[Federal Register Volume 85, Number 189 (Tuesday, September 29, 2020)]
[Notices]
[Pages 60967-60973]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-21519]


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DEPARTMENT OF COMMERCE

 Patent and Trademark Office


Agency Information Collection Activities; Submission to the 
Office of Management and Budget (OMB) for Review and Approval; Comment 
Request; Initial Patent Applications

AGENCY: United States Patent and Trademark Office, Department of 
Commerce.

ACTION: Notice of information collection; request for comment.

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SUMMARY: The United States Patent and Trademark Office (USPTO), in 
accordance with the Paperwork Reduction Act of 1995, invites comments 
on the extension and revision of an existing information collection: 
0651-0032 (Initial Patent Applications). The purpose of this notice is 
to allow 60 days for public comment preceding submission of the 
information collection to OMB.

DATES: To ensure consideration, comments regarding this information 
collection must be received on or before November 30, 2020.

[[Page 60968]]


ADDRESSES: Interested persons are invited to submit written comments by 
any of the following methods. Do not submit Confidential Business 
Information or otherwise sensitive or protected information.
     Email: [email protected]. Include ``0651-
0032 comment'' in the subject line of the message.
     Federal Rulemaking Portal: http://www.regulations.gov.
     Mail: Kimberly Hardy, Office of the Chief Administrative 
Officer, United States Patent and Trademark Office, P.O. Box 1450, 
Alexandria, VA 22313-1450.

FOR FURTHER INFORMATION CONTACT: Requests for additional information 
should be directed to the attention of Raul Tamayo, Senior Legal 
Advisor, Office of Patent Legal Administration, United States Patent 
and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450; by 
telephone at 571-272-7728; or by email to [email protected]. 
Additional information about this information collection is also 
available at http://www.reginfo.gov under ``Information Collection 
Review.''

SUPPLEMENTARY INFORMATION:

I. Abstract

    The USPTO is required by Title 35 of the United States Code, 
including 35 U.S.C. 131, to examine applications for patents. The USPTO 
administers the patent statutes through various rules in Chapter 37 of 
the Code of Federal Regulations, including 37 CFR 1.16 through 1.84. 
Each patent applicant must provide sufficient information to allow the 
USPTO to properly examine the application to determine whether it meets 
the criteria set forth in the patent statutes and regulations for 
issuance as a patent. For example, the patent statutes and regulations 
require that an application for patent include the following 
information:
    (1) A specification containing a description of the invention and 
at least one claim defining the property right sought by the applicant;
    (2) A drawing(s) or photograph(s), where necessary, for an 
understanding of the invention;
    (3) An oath or declaration signed by the applicant; and
    (4) A filing fee.
    The following types of patent applications are covered under the 
present information collection:
    (1) New original utility, plant, design, and provisional 
applications;
    (2) Continuation/divisional applications of international 
applications;
    (3) Continued prosecution applications (design); and
    (4) Continuation, divisional, and continuation-in-part applications 
of utility, plant, and design applications.
    In addition, this information collection covers petitions to accept 
an unintentionally delayed priority or benefit claim, petitions under 
37 CFR 1.47 (pre-Leahy-Smith America Invents Act (AIA)) to accept a 
filing by other than all of the inventors or a person not the inventor, 
petitions under 37 CFR 1.6(g) to accord an application under 37 CFR 
1.495(b) a receipt date, and papers filed under 37 CFR 1.41(c), 
1.41(a)(2) (pre-AIA), 1.48(d), 1.53(c)(2), and 1.53(c)(2) (pre-Patent 
Law Treaty (PLT) (AIA)) (the particular items covered under this 
information collection are identified in more detail at Table 1 below).
    Most applications for a patent, including new utility, design, and 
provisional applications, can be submitted through the USPTO patent 
electronic filing systems (EFS-Web or Patent Center). EFS-Web and 
Patent Center are the USPTO's systems for electronic filing of patent 
correspondence and are accessible via the internet on the USPTO 
website. The Legal Framework for Patent Electronic System is available 
at https://www.uspto.gov/patents-application-process/filing-online/legal-framework-efs-web.
    The forms in this information collection include: (1) Versions of 
the inventor's oath and declaration forms that were created to comply 
with the changes resulting from the AIA, e.g., forms AIA/01, AIA/02, 
etc., (2) pre-AIA versions of the oath and declaration forms, e.g., 
forms SB/01, SB/02, etc., and (3) foreign language translations of the 
oath and declaration forms, e.g., forms AIA/01CN, SB/02CN, etc. Items 
in this information collection that do not have forms associated with 
them include the petitions and the papers filed under 37 CFR 1.41(c), 
1.41(a)(2) (pre-AIA), 1.48(d), 1.53(c)(2), and 1.53(c)(2) (pre-PLT 
(AIA)).

II. Method of Collection

    As set forth in the Legal Framework for Patent Electronic System, 
available at https://www.uspto.gov/patents-application-process/filing-online/legal-framework-efs-web, most of the items in this information 
collection can be submitted through EFS-Web. The USPTO also will accept 
submissions by mail, facsimile (except that in accordance with 37 CFR 
1.6(d), the items covered under this information collection that may be 
submitted by facsimile are limited to the petitions and the papers 
filed under 37 CFR 1.41(c), 1.41(a)(2) (pre-AIA), 1.48(d), 1.53(c)(2), 
and 1.53(c)(2) (pre-PLT (AIA))), or hand delivery to the USPTO.

III. Data

    OMB Number: 0651-0032.
    Form Number(s): (AIA= American Invents; SB = Specimen Book).

 PTO/SB/06 (Patent Application Fee Determination Record 
(Substitute for Form PTO-875)
 PTO/SB/07 (Multiple Dependent Claim Fee Calculation Sheet 
(Substitute for Form PTO-1360; For Use with Form PTO/SB/06)
 PTO/SB/17 (Fee Transmittal Form)
 PTO/AIA/15 (Utility Patent Application Transmittal)
 PTO/AIA/18 (Design Patent Application Transmittal)
 PTO/AIA/19 (Plant Patent Application Transmittal)
 PTO/SB/01 (Declaration for Utility or Design Patent 
Application (37 CFR 1.63))
 PTO/SB/AIA/01 (Declaration (37 CFR 1.63) for Utility or Design 
Patent Application using an Application Data Sheet (37 CFR 1.76))
 PTO/AIA/01CN (Chinese Language Declaration (37 CFR 1.63) for 
Utility or Design Application Using an Application Data Sheet (37 CFR 
1.76))
 PTO/AIA/01DE (German Language Declaration (37 CFR 1.63) for 
Utility or Design Application Using an Application Data Sheet (37 CFR 
1.76))
 PTO/AIA/01ES (Spanish Language Declaration (37 CFR 1.63) for 
Utility or Design Application Using an Application Data Sheet (37 CFR 
1.76))
 PTO/AIA/01FR (French Language Declaration (37 CFR 1.63) for 
Utility or Design Application Using an Application Data Sheet (37 CFR 
1.76))
 PTO/AIA/01IT (Italian Language Declaration (37 CFR 1.63) for 
Utility or Design Application Using an Application Data Sheet (37 CFR 
1.76))
 PTO/AIA/01JP (Japanese Language Declaration (37 CFR 1.63) for 
Utility or Design Application Using an Application Data Sheet (37 CFR 
1.76))
 PTO/AIA/01KR (Korean Language Declaration (37 CFR 1.63) for 
Utility or Design Application Using An Application Data Sheet (37 CFR 
1.76))
 PTOAIA/01NL (Dutch Language Declaration (37 CFR 1.63) for 
Utility or Design Application Using an Application Data Sheet (37 CFR 
1.76))
 PTO/AIA/01RU (Russian Language Declaration (37 CFR 1.63) for 
Utility or Design Application Using An Application Data Sheet (37 CFR 
1.76))
 PTO/AIA/01SE (Swedish Language Declaration (37 CFR 1.63) for 
Utility or Design Application Using an Application Data Sheet (37 CFR 
1.76))

[[Page 60969]]

 PTO/SB/AIA08 (Declaration for Utility or Design Patent 
Application (37 CFR 1.63))
 PTO/SB/AIA10 (Declaration (Supplemental Sheet for PTO/SB/
AIA08, Declaration (Additional Inventors) and Supplemental Priority 
Data Sheet)
 PTO/SB/02 (Declaration (Supplemental Sheet for PTO/SB/AIA08 
Declaration (Additional Inventors) and Supplemental Priority Data 
Sheet)
 PTO/SB/02A (Declaration--Additional Inventors--Supplemental 
Sheet)
 PTO/SB/AIA02 (Substitute Statement in Lieu of an Oath or 
Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) 
and 37 CFR 1.64))
 PTO/SB/AIA11 (Substitute Statement Supplemental Sheet 
(supplemental sheet for PTO/SB/AIA02))
 PTO/SB/02B (Declaration--Supplemental Priority Data Sheet)
 PTO/SB/02CN (Declaration (Additional Inventors) and 
Supplemental Priority Data Sheets [2 pages] (Chinese Language 
Declaration for Additional Inventors)
 PTO/AIA/02CN (Chinese (Simplified) Language Substitute 
Statement in Lieu of an Oath or Declaration for Utility or Design 
Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64))
 PTO/SB/02DE (Declaration (Additional Inventors) and 
Supplemental Priority Data Sheets [2 pages] (German Language 
Declaration for Additional Inventors))
 PTO/AIA/02DE (German Language Substitute Statement in Lieu of 
an Oath or Declaration for Utility or Design Patent Application (35 
U.S.C. 115(d) and 37 CFR 1.64))
 PTO/SB/02ES (Declaration (Additional Inventors) and 
Supplemental Priority Data Sheet [2 pages] (Spanish Language 
Declaration for Additional Inventors))
 PTO/AIA/02ES (Spanish Language Substitute Statement in Lieu of 
an Oath or Declaration for Utility or Design Patent Application (35 
U.S.C. 115(d) and 37 CFR 1.64))
 PTO/SB/02FR (Declaration (Additional Inventors) and 
Supplemental Priority Data Sheet [2 pages] (French Language Declaration 
for Additional Inventors))
 PTO/AIA/02FR (French Language Substitute Statement in Lieu of 
an Oath or Declaration for Utility or Design Patent Application (35 
U.S.C. 115(d) and 37 CFR 1.64))
 PTO/SB/02IT (Declaration (Additional Inventors) and 
Supplemental Priority Data Sheet [2 pages] (Italian Language 
Declaration for Additional Inventors))
 PTO/AIA/02IT (Italian Language Substitute Statement in Lieu of 
an Oath or Declaration for Utility or Design Patent Application (35 
U.S.C. 115(d) and 37 CFR 1.64))
 PTO/SB/02JP (Japanese Language Substitute Statement in Lieu of 
an Oath or Declaration for Utility or Design Patent Application (35 
U.S.C. 115(d) and 37 CFR 1.64))
 PTO/SB/02KR (Declaration (Additional Inventors) and 
Supplemental Priority Data Sheet [2 pages] (Korean Language Declaration 
for Additional Inventors))
 PTO/AIA/02KR (Korean Language Substitute Statement in Lieu of 
an Oath or Declaration for Utility or Design Patent Application (35 
U.S.C. 115(d) and 37 CFR 1.64))
 PTO/SB/02NL (Declaration (Additional Inventors) and 
Supplemental Priority Data Sheet [2 pages] (Dutch Language Declaration 
for Additional Inventors))
 PTO/AIA/02NL (Dutch Language Substitute Statement in Lieu of 
an Oath or Declaration for Utility or Design Patent Application (35 
U.S.C. 115(d) and 37 CFR 1.64))
 PTO/SB/02RU (Declaration (Additional Inventors) and 
Supplemental Priority Data Sheet [2 pages] (Russian Language 
Declaration for Additional Inventors))
 PTO/AIA/02RU (Russian Language Substitute Statement in Lieu of 
an Oath or Declaration for Utility or Design Patent Application (35 
U.S.C. 115(d) and 37 CFR 1.64))
 PTO/SB/02SE (Declaration (Additional Inventors) and 
Supplemental Priority Data Sheet [2 pages] (Swedish Language 
Declaration for Additional Inventors))
 PTO/AIA/02SE (Swedish Language Substitute Statement in Lieu of 
an Oath or Declaration for Utility or Design Patent Application (35 
U.S.C. 115(d) and 37 CFR 1.64))
 PTO/SB/02LR (Declaration Supplemental Sheet for Legal 
Representatives (35 U.S.C. 117) on Behalf of a Deceased or 
Incapacitated Inventor)
 PTO/SB/03 (Plant Patent Application (35 U.S. C. 161) 
Declaration (37 CFR 1.63))
 PTO/SB/AIA03 (Declaration (37 CFR 1.63) for Plant Patent 
Application using an Application Data Sheet (37 CFR 1.76))
 PTO/SB/AIA09 (Plant Patent Application (35 U.S.C. 161) 
Declaration (37 CFR 1.162))
 PTO/SB/04 (Supplemental Declaration for Utility or Design 
Patent Application (37 CFR 1.67))
 PTO/SB/AIA04 (Substitute Statement in Lieu of an Oath or 
Declaration for Plant Patent Application (35 U.S.C. 115(d) and 37 CFR 
1.64))
 PTO/SB/AIA11 (Substitute Statement Supplemental Sheet 
(Supplemental Sheet for PTO/SB/AIA04))
 PTO/SB/AIA10 (Declaration (Supplemental Sheet for PTO/SB/
AIA09))
 PTO/SB/101 through 110 (Declaration and Power of Attorney for 
Patent Application (in various foreign languages))
 PTO/SB/01A (Declaration (37 CFR 1.63) for Utility or Design 
Application Using an Application Data Sheet (37 CFR 1.76))
 PTO/SB/03A (Declaration (37 CFR 1.63) for Plant Application 
Using an Application Data Sheet (37 CFR 1.76))
 PTO/SB/14 EFS-Web (Application Data Sheet Form)
 PTO/AIA/14 (Application Data Sheet 37 CFR 1.76)
 EFS-Web (Electronic New Utility Patent Application and 
Electronic New Design Application)
 PTO/SB/29 (For Design Applications Only: Continued Prosecution 
Application (CPA) Request Transmittal)
 PTO/SB/29A (For Design Applications Only: Receipt for 
Facsimile Transmitted CPA)
 PTO/SB/16 (Provisional Application for Patent Cover Sheet--
Paper and Electronic Filing)

    Type of Review: Revision of a currently approved information 
collection.
    Affected Public: Private sector; individuals or households.
    Estimated Number of Respondents: 633,209 respondents per year.
    Estimated Number of Responses: 633,209 responses per year.
    Estimated Time per Response: The USPTO estimates that it takes the 
respondents between 45 minutes to 40 hours (.75 to 40 hours) to 
complete a response, depending on the complexity of the particular 
item. This includes the time to gather the necessary information, 
create the documents, and submit the completed item to the USPTO.
    Estimated Total Annual Respondent Burden Hours: 15,598,813 hours.
    Estimated Total Annual Respondent Hourly Cost Burden: 
$6,239,525,200.

[[Page 60970]]



                                               Table 1--Total Hourly Burden for Private Sector Respondents
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                          Estimated
                                                          Estimated        annual      Estimated time     Estimated     Rate \1\  ($/   Estimated annual
         Item No.                     Item                 annual         responses     for response    annual burden       hour)            burden
                                                         respondents       (year)          (hours)       (hour/year)
                                                                                  (a)             (b)   (a) x (b) = c             (d)      (c) x (d) = e
--------------------------------------------------------------------------------------------------------------------------------------------------------
1........................  Original New Utility               283,425         283,425              40      11,337,000            $400     $4,534,800,000
                            Applications.
2........................  Original New Plant                   1,333           1,333               9          11,997             400          4,798,800
                            Applications.
3........................  Original New Design                 38,425          38,425               7         268,975             400        107,590,000
                            Applications.
4........................  Continuation/Divisional of          10,055          10,055               4          40,220             400         16,088,000
                            an International
                            Application.
5........................  Utility Continuation/               94,820          94,820               4         379,280             400        151,712,000
                            Divisional Applications.
6........................  Plant Continuation/                     12              12               3              36             400             14,400
                            Divisional Application.
7........................  Design Continuation/                 5,238           5,238               1           5,238             400          2,095,200
                            Divisional Application.
8........................  Continued Prosecution                1,272           1,272               1           1,272             400            508,800
                            Applications--Design
                            (Request Transmittal and
                            Receipt).
9........................  Utility Continuation-in-            10,831          10,831              20         216,620             400         86,648,000
                            Part Applications.
10.......................  Design Continuation-in-              1,078           1,078               3           3,234             400          1,293,600
                            Part Applications.
11.......................  Provisional Application            158,174         158,174              18       2,847,132             400      1,138,852,800
                            for Patent Cover Sheet.
12.......................  Petition to Accept                   1,978           1,978               1           1,978             400            791,200
                            Unintentionally Delay
                            Priority/Benefit Claim.
13.......................  Petition Under 37 CFR 1.47              39              39               1              39             400             15,600
                            (pre-AIA) to Accept a
                            Filing by Other Than all
                            the Inventors or a Person
                            not the Inventor.
14.......................  Papers filed under the               7,026           7,026             .75           5,270             400          2,108,000
                            following:.
                              1.41(c) or 1.41(a)(2)
                               (pre-AIA)--to supply
                               the name or names of
                               the inventor or
                               inventors after the
                               filing date without a
                               cover sheet as
                               prescribed by 37 CFR
                               1.51(c)(1) in a
                               provisional
                               application.
                              1.48(d)--for correction
                               of inventorship in a
                               provisional
                               application..
                              1.53 (c)(2) or
                               1.53(c)(2) (pre-PLT
                               (AIA))--to convert a
                               nonprovisional
                               application filed
                               under 1.53(b) to a
                               provisional
                               application filed
                               under 1.53(c).
                             ---------------------------------------------------------------------------------------------------------------------------
    Total................  ..........................         613,706         613,706  ..............      15,118,291  ..............      6,047,316,400
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ 2019 Report of the Economic Survey, published by the Committee on Economics of Legal Practice of the American Intellectual Property Law Association
  (AIPLA); https://www.aipla.org/detail/journal-issue/2019-report-of-the-economic-survey. The USPTO uses the mean rate for attorneys in private firms
  which is $400 per hour.


                                         Table 2--Total Hourly Burden for Individuals and Households Respondents
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                             Estimated
                                                             Estimated        annual      Estimated time     Estimated     Rate \2\  ($/     Estimated
         Item No.                       Item                  annual         responses     for response    annual burden       hour)       annual burden
                                                            respondents       (year)          (hours)       (hour/year)
                                                                                     (a)             (b)   (a) x (b) = c             (d)   (c) x (d) = e
--------------------------------------------------------------------------------------------------------------------------------------------------------
1.........................  Original New Utility                   9,009           9,009              40         360,360            $400    $144,144,000
                             Applications.
2.........................  Original New Plant                        42              42               9             378             400         151,200
                             Applications.
3.........................  Original New Design                    1,221           1,221               7           8,547             400       3,418,800
                             Applications.
4.........................  Continuation/Divisional of               320             320               4           1,280             400         512,000
                             an International
                             Application.
5.........................  Utility Continuation/                  3,013           3,013               4          12,052             400       4,820,800
                             Divisional Applications.
6.........................  Design Continuation/                     166             166               1             166             400          66,400
                             Divisional Application.
8.........................  Continued Prosecution                     40              40               1              40             400          16,000
                             Applications--Design
                             (Request Transmittal and
                             Receipt).
9.........................  Utility Continuation-in-Part             344             344              20           6,880             400       2,752,000
                             Applications.
10........................  Design Continuation-in-Part               34              34               3             102             400          40,800
                             Applications.
11........................  Provisional Application for            5,027           5,027              18          90,486             400      36,194,400
                             Patent Cover Sheet.
12........................  Petition to Accept                        63              63               1              63             400          25,200
                             Unintentionally Delay
                             Priority/Benefit Claim.
13........................  Petition Under 37 CFR 1.47                 1               1               1               1             400             400
                             (pre-AIA) to Accept a
                             Filing by Other Than all
                             the Inventors or a Person
                             not the Inventor.
14........................  Papers filed under the
                             following:

[[Page 60971]]

 
                               1.41(c) or 1.41(a)(2)                 223             223             .75             167             400          66,800
                                (pre-AIA)--to supply the
                                name or names of the
                                inventor or inventors
                                after the filing date
                                without a cover sheet as
                                prescribed by 37 CFR
                                1.51(c)(1) in a
                                provisional application.
                                                         -----------------------------------------------------------------------------------------------
                               1.48(d)--for correction
                                of inventorship in a
                                provisional application.
                               1.53(c)(2) or 1.53(c)(2)
                                (pre-PLT (AIA))--to
                                convert a nonprovisional
                                application filed under
                                1.53(b) to a provisional
                                application filed under
                                1.53(c).
                                                         -----------------------------------------------------------------------------------------------
    Total.................  ............................          19,503          19,503  ..............         480,522  ..............     192,208,800
--------------------------------------------------------------------------------------------------------------------------------------------------------
\2\ 2019 Report of the Economic Survey, published by the Committee on Economics of Legal Practice of the American Intellectual Property Law Association
  (AIPLA); https://www.aipla.org/detail/journal-issue/2019-report-of-the-economic-survey. The USPTO uses the mean rate for attorneys in private firms
  which is $400 per hour.

    Estimated Total Annual Non-Hour Respondent Cost Burden: 
$1,205,915,848. There are no maintenance, operation, capital start-up, 
or recordkeeping costs associated with this information collection. 
However, this information collection does have annual (non-hour) costs 
in the form of postage, drawing costs, and filing fees.
    Although the USPTO prefers that the items in this information 
collection be submitted electronically, the items may be submitted by 
mail through the United States Postal Service (USPS). The USPTO 
estimates that the average cost for sending a patent application by 
Priority Mail Express[supreg] 1 day legal envelope will be $26.50 and 
that up to 14,440 applications may be mailed to the USPTO, resulting in 
$382,660 in postage costs.
    The USPTO estimates that the petitions and other papers covered 
under this information collection, if submitted by mail, will be sent 
by first-class mail (2 Day Priority Express for a flat rate legal 
envelope) at an average postage rate of $8.05. The USPTO estimates that 
up to 301 petitions and other papers may be mailed per year, thus 
resulting in $2,423 in first-class mailing costs.
    Patent applicants can submit drawings with the applications covered 
under this information collection. As a basis for estimating the 
drawing costs, the USPTO expects that all applicants will have their 
drawings prepared by patent illustration firms.
    Estimates for the drawings can vary greatly, depending on the 
number of figures that need to be produced, the total number of pages 
for the drawings, and the complexity of the drawings. Because there are 
many variables involved, the USPTO is using the average of the cost 
ranges found for the application drawings to derive the estimated cost 
per sheet that is then used to calculate the total drawing costs.
    The USPTO estimates that total drawing cost is $601,432,030. The 
break-down of costs for utility, design, plant, and provisional 
drawings is broken down in table 3 below.

                                      Table 3--Drawing Cost to Respondents
----------------------------------------------------------------------------------------------------------------
                                                                     Estimated       Estimated
             Item No.                           Item                  annual       drawing costs   Drawing  cost
                                                                     responses      amount ($)        totals
                                                                             (a)             (b)   (a) x (b) = c
----------------------------------------------------------------------------------------------------------------
1................................  Utility Application Drawings.         292,434          $1,150    $336,299,100
3................................  Design Applications Drawings.          39,646           1,930      76,516,780
2................................  Plant Application Drawings              1,375             680         935,000
                                    (Photographs).
15...............................  Provisional Application               163,201           1,150     187,681,150
                                    Drawings.
                                                                 -----------------------------------------------
    Total Drawing Costs..........  .............................         496,656  ..............     601,432,030
----------------------------------------------------------------------------------------------------------------

    In this information collection, there is also an annual (non-hour) 
cost burden in the way of filing fees. The total estimated filing cost 
for this information collection is $604,098,735 and is detailed in 
table 4 below.

[[Page 60972]]



                                     Table 4--Total Non-Hour Respondent Cost
----------------------------------------------------------------------------------------------------------------
                                                                     Estimated
             Item No.                           Item                  annual          Amount          Totals
                                                                     responses
                                                                             (a)             (b)   (a) x (b) = c
----------------------------------------------------------------------------------------------------------------
1, 4.............................  Basic Filing fee--Utility             233,866            $320     $74,837,120
                                    (Paper Filing--Also Requires
                                    Non-Electronic Filing Fee
                                    Under 1.16(t)) (large
                                    entity).
1, 4.............................  Basic Filing fee--Utility                 749             160         119,840
                                    (Paper Filing--Also Requires
                                    Non-Electronic Filing Fee
                                    Under 1.16(t)) (small
                                    entity).
1, 4.............................  Basic Filing fee--Utility              15,940              80       1,275,200
                                    (Paper Filing--Also Requires
                                    Non-Electronic Filing Fee
                                    Under 1.16(t)) (micro
                                    entity).
1, 4.............................  Utility Application Size Fee--          7,242             420       3,041,640
                                    for Each Additional 50
                                    Sheets That Exceeds 100
                                    Sheets (large entity).
1, 4.............................  Utility Application Size Fee--          3,885             210         815,850
                                    for Each Additional 50
                                    Sheets That Exceeds 100
                                    Sheets (small entity).
1, 4.............................  Utility Application Size Fee--            108             105          11,340
                                    for Each Additional 50
                                    Sheets That Exceeds 100
                                    Sheets (micro entity).
1, 4.............................  Utility Search Fee (large             233,861             700     163,702,700
                                    entity).
1, 4.............................  Utility Search Fee (small              79,942            $350     $27,979,700
                                    entity).
1, 4.............................  Utility Search Fee (micro              15,718             175       2,750,650
                                    entity).
1, 4.............................  Utility Examination Fee               233,362             800     186,689,600
                                    (large entity).
1, 4.............................  Utility Examination Fee                79,842             400      31,936,800
                                    (small entity).
1, 4.............................  Utility Examination Fee                15,696             200       3,139,200
                                    (micro entity).
1,2 4-6, and 9...................  Each Independent Claim in              31,900             480      15,312,000
                                    Excess of Three (large
                                    entity).
1,2 4-6, and 9...................  Each Independent Claim in              11,200             240       2,688,000
                                    Excess of Three (small
                                    entity).
1,2 4-6, and 9...................  Each Independent Claim in               1,100             120         132,000
                                    Excess of Three (micro
                                    entity).
1,2 4-6, and 9...................  Each Claim in Excess of 20             57,300             100       5,730,000
                                    (large entity).
1,2 4-6, and 9...................  Each Claim in Excess of 20             25,800              50       1,290,000
                                    (small entity).
1,2 4-6, and 9...................  Each Claim in Excess of 20               1700              25          42,500
                                    (micro entity).
1,2 4-6, and 9...................  Multiple Dependent Claim                 1144             860         983,840
                                    (large entity).
1,2 4-6, and 9...................  Multiple Dependent Claim                  750             430         322,500
                                    (small entity).
1,2 4-6, and 9...................  Multiple Dependent Claim                  146             215          31,390
                                    (micro entity).
2, 5.............................  Plant Examination Fee (micro               10             165           1,650
                                    entity).
3, 6.............................  Basic Filing Fee--Design               18,613             220       4,094,860
                                    (large entity).
3, 6.............................  Basic Filing Fee--Design               17,665             110       1,943,150
                                    (small entity).
3, 6.............................  Basic Filing Fee--Design                5,634              55         309,870
                                    (micro entity).
3, 6.............................  Basic Filing Fee--Design                  534             220         117,480
                                    (CPA) (large entity).
3, 6.............................  Basic Filing Fee--Design                  455             110          50,050
                                    (CPA) (small entity).
3, 6.............................  Basic Filing Fee--Design                  153              55           8,415
                                    (CPA) (micro entity).
3, 6.............................  Design Application Size Fee--              70             420          29,400
                                    for Each Additional 50
                                    Sheets That Exceeds 100
                                    Sheets (large entity).
3, 6.............................  Design Application Size Fee--              38             210           7,980
                                    for Each Additional 50
                                    Sheets That Exceeds 100
                                    Sheets (small entity).
3, 6.............................  Design Application Size Fee--               4             105             420
                                    for Each Additional 50
                                    Sheets That Exceeds 100
                                    Sheets (micro entity).
3, 6.............................  Design Search Fee (large               19,107             160       3,057,120
                                    entity).
3, 6.............................  Design Search Fee (small               17,962              80       1,436,960
                                    entity).
3, 6.............................  Design Search Fee (micro                5,607              40         224,280
                                    entity).
3, 6.............................  Design Examination Fee (large          19,082             640      12,212,480
                                    entity).
3, 6.............................  Design Examination Fee (small          17,922             320       5,735,040
                                    entity).
3, 6.............................  Design Examination Fee (micro           5,596             160         895,360
                                    entity).
15...............................  Provisional Application Size            2,621             420       1,100,820
                                    Fee--for Each Additional 50
                                    Sheets That Exceeds 100
                                    Sheets (large entity).
15...............................  Provisional Application Size            3,264             210         685,440
                                    Fee--for Each Additional 50
                                    Sheets That Exceeds 100
                                    Sheets (small entity).
15...............................  Provisional Application Size              107             105          11,235
                                    Fee--for Each Additional 50
                                    Sheets That Exceeds 100
                                    Sheets (micro entity).
15...............................  Provisional Application                63,168             300      18,950,400
                                    Filing Fee (large entity).
15...............................  Provisional Application                71,968             150      10,795,200
                                    Filing Fee (small entity).
15...............................  Provisional Application                30,253              75       2,268,975
                                    Filing Fee (micro entity).
16...............................  Surcharge--Late Filing Fee,            80,603             160      12,896,480
                                    Search Fee, Examination Fee,
                                    Inventor's Oath or
                                    Declaration, or Application
                                    Filed Without at least One
                                    Claim or by Reference (large
                                    entity).
16...............................  Surcharge--Late Filing Fee,            36,442              80       2,915,360
                                    Search Fee, Examination Fee,
                                    Inventor's Oath or
                                    Declaration, or Application
                                    Filed Without at least One
                                    Claim or by Reference (small
                                    entity).
16...............................  Surcharge--Late Filing Fee,             4,403              40         176,120
                                    Search Fee, Examination Fee,
                                    Inventor's Oath or
                                    Declaration, or Application
                                    Filed Without at least One
                                    Claim or by Reference (micro
                                    entity).
16...............................  Surcharge--Late Provisional             1,798              60         107,880
                                    Filing Fee or Cover Sheet
                                    (large entity).
16...............................  Surcharge--Late Provisional             2,849              30          85,470
                                    Filing Fee or Cover Sheet
                                    (small entity).
16...............................  Surcharge--Late Provisional             3,308              15          49,620
                                    Filing Fee or Cover Sheet
                                    (micro entity).
17...............................  Petition Under 37 CFR 1.47                  1              50              50
                                    (pre-AIA) to Accept a Filing
                                    by Other Than all the
                                    Inventors or a Person not
                                    the Inventor (micro entity).
17...............................  Electronic Petition Under 37               37             200           7,400
                                    CFR 1.47 (pre-AIA) to Accept
                                    a Filing by Other Than the
                                    Inventors or a Person not
                                    the Inventor (large entity).
17...............................  Electronic Petition Under 37                1             100             100
                                    CFR 1.47 (pre-AIA) to Accept
                                    a Filing by Other Than the
                                    Inventors or a Person not
                                    the Inventor (small entity).
17...............................  Electronic Petition Under 37                1              50              50
                                    CFR 1.47 (pre-AIA) to Accept
                                    a Filing by Other Than the
                                    Inventors or a Person not
                                    the Inventor (micro entity).
                                                                 -----------------------------------------------
    Total Filing Fee.............  .............................  ..............  ..............     604,098,735
----------------------------------------------------------------------------------------------------------------


[[Page 60973]]

    Respondent's Obligation: Required to obtain or retain benefits.

IV. Request for Comments

    The USPTO is soliciting public comments to:
    (a) Evaluate whether the proposed collection of information is 
necessary for the proper performance of the functions of the Agency, 
including whether the information will have practical utility;
    (b) Evaluate the accuracy of the Agency's estimate of the burden of 
the proposed collection of information, including the validity of the 
methodology and assumptions used;
    (c) Enhance the quality, utility, and clarity of the information to 
be collected; and
    (d) Minimize the burden of the collection of information on those 
who are to respond, including through the use of appropriate automated, 
electronic, mechanical, or other technological collection techniques or 
other forms of information technology, e.g., permitting electronic 
submission of responses.
    All comments submitted in response to this notice are a matter of 
public record. USPTO will include or summarize each comment in the 
request to OMB to approve this information collection. Before including 
an address, phone number, email address, or other personal identifying 
information in a comment, be aware that the entire comment-- including 
personal identifying information--may be made publicly available at any 
time. While you may ask in your comment to withhold personal 
identifying information from public view, USPTO cannot guarantee that 
it will be able to do so.

Kimberly Hardy,
Information Collections Officer, Office of the Chief Administrative 
Officer, United States Patent and Trademark Office.
[FR Doc. 2020-21519 Filed 9-28-20; 8:45 am]
BILLING CODE 3510-16-P