[Federal Register Volume 86, Number 216 (Friday, November 12, 2021)]
[Notices]
[Pages 62848-62851]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-24704]


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NATIONAL CREDIT UNION ADMINISTRATION


Privacy Act of 1974; System of Records

AGENCY: National Credit Union Administration (NCUA).

ACTION: Notice of new system of records.

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SUMMARY: Pursuant to the Privacy Act of 1974, the National Credit Union 
Administration (NCUA) gives notice of a new proposed Privacy Act system 
of records. The new proposed system is Ensuring Workplace Health and 
Safety in Response to a Public Health Emergency, NCUA-24. This system 
will maintain information collected in response to a public health 
emergency, such as a pandemic or epidemic, from NCUA personnel, 
including political appointees, employees, contractors, detailees, 
consultants, interns, volunteers, and applicants for Federal 
employment. This system will store information pertaining to 
individuals in the performance of the NCUA's statutory duties.

DATES: This new system of record is applicable on November 12, 2021. 
The routine uses in this new system of record are applicable 30 days 
after publication, unless the NCUA makes changes based on comments 
received. Written comments should be submitted on or before December 
13, 2021.

ADDRESSES: You may submit comments by any of the following methods, but 
please send comments by one method only:
     Federal eRulemaking Portal: https://www.regulations.gov. 
Follow the instructions for submitting comments.
     Fax: (703) 518-6319. Include ``[Your Name]--Comments on 
New System of Records, NCUA-24'' in the transmittal.
     Mail: Address to Melane Conyers-Ausbrooks, Secretary of 
the Board, National Credit Union Administration, 1775 Duke Street, 
Alexandria, Virginia 22314-3428.
     Hand Delivery/Courier: Same as mail address.

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FOR FURTHER INFORMATION CONTACT: Linda Dent, Senior Agency Official for 
Privacy via email at [email protected] or at 703-518-6540.

SUPPLEMENTARY INFORMATION: Pursuant to the Privacy Act, 5 U.S.C. 552a, 
the NCUA is establishing a new system of records, NCUA-24, Ensuring 
Workplace Health and Safety in Response to a Public Health Emergency. 
The NCUA is committed to providing all NCUA personnel with a safe and 
healthy work environment. When Federal, state, or local authorities 
declare a public health emergency, and only as necessary to protect the 
health and safety of its workforce and the public the NCUA may develop 
and institute additional safety measures to protect the workforce and 
those individuals entering NCUA facilities. These measures may include 
instituting activities such as: (1) Requiring NCUA personnel (including 
applicants for Federal employment) to provide information and/or submit 
to a medical screening before being allowed access to an NCUA facility, 
and (2) contact tracing. NCUA personnel may also need to provide 
information before being authorized for work-related travel.
    In certain instances, depending on the type of record collected and 
maintained, for Federal employees, this information will also be 
maintained and covered by Office of Personnel Management/Government-10 
Employee Medical File System Records (75 FR 35099, June 21, 2010). 
However, any collection and use of records covered by this system of 
records notice (SORN) is only permitted during times of a declared 
public health emergency or when the circumstances require the NCUA to 
collect and maintain such information on the various categories of 
individuals described below. The NCUA will collect and maintain 
information in accordance with the Americans with Disabilities Act of 
1990 and regulations and guidance published by the U.S. Occupational 
Safety and Health Administration, the U.S. Equal Employment Opportunity 
Commission, and the U.S. Centers for Disease Control and Prevention.
    This notice satisfies the Privacy Act requirement that an agency 
publish a system of records notice in the Federal Register when there 
is an addition to the agency's systems of records.
    NCUA-24 is published in full below. All of the NCUA's SORNs are 
available at www.ncua.gov.

    By the National Credit Union Administration Board.
Melane Conyers-Ausbrooks,
Secretary of the Board.

SYSTEM NAME AND NUMBER:
    Ensuring Workplace Health and Safety in Response to a Public Health 
Emergency, NCUA-24.

SECURITY CLASSIFICATION:
    Unclassified.

SYSTEM LOCATION:
    Records are maintained at NCUA facilities in Alexandria, Virginia 
and regional offices. Original and duplicate systems may exist, in 
whole or in part, at secure sites and on secure servers maintained by 
third-party service providers for the NCUA.

SYSTEM MANAGER(S):
    Director of the Office of Continuity and Security Management, 
National Credit Union Administration, 1775 Duke Street, Alexandria, VA 
22314.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
    12 U.S.C. 1751, et seq.; Americans with Disabilities Act, including 
42 U.S.C. 12112(d)(3)(B), 29 CFR 1630.2(r), and 1630.14(b), (c), and 
(d)(4); Workforce safety Federal requirements, including the 
Occupational Safety and Health Act of 1970, 5 U.S.C. 7902; 29 U.S.C. 
Chapter 15 (e.g., 29 U.S.C. 668), 29 CFR part 1904, 29 CFR 1910.1020, 
and 29 CFR 1960.66; Executive Order 12196; Executive Order 14043.

PURPOSE(S) OF THE SYSTEM:
    The information in the system is collected to assist the NCUA with 
maintaining a safe and healthy workplace and respond to a public health 
emergency (as defined by the U.S. Department of Health and Human 
Services and declared by its Secretary), such as a pandemic or 
epidemic. These measures may include instituting activities such as: 
(1) Requiring NCUA personnel (including applicants for Federal 
employment) to provide information and/or submit to a medical screening 
before being allowed access to an NCUA facility, and (2) contact 
tracing. NCUA personnel may also need to provide information before 
being authorized to travel.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
    Individuals covered by this system include NCUA personnel, such as, 
political appointees, employees, contractors, detailees, consultants, 
interns, volunteers, and applicants for Federal employment

CATEGORIES OF RECORDS IN THE SYSTEM:
    Information may include:
     Name
     Contact information (e.g., email address, phone number)
     Employee ID number
     Recent travel history
     Whether the individual provides dependent care for an 
individual in a high-risk category
     Health information, including:
    [cir] Body temperature,
    [cir] Confirmation of pathogen or communicable disease test,
    [cir] Test results,
    [cir] Dates, symptoms, potential or actual exposure to a pathogen 
or communicable disease,
    [cir] Immunization or vaccination information;
    [cir] Information to support a reasonable accommodation (for 
example, a request for exemption from a vaccination requirement), and
    [cir] Other medical history related to the treatment of a pathogen 
or communicable disease
     Contact tracing information, including:
    [cir] Dates when the individual visited the NCUA facility or event, 
or worked on-site on behalf of the NCUA,
    [cir] Locations that the individual visited within the facility 
(e.g., office and cubicle number),
    [cir] Duration of time spent in the facility, and
    [cir] Whether the individual may have potentially come into contact 
with a contagious person while visiting the facility.

RECORD SOURCE CATEGORIES:
    The information in this system is collected in part directly from 
the individual. Information is also collected from security systems 
monitoring access to NCUA facilities, such as video surveillance and 
turnstiles, human resources systems, emergency notification systems, 
and Federal, State, and local agencies assisting with the response to a 
public health emergency. Information may also be collected from 
property management companies responsible for managing office buildings 
that house NCUA facilities.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES 
OF USERS AND PURPOSES OF SUCH USES:
    In addition to those disclosures generally permitted under 5 U.S.C. 
552a(b) of the Privacy Act, all or a portion of the records or 
information contained in this system may be disclosed outside the NCUA 
as a routine use as follows:
    1. To appropriate Federal, State, local and foreign authorities 
responsible for

[[Page 62850]]

investigating or prosecuting a violation of, or for enforcing or 
implementing a statute, rule, regulation, or order issued, when the 
information indicates a violation or potential violation of law, 
whether civil, criminal, or regulatory in nature, and whether arising 
by general statute or particular program statute, or by regulation, 
rule, or order issued pursuant thereto;
    2. To an authorized appeal grievance examiner, formal complaints 
examiner, equal employment opportunity investigator, arbitrator or 
other duly authorized official engaged in investigation or settlement 
of a grievance, complaint, or appeal filed by an employee. Further, a 
record from any system of records may be disclosed as a routine use to 
the Office of Personnel Management in accordance with the agency's 
responsibility for evaluation and oversight of Federal personnel 
management;
    3. To a court, magistrate, or other administrative body in the 
course of presenting evidence, including disclosures to counsel or 
witnesses in the course of civil discovery, litigation, or settlement 
negotiations or in connection with criminal proceedings, when the NCUA 
is a party to the proceeding or has a significant interest in the 
proceeding, to the extent that the information is determined to be 
relevant and necessary;
    4. To contractors, experts, consultants, and the agents thereof, 
and others performing or working on a contract, service, cooperative 
agreement, or other assignment for the NCUA when necessary for the 
purpose of assisting the NCUA's response to a public health emergency;
    5. To appropriate agencies, entities, and persons when (1) the NCUA 
suspects or has confirmed that the security or confidentiality of 
information in the system of records has been compromised; (2) the NCUA 
has determined that as a result of the suspected or confirmed 
compromise there is a risk of harm to economic or property interests, 
identity theft or fraud, or harm to the security or integrity of this 
system or other systems or programs (whether maintained by the NCUA or 
another agency or entity) that rely upon the compromised information; 
and (3) the disclosure made to such agencies, entities, and persons is 
reasonably necessary to assist in connection with the NCUA's efforts to 
respond to the suspected or confirmed compromise and prevent, minimize, 
or remedy such harm;
    6. To another Federal agency or Federal entity, when the NCUA 
determines that information from this system of records is reasonably 
necessary to assist the recipient agency or entity in (1) responding to 
a suspected or confirmed breach or (2) preventing, minimizing, or 
remedying the risk of harm to individuals, the recipient agency or 
entity (including its information systems, programs, and operations), 
the Federal Government, or national security, resulting from a 
suspected or confirmed breach;
    7. To a Federal, State, or local agency to the extent necessary to 
comply with laws governing reporting of infectious disease; and
    8. To members of Congress in response to requests made at the 
request of and on behalf of their constituents.

POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
    Electronic records and backups are stored on secure servers, 
approved by the NCUA's Office of the Chief Information Officer (OCIO), 
within FedRAMP-authorized commercial Cloud Service Providers' (CSP) 
Software-as-a-Service solutions hosting environments and accessed only 
by authorized personnel. No paper files are maintained.

POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
    Records may be retrieved by any of the following: Name, office, or 
email address.

POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
    Records are maintained and disposed of in accordance with the 
General Records Retention Schedules issued by the National Archives and 
Records Administration (NARA) or an NCUA records disposition schedule 
approved by NARA.

ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
    The NCUA and the Cloud Service Provider have implemented the 
appropriate administrative, technical, and physical controls in 
accordance with the Federal Information Security Modernization Act of 
2014, Public Law 113-283, S. 2521, and the NCUA's information security 
policies to protect the confidentiality, integrity, and availability of 
the information system and the information contained therein. Access is 
limited only to individuals authorized through NIST-compliant Identity, 
Credential, and Access Management policies and procedures. The records 
are maintained behind a layered defensive posture consistent with all 
applicable Federal laws and regulations, including Office of Management 
and Budget (OMB) Circular A-130 and National Institute of Standards and 
Technology (NIST) Special Publications 800-37.

RECORD ACCESS PROCEDURES:
    Individuals wishing access to their records should submit a written 
request to the Senior Agency Official for Privacy, NCUA, 1775 Duke 
Street, Alexandria, VA 22314, and provide the following information:
    1. Full name.
    2. Any available information regarding the type of record involved.
    3. The address to which the record information should be sent.
    4. You must sign your request.
    Attorneys or other persons acting on behalf of an individual must 
provide written authorization from that individual for the 
representative to act on their behalf. Individuals requesting access 
must also comply with the NCUA's Privacy Act regulations regarding 
verification of identity and access to records (12 CFR 792.55).

CONTESTING RECORD PROCEDURES:
    Individuals wishing to request an amendment to their records should 
submit a written request to the Senior Agency Official for Privacy, 
NCUA, 1775 Duke Street, Alexandria, VA 22314, and provide the following 
information:
    1. Full name.
    2. Any available information regarding the type of record involved.
    3. A statement specifying the changes to be made in the records and 
the justification therefore.
    4. The address to which the response should be sent.
    5. You must sign your request.
    Attorneys or other persons acting on behalf of an individual must 
provide written authorization from that individual for the 
representative to act on their behalf.

NOTIFICATION PROCEDURES:
    Individuals wishing to learn whether this system of records 
contains information about them should submit a written request to the 
Senior Agency Official for Privacy, NCUA, 1775 Duke Street, Alexandria, 
VA 22314, and provide the following information:
    1. Full name.
    2. Any available information regarding the type of record involved.
    3. The address to which the record information should be sent.
    4. You must sign your request.
    Attorneys or other persons acting on behalf of an individual must 
provide written authorization from that individual for the 
representative to act on their behalf. Individuals requesting

[[Page 62851]]

access must also comply with the NCUA's Privacy Act regulations 
regarding verification of identity and access to records (12 CFR 
792.55).

EXEMPTIONS PROMULGATED FOR THE SYSTEM:
    None.

HISTORY:
    This is a new system.

[FR Doc. 2021-24704 Filed 11-10-21; 8:45 am]
BILLING CODE 7535-01-P