[Federal Register Volume 79, Number 203 (Tuesday, October 21, 2014)]
[Notices]
[Pages 63021-63029]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2014-24988]


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DEPARTMENT OF THE TREASURY

Office of Foreign Assets Control


Sanctions Actions Pursuant to Executive Orders 13660, 13661 and 
13662

AGENCY: Office of Foreign Assets Control, Treasury.

ACTION: Notice.

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SUMMARY: The Department of the Treasury's Office of Foreign Assets 
Control (OFAC) is providing additional notice of the following actions, 
which were taken between March 20, 2014 and October 6, 2014 to address 
the national emergency declared by the President with respect to 
situation in Ukraine: (1) Blocking of property and interests in 
property of certain persons pursuant to Executive Orders (E.O.s) 13660 
or 13661 (the names of these persons have been added to OFAC's 
Specially Designated Nationals and Blocked Persons List (SDN List)); 
(2) sectoral determinations by the Secretary of the Treasury pursuant 
to E.O. 13662; (3) Original Directive 1 (July 16, 2014) under E.O. 
13662 and determinations that certain persons are subject to Original 
Directive 1 (the names of these persons have been added to the Sectoral 
Sanctions Identifications List (SSI List)) (this directive has been 
superseded as noted below and is being provided for historical 
reference purposes only); (4) Original Directive 2 (July 16, 2014) 
under E.O. 13662 and a determination that certain persons are subject 
to Original Directive 2 (the names of these persons have been added to 
the SSI List) (this directive has been superseded as noted below and is 
being provided for historical reference purposes only); (5) Directive 1 
(as amended) (September 12, 2014) under E.O. 13662 and a determination 
that certain persons are subject to Directive 1 (as amended) (the names 
of these persons have been added to the SSI List); (6) Directive 2 (as 
amended) (September 12, 2014) under E.O. 13662 and a determination that 
certain persons are subject to Directive 2 (as amended) (the names of 
these persons have been added to the SSI List); (7) Directive 3 
(September 12, 2014) under E.O. 13662 and a determination that certain 
persons are subject to Directive 3 (the names of these persons have 
been added to the SSI List); (8) Directive 4 (September 12, 2014) under 
E.O. 13662 and a determination that certain persons are subject to 
Directive 4 (the names of these persons have been added to the SSI 
List); (9) General License 1 (July 16, 2014) (this general license has 
been

[[Page 63022]]

superseded as noted below and is being provided for historical 
reference purposes only); (10) General License 1A (September 12, 2014); 
(11) General License 2 (September 12, 2014) (this general license was 
time limited, has expired as noted below, and is being provided for 
historical reference purposes only); and (12) General License 3 
(October 6, 2014).

DATES: The blockings of the property and interests in property of the 
individuals and entities identified in this notice were effective on 
July 16, 2014, July 29, 2014, and September 12, 2014 as specified 
below. Original Directives 1 and 2 were effective on July 16, 2014 
until they were superseded by amended Directives 1 and 2 on September 
12, 2014. The determinations that the persons identified in this notice 
were subject to Original Directive 1 or 2 were effective on July 16, 
2014 and July 29, 2014, as specified below. Amended Directives 1 and 2, 
Directives 3 and 4, and the determinations that the persons identified 
in this notice are subject to such directives were effective on 
September 12, 2014. General License 1 was effective on July 16, 2014 
until it was superseded by General License 1A on September 12, 2014. 
General Licenses 1A was effective on September 12, 2014. General 
License 2 was effective on September 12, 2014, but was time limited and 
expired on September 26, 2014. General License 3 was effective on 
October 6, 2014.

FOR FURTHER INFORMATION CONTACT: Associate Director for Global 
Targeting, tel.: 202/622-2420, Assistant Director for Licensing, tel.: 
202/622-2480, Assistant Director for Policy, tel.: 202/622-6746, 
Assistant Director for Regulatory Affairs, tel.: 202/622-4855, 
Assistant Director for Sanctions Compliance & Evaluation, tel.: 202/
622-2490, Office of Foreign Assets Control, or Chief Counsel (Foreign 
Assets Control), tel.: 202/622-2410, Office of the General Counsel, 
Department of the Treasury (not toll free numbers).

SUPPLEMENTARY INFORMATION:

Electronic and Facsimile Availability

    The SDN List and additional information concerning OFAC sanctions 
programs are available from OFAC's Web site (www.treasury.gov/ofac). A 
complete listing of persons determined to be subject to one or more 
directives under E.O. 13662, as discussed in detail in this Notice, can 
be found in the SSI List at http://www.treasury.gov/resource-center/sanctions/SDN-List/Pages/ssi_list.aspx. Certain general information 
pertaining to OFAC's sanctions programs is available via facsimile 
through a 24-hour fax-on-demand service, tel.: 202/622-0077.

Background

    On March 6, 2014, the President issued E.O. 13660 pursuant to, 
inter alia, the International Emergency Economic Powers Act, 50 U.S.C. 
1701-1706 (IEEPA). In E.O. 13660, the President declared a national 
emergency to address the threat to the national security and foreign 
policy of the United States constituted by the actions and policies of 
persons, including persons who have asserted governmental authority in 
the Crimean region without authorization of the Government of Ukraine, 
that undermine democratic processes and institution in Ukraine, that 
threaten Ukraine's peace, security, stability, sovereignty, and 
territorial integrity, and that contribute to the misappropriation of 
Ukraine's assets. E.O. 13660 blocks, with certain exceptions, all 
property and interests in property that are in or that come within the 
United States or the possession or control of United States persons of 
persons determined by the Secretary of the Treasury, in consultation 
with the Secretary of State, to meet certain criteria set forth in E.O. 
13660.
    On March 16, 2014, the President issued E.O. 13661 pursuant to, 
inter alia, IEEPA, to expand the national emergency declared in E.O. 
13660 in order to address the actions and polices of the Government of 
the Russian Federation with respect to Ukraine, including the 
deployment of Russian Federation military forces in the Crimea region 
of Ukraine. E.O. 13661 blocks, with certain exceptions, all property 
and interests in property that are in or that come within the United 
States or the possession or control of United States persons of persons 
listed on the Annex to E.O.13661 or that are determined by the 
Secretary of the Treasury, in consultation with the Secretary of State, 
to meet certain criteria set forth in E.O. 13661.
    On March 20, 2014, the President issued E.O. 13662, pursuant to, 
inter alia, IEEPA, to further expand the national emergency declared in 
E.O. 13660 in order to address the continued actions and policies of 
the Government of the Russian Federation, including its purported 
annexation of Crimea and its use of force in Ukraine. E.O. 13662 
blocks, with certain exceptions, all property and interests in property 
that are in or that come within the United States or the possession or 
control of United States persons of persons determined by the Secretary 
of the Treasury, in consultation with the Secretary of State, to 
operate in such sectors of the Russian Federation economy as may be 
determined by the Secretary of the Treasury, in consultation with the 
Secretary of State, or to meet certain other criteria set forth in E.O. 
13662.
    Pursuant to E.O. 13660, E.O. 13661, and E.O. 13662, the following 
actions were taken between March 20, 2014, and October 6, 2014, by the 
Secretary of the Treasury or the Director of the Office of Foreign 
Assets Control, in consultation with the Department of State:

Blocking of Property and Interests in Property Pursuant to E.O. 13660 
or E.O. 13661

    On July 16, 2014, the Director of OFAC, in consultation with the 
Department of State, determined that the following individual and three 
entities meet one or more of the criteria set forth in E.O. 13660 and 
the property and interests in property of these persons therefore are 
blocked pursuant to E.O. 13660:

Individual

    BORODAI, Aleksandr (a.k.a. BORODAI, Alexander); DOB 25 Jul 1972; 
nationality Russia [UKRAINE]

Entities

1. LUHANSK PEOPLE'S REPUBLIC (a.k.a. LUGANSK PEOPLE'S REPUBLIC; a.k.a. 
PEOPLE'S REPUBLIC OF LUHANSK), Luhansk Region, Ukraine [UKRAINE]
2. DONETSK PEOPLE'S REPUBLIC, Donetsk Region, Ukraine [UKRAINE]
3. FEODOSIYA ENTERPRISE (a.k.a. FEODOSIA OIL PRODUCTS SUPPLY CO.; 
a.k.a. FEODOSIYA ENTERPRISE ON PROVIDING OIL PRODUCTS; a.k.a. 
FEODOSIYSKE COMPANY FOR THE OIL; a.k.a. THEODOSIYA OIL TERMINAL), 
Feodosiya, Geologicheskaya str. 2, Crimea 98107, Ukraine; Feodosia, 
Str. Geological 2, Crimea 98107, Ukraine [UKRAINE]

    On July 16, 2014, the Director of OFAC, in consultation with the 
Department of State, determined that the following four individuals and 
eight entities meet one or more of the criteria set forth in E.O. 13661 
and the property and interests in property of these persons therefore 
are blocked pursuant to E.O. 13661:

Individuals

1. BESEDA, Sergey (a.k.a. BESEDA, Sergei; a.k.a. BESEDA, Sergei 
Orestovoch); DOB 1954; Commander of the Fifth Service of

[[Page 63023]]

the FSB; Commander of the Service for Operational Information and 
International Communications of the FSB; FSB Colonel General; Colonel-
General [UKRAINE-EO13661]
2. NEVEROV, Sergei Ivanovich (a.k.a. NEVEROV, Sergei; a.k.a. NEVEROV, 
Sergey); DOB 21 Dec 1961; POB Tashtagol, Russia; Deputy Chairman of the 
State Duma of the Russian Federation; Member of the State Duma 
Committee on Housing Policy and Housing and Communal Services [UKRAINE-
EO13661]
3. SAVELYEV, Oleg Genrikhovich; DOB 27 Oct 1965; POB St. Petersburg, 
Russia; Minister for Crimean Affairs [UKRAINE-EO13661]
4. SHCHEGOLEV, Igor (a.k.a. SHCHYOGOLEV, Igor Olegovich); DOB 10 Nov 
1965; POB Vinnitsa, Ukraine; alt. POB Vinnytsia, Ukraine; Aide to the 
President of the Russian Federation [UKRAINE-EO13661]

Entities

1. FEDERAL STATE UNITARY ENTERPRISE STATE RESEARCH AND PRODUCTION 
ENTERPRISE BAZALT (a.k.a. FEDERAL STATE UNITARY ENTERPRISE, STATE 
RESEARCH AND PRODUCTION ENTERPRISE BAZALT; a.k.a. FSUE SRPE BAZALT; 
a.k.a. STATE RESEARCH AND PRODUCTION ENTERPRISE BAZALT), 32 
Velyaminovskaya, Moscow 105318, Russia; Web site www.bazalt.ru; Email 
Address [email protected] [UKRAINE-EO13661]
2. JOINT STOCK COMPANY CONCERN RADIO-ELECTRONIC TECHNOLOGIES (a.k.a. 
CONCERN RADIO-ELECTRONIC TECHNOLOGIES; a.k.a. ``KRET''), 20/1 Korp. 1 
ul. Goncharnaya, Moscow 109240, Russia; Web site http://www.kret.com; 
Registration ID 1097746084666 [UKRAINE-EO13661]
3. JOINT STOCK COMPANY CONCERN SOZVEZDIE (a.k.a. JSC CONCERN 
SOZVEZDIE), 14 Plekhanovskaya Street, Voronezh, Russia; 14 ul. 
Plekhanovskaya, Voronezh, Voronezhskaya obl. 394018, Russia; 
Registration ID 1053600445337 [UKRAINE-EO13661]
4. JOINT STOCK COMPANY MILITARY-INDUSTRIAL CORPORATION NPO 
MASHINOSTROYENIA (a.k.a. JOINT STOCK COMPANY MILITARY INDUSTRIAL 
CONSORTIUM NPO MASHINOSTROYENIA; a.k.a. JSC MIC NPO MASHINOSTROYENIA; 
a.k.a. MIC NPO MASHINOSTROYENIA JSC; a.k.a. MIC NPO MASHINOSTROYENIYA 
JSC; a.k.a. MILITARY INDUSTRIAL CORPORATION NPO MASHINOSTROENIA OAO; 
a.k.a. OPEN JOINT STOCK COMPANY MILITARY INDUSTRIAL CORPORATION 
SCIENTIFIC AND PRODUCTION MACHINE BUILDING ASSOCIATION; a.k.a. VOENNO-
PROMYSHLENNAYA KORPORATSIYA NAUCHNO-PROIZVODSTVENNOE OBEDINENIE 
MASHINOSTROENIYA OAO; a.k.a. VPK NPO MASHINOSTROENIYA), 33, Gagarina 
St., Reutov-town, Moscow Region 143966, Russia; 33 Gagarin Street, 
Reutov, Moscow Region 143966, Russia; 33 Gagarina ul., Reutov, 
Moskovskaya obl 143966, Russia; Web site www.npomash.ru; Email Address 
[email protected]; alt. Email Address [email protected]; Registration ID 
1075012001492 (Russia); Tax ID No. 5012039795 (Russia); Government 
Gazette Number 07501739 (Russia) [UKRAINE-EO13661]
5. JOINT-STOCK COMPANY CONCERN ALMAZ-ANTEY (a.k.a. ALMAZ-ANTEY CORP; 
a.k.a. ALMAZ-ANTEY DEFENSE CORPORATION; a.k.a. ALMAZ-ANTEY JSC; f.k.a. 
OTKRYTOE AKTSIONERNOE OBSHCHESTVO KONTSERN PVO ALMAZ ANTEI), 41 
ul.Vereiskaya, Moscow 121471, Russia; Web site almaz-antey.ru; Email 
Address [email protected] [UKRAINE-EO13661]
6. KALASHNIKOV CONCERN (a.k.a. CONCERN KALASHNIKOV; a.k.a. IZHEVSKIY 
MASHINOSTROITEL'NYI ZAVOD OAO; f.k.a. IZHMASH R&D CENTER; f.k.a. JSC 
NPO IZHMASH; f.k.a. NPO IZHMASH OAO; a.k.a. OJSC CONCERN KALASHNIKOV; 
f.k.a. OJSC IZHMASH; f.k.a. SCIENTIFIC PRODUCTION ASSOCIATION IZHMASH 
JOINT STOCK COMPANY), 3, Derjabin Pr., Izhevsk, Udmurt Republic 426006, 
Russia; Registration ID 1111832003018 [UKRAINE-EO13661]
7. KONSTRUKTORSKOE BYURO PRIBOROSTROENIYA OTKRYTOE AKTSIONERNOE 
OBSHCHESTVO (a.k.a. INSTRUMENT DESIGN BUREAU; a.k.a. JSC KBP INSTRUMENT 
DESIGN BUREAU; a.k.a. KBP INSTRUMENT DESIGN BUREAU; a.k.a. KBP 
INSTRUMENT DESIGN BUREAU JOINT STOCK COMPANY; a.k.a. ``KBP OAO''), 59 
Shcheglovskaya Zaseka ul., Tula 300001, Russia; Web site 
www.kbptula.ru; Email Address [email protected]; Registration ID 
1117154036911 (Russia); Government Gazette Number 07515747 (Russia) 
[UKRAINE-EO13661]
8. URALVAGONZAVOD (a.k.a. NAUCHNO-PROIZVODSTVENNAYA KORPORATSIYA 
URALVAGONZAVOD OAO; a.k.a. NPK URALVAGONZAVOD; a.k.a. NPK 
URALVAGONZAVOD OAO; a.k.a. OJSC RESEARCH AND PRODUCTION CORPORATION 
URALVAGONZAVOD; a.k.a. RESEARCH AND PRODUCTION CORPORATION 
URALVAGONZAVOD; a.k.a. RESEARCH AND PRODUCTION CORPORATION 
URALVAGONZAVOD OAO; a.k.a. URALVAGONZAVOD CORPORATION; a.k.a. ``UVZ''), 
28, Vostochnoye shosse, Nizhni Tagil, Sverdlovsk region 622007, Russia; 
28 Vostochnoe shosse, Nizhni Tagil, Sverdlovskaya oblast 622007, 
Russia; 40, Bolshaya Yakimanka Street, Moscow 119049, Russia; 
Vistochnoye Shosse, 28, Nizhny Tagil 622007, Russia; Web site http://www.uvz.ru/; alt. Web site http://uralvagonzavod.com/; Email Address 
[email protected] [UKRAINE-EO13661]
    On July 29, 2014, the Director of OFAC, in consultation with the 
Department of State, determined that the following entity meets one or 
more of the criteria set forth in E.O. 13661 and the property and 
interests in property of this entity therefore are blocked pursuant to 
E.O. 13661:

Entity

UNITED SHIPBUILDING CORPORATION (a.k.a. OBEDINENNAYA SUDOSTROITELNAYA 
KORPORATSIYA OAO; a.k.a. OJSC UNITED SHIPBUILDING CORPORATION; a.k.a. 
UNITED SHIPBUILDING CORPORATION JOINT STOCK COMPANY; a.k.a. ``OSK 
OAO''), 90, Marata ul., St. Petersburg 191119, Russia; 11, Sadovaya-
Kudrinskaya str., Moscow 123242, Russia; Web site http://www.oaoosk.ru/
; Email Address [email protected] [UKRAINE-EO13661]

    On September 12, 2014, the Director of OFAC, in consultation with 
the Department of State, determined that the following five entities 
meet one or more of the criteria set forth in E.O. 13661 and the 
property and interests in

[[Page 63024]]

property of these entities therefore are blocked pursuant to E.O. 
13661:

Entities

1. OAO `DOLGOPRUDNY RESEARCH PRODUCTION ENTERPRISE' (a.k.a. 
DOLGOPRUDNENSKOYE NPP OAO; a.k.a. DOLGOPRUDNY; a.k.a. DOLGOPRUDNY 
RESEARCH PRODUCTION ENTERPRISE; a.k.a. OTKRYTOE AKTSIONERNOE 
OBSHCHESTVO DOIGOPRUDNENSKOE NAUCHNO PROIZVODSTVENNOE PREDPRIYATIE), 1 
Pl. Sobina, Dolgoprudny, Moskovskaya obl. 141700, Russia; Proshchad 
Sobina 1, Dolgoprudny 141700, Russia; Email Address [email protected]; 
Registration ID 1025001202544; Tax ID No. 5008000322; Government 
Gazette Number 07504318 [UKRAINE-EO13661]
2. KALININ MACHINE PLANT JSC (a.k.a. KALININ MACHINE-BUILDING PLANT 
OPEN JOINT-STOCK COMPANY; a.k.a. KALININ MACHINERY PLANT-BRD; a.k.a. 
MASHINOSTROITEL'NYI ZAVOD IM. M.I. KALININA, G. YEKATERINBURG OAO; 
a.k.a. MZIK OAO; a.k.a. OPEN-END JOINT-STOCK COMPANY `KALININ MACHINERY 
PLANT. YEKATERINBURG'; a.k.a. OTKRYTOE AKTSIONERNOE OBSHCHESTVO 
MASHINOSTROITELNY ZAVOD IM.M.I.KALININA, G.EKATERINBURG), 18 prospekt 
Kosmonavtov, Ekaterinburg, Sverdlovskaya obl. 620017, Russia; Email 
Address [email protected] [UKRAINE-EO13661]
3. MYTISHCHINSKI MASHINOSTROITELNY ZAVOD, OAO (a.k.a. JSC MYTISHCHINSKI 
MACHINE-BUILDING PLANT; a.k.a. OTKRYTOE AKTSIONERNOE OBSHCHESTVO 
`MYTISHCHINSKI MASHINOSTROITELNY ZAVOD'), 4 ul. Kolontsova Mytishchi, 
Mytishchinski Raion, Moskovskayaobl 141009, Russia; UL. Koloncova, d.4, 
Mytishi, Moscow region 141009, Russia; Web site www.mmzavod.ru; Email 
Address [email protected]; Registration ID 1095029003860 (Russia); 
Government Gazette Number 61540868 (Russia) [UKRAINE-EO13661]
4. JSC V. TIKHOMIROV SCIENTIFIC RESEARCH INSTITUTE OF INSTRUMENT DESIGN 
(a.k.a. JSC NIIP; f.k.a. OTKRYTOE AKTSIONERNOE OBSHCHESTVO NAUCHNO 
ISSLEDOVATELSKI INSTITUT PRIBOROSTROENIYA IMENI V.V. TIKHOMIROVA), 3 
Ul. Gagarina, Zhukovski, Moskovskaya Obl 140180, Russia; Gagarin Str, 
3, Zhukovsky 140180, Russia; Web site http://www.niip.ru; Email Address 
[email protected]; Registration ID 1025001627859; Government Gazette Number 
13185231 (Russia) [UKRAINE-EO13661]
5. JOINT STOCK COMPANY ALMAZ-ANTEY AIR DEFENSE CONCERN MAIN SYSTEM 
DESIGN BUREAU NAMED BY ACADEMICIAN A.A. RASPLETIN (a.k.a. A.A. 
RASPLETIN MAIN SYSTEM DESIGN BUREAU; a.k.a. ALMAZ-ANTEY GSKB; a.k.a. 
ALMAZ-ANTEY GSKB IMENI ACADEMICIAN A.A. RASPLETIN; a.k.a. ALMAZ-ANTEY 
MSDB; a.k.a. ALMAZ-ANTEY PVO `AIR DEFENSE' CONCERN LEAD SYSTEMS DESIGN 
BUREAU OAO `OPEN JOINT-STOCK COMPANY' IMENI ACADEMICIAN A.A. RASPLETIN; 
a.k.a. GOLOVNOYE SISTEMNOYE KONSTRUKTORSKOYE BYURO OPEN JOINT-STOCK 
COMPANY OF ALMAZ-ANTEY PVO CONCERN IMENI ACADEMICIAN A.A. RASPLETIN; 
a.k.a. JSC `ALMAZ-ANTEY' MSDB; f.k.a. OTKRYTOE AKTSIONERNOE OBSHCHESTVO 
NAUCHNO PROIZVODSTVENNOE OBEDINENIE ALMAZ IMENI AKADEMIKA A.A. 
RASPLETINA; a.k.a. ``GSKB''), 16-80, Leningradsky Prospect, Moscow 
125190, Russia; Web site http://www.raspletin.ru/; Email Address 
[email protected]; alt. Email Address [email protected] [UKRAINE-
EO13661]

Sectoral Determinations by the Secretary of the Treasury Pursuant to 
E.O. 13662

    July 16, 2014 Determination pursuant to Section 1(a)(i) of E.O. 
13662: On July 16, 2014, the Secretary of the Treasury made the 
following determination:
    Section 1(a) of Executive Order 13662 of March 20, 2014 (``Blocking 
Property of Additional Persons Contributing to the Situation in 
Ukraine'') (E.O. 13662) imposes economic sanctions on any person 
determined by the Secretary of the Treasury, in consultation with the 
Secretary of State, to operate in such sectors of the Russian 
Federation economy as may be determined, pursuant to section 1(a)(i) of 
the order, by the Secretary of the Treasury, in consultation with the 
Secretary of State.
    To further address the extraordinary threat to the national 
security and foreign policy of the United States described in E.O. 
13662, and in consultation with the Secretary of State, I hereby 
determine that section 1(a)(i) shall apply to the financial services 
and energy sectors of the Russian Federation economy. Any person I or 
my designee subsequently determine, in consultation with the Secretary 
of State, operates in such sectors shall be subject to sanctions 
pursuant to section 1(a)(i).
    September 12, 2014 Determination pursuant to Section 1(a)(i) of 
E.O. 13662: On September 12, 2014, the Secretary of the Treasury made 
the following determination:
    Section 1(a) of Executive Order 13662 of March 20, 2014 (``Blocking 
Property of Additional Persons Contributing to the Situation in 
Ukraine'') (E.O. 13662) imposes economic sanctions on any person 
determined by the Secretary of the Treasury, in consultation with the 
Secretary of State, to operate in such sectors of the Russian 
Federation economy as may be determined, pursuant to section 1(a)(i) of 
the order, by the Secretary of the Treasury, in consultation with the 
Secretary of State.
    To further address the extraordinary threat to the national 
security and foreign policy of the United States described in E.O. 
13662, and in consultation with the Secretary of State, I hereby 
determine that section 1(a)(i) shall apply to the defense and related 
materiel sector of the Russian Federation economy. Any person I or my 
designee subsequently determine, in consultation with the Secretary of 
State, operates in this sector shall be subject to sanctions pursuant 
to section 1(a)(i).

Original Directive 1 (July 16, 2014) Under E.O. 13662 and the Names of 
Persons Determined To Be Subject to Original Directive 1

    Note to Original Directive 1: On September 12, 2014, Original 
Directive 1 under E.O. 13662 was superseded by an amended version of 
Directive 1, which is included later in this Federal Register Notice. 
The text of, and actions taken pursuant to, Original Directive 1 are 
included here for historical reference purposes only.
    Original Directive 1 (July 16, 2014): On July 16, 2014, the 
Director of OFAC, in consultation with the Department of State, made 
the following determination:
    Pursuant to sections 1(a)(i), 1(b), and 8 of Executive Order 13662 
of March 20, 2014, and 31 CFR part 589 and following the Secretary of 
the Treasury's determination under Section 1(a)(i) of Executive Order 
13662 with respect to the financial services sector of the Russian 
Federation economy, I hereby determine that the persons on the

[[Page 63025]]

attached list operate in the Russian financial services sector. The 
following transactions by U.S. persons or within the United States are 
hereby prohibited: transacting in, providing financing for, or 
otherwise dealing in new debt of longer than 90 days maturity or new 
equity for these persons, their property, or their interests in 
property. All other transactions with these persons or involving any 
property in which one or more of these persons has an interest are 
permitted, provided such transactions do not otherwise involve property 
or interests in property of a person blocked pursuant to Executive 
Orders 13660, 13661, or 13662, or any other sanctions programs 
implemented by the Office of Foreign Assets Control.
    Entities determined on July 16, 2014 to be subject to Original 
Directive 1: On July 16, 2014, the Director of OFAC, in consultation 
with the Department of State, determined that the following persons 
operate in the financial services sector of the Russian Federation 
economy and that they shall be subject to the prohibitions of Original 
Directive 1:

1. GAZPROMBANK OAO (a.k.a. GAZPROMBANK GAS INDUSTRY OJSC; a.k.a. 
GAZPROMBANK OJSC; a.k.a. GAZPROMBANK OPEN JOINT STOCK COMPANY; a.k.a. 
GAZPROMBANK OTKRYTOE AKTSIONERNOE OBSHCHESTVO; a.k.a. GPB, OAO; a.k.a. 
GPB, OJSC), 16, Building 1, Nametkina St., Moscow 117420, Russia; 63, 
Novocheremushkinskaya St., Moscow 117418, Russia; SWIFT/BIC GAZPRUMM; 
Web site www.gazprombank.ru; Email Address [email protected]; 
Registration ID 1027700167110; Tax ID No. 7744001497; Government 
Gazette Number 09807684 [UKRAINE-EO13662]
2. VNESHECONOMBANK (a.k.a. BANK FOR DEVELOPMENT AND FOREIGN ECONOMIC 
AFFAIRS (VNESHECONOMBANK) STATE CORPORATION; a.k.a. BANK RAZVITIYA I 
VNESHNEEKONOMICHESKOI DEYATELNOSTI (VNESHEKONOMBANK) GOSUDARSTVENNAYA 
KORPORATSIYA; a.k.a. ``VEB''), 9 Akademika Sakharova prospekt, Moscow 
107996, Russia; SWIFT/BIC BFEA RU MM; Web site http://www.veb.ru; Email 
Address [email protected]; BIK (RU) 044525060; [UKRAINE-EO13662]

    Entities determined on July 29, 2014 to be subject to Original 
Directive 1: On July 29, 2014, the Director of OFAC, in consultation 
with the Department of State, determined that the following persons 
operate in the financial services sector of the Russian Federation 
economy and that they shall be subject to the prohibitions of Original 
Directive 1:
1. BANK OF MOSCOW (f.k.a. AKTSIONERNY KOMMERCHESKI BANK BANK MOSKVY, 
OTKRYTOE AKTSIONERNOE OBSCHCHESTVO; a.k.a. JOINT STOCK COMMERCIAL 
BANK--BANK OF MOSCOW, OPEN JOINT STOCK COMPANY), 8/15 Korp. 3 ul. 
Rozhdestvenka, Moscow 107996, Russia; Bld 3 8/15, Rozhdestvenka St., 
Moscow 107996, Russia; SWIFT/BIC MOSW RU MM; Web site www.bm.ru; Email 
Address [email protected]; alt. Email Address [email protected]; BIK 
(RU) 044525219; Registration ID 1027700159497; Government Gazette 
Number 29292940 [UKRAINE-EO13662]
2. RUSSIAN AGRICULTURAL BANK (f.k.a. OTKRYTOE AKTSIONERNOE ROSSISKI 
SELSKOKHOZYAISTVENNY BANK; a.k.a. ROSSELKHOZBANK; a.k.a. ROSSIYSKI 
SELSKOKHOZYAISTVENNY BANK OAO; a.k.a. RUSSIAN AGRICULTURAL BANK OAO), 
3, Gagarinsky Pereulok, Moscow 119034, Russia; 3 Gagarinsky per., 
Moscow 119034, Russia; SWIFT/BIC RUAG RU MM; Web site http://www.rshb.ru; Email Address [email protected]; Registration ID 
1027700342890; Government Gazette Number 52750822 [UKRAINE-EO13662]
3. VTB BANK OAO (f.k.a. BANK VNESHNEY TORGOVLI ROSSIYSKOY FEDERATSII, 
CLOSED JOINT-STOCK COMPANY; f.k.a. BANK VNESHNEY TORGOVLI RSFSR; f.k.a. 
BANK VNESHNEY TORGOVLI, JOINT-STOCK COMPANY; f.k.a. BANK VNESHNEY 
TORGOVLI, OPEN JOINT-STOCK COMPANY; a.k.a. BANK VTB OAO; a.k.a. BANK 
VTB, OPEN JOINT-STOCK COMPANY; a.k.a. JSC VTB BANK; f.k.a. 
VNESHTORGBANK; f.k.a. VNESHTORGBANK ROSSII, CLOSED JOINT-STOCK COMPANY; 
a.k.a. VTB BANK, OPEN JOINT-STOCK COMPANY), 29, Bolshaya Morskaya str., 
St. Petersburg 190000, Russia; 37 Plyushchikha ul., Moscow 119121, 
Russia; 43, Vorontsovskaya str., Moscow 109044, Russia; SWIFT/BIC 
VTBRRUMM; Web site www.vtb.com; Registration ID 1027739609391 (Russia); 
Tax ID No. 7702070139 (Russia); Government Gazette Number 00032520 
(Russia); License 1000 (Russia) [UKRAINE-EO13662]

Original Directive 2 (July 16, 2014) Under E.O. 13662 and the Names of 
Persons Determined To Be Subject to Original Directive 2

    Note to Original Directive 2: On September 12, 2014, Original 
Directive 2 under E.O. 13662 was superseded by an amended version of 
Directive 2, which is included later in this Federal Register Notice. 
The text of, and actions taken pursuant to, Original Directive 2 are 
included here for historical reference purposes only.
    Original Directive 2 (July 16, 2014): On July 16, 2014, the 
Director of OFAC, in consultation with the Department of State, made 
the following determination:
    Pursuant to sections 1(a)(i), 1(b), and 8 of Executive Order 13662 
of March 20, 2014, and 31 CFR part 589 and following the Secretary of 
the Treasury's determination under Section 1(a)(i) of Executive Order 
13662 with respect to the energy sector of the Russian Federation 
economy, I hereby determine that the persons on the attached list 
operate in the Russian energy sector. The following transactions by 
U.S. persons or within the United States are hereby prohibited: 
transacting in, providing financing for, or otherwise dealing in new 
debt of longer than 90 days maturity for these persons, their property, 
or their interests in property. All other transactions with these 
persons or involving any property in which one or more of these persons 
has an interest are permitted, provided such transactions do not 
otherwise involve property or interests in property of a person blocked 
pursuant to Executive Orders 13660, 13661, or 13662, or any other 
sanctions programs implemented by the Office of Foreign Assets Control.
    Entities determined on July 16, 2014 to be subject to Original 
Directive 2: On July 16, 2014, the Director of OFAC, in consultation 
with the Department of State, determined that the following persons 
operate in the energy sector of the Russian Federation economy and that 
they shall be subject to the prohibitions of Original Directive 2:

1. OAO NOVATEK (a.k.a. FINANSOVO-INVESTITSIONNAYA KOMPANIYA 
NOVAFININVEST OAO; a.k.a. NOVATEK), 2, Udaltsova Street, Moscow 119415, 
Russia; 22 A, Pobedy Street, Tarko-

[[Page 63026]]

Sale, Yamalo-Nenets Autonomous District 629580, Russia; 22a Pobedy ul., 
Tarko-Sale, Purovski raion, Tyumenskaya Oblast 629850, Russia; Email 
Address [email protected]; Registration ID 1026303117642 (Russia); 
Government Gazette Number 33556474 (Russia) [UKRAINE-EO13662]
2. OPEN JOINT-STOCK COMPANY ROSNEFT OIL COMPANY (a.k.a. OAO ROSNEFT OIL 
COMPANY; a.k.a. OIL COMPANY ROSNEFT; a.k.a. OJSC ROSNEFT OIL COMPANY; 
a.k.a. ROSNEFT; a.k.a. ROSNEFT OIL COMPANY), 26/1 Sofiyskaya 
Embankment, Moscow 115035, Russia; Web site www.rosneft.com; alt. Web 
site www.rosneft.ru; Email Address [email protected]; Registration ID 
1027700043502 (Russia); Tax ID No. 7706107510 (Russia); Government 
Gazette Number 00044428 (Russia) [UKRAINE-EO13662]

Directive 1 (as Amended) (September 12, 2014) Under E.O. 13662 and the 
Names of Persons Determined To Be Subject to Directive 1 (as Amended)

    Note to Directive 1 (as amended): Original Directive 1, which was 
issued on July 16, 2014, and which is superseded by this version, 
prohibited these same activities but involving debt of longer than 90 
days maturity or equity if that debt or equity was issued on or after 
the date a person was determined to be subject to Original Directive 1. 
This amended version of Directive 1 also reflects technical and other 
non-substantive changes.
    Directive 1 (as amended) (September 12, 2014): Pursuant to sections 
1(a)(i), 1(b), and 8 of Executive Order 13662 of March 20, 2014 
``Blocking Property of Additional Persons Contributing to the Situation 
in Ukraine'' (the Order) and 31 CFR 589.802, and following the 
Secretary of the Treasury's determination under section 1(a)(i) of the 
Order with respect to the financial services sector of the Russian 
Federation economy, the Director of the Office of Foreign Assets 
Control has determined, in consultation with the Department of State, 
that the following activities by a U.S. person or within the United 
States are prohibited, except to the extent provided by law or unless 
licensed or otherwise authorized by the Office of Foreign Assets 
Control: (1) All transactions in, provision of financing for, and other 
dealings in new debt of longer than 30 days maturity or new equity of 
persons determined to be subject to this Directive, their property, or 
their interests in property; and (2) all activities related to debt or 
equity issued before the date of this Directive 1 (as amended) that 
would have been prohibited by the prior version of this Directive 1. 
All other activities with these persons or involving their property or 
interests in property are permitted, provided such activities are not 
otherwise prohibited pursuant to Executive Orders 13660, 13661, or 
13662 or any other sanctions program implemented by the Office of 
Foreign Assets Control.
    Except to the extent otherwise provided by law or unless licensed 
or otherwise authorized by the Office of Foreign Assets Control, the 
following are also prohibited: (1) Any transaction that evades or 
avoids, has the purpose of evading or avoiding, causes a violation of, 
or attempts to violate any of the prohibitions contained in this 
Directive; and (2) any conspiracy formed to violate any of the 
prohibitions in this Directive.
    Entities determined on September 12, 2014 to be subject to 
Directive 1 (as amended): On September 12, 2014, the Director of OFAC, 
in consultation with the Department of State, determined that the 
following persons, who had previously been determined to operate in the 
financial services sector of the Russian Federation economy, shall be 
subject to the prohibitions of Directive 1 (as amended):

1. RUSSIAN AGRICULTURAL BANK (f.k.a. OTKRYTOE AKTSIONERNOE ROSSISKI 
SELSKOKHOZYAISTVENNY BANK; a.k.a. ROSSELKHOZBANK; a.k.a. ROSSIYSKI 
SELSKOKHOZYAISTVENNY BANK OAO; a.k.a. RUSSIAN AGRICULTURAL BANK OAO), 
3, Gagarinsky Pereulok, Moscow 119034, Russia; 3 Gagarinsky per., 
Moscow 119034, Russia; SWIFT/BIC RUAG RU MM; Web site http://www.rshb.ru; Email Address [email protected]; Registration ID 
1027700342890; Government Gazette Number 52750822 [UKRAINE-EO13662]
2. VTB BANK OAO (f.k.a. BANK VNESHNEY TORGOVLI ROSSIYSKOY FEDERATSII, 
CLOSED JOINT-STOCK COMPANY; f.k.a. BANK VNESHNEY TORGOVLI RSFSR; f.k.a. 
BANK VNESHNEY TORGOVLI, JOINT-STOCK COMPANY; f.k.a. BANK VNESHNEY 
TORGOVLI, OPEN JOINT-STOCK COMPANY; a.k.a. BANK VTB OAO; a.k.a. BANK 
VTB, OPEN JOINT-STOCK COMPANY; a.k.a. JSC VTB BANK; f.k.a. 
VNESHTORGBANK; f.k.a. VNESHTORGBANK ROSSII, CLOSED JOINT-STOCK COMPANY; 
a.k.a. VTB BANK, OPEN JOINT-STOCK COMPANY), 29, Bolshaya Morskaya str., 
St. Petersburg 190000, Russia; 37 Plyushchikha ul., Moscow 119121, 
Russia; 43, Vorontsovskaya str., Moscow 109044, Russia; SWIFT/BIC 
VTBRRUMM; Web site www.vtb.com; Registration ID 1027739609391 (Russia); 
Tax ID No. 7702070139 (Russia); Government Gazette Number 00032520 
(Russia); License 1000 (Russia) [UKRAINE-EO13662]
3. GAZPROMBANK OAO (a.k.a. GAZPROMBANK GAS INDUSTRY OJSC; a.k.a. 
GAZPROMBANK OJSC; a.k.a. GAZPROMBANK OPEN JOINT STOCK COMPANY; a.k.a. 
GAZPROMBANK OTKRYTOE AKTSIONERNOE OBSHCHESTVO; a.k.a. GPB, OAO; a.k.a. 
GPB, OJSC), 16, Building 1, Nametkina St., Moscow 117420, Russia; 63, 
Novocheremushkinskaya St., Moscow 117418, Russia; SWIFT/BIC GAZPRUMM; 
Web site www.gazprombank.ru; Email Address [email protected]; 
Registration ID 1027700167110; Tax ID No. 7744001497; Government 
Gazette Number 09807684 [UKRAINE-EO13662]
4. VNESHECONOMBANK (a.k.a. BANK FOR DEVELOPMENT AND FOREIGN ECONOMIC 
AFFAIRS (VNESHECONOMBANK) STATE CORPORATION; a.k.a. BANK RAZVITIYA I 
VNESHNEEKONOMICHESKOI DEYATELNOSTI (VNESHEKONOMBANK) GOSUDARSTVENNAYA 
KORPORATSIYA; a.k.a. ``VEB''), 9 Akademika Sakharova prospekt, Moscow 
107996, Russia; SWIFT/BIC BFEA RU MM; Web site http://www.veb.ru; Email 
Address [email protected]; BIK (RU) 044525060 [UKRAINE-EO13662]
5. BANK OF MOSCOW (f.k.a. AKTSIONERNY KOMMERCHESKI BANK BANK MOSKVY, 
OTKRYTOE AKTSIONERNOE OBSCHCHESTVO; a.k.a. JOINT STOCK COMMERCIAL 
BANK--BANK OF MOSCOW, OPEN JOINT STOCK COMPANY), 8/15 Korp. 3 ul. 
Rozhdestvenka, Moscow 107996, Russia; Bld 3 8/15, Rozhdestvenka St., 
Moscow 107996, Russia; SWIFT/BIC MOSW RU MM; Web site www.bm.ru; Email 
Address [email protected]; alt. Email Address [email protected]; BIK 
(RU)

[[Page 63027]]

044525219; Registration ID 1027700159497; Government Gazette Number 
29292940 [UKRAINE-EO13662]

    On September 12, 2014, the Director of OFAC, in consultation with 
the Department of State, determined that the following person (a) 
operates in the financial services sector of the Russian Federation 
economy and (b) shall be subject to the prohibitions of Directive 1 (as 
amended):

SBERBANK OF RUSSIA (f.k.a. OTKRYTOE AKTSIONERNOE OBSHCHESTVO SBERBANK 
ROSSII; a.k.a. SBERBANK ROSSII; f.k.a. SBERBANK ROSSII OAO), 19 ul. 
Vavilova, Moscow 117997, Russia; SWIFT/BIC SABRRUMM; Web site 
www.sberbank.ru; Email Address [email protected] [UKRAINE-EO13662]

Directive 2 (as Amended) (September 12, 2014) Under E.O. 13662 and the 
Names of Persons Determined To Be Subject to Directive 2 (as Amended)

    Note to Directive 2 (as amended): Original Directive 2, which was 
issued on July 16, 2014, and which is superseded by this version, 
prohibited these same activities for debt issued on or after July 16, 
2014. This amended version of Directive 2 also reflects technical and 
other non-substantive edits.
    Directive 2 (as amended) (September 12, 2014): Pursuant to sections 
1(a)(i), 1(b), and 8 of Executive Order 13662 of March 20, 2014 
``Blocking Property of Additional Persons Contributing to the Situation 
in Ukraine'' (the Order) and 31 CFR 589.802, and following the 
Secretary of the Treasury's determination under section 1(a)(i) of the 
Order with respect to the energy sector of the Russian Federation 
economy, the Director of the Office of Foreign Assets Control has 
determined, in consultation with the Department of State, that the 
following activities by a U.S. person or within the United States are 
prohibited, except to the extent provided by law or unless licensed or 
otherwise authorized by the Office of Foreign Assets Control: (1) All 
transactions in, provision of financing for, and other dealings in new 
debt of longer than 90 days maturity of persons determined to be 
subject to this Directive, their property, or their interests in 
property; and (2) all activities related to debt issued before the date 
of this Directive 2 (as amended) that would have been prohibited by the 
prior version of this Directive 2. All other activities with these 
persons or involving their property or interests in property are 
permitted, provided such activities are not otherwise prohibited 
pursuant to Executive Orders 13660, 13661, or 13662 or any other 
sanctions program implemented by the Office of Foreign Assets Control.
    Except to the extent otherwise provided by law or unless licensed 
or otherwise authorized by the Office of Foreign Assets Control, the 
following are also prohibited: (1) Any transaction that evades or 
avoids, has the purpose of evading or avoiding, causes a violation of, 
or attempts to violate any of the prohibitions contained in this 
Directive; and (2) any conspiracy formed to violate any of the 
prohibitions in this Directive.
    Entities determined on September 12, 2014, to be subject to 
Directive 2 (as amended): On September 12, 2014, the Director of OFAC, 
in consultation with the Department of State, determined that the 
following persons, who had previously been determined to operate in the 
energy sector of the Russian Federation economy, shall be subject to 
the prohibitions of Directive 2 (as amended):

1. OPEN JOINT-STOCK COMPANY ROSNEFT OIL COMPANY (a.k.a. OAO ROSNEFT OIL 
COMPANY; a.k.a. OIL COMPANY ROSNEFT; a.k.a. OJSC ROSNEFT OIL COMPANY; 
a.k.a. ROSNEFT; a.k.a. ROSNEFT OIL COMPANY), 26/1 Sofiyskaya 
Embankment, Moscow 115035, Russia; Web site www.rosneft.com; alt. Web 
site www.rosneft.ru; Email Address [email protected]; Registration ID 
1027700043502 (Russia); Tax ID No. 7706107510 (Russia); Government 
Gazette Number 00044428 (Russia) [UKRAINE-EO13662]
2. OAO NOVATEK (a.k.a. FINANSOVO-INVESTITSIONNAYA KOMPANIYA 
NOVAFININVEST OAO; a.k.a. NOVATEK), 2, Udaltsova Street, Moscow 119415, 
Russia; 22 A, Pobedy Street, Tarko-Sale, Yamalo-Nenets Autonomous 
District 629580, Russia; 22a Pobedy ul., Tarko-Sale, Purovski raion, 
Tyumenskaya Oblast 629850, Russia; Email Address [email protected]; 
Registration ID 1026303117642 (Russia); Government Gazette Number 
33556474 (Russia) [UKRAINE-EO13662]

    On September 12, 2014, the Director of OFAC, in consultation with 
the Department of State, determined that the following persons (a) 
operate in the energy sector of the Russian Federation economy and (b) 
shall be subject to the prohibitions of Directive 2 (as amended):

1. OJSC GAZPROM NEFT (a.k.a. GAZPROM NEFT OAO; a.k.a. JSC GAZPROM NEFT; 
a.k.a. OPEN JOINT-STOCK COMPANY GAZPROM NEFT; f.k.a. SIBIRSKAYA 
NEFTYANAYA KOMPANIYA OAO), Let. A. Galernaya, 5, ul, St. Petersburg 
190000, Russia; Ul. Pochtamtskaya, 3-5, St. Petersburg 190000, Russia; 
3-5 Pochtamtskaya St., St. Petersburg 190000, Russia; 125 A. 
Profsoyuznaya Street, Moscow 117647, Russia; Web site http://www.gazprom-neft.com/; Email Address [email protected]; alt. Email 
Address [email protected]; alt. Email Address [email protected]; alt. Email Address [email protected]; Registration ID 
1025501701686; Tax ID No. 5504036333; Government Gazette Number 
42045241 [UKRAINE-EO13662]
2. AK TRANSNEFT OAO (a.k.a. AKTSIONERNAYA KOMPANIYA PO TRANSPORTUNEFTI 
TRANSNEFT OAO; a.k.a. OAO AK TRANSNEFT; a.k.a. OIL TRANSPORTING JOINT-
STOCK COMPANY TRANSNEFT; a.k.a. TRANSNEFT; a.k.a. TRANSNEFT OJSC; 
a.k.a. TRANSNEFT, JSC), 57 B. Polyanka ul., Moscow 119180, Russia; 57 
Bolshaya. Polyanka, Moscow 119180, Russia; Web site www.transneft.ru; 
Email Address [email protected]; Registration ID 1027700049486; 
Tax ID No. 7706061801; Government Gazette Number 00044463 [UKRAINE-
EO13662]

Directive 3 (September 12, 2014) Under E.O. 13662 and the Names of 
Persons Determined To Be Subject to Directive 3

Directive 3 (September 12, 2014): Pursuant to sections 1(a)(i), 1(b), 
and 8 of Executive Order 13662 of March 20, 2014 ``Blocking Property of 
Additional Persons Contributing to the Situation in Ukraine'' (the 
Order) and 31 CFR 589.802, and following the Secretary of the 
Treasury's determination under section 1(a)(i) of the Order with 
respect to the defense and related materiel sector of the Russian 
Federation economy, the Director of the Office of Foreign Assets 
Control has determined, in consultation with the Department of State, 
that the following activities by a U.S. person or within the United 
States are prohibited, except to the extent provided by law or unless 
licensed or otherwise authorized by the Office of Foreign Assets 
Control: all transactions in, provision of

[[Page 63028]]

financing for, and other dealings in new debt of longer than 30 days 
maturity of persons determined to be subject to this Directive, their 
property, or their interests in property. All other activities with 
these persons or involving their property or interests in property are 
permitted, provided such activities are not otherwise prohibited 
pursuant to Executive Orders 13660, 13661, or 13662 or any other 
sanctions program implemented by the Office of Foreign Assets Control.

    Except to the extent otherwise provided by law or unless licensed 
or otherwise authorized by the Office of Foreign Assets Control, the 
following are also prohibited: (1) any transaction that evades or 
avoids, has the purpose of evading or avoiding, causes a violation of, 
or attempts to violate any of the prohibitions contained in this 
Directive; and (2) any conspiracy formed to violate any of the 
prohibitions in this Directive.
    Entity determined on September 12, 2014, to be subject to Directive 
3: On September 12, 2014, the Director of OFAC, in consultation with 
the Department of State, determined that the following person (a) 
operates in the defense and related materiel sector of the Russian 
Federation economy and (b) shall be subject to the prohibitions of new 
Directive 3:

ROSTEC (a.k.a. ROSTEC STATE CORPORATION; a.k.a. RUSSIAN TECHNOLOGIES; 
a.k.a. RUSSIAN TECHNOLOGIES STATE CORPORATION FOR ASSISTANCE TO 
DEVELOPMENT, PRODUCTION AND EXPORT OF ADVANCED TECHNOLOGY INDUSTRIAL 
PRODUCT; a.k.a. STATE CORPORATION FOR ASSISTANCE TO DEVELOPMENT, 
PRODUCTION AND EXPORT OF ADVANCED TECHNOLOGY INDUSTRIAL PRODUCT 
ROSTEKHNOLOGII; a.k.a. STATE CORPORATION ROSTECHNOLOGII; a.k.a. STATE 
CORPORATION ROSTEKHNOLOGII), 24 Usacheva ul., Moscow 119048, Russia; 21 
Gogolevsky Blvd., Moscow 119991, Russia; Web site www.rostec.ru; Email 
Address [email protected]; Registration ID 1077799030847 (Russia); Tax ID 
No. 7704274402 (Russia); Government Gazette Number 94137372 (Russia) 
[UKRAINE-EO13662].

Directive 4 (September 12, 2014) Under E.O. 13662 and the Names of 
Persons Determined To Be Subject to Directive 4

    Directive 4 (September 12, 2014): Pursuant to sections 1(a)(i), 
1(b), and 8 of Executive Order 13662 of March 20, 2014 ``Blocking 
Property of Additional Persons Contributing to the Situation in 
Ukraine'' (the Order) and 31 CFR 589.802, and following the Secretary 
of the Treasury's determination under section 1(a)(i) of the Order with 
respect to the energy sector of the Russian Federation economy, the 
Director of the Office of Foreign Assets Control has determined, in 
consultation with the Department of State, that the following 
activities by a U.S. person or within the United States are prohibited, 
except to the extent provided by law or unless licensed or otherwise 
authorized by the Office of Foreign Assets Control: the provision, 
exportation, or reexportation, directly or indirectly, of goods, 
services (except for financial services), or technology in support of 
exploration or production for deepwater, Arctic offshore, or shale 
projects that have the potential to produce oil in the Russian 
Federation, or in maritime area claimed by the Russian Federation and 
extending from its territory, and that involve any person determined to 
be subject to this Directive, its property, or its interests in 
property.
    Except to the extent otherwise provided by law or unless licensed 
or otherwise authorized by the Office of Foreign Assets Control, the 
following are also prohibited: (1) Any transaction that evades or 
avoids, has the purpose of evading or avoiding, causes a violation of, 
or attempts to violate any of the prohibitions contained in this 
Directive; and (2) any conspiracy formed to violate any of the 
prohibitions in this Directive.
    Entities determined on September 12, 2014, to be subject to 
Directive 4: On September 12, 2014, the Director of OFAC, in 
consultation with the Department of State, determined that the 
following person, who had previously been determined to operate in the 
energy sector of the Russian Federation economy, shall be subject to 
the prohibitions of Directive 4:

OPEN JOINT-STOCK COMPANY ROSNEFT OIL COMPANY (a.k.a. OAO ROSNEFT OIL 
COMPANY; a.k.a. OIL COMPANY ROSNEFT; a.k.a. OJSC ROSNEFT OIL COMPANY; 
a.k.a. ROSNEFT; a.k.a. ROSNEFT OIL COMPANY), 26/1 Sofiyskaya 
Embankment, Moscow 115035, Russia; Web site www.rosneft.com; alt. Web 
site www.rosneft.ru; Email Address [email protected]; Registration ID 
1027700043502 (Russia); Tax ID No. 7706107510 (Russia); Government 
Gazette Number 00044428 (Russia) [UKRAINE-EO13662]

    On September 12, 2014, the Director of OFAC, in consultation with 
the Department of State, determined that the following persons (a) 
Operate in the energy sector of the Russian Federation economy and (b) 
shall be subject to the prohibitions of Directive 4:

1. OJSC GAZPROM NEFT (a.k.a. GAZPROM NEFT OAO; a.k.a. JSC GAZPROM NEFT; 
a.k.a. OPEN JOINT-STOCK COMPANY GAZPROM NEFT; f.k.a. SIBIRSKAYA 
NEFTYANAYA KOMPANIYA OAO), Let. A. Galernaya, 5, ul, St. Petersburg 
190000, Russia; Ul. Pochtamtskaya, 3-5, St. Petersburg 190000, Russia; 
3-5 Pochtamtskaya St., St. Petersburg 190000, Russia; 125 A. 
Profsoyuznaya Street, Moscow 117647, Russia; Web site http://www.gazprom-neft.com/; Email Address [email protected]; alt. Email 
Address [email protected]; alt. Email Address [email protected]; alt. Email Address [email protected]; Registration ID 
1025501701686; Tax ID No. 5504036333; Government Gazette Number 
42045241 [UKRAINE-EO13662]
2. LUKOIL OAO (a.k.a. LUKOIL; a.k.a. LUKOIL OIL COMPANY; a.k.a. 
NEFTYANAYA KOMPANIYA LUKOIL OOO; a.k.a. NK LUKOIL OAO), 11 Sretenski 
boulevard, Moscow 101000, Russia; Web site www.lukoil.ru; Email Address 
[email protected]; Registration ID 1027700035769; Tax ID No. 7708004767; 
Government Gazette Number 00044434 [UKRAINE-EO13662]
3. OPEN JOINT STOCK COMPANY GAZPROM (a.k.a. GAZPROM OAO; a.k.a. OAO 
GAZPROM), 16 Nametkina St., Moscow, Russia GSP-7, 117997, Russia; 16 
Nametkina ul., Moscow 117991, Russia; Web site www.gazprom.ru; Email 
Address [email protected]; Registration ID 1027700070518 (Russia); Tax 
ID No. 7736050003 (Russia); Government Gazette Number 00040778 (Russia) 
[UKRAINE-EO13662]
4. SURGUTNEFTEGAS (a.k.a. OPEN JOINT STOCK COMPANY SURGUTNEFTEGAS; 
a.k.a. OTKRYTOE AKTSIONERNOE OBSHCHESTVO SURGUTNEFTEGAZ; a.k.a.

[[Page 63029]]

SURGUTNEFTEGAS OAO; a.k.a. SURGUTNEFTEGAS OJSC; a.k.a. SURGUTNEFTEGAZ 
OAO), ul. Grigoriya Kukuyevitskogo, 1, bld. 1, Khanty-Mansiysky 
Autonomous Okrug--Yugra, the city of Surgut, Tyumenskaya Oblast 628415, 
Russia; korp. 1 1 Grigoriya Kukuevitskogo ul., Surgut, Tyumenskaya 
oblast 628404, Russia; Street Kukuevitskogo 1, Surgut, Tyumen Region 
628415, Russia; Web site www.surgutneftegas.ru; Email Address 
[email protected] [UKRAINE-EO13662]

General License No. 1 (Superseded on September 12, 2014)

    Note to General License No. 1: On July 16, 2014, OFAC issued 
General License 1 authorizing certain transactions involving certain 
derivative products that were otherwise prohibited by Original 
Directives 1 or 2 under E.O. 13662. On September 12, 2014, General 
License No. 1 was replaced and superseded in its entirety by General 
License No. 1A, which is included later in this Federal Register 
Notice. The text of General License No. 1 is included here for 
historical reference purposes only.
    General License No. 1: Authorizing Certain Transactions Related to 
Derivatives Under Directive 1 and Directive 2 of Executive Order 13662: 
(a) All transactions by U.S. persons, wherever they are located, and 
transactions within the United States involving derivative products 
whose value is linked to an underlying asset that constitutes (1) debt 
with a maturity of longer than 90 days or equity issued on or after 
July 16, 2014 by a person identified in Directive 1 pursuant to 
Executive Order 13662 or (2) debt with a maturity of longer than 90 
days issued on or after July 16, 2014 by a person identified in 
Directive 2 pursuant to Executive Order 13662, are authorized.
    (b) This general license does not authorize the holding, 
purchasing, or selling of underlying assets otherwise prohibited by 
Directive 1 and Directive 2 pursuant to Executive Order 13662 by U.S. 
persons, wherever they are located, or within the United States.

General License No. 1A

    Note to General License No. 1: A prior version of this license, 
General License 1, which was issued in July 16, 2014, and which is 
superseded by this version, authorized certain transactions involving 
certain derivative products that were otherwise prohibited by Original 
Directives 1 or 2 under E.O. 13662. This amended version, General 
License 1A, which OFAC issued on September 12, 2014, updates this 
authorization to cover the amended versions of Directives 1 and 2 as 
well as Directive 3 and also reflects technical and other non-
substantive changes.
    General License No. 1A: Authorizing Certain Transactions Related to 
Derivatives Prohibited by Directives 1, 2, and 3 Under Executive Order 
13662: (a) All transactions by U.S. persons, wherever located, and 
transactions within the United States involving derivative products 
whose value is linked to an underlying asset that constitutes (1) new 
debt with a maturity of longer than 30 days or new equity issued by a 
person subject to Directive 1 under Executive Order 13662, (2) new debt 
with a maturity of longer than 90 days issued by a person subject to 
Directive 2 under Executive Order 13662, or (3) new debt with a 
maturity of longer than 30 days issued by a person subject to Directive 
3 under Executive Order 13662, are authorized.
    (b) This general license does not authorize the holding, 
purchasing, or selling of underlying assets otherwise prohibited by 
Directives 1, 2, or 3 under Executive Order 13662 by U.S. persons, 
wherever they are located, or within the United States.
    (c) Effective September 12, 2014, General License No. 1, dated July 
16, 2014, is replaced and superseded in its entirety by this General 
License No. 1A.

General License No. 2

    Note to General License No. 2: On September 12, 2014, OFAC issued 
General License No. 2 authorizing certain transactions otherwise 
prohibited by Directive 4 under E.O. 13662. Under the terms of General 
License No. 2, the authorization contained therein expired at 12:01 
a.m. eastern daylight time on September 26, 2014. General License No. 
2, therefore, is no longer effective, and its text is included here for 
historical reference purposes only.
    General License No. 2: Authorizing Certain Activities Prohibited by 
Directive 4 Under Executive Order 13662 Necessary To Wind Down 
Operations: (a) Except as provided in paragraph (b) of this general 
license, all activities prohibited by Directive 4 under Executive Order 
13662 of March 20, 2014, that are ordinarily incident and necessary to 
the wind down of operations, contracts, or other agreements involving 
persons determined to be subject to Directive 4 under Executive Order 
13662 and that were in effect prior to September 12, 2014, are 
authorized through 12:01 a.m. eastern daylight time, September 26, 
2014.
    (b) This general license does not authorize any new provision, 
exportation, or reexportation of goods, services (except for financial 
services), or technology except as needed to cease operations involving 
projects covered by Directive 4 under Executive Order 13662. This 
general license does not authorize any transactions or dealings 
otherwise prohibited by any other Directive under Executive Order 13662 
or any part of 31 CFR Chapter V.
    (c) U.S. persons participating in transactions authorized by this 
general license are required, within 10 business days after the wind-
down activities conclude, to file a detailed report, including the 
parties involved, the type and scope of activities conducted, and the 
dates of the activities, with the Office of Foreign Assets Control, 
Licensing Division, U.S. Department of the Treasury, 1500 Pennsylvania 
Avenue NW., Annex, Washington, DC 20220.

General License No. 3

    On October 6, 2014, OFAC issued General License No. 3, which 
authorizes certain transactions otherwise prohibited by Directive 1 
under E.O. 13662.
    General License No. 3: Authorizing Transactions Involving Certain 
Entities Otherwise Prohibited by Directive 1 Under Executive Order 
13662: (a) Except as provided in paragraph (b), all transactions 
prohibited by Directive 1 under Executive Order 13662 for a financial 
institution named in paragraph (c), or any entity in which such 
financial institution owns, directly or indirectly, a 50 percent or 
greater interest, are authorized.
    (b) This general license does not authorize otherwise prohibited 
transactions with other persons subject to any Directive under 
Executive Order 13662, or any other transactions prohibited pursuant to 
any part of 31 CFR Chapter V.
    (c) The financial institution(s) are: DenizBank A.[Scedil].

    Dated: October 14, 2014.
John E. Smith,
Acting Director, Office of Foreign Assets Control.
[FR Doc. 2014-24988 Filed 10-20-14; 8:45 am]
BILLING CODE 4810-AL-P