS Rule if the repeal of the more stringent fPM limit were finalized. The EPA solicited comment on whether the cost-effectiveness rationale used to justify the revised fPM emission standard is consistent with the Agency's prior CAA section 112(d)(6) technology review determinations (Question #1) and on whether there are other cost-effective and achievable alternative standards that the EPA should consider as an alternative to a standalone repeal of the 0.010 lb/MMBtu fPM emission standard (Question #2). The EPA also took comment on whether risk should be a factor that the Agency considers when conducting technology reviews and if so, how.</P>
                    <P>The EPA is finalizing its proposal to repeal the more stringent fPM emission standard and the corresponding total and individual non-Hg HAP metal standards that were promulgated in the 2024 Final Rule and to revert to the limits set in the 2012 MATS Rule, which reduce risk to acceptable levels and provide an ample margin of safety. Commenters provided both supportive and opposing arguments for issues regarding the fPM emission standard. Neither these comments nor the Agency's updated analyses altered the EPA's views of the conclusions proposed or required changes to the proposed regulatory language.</P>
                    <HD SOURCE="HD3">2. What is the rationale for the EPA's final decision to repeal the filterable PM standard for existing coal-fired EGUs?</HD>
                    <P>
                        In this final rule, the EPA is repealing the lower fPM standard of 0.010 lb/MMBtu for existing coal-fired EGUs that the EPA established in the 2024 Final Rule, as well as the alternative total and individual non-Hg HAP metal limits and returning all of them to the emissions standards promulgated in the 2012 MATS Rule. As discussed in this section, the EPA determines upon further review that the cost-effectiveness of the revised standards is not reasonable and compares unfavorably to prior Agency decisions on cost-reasonableness across other technology reviews and other section 112 actions where costs are considered. In addition, after reviewing the comments the EPA received concerning the consideration of risk in the context of a CAA section 112(d)(6) review, the Agency concludes that the results of the residual risk review may be considered when evaluating whether revisions to the emission standards are cost-reasonable and therefore “necessary” under CAA section 112(d)(6). As explained further in section III.A of this preamble, the EPA finds that it is appropriate to consider the conclusions of the section 112(f)(2) risk review in all subsequent section 112(d)(6) reviews. For a risk review, the Agency determines the risk remaining from HAP emissions from every source in a source category, and the statute includes specific risk thresholds for remaining cancer risk. Specifically, the statute incorporates a rebuttable presumption that a cancer risk above 100 in 1 million is unacceptable 
                        <SU>54</SU>
                        <FTREF/>
                         and establishes an aspirational goal of using standards to reduce cancer risk for each source in a category to no greater than one in one million.
                        <SU>55</SU>
                        <FTREF/>
                         The Agency finds that the results of the residual risk review can be considered in technical reviews going forward to inform the potential for meaningful risk reduction when evaluating cost.
                    </P>
                    <FTNT>
                        <P>
                            <SU>54</SU>
                             
                            <E T="03">See</E>
                             CAA section 112(f)(2)(B), 42 U.S.C. 7412(f)(2)(B) (preserving the EPA's approach in the Benzene NESHAP, under which cancer risk above 100 in 1 million is presumptively unacceptable unless the presumption is overcome on a category-specific basis).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>55</SU>
                             
                            <E T="03">See</E>
                             CAA section 112(f)(2)(A), 42 U.S.C. 7412(f)(2)(A) (requiring the EPA to promulgate standards if the cancer risk to the most exposed individual exceeds one-in-one million eight years after the EPA established MACT standards for the source category.
                        </P>
                    </FTNT>
                    <P>In this case, the MACT standard for non-Hg HAP metals in the 2012 MATS Rule lowered the maximum individual lifetime cancer risk (cancer MIR) from such HAP metals to below one-in-one million for every coal-fired EGU in the country, thereby achieving the aspirational goal of CAA section 112(f)(2)(A). In such cases, the EPA now concludes that a greater emphasis on cost is warranted in light of the low potential for further risk reduction, and that additional controls would generally only be “necessary” when the costs are on the lower end of what has been found acceptable from a cost perspective in prior CAA section 112 actions. For emissions of non-Hg HAP metals from coal-fired EGUs, in light of the high cost of the controls, a common metric the EPA considers in CAA section 112(d)(6) technology reviews, and the low remaining risk of cancer from these emissions, the Agency concludes that the 2024 revisions are not necessary. The EPA views each of the rationales set out in this section—a change of views on cost reasonableness of the additional controls evaluated in the 2024 Final Rule and the additional consideration of the low remaining risk for this source category—as separate and independent bases for repeal, either one of which would lead the Agency to conclude that the revised standards in the 2024 Final Rule were not “necessary” under CAA section 112(d)(6).</P>
                    <P>
                        As the EPA noted in the 2024 Final Rule, the Agency considers costs in various ways depending on the rule and 
                        <PRTPAGE P="9096"/>
                        the affected sector. For example, the EPA has considered the cost effectiveness of controls in the vast majority of CAA section 112 rulemakings where costs are considered, and the Agency has also considered total capital costs of control measures, annual compliance costs, and the compliance costs compared to total revenues (
                        <E T="03">e.g.,</E>
                         cost-to-revenue ratios). In the 2024 Final Rule and, by the same token, in this rule, the most important indicator of cost is cost effectiveness, which is the relationship of costs to emission reductions, because that indicator sheds the most light on whether the revised emissions standard that is based on those controls is “necessary” under CAA section 112(d)(6). As the EPA acknowledged in the 2024 Final Rule, the cost-effectiveness ratio of the revised 0.010 lb/MMBtu fPM standard was significantly higher than cost-effectiveness ratios the EPA rejected in past technology reviews conducted under CAA section 112(d)(6) for other source categories.
                        <SU>56</SU>
                        <FTREF/>
                         Moreover, the cost effectiveness values for the specific non-Hg HAP metals (
                        <E T="03">i.e.,</E>
                         the metals for which fPM serves as a surrogate) emitted from EGUs are almost an order of magnitude higher than the highest values accepted for such HAP metals under CAA section 112(d)(6) reviews for other source categories. 
                        <E T="03">See</E>
                         section III.A.3 of this preamble, below, for a more detailed discussion. The EPA now finds that the costs for this source category to achieve the revised standard, in relation to the amount of emission reductions, are unreasonable, such that the revised standard is not “necessary” under CAA section 112(d)(6). As noted below, the EPA also finds that the limited risk posed by emissions from coal-fired power plants, coupled with the high cost-effectiveness values, are a separate and additional reason for its determination that the revised standard is not “necessary” under CAA section 112(d)(6).
                    </P>
                    <FTNT>
                        <P>
                            <SU>56</SU>
                             89 FR 38533-34 (May 7, 2024). These rules are also noted in section III.A.3 of this preamble.
                        </P>
                    </FTNT>
                    <P>
                        In the 2024 Final Rule, the EPA estimated the cost effectiveness for EGUs that were reporting average fPM rates above the 0.010 lb/MMBtu fPM emission standard to be $10.5 million per ton of non-Hg HAP metals and $34,500 per ton of fPM (2019$). The EPA has since revised these cost effectiveness estimates based on updated expectations regarding the existing coal-fired EGU fleet, reflecting fewer planned retirements. Table 3 of this preamble summarizes the updated cost effectiveness of the more stringent fPM emission standard. For the purpose of estimating cost effectiveness, the analysis presented in this table is based on the observed emission rates of all existing coal-fired EGUs except those with retirements reported to the U.S. Energy Information Administration (EIA) via EIA Form 860.
                        <SU>57</SU>
                        <FTREF/>
                         The analysis presented in Table 3 estimated the costs associated for each unit to upgrade its existing PM controls to meet a fPM emission standard of 0.010 lb/MMBtu, using the same methodology as the 2024 Final Rule. In the cases where existing PM controls would not achieve the necessary reductions, unit-specific FF installation costs were estimated.
                        <SU>58</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>57</SU>
                             This is described in detail in the 2023 Technical Memo, 2024 Technical Memo, and the 
                            <E T="03">2025 Update to the 2024 Technology Review for the Coal- and Oil-Fired EGU Source Category</E>
                             memorandum (“2025 Technical Memo”) available in the rulemaking docket (Docket ID No. EPA-HQ-OAR-2018-0794).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>58</SU>
                             Note that unlike the cost projections presented in the Regulatory Impact Analysis (RIA), the updated estimates do not account for the two-year compliance extensions for units listed on Annex 1 of the Presidential Proclamation or any future changes in the composition of the operational coal-fired EGU fleet that may occur by 2028 as a result of other factors affecting the power sector.
                        </P>
                    </FTNT>
                    <P>Based on this updated analysis, total annual costs are estimated to be approximately $93.7 million with a cost effectiveness of $11.1 million per ton of non-Hg HAP metals, and $36,502 per ton of fPM, for the 0.010 lb/MMBtu fPM emission standard, which is about 5 percent higher than the 2024 Final Rule estimated.</P>
                    <P>Table 3—Summary of Revised Cost Effectiveness Analysis for the</P>
                    <GPOTABLE COLS="2" OPTS="L2,i1" CDEF="s200,12">
                        <TTITLE>Updated fPM Emission Limit</TTITLE>
                        <TDESC>
                            (
                            <E T="03">i.e.,</E>
                             0.010 lb/MMBtu)
                        </TDESC>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1">
                                2025 Final
                                <LI>Repeal Rule</LI>
                            </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Number of Affected Units (Capacity, GW)</ENT>
                            <ENT>37 (16.8)</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Annual Cost, ($M, 2019 dollars)</ENT>
                            <ENT>93.7</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">fPM Reductions (tpy)</ENT>
                            <ENT>2,567</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Total Non-Hg HAP Metals Reductions (tpy)</ENT>
                            <ENT>8.4</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Total Non-Hg HAP Metals Cost Effectiveness ($M/ton)</ENT>
                            <ENT>11.1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Total Non-Hg HAP Metals Cost Effectiveness ($/lb)</ENT>
                            <ENT>5,600</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>Upon reconsideration, the EPA is finalizing the repeal of the more stringent fPM standard and corresponding total and individual HAP metal standards promulgated in the 2024 Final Rule because the cost effectiveness of the revised standard is inconsistent with that of the EPA's prior technology review determinations. In the 2024 Final Rule, the EPA asserted that differences between the power sector and the other source categories subject to previous technology reviews justified accepting an unusually high cost-effectiveness ratio. Upon further review, the Agency no longer believes the unique nature of the utility power industry supports the decision to revise the fPM standard for coal-fired EGU's.</P>
                    <P>
                        In particular, the EPA stated in the 2024 Final Rule that the large size of the power sector relative to other industrial sectors meant that the amount of its emissions were relatively greater than other source categories.
                        <SU>59</SU>
                        <FTREF/>
                         The EPA added that the size of the sector also includes relatively large revenues, which the Agency believed at the time further justified the control costs.
                        <SU>60</SU>
                        <FTREF/>
                         The EPA also stated in the 2024 Final Rule that because of the emission rates already achieved by most of the coal-fired EGUs in the source category, the costs of complying with the revised standard would be borne by only some of the sources in the source category.
                        <SU>61</SU>
                        <FTREF/>
                         On that basis, the EPA asserted that the controls would not have “significant effects” on the industry, 
                        <E T="03">i.e.,</E>
                         the power sector.
                        <SU>62</SU>
                        <FTREF/>
                         Finally, the EPA claimed that the cost effectiveness of the controls should be considered in light of these characteristics of the source category, which distinguish it from other source 
                        <PRTPAGE P="9097"/>
                        categories that the EPA has regulated under CAA section 112.
                        <SU>63</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>59</SU>
                             90 FR 38524 (May 7, 2024).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>60</SU>
                             
                            <E T="03">Id.</E>
                             at 38534.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>61</SU>
                             
                            <E T="03">Id.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>62</SU>
                             
                            <E T="03">Id.</E>
                             at 38524.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>63</SU>
                             
                            <E T="03">Id.</E>
                        </P>
                    </FTNT>
                    <P>
                        The EPA now believes that it was inappropriate to rely on the differences between the EGU sector and other sectors with respect to consideration of costs in the development of standards. The EPA has consistently maintained that the statute treats the EGU source category the same as all other major source categories with respect to regulation under CAA section 112(d) once the Agency decides pursuant to CAA section 112(n)(1)(A) to add the EGU source category to the list of regulated major sources under CAA section 112(c)(1).
                        <SU>64</SU>
                        <FTREF/>
                         In the 2024 Final Rule, however, the Agency ignored that position and used certain unique factors about the power sector in an attempt justify otherwise unreasonable costs. Specifically, the Agency no longer believes it was reasonable to establish a fPM standard with one of the highest cost-effectiveness values ever accepted for fPM under CAA section 112(d)(6), particularly when the cost-effectiveness ratio for the actual non-Hg HAP metal emissions was approximately an order of magnitude higher than any cost-effectiveness value the Agency has ever found reasonable for non-Hg HAP metals. The longstanding use of fPM as a surrogate for non-Hg HAP metals does not excuse the Agency from considering cost-effectiveness as to the non-Hg HAP metals themselves. The purpose of CAA section 112 is to regulate HAP emissions, and when there exists a disparity in cost effectiveness between a surrogate and the associated HAP, it is important to give sufficient consideration to that disparity, but the Agency failed to do so in the 2024 Final Rule. Thus, although the Agency identified what it considered at the time to be “developments” in some control strategies in the 2024 Final Rule, the costs for the power sector to implement those developments are not reasonable, such that the revised standards are not “necessary” under CAA section 112(d)(6). As a result of this final rule, the fPM and corresponding total and individual non-Hg HAP metal emission standards will revert to the standards that were promulgated in the 2012 MATS Rule (
                        <E T="03">e.g.,</E>
                         0.030 lb/MMBtu for fPM and associated prior standards for non-Hg HAP metals).
                    </P>
                    <FTNT>
                        <P>
                            <SU>64</SU>
                             After the EPA makes the “appropriate and necessary” finding for the EGU source category required in CAA section 112(n)(1)(A), the EGU source category becomes included in the “list of all categories and subcategories of major sources” in CAA subsection 112(c)(1). 42 U.S.C. 7412(c)(1), (n)(1)(A). That listing, in turn, triggers the same, general regulatory requirements for the EGU source category as apply to the other listed source categories, under CAA section 112. 
                            <E T="03">See, e.g.,</E>
                             42 U.S.C. 7412(c)(2); 88 FR 13956, 13960-61 (March 6, 2023) (recounting the EPA's position since 2000 that an affirmative “appropriate and necessary” finding puts the EGU source category in the same position as all source categories listed in CAA section 112(c)(1)).
                        </P>
                    </FTNT>
                    <P>
                        In addition to finding that the costs are unreasonable on their face, circumstances have changed materially since promulgation of the 2024 Final Rule. Fewer coal-fired EGUs are likely to retire instead of complying with MATS because of an increasing need for electricity generation, including to support growing demand from the technology sector. Moreover, Congress recently passed, and President Trump signed into law, new legislation that repealed, amended, or defunded relevant provisions of the Inflation Reduction Act (IRA), including tax credits for solar and wind generation that the EPA cited in the 2024 Final Rule to predict an “accelerated” transition away from coal- and oil-fired generation.
                        <SU>65</SU>
                        <FTREF/>
                         Coupled with the Executive Orders discussed earlier in this preamble that establish different policies and programs to promote power generation from this source category, the EPA's prior predictions about the future of the power sector and conclusion that the unique characteristics of the power sector support a finding that the additional controls are “necessary” are no longer accurate.
                        <SU>66</SU>
                        <FTREF/>
                         Instead, that unique character of the power sector and the increasing demand supports this repeal because any unnecessary downward pressure on the power industry at this time is not in the national interest or in the interest of consumers.
                    </P>
                    <FTNT>
                        <P>
                            <SU>65</SU>
                             
                            <E T="03">Compare</E>
                             89 FR 38534 (May 7, 2024) (citing Pub. L. 117-169 (2022)), 
                            <E T="03">with</E>
                             Pub. L. 119-21 (2025).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>66</SU>
                             The EPA further clarifies that statements in the 2024 Final Rule regarding planned EGU retirements “due to factors independent of the EPA's regulation” were overbroad and did not reflect a detailed, source-by-source analysis of the costs of regulation. 
                            <E T="03">See, e.g.,</E>
                             89 FR 38524-25 (May 7, 2024). In several recent cases, the Supreme Court has vacated EPA rules for misusing statutory authority and failing to consider the costs of regulation. 
                            <E T="03">See West Virginia</E>
                             v. 
                            <E T="03">EPA,</E>
                             597 U.S. 697 (2022) (vacating CAA section 111(d) standards for pursuing generation shifting in violation of the major questions doctrine); 
                            <E T="03">Michigan,</E>
                             576 U.S. at 749-50 (faulting the EPA's decision to regulate EGUs under CAA section 112 for failing to account for an estimated $9.6 billion in annual compliance costs). Although trends in a source category can be relevant under CAA section 112(d)(6), the inherent difficulty in determining whether a planned retirement is independent of regulatory pressure cautions against making such an assumption for regulatory purposes absent more direct engagement with and analysis of each source.
                        </P>
                    </FTNT>
                    <P>
                        The EPA's decision to repeal these standards from the 2024 Final Rule is further supported by the low remaining cancer risk attributed to HAP emissions from this source category. As noted in section II.A.1 of this preamble and discussed in greater detail in section IV of this preamble, CAA section 112(d)(6) and relevant case law support considering additional factors beyond developments in technology when deciding whether revisions to existing standards are “necessary,” including cost. Considering risk in the context of the first technology review would be duplicative of the one-time risk review requirement, which is conducted at the same time and which generally includes an ample-margin-of-safety analysis that takes the costs of controls into account. However, Congress did include risk benchmarks in CAA section 112(f), and considering those benchmarks in subsequent technology reviews is consistent with the broad scope of the term “necessary” and reasonable because that information is part of the overall CAA section 112 record for each source category. Specifically, CAA section 112(f)(2)(A) directs the EPA to “promulgate standards” if the cancer risk to the most exposed individual is greater than one-in-one million.
                        <SU>67</SU>
                        <FTREF/>
                         Additionally, CAA section 112(f)(2)(B) incorporates the Benzene NESHAP approach, which generally presumes that a cancer risk of greater than 1-in-10,000 is unacceptable unless such presumption is overcome.
                        <SU>68</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>67</SU>
                             42 U.S.C. 7412(f)(2)(A).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>68</SU>
                             
                            <E T="03">Id.</E>
                             7412(f)(2)(B).
                        </P>
                    </FTNT>
                    <P>
                        The decision to consider the low remaining risk in the prior residual risk assessment in assessing the need for additional standards in the second and subsequent CAA section 112(d)(6) reviews is consistent with the ordinary meaning of the term “necessary,” which is “required,” “compulsory,” or “determined or produced by the previous condition of things.” 
                        <SU>69</SU>
                        <FTREF/>
                         CAA section 112(d)(6), by its terms, expressly requires the EPA to consider “developments in practices, processes, and control technologies” when determining whether it is “necessary” to revise existing section 112 standards (
                        <E T="03">e.g.,</E>
                         standards based on the MACT floor, a beyond-the-floor level of control, or a risk review). The EPA also considers the costs of potential revisions even though CAA section 112(d)(6) does not explicitly reference cost. The D.C. Circuit has upheld that interpretation,
                        <SU>70</SU>
                        <FTREF/>
                         and it is consistent with the Supreme Court's interpretation of the term “appropriate and necessary” in another 
                        <PRTPAGE P="9098"/>
                        provision of CAA section 112.
                        <SU>71</SU>
                        <FTREF/>
                         As with costs, the EPA interprets CAA section 112(d)(6) to authorize the EPA to take the low remaining risk identified in the prior residual risk review into account even though the provision does not explicitly refer to health risks. When the Agency has previously determined that residual risk for a source category is consistent with Congress' risk-reduction goals, that relatively low risk is relevant to determining whether additional standards are “necessary” and, if so, which standards are “necessary.” That follows from the overall purpose of CAA section 112, which is to promote public health by reducing the hazards presented by the emission of air toxics, and from Congress' decision to establish and adopt the particular risk thresholds in the statute described above.
                    </P>
                    <FTNT>
                        <P>
                            <SU>69</SU>
                             Webster's Ninth New Collegiate Dictionary 790 (1984).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>70</SU>
                             
                            <E T="03">Ass'n of Battery Recyclers,</E>
                             716 F.3d at 673-74.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>71</SU>
                             
                            <E T="03">Michigan,</E>
                             576 U.S. at 748-49.
                        </P>
                    </FTNT>
                    <P>
                        This interpretation is consistent with how the EPA has interpreted “necessary” under CAA section 112(n)(1)(A) by taking into consideration health risks. The Supreme Court explained the provisions of CAA section 112(n)(1)(A), including their background and context, in 
                        <E T="03">Michigan</E>
                         v. 
                        <E T="03">EPA,</E>
                         as follows:
                    </P>
                    <EXTRACT>
                        <P>
                            [T]he Clean Air Act Amendments of 1990 subjected power plants to various regulatory requirements. . . . [T]hese requirements were expected to have the collateral effect of reducing power plants' emissions of hazardous air pollutants, although the extent of the reduction was unclear. Congress directed the Agency to “perform a study of the hazards to public health reasonably anticipated to occur as a result of emissions by [power plants] of [hazardous air pollutants] after imposition of the requirements of this chapter.” If the Agency “finds . . . regulation is appropriate and necessary after considering the results of the study,” it “shall regulate [power plants] under [CAA section 112].” 
                            <SU>72</SU>
                            <FTREF/>
                        </P>
                        <FTNT>
                            <P>
                                <SU>72</SU>
                                 
                                <E T="03">Michigan,</E>
                                 576 U.S. at 748 (quoting 42 U.S.C. 7412(n)(1)(A)).
                            </P>
                        </FTNT>
                    </EXTRACT>
                    <P>The Court went on to explain, with approval, the EPA's interpretation of “necessary,” which, as noted, takes into consideration health risks:</P>
                    <EXTRACT>
                        <P>
                            In 2012, [the EPA] reaffirmed [its prior] appropriate-and-necessary finding. . . . The Agency found regulation “appropriate” because (1) power plants' emissions of mercury and other hazardous air pollutants posed risks to human health and the environment and (2) controls were available to reduce these emissions. It found regulation “necessary” because the imposition of the Act's other requirements did not eliminate these risks.
                            <SU>73</SU>
                            <FTREF/>
                        </P>
                        <FTNT>
                            <P>
                                <SU>73</SU>
                                 
                                <E T="03">Id.</E>
                                 at 749 (citing 77 FR 9304, 9363 (February 16, 2012)).
                            </P>
                        </FTNT>
                    </EXTRACT>
                    <P>
                        Interpreting “necessary” to authorize consideration of the prior residual risk review in the way described in this preamble is also consistent with CAA section 112(d)(6)'s direction to revise “emission standards promulgated under this section.” Specifically, after the EPA conducts the mandatory section 112(f)(2) residual risk review, subsequent section 112(d)(6) technology reviews will include a review and potential revision of all section 112 standards.
                        <SU>74</SU>
                        <FTREF/>
                         Considering the findings of the prior risk review, which are part of the record before the Agency, during those technology reviews is reasonable and accounts for CAA section 112's purpose of protecting public health.
                    </P>
                    <FTNT>
                        <P>
                            <SU>74</SU>
                             
                            <E T="03">Ass'n of Battery Recyclers,</E>
                             716 F.3d at 673.
                        </P>
                    </FTNT>
                    <P>
                        The approach that the EPA is taking in this rulemaking, 
                        <E T="03">i.e.,</E>
                         considering the low residual risk findings from the 2020 Residual Risk Review, marks a change from the Agency's stated approach in the 2024 Final Rule, in which the Agency declined to consider the health-risk findings from the 2020 Residual Risk Review as part of the technology review. Specifically, the EPA stated that it was “not compel[led]” to “consider[] risks as a factor” in technology reviews under CAA section 112(d)(6).
                        <SU>75</SU>
                        <FTREF/>
                         The EPA explained that the CAA section 112(d)(6) technology review and the section 112(f) residual risk determination were “independent” of each other, and that “a determination under section 112(f) of an ample margin of safety and no adverse environmental effects alone will [not] . . . cause us to determine that a revision is not necessary under CAA section 112(d)(6).” 
                        <SU>76</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>75</SU>
                             89 FR 38525 (May 7, 2024).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>76</SU>
                             
                            <E T="03">Id.</E>
                             (quotation marks omitted).
                        </P>
                    </FTNT>
                    <P>
                        However, in the 2024 Final Rule, the EPA did not say that CAA section 112 precludes the Agency from considering risks in connection with a CAA section 112(d)(6) technology review. Moreover, the EPA acknowledged that in some prior section 112(d)(6) reviews, the Agency has considered risks.
                        <SU>77</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>77</SU>
                             
                            <E T="03">Id.</E>
                             at 38525 &amp; n.31 (
                            <E T="03">citing National Emission Standards for Organic Hazardous Air Pollutants From the Synthetic Organic Chemical Manufacturing Industry,</E>
                             71 FR 76603, 76606 (December 21, 2006), and 
                            <E T="03">Proposed Rules: National Emission Standards for Halogenated Solvent Cleaning,</E>
                             73 FR 62384, 62404 (October 20, 2008)).
                        </P>
                    </FTNT>
                    <P>For all of these reasons, the EPA concludes that it is reasonable to consider the low remaining risks identified in a prior residual risk review—particularly where, as here, such risks are consistent with the thresholds Congress set out or adopted by statute—when determining in a second and subsequent CAA section 112(d)(6) review whether additional standards are “necessary.” For this rule, the Agency considered the 2020 Residual Risk Review of MATS in the manner and for the reasons described elsewhere in this final action.</P>
                    <P>
                        Having concluded that CAA section 112(d)(6) allows the EPA to consider the results of an earlier CAA section 112(f)(2) residual risk review in subsequent technology reviews, we must determine how and to what extent the Agency may consider risk in determining whether revised standards are “necessary.” As noted above, the clearest benchmark is in CAA section 112(f)(2)(A), which the EPA has long interpreted as requiring an ample-margin-of-safety analysis but not mandating that the Agency require additional reductions in HAP emissions after considering costs and other factors. The D.C. Circuit upheld this interpretation, describing the one-in-one million risk level as an “aspirational goal” of the statute for sources of HAP emissions and not as the level that every source category must achieve under CAA section 112(f)(2).
                        <SU>78</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>78</SU>
                             
                            <E T="03">NRDC,</E>
                             529 F.3d at 1082 (rejecting the argument that risks must be reduced to the one-in-one million threshold).
                        </P>
                    </FTNT>
                    <P>
                        The EPA thus concludes that the statutory benchmarks for risk provide relevant guidance on whether additional regulation is “necessary” under CAA section 112(d)(6). If the remaining risk found during a prior residual risk review is below the one-in-one million risk level, the EPA may place greater emphasis on costs of the new controls. Over the years of implementing CAA section 112, the EPA developed cost metrics for evaluating whether it is reasonable to consider a particular control to be “necessary,” and the Agency uses those metrics when evaluating whether controls are reasonable in several CAA section 112 contexts (
                        <E T="03">e.g.,</E>
                         beyond the floor (BTF), ample margin of safety, generally available control technologies (GACT)). The EPA also uses these metrics when determining whether additional controls are necessary under CAA section 112(d)(6) on the theory that if the costs of such controls are within the range of what had been found reasonable in one rule, then those same costs are potentially reasonable for other source categories. If additional controls cost more than the historical range, we generally conclude that such controls are unnecessary. The EPA maintains that this approach is appropriate when the CAA section 112(f)(2) risk analysis shows remaining risks above statutorily set benchmarks (
                        <E T="03">e.g.,</E>
                         risks greater than one-in-one million) or where noncancer risk from the source category emissions exceed a level adequate to protect 
                        <PRTPAGE P="9099"/>
                        public health with an ample margin of safety. However, where the MACT standard lowers cancer risks to below the statutory one-in-one million cancer risk threshold, the EPA concludes that more emphasis may be placed on cost in determining whether additional controls are “necessary” under CAA section 112(d)(6) within the context of the statute as a whole.
                    </P>
                    <P>
                        The statute makes clear that CAA section 112(d)(6) technology reviews are required even when a CAA section 112(f)(2) residual risk review finds cancer risk is below the one-in-one million threshold, and additional controls may be “necessary” when ongoing reductions in HAP are possible at relatively low cost. In cases like MATS, however, the EPA maintains that the effectiveness of the original MACT standard at lowering risks should be given greater weight. As noted in the 2020 Final Rule, no coal-fired EGU facility posed a cancer risk greater than one-in-one million. In fact, the highest cancer risk from non-Hg HAP metals from a coal-fired EGU was 0.3-in-one million, and most coal-fired EGUs were assessed to pose considerably lower cancer risks from such HAP emissions.
                        <SU>79</SU>
                        <FTREF/>
                         Despite these facts, in the 2024 Final Rule, the EPA established CAA section 112(d)(6) standards for emissions of fPM and corresponding standards for emissions of non-Hg HAP metals though the cost-effectiveness values of such controls were the highest (or among the highest) of any CAA section 112(d)(6) standard the Agency has established.
                        <SU>80</SU>
                        <FTREF/>
                         We now conclude it was not “necessary” to establish a new high-cost benchmark for non-Hg HAP metals from EGUs because the MACT standards in the 2012 MATS Rule achieved the aspirational goal for cancer risks from such HAP emissions. Instead, in such situations, the EPA believes a harder look at costs should be conducted and additional controls will be considered unnecessary unless the costs of such controls are at the lower range of cost acceptability. Imposing costs that are below historically accepted levels will continue to satisfy the statutory goal of continuing to reduce HAP emissions without unreasonably burdening source categories that pose very low risks due to HAP emissions. In addition, as noted above, even if the EPA did not consider the low remaining risks from the 2012 MACT standards as determined in the 2020 Final Rule, the EPA would conclude that the costs of the 2024 standards are unacceptably high in light of their high cost-effectiveness values, such that the 2024 standards are not necessary.
                    </P>
                    <FTNT>
                        <P>
                            <SU>79</SU>
                             Document ID No. EPA-HQ-OAR-2018-0794-0070.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>80</SU>
                             89 FR 38530-35 (May 7, 2024).
                        </P>
                    </FTNT>
                    <HD SOURCE="HD3">3. What key comments did the EPA receive on the filterable PM emission standard for existing coal-fired EGUs and what are our responses?</HD>
                    <P>
                        <E T="03">Comment:</E>
                         Some commenters agreed with the EPA's proposal that the costs for the power sector to achieve the more stringent fPM standard are too high and are inconsistent with other technology review determinations. In the 2024 Final Rule, the EPA estimated that the cost-effectiveness for the 0.010 lb/MMBtu fPM emission limit was $10.5 million per ton of non-Hg HAP metals and $34,500 per ton of fPM. Commenters stated that these costs are not reasonable when compared to other technology reviews, including those cited by the EPA in the proposed rule, that rejected controls as not cost-effective. These technology reviews included the Petroleum Refinery Sector technology review 
                        <SU>81</SU>
                        <FTREF/>
                         ($10 million per ton of total non-Hg HAP metals reduced), the Integrated Iron and Steel Manufacturing Facilities technology review 
                        <SU>82</SU>
                        <FTREF/>
                         ($7 million per ton of non-Hg HAP metals reduced), and the Taconite Iron Ore Processing RTR 
                        <SU>83</SU>
                        <FTREF/>
                         ($16 million per ton of non-Hg HAP metals reduced). Furthermore, commenters noted that the EPA has rejected similar or even smaller cost-effectiveness values in other CAA section 112 rulemakings:
                    </P>
                    <FTNT>
                        <P>
                            <SU>81</SU>
                             
                            <E T="03">Petroleum Refinery Sector Risk and Technology Review and New Source Performance Standards,</E>
                             80 FR 75178, 75201 (December 1, 2015).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>82</SU>
                             
                            <E T="03">National Emission Standards for Hazardous Air Pollutants: Integrated Iron and Steel Manufacturing Facilities Residual Risk and Technology Review,</E>
                             85 FR 42074, 42088 (July 13, 2020).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>83</SU>
                             
                            <E T="03">National Emission Standards for Hazardous Air Pollutants: Taconite Iron Ore Processing Residual Risk and Technology Review,</E>
                             85 FR 45476, 45483 (July 28, 2020).
                        </P>
                    </FTNT>
                    <P>
                        • In the Hazardous Waste Combustors NESHAP beyond-the-floor analysis,
                        <SU>84</SU>
                        <FTREF/>
                         the EPA declined to impose a more stringent dioxin/furan emission limit because of cost, finding $2.5 million to $4.9 million per gram toxicity equivalence of dioxin/furan removed.
                    </P>
                    <FTNT>
                        <P>
                            <SU>84</SU>
                             
                            <E T="03">National Emission Standards for Hazardous Air Pollutants: Final Standards for Hazardous Air Pollutants for Hazardous Waste Combustors (Phase I Final Replacement Standards and Phase II),</E>
                             70 FR 59402, 59462 (October 12, 2005).
                        </P>
                    </FTNT>
                    <P>
                        • In the Shipbuilding and Ship Repair NESHAP RTR,
                        <SU>85</SU>
                        <FTREF/>
                         the EPA declined to revise the formaldehyde emission limit after finding that spray line reconfiguration would cost $43,000 per ton of formaldehyde reduced.
                    </P>
                    <FTNT>
                        <P>
                            <SU>85</SU>
                             
                            <E T="03">National Emission Standards for Hazardous Air Pollutants for Shipbuilding and Ship Repair (Surface Coating); National Emission Standards for Wood Furniture Manufacturing Operations,</E>
                             76 FR 72050, 72056 (November 21, 2011).
                        </P>
                    </FTNT>
                    <P>
                        • In the Pulp and Paper NESHAP RTR,
                        <SU>86</SU>
                        <FTREF/>
                         the EPA declined to update standards in the final rule 
                        <SU>87</SU>
                        <FTREF/>
                         for controlling kraft condensates emissions that would cost $1,000 per ton of HAP removed or $4 million per year.
                    </P>
                    <FTNT>
                        <P>
                            <SU>86</SU>
                             
                            <E T="03">National Emission Standards for Hazardous Air Pollutants: Pulp and Paper Residual Risk and Technology Review,</E>
                             76 FR 81328, 81345 (December 27, 2011).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>87</SU>
                             
                            <E T="03">National Emission Standards for Hazardous Air Pollutants: Pulp and Paper Residual Risk and Technology Review,</E>
                             77 FR 55698, 55701 (September 11, 2012).
                        </P>
                    </FTNT>
                    <P>
                        Additionally, commenters stated that the cost analysis for the 2024 Final Rule underestimates overall compliance costs, as the EPA failed to identify all sources that would need to make air pollution control device upgrade investments and to account for unit-level operational challenges that could increase compliance costs. For example, commenters cited declarations submitted as part of challenges to the 2024 Final Rule, which stated that compliance with the 0.010 lb/MMBtu fPM emission standard at the Colstrip facility would have cost over $350 million, with more recent estimates of over $500 million that incorporate more accurate wage rates, structural steel install rates, scaffolding costs, duct installation costs, and total delivery costs.
                        <SU>88</SU>
                        <FTREF/>
                         Commenters pointed to the 2025 Proposal and stated that industrywide cost-effectiveness was at minimum $10.5 million per ton of non-Hg HAP metals controlled, but the largest costs were found predominantly at Colstrip which results in approximately $16 million per ton of non-Hg HAP metals reductions using the EPA's “underestimated” costs.
                    </P>
                    <FTNT>
                        <P>
                            <SU>88</SU>
                             Document ID No. EPA-HQ-OAR-2018-0794-7154.
                        </P>
                    </FTNT>
                    <P>
                        Other commenters argued that the EPA was wrong in proposing that the cost effectiveness of the 0.010 lb/MMBtu fPM emission standard (as estimated in the 2024 Final Rule) is too high. Commenters stated that the examples rejecting high cost-effectiveness values that the EPA provided in the 2025 Proposal are flawed and should not be relied upon. These commenters asserted that the RTR for the Integrated Iron and Steel NESHAP also estimated a fPM cost effectiveness of $160,000 per ton, well above the $35,000 per ton of fPM estimated for the 2024 Final Rule. Further, these commenters stated that if the cost per ton of any of the non-Hg HAP metals is reasonable, then the control costs should also be regarded as reasonable. These commenters stated 
                        <PRTPAGE P="9100"/>
                        that the EPA has previously accepted Hg cost effectiveness values of up to approximately $32,000 per pound, which is the equivalent of $64 million per ton reduced. Commenters noted that the rejected cost effectiveness values from the Petroleum Refinery NESHAP RTR ($10 million per ton) and Integrated Iron and Steel NESHAP ($7 million per ton) are at the low end of the accepted Hg cost-effectiveness value, highlighting that the EPA has approved higher dollar per ton values in the past. Lastly, commenters argued that the EPA ignored the 2024 Final Rule's explanation for why the Petroleum Refinery Sector and Integrated Iron and Steel Manufacturing Facilities reviews were not comparable,
                        <SU>89</SU>
                        <FTREF/>
                         and that the Agency also ignored the 2024 Final Rule's comparison of cost-effectiveness values with the Ferroalloys Production source category, in which the EPA approved higher cost-effectiveness values for PM than those estimated in the 2024 Final Rule.
                    </P>
                    <FTNT>
                        <P>
                            <SU>89</SU>
                             In the 2024 Final Rule, the EPA noted that the 2020 Integrated Iron and Steel Manufacturing rulemaking source category only covered 11 facilities with 3 tons per year (tpy) of HAP and 120 tpy of PM reductions, compared to MATS, which affected 314 coal-fired EGUs with estimated reductions of 8.3 tpy HAP and 2,537 tpy of fPM. 
                            <E T="03">See</E>
                             89 FR 38524 (May 7, 2024).
                        </P>
                    </FTNT>
                    <P>Other commenters stated that the cost effectiveness comparison for a single facility bearing the highest costs under the 2024 Final Rule is inappropriate and arbitrary, as the cost-effectiveness ratio across an entire sector is very different than the cost-effectiveness ratio of a single facility. Commenters argued that it is expected that some facilities would face higher costs than others for a given regulation given differences in air pollution control devices. The commenters stated that it is irrational for the EPA to imply that the highest-cost facility's cost-effectiveness ratio cannot exceed a ratio rejected for a fleetwide average.</P>
                    <P>
                        <E T="03">Response:</E>
                         The EPA generally agrees with commenters that cost effectiveness (
                        <E T="03">i.e.,</E>
                         the costs per unit of emissions reduction) is a metric that the Agency consistently considers, alongside other cost metrics, in CAA section 112 rulemakings where it can consider costs. The EPA also agrees that the Agency has the discretion in how it considers statutory factors, including costs, under CAA section 112(d)(6).
                        <SU>90</SU>
                        <FTREF/>
                         The Agency disagrees, however, that there is any particular threshold that renders a potential control technology cost-effective or not.
                        <SU>91</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>90</SU>
                             
                            <E T="03">See, e.g., Ass'n of Battery Recyclers,</E>
                             716 F.3d at 673-74 (allowing that the EPA may consider costs in conducting technology reviews under CAA section 112(d)(6)); 
                            <E T="03">Nat'l Ass'n for Surface Finishing,</E>
                             795 F.3d at 11.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>91</SU>
                             
                            <E T="03">See, e.g., National Emissions Standards for Hazardous Air Pollutants: Ferroalloys Production,</E>
                             80 FR 37366, 37381 (June 30, 2015) (“[I]t is important to note that there is no bright line for determining acceptable cost effectiveness for HAP metals. Each rulemaking is different, and various factors must be considered.”).
                        </P>
                    </FTNT>
                    <P>The EPA disagrees with the commenters who sought to distinguish prior rules in which the EPA declined to revise standards for non-Hg HAP metals due to the high cost-effectiveness values of those standards. As noted above, the cost-effectiveness of the 2024 Final Rule's revised standards for non-Hg HAP metals is substantially less favorable than in any other rule the EPA has promulgated under CAA section 112(d)(6). In several rules under CAA section 112(d)(6), the EPA declined to revise standards for non-Hg metal HAPs on grounds that the cost-effectiveness values were in the millions of dollars per ton reduced, which are roughly comparable to the cost-effectiveness values in the 2024 Final Rule. As commenters point out, in some of those cases, the EPA also noted industry-specific reasons for declining to adopt the revised standards, but the key reason in those rules, as here, was the high cost-effectiveness values. In addition, the commenters point to multiple cost-effectiveness values that the EPA has accepted in past actions for Hg control that are significantly higher than the values that the agency is rejecting for control of non-Hg HAP metals, but the EPA considers those values inappropriate for determining cost effectiveness of non-Hg HAP metals.</P>
                    <P>The EPA disagrees with commenters who argued that the 2025 Proposal focused on costs to a single facility. Although the EPA pointed out at proposal that the units at the Colstrip facility accounted for almost half of the 2024 Final Action's total compliance costs, that was not the basis for the proposed repeal and it is not the rationale for this final action repealing the more stringent fPM standard. Rather, the rationale is the high cost-effectiveness values, especially when coupled with the limited risk, including from the Colstrip facility.</P>
                    <P>
                        <E T="03">Comment:</E>
                         Some commenters argued that the EPA failed to adequately explain why it is “necessary” under CAA section 112(d)(6) to revert to the 2012 MATS Rule standards when the CAA requires that the Agency “take into account developments in practices, processes, and control technologies” that have occurred since the EPA promulgated the original 2012 MATS Rule.
                        <SU>92</SU>
                        <FTREF/>
                         Commenters further asserted that the EPA must explain why the 2012 emissions standards are the maximum achievable emissions standards given major developments in control technology since 2012, including reduced costs and improvements of existing control technologies, better practices for monitoring the operation of ESPs, and more durable filter bag materials for FF, which commenters asserted the EPA did not dispute in the proposed rule. Commenters stated the EPA chose to disregard these developments and that the Agency's own analysis in the 2024 Final Rule showed that at least 93 percent of the industry is already attaining a 0.010 lb/MMBtu fPM emission standard.
                    </P>
                    <FTNT>
                        <P>
                            <SU>92</SU>
                             
                            <E T="03">See</E>
                             CAA section 112(d)(6), 42 U.S.C. 7412(d)(6) (requiring the Administrator to “review, and revise as necessary (taking into account developments in practices, processes, and control technologies), emission standards promulgated under [section 112] no less often than every 8 years”).
                        </P>
                    </FTNT>
                    <P>
                        <E T="03">Response:</E>
                         The EPA notes that it has authority to reconsider past decisions and to revise, replace, or repeal a decision to the extent permitted by law and supported by a reasoned explanation.
                        <SU>93</SU>
                        <FTREF/>
                         In this case, as in the 2024 Final Rule, the EPA did not conduct a new mandatory technology review but, instead, reviewed a prior technology review. The next technology review for this source category is due within 8 years of the prior review, which was finalized in 2020. The EPA further disagrees with these commenters to the extent they suggest that CAA section 112(d)(6) requires the Agency to select the maximum degree of emissions reductions in setting standards. The technology review under CAA section 112(d)(6) does not allow the Agency to recalculate the MACT floor for any currently regulated HAPs. Rather, CAA section 112(d)(2) provides that the EPA must require the maximum degree of reduction in emissions of HAP that the Administrator determines to be achievable, taking into consideration cost, non-air quality health and environmental impacts, and energy requirements, and CAA section 112(d)(3) prescribes specific requirements for calculating the MACT. The EPA's task under CAA section 112(d)(6) is not to recalculate a new, lower MACT, but to determine whether, taking into account developments in technology and other relevant information, it is “necessary” to revise the standards. Further, EPA regulated all HAP emitted from EGUs in 2012 so there are no gaps to fill.
                    </P>
                    <FTNT>
                        <P>
                            <SU>93</SU>
                             
                            <E T="03">See, e.g., Fox Television Stations,</E>
                             556 U.S. at 515; 
                            <E T="03">Motor Vehicle Mfrs. Ass'n,</E>
                             463 U.S. at 42.
                        </P>
                    </FTNT>
                    <PRTPAGE P="9101"/>
                    <P>
                        In this instance, the EPA reevaluated the 2024 Final Rule and determined that a more stringent fPM emission standard is not “necessary,” including because of cost-effectiveness estimates, in light of the Agency's 2020 Technology Review. In this action, the EPA updated its evaluation of fPM compliance data for the coal-fired fleet and associated costs of PM controls to achieve a lower standard; specifically, total annual costs are estimated to be approximately $93.7 million with a cost effectiveness of $11.1 million per ton of non-Hg HAP metals for the 0.010 lb/MMBtu fPM emission standard.
                        <SU>94</SU>
                        <FTREF/>
                         The EPA acknowledges the reduced costs and improvements of existing ESP and FF control technologies compared to estimates from the 2012 MATS Rule and acknowledges that the fleet is largely overperforming with the fPM emission standard, but that fact alone does not make the high cost-effectiveness number reasonable or necessary under section 112(d)(6), particularly in light of the low remaining risk.
                    </P>
                    <FTNT>
                        <P>
                            <SU>94</SU>
                             Updates and revisions to the 2024 Technical Memo are described in detail in the 
                            <E T="03">2025 Update to the 2024 Technology Review for the Coal- and Oil-Fired EGU Source Category</E>
                             memorandum (“2025 Technical Memo”) available in the rulemaking docket (Docket ID No. EPA-HQ-OAR-2018-0794).
                        </P>
                    </FTNT>
                    <P>
                        <E T="03">Comment:</E>
                         Several commenters generally supportive of the proposal urged the EPA to acknowledge additional considerations for rejecting the 0.010 lb/MMBtu fPM emission standard. First, commenters stated that the 2024 Final Rule's reliance on “considering cost in various ways”—such as comparing them to typical capital and total expenditures for the power sector, total power sector sales, and total PM upgrade control costs and emissions of the fleet—to explain its acceptance of high cost-effectiveness values should be rejected. Commenters questioned the use of compliance costs compared to revenues, arguing that the EPA would be hard-pressed to find that the utility sector as a whole cannot afford the cost of virtually any regulatory action, especially when such action is viewed in isolation. Commenters argued that the framing of considering costs in various ways in the 2024 Final Rule departed from the EPA's longstanding precedent regarding cost consideration in an RTR.
                    </P>
                    <P>Second, a commenter requested that the EPA also reject the 0.010 lb/MMBtu fPM emission standard because of a flawed technical analysis based on truncated and unrepresentative data. Commenters noted that, for many units, the EPA relied on only two quarters of data and failed to explain the reasoning behind the EPA's decision to not incorporate all compliance data. Commenters also said that the cost analysis should account for other indirect impacts on grid reliability, such as security risks associated with temporarily reduced electric generation capacity and lost revenues during the downtime required to engineer and retrofit additional control technologies required to comply with the 2024 Final Rule.</P>
                    <P>Alternatively, other commenters said that the EPA reasonably explained costs in the 2024 Final Rule and that the EPA's proposal to repeal the fPM emission standard based on high costs is arbitrary and capricious. These commenters argued that the EPA's view about what is cost-effective is subjective and has nothing to do with what can be achieved—considering costs or otherwise. Commenters stated that the EPA did not cite any example of cost being the sole factor supporting a decision to revise or not to revise standards, as it did in the proposed rule here.</P>
                    <P>
                        <E T="03">Response:</E>
                         The EPA disagrees in part with commenters stating that the Agency does not consider costs in various ways in CAA section 112 rulemakings. As stated earlier in this preamble, the EPA routinely considers cost effectiveness metrics together with additional factors, such as other relevant cost metrics (
                        <E T="03">e.g.,</E>
                         total costs, annual costs, and costs compared to revenues), and impacts to the regulated industry, to determine whether, taking into account developments in practices, processes, and control technologies, it is “necessary” to revise emissions standards pursuant to CAA section 112(d)(6). For example, in the 2015 Ferroalloys rulemaking, the EPA rejected a potential control option due to concerns about technical feasibility and the significant economic impacts the option would create for the industry, including potential facility closures that would impact significant portions of industry production.
                        <SU>95</SU>
                        <FTREF/>
                         The EPA agrees with these commenters, however, that the Agency's statements about the power sector in the 2024 Final Rule are not appropriate reasons to accept higher cost-effectiveness values relative to other source categories. As explained in section III.A.1 of this preamble, cost-effectiveness metrics are an important means of evaluating whether developments in technology make a revision “necessary” because they present the emission-reduction benefit relative to the cost of such emission reduction. Characteristics of the power sector such as number of units and quantity of emissions do not mean that metric is not reasonable, because the metric is already keyed to ton of HAP emissions reduced.
                    </P>
                    <FTNT>
                        <P>
                            <SU>95</SU>
                             79 FR 60238, 60273 (October 6, 2014) (supplemental proposed rule).
                        </P>
                    </FTNT>
                    <P>
                        With respect to commenters' argument that the EPA's view about what is cost effective is subjective and therefore an improper basis for repealing the revised standards in the 2024 Final Rule, the EPA disagrees. Congress vested the EPA with authority to make judgments about when a revision is “necessary” under CAA section 112(d)(6), and cost-effectiveness metrics are an important input to the exercise of that reasoned judgment. To the extent that the EPA's view now differs from the view adopted in the 2024 Final Rule, the law is clear that the Agency has authority to reconsider, repeal, or revise past decisions to the extent permitted by law so long as the EPA provides a reasoned explanation.
                        <SU>96</SU>
                        <FTREF/>
                         Indeed, the position taken in the 2024 Final Rule was itself a departure from the conclusions reached in the 2020 Final Rule, as the Agency acknowledged at the time and asserted was permissible under the same legal doctrine supporting this reconsideration.
                        <SU>97</SU>
                        <FTREF/>
                         As noted in the 2024 Final Rule, the cost effectiveness ratio of the revised fPM standard for non-Hg metal HAPs was significantly higher than the cost-effectiveness ratios for those HAPs the EPA has rejected in the past in technology reviews conducted under CAA section 112(d)(6) for other industries.
                        <SU>98</SU>
                        <FTREF/>
                         The cost effectiveness ratio of the revised fPM standard was also higher than cost-effectiveness ratios that the EPA accepted for fPM emissions in other industries in other CAA section 112(d)(6) reviews. The EPA now finds that the costs for the power sector to achieve the revised standard are too high, and, separately, certainly too high in light of the low remaining risks, such that the revised standard is not necessary under CAA section 112(d)(6).
                    </P>
                    <FTNT>
                        <P>
                            <SU>96</SU>
                             
                            <E T="03">See, e.g., Motor Vehicle Mfrs. Ass'n,</E>
                             463 U.S. at 42 (“[R]egulatory agencies do not establish rules of conduct to last forever [and] an agency must be given latitude to adapt their rules and policies to . . . changing circumstances.”).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>97</SU>
                             89 FR 38513 (May 7, 2024).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>98</SU>
                             
                            <E T="03">Id.</E>
                             at 38533-34.
                        </P>
                    </FTNT>
                    <HD SOURCE="HD2">B. Required Compliance Demonstration for the Filterable PM Standard</HD>
                    <HD SOURCE="HD3">1. What is the EPA finalizing for the compliance demonstration requirements for the filterable PM standard?</HD>
                    <P>
                        The EPA proposed to repeal the requirement that sources must use PM CEMS exclusively for demonstrating 
                        <PRTPAGE P="9102"/>
                        compliance with the fPM emission standard, as well as the adjusted QA criteria,
                        <SU>99</SU>
                        <FTREF/>
                         and to return to the previous regulatory language from the 2012 MATS Rule and 2020 Final Rule that allowed owners and operators to demonstrate compliance using either quarterly stack testing, PM CPMS, or PM CEMS. The EPA solicited comment on the rationale that the higher costs for EGUs not currently utilizing PM CEMS, the availability of other air pollution control performance indicators that can inform operators of malfunctions, and the adequacy of current compliance options support repealing the requirement that all coal- and oil-fired EGUs must use PM CEMS (Question #3). The EPA also proposed and solicited comment on reinstating the low emitting EGU (LEE) program for fPM and non-Hg HAP metals, which reduces the required stack testing frequency for sources that demonstrated that their emissions are less than 50 percent of the corresponding emissions limit for 3 consecutive years (Question #4). Lastly, the EPA proposed retaining the updated fPM measurement requirements of allowing either an increased minimum volume per run or the collection of a minimum mass per run.
                        <SU>100</SU>
                        <FTREF/>
                         The EPA solicited comment on these measurement requirements for fPM compliance demonstration, as the Agency believed retaining the additional option of sample mass would reduce measurement uncertainty and may reduce test durations and, therefore, reduce fPM testing costs (Question #5).
                    </P>
                    <FTNT>
                        <P>
                            <SU>99</SU>
                             Emission standards are used to determine the acceptable tolerance interval when correlating PM CEMS. In the 2024 Final Rule, the EPA instructed the use of 0.015 lb/MMBtu, instead of the finalized more stringent limit of 0.010 lb/MMBtu, when developing PM CEMS correlations to ease difficulties correlating PM CEMS. 
                            <E T="03">See</E>
                             89 FR 38535 (May 7, 2024).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>100</SU>
                             For coal- and solid oil-fired EGUs, the 2024 Final Rule required a minimum catch for fPM of 6.0 mg or a minimum sample volume of 4 dry standard cubic meters (dscm) per run. Requirements for IGCCs included a minimum catch for fPM of 3 mg or a minimum sample volume of 2 dscm. There were no changes to the minimum catch and sample volume requirements for oil-fired EGUs.
                        </P>
                    </FTNT>
                    <P>Commenters provided both supportive and opposing arguments regarding the EPA's proposed compliance demonstration requirements for fPM. With several minor, technical exceptions, comments received on the proposed repeal of the PM CEMS compliance demonstration requirement for fPM did not result in a change to the position the Agency set out in the proposed rule. Therefore, the EPA is repealing the requirement to use PM CEMS for compliance demonstration with the fPM emission standard and restoring flexibility to owners and operators to choose between the fPM compliance demonstration options as proposed. The EPA is also reinstating the LEE program for fPM and non-Hg HAP metals as proposed. The EPA received comments that supported retaining the flexibility of a minimum volume per run or minimum mass per run sampling requirements but argued that the updated minimum volume per run sampling requirement would result in longer test runs and impose significant burdens on operators. Based on these comments, along with an additional review of the accuracy of PM CEMS at low levels, the EPA is finalizing as proposed but with minor technical revisions to the sampling requirements based on the purpose of the fPM testing. If PM CEMS are used for the compliance demonstration, owners and operators are required to follow the updated sampling requirements for minimum volume per run or minimum mass per run, as proposed in the 2025 Proposal. For all other compliance demonstration options, owners and operators are required to collect a lower minimum sample volume as originally required in the 2012 MATS Rule.</P>
                    <HD SOURCE="HD3">2. What is the rationale for the EPA's final approach and decisions on the compliance demonstration requirements for the filterable PM standard?</HD>
                    <P>
                        Upon further review, the EPA concludes that mandating the use of PM CEMS and removing previously available compliance alternatives was not “necessary” pursuant to CAA section 112(d)(6). As discussed in section III.A of this preamble, the EPA is finalizing the proposed repeal of the more stringent fPM emission standard from the 2024 Final Rule and returning to the fPM emission standard set in the 2012 MATS Rule and reaffirmed in the 2020 Final Rule. Therefore, the EPA's conclusion in the 2024 Final Rule that the costs for PM CEMS are commensurate with the costs for stack testing 
                        <SU>101</SU>
                        <FTREF/>
                         no longer applies, because longer duration runs that increase stack testing costs are no longer necessary to demonstrate compliance with a lower fPM. Many sources also use the stack testing compliance option to efficiently merge their PM and HCl testing programs into a single testing mobilization to test for those pollutants in conjunction, possibly yielding further cost savings. Further, the Agency finds that although the 2024 Final Rule invoked CAA section 114(a)(1)(C) as offering additional authority for the PM CEMS requirement,
                        <SU>102</SU>
                        <FTREF/>
                         the provision is equally applicable to the alternative compliance demonstration options restored in this final rule.
                        <SU>103</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>101</SU>
                             89 FR 38535-37 (May 7, 2024).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>102</SU>
                             
                            <E T="03">Id.</E>
                             at 38535.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>103</SU>
                             
                            <E T="03">See</E>
                             CAA section 114(a)(1), (a)(1)(C)-(D), 42 U.S.C. 7414(a)(1), (a)(1)(C)-(D) (authorizing the EPA to require source owners or operators to “install, use and maintain such monitoring equipment, and use such audit procedures, or methods” and “sample such emissions” as required by the Administrator).
                        </P>
                    </FTNT>
                    <P>
                        The 2024 Final Rule requirement to use PM CEMS to demonstrate compliance meant that up to two-thirds of EGU owners and operators would face higher compliance costs than when allowed to use quarterly stack testing or PM CPMS. As shown in more detail in the RIA for this final rule, the EPA estimates a cost savings of $2.9 million per year related to the repeal of the PM CEMS requirement, after the two-year exemption period (2030 to 2037); the estimated cost savings during the two-year exemption period (2028 to 2029) is $1.2 million per year. While the EPA concluded in the 2024 Final Rule that the use of PM CEMS would allow for more efficient pollutant abatement and increased transparency of EGU emissions,
                        <SU>104</SU>
                        <FTREF/>
                         the Agency no longer believes that those advantages outweigh the increased cost of PM CEMS compared to the two other compliance options (
                        <E T="03">i.e.,</E>
                         PM CPMS and quarterly stack testing) that were determined to be appropriate for demonstrating compliance with the fPM emission standard in the 2012 MATS Rule.
                    </P>
                    <FTNT>
                        <P>
                            <SU>104</SU>
                             89 FR 38535 (May 7, 2024).
                        </P>
                    </FTNT>
                    <P>
                        The EPA noted in the 2024 Final Rule that CEMS enable power plant operators to quickly identify and correct problems with air pollution control devices.
                        <SU>105</SU>
                        <FTREF/>
                         However, there are other ways that owners and operators can become aware of air pollution control malfunctions without employing PM CEMS. For example, operators at EGUs with an ESP can instantaneously track and record opacity, secondary corona power, secondary voltage (
                        <E T="03">i.e.,</E>
                         the voltage across the electrodes), secondary current (
                        <E T="03">i.e.,</E>
                         the current to the electrodes), spark rate, and alarm and fault indicators to ensure proper functionality of the ESP in real time. For EGUs with technology such as FFs, bag leak detection systems (BLDS) and parameters like pressure differential (
                        <E T="03">i.e.,</E>
                         pressure drop), inlet temperature, temperature differential, exhaust gas flow rate, cleaning mechanism and cycle operation, and fan current and speed can serve as reliable indicators of process operations. These indicators also provide valuable data for analyzing trends and making informed 
                        <PRTPAGE P="9103"/>
                        decisions about operational improvements and investments. As noted earlier in this preamble and in the 2024 Final Rule, a large majority of sources are already reporting measured compliance data showing fPM emissions that are below the previous fPM standard of 0.030 lb/MMBtu (via either PM CEMS or the stack testing compliance option), which further illustrates that the various options for demonstrating compliance with the fPM standards have been appropriate and effective.
                        <SU>106</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>105</SU>
                             
                            <E T="03">Id.</E>
                             at 38536.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>106</SU>
                             Additionally, all fPM compliance data can be accessed by the public via the EPA's Web Factor Information Retrieval System (WebFIRE) at 
                            <E T="03">https://cfpub.epa.gov/webfire,</E>
                             which maintains the availability and transparency of fPM emissions.
                        </P>
                    </FTNT>
                    <P>
                        Therefore, the EPA is repealing the requirement to use PM CEMS for demonstrating compliance with the fPM emission standard, as well as the adjusted QA criteria,
                        <SU>107</SU>
                        <FTREF/>
                         and returning to the previous requirement that allowed owners and operators to demonstrate compliance using quarterly stack testing, PM CPMS, or PM CEMS. This provides greater flexibility to owners and operators and reduces the compliance burden, while still assuring compliance with the fPM emission standard.
                    </P>
                    <FTNT>
                        <P>
                            <SU>107</SU>
                             New PM CEMS installations must follow Performance Specification 11 (PS-11), which requires the development of a site-specific correlation curve to relate PM CEMS readings to the PM reference method values. Emission standards are used to determine the acceptable tolerance interval when correlating PM CEMS. In the 2024 Final Rule, the EPA instructed the use of 0.015 lb/MMBtu, instead of the finalized more stringent limit of 0.010 lb/MMBtu, when developing PM CEMS correlations to ease difficulties correlating PM CEMS. 
                            <E T="03">See</E>
                             89 FR 38535 (May 7, 2024).
                        </P>
                    </FTNT>
                    <P>
                        The EPA is also reinstating the LEE program for fPM and non-Hg HAP metals, which reduces the stack testing frequency for sources that have demonstrated that their emissions are less than 50 percent of the applicable emission limit for 3 consecutive years. Sources that had previously demonstrated that they qualify for LEE status would not have to re-demonstrate that qualification. In the 2024 Final Rule, the EPA found that the optional LEE program was “superfluous” due to the PM CEMS requirement and the revised fPM emission standard.
                        <SU>108</SU>
                        <FTREF/>
                         However, as the EPA is repealing those requirements, reinstating the LEE program for fPM and non-Hg HAP metals will further reduce the costs associated with stack testing for sources that opt in, while still assuring compliance with the emission standard.
                        <SU>109</SU>
                        <FTREF/>
                         As mentioned earlier in this section, since LEE testing is only required once every 3 years once a source has attained LEE status, the ongoing LEE testing program is approximately 8 to 10 percent of the cost of a quarterly stack testing program.
                    </P>
                    <FTNT>
                        <P>
                            <SU>108</SU>
                             89 FR 38510 (May 7, 2024).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>109</SU>
                             The LEE provisions are designed to ensure emissions are minimized. For example, EGUs equipped with a main stack and a bypass stack or bypass duct configuration that allows the effluent to bypass any pollutant control device are not allowed to pursue the LEE option under 40 CFR 63.10000(c). Furthermore, under 40 CFR 63.10000(c)(1)(i)(D), EGUs claiming LEE status may bypass a control device during emergency periods for no more than 2 percent of the EGU's annual operating hours.
                        </P>
                    </FTNT>
                    <P>
                        Finally, the EPA is also updating the fPM measurement requirements that allow either an increased minimum volume per run or the collection of a minimum mass per run. As stated in section III.A of this preamble, a large majority of sources have reported measured compliance data showing fPM emissions below the 0.030 lb/MMBtu fPM standard. It is important that a sufficient quantity (
                        <E T="03">i.e.,</E>
                         mg of mass) of fPM be collected during these fPM test runs to allow for the accurate measurement of PM emissions, especially when the testing is being conducted to correlate or certify a PM CEMS. For these reasons, we have modified the fPM testing requirement to collect either a minimum catch of 6.0 mg or a minimum sample volume of 4 dscm per run if using a PM CEMS for compliance, whereas all other compliance demonstration options will be required to collect a minimum sample volume of 1 dscm per PM test run.
                    </P>
                    <HD SOURCE="HD3">3. What key comments did the EPA receive on the compliance demonstration requirements for the filterable PM standard and what are our responses?</HD>
                    <P>
                        <E T="03">Comment:</E>
                         Some commenters agreed that there are other air pollution control indicators such as opacity, ESP power, and baghouse differential pressure that are used to provide timely information on potential equipment performance issues or malfunctions. Additionally, commenters said that the PM CEMS requirement falsely assumed the data would provide a better indicator of control equipment performance, which may not always be the case since PM CEMS measurements can be influenced by a variety of factors. Commenters stated that sources are required to comply with limits at all times, including between performance tests, and that under 40 CFR 63.10000(b), EGUs “must operate and maintain any affected source, including associated air pollution control equipment and monitoring equipment, in a manner consistent with safety and good air pollution control practices for minimizing emissions.”
                    </P>
                    <P>Commenters also stated that owners and operators have multiple tools beyond CEMS to identify malfunctions in air pollution control equipment. These commenters agreed with the EPA's explanation in the proposed rule that facilities equipped with ESPs can monitor parameters such as opacity levels which can indicate higher than normal levels of particulates in the exhaust gas; secondary corona power, secondary voltage, and secondary current (indicating the collection of particulates on the plates and wires) to verify proper operation; power levels to the rappers and vibrators (used to clean the plates and wires); and the continued operation of the ash removal system to prevent system backup. For units with FFs, commenters stated that operators can rely on, as indicators of control performance, BLDS; pressure differential (indicates a bag leak or excessive buildup of the ash layer on the filters); temperature differential (for optimal bag/filter conditions); exhaust gas flow rate to detect unfiltered gas escaping the system; power levels and operations of the bag vibrators or reverse-air systems to ensure proper bag cleaning activity; fan current which can indicate plugged bags; and opacity monitors. According to commenters, these monitoring practices, which are already in use across the industry, provide meaningful and timely insight into equipment condition and emissions performance without necessitating continuous emissions data. Additionally, other commenters stated that there are sufficient compliance indicators in place to ensure that PM (and HCl) emissions remain low between stack tests, such as operation of scrubber technology.</P>
                    <P>
                        Alternatively, other commenters argued the EPA did not provide evidence that other parameters can be a substitute for complying with the fPM limit or be used in ways to quickly identify problems with pollution controls. Commenters also stated that the EPA did not demonstrate that these alternative parameters will provide the same or similar benefits as PM CEMS. Commenters disagreed that other performance indicators are as reliable as PM CEMS to identify malfunctions with the same sensitivity and that there is no requirement to continuously monitor and maintain a record of each of these parameters. Further, commenters argued that while monitoring of operational parameters of control technologies may 
                        <PRTPAGE P="9104"/>
                        reveal anomalous conditions broadly, it does not quantify the mass or concentration of increased fPM emissions.
                    </P>
                    <P>
                        <E T="03">Response:</E>
                         The EPA agrees that there are reliable performance indicators that are continuously monitored and recorded, which are used to provide timely information on potential equipment performance and control device issues or malfunctions. As discussed in section III.B of this preamble, the EPA noted in the 2024 Final Rule that PM CEMS enable power plant operators to quickly identify and correct problems with air pollution control devices.
                        <SU>110</SU>
                        <FTREF/>
                         However, there are other ways that owners and operators become aware of air pollution control malfunctions without employing PM CEMS. For example, for proper process operations purposes of the unit, operators of EGUs with an ESP can instantaneously track and record opacity, secondary corona power, secondary voltage (
                        <E T="03">i.e.,</E>
                         the voltage across the electrodes), secondary current (
                        <E T="03">i.e.,</E>
                         the current to the electrodes), spark rate, and alarm and fault indicators to ensure proper functionality of the ESP in real time. Similarly, for EGUs with technology such as FFs, BLDS and parameters like pressure differential (
                        <E T="03">i.e.,</E>
                         pressure drop), inlet temperature, temperature differential, exhaust gas flow rate, cleaning mechanism and cycle operation, and fan current and speed can serve as reliable indicators of process operations. These indicators, which are routinely monitored and recorded regardless of any regulatory requirement, also provide valuable data for analyzing trends and making informed decisions about operational improvements and investments. Moreover, these indicators help ensure that EGUs are operated and maintained, including associated air pollution control equipment and monitoring equipment, in a manner consistent with safety and good air pollution control practices for minimizing emissions. As noted earlier in this preamble and in the 2024 Final Rule, a large majority of sources are already reporting measured compliance data showing fPM emissions well below the previous fPM standard of 0.030 lb/MMBtu (either via PM CEMS or the stack testing compliance option), which further illustrates that the various options for demonstrating compliance with the fPM standards have been appropriate and effective.
                    </P>
                    <FTNT>
                        <P>
                            <SU>110</SU>
                             89 FR 38536 (May 7, 2024).
                        </P>
                    </FTNT>
                    <P>
                        <E T="03">Comment:</E>
                         Commenters agreed with the EPA that the costs of installing PM CEMS are significant and the 2024 Final Rule failed to articulate why such costs were justified as compared to the other compliance methods permitted since 2012. Commenters argued that the EPA did not consider the fact that certain CEMS technologies, based on their designs and models, might not have replacement parts readily available from the original equipment manufacturers; therefore, when a critical component of the CEMS breaks or needs replacement, repairs could require costly expenditures or even a total replacement of the CEMS. Commenters also provided examples of how stack testing or CPMS costs could be much less than the cost of PM CEMS. For instance, commenters said that some sources conduct quarterly testing for HCl along with fPM to reduce stack testing costs further by merging the HCl testing and fPM testing into the same testing program mobilization, which would be noticeably cheaper than testing for HCl and fPM separately. Commenters also noted that testing costs for EGUs that previously qualified for PM LEE status were much less than the cost of PM CEMS, by some estimates as much as 20 to 30 times lower. Lastly, commenters explained that CPMS provide lower testing costs, simpler procedures for establishing operating limits, and fewer operational burdens compared to PM CEMS.
                    </P>
                    <P>Other commenters disagreed that the higher costs of PM CEMS justify repealing the PM-CEMS-only compliance demonstration requirement from the 2024 Final Rule. Further, commenters said that the benefits of reduced pollution through the use of PM CEMS would exceed the minor incremental cost between PM CEMS and stack testing.</P>
                    <P>
                        <E T="03">Response:</E>
                         As discussed in section III.A of this preamble, the EPA is finalizing the repeal of the more stringent fPM emission standard. The more stringent fPM standard required longer duration runs, which would increase the relative costs of stack testing. Therefore, the EPA's conclusion in the 2024 Final Rule that the costs for PM CEMS are commensurate with the costs for stack testing no longer applies because stack testing costs are not increasing due to longer duration runs.
                    </P>
                    <P>
                        However, the EPA disagrees that sources that elect to conduct quarterly testing for HCl tests combined with fPM would greatly reduce stack testing costs. On the contrary, adding HCl testing to an fPM testing program (or adding fPM testing to an HCl testing program) would result in an increased cost for testing, as opposed to lowering the cost. While some cost savings would be realized by efficiently “merging” a fPM and HCl testing programs into a single testing mobilization to test for those pollutants in conjunction, this approach would not result in a lower cost than what would be realized if testing for PM only.
                        <SU>111</SU>
                        <FTREF/>
                         Nevertheless, the EPA understands that testing for fPM and HCl would not double the cost of an “fPM only” test program, since the fPM and HCl testing would occur concurrently without needing separate testing mobilizations, equipment setups, and equipment tear downs.
                    </P>
                    <FTNT>
                        <P>
                            <SU>111</SU>
                             Commenters claim that quarterly stack testing for fPM costs $57,100/year, while merging the fPM testing with the HCl testing into the same testing mobilization would lower the testing costs to $37,500/year, yielding almost $20,000/year in cost savings. The EPA disagrees that costs for merging the stack testing for fPM and HCl would be lower than testing for fPM only.
                        </P>
                    </FTNT>
                    <P>
                        The EPA agrees that testing costs for EGUs that previously qualified for PM LEE status will be much lower than the cost of PM CEMS, yielding further cost savings. Since LEE testing is only required once every 3 years once a source has attained LEE status, the EPA estimates that an ongoing LEE testing program is approximately 8 to 10 percent of the cost of a quarterly stack testing program.
                        <SU>112</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>112</SU>
                             Per 40 CFR 63.10000(c)(1)(iii), an ongoing LEE PM testing program is required at least once every 36 months (or at 1/12th the frequency (
                            <E T="03">i.e.,</E>
                             8.3 percent)) of a quarterly PM testing program to demonstrate continued LEE status.
                        </P>
                    </FTNT>
                    <P>
                        <E T="03">Comment:</E>
                         Some commenters argued that the EPA failed to adequately explain its changed view of PM CEMS in terms of superior accuracy, transparency, and pollution reduction afforded by using PM CEMS, asserting that PM CEMS are already widely used throughout the industry and that the costs are small compared to a facility's overall operating expenses. These commenters stated that the EPA did not demonstrate that the other compliance demonstration options will provide the same or similar benefits as PM CEMS. Commenters asserted that PM CEMS have the benefits of greater reliability and accuracy and that continuous monitoring allows rapid detection of pollution problems so violations can be prevented or quickly fixed. Commenters also asserted that real-time information on pollution has more operational relevance for plant managers than do stack tests because real-time CEMS data allow managers to find the reasons for problems and provide learning that can have significant long-term benefits. Specifically, commenters stated that in the 2024 Final Rule, the EPA found that requiring the use of PM CEMS would provide 35,040 15-minute values for each EGU during a 1-year period, which is 243 times more information than is 
                        <PRTPAGE P="9105"/>
                        provided by quarterly stack testing under the 2012 MATS Rule. Commenters also asserted that continuous monitoring can reveal wide variability that is obscured with stack tests that occur once a quarter, once a year, or even less frequently; and that continuous monitoring allows an automated response that can fix the problem before noncompliance occurs, or an alarm that notifies relevant personnel that a problem is occurring. Commenters also asserted that continuous monitoring is also a deterrent to negligence and fraud; when companies know that increases in pollution can be detected in real time, they are less likely to engage in risky or prohibited practices. Commenters also asserted that CEMS monitoring data allows the facility, neighbors, and regulatory entities to see if the facility is complying with the standard, as it does not rely on an outdated monitoring method and assumption that emissions will consistently remain at the level found during an unreliable stack test.
                    </P>
                    <P>Further, commenters asserted that State regulatory programs rely on PM CEMS data to effectively limit emissions. For example, the Illinois Control Board recently relied on PM CEMS data in promulgating emissions limits for industrial facilities, including coal-fired power plants, during period of “start-up, malfunction, or breakdown.” Commenters said that this analysis would have been difficult to perform if only stack testing data were available, which would not comprehensively capture emissions levels during atypical startup, malfunction, or breakdown periods.</P>
                    <P>
                        <E T="03">Response:</E>
                         The EPA recognizes that PM CEMS may have certain advantages over periodic stack testing in some situations. However, as discussed in section III.B of this preamble, pursuant to CAA section 112(d)(6), the EPA must consider cost in deciding whether it is “necessary” to revise the requirements and has broad discretion in selecting reasonable compliance demonstration methods under CAA section 112 and 114(a)(1). Stack testing under MATS has been shown to be less costly than operating and maintaining a PM CEMS on an annualized cost basis.
                        <SU>113</SU>
                        <FTREF/>
                         Moreover, sources subject to both an applicable PM and HCl standard under MATS may use the stack testing compliance option to efficiently merge their PM and HCl testing programs into a single testing mobilization to test for those pollutants concurrently, possibly yielding further cost savings. The EPA also notes that stack testing for fPM under MATS continues to be required on a quarterly basis, which is more frequent than typical stack test programs which are required at either annual or multi-year frequencies.
                        <SU>114</SU>
                        <FTREF/>
                         Finally, there is no indication in the record that EGUs are in noncompliance with the fPM standard. The record demonstrates consistent overperformance of the standard by a large percentage of the regulated community. In light of this, it is reasonable to continue to provide flexibility, and it renders the additional cost of mandating PM CEMS unnecessary.
                    </P>
                    <FTNT>
                        <P>
                            <SU>113</SU>
                             Memo from Barrett Parker, EPA to Docket ID No: EPA-HQ-OAR-2018-0794, “
                            <E T="03">Revised Estimated Non-Beta Gauge PM CEMS and Filterable PM Testing Costs</E>
                            ” (December 21, 2023).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>114</SU>
                             For example, industrial boilers subject to 40 CFR part 63, subpart DDDDD, are required to perform fPM testing on either an annual or 3-year frequency, depending on the PM emission rate during testing. For stationary reciprocating internal combustion engines subject to 40 CFR part 63, subpart ZZZZ, testing for carbon monoxide (CO) is required every 8,760 hours or 3 years, whichever comes first. For stationary combustion turbines subject to 40 CFR part 63, subpart YYYY, testing for formaldehyde is required on an annual basis. However, testing for fPM is not required for stationary combustion turbines under 40 CFR part 63, subpart YYYY, or 40 CFR part 630, subpart KKKK, and is instead at the discretion of the delegated authority.
                        </P>
                    </FTNT>
                    <P>
                        <E T="03">Comment:</E>
                         Regarding stack testing for fPM, commenters generally agreed with the EPA's proposal to retain the option of allowing either an increased minimum volume per run or the collection of a minimum mass per run, since that option would provide owners and operators greater flexibility that may reduce measurement uncertainty, lower test durations, and therefore lower the fPM stack testing costs. However, commenters requested that the proposed updated minimum volume per run of 4 dscm should instead return to the 1 dscm level of the 2012 MATS Rule. Commenters said that a 4 dscm minimum volume per run for all compliance demonstration options would require longer duration stack test runs of approximately 9 hours, posing larger costs, emissions, and operational difficulties for units.
                    </P>
                    <P>Further, commenters argued that if the EPA finalized the repeal of the more stringent fPM limit and the PM-CEMS-only compliance demonstration requirement, the increase to 4 dscm minimum volume for each fPM stack testing run would no longer be prudent for all compliance demonstration purposes. While commenters stated that higher sample volumes could be useful to reduce measurement uncertainty for sources operating near emission limits or with low-level test measurements, individual owners and operators are best able to make such decisions based on the unit-specific compliance strategies. Commenters who disagreed with the EPA's proposal to retain these updated sampling requirements argued that more mass or volume does not create a more accurate correlation with PM CEMS, as the overall shape of the correlation curve is defined by mid- and high-level test conditions that have sufficient fPM mass due to artificially detuned conditions. A few commenters asserted that a minimum mass option is not feasible, as the amount of PM mass collected on the filter during stack testing is not known until after the run is completed and the filters are dried and weighed. While historical test results should enable sources to reasonably estimate the mass that will be collected during each fPM stack test run, commenters argued that sources should not be required to repeat test runs based solely on the collection of less mass than expected.</P>
                    <P>Other commenters argued that the updates to the sampling requirements in the 2024 Final Rule are necessary to ensure reliable test results, particularly at the low levels of fPM many EGUs are measuring. However, commenters expressed concern that the updates to the sampling requirements combined with the repeal of the more stringent fPM emission limit could result in emission spikes during stack testing. Commenters argued that the lower fPM emission standard combined with the sampling requirements in the 2024 Final Rule would have required plants to maintain the low emission rates they have been demonstrating and better protect surrounding communities.</P>
                    <P>
                        <E T="03">Response:</E>
                         The EPA agrees that sampling requirements that allow either an increased minimum volume per run or the collection of a minimum mass per run would provide EGU owners and operators greater flexibility. The EPA also recognizes that a 4 dscm minimum volume per run would require longer duration stack test runs and that those longer test runs are not necessary for all fPM compliance demonstration options.
                    </P>
                    <P>
                        However, the EPA disagrees with the assertion that more mass or volume does not create a more accurate correlation with PM CEMS. While the mid- and high-level test conditions during PM CEMS correlations or verifications will most likely use the minimum catch value of 6.0 milligrams (mg) per run, it is still necessary to accurately measure values for the low-level test conditions. The EPA agrees with commenters that historical test data provides sources with a reasonable indicator and estimate of the potential mass that would be collected during each test run, therefore making it unnecessary to utilize the 
                        <PRTPAGE P="9106"/>
                        minimum volume requirement, especially at the mid- and high-level test conditions.
                    </P>
                    <P>
                        After considering comments, and because the EPA is finalizing the repeal of the PM CEMS requirement and again allowing other fPM compliance demonstration options, the EPA is also finalizing minor technical revisions to the fPM sampling requirements. Specifically, the EPA is finalizing the requirement that allows EGU owners and operators using PM CEMS for compliance to collect either a minimum catch of 6.0 mg or a minimum sample volume of 4 dscm per run, in order to provide additional testing flexibility while also ensuring that a sufficient PM CEMS correlation sample is obtained. For EGU owners and operators using any other compliance demonstration option, the EPA is finalizing the revised minimum sample volume of 1 dscm per PM test run, which is considered sufficient for a representative gravimetric assessment of a source's PM compliance status.
                        <SU>115</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>115</SU>
                             More specifically, the 4 dscm sample volume (or 6.0 mg sample catch) requirement would apply to any test associated with PM CEMS testing (
                            <E T="03">e.g.,</E>
                             Performance Specification 11 (PS-11) correlation curves, relative response audits (RRAs), and response correlation audits (RCAs)), whereas the 1 dscm sample volume requirement would apply to quarterly PM compliance testing. PM LEE testing programs would also be based upon the 1 dscm sample volume requirement, yet the required minimum sample volume for LEE testing will continue to be increased nominally by a factor of 2 (
                            <E T="03">i.e.,</E>
                             at least 2 dscm), per 40 CFR part 63, subpart UUUUU, table 2.
                        </P>
                    </FTNT>
                    <HD SOURCE="HD2">C. Hg Emission Standard for Lignite-Fired EGUs</HD>
                    <HD SOURCE="HD3">1. What are we finalizing as the Hg emission standard for lignite-fired EGUs?</HD>
                    <P>In the proposed rule, the EPA proposed to repeal the Hg standard for lignite-fired EGUs in the 2024 Final Rule and to return to the 4.0 lb/TBtu emission standard promulgated in the 2012 MATS Rule and retained in the 2020 Final Rule. The EPA solicited comment on whether there is sufficient data demonstrating that the standard can be met by lignite-fired EGUs with a range of boiler types and variable fuel composition (Question #6). The EPA also solicited comment on other achievable and cost-effective Hg standards for lignite-fired EGUs that are based on developments in practices, processes, and control technologies that the EPA should consider as an alternative to a standalone repeal of the 1.2 lb/TBtu standard (Question #7).</P>
                    <P>Upon further consideration and after reviewing comments received, the EPA is repealing the 1.2 lb/TBtu Hg limit for lignite-fired EGUs that was promulgated in the 2024 Final Rule and reverting to the 4.0 lb/TBtu Hg limit that was set in the 2012 MATS Rule and retained in the 2020 Final Rule.</P>
                    <HD SOURCE="HD3">2. What is the rationale for our final approach and decisions on the Hg emission standard for lignite-fired EGUs?</HD>
                    <P>
                        In the 2012 MATS Rule, the EPA promulgated a beyond-the-floor standard for Hg for the subcategory of existing coal-fired units designed for “low rank” virgin coal (
                        <E T="03">i.e.,</E>
                         lignite) based on the use of ACI for Hg control.
                        <SU>116</SU>
                        <FTREF/>
                         The EPA established a Hg emission standard of 4.0 lb/TBtu for lignite-fired utility boilers and 1.2 lb/TBtu for utility boilers firing all other types of coal (
                        <E T="03">e.g.,</E>
                         anthracitic coal, bituminous coal, subbituminous coal, and coal refuse).
                    </P>
                    <FTNT>
                        <P>
                            <SU>116</SU>
                             77 FR 9304 (February 16, 2012).
                        </P>
                    </FTNT>
                    <P>
                        The 2024 Final Rule lowered the Hg standard for lignite-fired EGUs from 4.0 lb/TBtu to 1.2 lb/TBtu based on the EPA's determination that commercially available control technologies and improved methods of operation would allow lignite-fired EGUs to meet a more stringent emission standard. The more stringent Hg emission standard brought the requirement for lignite-fired EGUs in line with the emission limitation requirements of EGUs firing all other types of coal. In the 2024 Final Rule, the EPA reviewed coal composition information and concluded that the Hg content, the halogen content, and the alkalinity were similar between various lignite and subbituminous coals. In 2021, EGUs firing subbituminous coal emitted Hg at an average annual rate of 0.6 lb Hg/TBtu with measured values as low as 0.1 lb/TBtu, which the Agency found demonstrated that EGUs burning subbituminous coal have utilized control options to meet the 1.2 lb/TBtu emission standard despite the challenges presented by the low halogen content in the coal (which results in difficult-to-control elemental Hg vapor in the flue gas stream).
                        <SU>117</SU>
                        <FTREF/>
                         The Agency asserted that its cost-effectiveness estimates for a model 800 MW lignite-fired EGU using a range of sorbent injection rates to meet the revised Hg emission standard were lower or consistent with cost-effectiveness values for Hg controls that the EPA has found to be acceptable in previous rulemakings.
                    </P>
                    <FTNT>
                        <P>
                            <SU>117</SU>
                             88 FR 24880 (April 23, 2023).
                        </P>
                    </FTNT>
                    <P>After reviewing the revised emission standard that was promulgated in the 2024 Final Rule, the EPA is repealing the revised Hg emission limit for lignite-fired EGUs because the revised standard was based on insufficient data to demonstrate that lignite units can meet the lower limit over the range of boiler types and variable compositions of fuels used at lignite-fired EGUs. Commenters provided both supportive and opposing arguments for issues regarding the Hg limit for lignite-fired EGUs. Comments received on the proposed repeal of the Hg limit for lignite-fired EGUs did not persuade the Agency to change its position from that set out in the proposed rule.</P>
                    <P>
                        While the EPA found that all 22 existing lignite-fired EGUs at 12 facilities would need to control their Hg emissions to 95 percent or less to meet an emission standard of 1.2 lb/TBtu in the 2024 Final Rule,
                        <SU>118</SU>
                        <FTREF/>
                         the Agency did not demonstrate that this high level of Hg removal is generally achievable for all lignite-fired units in the source category while taking into account the wide-ranging and highly variable Hg content of the various lignite fuels. In fact, Hg emission rates reported in the 2024 Final Rule from units at 11 of the 12 lignite facilities were well above the final 1.2 lb/TBtu emission standard.
                        <SU>119</SU>
                        <FTREF/>
                         The EPA instead primarily relied on the emission reduction performance of only two units (at the Twin Oaks facility in Texas) that achieved the revised emission standard.
                        <SU>120</SU>
                        <FTREF/>
                         Between August 1 and September 19, 2023, a series of Hg emissions performance tests were conducted on Twin Oaks units 1 and 2. The average Hg emissions rates for the 30-boiler operating day performance tests were 1.1 lb/TBtu for unit 1 and 0.9 lb/TBtu for unit 2.
                        <SU>121</SU>
                        <FTREF/>
                         Further, in performance testing for the previous year (2022), the average Hg emissions rates for the 30-boiler operating day performance test were 0.9 lb/TBtu for unit 1 and 0.6 lb/TBtu for unit 2. However, these tests were conducted over a limited operating period and are not sufficient to establish that meeting a 1.2 lb/TBtu standard continuously is possible for all lignite-fired EGUs.
                    </P>
                    <FTNT>
                        <P>
                            <SU>118</SU>
                             Since the 2024 Final Rule, the Martin Lake and Limestone facilities have undergone permit changes that no longer allow the burning of lignite coal.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>119</SU>
                             89 FR 38546 (May 7, 2024).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>120</SU>
                             
                            <E T="03">Id.</E>
                             at 38539.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>121</SU>
                             
                            <E T="03">Id.</E>
                             at 38540.
                        </P>
                    </FTNT>
                    <P>
                        Furthermore, the Twin Oaks facility, constructed in the early 1990s, is one of the newest lignite units and uses a circulating fluidized bed (CFB) combustor, which affects Hg emissions. Conventional boilers use coal that is pulverized to a very fine particle size (
                        <E T="03">i.e.,</E>
                         powdered) to maximize combustion efficiency and to minimize unburned carbon. In contrast, the design 
                        <PRTPAGE P="9107"/>
                        of CFB combustors permits the burning of larger-sized coal particles. Fluidized bed units typically operate at lower temperatures compared to conventional boilers and have longer fuel residence times. As a result, CFB combustors typically have higher levels of unburned carbon present in the fly ash. The unburned carbon particles can behave much like injected activated carbon sorbent and, coupled with the lower operating temperature and longer residence time, can promote more efficient Hg removal as compared to that observed from units using non-CFB boilers with conventional pulverized coal combustors.
                    </P>
                    <P>
                        Other lignite-fired EGUs that utilize a CFB combustor also had generally lower Hg emission rates. For instance, the 2022 measured Hg rates reported in the 2024 Final Rule for the Red Hills facility in Mississippi, which also employs CFB combustors, was 1.7 lb/TBtu, compared to a range of 2.5 to 3.0 lb/TBtu for other lignite-fired EGUs in the southern U.S.
                        <SU>122</SU>
                        <FTREF/>
                         Additionally, the lowest 2022 Hg emissions from lignite-fired facilities in North Dakota were found at Spiritwood Station, which also utilizes a CFB combustor. In revising the Hg emission standard for lignite-fired EGUs in the 2024 Final Rule, the EPA failed to evaluate the achievability of the revised Hg emission standard by affected sources that are not using the better performing CFB combustor technology.
                    </P>
                    <FTNT>
                        <P>
                            <SU>122</SU>
                             
                            <E T="03">Id.</E>
                             at 38548.
                        </P>
                    </FTNT>
                    <P>In addition, the EPA assumed in the 2024 Final Rule that the revised Hg standard of 1.2 lb/TBtu could be met by injecting better performing powdered sorbents using existing sorbent injection systems without the need for equipment modifications or additions. However, industry commenters noted that existing equipment at lignite-fired power plants may not be able to achieve the 1.2 lb/TBtu Hg limit and that demonstration testing would be required to determine a sorbent dosage rate, guaranteed injection rate, and the emissions rate that can be achieved when considering the Hg content variability of the lignite. Commenters stated that modifications to Hg control systems may be required to meet the 1.2 lb/TBtu emission limit. The EPA did not consider such cost in the final analysis for the 2024 Final Rule.</P>
                    <P>
                        In addition, the Agency did not sufficiently investigate the complex composition of lignite coals in the 2024 Final Rule, including the variability of the Hg content in the inlet fuel source and the corresponding reductions needed to comply with the 1.2 lb/TBtu Hg emission standard. In the 2023 proposed rule, the EPA explained how the halogen content of coal influences the oxidation state of Hg in the flue gas stream, and thus the partitioning of Hg into elemental Hg vapor, oxidized Hg vapor, or particle-bound Hg, which impacts the Hg control approaches.
                        <SU>123</SU>
                        <FTREF/>
                         Lignite and subbituminous coals both have a lower halogen content compared to bituminous coals, and the Hg in the flue gas from boilers firing those fuels tends to stay in the elemental vapor state, which is more challenging to control. The EPA noted that pre-halogenated (typically brominated) sorbents have been effectively utilized to control Hg emissions at power plants firing low-halogen content subbituminous coals. However, the EPA also noted that lignite coals tend to contain higher amounts of sulfur (more similar to some bituminous coals), which, under certain circumstances, can result in the production of sulfur trioxide (SO
                        <E T="52">3</E>
                        ) in the flue gas stream. SO
                        <E T="52">3</E>
                        , in turn, is known to inhibit the effectiveness of some sorbents that are used for Hg control. The EPA acknowledged the challenges with higher sulfur content coals but noted that bituminous coal-fired power plants found ways to overcome those challenges—sometimes by utilizing newly developed sulfur-tolerant sorbents. However, while the EPA acknowledged the respective challenges that the halogen and sulfur contents of coal can have on Hg control in the 2024 Final Rule, the EPA failed to address the impact of lower halogen content coupled with higher sulfur content on Hg control for lignite-fired power plants. Subbituminous coals tend to have low contents of both halogen and sulfur, while bituminous coals tend to contain higher levels of both halogen and sulfur. In comparison, lignites tend to have low halogen content (similar to subbituminous coals) and higher sulfur content (similar to bituminous coals).
                    </P>
                    <FTNT>
                        <P>
                            <SU>123</SU>
                             88 FR 24875 (April 24, 2023).
                        </P>
                    </FTNT>
                    <P>
                        Commenters also provided data challenging the assumed inlet value of 25.0 lb/TBtu used in modeling in the 2024 Final Rule. For example, historical data indicate that lignite seams near the San Miguel plant in Texas result in coal feeds that have an average Hg inlet content of 34.0 lb/TBtu.
                        <SU>124</SU>
                        <FTREF/>
                         As a result, San Miguel would need to achieve an average control rate of 96.3 percent to meet the standard in the 2024 Final Rule, compared to an 87.8 capture percentage for the 4.0 lb/TBtu emission limit .
                        <SU>125</SU>
                        <FTREF/>
                         Additionally, monthly fluctuations in Hg content could require even higher control levels at least half the time. Ignoring monthly variability not only leads to an underestimation of costs associated with Hg removal but also overlooks control device modifications and enhancements required to achieve pollution control levels exceeding 90 percent.
                    </P>
                    <FTNT>
                        <P>
                            <SU>124</SU>
                             Document ID No. EPA-HQ-OAR-2018-0794-5965.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>125</SU>
                             Document ID No. EPA-HQ-OAR-2018-0794-5965.
                        </P>
                    </FTNT>
                    <P>It was not necessary to revise the Hg limit for lignite-fired EGUs in the 2024 Final Rule. This revised emission standard was based on insufficient data, and furthermore, the EPA did not demonstrate that the high level of Hg removal it required was generally achievable for all lignite-fired units in the source category while taking into account the wide-ranging and highly variable Hg content of the various lignite fuels. In addition, the Agency failed to evaluate its achievability by affected sources that are not using CFB combustor technology and assumed the revised standard could be met by injecting better performing sorbents without equipment modifications. The EPA also did not sufficiently investigate the complex composition of lignite coals, including the variability of the Hg content in the inlet fuel source, and ignored monthly variability, leading to an underestimation of costs. For these reasons, the EPA is finalizing the repeal of the Hg emission limit for lignite-fired EGUs that was promulgated in the 2024 Final Rule—1.2 lb/TBtu—and reverting to the Hg emission limit—4.0 lb/TBtu—that was promulgated in the 2012 MATS Rule.</P>
                    <HD SOURCE="HD3">3. What key comments did we receive on the Hg emission standard for lignite-fired EGUs and what are our responses?</HD>
                    <P>
                        <E T="03">Comment:</E>
                         Some commenters agreed with the EPA's proposed reconsideration of the Twin Oaks Hg data that the EPA relied upon in the 2024 Final Rule. First, commenters agreed the performance tests were conducted over a limited operating period and not sufficient to establish a more stringent Hg emission standard continuously for all units. Commenters argued that this facility was not representative of the national fleet because lignite seams burned at Twin Oaks differ from lignite at North Dakota lignite facilities and at other Texas lignite facilities. Second, commenters agreed that the CFB boiler design at the Twin Oaks and Red Hills facilities promote more efficient Hg removal compared to units using other types of boilers.
                        <PRTPAGE P="9108"/>
                    </P>
                    <P>
                        Other commenters disagreed with the EPA's proposed reconsideration of the Twin Oaks and Red Hills Hg data, arguing that the facilities' use of baghouses is an additional reason for highly effective Hg capture. These commenters asserted that while both facilities are equipped with ACI and would have very low SO
                        <E T="52">3</E>
                         present in the flue gas due to high free lime content, the presence of a baghouse makes the ACI, as well as any intrinsic capture of fly ash, much more effective. These commenters stated that if an ESP was installed instead of a baghouse, Hg capture would be more difficult. However, commenters asserted that every lignite unit is already configured in a manner for potentially higher Hg capture. These commenters stated that lignite facilities equipped with baghouses include Antelope Valley, Coyote, Spiritwood, Twin Oaks, Oak Grove, and Red Hills, and that some of those facilities also have an upstream dry scrubber (Antelope Valley, Coyote, Spiritwood) that helps make Hg capture with ACI more effective. The remainder of the lignite facilities (Coal Creek, Leland Olds, Milton R Young, Limestone, Martin Lake, and San Miguel) installed ESPs followed by a wet FGD, which enable additional Hg capture beyond what is achieved with ACI because wet FGD removes oxidized Hg very efficiently.
                    </P>
                    <P>
                        These commenters further asserted that higher Hg capture is possible for lignite plants with pulverized coal boilers (
                        <E T="03">i.e.,</E>
                         non-CFB units) and pointed to the Conemaugh power plant in Pennsylvania as an example. The Conemaugh facility is equipped with an ESP and wet FGD and burns bituminous coal. These commenters attempted to calculate the Hg content of coals burned at Conemaugh using EIA-923 data from 2016 to 2022, finding an average Hg content ranging from approximately 10 lb/TBtu to over 50 lb/TBtu with a standard deviation ranging from near zero to almost 40 lb/TBtu.
                        <SU>126</SU>
                        <FTREF/>
                         These commenters also asserted that most bituminous and subbituminous units receive coal from multiple mines and therefore face much greater variability in Hg content than lignite units, which are mine-mouth and only receive coal from one mine. Using the inferred Hg content information, commenters estimated that the Hg capture rate at the Conemaugh facility exceeded 95 percent every year, demonstrating that higher Hg capture at lignite units with lower Hg variability is possible using this configuration.
                    </P>
                    <FTNT>
                        <P>
                            <SU>126</SU>
                             The survey Form EIA-923 collects detailed electric power data—monthly and annually—on electricity generation, fuel consumption, fossil fuel stocks, and receipts at the power plant and prime mover level. 
                            <E T="03">https://www.eia.gov/electricity/data/eia923/.</E>
                        </P>
                    </FTNT>
                    <P>
                        <E T="03">Response:</E>
                         The EPA agrees that baghouses are another technology for efficient Hg capture. However, the Agency did not demonstrate that higher Hg removal is achievable for all lignite-fired units once the wide-ranging and highly variable Hg content of the various lignite fuels is taken into account. As noted in the 2024 Final Rule, bituminous coals from Pennsylvania exhibit large Hg content variability similar to that of lignite, but bituminous coals also have higher natural chlorine content than lignite coal, which aids in the Hg removal efficiency.
                        <SU>127</SU>
                        <FTREF/>
                         Therefore, the Agency does not agree with the commenters' example that a facility burning bituminous coal using a pulverized coal boiler demonstrates that a similar lignite-fired unit can achieve a similar level of Hg control.
                    </P>
                    <FTNT>
                        <P>
                            <SU>127</SU>
                             89 FR 38543 (May 7, 2024).
                        </P>
                    </FTNT>
                    <P>
                        <E T="03">Comment:</E>
                         Commenters argued that the EPA failed to adequately justify returning to the 2012 MATS Rule Hg emission standard for lignite-fired EGUs in the proposed rule, as power plants that burn lignite coal represent a disproportionally large share of Hg emissions across all coal-fired EGUs. Specifically, commenters cited the 2023 proposal, in which the EPA provided that 16 of the top 20 Hg-emitting EGUs were lignite-fired and that lignite EGUs were responsible for about 30 percent of all Hg emitted from all coal-fired EGUs in 2021, while generating about 7 percent of total 2021 MW-hours.
                        <SU>128</SU>
                        <FTREF/>
                         Commenters noted that the 2012 MATS Rule resulted in a 90 percent reduction of Hg from power plants, but few reductions came from plants that burn lignite coal. The commenters explained that lignite-fired EGUs are concentrated geographically in North Dakota and Texas, which increases the cumulative burden of such pollutants on surrounding and downwind vulnerable communities.
                    </P>
                    <FTNT>
                        <P>
                            <SU>128</SU>
                             88 FR 24876 (April 24, 2023).
                        </P>
                    </FTNT>
                    <P>
                        <E T="03">Response:</E>
                         The EPA took all relevant comments and information, including information referenced above, into consideration when deciding whether to finalize the proposed repeal. Since the 2024 Final Rule, the Agency obtained updated information on the fleet of power plants burning lignite coal, finding that the Martin Lake and Limestone facilities (both in Texas) are no longer permitted to burn lignite and are now subject to a 1.2 lb/TBtu Hg emission standard. As mentioned earlier in this preamble, the 2020 Residual Risk Review found the residual risks due to emissions of air toxics to be acceptable from the coal- and oil-fired EGU source category and determined that the current NESHAP (as promulgated in the 2012 MATS Rule) provided an ample margin of safety to protect human health and prevent an adverse environmental effect. Risk from near-field deposition of Hg to subsistence fishers was evaluated, using a site-specific assessment of a lake near three lignite-fired facilities.
                        <SU>129</SU>
                        <FTREF/>
                         The results suggest that methylmercury (MeHg) exposure to subsistence fishers from lignite-fired units alone is below the RfD for MeHg neurodevelopmental toxicity or IQ loss, with an estimated hazard quotient (HQ) of 0.06. In general, the EPA believes that exposures at or below the RfD are unlikely to be associated with appreciable risk of deleterious effects. The EPA reaffirmed its 2020 Residual Risk Review, which showed that emissions of HAP from coal- and oil-fired power plants have been reduced such that residual risk is at an acceptable level and provides an ample margin of safety, in the 2024 Final Rule.
                        <SU>130</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>129</SU>
                             . Document ID No. EPA-HQ-OAR-2018-0794-0070
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>130</SU>
                             In the 2024 Final Rule, the EPA stated: “In the 2023 Proposal, the EPA determined not to reopen the 2020 Residual Risk Review, and accordingly did not propose any revisions to that review. As the EPA explained in the proposal, the EPA found in the 2020 RTR that risks from the Coal- and Oil-Fired EGU source category due to emissions of air toxics are acceptable and that the existing NESHAP provides an ample margin of safety to protect public health.” 89 FR 38518 (May 7, 2024).
                        </P>
                    </FTNT>
                    <P>
                        <E T="03">Comment:</E>
                         Many commenters agreed that the EPA did not appropriately consider costs for lignite EGUs to meet a revised Hg emission standard in the 2024 Final Rule. Commenters stated the cost to comply with the revised Hg emission standard depends on the amount and type of sorbent required and ACI equipment additions or modifications, and since the amount of sorbent needed to achieve a more stringent standard is unclear and unit-specific, the sorbent cost cannot be reliably calculated. Commenters also disagreed with the EPA's claim in the 2024 Final Rule that SO
                        <E T="52">3</E>
                        -tolerant sorbents could be used at lower feed rates to achieve greater Hg capture. Commenters stated that the EPA underestimated costs in the 2024 Final Rule by not considering the costs of modifications to the Hg control systems to meet a more stringent Hg emission standard, especially for units equipped with an ESP instead of a FF. Commenters stated that compliance costs cannot be accurately estimated because no lignite EGU has demonstrated that the revised Hg 
                        <PRTPAGE P="9109"/>
                        emission standard can be met on a continuous basis. Commenters stated that these deficiencies in the Agency's cost analysis (
                        <E T="03">e.g.,</E>
                         failure to include annual capitalized costs for the Hg control system, updated sorbent costs, and costs based on theoretical sorbent usage) resulted, for example, in at least a $2.6 million underestimate for Milton R Young Station's Unit 2.
                    </P>
                    <P>
                        Other commenters claimed that the EPA provided no evidence in the proposed rule, and did not appear to conclude, that costs of possible modifications to Hg control systems render the Hg standard either not “achievable” or not cost-effective. These commenters stated that although the EPA asserted in the proposed rule that it did not previously consider the cost of possible modifications to control systems to meet the revised Hg standard, the Agency had in fact considered these costs in the 2024 Final Rule and found them to be reasonable.
                        <SU>131</SU>
                        <FTREF/>
                         One of these commenters quoted a portion of the 2024 Final Rule in which the commenter believed that the EPA considered the costs of potential control system modifications and found that the need for “significant additional capital investment is unlikely.” 
                        <SU>132</SU>
                        <FTREF/>
                         Commenters asserted that the EPA stated in the 2024 Final Rule that the Agency expected sources to “be able to meet the revised emission standard using existing controls (
                        <E T="03">e.g.,</E>
                         using existing sorbent injection equipment)” and that “if site-specific conditions necessitate minor capital improvements to the ACI control technology, . . . any incremental capital cost would be small relative to ongoing sorbent costs accounted for in this analysis.” 
                        <SU>133</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>131</SU>
                             Document ID No. EPA-HQ-OAR-2018-0794-7609 (citing 89 FR 38508 (May 7, 2024).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>132</SU>
                             
                            <E T="03">Id.</E>
                             (citing 89 FR 38549 (May 7, 2024)).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>133</SU>
                             
                            <E T="03">Id.</E>
                        </P>
                    </FTNT>
                    <P>
                        <E T="03">Response:</E>
                         The EPA agrees with the commenters asserting that the Agency did not appropriately consider costs associated with Hg removal and overlooked costs for control device modification and enhancement required to achieve pollution control levels exceeding 90 percent within the 2024 Final Rule. In the 2024 Final Rule, the EPA noted that pre-halogenated (typically brominated) and sulfur-tolerant sorbents have effectively utilized to control Hg emissions at power plants firing low-halogen subbituminous coals. However, in the 2024 Final Rule, the EPA did not consider that the SO
                        <E T="52">3</E>
                        -tolerant sorbents had not been extensively tested on lignite-fired EGUs and thus the feed rates and associated costs are uncertain and therefore disagrees with those commenters that asserted costs for these sorbents are reasonable. Since subbituminous coals tend to have low content of both halogen and sulfur and bituminous coals tend to contain higher levels of both halogen and sulfur, whereas lignites generally have the combined characteristics of low halogen content and higher sulfur content, the EPA disagrees with those commenters that asserted associated costs to achieve greater Hg capture in lignite-fired EGUs were properly considered in the 2024 Final Rule.
                    </P>
                    <HD SOURCE="HD1">IV. Comments and Responses on the Relevance of Residual Risk to Technology Reviews Under CAA Section 112(d)(6)</HD>
                    <HD SOURCE="HD2">A. What did the EPA propose and solicit comment on regarding the relevance of residual risk to technology reviews under CAA section 112(d)(6)?</HD>
                    <P>
                        The EPA is finalizing the position that the Agency may consider the results of the one-time residual risk review requirement under CAA section 112(f)(2) in determining whether it is “necessary” to revise standards at the conclusion of subsequent CAA section 112(d)(6) technology reviews. Under CAA section 112(d)(6), the EPA is required “to review, and revise 
                        <E T="03">as necessary</E>
                         (taking into account developments in practices, processes, and control technologies), emission standards promulgated under this section no less often than every 8 years” (emphasis added). As noted in section II.A.1 of this preamble, the breadth of the term “necessary” in CAA section 112(d)(6) authorizes the EPA to consider the costs of revising standards in addition to the emissions-reduction potential of developments in practices, processes, and control technologies. Given the high costs and potential technical feasibility concerns with implementing the revised standards promulgated in the 2024 Final Rule, the EPA proposed to find that the 2024 revisions were not “necessary” under CAA section 112(d)(6) and solicited comment on whether and how the extent of further meaningful risk reduction opportunities should be considered in making that CAA section 112(d)(6) determination (Question #8). As explained in section II of this preamble, the EPA found in its 2020 Residual Risk Review that the residual risks due to HAP emissions from this source category are acceptable and determined that the current NESHAP (as promulgated in the 2012 MATS Rule) provided an ample margin of safety to protect public health and prevent an adverse environmental effect. The EPA reaffirmed the 2020 Final Rule, and did not reopen any of the underlying findings or conclusions of the one-time residual risk review requirement for MATS, in the 2024 Final Rule.
                        <SU>134</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>134</SU>
                             
                            <E T="03">See</E>
                             89 FR 38518 (May 7, 2024). The results of the risk analysis indicated that both the actual and allowable inhalation cancer risk to the individual most exposed was well below 100-in-1 million, which is the EPA's presumptive limit of acceptability under the Benzene NESHAP. The results of the chronic inhalation cancer risk assessment based on actual emissions, as shown in Table 2 of this preamble, indicated that the estimated maximum individual lifetime cancer risk (cancer MIR) was 9-in-1 million, with nickel emissions from certain oil-fired EGUs as the major contributor to the risk. Approximately 193,000 people were estimated to have cancer risks at or above 1-in-1 million from HAP emitted from four facilities in this source category—all from oil-fired sources in Puerto Rico. However, the 2024 Final Rule only required controls for certain types of coal-fired EGUs and would not impact emissions from these oil-fired facilities.
                        </P>
                    </FTNT>
                    <HD SOURCE="HD2">B. What is the EPA finalizing regarding the relevance of residual risk to technology reviews under CAA section 112(d)(6)?</HD>
                    <P>
                        As previewed in section III.A of this preamble, the EPA concludes that subsequent technology reviews under CAA section 112(d)(6) may consider the results of the one-time residual risk review requirement under CAA section 112(f)(2) in determining whether revisions are “necessary.” Specifically, the EPA will generally place greater weight on the cost of revising standards when the results of the one-time residual risk review requirement indicate that cancer risk from HAP emissions are less than the statute's aspirational goal of one in one million. Under those circumstances, revisions will generally be “necessary” only when costs are at the low end of the range of acceptability. This interpretation follows from the term “necessary” in CAA section 112(d)(6), which gives the Agency discretion to consider relevant factors and information, including information in the record for the NESHAP under review.
                        <SU>135</SU>
                        <FTREF/>
                         It is also consistent with the risk thresholds that Congress wrote into the statute, including the requirement to promulgate additional standards when cancer risk exceeds the aspirational goal of one in one million and the 
                        <PRTPAGE P="9110"/>
                        presumptive unacceptability threshold of 100 in one million expressly incorporated as part of the Benzene NESHAP approach.
                        <SU>136</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>135</SU>
                             
                            <E T="03">LEAN,</E>
                             955 F.3d at 1097 (parenthetical in CAA section 112(d)(6) points to non-exhaustive list of considerations); 
                            <E T="03">see also Michigan,</E>
                             576 U.S. at 752-53 (the term “appropriate and necessary” in CAA section 112(n)(1) directs agency to consider all relevant factors in exercising discretion); 
                            <E T="03">Nat'l Ass'n for Surface Finishing,</E>
                             795 F.3d at 9-11 (discussing the EPA's discretion to consider relevant information when determining relevant information is “necessary”); 
                            <E T="03">Ass'n of Battery Recyclers,</E>
                             716 F.3d at 673-74 (similar).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>136</SU>
                             CAA section 112(f)(2)(B), 42 U.S.C. 7412(f)(2)(B).
                        </P>
                    </FTNT>
                    <P>Commenters provided supportive and opposing arguments as to whether a technology review conducted under CAA section 112(d)(6) should take into consideration whether any meaningful risk reduction would be obtained from further reducing HAP emissions under the technology review given the results of the residual risk review. The EPA has taken these comments into account in finalizing its position on the question and summarizes and responds to many of the most significant comments in the following section. Additional discussion, including further comment summaries and responses, are available in the Response to Comment document available in the docket for this rule.</P>
                    <HD SOURCE="HD2">C. What key comments did the EPA receive regarding the relevance of residual risk to technology reviews under CAA section 112(d)(6), and what are our responses?</HD>
                    <P>
                        <E T="03">Comment:</E>
                         Commenters agreed that the EPA should consider the potential for and materiality of risk reductions when conducting a CAA section 112(d)(6) technology review, citing multiple reasons. First, commenters argued that CAA section 112(d)(6) allows the EPA to revise standards only when “necessary,” which should be determined by assessing whether new regulations protect human health and the environment. Commenters stated that in 
                        <E T="03">Michigan,</E>
                         the Supreme Court explained that the EPA must consider costs when it evaluates benefits in deciding whether the 2012 MATS Rule was “appropriate and necessary,” and that case should similarly require the Agency to conduct a cost-benefit analysis to any new revisions under CAA section 112(d)(6). Commenters listed previous rules where the Agency used the lack of meaningful risk reduction as a factor in its cost analysis, such as the Industrial Process Cooling Towers NESHAP RTR,
                        <SU>137</SU>
                        <FTREF/>
                         Petroleum Refineries NESHAP RTR,
                        <SU>138</SU>
                        <FTREF/>
                         Halogenated Solvent Cleaning NESHAP reconsideration proposal,
                        <SU>139</SU>
                        <FTREF/>
                         and Organic Hazards Air Pollutants from the Synthetic Organic Chemical Manufacturing Industry NESHAP RTR.
                        <SU>140</SU>
                        <FTREF/>
                         Commenters also noted that in the RTR for the Coke Oven Batteries NESHAP, the EPA stated generally that findings concerning risk that the EPA makes in a section 112(f)(2) determination may be relevant in making any subsequent 112(d)(6) determinations for the related 112(d) standard.
                        <SU>141</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>137</SU>
                             
                            <E T="03">National Emission Standards for Hazardous Air Pollutants for Industrial Process Cooling Towers,</E>
                             71 FR 17729, 17731-32 (April 7, 2006).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>138</SU>
                             
                            <E T="03">National Emission Standards for Hazardous Air Pollutants from Petroleum Refineries,</E>
                             72 FR 50716, 50730 (September 4, 2007).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>139</SU>
                             
                            <E T="03">National Emission Standards for Hazardous Air Pollutants for Halogenated Solvent Cleaning,</E>
                             73 FR 62384, 62404 (October 20, 2008).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>140</SU>
                             
                            <E T="03">National Emission Standards for Hazardous Air Pollutants for Organic Hazardous Air Pollutants from the Synthetic Organic Chemical Manufacturing Industry,</E>
                             71 FR 76603, 76606 (December 21, 2006).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>141</SU>
                             
                            <E T="03">National Emission Standards for Coke Oven Batteries,</E>
                             70 FR 19992, 20009 (April 15, 2005).
                        </P>
                    </FTNT>
                    <P>Second, commenters noted that the residual risk of HAP emissions from coal-fired EGUs are minimal under the MACT standards from the 2012 MATS Rule. Specifically, commenters noted that the EPA's 2020 Residual Risk Review found that the maximum lifetime cancer risk from coal-fired EGUs ranged from 0.002 to 0.344 in 1 million, which, commenters asserted, are orders of magnitude below what commenters further asserted is Congress's threshold for deregulating the source category. Commenters argued that further reducing cancer risks that are already less than one in one million yields negligible benefits, if any.</P>
                    <P>
                        Other commenters disagreed that the EPA should consider residual risk during a CAA section 112(d)(6) technology review, arguing that the proposed rule misconstrues the technology review process under CAA section 112(d)(6) and fails to apply the best reading of the statute. These commenters stated that the EPA must review any new developments in control technologies and explain why those new developments make it necessary to adopt new standards. These commenters stated that the proposed rule is arbitrary and capricious because the EPA failed to consider any developments in practices, processes, and control technologies in finding that rescission is necessary. In the proposed rule, the Agency stated that “[g]iven the high costs and potential feasibility concerns with implementing the revised standards . . . the 2024 changes were not necessary under CAA section 112(d)(6).” 
                        <SU>142</SU>
                        <FTREF/>
                         However, these commenters argued that the EPA added no new information or analysis concerning developments in practices, processes, and control technologies—the rulemaking record is essentially identical to that underlying the 2024 Final Rule, as the EPA recognized in its 2025 RIA. Instead, these commenters argued, the EPA now determines that the 2024 changes were not necessary in a conclusory manner, only citing changes in the Administrator's policy preferences at the EPA as “developments” rather than citing any factual developments in practices, processes, or control technologies at emissions sources.
                    </P>
                    <FTNT>
                        <P>
                            <SU>142</SU>
                             90 FR 25544 (June 17, 2025).
                        </P>
                    </FTNT>
                    <P>Lastly, these commenters claimed that CAA section 112(d)(6) does not allow the EPA to withdraw revised standards based on its claim that otherwise achievable controls produce no “meaningful risk reduction.” These commenters also argued that the EPA provided no reasonable basis to conclude that the 2012 MATS Rule still provides the maximum degree of emission reduction achievable under CAA section 112(d)(2), instructing the EPA to “tak[e] into account developments in practices, processes, and control technologies.” These commenters asserted that the EPA may not decline to make otherwise “necessary” revisions based on its appraisal of risk reduction.</P>
                    <P>
                        <E T="03">Response:</E>
                         The EPA agrees that the Agency has an independent statutory authority and obligation to conduct technology reviews every 8 years separate from the EPA's obligation to conduct a one-time residual risk review within 8 years of setting the MACT. The D.C. Circuit has recognized the CAA section 112(d)(6) technology review and CAA section 112(f)(2) residual risk review are “distinct, parallel analyses” that the EPA undertakes “[s]eparately.” 
                        <SU>143</SU>
                        <FTREF/>
                         It would be inconsistent with the text, structure, and legislative history of the CAA for the EPA to conclude that Congress intended the statute's technology-based approach to be sidelined after the Agency concludes the risk review, particularly because technology reviews, unlike the residual risk review, must be completed every 8 years on an ongoing basis. In the past, the EPA has occasionally determined that additional controls were warranted under technology reviews pursuant to CAA section 112(d)(6) although additional standards were not necessary to maintain an ample margin of safety under CAA
                    </P>
                    <FTNT>
                        <P>
                            <SU>143</SU>
                             
                            <E T="03">Nat'l Ass'n for Surface Finishing,</E>
                             795 F.3d at 5.
                        </P>
                    </FTNT>
                    <PRTPAGE P="9111"/>
                    <FP>
                        section 112(f)(2).
                        <SU>144</SU>
                        <FTREF/>
                         The EPA has also previously stated that it “disagree[s] with the view that a determination under CAA section 112(f) of an [ample margin of safety] and no adverse environmental effects alone will, in all cases, cause us to determine that a revision is not necessary under CAA section 112(d)(6).” 
                        <SU>145</SU>
                        <FTREF/>
                    </FP>
                    <FTNT>
                        <P>
                            <SU>144</SU>
                             
                            <E T="03">See, e.g.,</E>
                              
                            <E T="03">National Emission Standards for Hazardous Air Pollutants: Refractory Products Manufacturing Residual Risk and Technology Review,</E>
                             86 FR 66045 (November 19, 2021); 
                            <E T="03">National Emission Standards for Hazardous Air Pollutants: Site Remediation Residual Risk and Technology Review,</E>
                             85 FR 41680 (July 10, 2020); 
                            <E T="03">National Emission Standards for Hazardous Air Pollutants: Organic Liquids Distribution (Non-Gasoline) Residual Risk and Technology Review,</E>
                             85 FR 40740, 40745 (July 7, 2020); 
                            <E T="03">National Emission Standards for Hazardous Air Pollutants: Generic Maximum Achievable Control Technology Standards Residual Risk and Technology Review for Ethylene Production,</E>
                             85 FR 40386, 40389 (July 6, 2020); 
                            <E T="03">National Emission Standards for Hazardous Air Pollutants for Chemical Recovery Combustion Sources at Kraft, Soda, Sulfite, and Stand-Alone Semichemical Pulp Mills,</E>
                             82 FR 47328 (October 11, 2017); 
                            <E T="03">National Emission Standards for Hazardous Air Pollutants: Generic Maximum Achievable Control Technology Standards; and Manufacture of Amino/Phenolic Resins,</E>
                             79 FR 60898, 60901 (October 8, 2014).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>145</SU>
                             
                            <E T="03">National Emission Standards for Hazardous Air Pollutant Emissions: Group I Polymers and Resins; Marine Tank Vessel Loading Operations; Pharmaceuticals Production; and the Printing and Publishing Industry,</E>
                             76 FR 22566, 22577 (April 21, 2011).
                        </P>
                    </FTNT>
                    <P>
                        However, the EPA also agrees with commenters' assertions that costs should be considered in relation to potential benefits when evaluating whether revisions are “necessary” under CAA section 112(d)(6). That concept is inherent in the EPA's consideration of standard cost metrics, including cost effectiveness expressed as cost per ton of HAP emissions abated. HAP emissions figures are important because of the health and environmental impacts they represent, and it is reasonable to consider such impacts when determining whether to regulate. As noted earlier in this preamble, the EPA has long evaluated cost effectiveness in the context of particular HAP because different HAPs present different physical and risk characteristics. That concept is also inherent in the nature of cost consideration. As the Supreme Court explained in 
                        <E T="03">Michigan,</E>
                         “[c]onsideration of cost reflects the understanding that reasonable regulation ordinarily requires paying attention to the advantages 
                        <E T="03">and</E>
                         the disadvantages of agency decisions,” and it would be irrational “to impose billions of dollars in economic costs in return for a few dollars in health or environmental benefits.” 
                        <SU>146</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>146</SU>
                             576 U.S. at 752-53.
                        </P>
                    </FTNT>
                    <P>As explained in section III.A of this preamble, there are circumstances in which the EPA may consider risk in a CAA section 112(d)(6) rulemaking as part of its determination of whether revisions to emission standards are “necessary.” The EPA concludes that in the present rulemaking, it may consider the small remaining risk from the non-HG HAP metals emitted from the source category—the cancer risks are less than one in one million for every coal-fired EGU in the source category—in assessing whether the costs of controls for those pollutants are too high, such that a revision to the standards based on those controls is not “necessary.” This conclusion is consistent with previous rules under CAA section 112(d)(6) in which the EPA has considered risk.</P>
                    <HD SOURCE="HD1">V. What is the rationale for other final decisions and amendments from the reevaluation of the 2024 Final Rule?</HD>
                    <P>
                        In 2020, the EPA finalized electronic data reporting requirements of MATS, including requiring data availability in Extensible Markup Language (XML) format and amending the reporting and recordkeeping requirements associated with performance stack tests, PM and HCl CEMS, and PM CPMS.
                        <SU>147</SU>
                        <FTREF/>
                         As a result, sources are required to use the Emissions Collection and Monitoring Plan System (ECMPS) Client Tool to submit all required reports. The deadline to meet changes in electronic reporting was December 31, 2023, which has since been tentatively extended to the 1st quarter of 2026.
                    </P>
                    <FTNT>
                        <P>
                            <SU>147</SU>
                             85 FR 55744 (September 9, 2020).
                        </P>
                    </FTNT>
                    <P>As part of this rulemaking, the EPA is finalizing two minor technical, non-substantive clarifications to the relevant electronic data reporting requirements, such as (i) removing references to “ECMPS” and replacing with “ECMPS Reporting Tool” and (ii) revising the XML file format requirement to any file format specified by the Administrator. The main effect of these minor technical clarifications is that they make clear that the EPA will accept MATS reports in both XML and PDF (or other) formats, as opposed to only XML. These minor technical clarifications will better clarify and enable the reporting of electronic compliance data, in light of the fact that some reporting aspects are not supported by XML.</P>
                    <P>
                        The EPA is making these non-substantive clarifications including under the “good cause” exception to notice-and-comment rulemaking incorporated by reference into the statute in CAA section 307. Under section 553(b)(B) of the Administrative Procedure Act, an agency may forego notice-and-comment rulemaking when it “for good cause find[s]” that providing notice and an opportunity for comment would be “impracticable, unnecessary, or contrary to the public interest.” Here, providing notice is “unnecessary” because of the minor, non-substantive nature of the technical clarifications.
                        <SU>148</SU>
                        <FTREF/>
                         As these changes do not alter the substantive reporting requirements, there is good cause to make them without prior notice and comment. The Agency emphasizes that these non-substantive clarifications are separate and independent from any other change made in this final rule.
                    </P>
                    <FTNT>
                        <P>
                            <SU>148</SU>
                             
                            <E T="03">See Mack Trucks, Inc.</E>
                             v. 
                            <E T="03">EPA,</E>
                             682 F.3d 87, 94 (D.C. Cir. 2012) (“This prong of the good cause inquiry is `confined to those situations in which the administrative rule is a routine determination, insignificant in nature and impact, and inconsequential to the industry and to the public.' ”) (quoting 
                            <E T="03">Util. Solid Waste Activities Grp.</E>
                             v. 
                            <E T="03">EPA,</E>
                             236 F.3d 749, 755 (D.C. Cir. 2001)).
                        </P>
                    </FTNT>
                    <HD SOURCE="HD1">VI. Statutory and Executive Order Reviews</HD>
                    <P>
                        Additional information about these statutes and Executive Orders is available at 
                        <E T="03">https://www.epa.gov/laws-regulations/laws-and-executive-orders.</E>
                    </P>
                    <HD SOURCE="HD2">A. Executive Order 12866: Regulatory Planning and Review and Executive Order 13563: Improving Regulation and Regulatory Review</HD>
                    <P>
                        This action is a significant action under E.O. 12866 section 3(f)(1) that was submitted to the OMB for review. Any changes made in response to E.O. 12866 review have been documented in the docket. The EPA prepared an analysis of the potential costs and benefits associated with this action. This analysis, 
                        <E T="03">Regulatory Impact Analysis for the Final Repeal of Amendments to National Emission Standards for Hazardous Air Pollutants: Coal- and Oil-Fired Electric Utility Steam Generating Units,</E>
                         is available in the docket.
                        <SU>149</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>149</SU>
                             Docket ID No. EPA-HQ-OAR-2018-0794.
                        </P>
                    </FTNT>
                    <P>
                        We present the estimated present values (PV) and equivalent annualized values (EAV) of the estimated cost savings of repealing the 2024 Final Rule in 2024 dollars over the 2028 to 2037 period, discounted to 2025. In addition, the Agency presents the assessment for specific snapshot years, consistent with historic practice. These snapshot years are 2028, 2030, and 2035. The power industry's cost savings are represented in this analysis as the change in electric power generation costs due to the repeal of the 2024 Final Rule requirements. In 
                        <PRTPAGE P="9112"/>
                        simple terms, these cost savings are an estimate of the decreased power industry expenditures resulting from the repeal of the 2024 Final Rule requirements.
                    </P>
                    <P>
                        Under this final repeal, the 2024 Final Rule would no longer reduce emissions of Hg and non-Hg HAP metals as projected in the 2024 MATS RTR RIA.
                        <SU>150</SU>
                        <FTREF/>
                         The potential benefits from reductions of HAP were not able to be monetized in the 2024 MATS RTR RIA, nor were potential impacts from the 2024 Final Rule requirement to use PM CEMS for compliance demonstration. See section I.A for more details of the final repeal of requirements.
                    </P>
                    <FTNT>
                        <P>
                            <SU>150</SU>
                             “Regulatory Impact Analysis for the Final National Emission Standards for Hazardous Air Pollutants: Coal- and Oil-Fired Electric Utility Steam Generating Units Review of the Residual Risk and Technology Review” (Ref. EPA-452/R-24-005). Document ID No. EPA-HQ-OAR-2018-0794-6966.
                        </P>
                    </FTNT>
                    <P>Table 4 presents the estimated cost savings of this final action in 2024 dollars discounted to 2025. This table presents the PV and EAV of these estimates discounted at 3 percent and 7 percent.</P>
                    <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s25,9,9">
                        <TTITLE>Table 4—Present Value and Equivalent Annualized Value of Compliance Cost Savings Estimates of the Final Repeal From 2028-2037</TTITLE>
                        <TDESC>[Millions of 2024$, Discounted to 2025]</TDESC>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1">3 Percent discount rate</CHED>
                            <CHED H="1">7 Percent discount rate</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Present Value</ENT>
                            <ENT>670</ENT>
                            <ENT>490</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Equivalent Annualized Value</ENT>
                            <ENT>78</ENT>
                            <ENT>69</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>Note that, unlike the proposal, the compliance cost analysis for the final rule reflects the recent Presidential Proclamations that temporarily exempt certain stationary sources from compliance with the 2024 MATS RTR requirements. Additionally, this updated analysis incorporates recent updates to state and federal legislation affecting the power sector, including the One Big Beautiful Bill Act (OBBBA) of 2025, and also accounts for large projected increases in electricity demand stemming from data centers and Artificial Intelligence applications.</P>
                    <P>
                        The EPA is obligated to present the agency's best scientific understanding and the implications of that science when developing policies and regulations. However, the EPA's analytical practices may not have presented the full range of uncertainties and associated confidence level regarding the potential benefit estimates from reduction in exposure from fine particulate matter (PM
                        <E T="52">2.5</E>
                        ) and ozone. In addition, the science regarding the exposure, health effects from exposure and valuation of reduction in health effect are evolving with better data and methods, especially at low concentrations of PM and ozone. The EPA's use of benefit per ton (BPT) monetized values introduces additional uncertainty. Although developed as a screening tool when full-form photochemical modeling was not feasible, the BPT approach reduces complex spatial and atmospheric relationships and may be more suited to model emissions that are geographically more uniform and species better mixing, thereby adding uncertainty associated with those estimates. Some of the sources of uncertainties include the set of assumptions used in projecting the health impact of reducing particulate matter. These projections are based on a series of models that take into account emissions changes, resulting distributions of changes in ambient air quality, the estimated reductions in health effects from changes in exposure, and the composition of the population that will benefit from the reduced exposure. Each component includes assumptions, each with varying degrees of uncertainty.
                    </P>
                    <P>
                        In addition, the EPA historically provided point estimates rather than just ranges of emission-related effects or only quantifying emissions when monetizing proved to be too uncertain. Therefore, to address these concerns, the EPA is refraining in providing primary estimates resulting from changes in PM
                        <E T="52">2.5</E>
                         and ozone exposure resulting from changes in NO
                        <E T="52">X</E>
                         emissions but will continue to quantify the emissions until the Agency if confident enough in the modeling to robustly monetize those impacts.
                    </P>
                    <P>A more robust description of the benefits and cost of this rulemaking is contained in the RIA, available in the docket, and is consistent with Executive Order 12866.</P>
                    <HD SOURCE="HD2">B. Executive Order 14192: Unleashing Prosperity Through Deregulation</HD>
                    <P>This action is considered an Executive Order 14192 deregulatory action. Details on the estimated cost savings of this final rule is available in the EPA's analysis of the potential costs and benefits associated with this action.</P>
                    <HD SOURCE="HD2">C. Paperwork Reduction Act (PRA)</HD>
                    <P>The information collection activities in this rule have been submitted for approval to the Office of Management and Budget (OMB) under the PRA. The Information Collection Request (ICR) document that the EPA prepared has been assigned EPA ICR number 2137.13. You can find a copy of the ICR in the docket for this rule, and it is briefly summarized here. The information collection requirements are not enforceable until OMB approves them. OMB has previously approved the information collection activities contained in the existing regulations and has assigned OMB control number 2060-0567. The information collection activities in this rule include performance testing, continuous emission monitoring, notifications and periodic reports, recording information, monitoring and the maintenance of records. The information generated by these activities will be used by the EPA to ensure that affected facilities comply with the emission limits and other requirements. Records and reports are necessary to enable delegated authorities to identify affected facilities that may not be in compliance with the requirements. Based on reported information, delegated authorities will decide which units and what records or processes should be inspected. The recordkeeping requirements require only the specific information needed to determine compliance. These recordkeeping and reporting requirements are specifically authorized by CAA section 114 (42 U.S.C. 7414). The burden and cost estimates below represent the total burden and cost for the information collection requirements of the NESHAP for coal- and oil-fired EGUs, not just the burden associated with the amendments in this final rule. The incremental ICR cost savings associated with the final repeal of these amendments is $29.8 million per year.</P>
                    <P>
                        <E T="03">Respondents/affected entities:</E>
                         The respondents are owners or operators of coal- and oil-fired EGUs. The NAICS codes for the coal- and oil-fired EGU industry are 221112, 221122, and 921150.
                    </P>
                    <P>
                        <E T="03">Respondent's obligation to respond:</E>
                         Mandatory per 42 U.S.C. 7414 
                        <E T="03">et seq.</E>
                    </P>
                    <P>
                        <E T="03">Estimated number of respondents:</E>
                         201 per year. Each facility is a respondent, and some facilities have multiple EGUs.
                    </P>
                    <P>
                        <E T="03">Frequency of response:</E>
                         The frequency of responses varies depending on the burden item. Responses include daily calibrations, monthly recordkeeping activities, semiannual compliance reports, and annual reports.
                    </P>
                    <P>
                        <E T="03">Total estimated burden:</E>
                         191,000 hours (per year). Burden is defined at 5 CFR 1320.3(b).
                    </P>
                    <P>
                        <E T="03">Total estimated cost:</E>
                         $76,800,000 (per year); includes $24,800,000 annualized 
                        <PRTPAGE P="9113"/>
                        labor costs, $4,500,000 annualized capital costs, and 47,500,000 annualized operation &amp; maintenance costs.
                    </P>
                    <P>
                        An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. The OMB control numbers for the EPA's regulations in 40 CFR are listed in 40 CFR part 9. When OMB approves this ICR, the Agency will announce that approval in the 
                        <E T="04">Federal Register</E>
                         and publish a technical amendment to 40 CFR part 9 to display the OMB control number for the approved information collection activities contained in this final rule.
                    </P>
                    <HD SOURCE="HD2">D. Regulatory Flexibility Act (RFA)</HD>
                    <P>The EPA certifies that this action will not have a significant economic impact on a substantial number of small entities under the RFA. In making this determination, the EPA concludes that the impact of concern for this rule is any significant adverse economic impact on small entities, and the Agency is certifying that this rule will not have a significant economic impact on a substantial number of small entities because of the overall cost savings for and low impact on small entities. This final action will lead to reduction in EAV of costs over the 2028 to 2037 timeframe of about $78 and $69 million per year at discount rates of three percent and seven percent, respectively. A small entity analysis was conducted, reflecting updated modeling assumptions, and focusing on analysis year 2030, when the two-year exemptions will end for all affected units and full compliance of the 2024 MATS RTR requirements would be expected. This analysis identified one unit that is estimated to experience a fuel use and electricity generation change of at least one percent and is own by an entity that is considered small. This small entity is not estimated to have a significant change in cost relative to its revenue as a result of the final repeal. Consequently, the EPA expects that this deregulatory action will relieve overall regulatory burden for facilities that, absent this final action, would be affected by the provisions from the 2024 Final Rule.</P>
                    <HD SOURCE="HD2">E. Unfunded Mandates Reform Act (UMRA)</HD>
                    <P>This action does not contain an unfunded mandate of $100 million or more (adjusted for inflation) as described in UMRA, 2 U.S.C. 1531-1538, and does not significantly or uniquely affect small governments. The costs involved in this action are estimated not to exceed $100 million or more (adjusted for inflation) in any one year.</P>
                    <HD SOURCE="HD2">F. Executive Order 13132: Federalism</HD>
                    <P>This action does not have federalism implications. It will not have substantial direct effects on the states, on the relationship between the National Government and the states, or on the distribution of power and responsibilities among the various levels of government.</P>
                    <HD SOURCE="HD2">G. Executive Order 13175: Consultation and Coordination With Indian Tribal Governments</HD>
                    <P>This action does not have Tribal implications as specified in Executive Order 13175. It will not have substantial direct effects on Tribal governments, on the relationship between the Federal Government and Indian Tribes, or on the distribution of power and responsibilities between the Federal Government and Indian Tribes, as specified in Executive Order 13175. Thus, Executive Order 13175 does not apply to the action.</P>
                    <P>Consistent with the EPA Policy on Consultation and Coordination with Indian Tribes, the EPA consulted with Tribal officials during the development of this action. A summary of the two consultations with the Lake Paiute Tribe and Summit Lake Tribe is provided in the docket.</P>
                    <HD SOURCE="HD2">H. Executive Order 13045: Protection of Children From Environmental Health Risks and Safety Risks</HD>
                    <P>Executive Order 13045 directs Federal agencies to include an evaluation of the health and safety effects of the planned regulation on children in Federal health and safety standards and explain why the regulation is preferable to potentially effective and reasonably feasible alternatives. This action is not subject to Executive Order 13045 because the EPA does not believe the environmental health risks or safety risks addressed by this action present a disproportionate risk to children. Emissions from this source category include HAP like Hg and lead, which are known developmental toxicants. However, the 2020 residual risk assessment showed all modeled exposures to HAP from these facilities to be below levels of public health concern (85 FR 31286). Therefore, this action does not present or address disproportionate risk to children.</P>
                    <HD SOURCE="HD2">I. Executive Order 13211: Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use</HD>
                    <P>This action is not a “significant energy action” because it is not likely to have a significant adverse effect on the supply, distribution, or use of energy. The 2024 MATS RTR RIA projected that the 2024 Final Rule would have minimal impacts on average retail electricity prices across the contiguous U.S., coal-fired electricity generation, natural gas-fired electricity generation, and utility power sector delivered natural gas prices. Details of the projected energy impacts are presented in section 2 of the RIA, which is in the rulemaking docket.</P>
                    <HD SOURCE="HD2">J. National Technology Transfer and Advancement Act (NTTAA) and 1 CFR Part 51</HD>
                    <P>This rulemaking does not involve new or updated technical standards.</P>
                    <P>ASTM D6348-03 (Reapproved 2010), ASTM D6784-16, and ANSI/ASME PTC 19.10-1981 continue to be approved for table 5 to subpart UUUUU. ANSI/ASME PTC 19.10-1981 is removed from table 4 to subpart UUUUU.</P>
                    <HD SOURCE="HD2">K. Congressional Review Act (CRA)</HD>
                    <P>This action is subject to the CRA, and the EPA will submit a rule report to each House of the Congress and to the Comptroller General of the United States. This action meets the criteria set forth in 5 U.S.C. 804(2).</P>
                    <LSTSUB>
                        <HD SOURCE="HED">List of Subjects in 40 CFR Part 63</HD>
                        <P>Environmental protection, Administrative practice and procedures, Air pollution control, Hazardous substances, Incorporation by reference, Intergovernmental relations, Reporting and recordkeeping requirements.</P>
                    </LSTSUB>
                    <SIG>
                        <NAME>Lee Zeldin,</NAME>
                        <TITLE>Administrator.</TITLE>
                    </SIG>
                    <P>For the reasons stated in the preamble, the Environmental Protection Agency amends part 63 of title 40, chapter I, of the Code of Federal Regulations as follows:</P>
                    <PART>
                        <HD SOURCE="HED">PART 63—NATIONAL EMISSION STANDARDS FOR HAZARDOUS AIR POLLUTANTS FOR SOURCE CATEGORIES</HD>
                    </PART>
                    <REGTEXT TITLE="40" PART="63">
                        <AMDPAR>1. The authority citation for part 63 continues to read as follows:</AMDPAR>
                        <AUTH>
                            <HD SOURCE="HED">Authority: </HD>
                            <P>
                                42 U.S.C. 7401 
                                <E T="03">et seq.</E>
                            </P>
                        </AUTH>
                    </REGTEXT>
                    <SUBPART>
                        <HD SOURCE="HED">Subpart A—General Provisions </HD>
                    </SUBPART>
                    <REGTEXT TITLE="40" PART="63">
                        <AMDPAR>2. Amend § 63.14 by revising paragraph (f)(1) to read as follows:</AMDPAR>
                        <SECTION>
                            <PRTPAGE P="9114"/>
                            <SECTNO>§ 63.14</SECTNO>
                            <SUBJECT>Incorporation by reference.</SUBJECT>
                            <STARS/>
                            <P>(f) * * *</P>
                            <P>(1) ANSI/ASME PTC 19.10-1981, Flue and Exhaust Gas Analyses [Part 10, Instruments and Apparatus], issued August 31, 1981; §§ 63.116(c) and (h); 63.128(a); 63.145(i); 63.309(k); 63.365(b); 63.457(k); 63.490(g); 63.772(e) and (h); 63.865(b); 63.997(e); 63.1282(d) and (g); 63.1450(a), (b), (d), (e), (g); 63.1625(b); table 5 to subpart EEEE; §§ 63.3166(a); 63.3360(e); 63.3545(a); 63.3555(a); 63.4166(a); 63.4362(a); 63.4766(a); 63.4965(a); 63.5160(d); table 4 to subpart UUUU; tables 5, 16, and 17 to subpart XXXX; table 3 to subpart YYYY; table 4 to subpart AAAAA; § 63.7322(b); table 5 to subpart DDDDD; §§ 63.7822(b); 63.7824(e); 63.7825(b); 63.8000(d); table 4 to subpart JJJJJ; table 4 to subpart KKKKK; §§ 63.9307(c); 63.9323(a); 63.9621(b) and (c); table 4 to subpart SSSSS; table 5 of subpart UUUUU; table 1 to subpart ZZZZZ; §§ 63.11148(e); 63.11155(e); 63.11162(f); 63.11163(g); table 4 to subpart JJJJJJ; §§ 63.11410(j); 63.11551(a); 63.11646(a); 63.11945.</P>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <SUBPART>
                        <HD SOURCE="HED">Subpart UUUUU—National Emission Standards for Hazardous Air Pollutants: Coal- and Oil-Fired Electric Utility Steam Generating Units</HD>
                    </SUBPART>
                    <REGTEXT TITLE="40" PART="63">
                        <AMDPAR>3. Amend § 63.9991 by revising paragraph (a)(2) to read as follows:</AMDPAR>
                        <SECTION>
                            <SECTNO>§ 63.9991</SECTNO>
                            <SUBJECT>What emission limitations, work practice standards, and operating limits must I meet?</SUBJECT>
                            <P>(a) * * *</P>
                            <P>(2) You must meet each operating limit in table 4 to this subpart that applies to your EGU.</P>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="63">
                        <AMDPAR>4. Amend § 63.10000 by revising paragraphs (c)(1)(i) and (iv), (c)(2)(i) and (ii), and (d)(5)(i) to read as follows:</AMDPAR>
                        <SECTION>
                            <SECTNO>§ 63.10000</SECTNO>
                            <SUBJECT>What are my general requirements for complying with this subpart?</SUBJECT>
                            <STARS/>
                            <P>(c) * * *</P>
                            <P>(1) * * *</P>
                            <P>(i) For a coal-fired or solid oil-derived fuel-fired EGU or IGCC EGU, you may conduct initial performance testing in accordance with § 63.10005(h), to determine whether the EGU qualifies as a low emitting EGU (LEE) for one or more applicable emission limits, except as otherwise provided in paragraphs (c)(1)(i)(A) and (B) of this section:</P>
                            <P>(A) Except as provided in paragraph (c)(1)(i)(C) of this section, you may not pursue the LEE option if your coal-fired, IGCC, or solid oil-derived fuel-fired EGU is equipped with a main stack and a bypass stack or bypass duct configuration that allows the effluent to bypass any pollutant control device.</P>
                            <P>(B) You may not pursue the LEE option for Hg if your coal-fired, solid oil-derived fuel-fired EGU or IGCC EGU is new.</P>
                            <P>(C) You may pursue the LEE option provided that:</P>
                            <P>
                                (
                                <E T="03">1</E>
                                ) Your EGU's control device bypass emissions are measured in the bypass stack or duct or your control device bypass exhaust is routed through the EGU main stack so that emissions are measured during the bypass event; or
                            </P>
                            <P>
                                (
                                <E T="03">2</E>
                                ) Except for hours during which only clean fuel is combusted, you bypass your EGU control device only during emergency periods for no more than a total of 2 percent of your EGU's annual operating hours; you use clean fuels to the maximum extent possible during an emergency period; and you prepare and submit a report describing the emergency event, its cause, corrective action taken, and estimates of emissions released during the emergency event. You must include these emergency emissions along with performance test results in assessing whether your EGU maintains LEE status.
                            </P>
                            <STARS/>
                            <P>(iv) If your coal-fired or solid oil derived fuel-fired or IGCC EGU does not qualify as a LEE for total non-mercury HAP metals, individual non-mercury HAP metals, or filterable particulate matter (PM), you must demonstrate compliance through an initial performance test and you must monitor continuous performance through either use of a particulate matter continuous parametric monitoring system (PM CPMS), a PM CEMS, or, for an existing EGU, compliance performance testing repeated quarterly.</P>
                            <STARS/>
                            <P>(2) * * *</P>
                            <P>(i) For an existing liquid oil-fired unit, you may conduct the performance testing in accordance with § 63.10005(h), to determine whether the unit qualifies as a LEE for one or more pollutants. For a qualifying LEE for Hg emissions limits, you must conduct a 30-day performance test using Method 30B at least once every 12 calendar months to demonstrate continued LEE status. For a qualifying LEE of any other applicable emissions limits, you must conduct a performance test at least once every 36 calendar months to demonstrate continued LEE status.</P>
                            <P>(ii) If your liquid oil-fired unit does not qualify as a LEE for total HAP metals (including mercury), individual metals (including mercury), or filterable PM you must demonstrate compliance through an initial performance test and you must monitor continuous performance through either use of a PM CPMS, a PM CEMS, or, for an existing EGU, performance testing conducted quarterly.</P>
                            <STARS/>
                            <P>(d) * * *</P>
                            <P>(5) * * *</P>
                            <P>
                                (i) Installation of the CMS or sorbent trap monitoring system sampling probe or other interface at a measurement location relative to each affected process unit such that the measurement is representative of control of the exhaust emissions (
                                <E T="03">e.g.,</E>
                                 on or downstream of the last control device). See § 63.10010(a) for further details. For PM CPMS installations, follow the procedures in § 63.10010(h).
                            </P>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="63">
                        <AMDPAR>5. Amend § 63.10005 by revising paragraph (a)(1), introductory text of paragraph (b), paragraph (c), and introductory text of paragraphs (d)(2), (h), and (h)(1) to read as follows:</AMDPAR>
                        <SECTION>
                            <SECTNO>§ 63.10005</SECTNO>
                            <SUBJECT>What are my initial compliance requirements and by what date must I conduct them?</SUBJECT>
                            <P>(a) * * *</P>
                            <P>(1) To demonstrate initial compliance with an applicable emissions limit in table 1 or 2 to this subpart using stack testing, the initial performance test generally consists of three runs at specified process operating conditions using approved methods. If you are required to establish operating limits (see paragraph (d) of this section and table 4 to this subpart), you must collect all applicable parametric data during the performance test period. Also, if you choose to comply with an electrical output-based emission limit, you must collect hourly electrical load data during the test period.</P>
                            <STARS/>
                            <P>
                                (b) 
                                <E T="03">Performance testing requirements.</E>
                                 If you choose to use performance testing to demonstrate initial compliance with the applicable emissions limits in tables 1 and 2 to this subpart for your EGUs, you must conduct the tests according to § 63.10007 and table 5 to this subpart. Notwithstanding the preceding requirements, when table 5 specifies the use of isokinetic EPA test Method 5, 5D, 5I, 26A, or 29 for a stack test, if concurrent measurement of the stack gas flow rate or moisture content is needed to convert the pollutant concentrations to units of the standard, separate determination of these parameters using EPA test Method 2 or EPA test Method 
                                <PRTPAGE P="9115"/>
                                4 is not necessary. Instead, the stack gas flow rate and moisture content can be determined from data that are collected during the EPA test Method 5, 5D, 5I, 6, 26A, or 29 test (
                                <E T="03">e.g.,</E>
                                 pitot tube (delta P) readings, moisture collected in the impingers). For the purposes of the initial compliance demonstration, you may use test data and results from a performance test conducted prior to the date on which compliance is required as specified in § 63.9984, provided that the following conditions are fully met:
                            </P>
                            <STARS/>
                            <P>
                                (c) 
                                <E T="03">Operating limits.</E>
                                 In accordance with § 63.10010 and table 4 to this subpart, you may be required to establish operating limits using PM CPMS and using site-specific monitoring for certain liquid oil-fired units as part of your initial compliance demonstration.
                            </P>
                            <P>(d) * * *</P>
                            <P>(2) For affected coal-fired or solid oil-derived fuel-fired EGUs that demonstrate compliance with the applicable emission limits for total non-mercury HAP metals, individual non-mercury HAP metals, total HAP metals, individual HAP metals, or filterable PM listed in table 1 or 2 to this subpart using initial performance testing and continuous monitoring with PM CPMS:</P>
                            <STARS/>
                            <P>
                                (h) 
                                <E T="03">Low emitting EGUs.</E>
                                 The provisions of this paragraph (h) apply to pollutants with emissions limits from new EGUs except Hg and to all pollutants with emissions limits from existing EGUs. You may pursue this compliance option unless prohibited pursuant to § 63.10000(c)(1)(i).
                            </P>
                            <P>(1) An EGU may qualify for low emitting EGU (LEE) status for Hg, HCl, HF, filterable PM, total non-Hg HAP metals, or individual non-Hg HAP metals (or total HAP metals or individual HAP metals, for liquid oil-fired EGUs) if you collect performance test data that meet the requirements of this paragraph (h) and if those data demonstrate:</P>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="63">
                        <AMDPAR>6. Amend § 63.10006 by revising paragraph (a) to read as follows:</AMDPAR>
                        <SECTION>
                            <SECTNO>§ 63.10006</SECTNO>
                            <SUBJECT>When must I conduct subsequent performance tests or tune-ups?</SUBJECT>
                            <P>(a) For liquid oil-fired, solid oil-derived fuel-fired and coal-fired EGUs and IGCC units using PM CPMS to monitor continuous performance with an applicable emission limit as provided for under § 63.10000(c), you must conduct all applicable performance tests according to table 5 to this subpart and § 63.10007 at least every year.</P>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="63">
                        <AMDPAR>7. Amend § 63.10007 by revising paragraphs (a)(3) and (c) to read as follows:</AMDPAR>
                        <SECTION>
                            <SECTNO>§ 63.10007</SECTNO>
                            <SUBJECT>What methods and other procedures must I use for the performance tests?</SUBJECT>
                            <P>(a) * * *</P>
                            <P>(3) For establishing operating limits with particulate matter continuous parametric monitoring system (PM CPMS) to demonstrate compliance with a PM or non-Hg metals emissions limit, operate the unit at maximum normal operating load conditions during the performance test period. Maximum normal operating load will be generally between 90 and 110 percent of design capacity but should be representative of site specific normal operations during each test run.</P>
                            <STARS/>
                            <P>(c) If you choose the filterable PM method to comply with the PM emission limit and demonstrate continuous performance using a PM CPMS as provided for in § 63.10000(c), you must also establish an operating limit according to § 63.10011(b), § 63.10023, and tables 4 and 6 to this subpart. Should you desire to have operating limits that correspond to loads other than maximum normal operating load, you must conduct testing at those other loads to determine the additional operating limits.</P>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="63">
                        <AMDPAR>8. Amend § 63.10010 by revising the introductory text of paragraphs (a), (h), and (i) to read as follows:</AMDPAR>
                        <SECTION>
                            <SECTNO>§ 63.10010</SECTNO>
                            <SUBJECT>What are my monitoring, installation, operation, and maintenance requirements?</SUBJECT>
                            <P>(a) Flue gases from the affected units under this subpart exhaust to the atmosphere through a variety of different configurations, including but not limited to individual stacks, a common stack configuration or a main stack plus a bypass stack. For the CEMS, PM CPMS, and sorbent trap monitoring systems used to provide data under this subpart, the continuous monitoring system installation requirements for these exhaust configurations are as follows:</P>
                            <STARS/>
                            <STARS/>
                            <P>(h) If you use a PM CPMS to demonstrate continuous compliance with an operating limit, you must install, calibrate, maintain, and operate the PM CPMS and record the output of the system as specified in paragraphs (h)(1) through (5) of this section.</P>
                            <STARS/>
                            <P>(i) If you choose to comply with the PM filterable emissions limit in lieu of metal HAP limits, you may choose to install, certify, operate, and maintain a PM CEMS and record and report the output of the PM CEMS as specified in paragraphs (i)(1) through (8) of this section. Compliance with the applicable PM emissions limit in table 1 or 2 to this subpart is determined on a 30-boiler operating day rolling average basis.</P>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="63">
                        <AMDPAR>9. Amend § 63.10011 by revising paragraph (b) to read as follows:</AMDPAR>
                        <SECTION>
                            <SECTNO>§ 63.10011</SECTNO>
                            <SUBJECT>How do I demonstrate initial compliance with the emissions limits and work practice standards?</SUBJECT>
                            <STARS/>
                            <P>
                                (b) If you are subject to an operating limit in table 4 to this subpart, you demonstrate initial compliance with HAP metals or filterable PM emission limit(s) through performance stack tests and you elect to use a PM CPMS to demonstrate continuous performance, or if, for a liquid oil fired EGU, and you use quarterly stack testing for HCl and HF plus site-specific parameter monitoring to demonstrate continuous performance, you must also establish a site-specific operating limit, in accordance with § 63.10007 and table 6 to this subpart. You may use only the parametric data recorded during successful performance tests (
                                <E T="03">i.e.,</E>
                                 tests that demonstrate compliance with the applicable emissions limits) to establish an operating limit.
                            </P>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="63">
                        <AMDPAR>10. Amend § 63.10020 by revising paragraph (e)(3)(i) introductory text to read as follows:</AMDPAR>
                        <SECTION>
                            <SECTNO>§ 63.10020</SECTNO>
                            <SUBJECT>How do I monitor and collect data to demonstrate continuous compliance?</SUBJECT>
                            <STARS/>
                            <P>(e) * * *</P>
                            <P>(3) * * *</P>
                            <P>(i) Except for an EGU that uses PM CEMS or PM CPMS to demonstrate compliance with the PM emissions limit, or that has LEE status for filterable PM or total non-Hg HAP metals for non- liquid oil-fired EGUs (or HAP metals emissions for liquid oil-fired EGUs), or individual non-mercury metals CMS, you must:</P>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="63">
                        <AMDPAR>11. Amend § 63.10021 by revising paragraph (c) introductory text and paragraph (f) to read as follows:</AMDPAR>
                        <SECTION>
                            <PRTPAGE P="9116"/>
                            <SECTNO>§ 63.10021</SECTNO>
                            <SUBJECT>How do I demonstrate continuous compliance with the emission limitations, operating limits, and work practice standards?</SUBJECT>
                            <STARS/>
                            <P>
                                (c) If you use PM CPMS data to measure compliance with an operating limit in table 4 to this subpart, you must record the PM CPMS output data for all periods when the process is operating and the PM CPMS is not out-of-control. You must demonstrate continuous compliance by using all quality-assured hourly average data collected by the PM CPMS for all operating hours to calculate the arithmetic average operating parameter in units of the operating limit (
                                <E T="03">e.g.,</E>
                                 milliamps, PM concentration, raw data signal) on a 30 operating day rolling average basis, updated at the end of each new boiler operating day. Use the following equation to determine the 30-boiler operating day average.
                            </P>
                            <P>Equation 9 to Paragraph (c) Introductory Text</P>
                            <GPH SPAN="3" DEEP="50">
                                <GID>ER24FE26.031</GID>
                            </GPH>
                            <EXTRACT>
                                <FP SOURCE="FP-2">Where:</FP>
                                <FP SOURCE="FP-2">
                                    Hpv
                                    <E T="52">i</E>
                                     is the hourly parameter value for hour i and n is the number of valid hourly parameter values collected over 30-boiler operating days.
                                </FP>
                            </EXTRACT>
                            <STARS/>
                            <P>(f) You must submit the applicable reports and notifications required under § 63.10031(a) through (k) to the Administrator electronically, using EPA's Emissions Collection and Monitoring Plan System (ECMPS) reporting tool. If the final date of any time period (or any deadline) for any of these submissions falls on a weekend or a Federal holiday, the time period shall be extended to the next business day. Moreover, if the EPA Host System supporting the ECMPS reporting tool is offline and unavailable for submission of reports for any part of a day when a report would otherwise be due, the deadline for reporting is automatically extended until the first business day on which the system becomes available following the outage. Use of the ECMPS reporting tool to submit a report or notification required under this subpart satisfies any requirement under subpart A of this part to submit that same report or notification (or the information contained in it) to the appropriate EPA Regional office or state agency whose delegation request has been approved.</P>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="63">
                        <AMDPAR>12. Amend § 63.10022 by revising paragraphs (a)(2) and (3) to read as follows:</AMDPAR>
                        <SECTION>
                            <SECTNO>§ 63.10022</SECTNO>
                            <SUBJECT>How do I demonstrate continuous compliance under the emissions averaging provision?</SUBJECT>
                            <P>(a) * * *</P>
                            <P>(2) For each existing unit participating in the emissions averaging option that is equipped with PM CPMS, maintain the average parameter value at or below the operating limit established during the most recent performance test.</P>
                            <P>(3) For each existing unit participating in the emissions averaging option venting to a common stack configuration containing affected units from other subcategories, maintain the appropriate operating limit for each unit as specified in table 4 to this subpart that applies.</P>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <SECTION>
                        <SECTNO>§ 63.10023</SECTNO>
                        <SUBJECT>[Amended]</SUBJECT>
                    </SECTION>
                    <REGTEXT TITLE="40" PART="63">
                        <AMDPAR>13. Amend § 63.10023 by removing the introductory text to the section.</AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="63">
                        <AMDPAR>14. Amend § 63.10030 by revising paragraph (e)(3) to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 63.10030</SECTNO>
                            <SUBJECT>What notifications must I submit and when?</SUBJECT>
                            <STARS/>
                            <P>(e) * * *</P>
                            <P>
                                (3) Identification of whether you plan to demonstrate compliance with each applicable emission limit through performance testing; fuel moisture analyses; performance testing with operating limits (
                                <E T="03">e.g.,</E>
                                 use of PM CPMS); CEMS; or a sorbent trap monitoring system.
                            </P>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="63">
                        <AMDPAR>15. Amend § 63.10031 by revising paragraph (a)(4), paragraph (a)(5) introductory text, paragraphs (f)(2) and (4), paragraph (f)(6) introductory text, and paragraphs (g) through (k) to read as follows:</AMDPAR>
                        <SECTION>
                            <SECTNO>§ 63.10031</SECTNO>
                            <SUBJECT>What reports must I submit and when?</SUBJECT>
                            <P>(a) * * *</P>
                            <P>(4) If you elect to demonstrate continuous compliance using a PM CPMS, you must meet the electronic reporting requirements of appendix D to this subpart. Electronic reporting of the hourly PM CPMS output shall begin with the later of the first operating hour on or after January 1, 2024; or the first operating hour after completion of the initial performance stack test that establishes the operating limit for the PM CPMS.</P>
                            <P>
                                (5) If you elect to monitor SO
                                <E T="52">2</E>
                                 emission rate continuously as a surrogate for HCl, you must use the ECMPS reporting tool to submit the following information to EPA (except where it is already required to be reported or has been previously provided under the Acid Rain Program or another emissions reduction program that requires the use of part 75 of this chapter):
                            </P>
                            <STARS/>
                            <P>(f) * * *</P>
                            <P>
                                (2) If, for a particular EGU or a group of EGUs serving a common stack, you have elected to demonstrate compliance using a PM CEMS, an approved HAP metals CMS, or a PM CPMS, you must submit quarterly PDF reports in accordance with paragraph (f)(6) of this section, which include all of the 30-boiler operating day rolling average emission rates derived from the CEMS data or the 30-boiler operating day rolling average responses derived from the PM CPMS data (as applicable). The quarterly reports are due within 60 days after the reporting periods ending on March 31st, June 30th, September 30th, and December 31st. Submission of these quarterly reports in PDF files shall end with the report that covers the fourth calendar quarter of 2023. Beginning with the first calendar quarter of 2024, the compliance averages shall no longer be reported separately, but shall be incorporated into the quarterly compliance reports described in paragraph (g) of this section. In addition to the compliance averages for PM CEMS, PM CPMS, and/or HAP metals CMS, the quarterly compliance reports described in paragraph (g) of this section must also include the 30- (or, if applicable 90-) boiler operating day rolling average emission rates for Hg, HCl, HF, and/or SO
                                <E T="52">2</E>
                                , if you have elected to (or are required to) continuously monitor these pollutants. Further, if your EGU or common stack is in an averaging plan, your quarterly compliance reports must identify all of the EGUs or common stacks in the plan 
                                <PRTPAGE P="9117"/>
                                and must include all of the 30- (or 90-) group boiler operating day rolling weighted average emission rates (WAERs) for the averaging group.
                            </P>
                            <STARS/>
                            <P>(4) You must submit semiannual compliance reports as required under paragraphs (b) through (d) of this section, ending with a report covering the semiannual period from July 1 through December 31, 2023, and Notifications of Compliance Status as required under § 63.10030(e), as PDF files. Quarterly compliance reports shall be submitted in a format specified by the Administrator, thereafter, in accordance with paragraph (g) of this section, starting with a report covering the first calendar quarter of 2024.</P>
                            <STARS/>
                            <P>(6) All reports and notifications described in paragraphs (f) introductory text, (f)(1), (2), and (4) of this section shall be submitted to the EPA in the specified format and at the specified frequency, using the ECMPS reporting tool. Each PDF version of a stack test report, CEMS RATA report, PM CEMS correlation test report, RRA report, and RCA report must include sufficient information to assess compliance and to demonstrate that the reference method testing was done properly. Note that EPA will continue to accept, as necessary, PDF reports that are being phased out at the end of 2023, if the submission deadlines for those reports extend beyond December 31, 2023. The following data elements must be entered into the ECMPS reporting tool at the time of submission of each PDF file:</P>
                            <STARS/>
                            <P>(g) Starting with a report for the first calendar quarter of 2024, you must use the ECMPS reporting tool to submit quarterly electronic compliance reports. Each quarterly compliance report shall include the applicable data elements in sections 2 through 13 of appendix E to this subpart. For each stack test summarized in the compliance report, you must also submit the applicable reference method information in sections 17 through 31 of appendix E to this subpart. The compliance reports and associated appendix E information must be submitted no later than 60 days after the end of each calendar quarter.</P>
                            <P>(h) On and after January 1, 2024, initial Notifications of Compliance Status (if any) shall be submitted in accordance with 40 CFR 63.9(h)(2)(ii), as PDF files, using the ECMPS reporting tool. The applicable data elements in paragraphs (f)(6)(i) through (xii) of this section must be entered into the ECMPS reporting tool with each Notification.</P>
                            <P>(i) If you have elected to use paragraph (2) of the definition of “startup” in § 63.10042 (only allowed before January 2, 2025), then, for startup and shutdown incidents that occur on or prior to December 31, 2023, you must include the information in § 63.10031(c)(5) in the semiannual compliance report, in a PDF file. If you have elected to use paragraph (2) of the definition of “startup” in § 63.10042, then, for startup and shutdown event(s) that occur on or after January 1, 2024, you must use the ECMPS reporting tool to submit the information in §§ 63.10031(c)(5) and 63.10020(e) along with each quarterly compliance report, in a PDF file, starting with a report for the first calendar quarter of 2024. The applicable data elements in paragraphs (f)(6)(i) through (xii) of this section must be entered into the ECMPS reporting tool with each startup and shutdown report.</P>
                            <P>(j) If you elect to use a certified PM CEMS to monitor PM emissions continuously to demonstrate compliance with this subpart and have begun recording valid data from the PM CEMS prior to November 9, 2020, you must use the ECMPS reporting tool to submit a detailed report of your PS 11 correlation test (see appendix B to part 60 of this chapter) in a PDF file no later than 60 days after that date. For a correlation test completed on or after November 9, 2020, but prior to January 1, 2024, you must submit the PDF report no later than 60 days after the date on which the test is completed. For a correlation test completed on or after January 1, 2024, you must submit the PDF report according to section 7.2.4 of appendix C to this subpart. The applicable data elements in paragraphs (f)(6)(i) through (xii) of this section must be entered into the ECMPS reporting tool with the PDF report.</P>
                            <P>
                                (k) If you elect to demonstrate compliance using a PM CPMS or an approved HAP metals CMS, you must submit quarterly reports of your QA/QC activities (
                                <E T="03">e.g.,</E>
                                 calibration checks, performance audits), in a PDF file, beginning with a report for the first quarter of 2024, if the PM CPMS or HAP metals CMS is used for the compliance demonstration in that quarter. Otherwise, submit a report for the first calendar quarter in which the PM CPMS or HAP metals CMS is used to demonstrate compliance. These reports are due no later than 60 days after the end of each calendar quarter. The applicable data elements in paragraphs (f)(6)(i) through (xii) of this section must be entered into the ECMPS reporting tool with the PDF report.
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="63">
                        <AMDPAR>16. Amend § 63.10032 by revising paragraph (a) introductory text to read as follows:</AMDPAR>
                        <SECTION>
                            <SECTNO>§ 63.10032</SECTNO>
                            <SUBJECT>What records must I keep?</SUBJECT>
                            <P>
                                (a) You must keep records according to paragraphs (a)(1) and (2) of this section. If you are required to (or elect to) continuously monitor Hg and/or HCl and/or HF and/or PM emissions, or if you elect to use a PM CPMS, you must keep the records required under appendix A and/or appendix B and/or appendix C and/or appendix D to this subpart. If you elect to conduct periodic (
                                <E T="03">e.g.,</E>
                                 quarterly or annual) performance stack tests, then, for each test completed on or after January 1, 2024, you must keep records of the applicable data elements under 40 CFR 63.7(g). You must also keep records of all data elements and other information in appendix E to this subpart that apply to your compliance strategy.
                            </P>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="63">
                        <AMDPAR>17. Amend § 63.10042 by adding the definition “Stationary combustion turbine” in alphabetical order to read as follows:</AMDPAR>
                        <SECTION>
                            <SECTNO>§ 63.10042</SECTNO>
                            <SUBJECT>What definitions apply to this subpart?</SUBJECT>
                            <STARS/>
                            <P>
                                <E T="03">Stationary combustion turbine</E>
                                 means all equipment, including but not limited to the turbine, the fuel, air, lubrication and exhaust gas systems, control systems (except emissions control equipment), and any ancillary components and sub-components comprising any simple cycle stationary combustion turbine, any regenerative/recuperative cycle stationary combustion turbine, the combustion turbine portion of any stationary cogeneration cycle combustion system, or the combustion turbine portion of any stationary combined cycle steam/electric generating system. Stationary means that the combustion turbine is not self propelled or intended to be propelled while performing its function. Stationary combustion turbines do not include turbines located at a research or laboratory facility, if research is conducted on the turbine itself and the turbine is not being used to power other applications at the research or laboratory facility.
                            </P>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="63">
                        <AMDPAR>
                            18. Revise tables 1, 2, 4, 5, 6, 7, and 8 to subpart UUUUU of part 63 to read as follows:
                            <PRTPAGE P="9118"/>
                        </AMDPAR>
                        <GPOTABLE COLS="4" OPTS="L2,nj,i1" CDEF="s50,r50,r50,r100">
                            <TTITLE>Table 1 to Subpart UUUUU of Part 63—Emission Limits for New or Reconstructed EGUs</TTITLE>
                            <TDESC>[As stated in § 63.9991, you must comply with the following applicable emission limits]</TDESC>
                            <BOXHD>
                                <CHED H="1" O="L">If your EGU is in this subcategory . . .</CHED>
                                <CHED H="1" O="L">
                                    For the following
                                    <LI>pollutants . . .</LI>
                                </CHED>
                                <CHED H="1" O="L">
                                    You must meet the following emission limits and work practice
                                    <LI>standards . . .</LI>
                                </CHED>
                                <CHED H="1" O="L">
                                    Using these requirements, as appropriate (
                                    <E T="03">e.g.</E>
                                    , specified sampling volume or test run duration) and limitations with the test methods in table 5 to this
                                    <LI>subpart . . .</LI>
                                </CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="01">1. Coal-fired unit not low rank virgin coal</ENT>
                                <ENT>a. Filterable particulate matter (PM)</ENT>
                                <ENT>
                                    9.0E-2 lb/MWh 
                                    <SU>1</SU>
                                </ENT>
                                <ENT>Collect a minimum catch of 6.0 milligrams or a minimum sample volume of 4 dscm per run if using PM CEMS for compliance. For all other compliance demonstration options, collect a minimum of 1 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>Total non-Hg HAP metals</ENT>
                                <ENT>6.0E-2 lb/GWh</ENT>
                                <ENT>Collect a minimum of 4 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl">Individual HAP metals:</ENT>
                                <ENT O="xl"/>
                                <ENT>Collect a minimum of 3 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Antimony (Sb)</ENT>
                                <ENT>8.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Arsenic (As)</ENT>
                                <ENT>3.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Beryllium (Be)</ENT>
                                <ENT>6.0E-4 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Cadmium (Cd)</ENT>
                                <ENT>4.0E-4 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Chromium (Cr)</ENT>
                                <ENT>7.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Cobalt (Co)</ENT>
                                <ENT>2.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Lead (Pb)</ENT>
                                <ENT>2.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Manganese (Mn)</ENT>
                                <ENT>4.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Nickel (Ni)</ENT>
                                <ENT>4.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Selenium (Se)</ENT>
                                <ENT>5.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>b. Hydrogen chloride (HCl)</ENT>
                                <ENT>1.0E-2 lb/MWh</ENT>
                                <ENT>
                                    For Method 26A at appendix A-8 to part 60 of this chapter, collect a minimum of 3 dscm per run. For ASTM D6348-03 (Reapproved 2010) 
                                    <SU>2</SU>
                                     or Method 320 at appendix A to part 63 of this chapter, sample for a minimum of 1 hour.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>
                                    Sulfur dioxide (SO
                                    <E T="0732">2</E>
                                    ) 
                                    <SU>3</SU>
                                </ENT>
                                <ENT>1.0 lb/MWh</ENT>
                                <ENT>
                                    SO
                                    <E T="0732">2</E>
                                     CEMS.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>c. Mercury (Hg)</ENT>
                                <ENT>3.0E-3 lb/GWh</ENT>
                                <ENT>Hg CEMS or sorbent trap monitoring system only.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">2. Coal-fired units low rank virgin coal</ENT>
                                <ENT>a. Filterable particulate matter (PM)</ENT>
                                <ENT>
                                    9.0E-2 lb/MWh 
                                    <SU>1</SU>
                                </ENT>
                                <ENT>Collect a minimum catch of 6.0 milligrams or a minimum sample volume of 4 dscm per run if using PM CEMS for compliance. For all other compliance demonstration options, collect a minimum of 1 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>Total non-Hg HAP metals</ENT>
                                <ENT>6.0E-2 lb/GWh</ENT>
                                <ENT>Collect a minimum of 4 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl">Individual HAP metals:</ENT>
                                <ENT O="xl"/>
                                <ENT>Collect a minimum of 3 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Antimony (Sb)</ENT>
                                <ENT>8.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Arsenic (As)</ENT>
                                <ENT>3.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Beryllium (Be)</ENT>
                                <ENT>6.0E-4 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Cadmium (Cd)</ENT>
                                <ENT>4.0E-4 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Chromium (Cr)</ENT>
                                <ENT>7.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Cobalt (Co)</ENT>
                                <ENT>2.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Lead (Pb)</ENT>
                                <ENT>2.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Manganese (Mn)</ENT>
                                <ENT>4.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Nickel (Ni)</ENT>
                                <ENT>4.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Selenium (Se)</ENT>
                                <ENT>5.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>b. Hydrogen chloride (HCl)</ENT>
                                <ENT>1.0E-2 lb/MWh</ENT>
                                <ENT>
                                    For Method 26A, collect a minimum of 3 dscm per run For ASTM D6348-03 (Reapproved 2010) 
                                    <SU>2</SU>
                                     or Method 320, sample for a minimum of 1 hour.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>
                                    Sulfur dioxide (SO
                                    <E T="0732">2</E>
                                    ) 
                                    <SU>3</SU>
                                </ENT>
                                <ENT>1.0 lb/MWh</ENT>
                                <ENT>
                                    SO
                                    <E T="0732">2</E>
                                     CEMS.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>c. Mercury (Hg)</ENT>
                                <ENT>4.0E-2 lb/GWh</ENT>
                                <ENT>Hg CEMS or sorbent trap monitoring system only.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">3. IGCC unit</ENT>
                                <ENT>a. Filterable particulate matter (PM)</ENT>
                                <ENT>
                                    7.0E-2 lb/MWh 
                                    <SU>4</SU>
                                     9.0E-2 lb/MWh 
                                    <SU>5</SU>
                                </ENT>
                                <ENT>Collect a minimum catch of 3.0 milligrams or a minimum sample volume of 2 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>Total non-Hg HAP metals</ENT>
                                <ENT>4.0E-1 lb/GWh</ENT>
                                <ENT>Collect a minimum of 1 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl">Individual HAP metals:</ENT>
                                <ENT O="xl"/>
                                <ENT>Collect a minimum of 2 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Antimony (Sb)</ENT>
                                <ENT>2.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Arsenic (As)</ENT>
                                <ENT>2.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Beryllium (Be)</ENT>
                                <ENT>1.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Cadmium (Cd)</ENT>
                                <ENT>2.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Chromium (Cr)</ENT>
                                <ENT>4.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Cobalt (Co)</ENT>
                                <ENT>4.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Lead (Pb)</ENT>
                                <ENT>9.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Manganese (Mn)</ENT>
                                <ENT>2.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Nickel (Ni)</ENT>
                                <ENT>7.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Selenium (Se)</ENT>
                                <ENT>3.0E-1 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <PRTPAGE P="9119"/>
                                <ENT I="22"> </ENT>
                                <ENT>b. Hydrogen chloride (HCl)</ENT>
                                <ENT>2.0E-3 lb/MWh</ENT>
                                <ENT>
                                    For Method 26A, collect a minimum of 1 dscm per run; for Method 26 at appendix A-8 to part 60 of this chapter, collect a minimum of 120 liters per run. For ASTM D6348-03 (Reapproved 2010) 
                                    <SU>2</SU>
                                     or Method 320, sample for a minimum of 1 hour.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>
                                    Sulfur dioxide (SO
                                    <E T="0732">2</E>
                                    ) 
                                    <SU>3</SU>
                                </ENT>
                                <ENT>4.0E-1 lb/MWh</ENT>
                                <ENT>
                                    SO
                                    <E T="0732">2</E>
                                     CEMS.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>c. Mercury (Hg)</ENT>
                                <ENT>3.0E-3 lb/GWh</ENT>
                                <ENT>Hg CEMS or sorbent trap monitoring system only.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">4. Liquid oil-fired unit—continental (excluding limited-use liquid oil-fired subcategory units)</ENT>
                                <ENT>a. Filterable particulate matter (PM)</ENT>
                                <ENT>
                                    3.0E-1 lb/MWh 
                                    <SU>1</SU>
                                </ENT>
                                <ENT>Collect a minimum of 1 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl">OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>Total HAP metals</ENT>
                                <ENT>2.0E-4 lb/MWh</ENT>
                                <ENT>Collect a minimum of 2 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl">OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl">Individual HAP metals:</ENT>
                                <ENT O="xl"/>
                                <ENT>Collect a minimum of 2 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Antimony (Sb)</ENT>
                                <ENT>1.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Arsenic (As)</ENT>
                                <ENT>3.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Beryllium (Be)</ENT>
                                <ENT>5.0E-4 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Cadmium (Cd)</ENT>
                                <ENT>2.0E-4 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Chromium (Cr)</ENT>
                                <ENT>2.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Cobalt (Co)</ENT>
                                <ENT>3.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Lead (Pb)</ENT>
                                <ENT>8.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Manganese (Mn)</ENT>
                                <ENT>2.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Nickel (Ni)</ENT>
                                <ENT>9.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Selenium (Se)</ENT>
                                <ENT>2.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Mercury (Hg)</ENT>
                                <ENT>1.0E-4 lb/GWh</ENT>
                                <ENT>
                                    For Method 30B at appendix A-8 to part 60 of this chapter sample volume determination (Section 8.2.4), the estimated Hg concentration should nominally be &lt;
                                    <FR>1/2</FR>
                                     the standard.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>b. Hydrogen chloride (HCl)</ENT>
                                <ENT>4.0E-4 lb/MWh</ENT>
                                <ENT>
                                    For Method 26A, collect a minimum of 3 dscm per run. For ASTM D6348-03 (Reapproved 2010) 
                                    <SU>2</SU>
                                     or Method 320, sample for a minimum of 1 hour.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>c. Hydrogen fluoride (HF)</ENT>
                                <ENT>4.0E-4 lb/MWh</ENT>
                                <ENT>
                                    For Method 26A, collect a minimum of 3 dscm per run. For ASTM D6348-03 (Reapproved 2010) 
                                    <SU>2</SU>
                                     or Method 320, sample for a minimum of 1 hour.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">5. Liquid oil-fired unit—non-continental (excluding limited-use liquid oil-fired subcategory units)</ENT>
                                <ENT>a. Filterable particulate matter (PM)</ENT>
                                <ENT>
                                    2.0E-1 lb/MWh 
                                    <SU>1</SU>
                                </ENT>
                                <ENT>Collect a minimum of 1 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>Total HAP metals</ENT>
                                <ENT>7.0E-3 lb/MWh</ENT>
                                <ENT>Collect a minimum of 1 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl">Individual HAP metals:</ENT>
                                <ENT O="xl"/>
                                <ENT>Collect a minimum of 3 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Antimony (Sb)</ENT>
                                <ENT>8.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Arsenic (As)</ENT>
                                <ENT>6.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Beryllium (Be)</ENT>
                                <ENT>2.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Cadmium (Cd)</ENT>
                                <ENT>2.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Chromium (Cr)</ENT>
                                <ENT>2.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Cobalt (Co)</ENT>
                                <ENT>3.0E-1 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Lead (Pb)</ENT>
                                <ENT>3.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Manganese (Mn)</ENT>
                                <ENT>1.0E-1 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Nickel (Ni)</ENT>
                                <ENT>4.1E0 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Selenium (Se)</ENT>
                                <ENT>2.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Mercury (Hg)</ENT>
                                <ENT>4.0E-4 lb/GWh</ENT>
                                <ENT>
                                    For Method 30B sample volume determination (Section 8.2.4), the estimated Hg concentration should nominally be &lt;
                                    <FR>1/2</FR>
                                     the standard.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>b. Hydrogen chloride (HCl)</ENT>
                                <ENT>2.0E-3 lb/MWh</ENT>
                                <ENT>
                                    For Method 26A, collect a minimum of 1 dscm per run; for Method 26, collect a minimum of 120 liters per run. For ASTM D6348-03 (Reapproved 2010) 
                                    <SU>2</SU>
                                     or Method 320, sample for a minimum of 1 hour.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>c. Hydrogen fluoride (HF)</ENT>
                                <ENT>5.0E-4 lb/MWh</ENT>
                                <ENT>
                                    For Method 26A, collect a minimum of 3 dscm per run. For ASTM D6348-03 (Reapproved 2010) 
                                    <SU>2</SU>
                                     or Method 320, sample for a minimum of 1 hour.
                                </ENT>
                            </ROW>
                            <ROW>
                                <PRTPAGE P="9120"/>
                                <ENT I="01">6. Solid oil-derived fuel-fired unit</ENT>
                                <ENT>a. Filterable particulate matter (PM)</ENT>
                                <ENT>
                                    3.0E-2 lb/MWh 
                                    <SU>1</SU>
                                </ENT>
                                <ENT>Collect a minimum catch of 6.0 milligrams or a minimum sample volume of 4 dscm per run if using PM CEMS for compliance. For all other compliance demonstration options, collect a minimum of 1 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>Total non-Hg HAP metals</ENT>
                                <ENT>6.0E-1 lb/GWh</ENT>
                                <ENT>Collect a minimum of 1 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl">Individual HAP metals:</ENT>
                                <ENT O="xl"/>
                                <ENT>Collect a minimum of 3 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Antimony (Sb)</ENT>
                                <ENT>8.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Arsenic (As)</ENT>
                                <ENT>3.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Beryllium (Be)</ENT>
                                <ENT>6.0E-4 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Cadmium (Cd)</ENT>
                                <ENT>7.0E-4 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Chromium (Cr)</ENT>
                                <ENT>6.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Cobalt (Co)</ENT>
                                <ENT>2.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Lead (Pb)</ENT>
                                <ENT>2.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Manganese (Mn)</ENT>
                                <ENT>7.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Nickel (Ni)</ENT>
                                <ENT>4.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Selenium (Se)</ENT>
                                <ENT>6.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>b. Hydrogen chloride (HCl)</ENT>
                                <ENT>4.0E-4 lb/MWh</ENT>
                                <ENT>
                                    For Method 26A, collect a minimum of 3 dscm per run. For ASTM D6348-03 (Reapproved 2010) 
                                    <SU>2</SU>
                                     or Method 320, sample for a minimum of 1 hour.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>
                                    Sulfur dioxide (SO
                                    <E T="0732">2</E>
                                    ) 
                                    <SU>3</SU>
                                </ENT>
                                <ENT>1.0 lb/MWh</ENT>
                                <ENT>
                                    SO
                                    <E T="0732">2</E>
                                     CEMS.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>c. Mercury (Hg)</ENT>
                                <ENT>2.0E-3 lb/GWh</ENT>
                                <ENT>Hg CEMS or Sorbent trap monitoring system only.</ENT>
                            </ROW>
                            <TNOTE>
                                 
                                <SU>1</SU>
                                 Gross output.
                            </TNOTE>
                            <TNOTE>
                                 
                                <SU>2</SU>
                                 Incorporated by reference, see § 63.14.
                            </TNOTE>
                            <TNOTE>
                                 
                                <SU>3</SU>
                                 You may not use the alternate SO
                                <E T="0732">2</E>
                                 limit if your EGU does not have some form of FGD system (or, in the case of IGCC EGUs, some other acid gas removal system either upstream or downstream of the combined cycle block) and SO
                                <E T="0732">2</E>
                                 CEMS installed.
                            </TNOTE>
                            <TNOTE>
                                 
                                <SU>4</SU>
                                 Duct burners on syngas; gross output.
                            </TNOTE>
                            <TNOTE>
                                 
                                <SU>5</SU>
                                 Duct burners on natural gas; gross output.
                            </TNOTE>
                        </GPOTABLE>
                        <GPOTABLE COLS="4" OPTS="L2,nj,i1" CDEF="s50,r50,r50,r100">
                            <TTITLE>Table 2 to Subpart UUUUU of Part 63—Emission Limits for Existing EGUs</TTITLE>
                            <TDESC>
                                [As stated in § 63.9991, you must comply with the following applicable emission limits 
                                <SU>1</SU>
                                ]
                            </TDESC>
                            <BOXHD>
                                <CHED H="1" O="L">If your EGU is in this subcategory . . .</CHED>
                                <CHED H="1" O="L">
                                    For the following
                                    <LI>pollutants . . .</LI>
                                </CHED>
                                <CHED H="1" O="L">
                                    You must meet the following emission limits and work practice
                                    <LI>standards . . .</LI>
                                </CHED>
                                <CHED H="1" O="L">
                                    Using these requirements, as appropriate (
                                    <E T="03">e.g.</E>
                                    , specified sampling volume or test run duration) and limitations with the test methods in table 5 to this
                                    <LI>subpart . . .</LI>
                                </CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="01">1. Coal-fired unit not low rank virgin coal</ENT>
                                <ENT>a. Filterable particulate matter (PM)</ENT>
                                <ENT>
                                    3.0E-2 lb/MMBtu or 3.0E-1 lb/MWh 
                                    <SU>2</SU>
                                </ENT>
                                <ENT>Before July 6, 2027: Collect a minimum of 1 dscm per run. On or after July 6, 2027: Collect a minimum catch of 6.0 milligrams or a minimum sample volume of 4 dscm per run if using PM CEMS for compliance. For all other compliance demonstration options, collect a minimum of 1 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>Total non-Hg HAP metals</ENT>
                                <ENT>5.0E-5 lb/MMBtu or 5.0E-1 lb/GWh</ENT>
                                <ENT>Collect a minimum of 1 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl">Individual HAP metals:</ENT>
                                <ENT O="xl"/>
                                <ENT>Collect a minimum of 3 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Antimony (Sb)</ENT>
                                <ENT>8.0E-1 lb/TBtu or 8.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Arsenic (As)</ENT>
                                <ENT>1.1E0 lb/TBtu or 2.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Beryllium (Be)</ENT>
                                <ENT>2.0E-1 lb/TBtu or 2.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Cadmium (Cd)</ENT>
                                <ENT>3.0E-1 lb/TBtu or 3.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Chromium (Cr)</ENT>
                                <ENT>2.8E0 lb/TBtu or 3.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Cobalt (Co)</ENT>
                                <ENT>8.0E-1 lb/TBtu or 8.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Lead (Pb)</ENT>
                                <ENT>1.2E0 lb/TBtu or 2.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Manganese (Mn)</ENT>
                                <ENT>4.0E0 lb/TBtu or 5.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <PRTPAGE P="9121"/>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Nickel (Ni)</ENT>
                                <ENT>3.5E0 lb/TBtu or 4.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Selenium (Se)</ENT>
                                <ENT>5.0E0 lb/TBtu or 6.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>b. Hydrogen chloride (HCl)</ENT>
                                <ENT>2.0E-3 lb/MMBtu or 2.0E-2 lb/MWh</ENT>
                                <ENT>
                                    For Method 26A at appendix A-8 to part 60 of this chapter, collect a minimum of 0.75 dscm per run; for Method 26, collect a minimum of 120 liters per run. For ASTM D6348-03 (Reapproved 2010) 
                                    <SU>3</SU>
                                     or Method 320 at appendix A to part 63 of this chapter, sample for a minimum of 1 hour.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>
                                    Sulfur dioxide (SO
                                    <E T="0732">2</E>
                                    ) 
                                    <SU>4</SU>
                                </ENT>
                                <ENT>2.0E-1 lb/MMBtu or 1.5E0 lb/MWh</ENT>
                                <ENT>
                                    SO
                                    <E T="0732">2</E>
                                     CEMS.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>c. Mercury (Hg)</ENT>
                                <ENT>1.2E0 lb/TBtu or 1.3E-2 lb/GWh</ENT>
                                <ENT>LEE Testing for 30 days with a sampling period consistent with that given in section 5.2.1 of appendix A to this subpart per Method 30B at appendix A-8 to part 60 of this chapter run or Hg CEMS or sorbent trap monitoring system only.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>1.0E0 lb/TBtu or 1.1E-2 lb/GWh</ENT>
                                <ENT>LEE Testing for 90 days with a sampling period consistent with that given in section 5.2.1 of appendix A to this subpart per Method 30B run or Hg CEMS or sorbent trap monitoring system only.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">2. Coal-fired unit low rank virgin coal</ENT>
                                <ENT>a. Filterable particulate matter (PM)</ENT>
                                <ENT>
                                    3.0E-2 lb/MMBtu or 3.0E-1 lb/MWh 
                                    <SU>2</SU>
                                </ENT>
                                <ENT>Before July 6, 2027: Collect a minimum of 1 dscm per run. On or after July 6, 2027: Collect a minimum catch of 6.0 milligrams or a minimum sample volume of 4 dscm per run if using PM CEMS for compliance demonstration. For all other compliance demonstration options, collect a minimum of 1 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>Total non-Hg HAP metals</ENT>
                                <ENT>5.0E-5 lb/MMBtu or 5.0E-1 lb/GWh</ENT>
                                <ENT>Collect a minimum of 1 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl">Individual HAP metals:</ENT>
                                <ENT O="xl"/>
                                <ENT>Collect a minimum of 3 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Antimony (Sb)</ENT>
                                <ENT>8.0E-1 lb/TBtu or 8.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Arsenic (As)</ENT>
                                <ENT>1.1E0 lb/TBtu or 2.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Beryllium (Be)</ENT>
                                <ENT>2.0E-1 lb/TBtu or 2.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Cadmium (Cd)</ENT>
                                <ENT>3.0E-1 lb/TBtu or 3.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Chromium (Cr)</ENT>
                                <ENT>2.8E0 lb/TBtu or 3.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Cobalt (Co)</ENT>
                                <ENT>8.0E-1 lb/TBtu or 8.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Lead (Pb)</ENT>
                                <ENT>1.2E0 lb/TBtu or 2.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Manganese (Mn)</ENT>
                                <ENT>4.0E0 lb/TBtu or 5.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Nickel (Ni)</ENT>
                                <ENT>3.5E0 lb/TBtu or 4.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Selenium (Se)</ENT>
                                <ENT>5.0E0 lb/TBtu or 6.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>b. Hydrogen chloride (HCl)</ENT>
                                <ENT>2.0E-3 lb/MMBtu or 2.0E-2 lb/MWh</ENT>
                                <ENT>
                                    For Method 26A, collect a minimum of 0.75 dscm per run; for Method 26 at appendix A-8 to part 60 of this chapter, collect a minimum of 120 liters per run. For ASTM D6348-03 (Reapproved 2010) 
                                    <SU>3</SU>
                                     or Method 320, sample for a minimum of 1 hour.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>
                                    Sulfur dioxide (SO
                                    <E T="0732">2</E>
                                    ) 
                                    <SU>4</SU>
                                </ENT>
                                <ENT>2.0E-1 lb/MMBtu or 1.5E0 lb/MWh</ENT>
                                <ENT>
                                    SO
                                    <E T="0732">2</E>
                                     CEMS.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>c. Mercury (Hg)</ENT>
                                <ENT>4.0E0 lb/TBtu or 4.0E-2 lb/GWh</ENT>
                                <ENT>LEE Testing for 30 days with a sampling period consistent with that given in section 5.2.1 of appendix A to this subpart per Method 30B run or Hg CEMS or sorbent trap monitoring system only.</ENT>
                            </ROW>
                            <ROW>
                                <PRTPAGE P="9122"/>
                                <ENT I="01">3. IGCC unit</ENT>
                                <ENT>a. Filterable particulate matter (PM)</ENT>
                                <ENT>
                                    4.0E-2 lb/MMBtu or 4.0E-1 lb/MWh 
                                    <SU>2</SU>
                                </ENT>
                                <ENT>Before July 6, 2027: Collect a minimum of 1 dscm per run. On or after July 6, 2027: Collect a minimum catch of 3.0 milligrams or a minimum sample volume of 2 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>Total non-Hg HAP metals</ENT>
                                <ENT>6.0E-5 lb/MMBtu or 5.0E-1 lb/GWh</ENT>
                                <ENT>Collect a minimum of 1 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl">Individual HAP metals:</ENT>
                                <ENT O="xl"/>
                                <ENT>Collect a minimum of 2 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Antimony (Sb)</ENT>
                                <ENT>1.4E0 lb/TBtu or 2.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Arsenic (As)</ENT>
                                <ENT>1.5E0 lb/TBtu or 2.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Beryllium (Be)</ENT>
                                <ENT>1.0E-1 lb/TBtu or 1.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Cadmium (Cd)</ENT>
                                <ENT>1.5E-1 lb/TBtu or 2.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Chromium (Cr)</ENT>
                                <ENT>2.9E0 lb/TBtu or 3.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Cobalt (Co)</ENT>
                                <ENT>1.2E0 lb/TBtu or 2.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Lead (Pb)</ENT>
                                <ENT>1.9E+2 lb/TBtu or 1.8E0 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Manganese (Mn)</ENT>
                                <ENT>2.5E0 lb/TBtu or 3.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Nickel (Ni)</ENT>
                                <ENT>6.5E0 lb/TBtu or 7.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Selenium (Se)</ENT>
                                <ENT>2.2E+1 lb/TBtu or 3.0E-1 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>b. Hydrogen chloride (HCl)</ENT>
                                <ENT>5.0E-4 lb/MMBtu or 5.0E-3 lb/MWh</ENT>
                                <ENT>
                                    For Method 26A, collect a minimum of 1 dscm per run; for Method 26, collect a minimum of 120 liters per run. For ASTM D6348-03 (Reapproved 2010) 
                                    <SU>3</SU>
                                     or Method 320, sample for a minimum of 1 hour.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>c. Mercury (Hg)</ENT>
                                <ENT>2.5E0 lb/TBtu or 3.0E-2 lb/GWh</ENT>
                                <ENT>LEE Testing for 30 days with a sampling period consistent with that given in section 5.2.1 of appendix A to this subpart per Method 30B run or Hg CEMS or sorbent trap monitoring system only.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">4. Liquid oil-fired unit—continental (excluding limited-use liquid oil-fired subcategory units)</ENT>
                                <ENT>a. Filterable particulate matter (PM)</ENT>
                                <ENT>
                                    3.0E-2 lb/MMBtu or 3.0E-1 lb/MWh 
                                    <SU>2</SU>
                                </ENT>
                                <ENT>Collect a minimum of 1 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>Total HAP metals</ENT>
                                <ENT>8.0E-4 lb/MMBtu or 8.0E-3 lb/MWh</ENT>
                                <ENT>Collect a minimum of 1 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl">Individual HAP metals:</ENT>
                                <ENT O="xl"/>
                                <ENT>Collect a minimum of 1 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Antimony (Sb)</ENT>
                                <ENT>1.3E+1 lb/TBtu or 2.0E-1 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Arsenic (As)</ENT>
                                <ENT>2.8E0 lb/TBtu or 3.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Beryllium (Be)</ENT>
                                <ENT>2.0E-1 lb/TBtu or 2.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Cadmium (Cd)</ENT>
                                <ENT>3.0E-1 lb/TBtu or 2.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Chromium (Cr)</ENT>
                                <ENT>5.5E0 lb/TBtu or 6.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Cobalt (Co)</ENT>
                                <ENT>2.1E+1 lb/TBtu or 3.0E-1 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Lead (Pb)</ENT>
                                <ENT>8.1E0 lb/TBtu or 8.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Manganese (Mn)</ENT>
                                <ENT>2.2E+1 lb/TBtu or 3.0E-1 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Nickel (Ni)</ENT>
                                <ENT>1.1E+2 lb/TBtu or 1.1E0 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Selenium (Se)</ENT>
                                <ENT>3.3E0 lb/TBtu or 4.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <PRTPAGE P="9123"/>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Mercury (Hg)</ENT>
                                <ENT>2.0E-1 lb/TBtu or 2.0E-3 lb/GWh</ENT>
                                <ENT>
                                    For Method 30B sample volume determination (Section 8.2.4), the estimated Hg concentration should nominally be &lt;
                                    <FR>1/2</FR>
                                     the standard.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>b. Hydrogen chloride (HCl)</ENT>
                                <ENT>2.0E-3 lb/MMBtu or 1.0E-2 lb/MWh</ENT>
                                <ENT>
                                    For Method 26A, collect a minimum of 1 dscm per run; for Method 26, collect a minimum of 120 liters per run. For ASTM D6348-03 (Reapproved 2010) 
                                    <SU>3</SU>
                                     or Method 320, sample for a minimum of 1 hour.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>c. Hydrogen fluoride (HF)</ENT>
                                <ENT>4.0E-4 lb/MMBtu or 4.0E-3 lb/MWh</ENT>
                                <ENT>
                                    For Method 26A, collect a minimum of 1 dscm per run; for Method 26, collect a minimum of 120 liters per run. For ASTM D6348-03 (Reapproved 2010) 
                                    <SU>3</SU>
                                     or Method 320, sample for a minimum of 1 hour.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">5. Liquid oil-fired unit—non-continental (excluding limited-use liquid oil-fired subcategory units)</ENT>
                                <ENT>a. Filterable particulate matter (PM)</ENT>
                                <ENT>
                                    3.0E-2 lb/MMBtu or 3.0E-1 lb/MWh 
                                    <SU>2</SU>
                                </ENT>
                                <ENT>Collect a minimum of 1 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>Total HAP metals</ENT>
                                <ENT>6.0E-4 lb/MMBtu or 7.0E-3 lb/MWh</ENT>
                                <ENT>Collect a minimum of 1 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl">Individual HAP metals:</ENT>
                                <ENT O="xl"/>
                                <ENT>Collect a minimum of 2 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Antimony (Sb)</ENT>
                                <ENT>2.2E0 lb/TBtu or 2.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Arsenic (As)</ENT>
                                <ENT>4.3E0 lb/TBtu or 8.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Beryllium (Be)</ENT>
                                <ENT>6.0E-1 lb/TBtu or 3.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Cadmium (Cd)</ENT>
                                <ENT>3.0E-1 lb/TBtu or 3.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Chromium (Cr)</ENT>
                                <ENT>3.1E+1 lb/TBtu or 3.0E-1 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Cobalt (Co)</ENT>
                                <ENT>1.1E+2 lb/TBtu or 1.4E0 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Lead (Pb)</ENT>
                                <ENT>4.9E0 lb/TBtu or 8.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Manganese (Mn)</ENT>
                                <ENT>2.0E+1 lb/TBtu or 3.0E-1 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Nickel (Ni)</ENT>
                                <ENT>4.7E+2 lb/TBtu or 4.1E0 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Selenium (Se)</ENT>
                                <ENT>9.8E0 lb/TBtu or 2.0E-1 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Mercury (Hg)</ENT>
                                <ENT>4.0E-2 lb/TBtu or 4.0E-4 lb/GWh</ENT>
                                <ENT>
                                    For Method 30B sample volume determination (Section 8.2.4), the estimated Hg concentration should nominally be &lt;
                                    <FR>1/2</FR>
                                     the standard.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>b. Hydrogen chloride (HCl)</ENT>
                                <ENT>2.0E-4 lb/MMBtu or 2.0E-3 lb/MWh</ENT>
                                <ENT>
                                    For Method 26A, collect a minimum of 1 dscm per run; for Method 26, collect a minimum of 120 liters per run. For ASTM D6348-03 (Reapproved 2010) 
                                    <SU>3</SU>
                                     or Method 320, sample for a minimum of 2 hours.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>c. Hydrogen fluoride (HF)</ENT>
                                <ENT>6.0E-5 lb/MMBtu or 5.0E-4 lb/MWh</ENT>
                                <ENT>
                                    For Method 26A, collect a minimum of 3 dscm per run. For ASTM D6348-03 (Reapproved 2010) 
                                    <SU>3</SU>
                                     or Method 320, sample for a minimum of 2 hours.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">6. Solid oil-derived fuel-fired unit</ENT>
                                <ENT>a. Filterable particulate matter (PM)</ENT>
                                <ENT>
                                    8.0E-3 lb/MMBtu or 9.0E-2 lb/MWh 
                                    <SU>2</SU>
                                </ENT>
                                <ENT>Before July 6, 2027: Collect a minimum of 1 dscm per run. On or after July 6, 2027: Collect a minimum catch of 6.0 milligrams or a minimum sample volume of 4 dscm per run if using PM CEMS for compliance. For all other compliance demonstration options, collect a minimum of 1 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>Total non-Hg HAP metals</ENT>
                                <ENT>4.0E-5 lb/MMBtu or 6.0E-1 lb/GWh</ENT>
                                <ENT>Collect a minimum of 1 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl">Individual HAP metals:</ENT>
                                <ENT O="xl"/>
                                <ENT>Collect a minimum of 3 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Antimony (Sb)</ENT>
                                <ENT>8.0E-1 lb/TBtu or 7.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Arsenic (As)</ENT>
                                <ENT>3.0E-1 lb/TBtu or 5.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Beryllium (Be)</ENT>
                                <ENT>6.0E-2 lb/TBtu or 5.0E-4 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <PRTPAGE P="9124"/>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Cadmium (Cd)</ENT>
                                <ENT>3.0E-1 lb/TBtu or 4.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Chromium (Cr)</ENT>
                                <ENT>8.0E-1 lb/TBtu or 2.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Cobalt (Co)</ENT>
                                <ENT>1.1E0 lb/TBtu or 2.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Lead (Pb)</ENT>
                                <ENT>8.0E-1 lb/TBtu or 2.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Manganese (Mn)</ENT>
                                <ENT>2.3E0 lb/TBtu or 4.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Nickel (Ni)</ENT>
                                <ENT>9.0E0 lb/TBtu or 2.0E-1 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Selenium (Se)</ENT>
                                <ENT>1.2E0 lb/Tbtu or 2.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>b. Hydrogen chloride (HCl)</ENT>
                                <ENT>5.0E-3 lb/MMBtu or 8.0E-2 lb/MWh</ENT>
                                <ENT>
                                    For Method 26A, collect a minimum of 0.75 dscm per run; for Method 26, collect a minimum of 120 liters per run. For ASTM D6348-03 (Reapproved 2010) 
                                    <SU>3</SU>
                                     or Method 320, sample for a minimum of 1 hour.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>
                                    Sulfur dioxide (SO
                                    <E T="0732">2</E>
                                    ) 
                                    <SU>4</SU>
                                </ENT>
                                <ENT>3.0E-1 lb/MMBtu or 2.0E0 lb/MWh</ENT>
                                <ENT>
                                    SO
                                    <E T="0732">2</E>
                                     CEMS.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>c. Mercury (Hg)</ENT>
                                <ENT>2.0E-1 lb/TBtu or 2.0E-3 lb/GWh</ENT>
                                <ENT>LEE Testing for 30 days with a sampling period consistent with that given in section 5.2.1 of appendix A to this subpart per Method 30B run or Hg CEMS or sorbent trap monitoring system only.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">7. Eastern Bituminous Coal Refuse (EBCR)-fired unit</ENT>
                                <ENT>a. Filterable particulate matter (PM)</ENT>
                                <ENT>
                                    3.0E-2 lb/MMBtu or 3.0E-1 lb/MWh 
                                    <SU>2</SU>
                                </ENT>
                                <ENT>Before July 6, 2027: Collect a minimum of 1 dscm per run. On or after July 6, 2027: Collect a minimum catch of 6.0 milligrams or a minimum sample volume of 4 dscm per run if using PM CEMS for compliance. For all other compliance demonstration options, collect a minimum of 1 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>Total non-Hg HAP metals</ENT>
                                <ENT>5.0E-5 lb/MMBtu or 5.0E-1 lb/GWh</ENT>
                                <ENT>Collect a minimum of 1 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl">Individual HAP metals:</ENT>
                                <ENT O="xl"/>
                                <ENT>Collect a minimum of 3 dscm per run.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Antimony (Sb)</ENT>
                                <ENT>8.0E-1 lb/TBtu or 8.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Arsenic (As)</ENT>
                                <ENT>1.1E0 lb/TBtu or 2.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Beryllium (Be)</ENT>
                                <ENT>2.0E-1 lb/TBtu or 2.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Cadmium (Cd)</ENT>
                                <ENT>3.0E-1 lb/TBtu or 3.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Chromium (Cr)</ENT>
                                <ENT>2.8E0 lb/TBtu or 3.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Cobalt (Co)</ENT>
                                <ENT>8.0E-1 lb/TBtu or 8.0E-3 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Lead (Pb)</ENT>
                                <ENT>1.2E0 lb/TBtu or 2.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Manganese (Mn)</ENT>
                                <ENT>4.0E0 lb/TBtu or 5.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Nickel (Ni)</ENT>
                                <ENT>3.5E0 lb/TBtu or 4.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="oi3">Selenium (Se)</ENT>
                                <ENT>5.0E0 lb/TBtu or 6.0E-2 lb/GWh</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>b. Hydrogen chloride (HCl)</ENT>
                                <ENT>4.0E-2 lb/MMBtu or 4.0E-1 lb/MWh</ENT>
                                <ENT>
                                    For Method 26A at appendix A-8 to part 60 of this chapter, collect a minimum of 0.75 dscm per run; for Method 26, collect a minimum of 120 liters per run. For ASTM D6348-03 (Reapproved 2010) 
                                    <SU>3</SU>
                                     or Method 320 at appendix A to part 63 of this chapter, sample for a minimum of 1 hour.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>
                                    Sulfur dioxide (SO
                                    <E T="0732">2</E>
                                    ) 
                                    <SU>4</SU>
                                </ENT>
                                <ENT>6E-1 lb/MMBtu or 9E0 lb/MWh</ENT>
                                <ENT>
                                    SO
                                    <E T="0732">2</E>
                                     CEMS.
                                </ENT>
                            </ROW>
                            <ROW>
                                <PRTPAGE P="9125"/>
                                <ENT I="22"> </ENT>
                                <ENT>c. Mercury (Hg)</ENT>
                                <ENT>1.2E0 lb/TBtu or 1.3E-2 lb/GWh</ENT>
                                <ENT>LEE Testing for 30 days with a sampling period consistent with that given in section 5.2.1 of appendix A to this subpart per Method 30B at appendix A-8 to part 60 of this chapter run or Hg CEMS or sorbent trap monitoring system only.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>1.0E0 lb/TBtu or 1.1E-2 lb/GWh</ENT>
                                <ENT>LEE Testing for 90 days with a sampling period consistent with that given in section 5.2.1 of appendix A to this subpart per Method 30B run or Hg CEMS or sorbent trap monitoring system only.</ENT>
                            </ROW>
                            <TNOTE>
                                <SU>1</SU>
                                 For LEE emissions testing for total PM, total HAP metals, individual HAP metals, HCl, and HF, the required minimum sampling volume must be increased nominally by a factor of 2.
                            </TNOTE>
                            <TNOTE>
                                <SU>2</SU>
                                 Gross output.
                            </TNOTE>
                            <TNOTE>
                                <SU>3</SU>
                                 Incorporated by reference, 
                                <E T="03">see</E>
                                 § 63.14.
                            </TNOTE>
                            <TNOTE>
                                <SU>4</SU>
                                 You may not use the alternate SO
                                <E T="0732">2</E>
                                 limit if your EGU does not have some form of FGD system and SO
                                <E T="0732">2</E>
                                 CEMS installed.
                            </TNOTE>
                        </GPOTABLE>
                        <STARS/>
                        <GPOTABLE COLS="2" OPTS="L2,nj,i1" CDEF="s50,r200">
                            <TTITLE>Table 4 to Subpart UUUUU of Part 63—Operating Limits for EGUs</TTITLE>
                            <TDESC>[As stated in § 63.9991, you must comply with the applicable operating limits]</TDESC>
                            <BOXHD>
                                <CHED H="1" O="L">If you demonstrate compliance using . . .</CHED>
                                <CHED H="1" O="L">You must meet these operating limits . . .</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="01">PM CPMS</ENT>
                                <ENT>Maintain the 30-boiler operating day rolling average PM CPMS output determined in accordance with the requirements of § 63.10023(b)(2) and obtained during the most recent performance test run demonstrating compliance with the filterable PM, total non-mercury HAP metals (total HAP metals, for liquid oil-fired units), or individual non-mercury HAP metals (individual HAP metals including Hg, for liquid oil-fired units) emissions limitation(s).</ENT>
                            </ROW>
                        </GPOTABLE>
                        <GPOTABLE COLS="4" OPTS="L2,nj,i1" CDEF="s50,r50,r75,r75">
                            <TTITLE>Table 5 to Subpart UUUUU of Part 63—Performance Testing Requirements</TTITLE>
                            <TDESC>
                                [As stated in § 63.10007, you must comply with the following requirements for performance testing for existing, new or reconstructed affected sources 
                                <SU>1</SU>
                                ]
                            </TDESC>
                            <BOXHD>
                                <CHED H="1" O="L">To conduct a performance test for the following pollutant . . .</CHED>
                                <CHED H="1" O="L">Using . . .</CHED>
                                <CHED H="1" O="L">You must perform the following activities, as applicable to your input- or output-based emission limit . . .</CHED>
                                <CHED H="1" O="L">
                                    Using . . . 
                                    <SU>2</SU>
                                </CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="01">1. Filterable Particulate matter (PM)</ENT>
                                <ENT>Emissions Testing</ENT>
                                <ENT>a. Select sampling ports location and the number of traverse points</ENT>
                                <ENT>Method 1 at appendix A-1 to part 60 of this chapter.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>b. Determine velocity and volumetric flow-rate of the stack gas</ENT>
                                <ENT>Method 2, 2A, 2C, 2F, 2G or 2H at appendix A-1 or A-2 to part 60 of this chapter.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>c. Determine oxygen and carbon dioxide concentrations of the stack gas</ENT>
                                <ENT>
                                    Method 3A or 3B at appendix A-2 to part 60 of this chapter, or ANSI/ASME PTC 19.10-1981.
                                    <SU>3</SU>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>d. Measure the moisture content of the stack gas</ENT>
                                <ENT>Method 4 at appendix A-3 to part 60 of this chapter.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>e. Measure the filterable PM concentration</ENT>
                                <ENT>Methods 5 or 5I at appendix A-3 to part 60 of this chapter. For positive pressure fabric filters, Method 5D at appendix A-3 to part 60 of this chapter for filterable PM emissions. Note that the Method 5 or 5I front half temperature shall be 160° ± 14 °C (320° ± 25 °F).</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>f. Convert emissions concentration to lb/MMBtu or lb/MWh emissions rates</ENT>
                                <ENT>Method 19 F-factor methodology at appendix A-7 to part 60 of this chapter, or calculate using mass emissions rate and gross output data (see § 63.10007(e)).</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>PM CEMS</ENT>
                                <ENT>a. Install, certify, operate, and maintain the PM CEMS</ENT>
                                <ENT>Performance Specification 11 at appendix B to part 60 of this chapter and Procedure 2 at appendix F to part 60 of this chapter.</ENT>
                            </ROW>
                            <ROW>
                                <PRTPAGE P="9126"/>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>b. Install, certify, operate, and maintain the diluent gas, flow rate, and/or moisture monitoring systems</ENT>
                                <ENT>Part 75 of this chapter and § 63.10010(a), (b), (c), and (d).</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>c. Convert hourly emissions concentrations to 30 boiler operating day rolling average lb/MMBtu or lb/MWh emissions rates</ENT>
                                <ENT>Method 19 F-factor methodology at appendix A-7 to part 60 of this chapter, or calculate using mass emissions rate and gross output data (see § 63.10007(e)).</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">2. Total or individual non-Hg HAP metals</ENT>
                                <ENT>Emissions Testing</ENT>
                                <ENT>a. Select sampling ports location and the number of traverse points</ENT>
                                <ENT>Method 1 at appendix A-1 to part 60 of this chapter.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>b. Determine velocity and volumetric flow-rate of the stack gas</ENT>
                                <ENT>Method 2, 2A, 2C, 2F, 2G or 2H at appendix A-1 or A-2 to part 60 of this chapter.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>c. Determine oxygen and carbon dioxide concentrations of the stack gas</ENT>
                                <ENT>
                                    Method 3A or 3B at appendix A-2 to part 60 of this chapter, or ANSI/ASME PTC 19.10-1981.
                                    <SU>3</SU>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>d. Measure the moisture content of the stack gas</ENT>
                                <ENT>Method 4 at appendix A-3 to part 60 of this chapter.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>e. Measure the HAP metals emissions concentrations and determine each individual HAP metals emissions concentration, as well as the total filterable HAP metals emissions concentration and total HAP metals emissions concentration</ENT>
                                <ENT>Method 29 at appendix A-8 to part 60 of this chapter. For liquid oil-fired units, Hg is included in HAP metals and you may use Method 29, Method 30B at appendix A-8 to part 60 of this chapter; for Method 29, you must report the front half and back half results separately. When using Method 29, report metals matrix spike and recovery levels.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>f. Convert emissions concentrations (individual HAP metals, total filterable HAP metals, and total HAP metals) to lb/MMBtu or lb/MWh emissions rates</ENT>
                                <ENT>Method 19 F-factor methodology at appendix A-7 to part 60 of this chapter, or calculate using mass emissions rate and gross output data (see § 63.10007(e)).</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">3. Hydrogen chloride (HCl) and hydrogen fluoride (HF)</ENT>
                                <ENT>Emissions Testing</ENT>
                                <ENT>a. Select sampling ports location and the number of traverse points</ENT>
                                <ENT>Method 1 at appendix A-1 to part 60 of this chapter.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>b. Determine velocity and volumetric flow-rate of the stack gas</ENT>
                                <ENT>Method 2, 2A, 2C, 2F, 2G or 2H at appendix A-1 or A-2 to part 60 of this chapter.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>c. Determine oxygen and carbon dioxide concentrations of the stack gas</ENT>
                                <ENT>
                                    Method 3A or 3B at appendix A-2 to part 60 of this chapter, or ANSI/ASME PTC 19.10-1981.
                                    <SU>3</SU>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>d. Measure the moisture content of the stack gas</ENT>
                                <ENT>Method 4 at appendix A-3 to part 60 of this chapter.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>e. Measure the HCl and HF emissions concentrations</ENT>
                                <ENT>
                                    Method 26 or Method 26A at appendix A-8 to part 60 of this chapter or Method 320 at appendix A to part 63 of this chapter or ASTM D6348-03 
                                    <SU>3</SU>
                                     with
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT O="xl"/>
                                <ENT>(1) the following conditions when using ASTM D6348-03:</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT O="xl"/>
                                <ENT>(A) The test plan preparation and implementation in the Annexes to ASTM D6348-03, Sections A1 through A8 are mandatory;</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT O="xl"/>
                                <ENT>(B) For ASTM D6348-03 Annex A5 (Analyte Spiking Technique), the percent (%) R must be determined for each target analyte (see Equation A5.5);</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT O="xl"/>
                                <ENT>(C) For the ASTM D6348-03 test data to be acceptable for a target analyte, %R must be 70% ≥ R ≤ 130%; and</ENT>
                            </ROW>
                            <ROW>
                                <PRTPAGE P="9127"/>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT O="xl"/>
                                <ENT>(D) The %R value for each compound must be reported in the test report and all field measurements corrected with the calculated %R value for that compound using the following equation: Reported Result = (Measured Concentration in Stack)/(%R)x.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT O="xl"/>
                                <ENT>(2) Spiking levels nominally no greater than two times the level corresponding to the applicable emission limit.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT O="xl"/>
                                <ENT>Method 26A must be used if there are entrained water droplets in the exhaust stream.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>f. Convert emissions concentration to lb/MMBtu or lb/MWh emissions rates</ENT>
                                <ENT>Method 19 F-factor methodology at appendix A-7 to part 60 of this chapter, or calculate using mass emissions rate and gross output data (see § 63.10007(e)).</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>HCl and/or HF CEMS</ENT>
                                <ENT>a. Install, certify, operate, and maintain the HCl or HF CEMS</ENT>
                                <ENT>Appendix B of this subpart.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>b. Install, certify, operate, and maintain the diluent gas, flow rate, and/or moisture monitoring systems</ENT>
                                <ENT>Part 75 of this chapter and § 63.10010(a), (b), (c), and (d).</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>c. Convert hourly emissions concentrations to 30 boiler operating day rolling average lb/MMBtu or lb/MWh emissions rates</ENT>
                                <ENT>Method 19 F-factor methodology at appendix A-7 to part 60 of this chapter, or calculate using mass emissions rate and gross output data (see § 63.10007(e)).</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">4. Mercury (Hg)</ENT>
                                <ENT>Emissions Testing</ENT>
                                <ENT>a. Select sampling ports location and the number of traverse points</ENT>
                                <ENT>Method 1 at appendix A-1 to part 60 of this chapter or Method 30B at Appendix A-8 for Method 30B point selection.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>b. Determine velocity and volumetric flow-rate of the stack gas</ENT>
                                <ENT>Method 2, 2A, 2C, 2F, 2G or 2H at appendix A-1 or A-2 to part 60 of this chapter.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>c. Determine oxygen and carbon dioxide concentrations of the stack gas</ENT>
                                <ENT>
                                    Method 3A or 3B at appendix A-1 to part 60 of this chapter, or ANSI/ASME PTC 19.10-1981.
                                    <SU>3</SU>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>d. Measure the moisture content of the stack gas</ENT>
                                <ENT>Method 4 at appendix A-3 to part 60 of this chapter.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>e. Measure the Hg emission concentration</ENT>
                                <ENT>
                                    Method 30B at appendix A-8 to part 60 of this chapter, ASTM D6784 
                                    <SU>3</SU>
                                     or Method 29 at appendix A-8 to part 60 of this chapter; for Method 29, you must report the front half and back half results separately.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>f. Convert emissions concentration to lb/TBtu or lb/GWh emission rates</ENT>
                                <ENT>Method 19 F-factor methodology at appendix A-7 to part 60 of this chapter, or calculate using mass emissions rate and gross output data (see § 63.10007(e)).</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>Hg CEMS</ENT>
                                <ENT>a. Install, certify, operate, and maintain the CEMS</ENT>
                                <ENT>Sections 3.2.1 and 5.1 of appendix A of this subpart.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>b. Install, certify, operate, and maintain the diluent gas, flow rate, and/or moisture monitoring systems</ENT>
                                <ENT>Part 75 of this chapter and § 63.10010(a), (b), (c), and (d).</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>c. Convert hourly emissions concentrations to 30 boiler operating day rolling average lb/TBtu or lb/GWh emissions rates</ENT>
                                <ENT>Section 6 of appendix A to this subpart.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>Sorbent trap monitoring system</ENT>
                                <ENT>a. Install, certify, operate, and maintain the sorbent trap monitoring system</ENT>
                                <ENT>Sections 3.2.2 and 5.2 of appendix A to this subpart.</ENT>
                            </ROW>
                            <ROW>
                                <PRTPAGE P="9128"/>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>b. Install, operate, and maintain the diluent gas, flow rate, and/or moisture monitoring systems</ENT>
                                <ENT>Part 75 of this chapter and § 63.10010(a), (b), (c), and (d).</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>c. Convert emissions concentrations to 30 boiler operating day rolling average lb/TBtu or lb/GWh emissions rates</ENT>
                                <ENT>Section 6 of appendix A to this subpart.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>OR</ENT>
                                <ENT O="xl">OR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>LEE testing</ENT>
                                <ENT>a. Select sampling ports location and the number of traverse points</ENT>
                                <ENT>Single point located at the 10% centroidal area of the duct at a port location per Method 1 at appendix A-1 to part 60 of this chapter or Method 30B at Appendix A-8 for Method 30B point selection.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>b. Determine velocity and volumetric flow-rate of the stack gas</ENT>
                                <ENT>Method 2, 2A, 2C, 2F, 2G, or 2H at appendix A-1 or A-2 to part 60 of this chapter or flow monitoring system certified per appendix A of this subpart.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>c. Determine oxygen and carbon dioxide concentrations of the stack gas</ENT>
                                <ENT>
                                    Method 3A or 3B at appendix A-1 to part 60 of this chapter, or ANSI/ASME PTC 19.10-1981,
                                    <SU>3</SU>
                                     or diluent gas monitoring systems certified according to part 75 of this chapter.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>d. Measure the moisture content of the stack gas</ENT>
                                <ENT>Method 4 at appendix A-3 to part 60 of this chapter, or moisture monitoring systems certified according to part 75 of this chapter.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>e. Measure the Hg emission concentration</ENT>
                                <ENT>
                                    Method 30B at appendix A-8 to part 60 of this chapter; perform a 30 operating day test, with a maximum of 10 operating days per run (
                                    <E T="03">i.e.,</E>
                                     per pair of sorbent traps) or sorbent trap monitoring system or Hg CEMS certified per appendix A of this subpart.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>f. Convert emissions concentrations from the LEE test to lb/TBtu or lb/GWh emissions rates</ENT>
                                <ENT>Method 19 F-factor methodology at appendix A-7 to part 60 of this chapter, or calculate using mass emissions rate and gross output data (see § 63.10007(e)).</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>g. Convert average lb/TBtu or lb/GWh Hg emission rate to lb/year, if you are attempting to meet the 29.0 lb/year threshold</ENT>
                                <ENT>Potential maximum annual heat input in TBtu or potential maximum electricity generated in GWh.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">
                                    5. Sulfur dioxide (SO
                                    <E T="0732">2</E>
                                    )
                                </ENT>
                                <ENT>
                                    SO
                                    <E T="0732">2</E>
                                     CEMS
                                </ENT>
                                <ENT>a. Install, certify, operate, and maintain the CEMS</ENT>
                                <ENT>Part 75 of this chapter and § 63.10010(a) and (f).</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>b. Install, operate, and maintain the diluent gas, flow rate, and/or moisture monitoring systems</ENT>
                                <ENT>Part 75 of this chapter and § 63.10010(a), (b), (c), and (d).</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT O="xl"/>
                                <ENT>c. Convert hourly emissions concentrations to 30-boiler operating day rolling average lb/MMBtu or lb/MWh emissions rates</ENT>
                                <ENT>Method 19 F-factor methodology at appendix A-7 to part 60 of this chapter, or calculate using mass emissions rate and gross output data (see § 63.10007(e)).</ENT>
                            </ROW>
                            <TNOTE>
                                <SU>1</SU>
                                 Regarding emissions data collected during periods of startup or shutdown, see §§ 63.10020(b) and (c) and 63.10021(h).
                            </TNOTE>
                            <TNOTE>
                                <SU>2</SU>
                                 See tables 1 and 2 to this subpart for required sample volumes and/or sampling run times.
                            </TNOTE>
                            <TNOTE>
                                <SU>3</SU>
                                 Incorporated by reference, see § 63.14.
                            </TNOTE>
                        </GPOTABLE>
                        <PRTPAGE P="9129"/>
                        <GPOTABLE COLS="5" OPTS="L2,nj,i1" CDEF="s50,r50,r50,r50,r50">
                            <TTITLE>Table 6 to Subpart UUUUU of Part 63—Establishing PM CPMS Operating Limits</TTITLE>
                            <TDESC>[As stated in § 63.10007, you must comply with the following requirements for establishing operating limits]</TDESC>
                            <BOXHD>
                                <CHED H="1" O="L">If you have an applicable emission limit for . . .</CHED>
                                <CHED H="1" O="L">And you choose to establish PM CPMS operating limits, you must . . .</CHED>
                                <CHED H="1" O="L">And . . .</CHED>
                                <CHED H="1" O="L">Using . . .</CHED>
                                <CHED H="1" O="L">According to the following procedures . . .</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="01">Filterable Particulate matter (PM), total non-mercury HAP metals, individual non-mercury HAP metals, total HAP metals, or individual HAP metals for an EGU</ENT>
                                <ENT>Install, certify, maintain, and operate a PM CPMS for monitoring emissions discharged to the atmosphere according to § 63.10010(h)(1)</ENT>
                                <ENT>
                                    Establish a site-specific operating limit in units of PM CPMS output signal (
                                    <E T="03">e.g.,</E>
                                     milliamps, mg/acm, or other raw signal)
                                </ENT>
                                <ENT>Data from the PM CPMS and the PM or HAP metals performance tests</ENT>
                                <ENT>
                                    1. Collect PM CPMS output data during the entire period of the performance tests.
                                    <LI>2. Record the average hourly PM CPMS output for each test run in the performance test.</LI>
                                    <LI>3. Determine the PM CPMS operating limit in accordance with the requirements of § 63.10023(b)(2) from data obtained during the performance test demonstrating compliance with the filterable PM or HAP metals emissions limitations.</LI>
                                </ENT>
                            </ROW>
                        </GPOTABLE>
                        <GPOTABLE COLS="2" OPTS="L2,nj,i1" CDEF="s100,r100">
                            <TTITLE>Table 7 to Subpart UUUUU of Part 63—Demonstrating Continuous Compliance</TTITLE>
                            <TDESC>[As stated in § 63.10021, you must show continuous compliance with the emission limitations for affected sources according to the following]</TDESC>
                            <BOXHD>
                                <CHED H="1" O="L">If you use one of the following to meet applicable emissions limits, operating limits, or work practice standards . . .</CHED>
                                <CHED H="1" O="L">You demonstrate continuous compliance by . . .</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="01">
                                    1. CEMS to measure filterable PM, SO
                                    <E T="0732">2</E>
                                    , HCl, HF, or Hg emissions, or using a sorbent trap monitoring system to measure Hg
                                </ENT>
                                <ENT>Calculating the 30- (or 90-) boiler operating day rolling arithmetic average emissions rate in units of the applicable emissions standard basis at the end of each boiler operating day using all of the quality assured hourly average CEMS or sorbent trap data for the previous 30- (or 90-) boiler operating days, excluding data recorded during periods of startup or shutdown.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">2. PM CPMS to measure compliance with a parametric operating limit</ENT>
                                <ENT>
                                    Calculating the 30- (or 90-) boiler operating day rolling arithmetic average of all of the quality assured hourly average PM CPMS output data (
                                    <E T="03">e.g.,</E>
                                     milliamps, PM concentration, raw data signal) collected for all operating hours for the previous 30- (or 90-) boiler operating days, excluding data recorded during periods of startup or shutdown.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">3. Site-specific monitoring using CMS for liquid oil-fired EGUs for HCl and HF emission limit monitoring</ENT>
                                <ENT>If applicable, by conducting the monitoring in accordance with an approved site-specific monitoring plan.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">4. Quarterly performance testing for coal-fired, solid oil derived fired, or liquid oil-fired EGUs to measure compliance with one or more non-PM (or its alternative emission limits) applicable emissions limit in table 1 or 2, or PM (or its alternative emission limits) applicable emissions limit in table 2</ENT>
                                <ENT>Calculating the results of the testing in units of the applicable emissions standard.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">5. Conducting periodic performance tune-ups of your EGU(s)</ENT>
                                <ENT>Conducting periodic performance tune-ups of your EGU(s), as specified in § 63.10021(e).</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">6. Work practice standards for coal-fired, liquid oil-fired, or solid oil-derived fuel-fired EGUs during startup</ENT>
                                <ENT>Operating in accordance with table 3.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">7. Work practice standards for coal-fired, liquid oil-fired, or solid oil-derived fuel-fired EGUs during shutdown</ENT>
                                <ENT>Operating in accordance with table 3.</ENT>
                            </ROW>
                        </GPOTABLE>
                        <GPOTABLE COLS="1" OPTS="L2,nj,i1" CDEF="s200">
                            <TTITLE>Table 8 to Subpart UUUUU of Part 63—Reporting Requirements</TTITLE>
                            <TDESC>[In accordance with § 63.10031, you must meet the following reporting requirements, as they apply to your compliance strategy]</TDESC>
                            <BOXHD>
                                <CHED H="1" O="L">You must submit the following reports . . .</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="01">1. The electronic reports required under § 63.10031 (a)(1), if you continuously monitor Hg emissions.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">2. The electronic reports required under § 63.10031 (a)(2), if you continuously monitor HCl and/or HF emissions.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">Where applicable, these reports are due no later than 30 days after the end of each calendar quarter.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">3. The electronic reports required under § 63.10031(a)(3), if you continuously monitor PM emissions.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">Reporting of hourly PM emissions data using ECMPS shall begin with the first operating hour after: January 1, 2024, or the hour of completion of the initial PM CEMS correlation test, whichever is later.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">Where applicable, these reports are due no later than 30 days after the end of each calendar quarter.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">4. The electronic reports required under § 63.10031(a)(4), if you elect to use a PM CPMS.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">Reporting of hourly PM CPMS response data using ECMPS shall begin with the first operating hour after January 1, 2024, or the first operating hour after completion of the initial performance stack test that establishes the operating limit for the PM CPMS, whichever is later.</ENT>
                            </ROW>
                            <ROW>
                                <PRTPAGE P="9130"/>
                                <ENT I="03">Where applicable, these reports are due no later than 30 days after the end of each calendar quarter.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">
                                    5. The electronic reports required under § 63.10031(a)(5), if you continuously monitor SO
                                    <E T="0732">2</E>
                                     emissions.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">Where applicable, these reports are due no later than 30 days after the end of each calendar quarter.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">6. PDF reports for all performance stack tests completed prior to January 1, 2024 (including 30- or 90-boiler operating day Hg LEE test reports and PM test reports to set operating limits for PM CPMS), according to § 63.10031(f) introductory text and (f)(6).</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">For each test, submit the PDF report no later than 60 days after the date on which testing is completed.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">For a PM test that is used to set an operating limit for a PM CPMS, the report must also include the information in § 63.10023(b)(2)(vi).</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">For each performance stack test completed on or after January 1, 2024, submit the test results in the relevant quarterly compliance report under § 63.10031(g), together with the applicable reference method information in sections 17 through 31 of appendix E to this subpart.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">
                                    7. PDF reports for all RATAs of Hg, HCl, HF, and/or SO
                                    <E T="0732">2</E>
                                     monitoring systems completed prior to January 1, 2024, and for correlation tests, RRAs and/or RCAs of PM CEMS completed prior to January 1, 2024, according to § 63.10031(f)(1) and (6).
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">For each test, submit the PDF report no later than 60 days after the date on which testing is completed.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">
                                    For each SO
                                    <E T="0732">2</E>
                                     or Hg system RATA completed on or after January 1, 2024, submit the electronic test summary required by appendix A to this subpart or part 75 of this chapter (as applicable) together with the applicable reference method information in sections 17 through 30 of appendix E to this subpart, either prior to or concurrent with the relevant quarterly emissions report.
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">For each HCl or HF system RATA, and for each correlation test, RRA, and RCA of a PM CEMS completed on or after January 1, 2024, submit the electronic test summary in accordance with section 11.4 of appendix B to this subpart or section 7.2.4 of appendix C to this part, as applicable, together with the applicable reference method information in sections 17 through 30 of appendix E to this subpart.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">8. Quarterly reports, in PDF files, that include all 30-boiler operating day rolling averages in the reporting period derived from your PM CEMS, approved HAP metals CMS, and/or PM CPMS, according to § 63.10031(f)(2) and (6). These reports are due no later than 60 days after the end of each calendar quarter.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">The final quarterly rolling averages report in PDF files shall cover the fourth calendar quarter of 2023.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">
                                    Starting with the first quarter of 2024, you must report all 30-boiler operating day rolling averages for PM CEMS, approved HAP metals CMS, PM CPMS, Hg CEMS, Hg sorbent trap systems, HCl CEMS, HF CEMS, and/or SO
                                    <E T="0732">2</E>
                                     CEMS (or 90-boiler operating day rolling averages for Hg systems), in a format specified by the Administrator, in the quarterly compliance reports required under § 63.10031(g).
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">If your EGU or common stack is in an averaging plan, each quarterly compliance report must identify the EGUs in the plan and include all of the 30- or 90-group boiler operating day WAERs for the averaging group.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">The quarterly compliance reports must be submitted no later than 60 days after the end of each calendar quarter.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">9. The semiannual compliance reports described in § 63.10031(c) and (d), in PDF files, according to § 63.10031(f)(4) and (6). The due dates for these reports are specified in § 63.10031(b).</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">The final semiannual compliance report shall cover the period from July 1, 2023, through December 31, 2023.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">10. Notifications of compliance status, in PDF files, according to § 63.10031(f)(4) and (6) until December 31, 2023, and according to § 63.10031(h) thereafter.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">11. Quarterly electronic compliance reports, in accordance with § 63.10031(g), starting with a report for the first calendar quarter of 2024. The reports must be in a format specified by the Administrator and must include the applicable data elements in sections 2 through 13 of appendix E to this subpart.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">These reports are due no later than 60 days after the end of each calendar quarter.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">12. Quarterly reports, in PDF files, that include the applicable information in §§ 63.10031(c)(5)(ii) and 63.10020(e) pertaining to startup and shutdown events, starting with a report for the first calendar quarter of 2024, if you have elected to use paragraph 2 of the definition of startup in § 63.10042 (see § 63.10031(i)). On or after January 2, 2025, you may not use paragraph 2 of the definition of startup in § 63.10042.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">These PDF reports shall be submitted no later than 60 days after the end of each calendar quarter, along with the quarterly compliance reports required under § 63.10031(g).</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">13. A test report for the PS 11 correlation test of your PM CEMS, in accordance with § 63.10031(j).</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">If, prior to November 9, 2020, you have begun using a certified PM CEMS to demonstrate compliance with this subpart, use the ECMPS reporting tool to submit the report, in a PDF file, no later than 60 days after that date.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">For correlation tests completed on or after November 9, 2020, but prior to January 1, 2024, submit the report, in a PDF file, no later than 60 days after the date on which the test is completed.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">For correlation tests completed on or after January 1, 2024, submit the test results electronically, according to section 7.2.4 of appendix C to this subpart, together with the applicable reference method data in sections 17 through 31 of appendix E to this subpart.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">14. Quarterly reports that include the QA/QC activities for your PM CPMS or approved HAP metals CMS (as applicable), in PDF files, according to § 63.10031(k).</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">The first report shall cover the first calendar quarter of 2024, if the PM CPMS or HAP metals CMS is in use during that quarter. Otherwise, reporting begins with the first calendar quarter in which the PM CPMS or HAP metals CMS is used to demonstrate compliance.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">These reports are due no later than 60 days after the end of each calendar quarter.</ENT>
                            </ROW>
                        </GPOTABLE>
                        <STARS/>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="63">
                        <AMDPAR>19. Amend appendix A to subpart UUUUU of part 63 by revising sections 7.1.1.2.1, 7.2.3.3, 7.2.4, and 7.2.5.1 to read as follows:</AMDPAR>
                        <HD SOURCE="HD1">Appendix A to Subpart UUUUU of Part 63—Hg Monitoring Provisions</HD>
                        <STARS/>
                        <HD SOURCE="HD1">7. Recordkeeping and Reporting</HD>
                        <STARS/>
                        <P>
                            7.1.1.2.1 
                            <E T="03">Electronic.</E>
                             The electronic monitoring plan records must include the following: unit or stack ID number(s); monitoring location(s); the Hg monitoring methodologies used; emissions controls; Hg monitoring system information, including, but not limited to: Unique system and component ID numbers; the make, model, and serial number of the monitoring equipment; the sample acquisition method; formulas used to calculate Hg emissions; and Hg monitor span and range information. The electronic monitoring plan shall be evaluated and submitted using the ECMPS reporting tool provided by the EPA.
                        </P>
                        <STARS/>
                        <P>
                            7.2.3.3 All electronic monitoring plan submittals and updates shall be made to the Administrator using the ECMPS reporting tool. Hard copy portions of the monitoring plan shall be 
                            <PRTPAGE P="9131"/>
                            kept on record according to section 7.1 of this appendix.
                        </P>
                        <P>
                            7.2.4 
                            <E T="03">Certification, Recertification, and Quality-Assurance Test Reporting.</E>
                             Except for daily QA tests of the required monitoring systems (
                            <E T="03">i.e.,</E>
                             calibration error tests and flow monitor interference checks), the results of all required certification, recertification, and quality-assurance tests described in paragraphs 7.1.9.1 through 7.1.9.7 of this section (except for test results previously submitted, 
                            <E T="03">e.g.,</E>
                             under the ARP) shall be submitted electronically, using the ECMPS reporting tool, either prior to or concurrent with the relevant quarterly electronic emissions report.
                        </P>
                        <STARS/>
                        <P>7.2.5.1 Beginning with the report for the calendar quarter in which the initial compliance demonstration is completed or the calendar quarter containing the applicable date in § 63.9984, the owner or operator of any affected unit shall use the ECMPS reporting tool to submit electronic quarterly reports to the Administrator, in a format specified by the Administrator, for each affected unit (or group of units monitored at a common stack) under this subpart.</P>
                        <STARS/>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="63">
                        <AMDPAR>20. Amend appendix B to subpart UUUUU of part 63 by revising sections 10.1.1.2, 11.3.3, 11.4, and 11.5.1 to read as follows:</AMDPAR>
                        <HD SOURCE="HD1">Appendix B to Subpart UUUUU of Part 63-HCl and HF Monitoring Provisions</HD>
                        <STARS/>
                        <HD SOURCE="HD1">10. Recordkeeping Requirements</HD>
                        <STARS/>
                        <P>
                            10.1.1.2 
                            <E T="03">Contents of the Monitoring Plan.</E>
                             For HCl and/or HF CEMS, the monitoring plan shall contain the applicable electronic and hard copy information in sections 10.1.1.2.1 and 10.1.1.2.2 of this appendix. For stack gas flow rate, diluent gas, and moisture monitoring systems, the monitoring plan shall include the electronic and hard copy information required for those systems under § 75.53(g) of this chapter. The electronic monitoring plan shall be evaluated using the ECMPS reporting tool.
                        </P>
                        <STARS/>
                        <HD SOURCE="HD1">11. Reporting Requirements</HD>
                        <STARS/>
                        <P>11.3.3 All electronic monitoring plan submittals and updates shall be made to the Administrator using the ECMPS reporting tool. Hard copy portions of the monitoring plan shall be kept on record according to section 10.1 of this appendix.</P>
                        <P>
                            11.4 
                            <E T="03">Certification, Recertification, and Quality-Assurance Test Reporting Requirements.</E>
                             Except for daily QA tests (
                            <E T="03">i.e.,</E>
                             calibrations and flow monitor interference checks), which are included in each electronic quarterly emissions report, use the ECMPS reporting tool to submit the results of all required certification, recertification, quality-assurance, and diagnostic tests of the monitoring systems required under this appendix electronically. Submit the test results either prior to or concurrent with the relevant quarterly electronic emissions report. However, for RATAs of the HCl monitor, if this is not possible, you have up to 60 days after the test completion date to submit the test results; in this case, you may claim provisional status for the emissions data affected by the test, starting from the date and hour in which the test was completed and continuing until the date and hour in which the test results are submitted. If the test is successful, the status of the data in that time period changes from provisional to quality-assured, and no further action is required. However, if the test is unsuccessful, the provisional data must be invalidated and resubmission of the affected emission report(s) is required.
                        </P>
                        <STARS/>
                        <P>11.5.1 The owner or operator of any affected unit shall use the ECMPS reporting tool to submit electronic quarterly reports to the Administrator in a format specified by the Administrator, for each affected unit (or group of units monitored at a common stack). If the certified HCl or HF CEMS is used for the initial compliance demonstration, HCl or HF emissions reporting shall begin with the first operating hour of the 30-boiler operating day compliance demonstration period. Otherwise, HCl or HF emissions reporting shall begin with the first operating hour after successfully completing all required certification tests of the CEMS.</P>
                        <STARS/>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="63">
                        <AMDPAR>21. Amend appendix C to subpart UUUUU of part 63 by:</AMDPAR>
                        <AMDPAR>a. Revising sections 1.2, 1.3, and 4.1;</AMDPAR>
                        <AMDPAR>b. Removing and reserving sections 4.1.1.1 and 4.2.3; and</AMDPAR>
                        <AMDPAR>c. Revising sections 5.1.4, 7.1.1.2.1, 7.2.3.3, 7.2.4, and 7.2.5.1.</AMDPAR>
                        <P>The revisions read as follows:</P>
                        <HD SOURCE="HD1">Appendix C to Subpart UUUUU of Part 63—PM Monitoring Provisions</HD>
                        <HD SOURCE="HD1">1. General Provisions</HD>
                        <STARS/>
                        <P>
                            1.2 
                            <E T="03">Initial Certification and Recertification Procedures.</E>
                             You, as the owner or operator of an affected EGU that uses a PM CEMS to demonstrate compliance with a filterable PM emissions limit in table 1 or 2 to this subpart must certify and, if applicable, recertify the CEMS according to Performance Specification 11 (PS-11) in appendix B to part 60 of this chapter.
                        </P>
                        <P>
                            1.3 
                            <E T="03">Quality Assurance and Quality Control Requirements.</E>
                             You must meet the applicable quality assurance requirements of Procedure 2 in appendix F to part 60 of this chapter.
                        </P>
                        <STARS/>
                        <HD SOURCE="HD1">4. Certification and Recertification Requirements</HD>
                        <P>
                            4.1 
                            <E T="03">Certification Requirements.</E>
                             You must certify your PM CEMS and the other CMS used to determine compliance with the applicable emissions standard before the PM CEMS can be used to provide data under this subpart. Redundant backup monitoring systems (if used) are subject to the same certification requirements as the primary systems.
                        </P>
                        <STARS/>
                        <HD SOURCE="HD1">5. Ongoing Quality Assurance (QA) and Data Validation</HD>
                        <STARS/>
                        <P>5.1.4 RCA and RRA Acceptability. The results of your RRA or RCA are considered acceptable provided that the criteria in section 10.4(5) of Procedure 2 in appendix F to part 60 of this chapter are met for an RCA or section 10.4(6) of Procedure 2 in appendix F to part 60 of this chapter are met for an RRA.</P>
                        <STARS/>
                        <HD SOURCE="HD1">7. Recordkeeping and Reporting</HD>
                        <STARS/>
                        <P>7.1.1.2.1 Electronic. Your electronic monitoring plan records must include the following information: Unit or stack ID number(s); unit information (type of unit, maximum rated heat input, fuel type(s), emission controls); monitoring location(s); the monitoring methodologies used; monitoring system information, including (as applicable): Unique system and component ID numbers; the make, model, and serial number of the monitoring equipment; the sample acquisition method; formulas used to calculate emissions; operating range and load information; monitor span and range information; units of measure of your PM concentrations (see section 3.2.2 of this appendix); and appropriate default values. Your electronic monitoring plan shall be evaluated and submitted using the ECMPS reporting tool provided by the EPA.</P>
                        <STARS/>
                        <PRTPAGE P="9132"/>
                        <P>7.2.3.3 All electronic monitoring plan submittals and updates shall be made to the Administrator using the ECMPS reporting tool. Hard copy portions of the monitoring plan shall be submitted to the appropriate delegated authority.</P>
                        <P>
                            7.2.4 Certification, Recertification, and Quality-Assurance Test Reporting. Except for daily quality assurance tests of the required monitoring systems (
                            <E T="03">i.e.,</E>
                             calibration error or drift tests, sample volume checks, system optics checks, and flow monitor interference checks), you must submit the results of all required certification, recertification, and quality-assurance tests described in sections 7.1.9.1 through 7.1.9.6 and 7.1.10 of this appendix electronically (except for test results previously submitted, 
                            <E T="03">e.g.,</E>
                             under the Acid Rain Program), using the ECMPS reporting tool. Submit the results of the quality assurance test (
                            <E T="03">i.e.,</E>
                             RCA or RRA) or, if applicable, a new PM CEMS correlation test, either prior to or concurrent with the relevant quarterly electronic emissions report. If this is not possible, you have up to 60 days after the test completion date to submit the test results; in this case, you may claim provisional status for the emissions data affected by the quality assurance test or correlation, starting from the date and hour in which the test was completed and continuing until the date and hour in which the test results are submitted. For an RRA or RCA, if the applicable audit specifications are met, the status of the emissions data in the relevant time period changes from provisional to quality-assured, and no further action is required. For a successful correlation test, apply the correlation equation retrospectively to the raw data to change the provisional status of the data to quality-assured, and resubmit the affected emissions report(s). However, if the applicable performance specifications are not met, the provisional data must be invalidated, and resubmission of the affected quarterly emission report(s) is required. For a failed RRA or RCA, you must take corrective actions and proceed according to the applicable requirements found in sections 10.5 through 10.7 of Procedure 2 until a successful quality assurance test report is submitted. If a correlation test is unsuccessful, you may not report quality-assured data from the PM CEMS until the results of a subsequent correlation test show that the specifications in section 13.0 of PS 11 are met.
                        </P>
                        <STARS/>
                        <P>7.2.5.1 For each affected EGU (or group of EGUs monitored at a common stack), the owner or operator must use the ECMPS reporting tool to submit electronic quarterly emissions reports to the Administrator, in a format specified by the Administrator, starting with a report for the later of:</P>
                        <STARS/>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="63">
                        <AMDPAR>22. Amend appendix D to subpart UUUUU of part 63 by:</AMDPAR>
                        <AMDPAR>a. Removing the introductory text to the appendix; and</AMDPAR>
                        <AMDPAR>b. Revising sections 3.1.1.2, 3.2.3.3, 3.2.4.1, 3.2.5, and 3.2.5.1.</AMDPAR>
                        <P>The revisions read as follows:</P>
                        <HD SOURCE="HD1">Appendix D to Subpart UUUUU of Part 63—PM CPMS Monitoring Provisions</HD>
                        <STARS/>
                        <HD SOURCE="HD1">3. Recordkeeping and Reporting</HD>
                        <STARS/>
                        <P>3.1.1.2 In addition to the site-specific monitoring plan required under § 63.10000(d), you must use the ECMPS reporting tool to prepare and maintain an electronic monitoring plan for your PM CPMS.</P>
                        <STARS/>
                        <P>3.2.3.3 All electronic monitoring plan submittals and updates shall be made to the Administrator using the ECMPS reporting tool.</P>
                        <STARS/>
                        <P>3.2.4.1 For each affected EGU (or group of EGUs monitored at a common stack) that is subject to the provisions of this appendix, reporting of hourly responses from the PM CPMS will begin either with the first operating hour in the third quarter of 2023 or the first operating hour after completion of the initial stack test that establishes the operating limit, whichever is later. The owner or operator must then use the ECMPS reporting tool to submit electronic quarterly reports to the Administrator, in a format specified by the Administrator, starting with a report for the later of:</P>
                        <STARS/>
                        <P>3.2.5 Performance Stack Test Results. You must use the ECMPS reporting tool to report the results of all performance stack tests conducted to document compliance with the applicable emissions limit in table 1 or 2 to this subpart, as follows:</P>
                        <P>3.2.5.1 Report a summary of each test electronically, in a format specified by the Administrator, in the relevant quarterly compliance report under § 63.10031(g); and</P>
                        <STARS/>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="63">
                        <AMDPAR>23. Amend appendix E to subpart UUUUU of part 63 by revising sections 1.0, 15.2, 16.0 through 16.4, 17.0, 19.0, 20.0, and 31.0 to read as follows:</AMDPAR>
                        <HD SOURCE="HD1">Appendix E to Subpart UUUUU of Part 63—Data Elements</HD>
                        <P>1.0 You must record the electronic data elements in this appendix that apply to your compliance strategy under this subpart. The applicable data elements in sections 2 through 13 of this appendix must be reported in the quarterly compliance reports required under § 63.10031(g), in a format specified by the Administrator, starting with a report that covers the first quarter of 2024. For stack tests used to demonstrate compliance, RATAs, PM CEMS correlations, RRAs and RCAs that are completed on and after January 1, 2024, the applicable data elements in sections 17 through 30 of this appendix must be reported in an XML format prescribed by the Administrator, and the information in section 31 of this appendix must be reported in as one or more PDF files.</P>
                        <STARS/>
                        <P>
                            15.2 For each RATA, PM CEMS correlation, RRA, or RCA, when you use the ECMPS reporting tool to report the test results as required under appendix A, B, or C to this subpart or, for SO
                            <E T="52">2</E>
                             RATAs under part 75 of this chapter, you must submit along with the test results, the data elements in sections 17 and 18 of this appendix and, for each test run, the data elements in sections 19 through 30 of this appendix that are associated with the reference method(s) used.
                        </P>
                        <STARS/>
                        <P>
                            16.0 
                            <E T="03">Applicable Reference Methods.</E>
                             One or more of the following EPA reference methods is needed for the tests described in sections 14.1 through 14.3 of this appendix: Method 1, 2, 3A, 4, 5, 5D, 5I, 6C, 26, 26A, 29, and/or 30B.
                        </P>
                        <P>
                            16.1 Application of EPA test Methods 1 and 2. If you use periodic stack testing to comply with an 
                            <E T="03">output-based</E>
                             emissions limit, you must determine the stack gas flow rate during each performance test run in which EPA test Method 5, 5D, 5I, 26, 26A, 29, or 30B is used, in order to convert the measured pollutant concentration to units of the standard. For EPA test Methods 5, 5D, 5I, 26A and 29, which require isokinetic sampling, the delta-P readings made with the pitot tube and manometer at the EPA test Method 1 traverse points, taken together with measurements of stack gas temperature, pressure, diluent gas concentration (from a separate EPA test Method 3A or 3B test) and moisture, provide the necessary data for the EPA test Method 2 flow rate calculations. Note that even 
                            <PRTPAGE P="9133"/>
                            if you elect to comply with a 
                            <E T="03">heat input-based</E>
                             standard, when EPA test Method 5, 5D, 5I, 26A, or 29 is used, you must still use EPA test Method 2 to determine the average stack gas velocity (v
                            <E T="52">s</E>
                            ), which is needed for the percent isokinetic calculation. The EPA test Methods 26 and 30B do not require isokinetic sampling; therefore, when either of these methods is used, if the stack gas flow rate is needed to comply with the applicable 
                            <E T="03">output-based</E>
                             emissions limit, you must make a separate EPA test Method 2 determination during each test run.
                        </P>
                        <P>
                            16.2 Application of EPA test Method 3A. If you elect to perform periodic stack testing to comply with a 
                            <E T="03">heat input-based</E>
                             emissions limit, a separate measurement of the diluent gas (CO
                            <E T="52">2</E>
                             or O
                            <E T="52">2</E>
                            ) concentration is required for each test run in which EPA test Method 5, 5D, 5I, 26, 26A, 29, or 30B is used, in order to convert the measured pollutant concentration to units of the standard. The EPA test Method 3A is the preferred CO
                            <E T="52">2</E>
                             or O
                            <E T="52">2</E>
                             test method, although EPA test Method 3B may be used instead. Diluent gas measurements are also needed for stack gas molecular weight determinations when using EPA test Method 2.
                        </P>
                        <P>
                            16.3 Application of EPA test Method 4. For performance stack tests, depending on which equation is used to convert pollutant concentration to units of the standard, measurement of the stack gas moisture content, using EPA test Method 4, may also be required for each test run. The EPA test Method 4 moisture data are also needed for the EPA test Method 2 calculations (to determine the molecular weight of the gas) and for the RATA of an Hg CEMS that measures on a wet basis, when EPA test Method 30B is used. Other applications that require EPA test Method 4 moisture determinations include: RATAs of an SO
                            <E T="52">2</E>
                             monitor, when the reference method and CEMS data are measured on a different moisture basis (wet or dry); conversion of wet-basis pollutant concentrations to the units of a 
                            <E T="03">heat input-based</E>
                             emissions limit when certain EPA test Method 19 equations are used (
                            <E T="03">e.g.,</E>
                             Eq. 19-3, 19-4, or 19-8); and stack gas molecular weight determinations. When EPA test Method 5, 5D, 5I, 26A, or 29 is used for the performance test, the EPA test Method 4 moisture determination may be made by using the water collected in the impingers together with data from the dry gas meter; alternatively, a separate EPA test Method 4 determination may be made. However, when EPA test Method 26 or 30B is used, EPA test Method 4 must be performed separately.
                        </P>
                        <P>16.4 Applications of EPA test Methods 5, 5D, and 5I. The EPA test Method 5 (or, if applicable, 5D or 5I) must be used for the following applications: To demonstrate compliance with a filterable PM emissions limit; for PM tests used to set operating limits for PM CPMS; and for the initial correlations, RRAs and RCAs of a PM CEMS.</P>
                        <STARS/>
                        <P>
                            17.0 
                            <E T="03">Facility and Test Company Information.</E>
                             In accordance with § 63.7(e)(3), a test is defined as three or more runs of one or more EPA Reference Method(s) conducted to measure the amount of a specific regulated pollutant, pollutants, or surrogates being emitted from a particular EGU (or group of EGUs that share a common stack), and to satisfy requirements of this subpart. On or after January 1, 2024, you must report the data elements in sections 17 and 18, each time that you complete a required performance stack test, RATA, PM CEMS correlation, RRA, or RCA at the affected EGU(s), using EPA test Method 5, 5B, 5D, 5I, 6C, 26, 26A, 29, or 30B. You must also report the applicable data elements in sections 19 through 25 of this appendix for each test. If any separate, corresponding EPA test Method 2, 3A, or 4 test is conducted in order to convert a pollutant concentration to the units of the applicable emission standard given in table 1 or table 2 of this subpart or to convert pollutant concentration from wet to dry basis (or vice-versa), you must also report the applicable data elements in sections 26 through 31 of this appendix.
                        </P>
                        <P>The applicable data elements in sections 17 through 31 of this appendix must be submitted separately, in XML format, along with the quarterly Compliance Report (for stack tests) or along with the electronic test results submitted to the ECMPS reporting tool (for CMS performance evaluations). The Electronic Reporting Tool (ERT) or an equivalent schema can be utilized to create this XML file. Note: Ideally, for all of the tests completed at a given facility in a particular calendar quarter, the applicable data elements in sections 17 through 31 of this appendix should be submitted together in one XML file. However, as shown in table 8 to this subpart, the timelines for submitting stack test results and CMS performance evaluations are not identical. Therefore, for calendar quarters in which both types of tests are completed, it may not be possible to submit the applicable data elements for all of those tests in a single XML file; separate submittals may be necessary to meet the applicable reporting deadlines.</P>
                        <STARS/>
                        <P>
                            19.0 
                            <E T="03">Run-Level and Lab Data Elements for EPA test Methods 5, 5B, 5D, 5I, 26A, and 29.</E>
                             You must report the appropriate Source ID (
                            <E T="03">i.e.,</E>
                             Data Element 18.1) and the following data elements, as applicable, for each run of each performance stack test, PM CEMS correlation test, RATA, RRA, or RCA conducted using isokinetic EPA test Method 5, 5B, 5D, 5I, or 26A. If your EGU is oil-fired and you use EPA test Method 26A to conduct stack tests for both HCl and HF, you must report these data elements separately for each pollutant. When you use EPA test Method 29 to measure the individual HAP metals, total filterable HAP metals and total HAP metals, report only the run-level data elements (sections 19.1, 19.3 through 19.30, and 19.38 through 19.41 of this appendix), and the point-level and lab data elements in sections 20 and 21 of this appendix:
                        </P>
                        <STARS/>
                        <P>
                            20.0 
                            <E T="03">Point-Level Data Elements for EPA test Methods 5, 5B, 5D, 5I, 26A, &amp; 29.</E>
                             To link the point-level data with the run data in the xml schema, you must report the Source ID (
                            <E T="03">i.e.,</E>
                             Data Element 18.1), EPA Test Method (Data Element 19.3), Run Number (Data Element 19.4), and Run Begin Date (Data Element 19.8) with the following point-level data elements for each run of each performance stack test, PM CEMS correlation test, RATA, RRA, or RCA conducted using isokinetic EPA test Method 5, 5B, 5D, 5I, 26A, or 29. Note that these data elements are required for all EPA test Method 29 applications, whether the method is being used to measure the total or individual HAP metals concentrations:
                        </P>
                        <STARS/>
                        <P>
                            31.0 
                            <E T="03">Other Information for Each Test or Test Series.</E>
                             You must provide each test included in the data file described in this appendix with supporting documentation, in a PDF file submitted concurrently with the file, such that all the data required to be reported by § 63.7(g) are provided. That supporting data include but are not limited to diagrams showing the location of the test site and the sampling points, laboratory report(s) including analytical calibrations, calibrations of source sampling equipment, calibration gas cylinder certificates, raw instrumental data, field data sheets, quality assurance data (
                            <E T="03">e.g.,</E>
                             field recovery spikes) and any required audit results and stack testers' credentials (if applicable). The applicable data elements in § 63.10031(f)(6)(i) through (xii) must be 
                            <PRTPAGE P="9134"/>
                            entered into the ECMPS reporting tool with each PDF submittal; the test number(s) (see § 63.10031(f)(6)(xi)) must be included. The test number(s) must match the test number(s) in sections 19 through 31 of this appendix (as applicable).
                        </P>
                    </REGTEXT>
                </SUPLINF>
                <FRDOC>[FR Doc. 2026-03638 Filed 2-23-26; 8:45 am]</FRDOC>
                <BILCOD>BILLING CODE 6560-50-P</BILCOD>
            </RULE>
        </RULES>
    </NEWPART>
</FEDREG>
