[Federal Register Volume 82, Number 158 (Thursday, August 17, 2017)]
[Rules and Regulations]
[Pages 39160-39274]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-17207]
[[Page 39159]]
Vol. 82
Thursday,
No. 158
August 17, 2017
Part II
Department of Commerce
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National Oceanic and Atmospheric Administration
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50 CFR Part 226
Endangered and Threatened Species; Designation of Critical Habitat for
the Endangered New York Bight, Chesapeake Bay, Carolina and South
Atlantic Distinct Population Segments of Atlantic Sturgeon and the
Threatened Gulf of Maine Distinct Population Segment of Atlantic
Sturgeon; Final Rule
Federal Register / Vol. 82 , No. 158 / Thursday, August 17, 2017 /
Rules and Regulations
[[Page 39160]]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 226
[Docket No. 150818735-7452-02]
RIN 0648-BF28
Endangered and Threatened Species; Designation of Critical
Habitat for the Endangered New York Bight, Chesapeake Bay, Carolina and
South Atlantic Distinct Population Segments of Atlantic Sturgeon and
the Threatened Gulf of Maine Distinct Population Segment of Atlantic
Sturgeon
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
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SUMMARY: We (NMFS) are issuing this final rule to designate critical
habitat for the threatened Gulf of Maine distinct population segment
(DPS) of Atlantic sturgeon, the endangered New York Bight DPS of
Atlantic sturgeon, the endangered Chesapeake Bay DPS of Atlantic
sturgeon, the endangered Carolina DPS of Atlantic sturgeon and the
endangered South Atlantic DPS of Atlantic sturgeon pursuant to the
Endangered Species Act (ESA). Specific occupied areas designated as
critical habitat for the Gulf of Maine DPS of Atlantic sturgeon contain
approximately 244 kilometers (km; 152 miles) of aquatic habitat in the
following rivers of Maine, New Hampshire, and Massachusetts: Penobscot,
Kennebec, Androscoggin, Piscataqua, Cocheco, Salmon Falls, and
Merrimack. Specific occupied areas designated as critical habitat for
the New York Bight DPS of Atlantic sturgeon contain approximately 547
km (340 miles) of aquatic habitat in the following rivers of
Connecticut, Massachusetts, New York, New Jersey, Pennsylvania, and
Delaware: Connecticut, Housatonic, Hudson, and Delaware. Specific
occupied areas designated as critical habitat for the Chesapeake Bay
DPS of Atlantic sturgeon contain approximately 773 km (480 miles) of
aquatic habitat in the following rivers of Maryland, Virginia, and the
District of Columbia: Potomac, Rappahannock, York, Pamunkey, Mattaponi,
James, Nanticoke, and the following other water body: Marshyhope Creek.
Specific occupied areas designated as critical habitat for the Carolina
DPS of Atlantic sturgeon contain approximately 1,939 km (1,205 miles)
of aquatic habitat in the following rivers of North Carolina and South
Carolina: Roanoke, Tar-Pamlico, Neuse, Cape Fear, Northeast Cape Fear,
Waccamaw, Pee Dee, Black, Santee, North Santee, South Santee, and
Cooper, and the following other water body: Bull Creek. Specific
occupied areas designated as critical habitat for the South Atlantic
DPS of Atlantic sturgeon contain approximately 2,883 km (1,791 miles)
of aquatic habitat in the following rivers of South Carolina, Georgia,
and Florida: Edisto, Combahee-Salkehatchie, Savannah, Ogeechee,
Altamaha, Ocmulgee, Oconee, Satilla, and St. Marys Rivers.
DATES: This rule becomes effective September 18, 2017.
ADDRESSES: The final rule, maps, Final Impacts Analysis Reports and
Final Regulatory Flexibility Analyses used in preparation of this final
rule are available on the NMFS Greater Atlantic Regional Fisheries
Office (GARFO) Web site at http://www.greateratlantic.fisheries.noaa.gov/, and NMFS Southeast Regional
Fisheries Office (SERO) Web site at http://sero.nmfs.noaa.gov/, or by
contacting Lynn Lankshear, NMFS, GARFO, 55 Great Republic Drive,
Gloucester, MA 01930 or Andrew Herndon, NMFS, SERO, 263 13th Avenue
South, Saint Petersburg, FL 33701.
FOR FURTHER INFORMATION CONTACT: Lynn Lankshear, NMFS, GARFO at the
address above or at 978-282-8473; Andrew Herndon, NMFS, SERO at the
address above or at 727-824-5312; or Marta Nammack, NMFS, Office of
Protected Resources at 301-427-8469.
SUPPLEMENTARY INFORMATION:
Background
In 2012, we listed five DPSs of Atlantic sturgeon under the ESA:
Four were listed as endangered (New York Bight DPS and Chesapeake Bay
DPS; 77 FR 5880; February 6, 2012; Carolina DPS and South Atlantic DPS;
77 FR 5914; February 6, 2012) and one as threatened (Gulf of Maine DPS;
77 FR 5880; February 6, 2012). On March 18, 2014, two non-governmental
organizations filed a lawsuit alleging we had violated the ESA by
failing to issue proposed and final rules designating critical habitat
for the Atlantic sturgeon DPSs. Pursuant to a court-ordered settlement
agreement, as modified, we agreed to submit proposed rules designating
critical habitat for all DPSs of Atlantic sturgeon to the Office of the
Federal Register by May 30, 2016. NMFS met that deadline and the two
proposed critical habitat rules for the five Atlantic sturgeon DPSs
were published on June 3, 2016. The proposed designations can be found
at 81 FR 35701 for the Gulf of Maine, New York Bight, and Chesapeake
Bay DPSs of Atlantic sturgeon and at 81 FR 36077 for the Carolina and
South Atlantic DPSs of Atlantic sturgeon. A subsequent correction
notice clarifying the types of manmade structures not included in the
proposed designation for the Carolina and South Atlantic DPSs was
published on June 28, 2016 (81 FR 41926). On February 11, 2016, NMFS
and the USFWS published a final rule, Implementing Changes to the
Regulations for Designating Critical Habitat (81 FR 7414) (the
Implementation rule). As the Implementation rule discussed, the changes
to these regulations were meant to more clearly describe the Services'
past and ongoing practices for designating critical habitat. The
proposed rules designating critical habitat for Atlantic sturgeon were
largely drafted at the time the final Implementation rule was
published, and were based on past practices incorporated into that
rule. Thus, no substantive changes were made to the Atlantic sturgeon
proposed rules as a result of finalizing the Implementation rule.
We solicited comments from the public on all aspects of the
proposed rules and held public hearings in Gloucester, Massachusetts;
Brunswick, Georgia; Charleston, South Carolina; and Morehead City,
North Carolina. The initial regulatory flexibility analysis (IRFA) and
the draft Impacts Analysis (DIA) prepared for each proposed rule
pursuant to section 4(b)(2) of the ESA were made available for public
review and comment along with the proposed rules. Upon request, we re-
opened the public comment period of both proposed rules for an
additional 15 days, from September 29, 2016, to October 14, 2016 (81 FR
66911; Sept. 29, 2016); the entire public comment period totaled 105
days. After receiving public comment, we decided to complete the
critical habitat designations with one final rule. Combining the
designations into a single final rule will provide greater clarity to
the public about the total extent of the Atlantic sturgeon critical
habitat designations, reduce redundancy, and enable the public to
better understand the need to designate the affected areas.
Final regulatory flexibility analyses (FRFAs) and final Impacts
Analysis reports (IAs) updating the initial analyses and reports, that
were published with the proposed rules, have been prepared to accompany
this final rule. Combining the regional FRFAs and
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IAs into single documents would make it difficult for the public to
keep track of which parts of the single documents built upon the
underlying data from the individual analyses published with the
proposed rules. In addition, at the proposed rule stage, our two NMFS
regions used different methodologies to evaluate impacts, relying on
consultation databases that are region specific to address the
different circumstances applicable to a specific region. Courts have
noted the ESA provides the USFWS and NMFS (the Services) with broad
discretion and flexibility in determining which particular
methodologies or approaches are best for each specific set of
circumstances (See, e.g., Bldg. Indus. Ass'n of the Bay Area et al. v.
U.S. Dep't. of Commerce et al., No. 13-15132, 9th Cir., July 7, 2015
(upholding district court's ruling that the ESA does not require the
agency to follow a specific methodology when designating critical
habitat under section 4(b)(2)). Accordingly, we maintained the separate
sets because combining the two distinct sets of regional analyses would
not have gained any efficiencies and would have created overly
complicated reports that would be difficult for the public to follow.
The final analyses are publicly available (see ADDRESSES).
We determined that a key conservation objective for the Gulf of
Maine, New York Bight, and Chesapeake Bay DPSs is to increase the
abundance of each DPS by facilitating increased successful reproduction
and recruitment to the marine environment. We know that each of these
DPSs is at a low level of abundance and that successful reproduction
and recruitment, which are essential to the conservation of the
species, occur in a limited number of rivers for each DPS. Based on the
best scientific information available for the life history needs of the
Gulf of Maine, New York Bight, and Chesapeake Bay DPSs, the physical
features essential to the conservation of the species and that may
require special management considerations or protection are:
(1) Hard bottom substrate (e.g., rock, cobble, gravel, limestone,
boulder, etc.) in low salinity waters (i.e., 0.0 to 0.5 parts per
thousand (ppt) range) for settlement of fertilized eggs, refuge,
growth, and development of early life stages;
(2) Aquatic habitat with a gradual downstream salinity gradient of
0.5 up to as high as 30 ppt and soft substrate (e.g., sand, mud)
between the river mouth and spawning sites for juvenile foraging and
physiological development;
(3) Water of appropriate depth and absent physical barriers to
passage (e.g., locks, dams, thermal plumes, turbidity, sound,
reservoirs, gear, etc.) between the river mouth and spawning sites
necessary to support:
(i) Unimpeded movement of adults to and from spawning sites;
(ii) Seasonal and physiologically dependent movement of juvenile
Atlantic sturgeon to appropriate salinity zones within the river
estuary; and
(iii) Staging, resting, or holding of subadults or spawning
condition adults.
Water depths in main river channels must also be deep enough (e.g.,
at least 1.2 m) to ensure continuous flow in the main channel at all
times when any sturgeon life stage would be in the river.
(4) Water, between the river mouth and spawning sites, especially
in the bottom meter of the water column, with the temperature,
salinity, and oxygen values that, combined, support:
(i) Spawning;
(ii) Annual and interannual adult, subadult, larval, and juvenile
survival; and
(iii) Larval, juvenile, and subadult growth, development, and
recruitment (e.g., 13 [deg]C to 26 [deg]C for spawning habitat and no
more than 30 [deg]C for juvenile rearing habitat, and 6 milligrams per
liter (mg/L) dissolved oxygen (DO) or greater for juvenile rearing
habitat).
We determined that the key conservation objectives for the Carolina
and South Atlantic DPSs of Atlantic sturgeon are to increase the
abundance of each DPS by facilitating increased survival of all life
stages and facilitating adult reproduction and juvenile and subadult
recruitment into the adult population. We determined the physical
features essential to the conservation of the species and that may
require special management considerations or protection, which support
the identified conservation objectives, are:
(1) Hard bottom substrate (e.g., rock, cobble, gravel, limestone,
boulder, etc.) in low salinity waters (i.e., 0.0-0.5 ppt range) for
settlement of fertilized eggs and refuge, growth, and development of
early life stages;
(2) Transitional salinity zones inclusive of waters with a gradual
downstream gradient of 0.5- up to 30 ppt and soft substrate (e.g.,
sand, mud) between the river mouths and spawning sites for juvenile
foraging and physiological development;
(3) Water of appropriate depth and absent physical barriers to
passage (e.g., locks, dams, thermal plumes, turbidity, sound,
reservoirs, gear, etc.) between the river mouths and spawning sites
necessary to support:
(i) Unimpeded movement of adults to and from spawning sites;
(ii) Seasonal and physiologically-dependent movement of juvenile
Atlantic sturgeon to appropriate salinity zones within the river
estuary; and
(iii) Staging, resting, or holding of subadults or spawning
condition adults.
Water depths in main river channels must also be deep enough (at
least 1.2 m) to ensure continuous flow in the main channel at all times
when any sturgeon life stage would be in the river.
(4) Water quality conditions, especially in the bottom meter of the
water column, between the river mouths and spawning sites with
temperature and oxygen values that support:
(i) Spawning;
(ii) Annual and inter-annual adult, subadult, larval, and juvenile
survival; and
(iii) Larval, juvenile, and subadult growth, development, and
recruitment. Appropriate temperature and oxygen values will vary
interdependently, and depending on salinity in a particular habitat.
For example, 6.0 mg/L DO or greater likely supports juvenile rearing
habitat, whereas DO less than 5.0 mg/L for longer than 30 days is less
likely to support rearing when water temperature is greater than 25
[deg]C. In temperatures greater than 26 [deg]C, DO greater than 4.3 mg/
L is needed to protect survival and growth. Temperatures of 13 to 26
[deg]C likely to support spawning habitat.
Atlantic Sturgeon Natural History and Status
There are two subspecies of Atlantic sturgeon--the Gulf sturgeon
(Acipenser oxyrinchus desotoi) and the Atlantic sturgeon (Acipenser
oxyrinchus oxyrinchus). Historically, the Gulf sturgeon occurred from
the Mississippi River east to Tampa Bay in Florida. Its present range
extends from Lake Pontchartrain and the Pearl River system in Louisiana
and Mississippi east to the Suwannee River in Florida. The Gulf
sturgeon was listed as threatened under the ESA in 1991. This rule
addresses the Atlantic sturgeon (Acipenser oxyrinchus oxyrinchus),
which is distributed along the eastern coast of North America.
Historically, sightings of Atlantic sturgeon have been reported from
Hamilton Inlet, Labrador, Canada, south to the St. Johns River,
Florida, United States. Reported occurrences south of the St. Johns
River, Florida, have been rare but have increased recently with the
evolution of acoustic telemetry coupled with increased receiver arrays.
Although there is considerable variability among species, all
sturgeon species (Order Acipenseriformes) have
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some common life history traits. They all: (1) Occur within the
Northern Hemisphere; (2) spawn in freshwater over hard bottom
substrates; (3) generally do not spawn annually; (4) are benthic
foragers; (5) mature relatively late and are relatively long lived; and
(6) are relatively sensitive to low DO levels (Dees, 1961; Sulak and
Clugston, 1999; Billard and Lecointre, 2001; Secor and Niklitschek,
2002; Pikitch et al., 2005).
Atlantic sturgeon have all of the above traits. They occur along
the eastern coast of North America from Hamilton Inlet, Labrador,
Canada to Cape Canaveral, Florida, United States (Bigelow and Welsh,
1925; Dees, 1961; Vladykov and Greeley, 1963; NMFS and U.S. Fish and
Wildlife Service (USFWS), 2007; T. Savoy, CT DEEP, pers. comm.).
Atlantic sturgeon are a long-lived, late-maturing, estuarine-dependent,
anadromous species with a maximum lifespan of up to 60 years, although
the typical lifespan is probably much shorter (Sulak and Randall, 2002;
Balazik et al., 2010). Atlantic sturgeon reach lengths up to 14 ft
(4.27 m), and weigh over 800 pounds (363 kilograms (kg)). Many datasets
demonstrate clinal variation in vital parameters of Atlantic sturgeon
populations, with faster growth and earlier age at maturation in more
southern systems. Atlantic sturgeon mature between the ages of 5 and 19
years in South Carolina (Smith et al., 1982), between 11 and 21 years
in the Hudson River (Young et al., 1988), and between 22 and 34 years
in the St. Lawrence River (Scott and Crossman, 1973). Atlantic sturgeon
generally do not spawn every year. Multiple studies have shown that
spawning intervals range from 1 to 5 years for males (Smith, 1985;
Collins et al., 2000; Caron et al., 2002) and 2 to 5 years for females
(Vladykov and Greeley, 1963; Van Eenennaam et al., 1996; Stevenson and
Secor, 1999). Fecundity of Atlantic sturgeon has been correlated with
age and body size, with egg production ranging from 400,000 to 8
million eggs per year (Smith et al., 1982; Van Eenennaam and Doroshov,
1998; Dadswell, 2006). The average age at which 50 percent of maximum
lifetime egg production is achieved is estimated to be 29 years,
approximately 3 to 10 times longer than for other bony fish species
examined (Boreman, 1997).
Analysis of stomach contents for adults, subadults (i.e., sexually
immature Atlantic sturgeon that have emigrated from the natal estuary
to the marine environment), and juveniles (i.e., sexually immature
Atlantic sturgeon that have not yet emigrated from the natal estuary)
confirms that Atlantic sturgeon are benthic foragers (Ryder, 1888;
Bigelow and Schroeder, 1953; Johnson et al., 1997; Secor et al., 2000;
ASSRT, 2007; Guilbard et al., 2007; Hatin et al., 2007; Savoy, 2007;
Dzaugis, 2013; McLean et al., 2013).
An anadromous species, Atlantic sturgeon spawns in freshwater of
rivers that flow into a coastal estuary. Spawning adults migrate
upriver in the spring, typically during February and March in southern
systems, April and May in mid-Atlantic systems, and May and July in
Canadian systems (Murawski and Pacheco, 1977; Smith, 1985; Bain, 1997;
Smith and Clugston, 1997; Caron et al., 2002). A fall spawning
migration has been hypothesized for many years (Rogers and Weber, 1995;
Weber and Jennings, 1996; Moser et al., 1998) and was recently verified
in the Roanoke River, North Carolina, and the Altamaha River, Georgia
(Smith et. al., 2015; Ingram and Peterson 2016). There is also a
growing body of evidence that some Atlantic sturgeon river populations
have two spawning seasons comprised of different spawning adults
(Balazik and Musick, 2015; Farrae et al., 2017). Since the listings,
additional evidence of fall as well as spring spawning has been
obtained for the Chesapeake Bay DPS of Atlantic sturgeon (Balazik et
al., 2012; Hager et al., 2014; Kahn et al., 2014).
Spawning typically occurs in flowing water upriver of the salt
front of estuaries and below the fall line of large rivers (Borodin,
1925; Leland, 1968; Scott and Crossman, 1973; Crance, 1987; Bain et
al., 2000). The fall line is the boundary between an upland region of
continental bedrock and an alluvial coastal plain, sometimes
characterized by waterfalls or rapids. Spawning sites are well-
oxygenated areas with flowing water ranging in temperature from 13
[deg]C (55 [deg]F) to 26 [deg]C (79 [deg]F), and hard bottom substrate
such as cobble, hard clay, and bedrock (Ryder, 1888; Dees, 1961;
Vladykov and Greeley, 1963; Scott and Crossman, 1973; Gilbert, 1989;
Smith and Clugston, 1997; Bain et al., 2000; Collins et al., 2000;
Balazik et al., 2012; Hager et al., 2014). Depth at which fish spawn
and water depth leading to spawning sites may be highly variable.
Atlantic sturgeon in spawning condition have been tracked and captured
at depths up to 27 m (Borodin 1925; Dees 1961; Hatin et al., 2002;
Balazik et al., 2012; Hager et al., 2014).
Within minutes of being fertilized, the eggs become sticky and
adhere to the substrate for the relatively short and temperature-
dependent period of larval development (Ryder, 1888; Vladykov and
Greeley, 1963; Murawski and Pacheco, 1977; Smith et al., 1980; Van den
Avyle, 1984; Mohler, 2003). Hatching occurs approximately 94 to 140
hours after egg deposition at temperatures of 68.0 to 64.4 [deg]F (20
to 18 [deg]C), respectively. The newly emerged larvae assume a demersal
existence (Smith et al., 1980). The yolk sac larval stage is completed
in about 8 to 12 days, during which time the larvae move downstream to
rearing grounds (Kynard and Horgan, 2002). During the first half of
their migration downstream, movement occurs only at night. During the
day, larvae use benthic structure (e.g., gravel matrix) as refuge
(Kynard and Horgan, 2002). During the latter half of migration, when
larvae are more fully developed, movement to rearing grounds occurs
during both the day and night.
Larval Atlantic sturgeon (i.e., less than 4 weeks old, with total
lengths (TL) less than 30 mm; Van Eenennaam et al., 1996) are assumed
to inhabit the same areas where they were spawned and live at or near
the bottom (Ryder, 1888; Smith et al., 1980; Bain et al., 2000; Kynard
and Horgan, 2002; Greene et al., 2009). The best scientific information
available for behavior of larval Atlantic sturgeon is described from
hatchery studies. Upon hatching, larvae are nourished by the yolk sac,
are mostly pelagic (e.g., exhibit a ``swim-up and drift-down'' behavior
in hatchery tanks; Mohler, 2003), and move away from light (i.e.,
negative photo-taxis; Kynard and Horgan, 2002; Mohler, 2003). Within
days, larvae exhibit more benthic behavior until the yolk sac is
absorbed at about 8 to 10 days post-hatching (Kynard and Horgan, 2002;
Mohler, 2003). Post-yolk sac larvae occur in the water column but feed
at the bottom of the water column (Mohler, 2003; Richardson et al.,
2007).
The next phase of development, referred to as the juvenile stage,
lasts months to years in brackish waters of the natal estuary (Holland
and Yelverton, 1973; Dovel and Berggen, 1983; Waldman et al., 1996;
Shirey et al., 1997; Collins et al., 2000; Secor et al., 2000;
Dadswell, 2006; Hatin et al., 2007; ASSRT, 2007; Calvo et al., 2010;
Schueller and Peterson, 2010). Juvenile rearing habitat is that habitat
necessary for juveniles to grow, develop, and emigrate to the marine
environment where they begin the subadult life stage, eventually
maturing into adults. Juveniles occur in oligohaline waters (salinity
of 0.5 to 5 ppt) and mesohaline waters (salinity of 5 to 18 ppt) of the
natal estuary during growth and development. They will eventually move
into polyhaline waters (salinity of 18-30 ppt), if available in the
natal river estuary, before emigrating from the natal river estuary.
Larger, presumably older,
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juveniles occur across a broader salinity range than smaller,
presumably younger, juveniles (Bain, 1997; Shirey et al., 1997; Haley,
1999; Bain et al., 2000; Collins et al., 2000; Secor et al., 2000;
Hatin et al., 2007; McCord et al., 2007; Munro et al., 2007; Sweka et
al., 2007; Calvo et al., 2010).
The distribution of Atlantic sturgeon juveniles in the natal
estuary is a function of physiological development and habitat
selection based on water quality factors of temperature, salinity, and
DO, which are inter-related environmental variables. In laboratory
studies with salinities of 8 to 15 ppt and temperatures of 12 and 20
[deg]C (53.6 and 68 [deg]F), juveniles less than a year old (also known
as young-of-year [YOY]) had reduced growth at 40 percent DO saturation,
grew best at 70 percent DO saturation, and selected conditions that
supported growth (Niklitschek and Secor, 2009 I; Niklitschek and Secor,
2009 II). Similar results were obtained for age-1 juveniles (i.e.,
greater than 1 year old and less than 2 years old), which have been
shown to tolerate salinities of 33 ppt (e.g., a salinity level
associated with seawater), but grow faster in lower salinity waters
(Niklitschek and Secor, 2009 I; Allen et al., 2014). For the conditions
tested, the best growth for both age groups occurred at DO
concentrations greater than 6.5 mg/L (e.g., 70 percent DO saturation
with salinity of 8 to 15 ppt and temperature of 12 and 20 [deg]C).
While specific DO concentrations at temperatures considered stressful
for Atlantic sturgeon are not available, instantaneous minimum DO
concentrations of 4.3 mg/L protect survival of shortnose sturgeon at
temperatures greater than 29 [deg]C (84.2 [deg]F) (EPA, 2003). However,
data from Secor and Niklitschek (2001) show that shortnose sturgeon are
more tolerant of higher temperatures than Atlantic sturgeon, and the
``high temperature'' for Atlantic sturgeon is actually considered 26
[deg]C (78.8 [deg]F) (Secor and Gunderson, 1998).
Once suitably developed, Atlantic sturgeon leave the natal estuary
and enter marine waters (i.e., waters with salinity greater than 30
ppt); this marks the beginning of the subadult life stage. In the
marine environment, subadults mix with adults and subadults from other
river systems (Bowen and Avise, 1990; Wirgin et al., 2012; Waldman et
al., 2013; O'Leary et al., 2014). Atlantic sturgeon travel long
distances in marine waters, aggregate in both oceanic and estuarine
areas at certain times of the year, and exhibit seasonal coastal
movements in the spring and fall (Vladykov and Greeley, 1963; Oliver et
al., 2013).
The exact spawning locations for Gulf of Maine, New York Bight,
Chesapeake Bay, Carolina, and South Atlantic DPS Atlantic sturgeon are
unknown but inferred based on the location of freshwater, hard
substrate, water depth, tracking of adults to upriver locations and the
behavior of adults at those locations, historical accounts of where the
caviar fishery occurred, capture of YOY and, in limited cases, capture
of larvae and eggs. Spawning sites at multiple locations within the
tidal-affected river likely help to ensure successful spawning given
annual changes in the location of the salt wedge.
Public Comments and Our Responses
We requested comments on the proposed rule to designate critical
habitat for the Gulf of Maine, New York Bight, Chesapeake Bay DPSs of
Atlantic sturgeon (81 FR 35701; June 3, 2016) and on the proposed rule
to designate critical habitat for the Carolina and South Atlantic DPSs
of Atlantic sturgeon (81 FR 36077; June 3, 2016) for a 90-day period.
Following requests from the public, we re-opened the public comment
period for an additional 15 days (81 FR 66911; Sept. 29, 2016), for a
total comment period of 105 days. Five public hearings were also held
on the following dates and in the following locations:
1. Thursday, July 21, 2016, 3 to 5 p.m., Gloucester, Massachusetts.
2. Thursday, July 21, 2016, 6 to 8 p.m., Gloucester, Massachusetts.
3. Monday, June 20, 2016, 7 to 9 p.m., Brunswick, Georgia.
4. Tuesday, June 21, 2016, 7 to 9 p.m., Charleston, South Carolina.
5. Thursday, June 23, 2016, 7 to 9 p.m., Morehead City, North
Carolina.
In addition to the public hearings, during which substantive
comments on the proposed designations could be provided by the public,
we held a public informational meeting prior to each public hearing in
Massachusetts, Georgia, South Carolina, and North Carolina. We also
held public informational meetings in Annapolis, Maryland on July 13,
2016, and in Portland, Maine on July 18, 2016. These informational
meetings reviewed the purpose of designating critical habitat and
answered procedural questions. We did not accept public comment or
answer substantive questions about the areas proposed for designation
at the informational meetings; rather, we provided information on the
public comment process. To further facilitate public participation, the
proposed rules were made available on our regional Web pages and
comments were accepted during public hearings, and via standard mail,
facsimile, and through the Federal eRulemaking portal. In addition to
the proposed rules, the correction notice for the proposed rule for the
Carolina and South Atlantic DPSs, maps of the proposed critical habitat
units, and the DIAs supporting our conclusions under section 4(b)(2) of
the ESA were made publicly available.
Twenty-one people attended the public hearings for the proposed
rule to designate critical habitat for the Gulf of Maine, New York
Bight, and Chesapeake Bay DPSs of Atlantic sturgeon, either in-person
or via telephone, and we received 1,577 responses to the request for
public comments on the proposed rule and supporting documents through
Regulations.gov and by mail, including over 1,000 form letters.
Approximately 40 people attended the public hearings for the proposed
rule to designate critical habitat for the Carolina and South Atlantic
DPSs of Atlantic sturgeon, and 354 public comments were received on the
proposed rule and supporting documents.
We reviewed all comments received for substantive issues relevant
to the proposed critical habitat rules. Some comments resulted in
changes between the proposed and final designation. Changes between the
proposed designations and final designation are highlighted in the
``Summary of Changes From the Proposed Rules'' section of this rule.
The relevant public comments received, both written and oral, are
addressed below. We have responded to the comments received on the
proposed rule for the Gulf of Maine, New York Bight, and Chesapeake Bay
DPSs of Atlantic sturgeon separately from our responses to the comments
received on the proposed rule for the Carolina and South Atlantic DPSs
of Atlantic sturgeon because it would be difficult for a commenter to
identify his or her individual comment and our response if we merged
the comment responses. However, we have assigned comments to major
issue categories and, where appropriate, have combined similar comments
from multiple members of the public or referenced the response to
identical comments received on both proposed rules. We received some
comments related to the listing and DPS delineation and comments
critical of our final rule Implementing Changes to the Regulations for
Designating Critical Habitat (81 FR 7414; February 11, 2016); those
comments are not relevant to this
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critical habitat designation and are not addressed below.
Comments on the Gulf of Maine, New York Bight, and Chesapeake Bay DPS
Proposed Critical Habitat Designations (81 FR 35701; June 3, 2016)
Comments on Geographical Area Occupied
Comment 1: A commenter stated that we have not provided any
evidence that Atlantic sturgeon occupied the Susquehanna River at the
time the species was listed, or at any time in recent history. They
stated that the most recent sighting of Atlantic sturgeon occurred in
1987, nearly 25 years before the species was listed in 2012, and that
sighting occurred near the mouth of the Susquehanna River rather than
in the Susquehanna River. The commenter noted that Exelon monitored the
Susquehanna River for sonic transmitter tagged sturgeons from other
river systems (Delaware River, Potomac River) during 2010 and 2011 with
fixed station acoustic telemetry receivers, and no tagged Atlantic
sturgeon were recorded in the Susquehanna River in either year. In
addition, they stated that Atlantic sturgeon have not been caught in
the Conowingo Dam fish lift in 44 years of fish lift operations, there
have been no reports of anglers catching Atlantic sturgeon or
observations of breaching Atlantic sturgeon in the Susquehanna River,
and there are no records for Atlantic sturgeon in the Susquehanna River
in the USFWS tagging database or the Maryland Department of Natural
Resources reward program database.
Our Response: Our regulations at 50 CFR 424.02 define
``geographical area occupied by the species'' as ``An area that may
generally be delineated around species' occurrences, as determined by
the Secretary (i.e., range). Such areas may include those areas used
throughout all or part of the species' life cycle, even if not used on
a regular basis (e.g., migratory corridors, seasonal habitats, and
habitats used periodically, but not solely, by vagrant individuals).''
The range of each DPS is informed by numerous lines of evidence
including the life history of Atlantic sturgeon, tagging, tracking, and
genetic analyses. Often at the time of designating critical habitat, we
do not have detailed information or the same level of detail for every
part of the species' range. However, the absence of collection or
sighting of Atlantic sturgeon in any part of their range does not
equate to absence of Atlantic sturgeon. Atlantic sturgeon can be
difficult to detect when present in marine and estuarine waters because
they are benthic fish, spending most of their lives well below the
water surface, they do not school, they move within the estuary, and
subadults and adults spend only part of the year in estuarine waters.
There has been very little effort to detect the presence of
Atlantic sturgeon in the Susquehanna River in recent times. Receivers
were placed in the Susquehanna River to detect acoustically tagged
Atlantic sturgeon in 2010 and 2011 but, at that time, we made it clear
that an absence of detections was not confirmation of absence of the
species in the river, given the low number of Atlantic sturgeon that
were acoustically tagged and the limited number of receivers placed in
the river below Conowingo Dam.
Fish behavior rather than fish abundance influences whether a
sturgeon enters a fish lift that was designed for a different fish
species. Therefore, absence of Atlantic sturgeon in the fish lift also
does not equate to absence of Atlantic sturgeon in the river below a
dam. Many of the rivers for which we have more abundant documentation
of Atlantic sturgeon presence also have dams with fish lifts (e.g.,
Connecticut, Penobscot, and Saco Rivers), and only one Atlantic
sturgeon has been observed and documented in a fish lift (at the
Holyoke Dam in the Connecticut River (ASSRT 2007)).
The Maryland Reward Program relied upon reports of Atlantic
sturgeon incidentally caught in fishing gear. The Program operated when
directed fishing for, and incidental capture of, Atlantic sturgeon was
prohibited and when abundance of Atlantic sturgeon was unknown and
estimated to be low (thus later necessitating listing under the ESA).
The lack of reported captures of Atlantic sturgeon in the Susquehanna
can be explained by any number of factors including whether: Fishing
was occurring in the Susquehanna when Atlantic sturgeon were present,
the gear type fished was conducive to catching Atlantic sturgeon, or
the fisherman reported the capture. Similarly, to assess whether the
absence of USFWS tagging database records for Atlantic sturgeon
captures in the Susquehanna reflects absence of Atlantic sturgeon in
the Susquehanna River, a measure of the amount of effort to search for,
capture, and tag Atlantic sturgeon in the Susquehanna River must be
provided. Based on the best scientific information available, there was
no directed effort to search for, capture, and tag Atlantic sturgeon in
the Susquehanna River. Therefore, the absence of records in the USFWS
tagging database does not inform the presence or absence of Atlantic
sturgeon in the river.
The lack of evidence for Atlantic sturgeon presence in the
Susquehanna based on the scientific studies or recreational fishing in
the river is more likely the result of methods and gear that do not
effectively capture sturgeon. Sturgeon tend to sink rather than float
when exposed to electroshocking (Moser et al., 2000). Electroshocking
conducted to retrieve other fish species often does not result in
detection of Atlantic sturgeon because the electric current may only
penetrate a few feet from the surface of the water and not reach the
bottom where sturgeon are most likely to occur. Although some sturgeon
have been detected during electrofishing for other species,
electroshocking is not an effective means for detecting sturgeon
presence. Gillnet gear is only effective when selective for the size of
sturgeon present, and sturgeon can get snagged on recreational hook
gear but do not typically take a hook. Therefore, creel surveys of
recreational fisheries are unlikely to provide evidence of sturgeon
presence, particularly when the recreational fisheries are targeting
fish species dissimilar to sturgeons (e.g., in size, feeding
characteristics).
Since the listing of the Chesapeake Bay DPS in 2012, increased
effort to detect Atlantic sturgeon in the Pamunkey, Nanticoke, and
Rappahannock Rivers has led to the discovery of Atlantic sturgeon
spawning populations and sturgeon presence that were undetected before
the listing. These include a spawning population in the Pamunkey River
(Hager et al., 2014; Kahn et al., 2014), a likely spawning population
in the Nanticoke River, and detection of Atlantic sturgeon in the
Rappahannock River.
Comment 2: An industry trade group stated we inappropriately
delineated the ``geographical area occupied'' by the species as the
entire ``aquatic habitat (e.g., below the high tide line)'' of inland
freshwater areas that are currently accessible to the Atlantic
sturgeon. These commenters stated that we inappropriately included not
just areas where the species has actually been located, but instead we
also included wider areas around the species' occurrences and areas
that may be used only temporarily or periodically by the species. They
stated that ``areas identified as occupied include vast areas where
there is no evidence the species even occurs, much less occupies.'' The
commenter states that the Services' Consultation Handbook provides that
occupied critical habitat is ``critical habitat that contains
[[Page 39165]]
individuals of the species at the time of the project analysis.''
Our Response: Our regulations at 50 CFR 424.02 define the
geographical area occupied by the species as an area that may generally
be delineated around species' occurrences (i.e., range), and this may
include those areas used throughout all or part of the species' life
cycle, even if they are not used on a regular basis (e.g., migratory
corridors, seasonal habitats, and or habitats used periodically, but
not solely by vagrant individuals). This is consistent with past
critical habitat designations (e.g., Final Rule Designating Critical
Habitat for Threatened Elkhorn and Staghorn Corals (73 FR 72210;
November 26, 2008): ``We have long interpreted `geographical area
occupied' in the definition of critical habitat to mean the range of
the species at the time of listing (45 FR 13011; February 27, 1980)'').
The geographical area occupied as specified in this designation meets
the regulatory definition, and our application of the term
``geographical area occupied'' to Atlantic sturgeon is appropriate. As
the court in Arizona Cattle Growers Ass'n v. Salazar (606 F.3d 1160,
1164 (9th Cir. 2010)) held, ``[d]etermining whether a species uses an
area with sufficient regularity that it is `occupied' is a highly
contextual and fact-dependent inquiry. Cf. Cape Hatteras Access Pres.
Alliance v. United States DOI, 344 F. Supp. 2d 108, 119-20 (D.D.C.
2004). Relevant factors may include how often the area is used, how the
species uses the area, the necessity of the area for the species'
conservation, species characteristics such as degree of mobility or
migration, and any other factors that may bear on the inquiry.'' In
claiming that the 1998 Consultation Handbook provides that occupied
critical habitat is that which is occupied by individuals of the
species at the time of a project analysis, the commenter did not
include the entire discussion about occupied critical habitat. As we
explained more fully in our Handbook, ``[a] species does not have to
occupy critical habitat throughout the year for the habitat to be
considered occupied (e.g. migratory birds).'' The court in Arizona
Cattle Growers cited this language as appropriately recognizing that
``a species need not be present continuously for habitat to be
considered ``occupied.'' 606 F.3d at 1165. The court rejected a narrow
interpretation of ``occupied'' based solely on documented ''residence''
of individual animals, holding that ``[w]here data are inconclusive or
where habitat is used on a sporadic basis, allowing the FWS to
designate as `occupied' habitat where the species is likely to be found
promotes the ESA's conservation goals and comports with the ESA's
policy of ``institutionalized caution'' (Id. at 1166-1167), and that
``[t]he fact that a member of the species is not present in an area at
a given instant does not mean the area is suitable only for future
occupancy if the species regularly uses the area'' (Id. at 1167).
For Atlantic sturgeon, we identified the geographical area occupied
based on the species' well-known anadromous life history, including
returning to natal rivers to spawn, spawning behaviors, and habitat
common to sturgeon species and verified for Atlantic sturgeon, as well
as the need to protect spawning and reproductive habitat for population
growth and conservation of the species, among other factors. Some
portion of each river population returns to its natal river to spawn
every year, and if spawning occurs and is successful, young sturgeon
use the natal river to forage, develop and mature every year.
Comment 3: A state agency stated there may be habitat features
conducive for Atlantic sturgeon reproduction and recruitment in the
Piscataqua, Salmon Falls, and Cocheco Rivers, but there was no evidence
that Atlantic sturgeon have used New Hampshire estuaries and coastal
rivers as spawning and nursery habitat from at least 35 years of
surveys, studies, etc. The commenter stated that recent evidence from
acoustical tagging (Micah Kieffer, USGS, personal communication, as
cited in the comment) leads to the conclusion that sturgeons spend only
brief periods in the Piscataqua River/Great Bay system during longer
movements between the Merrimack and Kennebec Rivers. A fisherman
similarly stated that in all of his fishing trips in the Piscataqua
River over the course of 20-plus years, he had never encountered
Atlantic sturgeon in the Piscataqua River, and he does not believe that
Atlantic sturgeon spawning or juvenile rearing occurs in the
Piscataqua, Salmon Falls, and Cocheco Rivers.
Our Response: We disagree with these commenters' assertions that
Atlantic sturgeon do not occur in these waterbodies. The Piscataqua
River as well as the Cocheco and Salmon Falls Rivers downriver of their
respective lowermost dams are part of the geographical area occupied by
Atlantic sturgeon. Recent evidence of their presence includes detection
of tagged Atlantic sturgeon (M.Kieffer, USGS, pers. comm.). Because the
number of tagged Atlantic sturgeon represents only a fraction of the
total number of sturgeon, and receivers for detecting tags are not in
the rivers throughout the year, the number of Atlantic sturgeon
detected in the Piscataqua is very likely less than the total number of
Atlantic sturgeon that actually occur in the Piscataqua and as far
upriver as the lowermost dams of the Cocheco and Salmon Falls Rivers.
We identified the Piscataqua River and portions of the Salmon Falls
and Cocheco Rivers as a potential critical habitat area for the Gulf of
Maine DPS because the physical features are present. We considered
whether the identified area was essential to the conservation of the
Gulf of Maine DPS and concluded that it was, given the capture of a
large female Atlantic sturgeon with eggs, at the head-of-tide in the
Salmon Falls River in South Berwick, Maine on June 18, 1990, thus
demonstrating behavior consistent with spawning was occurring in the
system. We also took into consideration the limited number of other
rivers with spawning and rearing habitat in the Gulf of Maine DPS, the
continuing threats to the DPS, the threats to the features of critical
habitat, and the uncertainty for how much spawning and rearing habitat
is necessary to recover the Gulf of Maine DPS. Together, this
information supports our conclusion that the Piscataqua River, and
portions of the Salmon Falls and Cocheco Rivers, are part of the
geographical area occupied by the Gulf of Maine DPS and these areas are
essential to the conservation of the Gulf of Maine DPS.
We are not surprised that there have been very few incidental
captures of Atlantic sturgeon in fisheries or research surveys and
studies conducted in the Piscataqua River. We know from other river
systems that capture of any of the Atlantic sturgeon life stages can be
difficult even when the proper gear for capturing Atlantic sturgeon is
used, and used at the time and in the area where Atlantic sturgeon are
likely to occur. Atlantic sturgeon populations in a number of rivers
were considered extirpated at one point, only later to find that
genetically unique populations were present (e.g., the James River and
York River systems, the Connecticut River, the Nanticoke River, and
Marshyhope Creek).
Comment 4: A representative for a power operation on the Hudson
River stated that atypical passage or straying is not enough to
constitute critical habitat, and critical habitat shall not include the
entire geographical area which can be occupied by the threatened or
endangered species.
Our Response: We agree that it is inappropriate to designate the
entire area occupied by a DPS as critical
[[Page 39166]]
habitat. However, we have not done that for any of the Atlantic
sturgeon DPSs. The geographical area occupied by the New York Bight DPS
of Atlantic sturgeon is a broad area that includes the Hudson River as
far upriver as the Federal Dam near Albany, NY. The New York Bight DPS
consists of all Atlantic sturgeon spawned in the watersheds that drain
into coastal waters, including Long Island Sound, the New York Bight,
and Delaware Bay, from Chatham, Massachusetts to the Delaware-Maryland
border on Fenwick Island. The range of the DPS in marine waters extends
from Labrador, Canada to Cape Canaveral, Florida, United States. The
area of the Hudson River that we are designating as critical habitat
is, therefore, a specific area within the much broader geographical
area occupied by the DPS.
Comments on Physical or Biological Features (PBFs)
Comment 5: A commenter stated the critical habitat designation for
Atlantic sturgeon fails to identify any in-river habitats that are
important aggregation areas for Atlantic sturgeon. They also stated
that we designated in-river habitats where sturgeon congregate,
presumably for resting and energy conservation, for both the southern
DPS of green sturgeon, and for Gulf sturgeon, and it is likely that
Atlantic sturgeon have a similar habitat requirement.
Our Response: While there are similarities between all sturgeon
species, there are also differences. The proposed rule and the Impacts
Analysis and Biological Information Source Document summarized the
literature describing spawning behavior for male and female Atlantic
sturgeon. Briefly, male Atlantic sturgeon in spawning condition have
been observed to stage in more saline waters of the coastal estuary
before moving upriver once the water temperature reaches approximately
6 [deg]C (43[emsp14][deg]F). They may spend weeks moving upstream and
downstream of the presumed spawning area(s) before moving back
downriver to the lower estuary and residing there until outmigration in
the fall (Smith et al., 1982; Dovel and Berggren, 1983; Smith, 1985;
Bain, 1997; Bain et al., 2000; Collins et al., 2000; Hatin et al.,
2002; Greene et al., 2009; Balazik et al., 2012; Breece et al., 2013).
In contrast, spawning females move upriver when temperatures are closer
to 12 to 13 [deg]C (54 to 55[emsp14][deg]F), return downriver
relatively quickly, and may leave the estuary and travel to other
coastal estuaries until outmigration to marine waters in the fall
(Smith et al., 1982; Dovel and Berggren, 1983; Smith, 1985; Bain, 1997;
Bain et al., 2000; Collins et al., 2000; Greene et al., 2009; Balazik
et al., 2012; Breece et al., 2013).
The use of telemetry tags for Atlantic sturgeon and more widespread
use of receiver arrays has provided new information on Atlantic
sturgeon spawning behavior and whether or when staging occurs. In the
James River, some males moved straight to the hypothesized spawning
ground without any apparent staging period while others occurred
downriver in brackish water during the summer before moving upstream in
August or early September; still others occurred farther upriver for a
period of time before the spawning period (Balazik and Musick, 2015).
Given the various movement patterns, it is not clear to what extent
staging occurs or, for those fish that do appear to stage, whether it
is essential for successful reproduction. Therefore, we have not
included specific staging areas as a physical or biological feature of
Atlantic sturgeon critical habitat. However, we recognize new research
may lead to better identification regarding whether, where, and when
Atlantic sturgeon stage. Therefore, the feature addressing access
includes open passage between the river mouth and spawning sites to
support life history needs associated with reproduction such as
staging, resting, or holding of spawning condition adults.
Comment 6: Two commenters provided information on the presence of
Atlantic sturgeon in the Hudson River and in Delaware Bay in proximity
to sand waves, postulating that sand wave habitat provides the same
function as deep holes provide for green and Gulf sturgeon, allowing
Atlantic sturgeon to rest and feed during the spawning season.
According to the commenters, in the Hudson River, sand waves were found
in proximity to the Atlantic sturgeon spawning areas. Side scan sonar
showed a high density of spawning size Atlantic sturgeon in sand wave
habitat and no sturgeon in sand habitat without waves. A gill net set
in proximity to the sand wave habitat had high catch rates of Atlantic
sturgeon. Similarly, in the Delaware Bay, telemetry tagged Atlantic
sturgeon were detected in high density in a relatively small area (18.8
acres) within, and bordering sand wave habitat. The commenters point
out that habitat that provides for rest or cover has been identified as
an essential feature for other fish species.
Our Response: The commenters provide new, intriguing information
for a possible association between Atlantic sturgeon and sand wave
habitat. When designating critical habitat, we do not have to know
exactly why the listed species occurs in an area. We do, however, need
to identify physical or biological features that support the life
history needs of the species. The commenters postulate that the sand
waves provide resting and feeding areas for Atlantic sturgeon during
spawning and feeding in the lower estuary. However, no information was
provided to support this theory and the literature does not point
toward evidence of feeding or resting during spawning. On the contrary,
available references suggest female Atlantic sturgeon make rapid
upriver and downriver movements during spawning and can completely
leave the spawning estuary and travel to other estuarine environments,
presumably for foraging. Males move upriver and downriver of the
spawning area during the spawning season, and then move downriver at
the end of the spawning season presumably to rest and forage before
leaving the spawning estuary in the fall. At this time, we do not have
sufficient information to determine what life history needs sand waves
may support.
Sand waves are a common feature of the Hudson River and Delaware
Bay as well as other rivers and bays (e.g., see information for the
Delaware Bay Benthic Mapping Project at http://www.dnrec.delaware.gov/coastal/dnerr/documents/benthic4plet.pdf, and Levin et al., 1992). The
mapping images provided by the commenter for the Hudson River depict
dynamic wave habitat and approximate spawning area for Atlantic
sturgeon. Wave habitat is depicted as occurring in a number of areas.
Some of these are in proximity to spawning areas and some are not.
Similarly, the information provided by the commenter for Delaware Bay
depicts sand wave habitat in proximity to an observed aggregation of
Atlantic sturgeon. However, no information is provided for Atlantic
sturgeon presence in other areas of the Bay where sand wave habitat
also occurs and does not occur. Therefore, the information provided and
the other available information (i.e., published literature) do not
support the commenter's position that sand waves in the Hudson River
and Delaware Bay support the life history needs of the New York Bight
DPS, and we have not included sand waves as a physical or biological
feature of critical habitat for the New York Bight DPS of Atlantic
sturgeon.
Comment 7: A commenter stated that while the proposed designation
includes soft-bottom habitats for juvenile foraging and development, it
fails to expressly recognize the need to protect soft-bottom areas that
serve as
[[Page 39167]]
resting and feeding habitats for spawning adults. The commenter called
upon us to designate soft-bottom areas of the Hudson River for resting
and feeding habitats for spawning adults, particularly the areas with
sand waves, as critical habitat.
Our Response: Soft-bottom areas of the Hudson River are part of the
Hudson River critical habitat unit based on the best available
scientific information that soft bottom substrates and the transitional
salinity zone are needed for juvenile rearing. We are not aware of any
information that indicates Atlantic sturgeon spawning adults feed or
rest in spawning areas, and the commenters did not provide any such
information. Available references indicate spawning female Atlantic
sturgeon make rapid upriver movements to spawning areas and quickly
depart spawning areas while males move upriver and downriver of the
spawning area during the spawning season. If new information on the use
of soft substrate by spawning adults becomes available, it will be
considered by Federal agencies assessing the effects of proposed
actions on the Hudson River critical habitat, and by us as the
consulting agency in ESA section 7 consultations. More details of our
consideration of sand wave habitat as a physical or biological feature
is provided in our response to Comment 6. As noted there, the best
scientific information available does not currently support sand waves
as a physical or biological feature for Atlantic sturgeon critical
habitat.
Comment 8: An industry trade group asserted that we must revise our
proposed designation to explain how each specific critical habitat unit
to be designated contains the PBFs essential to the conservation of the
species, suggesting that our approach should be the same as that taken
in the designation of critical habitat for the Southern DPS of green
sturgeon (74 FR 52300; October 9, 2009). They also suggested our
proposed designation is overly broad, improperly used ``ephemeral
reference points,'' and is unsupported by facts or science. The
commenters suggested we identified and proposed to designate sweeping
areas of occupied habitat that undoubtedly capture many areas that do
not have, and likely never will have, physical or biological
characteristics essential for the conservation of the species, noting
that the designations cover manmade areas that they state are not
important to the species, such as ``manmade features'' below the mean
high water mark that cannot or would not be accessed by the species
(e.g., outfalls, enclosures, quays) and industrialized areas used by
ocean-going vessels. One commenter suggested it appeared we had merely
designated entire rivers from the confluence of the Atlantic Ocean back
to either some major tributary or some large impoundment or impassable
boundary upstream. Several commenters suggested that areas should not
be designated as critical habitat because environmental conditions in
certain stretches of rivers are poor and would not support the PBFs.
Similarly, other commenters stated we had failed to limit the mapped
areas in our proposed designation to areas where we believe the PBFs
occur.
Our Response: We disagree. As we explained in our final rule,
Implementing Changes to the Regulations for Designating Critical
Habitat (81 FR 7414; February 11, 2016), in each designation we will
identify specific areas of critical habitat ``at a scale determined by
the Secretary to be appropriate.'' We are not required to make
determinations at an infinitely fine scale, and we need not determine
that each square inch, square yard, acre, or even square mile
independently meets the definition of critical habitat. We have
discretion to determine the appropriate scale for the analysis, which
is informed by, among other things, the life history of the species,
the scales at which data are available, and biological or geophysical
boundaries (such as watersheds). Our regulations at 50 CFR 424.02 also
indicate that PBFs may be ephemeral or dynamic, and we may designate
areas with ephemeral or dynamic PBFs if the other applicable
requirements of critical habitat designations are met, and if there are
documented occurrences that a particular habitat type is in the area
and there is a reasonable expectation of that habitat occurring again
(81 FR 7414; February 11, 2016). As we acknowledged in the proposed
rule, there are large areas of most rivers where data are still
lacking. The available data also represent a snapshot in time, and the
exact location of a PBF may change over time (e.g., water depth
fluctuates seasonally, as well as annually, and even hard substrate may
shift position). Although the PBFs may vary even at the same location,
if any of the available data regarding a particular PBF fell within the
suitable range (e.g., salinity of 0-0.5 ppt or hard substrate [gravel,
cobble, etc.]), we considered that the essential PBF is present in the
area. When data were not available for certain rivers or portions of
occupied rivers, we used our general knowledge of Atlantic sturgeon
spawning and applied river-specific information to determine the
location of PBFs essential to spawning. Smaller specific areas within
each unit could not be identified because the submerged nature of the
essential PBF, the limits of available information on the distribution
of the PBFs, the varying distribution of the PBFs from time to time,
and limits on mapping methodologies make it infeasible to define the
specific areas containing the PBFs more finely than described in this
rule. The presence of manmade structures that do not provide the PBFs
within a specific area being designated as critical habitat does not
render the boundaries of the specific area invalid; we have explained
that the PBFs must be in a project area for it to function as critical
habitat. While we agree that manmade structures themselves (e.g., an
outfall pipe, dock, pier, navigational buoy) cannot and do not contain
the PBFs and therefore are not part of the critical habitat
designation, the mere presence of such a manmade structure in an area
does not mean that the area does not contain one or more PBFs or that
these areas are not important to the species. We have clarified the
point in regulatory text that manmade features that do not provide the
PBFs are not essential to the species and are not included in critical
habitat. We believe our designation is consistent with our regulations
and based on the best scientific information available for Atlantic
sturgeon DPSs.
Comment 9: Two commenters stated we failed to consider in a
complete and meaningful way, the role certain aspects of aquatic
chemistry play on determining whether a river has suitable spawning
habitat. The commenters suggested we should have considered pH and
levels of calcium and magnesium ions. They suggest these chemical
characteristics can determine whether Atlantic sturgeon will spawn in a
particular reach of river, and thus, it is crucial that these features
are given special management consideration in future section 7
consultations and, if need be, protected accordingly.
Our Response: The literature on Atlantic sturgeon has not typically
reported pH, calcium, and magnesium levels for rivers where Atlantic
sturgeon spawn. For example, in their review of essential Atlantic
sturgeon spawning habitat in Virginia, Bushnoe et al. (2005) reported
pH for waters of the James, York, Pamunkey, Mattaponi, and Rappahannock
Rivers where they anticipated Atlantic sturgeon spawning could occur.
However, with respect to other water parameters, they noted available
water quality data for the James River measured calcium carbonate
concentration, not calcium
[[Page 39168]]
concentration, as an indicator of hardness. Therefore, they could not
directly compare the measured calcium carbonate concentrations with
reported calcium concentrations measured in other rivers where Atlantic
sturgeon spawn. Conductivity was measured in the Rappahannock River,
but neither hardness or conductivity measurements were available for
the Pamunkey River or Mattaponi River. Recent publications regarding
Atlantic sturgeon spawning for the Chesapeake Bay DPS of Atlantic
sturgeon (e.g., Balazik et al., 2012; Hager et al., 2014) do not
include measures of water pH, calcium, or magnesium in spawning areas.
We considered the information provided by the commenters in the
report they provided with their comments and references cited within
that report. Unfortunately, the report itself does not provide any new
information regarding pH and levels of calcium and magnesium ions. The
report mentions a 1976 study that indicated spawning of the European
Atlantic sturgeon had been successful in the Rione River of the Russian
Caucasus when the pH ranged from 7.4-7.6. The report also states that a
pH level of 6.8-7.7 is acceptable to various species of sturgeon
(Holcik et al., 1989), but continues to state there is no specific
research on pH levels appropriate for Atlantic sturgeon. Beyond this,
no further conclusions regarding pH and Atlantic sturgeon were made.
The provided report also briefly mentioned calcium and magnesium ions.
It states: ``Salinity was 0.4 psu, which is on the high side of
Ca[lcium] and M[a]g[nesium] ion levels present in rivers where Gulf
Sturgeon spawn successfully (Ken Sulak, pers. comm. to B. Kynard, 15
Aug 2016). Specific acceptable levels of salinity for gametes and eggs
of Atlantic sturgeon are not known and are not discussed by the
Atlantic Sturgeon Status Review Team (ASSRT 2007) or in the preamble to
NMFS' proposed designation. However, based on Gulf Sturgeon tolerance
and Cherr and Clark (1985), the levels of Ca[lcium] and M[a]g[nesium]
ions in the Ocklawaha River should not be a problem for egg
fertilization or egg rearing of sturgeons.'' Beyond this discussion of
calcium and magnesium, no further information is provided regarding the
relationship of these ions to successful spawning of Atlantic sturgeon.
The report provided by the commenters also cited additional literature
that may discuss these water quality parameters. However, we attempted
to acquire these references and were unable to because they were not
readily available to the public. Thus, we determined there was not
enough information for us to include the specific water quality
parameters mentioned by the commenter as essential PBFs for any DPS of
Atlantic sturgeon.
Comment 10: An association of municipal wastewater agencies stated
that the preamble of the proposed rule for the Gulf of Maine, New York
Bight, and Chesapeake Bay DPS properly explains that ``specific oxygen
concentration and temperature values are provided as examples and
guidance'' but the proposed rule omits this key language from the
regulatory text. The commenter believes the regulatory text should
include this explanation or, alternatively, the examples of the water
feature characteristics should be removed from the final rule or be
made more specific to the spawning and subsequent stages of development
of the Atlantic sturgeon in the specific habitats described in the
proposed rule.
Our Response: We do not provide explanations of the regulations in
the regulatory text. The use of ``e.g.'' in the regulatory text informs
the reader that the DO level and water temperature are provided only as
guidance, and these are not the only values for either DO or
temperature that are suitable for all Atlantic sturgeon age classes
addressed by the PBFs.
Comment 11: A commenter stated the proposed rule for the Carolina
and South Atlantic DPSs also frames the features as ``optimal'' and
``suboptimal'' and recommended that we ``revise Part (a)(4)(iii) of the
proposed rule for the Gulf of Maine, New York Bight, and Chesapeake Bay
DPSs'' to frame the features as optimal and suboptimal.
Our Response: Upon reading the comment, we realized that framing
the example of dissolved oxygen and temperature values as ``optimal''
and ``suboptimal'' can be misinterpreted as establishing specific,
exclusive values. Since these values were meant to be examples of the
numerous possible combinations of dissolved oxygen, water temperature,
and salinity essential to Atlantic sturgeon conservation, we did not
revise the language for the Gulf of Maine, New York Bight, and
Chesapeake Bay DPSs of Atlantic sturgeon to frame the features as
``optimal'' and ``suboptimal.'' This is because there is not one single
DO level or temperature range that is best for Atlantic sturgeon in
terms of habitat avoidance. We did revise the language for the Carolina
and South Atlantic DPSs of Atlantic sturgeon by replacing the terms
``optimal'' and ``suboptimal.'' The new phrases convey that the
examples provide context, but do not establish static, exclusive values
for the essential physical feature.
The dissolved oxygen levels and water temperature values set forth
in the proposed rules for the Atlantic Sturgeon DPSs were examples
based on the best available information for conditions in different
rivers occupied by Atlantic sturgeon and observed responses of sturgeon
to these variables. Water quality factors of temperature, salinity and
dissolved oxygen are inter-related environmental variables. Dissolved
oxygen concentrations in water can fluctuate given a number of factors
including water temperature (e.g., cold water holds more oxygen than
warm water) and salinity (e.g., the amount of oxygen that can dissolve
in water decreases as salinity increases). This means that, for
example, the dissolved oxygen levels that support growth and
development will be different at different combinations of water
temperature and salinity. Similarly, the dissolved oxygen levels that
we would expect Atlantic sturgeon to avoid would also vary depending on
the particular water temperature and salinity. As dissolved oxygen
tolerance changes with age, the conditions that support growth and
development and likewise, the dissolved oxygen levels that would be
avoided, change. This combination of factors makes it such that we
cannot identify a single set of dissolved oxygen, water temperature
and/or salinity conditions as optimal or suboptimal for any of the
DPSs.
Like salinity and dissolved oxygen, water temperature fluctuates in
the dynamic rivers and estuaries used by Atlantic sturgeon. The
scientific literature for Atlantic sturgeon does not always include the
water temperature where Atlantic sturgeon are detected or captured.
There may also be differences in temperature tolerance of Atlantic
sturgeon that originate from different rivers, and differences in
temperature tolerance within the same river depending on the life
stage. Therefore, while we generally know the ranges of water
temperature and dissolved oxygen in which Atlantic sturgeon occur, we
cannot identify a single ``best'' water temperature or dissolved oxygen
level for all Atlantic sturgeon, in all rivers, under all
circumstances.
We stated in the preamble of the proposed rule for the Gulf of
Maine, New York Bight, and Chesapeake Bay DPSs that, ``Specific areas
designated as critical habitat based on the four features are not
expected to have water with oxygen concentration of 6 mg/L and the
specific water temperatures at all times and within all parts of the
[[Page 39169]]
area.'' We similarly stated for the example in the proposed rule for
the Carolina and South Atlantic DPSs of Atlantic sturgeon that,
``Appropriate temperature and oxygen values will vary interdependently,
and depending on salinity in a particular habitat.'' Thus, we believe
the terms ``optimal'' and ``suboptimal'' inadvertently conveyed a
different meaning.
Comment 12: A commenter recommended that we revise the guidance for
DO concentrations and temperature values provided in the proposed rule
to be consistent with existing U.S. Environmental Protection Agency
Clean Water Act water quality criteria applicable to the Chesapeake Bay
Watershed. The commenter further stated the proposed regulatory
language establishing a DO concentration of 6 mg/L and a maximum
temperature of 30 [deg]C for juvenile rearing habitat is inconsistent
with existing water quality criteria. The commenter also stated that
the proposed rule should evaluate and address existing conditions in
the waters for the features which will dictate where to designate
critical habitat. This framework will provide a necessary reference for
both the agency and commenters from which the true implications of the
proposed habitat components can be evaluated. For example, the proposed
rule provides that temperature between 13 [deg]C to 26 [deg]C is
optimal for spawning habitat, but there is no indication of how that
temperature range compares to the ambient temperature of the waters
themselves. In other words, does the proposed critical habitat meet the
habitat component for temperature most of the time, some of the time,
etc. Second, the proposed rule must include a natural condition
provision to reflect natural instream temperature and DO levels which
are outside of the temperature and DO features in the proposed rule.
Where ambient temperature and/or DO is outside of these levels, the
natural condition must control. Any regulatory requirements must be
targeted toward the natural condition and not critical temperature/
dissolved oxygen elements that are not naturally present.
Our Response: The water quality features are a physical feature
essential to the corresponding Atlantic sturgeon DPSs. As discussed in
our response to Comment 11, because DO and temperature vary
interpedently based on local environmental conditions, the DO and
temperature values provided in the proposed rules are provided as
examples only. For example, the earliest life stages are the most
sensitive to DO levels. Therefore, earlier life stages (e.g.,
juveniles) may avoid areas based on one DO level while older life
stages (e.g., subadults or adults) may avoid areas based on a different
DO level. The example provided in the regulatory text in the proposed
rule for the Gulf of Maine, New York Bight, and Chesapeake Bay DPSs of
Atlantic sturgeon is just one example. We have not included a framework
for each critical habitat area or a natural condition provision.
However, we agree that these should be considered when Federal agencies
are determining whether a proposed Federal agency action may affect
designated critical habitat for the Atlantic sturgeon DPSs, and
considered by us when we are consulting on Federal agency actions. See
our responses to Comments 83, 84 and 85 for more information on the
water quality feature for the Carolina and South Atlantic DPSs of
Atlantic sturgeon.
Comments on Special Management Considerations or Protection
Comment 13: A commenter stated the proposal does not specify what
``special management considerations or protections'' are appropriate or
necessary for the conservation of Atlantic sturgeon in all and/or each
specific DPS. Given the areal extent of the proposed designation and
the potential for consultation on numerous and varied actions (water
use, wastewater discharges, dredging, etc.), the final rule needs to be
more specific regarding the special management considerations or
protections that may be required for all or specific DPSs.
Our Response: Special management considerations or protections are
the methods or procedures useful in protecting the PBFs essential to
conservation of listed species. We provided information in the proposed
rule for why the PBFs essential to the conservation of each DPS may
require special management or protection. This provision of a
designation does not establish measures that may be recommended or
required during section 7 consultation, such as RPMs and terms and
conditions. Our impacts analyses and 4(b)(2) report describe the types
of measures that might be required to address adverse impacts to the
PBFs for federal actions expected to require consultation.
Comment 14: An industry trade group believes we failed to provide
any assessment of current management or protections in place and
whether those are adequate for the conservation of the Atlantic
sturgeon. The commenters claim we must consider whether any of the
proposed critical habitat units are presently under special management
or protection for Atlantic sturgeon. The commenters acknowledge we have
identified a number of initiatives that could protect Atlantic sturgeon
but believe we must actually assess these initiatives to determine
whether they are sufficient and determine what further management
actions may benefit from critical habitat designation. The commenters
go on to state we should consider each feature and specific area
proposed and assess current management measures in place to make an
actual determination as to whether special management may be needed in
the reasonably foreseeable future, and if so, what that management
would be, and how the critical habitat designation would further that
management. The commenters conclude that our discussion of special
management considerations is limited to general discussion regarding
how barriers, water withdrawals, and dredging can generally affect
water flow, quality, and depth and/or alter hard substrate, and that we
have made non-specific assertions that special management for the
essential PBFs may be required ``as a result of global climate
change.''
Our Response: We disagree. When determining whether PBFs may
require special management considerations or protection, we do not base
our decisions on whether management is currently in place or whether
that management is adequate (81 FR 7414; February 11, 2016). In Center
for Biological Diversity v. Norton, 240 F.Supp. 2d 1090, 1096-1100 (D.
AZ, 2003), the court rejected reading the ESA to mean that if adequate
management or protections are already in place, then an area cannot
meet the definition of critical habitat because special management
considerations or protections are not required (``Defendant's
construction of `critical habitat' also adds the term `additional' to
the statute. As Defendant stated in its final rule, `Additional special
management is not required if adequate management or protection is
already in place. . .' There is absolutely nothing in Sec. 1532, or
its implementing regulations, to support Defendant's inclusion of
`additional.' As such, Defendant's construction of the `critical
habitat' definition is impermissible and contrary to law.'')
Additionally, we are not required to determine if a PBF currently
requires special management considerations, or to determine what that
management would be, and how critical habitat designation would further
that management. We are only required to make a determination that a
PBF may require special management
[[Page 39170]]
considerations or protection (81 FR 7414; February 11, 2016).
Consequently, we assessed the need for special management
considerations for each PBF in the proposed rule and identified
numerous actions or natural factors that could adversely impact each
PBF, as is required by the ESA (``Because the emphasis in the
requirement is on the word `may,' the evidence shown by the Service
supports the reasonable conclusion that some special management
considerations or protection may be needed in the future to protect the
sea ice habitat PCE [primary constituent element]. However, neither the
Service nor the ESA have to be the vehicles by which the procedures or
actions involved in the considerations or protection are accomplished.
The Service has shown that someday, not necessarily at this time, such
considerations or protection may be required. In other words, the
Service has shown that it is within the realm of possibility that such
considerations or protection may be needed now or in the future.
Furthermore, the Service does not have to identify the source of such
considerations or protection, merely that the considerations or
protection may be necessary in the future. For example, the evidence in
the record showing that sea ice is melting and that it will continue to
melt in the future, perhaps at an accelerated rate, is more than enough
proof that protection may be needed at some point'' (Alaska Oil and Gas
Ass'n v. Salazar, 916 F. Supp. 2d 974, 990-992 (D. AK 2013), (Reversed
on other grounds and remanded by Alaska Oil & Gas Ass'n v. Jewell, 815
F.3d 544 (9th Cir. 2016)).
We also disagree with the commenters' characterization that we made
non-specific assertions regarding the special management needs of the
PBFs that may be necessary as a result of global climate change. The
proposed rule specifically identifies the impact from global climate
change's impacts to water temperature and DO, as potential threats to
the survival and recovery of Atlantic sturgeon in the southeastern
United States.
Comment 15: A commenter asked if the objective of the special
management considerations or protections is to create optimal habitat,
specifically, to create the physical features described in Sec.
226.225(a)(1) of the proposed rule, even if those features do not
currently exist.
Our Response: The answer to this question is no. Critical habitat
is based on the presence of PBFs essential to the conservation of the
listed species and which may require special management or protection.
We only designate critical habitat when the PBFs essential to
conservation of the listed species may require special management
considerations or protections. If we identify PBFs essential to the
listed species but those features do not require special management or
protection, then we do not designate critical habitat based on those
PBFs.
The purpose of designating critical habitat is to prevent the
destruction or adverse modification of the habitat as a result of
Federal activities. Section 7(a)(1) of the ESA requires Federal
agencies to use their authorities in furtherance of the purposes of the
ESA (i.e., aid in the conservation of listed species). However, there
is not a requirement that Federal agency actions improve or create
habitat for ESA-listed species.
Comment 16: Commenters requested that we include language to
address known, significant, and growing uses that will adversely impact
Atlantic sturgeon habitat in the Hudson River.
Our Response: For critical habitat designations we identify
activities that may necessitate special management or protection of the
PBFs. We have provided this information for the PBFs identified for the
critical habitat for the Gulf of Maine, New York Bight, and Chesapeake
Bay DPSs. We cannot foresee every activity that would necessitate
special management or protection of the PBFs. However, we believe the
list of activities provided by us is comprehensive enough to provide
adequate notice on which activities may affect critical habitat. The
impact of Federal agency actions on the critical habitat features are
assessed through ESA section 7 consultation.
Comment 17: One commenter requested that we include ``clear
guidance for considering the effects of a changing climate on critical
habitat designation for species recovery in the final rule.'' They
requested we consider ``projected changes to salinity, temperature and
DO, including changes in sea level rise.'' They further requested that
we document the extent that climate change was considered when
assessing the need for the inclusion of currently unoccupied habitat in
the final rule.
Our Response: We acknowledge climate change is likely a factor
contributing to the possible need for special management considerations
or protection for the PBFs, and we recognize that climate change may
affect the availability of some PBFs to sturgeon in some areas. As
discussed in the response to comments for our regulations, Implementing
Changes to the Regulations for Designating Critical Habitat (81 FR
7414; 7426; February 11, 2016), in those circumstances where the best
scientific data available indicate that a species may be shifting
habitats or habitat use, we may include specific areas accommodating
these changes in a designation, provided we can explain why the areas
meet the definition of critical habitat. No information is currently
available, and none was provided by the commenter, that indicates any
of the Atlantic sturgeon DPSs may be shifting habitats or habitat use
in response to the effects of climate change. For example, Breece et
al. (2016) projected how habitat use by adult Atlantic sturgeon of the
Delaware River could shift in response to climate change, but did not
provide evidence that Atlantic sturgeon are, or may be, shifting
habitats or habitat use in the Delaware River as a result of climate
change. We are not aware of other publications that indicate that any
DPS of Atlantic sturgeon is shifting habitats or habitat use in
response to the effects of climate change.
The commenter did not include any riverine-specific information
regarding the areal influence of changes to salinity, temperature and
DO, or sea level rise. We are designating as critical habitat the river
areas that capture the varying distribution of the PBFs and that are
appropriate to encompass the habitat essential for the conservation of
the species. The designation includes all habitat required for
reproduction and recruitment essential for the recovery of the DPSs,
and reflects consideration of in-river changes that may result from
climate change (e.g., temperature, salt-water intrusion, etc.). We did
consider the presence of the PBFs in each river, and the variability in
the salt wedge seasonally and annually that influences where the
Atlantic sturgeon life stages occur in the estuary, and we accommodated
for these shifts in the critical habitat designation.
We considered whether any designations of unoccupied habitat were
essential for the conservation of the Gulf of Maine, New York Bight or
Chesapeake Bay DPSs because of the function they are likely to serve as
climate changes, and we determined there were no such areas. We will
continue to review Atlantic sturgeon habitat needs as new information
about potential effects from climate change becomes available.
Consistent with NMFS guidance in the context of individual section 7
consultations, we will consider how climate change interacts with a
proposed action's effects on the PBFs in assessing an action's impacts
on the critical habitat's
[[Page 39171]]
ability to support the species' recovery. These analyses will
necessarily be case-by-case and dependent on the action, environmental
conditions at the time in the affected river (including projected
changes from climate change, if relevant), and the status of the
species.
Comment 18: An industry trade group indicated we failed to map
potential threats to Atlantic sturgeon (e.g., manmade structures,
dredging areas). This industry trade group also noted that we did not
include an exception from critical habitat for manmade structures in
the regulatory language for the Gulf of Maine, New York Bight, and
Chesapeake Bay DPSs.
Our Response: Threats to the species were identified in both the
Listing Rules (77 FR 5880; February 6, 2012 and 77 FR 5914; February 6,
2012) and the Status Review (ASSRT, 2007). There is no requirement to
map the existence of threats to the species in a critical habitat
designation. Information on activities that may affect critical habitat
is properly characterized in the impact analyses. We appreciate the
comment noting that we did not include an exception from critical
habitat for manmade structures that do not provide the PBFs for
northeastern DPSs. This was an oversight, as we did include the
exception for the Carolina and South Atlantic DPSs. We have now
included and clarified this exception for all five DPSs.
Comments on Designation of Unoccupied Critical Habitat
Comment 19: A commenter asked that the final rules expand on the
documentation for upstream and downstream critical habitat boundaries
of the critical habitat units and identify unoccupied habitat essential
to the conservation of a particular DPS. The commenter noted that many
of the upstream critical habitat boundaries are defined by dams or
locks, and that presence of a barrier, in and of itself, should not
constitute the upstream extent of critical habitat. As one of the
objectives of the rule is to ``increase the abundance of each DPS by
facilitating increased successful reproduction and recruitment to the
marine environment,'' the commenter suggested revisiting consideration
of these reaches as essential, but currently unoccupied habitat.
Our Response: Section 3(5)(A) of the ESA allows for consideration
and inclusion of unoccupied habitat in a critical habitat designation
if such habitat is essential for conservation of the species. The 1998
and 2007 status reviews for Atlantic sturgeon, ASMFC's 2009 review of
Atlantic coast diadromous fish habitat, and the 2012 listing rule for
the Gulf of Maine, New York Bight, and Chesapeake Bay DPSs (77 FR 5880;
February 6, 2012) of Atlantic sturgeon reviewed historical and current
use of rivers within the range of each DPS. We have considered the life
history, status, and conservation needs information in these reviews,
the cited literature, and new literature for each DPS (e.g.,
Wippelhauser and Squiers, 2015 for the Gulf of Maine DPS; Breece et
al., 2013 for the New York Bight DPS; Hager et al., 2014 for the
Chesapeake Bay DPS). We have concluded that unoccupied habitat is not
essential to the recovery of the Gulf of Maine, New York Bight, and
Chesapeake Bay DPSs because Atlantic sturgeon reproduction and rearing
habitat for each DPS is available downriver of dams or in rivers that
are not dammed, and the boundaries of the critical habitat areas take
into consideration the seasonal and annual variations in the location
of the salt wedge that influences where Atlantic sturgeon life stages
occur within the estuary as well as any potential shifts that may occur
as a result of climate change. Therefore, we are not designating
unoccupied habitat for these DPSs.
We agree that presence of a barrier does not necessarily constitute
the upstream extent of critical habitat; however, in the case of the
Gulf of Maine, New York Bight, and Chesapeake Bay DPSs of Atlantic
sturgeon, the barriers included to denote the upstream limit of the
designation are the same designators as the upstream limit of the area
occupied and therefore are appropriate in this case. We recognize that
the upstream limits of the area occupied at the time of listing is not
necessarily the historical upstream limit (e.g., there is historical
reference to the presence of sturgeon below Mohawk Falls which is
upstream of the modern-day upstream limit of Atlantic sturgeon in the
Hudson River); however, we have determined that currently unoccupied
habitat is not essential for the Gulf of Maine, New York Bight, and
Chesapeake Bay DPSs. Additionally, barriers that occur at a critical
habitat boundary provide an easily recognizable landmark for where
critical habitat begins or ends. Non-ephemeral reference points (e.g.,
dams, bridges) can be used in a textual description of the boundaries
of critical habitat.
Comments Designating Specific River Units or River Areas
Comment 20: Several environmental organizations stated that we
incorrectly claimed that we could not designate estuarine or marine
areas as critical habitat due to insufficient data and that the best
available scientific information supports identification of PBFs in
estuarine and marine environments that are essential to Atlantic
sturgeon conservation. These commenters said that a growing body of
research has identified critical feeding and seasonal aggregation
sites, and that the sites identified to date should be designated as
critical habitat. The commenters stated there is a scientific consensus
that Atlantic sturgeon use marine waters of particular depths as
migration corridors; the commenters asserted that available information
supports the contention that all five DPSs use the same narrow
migration corridor and known aggregation sites. The commenters stated
that water depth, available prey, substrates, temperature, salinity and
seascapes are factors correlated with, and that influence, Atlantic
sturgeon use of specific estuarine and marine habitats as feeding or
seasonal (winter, summer) aggregations, and migratory corridors, and
that these features may require special management considerations or
protection. The commenters stated that our regulations, Implementing
Changes to the Regulations for Designating Critical Habitat, (81 FR
7414; February 11, 2016) support the use of generally-defined PBFs or
an ecosystem approach. Finally, the commenters discussed our previous
critical habitat designations for green and Gulf sturgeon as valid
models for designating estuarine and marine areas as critical habitat
for Atlantic sturgeon.
Our Response: We reconsidered the information available, but
reached the same conclusion that we cannot identify critical habitat
for adults or subadults of any of the five Atlantic sturgeon DPSs in
marine or nearshore estuarine waters at this time. We agree that the
regulatory definition of PBFs is intentionally broad because we cannot
predict what species will be listed in the future, and what features
that support the life history needs of those species will be necessary
for designating their critical habitats. However, as described in the
response to comments for our regulations, Implementing Changes to the
Regulations for Designating Critical Habitat (81 FR 7414; February 11,
2016), ``we need to clearly articulate in our proposed and final rules
designating critical habitat for each species how the essential
features relate to the life-history and conservation needs of the
species. This type of specificity will be in the individual proposed
and final rules designating critical habitat for
[[Page 39172]]
each species.'' Thus, while prior designations for other species may
provide important background, critical habitat designations are
specific to particular species, their life history traits, habitat and
resource uses, and information available for that species.
Some of the literature available for Atlantic sturgeon uses the
term ``critical habitat'' in reference to areas where Atlantic sturgeon
occur. However, the literature is not applying the term ``critical
habitat'' as it is defined in the ESA. Similarly, the word
``essential'' has been used in the literature, but it is not used in
the same context as it is in the critical habitat regulations. The
Background of our regulations (81 FR 7414; February 11, 2016) explains
that ``[t]he purpose of critical habitat is to identify the areas that
are essential to the species' recovery.'' The explanation makes clear
that critical habitat is the specific area(s) essential to species
recovery.
We reviewed the critical habitat designations for the Southern DPS
of green sturgeon and for Gulf sturgeon in the event there were
similarities in the life history of sturgeon species that could inform
the essential PBFs for the Atlantic sturgeon DPSs. Marine waters were
designated for Gulf sturgeon and the Southern DPS of green sturgeon
based on information that certain marine waters were a migratory/
connectivity corridor for subadult and adult sturgeon between estuaries
and marine foraging areas. However, unlike the Southern DPS of green
sturgeon and Gulf sturgeon, the available information for Atlantic
sturgeon foraging in marine waters (Johnson et al., 1997; Dunton, 2014)
is inconclusive regarding whether any particular marine waters are
essential foraging areas for Atlantic sturgeon, and thus there are no
identifiable migratory corridors between specific foraging areas.
Furthermore, those sources do not provide the necessary information to
allow us to identify what the PBFs associated with potential marine
foraging for Atlantic sturgeon might be.
The scientific information available on Atlantic sturgeon forage
items does not provide the specificity we need in identifying PBFs that
are essential to the DPSs. The available information indicates that
Atlantic sturgeon are opportunistic, benthic-cruisers that consume
benthic prey over soft (unconsolidated) substrates. Other than being
benthic prey, the specific Atlantic sturgeon prey items identified in
the literature were common and vary between sites. Therefore, it is not
possible to determine if gravel-sand and sand substrate types are
essential habitat features for Atlantic sturgeon prey or, because
Atlantic sturgeon are opportunistic foragers, the sturgeon happen to be
feeding over these substrate types because they are ubiquitous, and we
lack information to define prey, substrates or feeding areas more
specifically for Atlantic sturgeon.
We cited in the preamble of the proposed rules the literature that
identifies Atlantic sturgeon aggregation areas. The term
``aggregation'' as it is used in the literature for Atlantic sturgeon
is not defined by any particular quantitative measure. The number of
areas described in the literature as an ``Atlantic sturgeon aggregation
area'' demonstrates the ubiquitous nature of Atlantic sturgeon in the
marine range as well as the liberal use of the term for characterizing
the presence of Atlantic sturgeon in an area. For example, the
commenters referred to literature identifying Atlantic sturgeon feeding
areas in the Bay of Fundy and Long Island Sound. Our background
information cited to literature describing other Atlantic sturgeon
foraging areas, including areas with mud bottom, gravelly-sand
substrate, and sand substrate. Stein et al. (2004) noted that sturgeon
were most often incidentally captured over gravelly-sand and sand
substrate and suggested that their presence was associated with
foraging. However, Stein et al. (2004) also reflected that the gravel-
sand and sand substrate types were the dominant substrate types along
the coastline, so it was uncertain if Atlantic sturgeon presence was
correlated to the substrate type or if Atlantic sturgeon presence was
coincidental to the substrate type.
The commenters referred to Laney et al. (2007) as demonstrating
that ``shallow, nearshore waters off North Carolina are an important
winter habitat for Atlantic sturgeon.'' The commenters did not provide
information for why these particular shallow, nearshore waters are
essential to one or more of the Atlantic sturgeon DPSs compared to all
shallow, nearshore waters that are accessible to the DPSs. We need to
have information to be able to make the connection between species'
presence and presence of one or more PBFs that are essential to the
conservation of the species and may require special management or
protection. The commenters did not provide, and we could not find,
information to distinguish these shallow, nearshore waters from other
shallow, nearshore waters, or information that identifies more specific
features of these waters. Tagging work by Erickson et al. (2011) showed
that adult Atlantic sturgeon from the Hudson River move about within
the Mid-Atlantic Bight, occurring as far south as Delaware for the late
fall to early winter and then as far south as the area off Chesapeake
Bay for the latter part of the winter. The data do not suggest movement
from the river to a specific overwintering area where the fish reside
throughout the winter. The available information for where Atlantic
sturgeon occur in the winter also includes evidence of sturgeon in
marine waters off estuaries where they were detected in the fall,
sturgeon making long migrations along the coast to southern coastal
waters, sturgeon possibly overwintering in an estuary, and at least one
sturgeon moving in and out of a Gulf of Maine estuary during the winter
(Laney et al., 2007; Dunton et al., 2010; Oliver et al., 2013; Dunton
et al. 2015; Taylor et al. 2016; C. Hager, Chesapeake Scientific, pers.
comm.; T. Savoy, CT DEEP, pers. comm.; G. Zydlewski, Univ. of Maine,
pers. comm.). Because this information is conflicting, we could not
determine whether or where overwintering areas are essential to one or
more of the Atlantic sturgeon DPSs.
We cannot designate critical habitat based on the presence of the
species alone. Therefore, while we acknowledge there is literature that
identifies aggregation areas where Atlantic sturgeon are generally
found, it does not provide specificity as to the purpose of the
aggregations or the features that support those purposes. Therefore, we
do not believe it provides the information we need to meet the
statutory and regulatory requirements to designate critical habitat.
The commenters stated that the Atlantic sturgeon DPSs use a narrow
migratory corridor within marine waters and we should designate this
narrow corridor as critical habitat. The commenters' characterization
of these waters as a ``narrow corridor'' is subjective. As we described
in the preamble for the proposed rules, Atlantic sturgeon generally
occur within the 50 m depth contour. However, the literature is not
consistent for the depth contour where Atlantic sturgeon occur in the
marine environment. Based on fisheries-dependent data for incidental
captures of Atlantic sturgeon, Stein et al. (2004) described that
``peak sturgeon captures along the coast were approximately bracketed
by isobaths ranging from 10 to 50 m'' while Dunton et al., (2010),
using both fisheries-dependent and fisheries-independent data of
incidental Atlantic sturgeon captures, concluded that ``Atlantic
[[Page 39173]]
sturgeon were largely confined to water depths less than 20 meters.''
Erickson et al. (2011), using location data of tagged Atlantic
sturgeon, described the mean range of marine waters where Atlantic
sturgeon occurred as 9.9 to 24.4 m depth depending on time of year.
Erickson et al. also noted differences between fish, with some sturgeon
using more shallow waters (5-15 m) and some using deeper waters (35-70
m) compared to the other tagged Atlantic sturgeon. Given these
inconsistencies, we could not identify the PBFs that facilitate
migration for any of the five DPSs.
The commenters also pointed to the findings of Breece et al. (2016)
as research that could inform our designation of critical habitat in
marine waters, nearshore bays, and sounds. Noting that Atlantic
sturgeons' seasonal coastal migrations are difficult to predict, Breece
et al. (2016) used ocean color and sea surface temperature recorded
during the spring to partition waters of the Delaware Bay and ocean
waters off Delaware Bay into six ``seascapes,'' and tested the
hypothesis that these seascapes are predictors of the occurrence of
Atlantic sturgeon during their spring migration in the mid-Atlantic.
The commenters stated that Seascape E is a physical feature of marine
waters that is essential to the Atlantic sturgeon DPSs (e.g., for
migrating between estuaries and marine waters and for where Atlantic
sturgeon spend most of their life in marine waters) and asked us to
designate marine waters as critical habitat for the Atlantic sturgeon
DPSs. We considered and cited the Breece et al. (2016) study for the
information that it provides for Atlantic sturgeon marine distribution.
However, we did not conclude that Seascape E was an essential PBF
because: (1) The equipment to detect sturgeon was primarily placed in
or occurred within Seascape E, and the information was not provided on
the presence of Seascape E in other parts of the marine range; and (2)
because a clear correlation between what specific PBF(s) is essential
to the conservation of the species could not be determined.
The Breece et al. (2016) study was temporally and geographically
limited in scope relative to the range of the DPSs. Detection data were
collected by fixed receivers and by receivers fixed to a glider for the
months of April through June, the period of peak Atlantic sturgeon
abundance during spring migration (Breece et al., 2016). More than half
of the fixed receivers were located in Delaware Bay. The remaining
receivers were placed within approximately 20 km of the shoreline along
the coast from approximately 30 km (i.e., off New Jersey) and south
(i.e., off Maryland) of the mouth of the Bay. The glider mission
covered a greater area; within approximately 25 km of the shoreline
along a 120 km stretch of coastline between Bethany Beach, Delaware
(south of the mouth of the Bay), and Chincoteague, Virginia. While the
geographic area covered is large and the time period is when we would
expect many Atlantic sturgeon to occur in the areas, this is a small
geographic area, relatively mid-range, of the expansive Atlantic
sturgeon DPSs' marine range from Canada to Florida, United States.
Breece et al. (2016) noted that the variables used to define the
seascapes were so dynamic, that the results of the study were presented
with respect to an 8-day average of ocean color and sea surface
temperature for each seascape. Based on the average, Seascape E was the
most prevalent seascape class in the study area, and the equipment to
detect the presence of Atlantic sturgeon occurred primarily within
Seascape E. Additionally, Breece et al. (2016) were unable to determine
why Atlantic sturgeon were associated with Seascape E. The authors
state: ``[f]ull understanding of the processes driving the association
of Atlantic Sturgeon to Seascape E is not yet known; however, it
appears we can use this global product to estimate spatial occurrence
without requiring direct observation of individuals to inform coastal
ocean users during spring migration.'' Therefore, while potentially
useful to resource managers for identifying potential areas of high
sturgeon abundance in the Mid-Atlantic Bight region, the information
still does not help us understand what, if any, PBFs exist in the area
that may be essential to the conservation of the species.
Finally, the commenters stated that Atlantic sturgeon aggregation
areas in marine and nearshore estuarine waters should be designated as
critical habitat because these require special management and
protection as a result of vessel strikes of Atlantic sturgeon from
ships using the marine corridors, strikes from turbine blades in tidal
estuaries, impingement and entrainment in water intakes, fisheries
bycatch, and other threats to the fish including dredging, sand mining,
pipeline and other construction, wind farm development, and impaired
water quality. However, special management considerations or protection
in the context of critical habitat designations are the methods or
procedures useful in protecting the PBFs essential to the conservation
of the listed species. The threats described by the commenters are
threats to individual Atlantic sturgeon and not their habitat.
Comment 21: Several additional environmental organizations,
including one that established an online form letter submission from
which we received over 1,000 form letters, as well as a representative
for New York State Department of Environmental Conservation, and
academics, also pointed to the publications by Dunton et al. (2015) and
Breece et al. (2016) and stated that we should designate critical
habitat for the Atlantic sturgeon DPSs in marine waters, bays, and
sounds.
Our Response: Some bays are part of the critical habitat
designations. These include Merrymeeting Bay of the Kennebec River
critical habitat unit, and Haverstraw Bay of the Hudson River critical
habitat unit. Bays that occur between the mouth of the river and the
Atlantic Ocean, such as Chesapeake Bay, are not part of the designated
critical habitat because we do not have information that these areas
contain PBFs that are essential to reproduction and recruitment of the
offspring. The available information describes spawning adults as
moving into the rivers and either staging in the river for a period of
time or immediately moving upriver to spawning areas and, similarly,
after spawning, moving downriver and either remaining in the river
until outmigration in the fall or leaving immediately to move to other
estuarine systems (Savoy and Pacileo, 2003; ASSRT, 2007; Greene et al.,
2009; Simpson, 2008; Austin, 2012; Balazik et al., 2012; Breece et al.,
2013; Hager et al., 2014; Kahn et al., 2014). Juveniles spend months to
years in the natal estuary, moving upriver and downriver with seasonal
and annual changes in the salt front to access rearing habitat (e.g.,
within their preferred salinity range). There is no information that
natal juveniles are moving as far downriver as a bay or sound between
the river mouth and the ocean, and returning to the natal river without
continuing the outmigration to the ocean. Available information from
tracking suggests they move downriver through the river estuary, into
and through any adjoining bay or sound upon their first outmigration to
the ocean. Thus, while soft substrate between the river mouth and
spawning sites is essential for successful recruitment, we do not have
information that soft substrate in these bays and sounds is essential
to recruitment of the offspring to the marine environment. The comments
did not provide new information for juvenile use of bays and sounds
between the natal river and the ocean.
[[Page 39174]]
See also our response to Comment 20, and the biological information for
the Gulf of Maine, New York Bight, and Chesapeake Bay DPSs in the
Impacts Analysis and Biological Information Source Document.
Comment 22: A commenter stated that further spatial delineation of
the Delaware River critical habitat areas is essential, given the
multiple and vital uses of this waterway, which include but are not
limited to: 94 discharges regulated under a Total Maximum Daily Load
for polychlorinated biphenyls (PCBs) under the Clean Water Act;
multiple water withdrawals serving regional populations; and
significant commercial navigation. In addition, given the varying
requirements of the different life stages of the Atlantic sturgeon,
temporal delineation of critical habitat should also be considered for
the final designation.
Our Response: The PBFs that support reproduction and recruitment
and that are essential to the conservation of the New York Bight DPS
are all of those that we have identified in the proposed critical
habitat designation. These may require special management
considerations or protection as a result of certain kinds of
activities, including activities listed by the commenter. We are,
therefore, required to designate these areas as critical habitat for
the New York Bight DPS. The boundaries of each critical habitat area,
including the Delaware River critical habitat area, encompass no more
and no less than the area containing the PBFs essential to the
conservation of the DPS and which may require special management
considerations or protection.
It appears that the commenter is requesting that we identify the
specific areas within the Delaware River where each of the features
occurs; however, this goes beyond the scope of what is required in a
critical habitat designation. (see Home Builders Ass'n of Northern
California v. U.S. Fish and Wildlife Service, 616 F.3d 983 (9th Cir.,
2010)). We have provided references in the rule, and in the Impacts
Analysis and Biological Information Source Document that support our
determination that the PBFs are present in the area designated and can
provide guidance to Federal agencies when they need to request ESA
section 7 consultation and consider the effects of their actions on
critical habitat.
We do not use temporal designations for critical habitat because
the PBFs are either present year round or will be present at some
expected time during the year that cannot be predicted with precision
(e.g., the location of the salt front moves throughout the year, but
given the multitude of factors that influence the exact location, we
could not predict with any reasonable certainty the timing of any
particular location). The timing of a proposed Federal action and the
effects it would have on the critical habitat are considered during ESA
section 7 consultation. For example, the effects of an activity that
will impact hard substrate in freshwater reaches of the Delaware River
may be different during the spawning season than during the winter.
Comment 23: The Navy raised concern that freshwater suitable for
Atlantic sturgeon spawning was not available to Atlantic sturgeon in
the Piscataqua River system below the lowermost dams of the Salmon
Falls and Cocheco Rivers.
Our Response: Freshwater is available below the lowermost dams of
the Salmon Falls and Cocheco Rivers. The salinity changes within the
river estuary seasonally and daily depending on freshwater flow and
tidal changes. See our response to Comment 3 for additional information
on the Piscataqua River.
Comment 24: A commenter stated that nearshore shallow water areas
of the Potomac River from Key Bridge to at least Marshall Hall should
not be considered critical habitat because substrate from at least
Marshall Hall to Key Bridge is deeply silty, and near shore salinity is
closer to fresh than to 0.5 ppt salinity. The commenter stated that the
feature is substrate with salinity greater than 0.5 ppt. Therefore,
this area should not be designated critical habitat.
Our Response: We are not required to determine that every segment
of the critical habitat contains all of the PBFs essential to
conservation of the species, but rather, we demonstrate overall that
the designated unit contains the PBFs essential to conservation of the
species. We have provided references in the rule, and in the Impacts
Analysis and Biological Information Source Document that support our
determination that the PBFs are present in the area designated as
critical habitat in the Potomac River. Briefly, the Potomac River
estuary extends approximately 187 river kilometers (rkm) from the Chain
Bridge to the mouth of the river. The river is tidal freshwater from
Chain Bridge to Quantico, VA; the mixing zone of transitional salinity
occurs from Quantico, VA, to the crossing of the U.S. Highway 301
Bridge, MD, and the remainder of the river estuary, from the U.S.
Highway 301 Bridge crossing to the Chesapeake Bay, has a wide channel
with gradually sloping, shallow flats near shore (USGS, 1984).
Comment 25: The Virginia Institute of Marine Science provided new
information, based on their data collections, that adult Atlantic
sturgeon occur upriver of the Route 360 bridges on both the Pamunkey
and Mattaponi Rivers.
In 2015, a receiver placed at rkm 144 of the Pamunkey River, 5 km
above the Route 360 Bridge, regularly detected 18 acoustically-tagged,
adult sturgeon during the summer and early fall. The commenter believes
that the occurrence of the adults in freshwater of the Pamunkey River
during the spawning period (Hager et al., 2014; Kahn et al., 2014) and
the detected movements of the adults support that the geographical area
occupied includes the waters at least 5 km upriver of the Route 360
Bridge crossing, and suggests that this part of the Pamunkey River has
the essential PBFs of critical habitat based on patches of sand from
bank erosion. The commenter recommends that we extend critical habitat
above the Route 360 bridge in the Pamunkey River approximately 14 rkm
up to Nelson's Bridge Road Route 615 crossing on the Pamunkey.
The commenter also recommended extending the upriver boundary of
the Mattaponi critical habitat unit by 10 rkm above the Route 360
bridge to rkm 122. In the summer and early fall of 2015, one tagged
adult female Atlantic sturgeon ascended the Mattaponi River and was
detected at the uppermost receiver located near the Route 360 bridge
crossing. This is during the time and in an area where spawning would
be expected to occur. Based on the time series of detections at this
receiver, the commenter believes this individual moved past the
receiver upstream, then moved back down again.
Our Response: We considered the information provided and agree that
the detected presence of at least 18 adult Atlantic sturgeon in the
Pamunkey River above the Route 360 Bridge crossing provides evidence
that the geographical area occupied by the DPS in the Pamunkey is above
the Bridge crossing, and the area is used by adults during the fall
spawning period for the Chesapeake Bay DPS. We did not agree with the
commenter that sand from bank erosion is evidence that hard substrate
occurs in the area. However, the literature cited in the comments
(e.g., Bushnoe et al., 2005) provides additional information for hard
substrate (gravel) in the area. We, therefore, revised the boundary of
the York River critical habitat unit by extending critical habitat by
[[Page 39175]]
approximately 14 rkm to the Nelson's Bridge Road Route 615 crossing on
the Pamunkey River.
We did not revise the upriver boundary of the critical habitat
designation on the Mattaponi River. We have considered the information
provided by VIMS. While their data analysis suggests to them that the
fish moved further upriver, there is no evidence that it moved upriver
and, even if it did, these are the movements of just one fish. We
cannot determine whether the movements of this fish are representative
of all Atlantic sturgeon that occur in the Mattaponi or are movements
of a vagrant fish. Additionally, critical habitat is based on the
presence of the essential PBFs. VIMS did not provide information that
the PBFs of critical habitat occur in the Mattaponi River upriver of
the Route 360 Bridge crossing. Therefore, we are not changing the
upriver boundary for the York River critical habitat unit in the
Mattaponi River.
Comment 26: Maryland Department of Natural Resources (MD DNR)
requested amendment of the critical habitat designation for the
Chesapeake DPS to include: Marshyhope Creek; Broad Creek; Deep Creek;
and, areas of the Nanticoke River above its confluence with the
Marshyhope Creek and the lower Nanticoke River down to Chapter Point,
MD. The MD DNR provided the 2016 project report for riverbed mapping of
the Broad Creek, Marshyhope Creek, and Nanticoke River (Bruce et al.,
2016), information on the detection of an adult Atlantic sturgeon in
spawning condition, and salinity, water temperature, and DO in
Marshyhope Creek, Broad Creek, and the Nanticoke River.
Our Response: The substrate information for Marshyhope Creek and
the Nanticoke River was not received in time for us to consider it for
inclusion in the proposed rule. However, we were aware that a final
report was imminent and alerted the public in the Impacts Analysis and
Biological Information Source Document to the proposed rule that the
presence of adult sturgeon in spawning condition and at the time when
the Chesapeake Bay DPS spawns suggests that the PBFs essential to
Atlantic sturgeon reproduction and recruitment are present in
Marshyhope Creek. We also alerted the public that after receiving the
report, we would assess whether to expand critical habitat to include
this area. The final project report was submitted to us by the MD DNR
during the public comment period. We reviewed the information as well
as other available information for the Nanticoke River, including the
MD DNR final report, ``Assessment of Critical Habitats for Recovering
the Chesapeake Bay Atlantic Sturgeon Distinct Population Segment,''
funded by the NOAA Species Recovery Grants to States (ESA Section 6
Program). The benthic mapping report does provide information to
confirm the presence of hard substrate in low salinity waters of
Marshyhope Creek and the Nanticoke River. In addition, the MD DNR
Section 6 report provides evidence that the area is likely being used
for spawning. This information along with information related to the
presence of suitable spawning substrate (Bruce et al., 2016) indicates
that there is the potential for spawning and recruitment to occur in
the Nanticoke River and Marshyhope Creek.
Our review of this best available information confirmed that
critical habitat for the Chesapeake Bay DPS occurs in the Nanticoke
River and its tributary, Marshyhope Creek. Designation of the area is a
natural outgrowth of the proposed rule given that we stated in the
proposed rule that we suspected spawning was occurring in Marshyhope
Creek, a tributary of the Nanticoke, and we stated in the Impacts
Analysis and Biological Information Source Document that we were
awaiting receipt of substrate information and would consider
designating critical habitat in the River if we received additional
information that confirmed that the PBFs are present. The PBFs may
require special management considerations or protection as a result of
activities, such as dredging and construction projects (e.g., docks,
piers), that may affect the PBFs. Therefore, we are designating
critical habitat in the Nanticoke River and Marshyhope Creek for the
Chesapeake Bay DPS.
We are not, however, designating critical habitat in the Nanticoke
River and Marshyhope Creek as two separate areas as recommended by MD
DNR, and we are not designating critical habitat in Broad Creek or Deep
Creek. Critical habitat that is designated within the geographical area
occupied by the species is based on the presence of the PBFs. While
information on salinity and water quality is generally available,
information on hard substrate (e.g., gravel, cobble) in low salinity
waters is not available for Broad Creek or Deep Creek. The substrate
study did indicate the presence of gravel-sand, and sand-gravel in
Broad Creek, but hard substrate such as gravel and cobble that provides
interstitial spaces for the offspring after hatching is essential for
spawning. We will reconsider Broad Creek and Deep Creek as new
information becomes available on hard substrate and information to show
that these areas could be used by Atlantic sturgeon for spawning (e.g.,
evidence of spawning adult presence in the area, evidence for the
presence of natal offspring).
Based on the PBFs essential to the conservation of the Chesapeake
Bay DPS, the Nanticoke River system critical habitat unit consists of
the waters of the Nanticoke River from the Maryland State Route 313
Bridge crossing near Sharptown, MD, to where the main stem discharges
at its mouth into the Chesapeake Bay as well as Marshyhope Creek from
its confluence with the Nanticoke River and upriver to the Maryland
State Route 318 Bridge crossing near Federalsburg, MD, for a total of
60 rkm of aquatic habitat.
Comment 27: One commenter requested consideration of additional
literature and datasets for determining whether to include the Eastern
River, Abagadasset River, Muddy River, Sheepscot River up to Head Tide
Dam, Dyer River up to Boynton Trask Dam, Saco River from Cataract Dam
downstream to its mouth, Mousam River below the confluence with Fernald
Brook, tributaries of Great Bay (Spruce Creek, Berrys Brook, Sagamore
Creek, Lubberland Creek, Crommet Creek, Bellamy River, Sturgeon Creek),
and Penobscot Bay as critical habitat for the Gulf of Maine DPS. The
commenter also indicated that the Taunton River, MA, up to the
confluence with the Nemasket River should be included in the critical
habitat designation for the New York Bight DPS.
Our Response: We have reviewed the additional information and
datasets referenced by the commenter. We are not adding these
additional areas to the critical habitat designations. We discussed in
our response to Comment 20 why the critical habitat designations for
the Gulf of Maine, New York Bight, and Chesapeake Bay DPSs do not
include bays and sounds that occur between the river mouth and the
ocean, such as Penobscot Bay. No information was provided by the
commenter that allowed us to identify PBFs in Penobscot Bay.
As described in our regulations at 50 CFR 424.12(b)(1) and the
proposed rule, critical habitat must contain the PBFs essential to the
conservation of the DPS, and that may require special management or
protection. The Cataract Dam is located downriver of freshwater, and
Atlantic sturgeon do not pass upriver of the dam. The dam is at the
location of a natural falls that would be impassable to Atlantic
sturgeon even if the dam was not present. As a result, hard bottom
substrate (e.g., rock, cobble,
[[Page 39176]]
gravel, limestone, boulder, etc.) in low salinity waters (i.e., 0.0-0.5
ppt range) for settlement of fertilized eggs, refuge, growth, and
development of early life stages is not available to Atlantic sturgeon
in the Saco River. Therefore, we are not designating critical habitat
in the Saco River since the area of the river within the geographical
area occupied by the Gulf of Maine DPS does not contain the PBFs
essential to successful reproduction and recruitment.
For the other waterways named by the commenter, we do not have
information on whether Atlantic sturgeon spawn or spawned in that
particular waterway. Atlantic sturgeon can be identified to their river
of origin based on genetic analysis, likely due to their strong
affinity for natal homing (i.e., adults spawn in the river in which
they were spawned). Some straying occurs and recolonization of rivers
within a DPS is possible. However, we have no way to determine the
likelihood that a particular river will be recolonized or the timespan
over which recolonization would occur. Therefore, just as we considered
the Union River as described in the Impacts Analysis and Biological
Information Source Document, we investigated whether there is any
evidence that sturgeon are now using, or have ever used, a particular
river or river segment for spawning. The 2007 Status Review for
Atlantic Sturgeon (ASSRT, 2007) indicated Atlantic sturgeon
historically spawned in the Taunton River, Massachusetts (Table 1 in
that document). However, the Status Review report does not provide the
reference for this conclusion and we could not locate information to
support the conclusion. There is no recent evidence of spawning for the
Taunton River. Similarly, the 2007 Status Review report indicated
Atlantic sturgeon historically spawned in the Sheepscot River and
possibly spawn presently in the Sheepscot River. However, a study of
the Kennebec Estuary, including the Sheepscot River, spanning the time
period 1977-2001 did not find any evidence of Atlantic sturgeon
spawning in the Sheepscot River (Wippelhauser and Squiers, 2015). Based
on the best scientific information available, we cannot determine that
the Taunton River and Sheepscot River are essential to reproduction or
recruitment of the New York Bight and Gulf of Maine DPSs, respectively.
Similarly, we do not have evidence that Atlantic sturgeon historically
spawned or presently spawn in the other waterways named by the
commenter. Based on the best scientific information available, these
waterways are not essential to the conservation of the DPSs. Therefore,
we cannot designate critical habitat in the Eastern River, Abagadasset
River, Muddy River, Dyer River up to Boynton Trask Dam, Mousam River
below the confluence with Fernald Brook, or tributaries of Great Bay
(Spruce Creek, Berrys Brook, Sagamore Creek, Lubberland Creek, Crommet
Creek, Bellamy River, Sturgeon Creek).
Comment 28: A commenter was concerned that the critical habitat
designations for the Gulf of Maine, New York Bight, and Chesapeake Bay
DPSs do not include all of the rivers listed in Table 1 of the 2007
Status Review labeled as historically or presently supporting Atlantic
sturgeon spawning, or having Atlantic sturgeon nursery habitat.
Our Response: The regulations for identifying critical habitat
differ from the approach used by the Atlantic Sturgeon Status Review
Team to label rivers as historically or presently supporting Atlantic
sturgeon spawning, or having Atlantic sturgeon nursery habitat. For
example, the Status Review Team considered nursery habitat as any
habitat used by immature Atlantic sturgeon, including non-natal
estuaries used by subadult Atlantic sturgeon. For this critical habitat
designation, we consider nursery habitat to be habitat within the natal
estuary used by natal juveniles. Therefore, in our approach, a river
would only be labeled as having nursery habitat if there was also
evidence that it historically or presently supported Atlantic sturgeon
spawning. As described in the response to Comment 27, we considered the
evidence that the 2007 Status Review cited for whether a river
historically supported or presently supports an Atlantic sturgeon
spawning population. This information helped to inform whether an area
contained the PBFs essential to the conservation of the particular DPS
and that may require special management considerations or protection.
Comment 29: A commenter stated tributaries are vital components of
the estuarine habitat that Atlantic sturgeon need to reproduce and
develop, and conditions in tributaries affect the Hudson River.
Therefore, the commenter recommended that we designate critical habitat
for the entire length of, or the segment downstream of a dam or
impassable rapids, in: Lents Cove, Annsville Creek, Popolopen Creek,
Constitution Marsh and Foundry Cove, Moodna Creek below Route 9W,
Wappinger Creek below the rapids, Roundout Creek below the dam, Esopus
Creek below the dam, Jansen Kill below Route 9G, Ramshorn Creek,
Catskill Creek below the rapids, Stockport Creek below the dam,
Coxsackie Creek, Schodack Creek, Moordener Kill, Normans Kill, and the
Mohawk River below the locks.
Our Response: The commenter did not provide and we do not have
information that suggests Atlantic sturgeon spawn or spawned in the
waterways, all tributaries of the Hudson River, named by the commenter.
Additionally, the commenter did not provide and we do not have
information indicating that the features are present in these
waterways. Based on information provided in the Atlantic Sturgeon
Status Review (ASSRT, 2007) and the Atlantic Sturgeon Stock Assessment,
these areas are not essential to the conservation of the DPS, and we
cannot designate the areas as critical habitat. However, we do
recognize the connection of tributaries to the main stem Hudson River,
the importance of a healthy ecosystem to Atlantic sturgeon.
Comment 30: A commenter stated that the frequency and timing of use
suggests that PBFs, including foraging areas and cover from predation,
may occur within certain bays, estuaries and near-shore marine areas.
The commenter acknowledged that PBFs must be defined under the ESA, and
that these data are not currently available for the entire range, but
should be considered for the areas available. The commenter recommended
that we: Consider the DPS-specific references (Calvo et al., 2010;
Erickson et al., 2011; and Breece et al., 2016) in the Final Rule;
continue to consider this information gap to be a research priority;
and, develop a schedule for designating bay and near-shore critical
habitats essential to support the successful development, growth and
migration of sub-adult and adult Atlantic sturgeon.
Our Response: Our consideration of the best available information
to identify potential PBFs for the Atlantic sturgeon DPSs in marine
waters, bays, and sounds is described in the proposed rule, Impacts
Analysis and Biological Information Source Document, and in our
response to Comment 20. This information included research findings
described in Calvo et al., 2010, Erickson et al., 2011, and Breece et
al., 2016. Based on the best scientific information available for each
DPS, and information for Atlantic sturgeon in general, we were not able
to identify any PBFs for marine waters, sounds, or bays, other than for
those bays that contain the PBFs essential for reproduction and
recruitment of the Gulf of Maine, New York Bight, and Chesapeake Bay
DPSs and that are included as part of the designated critical habitat.
[[Page 39177]]
Critical habitat designations are based on the best available
scientific information. We cannot commit to a schedule for designating
additional critical habitat for the Gulf of Maine, New York Bight, or
Chesapeake Bay DPS because we cannot predict when information will be
available to inform any potential future modification of this critical
habitat designation or any new designation.
Comment 31: A conservation group pointed to a recent report by
Moberg and DeLucia (2016) that recommended minimum values of DO, water
temperature, and salinity values to support habitat suitable for
successful recruitment of Atlantic sturgeon in the Delaware River.
These values are instantaneous DO greater than or equal to 5.0 mg/L,
and temperature less than 28 [deg]C when salinity is less than 0.5 ppt.
The commenter noted that estuaries are naturally dynamic habitats and
the areas that support habitat suitable for successful recruitment
could change with migration of the salt front. The commenter
recommended that designated critical habitat include river segments
that may serve as reproduction and recruitment habitats that
accommodate changes in migration of the salt front, DO, and temperature
conditions.
Our Response: We agree that estuaries are naturally dynamic
habitats. In the Background section of the proposed rule we described
that multiple spawning sites have been identified within many of the
rivers used for Atlantic sturgeon spawning (Dovel and Berggren, 1983;
Van Eenennaam et al., 1996; Kahnle et al., 1998; Bain et al., 2000;
Sommerfield and Madsen, 2003; Bushnoe et al., 2005; Simpson, 2008;
Hager, 2011; Austin, 2012; Balazik et al., 2012; Breece et al., 2013),
and spawning sites at different locations within the tidal-affected
river would help to ensure successful spawning, given annual changes in
the location of the salt wedge. For example, Breece et al. (2016)
reported a difference of 30 km in the average location of the Delaware
River salt front during adult Atlantic sturgeon occupancy in 2011
compared to 2009 and 2012.
Designating critical habitat that includes multiple potential
spawning areas helps to ensure Atlantic sturgeon can select the best
spawning site, given the natural annual variations in environmental
conditions within the river estuary. When several habitats, each
satisfying the requirements for designation as critical habitat, are
located in proximity to one another, an inclusive area may be
designated as critical habitat (50 CFR 424.12(d)). Therefore, within
the geographical area occupied by the DPS in each river, we considered
all areas that contained the PBFs that are essential to the particular
DPS and identified the boundaries, accordingly. As described in the
response to a previous comment, we concluded for purposes of the
critical habitat designations that unoccupied habitat was not essential
to the conservation of the Gulf of Maine, New York Bight, or Chesapeake
Bay DPS.
We are aware of the report by Moberg and DeLucia (2016) that
focused on DO levels for survival of Delaware River natal juveniles in
low salinity waters. However, the water quality feature for critical
habitat is the interrelated variables of salinity, DO, and water
temperature that are necessary for use of the habitat rather than fish
survival. Fish avoid, when possible, habitats that would result in
their death, and studies have shown that fish avoidance of habitat
occurs before the DO levels of the habitat have dropped so low as to be
deadly (Breitburg 2002; EPA, 2003). Studies have also shown that the DO
concentration at which the fish will begin to avoid habitat is
approximately equal to the DO concentration that reduces their growth
rate. Therefore, identifying the temperature, DO, and salinity values
that result in reduced Atlantic sturgeon growth can serve as a proxy
for identifying the temperature, DO, and salinity values that result in
Atlantic sturgeon habitat avoidance.
We considered the available information on Atlantic sturgeon
growth, and temperature, DO, and salinity (Breitburg, 2002; EPA, 2003;
Niklitscheck and Secor 2009; Niklitscheck and Secor 2010; Allen et al.,
2014) when we developed the examples provided in the proposed rule. Our
intent was to provide an example in the proposed rule of a set of
conditions that we expect to correlate to Atlantic sturgeon use of an
area; it was not our intent to provide an example of the DO levels that
are necessary for the survival of any particular age class of Atlantic
sturgeon.
Comment 32: A commenter stated that our decision to not designate
any estuarine areas as critical habitat is arbitrary and capricious,
noting that natal estuaries are attached to a natal river, which makes
these estuaries critical and, therefore, they should be designated. The
commenter also stated that we should also designate estuaries that it
knows are important (e.g., the mouth of the Merrimack and the Saco
River).
Our Response: The critical habitat designated for the Gulf of
Maine, New York Bight, and Chesapeake Bay DPSs includes estuarine
waters of the named river. It is a common misconception that all rivers
are all freshwater and only bays or sounds are the estuarine waters. We
are designating critical habitat in the Merrimack River, downstream of
the Essex Dam to the mouth of the Merrimack River. We are not
designating critical habitat in the Saco River because the area of the
river within the geographical area occupied by the Gulf of Maine DPS
does not contain the PBFs essential to the conservation of the DPS. Our
response to Comment 20 addresses the best available information for
identifying other PBFs in bays and sounds that are essential to the
conservation of the Gulf of Maine, New York Bight, and Chesapeake Bay
DPSs.
Comment 33: The commenter believes that areas proposed to be
designated as critical habitat in the James River exceed what is
necessary to protect Atlantic sturgeon and will accomplish little
habitat restoration in the Chesapeake Bay DPS. The commenter states
that considering the breadth of available information on biological and
habitat data, critical habitat in the James River could be more
specifically defined.
Our Response: The boundaries of the critical habitat areas are
based on the presence of the PBFs essential to the conservation of the
Chesapeake Bay DPS, and which may require special management
considerations or protection. The PBFs are based on substrate, water
quality, open passage, and the transitional salinity zone necessary for
Atlantic sturgeon adults to reproduce and juveniles to rear in the
natal estuary prior to emigration to the marine environment.
The best available information supports the conclusion that there
are two spawning groups of Atlantic sturgeon returning to the James
River, one in the spring and one in the fall. Spawning occurs in
different areas of the river for each group. Such a difference is not
unexpected given changes in the location of an estuary's salt wedge
from spring to fall. Even in rivers where only one spawning season is
currently known, spawning Atlantic sturgeon may select for the best
spawning site in the river estuary, given the environmental conditions
at the time (e.g., flow and salinity), which vary depending on weather
and other conditions (e.g., more freshwater inflow due to a rainy
spring or high snowpack can result in the salt front being farther
downstream). Designating critical habitat that includes multiple
spawning areas helps to ensure successful spawning, given the natural
variations in environmental conditions within the
[[Page 39178]]
river estuary. Similarly, critical habitat that encompasses the
complete habitat needs of Atlantic sturgeon juveniles is necessary
because Atlantic sturgeon offspring select for the habitat with the
combined variables of DO, water temperature, and salinity that best
support their growth and development. Because estuaries are also
dynamic environments with daily and seasonal changes in salinity,
Atlantic sturgeon juveniles must be able to move within the natal
estuary to remain in or access the salinity zone most suitable for the
stage of development. As such, limiting the designation in the James
River would not allow for inclusion of all of the PBFs that are
essential to the conservation of the DPS.
Comment 34: A commenter stated that we must identify, with
specificity and substantial evidence, those areas of the Susquehanna
River that we believe exhibit the PBFs essential to the conservation of
Atlantic sturgeon. Further, to meet our obligations under the
Administrative Procedure Act, we must then provide stakeholders with an
additional opportunity to comment on the justifications for the
determinations.
Our Response: The ESA and the regulations implementing the critical
habitat provision of the ESA (50 CFR part 424) do not require that we
provide ``substantial evidence'' or articulate a particular level of
specificity as to where exactly the PBFs may be found in a particular
unit. The proposed rule did specify that the area containing the PBFs
of critical habitat in the Susquehanna River is the 16 km of the
Susquehanna River main stem from the Conowingo Dam to where the river
drains at its mouth into the Chesapeake Bay. These are the lowermost 16
km of the river's overall 714 km length.
Upon reexamination of the information for the PBFs, we determined
that PBF 2 (i.e., aquatic habitat with a gradual downstream salinity
gradient of 0.5 to as high as 30 ppt and soft substrate (e.g., sand,
mud) between the river mouth and spawning sites for juvenile foraging
and physiological development) is not present in the lowermost 16 rkm
of the Susquehanna River that we proposed to designate as critical
habitat. In addition, these waters are likely to remain freshwater
because saltwater from the ocean generally does not push into the upper
Chesapeake Bay, and there is a large volume of freshwater flowing into
the upper Bay from the Susquehanna and other rivers (Chesapeake Bay
Program, 1987).
The proposed 16 rkm of the Susquehanna River does not have a
salinity gradient and is unlikely to have a salinity gradient in the
future. Because this PBF is not present in the lowermost 16 rkm of the
Susquehanna River, and we determined that the coexistence of all four
PBFs is required for successful reproduction and recruitment of the
Chesapeake Bay DPS, the lowermost 16 rkm of the Susquehanna River are
not included in critical habitat for the Chesapeake Bay DPS. Further
information on the salinity, substrate, and water quality below the
Conowingo Dam is available at http://www.exeloncorp.com/locations/ferc-license-renewals/Conowingo/Pages/Documents.aspx.
Comment 35: A number of commenters, including a coalition, objected
to the proposed designations and stated that we provided no data or
analysis in support of our conclusions that the essential PBFs we have
identified are actually present throughout the expansive areas we have
proposed for designation, nor any discussion of the location of
essential PBFs within the areas.
Our Response: We are not required to conduct new analyses for
critical habitat designations. We are required to use the best
available information. The proposed rule, the biological information in
the Impacts Analysis and Biological Information Source Document, and
our administrative record for the critical habitat designations provide
the sources of information for where the PBFs occur within each
designated critical habitat area. We balanced the desire to provide
detail on each critical habitat designation against the need to provide
transparent and concise information. An excessively lengthy document
can be perceived as burdensome to read and comment upon. We provided a
level of detail that we believe was necessary and desired by the
general public. In all cases, we have cited the sources of information
for the presence of the PBFs in the specific critical habitat areas.
We also took into account the dynamic environment in which the PBFs
occur. Some of the PBFs occur in more than one location or occur in a
location at certain times of the year. For example, hard bottom
substrate in low salinity waters (0.0 to 0.5 ppt) may be available
farther downriver in the spring than in the fall, depending on seasonal
changes in freshwater input, or may be available farther downriver in
one year compared to another, depending on the freshwater input to the
estuary in that particular year. Likewise, the exact boundaries of the
transitional salinity zone will fluctuate with seasonal changes in
flow, annual changes in flow, and even tide cycles. The boundaries of
the critical habitat areas account for these cyclical changes that are
reasonably expected to occur based on the best available information
for the particular river within which we are designating critical
habitat.
Comment 36: A representative for a power operation stated that the
area of the Hudson River in the vicinity of the facility should be
excluded from the critical habitat designation because: this part of
the Hudson River does not possess characteristics of value to Atlantic
sturgeon at any life stage, and it is inconceivable that any federally-
approved action within the vicinity of Indian Point would ever rise to
the level of destruction or adverse modification of critical habitat as
the Services have defined it.
Our Response: We are not required to determine that every segment
of the critical habitat contains all of the PBFs essential to the
conservation of the species, but rather, we demonstrate overall that
the designated unit contains the PBFs essential to conservation of the
species (See Home Builders Ass'n of Northern California v. U.S. Fish
and Wildlife Service, 616 F.3d 983, 988-989 (9th Cir., 2010)). We
recognize in the rule that the location of some PBFs may shift daily,
seasonally, or annually. We disagree that the area noted in the comment
does not contain the essential PBFs of critical habitat; the area
contains soft substrate and is within the salinity gradient necessary
for the development of juveniles. It is also an area of the Hudson
River where barrier-free passage is necessary for the upstream and
downstream movement of adults.
The commenter's determination that activities associated with the
Indian Point nuclear facility would not destroy or adversely modify the
critical habitat is not a comment on the designation, but rather a
conclusion of the effects of the activities that would be considered in
an ESA section 7 consultation. Even if we agreed with that conclusion,
there is no means to exclude an area based on the potential impacts of
the operations of one facility. We also note that the critical habitat
designated in the vicinity of Indian Point could be affected by other
Federal actions independent of Indian Point (e.g., dredging, water
quality regulations, etc.).
We considered impacts of designating critical habitat for the New
York Bight DPS, and concluded there was no basis to exclude any
particular area from the proposed critical habitat because of the
conservation benefits of the critical habitat designations to the
species and to society. While we cannot quantify nor monetize these
benefits, we believe they
[[Page 39179]]
are not negligible and are an incremental effect of the designations.
See our response to Comments 51, 52 and 53 for further information on
the Impacts Analysis for the Gulf of Maine, Chesapeake Bay and New York
Bight DPSs.
Comment 37: A commenter stated that scientifically demonstrated
identification of known PBFs needed for physiological development have
not been specifically determined for the Atlantic sturgeon, and
designating critical habitat in the Delaware River may be premature.
The commenter goes on to state that the length and breadth limits of
the critical habitat area alone apply assumptions that are not well
documented in science, and, in the case of the downstream limit on the
Delaware River, arbitrary landmarks were used to identify the beginning
and end of the designated critical habitat. The commenter also states
that the down-river boundary is demarcated by a land-based, manmade
monument that possesses no inherent biological or physiological value
indicating that sturgeon reproduction, early growth, and population
maintenance begins or ends here.
Our Response: The critical habitat designations are not premature.
The ESA requires that we designate critical habitat at the time a
species is listed unless designating critical habitat is not prudent
for the species (this rarely occurs) or is not determinable. If
critical habitat is not determinable at the time of listing, we are
allowed one additional year. At the end of that year, we must designate
critical habitat based on the best available information.
We concluded that critical habitat was not determinable when the
Atlantic sturgeon DPSs were listed as endangered and threatened in
2012. We failed to meet the one-year timeframe for designating critical
habitat. We proposed critical habitat in June 2016. We have used the
best available information to determine the essential PBFs that may
require special management considerations or protection and identify
where those PBFs occur to develop the critical habitat designation.
While we agree that more information on the exact location of Atlantic
sturgeon spawning would be generally informative and could allow us to
better manage the species, the absence of this more specific
information did not impair our ability to develop the critical habitat
designation. This is in part because our critical habitat designation
was not designed to include only spawning habitat.
The proposed rule described the PBFs and provided an explanation,
in the context of Atlantic sturgeon life history, of why the PBFs are
essential to the conservation of the Atlantic sturgeon DPSs. We
provided the same background as well as the list of cited literature in
the Impacts Analysis and Biological Information Source Document.
All of the PBFs are necessary for successful Atlantic sturgeon
spawning and recruitment of offspring to the marine environment. Adults
need habitat suitable for spawning, for traveling to and from spawning
sites, and for staging, resting, and holding before and after spawning.
The offspring need habitats in the natal estuary suitable for rearing.
The habitat needed by juvenile Atlantic sturgeon changes as they grow
and develop in the natal estuary. All juvenile habitat types in the
natal estuary are needed for successful rearing of the offspring.
Laboratory studies have shown differences in Atlantic sturgeon growth
with different combinations of the combined variables of DO, water
temperature, and salinity. Captures of Atlantic sturgeon juveniles in
the natal estuary, likewise, reveal differences in the distribution of
larger, older Atlantic sturgeon juveniles compared to smaller, younger
Atlantic sturgeon juveniles. Therefore, we identified the boundaries of
each critical habitat area that encompassed the PBFs essential to the
conservation of each Atlantic sturgeon DPS and that may require special
management considerations or protection. When several habitats, each
satisfying the requirements for designation as critical habitat, are
located in proximity to one another, an inclusive area may be
designated as critical habitat (50 CFR 424.12(d)).
The boundaries of each critical habitat unit are consistent with
how we have designated critical habitat for other species in rivers
(e.g., the southern DPS of green sturgeon, Gulf of Maine DPS of
Atlantic salmon). One or more of the PBFs occur throughout the
identified critical habitat areas. Riverbanks are the lateral
boundaries. The downriver boundary is the mouth of the river because
that is the downstream limit of the most extensive feature (the
transitional salinity zone). The upriver boundary is the beginning of
the named river, a manmade structure that is impassable by sturgeon, a
natural feature that is impassable by sturgeon, or the upriver extent
of tidal influence because, depending on the particular river, that is
the upstream extent of the presence of the PBFs that are essential to
the conservation of the DPS and that may require special management
considerations or protection, or the upstream limit of the occupied
area.
We cannot use ephemeral reference points (e.g., trees, sand bars)
to clarify or refine the boundaries of critical habitat. We can use
physical structures that occur at the boundary of the area containing
the PBFs in our regulatory description of the critical habitat areas.
Doing so better informs Federal agencies of the area within which they
should consider effects of their proposed actions to determine whether
they are required to consult with us under section 7 of the ESA.
The Delaware River critical habitat unit extends from the upstream
point of tidal influence (identified by a bridge that crosses the river
at that boundary) downriver to where the river enters the Delaware Bay.
A mouth of a river is often considered to be rkm 0 of that river.
However, in this case, New Jersey regulations count the mouth of the
Delaware Bay (i.e., where it drains into the Atlantic Ocean) as rkm 0.
To avoid confusion, we described the downriver boundary of the critical
habitat unit based on the pre-established points and markers that
demarcate the Delaware River and the Delaware Bay.
Comments on Impacts Analysis, Exclusions, and INRMPs
Comment 38: Many commenters, including those representing maritime
associations, tug and barge operator associations, pilot associations,
shipbuilders, and Federal and state agencies, stated we should exclude
the Federal navigation channels and dredge disposal sites from the
critical habitat designations (e.g., in the Penobscot, Hudson,
Delaware, York, and James Rivers). They believe including them will
prevent or delay dredging of Federal navigation channels, resulting in
impacts to navigation safety, less commerce, and harm to the
environment (e.g., by increasing the risk of vessel damage that could
cause fuel spills). They also stated that including the Federal
navigation channels and dredge disposal sites does not contribute to
protecting the Atlantic sturgeon DPSs or their existing habitat.
Our Response: We disagree. The Federal navigation channels and
dredge disposal sites are part of the areas that we have identified as
critical habitat based on the presence of the PBFs essential to the
conservation of the Gulf of Maine, New York Bight, and Chesapeake Bay
DPSs, and because those essential PBFs may require special management
considerations or protection. There are conservation benefits of the
critical habitat designations, both to the species and to
[[Page 39180]]
society. While we cannot quantify or monetize these benefits, we
believe they are not negligible and are an incremental effect of the
designations.
The purpose of designating critical habitat is to contribute to
species' conservation (i.e., facilitate recovery of the ESA-listed
species for which critical habitat is designated). Because the Federal
navigation channels and dredge disposal sites within the critical
habitat areas are part of the area containing the essential PBFs, we
are not excluding the Federal navigation channels and areas used for
dredge disposal.
Critical habitat designations do not stop or prevent Federal agency
actions. The sole ESA requirement with respect to designated critical
habitat is that Federal agencies consult with us (or the USFWS for
species under their jurisdiction) on any Federal agency action (i.e.,
any action that agency intends to fund, authorize or carry out) that
may affect critical habitat. The purpose of the consultation is to
ensure that actions taken by Federal agencies are not likely to result
in the destruction or adverse modification of critical habitat. ESA
section 7 consultation is not required if there is no Federal agency
action. For example, section 7 consultation is not required when a
private citizen will engage in an activity on private land that does
not require any authorization from a Federal agency, and does not
include any Federal funds to carry out the activity.
For those activities conducted by private citizens that include a
Federal agency action (e.g., the citizen receives funding from a
Federal agency or is required to obtain a permit from a Federal
agency), the Federal agency taking the action is required to consult
with us if the agency determines the proposed action may affect any
Atlantic sturgeon DPS, its designated critical habitat, any other ESA-
listed species under our jurisdiction, or its designated critical
habitat.
Federal agency actions that are necessary to maintain safe
navigation (e.g., maintenance dredging) and support commerce are
expected to continue to occur following the critical habitat
designation. ESA section 7 consultations considering effects to the
Atlantic sturgeon DPSs have occurred since the DPSs were listed in
2012. Because Atlantic sturgeon are generally present in the critical
habitat areas, designating critical habitat is unlikely to increase the
number of ESA section 7 consultations because Federal agencies are
already required to consult with us under section 7 for actions that
may affect the listed species.
Comment 39: Commenters expressed concern that designating critical
habitat would prevent repairs to or new construction of marine
terminals, docks, and other port infrastructure, thus impacting
commerce. They commented we should exclude parts of the critical
habitat areas adjacent to marine terminals, docks, and other port
infrastructure to avoid such impacts.
Our Response: Activities such as repairs to or new construction of
marine terminals, docks, and other port infrastructure can occur when
such structures are within or in proximity to designated critical
habitat. Section 7(a)(2) of the ESA requires Federal agencies to
consult with us if the agency will fund, authorize, or carry-out an
activity that may affect designated Atlantic sturgeon critical habitat.
If, during consultation, we determine a Federal agency action is likely
to destroy or adversely modify critical habitat, we will work with the
Federal agency to identify modifications to the proposed action to
remove the likelihood that the action will destroy or adversely modify
critical habitat. In that case, we would document our determination in
a Biological Opinion and provide one or more Reasonable and Prudent
Alternatives for the Federal agency to implement. If we conclude that
the proposed activity is not likely to adversely modify or destroy the
critical habitat, then we will make that determination in a Biological
Opinion and the action can occur as originally proposed.
Comment 40: A representative of Bath Iron Works, a shipbuilder for
the Navy, and a representative of Entergy Nuclear Indian Point 2, LLC,
Entergy Nuclear Indian Point 3, LLC, and Entergy Nuclear Operations,
Inc. (collectively, ``Entergy''), an energy company that owns a power
plant, had similar concerns for the critical habitat designations in
the Kennebec River for the Gulf of Maine DPS, and in the Hudson River
for the New York Bight DPS. Both commenters expressed concern that the
critical habitat designations would increase operational costs,
adversely affect the ability to operate, or otherwise impact national
security, and requested that we not designate critical habitat in the
vicinity of Bath Iron Works on the Kennebec River or in the vicinity of
Indian Point Nuclear Power Plant on the Hudson River.
Our Response: We disagree, and appreciate the opportunity to
correct some common misconceptions about critical habitat. The first
misconception is what is required or prohibited when critical habitat
is designated. Critical habitat designations do not create refuges or
preserves where activities cannot occur. Critical habitat designations
do require Federal agencies to consult with us if they are funding,
authorizing or carrying out an action that may affect designated
critical habitat for ESA-listed species under our jurisdiction. A
Federal action can occur as proposed if we agree with a Federal
agency's determination that a proposed action may affect designated
critical habitat, and that all of the anticipated effects are
insignificant, discountable, or wholly beneficial. A Federal action can
also occur as proposed if we agree with a Federal agency's
determination that a proposed action is likely to adversely affect
critical habitat, but will not destroy or adversely modify critical
habitat. A Federal action is required to be modified if we conclude
that the proposed action is likely to destroy or adversely modify
critical habitat. In that circumstance, we work with the Federal agency
to identify modifications to the proposed action that allow the
proposed action to occur without destruction or adverse modification of
critical habitat. We do not consult on proposed Federal agency actions
that will have no effect on critical habitat, and we do not consult on
activities that do not include a Federal agency action (e.g., no
Federal funding for the action and no required Federal authorization
for the action).
There are also misconceptions about what we can exclude and what we
must not include in critical habitat designations. We must not include
as part of a critical habitat designation any lands or other
geographical areas owned or controlled by the Department of Defense
(DOD) or designated for its use, that are subject to an INRMP prepared
under section 101 of the Sikes Act, if we determine that such plan
provides a conservation benefit to the species, and its habitat, for
which critical habitat is proposed for designation. We also do not
designate critical habitat within foreign countries or in other areas
outside of United States jurisdiction (50 CFR 424.12(h)). We can
exclude an area from a critical habitat designation based on economic,
national security, or other relevant impacts if the benefits of
exclusion outweigh those of inclusion, so long as the exclusion will
not result in the extinction of the species concerned. However, we are
not required to exclude particular areas from a critical habitat
designation based on any of these impacts.
As required, we did consider the economic impacts, impacts to
national security, and other relevant impacts of the critical habitat
designations, including the conservation benefits of
[[Page 39181]]
the designation, both to the species and to society. We concluded that
economic impacts of designating critical habitat for each DPS would be
low. Our conclusion is based on two determinations. First, the primary
source of economic impacts as a result of designating critical habitat
for the Atlantic sturgeon DPSs are the administrative costs of
conducting ESA section 7 consultations. Second, because Atlantic
sturgeon occur throughout the critical habitat areas designated for the
Gulf of Maine, New York Bight, and Chesapeake Bay DPSs, Federal actions
that may affect critical habitat are also likely to affect the fish.
Therefore, a single section 7 consultation would consider both the
effects to the DPS and to its critical habitat. Our analysis of the
economic impacts of designating critical habitat also considered
whether modifications were likely to occur. Based on the best available
information, including responses from Federal agencies that we are
likely to consult with, we concluded that modifications to Federal
actions are unlikely to occur as a result of section 7 consultations on
effects of the actions to designated Atlantic sturgeon critical
habitat.
We considered at the proposed rule stage, the concerns expressed by
the Navy that designating critical habitat in the Kennebec River
critical habitat unit adjacent to Bath Iron Works, a private
shipbuilder for the Navy, would affect the Navy's ability to build and
test current and future classes of surface ships, resulting in a risk
to military readiness and national security. The Navy described the
activities likely to occur as: Flooding and dewatering dry docks,
updating and maintaining pier structures, including pile driving, and
dredging activities to maintain proper channel and berthing depths. The
essential PBFs of critical habitat in the area are salinity suitable
for older juveniles, open passage for juveniles suitably developed to
leave the natal river, open passage for adults traveling through the
area to and from spawning areas, open passage for subadults traveling
through the area, and soft substrate. Maintaining and/or updating pier
structures may affect open passage and substrate (e.g., placing more
pier structures in the area, altering the substrate to make it more
suitable for the pier structure). Similarly, dredging to maintain
proper channel and berthing depths may affect (e.g., remove) the
substrate that supports juvenile foraging, and change the depth
affecting the salinity (e.g., as a result of changes to mixing in the
estuarine river or the extent of saltwater intrusion). However, the
activities also may affect Atlantic sturgeon. For example, construction
to maintain or update piers can produce sounds that disrupt normal
behaviors such as sturgeon foraging, staging, and spawning. Dredging
may injure or kill sturgeon that come into contact with the gear (e.g.,
older juveniles passing through as they leave the natal river, adults
traveling through the area to and from spawning areas, subadults
traveling through the area). Because the Navy's activities may also
affect the Gulf of Maine DPS of Atlantic sturgeon and sturgeon from
other DPSs that can occur in the area, we do not anticipate any ESA
section 7 consultations to arise strictly for the purpose of assessing
the effects of Navy funded, authorized, or conducted activities on
designated critical habitat in the Kennebec River. In addition, based
on the best available information, we do not anticipate any ESA section
7 consultations for Navy activities in the Kennebec River will require
modifications to avoid destruction or adverse modification of critical
habitat based on the past consultation history and the nature of the
identified categories of activities in the area. We considered all of
the impacts arising from the critical habitat designation for the Gulf
of Maine DPS, and determined the impacts would be coextensive with the
impacts from listing the DPS. We will continue to work with the Navy to
address any concerns about the ESA section 7 consultation process.
Finally, should it be necessary, the regulations implementing section 7
of the ESA allow for informal consultation where emergency
circumstances mandate the need to consult in an expedited manner, for
situations involving acts of God, disasters, casualties, national
defense or security emergencies, etc.
The commenter did not establish how the critical habitat
designation would impact security zones around private facilities,
including the Indian Point nuclear facility in the Hudson River
referenced by the commenter, that are meant to keep unauthorized vessel
traffic at a distance from a facility. We do not foresee that the
existence of the security zone and measures in place to maintain that
security zone will affect the PBFs of critical habitat. For example,
maintaining the security zone does not alter the substrate or the water
temperature, nor does it block passage of Atlantic sturgeon moving
through the area. Given that, we do not anticipate any impacts of the
critical habitat designation on national security related to the
security zone at the nuclear facility on the Hudson River. Given the
lack of any impact to national security, and the benefit of designating
critical habitat for the New York Bight DPS, we are using our
discretion to not exclude the security zone area from the critical
habitat designation in the Hudson River.
Comment 41: One commenter stated we should allow for exclusion of
designated critical habitat areas following a facility's submission of
reports complying with 40 CFR 122.21(r) (i.e., National Pollution
Discharge Elimination System (NPDES) Program Requirements for
facilities with cooling water intake structures).
Our Response: The ESA does not provide any mechanism or authority
to us for establishing criteria that would automatically exclude parts
of a critical habitat designation after critical habitat has been
designated. We can change a critical habitat designation based on new
information regarding the listed species and its habitat. Such changes
must be made through rulemaking, in accordance with the same
regulations used to initially designate critical habitat for a species,
and must include an opportunity for public comment.
Comment 42: The Navy commented that Naval Weapons Station Earle,
Naval Support Facility Indian Head, Naval Support Facility Carderock,
and Joint Base Anacostia Bolling were described in previous
correspondence to us, but were not addressed in the proposed rule. The
Navy asked us to confirm that these facilities do not overlap with any
of the proposed critical habitat units.
Our Response: We confirm that Naval Weapons Station Earle, Naval
Support Facility Indian Head, Naval Support Facility Carderock, and
Joint Base Anacostia Bolling do not overlap with any of the proposed
critical habitat units. In February 2014, we requested the Department
of the Navy identify to us facilities that occurred within areas that
we were considering for proposed critical habitat. After sending the
letter, we changed the boundaries of the critical habitat areas to
better identify the in-water habitat in which the PBFs that may require
special management considerations or protection occur. As a result of
the change to the boundaries, Naval Weapons Station Earle, Naval
Support Facility Indian Head, Naval Support Facility Carderock, and
Joint Base Anacostia Bolling do not occur within the critical habitat
for the New York Bight or Chesapeake Bay DPSs. Our October 12, 2016,
letter to the Deputy Assistant Secretary of the Navy for Environment
provided our determinations for these facilities. A copy of that letter
is provided in Appendix C of the Impacts Analysis and
[[Page 39182]]
Biological Information Source Document.
Comment 43: The Navy also commented on our conclusion regarding the
INRMP for Naval Weapons Station Yorktown, a complex of three facilities
located on Virginia's Lower Peninsula between the York and James
Rivers, and asked for confirmation that Restricted Area 33 CFR 334.260
and Restricted Area 33 CFR 334.270 are included in the 4(a)(3)(B)
exemption for the York River critical habitat unit.
Our Response: Yes. As described in section 1.2 of the INRMP for
Naval Weapons Station Yorktown, the INRMP's scope comprises all lands,
ranges, nearshore areas, and leased areas: Owned by the United States
and administered by the Navy; used by the Navy via license, permit, or
lease for which the Navy has been assigned management responsibility;
or withdrawn from the public domain for use by the Navy for which the
Navy has been assigned management responsibility (Navy, 2006).
The regulations at 33 CFR 334.260 describe three areas of the York
River associated with Naval Weapons Station Yorktown. Public access is
prohibited or restricted in some manner (e.g., vessels may pass through
but not anchor, no trawling or net fishing) for each area, and the
regulations are enforced by the Commander, Naval Weapons Station
Yorktown, Virginia, and such agencies as he/she may designate.
The regulations at 33 CFR 334.270 for waters of the York River
adjacent to Cheatham Annex Depot of Naval Weapons Station Yorktown
restrict access by the public. No loitering is permitted within the
area, and oystermen may work their own leaseholds or public bottom
within the area, provided they obtain special permission from the
Officer in Charge, Cheatham Annex Depot, Naval Supply Center,
Williamsburg, Virginia. The Officer in Charge, Cheatham Annex Depot, is
responsible for enforcing the regulations at 33 CFR 334.270.
Based on the information provided in the regulations of Title 33,
the areas described by sections 334.260 and 334.270 are controlled by
the DOD and are within the scope of the INRMP for Naval Weapons Station
Yorktown. We determined that the INRMP provides a conservation benefit
to the Chesapeake Bay DPS of Atlantic sturgeon and its habitat, for
which critical habitat is proposed for designation. Therefore, critical
habitat for the Chesapeake Bay DPS will not include the specific lands
or other geographic areas of Naval Weapons Station Yorktown, including
the Restricted Areas described in sections 334.260 and 334.270.
Consultation under section 7(a)(2) of the ESA is not required for any
Federal agency action that may affect the features of Atlantic sturgeon
critical habitat occurring within the areas described at 33 CFR 334.260
and 33 CFR 334.270. However, consultation under section 7(a)(2) of the
ESA is required for Federal agency actions if the proposed action may
affect any ESA-listed species.
Comment 44: The Navy requested that we consider exclusion of Naval
Station Norfolk and Portsmouth Naval Shipyard once INRMPs for these
facilities are complete and we have reviewed the INRMPs.
Our Response: We cannot designate as critical habitat any lands or
other geographical areas owned or controlled by the DOD or designated
for its use, that are subject to an INRMP prepared under section 101 of
the Sikes Act (16 U.S.C. 670a), if we determine in writing that such
plan provides a conservation benefit to the species, and its habitat,
for which critical habitat is proposed for designation. Therefore, once
any new INRMPs are complete, we will review the documents. If we
conclude that the INRMP provides a conservation benefit to the
particular Atlantic sturgeon DPS, we will initiate a rulemaking to
remove the area from the critical habitat designation.
Comment 45: The Navy disagrees with our determination that
consultations for effects of dredging on critical habitat will be fully
coextensive with consultations to address impacts to Atlantic sturgeon.
The Navy believes that critical habitat can or will result in an
additional commitment of resources, and will require modification of
proposed actions to prevent adverse effects to critical habitat.
Our Response: We acknowledge that dredging occurring within
designated critical habitat may require consultation to ensure Federal
actions are not likely to destroy or adversely modify critical habitat.
However, since all of the critical habitat areas for the Gulf of Maine,
New York Bight, and Chesapeake Bay DPSs are occupied habitat, nearly
all those additional consultations will be coextensive to consultations
that would also occur to consider the impact to the sturgeon that occur
in those areas. As described in our response to Comment 38, ESA section
7 consultations considering effects to the Atlantic sturgeon DPSs have
occurred since the DPSs were listed in 2012. While some existing
consultations may need to be reinitiated to consider effects to
critical habitat, Atlantic sturgeon are generally present in the
critical habitat areas, so designating critical habitat is unlikely to
increase the number of ESA section 7 consultations.
Comment 46: The Navy is also concerned that we did not fully
consider impacts to national security resulting from the designation of
critical habitat in areas that overlap with naval bases and areas owned
by naval contractors. A list of areas and additional information was
provided, including information that identified areas designated as
Restricted Areas and Surface Danger Zones by the U.S. Army Corps of
Engineers (USACE) pursuant to 33 CFR part 334. As described by the
Navy, Restricted Areas generally provide security for Government
property and/or protection to the public from the risks of damage or
injury arising from the Government's use of that area, and access is by
permission only. Surface Danger Zones may be closed to public access on
a full time or intermittent basis.
Our Response: We carefully considered the information provided by
the Navy. For the Chesapeake Bay DPS, the Navy provided information on
some facilities and training areas that are not part of the James River
critical habitat unit. The Lower James River Boat Training Area
overlapping with Restricted Areas 33 CFR 334.290, 334.293, and 334.300;
Lower James River Precision Anchorage and Buoy Mooring Training Areas
that overlap Restricted Area 33 CFR 334.300; and, portions of the
Underwater Light Salvage Operations Dive Training Areas (e.g., that
overlap with Restricted Areas 33 CFR 334.310, 334.320, 334.350,
334.360, and Danger Zone in Sec. 334.340) do not occur within the
James River critical habitat unit. The James River critical habitat
unit is that part of the James River from Boshers Dam and downstream to
where the main stem river discharges at its mouth. The extent of the
critical habitat unit may have been unclear, however, because the
regulatory text of the proposed rule correctly described the boundaries
of the critical habitat unit, but the map incorrectly depicted the
James River critical habitat unit as including Hampton Roads. We have
corrected the map.
The remaining part of the Lower James River Boat Training Area
(i.e., overlaps with Restricted Area 33 CFR 334.280) and the remaining
part of the Underwater Light Salvage Operations Dive Training Area
(i.e., overlaps with Restricted Area 33 CFR 334.280) occur within the
James River critical habitat unit. In addition, portions of the
Underwater Light Salvage Operations Dive Training Area occur within the
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York River critical habitat unit (e.g., Restricted Areas 33 CFR 334.260
and 334.270) of the Chesapeake Bay DPS. The Navy also provided
information for and requested exclusion of the in-water parts of the
Philadelphia Navy Yard Annex Reserve Basin and Piers that occur in the
Delaware River critical habitat unit of the New York Bight DPS, and of
the Portsmouth Naval Shipyard that occurs in the Piscataqua River
critical habitat unit of the Gulf of Maine DPS. We are not excluding
any of these from the critical habitat designations.
In their comments, the Navy states that designating critical
habitat: could shut down, limit or delay operations as a result of the
need to consult under section 7 of the ESA; could increase the
frequency and scope of consultation requirements; and would likely
result in project delays and additional mitigation requirements or
modifications not considered during planning. Our ESA section 7
consultation history with the Navy does not support the Navy's
speculation. The consultation history demonstrates that Navy
activities, including training, pier maintenance, and dredging, have
occurred since the Gulf of Maine, New York Bight, and Chesapeake Bay
DPSs were listed under the ESA in 2012. As described above, we expect
any consultation necessary to consider the effects of Navy actions on
designated critical habitat for these DPSs will be coextensive with
consultations on the effects of the proposed action on the sturgeon.
Further, the GARFO ESA Section 7 Team has developed methods and tools
to help action agencies requesting consultation, and to help expedite
the consultation process.
Finally, as described in our response to Comment 38, there are
conservation benefits of the critical habitat designations, both to the
species and to society. While we cannot quantify or monetize these
benefits, we believe they are not negligible. Once we exclude an area
from a critical habitat designation, we lose the ability to consider
the effects of Federal agency actions that could adversely modify or
destroy designated critical habitat. This could allow for actions to
proceed that would result in the loss of habitat containing the PBFs
essential to the conservation of a DPS, hindering or even preventing
recovery of the particular DPS. Therefore, given the benefits of
designation, we did not exclude any particular area from the critical
habitat units.
Comment 47: The Navy provided an illustration of the upper, middle,
and lower danger zones associated with the Potomac River Test Range
(PRTR) Complex and explained that the map in the INRMP for Naval
Support Facility Dahlgren (NSF Dahlgren) does not show the entire
extent of the danger zones. The Navy further commented that we
previously determined that the NSF Dahlgren INRMP provides a benefit to
Atlantic sturgeon and its habitat and, in accordance with section
4(a)(3)(B) of the ESA, the particular areas of the facility covered
under the INRMP will not be part of the designated critical habitat.
Our Response: We thank the Navy for the information. Our
consideration of the PRTR was based on the description of the danger
zone provided in the regulations at 33 CFR 334.230 and the Water Range
Sustainability Environmental Program Assessment for the Potomac River
Test Range (May 2013) and the NSF Dahlgren INRMP.
Section 4(a)(3)(B) of the ESA prohibits designating as critical
habitat any lands or other geographical areas owned or controlled by
the DOD or designated for its use, that are subject to an INRMP
prepared under section 101 of the Sikes Act (16 U.S.C. 670a), if the
Secretary determines in writing that such plan provides a conservation
benefit to the species, and its habitat, for which critical habitat is
proposed for designation. We determined that the INRMP for NSF Dahlgren
provides a benefit to the Chesapeake Bay DPS and its habitat. However,
the PRTR is outside of the scope of that INRMP. The scope of the INRMP
for NSF Dahlgren is described as natural resources management on those
lands and near-shore areas at Naval Support Facility Dahlgren that are:
Owned by the United States and administered by the Navy; used by the
Navy via license, permit, or lease for which the Navy has been assigned
management responsibility; withdrawn from the public domain for use by
the Navy for which the Navy has been assigned management
responsibility; and, leased lands on the installation and areas
occupied by non-DOD entities. Specifically, the INRMP describes the NSF
Dahlgren as divided ``into two land masses by Upper Machodoc Creek.
Mainside encompasses 2,678 acres on the northern side of Upper Machodoc
Creek and is used for operational and support activities and military
housing. Pumpkin Neck, located to the south of Upper Machodoc Creek, is
1,641 acres and supports two large testing areas and scattered testing
facilities.'' In addition, the INRMP states that NSF Dahlgren maintains
real estate transactions to ``18 small range stations located along the
Potomac River Test Range (PRTR) to support [its] primary tenant's,
Naval Surface Warfare Center, Dahlgren Division (NSWCDD), over water
testing activities.'' The INRMP describes the PRTR Complex which is
five land based firing ranges and one water range, the PRTR. However,
both the INRMP and the Water Range Sustainability Environmental Program
Assessment describe the PRTR as the responsibility of the NSWCDD. The
regulations at 33 CFR 334.230 also identify the PRTR as controlled by
the NSWCDD, including for closing one or more of the three danger zones
on a full-time or intermittent basis in the interest of public safety
during hazardous operations.
The Navy, in their comment, described the PRTR as associated with
NSF Dahlgren. The INRMP description of the land and nearshore areas for
NSF Dahlgren supports use of ``associated with'' rather than ``part
of.'' For example, with the exception of Figure 2-4 depicting the five
land based firing ranges and the PRTR, the illustrations in the INRMP
do not include the PRTR as part of NSF Dahlgren. Throughout the INRMP,
the Potomac River is described as being adjacent to NSF Dahlgren
whereas certain Potomac River tidal tributaries are described as within
the installation, and NSF Dahlgren is described as having only
approximately 6.4 km (4 miles) of Potomac River shoreline.
The INRMP explains that management of the Dahlgren base previously
transferred from the NSWCDD to Naval District Washington (NDW), which
was re-designated as NDW West Area and, in 2005, became NSF Dahlgren.
The Water Range Sustainability Environmental Program Assessment
explains that NSF Dahlgren is responsible for oversight and maintenance
of the land and all structures assigned and constructed on or in the
land, and the NSWCDD controls the PRTR during hazardous operations, in
the interest of public safety. Both the INRMP and the Water Range
Sustainability Environmental Program Assessment state the Potomac River
is under the jurisdiction of the State of Maryland. In August 2016, we
contacted the Navy and received confirmation that the Navy does not
manage the lands or waters of the Potomac River that are the PRTR.
We agree that the PRTR is designated for use by the Navy. However,
based on the INRMP, the regulations, and the Water Range Sustainability
Environmental Program Assessment, the PRTR is not part of those lands
or near shore areas at NSF Dahlgren that are ``owned by the U.S. and
administered by the Navy; used by the Navy via license, permit, or
lease for which the
[[Page 39184]]
Navy has been assigned management responsibility; withdrawn from the
public domain for use by the Navy for which the Navy has been assigned
management responsibility; or leased lands on the installation and
areas occupied by non-DoD entities.'' We, therefore, concluded that the
lands and waters of the PRTR are not subject to the NSF Dahlgren INRMP,
and do not meet the requirements of 50 CFR 424.12(h) that would
prohibit us from including them as critical habitat.
In revisiting our determination, we considered whether the NSF
Dahlgren INRMP provides a conservation benefit to the Chesapeake Bay
DPS of Atlantic sturgeon if the lands and waters of the PRTR were
subject to the INRMP. We concluded that the INRMP does not because the
management practices in the INRMP offer limited protection to the
habitat within the PRTR, and the PRTR covers most of the area that we
are designating as the Potomac River critical habitat unit. Designating
this area as critical habitat provides a benefit to the Chesapeake Bay
DPS, and the PBFs in this area are essential to the conservation of the
DPS. Therefore, management practices in the INRMP would have to provide
a similar conservation benefit, either directly or indirectly
addressing the PBFs that may require special management considerations
or protection.
Comment 48: Newport News Shipbuilding expressed concern that
designating critical habitat in the lower James River would have
economic impacts and impacts to national security. The commenter
proposed that we make appropriate exclusions for industries that
demonstrate insignificant and discountable impact to and/or appropriate
mitigations for the Atlantic sturgeon.
Our Response: We considered whether to use our discretion to
exclude areas from the critical habitat designations. We declined to
exercise our discretion and did not exclude any areas. Critical habitat
is the specific areas on which are found the PBFs essential to the
conservation of the species and which may require special management
considerations or protection. It is the presence of the PBFs and the
PBFs' potential need for special management considerations or
protection that dictates the designation, not the effect a particular
industry at a given point in time may have on the PBFs.
We considered the economic impacts of designating critical habitat
in the James River, impacts to national security, and the expected
impact to species recovery resulting from the designation. While we
have used the best available information and an approach designed to
avoid underestimating impacts, many of the potential impacts are
speculative and may not occur in the future.
Our conservative identification of potential incremental economic
impacts indicates that any such impacts, if they were to occur, would
be very small and likely to consist solely of the administrative costs
of consultation. We recognize the potential that ESA section 7
consultation stemming from these designations may, sometime in the
future, result in project modifications and associated costs. However,
discussions with Federal action agencies identified no instances of
past project modifications that would have been necessary as a result
of Atlantic sturgeon critical habitat having been designated, and these
discussions and correspondence with Federal agencies yielded no
suggestions that project modifications are likely to result from this
designation in the future. Further, even if modifications were to be
required to avoid destruction or adverse modification of critical
habitat, it is extremely unlikely that modifications that would be
required to avoid destruction or adverse modification of critical
habitat would not also be required to avoid jeopardizing the species.
Therefore, project modification costs resulting solely from these
critical habitat designations are likely to be small, if they were to
occur.
Comment 49: An industry trade group pointed to our determinations
that the majority of the section 7 consultation costs would already be
incurred based on the listing of the Atlantic sturgeon itself and that
``[i]t is extremely unlikely that [project] modifications that would be
required to avoid destruction or adverse modification of critical
habitat would not also be required because of adverse effects to the
species.'' They wondered, if there are no categories of permits or
other Federal activities that would be impacted solely or even
primarily by consultation over impacts to designated critical habitat
(rather than impacts to the listed species), what is the purpose of
designating critical habitat? They went on to state that if designation
of critical habitat is ``not prudent,'' we should not make such a
designation.
Our Response: We are required by section 4(a)(3) of the ESA to
designate critical habitat when we list a species as endangered or
threatened. We may decline to designate critical habitat for a species,
if doing so is ``not prudent.'' Our regulations (50 CFR 424.12) explain
that designation of critical habitat is not prudent if: (1) The species
is threatened by taking or other human activity, and identification of
critical habitat can be expected to increase the degree of such threat
to the species; or if designation would not be beneficial to the
species. The life history of Atlantic sturgeon is fairly well
described, so designating critical habitat will not increase the degree
of threat to the species from taking or other human activity. In
determining whether a designation would not be beneficial, the factors
we may consider include but are not limited to: Whether the present or
threatened destruction, modification, or curtailment of a species'
habitat or range is not a threat to the species, or whether any areas
meet the definition of ``critical habitat.'' For Atlantic sturgeon, the
present or threatened destruction, modification, or curtailment of a
species' habitat or range has been identified as a threat, and the
areas we have proposed for designation meet the definition of critical
habitat, and, therefore, designation is clearly prudent. In addition,
while we have determined that the majority of section 7 consultation
costs would already be incurred based on the listing of the species, we
determined there will be additional benefits when impacts to critical
habitat are assessed during consultations. Designating critical habitat
identifies areas where Federal agencies can focus their conservation
programs and use their authorities to further the purposes of the ESA.
It also helps focus the conservation efforts of other conservation
partners, such as State and local governmental organizations, and
individuals. In addition, we found that there will be numerous
conservation benefits to Atlantic sturgeon, its ecosystem, and to the
public, resulting from the designation. Therefore, we believe that
designation of critical habitat for Atlantic sturgeon is beneficial to
the species.
Comment 50: An industry trade group suggested we had failed to
perform the requisite analysis of whether certain areas should be
excluded. They believe that to comply with our statutory mandate to
consider whether the benefits of excluding areas from the critical
habitat designation outweigh the benefits of designation, we must
provide some specific analysis of the conservation benefits derived
from designating specific areas compared to the economic costs of
designating those areas. They indicated we made no attempt to carve out
less valuable areas based on economic, national security, or other
relevant impacts. They claimed
[[Page 39185]]
our analysis is cursory and grossly inadequate, because we do not
evaluate whether the benefits of exclusion outweigh the economic costs
of designation for particular areas that will be designated (aside from
areas of concern to the Navy).
Our Response: The commenters' argument misstates the requirements
of the ESA. Section 4(b)(2) of the ESA contains two distinct elements:
An initial mandatory consideration of impacts of a designation, and a
separate discretionary exclusion provision. The ESA does not require
use of any particular methodology in the consideration of impacts, let
alone require comparing the benefits of designation to the benefits of
excluding certain areas as part of this portion of section 4(b)(2)
(see, e.g., Building Industry Association of the Bay Area v. U.S.
Department of Commerce, 792 F.3d 1027 (9th Cir. 2015)). Similarly, the
ESA does not require that we carve out ``less valuable'' areas of
critical habitat.
In our proposed rule, we explained our preliminary determination
that we would not exercise our discretion to consider exclusions.
However, based on input received during the public review process
raising concerns about the impacts and uncertainties associated with
unoccupied critical habitat, and questions raised about the nature of
the conservation values these unoccupied units provide, we determined
that conducting a discretionary exclusion analysis for areas of
unoccupied critical habitat areas in the Carolina and South Atlantic
DPS was warranted. Given that occupied units are currently used by
Atlantic sturgeon for reproduction and recruitment, and due to the
severely depressed levels of all river populations in all 5 DPSs,
occupied units are far too valuable to both the conservation and the
continuing survival of Atlantic sturgeon to be considered for
exclusion.
Section 4(b)(2) of the ESA provides that the Secretary may exclude
any area from critical habitat if he determines that the benefits of
such exclusion outweigh the benefits of specifying such area as part of
the critical habitat. This is true unless he determines, based on the
best scientific and commercial data available, that the failure to
designate such area as critical habitat will result in the extinction
of the species concerned. The legislative history regarding section
4(b)(2) exclusion analyses suggests that the consideration and weight
given to impacts is within the Secretary's discretion (H.R. 95-1625),
and the Secretary is not required to give economic or any other
`relevant impact' predominant consideration in his specification of
critical habitat.
Based on that analysis, we have elected to exclude the Santee-
Cooper river system (CU1) and Savannah River (SAU1) unoccupied units of
critical habitat, because the benefits of exclusion (that is, avoiding
some or all of the impacts that would result from designation) outweigh
the benefits of designation.
Comment 51: A commenter stated the economic analysis discussed in
the preamble and supplementary information is focused exclusively on
the administrative costs to the Federal agencies of ESA section 7
consultations, and these costs are not inconsequential. They go on to
state that, for the New York Bight DPS, the projected medium and high
costs are estimated to equal approximately $2.83 and $5.57 million,
respectively. The preamble states that ``[a]ny incremental economic
impacts will consist solely of the administrative costs of
consultation; no project modifications are projected to be required to
address impacts solely from the proposed critical habitat.'' The
commenter claims that no estimates are presented of costs to applicants
for projects funded, authorized or carried out by Federal agencies (for
example, projects subject to Clean Water Act actions for which ESA
consultations are likely), including analyses of the impacts of a
project, the time needed for consultation, and any specific
requirements deemed necessary for the project. The commenter also
states that the estimated administrative costs, the large number of
activities entailing Federal action, and the complexity of the
essential PBFs identified and potentially requiring consideration
dictate that the final rule should address these additional economic
costs.
Our Response: The designation of critical habitat requires Federal
agencies to consult with us under section 7 of the ESA if their
proposed action may affect critical habitat. Designating critical
habitat does not affect the activities of private individuals
conducting activities on private land unless those activities are
federally-funded or require federal authorization. Therefore, in terms
of the economic impacts of a critical habitat designation, the costs
are those associated with conducting informal or formal ESA section 7
consultations, including preparation of consultation documents.
Preparation of a license application is not a cost of ESA section 7
consultation because the license application is required separate from
any critical habitat designation.
The economist who drafted the economic analysis contacted Federal
agencies for input on the number and type of modifications that may
occur as a result of critical habitat designations. The Federal
agencies did not identify any modifications. We used a 10-year history
of ESA section 7 consultations to inform the number and type of ESA
section 7 consultations likely to occur in the future. To address
uncertainty, the economist provided three different scenarios that
affected the overall estimated costs associated with the critical
habitat designations. Despite receiving information from Federal
agencies that no modifications were anticipated, the economist also
presented information for modification costs based on consultations for
Federal agency actions that may affect ESA-listed salmon species, as
salmon were considered a reasonable proxy for Atlantic sturgeon for
this analysis. For example, project modifications might include date
restrictions, use of silt fences, upland disposal of excavated
material, maintenance of all heavy equipment to minimize pollutant
release, use of a bubble curtain to minimize sound effects, and
pollution and erosion control.
We consider the incremental impacts of critical habitat
designations (i.e., the impacts that would occur in the absence of any
other action (78 FR 53058; August 28, 2013)). The costs of the critical
habitat designations are the costs of conducting ESA section 7
consultations (i.e., the administrative costs of section 7
consultation, which include the projected costs to NMFS, the Federal
agency taking the action, and the third party (e.g., applicant), and
the cost of completing a biological assessment). Because the Federal
agencies would most likely have to consult with us anyway given
presence of Atlantic sturgeon and, in many cases, other ESA-listed
species within the critical habitat areas, the incremental cost of the
critical habitat designations will be low. Therefore, the medium and
high cost estimates are not likely representative of the costs of the
critical habitat designations. Even the low cost estimates likely
overestimate the economic impact of the critical habitat designations
for the Gulf of Maine, New York Bight, and Chesapeake Bay DPSs because
the critical habitat designations are unlikely to result in more ESA
section 7 consultations then would have occurred in the absence of
critical habitat.
Comment 52: An industry trade group suggested we had significantly
underestimated the true costs to a permittee, because we had not
included potential costs associated with employing biologists, other
consultants, or legal support they believe may be necessary to navigate
the consultation
[[Page 39186]]
process. They went on to state that consultation could cause project
modifications, additional avoidance measures, or require additional
mitigation above what was required by the action agency. The commenters
reported Sundig (2003) estimated the direct, out-of-pocket costs of
section 7 consultation for a single-family housing project to be
several thousand dollars per house. Beyond the consultation process
itself, the commenters suggested requirements to avoid or mitigate
impacts to critical habitat could result in economic losses of millions
of dollars. The commenters concluded that by severely underestimating
the number of consultations that will be triggered by the proposed
designations and the costs of those consultations, we failed to provide
a meaningful analysis of section 7 consultation costs.
Our Response: We disagree. In our impacts analyses we did not
assert that no project modifications would be required to address
impacts to critical habitat. Rather, we concluded that the same project
modifications would most likely address any adverse impacts to both
sturgeon and to critical habitat, and as such, these costs are not
solely attributable to the critical habitat designation. Our impacts
analyses discuss the types of project modifications that might be
required to address adverse effects to critical habitat for all the
Federal activities projected to require consultation over the next 10
years. The commenters stated we did not include potential costs
associated with employing biologists, other consultants, or legal
support that they believe may be necessary to navigate the consultation
process. As noted previously, we anticipate that in nearly all cases,
section 7 consultations would likely have been required to consider
potential adverse effects to Atlantic and/or shortnose sturgeon for any
action potentially affecting Atlantic sturgeon critical habitat. These
costs would be incurred even without the designation. However, we also
projected that every future consultation will involve additional
administrative costs, including costs to third parties such as
permittees or applicants, related to the additional analyses added to a
consultation to address critical habitat. These costs would depend on
the complexity of the consultation and whether the permittee is
required to produce a biological assessment (see Economic Analysis for
the Gulf of Maine, New York Bight, and Chesapeake Bay DPSs, (Table 3-6)
and Impacts Analysis of Critical Habitat Designation for the Carolina
and South Atlantic DPSs of Atlantic Sturgeon (Industrial Economics,
2014)). In criticizing our impacts analyses, the commenter cites Sundig
(2003) and its conclusion that costs of consultation for a single-
family housing project are estimated to be several thousand dollars per
house. While we find Sundig (2003) to be too hypothetical and
generalized to warrant changes in our analysis, as discussed above, our
analysis does include estimated permittee costs of consultation not
obviously dissimilar to Sundig's (2003) `several thousand dollars' per
permittee. In addition, it does not appear that Sundig (2003) took into
account that at least some and possibly most of the impacts and costs
described are co-extensive with the listing of the species, and not
attributable solely to critical habitat designation. We see no basis to
change our impacts analysis based on this comment.
Comment 53: A commenter representing two agency groups stated that
the sweeping critical habitat designations would impede critical
economic growth, including activities that are necessary to sustain the
U.S. economy, without commensurate benefits to the Atlantic sturgeon.
Our Response: We disagree. The economic analysis for designating
critical habitat for the Gulf of Maine, New York Bight, and Chesapeake
Bay DPSs of Atlantic sturgeon provides information on the economic
impacts of the critical habitat designations, and addresses uncertainty
by presenting costs for scenarios that are not likely to occur. The
draft economic analysis was peer-reviewed by three experts before it
was released for public comment at the same time as the proposed rule.
Our review of the likely economic impacts of the critical habitat
designations is provided in the proposed rule and Impacts Analysis and
Biological Information Source Document. As described, the best
available information supports that incremental economic impacts as a
result of the critical habitat designations for the Gulf of Maine, New
York Bight, and Chesapeake Bay DPSs will be low.
There are conservation benefits of the critical habitat
designations, both to the species and to society. While we cannot
quantify nor monetize these benefits, we believe they are not
negligible and are an incremental effect of the designations.
Comment 54: A commenter stated that many project impacts are
minimal (e.g., placing a pole on an islet or bar to allow an aerial
electric line to cross a river) and would not be likely to impact the
Atlantic sturgeon, but would trigger time-consuming and costly ESA
section 7 consultation requirements if they intersect and may affect
areas designated as critical habitat. They stated that consultation
with NMFS often results in modification, delay, or other changes to
projects, with potentially significant adverse impacts on their
customers' access to reliable and secure energy supplies at a
reasonable cost, and without commensurate (if any) demonstrated benefit
to the listed species.
Our Response: The ESA requires consultation when a Federal agency
action may affect a listed species or critical habitat. We agree that
many projects have impacts that are minimal. If a project will have no
effect on critical habitat, there would be no section 7 consultation on
effects to critical habitat. If effects are insignificant or
discountable, consultation is completed informally via a letter
exchange between the Federal agency and NMFS. We do not expect
consultations on small projects to be time consuming or costly for
Federal agencies or applicants. The commenter did not provide specific
information regarding any consultation that had the potential to
significantly impact access to reliable and secure energy supplies at a
reasonable cost and we are not sure what consultations the comment
refers to, on what types of projects or listed species. The commenter
did not provide context or specific examples supporting the comment
that consultations with us often result in modification, delay, or
other changes to projects and we disagree with this claim. The
contracted economist contacted Federal agencies for information on any
consultations with us that resulted in project modifications that might
be required again in the future due to critical habitat designation.
None of the Federal agencies identified any such consultations. In
fact, the majority of ESA section 7 consultations with us are concluded
informally and never rise to the level of a formal consultation with a
biological opinion issued by us, and thus would not involve
modifications or delays that result in significant economic impacts.
We disagree with the commenter's claim that consultation with NMFS
does not result in demonstrated benefits to listed species. Informal
consultation (i.e., concurrence with a not likely to adversely affect
determination) is a simple process that confirms that effects of an
action will be wholly beneficial, insignificant or discountable. Formal
consultation, resulting in a Biological Opinion, allows proposed
Federal actions to move forward and even result
[[Page 39187]]
in adverse effects to listed species, but requires implementation of
measures that minimize the effects of take of listed species. For
critical habitat, benefits of consultation include ensuring that
critical habitat is not likely to be destroyed or adversely modified,
or identifying minor changes to projects that can avoid or minimize
adverse effects. The benefits of designating critical habitat as well
as the requirement to designate critical habitat are described in the
proposed rulesrules for these Atlantic sturgeon critical habitat
designations. Recovery of ESA-listed species is often a lengthy
process. Progress towards meeting recovery goals of down-listing and
de-listing are anticipated benefits of all of the actions taken to
recover ESA-listed species, including designating critical habitat.
Comments on ESA Section 7 Consultation
Comment 55: A commenter sought confirmation that the statement,
``we determined that any resulting consultations will likely be
coextensive'' means that there will not be an increased consultation
burden for updating or maintaining pier structures (including pile
driving), or for new, currently unpermitted dredging, fill, or
discharge activities in the Kennebec River, and an Atlantic sturgeon
critical habitat designation for the Kennebec River will not provide a
basis to reopen existing dredging permits to require additional
consultation.
Our Response: For clarification, the requirement to consult under
ESA section 7 is for Federal agencies if the agency anticipates taking
an action that may affect ESA-listed species or designated critical
habitat. Private citizens do not consult with us under ESA section 7
but, as applicants for Federal agency actions (e.g., permits) or
potential recipients of Federal funding, private citizens may engage
with the action agency (i.e., the Federal agency funding, authorizing,
or carrying out an action) during the ESA section 7 consultation with
us.
We, as the consulting agency, cannot foresee every circumstance
that might require ESA section 7 consultation. However, based on the
best available information for the presence of Atlantic sturgeon and
other ESA-listed species in the Kennebec River critical habitat unit,
information from Federal agencies regarding anticipated agency actions
and past modifications to projects as a result of ESA section 7
consultation, and the past 10-year consultation history, we determined
the most likely scenario is that agency actions that may affect
critical habitat, and thus require ESA section 7 consultation, may also
affect listed species, including Atlantic sturgeon. Therefore,
designating critical habitat is unlikely to result in an increase in
the number of ESA section 7 consultations. Consultation that has been
completed may need to be reinitiated if the reinitiation triggers have
been met. Reinitiation is required when a new species is listed or
critical habitat designated that may be affected by the identified
action. We anticipate that consultations will need to be reinitiated
once the final rule is effective. However, this does not necessarily
mean that permits will be reopened or that actions will need to be
modified. Modifications to ongoing activities would only be required
where a Federal agency has ongoing discretionary control and when the
action is likely to result in the destruction or adverse modification
of critical habitat and we issue a biological opinion that includes
reasonable and prudent alternatives. It is important to note that in
nearly all existing section 7 consultations on Atlantic sturgeon, we
have included an analysis of effects to habitat.
We have been working closely with action agencies during the
rulemaking process and have provided information on the triggers for
reinitiation as well as when conference under section 7(a)(4) of the
ESA is necessary. Further information about ESA section 7 consultation
is available at https://www.greateratlantic.fisheries.noaa.gov/protected/section7/index.html.
Comment 56: The Atlantic States Marine Fisheries Commission stated
that we should consider the stock assessment needs and management
impacts from ESA section 7 consultations, and conduct ESA section 7
consultations expeditiously to avoid delays in fisheries research or
sampling.
Our Response: We acknowledge the concern for the length of time
that is sometimes necessary to complete ESA section 7 consultations. We
have taken several steps in the past year to address these concerns,
including additional online resources for technical assistance, an
Expedited Consultation Program, and programmatic approaches to
consultations where possible.
Currently, there are two biological opinions for federally funded,
authorized, or implemented actions to support fisheries research and
sampling in Federal and state waters from Virginia through Maine. These
are programmatic consultations for (1) the Northeast Fisheries Science
Center's (NEFSC) fisheries and ecosystem research, and (2) surveys
undertaken under the USFWS issuance of funds from the Wildlife and
Sport Fish Restoration Program to 11 Northeast states and the District
of Columbia. Neither of these biological opinions considers effects of
the action(s) to proposed critical habitat for any Atlantic sturgeon
DPS because the biological opinions were completed before the proposed
critical habitat designations.
In a memo to the Greater Atlantic Regional Fisheries Office, the
NEFSC determined, following publication of the critical habitat
proposed rule, that the actions described in our biological opinion
that considered their NEFSC's fisheries and ecosystem research program
are not likely to result in the destruction or adverse modification of
proposed critical habitat. We concurred with the determination.
Therefore, because we do not anticipate any changed circumstances, we
do not anticipate the need to reinitiate the NEFSC programmatic
consultation at this time. We will continue to work with the NEFSC and
the USFWS to expeditiously complete ESA section 7 consultations
necessary for fisheries research and fisheries monitoring.
Comment 57: A few commenters, including an industry trade group,
expressed concern about potential delays for projects already
undergoing consultation that would now have to include an analysis of
adverse modification for Atlantic sturgeon critical habitat, as well as
previous consultations that may need to be reinitiated based on the new
critical habitat designation.
Our Response: We acknowledge delays are possible. We recommend that
Federal action agencies work with us to provide the appropriate
information as identified at 50 CFR 402.14(c)(1)-(6) to assess impacts
to critical habitat as soon as possible to limit delays. We also note
that Federal actions undergoing consultation that may affect Atlantic
or shortnose sturgeon would already be required to analyze impacts to
those species' habitats, whether they are designated as critical
habitat or not. Thus, any delays due solely to this rule should not be
significant.
Comment 58: The USACE expressed concern that we may be relying on
historical (1870s) data that may not reflect current day conditions or
documented scientific data, and cautioned that until detailed
scientific data are provided that clearly documents the existence of a
fall spawning season in the Hudson River upstream of Kingston, New
York, no further restriction to the current dredging window is
warranted.
[[Page 39188]]
Our Response: We do not issue restrictions on the timing of
dredging in the Hudson River Federal Navigation Channel. We have worked
with the USACE to recommend time of year ``windows'' in which dredging
is least likely to interact with listed species, including Atlantic
sturgeon.
The features of Atlantic sturgeon critical habitat are expected to
be present year-round. Therefore, ``dredge windows'' are more effective
for avoiding effects to ESA-listed species than for avoiding effects to
Atlantic sturgeon critical habitat. Regardless, we would ensure that
any recommendations to the USACE or any other party are based on the
best available information.
We included mention of the 1870s era data as part of our review of
information for the critical habitat designations, and evidence of fall
spawning in rivers where Atlantic sturgeon spawn. However, as we stated
in the Background section of the proposed rule, spring is the only
currently known spawning period for the New York Bight DPS. There is no
information that fall spawning currently occurs in the Hudson River.
Comment 59: A commenter asked if consultation is required even if
the Federal action does not destroy or adversely modify current
habitat. The commenter further directed us to address whether actions
that improve the essential PBFs, such as those for improving water
quality, are subject to the consultation provisions of section 7(a)(2)
of the ESA, and to identify the earliest stage in the regulatory
process that such consultation may be initiated.
Our Response: Current habitat is not the same as designated
critical habitat. The ESA and the regulations implementing section 4 of
the ESA emphasize that, except in those circumstances determined by the
Secretary, critical habitat shall not include the entire geographical
area which can be occupied by the threatened or endangered species.
Once critical habitat is designated, section 7(a)(2) of the ESA
requires that a Federal agency, in consultation with us (or with the
USFWS for ESA-listed species under their jurisdiction), insure that any
action it authorizes, funds, or carries out is not likely to jeopardize
the continued existence of any endangered species or threatened species
or result in the destruction or adverse modification of designated
critical habitat.
The Greater Atlantic Region, Protected Resources Division provides
information on the ESA section 7 consultation process, including
technical assistance, and the Expedited Consultation Program on our Web
site. For further information, see
www.greateratlantic.fisheries.noaa.gov/protected/section7/index.html.
Additional information, including links to policies, guidance, and
regulations associated with ESA section 7 is available at
www.nmfs.noaa.gov/pr/consultation/. Briefly, a Federal agency must
consult with us if the agency is authorizing, funding or carrying out
an action that may affect listed species or critical habitat. An action
that results in wholly beneficial effects is not exempt from the
requirements of ESA section 7 consultation.
Informal consultation is an optional process that includes all
discussions, correspondence, etc., between us and the Federal agency to
assist the Federal agency in determining whether formal consultation is
required. Informal consultation can be initiated as early as the
effects of a proposed Federal action can be identified. We provide
information at the web addresses listed above to help Federal agencies
determine, at the earliest opportunity, whether and when to initiate
consultation with us. We also provide technical assistance to Federal
agencies related to questions of whether and where species and
designated critical habitat occur to help action agencies determine
whether their actions may affect listed species or critical habitat.
The ESA section 7 implementing regulations (50 CFR 402.11) address
``early consultation'' as a preliminary consultation requested by a
Federal agency on behalf of a prospective permit or license application
prior to the filing of an application for a Federal permit or license.
The ESA and its implementing regulations do not identify the earliest
opportunity for consultation; however, in practice, the earliest
opportunity for entering into formal consultation is when there is a
proposed action that is far enough along in development that the
effects can be predicted and are reasonably certain to occur.
Comment 60: Two commenters requested we engage with the Virginia
Department of Environmental Quality (VADEQ) concerning Dominion's
Chesterfield Power Station, which they identified as directly adjacent
to Atlantic sturgeon spawning habitat on the James River. They
commented that the NPDES Permit (issued by VADEQ) would authorize
activities at Chesterfield Power Station that are likely to take
endangered species and/or significantly degrade or destroy Atlantic
sturgeon critical habitat, and these activities resulted in the
entrainment of two Atlantic sturgeon larvae at Chesterfield Power
Station in October 2015. The commenters also requested that we require
Virginia Power and Electric Company (``Dominion'') to submit a habitat
conservation plan as soon as possible once the critical habitat
designations have been finalized, and that we finalize the proposed
rule as soon as practicable.
Our Response: Information posted by the VADEQ provides the
background for our response (for the complete text go to
www.deq.virginia.gov/Programs/Water/PermittingCompliance/PollutionDischargeElimination.aspx). Section 402 of the Clean Water Act
established the NPDES program to limit pollutant discharges into
streams, rivers, and bays. The U.S. Environmental Protection Agency
(EPA) delegates the authority to implement the NPDES program to states
where certain conditions have been met. Virginia received authorization
from EPA to administer the NPDES base program on March 31, 1975; for
Federal facilities on February 9, 1982; for pretreatment on April 14,
1989; and for general permits on May 20, 1991. The VADEQ administers
the program as the Virginia Pollutant Discharge Elimination System
(VPDES), and issues VPDES permits for all point source discharges to
surface waters, to dischargers of stormwater from Municipal Separate
Storm Sewer Systems, and to dischargers of storm water from industrial
activities. Further, the VADEQ issues Virginia Stormwater Management
Program (VSMP) permits to dischargers of stormwater from Construction
Activities. The EPA maintains authority to review applications and
permits for ``major'' dischargers, a distinction based on discharge
quantity and content.
The VADEQ issued a VPDES permit to Dominion Chesterfield Power
Station on September 23, 2016. For further information on this permit,
go to http://www.deq.virginia.gov/Programs/Water/PermittingCompliance/VPDESPermitActions.aspx#Chesterfield. Because issuance of the permit
was a state agency action, not a Federal agency action, there is no
requirement for ESA section 7 consultation on issuance of the VPDES
permit. A non-Federal entity can apply for an ESA section 10(a)(1)(B)
Incidental Take Permit to cover otherwise lawful actions that may
result in takes of an ESA-listed species.
A representative of Virginia Power and Electric Company notified us
of the incidental entrainment of the two Atlantic sturgeon larvae
following their identification. We began discussions with their staff
regarding application for an ESA section 10(a)(1)(B) Incidental Take
Permit, including submission of a Habitat Conservation Plan (HCP), in
[[Page 39189]]
June 2015. While a draft HCP has been submitted to us, we cannot
predict when the HCP will be finalized or when an Incidental Take
Permit will be issued. We will publish a notice in the Federal Register
and provide an opportunity for public comment when we determine the
application is sufficient.
Other Comments on the Process for Designating Critical Habitat and
Comments Outside the Scope of This Rulemaking
Comment 61: A commenter stated the driving force behind the
proposed critical habitat designations has been the pressure and
deadlines of litigation, not the underlying science or an urgent need
to designate critical habitat to protect the Atlantic sturgeon. The
commenter concluded that NMFS has not taken sufficient time to make
careful critical habitat determinations, nor has it afforded the public
a sufficient opportunity for meaningful participation.
Our Response: As described in our response to Comment 37, the ESA
requires that we designate critical habitat at the time a species is
listed or, if not determinable at that time, within 1 year of listing.
The only other exception is if designating critical habitat is not
prudent for the species. However, this circumstance rarely occurs. We
failed to meet this 1-year deadline and are currently subject to a
statutory deadline and a court-order to complete the designation. While
we agree that litigation has influenced our timeline, we disagree that
we have not made careful determinations or provided the public with
opportunities for meaningful participation.
The critical habitat designations for the Gulf of Maine, New York
Bight, and Chesapeake Bay DPSs of Atlantic sturgeon were proposed more
than 4 years after the DPSs were listed as endangered or threatened. We
began the process of designating critical habitat in 2012. We initially
provided a comment period of 90 days, 30 days longer than typical for
critical habitat designations. In response to requests for extension,
we reopened the comment period for an additional 15 days of comment,
making the total comment period 105 days.
We must hold a public hearing on a proposed critical habitat
designation at the request of the public. Despite receiving no such
requests, we chose to hold two public hearings and announced those in
the proposed rule and on our Web page, in emails sent to our
distribution lists, and a newspaper with regional readership. We made
the public hearings available by telephone as well as in person to
increase opportunities for the interested public that would otherwise
have had to travel to the hearing location. We did not receive any
public comments during the public hearings, and we did not receive any
requests for additional public hearings. We also held four
informational meetings during which we provided an overview of the
proposed rule as a slide presentation, answered procedural questions to
help the public formulate their comments, and clarified the
instructions for submitting comments. Additionally, we posted
information on our Web page, including the slide deck presented at the
public information meetings and public hearings, and held an
informational webinar for Federal agencies. We used our discretion to
go beyond the requirements of the ESA and its implementing regulations
and provided multiple means for public participation.
Comment 62: A commenter stated there is no substantial value to
designating critical habitat which requires additional regulatory
burden with limited value to increasing population levels of the
species. The commenter stated that each Federal action in the Delaware
River associated with permitting considers the presence of shortnose
and Atlantic sturgeon, and considers how each aspect of a project will
affect the species. The commenter notes that consultation is initiated
when appropriate and that the opportunity for any additional benefits
associated with critical habitat designation would be limited.
Our Response: The ESA requires that we designate critical habitat
for each species (including subspecies and DPSs) that we list under the
ESA unless designation is not prudent for the listed species. A
determination that critical habitat is not prudent is rare and is made
only when the species is threatened by taking or other human activity,
and identification of critical habitat can be expected to increase the
degree of such threat to the species, or when designation of critical
habitat would not be beneficial to the species.
The designation of critical habitat provides a significant
regulatory protection--the requirement that Federal agencies ensure, in
consultation with the Services under section 7(a)(2) of the ESA, that
their actions are not likely to destroy or adversely modify critical
habitat. The Federal Government, through its role in water management,
flood control, regulation of resource extraction and other industries,
Federal land management, and the funding, authorization, and
implementation of myriad other activities, may propose actions that may
affect critical habitat. The designation of critical habitat ensures
that the Federal Government considers the effects of its actions on
habitat important to species' conservation and avoids or modifies those
actions that are likely to destroy or adversely modify critical
habitat. There are conservation benefits of the critical habitat
designations, both to the species and to society. While we cannot
quantify or monetize these benefits, we believe they are not negligible
and are an incremental effect of the designations.
Comment 63: The commenter acknowledged that spawning occurs for
shortnose sturgeon in the upper Delaware River and believes that
Atlantic sturgeon possibly spawn in the upper Delaware River but stated
actual spawning of Atlantic sturgeon has never been directly
documented.
Our Response: Atlantic sturgeon are spawning in the Delaware River.
There are several lines of evidence demonstrating spawning occurs.
First, Atlantic sturgeon less than 1-to 2-years old are captured in the
Delaware River. Atlantic sturgeon this young do not have the salinity
tolerance to leave the natal estuary and travel through full saline
waters to other lower salinity, estuarine waters that are necessary for
rearing. Therefore, presence of Atlantic sturgeon less than 2 years old
in the Delaware River is evidence that Atlantic sturgeon are spawning
in the Delaware.
Genetic analyses have shown that Atlantic sturgeon natal to the
Delaware River have a unique genetic structure. Such uniqueness arises
when adults characteristically return to spawn in the river in which
they were spawned and mixing with other populations is limited.
Year after year, male and female Atlantic sturgeon in spawning
condition occur in the Delaware River in areas and at times when
spawning would occur. In addition, the reporting and retrieval of dead
large, adult Atlantic sturgeon in the Delaware River, sometimes with
evidence of spawning condition such as ripe eggs or milt, occurs more
frequently in the spring; the time period when we expect Atlantic
sturgeon spawn in the Delaware River.
The opportunity to witness sturgeon spawning is difficult given the
environment in which they spawn, and human observation of spawning
sturgeon is potentially harmful to sturgeon (e.g., as a result of
disrupting spawning). Sturgeon researchers are required to minimize
harm to Atlantic sturgeon, including minimizing disruptions of spawning
behavior, and
[[Page 39190]]
the public is cautioned to not approach areas where spawning may be
occurring (e.g., as evidenced by breaching sturgeon). The available
information is sufficient to establish that spawning occurs in the
Delaware River, despite spawning activity, eggs, or larvae, not being
observed in the River.
Comment 64: An industry trade group indicated we made no attempt to
establish any connection between the threats to Atlantic sturgeon
described in the listing rule and critical habitat. They suggested we
have not evaluated or explained how designation of critical habitat
will benefit the species, or help address injury/death resulting from
inshore trawling or overfishing. Additionally, they indicated we have
not explained how the designation of ``these vast areas would provide
new or additional minimization of habitat alteration or destruction.''
Our Response: The ESA does not require that critical habitat
address the specific threats that led to the listing of the species or
avoid injury or death from particular activities. However, in the case
of Atlantic sturgeon, designation of critical habitat will help address
the present or threatened destruction, modification, or curtailment of
the species' habitat or range, which was identified as a threat
contributing to the threatened or endangered status for these DPSs.
Critical habitat designations identify habitat features and areas
essential to the conservation, and thus recovery, of the species. In
terms of benefits of critical habitat in providing protection from
habitat alteration or destruction, designation of critical habitat also
provides significant regulatory protection--the requirement that
Federal agencies ensure, during section 7 consultation, that their
actions are not likely to destroy or adversely modify critical habitat.
Designating critical habitat also identifies areas where Federal
agencies can focus their conservation programs and use their
authorities under ESA section 7(a)(1) to further the purposes of the
ESA by carrying out programs for the conservation of listed species. It
also helps focus the conservation efforts of other conservation
partners, such as State and local governmental organizations, and
individuals. Therefore, we believe that designation of critical habitat
for Atlantic sturgeon is beneficial to the species and will directly
address habitat alteration and destruction issues.
Comment 65: A commenter stated that even in advance of a final
rule, EPA has signaled potential changes to requirements under the
Clean Water Act based upon a critical habitat designation that could
have a significant effect, along with related costs, on non-Federal
government entities, including small governments (municipalities) and
private parties. The commenter asked if this will result in unfunded
mandates.
Our Response: We are unaware of any changes to the Clean Water Act
as a result of a critical habitat designation. We encourage the
commenter to discuss their concerns with the EPA.
Comment 66: A commenter stated that development and industrial
practices have hindered recovery of Atlantic sturgeon. They stated that
there is an immediate need to lower pollution in all tributaries and to
eliminate all unnecessary killing of larvae and young sturgeon, and the
invertebrates they feed upon and that all facilities that currently
draw water from our rivers or bays for cooling purposes should change
over to closed-loop operations. In addition, the commenter stated that
pollution could be lowered, and DO improved, using natural vegetation
in a manner that does not infringe on navigation.
Our Response: We appreciate the information for addressing water
quality for Atlantic sturgeon. This comment is beyond the scope of this
critical habitat designation. However, once critical habitat is
designated, we will work with action agencies if a proposed or ongoing
Federal action may affect that habitat. Finally, there are other laws
that address water quality, including the Clean Water Act, in areas
where Atlantic sturgeon critical habitat occurs. Section 316(b) of the
Clean Water Act requires EPA to issue regulations on the design and
operation of cooling water intake structures, in order to minimize
adverse impacts. Further information can be found on the EPA Web site
at https://www.epa.gov/cooling-water-intakes.
Comment 67: A commenter stated the Department of Interior must
address present-day impacts in Delaware such as beach fill projects,
the Delaware River Deepening project, maintenance dredging of the
Delaware River for the next 50 years, the proposed ocean outfall off
Rehoboth Beach, as well as the impacts of past and present industrial
sites which contributed to the decline in water quality. They stated
that deepening of the Delaware Bay (2015) and the new USACE sand borrow
site Area B (2016) in Delaware have compromised and will undoubtedly
continue to compromise the health of the benthic food chain for the
sturgeon. The commenter stated that a strong and applicable critical
habitat designation and subsequent modification or elimination of the
non-Federal project is an essential requirement for preservation and
conservation of the species in question.
Our Response: We have been delegated authority from the Secretary
of Commerce to carry out the requirements of the ESA for species under
our jurisdiction, including the five Atlantic sturgeon DPSs. The
consultation process, as described in section 7(a)(2) of the ESA,
provides opportunity for us to work with Federal agencies to address
impacts of agency actions on the species. If we determine a Federal
agency action is likely to jeopardize the continued existence of a
listed species (a ``jeopardy biological opinion'') or result in the
destruction or adverse modification of critical habitat (a
``destruction or adverse modification'' biological opinion), the
biological opinion will include reasonable and prudent alternatives to
modify the action to avoid the likelihood that the action will
jeopardize the continued existence of a listed species or result in the
destruction or adverse modification of critical habitat.
Comment 68: A commenter stated that the Final Environmental Impact
Statement for the City of Rehoboth Beach proposed ocean outfall
incorrectly concludes the outfall will not have an impact on the
diversity and density of the benthic region. The commenter stated that
establishment of sturgeon critical habitat in this important area
should disavow this conclusion, and protect and conserve the benthos.
Our Response: We are not designating critical habitat in marine
waters, including marine waters off Rehoboth Beach, Delaware. The
marine waters off Rehoboth Beach are part of the geographical area
occupied by each of the five Atlantic sturgeon DPSs. To designate
critical habitat for one or more of the Atlantic sturgeon DPSs in the
marine environment, we must first identify the PBFs essential to the
DPSs, and which may require special management considerations or
protections. See our response to Comment 20.
Comment 69: A commenter requested that as soon as levels are
sustainable, a limited catch and release fishery for Atlantic sturgeon
should be established, with a special permit, for once a year use and a
high fee, $500 to $1,000, and the fee should be used to enhance that
fishery.
Our Response: Consideration of any new Atlantic sturgeon fishery is
beyond the scope of this critical habitat designation.
Comment 70: One commenter asked us to ensure that the Salem Nuclear
Power Plant, Mercer Generating Station,
[[Page 39191]]
and the Delaware City Refinery, which processes 200,000 barrels of
petroleum per day, install cooling towers and at the latter refinery,
remove intake screens that kill millions of fish and entrains millions
more small fish, eggs, and larvae that circulate through the refinery's
cooling system pipes and get boiled to death.
Our Response: This comment is beyond the scope of this critical
habitat designation. Section 316(b) of the Clean Water Act requires EPA
to issue regulations on the design and operation of cooling water
intake structures, in order to minimize adverse impacts. Further
information can be found on the EPA Web site at https://www.epa.gov/cooling-water-intakes.
Comment 71: A commenter representing the interests of two
industries provided numerous comments on the recently revised joint
Service regulations for designating critical habitat (81 FR 7414;
February 11, 2016) and asserted that these critical habitat
designations for the Gulf of Maine, New York Bight, and Chesapeake Bay
DPSs of Atlantic sturgeon were flawed as a result of relying upon the
revised regulations.
Our Response: There was a lengthy public comment period for the
revised joint Service regulations. The comments and the Service's
responses to the comments were provided with the final rule. It is not
within the scope of these critical habitat designations for the
Atlantic sturgeon DPSs to revisit the response to comments or recommend
changes to the joint Service regulations. All critical habitat
designations proposed after March 14, 2016, are required to follow the
revised joint Service regulations, and we have done so for the Gulf of
Maine, New York Bight, and Chesapeake Bay DPS critical habitat
designations.
Comment 72: The U.S. Coast Guard provided comment assuring us that
they will consult with us in accordance with section 7 of the ESA for
establishing new anchorage grounds on the Hudson River because
establishing anchorage grounds may impact Atlantic sturgeon, its
habitat, or its critical habitat.
Our Response: We appreciate the U.S. Coast Guard's commitment to
ESA section 7 consultation for activities that may affect Atlantic
sturgeon and Atlantic sturgeon critical habitat.
Comment 73: A representative of the Rhode Island Department of
Environmental Management agreed there are not specific areas within
Rhode Island state waters that meet the requirements for designation as
critical habitat for Atlantic sturgeon, and concurred with the proposal
not to designate any critical habit areas in Rhode Island state waters.
Our Response: We appreciate the input and concurrence from the
Department of Environmental Management.
Comments on the Carolina and South Atlantic DPS Critical Habitat
Designations (81 FR 36077, June 3, 2016; 81 FR 41926, June 28, 2016)
Comments on Geographical Area Occupied
Comment 74: A few commenters asserted that our designation is
inconsistent with section 3(5)(C) of the ESA, which provides that
``except in those circumstances determined by the Secretary, critical
habitat shall not include the entire geographical area which can be
occupied by the threatened or endangered species.''
Our Response: The areas being designated do not include the entire
geographical area which can be occupied, and include only a portion of
the ranges of the two DPSs. These areas do not include rivers that do
not support spawning but which may be used for foraging, marine
habitats, or estuarine habitats below rkm 0 in each designated river.
Comment 75: An industry trade group believed we inappropriately
delineated the ``geographical area occupied'' by the species as the
entire ``aquatic habitat (e.g., below the high tide line)'' of inland
freshwater areas that are currently accessible to the Atlantic
sturgeon. These commenters stated that we inappropriately included not
just areas where the species has actually been located, but instead we
also included wider areas around the species' occurrences and areas
that may be used only temporarily or periodically by the species. They
stated that ``areas identified as occupied include vast areas where
there is no evidence the species even occurs, much less occupies.''
Our Response: See response to Comment 2.
Comments on the Physical or Biological Features (PBFs)
Comment 76: One commenter asserted that the broad nature of the
PBFs fails to provide notice to the regulated public whether the PBFs
are present in an area without asking NMFS for case-by-case
determinations. The commenters further asserted that the broadness of
the PBFs renders them not actually essential to the species and
provided the example that for the Biological Opinion for Continued
Operations of the Indian Point Generating Station, Units 2 and 3, NER
2012-2252 at 42 (Jan. 30, 2013), NMFS characterized one spawning area
for Atlantic sturgeon in the Hudson River as being ``freshwater year
round with bedrock, silt and clay substrates and water depths of 12-24
m,'' and another area as having ``clay, silt, and sand substrates and
water depth of approximately 21-27 meters deep.''
Our Response: As we explained in our final rule, Implementing
Changes to the Regulations for Designating Critical Habitat (81 FR
7414; February 11, 2016), broadly-defined PBFs are not necessarily
inappropriate. The level of specificity in our description of the PBFs
is primarily determined by the state of the best scientific information
available for the species at issue. As held by the court in Arizona
Cattle Growers v. Kempthorne, 534 F. Supp. 2d 1013, 1025 (D. AZ 2008),
so long as we have used the best available information and endeavored
to provide as much notice as is practicable to the public as to the
nature of the PBFs, specification of some quantitative aspects of the
PBFs may be deferred to the consultation process. The commenter did not
point to any available information that we should have considered to
provide additional specificity in the definition of the PBFs, or why
the PBFs as defined by us are not actually essential. Moreover, the
commenter overlooked important details in the PBFs that make them
readily discernible. For example, the commenter stated that hard bottom
substrate in low salinity waters, aquatic habitat with a gradual
downstream salinity gradient of 0.5 to 30 ppt and soft substrate
downstream of spawning sites, water of appropriate depth and absent
physical barriers to passage, and water with the temperature, salinity,
and oxygen values that, combined, support spawning, survival, growth,
development, and recruitment, are too broad. But our description of the
PBFs is more detailed than that. Hard bottom is described as rock,
cobble, gravel, limestone, boulder, etc. This hard-bottom substrate
must be in low salinity waters specified as 0.0-0.5 ppt, and the
substrate must be of a type that can facilitate settlement of
fertilized eggs, and refuge, growth and development of early life
stages. Transitional salinity zones with a gradual downstream gradient
of 0.5-30 ppt, and sand or mud soft substrate between river mouths and
spawning sites is designated for juvenile foraging and physiological
development (this final rule clarifies the gradient is from 0.5 up to
30 ppt). Water must be of an appropriate depth and lack barriers to
passage. Appropriate depths
[[Page 39192]]
and lack of barriers are those that allow unimpeded movement of adults
to and from spawning sites, seasonal and physiologically-dependent
movement of juveniles to appropriate salinity zones within the river
estuary, and staging, resting, or holding of subadults or spawning
condition adults. Appropriate depths are explained as at least 1.2 m,
to facilitate all life stages of sturgeon including effective adult
migration and spawning behavior. Barriers that would eliminate or
degrade this feature were described in the proposed rule as, locks,
dams, reservoirs, gear, and are clarified in this final rule to include
thermal plumes, sound, and turbidity. Essential water quality is
qualified as temperature and DO, especially in the bottom meter of the
water column, and illustrative examples of how variations in these
parameters can adversely affect sturgeon are provided. The essential
PBFs are all common attributes of aquatic habitat that are easy to
understand and readily measurable; the various parameters--depth,
temperature, DO, salinity, etc., are typically included in assessments
of proposed projects' impacts on the environment. Proponents of future
projects within Atlantic sturgeon critical habitat will know without
consulting us whether their project has the capacity to affect
salinity, hard or soft substrate, water depth, openness of river
channels, temperature, and DO. Most, if not all, project proponents
will be able to determine whether the PBFs exist in their project area,
and what their baseline conditions are, without first consulting us.
Thus, we believe the PBFs of Atlantic sturgeon critical habitat have
been described with appropriate specificity, based on the best
scientific information available.
With respect to the example provided by the commenter, the
commenter mischaracterized our use of the language cited from the
Indian Point Biological Opinion. We provided the text in the biological
opinion and cited the source of the information as part of the review
of available literature for Atlantic sturgeon in the Hudson River. The
best available information that we used to describe the PBFs of
Atlantic sturgeon critical habitat is cited in the Background of this
rule and in the Impacts Analysis and Biological Source Document for the
Gulf of Maine, New York Bight, and Chesapeake Bay DPSs.
Comment 77: An industry trade group asserted that we must revise
our proposed designation to explain how each specific critical habitat
unit to be designated contains the PBFs essential to the conservation
of the species, suggesting that our approach should be the same as that
taken in the designation of critical habitat for the Southern DPS of
green sturgeon (74 FR 52300; October 9, 2009). They also suggested our
proposed designation is overly broad, improperly used ``ephemeral
reference points,'' and unsupported by facts or science. The commenters
suggested we identified and proposed to designate sweeping areas of
occupied habitat that undoubtedly capture many areas that do not have,
and likely never will have, physical or biological characteristics
essential for the conservation of the species. One commenter suggested
it appeared we had merely designated entire rivers from the confluence
of the Atlantic Ocean back to either some major tributary or some large
impoundment or impassable boundary upstream. Several commenters
suggested that areas should not be designated as critical habitat
because environmental conditions in certain stretches of rivers are
poor and would not support the PBFs. Similarly, other commenters stated
we had failed to limit the mapped areas in our proposed designation to
areas where we believe the PBFs occur.
Our Response: See response to Comment 8.
Comment 78: The North Carolina Water Quality Association (NCWQA)
and the South Carolina Water Quality Association (SCWQA) stated that we
must include a natural condition provision to reflect natural instream
temperature and DO levels that are outside of the temperature and DO
critical elements in the proposed rule. They charged that any
regulatory requirements must consider the natural condition and not
critical temperature/DO elements that are not naturally present. They
also suggested that we should have provided more context regarding
whether the proposed PBFs for temperature and DO exist in an area most
of the time, some of the time, etc.
Our Response: As we discussed in the proposed rule, values of
temperature and DO that provide critical habitat functions to sturgeon
will vary interdependently, and vary with changes in salinity. Because
we are designating known spawning rivers, we are confident the PBFs are
present in each unit at a temporal scale necessary to support sturgeon
in their reproductive and developmental activities. We agree that the
occurrence of the PBFs will fluctuate across, and even within, rivers,
and over time, and can be affected by natural and manmade factors. But
these fluctuations and the ephemeral nature of the PBFs make it
impractical to describe them as static in condition and location. We
agree that consideration of the natural conditions and underlying
environmental parameters at a given project location will be important
in evaluating the impact, if any, of future projects on critical
habitat. In this regard, we believe a meaningful evaluation of the
natural baseline condition of project area is best done during the
site-specific ESA section 7 consultation and not in this final rule.
Comment 79: The NCWQA and SCWQA suggested that we insert
information included in the preamble of the GARFO proposed rule to
designate critical habitat for the Gulf of Maine, New York Bight, and
Chesapeake Bay DPSs of Atlantic sturgeon (81 FR 35701; June 3, 2016)
that makes it clear that the ``specific oxygen concentration and
temperature values are provided as examples and guidance'' and that
``areas designated as critical habitat based on the 4 features are not
expected'' to have these oxygen concentrations and temperature values
``at all times and within all parts of the area.''
Our Response: We believe our regulatory text for the Carolina DPS
and South Atlantic DPS makes it clear that the oxygen concentration and
temperature values described are examples, and that the presence of
PBFs within a river system may vary temporally. Additionally, the
preamble to the proposed rule for the Carolina DPS and South Atlantic
DPS discussed the variable and ephemeral nature of these environmental
features. However, we have added additional text to the preamble of
this rule to clarify that the identified values of the PBFs are not
required in all parts of designated areas, at all times.
Comment 80: A few commenters noted that environmental conditions
(i.e., levels of DO, salinity, and temperature) as well as the location
of spawning habitat may be affected by climatic conditions, which could
influence the actual location of suitable habitat from week to week or
from year to year. Additionally, a few commenters indicated critical
habitat should include suspected spawning grounds and nurseries for
Atlantic sturgeon. They also believe that because Atlantic, as well as
shortnose, sturgeon are excellent colonizers of available habitat, we
should more expansively designate spawning habitat. A report cited by
these commenters (Kynard, 2016) states that, ``Given the typical low
subpopulation abundance of the species throughout its range, a poor
biological understanding of most subpopulations, a lack of
identification of rivers with subpopulations, and increasing threats to
successful spawning and rearing in rivers, recovery could likely depend
on
[[Page 39193]]
many rivers with habitat for all life stages being colonized by non-
natal adults.'' On this basis, Kynard (2016) states that NMFS should
include three types of rivers in the critical habitat designation: (1)
All rivers with a subpopulation that has freshwater spawning and
nursery habitats and estuarine nursery (natal) habitat; (2) all rivers
without a current subpopulation but with a documented historical
subpopulation, and having freshwater spawning and nursery habitats, and
estuarine nursery habitats that can be colonized by non-natal adults;
and (3) rivers with no evidence of current or historical populations,
but which have freshwater spawning and nursery habitats, as well as
estuarine nursery habitats that can be colonized by non-natal adults.
Ultimately, the commenters requested we designate critical habitat as
widely as possible, and not limit it to just rivers with spawning and
rearing habitat, but for all areas ``that may serve as these habitats
with migration of the salt front, DO, and temperature conditions.''
Our Response: As noted in the proposed rule, our conservation
objective is to ``increase the abundance of each DPS by facilitating
increased survival of all life stages . . . by facilitating adult
reproduction and juvenile and subadult recruitment into the adult
population.'' Based on the best scientific information available, the
biological needs and tolerances of Atlantic sturgeon, and environmental
conditions in southeast rivers, we believe we have identified suspected
spawning grounds and nursery areas for Atlantic sturgeon; in other
words, we do not have reason to suspect Atlantic sturgeon may be
spawning and rearing in other rivers. We agree that the conditions and
combinations of the PBFs will vary temporally, over short and long
timescales. That variation will affect the sturgeon's use of the
within-river habitat, including spawning locations, as mentioned by the
commenters. Our approach to the designation considered this variation
and has included the areas where we anticipate the PBFs occur and will
occur. Also, we determined that some areas outside the area occupied by
the species are essential to their conservation. We therefore
designated unoccupied critical habitats in areas where the spawning
portion of the river is limited by dams. We believe we have included
rivers in the first two categories Kynard (2016) states should be
included in a designation, based on identification of PBFs essential to
the species' conservation. We do not believe, however, that inclusion
of additional rivers that have no current or historical evidence of
supporting spawning is warranted, based on the fidelity of sturgeon to
their natal rivers for spawning and because many of the omitted rivers
are largely located in the coastal plains and do not provide the range
of habitat types known to be used for spawning and juvenile
development. Therefore, we are not including additional rivers on the
basis of possible future colonization.
Comment 81: Several commenters stated we should designate critical
habitat only in areas upriver to a point where flows, eddies, and
spawning substrate are available, and we should not designate migratory
corridors because they are less critical. One commenter remarked that
there is no identified range of water velocity necessary for the
conservation of the species, only the need for continuous flow. This
commenter asserted that entire stretches of river up to the fall line
are not needed to meet the conservation objectives, and that features
essential for conservation of the species exist in adequate quantity
well downstream of the fall line of some of the rivers.
Our Response: We identified the need to increase the abundance of
each DPS by facilitating increased survival of all life stages and
facilitating adult reproduction and juvenile and subadult recruitment
into the adult population as the conservation objectives for critical
habitat. To achieve that objective, we must not only protect upriver
spawning sites, but also the in-river habitats that allow adult
Atlantic sturgeon to move safely and efficiently to and from those
spawning habitats. Additionally, for larval and juvenile Atlantic
sturgeon to survive to adulthood and become spawners themselves,
habitats downstream from the spawning areas require protection so those
life stages can successfully develop. We disagree that we were over-
inclusive by setting the unit boundaries to include the fall line (the
boundary between an upland region of continental bedrock and an
alluvial coastal plain) of the spawning rivers, where applicable, and
we realize we were somewhat unclear as to the basis for upstream
boundaries on every unit and how that relates to the fall line on each
river, so we are clarifying that in this final rule. As we stated in
the proposed rule, given the need to maximize the potential for
increasing spawning and population sizes, and the fact that Atlantic
sturgeon are known to spawn between the salt front and the fall line of
large rivers, we endeavored to include the farthest upstream extent of
spawning habitat within unit boundaries. The physical characteristics
of the fall line provide the conditions that promote successful
sturgeon spawning, e.g., well-oxygenated water flowing over hard
substrates. Given the severely depressed populations of Atlantic
sturgeon, and our conservation objective of facilitating increases in
these populations, we believe including all potential spawning areas,
up to the fall line as applicable, is appropriate. Finally, we
determined that specifying the need for continuous flowing water was
more appropriate than attempting to specify water velocities. Water
velocity is one specific aspect of flowing water. However, continuous
flowing water also influences temperature, oxygen concentrations,
turbidity, etc., which are also important features to Atlantic
sturgeon. Therefore, given the lack of data on particular velocities
that may be needed by Atlantic sturgeon, and the fact that flow regimes
vary widely between spawning rivers in the southeast, we believe our
focus on continuous flowing water is appropriate.
Comment 82: The North Carolina Department of Transportation (NCDOT)
stated that our method for determining areas of critical habitat was
flawed because we included areas as critical habitat if any of the PBFs
were present, but they believe all PBFs must be present in contiguous
segments of rivers for an area to adequately support the life history
needs of the species and, thus, be critical to the conservation of the
species. They acknowledged there may be specific areas that contain the
PBFs essential to conservation of the species, but claim these areas
are not specifically identified.
Our Response: All PBFs do not need to be present in a stretch of
river for that stretch to be designated as critical habitat. As noted
elsewhere, we determined the identified PBFs are essential to the
conservation of the DPSs, they may require special management
considerations or protection, and they are located on specific areas
within the geographical area occupied by the DPSs. There is no
requirement that all PBFs occur in a single location or at the same
time. Indeed, because our goal was to support all life stages of
Atlantic sturgeon, some of our PBFs are mutually exclusive. For
example, by definition, the PBF of hard bottom substrate in low
salinity (0.0-0.5 ppt) water, can never occur simultaneously with the
PBF for transitional salinity zones, inclusive of waters with a gradual
downstream gradient of 0.5-up to 30 ppt and soft substrate (e.g., sand,
mud) between the
[[Page 39194]]
river mouths and spawning sites for juvenile foraging and physiological
development. The available scientific evidence on Atlantic sturgeon
spawning and spawning behaviors in the designated rivers, and
information on habitat characteristics in the ivers, indicates that the
PBFs are present in each of the units.
Comment 83: The NCWQA and SCWQA recommended that if we choose to
maintain our instantaneous minimum DO levels needed to protect Atlantic
sturgeon at 4.3 mg/L, we should revise the temperature trigger for
those instantaneous minimum levels from 26 [deg]C to 29 [deg]C. The
commenters indicated we justified our selection of 26 [deg]C based on
the EPA's 2003 Guidance and two studies cited therein, stating
``shortnose sturgeon are more tolerant of higher temperatures than
Atlantic sturgeon and the `high temperature' for Atlantic sturgeon is
actually considered 26 [deg]C[.]'' The commenters indicated that one of
the studies we used to support our decision (Secor and Gunderson, 1998)
considered the exposure of YOY Atlantic sturgeon to DO concentrations
ranging between 2.8 and 3.3 mg/L over a period of 10 days at 26 [deg]C.
The commenters believe that because this ``long-term exposure''
occurred at DO concentrations far below and less optimal than those
required by North and South Carolina regulations, our benchmarks are
overly conservative. The commenters believe additional support for
their contention that our 26 [deg]C threshold may be too conservative
can be found in the EPA's 2003 Guidance, which explains that the
difference in temperature sensitivities between the Atlantic and
shortnose sturgeons ``could be because the shortnose sturgeon were from
Savannah River progeny and were held at higher temperatures than the
Atlantic sturgeon, which came from Hudson River progeny'' (EPA, 2003).
The commenters requested that if we choose to maintain an instantaneous
DO value (rather than a range of 4.0-4.3 mg/L), we should establish a
29 [deg]C threshold consistent with EPA's 2003 Guidance.
Our Response: We agree with the commenter that Secor and Gunderson
(1998) exposed YOY Atlantic sturgeon to DO concentrations ranging
between 2.8 and 3.3 mg/L over a period of 10 days at 26 [deg]C. In
fact, the experiment actually consisted of two treatments, one in a
completely sealed tank and another with access to air at the surface of
the tank. Of the 32 YOY exposed to concentrations between 2.8 and 3.3
mg/L over a period of 10 days at 26 [deg]C in the unsealed tanks, only
four (12.5 percent) actually survived the entire 10-day trial; 14 (43.8
percent) were dead by Day 4 and 20 (62.5 percent) of the animals were
dead by Day 5. Of the 16 YOY exposed to those concentrations in the
completely sealed tanks, 15 (93.8 percent) died by the end of Day 1 and
all were dead by Day 2. Thus, while the treatments were 10-days, we
believe the high mortality rates over the shorter time periods indicate
how sensitive small Atlantic sturgeon are to DO. This led to our
decision to identify the more conservative value for this endangered
species. Similarly, because these mortality rates occurred at the 26
[deg]C temperature threshold, and we have acknowledged that DO and
water temperature need to be interdependently assessed, we conclude the
PBF as written correctly identifies the environmental conditions
necessary to protect this critical life stage.
Comment 84: The NCWQA and SCWQA recommended that if we choose to
maintain our instantaneous minimum DO levels needed to protect Atlantic
sturgeon at 4.3 mg/L, it should be characterized as an exposure level
over a short-term period of several hours, rather than an instantaneous
threshold. The commenter indicates the EPA's 2003 Guidance suggests DO
levels of greater than 4.3 mg/L for a period of 2 hours at stressful
temperatures was found to be protective.
Our Response: First, it must be understood that critical habitat
PBFs are essential to the conservation of a species, not just its
survival, and a metric that is ``protective'' in a broad, water quality
context may still lead to injury and even mortality of individual
organisms, and thus may not be the best metric to foster conservation.
We agree that exposure time is a critical consideration. We clarify the
information provided in EPA (2003) was based primarily on Campbell and
Goodman (2003), who evaluated, among other things, the DO
concentrations causing mortality in 50 percent or more of shortnose
sturgeon (called ``LC50'') held under stressful (29 [deg]C)
and non-stressful temperatures (22 to 26 [deg]C). Secor and Niklitschek
(2001) report shortnose sturgeon are more tolerant of higher
temperatures than Atlantic sturgeon. Campbell and Goodman (2003)
considered 29 [deg]C a stressful temperature for shortnose sturgeon.
Conversely, Secor and Gunderson (1998) report Atlantic sturgeon
becoming stressed at a lower temperature of 26 [deg]C. Based on the
information provided in Secor and Gunderson (1998), we consider the
stressful temperature for Atlantic sturgeon to be 26 [deg]C. The EPA
(2003) calculated DO concentrations they believed would be protective
of sturgeon exposed to both non-stressful and stressful temperatures
based on findings reported in Campbell and Goodman (2003). They
estimated a DO concentration of 4.3 mg/L should be protective under
stressful temperatures. The EPA (2003) recognized that the
LC50 DO concentrations reported in Campbell and Goodman
(2003) were not instantaneous but occurred within the first 2 to 4
hours of the tests. However, they concluded using their estimated value
of 4.3 mg/L as an instantaneous value would be more protective for the
species. Additionally, because the EPA estimates produced thresholds
that still led to some level of injury or death, we believe more
conservative values are appropriate to promote conservation of Atlantic
sturgeon.
Comment 85: The NCWQA and SCWQA recommended we change our PBF
associated with the instantaneous minimum DO levels needed to protect
Atlantic sturgeon in North and South Carolina from 4.3 mg/L to a range
of 4.0-4.3 mg/L because it matches the water quality standards in those
states. They claimed this recommended range is appropriate because the
North and South Carolina water quality standards for DO are a daily
average of 5.0 mg/L and instantaneous minimum of 4.0 mg/L, and that the
daily average requirement of 5.0 mg/L is more protective than the 30-
day average of 5.0 mg/L in the proposed rule. Because there is
significantly less potential daily stress to the sturgeon from the
daily average DO criterion, the commenters stated that establishing a
short-term instantaneous range of 4.0-4.3 mg/L is appropriate and
should be fully protective. The commenters indicated this approach
would be even more protective if we changed our temperature threshold
to 26 [deg]C rather than 29 [deg]C.
Our Response: The values for water temperature and DO, as part of
the water quality PBF, are based on the best available scientific
information. As discussed in the previous response, we believe that the
4.3 mg/L value for DO is the best interpretation of the presently
available scientific information and best supports the conservation of
Atlantic sturgeon. DO requirements are dependent on the associated
water temperature, the sturgeon's life stage and physiological
condition, and the duration of exposure, and the values included in the
PBF are examples of appropriate levels and combinations. We recognize
that information on all of these combinations is limited, and
additional information is likely to refine our understanding of the
different
[[Page 39195]]
combinations of required values. While we decline to change the DO
values presented in the PBF, we are not necessarily saying that DO
values in other combinations with temperature, salinity, water flow,
exposure duration, and animal age and condition would be unacceptable,
depending on the particular circumstances of a proposed project.
Additionally, the rule does link the 4.3 mg/L DO value to a temperature
threshold of 26 [deg]C rather than 29 [deg]C.
Comment 86: Two commenters stated we failed to consider in a
complete and meaningful way, the role certain aspects of aquatic
chemistry play on determining whether a river has suitable spawning
habitat. The commenters suggested we should have considered pH and
levels of calcium (Ca) and magnesium (Mg) ions. They suggested these
chemical characteristics can determine whether Atlantic sturgeon will
spawn in a particular reach of river, and thus, it is crucial that
these features are given special management consideration in future
section 7 consultations and, if need be, protected accordingly.
Our Response: See response to Comment 9.
Comments on Special Management Considerations or Protection
Comment 87: An industry trade group believed we failed to provide
any assessment of current management or protections in place and
whether those are adequate for the conservation of the Atlantic
sturgeon. The commenters claimed we must consider whether any of the
proposed critical habitat units are presently under special management
or protection for Atlantic sturgeon. The commenters acknowledged we
have identified a number of initiatives that could protect Atlantic
sturgeon, but they believed we must actually assess these initiatives
to determine whether they are sufficient and determine what further
management actions may benefit from critical habitat designation. The
commenters went on to state we should consider each feature and
specific area proposed and assess current management measures in place
to make an actual determination as to whether special management may be
needed in the reasonably foreseeable future, and if so, what that
management would be, and how the critical habitat designation would
further that management. The commenters concluded that our discussion
of special management considerations is limited to general discussion
regarding how barriers, water withdrawals, and dredging can generally
affect water flow, quality, and depth and/or alter hard substrate, and
that we have made non-specific assertions that special management for
the essential PBFs may be required ``as a result of global climate
change.''
Our Response: See response to Comment 14.
Comment 88: One commenter requested that we include ``clear
guidance for considering the effects of a changing climate on critical
habitat designation for species recovery in the final rule.'' The
commenter requested we consider ``projected changes to salinity,
temperature and DO, including changes in sea level rise'' and further
requested that we document the extent that climate change was
considered when assessing the need for the inclusion of currently
unoccupied habitat in the final rule.
Our Response: See Response to Comment 17.
Comments on Decision Not To Designate Critical Habitat in Estuarine or
Marine Environments
Comment 89: One commenter agreed with our decision not to designate
any critical habitat in the marine ecosystem; however, other commenters
disagreed. Two commenters indicated we should designate estuarine
habitat that not only encompasses natal estuaries, but also certain
estuaries that are not natal for a subpopulation, because coastally
migrating juveniles use estuaries for foraging, including estuaries
with and without spawning subpopulations. They asserted we were waiting
for ``perfect'' information and being overly restrictive, and that the
amount of scientific information currently available is enough to
determine PBFs in these areas. They also indicated that all estuaries
have human activity that requires special management to preserve the
estuarine habitat for sturgeon foraging (i.e., management to avoid
impacts from dredging, boat strikes, benthic habitat destruction,
sediment contamination, cooling water intakes, etc.).
Our Response: We agree with the commenters that estuaries and
nearshore marine waters along the Atlantic Coast are important habitat
of Atlantic sturgeon; we specifically discussed them in the proposed
rule. However, as we described in the proposed rule, we lack sufficient
data to identify the specific features in the marine/estuarine
environment Atlantic sturgeon are using. We agree that there is
scientific information describing environmental correlates with
locations of Atlantic sturgeon; however, we do not believe that it is
sufficiently informative of the features being used by sturgeon, or the
conservation function they serve. More information is provided in the
response to comment 20.
Comment 90: Two municipalities commented that our proposed rule
suggests erroneously that offshore data are unavailable to determine
essential conservation needs. They noted we failed to mention
information gathered from the annual offshore striped bass tagging
cruises that have tagged numerous adult sturgeon coincident to the
fishing grounds of large offshore trawlers, gillnets, and longline
fisheries.
Our Response: We are aware of the offshore striped bass tagging
cruises. We carefully examined the information available from this
study, which included parameters such as location of capture, size of
fish, weight of fish, etc. Unfortunately, that information was
insufficient to identify PBFs that are essential to the conservation of
the species.
Comment 91: One commenter stated that while the ``Large Coastal
Rivers that Lack Essential Features'' section of the proposed rule
states: ``. . . short coastal plains rivers . . . most likely do not
contain suitable habitat for Atlantic sturgeon,'' these systems may
provide foraging habitat for subadult and adult Atlantic sturgeon. The
commenter continued by stating that although relatively large numbers
of Atlantic sturgeon have been acoustically tagged and their movements
recorded in recent years, their numbers are highly depleted relative to
historical levels of abundance, and acoustic receiver coverage is
relatively sparse. The commenter stated the use of these systems as
foraging habitat by subadult and adult fish should not be discounted,
once populations are fully restored and population density is higher.
Our Response: We agree that foraging habitat is extremely
important. However, as described in the proposed rule, due to the
paucity of data on specific habitat or resource utilization, we could
not identify any PBFs essential for the conservation of the Carolina
and South Atlantic DPSs that support adult and subadult foraging in
estuarine or marine environments (see also the response to Comment 20).
We did include PBFs related to juvenile foraging and developmental
habitat in spawning rivers, downstream of spawning sites, but, as the
commenters noted, the non-designated short coastal plain rivers do not
support spawning and therefore would not support downstream-migrating,
developing juveniles. The limited availability of Atlantic sturgeon
tracking data from short coastal plain rivers was not a
[[Page 39196]]
factor in our decision not to include those areas in the designation.
Comment 92: Several environmental organizations stated that we
incorrectly claimed that we could not designate estuarine or marine
areas as critical habitat due to insufficient data and that the best
available scientific information supports identification of PBFs in
estuarine and marine environments that are essential to Atlantic
sturgeon conservation. These commenters said that a growing body of
research has identified critical feeding and seasonal aggregation
sites, and that the sites identified to date should be designated as
critical habitat. The commenters stated there is a scientific consensus
that Atlantic sturgeon use marine waters of particular depths as
migration corridors; the commenters asserted that available information
supports the contention that all 5 DPSs use the same narrow migration
corridor and known aggregation sites. The commenters stated that water
depth, available prey, substrates, temperature, salinity and seascapes
are factors correlated with, and that influence, Atlantic sturgeon use
of specific estuarine and marine habitats as feeding or seasonal
(winter, summer) aggregations, and migratory corridors, and that these
features may require special management considerations or protection.
The commenters stated that our regulations, Implementing Changes to the
Regulations for Designating Critical Habitat (81 FR 7413, 7414;
February 11, 2016), support the use of generally-defined PBFs or an
ecosystem approach. Finally, the commenters discussed our previous
critical habitat designations for green and Gulf sturgeon as valid
models for designating estuarine and marine areas as critical habitat
for Atlantic sturgeon.
Our Response: See response to Comment 20.
Comments on Data and Approaches Used in the Proposed Designation,
Generally
Comment 93: NCDOT suggested areas of rivers were determined to be
critical habitat based on ``knowledge'' instead of documented data.
Our Response: We considered the best available scientific
information, including the 2007 Atlantic sturgeon status review (ASSRT,
2007), the ESA listing rule (77 FR 5914; February 6, 2012), scientific
research reports, information and data gathered during the peer-review
process, and a database developed by the U.S. Geological Survey that
mapped environmental parameters within East Coast rivers to identify
sturgeon habitat. We also considered information on the location of
sturgeon spawning activity from scientific reports, as active spawning
or spawning activity in an area would indicate that the PBF(s)
necessary for spawning are likely present. Even in places where
information is available, those data may represent a snapshot in time
and the exact location of a habitat feature may change over time (e.g.,
water depth fluctuates seasonally, as well as annually, and even hard
substrate may shift position). While the best available information
was, at many times, location specific, we worked pursuant to our
regulations and identified specific areas at the appropriate scale for
critical habitat (i.e., specific rivers), taking into consideration the
life history of the species, as described in the preamble of the
proposed rule.
Comment 94: An industry trade group indicated we made no attempt to
establish any connection between the threats to Atlantic sturgeon
described in the listing rule and critical habitat. They suggested we
have not evaluated or explained how designation of critical habitat
will benefit the species, or help address injury/death resulting from
inshore trawling or overfishing. Additionally, they indicated we have
not explained how the designation of ``these vast areas would provide
new or additional minimization of habitat alteration or destruction.''
Our Response: See response to Comment 64.
Comment 95: One commenter asked us to explain more clearly in the
final rule, why we stopped the upstream extent of some critical habitat
units at locks or dams. The commenter acknowledged that in some cases,
manmade barriers occur at a natural barrier (impassable falls), and
therefore they would not expect the historical species ranges to extend
above the location of those barriers. However, the commenter continued
by stating the presence of a barrier, in and of itself, should not
constitute the upstream extent of critical habitat. The commenter
argued that dams could be removed, which would open up those habitats.
The commenter requested we reconsider these reaches as essential, but
currently unoccupied habitat.
Our Response: Our approach to establishing the upper boundaries of
the units was in the first instance to identify and evaluate the
upstream extent of available essential spawning habitat features. We
evaluated available information on the nature and distribution of
likely spawning habitat up to the first impassable barrier, natural or
manmade. We also evaluated available information on historical Atlantic
sturgeon spawning or occurrence, and current estimated extent of
spawning and estimated population status in each river. Thus, the
upstream unit boundaries are fact-specific to each river system. We
agree that the presence of a barrier does not necessarily correspond
with the historical species ranges. However, the barriers denoting the
upstream limit of the designation are the same designators as the
upstream limit of the occupied areas and barriers that occur at a
critical habitat boundary need to provide an easily recognizable
landmark for where critical habitat begins or ends. Non-ephemeral
reference points (e.g., dams, bridges) can be used in a textual
description of the boundaries of critical habitat, thus we believe it
is appropriate to use currently impassable dams as the terminus for
occupied critical habitat.
Comment 96: An industry trade group indicated we also failed to map
potential threats to the Atlantic sturgeon (e.g., manmade structures,
dredging areas).
Our Response: See response to Comment 18.
Comments on Designation of Unoccupied Critical Habitat, Generally
Comment 97: Several commenters, including South Carolina Department
of Transportation (SCDOT) and South Carolina Department of Natural
Resources (SCDNR), asserted that unoccupied critical habitat should not
be designated at this time. Some questioned how we could consider these
areas critical if animals are not even using them currently. Others
suggested it was premature to designate these areas because passage of
animals into unoccupied habitats was uncertain or unproven in some
areas. Still others suggested we wait to designate these areas as
critical habitat until data show Atlantic sturgeon were successfully
being passed up to and were using these areas.
Our Response: ESA section 3(5)(A)(ii) defines critical habitat to
include specific areas outside the geographical area occupied if the
areas are determined to be essential to the conservation of the
species. As described in the proposed rule, we determined that there is
insufficient spawning and developmental habitat in occupied stretches
of three river systems: The Cape Fear, Santee-Cooper, and Savannah, and
on this basis determined these areas are essential to the species'
conservation. However, based on concerns raised about the impacts and
uncertainties associated with these unoccupied units, and
[[Page 39197]]
questions the commenters raise about the nature of the conservation
value these units provide to sturgeon, we determined that conducting a
discretionary exclusion analysis on these units was warranted. As a
result of that analysis, we have chosen to exercise our discretion
under section 4(b)(2) of the ESA and exclude unoccupied units of
critical habitat, including the unoccupied Santee-Cooper unit. We
determined the benefits of exclusion (that is, avoiding some or all of
the impacts that would result from designation) outweigh the benefits
of designation.
Comment 98: North Carolina Wildlife Resources Commission (NCWRC)
suggested that until we clarify how we will evaluate projects in the
unoccupied critical habitat, we should not designate critical habitat
in those areas. SCDNR insisted that we remove all unoccupied habitat
areas from consideration. However, they requested that if we still
intended to designate unoccupied habitat areas, we should clarify how
unoccupied versus occupied critical habitat designations will be
handled in regards to section 7 consultations for projects.
Our Response: As stated previously, we have chosen to exercise our
discretion under section 4(b)(2) of the ESA and exclude the unoccupied
units of critical habitat. Therefore, section 7 consultations will not
be required based on impacts solely to these unoccupied areas. Section
7 consultation will still be required to assess potential impacts to
shortnose sturgeon and its habitats in the area proposed as the
unoccupied Santee-Cooper unit, and consultation will be required if
effects of actions in the areas previously proposed as unoccupied have
effects to sturgeon or their habitats downstream, in occupied areas.
Comments on Designating Specific River Units or River Areas
Carolina Unit Rivers
Comment 99: NCDOT indicated they do not believe that ``sparse
spawning data justifies an extensive proposed area of critical
habitat.'' They indicated that literature searches they conducted found
that spawning in specific areas in the Southeast is rare. The commenter
also stated that the proposed rule says, ``[t]here are large areas of
most rivers where data is still lacking'' and ``substrate types can
change from year to year.'' Further, the commenter stated in relation
to extending ``historical habitat'' into the ``critical area,'' they
should not be required to comply with moratoria and limited
construction times, based on habitat that may be critical at some
future point in time.
Our Response: We agree that site-specific information describing
spawning location in the Southeast is relatively rare. We could not
compare our information to that referenced by the commenter as they did
not provide their search results. We are designating critical habitat
by describing PBFs essential to the conservation of the species. The
areas we are including in the final rule have one or more of the PBFs
present that are essential to the conservation of the species and which
may require special management considerations or protection.
Additionally, our regulations at 50 CFR 424.02 support the designation
of areas that contain PBFs that may be ephemeral or dynamic. We believe
the proposed rule clearly outlines our step-wise approach for how we
identified each PBF and the rivers in which they are located. Regarding
moratoria or construction restrictions, we reiterate that the critical
habitat designation does not create any moratoria, refuges, or closed
areas.
Comment 100: One commenter suggested we had not used the best
scientific information available, and they believed that the positions
taken by SCDNR in their public comments support their conclusion.
Specifically, the commenter stated: ``[t]he proposed rule was
apparently developed with little or no input from [SCDNR] and the
scientific data it has collected. SCDNR finds the critical habitat
designations to be presumptuous and impertinent. In fact, SCDNR insists
that all currently labeled unoccupied habitat be removed.''
Our Response: We disagree that we have not used the best scientific
information available in this designation. We believe the commenter
mischaracterized SCDNR's statements. The SCDNR suggested critical
habitat designations were ``presumptuous'' and ``impertinent'' until
further genetic analyses verify the DPS classification of Atlantic
sturgeon. SCDNR commented that ``the Carolina DPS is based upon a
limited sample of individuals with no representation from the Great Pee
Dee, Santee and Cooper Rivers in South Carolina. The samples used to
genetically characterize the Carolina DPS were obtained from Albemarle
Sound, an area where sturgeon from multiple river basins are known to
occur. The limited data input used to define the boundaries of the
Carolina DPS causes concern and warrants further genetic sampling to
truly define the Carolina DPS. SCDNR finds the critical habitat
designations presumptuous and impertinent and advocates that these
designations be deferred until further genetic analyses occur to verify
the DPS classification of Atlantic sturgeon . . .'' The SCDNR is
essentially commenting on the determination of DPS identities and
boundaries in the 2012 final rule listing the Carolina DPS. A critical
habitat designation is not the vehicle to revisit a species listing
determination, and so long as a species has been listed, we have a
statutory duty to designate critical habitat for the species. Moreover,
we believe the DPS listing determinations continue to represent the
best scientific information available on the identity and boundaries of
the DPSs.
The commenter seems to believe that because our determinations
differ from SCDNR's on certain aspects of the designation, for example
the use of shortnose sturgeon as a proxy for Atlantic sturgeon or how
to interpret the lack of data regarding Atlantic sturgeon presence in
certain stretches of a river, our rule did not use the best scientific
information available. Our determinations were based on the 2007
Atlantic sturgeon status review (ASSRT, 2007), the ESA listing rules
(77 FR 5914; February 6, 2012), scientific research reports,
information and data gathered during the peer-review process, a
database developed by the U.S. Geological Survey for mapping
environmental parameters within East Coast rivers to identify sturgeon
habitat, as well as information on the location of sturgeon spawning
activity from scientific reports. We also reviewed reports from a NMFS-
funded multi-year, multi-state grant on movement and migration of
Atlantic sturgeon that included information collected by the SCDNR.
Finally, the SCDNR provided a peer-reviewer to evaluate the biological
information that went into the proposed rule. The reviewer provided
critiques which were incorporated into the proposed rule. Thus, while
the SCDNR may disagree with our approach in certain cases (e.g.,
critical habitat should not be designated without confirmed sturgeon
presence), we disagree with the assertion that we did not use the best
scientific information available when developing the rule.
Comment 101: Multiple commenters said they believe the inclusion of
extensive river reaches, including ``unoccupied'' areas and reservoirs,
for the Carolina DPS of Atlantic sturgeon would result in a poor
allocation of conservation resources. They suggested we focus on
estuarine environments, spawning aggregations, and fisheries bycatch
because it would result in
[[Page 39198]]
greater benefits for the conservation of the species.
Our Response: The ESA requires that we designate critical habitat
for listed species. As described in the proposed rule, we know Atlantic
sturgeon use estuaries for foraging, growth, and movement. We also know
subadults and non-spawning adults use estuaries seasonally, likely for
foraging. However, the lack of data on specific habitat or resource use
by Atlantic sturgeon in the estuaries meant we could not identify any
specific PBFs essential for the conservation of the species in these
areas. Also, we believe we are protecting the habitat of spawning
aggregations with these designations. Because Atlantic sturgeon spawn
far upstream on hard bottom substrates in low salinity waters (PBF #1),
designating critical habitat protects these habitats. Impacts from
fisheries bycatch are direct impacts on the species, not habitat-
related effects, and are beyond the scope of critical habitat
designation.
As stated previously, we have chosen to exercise our discretion
under section 4(b)(2) of the ESA and exclude unoccupied units of
critical habitat, including the reservoirs of Lake Moultrie and Lake
Marion.
Comment 102: One commenter stated they supported our designation of
occupied and unoccupied critical habitat. However, they requested we
consider regional datasets and literature sources not cited in the
proposed rule that they believe support the inclusion of the Ashepoo
River, South Carolina, up to the confluence of Doctors Creek (Route 64
Bridge).
Our Response: We appreciate the commenter bringing these datasets
to our attention. We considered designation of the Ashepoo River, South
Carolina, as critical habitat. As stated in the proposed rule, our
review of the best scientific information available for the Ashepoo
(Post et al., 2014) determined it is a short, coastal plain river that
most likely does not contain the PBFs suitable to support spawning and
juvenile recruitment of Atlantic sturgeon. Although the commenter did
not identify which element we failed to fully consider, we evaluated
the regional datasets and literature sources suggested by the
commenter. Those data sources may show species occurrence in the
Ashepoo, but not necessarily sturgeon spawning. We do not disagree that
Atlantic sturgeon could use the Ashepoo River; rather we do not believe
it contains the necessary PBFs that support our conservation objective
for designating critical habitat.
Comment 103: Two municipalities asserted we failed to consider the
best available information in the overall analysis because data was
only as recent as 2006, and proceeding with critical habitat
designations in unconfirmed areas without the benefit of updated and
better data is inappropriate. They note that North Carolina has had a
gillnet Incidental Take Permit (ITP) for Atlantic sturgeon since around
2012[hyphen]2013. The commenters stated the Neuse River in North
Carolina, described as Area C in the ITP, is allowed very few Atlantic
sturgeon interactions prior to closure of the gillnet fishery because
of how rare they are in this river system. The commenters state
additional information indicated (1) sturgeon abundance, particularly
for the Carolina DPS, is far greater than originally believed in areas
that have actual, documented spawning aggregations; (2) discard
mortality of juveniles taken in traditional fishing gear is very low;
and (3) estuarine interactions with adult sturgeon are exceedingly rare
as they are not retained in traditional gillnet fishing gear. The
commenters concluded that extensive data associated with the ITP were
not mentioned in the proposed rule but confirmed there is low Atlantic
sturgeon abundance in the Neuse River. Additionally, the commenters
concluded that changes in fishing behavior and seasonality have
dramatically reduced the potential for bycatch in North Carolina, but
this information is also not considered in the proposed rule.
Our Response: When designating critical habitat we are to identify
PBFs that are essential to conservation of the species that may require
special management considerations or protections, and then identify
specific areas in which those PBFs are located. It is unclear how the
information the commenter suggests we overlooked (e.g., data on
sturgeon abundance, fishing behavior, discard mortality, incidental
takes) is in any way informative regarding our PBFs or the areas we are
designating as critical habitat. As we have noted, critical habitat
designations in occupied areas are based on the presence of PBFs that
are essential to a species' conservation, and which may require special
management considerations or protections. Specific areas containing
these PBFs are then identified, and the impacts of including the
specific areas in the designation are considered. Whether sturgeon
abundance or interactions with fisheries have changed over time would
not affect how we made our critical habitat designations.
Comment 104: Two municipalities stated we provided no evidence of
spawning or the presence of Atlantic sturgeon YOY in the Neuse River,
North Carolina. They suggested the size of the juveniles collected to
date prove nothing in terms of spawning origin as those fish could, and
likely did, migrate from other rivers where spawning adult sturgeon
have been observed and captured (e.g., Roanoke River, North Carolina).
Further, the commenters stated we provided no direct evidence that the
Neuse River was used by the Carolina DPS of Atlantic sturgeon when we
listed the DPS in 2012, and they suggested there has been no evidence
of Atlantic sturgeon in freshwater portions of the river for decades.
Our Response: Following receipt of this comment we had extensive
contact with the USFWS staff, as well as with state natural resource
managers. They suggested there was additional evidence of YOY occurring
in the Neuse River. Specimens available from North Carolina State
University indicated three YOY (less than 350 mm) were captured in the
Neuse River in 1974 (J. Hightower, NCSU, to A. Herndon, NMFS, pers.
comm. March 2017). An additional record of a YOY captured in the Neuse
River in 1974, was also provided by the North Carolina Museum of
Natural Sciences (G. Hogue, NCMNS, to A. Herndon, NMFS, pers. comm.
March 2017). Also, Bain (1997) reports that ``early juveniles'' (20-440
mm FL) remain in their natal rivers until they become ``intermediate
juveniles'' (450-630 mm FL) and begin gradually emigrating from the
river during periods of rapid growth. Hoff (1980) reports sturgeon
studies in the Neuse and Pamlico Rivers and Pamlico Sound captured low
numbers of small (400-600 mm TL) sturgeon. The North Carolina Division
of Marine Fisheries (NCDMF) also provided information collected via
observers and during their Independent Gill Net Survey. From 2001-2012,
those sources reported 13 Atlantic sturgeon captured in the Neuse that
were less than 440 mm FL size range (M. Loeffler, NCDMF, to A. Herndon,
NMFS, pers. comm. March 2017). Based on the information in Bain (1997),
we believe these animals are unlikely to have strayed into the Neuse
River from other river systems, leading us to conclude they were likely
born there. Additionally, the final listing rule (77 FR 5914; February
6, 2012) indicates the Neuse River was used by the Carolina DPS at the
time of listing and that spawning may be occurring in the river.
Moreover, ``occupied at the time of listing'' in the statute refers to
the geographical range, which we have defined to include all marine and
freshwaters available to be used by
[[Page 39199]]
Atlantic sturgeon, for any life function. Finally, regardless of
whether animals have been documented in the freshwater portions of the
river, our critical habitat determinations are based on areas where
PBF(s) essential to conservation of the species occur; it is not
specifically tied to animal presence. Therefore, we believe including
the Neuse River in the designation of critical habitat is appropriate.
Comment 105: Two municipalities objected to the designation of
proposed critical habitat upstream of rkm 75 on the Neuse River, North
Carolina. The commenters stated ``the most westward location of a
sturgeon [on the Neuse River, North Carolina] was at rkm 75'' and, in
their opinion, Atlantic sturgeon do not use areas upstream of rkm 75
and critical habitat designation would impose an unnecessary
administrative burden on municipalities at or above rkm 75.
Our Response: We considered the information presented by the
commenters, and we believe our upstream boundary is appropriate. We
have identified critical habitat based on areas where PBF(s) essential
to conservation of the species are located, not necessarily where
individual animals have been documented. Moreover, our data include an
observed Atlantic sturgeon around rkm 80 on the Neuse River and likely
suitable spawning substrate at the base of the Milburnie Dam.
Additionally, the commenter provided no information suggesting the PBFs
are absent above rkm 75. For these reasons, we believe our upstream
boundary for the Neuse River is correct.
Comment 106: Two municipalities questioned our decision to consider
the Neuse River, North Carolina, as spawning habitat for Atlantic
sturgeon. They suggested that substantial water quality concerns call
into question the notion that the Neuse River could support the
spawning of Atlantic sturgeon. They cited our statement that ``hard
bottom in fresh water on spawning grounds and sufficient DO are
critical needs for spawning success.'' The commenters stated that
without any evidence of spawning activity in the Neuse, it is unknown
whether the hard bottom criteria are met. They concluded the required
physical spawning conditions have not been shown to exist in the Neuse
River because no spawning locations have been identified and the water
quality conditions are unlikely to favor the survival of larvae and
early juveniles. However, they acknowledged that the upper reaches of
the Neuse River at the Milburnie Dam do have areas of suitable
substrate, but stated that it is far from the salt wedge around New
Bern and any measureable salinity for many river miles under normal
conditions. On this point, they concluded that any supposition about
the availability of suitable substrate with no knowledge of actual
spawning location is erroneous. The commenters stated that flow
regimes, critical for spawning success, are significantly manipulated
in the Neuse River. They acknowledged that while flow regimes of
Milburnie Dam have been increased on occasion to simulate natural
conditions on the Neuse River, these flow regimes are not permanently
established and could change. They suggested unnatural, manipulated
flows are unlikely to change in a measureable way in the future, and
thus, establishing the Neuse River as critical habitat for Atlantic
sturgeon is not supported by the data. The commenters also suggested
the proposed rule does not identify how we determined the water of
appropriate depth and absent physical barriers to passage between the
mouth and spawning sites and water quality conditions that support
spawning and recruitment for larval, juvenile and subadult growth PBFs
occur in the Neuse. Finally, they stated that to spawn in the Neuse
River, the Atlantic sturgeon must pass through the heavily impaired
waters of the lower Neuse River and the Neuse Estuary. They also
suggested that the newly hatched sturgeon fry must pass through the
same waters on their journey to reach estuarine waters immediately
after being hatched. They believed both the Neuse and Pamlico portions
of the estuary have been subject to seasonal episodes of anoxia that
significantly affect the quality of Atlantic sturgeon nursery habitat.
Our Response: We disagree. As noted in the proposed rule and
explained in our response to Comment 104, we believe there is evidence
that Atlantic sturgeon spawning has occurred in the Neuse River. The
commenter supported our determination that the PBF of substrate to
support spawning does exist in the Neuse at the Milburnie Dam. The
commenters' confirmation that hard bottom substrate in low salinity
waters far from the salt wedge exists in the Neuse River validates our
determination that PBF # 2 (transitional salinity zones inclusive of
waters with a gradual downstream gradient of 0.5-up to 30 ppt and soft
substrate) is present. The commenter also expressed concern over the
water quality of the Neuse River and estuary, calling into question its
suitability as spawning habitat. However, the information provided by
the commenters regarding water quality is not specific to DO or
temperature; it discusses nitrogen and phosphorus. The information
provided gives no indication of how these nutrients may be affecting DO
or temperature in the river, or how these nutrients prevent the PBFs
from occurring or becoming established in the future. Similarly, the
commenters expressed concerns about water flows on the Neuse River, but
did not provide any information regarding how past and future flow
manipulations of the Neuse River would affect the PBFs. With respect to
our approach to determining that the PBFs occur in the Neuse River, we
acknowledged in the proposed rule that there are large areas of most
rivers where data are still lacking. The available data also may
represent a snapshot in time, and the exact location of a habitat
feature may change over time (e.g., water depth fluctuates seasonally
and annually, and even hard substrate may shift position). As we
described, although habitat features may vary even at the same
location, if any of the available data regarding a particular feature
fell within the suitable range (e.g., salinity of 0-0.5 ppt or hard
substrate [gravel, cobble, etc.]), we considered that the essential PBF
is present in the area. When data were not available for certain rivers
or portions of occupied rivers, we used our general knowledge of
Atlantic sturgeon spawning and applied river-specific information to
determine the location of PBFs essential to spawning. For these
reasons, we believe designation of the Neuse River as critical habitat
is appropriate and supported by the available data.
Comment 107: NCDOT said there are no confirmed data to support
designating the Cape Fear River, North Carolina, above Lock and Dam #
l, if there is sufficient spawning habitat below this point. If the
habitat is not accessible at the time of listing it is not critical to
the survival of the species.
Our Response: The proposed rule describes the information we used
to designate occupied areas on the Cape Fear River Lock and Dam #1
includes a newly constructed fish passage feature, and there have been
reports of Atlantic sturgeon above the lock and dam. We therefore
included the area between Lock and Dam #1 and Lock and Dam #2 as
occupied habitat in our proposed designation (Carolina Unit 4). We had
proposed to designate the area between Lock and Dam #2 and Lock and Dam
#3 as unoccupied critical habitat because we believed it may provide
additional spawning habitat that was essential to the conservation of
the species. However, further conversations with
[[Page 39200]]
USFWS and state resource managers made us uncertain about the
conservation value for this specific stretch of the Cape Fear River
between Lock and Dam #2 and Lock and Dam #3. Therefore, while we
continue to believe that this habitat is important to Atlantic
sturgeon, we do not believe the area between Lock and Dam #2 and Lock
and Dam #3 is essential to the conservation of the species based on our
current understanding of what habitat is likely there. Additional
information would be necessary resolve the uncertainty surrounding what
portion, if any, of the Cape Fear River above Lock and Dam #2 is
essential for the conservation of the species. Therefore, we are not
designating unoccupied critical habitat on the Cape Fear River at this
time.
Comment 108: The USFWS recommended changing the upstream terminus
of Carolina Unoccupied Unit 1--Cape Fear River, North Carolina, by
extending the boundary to Duke Energy's Buckhorn Dam, North Carolina,
rather than ending at Huske Lock and Dam (Lock and Dam #3) as proposed.
The commenter referenced the recent notice by the National Fish and
Wildlife Foundation (NFWF) (reference NFWF Agreement #5406) to Bladen
County, North Carolina. The notice indicates Bladen County has been
awarded funds through the NFWF-Duke Energy Settlement for the Lock and
Dams #2 and #3 Project. The project would conduct an extensive
alternative analysis and advanced hydraulic modeling, design a weir
wall, support continued tagging/telemetry work by the North Carolina
Division of Marine Fisheries, conduct anadromous fish egg sampling at
all three Locks and Dams, and support a USACE Rivers and Harbors Act
section 408 review and coordination. Based on this, the commenter
believed upstream passage is reasonably foreseeable. The commenter
believed this reach of the Cape Fear River would, when re-opened,
provide suitable spawning and migratory habitats needed to facilitate
sturgeon reproduction and recruitment. Thus, they believed it is
appropriate to extend this unoccupied unit upstream to the next
currently impassable barrier.
Our Response: We appreciate the commenter bringing this development
to our attention. We were not aware that passage above Lock and Dam #3
may occur in the reasonably foreseeable future. Following receipt of
this comment we had extensive contact with USFWS staff, as well as with
state natural resource managers. They reiterated input we received
during the development of the rule from a state sturgeon expert who
stated the type of river bottom and currents most suitable for Atlantic
sturgeon spawning would be found above Lock and Dam #3. They also
provided information from historical fishing records that report
Atlantic sturgeon had been captured far upstream from Lock and Dam #3.
We believe the most likely explanation for why Atlantic sturgeon were
captured that far upstream historically is because they were attempting
to spawn. The indication that suitable spawning habitat exists above
Lock and Dam #3, and the historical evidence suggesting Atlantic
sturgeon moved that far upstream, suggests to us that spawning likely
occurred there in the past and may again in the future, once the
animals have access to the area. This information suggests to us that
this stretch of the Cape Fear River may be of high conservation value.
However, moving the upstream boundary to Buckhorn Dam would be an
increase of 115 rkms. We believe this is a significant change that the
public was not aware of and on which it did not have an opportunity to
provide comment. Therefore, we are not making the change recommended by
the commenter at this time.
Comment 109: One commenter questioned our conclusion regarding
Atlantic sturgeon spawning migration in the Cape Fear River, North
Carolina, specifically our statement that fish passage present at the
dam is successful or that fish pass through the lock at Lock and Dam
#1. The commenter indicated that unless the policy has changed very
recently, locking for fish passage is not conducted at Lock and Dam #1
and tracking of sonic-tagged Atlantic sturgeon has not shown any
upstream movement past Lock and Dam #1. The commenter continued,
stating upstream passage at the rock arch ramp at Lock and Dam #1 has
been good for American shad but poor for striped bass and while neither
species is a perfect proxy for Atlantic sturgeon, the results are mixed
regarding effectiveness of this rock arch ramp. The commenter added
that intensive gillnet sampling did not detect any Atlantic sturgeon
above Lock and Dam #1 in 1996-1997 (Moser et al., 1998). The commenter
stated the most likely conclusion is that the locks and dams have long
hindered or prevented upstream passage of Atlantic sturgeon in the Cape
Fear River (and may have increased the importance of the unobstructed
Northeast Cape Fear River).
Our Response: We agree that the locks and dams typically provide
limited opportunities for passage of Atlantic sturgeon. However, the
best scientific information available indicates that sturgeon are
passing above Lock and Dam #1 on the Cape Fear River, even as recently
as September 2016, and that would have been either through the lock, or
over the rock ramp. Additionally, modifications to the rock ramp at
Lock and Dam #1 will be completed by 2019, which is anticipated to
increase the efficiency of sturgeon passage above the Lock and Dam #1.
Thus, we believe our statement about successful passage is correct.
Comment 110: Two utility companies suggested the best scientific
data available do not support designation of the area in the vicinity
of the Blewett Falls Dam tailrace on the Pee Dee River because this
area has previously been disturbed as a result of necessary hydropower
operations and maintenance. As a result, this area does not contain the
prescribed PBFs for the key habitat-based conservation objectives for
spawning and juvenile development habitat. These commenters stated the
biological opinion issued for FERC's issuance of the Yadkin-Pee Dee
(YPD) hydropower license requires a spawning and incubation habitat
characterization assessment for an 88-mile-long reach of the Pee Dee
River, downstream from Blewett Falls Dam. The assessment seeks to
determine the amount of suitable sturgeon spawning and incubation
habitat created as a result of the spring minimum flow requirements and
the actual flows provided by YPD under the new license. The commenters
believe the assessment should provide scientific data that can be used
to pinpoint areas for designation as critical habitat. Until the
initial 10-year phase of this assessment is completed, the commenters
requested we refrain from designating the area downstream of Blewett
Falls Dam within the YPD project area boundary as critical habitat.
Our Response: The commenters suggest we omit areas within the YPD
project boundary from critical habitat, but it is not clear what the
YPD project boundary is. We believe that the scale and boundaries of
the specific areas that we are including in the critical habitat
designation are appropriate. For the Pee Dee River unit, aerial imagery
suggests spawning habitat does exist immediately downstream from
Blewett Falls Dam. Further, we are required to define each critical
habitat unit using easily recognized reference points. We agree that
the spawning and incubation habitat characterization assessment is
likely to provide additional scientific data that will be useful in
determining more precisely the location, timing, etc., of the PBFs,
though the studies will only be another snapshot in time and
[[Page 39201]]
will not account for temporal variability in location of PBFs. Further,
when designating critical habitat, our regulations state that we shall
designate, at a scale that we determine to be appropriate, the areas
that contain the PBFs essential for the conservation of the species.
The areas do not need to be limited to only the precise locations where
the PBFs have been specifically determined to exist. We believe that we
have appropriately used the best scientific information available at
this time and have selected an appropriate scale for these
designations. The ESA does not allow us to identify areas containing
the PBFs and then decline to designate them until better data become
available. In identifying and designating the areas containing the PBFs
that are essential to the conservation of the Atlantic sturgeon, we are
meeting our statutory and regulatory requirements. For these reasons,
we have included as critical habitat on the Pee Dee River the area up
to the Blewett Falls Dam.
Comment 111: Two utility companies also suggested that the areas
around the intakes for two ``steam-electric plants'' located on the
Neuse River, North Carolina, within ``Carolina Unit 3 Neuse Unit'' and
one ``steam-electric plant'' located on the Cape Fear River, North
Carolina, within ``Carolina Unit 4 (Cape Fear Unit),'' are previously
disturbed areas that require dredging in order to maintain the
operation of the steam-electric plants, and these areas do not include
``ideal habitat'' for the Carolina DPS of Atlantic sturgeon; in another
part of their letter the commenters stated that the intake areas do not
provide spawning habitat. The commenters asserted that the areas around
the intakes at the steam-electric plants on the Neuse and Cape Fear
Rivers should be excluded from critical habitat in order to minimize
the potential burden they expect will result from additional and
unnecessary regulatory reviews.
Our Response: We disagree that foregoing designation would
alleviate additional cost, complexity, and administrative burden of
carrying out activities at these plants. As noted previously, we
anticipate that designation of critical habitat will impose only
minimal administrative burdens and costs that will be added to ESA
consultations that would be required to address impacts to the species
even in the absence of critical habitat. The commenters requested that
we omit discrete areas around the intakes for three plants on the Cape
Fear and Neuse River, but they were not specific regarding the location
or sizes of the areas that should be excluded. The commenters also were
not specific about their statement that the areas are not ideal habitat
for Atlantic sturgeon, other than to say the areas do not provide
spawning habitat. However, the commenters did not state that all of the
other PBFs are absent from these areas. The commenters suggested that
dredging would make the areas less than ideal habitat for sturgeon. But
based on our experience with the effects of dredging on aquatic
habitat, we do not believe dredging would permanently remove the PBFs
such that the areas would not provide conservation value to sturgeon in
the periods between dredging events. We believe that we have
appropriately used the best scientific information available at this
time and have selected an appropriate scale for these designations.
Comment 112: SCDNR said that while telemetry data were not
available above Pine Tree Landing on the Black River, South Carolina
(Carolina Unit 6), they believed the river is extremely braided in this
area and likely provides limited ideal habitat for Atlantic sturgeon.
They recommended the upstream limit of designated critical habitat in
the Black River should stop at June Burn Road, South Carolina.
Our Response: The comment was unclear as to whether telemetry data
were not available because no receivers capable of detecting
acoustically tagged sturgeon had been deployed above Pine Tree Landing
or if receivers were there, but they just had not ever detected a
sturgeon. A review of Post et al. (2014) confirms the former.
Regardless, we reviewed the geospatial information available around
June Burn Road, South Carolina, and agree that the main stem of the
Black River becomes increasingly difficult to identify in this area. We
were able to consistently identify the main stem of the river up to
approximately Interstate 95, upstream of which the main stem is no
longer discernable. As a result we have modified the upstream boundary
of the Black River (Carolina Unit 6) to be the Interstate 95 Bridge,
approximately eight miles southwest of Turbeville, South Carolina. This
results in a decrease of 50 rkm for this unit. Aerial imagery does not
indicate that any hard bottom substrate is being excluded from the unit
by changing this upstream boundary, thus the unit will still provide
sturgeon access to the maximum upstream extent of spawning habitat, and
the change will not affect the conservation value of the unit in
facilitating increased survival of all life stages and facilitating
adult reproduction and juvenile and subadult recruitment into the adult
population. We are not projecting a decrease in impacts in this unit
associated with the decrease in length, given the actions predicted to
occur here and require consultation are not location-specific and could
still occur within the modified unit boundaries.
Comment 113: Two utility companies suggested we had not used the
best available information when we determined there is a spawning run
or spawning patterns of movement for the Carolina DPS of Atlantic
sturgeon in the Santee River below Wilson Dam (or anywhere in the
Santee) in South Carolina. They said there is no evidence of spawning
in the Santee River, and very little evidence of YOY Atlantic sturgeon
using the river, and those specimens that have been captured were
thought to be pushed in from Winyah Bay, South Carolina, via the
Intracoastal Waterway. The commenters acknowledged the Santee River
downstream of Wilson Dam may be used for feeding and refuge, but they
reported Post et al. (2014) do not support the conclusion that the
Santee River supports a spawning run or a pattern of movement for
Atlantic sturgeon, and thus does not support the inclusion of the
Santee River as critical habitat. SCDNR questioned our assumption that
an Atlantic sturgeon captured at the St. Stephen Fish Lift on the
Santee River, South Carolina (Carolina Unit 7), had presumably been
making a spawning run. They indicated the direction of travel of this
individual animal is unknown. SCDNR said that the exit channel of the
fish lift is monitored via three video cameras, two of which are
underwater and one that captures images through a viewing window of the
exit channel in the lift. They concluded that a review of the video
footage could not determine whether the sturgeon entered the lift
downstream of the dam or if the sturgeon entered the fish lift via the
exit channel in Lake Moultrie.
Our Response: We disagree. Sturgeon movement upstream in the Santee
River has clearly been restricted due to the Santee-Cooper Navigation
and Hydro-Electric Project, and the operational impacts of the St.
Stephen hydropower dam have restricted sturgeon access to or ability to
use the Santee River below Wilson Dam. But there is evidence of
spawning migration as far as fish can move until they are deterred by
impacts of the projects. Further, we do not find the unknown direction
of travel of the Atlantic sturgeon captured in the St. Stephen fish
lift to undermine our assessment that the fish was moving between the
upstream freshwater and the downstream estuarine waters.
[[Page 39202]]
Whether the animal was trying to get above the St. Stephen Dam or had
been above the dam and was moving downstream, either direction suggests
spawning movement.
Prior to the construction of the Santee-Cooper Project, the Santee
River system supported a significant spawning population of Atlantic
sturgeon. As described in the final listing rule (77 FR 5880; February
6, 2012), based on Secor (2002), the Santee-Cooper system had some of
the highest historical landings of Atlantic sturgeon in the Southeast.
From 1970-1995, 151 subadult Atlantic sturgeon, including age-1
juveniles, were collected from the Santee River (Collins and Smith,
1997). In 2004, 15 subadult Atlantic sturgeon were captured in surveys
targeting shortnose sturgeon in the Santee River estuary with a
juvenile Atlantic YOY captured the year prior in the Santee River (77
FR 5880; February 6, 2012). These data, considered the best scientific
information available, provide evidence of an existing spawning
population in the Santee River. The best scientific information
available also indicates the PBFs essential to the conservation and
recovery of the species occur in the Santee River, including potential
spawning habitat in the reach of the river below Wilson Dam. Fish
passage that is a requirement of the new hydropower license to the
South Carolina Public Service Authority (SCPSA) will provide access to
historical spawning grounds once passage is implemented. Thus, an
occupied critical habitat designation is appropriate to protect the
PBFs existing below the dams.
Comment 114: Two utility companies suggested the designation of the
entirety of the 165,000 acres of lakes within the Santee-Cooper system,
South Carolina (Lake Moultrie and Lake Marion, along with the 5-mile-
long Diversion Canal that joins the reservoirs), is excessive and
unnecessary, and this entire area is unlikely to be used by Atlantic
sturgeon. They suggested limiting any critical habitat designation in
the reservoirs, once occupied, to a corridor for passage, rather than
including 165,000 acres of inferior habitat as ``critical habitat,''
would alleviate many of the burdens on these commenters. The commenters
also said we had relied on the collection of a single juvenile in the
reservoirs to ``verify'' that Lake Moultrie and Lake Marion in South
Carolina can support successful recruitment of juvenile shortnose
sturgeon.
Our Response: We acknowledge, as the commenter suggests, that
portions of these areas may not be used at all times, and possibly not
at all. However, the collection of three Atlantic sturgeon carcasses
from Lake Moultrie during the 1990s confirms that Atlantic sturgeon use
the lakes at least for migration (77 FR 5880; February 6, 2012). More
recently, an Atlantic sturgeon was documented in Lake Marion in
December 2016; it passed from the Cooper River into Lake Marion via the
Pinopolis Dam Lock then presumably made its way into Lake Marion via
Lake Moultrie and the Diversion Canal (SCDNR pers com., 2017).
Additionally, we believe the persistence of a dam-locked population of
shortnose sturgeon, a congeneric, in these reservoirs (Collins et al.,
2003), indicates appropriate habitat for Atlantic sturgeon is present.
However, as stated previously, we have chosen to exercise our
discretion under section 4(b)(2) of the ESA and exclude the unoccupied
units of critical habitat including Lake Moultrie and Lake Marion.
Comment 115: Two utility companies stated that we should consider
whether designating Lake Moultrie and Lake Marion in South Carolina as
``unoccupied'' critical habitat would preclude any options for fish
passage and protection at the Santee-Cooper Project.
Our Response: As part of the re-licensing process for the Santee-
Cooper Project, we prescribed fish passage at both the Wilson and
Pinopolis Dams. The Federal Power Act (FPA) requires FERC to make fish
passage prescriptions mandatory conditions of licenses. We are
currently in section 7 consultation with FERC regarding the re-
licensing of the Santee-Cooper Project, and that consultation must
treat the fish passage prescription as part of the proposed action.
Thus, nothing about this rulemaking will affect the fish passage
prescription. Regardless, as we stated previously, we have chosen to
exercise our discretion under section 4(b)(2) of the ESA and exclude
the unoccupied units of critical habitat including Lake Moultrie and
Lake Marion.
Comment 116: Several commenters questioned our conclusion that
there is ``a good deal of data'' on sturgeon spawning in the Broad,
Congaree, and Wateree Rivers in South Carolina. Other commenters,
including SCDNR, questioned our decision to use shortnose sturgeon
behavior or likely habitat preferences as a proxy for Atlantic sturgeon
when designating critical habitat. We also received comments from SCDNR
indicating the only documented shortnose sturgeon spawning was in the
Congaree River and none has been documented in the Wateree or Broad
Rivers. The commenters stated the evidence we used to support
designating unoccupied habitat above the Wilson and Pinopolis Dams in
South Carolina as suitable spawning habitat and juvenile habitat for
Atlantic sturgeon was based on extremely limited evidence and
conjecture. Specifically, they felt we overemphasized the value of the
Wateree River as spawning habitat, and inappropriately used information
related to shortnose sturgeon spawning in the Congaree River, South
Carolina, to assume that the conditions in the Wateree River support
spawning of Atlantic sturgeon.
Our Response: We used the best scientific information available
(e.g., Collins et al., 2003; Cooke and Leach, 2003; Leach and Cooke,
2006; Shortnose Sturgeon Status Review Team, 2010; conversations with
South Carolina state biologists) on habitat preferences and spawning
behaviors of shortnose sturgeon to inform our conclusions regarding
available spawning habitat and activity in the Broad, Congaree, and
Wateree Rivers in South Carolina. We did not mean to suggest there is a
good deal of information on spawning per se, but we included spawning
type activity and behavior in our assessment. Additionally, because the
likely spawning habitats for shortnose sturgeon (Dadswell, 1979;
Squires et al., 1993; Kieffer and Kynard, 2011) and Atlantic sturgeon
are the same or highly similar (Gilbert, 1989; Smith and Clugston,
1997), we believe it is appropriate to use information available from
the shortnose sturgeon to identify Atlantic sturgeon habitat. We
acknowledge there is limited information on actual spawning by Atlantic
and shortnose sturgeon in the Broad, Congaree, and Wateree Rivers. We
also acknowledge the exact location of spawning sites on many rivers in
the Southeast is not known and even when known generally, may change
from time to time as water depth and substrate availability changes.
However, aerial imagery confirms the presence of hard bottom habitat in
the Wateree River, and in our biological opinion for the relicensing of
the Catawba-Wateree project (NMFS, 2013), we concluded that given the
fish passage requirements at the Santee-Cooper project, Atlantic and
shortnose sturgeon presence in the Wateree River below the Wateree Dam
is reasonably certain to occur. Suitable spawning habitat has been
documented in several locations below the Wateree Dam. The flow
releases required under the new license were specifically based, in
part, on providing more extensive and better quality spawning habitat
for
[[Page 39203]]
sturgeon. Duke Energy is required to quantify and map spawning habitat
available to sturgeon below the Wateree Dam, with implementation of the
new flows, as a term and condition of the biological opinion.
Additionally, in March 2011, SCDNR captured 19 adult shortnose
sturgeon in the tailrace of the Pinopolis Dam and tagged 18 with
acoustic telemetry tags and released them; the other fish had been
tagged previously. Two of the tagged shortnose sturgeon moved through
Pinopolis Lock, through Lakes Marion and Moultrie, and both fish
entered the Wateree River. One shortnose sturgeon was recorded on the
receiver at the Wateree Tailrace (approximately \1/4\ mile [0.4 km]
downstream from the Wateree Dam) on both March 16 and 18, 2011, and
spent 8 days in the Wateree River. The other was recorded within 4
miles (6.4 km) of the Wateree Dam, and spent 14 days in the Wateree
River (NMFS, 2013). This movement is indicative of attempted spawning
behavior. Because we have evidence that shortnose sturgeon released
near the Pinopolis Dam have moved up to this spawning habitat below the
Wateree Dam, we believe Atlantic sturgeon in the future will also use
that existing spawning habitat.
There is little information on sturgeon movement in the Congaree
River and Broad River. However, biological information was available
for us to prescribe sturgeon passage when relicensing the Columbia
Hydropower Project in 2002 given: (1) The 1.758 acres (7,115 square
meters) of shoal habitats that exist above the project, and (2) the
Broad River was likely an important spawning habitat for sturgeons
(DOC, 2002).
However, as stated previously, we have decided to exercise our
discretion under section 4(b)(2) of the ESA and exclude these
unoccupied areas from the designation.
Comment 117: One commenter stated that, based on the assumption
that Atlantic sturgeon spawning habitat requirements are likely similar
to shortnose sturgeon and because shortnose sturgeon are known to spawn
in the Congaree River, South Carolina, downstream of the Interstate 77
bridge, Atlantic sturgeon would likely use spawning habitat in the
Congaree River below Interstate 77 as well. Thus, the commenter
suggested there is sufficient spawning habitat in the Congaree already,
and the Broad River above the Columbia Dam should not be considered
essential to the conservation of the species.
Our Response: As stated previously, we have chosen to exercise our
discretion under section 4(b)(2) of the ESA and exclude the unoccupied
units of critical habitat. Therefore, the areas on the Congaree and
Broad rivers are not included in the designation.
Comment 118: One commenter noted that the biological opinion for
the Catawba-Wateree Hydroelectric Project requires Duke Energy
Carolinas (NMFS, 2013) to quantify and map potential spawning habitat
under the new flow regime approved in the project license from the
Wateree Dam to the confluence with the Congaree River. The commenter
suggested we delay designating critical habitat in this reach until
Atlantic sturgeon are present and the information required by the
biological opinion has been developed.
Our Response: We agree that the information collected during this
study will likely provide additional scientific data that will be
useful in determining more precisely the location, timing, etc., of the
spawning habitat. Also, as stated previously, we have chosen to
exercise our discretion under section 4(b)(2) of the ESA and exclude
these unoccupied areas from the critical habitat designation.
Comment 119: Several commenters asserted that we should not
designate the Broad River in South Carolina upstream of the Columbia
Dam as unoccupied critical habitat because the dam is at the fall line
and we said animals do not go above the fall line.
Our Response: The commenter is correct, generally, in that we do
believe Atlantic sturgeon cannot pass dams or natural features such as
waterfalls and rapids found at the fall line of rivers. However, the
geology of the southeastern United States is such that in some cases
the fall line is not as pronounced as other areas within the range of
the species. We clarified in this final rule where these conditions led
to an upstream boundary above the fall line. On the Broad River, we
believe the fall line likely did not act as an impediment to sturgeon
migration historically. Rather, only manmade features (e.g., dams) are
likely blocking access to the historical spawning grounds on this
river. However, as stated previously, we have chosen to exercise our
discretion under section 4(b)(2) of the ESA and exclude the unoccupied
units of critical habitat.
Comment 120: Two utility companies asserted the information in the
proposed rule was insufficient to conclude that the failure to
designate the ``unoccupied'' reaches of the Santee and Wateree Rivers
in South Carolina as critical habitat will result in the extinction of
the species. Similarly, another commenter said not only had we ``failed
to demonstrate why the proposed unoccupied critical habitat areas are
essential to the conservation of the species,'' but we also ``failed to
demonstrate why the proposed occupied habitat is inadequate to ensure
the conservation of the species.''
Our Response: These commenters have applied the wrong standards for
unoccupied critical habitat: That unoccupied critical habitat can only
be designated if omitting the area will result in the extinction of the
species, and that designating unoccupied critical habitat may only
occur after first determining that occupied habitat is inadequate to
support conservation. ESA section 3(5)(A) defines critical habitat as:
The specific areas within the geographical area occupied by the
species, at the time it is listed, on which are found those physical or
biological features (a) essential to the conservation of the species
and (b) which may require special management considerations or
protection; and any specific areas outside the geographical area
occupied by the species at the time it is listed, upon a determination
by the Secretary that such areas are essential for the conservation of
the species. The ESA imposes no requirement that we must determine the
species will go extinct without unoccupied critical habitat. Similarly,
there is no step-wise requirement that we first determine occupied
critical habitat is somehow insufficient before designating unoccupied
critical habitat. Admittedly, our previous regulations had incorporated
such an approach. However, NMFS and the USFWS (the Services) concluded
that a rigid step-wise approach does not necessarily serve the best
conservation strategy for species. Regardless, we have chosen to
exercise our discretion under section 4(b)(2) of the ESA and exclude
the unoccupied units of critical habitat.
Comment 121: The Department of the Navy stated that the Final Joint
Base Charleston (JBC) INRMP demonstrates a conservation benefit to
Atlantic sturgeon and requested critical habitat not be designated in
those areas of the Cooper River, South Carolina (Carolina Unit 7),
adjacent to JBC properties pursuant to ESA section 4(a)(3)(B).
Our Response: We appreciate the Navy developing an INRMP that
includes benefits to Atlantic and shortnose sturgeon. We reviewed the
information provided during the comment period and agree the INRMP
demonstrates an applicable conservation benefit, as defined in our
regulations at 50 CFR 424.12(h). Section 4(a)(3)(B)(i) of the ESA
states that we may not designate as critical habitat any
[[Page 39204]]
lands or other geographical areas owned or controlled by the DOD, or
designated for its use, that are subject to an INRMP prepared under
section 101 of the Sikes Act (16 U.S.C. 670a), if the Secretary
determines in writing that such plan provides a benefit to the species
for which critical habitat is proposed for designation. The ESA further
states that this provision does not affect the requirement to consult
under section 7(a)(2), nor does it affect the obligation of the DOD to
comply with section 9. We have provided our detailed evaluation of the
JBC INRMP and how it meets our regulatory requirements in the
Application of ESA Section 4(a)(3)(B)(i) (Military Lands) section of
this final rule.
Comment 122: The Navy stated that designation of critical habitat
in Carolina Unit 3 would affect its ability to conduct training
exercises at the Lower Neuse River Small Boat Training Area in North
Carolina, forcing units to travel to Norfolk, Virginia, or Camp
Lejeune, North Carolina, which increases costs and reduces time for
training. They stated this would ultimately cause adverse impacts to
national security.
Our Response: Based on the information provided by the Navy, we
could not determine the route of effect (i.e., the aspect of the action
that could cause direct or indirect impacts on critical habitat) the
training exercises would have on any of the PBFs. Therefore, we do not
believe that the designation of critical habitat will require
consultation under the ESA, and thus, there will be no impact to this
training or to national security from this designation.
South Atlantic Unit Rivers
Comment 123: SCDNR and another commenter stated the upstream limits
of the Edisto River (South Atlantic Unit 1) should be moved downstream
to U.S. Hwy 301. They believed this is appropriate based on telemetry
data from 2010-2016 that showed 84 Atlantic sturgeon tagged in the
Edisto River did not pass above this area. Similarly, SCDNR said the
upstream limits of the Combahee-Salkehatchie River unit (South Atlantic
Unit 2) should be moved downstream to U.S. Hwy 21, because they
believed the telemetry data from 2010-2014 showed five Atlantic
sturgeon tagged in the Combahee River did not pass above this area.
Our Response: It is quite possible no acoustically tagged Atlantic
sturgeon have been detected above U.S. Hwy 301. An illustration of
acoustic receivers on the Edisto River in Post et al. (2014) shows no
receivers even reach to U.S. Hwy 301 on the North Fork of the Edisto
River. The same illustration does show four receivers at or above U.S.
Hwy 301 on the South Fork of the Edisto River. Based on this
information, we do not believe a lack of detections on the Edisto above
U.S. Hwy 301 is entirely surprising, nor indicative that our upstream
boundary is incorrect. Moreover, we determine critical habitat
boundaries based on areas where PBF(s) essential to conservation of the
species are located, not necessarily where individual animals have been
documented. Our data indicate historical spawning likely occurred
upstream of U.S. Hwy 301 and suitable spawning substrate likely exists
near the fall line in both the North and South Forks of the Edisto
River. The commenter provided no information suggesting the PBFs are
absent above U.S. Hwy 301. For these reasons, we believe our upstream
boundary for the Edisto River is appropriate.
For similar reasons, we believe our upstream boundary on the
Combahee-Salkehatchie River is correct. Post et al. (2014) reports
there are no acoustic receivers above Interstate 95, approximately two
miles (3.2 km) (upstream from U.S. Hwy 21). Given the lack of receivers
farther upstream, it is not possible to validate the commenter's
assertion that sturgeon do not pass U.S. Hwy 21. Additionally, the
commenter provided no information contradicting our determination that
the PBFs extend above U.S. Hwy 21. For these reasons, we believe our
upstream boundary for the Combahee-Salkehatchie River is appropriate.
Comment 124: SCDNR suggested that while it was possible two
individual Atlantic sturgeon successfully passed through the NSBL&D on
the Savannah River at the Georgia/South Carolina border in 2011, they
believed these incidental successes are rare and inconsistent with the
fishway description in section 18 of the FPA and the ruling found in
section 1701(b) of the National Energy Policy Act that indicate a
fishway should be safe, timely, and effective for all life stages of
such fish. As a result, the commenter recommended that the upper extent
of the critical habitat designation on the Savannah River should be
limited to ``occupied'' habitat ending at the NSBL&D. Additionally, one
commenter suggested the area upstream of the NSBL&D should not be
considered essential to the conservation of the species because they
believed Atlantic sturgeon spawn downstream of NSBL&D between rkm 213
and rkm 301 (Post et al., 2014; Collins and Smith, 1997). This
commenter concluded that if Atlantic sturgeon are able to spawn and
produce larvae downstream of NSBL&D, then habitat upstream of the dam
should not be considered essential to the conservation of the species.
Our Response: As we discussed in the proposed rule, sturgeon are
currently frequently seen at the base of the NSBL&D during spawning
season, indicating either crowding below the dam or individual
motivation to spawn farther upriver, or both. Regardless, as stated
previously, we have chosen to exercise our discretion under section
4(b)(2) of the ESA and exclude the unoccupied units of critical
habitat.
Comment 125: One commenter pointed out that the proposed rule
states Atlantic sturgeon typically cannot pass dams or natural features
such as waterfalls and rapids found at the fall line of rivers. Based
on this statement, they asserted that if any area upstream of NSBL&D
becomes accessible to Atlantic sturgeon, then the fall line near the
Interstate 20 Bridge should be considered the upstream limit of
Atlantic sturgeon spawning habitat. The commenter concluded that unless
the best available information indicates that some other landmark
should be used, the fall line should be considered the upper limit of
spawning habitat.
Our Response: As we explained in the proposed rule, our objective
was to include the farthest upstream extent of spawning habitat
essential features within critical habitat unit boundaries. Generally,
Atlantic sturgeon cannot pass dams or natural features such as
waterfalls and rapids found at the fall line of rivers. However, the
geology of the southeastern United States is such that in some cases
the fall line is not as pronounced as in other areas within the range
of the species and suitable spawning habitat for sturgeon is present
above this zone, and we have clarified this reasoning in this final
rule. On the Savannah River, we believe the fall line is not likely to
act as an impediment to sturgeon migration. Rather, only manmade
features (e.g., dams) are likely blocking access to historical spawning
grounds. We believe once above NSBL&D, Atlantic sturgeon will be able
to continue upstream until the next manmade impediment (i.e., Augusta
Diversion Dam). Aerial imagery confirms there are large areas of hard
bottom substrate above the Interstate 20 Bridge and at the base of the
Augusta Diversion Dam. Once sturgeon gain access to this area in the
future, it will likely provide spawning habitat. However, as stated
previously, we do not believe the benefits of designating this area as
unoccupied critical habitat
[[Page 39205]]
at this time will outweigh the benefits of excluding this area from the
designation. Thus, we have chosen to exercise our discretion under
section 4(b)(2) of the ESA and exclude this area of unoccupied critical
habitat.
Comment 126: The Georgia Department of Natural Resources (GADNR)
had objections to our upstream boundary on the Ogeechee River, Georgia.
They said that the river becomes very shallow and impassable by boats
during droughts and low flow periods, and it is possible that sturgeon
move upstream of Louisville, Georgia, but only during high flow years.
Further, they said they had documented some limited rocky habitat
upstream of the U.S. 1 Bridge in Louisville. The commenter also
reported two potential physical impediments to sturgeon passage,
upstream of State Road 88, at a steep shoal at Shoals, Georgia,
(33.253671 degrees lat., -82.756736 degrees long.) where flows do not
create 1.2 m depths at any point in the channel and at Mayfield Mill
Dam, which is not passable by sturgeon (33.364799 degrees lat., -
82.805872 degrees long.). They requested we consider revising the
upstream boundary to the crossing at State Road 88 near Davisboro,
Georgia.
Our Response: After reviewing the information provided by the
commenter, we agree that our upstream boundary should be adjusted
downstream by 28 rkm for South Atlantic Unit 4 (Ogeechee River) to the
base of the Mayfield Mill Dam (33.364799 degrees lat., -82.805872
degrees long.), north of Mayfield, Georgia. We confirmed the dam is
likely to be an impediment to upstream movement of Atlantic sturgeon
and fish passage at the dam is not foreseeable. The commenter suggested
the shoals at Shoals, Georgia, could act as an impediment to Atlantic
sturgeon passage under certain flow conditions; these shoals are
located at the fall line. While potentially an impediment, we believe
passage could occur during higher flow conditions. Conversely, the
Mayfield Mill Dam is impassable and likely represents the extent of
upstream spawning habitat on the Ogeechee River. For these reasons, we
do not believe Atlantic sturgeon can access habitat above the dam now,
or in the foreseeable future. Moreover, the fall line and associated
spawning habitat is about 20 rkm downstream of the Mayfield Mill Dam
and thus, excluding areas above the dam from critical habitat will not
affect our conservation objective for this unit. The commenter
suggested we move our upstream boundary to the crossing at State Road
88 near Davisboro, Georgia. However, we could not clearly identify what
information they based that suggestion upon. In the absence of clear
information suggesting that would be the appropriate boundary, we chose
the Mayfield Mill Dam as our revised upstream boundary. Based on this
information, we have modified the location of the upstream extent of
South Atlantic Unit 4 (Ogeechee River). We are not projecting a
decrease in impacts in this unit associated with decreasing the length
of the unit; given that the activities we predict will occur and
require consultation are not location-specific, they could still occur
within the modified unit boundaries.
Comment 127: The GADNR also suggested including the lower Canoochee
River, Georgia, up to the confluence of Canoochee Creek at Fort
Stewart, Georgia, as critical habitat. The commenter suggested this
area because of its large size (``medium-main stem river''), because
adult Atlantic sturgeon have been observed in the Canoochee River, and
juvenile Atlantic sturgeon have been observed downstream in the
Ogeechee River. They stated they believe the Canoochee River has
sufficient depth for movement of adult Atlantic sturgeon.
Our Response: We reviewed the information provided by the
commenter. We also conferred with state resource agency staff and
academic researchers to evaluate the addition of the Canoochee River as
critical habitat. We followed the same process in assessing the
designation of the Canoochee River as we did with other rivers. To be
considered critical habitat, the Canoochee River needed to have
information supporting one or more of the following: (1) Capture
location and/or tracking locations of Atlantic sturgeon identified to
its DPS by genetic analysis; (2) capture location and/or tracking
locations of adult Atlantic sturgeon identified to its DPS based on the
presence of a tag that was applied when the sturgeon was captured as a
juvenile in its natal estuary; (3) capture or detection location of
adults in spawning condition (i.e., extruding eggs or milt) or post-
spawning condition (e.g., concave abdomen for females); (4) capture or
detection of YOY and other juvenile age classes; and (5) collection of
eggs or larvae. While the information reviewed and opinions expressed
by experts suggested that Atlantic sturgeon may use the Canoochee
River, none of these necessary criteria were met for the Canoochee
River. Thus, we did not consider it as having met our criteria for a
spawning river or for designation as critical habitat.
Comment 128: The GADNR suggested the upstream extents of the
Ogeechee, Satilla, and St. Marys Rivers proposed for designation in
Georgia were inappropriate because they likely do not contain hard
bottom substrate and/or water of appropriate depth that is free of
barriers. They referred to a river classification framework developed
by the Southeast Aquatic Resources Partnership that classified rivers
(from smallest to largest) based on upstream drainage and/or mean
annual flow as: Headwaters, Creeks, Small Rivers, Medium Tributary
Rivers, Medium Mainstem Rivers, Large Rivers and Great Rivers (http://southeastaquatics.net/sarps-programs/sifn/instream-flow-resources/river-classification-framework-2). GADNR stated waterbody size is
correlated with river depths and can help approximate the distribution
of potential spawning habitat, which occurs ``below the fall line of
large rivers'' as described in the proposed rule. They added that the
smallest water body size that Atlantic sturgeon are known to spawn in
and migrate through in Georgia is the ``medium-main stem river''
category in the upper Oconee and Ocmulgee Rivers in Georgia. The
commenter indicated some of the upstream reaches we proposed for
designation in the Ogeechee and Satilla Rivers in Georgia, and St.
Marys Rivers, Florida, are categorized as ``small rivers,'' which is
two categories smaller than ``medium-main stem river.'' The commenter
suggested the appropriate boundary for the St. Marys River, Florida,
should be the confluence with Boone Creek, approximately 5 miles (8 km)
north-northeast of St. George, Georgia. The commenter recommended we
change the upstream boundary of the Satilla River, Georgia, to the
confluence with Hog Creek, approximately 1 mile (1.6 km) east of Talmo,
Georgia.
Our Response: Our use of ``large'' rivers in the proposed rule was
not intended to imply a specific classification system. It was meant
more colloquially as a way to differentiate the main stem of
significant coastal rivers from their smaller tributaries. Our
determinations are based on the likelihood that one or more PBFs are
present, not on a specific river classification system. GADNR did not
provide any site-specific information that the PBFs are not present in
these areas, and therefore we are not changing the upstream boundaries
on these rivers.
Comment 129: One commenter supported our designation of occupied
and unoccupied critical habitat. However, they requested we consider
regional datasets including the: Southeastern Aquatic Connectivity
[[Page 39206]]
Assessment Project, the National Fish Habitat Partnership (NFHAP)
database (Crawford et al., 2016), the Multistate Aquatic Resources
Information System (MARIS http://www.marisdata.org/), and the North
Carolina Museum Collection data (http://collections.naturalsciences.org/). They also asked us to consider
additional literature sources including Martin et al. (2014), ASMFC
(2004), and Esselman et al. (2013), which they believe support the
inclusion of the Satilla River, Georgia, up to its headwater above
Route 32 in Georgia.
Our Response: We evaluated the regional datasets and literature
sources suggested by the commenter. While the commenter suggested we
review ASMFC (2004) and Esselman et al. (2013), they did not provide
the citation for these references; thus, we could not review those
documents. Generally, we found the regional datasets the commenter
suggested either referred to species occurrence information (i.e.,
North Carolina Museum Collection) or wide-ranging subject matter (i.e.,
MARIS). Both NFHP and Martin et al. (2014) provided information
focusing on disturbances such as urban land use, dams, crop land use,
and impervious surface cover, but neither discuss the proposed PBFs
specifically. None of the references provided information indicating
the PBFs occur anywhere outside our current designation. The best
available information from U.S. Geological Survey (http://viewer.nationalmap.gov/viewer/) shows the main stem of the Satilla
River runs out well before the fall line. Thus, we believe the upstream
extent of spawning habitat in the river is at the confluence of the
Satilla and Wiggins Creeks approximately 2 miles (3.2 km) north of the
State Route 158 in Georgia, and that the proposed boundaries for
critical habitat on the Satilla River are appropriate.
Comment 130: Two commenters suggested our decision not to designate
inaccessible parts of the St. Johns River, Florida, is inconsistent
with our treatment of other rivers that we designated based on the
existence of historical spawning habitat being temporarily blocked by
dams, including on the Cape Fear River, North Carolina, the Broad and
Wateree Rivers in South Carolina, and the Savannah River at the
Georgia/South Carolina border.
In requesting that we designate the St. Johns River, Florida as
critical habitat, the commenters contend: (1) The St. Johns River may
have historically had a subpopulation of Atlantic sturgeon; (2)
freshwater spawning and rearing habitats are available in the Ocklawaha
River, a tributary to the St. Johns River; and (3) spawning habitat
exists above the Kirkpatrick Dam on the St. Johns River, which would
become accessible if the dam were breached or removed. To this latter
point, the commenters provided a letter from the U.S. Forest Service
indicating the removal of the dam infrastructure and restoration of the
Ocklawaha River would result in substantial downstream and upstream
benefits. The commenters indicated that while they could not predict
exactly when the Ocklawaha River would be accessible to Atlantic
sturgeon, the U.S. Forest Service's support for the removal of the dam
and restoration of the river creates a reasonable assumption that the
Kirkpatrick Dam will be ``passable in the future.'' Further, they
suggested designating the area as critical habitat may hasten the
restoration of the river to its natural course.
The same commenters also stated the South Atlantic DPS is
endangered with only nine rivers listed to produce juveniles over the
entire DPS range but listing a tenth (the St. Johns) river would add
another river with the potential to produce juveniles in the DPS. They
also suggest colonizing juveniles (and adults) are available from the
Altamaha River, which is within easy swimming range (about 200 miles;
321 km) from the St. Johns River. Finally, they indicated that fish in
the southernmost rivers in the species' range will likely have
adaptations important for the entire range of subpopulations in the DPS
during the future period of climate warming. They stated,
``Subpopulations in the South Atlantic can share genetic adaptations
within their DPS and with more northerly DPS during spawning to more
quickly adapt the species to a changing environment.''
Our Response: Based on available information, the St. Johns River
does not meet the criteria we established for inclusion of rivers in
this critical habitat designation, outlined in our response to Comment
127. We found historical and/or current information indicating Atlantic
sturgeon are using the Cape Fear River, North Carolina, the Santee-
Cooper System in South Carolina, and the Savannah River at the Georgia/
South Carolina border to spawn. In contrast, we could find no such
information for the St. Johns River, Florida, and the commenters did
not provide any new information. Thus, the St. Johns River does not
meet the criteria to be considered critical habitat for Atlantic
sturgeon.
Comments on Impacts Analysis
Comment 131: An industry trade group pointed to our determinations
that the majority of the section 7 consultation costs would already be
incurred based on the listing of the Atlantic sturgeon itself and that
``[i]t is extremely unlikely that [project] modifications that would be
required to avoid destruction or adverse modification of critical
habitat would not also be required because of adverse effects to the
species.'' They wondered, if there are no categories of permits or
other Federal activities that would be impacted solely or even
primarily by consultation over impacts to designated critical habitat
(rather than impacts to the listed species), what is the purpose of
designating critical habitat? They went on to state that if designation
of critical habitat is ``not prudent,'' we should not make such a
designation.
Our Response: See response to Comment 49.
Comment 132: An industry trade group suggested we had failed to
perform the requisite analysis of whether certain areas should be
excluded. They believe that to comply with our statutory mandate to
consider whether the benefits of excluding areas from the critical
habitat designation outweigh the benefits of designation, we must
provide some specific analysis of the conservation benefits derived
from designating specific areas compared to the economic costs of
designating those areas. They indicated we made no attempt to carve out
less valuable areas based on economic, national security, or other
relevant impacts. They claimed our analysis is cursory and grossly
inadequate because we do not evaluate whether the benefits of exclusion
outweigh the economic costs of designation for particular areas that
will be designated (aside from areas of concern to the Navy).
Our Response: The commenters' argument misstates the requirements
of the ESA. The ESA does not require the use of any particular
methodology in the consideration of impacts. The ESA also does not
require that we carve out ``less valuable'' areas of critical habitat.
However, section 4(b)(2) of the ESA provides that the Secretary may
exclude any area from critical habitat if he determines that the
benefits of such exclusion outweigh the benefits of specifying such
area as part of the critical habitat. This is true unless he
determines, based on the best scientific and commercial data available,
that the failure to designate such area as critical habitat will result
in the extinction of the species concerned. The legislative
[[Page 39207]]
history regarding section 4(b)(2) exclusion analyses suggests that the
consideration and weight given to impacts is within the Secretary's
discretion (H.R. 95-1625) and the Secretary is not required to give
economic or any other `relevant impact' predominant consideration in
his specification of critical habitat. In our proposed rule, we
explained our preliminary determination that we would not exercise our
discretion to consider exclusions. However, based on input received
during the public review process, we determined that conducting a
discretionary exclusion analysis for areas of unoccupied habitat within
the range of the Carolina and South Atlantic DPS was warranted (given
that occupied units are currently used by Atlantic sturgeon for
reproduction and recruitment, and due to the severely depressed levels
of all river populations, occupied units are far too valuable to both
the conservation and the continuing survival of Atlantic sturgeon to be
considered for exclusion).
Based on that analysis, we have elected to exclude the Santee-
Cooper river system (CU1) and Savannah River (SAU1) unoccupied units of
critical habitat. We determined the benefits of exclusion (that is,
avoiding some or all of the impacts that would result from designation)
outweigh the benefits of designation.
Comment 133: Several commenters suggested our DIA was incomplete
and largely ignored the costs to permittees associated with ESA
consultation. They also believed the DIA underestimated the costs
associated with implementing and maintaining changes to facilities and
operations required to prevent destruction or degradation of critical
habitat. The commenters suggested instead that the DIA focused on the
administrative costs to NMFS created by the designation while
underestimating the costs incurred by the regulated community and by
responsible state agencies. Specifically, one commenter estimated
additional costs of $10,000 to $70,000 (related to preparing for and
holding stakeholder meetings, developing and executing field studies,
etc.) would be incurred during the hydropower relicensing process if
the proposed designation were adopted without changes.
Our Response: We do not believe the DIA underestimated the
potential costs to state agencies, permittees, or other members of the
regulated communities. Economic impacts of the critical habitat
designation result through implementation of section 7 of the ESA in
consultations with Federal agencies to ensure their proposed actions
are not likely to destroy or adversely modify critical habitat. These
economic impacts may include both administrative and project
modification costs. As stated previously, we examined the ESA section 7
consultation record over the last 10 years to identify the types of
Federal activities that may adversely affect proposed Atlantic sturgeon
critical habitat. In addition, we contacted Federal agencies that
conduct, permit or fund activities in the areas covered by critical
habitat and asked them whether our assessment of the types and numbers
of activities likely to require consultation over the next 10 years
appeared accurate. The only agency that identified specific actions
that we should add to our analysis was EPA, and we have added
consultations on approval of state water quality standards to the
Impacts Analysis.
In terms of costs to permittees, we took a conservative approach in
estimating that each type of Federal action that could involve a third-
party permittee, would actually involve a permittee in the future, and
included estimated administrative costs for those entities in our
analysis (see IA, Section 3.3.1).
Our review determined no category of future Federal action would
have routes of effects solely to the PBF(s) of critical habitat and not
also have potential routes of adverse effects to Atlantic and/or
shortnose sturgeon. However, in the case of USACE issuance of permits
under section 404 of the CWA or section 10 of the Rivers and Harbors
Act (RHA), we conservatively estimated that every one of these future
actions would result in incremental impacts because these types of
actions could in theory be implemented while migratory sturgeon are not
present in a project's action area. Regarding the specific types of
costs mentioned by the commenter, it is not clear that these costs
would be attributable incrementally to the ESA, and would not instead
be a baseline requirement of the FPA that governs the re-licensing
process. If the types of activities are identified by FERC as required
to comply with the ESA, it is likely that these studies and meetings
would address potential impacts to both sturgeon and critical habitat,
and as such these costs are part of the baseline requirement to consult
to evaluate potential impacts to these species. Thus, we do not agree
that designation of critical habitat would create the additional,
incremental costs suggested by the commenter.
Comment 134: Two utility companies believed we grossly
underestimated both the economic cost and the administrative burden
that will be caused by designation of the unoccupied reaches of the
Santee River, Lake Moultrie, Lake Marion and, to a lesser extent, the
Wateree River in South Carolina. The commenters stated Santee Cooper
and Duke Energy Carolinas are responsible for administering FERC
licenses for their respective projects. They indicated all FERC
licenses include a standard land use article that allows licensees to
authorize certain types of use and occupancy of project lands and
waters. This standard land use article also allows licensees to grant
easements, rights-of-way, or leases of project lands and waters for a
number of activities. The standard land use article also allows for
more significant types of use and occupancy on project lands or waters
if 60-day prior notice is provided to FERC. The commenters stated the
proposed rule is unclear on whether FERC and the licensee are protected
by any incidental take statement included in the licensee's biological
opinion issued for the relicensing of the projects or whether section 7
consultation under the ESA is required for each discrete activity. The
commenter suggested that if the latter is the case, then licensees and
their designees will be required to prepare the equivalent of a
biological assessment to submit a 60-day prior notice to FERC for each
of the prior notice activities contemplated by the standard land use
article that could affect critical habitat, and FERC will be required
to assess the impacts and determine if consultation with us is
warranted within this time period. The commenters indicated they
believe this could include hundreds of activities over a license term.
At a minimum, the commenters request that we clarify that an incidental
take statement, issued as part of the FERC licensing process, covers
all activities authorized or required pursuant to the FERC license,
including activities conducted pursuant to the standard land use
article, maintenance activities, and installation of required fish
passage. Otherwise, the commenters suggested we must analyze the burden
on licensees and agencies in our DIA.
Our Response: Incidental take statements included in biological
opinions issued at the conclusion of a formal ESA section 7
consultation pertain to the incidental taking of threatened or
endangered species, not for impacts to critical habitat. In any event,
when we consult on FERC's proposed issuance of a hydropower license,
the incidental take contemplated should include any take associated
with the activities the commenter describes, if FERC or the
[[Page 39208]]
applicant have identified those types of activities as part of the
scope of the action being consulted on. FERC will need to determine
whether reinitiation of consultation is required for any biological
opinions we have issued, based on determining whether the ongoing
action may affect newly-designated critical habitat. Because
consultations on a listed species must also evaluate impacts to their
habitat, whether designated as critical habitat or not, most or all
biological opinions issued may evaluate impacts to habitat features now
being included in the critical habitat designation. To be conservative,
in our Impacts Analysis we assumed reinitiation would be required on
FERC actions. During any reinitiated consultation that they request,
FERC should include the standard land use article that allows licensees
to authorize certain types of use and occupancy of project lands and
waters as part of the Federal action, in which case any impacts from
activities under the article over the term of the license would be
analyzed under the associated biological opinion and would not require
separate consultation. However, as stated previously, we have chosen to
exercise our discretion under section 4(b)(2) of the ESA and exclude
the unoccupied reaches of the Santee River, Lake Moultrie, Lake Marion
and the Wateree River from the designation.
Comment 135: Two commenters suggested the benefits we describe as
likely to occur with the proposed designation of ``Carolina Unoccupied
Unit 2'' as critical habitat (e.g., conservation benefit of species
recovery, ecosystem health benefits, ecosystem service benefits, use
benefits such as commercial and recreational fishing of sturgeon and
tourism) are ``illusory or likely will not accrue for some time into
the future'' because Atlantic sturgeon are not currently present in the
``unoccupied'' reaches of the Wateree and Santee Rivers in South
Carolina, and the reservoirs. They further stated many of the ecosystem
health and service benefits we identified are already being provided as
a result of the requirements of other Federal licenses or state/Federal
permit authorizations. They claimed designation would impose
considerable economic, administrative, and other burdens on industry
and resource agencies. Thus, they believed we should determine that the
benefits of excluding ``Carolina Unoccupied Unit 2'' far outweigh any
minor, incremental benefits associated with designation of these areas.
Our Response: When we designate critical habitat we must evaluate
the impacts of that designation, both positive (benefits) and negative
(costs), whether or not the benefits are immediately realized. We are
not required to determine that benefits, or positive impacts, of
designation will be significant or accrue over any particular
timeframe; however, if we determine it is appropriate to conduct an
exclusion analysis on some or all areas of a designation, it is our
general practice to exclude areas under section 4(b)2 when the benefits
of exclusion outweigh the benefits of inclusion. Following our
consideration of the costs and benefits of designating unoccupied
critical habitat, we have chosen to exercise our discretion under
section 4(b)(2) of the ESA and exclude those areas, which includes
Carolina Unoccupied Unit 2.
Comment 136: The USACE suggested our DIA does not adequately
address the potential increase in informal consultations. They said the
DIA concluded most of the projects considered under General Permits
(Nationwide/Regional/Programmatic) issued by the USACE are very small-
scale, and the impacts to listed species and designated critical
habitat from these types of projects have already been considered under
programmatic biological opinions. As a result, future projects will
generally not require individual section 7 consultation. The commenter
stated that this assumption is not true for every USACE District; not
all Districts have programmatic biological opinions in place. They
stated the USACE makes effects determinations based on the effect the
activity would have on the species and/or critical habitat, not on the
type of authorization. Thus, they seemed to indicate some future
projects in proposed critical habitat would not have required
consultation for potential effects to Atlantic sturgeon, but would now
require consultation to consider potential effects to Atlantic sturgeon
critical habitat. They suggested our estimate of 20 CWA section 404/RHA
section 10 projects permitting construction or dredge and fill in
proposed Atlantic sturgeon critical habitat in the DIA is an
underestimate. They claimed their information suggests the new
designation would lead to at least 20 additional consultations per year
in the USACE's Savannah District and at least 17 in the Wilmington,
North Carolina, and Charleston, South Carolina Districts per year, or
370 new consultations over a 10-year period across those 3 districts.
Our Response: We used the best scientific information available
when determining the likely future section 7 consultations for Federal
actions in critical habitat. As noted previously, we queried PCTS,
going back 10 years, to identify relevant consultations that occurred
in each of the proposed critical habitat areas or units that, if
implemented in the future, could affect one or more of the proposed
PBF(s), or could affect both the critical habitat and Atlantic
sturgeon. We also requested that Federal action agencies, including the
USACE, provide us with information on future consultations if we
omitted any future actions likely to affect the proposed critical
habitat. The USACE's comment enumerates numbers of consultations by
USACE district, but not whether those numbers include actions that may
occur solely in marine and estuarine environments. It is also unclear
from the information provided by the commenter whether the actions they
referenced have been ongoing and would affect both the species and
critical habitat in the future, but were simply not consulted on for
effects to the species. It is also unclear whether these projects were
not consulted on because the action agency determined there would be no
effect to Atlantic or shortnose sturgeon. The USACE has not provided us
tangible information with which to modify our Impacts Analysis. Simply
stating that more consultations are expected is not sufficient. As a
result, we believe our final Impacts Analysis still accurately reflects
the likely number of future consultations.
Comment 137: The NCWQA and SCWQA stated the DIA does not discuss
the impacts of the proposed designation on NPDES permit programs, state
water quality standards, or Total Maximum Daily Load (TMDL)
determinations. They pointed out that these potential impacts were
discussed in GARFO's proposed rule to designate critical habitat for
the Gulf of Maine, New York Bight and Chesapeake Bay DPSs of Atlantic
sturgeon (81 FR 35701; June 3, 2016), and because we did not mention
them in our DIA we must republish the ``North Carolina proposal.''
Our Response: We disagree. Our query of the PCTS database returned
no TMDL or NPDES consultations in the southeast within the last 10
years. There are differences between GARFO's and SERO's impacts
analyses regarding the potential impacts of critical habitat
designation on NPDES permit programs, state water quality standards, or
TMDL determinations. Those differences are appropriate due to
differences in whether the EPA has delegated authority to particular
states to administer programs under the CWA. In the Southeast, the EPA
has delegated the authority to administer NPDES programs to the States
of Florida, Georgia, South Carolina, and North
[[Page 39209]]
Carolina. Upon authorization to states, those NPDES activities are no
longer Federal actions. Similarly, the TMDL programs are largely
implemented by states, meaning they too are not Federal actions that
require consultation. Our DIA determined the primary source of impacts
of critical habitat designation is the cost of section 7 consultations.
Because ESA section 7 consultations are only required for Federal
actions, non-Federal activities are not affected, and were not
considered in our DIA or final Impacts Analysis. Additionally, we also
contacted the EPA to determine if we had missed any categories of
activities likely to occur in the next 10 years that were not reflected
in results of PCTS query. The EPA indicated they were not aware of any
NPDES permit program or TMDL consultations that should be included in
our analysis for southeast rivers. However, they did anticipate 9
nationwide pesticide consultations and an additional 12 consultations
over the next 10 years to address state water quality standards; the
final Impacts Analysis reflects these consultations. The commenter did
not provide any information on potential NPDES permit actions or TMDL
approvals that may require consultation in the southeast critical
habitat units.
Comment 138: A utility company suggested we failed to mention the
additional analysis that may be required to consider critical habitat
when they seek to obtain an NPDES permit for the intake and discharge
of water by the Cross station into and from Lake Moultrie pursuant to
section 316 of the CWA. It was concerned that if ``unoccupied''
critical habitat is designated near the station, it may be required to
prepare an unnecessary biological assessment to ensure that this
unoccupied critical habitat is not affected by the activities
authorized in the NPDES permit. A separate utility company expressed
similar concerns. It suggested we had not identified the power plants
described in Comment 111 in our DIA and had not discussed the
permitting associated with the plants and the anticipated increase in
consultation and delay costs associated with permits issued pursuant to
section 316 of the CWA concerning intakes and thermal discharges from
power plants through the state NPDES programs. Similarly, two utility
companies indicated there can be a lengthy process for review by NMFS
with additional time potentially required to find a compromise if the
state agency issuing the section 316 permit disagrees with our
recommendations. They expressed concern that because a section 7
consultation may include measures to minimize take, but the section
316/NPDES permit does not authorize incidental take, the owners/
operators of these plants may also need to obtain a section 10 permit
under the ESA authorizing such incidental take if there is any doubt as
to whether power plant intakes or discharges may be adversely modifying
critical habitat.
Our Response: As noted previously, our DIA and final Impacts
Analysis do not consider NPDES activities because they are not Federal
actions, thus there would be no consultations and no impacts resulting
from this designation associated with NPDES activities.
Section 316(b) of the CWA requires cooling water intake structures
(CWIS) to reflect the best technology available (BTA) for minimizing
adverse environmental impacts. Adverse environmental impacts include,
but are not limited to, impingement and entrainment of organisms at
CWIS, and changes in flow regime, caused by the withdrawal of water.
Under section 316(b), the EPA is required to issue regulations on the
design and operation of intake structures to minimize adverse impacts.
The EPA issued its Final Regulations to Establish Requirements for
Cooling Water Intake Structures at Existing Facilities and Amend
Requirements at Phase I Facilities on August 15, 2014 (79 FR 48300).
The following is a summary of EPA's description of the main components
of the rule as follows. First, existing facilities that withdraw at
least 25 percent of their water from an adjacent waterbody exclusively
for cooling purposes and have a design intake flow of greater than 2
million gallons (7.6 million liters) per day (MGD) are required to
reduce fish impingement under the final regulations. To ensure
flexibility, the owner or operator of the facility will be able to
choose one of seven options for meeting best technology available
requirements for reducing impingement. Second, existing facilities that
withdraw very large amounts of water--at least 125 MGD (473 million
liters per day)--are required to conduct studies to help their
permitting authority determine whether and what site-specific controls,
if any, would be required to reduce the number of aquatic organisms
entrained by cooling water systems. This decision process would include
public input. Third, new units that add electrical generation capacity
at an existing facility are required to add technology that achieves
one of two alternatives under the national BTA standards for
entrainment for new units at existing facilities. Under the first
alternative new unit entrainment standard, the owner or operator of a
facility must reduce actual intake flow (AIF) at the new unit, at a
minimum, to a level commensurate with that which can be attained by the
use of a closed-cycle recirculating system. Under the second
alternative new units entrainment standard, the owner or operator of a
facility must demonstrate to the permit issuer (e.g., a state) that it
has installed, and will operate and maintain, technological or other
control measures for each intake at the new unit that achieves a
prescribed reduction in entrainment mortality of all stages of fish and
shellfish that pass through a sieve with a maximum opening dimension of
0.56 inches.
The commenters did not provide information for us to determine
whether and to what extent they are affected by EPA's section 316(b)
regulations. Nonetheless, we do not believe this critical habitat
designation will increase any impacts to commenters related to section
316(b), for the following reasons. The Services consulted with EPA on
the impacts of its nationwide application of the section 316(b) rule
and issued a biological opinion concluding the rule would not
jeopardize any listed species or destroy or adversely modify any
critical habitat under the Services' jurisdictions (USFWS and NMFS,
2014). No additional consultations are required under the biological
opinion and EPA's rule; instead, the Services are engaged by permit
issuers (EPA, or state or Tribal governments) in a 60-day review of
permits under consideration, prior to the permits being published for
public comment. A provision of EPA's rule requires affected permit
applicants to include threatened or endangered species or critical
habitat that may be in the action area of their facilities in the
assessments required for their permit applications. The Services may
provide recommendations on measures to protect listed species,
including measures that would minimize any incidental take of listed
species, and/or avoid likely jeopardy to a listed species or
destruction or adverse modification of critical habitat. If we reviewed
a 316(b) permit application for a CWIS in Atlantic sturgeon critical
habitat, we would first evaluate whether there are any routes of
adverse effects to listed species or to the critical habitat.
Conceivably, CWIS could affect the water quality essential features of
water depth, temperature, DO and salinity values, depending on the
amount and timing of the water withdrawals/discharges. However, any
such effects would also affect listed species including Atlantic and
shortnose
[[Page 39210]]
sturgeon, and any measures we would recommend to avoid such effects
would not be incremental impacts, including delay, attributable to the
critical habitat designation. Therefore, any future ESA section 7 or
section 10 requirements related to CWA section 316 or NPDES
consultation requests for critical habitat would be coextensive to
consultations for the listed species; thus, we do not believe there
would be any significant delay or costs incurred for the consultations
assessing impacts to critical habitat. The commenters' concern about
the lack of authorization of incidental take of listed species through
the 316/NPDES permit is not a critical habitat issue, and thus there
are no impacts attributable to this rule.
Comment 139: A farm-industry trade group expressed concern that the
DIA did not comprehensively evaluate the potential economic impacts to
private landowners, particularly farmers. They were specifically
concerned farmers would bear the burden of additional permit review and
regulatory requirements under the ESA, including EPA prohibitions of
certain crop protection products, permits for minor impacts to
wetlands, and potentially even curtailment of water withdrawals.
Our Response: The requirements to consider potential adverse
effects to critical habitat in section 7 consultations only apply to
activities funded, carried out, or authorized by Federal agencies.
Because these requirements only apply to activities with a ``Federal
nexus,'' we do not anticipate the designation of critical habitat to
result in additional costs or burden to strictly private or state
activities. The commenter is correct that some additional review may be
required during Federal permitting to consider the potential effects of
a Federal action on designated critical habitat. However, as noted
previously, we anticipate any Federal action potentially affecting
Atlantic sturgeon critical habitat would have already required ESA
section 7 consultation to consider the potential impacts to Atlantic or
shortnose sturgeon, and thus any added burden due solely to this rule
will be minimal. Our analysis includes a conservative estimate of the
consultation impacts due to EPA's authorization of pesticides over the
next 10 years, noting these are national consultations that will
require evaluating impacts on all NMFS listed species and designated
critical habitat. Our conservative estimate is that these consultations
would result in $1,474.84 per unit attributable to Atlantic sturgeon
critical habitat over 10 years, for Federal agencies and permittees
combined. The commenter did not provide information on any particular
water withdrawals of concern and whether those would have a Federal
nexus to potentially trigger consultation requirements. Similarly, no
information on minor impacts to wetlands that may affect Atlantic
sturgeon critical habitat and require consultation was provided. If
projects with a Federal nexus that impacted wetlands occurred in the
past in areas being included in the critical habitat units and required
consultation, it would be included in our database and would be
included in this analysis, likely under the USACE CWA section 404/RHA
section 10 permitting--dredge, fill, construction category. We
conservatively assumed these actions could result in fully incremental
informal consultations in the future, and assigned them a cost of
$7,200 per consultation. Of this, a permittee could incur $1,500-
$3,000, depending on whether a biological assessment is required and is
prepared by the permittee (see, Impacts Analysis Table 3-19).
Comment 140: Two commenters stated that the area immediately
downstream from Blewett Falls Dam on the Pee Dee River at the North
Carolina/South Carolina border (Carolina Unit 5) should be excluded
from designation as critical habitat. The commenters asserted this area
does not offer suitable spawning habitat, and exclusion would alleviate
the additional cost, complexity, and administrative burden of carrying
out activities authorized or required by the YPD license, including
fish passage activities.
Our Response: We disagree. As discussed in our response to Comment
110 above, potential spawning habitat does exist immediately downstream
from Blewett Falls Dam, and it was appropriate to set the upstream
boundary of the unit at the dam. We also disagree that foregoing
designation would alleviate additional cost, complexity, and
administrative burden of carrying out activities authorized or required
by the YPD license. As noted previously, we do not anticipate the
designation of critical habitat will impose additional administrative
burdens or costs that would not have already been associated with ESA
section 7 consultations to address impacts to Atlantic and shortnose
sturgeon.
Comment 141: An industry trade group suggested we had significantly
underestimated the true costs to a permittee, because we had not
included potential costs associated with employing biologists, other
consultants, or legal support they believe may be necessary to navigate
the consultation process. They went on to state that consultation could
cause project modifications, impose additional avoidance measures, or
require additional mitigation above what was required by the action
agency. The commenters reported Sundig (2003) estimated the direct,
out-of-pocket costs of section 7 consultation for a single-family
housing project to be several thousand dollars per house. Beyond the
consultation process itself, the commenters suggested requirements to
avoid or mitigate impacts to critical habitat could result in economic
losses of millions of dollars. The commenters concluded that by
severely underestimating the number of consultations that will be
triggered by the proposed designations and the costs of those
consultations, we failed to provide a meaningful analysis of section 7
consultation costs.
Our Response: We disagree. As explained in our responses to
comments 52, 133, 135 and 136 above, we believe our estimate of the
numbers of future consultations is correct, and commenters provided no
information to the contrary.
Comment 142: Several commenters, including GADNR, SCDNR, and NCDOT,
expressed concern that requirements to consult under section 7 of the
ESA would increase administrative costs/burdens and cause long delays
potentially affecting project costs, timelines, and fisheries
management activities.
Our Response: As outlined in the Impacts Analysis and described
previously, our review of all Federal actions that may adversely affect
designated Atlantic sturgeon critical habitat indicates that none of
those types of actions would solely affect the PBFs of critical habitat
and not also have potential routes of adverse effects to Atlantic and/
or shortnose sturgeon. We acknowledge that actions occurring within
designated critical habitat will require an analysis and additional
administrative cost to ensure Federal actions are not destroying or
adversely modifying critical habitat. Yet, those additional analyses
will be added to consultations that would occur anyway to consider
potential impacts to sturgeon. Therefore, the designation of critical
habitat is not anticipated to cause the significant additional costs or
delays suggested by the commenter.
Comment 143: The Navy also expressed concern about potential delays
and administrative costs/burdens associated with the designation. The
Navy also questioned our determination that impacts of dredging are
coextensive with the listing rather than incremental
[[Page 39211]]
impacts of this rule, and they identified some areas on the Neuse River
that they believe will lead to impacts to national security due to
impacts of the designation on training conducted in those areas.
Our Response: See our response to Comment 142 above regarding costs
and delays generally. As we discussed in the proposed rule, dredging to
maintain navigation channels may affect several of the essential PBFs
of Atlantic sturgeon critical habitat. Dredging to deepen or widen
navigation channels may involve removing rock, gravel, or soft
substrate that is providing adult sturgeon spawning habitat or juvenile
foraging habitat. Extensive dredging for harbor expansion may allow
saltwater to intrude farther up a river, and adversely impact the area
containing the salinity range necessary for young sturgeon. Other
potential effects of dredging projects on the essential PBFs of
Atlantic sturgeon critical habitat are increased siltation on spawning
substrate, and the blockage of migratory pathways through channels and
inlets.
At the same time, dredging may adversely affect Atlantic and
shortnose sturgeon. The types of adverse effects are not likely to be
temporary and limited to periods of sturgeon absence, and they are
likely to be implemented in lower parts of the units where sturgeon can
be expected to be present year-round. Thus, adverse effects of
navigation maintenance dredging activities are likely to involve
coextensive formal consultations to address impacts to both the species
and the essential PBFs. Removal or covering of spawning substrate could
interfere with the services this PBF is designed to provide--settlement
of fertilized eggs and refuge, growth and development of early life
stages. These effects to the essential PBF would also be adverse
effects to sturgeon eggs, larvae and early life stages that were not
able to settle, grow, develop or seek refuge. Project modifications to
address both these impacts to the PBF and the sturgeon could involve
limiting the amount or location of substrate removed, or turbidity
controls to prevent sediment deposition on hard substrate. Similarly,
adverse effects of dredging in removing the soft substrate PBF that
would interfere with provision of juvenile foraging services, could
also injure or kill juveniles seeking to use that foraging habitat.
Coextensive project modifications might be similar to those mentioned
for impacts to the hard substrate feature. Changing the salinity regime
by deepening harbors and parts of rivers would remove portions of the
transitional salinity zone feature that is being designated to provide
foraging and developmental habitat services to juveniles; loss of
portions of this habitat could impede development of juveniles using
the remaining habitat, or prevent the habitat from supporting some
juveniles. Coextensive project modifications that might be required to
prevent or lessen these impacts could involve changes in the depth of
deepening a harbor, port, or river. The deepening of harbors and ports
may also create hypoxic zones which would impact the water quality PBF
that is designed to ensure survival of sturgeon. Coextensive project
modifications that might be required to prevent hypoxic zones could
include limiting the amount of deepening or requiring the use of
aeration systems. Thus, we did not assert there would be no project
modifications to avoid adverse effects to critical habitat, but as
described above, project modifications would address adverse impacts to
both critical habitat and sturgeon, thus the costs of such
modifications would not be incremental impacts of this rule.
The Navy described training activities that occur on the lower
Neuse River as including small boat launch and recovery, high-speed
boat tactics training, small boat defense drills, and small arms fire.
We do not see a route of potential effects from these activities to the
PBFs of critical habitat, and thus there would be no additional
consultation burdens beyond any requirements to address impacts to the
species. Thus, the designation would not impact military training
related to national security in these areas.
Comment 144: Several commenters, including SCDNR, asserted that
designation of critical habitat (both unoccupied and occupied) means
projects that previously would have qualified for USACE Nationwide
Permits or General Permits would no longer qualify, resulting in
individual project review/analysis/certification.
Our Response: Whether a project is permitted by the USACE under a
Nationwide or General Permit or another permitting mechanism, the USACE
must assess the effects of the project on listed species and critical
habitat and consult with us if listed species and/or designated
critical habitat may be affected. As previously stated, our review of
all previously consulted-on Federal actions that may adversely affect
designated Atlantic sturgeon critical habitat determined that none of
those types of actions would solely affect the PBFs of critical habitat
and not also have potential routes of adverse effects to Atlantic and/
or shortnose sturgeon. We acknowledge that actions occurring within
designated critical habitat will require an analysis to ensure Federal
actions are not likely to destroy or adversely modify critical habitat.
Yet, those additional analyses will be added to consultations that
would be required anyway, to consider potential impacts to sturgeon.
Comment 145: NCWRC and SCDOT requested that we develop programmatic
ESA section 7 consultations or allocate additional resources to reduce
the time associated with addressing new consultations.
Our Response: We cannot require a Federal action agency to consult
on a programmatic basis, as it is up to the action agency to define the
scope of a programmatic activity. However, we are committed to continue
working with our Federal partners as we have in the past to identify
opportunities for streamlining consultations or ways to increase
efficiencies in the consultation process. Within SERO, we are already
fully committing the available resources to ESA section 7
consultations, and we agree that investigating the possibility for
programmatic consultations is a valuable tool.
Comment 146: A few commenters, including an industry trade group,
expressed concern about potential delays for projects already
undergoing consultation that would now have to include an analysis of
adverse modification for Atlantic sturgeon critical habitat, as well as
previous consultations that may need to be reinitiated based on the new
critical habitat designation.
Our Response: See response to Comment 57.
Comment 147: One commenter worried that important research projects
funded through time-limited Federal grants, occurring within proposed
critical habitat units, may be delayed. The commenter expressed concern
over the length of time required to complete section 7 consultations.
The commenter expressed the belief that the timely completion of
section 7 consultations will help to ensure these projects can provide
data under the grant deadlines.
Our Response: We agree with the commenter that delays of important
research projects within proposed critical habitat units should be
avoided if possible. We are committed to working with action agencies
to complete section 7 consultations as a quickly as possible.
Comment 148: SCDNR requested that we develop guidance and Best
Management Practices for how in-water work should be conducted in
critical habitat.
[[Page 39212]]
Our Response: We appreciate the recommendation.
Comment 149: SCDNR recommended we establish a list of activities
authorized by the USACE Nationwide Permits that would not affect this
species or its critical habitat and thus not require the section 7
consultation.
Our Response: It is the responsibility of the USACE, as the Federal
action agency for the Nationwide Permits, to make determinations about
their actions and request consultation if species and/or critical
habitat may be affected. We are available to provide technical
assistance and consultation, if requested by the USACE or other action
agencies. We have information readily available on our Web sites for
all Federal action agencies, and the public, providing guidance on
effects determinations. Additionally, SERO and GARFO are jointly
drafting a consultation framework specific to analyzing impacts to
Atlantic sturgeon critical habitat to assist USACE and other agencies
with consultations.
Comment 150: NCDMF and North Carolina Division of Coastal
Management (NCDCM) suggested that even minor modifications to trawl
sampling designs can affect the comparability of survey results across
time series, which may span multiple decades. They requested we
consider the importance of maintaining consistency across sampling
programs if any new consultations are required due to the proposed
critical habitat designations. The commenter also expressed concern
that other bottom disturbing activities such as cultch planting and
artificial reef and oyster reef construction could be impacted by our
habitat designation. They concluded that while the critical habitat
designations may not impact these activities, additional consultations
for critical habitat (either formal or informal) will be required.
Our Response: We agree that there is great value in consistency
across sampling programs and do not seek to change them without cause.
However, if we determine through section 7 consultation that a sampling
program funded or permitted by a Federal agency may adversely affect
sturgeon or their habitats, including critical habitat, the Federal
agency is required to ensure the action is not likely to jeopardize
listed species or destroy or adversely modify critical habitat. In the
extreme case that a sampling program is found to be likely to destroy
or adversely modify critical habitat, we would be required to work with
the parties involved to develop a reasonable and prudent alternative to
that program, that would still achieve the sampling program's
objectives but avoid destruction or adverse modification of the
critical habitat.
With respect to the consultation requirements for the bottom
disturbing activities identified, as outlined in the IA, our review of
all Federal actions that may adversely affect designated Atlantic
sturgeon critical habitat determined none of those types of actions,
including federally-permitted fishery research, would solely affect the
PBFs of critical habitat and not also have potential routes of adverse
effects to Atlantic and/or shortnose sturgeon. We acknowledge that
actions occurring within designated critical habitat will require an
analysis and additional administrative cost to ensure Federal actions
are not likely to destroy or adversely modify critical habitat. Yet,
those additional analyses will be added to consultations that would
occur anyway, to consider potential impacts to sturgeon. Therefore, the
designation of critical habitat is not anticipated to cause the
significant additional costs or delays suggested by the commenter.
Comment 151: One commenter expressed concern that the proposed
designation could prevent in-water construction, dredging and bridge
work needed to: (1) Maintain safety margins for large, ocean-going
vessels navigating into and out of port, (2) transit near or under
bridges, and (3) moor/unmoor safely at marine terminals, from receiving
Federal funding. The commenter stated that section 7(a)(2) of the ESA
requires Federal agencies to ensure actions they fund, authorize, or
carry out are not likely to destroy or adversely modify that habitat,
and pointed out we have determined a wide variety of activities may
affect critical habitat. The commenter seems to imply that because we
have indicated one or more of the activities above may have effects to
critical habitat, we could impose a blanket moratorium on any such
activity and/or block those activities from gaining Federal funding in
the future. They believed stopping these projects would not only have a
dramatic economic impact, but would also have a severe negative impact
on navigation safety. The commenter requested we explicitly state in
the final rule that all ``federally-improved dredged channels'' and
areas adjacent to marine terminals are excluded from critical habitat.
Our Response: We agree that the proper maintenance of bridges,
shipping channels, and marinas is not only important to ensure the flow
of commerce, but also to ensure safety. The commenter is also correct
that the ESA requires Federal agencies to ensure that actions they
fund, authorize, or carry out are not likely to destroy or adversely
modify critical habitat. However, section 7 of the ESA is written to
ensure that federally-funded projects go forward, so long as they do
not destroy or adversely modify critical habitat. Even if a proposed
action is likely to destroy or adversely modify critical habitat, the
section 7 consultation process is specifically designed so that a
reasonable and prudent alternative, consistent with intended scope of
proposed action, could be identified that would allow the action to
proceed but without the same degree of impact to critical habitat.
Thus, we do not believe it is necessary to exclude all ``federally-
improved dredged channels'' and areas adjacent to marine terminals from
critical habitat on the basis that such actions may be prevented from
being implemented in the future.
Comment 152: The EPA stated we underestimated the number of section
7 consultations, and associated costs, likely to occur by failing to
include their triennial state water quality standard reviews.
Our Response: After reviewing the information provided by the EPA
regarding future water quality standard consultations, per their
request we added three consultations for each of the states covered by
this designation to the impacts analysis.
Comment 153: An electric cooperative requested that we confirm that
the proposed rule does not contemplate any change in flow regime for
the USACE's projects on the Roanoke River, North Carolina, and the
Savannah River at the South Carolina/Georgia Border. They stated that
any changes to the flow regimes would require an update or revision to
the Water Control Manuals, which in turn would require an analysis of
the environmental impact of the proposed rule under the National
Environmental Policy Act (NEPA). They asked for this confirmation
because they believe our DIA makes a number of references to the
relation of river flows to critical habitat needs without providing any
details on whether the rule specifically contemplates changes to flow
regimes.
Our Response: The designation of critical habitat would impose no
direct regulatory requirements and would not, in and of itself, have
any effect on existing flow patterns. It is possible that flows may
need to be altered to address adverse effects to critical habitat if
such effects were identified during ESA section 7 consultation on a new
or ongoing Federal action that affects water flows in a way that also
affects the PBFs of critical habitat. Additionally,
[[Page 39213]]
environmental analysis under NEPA is not required for critical habitat
designations (see, Markle Interests, L.L.C. v. U.S. Fish and Wildlife
Serv., 827 F.3d 452 (5th Cir. 2016); Bldg. Indus. Ass'n of the Bay Area
v. U.S. Dept. of Commerce, 792 F.3d 1027 (9th Cir. 2015); Douglas
County v. Babbitt, 48 F.3d 1495 (9th Cir. 1995), cert. denied, 116
S.Ct. 698 (1996)).
Comment 154: One commenter suggested the proposed rule was unclear
regarding whether hydropower projects occurring outside, but upstream,
of proposed critical habitat units may need to be altered to facilitate
the objective of the critical habitat designation. The commenter
asserted that if we intended to require alterations to existing flow
patterns in the geographical units currently under consideration for
designation as critical habitat, then our analysis in the proposal was
deficient. They requested that we clarify our intentions on this point.
Our Response: Dams and regulation of water releases upstream of
occupied critical habitat could affect the PBFs downstream, even if the
dams themselves are not located within the critical habitat area.
However, these downstream impacts occurring within occupied critical
habitat units will also affect sturgeon, and consultation would be
required even without the designation. In all of our past consultations
on dams immediately above habitat used by sturgeon, we found that only
the structure operated or authorized by the action agency at hand and
undergoing consultation would have adverse effects on sturgeon and
their habitats. Thus, but for additional administrative costs, the
majority of the costs of these consultations are not incremental
impacts of this rule. It is possible that flow regimes may need to be
altered if current regimes are adversely affecting sturgeon and the
essential PBFs of critical habitat, if such effects are identified
during ESA section 7 consultation.
We evaluated all existing dams and other structures that are
upstream of the proposed upper boundaries of all of the critical
habitat units. We found that for the specific existing facilities at
issue, dams outside of critical habitat and upstream from a dam that
forms the boundary of critical habitat are not expected to have adverse
effects to either unoccupied or occupied critical habitat and would not
require consultation. This is due to large distances between upstream
dams and the dams that form the boundary of critical habitat, and the
presence of intervening structures, dams, or water bodies that dilute
the effects of upstream dams relative to the effects of dams on the
border of critical habitat.
Comment 155: The Navy expressed concern over our determination that
consultations for effects of dredging on critical habitat will be fully
coextensive with consultations to address impacts to Atlantic sturgeon.
They believe designation of critical habitat can or will result in an
additional commitment of resources and expected requirements to modify
proposed actions to prevent adverse effects to critical habitat.
Our Response: We believe dredging may affect critical habitat, but
we believe consultations to consider those effects on critical habitat
will be fully-coextensive with consultations to address impacts to
sturgeon (both shortnose and Atlantic). The effects of dredging on the
PBF(s) would also result in injury or death to individual sturgeon, and
thus constitute take. Removal or covering of spawning substrate could
prevent effective spawning or result in death of eggs or larvae that
are spawned. Changing the salinity regime by deepening harbors and
parts of rivers could result in permanent decreases of available
foraging and developmental habitat for juveniles. These types of
adverse effects are not likely to be temporary and limited to periods
of sturgeon absence. Thus, adverse effects of dredging activities
identified by the Navy would be likely to be coextensive in formal
consultations to address impacts to both the species and the PBF(s),
and thus no new requirements or project modifications are anticipated
as a result of the critical habitat designation.
In our long history of past and ongoing consultations, we have
considered the effects that in-river activities (including dredging)
would have on both Atlantic and shortnose sturgeon and their shared
habitats, where applicable. A main focus of all our past consultations
on Federal actions in rivers (e.g., dredging, hydropower permitting)
has been on expected impacts to these species' habitats. Adverse
effects to habitat, including critical habitat, that will result in
either injury or mortality of individual sturgeon of any life stage
constitute take of the species. We have regularly determined that
projects with adverse effects to sturgeon habitat will result in take
of the species. It is this consultation history and experience that
leads us to project that if actions in areas occupied by Atlantic and/
or shortnose sturgeon affect their habitats, those actions would have
the same effects on Atlantic sturgeon critical habitat, and the
consultations and impacts would be largely coextensive.
Comments on Our Coastal Zone Management Act Determinations
Comment 156: NCDMF-NCDCM suggested our consistency determination
regarding designating critical habitat is incomplete and does not meet
the requirements of the Coastal Zone Management Act, 16 U.S.C. 1451, et
seq. (CZMA) and its implementing regulations. They maintained that we
submitted an incomplete negative determination, because we had not
provided an evaluation of the North Carolina coastal program's
enforceable policies.
Our Response: We disagree. While we recognize the State's goals of
coastal resource protection and economic development, we determined
that any effects of the proposed action on North Carolina's coastal
uses and resources are not reasonably foreseeable at this time. As
indicated in our negative determination, this designation of critical
habitat will not restrict any coastal uses, affect land ownership, or
establish a refuge or other conservation area; rather, the designation
only affects the ESA section 7 consultation process for Federal
actions. Through the ESA consultation process, we will receive
information on proposed Federal actions and their effects on listed
species and this critical habitat upon which we base our biological
opinions. It will then be up to the Federal action agencies to decide
how to comply with the ESA in light of our opinion, as well as to
ensure that their actions comply with the CZMA's Federal consistency
requirement.
Comments on Executive Order 13211--Statement of Energy Effects
Comment 157: One commenter indicated we failed to meet the
requirements of Executive Order 13211 to prepare a Statement of Energy
Effects. The commenter indicated changes in utility facilities and
operations required by Federal ESA section 7 consultations, as a result
of this critical habitat designation, have the potential to adversely
affect in a material way the productivity and prices in the energy
sector within the region.
Our Response: We disagree. The commenter provided no information,
aside from the conclusion that the designation has the potential to
adversely affect in a material way, productivity and prices in the
energy sector within the region, on which we can base changes in our
impacts analysis. The only Federal actions on which we may consult that
have
[[Page 39214]]
material effects on energy are FERC hydropower licensing actions. These
actions have the potential to adversely affect sturgeon as well as
critical habitat, and thus most of the impacts of these consultations
will result from the ESA listing of the Atlantic sturgeon rather than
incremental impacts of the designation. Moreover, the FPA, which FERC
implements in issuing hydropower licenses, has independent requirements
to avoid adverse effects on fisheries resources and habitats, and thus
modifications to hydropower facilities to avoid impacts to critical
habitat may also be coextensive with the FPA, rather than from
incremental impacts of the designation.
General Support or Disapproval of the Proposed Designation
Comment 158: We received five comments from the general public that
were generally unsupportive of protecting sturgeon, their habitats, or
their ecosystem.
Our Response: We appreciate the time these commenters took to
provide input to us.
Comment 159: We received approximately 300 comments from the
general public that were generally supportive of protecting sturgeon,
their habitats, or their ecosystem. We received an additional two
comments of general support from non-governmental organizations.
Our Response: We appreciate the supportive feedback received from
these commenters.
Necessary Editorial Changes
Comment 160: One commenter pointed out that we cited Flowers and
Hightower (2015) but that reference was not included in the list of
references.
Our Response: We agree with the commenter. We erroneously omitted
that reference from our list of references. We have updated the list of
references to include this citation.
Comment 161: One commenter pointed out that we cited Smith et al.
(2014) in several locations, but the reference did not appear in the
list of references; however, Smith et al. (2015) does. The commenter
suggested we may have erroneously referred to Smith et al. (2014) as
Smith et al. (2015), in which case the citation needed to be updated,
or the former is missing from the list of references and should be
added.
Our Response: We appreciate the commenter bringing this discrepancy
to our attention. While cited differently, both citations actually
refer to the same document. This final rule has been updated to reflect
the proper citation as Smith et al. (2015). As a result of this
comment, we reviewed the final rule to ensure the literature cited
section was accurate and complete, and made changes when necessary.
Comment 162: One commenter pointed out that we had erroneously
cited them as a source of information in a personal communication, when
the source was someone else.
Our Response: We agree with the commenter and apologize. We
erroneously cited the commenter as the source for information
indicating that Atlantic sturgeon had passed above Lock and Dam #1 on
the Cape Fear River, North Carolina, and we have corrected that error
in this final rule.
Comment 163: SCDNR and another commenter pointed out that we
stated: ``The capture of 151 subadults, including age-one fish in 1997
indicates a population exists in the Santee River (Collins and Smith,
1997).'' They indicated that the Collins and Smith's 1997 publication
was a synthesis of all historical and recent records of both Atlantic
and shortnose sturgeons in South Carolina waters from 1970-1995. Thus,
the number reported, 151, was not collected in a single year, 1997, but
instead was a sum of all Atlantic sturgeon records from 1970-1995.
Our Response: We agree with the commenters. We erroneously
characterized the capture of 151 subadults, including age-1 fish, as
occurring in a single year when those captures actually occurred from
1970-1995 and we have corrected this error.
Comment 164: SCDNR noted the difference between the Columbia Dam
and the Columbia Canal Diversion Dam, indicating the names are not
interchangeable and both are part of the Columbia Hydroelectric
Project. They stated ``the Columbia Dam has a constructed fishway that
allows for the passage of American shad, blueback herring and American
eel; although `sturgeon-friendly' features were incorporated in its
design, to date, no sturgeon have been documented utilizing this
fishway nor have sturgeon been documented in surveys above the Columbia
Dam.''
Our Response: We appreciate the commenter bringing this to our
attention. We believe we properly referred to the Columbia Dam and
associated fish passage in the proposed rule.
Comment 165: SCDNR pointed out that the proposed rule erroneously
stated the St. Stephen Powerhouse was on the Santee River, South
Carolina, when it is actually located on the Rediversion Canal.
Our Response: We appreciate the commenter bringing this discrepancy
to our attention. We have updated the final rule to reflect this
correction.
Summary of Changes From the Proposed Rules
Based on the comments received for the proposed rule, Designation
of Critical Habitat for the Gulf of Maine, New York Bight, and
Chesapeake Bay DPSs of Atlantic Sturgeon (81 FR 35701; June 3, 2016),
we have made several changes in the final rule:
1. The boundary for the upstream extent of the Pamunkey River, has
been moved upstream by 14 rkm. This change was based on a comment we
received from the Virginia Institute of Marine Science that, based on
new data, the area with suitable hard bottom substrate and used by
spawning Atlantic sturgeon in the York River System extends farther
upstream on the Pamunkey River than what we proposed. This supplements
the existing data we relied upon for the proposed rule. We determined
that the additional 14 km of Pamunkey River habitat was essential to
the conservation of the Chesapeake Bay DPS and should be part of the
designated critical habitat for the York River System. The York River
System critical habitat unit now includes 206 rkm instead of 192 rkm.
2. The 16 rkm of the proposed Susquehanna River Critical Habitat
Unit are not designated as critical habitat. We received comments
requesting removal of the Susquehanna River critical habitat unit and
comments requesting inclusion of the upper Chesapeake Bay. Upon review,
we determined that PBF number 2 (a salinity gradient to support
juvenile growth and physiological development) is not present in the
Susquehanna River unit, and is not likely to be present in the future.
Therefore, because we determined that the coexistence of all four
features is essential to reproduction and recruitment, based on the
information available, the lowermost 16 rkm of the Susquehanna River do
not contain the PBFs essential to the reproduction or recruitment of
the Chesapeake Bay DPS and we are not designating this area as
Chesapeake Bay DPS critical habitat.
3. The 60 rkm of the Nanticoke River from the Maryland State Route
313 Bridge crossing near Sharptown, MD, to where the main stem
discharges at its mouth into the Chesapeake Bay as well as Marshyhope
Creek from its confluence with the Nanticoke River and upriver to the
Maryland State Route 318 Bridge crossing near Federalsburg, MD, are
designated as critical habitat for the Chesapeake Bay DPS, and it will
be called the Nanticoke River critical habitat unit. We announced in
the supplementary document for the
[[Page 39215]]
proposed rule that we did not have substrate information for the
Nanticoke River and Marshyhope Creek, MD, but that a study was ongoing
to obtain that information. We received the information through public
comment from the MD DNR. Based on the new information and existing
information discussed in the proposed rule related to the presence of
Atlantic surgeon in spawning condition at a time spawning would occur,
we determined that portions of the Nanticoke River and Marshyhope Creek
are essential to the conservation of the Chesapeake Bay DPS and should
be designated as critical habitat.
4. We corrected the map for the James River critical habitat unit.
The map used in the proposed rule incorrectly placed the downriver
boundary of critical habitat in the area of Hampton Roads. The textual
description of the James River critical habitat in the proposed rule
was correct.
5. The table describing the states and counties in which critical
habitat is being designated has been updated. It now includes
Dorchester and Wicomico Counties on the Nanticoke River.
6. The description of PBF number 2 includes two changes. The phrase
``between the river mouths and spawning sites'' replaces ``downstream
of spawning sites.'' As previously written, we were concerned the
public might construe ``downstream of spawning sites'' to include bays
or sounds below rkm 0; this was not our intent. We believe the change
more accurately reflects the boundaries of critical habitat.
Additionally, the words ``up to as high as '' were added after 0.5 and
before 30 to clarify acceptable salinity ranges. Because the freshwater
inputs vary from year to year, and river to river, it is possible that
during a high freshwater flow year, the salinity levels within a unit
may never reach 30 ppt. As previously written, the wording suggested
that the gradual downstream gradient would have to encompass the entire
0.5-30 ppt salinity range; this was not our intent. This change is
meant to acknowledge that the entire salinity range is not required.
7. In PBF number 3, the examples of what may constitute barriers
were expanded, and the phrase ``at least 1.2 m'' replaces ``>=1.2 m''
for clarity.
8. The phrase ``between the river mouths and spawning sites'' was
inserted in the language of PBF number 4. This change clarifies the
areas designated as critical habitat as described under PBF number 2.
Additionally, for clarity of the example, the phrase ``6 mg/L DO or
greater'' replaces ``6 mg/L dissolved oxygen.''
9. We have included and clarified in regulatory provisions for all
five DPSs that manmade structures that do not provide the essential
PBFs are not included in critical habitat.
Based on the comments received for the proposed rule, Critical
Habitat for the Endangered Carolina and South Atlantic DPSs of Atlantic
Sturgeon (81 FR 36077; June 3 2016), we have made several changes in
the final rule:
10. The boundary for the upstream extent of the Ogeechee River has
been moved downstream by 28 rkm, from the confluence of North Fork and
South Fork Ogeechee Rivers to Mayfield Mill Dam; the Unit now includes
420 rkm instead of 448 rkm.
11. The boundary for the upstream extent of the Black River, South
Carolina, has been moved downstream by 50 rkm from Interstate Highway
20 to Interstate Highway 95; the Unit now includes 203 rkm instead of
253 rkm.
12. The description of South Atlantic Unit 3 has been updated to
include a number of significant branches of the Savannah River that we
intended to be considered critical habitat, and were included in the
maps of the critical habitat unit, but were not specifically mentioned
in the regulatory text. The unit description now includes: The Back
River, Middle River, Front River, Little Back River, South River,
Steamboat River, and McCoy's Cut.
13. Carolina Unoccupied Unit 1 has been removed due to uncertainty
regarding whether that stretch of the Cape Fear River contains spawning
habitat that would make it essential to the conservation of the
species.
14. We have chosen to exercise our discretion under section 4(b)(2)
of the ESA and exclude Carolina Unoccupied Unit 2 and South Atlantic
Unoccupied 1,
15. The table describing the states and counties in which critical
habitat is being designated has been updated. It now includes Monroe
and Wilcox counties on the Ocmulgee River, Treutlen County on the
Oconee River, and Warren County on the Ogeechee River. All four
counties occur in Georgia and were inadvertently omitted from the
table. Additionally, we changed the upstream boundary of the Black
River, South Carolina, and the Ogeechee River, Georgia, and removed all
three unoccupied critical habitat units entirely. As a result of these
changes, Calhoun, Fairfield, Kershaw, Lee, Lexington, New Berry,
Sumter, Orangeburg, and Richland counties, South Carolina; Columbia,
Edgefield and Taliaferro counties, Georgia; and Bladen County, North
Carolina, will no longer be affected; those counties have been removed
from the table. We also removed Irwin and Jasper counties, Georgia,
from the list because they are not affected by any critical habitat
unit.
16. The description of PBF number 1 initially referred to
``suitable hard bottom substrate (e.g., rock, cobble, gravel,
limestone, boulder, etc.) in low salinity waters (i.e., 0.0-0.5 parts
per thousand [ppt] range) . . .'' The word ``suitable'' was dropped
because the term suggests there may be hard bottom that is unsuitable
for spawning, which is not the case.
17. The description of PBF number 2 includes three changes.
Initially it said ``[t]ransitional salinity zones inclusive of waters
with a gradual downstream gradient of 0.5-30 ppt and soft substrate
(e.g., sand, mud) downstream of spawning sites for juvenile foraging
and physiological development.'' The phrase ``aquatic habitat''
replaces the phrase ``transitional salinity zone'' because the latter
was redundant with ``gradual downstream gradient,'' and we believe the
revision better illustrates the river areas we intended to include.
Additionally, the phrase ``between the river mouths and spawning
sites'' replaces ``downstream of spawning sites.'' As previously
written, we were concerned the public might construe ``downstream of
spawning sites'' to included bays or sounds below rkm 0; this was not
our intent. We believe the change more accurately reflects the
boundaries of critical habitat. Finally, the words ``up to as high as''
were added after 0.5 and before 30 to clarify acceptable salinity
ranges. Because the freshwater inputs vary from year to year, and river
to river, it is possible that during a high freshwater flow year, the
salinity levels within a unit may never reach 30 ppt. As previously
written, the wording suggested that the gradual downstream gradient
would have to encompass the entire 0.5-30 ppt salinity range; this was
not our intent. This change is meant to acknowledge that the entire
salinity range is not required.
18. In PBF number 3, we were concerned the term ``physical'' might
be confusing to the public with regards to the full suite of potential
barriers that can impede sturgeon movement. As a result, we provided
additional examples of physical barriers, including thermal plumes,
turbidity, and sound.
19. The phrase ``between the river mouths and spawning sites''
replaces ``downstream of spawning sites'' in the language of PBF number
4. This change clarifies the areas designated as critical habitat as
described under PBF number 2.
20. For the Carolina and South Atlantic DPSs, paragraph (iii) of
PBF
[[Page 39216]]
number 4 initially used the terms ``optimal'' and ``suboptimal'' when
discussing DO and temperature range examples. We were concerned the use
of those terms may be misinterpreted as establishing specific,
exclusive values. Because there is no single DO level or temperature
range that is best for Atlantic sturgeon in terms of habitat avoidance
or use, we replaced those terms. The example now states ``For example,
6.0 mg/L DO or greater likely supports juvenile rearing habitat,
whereas DO less than 5.0 mg/L for longer than 30 days is less likely to
support rearing when water temperature is greater than 25 [deg]C.'' Our
example language for temperature ranges has also been updated to state:
``Temperatures of 13 to 26 [deg]C likely support spawning habitat.''
Additionally, an example used in paragraph (iii) of PBF number 4
referenced a single value of DO that was likely to support juvenile
rearing habitat (i.e., ``For example, 6.0 mg/L DO for juvenile rearing
habitat . . .''). The modifier ``or greater'' has been added to ``6.0
mg/L DO'' because without it, the current language suggests only a
single value of DO is likely to support juvenile rearing habitat,
whereas anything above 6.0 mg/L would also be beneficial for the
species as discussed in the preamble of the proposed rule.
21. Seven rkms of the Cooper River, South Carolina, are no longer
being designated as critical habitat pursuant to section 4(a)(3)(B) of
the ESA. Our analysis determined the Joint Base Charleston base has an
INRMP that provides an applicable benefit to the species that would
have been otherwise afforded by critical habitat, and therefore the
area of the Cooper River is not eligible for designation as critical
habitat for Atlantic sturgeon.
22. We have clarified our reasoning for determining the upstream
extent of each unit in the descriptions of each river.
Critical Habitat Identification and Designation
We used the same approach to identify and designate critical
habitat for the five DPSs of Atlantic sturgeon. However, our approach
for designating critical habitat for the Gulf of Maine, New York Bight,
and Chesapeake Bay DPSs of Atlantic sturgeon was described in the
supplemental information to the Impacts Analysis, whereas our approach
for designating critical habitat for the Carolina and South Atlantic
DPSs of Atlantic Sturgeon was described in the proposed rule (81 FR
36077; June 3, 2016). Therefore, much of the information in the Impacts
Analysis and proposed rule is repeated in this final rule that
designates critical habitat for the Gulf of Maine, New York Bight,
Chesapeake Bay, Carolina, and South Atlantic DPSs of Atlantic sturgeon
to show that we used the same approach for all five DPSs.
Critical habitat represents the habitat that contains the PBFs that
are essential to the conservation of the listed species and that may
require special management considerations or protection (78 FR 53058;
August 28, 2013). For example, specifying the geographical location of
critical habitat facilitates implementation of section 7(a)(1) of the
ESA by identifying areas where Federal agencies can focus their
conservation programs and use their authorities to further the purposes
of the ESA by carrying out programs for the conservation of listed
species. Designating critical habitat also provides a significant
regulatory protection by ensuring that the Federal Government considers
the effects of its actions in accordance with section 7(a)(2) of the
ESA and avoids or modifies those actions that are likely to destroy or
adversely modify critical habitat. This requirement is in addition to
the section 7 requirement that Federal agencies ensure that their
actions are not likely to jeopardize the continued existence of ESA-
listed species. Critical habitat requirements do not apply to citizens
engaged in activities on private land that do not involve a Federal
agency. However, designating critical habitat can help focus the
efforts of other conservation partners (e.g., State and local
governments, individuals and nongovernmental organizations).
Critical habitat is defined by section 3 of the ESA as (1) the
specific areas within the geographical area occupied by the species, at
the time it is listed, on which are found those physical or biological
features (a) essential to the conservation of the species and (b) which
may require special management considerations or protection; and (2)
specific areas outside the geographical area occupied by the species at
the time it is listed, upon a determination by the Secretary that such
areas are essential for the conservation of the species (16 U.S.C.
1532(5)(A)). Conservation is defined in section 3 of the ESA as ``to
use and the use of all methods and procedures which are necessary to
bring any endangered species or threatened species to the point at
which the measures provided pursuant to this chapter are no longer
necessary'' (16 U.S.C. 1532(3)). Therefore, critical habitat includes
specific areas within the occupied geographical area of the species at
the time of listing that contains the features essential for the
species' recovery. Critical habitat may also include unoccupied areas
determined to be essential to species' conservation and recovery.
However, section 3(5)(C) of the ESA clarifies that except in those
circumstances determined by the Secretary, critical habitat shall not
include the entire geographical area which can be occupied by the
threatened or endangered species.
To identify and designate critical habitat, we considered
information on the distribution of Atlantic sturgeon, the major life
stages, habitat requirements of those life stages, and conservation
objectives that can be supported by identifiable PBFs. In the final
rule listing the Gulf of Maine, New York Bight, and Chesapeake Bay DPSs
of Atlantic sturgeon (77 FR 5880; February 6, 2012), destruction,
modification or curtailment of habitat, overutilization, lack of
regulatory mechanisms for protecting the fish, and other natural or
manmade factors (e.g., vessel strikes) were found to be the threats
contributing to the threatened status of the Gulf of Maine DPS, and the
endangered status of the New York Bight and Chesapeake Bay DPS. In the
final rule listing the Carolina and South Atlantic DPSs of Atlantic
sturgeon (77 FR 5978; February 6, 2012), habitat curtailment and
alteration, bycatch in commercial fisheries, and inadequacy of existing
regulatory mechanisms were found to be the threats contributing to the
endangered status of both DPSs. The Carolina and South Atlantic DPSs
were found to be at 3 percent and 6 percent of their historical
abundances, respectively, due to these threats. Therefore, we evaluated
PBFs of the marine, estuarine, and riverine habitats of Atlantic
sturgeon to determine what PBFs are essential to the conservation of
each DPS.
Accordingly, our step-wise approach for identifying potential
critical habitat areas for the five Atlantic sturgeon DPSs was to
determine: The geographical area occupied by each DPS at the time of
listing; the PBFs essential to the conservation of the DPSs; whether
those PBFs may require special management considerations or protection;
the specific areas of the occupied geographical area where these PBFs
occur; and, whether any unoccupied areas are essential to the
conservation of any DPS.
Geographical Area Occupied by the Species
``Geographical area occupied by the species'' in the definition of
critical habitat is interpreted to mean the entire
[[Page 39217]]
range of the species at the time it was listed, inclusive of all areas
they use and move through seasonally (81 FR 7413; February 11, 2016).
The marine ranges of the Gulf of Maine, New York Bight, Chesapeake Bay,
Carolina, and South Atlantic DPSs of Atlantic sturgeon extend from the
Hamilton Inlet, Labrador, Canada, to Cape Canaveral, Florida, USA (77
FR 5880 and 77 FR 5978; February 6, 2012). We did not consider
geographical areas within Canadian jurisdiction (e.g., Minas Basin, Bay
of Fundy), because we cannot designate critical habitat areas outside
of U.S. jurisdiction (50 CFR 424.12(g)).
The listing rules identified the known spawning rivers for each of
the Atlantic sturgeon DPSs but did not describe the in-river ranges for
the DPSs. The river ranges of each DPS consist of all areas downstream
of the first obstacle to upstream migration (e.g., the lowest dam
without fish passage for sturgeon or significant waterfalls at the fall
line) on each river within the range of the DPS. We identified the Gulf
of Maine DPS in-river range as occurring in the watersheds from the
Maine/Canadian border and extending southward to include all associated
watersheds draining into the Gulf of Maine as far south as Chatham,
Massachusetts. We identified the New York Bight DPS in-river range as
occurring in the watersheds that drain into coastal waters, including
Long Island Sound, the New York Bight, and Delaware Bay, from Chatham,
Massachusetts to the Delaware-Maryland border on Fenwick Island. We
identified the Chesapeake Bay DPS in-river range as occurring in the
watersheds that drain into the Chesapeake Bay and into coastal waters
from the Delaware-Maryland border on Fenwick Island to Cape Henry,
Virginia. We identified the Carolina DPS in-river range as occurring in
the watersheds (including all the rivers and tributaries) from
Albemarle Sound, North Carolina, to Charleston Harbor, South Carolina.
We identified the South Atlantic DPS in-river range as occurring in the
watersheds (including all the rivers and tributaries) from the Ashepoo-
Combahee-Edisto (ACE) Basin in South Carolina to the St. Johns River,
Florida.
Physical or Biological Features Essential for Conservation That May
Require Special Management Considerations or Protection
Within the geographical area occupied by the species, critical
habitat consists of specific areas on which are found those PBFs
essential to the conservation of the species and that may require
special management considerations or protection. PBFs are defined as
the features that support the life-history needs of the species,
including water characteristics, soil type, geological features, sites,
prey, vegetation, symbiotic species, or other features. A feature may
be a single habitat characteristic, or a more complex combination of
habitat characteristics. Features may include habitat characteristics
that support ephemeral or dynamic habitat conditions. Features may also
be expressed in terms relating to principles of conservation biology,
such as patch size, distribution distances, and connectivity (50 CFR
424.02).
The ability of subadults to find and access food is necessary for
continued survival, growth, and physiological development to the adult
life stage. Likewise, given that Atlantic sturgeon mature late and do
not necessarily spawn annually, increased adult survival would improve
the chances that adult Atlantic sturgeon spawn more than once. We
determined that facilitating increased survival of all Atlantic
sturgeon life stages as well as successful adult reproduction, and
juvenile and subadult recruitment into the adult population, would
likely increase the abundance of each DPS. We considered these
conservation objectives to help us identify the physical or biological
features of the critical habitat designations when we reviewed the
literature describing the various types of habitat used by the Gulf of
Maine, New York Bight, Chesapeake Bay, Carolina, and South Atlantic
DPSs of Atlantic sturgeon for the various life functions.
Within the area occupied by Atlantic sturgeon, we considered the
various types of habitat used by the DPSs for various life functions.
Atlantic sturgeon spend the majority of their adult lives in offshore
marine waters. They are known to travel extensively up and down the
East Coast. As summarized in a number of summary documents, including
the Atlantic Sturgeon Status Review (ASSRT, 2007) and the ASMFC's
review of Atlantic coast diadromous fish habitat (Green et al., 2009),
Atlantic sturgeon are benthic foragers and prey upon a variety of
species in marine and estuarine environments (Bigelow and Schroeder,
1953; Scott and Crossman, 1973; Johnson et al., 1997; Guilbard et al.,
2007; Savoy, 2007; Dzaugis, 2013; McLean et al., 2013). In the ocean,
Atlantic sturgeon typically occur in waters less than 50 m deep, travel
long distances, exhibit seasonal coastal movements, and aggregate in
estuarine and ocean waters at certain times of the year (Vladykov and
Greeley, 1963; Holland and Yelverton 1973; Dovel and Berggren, 1983;
Dadswell et al., 1984; Gilbert, 1989; Johnson et al., 1997; Rochard et
al., 1997; Kynard et al., 2000; Savoy and Pacileo, 2003; Eyler et al.,
2004; Stein et al., 2004; Dadswell, 2006; Eyler, 2006; Laney et al.,
2007; ASSRT, 2007; Dunton et al., 2010; Erickson et al., 2011; Dunton
et al., 2012; Oliver et al., 2013; Wirgin et al., 2015). Several winter
congregations of Atlantic sturgeon in the marine environment are known
to occur, though the exact location and importance of those areas in
the southeast is not known, nor whether Atlantic sturgeon are drawn to
particular areas based on PBFs of the habitat. While we can identify
general movement patterns and behavior in the marine environment (e.g.,
aggregating behavior), due to the paucity of data on the DPSs' offshore
needs and specific habitat utilization, we could not at this time
identify PBFs essential to conservation in the marine environment for
any of the DPSs.
Atlantic sturgeon use estuarine areas for foraging, growth, and
movement. Atlantic sturgeon subadults and adults in non-spawning
condition use estuarine waters seasonally, presumably for foraging
opportunities, although evidence in the form of stomach content
collection and analysis is limited (Savoy and Pacileo, 2003; Dzaugis,
2013). We considered all studies that have collected Atlantic sturgeon
stomach contents. All of the prey species identified are indicative of
benthic foraging, but different types of prey were consumed and
different substrates were identified for the areas where Atlantic
sturgeon were foraging (Bigelow and Schroeder, 1953; Johnson et al.,
1997; ASSRT, 2007; Guilbard et al., 2007; Savoy, 2007; Dzaugis, 2013;
McLean et al., 2013). Adding to our uncertainty of the PBF(s) that
support successful foraging for growth and survival of subadults and
adults, Atlantic sturgeon move between estuarine environments in the
spring through fall and can occur in estuarine environments during the
winter as well (Collins et al., 2000; Savoy and Pacileo, 2003; Simpson,
2008; Balazik et al., 2012). Subadult Atlantic sturgeon spawned in one
riverine system may use multiple estuaries for foraging and growth,
including those not directly connected to their natal river. The
benthic invertebrates that comprise the diet of Atlantic sturgeon are
found in soft substrates that are common and widespread in most
estuaries. Limited data are available to differentiate areas of
preferred prey items or higher prey abundance within or across
estuaries. Due to the paucity of data on specific
[[Page 39218]]
habitat or resource utilization, we could not at this time identify any
specific PBFs essential for the conservation of any of the DPSs that
support adult and subadult foraging in estuarine or marine
environments.
Atlantic sturgeon spawning behavior and early life history have
been extensively studied and are fairly well understood, though the
exact location of spawning sites on many rivers (particularly in the
Southeast) is not known or can change from time to time as water depth
and substrate availability changes. However, there is substantial
information in the scientific literature indicating the physical
characteristics of Atlantic sturgeon spawning and early life history
habitat. Therefore, to evaluate potential critical habitat, we focused
on identifying the PBFs that support Atlantic sturgeon reproduction and
survival of early life stages.
The scientific literature indicates that Atlantic sturgeon spawning
occurs well upstream, at or near the fall line of rivers, over hard
substrate consisting of rock, pebbles, gravel, cobble, limestone, or
boulders (Gilbert, 1989; Smith and Clugston, 1997). Hard substrate is
required so that highly adhesive Atlantic sturgeon eggs have a surface
to adhere to during their initial development and young fry can use the
interstitial spaces between rocks, pebbles, cobble, etc., to hide from
predators during downstream movement and maturation (Gilbert, 1989;
Smith and Clugston, 1997).
Very low salinity (i.e., 0.0-0.5 ppt) is another important feature
of Atlantic sturgeon spawning habitat. Exposure to even low levels of
salinity can kill Atlantic sturgeon during their first few weeks of
life; thus, their downstream movement is limited until they can endure
brackish waters (Bain et al., 2000). Shortnose sturgeon tend to spawn
200-300 km upriver, preventing the youngest life stages from salt
exposure too early in their development (Parker and Kynard, 2005;
Kynard, 1997). Parker and Kynard (2005) also noted that long larval/
early juvenile downstream movement is common in both shortnose sturgeon
from the Savannah River and Gulf sturgeon (a sub-species of Atlantic
sturgeon), and that this may be a widespread adaptation of sturgeon
inhabiting river systems in the southern United States. Due to their
similar life history, Atlantic sturgeon most likely adapted a similar
spawning strategy. Therefore, it is essential that the spawning area
has low salinity, and that the spawning location is far enough upstream
to allow newly-spawned Atlantic sturgeon to develop and mature during
their downstream movement before encountering saline water. During
their downstream movement, it is important for developing fish to
forage in areas of soft substrate and to encounter transitional
salinity zones to allow physiological adaptations to higher salinity
waters.
Minimum water depths for Atlantic sturgeon spawning are necessary
to: (1) Allow adult fish to access spawning substrate, (2) adequately
hydrate and aerate newly deposited eggs, and (3) facilitate successful
development and downstream movement of newly spawned Atlantic sturgeon.
However, water depth at these important spawning areas in the Southeast
can be dynamic and portions of rivers may be dry or have little water
at times due to natural seasonal river fluctuations, temporary drought
conditions, and/or regulation by manmade structures such as dams; thus,
these sites require protection to provide consistent services for
sturgeon. The scientific literature indicates that Atlantic sturgeon
spawn in water depths from 3-27 m (9.8-88.6 ft) (Borodin, 1925; Leland,
1968; Scott and Crossman, 1973; Crance, 1987; Bain et al., 2000).
However, much of this information is derived from studies of Atlantic
sturgeon in northern United States and Canadian river systems. Atlantic
sturgeon in the Southeast are likely spawning in much shallower water
depths based on repeated observations by biologists of sturgeon with
lacerations on their undersides from moving into extremely shallow
water to spawn on hard substrate. Based on the available information,
and the body depth and spawning behavior of Atlantic sturgeon, water
depths of at least 1.2 m (4 ft) are deep enough to accommodate Atlantic
sturgeon spawning.
We considered fluid dynamic features as another potential essential
feature of Atlantic sturgeon spawning critical habitat. The scientific
literature provides information on the importance of appropriate water
velocity within Atlantic sturgeon spawning habitat and provides optimal
flows for some rivers. Atlantic sturgeon spawn directly on top of
gravel in fast flowing sections often containing eddies or other
current breaks. Eddies promote position holding between spawning
individuals, trap gametes facilitating fertilization, and diminish the
probability of egg dislocation by currents--facilitating immediate
adhesion of eggs to the gravel substrate (Sulak and Clugston, 1999).
However, velocity data are lacking for many rivers, and where data are
available, the wide fluctuations in velocity rates on a daily, monthly,
seasonal, and annual basis make it difficult to identify a range of
water velocity necessary for the conservation of the species. However,
we do know that water flow must be continuous.
Adult Atlantic sturgeon must be able to safely and efficiently move
from downstream areas into upstream spawning habitats in order to
successfully spawn. In addition, larvae and juvenile Atlantic sturgeon
must be able to safely and efficiently travel from the upstream
spawning areas downstream to nursery and foraging habitat. Therefore,
an essential PBF for Atlantic sturgeon spawning is unobstructed
migratory pathways for safe movement of adults to and from upstream
spawning areas as well as safe movement for the larvae and juveniles
moving downstream. An unobstructed migratory pathway means an
unobstructed river or a dammed river that still allows for passage.
Water quality can be a critically limiting factor to Atlantic
sturgeon in the shallow, warm, poorly oxygenated rivers of the
southeast United States. Conditions in these river systems can change
rapidly, particularly in rivers managed for hydropower production, and
conditions can quickly become suboptimal or lethal for sturgeon. We
considered essential water quality PBFs that support movement and
spawning of adults and growth and development of juvenile Atlantic
sturgeon. The distribution of Atlantic sturgeon juveniles in the natal
estuary is a function of physiological development and habitat
selection based on water quality factors of temperature, salinity, and
DO, which are inter-related environmental variables. In laboratory
studies with salinities of 8 to 15 ppt and temperatures of 12 and 20
[deg]C, juveniles less than a year old had reduced growth at 40 percent
DO saturation, grew best at 70 percent DO saturation, and selected
conditions that supported growth (Niklitschek and Secor, 2009 I;
Niklitschek and Secor, 2009 II). Results obtained for age-1 juveniles
(i.e., greater than 1 year old and less than 2 years old) indicated
that they can tolerate salinities of 33 ppt (i.e., a salinity level
associated with seawater), but grow faster in lower salinity waters
(Niklitschek and Secor, 2009 I; Allen et al., 2014). The best growth
for both age groups occurred at DO concentrations greater than 6.5 mg/
L. While specific DO concentrations at temperatures considered
stressful for Atlantic sturgeon are not available, instantaneous
minimum concentrations of 4.3 mg/L protect survival of shortnose
sturgeon at temperatures greater than 29 [deg]C (EPA, 2003). Secor and
Niklitschek (2001) report shortnose sturgeon are
[[Page 39219]]
more tolerant of higher temperatures than Atlantic sturgeon. This is
why Campbell and Goodman (2003) considered 29 [deg]C a stressful
temperature for shortnose sturgeon, while Secor and Gunderson (1998)
report Atlantic sturgeon becoming stressed at a lower threshold of 26
[deg]C.
In summary, within the area occupied by Atlantic sturgeon, we
considered the various types of habitat used by the species for various
life functions. We determined that Atlantic sturgeon spend the majority
of their adult lives in offshore marine waters where they are known to
travel extensively up and down the East Coast. However, we could not
identify any PBFs in marine waters essential to the conservation of the
species. We also determined Atlantic sturgeon subadults and adults use
estuarine areas for foraging, growth, and movement. The ability of
subadults to find and access food is necessary for continued survival,
growth, and physiological development to the adult life stage.
Likewise, given that Atlantic sturgeon mature late and do not
necessarily spawn annually, increased adult survival would improve the
chances that adult Atlantic sturgeon spawn more than once. Therefore,
we determined a conservation objective for the Gulf of Maine, New York
Bight, Chesapeake Bay, Carolina, and South Atlantic DPSs is to increase
the abundance of each DPS by facilitating increased survival of all
life stages. After examining the information available on spawning and
early life history behavior and habitat, we also concluded that
facilitating adult reproduction and juvenile and subadult recruitment
into the adult population are other conservation objectives for the
Gulf of Maine, New York Bight, Chesapeake Bay, Carolina, and South
Atlantic DPSs of Atlantic sturgeon. We could not identify any specific
PBFs essential to the conservation of the species that support adult
and subadult foraging in estuarine or marine environments. We
determined that protecting spawning areas, juvenile development
habitat, the in-river habitats that allow adults to reach the spawning
areas and newly spawned sturgeon to make a safe downstream migration,
and water quality to support all life stages, will facilitate meeting
the conservation objectives discussed above.
Given the biological needs and tolerances, and environmental
conditions for Gulf of Maine, New York Bight, and Chesapeake Bay DPSs
of Atlantic sturgeon as summarized previously, and the habitat-based
conservation objectives, we identified the following PBFs essential to
their conservation. As we have discussed, these PBFs may be ephemeral
or vary spatially across time. Thus, areas designated as critical
habitat are not required to have the indicated values at all times and
within all parts of the area:
Hard bottom substrate (e.g., rock, cobble, gravel,
limestone, boulder, etc.) in low salinity waters (i.e., 0.0-0.5 ppt
range) for settlement of fertilized eggs, refuge, growth, and
development of early life stages;
Aquatic habitat with a gradual downstream salinity
gradient of 0.5 up to as high as 30 ppt and soft substrate (e.g., sand,
mud) between the river mouth and spawning sites for juvenile foraging
and physiological development;
Water of appropriate depth and absent physical barriers to
passage (e.g., locks, dams, thermal plumes, turbidity, sound,
reservoirs, gear, etc.) between the river mouth and spawning sites
necessary to support: Unimpeded movements of adults to and from
spawning sites; seasonal and physiologically dependent movement of
juvenile Atlantic sturgeon to appropriate salinity zones within the
river estuary, and; staging, resting, or holding of subadults or
Spawning condition adults. Water depths in main river channels must
also be deep enough (e.g., at least 1.2 m) to ensure continuous flow in
the main channel at all times when any sturgeon life stage would be in
the river, and
Water, between the river mouth and spawning sites,
especially in the bottom meter of the water column, with the
temperature, salinity, and oxygen values that, combined, support:
Spawning; annual and interannual adult, subadult, larval, and juvenile
survival; and larval, juvenile, and subadult growth, development, and
recruitment (e.g., 13 [deg]C to 26 [deg]C for spawning habitat and no
more than 30 [deg]C for juvenile rearing habitat, and 6 mg/L or greater
DO for juvenile rearing habitat).
Given the biological needs and tolerances, and environmental
conditions for Atlantic sturgeon in rivers of the Southeast as
summarized previously, and the habitat-based conservation objectives,
we identified the following PBFs essential to Atlantic sturgeon
conservation. As we have discussed, these PBFs may be ephemeral or vary
spatially across time. Thus, areas designated as critical habitat are
not required to have the indicated values at all times and within all
parts of the area:
Hard bottom substrate (e.g., rock, cobble, gravel,
limestone, boulder, etc.) in low salinity waters (i.e., 0.0-0.5 ppt
range) for settlement of fertilized eggs and refuge, growth, and
development of early life stages;
Aquatic habitat inclusive of waters with a gradual
downstream gradient of 0.5 up to as high as 30 ppt and soft substrate
(e.g., sand, mud) between the river mouths and spawning sites for
juvenile foraging and physiological development;
Water of appropriate depth and absent physical barriers to
passage (e.g., locks, dams, thermal plumes, turbidity, sound,
reservoirs, gear, etc.) between the river mouth and spawning sites
necessary to support: (1) Unimpeded movement of adults to and from
spawning sites; (2) seasonal and physiologically dependent movement of
juvenile Atlantic sturgeon to appropriate salinity zones within the
river estuary; and (3) staging, resting, or holding of subadults and
spawning condition adults. Water depths in main river channels must
also be deep enough (at least 1.2 m) to ensure continuous flow in the
main channel at all times when any sturgeon life stage would be in the
river.
Water quality conditions, especially in the bottom meter
of the water column, between the river mouths and spawning sites with
temperature and oxygen values that support: (1) Spawning; (2) annual
and inter-annual adult, subadult, larval, and juvenile survival; and
(3) larval, juvenile, and subadult growth, development, and
recruitment. Appropriate temperature and oxygen values will vary
interdependently, and depending on salinity in a particular habitat.
For example, 6.0 mg/L DO or greater likely supports juvenile rearing
habitat, whereas DO less than 5.0 mg/L for longer than 30 days is less
likely to support rearing when water temperature is greater than 25
[deg]C. In temperatures greater than 26 [deg]C, DO greater than 4.3 mg/
L is needed to protect survival and growth. Temperatures of 13 to 26
[deg]C likely support spawning habitat.
Specific Areas Containing the Essential Features Within the
Geographical Area Occupied by the Species
The definition of critical habitat instructs us to identify
specific areas on which the PBFs essential to the species' conservation
are found. Our regulations state that critical habitat will be defined
by specific limits using reference points and lines on standard
topographic maps of the area, and referencing each area by the state,
county, or other local governmental unit in which it is located (50 CFR
424.12(c)). To identify where the PBF(s) occur within areas occupied by
Atlantic sturgeon, we reviewed the best scientific information
available,
[[Page 39220]]
including the 2007 Atlantic sturgeon status review (ASSRT, 2007), the
ESA listing rules (77 FR 5880 and 77 FR 5914; February 6, 2012),
scientific research reports, information and data gathered during the
peer-review process, and a database developed by the U.S. Geological
Survey for mapping environmental parameters within East Coast rivers to
identify sturgeon habitat. We also considered information on the
location of sturgeon spawning activity from scientific reports, as
active spawning in an area would indicate that the PBF(s) necessary for
spawning are likely present. As noted previously, while we used the
same approach for designating critical habitat for the five DPSs, the
Impacts Analysis and Biological Source Document for the Gulf of Maine,
New York Bight, and Chesapeake Bay DPSs describes that approach for
those DPSs and therefore is not repeated here. Because the critical
habitat designation approach and information on specific rivers within
the range of the Carolina and South Atlantic DPSs was described in the
proposed rule, and not in a separate document, it is provided here for
reference.
Information on documented spawning in specific areas in the
Southeast is rare, but some does exist. For example, large sections of
the Altamaha River have been found to support Atlantic sturgeon
spawning activities for many years (Peterson et al., 2006; Peterson et
al., 2008). We reviewed reports from a NMFS-funded multi-year, multi-
state research project on movement and migration of Atlantic sturgeon
(Species Recovery Grant number NA10NMF4720036, Post et al., 2014). In
these reports, researchers determined which portions of Southeastern
rivers support spawning activities by looking at the upriver extent of
sturgeon movements during spawning season.
There are large areas of most rivers where data are still lacking.
The available data also may represent a snapshot in time, while the
exact location of a habitat feature may change over time (e.g., water
depth fluctuates seasonally, as well as annually, and even hard
substrate may shift position). For example, some data indicate a change
in substrate type within a given location from year to year (e.g., from
sand to gravel). It is not always clear whether such changes are due to
an actual shift in substrate sediments or if the substrate sample was
collected in a slightly different location between samplings. Although
the habitat features may vary even at the same location, if any of the
available data regarding a particular feature fell within the suitable
range (e.g., salinity of 0-0.5 ppt or hard substrate [gravel, cobble,
etc.]), we considered that the essential PBF is present in the area.
For Southeast rivers, when data were not available for certain
rivers or portions of occupied rivers, we used our general knowledge of
Atlantic sturgeon spawning and applied river-specific information to
determine the location of PBFs essential to spawning. We considered
salinity tolerance during the earliest life stages to determine
appropriate habitat for larvae to develop as they mature. Available
telemetry data suggest that most Atlantic sturgeon spawning activity in
the Savannah and Altamaha Rivers starts around rkm 100 (Post et al.,
2014). Similar evidence from the Edisto, Neuse, and Tar-Pamlico Rivers
indicates spawning activity starts around rkm 80. Peer review comments
on the Draft Economic and Biological Information to Inform Atlantic
Sturgeon Critical Habitat Designation (for the Carolina and Southeast
DPSs) indicated that Atlantic sturgeon spawn below the fall line,
unlike shortnose sturgeon that may spawn well above the fall line.
To encompass all areas important for Atlantic sturgeon spawning,
reproduction, and recruitment within rivers where spawning is believed
to occur or may occur, we identified specific areas of critical habitat
from the mouth (rkm 0) of each spawning river to the upstream extent of
the spawning habitat. For rivers that are not dammed and do not reach
the fall line, an easily identifiable landmark (e.g., a dam or a
bridge) was located to serve as the upstream boundary of the units.
Similarly, the ordinary high water mark on the banks of the rivers
encompasses all areas that are expected to contain one or more of the
PBFs and provides an easily identifiable lateral boundary for the
units.
To identify specific habitats used by an Atlantic sturgeon DPS in
occupied rivers, we considered the best scientific information
available that described: (1) Capture location and/or tracking
locations of Atlantic sturgeon identified to its DPS by genetic
analysis; (2) capture location and/or tracking locations of adult
Atlantic sturgeon identified to its DPS based on the presence of a tag
that was applied when the sturgeon was captured as a juvenile in its
natal estuary; (3) capture or detection location of adults in spawning
condition (i.e., extruding eggs or milt) or post-spawning condition
(e.g., concave abdomen for females); (4) capture or detection of YOY
and other juvenile age classes; and (5) collection of eggs or larvae.
Several large coastal rivers within the geographical area occupied
by the Carolina and South Atlantic DPSs of Atlantic sturgeon do not
appear to support spawning and juvenile recruitment or to contain
suitable habitat features to support spawning. These rivers are the
Chowan and New Rivers in North Carolina; the Waccamaw (above its
confluence with Bull Creek which links it to the Pee Dee River),
Sampit, Ashley, Ashepoo, and Broad-Coosawhatchie Rivers in South
Carolina; and the St. Johns River in Florida. We have no information,
current or historical, of Atlantic sturgeon using the Chowan and New
Rivers in North Carolina. Recent telemetry work by Post et al. (2014)
indicates that Atlantic sturgeon do not use the Sampit, Ashley,
Ashepoo, and Broad-Coosawhatchie Rivers in South Carolina. These rivers
are short, coastal plains rivers that most likely do not contain
suitable habitat for Atlantic sturgeon. Post et al. (2014) also found
Atlantic sturgeon only use the portion of the Waccamaw River downstream
of Bull Creek. Due to manmade structures and alterations, spawning
areas in the St. Johns River are not accessible and therefore do not
support a reproducing population. For these reasons, we are not
designating these coastal rivers, or portions of the rivers, as
critical habitat. For rivers we are proposing to designate as critical
habitat, we have historical or current information that they support
spawning and juvenile recruitment as described below.
Roanoke River
The Roanoke River was identified as a spawning river for Atlantic
sturgeon based on the capture of juveniles, the collection of eggs, and
the tracking location of adults. Further, there was information
indicating the historical use of the Roanoke River by Atlantic
sturgeon.
Atlantic sturgeon were historically abundant in the Roanoke River
and Albemarle Sound, but declined dramatically in response to intense
fishing effort in the late 1800s (Armstrong and Hightower, 2002). There
is still a population present in the Albemarle Sound and Roanoke River
(Armstrong and Hightower, 2002; Smith et al., 2015). DNA analyses of
juveniles captured in Albemarle Sound indicate that these fish are
genetically distinct from Atlantic sturgeon collected in other systems
(Wirgin et al., 2000; King et al., 2001).
Historical records and recent research provide accounts of Atlantic
sturgeon spawning within the fall zone (rkm 204-242) of the Roanoke
River (Yarrow, 1874; Worth, 1904; Armstrong and Hightower, 2002; Smith
et al., 2015).
[[Page 39221]]
Atlantic sturgeon remains from archaeological sites on the Roanoke
River have been found as far upstream as rkm 261, approximately 19
miles (30.5 km) above the upper end of the fall zone (VanDerwarker,
2001; Armstrong and Hightower, 2002); however, that was prior to the
construction of dams now located throughout the river. The farthest
downstream dam, the Roanoke Rapids Dam, is located near the fall line
at rkm 221. No fish passage exists at this dam, so all Atlantic
sturgeon are restricted to the lower 17 rkm of fall zone habitat, which
extends from the Roanoke Rapids Dam to Weldon, North Carolina at rkm
204 (Armstrong and Hightower, 2002; Smith et al., 2015).
Historical and current data indicate that spawning occurs in the
Roanoke River, where both adults and small juveniles have been
captured. Since 1990, the NCDMF has conducted the Albemarle Sound
Independent Gill Net Survey (IGNS). From 1990 to 2006, 842 sturgeon
were captured ranging from 15.3 to 100 cm fork length (FL), averaging
47.2 cm FL. One hundred and thirty-three (16 percent) of the 842
sturgeon captured were classified as YOY (41 cm total length (TL), 35
cm FL); the others were subadults (ASSRT, 2007). A recent study by
Smith et al. (2015), using acoustic telemetry data and egg collection
during the fall of 2013, identified a spawning location near Weldon,
North Carolina (rkm 204). The location contains the first shoals
encountered by Atlantic sturgeon as they move upstream to spawn (Smith
et al., 2015). The channel in this area is approximately 100 m wide and
the substrate is primarily bedrock, along with fine gravel and coarse
sediments in low-flow areas (Smith et al., 2015). During the study, 38
eggs were collected during 21 days that spawning pads were deployed
(Smith et al., 2015).
A scientific survey also shows the presence of adult Atlantic
sturgeon in the Roanoke River. Using side-scan sonar, Flowers and
Hightower (2015) conducted surveys near the freshwater-saltwater
interface with repeated surveys performed over 3 days. The surveys
detected 4 Atlantic sturgeon greater than 1 m TL. Based on these
detections, an abundance estimate for riverine Atlantic sturgeon of
10.9 (95 percent confidence interval 3-36) fish greater than 1 m was
calculated for the Roanoke River. This estimate does not account for
fish less than 1 m TL, occurring in riverine reaches not surveyed, or
in marine waters.
Tar-Pamlico River
The Tar-Pamlico River was identified as a spawning river for
Atlantic sturgeon based on the evidence of spawning and the capture of
juveniles. The Tar-Pamlico River, one of two major tributaries to
Pamlico Sound, is dammed. However, all riverine spawning habitat is
accessible to Atlantic sturgeon in the Tar-Pamlico River, because the
lower-most dam, the Rocky Mount Mill Pond Dam (rkm 199), is located at
the fall line.
Evidence of spawning was reported by Hoff (1980), after the capture
of very young juveniles in the Tar River. Two juveniles were observed
dead on the bank of Banjo Creek, a tributary to the Pamlico System
(ASSRT, 2007). A sampling program similar to the Albemarle Sound IGNS
collected 14 Atlantic sturgeon in 2004. These fish ranged in size from
460 to 802 mm FL and averaged 575 mm FL. The NCDMF Observer Program
reported the capture of 12 Atlantic sturgeon in the Pamlico Sound from
April 2004 to December 2005; these fish averaged 600 mm TL (ASSRT,
2007).
Neuse River
The Neuse River was identified as a spawning river for Atlantic
sturgeon based on the capture of small juveniles. Bain (1997) reports
that ``early juveniles'' (20-440 mm FL) remain in their natal rivers
until they become ``intermediate juveniles'' (450-630 mm FL) and begin
gradually emigrating from the river during periods of rapid growth.
Hoff (1980) reports sturgeon studies in the Neuse and Pamlico Rivers
and Pamlico Sound captured low numbers of small (400-600 mm TL)
sturgeon. The NCDMF Observer Program and an independent gill net survey
report the captures of Atlantic sturgeon in the Neuse River were low
during the period 2001-2003, ranging from zero to one fish/year.
However, in 2004, this survey collected 5 Atlantic sturgeon ranging
from 470-802 mm FL; none could be classified as early juveniles and 3
could be classified as intermediate juveniles. In 2005, 23 Atlantic
sturgeon were captured ranging from 365-650 mm FL; 9 could be
classified as early juveniles and 14 could be classified as
intermediate juveniles. From 2006-2013, another nine Atlantic sturgeon
were captured ranging in size from 480-2,300 mm FL; the most caught in
any given year during that period was four (2004). Of those nine
animals, none would be classified as early juveniles but four could be
classified as intermediate juveniles. One 720 mm TL Atlantic sturgeon
was captured in 2014. Seventeen Atlantic sturgeon were caught in 2015
ranging in size from 365-1,435 mm FL; four could be classified as early
juveniles and eight could be classified as intermediate juveniles. In
2016, three Atlantic sturgeon were captured ranging in size from 464-
656 mm FL; none could be classified as early juveniles and two could be
classified as intermediate juveniles (M. Loeffler, NCDMF, to A.
Herndon, NMFS, pers. comm. March 2017). From 2002-2003, four Atlantic
sturgeon (561-992 mm FL) were captured by North Carolina State
University personnel sampling in the Neuse River (Oakley, 2003).
Similarly, the NCDMF Observer Program documented the capture of 12
Atlantic sturgeon in the Pamlico Sound from April 2004 to December
2005; none of these were YOY or spawning adults, averaging
approximately 600 mm TL (ASSRT, 2007). Three additional specimens of
YOY captured in the Neuse River in 1974 were found in a collection at
North Carolina State University (J. Hightower, NCSU, to A. Herndon,
NMFS, pers. comm. March 2017). An additional record of a YOY captured
in the Neuse River in 1974, was provided by the North Carolina Museum
of Natural Sciences (G. Hogue, NCMNS, to A. Herndon, NMFS, pers. comm.
March 2017). Because sturgeon cannot pass above the Milburnie Dam, we
believe that dam is likely the farthest upstream extent of spawning
habitat accessible to Atlantic sturgeon.
Cape Fear River System
The Cape Fear and Northeast Cape Fear Rivers were identified as
spawning rivers for Atlantic sturgeon based on the capture of
juveniles, the capture of adults in spawning condition, and the
tracking location of adults, and information indicating the historical
use by Atlantic sturgeon. In the late 1800s, the Cape Fear River had
the largest landings of sturgeon in the southeastern United States
(Moser and Ross, 1995). While species identification (i.e., shortnose
or Atlantic sturgeon) is not possible, these landings suggest large
populations of both species. The Cape Fear River is tidally influenced
by diurnal tides up to at least rkm 96, and is also dredged extensively
to maintain a depth of 12 m up to rkm 49 and then a depth of 4 m up to
Lock and Dam #1. There are numerous deep holes (>10 m) throughout this
extent.
A gill net survey for adult shortnose and juvenile Atlantic
sturgeon was conducted in the Cape Fear River drainage from 1990 to
1992, and replicated from 1997 to 2005. Each sampling period included
two overnight sets. The 1990-1992 survey captured 100 Atlantic sturgeon
below Lock and Dam #1 (rkm 95). In 1997, 16 Atlantic sturgeon were
captured below Lock and
[[Page 39222]]
Dam #1, an additional 60 Atlantic sturgeon were caught in the Brunswick
(a tributary of the Cape Fear River), and 12 were caught in the
Northeast Cape Fear River (Moser et al. 1998). Additionally, Ross et
al. (1988 in Moser and Ross, 1995) reported the capture of a gravid
female in the Cape Fear River.
Recent telemetry work conducted in the Cape Fear and Northeast Cape
Fear Rivers showed that subadult Atlantic sturgeon movement and
distribution followed seasonal patterns (Loeffler and Collier in Post
et al., 2014). During summer months, Atlantic sturgeon distribution was
shifted upriver with limited large-scale movements; during the coldest
time of year, subadult fish were absent from the rivers and had
migrated to the estuary or ocean (Loeffler and Collier in Post et al.,
2014). The high inter-annual return rates of tagged fish to the system
demonstrate that Atlantic sturgeon have fidelity to these rivers; this
implies that the Cape Fear River system may be the natal system for
these fish (Loeffler and Collier in Post et al., 2014).
Further evidence of the importance of this system is demonstrated
by the movement patterns of one of five adult Atlantic sturgeon tagged
during the study that has shown site fidelity. This individual fish was
in ripe and running condition at the time of tagging. This fish
subsequently returned to the Cape Fear River system each of the
following years (2013 and 2014) and has been detected farther upstream
in both the Cape Fear (rkm 95) and Northeast Cape Fear (rkm 132) rivers
than any tagged subadult fish during this study. This fish did not use
the fish passage rock arch ramp at Lock and Dam #1; however, at the
time when it was present at the base of the dam, the rock arch ramp
structure was only partially complete. In all years of the study this
fish had movement patterns that are consistent with spawning behavior,
and this demonstrates that both the Northeast Cape Fear and Cape Fear
Rivers may be important spawning areas. While telemetry data have not
indicated Atlantic sturgeon presence above Lock and Dam #1, we believe
the fish passage present at the dam is successful or that fish pass
through the lock. We base this determination on reports of Atlantic
sturgeon above Lock and Dam #1 (F. Rohde, NMFS, pers. comm. to J.
Rueter, NMFS, July 14, 2015). Because sturgeon cannot currently pass
above the Lock and Dam #2, we believe that dam is likely the farthest
upstream extent of spawning habitat currently accessible to Atlantic
sturgeon in the occupied unit of the river. The Northeast Cape River is
not dammed and does not extend all the way to the fall line. For these
reasons we used an easily identifiable landmark (e.g., upstream side of
Rones Chapel Road Bridge) to serve as the upstream boundary.
Pee Dee River System
The Pee Dee River System was identified as providing spawning
habitat used by Atlantic sturgeon based on the capture of juveniles,
the capture of adults in spawning condition, and the tracking location
of adults. Captures of age-1 juveniles from the Waccamaw River during
the early 1980s suggest that a reproducing population of Atlantic
sturgeon existed in that river, although the fish could have been from
the nearby Pee Dee River (Collins and Smith 1997). Additionally,
telemetry data from tagged adult Atlantic sturgeon appear to show
individuals making spawning runs into the Pee Dee River by traveling up
the Waccamaw River, through Bull Creek, and into the Pee Dee River. (B.
Post, SCDNR, pers. comm. to J. Rueter, NMFS, July 9, 2015).
Based on preliminary analyses of sturgeon detections during their
study, Post et al. (2014) concluded the Pee Dee River system appears to
be used by Atlantic sturgeon for summer/winter seasonal habitat as well
as for spawning. From 2011 to 2014, 41 sturgeon were detected in
upstream areas of the Pee Dee River that were considered to be spawning
areas. All 10 Atlantic sturgeon that were originally implanted with
transmitters in the Pee Dee System were later detected displaying
upstream and downstream movement. Distinct movement patterns were
evident for these fish as similar patterns were observed each year of
the study period. Two of the 10 fish originally tagged in the Pee Dee
System and many tagged fish from other systems made spawning runs in
the Pee Dee River (Post et al., 2014). The fall line is located
approximately 35 rkm below Blewett Falls Dam, which is impassable to
sturgeon. Thus, we believe the dam represents the upstream extent of
spawning habitat accessible to Atlantic sturgeon on the Pee Dee River
system.
Black River, South Carolina
The Black River was identified as a spawning river for Atlantic
sturgeon based on the capture of juveniles and the tracking location of
adults. During a telemetry study from 2011 to 2014, Post et al. (2014)
detected 10 juveniles and 10 adults using the Black River. An adult
male was detected at the last receiver station in the river one year
(rkm 70.4) and the next to last receiver station in a subsequent year.
While the receiver stations were not at the fall line, they were very
far upriver, and it is likely that the only reason this fish traveled
so far upriver was to spawn (B. Post, SCDNR, pers. comm. to J. Rueter,
NMFS PRD, July 9, 2015). Juveniles were located as far upstream as rkm
42.1, suggesting the Black River is also an important foraging/refuge
habitat. The main stem of the Black River becomes braided before
reaching the fall line and is no longer identifiable above Interstate
Highway 95. Thus, setting the boundary at that highway includes the
upstream extent of spawning habitat within the unit.
Santee and Cooper Rivers
The Santee-Cooper River system was identified as a spawning river
system for Atlantic sturgeon based on the capture of YOY. The Santee
River basin is the second largest watershed on the Atlantic Coast of
the United States; however, with the completion of Wilson Dam in the
1940s, upstream fish migrations were restricted to the lowermost 145
rkms of the Santee River. Following construction of the Wilson and
Pinopolis Dams, the connectivity between the coastal plain and piedmont
was lost. In the 1980s, a fish passage facility at the St. Stephen
powerhouse, designed to pass American shad and blueback herring, was
completed that attempted to restore connectivity throughout the system.
The passage facility has not been successful for Atlantic sturgeon
(Post et al., 2014). However, in 2007 an Atlantic sturgeon entered the
fish passage facility at the fishway to the lift, presumably in an
attempt to migrate upstream to spawn, and was subsequently physically
removed and then released downstream into the Santee River (A. Crosby,
SCDNR, pers. comm.).
Historically, the Cooper River was a small coastal plain river that
fed into Charleston Harbor. The completion of the Santee Cooper
hydropower project in the 1940s dramatically changed river discharge in
the Cooper River. From the 1940s into the 1980s, nearly all river
discharge of the Santee River was diverted through the Santee Cooper
project, run through the hydroelectric units in Pinopolis Dam, and
discharged down the Tailrace Canal and into the Cooper River. In the
1980s, the Rediversion Project redirected part of the system's
discharge back to the Santee River; however, a significant discharge of
freshwater still flows into the Cooper River. The Cooper River provides
the dominant freshwater input for the Charleston Harbor and provides 77
rkm of riverine habitat (Post et al., 2014).
[[Page 39223]]
The capture of 151 subadults, including age-1 fish, from 1970-1995
indicates a population exists in the Santee River (Collins and Smith,
1997). Four juvenile Atlantic sturgeon, including YOY, were captured in
the winter of 2003, one in the Santee and three in the Cooper Rivers
(McCord, 2004). These data support the existence of a spawning
population, but SCDNR biologists working in the Santee-Cooper system
believe the smaller fish are pushed into the system from the Pee Dee
and/or Waccamaw Rivers during flooding conditions (McCord, 2004). This
hypothesis is based on the lack of access to suitable spawning habitat
due to the locations of the Wilson Dam on the Santee River, the St.
Stephen Powerhouse on the Rediversion Canal, and the Pinopolis Dam on
the Cooper River. Nonetheless, the Santee-Cooper River system appears
to be important foraging and refuge habitat and could serve as
important spawning habitat once access to historical spawning grounds
is restored through a fishway prescription under the FPA (NMFS, 2007).
In addition, hard substrate that could be used for spawning exists in
the reach of the Santee River below the Wilson Dam, but has been
rendered inaccessible by inadequate flow regimes below the dam. We
anticipate this will be addressed in the new hydropower license for the
Santee-Cooper project.
In a recent telemetry study by Post et al. (2014), four Atlantic
sturgeon were tagged in the Santee River from 2011 to 2014. Of these
four, one was detected in the river, one was detected at the mouth of
the river, and the other two have not been detected in the Santee River
system since being tagged. There was no detectable spawning run or
pattern of movement for the tagged fish that remained in the Santee
River (Post et al., 2014). There were no Atlantic sturgeon captured in
the Cooper River during the Post et al. (2014) study. There were seven
Atlantic sturgeon detected in the Cooper River that had been tagged in
other systems. The Atlantic sturgeon that were detected in the Cooper
River were more commonly detected in the saltwater tidal zone, with the
exception of one that made a presumed spawning run to Pinopolis Dam in
the fall of 2013 (Post et al., 2014). The upstream extents of potential
spawning habitat available to Atlantic sturgeon in the occupied
portions of the Santee and Cooper Rivers are at the Wilson and
Pinopolis Dams, respectively.
Edisto River
The Edisto is the largest river in the Ashepoo, Combahee, Edisto
(ACE) Basin. It begins in the transition zone between piedmont and
coastal plain and is unimpeded for its entire length. It is the longest
free flowing blackwater river in South Carolina. During excessive rainy
seasons it will inundate lowlands and swamps, and the flow basin
increases to a mile (1.6 km) wide or more. The Edisto River was
identified as a spawning river for Atlantic sturgeon based on the
capture of an adult in spawning condition and capture location and
tracking of adults.
Spawning adults (39 in 1998) and YOY (1,331 from 1994-2001) have
been captured in the ACE basin (Collins and Smith, 1997; ASSRT, 2007).
One gravid female was captured in the Edisto River during sampling
efforts in 1997 (ASSRT, 2007). Seventy-six Atlantic sturgeon were
tagged in the Edisto River during a 2011 to 2014 telemetry study (Post
et al., 2014). After tagging, 58 of the 76 Atlantic sturgeon tagged
were detected again in the Edisto River during the study. Distinct
movement patterns of Atlantic sturgeon were evident. Fish entered the
river between April and June and were detected in the saltwater tidal
zone until water temperature decreased below 25 [deg]C. They then moved
into the freshwater tidal area, and some fish made presumed spawning
migrations in the fall around September-October. Spawning migrations
were thought to be occurring based on fish movements upstream to the
presumed spawning zone between rkm 78 and 210. Fish stayed in these
presumed spawning zones for an average of 22 days. The tagged Atlantic
sturgeon left the river system by November. A number of tagged
individuals were detected making such movements during multiple years
of the study. Only those fish that were tagged in the Edisto River were
detected upstream near presumed spawning grounds, while fish detected
in the Edisto River, but tagged elsewhere, were not detected near the
presumed spawning areas. In the winter and spring, Atlantic sturgeon
were generally absent from the system except for a few fish that
remained in the saltwater tidal zone (Post et al., 2014). The North and
South Forks of the Edisto River represent the upstream boundary for the
Edisto River. Both forks occur at or very near the fall line, and
likely represent the upstream extent of spawning habitat accessible to
Atlantic sturgeon on the Edisto River.
Combahee-Salkehatchie River
The Combahee-Salkehatchie River was identified as a spawning river
for Atlantic sturgeon based on capture location and tracking locations
of adults and the spawning condition of an adult. Spawning adults (39
in 1998) and YOY (1,331 from 1994-2001) have been captured in the ACE
basin (Collins and Smith, 1997; ASSRT, 2007). One running ripe male was
captured in the Combahee River during a sampling program in 1997
(ASSRT, 2007). Seven Atlantic sturgeon were captured and five were
tagged during a 2010 and 2011 telemetry study (Post et al., 2014).
Atlantic sturgeon that were tagged in the Combahee River were absent
from the system for the majority of the study period. An Atlantic
sturgeon that was tagged in June of 2011 left the system in the fall of
2011, returned in July 2012 and left the system again in the fall of
2012. This fish was detected the farthest upstream of any tagged
Atlantic sturgeon in the Combahee River (rkm 56). Another individual
was identified as a running ripe male at capture in the Combahee River
in March 2011, was detected again exhibiting spawning behavior in the
North East Cape Fear River, North Carolina, in March 2012, and in 2014
was detected from February-April in the Pee Dee System. The main stem
of the Combahee-Salkehatchie River runs out well before the fall line.
Thus, we believe the upstream extent of spawning habitat in the rivers
is at the confluence of the Buck and Rosemary Creeks, which also marks
the upstream boundary for the Combahee-Salkehatchie River.
Savannah River
The Savannah River was identified as a spawning river for Atlantic
sturgeon based on capture location and tracking locations of adults and
the collection of larvae. Forty-three Atlantic sturgeon larvae were
collected in upstream locations (rkm 113-283) near presumed spawning
locations (Collins and Smith, 1997). Seven Atlantic sturgeon were also
tagged from 2011 to 2014 and distinct movement patterns were evident
(Post et al., 2014). In 2011, one individual was detected travelling
upstream in mid-April and remained at a presumed spawning area (rkm
200-301) through mid-September. Two Atlantic sturgeon migrated into the
system and upstream to presumed spawning grounds in 2012. The first
entered the system in mid-August and returned downriver in mid-
September; the other entered the system in mid-September and returned
downriver in mid-October. Four Atlantic sturgeon entered the Savannah
River and migrated upstream during the late summer and fall months in
2013. Two Atlantic sturgeon previously tagged in the Savannah River
made upstream spawning movements; this was the second year (2011) one
of these fish was
[[Page 39224]]
detected making similar upstream movements. These two fish were also
detected immediately upstream of the NSBL&D (rkm 301). It is unknown if
they passed through the lock or swam over the dam during high flows.
There is a strong possibility that one fish may have been detected by
the receiver directly upstream while still remaining downstream of the
dam and while flow control gates were in a full open position. Atlantic
sturgeon in the Savannah River were documented displaying similar
behavior 3 years in a row--migrating upstream during the fall and then
being absent from the system during spring and summer. Because sturgeon
cannot currently pass above the NSBL&D, we believe that dam is the
farthest upstream extent of spawning habitat accessible to Atlantic
sturgeon in the occupied reaches of the river.
Ogeechee River
The Ogeechee River was identified as a spawning river for Atlantic
sturgeon based on tracking of adults and YOY. Seventeen Atlantic
sturgeon (each measuring less than 30 cm TL) considered to be YOY were
collected in 2003 by the Army's Environmental and Natural Resources
Division (AENRD) at Fort Stewart, Georgia. An additional 137 fish were
captured by the AENRD in 2004. Nine of these fish measured less than 41
cm TL and were considered YOY. During a telemetry study from 2011 to
2014, there were no capture or tagging efforts conducted in the
Ogeechee River; however, 40 Atlantic sturgeon were detected in the
Ogeechee River (Ingram and Peterson, 2016). A rock shoal exists at the
fall line on the Ogeechee River. However, it is possible that during
certain high flow periods Atlantic sturgeon could pass above those
shoals. Instead, the impassable Mayfield Mill Dam likely represents the
extent of upstream spawning habitat accessible to Atlantic sturgeon on
the Ogeechee River.
Altamaha River
The Altamaha River and its major tributaries, the Oconee and
Ocmulgee Rivers, were identified as spawning rivers for Atlantic
sturgeon based on capture location and tracking of adults and the
capture of adults in spawning condition. The Altamaha River supports
one of the healthiest Atlantic sturgeon subpopulations in the
Southeast, with over 2,000 subadults captured in trammel nets in a
2003-2005 study, 800 of which were nominally age-1 as indicated by size
(ASSRT, 2007). A survey targeting Atlantic sturgeon was initiated in
2003 by the University of Georgia. By October 2005, 1,022 Atlantic
sturgeon had been captured using trammel and large gill nets. Two
hundred and sixty-seven of these fish were collected during the spring
spawning run in 2004 (74 adults) and 2005 (139 adults). From these
captures, 308 (2004) and 378 (2005) adults were estimated to have
participated in the spring spawning run, representing 1.5 percent of
Georgia's historical spawning stock (females) as estimated from U.S.
Fish Commission landing records (Schueller and Peterson, 2006; Secor
2002).
In a telemetry study by Peterson et al. (2006), most tagged adult
Atlantic sturgeon were found between rkm 215 and 420 in October and
November when water temperatures were appropriate for spawning. There
are swift currents and rocky substrates throughout this stretch of
river (Peterson et al., 2006). Two hundred thirteen adults in spawning
condition were captured in the Altamaha system in 2004-2005 (Peterson
et al., 2006).
Forty-five adult Atlantic sturgeon were captured and tagged from
2011 to 2013 (Ingram and Peterson, 2016). Telemetry data from the
tagged individuals indicated that the fish were present in the system
from April through December. Twenty-six fish made significant (>160
rkm) migrations upstream with eight fish making the migration in at
least two of the years and four making the migration in all three years
of the study. No site fidelity was apparent based on these data;
however, an upriver site near the confluence of the Ocmulgee (rkm 340-
350) was visited by multiple fish in multiple years. Fish migrated
upstream into both the Ocmulgee and Oconee Rivers, but the majority
entered the Ocmulgee River. The maximum extent of these upriver
migrations was rkm 408 in the Ocmulgee River and rkm 356 in the Oconee
River (Ingram and Peterson, 2016).
Two general migration patterns were observed for fish in this
system. Early upriver migrations that began in April-May typically
occurred in two steps, with fish remaining at mid-river locations
during the summer months before continuing upstream in the fall. The
late-year migrations, however, were typically initiated in August or
September and were generally non-stop. Regardless of which migration
pattern was used during upstream migration, all fish exhibited a one-
step pattern of migrating downstream in December and early January
(Ingram and Peterson, 2016). Sinclair Dam is approximately 15 rkm above
the fall line on the Oconee River and represents the upstream boundary
of critical habitat on the river. The Juliette Dam on the Ocmulgee
River is approximately 40 rkm above the fall line and represents the
upstream boundary of critical habitat on the river.
Satilla River
The Satilla River was identified as a spawning river for Atlantic
sturgeon based on the capture of adults in spawning condition. Ong et
al. (1996) captured four reproductively mature Atlantic sturgeon on
spawning grounds during the spawning season in the Satilla River. The
main stem of the Satilla River runs out well before the fall line.
Thus, we believe the upstream extent of spawning habitat in the river
is at the confluence of the Satilla and Wiggins Creeks.
St. Marys River
The St. Marys River was identified as a spawning river for Atlantic
sturgeon based on the capture of YOY Atlantic sturgeon. Atlantic
sturgeon were once thought to be extirpated in the St. Marys River.
However, nine Atlantic sturgeon were captured in sampling efforts
between May 19 and June 9, 2014. Captured fish ranged in size from 293
mm (YOY) to 932 mm (subadult). This is a possible indication of a slow
and protracted recovery in the St. Marys (D. Peterson, UGA, pers. comm.
to J. Rueter, NMFS PRD, July 8, 2015). The main stem of the St. Marys
River runs out well before the fall line. Thus, we believe the upstream
extent of spawning habitat in the river is at the confluence of the
Middle Prong St. Marys and St. Marys Rivers.
Using this information, we identified 14 areas within the
geographical area occupied by the Carolina and South Atlantic DPSs, at
the time of listing, that contain the PBFs essential to conservation of
the species. Our descriptions of the critical habitat units and PBFs
for the Carolina and South Atlantic DPSs use both the terms ``river
mouth'' and ``rkm 0.'' Those terms are interchangeable and we use them
as such.
The ordinary high water mark on each bank of the river and
shorelines is the lateral extent of the following occupied critical
habitat units:
Carolina Unit 1 includes the Roanoke River main stem from the
Roanoke Rapids Dam downstream to rkm 0;
Carolina Unit 2 includes the Tar-Pamlico River main stem from the
Rocky Mount Millpond Dam downstream to rkm 0;
Carolina Unit 3 includes the Neuse River main stem from the
Milburnie Dam downstream to rkm 0;
Carolina Unit 4 includes the Cape Fear River main stem from Lock
and
[[Page 39225]]
Dam #2 downstream to rkm 0 and the Northeast Cape Fear River from the
upstream side of Rones Chapel Road Bridge downstream to the confluence
with the Cape Fear River;
Carolina Unit 5 includes the Pee Dee River main stem from Blewett
Falls Dam downstream to rkm 0, the Waccamaw River from Bull Creek
downstream to rkm 0, and Bull Creek from the Pee Dee River to the
confluence with the Waccamaw River;
Carolina Unit 6 includes the Black River main stem from Interstate
Highway 95 downstream to rkm 0;
Carolina Unit 7 includes the Santee River main stem from the Wilson
Dam downstream to the fork of the North Santee River and South Santee
River distributaries, the Rediversion Canal from the St. Stephen
Powerhouse downstream to the confluence with the Santee River, the
North Santee River from the fork of the Santee River and South Santee
River downstream to rkm 0, the South Santee River from the fork of the
Santee River and North Santee River downstream to rkm 0, the Tailrace
Canal from Pinopolis Dam downstream to the West Branch Cooper River,
the West Branch Cooper River from the Tailrace Canal downstream to the
confluence with the East Branch Cooper River, and the Cooper River from
the confluence of the West Branch Cooper River and East Branch Cooper
River tributaries downstream to rkm 0;
South Atlantic Unit 1 includes the North Fork Edisto River from
Cones Pond downstream to the confluence with the South Fork Edisto
River, the South Fork Edisto River from Highway 121 downstream to the
confluence with the North Fork Edisto River, the Edisto River main stem
from the confluence of the North Fork Edisto River and South Fork
Edisto River tributaries downstream to the fork at the North Edisto
River and South Edisto River distributaries, the North Edisto River
from the Edisto River downstream to rkm 0, and the South Edisto River
from the Edisto River downstream to rkm 0;
South Atlantic Unit 2 includes the main stem Combahee--Salkehatchie
River from the confluence of Buck and Rosemary Creeks with the
Salkehatchie River downstream to the Combahee River, and the Combahee
River from the Salkehatchie River downstream to rkm 0;
South Atlantic Unit 3 includes the main stem Savannah River from
the New Savannah Bluff Lock and Dam downstream to rkm 0;
South Atlantic Unit 4 includes the main stem Ogeechee River from
the Mayfield Mill Dam downstream to rkm 0;
South Atlantic Unit 5 includes the main stem Oconee River from
Sinclair Dam downstream to the confluence with the Ocmulgee River, the
main stem Ocmulgee River from Juliette Dam downstream to the confluence
with the Oconee River, and the main stem Altamaha River from the
confluence of the Oconee River and Ocmulgee River downstream to rkm 0;
South Atlantic Unit 6 includes the main stem Satilla River from the
confluence of Satilla and Wiggins Creeks downstream to rkm 0; and
South Atlantic Unit 7 includes the main stem St. Marys River from
the confluence of Middle Prong St. Marys and the St. Marys Rivers
downstream to rkm 0.
Need for Special Management Considerations or Protection
We concluded that each of the PBFs defined above for the Gulf of
Maine, New York Bight, Chesapeake Bay, Carolina, and South Atlantic
DPSs of Atlantic sturgeon may require special management considerations
or protection. Barriers (e.g., dams, tidal turbines) to generate power
or control water flow in rivers used by Atlantic sturgeon can damage or
destroy bottom habitat needed for spawning and rearing of juveniles,
restrict movement of adults to and from spawning grounds, prevent
juveniles from accessing the full range of salinity in the natal
estuary, and alter water quality parameters, including water depth,
temperature and DO, to the detriment of sturgeon reproduction, growth,
and survival. Water withdrawals can similarly adversely impact water
quality for Atlantic sturgeon spawning, recruitment, and development.
Land development and commercial and recreational activities on a river
can contribute to sediment deposition that affects water quality
necessary for successful spawning and recruitment. A build-up of fine
sediments may, for example, reduce the suitability of hard spawning
substrate for Atlantic sturgeon egg adherence and reduce the
interstitial spaces used by larvae for refuge from predators. Dredging
to remove sediment build-up, to deepen harbors and facilitate vessel
traffic, or to mine construction materials may remove or alter hard
substrate that is necessary for egg adherence and that serves as refuge
for larvae or soft substrate needed for juvenile foraging, and may
change the water depth, resulting in shifts in the salt wedge within
the estuary, or change other characteristics of the water quality
(e.g., temperature, DO) necessary for the developing eggs, larvae, and
juveniles.
The PBFs essential for successful Atlantic sturgeon reproduction
and recruitment may also require special management considerations or
protection as a result of global climate change. Conditions in the
rivers of the Southeast used by sturgeon already threaten the species'
survival and recovery due to exceedances of temperature tolerances and
the sensitivity of sturgeon to low DO levels; these impacts will worsen
as a result of global climate change and predicted warming of the U.S.
Atlantic Coast. Many communities and commercial facilities withdraw
water from the rivers containing the PBFs essential to Atlantic
sturgeon reproduction. Water withdrawals during drought events can
affect flows, depths, and the position of the salt wedge, further
impacting the water flow necessary for successful sturgeon
reproduction, and they can also affect DO levels. Attempts to control
water during floods (e.g., spilling water from dams upriver of Atlantic
sturgeon spawning and rearing habitat) can similarly alter flows to the
point of dislodging fertilized eggs, washing early life stages
downstream into more saline habitat before being developmentally ready,
and creating barriers (e.g., from debris) to upstream and downstream
passage of adults and juveniles. We therefore conclude that the PBFs
essential to the conservation of the Gulf of Maine, New York Bight,
Chesapeake Bay, Carolina, and South Atlantic DPSs may require special
management considerations or protections.
Unoccupied Areas
ESA section 3(5)(A)(ii) defines critical habitat to include
specific areas outside the geographical area occupied if the areas are
determined by the Secretary to be essential for the conservation of the
species. Our regulations at 50 CFR 424.12(g) also state: ``The
Secretary will not designate critical habitat within foreign countries
or in other areas outside of the jurisdiction of the United States.''
There are riverine areas outside of the geographical area occupied
by the Gulf of Maine, New York Bight, and Chesapeake Bay DPSs as a
result of dams and natural falls. We considered whether these
unoccupied areas were essential to the conservation of the respective
DPSs and concluded that they were not essential because nearly all
known historical habitat is accessible to the Gulf of Maine, New York
Bight, and Chesapeake Bay DPSs (ASSRT, 2007; 77 FR 5880; February 6,
2012) and, because additional unoccupied habitat is not necessary in
light of any
[[Page 39226]]
anticipated impacts of climate change. Therefore, we are not
designating critical habitat within any unoccupied areas for the Gulf
of Maine, New York Bight, and Chesapeake Bay DPSs.
For the Carolina and South Atlantic DPS, we had proposed to
designate areas of unoccupied critical habitat. However, based on input
received during the public review process, we reconsidered those
proposals. After discussion with USFWS and state resource managers, we
are uncertain whether the Cape Fear River unoccupied unit (i.e., the
area between Lock and Dam #2 and Lock and Dam #3) contains spawning
habitat that would make it essential for the conservation of species.
In addition,, following the conclusion of our discretionary exclusion
analysis we have elected to exercise our discretion under section
4(b)(2) of the ESA and exclude the Santee-Cooper river system and
Savannah River unoccupied units of critical habitat. We determined the
benefits of exclusion (that is, avoiding some or all of the impacts
that would result from designation) outweigh the benefits of
designation.
BILLING CODE 3510-22-P
[[Page 39227]]
[GRAPHIC] [TIFF OMITTED] TR17AU17.000
BILLING CODE 3510-22-C
[[Page 39228]]
Application of ESA Section 4(a)(3)(B)(i) (Military Lands)
Section 4(a)(3)(B)(i) of the ESA prohibits designating as critical
habitat any lands or other geographical areas owned or controlled by
the DOD, or designated for its use, that are subject to an INRMP
prepared under section 101 of the Sikes Act (16 U.S.C. 670a), if the
Secretary determines in writing that such plan provides a benefit to
the species for which critical habitat is proposed for designation. The
legislative history to this provision explains:
The conferees would expect the [Secretary] to assess an INRMP's
potential contribution to species conservation, giving due regard to
those habitat protection, maintenance, and improvement projects and
other related activities specified in the plan that address the
particular conservation and protection needs of the species for
which critical habitat would otherwise be proposed. Consistent with
current practice, the Secretary would establish criteria that would
be used to determine if an INRMP benefits the listed species for
which critical habitat would be proposed. (Conference Committee
report, 149 Cong. Rec. H. 10563 (November 6, 2003)).
Our regulations at 50 CFR 424.12(h) provide that in determining
whether an applicable benefit is provided, we must consider:
(1) The extent of the area and features present;
(2) The type and frequency of use of the area by the species;
(3) The relevant elements of the INRMP in terms of management
objectives, activities covered, and best management practices, and the
certainty that the relevant elements will be implemented; and
(4) The degree to which the relevant elements of the INRMP will
protect the habitat from the types of effects that would be addressed
through a destruction-or-adverse-modification analysis.
In accordance with section 4(a)(3)(B)(i) of the ESA, the particular
areas of the U.S. Military Academy--West Point, New York, Joint Base
Langley--Eustis, Virginia, Marine Corps Base Quantico, Virginia, Naval
Support Facility Dahlgren, and Naval Weapons Station Yorktown, that
overlap with a New York Bight DPS or Chesapeake Bay DPS critical
habitat unit are not part of the designated critical habitat unit
because the INRMP for each facility provides a benefit to the
respective Atlantic sturgeon DPS and its habitat. A copy of the letter
providing our determination for each facility is provided in Appendix C
of the Impacts Analysis and Biological Source Document for the Gulf of
Maine, New York Bight, and Chesapeake Bay DPSs of Atlantic sturgeon.
That Appendix also includes our analysis supporting the conclusion that
the relevant INRMPs provide the types of benefits to Atlantic sturgeon
described in our regulations (50 CFR 424.12(h)); therefore, that
analysis is not repeated here.
Consideration of Whether the Joint Base Charleston INRMP Provides a
Conservation Benefit to the Carolina DPS
Joint Base Charleston (JBC) in South Carolina is the only
installation controlled by the DOD which coincides with any area under
consideration for critical habitat for the Carolina DPS. Prior to
development of the proposed rule, we asked JBC to determine if they
owned or controlled any lands that should not be designated as critical
habitat pursuant to section 4(a)(3)(B)(i) of the ESA. They responded
stating they did not believe they owned or controlled any lands
eligible for section 4(a)(3)(B)(i) non-inclusion. However, during the
public comment period, the Navy requested in writing that the
restricted area on the Cooper River, South Carolina (defined at 33 CFR
334.460), not be designated as critical habitat, citing that it is
covered by the 2015 INRMP for JBC and should not be included pursuant
to ESA section 4(a)(3)(B)(i).
The regulations at 33 CFR 334.460 identify 16 specific areas,
including some far from JBC. We determined the areas described in those
regulations fall into three categories: (1) Areas outside the
boundaries of critical habitat and therefore ineligible for non-
designation consideration under section 4(a)(3)(B)(i) and not included
in critical habitat (no need to request that these areas not be
included); (2) areas within the boundaries of critical habitat, but not
subject to an INRMP, and thus ineligible for non-designation
consideration; and (3) areas within critical habitat, subject to an
INRMP, which are eligible for non-designation consideration.
Of the 16 areas identified in 33 CFR 334.460, we determined seven
entire areas (33 CFR 334.460 (a)(2), (3), (7), (8)(i), (11)-(13)), and
a portion of another (33 CFR 334.460 (a)(1)--Noisette Creek), did not
meet the definition of critical habitat and were ineligible for non-
designation consideration. We determined four additional areas (33 CFR
334.460 (a)(1), (4)-(6)) were in the second category and also
ineligible for non-designation consideration.
However, we did conclude the five remaining areas (33 CFR 334.460
(a)(8)(ii)-(iv), (9), (10)) fell under the JBC INRMP and were eligible
for non-designation consideration. The JBC INRMP covers the lands
encompassed by JB CHS Air (formerly Joint Base Charleston Air Force
Base) in Charleston County and lands encompassed by JB CHS Weapons
(formerly Naval Weapons Station Charleston) in Charleston and Berkeley
Counties. JB CHS Air also includes North Auxiliary Airfield in
Orangeburg County. Within the area covered by the INRMP, three of the
four PBF(s) could be present (all but the spawning substrate). Atlantic
sturgeon are expected to use the features in this area in the same way
that they would all other areas of designated critical habitat; in
other words, there is nothing unique or limiting about the critical
habitat in this area.
The INRMP for JBC acknowledges that the estuarine waters of the
Cooper River in the vicinity of JBC Weapons provide foraging and
migratory habitat for Atlantic sturgeon. The INRMP notes that water
pollution at JBC Weapons is a concern due to the large amount of
essential fish habitat on and around the installation. The INRMP
discusses that there are 26 water quality monitoring stations in the
vicinity of JBC that are on the Clean Water Act section 303(d) list of
impaired waterbodies, that these stations are located in a designated
TMDL watershed, and that 16 of the stations are located within the
Cooper River drainage surrounding JBC Weapons. While none of the
monitoring stations have a TMDL, in 2013 the State of South Carolina
revised their TMDL for DO for Charleston Harbor, and the Cooper, Ashley
and Wando Rivers (SCDHEC, 2013). In the revised TMDL, the South
Carolina Department of Health and Environmental Control (SCDHEC) notes
that a number of monitoring stations in the covered area, including the
Cooper River, are designated as not supporting aquatic life use due to
low DO. SCDHEC also notes that available data and modeling indicate
that regulated and unregulated stormwater and nonpoint sources are not
contributing to allowable DO depression on main stem segments in
Charleston Harbor, or the Cooper, Ashley, and Wando Rivers. JBC Weapons
has three NPDES permits--one industrial and two stormwater. JBC is
implementing a Stormwater Management Plan that addresses water quality
for the entire storm sewer collection system.
Section 7.4 of the INRMP addresses management of threatened and
endangered species, species of concern, and their habitats. In the
subsection for Atlantic sturgeon, the INRMP
[[Page 39229]]
appropriately acknowledges that the Atlantic sturgeon requires access
to expansive areas of high quality freshwater habitats and that the
waters of the Cooper River in the vicinity of JBC Weapons provide
foraging and migratory habitat for the species. The INRMP describes a
number of management activities that benefit Atlantic sturgeon and its
habitat. The INRMP summarizes the benefits of this suite of activities
as follows: ``Management activities would improve water quality by
identifying, correcting, or preventing pollution or sediment
discharges; limiting substrate disturbance; maintaining DO content by
reducing nutrients entering the water that result in an increased
biological oxygen demand from organisms processing the nutrients; and
maintaining or improving water clarity by reducing erosion and limiting
sediment in runoff.'' These objectives are directly relevant to
protection of the transitional salinity, soft substrate, and water
quality facets of the PBFs of Atlantic sturgeon critical habitat. We
identified several management activities discussed in the INRMP that we
believe can help accomplish these objectives, including:
(1) Repairing/revitalizing stormwater drainage systems;
(2) Updating the Stormwater Pollution Prevention Plan and the
Stormwater Management Plan;
(3) Repairing forestry roads and culverts;
(4) Including performance-based goals in grounds maintenance to
help minimize erosion and sediment transport to the Cooper River;
(5) Implementing BMPs to improve water quality discharged to the
Cooper River, including training, identifying and correcting illicit
discharges, enforcing erosion and sedimentation controls;
(6) Limiting dredge operations in the Nuclear Power Training Unit
ship channel and other shipping/receiving facilities to the minimum
extent required;
(7) Maintaining and/or developing protective buffer strips where
feasible around wetlands along streams; and
(8) Practicing ecologically-sound forest management.
These activities provide a benefit to the PBFs identified in the
critical habitat designations, particularly the transitional salinity
zone/soft substrate and water quality PBFs, by reducing sediment and
nutrient discharges into nearshore waters, which addresses some of the
conservation and protection needs that critical habitat would afford.
These activities are similar to those that we describe below as project
modifications for avoiding or reducing adverse effects to the critical
habitat. Therefore, were we to consult with the DOD on the activities
in the INRMP that may affect the critical habitat, we would likely not
require any project modifications based on the best management
practices in the INRMP. Further, the INRMP includes provisions for
monitoring and evaluating conservation effectiveness, which will ensure
continued benefits to the species. The INRMP must be reviewed by
participating Federal and state resource management agencies on a
regular basis, but not less often than every five years. JB CHS will
also provide us an opportunity to review the INRMP, as protected
species under our jurisdiction (i.e., Atlantic and shortnose sturgeon)
may be affected by measures in the INRMP. We believe the JBC INRMP
provides the types of benefits to Atlantic sturgeon described in our
regulations (50 CFR 424.12(h)) and, thus, the restricted areas in the
Cooper River covered by the INRMP should not be included in designated
critical habitat.
Application of ESA Section 4(b)(2)
Section 4(b)(2) of the ESA requires that we consider the economic
impact, impact on national security, and any other relevant impact, of
designating any particular area as critical habitat. Additionally, the
Secretary has the discretion to consider excluding any area from
critical habitat if [s]he determines, based upon the best scientific
and commercial data available, the benefits of exclusion (that is,
avoiding some or all of the impacts that would result from designation)
outweigh the benefits of designation. The regulations at 50 CFR
424.19(h) provide the framework for how we intend to implement section
4(b)(2) of the ESA. These regulations were revised in 2016 (81 FR 7413;
February 11, 2016). In particular, Congress has authorized the
Secretary to ``exclude any area from critical habitat if [s]he
determines that the benefits of exclusion outweigh the benefits of
specifying such area as part of the critical habitat, unless [s]he
determines, based on the best scientific and commercial data available,
that the failure to designate such area as critical habitat will result
in the extinction of the species concerned'' (ESA section 4(b)(2)).
Because the authority to exclude is discretionary, exclusion is not
required for any particular area, under any circumstances; however,
under the final policy (81 FR 7226; February 11, 2016), if NMFS
determines it is appropriate to conduct an exclusion analysis on some
or all areas of a designation, it is our general practice to exclude an
area when the benefits of exclusion outweigh the benefits of inclusion.
The ESA provides the Services with broad discretion in how to
consider impacts. See, H.R. Rep. No. 95-1625, at 17, reprinted in 1978
U.S.C.C.A.N. 9453, 9467 (1978) (``Economics and any other relevant
impact shall be considered by the Secretary in setting the limits of
critical habitat for such a species. The Secretary is not required to
give economics or any other `relevant impact' predominant consideration
in his specification of critical habitat . . . The consideration and
weight given to any particular impact is completely within the
Secretary's discretion.''). Courts have noted the ESA does not contain
requirements for any particular methods or approaches. See, e.g., Bldg.
Indus. Ass'n of the Bay Area et al.. v. U.S. Dep't. of Commerce et
al.., No. 13-15132, 9th Cir., July 7, 2015 (upholding district court's
ruling that the ESA does not require the agency to follow a specific
methodology when designating critical habitat under section 4(b)(2)).
For this final rule, we followed the same approach to describing and
evaluating impacts as we have for other recent critical habitat
rulemakings.
The following discussion of impacts summarizes the analysis
contained in our final Impacts Analysis and Biological Source Document
for the Gulf of Maine, New York Bight, and Chesapeake Bay DPSs of
Atlantic sturgeon. The administrative cost of conducting ESA section 7
consultations was determined to be the primary source of economic
impacts as a result of designating critical habitat for the Gulf of
Maine, New York Bight, and Chesapeake Bay DPSs. The number of
incremental consultations over the next 10 years will likely be
relatively small, because Atlantic sturgeon of a given life stage are
likely to be either directly or indirectly affected by the Federal
activities projected to occur within the proposed critical habitat.
Since nearly all, if not all, the ESA section 7 consultations we
anticipate to occur over the next 10 years will need to evaluate
potential effects to both the Atlantic sturgeon DPS(s) present in the
area and the critical habitat, the impacts will be coextensive.
Therefore, the low administrative cost estimates are the most realistic
cost estimates. The projected low administrative costs of designating
all of the Gulf of Maine DPS critical habitat units total $816,574.20
over the next 10 years. The projected low administrative costs for the
New York Bight DPS critical habitat units total $1,418,299.30 over the
next 10
[[Page 39230]]
years. The projected low administrative costs of designating all of the
Chesapeake Bay DPS critical habitat units total $501,774.20 over the
next 10 years. Currently, there is no information indicating that any
of the ESA section 7 consultations expected to result from the critical
habitat designations will result in project modifications. However,
because we cannot predict every Federal action that will be proposed in
the future or what the impacts of those actions will be on critical
habitat, we recognize that there may be some future costs associated
with project modifications. The timing of the ESA section 7
consultation process, which is designed to occur as early as possible
in the action planning process and before there have been any
irreversible or irretrievable commitment of resources, minimizes the
potential for the outcome of a consultation to be costly project
modifications.
We considered information provided by the Navy for impacts to
national security the Navy expects to result from critical habitat
designation for the Gulf of Maine, New York Bight, and Chesapeake Bay
DPSs. We determined that any resulting ESA section 7 consultations for
Navy activities within the critical habitat areas will likely be
coextensive and that based on this, as well as the types of activities
the Navy will undertake in the critical habitat, there will be no
impacts to national security resulting from the designation of critical
habitat for the Gulf of Maine, New York Bight or Chesapeake Bay DPS.
There are a number of potential beneficial impacts of designating
critical habitat that extend beyond the conservation benefits to
Atlantic sturgeon. Because it is often difficult to quantify the
benefits of designating critical habitat, Executive Order (EO) 12866,
Regulatory Planning and Review, provides guidance on assessing costs
and benefits. The EO directs Federal agencies to assess all costs and
benefits of available regulatory alternatives, and to select those
approaches that maximize net benefits.
The designation of critical habitat will provide conservation
benefits such as improved education and outreach by informing the
public about areas and features important to the conservation of the
Gulf of Maine, New York Bight, and Chesapeake Bay DPSs. Specifying the
geographical location of critical habitat facilitates implementation of
section 7(a)(1) of the ESA by identifying areas where Federal agencies
can focus their conservation programs and use their authorities to
further the purposes of the ESA. Designating critical habitat can also
help focus the efforts of other conservation partners (e.g., State and
local governments, individuals and nongovernmental organizations), and
could be beneficial to the ecosystem by protecting features that are
also necessary for the conservation of other species.
Based on our consideration of impacts, we are not excluding any
areas from the critical habitat designations for the Gulf of Maine, New
York Bight, and Chesapeake Bay DPSs of Atlantic sturgeon based on
economic, national security, or other relevant impacts. The designation
of critical habitat will provide conservation benefits such as improved
education and outreach by informing the public about areas and features
important to the conservation of the Gulf of Maine, New York Bight, and
Chesapeake Bay DPSs. There are also a number of potential beneficial
impacts of designating critical habitat that extend beyond the
conservation benefits to Atlantic sturgeon. For example, protecting
essential PBFs of sturgeon habitat, including preserving water quality
and natural flow regimes, will benefit other organisms that are co-
located in these areas. While we cannot quantify nor monetize the
benefits, we believe they are not negligible and would be an
incremental benefit of this designation. Therefore, we have declined to
exercise our discretion to exclude any particular area from the
proposed critical habitat units for the Gulf of Maine, New York Bight,
and Chesapeake Bay DPSs of Atlantic sturgeon.
The Impacts Analysis and Biological Source Document for the Gulf of
Maine, New York Bight, and Chesapeake Bay DPSs provides specific
information on the Economic, National Security and Other Relevant
Impacts considered for the critical habitat designations for these DPSs
and therefore is not repeated here. Specific information for these
impacts as well as the determination for Discretionary Exclusions under
section 4(b)(2) for the critical habitat designations for the Carolina
and South Atlantic DPSs is provided below.
The following discussion of impacts summarizes the analysis
contained in our final ``Impacts Analysis of Critical Habitat
Designation for the Carolina and South Atlantic Distinct Population
Segments of Atlantic Sturgeon (Acipenser oxyrinchus oxyrinchus)'' (IA),
which identifies the economic, national security, and other relevant
impacts that we projected would result from including each of the 14
occupied and 2 unoccupied specific areas in the critical habitat
designation. We considered these impacts when deciding whether to
exercise our discretion to propose excluding particular areas from the
designation. Both positive and negative impacts were identified and
considered (these terms are used interchangeably with benefits and
costs, respectively). Impacts were evaluated in quantitative terms
where feasible, but qualitative appraisals were used where that is more
appropriate to particular impacts. The final Impacts Analysis is
available on our Web site at http://sero.nmfs.noaa.gov/protected_resources/sturgeon/index.html.
The primary impacts of a critical habitat designation result from
the ESA section 7(a)(2) requirement that Federal agencies ensure their
actions are not likely to result in the destruction or adverse
modification of critical habitat, and that they consult with us in
fulfilling this requirement. Determining these impacts is complicated
by the fact that section 7(a)(2) also requires that Federal agencies
ensure their actions are not likely to jeopardize the species'
continued existence. One incremental impact of designation is the
extent to which Federal agencies modify their proposed actions to
ensure they are not likely to destroy or adversely modify the critical
habitat beyond any modifications they would make because of listing and
the results of a jeopardy analysis. When the same modification would be
required due to impacts to both the species and critical habitat, the
impact of the designation is coextensive with the ESA listing of the
species (i.e., attributable to both the listing of the species and the
designation critical habitat). Relevant, existing regulatory
protections are referred to as the ``baseline'' and are also discussed
in the Impacts Analysis. In this case, notable baseline protections
include the ESA listings of not only Atlantic sturgeon, but the co-
occurring endangered shortnose sturgeon.
The Impacts Analysis describes the projected future Federal
activities that would trigger section 7 consultation requirements
because they may affect the PBF(s), and consequently may result in
economic costs or negative impacts. The report also identifies the
potential national security and other relevant impacts that may arise
due to the critical habitat designation, such as positive impacts that
may arise from conservation of the species and its habitat, state and
local protections that may be triggered as a result of designation, and
education of the public to the importance of an area for species
conservation.
[[Page 39231]]
Economic Impacts of Designating Critical Habitat for the Carolina and
South Atlantic DPSs
Economic impacts of the critical habitat designation result through
implementation of section 7 of the ESA in consultations with Federal
agencies to ensure their proposed actions are not likely to destroy or
adversely modify critical habitat. These economic impacts may include
both administrative and project modification costs; economic impacts
that may be associated with the conservation benefits of the
designation are described later.
When identifying costs, we examined the ESA section 7 consultation
record over the last 10 years, as compiled in our PCTS database, to
identify the types of Federal activities that may adversely affect
Atlantic sturgeon critical habitat. We also requested that Federal
action agencies provide us with information on future consultations if
we omitted any future actions likely to affect the proposed critical
habitat. No new categories of activities were identified through this
process. Of the types of past consultations that ``may affect'' some or
all of the PBF(s) in any unit of critical habitat, we determined that
no activities would solely affect the PBFs essential for conservation.
That is, all categories of the activities we identified that could
impact the PBFs also had the potential of ``take'' resulting from the
listing of the species.
In the proposed rule we identified 15 categories of activities
implemented by 10 different Federal entities as likely to recur in the
future and have the potential to affect the PBF(s). Based on comments
from EPA, we added a category for EPA for the triennial approval of
state water quality standards. Listed below is the agency, description
of the activity, and total number of projected consultations
anticipated over the next 10 years indicated in parentheses:
1. USACE--Navigation maintenance dredging, harbor expansion
(14);
2. USACE--Water Resources Development Act (WRDA) flood control,
ecosystem restoration studies (6);
3. USACE--WRDA dam operations, repair, fishway construction (3);
4. USACE--Clean Water Act (CWA) section 404/Rivers and Harbors
Act (RHA) section 10 permitting--dredge, fill, construction (20);
5. Federal Highway Administration (FHWA)--Bridge repair,
replacement (67);
6. U.S. Coast Guard (USCG)--Bridge repair, replacement
permitting (3);
7. FERC--Hydropower licensing (5);
8. FERC--Liquefied Natural Gas (LNG) facilities, pipelines
authorization (5);
9. Nuclear Regulatory Commission (NRC)--Nuclear power plant
construction/operation licensing (8);
10. NMFS--ESA research and incidental take permitting (section
10) (46);
11. USFWS--Fishery management grants (11);
12. EPA--Nationwide pesticide authorizations (9);
13. EPA--State water quality standard reviews (12);
14. Federal Emergency Management Agency (FEMA)--Disaster
assistance/preparation grants (5); and
15. Department of Energy (DOE)--Nuclear fuel management (3).
In total, we estimated that 217 activities would require section 7
consultation over the next 10 years to consider impacts to Atlantic
sturgeon critical habitat for the Carolina and South Atlantic DPSs. As
discussed in more detail in our final IA, all the activities identified
as having the potential to adversely affect one or more of the PBF(s)
also have the potential to take Atlantic sturgeon. For most, if not
all, of the projected future activities, if the effects to critical
habitat will be adverse and require formal consultation, those effects
would also constitute adverse effects to the species, either directly
when they are in the project area, or indirectly due to the effects on
their critical habitat. This is due to the ecological functions of
these PBFs. For example, water quality is being identified as an
essential PBF to facilitate successful spawning, annual and inter-
annual adult, larval, and juvenile survival, and larval, juvenile and
subadult growth, development, and recruitment. Effects to the water
quality PBF that impede that conservation objective could injure or
kill individual Atlantic sturgeon, for example, by preventing adult
reproduction, or rendering reproduction ineffective or resulting in
reduced growth or mortality of larvae, juveniles or subadults. In these
circumstances, the same project modifications would be required to
address effects to both the species and effects to the critical
habitat. Thus, projects that adversely affect the PBF(s) are likely to
always also take the species and the project impacts would not be
incremental.
For some of the projected activities, it may be feasible to conduct
the action when sturgeon are out of the action area. If effects to
critical habitat are temporary such that the PBF(s) return to their
pre-project condition by the time the sturgeon return and rely on the
PBFs, there might not be any adverse effects to either the species or
the critical habitat. In these circumstances, consultations would be
fully incremental consultations only on critical habitat, and the
consultations would be informal (i.e., impacts to critical habitat
would not be permanent and would not be significant). This would likely
only apply to actions that affect spawning habitat in the upper parts
of the rivers, as sturgeon of various ages are present year-round in
the lower reaches of the rivers and the estuaries. The costs of fully
incremental, informal consultations are higher than the marginal costs
of adding critical habitat analyses to coextensive, formal
consultations. Thus, to be conservative and avoid underestimating
incremental impacts of this designation, and based on the activities we
identified, we assumed that two categories of activities could result
in incremental, informal consultations. Those activities, both
implemented by the USACE, are CWA section 404/Rivers and Harbors Act
permitting and WRDA dam operations/repair. Administrative costs include
the cost of time spent in meetings, preparing letters, and in some
cases, developing a biological assessment and biological opinion,
identifying and designing reasonable and prudent measures (RPMs), and
so forth. For this impacts report, we estimated per-project
administrative costs based on critical habitat economic analyses by
Industrial Economics, Inc. (IEc) (2014). This impacts report estimates
administrative costs for different categories of consultations as
follows: (1) New consultations resulting entirely from critical habitat
designation; (2) new consultations considering only adverse
modification (unoccupied habitat); (3) reinitiation of consultation to
address adverse modification; and (4) additional consultation effort to
address adverse modification in a new consultation. Most of the
projected future consultations we project to result from this final
rulemaking will be coextensive formal consultations on new actions that
would be evaluating impacts to sturgeon as well as impacts to critical
habitat, and the administrative costs for these 194 consultations would
be in category 4 above. The remaining 23 actions are projected to
involve incremental informal consultation due to impacts to critical
habitat alone. Based on the IEc reports (2014), we project that each
formal consultation will result in the following additional costs to
address critical habitat impacts: $1,400 in costs to us; $1,600 in
action agency costs; $880 in third party (e.g., permittee) costs, if
applicable; and $1,200 in costs to the action agency or third party to
prepare a biological assessment. Costs for the incremental informal
consultations would be as follows: $1,900 in costs to us; $2,300 in
action agency costs; $1,500 in third party (e.g.,
[[Page 39232]]
permittee) costs, if applicable; and $1,500 in costs to the action
agency or third party to prepare a BA.
Costs of the nine EPA nationwide pesticide consultations were
treated differently. These consultations will involve all listed
species and all designated critical habitat under our jurisdiction, and
thus costs attributable solely to this final rule designating critical
habitat for Atlantic sturgeon are expected to be only a very small part
of that cost. To be conservative, we added nine consultations to each
critical habitat unit for all five DPSs. We spread the costs of these 9
consultations ($5,080 each) evenly across all 31 critical habitat
units. This resulted in a total cost of $1,474.84 per unit over 10
years.
The 12 consultations on EPA approval of state water quality
standards were also treated differently. EPA expects to conduct three
statewide consultations regarding their approval of state water quality
standards in each of the four states covered by the designation of
critical habitat for the Carolina and South Atlantic DPSs. For these
two DPSs, we have split the incremental administrative costs of 3
statewide consultations ($15,240) equally across all the units within
each state, added these costs to the 10-year totals, and derived the
annual totals from these figures, because these are not annual actions.
We added the costs projected across two states to units that occur in
two states. Total costs for these consultations are $3,048 per unit in
North Carolina, $2,540 per unit in Georgia, and $2,177.14 in South
Carolina. Costs for units bordering 2 states are $5,225.14 in the Pee
Dee River unit, $4,717.14 in the Savannah River unit, and $17,780 in
the St. Marys unit (the costs of the 3 statewide water quality
standards (WQS) consultations in Florida are attributed wholly to this
single unit in the state, added to the costs of Georgia WQS
consultations). We have added three consultations to the number
expected in each unit, but the total number of consultations for each
DPS consists of three consultations per each state with units in that
DPS. This approach avoids underestimating the costs in any unit but
would overestimate the total costs expected.
In our impacts analysis, we concluded that none of the projected
future activities are likely to require project modifications to avoid
adverse effects to critical habitat PBFs that would be different from
modifications required to avoid adverse effects to sturgeon. In other
words, we projected no incremental costs for actions in a critical
habitat unit other than the administrative costs of section 7
consultations. While there may be serious adverse impacts to critical
habitat from projected future projects that require project
modifications to avoid destroying or adversely modifying critical
habitat, impacts of these magnitudes to the PBF(s) as defined would
also result in adverse effects to Atlantic sturgeon, either directly
when they are in the project area, or indirectly as harm, resulting
from impacts to their habitat that result in injury or death. The same
project modifications would be required to avoid destroying or
adversely modifying critical habitat and avoiding jeopardy, or
minimizing take of Atlantic sturgeon caused by impacts to its habitat.
Based on our final Impacts Analysis for the Carolina and South
Atlantic DPSs, we project that the costs that will result from the
designation of critical habitat will total $1,154,475 over the next 10
years. The total incremental cost resulting from the designation for
the Carolina DPS is $526,447, and the total incremental cost resulting
from the designation for the South Atlantic DPS is $628,027, over 10
years. The annual cost per-unit ranges widely from $873 (Carolina Unit
6--Black River, Carolina DPS) to $23,523 (South Atlantic Unit 3--
Occupied Savannah River, South Atlantic DPS).
National Security Impacts of Designating Critical Habitat for the
Carolina and South Atlantic DPSs
Previous critical habitat designations have recognized that impacts
to national security result if a designation would trigger future ESA
section 7 consultations because a proposed military activity ``may
affect'' the PBFs essential to the listed species' conservation.
Anticipated interference with mission-essential training or testing or
unit readiness, through the additional commitment of resources to an
adverse modification analysis and expected requirements to modify the
action to prevent adverse modification of critical habitat, has been
identified as a negative impact of critical habitat designations. (See,
e.g., Proposed Designation of Critical Habitat for Southern Resident
Killer Whales; 69 FR 75608, Dec. 17, 2004, at 75633.)
On February 14, 2014, and again in October 7, 2015, we sent letters
to the DOD and the Department of Homeland Security requesting
information on national security impacts of the proposed critical
habitat designations, and we received responses from the Navy, Air
Force, Army, and USCG. We discuss the information contained within the
responses thoroughly in the Impacts Analysis, and we summarize the
information below.
The Navy's first submission provided information on its facilities
and operations. However, the Navy was not able to make a full
assessment of whether there would be any national security impacts. The
Navy indicated that as we define our PBF(s) and areas more precisely,
they would be able to provide a more detailed response to our requests
and would update their INRMPs as necessary for the protection of
Atlantic sturgeon and its critical habitat. The Navy's second
submission noted that Naval Submarine Base Kings Bay was adjacent to
the South Atlantic DPS critical habitat unit in the St. Marys River.
The Navy stated it did not own or control any land or waters within the
St. Marys channel, but that the TRIDENT-class submarines used 4.9 km of
the waterway transiting to and from the Atlantic Ocean. The Navy stated
that any operational or dredging restrictions that would impede
maintenance of the channel from the Intracoastal Waterway and St. Marys
channel intersection, downstream, could pose a national security risk.
Typically we consult with the USACE for dredging actions, and in this
case the Navy would be the permit applicant. We determined that
dredging has the potential to affect critical habitat, but we also
concluded that consultations for effects of dredging on critical
habitat will be fully-coextensive with consultations to address impacts
to sturgeon (both shortnose and Atlantic). The effects of dredging on
PBF(s) would also result in injury or death to individual sturgeon, and
thus constitute take. Removal or covering of spawning substrate could
prevent effective spawning or result in death of eggs or larvae that
are spawned. Changing the salinity regime by deepening harbors and
parts of rivers could result in permanent decreases of available
foraging and developmental habitat for juveniles. These types of
adverse effects are not likely to be temporary and limited to periods
of sturgeon absence. Thus, adverse effects of dredging activities
identified by the Navy would be likely to be coextensive in formal
consultations to address impacts to both the species and the PBF(s),
and thus no new requirements or project modifications are anticipated
as a result of the critical habitat designation. Therefore, after
considering the action identified by the Navy at Kings Bay, we find
there will be no impact on national security as a consequence of the
critical habitat designation for these actions.
Both the Navy and Air Force expressed concern that designating the
Cooper River, including the riverine
[[Page 39233]]
area on the west bank adjacent to the Joint Base Charleston Naval
Weapons Station, could have significant impacts on the Navy's ability
to adequately support mission-essential military operations, thereby
impacting national security. The Navy and Air Force were concerned that
designation of critical habitat could affect training facilities and
the maintenance of their facilities. Additional concerns were expressed
regarding shipping and receiving operations from two waterfront
facilities. Because no specifics were given on how designation of
critical habitat could affect these activities, and because we
determined there are no routes of effects to PBF(s) from these
activities based on the information provided, we concluded that
designation of critical habitat will have no impact on these activities
and thus will not result in impacts to national security. Upon further
discussion with the Navy, we determined the area was covered by the
2015 INRMP and should not be included as critical habitat pursuant to
ESA section 4(a)(3)(B)(i) (see Consideration of Whether the Joint Base
Charleston INRMP Provides a Conservation Benefit to the Carolina DPS
above).
The Army noted that Military Ocean Terminal-Sunny Point was located
on the Cape Fear River, North Carolina, and Fort Stewart was located on
the Ogeechee River, Georgia. The Army was not able to make a full
assessment whether there would be any national security impacts and
concluded that technical assessments to occur between the installations
and NMFS at the regional level would identify any specific impacts.
The USCG provided information on its facilities and operations. The
USCG was not able to make a full assessment whether there would be any
national security impacts. The USCG indicated that as we develop our
PBF(s) and areas more precisely in the final rule, they would be able
to provide a more detailed response to our requests. Our PCTS database
indicated the USCG consulted with us three times on authorizations for
bridge repairs or replacements. In developing this final rule we
determined if those actions were conducted in the future, the
activities may affect critical habitat PBFs, but the effects would be
fully coextensive with effects to the listed sturgeons. Based on this
information regarding potential future USCG action in Atlantic sturgeon
critical habitat, we do not expect any national security impacts as a
consequence of the critical habitat designation.
Based on a review of our PCTS database, and the information
provided by the Navy, Air Force, Army, and USCG on their activities
conducted within the specific areas being designated as Atlantic
sturgeon critical habitat, we determined that only one military action
identified as a potential area of national security impact has routes
of potential adverse effects to PBF(s)--river channel dredging. As
discussed, this activity will require consultation due to potential
impacts to listed Atlantic and shortnose sturgeon, and any project
modifications needed to address impacts to these species would also
address impacts to critical habitat. Thus, no incremental project
modification impacts are expected due to this designation. On this
basis, we conclude there will be no national security impacts
associated with the critical habitat designation for the Carolina and
South Atlantic DPSs of Atlantic sturgeon.
Other Relevant Impacts
Other relevant impacts of critical habitat designations can include
conservation benefits to the species and to society, and impacts to
governmental and private entities. The Impacts Analysis for the
designation of critical habitat for the Carolina and South Atlantic
DPSs discusses conservation benefits of designating the 14 occupied and
2 unoccupied areas, and the benefits of conserving the Carolina and
South Atlantic sturgeon DPSs to society, in both ecological and
economic metrics.
As discussed in the Impacts Analysis for the Carolina and South
Atlantic DPSs and summarized here, Atlantic sturgeon currently provide
a range of benefits to society. Given the positive benefits of
protecting the PBFs essential to the conservation of these DPSs, this
protection will in turn contribute to an increase in the benefits of
this species to society in the future as the species recovers. While we
cannot quantify nor monetize these benefits, we believe they are not
negligible and would be an incremental benefit of this designation.
However, although the PBFs are essential to the conservation of
Atlantic sturgeon DPSs, critical habitat designation alone will not
bring about the recovery of the species. The benefits of conserving
Atlantic sturgeon are, and will continue to be, the result of several
laws and regulations.
The Impacts Analysis identifies both consumptive (e.g., commercial
and recreational fishing) and non-consumptive (e.g., wildlife viewing)
activities that occur in the areas being designated as critical
habitat. Commercial and recreational fishing are components of the
economy related to the ecosystem services provided by the resources
within Atlantic sturgeon critical habitat areas. The PBF(s) contribute
to fish species diversity.
Education and awareness benefits stem from the critical habitat
designation when non-Federal government entities or members of the
general public responsible for, or interested in, Atlantic sturgeon
conservation change their behavior or activities when they become aware
of the designation and the importance of the critical habitat areas and
features. Designation of critical habitat raises the public's awareness
that there are special considerations that may need to be taken within
the area. Similarly, state and local governments may be prompted to
carry out programs to complement the critical habitat designation and
benefit the Carolina and South Atlantic DPSs of Atlantic sturgeon.
Those programs would likely result in additional impacts of the
designation. However, it is impossible to quantify the beneficial
effects of the awareness gained or the secondary impacts from state and
local programs resulting from the critical habitat designation.
Discretionary Exclusions Under Section 4(b)(2) for the Carolina and
South Atlantic DPSs
In our proposed rule, we described our preliminary determination
that we would not perform a discretionary exclusion analysis. Input
received during the public comment period resulted in our determination
that an exclusion analysis for the unoccupied Santee-Cooper and
Savannah River units was warranted. On the other hand, given that
occupied units are currently used by Atlantic sturgeon for reproduction
and recruitment, and due to the severely depressed levels of all river
populations, occupied units are far too valuable to both the
conservation and the continuing survival of Atlantic sturgeon to be
considered for exclusion.
Based on the analysis included in our IA, the likely benefits of
excluding the unoccupied Santee-Cooper and Savannah river units include
avoiding consultation costs of $23,972 and $11,272 over ten years,
respectively. In addition, there may be ancillary benefits of exclusion
to Federal agencies that would conduct activities in these areas, and
to their project applicants.
Our qualitative analysis of the benefits derived from designation
include benefits associated with section 7 consultations (e.g.,
proactive coordination with other federal agencies
[[Page 39234]]
to avoid impacts to critical habitat); increased likelihood of
specifically protecting habitat necessary for Atlantic sturgeon
recovery; and opportunities for federal agency conservation programs
under section 7(a)(1) of the ESA. These benefits would be limited in
the unoccupied Santee-Cooper and Savannah River units, given the low
number of unique federal agency actions projected to require
consultation over the next ten years (4 and 1 action, respectively).
Other benefits of designation include ancillary benefits to other
commercially-important aquatic species associated with Atlantic
sturgeon habitat; non-use values for sturgeon and their habitats; and
increased state, local and public awareness of the importance of these
areas, that could generate non-federal conservation efforts and
benefits. As we discuss in the IA, given the particular facts and
circumstances for these DPSs and this critical habitat designation, it
is likely that many or most of these benefits will result from baseline
protections for sturgeon and their habitats, even if the unoccupied
areas are excluded from the designation. As such, we do not conclude
that conservation and recovery of the Carolina and South Atlantic DPSs
would be impaired by excluding these areas from the designation.
We determined the potential economic impacts of the designation of
unoccupied critical habitat are relatively small. We determined there
are significant conservation benefits associated with designation of
unoccupied critical habitat, but we could not conclude that these
benefits are incremental impacts of including the unoccupied units in
the designation. Therefore, it is our judgment that the benefits of
excluding the unoccupied Santee-Cooper and Savannah River units
outweigh the benefits of including these units in the designation.
Exclusion of these unoccupied units will not result in the
extinction of the Carolina or South Atlantic DPS of Atlantic sturgeon.
Atlantic sturgeon will need the additional spawning habitat in these
units to increase their reproductive success and population growth in
order to recover, and thus if these habitats were lost to sturgeon they
would not recover. However, based on the Federal actions expected to
occur in these areas over the next ten years, and because the areas are
protected through a number of baseline requirements including the
listing of shortnose sturgeon, we do not expect impacts to these areas
would prevent them from supporting Atlantic sturgeon conservation once
fish passage to these areas is established in the near future.
We also note that FERC and USACE submitted some significant new
information late during the interagency review process on the final
rule, outside of the public comment period. One agency suggested
exclusion of unoccupied critical habitat was needed to prevent third
party litigation seeking fish passage or removal of dams the agency
owns and operates on the Cape Fear River to allow migration of
sturgeon. That agency estimated the average cost to provide fish
passage would range from $8 million and $15 million. The other agency
submitted hypothetical costs that might result if consultation were
required solely to protect unoccupied critical habitat from the effects
of numerous facilities they regulate in the watersheds extending
hundreds of miles above the proposed unoccupied units. Cost estimates
provided by that agency ranged from $0 to over $1.7 million annually
for the range of facilities identified. Those estimates were projected
based on past environmental compliance costs for similar facilities. We
decided to remove the unoccupied Cape Fear unit because it is not
essential to sturgeon conservation. Because we decided to exclude the
unoccupied Santee-Cooper and Savannah River units based on the impacts
identified in our proposed impacts assessment, and because the public
was not afforded an opportunity to review and comment on the new cost
information and assumptions, consideration of this late input was not
necessary and did not play a role in our determinations. If the types
of impacts identified by these agencies would be potential impacts of
including the unoccupied units in the designation, it would bolster our
conclusion that the benefits of exclusion outweigh the benefits of
inclusion.
Final Determinations and Critical Habitat Designation
We conclude that specific areas meet the definition of critical
habitat for the Gulf of Maine, New York Bight, Chesapeake Bay,
Carolina, and South Atlantic DPSs of Atlantic sturgeon, that a critical
habitat designation is prudent, and that critical habitat is
determinable.
We found approximately 244 km (152 miles) of aquatic habitat within
the Penobscot, Kennebec, Androscoggin, Piscataqua, Cocheco, Salmon
Falls, and Merrimack Rivers are critical habitat for the Gulf of Maine
DPS of Atlantic sturgeon. We found approximately 547 km (340 miles) of
aquatic habitat within the Connecticut, Housatonic, Hudson, and
Delaware Rivers are critical habitat for the New York Bight DPS of
Atlantic sturgeon. We found approximately 773 km (480 miles) of aquatic
habitat within the Potomac, Rappahannock, York, Pamunkey, Mattaponi,
James, Nanticoke Rivers and Marshyhope Creek are critical habitat for
the Chesapeake Bay DPS of Atlantic sturgeon.
We found approximately 1,939 km (1,205 miles) of aquatic habitat
within the Roanoke, Tar-Pamlico, Neuse, Cape Fear, Northeast Cape Fear,
Waccamaw, Pee Dee, Black, Santee, North Santee, South Santee, and
Cooper Rivers and Bull Creek are critical habitat for the Carolina DPS
of Atlantic sturgeon.
Likewise, we found approximately 2,883 km (1,791 miles) of aquatic
habitat within the Edisto, Combahee-Salkehatchie, Savannah, Ogeechee,
Altamaha, Ocmulgee, Oconee, Satilla, and St. Marys Rivers are critical
habitat for the South Atlantic DPS of Atlantic sturgeon.
Activities That May Be Affected
Section 4(b)(8) of the ESA requires that to the maximum extent
practicable, we describe briefly and evaluate, in any proposed or final
regulation to designate critical habitat, those activities that may
destroy or adversely modify such habitat or that may be affected by
such designation. As described in our Impacts Analysis and Biological
Source Document for the Gulf of Maine, New York Bight, and Chesapeake
Bay DPSs of Atlantic sturgeon, and in our final Impacts Analysis for
the Carolina and South Atlantic DPSs of Atlantic sturgeon, a wide
variety of activities may affect critical habitat and, when carried
out, funded, or authorized by a Federal agency, will require an ESA
section 7 consultation because they may affect one or more of the PBFs
of critical habitat. Such activities include in-water construction for
a variety of Federal actions, dredging for navigation, harbor expansion
or sand and gravel mining, flood control projects, bridge repair and
replacement, hydropower licensing, natural gas facility and pipeline
construction, ESA research and incidental take permits or fishery
research grants, and CWA TMDL program management. Private entities may
also be affected by these critical habitat designations if they are a
proponent of a project that requires a Federal permit, Federal funding
is received, or the entity is involved in or receives benefits from a
Federal project. Future activities will need to be evaluated with
respect to their potential to destroy or adversely modify critical
habitat. For example, activities may adversely modify the substrate
essential PBF by removing or altering the
[[Page 39235]]
substrate. The open passage PBF may be adversely modified by the
placement of structures such as dams and tidal turbines, research nets,
or altering the water depth so that fish cannot swim. The salinity PBF
may be adversely modified by activities that impact fresh water input
such as operation of water control structures and water withdrawals,
and impacts to water depth such as dredging. The water quality PBF may
be adversely modified by land development as well as commercial and
recreational activities on rivers that contribute to nutrient loading
that could result in decreased DO levels and increased water
temperature, and increased sediment deposition that reduces Atlantic
sturgeon egg adherence on hard spawning substrate and reduces the
interstitial spaces used by larvae for refuge from predators. Dredging
to remove sediment build-up or to facilitate vessel traffic may remove
or alter hard substrate that is necessary for egg adherence and as
refuge for larvae, and may change the water depth resulting in shifts
in the salt wedge within the estuary or change other characteristics of
the water quality (e.g., temperature, DO) necessary for the developing
eggs, larvae, and juveniles. These activities would require ESA section
7 consultation when they are implemented, funded, or carried out by a
Federal agency.
We believe this critical habitat designation provides Federal
agencies, private entities, and the public with clear notification of
critical habitat for the Gulf of Maine, New York Bight, Chesapeake Bay,
Carolina, and South Atlantic DPSs of Atlantic sturgeon, the PBF(s), and
the boundaries of those habitats. These designations allow Federal
agencies and others to evaluate the potential effects of their
activities on critical habitat to determine if ESA section 7
consultation with us is needed, given the specific definition of each
PBF.
Information Quality Act and Peer Review
On December 16, 2004, the Office of Management and Budget (OMB)
issued its Final Information Quality Bulletin for Peer Review
(Bulletin), establishing minimum peer review standards, a transparent
process for public disclosure of peer review planning, and
opportunities for public participation. The OMB Bulletin, implemented
under the Information Quality Act (Pub. L. 106-554), is intended to
enhance the quality and credibility of the Federal Government's
scientific information and applies to influential scientific
information or highly influential scientific assessments disseminated
on or after June 16, 2005. The biological information describing the
Atlantic sturgeon DPSs, and the information in the draft economic
impacts analyses supporting the critical habitat designation for the
five DPSs is considered influential scientific information and subject
to peer review. To satisfy our requirements under the OMB Bulletin, we
obtained independent peer review of the biological information and the
information used to draft the impacts analyses. We incorporated the
peer review comments into the proposed rules prior to dissemination.
Comments received from peer reviewers were summarized and are available
on the web at: http://www.cio.noaa.gov/services_programs/prplans/ID294.html and http://www.cio.noaa.gov/services_programs/prplans/ID336.html.
Classification
National Environmental Policy Act
We have determined that an environmental analysis as provided for
under the National Environmental Policy Act of 1969 for critical
habitat designations made pursuant to the ESA is not required. See
Markle Interests, L.L.C. v. U.S. Fish and Wildlife Serv., 827 F.3d 452
(5th Cir. 2016); Bldg. Indus. Ass'n of the Bay Area v. U.S. Dept. of
Commerce, 792 F.3d 1027 (9th Cir. 201); Douglas County v. Babbitt, 48
F.3d 1495 (9th Cir. 1995), cert. denied, 116 S.Ct. 698 (1996).
Regulatory Flexibility Act Determinations
The ESA does not require use of any particular methodology in the
consideration of impacts pursuant to section 4(b)(2) (see, e.g.,
Building Industry Association of the Bay Area v. U.S. Department of
Commerce, 792 F.3d 1027 (9th Cir. 2015)). In preparing the rules
proposing critical habitat for the Atlantic sturgeon DPSs, we used
different methodologies to conduct the respective impacts analyses.
While those differences in analyses are reflected below, we note the
conclusions are the same, i.e., that designation of critical habitat
for the five DPSs of Atlantic sturgeon will not have significant
economic impacts on small entities. The Final Regulatory Flexibility
Analyses (FRFA) were prepared pursuant to section 604 of the Regulatory
Flexibility Act (5 U.S.C. 601, et seq.). A FRFA includes: A statement
of the need for, and objectives of, the rule; a statement of the
significant issues raised by the public comments in response to the
initial regulatory flexibility analysis (IRFA), a statement of the
assessment by the agency of such issues, and a statement of any changes
made in the proposed rule as a result of such comments; the response of
the agency to any comments filed by the Chief Counsel for Advocacy of
the Small Business Administration (SBA) in response to the proposed
rule, and a detailed statement of any change made to the proposed rule
in the final rule as a result of the comments; a description of and an
estimate of the number of small entities to which the rule will apply
or an explanation of why no such estimate is available; a description
of the projected reporting, recordkeeping and other compliance
requirements of the rule, including an estimate of the classes of small
entities which will be subject to the requirement and the type of
professional skills necessary for preparation of the report or record;
and, a description of the steps the agency has taken to minimize the
significant economic impact on small entities consistent with the
stated objectives of applicable statutes, including a statement of the
factual, policy, and legal reasons for selecting the alternative
adopted in the final rule and why each one of the other significant
alternatives to the rule considered by the agency which affect the
impact on small entities was rejected. We received no comments
specifically on the IRFAs from the public or from the Chief Counsel for
Advocacy of the SBA. The FRFA for the Regulatory Flexibility Act
determinations for the Gulf of Maine, New York Bight and Chesapeake Bay
DPSs and the FRFA for the Regulatory Flexibility Act determinations for
the Carolina and South Atlantic DPSs of Atlantic sturgeon analyze the
impacts of this rule on small entities, are included as Appendix A of
the respective Impacts Analysis, and are available upon request (see
ADDRESSES). A summary of each analysis follows.
Regulatory Flexibility Act Determinations for the Gulf of Maine, New
York Bight and Chesapeake Bay DPSs (5 U.S.C. 601 et seq.)
As explained in the FRFA for the Gulf of Maine, New York Bight and
Chesapeake Bay DPSs, the economic analysis described and estimated the
number of small entities to which this rule may apply. These estimates
are based on the best available information and take into account
uncertainty. Using the number of employees as the criteria for
determining whether or not an establishment is a small business, on
average, 99 percent of businesses in the counties and cities in which
the
[[Page 39236]]
proposed Atlantic sturgeon critical habitat units occur are considered
small businesses. For purposes of projecting the impacts of
administrative ESA section 7 costs on small businesses in each critical
habitat unit, it was assumed that the percentage of private entities
that are involved in those consultations that are small businesses is
the same as the percentage of businesses that are small businesses in
counties that include critical habitat units.
To address uncertainty, costs were estimated as low, medium, and
high. However, this approach likely overestimates the costs because the
majority of consultations have been informal and, thus, have lower
costs than formal consultations. In addition, this analysis was based
on the critical habitat areas as defined by hydrographic unit codes. We
subsequently revised and narrowed how we define the boundaries of the
critical habitat units. As a result, fewer small businesses are likely
to be affected by the critical habitat designations than were projected
based on the information available to the economist at that time.
Finally, because Atlantic sturgeon are present in the areas that we are
designating as critical habitat, consultation is likely to have
occurred even if critical habitat was not designated. Therefore, the
section 7 consultation costs attributed to the designation of critical
habitat, alone, are likely to be very small.
We considered the effect to small businesses throughout our
analysis and, as stated above, there will be no significant economic
impact to small businesses; therefore, it was unnecessary to make any
changes from the proposed rule with the goal of minimizing any
significant economic impacts on small entities. It is unlikely that the
rule will significantly reduce profits or revenue for small businesses.
The administrative costs of ESA section 7 consultation are likely to be
small given, in the absence of critical habitat designation, nearly the
same number and type of consultations would have occurred to consider
the effects of Federal actions on the Atlantic sturgeon DPSs.
In the IRFA, we considered the alternative of not proposing
critical habitat for the Gulf of Maine, New York Bight, or Chesapeake
Bay DPS. We rejected this alternative because we determined the PBFs
forming the basis for the critical habitat designations are essential
to the conservation of the Gulf of Maine, New York Bight, and
Chesapeake Bay DPSs. The lack of protection of the critical habitat
PBFs from adverse modification and/or destruction could result in
continued declines in abundance of these Atlantic sturgeon DPSs, would
not provide for the conservation of the DPSs, and would not meet the
legal requirements of the ESA.
We also analyzed designating a subset of the identified critical
habitat areas. We rejected this alternative because designating only
some of the areas containing the PBFs that are essential to the
conservation of each DPS would not provide for the conservation of the
DPSs and, thus, this alternative does not meet the legal requirements
of the ESA.
Finally, we analyzed designating all critical habitat areas
identified for the DPS. We analyzed the economic, national security,
and other relevant impacts of designating critical habitat. Our
conservative identification of potential, incremental, economic impacts
indicates that any such impacts, if they were to occur, would be very
small. Any incremental economic impacts will consist solely of the
administrative costs of consultation; no project modifications are
projected to be required to address impacts solely to the proposed
critical habitat. There are conservation benefits of the critical
habitat designations, both to the species and to society. While we
cannot quantify nor monetize these benefits, we believe they are not
negligible and are an incremental effect of the designations.
This final rule does not introduce any new reporting, record-
keeping requirements, or other compliance requirements.
Regulatory Flexibility Act Determinations for the Carolina and
Southeast DPSs
As explained in the FRFA for the Carolina and Southeast DPSs, this
final rule is needed to comply with the ESA's requirement to designate
critical habitat to the maximum extent prudent and determinable when
species are listed as threatened or endangered. The objective of this
rule is to identify Atlantic sturgeon habitat areas and features, the
protection of which will support the conservation of these endangered
DPSs.
The FRFA estimates the number of small entities to which the rule
may apply, based on the information in the Impacts Report. The SBA has
established size standards for all for-profit economic activities or
industries in the North American Industry Classification System (13 CFR
121.201; 78 FR 37398; June 20, 2013; 78 FR 77343, December 23, 2013; 79
FR 33467, June 12, 2014) (https://www.sba.gov/sites/default/files/files/Size_Standards_Table.pdf).
Businesses in North American Industry Classification System (NAICS)
Subsector 325320, Pesticide and Other Agricultural Chemical
Manufacturing, could be involved in 5 projected nationwide pesticide
authorization consultations. A small business in this subsector is
defined by the SBA as having 1,000 employees. Businesses in NAICS
Sector 22 (Utilities) could be involved in 14 consultations projected
to occur for hydropower licensing, LNG facility or pipelines
authorization, or nuclear power plant construction/operation licensing.
For hydropower generation and natural gas distribution enterprises, a
small business is defined by the SBA as one having a total of 500
employees. For nuclear power generation, a small business is defined by
the SBA as one having a total of 750 employees. Businesses in NAICS
Sector 54 could be involved as contractors assisting with ESA section 7
consultation in any of the 155 projected future Federal actions that
could involve third parties. Relevant subsectors could include 541370,
Surveying and Mapping, 541620, Environmental Consulting Services, or
541690, Other Scientific and Technical Consulting Services. A small
business in any of these subsectors is defined by the SBA as one having
average annual receipts of $15 million.
Businesses in NAICS Sector 23, Construction, could be involved in a
number of categories of projected future actions, where they could
incur administrative costs of construction. These could include
businesses from the subsector 237120, Oil and Gas Pipeline and Related
Structures Construction, or subsector 237310, Highway, Street, and
Bridge Construction. A small business in subsector 237120 has average
annual receipts of $36.5 million, and a small business in subsector
237310 has average annual receipts of $36.5 million. Businesses in
subsector 238, Other Specialty Trade Contractors, could be involved as
construction contractors in 20 future USACE section 404/RHA permitting
actions and 5 FEMA disaster assistance actions. Small businesses in
this subsector have average annual receipts of $15 million.
Cities could be involved in many of the 70 projected bridge repair
or replacement projects, and some proportion of the 20 projected
section 404/RHA permitting actions. The SBA defines a small
governmental jurisdiction as cities, counties, towns, townships,
villages, school districts, or special districts with a population of
less than 50,000.
[[Page 39237]]
Our consultation database does not track the identity of past third
parties involved in consultations, or whether the third parties were
small entities; therefore we have no basis to determine the percentage
of the 155 third parties that may potentially be involved in future
consultations due to impacts to critical habitat that may be small
businesses, small nonprofits or small government jurisdictions.
There is no indication in the data evaluated in the Impacts
Analysis Report, which serves as the basis for this FRFA, that the
designation would place small entities at a competitive disadvantage
compared to large entities. Incremental economic impacts due to the
designation for the Carolina and South Atlantic DPSs will be minimal
overall. These costs will result from participation in the Section 7
consultation process, and will be spread over 14 critical habitat units
totaling over 2,996 river miles (4,822 rkm) in 4 states. Federal
agencies will bear the majority of the costs (59 percent to 83
percent), which will be limited to administrative costs of consultation
for all parties involved. There are no apparent concentrations of
costs. For most if not all of the Federal activities predicted to occur
in the next 10 years, if the effects to critical habitat will be
adverse and require formal consultation, those effects would also
constitute adverse effects to Atlantic sturgeon or shortnose sturgeon,
either directly when they are in the project area, or indirectly due to
the effects on their habitat, and these consultations would be
coextensive formal consultations. Assuming a third party would be
involved and incur costs for each of the 179 projects in all of the
categories of Federal activity that involved third parties in the past,
the costs to third parties that could be involved in the projected
future consultations other than those with EPA would be between $880
and $2,080 for each action for coextensive formal consultations, and
between $1,500 and $3,000 for each of the 23 fully incremental informal
consultations we conservatively estimated could be required due to the
rule. The total costs over the next 10 years to all third parties for
these 2 classes of actions would be between $30,000 and $60,000 for the
incremental informal consultations and between $136,400 and $322,400
for the coextensive formal consultations. The total costs over the next
10 years to third parties involved in the EPA pesticides consultations
are conservatively estimated to be $25,072 across all units.
There are no record-keeping or reporting requirements associated
with the rule. Third parties would only be required to keep records or
submit reports pursuant to ESA section 7 consultations on future
proposed projects that may affect critical habitat. Similarly, there
are no other compliance requirements in the rule. There are no
professional skills necessary for preparation of any report or record.
We considered the effect to small businesses throughout our
analysis and, as stated above, there will be no significant economic
impact to small businesses. Changes from the proposed rule that would
minimize significant economic impacts on small entities were therefore
unnecessary.
In the IRFA, we considered the alternative of not proposing new
critical habitat for the Carolina and South Atlantic DPSs of Atlantic
sturgeon. We rejected this alternative because we determined
designating critical habitat for Atlantic sturgeon is prudent and
determinable, and the ESA requires critical habitat designation in that
circumstance. In the IRFA, we also analyzed the alternative of
including all large coastal rivers from the North Carolina/Virginia
border southward to the St Johns River, Florida, in the designation,
instead of just documented spawning rivers. This alternative would
likely have involved many more consultations on Federal actions each
year, potentially impacting many more small entities. Several large
coastal rivers within the geographical area occupied by the Carolina
and South Atlantic DPSs of Atlantic sturgeon do not appear to support
spawning and juvenile recruitment or to contain suitable habitat
features to support spawning and we determined it would not promote
Atlantic sturgeon conservation by including those rivers in the rule.
Consultation and Coordination With Indian Tribal Governments (Executive
Order 13175)
The longstanding and distinctive relationship between the Federal
and tribal governments is defined by treaties, statutes, executive
orders, judicial decisions, and agreements, which differentiate tribal
governments from the other entities that deal with, or are affected by,
the Federal Government. This relationship has given rise to a special
Federal trust responsibility involving the legal responsibilities and
obligations of the United States toward Indian Tribes and the
application of fiduciary standards of due care with respect to Indian
lands, tribal trust resources, and the exercise of tribal rights.
Executive Order 13175, Consultation and Coordination with Indian
Tribal Governments, outlines the responsibilities of the Federal
Government in matters affecting tribal interests. If NMFS issues a
regulation with tribal implications (defined as having a substantial
direct effect on one or more Indian tribes, on the relationship between
the Federal Government and Indian tribes, or on the distribution of
power and responsibilities between the Federal Government and Indian
tribes), we must consult with those governments or the Federal
Government must provide funds necessary to pay direct compliance costs
incurred by tribal governments. The critical habitat designations for
Gulf of Maine, New York Bight, Chesapeake Bay, Carolina, and South
Atlantic DPSs do not have tribal implications because designated
critical habitat will not have a substantial direct effect on one or
more Indian tribes, on the relationship between the Federal Government
and Indian tribes, or on the distribution of power and responsibilities
between the Federal Government and Indian tribes.
Takings (Executive Order 12630)
Under E.O. 12630, Federal agencies must consider the effects of
their actions on constitutionally protected private property rights and
avoid unnecessary takings of property. A taking of property includes
actions that result in physical invasion or occupancy of private
property, and regulations imposed on private property that
substantially affect its value or use. In accordance with E.O. 12630,
this rule would not have significant takings implications. The
designation of critical habitat for the Gulf of Maine, New York Bight,
Chesapeake Bay, Carolina, and South Atlantic DPSs of Atlantic sturgeon
will not impose additional burdens on land use or affect property
values. Therefore, a takings implication assessment is not required.
Environmental Justice (Executive Order 12898)
The designation of critical habitat is not expected to have a
disproportionately high effect on minority populations or low-income
populations.
Unfunded Mandates Reform Act (2 U.S.C. 1501 et seq.)
This final rule will not produce a Federal mandate. The designation
of critical habitat does not impose a legally-binding duty on non-
Federal government entities or private parties. The only regulatory
effect is that Federal agencies must ensure that their actions
[[Page 39238]]
do not destroy or adversely modify critical habitat under section 7 of
the ESA. Non-Federal entities which receive Federal funding,
assistance, permits or otherwise require approval or authorization from
a Federal agency for an action may be indirectly impacted by the
designation of critical habitat, but the Federal agency has the legally
binding duty to avoid destruction or adverse modification of critical
habitat.
This rule will not significantly or uniquely affect small
governments. Therefore, a Small Government Action Plan is not required.
Regulatory Planning and Review (Executive Orders 12866 and 13771)
The OMB determined that this final rule is significant under
Executive Order 12866 because it may create a serious inconsistency or
otherwise interfere with an action taken or planned by another agency.
Final Economic and Regulatory Impact Review Analyses and 4(b)(2)
analyses as set forth and referenced herein have been prepared to
support the exclusion process under section 4(b)(2) of the ESA. To
review these documents see ADDRESSES section above.
In addition, as explained above, OMB classified this rule as
significant under E.O. 12866. Therefore, this final rule is considered
an E.O. 13771 regulatory action. This rule is not subject to the
requirements of E.O. 13771 because this rule results in no more than de
minimis costs.
Federalism (Executive Order 13132)
Pursuant to the Executive Order on Federalism, E.O. 13132, we
determined that this final rule does not have significant federalism
effects and that a federalism assessment is not required. However, in
keeping with Department of Commerce policies and consistent with ESA
regulations at 50 CFR 424.16(c)(1)(ii), we requested information from,
and coordinated this critical habitat designation with, appropriate
state resource agencies in Maine, New Hampshire, Massachusetts,
Connecticut, Rhode Island, New York, New Jersey, Delaware, Maryland,
Virginia, the District of Columbia, North Carolina, South Carolina,
Georgia, and Florida.
Coastal Zone Management Act
Under section 307(c)(1)(A) of the Coastal Zone Management Act
(CZMA) (16 U.S.C. 1456(c)(1)(A)) and its implementing regulations, each
Federal activity within or outside the coastal zone that has reasonably
foreseeable effects on any land or water use or natural resource of the
coastal zone shall be carried out in a manner which is consistent to
the maximum extent practicable with the enforceable policies of
approved State coastal management programs. We have determined that any
effects of this designation of critical habitat on coastal uses and
resources in Maine, New Hampshire, Massachusetts, Connecticut, New
York, New Jersey, Delaware, Pennsylvania, Maryland, Virginia, North
Carolina, South Carolina, Georgia and Florida are not reasonably
foreseeable at this time. However, the State of North Carolina
suggested SERO's consistency determination regarding designating
critical habitat was incomplete and did not meet the requirements of
the CZMA and its implementing regulations. The State maintained SERO
submitted an incomplete negative determination, because it had not
provided an evaluation of the North Carolina coastal program's
enforceable policies; SERO disagrees. While SERO recognizes the State's
goals of coastal resource protection and economic development, it
determined that any effects of the proposed action on North Carolina's
coastal uses and resources are not reasonably foreseeable at this time.
As indicated in SERO's negative determination, this designation of
critical habitat will not restrict any coastal uses, affect land
ownership, or establish a refuge or other conservation area; rather,
the designation affects only the ESA section 7 consultation process for
Federal actions. These consultations will consider effects of Federal
actions on coastal uses and resources to the extent they overlap with
critical habitat. We considered the range of Federal actions that this
designation may affect (e.g., dredging, bridge construction/repair,
water withdrawals) and which may affect coastal uses and resources in
the affected States. However, we do not have sufficient information on
the specifics of any future activities (e.g., when, where and how they
will be carried out) to characterize any of these as reasonably
foreseeable. Therefore, because the effects are not reasonably
foreseeable, we cannot make a determination as to whether the Federal
activities will be consistent with any enforceable policies of approved
State coastal management programs. Through the consultation process, we
will receive information on proposed Federal actions and their effects
on listed species and the designated critical habitat. Any related
biological opinions will analyze this information. It will then be up
to the Federal action agencies to decide how to comply with the ESA in
light of our biological opinion, as well as to ensure that their
actions comply with the CZMA's Federal consistency requirement. At this
time, we do not anticipate that this designation is likely to result in
any additional management measures by other Federal agencies.
Energy Supply, Distribution, and Use (Executive Order 13211)
Executive Order 13211 requires agencies to prepare Statements of
Energy Effects when undertaking an action expected to lead to the
promulgation of a final rule or regulation that is a significant
regulatory action under E.O. 12866 and is likely to have a significant
adverse effect on the supply, distribution, or use of energy. OMB
Guidance on Implementing E.O. 13211 (July 13, 2001) states that
significant adverse effects could include any of the following outcomes
compared to a world without the regulatory action under consideration:
(1) Reductions in crude oil supply in excess of 10,000 barrels per day;
(2) reductions in fuel production in excess of 4,000 barrels per day;
(3) reductions in coal production in excess of 5 million tons per year;
(4) reductions in natural gas production in excess of 25 million cubic
feet per year; (5) reductions in electricity production in excess of 1
billion kilowatt-hours per year or in excess of 500 megawatts of
installed capacity; (6) increases in energy use required by the
regulatory action that exceed any of the thresholds above; (7)
increases in the cost of energy production in excess of one percent;
(8) increases in the cost of energy distribution in excess of one
percent; or (9) other similarly adverse outcomes. A regulatory action
could also have significant adverse effects if it: (1) Adversely
affects in a material way the productivity, competition, or prices in
the energy sector; (2) adversely affects in a material way
productivity, competition or prices within a region; (3) creates a
serious inconsistency or otherwise interferes with an action taken or
planned by another agency regarding energy; or (4) raises novel legal
or policy issues adversely affecting the supply, distribution or use of
energy arising out of legal mandates, the President's priorities, or
the principles set forth in E.O. 12866 and 13211. We do not believe
this rule will have a significant adverse effect on the supply,
distribution, or use of energy. The only Federal actions we may consult
on that may have material effects on energy are FERC hydropower
licensing and Nuclear Regulatory Commission actions. These actions have
the potential to adversely affect sturgeon as well as its
[[Page 39239]]
critical habitat, and thus most of the impacts of these consultations
will not be incremental impacts of this rule. Moreover, the FPA, which
FERC implements in issuing hydropower licenses, has independent
requirements to avoid adverse effects on fisheries resources and
habitats, and thus modifications to hydropower facilities to avoid
impacts to critical habitat may also be coextensive with the FPA, and
not incremental impacts of the designation. Therefore, we have not
prepared a Statement of Energy Effects.
Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.)
This final rule does not contain any new or revised collection of
information. This rule, if adopted, would not impose recordkeeping or
reporting requirements on State or local governments, individuals,
businesses, or organizations.
References Cited
A complete list of all references cited in this rulemaking can be
found on our Web sites at http://sero.nmfs.noaa.gov/protected_resources/sturgeon/index.html and https://www.greateratlantic.fisheries.noaa.gov/protected/atlsturgeon/ and is
available upon request from the NMFS SERO and GARFO offices (see
ADDRESSES).
List of Subjects in 50 CFR Part 226
Endangered and threatened species.
Dated: August 10, 2017.
Samuel D Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the preamble, we amend 50 CFR part 226
as follows:
PART 226--DESIGNATED CRITICAL HABITAT
0
1. The authority citation for part 226 continues to read as follows:
Authority: 16 U.S.C. 1533.
0
2. Add Sec. 226.225 to read as follows:
Sec. 226.225 Critical habitat for the Gulf of Maine, New York Bight,
Chesapeake Bay, Carolina, and South Atlantic distinct population
segments (DPSs) of Atlantic Sturgeon.
Critical habitat is designated for the Gulf of Maine, New York
Bight, Chesapeake Bay, Carolina, and South Atlantic DPSs of Atlantic
sturgeon as described in paragraphs (a) through (h) of this section.
The maps, clarified by the textual descriptions in paragraphs (d)
through (h) of this section, are the definitive source for determining
the critical habitat boundaries.
(a) Critical habitat for the Gulf of Maine, New York Bight, and
Chesapeake Bay DPSs of Atlantic sturgeon. The physical features
essential for the conservation of Atlantic sturgeon belonging to the
Gulf of Maine, New York Bight, and Chesapeake Bay DPSs are those
habitat components that support successful reproduction and
recruitment. These are:
(1) Hard bottom substrate (e.g., rock, cobble, gravel, limestone,
boulder, etc.) in low salinity waters (i.e., 0.0-0.5 parts per thousand
range) for settlement of fertilized eggs, refuge, growth, and
development of early life stages;
(2) Aquatic habitat with a gradual downstream salinity gradient of
0.5 up to as high as 30 parts per thousand and soft substrate (e.g.,
sand, mud) between the river mouth and spawning sites for juvenile
foraging and physiological development;
(3) Water of appropriate depth and absent physical barriers to
passage (e.g., locks, dams, thermal plumes, turbidity, sound,
reservoirs, gear, etc.) between the river mouth and spawning sites
necessary to support:
(i) Unimpeded movement of adults to and from spawning sites;
(ii) Seasonal and physiologically dependent movement of juvenile
Atlantic sturgeon to appropriate salinity zones within the river
estuary; and
(iii) Staging, resting, or holding of subadults or spawning
condition adults. Water depths in main river channels must also be deep
enough (e.g., at least 1.2 meters) to ensure continuous flow in the
main channel at all times when any sturgeon life stage would be in the
river;
(4) Water, between the river mouth and spawning sites, especially
in the bottom meter of the water column, with the temperature,
salinity, and oxygen values that, combined, support:
(i) Spawning;
(ii) Annual and interannual adult, subadult, larval, and juvenile
survival; and
(iii) Larval, juvenile, and subadult growth, development, and
recruitment (e.g., 13 to 26 [deg]C for spawning habitat and no more
than 30 [deg]C for juvenile rearing habitat, and 6 milligrams per liter
(mg/L) or greater dissolved oxygen for juvenile rearing habitat).
(5) Pursuant to ESA section 4(a)(3)(B)(i), critical habitat for the
New York Bight and Chesapeake Bay DPSs of Atlantic sturgeon does not
include the following areas owned or controlled by the Department of
Defense, or designated for its use, that are subject to an integrated
natural resource management plan prepared under section 101 of the
Sikes Act (16 U.S.C. 670a), and for which we have determined that such
plan provides a conservation benefit to the species, and its habitat,
for which critical habitat is designated.
(i) The Department of the Army, U.S. Military Academy--West Point,
NY;
(ii) The Department of the Air Force, Joint Base Langley--Eustis,
VA;
(iii) The Department of the Navy, Marine Corps Base Quantico, VA;
(iv) The Department of the Navy, Naval Weapons Station Yorktown,
VA; and,
(v) The Department of the Navy, Naval Support Facility Dahlgren,
VA.
(6) Pursuant to ESA section 3(5)(A)(i), critical habitat for the
Gulf of Maine, New York Bight, and Chesapeake Bay DPSs of Atlantic
sturgeon does not include existing (already constructed), as of
September 18, 2017, manmade structures that do not provide the physical
features such as aids-to-navigation (ATONs), artificial reefs, boat
ramps, docks, or pilings within the legal boundaries of designated
critical habitat.
(b) Critical habitat for the Carolina and South Atlantic DPSs of
Atlantic sturgeon. The physical features essential for the conservation
of Atlantic sturgeon belonging to the Carolina and South Atlantic DPSs
are those habitat components that support successful reproduction and
recruitment. These are:
(1) Hard bottom substrate (e.g., rock, cobble, gravel, limestone,
boulder, etc.) in low salinity waters (i.e., 0.0-0.5 parts per thousand
range) for settlement of fertilized eggs and refuge, growth, and
development of early life stages;
(2) Aquatic habitat inclusive of waters with a gradual downstream
gradient of 0.5 up to as high as 30 parts per thousand and soft
substrate (e.g., sand, mud) between the river mouth and spawning sites
for juvenile foraging and physiological development;
(3) Water of appropriate depth and absent physical barriers to
passage (e.g., locks, dams, thermal plumes, turbidity, sound,
reservoirs, gear, etc.) between the river mouth and spawning sites
necessary to support:
(i) Unimpeded movement of adults to and from spawning sites;
(ii) Seasonal and physiologically dependent movement of juvenile
Atlantic sturgeon to appropriate salinity zones within the river
estuary; and
(iii) Staging, resting, or holding of subadults or spawning
condition adults. Water depths in main river channels must also be deep
enough (at least 1.2 meters) to ensure continuous flow in the
[[Page 39240]]
main channel at all times when any sturgeon life stage would be in the
river;
(4) Water quality conditions, especially in the bottom meter of the
water column, with temperature and oxygen values that support:
(i) Spawning;
(ii) Annual and inter-annual adult, subadult, larval, and juvenile
survival; and
(iii) Larval, juvenile, and subadult growth, development, and
recruitment. Appropriate temperature and oxygen values will vary
interdependently, and depending on salinity in a particular habitat.
For example, 6.0 mg/L dissolved oxygen or greater likely supports
juvenile rearing habitat, whereas dissolved oxygen less than 5.0 mg/L
for longer than 30 days is less likely to support rearing when water
temperature is greater than 25 [deg]C. In temperatures greater than 26
[deg]C, dissolved oxygen greater than 4.3 mg/L is needed to protect
survival and growth. Temperatures of 13 to 26 [deg]C likely support
spawning habitat.
(5) Pursuant to ESA section 4(a)(3)(B)(i), critical habitat for the
Carolina DPS of Atlantic sturgeon does not include certain waters of
the Cooper River, South Carolina, adjacent to Joint Base Charleston.
These areas are described in 33 CFR 334.460(a)(8)(ii)-(iv), 33 CFR
334.460(a)(9), and 33 CFR 334.460(a)(10).
(6) Pursuant to ESA section 3(5)(A)(i), critical habitat for the
Carolina and the South Atlantic DPSs of Atlantic sturgeon does not
include existing (already constructed), as of September 18, 2017,
manmade structures that do not provide the physical features such as
aids-to-navigation (ATONs), artificial reefs, boat ramps, docks, or
pilings within the legal boundaries of designated critical habitat.
(c) States and counties affected by this critical habitat
designation. Critical habitat is designated for the following DPSs in
the following states and counties:
------------------------------------------------------------------------
DPS State--Counties
------------------------------------------------------------------------
Gulf of Maine..................... ME--Androscoggin, Cumberland,
Kennebec, Lincoln, Penobscot,
Sagadahoc, Somerset, Waldo, and
York.
NH--Rockingham and Stafford.
MA--Essex.
New York Bight.................... CT--Fairfield, Hartford, Litchfield,
Middlesex, New Haven, New London,
and Tolland.
NJ--Bergen, Burlington, Camden, Cape
May, Cumberland, Gloucester,
Hudson, Mercer, Monmouth, and
Salem.
NY--Albany, Bronx, Columbia,
Dutchess, Greene, Kings, New York,
Orange, Putnam, Queens, Rensselaer,
Richmond, Rockland, Saratoga,
Ulster, and Westchester.
DE--Kent, New Castle, and Sussex.
PA--Bucks, Delaware, and
Philadelphia.
Chesapeake Bay.................... DC--District of Columbia.
MD--Charles, Dorchester, Montgomery,
Prince George's, St. Mary's, and
Wicomico.
VA--Arlington, Caroline, Charles
City, Chesterfield, Dinwiddie,
Essex, Fairfax, Gloucester,
Hanover, Henrico, Isle of Wight,
King George, James City, King and
Queen, King William, Lancaster,
Loudoun, Middlesex, New Kent,
Northumberland, Prince George,
Prince William, Richmond,
Spotsylvania, Stafford, Surry,
Westmoreland, and York.
Carolina.......................... NC--Anson, Bertie, Beaufort,
Brunswick, Carteret, Columbus,
Craven, Duplin, Edgecombe, Halifax,
Hyde, Johnston, Lenoir, Martin,
Nash, New Hanover, Northampton,
Pamlico, Pender, Pitt, Richmond,
Wake, Washington, and Wayne.
SC--Berkeley, Charleston,
Chesterfield, Clarendon,
Darlington, Dillon, Florence,
Georgetown, Horry, Marion,
Marlboro, and Williamsburg.
South Atlantic.................... SC--Aiken, Allendale, Bamberg,
Barnwell, Beaufort, Charleston,
Colleton, Dorchester, Edgefield,
Hampton, and Jasper.
GA--Appling, Atkinson, Baldwin, Ben
Hill, Bibb, Bleckley, Brantley,
Bryan, Bulloch, Burke, Camden,
Charlton, Chatham, Coffee, Dodge,
Effingham, Emanuel, Glascock,
Glynn, Hancock, Houston, Jeff
Davis, Jefferson, Jenkins, Johnson,
Jones, Laurens, Long, McIntosh,
Monroe, Montgomery, Pierce,
Pulaski, Richmond, Screven,
Tattnall, Telfair, Toombs,
Treutlen, Twiggs, Ware, Warren,
Washington, Wayne, Wheeler, Wilcox,
and Wilkinson.
FL--Baker and Nassau.
------------------------------------------------------------------------
(d) Critical habitat boundaries for the Gulf of Maine DPS. Critical
habitat for the Gulf of Maine DPS of Atlantic sturgeon is the waters
of:
(1) Penobscot River main stem from the Milford Dam downstream to
where the main stem river drainage discharges at its mouth into
Penobscot Bay;
(2) Kennebec River main stem from the Ticonic Falls/Lockwood Dam
downstream to where the main stem river discharges at its mouth into
the Atlantic Ocean;
(3) Androscoggin River main stem from the Brunswick Dam downstream
to where the main stem river drainage discharges into Merrymeeting Bay;
(4) Piscataqua River from its confluence with the Salmon Falls and
Cocheco rivers downstream to where the main stem river discharges at
its mouth into the Atlantic Ocean as well as the waters of the Cocheco
River from its confluence with the Piscataqua River and upstream to the
Cocheco Falls Dam, and waters of the Salmon Falls River from its
confluence with the Piscataqua River and upstream to the Route 4 Dam;
and
(5) Merrimack River from the Essex Dam (also known as the Lawrence
Dam) downstream to where the main stem river discharges at its mouth
into the Atlantic Ocean.
BILLING CODE 3510-22-P
[[Page 39241]]
(6) Maps of the Gulf of Maine DPS follow:
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[[Page 39242]]
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[[Page 39243]]
[GRAPHIC] [TIFF OMITTED] TR17AU17.003
(e) Critical habitat boundaries of the New York Bight DPS. Critical
habitat for the New York Bight DPS of Atlantic sturgeon is the waters
of:
(1) Connecticut River from the Holyoke Dam downstream to where the
main stem river discharges at its mouth into Long Island Sound;
(2) Housatonic River from the Derby Dam downstream to where the
main stem discharges at its mouth into Long Island Sound;
(3) Hudson River from the Troy Lock and Dam (also known as the
Federal Dam) downstream to where the main stem river discharges at its
mouth into New York City Harbor; and
(4) Delaware River at the crossing of the Trenton-Morrisville Route
1 Toll Bridge, downstream to where the main stem river discharges at
its mouth into Delaware Bay.
[[Page 39244]]
(5) Maps of the New York Bight DPS follow:
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[[Page 39245]]
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[[Page 39246]]
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[[Page 39247]]
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[[Page 39248]]
[GRAPHIC] [TIFF OMITTED] TR17AU17.008
(f) Critical habitat boundaries of the Chesapeake Bay DPS. Critical
habitat for the Chesapeake Bay DPS of Atlantic sturgeon is the waters
of:
(1) Potomac River from the Little Falls Dam downstream to where the
main stem river discharges at its mouth into the Chesapeake Bay;
(2) Rappahannock River from the U.S. Highway 1 Bridge, downstream
to where the river discharges at its mouth into the Chesapeake Bay;
(3) York River from its confluence with the Mattaponi and Pamunkey
rivers downstream to where the main stem river discharges at its mouth
into the Chesapeake Bay as well as the waters of the Mattaponi River
from its confluence with the York River and upstream to the Virginia
State Route 360 Bridge of the Mattaponi River, and waters of the
Pamunkey River from its confluence with the York River and upstream to
the Nelson's Bridge Road Route 615 crossing of the Pamunkey River;
(4) James River from Boshers Dam downstream to where the main stem
river discharges at its mouth into the Chesapeake Bay at Hampton Roads;
and
(5) Nanticoke River from the Maryland State Route 313 Bridge
crossing near Sharptown, MD to where the main stem discharges at its
mouth into the Chesapeake Bay as well as Marshyhope Creek from its
confluence with the Nanticoke River and upriver to the Maryland State
Route 318 Bridge crossing near Federalsburg, MD.
[[Page 39249]]
(6) Maps of the Chesapeake Bay DPS follow:
[GRAPHIC] [TIFF OMITTED] TR17AU17.009
[[Page 39250]]
[GRAPHIC] [TIFF OMITTED] TR17AU17.010
[[Page 39251]]
[GRAPHIC] [TIFF OMITTED] TR17AU17.011
[[Page 39252]]
[GRAPHIC] [TIFF OMITTED] TR17AU17.012
[[Page 39253]]
[GRAPHIC] [TIFF OMITTED] TR17AU17.013
(g) Critical habitat boundaries of the Carolina DPS. The lateral
extent for all critical habitat units for the Carolina DPS of Atlantic
sturgeon is the ordinary high water mark on each bank of the river and
shorelines. Critical habitat for the Carolina DPS of Atlantic sturgeon
is:
(1) Carolina Unit 1 includes the Roanoke River main stem from the
Roanoke Rapids Dam downstream to rkm 0;
(2) Carolina Unit 2 includes the Tar-Pamlico River main stem from
the Rocky Mount Millpond Dam downstream to rkm 0;
(3) Carolina Unit 3 includes the Neuse River main stem from the
Milburnie Dam downstream to rkm 0;
(4) Carolina Unit 4 includes the Cape Fear River main stem from
Lock and Dam #2 downstream to rkm 0 and the Northeast Cape Fear River
from the upstream side of Rones Chapel Road Bridge downstream to the
confluence with the Cape Fear River;
(5) Carolina Unit 5 includes the Pee Dee River main stem from
Blewett Falls Dam downstream to rkm 0, the Waccamaw River from Bull
Creek downstream to rkm 0, and Bull Creek from the Pee Dee River to the
confluence with the Waccamaw River;
(6) Carolina Unit 6 includes the Black River main stem from
Interstate Highway 95 downstream to rkm 0 (the confluence with the Pee
Dee River); and
(7) Carolina Unit 7 includes the Santee River main stem from the
Wilson Dam downstream to the fork of the North Santee River and South
Santee River distributaries, the Rediversion Canal from the St. Stephen
Powerhouse downstream to the confluence with the Santee River, the
North Santee River from the fork of the Santee River and South Santee
River downstream to rkm
[[Page 39254]]
0, the South Santee River from the fork of the Santee River and North
Santee River downstream to rkm 0, the Tailrace Canal from Pinopolis Dam
downstream to the West Branch Cooper River, the West Branch Cooper
River from the Tailrace Canal downstream to the confluence with the
East Branch Cooper River, and the Cooper River from confluence of the
West Branch Cooper River and East Branch Cooper River tributaries
downstream to rkm 0, not including the area described in paragraph
(b)(5) of this section.
(8) Maps of the Carolina DPS follow:
[GRAPHIC] [TIFF OMITTED] TR17AU17.014
[[Page 39255]]
[GRAPHIC] [TIFF OMITTED] TR17AU17.015
[[Page 39256]]
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[[Page 39257]]
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[[Page 39258]]
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[[Page 39259]]
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[[Page 39260]]
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[[Page 39261]]
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[[Page 39262]]
[GRAPHIC] [TIFF OMITTED] TR17AU17.022
[[Page 39263]]
(h) Critical habitat boundaries of the South Atlantic DPS. The
lateral extent for all critical habitat units for the South Atlantic
DPS of Atlantic sturgeon is the ordinary high water mark on each bank
of the river and shorelines. Critical habitat for the South Atlantic
DPS of Atlantic sturgeon is:
(1) South Atlantic Unit 1 includes the North Fork Edisto River from
Cones Pond downstream to the confluence with the South Fork Edisto
River, the South Fork Edisto River from Highway 121 downstream to the
confluence with the North Fork Edisto River, the Edisto River main stem
from the confluence of the North Fork Edisto River and South Fork
Edisto River tributaries downstream to the fork at the North Edisto
River and South Edisto River distributaries, the North Edisto River
from the Edisto River downstream to rkm 0, and the South Edisto River
from the Edisto River downstream to rkm 0;
(2) South Atlantic Unit 2 includes the main stem Combahee-
Salkehatchie River from the confluence of Buck and Rosemary Creeks with
the Salkehatchie River downstream to the Combahee River, the Combahee
River from the Salkehatchie River downstream to rkm 0;
(3) South Atlantic Unit 3 includes the main stem Savannah River
(including the Back River, Middle River, Front River, Little Back
River, South River, Steamboat River, and McCoy's Cut) from the New
Savannah Bluff Lock and Dam downstream to rkm 0;
(4) South Atlantic Unit 4 includes the main stem Ogeechee River
from the Mayfield Mill Dam downstream to rkm 0;
(5) South Atlantic Unit 5 includes the main stem Oconee River from
Sinclair Dam downstream to the confluence with the Ocmulgee River, the
main stem Ocmulgee River from Juliette Dam downstream to the confluence
with the Oconee River, and the main stem Altamaha River from the
confluence of the Oconee River and Ocmulgee River downstream to rkm 0;
(6) South Atlantic Unit 6 includes the main stem Satilla River from
the confluence of Satilla and Wiggins Creeks downstream to rkm 0; and
(7) South Atlantic Unit 7 includes the main stem St. Marys River
from the confluence of Middle Prong St. Marys and the St. Marys Rivers
downstream to rkm 0.
[[Page 39264]]
(8) Maps of the South Atlantic DPS follow:
[GRAPHIC] [TIFF OMITTED] TR17AU17.023
[[Page 39265]]
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[[Page 39266]]
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[[Page 39267]]
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[[Page 39268]]
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[[Page 39269]]
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[[Page 39270]]
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[[Page 39271]]
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[[Page 39272]]
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[[Page 39273]]
[GRAPHIC] [TIFF OMITTED] TR17AU17.032
[[Page 39274]]
[GRAPHIC] [TIFF OMITTED] TR17AU17.033
[FR Doc. 2017-17207 Filed 8-16-17; 8:45 am]
BILLING CODE 3510-22-C