[Federal Register Volume 76, Number 27 (Wednesday, February 9, 2011)]
[Notices]
[Pages 7243-7244]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2011-2867]


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DEPARTMENT OF THE TREASURY

Office of Thrift Supervision


Privacy Act of 1974, as Amended; System of Records

AGENCY: Office of Thrift Supervision, Treasury.

ACTION: Notice of proposed new system of records.

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SUMMARY: In accordance with the requirements of the Privacy Act of 
1974, as amended, 5 U.S.C. 552a, the Department of the Treasury, Office 
of Thrift Supervision (OTS), gives notice of a proposed new system of 
records entitled ``Treasury/OTS.015 --Retiree Billing System.''

DATES: Comments must be received no later than March 11, 2011. This new 
system of records will be effective March 11, 2011 unless OTS receives 
comments that would result in a contrary determination.

ADDRESSES: Comments should be sent to the Principal Director, HR 
Programs and Services, Office of Thrift Supervision, 1700 G Street, 
NW., Washington, DC 20552. Interested persons may inspect comments at 
the Public Reading Room, 1700 G Street, NW., by appointment. To make an 
appointment, call (202) 906-5922, send an e-mail to 
public.info@ots.treas.gov">public.info@ots.treas.gov, or send a facsimile transmission to (202) 
906-7755. (Prior notice identifying the materials you will be 
requesting will assist us in serving you.) Appointments may be 
scheduled on business days between 10 a.m. and 4 p.m. In most cases, 
appointments will be available the next business day following the 
request. All comments received, including attachments and other 
supporting materials, are part of the public record and subject to 
public disclosure. You should submit only information that you wish to 
make publicly available.

FOR FURTHER INFORMATION CONTACT: Avelino Rodriquez, Principal Director, 
HR Programs and Services, Office of Thrift Supervision, 1700 G Street, 
NW., Washington, DC 20052. Phone number: 202-906-7141.

SUPPLEMENTARY INFORMATION: Pursuant to the Financial Institutions 
Reform, Recovery and Enforcement Act (FIRREA) of 1989, the Office of 
Regulatory Activities (ORA) and its twelve examination districts became 
a part of OTS. OTS assumed the cost of ORA's retirement system, which 
is part of the Financial Institutions Retirement Fund (FIRF). Under 
this private retirement fund, FIRF retirees are entitled to continue 
health and life insurance after they retire from OTS. OTS also offers a 
private group life insurance plan to its employees. Employees who opt 
to participate in the OTS life insurance plan are also entitled to 
continue this life insurance after they retire from OTS.
    The report of a new system of records, as required by 5 U.S.C. 
552a(r) of the Privacy Act, has been submitted to the Committee on 
Oversight and Government Reform of the House of Representatives, the 
Committee on Homeland Security and Governmental Affairs of the Senate, 
and the Office of Management and Budget, pursuant to Appendix I to OMB 
Circular A-130, ``Federal Agency Responsibilities for Maintaining 
Records About Individuals,'' dated November 30, 2000.
    The proposed new system of records entitled ``Treasury/OTS.015--
Retiree Billing System'' is published in its entirety below.


[[Page 7244]]


    Dated: January 25, 2011.
 Melissa Hartman,
Deputy Assistant Secretary for Privacy, Transparency, and Records.
Treasury/OTS .015

System Name:
    Retiree Billing System.

System Location:
    Office of Thrift Supervision, 1700 G St., NW., Washington, DC 
20552.

Categories of Individuals Covered:
    OTS Financial Institutions Retirement Fund (FIRF) retirees and OTS 
employees retiring under the Civil Service Retirement System or the 
Federal Employees Retirement System and who participate in the OTS-
sponsored life insurance plan.

Categories of Records in the System:
    Retirees' names, home phone numbers, mailing addresses, email 
addresses, and bank account numbers.

Authority for Maintenance of the System:
    Title 12 U.S.C. 1462a (h).

Purpose:
    The Retiree Billing system is used to bill insurance premiums to 
both Financial Institutions Retirement Fund (FIRF) employees and 
employees who retire from OTS and have the OTS sponsored life 
insurance. The system is used by Payroll Accounting Specialists in the 
Human Resources office. Retiree name and bank account information is 
shared with the Financial Management Services (FMS), which is another 
bureau of the Treasury Department, so that retirees can be properly 
billed for health/insurance premiums. FMS provides Automated Clearing 
House (ACH) debit services on behalf of OTS; OTS provides FMS with 
retiree information so that FMS can perform a debit on the bank account 
of the retiree for the funds owed to OTS and deposit the money into an 
OTS account.

Routine Uses of Records Maintained in the system, including categories 
of users and the purpose of such uses:
    Information in these records may be used to:
    (1) Make disclosures to a congressional office from the records of 
an individual in response to an inquiry made at the request of the 
individual to whom the record pertains;
    (2) Representatives of the National Archives and Records 
Administration (NARA) who are conducting records management inspections 
under authority of 44 U.S.C. 2904 and 2906.
    (3) A contractor for the purpose of full filling a contract, 
compiling, organizing, analyzing, programming, or otherwise refining 
records to accomplish an agency function subject to the same 
limitations applicable to U.S. Department of Treasury officers and 
employees under the Privacy Act.
    (4) Disclose information to the appropriate agencies, entities, and 
persons when (a) the Department suspects or has confirmed that the 
security or confidentiality of information in the system of records has 
been compromised; (b) the Department has determined that as a result of 
the suspected or confirmed compromise there is a risk of harm to 
economic or property interests, identity theft or fraud, or harm to the 
security or integrity of this system or other systems or programs 
(whether maintained by the Department or another agency or entity) that 
rely upon the compromised information; and (c) the disclosure made to 
such agencies, entities, and persons is reasonably necessary to assist 
in connection with the Department's efforts to respond to the suspected 
or confirmed compromise and prevent, minimize, or remedy such harm.

Policies and Practices for Storing, Retrieving, Accessing, Retaining, 
and Disposing of Records in the System:
Storage:
    Records are maintained in electronic and paper format.

Retrievability:
    Records are retrieved by retirees' names or social security 
numbers.

Safeguards:
    Safeguards in place to prevent misuse of data include: role-based 
user access, the use of userid and authorization code to access the 
system, and locking paper files when not in use.

Retention and Disposal:
    Records are retained and disposed of in accordance with National 
Archives and Records Administration General Records Schedules.

System Manager(s) and Address:
    Managing Director, Human Capital, Office of Thrift Supervision, 
1700 G Street, NW., Washington, DC 20052.

Notification procedure:
    Individuals wishing to be notified if they are named in this system 
or to gain access to records maintained in the system must submit a 
written request that (1) Identifies the record system; (2) identifies 
the category and type of records sought; and (3) provides (i) a 
signature, (ii) an address, and (iii) one other item of identification 
such as a photocopy of a driver's license or other official document 
bearing the individual's signature. See 31 CFR part 1, subpart C, 
Appendix L. Address inquiries to FOIA Office, Office of Thrift 
Supervision, 1700 G Street, NW., Washington, DC 20552.

 Records access procedure:
    See ``Notification procedure'' above.

 Contesting record procedures:
    See ``Notification procedure'' above.

 Record source categories:
    OTS retirees and OTS payroll and personnel systems.

 Exemptions claimed for the system:
    None.

[FR Doc. 2011-2867 Filed 2-8-11; 8:45 am]
BILLING CODE 6720-01-P