[Federal Register Volume 88, Number 108 (Tuesday, June 6, 2023)]
[Notices]
[Pages 37045-37048]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-11915]


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DEPARTMENT OF EDUCATION


Applications for New Awards; Transformative

Research in the Education Sciences and Using Longitudinal Data To 
Support State Education Policymaking Grant Programs

AGENCY: Institute of Education Sciences, Department of Education.

ACTION: Notice.

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SUMMARY: The Department of Education (Department) is issuing a notice 
inviting applications for new awards for fiscal year (FY) 2024 for the 
Education Research Grant Programs, Assistance Listing Numbers (ALNs) 
84.305S and 84.305T. This notice relates to the approved information 
collection under OMB control number 4040-0001.

DATES: 
    Applications Available: June 8, 2023.
    Deadline for Transmittal of Applications: August 17, 2023.

ADDRESSES: For the addresses for obtaining and submitting an 
application, please refer to our Common Instructions for Applicants to 
Department of Education Discretionary Grant Programs, published in the 
Federal Register on December 7, 2022 (87 FR 75045) and available at 
www.federalregister.gov/documents/2022/12/07/2022-26554/common-instructions-for-applicants-to-department-of-education-discretionary-grant-programs. Please note that these Common Instructions supersede 
the version published on December 27, 2021.

FOR FURTHER INFORMATION CONTACT: Dr. Erin Higgins for the 
Transformative Research in the Education Sciences grant program (EMAIL: 
[email protected]) and Dr. Allen Ruby for the Using Longitudinal Data 
grant program (EMAIL: [email protected]), Institute of Education 
Sciences, U.S. Department of Education, Potomac Center Plaza,

[[Page 37046]]

Room 4148, 550 12th Street SW, Washington, DC 20202.
    If you are deaf, hard of hearing, or have a speech disability and 
wish to access telecommunications relay services, please dial 7-1-1.

SUPPLEMENTARY INFORMATION: 

Full Text of Announcement

I. Funding Opportunity Description

    Purpose of Program: In awarding research grants, the Institute of 
Education Sciences (IES) intends to provide national leadership in 
expanding knowledge and understanding of (1) education outcomes for all 
learners from early childhood education through postsecondary and adult 
education, and (2) employment and wage outcomes when relevant (such as 
for those engaged in career and technical, postsecondary, or adult 
education). The IES research grant programs are designed to provide 
interested individuals and the general public with reliable and valid 
information about education practices that support learning and improve 
academic achievement and access to education opportunities for all 
learners. These interested individuals include parents, educators, 
learners, researchers, and policymakers. In carrying out its grant 
programs, IES provides support for programs of research in areas of 
demonstrated national need.
    Competitions in This Notice:
    The IES National Center for Education Research (NCER) is announcing 
two competitions--one competition in each of the following areas: using 
longitudinal data to support State education policymaking and 
transformative research in the education sciences.
    Using Longitudinal Data to Support State Education Policymaking 
(ALN 84.305S). Under this competition, NCER will only consider 
applications that address State agencies' use of their State's 
education longitudinal data systems to identify and reduce opportunity 
and achievement gaps for learners from prekindergarten through adult 
education.
    Transformative Research in the Education Sciences (ALN 84.305T). 
Through this program, IES seeks to support innovative and 
unconventional research that has the potential to make dramatic 
advances towards solving seemingly intractable problems and challenges 
in the education field and/or to accelerate the pace of conducting 
education research to facilitate major breakthroughs. For the FY 2024 
competition, the Transformative Research in the Education Sciences 
grant program will have a special focus on accelerating learning and 
reducing persistent education inequities by leveraging evidence-based 
principles from the learning sciences with advanced technology to 
create high-reward, scalable solutions.
    Exemption from Proposed Rulemaking: Under section 191 of the 
Education Sciences Reform Act, 20 U.S.C. 9581, IES is not subject to 
section 437(d) of the General Education Provisions Act, 20 U.S.C. 
1232(d), and is therefore not required to offer interested parties the 
opportunity to comment on matters relating to grants.
    Program Authority: 20 U.S.C. 9501 et seq.
    Note: Projects will be awarded and must be operated in a manner 
consistent with the nondiscrimination requirements contained in Federal 
civil rights laws.
    Applicable Regulations: (a) The Education Department General 
Administrative Regulations in 34 CFR parts 77, 81, 82, 84, 86, 97, 98, 
and 99. In addition, the regulations in 34 CFR part 75 are applicable, 
except for the provisions in 34 CFR 75.100, 75.101(b), 75.102, 75.103, 
75.105, 75.109(a), 75.200, 75.201, 75.209, 75.210, 75.211, 75.217(a) 
through (c), 75.219, 75.220, 75.221, 75.222, 75.230, 75.250(a), and 
75.708. (b) The Office of Management and Budget Guidelines to Agencies 
on Governmentwide Debarment and Suspension (Nonprocurement) in 2 CFR 
part 180, as adopted and amended as regulations of the Department in 2 
CFR part 3485. (c) The Uniform Administrative Requirements, Cost 
Principles, and Audit Requirements for Federal Awards in 2 CFR part 
200, as adopted and amended as regulations of the Department in 2 CFR 
part 3474.
    Note: The regulations in 34 CFR part 86 apply to institutions of 
higher education only.
    Note: The open licensing requirement in 2 CFR 3474.20 does not 
apply to these competitions.

II. Award Information

    Types of Awards: Discretionary grants and cooperative agreements.
    Fiscal Information: Although Congress has not yet enacted an 
appropriation for FY 2024, IES is inviting applications for these 
competitions now so that applicants can have adequate time to prepare 
their applications. The actual level of funding, if any, depends on 
final congressional action. IES may announce additional competitions 
later in 2023.
    Estimated Range of Awards: For the Using Longitudinal Data to 
Support State Education Policymaking grant program, the estimated 
annual range per budget period is $100,000 to $333,333. For the 
Transformative Research in the Education Sciences grant program, the 
estimated annual range per budget period is $300,0000 to $1,250,000. 
The size of the awards will depend on the scope of the projects 
proposed.
    Estimated Number of Awards: The number of awards made under each 
competition will depend on the quality of the applications received for 
that competition and the availability of funds.
    For all competitions, contingent on the availability of funds and 
the quality of applications, we may make additional awards in FY 2025 
from the list of highly rated unfunded applications submitted in 
response to FY 2024 competition announcements.
    Note: The Department is not bound by any estimates in this notice.
    Project Period: Up to 3 years.

III. Eligibility Information

    1. Eligible Applicants: For the Using Longitudinal Data to Support 
State Education Policymaking (ALN 84.305S) grant program, eligible 
applications must include the eligible State agency or State 
postsecondary system responsible for the education issue, program, or 
policy to be examined. Eligible State agencies include the State 
educational agency (SEA) responsible for the State's K-12 sector as 
well as other State agencies responsible for other specific education 
sectors such as prekindergarten, career and technical education, 
postsecondary education, and adult education. In addition, a State 
postsecondary system may serve as the eligible State agency. Eligible 
State agencies may apply alone, or in conjunction with research 
organizations such as universities and research firms, and/or with 
other appropriate organizations (such as other State agencies or local 
education agencies).
    For the Transformative Research in the Education Sciences (ALN 
84.305T) grant program, eligible applicants are organizations that have 
the demonstrated ability and capacity to conduct rigorous research and 
development. Eligible applicants include, but are not limited to, 
institutions of higher education and non-profit, for-profit, public, or 
private agencies.
    2. a. Cost Sharing or Matching: The Using Longitudinal Data to 
Support State Education Policymaking (ALN 84.305S) grant program does 
not require cost sharing or matching.
    The Transformative Research in the Education Sciences (ALN 84.305T) 
grant

[[Page 37047]]

program requires cost sharing or matching. For this program, by the 
beginning of Year 2, each grant recipient must secure matching funds in 
an amount equal to 10 percent of the total funds provided under the 
grant in the form of cash or in-kind contributions. Continuation 
funding in Years 2 and 3 will be contingent upon the establishment of a 
cost sharing agreement and the inclusion of a revised budget and budget 
narrative that includes cost sharing funds in the first-year annual 
report. The cost sharing partner must be an organization that has 
experience developing and scaling technology products.
    b. Indirect Cost Rate Information: These programs use an 
unrestricted indirect cost rate. For more information regarding 
indirect costs, or to obtain a negotiated indirect cost rate, please 
see www2.ed.gov/about/offices/list/ocfo/intro.html.
    3. Subgrantees: Under 34 CFR 75.708(b) and (c) a grantee under 
these competitions may award subgrants--to directly carry out project 
activities described in its application--to the following types of 
entities: nonprofit and for-profit organizations and public and private 
agencies and institutions of higher education. The grantee may award 
subgrants to entities it has identified in an approved application.

IV. Application and Submission Information

    1. Application Submission Instructions: Applicants are required to 
follow the Common Instructions for Applicants to Department of 
Education Discretionary Grant Programs, published in the Federal 
Register on December 7, 2022 (87 FR 75045) and available at https://www.federalregister.gov/documents/2022/12/07/2022-26554/common-instructions-for-applicants-to-department-of-education-discretionary-grant-programs, which contain requirements and information on how to 
submit an application. Please note that these Common Instructions 
supersede the version published on December 27, 2021.
    2. Other Information: Information regarding program and application 
requirements for the competitions will be contained in the currently 
available IES Application Submission Guide and in the NCER Request for 
Applications (RFA)s, which will be available on or before June 8, 2023, 
on the IES website at: https://ies.ed.gov/funding/. The application 
packages for these competitions will also be available on or before 
June 8, 2023.
    3. Content and Form of Application Submission: Requirements 
concerning the content of an application are contained in the RFA for 
the specific competition. The forms that must be submitted are in the 
application package for the specific competition.
    4. Submission Dates and Times: The deadline date for transmittal of 
applications is August 17, 2023.
    We do not consider an application that does not comply with the 
deadline requirements.
    5. Intergovernmental Review: These competitions are not subject to 
Executive Order 12372 and the regulations in 34 CFR part 79.
    6. Funding Restrictions: We reference regulations outlining funding 
restrictions in the Applicable Regulations section of this notice.

V. Application Review Information

    1. Selection Criteria: For all of its grant competitions, IES uses 
selection criteria based on a peer review process that has been 
approved by the National Board for Education Sciences. The Peer Review 
Procedures for Grant Applications can be found on the IES website at 
https://ies.ed.gov/director/sro/peer_review/application_review.asp.
    For the 84.305S competition, peer reviewers will evaluate the 
significance of the application, the quality of the research plan, the 
applicability and availability of the data to be analyzed, and the 
quality of the plans to disseminate and use the findings in State 
decision-making. These criteria are described in greater detail in the 
RFA.
    For the 84.305T competition, peer reviewers will evaluate the 
significance of the transformative solution, research approach, 
deliverables and metrics plan, personnel, resources, and dissemination.
    For all IES competitions, applications must include budgets no 
higher than the relevant maximum award as set out in the relevant RFA. 
IES will not make an award exceeding the maximum award amount as set 
out in the relevant RFA.
    2. Review and Selection Process: We remind potential applicants 
that in reviewing applications in any discretionary grant competition, 
IES may consider, under 34 CFR 75.217(d)(3), the past performance of 
the applicant in carrying out a previous award, such as the applicant's 
use of funds, achievement of project objectives, compliance with the 
IES policy regarding public access to research, and compliance with 
grant conditions. IES may also consider whether the applicant failed to 
submit a timely performance report or submitted a report of 
unacceptable quality.
    In addition, in making a competitive grant award, IES also requires 
various assurances including those applicable to Federal civil rights 
laws that prohibit discrimination in programs or activities receiving 
Federal financial assistance from the Department (34 CFR 100.4, 104.5, 
106.4, 108.8, and 110.23).
    3. Risk Assessment and Specific Conditions: Consistent with 2 CFR 
200.206, before awarding grants under these competitions, the 
Department conducts a review of the risks posed by applicants. Under 2 
CFR 200.208, IES may impose specific conditions and, under 2 CFR 
3474.10, in appropriate circumstances, high-risk conditions on a grant 
if the applicant or grantee is not financially stable; has a history of 
unsatisfactory performance; has a financial or other management system 
that does not meet the standards in 2 CFR part 200, subpart D; has not 
fulfilled the conditions of a prior grant; or is otherwise not 
responsible.
    4. Integrity and Performance System: If you are selected under 
these competitions to receive an award that over the course of the 
project period may exceed the simplified acquisition threshold 
(currently $250,000), under 2 CFR 200.206(a)(2) we must make a judgment 
about your integrity, business ethics, and record of performance under 
Federal awards--that is, the risk posed by you as an applicant--before 
we make an award. In doing so, we must consider any information about 
you that is in the integrity and performance system (currently referred 
to as the Federal Awardee Performance and Integrity Information System 
(FAPIIS)), accessible through the System for Award Management. You may 
review and comment on any information about yourself that a Federal 
agency previously entered and that is currently in FAPIIS.
    Please note that, if the total value of your currently active 
grants, cooperative agreements, and procurement contracts from the 
Federal Government exceeds $10,000,000, the reporting requirements in 2 
CFR part 200, Appendix XII, require you to report certain integrity 
information to FAPIIS semiannually. Please review the requirements in 2 
CFR part 200, Appendix XII, if this grant plus all the other Federal 
funds you receive exceed $10,000,000.
    5. In General: In accordance with the Office of Management and 
Budget's guidance located at 2 CFR part 200, all applicable Federal 
laws, and relevant Executive guidance, the Department will review and 
consider applications for funding pursuant to this notice

[[Page 37048]]

inviting applications in accordance with:
    (a) Selecting recipients most likely to be successful in delivering 
results based on the program objectives through an objective process of 
evaluating Federal award applications (2 CFR 200.205);
    (b) Prohibiting the purchase of certain telecommunication and video 
surveillance services or equipment in alignment with section 889 of the 
National Defense Authorization Act of 2019 (Pub. L. 115-232) (2 CFR 
200.216);
    (c) Providing a preference, to the extent permitted by law, to 
maximize use of goods, products, and materials produced in the United 
States (2 CFR 200.322); and
    (d) Terminating agreements in whole or in part to the greatest 
extent authorized by law if an award no longer effectuates the program 
goals or agency priorities (2 CFR 200.340).

VI. Award Administration Information

    1. Award Notices: If your application is successful, we notify your 
U.S. Representative and U.S. Senators and send you a Grant Award 
Notification (GAN); or we may send you an email containing a link to 
access an electronic version of your GAN. We may notify you informally, 
also.
    If your application is not evaluated or not selected for funding, 
we notify you.
    2. Administrative and National Policy Requirements: We identify 
administrative and national policy requirements in the application 
package and reference these and other requirements in the Applicable 
Regulations section of this notice.
    We reference the regulations outlining the terms and conditions of 
an award in the Applicable Regulations section of this notice and 
include these and other specific conditions in the GAN. The GAN also 
incorporates your approved application as part of your binding 
commitments under the grant.
    3. Grant Administration: Applicants should budget for an annual 
meeting of up to three days for project directors to be held in 
Washington, DC.
    4. Reporting: (a) If you apply for a grant under one of the 
competitions announced in this notice, you must ensure that you have in 
place the necessary processes and systems to comply with the reporting 
requirements in 2 CFR part 170 should you receive funding under the 
competition. This does not apply if you have an exception under 2 CFR 
170.110(b).
    (b) At the end of your project period, you must submit a final 
performance report, including financial information, as directed by 
IES. If you receive a multiyear award, you must submit an annual 
performance report that provides the most current performance and 
financial expenditure information as directed by IES under 34 CFR 
75.118. IES may also require more frequent performance reports under 34 
CFR 75.720(c). For specific requirements on reporting, please go to 
www.ed.gov/fund/grant/apply/appforms/appforms.html.
    5. Performance Measures: To evaluate the overall success of its 
education research grant programs, IES annually assesses the percentage 
of projects that result in peer-reviewed publications and the number of 
IES-supported interventions with evidence of efficacy in improving 
learner education outcomes. School readiness outcomes include pre-
reading, reading, pre-writing, early mathematics, early science, and 
social-emotional skills that prepare young children for school. Student 
academic outcomes include learning and achievement in academic content 
areas, such as reading, writing, math, and science, as well as outcomes 
that reflect students' successful progression through the education 
system, such as course and grade completion; high school graduation; 
and postsecondary enrollment, progress, and completion. Social and 
behavioral competencies include social and emotional skills, attitudes, 
and behaviors that are important to academic and post-academic success. 
Employment and earnings outcomes include hours of employment, job 
stability, and wages and benefits, and may be measured in addition to 
student academic outcomes.
    6. Continuation Awards: In making a continuation award under 34 CFR 
75.253, IES considers, among other things: whether a grantee has made 
substantial progress in achieving the goals and objectives of the 
project; whether the grantee has expended funds in a manner that is 
consistent with its approved application and budget; whether a grantee 
is in compliance with the IES policy regarding public access to 
research; and if IES has established performance measurement 
requirements, whether the grantee has made substantial progress in 
achieving the performance targets in the grantee's approved 
application.
    In making a continuation award, IES also considers whether the 
grantee is operating in compliance with the assurances in its approved 
application, including those applicable to Federal civil rights laws 
that prohibit discrimination in programs or activities receiving 
Federal financial assistance from the Department (34 CFR 100.4, 104.5, 
106.4, 108.8, and 110.23).

VII. Other Information

    Accessible Format: On request to the relevant program contact 
person listed in FOR FURTHER INFORMATION CONTACT, as well as in the 
relevant RFA and application package, individuals with disabilities can 
obtain this document and a copy of the RFA in an accessible format. The 
Department will provide the requestor with an accessible format that 
may include Rich Text Format (RTF) or text format (txt), a thumb drive, 
an MP3 file, braille, large print, audiotape, or compact disc, or other 
accessible format.
    Electronic Access to This Document: The official version of this 
document is the document published in the Federal Register. You may 
access the official edition of the Federal Register and the Code of 
Federal Regulations at www.govinfo.gov. At this site you can view this 
document, as well as all other documents of this Department published 
in the Federal Register, in text or Portable Document Format (PDF). To 
use PDF you must have Adobe Acrobat Reader, which is available free at 
the site.
    You may also access documents of the Department published in the 
Federal Register by using the article search feature at 
www.federalregister.gov. Specifically, through the advanced search 
feature at this site, you can limit your search to documents published 
by the Department.

Mark Schneider,
Director, Institute of Education Sciences.
[FR Doc. 2023-11915 Filed 6-5-23; 8:45 am]
BILLING CODE 4000-01-P