[Federal Register Volume 84, Number 170 (Tuesday, September 3, 2019)]
[Notices]
[Pages 45983-45997]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-18884]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
RIN 0648-XR009
Taking of Marine Mammals Incidental to Specific Activities;
Taking of Marine Mammals Incidental to Pile Driving Activities During
Construction of a Ferry Terminal at Seaplane Lagoon, Alameda Point, San
Francisco, California
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; issuance of an incidental harassment authorization.
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SUMMARY: In accordance with the regulations implementing the Marine
Mammal Protection Act (MMPA) as amended, notification is hereby given
that NMFS has issued an incidental harassment authorization (IHA) to
the City of Alameda (City) to incidentally harass, by Level A and B
harassment only, marine mammals during pile driving and removal
activities during construction of a ferry terminal at Seaplane Lagoon,
Alameda Point, San Francisco, California.
DATES: This Authorization is effective from August 20, 2019 through
August 19, 2020.
FOR FURTHER INFORMATION CONTACT: Stephanie Egger, Office of Protected
Resources, NMFS, (301) 427-8401. Electronic copies of the application
and supporting documents, as well as a list of the references cited in
this document, may be obtained online at: https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act. In case of problems accessing these
documents, please call the contact listed above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but not intentional, taking of
small numbers of marine mammals by U.S. citizens who engage in a
specified activity (other than commercial fishing) within a specified
geographical region if certain findings are made and either regulations
are issued or, if the taking is limited to harassment, a notice of a
proposed incidental take authorization may be provided to the public
for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence uses
(where relevant). Further, NMFS must prescribe the permissible methods
of taking and other ``means of effecting the least practicable adverse
impact'' on the affected species or stocks and their habitat, paying
particular attention to rookeries, mating grounds, and areas of similar
significance, and on the availability of such species or stocks for
taking for certain subsistence uses (referred to in shorthand as
``mitigation''); and requirements pertaining to the mitigation,
monitoring and reporting of such takings are set forth.
Summary of Request
On February 22, 2019, NMFS received a request from the City for an
IHA to take marine mammals incidental to pile driving activities during
construction of a ferry terminal in Seaplane Lagoon, Alameda,
California. The application was deemed adequate and complete on June
28, 2019. The applicant's request was for take seven species of marine
mammals by Level B harassment only. Neither the City nor NMFS expects
serious injury or mortality to result from
[[Page 45984]]
this activity and, therefore, an IHA is appropriate.
Description of Activity
Seaplane Lagoon is located at the western end of Alameda Island
within the 150-acre Waterfront Town Center area of Alameda Point and on
the former Alameda Point Naval Air Station in Alameda, California. The
project area is located along the eastern shoreline of Seaplane Lagoon,
west of Ferry Point, south of West Atlantic Avenue, and north of West
Oriskany Avenue. The purpose of this project is to provide facilities
to expand the existing ferry service from Alameda and Oakland to San
Francisco in order to address the limited capacity at the existing Main
Street Ferry Terminal, accommodate the anticipated increase in demand
for ferry service from Alameda to San Francisco due to planned
development of the Alameda Point Project, and to provide enhanced
emergency response services to Alameda in the event of transbay service
disruptions.
Project construction is expected begin in August 2019 and will be
completed within approximately one year of initiation. All of the in-
water work (float installation with piles and gangway) is expected to
be completed within one environmental work season (August 20 to
November 30). Approximately 24 total days of pile driving activities
are estimated to occur, with 12 days of vibratory hammering
installation and removal for template piles, 6 days of vibratory
hammering for permanent piles, and 6 days of impact hammering for
permanent piles.
A pier and abutment are required at the entrance to the ferry
terminal to provide secure and safe entry from the land to the
passenger access gangway. The pier will extend out from the abutment to
provide sufficient depth for the ferry vessels and float. The abutment
will be located on the shoreline and will consist of a concrete
abutment (24 feet (ft) long by 3 ft wide) supported on steel piles. The
pier will be placed in the water and consist of a cast-in-place
concrete structure (83.1 ft long by 20 ft wide) supported on piles with
a perimeter guardrail. Approximately six 24-inch (in) diameter
octagonal concrete piles offshore of the revetment and four 24-in
diameter steel piles inshore of the revetment will be used for the
pier. The abutment and pier deck will be installed above the high tide
line.
The pier will be covered by a canopy similar to those on other San
Francisco Bay Area Water Emergency Transportation Authority (WETA)
terminals in the San Francisco Bay Area. Dimensions would be longer
than the pier by 16 ft (100 ft long by 20 ft wide), with an approximate
height of 8.5 ft to 20 ft above the pier deck. The additional length
would overhang the pier landside and shade the stairs up to the pier.
A gangway will connect the pier to the boarding float. The aluminum
gangway (90 ft long by 10 ft wide) will be supported on the landside
end of the pier by cantilevered seat supports, and the waterside end of
the gangway will be supported by a boarding float. The finished walking
surface, which will consist of fiberglass micromesh decking, will range
in elevation from 8.4 ft at the pier to approximately 4.4 ft above the
water surface on the boarding float.
The Seaplane Lagoon Ferry Terminal will include a boarding float
where passengers will board and disembark from the ferry (see Figure 3
of the application). The float structure will be a steel pontoon barge
(135 ft long by 42 ft wide by 8 ft deep) with internal compartments.
Fenders and mooring cleats will be located around the perimeter of the
float to accommodate vessel berthing scenarios. The float will be held
in position with an arrangement of four 36-in diameter steel guide
piles and two 36-in diameter steel fender piles, totaling six piles.
Piles will be installed for the abutment, pier, and float. The 36-
in steel piles will be installed with a vibratory hammer, 24-in
concrete piles will be installed with an impact hammer, and 14-in steel
template piles will be installed with a vibratory hammer (see Table 1
below). The abutment piles will be installed from the landside, and are
expected to require an impact hammer to penetrate the underlying
material. Four steel piles (the abutment piles) will be installed above
the high tide line and therefore are not discussed further.
Template piles will be used to support the in-water piles. These
will consist of 12 to 18 14-in steel H-type piles (see Table 1 below).
One template typically includes four piles, but up to six template
piles would be used at one time. (see Table 1 below).
Table 1--Pile Driving and Removal Activities for Seaplane Lagoon Ferry Terminal
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Project component
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Description Temporary Temporary Permanent Permanent
template pile template pile pile pile
installation removal installation installation
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Diameter of Steel Pile (inches)................. 14 14 24 36
# of Piles...................................... 18 18 6 6
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Vibratory Pile Driving
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Total Quantity.................................. 18 18 0 6
Max # Piles Vibrated per Day.................... 6 6 0 1
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Impact Pile Driving
----------------------------------------------------------------------------------------------------------------
Total Quantity.................................. 0 0 6 0
Max # Piles Impacted per Day.................... 0 0 1 0
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Further details of the planned DPD project is provided in the
Federal Register notice for the proposed IHA (84 FR 34347; July 18,
2019).
Comments and Responses
A notice of NMFS's proposal to issue an IHA to the City was
published in the Federal Register on July 18, 2019 (84 FR 34347). That
notice described, in detail, the City's activity, the marine mammal
species that may be affected by the activity, and the anticipated
effects on marine mammals. During the 30-day public comment period,
NMFS received
[[Page 45985]]
comments from the Marine Mammal Commission (Commission). The Commission
recommended that NMFS issue the IHA, subject to inclusion of the
mitigation, monitoring, and reporting measures.
Comment: The Commission informally noted there were specification
missing or incorrect in the proposed hydroacoustic monitoring plan,
including number of piles monitored, farfield measurements, frequency
range of the hydrophone, and collection of background sound
Response: NMFS discussed these items with the Commission during the
comment period and have confirmed the following changes. Two piles from
each pile type will be monitored. For impact installation, two 24-in
concrete piles, for vibratory installation, 36-in steel piles, and for
vibratory installation and extraction, two H-piles will be monitored.
The far-field hydrophone will be located at least 1 km from the 36-in
piles during vibratory installation to better assess the extent of the
Level B harassment zone. The City will conduct recordings from 10 Hz to
20 kHz. Further, the City will collect background sound measurements
continuously for 10 minutes prior to pile driving. NMFS has confirmed
that the various additions and revisions are included in the final
authorization and the hydroacoustic monitoring plan.
Comment: The Commission indicated in previous letter that NMFS
should consult with scientists and acousticians to determine the
appropriate accumulation time that action proponents should use to
determine the extent of the Level A harassment zones based on the
associated SELcum thresholds in such situations. The Commission
understands that NMFS has formed an internal committee to address this
issue and is consulting with external acousticians and modelers as
well. The Commission continues to believe that animat modeling, that
considers various operational and animal scenarios, is the best way to
determine the appropriate accumulation time. More importantly, animat
modeling could directly inform or be incorporated into NMFS's user
spreadsheet that currently estimates the Level A harassment zones.
Commission recommends that NMFS continue to make this issue a priority
to resolve in the near future and consider incorporating animat
modeling into its user spreadsheet.
Response: As described in NMFS 2018 Revision to Technical Guidance
for Assessing the Effects of Anthropogenic Sound on Marine Mammal
Hearing, NMFS is committed to re-examining the default 24-hour
accumulation period and continues to work with the internal committee
to investigate alternative means of identifying appropriate
accumulation periods.
Comment: The Commission recommends that, for all relevant
incidental take authorizations, NMFS refrain from using a source level
reduction factor for sound attenuation device implementation during
impact pile driving due to the different noise level reduction.
Response: While it is true that noise level reduction measured at
different received ranges does vary, given that both Level A and Level
B estimation using geometric modeling is based on noise levels measured
at near-source distances (approximately 10m), NMFS believes it
reasonable to use a source level reduction factor for sound attenuation
device implementation during impact pile driving. In the case of the
San Francisco-Oakland Bay Bridge impact driving isopleth estimates
using an air bubble curtain for source level reduction, NMFS reviewed
Caltrans' bubble curtain ``on and off'' studies conducted in San
Francisco Bay in 2003 and 2004. The equipment used for bubble curtains
has likely improved since 2004 but due to concerns for fish species,
Caltrans has not able to conduct ``on and off'' tests recently. Based
on 74 measurements (37 with the bubble curtain on and 37 with the
bubble curtain off) at both near (< 100 m) and far (> 100 m) distances,
the linear averaged received level reduction is 6 dB. If limiting the
data points (a total of 28 measurements, with 14 during bubble curtain
on and 14 during bubble curtain off) to only near distance
measurements, the linear averaged noise level reduction is 7 dB. Based
on this analysis, we conclude that there is not a significant
difference of source level reduction between near and far-distance
measurements. As a conservative approach, NMFS used the reduction of 7
dB of the source level for impact zone estimates.
NMFS will evaluate the appropriateness of using a certain source
level reduction factor for sound attenuation device implementation
during impact pile driving for all relevant incidental take
authorizations when more data become available. Nevertheless at this
point, we think it appropriate that a 7 dB reduction is reasonable to
be used as a source level reduction factor for impact pile driving
using an air bubble curtain system.
Comment: The Commission questioned whether the public notice
provisions for IHA Renewals fully satisfy the public notice and comment
provision in the MMPA and discussed the potential burden on reviewers
of reviewing key documents and developing comments quickly.
Additionally, the Commission recommended that NMFS use the IHA Renewal
process sparingly and selectively for activities expected to have the
lowest levels of impacts to marine mammals and that require less
complex analysis.
Response: NMFS has responded to these comments previously and
refers the reader to the comment responses included in the final notice
of the issuance of an IHA to Avangrid Renewables, LLC (84 FR 31035-
31036, June 28, 2019).
Comment: The Commission claims that NMFS did not have sufficient
time to review public comments or to revise the proposed IHA
accordingly. The Commission recommended that NMFS (1) delay issuance of
the Final IHA until it has thoroughly reviewed and assessed the
Commission's recommendations and any comments from the public and
revised the authorization accordingly and (2) take all steps necessary
in the future to ensure that it publishes and finalizes IHAs far enough
in advance of the planned start date of the project activities to
ensure full consideration is given to comments received.
Response: NMFS thanks the Commission for its concerns regarding the
IHA process. NMFS had sufficient time and we thoroughly reviewed the
comments received. We made all appropriate revisions to the final IHA.
Changes From the Proposed IHA to Final IHA
As described in the Federal Register notice for the proposed IHA
(84 FR 34347; July 18, 2019), no estimated take by Level A harassment
was proposed. After additional consideration, NMFS is authorizing six
instances of take by Level A harassment of harbor seals, one instance
of take for each day during the six days of impact pile driving. The
permanent threshold shift (PTS) ispopleth is 28.5 m for harbor seals
during impact pile driving, but because there is a nearby haulout, it
is possible that a harbor seal could enter the Level A harassment zone
before it was detected and the City is able to shutdown.
As discussed above in the Comments and Responses section above,
changes were made to the hydoacoustic monitoring plan to clarify
monitoring. Two piles from each pile type will be monitored. For impact
installation, two 24-in concrete piles, for vibratory installation, 36-
in steel piles, and for
[[Page 45986]]
vibratory installation and extraction, two H-piles will be monitored.
The far-field hydrophone will be located at least 1 km (or as close to
1 km as possible due to access) from the 36-in piles during vibratory
installation to better assess the extent of the Level B harassment
zone. The City will conduct recordings from 10 Hz to 20 kHz. Further,
the City will collect background sound measurements continuously for 10
minutes prior to pile driving. NMFS has confirmed that the various
additions and revisions are included in the final authorization and the
hydroacoustic monitoring plan.
Description of Marine Mammals in the Area of Specified Activities
Sections 3 and 4 of the application summarize available information
regarding status and trends, distribution and habitat preferences, and
behavior and life history, of the potentially affected species.
Additional information regarding population trends and threats may be
found in NMFS's Stock Assessment Reports (SARs; https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments) and more general information about these species
(e.g., physical and behavioral descriptions) may be found on NMFS's
website (https://www.fisheries.noaa.gov/find-species).
Table 2 lists all species with expected potential for occurrence in
the project area and summarizes information related to the population
or stock, including regulatory status under the MMPA and ESA and
potential biological removal (PBR), where known. For taxonomy, we
follow Committee on Taxonomy (2016). PBR is defined by the MMPA as the
maximum number of animals, not including natural mortalities, that may
be removed from a marine mammal stock while allowing that stock to
reach or maintain its optimum sustainable population (as described in
NMFS's SARs). While no mortality is anticipated or authorized here, PBR
and annual serious injury and mortality from anthropogenic sources are
included here as gross indicators of the status of the species and
other threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS's stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprises that stock. For some species, this geographic area may extend
beyond U.S. waters. All managed stocks in this region are assessed in
NMFS's U.S. Pacific and SARs (Carretta et al., 2018). All values
presented in Table 2 are the most recent available at the time of
publication (the SARS available online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/draft-marine-mammal-stock-assessment-reports).
Table 2--Marine Mammal Occurrence in the Project Area
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ESA/MMPA status;
Common name Scientific name Stock Strategic (Y/N) Stock abundance (CV, Nmin, most PBR Annual M/SI
\1\ recent abundance survey) \2\ \3\
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Order Cetartiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
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Family Eschrichtiidae:
Gray whale............... Eschrichtius Eastern North -/- ; N......... 26,960 (0.05, 25,849, 2016) 801............ 138
robustus. Pacific.
Family Balaenopteridae
(rorquals):
Humpback whale........... Megaptera California/ E/D ; Y......... 2,900 (0.048, 2,784, 2014) 16.7 (U.S. 18.8
novaeangliae. Oregon/ waters).
Washington.
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Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
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Family Delphinidae:
Bottlenose dolphin....... Tursiops California -/- ; N......... 453 (0.06, 346, 2011) 2.7............ > 2
truncatus. Coastal.
Family Phocoenidae
(porpoises):
Harbor porpoise.......... Phocoena San Francisco- -/- ; N......... 9,886 (0.51, 6,625, 2011) 66............. 0
phocoena. Russian River.
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Order Carnivora--Superfamily Pinnipedia
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Family Otariidae (eared seals
and sea lions):
California sea lion...... Zalophus U.S............. -/- ; N......... 257,606 (n/a, 233,515, 2014) 14,011......... >=319
californianus.
Northern fur seal............ Callorhinus California...... -/- ; N......... 14,050 (n/a, 7,524, 2013) 451............ 1.8
ursinus.
................ Eastern North -/- ; N......... 626,734 (n/a., 530,474, 2014) 11,405......... 1.1
Pacific.
Guadalupe fur seal....... Arctocephalus Mexico to T/D ; Y......... 20,000 (n/a, 15,830, 2010) 542............ > 3.2
townsendi. California.
Family Phocidae (earless
seals):
[[Page 45987]]
Pacific harbor seal...... Phoca vitulina California...... -/- ; N......... 30,968 (n/a, 27,348, 2012) 1,641.......... 43
richardii.
Northern elephant seal... Mirounga California -/- ; N......... 179,000 (n/a, 81,368, 2010) 4,882.......... 8.8
angustirostris. Breeding.
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1--Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed
under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality
exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
2--NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; Nmin is the minimum estimate of
stock abundance. In some cases, CV is not applicable [explain if this is the case]
3--These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial
fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated
with estimated mortality due to commercial fisheries is presented in some cases.
Note--Italicized species are not expected to be taken or authorized.
All species that could potentially occur in the project area are
included in Table 2. However, the temporal and/or spatial occurrence of
humpback whales and Guadalupe fur seals is such that take is not
expected to occur, and they are not discussed further as this was
previously explained in the Federal Register notice for the proposed
IHA (84 FR 34347; July 18, 2019).
A detailed description of the of the species likely to be affected
by the City's project, including brief introductions to the species and
relevant stocks as well as available information regarding population
trends and threats, and information regarding local occurrence, were
provided in the Federal Register notice for the proposed IHA (84 FR
34347; July 18, 2019), since that time, we are not aware of any changes
in the status of these species and stocks; therefore, detailed
descriptions are not provided here. Please refer to that Federal
Register notice for these descriptions. Please also refer to NMFS'
website (https://www.fisheries.noaa.gov/find-species) for generalized
species accounts.
Potential Effects of Specified Activities on Marine Mammals and their
Habitat
Acoustic effects on marine mammals during the specified activity
can occur from vibratory and impact pile driving. The effects of
underwater noise from the City's planned activities have the potential
to result in Level A and B harassment of marine mammals in the vicinity
of the action area. The effects of pile driving on marine mammals are
dependent on several factors, including the size, type, and depth of
the animal; the depth, intensity, and duration of the pile driving
sound; the depth of the water column; the substrate of the habitat; the
standoff distance between the pile and the animal; and the sound
propagation properties of the environment. With both types, it is
likely that the pile driving could result in temporary, short term
changes in an animal's typical behavioral patterns and/or avoidance of
the affected area. The Federal Register notice for the proposed IHA (84
FR 34347; July 18, 2019), included a discussion of the effects of
anthropogenic noise on marine mammals, therefore that information is
not repeated here; please refer to the Federal Register notice (84 FR
34347; July 18, 2019).
Anticipated Effects on Marine Mammal Habitat
The main impact issue associated with the planned activity would be
temporarily elevated sound levels and the associated direct effects on
marine mammals. The most likely impact to marine mammal habitat occurs
from pile driving effects on likely marine mammal prey (i.e., fish)
near where the piles are installed. Impacts to the immediate substrate
during installation and removal of piles are anticipated, but these
would be limited to minor, temporary suspension of sediments, which
could impact water quality and visibility for a short amount of time,
but which would not be expected to have any effects on individual
marine mammals. Impacts to substrate are therefore not discussed
further. These potential effects are discussed in detail in the Federal
Register notice for the proposed IHA (84 FR 34347; July 18, 2019);
therefore, that information is not repeated here; please refer to that
Federal Register notice for that information.
Estimated Take
This section provides an estimate of the number of incidental takes
authorized through this IHA, which will inform both NMFS' consideration
of ``small numbers'' and the negligible impact determination.
Except with respect to certain activities not pertinent here,
section 3(18) of the MMPA defines ``harassment'' as any act of pursuit,
torment, or annoyance, which (i) has the potential to injure a marine
mammal or marine mammal stock in the wild (Level A harassment); or (ii)
has the potential to disturb a marine mammal or marine mammal stock in
the wild by causing disruption of behavioral patterns, including, but
not limited to, migration, breathing, nursing, breeding, feeding, or
sheltering (Level B harassment).
Take of marine mammals incidental to the City's pile driving and
removal activities could occur as a result of Level A and B harassment.
Below we describe how the potential take is estimated. As described
previously, no mortality is anticipated or authorized for this
activity. Below we describe how the take is estimated.
Generally speaking, we estimate take by considering: (1) Acoustic
thresholds above which NMFS believes the best available science
indicates marine mammals will be behaviorally harassed or incur some
degree of permanent hearing impairment; (2) the area or volume of water
that will be ensonified above these levels in a day; (3) the density or
occurrence of marine mammals within these ensonified areas; and, (4)
and the number of days of activities. We note that while these basic
factors can contribute to a basic calculation to provide an initial
prediction of takes, additional information that can qualitatively
[[Page 45988]]
inform take estimates is also sometimes available (e.g., previous
monitoring results or average group size). Below, we describe the
factors considered here in more detail and present the take estimate.
Acoustic Thresholds
Using the best available science, NMFS has developed acoustic
thresholds that identify the received level of underwater sound above
which exposed marine mammals would be reasonably expected to be
behaviorally harassed (equated to Level B harassment) or to incur PTS
of some degree (equated to Level A harassment).
Level B Harassment--Though significantly driven by received level,
the onset of behavioral disturbance from anthropogenic noise exposure
is also informed to varying degrees by other factors related to the
source (e.g., frequency, predictability, duty cycle), the environment
(e.g., bathymetry), and the receiving animals (hearing, motivation,
experience, demography, behavioral context) and can be difficult to
predict (Southall et al., 2007, Ellison et al., 2012). Based on what
the available science indicates and the practical need to use a
threshold based on a factor that is both predictable and measurable for
most activities, NMFS uses a generalized acoustic threshold based on
received level to estimate the onset of behavioral harassment. NMFS
predicts that marine mammals are likely to be behaviorally harassed in
a manner we consider Level B harassment when exposed to underwater
anthropogenic noise above received levels of 120 dB re 1 [mu]Pa (rms)
for continuous (e.g., vibratory pile driving) and above 160 dB re 1
[mu]Pa (rms) for impulsive sources (e.g., impact pile driving). The
City's planned activity includes the use of continuous (vibratory pile
driving) and impulsive (impact pile driving) sources, and therefore the
120 and 160 dB re 1 [mu]Pa (rms) are applicable.
Level A harassment--NMFS' Technical Guidance for Assessing the
Effects of Anthropogenic Sound on Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies dual criteria to assess auditory
injury (Level A harassment) to five different marine mammal groups
(based on hearing sensitivity) as a result of exposure to noise. The
technical guidance identifies the received levels, or thresholds, above
which individual marine mammals are predicted to experience changes in
their hearing sensitivity for all underwater anthropogenic sound
sources, and reflects the best available science on the potential for
noise to affect auditory sensitivity by:
[ssquf] Dividing sound sources into two groups (i.e., impulsive and
non-impulsive) based on their potential to affect hearing sensitivity;
[ssquf] Choosing metrics that best address the impacts of noise on
hearing sensitivity, i.e., sound pressure level (peak SPL) and sound
exposure level (SEL) (also accounts for duration of exposure); and
[ssquf] Dividing marine mammals into hearing groups and developing
auditory weighting functions based on the science supporting that not
all marine mammals hear and use sound in the same manner.
These thresholds were developed by compiling and synthesizing the
best available science, and are provided in Table 3 below. The
references, analysis, and methodology used in the development of the
thresholds are described in NMFS 2018 Technical Guidance, which may be
accessed at https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance.
The City's pile driving and removal activity includes the use of
impulsive (impact pile driving) and non-impulsive (vibratory pile
driving and removal) sources.
Table 3--Thresholds Identifying the Onset of Permanent Threshold Shift (Auditory Injury)
----------------------------------------------------------------------------------------------------------------
PTS onset acoustic thresholds \*\ (received level)
Hearing Group -------------------------------------------------------------------------
Impulsive Non-impulsive
----------------------------------------------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans.......... Cell 1: Lpk,flat: 219 dB; Cell 2: LE,LF,24h: 199 dB.
LE,LF,24h: 183 dB.
Mid-Frequency (MF) Cetaceans.......... Cell 3: Lpk,flat: 230 dB; Cell 4: LE,MF,24h: 198 dB.
LE,MF,24h: 185 dB.
High-Frequency (HF) Cetaceans......... Cell 5: Lpk,flat: 202 dB; Cell 6: LE,HF,24h: 173 dB.
LE,HF,24h: 155 dB.
Phocid Pinnipeds (PW) (Underwater).... Cell 7: Lpk,flat: 218 dB; Cell 8: LE,PW,24h: 201 dB.
LE,PW,24h: 185 dB.
Otariid Pinnipeds (OW) (Underwater)... Cell 9: Lpk,flat: 232 dB; Cell 10: LE,OW,24h: 219 dB.
LE,OW,24h: 203 dB.
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* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for
calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level
thresholds associated with impulsive sounds, these thresholds should also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 [micro]Pa, and cumulative sound exposure level (LE)
has a reference value of 1[micro]Pa\2\s. In this Table, thresholds are abbreviated to reflect American
National Standards Institute standards (ANSI 2013). However, peak sound pressure is defined by ANSI as
incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript
``flat'' is being included to indicate peak sound pressure should be flat weighted or unweighted within the
generalized hearing range. The subscript associated with cumulative sound exposure level thresholds indicates
the designated marine mammal auditory weighting function (LF, MF, and HF cetaceans, and PW and OW pinnipeds)
and that the recommended accumulation period is 24 hours. The cumulative sound exposure level thresholds could
be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible,
it is valuable for action proponents to indicate the conditions under which these acoustic thresholds will be
exceeded.
Ensonified Area
Here, we describe operational and environmental parameters of the
activity that will feed into identifying the area ensonified above the
acoustic thresholds, which include source levels and transmission loss
coefficient.
Sound Propagation
Transmission loss (TL) is the decrease in acoustic intensity as an
acoustic pressure wave propagates out from a source. TL parameters vary
with frequency, temperature, sea conditions, current, source and
receiver depth, water depth, water chemistry, and bottom composition
and topography. The general formula for underwater TL is:
TL = B * log10(R1/R2),
where:
B = transmission loss coefficient (assumed to be 15)
R1 = the distance of the modeled SPL from the driven
pile, and
R2 = the distance from the driven pile of the initial
measurement.
[[Page 45989]]
This formula neglects loss due to scattering and absorption, which
is assumed to be zero here. The degree to which underwater sound
propagates away from a sound source is dependent on a variety of
factors, most notably the water bathymetry and presence or absence of
reflective or absorptive conditions including in-water structures and
sediments. Spherical spreading occurs in a perfectly unobstructed
(free-field) environment not limited by depth or water surface,
resulting in a 6 dB reduction in sound level for each doubling of
distance from the source (20*log(range)). Cylindrical spreading occurs
in an environment in which sound propagation is bounded by the water
surface and sea bottom, resulting in a reduction of 3 dB in sound level
for each doubling of distance from the source (10*log(range)). As is
common practice in coastal waters, here we assume practical spreading
loss (4.5 dB reduction in sound level for each doubling of distance).
Practical spreading is a compromise that is often used under conditions
where water depth increases as the receiver moves away from the
shoreline, resulting in an expected propagation environment that would
lie between spherical and cylindrical spreading loss conditions.
Sound Source Levels
The intensity of pile driving sounds is greatly influenced by
factors such as the type of piles, hammers, and the physical
environment in which the activity takes place. There are source level
measurements available for certain pile types and sizes from the
similar environments recorded from underwater pile driving projects
(CALTRANS 2015) that were evaluated and used as proxy sound source
levels to determine reasonable sound source levels likely result from
the City's pile driving and removal activities (Table 4). Many source
levels used were more conservation as the values were from larger pile
sizes.
Table 4--Predicted Sound Source Levels
------------------------------------------------------------------------
Sound source
Activity level at 10 Sound source
meters
------------------------------------------------------------------------
Vibratory Pile Driving/Removal
------------------------------------------------------------------------
14-in H pile steel pile 155 SPL.......... CALTRANS 2015 (12-in
temporary. H piles sound source
value used, as no 14-
in H pile sound
source level is
available).
36-in steel pile permanent.... 170 SPL.......... CALTRANS 2015.
------------------------------------------------------------------------
Impact Pile Driving
------------------------------------------------------------------------
24-in concrete pile permanent. 166 SEL/176 SPL.. CALTRANS 2015.
------------------------------------------------------------------------
Notes: These are unattentuated values, as the applicant proposes to use
a bubble curtain for a 7dB reduction for impact driving.
Level A Harassment
When the NMFS Technical Guidance (2016) was published, in
recognition of the fact that ensonified area/volume could be more
technically challenging to predict because of the duration component in
the new thresholds, we developed a User Spreadsheet that includes tools
to help predict a simple isopleth that can be used in conjunction with
marine mammal density or occurrence to help predict takes. We note that
because of some of the assumptions included in the methods used for
these tools, we anticipate that isopleths produced are typically going
to be overestimates of some degree, which may result in some degree of
overestimate of Level A harassment take. However, these tools offer the
best way to predict appropriate isopleths when more sophisticated 3D
modeling methods are not available, and NMFS continues to develop ways
to quantitatively refine these tools, and will qualitatively address
the output where appropriate. For stationary sources (such as from
impact and vibratory pile driving), NMFS User Spreadsheet predicts the
closest distance at which, if a marine mammal remained at that distance
the whole duration of the activity, it would not incur PTS. Inputs used
in the User Spreadsheet (Tables 5 and 6), and the resulting isopleths
are reported below (Table 7).
Table 5--NMFS Technical Guidance (2018) User Spreadsheet Input To
Calculate PTS Isopleths for Vibratory Pile Driving
------------------------------------------------------------------------
USER SPREADSHEET INPUT--Vibratory Pile Driving Spreadsheet Tab A.1
Vibratory Pile Driving Used
-------------------------------------------------------------------------
14-in H piles
(temporary 36-in piles
install/ (permanent)
removal)
------------------------------------------------------------------------
Source Level (RMS SPL).................. 155 170
Weighting Factor Adjustment (kHz)....... 2.5 2.5
Number of piles within 24-hr period..... 6 1
Duration to drive a single pile (min)... 4 20
Propagation (xLogR)..................... 15 15
Distance of source level measurement 10 10
(meters) [dagger]......................
------------------------------------------------------------------------
[[Page 45990]]
Table 6--NMFS Technical Guidance (2018) User Spreadsheet Input To
Calculate PTS Isopleths for Impact Pile Driving
------------------------------------------------------------------------
USER SPREADSHEET INPUT--Impact Pile Driving Spreadsheet Tab E.1 Impact
Pile Driving Used
-------------------------------------------------------------------------
24-in concrete
piles
(permanent)
------------------------------------------------------------------------
Source Level (Single Strike/shot SEL)................... * 159
Weighting Factor Adjustment (kHz)....................... 2
Number of strikes per pile.............................. 3100
Number of piles per day................................. 1
Propagation (xLogR)..................................... 15
Distance of source level measurement (meters) [dagger].. 10
------------------------------------------------------------------------
* this includes the 7dB reduction from use of a bubble curtain.
Table 7--NMFS Technical Guidance (2018) User Spreadsheet Outputs To Calculate Level A Harassment PTS Isopleths
--------------------------------------------------------------------------------------------------------------------------------------------------------
User spreadsheet output PTS isopleths (meters)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Level A harassment
-------------------------------------------------------------------------------
Activity Sound source level at 10 m Low-frequency Mid-frequency High-frequency
cetaceans cetaceans cetaceans Phocid Otariid
--------------------------------------------------------------------------------------------------------------------------------------------------------
Vibratory Pile Driving/Removal
--------------------------------------------------------------------------------------------------------------------------------------------------------
14-in H pile steel installation/removal... 155 dB SPL.................. 1.5 0.1 2.2 0.9 0.1
36-in steel permanent installation........ 170 dB SPL.................. 13.1 1.2 19.3 7.9 0.6
--------------------------------------------------------------------------------------------------------------------------------------------------------
Impact Pile Driving
--------------------------------------------------------------------------------------------------------------------------------------------------------
24-in concrete permanent installation..... 166 SEL/176 SPL (159 dB SEL 53.3 1.9 63.5 28.5 2.1
as attenuated).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Level B Harassment
Utilizing the practical spreading loss model, the City determined
underwater noise will fall below the behavioral effects threshold of
120 dB rms for marine mammals at the distances shown in Table 8 for
vibratory pile driving/removal. For calculating the Level B Harassment
Zone for impact driving, the practical spreading loss model was used
with a behavioral threshold of 160 dB rms for marine mammals at the
distances shown in Table 8 for impact pile driving. Table 8 below
provides all Level B Harassment radial distances (m) and their
corresponding areas (km\2\) during the City's planned activities.
Table 8--Radial Distances (meters) to Relevant Behavioral Isopleths and Associated Ensonified Areas (square
kilometers (km\2\)) Using the Practical Spreading Model
----------------------------------------------------------------------------------------------------------------
Level B Level B
Activity Received level at 10 m harassment Harassment
Zone (m) * Zone (km\2\)
----------------------------------------------------------------------------------------------------------------
Vibratory Pile Driving/Removal
----------------------------------------------------------------------------------------------------------------
14-in H piles installation/removal............ 155 dB SPL...................... 2,154 2.190
36-in steel permanent installation............ 170 dB SPL...................... 21,544 21.49
----------------------------------------------------------------------------------------------------------------
Impact Pile Driving
----------------------------------------------------------------------------------------------------------------
24-in concrete permanent installation......... 166 dB.......................... 39.8 0.004
SEL/176 dB......................
SPL (169 dB SPL attenuated).....
----------------------------------------------------------------------------------------------------------------
Marine Mammal Occurrence and Take Calculation and Estimation
In this section we provide the information about the presence,
density, or group dynamics of marine mammals that inform the take
calculations. Potential exposures to impact pile driving and vibratory
pile driving/removal for each acoustic threshold were estimated using
group size estimates and local observational data to create a density
estimate. As previously stated, take by Level B harassment only will be
considered for this action.
[[Page 45991]]
Distances to Level A harassment thresholds are relatively small and
mitigation is expected to avoid Level A harassment from these
activities.
Gray Whales
There are no density estimates of gray whales available in the
project area. Gray whales travel alone or in small, unstable groups,
although large aggregations may be seen in feeding and breeding grounds
(NMFS 2018). Gray whales are uncommon in the San Francisco Bay. It is
estimated that approximately 2-6 individuals enter the bay in a typical
year (CALTRANS 2018). However nine gray whales have stranded in the San
Francisco Bay in 2019 (Katz 2019). To be conservative, NMFS authorizes
seven instances of take by Level B harassment of gray whales. Because
the required shutdown measures are larger than the associated Level A
harassment zones, and those zones are relatively small (53.3 m at the
largest during impact pile driving), and activities will occur over a
small number of days, we believe the PSO will be able to effectively
monitor the Level A harassment zones and we do not anticipate take by
Level A harassment of gray whales.
Bottlenose Dolphin
There are no density estimates of Bottlenose dolphin available in
the project area. Individuals in the San Francisco Bay are typically
sighted near the Golden Gate Bridge, where an average of five dolphins
enter the bay approximately three times annually. Two individuals are
sighted regularly near Alameda Point, outside of the Seaplane Lagoon
(CALTRANS 2018). Low numbers (ranging from 1 to 5) of individually
identified coastal bottlenose dolphins have been seen along the
southwest side of Alameda Island since July 2016. Much of the time, the
dolphins were close to the south side of the main outer breakwater that
separates the bay from the lagoon areas. The last reliable sighting
there was April 7, 2019 of a single individual (TMMC, B. Keener pers.
comm. 2019). For the purpose of this assessment it is predicted that
two bottlenose dolphins may occur in the San Francisco Bay in the
Project vicinity on all pile driving days (i.e., up to 48 individuals
in 24 days. Therefore, NMFS authorizes 48 instances of take of
bottlenose dolphin by Level B harassment. The Level A harassment zones
are all under 2 m for mid-frequency cetaceans; therefore, no take by
Level A harassment is anticipated.
Harbor Porpoise, Harbor Seals, and California Sea Lions
In-water densities of harbor porpoises, harbor seals, California
sea lions were calculated based on 17 years of observations during
monitoring for the San Francisco Bay-Oakland Bay Bridge (SFOBB)
construction and demolition project (Caltrans 2018). Care was taken to
eliminate multiple observations of the same animal, although this can
be difficult and is likely that the same individual may have been
counted multiple times on the same day. The amount of monitoring
performed per year varied, depending on the frequency and duration of
construction activities with the potential to affect marine mammals.
During the 257 days of monitoring from 2000 through 2017 (including 15
days of baseline monitoring in 2003), 1,029 harbor seals, 83 California
sea lions, and 24 harbor porpoises were observed in waters in the
project vicinity in total. In 2015, 2016, and 2017, the number of
harbor seals in the project area increased significantly. A California
sea lion density estimate of 0.161 animals/km\2\ was calculated using
the data from 2000-2017. In 2017, the number of harbor porpoise in the
project area also increased significantly. Therefore, a harbor seal
density estimate of 3.957 animals/km\2\ was calculated using the 2015-
2017 data. A harbor porpoise density estimate of 0.167 animals/km\2\
was calculated using the 2017 data, which may better reflect the
current use of the project area by these animals. These observations
included data from baseline, pre-, during, and post-pile driving,
mechanical dismantling, on-shore blasting, and off-shore implosion
activities.
In addition to the information provided above regarding harbor seal
density estimates, harbor seals are known to use the tip of Breakwater
Island, which is located approximately 1.0 mile southwest of the
project area, as a haulout site. These seals forage in the project area
as well (WETA 2011). In recent years, up to 32 harbor seals have been
observed making irregular use of the Breakwater Island haulout (AECOM
2017). The City of Alameda has also recently installed a haulout
platform approximately 0.5 mile southeast of the site. Although these
locations are not considered primary haulouts for harbor seals due to
the relatively low numbers of individuals that are present, Breakwater
Island and the City haulout platform are reportedly the only haulout
sites in the central Bay that are accessible to seals throughout the
full tidal range.
A local group of Alameda Point Harbor Seal Monitors regularly
counts the number of harbor seals at Alameda Point, and based on count
data from 2014 to 2019 an average of 11.7 harbor seals is present at
Alameda Point year-round (Bangert pers. comm. 2019 in the application).
However, the numbers of harbor seals present in the area varies
considerably with season, with higher numbers in the winter due to the
presence of spawning Pacific herring (Clupea pallasii) in the San
Francisco Bay. Project pile driving activities will occur during the
months of August and September, and therefore we estimated the average
number of harbor seals based on count data these months only. The data
summary indicated that the numbers of harbor seals present at Alameda
increased in 2017 and 2018 compared to 2015 and 2016, and therefore
only count data from 2017 and 2018 was used to ensure that the density
estimate reflects current conditions. The average number of harbor
seals counted at Alameda Point in August and September of 2017 and 2018
was 6.5 individuals. These densities described above for harbor
porpoise, harbor seals, and California sea lions are then used to
calculate estimated take and described in the sub-sections below for
these species.
Harbor Porpoise
A predicted density of 0.167 animals/km\2\ based for harbor
porpoise was used to estimate take (Table 9). The estimated take was
calculated using this density multiplied by the area ensonified above
the threshold multiplied by the number of days per activity (e.g., 6
days of impact pile driving) (Table 9). Therefore, a total of 26
instances of take by Level B harassment are authorized for harbor
porpoise. Because the required shutdown measures are larger than the
associated Level A harassment zones, and the harassment zones are not
very larger (63.5 m at the largest during impact pile driving), and
will only occur over a small number of days, we believe the PSO can
effectively monitor the Level A harassment zones and therefore we do
not anticipate take by Level A harassment of harbor porpoise.
[[Page 45992]]
Table 9--Estimated Take by Level B Harassment of Harbor Porpoise
----------------------------------------------------------------------------------------------------------------
Density
Source (animals/ Area (km\2\) Days of Take by level B
km\2\) activity harassment
----------------------------------------------------------------------------------------------------------------
Vibratory Installation and Removal 14- 0.167 2.190 12 4.389.
in H piles.
Vibratory 36-in piles................. 0.167 21.490 6 21.533.
Impact 24-in piles.................... 0.167 0.004 6 0.004.
-------------------------------------------------------------------------
Total Take by Level B harassment.. .............. .............. .............. 25.926 (rounded to 26).
----------------------------------------------------------------------------------------------------------------
Harbor Seal
A predicted a density of 3.957 animals/km\2\ for harbor seals was
used to estimate take by Level B harassment (Table 10). This density
should account for harbor seals exposed in the water while moving to
and from the breakwater haulout since those animals would be in the bay
and accounted for by the density estimate. The estimated take was
calculated using this density multiplied by the area ensonified above
the threshold multiplied by the number of days per activity (e.g., 6
days of impact pile driving) (Table 10). Therefore, a total of 615
instances of take by Level B harassment are authorized for harbor
seals.
As discussed in the Changes from the Proposed IHA to the Final IHA
section we reconsidered Level A harassment for harbor seals during
impact pile driving. Although the PTS isopleths are small (28.5 m at
the largest during impact pile driving), it is possible a harbor seal
could pop up in the Level A harassment zone without being detected and
before a PSO could communicate a shutdown to the contractor. Therefore,
we will authorize one instance of take by Level A harassment of harbor
seals per day during the six days of impact piles driving for a total
of six instances of take by Level A harassment of harbor seals.
Table 10--Estimated Take by Level B Harassment of Harbor Seal
----------------------------------------------------------------------------------------------------------------
Density
Source (animals/ Area (km\2\) Days of Take by level B
km\2\) activity harassment
----------------------------------------------------------------------------------------------------------------
Vibratory Installation and Removal 14- 3.957 2.190 12 103.999.
in H piles.
Vibratory 36-in piles................. 3.957 21.490 6 510.216.
Impact 24-in piles.................... 3.957 0.004 6 0.095.
-------------------------------------------------------------------------
Total Take by Level B harassment.. .............. .............. .............. 614.31 (rounded to 615).
----------------------------------------------------------------------------------------------------------------
California Sea Lions
A predicted a density of 0.161 animals/km\2\ based for California
sea lions was used to estimate take by Level B harassment (Table 11).
The estimated take was calculated using this density multiplied by the
area ensonified above the threshold multiplied by the number of days
per activity (e.g., 6 days of impact pile driving) (Table 11).
Therefore, a total of 25 instances of take by Level B harassment are
authorized for California sea lions. The Level A harassment zones are
all under 2.1 m for otariids; therefore, no take by Level A harassment
of California sea lions is anticipated.
Table 11--Estimated Take by Level B Harassment of California Sea Lions
----------------------------------------------------------------------------------------------------------------
Density
Source (animals/ Area (km\2\) Days of Take by level B
km\2\) activity harassment
----------------------------------------------------------------------------------------------------------------
Vibratory Installation and Removal 14- 0.161 2.190 12 4.231.
in H piles.
Vibratory 36-in piles................. 0.161 21.490 6 20.759.
Impact 24-in piles.................... 0.161 0.004 6 0.004.
-------------------------------------------------------------------------
Total Take by Level B Harassment.. .............. .............. .............. 24.994 (rounded to 25).
----------------------------------------------------------------------------------------------------------------
Northern Elephant Seal
There are no density estimates of northern elephant seals available
in the project area. Elephant seals breed between December and March
and have been rarely cited in San Francisco Bay. It is anticipated that
if an elephant seal is encountered at all during pile driving or
drilling it would be a juvenile. For the purpose of this assessment, we
predict that up to one northern elephant seal may occur in the San
Francisco Bay in the Project vicinity on up to 20 percent of pile
driving days (i.e., up to 4.8 individuals in 24 days). This assumption
is consistent with the recent IHA for the demolition and reuse of the
marine foundations of the original east span of the San Francisco-
Oakland Bay Bridge (CALTRANS 2018). Therefore, NMFS authorizes five
instances of take (0.2 seals/day multiplied by 24 project days) by
Level B harassment of elephant seals. Because the required shutdown
measures are larger than the associated Level A harassment zones, and
those zones are relatively small (28.5 m at the largest during impact
pile driving), we believe the PSO can effectively monitor the Level A
harassment zones and therefore we do not anticipate any take by Level A
harassment of northern elephant seals.
[[Page 45993]]
Northern Fur Seals
There are no density estimates of northern fur seals available in
the project area. The Marine Mammal Center reported only two to four
northern fur seal strandings in the Bay in 2015 and 2016 (in Marin, San
Francisco, and Santa Clara counties) (TMMC 2017). To account for the
possible rare presence of the species in the action area, NMFS
authorizes three instances of take by Level B harassment of northern
fur seals. The Level A harassment zones are all under 2.1 m for
otariids; therefore, no take by Level A harassment of Northern fur
seals is anticipated.
Table 12 below summarizes the estimated take for all the species
described above as a percentage of stock abundance.
Table 12--Authorized Take as a Percentage of Stock Abundance
----------------------------------------------------------------------------------------------------------------
Authorized Authorized
Species Stock (NEST) level A level B Percent of stock
harassment harassment
----------------------------------------------------------------------------------------------------------------
Gray Whale........................ Eastern North Pacific 0 7 Less than 1 percent.
(26,960).
Bottlenose Dolphin................ California Coastal 0 48 10.596 percent.
(453).
Harbor Porpoise................... San Francisco-Russian 0 27 Less than one
River (9,886). percent.
Harbor Seal....................... California (30,968).. 4 615 Less than 2 percent.
Northern Elephant Seal............ California Breeding 0 5 Less than one
(179,000). percent.
California Sea Lion............... U.S. (257,606)....... 0 25 Less than one
percent.
Northern fur seal................. Eastern DPS, 0 3 Less than one
California (20,000 ). percent.
----------------------------------------------------------------------------------------------------------------
Mitigation
In order to issue an IHA under Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to such
activity, and other means of effecting the least practicable impact on
such species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of such species or stock for taking for certain
subsistence uses (latter not applicable for this action). NMFS
regulations require applicants for incidental take authorizations to
include information about the availability and feasibility (economic
and technological) of equipment, methods, and manner of conducting such
activity or other means of effecting the least practicable adverse
impact upon the affected species or stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, we
carefully consider two primary factors:
(1) the manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat.
This considers the nature of the potential adverse impact being
mitigated (likelihood, scope, range). It further considers the
likelihood that the measure will be effective if implemented
(probability of accomplishing the mitigating result if implemented as
planned) the likelihood of effective implementation (probability
implemented as planned); and
(2) the practicability of the measures for applicant
implementation, which may consider such things as cost, impact on
operations, and, in the case of a military readiness activity,
personnel safety, practicality of implementation, and impact on the
effectiveness of the military readiness activity.
The following mitigation measures are planned in the IHA:
Timing Restrictions
All work will be conducted during daylight hours. If poor
environmental conditions restrict visibility full visibility of the
shutdown zone, pile installation would be delayed.
Sound Attenuation
To minimize noise during impact pile driving, a 12-in thick wood
cushion block will be used. Bubble curtains will be also used during
any impact pile driving of piles located in the water. The bubble
curtain will be operated in a manner consistent with the following
performance standards:
a. The bubble curtain will distribute air bubbles around 100
percent of the piling perimeter for the full depth of the water column;
b. The lowest bubble ring will be in contact with the mudline for
the full circumference of the ring, and the weights attached to the
bottom ring shall ensure 100 percent mudline contact. No parts of the
ring or other objects shall prevent full mudline contact; and
c. Air flow to the bubblers must be balanced around the
circumference of the pile.
Soft Start
Soft start requires contractors to provide an initial set of
strikes at reduced energy, followed by a thirty-second waiting period,
then two subsequent reduced energy strike sets. A soft start must be
implemented at the start of each day's impact pile driving and at any
time following cessation of impact pile driving for a period of thirty
minutes or longer.
Shutdown Zone for In-Water Heavy Machinery Work
For in-water heavy machinery work other than pile driving, if a
marine mammal comes within 10 m of such operations, operations shall
cease and vessels shall reduce speed to the minimum level required to
maintain steerage and safe working conditions.
Shutdown Zones
For all pile driving/removal activities, the City will establish
shutdown zones for a marine mammal species that is greater than its
corresponding Level A harassment zone. The calculated PTS isopleths
were rounded up to a whole number to determine the actual shutdown
zones that the applicant will operate under (Table 13). The purpose of
a shutdown zone is generally to define an area within which shutdown of
the activity would occur upon sighting of a marine mammal (or in
anticipation of an animal entering the defined area).
[[Page 45994]]
Table 13--Pile Driving Shutdown Zones During Project Activities
--------------------------------------------------------------------------------------------------------------------------------------------------------
Shutdown zones (radial distance in meters, area in km\2\ *)
--------------------------------------------------------------------------------------------------------------------
Activity Low- frequency Mid-frequency High- frequency
cetaceans cetaceans cetaceans Phocid Otariid
--------------------------------------------------------------------------------------------------------------------------------------------------------
In-Water Construction Activities
--------------------------------------------------------------------------------------------------------------------------------------------------------
Heavy machinery work (other than 10 (0.00015 km\2\).... 10 (0.00015 km\2\).... 10 (0.00015 km\2\)... 10 (0.00015 km\2\)... 10 (0.00015 km\2\).
pile driving).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Vibratory Pile Driving/Removal
--------------------------------------------------------------------------------------------------------------------------------------------------------
14-in H pile steel installation/ 10 (0.00015 km\2\).... 10 (0.00015 km\2\).... 10 (0.00015 km\2\)... 10 (0.00015 km\2\)... 10 (0.00015 km\2\).
removal.
36-in steel permanent installation. 15 (0.00035 km\2\).... 10 (0.00015 km\2\).... 20 (0.00063 km\2\)... 10 (0.00015 km\2\)... 10 (0.00015 km\2\).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Impact Pile Driving
--------------------------------------------------------------------------------------------------------------------------------------------------------
24-in concrete permanent 55 (0.00475 km\2\).... 10 (0.00015 km\2\).... 65 (0.00663 km\2\)... 30 (0.00141 km\2\)... 10 (0.00015 km\2\).
installation.
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Note: km\2\ were divided by two to account for land.
Non-Authorized Take Prohibited
If a species enters or approaches the Level B harassment zone and
that species is either not authorized for take or its authorized takes
are met, pile driving and removal activities must shut down immediately
using delay and shut-down procedures. Activities must not resume until
the animal has been confirmed to have left the area or an observation
time period of 15 minutes has elapsed for pinnipeds and small cetaceans
and 30 minutes for large whales.
Based on our evaluation of the City's planned measures, as well as
other measures considered by NMFS, NMFS has determined that the planned
mitigation measures provide the means of effecting the least
practicable impact on the affected species or stocks and their habitat,
paying particular attention to rookeries, mating grounds, and areas of
similar significance.
Monitoring and Reporting
In order to issue an IHA for an activity, Section 101(a)(5)(D) of
the MMPA states that NMFS must set forth, requirements pertaining to
the monitoring and reporting of such taking. The MMPA implementing
regulations at 50 CFR 216.104 (a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing the
necessary monitoring and reporting that will result in increased
knowledge of the species and of the level of taking or impacts on
populations of marine mammals that are expected to be present in the
action area. Effective reporting is critical both to compliance as well
as ensuring that the most value is obtained from the required
monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
[ssquf] Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density);
[ssquf] Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) Action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the action; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas);
[ssquf] Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors;
[ssquf] How anticipated responses to stressors impact either: (1)
Long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks;
[ssquf] Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat); and
[ssquf] Mitigation and monitoring effectiveness.
Pre-Activity Monitoring
Prior to the start of daily in-water construction activity, or
whenever a break in pile driving of 30 minutes or longer occurs, PSOs
will observe the shutdown and monitoring zones for a period of 30
minutes. The shutdown zone will be cleared when a marine mammal has not
been observed within the zone for that 30-min period. If a marine
mammal is observed within the shutdown zone, pile driving activities
will not begin until the animal has left the shutdown zone or has not
been observed for 15 minutes. If the Level B Harassment Monitoring Zone
has been observed for 30 minutes and no marine mammals (for which take
has not been authorized) are present within the zone, work can continue
even if visibility becomes impaired within the Monitoring Zone. When a
marine mammal permitted for Level B harassment take has been permitted
is present in the Monitoring zone, piling activities may begin and
Level B harassment take will be recorded.
Monitoring Zones
The City will establish and observe monitoring zones for Level B
harassment as presented in Table 8. The monitoring zones for this
project are areas where SPLs are equal to or exceed 120 dB rms (for
vibratory pile driving/removal) and 160 dB rms (for impact pile
driving). These zones provide utility for monitoring conducted for
mitigation purposes (i.e., shutdown zone monitoring) by establishing
monitoring protocols for areas adjacent to the shutdown zones.
Monitoring of the Level B harassment zones enables observers to be
aware of and
[[Page 45995]]
communicate the presence of marine mammals in the project area, but
outside the shutdown zone, and thus prepare for potential shutdowns of
activity.
Visual Monitoring
Monitoring will be conducted 30 minutes before, during, and 30
minutes after all pile driving/removal and socking/rock anchoring
activities. In addition, PSO will record all incidents of marine mammal
occurrence, regardless of distance from activity, and shall document
any behavioral reactions in concert with distance from piles being
driven/removed. Pile driving/removal activities include the time to
install, remove a single pile or series of piles, as long as the time
elapsed between uses of the pile driving equipment is no more than 30
minutes.
Monitoring will be conducted by PSOs from on land. The number of
PSOs will vary from one to two, depending on the type of pile driving,
method of pile driving and size of pile, all of which determines the
size of the harassment zones. Monitoring locations will be selected to
provide an unobstructed view of all water within the shutdown zone and
as much of the Level B harassment zone as possible for pile driving
activities. A single monitor will be present during impact pile
driving, when impacts of the project will be limited to the area within
the Alameda Lagoon, and two monitors will be present during vibratory
pile driving when project impacts will extend into the waters of the
San Francisco Bay. Any areas that the PSO is not able to see will
include a correction factor in the take estimate.
In addition, PSOs will work in shifts lasting no longer than 4
hours with at least a 1-hour break between shifts, and will not perform
duties as a PSO for more than 12 hours in a 24[hyphen]hour period (to
reduce PSO fatigue).
Monitoring of pile driving will be conducted by qualified, NMFS-
approved PSOs, who shall have no other assigned tasks during monitoring
periods. The City will adhere to the following conditions when
selecting PSOs:
[ssquf] Independent PSOs will be used (i.e., not construction
personnel);
[ssquf] At least one PSO must have prior experience working as a
marine mammal observer during construction activities;
[ssquf] Other PSOs may substitute education (degree in biological
science or related field) or training for experience;
[ssquf] Where a team of three or more PSOs are required, a lead
observer or monitoring coordinator will be designated. The lead
observer must have prior experience working as a marine mammal observer
during construction; and
[ssquf] The City will submit PSO CVs for approval by NMFS for all
observers prior to monitoring.
The City shall ensure that the PSOs have the following additional
qualifications:
[ssquf] Visual acuity in both eyes (correction is permissible)
sufficient for discernment of moving targets at the water's surface
with ability to estimate target size and distance; use of binoculars
may be necessary to correctly identify the target;
[ssquf] Experience and ability to conduct field observations and
collect data according to assigned protocols;
[ssquf] Experience or training in the field identification of
marine mammals, including the identification of behaviors;
[ssquf] Sufficient training, orientation, or experience with the
construction operation to provide for personal safety during
observations;
[ssquf] Writing skills sufficient to prepare a report of
observations including but not limited to the number and species of
marine mammals observed; dates and times when in-water construction
activities were conducted; dates, times, and reason for implementation
of mitigation (or why mitigation was not implemented when required);
and marine mammal behavior;
[ssquf] Ability to communicate orally, by radio or in person, with
project personnel to provide real-time information on marine mammals
observed in the area as necessary; and
[ssquf] Sufficient training, orientation, or experience with the
construction operations to provide for personal safety during
observations.
Acoustic Monitoring
The City has developed a sound attenuation monitoring plan to
protect fish and marine mammals during pile driving activities (see
Appendix B of the application for further details). The acoustic
monitoring will include, but not limited to:
[ssquf] Two piles from each pile type will be monitored. For impact
installation, two 24-in concrete piles, for vibratory installation, 36-
in steel piles, and for vibratory installation and extraction, two H-
piles will be monitored;
[ssquf] The far-field hydrophone will be located at least 1 km from
the 36-in piles during vibratory installation to better assess the
extent of the Level B harassment zone;
[ssquf] Recordings will be conducted from 10 Hz to 20 kHz;
[ssquf] Background sound measurements will occur continuously for
10 minutes prior to pile driving;
The acoustic monitoring will include documentation of the
following, at a minimum:
[ssquf] Hydrophone equipment and methods: Recording device,
sampling rate, distance from the pile where recordings were made; and
depth of recording device(s);
[ssquf] Type of pile being driven and method of driving during
recordings; and
[ssquf] Mean, medium, and maximum sound levels (dB re: 1
[micro]Pa): Cumulative sound exposure level, peak sound pressure level,
rms sound pressure level, and single-strike sound exposure level.
Reporting of Injured or Dead Marine Mammals
In the unanticipated event that the planned activity clearly causes
the take of a marine mammal in a manner prohibited by the IHA, such as
serious injury, or mortality, the City must immediately cease the
specified activities and report the incident to the NMFS Office of
Protected Resources and the West Coast Region Stranding Coordinator.
The report must include the following information:
[ssquf] Time and date of the incident;
[ssquf] Description of the incident;
[ssquf] Environmental conditions (e.g., wind speed and direction,
Beaufort sea state, cloud cover, and visibility);
[ssquf] Description of all marine mammal observations and active
sound source use in the 24 hours preceding the incident;
[ssquf] Species identification or description of the animal(s)
involved;
[ssquf] Fate of the animal(s); and
[ssquf] Photographs or video footage of the animal(s).
Activities must not resume until NMFS is able to review the
circumstances of the prohibited take. NMFS will work with the City to
determine what measures are necessary to minimize the likelihood of
further prohibited take and ensure MMPA compliance. The City may not
resume their activities until notified by NMFS.
In the event the City discovers an injured or dead marine mammal,
and the lead observer determines that the cause of the injury or death
is unknown and the death is relatively recent (e.g., in less than a
moderate state of decomposition), the City must immediately report the
incident to the Office of Protected Resources, NMFS, and the West Coast
Region Stranding
[[Page 45996]]
Coordinator, NMFS. The report must include the same information as the
bullets described above. Activities may continue while NMFS reviews the
circumstances of the incident. NMFS will work with the City to
determine whether additional mitigation measures or modifications to
the activities are appropriate.
In the event that the City discovers an injured or dead marine
mammal, and the lead observer determines that the injury or death is
not associated with or related to the specified activities (e.g.,
previously wounded animal, carcass with moderate to advanced
decomposition, or scavenger damage), the City must report the incident
to the Office of Protected Resources, NMFS, and the West Coast Region
Stranding Coordinator, NMFS, within 24 hours of the discovery.
Final Report
The City shall submit a draft report to NMFS no later than 90 days
following the end of construction activities or 60 days prior to the
issuance of any subsequent IHA for the project. The City shall provide
a final report within 30 days following resolution of NMFS' comments on
the draft report. Reports shall contain, at minimum, the following:
[ssquf] Date and time that monitored activity begins and ends for
each day conducted (monitoring period);
[ssquf] Construction activities occurring during each daily
observation period, including how many and what type of piles driven;
[ssquf] Deviation from initial proposal in pile numbers, pile
types, average driving times, etc.;
[ssquf] Weather parameters in each monitoring period (e.g., wind
speed, percent cloud cover, visibility);
[ssquf] Water conditions in each monitoring period (e.g., sea
state, tide state);
[ssquf] For each marine mammal sighting:
[cir] Species, numbers, and, if possible, sex and age class of
marine mammals;
[cir] Description of any observable marine mammal behavior
patterns, including bearing and direction of travel and distance from
pile driving activity;
[cir] Type of construction activity that was taking place at the
time of sighting;
[cir] Location and distance from pile driving activities to marine
mammals and distance from the marine mammals to the observation point;
[cir] If shutdown was implemented, behavioral reactions noted and
if they occurred before or after shutdown; and
[cir] Estimated amount of time that the animals remained in the
Level A or B Harassment Zone;
[ssquf] Description of implementation of mitigation measures within
each monitoring period (e.g., shutdown or delay);
[ssquf] Other human activity in the area within each monitoring
period; and
[ssquf] A summary of the following:
[cir] Total number of individuals of each species detected within
the Level B Harassment Zone, and estimated as taken if correction
factor appropriate;
[cir] Total number of individuals of each species detected within
the Level A Harassment Zone and the average amount of time that they
remained in that zone; and
[cir] Daily average number of individuals of each species
(differentiated by month as appropriate) detected within the Level B
Harassment Zone, and estimated as taken, if appropriate.
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any responses (e.g., intensity, duration), the context
of any responses (e.g., critical reproductive time or location,
migration), as well as effects on habitat, and the likely effectiveness
of the mitigation. We also assess the number, intensity, and context of
estimated takes by evaluating this information relative to population
status. Consistent with the 1989 preamble for NMFS's implementing
regulations (54 FR 40338; September 29, 1989), the impacts from other
past and ongoing anthropogenic activities are incorporated into this
analysis via their impacts on the environmental baseline (e.g., as
reflected in the regulatory status of the species, population size and
growth rate where known, ongoing sources of human-caused mortality, or
ambient noise levels).
As stated in the mitigation section, shutdown zones that are larger
than the Level A harassment zones and are expected avoid the likelihood
of Level A harassment for six of the seven species. As previously
described, six instances of take by Level A harassment were added for
harbor seals as a conservative measure if they enter the Level A
harassment zone before detected by PSOs.
Exposures to elevated sound levels produced during pile driving
activities may cause behavioral disturbance of marine mammals, but they
are expected to be mild and temporary. Effects on individuals that are
taken by Level B harassment, on the basis of reports in the literature
as well as monitoring from other similar activities, will likely be
limited to reactions such as increased swimming speeds, increased
surfacing time, or decreased foraging (if such activity were occurring)
(e.g., Thorson and Reyff, 2006; Lerma, 2014). Most likely, individuals
will simply move away from the sound source and be temporarily
displaced from the areas of pile driving, although even this reaction
has been observed primarily only in association with impact pile
driving. These reactions and behavioral changes are expected to subside
quickly when the exposures cease.
To minimize noise during pile driving, and thereby both the scale
and potential severity of the anticipated effects, the City will use
pile cushions and a bubble curtain during impact pile driving.
During all impact driving, implementation of soft start procedures
and monitoring of established shutdown zones will be required,
significantly reducing the possibility of injury. Given sufficient
notice through use of soft start (for impact driving), marine mammals
are expected to move away from an irritating sound source prior to it
becoming potentially injurious. In addition, PSOs will be stationed
within the action area whenever pile driving/removal activities are
underway. Depending on the activity, the City will employ one to two
PSOs to ensure all monitoring and shutdown zones are properly observed.
Two known pinniped haulout sites (non-pupping sites) are located in
the vicinity of the project area. One is an existing haulout platform
approximately 0.5 mile southeast of the project area (separated from
project activities by approximately 0.3 mile of developed areas on-
land). The second haulout is the western end of Breakwater Island,
approximately 1.0 mile southwest of the location of pile driving
activities (Figure 4 of the application). They are both well outside
the PTS isopleths for pinnipeds. Exposures to elevated sound levels
produced during pile driving activities once the animals enter the
water from
[[Page 45997]]
the haulouts may cause behavioral responses by an animal, but they are
expected to be mild and temporary and limited to Level B harassment.
The planned activities would not result in permanent impacts to
habitats used directly by marine mammals except the actual footprint of
the project. The footprint of the project is small, and equal to the
area the ferry associated pile placement. The installation of piles for
the new pier will result in permanent impacts on 61 ft\2\ of aquatic
habitat. At best, the impact area, which is located in Seaplane Lagoon,
provides marginal foraging habitat for marine mammals and fish. In
addition, impacts to marine mammal prey species are expected to be
minor and temporary. Overall, the area impacted by the project is very
small compared to the available habitat in the bay. The most likely
impact to prey will be temporary behavioral avoidance of the immediate
area. During pile driving/removal activities, it is expected that fish
and marine mammals would temporarily move to nearby locations and
return to the area following cessation of in-water construction
activities. Therefore, indirect effects on marine mammal prey during
the construction are not expected to be substantial.
In summary and as described above, the following factors primarily
support our determination that the impacts resulting from this activity
are not expected to adversely affect the species or stock through
effects on annual rates of recruitment or survival:
[ssquf] No serious injury or mortality is anticipated;
[ssquf] Anticipated incidents of Level A harassment are very small
in number and would consist of no more than a small degree of PTS;
[ssquf] Anticipated incidents of Level B harassment consist of, at
worst, temporary modifications in behavior;
[ssquf] Minimal impacts to marine mammal habitat are expected;
[ssquf] The action area is located and within an active marine
commercial area;
[ssquf] There are no rookeries, or other known areas or features of
special significance for foraging or reproduction in the project area;
[ssquf] The required mitigation measures (i.e., shutdown zones and
pile cushion, and bubble curtain) are expected to be effective in
reducing the effects of the specified activity.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the planned monitoring and
mitigation measures, NMFS finds that the total marine mammal take from
the planned activity will have a negligible impact on all affected
marine mammal species or stocks.
Small Numbers
As noted above, only small numbers of incidental take may be
authorized under Section 101(a)(5)(D) of the MMPA for specified
activities other than military readiness activities. The MMPA does not
define small numbers and so, in practice, where estimated numbers are
available, NMFS compares the number of individuals taken to the most
appropriate estimation of abundance of the relevant species or stock in
our determination of whether an authorization is limited to small
numbers of marine mammals. Additionally, other qualitative factors may
be considered in the analysis, such as the temporal or spatial scale of
the activities.
The take of 6 marine mammal stocks comprises less than two percent
of the stock abundance, and less than 11 percent for bottlenose
dolphins (California coastal).
Based on the analysis contained herein of the planned activity
(including the mitigation and monitoring measures) and the anticipated
take of marine mammals, NMFS finds that small numbers of marine mammals
will be taken relative to the population size of the affected species
or stocks.
Unmitigable Adverse Impact Analysis and Determination
There are no relevant subsistence uses of the affected marine
mammal stocks or species implicated by this action.
National Environmental Policy Act
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must review our action (i.e., the issuance of an incidental
harassment authorization) with respect to potential impacts on the
human environment. This action is consistent with categories of
activities identified in Categorical Exclusion B4 (incidental
harassment authorizations with no anticipated serious injury or
mortality) of the Companion Manual for NOAA Administrative Order 216-
6A, which do not individually or cumulatively have the potential for
significant impacts on the quality of the human environment and for
which we have not identified any extraordinary circumstances that would
preclude this categorical exclusion. Accordingly, NMFS has determined
that the issuance of the IHA qualifies to be categorically excluded
from further NEPA review.
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered Species Act of 1973 (ESA: 16
U.S.C. 1531 et seq.) requires that each Federal agency insure that any
action it authorizes, funds, or carries out is not likely to jeopardize
the continued existence of any endangered or threatened species or
result in the destruction or adverse modification of designated
critical habitat. No ESA listed species are authorized for take.
Therefore, NMFS has determined consultation under the ESA is not
required.
Authorization
As a result of these determinations, NMFS authorizes an IHA to the
City for pile driving and removal activities during construction of the
Alameda Seaplane Lagoon ferry terminal provided the previously
mentioned mitigation, monitoring, and reporting requirements are
incorporated.
Dated: August 27, 2019.
Donna S. Wieting,
Director, Office of Protected Resources, National Marine Fisheries
Service.
[FR Doc. 2019-18884 Filed 8-30-19; 8:45 am]
BILLING CODE 3510-22-P