[Federal Register Volume 81, Number 129 (Wednesday, July 6, 2016)]
[Notices]
[Pages 43993-44005]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-15875]


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DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

RIN 0648-XE490


Takes of Marine Mammals Incidental to Specified Activities; 
Taking Marine Mammals Incidental to the San Francisco Ferry Terminal 
Expansion Project, South Basin Improvements Project

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Notice; issuance of an incidental harassment authorization.

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SUMMARY: In accordance with the regulations implementing the Marine 
Mammal Protection Act (MMPA) as amended, notification is hereby given 
that we have issued an incidental harassment authorization (IHA) to The 
San Francisco Bay Area Water Emergency Transportation Authority (WETA) 
to incidentally harass marine mammals during construction activities 
associated with the San Francisco Ferry Terminal, South Basin 
Improvements project in San Francisco, CA.

DATES: This authorization is effective from June 28, 2016 through 
December 31, 2016.

FOR FURTHER INFORMATION CONTACT: Laura McCue, Office of Protected 
Resources, NMFS, (301) 427-8401.

SUPPLEMENTARY INFORMATION:

Availability

    An electronic copy of WETA's application and supporting documents, 
as well as a list of the references cited in this document, and the 
final Environmental Assessment (EA) and our associated Finding of No 
Significant Impact, prepared pursuant to the National Environmental 
Policy Act may be obtained by visiting the Internet at: 
www.nmfs.noaa.gov/pr/permits/incidental/construction.html. In case of 
problems accessing these documents, please call the contact listed 
above (see FOR FURTHER INFORMATION CONTACT).

Background

    Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.) 
direct the Secretary of Commerce to allow, upon request by U.S. 
citizens who engage in a specified activity (other than commercial 
fishing) within a specified area, the incidental, but not intentional, 
taking of small numbers of marine mammals, providing that certain 
findings are made and the necessary prescriptions are established.
    The incidental taking of small numbers of marine mammals may be 
allowed only if NMFS (through authority delegated by the Secretary) 
finds that the total taking by the specified activity during the 
specified time period will (i) have a negligible impact on the species 
or stock(s) and (ii) not have an unmitigable adverse impact on the 
availability of the species or stock(s) for subsistence uses (where 
relevant). Further, the permissible methods of taking and requirements 
pertaining to the mitigation, monitoring and reporting of such taking 
must be set forth, either in specific regulations or in an 
authorization.
    The allowance of such incidental taking under section 101(a)(5)(A), 
by harassment, serious injury, death, or a combination thereof, 
requires that regulations be established. Subsequently, a Letter of 
Authorization may be issued pursuant to the prescriptions established 
in such regulations, providing that the level of taking will be 
consistent with the findings made for the total taking allowable under 
the specific regulations. Under section 101(a)(5)(D), NMFS may 
authorize such incidental taking by harassment only, for periods of not 
more than one year, pursuant to requirements and conditions contained 
within an IHA. The establishment of prescriptions through either 
specific regulations or an authorization requires notice and 
opportunity for public comment.
    NMFS has defined ``negligible impact'' in 50 CFR 216.103 as ``. . . 
an impact resulting from the specified activity that cannot be 
reasonably expected to, and is not reasonably likely to, adversely 
affect the species or stock through effects on annual rates of 
recruitment or survival.'' Except with respect to certain activities 
not pertinent here, section 3(18) of the MMPA defines ``harassment'' 
as: ``. . . any act of pursuit, torment, or annoyance which (i) has the 
potential to injure a marine mammal or marine mammal stock in the wild 
[Level A harassment]; or (ii) has the potential to disturb a marine 
mammal or marine mammal stock in the wild by causing disruption of 
behavioral patterns, including, but not limited to, migration, 
breathing, nursing, breeding, feeding, or sheltering [Level B 
harassment].''

Summary of Request

    On February 8, 2016, we received a request from WETA for 
authorization of the taking, by level B harassment only, of marine 
mammals, incidental to pile driving and removal in association with the 
San Francisco Ferry Terminal Expansion Project, South Basin

[[Page 43994]]

Improvements Project in San Francisco Bay, California. That request was 
modified to include additional species and additional monitoring and 
mitigation measures on March 28, 2016 and May 2, 2016, and a final 
version, which we deemed adequate and complete, was submitted on May 
13, 2016, which included revised take numbers and additional mitigation 
measures. In-water work associated with the project is expected to be 
completed within 23 months. This proposed IHA is for the first phase of 
construction activities, to occur in 2016.
    The use of both vibratory and impact pile driving and removal is 
expected to produce underwater sound at levels that have the potential 
to result in behavioral harassment of marine mammals. Seven species of 
marine mammals have the potential to be affected by the specified 
activities: harbor seal (Phoca vitulina), California sea lion (Zalophus 
californianus), Northern elephant seal (Mirounga angustirostris), 
Northern fur seal (Callorhinus ursinus), harbor porpoise (Phocoena 
phocoena), gray whale (Eschrichtius robustus), and bottlenose dolphin 
(Tursiops truncatus). These species may occur year round in the action 
area.
    Similar construction and pile driving activities in San Francisco 
Bay have been authorized by NMFS in the past. These projects include 
construction activities at the Exploratorium (75 FR 66065), pier 36 (77 
FR 20361), and the Oakland Bay Bridge (71 FR 26750; 72 FR 25748; 74 FR 
41684; 76 FR 7156; 78 FR 2371; 79 FR 2421; and 80 FR 43710).

Description of the Specified Activity

Overview

    The San Francisco Bay Area Water Emergency Transportation Authority 
(WETA) is expanding berthing capacity at the Downtown San Francisco 
Ferry Terminal (Ferry Terminal), located at the San Francisco Ferry 
Building (Ferry Building), to support existing and future planned water 
transit services operated on San Francisco Bay by WETA and WETA's 
emergency operations.
    The Downtown San Francisco Ferry Terminal Expansion Project would 
eventually include phased construction of three new water transit gates 
and overwater berthing facilities, in addition to supportive landside 
improvements, such as additional passenger waiting and queuing areas, 
circulation improvements, and other water transit-related amenities. 
The new gates and other improvements would be designed to accommodate 
future planned water transit services between Downtown San Francisco 
and Antioch, Berkeley, Martinez, Hercules, Redwood City, Richmond, and 
Treasure Island, as well as emergency operation needs. According to 
current planning and operating assumptions, WETA will not require all 
three new gates (Gates A, F, and G) to support existing and new 
services immediately. As a result, WETA is planning that project 
construction will be phased. The first phase will include construction 
of Gates F and G, as well as other related improvements in the South 
Basin.

Dates and Duration

    The total project is expected to require a maximum of 130 days of 
in-water pile driving. The project may require up to 23 months for 
completion; with a maximum of 106 days for pile driving in the first 
year. In-water activities are limited to occur between June 28, 2016 
and November 30, 2016 and June 1 through November 30, 2017. If in-water 
work will extend beyond the effective dates of the IHA, a second IHA 
application will be submitted by WETA. This proposed authorization 
would be effective from June 28, 2016 to December 31, 2016.

Specific Geographic Region

    The San Francisco ferry terminal is located in the western shore of 
San Francisco Bay (see Figure 1 of WETA's application). The ferry 
terminal is five blocks north of the San Francisco Oakland Bay Bridge. 
More specifically, the south basin of the ferry terminal is located 
between Pier 14 and the ferry plaza. San Francisco Bay and the adjacent 
Sacramento-San Joaquin Delta make up one of the largest estuarine 
systems on the continent. The Bay has undergone extensive 
industrialization, but remains an important environment for healthy 
marine mammal populations year round. The area surrounding the proposed 
activity is an intertidal landscape with heavy industrial use and boat 
traffic.

Detailed Description of Activities

    The project supports existing and future planned water transit 
services operated by WETA, and regional policies to encourage transit 
uses. Furthermore, the project addresses deficiencies in the 
transportation network that impede water transit operation, passenger 
access, and passenger circulation at the Ferry Terminal.
    The project includes construction of two new water transit gates 
and associated overwater berthing facilities, in addition to supportive 
improvements, such as additional passenger waiting and queuing areas 
and circulation improvements in a 7.7-acre area (see Figure 1 in the 
WETA's application, which depicts the project area, and Figure 2, which 
depicts the project improvements). The project includes the following 
elements: (1) Removal of portions of existing deck and pile 
construction (portions will remain as open water, and other portions 
will be replaced); (2) Construction of two new gates (Gates F and G); 
(3) Relocation of an existing gate (Gate E); and (4) Improved passenger 
boarding areas, amenities, and circulation, including extending the 
East Bayside Promenade along Gates E, F, and G; strengthening the South 
Apron of the Agriculture Building; creating the Embarcadero Plaza; and 
installing weather protection canopies for passenger queuing.
    Implementation of the project improvements will result in a change 
in the type and area of structures over San Francisco Bay. In some 
areas, structures will be demolished and then rebuilt. The project will 
require both the removal and installation of piles as summarized in 
Table 1. Demolition and construction could be completed within 23 
months.

                            Table 1--Summary of Pile Removal and Installation in 2016
----------------------------------------------------------------------------------------------------------------
                                                                                               Number of piles/
         Project element             Pile diameter         Pile type            Method             schedule
----------------------------------------------------------------------------------------------------------------
Demolition in the South Basin...  12 to 18 inches...  Wood and concrete.  Pull or cut off 2   350 piles/30 days
                                                                           feet below mud      2016.
                                                                           line.
Removal of Dolphin Piles in the   36 inches.........  Steel: 140 to 150   Pull out..........  Four dolphin piles/
 South Basin.                                          feet in length.                         1 day.
Embarcadero Plaza and East        24 or 36 inches...  Steel: 135 to 155   Impact or           220 24- or 36-inch
 Bayside Promenade.                                    feet in length.     Vibratory Driver.   piles/65 days
                                                                                               2016.

[[Page 43995]]

 
Fender Piles....................  14 inches.........  Polyurethane-       Impact or           38/10 days 2016.
                                                       coated pressure-    Vibratory Driver.
                                                       treated wood; 64
                                                       feet in length.
----------------------------------------------------------------------------------------------------------------

Removal of Existing Facilities

    As part of the project, the remnants of Pier 2 will be demolished 
and removed. This consists of approximately 21,000 square feet of 
existing deck structure supported by approximately 350 wood and 
concrete piles. In addition, four dolphin piles will be removed. 
Demolition will be conducted from barges. Two barges will be required: 
One for materials storage, and one outfitted with demolition equipment 
(crane, clamshell bucket for pulling of piles, and excavator for 
removal of the deck). Diesel-powered tug boats will bring the barges to 
the project area, where they will be anchored. Piles will be removed by 
either cutting them off two feet below the mud line, or pulling the 
pile through vibratory extraction.

Construction of Gates and Berthing Structures

    The new gates (Gates F and G) will be built similarly. Each gate 
will be designed with an entrance portal--a prominent doorway 
physically separating the berthing structures from the surrounding 
area. Berthing structures will be provided for each new gate, 
consisting of floats, gangways, and guide piles. The steel floats will 
be approximately 42 feet wide by 135 feet long. The steel truss 
gangways will be approximately 14 feet wide and 105 feet long. The 
gangway will be designed to rise and fall with tidal variations while 
meeting Americans with Disabilities Act (ADA) requirements. The gangway 
and the float will be designed with canopies, consistent with the 
current design of existing Gates B and E. The berthing structures will 
be fabricated off site and floated to the project area by barge. Six 
steel guide piles will be required to secure each float in place. In 
addition, dolphin piles may be used at each berthing structure to 
protect against the collision of vessels with other structures or 
vessels. A total of up to 14 dolphin piles may be installed.
    Chock-block fendering will be added along the East Bayside 
Promenade, to adjacent structures to protect against collision. The 
chock-block fendering will consist of square, 12-inch-wide, 
polyurethane-coated, pressure-treated wood blocks that are connected 
along the side of the adjacent pier structure, and supported by 
polyurethane-coated, pressure-treated wood piles.
    In addition, the existing Gate E float will be moved 43 feet to the 
east, to align with the new gates and East Bayside Promenade. The 
existing six 36-inch-diameter steel guide piles will be removed using 
vibratory extraction, and reinstalled to secure the Gate E float in 
place. Because of Gate E's new location, to meet ADA requirements, the 
existing 90-foot-long steel truss gangway will be replaced with a 
longer, 105-foot-long gangway.

Passenger Boarding and Circulation Areas

    Several improvements will be made to passenger boarding and 
circulation areas. New deck and pile-supported structures will be 
built.
     An Embarcadero Plaza, elevated approximately 3 to 4 feet 
above current grade, will be created. The Embarcadero Plaza will 
require new deck and pile construction to fill an open-water area and 
replace existing structures that do not comply with Essential 
Facilities requirements.
     The East Bayside Promenade will be extended to create 
continuous pedestrian access to Gates E, F, and G, as well as to meet 
public access and pedestrian circulation requirements along San 
Francisco Bay. It will extend approximately 430 feet in length, and 
will provide an approximately 25-foot-wide area for pedestrian 
circulation and public access along Gates E, F, and G. The perimeter of 
the East Bayside Promenade will also include a curbed edge with a 
guardrail.
     Short access piers, approximately 30 feet wide and 45 feet 
long, will extend from the East Bayside Promenade to the portal for 
each gate.
     The South Apron of the Agriculture Building will be 
upgraded to temporarily support access for passenger circulation. 
Depending on their condition, as determined during Final Design, the 
piles supporting this apron may need to be strengthened with steel 
jackets.
     Two canopies will be constructed along the East Bayside 
Promenade: one between Gates E and F, and one between Gates F and G. 
Each of the canopies will be 125 feet long and 20 feet wide. Each 
canopy will be supported by four columns at 35 feet on center, with 10-
foot cantilevers at either end. The canopies will be constructed of 
steel and glass, and will include photovoltaic cells.
    The new deck will be constructed on the piles, using a system of 
beam-and-flat-slab-concrete construction, similar to what has been 
built in the Ferry Building area. The beam-and-slab construction will 
be either precast or cast-in-place concrete (or a combination of the 
two), and approximately 2.5 feet thick. Above the structure, granite 
paving or a concrete topping slab will provide a finished pedestrian 
surface.
    The passenger facilities, amenities, and public space 
improvements--such as the entrance portals, canopy structures, 
lighting, guardrails, and furnishings--will be surface-mounted on the 
pier structures after the new construction and repair are complete. The 
canopies and entrance portals will be constructed offsite, delivered to 
the site, craned into place by barge, and assembled onsite. The glazing 
materials, cladding materials, granite pavers, guardrails, and 
furnishings will be assembled onsite.

Dredging Requirements

    The side-loading vessels require a depth of 12.5 feet below mean 
lower low water (MLLW) on the approach and in the berthing area. Based 
on a bathymetric survey conducted in 2015, it is estimated that the new 
Gates F and G will require dredging to meet the required depths. The 
expected dredging volumes are presented in Table 2. These estimates are 
based on dredging the approach areas to 123.5 feet below MLLW, and 2 
feet of overdredge depth, to account for inaccuracies in dredging 
practices. The dredging will take approximately 2 months.

[[Page 43996]]



                Table 2--Summary of Dredging Requirements
------------------------------------------------------------------------
            Dredging element                         Summary
------------------------------------------------------------------------
                            Initial Dredging
------------------------------------------------------------------------
Gate F.................................  0.78 acre/6,006 cubic yards
Gate G.................................  1.64 acres/14,473 cubic yards
Total for Gates F and G................  2.42 acres/20,479 cubic yards
Staging................................  On barges
Typical Equipment......................  Clamshell dredge on barge;
                                          disposal barge; survey boat
Duration...............................  2 months
------------------------------------------------------------------------
                          Maintenance Dredging
------------------------------------------------------------------------
Gates F and G..........................  5,000 to 10,000 cubic yards
Frequency..............................  Every 3 or 4 years
------------------------------------------------------------------------

    Based on observed patterns of sediment accumulation in the Ferry 
Terminal area, significant sediment accumulation will not be expected, 
because regular maintenance dredging is not currently required to 
maintain operations at existing Gates B and E. However, some dredging 
will likely be required on a regular maintenance cycle beneath the 
floats at Gates F and G, due to their proximity to the Pier 14 
breakwater. It is expected that maintenance dredging will be required 
every 3 to 4 years, and will require removal of approximately 5,000 to 
10,000 cubic yards of material.
    Dredging and disposal of dredged materials will be conducted in 
cooperation with the San Francisco Dredged Materials Management Office 
(DMMO), including development of a sampling plan, sediment 
characterization, a sediment removal plan, and disposal in accordance 
with the Long-Term Management Strategy for San Francisco Bay to ensure 
beneficial reuse, as appropriate. DMMO consultation is expected to 
begin in early 2016. Based on the results of the sediment analysis, the 
alternatives for placement of dredged materials will be evaluated, 
including disposal at the San Francisco Deep Ocean Disposal Site, 
disposal at an upland facility, or beneficial reuse. Selection of the 
disposal site will be reviewed and approved by the DMMO.

Comments and Responses

    We published a notice of receipt of WETA's application and proposed 
IHA in the Federal Register on May 25, 2016 (81 FR 33217). We received 
one comment, a letter from the Marine Mammal Commission concurring with 
NMFS's preliminary findings.
    Comment: The Commission recommends the issuance of the IHA, subject 
to the inclusion of the proposed mitigation, monitoring, and reporting 
measures.
    Response: We appreciate the Commission's concurrence with our 
findings and appreciate their input and support. We made minor changes 
to the monitoring requirements, including allowing only one observer if 
impact driving is the only method if installation used on one day; and 
allowing WETA to modify the zones from data from hydroacoustic 
monitoring, with NMFS concurrence, and if the zones are small enough, 
to only have one observer. NMFS believes these changes will still allow 
the mitigation and monitoring measures to effect the least practicable 
impact on marine mammal species or stocks and their habitat.

Description of Marine Mammals in the Area of the Specified Activity

    There are seven marine mammal species which may inhabit or may 
likely transit through the waters nearby the Ferry Terminal, and which 
are expected to potentially be taken by the specified activity. These 
include the Pacific harbor seal (Phoca vitulina), California sea lion 
(Zalophus californianus), Northern Elephant seal (Mirounga 
angustirostris), Northern fur seal (Callorhinus ursinus), harbor 
porpoise (Phocoena phocoena), gray whale (Eschrichtius robustus), and 
bottlenose dolphin (Tursiops truncatus). Multiple additional marine 
mammal species may occasionally enter the activity area in San 
Francisco Bay but would not be expected to occur in shallow nearshore 
waters of the action area. Guadalupe fur seals (Arctocephalus 
townsendi) generally do not occur in San Francisco Bay; however, there 
have been recent sightings of this species due to the El Ni[ntilde]o 
event. Only single individuals of this species have occasionally been 
sighted inside San Francisco Bay, and their presence near the action 
area is considered unlikely. No takes are requested for this species, 
and mitigation measures such as a shutdown zone will be in effect for 
this species if observed approaching the Level B harassment zone. 
Although it is possible that a humpback whale (Megaptera navaeangliae) 
may enter San Francisco Bay and find its way into the project area 
during construction activities, their occurrence is unlikely. No takes 
are requested for this species, and mitigation measures such as a delay 
and shutdown procedure will be in effect for this species if observed 
approaching the Level B harassment zone. Table 3 lists the marine 
mammal species with expected potential for occurrence in the vicinity 
of the SF Ferry terminal during the project timeframe and summarizes 
key information regarding stock status and abundance. Taxonomically, we 
follow Committee on Taxonomy (2014). Please see NMFS' Stock Assessment 
Reports (SAR), available at www.nmfs.noaa.gov/pr/sars, for more 
detailed accounts of these stocks' status and abundance. Please also 
refer to NMFS' Web site (www.nmfs.noaa.gov/pr/species/mammals) for 
generalized species accounts. We provided additional information for 
marine mammals with potential for occurrence in the area of the 
specified activity in our Federal Register notice of proposed 
authorization (May 25, 2016; 81 FR 33217).

[[Page 43997]]



                               Table 3--Marine Mammals Potentially Present in the Vicinity of San Francisco Ferry Terminal
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                                                                                                                                  Relative occurrence in
                                                                   ESA/MMPA status;        Stock abundance (CV,                      Strait of Juan de
               Species                         Stock             strategic  (Y/N) \1\       Nmin, most recent         PBR \3\         Fuca; season of
                                                                                          abundance survey) \2\                         occurrence
--------------------------------------------------------------------------------------------------------------------------------------------------------
                            Order Cetartiodactyla--Cetacea--Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                             Family Phocoenidae (porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Harbor porpoise.....................  San Francisco-Russian    -; N                      9,886 (0.51; 6,625;                  66  Common.
                                       River.                                             2011).
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                            Order Cetartiodactyla--Cetacea--Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                              Family Delphinidae (dolphins)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Bottlenose dolphin \4\..............  California coastal.....  -; N                      323 (0.13; 290; 2005)..             2.4  Rare.
--------------------------------------------------------------------------------------------------------------------------------------------------------
                            Order Cetartiodactyla--Cetacea--Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                  Family Eschrichtiidae
--------------------------------------------------------------------------------------------------------------------------------------------------------
Gray whale..........................  Eastern N. Pacific.....  -; N                      20,990 (0.05; 20,125;               624  Rare.
                                                                                          2011).
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                          Order Cetartiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                 Family Balaenopteridae
--------------------------------------------------------------------------------------------------------------------------------------------------------
Humpback whale......................  California/Oregon/.....  E; S                      1,918..................              11  Unlikely.
                                      Washington stock.......
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                         Order Carnivora--Superfamily Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                      Family Otariidae (eared seals and sea lions)
--------------------------------------------------------------------------------------------------------------------------------------------------------
California sea lion.................  U.S....................  -; N                      296,750 (n/a; 153,337;            9,200  Common.
                                                                                          2011).
Guadalupe fur seal \5\..............  Mexico to California...  T; S                      7,408 (n/a; 3,028;                   91  Unlikely.
                                                                                          1993).
Northern fur seal...................  California stock.......  -;N                       14,050 (n/a; 7,524;                 451  Unlikely.
                                                                                          2013).
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                             Family Phocidae (earless seals)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Harbor seal.........................  California.............  -; N                      30,968 (n/a; 27,348;              1,641  Common; Year-round
                                                                                          2012).                                   resident.
Northern elephant seal..............  California breeding      -; N                      179,000 (n/a; 81,368;             4,882  Rare.
                                       stock.                                             2010).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the ESA or
  designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR (see
  footnote 3) or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
  under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\2\ CV is coefficient of variation; Nmin is the minimum estimate of stock abundance. In some cases, CV is not applicable. For certain stocks, abundance
  estimates are actual counts of animals and there is no associated CV. The most recent abundance survey that is reflected in the abundance estimate is
  presented; there may be more recent surveys that have not yet been incorporated into the estimate.
\3\ Potential biological removal, defined by the MMPA as the maximum number of animals, not including natural mortalities, that may be removed from a
  marine mammal stock while allowing that stock to reach or maintain its optimum sustainable population size (OSP).
\4\ Abundance estimates for these stocks are greater than eight years old and are therefore not considered current. PBR is considered undetermined for
  these stocks, as there is no current minimum abundance estimate for use in calculation. We nevertheless present the most recent abundance estimates
  and PBR values, as these represent the best available information for use in this document.

Potential Effects of the Specified Activity on Marine Mammals and Their 
Habitat

    Our Federal Register notice of proposed authorization (May 25, 
2016; 81 FR 33217) provides a general background on sound relevant to 
the specified activity as well as a detailed description of marine 
mammal hearing and of the potential effects of these construction 
activities on marine mammals and their habitat.

Mitigation

    In order to issue an IHA under section 101(a)(5)(D) of the MMPA, 
NMFS must set forth the permissible methods of taking pursuant to such 
activity, and other means of effecting the least practicable impact on 
such species or stock and its habitat, paying particular attention to 
rookeries, mating grounds, and areas of similar significance, and on 
the availability of such species or stock for taking for certain 
subsistence uses.
    Measurements from similar pile driving events were coupled with 
practical spreading loss to estimate zones of influence (ZOI; see 
Estimated Take by Incidental Harassment); these values were used to 
develop mitigation measures for pile driving and removal activities at 
the ferry terminal. The ZOIs effectively represent the mitigation zone 
that will be established around each pile to prevent Level A harassment 
to marine mammals, while providing estimates of the areas within which 
Level B

[[Page 43998]]

harassment might occur. In addition to the specific measures described 
later in this section, WETA will conduct briefings between construction 
supervisors and crews, marine mammal monitoring team, and WETA staff 
prior to the start of all pile driving activity, and when new personnel 
join the work, in order to explain responsibilities, communication 
procedures, marine mammal monitoring protocol, and operational 
procedures.

Monitoring and Shutdown for Construction Activities

    The following measures will apply to WETA's mitigation through 
shutdown and disturbance zones:
    Shutdown Zone--For all pile driving activities, WETA will establish 
a shutdown zone intended to contain the area in which SPLs equal or 
exceed the 180/190 dB rms acoustic injury criteria for cetaceans and 
pinnipeds, respectively. The purpose of a shutdown zone is to define an 
area within which shutdown of activity would occur upon sighting of a 
marine mammal (or in anticipation of an animal entering the defined 
area), thus preventing injury of marine mammals (as described 
previously, serious injury or death are unlikely outcomes even in the 
absence of mitigation measures). Modeled radial distances for shutdown 
zones are shown in Table 4. However, a minimum shutdown zone of 10 m 
will be established during all pile driving activities, regardless of 
the estimated zone. Vibratory pile driving and removal activities are 
not predicted to produce sound exceeding the 180/190-dB Level A 
harassment threshold, but these precautionary measures are intended to 
prevent the already unlikely possibility of physical interaction with 
construction equipment and to further reduce any possibility of 
acoustic injury.
    Disturbance Zone--Disturbance zones are the areas in which SPLs 
equal or exceed 160 and 120 dB rms (for impulse and continuous sound, 
respectively). Disturbance zones provide utility for monitoring 
conducted for mitigation purposes (i.e., shutdown zone monitoring) by 
establishing monitoring protocols for areas adjacent to the shutdown 
zones. Monitoring of disturbance zones enables observers to be aware of 
and communicate the presence of marine mammals in the project area but 
outside the shutdown zone and thus prepare for potential shutdowns of 
activity. However, the primary purpose of disturbance zone monitoring 
is for documenting instances of Level B harassment; disturbance zone 
monitoring is discussed in greater detail later (see Proposed 
Monitoring and Reporting). Nominal radial distances for disturbance 
zones are shown in Table 4. Given the size of the disturbance zone for 
vibratory pile driving, it is impossible to guarantee that all animals 
would be observed or to make comprehensive observations of fine-scale 
behavioral reactions to sound, and only a portion of the zone (e.g., 
what may be reasonably observed by visual observers stationed within 
the turning basin) would be observed.
    In order to document observed instances of harassment, monitors 
record all marine mammal observations, regardless of location. The 
observer's location, as well as the location of the pile being driven, 
is known from a GPS. The location of the animal is estimated as a 
distance from the observer, which is then compared to the location from 
the pile. It may then be estimated whether the animal was exposed to 
sound levels constituting incidental harassment on the basis of 
predicted distances to relevant thresholds in post-processing of 
observational and acoustic data, and a precise accounting of observed 
incidences of harassment created. This information may then be used to 
extrapolate observed takes to reach an approximate understanding of 
actual total takes.
    Monitoring Protocols--Monitoring will be conducted before, during, 
and after pile driving and vibratory removal activities. In addition, 
observers shall record all instances of marine mammal occurrence, 
regardless of distance from activity, and shall document any behavioral 
reactions in concert with distance from piles being driven. 
Observations made outside the shutdown zone will not result in 
shutdown; that pile segment would be completed without cessation, 
unless the animal approaches or enters the shutdown zone, at which 
point all pile driving activities would be halted. Monitoring will take 
place from fifteen minutes prior to initiation through thirty minutes 
post-completion of pile driving and removal activities. Pile driving 
activities include the time to install or remove a single pile or 
series of piles, as long as the time elapsed between uses of the pile 
driving equipment is no more than thirty minutes. Please see the 
Monitoring Plan (www.nmfs.noaa.gov/pr/permits/incidental/construction.htm), developed by WETA in agreement with NMFS, for full 
details of the monitoring protocols.
    The following additional measures apply to visual monitoring:
    (1) Monitoring will be conducted by qualified observers, who will 
be placed at the best vantage point(s) practicable to monitor for 
marine mammals and implement shutdown/delay procedures when applicable 
by calling for the shutdown to the hammer operator. A minimum of two 
observers will be required for all pile driving/removal activities, 
unless only impact driving is to occur on that day, in which case only 
one observer will be required. This was modified from the proposed FR 
notice. It was determined that one MMO could adequately survey the 
impact driving zones. Qualified observers are typically trained 
biologists, with the following minimum qualifications:
     Visual acuity in both eyes (correction is permissible) 
sufficient for discernment of moving targets at the water's surface 
with ability to estimate target size and distance; use of binoculars 
may be necessary to correctly identify the target;
     Experience and ability to conduct field observations and 
collect data according to assigned protocols (this may include academic 
experience);
     Experience or training in the field identification of 
marine mammals, including the identification of behaviors;
     Sufficient training, orientation, or experience with the 
construction operation to provide for personal safety during 
observations;
     Writing skills sufficient to prepare a report of 
observations including but not limited to the number and species of 
marine mammals observed; dates and times when in-water construction 
activities were conducted; dates and times when in-water construction 
activities were suspended to avoid potential incidental injury from 
construction sound of marine mammals observed within a defined shutdown 
zone; and marine mammal behavior; and
     Ability to communicate orally, by radio or in person, with 
project personnel to provide real-time information on marine mammals 
observed in the area as necessary.
    (2) Prior to the start of pile driving activity, the shutdown zone 
will be monitored for fifteen minutes to ensure that it is clear of 
marine mammals. Pile driving will only commence once observers have 
declared the shutdown zone clear of marine mammals; animals will be 
allowed to remain in the shutdown zone (i.e., must leave of their own 
volition) and their behavior will be monitored and documented. The 
shutdown zone may only be declared clear, and pile driving started, 
when the entire shutdown zone is visible (i.e., when not obscured by 
dark, rain, fog, etc.). In addition, if such conditions should arise 
during impact pile driving

[[Page 43999]]

that is already underway, the activity will be halted.
    (3) If a marine mammal approaches or enters the shutdown zone 
during the course of pile driving operations, activity will be halted 
and delayed until either the animal has voluntarily left and been 
visually confirmed beyond the shutdown zone or fifteen minutes have 
passed without re-detection of small cetaceans and pinnipeds, and 
thirty minutes for gray whales. Monitoring will be conducted throughout 
the time required to drive a pile.
    (4) Using delay and shut-down procedures, if a species for which 
authorization has not been granted (including but not limited to 
Guadalupe fur seals and humpback whales) or if a species for which 
authorization has been granted but the authorized takes are met, 
approaches or is observed within the Level B harassment zone, 
activities will shut down immediately and not restart until the animals 
have been confirmed to have left the area.

Soft Start

    The use of a soft start procedure is believed to provide additional 
protection to marine mammals by warning or providing a chance to leave 
the area prior to the hammer operating at full capacity, and typically 
involves a requirement to initiate sound from the hammer at reduced 
energy followed by a waiting period. This procedure is repeated two 
additional times. It is difficult to specify the reduction in energy 
for any given hammer because of variation across drivers and, for 
impact hammers, the actual number of strikes at reduced energy will 
vary because operating the hammer at less than full power results in 
``bouncing'' of the hammer as it strikes the pile, resulting in 
multiple ``strikes.'' For impact driving, we require an initial set of 
three strikes from the impact hammer at reduced energy, followed by a 
thirty-second waiting period, then two subsequent three strike sets. 
Soft start will be required at the beginning of each day's impact pile 
driving work and at any time following a cessation of impact pile 
driving of thirty minutes or longer.
    We have carefully evaluated WETA's proposed mitigation measures and 
considered their effectiveness in past implementation to determine 
whether they are likely to effect the least practicable impact on the 
affected marine mammal species and stocks and their habitat. Our 
evaluation of potential measures included consideration of the 
following factors in relation to one another: (1) The manner in which, 
and the degree to which, the successful implementation of the measure 
is expected to minimize adverse impacts to marine mammals, (2) the 
proven or likely efficacy of the specific measure to minimize adverse 
impacts as planned; and (3) the practicability of the measure for 
applicant implementation.
    Any mitigation measure(s) we prescribe should be able to 
accomplish, have a reasonable likelihood of accomplishing (based on 
current science), or contribute to the accomplishment of one or more of 
the general goals listed below:
    (1) Avoidance or minimization of injury or death of marine mammals 
wherever possible (goals 2, 3, and 4 may contribute to this goal).
    (2) A reduction in the number (total number or number at 
biologically important time or location) of individual marine mammals 
exposed to stimuli expected to result in incidental take (this goal may 
contribute to 1, above, or to reducing takes by behavioral harassment 
only).
    (3) A reduction in the number (total number or number at 
biologically important time or location) of times any individual marine 
mammal would be exposed to stimuli expected to result in incidental 
take (this goal may contribute to 1, above, or to reducing takes by 
behavioral harassment only).
    (4) A reduction in the intensity of exposure to stimuli expected to 
result in incidental take (this goal may contribute to 1, above, or to 
reducing the severity of behavioral harassment only).
    (5) Avoidance or minimization of adverse effects to marine mammal 
habitat, paying particular attention to the prey base, blockage or 
limitation of passage to or from biologically important areas, 
permanent destruction of habitat, or temporary disturbance of habitat 
during a biologically important time.
    (6) For monitoring directly related to mitigation, an increase in 
the probability of detecting marine mammals, thus allowing for more 
effective implementation of the mitigation.
    Based on our evaluation of WETA's proposed measures, as well as any 
other potential measures that may be relevant to the specified 
activity, we have determined that the proposed mitigation measures 
provide the means of effecting the least practicable impact on marine 
mammal species or stocks and their habitat, paying particular attention 
to rookeries, mating grounds, and areas of similar significance.

Monitoring and Reporting

    In order to issue an IHA for an activity, section 101(a)(5)(D) of 
the MMPA states that NMFS must set forth ``requirements pertaining to 
the monitoring and reporting of such taking.'' The MMPA implementing 
regulations at 50 CFR 216.104 (a)(13) indicate that requests for 
incidental take authorizations must include the suggested means of 
accomplishing the necessary monitoring and reporting that will result 
in increased knowledge of the species and of the level of taking or 
impacts on populations of marine mammals that are expected to be 
present in the proposed action area.
    Any monitoring requirement we prescribe should improve our 
understanding of one or more of the following:
     Occurrence of marine mammal species in action area (e.g., 
presence, abundance, distribution, density).
     Nature, scope, or context of likely marine mammal exposure 
to potential stressors/impacts (individual or cumulative, acute or 
chronic), through better understanding of: (1) Action or environment 
(e.g., source characterization, propagation, ambient noise); (2) 
Affected species (e.g., life history, dive patterns); (3) Co-occurrence 
of marine mammal species with the action; or (4) Biological or 
behavioral context of exposure (e.g., age, calving or feeding areas).
     Individual responses to acute stressors, or impacts of 
chronic exposures (behavioral or physiological).
     How anticipated responses to stressors impact either: (1) 
Long-term fitness and survival of an individual; or (2) Population, 
species, or stock.
     Effects on marine mammal habitat and resultant impacts to 
marine mammals.
     Mitigation and monitoring effectiveness.
    WETA's planned monitoring and reporting is also described in their 
Marine Mammal Monitoring Plan, on the Internet at www.nmfs.noaa.gov/pr/permits/incidental/construction.htm.

Hydroacousting Monitoring

    Hydroacoustic monitoring will be conducted during a minimum of ten 
percent of all pile driving activities. The monitoring will be done in 
accordance with the methodology outlined in this Hydroacoustic 
Monitoring Plan (see Appendix A of WETA's application for more 
information on this plan, including the methodology, equipment, and 
reporting information). The monitoring will be conducted based on the 
following:
     Be based on the dual metric criteria (Popper et al., 2006) 
and the accumulated sound exposure level (SEL);

[[Page 44000]]

     Establish field locations that will be used to document 
the extent of the area experiencing 187 decibels (dB) SEL accumulated;
     Establish the distance to the Marine Mammal Level A and 
Level B Safety and Harassment zones;
     Describe the methods necessary to continuously assess 
underwater noise on a real-time basis, including details on the number, 
location, distance and depth of hydrophones, and associated monitoring 
equipment;
     Provide a means of recording the time and number of pile 
strikes, the peak sound energy per strike, and interval between 
strikes;
     Provide provisions to provide all monitoring data to the 
CDFW and NMFS.

Visual Marine Mammal Observations

    WETA will collect sighting data and behavioral responses to 
construction for marine mammal species observed in the region of 
activity during the period of activity. All observers (MMOs) will be 
trained in marine mammal identification and behaviors and are required 
to have no other construction-related tasks while conducting 
monitoring. A minimum of two MMOs will be required for all pile 
driving/removal activities, unless only impact driving is to occur on 
that day, in which case only one observer will be required. WETA will 
monitor the shutdown zone and disturbance zone before, during, and 
after pile driving, with observers located at the best practicable 
vantage points. Based on our requirements, WETA will implement the 
following procedures for pile driving and removal:
     MMOs will be located at the best vantage point(s) in order 
to properly see the entire shutdown zone and as much of the disturbance 
zone as possible.
     During all observation periods, observers will use 
binoculars and the naked eye to search continuously for marine mammals.
     If the shutdown zones are obscured by fog or poor lighting 
conditions, pile driving at that location will not be initiated until 
that zone is visible. Should such conditions arise while impact driving 
is underway, the activity will be halted.
     The shutdown and disturbance zones around the pile will be 
monitored for the presence of marine mammals before, during, and after 
any pile driving or removal activity.
    Individuals implementing the monitoring protocol will assess its 
effectiveness using an adaptive approach. The monitoring biologists 
will use their best professional judgment throughout implementation and 
seek improvements to these methods when deemed appropriate. Any 
modifications to protocol will be coordinated between NMFS and WETA.
    In addition, the MMO(s) will survey the potential Level A and 
nearby Level B harassment zones (areas within approximately 2,000 feet 
of the pile-driving area observable from the shore) on 2 separate 
days--no earlier than 7 days before the first day of construction--to 
establish baseline observations. Monitoring will be timed to occur 
during various tides (preferably low and high tides) during daylight 
hours from locations that are publicly accessible (e.g., Pier 14 or the 
Ferry Plaza). The information collected from baseline monitoring will 
be used for comparison with results of monitoring during pile-driving 
activities.

Data Collection

    We require that observers use approved data forms. Among other 
pieces of information, WETA will record detailed information about any 
implementation of shutdowns, including the distance of animals to the 
pile and description of specific actions that ensued and resulting 
behavior of the animal, if any. In addition, WETA will attempt to 
distinguish between the number of individual animals taken and the 
number of incidences of take. We require that, at a minimum, the 
following information be collected on the sighting forms:
     Date and time that monitored activity begins or ends;
     Construction activities occurring during each observation 
period;
     Weather parameters (e.g., percent cover, visibility);
     Water conditions (e.g., sea state, tide state);
     Species, numbers, and, if possible, sex and age class of 
marine mammals;
     Description of any observable marine mammal behavior 
patterns, including bearing and direction of travel, and if possible, 
the correlation to SPLs;
     Distance from pile driving or removal activities to marine 
mammals and distance from the marine mammals to the observation point;
     Description of implementation of mitigation measures 
(e.g., shutdown or delay);
     Locations of all marine mammal observations; and
     Other human activity in the area.

Reporting

    A draft report will be submitted to NMFS within 90 days of the 
completion of marine mammal monitoring, or 60 days prior to the 
requested date of issuance of any future IHA for projects at the same 
location, whichever comes first. The report will include marine mammal 
observations pre-activity, during-activity, and post-activity during 
pile driving and removal days, and will also provide descriptions of 
any behavioral responses to construction activities by marine mammals 
and a complete description of all mitigation shutdowns and the results 
of those actions and an extrapolated total take estimate based on the 
number of marine mammals observed during the course of construction. A 
final report must be submitted within thirty days following resolution 
of comments on the draft report.

Estimated Take by Incidental Harassment

    Except with respect to certain activities not pertinent here, 
section 3(18) of the MMPA defines ``harassment'' as: ``. . . any act of 
pursuit, torment, or annoyance which (i) has the potential to injure a 
marine mammal or marine mammal stock in the wild [Level A harassment]; 
or (ii) has the potential to disturb a marine mammal or marine mammal 
stock in the wild by causing disruption of behavioral patterns, 
including, but not limited to, migration, breathing, nursing, breeding, 
feeding, or sheltering [Level B harassment].''
    All anticipated takes would be by Level B harassment resulting from 
vibratory and impact pile driving and removal and involving temporary 
changes in behavior. The planned mitigation and monitoring measures are 
expected to minimize the possibility of injurious or lethal takes such 
that take by Level A harassment, serious injury, or mortality is 
considered discountable. However, it is unlikely that injurious or 
lethal takes would occur even in the absence of the planned mitigation 
and monitoring measures.
    Given the many uncertainties in predicting the quantity and types 
of impacts of sound on marine mammals, it is common practice to 
estimate how many animals are likely to be present within a particular 
distance of a given activity, or exposed to a particular level of 
sound. In practice, depending on the amount of information available to 
characterize daily and seasonal movement and distribution of affected 
marine mammals, it can be difficult to distinguish between the number 
of individuals harassed and the instances of harassment and, when 
duration of the activity is considered, it can result in a take 
estimate that overestimates the number of individuals harassed. In 
particular, for stationary activities, it is

[[Page 44001]]

more likely that some smaller number of individuals may accrue a number 
of incidences of harassment per individual than for each incidence to 
accrue to a new individual, especially if those individuals display 
some degree of residency or site fidelity and the impetus to use the 
site (e.g., because of foraging opportunities) is stronger than the 
deterrence presented by the harassing activity.
    The area where the ferry terminal is located is not considered 
important habitat for marine mammals, as it is a highly industrial area 
with high levels of vessel traffic and background noise. While there 
are harbor seal haul outs within two miles of the construction activity 
at Yerba Buena Island, and a California sea lion haul out approximately 
1.5 miles away at pier 39, behavioral disturbances that could result 
from anthropogenic sound associated with these activities are expected 
to affect only a relatively small number of individual marine mammals 
that may venture near the ferry terminal, although those effects could 
be recurring over the life of the project if the same individuals 
remain in the project vicinity. WETA has requested authorization for 
the incidental taking of small numbers of harbor seals, Northern 
elephant seals, Norther fur seals, California sea lions, harbor 
porpoise, bottlenose dolphin, and gray whales near the San Francisco 
Ferry Terminal that may result from construction activities associated 
with the project described previously in this document.
    In order to estimate the potential instances of take that may occur 
incidental to the specified activity, we must first estimate the extent 
of the sound field that may be produced by the activity and then 
consider in combination with information about marine mammal density or 
abundance in the project area. We described applicable sound thresholds 
for determining effects to marine mammals before describing the 
information used in estimating the sound fields, the available marine 
mammal density or abundance information, and the method of estimating 
potential incidents of take in detail in our Federal Register notice of 
proposed authorization (May 25, 2016; 81 FR 33217). All calculated 
distances to and the total area encompassed by the marine mammal sound 
thresholds are provided in Table 4.
    All calculated distances to, and the total area encompassed by, the 
marine mammal sound thresholds are provided in Table 4. No 
physiological responses are expected from pile-driving operations 
occurring during project construction. Vibratory pile extraction and 
driving does not generate high-peak sound-pressure levels commonly 
associated with physiological damage. Impact driving can produce noise 
levels in excess of the Level A thresholds, but only within 50 feet (15 
meters) of impact-driving of 36-inch piles. The shutdown zone will be 
equivalent to the area over which Level A harassment may occur, 
including the 180 dB re 1 [mu]Pa (cetaceans) and 190 dB re 1 [mu]Pa 
(pinnipeds) isopleths (Table 4); however, a minimum 10 m shutdown zone 
will be applied to the these zones as a precautionary measure intended 
to prevent the already unlikely possibility of physical interaction 
with construction equipment and to further reduce any possibility of 
acoustic injury. The disturbance zones will be equivalent to the area 
over which Level B harassment may occur, including160 dB re 1 [mu]Pa 
(impact pile driving) and 120 dB re 1 [mu]Pa (vibratory pile driving) 
isopleths (Table 4). These zones may be modified based on results from 
the hydroacoustic monitoring (see Appendix A of WETA's application). 
This was a change from the proposed FR notice. It was determined that 
hydroacoustic monitoring will give more accurate information than 
modeled results, and therefore, should be used as the harassment zones. 
Any changes will need to be reviewed and approved by NMFS.

             Table 4--Distances to Relevant Underwater Sound Thresholds and Areas of Ensonification
----------------------------------------------------------------------------------------------------------------
                                   Source levels             Distance to threshold (m)
 Project element requiring pile    at 10 meters  ------------------------------------------------ Area for Level
          installation           ----------------                                 160/120 dB RMS    B threshold
                                        RMS       190 dB RMS \1\  180 dB RMS \1\        \2\           (km\2\)
----------------------------------------------------------------------------------------------------------------
                                     South Basin Pile Demolition and Removal
----------------------------------------------------------------------------------------------------------------
18-Inch Wood Piles--Vibratory              * 150               0              <1         * 1,600          * 2.30
 Driver.........................
18-Inch Concrete Piles--                     150               0              <1           1,000            1.27
 Vibratory Driver...............
36-Inch Steel Piles--Vibratory           \3\ 169              <1               2          18,478           86.52
 Driver.........................
----------------------------------------------------------------------------------------------------------------
           Embarcadero Plaza and East Bayside Promenade and Gates E, F, and G Dolphin and Guide Piles
----------------------------------------------------------------------------------------------------------------
36-Inch Steel Piles--Vibratory               169              <1               2          18,478           86.52
 Driver.........................
36-Inch Steel Piles--Impact              \3\ 183               4              16             341            0.18
 Driver (BCA)3..................
24-Inch Steel Piles--Vibratory               163               0               1           7,356           38.07
 Driver.........................
24-Inch Steel Piles--Impact              \3\ 180               2              10             215            0.09
 Driver (BCA)...................
----------------------------------------------------------------------------------------------------------------
                                                  Fender Piles
----------------------------------------------------------------------------------------------------------------
14-Inch Wood Piles- Vibratory                142               0               0             293            0.14
 Driver.........................
14-Inch Wood Piles--Impact                   158               0               0               7               0
 Driver.........................
----------------------------------------------------------------------------------------------------------------
\1\ For underwater noise, the Level A harassment threshold for cetaceans is 180 dB and 190 dB for pinnipeds.
\2\ For underwater noise, the Level B harassment (disturbance) threshold is 160 dB for impulsive noise and
  typical ambient levels (120 dB) for continuous noise.
\3\ The source levels used for vibratory driving of 36 in steel piles, and impact driving with a bubble curtain
  of 24 in and 36 in steel piles were incorrectly entered into this table in the proposed FR notice. The correct
  values are shown above.
* This SL is at 16m and was stated as 10m in the proposed FR notice. Because of this revision, the 120 dB
  distance and the area were updated.
BCA Bubble curtain attenuation will be used during impact driving of steel piles.
dB decibels.
RMS root mean square.


[[Page 44002]]

Marine Mammal Densities

    At-sea densities for marine mammal species have been determined for 
harbor seals and California sea lions in San Francisco Bay; all other 
estimates here are determined by using observational data taken during 
marine mammal monitoring associated with the Richmond-San Rafael Bridge 
retrofit project, the San Francisco-Oakland Bay Bridge (SFOBB), which 
has been ongoing for the past 15 years, and anecdotal observational 
reports from local entities. It is not currently possible to identify 
all observed individuals to stock.

Description of Take Calculation

    All estimates are conservative and include the following 
assumptions:
     All pilings installed at each site would have an 
underwater noise disturbance equal to the piling that causes the 
greatest noise disturbance (i.e., the piling farthest from shore) 
installed with the method that has the largest ZOI. The largest 
underwater disturbance ZOI would be produced by vibratory driving steel 
piles. The ZOIs for each threshold are not spherical and are truncated 
by land masses on either side of the channel which would dissipate 
sound pressure waves.
     Exposures were based on estimated total of 106 work days. 
Each activity ranges in amount of days needed to be completed (Table 
1). Note that impact driving is likely to occur only on days when 
vibratory driving occurs.
     In absence of site specific underwater acoustic 
propagation modeling, the practical spreading loss model was used to 
determine the ZOI.
     All marine mammal individuals potentially available are 
assumed to be present within the relevant area, and thus incidentally 
taken;
     An individual can only be taken once during a 24-h period; 
and,
     Exposures to sound levels at or above the relevant 
thresholds equate to take, as defined by the MMPA.
    The estimation of marine mammal takes typically uses the following 
calculation:
    For harbor seals and California sea lions: Level B exposure 
estimate = D (density) * Area of ensonification) * Number of days of 
noise generating activities.
    For all other marine mammal species: Level B exposure estimate = N 
(number of animals) in the area * Number of days of noise generating 
activities.
    To account for the increase in California sea lion density due to 
El Ni[ntilde]o, the daily take estimated from the observed density has 
been increased by a factor of 10 for each day that pile driving or 
removal occurs.
    There are a number of reasons why estimates of potential instances 
of take may be overestimates of the number of individuals taken, 
assuming that available density or abundance estimates and estimated 
ZOI areas are accurate. We assume, in the absence of information 
supporting a more refined conclusion, that the output of the 
calculation represents the number of individuals that may be taken by 
the specified activity. In fact, in the context of stationary 
activities such as pile driving and in areas where resident animals may 
be present, this number represents the number of instances of take that 
may accrue to a smaller number of individuals, with some number of 
animals being exposed more than once per individual. While pile driving 
and removal can occur any day throughout the in-water work window, and 
the analysis is conducted on a per day basis, only a fraction of that 
time (typically a matter of hours on any given day) is actually spent 
pile driving/removal. The potential effectiveness of mitigation 
measures in reducing the number of takes is typically not quantified in 
the take estimation process. For these reasons, these take estimates 
may be conservative, especially if each take is considered a separate 
individual animal, and especially for pinnipeds.
    The quantitative exercise described above indicates that no 
instances of Level A harassment would be expected, independent of the 
implementation of required mitigation measures. See Table 5 for total 
estimated instances of take.

                                                  Table 5--Calculations for Incidental Take Estimation
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                               Estimated take by level B harassment (take per day/total)
                                                   Number of  ------------------------------------------------------------------------------------------
           Pile type               Pile-driver      driving                                Northern      Harbor                   Northern
                                       type           days     Harbor seal  CA sea lion    elephant     porpoise    Gray whale    fur seal    Bottlenose
                                                                                \1\        seal \2\       \2\          \2\          \2\      dolphin \2\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Wood/concrete pile removal.....  Vibratory......           30         2/60       10/300           NA           NA           NA           NA           NA
36-inch dolphin pile removal...  Vibratory......            1        66/66      110/110           NA           NA           NA           NA           NA
Embarcadero Plaza..............  Vibratory \3\..           65     66/4,290    110/7,150           NA           NA           NA           NA           NA
36-inch steel piles............
14-inch wood pile..............  Vibratory \3\..           10         1/10       10/100           NA           NA           NA           NA           NA
                                                 -------------------------------------------------------------------------------------------------------
    Project Total (2016) \4\...  ...............          106        4,426        7,660           21            9            2           10           30
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ To account for potential El Ni[ntilde]o conditions, take calculated from at-sea densities for California sea lion has been increased by a factor of
  10.
\2\ Take is not calculated by activity type for these species with a low potential to occur, only a yearly total is given.
\3\ Piles of this type may also be installed with an impact hammer, which would reduce the estimated take.
\4\ This total assumes the more conservative use of 36-inch steel piles used for the Embarcadero Plaza; however, an alternative would be to use 24-in
  steel piles, which would result in smaller take numbers. Take numbers have been updated from the proposed FR notice based on public comment, and are
  described in the Description of Marine Mammals in the Area of the Specified Activity section.

Description of Marine Mammals in the Area of the Specified Activity

Harbor Seals
    Monitoring of marine mammals in the vicinity of the SFOBB has been 
ongoing for 15 years; from those data, Caltrans has produced at-sea 
density estimates for Pacific harbor seal of 0.77 animals per square 
kilometer for the fall season (Caltrans, 2015b). Using this density, 
the potential average daily take for the areas over which the Level B 
harassment thresholds may be exceeded are estimated in Table 6.

                                    Table 6--Take Calculation for Harbor Seal
----------------------------------------------------------------------------------------------------------------
             Activity                     Pile type               Density          Area (km\2\)    Take estimate
----------------------------------------------------------------------------------------------------------------
Vibratory driving and extraction..  36-in steel pile \1\.  0.77 animal/km\2\....           86.53       4,290; 66

[[Page 44003]]

 
Vibratory extraction..............  Wood and concrete      0.77 animal/km\2\....            2.30              60
                                     piles.
Vibratory driving.................  Wood piles...........  0.77 animal/km\2\....            0.13              10
----------------------------------------------------------------------------------------------------------------
\1\ The more conservative use of 36-inch steel piles for the Embarcadero Plaza was used here; however, an
  alternative would be to use 24-in steel piles, which would result in smaller take numbers (780 vs. 1,690).

    A total of 1,756 harbor seal takes are estimated for 2016 (Table 
6). This take number is larger than the take number in the proposed 
IHA. This change was based on public comment and take was increased 
based on using fall densities instead of summer densities, to be more 
representative of the season in which construction will occur and may 
affect harbor seals.

California Sea Lion

    Monitoring of marine mammals in the vicinity of the SFOBB has been 
ongoing for 15 years; from those data, Caltrans has produced at-sea 
density estimates for California sea lion of 0.31 animals per square 
mile (0.12 animal per square kilometer) for the late summer to fall 
season (Caltrans, 2015b). Using this density, the potential average 
daily take for the areas over which the Level B harassment thresholds 
may be exceeded is estimated in Table 7.

                                Table 7--Take Calculation for California Sea Lion
----------------------------------------------------------------------------------------------------------------
             Activity                     Pile type               Density          Area (km\2\)    Take estimate
----------------------------------------------------------------------------------------------------------------
Vibratory driving and extraction..  36-in steel pile \1\.  0.31 (0.12 animal/              86.53  * 7,150; * 110
                                                            km\2\).
Vibratory extraction..............  Wood and concrete      0.31 (0.12 animal/                2.3           * 300
                                     piles.                 km\2\).
Vibratory driving.................  Wood piles...........  0.31 (0.12 animal/               0.13           * 100
                                                            km\2\).
----------------------------------------------------------------------------------------------------------------
* All California sea lion estimates were multiplied by 10 to account for the increased occurrence of this
  species due to El Ni[ntilde]o.
\1\ The more conservative use of 36-inch steel piles for the Embarcadero Plaza was used here; however, an
  alternative would be to use 24-in steel piles, which would result in smaller take numbers (3,250 vs 7,150).

    All California sea lion estimates were multiplied by 10 to account 
for the increased occurrence of this species due to El Ni[ntilde]o. A 
total of 7,660 California sea lion takes is estimated for 2016 (Table 
5).

Northern Elephant Seal

    Monitoring of marine mammals in the vicinity of the SFOBB has been 
ongoing for 15 years; from those data, Caltrans has produced an 
estimated at-sea density for northern elephant seal of 0.16 animal per 
square mile (0.03 animal per square kilometer) (Caltrans, 2015b). Most 
sightings of northern elephant seal in San Francisco Bay occur in 
spring or early summer, and are less likely to occur during the periods 
of in-water work for this project (June/July through November). As a 
result, densities during pile driving and removal for the proposed 
action would be much lower. Therefore, we estimate that it is possible 
that a lone northern elephant seal may enter the Level B harassment 
area once per week during pile driving or removal, for a total of 21 
takes in 2016 (Table 5). This take number is larger than the take 
number in the proposed IHA. This change was based on public comment and 
take was increased from 14 to 21 to be more representative of the 
number of weeks during construction activities over 106 days (21 weeks 
vs 14 weeks) if one individual was in the Level B harassment area once 
per week.

Northern Fur Seal

    During the breeding season, the majority of the worldwide 
population is found on the Pribilof Islands in the southern Bering Sea, 
with the remaining animals spread throughout the North Pacific Ocean. 
On the coast of California, small breeding colonies are present at San 
Miguel Island off southern California, and the Farallon Islands off 
central California (Caretta et al 2014). Northern fur seal are a 
pelagic species and are rarely seen near the shore away from breeding 
areas. Juveniles of this species occasionally strand in San Francisco 
Bay, particularly during El Ni[ntilde]o events, for example, during the 
2006 El Ni[ntilde]o event, 33 fur seals were admitted to the Marine 
Mammal Center (TMMC, 2016). Some of these stranded animals were 
collected from shorelines in San Francisco Bay. Due to the recent El 
Ni[ntilde]o event, Northern fur seals are being observed in San 
Francisco bay more frequently, as well as strandings all along the 
California coast and inside San Francisco Bay; a trend that is expected 
to continue this summer through winter (TMMC, personal communication). 
Because sightings are normally rare; instances recently have been 
observed, but are not common, and based on estimates from local 
observations (TMMC, personal communication), it is estimated that ten 
Northern fur seals will be taken in 2016 (Table 5).

Harbor Porpoise

    In the last six decades, harbor porpoises were observed outside of 
San Francisco Bay. The few harbor porpoises that entered were not 
sighted past central Bay close to the Golden Gate Bridge. In recent 
years, however, there have been increasingly common observations of 
harbor porpoises in central, north, and south San Francisco Bay. 
Porpoise activity inside San Francisco Bay is thought to be related to 
foraging and mating behaviors (Keener, 2011; Duffy, 2015). According to 
observations by the Golden Gate Cetacean Research team as part of their 
multi-year assessment, over 100 porpoises may be seen at one time 
entering San Francisco Bay; and over 600 individual animals are 
documented in a photo-ID database. However, sightings are concentrated 
in the vicinity of the Golden Gate Bridge and Angel Island, north of 
the project area, with lesser numbers sighted south of Alcatraz and 
west of Treasure Island (Keener 2011). Harbor porpoise generally travel 
individually or in small groups of two or three (Sekiguchi, 1995).
    Monitoring of marine mammals in the vicinity of the SFOBB has been 
ongoing for 15 years; from those data, Caltrans has produced an 
estimated at-sea density for harbor porpoise of 0.01 animal per square 
mile (0.004 animal per square kilometer) (Caltrans, 2015b). However, 
this estimate would be an overestimate of what would actually be

[[Page 44004]]

seen in the project area. In order to estimate a more realistic take 
number, we assume it is possible that a small group of individuals 
(three harbor porpoises) may enter the Level B harassment area on as 
many as three days of pile driving or removal, for a total of nine 
harbor porpoise takes per year (Table 5). This take number is larger 
than the take number in the proposed IHA. This change was based on 
public comment and take was increased by increasing the number of 
potential days harbor porpoise may be near the construction activity 
and incidentally harassed from two to three days to be conservative.

Gray Whale

    Historically, gray whales were not common in San Francisco Bay. The 
Oceanic Society has tracked gray whale sightings since they began 
returning to San Francisco Bay regularly in the late 1990s. The Oceanic 
Society data show that all age classes of gray whales are entering San 
Francisco Bay, and that they enter as singles or in groups of up to 
five individuals. However, the data do not distinguish between 
sightings of gray whales and number of individual whales (Winning, 
2008). Caltrans Richmond-San Rafael Bridge project monitors recorded 12 
living and two dead gray whales in the surveys performed in 2012. All 
sightings were in either the central or north Bay; and all but two 
sightings occurred during the months of April and May. One gray whale 
was sighted in June, and one in October (the specific years were 
unreported). It is estimated that two to six gray whales enter San 
Francisco Bay in any given year. Because construction activities are 
only occurring during a maximum of 106 days in 2016, it is estimated 
that two gray whales may potentially enter the area during the 
construction period, for a total of 2 gray whale takes in 2016 (Table 
5).

Bottlenose Dolphin

    Since the 1982-83 El Ni[ntilde]o, which increased water 
temperatures off California, bottlenose dolphins have been consistently 
sighted along the central California coast (Caretta et al. 2008). The 
northern limit of their regular range is currently the Pacific coast 
off San Francisco and Marin County, and they occasionally enter San 
Francisco Bay, sometimes foraging for fish in Fort Point Cove, just 
east of the Golden Gate Bridge. In the summer of 2015, a lone 
bottlenose dolphin was seen swimming in the Oyster Point area of South 
San Francisco (GGCR, 2016). Members of this stock are transient and 
make movements up and down the coast, and into some estuaries, 
throughout the year. Bottlenose dolphins are being observed in San 
Francisco bay more frequently in recent years (TMMC, personal 
communication). Groups with an average group size of five animals enter 
the bay and occur near Yerba Buena Island once per week for a two week 
stint and then depart the bay (TMMC, personal communication). Assuming 
groups of five individuals may enter San Francisco Bay approximately 
three times during the construction activities, we estimate 30 takes of 
bottlenose dolphins for 2016 (Table 5).

Analyses and Preliminary Determinations

Negligible Impact Analysis

    NMFS has defined ``negligible impact'' in 50 CFR 216.103 as ``. . . 
an impact resulting from the specified activity that cannot be 
reasonably expected to, and is not reasonably likely to, adversely 
affect the species or stock through effects on annual rates of 
recruitment or survival.'' A negligible impact finding is based on the 
lack of likely adverse effects on annual rates of recruitment or 
survival (i.e., population-level effects). An estimate of the number of 
Level B harassment takes alone is not enough information on which to 
base an impact determination. In addition to considering estimates of 
the number of marine mammals that might be ``taken'' through behavioral 
harassment, we consider other factors, such as the likely nature of any 
responses (e.g., intensity, duration), the context of any responses 
(e.g., critical reproductive time or location, migration), as well as 
the number and nature of estimated Level A harassment takes, the number 
of estimated mortalities, and effects on habitat.
    Pile driving and removal activities associated with the ferry 
terminal construction project, as outlined previously, have the 
potential to disturb or displace marine mammals. Specifically, the 
specified activities may result in take, in the form of Level B 
harassment (behavioral disturbance) only, from underwater sounds 
generated from pile driving and removal. Potential takes could occur if 
individuals of these species are present in the ensonified zone when 
pile driving and removal occurs.
    No injury, serious injury, or mortality is anticipated given the 
nature of the activities and measures designed to minimize the 
possibility of injury to marine mammals. The potential for these 
outcomes is minimized through the construction method and the 
implementation of the planned mitigation measures. Specifically, 
vibratory hammers will be the primary method of installation (impact 
driving is included only as a contingency), and this activity does not 
have the potential to cause injury to marine mammals due to the 
relatively low source levels produced (less than 180 dB) and the lack 
of potentially injurious source characteristics. Impact pile driving 
produces short, sharp pulses with higher peak levels and much sharper 
rise time to reach those peaks. If impact driving is necessary, 
implementation of soft start and shutdown zones significantly reduces 
any possibility of injury. Given sufficient ``notice'' through use of 
soft start (for impact driving), marine mammals are expected to move 
away from a sound source that is annoying prior to it becoming 
potentially injurious. WETA will also employ the use of 12-inch-thick 
wood cushion block on impact hammers, and use a bubble curtain as sound 
attenuation devices. Environmental conditions in San Francisco Ferry 
Terminal mean that marine mammal detection ability by trained observers 
is high, enabling a high rate of success in implementation of shutdowns 
to avoid injury.
    WETA's proposed activities are localized; the entire project area 
is limited to the San Francisco ferry terminal area and its immediate 
surroundings. These localized noise exposures may cause short-term 
behavioral modifications in harbor seals, Northern fur seals, Northern 
elephant seals, California sea lions, harbor porpoises, bottlenose 
dolphins, and gray whales. Moreover, the proposed mitigation and 
monitoring measures are expected to reduce the likelihood of injury and 
more severe behavior exposures. Additionally, no important feeding and/
or reproductive areas for marine mammals are known to be within the 
ensonified area during the construction time frame.
    The project also is not expected to have significant adverse 
effects on affected marine mammals' habitat. The project activities 
would not modify existing marine mammal habitat for a significant 
amount of time. The activities may cause some fish to leave the area of 
disturbance, thus temporarily impacting marine mammals' foraging 
opportunities in a limited portion of the foraging range; but, because 
of the short duration of the activities and the relatively small area 
of the habitat that may be affected, the impacts to marine mammal 
habitat are not expected to cause significant or long-term negative 
consequences.

[[Page 44005]]

    Effects on individuals that are taken by Level B harassment, on the 
basis of reports in the literature as well as monitoring from other 
similar activities, will likely be limited to reactions such as 
increased swimming speeds, increased surfacing time, or decreased 
foraging (if such activity were occurring) (e.g., Thorson and Reyff, 
2006; Lerma, 2014). Most likely, individuals will simply move away from 
the sound source and be temporarily displaced from the areas of pile 
driving, although even this reaction has been observed primarily only 
in association with impact pile driving. Repeated exposures of 
individuals to levels of sound that may cause Level B harassment are 
unlikely to result in hearing impairment or to significantly disrupt 
foraging behavior due to the small ensonification area and relatively 
short duration of the project. Thus, even repeated Level B harassment 
of some small subset of the overall stock is unlikely to result in any 
significant realized decrease in fitness for the affected individuals, 
and thus would not result in any adverse impact to the stock as a 
whole.
    In summary, this negligible impact analysis is founded on the 
following factors: (1) The possibility of injury, serious injury, or 
mortality may reasonably be considered discountable; (2) the 
anticipated instances of Level B harassment consist of, at worst, 
temporary modifications in behavior; (3) the presumed efficacy of the 
planned mitigation measures in reducing the effects of the specified 
activity to the level of least practicable impact, and (4) the lack of 
important areas. In addition, these stocks are not listed under the 
ESA. In combination, we believe that these factors, as well as the 
available body of evidence from other similar activities, demonstrate 
that the potential effects of the specified activity will have only 
short-term effects on individuals. The specified activity is not 
reasonably expected to and is not reasonably likely to adversely affect 
the marine mammal species or stocks through effects on annual rates of 
recruitment or survival, and will therefore not result in population-
level impacts.
    Based on the analysis contained herein of the likely effects of the 
specified activity on marine mammals and their habitat, and taking into 
consideration the implementation of the planned monitoring and 
mitigation measures, we find that the total marine mammal take from 
WETA's ferry terminal construction activities will have a negligible 
impact on the affected marine mammal species or stocks.

Small Numbers Analysis

    Table 8 details the number of instances that animals could be 
exposed to received noise levels that could cause Level B behavioral 
harassment for the proposed work at the ferry terminal project site 
relative to the total stock abundance. The numbers of animals 
authorized to be taken for all species would be considered small 
relative to the relevant stocks or populations even if each estimated 
instance of take occurred to a new individual--an extremely unlikely 
scenario. The total percent of the population (if each instance was a 
separate individual) for which take is requested is approximately 14 
percent for harbor seals, approximately nine percent for bottlenose 
dolphins, less than three percent for California sea lions, and less 
than one percent for all other species (Table 8). For pinnipeds, 
especially harbor seals occurring in the vicinity of the ferry 
terminal, there will almost certainly be some overlap in individuals 
present day-to-day, and the number of individuals taken is expected to 
be notably lower. We preliminarily find that small numbers of marine 
mammals will be taken relative to the populations of the affected 
species or stocks.

          Table 8--Estimated Numbers and Percentage of Stock That May Be Exposed to Level B Harassment
----------------------------------------------------------------------------------------------------------------
                                                                     Proposed        Stock(s)      Percentage of
                             Species                                authorized       abundance      total stock
                                                                       takes       estimate \1\       (%) \2\
----------------------------------------------------------------------------------------------------------------
Harbor Seal (Phoca vitulina)--California stock..................           4,426          30,968            14.3
California sea lion (Zalophus californianus)--U.S. Stock........           7,660         296,750             2.6
Northern elephant seal (Mirounga anustirostris)--California                   21         179,000            0.01
 breeding stock.................................................
Northern fur seal (Callorhinus ursinus)--California stock.......              10          14,050            0.07
Harbor Porpoise (Phocoena phocoena)--San Francisco-Russian River               9           9,886            0.09
 Stock..........................................................
Gray whale (Eschrichtius robustus)--Eastern North Pacific stock.               2          20,990            0.01
Bottlenose dolphin (Tursiops truncatus)--California coastal                   30             323             9.3
 stock..........................................................
----------------------------------------------------------------------------------------------------------------
\1\ All stock abundance estimates presented here are from the draft 2015 Pacific Stock Assessment Report.
\2\ Percentage of total stock has been updated from the proposed FR notice for most species. Some percentages
  changed based on the new take calculations (harbor seal, Northern elephant seal, harbor porpoise), while
  others (Nothern fur seal, gray whale) were entered incorrectly in the proposed draft.

Impact on Availability of Affected Species for Taking for Subsistence 
Uses

    There are no relevant subsistence uses of marine mammals implicated 
by this action. Therefore, we have determined that the total taking of 
affected species or stocks would not have an unmitigable adverse impact 
on the availability of such species or stocks for taking for 
subsistence purposes.

Endangered Species Act (ESA)

    No marine mammal species listed under the ESA are expected to be 
affected by these activities. Therefore, we have determined that 
section 7 consultation under the ESA is not required.

National Environmental Policy Act (NEPA)

    NMFS conducted an analysis, pursuant to National Environmental 
Policy Act (NEPA), to determine whether or not this proposed activity 
may have a significant effect on the human environment. NMFS determined 
that these activities will not have a significant effect on the human 
environment and published a Finding of No Significant Impact.

Proposed Authorization

    As a result of these determinations, we have issued an IHA to WETA 
to conduct the described construction activities for the Downtown San 
Francisco Ferry Terminal Expansion Project, South Basin Improvements 
Project, provided the previously mentioned mitigation, monitoring, and 
reporting requirements are incorporated.

Donna S. Wieting,
Director, Office of Protected Resources, National Marine Fisheries 
Service.
[FR Doc. 2016-15875 Filed 7-5-16; 8:45 am]
 BILLING CODE 3510-22-P