[Federal Register Volume 85, Number 243 (Thursday, December 17, 2020)]
[Notices]
[Page 81987]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-27866]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE:  Notice is hereby given, pursuant to the provisions of 
the Government in the Sunshine Act, Public Law 94-409, the Securities 
and Exchange Commission will hold an Open Meeting on Monday, December 
21, 2020 at 10:00 a.m.

PLACE:  The meeting will be held via remote means and/or at the 
Commission's headquarters, 100 F Street NE, Washington, DC 20549.

STATUS:  This meeting will begin at 10:00 a.m. (ET) and will be open to 
the public via audio webcast only on the Commission's website at 
www.sec.gov.

MATTERS TO BE CONSIDERED:
    1. The Commission will consider whether to authorize the execution 
of a Memorandum of Understanding and related documents with the 
Bundesanstalt f[uuml]r Finanzdienstleistungsaufsicht (``BaFin'') 
concerning consultation, cooperation and the exchange of information 
related to the supervision and oversight of certain cross-border over-
the-counter derivatives entities in connection with the use of 
substituted compliance by such entities.
    2. The Commission will consider whether to issue an Order, pursuant 
to Exchange Act Rule 3a71-6, granting conditional substituted 
compliance in connection with certain Exchange Act requirements related 
to risk control (but not including nonbank capital and margin 
requirements), internal supervision and compliance, counterparty 
protection, and books and records, in response to an application by 
BaFin.
    3. The Commission will consider whether to issue a Notice, pursuant 
to Exchange Act Rule 0-13, seeking public comment on an application 
made by a foreign financial regulatory authority, pursuant to Exchange 
Act Rule 3a71-6, for a substituted compliance determination, and on a 
proposed order providing for the conditional availability of 
substituted compliance in connection with the application.
    4. The Commission will consider whether to approve a proposed rule 
change by New York Stock Exchange LLC to amend Chapter One of the 
Listed Company Manual to modify the provisions relating to direct 
listings.

CONTACT PERSON FOR MORE INFORMATION:  For further information and to 
ascertain what, if any, matters have been added, deleted or postponed, 
please contact Vanessa A. Countryman, Office of the Secretary, at (202) 
551-5400.

    Dated: December 14, 2020.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2020-27866 Filed 12-15-20; 11:15 am]
BILLING CODE 8011-01-P