[Federal Register Volume 88, Number 80 (Wednesday, April 26, 2023)]
[Notices]
[Pages 25369-25377]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-08761]
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DEPARTMENT OF AGRICULTURE
Rural Business-Cooperative Service
[DOCKET No: RBS-23-CO-OP-0002]
Notice of Funding Opportunity for Rural Cooperative Development
Grants for Fiscal Year 2023
AGENCY: Rural Business-Cooperative Service, USDA.
ACTION: Notice.
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SUMMARY: The Rural Business-Cooperative Service (RBCS or the Agency), a
Rural Development (RD) agency of the United States Department of
Agriculture (USDA), invites applications for grants under the Rural
Cooperative Development Grant (RCDG) program for Fiscal Year (FY) 2023.
This notice is being issued to allow applicants sufficient time to
leverage financing, prepare and submit applications, and give the
Agency time to process applications within FY 2023. Funding of $5.8
million will be available for FY 2023. Successful applications will be
selected by the Agency for funding and subsequently awarded. All
applicants are responsible for any expenses incurred in developing
their applications.
DATE: Completed applications must be submitted electronically by no
later than 11:59 p.m. Eastern Time, June 26, 2023, through
www.grants.gov, to be eligible for grant funding. Late or incomplete
applications are not eligible for funding under this notice and will
not be evaluated.
ADDRESSES: All applications must be submitted electronically at
www.grants.gov. Additional resources are available at https://www.rd.usda.gov/programs-services/rural-cooperative-development-grant-program.
Applicants are encouraged to contact the USDA Rural Development
State Office for the State where the project will be located in advance
of the application deadline to discuss the project and ask any
questions about the RCDG program or the application process. Contact
information for USDA Rural Development State Office can be found at
https://www.rd.usda.gov/contact-us/state-offices.
FOR FURTHER INFORMATION CONTACT: Lisa Sharp at [email protected],
Business Loan and Grant Analyst, Program Management Division, RBCS,
USDA, 1400 Independence Avenue SW, Mail Stop-3226, Room 5160-South,
Washington, DC 20250-3226, or call (202) 720-1400. Persons with
disabilities that require alternative means for communication should
contact the USDA Target Center at (202) 720-2600 (voice); or the 711
Relay Service.
SUPPLEMENTARY INFORMATION:
Overview
Federal Awarding Agency Name: Rural Business-Cooperative Service.
Funding Opportunity Title: Rural Cooperative Development Grants.
Announcement Type: Notice of Funding Opportunity.
Funding Opportunity Number: RBCS-RCDG-2023.
Assistance Listing Number: 10.771.
Dates: Completed applications must be submitted electronically by
11:59 p.m. Eastern Time on, June 26, 2023, through www.grants.gov, to
be eligible for grant funding. Late or incomplete applications are not
eligible for funding under this notice and will not be evaluated.
Rural Development Key Priorities: The Agency encourages applicants
to consider projects that will advance the following key priorities:
Assisting rural communities recover economically through
more and better market opportunities and through improved
infrastructure;
Ensuring all rural residents have equitable access to RD
programs and benefits from RD funded projects; and
Reducing climate pollution and increasing resilience to
the impacts of climate change through economic support to rural
communities.
A. Program Description
1. Purpose of the Program. The primary objective of the RCDG
program is to improve the economic condition of rural areas by helping
individuals and businesses start, expand, or improve rural cooperatives
and other mutually owned businesses through Cooperative Development
Centers.
2. Statutory and Regulatory Authority. The RCDG program is
authorized under Section 310B(e) of the Consolidated Farm and Rural
Development Act (CONACT) (7 U.S.C. 1932(e)), as amended by the
Agriculture Improvement Act of 2018 (Pub. L. 115-334, Title VI, Secs.
6412-15, 6601(a)(1)(B), 6701(c), (d)(1)) and implemented by 7 CFR part
4284, subparts A and F.
The Consolidated Appropriations Act, 2023, (Pub. L. 117-328,
Division A, Title VII, Section 736) has designated funding for projects
in Persistent Poverty Counties (PPC). Persistent poverty counties are
defined in Section 736 as ``any county that has had 20 percent or more
of its population living in poverty over the past 30 years, as measured
by the 1990 and 2000 decennial censuses, and 2007-2011 American
Community Survey 5-year average, or any territory or possession of the
United States.'' The eligible population in persistent poverty counties
includes any county seat of any persistent poverty county that has a
population that does not exceed the authorized population limit by more
than 10 percent. This provision expanded the current 50,000 population
limit to 55,000 for only county seats located in persistent poverty
counties.
3. Definitions. The definitions applicable to this notice are
published at 7 CFR 4284.3 and 7 CFR 4284.504. In addition, the terms
``rural'' and ``rural area,'' defined in 7 U.S.C. 1991(a)(13), are
incorporated by reference, and will be used for this program instead of
the definition of ``Rural and rural area'' currently published at 7 CFR
4284.3.
Mutually owned business--An organization owned and governed by
members who are its consumers, producers, employees, or suppliers.
4. Application of Awards. The Agency will review, evaluate, and
score applications received in response to this notice based on the
provisions found in 7 CFR 4284.511, 7 CFR 4284.512, 7 CFR 4284.513 and
as indicated in this notice. Awards under the RCDG program will be made
on a competitive basis using specific selection criteria contained in 7
CFR 4284.513.
B. Federal Award Information
Type of Award: Grant.
Fiscal Year Funds: FY 2023.
Available Funds: $5.8 million will be available for FY 2023. RBCS
may at its discretion, increase the total level of funding available in
this funding round from any available source provided the awards meet
the requirements of the statute which made the funding available to the
Agency.
Award Amounts: Maximum amount $200,000.
Anticipated Award Date: September 30, 2023.
Performance Period: The grant performance period should begin no
earlier than October 1, 2023 and no later than January 1, 2024 and must
include no more than a one-year performance period.
Renewal or Supplemental Awards: None.
[[Page 25370]]
Type of Assistance Instrument: Financial Assistance Agreement.
C. Eligibility Information
1. Eligible Applicants. Eligible applicants must meet the
eligibility requirements of 7 CFR 4284.507. You must be a nonprofit
corporation or an institution of higher education to apply for this
program. Public bodies and individuals cannot apply for this program.
Applicants must be aware of the following:
(a) At the time of application, each applicant must have an active
registration in the System for Award (SAM) before submitting its
application in accordance with 2 CFR 25.200. To register in SAM,
entities will be required to create a Unique Entity Identifier (UEI).
Instructions for obtaining the UEI are available at https://sam.gov/content/entity-registration. Further information regarding SAM
registration and the UEI can be found in this notice.
(b) Applicants must certify that it has not been debarred or
suspended or is otherwise excluded from or ineligible for participation
in Federal assistance programs under Executive Order 12549, ``Debarment
and Suspension.'' The Agency will check the Do Not Pay system at the
time of application and prior to funding any grant award to determine
if the applicant has been debarred or suspended. Applicants are
responsible for resolving any issues that are reported in the Do Not
Pay system and if issues are not resolved by deadlines found in this
Notice, the Agency may proceed to award funds to other eligible
applicants. In addition, an applicant must comply with 7 CFR 4284.6 and
will be required to certify as part of the application that they do not
have an outstanding judgment against them.
(c) The Consolidated Appropriations Act, 2023, Public Law 117-328,
Division E, Title VII, Sections 744 and 745 provide that any
corporation that has been convicted of a felony criminal violation
under any Federal law within the past 24 months or that has any unpaid
Federal tax liability that has been assessed, for which all judicial
and administrative remedies have been exhausted or have lapsed, and
that is not being paid in a timely manner pursuant to an agreement with
the authority responsible for collecting the tax liability, is not
eligible for financial assistance provided with funds appropriated by
this Act, unless a Federal agency has considered suspension or
debarment of the corporation and has made a determination that this
further action is not necessary to protect the interests of the
Government
2. Cost Sharing or Matching. A match of at least 25 percent (5
percent for 1994 Institutions) of the total project cost is required
for the application. 7 CFR 4284.513(f). When calculating the matching
funds requirement, round up or down to whole dollars as appropriate.
An example of how to calculate matching funds is as follows:
(a) Take the amount of grant funds requested and divide it by .75.
This will provide the total project cost.
Example: $200,000 (grant amount)/0.75 (percentage for use of grant
funds) = $266,667 (total project cost)
(b) Subtract the amount of grant funds requested from the total
project cost. This will provide the matching funds requirement.
Example: $266,667 (total project cost) - $200,000 (grant amount) =
$66,667 (matching funds requirement)
(c) A quick way to confirm the correct amount of matching funds is
to take the total project cost and multiply it by .25.
Example: $266,667 (total project cost) x .25 (maximum percentage of
matching funds requirement) = $66,667 (matching funds requirement)
The applicant must verify that all matching funds are available
during the grant performance period and provide documentation with the
application in accordance with requirements identified in Section
D.2.b.8. If awarded a grant, additional verification documentation may
be required to confirm the availability of matching funds.
Other rules for matching funds that applicants must follow are
listed below.
(a) They must be spent on eligible expenses during the grant
period.
(b) They must be from eligible sources.
(c) They must be spent in advance or as a pro-rata portion of grant
funds being spent.
(d) They must be provided by either the applicant or a third party
in the form of cash or an in-kind contribution.
(e) They cannot include board/advisory council member's time.
(f) They cannot include other Federal grants unless provided by
authorizing legislation.
(g) They cannot include cash or in-kind contributions donated
outside of the grant period.
(h) They cannot include over-valued, in-kind contributions.
(i) They cannot include any project costs that are ineligible under
the RCDG program.
(j) They cannot include any project costs that are restricted or
unallowable under 2 CFR part 200, subpart E, and the Federal
Acquisition Regulation (CFR Title 48) (for-profits) or successor
regulation.
(k) They can include loan funds from a Federal source.
(l) They can include travel and incidentals for board/advisory
council members if the organization has established written policies
explaining how these costs are normally reimbursed, including rates.
The applicant must include an explanation of this policy in the
application, or the contributions will not be considered as eligible
matching funds.
(m) The applicant must be able to document and verify the number of
hours worked and the value associated with any in-kind contribution
being used to meet a matching funds requirement.
(n) In-kind contributions provided by individuals, businesses, or
cooperatives which are being assisted by the applicant cannot be
provided for the direct benefit of their own projects as RD considers
this to be a conflict of interest or the appearance of a conflict of
interest.
3. Other.
(a) Purpose eligibility. Applications must propose the
establishment or continuation of a cooperative development center.
Applicants must use project funds, including grant and matching funds,
for eligible purposes only (see 7 CFR 4284.508). In addition, project
funds may also be used for programs providing for the coordination of
services and sharing of information among the centers as stated in 7
U.S.C 1932(e)(4)(C)(vi).
(b) Project eligibility. All project activities must be for the
benefit of a rural area.
(c) Multiple applications deemed ineligible. Only one application
can be submitted per applicant. If two applications are submitted
(regardless of the applicant's name) that include the same Executive
Director and/or advisory boards or committees of an existing center,
both applications will be determined ineligible for funding.
(d) Grant performance period. The application must include no more
than a one-year grant performance period, or it will not be considered
for funding. The grant performance period should begin no earlier than
October 1, 2023, and no later than January 1, 2024. Applications that
request funds for a period beginning after January 1, 2024, will not be
considered for funding. Projects must be completed within a one-year
timeframe. Prior written approval is needed from the Agency if the
applicant is awarded a grant and
[[Page 25371]]
desires the grant performance period to begin earlier or later than
previously approved.
(e) Satisfactory performance. Applicants must be performing
satisfactorily on any outstanding RCDG award to be considered eligible
for a new award. Satisfactory performance includes being up to date on
all financial and performance reports as prescribed in the grant award,
and current on all tasks and timeframes for utilizing grant and
matching funds as approved in the work plan and budget. If applicants
have any unspent grant funds on RCDG awards prior to FY 2022, the
application will not be considered for funding. If an applicant has
prior award(s) with unspent funds of 50 percent or more than what the
approved work plan and budget projected at the time a FY 2023
application is being evaluated, the application will not be considered
for funding. The Agency will verify the performance status of the
applicant's prior awards and make a determination after the FY 2023
application period closes.
(f) Duplication of Current Services. Applications must demonstrate
that the applicant is providing services to new customers or new
services to current customers. If the work plan and budget are
duplicative of the applicant's existing award, the application will not
be considered for funding. If the workplan and budget are duplicative
of a previous or existing RCDG and/or Socially Disadvantaged Groups
Grant (SDGG) award, the application will not be considered for funding.
The Agency will make this determination at its sole discretion. Please
note that the Agency only allows one active award to a grantee to
ensure that there is no duplication of services.
(g) Indirect costs. Negotiated indirect cost rate approval does not
need to be included in the application but will need to be provided if
a grant is awarded. Approval for indirect costs that are requested in
an application without an approved indirect cost rate agreement is at
the discretion of the Agency.
D. Application and Submission Information
1. Address to Request Application Package. The RCDG program
application template, copies of necessary forms and samples are
available at https://www.rd.usda.gov/programs-services/rural-cooperative-development-grant-program. The RCDG program regulations are
available at 7 CFR part 4284 subparts A and F. For further information,
contact the USDA State Office where the project will be located at
http://www.rd.usda.gov/contact-us/state-offices.
2. Content and Form of Application Submission. An application must
contain all the required elements outlined in 7 CFR 4284.510 and this
notice. Each application must address the applicable scoring criteria
presented in 7 CFR 4284.513 and this notice for the type of funding
being requested.
Applicants are encouraged, but not required, to utilize the
application template found at https://www.rd.usda.gov/programs-services/rural-cooperative-development-grant-program. The application
template provides specific, detailed instructions for each item of a
complete application. The Agency emphasizes the importance of including
every item and strongly encourages applicants to follow the
instructions carefully, using the examples and illustrations in the
application template.
Incomplete applications will be ineligible to compete for funds.
Applications lacking sufficient information to determine eligibility
and scoring will be considered ineligible. Information submitted after
the application deadline will not be accepted.
(a) Clarifications on Forms.
(1) Standard Form (SF) 424, ``Application for Federal Assistance.''
Applicant's Unique Entity Identifier (UEI) number should be identified
in the ``Organizational DUNS'' field on the form. A System for Award
Management (SAM) Commercial and Government Entity (CAGE) Code and
expiration date under the applicant eligibility discussion in the
proposal narrative must be provided. If a CAGE Code expiration date and
the UEI number in an application are not provided, the application will
not be considered for funding.
(2) Form SF 424B, ``Assurances--Non-Construction Programs.'' This
form is no longer required as a part of the application. This
information is now collected through the applicant's registration or
annual recertification in SAM.gov through the Financial Assistance
General Representations and Certifications.
(3) ``Survey on Ensuring Equal Opportunity for Applicants.''
Nonprofit organizations may voluntarily fill this out and submit as
part of the application.
(b) Clarifications on Proposal Elements. Requirements below are
provided in addition to the requirements provided in 7 CFR 4284.510(c).
(1) Title Page. Must include the title of the project as well as
any other relevant identifying information.
(2) Table of Contents. This must include page numbers for each
component of the application.
(3) Executive Summary. In addition to the items in 7 CFR
4284.510(c)(3), this must discuss the percentage of work that will be
performed among organizational staff, consultants, or other
contractors. The summary must not exceed two pages.
(4) Eligibility. This discussion must also include matching funds
and other eligibility requirements. This discussion must not exceed two
pages.
(5) Proposal Narrative. Must not exceed 40 pages using at least 11-
point font and should describe the essential aspects of the project.
(a) Information Sheet. If evaluation criteria are listed on the
Table of Contents and then specifically and individually addressed in
narrative form, it is not necessary to include an information sheet.
Otherwise, it is required as described at 7 CFR 4284.510(c)(5)(ii).
(b) Goals of the Project.
(A) Applicant must include a statement providing information
outlined in 7 CFR 4284.510(c)(5)(iii)(A), (B), (C) and (D).
(B) Expected economic impacts should be tied to tasks included in
the work plan and budget.
(c) Performance Evaluation Criteria. The Agency has established
annual performance evaluation measures to evaluate the RCDG program and
the applicant must provide estimates on the following:
(A) Number of groups assisted who are not legal entities.
(B) Number of businesses assisted that are not cooperatives.
(C) Number of cooperatives assisted.
(D) Number of businesses incorporated that are not cooperatives.
(E) Number of cooperatives incorporated.
(F) Total number of jobs created as a result of assistance.
(G) Total number of jobs saved as a result of assistance.
(H) Number of jobs created for the Center as a result of RCDG
funding.
(I) Number of jobs saved for the Center as a result of RCDG
funding.
It is permissible to have a zero in a performance element. When
calculating jobs created, estimates should be based upon actual jobs to
be created by the organization because of the RCDG funding or actual
jobs to be created by cooperative businesses or other businesses as a
result of assistance from the organization. When calculating jobs
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saved, estimates should be based only on actual jobs that would have
been lost if the organization did not receive RCDG funding or actual
jobs that would have been lost without assistance from the
organization.
Additional performance elements may be included. In instances where
job creation or job retention may not be a relevant indicator,
applicants should provide relevant, specific and measurable performance
elements that could be included in an award document. For example,
applicants may consider the following as it relates to their specific
work: housing cooperatives (number of units created or preserved);
worker cooperatives (number of jobs created, number of employee-owned
positions created); consumer cooperatives (number of people with access
to groceries, renewable energy services); shared services cooperatives
(number of businesses with access to affordable products or services,
joint marketing, distribution channels); real estate cooperatives
(number of community members invested in their community, number of
real estate properties created or saved).
(d) Undertakings. The applicant must expressly undertake to do the
following:
(A) Take all practicable steps to develop continuing sources of
financial support for the Center, particularly from sources in the
private sector;
(B) Make arrangements for the activities by the nonprofit
institution operating the Center to be monitored and evaluated; and
(C) Provide an accounting for the money received by the grantee
under this subpart.
(e) Work Plan. Work plan and budget proposal elements should be
addressed under proposal narrative criterion in 7 CFR
4284.510(c)(5)(iv), utilizing the specific requirements of Section
E.1(h) of this notice.
(f) Delivery of Cooperative Development Assistance. The applicant
must describe its previous accomplishments and outcomes in Cooperative
development activities and/or its potential for effective delivery of
Cooperative development services to rural areas. The description(s)
should be addressed under proposal narrative criterion in 7 CFR
4284.510(c)(5)(vii) utilizing the specific requirements of technical
assistance and other services in Section E.1(b) of this notice.
(g) Qualifications of Personnel. Applicants must describe the
qualifications of personnel expected to perform key center tasks, and
whether these personnel are to be full/part-time Center employees or
contract personnel. All requirements of 7 CFR 4284.510(c)(5)(viii)
should be addressed under the proposal narrative criterion, utilizing
the specific requirements of qualifications of those performing the
tasks in Section E.1(i) of this Notice.
(h) Support and Commitments and Future Support. Applicants must
describe the level of support and commitment in the community for the
proposed Center and the services it would provide under 7 CFR
4284.510(c)(5)(ix) and the future support and funding under 7 CFR
4284.510(c)(5)(x) utilizing the requirements of commitment in Section
E.1(f) and local and future support in Section E.1(j) of this notice.
(i) Applications will not be considered for funding if they do not
address all the proposal evaluation criteria. See application review
information in Section E.1. of this notice for a description of the
proposal evaluation criteria.
(j) Only appendices A-C will be considered when evaluating
applications. Do not include resumes of staff or consultants in the
application.
(6) No Current Outstanding Federal Judgments Certification. Each
applicant must certify that the United States has not obtained an
unsatisfied judgement against its property, is not delinquent on the
payment of federal income taxes or any other federal debt and will not
use grant funds to pay judgments obtained by the United States.
Applicants should make this certification within their application with
this statement in the application: ``[INSERT NAME OF APPLICANT]
certifies that the United States has not obtained an unsatisfied
judgment against its property, is not delinquent on the payment of
Federal income taxes, or any Federal debt, and will not use grant funds
to pay any judgments obtained by the United States.'' A separate
signature relating to this certification is not required.
(7) Certification. Applicants must certify that they have obtained
matching funds as required by 7 CFR 4284.510(c)(7). Applicants should
make this certification within their certification, with this
statement: ``[INSERT NAME OF APPLICANT] certifies that matching funds
will be available at the same time grant funds are anticipated to be
spent and that expenditures of matching funds shall be pro-rated or
spent in advance of grant funding, such that for every dollar of the
total project cost, at least 25 cents (5 cents for 1994 Institutions)
of matching funds will be expended.'' A separate signature relating to
this certification is not required.
(8) Verification of Matching Funds. Applicants must verify all
matching funds. The documentation must be included in Appendix A of the
application and will not count towards the 40-page limitation. The
Agency recommends making this verification with a template letter, but
the template is not required. Template letters are available for each
type of matching funds contribution at: http://www.rd.usda.gov/programs-services/rural-cooperative-development-grant-program.
(a) Matching funds provided in cash. The following requirements
must be met:
(A) Provided by the Applicant. The application must include a
statement verifying (1) the amount of the cash and, (2) the source of
the cash. Applicants may also provide a bank statement dated 30 days or
less from the application deadline date to verify a cash match.
(B) Provided by a Third-Party. The application must include a
signed letter from the third party verifying (1) how much cash will be
donated and (2) that it will be available corresponding to the proposed
time frame or donated on a specific date within the grant performance
period.
(b) Matching funds provided by an in-kind donation. The following
requirements must be met:
(A) Provided by the Applicant. The application must include a
signed letter from the applicant or the authorized representative
verifying (1) the nature of the goods and/or services to be donated and
how they will be used, (2) when the goods and/or services will be
donated (i.e., corresponding to the proposed grant performance period
or to specific dates within the specified time frame), and (3) the
value of the goods and/or services. Please note that most applicant
contributions for the RCDG program are considered applicant cash match
in accordance with this notice. Applicants needing clarification for
verification of matching funds should contact the Rural Development
State Office. Identifying matching funds improperly can affect
application scoring.
(B) Provided by a Third-Party. The application must include a
signed letter from the third party verifying (1) the nature of the
goods and/or services to be donated and how they will be used, (2) when
the goods and/or services will be donated (i.e., corresponding to the
proposed grant performance period or to specific dates within the grant
performance period), and (3) the value of the goods and/or services.
(c) To ensure applicants are identifying and verifying matching
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funds appropriately, please note the following:
(A) If applicants are paying for goods and/or services as part of
the matching funds requirement, the expenditure is considered a cash
match, and must verify it as such. Universities must verify the goods
and services they are providing to the project as a cash match and the
verification must be approved by the appropriate approval official
(i.e., sponsored programs office or equivalent).
(B) If applicants have already received cash from a third party
(e.g., a foundation) before the start of the proposed grant performance
period, the applicant must verify this as its own cash match and not as
a third-party cash match. If applicants are receiving cash from a third
party during the grant performance period, then the applicant must
verify the cash as a third-party cash match.
(C) Board resolutions for a cash match must be approved at the time
of application.
(D) Applicants can only consider goods or services for which no
expenditure is made as an in-kind contribution.
(E) If a non-profit or another organization contributes the
services of affiliated volunteers, they must follow the third-party,
in-kind donation verification requirement for each individual
volunteer.
(F) Expected program income may not be used to fulfill the
applicant matching funds requirement at the time of the application
submission. If the applicant has a contract to provide services in
place at the time of application submission, then they must submit the
contract with the application, and applicants can verify the amount of
the contract as a cash match.
(G) The valuation processes used for in-kind contributions do not
need to be included in the application, but applicants must be able to
demonstrate how the valuation was derived if a grant is awarded. The
grant award may be withdrawn, or the amount of the grant reduced if
applicant cannot demonstrate how the valuation was derived.
Successful applicants must comply with requirements identified in
Section F, Federal Award Administration Information.
(c) Completeness. An application will not be considered for funding
if it fails to meet all eligibility criteria by the application
deadline or does not provide sufficient information to determine
eligibility and scoring. Applicants must include, in one submission to
the Agency, all the forms and proposal elements as discussed in the
program regulation and as clarified further in this notice. Incomplete
applications will not be reviewed by the Agency.
3. System for Award Management and Unique Entity Identifier.
(a) At the time of application, each applicant must have an active
registration in the System for Award Management (SAM) before submitting
its application in accordance with 2 CFR part 25. To register in SAM,
entities will be required to obtain a UEI. Instructions for obtaining
the UEI are available at https://sam.gov/content/entity-registration.
(b) Applicant must maintain an active SAM registration, with
current, accurate and complete information, at all times during which
it has an active Federal award or an application under consideration by
a Federal awarding agency.
(c) Applicant must ensure they complete the Financial Assistance
General Representations and Certifications in SAM.
(d) Applicants must provide a valid UEI in its application, unless
determined exempt under 2 CFR 25.110.
(e) The Agency will not make an award until the applicant has
complied with all SAM requirements including providing the UEI. If an
applicant has not fully complied with the requirements by the time the
Agency is ready to make an award, the Agency may determine that the
applicant is not qualified to receive a Federal award and use that
determination as a basis for making a Federal award to another
applicant.
4. Submission Dates and Times.
(a) Application Technical Assistance. Prior to official submission
of applications, applicants may request technical assistance or other
application guidance from the Agency, if such requests are made prior
to May 26, 2023. Agency contact information can be found in Section G
of this notice.
(b) Application Deadline Date. Completed applications must be
submitted electronically through www.grants.gov and received no later
than 11:59 p.m. Eastern Time on June 26, 2023, to be eligible for grant
funding. Please review the Grants.gov website at https://www.grants.gov/web/grants/register.html for instructions on the process
of registering an organization as soon as possible to ensure that all
electronic application deadlines are met. Grants.gov will not accept
applications submitted after the deadline.
The Agency will not consider new scoring or eligibility information
that is submitted after the application deadline. RBCS also reserves
the right to ask applicants for clarifying information and additional
verification of assertions in the application.
5. Intergovernmental Review. Executive Order (E.O.) 12372,
``Intergovernmental Review of Federal Programs,'' applies to this
program. This E.O. requires that Federal agencies provide opportunities
for consultation on proposed assistance with State and local
governments. Many states have established a Single Point of Contact
(SPOC) to facilitate this consultation. For a list of States that
maintain a SPOC, please see the White House website: https://www.whitehouse.gov/omb/management/office-federal-financial-management/.
If the applicant's State has a SPOC, then a copy of the application
must be submitted for review. Any comments obtained through the SPOC
must be provided to the applicant's State Office for consideration as
part of the application. If the applicant's State has not established a
SPOC, applications may be submitted directly to the Agency.
Applications from federally recognized Indian Tribes are not subject to
this requirement.
6. Funding Restrictions.
(a) The use of grant funds is outlined at 7 CFR 4284.508. Grant
funds may be used to pay for up to 75 percent of the cost of
establishing and operating centers for rural cooperative development.
Grant funds may be used to pay for 95 percent of the cost of
establishing and operating centers for rural cooperative development
when the applicant is a college identified as a ``1994 Institution''
for purposes of the Equity in Educational Land-Grant Status Act of
1994, as defined by 7 U.S.C. 301 note; Public Law 103-382, as amended.
(b) As required by 7 U.S.C. Chapter 38, Subchapter VII and 7 CFR
part 990, no assistance or funding can be provided to a hemp producer
unless they have a valid license issued from an approved State, Tribal
or Federal plan as defined by 7 U.S.C. 1639o. Verification of valid
hemp licenses will occur at the time of award.
(c) Project funds, including grant and matching funds, cannot be
used for ineligible grant purposes as provided in 7 CFR 4284.10. Also,
applicants shall not use project funds for the following:
(1) To purchase, rent, or install laboratory equipment or
processing machinery;
(2) To pay for the operating costs of any entity receiving
assistance from the Center;
(3) To pay costs of the project where a conflict of interest
exists;
[[Page 25374]]
(4) To fund any activities prohibited by 2 CFR part 200; or
(5) To fund any activities considered unallowable by 2 CFR part
200, subpart E, ``Cost Principles,'' and the Federal Acquisition
Regulation or successor regulations.
(d) In addition, applications will not be considered for funding if
it does any of the following:
(1) Focuses assistance on only one cooperative or mutually owned
business;
(2) Requests more than the maximum grant amount; or
(3) Proposes ineligible costs that equal more than 10 percent of
total project costs. The ineligible costs will NOT be removed at this
stage to proceed with application processing. For purposes of this
determination, the grant amount requested plus the matching funds
amount constitutes the total project costs.
(e) We will consider applications for funding that include
ineligible costs of 10 percent or less of total project costs if the
remaining costs are determined eligible. If the application is
successful, ineligible costs must be removed and replaced with eligible
costs before the Agency makes the grant award, or the amount of the
grant award will be reduced accordingly. If the Agency cannot determine
the percentage of ineligible costs due to lack of detail, the
application will not be considered for funding.
7. Other Submission Requirements. Applications must be submitted
electronically. Note that we cannot accept applications submitted
through mail or courier delivery, in-person delivery, email, or fax.
For electronic applications, applicants must follow the instruction for
this funding announcement at http://www.grants.gov. Applicants can
locate the Grants.gov downloadable application package for this program
by using a keyword, the program name, Assistance Listing Number or the
Funding Opportunity Number for this program.
Users of Grants.gov must already have a UEI number and must also be
registered and maintain registration in SAM in accordance with 2 CFR
part 25. The UEI is assigned by SAM and replaces the formerly known Dun
& Bradstreet DUNS Number. The UEI number must be associated with the
correct tax identification number of the RCDG applicant. We strongly
recommend that applicants do not wait until the application deadline
date to begin the application process through Grants.gov.
All application documents must be submitted through Grants.gov.
Applications must include electronic signatures. Original signatures
may be required if funds are awarded. After electronically applying
through Grants.gov, applicants will receive an automated
acknowledgement from Grants.gov that contains a Grants.gov tracking
number.
E. Application Review Information
1. Criteria. Scoring criteria will follow statutory criteria in 7
U.S.C. 1932(e), the criteria published in the program regulations at 7
CFR 4284.513, and criteria in this notice. Applicants should also
include Content and Form of Application Submission information as
described in Section D.2. if addressing these items under the scoring
criteria. Evaluators will base scores only on the information provided
or cross-referenced by page number in each individual evaluation
criterion. The maximum number of points available is 110. Newly
established or proposed Centers that do not yet have a track record on
which to evaluate the criteria should refer to the expertise and track
records of staff or consultants expected to perform tasks related to
the respective criteria. Proposed or newly established Centers must be
organized well enough at the time of application to address their
capabilities for meeting these criteria.
The clarifications provided below are in addition to, and do not
replace the guidance provided in 7 CFR 4284.513,
(a) Administrative Capabilities. Maximum score of ten points. At a
minimum, applicants must discuss the administrative capabilities
provided in 7 CFR 4284.513(a) and expertise in administering Federal
grant funding within the last five years, including but not limited to
past RCDG awards. Please list the name of the Federal grant program(s),
the amount(s), and the date(s) of funding received.
Applicants will score higher on this criterion by demonstrating
that the Center has independent governance. Applicants that are
universities or parent organizations should demonstrate that there is a
separate board of directors for the Center.
(b) Technical Assistance and Other Services. Maximum score of ten
points. Applicants demonstrated expertise within the last five years in
providing technical assistance and accomplishing effective outcomes in
rural areas to promote and assist the development of cooperatively and
mutually owned businesses will be evaluated. At a minimum, applicants
must discuss:
(1) Potential for delivering effective technical assistance;
(2) The types of assistance provided;
(3) The expected effects of that assistance;
(4) The sustainability of organizations receiving the assistance;
and
(5) The transferability of the applicant's cooperative development
strategies and focus to other areas of the United States.
A chart or table showing the outcomes of the demonstrated expertise
based upon the performance elements listed in Section D.2. b.5.c or as
identified in the award document on previous RCDG awards is
recommended. At a minimum, please provide information for FY 2018 to FY
2022 awards. Applicants may also include any performance outcomes from
a FY 2022 RCDG award. It is preferred that one chart or table for each
award year be provided. The intention is for the applicant to provide
actual performance numbers based upon award years (fiscal year) even
though the grant performance period for the award was implemented
during the next calendar or fiscal year. If applicants have not
previously received an RCDG award, provide a narrative of explanation.
Applicants will score higher on this criterion by providing
evidence of outcomes for more than three fiscal year awards and
demonstrating that any organizations assisted within the last five
years are sustainable. Please describe specific project(s) when
addressing items 1-5 of paragraph (b) of criteria in this notice. To
reduce duplication, descriptions of specific projects and their
impacts, outcomes, and roles can be discussed once under criterion (b)
or (c) of this notice. Applicants must cross-reference the information
under the other criterion.
(c) Economic Development. Maximum score of ten points. Applicant's
demonstrated ability to assist in the development of the items listed
in 7 CFR 4284.513(c) or mutually owned businesses will be evaluated.
Examples of facilitating development of new cooperative approaches are
organizing cooperatives among underserved individuals or communities;
an innovative market approach; a type of cooperative currently not in
the applicant's service area; a new cooperative structure; novel ways
to raise member equity or community capitalization; conversion of an
existing business to cooperative ownership.
Applicants will score higher on the economic development criteria
by providing quantifiable economic measurements showing the impacts of
past development projects within the
[[Page 25375]]
last five years, and details of the applicant's role in economic
development outcomes.
(d) Past performance in Establishing Legal Business Entities.
Maximum score of ten points. Applicants demonstrating past performance
in establishing legal cooperative business entities and other legal
business entities since October 1, 2018, will be evaluated. Provide the
name of the organization(s) established, the date(s) of formation, and
the applicant's role(s) in assisting with the incorporation(s) under
this criterion. Documentation verifying the establishment of legal
business entities must be included in Appendix C of the application and
will not count against the 40-page limit for the narrative. The
documentation must include proof that organizational documents were
filed with the Secretary of State's Office (i.e., Certificate of
Incorporation or information from the State's official website naming
the entity established and the date of establishment); or if the
business entity is not required to register with the Secretary of
State, or a certification from the business entity that a legal
business entity has been established and when. Please note that
applicants are not required to submit articles of incorporation to
receive points under this criterion. Applicants that are an established
legal cooperative business will score higher on this criterion. If the
applicant's State does not incorporate cooperative business entities,
please describe how the established business entity operates like a
cooperative. Examples may include, but are not limited to, principles
and practices of shared ownership, democratic control, and distribution
of net income based on use of the business rather than equity
contributed. Due to extenuating circumstances of COVID-19, the Agency
will utilize information in the narrative to score this criterion.
Documentation to verify past performance in establishing legal entities
will be required before an award is made.
(e) Networking and Regional Focus. Maximum score of ten points. A
panel of USDA employees will evaluate the applicant's demonstrated
commitment to:
(1) Networking with other cooperative development centers, and
other organizations involved in rural economic development efforts, and
(2) Developing multi-organizational and multi-State approaches to
addressing the economic development and cooperative needs of rural
areas.
Applicants will score higher on this criterion by demonstrating the
outcomes of multi-organizational and multi-State approaches. Please
describe the project(s), partners and the outcome(s) that resulted from
the approach.
(f) Commitment. Maximum score of ten points. See 7 CFR 4284.513(e).
Applicants will score higher on this criterion by defining and
describing the underserved and economically distressed areas within the
service area, provide economic statistics, and identify past or current
projects within or affecting these areas, as appropriate. Persistent
poverty counties provisions are included in the Consolidated
Appropriations Act of 2023, therefore projects identified in the work
plan and budget that are located in persistent poverty counties, will
score higher on this criterion.
(g) Matching Funds. Maximum score of ten points. Applicants
matching funds requirements will be evaluated on requirements listed in
7 CFR 4284.513(f). A chart or table should be provided to describe all
matching funds being committed to the project. Formal documentation to
verify all the matching funds must be included in Appendix A of the
application. Applicants will be scored on the total amount and type of
matching funds (cash vs. in-kind). You will be scored on the total
amount and how you identify your matching funds.
(1) If you meet the 25 percent (5 percent for 1994 Institutions)
matching funds requirement, points will be assigned as follows:
(i) In-kind only--1 point;
(ii) Mix of in-kind and cash--3-4 points (maximum points will be
awarded if the ratio of cash to in-kind is 30 percent or more); or
(iii) Cash only--5 points.
(2) If you exceed the 25 percent (5 percent for 1994 Institutions)
matching funds requirement, points will be assigned as follows:
(i) In-kind only--2 points;
(ii) Mix of in-kind and cash--6-7 points (maximum points will be
awarded if the ratio of cash to in-kind is 30 percent or more); or
(iii) Cash only--up to 10 points.
(h) Work Plan/Budget. Maximum score of ten points. Applicant's work
plan will be evaluated for detailed actions and an accompanying
timetable for implementing the proposal. The budget must present a
breakdown of the estimated costs associated with cooperative and
business development activities as well as the operation of the Center
and allocate these costs to each of the tasks to be undertaken.
Matching funds as well as grant funds must be accounted for separately
in the budget. At a minimum, the following should be discussed.
(1) Specific tasks (whether it be by type of service or specific
project) to be completed using grant and matching funds;
(2) How customers will be identified;
(3) Key personnel; and
(4) The evaluation methods to be used to determine the success of
specific tasks and overall objectives of Center operations. Please
provide qualitative methods of evaluation. For example, evaluation
methods should go beyond quantitative measurements of completing
surveys or number of evaluations.
Applicants will score higher on this criterion by presenting a
clear, logical, realistic, and efficient work plan and budget.
(i) Qualifications of those Performing the Tasks. Maximum score of
ten points. The application will be evaluated to determine if the
requirements of 7 CFR 4284.513(i) have been met. The application must
indicate whether the personnel expected to perform the tasks are full/
part-time employees of the organization or are contract personnel.
Applicants will score higher on this criterion by demonstrating
commitment and availability of qualified personnel expected to perform
the tasks.
(j) Local and Future Support. Maximum score of ten points. A panel
of USDA employees will evaluate each application for local and future
support. Support should be discussed directly when responding to this
criterion.
(1) Discussion of local support should include previous and/or
expected local support and plans for coordinating with other
developmental organizations in the proposed service area, or with state
and local government institutions. Applicants will score higher by
demonstrating strong support from potential beneficiaries and formal
evidence of intent to coordinate with other developmental
organizations. Applicants may also submit a maximum of ten letters of
support or intent to coordinate with the applicant to verify discussion
of local support. These letters should be included in Appendix B of the
application and will not count against the 40-page limit for the
narrative. Documentation to verify local support will be required
before an award is made.
(2) Discussion of future support is required in the applicant's
vision for funding operations in future years. Applicants should
document:
(i) New and existing funding sources that support applicant goals;
(ii) Alternative funding sources that reduce reliance on Federal,
State, and local grants; and
[[Page 25376]]
(iii) The use of in-house personnel for providing services versus
contracting out for expertise. Please discuss the strategy for building
in-house technical assistance capacity.
Applicants will score higher by demonstrating that future support
will result in long-term sustainability of the Center, including the
fostering of in-house personnel development in order to provide
services.
(k) Administrator Discretionary Points (maximum of 10 points). The
Administrator may choose to award up to 10 points to an eligible non-
profit corporation or institution of higher education that has never
previously been awarded an RCDG grant or whose application seeks to
advance the key priorities addressed in the Supplemental Section of
this notice. Data sources for the key priorities are found at: https://www.rd.usda.gov/priority-points. Points will be assigned as follows:
(1) Applicant has never received a RCDG award--5 points;
(2) Applicant seeks to advance one or more key priorities addressed
in the Supplemental Section of this notice--5 points.
2. Review and selection process. The State Offices will review
applications to determine if they are eligible for assistance based on
requirements in 7 CFR part 4284, subparts A and F, this Notice, and
other applicable Federal regulations. If determined eligible, your
application will be scored by a panel of USDA employees in accordance
with the point allocation specified in this Notice. The Administrator
may choose to award up to 10 Administrator priority points based on
criterion (k) in section E.1. of this Notice. These points will be
added to the cumulative score for a total possible score of 110.
Applications will be funded in highest ranking order until the
appropriations funding limitation for the RCDG program has been
reached. Applications that cannot be fully funded may be offered
partial funding at the Agency's discretion. If your application is
evaluated, but not funded, it will not be carried forward into the
competition for any subsequent fiscal year program funding. Successful
applicants must comply with requirements identified in Section F,
Federal Award Administration Information.
2. Review and Selection Process. The USDA Rural Development State
Office will review applications to determine if they are eligible for
assistance based on requirements in 7 CFR part 4284, subparts A and F,
this notice, and other applicable Federal regulations. If determined
eligible, applications will be scored by a panel of USDA employees in
accordance with the point allocation specified in Section E.1 of this
notice. The Administrator may choose to award up to ten Administrator
priority points based on criteria (k) in Section E.1. of this Notice.
These points will be added to the cumulative score for a total possible
score of 110. Applications will be funded in highest ranking order
until the appropriations funding limitation for the RCDG program has
been reached. Applications that cannot be fully funded may be offered
partial funding at the Agency's discretion. The Agency reserves the
right to offer the applicant less than the grant funding requested.
Applications evaluated, but not funded, will not be carried forward
into the competition for any subsequent fiscal year program funding.
Successful applicants must comply with requirements identified in
Section F of this notice.
F. Federal Award Administration Information
1. Federal Award Notices. If an application is selected for
funding, the applicant will receive a signed notice of Federal award by
postal or electronic mail from the USDA Rural Development State Office
where the applicant is located containing instructions and requirements
necessary to proceed with execution and performance of the award.
Applicants must comply with all applicable statutes, regulations, and
notice requirements before the grant award will be funded.
Applicants not selected for funding, will be notified in writing
via postal or electronic mail and informed of any review and appeal
rights. See 7 CFR part 11 for USDA National Appeals Division (NAD)
procedures. Note that rejected applicants that are successful in their
NAD appeals will not receive funding if all FY 2023 RCDG program
funding has already been awarded and obligated to other applicants.
2. Administrative and National Policy Requirements. Additional
requirements that apply to grantees selected for this program can be
found in 7 CFR part 4284, subpart F; the Grants and Agreements
regulations of the Department of Agriculture codified in 2 CFR parts
180, 200, 400, 415, 417, 418, 421; 2 CFR parts 25 and 170; and 48 CFR
part 31, and successor regulations to these parts.
In addition, all recipients of Federal financial assistance are
required to report information about first tier subawards and executive
compensation in accordance with 2 CFR part 170. Applicants will be
required to have the necessary processes and systems in place to comply
with the Federal Funding Accountability and Transparency Act of 2006
(Pub. L. 109-282) reporting requirements (see 2 CFR 170.200(b), unless
exempt under 2 CFR 170.110(b)).
The following additional requirements apply to grantees selected
for awards within this program:
(a) Execution of Form RD 4280-2 Renewable Energy/Energy Efficiency
Grant Agreement;
(b) Acceptance of a written Letter of Conditions; and submission of
the following Agency forms:
(1) Form RD 1940-1, ``Request for Obligation of Funds.''
(2) Form RD 1942-46, ``Letter of Intent to Meet Conditions.''
(3) SF LLL, ``Disclosure of Lobbying Activities,'' if applicable.
3. Reporting. After grant approval and through grant completion,
applicants will be required to provide an SF-425, ``Federal Financial
Report,'' and a project performance report on a semiannual basis (due
30 working days after the end of the semiannual period). The project
performance reports shall include the following:
(a) A comparison of actual accomplishments to the objectives
established for that period;
(b) Reasons why established objectives were not met, if applicable;
(c) Reasons for any problems, delays, or adverse conditions, if
any, which have affected or will affect attainment of overall project
objectives, prevent meeting time schedules or objectives, or preclude
the attainment of particular objectives during established time
periods. This disclosure shall be accompanied by a statement of the
action taken or planned to resolve the situation; and
(d) Objectives and timetable established for the next reporting
period.
The grantee must provide a final project and financial status
report within 90 days after the expiration or termination of the grant
performance period with a summary of the project performance reports
and final deliverables to close out a grant in accordance with 2 CFR
200.344.
G. Federal Awarding Agency Contact(s)
For general questions about this announcement, please contact the
USDA Rural Development State Office provided in the ADDRESSES section
of this notice.
H. Other Information
1. Paperwork Reduction Act. In accordance with the Paperwork
Reduction Act of 1995 (44 U.S.C.
[[Page 25377]]
chapter 35), the information collection requirements associated with
the programs, as covered in this notice, have been approved by the
Office of Management and Budget (OMB) under OMB Control Number 0570-
0006.
2. National Environmental Policy Act. All recipients under this
Notice are subject to the requirements of 7 CFR part 1970. Awards for
technical assistance and training under this Notice are classified as a
Categorical Exclusion under to 7 CFR 1970.53(b), and usually do not
require any additional documentation. RBCS will review each grant
application to determine its compliance with 7 CFR part 1970. The
applicant may be asked to provide additional information or
documentation to assist RBS with this determination. A review for NEPA
compliance is required prior to the award of grant funds.
3. Federal Funding Accountability and Transparency Act. All
applicants, in accordance with 2 CFR part 25, must be registered in SAM
and have a UEI number as stated in Section D.3 of this notice. All
recipients of Federal funding are required to report information about
first-tier sub-awards and executive total compensation in accordance
with 2 CFR part 170.
4. Civil Rights Act. All grants made under this notice are subject
to Title VI of the Civil Rights Act of 1964 as required by the USDA (7
CFR part 15, subpart A and Section 504 of the Rehabilitation Act of
1973, Title VIII of the Civil Rights Act of 1968, Title IX, Executive
Order 13166 (Limited English Proficiency), Executive Order 11246, and
the Equal Credit Opportunity Act of 1974).
5. Nondiscrimination Statement. In accordance with Federal civil
rights laws and USDA civil rights regulations and policies, the USDA,
its Mission Areas, agencies, staff offices, employees, and institutions
participating in or administering USDA programs are prohibited from
discriminating based on race, color, national origin, religion, sex,
gender identity (including gender expression), sexual orientation,
disability, age, marital status, family/parental status, income derived
from a public assistance program, political beliefs, or reprisal or
retaliation for prior civil rights activity, in any program or activity
conducted or funded by USDA (not all bases apply to all programs).
Remedies and complaint filing deadlines vary by program or incident.
Program information may be made available in languages other than
English. Persons with disabilities who require alternative means of
communication to obtain program information (e.g., Braille, large
print, audiotape, American Sign Language) should contact the
responsible Mission Area, agency, or staff office; the USDA TARGET
Center at (202) 720-2600 (voice and TTY); or the 711 Relay Service.
To file a program discrimination complaint, a complainant should
complete a Form AD-3027, USDA Program Discrimination Complaint Form,
which can be obtained online at https://www.usda.gov/sites/default/files/documents/ad-3027.pdf, from any USDA office, by calling (866)
632-9992, or by writing a letter addressed to USDA. The letter must
contain the complainant's name, address, telephone number, and a
written description of the alleged discriminatory action in sufficient
detail to inform the Assistant Secretary for Civil Rights (ASCR) about
the nature and date of an alleged civil rights violation. The completed
AD-3027 form or letter must be submitted to USDA by:
(a) Mail: U.S. Department of Agriculture, Office of the Assistant
Secretary for Civil Rights, 1400 Independence Avenue SW, Washington, DC
20250-9410; or
(b) Fax: (833) 256-1665 or (202) 690-7442; or
(c) Email: [email protected].
USDA is an equal opportunity provider, employer, and lender.
Karama Neal,
Administrator, Rural Business-Cooperative Service, USDA Rural
Development.
[FR Doc. 2023-08761 Filed 4-25-23; 8:45 am]
BILLING CODE 3410-XY-P