[Federal Register Volume 72, Number 37 (Monday, February 26, 2007)]
[Proposed Rules]
[Pages 8327-8329]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: E7-3160]


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NATIONAL ARCHIVES AND RECORDS ADMINISTRATION

36 CFR Part 1258

[FDMS Docket  NARA-07-0001]
RIN 3095-AB49


NARA Reproduction Fees

AGENCY: National Archives and Records Administration (NARA).

ACTION: Proposed rule.

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SUMMARY: NARA is revising its fees for reproduction of records and 
other materials in the custody of the Archivist of the United States. 
This proposed rule covers reproduction of Federal records created by 
other agencies that are in the National Archives of the United States, 
donated historical materials, Presidential records, Nixon Presidential 
historical materials, and records filed with the Office of the Federal 
Register. The fees are being changed to reflect current costs of 
providing the reproductions. This proposed rule will affect the public 
and Federal agencies.

DATES: Comments are due by April 27, 2007.

ADDRESSES: NARA invites interested persons to submit comments on this 
proposed rule. Comments may be submitted by any of the following 
methods:
    Federal eRulemaking Portal: http://www.regulations.gov. Follow the 
instructions for submitting comments.
    Fax: Submit comments by facsimile transmission to 301-837-0319.
    Mail: Send comments to Regulations Comments Desk (NPOL), Room 4100, 
Policy and Planning Staff, National Archives and Records 
Administration, 8601 Adelphi Road, College Park, MD 20740-6001.
    Hand Delivery or Courier: Deliver comments to 8601 Adelphi Road, 
College Park, MD.

FOR FURTHER INFORMATION CONTACT: Jennifer Davis Heaps at 301-837-1850 
or fax at 301-837-0319. Requests for copies of the proposed information 
collection and supporting statement should be directed to Tamee 
Fechhelm at 301-837-1694 or fax at 301-837-3213.

SUPPLEMENTARY INFORMATION:

General Background

    NARA does not receive appropriated funds to provide copies of our 
records to the public. The fees for reproduction of records in 36 CFR 
part 1258 are set under the Archivist's authority in 44 U.S.C. 2116(c). 
That statute requires that, to the extent possible, NARA recover the 
actual cost of making copies of records and other materials transferred 
to the custody of the Archivist of the United States. NARA conducts 
periodic reviews of the fees to ensure that the costs of providing this 
service to the public are properly recovered. NARA's current fees were 
established in October 2000 based on a 1999 cost study. As a result of 
a cost study conducted in 2006, fees for copying records must increase 
to recover NARA's costs. This is the first proposed fee increase in 
almost seven years.
    The cost components included in the NARA-made reproduction fees are 
staff salaries, equipment and materials (e.g., toner, paper) for making 
reproductions, shipping costs, and oversight and administration of the 
fee collection. Fixed-fee reproduction cost components include 
contractor costs for making and delivering the reproductions, staff 
salaries for supervision of the copying operation, equipment and 
materials, and oversight and administration of the fee collection. The 
cost components included in the self-service copies made by customers 
at NARA facilities are staff salaries for supervision of the copying 
operation, equipment and materials, and oversight and administration of 
the fee collection.
    The costs for providing reproductions of the unique historical 
materials in NARA's custody reflect the special handling required to 
help preserve records for future research. Original archival materials 
cannot be copied using automatic document feeder equipment. Each page 
must be hand-placed on a copier, one at a time. Preservation 
requirements add time and cost to the price of copying NARA's 
irreplaceable documents.

What Changes Is NARA Making in This Proposed Rule?

    NARA is updating fixed-fee order fees in Sec.  1258.4, the minimum 
mail order fee in Sec.  1258.10, and fees for self-service and common 
NARA-made reproductions in Sec.  1258.12. Because the fee schedule 
applies to our nation-wide facilities, we have removed certain fees for 
services that are not available in the majority of our facilities. In 
the Rules section of today's Federal Register, NARA has published an 
interim final rule removing from NARA's fee schedule reproductions of 
other Federal agencies' records stored in NARA's Federal records 
centers.
    Fixed fee orders. Fixed fee reproductions consist of records from 
high-demand bodies of genealogical records that NARA reproduces for a 
fixed fee, rather than a fee per page

[[Page 8328]]

copied to expedite handling. The fees for all of these orders must 
increase to reflect the higher costs of providing the copies. In Fiscal 
Year 2006, NARA's costs for the fixed-fee services were more than 
double the revenue received for them.
    The most notable change in the fixed-fee services is the increase 
for full military pension files more than 75 years old (NATF Form 85). 
Our recent study showed that many of the full pension files for the 
Civil War period (1860-1869 for purposes of this proposed rule) have 
page counts up to 200 pages or more. When the current fee of $37.00 
went into effect in 2000, NARA estimated a smaller average page count 
for each file (about 40 to 50 pages) and believed that the fee would 
cover the majority of the costs. However, we found that we 
underestimated the number of documents in the Civil War pension files 
being copied, which resulted in incorrect projections of actual 
production costs Moreover, the Civil War pension files are the majority 
of the full pension file requests NARA receives. In FY 2006, NARA 
completed 7,700 orders for full Civil War pension files and 1,500 non-
Civil War pension files.
    To account for the average page-count differences between Civil War 
pension files and pension files of other wars, we propose to create a 
separate fee for full Civil War pension files. We also propose to 
retain the service for the pension documents packet (also on NATF Form 
85), which many customers have found to meet their information needs. 
The pension documents packet consists of selected records containing 
military service and genealogical information most likely of interest 
to genealogical researchers. In FY 2006, NARA received 2,677 requests 
for the pension documents packet; almost all of those requests were for 
Civil War pension files.
    Self-service and NARA-made reproductions. Proposed fees for self-
service and NARA-made copies of most other records are in the following 
table:

------------------------------------------------------------------------
                                                               Proposed
                           Service                                fee
------------------------------------------------------------------------
Paper-to-paper copy made by the customer on a NARA self-           $0.25
 service copier in the Washington, DC, area.................
Paper-to-paper copy made by the customer on a NARA self-            0.20
 service copier outside the Washington, DC, area (regional
 archives and Presidential libraries).......................
Paper-to-paper copy made by NARA............................        0.75
Microfilm-to-paper copy made by the customer on a NARA self-        0.50
 service copier.............................................
------------------------------------------------------------------------

    We also propose to increase the fee for certifications and the 
minimum mail order fee. NARA certifies copies of materials in our 
holdings on request by affixing a certificate with a ribbon and seal 
attesting that the copy is a true copy of a document in our custody. 
Our current fee for certifications is $6.00 and we propose to increase 
that fee to $15.00 per certification. The fee has not been based on a 
price per page, but on a per record basis. Because the certification 
fee is based on tasks performed for a record regardless of the number 
of pages, we have maintained a fixed fee for that service per record.
    We propose to raise our minimum fee for mail-order reproductions 
from $10.00 to $15.00 because the current fee is inadequate to cover 
NARA's costs. As with certifications, NARA performs the same functions 
to copy a few pages of records as to copy dozens of pages for a 
reproduction order. We maintain the minimum mail order fee to recover 
the costs of administering small copying requests. The dollar amount is 
based upon the cost to NARA to provide minimum mail orders divided by 
the anticipated number of orders that will fall below the dollar 
threshold. The costs include making the copies, supplies, shipping, and 
administration. For the recent fee study, this calculation resulted in 
a price of $15.00 per minimum mail order. NARA will continue to 
evaluate this fee in future studies.
    Reproduction services no longer listed in Sec.  1258.12. We have 
removed fees for selected reproduction services. However, these 
services will continue to be available as unlisted processes in 
accordance with the existing Sec.  1258.12(f). Some of the fees we 
formerly listed in our regulations have been for reproduction services 
not available at all our locations, which confused customers. These 
include self-service video copying and self-service Polaroid prints. In 
addition, we have decided not to publish a fee for NARA-made paper-to-
microfilm copies because demand for them is diminishing and NARA is 
unable to offer this service on a routine basis. We will compute the 
fee for this service in accordance with Sec.  1258.12(f) when a 
customer requests the service or when, because of the condition of the 
records, NARA must recommend it as a copying option instead of 
electrostatic (paper) copying.

Paperwork Reduction Act

    NATF Forms 81 through 86 in this proposed rule have been approved 
by the Office of Management and Budget under the Paperwork Reduction 
Act and bear approval number 3095-0027 on the face of the forms. NATF 
Form 85, under this proposal, requires modification to separate Civil 
War pension file requests from those of other wars. Other forms are 
being modified only to update the stated fee.
    Submission of requests on a form is necessary to handle in a timely 
fashion the volume of requests received for these records 
(approximately 18,000 per year for the NATF 85) and the need to obtain 
specific information from the researcher to search for the records 
sought. Researchers may use Order Online! (http://www.archives.gov/research/order/orderonline.html) to complete the forms and order the 
copies. For those who do not have Internet access, we also make the 
forms available on carbonless paper as a multi-part form. The paper 
form allows the researcher to retain a copy of his request and NARA to 
respond to the researcher on the results of the search or to bill for 
copies if the researcher wishes to order the copies. As a convenience, 
the form allows researchers to provide credit card information to 
authorize billing and expedited mailing of the copies.
    This proposed rule is not a significant regulatory action for the 
purposes of Executive Order 12866 and has not been reviewed by the 
Office of Management and Budget. As required by the Regulatory 
Flexibility Act, I certify that this rule will not have a significant 
impact on a substantial number of small entities because it affects 
individual researchers. This regulation does not have any federalism 
implications.

List of Subjects in 36 CFR Part 1258

    Archives and records.

    For the reasons set forth in the preamble, NARA proposes to amend 
part 1258 of title 36, Code of Federal Regulations, as follows:

PART 1258--FEES

    1. The authority citation for part 1258 continues to read as 
follows:


[[Page 8329]]


    Authority: 44 U.S.C. 2116(c) and 2307.

    2. Amend Sec.  1258.4 by revising paragraph (d) to read as follows:


Sec.  1258.4  What reproductions are not covered by the NARA fee 
schedule?

* * * * *
    (d) Reproduction of the following types of records using the 
specified order form:

------------------------------------------------------------------------
           Type of record                    Order form           Fee
------------------------------------------------------------------------
(1) Passenger arrival lists.........  NATF Form 81...........     $25.00
(2) Federal Census requests.........  NATF Form 82...........      25.00
(3) Eastern Cherokee applications to  NATF Form 83...........      25.00
 the Court of Claims.
(4) Land entry records..............  NATF Form 84...........      40.00
(5) Full pension file more than 75    NATF Form 85...........     125.00
 years old (Civil War period).
(6) Full pension file more than 75    NATF Form 85...........      60.00
 years old (non-Civil War).
(7) Pension documents packet          NATF Form 85...........      25.00
 (selected records).
(8) Bounty land warrant application   NATF Form 85...........      25.00
 files.
(9) Military service files more than  NATF Form 86...........      25.00
 75 years old.
------------------------------------------------------------------------

* * * * *
    3. Amend Sec.  1258.10 by revising paragraph (a) to read as 
follows:


Sec.  1258.10  What is NARA's mail order policy?

    (a) There is a minimum fee of $15.00 per order for reproductions 
that are sent by mail to the customer.
* * * * *
    4. Revise Sec.  1258.12 to read as follows:


Sec.  1258.12  NARA reproduction fee schedule.

    (a) Certification: $15.00.
    (b) Electrostatic copying (in order to preserve certain records 
that are in poor physical condition, NARA may restrict customers to 
photographic or other kinds of copies instead of electrostatic copies):

------------------------------------------------------------------------
                            Service                                Fee
------------------------------------------------------------------------
Paper-to-paper copy made by the customer on a NARA self-           $0.25
 service copier in the Washington, DC, area...................
Paper-to-paper copy made by the customer on a NARA self-            0.20
 service copier outside the Washington, DC, area (regional
 archives and Presidential libraries).........................
Paper-to-paper copy made by NARA..............................      0.75
Microfilm-to-paper copy made by the customer on a NARA self-        0.50
 service copier...............................................
------------------------------------------------------------------------

    (c) Unlisted processes: For reproductions not covered by this fee 
schedule, see also Sec.  1258.4. Fees for other reproduction processes 
are computed upon request.
    5. Revise Sec.  1258.16 to read as follows:


Sec.  1258.16  Effective date.

    The fees in this part are effective on [effective date of the final 
rule.] If your order was received by NARA before this effective date, 
we will charge the fees in effect at the time the order was received.

    Dated: February 20, 2007.
Allen Weinstein,
Archivist of the United States.
[FR Doc. E7-3160 Filed 2-23-07; 8:45 am]
BILLING CODE 7515-01-P