[Federal Register Volume 85, Number 193 (Monday, October 5, 2020)]
[Proposed Rules]
[Pages 62816-62840]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-19407]



[[Page 62815]]

Vol. 85

Monday,

No. 193

October 5, 2020

Part II





Department of Energy





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10 CFR Part 431





Energy Conservation Program: Test Procedure and Labeling Requirements 
for Dedicated-Purpose Pool Pump Motors; Proposed Rule

  Federal Register / Vol. 85 , No. 193 / Monday, October 5, 2020 / 
Proposed Rules  

[[Page 62816]]


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DEPARTMENT OF ENERGY

10 CFR Part 431

[EERE-2017-BT-STD-0048]
RIN 1904-AE38


Energy Conservation Program: Test Procedure and Labeling 
Requirements for Dedicated-Purpose Pool Pump Motors

AGENCY: Office of Energy Efficiency and Renewable Energy, Department of 
Energy.

ACTION: Notice of proposed rulemaking and request for comment.

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SUMMARY: The U.S. Department of Energy (``DOE'') is proposing to 
establish a test procedure and an accompanying labeling requirement for 
dedicated-purpose pool pump (``DPPP'') motors. Specifically, DOE is 
proposing to incorporate by reference an industry standard pertaining 
to DPPP definitions and marking requirements; require the use of an 
industry testing standard for testing the energy efficiency of DPPP 
motors; and to establish a labeling requirement that would specify 
information to be included on the permanent nameplate, catalogs, and 
marketing materials of DPPP motors. DOE is seeking comment from 
interested parties on the proposal.

DATES: DOE will accept comments, data, and information regarding this 
proposal no later than November 19, 2020. DOE will hold a webinar on 
this proposed test procedure on October 20, 2020 from 1 p.m. to 4 p.m. 
See section V, ``Public Participation,'' for details.

ADDRESSES: Interested persons are encouraged to submit comments using 
the Federal eRulemaking Portal at http://www.regulations.gov. Follow 
the instructions for submitting comments. Alternatively, interested 
persons may submit comments, identified by docket number EERE-2017-BT-
STD-0048, by any of the following methods:
    (1) Federal eRulemaking Portal: http://www.regulations.gov. Follow 
the instructions for submitting comments.
    (2) Email: [email protected]. Include the docket 
number EERE-2017-BT-STD-0048 or regulatory information number (RIN) 
1904-AE38 in the subject line of the message.
    (3) Postal Mail: Appliance and Equipment Standards Program, U.S. 
Department of Energy, Building Technologies Office, Mailstop EE-5B, 
1000 Independence Avenue SW, Washington, DC 20585-0121. Telephone: 
(202) 287-1445. If possible, please submit all items on a compact disc 
(``CD''), in which case it is not necessary to include printed copies.
    (4) Hand Delivery/Courier: Appliance and Equipment Standards 
Program, U.S. Department of Energy, Building Technologies Office, 950 
L'Enfant Plaza SW, Suite 600, Washington, DC 20024. Telephone: (202) 
287-1445. If possible, please submit all items on a CD, in which case 
it is not necessary to include printed copies.
    No telefacsimilies (faxes) will be accepted. For detailed 
instructions on submitting comments and additional information on the 
rulemaking process, see section V.A of this document.
    Docket: The docket, which includes Federal Register notices, 
webinar attendee lists and transcripts (if a webinar is held), 
comments, and other supporting documents/materials, is available for 
review at http://www.regulations.gov. All documents in the docket are 
listed in the http://www.regulations.gov index. However, some documents 
listed in the index, such as those containing information that is 
exempt from public disclosure, may not be publicly available.
    The docket web page can be found at https://www.regulations.gov/docket?D=EERE-2017-BT-STD-0048. The docket web page contains 
instructions on how to access all documents, including public comments, 
in the docket. See section V.A for information on how to submit 
comments through http://www.regulations.gov.
    Written comments regarding the burden-hour estimates or other 
aspects of the collection-of-information requirements contained in this 
proposed rule may be submitted to the Office of Energy Efficiency and 
Renewable Energy following the instructions at https://www.reginfo.gov.

FOR FURTHER INFORMATION CONTACT: Mr. Jeremy Dommu, U.S. Department of 
Energy, Office of Energy Efficiency and Renewable Energy, Building 
Technologies Office, EE-2J, 1000 Independence Avenue SW, Washington, DC 
20585-0121. Telephone: (202) 586-9870. Email 
[email protected].
    Ms. Amelia Whiting, U.S. Department of Energy, Office of the 
General Counsel, GC-33, 1000 Independence Avenue SW, Washington, DC 
20585-0121. Telephone: (202) 586-2588. Email: 
[email protected].
    For further information on how to submit a comment, or review other 
public comments and the docket, contact the Appliance and Equipment 
Standards Program staff at (202) 287-1445 or by email: 
[email protected].

SUPPLEMENTARY INFORMATION: DOE proposes to incorporate by reference the 
following industry standards into 10 CFR part 431:
    CSA C747-09 (R2014), ``Energy Efficiency Test Methods for Small 
Motors''.
    Copies of CSA C747-09, can be obtained from the Canadian Standards 
Association (``CSA''), Sales Department, 5060 Spectrum Way, Suite 100, 
Mississauga, Ontario, L4W 5N6, Canada, 1-800-463-6727, or http://www.shopcsa.ca/
    UL 1004-10:2019, ``Outline of Investigation for Pool Pump Motors''.
    Copies of UL 1004-2019, can be obtained from Underwriters 
Laboratories (``UL''), 333 Pfingsten Road, Northbrook, Illinois, 60062 
or https://www.shopulstandards.com/ProductDetail.aspx?UniqueKey=36019.
    For a further discussion of these standards, see section IV.N.

Table of Contents

I. Authority and Background
    A. Authority
    1. Test Procedure
    2. Labeling Requirement
    B. Background
II. Synopsis of the Notice of Proposed Rulemaking
III. Discussion
    A. Scope of Applicability
    B. Definitions
    C. Test Procedures
    D. Labeling and Disclosure Requirement
    1. Energy Efficiency Nameplate Label
    2. Energy Efficiency Disclosure
    3. UL 1004-10:2019 Statement
    4. Statutory Requirements for Label
    E. Reporting
    F. Test Procedure and Labeling Costs, Harmonization, and Other 
Topics
    1. Test Procedure and Labeling Costs and Impact
    2. Harmonization With Industry Standards
    3. Other Test Procedure Topics
    G. Compliance and Effective Dates
    H. Consultation With the Federal Trade Commission
IV. Procedural Issues and Regulatory Review
    A. Review Under Executive Order 12866
    B. Review Under Executive Orders 13771 and 13777
    C. Review Under the Regulatory Flexibility Act
    D. Review Under the Paperwork Reduction Act of 1995
    E. Review Under the National Environmental Policy Act of 1969
    F. Review Under Executive Order 13132, ``Federalism''
    G. Review Under Executive Order 12988, ``Civil Justice Reform''
    H. Review Under the Unfunded Mandates Reform Act of 1995
    I. Review Under the Treasury and General Government 
Appropriations Act, 1999

[[Page 62817]]

    J. Review Under Executive Order 12630
    K. Review Under Treasury and General Government Appropriations 
Act, 2001
    L. Review Under Executive Order 13211
    M. Review Under Section 32 of the Federal Energy Administration 
Act of 1974
    N. Description of Materials Incorporated by Reference
V. Public Participation
    A. Submission of Comments
    B. Issues on Which DOE Seeks Comment
VI. Approval of the Office of the Secretary

I. Authority and Background

    Electric motors are included in the list of ``covered equipment'' 
for which DOE is authorized to establish and amend energy conservation 
standards, test procedures, and labeling requirements. (42 U.S.C. 
6311)(1)(A)). Electric motors include dedicated-purpose pool pump 
motors (``DPPP motors'' or ``pool pump motors''), the subject of this 
rulemaking.\1\ The following sections discuss DOE's authority to 
establish a test procedure, a labeling requirement for DPPP motors, and 
relevant background information regarding DOE's consideration of a test 
procedure and labeling requirement for this equipment.
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    \1\ An electric motor is defined as ``a machine that converts 
electrical power into rotational mechanical power.'' 10 CFR 431.12.
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A. Authority

    The Energy Policy and Conservation Act, as amended (``EPCA''),\2\ 
among other things, authorizes DOE to regulate the energy efficiency of 
a number of consumer products and certain industrial equipment. (42 
U.S.C. 6291-6317) Title III, Part C \3\ of EPCA, added by Public Law 
95-619, Title IV, Sec.  441(a), established the Energy Conservation 
Program for Certain Industrial Equipment, which sets forth a variety of 
provisions designed to improve energy efficiency. This equipment 
includes those electric motors that are DPPP motors, the subject of 
this document. (42 U.S.C. 6311(1)(A))
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    \2\ All references to EPCA in this document refer to the statute 
as amended through America's Water Infrastructure Act of 2018, 
Public Law 115-270 (October 23, 2018).
    \3\ For editorial reasons, upon codification in the U.S. Code, 
Part C was redesignated Part A-1.
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    The energy conservation program under EPCA consists essentially of 
four parts: (1) Testing, (2) labeling, (3) Federal energy conservation 
standards, and (4) certification and enforcement procedures. Relevant 
provisions of EPCA specifically include definitions (42 U.S.C. 6311), 
energy conservation standards (42 U.S.C. 6313), test procedures (42 
U.S.C. 6314), labeling provisions (42 U.S.C. 6315), and the authority 
to require information and reports from manufacturers (42 U.S.C. 6316). 
Federal energy efficiency requirements for covered equipment 
established under EPCA generally supersede State laws and regulations 
concerning energy conservation testing, labeling, and standards. (42 
U.S.C. 6316(a) and (b); 42 U.S.C. 6297) In this NOPR, DOE is proposing 
to establish a test procedure based on an industry testing standard for 
testing the energy efficiency of certain DPPP motors; and to establish 
a labeling requirement that would specify information to be included on 
the permanent nameplate, catalogs, and marketing materials of these 
DPPP motors.
1. Test Procedure
    Under 42 U.S.C. 6314, EPCA outlines the criteria and procedures DOE 
must follow in prescribing test procedures for covered equipment. The 
test procedure shall be reasonably designed to produce test results 
which reflect energy efficiency, energy use, and estimated operating 
costs of a type of industrial equipment (or class thereof) during a 
representative average use cycle (as determined by the Secretary), and 
shall not be unduly burdensome to conduct. (42 U.S.C. 6314(a)(2)) 
Before issuing a final test procedure, the Secretary shall publish the 
proposed test procedure in the Federal Register and afford interested 
persons an opportunity (of not less than 45 days' duration) to present 
oral and written data, views, and arguments on the proposed test 
procedures. (42 U.S.C. 6314(b))
2. Labeling Requirement
    When the Secretary has issued a test procedure under section 6314 
of EPCA for a specific class of industrial equipment, the Secretary 
shall also prescribe a labeling rule for that equipment. (42 U.S.C. 
6315(a)). The labeling rule must disclose the energy efficiency of the 
equipment as determined in accordance with the applicable test 
procedure. (42 U.S.C. 6315(b)). The rule prescribing a label may also 
include such requirements as the Secretary determines are likely to 
assist purchasers in making purchasing decisions including: (1) 
Directions for the display of the label; (2) a requirement to display 
on the label information related to energy efficiency or energy 
consumption, which may include instructions for maintenance and repair 
of the covered equipment, as necessary, to provide adequate information 
to purchasers; and (3) requirements that printed matter displayed or 
distributed with the equipment at the point of sale also include the 
information required to be placed on the label. (42 U.S.C. 6315(b) and 
42 U.S.C. 6315(c))
    EPCA establishes specific requirements for the labeling of classes 
of equipment, including electric motors, for which test procedures have 
been established. (42 U.S.C. 6315(a), (b) and (d)) Further, the 
labeling rule shall provide that the labeling of any electric motor 
manufactured after the 12-month period beginning on the date the 
Secretary prescribes such labeling rules, shall: (1) Indicate the 
energy efficiency of the motor on the permanent nameplate attached to 
such motor; (2) prominently display the energy efficiency of the motor 
in equipment catalogs and other material used to market the equipment; 
and (3) include such other markings as the Secretary determines 
necessary solely to facilitate enforcement of the standards established 
for electric motors under section 6313 of this title. (42 U.S.C. 
6315(d))
    Prior to prescribing any labeling rule, EPCA sets out certain 
criteria that must be met. Specifically, to establish a labeling 
requirement, DOE must determine that: (1) Labeling in accordance with 
section 6315 is technologically and economically feasible with respect 
to any particular equipment class; (2) significant energy savings will 
likely result from such labeling; and (3) labeling in accordance with 
section 6315 is likely to assist consumers in making purchasing 
decisions. (42 U.S.C. 6315(h))
    Before prescribing any labeling rule for covered equipment, the 
Secretary must publish the proposed labeling rule in the Federal 
Register and afford interested persons an opportunity (of not less than 
45 days) to present oral and written data, views, and arguments on the 
proposed rules. (42 U.S.C. 6315(g)(1)) Also, before prescribing any 
labeling rule, the Secretary shall consult with, and obtain the written 
views of, the Federal Trade Commission (``FTC'') with respect to such 
rule. (42 U.S.C. 6315(f)) The FTC shall promptly provide such written 
views upon the request of the Secretary. (Id.) A labeling rule must 
take effect within three months after the date of prescription of such 
rule, except that such rule may take effect not later than six months 
after such date of prescription if the Secretary determines that such 
extension is necessary to allow persons subject to the labeling 
requirement adequate time to come into compliance with the rule. (42 
U.S.C. 6315(g)(2))
    DOE is publishing this notice of proposed rulemaking (``NOPR'') 
pursuant to its authority under EPCA.

[[Page 62818]]

B. Background

    DPPP motors are electric motors, which are defined as machines that 
convert electrical power into rotational mechanical power. 10 CFR 
431.12. DOE has established test procedures, labeling requirements, and 
energy conservation standards for certain electric motors (10 CFR part 
431 subpart B), but those requirements do not apply to DPPP motors 
subject to the proposed labeling requirements. Currently, DPPP motors 
that would be subject to the proposed labeling requirements are not 
subject to any Federal energy conservation standards, test procedures, 
or labeling requirements because they do not fall within any of the 
specific classes of electric motors that are currently regulated by 
DOE. \4\ However, DPPP motors are electric motors and, therefore, are 
and have been among the types of industrial equipment for which 
Congress has authorized DOE to establish applicable regulations under 
EPCA without need for DOE to undertake any additional prior 
administrative action.
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    \4\ The current energy conservation standards at 10 CFR 431.425 
apply to electric motors that satisfy nine criteria listed at 10 CFR 
431.425(g), subject to the exemptions listed at 10 CFR 431.25(l). 
The nine criteria are as follows: (1) Are single-speed, induction 
motors; (2) are rated for continuous duty (MG1) operation or for 
duty type S1 (IEC); (3) contain a squirrel-cage (MG1) or cage (IEC) 
rotor; (4) operate on polyphase alternating current 60-hertz 
sinusoidal line power; (5) are rated 600 volts or less; (6) have a 
2-, 4-, 6-, or 8-pole configuration; (7) are built in a three digit 
or four-digit NEMA frame size (or IEC metric equivalent), including 
those designs between two consecutive NEMA frame sizes (or IEC 
metric equivalent), or an enclosed 56 NEMA frame size (or IEC metric 
equivalent); (8) produce at least one horsepower (0.746 kW) but not 
greater than 500 horsepower (373 kW), and; (9) meet all of the 
performance requirements of one of the following motor types: A NEMA 
Design A, B, or C motor or an IEC Design N or H motor. The 
exemptions listed at 10 CFR 431.25(l) are: (1) Air-over electric 
motors; (2) component sets of an electric motor; (3) liquid-cooled 
electric motors; (4) submersible electric motors; and (5) inverter-
only electric motors.
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    As a general matter, DOE notes that 42 U.S.C. 6297, as applied to 
certain industrial equipment through 42 U.S.C. 6316(a), provides that 
Federal preemption applies to testing and labeling requirements of 
equipment covered under EPCA.\5\ See 42 U.S.C. 6297(a). Federal 
preemption also generally applies to energy use and energy efficiency 
or water use of covered products both before and after Federal energy 
conservation standards become effective. See 42 U.S.C. 6296(b)-(c).
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    \5\ Both pumps (such as DPPPs) and electric motors are treated 
as covered industrial equipment under EPCA, thus providing the legal 
basis for DOE's authority to regulate these types of equipment. See 
42 U.S.C. 6311(1).
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    Electric motors are covered equipment under EPCA to which 
preemption applies by virtue of Congress having included such motors in 
the statute. See National Energy Conservation Policy Act, Public Law 
95-619, Sec. 441 (Nov. 9, 1978) (defining electric motors as covered 
equipment); Energy Policy Act of 1992, Public Law 102-486, Sec. 122 
(October 24, 1992) (defining the term ``electric motor''); and Energy 
Independence and Security Act, Public Law 110-140), Sec. 313 (removing 
the statutory definition of ``electric motor''). DOE has actively 
regulated the energy efficiency and related test procedure and labeling 
requirements for electric motors since the 1990s. See, e.g. 64 FR 54114 
(October 5, 1999) (implementing energy conservation standards and test 
procedures established by EPCA). The regulatory definition adopted by 
DOE for the term ``electric motor'' encompasses any machine that 
converts electrical power into rotational mechanical power, see 10 CFR 
431.12. Motors subject to that definition are electric motors 
regardless of whether DOE has established an energy conservation 
standard for any particular subtype of electric motor, including the 
DPPP motors at issue in this proposal.
    In DOE's view, this historical backdrop points to a statutory 
framework in which any energy conservation standards, labeling 
requirements, or test procedures for electric motors, as broadly 
defined in DOE's current regulations, continue to be subject to Federal 
preemption. This situation, and for the policy reasons discussed 
elsewhere in this document, merit action by DOE to ensure the 
uniformity of the various energy conservation-related requirements 
pertaining to the specific class of electric motors addressed in this 
proposal (i.e. DPPP motors) in a manner consistent with the statutory 
framework that Congress has enacted. That framework indicates that 
covered equipment specified by Congress (in this case, electric motors) 
are subject to Federal preemption regardless of whether Federal energy 
conservation standards, labeling requirements, or test procedures have 
been established. Accordingly, DOE notes that efforts by States to set 
energy conservation standards, test procedures, or labeling 
requirements for DPPP motors--or any other electric motor--are 
preempted as a matter of law.\6\
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    \6\ EPCA defines an ``energy conservation standard'' as either a 
performance standard prescribing a minimum level of energy 
efficiency or a maximum quantity of energy use for a product or a 
design requirement for a product. See 42 U.S.C. 6311(18).
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    On January 18, 2017, DOE published a direct final rule establishing 
energy conservation standards for dedicated-purpose pool pumps 
(``DPPPs''). 82 FR 5650 (the ``January 2017 Direct Final Rule''). DOE 
confirmed the adoption of the standards and the effective date and 
compliance date in a notice published on May 26, 2017. 82 FR 24218. DOE 
also established a test procedure for DPPPs. 82 FR 36858 (August 7, 
2017).
    In comments submitted in response to the direct final rule, several 
interested parties discussed the issue of the efficiency of electric 
motors used in DPPPs. Comments were received from a broad range of 
interested parties, including manufacturers, trade associations, and 
energy efficiency advocacy organizations suggesting that energy 
conservation standards were also needed for motors used in pool pumps. 
Commenters wanted to ensure that consumers who purchased pool pumps 
compliant with the new standards at 10 CFR 431.465(f), who subsequently 
needed to replace their motor, would do so with a motor of equal or 
greater efficiency. All comments received that discussed DPPP motors 
supported further rulemaking to address these motors. (Regal Beloit 
Corporation (``Regal Beloit''), No. 122 at p. 1; Hayward Industries, 
Inc. (``Hayward''), No. 125 at p. 1; Pentair Water Pool and Spa, Inc. 
(``Pentair''), No. 132 at pp. 1-2; Zodiac Pool Systems (``Zodiac''), 
No. 134 at pp. 1-2; Association of Pool and Spa Professionals 
(``APSP''), No. 127 at p. 2; Appliance Standards Awareness Project 
(``ASAP''), No. 133 at pp. 4-5; Natural Resource Defense Council 
(``NRDC''), No. 121 at p. 4; California Investor Owned Utilities (``CA 
IOUs''), No. 130 at p. 2) \7\
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    \7\ The comment numbers referenced in the parenthetical refer to 
comments in docket number EERE-2015-BT-STD-0008, available at: 
https://www.regulations.gov/docket?D=EERE-2015-BT-STD-0008. A 
notation in the form ``Regal Beloit, No. 122 at p. 1'' identifies a 
written comment: (1) Made by Regal Beloit; (2) recorded in document 
number 122 that is filed in the aforementioned docket; and (3) which 
appears on page 1 of document number 122.
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    Subsequently, DOE published a notice of public meeting and held a 
public meeting on August 10, 2017, to consider potential scope, 
definitions, equipment characteristics, and metrics for pool pump 
motors. 82 FR 30845 (July 3, 2017). DOE also requested comment on 
potential requirements for pool pump motors in a request for 
information (``RFI'') pertaining to test procedures for small electric 
motors and electric motors. 82 FR 35468 (July 31, 2017).

[[Page 62819]]

    On August 14, 2018, DOE received a petition submitted by a variety 
of entities (collectively, the ``Joint Petitioners'') asking DOE to 
issue a direct final rule for energy conservation standards for DPPP 
motors (``Joint Petition''). The entities comprising the Joint 
Petitioners are indicated in Table I-1. The Joint Petitioners stated 
that the motor on a pool pump will often fail before the pump itself 
needs to be replaced, and motor-only replacements are common. (Joint 
Petition, No. 14 at p. 2) \8\ They added that without a complementary 
standard for DPPP motors, upon replacing a pool pump motor, consumers 
may install replacement motors that are less efficient than the motor 
with which the DPPP was originally equipped. (Id.) To address this 
concern, the Joint Petitioners asked DOE to establish a direct final 
rule establishing prescriptive standards and a labeling requirement for 
DPPP motors. (Joint Petition, No. 14 at pp. 6-9) They suggested having 
the direct final rule do the following:
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    \8\ The references to comments in the remainder of the document 
are to comments in Docket No. EERE-2017-BT-STD-0048, which is 
available at: https://www.regulations.gov/docket?D=EERE-2017-BT-STD-0048.
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     Define ``dedicated-purpose pool pump motor'' as any motor 
that is certified to UL Standard 1004-10:2019, or designed and/or 
marketed for use in dedicated-purpose pool pump applications;
     Cover DPPP motors with a total horsepower (``THP'') of 
less than or equal to 5 THP; and exempt polyphase motors capable of 
operating without a drive (and distributed in commerce without a 
drive), waterfall pump motors, rigid electric spa pump motors, storable 
electric spa pump motors, integral cartridge-filter pool pump motors, 
and integral sand-filter pool pump motors;
     Establish prescriptive requirements: (1) Prohibiting DPPP 
motors from operating with a capacitor-start induction-run or split-
phase configuration at maximum operating speed, (2) requiring that DPPP 
motors with greater than or equal to 1.15 THP meet the definition of 
``variable-speed control'' DPPP motors, and (3) subjecting DPPP motors 
with freeze protection controls to the same requirements as DPPPs with 
freeze protection controls;
     Require that DPPP motors include a label indicating the 
THP and whether the motor is a single-speed, two-speed, multi-speed, or 
variable-speed control; and
     Require that manufacturers report to DOE information 
including the settings of the controls for motors with freeze 
protection controls (shipped enabled vs. shipped disabled); and, for 
those DPPP motors distributed with freeze protection controls enabled, 
the default dry-bulb air temperature setting (in degrees Fahrenheit 
(``[deg]F'')), default run time setting (in minutes) and default motor 
speed (in revolutions per minute (``rpm'')). (Id.)
    The Joint Petitioners asserted that their proposal for DPPP motors 
would provide significant benefits to consumers, manufacturers, and the 
electric grid, by assuring that, when replacing the motor on a DPPP, 
consumers would continue to realize the energy and cost savings 
provided under the DPPP energy conservation standard. (Joint Petition, 
No. 14 at p. 9) The Joint Petitioners sought a compliance date of July 
19, 2021, to align with the standards compliance date for DPPPs. (Id.) 
See also 82 FR 24218 (May 26, 2017).
    DOE published a notice of the Joint Petition and sought comment on 
whether to proceed with the proposal, as well as any data or 
information that could be used in DOE's determination of whether to 
issue a direct final rule. 83 FR 45851 (September 11, 2018).\9\ The 
comment period for this notice closed on October 26, 2018.
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    \9\ Docket No. EERE-2017-BT-STD-0048, available at: https://www.regulations.gov/docket?D=EERE-2017-BT-STD-0048.
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    DOE received comments in response to DOE's notice of receipt of the 
Joint Petition. Table I-1 lists the commenters and identifies whether 
each was part of the group of Joint Petitioners.\10\ Comments were 
generally supportive of establishing energy conservation standards for 
DPPP motors. (AHRI, No. 35 at p. 1; ACEE, No. 26 at p. 1; ASAP, No. 31 
at p. 1; Arizona Public Service, No. 40 at p. 1; APSP, No. 33 at pp. 1-
2; CA IOUs, No. 39 at pp. 1-2; CEC, No. 29 at pp. 1-3; CFA, No. 20 at 
pp. 1-2; FCAN, No. 21 at p. 1; Hayward, No. 24 at p. 1-2; NEMA, No. 23 
at p. 1; National Grid USA, No. 32 at p. 1; NRDC, No. 25 at pp. 1-2; 
NCDEQ, No. 38 at p. 1, NEEP, No. 27 at p. 1; NPCC, No. 19 at p. 1; 
Pentair, No. 37 at pp. 1-2; Pool Solutions Group, No. 41 at p. 1; Regal 
Beloit, No. 28 at p. 1; Speck Pumps, No. 34 at p. 1; Texas ROSE, No. 22 
at pp. 1-2; Tucson Electric Power and UNS Electric, No. 18 at p. 1; 
Waterway Plastics, No. 36 at p. 1; Zodiac, No. 30 at pp. 1-6.)
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    \10\ DOE also received a comment unrelated to pool pump motors, 
which is not addressed in this proposed rule. Docket: No. EERE-2017-
BT-STD-0048, Anonymous, No. 17.

              Table I-1--List of Joint Petitioners and Commenters in Response to the Joint Petition
----------------------------------------------------------------------------------------------------------------
           Organization                Abbreviation         Stakeholder group          ``Joint petitioner''
----------------------------------------------------------------------------------------------------------------
Air-Conditioning, Heating, and     AHRI...............  Trade Organization......  No.
 Refrigeration Institute.
Alliance to Save Energy *........  ASE................  Energy Efficiency         Yes.
                                                         Advocates.
American Council for an Energy     ACEEE..............  Energy Efficiency         Yes.
 Energy-Efficient Economy.                               Advocates.
Appliance Standards Awareness      ASAP...............  Energy Efficiency         Yes.
 Project.                                                Advocates.
Arizona Public Service...........  Arizona Public       Utility.................  Yes.
                                    Service.
Association of Pool & Spa          APSP...............  Trade Organization......  Yes.
 Professionals.
California Energy Commission.....  CEC................  State...................  Yes.
Consumer Federation of America...  CFA................  Consumer Protection       Yes.
                                                         Advocacy Group.
Florida Consumer Action Network..  FCAN...............  Consumer Protection       Yes.
                                                         Advocacy Group.
Hayward Industries...............  Hayward............  Pool Pump Manufacturer..  Yes.
National Electrical Manufacturers  NEMA...............  Trade Organization......  Yes.
 Association.
National Grid USA Service          National Grid USA..  Utility.................  No.
 Company, Inc..
Natural Resources Defense Council  NRDC...............  Energy Efficiency         Yes.
                                                         Advocates.
Nidec Motor Corporation *........  Nidec..............  Motor Manufacturer......  Yes.
North Carolina Department of       NCDEQ..............  State...................  No.
 Environmental Quality.
Northeast Energy Efficiency        NEEP...............  Energy Efficiency         No.
 Partnerships.                                           Advocates.

[[Page 62820]]

 
Northwest Power and Conservation   NPCC...............  Interstate Compact......  Yes.
 Council.
Pacific Gas and Electric,          CA IOUs............  Utility.................  Yes.
 Southern California Edison, San
 Diego Gas and Electric.
Pentair Water Pool and Spa, Inc.   Pentair............  Pool Pump Manufacturer..  Yes.
 *.
Pool Solutions Group.............  Pool Solutions       Small Business Owner....  No.
                                    Group.
Regal Beloit Corporation.........  Regal Beloit.......  Motor Manufacturer......  Yes.
Speck Pumps......................  Speck Pumps........  Pool Pump Manufacturer..  Yes.
Texas Ratepayers' Organization to  Texas ROSE.........  Consumer Protection       Yes.
 Save Energy.                                            Advocacy Group.
Tucson Electric Power, Inc., and   Tucson Electric      Utility.................  No.
 UNS Electric, Inc.                 Power, and UNS
                                    Electric.
Waterway Plastics, Inc...........  Waterway Plastics..  Pool Pump Manufacturer..  Yes.
WEG *............................  WEG................  Motor Manufacturer......  Yes.
Zodiac Pool Systems LLC..........  Zodiac.............  Pool Pump Manufacturer..  Yes.
----------------------------------------------------------------------------------------------------------------
* Joint Petitioner who did not file an additional comment in response to DOE's notice of petition.

    On December 12, 2018, representatives from APSP, NEMA, Nidec 
Motors, Regal Beloit, and Zodiac met with DOE to reiterate the need for 
implementation of the Joint Petition. (December 2018 Ex Parte Meeting, 
No. 42 at p. 1) \11\ On February 5, 2019, APSP, NEMA, Hayward, Pentair, 
Nidec Motors, Regal Beloit, WEG Commercial Motors, and Zodiac held 
another meeting with DOE in which the petitioners presented an 
alternative approach to the Joint Petition, suggesting DOE propose a 
labeling requirement for DPPP motors. (February 2019 Ex Parte Meeting, 
No. 43 at p. 1) These interested parties specifically requested that 
DOE base the labeling requirement on a newly-available industry 
standard for pool pump motors published on July 1, 2019 (UL 1004-
10:2019, ``Pool Pump Motors''), a design standard that incorporates 
some of the proposals contained in the Joint Petition. (February 2019 
Ex Parte Slides, No. 43 at pp. 9-10) A follow-up memorandum was 
submitted to DOE on March 1, 2019, providing additional information 
related to UL 1004-10:2019. (March 2019 Ex Parte Memo, No. 44) The 
interested parties noted the timelines and costs that would be involved 
in applying a label to the affected pool pump motors and the impacts 
flowing from past labeling efforts. (See generally id. at 1-3.)
---------------------------------------------------------------------------

    \11\ With respect to each of the ex parte communications noted 
in this document, DOE posted a memorandum submitted by the 
interested party/parties that summarized the issues discussed in the 
relevant meeting as well as its date and attendees, in compliance 
with DOE's Guidance on Ex Parte Communications. 74 FR 52795-52796 
(Oct. 14, 2009). The memorandum of the meeting as well as any 
documents given to DOE employees during the meeting were added to 
the docket as specified in that guidance. See Id. at 74 FR 52796.
---------------------------------------------------------------------------

II. Synopsis of the Notice of Proposed Rulemaking

    In response to the Joint Petition and the alternative 
recommendation presented by several of the Petitioners following 
submission of the Joint Petition, DOE is proposing to establish a test 
procedure and a labeling requirement for DPPP motors with the intention 
of ensuring that the energy savings from the DPPP standard are 
maintained while posing minimal costs to manufacturers and avoiding 
potential overlap between DOE requirements and industry-developed 
standards. DOE is not, however, contemplating the adoption of separate 
energy conservation standards for the DPPP motors that would be tested 
and labeled under this proposal.
    In this document, DOE is proposing to:
     Specify that the test procedure and labeling rule would 
apply to ``subject DPPP motors'' (i.e., DPPP motors with a THP of less 
than or equal to 5, but would not apply to: (i) DPPP motors that are 
polyphase motors capable of operating without a drive and distributed 
in commerce without a drive that converts single-phase power to 
polyphase power; (ii) waterfall pump motors; (iii) rigid electric spa 
pump motors, (iv) storable electric spa pump motors; (v) integral 
cartridge-filter pool pump motors, and (vi) integral sand-filter pool 
pump motors);
     Incorporate by reference UL 1004-10:2019 and reference the 
definitions of that standard;
     Incorporate by reference CSA C747-09 as the energy 
efficiency test method for DPPP motors;
     Require the nameplate of a subject DPPP motor (1) to 
include the full load efficiency of the motor as determined under the 
proposed test procedure, and (2) if the DPPP motor is certified to UL-
1004:2019, to include the statement, ``Certified to UL 1004-10:2019'';
     Require that catalogs and marketing materials include the 
full load efficiency of the motor;
     Require manufacturers to notify DOE of the subject DPPP 
motor models in current production (according to the manufacturer's 
model number) and whether the motor model is certified to UL 1004-
10:2019; and
     Require manufacturers to report to DOE the full load 
efficiency of the subject DPPP motor models as determined pursuant to 
the proposed test procedure. Additionally, if a DPPP motor model is 
certified to UL 1004-10:2019, require manufacturers to report the total 
horsepower and speed configuration of the motor model as provided on 
the nameplate pursuant to the UL certification.
    DOE proposes to incorporate these new DPPP motor requirements in a 
new subpart Z within 10 CFR part 431. The provisions of the proposed 
rule are discussed in further detail in the following section.

III. Discussion

A. Scope of Applicability

    DOE is proposing that the scope of the proposed test procedure and 
labeling requirements for DPPP motors align with the scope of motors 
used in pool pumps that are subject to standards and for which DOE has 
established an energy performance requirement,\12\ both in terms of 
capacity and categories of equipment (with the six exemptions). See 10 
CFR 431.465. Accordingly, DOE proposes that the scope of this test 
procedure and labeling rule includes all

[[Page 62821]]

pool pump motors with a THP less than or equal to 5 THP, and excludes 
six categories of motors that correspond to the kinds of motors used in 
pool pumps for which DOE has not established performance standards. See 
10 CFR 431.465. DOE notes that DPPP motors are not small electric 
motors as defined under EPCA.\13\ Therefore, the proposed test 
procedure and labeling requirements would apply to DPPP motors 
regardless of how the equipment is sold: i.e., whether incorporated in 
a DPPP or sold separately as a replacement part. The scope is the same 
as the scope recommended by the Joint Petitioners, which includes pool 
pump motors regardless of how they are sold--i.e., incorporated in pool 
pumps, individually sold, and without regard to whether the motor is 
manufactured domestically or imported. 83 FR 45851, 45855. The scope is 
also the same as the scope of UL 1004-10:2019. (See UL 1004-10:2019 
sec. 1.4, 1.5) The proposed exemptions, for which definitions are 
provided in UL 1004-10:2019, are listed as follows:
---------------------------------------------------------------------------

    \12\ Integral cartridge filter pool pumps and integral sand 
filter pool pumps subject to standards do not have energy 
performance requirements. Instead, they must be distributed in 
commerce with a pool pump timer that is either integral to the pump 
or a separate component that is shipped with the pump (10 CFR 
431.465(g))
    \13\ DPPP motors are not general-purpose motors and therefore do 
not meet the definition of small electric motors. 10 CFR 431.442. 
Certain DPPP motors have similar characteristics to small electric 
motors. They can be single speed, NEMA 2-digit frame size, have open 
enclosures and can either be capacitor-start induction-run, 
capacitor-start capacitor-run or polyphase motors. However, these 
DPPP motors do not meet all the performance requirements in section 
1.05 of NEMA MG1-1987 for general purpose motors (i.e., service 
factor, breakdown torque, locked rotor torque); and/or are designed, 
marketed for use in pool pump application, or both. Therefore, they 
do not meet the definition of a small electric motors. Accordingly, 
EPCA's exclusion of small electric motors that are a component of a 
covered product or equipment type from the small electric motors 
energy conservation standards does not apply to DPPP motors. See 42 
U.S.C. 6317(b)(3).
---------------------------------------------------------------------------

     Polyphase motors capable of operating without a drive and 
distributed in commerce without a drive that converts single-phase 
power to polyphase power,
     Waterfall pump motors,
     Rigid electric spa pump motors,
     Storable electric spa pump motors,
     Integral cartridge-filter pool pump motors, and
     Integral sand-filter pool pump motors.
    The recommended upper limit of 5 THP was set to approximate the 
scope of the pool pumps subject to standards at 10 CFR 431.465(f), 
which has an upper bound of 2.5 hydraulic horsepower (``HHP'').\14\ DOE 
already defines the term ``dedicated-purpose pool pump motor total 
horsepower'' at 10 CFR 431.462 and establishes how it is determined in 
section E.3.4 of 10 CFR part 431, subpart Y, appendix C. This approach 
is identical to the characterization of DPPP motor THP in UL 1004-
10:2019 (which is discussed further in section III.D.3). (See UL 1004-
10:2019, sec. 2.15.) UL 1004-10:2019 also requires the DPPP motor THP 
to be permanently marked on the nameplate. (See UL 1004-10:2019, sec. 
7.1.)
---------------------------------------------------------------------------

    \14\ A pool pump providing 2.5 HHP typically operates using a 5 
THP motor.
---------------------------------------------------------------------------

    The proposed exemption for polyphase motors would apply to three-
phase motors operating on three-phase power supply, which are most 
common in commercial applications and not used in residential 
applications. The proposed exemptions for polyphase motors would not 
exempt three-phase motors operating on a single-phase power supply (by 
connecting the motor to a drive that converts single-phase power to 
three-phase power), which are commonly used in residential 
applications. This exemption would ensure that DPPP motors used in pool 
pumps operating on three-phase power, which are not subject to energy 
performance requirements under 10 CFR part 431, subpart Y, would be 
exempt from the proposed labeling requirements. The remaining proposed 
five exemptions would also exempt DPPP motors used in DPPPs that are 
not subject to energy performance requirements under 10 CFR part 431, 
subpart Y.
    Therefore, the scope of the proposed test procedure and labeling 
requirement is consistent with the scope of motors used in pool pumps 
that are subject to standards and for which DOE has set an energy 
performance requirement, with the scope of UL 1004-10:2019, and with 
the scope recommendations of the Joint Petitioners.
    DOE requests comments on its proposal to establish a test procedure 
and labeling requirement for DPPP motors with a total horsepower of 
less than or equal to 5 THP, with the exception of: Polyphase motors 
capable of operating without a drive and distributed in commerce 
without a drive that converts single-phase power to polyphase power; 
waterfall pump motors; rigid electric spa pump motors; storable 
electric spa pump motors; integral cartridge-filter pool pump motors; 
and integral sand-filter pool pump motors.

B. Definitions

    As noted, UL 1004-10:2019 establishes definitions and marking 
requirements for certain pool pump motors and describes methods to 
verify the information conveyed by those required markings. DOE 
proposes to incorporate by reference UL 1004-10:2019 (see section 
III.D.3 of this NOPR) and to reference the definitions published in 
that industry standard, as generally recommended by the Joint 
Petitioners. DOE notes that while UL 1004-10 was referenced in the 
Joint Petition, at the time, UL 1004-10 was in the process of being 
developed and had not been finalized. (Joint Petition, No. 14 at p. 7) 
DOE provides the main deviations of the definitions finalized in UL 
1004-10:2019 from those recommended by the Joint Petitioners in Table 
III-1 of this NOPR.

      Table III-1--UL 1004-10:2019 Definition Deviations From Joint
                    Petitioners' Recommendations \15\
------------------------------------------------------------------------
                                 Deviations from the joint petitioners'
          Definition                        recommendations
------------------------------------------------------------------------
Dedicated-purpose pool pump    UL 1004-10:2019 only uses ``and/or'' as
 motor.                         ``designed and/or marketed'' whereas
                                Joint petitioners use ``and/or'' before
                                ``is designed'' and before ``marketed.''
Designed and marketed........  UL 1004-10:2019 removes ``when
                                distributed in commerce'' from the
                                recommended definition. UL 1004-10:2019
                                also uses ``any publicly available
                                documents'' whereas the joint
                                petitioners use ``all publicly available
                                documents''.
Designed and/or marketed.....  UL 1004-10:2019 removes ``when
                                distributed in commerce'' from the
                                recommended definition.
Dedicated-purpose pool pump    UL 1004-10:2019 includes further
 motor total horsepower (THP).  specification that THP is calculated in
                                accordance with the method provided in
                                section E.3.4 of appendix C of 10 CFR,
                                part 431, subpart Y, Pumps; and that the
                                DPPP motor THP is also referred to in
                                the industry as service factor
                                horsepower or motor capacity.

[[Page 62822]]

 
Integral cartridge-filter      UL 1004-10:2019 removes ``that is
 pool pump motor; Integral      distributed in commerce'' from the
 sand-filter pool pump motor;   recommended definitions.
 Storable electric spa pump
 motor;
Variable-speed control         UL 1004-10:2019 removes ``that must be
 dedicated-purpose pool pump    distributed in commerce'' from the
 motor.                         recommended definitions. UL 1004-10:2019
                                also includes references to 10 CFR part
                                431, subpart Y within the definitions.
Multi-speed dedicated purpose  UL 1004-10:2019 adds new definitions
 pool pump motor; Two-speed     (Joint petitioners did not recommend
 dedicated purpose pool pump    definitions).
 motor.
------------------------------------------------------------------------

    DOE requests comment on its proposal to incorporate by reference 
the definitions included in UL 1004-10:2019.
---------------------------------------------------------------------------

    \15\ Grammatical and formatting changes in the definitions in UL 
1004-10:2019 from those recommended by the Joint Stakeholders are 
not included in this table.
---------------------------------------------------------------------------

    As discussed in section III.E, the proposed reporting requirement 
would require manufacturers to notify DOE of the models in current 
production (according to the manufacturer's model number) to which the 
labeling requirement applies. DOE proposes to reference the term 
``manufacturer's model number,'' which is generally applicable to 
commercial equipment and defined as the identifier used by a 
manufacturer to uniquely identify the group of identical or essentially 
identical commercial equipment to which a particular unit belongs. The 
manufacturer's model number typically appears on equipment nameplates, 
in equipment catalogs and in other product advertising literature. 10 
CFR 431.2.
    DOE requests comment on the proposed use of the term 
``manufacturer's model number'' as defined at 10 CFR 431.2 for the 
purpose of reporting.

C. Test Procedures

    As discussed in section I.A.1, EPCA provides for the establishment 
of a test procedure for covered equipment. (42 U.S.C. 6314(a)) The test 
procedure must be reasonably designed to produce results reflecting the 
energy efficiency, energy use, and estimated operating costs of the 
covered equipment. (42 U.S.C. 6314(a)(2)) While EPCA includes specific 
test procedure-related requirements for electric motors, these 
requirements are limited to those motors for which standards are 
applicable. (See 42 U.S.C. 6314(a)(5)) As energy conservation standards 
are not currently applicable for DPPP motors, these specific 
requirements do not apply.
    Consistent with the statutory framework, DOE is proposing to 
incorporate by reference CSA C747-09 (published October 1, 2009) as the 
prescribed test method for evaluating the energy efficiency of those 
electric motors used in DPPP applications. This industry-based test 
procedure, which is already prescribed by DOE as an alternative testing 
method for evaluating the efficiency of certain small electric motors, 
can be applied to the range of electric motors that are used in DPPPs--
including both single- and variable-speed DPPP motors. Any anticipated 
costs for the proposed test procedure are discussed in section III.F.1 
of this document.
    CSA C747 provides guidelines for the testing of a single motor. CSA 
C747-09 requires the direct measurement of electrical input power to 
the motor and mechanical output power (in the form of torque and speed) 
from the motor (i.e., ``input-output'' test), and calculates the 
efficiency as the ratio of these two values at different load points. 
CSA C747-09 explicitly states that the test method is applicable to 
motors with variable speed controls (see Section 4 of CSA C747-09) and 
multi-speed motors (See Section 6.6 and 6.7.1 of CSA C747-09), which is 
inclusive of the scope of DPPP motors. Accordingly, DOE proposes to 
incorporate CSA C747-09 by reference at 10 CFR 431.482.
    DOE requests comments on its proposal to incorporate by reference 
CSA C747-09 as the prescribed test method for evaluating the energy 
efficiency of DPPP motors.
    As specified in section 6.5 of CSA C747-09, the motor efficiency is 
measured at no fewer than five load points.\16\ When represented in 
catalogs, motor efficiency in general, and specifically pool pump motor 
efficiency, is typically provided at full load. DOE proposes the energy 
efficiency metric for pool pump motors to be the full load 
efficiency.\17\ The efficiency of electric motors and small electric 
motors currently subject to the test procedures in appendix B to 
subpart B of 10 CFR part 431 and at 10 CFR 431.444 is measured at full 
load.
---------------------------------------------------------------------------

    \16\ As specified in section 6.5 of CSA C747-09, the motor 
efficiency is measured at no fewer than five load points total; at 
least four of which must be between 25% and 100% of full-load, and 
at least one of which between 100% and 125% of full-load.
    \17\ For variable speed motors, Section 3 of CSA C747-09 defines 
``full load'' as the rated output power at the speed specified by 
the manufacturer. For all other motors, it is defined as the rated 
horsepower of the motor (i.e., the horsepower indicated on its 
nameplate).
---------------------------------------------------------------------------

    DOE requests comments on its proposal to use full load efficiency 
as the energy efficiency metric for pool pump motors.
    In addition to providing a test method to measure motor efficiency, 
Section 7 of CSA C747-09 provides instructions on how to select the 
corresponding nominal efficiency value from Table 1 of CSA C747-09. 
Section 8 of CSA C747-09 requires that the nominal efficiency value at 
full load be marked on the motor. To determine the nominal efficiency, 
Table 1 of CSA C747-09 provides a series of standardized ranges of 
efficiency from 6 to 11 percent up to 98.8 to 99.0 percent. For a 
tested motor, the nominal efficiency value selected is the maximum 
efficiency value of the range that includes the measured efficiency 
value. As a result, the nominal efficiency value is either equal to or 
greater than the measured efficiency value. For example, a motor with a 
measured efficiency value of 84.5 percent could have a nominal 
efficiency value of 86.5 percent, which is the maximum efficiency value 
of the range that includes the measured efficiency value. To prevent 
having a metric that could potentially overstate the measured 
efficiency of the motor, DOE is not proposing to require use of nominal 
efficiency when labeling the efficiency of a pool pump motor as 
described in Section 7 and 8 of CSA

[[Page 62823]]

C747-09. Instead, DOE is proposing that a manufacturer test at least 
one motor for each model and that the labeled efficiency of a tested 
motor (i.e., the labeled full load efficiency) for that model fairly 
discloses the results of such test. (See 42 U.S.C. 6314(d))

D. Labeling and Disclosure Requirement

    As discussed earlier, DOE is proposing to adopt a test procedure 
for DPPP motors and a corresponding labeling rule. Under the current 
statutory framework, labeling requirements for electric motors are 
dependent upon the Secretary's establishment of a test procedure 
pursuant to DOE's authority under 42 U.S.C. 6314. (See 42 U.S.C. 
6315(d)) In accordance with this authority, DOE is proposing to 
establish a labeling rule to require that the nameplate indicate the 
energy efficiency of a DPPP motor as determined by the proposed test 
procedure, and that the equipment catalog and other marketing materials 
also disclose the energy efficiency of the DPPP motor. (See 42 U.S.C. 
6315(d)(1)-(2)) DOE is not, however, proposing to include other 
markings related to energy conservation standards for electric motors 
because no energy conservation standards under section 6313 currently 
apply to DPPP motors. (See 42 U.S.C. 6315(d)(3)) The inclusion of the 
energy efficiency of the motor on the nameplate and marketing materials 
will allow consumers to compare the efficiency of the original motor in 
the DPPP with potential replacement motors.
    In addition, this labeling proposal would also incorporate by 
reference UL 1004-10:2019 (see section III.D.3 for further details) and 
require manufacturers to include the statement ``Certified to UL 1004-
10:2019'' on the nameplate of DPPP motors, if the motor is certified to 
UL-1004:2019. This proposal would not affect a manufacturer's ability 
to sell DPPP motors that are not ``Certified to UL 1004-10:2019,'' as 
these motors can be used in other pump applications.\18\ As described 
in section III.D.3 of this NOPR, UL 1004-10:2019 requires that pool 
pump motors certified to that standard be permanently marked with their 
total horsepower and speed configuration (either single-speed, two-
speed, multi-speed, or variable-speed). DOE believes that the inclusion 
of the ``Certified to UL 1004-10:2019'' statement as well as the label 
disclosing the motor's energy efficiency will inform consumers about 
which motors should be used to maintain the efficiency of the DPPP.
---------------------------------------------------------------------------

    \18\ See, e.g. https://www.baldor.com/brands/baldor-reliance/products/motors/ac-motors/pump/56j-jet-pump-motors (noting the 
various applications in which Baldor-Reliance's 56J Jet Pump Motors 
may be used) and https://www.worldwideelectric.net/product-category/electric-motors/worldwide-low-voltage-motors/fractional-hp-motors/jet-pump-three-phase/(identifying multiple applications for 
Worldwide Electric's three-phase jet pump (totally-enclosed, fan-
cooled) electric motors).
---------------------------------------------------------------------------

    As a result of this proposed rule, (1) the nameplates of all 
subject DPPP motors would include the energy efficiency of the motor as 
determined by the proposed test procedure, and (2) the nameplates of 
all subject DPPP motors certified to UL 1004-10:20119 would 
additionally include the statement ``Certified to UL 1004-10:2019,'' in 
addition to the total horsepower and speed configuration information 
already required by UL 1004-10:2019.
    Section 6315(c) of EPCA authorizes the Secretary to include 
labeling requirements if they are likely to assist purchasers in making 
purchasing decisions, including: (1) Requirements and direction for 
display of any label, (2) requirements for including on any label, 
whether separately attached or shipped with, the covered equipment, 
such additional information relating to the energy efficiency, energy 
use, and other measures of energy consumption, including instructions 
for the maintenance, use, or repair of the covered equipment, as the 
Secretary determines necessary to provide adequate information to 
purchasers, and (3) requirements that printed matter which is displayed 
or display or distributed at the point of sale of such equipment 
disclose such information as may be required under this section to 
disclose on the label of such equipment. (42 U.S.C. 6315(c)) The 
inclusion of the statement ``Certified to UL 1004:10-2019,'' if 
applicable, would be likely to assist purchasers, as it provides 
purchasers additional information about the energy efficiency of the 
product. (See 42 U.S.C. 6315(c)(2)) Further, the statement on the 
nameplate would also inform purchasers that the equipment conforms to 
the industry standard for DPPP motors. Additionally, certification to 
UL 1004-10:2019 specifies that the nameplate on the DPPP motor include 
the total output power and speed configuration of the motor. This 
information would allow consumers to compare replacement motor models 
with the specifications of motors that are currently installed in their 
DPPPs, allowing for replacement with motors of comparable energy 
efficiency and speed capability.
1. Energy Efficiency Nameplate Label
    As discussed previously, labeling rules applicable to electric 
motors shall provide that the label for electric motors indicate the 
energy efficiency of the motor on the permanent nameplate attached to 
the motor. (42 U.S.C. 6315(d)(1)) When establishing labels for electric 
motors, DOE must consider the NEMA Standards Publication MG1-1987 
(``NEMA MG1-1987''). (42 U.S.C. 6315(d)) Section MG1-12.30 of NEMA MG1-
1987 specifies that the energy efficiency of a motor must be measured 
in accordance with (1) Institute of Electrical and Electronics 
Engineers (``IEEE'') 114-1982 Test Procedures for Single Phase Motors; 
or (2) IEEE 112-1984 Test procedures for Polyphase Induction Motors and 
Generators.
    IEEE 114-1982 has been updated and replaced by newer versions. The 
most recent version was published in 2010 (i.e., IEEE 114-2010). IEEE 
114-2010 is only applicable to single phase alternating current 
(``AC'') induction motors tested at full speed, and cannot be applied 
to the entire range of pool pump motors addressed in this NOPR. For 
example, IEEE 114-2010 does not include instructions on how to test 
electronically commutated motors (``ECMs''), which is the primary 
category of motors used in variable speed pool pumps.
    IEEE 112-1984 also has been updated and replaced by newer versions. 
The most recent version was published in in 2017 (i.e., IEEE 112-2017). 
IEEE 112-2017 provides test procedures for AC induction polyphase 
motors without drives and is not applicable to DPPP motors as defined 
in this proposal, given the proposed exemption for polyphase 
motors.\19\ As discussed in section III.C, DOE proposes CSA C747-09 as 
the prescribed test method for evaluating the energy efficiency of 
those electric motors used in DPPP applications. DOE recognized in a 
previous rulemaking pertaining to small electric motors that CSA C747-
09 is equivalent to the IEEE 114-2010 test methods. 74 FR 32059, 32065 
(July 7, 2009). The main difference between the two industry standards 
is that CSA C747-09 explicitly states that the test method is also 
applicable to motors with variable speed controls (see Section 4 of CSA 
C747-09) and multi-speed motors (See Section 6.6 and 6.7.1 of CSA C747-
09), making it explicitly applicable to those types of DPPP motors; 
whereas IEEE 114-2010 is applicable only to single phase AC induction 
motors tested at full speed, and cannot be applied to the entire

[[Page 62824]]

range of DPPP motors in scope. Therefore, CSA C747-09 is more 
appropriate than IEEE 114-2010 as a test procedure and for establishing 
labels for DPPP motors. In addition, as discussed in III.C, DOE 
proposes the metric for DPPP motors to be the full load efficiency. 
Accordingly, DOE proposes that the nameplate disclose the full load 
efficiency of the DPPP motor and that the equipment catalog and other 
marketing materials also include the full load energy efficiency of the 
DPPP motor. Furthermore, DOE is proposing to require representations be 
based on testing of a minimum of one DPPP motor that is manufactured by 
a single manufacturer, and which has the same total horsepower, has 
electrical characteristics that are essentially identical, and does not 
have any differing physical or functional characteristics regarding the 
operating speed. The disclosure of the energy efficiency of the motors 
on the nameplate informs consumers of the energy efficiency of a DPPP 
motor. This allows consumers to make comparisons prior to purchase by 
comparing the efficiency of the original DPPP motor with potential 
replacements. DOE also proposes to establish sampling requirements for 
those instances in which a manufacturer chooses to test more than one 
unit.
---------------------------------------------------------------------------

    \19\ See exemption of polyphase motors capable of operating 
without a drive and sold without a drive that; converts single phase 
power to three-phase power discussed in section III.A of this 
document.
---------------------------------------------------------------------------

2. Energy Efficiency Disclosure
    The labeling provisions in EPCA specific to electric motors require 
that equipment catalogs and other marketing materials prominently 
display the energy efficiency of the electric motor. (42 U.S.C. 
6315(d)(2)) After reviewing equipment catalogs, DOE has determined that 
motor efficiency in general, and specifically pool pump motor 
efficiency, is typically provided at full load. The disclosure of motor 
energy efficiency in the marketing materials will inform consumers 
about the energy efficiency of potential replacement motors. This would 
allow consumers to compare the efficiency of the original DPPP motor 
with potential replacement motors and ultimately guide consumers on 
selecting an appropriate motor when a replacement for the original 
motor is necessary. Accordingly, DOE proposes that the equipment 
catalog and other marketing materials for DPPP motors include the full 
load energy efficiency of the DPPP motor model.
3. UL 1004-10:2019 Statement
    As discussed in section I.B of this NOPR, several interested 
parties met with DOE and recommended as an alternative to the August 
2018 petition that DOE adopt a labeling requirement for DPPP motors 
based on UL 1004-10:2019. These interested parties stated that 
requirements of UL 1004-10:2019 are identical to those suggested in the 
Joint Petition and that the UL standard was developed to identify DPPP 
motors that could be used in DPPPs that comply with the DOE standards. 
(APSP and NEMA, No. 43-b, at p. 9)
    As discussed, UL 1004-10:2019 establishes definitions and marking 
requirements for certain pool pump motors and describes methods to 
verify the information conveyed by those required markings. UL 1004-
10:2019 requires that pool pump motors certified to that standard be 
permanently marked with their total horsepower and speed configuration 
(either single-speed, two-speed, multi-speed, or variable-speed).\20\ 
UL 1004-10:2019 also specifies that (1) motors must not be built in a 
capacitor-start, induction-run or split-phase configuration at maximum 
operating speed; and (2) motors with a THP greater than or equal to 
1.15 must include a variable-speed control. The UL 1004-10:2019 
specifications reflect the motor options likely to be employed in DPPPs 
as a means to comply with the efficiency levels required by the DPPP 
standards at 10 CFR 431.465(f) (compliance date of July 19, 2021). 
Accordingly, a DPPP motor that meets the UL standard and that is used 
as a replacement motor in a compliant DPPP would ensure that the 
efficiency level of the DPPP is maintained. The inclusion of the 
``Certified to UL 1004-10:2019'' statement would inform consumers that 
the motor being used in their DPPP meets the same industry standards as 
the original motor including the speed and configuration of the motor.
---------------------------------------------------------------------------

    \20\ UL 1004-10, Outline of Investigation for Pool Pump Motors, 
Issue Number: 1, published July 1, 2019.
---------------------------------------------------------------------------

    Pool pump motors with a total horsepower greater than or equal to 
1.15 THP are primarily used in standard-size self-priming pool filter 
pumps (52 percent of DPPP motor applications), while pool pump motors 
below 1.15 THP are typically found in small-size self-priming pool 
filter pumps, non-self-priming pool filter pumps, and pressure cleaner 
booster pumps (which represent 48 percent of the DPPP motor 
applications).\21\ The limit in scope of UL 1004-10:2019 at 1.15 THP 
mirrors the 0.711 HHP limit used to differentiate standard-size self-
priming pool filter pumps (which are subject to the DOE pool pump 
energy conservation standards that would likely require a variable-
speed control motor) from small-size self-priming pool filter pumps 
(which are subject to the DOE pool pump energy conservation standards 
that would likely require a high-efficiency single-speed motor).
---------------------------------------------------------------------------

    \21\ Estimate of DPPP motors shipments by DPPP application for 
2021.
---------------------------------------------------------------------------

    Additionally, UL 1004-10:2019 ensures that pool pump motors with 
freeze protection controls are shipped with the freeze protection 
feature disabled, or with the following default, user-adjustable 
settings: (a) The default dry-bulb air temperature setting shall be no 
greater than 40 [deg]F; (b) the default run time setting shall be no 
greater than 1 hour (before the temperature is rechecked); and (c) the 
default motor speed in freeze protection mode shall not be more than 
half of the maximum operating speed. These settings are identical to 
the requirements for pool pumps with freeze protection controls found 
at 10 CFR 431.465(h) and ensure replacement motors have the same 
settings as original motors used in pool pumps. UL 1004-10:2019 also 
describes steps to follow in order to verify that these settings are 
included in pool pump motors with freeze protection controls.
    Accordingly, DOE proposes that the statement ``Certified to UL 
1004-10:2019'' be included on DPPP motors that are certified to UL-
1004:2019. The inclusion of this statement would not prohibit the sale 
of DPPP motors that are not certified to UL 1004-10:2019 for other 
applications, but it evidences to consumers which motors will ensure 
that the efficiency level of the original DPPP motor is maintained.
4. Statutory Requirements for Label
    For any labeling requirement under 42 U.S.C. 6315, EPCA states that 
the Secretary shall not promulgate labeling rules for ``any class of 
industrial equipment unless it has determined that (1) labeling in 
accordance with this section is technologically and economically 
feasible with respect to such class; (2) significant energy savings 
will likely result from such labeling; and (3) labeling in accordance 
with this section is likely to assist consumers in making purchasing 
decisions.'' (42 U.S.C. 6315(h)) Accordingly, DOE has reviewed the 
proposed labeling requirement that the nameplate disclose the energy 
efficiency of a DPPP motor as determined by the proposed test procedure 
and that DPPP motors be marked, if applicable, with the statement 
``Certified to UL 1004-10:2019.'' In addition, DOE has reviewed the 
proposed requirements for equipment catalogs and other marketing 
materials prominently displaying the energy efficiency of the electric 
motor.

[[Page 62825]]

DOE has made the following tentative findings.
    DOE has tentatively determined that the proposed labeling 
requirement is technologically and economically feasible. As discussed 
previously, the proposed rule would incorporate by reference CSA C747-
09 as the test procedure and require that the nameplate disclose the 
energy efficiency of a DPPP motor as determined by the proposed test 
procedure. In addition, the proposed rule would incorporate by 
reference UL 1004:10-2019 and require manufacturers to include the 
statement ``Certified to UL 1004-10:2019'' on the nameplate of DPPP 
motors, if the motor is certified to UL-1004:2019. Finally, the 
proposed rule would require that to the extent manufacturers provide 
equipment catalogs and other marketing materials, such catalogs and 
materials would be required to prominently display the energy 
efficiency of the electric motor. After reviewing product catalogs and 
purchasing a range of electric motor products for inspection, DOE has 
found that electric motor manufacturers include nameplates on their 
equipment, and typically these nameplates include the equipment's model 
number, horsepower, and other motor attributes. In addition, equipment 
catalogs also include similar information, with at least one DPPP motor 
manufacturer currently including energy efficiency information in its 
marketing materials and catalogs. DOE purchased and reviewed a 
selection of DPPPs from three different manufacturers and tentatively 
determined that the existing labels on the integrated motors include 
adequate blank space that would allow for incorporation of energy 
efficiency and an additional statement regarding the status of 
certification to UL 1004-10:2019 without needing to increase the size 
of the label. Furthermore, for those DPPP motor manufacturers that 
would be required to include additional energy efficiency information 
in their marketing materials and catalogs, DOE tentatively concludes 
that there is adequate space that would allow for the addition of the 
energy efficiency information. Given that manufacturers currently 
include nameplates on motors that would be classified as DPPP motors 
under the proposed rule, there would be no physical limitations on 
including the proposed statement, and that there would be no physical 
limitations to include the energy efficiency information in marketing 
materials and catalogs, DOE has tentatively determined that it is 
technologically feasible for DPPP motor manufacturers to provide the 
labeling requirements as proposed.
    DOE has also tentatively determined that it is economically 
feasible \22\ to include a label as proposed on a DPPP motor as 
required under 42 U.S.C. 6315(h)(1). See 42 U.S.C. 6315(h)(1)-(3) 
(prohibiting promulgation of labeling requirements unless the Secretary 
has first determined that labeling is technologically and economically 
feasible with respect to each class, that significant energy savings 
will likely result from such labeling, and labeling is likely to assist 
consumers in making purchasing decisions). As noted, manufacturers 
currently include nameplates on electric motors that would be 
classified as DPPP motors under the proposed rule, demonstrating that 
inclusion of a label is not cost prohibitive. Further, inclusion of the 
energy efficiency and the required UL 1004-10:2019 statement, if 
applicable, on an existing nameplate would also not be cost 
prohibitive. DOE estimates the one-time manufacturer conversion costs 
associated with label redesign to be up to $10,000 per DPPP motor 
manufacturer. This estimated cost includes the development of a new 
label layout by an internal resource, production of test samples, an 
internal committee meeting to approve final designs, and implementation 
across the assembly lines. DOE estimates that this cost would be less 
than one tenth of one percent of the average manufacturer's annual 
revenue. DOE notes that the interested parties stated that there would 
be a negligible incremental cost associated with obtaining a UL 1004-
10:2019 label and estimated this cost to be in the range of $30,000-
$40,000 per motor manufacturer.\23\ (March 2019 Ex Parte Memo, No. 44 
at p.2) However, the interested parties did not provide any further 
information on how this estimate was determined, and DOE acknowledges 
that this estimate may include costs that are outside of the scope of 
this labeling proposal.
---------------------------------------------------------------------------

    \22\ The criterion of ``economically feasible'' is a separate 
and distinct consideration from ``economically justified'' under 42 
U.S.C. 6295(o)(2)(B)(i) that requires evaluation of a series of 
seven factors specified by EPCA, one of which includes consideration 
of cost savings. (42 U.S.C. 6295(o)(2)(B)(i)(I)-(VII)) The 
consideration of ``economically justified'' is required in the 
context of establishing energy conservation standards. (See 42 
U.S.C. 6316(a); 42 U.S.C. 6295(o)(2)(b)(i)) Accordingly, DOE did not 
evaluate the proposed labeling requirements under the seven factors 
and did not estimate any potential cost savings that would occur 
were the labeling rule to be finalized.
    \23\ Interested parties also indicated that each pump 
manufacturer may be faced with a cost of up to $200,000-$300,000 
associated with efforts to ``validate alternate motors and have them 
listed with the appropriate agencies.'' DOE notes that this labeling 
proposal does not require pump manufacturers to validate or list 
DPPP motors, and therefore this cost was not considered in this 
analysis.
---------------------------------------------------------------------------

    DOE also estimates the requirement to include energy efficiency 
information in equipment catalogs and other marketing materials of DPPP 
motors, to the extent that such catalogs and materials are provided by 
a manufacturer, would also not be cost prohibitive. As discussed 
previously, DOE tentatively concluded that there is adequate space in 
catalogs and marketing materials that would allow for the addition of 
the energy efficiency information. Accordingly, DOE estimates that each 
DPPP motor manufacturer would spend approximately four additional hours 
annually to include this value on all equipment catalogs and marketing 
materials for all DPPP motor models. Based on estimates from the Bureau 
of Labor Statistics, DOE estimated $44.57 as the hourly rate for a 
``marketing specialist'' or equivalent employee performing this task, 
resulting in an annual cost of $178 per manufacturer. See section 
III.F.1.d for further details.
    DOE believes that DPPP motor manufacturers would not have suggested 
that DOE promulgate regulations that would impose costs that those 
manufacturers found to be uneconomic. Accordingly, DOE has tentatively 
determined that requiring nameplate labels to provide energy efficiency 
and the ``Certified to UL 1004-10:2019'' statement, if applicable, in 
addition to equipment catalogs and other marketing materials 
prominently displaying the energy efficiency, would be economically 
feasible. Additional discussion of the estimated costs of the proposed 
labeling requirement is provided in section III.F.
    DOE's proposal is also consistent with the requirements of the 
National Technology Transfer and Advancement Act of 1995, Public Law 
104-113, 12(d), Mar. 7, 1996, 110 Stat. 783, as amended by Public Law 
107-107, Div. A, Title XI, Sec.  1115, Dec. 28, 2001, 115 Stat. 1241 
(``NTTAA''), 15 U.S.C. 272 note, and the associated OMB Circular A-119, 
which directs Federal agencies to use voluntary consensus standards 
unless inconsistent with applicable law or otherwise impracticable.\24\
---------------------------------------------------------------------------

    \24\ Section 12(d) of the NTTAA provides that with one 
exception, all Federal agencies and departments shall use technical 
standards developed or adopted by voluntary consensus standards 
bodies (``voluntary consensus standards''), using such standards as 
a means to carry out policy objectives or activities determined by 
the agencies and departments. The statutory exception is that a 
Federal agency or department may elect to use other technical 
standards if using voluntary consensus standards is inconsistent 
with applicable law or otherwise impractical, and if the agency head 
submits to OMB an explanation of the reasons for using the 
alternative standards. See 15 U.S.C. 272 note. Section 6 of OMB 
Circular A-119, available at https://www.whitehouse.gov/sites/whitehouse.gov/files/omb/circulars/A119/revised_circular_a-119_as_of_1_22.pdf, reiterates the requirement for Federal agencies 
to use voluntary consensus standards unless inconsistent with 
applicable law or otherwise impracticable, and to issue guidance for 
agency reporting to OMB when standards other than voluntary 
consensus standards are used.

---------------------------------------------------------------------------

[[Page 62826]]

    DOE has tentatively determined that the proposed labeling 
requirement would likely result in significant energy savings. DOE 
estimates that the proposed labeling rule would save 1.0 quadrillion 
British thermal units (quads) of energy over a 30-year period (2021-
2050). This energy savings estimate assumes all consumers would select 
replacement motors that are as efficient as motors sold in compliant 
pool pumps (i.e., compliant with the standards at 10 CFR 431.465(f)) 
and certified to UL 1004-10:2019. If consumers select replacement 
motors that are not as efficient as motors sold in compliant pool pumps 
and are not certified to UL 1004-10:2019, then the energy savings would 
be less than estimated in this analysis. The total energy savings from 
this proposed labeling rule can be broken down into two segments: (1) 
The preserved energy savings from the January 2017 Direct Final Rule 
(0.8 quads) and (2) additional energy savings (0.2 quads) from an 
increase in shipments of compliant pool pumps and pool pump motors. 
Since the publication of the January 2017 Direct Final Rule, several 
interested parties commented that without a complementary standard or 
label for DPPP motors, upon replacing a pool pump motor, consumers may 
install replacement motors that are less efficient than the motor 
originally in the pool pump (See discussion in section I.B). The 
January 2017 Direct Final Rule assumed that, even in the absence of 
DPPP motor requirements, all consumers purchasing pool pumps after 2021 
would select replacement motors that are as efficient as the motors 
sold in the original pump and included the savings originating from the 
sales of replacement motors in the total energy savings for this rule. 
Considering the recent inputs from interested parties, DOE determined 
that a labeling rule is necessary to ensure these energy savings are 
preserved (0.8 quads). The additional energy savings (0.2 quads) are 
attributable to DPPPs that were manufactured prior to the DPPP energy 
conservation standards compliance date (i.e. July 19, 2021) that are 
repaired with replacement motors sold in or after 2021, and by an 
increase of shipments of compliant pool pumps (incorporating DPPP 
motors).
    DOE used information from the DPPP direct final rule technical 
support document (Chapter 9 Shipments Analysis and Chapter 10 National 
Impact Analysis) to estimate the energy savings from the proposed 
labeling requirement.\25\ First, DOE used the projected shipments of 
pool pumps, lifetime distributions, and repair frequency (40 percent 
per year) as provided in the DPPP rulemaking and recommended by 
interested parties (March 2019 Ex Parte Memo, No. 44 at p.2) to 
calculate the resulting number of failing motors each year and 
corresponding motor replacement sales. DOE then estimated the per unit 
energy savings of a DPPP with a less efficient replacement DPPP motor, 
as compared to the energy consumption of DPPP with a replacement motor 
that is certified to UL 1004-10:2019 (assuming that the UL 1004-10:2019 
certified DPPP motor had the same efficiency and speed control 
capability as the motor being replaced). For each pool pump motor 
application (i.e., pool pump equipment class), DOE then combined pool 
pump motor shipments and per unit energy savings estimates from the 
January 2017 Direct Final Rule to estimate the savings from the 
proposed labeling requirement generated by shipments of replacement 
motors. DOE projects that with the labeling requirement, the repair 
frequency will remain at its current rate of 40 percent as estimated by 
interested parties (as described below), rather than increasing to 60 
percent as estimated in the January 2017 Direct Final Rule, resulting 
in a decrease in pool pump repairs that would have otherwise occurred, 
and therefore an increase in new compliant pool pump sales.\26\ DOE 
combined pool pump shipments and per unit energy savings to calculate 
the additional energy savings from the increase in compliant pool 
pumps, due to the implementation of the proposed labeling requirements.
---------------------------------------------------------------------------

    \25\ For more details, see chapter 9 and 10 of the DPPP direct 
final rule TSD, at https://www.regulations.gov/document?D=EERE-2015-BT-STD-0008-0105.
    \26\ In the January 2017 Direct Final Rule, DOE projected that 
the repair frequency of some categories of pool pumps (i.e., certain 
pool pumps sold prior to the compliance date of the pool pump 
standards, July 19, 2021; and still in operation after 2021) will 
increase from 40 percent to 60 percent in the standards case due to 
the availability of lower efficiency replacement DPPP motors. 82 FR 
5650, 5703 (January 18, 2017)
---------------------------------------------------------------------------

    The calculations are provided in a spreadsheet published in the 
rulemaking docket.
    The energy savings estimated by DOE (1.0 quads) are lower than the 
estimate of 1.9 quads provided by the interested parties. (March 2019 
Ex Parte Memo, No. 44 at p.2) Interested parties based this estimate on 
several assumptions: (1) The repair frequency of all pool pump 
equipment classes would increase from 40 percent to 60 percent as a 
result of the pool pump energy conservation standards; (2) a labeling 
requirement would revert the repair frequency to its current scenario 
(40 percent), resulting in a decrease in pool pump repairs and increase 
in new pool pump sales; and (3) the energy savings would be generated 
exclusively by the increase in sales of compliant variable-speed 
controlled pool pumps. Interested parties then used the total energy 
savings over 30 years (2021-2050) from the DPPP rulemaking to estimate 
the energy savings from increased shipments of compliant pool pumps. 
DOE reviewed this calculation and identified four main points that 
explain the difference between DOE's 1.0 quads estimate and the 1.9 
quads estimate provided by the interested parties:
     The interested parties' calculation was performed for the 
entire market of pool pump motors and includes energy savings from 
categories of pool pump motors for which DOE is not proposing a 
labeling requirement;
     The interested parties assumed that the repair frequency 
of all pool pumps would increase from 40 percent to 60 percent as a 
result of the pool pump energy conservation standards. However, in the 
January 2017 Direct Final Rule, DOE assumed that the repair frequency 
would increase only for some categories of pool pumps (i.e., pool pumps 
sold prior to the compliance date of the pool pump standards, July 19, 
2021; and still in operation after 2021). As a result, the shift back 
to a 40 percent repair frequency would impact only a fraction of the 
market, and would lead to a smaller increase in pool pump sales than 
estimated by the interested parties.
     The interested parties assumed that the 40 percent repair 
frequency corresponds to replacement (i.e., standalone) motors 
representing 40 percent share of the total market for DPPP motors. 
However, the 40 percent repair rate corresponds to 40 percent of the 
segment of the market for repair/replacement of existing installations. 
As a result, the shift from a 40 percent to a 60 percent repair 
frequency cannot be used to represent the relative increase in sales of 
compliant pool pumps; and
     The interested parties' estimate accounts for the energy 
savings from the increase in sales of pool pumps and does not account 
for the savings from

[[Page 62827]]

consumers selecting replacement motors that are UL 1004-10:2019 
certified. DOE quantified the savings from consumers selecting 
replacement motors that are UL 1004-10:2019 certified and the savings 
generated by an increase in shipments of compliant pool pumps.
    Finally, DOE has tentatively determined that the proposed labeling 
requirement would likely assist consumers in making purchasing 
decisions. A statement on the nameplate indicating certification to UL 
1004-10:2019, if applicable, would inform purchasers that the equipment 
conforms to the industry standard for DPPP motors. Additionally, 
certification to UL 1004-10:2019 specifies that the nameplate on the 
DPPP motor includes the total horsepower and speed configuration of the 
motor. This information, combined with the energy efficiency 
information on the nameplate and in marketing materials and catalogs, 
would allow consumers to compare replacement motor models with the 
specifications of motors that are currently installed in their DPPPs, 
allowing for replacement with motors of comparable energy efficiency 
and speed configuration. In addition, interested parties highlighted 
the historical success of consumer labeling programs for electric 
motors. In 2001, NEMA introduced the NEMA Premium compliance mark. 
Within three years of this introduction, market penetration of premium 
efficiency motor designs jumped from 10% to over 25% of units sold, 
which indicates that compliance certifications on consumer labels may 
be effective in informing consumer purchasing decisions. (March 2019 Ex 
Parte Memo, No. 44 at p. 3)
    For the reasons discussed, DOE has tentatively determined that the 
proposed labeling requirement (1) would be technologically and 
economically feasible; (2) would likely result in significant energy 
savings; and (3) would likely assist consumers in making purchasing 
decisions, as required by EPCA. Accordingly, DOE proposes to establish 
a labeling requirement for DPPP motors.
    DOE seeks comment on the proposed requirement for DPPP motor 
manufacturers to label each DPPP motor with its measured energy 
efficiency on the motor's nameplate and to include that same 
information in marketing materials and catalogs, in addition to a 
statement indicating certification to UL 1004-10:2019, if applicable. 
Further, DOE seeks comment on whether this requirement is 
technologically and economically feasible, likely to result in 
significant energy savings, and likely to assist consumers in making 
purchasing decisions
    DOE seeks data from manufacturers (and any other interested 
parties) regarding the cost of implementing the proposed labeling 
requirement, and the discrepancy between the costs DOE estimated to the 
costs estimated in the March 2019 Ex Parte Memo. Specifically, DOE 
requests the underlying information for how the March 2019 Ex Parte 
Memo estimated the costs to obtain a UL 1004-10:2019 label to be in the 
range of $30,000-$40,000 per motor manufacturer.
    DOE also seeks comment on the degree to which the proposed labeling 
requirement should consider and be harmonized further with UL 1004-
10:2019 or other relevant industry standards for DPPP motors, and 
whether any changes to the proposed Federal labeling requirement would 
provide additional benefits to the public. DOE also requests comment on 
the benefits and burdens of adopting any industry/voluntary consensus-
based or other appropriate labeling requirements, without modification.

E. Reporting

    DOE proposes to require that the permanent nameplates of DPPP 
motors be clearly marked with the energy efficiency of the motor. For 
DPPP motors that are certified to UL-1004:2019, DOE proposes to also 
require the statement, ``Certified to UL 1004-10:2019''. Each 
manufacturer of equipment that would be covered under this proposal 
would be required to affix a label that meets, and is displayed in 
accordance with, the requirements of such rule. (42 U.S.C. 6315(a)-(d)) 
DOE is proposing that manufacturers or any distributor, retailer, or 
private labeler of DPPP motors be required to include the energy 
efficiency in any catalog from which a subject DPPP motor may be 
purchased, but is not proposing to require that such a catalog include 
the statement, ``Certified to UL 1004-10:2019,'' if applicable. (Id.) 
However, a manufacturer or any distributor, retailer, or private 
labeler may choose to include the ``Certified to UL 1004-10:2019'' 
statement, if applicable, in any catalog from which a subject DPPP 
motor may be purchased.
    EPCA requires that each manufacturer of covered equipment to which 
a labeling rule under 42 U.S.C. 6315 applies must notify DOE--
    (A) Of the models in current production (and starting serial 
numbers of those models) to which such rule applies not later than 60 
days after the compliance date; and
    (B) Prior to commencement of production, of all models subsequently 
produced (and starting serial numbers of those models) to which such 
rule applies. (42 U.S.C. 6316(a); 42 U.S.C. 6296(b)(1))
    That is, for DPPP motors already being produced, manufacturers 
would be required to report such DPPP motors to DOE within 60 days 
following the compliance date (i.e., 12 months following publication of 
the final rule if the rule is finalized). For new DPPP motors (i.e., 
DPPP motors with a new manufacturer's model number \27\) produced after 
the effective date of a final rule (assuming it were finalized), 
manufacturers would be required to report to DOE prior to commencement 
of production.
---------------------------------------------------------------------------

    \27\ EPCA uses the term ``starting serial number'' (42 U.S.C. 
6296(b)(1)). The reference to the ``starting'' serial number appears 
to be for the purpose of reporting the group of identical or 
essentially identical commercial equipment to which a particular 
unit belongs and to which the requirement applies, as opposed to 
reporting individual units. For consistency with DOE's Appliance 
Standards Program, DOE is using the term ``manufacturer's model 
number'' in lieu of the statutory term.
---------------------------------------------------------------------------

    EPCA does not define ``commencement of production'' and DOE is 
proposing only to specify that ``commencement of production'' must be a 
date prior to the distribution of a DPPP motor in commerce for sale. 
The exact point at which production commences may be understood 
differently between manufacturers depending on production planning and 
strategies. Regardless, ``commencement of production'' occurs prior to 
a new DPPP motor (i.e., a DPPP motor with a new manufacturer's model 
number) being distributed in commerce for sale. DOE would require that 
a manufacturer report prior to distribution of a new DPPP motor in 
commerce for sale, allowing manufacturers to continue relying on their 
individual production planning and strategies. Additionally, a 
manufacturer would be required to report each manufacturer's model 
number for DPPP motors subject to the labeling requirement only once. 
This would not be an annual reporting requirement and there would be no 
requirement to report the discontinuance of a manufacturer's model 
number.
    In addition to providing the manufacturer's model number, 
manufacturers would also be required to provide the associated brand 
name of the DPPP motor, the full load efficiency of the motor model as 
determined pursuant to the proposed test procedure, and whether the 
motor model is certified to UL 1004-10:2019. If a DPPP

[[Page 62828]]

motor is certified to UL 1004-10:2019, a manufacturer would also be 
required to report the total horsepower and speed configuration of the 
motor as provided on the nameplate pursuant to the UL certification.
    The report would also require submission of basic information such 
as the manufacturer's name and address. The report would also require 
inclusion of a reporting statement that includes the date, the name of 
the company official signing the statement, and his or her signature, 
title, address, telephone number, and email address; and a statement 
that: (1) All information reported in the report is true, accurate, and 
complete; and (2) the manufacturer is aware of the penalties associated 
with violations of EPCA, the regulations thereunder, and 18 U.S.C. 
1001, which prohibits knowingly making false statements to the Federal 
Government. Reports would be submitted electronically through DOE's 
existing Certification Compliance Management System.
    Manufacturers would be required to use reporting templates to 
report to DOE, within 60 days of the compliance date of any final rule, 
all subject DPPP motor models (reported according to the manufacturer's 
model number) in current production. Manufacturers would also be 
required to use reporting templates to report, prior to commencement of 
production, all subject DPPP motor with a previously unreported 
manufacturer's model number that are subsequently produced. To help 
interested parties better appreciate the proposed reporting 
requirement, a draft reporting template \28\ is included in the docket.
---------------------------------------------------------------------------

    \28\ A draft reporting template is included in the docket, 
identified by docket number EERE-2017-BT-STD-0048.
---------------------------------------------------------------------------

    As discussed, DOE is proposing reporting requirements based in part 
on the ``manufacturer's model number.'' DOE defines ``manufacturer's 
model number'' as the identifier used by a manufacturer to uniquely 
identify the group of identical or essentially identical covered 
products or covered equipment to which a particular unit belongs. 10 
CFR 429.2. The manufacturer's model number typically appears on the 
product nameplates, in product catalogs and in other product 
advertising literature. Id. If the UL certification status were to 
change for a DPPP motor for which a report was previously submitted 
(e.g., a DPPP motor that was previously reported as not certified to UL 
subsequently was certified) that DPPP motor would not be essentially 
identical to the covered equipment previously reported. Accordingly, a 
new manufacturer's model number would need to be assigned and a report 
submitted. DOE would expect that the change in the manufacturer's model 
number would be consistent with industry practice, as manufacturers 
would use different model numbers in marketing materials to distinguish 
between certified and non-certified equipment.
    Additionally, DOE is proposing to permit third party submitters 
(e.g., a trade association, an independent laboratory, or other 
authorized representative) to submit the required notification reports. 
Manufacturers would still be responsible for the report's submission, 
and each manufacturer using a third party submitter would be required 
to have an authorization form on file with DOE. The authorization form 
would include a compliance statement as specified in 10 CFR 431.486, 
specify the third party authorized to submit notification reports on 
the manufacturer's behalf, and provide the contact information and 
signature of a company official of the manufacturer.
    If DOE were to finalize the labeling rule as proposed, several acts 
would be prohibited. For example, EPCA provides that it is unlawful for 
any manufacturer or private labeler to distribute in commerce any new 
covered equipment required to bear a label unless such equipment is 
labeled as required; for any manufacturer, distributor, retailer, or 
private labeler to remove a required label; and for any manufacturer to 
fail to provide energy efficiency information required to be provided. 
(See 42 U.S.C. 6316(a); 42 U.S.C. 6302(a)(1)-(3))
    DOE seeks comment on the proposed reporting requirement and the 
proposed reporting template.
    DOE also requests comment on the proposal not to require that the 
statement ``Certified to UL 1004-10:2019'' be included in catalogs that 
sell a DPPP motor that is certified to UL 1004-10:2019, and not to 
require manufacturers to submit a certification report to DOE regarding 
a motor's compliance with UL 1004-10:2019, if applicable.

F. Test Procedure and Labeling Costs, Harmonization, and Other Topics

1. Test Procedure and Labeling Costs and Impact
    EPCA requires that test procedures and labeling proposed by DOE not 
be unduly burdensome to conduct. In this NOPR, DOE proposes to 
incorporate by reference UL 1004-10:2019 to reference the definitions; 
incorporate by reference CSA C747-09 as the proposed test procedure; 
require the nameplate of a subject DPPP motor to include (1) the full 
load efficiency of the motor as determined under the proposed test 
procedure and (2) the statement, ``Certified to UL 1004-10:2019,'' if 
applicable; require catalogs and marketing materials include the full 
load efficiency of the motor; require manufacturers to notify DOE of 
the subject DPPP motor models in current production (according to the 
manufacturer's model number) and indicate whether the motor is 
certified to UL 1004-10:2019; require manufacturers to report to DOE 
the full load efficiency as represented on the nameplate; and if a DPPP 
motor is certified to UL 1004-10:2019, require manufacturers to report 
the total horsepower and speed configuration of the motor as provided 
on the nameplate pursuant to the UL 1004-10:2019 certification. DOE has 
tentatively determined that these proposed amendments would not be 
unduly burdensome for manufacturers to conduct.
    DOE's analysis of this proposal indicates that, if finalized, it 
would result in a net cost to manufacturers.

 TABLE III.1--Summary of Total Cost Impacts for DPPP Motors Using a 10-
                  Year Time Horizon Discounted to 2020
                            [Thousands 2019$]
------------------------------------------------------------------------
                                          Present  value  Present  value
                Category                     costs  (3       costs  (7
                                             percent)        percent)
------------------------------------------------------------------------
One-time labeling costs.................              49              47

[[Page 62829]]

 
Reporting and marketing costs...........              23              19
                                         -------------------------------
    Total Net Cost Impacts *............              71              66
------------------------------------------------------------------------
* Values may not sum exactly due to rounding.


 TABLE III.2--Summary of Annualized Cost Impacts for DPPP Motors Using a
                 10-Year Time Horizon Discounted to 2020
                            [Thousands 2019$]
------------------------------------------------------------------------
                                            Annualized      Annualized
                Category                     costs  (3       costs (7
                                             percent)        percent)
------------------------------------------------------------------------
One-time labeling costs.................             5.7             6.7
Reporting and marketing costs...........             2.7             2.7
                                         -------------------------------
    Total Net Annualized Cost Impacts *.             8.4             9.3
------------------------------------------------------------------------
* Values may not sum exactly due to rounding.

    Further discussion of the cost impacts of the proposed test 
procedure and labeling amendments are presented in the following 
paragraphs.
a. Incorporate by Reference UL 1004-10:2019
    DOE proposes to incorporate by reference UL 1004-10:2019 without 
modification to reference the definitions published in UL 1004-10:2019, 
as generally recommended by the Joint Petitioners. UL 1004-10:2019 
establishes definitions and marking requirements for certain pool pump 
motors and describes methods to verify the information conveyed by 
those required markings. Incorporating by reference UL 1004-10:2019 
would harmonize DOE's test procedure and labeling requirement with 
current industry practice. Therefore, DOE has tentatively determined 
that the proposal to incorporate by reference UL 1004-10:2019 without 
modification would not be unduly burdensome for manufacturers and 
therefore would not incur any additional costs.
    DOE requests comment on the tentative conclusion that there are no 
impacts and associated costs of incorporating by reference UL 1004-
10:2019.
b. Incorporate by Reference CSA C747-09
    DOE proposes to incorporate by reference CSA C747-09 as the 
prescribed test method for evaluating the energy efficiency of those 
electric motors used in DPPP applications. CSA C747-09 is an industry-
accepted test procedure that measures the energy efficiency of certain 
motors, and is applicable to DPPP motors in scope sold in North 
America. California Title 20 regulations for pool pumps require 
manufacturers to submit the motor efficiency that shall be verifiable 
by IEEE 114-2001.\29\ The 2018 International Swimming Pool and Spa 
Code, which is in use or adopted in 23 states, references the APSP 
energy standard APSP-15, ``Residential Swimming Pool and Spa Energy 
Efficiency.'' APSP-15 states that the reported DPPP motor efficiency 
shall be verifiable by IEEE 114. As noted in section III.D.1 of this 
NOPR, CSA C747-09 is equivalent to the IEEE 114-2010 test methods and 
provides comparable energy efficiency measurements. Further, 
manufacturers already test DPPP motors using the proposed test 
procedure, as California recently adopted regulations that require DPPP 
motors to be tested according to CSA C747-09. Accordingly, were the 
test procedure finalized as proposed, the DOE test procedure would not 
add any additional costs to manufacturers that are testing equipment 
using the industry test procedure prescribed in CSA C747-09, and would 
not be unduly burdensome.
---------------------------------------------------------------------------

    \29\ In the new CEC regulations for DPPP motors adopted on April 
20, 2020, the CEC uses CSA C747-09 as the test method for all DPPP 
motors, acknowledging that the CSA C747-09 test method provides a 
better test method than IEEE 114-01. Specifically, CSA C747-09 is 
intended for all types of small motors, while the IEEE 114-01 
includes only single-phase AC induction motors. In addition, CSA 
C747-09 allows multiple motor speeds, while the IEEE 114-01 allows 
for only full-speed motor testing. CEC Final Analysis of Efficiency 
Standards for Replacement Dedicated-Purpose Pool Pump Motors; Docket 
Number 19-AAER-02; Published February 2020.
---------------------------------------------------------------------------

    DOE requests comment on the tentative conclusion that there are no 
impacts and associated costs of incorporating by reference CSA C747-09 
as the test procedure for DPPP motors.
c. Nameplate Labeling Requirement
    DOE proposes to require the nameplate of a subject DPPP motor to 
include (1) the full load efficiency of the motor as determined under 
the proposed test procedure, and (2) the statement, ``Certified to UL 
1004-10:2019,'' for DPPP motors that are certified to UL 1004-10:2019,
    As discussed in section III.D.4 of this NOPR, manufacturers 
currently include nameplates on electric motors that would be 
classified as DPPP motors under the proposed rule. Therefore, the 
additional costs for the labeling proposal would be in relation to the 
label redesign, which includes the development of a new label layout by 
an internal resource, production of test samples, an internal committee 
meeting to approve final designs, and implementation across the 
assembly lines. DOE estimates the one-time manufacturer conversion 
costs associated with label redesign to be $10,000 per DPPP motor 
manufacturer. DOE estimates there are five DPPP motor manufacturers. 
This estimate was based on a review of catalogs and

[[Page 62830]]

websites of motor manufacturers that were identified in the previous 
rulemaking pertaining to small electric motors and electric motors to 
determine if they manufactured DPPP motors. Therefore, DOE estimates 
the total cost to industry is $50,000.\30\
---------------------------------------------------------------------------

    \30\ The $50,000 is in 2019$ and is scheduled to occur in the 
estimated compliance year of 2021.
---------------------------------------------------------------------------

    DOE seeks comment on its understanding of the estimated impact and 
associated costs to DPPP motor manufacturers from the proposed 
nameplate labeling requirement.
d. Energy Efficiency Disclosure Requirement
    DOE proposes that the equipment catalog and other marketing 
materials include the full load energy efficiency of the DPPP motor. 
DOE estimates that DPPP motor manufacturers would be required to 
include more information than some DPPP motor manufacturers currently 
include. Therefore, DOE estimates that DPPP motor manufacturers would 
incur an additional burden to include this value on all equipment 
catalogs and marketing materials. DOE estimates that each DPPP motor 
manufacturer would spend approximately four additional hours annually 
to include this value on all equipment catalogs and marketing materials 
for all DPPP motor models. DOE used data from the Bureau of Labor 
Statistics to estimate the hourly wage of an employee responsible for 
updating these equipment catalogs and marketing materials. DOE 
estimated an hourly wage of $34.41 based on this data.\31\ To include 
the full cost of employment to an employer, DOE used data from the 
Annual Survey of Manufacturers, for North American Industry 
Classification System (``NAICS'') code 335312 ``motor and generator 
manufacturing.'' For this NAICS code wages represent approximately 77.2 
percent of the total cost of employment for a manufacturer.\32\ 
Therefore, DOE used $44.57 ($34.41/0.772) as the hourly fully-burdened 
labor rate for a ``marketing specialist'' or equivalent employee 
performing this task. DOE estimates there are five DPPP motor 
manufacturers. Therefore, DOE estimates the total cost to industry is 
an additional $891 annually to comply with this proposed test procedure 
amendment.\33\
---------------------------------------------------------------------------

    \31\ Bureau of Labor Statistics mean hourly wage rate for Market 
Research Analysts and Marketing Specialists, May 2019--https://www.bls.gov/oes/current/oes131161.htm. Last accessed 6/1/2020.
    \32\ Based on 2015 and 2016 annual payroll and total fringe 
benefits data. https://www.census.gov/data/tables/2016/econ/asm/2016-asm.html. Last accessed 6/1/2020.
    \33\ The annual $891 cost is in 2019$ and is scheduled to occur 
every year after the estimated compliance year of 2021.
---------------------------------------------------------------------------

    DOE seeks comment on its understanding of the estimated impact and 
associated costs to DPPP motor manufacturers due to the proposed 
equipment catalog and marketing material updates.
e. Reporting Requirement
    DOE proposes that manufacturers would be required to use reporting 
templates to report to DOE, within 60 days of the compliance date of 
any final rule, all subject DPPP motor models (reported according to 
the manufacturer's model number) in current production, and indicate 
whether the motor is certified to UL 1004-10:2019. Furthermore, 
manufacturers would be required to use the reporting template to report 
to DOE the full load efficiency as represented on the nameplate, and if 
a DPPP motor is certified to UL 1004-10:2019, the total horsepower and 
speed configuration of the motor as provided on the nameplate pursuant 
to the UL 1004-10:2019 certification. In addition, manufacturers would 
also be required to use reporting templates to report, prior to 
commencement of production, all subject DPPP motor with a previously 
unreported manufacturer's model number that are subsequently produced. 
However, a manufacturer would be required to report each manufacturer's 
model number for DPPP motors subject to the labeling requirement and 
the associate representations only once; this would not be an annual 
reporting requirement and there would be no requirement to report the 
discontinuance of a manufacturer's model number. A draft reporting 
template is included in the docket.
    DOE estimates that the reporting to DOE would require approximately 
eight hours of time from a product/compliance/design engineer for each 
DPPP motor manufacturer every year, as new DPPP motor models are 
estimated to be introduced each year. Manufacturers would be required 
to report the manufacturer's model numbers of the DPPP motors subject 
to the reporting requirement, indicate whether the motor is certified 
to UL 1004-10:2019, and report the full load efficiency as represented 
on the nameplate, which is information manufacturers would be expected 
to already have. If a DPPP motor is certified to UL 1004-10:2019, 
manufacturers would be required to report the total horsepower and 
speed configuration of the motor as provided on the nameplate pursuant 
to the UL 1004-10:2019 certification, which also is information 
manufacturers would be expected to already have. DOE used the same 
labor cost estimates used in the previous section, III.F.1.d of this 
NOPR. DOE again used $44.57 as the hourly fully-burdened labor rate for 
a marketing specialist to perform this task. DOE estimates there are 
five DPPP motor manufacturers. Therefore, DOE estimates the total cost 
to industry is approximately $1,783 annually to comply with this 
proposed test procedure amendment.\34\
---------------------------------------------------------------------------

    \34\ The annual $1,783 cost is in 2019$ and is scheduled to 
occur every year after the estimated compliance year of 2021.
---------------------------------------------------------------------------

    DOE seeks comment on its understanding of the estimated impact and 
associated costs to DPPP motor manufacturers due to the proposed 
reporting requirement.
2. Harmonization with Industry Standards
    On February 14, 2020, DOE finalized its rule, ``Procedures for Use 
in New or Revised Energy Conservation Standards and Test Procedures for 
Consumer Products and Commercial/Industrial Equipment'' (``the Process 
Rule''). (85 FR 8626) The Process Rule requires DOE to adopt industry 
test standards as DOE test procedures for covered products and 
equipment, unless such methodology would be unduly burdensome to 
conduct or would not produce test results that reflect the energy 
efficiency, energy use, water use (as specified in EPCA) or estimated 
operating costs of that equipment during a representative use cycle. 
Section 8(c) of appendix A 10 CFR part 430, subpart C; 10 CFR 
431.4.\35\ In cases where the industry standard does not meet EPCA 
statutory criteria for test procedures, DOE will make modifications 
through the rulemaking process to these standards as the DOE test 
procedure.
---------------------------------------------------------------------------

    \35\ This practice implements the National Technology Transfer 
and Advancement Act and OMB Circular A-119 with respect to the 
adoption of industry standards. (See 85 FR 8679-8680).
---------------------------------------------------------------------------

    The proposed test procedures for DPPP motors at new subpart Z to 
part 431 would incorporate by reference the test standard CSA C747-09 
(reaffirmed in 2014), Energy Efficiency Test Methods for Small Motors, 
without modification. CSA C747-09 is an industry-accepted test 
procedure that measures the energy efficiency of certain motors, and is 
applicable to DPPP motors in scope sold in North America. CSA C747-09 
includes specifications for the test setup,

[[Page 62831]]

instrumentation, test conduct, and calculations. DOE also proposes to 
incorporate by reference UL 1004-10:2019, Outline of Investigation for 
Pool Pump Motors, without modification, to reference the definitions 
published in the same standard. UL 1004-10:2019 establishes definitions 
and marking requirements for certain pool pump motors and describes 
methods to verify the information conveyed by those required markings.
    DOE requests comments on the benefits and burdens of the proposed 
updates and additions to industry standards referenced in the test 
procedure for DPPP motors.
    DOE has identified two additional industry standards that are 
relevant to DPPP motors but has tentatively determined that they are 
not appropriate for the purpose of this proposal. As discussed in 
section III.D.1, IEEE 114-2010, Test Procedures for Single Phase 
Motors, and IEEE 112-2017, Test procedures for Polyphase Induction 
Motors and Generators, are alternative industry test procedures that 
are relevant for this NOPR. However, IEEE 114-2010 is applicable only 
to single phase AC induction motors tested at full speed, and cannot be 
applied to the entire range of pool pump motors addressed in this NOPR. 
Furthermore, IEEE 112-2017 provides test procedures for AC induction 
polyphase motors without drives and is not applicable to DPPP motors as 
defined in this proposal, given the proposed exemption for polyphase 
motors.
3. Other Test Procedure Topics
    In addition to the issues identified earlier in this document, DOE 
welcomes comment on any other aspect of the proposed test procedure and 
labeling requirements for DPPP motors. Note that DOE also issued an RFI 
to seek more information on whether its test procedures are reasonably 
designed, as required by EPCA, to produce results that reflects the 
energy use or efficiency of a product during a representative average 
use cycle. 84 FR 9721 (Mar. 18, 2019). DOE particularly seeks comment 
on this issue as it pertains to the test procedure for DPPP motors, as 
well as information that would help DOE create a test procedure that is 
not unduly burdensome to conduct. Comments regarding repeatability and 
reproducibility are also welcome. DOE also recently published an RFI on 
the emerging smart technology appliance and equipment market. 83 FR 
46886 (Sept. 17, 2018). In that RFI, DOE sought information to better 
understand market trends and issues in the emerging market for 
appliances and commercial equipment that incorporate smart technology. 
DOE's intent in issuing the RFI was to ensure that DOE did not 
inadvertently impede such innovation in fulfilling its statutory 
obligations in setting efficiency standards for covered products and 
equipment. In this NOPR, DOE seeks comment on the same issues presented 
in the RFI as they may be applicable to DPPP motors.
    DOE also requests information that would help DOE create procedures 
and labeling requirements that would limit manufacturer burden through 
streamlining or simplifying requirements, while complying with the 
requirements of EPCA. In particular, DOE notes that under Executive 
Order 13771, ``Reducing Regulation and Controlling Regulatory Costs,'' 
Executive Branch agencies such as DOE must manage the costs associated 
with the imposition of expenditures required to comply with Federal 
regulations. See 82 FR 9339 (Feb. 3, 2017). Consistent with that 
Executive Order, DOE encourages the public to provide input on measures 
DOE could take to lower the cost of its regulations applicable to DPPP 
motors consistent with the requirements of EPCA.

G. Compliance and Effective Dates

    EPCA prescribes that, if DOE establishes or amends a test 
procedure, all representations of energy efficiency and energy use, 
including those made on marketing materials and product labels, must be 
made in accordance with that test procedure, beginning 180 days after 
publication of such a test procedure final rule in the Federal 
Register. (42 U.S.C. 6314(d)(1))
    If DOE were to establish a new, or amend an existing test 
procedure, EPCA provides an allowance for individual manufacturers to 
petition DOE for an extension of the 180-day period to begin making 
representations if the manufacturer may experience undue hardship in 
meeting the deadline. (42 U.S.C. 6314(d)(2)) To receive such an 
extension, petitions must be filed with DOE no later than 60 days 
before the end of the 180-day period and must detail how the 
manufacturer will experience undue hardship. (Id.)
    EPCA also requires DOE to prescribe a labeling rule for electric 
motors no later than 12 months after DOE prescribes a test procedure 
for that equipment. (42 U.S.C. 6315(d)). The labeling rule shall 
provide that the labeling of any electric motor manufactured after the 
12-month period beginning on the date DOE prescribes the rule shall 
require the disclosure of certain information--i.e. the motor's energy 
efficiency (through a permanent nameplate attached to the motor), the 
motor's energy efficiency in equipment catalogs and other marketing 
materials, and any other markings determined necessary by the Secretary 
to facilitate enforcement of the standards established under 42 U.S.C. 
6313. (Id.) EPCA also provides that a labeling rule will take effect no 
later than 3 months after the date the rule is prescribed, unless DOE 
determines that an extension is necessary to allow adequate time for 
compliance with the rule. If DOE determines that an extension is 
necessary, the effective date of the rule can be no more than 6 months 
after the date of its prescription. (42 U.S.C. 6315(g)(2)).
    EPCA outlines three distinct dates in regard to compliance and 
effective dates of a labeling rule for electric motors. First, the date 
the labeling rule is established must be no later than 12 months after 
the corresponding test procedure for that electric motor is 
prescribed--which DOE views as the date of publication in the Federal 
Register. (42 U.S.C. 6315(d)) Consistent with this requirement, DOE 
proposes to promulgate the test procedure and labeling requirement in 
the same rulemaking, which means that both rulemakings will fall within 
the 12-month period provided in 42 U.S.C. 6315(d). Second, EPCA sets an 
effective date (i.e. the date on which a rule will becomes effective) 
for labeling rules of no more than three months after the date the 
labeling rule is prescribed except if DOE determines an extension is 
necessary to allow for compliance with the rule--in which case, the 
effective date may be extended for an additional 3 months. (42 U.S.C. 
6315(g)(2)) The effective date of a labeling rule will be 60 days after 
the rule is published in the Federal Register. Finally, EPCA provides 
for a 12-month period, beginning on the date on which the labeling rule 
is prescribed, before compliance is required. (See 42 U.S.C. 6315(d)) 
Accordingly, the compliance date for a labeling rule would be 12 months 
after the final labeling requirement is published in the Federal 
Register.

H. Consultation with the Federal Trade Commission

    Before prescribing any labeling rule for covered equipment, 
including DPPP motors, the Secretary must consult with, and obtain the 
written views of, the Federal Trade Commission (``FTC'') with respect 
to such rules. (42 U.S.C. 6315(f)) The FTC shall promptly provide such 
written views upon the request of the Secretary. (Id.) Prior to

[[Page 62832]]

publishing this proposal, DOE consulted with the FTC, and DOE is 
actively seeking the written views of the FTC.

IV. Procedural Issues and Regulatory Review

A. Review Under Executive Order 12866

    The Office of Management and Budget (OMB) has determined that this 
rulemaking constitutes a ``significant regulatory action'' under 
section 3(f) of Executive Order 12866, Regulatory Planning and Review, 
58 FR 51735 (Oct. 4, 1993). Accordingly, this action was subject to 
review under the Executive Order by the Office of Information and 
Regulatory Affairs (OIRA) in OMB. Accordingly, pursuant to section 
6(a)(3)(B) of the Order, DOE has provided to OIRA: (i) The text of the 
draft regulatory action, together with a reasonably detailed 
description of the need for the regulatory action and an explanation of 
how the regulatory action will meet that need; and (ii) An assessment 
of the potential costs and benefits of the regulatory action, including 
an explanation of the manner in which the regulatory action is 
consistent with a statutory mandate.
    In this NOPR, DOE proposes to incorporate by reference UL 1004-
10:2019 to reference the definitions; incorporate by reference CSA 
C747-09 as the proposed test procedure; require the nameplate of a 
subject DPPP motor (1) to include the full load efficiency of the motor 
as determined under the proposed test procedure and (2) if the subject 
DPPP motor is certified to UL-1004:2019, to include the statement, 
``Certified to UL 1004-10:2019''; require catalogs and marketing 
materials include the full load efficiency of the motor; require 
manufacturers to notify DOE of the subject DPPP motor models in current 
production (according to the manufacturer's model number) and indicate 
whether the motor is certified to UL 1004-10:2019; require 
manufacturers to report to DOE the full load efficiency as represented 
on the nameplate; and if a DPPP motor is certified to UL 1004-10:2019, 
require manufacturers to report the total horsepower and speed 
configuration of the motor as provided on the nameplate pursuant to the 
UL 1004-10:2019 certification.
    The inclusion of the statement ``Certified to UL 1004:10-2019,'' if 
applicable, would be likely to assist purchasers, as it provides 
purchasers additional information about the energy efficiency of the 
product. (See 42 U.S.C. 6315(c)(2)) Further, the statement on the 
nameplate would also inform purchasers that the equipment conforms to 
the industry standard for DPPP motors. Additionally, certification to 
UL 1004-10:2019 specifies that the nameplate on the DPPP motor include 
the total output power and speed configuration of the motor. This 
information would allow consumers to compare replacement motor models 
with the specifications of motors that are currently installed in their 
DPPPs, allowing for replacement with motors of comparable energy 
efficiency and speed capability.
    DOE estimates that the proposed labeling requirements would save 
1.0 quadrillion British thermal units (quads) of energy over a 30-year 
period (2021-2050). The total energy savings from this proposed 
labeling rule can be broken down into two segments: (1) The preserved 
energy savings from the January 2017 Direct Final Rule (0.8 quads) and 
(2) additional energy savings (0.2 quads) from an increase in shipments 
of compliant pool pumps and pool pump motors. The January 2017 Direct 
Final Rule assumed that, even in the absence of DPPP motor 
requirements, all consumers purchasing pool pumps after 2021 would 
select replacement motors that are as efficient as the motors sold in 
the original pump and included the savings originating from the sales 
of replacement motors in the total energy savings for this rule. 
Considering the recent inputs from interested parties, DOE determined 
that a labeling rule is necessary to ensure these energy savings are 
preserved (0.8 quads). The additional energy savings (0.2 quads) are 
attributable to DPPPs that were manufactured prior to the DPPP energy 
conservation standards compliance date (i.e. July 19, 2021) that are 
repaired with replacement motors sold in or after 2021, and by an 
increase of shipments of compliant pool pumps (incorporating DPPP 
motors).
    This energy savings estimate assumes all consumers would select 
replacement motors that are as efficient as motors sold in compliant 
pool pumps (i.e., compliant with the standards at 10 CFR 431.465(f)) 
and certified to UL 1004-10:2019. If consumers select replacement 
motors that are not as efficient as motors sold in compliant pool pumps 
and are not certified to UL 1004-10:2019, then the energy savings would 
be less than estimated in this analysis. The calculations for the 
energy savings estimates are provided in a spreadsheet published in the 
rulemaking docket.
    DOE has also tentatively determined that the proposed amendments 
would not be unduly burdensome for manufacturers to conduct. DOE's 
analysis of this proposal indicates that, if finalized, it would result 
in a net cost to manufacturers, as provided in Table IV.1 and IV.2 of 
this NOPR.

  TABLE IV.1--Summary of Total Cost Impacts for DPPP Motors Using a 10-
                  Year Time Horizon Discounted to 2020
                            [Thousands 2019$]
------------------------------------------------------------------------
                                          Present  value  Present  value
                Category                     costs  (3       costs  (7
                                             percent)        percent)
------------------------------------------------------------------------
One-time labeling costs.................              49              47
Reporting and marketing costs...........              23              19
                                         -------------------------------
    Total Net Cost Impacts *............              71              66
------------------------------------------------------------------------
* Values may not sum exactly due to rounding.


[[Page 62833]]


 TABLE IV.2--Summary of Annualized Cost Impacts for DPPP Motors using a
                 10-Year Time Horizon Discounted to 2020
                            [thousands 2019$]
------------------------------------------------------------------------
                                            Annualized      Annualized
                Category                     costs (3        costs (7
                                             percent)        percent)
------------------------------------------------------------------------
One-time labeling costs.................             5.7             6.7
Reporting and marketing costs...........             2.7             2.7
    Total Net Annualized Cost Impacts*..             8.4             9.3
------------------------------------------------------------------------
* Values may not sum exactly due to rounding.

    As discussed in the prior sections, as required under EPCA DOE has 
tentatively determined that (1) the proposed labeling requirement is 
technologically and economically feasible with respect to any 
particular equipment class; (2) significant energy savings will likely 
result from such labeling; and (3) labeling in accordance with section 
6315 is likely to assist consumers in making purchasing decisions. (42 
U.S.C. 6315(h))

B. Review Under Executive Orders 13771 and 13777

    On January 30, 2017, the President issued E.O. 13771, ``Reducing 
Regulation and Controlling Regulatory Costs.'' See 82 FR 9339 (Feb. 3, 
2017). E.O. 13771 stated the policy of the executive branch is to be 
prudent and financially responsible in the expenditure of funds, from 
both public and private sources. E.O. 13771 stated it is essential to 
manage the costs associated with the governmental imposition of private 
expenditures required to comply with Federal regulations.
    Additionally, on February 24, 2017, the President issued E.O. 
13777, ``Enforcing the Regulatory Reform Agenda.'' 82 FR 12285 (March 
1, 2017). E.O. 13777 required the head of each agency designate an 
agency official as its Regulatory Reform Officer (RRO). Each RRO 
oversees the implementation of regulatory reform initiatives and 
policies to ensure that agencies effectively carry out regulatory 
reforms, consistent with applicable law. Further, E.O. 13777 requires 
the establishment of a regulatory task force at each agency. The 
regulatory task force is required to make recommendations to the agency 
head regarding the repeal, replacement, or modification of existing 
regulations, consistent with applicable law. At a minimum, each 
regulatory reform task force must attempt to identify regulations that:
    (i) Eliminate jobs, or inhibit job creation;
    (ii) Are outdated, unnecessary, or ineffective;
    (iii) Impose costs that exceed benefits;
    (iv) Create a serious inconsistency or otherwise interfere with 
regulatory reform initiatives and policies;
    (v) Are inconsistent with the requirements of the Information 
Quality Act, or the guidance issued pursuant to that Act, in particular 
those regulations that rely in whole or in part on data, information, 
or methods that are not publicly available or that are insufficiently 
transparent to meet the standard for reproducibility; or
    (vi) Derive from or implement Executive Orders or other 
Presidential directives that have been subsequently rescinded or 
substantially modified.
    DOE initially concludes that this rulemaking is consistent with the 
directives set forth in these executive orders. This proposed rule is 
estimated to result in a net cost, yielding annualized costs of 
approximately $4,300 using a perpetual time horizon discounted to 2016 
at a 7 percent discount rate. This is the annualized cost in 2016$, 
discounted to 2016, for the E.O. 13771 purpose of comparing rules' 
costs across years, and is not to be confused with the annualized 
values reported in section IV.A above, which are for the E.O. 12866 
purpose of benefit-cost analysis. Therefore, if finalized as proposed, 
this rule is expected to be an E.O. 13771 regulatory action.

C. Review Under the Regulatory Flexibility Act

    The Regulatory Flexibility Act (5 U.S.C. 601 et seq.) requires 
preparation of an initial regulatory flexibility analysis (IRFA) for 
any rule that by law must be proposed for public comment, unless the 
agency certifies that the rule, if promulgated, will not have a 
significant economic impact on a substantial number of small entities. 
As required by Executive Order 13272, ``Proper Consideration of Small 
Entities in Agency Rulemaking,'' 67 FR 53461 (August 16, 2002), DOE 
published procedures and policies on February 19, 2003, to ensure that 
the potential impacts of its rules on small entities are properly 
considered during the DOE rulemaking process. 68 FR 7990. DOE has made 
its procedures and policies available on the Office of the General 
Counsel's website: http://energy.gov/gc/office-general-counsel.
    DOE reviewed this proposed rule to establish a test procedure and a 
labeling requirement for DPPP motors under the provisions of the 
Regulatory Flexibility Act and the procedures and policies published on 
February 19, 2003. DOE uses the Small Business Administration's (SBA) 
small business size standards to determine whether manufacturers 
qualify as small businesses, which are listed by the North American 
Industry Classification System (NAICS). The SBA considers a business 
entity to be a small business, if, together with its affiliates, it 
employs less than a threshold number of workers specified in 13 CFR 
part 121. The 2017 NAICS code for DPPP motors is 335312, motor and 
generator manufacturing. The threshold number for NAICS code 335312 is 
1,250 employees.\36\ This employee threshold includes all employees in 
a business's parent company and any other subsidiaries.
---------------------------------------------------------------------------

    \36\ https://www.sba.gov/document/support-table-size-standards. 
Last accessed on 6/1/2020.
---------------------------------------------------------------------------

    DOE identified five DPPP motor manufacturers that sell DPPP motors 
in the United States. Among these, DOE determined that four of these 
DPPP motor manufacturers each have more than 1,250 total employees and 
therefore do not met SBA's definition of a ``small business.'' DOE 
determined that one DPPP motor manufacturer has fewer than 1,250 total 
employees and potentially meets SBA's definition of a ``small 
business.''
    DOE estimates that this one potential small business would incur 
costs associated with a label redesign, which includes the development 
of a new label layout by an internal resource, production of test 
samples, an internal committee meeting to approve final designs, and 
implementation across the assembly lines. DOE estimates the one-time 
manufacturer conversion costs

[[Page 62834]]

associated with the proposed label redesign to be $10,000 for this one 
potential small business.
    In addition to this one-time cost, the one potential small business 
would incur a burden to include the full load energy efficiency of the 
DPPP motor on all equipment catalogs and marketing materials prior to 
the compliance year and for all years new DPPP motors are introduced 
into the market. DOE estimates that this one potential small business 
would spend approximately four additional hours to include this value 
on all equipment catalogs and marketing materials for all DPPP motor 
models introduced each year. DOE used data from the Bureau of Labor 
Statistics to estimate the hourly fully- burdened labor rate of $44.57 
for an employee responsible for updating these equipment catalogs and 
marketing materials.\37\ Therefore, DOE estimates that the total cost 
for this one potential small business to comply with this proposed 
energy efficiency disclosure requirement is $178.
---------------------------------------------------------------------------

    \37\ The fully-burdened labor rate is in 2019$. DOE used the 
Bureau of Labor Statistics mean hourly wage rate of $34.41 for a 
Market Research Analysts and Marketing Specialists, May 2019--
https://www.bls.gov/oes/current/oes131161.htm. Last accessed 6/1/
2020.
    Additionally, DOE used data from the American Survey of 
Manufacturers to calculate that wages represent 77.2 percent of 
total employer compensation, based on the 2015 and 2016 annual 
payroll and total fringe benefits data. https://www.census.gov/data/tables/2016/econ/asm/2016-asm.html. Last accessed 6/1/2020.
    Therefore, DOE used an hourly fully-burdened labor rate of 
$44.57 = $34.41/0.772.
---------------------------------------------------------------------------

    Lastly, the one potential small business would incur an additional 
burden to report to DOE all subject DPPP motor models (reported 
according to the manufacturer's model number) in current production, 
regardless of whether the motor is certified to UL 1004-10:2019, the 
full load efficiency as represented on the nameplate, and if a DPPP 
motor is certified to UL 1004-10:2019, the total horsepower and speed 
configuration of the motor as provided on the nameplate pursuant to the 
UL 1004-10:2019 certification. The same additional burden to report to 
DOE would be applicable for all years new DPPP motors are introduced 
into the market. DOE estimates that this one potential small business 
would spend approximately eight hours to complete this report to DOE. 
DOE again used $44.57 as the hourly fully-burdened labor rate for an 
employee to perform this task. Therefore, DOE estimates that the total 
cost for this potential small business to comply with this proposed 
reporting requirement is $357.
    DOE estimates that the remainder of this proposal would be unlikely 
to cause any DPPP motor manufacturer, including this potential small 
business DOE identified, to incur any additional costs. Therefore, DOE 
estimates that total cost incurred by this one potential small business 
in any one year would be approximately $10,535 due to the proposed 
requirements in this NOPR. DOE estimates the annual revenue of this one 
potential small business is approximately $35 million. These costs 
represent significantly less than one percent of the small business's 
annual revenue. Consequently, on the basis of this information, DOE 
initially concludes that this proposal would not have a significant 
economic impact on this one potential small business.
    Therefore, DOE certifies that the impacts of the proposed nameplate 
labeling requirement, energy efficiency disclosure requirement, and 
reporting requirement in this NOPR would not have a ``significant 
economic impact on a substantial number of small entities,'' and that 
the preparation of an IRFA is not warranted. DOE will transmit the 
certification and supporting statement of factual basis to the Chief 
Counsel for Advocacy of the Small Business Administration for review 
under 5 U.S.C. 605(b).
    DOE seeks comment on its initial conclusion regarding the existence 
of only one small business (i.e., one with fewer than 1,250 total 
employees) that manufactures DPPP motors in the United States. 
Additionally, DOE seeks comment on its initial conclusion that this 
proposal would not have a significant economic impact on this one small 
business.

D. Review Under the Paperwork Reduction Act of 1995

    Under the procedures established by the Paperwork Reduction Act of 
1995 (PRA), a person is not required to respond to a collection of 
information by a Federal agency unless the collection displays a valid 
OMB control number. This proposed labeling rule would require 
manufacturers of DPPP motors subject to the proposed requirements to 
provide a label on the subject DPPP motor, disclose the full load 
energy efficiency in catalogs and marketing materials, report to DOE 
the manufacturer's model numbers of such DPPP motors that they 
manufacturer and whether the motor is certified to UL 1004-10:2019, 
report to DOE the full load efficiency as represented on the nameplate, 
and if a DPPP motor is certified to UL 1004-10:2019, the total 
horsepower and speed configuration of the motor as provided on the 
nameplate pursuant to the UL 1004-10:2019 certification. The 
collection-of-information requirement as proposed is subject to review 
and approval by OMB under the PRA.
    In accordance with the PRA, DOE is requesting OMB approval for the 
new information collection to require the labeling and reporting of 
DPPP motors.
1. Description of the Requirements
    In this NOPR, DOE is proposing to require manufacturers of DPPP 
motors: Label such motors with the full load efficiency of the motor as 
determined pursuant to the specified DOE test procedure and the 
following statement, for DPPP motors that are certified to UL 1004-
10:2019: ``Certified to UL 1004-10:2019;'' disclose the full load 
energy efficiency in marketing materials; report to DOE the 
manufacturer's model number of equipment subject to the DPPP motor 
requirements and whether the motor is certified to UL 1004-10:2019; and 
report to DOE the full load efficiency as represented on the nameplate, 
and if a DPPP motor is certified to UL 1004-10:2019, the total 
horsepower and speed configuration of the motor as provided on the 
nameplate pursuant to the UL 1004-10:2019 certification.
2. Information Collection Request Title
    Labeling, Disclosure, and Reporting Requirement for Dedicated-
Purpose Pool Pump Motors.
3. Type of Request
    This is a new collection.
4. Purpose
    The collection-of-information requirement for the labeling, 
disclosure, and reporting proposal is subject to review and approval by 
OMB under the PRA. If the proposed rule is made final, DOE proposes 
that not later than 60 days after the compliance date (i.e., 12 months 
following the final rule, if a final rule were issued), each 
manufacturer of a DPPP motor subject to the labeling requirement would 
be required to notify DOE of the models in current production 
(according to the manufacturer's model number) to which the rule 
applies and report the subject representations made on the DPPP motor 
nameplates. (42 U.S.C. 6316(a); 42 U.S.C. 6296(b)(1)(A); 42 U.S.C. 
6296(d)) Not later than 12 months after the date a final rule is 
published, manufacturers would be required to include on a label for 
DPPP motors subject to the final rule the full load efficiency and 
disclose the full load efficiency in any catalogs and other marketing 
materials. Further, as

[[Page 62835]]

required by EPCA, prior to the commencement of production of models 
subsequently produced to which the rule applies and for which the 
manufacturer's model number has not previously been reported, 
manufacturers would be required to report such models (according to the 
manufacturer's model numbers of those models and the subject 
representations made on the DPPP motor nameplates) to DOE. (42 U.S.C. 
6316(a); 42 U.S.C. 6296(b)(1)(B); 42 U.S.C. 6296(d))
    Manufacturers are not likely to require any significant capital 
costs to comply with the amendments. Manufacturers are already affixing 
a nameplate to the DPPP motors that are the subject of this proposed 
requirement in accordance with industry standards. DOE also estimates 
that the manufacturers already maintain records regarding the DPPP 
motors manufactured, including the associated manufacturer's number, as 
part of their standard business practice. In addition, manufacturers 
currently maintain the specifications of motors as part of their 
testing of models pursuant to the industry standards. Finally, DOE 
notes that the UL certification program requires manufacturers to 
retain records necessary to demonstrate compliance with the UL 
certification/mark program. If the proposal were made final, 
manufacturers would be required to maintain records subject to 10 CFR 
429.71, which requires that the records shall be retained by the 
manufacturer for a period of two years from the date that the 
manufacturer or third party submitter has notified DOE that the model 
has been discontinued in commerce. 10 CFR 429.71(c). The records 
retention period would provide that documentation necessary to 
demonstrate compliance is maintained by manufacturers while equipment 
is available on the market. DOE expects that manufacturers would be 
able to rely on their current systems of record retention for the 
proposed requirements, if finalized. Accordingly, the proposal in this 
NOPR would not result in an increase in manufacturer burden with regard 
to record retention.\38\
---------------------------------------------------------------------------

    \38\ UL Mark Surveillance Requirements. https://legacy-uploads.ul.com/wp-content/uploads/2014/04/ul_surveillance_requirements.pdf
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    One-Time Burden Hours--Labeling:
    (1) Estimated Number of Respondents: Five.
    (2) Estimated Number of Total Responses: DOE estimates that it will 
cost manufacturers approximately $10,000 per manufacturer to redesign 
the nameplates currently affixed to DPPP motors to provide the 
information that would be required under this proposed rule. According, 
DOE estimates the one-time labeling burden will be $50,000 (5 
manufacturers x $10,000).
    (3) One-Time Labeling Cost Burden: $50,000 ($10,000 per 
manufacturer).
    Annual Burden Hours--Marketing Material Disclosures:
    (1) Annual Estimated Number of Respondents: Five.
    (2) Annual Estimated Number of Total Responses: DOE estimates that 
the DPPP motor manufacturers each require approximately 4 hours 
annually to update catalogs and marketing materials to incorporate the 
full load efficiency values. Thus, the total annual disclosure burden 
to update catalogs and marketing materials for DPPP motors covered by 
the proposed rule is 20 hours annually (5 manufacturers x 4 hours).
    (3) Annual Marketing Material Disclosure Cost Burden: $891 ($44.57 
per hour).
    Annual Burden Hours--Reporting:
    (1) Annual Estimated Number of Respondents: Five.
    (2) Annual Estimated Number of Total Responses: Five (One report 
per manufacturer).
    (3) Annual Estimated Number of Burden Hours: DOE estimates that the 
DPPP motor manufacturers each require approximately 8 hours annually to 
report to DOE the subject DPPP motor models either in current 
production or subsequently produced, an indication whether the motor is 
certified to UL 1004-10:2019, the full load efficiency as represented 
on the nameplate, and if a DPPP motor is certified to UL 1004-10:2019, 
the total horsepower and speed configuration of the motor as provided 
on the nameplate pursuant to the UL 1004-10:2019 certification. Thus, 
the total annual disclosure burden to report these models to DOE for 
DPPP motors covered by the proposed rule is 40 hours annually (5 
manufacturers x 8 hours).
    (4) Annual Estimated Reporting Cost Burden: $1,783 ($44. 57 per 
hour).
    Thus, the estimated one-time burden attributable to the proposed 
rule is $450,000 for labeling (5 manufacturers x $10,000). 
Additionally, the estimated annual burden attributable to the proposed 
rule is 60 hours for marketing and reporting requirements (4 hours for 
marketing materials x 5 manufacturers plus 8 hours for reporting x 5 
manufacturers). The annual burden cost is approximately $2,674 (60 
hours x $44.57).
    DOE requests comment on its estimates of the total annual hour and 
cost burdens resulting from collection of information requirement for 
the labeling, disclosure, and reporting proposal.
    Please submit any comments to DOE according to the instructions 
provided under the DATES and ADDRESSES sections of this document.
    Notwithstanding any other provision of the law, no person is 
required to respond to, nor shall any person be subject to a penalty 
for failure to comply with, a collection of information subject to the 
requirements of the PRA, unless that collection of information displays 
a currently valid OMB Control Number.

E. Review Under the National Environmental Policy Act of 1969

    DOE is analyzing this proposed regulation in accordance with the 
National Environmental Policy Act of 1969 (NEPA) and DOE's NEPA 
implementing regulations (10 CFR part 1021). DOE's regulations include 
a categorical exclusion for rulemakings interpreting or amending an 
existing rule or regulation that does not change the environmental 
effect of the rule or regulation being amended. 10 CFR part 1021, 
subpart D, Appendix A5. DOE anticipates that this rulemaking qualifies 
for categorical exclusion A5 because it is an interpretive rulemaking 
that does not change the environmental effect of the rule and otherwise 
meets the requirements for application of a categorical exclusion. See 
10 CFR 1021.410. DOE will complete its NEPA review before issuing the 
final rule. In this proposed rule, DOE proposes a test procedure for 
dedicated-purpose pool pump motors. DOE has determined that this rule 
falls into a class of actions that are categorically excluded from 
review under the National Environmental Policy Act of 1969 (42 U.S.C. 
4321 et seq.) and DOE's implementing regulations at 10 CFR part 1021. 
Specifically, DOE has determined that adopting test procedures for 
measuring energy efficiency of consumer products and industrial 
equipment is consistent with activities identified in 10 CFR part 1021, 
Appendix A to Subpart D, A5 and A6. Accordingly, neither an 
environmental assessment nor an environmental impact statement is 
required.

F. Review Under Executive Order 13132, ``Federalism''

    Executive Order 13132, ``Federalism,'' 64 FR 43255 (August 4, 1999) 
imposes certain requirements on agencies formulating and implementing 
policies or regulations that preempt State law or that have Federalism 
implications. The Executive Order requires agencies to examine the 
constitutional and statutory

[[Page 62836]]

authority supporting any action that would limit the policymaking 
discretion of the States and to carefully assess the necessity for such 
actions. The Executive Order also requires agencies to have an 
accountable process to ensure meaningful and timely input by State and 
local officials in the development of regulatory policies that have 
Federalism implications. On March 14, 2000, DOE published a statement 
of policy describing the intergovernmental consultation process it will 
follow in the development of such regulations. 65 FR 13735. DOE has 
examined this proposed rule and has determined that it would not have a 
substantial direct effect on the States, on the relationship between 
the national government and the States, or on the distribution of power 
and responsibilities among the various levels of government. EPCA 
governs and prescribes Federal preemption of State regulations as to 
energy conservation for the products that are the subject of this 
proposed rule. States can petition DOE for exemption from such 
preemption to the extent, and based on criteria, set forth in EPCA. (42 
U.S.C. 6297(d)) No further action is required by Executive Order 13132.

G. Review Under Executive Order 12988, ``Civil Justice Reform''

    Regarding the review of existing regulations and the promulgation 
of new regulations, section 3(a) of Executive Order 12988, ``Civil 
Justice Reform,'' 61 FR 4729 (Feb. 7, 1996), imposes on Federal 
agencies the general duty to adhere to the following requirements: (1) 
Eliminate drafting errors and ambiguity, (2) write regulations to 
minimize litigation, (3) provide a clear legal standard for affected 
conduct rather than a general standard, and (4) promote simplification 
and burden reduction. Section 3(b) of Executive Order 12988 
specifically requires that Executive agencies make every reasonable 
effort to ensure that the regulation (1) clearly specifies the 
preemptive effect, if any, (2) clearly specifies any effect on existing 
Federal law or regulation, (3) provides a clear legal standard for 
affected conduct while promoting simplification and burden reduction, 
(4) specifies the retroactive effect, if any, (5) adequately defines 
key terms, and (6) addresses other important issues affecting clarity 
and general draftsmanship under any guidelines issued by the Attorney 
General. Section 3(c) of Executive Order 12988 requires Executive 
agencies to review regulations in light of applicable standards in 
sections 3(a) and 3(b) to determine whether they are met, or it is 
unreasonable to meet one or more of them. DOE has completed the 
required review and determined that, to the extent permitted by law, 
the proposed rule meets the relevant standards of Executive Order 
12988.

H. Review Under the Unfunded Mandates Reform Act of 1995

    Title II of the Unfunded Mandates Reform Act of 1995 (UMRA) 
requires each Federal agency to assess the effects of Federal 
regulatory actions on State, local, and Tribal governments and the 
private sector. Public Law 104-4, sec. 201 (codified at 2 U.S.C. 1531). 
For a proposed regulatory action likely to result in a rule that may 
cause the expenditure by State, local, and Tribal governments, in the 
aggregate, or by the private sector of $100 million or more in any one 
year (adjusted annually for inflation), section 202 of UMRA requires a 
Federal agency to publish a written statement that estimates the 
resulting costs, benefits, and other effects on the national economy. 
(2 U.S.C. 1532(a), (b)) The UMRA also requires a Federal agency to 
develop an effective process to permit timely input by elected officers 
of State, local, and Tribal governments on a proposed ``significant 
intergovernmental mandate,'' and requires an agency plan for giving 
notice and opportunity for timely input to potentially affected small 
governments before establishing any requirements that might 
significantly or uniquely affect small governments. On March 18, 1997, 
DOE published a statement of policy on its process for 
intergovernmental consultation under UMRA. 62 FR 12820; also available 
at http://energy.gov/gc/office-general-counsel. DOE examined this 
proposed rule according to UMRA and its statement of policy and 
determined that the rule contains neither an intergovernmental mandate, 
nor a mandate that may result in the expenditure of $100 million or 
more in any year, so these requirements do not apply.

I. Review Under the Treasury and General Government Appropriations Act, 
1999

    Section 654 of the Treasury and General Government Appropriations 
Act, 1999 (Pub. L. 105-277) requires Federal agencies to issue a Family 
Policymaking Assessment for any rule that may affect family well-being. 
This proposed rule would not have any impact on the autonomy or 
integrity of the family as an institution. Accordingly, DOE has 
concluded that it is not necessary to prepare a Family Policymaking 
Assessment.

J. Review Under Executive Order 12630

    DOE has determined, under Executive Order 12630, ``Governmental 
Actions and Interference with Constitutionally Protected Property 
Rights'' 53 FR 8859 (March 18, 1988), that this proposed regulation 
would not result in any takings that might require compensation under 
the Fifth Amendment to the U.S. Constitution.

K. Review Under Treasury and General Government Appropriations Act, 
2001

    Section 515 of the Treasury and General Government Appropriations 
Act, 2001 (44 U.S.C. 3516 note) provides for agencies to review most 
disseminations of information to the public under guidelines 
established by each agency pursuant to general guidelines issued by 
OMB. OMB's guidelines were published at 67 FR 8452 (Feb. 22, 2002), and 
DOE's guidelines were published at 67 FR 62446 (Oct. 7, 2002). DOE has 
reviewed this proposed rule under the OMB and DOE guidelines and has 
concluded that it is consistent with applicable policies in those 
guidelines.

L. Review Under Executive Order 13211

    Executive Order 13211, ``Actions Concerning Regulations That 
Significantly Affect Energy Supply, Distribution, or Use,'' 66 FR 28355 
(May 22, 2001), requires Federal agencies to prepare and submit to OMB, 
a Statement of Energy Effects for any proposed significant energy 
action. A ``significant energy action'' is defined as any action by an 
agency that promulgated or is expected to lead to promulgation of a 
final rule, and that (1) is a significant regulatory action under 
Executive Order 12866, or any successor order; and (2) is likely to 
have a significant adverse effect on the supply, distribution, or use 
of energy; or (3) is designated by the Administrator of OIRA as a 
significant energy action. For any proposed significant energy action, 
the agency must give a detailed statement of any adverse effects on 
energy supply, distribution, or use should the proposal be implemented, 
and of reasonable alternatives to the action and their expected 
benefits on energy supply, distribution, and use.
    The proposed regulatory action to establish a labeling requirement 
for DPPP motors would not have a significant adverse effect on the 
supply, distribution, or use of energy, nor has it been designated as a 
significant energy action by the Administrator of OIRA. Therefore, it 
is not a significant energy action, and, accordingly, DOE has not 
prepared a Statement of Energy Effects.

[[Page 62837]]

M. Review Under Section 32 of the Federal Energy Administration Act of 
1974

    Under section 301 of the Department of Energy Organization Act 
(Pub. L. 95-91; 42 U.S.C. 7101), DOE must comply with section 32 of the 
Federal Energy Administration Act of 1974, as amended by the Federal 
Energy Administration Authorization Act of 1977. (15 U.S.C. 788; FEAA) 
Section 32 essentially provides in relevant part that, where a proposed 
rule authorizes or requires use of commercial standards, the notice of 
proposed rulemaking must inform the public of the use and background of 
such standards. In addition, section 32(c) requires DOE to consult with 
the Attorney General and the Chairman of the Federal Trade Commission 
(FTC) concerning the impact of the commercial or industry standards on 
competition.
    The proposed labeling requirement for DPPP motors would require 
that the nameplate disclose the energy efficiency of a DPPP motor as 
determined by the proposed test procedure and that the equipment 
catalog and other marketing materials also include the energy 
efficiency of the DPPP motor. In addition, the proposed labeling 
requirement for DPPP motors would require a statement regarding 
certification to the commercial standard UL 1004-10:2019. DOE has 
evaluated this standard and is unable to conclude whether it fully 
complies with the requirements of section 32(b) of the FEAA (i.e., 
whether it was developed in a manner that fully provides for public 
participation, comment, and review.) DOE will consult with both the 
Attorney General and the Chairman of the FTC concerning the impact of 
these test procedures on competition, prior to prescribing a final 
rule.

N. Description of Materials Incorporated by Reference

    In this NOPR, DOE proposes to incorporate by reference the test 
standard published by CSA, titled, Energy Efficiency Test Methods for 
Small Motors, CSA C747-09 (reaffirmed in 2014). CSA C747-09 is an 
industry-accepted test procedure that measures the energy efficiency of 
certain motors, and is applicable to pool pump motors in scope sold in 
North America. The test procedure proposed in this NOPR references 
various sections of CSA C747-09 that address test setup, 
instrumentation, test conduct, and calculations. CSA C747-09 is readily 
available at CSA's website at https://webstore.ansi.org/standards/csa/csac74709.
    In this NOPR, DOE also proposes to incorporate by reference the 
standard published by UL, titled, Outline of Investigation for Pool 
Pump Motors, UL 1004-10:2019. UL 1004-10:2019 establishes definitions 
and marking requirements for certain pool pump motors and describes 
methods to verify the information conveyed by those required markings. 
The labeling requirements proposed in this NOPR are based on UL 1004-10 
in accordance with the recommendations from the Joint Petitioners. UL 
1004-10 is readily available at UL's website at https://www.shopulstandards.com/ProductDetail.aspx?UniqueKey=36019.

V. Public Participation

A. Participation in the Webinar

    The time and date of the webinar are listed in the DATES section at 
the beginning of this document. Webinar registration information, 
participant instructions, and information about the capabilities 
available to webinar participants will be published on DOE's website: 
https://www1.eere.energy.gov/buildings/appliance_standards/standards.aspx?productid=67. If you plan to attend the webinar, please 
notify the Appliance and Equipment Standards Program staff at (202) 
287-1445 or by email: [email protected]. 
Participants are responsible for ensuring their systems are compatible 
with the webinar software.
    Additionally, you may request an in-person meeting to be held prior 
to the close of the request period provided in the DATES section of 
this document. Requests for an in-person meeting may be made by 
contacting Appliance and Equipment Standards Program staff at (202) 
287-1445 or by email: [email protected].
    Please note that foreign nationals participating in the public 
meeting are subject to advance security screening procedures which 
require advance notice prior to attendance at the public meeting. If a 
foreign national wishes to participate in the public meeting, please 
inform DOE of this fact as soon as possible by contacting Ms. Regina 
Washington at (202) 586-1214 or by email: [email protected] 
so that the necessary procedures can be completed.

B. Submission of Comments

    DOE will accept comments, data, and information regarding this 
proposed rule no later than the date provided in the DATES section at 
the beginning of this proposed rule. Interested parties may submit 
comments using any of the methods described in the ADDRESSES section at 
the beginning of this proposed rule.
    Submitting comments via http://www.regulations.gov. The http://www.regulations.gov web page will require you to provide your name and 
contact information. Your contact information will be viewable to DOE 
Building Technologies staff only. Your contact information will not be 
publicly viewable except for your first and last names, organization 
name (if any), and submitter representative name (if any). If your 
comment is not processed properly because of technical difficulties, 
DOE will use this information to contact you. If DOE cannot read your 
comment due to technical difficulties and cannot contact you for 
clarification, DOE may not be able to consider your comment.
    However, your contact information will be publicly viewable if you 
include it in the comment or in any documents attached to your comment. 
Any information that you do not want to be publicly viewable should not 
be included in your comment, nor in any document attached to your 
comment. Persons viewing comments will see only first and last names, 
organization names, correspondence containing comments, and any 
documents submitted with the comments.
    Do not submit to http://www.regulations.gov information for which 
disclosure is restricted by statute, such as trade secrets and 
commercial or financial information (hereinafter referred to as 
Confidential Business Information (CBI)). Comments submitted through 
http://www.regulations.gov cannot be claimed as CBI. Comments received 
through the website will waive any CBI claims for the information 
submitted. For information on submitting CBI, see the Confidential 
Business Information section.
    DOE processes submissions made through http://www.regulations.gov 
before posting. Normally, comments will be posted within a few days of 
being submitted. However, if large volumes of comments are being 
processed simultaneously, your comment may not be viewable for up to 
several weeks. Please keep the comment tracking number that http://www.regulations.gov provides after you have successfully uploaded your 
comment.
    Submitting comments via email, hand delivery/courier, or postal 
mail. Comments and documents submitted via email, hand delivery/
courier, or postal mail also will be posted to http://www.regulations.gov. If you do not want

[[Page 62838]]

your personal contact information to be publicly viewable, do not 
include it in your comment or any accompanying documents. Instead, 
provide your contact information on a cover letter. Include your first 
and last names, email address, telephone number, and optional mailing 
address. The cover letter will not be publicly viewable as long as it 
does not include any comments.
    Include contact information each time you submit comments, data, 
documents, and other information to DOE. If you submit via postal mail 
or hand delivery/courier, please provide all items on a CD, if 
feasible. It is not necessary to submit printed copies. No facsimiles 
(faxes) will be accepted.
    Comments, data, and other information submitted to DOE 
electronically should be provided in PDF (preferred), Microsoft Word or 
Excel, WordPerfect, or text (ASCII) file format. Provide documents that 
are not secured, written in English and free of any defects or viruses. 
Documents should not contain special characters or any form of 
encryption and, if possible, they should carry the electronic signature 
of the author.
    Campaign form letters. Please submit campaign form letters by the 
originating organization in batches of between 50 to 500 form letters 
per PDF or as one form letter with a list of supporters' names compiled 
into one or more PDFs. This reduces comment processing and posting 
time.
    Confidential Business Information. According to 10 CFR 1004.11, any 
person submitting information that he or she believes to be 
confidential and exempt by law from public disclosure should submit via 
email, postal mail, or hand delivery/courier two well-marked copies: 
One copy of the document marked confidential including all the 
information believed to be confidential, and one copy of the document 
marked non-confidential with the information believed to be 
confidential deleted. Submit these documents via email or on a CD, if 
feasible. DOE will make its own determination about the confidential 
status of the information and treat it according to its determination.
    It is DOE's policy that all comments may be included in the public 
docket, without change and as received, including any personal 
information provided in the comments (except information deemed to be 
exempt from public disclosure).

C. Issues on Which DOE Seeks Comment

    Although DOE welcomes comments on any aspect of this proposal, DOE 
is particularly interested in receiving comments and views of 
interested parties concerning the following issues:
    (1) DOE requests comments on its proposal to establish a test 
procedure and labeling requirement for DPPP motors with a total 
horsepower of less than or equal to 5 THP, with the exception of: 
Polyphase motors capable of operating without a drive and distributed 
in commerce without a drive that converts single-phase power to 
polyphase power; waterfall pump motors; rigid electric spa pump motors; 
storable electric spa pump motors; integral cartridge-filter pool pump 
motors; and integral sand-filter pool pump motors.
    (2) DOE requests comment on its proposal to incorporate by 
reference the definitions included in UL 1004-10:2019.
    (3) DOE requests comment on the proposed use of the term 
``manufacturer's model number'' as defined at 10 CFR 431.2 for the 
purpose of reporting.
    (4) DOE requests comments on its proposal to incorporate by 
reference CSA C747-09 as the prescribed test method for evaluating the 
energy efficiency of DPPP motors.
    (5) DOE requests comments on its proposal to use full load 
efficiency as the energy efficiency metric for pool pump motors.
    (6) DOE seeks comment on the proposed requirement for DPPP motor 
manufacturers to label each DPPP motor with its measured energy 
efficiency on the motor's nameplate and to include that same 
information in marketing materials and catalogs, in addition to a 
statement indicating certification to UL 1004-10:2019, if applicable. 
Further, DOE seeks comment on whether this requirement is 
technologically and economically feasible, likely to result in 
significant energy savings, and likely to assist consumers in making 
purchasing decisions.
    (7) DOE seeks data from manufacturers (and any other interested 
parties) regarding the cost of implementing the proposed labeling 
requirement.
    (8) DOE also seeks comment on the degree to which the proposed 
labeling requirement should consider and be harmonized further with UL 
1004-10:2019 or other relevant industry standards for DPPP motors, and 
whether any changes to the proposed Federal labeling requirement would 
provide additional benefits to the public. DOE also requests comment on 
the benefits and burdens of adopting any industry/voluntary consensus-
based or other appropriate labeling requirements, without modification.
    (9) DOE also requests comment on the proposal not to require that 
the statement ``Certified to UL 1004-10:2019'' be included in catalogs 
that sell a DPPP motor that are certified to UL 1004-10:2019, and not 
to require manufacturers to submit a certification report to DOE 
regarding a motor's compliance with UL 1004-10:2019, if applicable.
    (10) DOE requests comment on the tentative conclusion that there 
are no impacts and associated costs of incorporating by reference UL 
1004-10:2019.
    (11) DOE requests comment on the tentative conclusion that there 
are no impacts and associated costs of incorporating by reference CSA 
C747-09 as the test procedure for DPPP motors.
    (12) DOE seeks comment on its understanding of the estimated impact 
and associated costs to DPPP motor manufacturers from the proposed 
nameplate labeling requirement.
    (13) DOE seeks comment on its understanding of the estimated impact 
and associated costs to DPPP motor manufacturers due to the proposed 
equipment catalog and marketing material updates.
    (14) DOE seeks comment on its understanding of the estimated impact 
and associated costs to DPPP motor manufacturers due to the proposed 
reporting requirement.
    (15) DOE seeks comment on its initial conclusion regarding the 
existence of only one small business (i.e. one with fewer than 1,250 
total employees) that manufactures DPPP motors in the United States. 
Additionally, DOE seeks comment on its initial conclusion that this 
proposal would not have a significant economic impact on this one small 
business.
    (16) DOE requests comment on its estimates of the total annual hour 
and cost burdens resulting from collection of information requirement 
for the labeling, disclosure, and reporting proposal.

VI. Approval of the Office of the Secretary

    The Secretary of Energy has approved publication of this proposed 
rule.

List of Subjects in 10 CFR Part 431

    Administrative practice and procedure, Confidential business 
information, Energy conservation test procedures, Incorporation by 
reference, Reporting and recordkeeping requirements.

[[Page 62839]]

Signing Authority

    This document of the Department of Energy was signed on August 28, 
2020, by Daniel R Simmons, Assistant Secretary for Energy Efficiency 
and Renewable Energy, pursuant to delegated authority from the 
Secretary of Energy. That document with the original signature and date 
is maintained by DOE. For administrative purposes only, and in 
compliance with requirements of the Office of the Federal Register, the 
undersigned DOE Federal Register Liaison Officer has been authorized to 
sign and submit the document in electronic format for publication, as 
an official document of the Department of Energy. This administrative 
process in no way alters the legal effect of this document upon 
publication in the Federal Register.

    Signed in Washington, DC, on August 28, 2020.
Treena V. Garrett,
Federal Register Liaison Officer, U.S. Department of Energy.
    For the reasons stated in the preamble, DOE is proposing to amend 
part 431 of Chapter II of Title 10, Code of Federal Regulations as set 
forth below:

PART 431--ENERGY EFFICIENCY PROGRAM FOR CERTAIN COMMERCIAL AND 
INDUSTRIAL EQUIPMENT

0
1. The authority citation for part 431 continues to read as follows:

    Authority: 42 U.S.C. 6291-6317; 28 U.S.C. 2461 note.

0
2. Section 431.11 is amended by adding a sentence at the end of the 
section.


Sec.  431.11   Purpose and scope.

    * * * This subpart does not cover electric motors that are 
`dedicated-purpose pool pump motors,' which are addressed in subpart Z 
of this part.
0
3. Section 431.441 is amended by adding a sentence at the end of the 
section.


Sec.  431.441   Purpose and scope.

    * * * This subpart does not cover electric motors that are 
`dedicated-purpose pool pump motors,' which are addressed in subpart Z 
of this part.
0
4. Add subpart Z, consisting of Sec. Sec.  431.481 through 431.486, to 
read as follows:
Subpart Z--Dedicated-Purpose Pool Pump Motors
Sec.
431.481 Purpose and scope.
431.482 Materials incorporated by reference.
431.483 Definitions.
431.484 Test procedure.
431.485 Labeling and representation requirement.
431.486 Reporting requirement.


Sec.  431.481   Purpose and scope.

    (a) Purpose. This subpart contains definitions, test procedures, 
labeling, and reporting requirements for electric motors that are 
dedicated-purpose pool pump motors, pursuant to Part A-1 of Title III 
of the Energy Policy and Conservation Act, as amended, 42 U.S.C. 6311-
6317. It also identifies materials incorporated by reference in this 
part. This subpart does not cover other ``electric motors,'' which are 
addressed in subpart B of this part, nor does it cover ``small electric 
motors,'' which are addressed in subpart X of this part.
    (b) Scope. The requirements of this subpart apply to dedicated-
purpose pool pump motors, as specified in paragraphs 1.2, 1.3 and 1.4 
of UL 1004-10:2019 (incorporated by reference, see Sec.  431.482).


Sec.  431.482  Materials incorporated by reference.

    (a) General. We incorporate by reference the following standards 
into subpart Z of part 431. The material listed has been approved for 
incorporation by reference by the Director of the Federal Register in 
accordance with 5 U.S.C. 552(a) and 1 CFR part 51. Any subsequent 
amendment to a standard by the standard-setting organization will not 
affect the DOE definitions, test procedures, or labeling requirements 
prescribed under subpart Z unless and until DOE amends its definitions, 
test procedures, or labeling requirements for the equipment addressed 
by this subpart. DOE incorporates the material as it exists on the date 
of the approval and a notification of any change in the material will 
be published in the Federal Register. Standards can be obtained from 
the sources below. All approved material is available for inspection at 
U.S. Department of Energy, Office of Energy Efficiency and Renewable 
Energy, Building Technologies Program, Sixth Floor, 950 L'Enfant Plaza 
SW, Washington, DC 20024, (202) 586-2945, or go to http://www1.eere.energy.gov/buildings/appliance_standards. It is also 
available at the National Archives and Records Administration (NARA). 
For information on the availability of this material at NARA, email: 
[email protected], or go to: www.archives.gov/federal-register/cfr/ibr-locations.html.
    (b) CSA. Canadian Standards Association, Sales Department, 5060 
Spectrum Way, Suite 100, Mississauga, Ontario, L4W 5N6, Canada, 1-800-
463-6727, or http://www.shopcsa.ca/
    (1) CSA C747-09 (R2014) (``CSA C747-09''), ``Energy efficiency test 
method for small motors'' (October 2009); IBR approved for Sec.  
431.484.
    (2) [Reserved]
    (c) UL. Underwriters Laboratories, 333 Pfingsten Road, Northbrook, 
IL 60062, or go to https://www.ul.com.
    (1) UL 1004-10:2019, ``Outline of Investigation for Pool pump 
motors'' (July 2019); IBR approved for Sec. Sec.  431.481, and 431.483 
.
    (2) [Reserved]


Sec.  431.483  Definitions.

    The definitions applicable to this subpart are defined in UL 1004-
10:2019 (incorporated by reference, see Sec.  431.482).


Sec.  431.484   Test procedures.

    (a) Scope. Pursuant to section 343(a) of EPCA, this section 
provides the test procedures for measuring the efficiency of dedicated-
purpose pool pump motors. (42 U.S.C. 6314) For purposes of part 431 and 
EPCA, the test procedures for measuring the efficiency of dedicated-
purpose pool pump motors shall be the test procedure specified in 
paragraph (b) of this section.
    (b) Testing and Calculations. Beginning [Date that is 180 days 
following publication of a final rule] determine the full load 
efficiency of each dedicated-purpose pool pump motor model by using CSA 
C747-09 (incorporated by reference, see Sec.  431.482).


Sec.  431.485  Labeling and Representation requirement.

    (a) Electric motor nameplate--(1) Required information. Beginning 
[Date that is 12 months following publication of a final rule] the 
permanent nameplate of a dedicated-purpose pool pump motor must be 
marked clearly with the following information:
    (i) The full load efficiency of the motor model as determined 
pursuant to the test procedure prescribed under Sec.  431.484(b); and
    (ii) For those motors that are certified to UL 1004-10:219, the 
following statement: ``Certified to UL 1004-10:2019''.
    (2) Display of required information. All orientation, spacing, type 
sizes, type faces, and line widths to display this required information 
shall be the same as or similar to the display of the other performance 
data on the motor's permanent nameplate.
    (b) Disclosure of efficiency information in marketing materials.

[[Page 62840]]

Beginning [DATE 12 MONTHS AFTER DATE OF PUBLICATION OF FINAL RULE IN 
THE Federal Register] the energy efficiency information of the 
dedicated-purpose pool pump motor that appears on its nameplate, shall 
be prominently displayed:
    (1) On each page of catalogs that list the motor as an offering for 
sale by the motor's manufacturer; and
    (2) In all other materials used to market the motor.
    (c) Representations. Representations of full load efficiency on the 
nameplate of a motor and in marketing materials must be based on the 
testing as prescribed under Sec.  431.484(b) of a minimum of one 
dedicated-purpose pool pump motor that is manufactured by the same 
manufacturer, has the same total horsepower, has electrical 
characteristics that are essentially identical, and does not have any 
differing physical or functional characteristics regarding the 
operating speed. If the representation is based on a single test, any 
represented value of full load efficiency must be less than or equal to 
the measured full load efficiency of the tested unit. If the 
representation is based on more than one test, any represented value of 
full load efficiency must be less than or equal to the lower of:
    (1) The mean of the sample X which is defined by
    [GRAPHIC] [TIFF OMITTED] TP05OC20.000
    
where Xi is the measured full load efficiency of unit i 
and n is the number of units tested; or,

    (2) The lower 95 percent confidence limit (LCL) of the true mean 
divided by 0.95,

where:
[GRAPHIC] [TIFF OMITTED] TP05OC20.001


And X is the sample mean, s is the sample standard deviation; n is the 
number of samples; and t0.95 is the t statistic for a 95 
percent one-tailed confidence interval with n-1 degrees of freedom 
(from appendix A to subpart B of part 429 of this chapter).


Sec.  431.486  Reporting requirement.

    (a) Submission of notification prior to compliance date. On or 
after DATE 12 MONTHS AFTER DATE OF PUBLICATION OF FINAL RULE IN THE 
FEDERAL REGISTER and prior to [DATE 14 MONTHS AFTER DATE OF PUBLICATION 
OF FINAL RULE IN THE FEDERAL REGISTER] each manufacturer (other than an 
importer) of a dedicated-purpose pool pump motor subject to the 
labeling requirement at Sec.  431.485 must submit a notification report 
for all such dedicated-purpose pool pump motors in production as of 
[DATE 14 MONTHS AFTER DATE OF PUBLICATION OF FINAL RULE IN THE Federal 
Register]. The notification report must comply with the requirements in 
paragraph (c) of this section and be submitted in accordance with 
paragraph (e) of this section.
    (b) Submission of notification report on and after the compliance 
date. For a dedicated-purpose pool pump motor subject to the labeling 
requirement at Sec.  431.485 produced after [DATE 14 MONTHS AFTER DATE 
OF PUBLICATION OF FINAL RULE IN THE FEDERAL REGISTER] for which the 
manufacturer's model number has not previously been reported, a 
manufacturer must submit a notification report. The notification report 
must comply with the requirements in paragraph (c) of this section and 
be submitted in accordance with paragraph (e) of this section prior to 
commencement of production of such dedicated-purpose pool pump motor. 
Any date prior to distribution in commerce for sale will be deemed 
prior to production.
    (c) Notification report. A notification report must contain the 
following information:
    (1) The manufacturer's name and address;
    (2) The manufacturer's model number(s) of the dedicated-purpose 
pool pump motor(s) subject to the labeling requirement at Sec.  
431.485;
    (3) For each reported model number:
    (i) Whether the motor model is certified to UL 1004-10:2019;
    (ii) The full load efficiency of the motor model as determined 
pursuant to the test procedure prescribed under Sec.  431.484(b), and
    (iii) If the motor model is certified to UL 1004-10:2019, the total 
horsepower and speed configuration of the motor as represented on the 
nameplate pursuant to the UL 1004-10:2019 certification;
    (4) The date, the name of the company official signing the 
statement, and his or her signature, title, address, telephone number, 
and email address; and
    (5) The following compliance statement, ``All information reported 
in the report is true, accurate, and complete. The manufacturer is 
aware of the penalties associated with violations of the Energy Policy 
and Conservation Act, as amended (42 U.S.C. 6291-6317), the regulations 
thereunder, and 18 U.S.C. 1001, which prohibits knowingly making false 
statements to the Federal Government.''
    (d) Third party submitters. A manufacturer may elect to use a third 
party to submit the notification report to DOE (for example, a trade 
association, independent test lab, or other authorized representative, 
including a private labeler acting as a third party submitter on behalf 
of a manufacturer); however, the manufacturer is responsible for 
submission of the notification report to DOE. The third party submitter 
must complete the compliance statement as part of the notification 
report. Each manufacturer using a third party submitter must have an 
authorization form on file with DOE. The authorization form includes 
the compliance statement as specified in paragraph (c)(4) of this 
section, specifies the third party authorized to submit notification 
reports on the manufacturer's behalf, and provides the contact 
information and signature of a company official of the manufacturer.
    (e) Method of submission. Reports required by this section must be 
submitted to DOE electronically at http://www.regulations.doe.gov/ccms 
(CCMS). A manufacturer or third party submitter can find reporting 
templates for DPPP motors online at https://www.regulations.doe.gov/ccms/templates.html. Manufacturers and third party submitters must 
submit a registration form, signed by an officer of the company, in 
order to obtain access to CCMS.

[FR Doc. 2020-19407 Filed 10-2-20; 8:45 am]
BILLING CODE 6450-01-P