[Federal Register Volume 77, Number 193 (Thursday, October 4, 2012)]
[Rules and Regulations]
[Pages 60637-60649]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2012-24536]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 665
[Docket No. 120416010-2476-01]
RIN 0648-BB84
Western Pacific Pelagic Fisheries; Revised Limits on Sea Turtle
Interactions in the Hawaii Shallow-Set Longline Fishery
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
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SUMMARY: In this final rule, NMFS revises the annual number of
incidental interactions allowed between the Hawaii-based shallow-set
pelagic longline fishery, and leatherback and North Pacific loggerhead
sea turtles. NMFS also makes administrative housekeeping changes to the
regulations relating to the fishery. The rule implements the incidental
take statement of the current biological opinion on the fishery and
clarifies the regulations.
DATES: This final rule is effective November 5, 2012.
ADDRESSES: Copies of supporting documentation that provide background
information on this final rule, identified by NOAA-NMFS-2012-0068, are
available at www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Adam Bailey, Sustainable Fisheries,
NMFS PIR, 808-944-2248.
SUPPLEMENTARY INFORMATION: The Hawaii-based shallow-set pelagic
longline fishery targets swordfish primarily on the high seas of the
North Pacific Ocean. The Western Pacific Fishery Management Council
(Council) and NMFS manage the fishery under the
[[Page 60638]]
Fishery Ecosystem Plan for Pelagic Fisheries of the Western Pacific
Region. The plan provides for, among other things, a limited-access
program, vessel- and gear-marking requirements, vessel length
restrictions, Federal catch and effort logbooks, large restricted
fishing areas around the Hawaiian Archipelago, a vessel monitoring
system, and annual protected species workshops. The plan also requires
the use of gear and techniques for the safe handling and careful
release of protected species, i.e., sea turtles, seabirds, and marine
mammals. NMFS may issue a maximum of 164 longline permits for the deep-
and shallow-set longline fisheries in Hawaii combined, and about 25-30
vessels have been active in the shallow-set fishery in recent years.
NMFS deploys an official observer on every shallow-set fishing trip
(100 percent observer coverage).
The fishery occasionally and incidentally interacts with (hooks or
entangles) protected species, primarily leatherback and North Pacific
loggerhead sea turtles, but also other protected species. Consistent
with the terms of a no-jeopardy 2004 NMFS biological opinion (2004
BiOp), the Council recommended and NMFS implemented a broad suite of
sea turtle conservation and management measures for the fishery (69 FR
17329, April 2, 2004), including annual interaction limits for
leatherback and loggerhead turtles. NMFS currently allows the fishery
to interact with up to 16 leatherback and 17 loggerhead sea turtles per
year; these limits directly manage the impacts of the fishery on sea
turtles. If the shallow-set fishery reaches either limit, NMFS closes
the fishery for the remainder of the year.
As required under section 7 of the Endangered Species Act (ESA),
NMFS re-evaluated in 2012 the impacts of the continued operation of the
fishery, as governed under the current suite of management measures
(the proposed action), on marine species protected by the ESA (i.e.,
humpback whales, North Pacific loggerhead sea turtle distinct
population segment (DPS), leatherback sea turtles, olive ridley sea
turtles, and green sea turtles). NMFS concluded in a biological opinion
dated January 30, 2012 (2012 BiOp), that the proposed action is not
likely to jeopardize the continued existence of these five species, and
is not likely to destroy or adversely modify designated critical
habitat. The 2012 BiOp is an integral component to managing the
shallow-set fishery, because the one-year incidental take statement
(ITS, including reasonable and prudent management measures, and terms
and conditions) forms the basis for regulations that specify the annual
limits on leatherback and North Pacific loggerhead sea turtle
interactions with the fishery that are necessary to manage the impacts
of the fishery on sea turtles.
In this final rule, NMFS is revising the annual limits on
incidental interactions that may occur between the fishery and
leatherback and North Pacific loggerhead sea turtles to 26 and 34
interactions, respectively. If the fishery reaches either of the
interaction limits in a given year, NMFS would close the fishery for
the remainder of that year.
NMFS is also making minor housekeeping changes to the longline
regulations for clarity and consistency in terminology. NMFS is
revising references to the ``shallow-set component of the longline
fishery'' to read more simply the ``shallow-set longline fishery.'' The
sections of Title 50 of the Code of Federal Regulations that contain
these changes include Sec. 665.802 paragraphs (ss) and (tt), and Sec.
665.813 paragraphs (b)(2)(i) and (b)(2)(ii), and paragraph (i).
Comments and Responses
On June 11, 2012, NMFS published a proposed rule and request for
public comment (77 FR 34334). The comment period for the proposed rule
ended on July 11, 2012. NMFS received approximately 2,270 comment
submittals on the proposed rule. About 2,180 were form letters
associated with a non-governmental organization. Representatives of the
longline fishery and non-governmental organizations provided additional
comments, along with several private citizens. NMFS responds to
comments received, as follows:
Comment 1: Increasing the allowable leatherback and North Pacific
loggerhead sea turtle interactions from 16 to 26 and 17 to 34,
respectively, would violate the ESA and cause jeopardy.
Response: NMFS disagrees. NMFS complied with all procedural and
substantive requirements of the ESA for the proposed rulemaking. The
NMFS Sustainable Fisheries Division consulted with the NMFS Protected
Resources Division on the continued operation of the fishery with a
gradual increase to a maximum of 5,500 sets per year, which resulted in
the issuance of the 2012 BiOp. This final rule implements the ITS from
the 2012 BiOp for leatherback and North Pacific loggerhead sea turtles.
Both the 2012 BiOp and this rule comply with the ESA.
The agency must ensure that any activity that it authorizes is not
likely, directly or indirectly, to reduce appreciably the likelihood of
both the survival and recovery of a listed species in the wild by
reducing the reproduction, numbers, or distribution of that species. To
carry out this mandate, NMFS consults with the appropriate agency
(either USFWS or NMFS) on any Federal action that it determines may
affect ESA-listed marine species. If the agency concludes that the
proposed action is not likely to jeopardize the continued existence of
a listed species or result in the destruction or adverse modification
of critical habitat but, nonetheless, determines that the proposed
action will result in the take of listed species, the agency must issue
an ITS. The ITS establishes the allowable take of listed species that
would otherwise be prohibited, and specifies those reasonable and
prudent measures and terms and conditions that minimize the impact of
such take.
In 2004, following a multi-year court-ordered closure, NMFS
reopened the fishery under a suite of sea turtle mitigation
requirements, including the use of large circle hooks and fish bait, a
set certificate program limiting effort at 2,120 annual sets, and
compliance with the ITS in a no-jeopardy 2004 BiOp. The 2004 BiOp also
required annual limits on the allowable number of leatherback and
loggerhead sea turtles hooked or entangled in longline fishing gear by
the fishery, specified at 16 leatherback and 17 loggerhead sea turtles.
If the fishery reached either limit, NMFS would close the fishery for
the remainder of the year. The 2004 BiOp also required NMFS to place
observers on 100 percent of shallow-set fishing trips.
In 2009, the Secretary of Commerce approved Amendment 18 to the
Fishery Management Plan for Pelagic Fisheries of the Western Pacific
Region. Amendment 18 removed the annual fishing effort limit and
associated set certificate program to allow the fishery to achieve
optimum yield of swordfish and other species, consistent with National
Standard 1 of the Magnuson-Stevens Fishery Conservation and Management
Act (Magnuson-Stevens Act). Optimum yield means the amount of fish that
will provide the greatest overall benefit to the Nation, particularly
with respect to food production and recreational opportunities, and
taking into account the protection of marine ecosystems. At the time of
Amendment 18's approval, domestic and foreign swordfish landings in the
North Pacific amounted to about 60 percent of an estimated maximum
sustainable yield (MSY) of
[[Page 60639]]
22,284 metric tons (mt) as documented in Amendment 18. As analyzed
under Amendment 18, the proposed action of 5,500 annual sets represents
nearly the maximum annual level of effort that the fishery achieved
during the five-year period 1994-1999, but was still below the 9,925
annual sets that would be necessary to produce MSY for the North
Pacific swordfish stock, according to the 2004 stock assessment.
In 2008, NMFS concluded in a biological opinion (2008 BiOp) that,
among other things, Amendment 18 would not jeopardize the existence of
any ESA-listed sea turtles, and included an ITS that allowed up to 16
leatherback and 46 loggerhead sea turtle interactions before NMFS would
close the fishery for the remainder of the year. Following litigation
over the 2008 BiOp with the Center for Biological Diversity, Turtle
Island Restoration Network, and KAHEA: The Environmental Alliance, the
ITS for leatherback and loggerhead sea turtles and that portion of the
rule implementing the ITS were remanded to the agency and vacated.
Under the terms of a consent decree, NMFS was to complete a new
biological opinion on the fishery within 135 days of the USFWS-NMFS
final decision on a petition to identify and list nine distinct
population segments of loggerhead sea turtles. Consistent with the
consent decree, NMFS issued the no-jeopardy 2012 BiOp, which evaluated
the continued operation of the fishery under the management measures
established by Amendment 18, with fishing effort at up to 5,500 sets
annually and incorporated the best available scientific and commercial
information. For example, NMFS used sea turtles interaction rates with
the fishery obtained from 100 percent observer coverage from 2004-2011.
In the 2012 BiOp, NMFS considered the effects of the action within the
context of the ``Status of Listed Species'' together with the
`Environmental Baseline' and the ``Cumulative Effects'' to determine
whether the action is likely to jeopardize the continued existence of
listed species, or result in the destruction or adverse modification of
designated critical habitat. NMFS concluded that the proposed Federal
action is not likely to jeopardize the continued existence of any of
the five listed species in the action area, or destroy or adversely
modify designated critical habitat. Accordingly, NMFS issued an ITS
that, consistent with the expected level of take at 5,500 sets
annually, allows interactions with up to 26 leatherback sea turtles and
34 North Pacific loggerhead sea turtles each year, along with
reasonable and prudent measures designed to minimize the impact of
fishery interactions.
With respect to leatherback sea turtles, the 2012 BiOp concluded
that, ``the incidental lethal (up to 4 nesting females annually) and
non-lethal takes of leatherback sea turtles associated with the
proposed action are not reasonably expected to cause an appreciable
reduction in the likelihood of survival of the species.'' While
acknowledging the adverse effect of any level of take and morality,
NMFS found that the expected level of take from the overall action,
including a small number of mortalities, is extremely small when
considered together with all impacts described in the Status of the
Species, Environmental Baseline, and Cumulative Effects sections,
including other federally-authorized U.S. fisheries and foreign
fisheries. The 2012 BiOp further noted that, even with the expected
loss of up to four females annually, ``the affected population is
expected to increase'' and would ``remain large enough to retain the
potential to contribute to species recovery.'' The BiOp noted that the
``proposed action does not appreciably impede progress on carrying out
any aspect of the recovery program or achieving the overall recovery
strategy,'' and that NMFS expects the ``overall population to continue
to grow and to maintain genetic heterogeneity, broad demographic
representation, and successfully reproduce.'' The biological opinion
concluded that the proposed action would not affect the leatherbacks'
``ability to meet their lifecycle requirements and to retain the
potential for recovery.'' Accordingly, the biological opinion concluded
that the proposed action was ``not reasonably expected to cause an
appreciable reduction in the likelihood of survival or recovery of the
species.''
With regard to North Pacific loggerhead sea turtles, NMFS concluded
that, although the proposed action would result in the mortality of up
to one nesting female annually, ``this level of mortality would present
negligible additional risk to the North Pacific DPS'' and would ``not
prohibit the DPS from stabilizing or increasing, nor would it prohibit
the DPS from reaching a biologically reasonable FENA (females estimated
to nest annually) based on the goal of maintaining a stable population
in perpetuity.'' The biological opinion noted that, although the
climate-based population viability assessment (PVA) model reveals a
declining population over the next 25 years, ``the population will
remain large enough to retain the potential for recovery'' and that the
proposed action ``does not appreciably impede progress on carrying out
any aspect of the recovery program or achieving the overall recovery
strategy.'' In particular, NMFS expects that the overall population
will remain ``large enough to maintain genetic heterogeneity, broad
demographic representation, and successful reproduction. The proposed
action will have a small effect on the overall size of the population,
and we do not expect it to affect the loggerheads' ability to meet
their lifecycle requirements and to retain the potential for
recovery.''
Accordingly, under this final rule, NMFS will revise the annual
limits on incidental interactions with leatherback from 16 to 26
interactions and North Pacific loggerhead sea turtles from 17 to 34
interactions. If the fishery reaches either of the interaction limits
in a given year, NMFS would close the fishery for the remainder of that
year (as required by current regulations). The revised limits are
consistent with the 2012 BiOp, and are necessary to manage the impacts
of the fishery on sea turtles while affording the fishery the
opportunity to achieve optimum yield.
NMFS is allowing the fishery to interact with leatherback and North
Pacific loggerhead sea turtles consistent with the ESA. The sea turtle
interaction limits under which the fishery currently operates are the
product of a court-approved settlement, based on an eight-year old no-
jeopardy biological opinion that analyzed the expected level of take
resulting from a fishery capped at 2,120 annual sets. By contrast, the
2012 BiOp is based on the most current information available on sea
turtle dynamics and demographics, and is supported by data from 100
percent observer coverage during 2004-2011 on the fishery's
interactions, which NMFS used to analyze the effects of the fishery on
sea turtle populations. In light of our improved understanding of sea
turtle populations and the effectiveness of sea turtle mitigation
measures in reducing both the frequency and severity of interactions in
the fishery, NMFS appropriately authorized incidental take that exceeds
the level (16 leatherbacks and 17 loggerheads) that was supported by
judgments made in 2004, when the fishery was being reopened under an
experimental regulatory regime that was untested in the Pacific where
the fishery operates.
Finally, regarding compliance with the National Environmental
Policy Act (NEPA), NMFS concluded that the action to revise the
interaction limits for leatherback (to 26) and North Pacific loggerhead
(to 34) sea turtles are within a range of interaction levels analyzed
in
[[Page 60640]]
the 2009 final supplemental environmental impact statement (FSEIS) for
Amendment 18. NMFS also concluded that the 2012 BiOp, while containing
more recent scientific information regarding the natural status of sea
turtle populations, spillover effects, and fishery interactions with
green sea turtles, presented no substantial changes to the action
proposed in Amendment 18, or new circumstances or significant
information relevant to the environment or bearing on the action or its
impacts that were not already considered in the 2009 FSEIS.
Comment 2: Current management of the shallow-set fishery is causing
jeopardy to leatherback and North Pacific loggerhead sea turtles. Until
there is consistent evidence that both the Western Pacific leatherback
and North Pacific loggerhead populations are significantly recovering,
allowing incidental take and mortality of either species would be
irresponsible and contrary to the mandates of the ESA. Furthermore, the
Ninth Circuit has made clear ``even where baseline conditions already
jeopardize a species, an agency may not take action that deepens the
jeopardy by causing additional harm'' (National Wildlife Federation v.
NMFS, 524 F.3d 917, 930 (9th Cir. 2008)).
Response: NMFS disagrees that the action will cause jeopardy.
Likewise, NMFS concluded that the fishery, operating under the current
management plan, is not causing jeopardy to listed sea turtles. In the
2012 BiOp, on which this action is based (and which provides related
background information), NMFS relied on the best scientific and
commercial information available to reach a no-jeopardy conclusion for
the proposed action. Moreover, this action will not tip any sea turtle
species into a state of jeopardy. See the response to Comment 1.
Comment 3: NMFS has an obligation under the ESA to ensure that
fishery operations do not appreciably lower the species' chances of
recovery, in light of the significant baseline impacts, such as
fisheries bycatch, and cumulative threats to survival facing
leatherbacks and loggerheads. Removing more sea turtles from shrinking
populations that face growing threats from climate change and other
impacts is not consistent with NMFS' duty to ensure the survival and
recovery of these species.
Response: The NMFS and USFWS (1998) leatherback sea turtle recovery
plan and loggerhead sea turtle recovery plan contain goals and criteria
to achieve recovery including, but not limited to, monitoring of
nesting activity, determining population trends, identifying stock
boundaries, reducing incidental mortality in commercial fisheries, and
ensuring protection of marine habitat. NMFS used the information from
the recovery plans and other sources to develop the 2012 BiOp,
including the baseline information and PVA models, and to reach the no-
jeopardy conclusion.
As discussed in the 2012 BiOp, the proposed action will not impede
progress on carrying out any aspect of the recovery plans or achieving
the overall recovery strategies. The proposed action will not affect
the majority of the recovery criteria or the highest priority tasks. We
expect the overall leatherback and North Pacific loggerhead sea turtle
populations to continue to maintain genetic heterogeneity, broad
demographic representation, and successfully reproduce. The proposed
action will have a small effect on the overall size of the populations.
Therefore, NMFS does not expect the lethal and non-lethal takes of
leatherback and North Pacific loggerhead sea turtles to cause an
appreciable reduction in the likelihood of both their survival and
recovery in the wild.
Comment 4: NMFS should not increase the annual allowable,
incidental interactions with leatherbacks and loggerheads, and NMFS
should review the regulations and protect sea turtles from being caught
and killed in the shallow-set fishery.
Response: The Western Pacific Fishery Management Council and NMFS
regularly review domestic fisheries management regulations, including
how they relate to sea turtles and other protected species during
public and agency meetings and during the rulemaking process. See the
responses to Comments 1 and 3.
Comment 5: Sea turtle bycatch in commercial fisheries is one of, if
not the greatest, threat to the recovery of leatherbacks, and NMFS
should be seeking ways to reduce takes of this species instead of
increasing them in order to accommodate fishing interests. Fishing at
the same rate will result in killing more turtles per unit of effort.
Response: Most sea turtle interactions occur in foreign fisheries
that lack sea turtle bycatch deterrent and mitigation regulations. NMFS
has implemented a suite of fishery management measures designed to
minimize sea turtle interactions and post-interaction mortality. Since
the fishery re-opened in 2004, the required use of circle hooks and
fish bait has reduced sea turtle interaction rates by approximately 83
percent for leatherbacks and 90 percent for loggerheads compared to
1994-2002, when the fishery was operating without these requirements
(Gilman et al. 2007). Gilman et al. (2007) also demonstrated that the
requirements have greatly reduced incidents of serious injury, e.g.,
the number of deeply hooked sea turtles. Additionally, handling and
release requirements reduce sea turtle mortality. This rule will not
alter or diminish these protective requirements.
Comment 6: The proposed rule will result in an increased take and
mortality of target and non-target fish, marine mammals (Bryde's
whales, false killer whales, bottlenose dolphin, humpback whales,
Risso's dolphins), and seabirds (black-footed albatross, Laysan
albatross, short-tailed albatross). Moreover, the Hawaii swordfish
fishery is among the fisheries with the highest amounts of bycatch in
the U.S. despite its strict requirements on operations. This signals a
need to reduce bycatch in the fleet, not increase bycatch under this
action.
Response: Because there would be no substantial change to the
operational requirements of this fishery, NMFS does not expect this
rule to affect the catch, interaction, and discard mortality rates of
any fish stocks or protected species. NMFS does not expect bycatch
rates to increase beyond the levels analyzed in the 2009 FSEIS. As
described in the 2009 FSEIS, NMFS estimates fish bycatch in this
fishery to be about 6-7 percent of the annual catch. NMFS does not
expect substantial changes to the operation of the fishery in terms of
fishing effort, amount of swordfish catch, fishing methods and gear,
location of fishing effort (action area), capture rates of target, non-
target, and bycatch species, or impacts to their habitats that were not
already considered in the 2009 FSEIS. Discard mortality for many
species is unknown, but is not expected to increase because of the
increase in the sea turtle interaction limits. The fishery lands and
sells many of the fish species caught. Therefore, the fishery optimizes
the use of most of the resources encountered. The fishery will continue
to use the sea turtle, seabird, and marine mammal deterrents and
mitigation measures that have effectively reduced and mitigated harm to
incidentally-caught species.
The only ESA-listed seabird that has the potential to interact with
the fishery is the short-tailed albatross. Observers have not recorded
any short-tailed albatross interaction with the fishery since NMFS
began monitoring the fishery with observers in 1994. On
[[Page 60641]]
January 6, 2012, the USFWS issued a no-jeopardy biological opinion for
the fishery. The fishery will continue to use proven seabird deterrents
and mitigation measures that have effectively reduced bycatch.
Comment 7: The proposed rule should be modified to: establish
effort limits on the number of sets to minimize the bycatch of other
non-target organisms; maintain observer coverage of no less than 100
percent in the shallow-set fishery; establish time/area closures;
dynamic area management; reduction of fishing effort; establish an
incidental take limit of one leatherback or loggerhead, such that the
fishery is closed upon reaching the one interaction limit; and
shortening lines.
Response: The suggested modifications are outside the scope of this
rule, which revises the annual interaction limits for leatherback and
North Pacific loggerhead sea turtles applicable to the fishery and
continues the operation of the fishery under current requirements.
Amendment 18, approved by the Secretary of Commerce and implemented by
NMFS in 2010, considered and analyzed a broad range of alternatives,
such as effort limits and time and area closures. See Amendment 18 for
further information. The annual interaction limits in this rule are
consistent with the ITS in the 2012 BiOp, which analyzed the continued
operation of the fishery at a maximum annual effort of 5,500 sets
annually. Since the ESA requires NMFS to consider the best available
scientific and commercial information, NMFS had no basis with which to
impose an annual interaction limit of one leatherback or loggerhead.
Furthermore, an ITS of one would be contrary to the purpose of
Amendment 18, which is to allow the fishery to achieve optimum yield,
while continuing to protect sea turtles and other ESA-listed species.
This action will maintain proven mitigation measures currently
applicable to the fishery, such as circle hooks and safe handling
techniques for protected species. This action does not change the 100
percent observer coverage for the fishery.
Comment 8: NMFS admits in the 2012 BiOp that the direct effects of
the proposed action have a ``detectable,'' that is, appreciable, effect
on the loggerhead sea turtle population. This meets the regulatory
definition of an action that is likely to jeopardize the species.
Response: The terms detectable and appreciable are not synonymous
in the context of the ESA. The 2012 BiOp stated that the proposed
action would have a detectable influence on North Pacific loggerheads
but, after analyzing the status of the species, environmental baseline,
effects of the action, and cumulative effects together, NMFS concluded
that the proposed action would not likely jeopardize the survival and
recovery of the species. Jeopardize means to engage in an action that
reasonably would be expected to reduce appreciably the likelihood of
both the survival and recovery of a listed species in the wild by
reducing the reproduction, numbers, or distribution of that species.
Comment 9: NMFS determined that the only way the Hawaii shallow-set
longline fishery could reopen under the 2004 BiOp without jeopardizing
leatherbacks and loggerheads would be to operate under the following
restrictions: an effort limit of 2,120 sets annually, and interaction
limits of 16 leatherbacks or 17 loggerheads, either of which, if
reached, would result in the immediate closure of the fishery (72 FR
46608; August 21, 2007).
Response: The 2004 BiOp analyzed the proposed action recommended by
the Council, including a limit of 2,120 shallow sets annually, among
others. The Council based their recommendations on sea turtle
interaction rates from longline fishing experiments in the Atlantic
from 2001-2003 that tested sea turtle mitigation gear and safe handling
techniques to find interaction limits applicable to the model fishery.
That process resulted in interaction limits of 16 leatherbacks and 17
loggerheads. These numbers did not represent the upper limit of
interactions that would avoid jeopardizing these species, but rather
they represented the number of anticipated interactions associated with
the 2004 proposed action. While the 2004 BiOp concluded the interaction
limits would not jeopardize these species, it did not conclude that
these were the only interaction rates allowable under the ESA, because
NMFS based the information on Atlantic experimental results.
Based on 100 percent observer coverage from 2004-2011, the 2012
BiOp found that actual interaction rates around Hawaii were lower for
leatherbacks and loggerheads, compared to the Atlantic experiments from
2001-2003. Relying on observed sea turtle interaction rates from the
Hawaii shallow-set fishery from 2004-2011, the 2012 BiOp multiplied the
proposed action of 5,500 sets per year by the average observed
interaction rates per set to determine the interaction limits of 26 and
34, for leatherbacks and North Pacific loggerheads, respectively. Using
the best available scientific and commercial information, the 2012 BiOp
similarly found that the continued operation of the fishery with 5,500
sets annually would not likely jeopardize the continued existence of
any ESA-listed species in the wild.
Comment 10: NMFS should not increase the sea turtle interaction
limits because both leatherbacks and North Pacific loggerheads species
are ``critically endangered'' and likely to decrease in the future.
Response: NMFS disagrees. NMFS evaluated the impacts of the
continued operation of the fishery on leatherback and North Pacific
loggerhead sea turtles, and concluded in the 2012 BiOp that the action
would not likely cause jeopardy. This final rule conforms to the ITS
that was prepared in accordance with ESA. See the response to Comment 1
regarding compliance with ESA and the no-jeopardy conclusion in the
2012 BiOp.
Comment 11: In the context of the ESA, the proposed rule would
appropriately continue to authorize the negligible levels of incidental
leatherback and loggerhead take experienced in the shallow-set fishery.
This process and the resulting agency findings convincingly and
conclusively demonstrate that the effects of the shallow-set fishery on
leatherback and North Pacific loggerhead sea turtle populations are
negligible and that, for purposes of the ESA, the shallow-set fishery
is not likely to jeopardize the continued existence of either species.
Response: NMFS agrees that this action is not likely to jeopardize
the continued survival and recovery of any ESA-listed species in the
wild.
Comment 12: In spite of conservation efforts for the small number
of hawksbill sea turtles nesting and foraging around Hawaii, NMFS wants
to increase the interaction limit for this species.
Response: This rule does not address interaction limits for
hawksbill turtles; it only revises the annual interaction limits for
leatherback and North Pacific loggerhead sea turtles. There has been no
recorded interaction with a hawksbill sea turtle in the fishery, and
the probability of a hawksbill interaction is extremely unlikely. If
the fishery does interact with a hawksbill sea turtle, NMFS would re-
examine the effects of the fishery on this species.
Comment 13: Explain how NMFS enforces the interaction limits, and
provide the historical annual numbers of interactions and fishery
closures. The reported numbers of interactions are low or
underreported.
Response: NMFS observers document sea turtle interactions in the
fishery.
[[Page 60642]]
Because there is an observer on each trip, NMFS is able to determine
the number of turtles that interact with the fishery and does not
believe numbers are low or underreported. In addition to observers,
fishing vessel captains are required to report any interaction with
protected species in Federal logbooks for all fishing trips. If the
fishery reaches an annual interaction limit, NMFS closes the shallow-
set longline fishery north of the Equator through the end of the
calendar year via direct and immediate notification (e.g., satellite
telephone, email, etc.) to vessel owners, permit holders, captains, and
observers. NOAA's Office of Law Enforcement investigates potential
violations of the ESA.
In 2006, the fishery reached the interaction limit for loggerhead
sea turtles and, in 2011, the fishery reached the limit for leatherback
sea turtles. Both times, NMFS closed the fishery for the rest of the
calendar year. For more information on annual sea turtle interactions
in the shallow-set longline fishery, see the 2012 BiOp and
www.fpir.noaa.gov/SFD/SFD_turtleint.html.
Comment 14: There is no justification for setting kill limits that
affect survival numbers, genetic diversity, unreported bycatch, and
other unknown factors.
Response: Under ESA, NMFS may authorize the fishery to interact
with protected species that would otherwise be prohibited, if conducted
pursuant to a lawful activity, and if conducted in accordance with the
terms and conditions of a no-jeopardy biological opinion and ITS. The
annual interaction limits specified in this rule conform to the ITS in
the 2012 BiOp. NMFS believes most interactions do not result in
mortality. In fact, since 2004, NMFS has no documented direct
observation of any sea turtle mortality in the shallow-set fishery with
100 percent observer coverage. However, in the 2012 BiOp, NMFS
conservatively estimated post-interaction mortality rates of 22.0
percent for leatherbacks and 18.6 percent for North Pacific
loggerheads, based on factors such as whether there is trailing gear,
the placement and location of the hook, degree of entanglement, and
physical condition. In addition, this rule does not change the 100
percent observer coverage for the fishery.
Comment 15: The proposed rule correctly sets annual interaction
limits for leatherback and North Pacific loggerhead sea turtles that
are consistent with the agency's recommendations, as set forth in the
2012 BiOp.
Response: NMFS agrees.
Comment 16: The proposed action is similar to NMFS' failed attempt
in the 2008 BiOp and Amendment 18 where NMFS proposed to raise the
annual incidental interaction limit for leatherback sea turtles from 16
to 17, and the limit for loggerheads from 17 to 46.
Response: The action analyzed under Amendment 18 and the 2009
FSEIS, and subsequently implemented by NMFS in 2010, raised the annual
loggerhead interaction limit from 17 to 46, but did not change the
interaction limit for leatherbacks. Under the process established by
Amendment 18, interaction limits are to be established consistent with
a biological opinion prepared under section 7 of the ESA. The 2012 BiOp
satisfies this requirement. See the response to Comment 1.
Comment 17: The Magnuson-Stevens Act requires NMFS to manage
fisheries responsibly to minimize bycatch, protect habitat, and prevent
overfishing. As such, it would be irresponsible and illegal of NMFS to
approve this proposed rule. NMFS continues to promote non-sustainable
longline and drift gillnet fishing gear, violating laws and continually
eroding the credibility of fishery management agencies.
Response: In addition to minimizing impacts on protected species,
NMFS is required to manage fisheries sustainably by achieving optimal
yield. The Secretary of Commerce approved, and NMFS implemented, the
management program established in Amendment 18 to allow the fishery to
achieve optimal yield of the swordfish stock, which is healthy, not
subject to overfishing, and underexploited. The fishery ecosystem plan
for pelagic species manages interactions and post-interaction mortality
by continuing mitigation measures that have a proven effectiveness,
including the use of large circle hooks, fish bait, and safe handling
gear and procedures for protected species. The current action does not
affect NMFS' ability to protect essential fish habitats and prevent
overfishing. NMFS monitors the fishery to detect changes and would work
with the Council to develop management measures if overfishing ever
becomes a concern. An incidental benefit of Amendment 18 may be to
provide positive benefits to non-target stocks. For example, the
reduction in regulatory barriers may lead fishermen in the deep-set
fishery to participate in the shallow-set fishery, thereby reducing
fishing pressure on bigeye tuna stocks, which are experiencing
overfishing. NMFS has no information indicating that the fishery is not
operating sustainably.
In 1992, the United Nations banned high seas drift gillnet fishing.
Drift gillnets are not allowed in Federal waters around Hawaii or other
U.S. Pacific Islands. The USA is a recognized leader in fisheries
management worldwide and the Hawaii shallow-set longline fishery is
among the most strictly regulated and sustainable suppliers of fresh
seafood. NOAA's Office of Law Enforcement investigates potential
violations of all applicable laws.
Comment 18: Hawaii's sea turtles and monk seals are important for
tourism, because people enjoy diving and swimming with them. There are
not enough of them, and they have been on the decline in Hawaii. Do not
change how many sea turtles can be killed by lines or hooks before
stopping fishing.
Response: Hawaii tourists enjoy seeing green sea turtles and,
occasionally, hawksbill sea turtles. The numbers of nearshore green sea
turtles have been increasing in Hawaii for over three decades, and the
recent trend in the numbers of nesting hawksbill sea turtles in Hawaii
is stable. The shallow-set fishery operates hundreds of miles offshore
in deep ocean waters where the density of green sea turtles is lower.
The fishery interacted with six green sea turtles from 2004-2011, and
there have been no reported or observed interactions with hawksbills.
Based on very low densities of hawksbill sea turtles in the action
area, and the lack of any interactions with longline fisheries around
Hawaii, an interaction with a hawksbill sea turtle is extremely
unlikely.
The fishery also will not likely affect monk seals. State of Hawaii
and Federal laws protect sea turtles and monk seals; longline fishing
is not allowed in nearshore waters around Hawaii, from the shoreline to
about 25 to 75 nautical miles from shore.
Comment 19: The United States has the power and influence to
persuade other nations to help save sea turtles from drowning in
fishing nets. There should be regulation on what kinds of nets the
fisheries can use. Turtle hatchback nets have seen some success with
fisheries, so that could be a place to start. We cannot afford to wait
and must lead by educating and teaching other countries that all
vessels must be required to have turtle excluder devices (TEDs). Our
government must check to make sure that the TEDs are in place and
working.
Response: NMFS agrees, and works to develop fishing gear that
conserves protected resources to the extent practicable. Fishing with
nets, including trawls, is prohibited in Federal waters around Hawaii
and other U.S. Pacific Islands. NMFS is also active in efforts to
[[Page 60643]]
reduce interactions with protected resources in fisheries worldwide.
The U.S. participates in international fisheries management
organizations (RFMOs) worldwide, including the Western and Central
Pacific Fisheries Commission (WCPFC) and Inter-American Tropical Tuna
Commission (IATTC) in the Pacific. Due to efforts by the U.S. in these
RFMOs, proven sea turtle bycatch mitigation measures required in Hawaii
are now required in other countries and by RFMOs. NMFS continues to
collaborate with foreign agencies and conservation organizations, to
develop conservation measures and responsibly manage fisheries.
Comment 20: The Magnuson-Stevens Act and MMPA provide a process by
which NMFS must identify nations whose fishing practices result in the
bycatch of protected living marine resources, including sea turtles,
and certify whether each nation or, in the alternative, imported
shipment, meets U.S. requirements for bycatch reduction. Specifically,
``were harvested by practices that do not result in bycatch of
protected marine species, or were harvested by practices that * * *
include mandatory use of circle hooks, careful handling and release
equipment, and training and observer programs * * *.'' Therefore, NMFS
should restrict swordfish imports from fisheries that observe lower sea
turtle and marine mammal conservation standards and, therefore,
effectively reduce protected species mortality.
Response: The purpose of this rule is to implement the ITS from the
2012 BiOp for the shallow-set fishery, consistent with Amendment 18.
Accordingly, the comment is outside the scope of this rule. However,
NMFS works to identify fisheries that have high incidences of
interactions with sea turtles and other protected species, and is
actively engaged in efforts to manage fisheries bycatch through
membership in international conventions such as WCPFC and IATTC.
Comment 21: The existing fishery, as regulated since 2004, has
reduced loggerhead and leatherback bycatch by 97 [sic] percent and 83
percent, respectively, from prior levels, and every loggerhead and
leatherback sea turtle that has interacted with the fishery during this
time has been released alive.
Response: NMFS agrees, and this final rule will continue these
successful measures.
Comment 22: The capture and entanglement of marine life on
longlines reduces the efficiency of fishing operations and adds
needless costs. NMFS must consider the negative economic impacts on the
fishery to increased levels of sea turtle take, in addition to the
potential benefits that have been described.
Response: When these measures were implemented, NMFS considered
efficiency in utilization of fishery resources, minimizing costs, and
bycatch, as required under the Magnuson-Stevens Act. NMFS has no
information to conclude that this rule will impose additional costs on
fishery participants or increase inefficiency in utilizing fishery
resources, and NMFS certified under the Regulatory Flexibility Act to
the Small Business Administration that this action would not have a
significant economic impact on a substantial number of fishing
businesses.
Comment 23: The effects analysis in the 2012 BiOp ignores sub-
lethal effects of hooking or entangling turtles, which can render them
less able to feed, swim, or avoid predation. Instead, the biological
opinion's jeopardy analysis focuses on how many of the interactions
between turtles and longline gear will result in mortality.
Response: NMFS based this rule on the best available scientific and
commercial information, including an analysis of sub-lethal effects and
post-interaction mortality, as documented in the 2012 BiOp. While NMFS
cannot predict whether a sea turtle will breed, swim, feed, or avoid
predation after an interaction, NMFS evaluates whether the injuries are
serious enough as to make survival unlikely, using science-based
criteria.
Comment 24: Provide clarification for the proposed regulation in
Sec. 665.813(2)(i) that states, as soon as practicable the shallow-set
longline fishery shall be closed. This vague statement seems like it
could be taken advantage of quite easily if requirements or punishment
were lacking.
Response: Because of the inherent difficulty of communicating with
vessels at sea, it is not always possible to provide immediate notice
of a fishery closure to participants. However, NMFS provides notice to
fishermen as soon as practicable in several ways. Constructive notice,
in the form of a notification in the Federal Register, and actual
notice via telephone and email to vessels owners on land and vessel
captains at sea. This process to publish a notice in the Federal
Register may take several days. NMFS places telephone calls and text
messages to vessel owners and captains much more quickly. For example,
when NMFS closed the fishery in 2011, we were able to reach all owners
and captains, either directly or through observers on board the
vessels, within several hours of reaching the interaction limit. NOAA's
Office of Law Enforcement investigates potential violations of all
applicable laws.
Comment 25: The proposed rule explained that there was no
significant economic impact, yet there was no assessment provided. This
begs the question of why revise the amount of turtle interactions if it
means little to no impact on the economy? If there is no economic gain,
then sea turtles should not be placed in more danger.
Response: This final rule will provide the swordfish fishery with
the opportunity to achieve optimal yield for a fishery resource that is
currently healthy and underexploited, while still maintaining important
conservation and management safeguards for protected species. NMFS
prepared a mandatory Regulatory Impact Review (RIR) under Executive
Order 12866 on April 13, 2012, and made it available to the public
during the public comment period at www.regulations.gov as document
NOAA-NMFS-2012-0068-0005. In the RIR, NMFS analyzed the economic
impacts on commercial fishery participants, and determined that the
impacts would not be significant. This determination addresses the
economic burden on the economy and the fishery, and does not suggest
that the action would not have positive economic results.
Comment 26: The biological opinion, record of environmental
consideration, and proposed rule did not recognize the proposed
expansion of the California drift gillnet fishery discussed at the
Pacific Fishery Management Council meeting in March 2012. The impacts
to Western Pacific leatherback populations as a result of increased
take in the American Samoa longline fishery as well as the California
drift gillnet fishery must be considered and mitigated before making
any determinations on increased take in the Hawaii swordfish longline
fishery.
Response: NMFS disagrees. Actions taken by the Pacific Council in
March 2012 relating to the California drift gillnet fishery and Pacific
leatherback conservation area are preparatory and/or preliminary as to
potential future action, if any, that the Pacific Council and NMFS
might take. Given the uncertainty regarding the nature and scope of any
future Federal action, or whether any Federal action will be taken at
all, NMFS is unable to predict the potential effects any proposal from
the Pacific Council on the environment or protected species at this
time.
[[Page 60644]]
With respect to the American Samoa longline fishery, NMFS
considered, under a separate 2010 biological opinion, the impact of the
American Samoa longline fishery on sea turtles. Since implementation of
gear requirements to protect turtles, NMFS has not documented any
additional sea turtle interactions in the American Samoa longline
fishery. Although NMFS has taken action to mitigate the impact of the
American Samoa longline fishery on sea turtles, we know of no
requirement to demonstrate effectiveness of those measures prior to
authorizing the continued operation of the Hawaii shallow-set fishery.
Comment 27: The proposed action to allow 34 loggerhead sea turtle
takes, making up seven mortalities a year, would be an increase in the
government-authorized killing of what is now an endangered distinct
population that, according to the climate-based PVA model, is clearly
at high risk of extinction. The classical PVA model portrays an
optimistic look for the loggerhead population and makes unrealistic
assumptions that all environmental and human caused impacts will remain
constant. NMFS discounts the classical PVA model because it is driven
primarily by the last three years of loggerhead nesting, not the long-
term trend showing a significant decline in the population. Therefore,
NMFS should not allow an increase in sea turtle interaction levels.
Response: The 2012 BiOp is largely a qualitative evaluation of the
general direction and magnitude of the probabilities projected in the
climate-based PVA model, informed by relevant information from other
sources. NMFS acknowledges that both the classical and climate-based
approaches have limitations. Although the classical PVA model projected
robust growth of the loggerhead population based on a linear projection
of nesting data, we discounted that model specifically because the
classical PVA model predicts future population sizes in linear fashion
when many species, especially sea turtles, have populations that
oscillate over time due to factors for which the model cannot account.
The climate-based PVA model, with results that differed from the
classical PVA model, was more rigorous in applying data from the
Pacific Decadal Oscillation (PDO) and, therefore, more useful to the
analysis. According to Van Houtan (2011), the climate-based PVA model
captures climate dynamics through two mechanisms: Juvenile recruitment
and breeding remigration. This model recognizes that females do not
breed annually; rather, breeding occurs when ocean conditions are
sufficient for females to reproduce. In addition, juveniles are
considered more susceptible to oceanographic variability as they have a
limited ability to exploit their surroundings for food. Van Houtan and
Halley (2011) concluded that loggerhead nesting varies synchronously
within regions, suggesting that climate pressures operating over large
geographic areas and time series account for periods of high and low
abundance.
Considering the above, however, and given that a small number of
sea turtle experts only recently developed the climate-based PVA model
and that it uses a relatively short 25-year predictive period, we were
cautious not to rely completely on any one model. NMFS chose to proceed
carefully with a quantitative and qualitative empirical evaluation of
the climate-based PVA model, along with inputs from multiple experts
and sources. Based on this approach, we predicted an oscillating
decline of the population below a 50-percent quasi-extinction threshold
within one generation (25 years) due largely to climate-forcing
factors. As noted in the 2012 BiOp, this threshold does not mean that
the population will become functionally extinct; rather, it is an
assumed fraction of the current population size (in this case, 50
percent) by which the population projections were modeled.
The fishery's impact, though detectable, would not appreciably
reduce the likelihood of the North Pacific loggerhead's survival and
recovery, in that the population would remain large enough to maintain
genetic heterogeneity, broad demographic representation, and successful
reproduction. In particular, with an adult female nesting population
conservatively estimated at 7,100, the effect of the removal of one
adult female under the proposed action (0.35 percent of the estimated
total population over 25 years) would be insignificant, and that the
additional risk to the DPS that would result from loss of one adult
female annually is negligible. NMFS has no empirical basis with which
to leave the current 16 leatherback and 17 loggerhead sea turtle
incidental take levels in place.
Comment 28: Data input into both the classical and climate-based
PVA models from converting juveniles to adult equivalents using central
estimates of North Pacific loggerhead sea turtle age (13 years old) and
post-hooking mortality (18.6 percent) is problematic and overly risky.
NMFS wrongly assumes that 100 percent of the mortalities are juveniles
for calculating the adult equivalent mortality after stating that 96
percent of mortalities are juveniles from direct observation of
carapace length. Turtles may be older and closer to reproductive age
than estimated, and there is substantial uncertainty in the post-
hooking mortality estimates and actual mortality could be much greater.
Response: NMFS relied on the best scientific and commercial
information available in developing the 2012 BiOp, which formed the
basis for this final rule. As discussed in section 7 of the BiOp, 96
percent of loggerheads captured in the fishery were juveniles with the
most common carapace length being about 57 cm. Based on studies
conducted on loggerhead turtles in the Atlantic, this size turtle is
equivalent to a 13-year-old turtle (there are no size-at-age
comparisons for loggerhead turtles in the Pacific). In addition, NMFS
used three different survival rates established for turtles between the
ages of 13 and 25. NMFS applied a conversion formula to determine the
annual effect of the action on adult females. In order to estimate
adult equivalents that will be affected by the action, survival rates
(Snover 2002) were applied to three distinct life stages that would
occur between age 13 and the age at first reproduction estimate of 25
years (2012 BiOp Figure 4c and Table 6; Van Houtan 2011). The three
survival rates applied to convert juveniles to adults were 0.81, 0.79,
and 0.88 (Snover 2002, Van Houtan 2011). Seven juvenile mortalities
result in the annual removal of the equivalent of one adult female
(0.31 adult females round to 1) (2012 BiOp Figure 4c and Table 6; Van
Houtan 2011), which included that female's reproductive potential and
the lost reproductive potential of the unborn hatchlings. NMFS rounded
this number to one, because the mortality of a fraction of a turtle is
not biologically realistic and, therefore, made the estimate much more
precautionary.
The calculation of adult female equivalents was rounded to the
nearest significant digit, which conservatively accounts for variation
in percentage of adult female equivalents. The difference to the
mortality estimate if we included four percent of adults (assuming 96
percent are juveniles) in our calculation would mean an additional 0.13
adult female equivalent, which when added to 0.43 would still round up
to 1 adult female mortality annually. Therefore, this single adult
female equivalent mortality per year is a precautionary estimate that
accounts for variation in the model's underlying assumptions.
NMFS derived the post-interaction mortality rates used in the
effects
[[Page 60645]]
analysis from a workshop that developed criteria for assigning post-
interaction mortality values based upon identified variables, including
hook placement, degree of entanglement, and physical condition (Ryder
et al. 2006). NMFS relied on a conservative and established approach
for applying its guidance on sea turtle post-interaction mortality
rates in developing the 2012 BiOp. Therefore, the mortality rates did
not appear to be over- or underestimated.
Comment 29: The climate-based PVA model is inconsistent with
empirical nesting data, and the results conflict strongly with the
classical PVA model. Therefore, there is no justification for NMFS
using the climate-based PVA model as a basis for a no jeopardy finding,
as it is directly contrary to the best available science.
Response: The 2012 BiOp analysis is largely a qualitative
evaluation of the general direction and magnitude of the probabilities
projected in the climate-based PVA model, informed by other relevant
information from other sources. NMFS acknowledged that both the
classical and climate-based approaches have limitations. For example,
although the classical PVA model projected a decline in the leatherback
population based on a linear projection of nesting data, NMFS
discounted the model because of its inherent limitations. In
particular, NMFS noted that the classical PVA model predicts future
population sizes in linear fashion when many species, especially sea
turtles, have populations that oscillate over time due to factors for
which the model cannot account. NMFS found that the climate-based
model, which differed from the classical PVA model, was more rigorous
in applying actual data (i.e., PDO data) and, therefore, more useful to
our analysis. According to Van Houtan (2011), the climate-based PVA
model captures climate dynamics through two key turtle life stages:
neonates and nesting females. This model recognizes that females do not
breed annually, but when ocean conditions are sufficient for females to
reproduce. In addition, juveniles are considered more susceptible to
oceanographic variability as they have a limited ability to exploit
their environs for food. Van Houtan and Halley (2011) concluded that
sea turtle nesting varies synchronously within regions, suggesting that
climate pressures operating over large geographic areas and time series
account for periods of high and low abundance.
However, given that the climate-based PVA model was only recently
developed by a small number of sea turtle experts, and its relatively
short 25-year predictive period, NMFS was cautious not to rely
completely on any one model, and elected to proceed carefully with a
quantitative and qualitative empirical evaluation of the climate-based
PVA model along with inputs from multiple experts and sources, where
available. Based on our analysis, NMFS anticipates a rebound of the
leatherback population due to decadal oscillations in the North Pacific
Ocean and that the number of nesting females will increase over 80
percent by the year 2035. Further, when NMFS analyzed the proposed
action with the annual mortality of four adult females, there is a
measureable loss to the population, but the population still grows. We
determined that the proposed action would not appreciably reduce the
likelihood of survival and recovery of the species in the wild. We
expect the overall population to continue to grow and to maintain
genetic heterogeneity, broad demographic representation, and successful
reproduction. Further, we expect the proposed action to have a small
effect on the overall size of the population, and we do not expect it
to affect the leatherbacks' ability to meet their lifecycle
requirements and to retain the potential for recovery.
Comment 30: NMFS limits jeopardy analysis to only the next 25 years
and does not adequately assess long-term threats, extinction risk, or
jeopardy, for a long-lived species like sea turtles. Recent studies
highlight the serious threats future climate change poses to endangered
turtles, threats that would only be compounded by the substantial
increases in fishery-related take the agency proposes to authorize. See
Conner, 848 F.2d at 1454 (NMFS ``cannot ignore available biological
information''); see, e.g., Saba et al. (2012); Tomillo et al. (2012).
Both of these peer-reviewed studies project climate change-related
impacts to the year 2100, demonstrating that NMFS could have, but
failed to, model such impacts far beyond the 25 years with which the
agency contented itself.
Response: The ESA requires NMFS to make predictions only as far as
it can adequately explain reliance on the data. NMFS evaluated the
effects of this rule, as analyzed in the 2012 BiOp, over the next 25
years, which corresponds to the forecast limitations of the climate-
based PVA model. The climate-based model uses the historic nesting data
for North Pacific loggerheads, but then adds the long-term dynamics of
climate forcing on the population. Van Houtan and Halley (2011)
demonstrated that climate plays a primary role in juvenile recruitment
for North Pacific and Northwest Atlantic loggerhead populations. Their
model accurately accounts for the last several decades of nesting
trends at various spatial scales in two different populations and
accounted for annual fluctuations over the 20-30 years. NMFS relied on
the best available information in projecting out to 25 years. For
further information on the reliance on the PDO, see Van Houtan and
Halley (2011) and Van Houtan (2011).
Papers referenced by the commenters regarding Eastern Pacific
leatherbacks only evaluate land-based climate change effects, such as
sand temperature on hatchlings, which is why they could project out to
2100. The climate-based PVA model relies on the strong correlation that
exists between sea turtle population trends and the Pacific Decadal
Oscillation (PDO). The PDO cannot be predicted beyond what information
we now have, and is currently limited to the next 25 years; therefore,
the model cannot forecast climate-forcing population trends beyond that
period. The correlation between hatchling success and favorable oceanic
conditions prior to nesting is poorly understood, and NMFS cannot
directly translate effects on the Eastern Pacific leatherback to the
Western Pacific leatherback population. Since 1995, none of the genetic
samples collected from interactions in the shallow-set fishery is from
the Eastern Pacific leatherback population.
Comment 31: The climate-based PVA model does not account for
cumulative effects of other impacts. It does not include other
anthropogenic mortalities (e.g., bycatch in other fisheries), rather
just the direct effects of the proposed action.
Response: NMFS based this rule on the 2012 BiOp, which used a
climate-based PVA model that examined bottom-up climate forcing at two
turtle life stages, both with and without the proposed action. The 2012
BiOp considered other anthropogenic threats and sources of mortality,
for example, bycatch in other fisheries, in Status of the Species,
Environmental Baseline, and Cumulative Effects sections. The no-
jeopardy determination in the opinion is based on the effects of the
action within the context of the species' status, environmental
baseline, and cumulative effects to determine if the proposed action
analyzed in the 2012 BiOp can be expected to have direct or indirect
effects on threatened and endangered species that appreciably reduce
the likelihood of surviving and recovering in the wild by reducing
their reproduction, distribution, or numbers.
[[Page 60646]]
Comment 32: NMFS failed to consider information (e.g., Tapilatu et
al., unpublished) that indicates that leatherback sea turtles are
declining at a much faster rate than analyzed in the 2012 BiOp and are
at imminent risk of extinction. NMFS also fails to acknowledge that its
own analysis reveals that leatherback sea turtles would experience a
much higher rate of decline and that the proposed action is deepening
the baseline conditions that are causing jeopardy.
Response: This rule is based on analyses in the 2012 BiOp, which
considered all relevant information relating to leatherback sea turtle
population status and trends, including Tapilatu et al. (unpublished).
The 2012 BiOp, Status of the Species section for leatherbacks
specifically acknowledged anecdotal reports from the early 1980s
suggesting declines in leatherback nesting prior to reliable nest
counts beginning in 1993. In addition, the 2012 BiOp considered
information relating to the nesting population of the Jamursba-Medi
component of the Western Pacific leatherback population from 1993-2010,
which includes the Bird's Head peninsula as addressed by Tapilatu et
al. (unpublished) and others, with the overall trend slightly
declining. See also the responses to Comments 1, 2, and 3.
Comment 33: A central theme throughout the BiOp is the argument
that allowing U.S. fishermen to kill more leatherback and loggerhead
sea turtles will actually save more turtles globally in the long run.
NMFS has specifically failed to demonstrate that production in other
countries has increased or will increase to meet U.S. demand. It is
entirely reasonable to conclude that international fisheries for
swordfish will operate, if not expand, regardless of the Hawaii
shallow-set fishery. Conversely, there is no empirical evidence to
suggest that increased domestic production will result in decreased
fishing effort by other swordfish producing nations. Ultimately, the
Chan and Pan (2012) results depend on their underlying assumption that
sea turtle interaction rates are higher from the countries from which
the U.S. imports swordfish, not on actual data showing that this
necessary condition holds. NMFS does not present clear evidence that
increases in U.S. swordfish production lead to reductions in overall
global swordfish effort. Given that the Hawaii shallow-set fishery has
not hit its set limit even once since 2004 (and hit the cap on turtle
take in only two years) and annual effort has varied from a low of 135
in 2004 to a high of 1,875 sets in 2010, foreign fishermen have had no
way of knowing what level of domestic fishing would take place in any
given year since the fishery reopened.
Response: In the 2012 BiOp, NMFS carefully evaluated the best
available scientific and commercial information regarding the
beneficial spillover effects from the Hawaii shallow-set fishery. The
analysis considered whether sea turtles are affected, if and when the
production by foreign fleets (that are known to have higher turtle
interaction rates) displaces U.S. swordfish production (Hawaii
represented 74 percent of all U.S. Pacific landings before 2001) in the
same general area of the central and North Pacific. Chan and Pan (2012)
conducted a new study of production displacement that was not
considered by Rausser et al. in 2008, and presented empirical data to
establish that, while U.S. swordfish production in the Pacific Ocean
declined, foreign production increased. Between 1991 and 2009,
swordfish production in the eastern central and northeast Pacific,
where the Hawaii shallow-set fishery operates, had been stable or
declining slightly, whereas production in the western central and
northwest Pacific had trended upward, particularly after 1996. Using
data on 1999-2009 global swordfish production from the Food and
Agriculture Organization of the United Nations, the authors
demonstrated that the foreign production in the central and North
Pacific increased when the U.S. swordfish production decreased, and
vice versa. The authors also used these empirical data to measure the
degree of swordfish production displacement between U.S. and non-U.S.
fishermen, and found the degree of displacement to be one-to-one. Chan
and Pan (2012) incorporated variability and randomness in production
throughout the time series. The result of the model showed fishing
effort and capacity may be affected by regulation and, therefore,
demonstrated a correlation of swordfish production displacement between
foreign and U.S. fisheries. Based on this analysis, NMFS identified
spillover effects as potential indirect effects of the proposed action.
NMFS did not, however, incorporate these beneficial spillover effects
in our quantitative PVA models, and NMFS reached the no-jeopardy
conclusion both with and without the beneficial effects of spillover,
formulating an ITS only on the expected adverse effects of the proposed
action.
Comment 34: The NMFS 2012 Technical Memorandum on spillover effects
is founded on a number of unsupported assumptions, not on any actual
bycatch or observer or swordfish landings data from any foreign
fisheries. The populations of sea turtles in question are not
globalized resources. The take of an Atlantic leatherback turtle does
not have the same effect on the Western Pacific population of
leatherback turtles as the take of a Western Pacific leatherback
turtle. Therefore, the assumption that sea turtle bycatch has the same
biological effect regardless of where it occurs is markedly incorrect
at a fundamental biological level. In other words, it does matter where
the sea turtles are caught; therefore, they cannot be considered
``globalized resources.'' Further, Chan and Pan (2012) summarize their
argument in terms of total number of turtles, even though there are at
least four different species representing dozens of different
populations. Also, there is no evidence that if the U.S. swordfish
supply did in fact saturate the market, that foreign fleets would not
simply sell to other markets where there is a demand for swordfish,
casting considerable doubt on the market transfer effect. If NMFS has
determined that U.S. demand for swordfish is causing harm to sea turtle
populations globally, it has the responsibility to engage in consumer
awareness campaigns aimed at reducing domestic swordfish demand.
Response: In the 2012 BiOp, NMFS identified and analyzed the
spillover effect as a potential indirect effect of the proposed action.
Because data on foreign fisheries are incomplete, NMFS' estimates of
foreign fishery interaction rates may be imprecise, and the expected
number of sea turtle interactions with foreign fisheries that would be
avoided by this action cannot be confirmed by direct observation. Thus,
the precision of analyzing spillover effects is not the same as for the
domestic fishery with 100 percent observer coverage. For those reasons,
NMFS did not include numerical determinations of sea turtle mortalities
that will be avoided because of the spillover effect in our
quantitative PVA models.
NMFS focused the analysis on whether sea turtle populations benefit
when U.S. swordfish production displaces the fishing activities of
foreign fleets that are known to have higher turtle interaction rates
in the same general area. Chan and Pan (2012) projected a global
beneficial effect for sea turtles to occur when the fishery fished at
the effort level of 5,500 sets with a projected production of 5,461 mt
of swordfish, and where there is a one-to-one displacement for the
increased swordfish production, which is proportionally deducted from
foreign
[[Page 60647]]
fleets. Under these circumstances, Chan and Pan (2012) determined that
an increase in swordfish production by the fishery from 1,761 mt to
5,461 mt would replace 3,700 mt of foreign swordfish production, which
would result in a decrease in turtle interactions by 12 percent, or 221
individual turtles of all species combined.
Because leatherbacks represent about 40.2 percent of the turtles
caught in the shallow-set fishery in the action area in the North
Pacific, NMFS estimated that, in the Pacific Ocean, there would be 89
(221 x 40.2 percent) fewer leatherback interactions with longline gear
from international fisheries at this level of increase in U.S.
swordfish production. Similarly, because North Pacific loggerheads
represent about 52.8 percent of the turtles caught by the shallow-set
fishery, we estimated that there would be 117 (221 x 52.8 percent)
fewer loggerhead interactions in longline gear from international
fisheries at this level of increase in U.S. swordfish production.
Chan and Pan (2012) discussed in detail the methodology for
identifying the one-to-one displacement of U.S. swordfish production to
non-U.S. production. NMFS was conservative in applying principles of
economic analysis in the 2012 BiOp. For example, based on the fishery's
potential effort level of 5,500 sets per year, and the expected one-to-
one displacement of foreign swordfish production, the proposed action
would result in 20-29 fewer leatherback sea turtle mortalities annually
from displaced foreign swordfish production to meet U.S. demand, or an
overall decrease in leatherback mortalities of 14-23 individuals
annually from foreign longline fisheries in the central and North
Pacific. Similarly for loggerheads, after accounting for the direct
effects of the proposed action and the indirect spillover effects, the
2012 BiOp concluded that the proposed action would result in 22-47
fewer loggerhead sea turtle mortalities annually or an annual reduction
of 15-40 loggerhead mortalities from foreign longline fisheries in the
central and North Pacific. However, because the mortality reduction
data associated with the spillover effect are not as robust as those
analyzed for direct effects, we did not ``offset'' the direct effects
of the proposed action (6 leatherback and 7 loggerhead total
mortalities) in our quantitative PVA models, such that the fishery
would effectively be credited for mortalities avoided from foreign
fisheries. Similarly, the 2012 BiOp reached a no-jeopardy conclusion
with and without considering the beneficial effects of spillover, and
formulated the ITS only on the expected adverse affects of the proposed
action.
With respect to consumer awareness campaigns, NMFS maintains
FishWatch (www.fishwatch.gov), a web site that provides consumers with
easy-to-understand science-based facts to help make smart, sustainable,
and healthy seafood choices. See the response to Comment 33.
Comment 35: NMFS should hold an independent review of the methods
and findings in the 2012 BiOp.
Response: NMFS' information quality procedures do not require
external peer review of biological opinions. However, some of the
references in the 2012 BiOp were peer-reviewed, e.g., the Chan and Pan
(2012) spillover effects paper, the Van Houtan and Halley (2011)
climate-forcing publication, and the Van Houtan (2011) PVA models
paper. Further, the Center for Independent Experts also reviewed the
Chan and Pan (2012) Technical Memorandum on spillover effects.
Comment 36: The regulatory record establishes that, taken as a
whole, the effects of the shallow-set fishery are beneficial to both
leatherback and North Pacific loggerhead sea turtles.
Response: In the 2012 BiOp, NMFS identified and analyzed the
spillover effect as a potential indirect effect of the proposed action.
NMFS believes that the proposed action will likely provide an overall
benefit to sea turtle conservation by displacing the foreign effort of
fisheries that follow less effective sea turtle mitigation measures.
For further information regarding spillover effects, see the responses
to Comments 33 and 34.
Comment 37: NMFS should issue its final rule in a timely manner so
that regulation of the shallow-set fishery may resume in a way that is
consistent with applicable science and law.
Response: NMFS agrees.
Comment 38: The theory underlying all market transfer analysis is
basically sound in that in a global economy a change in a commodity
chain in one region will often have ripple effects across other
regions. However, unless it can be shown that the swordfish that are
not caught by Hawaiian swordfish producers are caught by others,
leaving total global production unchanged, then the case for increased
turtle bycatch does not exist. This type of analysis would require
detailed swordfish stock analysis and DNA testing to determine how many
swordfish not caught by Hawaii's fishermen are caught by others, and
the extent to which they augment existing production and do not simply
displace it. None of the studies to date (Rausser et al. (2008) and
Chan and Pan (2012)) have met this bar.
Further research should be conducted to truly determine the impacts
of Hawaii's swordfish regulations on other non-U.S. swordfish
fisheries. Until this is done, it would be prudent not to make the case
that increased Hawaiian swordfish production actually decreases sea
turtle mortality, as there is no robust evidence to support such a
claim. If the government wants to increase allowable swordfish catch in
Hawaii for economic reasons they should not use the (as of now)
specious argument that this will actually improve the conditions for
the global turtle population.
Response: The study area in Chan and Pan (2012) on production
displacement only considered the central and North Pacific. Peer-
reviewed stock assessments have defined the great majority of the
swordfish in this area as North Pacific swordfish, or as western and
central Pacific and eastern Pacific swordfish under the two-stock
scenario as described in a 2010 assessment of North Pacific swordfish.
Chan and Pan (2012) indicate that U.S. swordfish production
displaces non-U.S. production in the central and North Pacific almost
one-for-one. The coefficient of the equation (-1.04) implies that, on
the margin, an increase of one unit of U.S. production causes a
reduction of 1.04 units of non-U.S. production. For further information
regarding spillover effects, see the responses to Comments 33 and 34.
Comment 39: NMFS' new biological opinion requires only observer
coverage at rates that have been determined to be statistically
reliable for estimating protected species interaction rates onboard
Hawaii-based shallow-set longline vessels. NMFS gives no further
indication what that level might be. Without 100 percent observer
coverage, NMFS must gather and analyze raw data from a subset of
vessels, and come up with an estimate of take for the fishery as a
whole. The combination of that uncertainty and reduced reporting by
vessels without observers could easily translate into a significant
increase in take that would not be immediately detected by NMFS.
Response: This final rule does not affect NMFS' placement of an
observer on every shallow-set trip. In 2011, the Hawaii longline
observer program cost the taxpayers about $7.5 million, and the cost
increases each year. NMFS must continually consider the cost of each of
its scientific and management programs, including observers, while
maintaining the programs' effectiveness. The Council has requested from
NMFS an analysis of observer coverage levels
[[Page 60648]]
for the shallow-set fishery that would continue to provide reliable
estimates of turtle interactions, as an alternative to the current
program.
Comment 40: NMFS has failed to establish critical habitat for North
Pacific loggerheads as required under the ESA. As a result, increasing
takes of this distinct population segment in the swordfish fishery must
be delayed, if not abandoned, until critical habitat is designated and
the harm to the habitat from Hawaii longline swordfish operations
assessed and mitigated.
Response: NMFS is not required to delay or abandon this final rule
until a determination is made regarding critical habitat for North
Pacific loggerhead sea turtles. In the joint USFWS-NMFS determination
of nine distinct population segments of loggerhead sea turtles (76 FR
58858, September 22, 2011), the agencies found that critical habitat
was not determinable at this time, and invited interested parties to
provide information related to the identification of critical habitat
for the two loggerhead sea turtle DPSs occurring within the United
States. Accordingly, critical habitat will be proposed and evaluated,
as appropriate.
Comment 41: NMFS must err on the side of conservation rather than
swordfish expansion to ensure the survival and recovery of the
endangered leatherback and North Pacific loggerhead sea turtles.
Response: NMFS is required to comply with a number of laws in
managing this fishery, including the Magnuson-Stevens Act and ESA. This
rule is consistent with the 2012 BiOp and all applicable laws. It is
necessary to allow the fishery the opportunity to achieve optimum yield
on a swordfish stock that is healthy and underexploited, while still
maintaining important conservation and management safeguards for sea
turtles and other protected species.
Comment 42: In light of radiation from Japan and mercury
contamination, NMFS should ensure that the fish caught in the Hawaii
shallow-set fishery are safe to eat before allowing increased takes of
sea turtles in the swordfish fishery to increase supplies of swordfish.
Given that the loggerhead sea turtles captured in the fishery originate
from Japan, NMFS should analyze the potential exposure to radiation
from the nuclear disaster, its impacts on the population, and
mitigation of those impacts by reducing bycatch of sea turtle species
in this fishery.
Response: The U.S. Food and Drug Administration (FDA) and NMFS have
high confidence in the safety of seafood products in the U.S.
marketplace or exported U.S. seafood products.
At this time, there is insufficient information available on the
potential effects of radiation on the North Pacific loggerhead sea
turtles to determine what, if any, threat may exist. See the following
Web sites for information about mercury in swordfish: www.hawaii-seafood.org/seafood-safety, www.fishwatch.gov/eating_seafood, and
www.fda.gov/Food/FoodSafety/Product-SpecificInformation/Seafood.
Comment 43: Although demand for and consumption of swordfish in the
U.S. from all sources, foreign and domestic, is declining, NMFS seems
to be attempting to subsidize a shrinking fishery with its efforts in
Hawaii, American Samoa, along the U.S. West Coast and elsewhere in the
Pacific without a clear need.
Response: NMFS is required to establish conservation and management
measures that achieve, on a continuing basis, the optimum yield from
each U.S. fishery. This includes North Pacific swordfish, a stock that
is healthy, and producing yields below MSY.
Comment 44: NMFS should complete a new biological opinion and
supplemental environmental impact statement that accurately assess the
impacts of the fishery in the context of the serious threats and
population declines facing leatherback and North Pacific loggerhead sea
turtles.
Response: The comment does not provide any specific objection
regarding NMFS' compliance with NEPA in preparing a Record of
Environmental Consideration, such that it would allow NMFS to give
meaningful consideration to the objection. Moreover, the 2012 BiOp
presented and assessed the best available scientific and commercial
information. Further, this final rule is within the range of actions
analyzed in the prior environmental analyses, and there is no new
information that would affect the decision on the environmental impacts
of this action and analyses available. See the response to Comment 1
regarding compliance with ESA and the no-jeopardy conclusion in the
2012 BiOp.
Changes From the Proposed Rule
There are no changes to the proposed rule.
Classification
The Administrator, Pacific Islands Region, NMFS, determined that
this rule is necessary for the conservation and management of the
Hawaii-based shallow-set pelagic longline fishery and that it is
consistent with the Magnuson-Stevens Fishery Conservation and
Management Act and other applicable laws.
This action has been determined to be not significant for purposes
of Executive Order 12866.
The Chief Council for Regulation of the Department of Commerce
certified to the Chief Council for Advocacy of the Small Business
Administration during the proposed rule stage that this action would
not have a significant economic impact on a substantial number of small
entities. The factual basis for the certification was published in the
proposed rule and is not repeated here. NMFS received no comments or
new information regarding this certification. As a result, a regulatory
flexibility analysis was not required and none was prepared.
NMFS has determined that this action does not represent a
substantial change to the action previously analyzed in the 2009 Final
Supplemental Environmental Impact Statement on Amendment 18 to the
Fishery Management Plan for Pelagic Fisheries of the Western Pacific
Region, Modifications for the Hawaii-based Shallow-set Longline
Swordfish Fishery (2009 FSEIS)(74 FR 65460, December 10, 2009,
corrected at 75 FR 1023, January 8, 2010). NMFS has further determined
that there are no significant new circumstances or information relevant
to environmental concerns and bearing on the implementation of revised
incidental interaction limits. A supplement to the 2009 FSEIS is,
therefore, not required under NEPA.
This action does not conflict with the provisions implemented to
protect migratory birds. On August 24, 2012, the USFWS issued a 3-year
Special Purpose Permit that authorizes the shallow-set fishery to take,
possess, transport, and import 191 black-footed albatrosses, 430 Laysan
albatrosses, 30 northern fulmars, 30 sooty shearwaters, and one short-
tailed albatross. If the fishery exceeds any of these take numbers,
NMFS and the USFWS would consult, and may take appropriate action. The
permit requires NMFS to report all seabird hookings and entanglements
to the USFWS each year, and to continue to develop ways to reduce
seabird interactions.
List of Subjects in 50 CFR Part 665
Administrative practice and procedure, Fisheries, Fishing, Hawaii,
Longline, Sea turtles.
[[Page 60649]]
Dated: October 1, 2012.
Alan D. Risenhoover,
Director, Office of Sustainable Fisheries, performing the functions and
duties of the Deputy Assistant Administrator for Regulatory Programs,
National Marine Fisheries Service.
For the reasons set out in the preamble, 50 CFR Part 665 is amended
as follows:
PART 665--FISHERIES IN THE WESTERN PACIFIC
0
1. The authority citation for 50 CFR Part 665 continues to read as
follows:
Authority: 16 U.S.C. 1801 et seq.
0
2. In Sec. 665.802, revise paragraphs (ss) and (tt) to read as
follows:
Sec. 665.802 Prohibitions.
* * * * *
(ss) Engage in shallow-setting from a vessel registered for use
under a Hawaii longline limited access permit after the shallow-set
longline fishery has been closed pursuant to Sec. 665.813(b), in
violation of Sec. 665.813(i).
(tt) Fail to immediately retrieve longline fishing gear upon
receipt of actual notice that the shallow-set longline fishery has been
closed pursuant to Sec. 665.813(b), in violation of Sec. 665.813(i).
* * * * *
0
3. In Sec. 665.813, revise paragraphs (b)(1) and (b)(2), and paragraph
(i) to read as follows:
Sec. 665.813 Western Pacific longline fishing restrictions.
* * * * *
(b) * * *
(1) Maximum annual limits are established on the number of physical
interactions that occur each calendar year between leatherback and
North Pacific loggerhead sea turtles and vessels registered for use
under Hawaii longline limited access permits while shallow-set fishing.
The annual limit for leatherback sea turtles (Dermochelys coriacea) is
26, and the annual limit for North Pacific loggerhead sea turtles
(Caretta caretta) is 34.
(2) Upon determination by the Regional Administrator that, based on
data from NMFS observers, the fishery has reached either of the two sea
turtle interaction limits during a given calendar year:
(i) As soon as practicable, the Regional Administrator will file
for publication at the Office of the Federal Register a notification
that the fishery reached a sea turtle interaction limit. The
notification will include an advisement that the shallow-set longline
fishery shall be closed, and that shallow-set longline fishing north of
the Equator by vessels registered for use under Hawaii longline limited
access permits will be prohibited beginning at a specified date until
the end of the calendar year in which the sea turtle interaction limit
was reached. Coincidental with the filing of the notification, the
Regional Administrator will also provide actual notice that the
shallow-set longline fishery shall be closed, and that shallow-set
longline fishing north of the Equator by vessels registered for use
under Hawaii longline limited access permits will be prohibited
beginning at a specified date, to all holders of Hawaii longline
limited access permits via telephone, satellite telephone, radio,
electronic mail, facsimile transmission, or post.
(ii) Beginning on the fishery closure date indicated by the
Regional Administrator in the notification provided to vessel operators
and permit holders and published in the Federal Register under
paragraph (b)(2)(i) of this section, until the end of the calendar year
in which the sea turtle interaction limit was reached, the Hawaii-based
shallow-set longline fishery shall be closed.
* * * * *
(i) Vessels registered for use under Hawaii longline limited access
permits may not be used to engage in shallow-setting north of the
Equator (0[deg] lat.) any time during which the shallow-set longline
fishery is closed pursuant to paragraph (b)(2)(ii) of this section.
* * * * *
[FR Doc. 2012-24536 Filed 10-3-12; 8:45 am]
BILLING CODE 3510-22-P