[Federal Register Volume 73, Number 88 (Tuesday, May 6, 2008)]
[Notices]
[Pages 24984-25014]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: E8-9926]
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FEDERAL RESERVE SYSTEM
[Docket No. OP-1312]
Privacy Act of 1974; Notice of Amendment of Systems of Records
AGENCY: Board of Governors of the Federal Reserve System.
ACTION: Notice; amendment of systems of records.
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SUMMARY: Pursuant to the provisions of the Privacy Act of 1974, notice
is given that the Board of Governors of the Federal Reserve System
(Board) proposes to add two new systems, BGFRS-2 (Personnel Security
Systems) and BGFRS-36 (Federal Reserve Application Name Check System),
and delete two existing systems, BGFRS-15 (General Files of Federal
Reserve Agents, Alternates and Representatives at Federal Reserve
Banks) and BGFRS-22 (Chain Banking Reference System). The Board also
proposes to modify all of the Board's remaining systems of records to
ensure that the information maintained is compatible with the purposes
for which the information is collected and that the systems are
otherwise consistent with existing Board practices, policies and legal
requirements.
DATES: Comments must be received on or before June 5, 2008. These
systems of records will become effective June 16, 2008, without further
notice, unless comments dictate otherwise.
[[Page 24985]]
ADDRESSES: The public, OMB, and Congress are invited to submit
comments, identified by Docket No. OP-1312, by any of the following
methods:
Agency Web Site: http://www.federalreserve.gov. Follow the
instructions for submitting comments. http://www.federalreserve.gov/generalinfo/foia/ProposedRegs.cfm.
Federal eRulemaking Portal: http://www.regulations.gov.
Follow the instructions for submitting comments.
E-mail: [email protected]. Include docket
number in the subject line of the message.
FAX: 202/452-3819 or 202/452-3102.
Mail: Jennifer J. Johnson, Secretary, Board of Governors
of the Federal Reserve System, 20th Street and Constitution Avenue,
NW., Washington, DC 20551.
All public comments are available from the Board's Web site at
http://www.federalreserve.gov/generalinfo/foia/ProposedRegs.cfm as
submitted, except as necessary for technical reasons. Accordingly, your
comments will not be edited to remove any identifying or contact
information. Public comments may also be viewed electronically or in
paper in Room MP-500 of the Board's Martin Building (20th and C
Streets, NW.) between 9 a.m. and 5 p.m. on weekdays.
FOR FURTHER INFORMATION CONTACT: Brad Fleetwood, Senior Counsel, Legal
Division, Board of Governors of the Federal Reserve System, 20th and C
Streets, NW., Mail Stop 17, Washington, DC 20551, or (202) 452-3721, or
[email protected]. For users of Telecommunications Device for the
Deaf (TDD) only, contact (202) 263-4869.
In accordance with 5 U.S.C. 552a(r), a report of this amended
system of records is being filed with the Chair of the House Committee
on Oversight and Government Reform, the Chair of the Senate Committee
on Homeland Security and Governmental Affairs, and the Office of
Management and Budget.
SUPPLEMENTARY INFORMATION: The Board recently completed a review of its
Privacy Act systems of record. During that review, the Board determined
that it needed to create a system of records for personnel security
information. The Board previously maintained a similar system (BGFRS-2,
Personnel Background Investigations Reports), but deleted this system
because it duplicated the government-wide system of records maintained
by the Office of Personnel Management (OPM). However, the Board has
determined that it keeps records not maintained by OPM. Thus, the Board
has determined that it is necessary to create a system for personnel
security information, BGFRS-2 (Personnel Security Systems). The Board
also determined that it needed to create a system of records for name
check information. The Board performs name checks on the proposed
officers, directors, principal shareholders, or other persons
associated with a depository institution, holding company, or other
foreign or domestic entity in connection with the Board's consideration
of various regulatory applications, notices, or proposals. The Board
uses these records, along with other information, to determine whether
the related filing meets the statutory factors for approval. Thus, the
Board has determined that it is necessary to create a system for name
check information, BGFRS-36 (Federal Reserve Application Name Check
System).
Additionally, during the review, the Board determined that the
BGFRS-15 (General Files of Federal Reserve Agents, Alternates and
Representatives at Federal Reserve Banks) and BGFRS-22 (Chain Banking
Reference System) contain no records and that the systems are no longer
used or maintained by the Board. Thus, the Board determined that it was
necessary to delete BGFRS-15 and BGFRS-22.
The Board also determined that it needed to modify the Board's
remaining systems of records. In addition to making minor modifications
so that each system contained consistent information, the Board updated
each system's exemptions and routine uses to ensure that all of the
routine uses are listed and accurate. In the process of updating the
routine uses, the Board determined that it would be most efficient to
standardize its most frequently used routine uses. Thus, the Board
created standard routine uses A-I. General routine uses A-H were
previously listed in most Board systems. General routine use I was
added in accordance with a recommendation issued by the President's
Identity Theft Task Force that all agencies add a routine use for
disclosure where security or confidentiality has been compromised. The
Board's general routine uses and updated systems of records are
published herein.
General Routine Uses
A. Disclosure for Enforcement, Statutory and Regulatory Purposes.
Information may be disclosed to the appropriate federal, state, local,
foreign, or self-regulatory organization or agency responsible for
investigating, prosecuting, enforcing, implementing, issuing, or
carrying out a statute, rule, regulation, order, policy, or license if
the information may be relevant to a potential violation of civil or
criminal law, rule, regulation, order, policy or license.
B. Disclosure to Another Agency or a Federal Reserve Bank.
Information may be disclosed to a federal agency in the executive,
legislative, or judicial branch of government, or to a Federal Reserve
Bank, in connection with the hiring, retaining, or assigning of an
employee, the issuance of a security clearance, the conducting of a
security or suitability investigation of an individual, the classifying
of jobs, the letting of a contract, the issuance of a license, grant,
or other benefits by the receiving entity, or the lawful statutory,
administrative, or investigative purpose of the receiving entity to the
extent that the information is relevant and necessary to the receiving
entity's decision on the matter.
C. Disclosure to a Member of Congress. Information may be disclosed
to a congressional office in response to an inquiry from the
congressional office made at the request of the individual to whom the
record pertains.
D. Disclosure to the Department of Justice, a Court, an
Adjudicative Body or Administrative Tribunal, or a Party in Litigation.
Information may be disclosed to the Department of Justice, a court, an
adjudicative body or administrative tribunal, a party in litigation, or
a witness if the Board (or in the case of an OIG system, the OIG)
determines, in its sole discretion, that the information is relevant
and necessary to the matter.
E. Disclosure to Federal, State, Local, and Professional Licensing
Boards. Information may be disclosed to federal, state, local, foreign,
and professional licensing boards, including a bar association, a Board
of Medical Examiners, a state board of accountancy, or a similar
governmental or non-government entity that maintains records concerning
the issuance, retention, or revocation of licenses, certifications, or
registrations relevant to practicing an occupation, profession, or
specialty.
F. Disclosure to the EEOC, MSPB, OGE and OSC. Information may be
disclosed to the Equal Employment Opportunity Commission, the Merit
Systems Protection Board, the Office of Government Ethics, or the
Office of Special Counsel to the extent determined to be relevant and
necessary to carrying out their authorized functions.
G. Disclosure to Contractors, Agents, and Others. Information may
be
[[Page 24986]]
disclosed to contractors, agents, or others performing work on a
contract, service, cooperative agreement, job, or other activity for
the Board and who have a need to access the information in the
performance of their duties or activities for the Board.
H. Disclosure to Labor Relations Panels. Information may be
disclosed to the Federal Reserve Board Labor Relations Panel or the
Federal Reserve Banks Labor Relations Panel in connection with the
investigation and resolution of allegations of unfair labor practices
or other matters within the jurisdiction of the relevant panel when
requested.
I. Disclosure Where Security or Confidentiality Has Been
Compromised. Information may be disclosed when (1) it is suspected or
confirmed that the security or confidentiality of information in the
system of records has been compromised; (2) the Board has determined
that as a result of the suspected or confirmed compromise there is a
risk of harm to economic or property interests, identity theft or
fraud, or harm to the security or integrity of this system or other
systems or programs (whether maintained by the Board or another agency
or entity) that rely upon the compromised information; and (3) the
disclosure is made to such agencies, entities, and persons who are
reasonably necessary to assist in connection with the Board's efforts
to respond to the suspected or confirmed compromise and prevent,
minimize, or remedy such harm.
The Board also determined that modifications should be made to the
Board's remaining systems of records based on input from the records
system owner (or his or her designee) to ensure both that the systems
accurately describe current recordkeeping and disclosure practices and
that their routine uses are consistent and accurate. Generally, these
updates were non-substantive in nature. However, in certain instances,
substantive changes were made to ensure that the system of records
notice accurately reflected the actual or desirable practice of the
Board.
The majority of the substantive changes involved adding certain
designated general routine uses to certain of the Board's systems of
records. Most systems already provided for disclosure of records for
enforcement, statutory and regulatory purposes; to a member of
Congress; to the Department of Justice, a court, an adjudicative body
or administrative tribunal, or a party in litigation; and to
contractors, agents, and others. Where a system did not include these
routine uses, they were added (except for those systems where such use
would be incompatible with the purpose for which the records were
collected), because the Board may generally disclose records for these
purposes. This change resulted in amendments of the following systems:
BGFRS-5 (EEO Discrimination Complaint File), BGFRS-9 (Supplier Files),
BGFRS-10 (General Files on Board Members), BGFRS-11 (Official General
Files), BGFRS-14 (General File of Reserve Bank and Branch Directors),
BGFRS-16 (Regulation U Report of Nonbank Lenders), BGFRS-17 (Municipal
or Government Securities Principals and Representatives), BGFRS-21
(Supervisory Enforcement Actions and Special Examinations Tracking
System), BGFRS-24 (EEO General Files), BGFRS-25 (Multi-Rater Feedback),
BGFRS-31 (Protective Information System), BGFRS-32 (Visitor
Registration), BGFRS-33 (Telephone Call Detail Records), BGFRS-34 (ESS
Staff Identification Card File), BGFRS-35 (Federal Reserve Application
Name Check System), OIG-1 (FRB-OIG Investigative Records), and OIG-2
(OIG Personnel Records).
Similarly, a routine use permitting disclosure to federal and state
professional licensing boards and similar entities was added to: BGFRS-
5 (EEO Discrimination Complaint File), BGFRS-6 (Disciplinary and
Adverse Action Records), BGFRS-12 (Bank Officers Personnel System),
BGFRS-17 (Municipal or Government Securities Principals and
Representatives), BGFRS-27 (Performance Management Program Records),
OIG-1 (FRB-OIG Investigative Records), and OIG-2 (OIG Personnel
Records). A routine use permitting disclosure to the EEOC and other
government agencies in connection with those agencies' functions was
added to: BGFRS-5 (EEO Discrimination Complaint File), BGFRS-24 (EEO
General Files), BGFRS-33 (Telephone Call Detail Records), OIG-1 (FRB-
OIG Investigative Records), and OIG-2 (OIG Personnel Records). A
routine use permitting disclosure to another agency or a Federal
Reserve Bank in both connection with background or security checks for
Board employees or contractors or in connection with those agencies or
a Reserve Bank's functions was added to: BGFRS-18 (Consumer Complaint
Information) and BGFRS-34 (ESS Staff Identification Card File). A
routine use permitting disclosure to Labor Relations Panels in
connection with investigation and resolution of unfair labor practices
was added to BGFRS-12 (Bank Officers Personnel System).
In addition, virtually every system was amended in a manner
consistent with the recommendation of the President's Identity Theft
Task Force to add a routine use for disclosure to agencies, entities,
and persons involved in an effort to respond to a suspected or
confirmed breach of the security or confidentiality of information.
The Board also added new, individualized routine uses to certain
systems of records to ensure that systems' notices accurately reflected
the existing and anticipated recordkeeping and disclosure practices. In
BGFRS-3 (Medical Records), BGFRS-4 (General Personnel Records), and
BGFRS-29 (Benefits Records), the Board added a routine use that permits
the Board to disclose information to an emergency contact in the event
of an emergency to assist the individual in obtaining certain benefits.
BGFRS-4 (General Personnel Records) was also modified to add a routine
use that permits the Board to disclose information to federal, state
and local agencies necessary to comply with laws regarding communicable
diseases. BGFRS-29 (Benefits Records) was further modified to add a
routine use that permits the Board to disclose information to the
Office of Personnel Management in connection with employee
participation in the Federal Employee Group Life Insurance Program and
Thrift Savings Plan. In BGFRS-7 (Payroll and Leave Records), the Board
added a routine use that permits the disclosure of information to an
entity preparing a mortgage or other loan to an employee to verify
employment status and salary, at the request of the individual. In
BGFRS-8 (Travel Records), the Board added a routine use that permits
the disclosure of information for purposes of monitoring travel and
enabling audits of common carrier charges to the Federal government. In
BGFRS-20 (Survey of Consumer Finances), the Board amended the routine
uses to indicate that the records in the system are protected under the
Confidential Information Protection and Statistical Efficiency Act
(CIPSEA) and that disclosure is made only to the extent permitted under
CIPSEA. In OIG-2 (Office of Inspector General Personnel Records), the
Board added a routine use that permits the OIG to disclose information
to government officials charged with the responsibility to conduct
qualitative assessment reviews of internal safeguards and management
procedures.
The Board also updated each system's records retention period to be
consistent with the National Archives and Records Administration's
General Record
[[Page 24987]]
Schedules and Board-specific records retention and disposition
schedules. Moreover, consistent with the Board's newly updated Privacy
Act regulation (12 CFR 261a), the notification procedures, records
access procedures, and contesting record procedures for each system
have been updated to reflect the fact that all inquiries and requests
regarding Privacy Act systems of records should be directed to the
Secretary of the Board.
Systems of Records
BGFRS-1
System name:
FRB--Recruiting and Placement Records.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Some information, primarily resumes, is collected and maintained,
on behalf of the Board, by IBM at 375 Riverside Parkway, Lithia
Springs, GA 30122.
Paper resumes are collected and maintained, on behalf of the Board,
by Staffing Outsourcing Solutions, LLC at 6267 S. Front Road,
Livermore, CA 94551.
Categories of individuals covered by the system:
Persons who have applied for employment with the Federal Reserve
Board.
Categories of records in the system:
Resumes, applications, and supporting documentation submitted by
persons seeking employment; information from job fairs; referrals from
Federal Reserve Banks and other federal government agencies;
transcripts or notes from interviews with some applicants; notes of
interviews with references; information regarding verification of
education and/or military status; some employment inquiries (and
responses) sent to the Chairman or other governors or officials of the
Board; and offer letters and related correspondence. Certain
information is retained in an electronic database to enable the Board's
Equal Employment Opportunity Office to monitor and track its recruiting
and hiring performance.
Authority for maintenance of the system:
Sections 10 and 11 of the Federal Reserve Act (12 U.S.C. 244 and
248).
Purpose(s):
These records are collected and maintained to assist the Board in
recruiting and retaining qualified employees, and to allow the Board to
periodically review its hiring practices.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routine uses A, B, C, D, E, F, G, H, and I apply to this
system. Records may also be used to disclose information to any source
from which additional information is requested (to the extent necessary
to identify the individual, inform the source of the purpose(s) of the
request, and to identify the type of information requested), when
necessary to obtain information relevant to a Board decision to hire or
retain an employee, issue a security clearance, conduct a security or
suitability investigation of an individual, classify jobs, let a
contract, or issue a license, grant, or other benefits.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Retrievability. Paper records can be retrieved by year or job
category, not by individually identifiable labels. Electronic records
can be retrieved by name or other identifying aspects.
Access Controls. Access to records is limited to those whose
official duties require it. Paper records are secured by lock and key
and electronic records are password protected.
Retention and disposal. The retention period for resumes is
currently under review. Until review is completed, those records will
not be destroyed. All other records are retained for the appropriate
period which ranges from no retention period to one year after
separation or transfer.
System manager and address:
Manager, Staffing, ER and Clearances, Management Division, Board of
Governors of the Federal Reserve System, 20th Street and Constitution
Avenue, NW., Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by the individual to whom the record
pertains; the transcript or notes from interviews with the individual;
notes from interviews and supporting documentation from references;
personnel records of other government civilian or military agencies or
Federal Reserve Banks; and official transcripts and other documentation
from schools identified by the individual.
Exemptions claimed for the system:
Certain portions of this system of records may be exempt from 5
U.S.C. 552a(c)(3), (d), (e)(1), (e)(4)(G), (H), and (I), and (f) of the
Privacy Act pursuant to subsections 5 U.S.C. 552a(k)(2) and (k)(5).
BGFRS-2
System name:
FRB--Personnel Security Systems.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Categories of individuals covered by the system:
Past and present employees of the Board of Governors; and Federal
Reserve System employees, contractors, employees of contractors,
experts, instructors, and consultants to the Board considered for
access to classified information or restricted areas or for security
determinations; and individuals who are neither applicants nor
employees of the Board but are or were involved in Board programs under
a cooperative assignment or similar agreement.
[[Page 24988]]
Categories of records in the system:
Investigative information (including personal identifiable
information) regarding an individual's character, financial
responsibility, conduct, and/or behavior; arrests and convictions for
any violations of law; reports of interviews with former supervisors,
co-workers, associates, educators, etc.; reports about the
qualifications of an individual for a specific position; reports of
inquiries with law enforcement agencies; former employers; educational
institutions attended; and other information developed from the above.
This system does not include investigative reports provided by OPM.
Investigative Reports provided by OPM are maintained in a government-
wide system of records (OPM/CENTRAL-9) and requests for access to or
amendment of such reports should be made to the Federal Investigations
Processing Center.
Authority for maintenance of the system:
Sections 10 and 11 of the Federal Reserve Act (12 U.S.C. 243 and
248), and Executive Order 9397.
Purpose(s):
These records are collected and maintained to assist the Board in
making suitability determinations.
General routine uses A, B, C, D, G, and I apply to this system.
Records may also be used:
1. To disclose information to assist in determining the suitability
for access to classified information;
2. To disclose information to the intelligence agencies of the
Department of Defense, National Security Agency, Central Intelligence
Agency, the White House and the Federal Bureau of Investigation, and
any other intelligence agency of the United States, for use in
intelligence activities; and
3. To disclose information to any source from which information is
requested by the Board in the course of an investigation, to the extent
necessary to identify the individual, inform the source of the nature
and purpose of the investigation and to identify the type of
information requested.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Retrievability. Records can be retrieved by name or social security
number.
Access Controls. Access to records is limited to those whose
official duties require it. Paper records are secured by lock and key
and electronic records are password protected.
Retention and disposal. All case files are retained until the
earlier of individual's death or five years after the end of the
employment or contract relationship and all investigative reports are
retained in accordance with the instructions of the investigative
agency. Electronic records will be stored online at least six months at
the end of an investigation/case.
System manager and address:
Manager, Staffing, ER and Clearances, Management Division, Board of
Governors of the Federal Reserve System, 20th Street and Constitution
Avenue, NW., Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment. Record source
categories:
Information is provided by applications and other personnel and
security forms furnished by the individual, investigative material
furnished by other federal agencies (including notices of personnel
actions), personal investigation or written inquiry from sources such
as employers, schools, references, neighbors, associates, police
departments, courts, credit bureau, medical records, probation
officials, and prison officials, newspapers, magazines, periodicals,
and other publications, and published hearings of congressional
committees.
Exemptions claimed for the system:
Certain portions of this system of records may be exempt from 5
U.S.C. 552a(c)(3), (d), (e)(1), (e)(4)(G), (H), and (I) and (f) of the
Privacy Act pursuant to 5 U.S.C. 552a(k)(2) and (k)(5).
BGFRS-3
System name:
FRB--Medical Records.
System location:
Board of Governors of the Federal Reserve System 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Information relating to blood work on employees is collected and
maintained on behalf of the Board by Quest Diagnostics Inc., at 1901
Sulphur Spring Road, Baltimore, MD 21227.
Information relating to drug testing under the Drug-Free Workplace
Plan is collected and maintained on behalf of the Board by Pembrooke at
2307 North Parham Road, Richmond, VA 23229.
Categories of individuals covered by the system:
Past and present Board employees (including special employees);
applicants who have been medically examined for Board employment; and
visitors who receive medical treatment at the Board.
Categories of records in the system:
Pre-employment medical examinations of potential employees; yearly
fit-for-duty examinations for employees whose jobs have medical
standards; periodic medical examinations of employees; treatment or
advice provided by the Health Unit's staff to an employee or visitor;
any medical information provided to the Health Unit by an employee; an
employee's participation in an occupational health services program;
information pertaining to an employee's workers' compensation claim;
information pertaining to the Board's Drug-Free Workplace Plan; and
employees' use of the Board's exercise facilities.
Authority for maintenance of the system:
Sections 10 and 11 of the Federal Reserve Act (12 U.S.C. 244 and
248), Executive Order 12564, and the Rehabilitation Act of 1973.
Purpose(s):
These records are collected and maintained to assist the Board in
determining an employee's fitness for duty and eligibility for benefits
based on
[[Page 24989]]
medical information, to assist the Board in providing a safe and
healthy working environment, and to comply with Executive Order 12564.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
Employee medical information that is obtained under the
Rehabilitation Act may be used only in accordance with the
confidentiality provisions of the Rehabilitation Act. General routine
uses A, B, C, D, F, G, H, and I apply to this system. Records may also
be used:
1. To disclose information to the Board's Thrift Plan, the Board's
Group Life Insurance administrators, Department of Labor, Department of
Veterans Affairs, Social Security Administration, Federal Retirement
Thrift Investment Board, or a national, state, or local Social
Security-type agency, when necessary to adjudicate a claim (filed by or
on behalf of the individual) under a retirement, insurance, or health
benefit program;
2. To disclose information to a federal, state, or local agency to
the extent necessary to comply with laws governing reporting of
communicable disease or when it is reasonably believed that an
individual might have contracted an illness or been exposed to or
suffered from a health hazard while employed in the federal work force;
3. To disclose to health insurance carriers that provide a health
benefits plan under the Federal Employees Health Benefits Program
information that is necessary to verify eligibility for payment of a
claim for health benefits; and
4. To disclose information to the executor of an individual's
estate, the government entity probating a will, a designated
beneficiary, or to any person who is responsible for the care of an
individual to the extent necessary when the individual to whom a record
pertains is deceased, mentally incompetent, or under other legal
disability, and to disclose information to an individual's emergency
contact, or, if the emergency contact is unavailable, to any person who
the Board believes is assisting the individual, when necessary to
assist that individual in obtaining any employment benefit or any
working condition, such as an accommodation under the Rehabilitation
Act of 1973.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper form.
Retrievability. Records can be retrieved by name.
Safeguards. Access to records is limited to those whose official
duties require it. Paper records are secured by lock and key.
Retention and disposal. All records are retained in accordance with
the general records schedule. Individual non-occupational health
records are destroyed six years after the last entry; personal injury
files are destroyed three years after the termination of compensation
or the time for filing a claim has passed; temporary or short-term
records kept in an 19.\employee's medical folder are destroyed one year
after separation or transfer; and long term medical records kept in an
employee's medical folder are destroyed 75 years after the birth date
of employee, or if the birth date cannot be ascertained, 60 years after
date of the earliest document in the folder, or 30 years after latest
separation, whichever is later.
System manager and address:
Manager, Health and Safety, Management Division, Board of Governors
of the Federal Reserve System, 20th Street and Constitution Avenue,
NW., Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by the individual to whom the record
pertains; an employee's physical or mental health care provider or
counselor; the contractor administering the Drug-Free Workplace Plan or
any other diagnostic laboratory; official records of other federal
agencies; and Federal Reserve System personnel records.
Exemptions claimed for the system:
None.
BGFRS-4
System name:
FRB--General Personnel Records.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Categories of individuals covered by the system:
Past and present employees of the Board, and the surviving spouses
and children of former Board employees.
Categories of records in the system:
Information relating to employment determinations; salary and job
classification actions; leave; placement; personnel actions; academic
assistance; training and development activities; PMP ratings (but not
the actual PMP form); minority group and medical disability
designators; records relating to benefits and designation of
beneficiary; emergency contact information; address and name changes;
information concerning awards; and other information relating to the
status of the individual while employed by the Board, including records
of jury duty by the employee. All categories of records may include
identifying information, such as name, date of birth, home address,
mailing address, Social Security number, and personal telephone
numbers.
Authority for maintenance of the system:
Sections 10 and 11 of the Federal Reserve Act (12 U.S.C. 244 and
248), and Executive Order 9397.
Purpose(s):
These records are collected and maintained to assist the Board in
its personnel actions and decisions, and in the administration of its
benefits programs.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routine uses A, B, C, D, E, F, G, H, and I apply to this
system. Records may also be used:
[[Page 24990]]
1. To disclose information to government training facilities
(federal, state, and local) and to nongovernment training facilities
(private vendors of training courses or programs, private schools,
etc.) for training purposes;
2. To disclose information to educational institutions on
appointment of a recent graduate to a position at the Board, and to
provide college and university officials with information about their
students who are working in internships or other similar programs
necessary to a student's obtaining credit for the experience gained;
3. To disclose information to the Department of Labor, Department
of Veterans Affairs, Social Security Administration, Department of
Defense, a Federal Reserve Bank, or any federal agencies that have
special civilian employee retirement programs; or to a national, state,
county, municipal, or other publicly recognized charitable or income
security administration agency (e.g., state unemployment-compensation
agencies), when necessary to adjudicate a claim under the retirement,
insurance, unemployment, or health benefits programs of the Board, a
Federal Reserve Bank, or any agency cited above, or to an agency to
conduct an analytical study or audit of benefits being paid under such
programs;
4. To disclose to the Office of Personnel Management's Federal
Employees Group Life Insurance Program or any contractor, information
necessary to verify election, declination, or waiver of regular and/or
optional life insurance coverage, eligibility for payment of a claim
for life insurance, or a Thrift Savings Program (TSP) election change
and designation of beneficiary;
5. To disclose to an employee, agent, contractor, or administrator
of any Board, Federal Reserve System, or federal government employee
benefit or savings plan, any information necessary to carry out any
function authorized under such plan, or to carry out the coordination
or audit of a benefit or savings plan;
6. To disclose information to any source from which additional
information is requested (to the extent necessary to identify the
individual, inform the source of the purpose(s) of the request, and to
identify the type of information requested), when necessary to obtain
information relevant to a Board decision to hire or retain an employee,
issue a security clearance, conduct a security or suitability
investigation of an individual, classify jobs, let a contract, or issue
a license, grant, or other benefits;
7. To disclose information to the executor of an individual's
estate, the government entity probating a will, a designated
beneficiary, or to any person who is responsible for the care of an
individual to the extent necessary when the individual to whom a record
pertains is deceased, mentally incompetent, or under other legal
disability, and to disclose information to an individual's emergency
contact, or, if the emergency contact is unavailable, to any person who
the Board believes is assisting the individual, when necessary to
assist that individual in obtaining any employment benefit or any
working condition, such as an accommodation under the Rehabilitation
Act of 1973;
8. To disclose information to a federal, state, or local agency to
the extent necessary to comply with laws governing reporting of
communicable diseases or when it is reasonably believed that an
individual might have contracted an illness or been exposed to or
suffered from a health hazard while employed in the federal work force;
9. To disclose to prospective nonfederal employers the following
information about a specifically identified current or former Board
employee: (1) Tenure of employment; (2) civil service status; (3)
length of service at the Board and in the government; and (4) when
separated, the date and nature of action as shown on the job action;
10. To disclose information to a federal, state or local
governmental entity or agency (or its agent) when necessary to locate
individuals who are owed money or property either by a federal, state,
or local agency, or by a financial or similar institution;
11. To disclose to a spouse or dependent child (or court-appointed
guardian thereof) of a Board employee enrolled in the Federal Employees
Health Benefits Program when the employee has changed from a self-and-
family to a self-only health benefits enrollment and to disclose to a
spouse information regarding the employee's pension and Thrift plan;
12. To verify for an entity preparing to make a loan to an employee
the individual's employment status and salary;
13. To disclose information to officials of labor organizations
recognized under applicable law, regulation, or policy when relevant
and necessary to their duties of exclusive representation concerning
personnel policies, practices, and matters affecting working
conditions;
14. To disclose information to officials of foreign governments for
clearance before a Board employee is assigned to that country;
15. To disclose information to a federal, state, or local agency
for determination of an individual's entitlement to benefits in
connection with Federal Housing Administration programs or other
federal programs;
16. To consider and select employees for incentive awards and other
honors and to publicize those granted (this may include disclosure to
other public and private organizations, including news media, which
grant or publicize employee awards);
17. To disclose specific Board or civil service employment
information required under law by the Department of Defense on
individuals identified as members of the Ready Reserve to ensure
continuous mobilization readiness of Ready Reserve units and members,
and to identify demographic characteristics of Board or civil service
retirees for national emergency mobilization purposes;
18. To disclose relevant information with personal identifiers of
Board employees to authorized federal agencies and nonfederal entities
for use in computer matching. The matches will be performed to help
eliminate waste, fraud, and abuse in governmental programs; to help
identify individuals who are potentially in violation of civil or
criminal law or regulation; and to collect debts and overpayments owed
to federal, state, or local governments and their components. The
information disclosed may include, but is not limited to, the name,
Social Security number, date of birth, gender, annualized salary rate,
service computation date of basic active service, veteran's preference,
retirement status, occupational services, health plan code, position
occupied, work schedule (full time, part time, or intermittent), duty
station location, standard metropolitan statistical area, special
program identifier, and submitting office number of Board employees;
and
19. To disclose information to the Office of Child Support
Enforcement, Administration for Children and Families, Department of
Health and Human Services, Federal Parent Locator System and Federal
Offset System for use in locating individuals, verifying Social
Security numbers, and identifying their incomes sources to establish
paternity, establish and modify orders of support for enforcement
action.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Electronic records are stored in the Federal Reserve
[[Page 24991]]
Integrated Records Management Architecture (FIRMA).
Retrievability. Records can be retrieved by name or employee
identification number.
Access Controls. Access to records is limited to those whose
official duties require it. Paper records are secured by lock and key
and electronic records are password protected.
Retention and disposal. All records are retained for the
appropriate period which ranges from when superseded or obsolete to
sixty-five years after separation from Federal service.
System manager and address:
Associate Director, Human Resources, Management Division, Board of
Governors of the Federal Reserve System, 20th Street and Constitution
Avenue, NW., Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by the individual to whom it applies (or is
derived from the information the individual supplied); Board officials;
the OPM Personnel Management Records System; personnel records of other
government agencies; personnel records of Federal Reserve Banks; and
official transcripts from schools when authorized by the employee.
Exemptions claimed for the system:
Certain portions of this system of records may be exempt from 5
U.S.C. 552a(c)(3), (d), (e)(1), (e)(4)(G), (H), and (I), and (f) of the
Privacy Act pursuant to 5 U.S.C. 552a(k)(2) and (k)(5).
BGFRS-5
System name:
FRB--EEO Discrimination Complaint File.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Categories of individuals covered by the system:
Applicants for Board employment, and past and present Board
employees who have filed a complaint of discrimination or appealed a
determination made by an official of the Board relating to equal
employment opportunities.
Categories of records in the system:
Documents relating to a complaint, the decision or determination
made by the Board affecting an individual under the Board's EEO
regulations and procedures. The records consist of the initial
complaint or appeal letters or notices to the individual, record of
hearings when conducted, materials placed into the record to support
the decision or determination, affidavits or statements, testimonies of
witnesses, investigative reports, instructions to the Board and/or
individual about action to be taken to comply with decisions, and
related correspondence, opinions and recommendations.
Authority for maintenance of the system:
Sections 10 and 11 of the Federal Reserve Act (12 U.S.C. 244 and
248).
Purpose(s):
These records are collected and maintained to assist the Board in
carrying out its responsibilities under the Rehabilitation Act of 1973,
Title VII of the Civil Rights Act, and other nondiscrimination
statutes.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routine uses A, B, C, D, F, G, and I apply to this system.
Records may also be used to disclose information to management as a
data source for production of summary descriptive statistics and
analytical studies in support of the function for which the records are
collected and maintained, or for related personnel management functions
or manpower studies and may also be utilized to respond to
investigative or legal requests for statistical information (without
personal identification of individuals).
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper form.
Retrievability. Records can be retrieved by the individual's name.
Access Controls. Access to records is limited to those whose
official duties require it. Records are secured by lock and key.
Retention and disposal. All records are retained for four years
after resolution of the case.
System manager and address:
EEO Programs Director, Office of the Staff Director for Management,
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
[[Page 24992]]
Record source categories:
Information is provided by the individual to whom the record
pertains, Board employees, testimonies of witnesses, official documents
relating to the appeal, grievance, or complaints, and correspondence
from organizations or persons.
Exemptions claimed for the system:
Certain portions of this system of records may be exempt from 5
U.S.C. 552a(c)(3), (d), (e)(1), (e)(4)(G), (H), and (I), and (f) of the
Privacy Act pursuant to 5 U.S.C. 552a(k)(2).
BGFRS-6
System name:
FRB--Disciplinary and Adverse Action Records.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Categories of individuals covered by the system:
Past and present Board employees (including special employees) who
were or are involved in a disciplinary or adverse action.
Categories of records in the system:
This system contains records and documents on the processing of
adverse actions and disciplinary actions. The following categories of
records are maintained in this system: Copies of the notice of proposed
action, materials relied on by the Board to support the reasons in the
notice, replies by the employee, statements of witnesses, hearing
notices, record of hearings, reports, appeals and related documents,
Board decisions, and records related to the Personnel Placement
Program.
Authority for maintenance of the system:
Sections 10 and 11 of the Federal Reserve Act (12 U.S.C. 244 and
248).
Purpose(s):
These records are collected and maintained to assist the Board in
administering its personnel functions, and to maintain a record of
proceedings in a disciplinary or adverse action.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routine uses A, B, C, D, E, F, G, H, and I apply to this
system. Records may also be used:
1. To disclose information to any source from which additional
information is requested (to the extent necessary to identify the
individual, inform the source of the purpose(s) of the request, and
identify the type of information requested), when necessary to obtain
information relevant to a Board decision to hire or retain an employee,
issue a security clearance, conduct a security or suitability
investigation of an individual, classify jobs, let a contract, or issue
a license, grant, or other benefit;
2. In producing summary descriptive statistics and analytical
studies to support the function for which the records are collected and
maintained, or for related work force studies (While published
statistics and studies do not contain individual identifiers, in some
instances the selection of elements of data included in the study may
be structured in such a way as to make the data individually
identifiable by inference.);
3. To provide an official of another federal agency information he
or she needs to know in the performance of his or her official duties
or reconciling or reconstructing data files, in support of the
functions for which the records were collected and maintained; and
4. To disclose information to the Department of Labor, Department
of Veterans Administration, Social Security Administration, Department
of Defense, a Federal Reserve Bank, or any other federal agencies that
have special civilian employee retirement programs; or to a national,
state, county, municipal, or other publicly recognized charitable or
income security, administration agency (e.g., state unemployment
compensations agencies), when necessary to adjudicate a claim under the
retirement, insurance, unemployment, or health benefits programs of the
Board, a Federal Reserve Bank, or any agency cited above, or to an
agency to conduct an analytical study or audit of benefits being paid
under such programs.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Retrievability. Records can be retrieved by the names of the
individuals on whom they are maintained.
Safeguards. Access to records is limited to those whose official
duties require it. Paper records are secured by lock and key and
electronic records are password protected.
Retention and disposal. Records are maintained for seven years
after the case is closed.
System manager(s) and address:
Manager, Staffing, ER and Clearances, Management Division, Board of
Governors of the Federal Reserve System, 20th Street and Constitution
Avenue, NW., Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by the individual to whom the record
pertains; Board officials; affidavits or statements from employees;
testimonies of witnesses; official documents relating to an action,
appeal, grievance, or complaint; and correspondence from specific
organizations or persons.
Exemptions claimed for the system:
None.
BGFRS-7
System name:
FRB--Payroll and Leave Records.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
[[Page 24993]]
Categories of individuals covered by the system:
Past and present employees and members of the Board.
Categories of records in the system:
Payroll records, including pay statements; requests for deductions;
tax and Social Security withholdings; Board retirement deductions; any
voluntary withholdings; tax forms; W-2 forms; overtime requests; leave
data; worker's compensation data; leave records, including compensatory
time, and codes indicating reasons for taking leave, such as family
illness, or military leave.
Authority for maintenance of the system:
Sections 10 and 11 of the Federal Reserve Act (12 U.S.C. 244 and
248), and Executive Order 9397.
Purpose(s):
These records are collected and maintained by the Board for
payroll, attendance, leave, insurance, tax, retirement, budget, and
cost-accounting programs, and to facilitate compliance with statutory
requirements.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routine uses A, B, C, D, E, F, G, H, and I apply to this
system. Records may also be used:
1. To disclose information to the Office of Child Support
Enforcement of the United States Department of Health and Human
Services, for use in locating individuals, verifying Social Security
Numbers, and identifying their income sources to establish paternity,
establishing and modifying orders of child support, identifying sources
of income, and for other child support enforcement actions;
2. To disclose information appropriate federal and state agencies
to provide required reports including data on unemployment insurance;
3. To disclose information to the Social Security Administration to
report FICA deductions;
4. To disclose information to charitable institutions to report
contributions;
5. To disclose information to the Internal Revenue Service and to
state, local, tribal, and territorial governments for tax purposes;
6. To disclose information to the Office of Personnel Management in
connection with programs administered by that office;
7. To disclose information to an employee, agent, contractor, or
administrator of any Board, Federal Reserve System, or federal
government employee benefit or savings plan, any information necessary
to carry out any function authorized under such plan, or to carry out
the coordination or audit of such plan;
8. To disclose information to officials of labor organizations
recognized under applicable law, regulation, or policy when relevant
and necessary to their duties of exclusive representation concerning
personnel policies, practices, and matters affecting working
conditions;
9. To disclose information to a federal agency for the purpose of
collecting a debt owed the federal government through administrative or
salary offset or the offset of tax refunds;
10. To disclose relevant information to other federal agencies
conducting computer matching programs to eliminate fraud and abuse and
to detect unauthorized overpayments made to individuals; and
11. To disclose information to verify for an entity preparing to
make a mortgage or other loan to an employee the individual's
employment status and salary, at the request of the individual.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper form and electronic form.
Retrievability. Records can be retrieved by name, social security
number, or employee identification number.
Access Controls. Access to records is limited to those whose
official duties require it. Paper records are secured by lock and key
and electronic records are password protected.
Retention and disposal. All records are retained for the
appropriate period which ranges from one year from the date of annual
audit or when six years old (whichever is sooner) to sixty-five years
after separation or transfer of the employee.
System manager and address:
Manager, Payroll, Compensation and Benefits, Management Division,
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by the individual or his or her supervisor
on internal personnel forms, federal, state, and local tax forms,
employee authorizations and directive forms, insurance forms, leave and
overtime reports, and federal and state garnishment forms.
Exemptions claimed for the system:
None.
BGFRS-8
System name:
FRB--Travel Records.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Some information, including travel and lodging reservations by
employees and individuals who are provided travel by the Board, is
collected and maintained, on behalf of the Board, by SatoTravel
Services at 4601 N. Fairfax Drive, Suite 170, Arlington, VA 22203.
Categories of individuals covered by the system:
Past and present Board employees, and authorized individuals who
are provided travel by the Board.
Categories of records in the system:
Travel Authorization forms and supporting documentation; Travel
Expense Statements and supporting documentation; applications for the
government travel card; periodic reports
[[Page 24994]]
from the card issuer regarding use of the government travel cards;
records regarding Board reimbursement of travel expenses; and records
regarding reservations for transportation and lodging sent to the
Board's Travel Office. Records maintained by the government travel card
issuer are covered by the government-wide system of records, Travel
Charge Card Program (GSA/GOVT-3).
Authority for maintenance of the system:
Sections 10 and 11 of the Federal Reserve Act (12 U.S.C. 244 and
248), and Executive Order 9397.
Purpose(s):
These records are collected and maintained to provide a travel
management process that covers official travel for the Board and
provides for tracking and appropriate reimbursement of expenses
incurred in such travel.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routine uses A, B, C, D, F, G, H, and I apply to this
system. Records may also be used:
1. To disclose information to a Federal agency for accumulating
reporting data and monitoring travel management centers;
2. To disclose information in the form of listings, reports, and
records of all common carrier transactions including refunds and
adjustments to an agency by the contractor to enable audits of carrier
charges to the Federal government; and
3. To disclose information to consumer reporting agencies as
defined in the Fair Credit Reporting Act (15 U.S.C. 1681a(f)) regarding
the use of the government travel card.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in both paper and electronic form.
Retrievabililty. Paper records can be retrieved by the traveler's
name. Electronic records can be retrieved by name, employee
identification number, social security number, travel card account
number, or trip number.
Access Controls. Access to records is limited to those whose
official duties require it. Paper records are secured by lock and key
and electronic records are password protected. Paper records more than
two years old are stored at an offsite facility.
Retention and disposal. All records are retained for six years
after the period of the account except that in certain instances
(generally involving deductions or overcharges), the records are
retained for ten years.
System manager and address:
Manager, Special Projects and Travel, Management Division, Board of
Governors of the Federal Reserve System, 20th Street and Constitution
Avenue, NW., Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by the individual to whom the record
pertains, from Travel Authorizations, reports from the government
travel card contractor, from the automated financial system of the
Management Division regarding reimbursement, and from the travel agency
regarding reservations.
Exemptions claimed for the system:
None.
BGFRS-9
System name:
FRB--Supplier Files.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Categories of individuals covered by the system:
Individuals who supply contracted services to the Board, and
speakers, applicants or other official visitors to whom the Board must
provide reimbursement for fees, travel or other expenses (collectively
referred to as ``suppliers'').
Categories of records in the system:
Supplier Information Form, W-9 Tax Identification Document, and any
other information pertaining to the supplier's status. The Supplier
Information Form contains the following information: individual's name,
social security number or taxpayer identification number, address,
telephone/fax numbers, email address, contact name/telephone number,
supplier classification (such as vendor, speaker, or applicant), and
EFT bank information.
Authority for maintenance of the system:
Sections 10 and 11 of the Federal Reserve Act (12 U.S.C. 244 and
248), and Executive Order 9397.
Purpose(s):
These records are collected and maintained to assist the Board in
tracking and paying suppliers and completing reports for the Internal
Revenue Service.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routine uses A, C, D, G, and I, apply to this system.
Records may also be used to disclose information to the Internal
Revenue Service to report payments that may be considered income to the
suppliers.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form. Some
electronic records created prior to October 2003 are stored in the
Federal Reserve Integrated Records Management Architecture (FIRMA).
Retrievability. Paper records can be retrieved by a supplier's
name. Electronic records can be retrieved by name, social security
number, taxpayer identification number, or purchase order number.
Access Controls. Access to records is limited to those whose
official duties require it. Paper records are secured by lock and key
and electronic records are password protected.
[[Page 24995]]
Retention and disposal. All records relating to contracts that
exceed the simplified acquisition threshold and all construction
contracts exceeding $2,000 are retained for six years and three months
after final payment and all other records are retained for three years
after final payment.
System manager and address:
Assistant Director, Technology Support, Management Division, Board
of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by the individual on whom the record
pertains, information from Travel Authorizations and Travel Expense
Statements, and information from contract documents.
Exemptions claimed for the system:
None.
BGFRS-10
System name:
FRB--General Files on Board Members.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Categories of individuals covered by the system:
Past and present members of the Board.
Categories of records in the system:
Biographies of past and present members of the Board, oaths of
office, and miscellaneous correspondence relating to such members.
Authority for maintenance of the system:
Sections 10 and 11 of the Federal Reserve Act (12 U.S.C. 244 and
248).
Purpose(s):
These records are collected and maintained to confirm the
composition of the Board, length of term, appointments, succession, and
biographical details.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routine uses A, C, D, G, and I apply to this system.
Records may also be used for background information to determine
qualifications for appointment and reappointment, for compiling
information for news releases and other publications, and for recording
correspondence concerning the governors.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Electronic records are stored in the Federal Reserve Integrated Records
Management Architecture (FIRMA).
Retrievability. Records can be retrieved by name.
Access Controls. Access to records is limited to those whose
official duties require it. Paper records are secured by lock and key
and electronic records are password protected.
Retention and disposal. All records are permanent.
System manager and address:
Secretary of the Board, Office of the Secretary, Board of Governors
of the Federal Reserve System, 20th Street and Constitution Avenue,
NW., Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
The information is provided by individual to whom the record
pertains, his or her incoming correspondence, and staff response
thereto.
Exemptions claimed for the system:
Certain portions of this system of records may be exempted from 5
U.S.C. 552a(c)(3), (d), (e)(1), (e)(4)(G), (H), and (I), and (f) of the
Privacy Act pursuant to 5 U.S.C. 552a(k)(5).
BGFRS-11
System name:
FRB--Official General Files.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Categories of individuals covered by the system:
Correspondents with the Board and System personnel.
Categories of records in the system:
Incoming and outgoing correspondence concerning Board business,
including records relating to System personnel in official capacities
such as instructors, consultants, and Board representatives to various
committees, conferences, etc.
[[Page 24996]]
Authority for maintenance of the system:
Sections 10 and 11 of the Federal Reserve Act (12 U.S.C. 244 and
248).
Purpose(s):
These records are collected and maintained to document important
transactions between Board members, officials, and staff and with the
White House, Congress, other federal agencies, foreign financial
institutions, professional groups, and the public.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routine uses A, C, D, G, and I apply to this system.
Records may also be used for reference purposes in preparing responses
to inquiries from the public and used in recording official duties of
System personnel.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Electronic records are stored in the Federal Reserve Integrated Records
Management Architecture (FIRMA).
Retrievability. Records can be retrieved by name.
Access Controls. Access to records is limited to those whose
official duties require it. Paper records are secured by lock and key
and electronic records are password protected.
Retention and disposal. All records are retained for the
appropriate period ranging from three years to permanently.
System manager and address:
Secretary of the Board, Office of the Secretary, Board of Governors
of the Federal Reserve System, 20th Street and Constitution Avenue,
NW., Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by the individual to whom the record
pertains, his or her incoming correspondence, and staff response
thereto.
Exemptions claimed for the system:
Certain portions of this system of records may be exempted from 5
U.S.C. 552a(c)(3), (d), (e)(1), (e)(4)(G), (H), and (I), and (f) of the
Privacy Act pursuant to 5 U.S.C. 552a(k)(5).
BGFRS-12
System name:
FRB--Bank Officers Personnel System.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Categories of individuals covered by the system:
Past and present Federal Reserve Bank officers.
Categories of records in the system:
Personnel information (including demographic, academic,
professional, and employment information) on Reserve Bank officers, as
well as personnel actions that have occurred during their employment
with the Federal Reserve Banks, including the Federal Reserve
Information Technology office and the Office of Employee Benefits.
Authority for maintenance of the system:
Sections 4, 10, 11 and 21 of the Federal Reserve Act (12 U.S.C.
247, 248, 307, and 485).
Purpose(s):
These records are collected and maintained to assist the Board in
its oversight role of the Federal Reserve Banks.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routine uses A, B C, D, F, G, H, and I apply to this
system. Records may also be used to provide reports, such as the
Board's Annual Report, to Congress, agencies, and the public on
characteristics of the Federal Reserve Bank officer work force.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Retrievability. Records can be retrieved by name or employee
identification number.
Access Controls. Access is limited to those whose official duties
require it. Paper records are secured by lock and key and electronic
records are password protected.
Retention and disposal. All records are retained until no longer
needed for administrative or reference purposes.
System manager and address:
Division Director, Reserve Bank Operations and Payment Systems,
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be
[[Page 24997]]
amended, and (3) describe the nature of and reasons for each requested
amendment.
Record source categories:
Information is provided by the individual to whom the record
pertains, Federal Reserve Bank staff, and personnel systems.
Exemptions claimed for the system:
None.
BGFRS-13
System name:
FRB--Federal Reserve System Bank Supervision Staff Qualifications.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Some information is collected and maintained, on behalf of the
Board, by the twelve Federal Reserve Banks.
Categories of individuals covered by the system:
Past and present bank supervision staff (including bank examiners)
employed by the Federal Reserve System.
Categories of records in the system:
Information relating to the skills, qualifications, training, and
experience of bank supervision staff, and information regarding past
and present assignments and current availability of individual bank
supervision staff employees.
Authority for maintenance of the system:
Sections 10, 11, and 21 of the Federal Reserve Act (12 U.S.C. 244,
248, and 483).
Purpose(s):
These records are collected and maintained to assist the Board in
performing its statutory duty to examine state member banks, bank
holding companies, financial holding companies and affiliates of such
institutions. The information is used to assist in career development
of examiners and other bank supervision staff. The information also
aids the Board and the Reserve Banks in selecting qualified bank
supervision staff for particular assignments.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General Routine uses A, B, C, D, E, F, G, H, and I apply to this
system. Records may also be used to disclose information to Federal
Reserve Banks in connection with work performed on behalf of the Board
or training provided by the Federal Reserve System.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Retrievability. Records can be retrieved by the name or a unique
assigned identification number for the individual on whom they are
maintained.
Access Controls. Access to records is limited to those whose
official duties require it. Paper records are secured by lock and key
and electronic records are password protected.
Retention and disposal. All records are made inactive when the
employee leaves the Federal Reserve System and are retained for five
years after the record becomes inactive.
System managers and address:
Division Director, Banking Supervision and Regulation, and Division
Director, Consumer and Community Affairs, Board of Governors of the
Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by the individual to whom the record
pertains and personnel and training records regarding the individual
that are maintained by the Board and Federal Reserve Banks.
Exemptions claimed for the system:
Certain portions of this system of records may be exempt from 5
U.S.C. 552a(c)(3), (d), (e)(1), (e)(4)(G), (H), and (I), and (f) of the
Privacy Act pursuant to 5 U.S.C. 552a(k)(5).
BGFRS-14
System name:
FRB--General File of Federal Reserve Bank and Branch Directors.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Categories of individuals covered by the system:
Past and present Federal Reserve Bank and Branch directors.
Categories of records in the system:
Biographies of past and present Federal Reserve Bank and Branch
directors, oaths of office, resignations, and miscellaneous
correspondence.
Authority for maintenance of the system:
Sections 3, 4, 11 and 21 of the Federal Reserve Act (12 U.S.C. 248,
302, 485, and 521).
Purpose(s):
These records are collected and maintained to assist the Board in
its oversight of the selection of Federal Reserve Bank and Branch
Directors.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routine uses A, C, D, G, and I apply to this system.
Records may be used as background information for determining
qualifications for appointment and reappointment, for compiling
information for news releases and other publications, and for recording
correspondence concerning such persons.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Retrievability. Records can be retrieved by name.
[[Page 24998]]
Access Controls. Access to records is limited to those whose
official duties require it. Paper records are secured by lock and key
and electronic records are password protected.
Retention and disposal. All records are retained for at least five
years after the annual cutoff, and then destroyed or deleted when no
longer needed for administrative or reference purposes.
System manager and address:
Secretary of the Board, Office of the Secretary, Board of Governors
of Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by the individual to whom the record
pertains, his or her incoming correspondence, and staff response
thereto.
Exemptions claimed for the system:
Certain portions of this system of records may be exempt from 5
U.S.C. 552a(c)(3), (d), (e)(1), (e)(4)(G), (H), and (I), and (f) of the
Privacy Act pursuant to 5 U.S.C. 552a(k)(5).
BGFRS-16
System name:
FRB--Regulation U Reports of Nonbank Lenders.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Categories of individuals covered by the system:
Individuals (other than banks, brokers, and dealers) who extend
credit in specified amounts secured by margin stock.
Categories of records in the system:
Responses to G-1, G-2, and G-4 Reports filed by persons registered
pursuant to Regulation U, 12 CFR 221, including identifying information
about the registrant such as name, address, securities credit, and
balance sheet assets and liabilities.
Authority for maintenance of the system:
Sections 3, 7, 17, and 23 of the Securities Exchange Act of 1934
(15 U.S.C. 78c, 78g, 78q, and 78w), and Regulation U (12 CFR 221).
Purpose(s):
These records are collected and maintained to assist the Board in
maintaining a current list of persons registered as margin lenders
under the securities laws.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routine uses A, C, D, G, and I apply to this system.
Records may be used:
1. To disclose, upon request, the name of a registered individual
who extends credit secured by margin stock; and
2. To disclose information, when appropriate, to foreign
governmental authorities in accordance with law, and formal or informal
international agreements.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Retrievability. Records can be retrieved by the individual's name.
Access Controls. Access to records is limited to those whose
official duties require it. Paper records are secured by lock and key
and electronic records are password protected.
Retention and disposal. The electronic images of the G-1 and G-2
Reports are retained for fifteen years after approval of application,
then destroyed when no longer needed for reference. The paper files are
destroyed upon verification of the electronic image and/or when no
longer needed for reference. The G-4 Reports are retained five years,
then destroyed when no longer needed for administrative purposes. If
the G-4 Reports are received in paper, but then entered into an
electronic system at the Board, the paper record may be destroyed upon
verification of the database.
System manager and address:
Division Director, Banking Supervision and Regulation, Board of
Governors of the Federal Reserve System, 20th Street and Constitution
Avenue, NW., Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by the individual to whom the record
pertains.
Exemptions claimed for the system:
None.
[[Page 24999]]
BGFRS-17
System name:
FRB--Municipal or Government Securities Principals and
Representatives.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Categories of individuals covered by the system:
Persons who are, or seek to be, municipal or government securities
principals or municipal or government securities representatives
associated with a municipal or government securities dealer that is a
state member bank of the Federal Reserve System or a United States
branch of a foreign bank, or a subsidiary or a department or division
thereof.
Categories of records in the system:
Identifying information; educational, employment, and disciplinary
information; scores on professional qualification examinations; and,
where applicable, information regarding termination of employment of
individuals covered by the system. Identifying information includes
name, address, date and place of birth, and may include Social Security
number.
Authority for maintenance of the system:
Sections 3, 15B, 15C, 17, and 23 of the Securities Exchange Act of
1934 (15 U.S.C. 78c, 78o-4, 78o-5, 78q, and 78w), section 11 of the
Federal Reserve Act (12 U.S.C. 248), and Executive Order 9397.
Purpose(s):
These records are collected and maintained to permit the Board to
perform its responsibilities under the securities laws with regard to
the persons described in this system of records.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routine uses A, C, D, E, G, and I apply to this system.
Records may also be used to disclose information to a federal, state,
local, or foreign governmental authority or a self-regulatory
organization if necessary in order to obtain information relevant to a
Federal Reserve Board inquiry concerning a person who is or seeks to be
associated with a municipal or government securities dealer.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Retrievability. Records can be retrieved by the individual's name.
Access Controls. Access to records is limited to those whose
official duties require it. Paper records are secured by lock and key
and electronic records are password protected.
Retention and disposal. The retention period for these records is
currently under review. Until the review is completed, these records
will not be destroyed.
System manager and address:
Division Director, Banking Supervision and Regulation, Board of
Governors of the Federal Reserve System, 20th Street and Constitution
Avenue, NW., Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by the individual to whom the record
pertains as well as municipal or government securities dealers with
whom the individuals are associated, and federal, state, local, and
foreign governmental authorities, and self-regulatory organizations
which regulate the securities industry.
Exemptions claimed for the system:
None.
BGFRS-18
System name:
FRB--Consumer Complaint Information.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Some information is collected and maintained, on behalf of the
Board, by the twelve Federal Reserve Banks.
Categories of individuals covered by the system:
Persons who have filed consumer complaints with the Federal Reserve
Board or a Federal Reserve Bank, or whose complaint to another agency
has been referred to the Federal Reserve Board for review.
Categories of records in the system:
Complaints regarding state-chartered member banks, as well as other
financial institutions, individuals, or organizations that are subject
to federal banking supervision. The records may contain the name and
address of an individual or organization that referred a matter to the
Board. Information in these records includes the complainant's name;
the name of the financial institution that is the subject of the
complaint; the subject matter of the complaint; and the Board's
response to the complaint. Supporting records include, but are not
limited to, documents supplied by the complainant. If the complaint
concerns an institution that is not subject to supervision by the
Board, the record may consist of a referral letter to the appropriate
supervisory agency.
Authority for maintenance of the system:
Section 11 of the Federal Reserve Act (12 U.S.C. 248); section 5 of
the Bank Holding Company Act (12 U.S.C. 1844); and section 18(f) of the
Federal Trade Commission Act (15 U.S.C. 57a(f)).
Purpose(s):
These records are collected and maintained to permit the Board to
perform its responsibilities under the Federal Reserve Act, the Federal
Trade Commission Act, and other consumer protection laws to respond to
consumer complaints and inquiries regarding
[[Page 25000]]
practices by banks and other financial institutions supervised by the
Board.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routine uses A, B, C, D, G, and I apply to this system.
Records may also be used:
1. To disclose information to a Board-regulated entity that is the
subject of a complaint or inquiry; and
2. To disclose information to third parties to the extent necessary
to obtain information that is relevant to the resolution of a complaint
or inquiry.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Electronic records are stored in the Federal Reserve Integrated Records
Management Architecture (FIRMA).
Retrievability. Records can be retrieved by consumer name, bank
name, Reserve Bank name, or control number.
Access Controls. Access to records is limited to those whose
official duties require it. Paper records are secured by lock and key
and electronic records are password protected.
Retention and disposal. All records are retained for five years,
then destroyed when no longer needed for administrative purposes.
System manager and address:
Division Director, Consumer and Community Affairs, Board of
Governors of the Federal Reserve System, 20th Street and Constitution
Avenue, NW., Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by the individual who initiates complaint
(or his or her representative, which may include a member of Congress
or an attorney); appropriate federal, state, or local regulatory and
enforcement agencies; and institutions or individuals that are the
subject of the complaint.
Exemptions claimed for the system:
Certain portions of this system of records may be exempt from 5
U.S.C. 552a(c)(3), (d), (e)(1), (e)(4)(G), (H), and (I), and (f) of the
Privacy Act pursuant to 5 U.S.C. 552a(k)(2).
BGFRS-20
System name:
FRB--Survey of Consumer Finances.
System location(s):
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Information is also collected and maintained on behalf of the
Board, by National Opinion Research Center at the University of Chicago
(NORC) at 1155 East 60th Street, Chicago, IL 60637.
Categories of individuals covered by the system:
Voluntary response to the Board's periodic survey of U.S.
households on the current state of households' finances (SCF).
Categories of records in the system:
NORC, the independent contractor for survey data collection, holds
three types of files:
(a) Answers given by survey participants in the course of the
administration of the survey questionnaire. No identifying information
is included in this category.
(b) Answers given by interviewers to questions about the
administration, or attempted administration, of the survey interview,
and answers given by interviewers to questions about the area around
the sample addresses. No identifying information is included in this
category.
(c) A control file containing the name, address, other identifying
or locating characteristics of members of the survey sample, and
technical information describing survey participation.
The Board holds five types of files:
(a) All information included in (1)(a) and (1)(b).
(b) A control file containing general geographic characteristics
and technical information describing survey participation. No
identifying information is included in this category.
(c) For a part of the survey sample, information from statistical
records derived from individual tax returns, including a Social
Security number but containing no other identifying information.
(d) Files of information matched to the survey data by high-level
characteristics, such as general location, occupation, banking market,
etc. No identifying information is included in this category.
Authority for maintenance of the system:
Section 2A of the Federal Reserve Act (12 U.S.C. 225a) and 15
U.S.C. 1601, note.
Purpose(s):
The records are collected and maintained for statistical purposes
only in order to structure, conduct, and process the SCF. The SCF is a
key part of the national statistical system and it provides a basis for
a wide variety of government, academic, and other statistical research.
Routine uses of records maintained in the system, including categories
of users and the purpose of such uses:
Data collected as a part of the SCF are protected under the
Confidential Information Protection and Statistical Efficiency Act
(CIPSEA). To the extent that disclosure is permitted under CIPSEA,
records may be disclosed for general routine uses C and I. Records may
also be used:
1. Prior to the completion of data collection, the survey
contractor uses information in the system to devise and attempt to
execute a plan to request an interview with all members of the survey
sample; access to such information is available only to those involved
in the sample design and its implementation in the field.
2. Upon completion of data collection, access by the contractor to
the system is limited to the specific information necessary to complete
the initial processing of the data and to respond to requests from
survey participants.
3. At the Board, access to data from the system is available only
to staff
[[Page 25001]]
members who have the primary responsibility for conducting and
processing the survey.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Retrievability. Records of answers provided by survey participants
or interviewers can be retrieved by an identification number (which is
generated for administrative purposes). Control file records can be
retrieved by all categories of identifying information and above noted
identification number.
Access Controls. Access to records is limited to those whose
official duties, consistent with CIPSEA, require it. All records are
secured by such controls as required to comply with CIPSEA.
Retention and disposal. All input information is retained at least
six months after the accuracy of the database has been verified and
destroyed when no longer needed for administrative or reference
purposes. The final version of the SCF data set is one statistically
altered to protect the identity of the survey participants; this data
set is placed in the public domain. A data set without these
alterations is retained as a restricted version within the
Microeconomics Surveys Unit at the Federal Reserve Board.
Systems manager and address:
Head, Microeconomic Surveys Unit, Financial Studies Section,
Division of Research and Statistics, Board of Governors of the Federal
Reserve System, 20th Street and Constitution Avenue, NW., Washington,
DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by survey participants. Other information
about the steps taken to obtain an interview, the progress of the
interview, and the general characteristics of the neighborhood of the
sample address, is obtained from the survey interviewers. Technical
sample design information for a geographically based part of the survey
sample is obtained from NORC; for sample members in the other part of
the sample, statistical records derived from individual tax returns are
obtained from the Statistics of Income Division of the Internal Revenue
Service.
Exemptions claimed for the system:
None.
BGFRS-21
System name:
FRB--Supervisory Enforcement Actions and Special Examinations
Tracking System.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Some information is collected and maintained, on behalf of the
Board, by the twelve Federal Reserve Banks.
Categories of individuals covered by the system:
Directors, officers, employees, shareholders, agents, independent
contractors, and persons participating in the conduct of the affairs of
entities regulated by the Board (``institution-affiliated parties'')
who may have been involved in suspected criminal activity, suspicious
activities under the Bank Secrecy Act, potential or actual violations
of law, or unsafe and unsound banking practices, and other individuals
who may have been involved in suspected criminal activity, suspicious
activities under the Bank Secrecy Act, violations of law, or unsafe or
unsound banking practices referenced in documents received or prepared
by the Board in the course of exercising its supervisory functions.
Categories of records in the system:
Inter- and intra-agency correspondence, memoranda, reports, and
notes. The records stored in Supervisory Enforcement Actions and
Special Examinations Tracking System (SEASE) contain information
identifying and/or describing particular financial institutions and
individuals; suspected criminal activity, suspicious activity under the
Bank Secrecy Act, violations of law, or unsafe and unsound banking
practices; dollar amounts; dates of suspicious activity, violation, or
unsafe and unsound banking practice; and witnesses. The records may
include the following information about current or former institution-
affiliated parties or other individuals: Name; date of birth;
employment relationship to institution; employment termination date;
social security number or taxpayer identification number; current
employer; name(s) of the financial institution that the individual is/
was affiliated with in connection with alleged violations of law,
suspicious activity, or unsafe and unsound banking practices;
information regarding alleged violations of law, suspicious activity,
or unsafe and unsound banking practices; and examination, supervisory,
investigatory and/or enforcement comments in connection with alleged
violations of law, suspicious activity, or unsafe and unsound banking
practices. SEASE also tracks a number of other dates including case
opening, approvals of case management and enforcement decisions, and
effective dates and termination dates of enforcement actions.
Authority for maintenance of the system:
The Federal Reserve Act (12 U.S.C. 221 et seq.); the Change in Bank
Control Act (12 U.S.C. 1817(j)); the Bank Merger Act (12 U.S.C.
1828(c)); the Federal Deposit Insurance Act (12 U.S.C. 1811 et seq.);
the Bank Holding Company Act (12 U.S.C. 1841 et seq.); the Bank Service
Company Act (12 U.S.C. 1861 et seq.); the International Banking Act (12
U.S.C. 3101 et seq.); the consumer protection laws regarding practices
by banks and other financial institutions supervised and regulated by
the Board; the Board's Regulations (12 CFR 201 et seq.); and Executive
Order 9397.
Purpose(s):
These records are collected and maintained to serve as a central
repository and tracking system for Federal Reserve System investigatory
and enforcement actions.
[[Page 25002]]
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routine uses A, C, D, G, and I apply to this system.
Records may also be used:
1. To disclose to federal financial regulatory agencies and FinCEN
information relevant to their enforcement authority;
2. To disclose information to third parties during the course of an
investigation to the extent necessary to obtain information pertinent
to the investigation; and
3. To disclose information with regard to formal enforcement
actions pursuant to 12 U.S.C. 1818(u), which requires the Board to
publish and make available certain enforcement documents.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Retrievability. Records can be retrieved by indexes of data fields,
including name of financial institution, Federal Reserve Bank District,
and individuals' names, social security number or taxpayer
identification number, date of birth, employment relationship,
employment termination date, and current employer.
Access Controls. Access to records is limited to those whose
official duties require it. Paper records are secured by lock and key
and electronic records are password protected.
Retention and disposal. All records are retained with related
records and deleted when no longer needed for administrative or
reference purposes.
System manager and address:
Special Counsel (Manager), Supervisory Enforcement Actions Section,
Banking Supervision and Regulation, Board of Governors of the Federal
Reserve System, 20th Street and Constitution Avenue, NW., Washington,
DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by various sources, including, inter alia,
law enforcement and other agency personnel involved in sending
inquiries to the Board, documents received by the Board in the course
of executing the Board's supervisory responsibilities, and reports and
forms filed by individuals to whom the record pertains. The information
maintained by FinCEN is compiled from SAR and related historical and
updating forms compiled by financial institutions, the Board, and the
other federal financial regulatory agencies for law enforcement
purposes.
Exemptions claimed for the system:
Certain portions of this system of records may be exempt from 5
U.S.C. 552a(c)(3), (d), (e)(1), (e)(4)(G), (H), and (I), and (f) of the
Privacy Act pursuant to 5 U.S.C. 552a(k)(2).
BGFRS-23
System name:
FRB--Freedom of Information Act and Privacy Act Case Tracking and
Reporting System.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Categories of individuals covered by the system:
Individuals who have submitted requests and individuals whose
records are requested by others under the provisions of the Freedom of
Information Act (FOIA) or the Privacy Act (PA), and individuals who
have submitted feedback regarding the FOIA or PA programs and the
processing of FOIA or PA requests.
Categories of records in the system:
For individuals who have submitted requests, the following
categories of records are maintained in this system: The log number
assigned to the request, the name and address of a requester, the date
of the request, the date a response is due, the date of the
determination letter, the date responsive documents were mailed to
requester, a brief description of the information requested, the names
of Board staff to whom the request was assigned for processing, fee
data, and other information used for tracking and to compile the FOIA
Annual Report and other required reports. For individuals who have
submitted feedback, the following categories of records are maintained
in this system: The name and address of the individuals submitting the
feedback, the date of the submission, the content of the feedback, a
description of the subject matter of the feedback, the name of the
Board employee who received the feedback and the response to the
feedback.
Authority for maintenance of the system:
FOIA (5 U.S.C. 552), PA (5 U.S.C. 552a), and 12 CFR 261 and 261a.
Purpose(s):
These records are collected and maintained to assist the Board in
carrying out its responsibilities under the FOIA and PA.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routine uses C and I apply to this system. Records may also
be used:
1. To provide information to another federal agency, which
furnished information responsive to a request, for the purpose of
making a decision regarding access or amendment to the responsive
information; and
2. To release information to the news media and the public, unless
it is determined that release of specific information in the context of
a particular case would constitute an unwarranted invasion of personal
privacy.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Retrievability. Records can be retrieved by name of requester, log
number assigned to the request, subject matter of the request, or any
other field of information that is collected.
Access Controls. Access is limited to those whose official duties
require it. Paper records are secured by lock and
[[Page 25003]]
key and electronic records are password protected.
Retention and disposal. All records are retained for the
appropriate period which ranges from two years after date of reply to
six years after the final action by the agency or final adjudication by
courts, whichever is later.
System manager and address:
Manager, Freedom of Information Office, Office of the Secretary,
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by the individual making the request or
submitting feedback regarding the FOIA or PA program, other agencies
referring requests for access to or correction of records originating
at the Board, and Board employees engaged in processing or making
determinations on the requests or responding to the feedback.
Exemptions claimed for the system:
None.
BGFRS-24
System name:
FRB--EEO General Files.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Categories of individuals covered by the system:
Past and present employees of the Board.
Categories of records in the system:
Self-identification reports of current and former employees
regarding race, national origin, sex, and disability; identification by
Board staff regarding the race, national origin, sex, and disability
for those employees who refuse to voluntarily provide the information;
and EEO-related training records.
Authority for maintenance of the system:
Rehabilitation Act of 1973 (29 U.S.C. 791); Title VII of the Civil
Rights Act (42 U.S.C. 2000e et seq.); Equal Pay Act (29 U.S.C. 206);
sections 10 and 11 of the Federal Reserve Act (12 U.S.C. 244 and 248);
and the Notification and Federal Employee Antidiscrimination and
Retaliation Act of 2002 (5 U.S.C. 2301, note).
Purpose(s):
These records are collected and maintained to assist the Board in
carrying out its responsibilities under the Rehabilitation Act of 1973,
Title VII of the Civil Rights Act, and other nondiscrimination
statutes.
Routine uses of records maintained in the system, including categories
of uses and the purposes of such uses:
General routine uses A, B, C, D, F, G and I apply to this system.
Records may also be used to disclose information to management as a
data source for production of summary descriptive statistics and
analytical studies in support of the function for which the records are
collected and maintained, or for related personnel management functions
or manpower studies and may also be utilized to respond to
investigative or legal requests for statistical information (without
personal identification of individuals).
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Retrievability. Records can be retrieved by the individual's name.
Access Controls. Access to records is limited to those whose
official duties require it. Paper records are secured by lock and key
and electronic records are password protected.
Retention and disposal. All records are retained for three years,
or when superseded or obsolete.
System manager and address:
EEO Programs Director, Office of the Staff Director for Management,
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
The information is provided by the individual to whom the record
pertains and employees responsible for administering the Board's EEO
program.
Exemptions claimed for the system:
None.
BGFRS-25
System name:
FRB--Multi-Rater Feedback Records.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
[[Page 25004]]
Constitution Avenue, NW., Washington, DC 20551.
The completed multi-rater questionnaires and the resulting feedback
reports are collected and maintained, on behalf of the Board, by the
Hay Group at SunGard Data Systems Inc., 680 East Swedesford Road,
Wayne, Pennsylvania 19087. Based on the information provided by the
completed questionnaires, the contractor provides an individual
feedback report to the individual being evaluated. With the exception
of the feedback report that is provided to the individual being
evaluated, no individually identifiable information is maintained on
the Board's premises.
Categories of individuals covered by the system:
Past and present employees of the Board who have participated in
the multi-rater feedback program.
Categories of records in the system:
Questionnaires completed by the individual being evaluated and his
or her respondents, analyses of the questionnaires, and feedback
reports compiled by the contractor based upon the analyses.
Authority for maintenance of the system:
Sections 10 and 11 of the Federal Reserve Act (12 U.S.C. 244 and
248).
Purpose(s):
These records are collected and maintained to assist the Board in
administering its personnel functions and improving the management
skills of its employees.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routines uses A, C, D, F, G, H, and I apply to this system.
Records may also be used to disclose information to an arbitrator to
resolve disputes under a negotiated grievance procedure or to officials
of labor organizations recognized under applicable law, regulation, or
policy when relevant and necessary to their duties of exclusive
representation concerning personnel policies, practices, and matters
affecting working conditions.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Retrievabililty. Records can be retrieved by the name of the
individual being evaluated.
Access Controls. The contractor maintains strict confidentiality of
the information. Information in these files is not provided to Board
employees, except the individual being evaluated.
Retention and disposal. All records are retained for four years.
System manager and address:
Training Supervisor, Management Division, Board of Governors of the
Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by the individual and his or her
respondents, which may include the individual's peers and supervisors.
Exemptions claimed for the system:
Certain portions of this system of records may be exempted from 5
U.S.C. 552a(c)(3), (d), (e)(1), (e)(4)(G), (H), and (I), and (f) of the
Privacy Act pursuant to 5 U.S.C. 552a(k)(5).
BGFRS-26
System name:
FRB--Employee Relations Records.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Categories of individuals covered by the system:
Past and present Board employees (including special employees) with
work-related issues that have involved the employee relations
specialists in the Human Resources Function of the Management Division.
Categories of records in the system:
Written communications and related documents involved in adjusting
work-related problems, including copies of records included in other
systems of records, including Performance Management Program (PMP)
reports and related documentation, records of disciplinary actions, and
records related to the Personal Placement Program.
Authority for maintenance of the system:
Sections 10 and 11 of the Federal Reserve Act (12 U.S.C. 244 and
248).
Purpose(s):
These records are collected and maintained to assist the Board in
administering its personnel functions, and to assist employees in
resolving work-related issues.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routine uses A, B, C, D, E, F, G, H, and I apply to this
system. Records may also be used to disclose information to any source
from which additional information is requested (to the extent necessary
to identify the individual, inform the source of the purpose(s) of the
request, and to identify the type of information requested), when
necessary to obtain information relevant to a Board decision to hire or
retain an employee, issue a security clearance, conduct a security or
suitability investigation of an individual, classify jobs, let a
contract, or issue a license, grant, or other benefits.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Electronic records are stored in the Federal Reserve Integrated Records
Management Architecture (FIRMA).
Retrievabililty. Records can be retrieved by the names of the
individuals on whom they are maintained or by employee identification
number.
[[Page 25005]]
Access Controls. Access is limited to those whose official duties
require it. Paper records are secured by lock and key and electronic
records are password protected.
Retention and disposal. All records relating to an employee's
performance are retained for a period of ten years. All other records
are retained for the appropriate period in accordance with the time
period set forth in National Archives' General Records Schedule number
1.
System manager and address:
Manager, Staffing, ER and Clearances, Management Division, Board of
Governors of the Federal Reserve System, 20th Street and Constitution
Avenue, NW., Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by the individual to whom the record
pertains; the individual's managers, supervisors, and officers;
employees and officers in the Human Resources Function of the
Management Division.
Exemptions claimed for the system:
None.
BGFRS-27
System name:
FRB--Performance Management Program Records.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Final Performance Management Program (PMP) reports are maintained
by the Human Resources Function of the Management Division. Supporting
documentation for the reports is maintained in the division where the
employee works or worked.
Categories of individuals covered by the system:
Past and present Board employees.
Categories of records in the system:
Completed PMP reports, attachments, and supporting documentation;
submissions and written suggestions by the subject employee; and
records of PMP objective-setting sessions.
Authority for maintenance of the system:
Sections 10 and 11 of the Federal Reserve Act (12 U.S.C. 244 and
248).
Purpose(s):
These records are collected and maintained to assist the Board in
administering its personnel functions.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routine uses A, B, C, D, E, F, G, H, and I apply to this
system. Records may also be used to disclose information to public and
private organizations, including news media, which grant or publicize
employee awards.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Electronic records are stored in the Federal Reserve Integrated Records
Management Architecture (FIRMA).
Retrievabililty. Records can be retrieved by the names of the
individuals on whom they are maintained.
Access Controls. Access to records is limited to those whose
official duties require it. Paper records are secured by lock and key
and electronic records are password protected.
Retention and disposal. All records are retained for a period of
ten years.
System manager and address:
Associate Director, Human Resources, Management Division, Board of
Governors of the Federal Reserve System, 20th Street and Constitution
Avenue, NW., Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by the individual to whom the record
pertains, and the individual's manager(s).
Exemptions claimed for the system:
None.
BGFRS-28
System name:
FRB--Employee Assistance Program Records.
System location:
This information is collected and maintained, on behalf of the
Board, by Cope, Inc. at 1129 G Street, NW., Suite 550, Washington, DC
20005.
Categories of individuals covered by the system:
Past and present employees, and their spouses and dependent
children, who have consulted with, or been referred to,
[[Page 25006]]
the Employee Assistance Program (EAP).
Categories of records in the system:
Case files developed for each client seen by a counselor, including
notes of each contact between the client and counselor, an intake form,
the counselor's assessment, the kind of services being provided
(including referrals), any release forms signed, and follow-up
information on the outcome of the consultation.
Authority for maintenance of the system:
Sections 10 and 11 of the Federal Reserve Act (12 U.S.C. 244 and
248) and Executive Order 12564.
Purpose(s):
These records are collected and maintained to assist the Board in
providing a safe and healthy working environment, and to comply with
Executive Order 12564.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
Records may be used:
1. To disclose information to a new employee assistance contractor
following a contract transition for the services; and
2. To disclose information to family members or guardians, the
appropriate law enforcement officers, security services, or child
protective services, or other appropriate persons:
(a) Where there is a reason to suspect abuse or neglect of children
or other vulnerable persons,
(b) Where the individual using the EAP services poses a serious
threat to the health or safety of himself or herself or another
individual, or
(c) Where the individual using EAP services presents a clear and
present danger to the safety and security of the community, workplace,
or nation.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper form.
Retrievabililty. Records can be retrieved by the name of the
individual.
Access Controls. Only staff of the EAP have access to the files,
which are maintained on the premises of the contractor hired to
administer the program.
Retention and disposal. All records are retained for three years
after the termination of counseling.
System manager and address:
Employee Assistance Program Administrator, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by the individual to whom the record
pertains; the EAP counselor; the Board's EAP administrator; an
employee's physical or mental health care provider or counselor;
medical institutions; the contractor administering the Drug-Free
Workplace Plan; and Federal Reserve System personnel records.
Exemptions claimed for the system:
None.
BGFRS-29
System name:
FRB--Benefits Records.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Some information is collected and maintained, on behalf of the
Board, by its benefits contractors.
Categories of individuals covered by the system:
Past and present Board employees and their named beneficiaries.
Categories of records in the system:
All forms relating to employee benefits, records relating to claims
filed for benefits, and memoranda relating to individuals' benefits.
These benefits include health insurance, dental plan, life insurance,
disability coverage, accident insurance, flexible spending accounts,
premium conversion accounts, voluntary plans (i.e., Auto Insurance),
retirement and thrift plans, and any other benefits offered by the
Board.
Authority for maintenance of the system:
Sections 10 and 11 of the Federal Reserve Act (12 U.S.C. 244 and
248).
Purpose(s):
These records are collected and maintained to administer the
Board's benefits programs for its employees and assist in personnel
management.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routine uses A, B, C, D, F, G, H, and I apply to this
system. Records may also be used:
1. To disclose information to the Board's Thrift Plan, the Board's
Group Life Insurance administrators, Department of Labor, Department of
Veterans Affairs, Social Security Administration, Department of
Defense, a Federal Reserve Bank, or any federal agencies that have
special civilian employee retirement programs; or to a national, state,
county, municipal, or other publicly recognized charitable or income
security administration agency (e.g., state unemployment-compensation
agencies), when necessary to adjudicate a claim under the retirement,
insurance, unemployment, or health benefits programs of the Board, a
Federal Reserve Bank, or any agency cited above, or to an agency to
conduct an analytical study or audit of benefits being paid under such
programs;
2. To disclose to the Office of Personnel Management's Federal
Employees Group Life Insurance Program information necessary to verify
election, declination, or waiver of regular and/or optional life
insurance coverage, eligibility for payment of a claim for life
insurance, or a Thrift Savings Program (TSP) election change and
designation of beneficiary;
3. To disclose to health insurance carriers that provide a health
benefits plan under the Federal Employees Health Benefits Program
information
[[Page 25007]]
that is necessary to verify eligibility for payment of a claim for
health benefits; and
4. To disclose information to the executor of an individual's
estate, the government entity probating a will, a designated
beneficiary, or to any person who is responsible for the care of an
individual to the extent necessary when the individual to whom a record
pertains is deceased, or mentally incompetent, or under other legal
disability, and to disclose information to an individual's emergency
contact when necessary to assist that individual in obtaining any
employment benefit or any working condition, such as accommodations
under the Rehabilitation Act of 1973.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Electronic records are stored in the Federal Reserve Integrated Records
Management Architecture (FIRMA).
Retrievabililty. Records can be retrieved by the names of the
individuals on whom they are maintained.
Access Controls. Access is limited to those whose official duties
require it. Paper records are secured by lock and key and electronic
records are password protected.
Retention and disposal. Records regarding transferred employees are
transferred to the employee's new agency. Other records are retained
for sixty-five years after the employee's separation from Board
service.
System manager and address:
Manager, Payroll, Compensation and Benefits, Management Division,
Board of Governors of the Federal Reserve System, 20th and
Constitution, NW., Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by the individual to whom the record
pertains, the benefit provider, and staff of Human Resources in the
Management Division.
Exemptions claimed for the system:
None.
BGFRS-30
System name:
FRB--Academic Assistance Program Files.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
The primary files are maintained by the Human Resources Function of
the Management Division. Supporting documentation may be maintained in
the division where the employee works or worked.
Categories of individuals covered by the system:
Past and present Board employees.
Categories of records in the system:
Applications for academic assistance; descriptions of course work
by at universities; documents relating to requests for exceptions to
sections of the Academic Assistance Policy; reimbursement documentation
for textbooks; and a database that tracks all courses applied for,
completed, and reimbursed.
Authority for maintenance of the system:
Sections 10 and 11 of the Federal Reserve Act (12 U.S.C. 244 and
248).
Purpose(s):
These records are collected and maintained to assist the Board in
its personnel management and in providing training and educational
opportunities to its employees.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routine uses A, B, C, D, F, G, H, and I apply to this
system.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Retrievabililty. Records can be retrieved by the names of the
individuals on whom they are maintained.
Access Controls. Access to these records is limited to those whose
official duties require it. Paper records are secured by lock and key
and electronic records are password protected.
Retention and disposal. All records are retained for five years or
when superseded or obsolete, whichever is sooner.
System manager and address:
Training Supervisor, Management Division, Board of Governors of the
Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be
[[Page 25008]]
amended, and (3) describe the nature of and reasons for each requested
amendment.
Record source categories:
Information is provided by the individual to whom the record
pertains and his or her supervisor.
Exemptions claimed for the system:
None.
BGFRS-31
System name:
FRB--Protective Information System.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Categories of individuals covered by the system:
Individuals who are the subject of protective and background
investigations by the Board's Protective Services Unit and/or law
enforcement agencies where the evaluation of such individuals, in
accordance with criteria established by the Protective Services Unit,
indicates a need for such investigations; individuals who are the
subject of investigative records and reports supplied to the Board's
Protective Services Unit by federal, state, and local law enforcement
agencies, foreign or domestic, other non-law enforcement governmental
agencies, or private institutions and individuals; and individuals who
have attempted or solicited unauthorized entry into areas secured by
the Board's Protective Services Unit; individuals who have sought
unauthorized contact with persons protected by the Protective Services
Unit; or individuals who have been involved in incidents or events
which relate to the protective functions of the Protective Services
Unit.
Categories of records in the system:
Records containing information supplied by federal, state, and
local law enforcement agencies, foreign or domestic, other non-law
enforcement governmental agencies, private institutions and persons
concerning individuals who, because of their current activities,
background, prior activities and/or behavior, may be of interest to the
Board's Protective Services Unit; records containing information
compiled for the purpose of identifying and evaluating individuals who
may constitute a threat to the safety of persons or security of areas
protected by the Board's Protective Services Unit; and records
containing information compiled for the purpose of background
investigations of individuals, including but not limited to,
passholders, tradesmen, maintenance or service personnel who have
access to areas secured by or who may be in close proximity to persons
protected by the Board's Protective Services Unit.
Authority for maintenance of the system:
Sections 10 and 11 of the Federal Reserve Act (12 U.S.C. 244 and
248).
Purpose(s):
These records are collected and maintained to assist the Board in
providing a safe and secure environment for the chairman, Board members
and other Federal Reserve System staff.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routine uses A, B, C, D, G, and I apply to this system.
Records may also be used to disclose information to personnel of
federal, state, and local law enforcement agencies, and other
governmental agencies foreign or domestic: (a) For the purpose of
developing information on subjects involved in protective
investigations and evaluations and for the purpose of protective
intelligence briefings of personnel of other law enforcement and
governmental agencies assisting the Board's Protective Services Unit in
the performance of its protective functions; (b) where such disclosures
are considered reasonably necessary for the purpose of furthering
efforts to investigate the activities of those persons considered to be
of protective interest; or (c) where there is a showing of a reasonable
need to accomplish a valid law enforcement purpose.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Retrievability. Records can be retrieved by name, address,
telephone numbers, and other identifying information.
Access controls. Access to records is limited to those whose
official duties require it. Paper records are secured by lock and key
and electronic records are password protected.
Retention and disposal. The retention for these records is
currently under review. Until review is completed, these records will
not be destroyed.
System manager and address:
Director, Protective Services Unit, Office of the Staff Director
for Management, Board of Governors of the Federal Reserve System, 20th
Street and Constitution Avenue, NW., Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
This information is exempt pursuant to 5 U.S.C. 552a(k)(2).
Exemptions claimed for the system:
Certain portions of this system of records may be exempt from 5
U.S.C. 552a(c)(3), (d), (e)(1), (e)(4)(G), (e)(4)(H), (e)(4)(I), and
(f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(2).
BGFRS-32
System name:
FRB--Visitor Registration System.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Categories of individuals covered by the system:
All visitors to the buildings and other locations owned or leased
by the Board.
[[Page 25009]]
Categories of records in the system:
This system contains information concerning individuals who wish to
enter a building occupied by the Board. The following categories of
records are maintained in this system: The individual's name; date of
birth; Social Security number or passport number and country of issue;
organization or agency; Board employee visited; purpose of visit; date
and time of meeting or visit; e-mail address; and whether the
individual has been denied access to the Board. In addition,
information derived from law enforcement databases may be included in
some paper records.
Authority for maintenance of the system:
Sections 10 and 11 of the Federal Reserve Act (12 U.S.C. 243 and
248), and Executive Order 9397.
Purpose(s):
The records are collected and maintained to permit the Board to
provide for the security of its premises and the personnel in those
premises by prescreening visitors.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routine uses A, B, C, D, G, and I apply to this system.
Records are also used to disclose information to appropriate federal,
state, local, or foreign agencies where disclosure is reasonably
necessary to determine whether an individual intending to visit the
Board poses a security risk.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Retrievability. Records can be retrieved by name, Social Security
number, passport number, date of birth, host name, organization,
purposes of the visit, and date.
Access Controls. Access to records is limited to those whose
official duties require it. Paper records are secured by lock and key
and electronic records are password protected.
Retention and disposal. All records are retained for two years
after final entry to the Board or two years after date of document, as
appropriate.
System manager and address:
Assistant Director, Management Division, Board of Governors of the
Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by the individual who wishes to enter the
Board's premises, and, where appropriate, from law enforcement
databases.
Exemptions claimed for this system:
Certain portions of this system of records may be exempt from 5
U.S.C. 552a(c)(3), (d), (e)(1), (e)(4)(G), (e)(4)(H), (e)(4)(I), and
(f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(2).
BGFRS-33
System name:
FRB--Telephone Call Detail Records.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Categories of individuals covered by the system:
Past and present Board employees, consultants, and contractors who
have been assigned a telephone number by the Board.
Categories of records in the system:
Records relating to use of Board telephones to place local and long
distance calls; records indicating assignment of telephone numbers to
individuals covered by the system; and records relating to location of
telephones.
Authority for maintenance of the system:
Sections 10 and 11 of the Federal Reserve Act (12 U.S.C. 243 and
248).
Purpose(s):
These records are collected and maintained to detect and prevent
unauthorized use of the Board's telephones.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routine uses A, B, C, D, F, G, and I apply to this system.
Records may also be used to disclose information to current or former
Board employees and other individuals currently or formerly provided
telephone services by the Board to determine individual responsibility
for telephone calls.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Retrievability. Records can be retrieved by name of individual or
telephone number or by number(s) dialed.
Safeguards. Access to records is limited to those whose official
duties require it. Paper records are secured by lock and key and
electronic records are password protected.
Retention and disposal. The retention and disposal period for these
records is currently under review.
System manager and address:
Director, Division of Information Technology, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
[[Page 25010]]
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by the telephone assignment records; call
detail listings; results of administrative inquiries relating to
assignment of responsibility for placement of specific long distance
and local calls.
Exemptions claimed for the system:
None.
BGFRS-34
System name:
FRB--ESS Staff Identification Card File.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Categories of individuals covered by the system:
Past and present Board employees, temporary employees, retirees,
tenants, other government agency employees who have a need for an FRB
identification card, designated Federal Reserve Bank officers and
employees, and contractors who have been issued a Board identification
card.
Categories of records in the system:
Image of a picture of the individual; the individual's name; card
number; finger minutiae; card status; badge expiration date; employer's
name (if not the Board); relationship to the Board; card holder type;
employee identification number; and division; and, if applicable,
authorization to use the exercise facilities, data center, central
stock room (CSR), or any other controlled area requiring permissions
beyond general access. The database records the times of attempted and
authorized card initiated access to and egress from the Board's
buildings using the automated access control system. Additionally,
access is logged for entry into controlled spaces.
Authority for maintenance of the system:
Sections 10 and 11 of the Federal Reserve Act (12 U.S.C. 243 and
248).
Purpose(s):
These records are collected and maintained to provide security of
the Board's premises against unauthorized entry; to record entry to
Board premises as well as entry into secured areas by authorized
personnel; to record departure from Board's premises; to control access
to certain areas within Board premises; and to determine who is present
on Board property.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routine uses A, B, C, D, F, G, and I apply to this system.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Retrievability. Records can be retrieved by area, time/date, name,
card number, or employee identification number.
Access Controls. Access to records is limited to those whose
official duties require it. Paper records are secured by lock and key
and electronic records are password protected.
Retention and disposal. The retention period for these records is
currently under review. Until review is completed, these records will
not be destroyed.
System manager and address:
Manager, Technical Security Unit, Management Division, Board of
Governors of the Federal Reserve System, 20th Street and Constitution
Avenue, NW., Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by the individual to whom the record
pertains and the Board's personnel records. Information regarding entry
into and egress from Board premises or secured areas is obtained from
use of the card to open the doors. Authorization for access to secured
facilities on Board premises is provided by the Board official
responsible for that secured facility.
Exemptions claimed for the system:
None.
BGFRS-35
System name:
FRB--Staff Parking Permit File.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Categories of individuals covered by the system:
Past and present Board employees, consultants, visitors, and
contractors who have applied for or been issued a parking permit for
the Board's garages.
Categories of records in the system:
Completed parking application forms (FR 1103), disability parking
applications, and contingency parking requests submitted by employees;
unusual-work-demand permits and special contingency parking
authorizations submitted by division directors; requests for parking
for official visitors and contractors; notifications of lost permits; a
listing of permit numbers assigned to car pools,
[[Page 25011]]
van pools, and individual employees; investigations made of compliance
with the Board's parking regulations; and official actions taken as a
result of violation of the Board's parking regulations.
Authority for maintenance of the system:
Sections 10 and 11 of the Federal Reserve Act (12 U.S.C. 243 and
248).
Purpose(s):
These records are collected and maintained to allocate usage of the
limited number of parking spaces in the Board's garages among Board
staff, visitors and contractors, and to enforce the Board's parking
regulations for safe use of the garages.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routine uses A, C, D, F, G, and I apply to this system.
Records may also be used:
1. To investigate possible violations of the Board's parking
regulations;
2. To determine eligibility for a parking permit; and
3. To determine eligibility for a public transit subsidy payment.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Retrievability. Records can be retrieved by name of individual,
parking permit number, employee identification number, or license tag
number.
Safeguards. Access to records is limited to those whose official
duties require it. Paper records are secured by lock and key and
electronic records are password protected.
Retention and disposal. The retention and disposal period for these
records is currently under review.
System manager and address:
Assistant Director, Management Division, Board of Governors of the
Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by the individual to whom the record
pertains; parking permit applications, authorizations, and requests;
and from written investigations of possible violations of the Board's
parking regulations.
Exemptions claimed for the system:
None.
BGFRS-36
System name:
FRB--Federal Reserve Application Name Check System.
System location:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue, NW., Washington, DC 20551.
Categories of individuals covered by the system:
Designated persons who are parties to regulatory applications,
notices and/or proposals submitted to the Federal Reserve Board.
Categories of records in the system:
Name; social security, passport, or other identifying number,
address; occupation, birth city, state, and country; country(ies) of
citizenship; date of birth; names of related companies and the person's
role at those companies; an indication whether each agency conducting a
check had any information on the person and the results of the name
check; and name and address of the financial institution that submitted
the application with which the person was associated.
Authority for maintenance of the system:
Sections 9, 19, 25 and 25A of the Federal Reserve Act (12 U.S.C.
321-328, 466, 601-604(a) and 611-631); the Change in Bank Control Act
(12 U.S.C. 1817(j)); Section 18(c) of the Bank Merger Act (12 U.S.C.
1828(c)); Section 32 of the Federal Deposit Insurance Act (12 U.S.C.
1831i); Sections 3, 4, and 5 of the Bank Holding Company Act of 1956
(12 U.S.C. 1842, 1843 and 1844); Section 5 of the Bank Service Company
Act (12 U.S.C. 1865); Sections 7, 8 and 10 of the International Banking
Act (12 U.S.C. 3105, 3106 and 3107); the Board's Regulation H (12 CFR
Part 208); the Board's Regulation K (12 CFR Part 211); the Board's
Regulation L (12 CFR Part 212); the Board's Regulation Y (12 CFR Part
225); and Executive Order 9397.
Purpose(s):
These records are collected and maintained to assist the Board in
evaluating the proposed officers, directors, principal shareholders, or
other persons associated with a depository institution, holding
company, or other foreign or domestic entity in connection with the
Board's consideration of various regulatory applications, notices, or
proposals. The Board uses these records, along with other information,
to determine whether the related filing meets the statutory factors for
approval.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
There are no routine uses that apply to the results of the name
check. General routine uses A, B, C, D, G, and I apply to all other
categories of information in the system. These records may also be
used:
1. To disclose certain information to other Federal agencies to
enable completion of the name check process related to a particular
filing; and
2. To disclose certain information to other bank and thrift
regulatory agencies pursuant to explicit information sharing agreements
for regulatory comment purposes.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Retrievability. Records are generally retrieved by an
identification code internally assigned to each related filing or by
the name of the financial institution involved in the related filing.
However, records also can be retrieved by the name of the individual on
whom they are maintained.
[[Page 25012]]
Access Controls. Access and use of these records is limited to
those persons whose official duties require such access. Paper records
are secured by lock and key and electronic records are password
protected.
Retention and disposal. All records are retained for 15 years and
destroyed when no longer needed for administrative or reference
purposes.
System manager and address:
Deputy Associate Director, Division of Banking Supervision and
Regulation, Board of Governors of the Federal Reserve System, 20th
Street and Constitution Avenue, NW., Washington, DC 20551.
Notification procedures:
An individual desiring to learn of the existence of, or to gain
access to, his or her record in this system of records shall submit a
request in writing to the Secretary of the Board, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue, NW.,
Washington, DC 20551. The request should contain: (1) A statement that
it is made pursuant to the Privacy Act of 1974, (2) the name of the
system of records expected to contain the record requested or a concise
description of such system of records, (3) necessary information to
verify the identity of the requester, and (4) any other information
that may assist in the rapid identification of the record for which
access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by the individuals to whom the record
pertains or their agents (such as law firms or consultants) during the
regulatory application, notice, or proposal process. In addition, FRS
staff, as part of the due diligence process associated with the review
of a particular filing, performs name checks on the individuals to be
involved in the business transaction related to such filings by
contacting other Federal agencies for comments related to the
identified individuals.
Exemptions claimed for the system:
Certain portions of this system of records may be exempt from 5
U.S.C. 552a(c)(3), (d), (e)(1), (e)(4)(G), (H), and (I), and (f) of the
Privacy Act pursuant to 5 U.S.C. 552a(k)(2).
BGFRS/OIG-1
System name:
FRB--OIG Investigative Records.
System location:
Office of Inspector General, Board of Governors of the Federal
Reserve System, 1709 New York Avenue, NW., Suite 3000, Washington, DC
20006.
Categories of individuals covered by the system:
Officers or employees of the Board or other persons involved in the
Board's programs or operations who are or have been under investigation
by the Board's Office of Inspector General in order to determine
whether such officers, employees or other persons have been or are
engaging in fraud and abuse with respect to the Board's programs or
operations; and complainants and witnesses where necessary for future
retrieval.
Categories of records in the system:
Individual investigations, including investigative reports and
related documents generated during the course of or subsequent to an
investigation; electronic and hard-copy case-tracking systems;
databases containing investigatory information; ``Hotline'' telephone
logs and investigator work papers; and memoranda and letter referrals
to management or others.
Authority for maintenance of the system:
Sections 4 and 6 of the Inspector General Act of 1978 (5 U.S.C.
App. 4(a)(1) and 6(a)(2)).
Purpose(s):
These records are collected and maintained by the OIG in its
inquiries and investigations and reports relating to the administration
of the Board's programs and operations and to manage the investigatory
program.
Routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
General routine uses A, B, C, D, E, F, G and I apply to this
system. Records may also be used:
1. To disclose information to other federal entities, such as other
federal Offices of Inspector General or the General Accounting Office,
or to a private party with which the OIG or the Board has contracted
for the purpose of auditing or reviewing the performance or internal
management of the OIG's investigatory program, provided the record will
not be transferred in a form that is individually identifiable, and
provided further that the entity acknowledges in writing that it is
required to maintain Privacy Act safeguards for the information;
2. To disclose information to officials charged with the
responsibility to conduct qualitative assessment reviews of internal
safeguards and management procedures employed in investigative
operations. This disclosure category consists of members of the
Executive Council on Integrity and Efficiency (ECIE), the President's
Council on Integrity and Efficiency (PCIE), and officials and
administrative staff within their investigative chain of command
authorized by the ECIE or PCIE to conduct or participate in such
qualitative assessment reviews; and
3. To disclose information to any source, including a federal,
state, or local agency maintaining civil, criminal, or other relevant
enforcement information or other pertinent information, but only to the
extent necessary for the OIG to obtain information relevant to an OIG
investigation.
Policies and practices for storing, retrieving, accessing, retaining,
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Retrievability. Records can be retrieved by numerous identifiers,
including the name of the individual under investigation, investigation
number, referral number, or investigative subject matter.
Access Controls. Access to records is limited to those whose
official duties require it. Paper records are secured by lock and key
and electronic records are password protected.
Retention and disposal. All files are cut off annually and
destroyed 10 years after cut off.
System manager and address:
Inspector General, Board of Governors of the Federal Reserve
System, 20th Street and Constitution Avenue, NW., Washington, DC 20551.
Notification procedures:
An individual desiring to learn the existence of, or to gain access
to, his or her record in this system of records shall submit a request
in writing to the Inspector General, Board of Governors of the Federal
Reserve System, 20th
[[Page 25013]]
Street and Constitution Avenue, NW., Washington, DC 20551. The request
should contain: (1) A statement that it is made pursuant to the Privacy
Act of 1974, (2) the name of the system of records expected to contain
the record requested or a concise description of such system of
records, (3) necessary information to verify the identity of the
requester, and (4) any other information that may assist in the rapid
identification of the record for which access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedures:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by the individual to whom the record
pertains, employees of the Board and the Federal Reserve System, other
government employees, witnesses and informants, and nongovernmental
sources.
Exemptions claimed for the system:
This system is exempt from any part of the Privacy Act, 5 U.S.C.
552a, except 5 U.S.C. 552a(b), (c)(1) and (2), (e)(4)(A) through (F),
(e)(6), (7), (9), (10), and (11), and (i) pursuant to 5 U.S.C.
552a(j)(2). Additionally, certain portions of this system of records
may be exempt from 5 U.S.C. 552a(c)(3), (d), (e)(1), (e)(4)(G), (H),
and (I), and (f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(2) and
(k)(5).
BGFRS/OIG-2
System name:
OIG Personnel Records.
System location:
Office of Inspector General, Board of Governors of the Federal
Reserve System, 1709 New York Avenue, NW., Suite 3000, Washington, DC
20006.
Categories of individuals covered by the system:
Persons who have applied for employment with the Federal Reserve
Board's Office of Inspector General.
Categories of records in the system:
Information relating to the education, training, employment history
and earnings; appraisal of past performance; convictions for offenses
against the law; results of tests, appraisals of potential, honors,
awards of fellowships; military service or veteran status; school
transcripts; work samples; birth date; Social Security number; travel
vouchers; offer letters and correspondence, reference checks; and home
address of past, present and prospective employees of the OIG. Includes
allocations of time spent on various OIG projects and tasks (OIG Time
Entry System) and related documents and reports generated by the Time
Entry System.
Authority for maintenance of the system:
Section 8E of the Inspector General Act of 1978 and section 11 of
the Federal Reserve Act (5 U.S.C. App. 8E(g)(2) and 12 U.S.C. 248(l)),
and Executive Order 9397.
Purpose(s):
These records are collected and maintained to assist the OIG in
making determinations regarding hiring, retention, promotion, and
performance-evaluation decisions.
Routine uses of records maintained in the system, including categories
of users and purposes of such use:
General routine uses A, B, C, D, E, F, G and I apply to this
system. Records may also be used:
1. To disclose information to intelligence agencies of the United
States, including the Department of Defense, National Security Agency,
Central Intelligence Agency, and the Federal Bureau of Investigation
for use in intelligence activities;
2. To disclose information to any source from which information is
requested by the Board in the course of an investigation, to the extent
necessary to identify the individual, inform the course of the nature
and purpose of the investigation, and to identify the type of
information requested;
3. To disclose information in producing summary descriptive
statistics and analytical studies to support the function for which the
records are collected and maintained, or for related work force studies
(While published statistics and studies do not contain individual
identifiers, in some instances the selection of elements of data
included in the study may be structured in such a way as to make the
data individually identifiable by inference.);
4. To disclose information to other federal entities, such as other
federal offices of inspector general or the General Accounting Office,
or to a private party with which the OIG or the Board has contracted
for the purpose of auditing or reviewing the performance or internal
management of the OIG, provided the record will not be transferred in a
form that is individually identifiable, and provided further that the
entity acknowledges in writing that it is required to maintain Privacy
Act safeguards for the information; and
5. To disclose information to officials charged with the
responsibility to conduct qualitative assessment reviews of internal
safeguards and management procedures. This disclosure category consists
of members of the Executive Council on Integrity and Efficiency (ECIE),
the President's Council on Integrity and Efficiency (PCIE), and
officials and administrative staff authorized by the ECIE or PCIE to
conduct or participate in such qualitative assessment reviews.
Policies and practices for storing, retrieving, accessing, retaining
and disposing of records in the system:
Storage. Records are stored in paper and electronic form.
Retrievability. Records may be retrieved by a variety of personal-
identification means (including by Social Security number, employee
number, room number) and project or assignment codes.
Access Controls. Access to records is limited to those whose
official duties require it. Paper records are secured by lock and key
and electronic records are password protected.
Retention and disposal. All other records are retained for the
appropriate period which ranges from no retention period to one year
after separation or transfer.
System manager and address:
Inspector General, Board of Governors of the Federal Reserve
System, 20th Street and Constitution Avenue, NW., Washington, DC 20551.
Notification procedure:
An individual desiring to learn the existence of, or to gain access
to, his or her record in this system of records shall submit a request
in writing to the Inspector General, Board of Governors of the Federal
Reserve System, 20th Street and Constitution Avenue, NW., Washington,
DC 20551. The request should contain: (1) A statement that it is made
pursuant to the Privacy Act of 1974, (2) the name of the system of
records expected to contain the record requested or a concise
description of such system of records, (3) necessary
[[Page 25014]]
information to verify the identity of the requester, and (4) any other
information that may assist in the rapid identification of the record
for which access is being requested.
Record access procedures:
Same as ``Notification procedures'' above.
Contesting record procedure:
Same as ``Notification procedures'' above except that the envelope
should be clearly marked ``Privacy Act Amendment Request.'' The request
for amendment of a record should: (1) Identify the system of records
containing the record for which amendment is requested, (2) specify the
portion of that record requested to be amended, and (3) describe the
nature of and reasons for each requested amendment.
Record source categories:
Information is provided by the individual to whom the record
pertains, employees of the Board and the Federal Reserve System, other
government employees, and witnesses and informants.
Exemptions claimed for the system:
Certain portions of this system of records may be exempt from 5
U.S.C. 552a(c)(3), (d), (e)(1), (e)(4)(G), (H), and (I), and (f) of the
Privacy Act pursuant to 5 U.S.C. 552a(k)(5).
By order of the Board of Governors of the Federal Reserve
System, April 30, 2008.
Jennifer J. Johnson,
Secretary of the Board.
[FR Doc. E8-9926 Filed 5-5-08; 8:45 am]
BILLING CODE 6210-01-P