[Federal Register Volume 79, Number 230 (Monday, December 1, 2014)]
[Notices]
[Pages 71145-71146]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2014-28175]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-31344]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
November 21, 2014.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
November 2014. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or for an
applicant using the Company name box, at http://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each
application will be issued unless the SEC orders a hearing. Interested
persons may request a hearing on any application by writing to the
SEC's Secretary at the address below and serving the relevant applicant
with a copy of the request, personally or by mail. Hearing requests
should be received by the SEC by 5:30 p.m. on December 19, 2014, and
should be accompanied by proof of service on applicants, in the form of
an affidavit or, for lawyers, a certificate of service. Pursuant to
Rule 0-5 under the Act,
[[Page 71146]]
hearing requests should state the nature of the writer's interest, any
facts bearing upon the desirability of a hearing on the matter, the
reason for the request, and the issues contested. Persons who wish to
be notified of a hearing may request notification by writing to the
Commission's Secretary.
ADDRESSES: The Commission: Brent J. Fields, Secretary, U.S. Securities
and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.
FOR FURTHER INFORMATION CONTACT: Diane L. Titus at (202) 551-6810, SEC,
Division of Investment Management, Chief Counsel's Office, 100 F Street
NE., Washington, DC 20549-8010.
Cushing Funds Trust
[File No. 811-22428]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant transferred its assets to
corresponding series of MainStay Funds Trust, and on July 7, 2014, made
distributions to its shareholders based on net asset value. Expenses of
$822,606 incurred in connection with the reorganization were paid by
Cushing Asset Management, L.P., applicant's investment adviser, and New
York Life Investment Management LLC, the surviving fund's investment
adviser.
Filing Date: The application was filed on October 27, 2014.
Applicant's Address: 8117 Preston Rd., Suite 440, Dallas, TX 75225.
Lattice Strategies, LLC
[File No. 811-23001]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant states the filings on Form N-8A and
N-1A made under applicant's file number were inadvertent and were
intended instead to be filed under the file number of Lattice
Strategies Trust.
Filing Date: The application was filed on October 24, 2014.
Applicant's Address: One Embarcadero Center, 23rd Floor, San
Francisco, CA 94111.
Oceanstone Fund
[File No. 811-21930]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On August 29, 2014, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Applicant incurred no expenses in connection with the liquidation.
Filing Date: The application was filed on October 29, 2014.
Applicant's Address: PO Box 130982, Carlsbad, CA 92013.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2014-28175 Filed 11-28-14; 8:45 am]
BILLING CODE 8011-01-P