[Federal Register Volume 89, Number 104 (Wednesday, May 29, 2024)]
[Proposed Rules]
[Pages 46340-46352]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-11761]
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FEDERAL COMMUNICATIONS COMMISSION
47 CFR Part 52
[WC Docket No. 18-336; FCC 24-45; FR ID 221857]
National Suicide Hotline Act of 2018
AGENCY: Federal Communications Commission.
ACTION: Proposed rule.
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SUMMARY: In this document, the Federal Communications Commission
(Commission) proposes to require wireless carriers to implement one or
more georouting solutions for calls to the 988 Suicide & Crisis
Lifeline to ensure that calls are routed based on the geographic
location for the origin of the call, rather than the area code and
exchange associated with a wireless phone. The Commission also seeks
comment on a variety of issues related to the implementation of a
georouting solution for wireless calls, non-wireless calls, and text
messages to the 988 Suicide & Crisis Lifeline.
DATES: Comments are due on or before June 28, 2024, and reply comments
are due on or before July 29, 2024. Written comments on the Paperwork
Reduction Act proposed information collection requirements must be
submitted by the public, Office of Management and Budget (OMB), and
other interested parties on or before July 29, 2024.
ADDRESSES: Pursuant to Sec. Sec. 1.415 and 1.419 of the Commission's
rules, 47 CFR 1.415, 1.419, interested parties may file comments and
reply comments on or before the dates indicated on the first page of
this document. Comments may be filed using the Commission's
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Electronic Comment Filing System (ECFS). See Electronic Filing of
Documents in Rulemaking Proceedings, 63 FR 24121 (1998). You may submit
comments, identified by WC Docket No. 18-336, by any of the following
methods:
Electronic Filers: Comments may be filed electronically
using the internet by accessing the ECFS: http://apps.fcc.gov/ecfs/.
Paper Filers: Parties who choose to file by paper must
file an original and one copy of each filing.
Filings can be sent by commercial overnight courier, or by
first-class or overnight U.S. Postal Service mail. All filings must be
addressed to the Commission's Secretary, Office of the Secretary,
Federal Communications Commission.
Commercial overnight mail (other than U.S. Postal Service
Express Mail and Priority Mail) must be sent to 9050 Junction Drive,
Annapolis Junction, MD 20701.
U.S. Postal Service first-class, Express, and Priority
mail must be addressed to 45 L Street NE, Washington, DC 20554.
Until further notice, the Commission no longer accepts any
hand or messenger delivered filings. See FCC Announces Closure of FCC
Headquarters Open Window and Change in Hand-Delivery Policy, Public
Notice, DA 20-304 (March 19, 2020), https://www.fcc.gov/document/fcc-closes-headquarters-open-window-and-changes-hand-delivery-policy.
Confidentiality: Some information and materials requested
by this FNPRM may be confidential and proprietary. Individuals and
entities may request that confidential and proprietary information
submitted to the Commission be withheld from public inspection
consistent with Sec. 0.459 of the Commission's rules.
People with Disabilities: To request materials in
accessible formats for people with disabilities (braille, large print,
electronic files, audio format), send an email to [email protected] or
call the Consumer & Governmental Affairs Bureau at (202) 418-0530
(voice), (202) 418-0432 (TTY).
FOR FURTHER INFORMATION CONTACT: Merry Wulff, Attorney Advisor,
Competition Policy Division, Wireline Competition Bureau, at
[email protected] or at (202) 418-1084. For additional information
concerning the Paperwork Reduction Act proposed information collection
requirements contained in this document, send an email to [email protected]
or contact Nicole Ongele, [email protected].
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Second
Further Notice of Proposed Rulemaking (FNPRM) in WC Docket No. 18-336,
FCC 24-45, adopted April 25, 2024, and released April 26, 2024. The
full text of this document is available for public inspection at the
following internet address: https://docs.fcc.gov/public/attachments/FCC-24-45A1.pdf.
Ex Parte Rules
This proceeding shall be treated as a ``permit-but-disclose''
proceeding in accordance with the Commission's ex parte rules. Persons
making ex parte presentations must file a copy of any written
presentation or a memorandum summarizing any oral presentation within
two business days after the presentation (unless a different deadline
applicable to the Sunshine period applies). Persons making oral ex
parte presentations are reminded that memoranda summarizing the
presentation must (1) list all persons attending or otherwise
participating in the meeting at which the ex parte presentation was
made, and (2) summarize all data presented and arguments made during
the presentation. If the presentation consisted in whole or in part of
the presentation of data or arguments already reflected in the
presenter's written comments, memoranda or other filings in the
proceeding, the presenter may provide citations to such data or
arguments in his or her prior comments, memoranda, or other filings
(specifying the relevant page and/or paragraph numbers where such data
or arguments can be found) in lieu of summarizing them in the
memorandum. Documents shown or given to Commission staff during ex
parte meetings are deemed to be written ex parte presentations and must
be filed consistent with rule 1.1206(b). In proceedings governed by
rule 1.49(f) or for which the Commission has made available a method of
electronic filing, written ex parte presentations and memoranda
summarizing oral ex parte presentations, and all attachments thereto,
must be filed through the electronic comment filing system available
for that proceeding, and must be filed in their native format (e.g.,
.doc, .xml, .ppt, searchable .pdf). Participants in this proceeding
should familiarize themselves with the Commission's ex parte rules.
Regulatory Flexibility Act
The Regulatory Flexibility Act of 1980, as amended (RFA) requires
that an agency prepare a regulatory flexibility analysis for notice and
comment rulemakings, unless the agency certifies that ``the rule will
not, if promulgated, have a significant economic impact on a
substantial number of small entities.'' Accordingly, the Commission has
prepared an Initial Regulatory Flexibility Analysis (IRFA) concerning
the possible impact of the potential rule and policy changes contained
in this FNPRM. The Commission invites the general public, particularly
small businesses, to comment on the IRFA. Comments must be filed by the
deadlines for comments on the FNPRM indicated on the first page of this
document and must have a separate and distinct heading designating them
as responses to the IRFA and must be filed in WC Docket No. 18-336.
Paperwork Reduction Act
This document may contain proposed new or revised information
collection requirements. The Commission, as part of its continuing
effort to reduce paperwork burdens, invites the general public and the
Office of Management and Budget (OMB) to comment on the information
collection requirements contained in this document, as required by the
Paperwork Reduction Act of 1995, Public Law 104-13. In addition,
pursuant to the Small Business Paperwork Relief Act of 2002, Public Law
107-198, see 44 U.S.C. 3506(c)(4), the Commission seeks specific
comment on how it might further reduce the information collection
burden for small business concerns with fewer than 25 employees.
Providing Accountability Through Transparency Act
The Providing Accountability Through Transparency Act, Public Law
118-9, requires each agency, in providing notice of a rulemaking, to
post online a brief plain-language summary of the proposed rule. The
required summary of this FNPRM is available at https://www.fcc.gov/proposedrulemakings.
Synopsis
1. In this FNPRM, we continue the Commission's work to provide
meaningful access to the 988 Lifeline by proposing that we adopt rules
requiring wireless carriers to implement a georouting solution for
calls to the 988 Lifeline. We acknowledge and commend the work that the
Substance Abuse and Mental Health Services Administration (SAMHSA) and
Vibrant Emotional Health (Vibrant or Lifeline Administrator) have done
to date to explore and test solutions, and seek to build on that effort
by developing a record that will clarify the georouting
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solutions that have been proposed, establish the work that remains for
a solution to be deployed on wireless networks, and help us consider
how to proceed towards requiring wireless carriers to implement one or
more solutions. In so doing, we acknowledge that any georouting
solution for 988 will require cooperation between the wireless carriers
originating calls and the Lifeline Administrator that controls the call
routing platform that receives them to implement a complete end-to-end
solution. We, therefore, undertake a holistic review to ensure that any
georouting solution deployed is compatible with the needs and systems
of the 988 Lifeline, as determined by SAMHSA, and successfully connects
callers in crisis with the local support they need.
Background
How Calls to 988 Are Currently Routed
2. Under current Commission rules, calls to 988 must first be
routed to the existing toll free ten-digit access number for the 988
Lifeline (1-800-273-8255). When the Commission established 988, it
found that such routing would be the most efficient means to enable 988
callers to reach the existing national suicide prevention hotline, and
explained that routing to the 988 Lifeline's toll free number provided
``considerable benefits'' both for covered providers and the 988
Lifeline itself, which would enable faster implementation, lower costs
to maintain 988 routing, and better service. Calls to the 988
Lifeline's toll free access number are terminated to a single
aggregation point, specifically, an interactive voice response (IVR)
where callers are provided with a menu of connection options. Veterans,
service members, and their families may connect to the Veterans Crisis
Line operated by the Department of Veterans Affairs by pressing ``1.''
Callers may also reach a Spanish language line by pressing ``2'' and
specialized LGBTQI+ services by pressing ``3''. All other calls are
routed to one of over 200 regional crisis centers based on the area
code and exchange of the caller's telephone number supplied by the
originating service provider. In the event that a center is unable to
answer, the call is routed to the Lifeline's national backup network.
Routing to the appropriate crisis call center is handled by a
centralized routing system overseen by the Lifeline Administrator and
supported by a grant from SAMHSA.
Initial Efforts To Improve Routing for Calls to 988 From Wireless
Phones
3. On April 15, 2021, the Wireline Competition Bureau transmitted a
report to Congress examining the feasibility and costs of including
automatic dispatchable location in calls to 988, as required by the
National Suicide Designation Act of 2020. While the statute required
the Commission to focus on location information conveyed with a 988
call, regardless of the technological platform used, the record
developed for the preparation of the report evidenced an important
distinction in how a caller's location can impact not only dispatchable
location but also the routing path of the call to the most
geographically appropriate crisis center (i.e., georouting).
4. Georouting refers to technical solutions for directing calls
based on a geographic location for the origin of the call without
transmitting information about the caller's precise location. For
example, calls to various N11 services, such as 211, 311, 511, and 811,
are routed to call centers based on the geographic location of the cell
tower that originates the call. By contrast, geolocation involves
creating systems for the transmission of precise location information
(e.g., street address) of the caller that could be provided to first
responders. As the Bureau's report to Congress highlighted,
transmitting precise location information with calls to the 988
Lifeline presents a variety of technical, legal, and privacy concerns
that would require significant investigation and time to resolve. For
example, we recently adopted rules requiring CMRS providers to use
device location information to route wireless 911 voice calls and real-
time text (RTT) communications to 911, rather than the location of
network elements such as cell cite or sector. The legal, technical, and
privacy considerations of using precise location to route wireless 911
calls differ from those in the 988 context.
5. On May 24, 2022, the Commission, in coordination with the U.S.
Department of Health and Human Services and the U.S. Department of
Veterans Affairs, convened a forum on the challenges and opportunities
related to geolocation for calls to the 988 Lifeline. During that
forum, Intrado, a provider of public safety-related software systems
and services, proposed a cell-based georouting solution to connect
calls to 988 with local crisis call centers irrespective of a wireless
phone's area code. The solution it presented would involve the creation
of a database that would match the cell tower originating the call to
988 with a ten-digit phone number associated with the nearest crisis
center. That ten-digit number would then be used to route the call to a
geographically appropriate crisis center rather than the area code and
exchange for the caller's wireless phone.
6. Following the forum, Commission staff, SAMHSA, and the Lifeline
Administrator engaged in regular discussions regarding the proposed
Intrado solution and other efforts that may lead to more accurate
routing of wireless calls to the 988 Lifeline. In June 2023, SAMHSA,
the Lifeline Administrator, Intrado Life & Safety, and a wireless
carrier began a proof of concept to test a modified version of
Intrado's original cell-based georouting solution in a lab environment,
i.e., without using any actual caller data from live calls. The
modified solution also relied on cell tower information, but routed
calls by ``overlay[ing] static wire center boundaries to create a
`destination code' representing the nearest crisis call center.''
Commission staff regularly received briefings concerning the proof of
concept, provided technical assistance and guidance in response to
questions asked during those briefings, and received progress reports.
7. The proof of concept was completed during the summer of 2023 and
resulted in calls being successfully routed in the testing environment
from wireless handsets to the nearest crisis center irrespective of the
area code associated with the handset. To build on that success, on
September 28, 2023, the Chairwoman and HHS Assistant Secretary for
Mental Health and Substance Use Dr. Miriam Delphin-Rittmon sent letters
to AT&T, T-Mobile USA, Inc., Verizon, CTIA, Competitive Carriers
Association (CCA), and Rural Wireless Association (RWA) urging wireless
carriers to take the necessary steps to identity and develop a 988
georouting solution that could be deployed in their wireless networks.
Commission staff subsequently held meetings with each recipient of the
letters to discuss what steps have been taken in response to the
Chairwoman's letters as well as any identified concerns in implementing
a georouting solution. Commission staff also inquired about possible
timeframes and what the Commission could do to support or assist the
wireless industry's efforts.
Discussion
8. We seek to build on the progress made by all stakeholders to
date to identify a georouting solution for the
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988 Lifeline that will enhance the support and resources available to
callers in crisis. Specifically, we propose to adopt a rule that would
require wireless carriers to implement one or more georouting solutions
for calls to the 988 Lifeline, and initiate this FNPRM to thoroughly
and transparently consider georouting solutions that could be within
the scope of that mandate, the costs and benefits of mandating a
georouting solution, and the work that remains to implement a
georouting solution in a timely manner. As discussed above, we
reiterate that the proposals herein pertain to georouting solutions. We
are not considering solutions to geolocation for the 988 Lifeline at
this time.
Need To Mandate Georouting for Wireless Calls to the 988 Lifeline
9. We believe that requiring wireless carriers to use a georouting
solution for the 988 Lifeline is essential to ensure that Americans
have access to critical suicide prevention and crisis services when
reaching the 988 Lifeline with a wireless device. Indeed, the record
developed for the preparation of the 988 Geolocation Report evidenced a
need for more accurate routing of calls to the 988 Lifeline to account
for the fact that the majority of calls placed to the 988 Lifeline are
from wireless phones, and the area codes of those phones often do not
correspond to the location of the caller. The broader 988 record also
indicated that such discrepancies may be more prevalent among certain
groups, such as college students and individuals with ported numbers.
According to mental health and crisis counseling experts, ensuring that
calls are routed to a crisis center that is geographically appropriate
based on the caller's location (rather than the area code of their
phone) is critical to the 988 Lifeline's objective of providing life-
saving resources to those in need of public health and safety
resources. Routing individuals in crisis to local crisis centers also
allows counselors to respond to regional cultural and economic factors
as well as a community's unique stressors. Moreover, local crisis
centers have important connections to local care resources that, when
used, can reduce the risk of suicidality and future crises, and avert
unnecessary use of emergency services and law enforcement.
10. We, therefore, seek comment on our proposal to mandate the use
of one or more georouting solutions by wireless carriers originating
calls to the 988 Lifeline to achieve these benefits. Some major
stakeholders have already been exploring georouting solutions with
SAMHSA and the Lifeline Administrator, and we support voluntary efforts
by carriers and our federal partners to deploy solutions in wireless
networks in the near term. Indeed, we would welcome insights from
wireless carriers that voluntarily deploy georouting solutions in their
networks, as such information would inform our decision-making. The
launch of this proceeding reflects our belief that a rule requiring
wireless carriers to implement a georouting solution for the 988
Lifeline is necessary to ensure that the critical benefits of
georouting are realized nationwide and within a reasonable period of
time. We seek comment on that view and whether there would be any
negative impacts to mandating the use of georouting solutions to
connect callers to the 988 Lifeline with local crisis centers. We ask
that commenters address any policy considerations or facts we should
consider to evaluate whether a rule establishing a georouting mandate
is needed.
Potential Georouting Solutions for Wireless Calls to the 988 Lifeline
11. We seek comment on potential georouting solutions for the 988
Lifeline. As noted above, Intrado proposed one potential solution
during the May 2022 Geolocation Forum. SAMHSA, the Lifeline
Administrator, Intrado Life & Safety, and a wireless carrier
subsequently tested a modified georouting solution during the proof of
concept completed during the summer of 2023. Since then, additional
major carriers have voluntarily begun work to develop additional
georouting solutions with SAMHSA and the Lifeline Administrator that
may take different approaches to routing calls to crisis centers. We
seek comment from wireless carriers on the viability of these and any
other solutions that have been proposed to date, and the work that
still needs to be done to timely deploy one or more of the solutions on
wireless networks. We also seek data, documents, and other information
that provide details about the current status of all proposed
georouting solutions. In so doing, we invite stakeholders to comment on
whether georouting solutions that have been developed to date by major
carriers would be viable for smaller carriers, and any distinctions
that need to be considered for smaller carriers when mandating the use
of a georouting solution for the 988 Lifeline.
12. Technical Specifications. We seek information on the technical
specifications for all proposed solutions, documented or otherwise, and
diagrams showing how each solution would route wireless calls to the
988 Lifeline and/or a description of the same. We also seek technical
specifications and diagrams showing how wireless calls would be routed
to geographically appropriate call centers once received by the routing
platform administered by the Lifeline Administrator. Specifically, we
seek comment on each functional step that would need to be completed to
successfully route a call from a wireless carrier to a geographically
appropriate crisis center, the specific entity that would or could
perform each function, and the facilities and systems required to
perform each function. For example, are there any parties beyond the
wireless carriers originating the calls and the Lifeline Administrator
responsible for terminating the calls that would need to perform any
function, or provide any facility or service, for a call to be
appropriately routed pursuant to a proposed solution? What specific
functions would the Lifeline Administrator and/or its service providers
need to perform to successfully terminate calls to geographically
appropriate crisis centers once received by the 988 Lifeline's
centralized routing platform? What specific facilities and systems
would be needed to perform those functions? We ask that commenters
address whether the technical and functional requirements of a
particular georouting solution present legal or other barriers that
could limit the adoption of the solution by other entities, and whether
there are means to surmount or minimize those barriers. For instance,
do any of the functional steps of a georouting solution involve
proprietary elements that would limit whether and how other wireless
carriers could implement it (e.g., by requiring a service or licensing
agreement and/or paying a fee)? Lastly, it is our understanding that
when a caller to the 988 Lifeline selects a specialized service (e.g.,
``1'' for Department of Veterans Affairs; ``2'' for a Spanish language
line; or ``3'' for specialized LGBTQI+ services) when connected to the
988 Lifeline's IVR, those calls will be directed to appropriate crisis
centers based on those selections. We seek comment on whether
georouting is necessary for these specialized services, and whether
there are any unique considerations for routing calls that impact our
proposals. Do the georouting solutions under development contemplate
routing for such calls? Do stakeholders agree that georouting solutions
are not needed when a caller to 988 selects a specialized service?
[[Page 46344]]
13. Correlating the Caller's Location with Call Centers. We seek
comment on how each proposed solution identifies the caller's location
and correlates that location with a geographically appropriate crisis
call center. For instance, both the georouting solution originally
proposed by Intrado at the May 2022 Forum and the modified Intrado Life
& Safety solution tested by the proof of concept conducted during the
summer of 2023 identified the location of the caller based on the cell
tower that originated the call, and used the location of that cell
tower to determine the closest crisis center. As noted above, calls to
certain N11 services (e.g., 211) are also routed to call centers based
on the geographic location of the cell tower that originates the call.
We believe that a georouting solution that is based on cell tower
information would best identify a caller's location and thus enable
routing the call to a geographically appropriate crisis call center,
and we seek comment on this belief. If commenters support alternative
methods of identifying the caller's location, we ask that they specify
those methods and provide any technical information needed to
understand how the alternate means of identifying a caller's location
would function in a georouting solution. We also seek comment on
whether any means of identifying a caller's location may be impacted by
the wireless handset that a caller uses to dial 988.
14. Once the caller's location has been determined, to complete the
georouting path that location must be matched with a nearby crisis
center. What geographic boundaries would be applied by each proposed
solution to do so? For instance, the Intrado Life & Safety solution
tested during the proof of concept used wire centers as the geographic
boundary for associating the cell tower that originated the call with
the nearest call center. We assume that other geographic boundaries
could similarly be applied, e.g., determining the most geographically
appropriate call center based on its proximity to the county in which
the cell tower originating the call is located. We seek comment on the
geographic boundaries that are utilized by the georouting solutions
proposed to date, whether those boundaries comport with any
requirements delineated by SAMHSA, the Lifeline Administrator, and
state and territory 988 authorities for the network of 988 crisis
centers, and whether the Commission should mandate the use of one or
more particular geographic boundaries. Given that there are over 200
crisis call centers across the United States, we ask that commenters
address whether certain geographic boundaries are sufficiently granular
to achieve the goal of connecting callers with local resources during a
time of crisis and whether there are any geographic boundaries that
would be overbroad. For instance, would using a state-level boundary be
too broad where there are multiple crisis centers within a particular
state? How should we factor in the growing number of crisis centers and
their impact on the geographic boundary adopted for a georouting
solution? Our understanding is that the 988 Lifeline's crisis centers
are independently owned and operated and select their own coverage
area, which may be based on zip code, area code, county, or state. How
would a proposed georouting solution address established coverage areas
for particular crisis centers (e.g., any crisis centers that must
receive calls from specified counties)? We also seek comment on whether
any geographic boundaries would be too granular in a manner that
implicates privacy or other concerns. If different georouting solutions
propose to use different geographic boundaries (e.g., one solution uses
wire center while another uses county), should we allow different
wireless carriers to implement one of multiple technically feasible
options? Or would permitting wireless carriers to implement a number of
geographic boundaries impact public interest and the public's
expectation of routing to a ``geographically appropriate'' crisis call
center? What other issues, data, and documents should be considered to
assess how a proposed solution identifies a caller's location and
matches that location to a geographically appropriate crisis call
center, and whether that match achieves the public and mental health
needs served by the 988 Lifeline? Are there any other factors that
should be considered in determining whether routing to a particular
crisis center would be appropriate?
15. Required Routing Data and Transmission. We seek comment on the
routing data required to effectuate each proposed solution and how it
would be transmitted. SAMHSA, as the agency with oversight of the
Lifeline Administrator, must ultimately determine the routing data that
it will deem acceptable and that it will require the 988 Lifeline's
systems to be configured to read. What specific data would the
currently contemplated solutions require wireless carriers to transmit
when originating calls to the 988 Lifeline (e.g., a Federal Information
Processing Standard code for a solution utilizing county as a
geographic boundary, a unique destination code for a solution using
other parameters, any carrier-specific or other additional digits or
data points) and how would wireless carriers pass that data through
with the call? Would the routing information be entered into a
particular field in the call header of a Session Initiation Protocol
(SIP) message (e.g., in the Jurisdictional Identification Parameter, P-
Asserted-Identity, or other field)? Would it be necessary to redefine
an existing SIP header field or define a new one to transmit the data?
Should a non-standardized field, such as an X-Header, be used to
contain the data? Does any field used to transmit the routing data need
to be identified as a mandatory SIP header field that is unchanged as
the SIP message traverses security gateways from one network to
another? Should solutions to support georouting avoid changes to the
SIP header field by the Internet Engineering Task Force to avoid delays
in deployment? We ask that commenters describe in detail the advantages
and disadvantages of using a particular call header field to transmit
any required routing information. We also ask that commenters address
any privacy or other concerns implicated by the transmission of certain
routing data with calls to the 988 Lifeline. For instance, what
specific information would be received by the Lifeline Administrators
and/or its service providers when the call is routed to the Lifeline's
centralized routing platform and what, if anything, about the caller
could be inferred from that data? Does the Lifeline Administrator have
a preference for receiving certain routing data a certain way as the
entity responsible for terminating calls to local crisis centers? If
different wireless carriers wished to utilize different georouting
solutions, transmitting different routing data via different call
header fields, could the Lifeline Administrator accommodate that to
perform the terminating end of each solution? If that were feasible,
what would be the advantages and disadvantages of a multiple solution
approach versus requiring all wireless carriers to transmit the same
data with the same values in the same field?
16. Technical Limitations. We seek comment on the technological
limitations of each solution that may prevent a call from being routed
to a geographically appropriate crisis call center, if any. For
instance, would a particular solution work if the caller is roaming or
using Wi-Fi calling? Could the routing information entered into the
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call header be stripped out if the call traverses a non-IP
interconnection point? Does the impact of one or more intermediate
providers affect the transmission of the call header to the Lifeline
Administrator and/or its service providers? Are there different
technical considerations for routing calls dialed directly to the 988
Lifeline's toll free access number and calls dialed to the 3-digit
code? As wireless networks evolve and carriers retire older
technologies, what impact, if any, would this have on the
implementation of a georouting solution for the 988 Lifeline? Are there
any technical limitations of the 988 Lifeline's systems that would
prevent the Lifeline Administrator from being able to effectively
implement the terminating end of a particular solution? Does the
wireless handset that a caller uses to dial 988 present any technical
limitations or challenges? If a particular wireless call is out-of-
scope for a georouting solution, or the routing data transmitted with a
call is or becomes unreadable for any reason, what would occur? We
recognize that SAMHSA and the Lifeline Administrator are best suited to
ensure that calls are routed properly and ultimately answered by a call
center. From the perspective of the originating wireless carrier and
its customers, would an out-of-scope call or call with unreadable
routing data default to the current routing by area code or be
redirected to a national back-up? Is it possible that the call would be
disconnected? While the benefits of improving routing for 988 calls are
clear, it is paramount that callers be connected with critical, life-
saving help even if the closest crisis center cannot be identified or
reached. We ask that commenters address the calls that would be
successfully routed from originating wireless carriers to crisis
centers pursuant to a proposed solution and those that may not be due
to technological or other limitations, and explain how any calls that
fall in the latter group will nonetheless be connected to an
appropriate 988 crisis center. If there are states or territories that
will be excluded from any georouting solution due to technical or
facility limitations, in whole or in part, we ask that commenters
identify those areas.
17. Infrastructure and System Considerations. We seek comment on
any network infrastructure and system changes or upgrades that may be
required at each step of the call path for wireless carriers to
successfully implement the proposed georouting solutions. For example,
would wireless carriers need to develop certain technologies to support
the proposed solutions? Would any network upgrades or programming
changes be necessary? Are any specific upgrades necessary to the 988
Lifeline's routing platform and other facilities and systems that could
impact the availability of a georouting solution to originating
wireless carriers and their customers? Would any additional entities
have to upgrade their infrastructure, facilities, and systems to
perform their roles in a georouting solution, enable callers to the 988
Lifeline to benefit from a georouting solution, or to continue
providing services to the 988 Lifeline after the implementation of a
georouting solution? Are there any other considerations that impact
when, whether, and how any needed infrastructure or system changes are
implemented, such as administrative challenges or contractual issues?
18. Costs and Benefits. We seek comment on the costs and benefits
of deploying one or more of the proposed solutions. What specific costs
would be incurred by the wireless carriers originating calls, any
necessary intermediaries, and the Lifeline Administrator responsible
for terminating the calls? Would significant costs need to be incurred
for network or system changes or upgrades? Are there ways to minimize
the costs, especially on non-nationwide or small providers? Are there
contracting costs or costs associated with accessing proprietary
functions? Do any of the proposed georouting solutions otherwise raise
compensation issues between any of the participants involved in the
solutions, including, but not limited to, charges to wireless carriers,
intermediaries, and/or the Lifeline Administrator to access elements of
a georouting solution, charges assessed by entities interested in
marketing a georouting solution to carriers as a service, or
interconnection fees? If so, how would or should compensation issues be
addressed?
19. What are the benefits of utilizing a particular routing
solution? In requiring calls and texts to 988 to be routed to the
Lifeline, the Commission found that enabling more Americans to access
the 988 Lifeline's life-saving suicide prevention and mental health
crisis services far surpassed the cost of implementation. In this next
phase of improving routing to 988, we seek comment on the ways in which
a georouting solution might further reduce suicides and future crises
beyond our initial estimates. Is there a way of measuring or
quantifying the impact that a georouting solution would have on the
outcomes of calls to the 988 Lifeline? Are there any benefits that we
have not identified that could be realized from a georouting solution?
Do the public interest benefits of routing callers in crisis to
geographically appropriate crisis call centers outweigh any potential
costs? We seek comment on whether there are unique circumstances or
factors with respect to routing that would change this analysis. We
also seek comment on the costs and benefits of wireless carriers
implementing multiple georouting solutions with different geographic
parameters and technical requirements.
20. Testing of Proposed Solutions. We seek comment from wireless
carriers on the testing that has been completed for proposed georouting
solutions, the results of the tests, and any work that is in progress
to address any implementation or other issues discovered as a result of
the tests. The ultimate goal of the coordination between SAMHSA, the
Lifeline Administrator, and the Commission is to identify one or more
georouting solutions that are compatible with the 988 Lifeline's
systems and achieves the policy objectives of connecting callers in
crisis with local support. We ask that wireless carriers address how
any testing conducted demonstrates that a proposed solution achieves
these objectives. How many tests have been conducted to date and with
which carriers or other entities? What georouting solutions were the
subjects of those tests and how did participants propose to route calls
to geographically appropriate crisis centers? What technical
specifications, assumptions, or other parameters were applied to the
tests? Were any problems or challenges identified in connection with
those tests? How have those problems or challenges been resolved or
what are the proposals for resolving them? Has any testing indicated
that one solution is technologically superior and/or closer to
deployment? Has any testing indicated that a particular solution could
be implemented in the wireless networks of multiple carriers with only
minor adjustments, if any? Has the testing established that both the
originating end and the terminating end of the georouting solution are
viable, or has the testing focused on limited aspects of the solution?
Will wireless carriers participate in any traffic studies conducted to
evaluate georouting solutions, and if so, what data would be required
to conduct those studies, what entities would be required to provide
the data, and what would stakeholders hope to learn from those studies?
21. Timeline for Deployment. We seek comment on timelines for the
deployment of one or more georouting
[[Page 46346]]
solutions. We ask that commenters specify the work that must still be
completed by wireless carriers, SAMHSA, the Lifeline Administrator,
and/or any third parties to implement a georouting solution for the 988
Lifeline and the timeline(s) for the completion of that work. We seek
comment on whether both the originating functions that need to be
performed by wireless carriers and the terminating functions that need
to be performed by the Lifeline Administrator and its service providers
will be deployed at the same time, and if not, when the two ends of the
georouting solution in question will be in sync. We ask that commenters
identify any technical, financial, operational, legal, or other factors
that may influence the timeframe for deploying a particular solution.
We also ask commenters to detail whether a particular georouting
solution will be deployed immediately on a national basis or on an
incremental basis (e.g., market-by-market), and in the case of the
latter, the timeline for rolling out the solution to all states and
territories.
22. Alternative Georouting Solutions. We seek comment on any
alternative georouting solutions. We remind commenters, as noted above,
that the United States continues to face a mental health crisis and
reiterate our belief that implementing a georouting solution without
delay to connect callers to 988 with geographically appropriate crisis
call centers provides better care to those in crisis. Nevertheless, we
seek comment on alternative georouting solutions that could be
implemented by wireless carriers, including any concepts that have not
yet been tested or developed. Are there solutions that build off the
proof of concept or other proposals referenced herein that have not yet
been presented to SAMHSA or the Lifeline Administrator? Are there ways
to leverage existing routing technologies for 988 that have not been
considered? If so, what are the functional steps and technical
specifications for such solutions? Would it be more effective and
efficient for a standards body, such as the Alliance for
Telecommunications Industry Solutions, to examine the options for a
georouting solution for the 988 Lifeline and issue standards that could
be applied by wireless carriers? Should the work from other standards
bodies, in addition to or in place of the internet Engineering Task
Force and Alliance for Telecommunications Industry Solutions, be used
to support georouting? Would that expedite or slow the deployment of a
solution? Would any delay resulting from review by a standards body be
warranted if it resulted in a more broadly adopted standard? Rather
than relying on the wireless industry to produce a standard, would it
be more effective for the Lifeline Administrator and/or its service
providers to produce written technical specifications for a georouting
solution that SAMHSA has deemed acceptable for the 988 Lifeline, i.e.,
have the Lifeline Administrator specify the routing information that
must be transmitted with calls terminated to the 988 Lifeline and the
way it needs to receive that information, and let the wireless carriers
figure out how to comply? What information would need to be included in
those technical specifications for wireless carriers to be able to
develop a georouting solution that is compatible with the requirements
set forth by the Lifeline Administrator?
23. Form of Rules. We seek comment on whether rules requiring
wireless carriers to implement a georouting solution for the 988
Lifeline should specify one or more technical solutions that must be
used or more generally require wireless carriers to implement a
georouting solution within a certain period of time of the Lifeline
Administrator announcing that it is: (a) prepared to implement the
terminating function of one or more georouting solutions; and (b) able
to provide technical specifications needed by wireless carriers to
implement the originating functions. We seek comment on the merits of
these two approaches or whether rules adopted by the Commission should
take a different form.
24. We also seek comment on the interplay between a rule requiring
wireless carriers to implement a georouting solution for the 988
Lifeline and the Commission's existing rules. Would our existing rules
need to be modified, and if so how? For example, while the Commission's
rules require originating service providers to route calls to the 988
Lifeline's current toll free access number, would a particular
georouting solution require us to modify our rules to allow calls to be
routed directly to the Lifeline's individual crisis call centers? We
observe that the Commission's Wireline Competition Bureau granted a
waiver to allow covered text providers to route covered 988 text
messages to the 988 Lifeline using the short code protocol without
translation to the Lifeline's current toll free access number, 1-800-
273-8255 (TALK). Would a rule change be necessary for us to require
wireless carriers to implement a georouting solution?
25. Non-Wireless Calls. As explained above, this FNPRM focuses on
georouting solutions for wireless calls to the 988 Lifeline because of
the established scenarios in which a caller's location may differ from
the area code associated with the wireless phone, and the fact that the
majority of calls placed to the 988 Lifeline are from wireless devices.
We nevertheless invite comment on whether the 988 Lifeline's current
method of routing calls by area code creates challenges for callers
using other technologies, including but not limited to different
variations of Voice over internet-Protocol (VoIP) technology. If so,
have any georouting solutions been proposed for such calls? Are any
unique challenges presented by the relevant technologies? We ask that
commenters responding to this inquiry provide the same information and
documents requested herein with respect to georouting solutions for
wireless calls.
26. Texts to 988. Texting is an important mode of communication to
the 988 Lifeline and has increasingly become the preferred means of
communicating among certain demographic groups, many of whom are at
risk for mental health crises. Pursuant to the Commission's rules,
texts are required to be routed to the 988 Lifeline's ten-digit toll
free access number like voice calls. We seek comment on the impact of
the georouting solutions discussed above on texting to 988 and whether
additional improvements are needed to route texts to geographically
appropriate 988 crisis centers. In general, what are the challenges for
implementing a georouting solution for texts to 988 and how do wireless
carriers and other stakeholders propose to address those challenges?
Would all technologies used to send texts be compatible with a
particular georouting solution? What are the costs of implementing a
georouting solution for texts to the 988 Lifeline, including any
network infrastructure or system changes or upgrades necessary to
implement a solution? What are the benefits of implementing a
georouting solution for texts, and do they outweigh the costs? How long
would it take to develop and deploy a georouting solution for texts? We
ask that commenters responding to these inquiries provide the same
technical, logistical, operational, economic, and practical information
requested above for the georouting of voice calls to 988, and identify
any relevant considerations that are unique to georouting texts, as
opposed to calls, to 988.
[[Page 46347]]
Legal Authority
27. We tentatively conclude that we have the authority to adopt
rules requiring wireless carriers to implement one or more georouting
solutions for calls to the 988 Lifeline under Title II and Title III of
the Communications Act of 1934, as amended (Act), and section 104 of
the Twenty-First Century Communications and Video Accessibility Act
(CVAA), and we seek comment on this proposal. In particular, we seek
comment on whether and to what extent the Commission's Title III
authority over wireless carriers confers authority for what we propose
and seek comment on in this FNPRM, including sections 301, 303, 307,
309, and 316. As the Supreme Court has long recognized, Title III
grants the Commission a ``comprehensive mandate'' regarding regulation
of spectrum usage, and courts have routinely found that Title III
provides the Commission with ``broad authority to manage spectrum . . .
in the public interest.'' As we explain above, we believe that
requiring wireless carriers to implement a georouting solution for the
988 Lifeline will confer significant public interest benefits by
connecting those experiencing a mental health crisis with local public
safety and counseling resources that could save lives. We seek comment
on this assessment.
28. We also seek comment on whether and to what extent our
numbering authority under section 251(e) of the Act provides a source
of authority for what we propose and seek comment on in this FNPRM.
Section 251(e)(1) gives the Commission ``exclusive jurisdiction over
those portions of the North American Numbering Plan that pertain to the
United States.'' The Commission's exclusive jurisdiction over numbering
policy enables the Commission to act flexibly and expeditiously on
important numbering matters, which pursuant to section 251(e)(4) of the
Act, includes the designation of 988 as the universal telephone number
for the 988 Lifeline. We seek comment on whether this authority would
extend to adopting rules requiring wireless carriers to route calls to
the 988 Lifeline in a manner that would help to ensure that all
Americans can receive efficient, swift access to, and reap the benefits
of, critical suicide prevention and crisis services offered through the
988 Lifeline.
29. We seek comment on any other sources of authority that would
authorize the Commission to require wireless carriers to implement a
georouting solution for calls to the 988 Lifeline, including whether
the Commission could invoke its ancillary authority. To exercise
ancillary jurisdiction ``two conditions [must be] satisfied: (1) the
Commission's general jurisdictional grant under Title I [of the
Communications Act] covers the regulated subject and (2) the
regulations are reasonably ancillary to the Commission's effective
performance of its statutorily mandated responsibilities.'' Routing
calls to the 988 Lifeline involves communications by wire or radio and
the use of equipment for purposes of facilitating transmission by wire
or radio. The Commission previously found that imposing outage
reporting requirements on covered 988 service providers was reasonably
ancillary to our responsibility to ensure that the 988 Lifeline
operates effectively. We believe that requiring the use of a georouting
solution for the 988 Lifeline is necessary to carry out our
responsibility for the proper functioning of the 988 Lifeline services
under section 251(e)(4), and seek comment on whether doing so falls
within the scope of the Commission's ancillary authority.
30. Digital Equity. The Commission, as part of its continuing
effort to advance digital equity for all, including people of color,
persons with disabilities, persons who live in rural or Tribal areas,
and others who have been historically underserved, marginalized, and
adversely affected by persistent poverty and inequality, invites
comments on any equity-related considerations and benefits (if any)
that may be associated with the proposals and issues discussed herein.
Specifically, we seek comment on how our proposals may promote or
inhibit advances in diversity, equity, inclusion, and accessibility, as
well as the scope of the Commission's relevant legal authority.
Initial Regulatory Flexibility Analysis
31. As required by the Regulatory Flexibility Act of 1980, as
amended (RFA), the Commission has prepared this Initial Regulatory
Flexibility Analysis (IRFA) of the possible significant economic impact
on small entities by the policies and rules proposed in the Second
Further Notice of Proposed Rulemaking (FNPRM). Written public comments
are requested on this IRFA. Comments must be identified as responses to
the IRFA and must be filed by the deadlines for comments provided in
the FNPRM. The Commission will send a copy of the FNPRM, including this
IRFA, to the Chief Counsel for Advocacy of the Small Business
Administration (SBA). In addition, the FNPRM and IRFA (or summaries
thereof) will be published in the Federal Register.
Need for, and Objectives of, the Proposed Rules
32. The FNPRM seeks to facilitate access to critical suicide
prevention and crisis services by improving routing of wireless calls
to the 988 Suicide & Crisis Lifeline (988 Lifeline). The 988 Lifeline
is currently designed to route wireless calls to crisis centers based
on a caller's area code and exchange. As a result, however, the 988
Lifeline may not route a wireless call to a crisis center nearest to
the caller's physical location. This is particularly concerning given
the increased prevalence of calls to the 988 Lifeline originating from
wireless phones and the importance of providing help-seekers access to
local resources.
33. The FNPRM proposes to adopt a rule that would require wireless
carriers to implement one or more georouting solutions for calls to the
988 Lifeline, and seeks comment to thoroughly and transparently
consider georouting solutions that could fall within the scope of that
mandate and to identify any remaining work to implement a georouting
solution. The FNPRM seeks comment on whether mandating the use of one
or more georouting solutions by wireless carriers originating calls to
the 988 Lifeline will achieve the benefits of enhancing access to
critical support and resources. The FNPRM inquires about the viability
of any potential georouting solutions proposed to date, including those
proposed to SAMHSA and the Lifeline Administrator, and also seeks
comment on any alternative georouting solutions. The Commission
believes that a georouting solution based on cell tower information
would best identify a caller's location and thus enable routing the
call to a geographically appropriate crisis call center. The FNPRM
seeks comment on this belief and on any other alternatives for
identifying a caller's location and correlating that location with a
geographically appropriate crisis call center. The FNPRM also seeks
comment on the geographic boundaries used for any proposed georouting
solution and asks whether the Commission should mandate the use of one
or more particular geographic boundaries. For any georouting solutions,
the FNPRM inquires about the technical specifications and limitations,
required routing data and transmission methods, necessary
infrastructure and system changes or upgrades, testing requirements,
costs and benefits, and timelines for deployment. Additionally, the
FNPRM seeks comment on any routing challenges and potential georouting
solutions for non-wireless
[[Page 46348]]
calls. The FNPRM also seeks comment on the impact of georouting
solutions on texting to the 988 Lifeline and asks whether additional
improvements are needed to route texts to geographically appropriate
988 crisis centers. Lastly, the FNPRM requests comment on the form of
rules requiring wireless carriers to implement a georouting solution
for the 988 Lifeline and on the Commission's authority to adopt such
rules.
Legal Basis
34. The legal basis for any action that may be taken pursuant to
this FNPRM is contained in sections 1, 4(i), 4(j), 201, 218, 251(e),
301, 303, 307, 309(a), 316, 332, and 403 of the Communications Act of
1934, as amended.
Description and Estimate of the Number of Small Entities to Which the
Proposed Rules Will Apply
35. The RFA directs agencies to provide a description of and, where
feasible, an estimate of the number of small entities that may be
affected by the proposed rules and by the rule revisions on which the
FNPRM seeks comment, if adopted. The RFA generally defines the term
``small entity'' as having the same meaning as the terms ``small
business,'' ``small organization,'' and ``small governmental
jurisdiction.'' In addition, the term ``small business'' has the same
meaning as the term ``small-business concern'' under the Small Business
Act. A ``small-business concern'' is one which: (1) is independently
owned and operated; (2) is not dominant in its field of operation; and
(3) satisfies any additional criteria established by the SBA.
36. Small Businesses, Small Organizations, Small Governmental
Jurisdictions. Our actions, over time, may affect small entities that
are not easily categorized at present. We therefore describe, at the
outset, three broad groups of small entities that could be directly
affected herein. First, while there are industry specific size
standards for small businesses that are used in the regulatory
flexibility analysis, according to data from the Small Business
Administration's (SBA) Office of Advocacy, in general a small business
is an independent business having fewer than 500 employees. These types
of small businesses represent 99.9% of all businesses in the United
States, which translates to 33.2 million businesses.
37. Next, the type of small entity described as a ``small
organization'' is generally ``any not-for-profit enterprise which is
independently owned and operated and is not dominant in its field.''
The Internal Revenue Service (IRS) uses a revenue benchmark of $50,000
or less to delineate its annual electronic filing requirements for
small exempt organizations. Nationwide, for tax year 2022, there were
approximately 530,109 small exempt organizations in the U.S. reporting
revenues of $50,000 or less according to the registration and tax data
for exempt organizations available from the IRS.
38. Finally, the small entity described as a ``small governmental
jurisdiction'' is defined generally as ``governments of cities,
counties, towns, townships, villages, school districts, or special
districts, with a population of less than fifty thousand.'' U.S. Census
Bureau data from the 2022 Census of Governments indicate there were
90,837 local governmental jurisdictions consisting of general purpose
governments and special purpose governments in the United States. Of
this number, there were 36,845 general purpose governments (county,
municipal, and town or township) with populations of less than 50,000
and 11,879 special purpose governments (independent school districts)
with enrollment populations of less than 50,000. Accordingly, based on
the 2022 U.S. Census of Governments data, we estimate that at least
48,724 entities fall into the category of ``small governmental
jurisdictions.''
39. Wired Telecommunications Carriers. The U.S. Census Bureau
defines this industry as establishments primarily engaged in operating
and/or providing access to transmission facilities and infrastructure
that they own and/or lease for the transmission of voice, data, text,
sound, and video using wired communications networks. Transmission
facilities may be based on a single technology or a combination of
technologies. Establishments in this industry use the wired
telecommunications network facilities that they operate to provide a
variety of services, such as wired telephony services, including VoIP
services, wired (cable) audio and video programming distribution, and
wired broadband internet services. By exception, establishments
providing satellite television distribution services using facilities
and infrastructure that they operate are included in this industry.
Wired Telecommunications Carriers are also referred to as wireline
carriers or fixed local service providers.
40. The SBA small business size standard for Wired
Telecommunications Carriers classifies firms having 1,500 or fewer
employees as small. U.S. Census Bureau data for 2017 show that there
were 3,054 firms that operated in this industry for the entire year. Of
this number, 2,964 firms operated with fewer than 250 employees.
Additionally, based on Commission data in the 2022 Universal Service
Monitoring Report, as of December 31, 2021, there were 4,590 providers
that reported they were engaged in the provision of fixed local
services. Of these providers, the Commission estimates that 4,146
providers have 1,500 or fewer employees. Consequently, using the SBA's
small business size standard, most of these providers can be considered
small entities
41. Local Exchange Carriers (LECs). Neither the Commission nor the
SBA has developed a size standard for small businesses specifically
applicable to local exchange services. Providers of these services
include both incumbent and competitive local exchange service
providers. Wired Telecommunications Carriers is the closest industry
with an SBA small business size standard. Wired Telecommunications
Carriers are also referred to as wireline carriers or fixed local
service providers. The SBA small business size standard for Wired
Telecommunications Carriers classifies firms having 1,500 or fewer
employees as small. U.S. Census Bureau data for 2017 show that there
were 3,054 firms that operated in this industry for the entire year. Of
this number, 2,964 firms operated with fewer than 250 employees.
Additionally, based on Commission data in the 2022 Universal Service
Monitoring Report, as of December 31, 2021, there were 4,590 providers
that reported they were fixed local exchange service providers. Of
these providers, the Commission estimates that 4,146 providers have
1,500 or fewer employees. Consequently, using the SBA's small business
size standard, most of these providers can be considered small
entities.
42. Incumbent Local Exchange Carriers (Incumbent LECs). Neither the
Commission nor the SBA have developed a small business size standard
specifically for incumbent local exchange carriers. Wired
Telecommunications Carriers is the closest industry with an SBA small
business size standard. The SBA small business size standard for Wired
Telecommunications Carriers classifies firms having 1,500 or fewer
employees as small. U.S. Census Bureau data for 2017 show that there
were 3,054 firms in this industry that operated for the entire year. Of
this number, 2,964 firms operated with fewer than 250 employees.
Additionally, based on Commission data in the 2022 Universal
[[Page 46349]]
Service Monitoring Report, as of December 31, 2021, there were 1,212
providers that reported they were incumbent local exchange service
providers. Of these providers, the Commission estimates that 916
providers have 1,500 or fewer employees. Consequently, using the SBA's
small business size standard, the Commission estimates that the
majority of incumbent local exchange carriers can be considered small
entities.
43. Competitive Local Exchange Carriers (Competitive LECs). Neither
the Commission nor the SBA has developed a size standard for small
businesses specifically applicable to local exchange services.
Providers of these services include several types of competitive local
exchange service providers. Wired Telecommunications Carriers is the
closest industry with a SBA small business size standard. The SBA small
business size standard for Wired Telecommunications Carriers classifies
firms having 1,500 or fewer employees as small. U.S. Census Bureau data
for 2017 show that there were 3,054 firms that operated in this
industry for the entire year. Of this number, 2,964 firms operated with
fewer than 250 employees. Additionally, based on Commission data in the
2022 Universal Service Monitoring Report, as of December 31, 2021,
there were 3,378 providers that reported they were competitive local
exchange service providers. Of these providers, the Commission
estimates that 3,230 providers have 1,500 or fewer employees.
Consequently, using the SBA's small business size standard, most of
these providers can be considered small entities.
44. Interexchange Carriers (IXCs). Neither the Commission nor the
SBA have developed a small business size standard specifically for
Interexchange Carriers. Wired Telecommunications Carriers is the
closest industry with a SBA small business size standard. The SBA small
business size standard for Wired Telecommunications Carriers classifies
firms having 1,500 or fewer employees as small. U.S. Census Bureau data
for 2017 show that there were 3,054 firms that operated in this
industry for the entire year. Of this number, 2,964 firms operated with
fewer than 250 employees. Additionally, based on Commission data in the
2022 Universal Service Monitoring Report, as of December 31, 2021,
there were 127 providers that reported they were engaged in the
provision of interexchange services. Of these providers, the Commission
estimates that 109 providers have 1,500 or fewer employees.
Consequently, using the SBA's small business size standard, the
Commission estimates that the majority of providers in this industry
can be considered small entities.
45. Local Resellers. Neither the Commission nor the SBA have
developed a small business size standard specifically for Local
Resellers. Telecommunications Resellers is the closest industry with a
SBA small business size standard. The Telecommunications Resellers
industry comprises establishments engaged in purchasing access and
network capacity from owners and operators of telecommunications
networks and reselling wired and wireless telecommunications services
(except satellite) to businesses and households. Establishments in this
industry resell telecommunications; they do not operate transmission
facilities and infrastructure. Mobile virtual network operators (MVNOs)
are included in this industry. The SBA small business size standard for
Telecommunications Resellers classifies a business as small if it has
1,500 or fewer employees. U.S. Census Bureau data for 2017 show that
1,386 firms in this industry provided resale services for the entire
year. Of that number, 1,375 firms operated with fewer than 250
employees. Additionally, based on Commission data in the 2022 Universal
Service Monitoring Report, as of December 31, 2021, there were 207
providers that reported they were engaged in the provision of local
resale services. Of these providers, the Commission estimates that 202
providers have 1,500 or fewer employees. Consequently, using the SBA's
small business size standard, most of these providers can be considered
small entities.
46. Toll Resellers. Neither the Commission nor the SBA have
developed a small business size standard specifically for Toll
Resellers. Telecommunications Resellers is the closest industry with a
SBA small business size standard. The Telecommunications Resellers
industry comprises establishments engaged in purchasing access and
network capacity from owners and operators of telecommunications
networks and reselling wired and wireless telecommunications services
(except satellite) to businesses and households. Establishments in this
industry resell telecommunications; they do not operate transmission
facilities and infrastructure. Mobile virtual network operators (MVNOs)
are included in this industry. The SBA small business size standard for
Telecommunications Resellers classifies a business as small if it has
1,500 or fewer employees. U.S. Census Bureau data for 2017 show that
1,386 firms in this industry provided resale services for the entire
year. Of that number, 1,375 firms operated with fewer than 250
employees. Additionally, based on Commission data in the 2022 Universal
Service Monitoring Report, as of December 31, 2021, there were 457
providers that reported they were engaged in the provision of toll
services. Of these providers, the Commission estimates that 438
providers have 1,500 or fewer employees. Consequently, using the SBA's
small business size standard, most of these providers can be considered
small entities.
47. Other Toll Carriers. Neither the Commission nor the SBA has
developed a definition for small businesses specifically applicable to
Other Toll Carriers. This category includes toll carriers that do not
fall within the categories of interexchange carriers, operator service
providers, prepaid calling card providers, satellite service carriers,
or toll resellers. Wired Telecommunications Carriers is the closest
industry with a SBA small business size standard. The SBA small
business size standard for Wired Telecommunications Carriers classifies
firms having 1,500 or fewer employees as small. U.S. Census Bureau data
for 2017 show that there were 3,054 firms in this industry that
operated for the entire year. Of this number, 2,964 firms operated with
fewer than 250 employees. Additionally, based on Commission data in the
2022 Universal Service Monitoring Report, as of December 31, 2021,
there were 90 providers that reported they were engaged in the
provision of other toll services. Of these providers, the Commission
estimates that 87 providers have 1,500 or fewer employees.
Consequently, using the SBA's small business size standard, most of
these providers can be considered small entities.
48. Wireless Carriers and Service Providers. Wireless
Telecommunications Carriers (except Satellite) is the closest industry
with a SBA small business size standard applicable to these service
providers. The SBA small business size standard for this industry
classifies a business as small if it has 1,500 or fewer employees. U.S.
Census Bureau data for 2017 show that there were 2,893 firms that
operated in this industry for the entire year. Of this number, 2,837
firms employed fewer than 250 employees. Additionally, based on
Commission data in the 2022 Universal Service Monitoring Report, as of
December 31, 2021, there were 594 providers that
[[Page 46350]]
reported they were engaged in the provision of wireless services. Of
these providers, the Commission estimates that 511 providers have 1,500
or fewer employees. Consequently, using the SBA's small business size
standard, most of these providers can be considered small entities.
49. Wireless Communications Services. Wireless Communications
Services (WCS) can be used for a variety of fixed, mobile,
radiolocation, and digital audio broadcasting satellite services.
Wireless spectrum is made available and licensed for the provision of
wireless communications services in several frequency bands subject to
Part 27 of the Commission's rules. Wireless Telecommunications Carriers
(except Satellite) is the closest industry with an SBA small business
size standard applicable to these services. The SBA small business size
standard for this industry classifies a business as small if it has
1,500 or fewer employees. U.S. Census Bureau data for 2017 show that
there were 2,893 firms that operated in this industry for the entire
year. Of this number, 2,837 firms employed fewer than 250 employees.
Thus under the SBA size standard, the Commission estimates that a
majority of licensees in this industry can be considered small.
50. The Commission's small business size standards with respect to
WCS involve eligibility for bidding credits and installment payments in
the auction of licenses for the various frequency bands included in
WCS. When bidding credits are adopted for the auction of licenses in
WCS frequency bands, such credits may be available to several types of
small businesses based average gross revenues (small, very small and
entrepreneur) pursuant to the competitive bidding rules adopted in
conjunction with the requirements for the auction and/or as identified
in the designated entities section in part 27 of the Commission's rules
for the specific WCS frequency bands.
51. In frequency bands where licenses were subject to auction, the
Commission notes that as a general matter, the number of winning
bidders that qualify as small businesses at the close of an auction
does not necessarily represent the number of small businesses currently
in service. Further, the Commission does not generally track subsequent
business size unless, in the context of assignments or transfers,
unjust enrichment issues are implicated. Additionally, since the
Commission does not collect data on the number of employees for
licensees providing these services, at this time we are not able to
estimate the number of licensees with active licenses that would
qualify as small under the SBA's small business size standard.
52. Wireless Telephony. Wireless telephony includes cellular,
personal communications services, and specialized mobile radio
telephony carriers. The closest applicable industry with an SBA small
business size standard is Wireless Telecommunications Carriers (except
Satellite). The size standard for this industry under SBA rules is that
a business is small if it has 1,500 or fewer employees. For this
industry, U.S. Census Bureau data for 2017 show that there were 2,893
firms that operated for the entire year. Of this number, 2,837 firms
employed fewer than 250 employees. Additionally, based on Commission
data in the 2022 Universal Service Monitoring Report, as of December
31, 2021, there were 331 providers that reported they were engaged in
the provision of cellular, personal communications services, and
specialized mobile radio services. Of these providers, the Commission
estimates that 255 providers have 1,500 or fewer employees.
Consequently, using the SBA's small business size standard, most of
these providers can be considered small entities.
53. Wireless Telecommunications Carriers (except Satellite). This
industry comprises establishments engaged in operating and maintaining
switching and transmission facilities to provide communications via the
airwaves. Establishments in this industry have spectrum licenses and
provide services using that spectrum, such as cellular services, paging
services, wireless internet access, and wireless video services. The
SBA size standard for this industry classifies a business as small if
it has 1,500 or fewer employees. U.S. Census Bureau data for 2017 show
that there were 2,893 firms in this industry that operated for the
entire year. Of that number, 2,837 firms employed fewer than 250
employees. Additionally, based on Commission data in the 2022 Universal
Service Monitoring Report, as of December 31, 2021, there were 594
providers that reported they were engaged in the provision of wireless
services. Of these providers, the Commission estimates that 511
providers have 1,500 or fewer employees. Consequently, using the SBA's
small business size standard, most of these providers can be considered
small entities.
54. Cable and Other Subscription Programming. The U.S. Census
Bureau defines this industry as establishments primarily engaged in
operating studios and facilities for the broadcasting of programs on a
subscription or fee basis. The broadcast programming is typically
narrowcast in nature (e.g., limited format, such as news, sports,
education, or youth-oriented). These establishments produce programming
in their own facilities or acquire programming from external sources.
The programming material is usually delivered to a third party, such as
cable systems or direct-to-home satellite systems, for transmission to
viewers. The SBA small business size standard for this industry
classifies firms with annual receipts less than $41.5 million as small.
Based on U.S. Census Bureau data for 2017, 378 firms operated in this
industry during that year. Of that number, 149 firms operated with
revenue of less than $25 million a year and 44 firms operated with
revenue of $25 million or more. Based on this data, the Commission
estimates that a majority of firms in the industry are small.
55. Cable Companies and Systems (Rate Regulation). The Commission
has developed its own small business size standard for the purpose of
cable rate regulation. Under the Commission's rules, a ``small cable
company'' is one serving 400,000 or fewer subscribers nationwide. Based
on industry data, there are about 420 cable companies in the U.S. Of
these, only seven have more than 400,000 subscribers. In addition,
under the Commission's rules, a ``small system'' is a cable system
serving 15,000 or fewer subscribers. Based on industry data, there are
about 4,139 cable systems (headends) in the U.S. Of these, about 639
have more than 15,000 subscribers. Accordingly, the Commission
estimates that the majority of cable companies and cable systems are
small.
56. Cable System Operators (Telecom Act Standard). The
Communications Act of 1934, as amended, contains a size standard for a
``small cable operator,'' which is ``a cable operator that, directly or
through an affiliate, serves in the aggregate fewer than one percent of
all subscribers in the United States and is not affiliated with any
entity or entities whose gross annual revenues in the aggregate exceed
$250,000,000.'' For purposes of the Telecom Act Standard, the
Commission determined that a cable system operator that serves fewer
than 498,000 subscribers, either directly or through affiliates, will
meet the definition of a small cable operator. Based on industry data,
only six cable system operators have more than 498,000 subscribers.
Accordingly, the Commission estimates that the majority of cable system
operators are small under this size standard. We note however, that the
Commission neither requests nor collects information on
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whether cable system operators are affiliated with entities whose gross
annual revenues exceed $250 million. Therefore, we are unable at this
time to estimate with greater precision the number of cable system
operators that would qualify as small cable operators under the
definition in the Communications Act.
57. Satellite Telecommunications. This industry comprises firms
``primarily engaged in providing telecommunications services to other
establishments in the telecommunications and broadcasting industries by
forwarding and receiving communications signals via a system of
satellites or reselling satellite telecommunications.'' Satellite
telecommunications service providers include satellite and earth
station operators. The SBA small business size standard for this
industry classifies a business with $38.5 million or less in annual
receipts as small. U.S. Census Bureau data for 2017 show that 275 firms
in this industry operated for the entire year. Of this number, 242
firms had revenue of less than $25 million. Additionally, based on
Commission data in the 2022 Universal Service Monitoring Report, as of
December 31, 2021, there were 65 providers that reported they were
engaged in the provision of satellite telecommunications services. Of
these providers, the Commission estimates that approximately 42
providers have 1,500 or fewer employees. Consequently, using the SBA's
small business size standard, a little more than half of these
providers can be considered small entities.
58. All Other Telecommunications. This industry is comprised of
establishments primarily engaged in providing specialized
telecommunications services, such as satellite tracking, communications
telemetry, and radar station operation. This industry also includes
establishments primarily engaged in providing satellite terminal
stations and associated facilities connected with one or more
terrestrial systems and capable of transmitting telecommunications to,
and receiving telecommunications from, satellite systems. Providers of
internet services (e.g. dial-up ISPs) or Voice over internet Protocol
(VoIP) services, via client-supplied telecommunications connections are
also included in this industry. The SBA small business size standard
for this industry classifies firms with annual receipts of $35 million
or less as small. U.S. Census Bureau data for 2017 show that there were
1,079 firms in this industry that operated for the entire year. Of
those firms, 1,039 had revenue of less than $25 million. Based on this
data, the Commission estimates that the majority of ``All Other
Telecommunications'' firms can be considered small.
59. Radio and Television Broadcasting and Wireless Communications
Equipment Manufacturing. This industry comprises establishments
primarily engaged in manufacturing radio and television broadcast and
wireless communications equipment. Examples of products made by these
establishments are: transmitting and receiving antennas, cable
television equipment, GPS equipment, pagers, cellular phones, mobile
communications equipment, and radio and television studio and
broadcasting equipment. The SBA small business size standard for this
industry classifies businesses having 1,250 employees or less as small.
U.S. Census Bureau data for 2017 show that there were 656 firms in this
industry that operated for the entire year. Of this number, 624 firms
had fewer than 250 employees. Thus, under the SBA size standard, the
majority of firms in this industry can be considered small.
60. Semiconductor and Related Device Manufacturing. This industry
comprises establishments primarily engaged in manufacturing
semiconductors and related solid state devices. Examples of products
made by these establishments are integrated circuits, memory chips,
microprocessors, diodes, transistors, solar cells and other
optoelectronic devices. The SBA small business size standard for this
industry classifies entities having 1,250 or fewer employees as small.
U.S. Census Bureau data for 2017 show that there were 729 firms in this
industry that operated for the entire year. Of this total, 673 firms
operated with fewer than 250 employees. Thus under the SBA size
standard, the majority of firms in this industry can be considered
small.
61. Software Publishers. This industry comprises establishments
primarily engaged in computer software publishing or publishing and
reproduction. Establishments in this industry carry out operations
necessary for producing and distributing computer software, such as
designing, providing documentation, assisting in installation, and
providing support services to software purchasers. These establishments
may design, develop, and publish, or publish only. The SBA small
business size standard for this industry classifies businesses having
annual receipts of $41.5 million or less as small. U.S. Census Bureau
data for 2017 indicate that 7,842 firms in this industry operated for
the entire year. Of this number 7,226 firms had revenue of less than
$25 million. Based on this data, we conclude that a majority of firms
in this industry are small.
Description of Projected Reporting, Recordkeeping, and Other Compliance
Requirements for Small Entities
62. The RFA requires Federal agencies to describe the impact of
proposed rules on small entities. The FNPRM proposes to adopt a rule
that would require small and other wireless carriers to implement one
or more georouting solutions for calls to the 988 Lifeline. The
Commission believes that a georouting solution based on cell tower
information would best identify a caller's location to enable routing
to a geographically appropriate crisis call center and seeks comment on
this conclusion. The FNPRM seeks comment on whether the Commission
should mandate the use of one or more particular geographic boundaries.
The FNPRM also seeks comment on routing challenges and potential
georouting solutions for non-wireless calls and asks whether additional
improvements are needed to route texts to geographically appropriate
988 crisis centers. Additionally, the FNPRM seeks comment on a number
of aspects related to implementing any georouting solutions, including
technical specifications and limitations, required routing data and
transmission methods, necessary infrastructure and system changes or
upgrades, testing requirements, timelines for deployment, and the
Commission expects that small entities will incur costs to implement
these changes. At this time the Commission does not have sufficient
cost information to quantify compliance costs for small entities.
However, we expect the comments received in response to the FNPRM to
include information which should help the Commission further analyze
the economic impact of various proposals on small entities, including
but not limited to costs for professional services, before adopting
final rules.
Steps Taken To Minimize the Significant Economic Impact on Small
Entities and Significant Alternatives Considered
63. The RFA requires an agency to describe any significant
alternatives that could minimize impacts to small entities that it has
considered in reaching its proposed approach, which may include the
following four alternatives (among others): ``(1) the establishment of
differing compliance or reporting requirements or timetables that take
into account the resources
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available to small entities; (2) the clarification, consolidation, or
simplification of compliance and reporting requirements under the rules
for such small entities; (3) the use of performance rather than design
standards; and (4) an exemption from coverage of the rule, or any part
thereof, for such small entities.''
64. In the FNPRM, the Commission seeks comment from all entities,
including small entities, on the effect of deploying a georouting
solution for wireless calls to the 988 Lifeline, and on alternative
ways of implementing a georouting solution, including concepts that
have yet to be tested or developed. For example, the FNPRM seeks
comment on the costs and benefits of deploying a georouting solution
for wireless calls to the 988 Lifeline. This includes whether rules
requiring wireless carriers to implement a georouting solution for the
988 Lifeline should specify one or more technical solutions that must
be used or more generally require wireless carriers to implement a
georouting solution within a certain period of time of the Lifeline
Administrator announcing that it is: (a) prepared to implement the
terminating function of one or more georouting solutions; and (b) able
to provide technical specifications needed by wireless carriers to
implement the originating functions. Additionally, the FNPRM invites
stakeholders to comment on whether georouting solutions that have been
developed to date by major carriers would be viable for smaller
carriers, and any distinctions that need to be considered for smaller
carriers when mandating the use of a georouting solution for the 988
Lifeline. The FNPRM also inquires whether there are any ways to
minimize costs incurred for network or system changes or upgrades,
particularly for small providers. Small entities are encouraged to
bring to the Commission's attention any specific concerns they may have
with the alternatives proposed in the FNPRM. We expect to take into
account the economic impact on small entities, as identified in
comments filed in response to the FNPRM and this IRFA, in reaching our
final conclusions and promulgating rules in this proceeding.
Federal Rules That May Duplicate, Overlap, or Conflict With the
Proposed Rules
65. None.
Ordering Clauses
66. Accordingly, it is ordered, pursuant to sections 1, 4(i), 4(j),
201, 218, 251(e), 301, 303, 307, 309(a), 316, 332, and 403 of the
Communications Act of 1934, as amended, 47 U.S.C. 151, 154(i), 154(j),
201, 218, 251(e), 301, 303, 307, 309(a), 316, 332, and 403, that this
FNPRM is adopted.
67. It is further ordered that, pursuant to applicable procedures
set forth in Sec. Sec. 1.415 and 1.419 of the Commission's rules, 47
CFR 1.415 and 1.419, interested parties may file comments on the FNPRM
on or before 30 days following publication in the Federal Register, and
reply comments on or before 60 days following publication in the
Federal Register.
68. It is further ordered that the Office of the Secretary,
Reference Information Center shall send a copy of this FNPRM, including
the Initial Regulatory Flexibility Analysis, to the Chief Counsel for
Advocacy of the Small Business Administration.
Federal Communications Commission.
Marlene Dortch,
Secretary.
[FR Doc. 2024-11761 Filed 5-28-24; 8:45 am]
BILLING CODE 6712-01-P