[Federal Register Volume 76, Number 71 (Wednesday, April 13, 2011)]
[Notices]
[Pages 20820-20821]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2011-8987]


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DEPARTMENT OF THE TREASURY

Office of Thrift Supervision


Application and Termination Notice for Municipal Securities 
Dealer Principal or Representative

AGENCY: Office of Thrift Supervision (OTS), Treasury.

ACTION: Notice and request for comment.

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SUMMARY: The Department of the Treasury, as part of its continuing 
effort to reduce paperwork and respondent burden, invites the general 
public and other Federal agencies to comment on proposed and continuing 
information collections, as required by the Paperwork Reduction Act of 
1995, 44 U.S.C. 3507. The Office of Thrift Supervision within the 
Department of the Treasury will submit the proposed information 
collection requirement described below to the Office of Management and 
Budget (OMB) for review, as required by the Paperwork Reduction Act. 
Today, OTS is soliciting public comments on its proposal to extend this 
information collection.

DATES: Submit written comments on or before June 13, 2011.

ADDRESSES: Send comments, referring to the collection by title of the 
proposal or by OMB approval number, to Information Collection Comments, 
Chief Counsel's Office, Office of Thrift Supervision, 1700 G Street, 
NW., Washington, DC 20552; send a facsimile transmission to (202) 906-
6518; or send an e-mail to [email protected]. OTS 
will post comments and the related index on the OTS Internet Site at 
http://www.ots.treas.gov. In addition, interested persons may inspect 
comments at the Public Reading Room, 1700 G Street, NW., by 
appointment. To make an appointment, call (202) 906-5922, send an e-
mail to public.info@ots.treas.gov">public.info@ots.treas.gov, or send a facsimile transmission to 
(202) 906-7755.

FOR FURTHER INFORMATION CONTACT: You can request additional information 
about this proposed information collection from Judith McCormick (202) 
906-5636, Office of Thrift Supervision, 1700 G Street, NW., Washington, 
DC 20552.

SUPPLEMENTARY INFORMATION: OTS may not conduct or sponsor an 
information collection, and respondents are not required to respond to 
an information collection, unless the information collection displays a 
currently valid OMB control number. As part of the approval process, we 
invite comments on the following information collection.
    Comments should address one or more of the following points:
    a. Whether the proposed collection of information is necessary for 
the proper performance of the functions of OTS;
    b. The accuracy of OTS's estimate of the burden of the proposed 
information collection;
    c. Ways to enhance the quality, utility, and clarity of the 
information to be collected;
    d. Ways to minimize the burden of the information collection on 
respondents, including through the use of information technology.
    We will summarize the comments that we receive and include them in 
the OTS request for OMB approval. All comments will become a matter of 
public record. In this notice, OTS is soliciting comments concerning 
the following information collection.
    Title of Proposal: Application and Termination Notice for Municipal 
Securities Dealer Principal or Representative.
    OMB Number: 1550-0123.
    Form Numbers: MSD-5 and MSD-4.
    Description: Section 15B(a)(2) of the Securities Exchange Act of 
1934 (Act) requires, in part, that municipal securities dealers notify 
their appropriate regulatory agency (ARA) of their activities. This 
information is required to satisfy the requirements of the Act. The 
Financial Services Regulatory Relief Act of 2006 provides for the 
inclusion of the OTS in the definition of an ARA for Federal savings 
associations (FSA's).
    The forms are completed by certain FSA employees that act as 
municipal securities dealer principals or representatives, and are 
submitted to OTS. OTS reviews the information to monitor registered 
persons' entry into, and exit from, municipal securities dealer 
activities. The information contributes to the OTS's understanding of 
the FSA and helps to facilitate the supervision of the municipal 
securities dealer activities.
    Type of Review: Extension of a currently approved collection.
    Affected Public: Businesses or other for-profit.
    Estimated Number of Respondents: 14.
    Estimated Frequency of Response: On occasion.

[[Page 20821]]

    Estimated Total Burden: 11 hours.

    Dated: April 8, 2011.
Ira L. Mills,
Paperwork Clearance Officer, Office of Chief Counsel, Office of Thrift 
Supervision.
[FR Doc. 2011-8987 Filed 4-12-11; 8:45 am]
BILLING CODE 6720-01-P