[Federal Register Volume 76, Number 196 (Tuesday, October 11, 2011)]
[Rules and Regulations]
[Pages 62635-62640]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2011-26095]
[[Page 62635]]
=======================================================================
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 52
[EPA-R03-OAR-2010-0160; FRL-9477-6]
Approval and Promulgation of Air Quality Implementation Plans;
Commonwealth of Virginia; Section 110(a)(2) Infrastructure Requirements
for the 1997 8-Hour Ozone and the 1997 and 2006 Fine Particulate Matter
National Ambient Air Quality Standards
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: EPA is approving submittals from the Commonwealth of Virginia
pursuant to the Clean Air Act (CAA) sections 110(k)(2) and (3). These
submittals address the infrastructure elements specified in CAA section
110(a)(2), necessary to implement, maintain, and enforce the 1997 8-
hour ozone and fine particulate matter (PM2.5) national
ambient air quality standards (NAAQS) and the 2006 PM2.5
NAAQS. This final rule is limited to the following infrastructure
elements which were subject to EPA's completeness findings pursuant to
CAA section 110(k)(1) for the 1997 8-hour ozone NAAQS dated March 27,
2008 and the 1997 PM2.5 NAAQS dated October 22, 2008:
110(a)(2)(A), (B), (C), (D)(ii), (E), (F), (G), (H), (J), (K), (L), and
(M), or portions thereof; and the following infrastructure elements for
the 2006 PM2.5 NAAQS: 110(a)(2)(A), (B), (C), (D)(ii), (E),
(F), (G), (H), (J), (K), (L), and (M), or portions thereof.
DATES: Effective Date: This final rule is effective on November 10,
2011.
ADDRESSES: EPA has established a docket for this action under Docket ID
Number EPA-R03-OAR-2010-0160. All documents in the docket are listed in
the http://www.regulations.gov Web site. Although listed in the
electronic docket, some information is not publicly available, i.e.,
confidential business information (CBI) or other information whose
disclosure is restricted by statute. Certain other material, such as
copyrighted material, is not placed on the Internet and will be
publicly available only in hard copy form. Publicly available docket
materials are available either electronically through http://www.regulations.gov or in hard copy for public inspection during normal
business hours at the Air Protection Division, U.S. Environmental
Protection Agency, Region III, 1650 Arch Street, Philadelphia,
Pennsylvania 19103. Copies of the State submittal are available at the
Virginia Department of Environmental Quality, 629 East Main Street,
Richmond, Virginia 23219.
FOR FURTHER INFORMATION CONTACT: Marilyn Powers, (215) 814-2308, or by
e-mail at [email protected].
SUPPLEMENTARY INFORMATION: Throughout this document, whenever ``we,''
``us,'' or ``our'' is used, we mean EPA.
I. Background
On July 14, 2011 (76 FR 41444), EPA published a notice of proposed
rulemaking (NPR) for the Commonwealth of Virginia. The NPR proposed
approval of Virginia submittals that provide the basic program elements
specified in CAA section 110(a)(2)(A), (B), (C), (D)(ii), (E), (F),
(G), (H), (J), (K), (L), and (M), or portions thereof, necessary to
implement, maintain, and enforce the 1997 8-hour ozone and
PM2.5 NAAQS and the 2006 PM2.5 NAAQS. The formal
submittals by the Commonwealth of Virginia on December 10, 2007,
December 13, 2007, June 8, 2010, and June 9, 2010 addressed the section
110(a)(2) requirements for the 1997 8-hour ozone NAAQS; the submittals
dated July 10, 2008, September 2, 2008, June 8, 2010, June 9, 2010, and
August 30, 2010 addressed the section 110(a)(2) requirements for the
1997 PM2.5 NAAQS; and the submittals dated August 30, 2010
and April 1, 2011 addressed the section 110(a)(2) requirements for the
2006 PM2.5 NAAQS.
II. Scope of Action on Infrastructure Submissions
EPA is currently acting on State Implementation Plans (SIPs) that
address the infrastructure requirements of CAA section 110(a)(1) and
(2) for the ozone and PM2.5 NAAQS for various states across
the country. Commenters on EPA's recent proposals for some states
raised concerns about EPA statements that it was not addressing certain
substantive issues in the context of acting on those infrastructure SIP
submissions.\1\ Those commenters specifically raised concerns involving
provisions in existing SIPs and with EPA's statements in other
proposals that it would address two issues separately and not as part
of actions on the infrastructure SIP submissions: (i) Existing
provisions related to excess emissions during periods of start-up,
shutdown, or malfunction (SSM) at sources, that may be contrary to the
CAA and EPA's policies addressing such excess emissions; and (ii)
existing provisions related to ``director's variance'' or ``director's
discretion'' that purport to permit revisions to SIP approved emissions
limits with limited public process or without requiring further
approval by EPA, that may be contrary to the CAA. EPA notes that there
are two other substantive issues for which EPA likewise stated in other
proposals that it would address the issues separately: (i) Existing
provisions for minor source new source review (``minor source NSR'')
programs that may be inconsistent with the requirements of the CAA and
EPA's regulations that pertain to such programs and (ii) existing
provisions for Prevention of Significant Deterioration (PSD) programs
that may be inconsistent with current requirements of EPA's ``Final NSR
Improvement Rule,'' (67 FR 80186, December 31, 2002), as amended by the
NSR Reform Rule (72 FR 32526, June 13, 2007) (NSR Reform). In light of
the comments, EPA now believes that its statements in various proposed
actions on infrastructure SIPs with respect to these four individual
issues should be explained in greater depth.
---------------------------------------------------------------------------
\1\ See, Comments of Midwest Environmental Defense Center, dated
May 31, 2011. Docket EPA-R05-OAR-2007-1179 (adverse
comments on proposals for three states in Region 5). EPA notes that
these public comments on another proposal are not relevant to this
rulemaking and do not have to be directly addressed in this
rulemaking. EPA will respond to these comments in the appropriate
rulemaking action to which they apply.
---------------------------------------------------------------------------
EPA intended the statements in the other proposals concerning these
four issues merely to be informational and to provide general notice of
the potential existence of provisions within the existing SIPs of some
states that might require future corrective action. EPA did not want
states, regulated entities, or members of the public to be under the
misconception that EPA's approval of the infrastructure SIP submission
of a given state should be interpreted as a reapproval of certain types
of provisions that might be contained in the larger existing SIP for
such state. Thus, for example, EPA explicitly noted that we believe
that some states may have existing SIP approved SSM provisions that are
contrary to the CAA and EPA policy, but that ``in this rulemaking, EPA
is not proposing to approve or disapprove any existing State provisions
with regard to excess emissions during SSM of operations at
facilities.'' EPA further explained, for informational purposes, that
``EPA plans to address such State regulations in the future.'' EPA made
similar statements, for similar reasons, with respect to the director's
discretion, minor source NSR, and NSR Reform issues. EPA's objective
[[Page 62636]]
was to make clear that approval of an infrastructure SIP for these
ozone and PM2.5 NAAQS should not be construed as explicit or
implicit reapproval of any existing provisions that relate to these
four substantive issues.
The commenters and others evidently interpreted these statements to
mean that EPA considered action upon the SSM provisions and the other
three substantive issues to be integral parts of acting on an
infrastructure SIP submission, and therefore that EPA was merely
postponing taking final action on the issue in the context of the
infrastructure SIPs. This was not EPA's intention. To the contrary, EPA
only meant to convey its awareness of the potential for certain types
of deficiencies in existing SIPs and to prevent any misunderstanding
that it was reapproving any such existing provisions. EPA's intention
was to convey its position that the statute does not require that
infrastructure SIPs address these specific substantive issues in
existing SIPs and that these issues may be dealt with separately,
outside the context of acting on the infrastructure SIP submission of a
state. To be clear, EPA did not mean to imply that it was not taking a
full final agency action on the infrastructure SIP submission with
respect to any substantive issue that EPA considers to be a required
part of acting on such submissions under section 110(k) or under
section 110(c). Given the confusion evidently resulting from EPA's
statements in those proposals, however, we want to explain more fully
EPA's reasons for concluding that these four potential substantive
issues in existing SIPs may be addressed separately.
The requirement for the SIP submissions at issue arises out of CAA
section 110(a)(1). That provision requires that states must make a SIP
submission ``within 3 years (or such shorter period as the
Administrator may prescribe) after the promulgation of a national
primary ambient air quality standard (or any revision thereof)'' and
that these SIPs are to provide for the ``implementation, maintenance,
and enforcement'' of such NAAQS. Section 110(a)(2) includes a list of
specific elements that ``[e]ach such plan'' submission must meet. EPA
has historically referred to these particular submissions that states
must make after the promulgation of a new or revised NAAQS as
``infrastructure SIPs.'' This specific term does not appear in the
statute, but EPA uses the term to distinguish this particular type of
SIP submission designed to address basic structural requirements of a
SIP from other types of SIP submissions designed to address other
different requirements, such as ``nonattainment SIP'' submissions
required to address the nonattainment planning requirements of part D,
``regional haze SIP'' submissions required to address the visibility
protection requirements of CAA section 169A, new source review
permitting program submissions required to address the requirements of
part D, and a host of other specific types of SIP submissions that
address other specific matters.
Although section 110(a)(1) addresses the timing and general
requirements for these infrastructure SIPs and section 110(a)(2)
provides more details concerning the required contents of these
infrastructure SIPs, EPA believes that many of the specific statutory
provisions are facially ambiguous. In particular, the list of required
elements provided in section 110(a)(2) contains a wide variety of
disparate provisions, some of which pertain to required legal
authority, some of which pertain to required substantive provisions,
and some of which pertain to requirements for both authority and
substantive provisions.\2\ Some of the elements of section 110(a)(2)
are relatively straightforward, but others clearly require
interpretation by EPA through rulemaking, or recommendations through
guidance, in order to give specific meaning for a particular NAAQS.\3\
---------------------------------------------------------------------------
\2\ For example, section 110(a)(2)(E) provides that states must
provide assurances that they have adequate legal authority under
state and local law to carry out the SIP; section 110(a)(2)(C)
provides that states must have a substantive program to address
certain sources as required by part C of the CAA; section
110(a)(2)(G) provides that states must have both legal authority to
address emergencies and substantive contingency plans in the event
of such an emergency.
\3\ For example, section 110(a)(2)(D)(i) requires EPA to be sure
that each state's SIP contains adequate provisions to prevent
significant contribution to nonattainment of the NAAQS in other
states. This provision contains numerous terms that require
substantial rulemaking by EPA in order to determine such basic
points as what constitutes significant contribution. See, e.g.,
``Rule To Reduce Interstate Transport of Fine Particulate Matter and
Ozone (Clean Air Interstate Rule); Revisions to Acid Rain Program;
Revisions to the nitrogen oxides (NOx) SIP Call; Final
Rule,'' (70 FR 25162, May 12, 2005) (defining, among other things,
the phrase ``contribute significantly to nonattainment'').
---------------------------------------------------------------------------
Notwithstanding that section 110(a)(2) states that ``each'' SIP
submission must meet the list of requirements therein, EPA has long
noted that this literal reading of the statute is internally
inconsistent, insofar as section 110(a)(2)(I) pertains to nonattainment
SIP requirements that could not be met on the schedule provided for
these SIP submissions in section 110(a)(1).\4\ This illustrates that
EPA must determine which provisions of section 110(a)(2) may be
applicable for a given infrastructure SIP submission. Similarly, EPA
has previously decided that it could take action on different parts of
the larger, general ``infrastructure SIP'' for a given NAAQS without
concurrent action on all subsections, such as section 110(a)(2)(D)(i),
because EPA bifurcated the action on these latter ``interstate
transport'' provisions within section 110(a)(2) and worked with states
to address each of the four prongs of section 110(a)(2)(D)(i) with
substantive administrative actions proceeding on different tracks with
different schedules.\5\ This illustrates that EPA may conclude that
subdividing the applicable requirements of section 110(a)(2) into
separate SIP actions may sometimes be appropriate for a given NAAQS
where a specific substantive action is necessitated, beyond a mere
submission addressing basic structural aspects of the state's SIP.
Finally, EPA notes that not every element of section 110(a)(2) would be
relevant, or as relevant, or relevant in the same way, for each new or
revised NAAQS and the attendant infrastructure SIP submission for that
NAAQS. For example, the monitoring requirements that might be necessary
for purposes of section 110(a)(2)(B) for one NAAQS could be very
different than what might be necessary for a different pollutant. Thus,
the content of an infrastructure SIP submission to meet this element
from a state might be very different for an entirely new NAAQS, versus
a minor revision to an existing NAAQS.\6\
---------------------------------------------------------------------------
\4\ See, e.g., Id., (70 FR 25162, at 63-65, May 12, 2005)
(explaining relationship between timing requirement of section
110(a)(2)(D) versus section 110(a)(2)(I)).
\5\ EPA issued separate guidance to states with respect to SIP
submissions to meet section 110(a)(2)(D)(i) for the 1997 ozone and
1997 PM2.5 NAAQS. See, ``Guidance for State
Implementation Plan (SIP) Submissions to Meet Current Outstanding
Obligations Under Section 110(a)(2)(D)(i) for the 8-Hour Ozone and
PM2.5 National Ambient Air Quality Standards,'' from
William T. Harnett, Director Air Quality Policy Division OAQPS, to
Regional Air Division Director, Regions I-X, dated August 15, 2006.
\6\ For example, implementation of the 1997 PM2.5
NAAQS required the deployment of a system of new monitors to measure
ambient levels of that new indicator species for the new NAAQS.
---------------------------------------------------------------------------
Similarly, EPA notes that other types of SIP submissions required
under the statute also must meet the requirements of section 110(a)(2),
and this also demonstrates the need to identify the applicable elements
for other SIP submissions. For example, nonattainment SIPs required by
part D
[[Page 62637]]
likewise have to meet the relevant subsections of section 110(a)(2)
such as section 110(a)(2)(A) or (E). By contrast, it is clear that
nonattainment SIPs would not need to meet the portion of section
110(a)(2)(C) that pertains to part C, i.e., the PSD requirements
applicable in attainment areas. Nonattainment SIPs required by part D
also would not need to address the requirements of section 110(a)(2)(G)
with respect to emergency episodes, as such requirements would not be
limited to nonattainment areas. As this example illustrates, each type
of SIP submission may implicate some subsections of section 110(a)(2)
and not others.
Given the potential for ambiguity of the statutory language of
section 110(a)(1) and (2), EPA believes that it is appropriate for EPA
to interpret that language in the context of acting on the
infrastructure SIPs for a given NAAQS. Because of the inherent
ambiguity of the list of requirements in section 110(a)(2), EPA has
adopted an approach in which it reviews infrastructure SIPs against
this list of elements ``as applicable.'' In other words, EPA assumes
that Congress could not have intended that each and every SIP
submission, regardless of the purpose of the submission or the NAAQS in
question, would meet each of the requirements, or meet each of them in
the same way. EPA elected to use guidance to make recommendations for
infrastructure SIPs for these NAAQS.
On October 2, 2007, EPA issued guidance making recommendations for
the infrastructure SIP submissions for both the 1997 8-hour ozone NAAQS
and the 1997 PM2.5 NAAQS.\7\ Within this guidance document,
EPA described the duty of states to make these submissions to meet what
EPA characterized as the ``infrastructure'' elements for SIPs, which it
further described as the ``basic SIP requirements, including emissions
inventories, monitoring, and modeling to assure attainment and
maintenance of the standards.'' \8\ As further identification of these
basic structural SIP requirements, ``attachment A'' to the guidance
document included a short description of the various elements of
section 110(a)(2) and additional information about the types of issues
that EPA considered germane in the context of such infrastructure SIPs.
EPA emphasized that the description of the basic requirements listed on
attachment A was not intended ``to constitute an interpretation of''
the requirements and was merely a ``brief description of the required
elements.'' \9\ EPA also stated its belief that with one exception,
these requirements were ``relatively self explanatory, and past
experience with SIPs for other NAAQS should enable states to meet these
requirements with assistance from EPA Regions.'' \10\ For the one
exception to that general assumption, however, i.e., how states should
proceed with respect to the requirements of section 110(a)(2)(G) for
the 1997 PM2.5 NAAQS, EPA gave much more specific
recommendations. But for other infrastructure SIP submittals, and for
certain elements of the submittals for the 1997 PM2.5 NAAQS,
EPA assumed that each state would work with its corresponding EPA
regional office to refine the scope of a state's submittal based on an
assessment of how the requirements of section 110(a)(2) should
reasonably apply to the basic structure of the state's SIP for the
NAAQS in question.
---------------------------------------------------------------------------
\7\ See, ``Guidance on SIP Elements Required Under Section
110(a)(1) and (2) for the 1997 8-hour Ozone and PM2.5
National Ambient Air Quality Standards,'' from William T. Harnett,
Director Air Quality Policy Division, to Air Division Directors,
Regions I--X, dated October 2, 2007 (the ``2007 Guidance'').
\8\ Id., at page 2.
\9\ Id., at attachment A, page 1.
\10\ Id., at page 4. In retrospect, the concerns raised by
commenters with respect to EPA's approach to some substantive issues
indicates that the statute is not so ``self explanatory,'' and
indeed is sufficiently ambiguous that EPA needs to interpret it in
order to explain why these substantive issues do not need to be
addressed in the context of infrastructure SIPs and may be addressed
at other times and by other means.
---------------------------------------------------------------------------
On September 25, 2009, EPA issued guidance to make recommendations
to states with respect to the infrastructure SIPs for the 2006
PM2.5 NAAQS.\11\ In the 2009 Guidance, EPA addressed a
number of additional issues that were not germane to the infrastructure
SIPs for the 1997 8-hour ozone and 1997 PM2.5 NAAQS, but
were germane to these SIP submissions for the 2006 PM2.5
NAAQS, e.g., the requirements of section 110(a)(2)(D)(i) that EPA had
bifurcated from the other infrastructure elements for those specific
1997 ozone and PM2.5 NAAQS.
---------------------------------------------------------------------------
\11\ See, ``Guidance on SIP Elements Required Under Sections
110(a)(1) and (2) for the 2006 24-Hour Fine Particle
(PM2.5) National Ambient Air Quality Standards (NAAQS),''
from William T, Harnett, Director Air Quality Policy Division, to
Regional Air Division Directors, Regions I--X, dated September 25,
2009 (the ``2009 Guidance'').
---------------------------------------------------------------------------
Significantly, neither the 2007 Guidance nor the 2009 Guidance
explicitly referred to the SSM, director's discretion, minor source
NSR, or NSR Reform issues as among specific substantive issues EPA
expected states to address in the context of the infrastructure SIPs,
nor did EPA give any more specific recommendations with respect to how
states might address such issues even if they elected to do so. The SSM
and director's discretion issues implicate section 110(a)(2)(A), and
the minor source NSR and NSR Reform issues implicate section
110(a)(2)(C). In the 2007 Guidance, however, EPA did not indicate to
states that it intended to interpret these provisions as requiring a
substantive submission to address these specific issues in the context
of the infrastructure SIPs for these NAAQS. Instead, EPA's 2007
Guidance merely indicated its belief that the states should make
submissions in which they established that they have the basic SIP
structure necessary to implement, maintain, and enforce the NAAQS. EPA
believes that states can establish that they have the basic SIP
structure, notwithstanding that there may be potential deficiencies
within the existing SIP. Thus, EPA's other proposals mentioned these
issues not because EPA considers them issues that must be addressed in
the context of an infrastructure SIP as required by section 110(a)(1)
and (2), but rather because EPA wanted to be clear that it considers
these potential existing SIP problems as separate from the pending
infrastructure SIP actions.
EPA believes that this approach to the infrastructure SIP
requirement is reasonable, because it would not be feasible to read
section 110(a)(1) and (2) to require a top to bottom, comprehensive,
review of each and every provision of an existing SIP merely for
purposes of assuring that the state in question has the basic
structural elements for a functioning SIP for a new or revised NAAQS.
Because SIPs have grown by accretion over the decades as statutory and
regulatory requirements under the CAA have evolved, they may include
some outmoded provisions and historical artifacts that, while not fully
up to date, nevertheless may not pose a significant problem for the
purposes of ``implementation, maintenance, and enforcement'' of a new
or revised NAAQS when EPA considers the overall effectiveness of the
SIP. To the contrary, EPA believes that a better approach is for EPA to
determine which specific SIP elements from section 110(a)(2) are
applicable to an infrastructure SIP for a given NAAQS, and to focus
attention on those elements that are most likely to need a specific SIP
revision in light of the new or revised NAAQS. Thus, for example, EPA's
2007 Guidance specifically directed states to focus on the requirements
of section 110(a)(2)(G) for the 1997 PM2.5 NAAQS because of
the absence of underlying EPA regulations for emergency episodes for
this NAAQS and an anticipated absence of relevant provisions in
existing SIPs.
[[Page 62638]]
Finally, EPA believes that its approach is a reasonable reading of
section 110(a)(1) and (2) because the statute provides other avenues
and mechanisms to address specific substantive deficiencies in existing
SIPs. These other statutory tools allow EPA to take appropriate
tailored action, depending upon the nature and severity of the alleged
SIP deficiency. Section 110(k)(5) authorizes EPA to issue a ``SIP
call'' whenever EPA determines that a state's SIP is substantially
inadequate to attain or maintain the NAAQS, to mitigate interstate
transport, or otherwise to comply with the CAA.\12\ Section 110(k)(6)
authorizes EPA to correct errors in past actions, such as past
approvals of SIP submissions.\13\ Significantly, EPA's determination
that an action on the infrastructure SIP is not the appropriate time
and place to address all potential existing SIP problems does not
preclude EPA's subsequent reliance on provisions in section 110(a)(2)
as part of the basis for action at a later time. For example, although
it may not be appropriate to require a state to eliminate all existing
inappropriate director's discretion provisions in the course of acting
on the infrastructure SIP, EPA believes that section 110(a)(2)(A) may
be among the statutory bases that EPA cites in the course of addressing
the issue in a subsequent action.\14\
---------------------------------------------------------------------------
\12\ EPA has recently issued a SIP call to rectify a specific
SIP deficiency related to the SSM issue. See, ``Finding of
Substantial Inadequacy of Implementation Plan; Call for Utah State
Implementation Plan Revision,'' (74 FR 21639, April 18, 2011).
\13\ EPA has recently utilized this authority to correct errors
in past actions on SIP submissions related to PSD programs. See,
``Limitation of Approval of Prevention of Significant Deterioration
Provisions Concerning Greenhouse Gas Emitting-Sources in State
Implementation Plans; Final Rule,'' (75 FR 82536, Dec. 30, 2010).
EPA has previously used its authority under CAA 110(k)(6) to remove
numerous other SIP provisions that EPA determined it had approved in
error. See, e.g., (61 FR 38664, July 25, 1996) and (62 FR 34641,
June 27, 1997) (corrections to American Samoa, Arizona, California,
Hawaii, and Nevada SIPs); (69 FR 67062, November 16, 2004)
(corrections to California SIP); and (74 FR 57051, November 3, 2009)
(corrections to Arizona and Nevada SIPs).
\14\ EPA has recently disapproved a SIP submission from Colorado
on the grounds that it would have included a director's discretion
provision inconsistent with CAA requirements, including section
110(a)(2)(A). See, e.g., (75 FR 42342- 42344, July 21, 2010)
(proposed disapproval of director's discretion provisions); (76 FR
4540, Jan. 26, 2011) (final disapproval of such provisions).
---------------------------------------------------------------------------
III. Summary of SIP Revision
The submittals referenced in the Background section above address
the infrastructure elements specified in the CAA section 110(a)(2).
These submittals refer to the implementation, maintenance, and
enforcement of the 1997 8-hour ozone NAAQS, the 1997 PM2.5
NAAQS, and the 2006 PM2.5 NAAQS. The rationale supporting
EPA's proposed action is explained in the NPR and the technical support
document (TSD) and will not be restated here. The TSD is available
online at http://www.regulations.gov, Docket ID number EPA-R03-OAR-
2010-0160. No public comments were received on the NPR.
IV. General Information Pertaining to SIP Submittals from the
Commonwealth of Virginia
In 1995, Virginia adopted legislation that provides, subject to
certain conditions, for an environmental assessment (audit)
``privilege'' for voluntary compliance evaluations performed by a
regulated entity. The legislation further addresses the relative burden
of proof for parties either asserting the privilege or seeking
disclosure of documents for which the privilege is claimed. Virginia's
legislation also provides, subject to certain conditions, for a penalty
waiver for violations of environmental laws when a regulated entity
discovers such violations pursuant to a voluntary compliance evaluation
and voluntarily discloses such violations to the Commonwealth and takes
prompt and appropriate measures to remedy the violations. Virginia's
Voluntary Environmental Assessment Privilege Law, Va. Code Sec. 10.1-
1198, provides a privilege that protects from disclosure documents and
information about the content of those documents that are the product
of a voluntary environmental assessment. The Privilege Law does not
extend to documents or information (1) That are generated or developed
before the commencement of a voluntary environmental assessment; (2)
that are prepared independently of the assessment process; (3) that
demonstrate a clear, imminent and substantial danger to the public
health or environment; or (4) that are required by law.
On January 12, 1998, the Commonwealth of Virginia Office of the
Attorney General provided a legal opinion that states that the
Privilege Law, Va. Code Sec. 10.1-1198, precludes granting a privilege
to documents and information ``required by law,'' including documents
and information ``required by Federal law to maintain program
delegation, authorization or approval,'' since Virginia must ``enforce
Federally authorized environmental programs in a manner that is no less
stringent than their Federal counterparts. * * * '' The opinion
concludes that ``[r]egarding Sec. 10.1-1198, therefore, documents or
other information needed for civil or criminal enforcement under one of
these programs could not be privileged because such documents and
information are essential to pursuing enforcement in a manner required
by Federal law to maintain program delegation, authorization or
approval.''
Virginia's Immunity Law, Va. Code Sec. 10.1-1199, provides that
``[t]o the extent consistent with requirements imposed by Federal
law,'' any person making a voluntary disclosure of information to a
state agency regarding a violation of an environmental statute,
regulation, permit, or administrative order is granted immunity from
administrative or civil penalty. The Attorney General's January 12,
1998 opinion states that the quoted language renders this statute
inapplicable to enforcement of any Federally authorized programs, since
``no immunity could be afforded from administrative, civil, or criminal
penalties because granting such immunity would not be consistent with
Federal law, which is one of the criteria for immunity.''
Therefore, EPA has determined that Virginia's Privilege and
Immunity statutes will not preclude the Commonwealth from enforcing its
program consistent with the Federal requirements. In any event, because
EPA has also determined that a state audit privilege and immunity law
can affect only state enforcement and cannot have any impact on Federal
enforcement authorities, EPA may at any time invoke its authority under
the CAA, including, for example, sections 113, 167, 205, 211 or 213, to
enforce the requirements or prohibitions of the state plan,
independently of any state enforcement effort. In addition, citizen
enforcement under section 304 of the CAA is likewise unaffected by
this, or any, state audit privilege or immunity law.
V. Final Action
EPA is approving the Commonwealth of Virginia's submittals that
provide the basic program elements specified in CAA sections
110(a)(2)(A), (B), (C), (D)(ii), (E), (F), (G), (H), (J), (K), (L), and
(M), or portions thereof, necessary to implement, maintain, and enforce
the 1997 8-hour ozone and PM2.5 NAAQS and the 2006
PM2.5 NAAQS.
EPA made completeness findings for the 1997 8-hour ozone NAAQS on
March 27, 2008 (73 FR 16205) and on October 22, 2008 (73 FR 62902) for
the 1997 PM2.5 NAAQS. These findings pertained only to
whether the submissions were complete, pursuant to section
110(k)(1)(A), and did not
[[Page 62639]]
constitute EPA approval or disapproval of such submissions. The
Virginia submittals, described above and in the technical support
document, addressed these findings, with the exception of the part C
PSD permit program.
EPA has taken separate action on the portions of section
110(a)(2)(C) and (J) for the 1997 8-hour ozone NAAQS as they relate to
Virginia's part C PSD permit program. With respect to this permit
program, on November 29, 2005 (70 FR 71612), EPA promulgated a change
that made NOX a precursor for ozone in the part C
regulations at 40 CFR 51.166 and 40 CFR 52.21. In the March 27, 2008
completeness findings, EPA determined that Virginia failed to submit a
SIP revision to its part C PSD permit program to fully incorporate
NOX as a precursor for ozone. On June 7, 2010, Virginia
submitted revisions to it PSD regulation, 9VAC5 Chapter 80, to include
NOX as a precursor for ozone. EPA has approved this PSD SIP
revision and element 110(a)(2)(C) and (J) as it pertains to the PSD
permit program for the 1997 8-hour ozone NAAQS was addressed in this
separate action (76 FR 54706, September 2, 2011).
Two elements identified in section 110(a)(2) are not governed by
the three year submission deadline of section 110(a)(1) because SIPs
incorporating necessary local nonattainment area controls are not due
within three years after promulgation of a new or revised NAAQS, but
rather are due at the time the nonattainment area plan requirements are
due pursuant to section 172. This action does not cover these specific
elements. This action also does not address the requirements of section
110(a)(2)(D)(i) for the 1997 8-hour ozone and PM2.5 NAAQS
and the 2006 PM2.5 NAAQS. The 110(a)(2)(D)(i)(I)
requirements have been addressed by separate findings issued by EPA (70
FR 21147, April 25, 2005 and 75 FR 32673, June 9, 2010), and a federal
implementation plan (FIP) (75 FR 45210, August 2, 2010). The
110(a)(2)(D)(i)(II) portion of these requirements are addressed through
110(a)(2) SIP submittals that EPA will take separate action on.
VI. Statutory and Executive Order Reviews
A. General Requirements
Under the CAA, the Administrator is required to approve a SIP
submission that complies with the provisions of the CAA and applicable
Federal regulations. 42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in
reviewing SIP submissions, EPA's role is to approve state choices,
provided that they meet the criteria of the CAA. Accordingly, this
action merely approves state law as meeting Federal requirements and
does not impose additional requirements beyond those imposed by state
law. For that reason, this action:
Is not a ``significant regulatory action'' subject to
review by the Office of Management and Budget under Executive Order
12866 (58 FR 51735, October 4, 1993);
Does not impose an information collection burden under the
provisions of the Paperwork Reduction Act (44 U.S.C. 3501 et seq.);
Is certified as not having a significant economic impact
on a substantial number of small entities under the Regulatory
Flexibility Act (5 U.S.C. 601 et seq.);
Does not contain any unfunded mandate or significantly or
uniquely affect small governments, as described in the Unfunded
Mandates Reform Act of 1995 (Public Law 104-4);
Does not have Federalism implications as specified in
Executive Order 13132 (64 FR 43255, August 10, 1999);
Is not an economically significant regulatory action based
on health or safety risks subject to Executive Order 13045 (62 FR
19885, April 23, 1997);
Is not a significant regulatory action subject to
Executive Order 13211 (66 FR 28355, May 22, 2001);
Is not subject to the requirements of Section 12(d) of the
National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272
note) because application of those requirements would be inconsistent
with the CAA; and
Does not provide EPA with the discretionary authority to
address, as appropriate, disproportionate human health or environmental
effects, using practicable and legally permissible methods, under
Executive Order 12898 (59 FR 7629, February 16, 1994).
In addition, this rule does not have tribal implications as
specified by Executive Order 13175 (65 FR 67249, November 9, 2000),
because the SIP is not approved to apply in Indian country located in
the state, and EPA notes that it will not impose substantial direct
costs on tribal governments or preempt tribal law.
B. Submission to Congress and the Comptroller General
The Congressional Review Act, 5 U.S.C. 801 et seq., as added by the
Small Business Regulatory Enforcement Fairness Act of 1996, generally
provides that before a rule may take effect, the agency promulgating
the rule must submit a rule report, which includes a copy of the rule,
to each House of the Congress and to the Comptroller General of the
United States. EPA will submit a report containing this action and
other required information to the U.S. Senate, the U.S. House of
Representatives, and the Comptroller General of the United States prior
to publication of the rule in the Federal Register. A major rule cannot
take effect until 60 days after it is published in the Federal
Register. This action is not a ``major rule'' as defined by 5 U.S.C.
804(2).
C. Petitions for Judicial Review
Under section 307(b)(1) of the CAA, petitions for judicial review
of this action must be filed in the United States Court of Appeals for
the appropriate circuit by December 12, 2011. Filing a petition for
reconsideration by the Administrator of this final rule does not affect
the finality of this action for the purposes of judicial review nor
does it extend the time within which a petition for judicial review may
be filed, and shall not postpone the effectiveness of such rule or
action.
This action pertaining to Virginia's section 110(a)(2)
infrastructure SIP submittals for the 1997 8-hour ozone and
PM2.5 NAAQS, and the 2006 PM2.5 NAAQS, may not be
challenged later in proceedings to enforce its requirements. (See
section 307(b)(2).)
List of Subjects in 40 CFR part 52
Environmental protection, Air pollution control, Incorporation by
reference, Nitrogen dioxide, Ozone, Particulate matter, Reporting and
recordkeeping requirements, Volatile organic compounds.
Dated: September 27, 2011.
W. C. Early,
Acting Regional Administrator, Region III.
40 CFR Part 52 is amended as follows:
PART 52--[AMENDED]
0
1. The authority citation for 40 CFR part 52 continues to read as
follows:
Authority: 42 U.S.C. 7401 et seq.
Subpart VV--Virginia
0
2. In Sec. 52.2420, the table in paragraph (e) is amended by adding
entries at the end of the table for Section 110(a)(2) Infrastructure
Requirements for the 1997 8-Hour Ozone NAAQS, Section 110(a)(2)
Infrastructure Requirements for the 1997 PM2.5 NAAQS, and
Section 110(a)(2) Infrastructure Requirements for the 2006
PM2.5 NAAQS. The amendments read as follows:
Sec. 52.2420 Identification of plan.
* * * * *
(e) * * *
[[Page 62640]]
--------------------------------------------------------------------------------------------------------------------------------------------------------
State
Name of non-regulatory SIP revision Applicable geographic area submittal EPA approval date Additional explanation
date
--------------------------------------------------------------------------------------------------------------------------------------------------------
* * * * * * *
Section 110(a)(2) Infrastructure Statewide..................... 12/10/07 10/11/11.................... This action addresses the following
Requirements for the 1997 8-Hour 12/13/07 [Insert page number where CAA elements or portions thereof:
Ozone NAAQS. 6/8/10 the document begins]. 110(a)(2)(A), (B), (C), (D)(ii), (E),
6/9/10 (F), (G), (H), (J), (K), (L), and
(M).
Section 110(a)(2) Infrastructure Statewide..................... 7/10/08 10/11/11.................... This action addresses the following
Requirements for the. 9/2/08 [Insert page number where CAA elements or portions thereof:
1997 PM2.5 NAAQS..................... 6/8/10 the document begins]. 110(a)(2)(A), (B), (C), (D)(ii), (E),
6/9/10 (F), (G), (H), (J), (K), (L), and
4/1/08 (M).
Section 110(a)(2) Infrastructure Statewide..................... 8/30/10 10/11/11.................... This action addresses the following
Requirements for the 2006 PM2.5 4/1/11 [Insert page number where CAA elements or portions thereof:
NAAQS. the document begins]. 110(a)(2)(A), (B), (C), (D)(ii), (E),
(F), (G), (H), (J), (K), (L), and
(M).
--------------------------------------------------------------------------------------------------------------------------------------------------------
[FR Doc. 2011-26095 Filed 10-7-11; 8:45 am]
BILLING CODE 6560-50-P