[Federal Register Volume 85, Number 32 (Tuesday, February 18, 2020)]
[Proposed Rules]
[Pages 9328-9356]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-03054]



[[Page 9327]]

Vol. 85

Tuesday,

No. 32

February 18, 2020

Part IV





 Nuclear Regulatory Commission





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10 CFR Parts 170 and 171





 Revision of Fee Schedules; Fee Recovery for Fiscal Year 2020; Proposed 
Rule

  Federal Register / Vol. 85, No. 32 / Tuesday, February 18, 2020 / 
Proposed Rules  

[[Page 9328]]


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NUCLEAR REGULATORY COMMISSION

10 CFR Parts 170 and 171

[NRC-2017-0228; Docket No. PRM-171-1; NRC-2019-0084]
RIN 3150-AK10


Revision of Fee Schedules; Fee Recovery for Fiscal Year 2020

AGENCY: Nuclear Regulatory Commission.

ACTION: Proposed rule.

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SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) is proposing to 
amend the licensing, inspection, special project, and annual fees 
charged to its applicants and licensees. These proposed amendments are 
necessary to implement the Omnibus Budget Reconciliation Act of 1990, 
as amended (OBRA-90), which requires the NRC to recover approximately 
90 percent of its annual budget through fees less certain amounts 
excluded from this fee-recovery requirement.

DATES: Submit comments by March 19, 2020. Comments received after this 
date will be considered if it is practical to do so, but the NRC is 
able to ensure consideration only for comments received before this 
date. Because OBRA-90 requires the NRC to collect the FY 2020 fees by 
September 30, 2020, the NRC must finalize any revisions to its fee 
schedules promptly, and thus be unable to grant any request for an 
extension of the comment period.

ADDRESSES: You may submit comments by any of the following methods 
(unless this document describes a different method for submitting 
comments on a specific subject):
     Federal Rulemaking Website: Go to https://www.regulations.gov and search for Docket ID NRC-2017-0228. Address 
questions about NRC dockets to Carol Gallagher; telephone: 301-415-
3463; email: [email protected]. For technical questions, contact 
the individual listed in the FOR FURTHER INFORMATION CONTACT section of 
this proposed rule.
     Email comments to: [email protected]. If you do 
not receive an automatic email reply confirming receipt, then contact 
us at 301-415-1677.
     Fax comments to: Secretary, U.S. Nuclear Regulatory 
Commission at 301-415-1101.
     Mail comments to: Secretary, U.S. Nuclear Regulatory 
Commission, Washington, DC 20555-0001, ATTN: Rulemakings and 
Adjudications Staff.
     Hand deliver comments to: 11555 Rockville Pike, Rockville, 
Maryland 20852, between 7:30 a.m. and 4:15 p.m. (Eastern Time) Federal 
workdays; telephone: 301-415-1677.
    For additional direction on obtaining information and submitting 
comments, see ``Obtaining Information and Submitting Comments'' in the 
SUPPLEMENTARY INFORMATION section of this document.

FOR FURTHER INFORMATION CONTACT: Anthony Rossi, Office of the Chief 
Financial Officer, U.S. Nuclear Regulatory Commission, Washington, DC 
20555-0001, telephone: 301-415-7341; email: [email protected].

SUPPLEMENTARY INFORMATION: 

Table of Contents

I. Obtaining Information and Submitting Comments
II. Background; Statutory Authority
III. Petition for Rulemaking: (PRM-171-1; NRC-2019-0084)
IV. Discussion
V. Regulatory Flexibility Certification
VI. Regulatory Analysis
VII. Backfitting and Issue Finality
VIII. Plain Writing
IX. National Environmental Policy Act
X. Paperwork Reduction Act Public Protection Notification
XI. Voluntary Consensus Standards
XII. Availability of Guidance
XIII. Public Meeting
XIV. Availability of Documents

I. Obtaining Information and Submitting Comments

A. Obtaining Information

    Please refer to Docket ID NRC-2017-0228 when contacting the NRC 
about the availability of information for this action. You may obtain 
publicly-available information related to this action by any of the 
following methods:
     Federal Rulemaking Website: Go to https://www.regulations.gov and search for Docket ID NRC-2017-0228.
     NRC's Agencywide Documents Access and Management System 
(ADAMS): You may obtain publicly-available documents online in the 
ADAMS Public Documents collection at https://www.nrc.gov/reading-rm/adams.html. To begin the search, select ``Begin Web-based ADAMS 
Search.'' For problems with ADAMS, please contact the NRC's Public 
Document Room (PDR) reference staff at 1-800-397-4209 or 301-415-4737, 
or by email to [email protected]. The ADAMS accession number for 
each document referenced in this document (if that document is 
available in ADAMS) is provided the first time that a document is 
referenced. For the convenience of the reader, the ADAMS accession 
numbers are also provided in a table in the ``Availability of 
Documents'' section of this document.
     NRC's PDR: You may examine and purchase copies of public 
documents at the NRC's PDR, Room O1-F21, One White Flint North, 11555 
Rockville Pike, Rockville, Maryland 20852.

B. Submitting Comments

    Please include Docket ID NRC-2017-0228 in the subject line of your 
comment submission in order to ensure that the NRC is able to make your 
comment submission publicly available in this docket.
    The NRC cautions you not to include identifying or contact 
information that you do not want to be publicly disclosed in your 
comment submission. The NRC posts all comment submissions at https://www.regulations.gov as well as entering the comment submissions into 
ADAMS. The NRC does not routinely edit comment submissions to remove 
identifying or contact information.
    If you are requesting or aggregating comments from other persons 
for submission to the NRC, then you should inform those persons not to 
include identifying or contact information that they do not want to be 
publicly disclosed in their comment submissions. Your request should 
state that the NRC does not routinely edit comment submissions to 
remove such information before making the comment submissions available 
to the public or entering the comment submissions into ADAMS.

II. Background; Statutory Authority

    The NRC's fee regulations are primarily governed by two laws: (1) 
The Independent Offices Appropriation Act, 1952 (IOAA) (31 U.S.C. 
9701), and (2) OBRA-90 (42 U.S.C. 2214). The IOAA generally authorizes 
and encourages Federal regulatory agencies to recover--to the fullest 
extent possible--costs attributable to services provided to 
identifiable recipients. Under OBRA-90, the NRC must recover 
approximately 90 percent of its budget authority for the fiscal year 
through fees. In FY 2020, the following appropriated amounts are 
excluded from the fee-recovery requirement: The development of a 
regulatory infrastructure for advanced nuclear reactor technologies, 
international activities, generic homeland security activities, Waste 
Incidental to Reprocessing, and Inspector General services for the 
Defense Nuclear Facilities Safety Board. Under OBRA-90, the NRC must 
use its IOAA authority first to collect service fees for NRC work that 
provides specific benefits to identifiable applicants and licensees 
(such as licensing work, inspections, and special projects).

[[Page 9329]]

    The NRC's regulations in part 170 of title 10 of the Code of 
Federal Regulations (10 CFR), ``Fees for Facilities, Materials, Import 
and Export Licenses, and Other Regulatory Services Under the Atomic 
Energy Act of 1954, as amended,'' authorize the fees the agency is 
required to collect from specific beneficiaries. But, because the NRC's 
fee recovery under the IOAA (10 CFR part 170) will not equal 90 percent 
of the agency's budget authority for the fiscal year, the NRC also 
assesses ``annual fees'' under 10 CFR part 171, ``Annual Fees for 
Reactor Licenses and Fuel Cycle Licenses and Materials Licenses, 
Including Holders of Certificates of Compliance, Registrations, and 
Quality Assurance Program Approvals and Government Agencies Licensed by 
the NRC,'' to recover the remaining amount necessary to meet OBRA-90's 
fee-recovery requirement.

III. Petition for Rulemaking: (PRM-171-1; NRC-2019-0084)

    On February 28, 2019, the NRC received a petition for rulemaking 
(ADAMS Accession No. ML19081A015) from Dr. Michael D. Meier, on behalf 
of the Southern Nuclear Operating Company (the petitioner). The 
petitioner requested that the NRC revise its regulations in 10 CFR part 
171 related to the start of the assessment of annual fees for combined 
license (COL) holders licensed under 10 CFR part 52, ``Licenses, 
Certifications, and Approvals for Nuclear Power Plants,'' to align with 
the commencement of ``commercial operation,'' of a licensed nuclear 
power plant. Specifically, the petitioner requested that the NRC revise 
the timing of when annual fees commence for COL holders to coincide 
when a reactor achieves ``commercial operation,'' rather than when the 
NRC finds (under Sec.  52.103(g)) that the acceptance criteria in the 
COL are met, after which the licensee can operate the facility. The NRC 
regulations at Sec.  171.15 currently require a 10 CFR part 52 COL 
holder to pay the annual fee upon the Commission's finding under Sec.  
52.103(g). The NRC published a notice of docketing in the Federal 
Register (84 FR 26774; June 10, 2019), and requested public comment on 
the issues raised in PRM-171-1.
    The NRC received five public comment submissions, containing seven 
comments, during the 30-day public comment period, from the Nuclear 
Energy Institute (NEI), several industry stakeholders, and one non-
government organization. All comments supported the petitioner's 
request raised in the PRM. The petitioner requested the NRC consider 
this rule change within the context of its annual fee rulemaking to 
amend 10 CFR parts 170 and 171 to collect FY 2020 fees. The NRC 
published a notice in the Federal Register (84 FR 65032; November 26, 
2019) that granted partial consideration by modifying the timing 
regarding the assessment of annual fees for 10 CFR part 52 COL holders 
in the FY 2020 proposed fee rule. In addition, two of the seven 
comments requested that the NRC expand the scope of any rulemaking 
associated with the PRM to include certain licensees under 10 CFR part 
50. All responses to comments received on the petition will be 
addressed in the final fee rule.
    Based on its review of PRM-171-1 and the public comments, the NRC 
is proposing to amend Sec.  171.15(a) to modify the timing regarding 
the assessment of annual fees for 10 CFR part 52 COL holders. In 
addition, the NRC is proposing to amend the timing regarding the 
assessment of annual fees to apply to future 10 CFR part 50 power 
reactor licensees. See the FY 2020 Policy Changes section of this 
proposed rule for additional information on the proposed amendment 
resulting from PRM-171-1.

IV. Discussion

FY 2020 Fee Collection--Overview

    The NRC is issuing this FY 2020 proposed fee rule based on Public 
Law (Pub. L.) 116-93--Further Consolidated Appropriations Act, 2020, 
(the enacted budget). The proposed fee rule reflects a budget authority 
in the amount of $855.6 million, a decrease of $55.4 million from FY 
2019. As explained previously, certain portions of the NRC's total 
budget are excluded from OBRA-90's fee-recovery requirement. Based on 
the FY 2020 enacted budget, these exclusions total $46.6 million, 
consisting of $15.5 million for the development of a regulatory 
infrastructure for advanced nuclear reactor technologies; $14.5 million 
for international activities; $14.1 million for generic homeland 
security activities; $1.3 million for Waste Incidental to Reprocessing 
activities; and $1.2 million for Inspector General services for the 
Defense Nuclear Facilities Safety Board. Additionally, OBRA-90 requires 
the NRC to recover only approximately 90 percent of the remaining 
budget authority for the fiscal year--10 percent of the remaining 
budget authority need not be recovered through fees. The NRC refers to 
the activities included in this 10-percent as ``fee-relief'' 
activities.
    After accounting for the fee-recovery exclusions, the fee-relief 
activities, and net billing adjustments (i.e., the sum of unpaid 
current year invoices (estimated) minus payments for prior year 
invoices, and current year collections made for the termination of one 
operating power reactor), the NRC must recover approximately $728.5 
million in fees in FY 2020. Of this amount, the NRC estimates that 
$230.6 million will be recovered through 10 CFR part 170 service fees 
and approximately $497.9 million will recovered through 10 CFR part 171 
annual fees. Table I summarizes the fee-recovery amounts for the FY 
2020 proposed fee rule using the enacted budget, and taking into 
account excluded activities, fee-relief activities, and net billing 
adjustments. For all information presented in the following tables, 
individual values may not sum to totals due to rounding. Please see the 
work papers (ADAMS Accession No. ML19343A735) for actual amounts.
    Public Law 116-93--Further Consolidated Appropriations Act, 2020, 
also includes direction for the NRC to use $40.0 million in prior year 
unobligated carryover funds. The use of carryover funds allows the NRC 
to accomplish the work needed without additional costs to licensees 
because, consistent with the requirements of OBRA-90, fees are 
calculated based on the budget authority enacted for the current fiscal 
year and not carryover funds.

[[Page 9330]]



                                  Table I--Budget and Fee Recovery Amounts \1\
                                              [Dollars in millions]
----------------------------------------------------------------------------------------------------------------
                                                                   FY 2019 final      FY 2020       Percentage
                                                                       rule        proposed rule      change
----------------------------------------------------------------------------------------------------------------
Total Budget Authority..........................................          $911.0          $855.6            -6.1
Less Excluded Fee Items.........................................           -43.4           -46.6             7.4
                                                                 -----------------------------------------------
    Balance.....................................................           867.6           808.9            -6.8
Fee Recovery Percent............................................              90              90             0.0
Total Amount to be Recovered:...................................           780.8           728.1            -6.8
    10 CFR Part 171 Billing Adjustments:
        Unpaid Current Year Invoices (estimated)................             4.5             4.5             0.0
        Less Current Year Collections from a Terminated Reactor--            0.0            -2.4          100.00
         Indian Point Nuclear Generating, Unit 2................
        Less Payments Received in Current Year for Previous Year            -2.8            -1.7           -39.3
         Invoices (estimated)...................................
                                                                 -----------------------------------------------
            Subtotal............................................             1.7             0.4           -76.5
Amount to be Recovered through 10 CFR Parts 170 and 171 Fees....           782.5           728.5            -6.9
    Less Estimated 10 CFR Part 170 Fees.........................          -252.1          -230.6            -8.5
                                                                 -----------------------------------------------
        10 CFR Part 171 Fee Collections Required................          $530.5          $497.9            -6.2
----------------------------------------------------------------------------------------------------------------

FY 2020 Fee Collection--Professional Hourly Rate
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    \1\ For each table, numbers may not add due to rounding.
---------------------------------------------------------------------------

    The NRC uses a professional hourly rate to assess fees under 10 CFR 
part 170 for specific services it provides. The professional hourly 
rate also helps determine flat fees (which are used for the review of 
certain types of license applications). This rate would be applicable 
to all activities for which fees are assessed under Sec. Sec.  170.21 
and 170.31.
    The NRC's professional hourly rate is derived by adding budgeted 
resources for: (1) Mission-direct program salaries and benefits, (2) 
mission-indirect program support, and (3) agency support (corporate 
support and the Inspector General). The NRC then subtracts certain 
offsetting receipts and divides this total by the mission-direct full-
time equivalents (FTE) converted to hours (the mission-direct FTE 
converted to hours is the product of the mission-direct FTE multiplied 
by the estimated annual mission-direct FTE productive hours). The only 
budgeted resources excluded from the professional hourly rate are those 
for mission-direct contract resources, which are generally billed to 
licensees separately. The following shows the professional hourly rate 
calculation:
[GRAPHIC] [TIFF OMITTED] TP18FE20.058

    For FY 2020, the NRC is proposing to increase the professional 
hourly rate from $275 to $279. The 0.4 percent increase in the FY 2020 
professional hourly rate is due primarily to the anticipated decline in 
the number of mission-direct FTE compared to FY 2019. The number of 
mission-direct FTE is expected to decline by 109, primarily due to (1) 
the anticipated completion of the NuScale small modular reactor (SMR) 
design certification review; (2) a reduction in workload associated 
with the Clinch River Nuclear Site (Clinch River) early site permit; 
(3) the power reactor plant closures of Oyster Creek Nuclear Generating 
Station (Oyster Creek), Pilgrim Nuclear Power Station (Pilgrim), Three 
Mile Island Nuclear Generating Station, Unit 1 (TMI 1); and (4) the 
expected decline in submissions for fuel facility license renewal 
applications, the decrease in the number of license amendments, the 
termination of the Mixed-Oxide (MOX) Fuel Fabrication Facility 
construction authorization, and efficiencies gained within the fuel 
facilities inspection program. The FY 2020 estimate for annual mission-
direct FTE productive hours is 1,510 hours, which is unchanged from FY 
2019. This estimate, also referred to as the productive hours 
assumption, reflects the average number of hours that a mission-direct 
employee spends on mission-direct work in a given year. This estimate 
therefore excludes hours charged to annual leave, sick leave, holidays, 
training, and general administrative tasks. Table II shows the 
professional hourly rate calculation methodology. The FY 2019 amounts 
are provided for comparison purposes.
---------------------------------------------------------------------------

    \2\ The fees collected by the NRC for Freedom of Information Act 
(FOIA) services and indemnity fees (financial protection required of 
all licensees for public liability claims at 10 CFR part 140) are 
subtracted from the budgeted resources amount when calculating the 
10 CFR part 170 professional hourly rate, per the guidance in the 
Office of Management and Budget (OMB) Circular A-25, User Charges. 
The budgeted resources for FOIA activities are allocated under the 
product for Information Services within the Corporate Support 
business line. The budgeted resources for indemnity activities are 
allocated under the Licensing Actions and Research and Test Reactors 
products within the Operating Reactors business line.

[[Page 9331]]



                                 TABLE II--Professional Hourly Rate Calculation
                                     [Dollars in millions, except as noted]
----------------------------------------------------------------------------------------------------------------
                                                                   FY 2019 final      FY 2020       Percentage
                                                                       rule        proposed rule      change
----------------------------------------------------------------------------------------------------------------
Mission-Direct Program Salaries & Benefits......................          $334.7          $314.6            -6.0
Mission-Indirect Program Support................................          $120.6          $110.8            -8.1
Agency Support (Corporate Support and the IG)...................          $304.5          $291.5            -4.3
                                                                 -----------------------------------------------
    Subtotal....................................................          $759.8          $716.9            -5.6
Less Offsetting Receipts \2\....................................            $0.0            $0.0             0.0
                                                                 -----------------------------------------------
    Total Budgeted Resources Included in Professional Hourly              $759.8          $716.9            -5.6
     Rate.......................................................
Mission-Direct FTE (Whole numbers)..............................           1,810           1,701            -6.0
Annual Mission-Direct FTE Productive Hours (Whole numbers)......           1,510           1,510             0.0
Mission-Direct FTE Converted to Hours (Mission-Direct FTE              2,733,100       2,568,510            -6.0
 multiplied by Annual Mission-Direct FTE Productive Hours) (In
 Millions)......................................................
Professional Hourly Rate (Total Budgeted Resources Included in              $278            $279             0.4
 Professional Hourly Rate Divided by Mission-Direct FTE
 Converted to Hours) (Whole Numbers)............................
----------------------------------------------------------------------------------------------------------------

FY 2020 Fee Collection--Flat Application Fee Changes

    The NRC proposes to amend the flat application fees that it charges 
in its schedule of fees in Sec. Sec.  170.21 and 170.31 to reflect the 
revised professional hourly rate of $279. The NRC charges these fees to 
applicants for materials licenses and other regulatory services, as 
well as holders of materials licenses. The NRC calculates these flat 
fees by multiplying the average professional staff hours needed to 
process the licensing actions by the proposed professional hourly rate 
for FY 2020. As part of its calculations, the NRC analyzes the actual 
hours spent performing licensing actions and estimates the five-year 
average professional staff hours that are needed to process licensing 
actions as part of its biennial review of fees, which is required by 
Section 205(a) of the Chief Financial Officers Act of 1990 (31 U.S.C. 
902(a)(8)). The NRC performed this review in FY 2019 and will perform 
this review again in FY 2021. The higher professional hourly rate of 
$279 is the primary reason for the increase in application fees. Please 
see the work papers for more detail.
    The NRC rounds these flat fees in such a way that ensures both 
convenience for its stakeholders and that any rounding effects are 
minimal. Accordingly, fees under $1,000 are rounded to the nearest $10, 
fees between $1,000 and $100,000 are rounded to the nearest $100, and 
fees greater than $100,000 are rounded to the nearest $1,000.
    The proposed licensing flat fees are applicable for certain 
materials licensing actions (see fee categories 1.C. through 1.D., 2.B. 
through 2.F., 3.A. through 3.S., 4.B. through 5.A., 6.A. through 9.D., 
10.B., 15.A. through 15.L., 15.R., and 16 of Sec.  170.31). Because the 
enacted budget excludes international activities from the fee-
recoverable budget, the NRC is not proposing to charge flat fees for 
import and export licensing actions described in Sec.  170.21. 
Applications filed on or after the effective date of the FY 2020 final 
fee rule will be subject to the revised fees in the final rule.

FY 2020 Fee Collection--Fee-Relief and Low-Level Waste Surcharge

    As previously noted, OBRA-90 requires the NRC to recover 
approximately 90 percent of its annual budget authority for the fiscal 
year. The NRC applies the remaining 10 percent that is not recovered to 
offset certain budgeted activities--see Table III for a full listing of 
these ``fee-relief'' activities. If the amount budgeted for these fee-
relief activities is greater or less than 10 percent of the NRC's 
annual budget authority (less the fee-recovery exclusions), then the 
NRC applies a fee adjustment (either an increase or decrease) to all 
licensees' annual fees, based on the percentage of the NRC's budgeted 
resources allocated to each fee class.
    In FY 2020, the amount budgeted for fee-relief activities is less 
than the 10 percent threshold. Therefore, the NRC proposes to assess a 
fee-relief credit that decreases all licensees' annual fees. Table III 
summarizes the fee-relief activities budgeted for FY 2020. The FY 2019 
amounts are provided for comparison purposes.

                                        Table III--Fee-Relief Activities
                                              [Dollars in millions]
----------------------------------------------------------------------------------------------------------------
                                                                      FY 2019         FY 2020
                                                                     budgeted        budgeted       Percentage
                      Fee-relief activities                          resources       resources        change
                                                                    final rule    proposed  rule
----------------------------------------------------------------------------------------------------------------
1. Activities not attributable to an existing NRC licensee or
 class of licensees:
    a. Agreement State oversight................................           $11.5           $11.9             3.8
    b. Scholarships and Fellowships.............................            15.0            16.0             6.7
    c. Medical Isotope Production Infrastructure................             5.4             2.7           -50.0
2. Activities not assessed under 10 CFR part 170 service fees or
 10 CFR part 171 annual fees based on existing law or Commission
 policy:
    a. Fee exemption for nonprofit educational institutions.....             9.1             9.0            -1.1
    b. Costs not recovered from small entities under 10 CFR                  8.0             7.6            -4.9
     171.16(c)..................................................
    c. Regulatory support to Agreement States...................            14.7            12.2           -17.3

[[Page 9332]]

 
    d. Generic decommissioning/reclamation (not related to the              12.9            12.0            -7.0
     power reactor and spent fuel storage fee classes)..........
    e. Uranium recovery program and unregistered general                     7.2             5.2           -27.8
     licensees..................................................
    f. Potential Department of Defense remediation program                   2.1             1.7           -16.7
     Memorandum of Understanding activities.....................
    g. Non-military radium sites................................             1.1             0.8           -23.4
                                                                 -----------------------------------------------
        Total fee-relief activities.............................            87.0            79.2            -9.0
        Less 10 percent of the NRC's total FY budget (less the             -86.8           -80.9            -6.8
         fee recovery exclusions)...............................
                                                                 -----------------------------------------------
            Fee-Relief Adjustment to be Allocated to All                    $0.3            -1.7          -673.0
             Licensees' Annual Fees.............................
----------------------------------------------------------------------------------------------------------------

    Table IV shows how the NRC proposes to allocate the $1.7 million 
fee-relief credit to each licensee fee class. In addition to the fee-
relief credit, the NRC proposes assessing a generic low-level waste 
(LLW) surcharge of $3.4 million. Disposal of LLW occurs at commercially 
operated LLW disposal facilities that are licensed by either the NRC or 
an Agreement State. Four existing LLW disposal facilities in the United 
States accept various types of LLW. All are located in Agreement States 
and, therefore, are regulated by an Agreement State, rather than the 
NRC. The NRC proposes to allocate this surcharge to its licensees based 
on data available in the U.S. Department of Energy's (DOE) Manifest 
Information Management System. This database contains information on 
total LLW volumes and NRC usage information from four generator 
classes: Academic, industrial, medical, and utility. The ratio of 
utility waste volumes to total LLW volumes over a period of time is 
used to estimate the portion of this surcharge that will be allocated 
to the power reactors, fuel facilities, and materials fee classes. The 
materials portion is adjusted to account for the fact that a large 
percentage of materials licensees are licensed by the Agreement States 
rather than the NRC.
    Table IV shows the LLW surcharge and fee-relief credit, and its 
proposed allocation across the various fee classes.

                     Table IV--Allocation of Fee-Relief Adjustment and LLW Surcharge FY 2020
                                              [Dollars in millions]
----------------------------------------------------------------------------------------------------------------
                                           LLW surcharge               Fee-relief adjustment           Total
                                 -------------------------------------------------------------------------------
                                      Percent            $            Percent            $               $
----------------------------------------------------------------------------------------------------------------
Operating Power Reactors........            84.0           2.881            86.4          -1.485           1.396
Spent Fuel Storage/Reactor                   0.0           0.000             5.4          -0.092          -0.092
 Decommissioning................
Research and Test Reactors......             0.0           0.000             0.5          -0.009          -0.009
Fuel Facilities.................            12.7           0.436             3.4          -0.058           0.378
Materials Users.................             3.3           0.113             3.8          -0.065           0.048
Transportation..................             0.0           0.000             0.5          -0.009          -0.009
Rare Earth Facilities...........             0.0           0.000             0.0             0.0             0.0
Uranium Recovery................             0.0           0.000             0.1          -0.001          -0.001
                                 -------------------------------------------------------------------------------
    Total.......................           100.0           3.430           100.0          -1.719           1.711
----------------------------------------------------------------------------------------------------------------

FY 2020 Fee Collection--Revised Annual Fees

    In accordance with SECY-05-0164, ``Annual Fee Calculation Method'' 
(ADAMS Accession No. ML052580332), the NRC rebaselines its annual fees 
every year. ``Rebaselining'' entails analyzing the budget in detail and 
then allocating the budgeted costs to various classes or subclasses of 
licensees. It also includes updating the number of NRC licensees in its 
fee calculation methodology.
    The NRC proposes to revise its annual fees in Sec. Sec.  171.15 and 
171.16 to recover approximately 90 percent of the NRC's FY 2020 enacted 
budget (less the fee-recovery exclusions and the estimated amount to be 
recovered through 10 CFR part 170 fees). The total estimated 10 CFR 
part 170 collections for this proposed rule are $230.6 million, a 
decrease of $21.5 million from the FY 2019 final rule (see the specific 
fee class sections for a discussion of this decrease). The NRC, 
therefore, proposes to recover $497.9 million through annual fees from 
its licensees, which is a decrease of $32.6 million from the FY 2019 
final rule.
    Table V shows the proposed rebaselined fees for FY 2020 for a 
representative list of licensee categories. The FY 2019 amounts are 
provided for comparison purposes.

[[Page 9333]]



                                        Table V--Rebaselined Annual Fees
                                                [Actual dollars]
----------------------------------------------------------------------------------------------------------------
                                                                                      FY 2020
                   Class/category of licenses                      FY 2019 final     proposed       Percentage
                                                                    annual fee      annual fee        change
----------------------------------------------------------------------------------------------------------------
Operating Power Reactors........................................      $4,669,000      $4,534,000            -2.9
+ Spent Fuel Storage/Reactor Decommissioning....................         152,000         172,000            13.2
                                                                 -----------------------------------------------
    Total, Combined Fee.........................................      $4,821,000      $4,706,000            -2.4
Spent Fuel Storage/Reactor Decommissioning......................         152,000         172,000            13.2
Research and Test Reactors (Non-power Reactors).................          82,400          79,200            -3.9
High Enriched Uranium Fuel Facility.............................      $6,675,000      $4,944,000           -25.9
Low Enriched Uranium Fuel Facility..............................      $2,262,000      $1,675,000           -26.0
UF6 Conversion and Deconversion Facility........................      $1,417,000      $1,049,000           -26.0
Basic In Situ Recovery Facilities (Category 2.A.(2)(b)).........         $49,200         $49,200             0.0
Typical Users:
    Radiographers (Category 3O).................................         $30,200         $29,800            -1.3
    All Other Specific Byproduct Material Licensees (Category            $10,000          $9,700            -3.0
     3P)........................................................
    Medical Other (Category 7C).................................         $15,300         $14,800            -3.3
    Device/Product Safety Evaluation--Broad (Category 9A).......         $14,300         $13,800            -3.5
----------------------------------------------------------------------------------------------------------------

    The work papers that support this proposed rule show in detail how 
the NRC proposes to allocate the budgeted resources for each class of 
licensees and calculate the fees.
    Paragraphs a. through h. of this section describe budgeted 
resources allocated to each class of licensees and the calculations of 
the rebaselined fees. For more information about detailed fee 
calculations for each class, please consult the accompanying work 
papers.
a. Operating Power Reactors
    The NRC proposes to collect $430.7 million in annual fees from the 
operating power reactors fee class in FY 2020, as shown in Table VI. 
The FY 2019 fees and percentage changes are shown for comparison 
purposes.

                     Table VI--Annual Fee Summary Calculations for Operating Power Reactors
                                              [Dollars in millions]
----------------------------------------------------------------------------------------------------------------
                                                                                      FY 2020       Percentage
                    Summary fee calculations                      FY 2019  final     proposed         change
----------------------------------------------------------------------------------------------------------------
Total budgeted resources........................................          $670.2          $623.9            -6.9
Less estimated 10 CFR part 170 receipts.........................          -217.7          -194.8           -10.5
                                                                 -----------------------------------------------
    Net 10 CFR part 171 resources...............................           452.5           429.1            -5.2
Allocated generic transportation................................             0.2             0.2             1.3
Fee-relief adjustment/LLW surcharge.............................             3.4             1.4           -59.1
Billing adjustment..............................................             1.5             2.4            64.5
Adjustment: Estimated current year collections from terminated               0.0            -2.4           100.0
 reactor (Indian Point Nuclear Generating, Unit 2)..............
                                                                 -----------------------------------------------
    Total required annual fee recovery..........................           457.6           430.7            -5.9
    Total operating reactors....................................              98              95            -3.1
Annual fee per reactor..........................................          $4.669          $4.534            -2.9
----------------------------------------------------------------------------------------------------------------

    In comparison to FY 2019, the resources budgeted for the operating 
power reactors fee class decreased by $46.3 million due to a decline in 
FTEs as a result of the following: (1) The closures of Oyster Creek, 
Pilgrim, and TMI 1; (2) the delay in receipt of the Utah Associated 
Municipal Power System SMR application; (3) withdrawal of the Blue 
Castle large light-water reactor application; (4) delay in the 
submittal of the Advanced Passive 1000 design certification renewal 
application; (5) the near completion of the NuScale SMR design 
certification review; (6) the completion of the Clinch River early site 
permit technical review; (7) a reduction in license amendment requests 
for the Vogtle Electric Generating Plant; (8) expected delays in 
construction and operating license application review activities for 
Bellefonte Nuclear Station, Units 1 and 2; (9) efficiencies gained from 
the merger of the Office of Nuclear Reactor Regulation and the Office 
of New Reactors; and (10) the completion of flooding and integrated 
assessment work related to lessons learned from the accident at 
Fukushima Dai-ichi in Japan. In addition, the total budgeted resources 
decreased due to the utilization of prior year unobligated carryover 
funding.
    The 10 CFR part 170 estimated billings declined primarily due to 
decreases in both licensing actions and inspections resulting from the 
shutdown of the Pilgrim and TMI-1 reactors at the end of FY 2019; the 
planned shutdown of Indian Point Nuclear Generating, Unit 2 (Indian 
Point 2) during FY 2020; and the completion of the Advanced Power 
Reactor-1400 design certification, which was issued in FY 2019, for 
Korea Hydro and Nuclear Power Co., LTD. Additionally, estimated 
billings under 10 CFR part 170 are expected to decline due to the 
completion of the NuScale SMR design certification review and the 
completion of the Clinch River early site permit technical review.
    The recoverable budgeted costs are divided equally among the 95 
licensed operating power reactors, resulting in a

[[Page 9334]]

proposed annual fee of $4,534,000 per reactor. As part of the proposed 
annual fee, an approximate $2,442,000 current year collection 
adjustment was included in the operating power reactors calculation due 
to the planned shutdown of Indian Point 2 as shown in Table VI. 
Additionally, each licensed operating power reactor is assessed the FY 
2020 spent fuel storage/reactor decommissioning proposed annual fee of 
$172,000 (see Table VII and the discussion that follows). The combined 
proposed FY 2020 annual fee for each operating power reactor is, 
therefore, $4,706,000.
    In 2016, the NRC amended its licensing, inspection, and annual fee 
regulations to establish a variable annual fee structure for light-
water SMRs (81 FR 32617). Under the variable annual fee structure, an 
SMR's annual fee would be calculated as a function of its licensed 
thermal power rating. Currently, there are no operating SMRs; 
therefore, the NRC is not proposing an annual fee in FY 2020 for this 
type of licensee.
b. Spent Fuel Storage/Reactor Decommissioning
    The NRC proposes to collect $21.0 million in annual fees from 10 
CFR part 50 power reactors, and from 10 CFR part 72 licensees that do 
not hold a 10 CFR part 50 license, to recover the budgeted costs for 
the spent fuel storage/reactor decommissioning fee class, as shown in 
Table VII. The FY 2019 fees and percentage changes are shown for 
comparison purposes.

            Table VII--Annual Fee Summary Calculations for Spent Fuel Storage/Reactor Decommissioning
                                              [Dollars in millions]
----------------------------------------------------------------------------------------------------------------
                                                                                      FY 2020       Percentage
                    Summary fee calculations                      FY 2019  final     proposed         change
----------------------------------------------------------------------------------------------------------------
Total budgeted resources........................................           $35.6           $37.9             6.6
Less estimated 10 CFR part 170 receipts.........................           -17.8           -17.8            -0.2
                                                                 -----------------------------------------------
    Net 10 CFR part 171 resources...............................            17.8            20.2            13.4
Allocated generic transportation costs..........................             0.7             0.8            15.7
Fee-relief adjustment...........................................             0.0            -0.1          -874.5
Billing adjustments.............................................             0.1             0.2            88.2
                                                                 -----------------------------------------------
    Total required annual fee recovery..........................            18.6            21.0            13.2
    Total spent fuel storage facilities.........................             122             122             0.0
Annual fee per facility.........................................          $0.152          $0.172            13.2
----------------------------------------------------------------------------------------------------------------

    In comparison to FY 2019, the resources budgeted for the spent fuel 
storage/reactor decommissioning fee class increased for reviews of new 
storage license renewal applications for Holtec HI-Storm 100, TN-32, 
TN-68, NAC UMS, NAC-MPC, Westinghouse W-150, and GE-Hitachi Morris 
Operation, which are expected in FY 2020; inspection activities related 
to site preparation for decommissioning of TMI-1, Pilgrim, Oyster 
Creek, and Indian Point; and fuel performance research. In addition, 
budgeted resources for contract costs increased due to a reduction in 
the utilization of prior year unobligated carryover funding compared to 
FY 2019.
    The 10 CFR part 170 estimated billings for FY 2020 decreased due to 
the completion of certain follow-up inspections and enforcement 
activities for San Onofre Nuclear Generating Station. This decrease in 
the 10 CFR part 170 estimated billings is offset by increased work in 
the reactors-in-decommissioning program resulting from the final status 
reviews at multiple sites, and also due to the license transfer 
application for the Crystal River Nuclear Generating Plant, Unit 3.
    The required annual fee recovery amount is divided equally among 
122 licensees, resulting in a proposed FY 2020 annual fee of $172,000 
per licensee.
c. Fuel Facilities
    The NRC proposes to collect $18.1 million in annual fees from the 
fuel facilities fee class, as shown in Table VIII. The FY 2019 fees and 
percentage changes are shown for comparison purposes.

                         Table VIII--Annual Fee Summary Calculations for Fuel Facilities
                                              [Dollars in millions]
----------------------------------------------------------------------------------------------------------------
                                                                                      FY 2020       Percentage
                    Summary fee calculations                      FY 2019  final     proposed         change
----------------------------------------------------------------------------------------------------------------
Total budgeted resources........................................           $30.0           $23.2           -22.6
Less estimated 10 CFR part 170 receipts.........................            -7.3            -6.8            -7.0
                                                                 -----------------------------------------------
    Net 10 CFR part 171 resources...............................            22.7            16.5           -27.6
Allocated generic transportation................................             1.2             1.2             1.2
Fee-relief adjustment/LLW surcharge.............................             0.5             0.4           -23.3
Billing adjustments.............................................             0.1             0.1             0.0
                                                                 -----------------------------------------------
    Total remaining required annual fee recovery................           $24.5           $18.1           -25.9
----------------------------------------------------------------------------------------------------------------

    In comparison to FY 2019, the resources budgeted for the fuel 
facilities fee class decreased in FY 2020. The reduction in budgetary 
resources is primarily due to an expected decline in submissions for 
license renewal applications, the decrease in the number of license 
amendments, the termination of the MOX Fuel Fabrication Facility

[[Page 9335]]

construction authorization, and efficiencies gained because of changes 
to the Fuel Facilities Inspection Program and workload projections. The 
10 CFR part 170 estimated billings decrease as a result of the license 
application for the MOX Fuel Fabrication Facility being withdrawn.
    The NRC proposes to continue allocating annual fees to individual 
fuel facility licensees based on the effort/fee determination matrix 
developed in the FY 1999 final fee rule (64 FR 31447; June 10, 1999). 
To briefly recap, the matrix groups licensees within this fee class 
into various fee categories. The matrix lists processes conducted at 
licensed sites and assigns effort factors for the safety and safeguards 
activities associated with each process (these effort levels are 
reflected in Table IX). The annual fees are then distributed across the 
fee class based on the regulatory effort assigned by the matrix. The 
effort factors in the matrix represent regulatory effort that is not 
recovered through 10 CFR part 170 fees (e.g., rulemaking, guidance). 
Regulatory effort for activities that are subject to 10 CFR part 170 
fees, such as the number of inspections, is not applicable to the 
effort factor.

                              Table IX--Effort Factors for Fuel Facilities, FY 2020
----------------------------------------------------------------------------------------------------------------
                                                                                          Effort factors
                  Facility type  (fee category)                      Number of   -------------------------------
                                                                    facilities        Safety        Safeguards
----------------------------------------------------------------------------------------------------------------
High-Enriched Uranium Fuel (1.A.(1)(a)).........................               2              88              91
Low-Enriched Uranium Fuel (1.A.(1)(b))..........................               3              70              21
Limited Operations (1.A.(2)(a)).................................               0               0               0
Gas Centrifuge Enrichment Demonstration (1.A.(2)(b))............               0               0               0
Hot Cell (and others) (1.A.(2)(c))..............................               0               0               0
Uranium Enrichment (1.E.).......................................               1              16              23
UF6 Conversion and Deconversion (2.A.(1)).......................               1              12               7
----------------------------------------------------------------------------------------------------------------

    In FY 2020, the total remaining amount of annual fees to be 
recovered, $18.1 million, is comprised of safety activities, safeguards 
activities, and the fee-relief adjustment/LLW surcharge. For FY 2020, 
the total budgeted resources to be recovered as annual fees for safety 
activities are $10.0 million. To calculate the annual fee, the NRC 
allocates this amount to each fee category based on its percentage of 
the total regulatory effort for safety activities. Similarly, the NRC 
allocates the budgeted resources to be recovered as annual fees for 
safeguards activities, $7.7 million, to each fee category based on its 
percentage of the total regulatory effort for safeguards activities. 
Finally, the fuel facilities fee class portion of the fee-relief 
adjustment/LLW surcharge--$0.4 million--is allocated to each fee 
category based on its percentage of the total regulatory effort for 
both safety and safeguards activities. The annual fee per licensee is 
then calculated by dividing the total allocated budgeted resources for 
the fee category by the number of licensees in that fee category. The 
fee and percentage change for each facility is summarized in Table X.

                                    Table X--Annual Fees for Fuel Facilities
                                                [Actual dollars]
----------------------------------------------------------------------------------------------------------------
                                                                                      FY 2020
                  Facility type  (fee category)                    FY 2019 final     proposed       Percentage
                                                                    annual fee      annual fee        change
----------------------------------------------------------------------------------------------------------------
High-Enriched Uranium Fuel (1.A.(1)(a)).........................      $6,675,000      $4,944,000           -25.9
Low-Enriched Uranium Fuel (1.A.(1)(b))..........................       2,262,000       1,675,000           -26.0
Gas Centrifuge Enrichment Demonstration (1.A.(2)(b))............             N/A             N/A             N/A
Hot Cell (and others) (1.A.(2)(c))..............................             N/A             N/A             N/A
Uranium Enrichment (1.E.).......................................       2,909,000       2,154,000           -26.0
UF6 Conversion and Deconversion (2.A.(1)).......................       1,417,000       1,049,000           -26.0
----------------------------------------------------------------------------------------------------------------

d. Uranium Recovery Facilities
    The NRC proposes to collect $0.2 million in annual fees from the 
uranium recovery facilities fee class, which is stable compared to FY 
2019, as shown in Table XI. The FY 2019 fees and percentage changes are 
shown for comparison purposes.

                    Table XI--Annual Fee Summary Calculations for Uranium Recovery Facilities
                                              [Dollars in millions]
----------------------------------------------------------------------------------------------------------------
                                                                                      FY 2020       Percentage
                    Summary fee calculations                      FY 2019  final     proposed         change
----------------------------------------------------------------------------------------------------------------
Total budgeted resources........................................            $1.0            $0.6           -36.6
Less estimated 10 CFR part 170 receipts.........................            -0.8            -0.5           -44.3
                                                                 -----------------------------------------------
    Net 10 CFR part 171 resources...............................             0.2             0.2             0.0
Allocated generic transportation................................             N/A             N/A             N/A
Fee-relief adjustment...........................................             0.0             0.0             0.0
Billing adjustments.............................................             0.0             0.0             0.0
                                                                 -----------------------------------------------

[[Page 9336]]

 
    Total required annual fee recovery..........................            $0.2            $0.2             0.0
----------------------------------------------------------------------------------------------------------------

    In comparison to FY 2019, the budgeted resources and 10 CFR part 
170 estimated billings for the uranium recovery fee class decreased due 
to the expected reduction in support for adjudicatory actions, the 
uncertainty associated with the construction of the NuFuels Crownpoint 
site, and Cameco's announcement to cease U.S. uranium recovery 
operations. Budgeted resources also decreased to include additional 
uranium recovery resources in the fee-relief category, ``In Situ leach 
rulemaking and unregistered general licenses,'' in order to ensure the 
equitability and the stability of annual fees.
    The NRC regulates DOE's Title I and Title II activities under 
Uranium Mill Tailings Radiation Control Act (UMTRCA) \3\ and the 
proposed annual fee to DOE includes the costs specifically budgeted for 
the NRC's UMTRCA Title I and II activities, as well as 10 percent of 
the remaining budgeted costs for this fee class. The DOE's UMTRCA 
annual fee decreased compared to FY 2019 due to an increase in the 10 
CFR part 170 estimated billings for processing groundwater corrective 
action plans site reviews, the anticipated workload increase at various 
DOE UMTRCA sites, and the fee-relief credit. The NRC assesses the 
remaining 90 percent of its budgeted costs to the remaining licensee in 
this fee class, as described in the work papers. This is reflected in 
Table XII as follows:
---------------------------------------------------------------------------

    \3\ The Congress established the two programs, Title I and Title 
II, under UMTRCA to protect the public and the environment from 
hazards associated with uranium milling. The UMTRCA Title I program 
is for remedial action at abandoned mill tailings sites where 
tailings resulted largely from production of uranium for weapons 
programs. The NRC also regulates DOE's UMTRCA Title II program, 
which is directed toward uranium mill sites licensed by the NRC or 
Agreement States in or after 1978.

                   Table XII--Costs Recovered Through Annual Fees; Uranium Recovery Fee Class
                                                [Actual dollars]
----------------------------------------------------------------------------------------------------------------
                                                                                      FY 2020
                        Summary of costs                           FY 2019 final     proposed       Percentage
                                                                    annual fee      annual fee        change
----------------------------------------------------------------------------------------------------------------
DOE Annual Fee Amount (UMTRCA Title I and Title II) General
 Licenses:
    UMTRCA Title I and Title II budgeted costs less 10 CFR part         $115,888        $113,377            -2.2
     170 receipts...............................................
    10 percent of generic/other uranium recovery budgeted costs.           5,431           5,612             3.3
    10 percent of uranium recovery fee-relief adjustment........              33            -149          -551.5
                                                                 -----------------------------------------------
        Total Annual Fee Amount for DOE (rounded)...............         121,000         119,000            -1.7
Annual Fee Amount for Other Uranium Recovery Licenses:..........
    90 percent of generic/other uranium recovery budgeted costs           48,880          50,510             3.3
     less the amounts specifically budgeted for UMTRCA Title I
     and Title II activities....................................
    90 percent of uranium recovery fee-relief adjustment........             294          -1,344          -557.1
rrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrr
        Total Annual Fee Amount for Other Uranium Recovery               $49,173         $49,165             0.0
         Licenses...............................................
----------------------------------------------------------------------------------------------------------------

    Further, for any non-DOE licensees, the NRC proposes to continue 
using a matrix to determine the effort levels associated with 
conducting generic regulatory actions for the different licensees in 
the uranium recovery fee class; this is similar to the NRC's approach 
for fuel facilities, described previously. The matrix methodology for 
uranium recovery licensees first identifies the licensee categories 
included within this fee class (excluding DOE). These categories are: 
Conventional uranium mills and heap leach facilities, uranium in situ 
recovery (ISR) and resin ISR facilities, mill tailings disposal 
facilities, and uranium water treatment facilities. The matrix 
identifies the types of operating activities that support and benefit 
these licensees, along with each activity's relative weight (for more 
information, see the work papers). Currently, there is only one 
remaining non-DOE licensee which is a Basic In Situ Recovery facility. 
Table XIII displays the benefit factors for the non-DOE licensee in 
that fee category:

                            Table XIII--Benefit Factors for Uranium Recovery Licenses
----------------------------------------------------------------------------------------------------------------
                                                                      Benefit                         Benefit
                  Fee category                       Number of      factor per      Total value       factor
                                                     licensees       licensee                      percent total
----------------------------------------------------------------------------------------------------------------
Conventional and Heap Leach mills (2.A.(2)(a))..               0               0               0               0
Basic In Situ Recovery facilities (2.A.(2)(b))..               1             190             190           100.0
Expanded In Situ Recovery facilities                           0               0               0               0
 (2.A.(2)(c))...................................
Section 11e.(2) disposal incidental to existing                0               0               0               0
 tailings sites (2.A.(4)).......................
                                                 ---------------------------------------------------------------

[[Page 9337]]

 
    Total.......................................               1             190             190           100.0
----------------------------------------------------------------------------------------------------------------

    The annual fee for the remaining non-DOE licensee is calculated by 
allocating 100 percent of the budgeted resources, as summarized in 
Table XIV.

                              Table XIV--Annual Fees for Uranium Recovery Licensees
                                                (Other than DOE)
                                                [Actual dollars]
----------------------------------------------------------------------------------------------------------------
                                                                                      FY 2020
                  Facility type  (fee category)                    FY 2019 final     proposed       Percentage
                                                                    annual fee      annual fee        change
----------------------------------------------------------------------------------------------------------------
Conventional and Heap Leach mills (2.A.(2)(a))..................             N/A             N/A             N/A
Basic In Situ Recovery facilities (2.A.(2)(b))..................         $49,200         $49,200             0.0
Expanded In Situ Recovery facilities (2.A.(2)(c))...............             N/A             N/A             N/A
Section 11e.(2) disposal incidental to existing tailings sites               N/A             N/A             N/A
 (2.A.(4))......................................................
Uranium water treatment (2.A.(5))...............................             N/A             N/A             N/A
----------------------------------------------------------------------------------------------------------------

e. Research and Test Reactors (Non-Power Reactors)
    The NRC proposes to collect $0.317 million in annual fees from the 
research and test reactor licensee class, as shown in Table XV. The FY 
2019 fees and percentage changes are shown for comparison purposes.

                    Table XV--Annual Fee Summary Calculations for Research and Test Reactors
                                                [Actual dollars]
----------------------------------------------------------------------------------------------------------------
                                                                                      FY 2020       Percentage
                    Summary fee calculations                       FY 2019 final     proposed         change
----------------------------------------------------------------------------------------------------------------
Total budgeted resources........................................        $834,280      $3,650,008           337.5
Less estimated 10 CFR part 170 receipts.........................        -538,000      -3,370,000           526.4
                                                                 -----------------------------------------------
    Net 10 CFR part 171 resources...............................         296,280         280,008            -5.5
Allocated generic transportation................................          30,971          31,356             1.2
Fee-relief adjustment...........................................             284          -8,756        -3,183.1
Billing adjustments.............................................           1,901          14,263           650.9
                                                                 -----------------------------------------------
    Total required annual fee recovery..........................         329,436         316,871            -3.8
                                                                 -----------------------------------------------
    Total research and test reactors............................               4               4             0.0
                                                                 -----------------------------------------------
    Total annual fee per reactor................................         $82,400         $79,200            -3.9
----------------------------------------------------------------------------------------------------------------

    In comparison to FY 2019, the budgeted resources for the research 
and test reactors increased primarily within the medical isotope 
production facilities due to the submittal of the SHINE Medical 
Technologies, Inc. (SHINE) operating license application.
    The 10 CFR part 170 estimated billings also increased due to the 
following: (1) The submittal of SHINE's operating license application 
for a medical production facility; (2) the review of Aerotest 
Operations, Inc.'s request to amend its operating license to possession 
only; and (3) reviews of the National Institute of Standards and 
Technology and GE-Hitachi Nuclear Energy America's, LLC Nuclear Test 
Reactor license amendments for security plan reviews.
    The proposed annual fee-recovery amount is divided equally among 
the four research and test reactors subject to annual fees and results 
in an FY 2020 annual fee of $79,200 for each licensee.
f. Rare Earth
    The NRC has not allocated any budgeted resources to this fee class; 
therefore, the NRC is not proposing an annual fee for this fee class in 
FY 2020.
g. Materials Users
    The NRC proposes to collect $34.1 million in annual fees from 
materials users licensed under 10 CFR parts 30, 40, and 70, as shown in 
Table XVI. The FY 2019 fees and percentage changes are shown for 
comparison purposes.

[[Page 9338]]



                         Table XVI--Annual Fee Summary Calculations for Materials Users
                                              [Dollars in millions]
----------------------------------------------------------------------------------------------------------------
                                                                                      FY 2020       Percentage
                    Summary fee calculations                       FY 2019 final     proposed         change
----------------------------------------------------------------------------------------------------------------
Total budgeted resources for licensees not regulated by                    $36.0           $33.7            -6.4
 Agreement States...............................................
Less estimated 10 CFR part 170 receipts.........................            -1.1             1.1             1.0
                                                                 -----------------------------------------------
    Net 10 CFR part 171 resources...............................            35.0            32.7            -6.6
Allocated generic transportation................................             1.2             1.3             5.3
Fee-relief adjustment/LLW surcharge.............................             0.1             0.0           -64.5
Billing adjustments.............................................             0.1             0.1            65.4
                                                                 -----------------------------------------------
    Total required annual fee recovery..........................           $36.4           $34.1            -6.3
----------------------------------------------------------------------------------------------------------------

    The annual fee for these categories of materials users' licenses is 
developed as follows: Annual Fee = Constant x [Application Fee + 
(Average Inspection Cost/Inspection Priority)] + Inspection Multiplier 
x (Average Inspection Cost/Inspection Priority) + Unique Category 
Costs.
    The total annual fee recovery of $34.1 million proposed for FY 2020 
shown in Table XVI consists of $26.5 million for general costs and $7.5 
million for inspection costs. To equitably and fairly allocate the 
$34.1 million required to be collected among approximately 2,600 
diverse materials users licensees, the NRC continues to calculate the 
annual fees for each fee category within this class based on the 10 CFR 
part 170 application fees and estimated inspection costs for each fee 
category. Because the application fees and inspection costs are 
indicative of the complexity of the materials license, this approach 
provides a proxy for allocating the generic and other regulatory costs 
to the diverse fee categories. This fee-calculation method also 
considers the inspection frequency (priority), which is indicative of 
the safety risk and resulting regulatory costs associated with the 
categories of licenses.
    The NRC proposes to decrease annual fees for licensees in this fee 
class in FY 2020 due to the utilization of prior year unobligated 
carryover funding and reductions of regional resources for the Nuclear 
Regulatory Apprenticeship Network (formerly the Nuclear Safety 
Professional Development Program), and budget estimates that are better 
aligned with projected workload. In addition, there was a reduction of 
materials users licensees from FY 2019. The materials users fee class 
increased the number of Certificates of Compliance (CoCs) from 25 to 
26, which increased the percentage of transportation resources that 
benefit the fee class.
    The constant multiplier is established to recover the total general 
costs (including allocated generic transportation costs) of $26.5 
million. To derive the constant multiplier, the general cost amount is 
divided by the product of all fee categories (application fee plus the 
inspection fee divided by inspection priority) then multiplied by the 
number of licensees. This calculation results in a constant multiplier 
of 1.27 for FY 2020. The average inspection cost is the average 
inspection hours for each fee category multiplied by the professional 
hourly rate of $279. The inspection priority is the interval between 
routine inspections, expressed in years. The inspection multiplier is 
established in order to recover the $7.5 million in inspection costs. 
To derive the inspection multiplier, the inspection costs amount is 
divided by the product of all fee categories (inspection fee divided by 
inspection priority) then multiplied by the number of licensees. This 
calculation results in an inspection multiplier of 1.48 for FY 2020. 
The unique category costs are any special costs that the NRC has 
budgeted for a specific category of licenses. Please see the work 
papers for more detail about this classification.
    The annual fee assessed to each licensee also takes into account a 
share of the approximately $0.065 million fee-relief credit assessment 
allocated to the materials users fee class (see Table IV, ``Allocation 
of Fee-Relief Adjustment and LLW Surcharge, FY 2019,'' in Section IV, 
``Discussion,'' of this document), and for certain categories of these 
licensees, a share of the approximately $0.113 million LLW surcharge 
costs allocated to the fee class. The proposed annual fee for each fee 
category is shown in the proposed revision to Sec.  171.16(d).
h. Transportation
    The NRC proposes to collect $1.0 million in annual fees to recover 
generic transportation budgeted resources in FY 2020, as shown in Table 
XVII. The FY 2019 fees and percentage changes are shown for comparison 
purposes.

                         Table XVII--Annual Fee Summary Calculations for Transportation
                                              [Dollars in millions]
----------------------------------------------------------------------------------------------------------------
                                                                                      FY 2020       Percentage
                    Summary fee calculations                       FY 2019 final     proposed         change
----------------------------------------------------------------------------------------------------------------
Total Budgeted Resources........................................            $8.0            $7.2           -10.2
Less Estimated 10 CFR part 170 Receipts.........................            -3.7            -2.7           -27.0
                                                                 -----------------------------------------------
    Net 10 CFR part 171 Resources...............................             4.3             4.5             4.6
Less Generic Transportation Resources...........................            -3.3            -3.5             5.7
Fee-relief adjustment/LLW surcharge.............................             0.0             0.0             0.0
Billing adjustments.............................................             0.0             0.0             0.0
                                                                 -----------------------------------------------
    Total required annual fee recovery..........................            $1.0            $1.0             0.6
----------------------------------------------------------------------------------------------------------------


[[Page 9339]]

    In comparison to FY 2019, the total budgeted resources for generic 
transportation activities decreased due to the utilization of prior 
year unobligated carryover funding, a reduction in FTE due to decreases 
in maintenance work associated with the Storage and Transportation 
Information Management System, and the decline in DOE's percentage of 
total CoCs as a result of three new CoCs benefitting other fee classes. 
The 10 CFR part 170 estimated billings decreased primarily due to the 
issuance of CoCs for NAC International, Inc. and Industrial Nuclear 
Company, LLC in FY 2019.
    Consistent with the policy established in the NRC's FY 2006 final 
fee rule (71 FR 30721; May 30, 2006), the NRC recovers generic 
transportation costs unrelated to DOE by including those costs in the 
annual fees for licensee fee classes. The NRC continues to assess a 
separate annual fee under Sec.  171.16, fee category 18.A., for DOE 
transportation activities. The amount of the allocated generic 
resources is calculated by multiplying the percentage of total CoCs 
used by each fee class (and DOE) by the total generic transportation 
resources to be recovered.
    This resource distribution to the licensee fee classes and DOE is 
shown in Table XVIII. Note that for the research and test reactors fee 
class, the NRC allocates the distribution to only those licensees that 
are subject to annual fees. Although four CoCs benefit the entire 
research and test reactor class, only 4 out of 31 research and test 
reactors are subject to annual fees. Consequently, the number of CoCs 
used to determine the proportion of generic transportation resources 
allocated annual fees for the research and test reactors fee class has 
been adjusted to 0.7 so these licensees are charged a fair and 
equitable portion of the total fees. For more information, see the work 
papers.

                         Table XVIII--Distribution of Transportation Resources, FY 2020
                                              [Dollars in millions]
----------------------------------------------------------------------------------------------------------------
                                                                     Number of
                                                                       CoCs                          Allocated
                     Licensee fee class/DOE                         benefiting     Percentage of      generic
                                                                   fee class  or    total CoCs    transportation
                                                                        DOE                          resources
----------------------------------------------------------------------------------------------------------------
Materials Users.................................................            26.0            28.1             1.3
Operating Power Reactors........................................             5.0             5.4             0.2
Spent Fuel Storage/Reactor Decommissioning......................            16.0            17.3             0.8
Research and Test Reactors......................................             0.7             0.7             0.0
Fuel Facilities.................................................            24.0            25.9             1.2
                                                                 -----------------------------------------------
    Sub-Total of Generic Transportation Resources...............            71.7            77.3             3.5
DOE.............................................................            21.0            22.7             1.0
                                                                 -----------------------------------------------
    Total.......................................................            92.7           100.0             4.5
----------------------------------------------------------------------------------------------------------------

    The NRC assesses an annual fee to DOE based on the 10 CFR part 71 
CoCs it holds. The NRC, therefore, does not allocate these DOE-related 
resources to other licensees' annual fees because these resources 
specifically support DOE.

FY 2020--Policy Changes

    The NRC proposes two policy changes for FY 2020:
Remove the Fee Exceptions in Sec.  170.21, Footnote 1 and Sec.  170.31, 
Footnote 2
    The NRC proposes to eliminate the fee exceptions set forth in 
footnote 1 to Sec.  170.21 ``Schedule of Fees for Production and 
Utilization Facilities, Review of Standard Referenced Design Approvals, 
Special Projects, Inspections, and Import and Export Licenses,'' and 
footnote 2 to Sec.  170.31, ``Schedule of Fees for Materials Licenses 
and Other Regulatory Services, Including Inspections, and Import and 
Export Licenses.'' These footnotes contain parallel language stating 
that the NRC ``will not charge fees under 10 CFR part 170 for orders 
related to civil penalties or other civil sanctions issued by the 
Commission under Sec.  2.202 or for amendments resulting specifically 
from the requirements of these orders.''
    Currently, the language in footnote 1 to Sec.  170.21 and footnote 
2 to Sec.  170.31 is an exception to the general rule that the NRC 
recovers review and inspection costs through fees assessed to 
individuals under 10 CFR part 170. The current language excludes the 
following activities from 10 CFR part 170 fees if an order relates to a 
civil penalty or other sanction: (1) Subsequent NRC inspection or 
review work to ensure compliance with the terms of the order, and (2) 
subsequent NRC review costs if the order requires the licensee to seek 
a license amendment. The current language also states, however, that 
where an order is ``unrelated to civil penalties or other civil 
sanctions,'' the NRC will follow its normal practice of assessing fees 
under 10 CFR part 170.
    The language in these footnotes comes from the NRC's FY 2005 fee 
rule (70 FR 30526; May 26, 2005). Before 2005, the NRC excluded work in 
connection with all orders from 10 CFR part 170 fees. In the FY 2005 
fee rule, the NRC amended the footnotes to narrow the exceptions to 
just those orders that ``relate'' to civil penalties or civil 
sanctions. The NRC made this change because, after September 11, 2001, 
it had imposed additional security requirements on multiple licensees 
through orders. As a result of these orders, the NRC performed 
extensive follow-up activities that, because of the pre-existing broad 
exceptions in footnotes 1 and 2, were exempt from 10 CFR part 170 fees. 
Because the NRC's activities were exempt from 10 CFR part 170 fees, the 
NRC recovered the associated costs through annual fees under 10 CFR 
part 171, even though the work benefited specific licensees (70 FR 
30528-30535; May 26, 2005).
    Through the FY 2005 fee rule, the NRC attempted to more fairly 
allocate costs by ensuring that the beneficiaries of its review and 
inspection services associated with orders of the type issued after 
September 11, 2001, paid for those services through 10 CFR part 170 
fees. At the same time, the NRC retained an exception for orders that 
relate to a civil penalty or civil sanction. The NRC also explained in 
the FY 2005 fee rule that it was maintaining its longstanding policy of 
not charging 10 CFR part 170 fees for the preparation of any order. The 
costs associated with preparing an

[[Page 9340]]

order would continue to be recovered through annual fees under 10 CFR 
part 171.
    The authority for assessing the 10 CFR part 171 fees comes from the 
same statute that provides the authority for the NRC's 10 CFR part 170 
fee schedule. That statute--the IOAA--requires that the NRC assess fees 
fairly and equitably, and it authorizes the NRC to collect fees 
whenever the agency provides ``a service or thing of value'' to a 
recipient. In addition, OBRA-90 and Office of Management and Budget 
(OMB) Circular A-25, ``User Charges,'' require that the NRC recover 
fees from persons who derive a special benefit from the agency's 
services.
    Even if an order related to a civil penalty or civil sanction has 
some public benefit, the services the NRC provides in connection with 
the order, such as inspections and document-review activities, 
primarily benefit the licensee. These services primarily benefit the 
licensee because they enable the licensee to maintain its NRC license 
in good standing and continue operating its facility. Furthermore, 
regardless of whether the NRC issues an order in a safety, security, or 
enforcement context, the NRC's follow-up services related to the 
order--inspections, document review and analysis, and other services--
benefit the licensee by contributing to public confidence in the safe 
operation of the licensee's facility. Charging 10 CFR part 170 fees for 
services related to all orders is therefore most consistent with the 
NRC's obligations under the IOAA, OBRA-90, and OMB Circular A-25. 
Transferring the cost of these services to other members of a 
licensee's fee class, on the other hand, could therefore be viewed as 
unfair and inconsistent with the IOAA, OBRA-90, and Circular A-25.
    Accordingly, in this proposed rule, the NRC proposes removing the 
fee exceptions (i.e., the first two sentences) from Sec.  170.21, 
footnote 1 and Sec.  170.31, footnote 2. Removing the exceptions will 
promote fairness and equity in the NRC's fees rules, consistent with 
the IOAA; and it will help ensure that licensees who receive special 
benefits in the form of NRC services pay for those services, consistent 
with OMB Circular A-25. Removing the exceptions will also simplify the 
NRC's fee rules. If there are circumstances in which charging 10 CFR 
part 170 fees for follow-up activities related to an order would be 
unfair, the NRC retains the ability under 10 CFR 170.11 to grant a fee 
exemption for those services, either on its own initiative or upon 
request.
    Removing the fee exceptions will not, however, change the NRC's 
longstanding policy regarding the recovery of costs associated with 
preparing an order. Consistent with this policy, such costs will 
continue to be recovered through annual fees under 10 CFR part 171.
Amending Sec.  171.15 Regarding the Assessment of Annual Fees for 10 
CFR Part 52 Combined License Holders and Future 10 CFR Part 50 Power 
Reactor Licensees
    Based on its review of PRM-171-1 and the public comments, the NRC 
proposes to amend Sec.  171.15(a) so that the assessment of annual fees 
for 10 CFR part 52 COL holders commences upon successful completion of 
power ascension testing, rather than after the Commission makes a 
finding under Sec.  52.103(g) finding. The NRC is also proposing to 
apply this approach to future 10 CFR part 50 power reactor licensees.
    Currently, Sec.  171.15 requires a 10 CFR part 52 COL holder to 
begin paying the annual fee once the Commission finds under Sec.  
52.103(g) that all acceptance criteria in the COL are met. Similarly, 
10 CFR part 50 licensees begin paying annual fees upon issuance of an 
operating license. The timing of annual fees reflects the NRC's 
historical position that a nuclear power reactor licensee receives the 
benefits of its license, and thus should begin paying annual fees, when 
the NRC authorizes the licensee to use nuclear materials (i.e., begin 
operating the reactor).
    As stated in its fee rules, the NRC is firmly committed to the 
application of fairness and equity in the assessment of fees to 
licensees. The NRC recognizes that, subsequent to the Sec.  52.103(g) 
finding for 10 CFR part 52 COL holders, and issuance of the operating 
license for 10 CFR part 50 power reactor licensees, fuel must be 
loaded, and power ascension testing must be completed to provide 
assurance that the facility is fully operational. As part of this 
process, 10 CFR part 52 COL holders must provide written notification 
to the NRC that successful power ascension testing is completed. This 
notification is the trigger that enables operation at a steady-state 
reactor core power level equal to 100 percent of reactor thermal power 
as defined in the facility's final safety analysis report.
    As a result, the NRC recognizes that it would be fairer and more 
equitable to change the timing of when annual fees commence for 10 CFR 
part 52 licensees from when the Commission issues a Sec.  52.103(g) 
finding to a time that aligns more closely with the licensee's facility 
becoming fully operational. For that reason, the NRC is proposing to 
defer charging annual fees until after the licensee's start-up and 
initial-testing phase. The NRC proposes to begin charging annual fees 
only after the licensee has notified the NRC in writing that it has 
successfully completed power ascension testing. For similar reasons, 
the NRC also proposes to apply this change to 10 CFR part 50 power 
reactor licensees.
    Because only current 10 CFR part 52 COLs contain a standard license 
condition that requires written notification be submitted to the NRC 
upon successful completion of power ascension testing, the NRC will 
consider adding a similar license condition to future 10 CFR part 50 
operating licenses and 10 CFR part 52 COLs to ensure that they promptly 
notify the NRC of successful completion of power ascension testing. 
Upon successful completion of testing and the required notification to 
the NRC, the power reactor would be fully operational. The annual fee 
assessment for 10 CFR part 50 power reactor licensees and 10 CFR part 
52 COL holders would therefore begin on the date of the licensee's 
written notification of successful completion of power ascension 
testing.
    Accordingly, the NRC proposes to amend Sec.  171.15(a) so that 
annual fees commence not upon issuance of the operating license for 10 
CFR part 50 power reactors and issuance of the Sec.  52.103(g) finding 
for 10 CFR part 52 COL holders, but upon written notification to the 
NRC of successful completion of power ascension testing. The NRC finds 
that this proposal would be a reasonable, fair, and equitable revision 
of the NRC's fee rule. The public comments the NRC received on PRM-171-
1 were supportive of this type of proposed change. Among the commenters 
were NEI, which represents numerous members of the class of licensees 
that would be directly impacted by this change. Because of this 
proposed policy change, the NRC also proposes to make conforming 
changes to revise Sec.  171.3, ``Scope,'' and Sec.  171.17, 
''Proration.'' Finally, the NRC will consider expanding the scope of 
this approach to apply to other 10 CFR part 50 licensees in a future 
rulemaking.

FY 2020--Administrative Change

    The NRC also proposes to make one administrative change:
    Add a footnote to the table in Sec.  171.16(d) for additional 
clarity.
    The NRC is proposing to add a footnote to the table in 10 CFR 
171.16(d) to clarify that licensees that are subject to annual fees 
under fee categories 4.A., 4.B. or 4.C. are not subject to fees under

[[Page 9341]]

3.N. for waste disposal services authorized on the same license.
Update on the Fees Transformation Initiative
    In the Staff Requirements Memorandum, dated October 19, 2016, 
(ADAMS Accession No. ML16293A902) for SECY-16-0097, ``Fee Setting 
Improvements and Fiscal Year 2017 Proposed Fee Rule,'' (ADAMS Accession 
No. ML16194A365), the Commission directed staff to explore, as a 
voluntary pilot, whether the NRC could establish a flat fee structure 
for routine licensing matters in the area of uranium recovery, and to 
accelerate the process improvements for setting fees, including the 
transition to an electronic billing system. In addition, the Commission 
also directed the staff to begin the fees transformation activities 
listed in SECY-16-0097 as ``Process Changes Recommended for Future 
Consideration--FY 2018 and Beyond,'' which includes one remaining item 
to complete regarding the rulemaking to update the NRC's small business 
size standards in 10 CFR 2.810, ``NRC Size Standards.''
    With respect to the uranium recovery flat fee pilot initiative, the 
NRC explored the feasibility of establishing a flat fee structure for 
routine licensing matters and inspection activities. The NRC provided a 
report to Congress on January 9, 2020, describing the results of the 
pilot initiative and the decision to maintain the current NRC fee 
billing structure for 10 CFR part 170 fees for service for uranium 
recovery licensing matters. For more information, the report to 
Congress can be found at ADAMS Accession No. ML20010D684.
    With respect to the NRC's transition to an electronic billing 
system (eBilling), eBilling went live with a phased implementation on 
October 1, 2019, for 9 licensees with 65 dockets. Other licensees will 
be phased in throughout the year. The NRC is targeting October 2020 as 
the month when full implementation will take place.
    Finally, in order to obtain sufficient information to update the 
NRC's small business size standard in 10 CFR 2.810, the NRC is 
conducting a financial survey of materials licensees to determine 
whether changes to the size standards are needed. The NRC published a 
notice in the Federal Register (85 FR 6225; February 4, 2020) 
announcing the survey, with a requested due date of April 30, 2020, to 
complete the survey in order to achieve a high response rate. Licensees 
may submit a response to the survey electronically through the 
internet. This survey can be accessed, and responses entered, on the 
NRC public website at www.NRC.gov. At the bottom of the first screen 
under the section titled, ABOUT US, click on LICENSE FEES. Next screen, 
click in the box titled RELATED INFORMATION, click on the item Small 
Entity Classification Survey. Proceed to complete the survey. In 
addition, licensees were mailed a paper survey with an NRC-addressed, 
business reply return envelop included in the mailing, which can be 
submitted through the U.S. mail in lieu of responding to the survey 
electronical. The survey results will be used to acquire the data 
needed to determine if changes are needed, and the impact of changing 
the current nuclear industry-specific standards.
    For more information, please see our fees transformation 
accomplishments schedule, located on our license fees website at: 
https://www.nrc.gov/about-nrc/regulatory/licensing/fees-transformation-accomplishments.html.

V. Regulatory Flexibility Certification

    As required by the Regulatory Flexibility Act of 1980, as amended 
(RFA),\4\ the NRC has prepared a regulatory flexibility analysis 
related to this proposed rule. The regulatory flexibility analysis is 
available as indicated in Section XIV, Availability of Documents, of 
this document.
---------------------------------------------------------------------------

    \4\ 5 U.S.C. 603. The RFA, 5 U.S.C. 601-612, has been amended by 
the Small Business Regulatory Enforcement Fairness Act of 1996, 
Public Law 104-121, Title II, 110 Stat. 847 (1996).
---------------------------------------------------------------------------

VI. Regulatory Analysis

    Under OBRA-90, the NRC is required to recover approximately 90 
percent of its budget authority in FY 2020. The NRC established fee 
methodology guidelines for 10 CFR part 170 in 1978, and established 
additional fee methodology guidelines for 10 CFR part 171 in 1986. In 
subsequent rulemakings, the NRC has adjusted its fees without changing 
the underlying principles of its fee policy to ensure that the NRC 
continues to comply with the statutory requirements for cost recovery 
in OBRA-90.
    In this proposed rule, the NRC continues this longstanding 
approach. Therefore, the NRC did not identify any alternatives to the 
current fee structure guidelines and did not prepare a regulatory 
analysis for this proposed rule.

VII. Backfitting and Issue Finality

    The NRC has determined that the backfit rule, 10 CFR 50.109, does 
not apply to this proposed rule and that a backfit analysis is not 
required. A backfit analysis is not required because these amendments 
do not require the modification of, or addition to, systems, 
structures, components, or the design of a facility, or the design 
approval or manufacturing license for a facility, or the procedures or 
organization required to design, construct, or operate a facility.

VIII. Plain Writing

    The Plain Writing Act of 2010 (Pub. L. 111-274) requires Federal 
agencies to write documents in a clear, concise, and well-organized 
manner. The NRC has written this document to be consistent with the 
Plain Writing Act, as well as the Presidential Memorandum, ``Plain 
Language in Government Writing,'' published June 10, 1998 (63 FR 
31885). The NRC requests comment on the proposed rule with respect to 
the clarity and effectiveness of the language used.

IX. National Environmental Policy Act

    The rule is limited to amending the NRC's administrative 
requirements in 10 CFR parts 170 and 171. Therefore, this action is 
categorically excluded from needing environmental review, as described 
in Sec.  51.22(c)(1). Consequently, neither an environmental impact 
statement nor an environmental assessment has been prepared for this 
proposed rule.

X. Paperwork Reduction Act

    This proposed rule does not contain a collection of information as 
defined in the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) 
and, therefore, is not subject to the requirements of the Paperwork 
Reduction Act of 1995.

Public Protection Notification

    The NRC may not conduct or sponsor, and a person is not required to 
respond to, a collection of information unless the document requesting 
or requiring the collection displays a currently valid OMB control 
number.

XI. Voluntary Consensus Standards

    The National Technology Transfer and Advancement Act of 1995, 
Public Law 104-113, requires that Federal agencies use technical 
standards that are developed or adopted by voluntary consensus 
standards bodies unless the use of such a standard is inconsistent with 
applicable law or otherwise impractical. In this proposed rule, the NRC 
proposes to amend the licensing, inspection, and annual fees charged to 
its licensees and applicants, as necessary, to recover approximately 90 
percent of its budget authority in FY 2020, as required by OBRA-90. 
This action does not constitute the establishment of a standard that

[[Page 9342]]

contains generally applicable requirements.

XII. Availability of Guidance

    The Small Business Regulatory Enforcement Fairness Act requires all 
Federal agencies to prepare a written compliance guide for each rule 
for which the agency is required by 5 U.S.C. 604 to prepare a 
regulatory flexibility analysis. The NRC, in compliance with the law, 
prepared the ``Small Entity Compliance Guide'' for the FY 2019 proposed 
fee rule. The NRC plans to continue to use this compliance guide for FY 
2020 and has relabeled the compliance guide to reflect the current 
fiscal year. The FY 2020 version of the compliance guide is available 
as indicated in Section XIV, Availability of Documents, of this 
document. The next compliance guide will be developed when the NRC 
completes the next small entity biennial review in FY 2021.

XIII. Public Meeting

    The NRC will conduct a public meeting for the purpose of describing 
this proposed rule and answering questions from the public on this 
proposed rule. The NRC will publish a notice of the location, time, and 
agenda of the meeting on the NRC's public meeting website within at 
least 10 calendar days before the meeting. In addition, the agenda for 
the meeting will be posted on www.regulations.gov under Docket ID NRC-
2017-0228. For instructions to receive alerts when changes or additions 
occur in a docket folder, see Section XIV, Availability of Documents, 
of this document. Stakeholders should monitor the NRC's public meeting 
website for information about the public meeting at: https://www.nrc.gov/public-involve/public-meetings/index.cfm.

XIV. Availability of Documents

    The documents identified in the following table are available to 
interested persons through one or more of the following methods, as 
indicated.

------------------------------------------------------------------------
               Documents                   ADAMS Accession No./Web Link
------------------------------------------------------------------------
SECY-05-0164, ``Annual Fee Calculation   ML052580332.
 Method,'' dated September 15, 2005.
SECY-16-0097, ``Fee Setting              ML16194A365.
 Improvements and Fiscal Year 2017
 Proposed Fee Rule,'' dated August 15,
 2016.
Staff Requirements Memorandum for SECY-  ML16293A902.
 16-0097, dated October 19, 2016.
NUREG-1100, Volume 35, ``Congressional   ML19065A279.
 Budget Justification: Fiscal Year
 2020'' (February 2019).
Petition for Rulemaking-171-1,           ML19081A015.
 ``Petition to Amend 10 CFR 171.15,
 ``Reactor Licenses and Independent
 Spent Fuel Storage Licenses,'' dated
 February 28, 2019.
``Nuclear Power Plant License Fees Upon  https://www.govinfo.gov/content/
 Commencing Commercial Operation,''       pkg/FR-2019-11-26/html/2019-
 partial consideration in the             25581.htm.
 rulemaking process (84 FR 65032;
 November 26, 2019).
FY 2020 Proposed Rule Work Papers......  ML19343A735.
``Uranium Recovery Flat Fee Pilot        ML20010D684.
 Initiative: A Report for the Senate
 Committee on Environment and Public
 Works and the House Committee on
 Energy and Commerce''.
FY 2020 Proposed Fee Rule..............  ML19312B014.
FY 2020 Regulatory Flexibility Analysis  ML19318G030.
FY 2020 U.S. Nuclear Regulatory          ML19318G044.
 Commission Small Entity Compliance
 Guide.
NRC Form 526, ``Certification of Small   https://www.nrc.gov/reading-rm/
 Entity Status for the Purposes of        doc-collections/forms/
 Annual Fees Imposed under 10 CFR Part    nrc526.pdf.
 171''.
OMB Circular A-25, ``User Charges''....  https://www.whitehouse.gov/sites/whitehouse.gov/files/omb/assets/OMB/circulars/a025/a025.html.
Fees Transformation Accomplishments....  https://www.nrc.gov/about-nrc/regulatory/licensing/fees-transformation-accomplishments.html.
Small Entity Classification Survey.....  https://forms.office.com/Pages/ResponsePage.aspx?id=dRTQ6LXDakOgZV3vTGT1LokV9jkSmnJMh_vCoMIesDBUNUxHN0JSMkdDTlc0TzhMUUxKVktaRVVWVSQlQCN0PWcu ktaRVVWVSQlQCN0PWcu.
------------------------------------------------------------------------

    Throughout the development of this rule, the NRC may post documents 
related to this rule, including public comments, on the Federal 
Rulemaking website at https://www.regulations.gov under Docket ID NRC-
2017-0228. The Federal Rulemaking website allows you to receive alerts 
when changes or additions occur in a docket folder. To subscribe: (1) 
Navigate to the docket folder NRC-2017-0228; (2) click the ``Sign up 
for Email Alerts'' link; and (3) enter your email address and select 
how frequently you would like to receive emails (daily, weekly, or 
monthly).

List of Subjects

10 CFR Part 170

    Byproduct material, Import and export licenses, Intergovernmental 
relations, Non-payment penalties, Nuclear energy, Nuclear materials, 
Nuclear power plants and reactors, Source material, Special nuclear 
material.

10 CFR Part 171

    Annual charges, Approvals, Byproduct material, Holders of 
certificates, Intergovernmental relations, Nonpayment penalties, 
Nuclear materials, Nuclear power plants and reactors, Registrations, 
Source material, Special nuclear material.

    For the reasons set out in the preamble and under the authority of 
the Atomic Energy Act of 1954, as amended; the Energy Reorganization 
Act of 1974, as amended; and 5 U.S.C. 552 and 553, the NRC is proposing 
to adopt the following amendments to 10 CFR parts 170 and 171:

[[Page 9343]]

PART 170--FEES FOR FACILITIES, MATERIALS, IMPORT AND EXPORT 
LICENSES, AND OTHER REGULATORY SERVICES UNDER THE ATOMIC ENERGY ACT 
OF 1954, AS AMENDED

0
1. The authority citation for part 170 continues to read as follows:

     Authority:  Atomic Energy Act of 1954, secs. 11, 161(w) (42 
U.S.C. 2014, 2201(w)); Energy Reorganization Act of 1974, sec. 201 
(42 U.S.C. 5841); 42 U.S.C. 2214; 31 U.S.C. 901, 902, 9701; 44 
U.S.C. 3504 note.


Sec.  170.20  [Amended]

0
2. In Sec.  170.20, remove the dollar amount ``$275'' and add in its 
place the dollar amount ``$279''.
0
 3. In Sec.  170.21, revise the entry for ``K. Import and export 
licenses'' and footnotes 1 and 6 to read as follows:


Sec.  170.21  Schedule of fees for production and utilization 
facilities, review of standard referenced design approvals, special 
projects, inspections and import and export licenses.

* * * * *

                        Schedule of Facility Fees
                     [See footnotes at end of table]
------------------------------------------------------------------------
          Facility categories and type of fees               Fees 1 2
------------------------------------------------------------------------
 
                              * * * * * * *
K. Import and export licenses: \6\
    Licenses for the import and export only of
     production or utilization facilities or the export
     only of components for production or utilization
     facilities issued under 10 CFR part 110.
        1. Application for import or export of
         production or utilization facilities \4\
         (including reactors and other facilities) and
         exports of components requiring Commission and
         Executive Branch review, for example, actions
         under 10 CFR 110.40(b).
            Application--new license, or amendment; or              N/A.
             license exemption request..................
        2. Application for export of reactor and other
         components requiring Executive Branch review,
         for example, those actions under 10 CFR
         110.41(a).
            Application--new license, or amendment; or               N/A
             license exemption request..................
        3. Application for export of components
         requiring the assistance of the Executive
         Branch to obtain foreign government assurances.
            Application--new license, or amendment; or               N/A
             license exemption request..................
        4. Application for export of facility components
         and equipment not requiring Commission or
         Executive Branch review, or obtaining foreign
         government assurances.
            Application--new license, or amendment; or               N/A
             license exemption request..................
        5. Minor amendment of any active export or
         import license, for example, to extend the
         expiration date, change domestic information,
         or make other revisions which do not involve
         any substantive changes to license terms or
         conditions or to the type of facility or
         component authorized for export and, therefore,
         do not require in-depth analysis or review or
         consultation with the Executive Branch, U.S.
         host state, or foreign government authorities.
            Minor amendment to license..................             N/A
------------------------------------------------------------------------
\1\Fees will be charged for approvals issued under a specific exemption
  provision of the Commission's regulations under title 10 of the Code
  of Federal Regulations (e.g., 10 CFR 50.12, 10 CFR 73.5) and any other
  sections in effect now or in the future, regardless of whether the
  approval is in the form of a license amendment, letter of approval,
  safety evaluation report, or other form.
\2\ Full cost fees will be determined based on the professional staff
  time and appropriate contractual support services expended. For
  applications currently on file and for which fees are determined based
  on the full cost expended for the review, the professional staff hours
  expended for the review of the application up to the effective date of
  the final rule will be determined at the professional rates in effect
  when the service was provided.
\3\ * * * * * * *
\4\ Imports only of major components for end-use at NRC-licensed
  reactors are authorized under NRC general import license in 10 CFR
  110.27.
 * * * * * * *
\6\ Because the Further Consolidated Appropriations Act, 2020, excludes
  international activities from the fee-recoverable budget in FY 2020,
  import and export licensing actions will not be charged fees.

0
4. In Sec.  170.31, revise the table to read as follows:


Sec.  170.31  Schedule of fees for materials licenses and other 
regulatory services, including inspections, and import and export 
licenses.

* * * * *

          Table 1 to Sec.   170.31--Schedule of Materials Fees
                     [See footnotes at end of table]
------------------------------------------------------------------------
  Category of materials licenses and type of
                   fees \1\                             Fees 2 3
------------------------------------------------------------------------
1. Special nuclear material: \11\
    A. (1) Licenses for possession and use of
     U-235 or plutonium for fuel fabrication
     activities.
        (a) Strategic Special Nuclear          Full Cost.
         Material (High Enriched Uranium) \6\
         [Program Code(s): 21213].
        (b) Low Enriched Uranium in            Full Cost.
         Dispersible Form Used for
         Fabrication of Power Reactor Fuel
         \6\ [Program Code(s): 21210].
    (2) All other special nuclear materials
     licenses not included in Category 1.A.
     (1) which are licensed for fuel cycle
     activities.\6\
        (a) Facilities with limited            Full Cost.
         operations \6\ [Program Code(s):
         21240, 21310, 21320].
        (b) Gas centrifuge enrichment          Full Cost.
         demonstration facilities.\6\
         [Program Code(s): 21205].
        (c) Others, including hot cell         Full Cost.
         facilities.\6\[Program Code(s):
         21130, 21133].

[[Page 9344]]

 
    B. Licenses for receipt and storage of     Full Cost.
     spent fuel and reactor-related Greater
     than Class C (GTCC) waste at an
     independent spent fuel storage
     installation (ISFSI) \6\ [Program
     Code(s): 23200]
    C. Licenses for possession and use of
     special nuclear material of less than a
     critical mass as defined in Sec.   70.4
     in sealed sources contained in devices
     used in industrial measuring systems,
     including x-ray fluorescence
     analyzers.\4\
        Application [Program Code(s): 22140].  $1,300.
    D. All other special nuclear material
     licenses, except licenses authorizing
     special nuclear material in sealed or
     unsealed form in combination that would
     constitute a critical mass, as defined
     in Sec.   70.4 of this chapter, for
     which the licensee shall pay the same
     fees as those under Category 1.A.\4\
        Application [Program Code(s): 22110,   $2,600.
         22111, 22120, 22131, 22136, 22150,
         22151, 22161, 22170, 23100, 23300,
         23310].
    E. Licenses or certificates for            Full Cost.
     construction and operation of a uranium
     enrichment facility \6\ [Program
     Code(s): 21200].
    F. Licenses for possession and use of      Full Cost.
     special nuclear material greater than
     critical mass as defined in Sec.   70.4
     of this chapter, for development and
     testing of commercial products, and
     other non-fuel-cycle activities.4 6
     [Program Code(s): 22155].
2. Source material: \11\
    A. (1) Licenses for possession and use of  Full Cost.
     source material for refining uranium
     mill concentrates to uranium
     hexafluoride or for deconverting uranium
     hexafluoride in the production of
     uranium oxides for disposal.\6\ [Program
     Code(s): 11400].
        (2) Licenses for possession and use
         of source material in recovery
         operations such as milling, in-situ
         recovery, heap-leaching, ore buying
         stations, ion-exchange facilities,
         and in processing of ores containing
         source material for extraction of
         metals other than uranium or
         thorium, including licenses
         authorizing the possession of
         byproduct waste material (tailings)
         from source material recovery
         operations, as well as licenses
         authorizing the possession and
         maintenance of a facility in a
         standby mode.\6\
            (a) Conventional and Heap Leach    Full Cost.
             facilities \6\ [Program Code(s):
             11100].
            (b) Basic In Situ Recovery         Full Cost.
             facilities \6\ [Program Code(s):
             11500].
            (c) Expanded In Situ Recovery      Full Cost.
             facilities \6\ [Program Code(s):
             11510].
            (d) In Situ Recovery Resin         Full Cost.
             facilities \6\ [Program Code(s):
             11550].
            (e) Resin Toll Milling facilities  Full Cost.
             \6\ [Program Code(s): 11555].
            (f) Other facilities\6\ [Program   Full Cost.
             Code(s): 11700].
        (3) Licenses that authorize the        Full Cost.
         receipt of byproduct material, as
         defined in Section 11e.(2) of the
         Atomic Energy Act, from other
         persons for possession and disposal,
         except those licenses subject to the
         fees in Category 2.A.(2) or Category
         2.A.(4) \6\ [Program Code(s): 11600,
         12000].
        (4) Licenses that authorize the        Full Cost.
         receipt of byproduct material, as
         defined in Section 11e.(2) of the
         Atomic Energy Act, from other
         persons for possession and disposal
         incidental to the disposal of the
         uranium waste tailings generated by
         the licensee's milling operations,
         except those licenses subject to the
         fees in Category 2.A.(2) \6\
         [Program Code(s): 12010].
        B. Licenses which authorize the
         possession, use, and/or installation
         of source material for shielding.7 8
        Application [Program Code(s): 11210].  $1,200.
    C. Licenses to distribute items
     containing source material to persons
     exempt from the licensing requirements
     of part 40 of this chapter.
        Application [Program Code(s): 11240].  $4,300.
    D. Licenses to distribute source material
     to persons generally licensed under part
     40 of this chapter.
        Application [Program Code(s): 11230,   $2,800.
         11231]..
    E. Licenses for possession and use of
     source material for processing or
     manufacturing of products or materials
     containing source material for
     commercial distribution.
        Application [Program Code(s): 11710].  $2,700.
    F. All other source material licenses.
        Application [Program Code(s): 11200,   $2,700.
         11220, 11221, 11300, 11800, 11810,
         11820].
3. Byproduct material: \11\
    A. Licenses of broad scope for the
     possession and use of byproduct material
     issued under parts 30 and 33 of this
     chapter for processing or manufacturing
     of items containing byproduct material
     for commercial distribution. Number of
     locations of use: 1-5.
        Application [Program Code(s): 03211,   $13,100.
         03212, 03213].
        (1). Licenses of broad scope for the
         possession and use of byproduct
         material issued under parts 30 and
         33 of this chapter for processing or
         manufacturing of items containing
         byproduct material for commercial
         distribution. Number of locations of
         use: 6-20.
            Application [Program Code(s):      $17,400.
             04010, 04012, 04014].
        (2). Licenses of broad scope for the
         possession and use of byproduct
         material issued under parts 30 and
         33 of this chapter for processing or
         manufacturing of items containing
         byproduct material for commercial
         distribution. Number of locations of
         use: more than 20.
            Application [Program Code(s):      $21,700.
             04011, 04013, 04015].
    B. Other licenses for possession and use
     of byproduct material issued under part
     30 of this chapter for processing or
     manufacturing of items containing
     byproduct material for commercial
     distribution. Number of locations of
     use: 1-5.
            Application [Program Code(s):      $3,600.
             03214, 03215, 22135, 22162].
        (1). Other licenses for possession
         and use of byproduct material issued
         under part 30 of this chapter for
         processing or manufacturing of items
         containing byproduct material for
         commercial distribution. Number of
         locations of use: 6-20.
            Application [Program Code(s):      $4,800.
             04110, 04112, 04114, 04116].
        (2). Other licenses for possession
         and use of byproduct material issued
         under part 30 of this chapter for
         processing or manufacturing of items
         containing byproduct material for
         commercial distribution. Number of
         locations of use: more than 20.
            Application [Program Code(s):      $6,000.
             04111, 04113, 04115, 04117].

[[Page 9345]]

 
    C. Licenses issued under Sec.  Sec.
     32.72 and/or 32.74 of this chapter that
     authorize the processing or
     manufacturing and distribution or
     redistribution of radiopharmaceuticals,
     generators, reagent kits, and/or sources
     and devices containing byproduct
     material. This category does not apply
     to licenses issued to nonprofit
     educational institutions whose
     processing or manufacturing is exempt
     under Sec.   170.11(a)(4). Number of
     locations of use: 1-5.
        Application [Program Code(s): 02500,   $5,200.
         02511, 02513].
        (1). Licenses issued under Sec.  Sec.
           32.72 and/or 32.74 of this chapter
         that authorize the processing or
         manufacturing and distribution or
         redistribution of
         radiopharmaceuticals, generators,
         reagent kits, and/or sources and
         devices containing byproduct
         material. This category does not
         apply to licenses issued to
         nonprofit educational institutions
         whose processing or manufacturing is
         exempt under Sec.   170.11(a)(4).
         Number of locations of use: 6-20.
            Application [Program Code(s):      $6,900.
             04210, 04212, 04214].
        (2). Licenses issued under Sec.  Sec.
           32.72 and/or 32.74 of this chapter
         that authorize the processing or
         manufacturing and distribution or
         redistribution of
         radiopharmaceuticals, generators,
         reagent kits, and/or sources and
         devices containing byproduct
         material. This category does not
         apply to licenses issued to
         nonprofit educational institutions
         whose processing or manufacturing is
         exempt under Sec.   170.11(a)(4).
         Number of locations of use: more
         than 20.
        Application [Program Code(s): 04211,   $8,700.
         04213, 04215].
    D. [Reserved]............................  N/A.
    E. Licenses for possession and use of
     byproduct material in sealed sources for
     irradiation of materials in which the
     source is not removed from its shield
     (self-shielded units).
            Application [Program Code(s):      $3,200.
             03510, 03520].
    F. Licenses for possession and use of
     less than or equal to 10,000 curies of
     byproduct material in sealed sources for
     irradiation of materials in which the
     source is exposed for irradiation
     purposes. This category also includes
     underwater irradiators for irradiation
     of materials where the source is not
     exposed for irradiation purposes.
            Application [Program Code(s):      $6,500.
             03511].
    G. Licenses for possession and use of
     greater than 10,000 curies of byproduct
     material in sealed sources for
     irradiation of materials in which the
     source is exposed for irradiation
     purposes. This category also includes
     underwater irradiators for irradiation
     of materials where the source is not
     exposed for irradiation purposes.
        Application [Program Code(s): 03521].  $62,300.
    H. Licenses issued under subpart A of
     part 32 of this chapter to distribute
     items containing byproduct material that
     require device review to persons exempt
     from the licensing requirements of part
     30 of this chapter. The category does
     not include specific licenses
     authorizing redistribution of items that
     have been authorized for distribution to
     persons exempt from the licensing
     requirements of part 30 of this chapter.
        Application [Program Code(s): 03254,   $6,700.
         03255, 03257].
    I. Licenses issued under subpart A of
     part 32 of this chapter to distribute
     items containing byproduct material or
     quantities of byproduct material that do
     not require device evaluation to persons
     exempt from the licensing requirements
     of part 30 of this chapter. This
     category does not include specific
     licenses authorizing redistribution of
     items that have been authorized for
     distribution to persons exempt from the
     licensing requirements of part 30 of
     this chapter.
        Application [Program Code(s): 03250,   $11,600.
         03251, 03252, 03253, 03256].
    J. Licenses issued under subpart B of
     part 32 of this chapter to distribute
     items containing byproduct material that
     require sealed source and/or device
     review to persons generally licensed
     under part 31 of this chapter. This
     category does not include specific
     licenses authorizing redistribution of
     items that have been authorized for
     distribution to persons generally
     licensed under part 31 of this chapter.
        Application [Program Code(s): 03240,   $2,000.
         03241, 03243].
    K. Licenses issued under subpart B of
     part 32 of this chapter to distribute
     items containing byproduct material or
     quantities of byproduct material that do
     not require sealed source and/or device
     review to persons generally licensed
     under part 31 of this chapter. This
     category does not include specific
     licenses authorizing redistribution of
     items that have been authorized for
     distribution to persons generally
     licensed under part 31 of this chapter.
        Application [Program Code(s): 03242,   $1,100.
         03244].
    L. Licenses of broad scope for possession
     and use of byproduct material issued
     under parts 30 and 33 of this chapter
     for research and development that do not
     authorize commercial distribution.
     Number of locations of use: 1-5.
        Application [Program Code(s): 01100,   $5,500.
         01110, 01120, 03610, 03611, 03612,
         03613].
        (1) Licenses of broad scope for
         possession and use of byproduct
         material issued under parts 30 and
         33 of this chapter for research and
         development that do not authorize
         commercial distribution. Number of
         locations of use: 6-20.
            Application [Program Code(s):      $7,300.
             04610, 04612, 04614, 04616,
             04618, 04620, 04622].
        (2) Licenses of broad scope for
         possession and use of byproduct
         material issued under parts 30 and
         33 of this chapter for research and
         development that do not authorize
         commercial distribution. Number of
         locations of use: more than 20.
            Application [Program Code(s):      $9,100.
             04611, 04613, 04615, 04617,
             04619, 04621, 04623].
    M. Other licenses for possession and use
     of byproduct material issued under part
     30 of this chapter for research and
     development that do not authorize
     commercial distribution.
        Application [Program Code(s): 03620].  $8,300.
    N. Licenses that authorize services for
     other licensees, except:
        (1) Licenses that authorize only
         calibration and/or leak testing
         services are subject to the fees
         specified in fee Category 3.P.; and
        (2) Licenses that authorize waste
         disposal services are subject to the
         fees specified in fee Categories
         4.A., 4.B., and 4.C.
            Application [Program Code(s):      $8,900.
             03219, 03225, 03226].
    O. Licenses for possession and use of
     byproduct material issued under part 34
     of this chapter for industrial
     radiography operations. Number of
     locations of use: 1-5.
        Application [Program Code(s): 03310,   $6,400.
         03320]

[[Page 9346]]

 
(1). Licenses for possession and use of
 byproduct material issued under part 34 of
 this chapter for industrial radiography
 operations. Number of locations of use: 6-20.
            Application [Program Code(s):      $8,500.
             04310, 04312].
        (2). Licenses for possession and use
         of byproduct material issued under
         part 34 of this chapter for
         industrial radiography operations.
         Number of locations of use: more
         than 20.
            Application [Program Code(s):      $10,600
             04311, 04313].
    P. All other specific byproduct material
     licenses, except those in Categories
     4.A. through 9.D.\ 9\ Number of
     locations of use: 1-5.
        Application [Program Code(s): 02400,   $4,700.
         02410, 03120, 03121, 03122, 03123,
         03124, 03130, 03140, 03220, 03221,
         03222, 03800, 03810, 22130].
        (1). All other specific byproduct
         material licenses, except those in
         Categories 4.A. through 9.D.\ 9\
         Number of locations of use: 6-20.
            Application [Program Code(s):      $6,300.
             04410, 04412, 04414, 04416,
             04418, 04420, 04422, 04424,
             04426, 04428, 04430, 04432,
             04434, 04436, 04438].
        (2). All other specific byproduct
         material licenses, except those in
         Categories 4.A. through 9.D.\9\
         Number of locations of use: more
         than 20.
            Application [Program Code(s):      $7,900.
             04411, 04413, 04415, 04417,
             04419, 04421, 04423, 04425,
             04427, 04429, 04431, 04433,
             04435, 04437, 04439].
    Q. Registration of a device(s) generally
     licensed under part 31 of this chapter.
    Registration.............................  $600.
    R. Possession of items or products
     containing radium-226 identified in 10
     CFR 31.12 which exceed the number of
     items or limits specified in that
     section.\5\
        1. Possession of quantities exceeding
         the number of items or limits in 10
         CFR 31.12(a)(4) or (5) but less than
         or equal to 10 times the number of
         items or limits specified.
            Application [Program Code(s):      $2,600.
             02700].
        2. Possession of quantities exceeding
         10 times the number of items or
         limits specified in 10 CFR
         31.12(a)(4) or (5).
        Application [Program Code(s): 02710].
        S. Licenses for production of          $2,500
         accelerator-produced radionuclides..
            Application [Program Code(s):      $14,300.
             03210].
4. Waste disposal and processing: \11\
    A. Licenses specifically authorizing the
     receipt of waste byproduct material,
     source material, or special nuclear
     material from other persons for the
     purpose of contingency storage or
     commercial land disposal by the
     licensee; or licenses authorizing
     contingency storage of low-level
     radioactive waste at the site of nuclear
     power reactors; or licenses for receipt
     of waste from other persons for
     incineration or other treatment,
     packaging of resulting waste and
     residues, and transfer of packages to
     another person authorized to receive or
     dispose of waste material.
        Application [Program Code(s): 03231,   Full Cost.
         03233, 03236, 06100, 06101].
    B. Licenses specifically authorizing the
     receipt of waste byproduct material,
     source material, or special nuclear
     material from other persons for the
     purpose of packaging or repackaging the
     material. The licensee will dispose of
     the material by transfer to another
     person authorized to receive or dispose
     of the material.
        Application [Program Code(s): 03234].  $6,900.
    C. Licenses specifically authorizing the
     receipt of prepackaged waste byproduct
     material, source material, or special
     nuclear material from other persons. The
     licensee will dispose of the material by
     transfer to another person authorized to
     receive or dispose of the material.
        Application [Program Code(s): 03232].  $5,000.
5. Well logging: \11\
    A. Licenses for possession and use of
     byproduct material, source material, and/
     or special nuclear material for well
     logging, well surveys, and tracer
     studies other than field flooding tracer
     studies.
        Application [Program Code(s): 03110,   $4,600.
         03111, 03112].
    B. Licenses for possession and use of
     byproduct material for field flooding
     tracer studies.
        Licensing [Program Code(s): 03113]...  Full Cost.
6. Nuclear laundries: \11\
    A. Licenses for commercial collection and
     laundry of items contaminated with
     byproduct material, source material, or
     special nuclear material.
        Application [Program Code(s): 03218].  $22,200.
7. Medical licenses: \11\
    A. Licenses issued under parts 30, 35,
     40, and 70 of this chapter for human use
     of byproduct material, source material,
     or special nuclear material in sealed
     sources contained in gamma stereotactic
     radiosurgery units, teletherapy devices,
     or similar beam therapy devices. Number
     of locations of use: 1-5.
        Application [Program Code(s): 02300,   $11,200.
         02310].
        (1). Licenses issued under parts 30,
         35, 40, and 70 of this chapter for
         human use of byproduct material,
         source material, or special nuclear
         material in sealed sources contained
         in gamma stereotactic radiosurgery
         units, teletherapy devices, or
         similar beam therapy devices. Number
         of locations of use: 6-20.
            Application [Program Code(s):      $14,800.
             04510, 04512].
        (2). Licenses issued under parts 30,
         35, 40, and 70 of this chapter for
         human use of byproduct material,
         source material, or special nuclear
         material in sealed sources contained
         in gamma stereotactic radiosurgery
         units, teletherapy devices, or
         similar beam therapy devices. Number
         of locations of use: more than 20.
        Application [Program Code(s): 04511,   $18,500.
         04513].

[[Page 9347]]

 
    B. Licenses of broad scope issued to
     medical institutions or two or more
     physicians under parts 30, 33, 35, 40,
     and 70 of this chapter authorizing
     research and development, including
     human use of byproduct material, except
     licenses for byproduct material, source
     material, or special nuclear material in
     sealed sources contained in teletherapy
     devices. This category also includes the
     possession and use of source material
     for shielding when authorized on the
     same license. Number of locations of
     use: 1-5.
        Application [Program Code(s): 02110].  $8,700.
        (1). Licenses of broad scope issued
         to medical institutions or two or
         more physicians under parts 30, 33,
         35, 40, and 70 of this chapter
         authorizing research and
         development, including human use of
         byproduct material, except licenses
         for byproduct material, source
         material, or special nuclear
         material in sealed sources contained
         in teletherapy devices. This
         category also includes the
         possession and use of source
         material for shielding when
         authorized on the same license.
         Number of locations of use: 6-20.
            Application [Program Code(s):      $11,600.
             04710].
        (2). Licenses of broad scope issued
         to medical institutions or two or
         more physicians under parts 30, 33,
         35, 40, and 70 of this chapter
         authorizing research and
         development, including human use of
         byproduct material, except licenses
         for byproduct material, source
         material, or special nuclear
         material in sealed sources contained
         in teletherapy devices. This
         category also includes the
         possession and use of source
         material for shielding when
         authorized on the same license.
         Number of locations of use: more
         than 20.
        Application [Program Code(s): 04711].  $14,500.
    C. Other licenses issued under parts 30,
     35, 40, and 70 of this chapter for human
     use of byproduct material, source
     material, and/or special nuclear
     material, except licenses for byproduct
     material, source material, or special
     nuclear material in sealed sources
     contained in teletherapy devices.\10\
     Number of locations of use: 1-5.
        Application [Program Code(s): 02120,   $6,600
         02121, 02200, 02201, 02210, 02220,
         02230, 02231, 02240, 22160].
        (1). Other licenses issued under
         parts 30, 35, 40, and 70 of this
         chapter for human use of byproduct
         material, source material, and/or
         special nuclear material, except
         licenses for byproduct material,
         source material, or special nuclear
         material in sealed sources contained
         in teletherapy devices.\10\ Number
         of locations of use: 6-20.
            Application [Program Code(s):      $8,800.
             04810, 04812, 04814, 04816,
             04818, 04820, 04822, 04824,
             04826, 04828].
        (2). Other licenses issued under
         parts 30, 35, 40, and 70 of this
         chapter for human use of byproduct
         material, source material, and/or
         special nuclear material, except
         licenses for byproduct material,
         source material, or special nuclear
         material in sealed sources contained
         in teletherapy devices.\10\ Number
         of locations of use: more than 20.
            Application [Program Code(s):      $10,900.
             04811,04813, 04815, 04817,
             04819, 04821,04823, 04825,
             04827, 04829].
8. Civil defense:\11\
    A. Licenses for possession and use of
     byproduct material, source material, or
     special nuclear material for civil
     defense activities.
        Application [Program Code(s): 03710].  $2,600.
9. Device, product, or sealed source safety
 evaluation:
    A. Safety evaluation of devices or
     products containing byproduct material,
     source material, or special nuclear
     material, except reactor fuel devices,
     for commercial distribution.
        Application--each device.............  $10,900.
    B. Safety evaluation of devices or
     products containing byproduct material,
     source material, or special nuclear
     material manufactured in accordance with
     the unique specifications of, and for
     use by, a single applicant, except
     reactor fuel devices.
        Application--each device.............  $9,000.
    C. Safety evaluation of sealed sources
     containing byproduct material, source
     material, or special nuclear material,
     except reactor fuel, for commercial
     distribution.
        Application--each source.............  $5,300.
    D. Safety evaluation of sealed sources
     containing byproduct material, source
     material, or special nuclear material,
     manufactured in accordance with the
     unique specifications of, and for use
     by, a single applicant, except reactor
     fuel.
        Application--each source.............  $1,100.
10. Transportation of radioactive material:
    A. Evaluation of casks, packages, and
     shipping containers.
        1. Spent Fuel, High-Level Waste, and   Full Cost.
         plutonium air packages.
        2. Other Casks.......................  Full Cost.
    B. Quality assurance program approvals
     issued under part 71 of this chapter.
        1. Users and Fabricators.............
            Application......................  $4,200.
            Inspections......................  Full Cost.
        2. Users.............................
            Application......................  $4,200.
            Inspections......................  Full Cost.
            C. Evaluation of security plans,   Full Cost.
             route approvals, route surveys,
             and transportation security
             devices (including
             immobilization devices).
11. Review of standardized spent fuel          Full Cost.
 facilities..
12. Special projects:
Including approvals, pre-application/
 licensing activities, and inspections.
    Application [Program Code: 25110]........  Full Cost.
13. A. Spent fuel storage cask Certificate of  Full Cost.
 Compliance.
    B. Inspections related to storage of       Full Cost.
     spent fuel under Sec.   72.210 of this
     chapter.
14. Decommissioning/Reclamation \11\

[[Page 9348]]

 
    A. Byproduct, source, or special nuclear   Full Cost.
     material licenses and other approvals
     authorizing decommissioning,
     decontamination, reclamation, or site
     restoration activities under parts 30,
     40, 70, 72, and 76 of this chapter,
     including master materials licenses
     (MMLs). The transition to this fee
     category occurs when a licensee has
     permanently ceased principal activities.
     [Program Code(s): 03900, 11900, 21135,
     21215, 21240, 21325, 22200].
    B. Site-specific decommissioning           Full Cost.
     activities associated with unlicensed
     sites, including MMLs, regardless of
     whether or not the sites have been
     previously licensed..
15. Import and Export licenses: \12\
Licenses issued under part 110 of this
 chapter for the import and export only of
 special nuclear material, source material,
 tritium and other byproduct material, and
 the export only of heavy water, or nuclear
 grade graphite (fee categories 15.A. through
 15.E.).
    A. Application for export or import of
     nuclear materials, including radioactive
     waste requiring Commission and Executive
     Branch review, for example, those
     actions under 10 CFR 110.40(b).
        Application--new license, or           N/A.
         amendment; or license exemption
         request.
    B. Application for export or import of
     nuclear material, including radioactive
     waste, requiring Executive Branch
     review, but not Commission review. This
     category includes applications for the
     export and import of radioactive waste
     and requires the NRC to consult with
     domestic host state authorities (i.e.,
     Low-Level Radioactive Waste Compact
     Commission, the U.S. Environmental
     Protection Agency, etc.).
        Application--new license, or           N/A.
         amendment; or license exemption
         request.
    C. Application for export of nuclear
     material, for example, routine reloads
     of low enriched uranium reactor fuel and/
     or natural uranium source material
     requiring the assistance of the
     Executive Branch to obtain foreign
     government assurances.
        Application--new license, or           N/A
         amendment; or license exemption
         request.
    D. Application for export or import of
     nuclear material not requiring
     Commission or Executive Branch review,
     or obtaining foreign government
     assurances.
        Application--new license, or           N/A.
         amendment; or license exemption
         request.
    E. Minor amendment of any active export
     or import license, for example, to
     extend the expiration date, change
     domestic information, or make other
     revisions which do not involve any
     substantive changes to license terms and
     conditions or to the type/quantity/
     chemical composition of the material
     authorized for export and, therefore, do
     not require in-depth analysis, review,
     or consultations with other Executive
     Branch, U.S. host state, or foreign
     government authorities.
        Minor amendment......................  N/A
        Licenses issued under part 110 of
         this chapter for the import and
         export only of Category 1 and
         Category 2 quantities of radioactive
         material listed in appendix P to
         part 110 of this chapter (fee
         categories 15.F. through 15.R.).
         Category 1 (Appendix P, 10 CFR Part
         110) Exports:
    F. Application for export of appendix P
     Category 1 materials requiring
     Commission review (e.g. exceptional
     circumstance review under 10 CFR
     110.42(e)(4)) and to obtain one
     government-to-government consent for
     this process. For additional consent see
     fee category 15.I.
        Application--new license, or           N/A.
         amendment; or license exemption
         request.
    G. Application for export of appendix P
     Category 1 materials requiring Executive
     Branch review and to obtain one
     government-to-government consent for
     this process. For additional consents
     see fee category 15.I.
        Application--new license, or           N/A.
         amendment; or license exemption
         request.
    H. Application for export of appendix P
     Category 1 materials and to obtain one
     government-to-government consent for
     this process. For additional consents
     see fee category 15.I.
        Application--new license, or           N/A
         amendment; or license exemption
         request.
    I. Requests for each additional
     government-to-government consent in
     support of an export license application
     or active export license.
        Application--new license, or           N/A.
         amendment; or license exemption
         request.
Category 2 (Appendix P, 10 CFR Part 110)
 Exports:
    J. Application for export of appendix P
     Category 2 materials requiring
     Commission review (e.g. exceptional
     circumstance review under 10 CFR
     110.42(e)(4)).
        Application--new license, or           N/A.
         amendment; or license exemption
         request.
    K. Applications for export of appendix P
     Category 2 materials requiring Executive
     Branch review.
        Application--new license, or           N/A.
         amendment; or license exemption
         request.
    L. Application for the export of Category
     2 materials.
        Application--new license, or           N/A.
         amendment; or license exemption
         request.
    M. [Reserved]............................  N/A.
    N. [Reserved]............................  N/A.
    O. [Reserved]............................  N/A.
    P. [Reserved]............................  N/A.
    Q. [Reserved]............................  N/A.
Minor Amendments (Category 1 and 2, Appendix
 P, 10 CFR Part 110, Export):
    R. Minor amendment of any active export
     license, for example, to extend the
     expiration date, change domestic
     information, or make other revisions
     which do not involve any substantive
     changes to license terms and conditions
     or to the type/quantity/chemical
     composition of the material authorized
     for export and, therefore, do not
     require in-depth analysis, review, or
     consultations with other Executive
     Branch, U.S. host state, or foreign
     authorities.
        Minor amendment......................  N/A.
16. Reciprocity:
    Agreement State licensees who conduct
     activities under the reciprocity
     provisions of 10 CFR 150.20.
        Application..........................  $2,100.
17. Master materials licenses of broad scope
 issued to Government agencies.
        Application [Program Code(s): 03614].  Full Cost.
18. Department of Energy.

[[Page 9349]]

 
        A. Certificates of Compliance.         Full Cost.
         Evaluation of casks, packages, and
         shipping containers (including spent
         fuel, high-level waste, and other
         casks, and plutonium air packages)..
        B. Uranium Mill Tailings Radiation     Full Cost.
         Control Act (UMTRCA) activities..
------------------------------------------------------------------------
\1\ Types of fees--Separate charges, as shown in the schedule, will be
  assessed for pre-application consultations and reviews; applications
  for new licenses, approvals, or license terminations; possession-only
  licenses; issuances of new licenses and approvals; certain amendments
  and renewals to existing licenses and approvals; safety evaluations of
  sealed sources and devices; generally licensed device registrations;
  and certain inspections. The following guidelines apply to these
  charges:
(a) Application and registration fees. Applications for new materials
  licenses and export and import licenses; applications to reinstate
  expired, terminated, or inactive licenses, except those subject to
  fees assessed at full costs; applications filed by Agreement State
  licensees to register under the general license provisions of 10 CFR
  150.20; and applications for amendments to materials licenses that
  would place the license in a higher fee category or add a new fee
  category must be accompanied by the prescribed application fee for
  each category.
(1) Applications for licenses covering more than one fee category of
  special nuclear material or source material must be accompanied by the
  prescribed application fee for the highest fee category.
(2) Applications for new licenses that cover both byproduct material and
  special nuclear material in sealed sources for use in gauging devices
  will pay the appropriate application fee for fee category 1.C. only.
(b) Licensing fees. Fees for reviews of applications for new licenses,
  renewals, and amendments to existing licenses, pre-application
  consultations and other documents submitted to the NRC for review, and
  project manager time for fee categories subject to full cost fees are
  due upon notification by the Commission in accordance with Sec.
  170.12(b).
(c) Amendment fees. Applications for amendments to export and import
  licenses must be accompanied by the prescribed amendment fee for each
  license affected. An application for an amendment to an export or
  import license or approval classified in more than one fee category
  must be accompanied by the prescribed amendment fee for the category
  affected by the amendment, unless the amendment is applicable to two
  or more fee categories, in which case the amendment fee for the
  highest fee category would apply.
(d) Inspection fees. Inspections resulting from investigations conducted
  by the Office of Investigations and nonroutine inspections that result
  from third-party allegations are not subject to fees. Inspection fees
  are due upon notification by the Commission in accordance with Sec.
  170.12(c).
(e) Generally licensed device registrations under 10 CFR 31.5.
  Submittals of registration information must be accompanied by the
  prescribed fee.
\2\ Fees will be charged for approvals issued under a specific exemption
  provision of the Commission's regulations under title 10 of the Code
  of Federal Regulations (e.g., 10 CFR 30.11, 40.14, 70.14, 73.5, and
  any other sections in effect now or in the future), regardless of
  whether the approval is in the form of a license amendment, letter of
  approval, safety evaluation report, or other form. In addition to the
  fee shown, an applicant may be assessed an additional fee for sealed
  source and device evaluations as shown in fee categories 9.A. through
  9.D.
\3\ Full cost fees will be determined based on the professional staff
  time multiplied by the appropriate professional hourly rate
  established in Sec.   170.20 in effect when the service is provided,
  and the appropriate contractual support services expended.
\4\ Licensees paying fees under categories 1.A., 1.B., and 1.E. are not
  subject to fees under categories 1.C., 1.D. and 1.F. for sealed
  sources authorized in the same license, except for an application that
  deals only with the sealed sources authorized by the license.
\5\ Persons who possess radium sources that are used for operational
  purposes in another fee category are not also subject to the fees in
  this category. (This exception does not apply if the radium sources
  are possessed for storage only.)
\6\ Licensees subject to fees under fee categories 1.A., 1.B., 1.E., or
  2.A. must pay the largest applicable fee and are not subject to
  additional fees listed in this table.
\7\ Licensees paying fees under 3.C., 3.C.1, or 3.C.2 are not subject to
  fees under 2.B. for possession and shielding authorized on the same
  license.
\8\ Licensees paying fees under 7.C. are not subject to fees under 2.B.
  for possession and shielding authorized on the same license.
\9\ Licensees paying fees under 3.N. are not subject to paying fees
  under 3.P., 3.P.1, or 3.P.2 for calibration or leak testing services
  authorized on the same license.
\10\ Licensees paying fees under 7.B., 7.B.1, or 7.B.2 are not subject
  to paying fees under 7.C., 7.C.1, or 7.C.2. for broad scope licenses
  issued under parts 30, 35, 40, and 70 of this chapter for human use of
  byproduct material, source material, and/or special nuclear material,
  except licenses for byproduct material, source material, or special
  nuclear material in sealed sources contained in teletherapy devices
  authorized on the same license.
\11\ A materials license (or part of a materials license) that
  transitions to fee category 14.A is assessed full-cost fees under 10
  CFR part 170, but is not assessed an annual fee under 10 CFR part 171.
  If only part of a materials license is transitioned to fee category
  14.A, the licensee may be charged annual fees (and any applicable 10
  CFR part 170 fees) for other activities authorized under the license
  that are not in decommissioning status.
\12\ Because the Further Consolidated Appropriations Act, 2020, excludes
  international activities from the fee-recoverable budget in FY 2020,
  import and export licensing actions will not be charged fees.

PART 171--ANNUAL FEES FOR REACTOR LICENSES AND FUEL CYCLE LICENSES 
AND MATERIALS LICENSES, INCLUDING HOLDERS OF CERTIFICATES OF 
COMPLIANCE, REGISTRATIONS, AND QUALITY ASSURANCE PROGRAM APPROVALS 
AND GOVERNMENT AGENCIES LICENSED BY THE NRC

0
5. The authority citation for part 171 continues to read as follows:

    Authority: Atomic Energy Act of 1954, secs. 11, 161(w), 223, 234 
(42 U.S.C. 2014, 2201(w), 2273, 2282); Energy Reorganization Act of 
1974, sec. 201 (42 U.S.C. 5841); 42 U.S.C. 2214; 44 U.S.C. 3504 
note.

0
6. Revise Sec.  171.3 to read as follows:


Sec.  171.3  Scope.

    The regulations in this part apply to any person holding an 
operating license for a test reactor or research reactor issued under 
part 50 of this chapter, and to any person holding an operating license 
for a power reactor licensed under 10 CFR part 50 or a combined license 
issued under 10 CFR part 52 that has provided notification to the NRC 
that the licensee has successfully completed power ascension testing. 
The regulations in this part also apply to any person holding a 
materials license as defined in this part, a Certificate of Compliance, 
a sealed source or device registration, a quality assurance program 
approval, and to a Government agency as defined in this part. 
Notwithstanding the other provisions in this section, the regulations 
in this part do not apply to uranium recovery and fuel facility 
licensees until after the Commission verifies through inspection that 
the facility has been constructed in accordance with the requirements 
of the license.
0
7. In Sec.  171.15, revise paragraphs (a), (b)(1) and (2) introductory 
text, (c)(1) and (2) introductory text, (d)(1) introductory text, 
(d)(2) and (3), and (f) to read as follows:

[[Page 9350]]

Sec.  171.15  Annual fees: Reactor licenses and independent spent fuel 
storage licenses.

    (a) Each person holding an operating license for a test or research 
reactor; each person holding an operating license for a power reactor 
licensed under 10 CFR part 50 or a combined license under 10 CFR part 
52 that has provided notification to the NRC that the licensee has 
successfully completed power ascension testing; each person holding a 
10 CFR part 50 or 10 CFR part 52 power reactor license that is in 
decommissioning or possession only status, except those that have no 
spent fuel onsite; and each person holding a 10 CFR part 72 license who 
does not hold a 10 CFR part 50 or 10 CFR part 52 license and provides 
notification in accordance with 10 CFR 72.80(g), shall pay the annual 
fee for each license held during the Federal fiscal year in which the 
fee is due. This paragraph (a) does not apply to test or research 
reactors exempted under Sec.  171.11(b).
    (b)(1) The FY 2020 annual fee for each operating power reactor that 
must be collected by September 30, 2020, is $4,534,000.
    (2) The FY 2020 annual fees are comprised of a base annual fee for 
power reactors licensed to operate, a base spent fuel storage/reactor 
decommissioning annual fee, and associated additional charges (fee-
relief adjustment). The activities comprising the spent fuel storage/
reactor decommissioning base annual fee are shown in paragraphs 
(c)(2)(i) and (ii) of this section. The activities comprising the FY 
2020 fee-relief adjustment are shown in paragraph (d)(1) of this 
section. The activities comprising the FY 2020 base annual fee for 
operating power reactors are as follows:
* * * * *
    (c)(1) The FY 2020 annual fee for each power reactor holding a 10 
CFR part 50 license or combined license issued under 10 CFR part 52 
that is in a decommissioning or possession-only status and has spent 
fuel onsite, and for each independent spent fuel storage 10 CFR part 72 
licensee who does not hold a 10 CFR part 50 license or a 10 CFR part 52 
combined license, is $172,000.
    (2) The FY 2020 annual fee is comprised of a base spent fuel 
storage/reactor decommissioning annual fee (which is also included in 
the operating power reactor annual fee shown in paragraph (b) of this 
section) and a fee-relief adjustment. The activities comprising the FY 
2020 fee-relief adjustment are shown in paragraph (d)(1) of this 
section. The activities comprising the FY 2020 spent fuel storage/
reactor decommissioning rebaselined annual fee are:
* * * * *
    (d)(1) The fee-relief adjustment allocated to annual fees includes 
a surcharge for the activities listed in paragraph (d)(1)(i) of this 
section, plus the amount remaining after total budgeted resources for 
the activities included in paragraphs (d)(1)(ii) and (iii) of this 
section are reduced by the appropriations the NRC receives for these 
types of activities. If the NRC's appropriations for these types of 
activities are greater than the budgeted resources for the activities 
included in paragraphs (d)(1)(ii) and (iii) of this section for a given 
fiscal year, annual fees will be reduced. The activities comprising the 
FY 2020 fee-relief adjustment are as follows:
* * * * *
    (2) The total FY 2020 fee-relief adjustment allocated to the 
operating power reactor class of licenses is a $1,484,630 fee-relief 
credit, not including the amount allocated to the spent fuel storage/
reactor decommissioning class. The FY 2020 operating power reactor fee-
relief adjustment to be assessed to each operating power reactor is 
approximately a $15,628 fee-relief credit. This amount is calculated by 
dividing the total operating power reactor fee-relief credit, 
$1,484,630, by the number of operating power reactors (95).
    (3) The FY 2020 fee-relief adjustment allocated to the spent fuel 
storage/reactor decommissioning class of licenses is a $92,071 fee-
relief credit. The FY 2020 spent fuel storage/reactor decommissioning 
fee relief adjustment to be assessed to each operating power reactor, 
each power reactor in decommissioning or possession-only status that 
has spent fuel onsite, and to each independent spent fuel storage 10 
CFR part 72 licensee who does not hold a 10 CFR part 50 license, is a 
$755 fee-relief credit. This amount is calculated by dividing the total 
fee-relief credit by the total number of power reactors licenses, 
except those that permanently ceased operations and have no fuel 
onsite, and 10 CFR part 72 licensees who do not hold a 10 CFR part 50 
license.
* * * * *
    (f) The FY 2020 annual fees for licensees authorized to operate a 
research or test (non-power) reactor licensed under 10 CFR part 50, 
unless the reactor is exempted from fees under Sec.  171.11(a), are as 
follows:

                        Table 2 to Paragraph (f)
------------------------------------------------------------------------
 
------------------------------------------------------------------------
Research reactor.............................................    $79,200
Test reactor.................................................     79,200
------------------------------------------------------------------------

0
 8. In Sec.  171.16, revise paragraphs (c), (d), and (e) introductory 
text to read as follows:


Sec.  171.16  Annual fees: Materials licensees, holders of certificates 
of compliance, holders of sealed source and device registrations, 
holders of quality assurance program approvals, and government agencies 
licensed by the NRC.

* * * * *
    (c) A licensee who is required to pay an annual fee under this 
section, in addition to 10 CFR part 72 licenses, may qualify as a small 
entity. If a licensee qualifies as a small entity and provides the 
Commission with the proper certification along with its annual fee 
payment, the licensee may pay reduced annual fees as shown in table 1 
to this paragraph (c). Failure to file a small entity certification in 
a timely manner could result in the receipt of a delinquent invoice 
requesting the outstanding balance due and/or denial of any refund that 
might otherwise be due. The small entity fees are as follows:

                        Table 1 to Paragraph (c)
------------------------------------------------------------------------
                                                          Maximum annual
                                                              fee per
             NRC small entity classification                 licensed
                                                             category
------------------------------------------------------------------------
Small Businesses Not Engaged in Manufacturing (Average
 gross receipts over last 3 completed fiscal years):
    $485,000 to $7 million..............................          $4,500
    Less than $485,000..................................             900
Small Not-For-Profit Organizations (Annual Gross
 Receipts):
    $485,000 to $7 million..............................           4,500

[[Page 9351]]

 
    Less than $485,000..................................             900
Manufacturing Entities that Have An Average of 500
 Employees or Fewer:
    35 to 500 employees.................................           4,500
    Fewer than 35 employees.............................             900
Small Governmental Jurisdictions (Including publicly
 supported educational institutions) (Population):
    20,000 to 49,999....................................           4,500
    Fewer than 20,000...................................             900
Educational Institutions that are not State or Publicly
 Supported, and have 500 Employees or Fewer
    35 to 500 employees.................................           4,500
    Fewer than 35 employees.............................             900
------------------------------------------------------------------------

    (d) The FY 2020 annual fees are comprised of a base annual fee and 
an allocation for fee-relief adjustment. The activities comprising the 
FY 2020 fee-relief adjustment are shown for convenience in paragraph 
(e) of this section. The FY 2020 annual fees for materials licensees 
and holders of certificates, registrations, or approvals subject to 
fees under this section are shown in table 2 to this paragraph (d):

Table 2 to Paragraph (d)--Schedule of Materials Annual Fees and Fees for
                   Government Agencies Licensed by NRC
                     [See footnotes at end of table]
------------------------------------------------------------------------
                                                           Annual fees 1
             Category of materials licenses                     2 3
------------------------------------------------------------------------
1. Special nuclear material:
    A. (1) Licenses for possession and use of U-235 or
     plutonium for fuel fabrication activities..........
        (a) Strategic Special Nuclear Material (High          $4,944,000
         Enriched Uranium)\15\ [Program Code(s): 21130].
        (b) Low Enriched Uranium in Dispersible Form          $1,675,000
         Used for Fabrication of Power Reactor Fuel \15\
         [Program Code(s): 21210].......................
    (2) All other special nuclear materials licenses not
     included in Category 1.A.(1) which are licensed for
     fuel cycle activities.
        (a) Facilities with limited operations \15\                  N/A
         [Program Code(s): 21310, 21320]................
        (b) Gas centrifuge enrichment demonstration                  N/A
         facility \15\..................................
        (c) Others, including hot cell facility \15\....             N/A
    B. Licenses for receipt and storage of spent fuel                N/A
     and reactor-related Greater than Class C (GTCC)
     waste at an independent spent fuel storage
     installation (ISFSI) \11\ \15\ [Program Code(s):
     23200].............................................
    C. Licenses for possession and use of special                 $2,800
     nuclear material of less than a critical mass, as
     defined in Sec.   70.4 of this chapter, in sealed
     sources contained in devices used in industrial
     measuring systems, including x-ray fluorescence
     analyzers. [Program Code(s): 22140]................
    D. All other special nuclear material licenses,               $7,100
     except licenses authorizing special nuclear
     material in sealed or unsealed form in combination
     that would constitute a critical mass, as defined
     in Sec.   70.4 of this chapter, for which the
     licensee shall pay the same fees as those under
     Category 1.A. [Program Code(s): 22110, 22111,
     22120, 22131, 22136, 22150, 22151, 22161, 22170,
     23100, 23300, 23310]...............................
    E. Licenses or certificates for the operation of a        $2,154,000
     uranium enrichment facility \15\ [Program Code(s):
     21200].............................................
    F. Licenses for possession and use of special                 $5,100
     nuclear materials greater than critical mass, as
     defined in Sec.   70.4 of this chapter, for
     development and testing of commercial products, and
     other non-fuel cycle activities.\4\ [Program Code:
     22155].............................................
2. Source material:
    A. (1) Licenses for possession and use of source          $1,049,000
     material for refining uranium mill concentrates to
     uranium hexafluoride or for deconverting uranium
     hexafluoride in the production of uranium oxides
     for disposal.\15\ [Program Code: 11400]............
    (2) Licenses for possession and use of source
     material in recovery operations such as milling, in-
     situ recovery, heap-leaching, ore buying stations,
     ion-exchange facilities and in-processing of ores
     containing source material for extraction of metals
     other than uranium or thorium, including licenses
     authorizing the possession of byproduct waste
     material (tailings) from source material recovery
     operations, as well as licenses authorizing the
     possession and maintenance of a facility in a
     standby mode.
        (a) Conventional and Heap Leach facilities.\15\              N/A
         [Program Code(s): 11100].......................
        (b) Basic In Situ Recovery facilities.\15\               $49,200
         [Program Code(s): 11500].......................
        (c) Expanded In Situ Recovery facilities\15\                 N/A
         [Program Code(s): 11510].......................
        (d) In Situ Recovery Resin facilities.\15\               \5\ N/A
         [Program Code(s): 11550].......................
        (e) Resin Toll Milling facilities.\15\ [Program          \5\ N/A
         Code(s): 11555]................................
    (3) Licenses that authorize the receipt of byproduct         \5\ N/A
     material, as defined in Section 11e.(2) of the
     Atomic Energy Act, from other persons for
     possession and disposal, except those licenses
     subject to the fees in Category 2.A.(2) or Category
     2.A.(4).\15\ [Program Code(s): 11600, 12000]
    (4) Licenses that authorize the receipt of byproduct             N/A
     material, as defined in Section 11e.(2) of the
     Atomic Energy Act, from other persons for
     possession and disposal incidental to the disposal
     of the uranium waste tailings generated by the
     licensee's milling operations, except those
     licenses subject to the fees in Category
     2.A.(2).\15\ [Program Code(s): 12010]
    B. Licenses which authorize the possession, use, and/         $3,100
     or installation of source material for
     shielding.\16\ \17\ Application [Program Code(s):
     11210].............................................

[[Page 9352]]

 
    C. Licenses to distribute items containing source             $7,700
     material to persons exempt from the licensing
     requirements of part 40 of this chapter. [Program
     Code: 11240].......................................
    D. Licenses to distribute source material to persons          $6,000
     generally licensed under part 40 of this chapter.
     [Program Code(s): 11230 and 11231].................
    E. Licenses for possession and use of source                  $7,500
     material for processing or manufacturing of
     products or materials containing source material
     for commercial distribution. [Program Code: 11710].
    F. All other source material licenses. [Program               $9,200
     Code(s): 11200, 11220, 11221, 11300, 11800, 11810,
     11820].............................................
3. Byproduct material:
    A. Licenses of broad scope for possession and use of         $28,000
     byproduct material issued under parts 30 and 33 of
     this chapter for processing or manufacturing of
     items containing byproduct material for commercial
     distribution. Number of locations of use: 1-5.
     [Program Code(s): 03211, 03212, 03213].............
        (1). Licenses of broad scope for the possession          $37,100
         and use of byproduct material issued under
         parts 30 and 33 of this chapter for processing
         or manufacturing of items containing byproduct
         material for commercial distribution. Number of
         locations of use: 6-20. [Program Code(s):
         03211, 03212, 03213]...........................
        (2). Licenses of broad scope for the possession          $46,300
         and use of byproduct material issued under
         parts 30 and 33 of this chapter for processing
         or manufacturing of items containing byproduct
         material for commercial distribution. Number of
         locations of use: more than 20. [Program
         Code(s): 04011, 04013, 04015]..................
    B. Other licenses for possession and use of                  $11,400
     byproduct material issued under part 30 of this
     chapter for processing or manufacturing of items
     containing byproduct material for commercial
     distribution. Number of locations of use: 1-5.
     [Program Code(s): 03214, 03215, 22135, 22162]......
        (1). Other licenses for possession and use of            $15,000
         byproduct material issued under part 30 of this
         chapter for processing or manufacturing of
         items containing byproduct material for
         commercial distribution. Number of locations of
         use: 6-20. [Program Code(s): 04110, 04112,
         04114, 04116]..................................
        (2). Other licenses for possession and use of            $18,700
         byproduct material issued under part 30 of this
         chapter for processing or manufacturing of
         items containing byproduct material for
         commercial distribution. Number of locations of
         use: more than 20. [Program Code(s): 04111,
         04113, 04115, 04117]...........................
    C. Licenses issued under Sec.  Sec.   32.72 and/or           $10,500
     32.74 of this chapter that authorize the processing
     or manufacturing and distribution or redistribution
     of radiopharmaceuticals, generators, reagent kits,
     and/or sources and devices containing byproduct
     material. This category does not apply to licenses
     issued to nonprofit educational institutions whose
     processing or manufacturing is exempt under Sec.
     170.11(a)(4). Number of locations of use: 1-5.
     [Program Code(s): 02500, 02511, 02513].............
        (1). Licenses issued under Sec.  Sec.   32.72            $13,900
         and/or 32.74 of this chapter that authorize the
         processing or manufacturing and distribution or
         redistribution of radiopharmaceuticals,
         generators, reagent kits, and/or sources and
         devices containing byproduct material. This
         category does not apply to licenses issued to
         nonprofit educational institutions whose
         processing or manufacturing is exempt under
         Sec.   170.11(a)(4). Number of locations of
         use: 6-20. [Program Code(s): 04210, 04212,
         04214].........................................
        (2). Licenses issued under Sec.  Sec.   32.72            $17,400
         and/or 32.74 of this chapter that authorize the
         processing or manufacturing and distribution or
         redistribution of radiopharmaceuticals,
         generators, reagent kits, and/or sources and
         devices containing byproduct material. This
         category does not apply to licenses issued to
         nonprofit educational institutions whose
         processing or manufacturing is exempt under
         Sec.   170.11(a)(4). Number of locations of
         use: more than 20. [Program Code(s): 04211,
         04213, 04215]..................................
    D. [Reserved].......................................         \5\ N/A
    E. Licenses for possession and use of byproduct              $11,700
     material in sealed sources for irradiation of
     materials in which the source is not removed from
     its shield (self-shielded units). [Program Code(s):
     03510, 03520]......................................
    F. Licenses for possession and use of less than or           $10,700
     equal to 10,000 curies of byproduct material in
     sealed sources for irradiation of materials in
     which the source is exposed for irradiation
     purposes. This category also includes underwater
     irradiators for irradiation of materials in which
     the source is not exposed for irradiation purposes.
     [Program Code(s): 03511]...........................
    G. Licenses for possession and use of greater than           $85,100
     10,000 curies of byproduct material in sealed
     sources for irradiation of materials in which the
     source is exposed for irradiation purposes. This
     category also includes underwater irradiators for
     irradiation of materials in which the source is not
     exposed for irradiation purposes. [Program Code(s):
     03521].............................................
    H. Licenses issued under subpart A of part 32 of             $10,600
     this chapter to distribute items containing
     byproduct material that require device review to
     persons exempt from the licensing requirements of
     part 30 of this chapter, except specific licenses
     authorizing redistribution of items that have been
     authorized for distribution to persons exempt from
     the licensing requirements of part 30 of this
     chapter. [Program Code(s): 03254, 03255, 03257]....
    I. Licenses issued under subpart A of part 32 of             $16,900
     this chapter to distribute items containing
     byproduct material or quantities of byproduct
     material that do not require device evaluation to
     persons exempt from the licensing requirements of
     part 30 of this chapter, except for specific
     licenses authorizing redistribution of items that
     have been authorized for distribution to persons
     exempt from the licensing requirements of part 30
     of this chapter. [Program Code(s): 03250, 03251,
     03252, 03253, 03256]...............................
    J. Licenses issued under subpart B of part 32 of              $4,100
     this chapter to distribute items containing
     byproduct material that require sealed source and/
     or device review to persons generally licensed
     under part 31 of this chapter, except specific
     licenses authorizing redistribution of items that
     have been authorized for distribution to persons
     generally licensed under part 31 of this chapter.
     [Program Code(s): 03240, 03241, 03243].............
    K. Licenses issued under subpart B of part 32 of              $3,000
     this chapter to distribute items containing
     byproduct material or quantities of byproduct
     material that do not require sealed source and/or
     device review to persons generally licensed under
     part 31 of this chapter, except specific licenses
     authorizing redistribution of items that have been
     authorized for distribution to persons generally
     licensed under part 31 of this chapter. [Program
     Code(s): 03242, 03244].............................

[[Page 9353]]

 
    L. Licenses of broad scope for possession and use of         $15,000
     byproduct material issued under parts 30 and 33 of
     this chapter for research and development that do
     not authorize commercial distribution. Number of
     locations of use: 1-5. [Program Code(s): 01100,
     01110, 01120, 03610, 03611, 03612, 03613]..........
        (1) Licenses of broad scope for possession and           $19,800
         use of product material issued under parts 30
         and 33 of this chapter for research and
         development that do not authorize commercial
         distribution. Number of locations of use: 6-20.
         [Program Code(s): 04610, 04612, 04614, 04616,
         04618, 04620, 04622]...........................
        (2) Licenses of broad scope for possession and           $24,700
         use of byproduct material issued under parts 30
         and 33 of this chapter for research and
         development that do not authorize commercial
         distribution. Number of locations of use: more
         than 20. [Program Code(s): 04611, 04613, 04615,
         04617, 04619, 04621, 04623]....................
    M. Other licenses for possession and use of                  $14,400
     byproduct material issued under part 30 of this
     chapter for research and development that do not
     authorize commercial distribution. [Program
     Code(s): 03620]....................................
    N. Licenses that authorize services for other                $18,100
     licensees, except: (1) Licenses that authorize only
     calibration and/or leak testing services are
     subject to the fees specified in fee Category 3.P.;
     and (2) Licenses that authorize waste disposal
     services are subject to the fees specified in fee
     categories 4.A., 4.B., and 4.C.\21\ [Program
     Code(s): 03219, 03225, 03226]......................
    O. Licenses for possession and use of byproduct              $29,800
     material issued under part 34 of this chapter for
     industrial radiography operations. This category
     also includes the possession and use of source
     material for shielding authorized under part 40 of
     this chapter when authorized on the same license
     Number of locations of use: 1-5. [Program Code(s):
     03310, 03320]......................................
        (1). Licenses for possession and use of                  $39,900
         byproduct material issued under part 34 of this
         chapter for industrial radiography operations.
         This category also includes the possession and
         use of source material for shielding authorized
         under part 40 of this chapter when authorized
         on the same license. Number of locations of
         use: 6-20. [Program Code(s): 04310, 04312].....
        (2). Licenses for possession and use of                  $49,700
         byproduct material issued under part 34 of this
         chapter for industrial radiography operations.
         This category also includes the possession and
         use of source material for shielding authorized
         under part 40 of this chapter when authorized
         on the same license. Number of locations of
         use: more than 20. [Program Code(s): 04311,
         04313].........................................
    P. All other specific byproduct material licenses,            $9,700
     except those in Categories 4.A. through 9.D.\18\
     Number of locations of use: 1-5. [Program Code(s):
     02400, 02410, 03120, 03121, 03122, 03123, 03124,
     03140, 03130, 03220, 03221, 03222, 03800, 03810,
     22130].............................................
        (1). All other specific byproduct material               $13,000
         licenses, except those in Categories 4.A.
         through 9.D.\18\ Number of locations of use: 6-
         20. [Program Code(s): 04410, 04412, 04414,
         04416, 04418, 04420, 04422, 04424, 04426,
         04428, 04430, 04432, 04434, 04436, 04438]......
        (2). All other specific byproduct material               $16,300
         licenses, except those in Categories 4.A.
         through 9.D.\18\ Number of locations of use:
         more than 20. [Program Code(s): 04411, 04413,
         04415, 04417, 04419, 04421, 04423, 04425,
         04427, 04429, 04431, 04433, 04435, 04437,
         04439].........................................
    Q. Registration of devices generally licensed under          \13\N/A
     part 31 of this chapter............................
    R. Possession of items or products containing radium-
     226 identified in 10 CFR 31.12 which exceed the
     number of items or limits specified in that
     section: \14\
        (1). Possession of quantities exceeding the               $7,000
         number of items or limits in 10 CFR
         31.12(a)(4), or (5) but less than or equal to
         10 times the number of items or limits
         specified. [Program Code(s): 02700]............
        (2). Possession of quantities exceeding 10 times          $7,300
         the number of items or limits specified in 10
         CFR 31.12(a)(4) or (5). [Program Code(s):
         02710].........................................
    S. Licenses for production of accelerator-produced           $30,200
     radionuclides. [Program Code(s): 03210]............
4. Waste disposal and processing:
    A. Licenses specifically authorizing the receipt of          $31,900
     waste byproduct material, source material, or
     special nuclear material from other persons for the
     purpose of contingency storage or commercial land
     disposal by the licensee; or licenses authorizing
     contingency storage of low-level radioactive waste
     at the site of nuclear power reactors; or licenses
     for receipt of waste from other persons for
     incineration or other treatment, packaging of
     resulting waste and residues, and transfer of
     packages to another person authorized to receive or
     dispose of waste material. [Program Code(s): 03231,
     03233, 03235, 03236, 06100, 06101].................
    B. Licenses specifically authorizing the receipt of          $18,100
     waste byproduct material, source material, or
     special nuclear material from other persons for the
     purpose of packaging or repackaging the material.
     The licensee will dispose of the material by
     transfer to another person authorized to receive or
     dispose of the material. [Program Code(s): 03234]..
    C. Licenses specifically authorizing the receipt of          $10,300
     prepackaged waste byproduct material, source
     material, or special nuclear material from other
     persons. The licensee will dispose of the material
     by transfer to another person authorized to receive
     or dispose of the material. [Program Code(s):
     03232].............................................
5. Well logging:
    A. Licenses for possession and use of byproduct              $14,300
     material, source material, and/or special nuclear
     material for well logging, well surveys, and tracer
     studies other than field flooding tracer studies.
     [Program Code(s): 03110, 03111, 03112].............
    B. Licenses for possession and use of byproduct               \5\N/A
     material for field flooding tracer studies.
     [Program Code(s): 03113]...........................
6. Nuclear laundries:
    A. Licenses for commercial collection and laundry of         $34,000
     items contaminated with byproduct material, source
     material, or special nuclear material. [Program
     Code(s): 03218]....................................
7. Medical licenses:
    A. Licenses issued under parts 30, 35, 40, and 70 of         $25,300
     this chapter for human use of byproduct material,
     source material, or special nuclear material in
     sealed sources contained in gamma stereotactic
     radiosurgery units, teletherapy devices, or similar
     beam therapy devices. This category also includes
     the possession and use of source material for
     shielding when authorized on the same license.\9\
     Number of locations of use: 1-5. [Program Code(s):
     02300, 02310]......................................

[[Page 9354]]

 
        (1). Licenses issued under parts 30, 35, 40, and         $33,500
         70 of this chapter for human use of byproduct
         material, source material, or special nuclear
         material in sealed sources contained in gamma
         stereotactic radiosurgery units, teletherapy
         devices, or similar beam therapy devices. This
         category also includes the possession and use
         of source material for shielding when
         authorized on the same license.\9\ Number of
         locations of use: 6-20. [Program Code(s):
         04510, 04512]..................................
        (2). Licenses issued under parts 30, 35, 40, and         $42,000
         70 of this chapter for human use of byproduct
         material, source material, or special nuclear
         material in sealed sources contained in gamma
         stereotactic radiosurgery units, teletherapy
         devices, or similar beam therapy devices. This
         category also includes the possession and use
         of source material for shielding when
         authorized on the same license.\9\ Number of
         locations of use: more than 20. [Program
         Code(s): 04511, 04513].........................
    B. Licenses of broad scope issued to medical                 $30,800
     institutions or two or more physicians under parts
     30, 33, 35, 40, and 70 of this chapter authorizing
     research and development, including human use of
     byproduct material, except licenses for byproduct
     material, source material, or special nuclear
     material in sealed sources contained in teletherapy
     devices. This category also includes the possession
     and use of source material for shielding when
     authorized on the same license.\9\ Number of
     locations of use: 1-5. [Program Code(s): 02110]....
        (1). Licenses of broad scope issued to medical           $41,100
         institutions or two or more physicians under
         parts 30, 33, 35, 40, and 70 of this chapter
         authorizing research and development, including
         human use of byproduct material, except
         licenses for byproduct material, source
         material, or special nuclear material in sealed
         sources contained in teletherapy devices. This
         category also includes the possession and use
         of source material for shielding when
         authorized on the same license.\9\ Number of
         locations of use: 6-20. [Program Code(s):
         04710].........................................
        (2). Licenses of broad scope issued to medical           $51,200
         institutions or two or more physicians under
         parts 30, 33, 35, 40, and 70 of this chapter
         authorizing research and development, including
         human use of byproduct material, except
         licenses for byproduct material, source
         material, or special nuclear material in sealed
         sources contained in teletherapy devices. This
         category also includes the possession and use
         of source material for shielding when
         authorized on the same license.\9\ Number of
         locations of use: more than 20. [Program
         Code(s): 04711]................................
    C. Other licenses issued under parts 30, 35, 40, and         $14,800
     70 of this chapter for human use of byproduct
     material, source material, and/or special nuclear
     material, except licenses for byproduct material,
     source material, or special nuclear material in
     sealed sources contained in teletherapy devices.
     This category also includes the possession and use
     of source material for shielding when authorized on
     the same license.\9\ \19\ Number of locations of
     use: 1[dash]5. [Program Code(s): 02120, 02121,
     02200, 02201, 02210, 02220, 02230, 02231, 02240,
     22160].............................................
        (1). Other licenses issued under parts 30, 35,           $19,700
         40, and 70 of this chapter for human use of
         byproduct material, source material, and/or
         special nuclear material, except licenses for
         byproduct material, source material, or special
         nuclear material in sealed sources contained in
         teletherapy devices. This category also
         includes the possession and use of source
         material for shielding when authorized on the
         same license.\9\ \19\ Number of locations of
         use: 6-20. [Program Code(s): 04810, 04812,
         04814, 04816, 04818, 04820, 04822, 04824,
         04826, 04828]..................................
        (2). Other licenses issued under parts 30, 35,           $24,500
         40, and 70 of this chapter for human use of
         byproduct material, source material, and/or
         special nuclear material, except licenses for
         byproduct material, source material, or special
         nuclear material in sealed sources contained in
         teletherapy devices. This category also
         includes the possession and use of source
         material for shielding when authorized on the
         same license.\9\ \19\ Number of locations of
         use: more than 20. [Program Code(s): 04811,
         04813, 04815, 04817, 04819, 04821, 04823,
         04825, 04827, 04829]...........................
8. Civil defense:
    A. Licenses for possession and use of byproduct               $7,000
     material, source material, or special nuclear
     material for civil defense activities. [Program
     Code(s): 03710]....................................
9. Device, product, or sealed source safety evaluation:
    A. Registrations issued for the safety evaluation of         $13,800
     devices or products containing byproduct material,
     source material, or special nuclear material,
     except reactor fuel devices, for commercial
     distribution.......................................
    B. Registrations issued for the safety evaluation of         $11,400
     devices or products containing byproduct material,
     source material, or special nuclear material
     manufactured in accordance with the unique
     specifications of, and for use by, a single
     applicant, except reactor fuel devices.............
    C. Registrations issued for the safety evaluation of          $6,700
     sealed sources containing byproduct material,
     source material, or special nuclear material,
     except reactor fuel, for commercial distribution...
    D. Registrations issued for the safety evaluation of          $1,400
     sealed sources containing byproduct material,
     source material, or special nuclear material,
     manufactured in accordance with the unique
     specifications of, and for use by, a single
     applicant, except reactor fuel.....................
10. Transportation of radioactive material:
    A. Certificates of Compliance or other package
     approvals issued for design of casks, packages, and
     shipping containers.
        1. Spent Fuel, High-Level Waste, and plutonium           \6\ N/A
         air packages...................................
        2. Other Casks..................................         \6\ N/A
    B. Quality assurance program approvals issued under
     part 71 of this chapter.
        1. Users and Fabricators........................         \6\ N/A
        2. Users........................................         \6\ N/A
    C. Evaluation of security plans, route approvals,            \6\ N/A
     route surveys, and transportation security devices
     (including immobilization devices).................
11. Standardized spent fuel facilities..................         \6\ N/A
12. Special Projects. [Program Code(s): 25110]..........         \6\ N/A
13. A. Spent fuel storage cask Certificate of Compliance         \6\ N/A
    B. General licenses for storage of spent fuel under         \12\ N/A
     10 CFR 72.210......................................
14. Decommissioning/Reclamation:

[[Page 9355]]

 
    A. Byproduct, source, or special nuclear material           7 20 N/A
     licenses and other approvals authorizing
     decommissioning, decontamination, reclamation, or
     site restoration activities under parts 30, 40, 70,
     72, and 76 of this chapter, including master
     materials licenses (MMLs). The transition to this
     fee category occurs when a licensee has permanently
     ceased principal activities. [Program Code(s):
     03900, 11900, 21135, 21215, 21240, 21325, 22200]...
    B. Site-specific decommissioning activities                  \7\ N/A
     associated with unlicensed sites, including MMLs,
     whether or not the sites have been previously
     licensed...........................................
15. Import and Export licenses..........................         \8\ N/A
16. Reciprocity.........................................         \8\ N/A
17. Master materials licenses of broad scope issued to          $312,000
 Government agencies.\15\ [Program Code(s): 03614]......
18. Department of Energy:
    A. Certificates of Compliance.......................            \10\
                                                              $1,026,000
    B. Uranium Mill Tailings Radiation Control Act              $119,000
     (UMTRCA) activities................................
------------------------------------------------------------------------
\1\ Annual fees will be assessed based on whether a licensee held a
  valid license with the NRC authorizing possession and use of
  radioactive material during the current FY. The annual fee is waived
  for those materials licenses and holders of certificates,
  registrations, and approvals who either filed for termination of their
  licenses or approvals or filed for possession only/storage licenses
  before October 1 of the current FY, and permanently ceased licensed
  activities entirely before this date. Annual fees for licensees who
  filed for termination of a license, downgrade of a license, or for a
  possession-only license during the FY and for new licenses issued
  during the FY will be prorated in accordance with the provisions of
  Sec.   171.17. If a person holds more than one license, certificate,
  registration, or approval, the annual fee(s) will be assessed for each
  license, certificate, registration, or approval held by that person.
  For licenses that authorize more than one activity on a single license
  (e.g., human use and irradiator activities), annual fees will be
  assessed for each category applicable to the license.
\2\ Payment of the prescribed annual fee does not automatically renew
  the license, certificate, registration, or approval for which the fee
  is paid. Renewal applications must be filed in accordance with the
  requirements of parts 30, 40, 70, 71, 72, or 76 of this chapter.
\3\ Each FY, fees for these materials licenses will be calculated and
  assessed in accordance with Sec.   171.13 and will be published in the
  Federal Register for notice and comment.
\4\ Other facilities include licenses for extraction of metals, heavy
  metals, and rare earths.
\5\ There are no existing NRC licenses in these fee categories. If NRC
  issues a license for these categories, the Commission will consider
  establishing an annual fee for this type of license.
\6\ Standardized spent fuel facilities, 10 CFR parts 71 and 72
  Certificates of Compliance and related Quality Assurance program
  approvals, and special reviews, such as topical reports, are not
  assessed an annual fee because the generic costs of regulating these
  activities are primarily attributable to users of the designs,
  certificates, and topical reports.
\7\ Licensees in this category are not assessed an annual fee because
  they are charged an annual fee in other categories while they are
  licensed to operate.
\8\ No annual fee is charged because it is not practical to administer
  due to the relatively short life or temporary nature of the license.
\9\ Separate annual fees will not be assessed for pacemaker licenses
  issued to medical institutions that also hold nuclear medicine
  licenses under fee categories 7.A, 7.A.1, 7.A.2, 7.B., 7.B.1, 7.B.2,
  7.C, 7.C.1, or 7.C.2.
\10\ This includes Certificates of Compliance issued to the U.S.
  Department of Energy that are not funded from the Nuclear Waste Fund.
\11\ See Sec.   171.15(c).
\12\ See Sec.   171.15(c).
\13\ No annual fee is charged for this category because the cost of the
  general license registration program applicable to licenses in this
  category will be recovered through 10 CFR part 170 fees.
\14\ Persons who possess radium sources that are used for operational
  purposes in another fee category are not also subject to the fees in
  this category. (This exception does not apply if the radium sources
  are possessed for storage only.)
\15\ Licensees subject to fees under categories 1.A., 1.B., 1.E., 2.A.,
  and licensees paying fees under fee category 17 must pay the largest
  applicable fee and are not subject to additional fees listed in this
  table.
\16\ Licensees paying fees under 3.C. are not subject to fees under 2.B.
  for possession and shielding authorized on the same license.
\17\ Licensees paying fees under 7.C. are not subject to fees under 2.B.
  for possession and shielding authorized on the same license.
\18\ Licensees paying fees under 3.N. are not subject to paying fees
  under 3.P., 3.P.1, or 3.P.2 for calibration or leak testing services
  authorized on the same license.
\19\ Licensees paying fees under 7.B., 7.B.1, or 7.B.2 are not subject
  to paying fees under 7.C., 7.C.1, or 7.C.2 for broad scope license
  licenses issued under parts 30, 35, 40, and 70 of this chapter for
  human use of byproduct material, source material, and/or special
  nuclear material, except licenses for byproduct material, source
  material, or special nuclear material in sealed sources contained in
  teletherapy devices authorized on the same license.
\20\ No annual fee is charged for a materials license (or part of a
  materials license) that has transitioned to this fee category because
  the decommissioning costs will be recovered through 10 CFR part 170
  fees, but annual fees may be charged for other activities authorized
  under the license that are not in decommissioning status.
\21\ Licensees paying fees under 4.A., 4.B. or 4.C. are not subject to
  paying fees under 3.N. licenses that authorize services for other
  licensees authorized on the same license.

    (e) The fee-relief adjustment allocated to annual fees includes the 
budgeted resources for the activities listed in paragraph (e)(1) of 
this section, plus the total budgeted resources for the activities 
included in paragraphs (e)(2) and (3) of this section, as reduced by 
the appropriations the NRC receives for these types of activities. If 
the NRC's appropriations for these types of activities are greater than 
the budgeted resources for the activities included in paragraphs (e)(2) 
and (3) of this section for a given fiscal year, a negative fee-relief 
adjustment (or annual fee reduction) will be allocated to annual fees. 
The activities comprising the FY 2020 fee-relief adjustment are as 
follows:
* * * * *
0
9. In Sec.  171.17, revise paragraphs (a) introductory text and (a)(1) 
and (2) to read as follows:


Sec.  171.17  Proration.

* * * * *
    (a) Reactors, 10 CFR part 72 licensees who do not hold 10 CFR part 
50 or 10 CFR part 52 licenses, and materials licenses with annual fees 
of $100,000 or greater for a single fee category. The NRC will base the 
proration of annual fees for terminated and downgraded licenses on the 
fee rule in effect at the time the action is official. The NRC will 
base the determinations on the proration

[[Page 9356]]

requirements under paragraphs (a)(2) and (3) of this section.
    (1) New licenses. (i) The annual fees for new licenses for power 
reactors that are subject to fees under this part, for which the 
licensee has notified the NRC on or after October 1 of a fiscal year 
(FY) that the licensee has successfully completed power ascension 
testing, are prorated on the basis of the number of days remaining in 
the FY. Thereafter, the full annual fee is due and payable each 
subsequent FY.
    (ii) The annual fees for new licenses for non-power reactors, 10 
CFR part 72 licensees who do not hold 10 CFR part 50 or 10 CFR part 52 
licenses, and materials licenses with annual fees of $100,000 or 
greater for a single fee category for the current FY, that are subject 
to fees under this part and are granted a license to operate on or 
after October 1 of a FY, are prorated on the basis of the number of 
days remaining in the FY. Thereafter, the full annual fee is due and 
payable each subsequent FY.
    (2) Terminations. The base operating power reactor annual fee for 
operating reactor licensees who have requested amendment to withdraw 
operating authority permanently during the FY will be prorated based on 
the number of days during the FY the license was in effect before 
docketing of the certifications for permanent cessation of operations 
and permanent removal of fuel from the reactor vessel or when a final 
legally effective order to permanently cease operations has come into 
effect. The spent fuel storage/reactor decommissioning annual fee for 
reactor licensees who permanently cease operations and have permanently 
removed fuel from the site during the FY will be prorated on the basis 
of the number of days remaining in the FY after docketing of both the 
certifications of permanent cessation of operations and permanent 
removal of fuel from the site. The spent fuel storage/reactor 
decommissioning annual fee will be prorated for those 10 CFR part 72 
licensees who do not hold a 10 CFR part 50 or 10 CFR part 52 license 
who request termination of the 10 CFR part 72 license and permanently 
cease activities authorized by the license during the FY based on the 
number of days the license was in effect before receipt of the 
termination request. The annual fee for materials licenses with annual 
fees of $100,000 or greater for a single fee category for the current 
FY will be prorated based on the number of days remaining in the FY 
when a termination request or a request for a possession-only license 
is received by the NRC, provided the licensee permanently ceased 
licensed activities during the specified period.
* * * * *

    Dated at Rockville, Maryland, this 4th day of February, 2020.

    For the Nuclear Regulatory Commission.
 L. Benedict Ficks,
Acting Chief Financial Officer.
[FR Doc. 2020-03054 Filed 2-14-20; 8:45 am]
 BILLING CODE 7590-01-P