[Federal Register Volume 87, Number 196 (Wednesday, October 12, 2022)]
[Notices]
[Page 61642]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-22096]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[TM-270-650; OMB Control No. 3235-0700]
Submission for OMB Review; Comment Request; Extension: Rule 18a-4
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (``PRA'') (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') has submitted to the Office of Management
and Budget (``OMB'') a request for approval of extension of the
previously approved collection of information provided for in Rule 18a-
4 (17 CFR 240.18a-4), under the Securities Exchange Act of 1934 (15
U.S.C. 78a et seq.) (``Exchange Act'').
Rule 18a-4 establishes segregation requirements for cleared and
non-cleared security-based swap transactions, which applies to non-
broker-dealer security-based swap dealers (``SBSDs'') (i.e., bank SBSDs
and nonbank stand-alone SBSDs), as well as notification requirements
for non-broker-dealer SBSDs and major security-based swap participants
(``MSBSPs'').
The aggregate annual burden for all respondents is estimated to be
7,647 hours. The aggregate annual cost burden for all respondents is
estimated to be $2,667.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information under the PRA unless it
displays a currently valid OMB control number.
The public may view background documentation for this information
collection at the following website: www.reginfo.gov. Find this
particular information collection by selecting ``Currently under 30-day
Review--Open for Public Comments'' or by using the search function.
Written comments and recommendations for the proposed information
collection should be sent by November 14, 2022 to (i)
[email protected] and (ii) David Bottom,
Director/Chief Information Officer, Securities and Exchange Commission,
c/o John Pezzullo, 100 F Street NE, Washington, DC 20549, or by sending
an email to: [email protected].
Dated: October 5, 2022.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022-22096 Filed 10-11-22; 8:45 am]
BILLING CODE 8011-01-P