[Federal Register Volume 86, Number 123 (Wednesday, June 30, 2021)]
[Notices]
[Page 34798]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-13913]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-92250; File No. SR-NSCC-2021-005]
Self-Regulatory Organizations; National Securities Clearing
Corporation; Notice of Designation of Longer Period for Commission
Action on Proposed Rule Change To Increase the National Securities
Clearing Corporation's Minimum Required Fund Deposit
June 24, 2021.
I. Introduction
On April 26, 2021, National Securities Clearing Corporation
(``NSCC'') filed with the Securities and Exchange Commission
(``Commission'') proposed rule change SR-NSCC-2021-005 (the ``Proposed
Rule Change'') pursuant to Section 19(b)(1) of the Securities Exchange
Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder \2\ to increase its
minimum required fund deposit. The Proposed Rule Change was published
for comment in the Federal Register on May 14, 2021,\3\ and the
Commission has received one comment letter \4\ on the changes proposed
therein.\5\
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\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ Securities Exchange Act Release No. 91809 (May 10, 2021), 86
FR 26588 (May 14, 2021) (File No. SR-NSCC-2021-005) (``Notice of
Filing'').
\4\ See letter from Parsons, Behle & Latimer, Counsel for Alpine
Securities Corporation (``Alpine''), dated June 4, 2021, to Vanessa
Countryman, Secretary, Commission (``Alpine Letter''), available at
https://www.sec.gov/comments/sr-nscc-2021-005/srnscc2021005.htm.
\5\ NSCC appended an Exhibit 2 to the materials filed on April
26, 2021. The appended Exhibit 2 consists of a comment letter that
NSCC received from one of its members objecting to NSCC's proposal
in response to member outreach NSCC conducted in 2019. See Notice of
Filing, supra note 4, at 26593. A copy of the comment letter is
available at https://www.dtcc.com/-/media/Files/Downloads/legal/rule-filings/2021/NSCC/SR-NSCC-2021-005.pdf.
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Section 19(b)(2) of the Act \6\ provides that within 45 days of the
publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved. The
45th day after publication of the notice for the Proposed Rule Change
is June 28, 2021.
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\6\ 15 U.S.C. 78s(b)(2).
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The Commission is extending the 45-day time period for Commission
action on the Proposed Rule Change. In order to provide the Commission
with sufficient time to consider the Proposed Rule Change, the
Commission finds that it is appropriate to designate a longer period
within which to take action on the Proposed Rule Change.
Accordingly, pursuant to Section 19(b)(2) of the Act \7\ and for
the reasons stated above, the Commission designates August 12, 2021, as
the date by which the Commission shall either approve, disapprove, or
institute proceedings to determine whether to disapprove the Proposed
Rule Change (File No. SR-NSCC-2021-005).
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\7\ Id.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\8\
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\8\ 17 CFR 200.30-3(a)(31).
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J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021-13913 Filed 6-29-21; 8:45 am]
BILLING CODE 8011-01-P