[Federal Register Volume 76, Number 1 (Monday, January 3, 2011)]
[Notices]
[Pages 93-98]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2010-33075]
[[Page 93]]
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DEPARTMENT OF COMMERCE
National Institute of Standards and Technology
[Docket No: 101227631-0630-01]
Summer Undergraduate Research Fellowships (SURF) NIST
Gaithersburg and Boulder Programs; Availability of Funds
AGENCY: National Institute of Standards and Technology, Commerce.
ACTION: Notice.
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SUMMARY: The National Institute of Standards and Technology (NIST)
announces that the following programs are soliciting applications for
financial assistance for FY 2011: (1) The NIST Gaithersburg Summer
Undergraduate Research Fellowship Programs, and (2) the NIST Boulder
Summer Undergraduate Research Fellowship Programs. Each program will
only consider applications that are within the scientific scope of the
program as described in this notice and in the detailed program
descriptions found in the Federal Funding Opportunity (FFO)
announcement for these programs. Please note that due to a change in
Department of Commerce policy, in future years these programs will be
announced only on http://www.grants.gov; they will not be announced in
the Federal Register.
DATES: See below.
ADDRESSES: See below.
SUPPLEMENTARY INFORMATION:
Catalog of Federal Domestic Assistance Name and Number: Measurement
and Engineering Research and Standards-11.609.
Summer Undergraduate Research Fellowships (SURF) NIST Gaithersburg and
Boulder Programs
Program Description: NIST is one of the nation's premiere research
institutions for the physical and engineering sciences and, as the lead
Federal agency for technology transfer, it provides a strong interface
between government, industry and academia. NIST embodies a science
culture, developed from a large and well-equipped research staff that
enthusiastically blends programs that address the immediate needs of
industry with longer-term research that anticipates future needs. This
occurs in few other places and enables the Center for Nanoscale Science
and Technology (CNST), Engineering Laboratory (EL), Information
Technology Laboratory (ITL), Material Measurement Laboratory (MML),
NIST Center for Neutron Research (NCNR), and Physical Measurement
Laboratory (PML), to offer unique research and training opportunities
for undergraduates, providing them a research-rich environment and
exposure to state of the art equipment.
The SURF NIST Gaithersburg Programs are soliciting applications in
the areas of physics, chemistry, biology, materials science,
nanotechnology, neutron research, engineering, mathematics, and
computer science as described in the Federal Funding Opportunity. The
SURF NIST Boulder Programs are soliciting applications in the areas of
physics, chemistry, biology, engineering, materials science,
mathematics, and computer science as described in the Federal Funding
Opportunity.
Applications for the Gaithersburg and Boulder programs are
separate. Application to one program does not constitute application to
the other, and applications will not be exchanged between the
Gaithersburg and Boulder programs. If applicants wish to be considered
at both sites, two separate applications must be submitted.
Both SURF programs provide an opportunity for the NIST laboratories
and the National Science Foundation (NSF) to join in a partnership to
encourage outstanding undergraduate students to pursue careers in
science and engineering. The objective of the SURF programs is to build
a mutually beneficial relationship among the student, the institution,
and NIST. The programs are conducted in English and provide research
opportunities for students to work with internationally known NIST
scientists, to expose them to cutting-edge research and promote the
pursuit of graduate degrees in science and engineering. It is expected
that the students in the program will have a proficiency in writing and
speaking English, the ability to live and work with others, a
commitment to honesty, and an interest in learning new things and using
their own innovativeness to develop new science. Safety is a top
priority at NIST. Students participating in the SURF program will be
expected to be safety-conscious, to attend NIST safety training, and to
comply with all NIST safety policies and procedures.
The SURF NIST Gaithersburg and Boulder Program Directors will work
with appropriate department chairs, outreach coordinators, and
directors of multi-disciplinary academic organizations to identify
outstanding undergraduates (including graduating seniors) who would
benefit from off-campus summer research in a world-class scientific
environment.
CNST, EL, ITL, MML/NCNR and PML SURF NIST Gaithersburg Programs
Dates: All SURF NIST Gaithersburg Program applications, paper and
electronic, must be received no later than 5 p.m. Eastern Standard Time
on February 15, 2011.
Addresses: For all SURF NIST Gaithersburg Programs, paper applications
must be submitted to: Ms. Anita Sweigert, Administrative Coordinator,
SURF NIST Gaithersburg Programs, National Institute of Standards and
Technology, 100 Bureau Drive, Stop 8400, Gaithersburg, MD 20899-8400.
Electronic applications must be submitted through grants.gov.
For Further Information Contact: Program questions should be addressed
to Ms. Anita Sweigert, Administrative Coordinator, SURF NIST
Gaithersburg Programs, National Institute of Standards and Technology,
100 Bureau Drive, Stop 8400, Gaithersburg, MD 20899-8400, Tel: (301)
975-4200, E-mail: [email protected]. The SURF NIST Gaithersburg
Program Web site is: http://www.nist.gov/surfgaithersburg. All grants
related administration questions concerning this program should be
directed to Christopher Hunton, NIST Grants and Agreements Management
Division at (301) 975-5718 or [email protected]. For
assistance with using Grants.gov contact grants.gov">support@grants.gov or the Help
Desk at 800-518-4726.
SUPPLEMENTARY INFORMATION
Electronic Access: NIST strongly encourages all applicants to read
the Federal Funding Opportunity Notice (FFO) available at http://www.grants.gov for complete information about this program and its
requirements, and instructions for applying by paper or electronically.
A paper copy of the FFO may be obtained by calling (301) 975-6328. The
Gaithersburg and Boulder SURF programs will publish separate FFOs on
http://www.grants.gov.
Funding Availability
Funds budgeted for payments to students under these programs are
stipends, not salary. The stipend is an amount that is expected to be
provided to the participating student to help defray the cost of
living, for the duration of the program, in the Washington National
Capital Region. The SURF NIST Gaithersburg Programs will not authorize
funds for indirect costs or fringe benefits. The table below summarizes
the anticipated funding levels from the National Science
[[Page 94]]
Foundation (NSF) to operate our Research Experience for Undergraduates
(REU) programs, subject to program renewals and availability of funds.
In some programs, anticipated NIST co-funding will supplement the
number of awards supported. Program funding will be available to
provide for the costs of stipends ($454.54 per week per student), plus
travel and lodging (up to $3,500 per student).
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Anticipated NSF Anticipated NIST Total program Anticipated
Program funding funding funding number of awards
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CNST................................ $47,400 $18,000 $65,400 ~7
EL.................................. 92,500 47,500 140,000 ~16
ITL................................. 0 40,000 40,000 ~5
MML/NCNR............................ 130,000 18,000 31,000 ~38
PML................................. 184,000 95,000 279,000 ~32
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The actual number of awards made under this announcement will
depend on the proposed budgets and the availability of funding. The
funding instrument will be a cooperative agreement as NIST will be
substantially involved in the program due to collaboration with funding
recipients in the scope of work. For all SURF NIST Gaithersburg
Programs described in this notice, NIST expects that individual awards
to institutions will range from approximately $3,000 to $70,000.
Funding for student housing will be included in cooperative agreements
awarded under this notice.
The SURF NIST Gaithersburg Program is anticipated to run from May
23, 2011 through August 5, 2011; adjustments may be made to accommodate
specific academic schedules (e.g., a limited number of 9-week
cooperative agreements).
Statutory Authority: The authority for the SURF NIST
Gaithersburg Program is 15 U.S.C. 278g-l, which authorizes NIST to
fund financial assistance awards to students at institutions of
higher learning within the United States who show promise as present
or future contributors to the mission of the Institute.
Eligibility: NIST's SURF Gaithersburg Programs are open to colleges
and universities in the United States and its territories with degree-
granting programs in materials science, chemistry, nanoscale science,
neutron research, engineering, computer science, mathematics, or
physics. Participating students must be U.S. citizens or permanent U.S.
residents.
Cost Sharing or Matching: The SURF Gaithersburg Programs do not
require any cost sharing or matching funds.
Review and Selection Process: All SURF NIST Gaithersburg Program
proposals must be submitted in accordance with the instructions given
in the Federal Funding Opportunity. All applications received in
response to this announcement will be reviewed to determine whether or
not they are complete and responsive to the scope of the stated
objectives for each program. Incomplete or non-responsive applications
will not be reviewed for technical merit. The Program will retain one
copy of each non-responsive application for three years for record
keeping purposes. The remaining copies will be destroyed.
Proposals must include the required forms listed in the FFO, and
the following information:
(A) Student Information (student's name and university should
appear on all of these documents):
(1) Student application information cover sheet;
(2) Academic transcript for each student nominated for
participation (it is recommended that students have a G.P.A. of 3.0 or
better, out of a possible 4.0);
(3) A statement of motivation and commitment from each student to
participate in the 2011 SURF Program, including a description of the
student's prioritized research interests;
(4) A resume for each student;
(5) Two letters of recommendation for each student that should
address paragraph (A) of the evaluation criteria below; and
(6) Copy of passport, green card, or birth certificate as
confirmation of U.S. citizenship or permanent legal resident status for
each student.
(B) Information About the Applicant Institution:
(1) Description of the institution's education and research
programs; and
(2) A summary list of the student(s) being nominated.
Institution proposals will be separated into student/institution
packets. Each student/institution packet will be comprised of the
required application forms, including a complete copy of the student
information and a complete copy of the institution information. The
student/institution packets will be directed to the SURF NIST
Gaithersburg Program or MML/NCNR Sub-program designated by the student
as his/her first choice.
The selection process occurs in three rounds. Each SURF NIST
Gaithersburg Program will have three independent, objective NIST
employees, who are knowledgeable in the scientific areas of the
program, conduct a technical review of each student/institution packet
based on the Evaluation Criteria for the SURF NIST Gaithersburg
Programs described in this notice. For the first round of evaluations
and placement, each technical reviewer will evaluate according to the
Evaluation Criteria listed below and provide a score for each student/
institution packet. Based on the average of the reviewers' scores, a
rank order of the student/institution packets will be prepared within
each laboratory.
The SURF Program Director (Selecting Official) for each program,
who is a NIST program official who did not participate in the technical
evaluations, will then apply the following Selection Factors, which may
result in revisions to the rank order: relevance of the student's
course of study to the program objectives of the NIST laboratory in
which that SURF NIST Gaithersburg Program resides as described in the
Program Description section of this notice and the corresponding
Federal Funding Opportunity, the relevance of the student's statement
of commitment to the goals of the SURF NIST Gaithersburg Program, fit
of the student's interests and abilities to the available projects in
that laboratory program, assessment of whether the laboratory
experience is a new opportunity for the student which may encourage
future postgraduate training, and the availability of funding.
Based on these results, the Program Director (Selecting Official)
for each laboratory program will divide the rank ordered student/
institution packets into three categories: Priority Funding; Fund if
Possible; and Do Not Fund. Student/institution packets placed in the
Priority Funding category will be selected for funding in that SURF
NIST Gaithersburg Program, contingent upon availability of
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funds. Student/institution packets placed in the Do Not Fund category
will not be considered for funding by any other SURF NIST Gaithersburg
Program.
Student/institution packets placed in the Fund if Possible Category
may be considered for funding at a later time by the category-
designating SURF NIST Gaithersburg Program. The ``category-
designating'' program is the SURF NIST Gaithersburg Program whose
Program Director first categorized the applicant packet as ``Priority
Funding'', ``Fund if Possible'', or ``Do Not Fund.'' This is the same
SURF NIST Gaithersburg Program which was designated by the student in
the application cover sheet as his/her first choice. In the interim,
period these students will be released for consideration for funding by
the SURF NIST Gaithersburg Program designated by the student as his/her
second choice. The student's second choice laboratory's SURF Program
Director will take into consideration the recommendations of the
reviewers who conducted the technical reviews for the student's first
choice SURF NIST Gaithersburg Program, apply the selection factors
noted above as applied to that laboratory and arrive at a final rank
order of the students available for the second round of selections and
placements. Any SURF NIST Gaithersburg Program may choose not to
participate in the second round, if the Program Director does not see
suitable students in the second round appropriate for the available
projects. Students not selected during the first or second round are
available for the third round of selections.
Students not selected for funding by their first or second choice
SURF NIST Gaithersburg Program, and students who did not designate a
second choice, will then be considered for funding from all SURF NIST
Gaithersburg Programs that still have slots available in a third round,
using the same process as the second round. In making selections for
the third round of selections and placement, each SURF NIST
Gaithersburg Program Director (Selecting Official) will take into
consideration the recommendations of the reviewers who conducted the
technical reviews for the student's first choice SURF NIST Gaithersburg
Program, the selection factors noted above as applied to that
laboratory, and the rank order of the students in this selection round.
Any SURF NIST Gaithersburg Program may choose not to participate in the
third round if there are no slots available. Substitutions for students
who decline offers will be made from the remaining pool of ranked
students consistent with the program review process.
The final approval of selected applications and award of
cooperative agreements will be made by the NIST Grants Officer based on
compliance with application requirements as published in this notice
and other applicable legal and regulatory requirements. NIST also
reserves the right to reject an application where information is
uncovered that reflects adversely on an applicant's business integrity,
resulting in a determination by the Grants Officer that an applicant is
not presently responsible. Applicants may be asked to modify
objectives, work plans, or budgets and provide supplemental information
required by the agency prior to award. The decision of the Grants
Officer is final.
The SURF NIST Gaithersburg Programs will retain one copy of each
unsuccessful application for three years for recordkeeping purposes,
and unsuccessful applicants will be notified in writing. The remaining
copies will be destroyed.
Evaluation Criteria: For the SURF NIST Gaithersburg Programs, the
evaluation criteria are:
(A) Evaluation of Student's Interest in Participating in the
Program, Academic Ability, Laboratory Experience and Advanced Degree
Interest: Evaluation of grade point average in courses relevant to the
SURF NIST Gaithersburg Programs, career goals, honors and awards,
commitment of the student to working in a laboratory environment, and
interest in pursuing graduate school.
(B) Institution's Commitment to Program Goals: Evaluation of the
institution's academic department(s) relevant to the discipline(s) of
the student(s).
Each of these factors is given equal weight in the evaluation
process.
SURF NIST Boulder Programs
Dates: All SURF NIST Boulder Program applications, paper and
electronic, must be received no later than 5 p.m. Mountain Standard
Time on February 15, 2011.
Addresses: Paper applications for the SURF NIST Boulder Program must be
submitted to: Ms. Cynthia Kotary, Administrative Coordinator, SURF NIST
Boulder Programs, National Institute of Standards and Technology, 325
Broadway, Mail Stop 104, Boulder, CO 80305-3337. Electronic
applications must be submitted through http://www.grants.gov.
FOR FURTHER INFORMATION CONTACT: Program questions should be addressed
to Ms. Cynthia Kotary, Administrative Coordinator, SURF NIST Boulder
Programs, National Institute of Standards and Technology, 325 Broadway,
Mail Stop 104, Boulder, CO 80305-3337, Tel: (303) 497-3319, E-mail:
[email protected]; Web site: http://www.nist.gov/surfboulder/.
All grants related administration questions concerning this program
should be directed to Mr. Christopher Hunton, NIST Grants and
Agreements Management Division at (301) 975-5718, or
[email protected]. For assistance with using Grants.gov
contact grants.gov">support@grants.gov or the Help Desk at 800-518-4726.
SUPPLEMENTARY INFORMATION:
Electronic Access: NIST strongly encourages all applicants to read
the Federal Funding Opportunity Notice (FFO) available at http://www.grants.gov for complete information about this program and its
requirements, and instructions for applying by paper or electronically.
A paper copy of the FFO may be obtained by calling (301) 975-6328. The
Gaithersburg and Boulder SURF programs will publish separate FFOs on
http://www.grants.gov.
Funding Availability: Funds budgeted for payments to students under
this program are stipends, not salaries. The stipend is an amount that
is expected to be provided to the participating student to help defray
the cost of living, for the duration of the program, in Boulder,
Colorado. The SURF NIST Boulder Programs will not authorize funds for
indirect costs or fringe benefits. The table below summarizes the
anticipated annual funding levels from the National Science Foundation
(NSF) to operate the Research Experience for Undergraduates (REU)
programs, subject to program renewals and availability of funds. In
some programs, anticipated NIST co-funding will supplement the number
of awards supported. Program funding will be available to provide for
the costs of stipends, plus travel and lodging.
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Anticipated NSF Anticipated NIST Total program Anticipated
Laboratory funding funding funding number of awards
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PML..................................... $55,500 $75,000 $130,500 ~15
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MML..................................... 18,500 25,000 43,500 ~5
ITL..................................... 7,400 10,000 17,400 ~2
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The actual number of awards made under this announcement will
depend on the proposed budgets and the availability of funding. The
funding instrument will be a cooperative agreement as NIST will be
substantially involved in the program due to collaboration with funding
recipients in the scope of work. NIST expects that individual awards to
institutions will range from approximately $3,000 to $70,000. Funding
for student housing will be included in the cooperative agreements
awarded under this notice.
The SURF NIST Boulder Programs are anticipated to run from May 23,
2011 through August 5, 2011; adjustments may be made to accommodate
specific academic schedules (e.g., a limited number of 11-week
cooperative agreements with the schedule shifted to begin after the
regular start in order to accommodate institutions operating on quarter
systems).
Statutory Authority: The authority for the SURF NIST Boulder
Program is 15 U.S.C. 278g-l, which authorizes NIST to fund financial
assistance awards to students at institutions of higher learning
within the United States who show promise as present or future
contributors to the mission of the Institute.
Eligibility: The SURF NIST Boulder Programs are open to colleges
and universities in the United States and its territories with degree-
granting programs in physics, chemistry, biology, engineering,
materials science, mathematics, or computer science. Participating
students must be U.S. citizens or permanent U.S. residents.
Cost Sharing or Matching: The SURF NIST Boulder Program does not
require any cost sharing or matching funds.
Review and Selection Process: All SURF NIST Boulder Programs
proposals must be submitted to the Administrative Coordinator listed in
the Addresses section above. Proposals must include the required forms
listed in the FFO, and the following information:
(A) Student Information (student's name and university should
appear on all of these documents):
(1) Student application information cover sheet;
(2) Academic transcript for each student nominated for
participation (it is recommended that students have a G.P.A. of 3.0 or
better, out of a possible 4.0);
(3) A statement of motivation and commitment from each student to
participate in the 2011 SURF Program, including a description of the
student's prioritized research interests;
(4) A resume for each student;
(5) Two letters of recommendation for each student; and
(6) Copy of passport, green card, or birth certificate as
confirmation of U.S. citizenship or permanent legal resident status for
each student.
(B) Information About the Applicant Institution:
(1) Description of the institution's education and research
programs; and
(2) A summary list of the student(s) being nominated, with one
paragraph of commentary about each student from a dean or department
chair that describes why the students would be successful in the SURF
Boulder Program.
Institution proposals will be separated into student/institution
packets. Each student/institution packet will be comprised of the
required application forms, including a complete copy of the student
information and a complete copy of the institution information. The
student/institution packets will be directed to a review committee of
NIST staff appointed by the SURF NIST Boulder Directors.
First, all applications received in response to this announcement
will be reviewed to determine whether or not they are complete and
responsive to the scope of the stated program objectives. Incomplete or
non-responsive proposals will not be reviewed for technical merit, and
the applicant will be so notified. The Program will retain one copy of
each non-responsive application for three years for record-keeping
purposes. The remaining copies will be destroyed.
Second, each SURF student/university packet will be reviewed by at
least three independent, objective NIST employees, who are
knowledgeable in the scientific areas of the program and are able to
conduct a technical review of each student/university packet based on
the Evaluation Criteria described in this notice. The normalized scores
based on this merit review will be averaged for each student/
institution applicant packet, creating a rank order. The Selecting
Official, the Special Assistant to the Director of NIST Physical
Measurement Laboratory, shall award in the rank order unless a proposal
is justified to be selected out of rank order based upon one or more of
the following factors: Availability of funding, and balance or
distribution of funds by research or technical disciplines.
The final approval of selected applications and award of financial
assistance will be made by the NIST Grants Officer based on compliance
with application requirements as published in this notice, compliance
with applicable legal and regulatory requirements, and whether the
recommended applicants appear to be responsible. Applicants may be
asked to modify objectives, work plans, or budgets and provide
supplemental information required by the agency prior to award. The
decisions of the Grants Officer are final.
Unsuccessful applicants will be notified in writing. The Program
will retain one copy of each unsuccessful application for three years
for record keeping purposes. The remaining copies will be destroyed.
Evaluation Criteria: For the SURF NIST Boulder Programs the
evaluation criteria are as follows:
(A) Evaluation of Student's Academic Ability and Commitment to
Program Goals (80%): Includes evaluation of completed course work;
expressed research interest; compatibility of the expressed research
interest with SURF NIST Boulder research areas; research skills; grade
point average in courses relevant to the SURF NIST Boulder Programs;
career goals; honors and activities;
(B) Evaluation of Applicant Institution's Commitment to Program
Goals (20%): Includes evaluation of the institution's academic
department(s) relevant to the discipline(s) of the student(s).
The following information applies to all programs announced in this
notice:
The Department of Commerce Pre-Award Notification Requirements for
Grants and Cooperative Agreements: The Department of Commerce Pre-Award
Notification Requirements for Grants and Cooperative Agreements, which
are contained in the Federal Register Notice of February 11, 2008 (73
FR 7696) are applicable to this notice.
Dun and Bradstreet Data Universal Numbering System: On the form SF-
424 items 8.b. and 8.c., the applicant's 9-digit Employer/Taxpayer
Identification
[[Page 97]]
Number (EIN/TIN) and 9-digit Dun and Bradstreet Data Universal
Numbering System (DUNS) number must be consistent with the information
on the Central Contractor Registration (CCR) (http://www.ccr.gov) and
Automated Standard Application for Payment System (ASAP). For complex
organizations with multiple EIN/TIN and DUNS numbers, the EIN/TIN and
DUNS numbers MUST be the numbers for the applying organization.
Organizations that provide incorrect/inconsistent EIN/TIN and DUNS
numbers may experience significant delays in receiving funds if their
proposal is selected for funding. Please confirm that the EIN/TIN and
DUNS numbers are consistent with the information on the CCR and ASAP.
Use of NIST Intellectual Property: If the applicant anticipates
using any NIST-owned intellectual property to carry out the work
proposed, the applicant should identify such intellectual property.
This information will be used to ensure that no NIST employee involved
in the development of the intellectual property will participate in the
review process for that competition. In addition, if the applicant
intends to use NIST-owned intellectual property, the applicant must
comply with all statutes and regulations governing the licensing of
Federal government patents and inventions, described at 35 U.S.C. 200-
212, 37 CFR part 401, 15 CFR 14.36, and in section B.21 of the
Department of Commerce Pre-Award Notification Requirements, 73 FR 7696
(February 11, 2008). Questions about these requirements may be directed
to the Chief Counsel for NIST, 301-975-2803.
Any use of NIST-owned intellectual property by a proposer is at the
sole discretion of NIST and will be negotiated on a case-by-case basis
if a project is deemed meritorious. The applicant should indicate
within the statement of work whether it already has a license to use
such intellectual property or whether it intends to seek one.
If any inventions made in whole or in part by a NIST employee arise
in the course of an award made pursuant to this notice, the United
States government may retain its ownership rights in any such
invention. Licensing or other disposition of NIST's rights in such
inventions will be determined solely by NIST, and include the
possibility of NIST putting the intellectual property into the public
domain.
Paperwork Reduction Act: The standard forms in the application kit
involve a collection of information subject to the Paperwork Reduction
Act. The use of Standard Forms 424, 424A, 424B, SF-LLL, CD-346, and
SURF Program Student Applicant Information have been approved by the
Office of Management and Budget (OMB) under the respective Control
Numbers 0348-0043, 0348-0044, 0348-0040, 0348-0046, 0605-0001, and
0693-0042. Notwithstanding any other provision of the law, no person is
required to respond to, nor shall any person be subject to a penalty
for failure to comply with, a collection of information subject to the
requirements of the Paperwork Reduction Act, unless that collection of
information displays a currently valid OMB Control Number.
Research Projects Involving Human Subjects, Human Tissue, Data or
Recordings Involving Human Subjects: Any proposal that includes
research involving human subjects, human tissue, data or recordings
involving human subjects must meet the requirements of the Common Rule
for the Protection of Human Subjects, codified for the Department of
Commerce at 15 CFR part 27. In addition, any proposal that includes
research on these topics must be in compliance with any statutory
requirements imposed upon the Department of Health and Human Services
(DHHS) and other Federal agencies regarding these topics, all
regulatory policies and guidance adopted by DHHS, the Food and Drug
Administration, and other Federal agencies on these topics, and all
Presidential statements of policy on these topics.
NIST will accept the submission of human subjects protocols that
have been approved by Institutional Review Boards (IRBs) currently
registered with DHHS and performed by entities possessing a current,
valid Federal-wide Assurance (FWA) from DHHS, that are appropriately
linked to the IRB that approved the protocol. NIST will not issue a
single project assurance (SPA) for any IRB reviewing any human subjects
protocol proposed to NIST.
Generally, the NIST does not fund research involving human subjects
in foreign countries. NIST will consider, however, the use of
preexisting tissue, cells, or data from a foreign source on a limited
basis if the following criteria are satisfied:
1. The scientific source is considered unique,
2. An equivalent source is unavailable within the United States,
3. An alternative approach is not scientifically of equivalent
merit, and
4. The specific use qualifies for an exemption under the Common
Rule.
President Obama has issued Executive Order No. 13,505 (74 FR 10667,
March 9, 2009), revoking previous Executive Orders and Presidential
statements regarding the use of human embryonic stem cells in research.
On July 30, 2009, President Obama issued a memorandum directing that
agencies that support and conduct stem cell research adopt the
``National Institutes of Health Guidelines for Human Stem Cell
Research'' (NIH Guidelines), which became effective on July 7, 2009,
``to the fullest extent practicable in light of legal authorities and
obligations.'' On September 21, 2009, the Department of Commerce
submitted to the Office of Management and Budget a statement of
compliance with the NIH Guidelines. In accordance with the President's
memorandum, the NIH Guidelines, and the Department of Commerce
statement of compliance, NIST will support and conduct research using
only human embryonic stem cell lines that have been approved by NIH in
accordance with the NIH Guidelines and will review such research in
accordance with the Common Rule and NIST implementing procedures, as
appropriate. NIST will not support or conduct any type of research that
the NIH Guidelines prohibit NIH from funding. NIST will follow any
additional policies or guidance issued by the current Administration on
this topic.
Research Projects Involving Vertebrate Animals: Any proposal that
includes research involving vertebrate animals must be in compliance
with the National Research Council's ``Guide for the Care and Use of
Laboratory Animals'' which can be obtained from National Academy Press,
2101 Constitution Avenue, NW., Washington, DC 20055. In addition, such
proposals must meet the requirements of the Animal Welfare Act (7
U.S.C. 2131 et seq.), 9 CFR parts 1, 2, and 3, and if appropriate, 21
CFR part 58. These regulations do not apply to proposed research using
pre-existing images of animals or to research plans that do not include
live animals that are being cared for, euthanized, or used by the
project participants to accomplish research goals, teaching, or
testing. These regulations also do not apply to obtaining animal
materials from commercial processors of animal products or to animal
cell lines or tissues from tissue banks.
Limitation of Liability: Funding for the programs listed in this
notice is contingent upon the availability of Fiscal Year 2010
appropriations. Funding for the programs listed in this notice is
contingent upon the availability of Fiscal Year 2011
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appropriations. NIST issues this notice subject to the appropriations
made available under the current continuing resolution, S. Amend. to
H.R. 3081, ``Continuing Appropriations Resolution, 2011,'' Public Law
111-242, as amended by H.J. Res. 101, ``Further Continuing
Appropriations, 2011,'' Public Law 111-290; H.J. Res. 105, ``Further
Continuing Appropriations, 2011,'' Public Law 111-317; and H.R 3082,
``Further Continuing Appropriations, 2011,'' Public Law 111-322. NIST
anticipates making awards for the programs listed in this notice
provided that funding for the programs is continued beyond March 4,
2011, the expiration of the current continuing resolution. In no event
will NIST or the Department of Commerce be responsible for proposal
preparation costs if these programs fail to receive funding or are
cancelled because of agency priorities. Publication of this
announcement does not oblige NIST or the Department of Commerce to
award any specific project or to obligate any available funds.
Executive Order 12866: This funding notice was determined to be not
significant for purposes of Executive Order 12866.
Executive Order 13132 (Federalism): It has been determined that
this notice does not contain policies with federalism implications as
that term is defined in Executive Order 13132.
Executive Order 12372: Applications under this program are not
subject to Executive Order 12372, ``Intergovernmental Review of Federal
Programs.''
Administrative Procedure Act/Regulatory Flexibility Act: Notice and
comment are not required under the Administrative Procedure Act (5
U.S.C. 553) or any other law, for rules relating to public property,
loans, grants, benefits or contracts (5 U.S.C. 553(a)). Because notice
and comment are not required under 5 U.S.C. 553, or any other law, for
rules relating to public property, loans, grants, benefits or contracts
(5 U.S.C. 553(a)), a Regulatory Flexibility Analysis is not required
and has not been prepared for this notice, 5 U.S.C. 601 et seq.
Dated: December 27, 2010.
David Robinson,
Associate Director for Management Resources.
[FR Doc. 2010-33075 Filed 12-30-10; 8:45 am]
BILLING CODE 3510-13-P