[Federal Register Volume 86, Number 76 (Thursday, April 22, 2021)]
[Notices]
[Pages 21351-21353]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-08343]


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DEPARTMENT OF LABOR

[DOL Docket No. DOL-2020-0010]


Privacy Act of 1974; System of Records

AGENCY: Office of Inspector General (OIG), United States Department of 
Labor.

ACTION: Notice of a new system of records.

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SUMMARY: In accordance with the Privacy Act of 1974, as amended 
(``Privacy Act''), the U.S. Department of Labor (``Department'') 
publishes this notice of a new system of records, the Office of 
Inspector General (``OIG''), Office of Legal Services (``OLS'') Legal 
Information System for Administration, Records, and Disclosure 
(``LISARD''), DOL/OIG-13. This system will consist of records of the 
OLS legal services, and the whistleblower protection coordinator, 
information disclosure, and records management programs program.

DATES: This System of Records Notice (SORN) is effective upon its 
publication in today's Federal Register with the exception of the 
routine uses. The new routine uses will not be effective until May 24, 
2021 ending public comment. Comments on the new routine uses or other 
aspects of the SORN must be submitted on or before May 24, 2021.

ADDRESSES: Submit your comments by one of the following methods:
    Electronic Comments: Comments may be sent via email to 
[email protected]. http://www.regulations.gov, to submit 
comments on documents that agencies have published in the Federal 
Register and that are open for comment.
    Mail: Address written submissions (including disk and CD-ROM 
submissions) to Chief, Branch of Database Management and Applications, 
200 Constitution Avenue NW, Washington, DC 20210, DC 20210.
    Instructions: Please submit only one copy of your comments by only 
one method. All submissions must include the agency's name and the 
Docket Number 2020-0010. Please be advised that comments received will 
become a matter of public record and will be posted without change to 
http://www.regulations.gov, including any personal information 
provided. Comments that are mailed must be received by the date 
indicated for consideration.
    Docket: For access to the docket to read background documents or 
comments, go to the Federal e-Rulemaking Portal at http://www.regulations.gov.

FOR FURTHER INFORMATION CONTACT: John Birdsell, Chief, Branch of 
Database Management and Applications, 200 Constitution Avenue NW, 
Washington, DC 20210, DC 20210. Mr. Birdsell can also be reached via 
email at [email protected] or via phone at (202)-693-7055.

SUPPLEMENTARY INFORMATION: The Department of Labor has established a 
system of records pursuant to the Privacy Act of 1974 (5 U.S.C. 
552a(e)(4)), hereinafter referred to as the Privacy Act. This new 
system of records is established for the general purpose of enabling 
the Department's Office of Inspector General (OIG) to fulfill its 
statutory duties and responsibilities under the Inspector General Act 
of 1978, as amended, 5 U.S.C. Appendix 3 (``IG Act'').
SYSTEM NAME AND NUMBER:
    Office of Legal Services Records, Administration, and Tracking 
System, DOL/OIG-13.

SECURITY CLASSIFICATION:
    Unclassified.

SYSTEM LOCATION:
    Primary location: Offices in various components within the U.S. 
Department of Labor, at the Frances Perkins Building, 200 Constitution 
Avenue NW, Washington, DC 20210, or other Department offices. 
Additionally, duplicate versions of some or all system information may 
also be at satellite locations where the OIG has granted direct access 
to support OIG operations, system backup, emergency preparedness, and/
or continuity of operations. To determine the location of particular 
program records, contact the system manager, listed in section ``SYSTEM 
MANAGER'' below.

[[Page 21352]]

SYSTEM MANAGER(S):
    U.S. DOL Office of Inspector General, Office of Management and 
Policy, Attention: Chief, Branch of Database Management and 
Applications, 200 Constitution Avenue NW, Washington, DC 20210.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
    The Inspector General Act of 1978, as amended, 5 U.S.C. Appendix 3.

PURPOSE(S) OF THE SYSTEM:
    The system will facilitate supervision and coordination of legal 
services, records management program, information disclosure program, 
and the whistleblower protection coordinator program. The system tracks 
OLS program matters and generates statistical reports to support OLS 
processes. The records are used to answer, advise, evaluate, 
adjudicate, defend, opine, prosecute, or settle claims, complaints, 
lawsuits, or criminal and civil investigations.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
    Any individual who contacts OLS for legal services regarding OLS-
supported programs (information disclosure, records management, and 
whistleblower complaints); any individual who is the subject of, or is 
a witness to, the matter; and OLS employees and contractors who are 
assigned matters are documented within the system.

CATEGORIES OF RECORDS IN THE SYSTEM:
    The system includes records created by any individual who submits a 
request for OLS assistance, or to facilitate assignment, answer, and 
closure of OIG legal matters or program matters. Information may be 
obtained from litigation case files, opinion and advice files, OIG 
mission-related files, OLS program files, correspondence, and records 
originating from non-OIG sources and submitted to the OIG for OLS 
action.

RECORD SOURCE CATEGORIES:
    The system includes records created by any individual who submits a 
request for OLS assistance, or to facilitate assignment, answer, and 
closure of OIG legal matters or program matters. Information may be 
obtained from litigation case files, opinion and advice files, OIG 
mission-related files, OLS program files, correspondence, and records 
originating from non-OIG sources and submitted to the OIG for OLS 
action.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES 
OF USERS AND PURPOSES OF SUCH USES:
    In addition to the disclosures permitted under 5 U.S.C. 522a(b), as 
well as those contained in the Department's Universal Routine Uses of 
Records, records and information may be disclosed to other federal 
inspector general offices, the Council of the Inspectors General on 
Integrity and Efficiency (CIGIE), and other law enforcement agencies 
for the purpose of providing assistance to the OIG.

Congressional Inquiries Disclosure Routine Use:
    The following Universal Routine Use for DOL Privacy Act Systems 
applies: Disclosure from a system of records maintained by a DOL Agency 
may be made to a Member of Congress or to a Congressional staff member 
in response to an inquiry of the Congressional office made at the 
written request of the constituent about whom the record is maintained.

Disclosure to the Department of Justice for Litigation Routine Use:
    The following Universal Routine Use for DOL Privacy Act Systems 
applies: To the Department of Justice when: (a) DOL or any component 
thereof; or (b) any employee of DOL in his or her official capacity; or 
(c) the United States Government, is a party to litigation or has an 
interest in such litigation, and by careful review, DOL determines that 
the records are both relevant and necessary to the litigation, and the 
use of such records by the Department of Justice is for a purpose that 
is compatible with the purpose for which DOL collected the records.

Disclosure of Information to the National Archives and Records 
Administration Routine Use:
    The following Universal Routine Use for DOL Privacy Act Systems 
applies: A record from a system of records maintained by a DOL Agency 
may be disclosed as a routine use to the National Archives and Records 
Administration for the purpose of records management inspections 
conducted under authority of 44 U.S.C. 2904 and 2906.

Privacy Act Routine Uses Required to Respond to a Breach:
    (1) To appropriate agencies, entities, and persons when (1) DOL 
suspects or has confirmed that there has been a breach of the system of 
records, (2) DOL has determined that as a result of the suspected or 
confirmed breach there is a risk of harm to individuals, DOL (including 
its information systems, programs, and operations), the Federal 
Government, or national security; and (3) the disclosure made to such 
agencies, entities, and persons is reasonably necessary to assist in 
connection with DOL efforts to respond to the suspected or confirmed 
breach or to prevent, minimize, or remedy such harm.
    (2) To another Federal agency or Federal entity, when DOL 
determines that information from this system of records is reasonably 
necessary to assist the recipient agency or entity in (1) responding to 
a suspected or confirmed breach or (2) preventing, minimizing, or 
remedying the risk of harm to individuals, the recipient agency or 
entity (including its information systems, programs, and operations), 
the Federal Government, or national security, resulting from a 
suspected or confirmed breach.

POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
    The records are primarily maintained in electronic form, and 
individual users may retain paper copies.

POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
    Records in this system of records may be retrieved by a system-
generated identifying number or any identifying information of an 
individual or organization.

POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
    Records are maintained and disposed of in accordance with the OIG's 
Records Disposition Schedules applicable to OIG records. Disposition is 
pending for OLS records. Until the National Archive and Records 
Administration approves the retention and disposal schedule for these 
records, treat the records as permanent.

ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
    LISARD is an electronic system with access restricted to authorized 
personnel, with tiered access rights. All data contained in the system 
is kept on a secured and restricted non-pubic network. Only authorized 
OIG employees and contractors can access the web-based system, and the 
general public does not have access.

RECORD ACCESS PROCEDURES:
    A request for access should be mailed to the System Manager and 
comply with the requirements specified in 29 CFR 71.2.

CONTESTING RECORD PROCEDURES:
    A petition for amendment should be mailed to the System Manager, 
and

[[Page 21353]]

should include contact information for the requester. Requests for 
correction or amendment must identify the record to be changed and the 
corrective action sought.

NOTIFICATION PROCEDURES:
    Inquiries should be mailed to the System Manager and comply with 
the requirements specified in 29 CFR 71.

EXEMPTIONS PROMULGATED FOR THE SYSTEM:
    To facilitate legal services and other OLS program support, the new 
system includes records that may be exempt from certain Privacy Act 
requirements. Pursuant to 5 U.S.C. 552a(j)(2), the Department may 
exempt from a limited number of Privacy Act requirements a system of 
records that is maintained by a component which performs as its primary 
function any activity pertaining to the enforcement of criminal laws 
and which consists of information compiled in furtherance of its 
functions. Additionally, pursuant to 5 U.S.C. 552a(k)(1) and (k)(2), 
through rulemaking, the Department may exempt from a limited number of 
Privacy Act requirements a system of records which are disclosed to 
departmental officers and employees with a need for the record, or 
which contains investigatory materials compiled for law enforcement 
purposes other than material within the scope of 5 U.S.C. 552(j)(2). 
The OIG will apply to individual records within the system any Privacy 
Act exemptions which apply to the system(s) from which the relevant 
record(s) originated. In accordance with 5 U.S.C. 522(r), the 
Department provided a report to OMB and Congress on this new system.

HISTORY:
    None.

Rachana Desai Martin,
Senior Agency Official for Privacy, Deputy Assistant Secretary for 
Policy, Office of the Assistant Secretary for Administration and 
Management, Department of Labor.
[FR Doc. 2021-08343 Filed 4-21-21; 8:45 am]
BILLING CODE 4510-04-P