[Federal Register Volume 82, Number 87 (Monday, May 8, 2017)]
[Rules and Regulations]
[Pages 21306-21309]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-09202]
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DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 25
[Docket No. FAA-2017-0367; Special Conditions No. 25-665-SC]
Special Conditions: Gulfstream Aerospace Corporation, Model GV-SP
Airplane; Non-Rechargeable Lithium Battery Installations
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Final special conditions; request for comment.
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SUMMARY: These special conditions are issued for non-rechargeable
lithium battery installations on the Gulfstream Aerospace Corporation
(Gulfstream) Model GV-SP airplane. Non-rechargeable lithium batteries
are a novel or unusual design feature when compared to the state of
technology envisioned in the airworthiness standards for transport
category airplanes. The applicable airworthiness regulations do not
contain adequate or appropriate safety standards for this design
feature. These special conditions contain the additional safety
standards that the Administrator considers necessary to establish a
level of safety equivalent to that established by the existing
airworthiness standards.
DATES: This action is effective on Gulfstream Aerospace Corporation on
May 8, 2017. We must receive your comments by June 22, 2017.
ADDRESSES: Send comments identified by docket number FAA-2017-0367
using any of the following methods:
Federal eRegulations Portal: Go to http://www.regulations.gov/ and follow the online instructions for sending
your comments electronically.
Mail: Send comments to Docket Operations, M-30, U.S.
Department of Transportation (DOT), 1200 New Jersey Avenue SE., Room
W12-140, West Building Ground Floor, Washington, DC, 20590-0001.
Hand Delivery or Courier: Take comments to Docket
Operations in Room W12-140 of the West Building Ground Floor at 1200
New Jersey Avenue SE., Washington, DC, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal holidays.
Fax: Fax comments to Docket Operations at 202-493-2251.
Privacy: The FAA will post all comments it receives, without
change, to http://www.regulations.gov/, including any personal
information the commenter provides. Using the search function of the
docket Web site, anyone can find and read the electronic form of all
comments received into any FAA docket, including the name of the
individual sending the comment (or signing the comment for an
association, business, labor union, etc.). DOT's complete Privacy Act
Statement can be found in the Federal Register published on April 11,
2000 (65 FR 19477-19478), as well as at http://DocketsInfo.dot.gov/.
Docket: Background documents or comments received may be read at
http://www.regulations.gov/ at any time. Follow the online instructions
for accessing the docket or go to Docket Operations in Room W12-140 of
the West Building Ground Floor at 1200 New Jersey Avenue SE.,
Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday,
except Federal holidays.
FOR FURTHER INFORMATION CONTACT: Nazih Khaouly, Airplane and Flight
Crew Interface Branch, ANM-111, Transport Airplane Directorate,
Aircraft Certification Service, 1601 Lind Avenue SW., Renton,
Washington 98057-3356; telephone 425-227-2432; facsimile 425-227-1149.
SUPPLEMENTARY INFORMATION:
Future Requests for Installation of Non-Rechargeable Lithium Batteries
The FAA anticipates that non-rechargeable lithium batteries will be
installed in most makes and models of transport category airplanes. We
intend to require special conditions for certification projects
involving non-rechargeable lithium battery installations to address
certain safety issues until we can revise the airworthiness
requirements. Applying special conditions to these installations across
the range of transport category airplanes will ensure regulatory
consistency.
Typically, the FAA issues special conditions after receiving an
application for type certificate approval of a novel or unusual design
feature. However, the FAA has found that the presence of non-
rechargeable lithium batteries in certification projects is not always
immediately identifiable, since the battery itself may not be the focus
of the project. Meanwhile, the inclusion of these batteries has become
virtually ubiquitous on in-production transport category airplanes,
which shows that there will be a need for these special conditions.
Also, delaying the issuance of special conditions until after each
design application is received could lead to costly certification
delays. Therefore the FAA finds it necessary to issue special
conditions applicable to these battery installations on particular
makes and models of aircraft.
On April 22, 2016, the FAA published special conditions no. 25-612-
SC in the Federal Register (81 FR 23573) applicable to Gulfstream
Aerospace Corporation for the GVI airplane. Those were the first
special conditions the FAA issued for non-rechargeable lithium battery
installations. We explained in that document our decision to make those
special conditions effective one year after publication in the Federal
Register, which is April 22, 2017. In those special conditions, the FAA
stated its intention to apply non-rechargeable lithium battery special
conditions to design changes on other makes and models applied for
after this same date.
Section 1205 of the FAA Reauthorization Act of 1996 requires the
FAA to consider the extent to which Alaska is not served by
transportation modes other than aviation and to establish appropriate
regulatory distinctions when modifying airworthiness regulations that
affect intrastate aviation in Alaska. In
[[Page 21307]]
consideration of this requirement and the overall impact on safety, the
FAA does not intend to require non-rechargeable lithium battery special
conditions for design changes that only replace a 121.5 megahertz (MHz)
emergency locator transmitter (ELT) with a 406 MHz ELT that meets
Technical Standard Order C126b, or later revision, on transport
airplanes operating only in Alaska. This will support our efforts of
encouraging operators in Alaska to upgrade to a 406 MHz ELT. These ELTs
provide significantly improved accuracy for lifesaving services to
locate an accident site in Alaskan terrain. The FAA considers that the
safety benefits from upgrading to a 406 MHz ELT for Alaskan operations
will outweigh the battery fire risk.
Comments Invited
The substance of these special conditions has been subjected to the
notice and comment period in prior instances and has been derived
without substantive change from those previously issued. It is unlikely
that prior public comment would result in a significant change from the
substance contained herein. Therefore, the FAA has determined that
prior public notice and comment are unnecessary and impracticable, and
good cause exists for adopting these special conditions upon
publication in the Federal Register. The FAA is requesting comments to
allow interested persons to submit views that may not have been
submitted in response to the prior opportunities for comment described
above.
We invite interested people to take part in this rulemaking by
sending written comments, data, or views. The most helpful comments
reference a specific portion of the special conditions, explain the
reason for any recommended change, and include supporting data.
We will consider all comments we receive by the closing date for
comments. We may change these special conditions based on the comments
we receive.
Background
Gulfstream holds type certificate no. A12EA, which provides the
certification basis for the GV-SP airplane. The GV-SP is a twin engine,
transport category airplane with a passenger seating capacity of 19 and
a maximum takeoff weight of 57,500 to 64,800 pounds, depending on the
specific design.
The FAA is issuing these special conditions for non-rechargeable
lithium battery installations on the GV-SP airplane. The current
battery requirements in title 14, Code of Federal Regulations (14 CFR)
part 25 are inadequate for addressing an airplane with non-rechargeable
lithium batteries.
Type Certification Basis
Under the provisions of 14 CFR 21.101, Gulfstream must show that
the GV-SP airplane meets the applicable provisions of the regulations
listed in type certificate no. A12EA or the applicable regulations in
effect on the date of application for the change, except for earlier
amendments as agreed upon by the FAA. In addition, the certification
basis includes certain special conditions, exemptions, or later amended
sections that are not relevant to these special conditions.
If the Administrator finds that the applicable airworthiness
regulations (i.e., 14 CFR part 25) do not contain adequate or
appropriate safety standards for the GV-SP airplane because of a novel
or unusual design feature, special conditions are prescribed under the
provisions of Sec. 21.16.
Special conditions are initially applicable to the airplane model
for which they are issued. Should the type certificate for that model
be amended later to include any other model that incorporates the same
novel or unusual design feature, or should any other model already
included on the same type certificate be modified to incorporate the
same novel or unusual design feature, these special conditions would
also apply to the other model under Sec. 21.101.
In addition to the applicable airworthiness regulations and special
conditions, the GV-SP must comply with the fuel vent and exhaust
emission requirements of 14 CFR part 34 and the noise certification
requirements of 14 CFR part 36.
The FAA issues special conditions, as defined in 14 CFR 11.19, in
accordance with Sec. 11.38, and they become part of the type
certification basis under Sec. 21.101.
Novel or Unusual Design Feature
The novel or unusual design feature is the installation of non-
rechargeable lithium batteries.
For the purpose of these special conditions, we refer to a battery
and battery system as a battery. A battery system consists of the
battery and any protective, monitoring, and alerting circuitry or
hardware inside or outside of the battery. It also includes vents
(where necessary) and packaging.
Discussion
The FAA derived the current regulations governing installation of
batteries in transport category airplanes from Civil Air Regulations
(CAR) 4b.625(d) as part of the recodification of CAR 4b that
established 14 CFR part 25 in February 1965. This recodification
basically reworded the CAR 4b battery requirements, which are currently
in Sec. 25.1353(b)(1) through (4). Non-rechargeable lithium batteries
are novel and unusual with respect to the state of technology
considered when these requirements were codified. These batteries
introduce higher energy levels into airplane systems through new
chemical compositions in various battery cell sizes and construction.
Interconnection of these cells in battery packs introduces failure
modes that require unique design considerations, such as provisions for
thermal management.
Recent events involving rechargeable and non-rechargeable lithium
batteries prompted the FAA to initiate a broad evaluation of these
energy storage technologies. In January 2013, two independent events
involving rechargeable lithium-ion batteries revealed unanticipated
failure modes. A National Transportation Safety Board (NTSB) letter to
the FAA, dated May 22, 2014, which is available at http://www.ntsb.gov,
filename A-14-032-036.pdf, describes these events.
On July 12, 2013, an event involving a non-rechargeable lithium
battery in an emergency locator transmitter installation demonstrated
unanticipated failure modes. The United Kingdom's Air Accidents
Investigation Branch Bulletin S5/2013 describes this event.
Some known uses of rechargeable and non-rechargeable lithium
batteries on airplanes include:
Flight deck and avionics systems such as displays, global
positioning systems, cockpit voice recorders, flight data recorders,
underwater locator beacons, navigation computers, integrated avionics
computers, satellite network and communication systems, communication
management units, and remote-monitor electronic line-replaceable units;
Cabin safety, entertainment, and communications equipment,
including emergency locator transmitters, life rafts, escape slides,
seatbelt air bags, cabin management systems, Ethernet switches, routers
and media servers, wireless systems, internet and in-flight
entertainment systems, satellite televisions, remotes, and handsets;
Systems in cargo areas including door controls, sensors,
video surveillance equipment, and security systems.
[[Page 21308]]
Some known potential hazards and failure modes associated with non-
rechargeable lithium batteries are:
Internal failures: In general, these batteries are
significantly more susceptible to internal failures that can result in
self-sustaining increases in temperature and pressure (i.e., thermal
runaway) than their nickel-cadmium or lead-acid counterparts. The
metallic lithium can ignite, resulting in a self-sustaining fire or
explosion.
Fast or imbalanced discharging: Fast discharging or an
imbalanced discharge of one cell of a multi-cell battery may create an
overheating condition that results in an uncontrollable venting
condition, which in turn leads to a thermal event or an explosion.
Flammability: Unlike nickel-cadmium and lead-acid
batteries, lithium batteries use higher energy and current in an
electrochemical system that can be configured to maximize energy
storage of lithium. They also use liquid electrolytes that can be
extremely flammable. The electrolyte, as well as the electrodes, can
serve as a source of fuel for an external fire if the battery casing is
breached.
Special condition no. 1 of these special conditions requires that
each individual cell within a non-rechargeable lithium battery be
designed to maintain safe temperatures and pressures. Special condition
no. 2 addresses these same issues but for the entire battery. Special
condition no. 2 requires the battery be designed to prevent propagation
of a thermal event, such as self-sustained, uncontrollable increases in
temperature or pressure from one cell to adjacent cells.
Special conditions nos. 1 and 2 are intended to ensure that the
non-rechargeable lithium battery and its cells are designed to
eliminate the potential for uncontrollable failures. However, a certain
number of failures will occur due to various factors beyond the control
of the battery designer. Therefore, other special conditions are
intended to protect the airplane and its occupants if failure occurs.
Special conditions 3, 7, and 8 are self-explanatory.
Special condition no. 4 makes it clear that the flammable fluid
fire protection requirements of Sec. 25.863 apply to non-rechargeable
lithium battery installations. Section 25.863 is applicable to areas of
the airplane that could be exposed to flammable fluid leakage from
airplane systems. Non-rechargeable lithium batteries contain an
electrolyte that is a flammable fluid.
Special condition no. 5 requires that each non-rechargeable lithium
battery installation not damage surrounding structure or adjacent
systems, equipment, or electrical wiring from corrosive fluids or gases
that may escape in such a way as to cause a major or more severe
failure condition.
While special condition no. 5 addresses corrosive fluids and gases,
special condition no. 6 addresses heat. Special condition no. 6
requires that each non-rechargeable lithium battery installation have
provisions to prevent any hazardous effect on airplane structure or
systems caused by the maximum amount of heat the battery installation
can generate due to any failure of it or its individual cells. The
means of meeting special conditions nos. 5 and 6 may be the same, but
the requirements are independent and address different hazards.
These special conditions apply to all non-rechargeable lithium
battery installations in lieu of Sec. 25.1353(b)(1) through (4) at
Amendment 25-123 or Sec. 25.1353(c)(1) through (4) at earlier
amendments. Those regulations remain in effect for other battery
installations.
These special conditions contain the additional safety standards
that the Administrator considers necessary to establish a level of
safety equivalent to that established by the existing airworthiness
standards.
Applicability
These special conditions are applicable to the GV-SP airplane.
Should Gulfstream apply at a later date for a change to the type
certificate to include another model incorporating the same novel or
unusual design feature, these special conditions would apply to that
model as well.
These special conditions are only applicable to design changes
applied for after the effective date.
These special conditions are not applicable to changes to
previously certified non-rechargeable lithium battery installations
where the only change is either cosmetic or to relocate the
installation to improve the safety of the airplane and occupants.
Previously certified non-rechargeable lithium battery installations, as
used in this paragraph, are those installations approved for
certification projects applied for on or before the effective date of
these special conditions. A cosmetic change is a change in appearance
only, and does not change any function or safety characteristic of the
battery installation. These special conditions are also not applicable
to unchanged, previously certified non-rechargeable lithium battery
installations that are affected by a change in a manner that improves
the safety of its installation. The FAA determined that these
exclusions are in the public interest because the need to meet all of
the special conditions might otherwise deter these design changes that
improve safety.
Conclusion
This action affects only a certain novel or unusual design feature
on one model of airplane. It is not a rule of general applicability.
The substance of these special conditions has been subjected to the
notice and comment period in prior instances and has been derived
without substantive change from those previously issued. It is unlikely
that prior public comment would result in a significant change from the
substance contained herein. Therefore, the FAA has determined that
prior public notice and comment are unnecessary and impracticable, and
good cause exists for adopting these special conditions upon
publication in the Federal Register. The FAA is requesting comments to
allow interested persons to submit views that may not have been
submitted in response to the prior opportunities for comment described
above.
List of Subjects in 14 CFR Part 25
Aircraft, Aviation safety, Reporting and recordkeeping
requirements.
0
The authority citation for these special conditions is as follows:
Authority: 49 U.S.C. 106(g), 40113, 44701, 44702, 44704.
The Special Conditions
0
Accordingly, pursuant to the authority delegated to me by the
Administrator, the following special conditions are issued as part of
the type certification basis for the Gulfstream Model GV-SP airplane.
Non-Rechargeable Lithium Battery Installations
In lieu of Sec. 25.1353(b)(1) through (4) at Amendment 25-123 or
Sec. 25.1353(c)(1) through (4) at earlier amendments, each non-
rechargeable lithium battery installation must:
1. Be designed to maintain safe cell temperatures and pressures
under all foreseeable operating conditions to prevent fire and
explosion.
2. Be designed to prevent the occurrence of self-sustaining,
uncontrollable increases in temperature or pressure.
3. Not emit explosive or toxic gases, either in normal operation or
as a result of its failure, that may accumulate in hazardous quantities
within the airplane.
[[Page 21309]]
4. Meet the requirements of Sec. 25.863.
5. Not damage surrounding structure or adjacent systems, equipment,
or electrical wiring from corrosive fluids or gases that may escape in
such a way as to cause a major or more severe failure condition.
6. Have provisions to prevent any hazardous effect on airplane
structure or systems caused by the maximum amount of heat it can
generate due to any failure of it or its individual cells.
7. Have a failure sensing and warning system to alert the
flightcrew if its failure affects safe operation of the airplane.
8. Have a means for the flightcrew or maintenance personnel to
determine the battery charge state if the battery's function is
required for safe operation of the airplane.
Note: A battery system consists of the battery and any
protective, monitoring, and alerting circuitry or hardware inside or
outside of the battery. It also includes vents (where necessary) and
packaging. For the purpose of these special conditions, a
``battery'' and ``battery system'' are referred to as a battery.
Issued in Renton, Washington, on April 24, 2017.
Michael Kaszycki,
Assistant Manager, Transport Airplane Directorate, Aircraft
Certification Service.
[FR Doc. 2017-09202 Filed 5-5-17; 8:45 am]
BILLING CODE 4910-13-P