[Federal Register Volume 89, Number 90 (Wednesday, May 8, 2024)]
[Notices]
[Page 38938]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-09993]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 35183; File No. 812-15457]
Polen Credit Opportunities Fund, et al.
May 2, 2024.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice.
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Notice of application for an order (``Order'') under sections 17(d)
and 57(i) of the Investment Company Act of 1940 (the ``Act'') and rule
17d-1 under the Act to permit certain joint transactions otherwise
prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d-1
under the Act.
Summary of Application: Applicants request an order to permit certain
business development companies and closed-end management investment
companies to co-invest in portfolio companies with each other and with
certain affiliated investment entities.
Applicants: Polen Credit Opportunities Fund, Polen Capital Credit,
LLC, Polen Capital Management, LLC, Polen Capital Funds, LLC--Polen
Capital Floating Rate Loan Fund, Polen Capital Funds, LLC--Polen
Capital Opportunistic High Yield Fund, Polen Capital Funds, LLC--Polen
Capital U.S. High Yield Fund, Polen Capital Funds, LLC--Polen Capital
Total Return Credit Fund and Polen DDJ/TAF Strategic Income Fund, L.P.
Filing Dates: The application was filed on April 19, 2023, and amended
on October 31, 2023 and March 8, 2024.
Hearing or Notification of Hearing: An order granting the requested
relief will be issued unless the Commission orders a hearing.
Interested persons may request a hearing on any application by emailing
the SEC's Secretary at [email protected] and serving the
Applicants with a copy of the request by email, if an email address is
listed for the relevant Applicant below, or personally or by mail, if a
physical address is listed for the relevant Applicant below. Hearing
requests should be received by the Commission by 5:30 p.m. on May 27,
2024, and should be accompanied by proof of service on applicants, in
the form of an affidavit or, for lawyers, a certificate of service.
Pursuant to rule 0-5 under the Act, hearing requests should state the
nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by emailing the Commission's Secretary at
[email protected].
ADDRESSES: The Commission: [email protected]. Applicants: Josh
McCarthy, [email protected], Nicole M. Runyan,
[email protected], Lisa P. Nosal, [email protected].
FOR FURTHER INFORMATION CONTACT: Deepak T. Pai, Senior Counsel, or
Terri Jordan, Branch Chief, at (202) 551-6825 (Division of Investment
Management, Chief Counsel's Office).
SUPPLEMENTARY INFORMATION: For Applicants' representations, legal
analysis, and conditions, please refer to Applicants' second amended
and restated application, dated March 8, 2024, which may be obtained
via the Commission's website by searching for the file number at the
top of this document, or for an Applicant using the Company name search
field, on the SEC's EDGAR system.
The SEC's EDGAR system may be searched at http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html. You may also call the SEC's
Public Reference Room at (202) 551-8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2024-09993 Filed 5-7-24; 8:45 am]
BILLING CODE 8011-01-P