[Federal Register Volume 79, Number 123 (Thursday, June 26, 2014)]
[Notices]
[Pages 36299-36302]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2014-14928]
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DEPARTMENT OF EDUCATION
Privacy Act of 1974; System of Records
AGENCY: Federal Student Aid, Department of Education.
ACTION: Notice of an altered system of records.
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SUMMARY: In accordance with the Privacy Act of 1974, as amended
(Privacy Act), the Chief Operating Officer for Federal Student Aid
(FSA) of the U.S. Department of Education (Department) publishes this
notice to revise the system of records previously maintained by the
U.S. Department of Health and Human Services (HHS) entitled ``Health
Education Assistance On-Line Processing System (HOPS)'' (09-15-0044)
because of the statutory transfer of the underlying loan program to the
Department. As revised, the Department is retitling and renumbering the
system of records as the ``Health Education Assistance Loan (HEAL)
program'' (18-11-20).
The revisions are consistent with the amendments made by the
Consolidated Appropriations Act, 2014, which permanently transferred
the authority to administer the HEAL program from the Secretary of
Health and Human Services to the Secretary of Education.
DATES: Submit your comments on this notice of an altered system of
records on or before July 28, 2014.
Because Office of Management and Budget (OMB) Circular A-130,
Appendix I, indicates that minor changes to systems of records need not
be reported, such as the minor changes made to the HEAL program system
of records by this notice as explained in the SUPPLEMENTARY INFORMATION
section, the Department is not required to file, and has not filed, a
report describing the altered system of records covered by this notice
with the Chair of the Senate Committee on Homeland Security and
Governmental Affairs, the Chair of the House Committee on Oversight and
Government Reform, or the Administrator of the Office of Information
and Regulatory Affairs, OMB. This altered system of records will become
effective July 28, 2014, unless the system of records needs to be
changed as a result of public comment.
ADDRESSES: Address all comments about this notice of an altered system
of records to: Director, Systems Integration Division, Systems
Operations and Aid Delivery Management Services, Federal Student Aid,
U.S. Department of Education, Union Center Plaza (UCP), 830 First
Street NE., Room 44F1, Washington, DC 20202-5454. If you prefer to send
comments by email, use the following address: [email protected]. You must
include the term ``HEAL program comments'' in the subject line of your
electronic message.
During and after the comment period, you may inspect all public
comments about this notice in room 64D1, UCP, 830 First Street NE.,
Washington, DC, between the hours of 8:00 a.m. and 4:30 p.m., Eastern
Standard Time, Monday through Friday of each week except Federal
holidays.
Assistance to Individuals With Disabilities in Reviewing the Rulemaking
Record
On request, we will provide an appropriate accommodation or
auxiliary aid to an individual with a disability who needs assistance
to review the comments or other documents in the public rulemaking
record for this notice. If you want to schedule an appointment for this
type of accommodation or auxiliary aid, please contact the person
listed under FOR FURTHER INFORMATION CONTACT.
FOR FURTHER INFORMATION CONTACT: Director, Systems Integration
Division, Systems Operations and Aid Delivery Management Services,
Federal Student Aid, U.S. Department of Education, Union Center Plaza
(UCP), 830 First Street NE., Room 44F1, Washington, DC 20202-5454.
Telephone: 202-377-3547.
If you use a telecommunications device for the deaf (TDD) or text
telephone (TTY), you may call the Federal Relay Service (FRS), toll
free, at 1-800-877-8339.
SUPPLEMENTARY INFORMATION:
Introduction
Under division H, title V, section 525 of the Consolidated
Appropriations Act, 2014 (Pub. L. 113-76) and title VII, part A,
subpart I of the Public Health Service Act, the authority to administer
the HEAL program, including servicing, collecting, and enforcing any
loans made under the program that remain outstanding, is transferred
from the Secretary of HHS to the Secretary of Education no later than
the end of the first fiscal quarter that begins after January 17,
2014--the date of the enactment of the Consolidated Appropriations Act,
2014.
The HEAL program system of records covers records for all
activities that the Department carries out with regard to servicing,
collecting, and enforcing Federal student loans made under title VII,
part A, subpart I of the Public Health Service Act that remain
outstanding. The HEAL system also contains records of transactions
performed by the Department to carry out the purposes of this system of
records.
The Privacy Act (5 U.S.C. 552a(e)(4) and (11)) requires Federal
agencies to publish in the Federal Register this notice of an altered
system of records. The Department's regulations implementing the
Privacy Act are
[[Page 36300]]
contained in part 5b of title 34 of the Code of Federal Regulations.
The Privacy Act applies to records about individuals that contain
individually identifying information and that are retrieved by a unique
identifier associated with each individual, such as a name or Social
Security number. The information about each individual is called a
``record,'' and the system, whether manual or computer-based, is called
a ``system of records.''
The revisions to this system of records relate to the transfer of
the system from HHS to the Department in accordance with the
Consolidated Appropriations Act, 2014. The system is being renamed and
renumbered from Health Education Assistance On-Line Processing System
(HOPS) (09-15-0044) to Health Education Assistance Loan (HEAL) program
(18-11-20). These changes are being made so that the system of records
reflects that the HEAL program is now administered by the Department.
Accessible Format: Individuals with disabilities can obtain this
document in an accessible format (e.g., braille, large print,
audiotape, or compact disc) on request to the person listed under FOR
FURTHER INFORMATION CONTACT.
Electronic Access to This Document: The official version of this
document is published in the Federal Register. Free Internet access to
the official edition of the Federal Register and the Code of Federal
Regulations is available via the Federal Digital System at:
www.gpo.gov/fdsys. At this site you can view this document, as well as
all other documents of this Department published in the Federal
Register, in text or Adobe Portable Document Format (PDF). To use PDF
you must have Adobe Acrobat Reader, which is available free at the
site.
You may also access documents of the Department published in the
Federal Register by using the article search feature at:
www.federalregister.gov. Specifically, through the advanced search
feature at this site, you can limit your search to documents published
by the Department.
Dated: June 20, 2014.
James W. Runcie,
Chief Operating Officer, Federal Student Aid.
For the reasons discussed in the preamble, the Chief Operating
Officer, Federal Student Aid, of the U.S. Department of Education
(Department or ED), publishes a notice of an altered system of records
to read as follows:
SYSTEM NUMBER: 18-11-20
SYSTEM NAME:
Health Education Assistance Loan (HEAL) program.
SECURITY CLASSIFICATION:
Moderate.
SYSTEM LOCATION(S):
Bureau of Health Professions, Health Resources and
Services Administration, U.S. Department of Health and Human Services
(HHS), 5600 Fishers Lane, Room 9-105, Rockville, MD 20857.
Records are located at additional contractor sites. A list
of contractor sites where individually identifiable data are currently
located is available upon request to the System Manager.
Washington National Records Center, 4205 Suitland Road,
Suitland, MD 20409.
CATEGORIES OF INDIVIDUALS COVERED BY THIS SYSTEM:
Recipients of HEAL program loans that remain outstanding.
CATEGORIES OF RECORDS IN THE SYSTEM:
Each HEAL recipient record contains the borrower's name, Social
Security number (SSN) or other identifying number, birth date,
demographic background, educational status, loan location and status,
and financial information about the individual for whom the record is
maintained. Each loan record contains lender and school identification
information.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
The authority for maintenance of the system includes Sections 701
and 702 of the Public Health Service Act, as amended (PHS Act) (42
U.S.C. 292 and 292a), which authorize the establishment of a Federal
program of student loan insurance; Section 715 of the PHS Act (42
U.S.C. 292n), which directs the Secretary of Education to require
institutions to provide information for each student who has a loan;
Section 709 of the PHS Act (42 U.S.C. 292h), which authorizes
disclosure and publication of HEAL defaulters; the Debt Collection
Improvement Act (31 U.S.C. 3701 and 3711-3720E); and the Consolidated
Appropriations Act, 2014, Div. H, title V, section 525 of Pub. L. 113-
76, which transfers the authority to administer the HEAL program from
the Secretary of Health and Human Services to the Secretary of
Education.
PURPOSE(S):
The purposes of this system are:
1. To identify borrowers participating in the HEAL program;
2. To monitor the loan status of HEAL recipients, which includes
the collection of overdue debts owed under the HEAL program; and
3. To compile and generate managerial and statistical reports.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
1. Disclosure may be made to Federal, State, or local agencies, to
private parties such as relatives, present and former employers,
business and personal associates, educational and financial
institutions, and collection agencies. The purposes of such disclosures
are to verify the identity of the loan applicant, to determine program
eligibility and benefits, to enforce the conditions or terms of the
loan, to counsel the borrower in repayment efforts, to investigate
possible fraud and abuse, to verify compliance with program
regulations, and to locate delinquent borrowers through pre-claims
assistance. Information may be disclosed to educational or financial
institutions to assist them in loan management.
2. Disclosure may be made to a congressional office from the record
of an individual in response to an inquiry from the congressional
office made at the request of that individual.
3. ED may disclose information from this system of records to the
Department of Justice, or to a court or other tribunal, when: (a) ED or
any component thereof; or (b) any ED employee in his or her official
capacity; or (c) any ED employee in his or her individual capacity
where the Department of Justice (or ED, where it is authorized to do
so) has agreed to represent the employee; or (d) the United States or
any agency thereof determines that the litigation is likely to affect
ED or any of its components, is a party to litigation or has an
interest in such litigation, and ED determines that the use of such
records by the Department of Justice or the court or other tribunal is
relevant and necessary to the litigation and would help in the
effective representation of the governmental party, provided, however,
that in each case, ED determines that such disclosure is compatible
with the purpose for which the records were collected.
4. In the event that a system of records maintained by this agency
to carry out its functions indicates a violation or potential violation
of law, whether civil, criminal, or regulatory in nature, and whether
arising by general statute or particular program statute, or by
regulation, rule, or order issued pursuant thereto, the relevant
records in
[[Page 36301]]
the system of records may be referred to the appropriate agency,
whether Federal, State, or local, charged with enforcing or
implementing the statute or any rule, regulation, or order issued
pursuant thereto.
5. ED may disclose from this system of records a delinquent
debtor's name, address, SSN, and other information necessary to
identify him/her; the amount, status, and history of the claim, and the
agency or program under which the claim arose, as follows: (a) To
another Federal agency so that agency can effect a salary offset for
debts owed by Federal employees; if the claim arose under the Social
Security Act, the employee must have agreed in writing to the salary
offset. (b) To another Federal agency so that agency can effect an
authorized administrative offset, i.e., withhold money payable to, or
held on behalf of, debtors other than Federal employees. (c) To the
Internal Revenue Service (IRS), the U.S. Department of the Treasury
(Treasury Department), to request a debtor's current mailing address to
locate him/her for purposes of either collecting or compromising a debt
or to have a commercial credit report prepared.
6. Records may be disclosed to the Office of Management and Budget
for auditing financial obligations to determine compliance with
programmatic, statutory, and regulatory provisions.
7. ED may disclose information from this system of records to a
consumer reporting agency (credit bureau) to obtain a commercial credit
report for the following purposes: (a) To establish creditworthiness of
a loan applicant; and (b) To assess and verify the ability of a debtor
to repay debts owed to the Federal Government. Disclosures are limited
to the individual's name, address, SSN, and other information necessary
to identify him/her; the funding being sought or amount and status of
the debt; and the program under which the application or claim is being
processed.
8. ED may disclose to the IRS, Treasury Department, information
about an individual applying for a loan under any loan program
authorized by the PHS Act to find out whether the loan applicant has a
delinquent tax account. This disclosure is for the sole purpose of
determining the applicant's creditworthiness and is limited to the
individual's name, address, SSN, other information necessary to
identify him/her, and the program for which the information is being
obtained.
9. ED may report to the IRS, Treasury Department, as taxable
income, the written-off amount of a debt owed by an individual to the
Federal Government when a debt becomes partly or wholly uncollectible--
either because the time period for collection under the statute of
limitations has expired, or because the Government agrees with the
individual to forgive or compromise the debt.
10. ED may disclose to debt collection agents, other Federal
agencies, and other third parties who are authorized to collect a
Federal debt, information necessary to identify a delinquent debtor.
Disclosure will be limited to the debtor's name, address, SSN, and
other information necessary to identify him/her; the amount, status,
and history of the claim, and the agency or program under which the
claim arose.
11. ED may disclose information from this system of records to any
third party that may have information about a delinquent debtor's
current address, such as the U.S. Postal Service, a consumer reporting
agency (credit bureau), a State motor vehicle administration, a
professional organization, an alumni association, etc., for the purpose
of obtaining the debtor's current address. This disclosure will be
limited to information necessary to identify the individual
(defaulter's name, latest known City and State of residence, total
amount of the HEAL debt).
12. Records may be disclosed to Department contractors and
subcontractors for the purpose of assisting HEAL program managers in
collating, compiling, aggregating, or analyzing records used in
administering the HEAL program. Contractors maintain, and are also
required to ensure that subcontractors maintain, Privacy Act safeguards
with respect to the records.
13. ED may disclose from this system of records to the IRS,
Treasury Department: (a) A delinquent debtor's name, address, SSN, and
other necessary information to identify the debtor; (b) The amount of
the debt; and (c) The program under which the debt arose, so that the
IRS can offset against the debt any income tax refunds which may be due
to the debtor.
14. ED may disclose the complete loan file of defaulted HEAL
recipients to potential purchasers of HEAL loans to enable them to
value and price the loans, and to actual purchasers to enable them to
collect the defaulted loans. The purpose of this disclosure will be to
facilitate the sale and collection of defaulted HEAL loans. Potential
purchasers are required to maintain Privacy Act safeguards with respect
to the records.
15. In accordance with the directive in 42 U.S.C. 292h(c)(1), the
names of HEAL borrowers who are in default may be published on a
Defaulted Borrowers Web site, should ED reestablish one, by city and
State along with the amounts of their HEAL debts. An individual's
address also may be published if the address is a matter of public
record as a result of legal proceedings having been filed concerning
the individual's HEAL debt.
16. In accordance with the directive in 42 U.S.C. 292h(c)(2),
disclosure may be made to relevant Federal agencies, schools, school
associations, professional and specialty associations, State licensing
boards, hospitals with which a HEAL defaulter may be associated, and
other similar organizations.
17. To appropriate Federal agencies and Department contractors and
subcontractors that have a need to know the information for the purpose
of assisting the Department's efforts to respond to a suspected or
confirmed breach of the security or confidentiality of information
maintained in this system of records, and the information disclosed is
relevant and necessary for that assistance.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
Disclosures pursuant to 5 U.S.C. 552a(b)(12) (as set forth in 31
U.S.C. 3711(e)): Disclosures may be made from this system to ``consumer
reporting agencies,'' as defined in the Fair Credit Reporting Act (15
U.S.C. 1681a(f)) or the Debt Collection Improvement Act (31 U.S.C.
3701(a)(3)). The purposes of these disclosures are:
1. To provide an incentive for debtors to repay delinquent Federal
Government debts by making these debts part of their credit records;
and
2. To enable ED to improve the quality of loan and scholarship
decisions by taking into account the financial reliability of
applicants.
Disclosure of records will be limited to the individual's name,
SSN, and other information necessary to establish the identity of the
individual; the amount, status, and history of the claim, and the
agency or program under which the claim arose.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records are maintained in database servers, file folders, CDs,
DVDs, and magnetic tapes.
RETRIEVABILITY:
Records are retrieved by SSN or other identifying number.
[[Page 36302]]
SAFEGUARDS:
Authorized users: Access is limited to authorized HEAL program
personnel and contractors responsible for administering the HEAL
program. Authorized personnel include ED employees and officials,
financial and fiscal management personnel, computer personnel and
program managers who have responsibilities for implementing the HEAL
program. Read-only users: Read-only access is given to servicers,
holders, and financial/fiscal management personnel.
Physical safeguards: Magnetic tapes, disc packs, computer
equipment, and other forms of personal data are stored in areas where
fire and life safety codes are strictly enforced. All documents are
protected during lunch hours and non-working hours in locked file
cabinets or locked storage areas. Security guards are staffed 24 hours
a day, seven days a week, to perform random checks on the physical
security of the records storage areas.
Procedural safeguards: A password is required to access the
terminal and a data set name controls the release of data to only
authorized users. All users of personal information in connection with
the performance of their jobs protect information from public view and
from unauthorized personnel entering an unsupervised office. In
addition, all sensitive data is encrypted using Oracle Transparent Data
Encryption functionality. Access to records is strictly limited to
those staff members trained in accordance with the Privacy Act and
automatic data processing (ADP) security procedures. Contractors are
required to maintain, and are also required to ensure that
subcontractors maintain, confidentiality safeguards with respect to
these records. Contractors and subcontractors are instructed to make no
further disclosure of the records except as authorized by the System
Manager and permitted by the Privacy Act. All individuals who have
access to these records receive the appropriate ADP security
clearances. ED personnel make site visits to ADP facilities for the
purpose of ensuring that ADP security procedures continue to be met.
Privacy Act and ADP system security requirements are specifically
included in contracts. The HEAL program project directors, project
officers, and the System Manager oversee compliance with these
requirements.
Implementing guidelines: The safeguards described above were
established in accordance with DHHS Chapter 45-13 and supplementary
Chapter PHS.hf: 45-13 of HHS' General Administration Manual.
RETENTION AND DISPOSAL:
ED is working with its Records Officer and the National Archives
and Records Administration to obtain the appropriate record retention
schedule.
SYSTEM MANAGER(S) AND ADDRESS(ES):
Director, Systems Integration Division, Systems Operations and Aid
Delivery Management Services, Federal Student Aid, U.S. Department of
Education, Union Center Plaza (UCP), 830 First Street NE., Room 44F1,
Washington, DC 20202-5454. Telephone: 202-377-3547.
NOTIFICATION PROCEDURE:
To find out if the system contains records about you contact the
System Manager.
Requests in person: Written requests for information and/or access
to records received by mail must contain information providing the
identity of the writer and a reasonable description of the record
desired. Written requests must contain the name and address of the
requester, his/her date of birth and at least one piece of information
which is also contained in the subject record, and his/her signature
for comparison purposes.
Requests by mail: To request information and/or access to records
by mail, you must provide your name, address, date of birth, a
reasonable description of the record desired, at least one piece of
information that is also contained in the subject record, and your
signature for comparison purposes.
Requests by telephone: Since positive identification of the caller
cannot be established, telephone requests are not accepted.
RECORDS ACCESS PROCEDURES:
Same as notification procedures. Requesters should also provide a
reasonable description of the record being sought. Requesters may also
request an accounting of disclosures that have been made of their
records, if any.
CONTESTING RECORD PROCEDURES:
Contact the System Manager, provide a reasonable description of the
record, specify the information being contested, the corrective action
sought, and the reasons for requesting the correction, along with
supporting information to show how the record is inaccurate,
incomplete, untimely, or irrelevant.
RECORD SOURCE CATEGORIES:
Individual loan recipients, HEAL schools, lenders, holders of HEAL
loans and their agents, HHS, and other Federal agencies.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
[FR Doc. 2014-14928 Filed 6-25-14; 8:45 am]
BILLING CODE 4000-01-P