[Federal Register Volume 90, Number 138 (Tuesday, July 22, 2025)]
[Rules and Regulations]
[Pages 34370-34372]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2025-13766]


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DEPARTMENT OF TRANSPORTATION

Federal Railroad Administration

49 CFR Part 225

[Docket No. FRA-2024-0034]
RIN 2130-AC98


Accident/Incident Investigation Policy for Gathering Information 
and Consulting With Stakeholders

AGENCY: Federal Railroad Administration (FRA), Department of 
Transportation (DOT).

ACTION: Final rule; withdrawal.

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SUMMARY:  FRA is withdrawing the direct final rule titled ``Federal 
Railroad Administration Accident/Incident Investigation Policy for 
Gathering Information and Consulting with Stakeholders,'' (the Rule) 
which was published on October 1, 2024.

DATES:  Effective July 22, 2025.

FOR FURTHER INFORMATION CONTACT: Rick Huggins, Supervisory Railroad 
Security Specialist, Office of Railroad Safety, FRA, telephone: 202-
465-6922 or email: [email protected]; or Senya Waas, Senior 
Attorney, Office of the Chief Counsel, FRA, telephone: 202-875-4158 or 
email: [email protected].

SUPPLEMENTARY INFORMATION:

I. Background

    On October 1, 2024, FRA published the Rule in the Federal Register 
amending 49 Code of Federal Regulations (CFR) 225.31, in accordance 
with section 22417 of the Infrastructure Investment and Jobs Act 
(IIJA), to create a standard process for investigators to use during 
accident and incident investigations conducted under that section.\1\ 
This process was to be used to determine when it was appropriate to 
collect information and the appropriate method for gathering that 
information about an accident or incident under investigation from 
railroad carriers, contractors or employees of railroad carriers, or 
representatives of employees of railroad carriers, and others, as 
determined relevant by the Secretary. The process was also to be used 
to determine when it was appropriate to consult with railroad carriers, 
contractors or employees of railroad carriers, or representatives of 
employees of railroad carriers, and others, as determined relevant by 
the Secretary, for technical expertise on the facts of the accident or 
incident under investigation. See Public Law 117-58, section 22417, 
Nov. 15, 2021, 135 Stat. 748.
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    \1\ 89 FR 79767. A correction to the Rule was published on 
October 28, 2024 (89 FR 85450).
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    The Rule generated two adverse, substantive comments. Accordingly, 
as described in more detail below, FRA has decided to withdraw the 
Rule.

II. Reasons for Withdrawal

    FRA is withdrawing the Rule, which took effect on November 15, 
2024. FRA received two adverse, substantive comments which opposed the 
Rule. There were no comments submitted in support of the Rule.\2\
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    \2\ As stated in the Rule: ``If FRA receives an adverse, 
substantive comment on any of the provisions, it will publish in the 
Federal Register a timely withdrawal, informing the public that the 
direct final rule will not take effect.'' 89 FR 79767 at 79768.
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    Commenters objecting to the Rule stated that the Rule was 
insufficient as it needed to be expanded to include the outside review 
of accidents/incidents by professionals, such as physicists or highly 
qualified industrial engineers, as independent reviews of findings.
    Commenters also alleged that FRA's outreach to the Class I 
railroads was limited and insufficient, and nonexistent to short line 
railroads. As such, it was the position of the commenters that FRA did 
not account fully for how the Rule would affect the railroad industry 
in the following ways: (1) FRA's ``catch-all'' provision for 
determining which accidents trigger the information gathering and 
stakeholder consultation requirements is vague and fails to implement 
the IIJA mandate properly; (2) FRA's description of ``stakeholders'' 
fails to implement the IIJA mandate properly; (3) FRA fails to explain 
substantive regulatory changes in 49 CFR 225.31(a); (4) loopholes allow 
for information to be shared with third parties during an 
investigation; (5) it is unclear how FRA's web-based document sharing 
site will protect against the disclosure of confidential information; 
(6) there are no protections against post-investigation disclosures of 
confidential information; (7) the identity of a stakeholder should not 
be kept confidential from other stakeholders; (8) FRA's investigation 
policy would create untenable conflicts with NTSB practice in 
situations where NTSB and FRA conduct overlapping investigations; (9) 
FRA limits improperly the basis for restricting stakeholder access to 
an accident site; (10) FRA does not have the authority to grant a 
stakeholder ``virtual'' access to railroad property; (11) the 
investigation policy will result in undue delays in clearing accident 
sites; (12) FRA adopts an incident command model but fails to provide 
details on its structure and tasks; and (13) FRA underestimates the 
cost of compliance of the new regulation.
    Given the extent of the commenters' substantive issues with the 
Rule, FRA is withdrawing the Rule.

III. Regulatory Impact and Notices

A. Executive Order (E.O.) 12866 (Regulatory Planning and Review) and 
DOT Regulatory Policies and Procedures

    FRA has evaluated this final rule in accordance with E.O. 12866, 
Regulatory Planning and Review (58 FR 51735, Oct. 4, 1993), and DOT 
Order 2100.6B, Policies and Procedures for Rulemaking (Mar. 10, 2025). 
The Office of Information and Regulatory Affairs within the Office of 
Management and Budget (OMB) determined that this final rule is not a 
significant regulatory action under section 3(f) of E.O. 12866.
    FRA is amending its Accident/Incident Regulations, covering 
reporting, classification, and

[[Page 34371]]

investigations, by withdrawing its regulation (i.e., the Rule) for 
gathering information from and consulting with stakeholders during an 
accident/incident investigation. Through this withdrawal of the Rule, 
FRA is revising its accident investigation process by removing the 
changes made by the Rule that established procedures for stakeholder 
participation in investigation, including notifying stakeholders of an 
accident investigation; permitting the assistance of stakeholders in 
investigations; and allowing stakeholders to submit information to FRA 
to assist with the investigation.
    FRA anticipates the primary benefit of withdrawing the Rule will be 
the ability to re-assess in light of concerns raised by commenters.
    In the Rule, FRA estimated total costs of approximately $0.8 
million (Present Value (PV) \3\ in 2023 dollars, 7-percent) over the 
ten-year analysis. By withdrawing the Rule, FRA estimates this will now 
incur a cost savings. Table 1 displays the cost savings of withdrawing 
the Rule from the Accident/Incident regulations in 49 CFR part 225.
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    \3\ The present value of costs is calculated at the time of 
analysis. Present value provides a way of converting future costs 
into equivalent dollars of the base year. The formula used to 
calculate this is: $1/(1+ r)t, where ``r'' is the discount rate, and 
``t'' is the base year. Discount rates of 3 percent and 7 percent 
are used in this analysis.

                                  Table 1--Total Cost Savings of the Final Rule
                                               [2023 Dollars] \4\
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                                       Total           Total
              Year                  stakeholder     government      Total cost         PV 7%           PV 3%
                                   cost savings    cost savings       savings
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1...............................        $ 97,922        $ 19,753       $ 117,675       $ 117,675       $ 117,675
2...............................          97,922          10,541         108,463         101,367         105,304
3...............................          97,922          10,541         108,463          94,736         102,237
4...............................          97,922          10,541         108,463          88,538          99,259
5...............................          97,922          10,541         108,463          82,746          96,368
6...............................          97,922          10,541         108,463          77,333          93,561
7...............................          97,922          10,541         108,463          72,273          90,836
8...............................          97,922          10,541         108,463          67,545          88,190
9...............................          97,922          10,541         108,463          63,126          85,622
10..............................          97,922          10,541         108,463          58,997          83,128
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    Total.......................         979,220         114,622       1,093,842         824,336         962,180
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Note: Table may not sum due to rounding.

B. E.O. 14192 (Unleashing Prosperity Through Deregulation)
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    \4\ All figures are presented in a 2023 base year unless 
otherwise noted.
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    E.O. 14192, Unleashing Prosperity Through Deregulation (90 FR 9065, 
Jan. 31, 2025), requires that for ``each new [E.O. 14192 regulatory 
action] issued, at least ten prior regulations be identified for 
elimination.'' \5\ Implementation guidance for E.O. 14192 issued by OMB 
(Memorandum M-25-20, March 26, 2025) defines two different types of 
E.O. 14192 actions: an E.O. 14192 deregulatory action, and an E.O. 
14192 regulatory action.\6\
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    \5\ Executive Office of the President. Executive Order 14192 of 
January 31, 2025. Unleashing Prosperity Through Deregulation. 90 FR 
9065-9067. Feb. 6, 2025.
    \6\ Executive Office of the President. Office of Management and 
Budget. Guidance Implementing Section 3 of Executive Order 14192, 
Titled ``Unleashing Prosperity Through Deregulation.'' Memorandum M-
25-20. Mar. 26, 2025.
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    An E.O. 14192 deregulatory action is defined as ``an action that 
has been finalized and has total costs less than zero.'' This final 
rule is expected to have total costs less than zero, and therefore it 
would be considered an E.O. 14192 deregulatory action.

C. Regulatory Flexibility Act and E.O. 13272

    The Regulatory Flexibility Act of 1980 ((RFA), 5 U.S.C. 601 et 
seq.) and E.O. 13272 (67 FR 53461, Aug. 16, 2002) require an agency to 
prepare and to make available to the public a regulatory flexibility 
analysis that describes the effect of the rule on small entities (i.e., 
small businesses, small organizations, and small governmental 
jurisdictions). A regulatory flexibility analysis is not required when 
a rule is exempt from notice-and-comment rulemaking. FRA has determined 
that this rule is exempt from notice and comment rulemaking. Therefore, 
a regulatory flexibility analysis is not required for this rule.

D. Paperwork Reduction Act

    There are no new or additional information collection requirements 
associated with this withdrawal. Therefore, FRA is not required to 
provide an estimate of a public reporting burden in this document.

E. Environmental Assessment

    FRA has analyzed this rule for the purposes of the National 
Environmental Policy Act of 1969 (NEPA). In accordance with 42 U.S.C. 
4336 and DOT NEPA Order 5610.1C, FRA has determined that this rule is 
categorically excluded pursuant to 23 CFR 771.118(c)(4), ``[p]lanning 
and administrative activities that do not involve or lead directly to 
construction, such as: [p]romulgation of rules, regulations, and 
directives.'' This rulemaking is not anticipated to result in any 
environmental impacts, and there are no unusual or extraordinary 
circumstances present in connection with this rulemaking.

F. Federalism Implications

    This withdrawal will not have a substantial effect on the States, 
on the relationship between the national government and the States, or 
on the distribution of power and responsibilities among the various 
levels of government. Thus, in accordance with E.O. 13132, 
``Federalism'' (64 FR 43255, Aug. 10, 1999), preparation of a 
Federalism Assessment is not warranted.

G. Unfunded Mandates Reform Act of 1995

    This withdrawal will not result in the expenditure, in the 
aggregate, of $100,000,000 or more, adjusted for inflation, in any one 
year by State, local, or Indian Tribal governments, or the private 
sector. Thus, consistent with

[[Page 34372]]

section 202 of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4, 
2 U.S.C. 1532), FRA is not required to prepare a written statement 
detailing the effect of such an expenditure.

H. Energy Impact

    E.O. 13211 requires Federal agencies to prepare a Statement of 
Energy Effects for any ``significant energy action.'' 66 FR 28355 (May 
22, 2001). FRA has evaluated this withdrawal in accordance with E.O. 
13211 and determined that this withdrawal is not a ``significant energy 
action'' within the meaning of E.O. 13211.

I. E.O. 13175 (Tribal Consultation)

    FRA has evaluated this withdrawal in accordance with the principles 
and criteria contained in E.O. 13175, Consultation and Coordination 
with Indian Tribal Governments, (Nov. 6, 2000). The withdrawal would 
not have a substantial direct effect on one or more Indian Tribes, 
would not impose substantial direct compliance costs on Indian Tribal 
governments, and would not preempt Tribal laws. Therefore, the funding 
and consultation requirements of E.O. 13175 do not apply, and a Tribal 
summary impact statement is not required.

J. International Trade Impact Assessment

    The Trade Agreement Act of 1979 prohibits Federal agencies from 
engaging in any standards or related activities that create unnecessary 
obstacles to the foreign commerce of the United States. Legitimate 
domestic objectives, such as safety, are not considered unnecessary 
obstacles. The statute also requires consideration of international 
standards and where appropriate, that they be the basis for U.S. 
standards. This withdrawal is purely domestic in nature and is not 
expected to affect trade opportunities for U.S. firms doing business 
overseas or for foreign firms doing business in the United States.

List of Subjects in 49 CFR Part 225

    Investigations, Penalties, Railroad safety, Reporting and 
recordkeeping requirements.

The Final Rule

    In consideration of the foregoing, FRA amends 49 CFR part 225 as 
follows:

PART 225--RAILROAD ACCIDENTS/INCIDENTS: REPORTS CLASSIFICATION, AND 
INVESTIGATION

0
1. The authority citation for part 225 continues to read as follows:

    Authority:  49 U.S.C. 103, 322(a), 20103, 20107, 20901-20902, 
21301, 21302, 21311; 28 U.S.C. 2461 note; and 49 CFR 1.89.


Sec.  225.31  [Amended]

0
2. Amend Sec.  225.31 by removing the heading for paragraph (a), 
removing paragraph (b), and redesignating paragraphs (a)(1) through (6) 
as paragraphs (a) through (f) respectively.

    Issued in Washington, DC.
Robert Andrew Feeley,
Acting Administrator.
[FR Doc. 2025-13766 Filed 7-21-25; 8:45 am]
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