[Federal Register Volume 87, Number 102 (Thursday, May 26, 2022)]
[Notices]
[Pages 32002-32007]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-11355]
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DEPARTMENT OF EDUCATION
Applications for New Awards; Education Research and Special
Education Research Grant Programs
AGENCY: Institute of Education Sciences, Department of Education.
ACTION: Notice.
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SUMMARY: The Department of Education (Department) is issuing a notice
inviting applications for new awards for fiscal year (FY) 2023 for the
Education Research and Special Education Research Grant Programs,
Assistance Listing Numbers (ALNs) 84.305B, 84.305S, 84.324A, and
84.324B. This notice relates to the approved information collection
under OMB control number 4040-0001.
DATES: The dates when applications are available and the deadlines for
transmittal of applications invited under this notice are indicated in
the chart at the end of this notice and in the
[[Page 32003]]
Requests for Applications (RFAs) that are posted at the following
website: https://ies.ed.gov/funding.
ADDRESSES: For the addresses for obtaining and submitting an
application, please refer to our Common Instructions for Applicants to
Department of Education Discretionary Grant Programs, published in the
Federal Register on December 27, 2021 (86 FR 73264) and available at
www.federalregister.gov/d/2021-27979. Please note that these Common
Instructions supersede the version published on February 13, 2019, and,
in part, describe the transition from the requirement to register in
SAM.gov a Data Universal Numbering System (DUNS) number to the
implementation of the Unique Entity Identifier (UEI). More information
on the phase-out of DUNS numbers is available at https://www2.ed.gov/about/offices/list/ofo/docs/unique-entity-identifier-transition-fact-sheet.pdf.
FOR FURTHER INFORMATION CONTACT: The contact person associated with a
particular research competition is listed in the chart at the end of
this notice, as well as in the relevant RFA and application package.
If you are deaf, hard of hearing, or have a speech disability and
wish to access telecommunications relay services, please dial 7-1-1.
SUPPLEMENTARY INFORMATION:
Full Text of Announcement
I. Funding Opportunity Description
Purpose of Program: In awarding the research grants, the Institute
of Education Sciences (IES) intends to provide national leadership in
expanding knowledge and understanding of (1) developmental and school
readiness outcomes for infants and toddlers with or at risk for a
disability, (2) education outcomes for all learners from early
childhood education through postsecondary and adult education, and (3)
employment and wage outcomes when relevant (such as for those engaged
in career and technical, postsecondary, or adult education). The IES
research grant programs are designed to provide interested individuals
and the general public with reliable and valid information about
education practices that support learning and improve academic
achievement and access to education opportunities for all learners.
These interested individuals include parents, educators, learners,
researchers, and policymakers. In carrying out its grant programs, IES
provides support for programs of research in areas of demonstrated
national need. In awarding research training grant programs, IES aims
to prepare individuals to conduct rigorous and relevant education and
special education research that advances knowledge within the field and
addresses issues important to education policymakers and practitioners.
Competitions in This Notice: IES is announcing four research
competitions through two of its centers:
The IES National Center for Education Research (NCER) is announcing
two competitions--one competition in each of the following areas:
Education research training and using longitudinal data to support
State education policymaking.
The IES National Center for Special Education Research (NCSER) is
announcing two competitions--one competition in each of the following
areas: Special education research and special education research
training.
NCER Competitions
The Research Training Programs in the Education Sciences
Competition (ALN 84.305B). Under this competition, NCER will consider
only applications that address one of the following topics:
Early Career Mentoring Program for Faculty at Minority-
Serving Institutions (MSIs).\1\
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\1\ To qualify as an MSI for the purpose of the Early Career
Mentoring Program, the institution must be eligible to receive
assistance under sections 316 through 320 of part A of title III,
under part B of title III, or under title V of the HEA. Information
on eligibility under these authorities is available on the FY 2022
Eligibility Matrix at this link. MSIs include Alaska Native and
Native Hawaiian-Serving Institutions (ANNH), American Indian
Tribally Controlled Colleges and Universities (TCCU), Asian American
and Native American Pacific Islander-Serving Institutions
(AANAPISI), Hispanic-Serving Institutions (HSI), Historically Black
Colleges and Universities (HBCU), Predominantly Black Institutions
(PBI), and Native American-Serving, Nontribal Institutions (NASNTI).
Please note that institutions eligible only for the Department's
Title III Part A Strengthening Institutions program (SIP) are not
considered MSIs for the purpose of this competition unless they also
meet the eligibility requirements for a specific MSI category.
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Methods Training in Data Science for Education
Researchers.
Using Longitudinal Data to Support State Education Policymaking
(ALN 84.305S). Under this competition, NCER will only consider
applications that address State agencies' use of their State's
education longitudinal data systems to identify and reduce opportunity-
and achievement gaps for learners from prekindergarten through adult
education.
NCER will not compete the Education Research (ALN 84.305A),
Statistical and Research Methodology in Education (ALN 84.305D), or
Systematic Replication in Education Research (ALN 84.305R) grant
programs in FY 2023. If funding is available in FY 2023, the Director
intends to use the grant slate developed in FY 2022 for the Education
Research (ALN 84.305A) and the Systematic Replication in Education
Research (ALN 84.305R) grant programs to make new awards to high-
quality applications that remain unfunded on this slate.
NCSER Competitions
The Special Education Research Competition (ALN 84.324A). Under
this competition, NCSER encourages a broad range of research, including
studies that may have more than one research focus (such as reading and
behavior) and may focus broadly on students with disabilities or on a
particular disability (such as autism spectrum disorders). The range of
research supported through this program includes, but is not limited
to, programs to improve child development and school readiness;
academic and/or behavioral interventions; instructional practices and/
or professional development programs for teachers and other school-
based personnel; strategies for improving the family support and
engagement critical to the success of students with disabilities;
policies and systems-level interventions and programs to address school
finance, school-community collaborations, or school structures that
affect educational progress for students with disabilities; transition
from secondary school to postsecondary education, career, and/or
independent living; as well as access to, persistence in, and
completion of postsecondary education.
The Research Training Programs in Special Education Competition
(ALN 84.324B). Under this competition, NCSER will consider only
applications that address Early Career Development and Mentoring.
Exemption from Proposed Rulemaking: Under section 191 of the
Education Sciences Reform Act, 20 U.S.C. 9581, IES is not subject to
section 437(d) of the General Education Provisions Act, 20 U.S.C.
1232(d), and is therefore not required to offer interested parties the
opportunity to comment on matters relating to grants.
Program Authority: 20 U.S.C. 9501 et seq.
Note: Projects will be awarded and must be operated in a manner
consistent with the nondiscrimination requirements contained in Federal
civil rights laws.
Applicable Regulations: (a) The Education Department General
Administrative Regulations in 34 CFR parts 77, 81, 82, 84, 86, 97, 98,
and 99.
[[Page 32004]]
In addition, the regulations in 34 CFR part 75 are applicable, except
for the provisions in 34 CFR 75.100, 75.101(b), 75.102, 75.103, 75.105,
75.109(a), 75.200, 75.201, 75.209, 75.210, 75.211, 75.217(a)-(c),
75.219, 75.220, 75.221, 75.222, 75.230, 75.250(a), and 75.708. (b) The
Office of Management and Budget Guidelines to Agencies on
Governmentwide Debarment and Suspension (Nonprocurement) in 2 CFR part
180, as adopted and amended as regulations of the Department in 2 CFR
part 3485. (c) The Uniform Administrative Requirements, Cost
Principles, and Audit Requirements for Federal Awards in 2 CFR part
200, as adopted and amended as regulations of the Department in 2 CFR
part 3474.
Note: The regulations in 34 CFR part 86 apply to institutions of
higher education only.
Note: The open licensing requirement in 2 CFR 3474.20 does not
apply to these competitions.
II. Award Information
Types of Awards: Discretionary grants and cooperative agreements.
Fiscal Information: Although Congress has not yet enacted an
appropriation for FY 2023, IES is inviting applications for these
competitions now so that applicants can have adequate time to prepare
their applications. The actual level of funding, if any, depends on
final congressional action. IES may announce additional competitions
later in 2022.
Estimated Range of Awards: See chart at the end of this notice. The
size of the awards will depend on the scope of the projects proposed.
Estimated Number of Awards: The number of awards made under each
competition will depend on the quality of the applications received for
that competition and the availability of funds.
For all competitions, contingent on the availability of funds and
the quality of applications, we may make additional awards in FY 2024
from the list of highly-rated unfunded applications submitted in
response to the FY 2023 competition announcement.
Note: The Department is not bound by any estimates in this notice.
Project Period: See chart at the end of this notice.
III. Eligibility Information
1. Eligible Applicants: For the Special Education Research (ALN
84.324A) grant competition, applicants that have the ability and
capacity to conduct scientifically valid research are eligible to
apply. Eligible applicants include, but are not limited to, nonprofit
and for-profit organizations and public and private agencies and
institutions of higher education, such as colleges and universities.
For the Early Career Development and Mentoring Program under the
Research Training Programs in Special Education (ALN 84.324B),
applicants must be an institution of higher education in the United
States and its territories.
For the Early Career Mentoring Program under the Research Training
Programs in the Education Sciences (ALN 84.305B), applicants must be a
minority-serving institution of higher education located in the
territorial United States.
For the Methods Training in Data Science for Education Researchers
program (ALN 84.305B), applicants must have the ability and capacity to
conduct training in data science methods and be located in the
territorial United States.
For the Using Longitudinal Data to Support State Education
Policymaking (ALN 84.305S) grant program, eligible applications must
include the eligible State agency or State postsecondary system
responsible for the education issue, program, or policy to be examined.
Eligible State agencies include the State education agency (SEA)
responsible for the State's K-12 sector as well as State agencies
responsible for other specific education sectors such as
prekindergarten, career and technical education, postsecondary
education, and adult education. In addition, a State postsecondary
system may serve as the State agency. State agencies may apply alone,
or in conjunction with research organizations such as universities and
research firms, and/or with other appropriate organizations (such as
other State agencies or local education agencies).
2. Cost Sharing or Matching: These programs do not require cost
sharing or matching.
3. Subgrantees: Under 34 CFR 75.708(b) and (c) a grantee under this
competition may award subgrants--to directly carry out project
activities described in its application--to the following types of
entities: Nonprofit and for-profit organizations and public and private
agencies and institutions of higher education. The grantee may award
subgrants to entities it has identified in an approved application.
IV. Application and Submission Information
1. Application Submission Instructions: Applicants are required to
follow the Common Instructions for Applicants to Department of
Education Discretionary Grant Programs, published in the Federal
Register on December 27, 2021 (86 FR 73264) and available at
www.federalregister.gov/d/2021-27979, which contain requirements and
information on how to submit an application. Please note that these
Common Instructions supersede the version published on February 13,
2019, and, in part, describe the transition from the requirement to
register in SAM.gov a DUNS number to the implementation of the UEI.
More information on the phase-out of DUNS numbers is available at
https://www2.ed.gov/about/offices/list/ofo/docs/unique-entity-identifier-transition-fact-sheet.pdf.
2. Other Information: Information regarding program and application
requirements for the competitions will be contained in the currently
available IES Application Submission Guide and in the NCER and NCSER
RFAs, which will be available on or before June 30, 2022, on the IES
website at: https://ies.ed.gov/funding/. The dates on which the
application packages for these competitions will be available are
indicated in the chart at the end of this notice.
3. Content and Form of Application Submission: Requirements
concerning the content of an application are contained in the RFA for
the specific competition. The forms that must be submitted are in the
application package for the specific competition.
4. Submission Dates and Times: The deadline date for transmittal of
applications for each competition is indicated in the chart at the end
of this notice and in the RFAs for the competitions.
We do not consider an application that does not comply with the
deadline requirements.
5. Intergovernmental Review: These competitions are not subject to
Executive Order 12372 and the regulations in 34 CFR part 79.
6. Funding Restrictions: We reference regulations outlining funding
restrictions in the Applicable Regulations section of this notice.
V. Application Review Information
1. Selection Criteria: For all of its grant competitions, IES uses
selection criteria based on a peer review process that has been
approved by the National Board for Education Sciences. The Peer Review
Procedures for Grant Applications can be found on the IES website at
https://ies.ed.gov/director/sro/peer_review/application_review.asp.
For the 84.324A competition, peer reviewers will be asked to
evaluate the significance of the application, the quality of the
research plan, the
[[Page 32005]]
qualifications and experience of the personnel, the resources of the
applicant to support the proposed activities, and the quality of the
dissemination history and dissemination plan. These criteria will be
described in greater detail in the RFAs.
For the 84.324B competition, peer reviewers for the early career
development and mentoring program will be asked to evaluate the
significance of the application, the quality of the research plan, the
quality of the career development plan, the qualifications and
experience of the personnel, the resources of the applicant to support
the proposed activities, and the quality of the dissemination plan.
These criteria are described in greater detail in the RFA.
For the 84.305B early career mentoring program competition, peer
reviewers will be asked to evaluate the significance of the
application, the quality of the research plan, the quality of the
career development plan, the qualifications and experience of the
personnel, the resources of the applicant to support the proposed
activities, and the quality of the dissemination plan.
For the 84.305B methods training program competition, peer
reviewers will be asked to evaluate the significance of the
application, the quality of the research training plan, the
qualifications and experience of the personnel, the resources of the
applicant to support the proposed activities, and the quality of the
dissemination plan. These criteria are described in greater detail in
the RFA.
For the 84.305S competition, peer reviewers will be asked to
evaluate the significance of the application, the quality of the
research plan, the applicability and availability of the data to be
analyzed, and the quality of the plans to disseminate and use the
findings in State decision-making. These criteria are described in
greater detail in the RFA.
For all IES competitions, applications must include budgets no
higher than the relevant maximum award as set out in the relevant RFA.
IES will not make an award exceeding the maximum award amount as set
out in the relevant RFA.
2. Review and Selection Process: We remind potential applicants
that in reviewing applications in any discretionary grant competition,
IES may consider, under 34 CFR 75.217(d)(3), the past performance of
the applicant in carrying out a previous award, such as the applicant's
use of funds, achievement of project objectives, compliance with the
IES policy regarding public access to research, and compliance with
grant conditions. IES may also consider whether the applicant failed to
submit a timely performance report or submitted a report of
unacceptable quality.
In addition, in making a competitive grant award, IES also requires
various assurances including those applicable to Federal civil rights
laws that prohibit discrimination in programs or activities receiving
Federal financial assistance from the Department (34 CFR 100.4, 104.5,
106.4, 108.8, and 110.23).
3. Risk Assessment and Specific Conditions: Consistent with 2 CFR
200.206, before awarding grants under these competitions, the
Department conducts a review of the risks posed by applicants. Under 2
CFR 200.208, IES may impose specific conditions and, under 2 CFR
3474.10, in appropriate circumstances, high-risk conditions on a grant
if the applicant or grantee is not financially stable; has a history of
unsatisfactory performance; has a financial or other management system
that does not meet the standards in 2 CFR part 200, subpart D; has not
fulfilled the conditions of a prior grant; or is otherwise not
responsible.
4. Integrity and Performance System: If you are selected under
these competitions to receive an award that over the course of the
project period may exceed the simplified acquisition threshold
(currently $250,000), under 2 CFR 200.206(a)(2) we must make a judgment
about your integrity, business ethics, and record of performance under
Federal awards--that is, the risk posed by you as an applicant--before
we make an award. In doing so, we must consider any information about
you that is in the integrity and performance system (currently referred
to as the Federal Awardee Performance and Integrity Information System
(FAPIIS)), accessible through the System for Award Management. You may
review and comment on any information about yourself that a Federal
agency previously entered and that is currently in FAPIIS.
Please note that, if the total value of your currently active
grants, cooperative agreements, and procurement contracts from the
Federal Government exceeds $10,000,000, the reporting requirements in 2
CFR part 200, Appendix XII, require you to report certain integrity
information to FAPIIS semiannually. Please review the requirements in 2
CFR part 200, Appendix XII, if this grant plus all the other Federal
funds you receive exceed $10,000,000.
5. In General: In accordance with the Office of Management and
Budget's guidance located at 2 CFR part 200, all applicable Federal
laws, and relevant Executive guidance, the Department will review and
consider applications for funding pursuant to this notice inviting
applications in accordance with:
(a) Selecting recipients most likely to be successful in delivering
results based on the program objectives through an objective process of
evaluating Federal award applications (2 CFR 200.205);
(b) Prohibiting the purchase of certain telecommunication and video
surveillance services or equipment in alignment with section 889 of the
National Defense Authorization Act of 2019 (Pub. L. 115-232) (2 CFR
200.216);
(c) Providing a preference, to the extent permitted by law, to
maximize use of goods, products, and materials produced in the United
States (2 CFR 200.322); and
(d) Terminating agreements in whole or in part to the greatest
extent authorized by law if an award no longer effectuates the program
goals or agency priorities (2 CFR 200.340).
VI. Award Administration Information
1. Award Notices: If your application is successful, we notify your
U.S. Representative and U.S. Senators and send you a Grant Award
Notification (GAN); or we may send you an email containing a link to
access an electronic version of your GAN. We may also notify you
informally.
If your application is not evaluated or not selected for funding,
we notify you.
2. Administrative and National Policy Requirements: We identify
administrative and national policy requirements in the application
package and reference these and other requirements in the Applicable
Regulations section of this notice.
We reference the regulations outlining the terms and conditions of
an award in the Applicable Regulations section of this notice and
include these and other specific conditions in the GAN. The GAN also
incorporates your approved application as part of your binding
commitments under the grant.
3. Grant Administration: Applicants should budget for an annual
meeting of up to three days for project directors to be held in
Washington, DC.
4. Reporting: (a) If you apply for a grant under one of the
competitions announced in this notice, you must ensure that you have in
place the necessary processes and systems to comply with the reporting
requirements in 2 CFR part 170 should you receive funding under the
competition. This does not apply if you have an exception under 2 CFR
170.110(b).
(b) At the end of your project period, you must submit a final
performance
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report, including financial information, as directed by IES. If you
receive a multiyear award, you must submit an annual performance report
that provides the most current performance and financial expenditure
information as directed by IES under 34 CFR 75.118. IES may also
require more frequent performance reports under 34 CFR 75.720(c). For
specific requirements on reporting, please go to www.ed.gov/fund/grant/apply/appforms/appforms.html.
5. Performance Measures: To evaluate the overall success of its
education research and special education research grant programs, IES
annually assesses the percentage of projects that result in peer-
reviewed publications and the number of IES-supported interventions
with evidence of efficacy in improving learner education outcomes. In
addition, NCSER annually assesses the number of newly developed or
modified interventions with evidence of promise for improving learner
education outcomes. School readiness outcomes include pre-reading,
reading, pre-writing, early mathematics, early science, and social-
emotional skills that prepare young children for school. Student
academic outcomes include learning and achievement in academic content
areas, such as reading, writing, math, and science, as well as outcomes
that reflect students' successful progression through the education
system, such as course and grade completion; high school graduation;
and postsecondary enrollment, progress, and completion. Social and
behavioral competencies include social and emotional skills, attitudes,
and behaviors that are important to academic and post-academic success.
Employment and earnings outcomes include hours of employment, job
stability, and wages and benefits, and may be measured in addition to
student academic outcomes. Additional education outcomes for students
with or at risk of a disability (as defined in the relevant RFA)
include developmental outcomes for infants and toddlers (birth to age
three) pertaining to cognitive, communicative, linguistic, social,
emotional, adaptive, functional, or physical development; and
developmental and functional outcomes that improve education outcomes,
transition to employment, independent living, and postsecondary
education; and employment and earning outcomes for students with
disabilities.
6. Continuation Awards: In making a continuation award under 34 CFR
75.253, IES considers, among other things: Whether a grantee has made
substantial progress in achieving the goals and objectives of the
project; whether the grantee has expended funds in a manner that is
consistent with its approved application and budget; whether a grantee
is in compliance with the IES policy regarding public access to
research; and if IES has established performance measurement
requirements, whether the grantee has made substantial progress in
achieving the performance targets in the grantee's approved
application.
In making a continuation award, IES also considers whether the
grantee is operating in compliance with the assurances in its approved
application, including those applicable to Federal civil rights laws
that prohibit discrimination in programs or activities receiving
Federal financial assistance from the Department (34 CFR 100.4, 104.5,
106.4, 108.8, and 110.23).
VII. Other Information
Accessible Format: On request to the relevant program contact
person listed in the chart at the end of this notice, as well as in the
relevant RFA and application package, individuals with disabilities can
obtain this document and a copy of the RFA in an accessible format. The
Department will provide the requestor with an accessible format that
may include Rich Text Format (RTF) or text format (txt), a thumb drive,
an MP3 file, braille, large print, audiotape, or compact disc, or other
accessible format.
Electronic Access to This Document: The official version of this
document is the document published in the Federal Register. You may
access the official edition of the Federal Register and the Code of
Federal Regulations at www.govinfo.gov. At this site you can view this
document, as well as all other documents of this Department published
in the Federal Register, in text or Portable Document Format (PDF). To
use PDF you must have Adobe Acrobat Reader, which is available free at
the site.
You may also access documents of the Department published in the
Federal Register by using the article search feature at
www.federalregister.gov. Specifically, through the advanced search
feature at this site, you can limit your search to documents published
by the Department.
Mark Schneider,
Director, Institute of Education Sciences.
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Application package Deadline for transmittal of
ALN and name available applications Estimated range of awards * Project period For further information contact
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National Center for Education Research (NCER)
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84.305B Research Training Programs June 30, 2022.......... September 8, 2022............. $80,000 to $266,000............. Up to 4 years............. Katina Stapleton,
in the Education Sciences. [email protected].
[ssquf] Early Career Mentoring
Program for MSI Faculty.
[ssquf] Methods Training in
Data Science for Education
Researchers.
84.305S Using Longitudinal Data to June 30, 2022.......... September 8, 2022............. $100,000 to $333,000............ Up to 3 years............. Allen Ruby, [email protected].
Support State Education
Policymaking.
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National Center for Special Education Research (NCSER)
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84.324A Special Education Research. June 30, 2022.......... September 8, 2022............. $200,000 to $760,000............ Up to 5 years............. Emily Weaver, [email protected].
84.324B Research Training Programs June 30, 2022.......... September 8, 2022............. $100,000 to $200,000............ Up to 4 years............. Katherine Taylor,
in Special Education. [email protected].
[ssquf] Early Career
Development and Mentoring.
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* These estimates are annual amounts.
Note: The Department is not bound by any estimates in this notice.
Note: If you are deaf, hard of hearing, or have a speech disability and wish to access telecommunications relay services, please dial 7-1-1.
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[FR Doc. 2022-11355 Filed 5-25-22; 8:45 am]
BILLING CODE 4000-01-P