[Federal Register Volume 90, Number 121 (Thursday, June 26, 2025)]
[Notices]
[Pages 27319-27320]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2025-11754]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2022-D-0810]


Conducting Remote Regulatory Assessments--Questions and Answers; 
Guidance for Industry; Availability

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice of availability.

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SUMMARY: The Food and Drug Administration (FDA or Agency) is announcing 
the availability of a final guidance for industry entitled ``Conducting 
Remote Regulatory Assessments--Question and Answers.'' The final 
guidance describes FDA's current thinking regarding its use of remote 
regulatory assessments (RRAs) and provides answers to frequently asked 
questions. FDA has used RRAs to conduct oversight, mitigate risk, meet 
critical public health needs, and help evaluate compliance of FDA-
regulated products with applicable regulatory requirements.

DATES: The announcement of the guidance is published in the Federal 
Register on June 26, 2025.

ADDRESSES: You may submit comments on any guidance at any time as 
follows:

Electronic Submissions

    Submit electronic comments in the following way:
     Federal eRulemaking Portal: https://www.regulations.gov. 
Follow the instructions for submitting comments. Comments submitted 
electronically, including attachments, to https://www.regulations.gov 
will be posted to the docket unchanged. Because your comment will be 
made public, you are solely responsible for ensuring that your comment 
does not include any confidential information that you or a third party 
may not wish to be posted, such as medical information, your or anyone 
else's Social Security number, or confidential business information, 
such as a manufacturing process. Please note that if you include your 
name, contact information, or other information that identifies you in 
the body of your comments, that information will be posted on https://www.regulations.gov.
     If you want to submit a comment with confidential 
information that you do not wish to be made available to the public, 
submit the comment as a written/paper submission and in the manner 
detailed (see ``Written/Paper Submissions'' and ``Instructions'').

Written/Paper Submissions

    Submit written/paper submissions as follows:
     Mail/Hand Delivery/Courier (for written/paper 
submissions): Dockets Management Staff (HFA-305), Food and Drug 
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
     For written/paper comments submitted to the Dockets 
Management Staff, FDA will post your comment, as well as any 
attachments, except for information submitted, marked and identified, 
as confidential, if submitted as detailed in ``Instructions.''
    Instructions: All submissions received must include the Docket No. 
FDA-2022-D-0810 for ``Conducting Remote Regulatory Assessments; 
Questions and Answers; Guidance for Industry.'' Received comments will 
be placed in the docket and, except for those submitted as 
``Confidential Submissions,'' publicly viewable at https://www.regulations.gov or at the Dockets Management Staff between 9 a.m. 
and 4 p.m., Monday through Friday, 240-402-7500.
     Confidential Submissions--To submit a comment with 
confidential information that you do not wish to be made publicly 
available, submit your comments only as a written/paper submission. You 
should submit two copies total. One copy will include the information 
you claim to be confidential with a heading or cover note that states 
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' The Agency will 
review this copy, including the claimed confidential information, in 
its consideration of comments. The second copy, which will have the 
claimed confidential information redacted/blacked out, will be 
available for public viewing and posted on https://www.regulations.gov. 
Submit both copies to the Dockets Management Staff. If you do not wish 
your name and contact information to be made publicly available, you 
can provide this information on the cover sheet and not in the body of 
your comments and you must identify this information as 
``confidential.'' Any information marked as ``confidential'' will not 
be disclosed except in accordance with 21 CFR 10.20 and other 
applicable disclosure law. For more information about FDA's posting of 
comments to public dockets, see 80 FR 56469, September 18, 2015, or 
access the information at: https://www.govinfo.gov/content/pkg/FR-2015-09-18/pdf/2015-23389.pdf.
    Docket: For access to the docket to read background documents or 
the electronic and written/paper comments received, go to https://www.regulations.gov and insert the docket number, found in brackets in 
the heading of this document, into the ``Search'' box and follow the 
prompts and/or go to the Dockets Management Staff, 5630 Fishers Lane, 
Rm. 1061, Rockville, MD 20852, 240-402-7500.
    You may submit comments on any guidance at any time (see 21 CFR 
10.115(g)(5)).
    Submit written requests for single copies of the guidance to the 
Division of Inspectorate Policy, Office of Inspections and 
Investigations (OII), Food and Drug Administration, Element Building, 
12420 Parklawn Dr., Rockville, MD 20852. Send one self-addressed 
adhesive label to assist the office in processing your requests. The 
guidance may also be obtained by mail by emailing OII at 
[email protected]. See the SUPPLEMENTARY INFORMATION section 
for electronic access to the guidance document.

[[Page 27320]]


FOR FURTHER INFORMATION CONTACT: Ben Firschein, Office of Inspections 
and Investigations, Division of Inspectorate Policy, Food and Drug 
Administration, 12420 Parklawn Drive, Element Building, Rockville MD 
20857, [email protected], 240-402-0613; or Patrick Clouser, 
Office of Inspections and Investigations, Division of Inspectorate 
Policy, Food and Drug Administration, Element Building, 12420 Parklawn 
Dr., Rockville, MD 20857, [email protected], 240-402-5276.

SUPPLEMENTARY INFORMATION:

I. Background

    FDA is announcing the availability of a final guidance for industry 
entitled ``Conducting Remote Regulatory Assessments--Questions and 
Answers.'' The final guidance makes further revisions to and replaces 
the revised draft guidance entitled ``Conducting Remote Regulatory 
Assessments--Questions and Answers; Draft Guidance for Industry,'' 
which was announced in the Federal Register on January 26, 2024 (89 FR 
5244) (hereafter, the ``revised draft guidance''). FDA issued the 
revised draft guidance to describe the Agency's thinking regarding its 
use of RRAs, to help increase the industry's understanding of voluntary 
and mandatory RRAs, and to facilitate FDA's process for conducting 
remote assessments for FDA-regulated products outside of the COVID-19 
public health emergency. The revised draft guidance reflected 
consideration of comments on a preceding draft guidance of the same 
title as well as revisions to align with 2022 changes in law,\1\ 
including to address a requirement to issue guidance \2\ related to 
section 704(a)(4) of the Federal Food, Drug, and Cosmetic Act (i.e., 
requests for records in advance of or in lieu of an inspection; such 
requests are a type of RRA). The comment period for the revised draft 
guidance ended on March 26, 2024.
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    \1\ See sections 3611, 3612, and 3613 of the Food and Drug 
Omnibus Reform Act of 2022 (FDORA), enacted as part of the 
Consolidated Appropriations Act, 2023, Public Law 117-328 (2022). 
Among changes made by FDORA were adding (in addition to drug 
establishments) device establishments, and sites, entities, or 
facilities subject to bioresearch monitoring (BIMO) inspections, to 
mandatory records request authority under section 704(a)(4) of the 
FD&C Act.
    \2\ FDORA section 3611(b)(2) required FDA to issue (or update) 
guidance as draft, and then, issue final guidance, describing the 
circumstances under which the Agency intends to use its authority to 
issue requests for records or other information under section 
704(a)(4) of the FD&C Act (as amended by FDORA), the processes for 
firms to respond, and the factors for determining whether a facility 
has appropriately and timely responded.
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    The final guidance additionally reflects consideration of comments 
from interested parties on the revised draft guidance. Specifically, 
the final guidance includes changes to: (1) distinguish more clearly 
between mandatory and voluntary RRA requests; (2) clarify how FDA 
intends to inform establishments of the terms of participation in 
voluntary RRAs and obtain their consent to conduct the RRA; (3) 
facilitate transparency and consistency in FDA's use of RRAs across 
regulated products, as applicable; (4) clarify mechanisms for 
electronic records reviews and conditions under which live data access 
might occur; and (5) address concerns about confidentiality and 
security of establishment information reviewed by FDA. The final 
guidance also addresses the 2022 requirement for issuance of final 
guidance \3\ relating to the Agency's use of section 704(a)(4) of the 
FD&C Act.
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    \3\ Id.
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    The final guidance is being issued consistent with FDA's good 
guidance practices regulation (21 CFR 10.115). The final guidance 
represents the current thinking of FDA on ``Conducting Remote 
Regulatory Assessments.'' It does not establish any rights for any 
person and is not binding on FDA or the public. You can use an 
alternative approach if it satisfies the requirements of the applicable 
statutes and regulations.
    FDA considered the applicability of Executive Order 14192, per OMB 
guidance in M-25-20, and finds this action to be deregulatory in 
nature.

II. Paperwork Reduction Act of 1995

    This guidance contains no collection of information. Therefore, 
clearance by the Office of Management and Budget under the Paperwork 
Reduction Act of 1995 is not required.

III. Electronic Access

    Persons with access to the internet may obtain the revised guidance 
at https://www.fda.gov/regulatory-information/search-fda-guidance-documents, https://www.fda.gov/drugs/guidance-compliance-regulatory-information/guidances-drugs, or https://www.regulations.gov.

    Dated: June 23, 2025.
Grace R. Graham,
Deputy Commissioner for Policy, Legislation, and International Affairs.
[FR Doc. 2025-11754 Filed 6-25-25; 8:45 am]
BILLING CODE 4164-01-P