[Federal Register Volume 79, Number 43 (Wednesday, March 5, 2014)]
[Notices]
[Pages 12490-12493]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2014-04814]


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DEPARTMENT OF COMMERCE

United States Patent and Trademark Office


Substantive Submissions Made During Prosecution of the Trademark 
Application

ACTION: Proposed collection; comment request.

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SUMMARY: The United States Patent and Trademark Office (USPTO), as part 
of its continuing effort to reduce paperwork and respondent burden, 
invites the general public and other Federal agencies to comment on the 
continuing information collection, as required by the Paperwork 
Reduction Act of 1995, Public Law 104-13 (44 U.S.C. 3506(c)(2)(A)).

DATES: Written comments must be submitted on or before May 5, 2014.

ADDRESSES: You may submit comments by any of the following methods:
     Email: [email protected]. Include ``0651-
0054 comment'' in the subject line of the message.
     Mail: Susan K. Fawcett, Records Officer, Office of the 
Chief Information Officer, United States Patent and Trademark Office, 
P.O. Box 1450, Alexandria, VA 22313-1450.
     Federal Rulemaking Portal: http://www.regulations.gov.

FOR FURTHER INFORMATION CONTACT: Requests for additional information 
should be directed to the attention of Catherine Cain, Attorney 
Advisor, Office of the Commissioner for Trademarks, United States 
Patent and Trademark Office, P.O. Box 1451, Alexandria, VA 22313-1451, 
by telephone at 571-272-8946, or by email to [email protected]. 
Additional information about this collection is also available at 
http://www.reginfo.gov under ``Information Collection Review.''

SUPPLEMENTARY INFORMATION:

I. Abstract

    The United States Patent and Trademark Office (USPTO) administers 
the Trademark Act, 15 U.S.C. 1051 et seq., which provides for the 
Federal registration of trademarks, service marks, collective 
trademarks and service marks, collective membership marks, and 
certification marks. Individuals and businesses that use or intend to 
use such marks in commerce may file an application to register their 
mark with the USPTO.
    Such individuals and businesses may also submit various 
communications to the USPTO, including providing additional information 
needed to process a request to delete a particular filing basis from an 
application or to divide an application identifying multiple goods and/
or services into two or more separate applications. Applicants may seek 
a six-month extension of time to file a statement that the mark is in 
use in commerce or submit a petition to revive an application that 
abandoned for failure to submit a timely response to an office action 
or a timely statement of use or extension request. In some 
circumstances, an applicant may expressly abandon an application by 
filing a written request for withdrawal of the application.
    The rules implementing the Act are set forth in 37 CFR Part 2. 
These rules mandate that each register entry include the mark, the 
goods and/or services in connection with which the mark is

[[Page 12491]]

used, ownership information, dates of use, and certain other 
information. The USPTO also provides similar information concerning 
pending applications. The register and pending application information 
may be accessed by an individual or by businesses to determine the 
availability of a mark. By accessing the USPTO's information, parties 
may reduce the possibility of initiating use of a mark previously 
adopted by another. The Federal trademark registration process may 
thereby lessen the filing of papers in court and between parties.

II. Method of Collection

    The forms in this collection are available in electronic format 
through the Trademark Electronic Application System (TEAS), which may 
be accessed on the USPTO Web site. TEAS Global Forms are available for 
the items where a TEAS form with dedicated data fields is not yet 
available. Applicants may also submit the information in paper form by 
mail, fax, or hand delivery.

III. Data

    OMB Number: 0651-0054.
    Form Number(s): PTO Forms 1553, 1581, 2194, 2195, 2200, and 2202.
    Type of Review: Revision of a currently approved collection.
    Affected Public: Businesses or other for-profits; not-for-profit 
institutions.
    Estimated Number of Respondents: 292,706 per year.
    Estimated Time per Response: The USPTO estimates that it will take 
the public from 5 minutes (0.08 hours) to 30 minutes (0.50 hours), 
depending on the complexity of the situation, to gather the necessary 
information, prepare the appropriate documents, and submit the 
information to the USPTO.
    Estimated Total Annual Respondent Burden Hours: 64,305.
    Estimated Total Annual Respondent Cost Burden: $25,014,645. The 
USPTO expects that the information in this collection will be prepared 
by attorneys at an estimated rate of $389 per hour. Therefore, the 
USPTO estimates that the respondent cost burden for this collection 
will be approximately $25,014,645 per year.

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                                                                  Estimated time     Estimated       Estimated
             Item No.                           Item               for response       annual       annual burden
                                                                     (minutes)       responses         hours
----------------------------------------------------------------------------------------------------------------
1.................................  Trademark/Service Mark                    25           1,704             716
                                     Allegation of Use
                                     (Statement of Use/Amendment
                                     to Allege Use) (Paper).
1.................................  Trademark/Service Mark                    20          80,733          26,642
                                     Allegation of Use
                                     (Statement of Use/Amendment
                                     to Allege Use) (TEAS).
2.................................  Request for Extension of                  12           1,819             364
                                     Time to File a Statement of
                                     Use (Paper).
2.................................  Request for Extension of                  10         180,047          30,608
                                     Time to File a Statement of
                                     Use (TEAS).
3.................................  Petition to Revive Abandoned              20             348             115
                                     Application--Failure to
                                     Respond Timely to Office
                                     Action (Paper).
3.................................  Petition to Revive Abandoned              15          18,548           4,637
                                     Application--Failure to
                                     Respond Timely to Office
                                     Action (TEAS).
4.................................  Petition to Revive Abandoned              15              34               9
                                     Application--Failure to
                                     File Timely Statement of
                                     Use or Extension Request
                                     (Paper).
4.................................  Petition to Revive Abandoned              12             159              32
                                     Application--Failure to
                                     File Timely Statement of
                                     Use or Extension Request
                                     (TEAS).
5.................................  Request to Delete Section                 10              26               4
                                     1(b) Basis, Intent to Use
                                     (Paper).
5.................................  Request to Delete Section                  5           1,300             104
                                     1(b) Basis, Intent to Use
                                     (TEAS).
6.................................  Request for Express                       10             100              17
                                     Abandonment (Withdrawal) of
                                     Application (Paper).
6.................................  Request for Express                        5           4,900             392
                                     Abandonment (Withdrawal) of
                                     Application (TEAS).
7.................................  Request to Divide                         15              39              10
                                     Application (Paper).
7.................................  Request to Divide                         10           1,922             327
                                     Application (TEAS Global).
8.................................  Response to Intent-to-Use                 30               1               1
                                     (ITU) Divisional Unit
                                     Office Action (Paper).
8.................................  Response to Intent-to-Use                 30               1               1
                                     (ITU) Divisional Unit
                                     Office Action (TEAS Global).
9.................................  Response to Petition to                   20               5               2
                                     Revive Deficiency Letter
                                     (Paper).
9.................................  Response to Petition to                   15             250              63
                                     Revive Deficiency Letter
                                     (TEAS Global).
10................................  Petition to the Director                  25              12               5
                                     Under Trademark Rule 2.146
                                     (Paper).
10................................  Petition to the Director                  20             600             198
                                     Under Trademark Rule 2.146
                                     (TEAS Global).
11................................  Due Diligence Petition Under              25               2               1
                                     Trademark Rule 2.66 (Paper).
11................................  Due Diligence Petition Under              20             130              43
                                     Trademark Rule 2.66 (TEAS
                                     Global).
12................................  Petition to Revive with                   30               1               1
                                     Request to Delete Section
                                     1(b) Basis or to Delete ITU
                                     Goods/Services After NOA
                                     (Paper).
12................................  Petition to Revive with                   30              25              13
                                     Request to Delete Section
                                     1(b) Basis or to Delete ITU
                                     Goods/Services After NOA
                                     (TEAS Global).
                                   -----------------------------------------------------------------------------
    Totals........................  ............................  ..............         292,706          64,305
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    Estimated Total Annual (Non-Hour) Respondent Cost Burden: 
$28,705,256. There are no capital start-up, maintenance or 
recordkeeping costs associated with this information collection. 
However, this collection does have annual (non-hour) cost burden in the 
form of postage costs and filing fees.
    Applicants incur postage costs when submitting non-electronic 
information to the USPTO by mail through the United States Postal 
Service. The USPTO estimates that the majority of the paper forms are 
submitted to the USPTO via first-class mail at a rate of 49 cents per 
ounce. Therefore, the USPTO estimates that the postage costs for the 
paper submissions in this collection will be $2,006.

[[Page 12492]]



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                                                                     Responses                      Total cost
             Item No.                           Item                   (yr)        Postage costs       (yr)
                                                                             (a)             (b)         (a x b)
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1.................................  Trademark/Service Mark                 1,704           $0.49         $835.00
                                     Allegation of Use
                                     (Statement of Use/Amendment
                                     to Allege Use).
2.................................  Request for Extension of               1,819            0.49          891.00
                                     Time to File a Statement of
                                     Use.
3.................................  Petition to Revive Abandoned             348            0.49          171.00
                                     Application--Failure to
                                     Respond Timely to Office
                                     Action.
4.................................  Petition to Revive Abandoned              34            0.49           17.00
                                     Application--Failure to
                                     File Timely Statement of
                                     Use or Extension Request.
5.................................  Request to Delete Section                 26            0.49           13.00
                                     1(b) Basis, Intent to Use.
6.................................  Request for Express                      100            0.49           49.00
                                     Abandonment.
                                    (Withdrawal of Application).
7.................................  Request to Divide                         39            0.49           19.00
                                     Application.
8.................................  Response to Intent-to-Use                  1            0.49            1.00
                                     (ITU) Divisional Unit
                                     Office Action.
9.................................  Response to Petition to                    5            0.49            2.00
                                     Revive Deficiency Letter.
10................................  Petition to the Director                  12            0.49            6.00
                                     Under Trademark Rule 2.146.
11................................  Due Diligence Petition Under               2            0.49            1.00
                                     Trademark Rule 2.66.
12................................  Petition to Revive with                    1            0.49            1.00
                                     Request to Delete Section
                                     1(b) Basis or to Delete ITU
                                     Goods/Services After NOA.
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                                    Totals......................           4,091  ..............        2,006.00
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    Filing fees are based on per class filing of goods and services; 
therefore, the total filing fees can vary depending on the number of 
classes. The total filing fees of $28,703,250 shown here are the 
minimum fees associated with this information collection.

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                                                                  Responses
              Item No.                          Item                (yr)         Filing fees    Total cost  (yr)
                                                                          (a)             (b)            (a x b)
----------------------------------------------------------------------------------------------------------------
1...................................  Trademark/Service Mark            1,704         $100.00        $170,400.00
                                       Allegation of Use
                                       (Statement of Use/
                                       Amendment to Allege
                                       Use) (Paper).
2...................................  Trademark/Service Mark           80,733          100.00       8,073,300.00
                                       Allegation of Use
                                       (Statement of Use/
                                       Amendment to Allege
                                       Use) (TEAS).
2...................................  Request for Extension             1,819          150.00         272,850.00
                                       of Time to File a
                                       Statement of Use
                                       (Paper).
2...................................  Request for Extension           180,047          150.00      18,004,700.00
                                       of Time to File a
                                       Statement of Use
                                       (TEAS).
3...................................  Petition to Revive                  348          100.00          34,800.00
                                       Abandoned Application--
                                       Failure to Respond
                                       Timely to Office
                                       Action (Paper).
3...................................  Petition to Revive               18,548          100.00       1,854,800.00
                                       Abandoned Application--
                                       Failure to Respond
                                       Timely to Office
                                       Action (TEAS).
4...................................  Petition to Revive                   34          100.00           3,400.00
                                       Abandoned Application--
                                       Failure to File Timely
                                       Statement of Use or
                                       Extension Request
                                       (Paper).
4...................................  Petition to Revive                  159          100.00          15,900.00
                                       Abandoned Application--
                                       Failure to File Timely
                                       Statement of Use or
                                       Extension Request
                                       (TEAS).
5...................................  Request to Delete                    26            0.00               0.00
                                       Section 1(b) Basis,
                                       Intent to Use (Paper).
5...................................  Request to Delete                 1,300            0.00               0.00
                                       Section 1(b) Basis,
                                       Intent to Use (TEAS).
6...................................  Request for Express                 100            0.00               0.00
                                       Abandonment
                                       (Withdrawal) of
                                       Application (Paper).
6...................................  Request for Express               4,900            0.00               0.00
                                       Abandonment
                                       (Withdrawal) of
                                       Application (TEAS).
7...................................  Request to Divide                    39          100.00           3,900.00
                                       Application (Paper).
7...................................  Request to Divide                 1,922          100.00         192,200.00
                                       Application (TEAS
                                       Global).
8...................................  Response to Intent-to-                1            0.00               0.00
                                       Use (ITU) Divisional
                                       Unit Office Action
                                       (Paper).
8...................................  Response to Intent-to-                1            0.00               0.00
                                       Use (ITU) Divisional
                                       Unit Office Action
                                       (TEAS Global).
9...................................  Response to Petition to               5            0.00               0.00
                                       Revive Deficiency
                                       Letter (Paper).
9...................................  Response to Petition to             250            0.00               0.00
                                       Revive Deficiency
                                       Letter (TEAS Global).
10..................................  Petition to the                      12          100.00           1,200.00
                                       Director Under
                                       Trademark Rule 2.146
                                       (Paper).
10..................................  Petition to the                     600          100.00          60,000.00
                                       Director Under
                                       Trademark Rule 2.146
                                       (TEAS Global).
11..................................  Due Diligence Petition                2          100.00             200.00
                                       Under Trademark Rule
                                       2.66 (Paper).
11..................................  Due Diligence Petition              130          100.00          13,000.00
                                       Under Trademark Rule
                                       2.66 (TEAS Global).
12..................................  Petition to Revive with               1          100.00             100.00
                                       Request to Delete
                                       Section 1(b) Basis or
                                       to Delete ITU Goods/
                                       Services After NOA
                                       (Paper).

[[Page 12493]]

 
12..................................  Petition to Revive with              25          100.00           2,500.00
                                       Request to Delete
                                       Section 1(b) Basis or
                                       to Delete ITU Goods/
                                       Services After NOA
                                       (TEAS Global).
                                     ---------------------------------------------------------------------------
    Totals..........................  .......................         292,706  ..............      28,703,250.00
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* Note: All filing fees are based on per class filing.

IV. Request for Comments

    Comments submitted in response to this notice will be summarized 
and/or included in the request for OMB approval. All comments will 
become a matter of public record.
    The USPTO is soliciting public comments to: (a) Evaluate whether 
the proposed collection of information is necessary for the proper 
performance of the functions of the agency, including whether the 
information shall have practical utility; (b) Evaluate the accuracy of 
the agency's estimate of the burden of the proposed collection of 
information, including the validity of the methodology and assumptions 
used; (c) Enhance the quality, utility, and clarity of the information 
to be collected; and (d) Minimize the burden of the collection of 
information on those who are to respond, including through the use of 
appropriate automated, electronic, mechanical, or other technological 
collection techniques or other forms of information technology, e.g., 
permitting electronic submission of responses.

    Dated: February 28, 2014.
Susan K. Fawcett,
Records Officer, USPTO, Office of the Chief Information Officer.
[FR Doc. 2014-04814 Filed 3-4-14; 8:45 am]
BILLING CODE 3510-16-P