[Federal Register Volume 88, Number 67 (Friday, April 7, 2023)]
[Rules and Regulations]
[Page 20760]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: C1-2022-27675]
=======================================================================
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
17 CFR Parts 229, 232, 240, and 249
[Release Nos. 33-11138; 34-96492; File No. S7-20-21]
RIN 3235-AM86
Insider Trading Arrangements and Related Disclosures
Correction
In rule document 2022-27675, appearing on pages 80362-80432 in the
issue of Thursday, December 29, 2022, make the following correction:
Sec. 229.601 [Corrected]
0
Beginning on page 80428, the ``Exhibit Table'' is correct to read as
set forth below:
Exhibit Table
--------------------------------------------------------------------------------------------------------------------------------------------------------
Securities act forms Exchange act forms
--------------------------------------------------------------------------------------------------------------------------
S-4 F-4
S-1 S-3 SF-1 SF-3 \1\ S-8 S-11 F-1 F-3 \1\ 10 8-K \2\ 10-D 10-Q 10-K ABS-EE
--------------------------------------------------------------------------------------------------------------------------------------------------------
* * * * * * *
(19) Insider trading policies ..... ..... ...... ...... ...... ..... ...... ..... ..... ...... ... ....... ...... ...... X ........
and procedures..............
* * * * * * *
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ An exhibit need not be provided about a company if: (1) With respect to such company an election has been made under Form S-4 or F-4 to provide
information about such company at a level prescribed by Form S-3 or F-3; and (2) the form, the level of which has been elected under Form S-4 or F-4,
would not require such company to provide such exhibit if it were registering a primary offering.
\2\ A Form 8-K exhibit is required only if relevant to the subject matter reported on the Form 8-K report. For example, if the Form 8-K pertains to the
departure of a director, only the exhibit described in paragraph (b)(17) of this section need be filed. A required exhibit may be incorporated by
reference from a previous filing.
[FR Doc. C1-2022-27675 Filed 4-6-23; 8:45 am]
BILLING CODE 0099-10-P